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sha256:b3bbf8835057a6bf796b9e3a4237ddd1853faeaaa30df70f450c45beb028a357 +size 83579 diff --git a/parse/train/EqoXe2zmhrh/EqoXe2zmhrh.md b/parse/train/EqoXe2zmhrh/EqoXe2zmhrh.md new file mode 100644 index 0000000000000000000000000000000000000000..863f5033779e98dae804cd836c2411a55d75ad6f --- /dev/null +++ b/parse/train/EqoXe2zmhrh/EqoXe2zmhrh.md @@ -0,0 +1,387 @@ +# SUPPORT-SET BOTTLENECKS FOR VIDEO-TEXT REPRESENTATION LEARNING + +Mandela Patrick∗, Po-Yao Huang∗, Florian Metze & Andrea Vedaldi Facebook AI {mandelapatrick,berniehuang,fmetze,vedaldi}@fb.com + +Yuki M. Asano∗& João Henriques + +Alexander Hauptmann Language Technologies Institute Carnegie Mellon University alex@cs.cmu.edu + +Visual Geometry Group +University of Oxford +{yuki,joao}@robots.ox.ac.uk + +# ABSTRACT + +The dominant paradigm for learning video-text representations – noise contrastive learning – increases the similarity of the representations of pairs of samples that are known to be related, such as text and video from the same sample, and pushes away the representations of all other pairs. We posit that this last behaviour is too strict, enforcing dissimilar representations even for samples that are semanticallyrelated – for example, visually similar videos or ones that share the same depicted action. In this paper, we propose a novel method that alleviates this by leveraging a generative model to naturally push these related samples together: each sample’s caption must be reconstructed as a weighted combination of other support samples’ visual representations. This simple idea ensures that representations are not overly-specialized to individual samples, are reusable across the dataset, and results in representations that explicitly encode semantics shared between samples, unlike noise contrastive learning. Our proposed method outperforms others by a large margin on MSR-VTT, VATEX, ActivityNet, and MSVD for video-to-text and text-to-video retrieval. + +# 1 INTRODUCTION + +Noise contrastive learning (Gutmann & Hyvärinen, 2010) is emerging as one of the best approaches to learn data representations both for supervised (Khosla et al., 2020) and unsupervised regimes (Chen et al., 2020c). The idea is to learn a representation that discriminates any two data samples while being invariant to certain data transformations. For example, one might learn a representation that identifies a specific image up to arbitrary rotations (Misra & van der Maaten, 2020). In a multi-modal setting, the transformations can separate different modalities, for example, by extracting the audio and visual signals from a video. The resulting noise contrastive representation associates audio and visual signals that come from the same source video, differentiating others (Patrick et al., 2020). + +The noise contrastive approach is motivated by the fact that the transformations that are applied to the data samples leave their ‘meaning’ unchanged. For example, rotating an image does not change the fact that it contains a cat or not (Gidaris et al., 2018). However, in most cases, we expect to find many data samples that share the same content without being necessarily related by simple transformations (e.g. think of any two images of cats). Existing noise contrastive formulations are unaware of these relationships and still try to assign different representations to these samples (Wu et al., 2018), despite the fact that they are semantically equivalent. If the representation is learned for a downstream task such as semantic video retrieval, this might degrade performance. + +This suggest that there might be other learning signals that could complement and improve pure contrastive formulations. In this paper, we explore this idea in the case of learning from two modalities: videos and text, in the form of video transcripts or captions. Given a state-of-the-art contrastive formulation that learns from these two modalities, we investigate complementary pretext objectives to improve it. First, we consider the (instance) captioning task, namely mapping a video to the corresponding text, casting this as a conditional stochastic text generation problem. We show that this brings only a modest benefit. + +![](images/8d0bcdde4e40092ff0c37d6af09a720fd9dc5d9f65a5b3d1395bd5686ac81d07.jpg) +Fig. 1: Cross-modal discrimination and cross-captioning. Our model learns from two complementary losses: (a) Cross-modal contrastive learning learns strong joint video-text embeddings, but every other sample is considered a negative, pushing away even semantically related captions (orange arrows). (b) We introduce a generative task of cross-captioning, which alleviates this by learning to reconstruct a sample’s text representation as a weighted combination of a support-set, composed of video representations from other samples. + +We observe that the captioning task is highly sample-specific, as the goal is to produce a caption which describes a specific video and not any other video, and thus it suffers from the same disadvantages (discouraging concept sharing among samples) as contrastive learning. Thus, we propose to address this issue by switching to a different text generation task. The idea is to modify the text generator to take as input a learnable mixture of a support-set of videos, which we call cross-instance captioning. The mixture weights are generated by comparing the learned video representations to captions’ representations in an online way over the batch. The limited set of support samples acts as a bottleneck that encourages extraction of shared semantics. In this manner, the embeddings can associate videos that share similar captions even if the contrastive loss tries to push them apart. + +We show that, when the captioning task is added in this manner, it brings a sensible improvement to already very strong video representation learning results, further improving our own state-of-the-art baseline by a significant margin. + +# 2 RELATED WORKS + +Learning data representations from unlabelled data has been a long standing goal of machine learning. These approaches are called “self-supervised learning” because the learning signals, termed pretext tasks, are obtained from the data itself. In the image and video domain, pretext tasks include colorization (Zhang et al., 2016), rotation (Gidaris et al., 2018), or clustering (Asano et al., 2020a;b; Caron et al., 2018; Ji et al., 2018), while in the natural language domain, masked language modeling (Devlin et al., 2019), and next word prediction (Mikolov et al., 2013; Pennington et al., 2014) are extremely popular. These pretext tasks can be broadly classified into two classes: generative and discriminative. + +Discriminative approaches learn representations by differentiating input samples, using objectives such as the contrastive loss (Gutmann & Hyvärinen, 2010; Hadsell et al., 2006). Discriminative approaches have proven to be particularly successful for image (Chen et al., 2020c; He et al., 2020; Misra & van der Maaten, 2020; Wu et al., 2018) and video (Han et al., 2019; Morgado et al., 2020; Patrick et al., 2020) representation learning. Generative approaches, on the other hand, try to reconstruct its input. GANs (Donahue & Simonyan, 2019; Goodfellow et al., 2014; Radford et al., 2015), autoencoders (Hinton & Salakhutdinov, 2006) and sequence-to-sequence models (Huang et al., 2020; Sutskever et al., 2014) are popular generative models. In this work, we show the importance of combining both discriminative and generative objectives to learn effective video-text representations. + +The success of representation learning has also been due to advances in model architectures, such as the Transformer (Vaswani et al., 2017). BERT (Devlin et al., 2019) demonstrated that a transformer architecture pretrained on large-scale textual data can learn transferable text representations that can be fine-tuned on a variety of downstream tasks. Subsequent works (Clark et al., 2020; Lewis et al., 2020a;b; Radford et al., 2019; Raffel et al., 2019) have improved upon the transformer architecture or training objective to learn even better representations. Inspired by the success of transformers in the NLP domain, several works have leveraged transformers to learn transferable image (Chen et al., 2020a; Desai & Johnson, 2020; Sariyildiz et al., 2020) or multi-modal image-text (Chen et al., 2019; Li et al., 2020a; 2019; Lu et al., 2019; Su et al., 2019; Tan & Bansal, 2019) and video-multilingual text (Huang et al., 2021) representations. In this work, we leverage the transformer architecture to better encode and represent text and video. + +![](images/cbfbfe18698b316b1cbf734fd0d7c86db4094e09852e74729e32981600c3a431.jpg) +Fig. 2: (a) Our cross-modal framework with the discriminative (contrastive) objective and the generative objective. The model learns to associate video-text pairs in a common embedding space with text and video encoders (top). Meanwhile, the text must also be reconstructed as a weighted combination of video embeddings from a support-set (bottom), selected via attention, which enforces representation sharing between different samples. (b) Weights matrices (attention maps) used in each cross-captioning objective (see section 3.1.2). + +Large-scale training data has enabled the more effective pretraining of image (Sun et al., 2017; Yalniz et al., 2019), video (Ghadiyaram et al., 2019; Thomee et al., 2016) and textual representations (Raffel et al., 2019). The release of the HowTo100M dataset (Miech et al., 2019), a large-scale instructional video dataset, has spurred significant interest in leveraging large-scale pretraining to improve video-text representations for tasks such as video question-answering (Lei et al., 2018), text-video retrieval (Liu et al., 2019) and video captioning (Zhou et al., 2018b) on smaller datasets such as YouCookII (Zhou et al., 2018a), MSVD (Venugopalan et al., 2015a), MSR-VTT $\mathrm { { X u } }$ et al., 2016), LSMDC (Rohrbach et al., 2017), DiDeMo (Hendricks et al., 2018) and ActivityNet (Krishna et al., 2017). Although semantically rich and diverse, instructional videos from the web are super noisy and therefore a few approaches have been proposed to combat this. A few works (Luo et al., 2020; Sun et al., 2019a;b; Zhu & Yang, 2020) extend the BERT model to accept both visual and textual tokens to learn high-level semantic video-text representations. Other works have leveraged the contrastive loss (Miech et al., 2020) and show that using the raw audio (Alayrac et al., 2020; Rouditchenko et al., 2020) and other modalities (Gabeur et al., 2020) can be used to better align and improve video-text representations. While all these approaches rely on a contrastive objective, VidTranslate (Korbar et al., 2020) shows that a generative objective can also be used to learn joint video-text representations. In contrast to Korbar et al. (2020), we show that combining contrastive and generative objectives to pre-train video-text representations on large-scale data such as HowTo100M is very effective. The generative objective serves as regularizer to mitigate the strictness of the instance discrimination task of the constrastive objective, showing benefits similar to approaches such as clustering (Caron et al., 2020; Li et al., 2020b) and feature mixing (Kalantidis et al., 2020) which have been applied in the image domain. + +# 3 METHOD + +We consider the problem of learning multimodal representations from a corpus $\mathcal { C }$ of video-text pairs $( v , t )$ , where $v$ is a video and $t$ is its corresponding text (caption or transcription). Our goal is to learn a pair of representation maps $c _ { v } \ = \ \Psi ( v )$ and $c _ { t } = \Phi ( t )$ , with outputs in a $d$ -dimensional embedding space $\mathbf { \Phi } _ { c _ { v } , c _ { t } \in \mathbb { R } ^ { d } }$ , where semantically similar instances are close to each other. + +# 3.1 OBJECTIVE FOR LEARNING MULTIMODAL REPRESENTATIONS + +We consider two learning objectives, also illustrated in Figure 1. The first is the contrastive objective, pushing embeddings $c _ { t }$ and $c _ { v }$ to be close if text $t$ and video $v$ come from the same sample and pushing them apart otherwise. This assumes that every sample is its own class and does not benefit from modelling similiarities across instances. The second objective is generative captioning. In its most basic variant, it maximizes the probability of generating the text $t$ given the corresponding video $v$ . However, we suggest that variants that explicitly promote concept sharing between instances will result in better downstream performance, in tasks such as video retrieval. These variants, illustrated in Figure 2, have in common that the caption $t$ is reconstructed from a learned weighted combination over other videos $\hat { v }$ . This is a form of attention (Bahdanau et al., 2014) which encourages the network to learn about which videos share similar semantics, compensating for the contrastive loss and grouping them implicitly. + +In the following, we denote with $B \subset { \mathcal { C } }$ a batch of multi-modal samples, i.e. a finite collection of video-text pairs $( t , v ) \in \mathcal { C }$ . For simplicity, we denote the batch as $\boldsymbol { B } = \{ ( t ^ { i } , v ^ { i } ) \} _ { i = 1 } ^ { B } \}$ . + +# 3.1.1 CONTRASTIVE OBJECTIVE + +To define the contrastive objective, let $\begin{array} { r } { s ( { a } , { b } ) = \frac { { a } ^ { \top } { b } } { \| { a } \| \| { b } \| } } \end{array}$ be the similarity measure between vectors $a$ and $b$ . Following Faghri et al. (2018), we adopt the hinge-based triplet ranking loss with hard negative mining: + +$$ +\mathcal { L } ^ { \mathrm { c o n t r a s t } } = \frac { 1 } { B } \sum _ { i = 1 } ^ { B } \left[ \operatorname* { m a x } _ { j } \left[ \alpha - s ( c _ { t } ^ { i } , c _ { v } ^ { i } ) + s ( c _ { t } ^ { i } , c _ { v } ^ { j } ) \right] _ { + } + \operatorname* { m a x } _ { j } \left[ \alpha - s ( c _ { t } ^ { i } , c _ { v } ^ { i } ) + s ( c _ { t } ^ { j } , c _ { v } ^ { i } ) \right] _ { + } \right] , +$$ + +where $\alpha$ is the correlation margin between positive and negative pairs and $[ \cdot ] _ { + } = \operatorname* { m a x } \{ 0 , \cdot \}$ is the hinge function. In our experiments, we set $\alpha = 0 . 2$ . + +# 3.1.2 CROSS-CAPTIONING OBJECTIVES + +In the conventional captioning, the decoder seeks to optimize the negative log-likelihood of a text sequence $t$ given its corresponding video $v$ : + +$$ +\mathcal { L } ^ { \mathrm { c a p t i o n } } = - \frac { 1 } { B } \sum _ { i = 1 } ^ { B } \log p ( t ^ { i } | e _ { v } ^ { i } ) . +$$ + +Here, the log-likelihood is obtained via auto-regressive decoding (Vaswani et al., 2017) from an intermediate video embedding $e _ { v } ^ { i } = \Phi ^ { \prime } ( v ^ { i } )$ . For the cross-captioning objective, we modify this loss to condition the generation process on a weighted average of the embeddings of the other videos in the batch, which we call the support-set. The weights themselves, which can be interpreted as a batch-wise attention, are obtained as a softmax distribution with temperature $T$ over batch indices based on the video embeddings, as follows: + +$$ +\mathcal { L } ^ { \mathrm { c r o s s - c a p t i o n i n g } } = - \frac { 1 } { B } \sum _ { i = 1 } ^ { B } \log p ( t ^ { i } | \bar { e } _ { v } ^ { i } ) , \bar { e } _ { v } ^ { i } = \sum _ { j \in S _ { i } } \frac { \exp { \langle c _ { t } ^ { i } , c _ { v } ^ { j } \rangle } / T } { \sum _ { k \in S _ { i } } \exp { \langle c _ { t } ^ { i } , c _ { v } ^ { k } \rangle } / T } \cdot e _ { v } ^ { j } . +$$ + +By default, the summation in the softmax is conducted over a support set $s _ { i }$ containing all indices except $i$ . In the experiments, we consider the following attention types for reconstruction. Identity captioning $\begin{array} { r } { ( S _ { i } = \{ i \} ) } \end{array}$ ) generates the caption from the corresponding video and reduces to the standard captioning objective, eq. (2). Full support $( S _ { i } = \{ 1 , \dots , B \} )$ considers all videos as possible candidates for captioning. Hybrid captioning sets the weights in eq. (3) as the average of the weights for identity captioning and full support. Cross-captioning $( S _ { i } = \{ j \neq i \}$ ) considers all but the video that one wishes to caption. This variant forces the network to extract all information required for captioning from other videos in the batch. Figure 2 compares graphically these attention mechanisms. + +Considering both discriminative and generative objectives for learning multimodal representations, our full objective is $\begin{array} { r } { \mathcal { L } = \mathcal { L } ^ { \mathrm { c o n t r a s t } } + \lambda \mathcal { L } } \end{array}$ cross-captioning, where $\lambda$ balances two objectives. We set $\lambda = 1 0$ to ensure similar magnitudes for both losses in our experiments. In the training phase, we use Adam (Kingma & Ba, 2015) to minimize our loss. At inference time, we directly use $\Phi ( t )$ and $\Psi ( v )$ to encode video and text representations for retrieval. + +# 3.2 MODEL ARCHITECTURE + +We now discuss the details of the encoders and decoder components in our architecture, illustrated in fig. 2. For the text decoder $p ( t | e _ { v } )$ in eq. (2) and (3), we use a pre-trained T-5 decoder (Raffel et al., 2019). + +For the video representation $c _ { v } = \Psi ( v ) = \Psi ^ { \prime \prime } ( \Psi ^ { \prime } ( v ) )$ , we use a video encoder $e _ { v } = \Psi ^ { \prime } ( v )$ followed by a multi-layer transformer pooling head $c _ { v } = \Psi ^ { \prime \prime } ( e _ { v } )$ . The encoder $\Psi ^ { \prime } ( v )$ concatenates the output of pretrained ResNet-152 (He et al., 2016) and ${ \mathrm { R } } ( 2 + 1 ) { \mathrm { D } } - 3 4 $ (Tran et al., 2018) networks applied to individual video frames, resulting in a code $\boldsymbol { e _ { v } } = [ e _ { v 1 } \cdot \cdot \cdot e _ { v M } ]$ where $M$ is the maximum duration of a video clip. For the pooling head $c _ { v } ~ = ~ \Psi ^ { \prime \prime } ( e _ { v } )$ , we consider a transformer architecture to attend to important context and summarize it into a fixed-length representation $c _ { v }$ . For this, we follow MMT (Gabeur et al., 2020), but with two important differences. First, while MMT uses 7 expert features that results in $7 \times$ the sequence length, we only use a transformer to attend to early-fused motion and appearance features as the video representation, thus significantly reducing the sequence length and computational cost. Second, instead of stacking 6 transformer layers to encode the visual stream as in MMT, we only use a shallow two-layer transformer architecture with additional pre-encoders, further increasing model efficiency. As temporal 1D-convolutional neural networks (CNNs) (LeCun et al., 1998) were shown to effectively capture temporal dependencies in videos (Dong et al., 2019), we integrate CNNs into our transformer pooling heads to better capture video temporal signals. In more detail, we compute $c _ { v } ~ = ~ \Psi ^ { \prime \prime } ( e _ { v } )$ by chaining two transformer layers, each of the type: + +$$ +\psi ( e ) = \mathrm { \bf B N } ( \mathrm { F F N } ( e _ { \mathrm { a t m } } ) + e _ { \mathrm { a t m } } ) , e _ { \mathrm { a t m } } = \mathrm { \bf B N } ( \mathrm { \bf M H A } ( f ( e ) ) + f ( e ) ) . +$$ + +Here $f$ is a pre-encoder that refines the video representation; we found empirically that a 1D CNN works well for this purpose. Then, we apply multi-head self-attention (MHA) (Huang et al., 2019; Vaswani et al., 2017) followed by a feed-forward network (FNN) with batch normalization (BN) (Ioffe & Szegedy, 2015). The architecture maps the input sequence $e _ { v }$ to a new ‘contextualized’ sequence of representation vectors; we take the first one as $c _ { v }$ . + +The text representation decomposes in the same way as $c _ { t } = \Phi ( t ) = \Phi ^ { \prime \prime } ( \Phi ^ { \prime } ( t ) )$ . The text encoder $\boldsymbol { e } _ { t } = \boldsymbol { \Phi } ^ { \prime } ( t )$ uses a pretrained T-5 network resulting in a code $\boldsymbol { e } _ { t } = \left[ \boldsymbol { e } _ { t 1 } \cdot \cdot \cdot \boldsymbol { e } _ { t N } \right]$ , where $N$ is the maximum length of a sentence. The pooling head $c _ { t } = \Phi ^ { \prime \prime } ( e _ { t } )$ follows the same design as the video case, but $f$ is set to a recurrent neural network (RNN) instead of a CNN. Please refer to the appendix for details. + +In practice, for computational reasons, we use eq. (3) to finetune the parameters of all networks except the video encoder $\Psi ^ { \prime } ( v )$ , which is fixed. + +# 4 EXPERIMENTS + +We validate empirically the ability of our method to learn better representations for the downstream tasks of text-to-video and video-to-text retrieval. First, in sec. 4.2 we ablate various model components on the MSR-VTT dataset. Then, in sec. 4.3 we show that our best model significantly outperforms state-of-the-art retrieval systems on three datasets, MSR-VTT, ActivtyNet and VATEX. Finally, in sec. 4.4 we analyse qualitatively the effect of the attention mechanism used during training. + +Table 2: Model Architecture and Training Details Ablation. Text Video retrieval performance on MSR-VTT. Recall $@ 1 , 5$ , and Median Recall are shown. +(a) Video Encoder. Stronger features and combination improves performance. + +
Feature sourceR@1↑ R@5个 MdR↓
R-15220.846.2 6.0
R(2+1)D-3423.753.2 4.0
R(2+1)D-34 +R-15227.255.2 3.0
+ +(b) Feature Aggregation. Learning temporal attention yields strong gains over pooling. + +
Temporal reduction R@1 ↑ R@5↑MdR↓
Max21.849.5 8.0
Mean22.551.3 6.0
Multi-Head Attn27.2 55.23.0
+ +(c) Text Encoder. Stronger encoding of text improves retrieval. + +
Text EncoderR@1↑R@5↑ MdR↓
W2V (GloVe)22.149.86.0
T5-Small24.551.23.0
T5-Base27.255.23.0
+ +(d) Text Decoder. Stronger decoding of text improves retrieval. + +
Text Encoder Text Decoder R@1 ↑ R@5 ↑ MdR↓
T5-BaseT5-Small26.254.23.0
T5-BaseT5-Base27.255.23.0
+ +(e) Contrastive Loss. Inter-modal Triplet loss yields the best performance. + +
ContrastiveR@1↑ R@5↑MdR↓
InfoNCE (inter+intra)10.728.5 15.0
InfoNCE (inter)10.829.0 14.5
Triplet (inter+intra)26.856.2 3.0
Triplet (inter)27.255.2 3.0
+ +(f) Support-set Size. Retrieval degrades when reconstructing from too small and too large sets. + +
Batch-sizeMemory bank
Size81632641282565122k8k
R@1/5 18.5/45.6 20.7/49.9 25.2/54.6 27.2/55.2 28.0/56.1 26.9/55.0 25.3/53.526.8/54.7 26.2/52.7
+ +# 4.1 EXPERIMENTAL SETUP + +Datasets. HowTo100M (Miech et al., 2019) is a large-scale instructional video collection of 1.2 million YouTube videos, along with automatic speech recognition transcripts. We use this dataset for our pre-training experiments. MSR-VTT (Xu et al., 2016) contains 10,000 videos, where each video is annotated with 20 descriptions. We report results on the 1k-A split (9,000 training, 1,000 testing) as in Liu et al. (2019). VATEX (Wang et al., 2019) is a multilingual (Chinese and English) video-text dataset with 34,911 videos. We use the official training split with 25,991 videos and report on the validation split as in HGR (Chen et al., 2020b). The ActivityNet Caption (Krishna et al., 2017) dataset consists of densely annotated temporal segments of 20K YouTube videos. We use the 10K training split to train from scratch/ finetune the model and report the performance on the 5K ‘val1’ split. The MSVD (Chen & Dolan, 2011) dataset consists of $8 0 K$ English descriptions for 1,970 videos from YouTube, with each video associated with around 40 sentences each. We use the standard split of 1,200, 100, and 670 videos for training, validation, and testing (Liu et al., 2019; Venugopalan et al., 2015b; Xu et al., 2015). + +Evaluation Metrics. To measure the text-to-video and video-totext retrieval performance, we choose Recall at K $( \mathbb { R } ^ { \ @ \mathbb { K } ) }$ and Median Rank (MedR), which are common metrics in information retrieval. + +# 4.2 ABLATIONS + +Table 1: Effect of learning objectives. Text Video retrieval on MSR-VTT. + +
R@1↑R@5↑ MdR↓
None25.953.04.0 4.0 3.0
Identity26.451.9
Full25.853.9
Hybrid26.054.83.0
Cross27.255.23.0
+ +In Tab. 2, we first only ablate the cross-modal retrieval part of our network architecture, while the generative objectives are analysed in Tab. 1. + +Video Encoder. In Tab. 2a, we show the effect of the choice of visual input features. We find that for text-to-video retrieval at Recall at 1 and 5 $( R @ 1 , R @ 5 )$ , features obtained from a video $\mathsf { R } ( 2 + 1 ) \mathsf { D } { - } 3 4 \ \mathsf { R e s }$ Net achieve $2 . 9 \%$ and $7 . 0 \%$ higher performance compared to only image-frame based features from a ResNet-152. A further $3 . 5 \%$ and $\mathrm { \bar { 2 . 0 \% } }$ can be gained by concatenating both features, yielding the strongest $M d R$ of $3 . 0 \%$ . + +Feature Aggregation. While the features from both video and image-based visual encoders have reduced spatial extent after a fully-connected layer, the temporal dimension can be reduced in various ways. In Tab. 2b, we find that our multi-head, parameterized attention reduction yields strong gains over the mean- or max-pooling baselines of over $4 \%$ for $R @ 1$ . This shows that learning attention over the temporal dimension of fixed feature sets can give strong gains even without fine-tuning the encoder. + +Text Encoder. In Tab. 2c, we find decent gains of $2 . 7 \%$ and $0 . 4 \%$ for ${ \mathrm { R @ 1 } } , 5$ for using T5-base, instead of T5-small. We do not use the T-5-Large model, as in Korbar et al. (2020), due to the prohibitively large relative model size increase of $+ 2 2 0 \%$ . + +Text Decoder. In Tab. 2d, we find that using a larger text decoder gives a $1 \%$ increase in performance when using the cross-captioning objective. + +Contrastive Loss. To validate the choice of a triplet loss in eq. (1), in Tab. 2e, we compare the results of the InfoNCE contrastive loss (Oord et al., 2018) with a triplet loss, with both the intra and inter-intra modality variants. We find that InfoNCE (Oord et al., 2018) loss does not work well in our case, likely due to the difficulty in tuning this loss to have the right combination of temperature and batch-size. + +Support-Set Size. Lastly, in Tab. 2f, we show the effect of the size of the support set used for cross-instance captioning. We find that our reconstruction loss indeed acts as a bottleneck, with both smaller and very large sizes degrading the performance. + +Captioning Objective. In Tab. 1, we show the effect of the different variants of our learning objective eq. (3). First, we find that the naive addition of a reconstruction objective (“Identity”) does not improve the contrastive-only baseline (“None”) much. Considering reconstruction from other videos improves the performance more. In particular, the “Hybrid” variant, which combines “Identity” and “Full” (sec. 3.1.2) improves Recall at 1 and 5 from $2 5 . 9 \%$ and $5 3 . 0 \%$ to $2 6 . 0 \%$ and $5 4 . 8 \%$ , respectively. However, the best result by far $( 2 7 . 2 / 5 5 . 2 \% )$ is obtained forcing captions to be reconstructed only from other videos, via our cross-instance attention mechanism (“Cross”). This variant cannot use information contained in a video to generate the corresponding caption and thus entirely relies on the model to discover meaningful relationship between different videos. This newly-proposed scheme seems to have the most beneficial effect for semantic retrieval. + +Table 3: Retrieval performance on the MSR-VTT dataset. Models in the second group are additionally pretrained on HowTo100M. + +
Text→VideoVideo→Text
R@1↑R@5↑ R@10↑MdR↓R@1↑ R@5↑ R@10↑MdR↓
Random Baseline0.10.51.0500.00.10.51.0500.0
JSFusion (Yu et al., 2018)10.231.243.213.01111
HT100M (Miech et al., 2019)12.135.048.012.01
JPoSE(Wray et al., 2019)14.338.153.09.016.441.354.48.7
CE (Liu et al., 2019)20.948.862.46.020.650.364.05.3
MMT(Gabeur et al., 2020)24.654.067.14.024.456.067.84.0
Ours27.456.367.73.026.655.167.53.0
VidTranslate (Korbar etal., 2020)14.7152.811
HT100M (Miech et al.,2019)14.940.252.89.016.841.755.18.0
NoiseEstimation (Amrani et al., 2020)17.441.653.68.0111
UniVL (Luo et al.,2020)21.249.663.16.0
AVLnet (Rouditchenko et al., 2020)27.155.666.64.028.554.665.24.0
MMT(Gabeur et al., 2020)26.657.169.64.027.057.569.73.7
Ours-pretrained30.158.569.33.028.558.671.63.0
+ +Table 4: Retrieval performance on the VATEX dataset + +
Text→VideoVideo→Text
R@1↑ R@5↑ R@10↑ MdR↓ R@1↑ R@5↑ R@10↑ MdR↓
Random Baseline0.20.71.052000.5 0.020.11.022100.5
VSE (Kiros et al., 2014)28.064.376.93.01111
VSE++(Faghri et al.,2018)33.770.181.02.011
Dual (Dong et al.,2019)31.167.478.93.01111
HGR(Chen et al., 2020b)35.173.583.52.0
Ours44.681.889.51.058.183.890.91.0
Ours-pretrained45.982.490.41.061.285.291.81.0
+ +Table 5: Retrieval performance on ActivityNet + +
Text→VideoVideo→Text
R@1↑ R@5↑ R@50↑ MdR↓ R@1↑ R@5 ↑ R@50↑ MdR↓
Random Baseline0.020.11.0224580.020.11.022458
FSE(Zhang et al., 2018)18.244.889.17.016.743.188.47.0
CE (Liu et al., 2019)18.247.791.46.017.746.690.96.0
HSE (Zhang et al.,2018)20.549.31118.748.111
MMT (Gabeur et al.,2020)22.754.293.25.022.954.893.14.3
Ours26.858.193.53.025.557.393.53.0
MMT-pretrained (Gabeur et al., 2020)28.761.494.53.328.961.194.34.0
Ours-pretrained29.261.694.73.028.760.894.82.0
+ +Table 6: Retrieval performance on the MSVD dataset + +
Text→VideoVideo→Text
R@1↑ R@5↑ R@10↑MdR↓ R@1↑ R@5↑ R@10↑ MdR↓
VSE (Kiros et al.,2014)12.3 30.142.314.01
VSE++ (Faghri et al., 2018)15.4 39.653.09.0
Multi. Cues (Mithun et al.,2018) 20.3 47.861.16.0111 一
CE (Liu et al., 2019)19.8 49.063.86.0
Ours23.0 52.865.85.027.350.760.8 5.0
Ours-pretrained28.4 60.072.94.034.759.970.0 3.0
+ +# 4.3 COMPARISON TO STATE-OF-THE-ART + +In this section, we compare the results of our method to other recent text-to-video and video-to-text retrieval approaches on various datasets. In Tab. 3 to 5, we show the results of our model applied to text-to-video and video-to-text retrieval on MSR-VTT, VATEX, ActivityNet and MSVD with and without pre-trainig on HowTo100M. Without pre-training, our method outperforms all others in all metrics and datasets. In particular, for the VATEX dataset, our retrieval performance at recall at 1 and 5 is $4 5 . 9 \%$ and $8 2 . 4 \%$ , exceeding recent state-of-the-art methods (Chen et al., 2020b) by a margin of $9 \%$ . For ActivityNet, our model outperforms MMT by a margin of $4 \%$ at recall at 1. With pre-training on HowTo100M, our performance further increases across the board. Notably, unlike MMT which uses 7 features, our model uses only 2 features and achieves state-of-the-art in most metrics. + +# 4.4 ANALYSIS + +In order to better understand the effect of our learning objective, we visualize the soft attention of our best-performing cross-instance reconstruction model in fig. 3. As we can see in the top-left square, which shows the pairwise attention between all pairs of videos in the batch, it is highly focused, with the model mostly attending one or two other instances in the batch. + +For the first video’s caption reconstruction (second row), we find that the model solely attends to another musical performance video that is in the batch, ignoring the others. For the second video (third row), the model focuses on another sample that shows the sea but differs in most other aspects since there are no semantically-equivalent clips in the batch. The third video shares a similar scenario. These examples show that the bottleneck is effective at forcing the model to avoid memorising the video-caption association of each clip in isolation, and attempt to match other clips more broadly, since an exact (or very close) match is not guaranteed. + +![](images/e0730f9c85de2b8b5d84058eaa4d06dfbfb5e6f6d1541380ac5ecdb7a5100cac.jpg) +Fig. 3: Support-set attention map. Attention scores of all pairs in a batch (topleft square) and a subset of rows/columns (other squares) on VTT. + +# 5 CONCLUSION + +In this work, we studied classic contrastive learning methods such as the triplet loss to learn videotext representations for cross-model retrieval. We suggested that the contrastive approach might pull apart videos and captions even when they are semantically equivalent, which can hinder downstream retrieval performance. To mitigate this effect, we propose to consider a captioning pretext task as an additional learning objective. In particular, we show that cross-instance captioning can encourage the representation to pull together videos that share a similar caption, and are thus likely to be equivalent for retrieval. Leveraging these ideas, our model achieves state-of-the-art performance on the text-to-video and video-to-text retrieval tasks, on three datasets. + +While we demonstrated these ideas in the specific case of text-to-video retrieval, they can in principle generalize to any setting that utilizes a contrastive loss, including self-supervised learning, provided that it is possible to learn reasonable conditional generators of a modality or data stream given another. + +# ACKNOWLEDGEMENTS + +We are grateful for support from the Rhodes Trust (M.P.), the Royal Academy of Engineering (DFR05420, J.H), Facebook (M.P. and P.H.), EPSRC Centre for Doctoral Training in Autonomous Intelligent Machines & Systems [EP/L015897/1] (M.P. and Y.A.) and the Qualcomm Innovation Fellowship (Y.A.). 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We use its corresponding text tokenizer and encode a sentence into a sequence of 1024 dimensional vectors. + +For our visual encoder, our model utilizes only the motion and the appearance features. For the motion feature, we use a 34-layer, $\mathsf { R } ( 2 { + } 1 )$ -D (Tran et al., 2018) model pre-trained on IG65M (Ghadiyaram et al., 2019) and apply a spatial-temporal average pooling over the last convolutonal layer, resulting in a 512-dimensional vector. For the appearance feature, we use the 2048-dimension flattened pool-5 layer of the standard ResNet152 (He et al., 2016) pre-trained on Imagenet (Deng et al., 2009). We extract features at a rate of 1 feature per second and simply concatenate the two features, resulting in a 2560-dimension visual input stream. Noteworthily, instead of using 9 and 7 different types of visual features as in CE (Liu et al., 2019) and MMT (Gabeur et al., 2020), we use only the above 2 features and achieve on par or superior performance. Also, with early fusion, our model does not suffer from additional computation required for the extended sequence length in MMT. For the text decoder, we use the T5-base model decoder, also pre-trained on C4. + +As illustrated in Fig. 4, our transformer pooling head is composed of a pre-encoder, a multi-head self-attention (MHA), and a feed-forward layer (FFN). For pre-encoders, we use a one-layer MLP with a $d$ -dimensional output for mapping video features into the common embedding space. We use 1024-dimension bi-directional GRU as the text pre-encoder. For the 1D-CNN prior, we use kernels with size [2, 3, 4, 6] as the visual and text pre-encoders. We set the embedding dimension to 1024 and use 4 attention heads in the transformer pooling layers. The hidden dimension of FFN is 2048. + +Training and Inference time. Pre-training on 1.2 million HowTo100M videos takes around 160 GPU hours (NVIDIA V100) for 20 epochs. We speed up the pre-training process by distributing the workload over 8 GPUs. We use 1 GPU for the fine-tuning or training from scratch experiments. For the MSR-VTT 1k-A split, it takes 12 GPU hours to train our full model on 180K video-text pairs for 20 epochs. For Vatex, it takes 32 GPU hours to train on 260K video-text pairs for 30 epochs. For ActivityNet, it takes 2.5 GPU hours to train on 10K video-text paris for 28 epochs. + +![](images/4370e3c2f77fe3029103bc1b3d98ed2f2a4afb7b6483c560a3ac73502008c1e3.jpg) +Fig. 4: Transformer pooling head. + +For inference, the encoding speed is around 250-300 video/sec and 200-250 text query/sec. The overall text-to-video search speed on 5,000 video-text pairs (5,000 text queries over 5,000 videos) is 30-34 seconds including encoding. The speed of text-to-video retrieval is similar to video-to-text retrieval. + +# 6.2 EXPERIMENT DETAILS + +The margin $\alpha$ of the max-margin loss is 0.2, and the temperature $\mathrm { T }$ is set to 0.1 as used in SimCLR Chen et al. (2020c). We use the Adam (Kingma & Ba, 2015) optimizer with a initial learning rate $5 \cdot 1 0 ^ { - 5 }$ and clip gradients greater than 0.2 during the training phase. Dropout rate is 0.3 for all datasets besides ActivityNet (0.0). + +As the average video/text lengths and videos available are quite different across datasets, we adjust our training scheme accordingly. When training on MSR-VTT, ActivtyNet and Vatex, batch-size is set to 64. For MSR-VTT training, we sample and truncate videos to 32 seconds, text to 100 tokens and train for 20 epochs. For Vatex, videos are at most 64 seconds and we train for 30 epochs. For ActivtityNet training, videos are at most 512 seconds and 256 tokens for the text part. We train for 28 epochs on ActivityNet. For fine-tuning HowTo100M pre-trained model, we reduce training epochs into quarters. + +# 6.3 DATASET DETAILS + +HowTo100M (Miech et al., 2019) is a large-scale instructional video collection of 1.2 million Youtube videos, along with automatic speech recognition transcripts. There are more than 100 million clips (ASR segments) defined in HowTo100M. We use this dataset for pretraining. + +MSR-VTT (Xu et al., 2016) contains 10,000 videos, where each video is annotated with 20 descriptions. For retrieval experiments and ablation studies, we follow the training protocol and defined in Gabeur et al. (2020); Liu et al. (2019); Miech et al. (2019) and evaluate on text-to-video and video-to-text search tasks on the 1k-A testing split with 1,000 video or text candidates defined by Yu et al. (2018). For captioning task, we evaluate on the standard testing split with 2,990 videos. + +VATEX (Wang et al., 2019) is a multilingual (Chinese and English) video-text dataset with 34,911 videos. We use the official split with 25,991 videos for training. As the testing annotations are private in VATEX, we follow the protocol in Chen et al. (2020b) to split the validation set equally (1,500 validation and 1,500 testing videos) for model selection and testing. For each video, 10 English and 10 Chinese descriptions are available, and we only use the English annotations. + +ActivityNet Dense Caption dataset consists densely annotated temporal segments of 20K YouTube videos. Following Gabeur et al. (2020); Zhang et al. (2018), we concatenate descriptions of segments in a video to construct “video-paragraph” for retrieval and captioning. We use the 10K training split to train from scratch/ finetune the model and report the performance on the 5K ’val1’ split. + +MSVD dataset consists of $8 0 K$ English descriptions for 1,970 videos from YouTube, with each video associated with around 40 sentences each. We use the standard split of 1200, 100, and 670 videos for training, validation, and testing (Liu et al., 2019; Venugopalan et al., 2015b; Xu et al., 2015). + +# 6.4 VIDEO CAPTIONING EXPERIMENTS + +To measure captioning/text generation performance, we report BLEU4 (Papineni et al., 2002), METEOR (Denkowski & Lavie, 2014), Rogue-L (Lin, 2004) and CIDEr (Vedantam et al., 2015) metrics. We report results on the MSR-VTT, VATEX and ActivityNet datasets. + +Table 7: Captioning performance on the MSR-VTT dataset + +
Captioning
BLUE4METEORRogue-LCIDEr
VidTranslate (Korbar et al., 2020)41.728.5
POS+VCT (Hou et al., 2019)42.329.762.849.1
ORG (Zhang et al., 2020)43.628.862.150.9
Ours, MSR-VTT only39.728.360.546.5
Ours,HT100M + MSR-VTT38.928.259.848.6
+ +Table 8: Captioning performance on the VATEX dataset + +
Captioning
Blue@4 METEORIRogue-L CIDEr
Shared Enc-Dec (Wang et al., 2019)28.421.747.045.1
ORG (Zhang et al., 2020)32.122.248.949.7
Ours, ,VATEX only32.824.449.151.2
Ours,HT100M + Vatex32.524.148.950.5
+ +Table 9: Captioning performance on the ActivtyNet dataset + +
Captioning
Blue@4METEORRogue-LCIDEr
DENSE (Krishna et al.,2017)1.68.9
DVC-D-A (Li et al., 2018)1.79.3
Bi-LSTM+TempoAttn (Zhou et al., 2018b)2.110.0
Masked Transformer (Zhou et al.,2018b)2.811.111
Ours, ActivityNet only1.56.917.83.2
Ours,HT100M + ActivityNet1.46.917.53.1
+ +# 6.5 ZERO-SHOT RETRIEVAL EXPERIMENTS + +We also evaluate our model in the zero-shot setting on MSR-VTT, Vatex, ActivityNet and MSVD, after pre-training on HT100M. While we are able to get reasonable results on MSR-VTT and MSVD, our results are not great on Vatex and Activity-Net due to significant domain gap. + +Table 10: Zero-shot Retrieval performance on VATEX, MSR-VTT, MSVD and ActivityNet. + +
Text→VideoVideo→Text
R@1↑R@5↑R@10↑MdRR@1↑R@5↑R@10个MdR
Zero-Shot
ActivityNet0.060.20.51907.00.00.20.32238.0
VATEX0.070.40.7682.00.070.40.9697
MSVD8.926.037.918.021.446.257.76.0
MSR-VTT8.723.031.131.012.727.536.224.0
+ +# 6.6 ACTION RECOGNITION + +Lastly, we evaluate our model on the video action recognition task on HMDB-51 (Kuehne et al., 2011) and UCF-101 (Soomro et al., 2012). For this, we use the $\mathrm { R } ( 2 + 1 ) \mathrm { D } { - } 3 4$ (pretrained on IG65M) model as well as a ResNet-152 model (pretrained on Imagenet), as in our method. We extract a feature per second per video by concatenating the features from each model (2560-D), and obtain an average representation per video using either average pooling (2560-D) or our proposed transformer pooling head (1024-D) pre-trained on HT100M using cross-captioning objective. We then train a linear classifier for 1500 epochs for HMDB-51 (500 for UCF-101) on these features using Adam (Kingma & Ba, 2015) optimizer with learning rate of $1 e ^ { - 4 }$ and weight decay $1 e ^ { - 4 }$ with early stopping. We also drop the learning rate by 10 at epochs 200, 400 for UCF-101 and 1000, 1200 for HMDB-51. In Table 11, we show the results of training only a linear-layer on features extracted from our fixed backbone with or without a learned transformer-pooling head. We find that our transformer temporal pooling head provides significant benefits over the baseline of simply average pooling the features, demonstrating the effectiveness of building contextualized representations using our proposed transformer. In particular, we see improvements of over $7 \%$ on HMDB-51 and $3 4 \%$ on UCF-101 by replacing average pooling with our transformer pooling head to aggregate features. We observe that naive average pooling performs significantly worse than our transformer pooling under evaluation protocol. This is likely because 1) the average pooling collapses temporal information, making the linear layer based classification difficult 2) compared to the transformer pooling, it does not benefit from large-scale pretraining on a wide variety of action videos of HT100M. We further compare very favorably to the current state-of-the-art approaches. In particular, we outperform all other approaches, both supervised and self-supervised, except the recently introduced Omni (Duan et al., 2020) which was finetuned on both UCF-101 and HMDB-51, while we only trained a linear classifier on extracted features. However, it should be noted that it is very difficult to fairly compare all these different approaches because they may use different modalities (images, RGB video, optical flow, audio, ASR outputs), pretraining datasets (Kinetics-400, HT100M, IG65M, Imagenet), architectures (S3D, I3D, $\mathrm { R } ( 2 { + } 1 ) \mathrm { D }$ , R3D), pre-training (supervised, self-supervised) and downstream training (frozen, finetuned) strategies. + +Table 11: Action recognition. Results of training only a linear-layer, on features extracted from our fixed backbone with or without a learned transformer-pooling head. We compare to the state-of-art supervised and self-supervised pretrainig methods on the HMDB-51 and UCF-101 action recognition task, for different downstream training protocols (“FT?” stands for finetuned). We report average Top-1 accuracy across all 3 folds. Dataset abbreviations: AudioSet, HMDB51, HowTo100M, Instagram65M, IMagenet-1000, Kinetics400, OmniSource Images $^ +$ Videos, Sports1M, UCF101, YouTube8M. Other abbreviations: Video modality, Flow modality, Image modality, Audio modality, Transformer pooling, Average pooling + +
MethodModDatasetModelFT?H51U101
Self-Supervised Pre-training
MIL-NCE (Miech et al.,2020)V,THMS3D-G53.182.7
MIL-NCE (Miech et al.,2020)V,THMS3D-G61.091.3
MMV(Alayrac et al., 2020)V,T,AHM+ASTSM-50x267.191.8
ELo (Piergiovanni et al.,2020)V,F,AYT8MR(2+1)D-50x3x√xν67.493.8
XDC (Alwassel et al., 2020)V,AIG65MR(2+1)D-1868.995.5
GDT (Patrick et al., 2020)V,AIG65MR(2+1)D-1872.895.2
MMV (Alayrac et al., 2020)V,T,AHM+ASTSM-50x275.095.2
Supervised Pre-training
P3D (Qiu et al., 2017)V,IS1M+IMP3D88.6
TSN (Wang et al.,2018)V,IIMTSN?69.494.2
I3D (Carreira & Zisserman,2017)V,IK400+IMI3D74.895.6
R(2+1)D (Tran et al., 2018)VK400R(2+1)D-3474.596.8
S3D-G (Xie et al., 2018)V,IK400+IMS3D-G75.996.8
I3D(Carreira & Zisserman,2017)V,IK400+IMI3D77.196.7
R(2+1)D (Tran et al., 2018)VK400R(2+1)D-3476.495.5
R(2+1)D (Tran et al., 2018)V,FK400R(2+1)D-34x278.797.3
Omni (Duan et al., 2020)V,IK400+OSSlow-8x8-R10179.097.3
I3D (Carreira & Zisserman, 2017)V,F,IK400+IMI3Dx280.798.0
Omni (Duan et al., 2020)V,F,IK400+OSSlow-8x8-R101x283.898.6
Ours (Avg-pooling)V,IIG65M+IMR(2+1)D-34+R152X73.764.3
Ours (T-pooling)V,IHM+IG65M+IMR(2+1)D-34+R152X81.398.0
+ +# 6.7 STATISTICAL SIGNIFICANCE + +In Table 12, we show the results of finetuning our pretrained model for 3 times on the VATEX dataset. We find that the variance is quite low and our model consistently beats the state of the art. + +Table 12: Retrieval performance on the VATEX dataset + +
Text→VideoVideo →Text
R@1↑R@5个R@10个MdR↓R@1↑R@5↑R@10个MdR
Random Baseline0.20.71.052000.50.020.11.022100.5
VSE (Kiros et al., 2014)28.064.376.93.0
VSE++ (Faghri et al.,2018)33.770.181.02.0
Dual (Dong et al., 2019)31.167.478.93.0
HGR (Chen et al.,2020b)35.173.583.52.0
Ours44.9±0.2 82.1±0.2 89.7±0.21.058.4±0.1 84.4±0.2 91.0±0.31.0
+ +# 6.8 ADDITIONAL QUALITATIVE RESULTS + +We provide addition qualitative text-to-video retrieval results on MSR-VTT, VATEX, ActivityNet in + +![](images/fe2fc69158f22c8f9ff975b1bdd64324445b8142aa81b627787e6b6eb0bc1084.jpg) +Fig. 5: Examples of top-3 Text Video retrieval results and similarities on the MSR-VTT, VATEX, and ActivityNet testing set. Only one correct video (colored in green) for each text query on the top. \ No newline at end of file diff --git a/parse/train/EqoXe2zmhrh/EqoXe2zmhrh_content_list.json b/parse/train/EqoXe2zmhrh/EqoXe2zmhrh_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..4ea4b3950c68fdc62ce76f4fcc40bf5668839a9b --- /dev/null +++ b/parse/train/EqoXe2zmhrh/EqoXe2zmhrh_content_list.json @@ -0,0 +1,1506 @@ +[ + { + "type": "text", + "text": "SUPPORT-SET BOTTLENECKS FOR VIDEO-TEXT REPRESENTATION LEARNING ", + "text_level": 1, + "bbox": [ + 174, + 101, + 676, + 146 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Mandela Patrick∗, Po-Yao Huang∗, Florian Metze & Andrea Vedaldi Facebook AI {mandelapatrick,berniehuang,fmetze,vedaldi}@fb.com ", + "bbox": [ + 183, + 169, + 676, + 212 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Yuki M. Asano∗& João Henriques ", + "bbox": [ + 482, + 233, + 718, + 247 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Alexander Hauptmann Language Technologies Institute Carnegie Mellon University alex@cs.cmu.edu ", + "bbox": [ + 183, + 233, + 398, + 289 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Visual Geometry Group \nUniversity of Oxford \n{yuki,joao}@robots.ox.ac.uk ", + "bbox": [ + 482, + 250, + 746, + 290 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 325, + 544, + 340 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The dominant paradigm for learning video-text representations – noise contrastive learning – increases the similarity of the representations of pairs of samples that are known to be related, such as text and video from the same sample, and pushes away the representations of all other pairs. We posit that this last behaviour is too strict, enforcing dissimilar representations even for samples that are semanticallyrelated – for example, visually similar videos or ones that share the same depicted action. In this paper, we propose a novel method that alleviates this by leveraging a generative model to naturally push these related samples together: each sample’s caption must be reconstructed as a weighted combination of other support samples’ visual representations. This simple idea ensures that representations are not overly-specialized to individual samples, are reusable across the dataset, and results in representations that explicitly encode semantics shared between samples, unlike noise contrastive learning. Our proposed method outperforms others by a large margin on MSR-VTT, VATEX, ActivityNet, and MSVD for video-to-text and text-to-video retrieval. ", + "bbox": [ + 233, + 358, + 764, + 564 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 592, + 336, + 607 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Noise contrastive learning (Gutmann & Hyvärinen, 2010) is emerging as one of the best approaches to learn data representations both for supervised (Khosla et al., 2020) and unsupervised regimes (Chen et al., 2020c). The idea is to learn a representation that discriminates any two data samples while being invariant to certain data transformations. For example, one might learn a representation that identifies a specific image up to arbitrary rotations (Misra & van der Maaten, 2020). In a multi-modal setting, the transformations can separate different modalities, for example, by extracting the audio and visual signals from a video. The resulting noise contrastive representation associates audio and visual signals that come from the same source video, differentiating others (Patrick et al., 2020). ", + "bbox": [ + 174, + 622, + 825, + 747 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The noise contrastive approach is motivated by the fact that the transformations that are applied to the data samples leave their ‘meaning’ unchanged. For example, rotating an image does not change the fact that it contains a cat or not (Gidaris et al., 2018). However, in most cases, we expect to find many data samples that share the same content without being necessarily related by simple transformations (e.g. think of any two images of cats). Existing noise contrastive formulations are unaware of these relationships and still try to assign different representations to these samples (Wu et al., 2018), despite the fact that they are semantically equivalent. If the representation is learned for a downstream task such as semantic video retrieval, this might degrade performance. ", + "bbox": [ + 174, + 755, + 825, + 866 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "This suggest that there might be other learning signals that could complement and improve pure contrastive formulations. In this paper, we explore this idea in the case of learning from two modalities: videos and text, in the form of video transcripts or captions. Given a state-of-the-art contrastive formulation that learns from these two modalities, we investigate complementary pretext objectives to improve it. First, we consider the (instance) captioning task, namely mapping a video to the corresponding text, casting this as a conditional stochastic text generation problem. We show that this brings only a modest benefit. ", + "bbox": [ + 176, + 873, + 823, + 901 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/8d0bcdde4e40092ff0c37d6af09a720fd9dc5d9f65a5b3d1395bd5686ac81d07.jpg", + "image_caption": [ + "Fig. 1: Cross-modal discrimination and cross-captioning. Our model learns from two complementary losses: (a) Cross-modal contrastive learning learns strong joint video-text embeddings, but every other sample is considered a negative, pushing away even semantically related captions (orange arrows). (b) We introduce a generative task of cross-captioning, which alleviates this by learning to reconstruct a sample’s text representation as a weighted combination of a support-set, composed of video representations from other samples. " + ], + "image_footnote": [], + "bbox": [ + 183, + 101, + 813, + 203 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 318, + 825, + 387 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We observe that the captioning task is highly sample-specific, as the goal is to produce a caption which describes a specific video and not any other video, and thus it suffers from the same disadvantages (discouraging concept sharing among samples) as contrastive learning. Thus, we propose to address this issue by switching to a different text generation task. The idea is to modify the text generator to take as input a learnable mixture of a support-set of videos, which we call cross-instance captioning. The mixture weights are generated by comparing the learned video representations to captions’ representations in an online way over the batch. The limited set of support samples acts as a bottleneck that encourages extraction of shared semantics. In this manner, the embeddings can associate videos that share similar captions even if the contrastive loss tries to push them apart. ", + "bbox": [ + 174, + 393, + 825, + 518 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We show that, when the captioning task is added in this manner, it brings a sensible improvement to already very strong video representation learning results, further improving our own state-of-the-art baseline by a significant margin. ", + "bbox": [ + 174, + 526, + 825, + 568 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 RELATED WORKS ", + "text_level": 1, + "bbox": [ + 176, + 588, + 354, + 604 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Learning data representations from unlabelled data has been a long standing goal of machine learning. These approaches are called “self-supervised learning” because the learning signals, termed pretext tasks, are obtained from the data itself. In the image and video domain, pretext tasks include colorization (Zhang et al., 2016), rotation (Gidaris et al., 2018), or clustering (Asano et al., 2020a;b; Caron et al., 2018; Ji et al., 2018), while in the natural language domain, masked language modeling (Devlin et al., 2019), and next word prediction (Mikolov et al., 2013; Pennington et al., 2014) are extremely popular. These pretext tasks can be broadly classified into two classes: generative and discriminative. ", + "bbox": [ + 173, + 619, + 825, + 731 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Discriminative approaches learn representations by differentiating input samples, using objectives such as the contrastive loss (Gutmann & Hyvärinen, 2010; Hadsell et al., 2006). Discriminative approaches have proven to be particularly successful for image (Chen et al., 2020c; He et al., 2020; Misra & van der Maaten, 2020; Wu et al., 2018) and video (Han et al., 2019; Morgado et al., 2020; Patrick et al., 2020) representation learning. Generative approaches, on the other hand, try to reconstruct its input. GANs (Donahue & Simonyan, 2019; Goodfellow et al., 2014; Radford et al., 2015), autoencoders (Hinton & Salakhutdinov, 2006) and sequence-to-sequence models (Huang et al., 2020; Sutskever et al., 2014) are popular generative models. In this work, we show the importance of combining both discriminative and generative objectives to learn effective video-text representations. ", + "bbox": [ + 174, + 738, + 825, + 877 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The success of representation learning has also been due to advances in model architectures, such as the Transformer (Vaswani et al., 2017). BERT (Devlin et al., 2019) demonstrated that a transformer architecture pretrained on large-scale textual data can learn transferable text representations that can be fine-tuned on a variety of downstream tasks. Subsequent works (Clark et al., 2020; Lewis et al., 2020a;b; Radford et al., 2019; Raffel et al., 2019) have improved upon the transformer architecture or training objective to learn even better representations. Inspired by the success of transformers in the NLP domain, several works have leveraged transformers to learn transferable image (Chen et al., 2020a; Desai & Johnson, 2020; Sariyildiz et al., 2020) or multi-modal image-text (Chen et al., 2019; Li et al., 2020a; 2019; Lu et al., 2019; Su et al., 2019; Tan & Bansal, 2019) and video-multilingual text (Huang et al., 2021) representations. In this work, we leverage the transformer architecture to better encode and represent text and video. ", + "bbox": [ + 174, + 883, + 823, + 912 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/cbfbfe18698b316b1cbf734fd0d7c86db4094e09852e74729e32981600c3a431.jpg", + "image_caption": [ + "Fig. 2: (a) Our cross-modal framework with the discriminative (contrastive) objective and the generative objective. The model learns to associate video-text pairs in a common embedding space with text and video encoders (top). Meanwhile, the text must also be reconstructed as a weighted combination of video embeddings from a support-set (bottom), selected via attention, which enforces representation sharing between different samples. (b) Weights matrices (attention maps) used in each cross-captioning objective (see section 3.1.2). " + ], + "image_footnote": [], + "bbox": [ + 202, + 103, + 789, + 318 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 429, + 825, + 555 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Large-scale training data has enabled the more effective pretraining of image (Sun et al., 2017; Yalniz et al., 2019), video (Ghadiyaram et al., 2019; Thomee et al., 2016) and textual representations (Raffel et al., 2019). The release of the HowTo100M dataset (Miech et al., 2019), a large-scale instructional video dataset, has spurred significant interest in leveraging large-scale pretraining to improve video-text representations for tasks such as video question-answering (Lei et al., 2018), text-video retrieval (Liu et al., 2019) and video captioning (Zhou et al., 2018b) on smaller datasets such as YouCookII (Zhou et al., 2018a), MSVD (Venugopalan et al., 2015a), MSR-VTT $\\mathrm { { X u } }$ et al., 2016), LSMDC (Rohrbach et al., 2017), DiDeMo (Hendricks et al., 2018) and ActivityNet (Krishna et al., 2017). Although semantically rich and diverse, instructional videos from the web are super noisy and therefore a few approaches have been proposed to combat this. A few works (Luo et al., 2020; Sun et al., 2019a;b; Zhu & Yang, 2020) extend the BERT model to accept both visual and textual tokens to learn high-level semantic video-text representations. Other works have leveraged the contrastive loss (Miech et al., 2020) and show that using the raw audio (Alayrac et al., 2020; Rouditchenko et al., 2020) and other modalities (Gabeur et al., 2020) can be used to better align and improve video-text representations. While all these approaches rely on a contrastive objective, VidTranslate (Korbar et al., 2020) shows that a generative objective can also be used to learn joint video-text representations. In contrast to Korbar et al. (2020), we show that combining contrastive and generative objectives to pre-train video-text representations on large-scale data such as HowTo100M is very effective. The generative objective serves as regularizer to mitigate the strictness of the instance discrimination task of the constrastive objective, showing benefits similar to approaches such as clustering (Caron et al., 2020; Li et al., 2020b) and feature mixing (Kalantidis et al., 2020) which have been applied in the image domain. ", + "bbox": [ + 173, + 561, + 825, + 867 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3 METHOD ", + "text_level": 1, + "bbox": [ + 174, + 102, + 282, + 117 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We consider the problem of learning multimodal representations from a corpus $\\mathcal { C }$ of video-text pairs $( v , t )$ , where $v$ is a video and $t$ is its corresponding text (caption or transcription). Our goal is to learn a pair of representation maps $c _ { v } \\ = \\ \\Psi ( v )$ and $c _ { t } = \\Phi ( t )$ , with outputs in a $d$ -dimensional embedding space $\\mathbf { \\Phi } _ { c _ { v } , c _ { t } \\in \\mathbb { R } ^ { d } }$ , where semantically similar instances are close to each other. ", + "bbox": [ + 174, + 133, + 825, + 189 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 OBJECTIVE FOR LEARNING MULTIMODAL REPRESENTATIONS ", + "text_level": 1, + "bbox": [ + 176, + 205, + 643, + 220 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We consider two learning objectives, also illustrated in Figure 1. The first is the contrastive objective, pushing embeddings $c _ { t }$ and $c _ { v }$ to be close if text $t$ and video $v$ come from the same sample and pushing them apart otherwise. This assumes that every sample is its own class and does not benefit from modelling similiarities across instances. The second objective is generative captioning. In its most basic variant, it maximizes the probability of generating the text $t$ given the corresponding video $v$ . However, we suggest that variants that explicitly promote concept sharing between instances will result in better downstream performance, in tasks such as video retrieval. These variants, illustrated in Figure 2, have in common that the caption $t$ is reconstructed from a learned weighted combination over other videos $\\hat { v }$ . This is a form of attention (Bahdanau et al., 2014) which encourages the network to learn about which videos share similar semantics, compensating for the contrastive loss and grouping them implicitly. ", + "bbox": [ + 174, + 231, + 825, + 386 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In the following, we denote with $B \\subset { \\mathcal { C } }$ a batch of multi-modal samples, i.e. a finite collection of video-text pairs $( t , v ) \\in \\mathcal { C }$ . For simplicity, we denote the batch as $\\boldsymbol { B } = \\{ ( t ^ { i } , v ^ { i } ) \\} _ { i = 1 } ^ { B } \\}$ . ", + "bbox": [ + 174, + 392, + 825, + 421 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1.1 CONTRASTIVE OBJECTIVE ", + "text_level": 1, + "bbox": [ + 176, + 435, + 411, + 450 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "To define the contrastive objective, let $\\begin{array} { r } { s ( { a } , { b } ) = \\frac { { a } ^ { \\top } { b } } { \\| { a } \\| \\| { b } \\| } } \\end{array}$ be the similarity measure between vectors $a$ and $b$ . Following Faghri et al. (2018), we adopt the hinge-based triplet ranking loss with hard negative mining: ", + "bbox": [ + 174, + 457, + 825, + 506 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/b64d3557aee43187bb1c8b0e508c4ecd77942b9e1a6719d56a3fee9c7ac0723e.jpg", + "text": "$$\n\\mathcal { L } ^ { \\mathrm { c o n t r a s t } } = \\frac { 1 } { B } \\sum _ { i = 1 } ^ { B } \\left[ \\operatorname* { m a x } _ { j } \\left[ \\alpha - s ( c _ { t } ^ { i } , c _ { v } ^ { i } ) + s ( c _ { t } ^ { i } , c _ { v } ^ { j } ) \\right] _ { + } + \\operatorname* { m a x } _ { j } \\left[ \\alpha - s ( c _ { t } ^ { i } , c _ { v } ^ { i } ) + s ( c _ { t } ^ { j } , c _ { v } ^ { i } ) \\right] _ { + } \\right] ,\n$$", + "text_format": "latex", + "bbox": [ + 187, + 511, + 787, + 555 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $\\alpha$ is the correlation margin between positive and negative pairs and $[ \\cdot ] _ { + } = \\operatorname* { m a x } \\{ 0 , \\cdot \\}$ is the hinge function. In our experiments, we set $\\alpha = 0 . 2$ . ", + "bbox": [ + 174, + 560, + 826, + 590 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1.2 CROSS-CAPTIONING OBJECTIVES", + "text_level": 1, + "bbox": [ + 174, + 604, + 459, + 619 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In the conventional captioning, the decoder seeks to optimize the negative log-likelihood of a text sequence $t$ given its corresponding video $v$ : ", + "bbox": [ + 173, + 628, + 823, + 659 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/4ae8e2136dc631c4c09216d6bf4ff0f002580ef55580df63339ec101b58a24f0.jpg", + "text": "$$\n\\mathcal { L } ^ { \\mathrm { c a p t i o n } } = - \\frac { 1 } { B } \\sum _ { i = 1 } ^ { B } \\log p ( t ^ { i } | e _ { v } ^ { i } ) .\n$$", + "text_format": "latex", + "bbox": [ + 393, + 664, + 604, + 707 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Here, the log-likelihood is obtained via auto-regressive decoding (Vaswani et al., 2017) from an intermediate video embedding $e _ { v } ^ { i } = \\Phi ^ { \\prime } ( v ^ { i } )$ . For the cross-captioning objective, we modify this loss to condition the generation process on a weighted average of the embeddings of the other videos in the batch, which we call the support-set. The weights themselves, which can be interpreted as a batch-wise attention, are obtained as a softmax distribution with temperature $T$ over batch indices based on the video embeddings, as follows: ", + "bbox": [ + 173, + 712, + 825, + 796 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/c299a57afb2e48e6f676fb59f71a19324b7cc60fc6387dced87e3c501e4015a8.jpg", + "text": "$$\n\\mathcal { L } ^ { \\mathrm { c r o s s - c a p t i o n i n g } } = - \\frac { 1 } { B } \\sum _ { i = 1 } ^ { B } \\log p ( t ^ { i } | \\bar { e } _ { v } ^ { i } ) , \\bar { e } _ { v } ^ { i } = \\sum _ { j \\in S _ { i } } \\frac { \\exp { \\langle c _ { t } ^ { i } , c _ { v } ^ { j } \\rangle } / T } { \\sum _ { k \\in S _ { i } } \\exp { \\langle c _ { t } ^ { i } , c _ { v } ^ { k } \\rangle } / T } \\cdot e _ { v } ^ { j } .\n$$", + "text_format": "latex", + "bbox": [ + 240, + 803, + 758, + 848 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "By default, the summation in the softmax is conducted over a support set $s _ { i }$ containing all indices except $i$ . In the experiments, we consider the following attention types for reconstruction. Identity captioning $\\begin{array} { r } { ( S _ { i } = \\{ i \\} ) } \\end{array}$ ) generates the caption from the corresponding video and reduces to the standard captioning objective, eq. (2). Full support $( S _ { i } = \\{ 1 , \\dots , B \\} )$ considers all videos as possible candidates for captioning. Hybrid captioning sets the weights in eq. (3) as the average of the weights for identity captioning and full support. Cross-captioning $( S _ { i } = \\{ j \\neq i \\}$ ) considers all but the video that one wishes to caption. This variant forces the network to extract all information required for captioning from other videos in the batch. Figure 2 compares graphically these attention mechanisms. ", + "bbox": [ + 173, + 853, + 823, + 924 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 823, + 159 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Considering both discriminative and generative objectives for learning multimodal representations, our full objective is $\\begin{array} { r } { \\mathcal { L } = \\mathcal { L } ^ { \\mathrm { c o n t r a s t } } + \\lambda \\mathcal { L } } \\end{array}$ cross-captioning, where $\\lambda$ balances two objectives. We set $\\lambda = 1 0$ to ensure similar magnitudes for both losses in our experiments. In the training phase, we use Adam (Kingma & Ba, 2015) to minimize our loss. At inference time, we directly use $\\Phi ( t )$ and $\\Psi ( v )$ to encode video and text representations for retrieval. ", + "bbox": [ + 174, + 166, + 825, + 236 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 MODEL ARCHITECTURE ", + "text_level": 1, + "bbox": [ + 176, + 253, + 383, + 267 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We now discuss the details of the encoders and decoder components in our architecture, illustrated in fig. 2. For the text decoder $p ( t | e _ { v } )$ in eq. (2) and (3), we use a pre-trained T-5 decoder (Raffel et al., 2019). ", + "bbox": [ + 173, + 279, + 823, + 321 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "For the video representation $c _ { v } = \\Psi ( v ) = \\Psi ^ { \\prime \\prime } ( \\Psi ^ { \\prime } ( v ) )$ , we use a video encoder $e _ { v } = \\Psi ^ { \\prime } ( v )$ followed by a multi-layer transformer pooling head $c _ { v } = \\Psi ^ { \\prime \\prime } ( e _ { v } )$ . The encoder $\\Psi ^ { \\prime } ( v )$ concatenates the output of pretrained ResNet-152 (He et al., 2016) and ${ \\mathrm { R } } ( 2 + 1 ) { \\mathrm { D } } - 3 4 $ (Tran et al., 2018) networks applied to individual video frames, resulting in a code $\\boldsymbol { e _ { v } } = [ e _ { v 1 } \\cdot \\cdot \\cdot e _ { v M } ]$ where $M$ is the maximum duration of a video clip. For the pooling head $c _ { v } ~ = ~ \\Psi ^ { \\prime \\prime } ( e _ { v } )$ , we consider a transformer architecture to attend to important context and summarize it into a fixed-length representation $c _ { v }$ . For this, we follow MMT (Gabeur et al., 2020), but with two important differences. First, while MMT uses 7 expert features that results in $7 \\times$ the sequence length, we only use a transformer to attend to early-fused motion and appearance features as the video representation, thus significantly reducing the sequence length and computational cost. Second, instead of stacking 6 transformer layers to encode the visual stream as in MMT, we only use a shallow two-layer transformer architecture with additional pre-encoders, further increasing model efficiency. As temporal 1D-convolutional neural networks (CNNs) (LeCun et al., 1998) were shown to effectively capture temporal dependencies in videos (Dong et al., 2019), we integrate CNNs into our transformer pooling heads to better capture video temporal signals. In more detail, we compute $c _ { v } ~ = ~ \\Psi ^ { \\prime \\prime } ( e _ { v } )$ by chaining two transformer layers, each of the type: ", + "bbox": [ + 173, + 328, + 825, + 550 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/852e82727eb63c5e8b074f12376bcaa27cd60504cb00aa6e2eeeba6ff8bede4a.jpg", + "text": "$$\n\\psi ( e ) = \\mathrm { \\bf B N } ( \\mathrm { F F N } ( e _ { \\mathrm { a t m } } ) + e _ { \\mathrm { a t m } } ) , e _ { \\mathrm { a t m } } = \\mathrm { \\bf B N } ( \\mathrm { \\bf M H A } ( f ( e ) ) + f ( e ) ) .\n$$", + "text_format": "latex", + "bbox": [ + 279, + 558, + 718, + 575 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Here $f$ is a pre-encoder that refines the video representation; we found empirically that a 1D CNN works well for this purpose. Then, we apply multi-head self-attention (MHA) (Huang et al., 2019; Vaswani et al., 2017) followed by a feed-forward network (FNN) with batch normalization (BN) (Ioffe & Szegedy, 2015). The architecture maps the input sequence $e _ { v }$ to a new ‘contextualized’ sequence of representation vectors; we take the first one as $c _ { v }$ . ", + "bbox": [ + 173, + 580, + 825, + 651 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The text representation decomposes in the same way as $c _ { t } = \\Phi ( t ) = \\Phi ^ { \\prime \\prime } ( \\Phi ^ { \\prime } ( t ) )$ . The text encoder $\\boldsymbol { e } _ { t } = \\boldsymbol { \\Phi } ^ { \\prime } ( t )$ uses a pretrained T-5 network resulting in a code $\\boldsymbol { e } _ { t } = \\left[ \\boldsymbol { e } _ { t 1 } \\cdot \\cdot \\cdot \\boldsymbol { e } _ { t N } \\right]$ , where $N$ is the maximum length of a sentence. The pooling head $c _ { t } = \\Phi ^ { \\prime \\prime } ( e _ { t } )$ follows the same design as the video case, but $f$ is set to a recurrent neural network (RNN) instead of a CNN. Please refer to the appendix for details. ", + "bbox": [ + 173, + 657, + 825, + 728 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In practice, for computational reasons, we use eq. (3) to finetune the parameters of all networks except the video encoder $\\Psi ^ { \\prime } ( v )$ , which is fixed. ", + "bbox": [ + 174, + 734, + 823, + 763 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 784, + 326, + 799 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We validate empirically the ability of our method to learn better representations for the downstream tasks of text-to-video and video-to-text retrieval. First, in sec. 4.2 we ablate various model components on the MSR-VTT dataset. Then, in sec. 4.3 we show that our best model significantly outperforms state-of-the-art retrieval systems on three datasets, MSR-VTT, ActivtyNet and VATEX. Finally, in sec. 4.4 we analyse qualitatively the effect of the attention mechanism used during training. ", + "bbox": [ + 174, + 814, + 825, + 898 + ], + "page_idx": 4 + }, + { + "type": "table", + "img_path": "images/3ee39d8a25c36ee95bc360b58290ba68db73c77288778e3f3291189f9ea74f19.jpg", + "table_caption": [ + "Table 2: Model Architecture and Training Details Ablation. Text Video retrieval performance on MSR-VTT. Recall $@ 1 , 5$ , and Median Recall are shown. ", + "(a) Video Encoder. Stronger features and combination improves performance. " + ], + "table_footnote": [], + "table_body": "
Feature sourceR@1↑ R@5个 MdR↓
R-15220.846.2 6.0
R(2+1)D-3423.753.2 4.0
R(2+1)D-34 +R-15227.255.2 3.0
", + "bbox": [ + 181, + 167, + 467, + 233 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/8029048742930eb65979a0be78efca276d6edb24e4b5d9dd89eb14b5e278c5e9.jpg", + "table_caption": [ + "(b) Feature Aggregation. Learning temporal attention yields strong gains over pooling. " + ], + "table_footnote": [], + "table_body": "
Temporal reduction R@1 ↑ R@5↑MdR↓
Max21.849.5 8.0
Mean22.551.3 6.0
Multi-Head Attn27.2 55.23.0
", + "bbox": [ + 526, + 169, + 805, + 234 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/b8d1b753c0b616ad09cd9d2b2ae168daee050c031ca0ab53d0eba4b0b2427500.jpg", + "table_caption": [ + "(c) Text Encoder. Stronger encoding of text improves retrieval. " + ], + "table_footnote": [], + "table_body": "
Text EncoderR@1↑R@5↑ MdR↓
W2V (GloVe)22.149.86.0
T5-Small24.551.23.0
T5-Base27.255.23.0
", + "bbox": [ + 174, + 271, + 419, + 337 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/312daafd6808249dc9daea37416a9af340719469b4574fb325d81540f2926128.jpg", + "table_caption": [ + "(d) Text Decoder. Stronger decoding of text improves retrieval. " + ], + "table_footnote": [], + "table_body": "
Text Encoder Text Decoder R@1 ↑ R@5 ↑ MdR↓
T5-BaseT5-Small26.254.23.0
T5-BaseT5-Base27.255.23.0
", + "bbox": [ + 516, + 271, + 839, + 325 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/3acb7b3bfcd2169471cbf16c1c4899bb11227ff1762399b4dda0d04c13a5fc0d.jpg", + "table_caption": [ + "(e) Contrastive Loss. Inter-modal Triplet loss yields the best performance. " + ], + "table_footnote": [], + "table_body": "
ContrastiveR@1↑ R@5↑MdR↓
InfoNCE (inter+intra)10.728.5 15.0
InfoNCE (inter)10.829.0 14.5
Triplet (inter+intra)26.856.2 3.0
Triplet (inter)27.255.2 3.0
", + "bbox": [ + 349, + 364, + 638, + 441 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/d05398780e39be387ffef05a2b6960f84502ed7951f1b3946b3f8ceb5095d027.jpg", + "table_caption": [ + "(f) Support-set Size. Retrieval degrades when reconstructing from too small and too large sets. " + ], + "table_footnote": [], + "table_body": "
Batch-sizeMemory bank
Size81632641282565122k8k
R@1/5 18.5/45.6 20.7/49.9 25.2/54.6 27.2/55.2 28.0/56.1 26.9/55.0 25.3/53.526.8/54.7 26.2/52.7
", + "bbox": [ + 178, + 473, + 812, + 532 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.1 EXPERIMENTAL SETUP ", + "text_level": 1, + "bbox": [ + 174, + 558, + 375, + 571 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Datasets. HowTo100M (Miech et al., 2019) is a large-scale instructional video collection of 1.2 million YouTube videos, along with automatic speech recognition transcripts. We use this dataset for our pre-training experiments. MSR-VTT (Xu et al., 2016) contains 10,000 videos, where each video is annotated with 20 descriptions. We report results on the 1k-A split (9,000 training, 1,000 testing) as in Liu et al. (2019). VATEX (Wang et al., 2019) is a multilingual (Chinese and English) video-text dataset with 34,911 videos. We use the official training split with 25,991 videos and report on the validation split as in HGR (Chen et al., 2020b). The ActivityNet Caption (Krishna et al., 2017) dataset consists of densely annotated temporal segments of 20K YouTube videos. We use the 10K training split to train from scratch/ finetune the model and report the performance on the 5K ‘val1’ split. The MSVD (Chen & Dolan, 2011) dataset consists of $8 0 K$ English descriptions for 1,970 videos from YouTube, with each video associated with around 40 sentences each. We use the standard split of 1,200, 100, and 670 videos for training, validation, and testing (Liu et al., 2019; Venugopalan et al., 2015b; Xu et al., 2015). ", + "bbox": [ + 173, + 583, + 825, + 765 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Evaluation Metrics. To measure the text-to-video and video-totext retrieval performance, we choose Recall at K $( \\mathbb { R } ^ { \\ @ \\mathbb { K } ) }$ and Median Rank (MedR), which are common metrics in information retrieval. ", + "bbox": [ + 174, + 771, + 606, + 827 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.2 ABLATIONS ", + "text_level": 1, + "bbox": [ + 174, + 844, + 297, + 858 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/a052a564ba128744b0974c86886c08b75439ba71248844e8c7588ee7222b0e42.jpg", + "table_caption": [ + "Table 1: Effect of learning objectives. Text Video retrieval on MSR-VTT. " + ], + "table_footnote": [], + "table_body": "
R@1↑R@5↑ MdR↓
None25.953.04.0 4.0 3.0
Identity26.451.9
Full25.853.9
Hybrid26.054.83.0
Cross27.255.23.0
", + "bbox": [ + 622, + 835, + 823, + 928 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In Tab. 2, we first only ablate the cross-modal retrieval part of our network architecture, while the generative objectives are analysed in Tab. 1. ", + "bbox": [ + 173, + 871, + 607, + 912 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Video Encoder. In Tab. 2a, we show the effect of the choice of visual input features. We find that for text-to-video retrieval at Recall at 1 and 5 $( R @ 1 , R @ 5 )$ , features obtained from a video $\\mathsf { R } ( 2 + 1 ) \\mathsf { D } { - } 3 4 \\ \\mathsf { R e s }$ Net achieve $2 . 9 \\%$ and $7 . 0 \\%$ higher performance compared to only image-frame based features from a ResNet-152. A further $3 . 5 \\%$ and $\\mathrm { \\bar { 2 . 0 \\% } }$ can be gained by concatenating both features, yielding the strongest $M d R$ of $3 . 0 \\%$ . ", + "bbox": [ + 174, + 106, + 825, + 174 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Feature Aggregation. While the features from both video and image-based visual encoders have reduced spatial extent after a fully-connected layer, the temporal dimension can be reduced in various ways. In Tab. 2b, we find that our multi-head, parameterized attention reduction yields strong gains over the mean- or max-pooling baselines of over $4 \\%$ for $R @ 1$ . This shows that learning attention over the temporal dimension of fixed feature sets can give strong gains even without fine-tuning the encoder. ", + "bbox": [ + 174, + 180, + 825, + 263 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Text Encoder. In Tab. 2c, we find decent gains of $2 . 7 \\%$ and $0 . 4 \\%$ for ${ \\mathrm { R @ 1 } } , 5$ for using T5-base, instead of T5-small. We do not use the T-5-Large model, as in Korbar et al. (2020), due to the prohibitively large relative model size increase of $+ 2 2 0 \\%$ . ", + "bbox": [ + 174, + 270, + 825, + 313 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Text Decoder. In Tab. 2d, we find that using a larger text decoder gives a $1 \\%$ increase in performance when using the cross-captioning objective. ", + "bbox": [ + 176, + 320, + 821, + 348 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Contrastive Loss. To validate the choice of a triplet loss in eq. (1), in Tab. 2e, we compare the results of the InfoNCE contrastive loss (Oord et al., 2018) with a triplet loss, with both the intra and inter-intra modality variants. We find that InfoNCE (Oord et al., 2018) loss does not work well in our case, likely due to the difficulty in tuning this loss to have the right combination of temperature and batch-size. ", + "bbox": [ + 174, + 354, + 825, + 425 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Support-Set Size. Lastly, in Tab. 2f, we show the effect of the size of the support set used for cross-instance captioning. We find that our reconstruction loss indeed acts as a bottleneck, with both smaller and very large sizes degrading the performance. ", + "bbox": [ + 174, + 431, + 825, + 474 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Captioning Objective. In Tab. 1, we show the effect of the different variants of our learning objective eq. (3). First, we find that the naive addition of a reconstruction objective (“Identity”) does not improve the contrastive-only baseline (“None”) much. Considering reconstruction from other videos improves the performance more. In particular, the “Hybrid” variant, which combines “Identity” and “Full” (sec. 3.1.2) improves Recall at 1 and 5 from $2 5 . 9 \\%$ and $5 3 . 0 \\%$ to $2 6 . 0 \\%$ and $5 4 . 8 \\%$ , respectively. However, the best result by far $( 2 7 . 2 / 5 5 . 2 \\% )$ is obtained forcing captions to be reconstructed only from other videos, via our cross-instance attention mechanism (“Cross”). This variant cannot use information contained in a video to generate the corresponding caption and thus entirely relies on the model to discover meaningful relationship between different videos. This newly-proposed scheme seems to have the most beneficial effect for semantic retrieval. ", + "bbox": [ + 173, + 481, + 825, + 619 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/4faa020e1ecf052f0fb881549b36ab264266fe288d2cf69a449ca64d9054eb3a.jpg", + "table_caption": [ + "Table 3: Retrieval performance on the MSR-VTT dataset. Models in the second group are additionally pretrained on HowTo100M. " + ], + "table_footnote": [], + "table_body": "
Text→VideoVideo→Text
R@1↑R@5↑ R@10↑MdR↓R@1↑ R@5↑ R@10↑MdR↓
Random Baseline0.10.51.0500.00.10.51.0500.0
JSFusion (Yu et al., 2018)10.231.243.213.01111
HT100M (Miech et al., 2019)12.135.048.012.01
JPoSE(Wray et al., 2019)14.338.153.09.016.441.354.48.7
CE (Liu et al., 2019)20.948.862.46.020.650.364.05.3
MMT(Gabeur et al., 2020)24.654.067.14.024.456.067.84.0
Ours27.456.367.73.026.655.167.53.0
VidTranslate (Korbar etal., 2020)14.7152.811
HT100M (Miech et al.,2019)14.940.252.89.016.841.755.18.0
NoiseEstimation (Amrani et al., 2020)17.441.653.68.0111
UniVL (Luo et al.,2020)21.249.663.16.0
AVLnet (Rouditchenko et al., 2020)27.155.666.64.028.554.665.24.0
MMT(Gabeur et al., 2020)26.657.169.64.027.057.569.73.7
Ours-pretrained30.158.569.33.028.558.671.63.0
", + "bbox": [ + 214, + 664, + 784, + 901 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/2757f33f954b656cf12a871fadd34031f93150305e847e1b0c46bbcc9ac10727.jpg", + "table_caption": [ + "Table 4: Retrieval performance on the VATEX dataset " + ], + "table_footnote": [], + "table_body": "
Text→VideoVideo→Text
R@1↑ R@5↑ R@10↑ MdR↓ R@1↑ R@5↑ R@10↑ MdR↓
Random Baseline0.20.71.052000.5 0.020.11.022100.5
VSE (Kiros et al., 2014)28.064.376.93.01111
VSE++(Faghri et al.,2018)33.770.181.02.011
Dual (Dong et al.,2019)31.167.478.93.01111
HGR(Chen et al., 2020b)35.173.583.52.0
Ours44.681.889.51.058.183.890.91.0
Ours-pretrained45.982.490.41.061.285.291.81.0
", + "bbox": [ + 240, + 119, + 756, + 263 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/44d00e1540f161bd233b5b8edd976c78920d182a80a4b223688fe08294ea41b8.jpg", + "table_caption": [ + "Table 5: Retrieval performance on ActivityNet " + ], + "table_footnote": [], + "table_body": "
Text→VideoVideo→Text
R@1↑ R@5↑ R@50↑ MdR↓ R@1↑ R@5 ↑ R@50↑ MdR↓
Random Baseline0.020.11.0224580.020.11.022458
FSE(Zhang et al., 2018)18.244.889.17.016.743.188.47.0
CE (Liu et al., 2019)18.247.791.46.017.746.690.96.0
HSE (Zhang et al.,2018)20.549.31118.748.111
MMT (Gabeur et al.,2020)22.754.293.25.022.954.893.14.3
Ours26.858.193.53.025.557.393.53.0
MMT-pretrained (Gabeur et al., 2020)28.761.494.53.328.961.194.34.0
Ours-pretrained29.261.694.73.028.760.894.82.0
", + "bbox": [ + 214, + 296, + 784, + 450 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/d627a0a6ca28b61f505d710e50ce8213a139f9c67099519c41869ae123634f4d.jpg", + "table_caption": [ + "Table 6: Retrieval performance on the MSVD dataset " + ], + "table_footnote": [], + "table_body": "
Text→VideoVideo→Text
R@1↑ R@5↑ R@10↑MdR↓ R@1↑ R@5↑ R@10↑ MdR↓
VSE (Kiros et al.,2014)12.3 30.142.314.01
VSE++ (Faghri et al., 2018)15.4 39.653.09.0
Multi. Cues (Mithun et al.,2018) 20.3 47.861.16.0111 一
CE (Liu et al., 2019)19.8 49.063.86.0
Ours23.0 52.865.85.027.350.760.8 5.0
Ours-pretrained28.4 60.072.94.034.759.970.0 3.0
", + "bbox": [ + 225, + 483, + 769, + 613 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.3 COMPARISON TO STATE-OF-THE-ART ", + "text_level": 1, + "bbox": [ + 176, + 638, + 475, + 652 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In this section, we compare the results of our method to other recent text-to-video and video-to-text retrieval approaches on various datasets. In Tab. 3 to 5, we show the results of our model applied to text-to-video and video-to-text retrieval on MSR-VTT, VATEX, ActivityNet and MSVD with and without pre-trainig on HowTo100M. Without pre-training, our method outperforms all others in all metrics and datasets. In particular, for the VATEX dataset, our retrieval performance at recall at 1 and 5 is $4 5 . 9 \\%$ and $8 2 . 4 \\%$ , exceeding recent state-of-the-art methods (Chen et al., 2020b) by a margin of $9 \\%$ . For ActivityNet, our model outperforms MMT by a margin of $4 \\%$ at recall at 1. With pre-training on HowTo100M, our performance further increases across the board. Notably, unlike MMT which uses 7 features, our model uses only 2 features and achieves state-of-the-art in most metrics. ", + "bbox": [ + 173, + 664, + 825, + 803 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.4 ANALYSIS ", + "text_level": 1, + "bbox": [ + 174, + 820, + 285, + 833 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In order to better understand the effect of our learning objective, we visualize the soft attention of our best-performing cross-instance reconstruction model in fig. 3. As we can see in the top-left square, which shows the pairwise attention between all pairs of videos in the batch, it is highly focused, with the model mostly attending one or two other instances in the batch. ", + "bbox": [ + 176, + 845, + 825, + 902 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "For the first video’s caption reconstruction (second row), we find that the model solely attends to another musical performance video that is in the batch, ignoring the others. For the second video (third row), the model focuses on another sample that shows the sea but differs in most other aspects since there are no semantically-equivalent clips in the batch. The third video shares a similar scenario. These examples show that the bottleneck is effective at forcing the model to avoid memorising the video-caption association of each clip in isolation, and attempt to match other clips more broadly, since an exact (or very close) match is not guaranteed. ", + "bbox": [ + 174, + 104, + 529, + 284 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/e0730f9c85de2b8b5d84058eaa4d06dfbfb5e6f6d1541380ac5ecdb7a5100cac.jpg", + "image_caption": [ + "Fig. 3: Support-set attention map. Attention scores of all pairs in a batch (topleft square) and a subset of rows/columns (other squares) on VTT. " + ], + "image_footnote": [], + "bbox": [ + 547, + 106, + 825, + 212 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5 CONCLUSION ", + "text_level": 1, + "bbox": [ + 176, + 304, + 318, + 320 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this work, we studied classic contrastive learning methods such as the triplet loss to learn videotext representations for cross-model retrieval. We suggested that the contrastive approach might pull apart videos and captions even when they are semantically equivalent, which can hinder downstream retrieval performance. To mitigate this effect, we propose to consider a captioning pretext task as an additional learning objective. In particular, we show that cross-instance captioning can encourage the representation to pull together videos that share a similar caption, and are thus likely to be equivalent for retrieval. Leveraging these ideas, our model achieves state-of-the-art performance on the text-to-video and video-to-text retrieval tasks, on three datasets. ", + "bbox": [ + 174, + 335, + 825, + 446 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "While we demonstrated these ideas in the specific case of text-to-video retrieval, they can in principle generalize to any setting that utilizes a contrastive loss, including self-supervised learning, provided that it is possible to learn reasonable conditional generators of a modality or data stream given another. ", + "bbox": [ + 174, + 454, + 825, + 510 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "ACKNOWLEDGEMENTS ", + "text_level": 1, + "bbox": [ + 176, + 529, + 334, + 541 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We are grateful for support from the Rhodes Trust (M.P.), the Royal Academy of Engineering (DFR05420, J.H), Facebook (M.P. and P.H.), EPSRC Centre for Doctoral Training in Autonomous Intelligent Machines & Systems [EP/L015897/1] (M.P. and Y.A.) and the Qualcomm Innovation Fellowship (Y.A.). P.H. is also supported by the DARPA grant funded under the GAILA program (award HR00111990063). ", + "bbox": [ + 174, + 553, + 825, + 622 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "REFERENCES ", + "text_level": 1, + "bbox": [ + 176, + 103, + 285, + 117 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Jean-Baptiste Alayrac, A. Recasens, Rosália G. Schneider, R. Arandjelovic, Jason Ramapuram, ´ J. Fauw, Lucas Smaira, S. 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Actbert: Learning global-local video-text representations. In CVPR, 2020. ", + "bbox": [ + 173, + 132, + 828, + 901 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 85, + 828, + 898 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "", + "bbox": [ + 171, + 111, + 826, + 901 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "", + "bbox": [ + 171, + 102, + 828, + 922 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 826, + 256 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 APPENDIX ", + "text_level": 1, + "bbox": [ + 174, + 102, + 294, + 117 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "The appendix is organized as follows: First, we provide more details about our model. Then we introduce the datasets and the experimental setup. Finally, we provide additional qualitative and quantitative experimental results for video-text retrieval and captioning. ", + "bbox": [ + 174, + 133, + 825, + 175 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "6.1 MODEL DETAILS ", + "text_level": 1, + "bbox": [ + 174, + 193, + 333, + 207 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Implementation details and hyper parameters. For our text encoder, we use the T5-base model pre-trained on the “Colossal Clean Crawled Corpus” (C4) (Raffel et al., 2019). We use its corresponding text tokenizer and encode a sentence into a sequence of 1024 dimensional vectors. ", + "bbox": [ + 174, + 219, + 825, + 261 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "For our visual encoder, our model utilizes only the motion and the appearance features. For the motion feature, we use a 34-layer, $\\mathsf { R } ( 2 { + } 1 )$ -D (Tran et al., 2018) model pre-trained on IG65M (Ghadiyaram et al., 2019) and apply a spatial-temporal average pooling over the last convolutonal layer, resulting in a 512-dimensional vector. For the appearance feature, we use the 2048-dimension flattened pool-5 layer of the standard ResNet152 (He et al., 2016) pre-trained on Imagenet (Deng et al., 2009). We extract features at a rate of 1 feature per second and simply concatenate the two features, resulting in a 2560-dimension visual input stream. Noteworthily, instead of using 9 and 7 different types of visual features as in CE (Liu et al., 2019) and MMT (Gabeur et al., 2020), we use only the above 2 features and achieve on par or superior performance. Also, with early fusion, our model does not suffer from additional computation required for the extended sequence length in MMT. For the text decoder, we use the T5-base model decoder, also pre-trained on C4. ", + "bbox": [ + 173, + 267, + 825, + 420 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "As illustrated in Fig. 4, our transformer pooling head is composed of a pre-encoder, a multi-head self-attention (MHA), and a feed-forward layer (FFN). For pre-encoders, we use a one-layer MLP with a $d$ -dimensional output for mapping video features into the common embedding space. We use 1024-dimension bi-directional GRU as the text pre-encoder. For the 1D-CNN prior, we use kernels with size [2, 3, 4, 6] as the visual and text pre-encoders. We set the embedding dimension to 1024 and use 4 attention heads in the transformer pooling layers. The hidden dimension of FFN is 2048. ", + "bbox": [ + 174, + 428, + 669, + 551 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Training and Inference time. Pre-training on 1.2 million HowTo100M videos takes around 160 GPU hours (NVIDIA V100) for 20 epochs. We speed up the pre-training process by distributing the workload over 8 GPUs. We use 1 GPU for the fine-tuning or training from scratch experiments. For the MSR-VTT 1k-A split, it takes 12 GPU hours to train our full model on 180K video-text pairs for 20 epochs. For Vatex, it takes 32 GPU hours to train on 260K video-text pairs for 30 epochs. For ActivityNet, it takes 2.5 GPU hours to train on 10K video-text paris for 28 epochs. ", + "bbox": [ + 174, + 559, + 671, + 671 + ], + "page_idx": 14 + }, + { + "type": "image", + "img_path": "images/4370e3c2f77fe3029103bc1b3d98ed2f2a4afb7b6483c560a3ac73502008c1e3.jpg", + "image_caption": [ + "Fig. 4: Transformer pooling head. " + ], + "image_footnote": [], + "bbox": [ + 683, + 445, + 823, + 609 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "For inference, the encoding speed is around 250-300 video/sec and 200-250 text query/sec. The overall text-to-video search speed on 5,000 video-text pairs (5,000 text queries over 5,000 videos) is 30-34 seconds including encoding. The speed of text-to-video retrieval is similar to video-to-text retrieval. ", + "bbox": [ + 174, + 678, + 823, + 733 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "6.2 EXPERIMENT DETAILS ", + "text_level": 1, + "bbox": [ + 174, + 751, + 372, + 765 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "The margin $\\alpha$ of the max-margin loss is 0.2, and the temperature $\\mathrm { T }$ is set to 0.1 as used in SimCLR Chen et al. (2020c). We use the Adam (Kingma & Ba, 2015) optimizer with a initial learning rate $5 \\cdot 1 0 ^ { - 5 }$ and clip gradients greater than 0.2 during the training phase. Dropout rate is 0.3 for all datasets besides ActivityNet (0.0). ", + "bbox": [ + 174, + 776, + 823, + 832 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "As the average video/text lengths and videos available are quite different across datasets, we adjust our training scheme accordingly. When training on MSR-VTT, ActivtyNet and Vatex, batch-size is set to 64. For MSR-VTT training, we sample and truncate videos to 32 seconds, text to 100 tokens and train for 20 epochs. For Vatex, videos are at most 64 seconds and we train for 30 epochs. For ActivtityNet training, videos are at most 512 seconds and 256 tokens for the text part. We train for 28 epochs on ActivityNet. For fine-tuning HowTo100M pre-trained model, we reduce training epochs into quarters. ", + "bbox": [ + 174, + 839, + 823, + 910 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 823, + 132 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "6.3 DATASET DETAILS ", + "text_level": 1, + "bbox": [ + 176, + 148, + 344, + 164 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "HowTo100M (Miech et al., 2019) is a large-scale instructional video collection of 1.2 million Youtube videos, along with automatic speech recognition transcripts. There are more than 100 million clips (ASR segments) defined in HowTo100M. We use this dataset for pretraining. ", + "bbox": [ + 174, + 174, + 825, + 217 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "MSR-VTT (Xu et al., 2016) contains 10,000 videos, where each video is annotated with 20 descriptions. For retrieval experiments and ablation studies, we follow the training protocol and defined in Gabeur et al. (2020); Liu et al. (2019); Miech et al. (2019) and evaluate on text-to-video and video-to-text search tasks on the 1k-A testing split with 1,000 video or text candidates defined by Yu et al. (2018). For captioning task, we evaluate on the standard testing split with 2,990 videos. ", + "bbox": [ + 174, + 223, + 823, + 294 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "VATEX (Wang et al., 2019) is a multilingual (Chinese and English) video-text dataset with 34,911 videos. We use the official split with 25,991 videos for training. As the testing annotations are private in VATEX, we follow the protocol in Chen et al. (2020b) to split the validation set equally (1,500 validation and 1,500 testing videos) for model selection and testing. For each video, 10 English and 10 Chinese descriptions are available, and we only use the English annotations. ", + "bbox": [ + 174, + 300, + 825, + 371 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "ActivityNet Dense Caption dataset consists densely annotated temporal segments of 20K YouTube videos. Following Gabeur et al. (2020); Zhang et al. (2018), we concatenate descriptions of segments in a video to construct “video-paragraph” for retrieval and captioning. We use the 10K training split to train from scratch/ finetune the model and report the performance on the 5K ’val1’ split. ", + "bbox": [ + 174, + 377, + 823, + 434 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "MSVD dataset consists of $8 0 K$ English descriptions for 1,970 videos from YouTube, with each video associated with around 40 sentences each. We use the standard split of 1200, 100, and 670 videos for training, validation, and testing (Liu et al., 2019; Venugopalan et al., 2015b; Xu et al., 2015). ", + "bbox": [ + 174, + 440, + 825, + 496 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "6.4 VIDEO CAPTIONING EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 513, + 460, + 527 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "To measure captioning/text generation performance, we report BLEU4 (Papineni et al., 2002), METEOR (Denkowski & Lavie, 2014), Rogue-L (Lin, 2004) and CIDEr (Vedantam et al., 2015) metrics. We report results on the MSR-VTT, VATEX and ActivityNet datasets. ", + "bbox": [ + 174, + 539, + 823, + 582 + ], + "page_idx": 15 + }, + { + "type": "table", + "img_path": "images/9e845a4ee58267c721368c4401155890484f81718956bc4aafa2238c204a2c7d.jpg", + "table_caption": [ + "Table 7: Captioning performance on the MSR-VTT dataset " + ], + "table_footnote": [], + "table_body": "
Captioning
BLUE4METEORRogue-LCIDEr
VidTranslate (Korbar et al., 2020)41.728.5
POS+VCT (Hou et al., 2019)42.329.762.849.1
ORG (Zhang et al., 2020)43.628.862.150.9
Ours, MSR-VTT only39.728.360.546.5
Ours,HT100M + MSR-VTT38.928.259.848.6
", + "bbox": [ + 274, + 614, + 723, + 732 + ], + "page_idx": 15 + }, + { + "type": "table", + "img_path": "images/b889311eea7eb7f3ae11ae2898cabf871931538d835709242f37dbe8d562807b.jpg", + "table_caption": [ + "Table 8: Captioning performance on the VATEX dataset " + ], + "table_footnote": [], + "table_body": "
Captioning
Blue@4 METEORIRogue-L CIDEr
Shared Enc-Dec (Wang et al., 2019)28.421.747.045.1
ORG (Zhang et al., 2020)32.122.248.949.7
Ours, ,VATEX only32.824.449.151.2
Ours,HT100M + Vatex32.524.148.950.5
", + "bbox": [ + 267, + 772, + 730, + 877 + ], + "page_idx": 15 + }, + { + "type": "table", + "img_path": "images/5c9c6cd31c1f64d1a611874c3b613ed563484bab101b8d0d1a539437eda32a1a.jpg", + "table_caption": [ + "Table 9: Captioning performance on the ActivtyNet dataset " + ], + "table_footnote": [], + "table_body": "
Captioning
Blue@4METEORRogue-LCIDEr
DENSE (Krishna et al.,2017)1.68.9
DVC-D-A (Li et al., 2018)1.79.3
Bi-LSTM+TempoAttn (Zhou et al., 2018b)2.110.0
Masked Transformer (Zhou et al.,2018b)2.811.111
Ours, ActivityNet only1.56.917.83.2
Ours,HT100M + ActivityNet1.46.917.53.1
", + "bbox": [ + 245, + 119, + 753, + 251 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "6.5 ZERO-SHOT RETRIEVAL EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 275, + 486, + 290 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "We also evaluate our model in the zero-shot setting on MSR-VTT, Vatex, ActivityNet and MSVD, after pre-training on HT100M. While we are able to get reasonable results on MSR-VTT and MSVD, our results are not great on Vatex and Activity-Net due to significant domain gap. ", + "bbox": [ + 178, + 301, + 823, + 344 + ], + "page_idx": 16 + }, + { + "type": "table", + "img_path": "images/d54c2c2c7ed604c71c935a17444ab6368317b9b154ef2ba40d0099ef3440323c.jpg", + "table_caption": [ + "Table 10: Zero-shot Retrieval performance on VATEX, MSR-VTT, MSVD and ActivityNet. " + ], + "table_footnote": [], + "table_body": "
Text→VideoVideo→Text
R@1↑R@5↑R@10↑MdRR@1↑R@5↑R@10个MdR
Zero-Shot
ActivityNet0.060.20.51907.00.00.20.32238.0
VATEX0.070.40.7682.00.070.40.9697
MSVD8.926.037.918.021.446.257.76.0
MSR-VTT8.723.031.131.012.727.536.224.0
", + "bbox": [ + 202, + 377, + 795, + 488 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "6.6 ACTION RECOGNITION ", + "text_level": 1, + "bbox": [ + 174, + 520, + 375, + 534 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Lastly, we evaluate our model on the video action recognition task on HMDB-51 (Kuehne et al., 2011) and UCF-101 (Soomro et al., 2012). For this, we use the $\\mathrm { R } ( 2 + 1 ) \\mathrm { D } { - } 3 4$ (pretrained on IG65M) model as well as a ResNet-152 model (pretrained on Imagenet), as in our method. We extract a feature per second per video by concatenating the features from each model (2560-D), and obtain an average representation per video using either average pooling (2560-D) or our proposed transformer pooling head (1024-D) pre-trained on HT100M using cross-captioning objective. We then train a linear classifier for 1500 epochs for HMDB-51 (500 for UCF-101) on these features using Adam (Kingma & Ba, 2015) optimizer with learning rate of $1 e ^ { - 4 }$ and weight decay $1 e ^ { - 4 }$ with early stopping. We also drop the learning rate by 10 at epochs 200, 400 for UCF-101 and 1000, 1200 for HMDB-51. In Table 11, we show the results of training only a linear-layer on features extracted from our fixed backbone with or without a learned transformer-pooling head. We find that our transformer temporal pooling head provides significant benefits over the baseline of simply average pooling the features, demonstrating the effectiveness of building contextualized representations using our proposed transformer. In particular, we see improvements of over $7 \\%$ on HMDB-51 and $3 4 \\%$ on UCF-101 by replacing average pooling with our transformer pooling head to aggregate features. We observe that naive average pooling performs significantly worse than our transformer pooling under evaluation protocol. This is likely because 1) the average pooling collapses temporal information, making the linear layer based classification difficult 2) compared to the transformer pooling, it does not benefit from large-scale pretraining on a wide variety of action videos of HT100M. We further compare very favorably to the current state-of-the-art approaches. In particular, we outperform all other approaches, both supervised and self-supervised, except the recently introduced Omni (Duan et al., 2020) which was finetuned on both UCF-101 and HMDB-51, while we only trained a linear classifier on extracted features. However, it should be noted that it is very difficult to fairly compare all these different approaches because they may use different modalities (images, RGB video, optical flow, audio, ASR outputs), pretraining datasets (Kinetics-400, HT100M, IG65M, Imagenet), architectures (S3D, I3D, $\\mathrm { R } ( 2 { + } 1 ) \\mathrm { D }$ , R3D), pre-training (supervised, self-supervised) and downstream training (frozen, finetuned) strategies. ", + "bbox": [ + 173, + 546, + 825, + 920 + ], + "page_idx": 16 + }, + { + "type": "table", + "img_path": "images/b7067d8589b30690dfa2f027b0068ffcee9ba4b9f0e5b402b24c4e73f876feb0.jpg", + "table_caption": [ + "Table 11: Action recognition. Results of training only a linear-layer, on features extracted from our fixed backbone with or without a learned transformer-pooling head. We compare to the state-of-art supervised and self-supervised pretrainig methods on the HMDB-51 and UCF-101 action recognition task, for different downstream training protocols (“FT?” stands for finetuned). We report average Top-1 accuracy across all 3 folds. Dataset abbreviations: AudioSet, HMDB51, HowTo100M, Instagram65M, IMagenet-1000, Kinetics400, OmniSource Images $^ +$ Videos, Sports1M, UCF101, YouTube8M. Other abbreviations: Video modality, Flow modality, Image modality, Audio modality, Transformer pooling, Average pooling " + ], + "table_footnote": [], + "table_body": "
MethodModDatasetModelFT?H51U101
Self-Supervised Pre-training
MIL-NCE (Miech et al.,2020)V,THMS3D-G53.182.7
MIL-NCE (Miech et al.,2020)V,THMS3D-G61.091.3
MMV(Alayrac et al., 2020)V,T,AHM+ASTSM-50x267.191.8
ELo (Piergiovanni et al.,2020)V,F,AYT8MR(2+1)D-50x3x√xν67.493.8
XDC (Alwassel et al., 2020)V,AIG65MR(2+1)D-1868.995.5
GDT (Patrick et al., 2020)V,AIG65MR(2+1)D-1872.895.2
MMV (Alayrac et al., 2020)V,T,AHM+ASTSM-50x275.095.2
Supervised Pre-training
P3D (Qiu et al., 2017)V,IS1M+IMP3D88.6
TSN (Wang et al.,2018)V,IIMTSN?69.494.2
I3D (Carreira & Zisserman,2017)V,IK400+IMI3D74.895.6
R(2+1)D (Tran et al., 2018)VK400R(2+1)D-3474.596.8
S3D-G (Xie et al., 2018)V,IK400+IMS3D-G75.996.8
I3D(Carreira & Zisserman,2017)V,IK400+IMI3D77.196.7
R(2+1)D (Tran et al., 2018)VK400R(2+1)D-3476.495.5
R(2+1)D (Tran et al., 2018)V,FK400R(2+1)D-34x278.797.3
Omni (Duan et al., 2020)V,IK400+OSSlow-8x8-R10179.097.3
I3D (Carreira & Zisserman, 2017)V,F,IK400+IMI3Dx280.798.0
Omni (Duan et al., 2020)V,F,IK400+OSSlow-8x8-R101x283.898.6
Ours (Avg-pooling)V,IIG65M+IMR(2+1)D-34+R152X73.764.3
Ours (T-pooling)V,IHM+IG65M+IMR(2+1)D-34+R152X81.398.0
", + "bbox": [ + 171, + 218, + 826, + 536 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "6.7 STATISTICAL SIGNIFICANCE ", + "text_level": 1, + "bbox": [ + 176, + 563, + 408, + 577 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "In Table 12, we show the results of finetuning our pretrained model for 3 times on the VATEX dataset. We find that the variance is quite low and our model consistently beats the state of the art. ", + "bbox": [ + 174, + 588, + 823, + 617 + ], + "page_idx": 17 + }, + { + "type": "table", + "img_path": "images/9eccc77516c52686b5159ab104c701b74772d9211b025cfa23f2576db92ec204.jpg", + "table_caption": [ + "Table 12: Retrieval performance on the VATEX dataset " + ], + "table_footnote": [], + "table_body": "
Text→VideoVideo →Text
R@1↑R@5个R@10个MdR↓R@1↑R@5↑R@10个MdR
Random Baseline0.20.71.052000.50.020.11.022100.5
VSE (Kiros et al., 2014)28.064.376.93.0
VSE++ (Faghri et al.,2018)33.770.181.02.0
Dual (Dong et al., 2019)31.167.478.93.0
HGR (Chen et al.,2020b)35.173.583.52.0
Ours44.9±0.2 82.1±0.2 89.7±0.21.058.4±0.1 84.4±0.2 91.0±0.31.0
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This simple idea ensures that representations are not", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 141, + 393, + 470, + 406 + ], + "spans": [ + { + "bbox": [ + 141, + 393, + 470, + 406 + ], + "score": 1.0, + "content": "overly-specialized to individual samples, are reusable across the dataset, and re-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 141, + 404, + 470, + 416 + ], + "spans": [ + { + "bbox": [ + 141, + 404, + 470, + 416 + ], + "score": 1.0, + "content": "sults in representations that explicitly encode semantics shared between samples,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 141, + 414, + 470, + 428 + ], + "spans": [ + { + "bbox": [ + 141, + 414, + 470, + 428 + ], + "score": 1.0, + "content": "unlike noise contrastive learning. Our proposed method outperforms others by a", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 141, + 425, + 470, + 438 + ], + "spans": [ + { + "bbox": [ + 141, + 425, + 470, + 438 + ], + "score": 1.0, + "content": "large margin on MSR-VTT, VATEX, ActivityNet, and MSVD for video-to-text", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 142, + 437, + 250, + 448 + ], + "spans": [ + { + "bbox": [ + 142, + 437, + 250, + 448 + ], + "score": 1.0, + "content": "and text-to-video retrieval.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 21 + }, + { + "type": "title", + "bbox": [ + 108, + 469, + 206, + 481 + ], + "lines": [ + { + "bbox": [ + 105, + 468, + 208, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 208, + 484 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29 + }, + { + "type": "text", + "bbox": [ + 107, + 493, + 505, + 592 + ], + "lines": [ + { + "bbox": [ + 105, + 492, + 505, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 492, + 505, + 507 + ], + "score": 1.0, + "content": "Noise contrastive learning (Gutmann & Hyvärinen, 2010) is emerging as one of the best ap-", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 505, + 505, + 517 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 505, + 517 + ], + "score": 1.0, + "content": "proaches to learn data representations both for supervised (Khosla et al., 2020) and unsupervised", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 515, + 506, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 506, + 529 + ], + "score": 1.0, + "content": "regimes (Chen et al., 2020c). The idea is to learn a representation that discriminates any two data", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 526, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 526, + 505, + 540 + ], + "score": 1.0, + "content": "samples while being invariant to certain data transformations. For example, one might learn a repre-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 537, + 505, + 550 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 505, + 550 + ], + "score": 1.0, + "content": "sentation that identifies a specific image up to arbitrary rotations (Misra & van der Maaten, 2020). In", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "score": 1.0, + "content": "a multi-modal setting, the transformations can separate different modalities, for example, by extract-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 559, + 505, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 505, + 572 + ], + "score": 1.0, + "content": "ing the audio and visual signals from a video. The resulting noise contrastive representation asso-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 571, + 505, + 583 + ], + "spans": [ + { + "bbox": [ + 105, + 571, + 505, + 583 + ], + "score": 1.0, + "content": "ciates audio and visual signals that come from the same source video, differentiating others (Patrick", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 581, + 158, + 592 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 158, + 592 + ], + "score": 1.0, + "content": "et al., 2020).", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 598, + 505, + 686 + ], + "lines": [ + { + "bbox": [ + 105, + 597, + 506, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 506, + 611 + ], + "score": 1.0, + "content": "The noise contrastive approach is motivated by the fact that the transformations that are applied to", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 609, + 505, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 505, + 622 + ], + "score": 1.0, + "content": "the data samples leave their ‘meaning’ unchanged. 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We posit that this last behaviour is too", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 141, + 327, + 469, + 339 + ], + "spans": [ + { + "bbox": [ + 141, + 327, + 469, + 339 + ], + "score": 1.0, + "content": "strict, enforcing dissimilar representations even for samples that are semantically-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 141, + 338, + 470, + 350 + ], + "spans": [ + { + "bbox": [ + 141, + 338, + 470, + 350 + ], + "score": 1.0, + "content": "related – for example, visually similar videos or ones that share the same depicted", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 348, + 470, + 362 + ], + "spans": [ + { + "bbox": [ + 141, + 348, + 470, + 362 + ], + "score": 1.0, + "content": "action. In this paper, we propose a novel method that alleviates this by leveraging", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 361, + 470, + 372 + ], + "spans": [ + { + "bbox": [ + 141, + 361, + 470, + 372 + ], + "score": 1.0, + "content": "a generative model to naturally push these related samples together: each sample’s", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 141, + 371, + 470, + 384 + ], + "spans": [ + { + "bbox": [ + 141, + 371, + 470, + 384 + ], + "score": 1.0, + "content": "caption must be reconstructed as a weighted combination of other support sam-", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 141, + 382, + 470, + 395 + ], + "spans": [ + { + "bbox": [ + 141, + 382, + 470, + 395 + ], + "score": 1.0, + "content": "ples’ visual representations. This simple idea ensures that representations are not", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 141, + 393, + 470, + 406 + ], + "spans": [ + { + "bbox": [ + 141, + 393, + 470, + 406 + ], + "score": 1.0, + "content": "overly-specialized to individual samples, are reusable across the dataset, and re-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 141, + 404, + 470, + 416 + ], + "spans": [ + { + "bbox": [ + 141, + 404, + 470, + 416 + ], + "score": 1.0, + "content": "sults in representations that explicitly encode semantics shared between samples,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 141, + 414, + 470, + 428 + ], + "spans": [ + { + "bbox": [ + 141, + 414, + 470, + 428 + ], + "score": 1.0, + "content": "unlike noise contrastive learning. Our proposed method outperforms others by a", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 141, + 425, + 470, + 438 + ], + "spans": [ + { + "bbox": [ + 141, + 425, + 470, + 438 + ], + "score": 1.0, + "content": "large margin on MSR-VTT, VATEX, ActivityNet, and MSVD for video-to-text", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 142, + 437, + 250, + 448 + ], + "spans": [ + { + "bbox": [ + 142, + 437, + 250, + 448 + ], + "score": 1.0, + "content": "and text-to-video retrieval.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 21, + "bbox_fs": [ + 141, + 284, + 470, + 448 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 469, + 206, + 481 + ], + "lines": [ + { + "bbox": [ + 105, + 468, + 208, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 208, + 484 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29 + }, + { + "type": "text", + "bbox": [ + 107, + 493, + 505, + 592 + ], + "lines": [ + { + "bbox": [ + 105, + 492, + 505, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 492, + 505, + 507 + ], + "score": 1.0, + "content": "Noise contrastive learning (Gutmann & Hyvärinen, 2010) is emerging as one of the best ap-", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 505, + 505, + 517 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 505, + 517 + ], + "score": 1.0, + "content": "proaches to learn data representations both for supervised (Khosla et al., 2020) and unsupervised", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 515, + 506, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 506, + 529 + ], + "score": 1.0, + "content": "regimes (Chen et al., 2020c). The idea is to learn a representation that discriminates any two data", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 526, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 526, + 505, + 540 + ], + "score": 1.0, + "content": "samples while being invariant to certain data transformations. For example, one might learn a repre-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 537, + 505, + 550 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 505, + 550 + ], + "score": 1.0, + "content": "sentation that identifies a specific image up to arbitrary rotations (Misra & van der Maaten, 2020). In", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "score": 1.0, + "content": "a multi-modal setting, the transformations can separate different modalities, for example, by extract-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 559, + 505, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 505, + 572 + ], + "score": 1.0, + "content": "ing the audio and visual signals from a video. The resulting noise contrastive representation asso-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 571, + 505, + 583 + ], + "spans": [ + { + "bbox": [ + 105, + 571, + 505, + 583 + ], + "score": 1.0, + "content": "ciates audio and visual signals that come from the same source video, differentiating others (Patrick", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 581, + 158, + 592 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 158, + 592 + ], + "score": 1.0, + "content": "et al., 2020).", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 34, + "bbox_fs": [ + 105, + 492, + 506, + 592 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 598, + 505, + 686 + ], + "lines": [ + { + "bbox": [ + 105, + 597, + 506, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 506, + 611 + ], + "score": 1.0, + "content": "The noise contrastive approach is motivated by the fact that the transformations that are applied to", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 609, + 505, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 505, + 622 + ], + "score": 1.0, + "content": "the data samples leave their ‘meaning’ unchanged. For example, rotating an image does not change", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 620, + 505, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 620, + 505, + 633 + ], + "score": 1.0, + "content": "the fact that it contains a cat or not (Gidaris et al., 2018). However, in most cases, we expect to", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 631, + 505, + 644 + ], + "spans": [ + { + "bbox": [ + 105, + 631, + 505, + 644 + ], + "score": 1.0, + "content": "find many data samples that share the same content without being necessarily related by simple", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 642, + 505, + 655 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 505, + 655 + ], + "score": 1.0, + "content": "transformations (e.g. think of any two images of cats). Existing noise contrastive formulations are", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 653, + 505, + 665 + ], + "spans": [ + { + "bbox": [ + 105, + 653, + 505, + 665 + ], + "score": 1.0, + "content": "unaware of these relationships and still try to assign different representations to these samples (Wu", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 664, + 506, + 677 + ], + "spans": [ + { + "bbox": [ + 105, + 664, + 506, + 677 + ], + "score": 1.0, + "content": "et al., 2018), despite the fact that they are semantically equivalent. If the representation is learned", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 675, + 461, + 688 + ], + "spans": [ + { + "bbox": [ + 105, + 675, + 461, + 688 + ], + "score": 1.0, + "content": "for a downstream task such as semantic video retrieval, this might degrade performance.", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 42.5, + "bbox_fs": [ + 105, + 597, + 506, + 688 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 692, + 504, + 714 + ], + "lines": [ + { + "bbox": [ + 106, + 691, + 505, + 705 + ], + "spans": [ + { + "bbox": [ + 106, + 691, + 505, + 705 + ], + "score": 1.0, + "content": "This suggest that there might be other learning signals that could complement and improve pure", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 703, + 505, + 716 + ], + "spans": [ + { + "bbox": [ + 106, + 703, + 505, + 716 + ], + "score": 1.0, + "content": "contrastive formulations. In this paper, we explore this idea in the case of learning from two modali-", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 251, + 505, + 263 + ], + "spans": [ + { + "bbox": [ + 105, + 251, + 505, + 263 + ], + "score": 1.0, + "content": "ties: videos and text, in the form of video transcripts or captions. Given a state-of-the-art contrastive", + "type": "text", + "cross_page": true + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 262, + 505, + 275 + ], + "spans": [ + { + "bbox": [ + 106, + 262, + 505, + 275 + ], + "score": 1.0, + "content": "formulation that learns from these two modalities, we investigate complementary pretext objectives", + "type": "text", + "cross_page": true + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 273, + 505, + 287 + ], + "spans": [ + { + "bbox": [ + 105, + 273, + 505, + 287 + ], + "score": 1.0, + "content": "to improve it. First, we consider the (instance) captioning task, namely mapping a video to the", + "type": "text", + "cross_page": true + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 284, + 505, + 297 + ], + "spans": [ + { + "bbox": [ + 105, + 284, + 505, + 297 + ], + "score": 1.0, + "content": "corresponding text, casting this as a conditional stochastic text generation problem. We show that", + "type": "text", + "cross_page": true + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 296, + 241, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 296, + 241, + 308 + ], + "score": 1.0, + "content": "this brings only a modest benefit.", + "type": "text", + "cross_page": true + } + ], + "index": 13 + } + ], + "index": 47.5, + "bbox_fs": [ + 106, + 691, + 505, + 716 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 112, + 80, + 498, + 161 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 112, + 80, + 498, + 161 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 112, + 80, + 498, + 161 + ], + "spans": [ + { + "bbox": [ + 112, + 80, + 498, + 161 + ], + "score": 0.963, + "type": "image", + "image_path": "8d0bcdde4e40092ff0c37d6af09a720fd9dc5d9f65a5b3d1395bd5686ac81d07.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 112, + 80, + 498, + 107.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 112, + 107.0, + 498, + 134.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 112, + 134.0, + 498, + 161.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 173, + 505, + 239 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 173, + 505, + 186 + ], + "spans": [ + { + "bbox": [ + 106, + 173, + 505, + 186 + ], + "score": 1.0, + "content": "Fig. 1: Cross-modal discrimination and cross-captioning. Our model learns from two comple-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 185, + 505, + 198 + ], + "spans": [ + { + "bbox": [ + 105, + 185, + 505, + 198 + ], + "score": 1.0, + "content": "mentary losses: (a) Cross-modal contrastive learning learns strong joint video-text embeddings,", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 195, + 506, + 209 + ], + "spans": [ + { + "bbox": [ + 105, + 195, + 506, + 209 + ], + "score": 1.0, + "content": "but every other sample is considered a negative, pushing away even semantically related captions", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 207, + 505, + 219 + ], + "spans": [ + { + "bbox": [ + 106, + 207, + 505, + 219 + ], + "score": 1.0, + "content": "(orange arrows). (b) We introduce a generative task of cross-captioning, which alleviates this by", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 217, + 505, + 230 + ], + "spans": [ + { + "bbox": [ + 105, + 217, + 505, + 230 + ], + "score": 1.0, + "content": "learning to reconstruct a sample’s text representation as a weighted combination of a support-set,", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 228, + 329, + 241 + ], + "spans": [ + { + "bbox": [ + 105, + 228, + 329, + 241 + ], + "score": 1.0, + "content": "composed of video representations from other samples.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 5.5 + } + ], + "index": 3.25 + }, + { + "type": "text", + "bbox": [ + 107, + 252, + 505, + 307 + ], + "lines": [ + { + "bbox": [ + 105, + 251, + 505, + 263 + ], + "spans": [ + { + "bbox": [ + 105, + 251, + 505, + 263 + ], + "score": 1.0, + "content": "ties: videos and text, in the form of video transcripts or captions. Given a state-of-the-art contrastive", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 262, + 505, + 275 + ], + "spans": [ + { + "bbox": [ + 106, + 262, + 505, + 275 + ], + "score": 1.0, + "content": "formulation that learns from these two modalities, we investigate complementary pretext objectives", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 273, + 505, + 287 + ], + "spans": [ + { + "bbox": [ + 105, + 273, + 505, + 287 + ], + "score": 1.0, + "content": "to improve it. First, we consider the (instance) captioning task, namely mapping a video to the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 284, + 505, + 297 + ], + "spans": [ + { + "bbox": [ + 105, + 284, + 505, + 297 + ], + "score": 1.0, + "content": "corresponding text, casting this as a conditional stochastic text generation problem. We show that", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 296, + 241, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 296, + 241, + 308 + ], + "score": 1.0, + "content": "this brings only a modest benefit.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 107, + 312, + 505, + 411 + ], + "lines": [ + { + "bbox": [ + 105, + 312, + 505, + 325 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 505, + 325 + ], + "score": 1.0, + "content": "We observe that the captioning task is highly sample-specific, as the goal is to produce a caption", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 323, + 505, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 323, + 505, + 336 + ], + "score": 1.0, + "content": "which describes a specific video and not any other video, and thus it suffers from the same disad-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 334, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 106, + 334, + 506, + 347 + ], + "score": 1.0, + "content": "vantages (discouraging concept sharing among samples) as contrastive learning. Thus, we propose", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 344, + 506, + 358 + ], + "spans": [ + { + "bbox": [ + 105, + 344, + 506, + 358 + ], + "score": 1.0, + "content": "to address this issue by switching to a different text generation task. The idea is to modify the text", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 356, + 506, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 356, + 506, + 369 + ], + "score": 1.0, + "content": "generator to take as input a learnable mixture of a support-set of videos, which we call cross-instance", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 367, + 506, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 367, + 506, + 381 + ], + "score": 1.0, + "content": "captioning. The mixture weights are generated by comparing the learned video representations to", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 378, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 105, + 378, + 505, + 392 + ], + "score": 1.0, + "content": "captions’ representations in an online way over the batch. The limited set of support samples acts", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 388, + 506, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 506, + 403 + ], + "score": 1.0, + "content": "as a bottleneck that encourages extraction of shared semantics. In this manner, the embeddings can", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 399, + 487, + 413 + ], + "spans": [ + { + "bbox": [ + 105, + 399, + 487, + 413 + ], + "score": 1.0, + "content": "associate videos that share similar captions even if the contrastive loss tries to push them apart.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 107, + 417, + 505, + 450 + ], + "lines": [ + { + "bbox": [ + 105, + 416, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 505, + 430 + ], + "score": 1.0, + "content": "We show that, when the captioning task is added in this manner, it brings a sensible improvement to", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 428, + 505, + 441 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 505, + 441 + ], + "score": 1.0, + "content": "already very strong video representation learning results, further improving our own state-of-the-art", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 438, + 237, + 452 + ], + "spans": [ + { + "bbox": [ + 106, + 438, + 237, + 452 + ], + "score": 1.0, + "content": "baseline by a significant margin.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24 + }, + { + "type": "title", + "bbox": [ + 108, + 466, + 217, + 479 + ], + "lines": [ + { + "bbox": [ + 104, + 465, + 218, + 482 + ], + "spans": [ + { + "bbox": [ + 104, + 465, + 218, + 482 + ], + "score": 1.0, + "content": "2 RELATED WORKS", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 106, + 491, + 505, + 579 + ], + "lines": [ + { + "bbox": [ + 106, + 492, + 504, + 504 + ], + "spans": [ + { + "bbox": [ + 106, + 492, + 504, + 504 + ], + "score": 1.0, + "content": "Learning data representations from unlabelled data has been a long standing goal of machine learn-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 502, + 505, + 514 + ], + "spans": [ + { + "bbox": [ + 105, + 502, + 505, + 514 + ], + "score": 1.0, + "content": "ing. These approaches are called “self-supervised learning” because the learning signals, termed", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 513, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 513, + 506, + 527 + ], + "score": 1.0, + "content": "pretext tasks, are obtained from the data itself. In the image and video domain, pretext tasks include", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 524, + 504, + 536 + ], + "spans": [ + { + "bbox": [ + 106, + 524, + 504, + 536 + ], + "score": 1.0, + "content": "colorization (Zhang et al., 2016), rotation (Gidaris et al., 2018), or clustering (Asano et al., 2020a;b;", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 535, + 505, + 549 + ], + "spans": [ + { + "bbox": [ + 105, + 535, + 505, + 549 + ], + "score": 1.0, + "content": "Caron et al., 2018; Ji et al., 2018), while in the natural language domain, masked language model-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 546, + 506, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 546, + 506, + 559 + ], + "score": 1.0, + "content": "ing (Devlin et al., 2019), and next word prediction (Mikolov et al., 2013; Pennington et al., 2014)", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 558, + 506, + 570 + ], + "spans": [ + { + "bbox": [ + 106, + 558, + 506, + 570 + ], + "score": 1.0, + "content": "are extremely popular. These pretext tasks can be broadly classified into two classes: generative and", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 568, + 168, + 580 + ], + "spans": [ + { + "bbox": [ + 106, + 568, + 168, + 580 + ], + "score": 1.0, + "content": "discriminative.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 30.5 + }, + { + "type": "text", + "bbox": [ + 107, + 585, + 505, + 695 + ], + "lines": [ + { + "bbox": [ + 105, + 585, + 505, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 505, + 597 + ], + "score": 1.0, + "content": "Discriminative approaches learn representations by differentiating input samples, using objectives", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 596, + 505, + 609 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 505, + 609 + ], + "score": 1.0, + "content": "such as the contrastive loss (Gutmann & Hyvärinen, 2010; Hadsell et al., 2006). Discriminative", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 607, + 505, + 620 + ], + "spans": [ + { + "bbox": [ + 105, + 607, + 505, + 620 + ], + "score": 1.0, + "content": "approaches have proven to be particularly successful for image (Chen et al., 2020c; He et al., 2020;", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 617, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 105, + 617, + 505, + 631 + ], + "score": 1.0, + "content": "Misra & van der Maaten, 2020; Wu et al., 2018) and video (Han et al., 2019; Morgado et al., 2020;", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 628, + 505, + 642 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 505, + 642 + ], + "score": 1.0, + "content": "Patrick et al., 2020) representation learning. Generative approaches, on the other hand, try to re-", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 640, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 640, + 505, + 653 + ], + "score": 1.0, + "content": "construct its input. GANs (Donahue & Simonyan, 2019; Goodfellow et al., 2014; Radford et al.,", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 649, + 506, + 665 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 506, + 665 + ], + "score": 1.0, + "content": "2015), autoencoders (Hinton & Salakhutdinov, 2006) and sequence-to-sequence models (Huang", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 661, + 505, + 674 + ], + "spans": [ + { + "bbox": [ + 105, + 661, + 505, + 674 + ], + "score": 1.0, + "content": "et al., 2020; Sutskever et al., 2014) are popular generative models. In this work, we show the im-", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 104, + 672, + 506, + 686 + ], + "spans": [ + { + "bbox": [ + 104, + 672, + 506, + 686 + ], + "score": 1.0, + "content": "portance of combining both discriminative and generative objectives to learn effective video-text", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 685, + 171, + 696 + ], + "spans": [ + { + "bbox": [ + 105, + 685, + 171, + 696 + ], + "score": 1.0, + "content": "representations.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 39.5 + }, + { + "type": "text", + "bbox": [ + 107, + 700, + 504, + 723 + ], + "lines": [ + { + "bbox": [ + 106, + 700, + 505, + 713 + ], + "spans": [ + { + "bbox": [ + 106, + 700, + 505, + 713 + ], + "score": 1.0, + "content": "The success of representation learning has also been due to advances in model architectures, such as", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 711, + 506, + 724 + ], + "spans": [ + { + "bbox": [ + 105, + 711, + 506, + 724 + ], + "score": 1.0, + "content": "the Transformer (Vaswani et al., 2017). BERT (Devlin et al., 2019) demonstrated that a transformer", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 45.5 + } + ], + "page_idx": 1, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 763 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 763 + ], + "score": 1.0, + "content": "2", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 112, + 80, + 498, + 161 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 112, + 80, + 498, + 161 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 112, + 80, + 498, + 161 + ], + "spans": [ + { + "bbox": [ + 112, + 80, + 498, + 161 + ], + "score": 0.963, + "type": "image", + "image_path": "8d0bcdde4e40092ff0c37d6af09a720fd9dc5d9f65a5b3d1395bd5686ac81d07.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 112, + 80, + 498, + 107.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 112, + 107.0, + 498, + 134.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 112, + 134.0, + 498, + 161.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 173, + 505, + 239 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 173, + 505, + 186 + ], + "spans": [ + { + "bbox": [ + 106, + 173, + 505, + 186 + ], + "score": 1.0, + "content": "Fig. 1: Cross-modal discrimination and cross-captioning. Our model learns from two comple-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 185, + 505, + 198 + ], + "spans": [ + { + "bbox": [ + 105, + 185, + 505, + 198 + ], + "score": 1.0, + "content": "mentary losses: (a) Cross-modal contrastive learning learns strong joint video-text embeddings,", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 195, + 506, + 209 + ], + "spans": [ + { + "bbox": [ + 105, + 195, + 506, + 209 + ], + "score": 1.0, + "content": "but every other sample is considered a negative, pushing away even semantically related captions", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 207, + 505, + 219 + ], + "spans": [ + { + "bbox": [ + 106, + 207, + 505, + 219 + ], + "score": 1.0, + "content": "(orange arrows). (b) We introduce a generative task of cross-captioning, which alleviates this by", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 217, + 505, + 230 + ], + "spans": [ + { + "bbox": [ + 105, + 217, + 505, + 230 + ], + "score": 1.0, + "content": "learning to reconstruct a sample’s text representation as a weighted combination of a support-set,", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 228, + 329, + 241 + ], + "spans": [ + { + "bbox": [ + 105, + 228, + 329, + 241 + ], + "score": 1.0, + "content": "composed of video representations from other samples.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 5.5 + } + ], + "index": 3.25 + }, + { + "type": "text", + "bbox": [ + 107, + 252, + 505, + 307 + ], + "lines": [], + "index": 11, + "bbox_fs": [ + 105, + 251, + 505, + 308 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 107, + 312, + 505, + 411 + ], + "lines": [ + { + "bbox": [ + 105, + 312, + 505, + 325 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 505, + 325 + ], + "score": 1.0, + "content": "We observe that the captioning task is highly sample-specific, as the goal is to produce a caption", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 323, + 505, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 323, + 505, + 336 + ], + "score": 1.0, + "content": "which describes a specific video and not any other video, and thus it suffers from the same disad-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 334, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 106, + 334, + 506, + 347 + ], + "score": 1.0, + "content": "vantages (discouraging concept sharing among samples) as contrastive learning. Thus, we propose", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 344, + 506, + 358 + ], + "spans": [ + { + "bbox": [ + 105, + 344, + 506, + 358 + ], + "score": 1.0, + "content": "to address this issue by switching to a different text generation task. The idea is to modify the text", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 356, + 506, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 356, + 506, + 369 + ], + "score": 1.0, + "content": "generator to take as input a learnable mixture of a support-set of videos, which we call cross-instance", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 367, + 506, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 367, + 506, + 381 + ], + "score": 1.0, + "content": "captioning. The mixture weights are generated by comparing the learned video representations to", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 378, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 105, + 378, + 505, + 392 + ], + "score": 1.0, + "content": "captions’ representations in an online way over the batch. The limited set of support samples acts", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 388, + 506, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 506, + 403 + ], + "score": 1.0, + "content": "as a bottleneck that encourages extraction of shared semantics. In this manner, the embeddings can", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 399, + 487, + 413 + ], + "spans": [ + { + "bbox": [ + 105, + 399, + 487, + 413 + ], + "score": 1.0, + "content": "associate videos that share similar captions even if the contrastive loss tries to push them apart.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 18, + "bbox_fs": [ + 105, + 312, + 506, + 413 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 417, + 505, + 450 + ], + "lines": [ + { + "bbox": [ + 105, + 416, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 505, + 430 + ], + "score": 1.0, + "content": "We show that, when the captioning task is added in this manner, it brings a sensible improvement to", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 428, + 505, + 441 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 505, + 441 + ], + "score": 1.0, + "content": "already very strong video representation learning results, further improving our own state-of-the-art", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 438, + 237, + 452 + ], + "spans": [ + { + "bbox": [ + 106, + 438, + 237, + 452 + ], + "score": 1.0, + "content": "baseline by a significant margin.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24, + "bbox_fs": [ + 105, + 416, + 505, + 452 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 466, + 217, + 479 + ], + "lines": [ + { + "bbox": [ + 104, + 465, + 218, + 482 + ], + "spans": [ + { + "bbox": [ + 104, + 465, + 218, + 482 + ], + "score": 1.0, + "content": "2 RELATED WORKS", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 106, + 491, + 505, + 579 + ], + "lines": [ + { + "bbox": [ + 106, + 492, + 504, + 504 + ], + "spans": [ + { + "bbox": [ + 106, + 492, + 504, + 504 + ], + "score": 1.0, + "content": "Learning data representations from unlabelled data has been a long standing goal of machine learn-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 502, + 505, + 514 + ], + "spans": [ + { + "bbox": [ + 105, + 502, + 505, + 514 + ], + "score": 1.0, + "content": "ing. These approaches are called “self-supervised learning” because the learning signals, termed", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 513, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 513, + 506, + 527 + ], + "score": 1.0, + "content": "pretext tasks, are obtained from the data itself. In the image and video domain, pretext tasks include", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 524, + 504, + 536 + ], + "spans": [ + { + "bbox": [ + 106, + 524, + 504, + 536 + ], + "score": 1.0, + "content": "colorization (Zhang et al., 2016), rotation (Gidaris et al., 2018), or clustering (Asano et al., 2020a;b;", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 535, + 505, + 549 + ], + "spans": [ + { + "bbox": [ + 105, + 535, + 505, + 549 + ], + "score": 1.0, + "content": "Caron et al., 2018; Ji et al., 2018), while in the natural language domain, masked language model-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 546, + 506, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 546, + 506, + 559 + ], + "score": 1.0, + "content": "ing (Devlin et al., 2019), and next word prediction (Mikolov et al., 2013; Pennington et al., 2014)", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 558, + 506, + 570 + ], + "spans": [ + { + "bbox": [ + 106, + 558, + 506, + 570 + ], + "score": 1.0, + "content": "are extremely popular. These pretext tasks can be broadly classified into two classes: generative and", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 568, + 168, + 580 + ], + "spans": [ + { + "bbox": [ + 106, + 568, + 168, + 580 + ], + "score": 1.0, + "content": "discriminative.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 30.5, + "bbox_fs": [ + 105, + 492, + 506, + 580 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 585, + 505, + 695 + ], + "lines": [ + { + "bbox": [ + 105, + 585, + 505, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 505, + 597 + ], + "score": 1.0, + "content": "Discriminative approaches learn representations by differentiating input samples, using objectives", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 596, + 505, + 609 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 505, + 609 + ], + "score": 1.0, + "content": "such as the contrastive loss (Gutmann & Hyvärinen, 2010; Hadsell et al., 2006). Discriminative", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 607, + 505, + 620 + ], + "spans": [ + { + "bbox": [ + 105, + 607, + 505, + 620 + ], + "score": 1.0, + "content": "approaches have proven to be particularly successful for image (Chen et al., 2020c; He et al., 2020;", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 617, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 105, + 617, + 505, + 631 + ], + "score": 1.0, + "content": "Misra & van der Maaten, 2020; Wu et al., 2018) and video (Han et al., 2019; Morgado et al., 2020;", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 628, + 505, + 642 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 505, + 642 + ], + "score": 1.0, + "content": "Patrick et al., 2020) representation learning. Generative approaches, on the other hand, try to re-", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 640, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 640, + 505, + 653 + ], + "score": 1.0, + "content": "construct its input. GANs (Donahue & Simonyan, 2019; Goodfellow et al., 2014; Radford et al.,", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 649, + 506, + 665 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 506, + 665 + ], + "score": 1.0, + "content": "2015), autoencoders (Hinton & Salakhutdinov, 2006) and sequence-to-sequence models (Huang", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 661, + 505, + 674 + ], + "spans": [ + { + "bbox": [ + 105, + 661, + 505, + 674 + ], + "score": 1.0, + "content": "et al., 2020; Sutskever et al., 2014) are popular generative models. In this work, we show the im-", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 104, + 672, + 506, + 686 + ], + "spans": [ + { + "bbox": [ + 104, + 672, + 506, + 686 + ], + "score": 1.0, + "content": "portance of combining both discriminative and generative objectives to learn effective video-text", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 685, + 171, + 696 + ], + "spans": [ + { + "bbox": [ + 105, + 685, + 171, + 696 + ], + "score": 1.0, + "content": "representations.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 39.5, + "bbox_fs": [ + 104, + 585, + 506, + 696 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 700, + 504, + 723 + ], + "lines": [ + { + "bbox": [ + 106, + 700, + 505, + 713 + ], + "spans": [ + { + "bbox": [ + 106, + 700, + 505, + 713 + ], + "score": 1.0, + "content": "The success of representation learning has also been due to advances in model architectures, such as", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 711, + 506, + 724 + ], + "spans": [ + { + "bbox": [ + 105, + 711, + 506, + 724 + ], + "score": 1.0, + "content": "the Transformer (Vaswani et al., 2017). BERT (Devlin et al., 2019) demonstrated that a transformer", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 341, + 505, + 353 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 505, + 353 + ], + "score": 1.0, + "content": "architecture pretrained on large-scale textual data can learn transferable text representations that can", + "type": "text", + "cross_page": true + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 351, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 351, + 505, + 365 + ], + "score": 1.0, + "content": "be fine-tuned on a variety of downstream tasks. Subsequent works (Clark et al., 2020; Lewis et al.,", + "type": "text", + "cross_page": true + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 362, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 106, + 362, + 505, + 375 + ], + "score": 1.0, + "content": "2020a;b; Radford et al., 2019; Raffel et al., 2019) have improved upon the transformer architecture", + "type": "text", + "cross_page": true + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 374, + 505, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 505, + 387 + ], + "score": 1.0, + "content": "or training objective to learn even better representations. Inspired by the success of transformers in", + "type": "text", + "cross_page": true + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 384, + 505, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 384, + 505, + 397 + ], + "score": 1.0, + "content": "the NLP domain, several works have leveraged transformers to learn transferable image (Chen et al.,", + "type": "text", + "cross_page": true + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 395, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 395, + 505, + 408 + ], + "score": 1.0, + "content": "2020a; Desai & Johnson, 2020; Sariyildiz et al., 2020) or multi-modal image-text (Chen et al., 2019;", + "type": "text", + "cross_page": true + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 406, + 506, + 419 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 506, + 419 + ], + "score": 1.0, + "content": "Li et al., 2020a; 2019; Lu et al., 2019; Su et al., 2019; Tan & Bansal, 2019) and video-multilingual", + "type": "text", + "cross_page": true + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 418, + 505, + 429 + ], + "spans": [ + { + "bbox": [ + 106, + 418, + 505, + 429 + ], + "score": 1.0, + "content": "text (Huang et al., 2021) representations. 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The model learns to associate video-text pairs in a common embedding space with", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 284, + 505, + 298 + ], + "spans": [ + { + "bbox": [ + 105, + 284, + 505, + 298 + ], + "score": 1.0, + "content": "text and video encoders (top). Meanwhile, the text must also be reconstructed as a weighted com-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 295, + 505, + 308 + ], + "spans": [ + { + "bbox": [ + 105, + 295, + 505, + 308 + ], + "score": 1.0, + "content": "bination of video embeddings from a support-set (bottom), selected via attention, which enforces", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 306, + 505, + 319 + ], + "spans": [ + { + "bbox": [ + 105, + 306, + 505, + 319 + ], + "score": 1.0, + "content": "representation sharing between different samples. (b) Weights matrices (attention maps) used in", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 318, + 312, + 330 + ], + "spans": [ + { + "bbox": [ + 106, + 318, + 312, + 330 + ], + "score": 1.0, + "content": "each cross-captioning objective (see section 3.1.2).", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 5.5 + } + ], + "index": 3.25 + }, + { + "type": "text", + "bbox": [ + 106, + 340, + 505, + 440 + ], + "lines": [ + { + "bbox": [ + 106, + 341, + 505, + 353 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 505, + 353 + ], + "score": 1.0, + "content": "architecture pretrained on large-scale textual data can learn transferable text representations that can", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 351, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 351, + 505, + 365 + ], + "score": 1.0, + "content": "be fine-tuned on a variety of downstream tasks. 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In this work, we leverage the transformer architecture to", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 429, + 279, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 429, + 279, + 441 + ], + "score": 1.0, + "content": "better encode and represent text and video.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 106, + 445, + 505, + 687 + ], + "lines": [ + { + "bbox": [ + 105, + 445, + 505, + 458 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 505, + 458 + ], + "score": 1.0, + "content": "Large-scale training data has enabled the more effective pretraining of image (Sun et al., 2017;", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 455, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 505, + 469 + ], + "score": 1.0, + "content": "Yalniz et al., 2019), video (Ghadiyaram et al., 2019; Thomee et al., 2016) and textual representa-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "score": 1.0, + "content": "tions (Raffel et al., 2019). The release of the HowTo100M dataset (Miech et al., 2019), a large-scale", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 478, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 478, + 505, + 491 + ], + "score": 1.0, + "content": "instructional video dataset, has spurred significant interest in leveraging large-scale pretraining to", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 490, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 106, + 490, + 505, + 501 + ], + "score": 1.0, + "content": "improve video-text representations for tasks such as video question-answering (Lei et al., 2018),", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 500, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 106, + 500, + 505, + 513 + ], + "score": 1.0, + "content": "text-video retrieval (Liu et al., 2019) and video captioning (Zhou et al., 2018b) on smaller datasets", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 511, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 465, + 524 + ], + "score": 1.0, + "content": "such as YouCookII (Zhou et al., 2018a), MSVD (Venugopalan et al., 2015a), MSR-VTT", + "type": "text" + }, + { + "bbox": [ + 466, + 511, + 480, + 522 + ], + "score": 0.37, + "content": "\\mathrm { { X u } }", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 511, + 505, + 524 + ], + "score": 1.0, + "content": "et al.,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 521, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 105, + 521, + 505, + 534 + ], + "score": 1.0, + "content": "2016), LSMDC (Rohrbach et al., 2017), DiDeMo (Hendricks et al., 2018) and ActivityNet (Krishna", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 532, + 506, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 506, + 546 + ], + "score": 1.0, + "content": "et al., 2017). 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Other works have leveraged", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 576, + 506, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 576, + 506, + 590 + ], + "score": 1.0, + "content": "the contrastive loss (Miech et al., 2020) and show that using the raw audio (Alayrac et al., 2020;", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 587, + 505, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 587, + 505, + 601 + ], + "score": 1.0, + "content": "Rouditchenko et al., 2020) and other modalities (Gabeur et al., 2020) can be used to better align", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 599, + 505, + 612 + ], + "spans": [ + { + "bbox": [ + 105, + 599, + 505, + 612 + ], + "score": 1.0, + "content": "and improve video-text representations. 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These variants, illustrated", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 261, + 505, + 274 + ], + "spans": [ + { + "bbox": [ + 105, + 261, + 291, + 274 + ], + "score": 1.0, + "content": "in Figure 2, have in common that the caption", + "type": "text" + }, + { + "bbox": [ + 291, + 262, + 297, + 271 + ], + "score": 0.75, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 297, + 261, + 505, + 274 + ], + "score": 1.0, + "content": "is reconstructed from a learned weighted combina-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 272, + 505, + 285 + ], + "spans": [ + { + "bbox": [ + 105, + 272, + 198, + 285 + ], + "score": 1.0, + "content": "tion over other videos", + "type": "text" + }, + { + "bbox": [ + 198, + 273, + 204, + 282 + ], + "score": 0.8, + "content": "\\hat { v }", + "type": "inline_equation" + }, + { + "bbox": [ + 205, + 272, + 505, + 285 + ], + "score": 1.0, + "content": ". This is a form of attention (Bahdanau et al., 2014) which encourages the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 283, + 505, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 283, + 505, + 295 + ], + "score": 1.0, + "content": "network to learn about which videos share similar semantics, compensating for the contrastive loss", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 294, + 227, + 307 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 227, + 307 + ], + "score": 1.0, + "content": "and grouping them implicitly.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 107, + 311, + 505, + 334 + ], + "lines": [ + { + "bbox": [ + 105, + 310, + 505, + 323 + ], + "spans": [ + { + "bbox": [ + 105, + 310, + 241, + 323 + ], + "score": 1.0, + "content": "In the following, we denote with", + "type": "text" + }, + { + "bbox": [ + 242, + 311, + 271, + 321 + ], + "score": 0.9, + "content": "B \\subset { \\mathcal { C } }", + "type": "inline_equation" + }, + { + "bbox": [ + 271, + 310, + 505, + 323 + ], + "score": 1.0, + "content": "a batch of multi-modal samples, i.e. a finite collection of", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 320, + 451, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 171, + 336 + ], + "score": 1.0, + "content": "video-text pairs", + "type": "text" + }, + { + "bbox": [ + 172, + 322, + 211, + 334 + ], + "score": 0.93, + "content": "( t , v ) \\in \\mathcal { C }", + "type": "inline_equation" + }, + { + "bbox": [ + 212, + 320, + 369, + 336 + ], + "score": 1.0, + "content": ". For simplicity, we denote the batch as", + "type": "text" + }, + { + "bbox": [ + 369, + 321, + 446, + 334 + ], + "score": 0.93, + "content": "\\boldsymbol { B } = \\{ ( t ^ { i } , v ^ { i } ) \\} _ { i = 1 } ^ { B } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 446, + 320, + 451, + 336 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 17.5 + }, + { + "type": "title", + "bbox": [ + 108, + 345, + 252, + 357 + ], + "lines": [ + { + "bbox": [ + 106, + 345, + 253, + 357 + ], + "spans": [ + { + "bbox": [ + 106, + 345, + 253, + 357 + ], + "score": 1.0, + "content": "3.1.1 CONTRASTIVE OBJECTIVE", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 362, + 505, + 401 + ], + "lines": [ + { + "bbox": [ + 105, + 360, + 505, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 263, + 381 + ], + "score": 1.0, + "content": "To define the contrastive objective, let", + "type": "text" + }, + { + "bbox": [ + 263, + 362, + 331, + 380 + ], + "score": 0.95, + "content": "\\begin{array} { r } { s ( { a } , { b } ) = \\frac { { a } ^ { \\top } { b } } { \\| { a } \\| \\| { b } \\| } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 332, + 360, + 505, + 381 + ], + "score": 1.0, + "content": "be the similarity measure between vectors", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 107, + 378, + 505, + 391 + ], + "spans": [ + { + "bbox": [ + 107, + 381, + 113, + 388 + ], + "score": 0.68, + "content": "a", + "type": "inline_equation" + }, + { + "bbox": [ + 114, + 378, + 133, + 391 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 133, + 378, + 138, + 388 + ], + "score": 0.73, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 139, + 378, + 505, + 391 + ], + "score": 1.0, + "content": ". 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In our experiments, we set", + "type": "text" + }, + { + "bbox": [ + 278, + 456, + 311, + 466 + ], + "score": 0.9, + "content": "\\alpha = 0 . 2", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 455, + 315, + 468 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 26.5 + }, + { + "type": "title", + "bbox": [ + 107, + 479, + 281, + 491 + ], + "lines": [ + { + "bbox": [ + 106, + 479, + 282, + 492 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 282, + 492 + ], + "score": 1.0, + "content": "3.1.2 CROSS-CAPTIONING OBJECTIVES", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 106, + 498, + 504, + 522 + ], + "lines": [ + { + "bbox": [ + 105, + 498, + 506, + 512 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 506, + 512 + ], + "score": 1.0, + "content": "In the conventional captioning, the decoder seeks to optimize the negative log-likelihood of a text", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 510, + 282, + 523 + ], + "spans": [ + { + "bbox": [ + 106, + 510, + 145, + 523 + ], + "score": 1.0, + "content": "sequence", + "type": "text" + }, + { + "bbox": [ + 146, + 511, + 151, + 520 + ], + "score": 0.74, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 510, + 272, + 523 + ], + "score": 1.0, + "content": "given its corresponding video", + "type": "text" + }, + { + "bbox": [ + 272, + 512, + 278, + 520 + ], + "score": 0.73, + "content": "v", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 510, + 282, + 523 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 29.5 + }, + { + "type": "interline_equation", + "bbox": [ + 241, + 526, + 370, + 560 + ], + "lines": [ + { + "bbox": [ + 241, + 526, + 370, + 560 + ], + "spans": [ + { + "bbox": [ + 241, + 526, + 370, + 560 + ], + "score": 0.95, + "content": "\\mathcal { L } ^ { \\mathrm { c a p t i o n } } = - \\frac { 1 } { B } \\sum _ { i = 1 } ^ { B } \\log p ( t ^ { i } | e _ { v } ^ { i } ) .", + "type": "interline_equation", + "image_path": "4ae8e2136dc631c4c09216d6bf4ff0f002580ef55580df63339ec101b58a24f0.jpg" + } + ] + } + ], + "index": 31.5, + "virtual_lines": [ + { + "bbox": [ + 241, + 526, + 370, + 543.0 + ], + "spans": [], + "index": 31 + }, + { + "bbox": [ + 241, + 543.0, + 370, + 560.0 + ], + "spans": [], + "index": 32 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 564, + 505, + 631 + ], + "lines": [ + { + "bbox": [ + 105, + 564, + 505, + 577 + ], + "spans": [ + { + "bbox": [ + 105, + 564, + 505, + 577 + ], + "score": 1.0, + "content": "Here, the log-likelihood is obtained via auto-regressive decoding (Vaswani et al., 2017) from an", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 574, + 505, + 589 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 230, + 589 + ], + "score": 1.0, + "content": "intermediate video embedding", + "type": "text" + }, + { + "bbox": [ + 230, + 576, + 280, + 588 + ], + "score": 0.94, + "content": "e _ { v } ^ { i } = \\Phi ^ { \\prime } ( v ^ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 280, + 574, + 505, + 589 + ], + "score": 1.0, + "content": ". For the cross-captioning objective, we modify this loss", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 587, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 106, + 587, + 505, + 599 + ], + "score": 1.0, + "content": "to condition the generation process on a weighted average of the embeddings of the other videos", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 598, + 506, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 506, + 611 + ], + "score": 1.0, + "content": "in the batch, which we call the support-set. The weights themselves, which can be interpreted as a", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 608, + 505, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 608, + 419, + 621 + ], + "score": 1.0, + "content": "batch-wise attention, are obtained as a softmax distribution with temperature", + "type": "text" + }, + { + "bbox": [ + 419, + 609, + 428, + 619 + ], + "score": 0.83, + "content": "T", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 608, + 505, + 621 + ], + "score": 1.0, + "content": "over batch indices", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 619, + 282, + 632 + ], + "spans": [ + { + "bbox": [ + 105, + 619, + 282, + 632 + ], + "score": 1.0, + "content": "based on the video embeddings, as follows:", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 35.5 + }, + { + "type": "interline_equation", + "bbox": [ + 147, + 636, + 464, + 672 + ], + "lines": [ + { + "bbox": [ + 147, + 636, + 464, + 672 + ], + "spans": [ + { + "bbox": [ + 147, + 636, + 464, + 672 + ], + "score": 0.94, + "content": "\\mathcal { L } ^ { \\mathrm { c r o s s - c a p t i o n i n g } } = - \\frac { 1 } { B } \\sum _ { i = 1 } ^ { B } \\log p ( t ^ { i } | \\bar { e } _ { v } ^ { i } ) , \\bar { e } _ { v } ^ { i } = \\sum _ { j \\in S _ { i } } \\frac { \\exp { \\langle c _ { t } ^ { i } , c _ { v } ^ { j } \\rangle } / T } { \\sum _ { k \\in S _ { i } } \\exp { \\langle c _ { t } ^ { i } , c _ { v } ^ { k } \\rangle } / T } \\cdot e _ { v } ^ { j } .", + "type": "interline_equation", + "image_path": "c299a57afb2e48e6f676fb59f71a19324b7cc60fc6387dced87e3c501e4015a8.jpg" + } + ] + } + ], + "index": 40, + "virtual_lines": [ + { + "bbox": [ + 147, + 636, + 464, + 648.0 + ], + "spans": [], + "index": 39 + }, + { + "bbox": [ + 147, + 648.0, + 464, + 660.0 + ], + "spans": [], + "index": 40 + }, + { + "bbox": [ + 147, + 660.0, + 464, + 672.0 + ], + "spans": [], + "index": 41 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 676, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 677, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 106, + 677, + 404, + 689 + ], + "score": 1.0, + "content": "By default, the summation in the softmax is conducted over a support set", + "type": "text" + }, + { + "bbox": [ + 404, + 677, + 415, + 688 + ], + "score": 0.87, + "content": "s _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 677, + 505, + 689 + ], + "score": 1.0, + "content": "containing all indices", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 135, + 700 + ], + "score": 1.0, + "content": "except", + "type": "text" + }, + { + "bbox": [ + 136, + 689, + 140, + 698 + ], + "score": 0.69, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 141, + 687, + 505, + 700 + ], + "score": 1.0, + "content": ". In the experiments, we consider the following attention types for reconstruction. Iden-", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 173, + 712 + ], + "score": 1.0, + "content": "tity captioning", + "type": "text" + }, + { + "bbox": [ + 173, + 699, + 215, + 711 + ], + "score": 0.88, + "content": "\\begin{array} { r } { ( S _ { i } = \\{ i \\} ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 215, + 699, + 506, + 712 + ], + "score": 1.0, + "content": ") generates the caption from the corresponding video and reduces to the", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 104, + 708, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 104, + 708, + 317, + 723 + ], + "score": 1.0, + "content": "standard captioning objective, eq. (2). 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(3) as the average of the", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 44 + } + ], + "page_idx": 3, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 310, + 762 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 12, + "width": 8 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 81, + 173, + 93 + ], + "lines": [ + { + "bbox": [ + 105, + 79, + 174, + 97 + ], + "spans": [ + { + "bbox": [ + 105, + 79, + 174, + 97 + ], + "score": 1.0, + "content": "3 METHOD", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 107, + 106, + 505, + 150 + ], + "lines": [ + { + "bbox": [ + 105, + 105, + 505, + 119 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 421, + 119 + ], + "score": 1.0, + "content": "We consider the problem of learning multimodal representations from a corpus", + "type": "text" + }, + { + "bbox": [ + 422, + 107, + 429, + 116 + ], + "score": 0.79, + "content": "\\mathcal { C }", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 105, + 505, + 119 + ], + "score": 1.0, + "content": "of video-text pairs", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 107, + 117, + 506, + 130 + ], + "spans": [ + { + "bbox": [ + 107, + 117, + 128, + 129 + ], + "score": 0.91, + "content": "( v , t )", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 117, + 160, + 130 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 161, + 119, + 168, + 127 + ], + "score": 0.7, + "content": "v", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 117, + 229, + 130 + ], + "score": 1.0, + "content": "is a video and", + "type": "text" + }, + { + "bbox": [ + 230, + 118, + 235, + 127 + ], + "score": 0.75, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 117, + 506, + 130 + ], + "score": 1.0, + "content": "is its corresponding text (caption or transcription). Our goal is to", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 128, + 506, + 142 + ], + "spans": [ + { + "bbox": [ + 105, + 128, + 253, + 142 + ], + "score": 1.0, + "content": "learn a pair of representation maps", + "type": "text" + }, + { + "bbox": [ + 254, + 128, + 302, + 140 + ], + "score": 0.93, + "content": "c _ { v } \\ = \\ \\Psi ( v )", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 128, + 322, + 142 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 322, + 128, + 366, + 140 + ], + "score": 0.92, + "content": "c _ { t } = \\Phi ( t )", + "type": "inline_equation" + }, + { + "bbox": [ + 367, + 128, + 445, + 142 + ], + "score": 1.0, + "content": ", with outputs in a", + "type": "text" + }, + { + "bbox": [ + 446, + 129, + 452, + 138 + ], + "score": 0.82, + "content": "d", + "type": "inline_equation" + }, + { + "bbox": [ + 452, + 128, + 506, + 142 + ], + "score": 1.0, + "content": "-dimensional", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 138, + 471, + 152 + ], + "spans": [ + { + "bbox": [ + 105, + 139, + 177, + 152 + ], + "score": 1.0, + "content": "embedding space", + "type": "text" + }, + { + "bbox": [ + 178, + 138, + 224, + 150 + ], + "score": 0.93, + "content": "\\mathbf { \\Phi } _ { c _ { v } , c _ { t } \\in \\mathbb { R } ^ { d } }", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 139, + 471, + 152 + ], + "score": 1.0, + "content": ", where semantically similar instances are close to each other.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 2.5, + "bbox_fs": [ + 105, + 105, + 506, + 152 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 163, + 394, + 175 + ], + "lines": [ + { + "bbox": [ + 105, + 163, + 396, + 177 + ], + "spans": [ + { + "bbox": [ + 105, + 163, + 396, + 177 + ], + "score": 1.0, + "content": "3.1 OBJECTIVE FOR LEARNING MULTIMODAL REPRESENTATIONS", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5 + }, + { + "type": "text", + "bbox": [ + 107, + 183, + 505, + 306 + ], + "lines": [ + { + "bbox": [ + 106, + 184, + 504, + 197 + ], + "spans": [ + { + "bbox": [ + 106, + 184, + 504, + 197 + ], + "score": 1.0, + "content": "We consider two learning objectives, also illustrated in Figure 1. The first is the contrastive objective,", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 196, + 504, + 208 + ], + "spans": [ + { + "bbox": [ + 105, + 196, + 190, + 208 + ], + "score": 1.0, + "content": "pushing embeddings", + "type": "text" + }, + { + "bbox": [ + 190, + 197, + 199, + 207 + ], + "score": 0.84, + "content": "c _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 200, + 196, + 217, + 208 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 217, + 197, + 227, + 207 + ], + "score": 0.86, + "content": "c _ { v }", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 196, + 297, + 208 + ], + "score": 1.0, + "content": "to be close if text", + "type": "text" + }, + { + "bbox": [ + 297, + 197, + 302, + 205 + ], + "score": 0.74, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 196, + 344, + 208 + ], + "score": 1.0, + "content": "and video", + "type": "text" + }, + { + "bbox": [ + 344, + 198, + 351, + 205 + ], + "score": 0.72, + "content": "v", + "type": "inline_equation" + }, + { + "bbox": [ + 351, + 196, + 504, + 208 + ], + "score": 1.0, + "content": "come from the same sample and push-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 206, + 505, + 219 + ], + "spans": [ + { + "bbox": [ + 105, + 206, + 505, + 219 + ], + "score": 1.0, + "content": "ing them apart otherwise. This assumes that every sample is its own class and does not benefit from", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 218, + 505, + 230 + ], + "spans": [ + { + "bbox": [ + 105, + 218, + 505, + 230 + ], + "score": 1.0, + "content": "modelling similiarities across instances. The second objective is generative captioning. In its most", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 228, + 505, + 241 + ], + "spans": [ + { + "bbox": [ + 105, + 228, + 365, + 241 + ], + "score": 1.0, + "content": "basic variant, it maximizes the probability of generating the text", + "type": "text" + }, + { + "bbox": [ + 365, + 230, + 370, + 238 + ], + "score": 0.69, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 371, + 228, + 495, + 241 + ], + "score": 1.0, + "content": "given the corresponding video", + "type": "text" + }, + { + "bbox": [ + 495, + 231, + 501, + 238 + ], + "score": 0.65, + "content": "v", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 228, + 505, + 241 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 240, + 505, + 252 + ], + "spans": [ + { + "bbox": [ + 105, + 240, + 505, + 252 + ], + "score": 1.0, + "content": "However, we suggest that variants that explicitly promote concept sharing between instances will", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 250, + 505, + 263 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 505, + 263 + ], + "score": 1.0, + "content": "result in better downstream performance, in tasks such as video retrieval. These variants, illustrated", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 261, + 505, + 274 + ], + "spans": [ + { + "bbox": [ + 105, + 261, + 291, + 274 + ], + "score": 1.0, + "content": "in Figure 2, have in common that the caption", + "type": "text" + }, + { + "bbox": [ + 291, + 262, + 297, + 271 + ], + "score": 0.75, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 297, + 261, + 505, + 274 + ], + "score": 1.0, + "content": "is reconstructed from a learned weighted combina-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 272, + 505, + 285 + ], + "spans": [ + { + "bbox": [ + 105, + 272, + 198, + 285 + ], + "score": 1.0, + "content": "tion over other videos", + "type": "text" + }, + { + "bbox": [ + 198, + 273, + 204, + 282 + ], + "score": 0.8, + "content": "\\hat { v }", + "type": "inline_equation" + }, + { + "bbox": [ + 205, + 272, + 505, + 285 + ], + "score": 1.0, + "content": ". This is a form of attention (Bahdanau et al., 2014) which encourages the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 283, + 505, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 283, + 505, + 295 + ], + "score": 1.0, + "content": "network to learn about which videos share similar semantics, compensating for the contrastive loss", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 294, + 227, + 307 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 227, + 307 + ], + "score": 1.0, + "content": "and grouping them implicitly.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 11, + "bbox_fs": [ + 105, + 184, + 505, + 307 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 311, + 505, + 334 + ], + "lines": [ + { + "bbox": [ + 105, + 310, + 505, + 323 + ], + "spans": [ + { + "bbox": [ + 105, + 310, + 241, + 323 + ], + "score": 1.0, + "content": "In the following, we denote with", + "type": "text" + }, + { + "bbox": [ + 242, + 311, + 271, + 321 + ], + "score": 0.9, + "content": "B \\subset { \\mathcal { C } }", + "type": "inline_equation" + }, + { + "bbox": [ + 271, + 310, + 505, + 323 + ], + "score": 1.0, + "content": "a batch of multi-modal samples, i.e. a finite collection of", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 320, + 451, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 171, + 336 + ], + "score": 1.0, + "content": "video-text pairs", + "type": "text" + }, + { + "bbox": [ + 172, + 322, + 211, + 334 + ], + "score": 0.93, + "content": "( t , v ) \\in \\mathcal { C }", + "type": "inline_equation" + }, + { + "bbox": [ + 212, + 320, + 369, + 336 + ], + "score": 1.0, + "content": ". For simplicity, we denote the batch as", + "type": "text" + }, + { + "bbox": [ + 369, + 321, + 446, + 334 + ], + "score": 0.93, + "content": "\\boldsymbol { B } = \\{ ( t ^ { i } , v ^ { i } ) \\} _ { i = 1 } ^ { B } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 446, + 320, + 451, + 336 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 17.5, + "bbox_fs": [ + 105, + 310, + 505, + 336 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 345, + 252, + 357 + ], + "lines": [ + { + "bbox": [ + 106, + 345, + 253, + 357 + ], + "spans": [ + { + "bbox": [ + 106, + 345, + 253, + 357 + ], + "score": 1.0, + "content": "3.1.1 CONTRASTIVE OBJECTIVE", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 362, + 505, + 401 + ], + "lines": [ + { + "bbox": [ + 105, + 360, + 505, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 263, + 381 + ], + "score": 1.0, + "content": "To define the contrastive objective, let", + "type": "text" + }, + { + "bbox": [ + 263, + 362, + 331, + 380 + ], + "score": 0.95, + "content": "\\begin{array} { r } { s ( { a } , { b } ) = \\frac { { a } ^ { \\top } { b } } { \\| { a } \\| \\| { b } \\| } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 332, + 360, + 505, + 381 + ], + "score": 1.0, + "content": "be the similarity measure between vectors", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 107, + 378, + 505, + 391 + ], + "spans": [ + { + "bbox": [ + 107, + 381, + 113, + 388 + ], + "score": 0.68, + "content": "a", + "type": "inline_equation" + }, + { + "bbox": [ + 114, + 378, + 133, + 391 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 133, + 378, + 138, + 388 + ], + "score": 0.73, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 139, + 378, + 505, + 391 + ], + "score": 1.0, + "content": ". 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For the cross-captioning objective, we modify this loss", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 587, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 106, + 587, + 505, + 599 + ], + "score": 1.0, + "content": "to condition the generation process on a weighted average of the embeddings of the other videos", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 598, + 506, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 506, + 611 + ], + "score": 1.0, + "content": "in the batch, which we call the support-set. 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In the experiments, we consider the following attention types for reconstruction. Iden-", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 173, + 712 + ], + "score": 1.0, + "content": "tity captioning", + "type": "text" + }, + { + "bbox": [ + 173, + 699, + 215, + 711 + ], + "score": 0.88, + "content": "\\begin{array} { r } { ( S _ { i } = \\{ i \\} ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 215, + 699, + 506, + 712 + ], + "score": 1.0, + "content": ") generates the caption from the corresponding video and reduces to the", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 104, + 708, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 104, + 708, + 317, + 723 + ], + "score": 1.0, + "content": "standard captioning objective, eq. (2). Full support", + "type": "text" + }, + { + "bbox": [ + 318, + 710, + 390, + 722 + ], + "score": 0.87, + "content": "( S _ { i } = \\{ 1 , \\dots , B \\} )", + "type": "inline_equation" + }, + { + "bbox": [ + 391, + 708, + 506, + 723 + ], + "score": 1.0, + "content": "considers all videos as pos-", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 719, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 719, + 506, + 734 + ], + "score": 1.0, + "content": "sible candidates for captioning. Hybrid captioning sets the weights in eq. (3) as the average of the", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 384, + 95 + ], + "score": 1.0, + "content": "weights for identity captioning and full support. 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We set", + "type": "text" + }, + { + "bbox": [ + 474, + 144, + 504, + 154 + ], + "score": 0.9, + "content": "\\lambda = 1 0", + "type": "inline_equation" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 155, + 505, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 155, + 505, + 167 + ], + "score": 1.0, + "content": "to ensure similar magnitudes for both losses in our experiments. In the training phase, we use", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 163, + 504, + 179 + ], + "spans": [ + { + "bbox": [ + 105, + 163, + 444, + 179 + ], + "score": 1.0, + "content": "Adam (Kingma & Ba, 2015) to minimize our loss. At inference time, we directly use", + "type": "text" + }, + { + "bbox": [ + 444, + 165, + 464, + 177 + ], + "score": 0.91, + "content": "\\Phi ( t )", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 163, + 482, + 179 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 482, + 165, + 504, + 177 + ], + "score": 0.91, + "content": "\\Psi ( v )", + "type": "inline_equation" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 176, + 320, + 188 + ], + "spans": [ + { + "bbox": [ + 105, + 176, + 320, + 188 + ], + "score": 1.0, + "content": "to encode video and text representations for retrieval.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6 + }, + { + "type": "title", + "bbox": [ + 108, + 201, + 235, + 212 + ], + "lines": [ + { + "bbox": [ + 106, + 201, + 236, + 213 + ], + "spans": [ + { + "bbox": [ + 106, + 201, + 236, + 213 + ], + "score": 1.0, + "content": "3.2 MODEL ARCHITECTURE", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 9 + }, + { + "type": "text", + "bbox": [ + 106, + 221, + 504, + 255 + ], + "lines": [ + { + "bbox": [ + 106, + 222, + 505, + 234 + ], + "spans": [ + { + "bbox": [ + 106, + 222, + 505, + 234 + ], + "score": 1.0, + "content": "We now discuss the details of the encoders and decoder components in our architecture, illustrated", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 232, + 505, + 245 + ], + "spans": [ + { + "bbox": [ + 105, + 232, + 230, + 245 + ], + "score": 1.0, + "content": "in fig. 2. For the text decoder", + "type": "text" + }, + { + "bbox": [ + 231, + 232, + 260, + 245 + ], + "score": 0.93, + "content": "p ( t | e _ { v } )", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 232, + 505, + 245 + ], + "score": 1.0, + "content": "in eq. (2) and (3), we use a pre-trained T-5 decoder (Raffel", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 104, + 243, + 160, + 257 + ], + "spans": [ + { + "bbox": [ + 104, + 243, + 160, + 257 + ], + "score": 1.0, + "content": "et al., 2019).", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 106, + 260, + 505, + 436 + ], + "lines": [ + { + "bbox": [ + 104, + 259, + 506, + 275 + ], + "spans": [ + { + "bbox": [ + 104, + 259, + 220, + 275 + ], + "score": 1.0, + "content": "For the video representation", + "type": "text" + }, + { + "bbox": [ + 220, + 261, + 321, + 273 + ], + "score": 0.91, + "content": "c _ { v } = \\Psi ( v ) = \\Psi ^ { \\prime \\prime } ( \\Psi ^ { \\prime } ( v ) )", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 259, + 419, + 275 + ], + "score": 1.0, + "content": ", we use a video encoder", + "type": "text" + }, + { + "bbox": [ + 419, + 261, + 466, + 273 + ], + "score": 0.93, + "content": "e _ { v } = \\Psi ^ { \\prime } ( v )", + "type": "inline_equation" + }, + { + "bbox": [ + 466, + 259, + 506, + 275 + ], + "score": 1.0, + "content": "followed", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 271, + 506, + 285 + ], + "spans": [ + { + "bbox": [ + 105, + 271, + 274, + 285 + ], + "score": 1.0, + "content": "by a multi-layer transformer pooling head", + "type": "text" + }, + { + "bbox": [ + 275, + 272, + 327, + 283 + ], + "score": 0.9, + "content": "c _ { v } = \\Psi ^ { \\prime \\prime } ( e _ { v } )", + "type": "inline_equation" + }, + { + "bbox": [ + 328, + 271, + 384, + 285 + ], + "score": 1.0, + "content": ". 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For the pooling head", + "type": "text" + }, + { + "bbox": [ + 268, + 305, + 326, + 316 + ], + "score": 0.91, + "content": "c _ { v } ~ = ~ \\Psi ^ { \\prime \\prime } ( e _ { v } )", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 303, + 506, + 318 + ], + "score": 1.0, + "content": ", we consider a transformer architecture to", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 316, + 505, + 327 + ], + "spans": [ + { + "bbox": [ + 106, + 316, + 434, + 327 + ], + "score": 1.0, + "content": "attend to important context and summarize it into a fixed-length representation", + "type": "text" + }, + { + "bbox": [ + 434, + 317, + 444, + 326 + ], + "score": 0.84, + "content": "c _ { v }", + "type": "inline_equation" + }, + { + "bbox": [ + 445, + 316, + 505, + 327 + ], + "score": 1.0, + "content": ". For this, we", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 326, + 506, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 506, + 339 + ], + "score": 1.0, + "content": "follow MMT (Gabeur et al., 2020), but with two important differences. 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As temporal 1D-convolutional neural", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 392, + 506, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 506, + 405 + ], + "score": 1.0, + "content": "networks (CNNs) (LeCun et al., 1998) were shown to effectively capture temporal dependencies in", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 402, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 402, + 505, + 416 + ], + "score": 1.0, + "content": "videos (Dong et al., 2019), we integrate CNNs into our transformer pooling heads to better capture", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 414, + 506, + 427 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 325, + 427 + ], + "score": 1.0, + "content": "video temporal signals. In more detail, we compute", + "type": "text" + }, + { + "bbox": [ + 326, + 414, + 383, + 426 + ], + "score": 0.94, + "content": "c _ { v } ~ = ~ \\Psi ^ { \\prime \\prime } ( e _ { v } )", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 414, + 506, + 427 + ], + "score": 1.0, + "content": "by chaining two transformer", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 425, + 204, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 425, + 204, + 438 + ], + "score": 1.0, + "content": "layers, each of the type:", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 20.5 + }, + { + "type": "interline_equation", + "bbox": [ + 171, + 442, + 440, + 456 + ], + "lines": [ + { + "bbox": [ + 171, + 442, + 440, + 456 + ], + "spans": [ + { + "bbox": [ + 171, + 442, + 440, + 456 + ], + "score": 0.87, + "content": "\\psi ( e ) = \\mathrm { \\bf B N } ( \\mathrm { F F N } ( e _ { \\mathrm { a t m } } ) + e _ { \\mathrm { a t m } } ) , e _ { \\mathrm { a t m } } = \\mathrm { \\bf B N } ( \\mathrm { \\bf M H A } ( f ( e ) ) + f ( e ) ) .", + "type": "interline_equation", + "image_path": "852e82727eb63c5e8b074f12376bcaa27cd60504cb00aa6e2eeeba6ff8bede4a.jpg" + } + ] + } + ], + "index": 29, + "virtual_lines": [ + { + "bbox": [ + 171, + 442, + 440, + 456 + ], + "spans": [], + "index": 29 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 460, + 505, + 516 + ], + "lines": [ + { + "bbox": [ + 106, + 461, + 505, + 473 + ], + "spans": [ + { + "bbox": [ + 106, + 461, + 130, + 473 + ], + "score": 1.0, + "content": "Here", + "type": "text" + }, + { + "bbox": [ + 130, + 461, + 137, + 473 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 138, + 461, + 505, + 473 + ], + "score": 1.0, + "content": "is a pre-encoder that refines the video representation; we found empirically that a 1D", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 470, + 505, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 505, + 485 + ], + "score": 1.0, + "content": "CNN works well for this purpose. Then, we apply multi-head self-attention (MHA) (Huang et al.,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 482, + 506, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 506, + 495 + ], + "score": 1.0, + "content": "2019; Vaswani et al., 2017) followed by a feed-forward network (FNN) with batch normalization", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 492, + 505, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 492, + 405, + 507 + ], + "score": 1.0, + "content": "(BN) (Ioffe & Szegedy, 2015). The architecture maps the input sequence", + "type": "text" + }, + { + "bbox": [ + 405, + 496, + 415, + 505 + ], + "score": 0.86, + "content": "e _ { v }", + "type": "inline_equation" + }, + { + "bbox": [ + 416, + 492, + 505, + 507 + ], + "score": 1.0, + "content": "to a new ‘contextual-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 505, + 379, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 365, + 518 + ], + "score": 1.0, + "content": "ized’ sequence of representation vectors; we take the first one as", + "type": "text" + }, + { + "bbox": [ + 365, + 507, + 375, + 516 + ], + "score": 0.85, + "content": "c _ { v }", + "type": "inline_equation" + }, + { + "bbox": [ + 375, + 505, + 379, + 518 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 106, + 521, + 505, + 577 + ], + "lines": [ + { + "bbox": [ + 105, + 520, + 506, + 534 + ], + "spans": [ + { + "bbox": [ + 105, + 520, + 332, + 534 + ], + "score": 1.0, + "content": "The text representation decomposes in the same way as", + "type": "text" + }, + { + "bbox": [ + 333, + 522, + 430, + 533 + ], + "score": 0.93, + "content": "c _ { t } = \\Phi ( t ) = \\Phi ^ { \\prime \\prime } ( \\Phi ^ { \\prime } ( t ) )", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 520, + 506, + 534 + ], + "score": 1.0, + "content": ". 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The pooling head", + "type": "text" + }, + { + "bbox": [ + 306, + 543, + 356, + 555 + ], + "score": 0.93, + "content": "c _ { t } = \\Phi ^ { \\prime \\prime } ( e _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 542, + 505, + 556 + ], + "score": 1.0, + "content": "follows the same design as the video", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 554, + 505, + 567 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 143, + 567 + ], + "score": 1.0, + "content": "case, but", + "type": "text" + }, + { + "bbox": [ + 143, + 555, + 150, + 566 + ], + "score": 0.86, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 554, + 505, + 567 + ], + "score": 1.0, + "content": "is set to a recurrent neural network (RNN) instead of a CNN. Please refer to the appendix", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 564, + 151, + 577 + ], + "spans": [ + { + "bbox": [ + 105, + 564, + 151, + 577 + ], + "score": 1.0, + "content": "for details.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 107, + 582, + 504, + 605 + ], + "lines": [ + { + "bbox": [ + 105, + 581, + 505, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 505, + 595 + ], + "score": 1.0, + "content": "In practice, for computational reasons, we use eq. (3) to finetune the parameters of all networks", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 593, + 297, + 605 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 208, + 605 + ], + "score": 1.0, + "content": "except the video encoder", + "type": "text" + }, + { + "bbox": [ + 208, + 593, + 232, + 605 + ], + "score": 0.92, + "content": "\\Psi ^ { \\prime } ( v )", + "type": "inline_equation" + }, + { + "bbox": [ + 233, + 594, + 297, + 605 + ], + "score": 1.0, + "content": ", which is fixed.", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 40.5 + }, + { + "type": "title", + "bbox": [ + 108, + 621, + 200, + 633 + ], + "lines": [ + { + "bbox": [ + 105, + 620, + 201, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 620, + 201, + 635 + ], + "score": 1.0, + "content": "4 EXPERIMENTS", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 42 + }, + { + "type": "text", + "bbox": [ + 107, + 645, + 505, + 712 + ], + "lines": [ + { + "bbox": [ + 106, + 645, + 505, + 658 + ], + "spans": [ + { + "bbox": [ + 106, + 645, + 505, + 658 + ], + "score": 1.0, + "content": "We validate empirically the ability of our method to learn better representations for the downstream", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 656, + 505, + 669 + ], + "spans": [ + { + "bbox": [ + 105, + 656, + 505, + 669 + ], + "score": 1.0, + "content": "tasks of text-to-video and video-to-text retrieval. First, in sec. 4.2 we ablate various model com-", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 104, + 667, + 505, + 681 + ], + "spans": [ + { + "bbox": [ + 104, + 667, + 505, + 681 + ], + "score": 1.0, + "content": "ponents on the MSR-VTT dataset. 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We set", + "type": "text" + }, + { + "bbox": [ + 474, + 144, + 504, + 154 + ], + "score": 0.9, + "content": "\\lambda = 1 0", + "type": "inline_equation" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 155, + 505, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 155, + 505, + 167 + ], + "score": 1.0, + "content": "to ensure similar magnitudes for both losses in our experiments. In the training phase, we use", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 163, + 504, + 179 + ], + "spans": [ + { + "bbox": [ + 105, + 163, + 444, + 179 + ], + "score": 1.0, + "content": "Adam (Kingma & Ba, 2015) to minimize our loss. At inference time, we directly use", + "type": "text" + }, + { + "bbox": [ + 444, + 165, + 464, + 177 + ], + "score": 0.91, + "content": "\\Phi ( t )", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 163, + 482, + 179 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 482, + 165, + 504, + 177 + ], + "score": 0.91, + "content": "\\Psi ( v )", + "type": "inline_equation" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 176, + 320, + 188 + ], + "spans": [ + { + "bbox": [ + 105, + 176, + 320, + 188 + ], + "score": 1.0, + "content": "to encode video and text representations for retrieval.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6, + "bbox_fs": [ + 104, + 131, + 506, + 188 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 201, + 235, + 212 + ], + "lines": [ + { + "bbox": [ + 106, + 201, + 236, + 213 + ], + "spans": [ + { + "bbox": [ + 106, + 201, + 236, + 213 + ], + "score": 1.0, + "content": "3.2 MODEL ARCHITECTURE", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 9 + }, + { + "type": "text", + "bbox": [ + 106, + 221, + 504, + 255 + ], + "lines": [ + { + "bbox": [ + 106, + 222, + 505, + 234 + ], + "spans": [ + { + "bbox": [ + 106, + 222, + 505, + 234 + ], + "score": 1.0, + "content": "We now discuss the details of the encoders and decoder components in our architecture, illustrated", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 232, + 505, + 245 + ], + "spans": [ + { + "bbox": [ + 105, + 232, + 230, + 245 + ], + "score": 1.0, + "content": "in fig. 2. For the text decoder", + "type": "text" + }, + { + "bbox": [ + 231, + 232, + 260, + 245 + ], + "score": 0.93, + "content": "p ( t | e _ { v } )", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 232, + 505, + 245 + ], + "score": 1.0, + "content": "in eq. (2) and (3), we use a pre-trained T-5 decoder (Raffel", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 104, + 243, + 160, + 257 + ], + "spans": [ + { + "bbox": [ + 104, + 243, + 160, + 257 + ], + "score": 1.0, + "content": "et al., 2019).", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 11, + "bbox_fs": [ + 104, + 222, + 505, + 257 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 260, + 505, + 436 + ], + "lines": [ + { + "bbox": [ + 104, + 259, + 506, + 275 + ], + "spans": [ + { + "bbox": [ + 104, + 259, + 220, + 275 + ], + "score": 1.0, + "content": "For the video representation", + "type": "text" + }, + { + "bbox": [ + 220, + 261, + 321, + 273 + ], + "score": 0.91, + "content": "c _ { v } = \\Psi ( v ) = \\Psi ^ { \\prime \\prime } ( \\Psi ^ { \\prime } ( v ) )", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 259, + 419, + 275 + ], + "score": 1.0, + "content": ", we use a video encoder", + "type": "text" + }, + { + "bbox": [ + 419, + 261, + 466, + 273 + ], + "score": 0.93, + "content": "e _ { v } = \\Psi ^ { \\prime } ( v )", + "type": "inline_equation" + }, + { + "bbox": [ + 466, + 259, + 506, + 275 + ], + "score": 1.0, + "content": "followed", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 271, + 506, + 285 + ], + "spans": [ + { + "bbox": [ + 105, + 271, + 274, + 285 + ], + "score": 1.0, + "content": "by a multi-layer transformer pooling head", + "type": "text" + }, + { + "bbox": [ + 275, + 272, + 327, + 283 + ], + "score": 0.9, + "content": "c _ { v } = \\Psi ^ { \\prime \\prime } ( e _ { v } )", + "type": "inline_equation" + }, + { + "bbox": [ + 328, + 271, + 384, + 285 + ], + "score": 1.0, + "content": ". 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Feature sourceR@1↑ R@5个 MdR↓
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Temporal reduction R@1 ↑ R@5↑MdR↓
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Text EncoderR@1↑R@5↑ MdR↓
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Text Encoder Text Decoder R@1 ↑ R@5 ↑ MdR↓
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ContrastiveR@1↑ R@5↑MdR↓
InfoNCE (inter+intra)10.728.5 15.0
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Batch-sizeMemory bank
Size81632641282565122k8k
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R@1↑R@5↑ MdR↓
None25.953.04.0 4.0 3.0
Identity26.451.9
Full25.853.9
Hybrid26.054.83.0
Cross27.255.23.0
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Feature sourceR@1↑ R@5个 MdR↓
R-15220.846.2 6.0
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Temporal reduction R@1 ↑ R@5↑MdR↓
Max21.849.5 8.0
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Text EncoderR@1↑R@5↑ MdR↓
W2V (GloVe)22.149.86.0
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Text Encoder Text Decoder R@1 ↑ R@5 ↑ MdR↓
T5-BaseT5-Small26.254.23.0
T5-BaseT5-Base27.255.23.0
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ContrastiveR@1↑ R@5↑MdR↓
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Batch-sizeMemory bank
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R@1↑R@5↑ MdR↓
None25.953.04.0 4.0 3.0
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We do not use the T-5-Large model, as in Korbar et al. (2020), due to the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 237, + 340, + 249 + ], + "spans": [ + { + "bbox": [ + 105, + 237, + 305, + 249 + ], + "score": 1.0, + "content": "prohibitively large relative model size increase of", + "type": "text" + }, + { + "bbox": [ + 306, + 237, + 335, + 247 + ], + "score": 0.9, + "content": "+ 2 2 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 237, + 340, + 249 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 108, + 254, + 503, + 276 + ], + "lines": [ + { + "bbox": [ + 106, + 252, + 505, + 267 + ], + "spans": [ + { + "bbox": [ + 106, + 252, + 392, + 267 + ], + "score": 1.0, + "content": "Text Decoder. In Tab. 2d, we find that using a larger text decoder gives a", + "type": "text" + }, + { + "bbox": [ + 393, + 254, + 407, + 264 + ], + "score": 0.87, + "content": "1 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 252, + 505, + 267 + ], + "score": 1.0, + "content": "increase in performance", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 265, + 279, + 278 + ], + "spans": [ + { + "bbox": [ + 106, + 265, + 279, + 278 + ], + "score": 1.0, + "content": "when using the cross-captioning objective.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14.5 + }, + { + "type": "text", + "bbox": [ + 107, + 281, + 505, + 337 + ], + "lines": [ + { + "bbox": [ + 106, + 281, + 505, + 295 + ], + "spans": [ + { + "bbox": [ + 106, + 281, + 505, + 295 + ], + "score": 1.0, + "content": "Contrastive Loss. To validate the choice of a triplet loss in eq. (1), in Tab. 2e, we compare the", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 293, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 106, + 293, + 505, + 304 + ], + "score": 1.0, + "content": "results of the InfoNCE contrastive loss (Oord et al., 2018) with a triplet loss, with both the intra and", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 303, + 505, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 505, + 316 + ], + "score": 1.0, + "content": "inter-intra modality variants. We find that InfoNCE (Oord et al., 2018) loss does not work well in", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 315, + 506, + 328 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 506, + 328 + ], + "score": 1.0, + "content": "our case, likely due to the difficulty in tuning this loss to have the right combination of temperature", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 325, + 169, + 338 + ], + "spans": [ + { + "bbox": [ + 105, + 325, + 169, + 338 + ], + "score": 1.0, + "content": "and batch-size.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 107, + 342, + 505, + 376 + ], + "lines": [ + { + "bbox": [ + 105, + 342, + 506, + 355 + ], + "spans": [ + { + "bbox": [ + 105, + 342, + 506, + 355 + ], + "score": 1.0, + "content": "Support-Set Size. Lastly, in Tab. 2f, we show the effect of the size of the support set used for", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 353, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 353, + 505, + 365 + ], + "score": 1.0, + "content": "cross-instance captioning. We find that our reconstruction loss indeed acts as a bottleneck, with both", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 365, + 332, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 365, + 332, + 377 + ], + "score": 1.0, + "content": "smaller and very large sizes degrading the performance.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 106, + 381, + 505, + 491 + ], + "lines": [ + { + "bbox": [ + 106, + 381, + 505, + 394 + ], + "spans": [ + { + "bbox": [ + 106, + 381, + 505, + 394 + ], + "score": 1.0, + "content": "Captioning Objective. In Tab. 1, we show the effect of the different variants of our learning objec-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 392, + 506, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 506, + 405 + ], + "score": 1.0, + "content": "tive eq. (3). First, we find that the naive addition of a reconstruction objective (“Identity”) does not", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 403, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 403, + 505, + 416 + ], + "score": 1.0, + "content": "improve the contrastive-only baseline (“None”) much. Considering reconstruction from other videos", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 415, + 505, + 426 + ], + "spans": [ + { + "bbox": [ + 106, + 415, + 505, + 426 + ], + "score": 1.0, + "content": "improves the performance more. In particular, the “Hybrid” variant, which combines “Identity” and", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 424, + 506, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 312, + 438 + ], + "score": 1.0, + "content": "“Full” (sec. 3.1.2) improves Recall at 1 and 5 from", + "type": "text" + }, + { + "bbox": [ + 312, + 425, + 340, + 436 + ], + "score": 0.83, + "content": "2 5 . 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 424, + 358, + 438 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 358, + 425, + 385, + 436 + ], + "score": 0.89, + "content": "5 3 . 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 424, + 397, + 438 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 397, + 425, + 425, + 436 + ], + "score": 0.88, + "content": "2 6 . 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 425, + 424, + 442, + 438 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 443, + 425, + 470, + 436 + ], + "score": 0.88, + "content": "5 4 . 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 424, + 506, + 438 + ], + "score": 1.0, + "content": ", respec-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 436, + 506, + 449 + ], + "spans": [ + { + "bbox": [ + 106, + 436, + 258, + 449 + ], + "score": 1.0, + "content": "tively. However, the best result by far", + "type": "text" + }, + { + "bbox": [ + 258, + 436, + 313, + 448 + ], + "score": 0.86, + "content": "( 2 7 . 2 / 5 5 . 2 \\% )", + "type": "inline_equation" + }, + { + "bbox": [ + 313, + 436, + 506, + 449 + ], + "score": 1.0, + "content": "is obtained forcing captions to be reconstructed", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 447, + 506, + 460 + ], + "spans": [ + { + "bbox": [ + 106, + 447, + 506, + 460 + ], + "score": 1.0, + "content": "only from other videos, via our cross-instance attention mechanism (“Cross”). This variant cannot", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 458, + 505, + 471 + ], + "spans": [ + { + "bbox": [ + 105, + 458, + 505, + 471 + ], + "score": 1.0, + "content": "use information contained in a video to generate the corresponding caption and thus entirely relies", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 469, + 506, + 482 + ], + "spans": [ + { + "bbox": [ + 106, + 469, + 506, + 482 + ], + "score": 1.0, + "content": "on the model to discover meaningful relationship between different videos. This newly-proposed", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 480, + 389, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 480, + 389, + 491 + ], + "score": 1.0, + "content": "scheme seems to have the most beneficial effect for semantic retrieval.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 28.5 + }, + { + "type": "table", + "bbox": [ + 131, + 526, + 480, + 714 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 107, + 500, + 503, + 522 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 498, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 505, + 513 + ], + "score": 1.0, + "content": "Table 3: Retrieval performance on the MSR-VTT dataset. Models in the second group are", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 511, + 270, + 522 + ], + "spans": [ + { + "bbox": [ + 106, + 511, + 270, + 522 + ], + "score": 1.0, + "content": "additionally pretrained on HowTo100M.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34.5 + }, + { + "type": "table_body", + "bbox": [ + 131, + 526, + 480, + 714 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 131, + 526, + 480, + 714 + ], + "spans": [ + { + "bbox": [ + 131, + 526, + 480, + 714 + ], + "score": 0.984, + "html": "
Text→VideoVideo→Text
R@1↑R@5↑ R@10↑MdR↓R@1↑ R@5↑ R@10↑MdR↓
Random Baseline0.10.51.0500.00.10.51.0500.0
JSFusion (Yu et al., 2018)10.231.243.213.01111
HT100M (Miech et al., 2019)12.135.048.012.01
JPoSE(Wray et al., 2019)14.338.153.09.016.441.354.48.7
CE (Liu et al., 2019)20.948.862.46.020.650.364.05.3
MMT(Gabeur et al., 2020)24.654.067.14.024.456.067.84.0
Ours27.456.367.73.026.655.167.53.0
VidTranslate (Korbar etal., 2020)14.7152.811
HT100M (Miech et al.,2019)14.940.252.89.016.841.755.18.0
NoiseEstimation (Amrani et al., 2020)17.441.653.68.0111
UniVL (Luo et al.,2020)21.249.663.16.0
AVLnet (Rouditchenko et al., 2020)27.155.666.64.028.554.665.24.0
MMT(Gabeur et al., 2020)26.657.169.64.027.057.569.73.7
Ours-pretrained30.158.569.33.028.558.671.63.0
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In Tab. 2a, we show the effect of the choice of", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 92, + 505, + 107 + ], + "spans": [ + { + "bbox": [ + 105, + 92, + 448, + 107 + ], + "score": 1.0, + "content": "visual input features. We find that for text-to-video retrieval at Recall at 1 and 5", + "type": "text" + }, + { + "bbox": [ + 448, + 93, + 501, + 105 + ], + "score": 0.73, + "content": "( R @ 1 , R @ 5 )", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 92, + 505, + 107 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 103, + 505, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 103, + 236, + 117 + ], + "score": 1.0, + "content": "features obtained from a video", + "type": "text" + }, + { + "bbox": [ + 236, + 105, + 306, + 116 + ], + "score": 0.41, + "content": "\\mathsf { R } ( 2 + 1 ) \\mathsf { D } { - } 3 4 \\ \\mathsf { R e s }", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 103, + 356, + 117 + ], + "score": 1.0, + "content": "Net achieve", + "type": "text" + }, + { + "bbox": [ + 356, + 104, + 379, + 115 + ], + "score": 0.88, + "content": "2 . 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 103, + 398, + 117 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 398, + 104, + 421, + 115 + ], + "score": 0.87, + "content": "7 . 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 421, + 103, + 505, + 117 + ], + "score": 1.0, + "content": "higher performance", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 412, + 128 + ], + "score": 1.0, + "content": "compared to only image-frame based features from a ResNet-152. A further", + "type": "text" + }, + { + "bbox": [ + 413, + 115, + 435, + 126 + ], + "score": 0.87, + "content": "3 . 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 114, + 453, + 128 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 453, + 115, + 476, + 126 + ], + "score": 0.88, + "content": "\\mathrm { \\bar { 2 . 0 \\% } }", + "type": "inline_equation" + }, + { + "bbox": [ + 476, + 114, + 505, + 128 + ], + "score": 1.0, + "content": "can be", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 414, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 351, + 139 + ], + "score": 1.0, + "content": "gained by concatenating both features, yielding the strongest", + "type": "text" + }, + { + "bbox": [ + 351, + 127, + 376, + 137 + ], + "score": 0.3, + "content": "M d R", + "type": "inline_equation" + }, + { + "bbox": [ + 376, + 126, + 388, + 139 + ], + "score": 1.0, + "content": "of", + "type": "text" + }, + { + "bbox": [ + 388, + 126, + 410, + 137 + ], + "score": 0.87, + "content": "3 . 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 410, + 126, + 414, + 139 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 2, + "bbox_fs": [ + 105, + 82, + 505, + 139 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 143, + 505, + 209 + ], + "lines": [ + { + "bbox": [ + 106, + 144, + 505, + 155 + ], + "spans": [ + { + "bbox": [ + 106, + 144, + 505, + 155 + ], + "score": 1.0, + "content": "Feature Aggregation. While the features from both video and image-based visual encoders have re-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 154, + 505, + 166 + ], + "spans": [ + { + "bbox": [ + 106, + 154, + 505, + 166 + ], + "score": 1.0, + "content": "duced spatial extent after a fully-connected layer, the temporal dimension can be reduced in various", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 164, + 506, + 179 + ], + "spans": [ + { + "bbox": [ + 105, + 164, + 506, + 179 + ], + "score": 1.0, + "content": "ways. In Tab. 2b, we find that our multi-head, parameterized attention reduction yields strong gains", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 176, + 505, + 189 + ], + "spans": [ + { + "bbox": [ + 105, + 176, + 306, + 189 + ], + "score": 1.0, + "content": "over the mean- or max-pooling baselines of over", + "type": "text" + }, + { + "bbox": [ + 307, + 176, + 322, + 187 + ], + "score": 0.87, + "content": "4 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 176, + 338, + 189 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 338, + 176, + 359, + 186 + ], + "score": 0.63, + "content": "R @ 1", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 176, + 505, + 189 + ], + "score": 1.0, + "content": ". This shows that learning attention", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 187, + 505, + 200 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 505, + 200 + ], + "score": 1.0, + "content": "over the temporal dimension of fixed feature sets can give strong gains even without fine-tuning the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 198, + 142, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 142, + 210 + ], + "score": 1.0, + "content": "encoder.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 7.5, + "bbox_fs": [ + 105, + 144, + 506, + 210 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 214, + 505, + 248 + ], + "lines": [ + { + "bbox": [ + 105, + 213, + 505, + 228 + ], + "spans": [ + { + "bbox": [ + 105, + 213, + 316, + 228 + ], + "score": 1.0, + "content": "Text Encoder. In Tab. 2c, we find decent gains of", + "type": "text" + }, + { + "bbox": [ + 316, + 215, + 339, + 226 + ], + "score": 0.87, + "content": "2 . 7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 339, + 213, + 357, + 228 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 358, + 215, + 380, + 226 + ], + "score": 0.88, + "content": "0 . 4 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 381, + 213, + 396, + 228 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 397, + 215, + 426, + 226 + ], + "score": 0.84, + "content": "{ \\mathrm { R @ 1 } } , 5", + "type": "inline_equation" + }, + { + "bbox": [ + 427, + 213, + 505, + 228 + ], + "score": 1.0, + "content": "for using T5-base,", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 226, + 505, + 238 + ], + "spans": [ + { + "bbox": [ + 106, + 226, + 505, + 238 + ], + "score": 1.0, + "content": "instead of T5-small. We do not use the T-5-Large model, as in Korbar et al. (2020), due to the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 237, + 340, + 249 + ], + "spans": [ + { + "bbox": [ + 105, + 237, + 305, + 249 + ], + "score": 1.0, + "content": "prohibitively large relative model size increase of", + "type": "text" + }, + { + "bbox": [ + 306, + 237, + 335, + 247 + ], + "score": 0.9, + "content": "+ 2 2 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 237, + 340, + 249 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12, + "bbox_fs": [ + 105, + 213, + 505, + 249 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 254, + 503, + 276 + ], + "lines": [ + { + "bbox": [ + 106, + 252, + 505, + 267 + ], + "spans": [ + { + "bbox": [ + 106, + 252, + 392, + 267 + ], + "score": 1.0, + "content": "Text Decoder. In Tab. 2d, we find that using a larger text decoder gives a", + "type": "text" + }, + { + "bbox": [ + 393, + 254, + 407, + 264 + ], + "score": 0.87, + "content": "1 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 252, + 505, + 267 + ], + "score": 1.0, + "content": "increase in performance", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 265, + 279, + 278 + ], + "spans": [ + { + "bbox": [ + 106, + 265, + 279, + 278 + ], + "score": 1.0, + "content": "when using the cross-captioning objective.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14.5, + "bbox_fs": [ + 106, + 252, + 505, + 278 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 281, + 505, + 337 + ], + "lines": [ + { + "bbox": [ + 106, + 281, + 505, + 295 + ], + "spans": [ + { + "bbox": [ + 106, + 281, + 505, + 295 + ], + "score": 1.0, + "content": "Contrastive Loss. To validate the choice of a triplet loss in eq. (1), in Tab. 2e, we compare the", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 293, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 106, + 293, + 505, + 304 + ], + "score": 1.0, + "content": "results of the InfoNCE contrastive loss (Oord et al., 2018) with a triplet loss, with both the intra and", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 303, + 505, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 505, + 316 + ], + "score": 1.0, + "content": "inter-intra modality variants. We find that InfoNCE (Oord et al., 2018) loss does not work well in", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 315, + 506, + 328 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 506, + 328 + ], + "score": 1.0, + "content": "our case, likely due to the difficulty in tuning this loss to have the right combination of temperature", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 325, + 169, + 338 + ], + "spans": [ + { + "bbox": [ + 105, + 325, + 169, + 338 + ], + "score": 1.0, + "content": "and batch-size.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 18, + "bbox_fs": [ + 105, + 281, + 506, + 338 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 342, + 505, + 376 + ], + "lines": [ + { + "bbox": [ + 105, + 342, + 506, + 355 + ], + "spans": [ + { + "bbox": [ + 105, + 342, + 506, + 355 + ], + "score": 1.0, + "content": "Support-Set Size. Lastly, in Tab. 2f, we show the effect of the size of the support set used for", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 353, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 353, + 505, + 365 + ], + "score": 1.0, + "content": "cross-instance captioning. We find that our reconstruction loss indeed acts as a bottleneck, with both", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 365, + 332, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 365, + 332, + 377 + ], + "score": 1.0, + "content": "smaller and very large sizes degrading the performance.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22, + "bbox_fs": [ + 105, + 342, + 506, + 377 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 381, + 505, + 491 + ], + "lines": [ + { + "bbox": [ + 106, + 381, + 505, + 394 + ], + "spans": [ + { + "bbox": [ + 106, + 381, + 505, + 394 + ], + "score": 1.0, + "content": "Captioning Objective. In Tab. 1, we show the effect of the different variants of our learning objec-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 392, + 506, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 506, + 405 + ], + "score": 1.0, + "content": "tive eq. (3). First, we find that the naive addition of a reconstruction objective (“Identity”) does not", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 403, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 403, + 505, + 416 + ], + "score": 1.0, + "content": "improve the contrastive-only baseline (“None”) much. Considering reconstruction from other videos", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 415, + 505, + 426 + ], + "spans": [ + { + "bbox": [ + 106, + 415, + 505, + 426 + ], + "score": 1.0, + "content": "improves the performance more. In particular, the “Hybrid” variant, which combines “Identity” and", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 424, + 506, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 312, + 438 + ], + "score": 1.0, + "content": "“Full” (sec. 3.1.2) improves Recall at 1 and 5 from", + "type": "text" + }, + { + "bbox": [ + 312, + 425, + 340, + 436 + ], + "score": 0.83, + "content": "2 5 . 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 424, + 358, + 438 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 358, + 425, + 385, + 436 + ], + "score": 0.89, + "content": "5 3 . 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 424, + 397, + 438 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 397, + 425, + 425, + 436 + ], + "score": 0.88, + "content": "2 6 . 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 425, + 424, + 442, + 438 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 443, + 425, + 470, + 436 + ], + "score": 0.88, + "content": "5 4 . 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 424, + 506, + 438 + ], + "score": 1.0, + "content": ", respec-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 436, + 506, + 449 + ], + "spans": [ + { + "bbox": [ + 106, + 436, + 258, + 449 + ], + "score": 1.0, + "content": "tively. However, the best result by far", + "type": "text" + }, + { + "bbox": [ + 258, + 436, + 313, + 448 + ], + "score": 0.86, + "content": "( 2 7 . 2 / 5 5 . 2 \\% )", + "type": "inline_equation" + }, + { + "bbox": [ + 313, + 436, + 506, + 449 + ], + "score": 1.0, + "content": "is obtained forcing captions to be reconstructed", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 447, + 506, + 460 + ], + "spans": [ + { + "bbox": [ + 106, + 447, + 506, + 460 + ], + "score": 1.0, + "content": "only from other videos, via our cross-instance attention mechanism (“Cross”). This variant cannot", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 458, + 505, + 471 + ], + "spans": [ + { + "bbox": [ + 105, + 458, + 505, + 471 + ], + "score": 1.0, + "content": "use information contained in a video to generate the corresponding caption and thus entirely relies", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 469, + 506, + 482 + ], + "spans": [ + { + "bbox": [ + 106, + 469, + 506, + 482 + ], + "score": 1.0, + "content": "on the model to discover meaningful relationship between different videos. This newly-proposed", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 480, + 389, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 480, + 389, + 491 + ], + "score": 1.0, + "content": "scheme seems to have the most beneficial effect for semantic retrieval.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 381, + 506, + 491 + ] + }, + { + "type": "table", + "bbox": [ + 131, + 526, + 480, + 714 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 107, + 500, + 503, + 522 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 498, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 505, + 513 + ], + "score": 1.0, + "content": "Table 3: Retrieval performance on the MSR-VTT dataset. Models in the second group are", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 511, + 270, + 522 + ], + "spans": [ + { + "bbox": [ + 106, + 511, + 270, + 522 + ], + "score": 1.0, + "content": "additionally pretrained on HowTo100M.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34.5 + }, + { + "type": "table_body", + "bbox": [ + 131, + 526, + 480, + 714 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 131, + 526, + 480, + 714 + ], + "spans": [ + { + "bbox": [ + 131, + 526, + 480, + 714 + ], + "score": 0.984, + "html": "
Text→VideoVideo→Text
R@1↑R@5↑ R@10↑MdR↓R@1↑ R@5↑ R@10↑MdR↓
Random Baseline0.10.51.0500.00.10.51.0500.0
JSFusion (Yu et al., 2018)10.231.243.213.01111
HT100M (Miech et al., 2019)12.135.048.012.01
JPoSE(Wray et al., 2019)14.338.153.09.016.441.354.48.7
CE (Liu et al., 2019)20.948.862.46.020.650.364.05.3
MMT(Gabeur et al., 2020)24.654.067.14.024.456.067.84.0
Ours27.456.367.73.026.655.167.53.0
VidTranslate (Korbar etal., 2020)14.7152.811
HT100M (Miech et al.,2019)14.940.252.89.016.841.755.18.0
NoiseEstimation (Amrani et al., 2020)17.441.653.68.0111
UniVL (Luo et al.,2020)21.249.663.16.0
AVLnet (Rouditchenko et al., 2020)27.155.666.64.028.554.665.24.0
MMT(Gabeur et al., 2020)26.657.169.64.027.057.569.73.7
Ours-pretrained30.158.569.33.028.558.671.63.0
", + "type": "table", + "image_path": "4faa020e1ecf052f0fb881549b36ab264266fe288d2cf69a449ca64d9054eb3a.jpg" + } + ] + } + ], + "index": 37, + "virtual_lines": [ + { + "bbox": [ + 131, + 526, + 480, + 588.6666666666666 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 131, + 588.6666666666666, + 480, + 651.3333333333333 + ], + "spans": [], + "index": 37 + }, + { + "bbox": [ + 131, + 651.3333333333333, + 480, + 713.9999999999999 + ], + "spans": [], + "index": 38 + } + ] + } + ], + "index": 35.75 + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 147, + 95, + 463, + 209 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 190, + 80, + 421, + 92 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 190, + 80, + 421, + 93 + ], + "spans": [ + { + "bbox": [ + 190, + 80, + 421, + 93 + ], + "score": 1.0, + "content": "Table 4: Retrieval performance on the VATEX dataset", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "table_body", + "bbox": [ + 147, + 95, + 463, + 209 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 147, + 95, + 463, + 209 + ], + "spans": [ + { + "bbox": [ + 147, + 95, + 463, + 209 + ], + "score": 0.982, + "html": "
Text→VideoVideo→Text
R@1↑ R@5↑ R@10↑ MdR↓ R@1↑ R@5↑ R@10↑ MdR↓
Random Baseline0.20.71.052000.5 0.020.11.022100.5
VSE (Kiros et al., 2014)28.064.376.93.01111
VSE++(Faghri et al.,2018)33.770.181.02.011
Dual (Dong et al.,2019)31.167.478.93.01111
HGR(Chen et al., 2020b)35.173.583.52.0
Ours44.681.889.51.058.183.890.91.0
Ours-pretrained45.982.490.41.061.285.291.81.0
", + "type": "table", + "image_path": "2757f33f954b656cf12a871fadd34031f93150305e847e1b0c46bbcc9ac10727.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 147, + 95, + 463, + 133.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 147, + 133.0, + 463, + 171.0 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 147, + 171.0, + 463, + 209.0 + ], + "spans": [], + "index": 3 + } + ] + } + ], + "index": 1.0 + }, + { + "type": "table", + "bbox": [ + 131, + 235, + 480, + 357 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 206, + 218, + 405, + 230 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 206, + 218, + 405, + 232 + ], + "spans": [ + { + "bbox": [ + 206, + 218, + 405, + 232 + ], + "score": 1.0, + "content": "Table 5: Retrieval performance on ActivityNet", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "table_body", + "bbox": [ + 131, + 235, + 480, + 357 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 131, + 235, + 480, + 357 + ], + "spans": [ + { + "bbox": [ + 131, + 235, + 480, + 357 + ], + "score": 0.981, + "html": "
Text→VideoVideo→Text
R@1↑ R@5↑ R@50↑ MdR↓ R@1↑ R@5 ↑ R@50↑ MdR↓
Random Baseline0.020.11.0224580.020.11.022458
FSE(Zhang et al., 2018)18.244.889.17.016.743.188.47.0
CE (Liu et al., 2019)18.247.791.46.017.746.690.96.0
HSE (Zhang et al.,2018)20.549.31118.748.111
MMT (Gabeur et al.,2020)22.754.293.25.022.954.893.14.3
Ours26.858.193.53.025.557.393.53.0
MMT-pretrained (Gabeur et al., 2020)28.761.494.53.328.961.194.34.0
Ours-pretrained29.261.694.73.028.760.894.82.0
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Text→VideoVideo→Text
R@1↑ R@5↑ R@10↑MdR↓ R@1↑ R@5↑ R@10↑ MdR↓
VSE (Kiros et al.,2014)12.3 30.142.314.01
VSE++ (Faghri et al., 2018)15.4 39.653.09.0
Multi. Cues (Mithun et al.,2018) 20.3 47.861.16.0111 一
CE (Liu et al., 2019)19.8 49.063.86.0
Ours23.0 52.865.85.027.350.760.8 5.0
Ours-pretrained28.4 60.072.94.034.759.970.0 3.0
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In Tab. 3 to 5, we show the results of our model applied", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 547, + 506, + 561 + ], + "spans": [ + { + "bbox": [ + 104, + 547, + 506, + 561 + ], + "score": 1.0, + "content": "to text-to-video and video-to-text retrieval on MSR-VTT, VATEX, ActivityNet and MSVD with and", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 559, + 506, + 572 + ], + "spans": [ + { + "bbox": [ + 106, + 559, + 506, + 572 + ], + "score": 1.0, + "content": "without pre-trainig on HowTo100M. Without pre-training, our method outperforms all others in all", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 571, + 506, + 582 + ], + "spans": [ + { + "bbox": [ + 106, + 571, + 506, + 582 + ], + "score": 1.0, + "content": "metrics and datasets. In particular, for the VATEX dataset, our retrieval performance at recall at", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 580, + 506, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 580, + 150, + 594 + ], + "score": 1.0, + "content": "1 and 5 is", + "type": "text" + }, + { + "bbox": [ + 150, + 581, + 178, + 592 + ], + "score": 0.89, + "content": "4 5 . 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 580, + 197, + 594 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 197, + 581, + 225, + 592 + ], + "score": 0.89, + "content": "8 2 . 4 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 580, + 506, + 594 + ], + "score": 1.0, + "content": ", exceeding recent state-of-the-art methods (Chen et al., 2020b) by a", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 592, + 505, + 604 + ], + "spans": [ + { + "bbox": [ + 105, + 592, + 147, + 604 + ], + "score": 1.0, + "content": "margin of", + "type": "text" + }, + { + "bbox": [ + 147, + 592, + 162, + 603 + ], + "score": 0.87, + "content": "9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 162, + 592, + 413, + 604 + ], + "score": 1.0, + "content": ". For ActivityNet, our model outperforms MMT by a margin of", + "type": "text" + }, + { + "bbox": [ + 414, + 592, + 428, + 603 + ], + "score": 0.87, + "content": "4 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 592, + 505, + 604 + ], + "score": 1.0, + "content": "at recall at 1. With", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 603, + 505, + 615 + ], + "spans": [ + { + "bbox": [ + 105, + 603, + 505, + 615 + ], + "score": 1.0, + "content": "pre-training on HowTo100M, our performance further increases across the board. 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Text→VideoVideo→Text
R@1↑ R@5↑ R@10↑ MdR↓ R@1↑ R@5↑ R@10↑ MdR↓
Random Baseline0.20.71.052000.5 0.020.11.022100.5
VSE (Kiros et al., 2014)28.064.376.93.01111
VSE++(Faghri et al.,2018)33.770.181.02.011
Dual (Dong et al.,2019)31.167.478.93.01111
HGR(Chen et al., 2020b)35.173.583.52.0
Ours44.681.889.51.058.183.890.91.0
Ours-pretrained45.982.490.41.061.285.291.81.0
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Text→VideoVideo→Text
R@1↑ R@5↑ R@50↑ MdR↓ R@1↑ R@5 ↑ R@50↑ MdR↓
Random Baseline0.020.11.0224580.020.11.022458
FSE(Zhang et al., 2018)18.244.889.17.016.743.188.47.0
CE (Liu et al., 2019)18.247.791.46.017.746.690.96.0
HSE (Zhang et al.,2018)20.549.31118.748.111
MMT (Gabeur et al.,2020)22.754.293.25.022.954.893.14.3
Ours26.858.193.53.025.557.393.53.0
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Text→VideoVideo→Text
R@1↑ R@5↑ R@10↑MdR↓ R@1↑ R@5↑ R@10↑ MdR↓
VSE (Kiros et al.,2014)12.3 30.142.314.01
VSE++ (Faghri et al., 2018)15.4 39.653.09.0
Multi. Cues (Mithun et al.,2018) 20.3 47.861.16.0111 一
CE (Liu et al., 2019)19.8 49.063.86.0
Ours23.0 52.865.85.027.350.760.8 5.0
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Leveraging these ideas, our model achieves state-of-the-art performance on", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 343, + 378, + 355 + ], + "spans": [ + { + "bbox": [ + 105, + 343, + 378, + 355 + ], + "score": 1.0, + "content": "the text-to-video and video-to-text retrieval tasks, on three datasets.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 266, + 506, + 355 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 360, + 505, + 404 + ], + "lines": [ + { + "bbox": [ + 105, + 360, + 505, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 505, + 372 + ], + "score": 1.0, + "content": "While we demonstrated these ideas in the specific case of text-to-video retrieval, they can in principle", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 371, + 505, + 384 + ], + "spans": [ + { + "bbox": [ + 105, + 371, + 505, + 384 + ], + "score": 1.0, + "content": "generalize to any setting that utilizes a contrastive loss, including self-supervised learning, provided", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 381, + 505, + 395 + ], + "spans": [ + { + "bbox": [ + 105, + 381, + 505, + 395 + ], + "score": 1.0, + "content": "that it is possible to learn reasonable conditional generators of a modality or data stream given", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 393, + 142, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 142, + 405 + ], + "score": 1.0, + "content": "another.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 34.5, + "bbox_fs": [ + 105, + 360, + 505, + 405 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 419, + 205, + 429 + ], + "lines": [ + { + "bbox": [ + 107, + 419, + 206, + 430 + ], + "spans": [ + { + "bbox": [ + 107, + 419, + 206, + 430 + ], + "score": 1.0, + "content": "ACKNOWLEDGEMENTS", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 107, + 438, + 505, + 493 + ], + "lines": [ + { + "bbox": [ + 105, + 437, + 505, + 453 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 505, + 453 + ], + "score": 1.0, + "content": "We are grateful for support from the Rhodes Trust (M.P.), the Royal Academy of Engineering", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 449, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 106, + 449, + 505, + 462 + ], + "score": 1.0, + "content": "(DFR05420, J.H), Facebook (M.P. and P.H.), EPSRC Centre for Doctoral Training in Autonomous", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 460, + 505, + 474 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 505, + 474 + ], + "score": 1.0, + "content": "Intelligent Machines & Systems [EP/L015897/1] (M.P. and Y.A.) and the Qualcomm Innovation", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 471, + 505, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 505, + 485 + ], + "score": 1.0, + "content": "Fellowship (Y.A.). 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Then we", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 117, + 505, + 129 + ], + "spans": [ + { + "bbox": [ + 106, + 117, + 505, + 129 + ], + "score": 1.0, + "content": "introduce the datasets and the experimental setup. 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For our text encoder, we use the T5-base model", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 185, + 506, + 197 + ], + "spans": [ + { + "bbox": [ + 106, + 185, + 506, + 197 + ], + "score": 1.0, + "content": "pre-trained on the “Colossal Clean Crawled Corpus” (C4) (Raffel et al., 2019). We use its corre-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 196, + 476, + 208 + ], + "spans": [ + { + "bbox": [ + 105, + 196, + 476, + 208 + ], + "score": 1.0, + "content": "sponding text tokenizer and encode a sentence into a sequence of 1024 dimensional vectors.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 106, + 212, + 505, + 333 + ], + "lines": [ + { + "bbox": [ + 105, + 212, + 505, + 225 + ], + "spans": [ + { + "bbox": [ + 105, + 212, + 505, + 225 + ], + "score": 1.0, + "content": "For our visual encoder, our model utilizes only the motion and the appearance features. For the mo-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 223, + 505, + 235 + ], + "spans": [ + { + "bbox": [ + 105, + 223, + 234, + 235 + ], + "score": 1.0, + "content": "tion feature, we use a 34-layer,", + "type": "text" + }, + { + "bbox": [ + 234, + 224, + 264, + 235 + ], + "score": 0.73, + "content": "\\mathsf { R } ( 2 { + } 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 223, + 505, + 235 + ], + "score": 1.0, + "content": "-D (Tran et al., 2018) model pre-trained on IG65M (Ghadi-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 234, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 105, + 234, + 505, + 248 + ], + "score": 1.0, + "content": "yaram et al., 2019) and apply a spatial-temporal average pooling over the last convolutonal layer,", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 245, + 505, + 258 + ], + "spans": [ + { + "bbox": [ + 105, + 245, + 505, + 258 + ], + "score": 1.0, + "content": "resulting in a 512-dimensional vector. 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Noteworthily, instead of using 9 and 7 different", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 289, + 506, + 302 + ], + "spans": [ + { + "bbox": [ + 104, + 289, + 506, + 302 + ], + "score": 1.0, + "content": "types of visual features as in CE (Liu et al., 2019) and MMT (Gabeur et al., 2020), we use only the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 300, + 505, + 313 + ], + "spans": [ + { + "bbox": [ + 105, + 300, + 505, + 313 + ], + "score": 1.0, + "content": "above 2 features and achieve on par or superior performance. Also, with early fusion, our model", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 310, + 506, + 324 + ], + "spans": [ + { + "bbox": [ + 105, + 310, + 506, + 324 + ], + "score": 1.0, + "content": "does not suffer from additional computation required for the extended sequence length in MMT. For", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 322, + 412, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 322, + 412, + 334 + ], + "score": 1.0, + "content": "the text decoder, we use the T5-base model decoder, also pre-trained on C4.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 107, + 339, + 410, + 437 + ], + "lines": [ + { + "bbox": [ + 106, + 339, + 411, + 352 + ], + "spans": [ + { + "bbox": [ + 106, + 339, + 411, + 352 + ], + "score": 1.0, + "content": "As illustrated in Fig. 4, our transformer pooling head is composed of a", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 349, + 411, + 362 + ], + "spans": [ + { + "bbox": [ + 105, + 349, + 411, + 362 + ], + "score": 1.0, + "content": "pre-encoder, a multi-head self-attention (MHA), and a feed-forward layer", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 360, + 411, + 373 + ], + "spans": [ + { + "bbox": [ + 106, + 360, + 350, + 373 + ], + "score": 1.0, + "content": "(FFN). For pre-encoders, we use a one-layer MLP with a", + "type": "text" + }, + { + "bbox": [ + 350, + 361, + 357, + 371 + ], + "score": 0.73, + "content": "d", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 360, + 411, + 373 + ], + "score": 1.0, + "content": "-dimensional", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 372, + 410, + 384 + ], + "spans": [ + { + "bbox": [ + 106, + 372, + 410, + 384 + ], + "score": 1.0, + "content": "output for mapping video features into the common embedding space. We", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 383, + 410, + 394 + ], + "spans": [ + { + "bbox": [ + 106, + 383, + 410, + 394 + ], + "score": 1.0, + "content": "use 1024-dimension bi-directional GRU as the text pre-encoder. For the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 394, + 410, + 406 + ], + "spans": [ + { + "bbox": [ + 106, + 394, + 410, + 406 + ], + "score": 1.0, + "content": "1D-CNN prior, we use kernels with size [2, 3, 4, 6] as the visual and text", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 404, + 411, + 416 + ], + "spans": [ + { + "bbox": [ + 104, + 404, + 411, + 416 + ], + "score": 1.0, + "content": "pre-encoders. We set the embedding dimension to 1024 and use 4 attention", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 415, + 410, + 428 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 410, + 428 + ], + "score": 1.0, + "content": "heads in the transformer pooling layers. The hidden dimension of FFN is", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 426, + 132, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 132, + 438 + ], + "score": 1.0, + "content": "2048.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 107, + 443, + 411, + 532 + ], + "lines": [ + { + "bbox": [ + 106, + 443, + 410, + 455 + ], + "spans": [ + { + "bbox": [ + 106, + 443, + 410, + 455 + ], + "score": 1.0, + "content": "Training and Inference time. Pre-training on 1.2 million HowTo100M", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 453, + 410, + 467 + ], + "spans": [ + { + "bbox": [ + 106, + 453, + 410, + 467 + ], + "score": 1.0, + "content": "videos takes around 160 GPU hours (NVIDIA V100) for 20 epochs. We", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 465, + 410, + 478 + ], + "spans": [ + { + "bbox": [ + 105, + 465, + 410, + 478 + ], + "score": 1.0, + "content": "speed up the pre-training process by distributing the workload over 8 GPUs.", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 476, + 410, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 476, + 410, + 488 + ], + "score": 1.0, + "content": "We use 1 GPU for the fine-tuning or training from scratch experiments. For", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 487, + 410, + 499 + ], + "spans": [ + { + "bbox": [ + 106, + 487, + 410, + 499 + ], + "score": 1.0, + "content": "the MSR-VTT 1k-A split, it takes 12 GPU hours to train our full model on", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 498, + 410, + 510 + ], + "spans": [ + { + "bbox": [ + 106, + 498, + 410, + 510 + ], + "score": 1.0, + "content": "180K video-text pairs for 20 epochs. For Vatex, it takes 32 GPU hours to", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 509, + 410, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 410, + 522 + ], + "score": 1.0, + "content": "train on 260K video-text pairs for 30 epochs. For ActivityNet, it takes 2.5", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 519, + 340, + 533 + ], + "spans": [ + { + "bbox": [ + 106, + 519, + 340, + 533 + ], + "score": 1.0, + "content": "GPU hours to train on 10K video-text paris for 28 epochs.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32.5 + }, + { + "type": "image", + "bbox": [ + 418, + 353, + 504, + 483 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 418, + 353, + 504, + 483 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 418, + 353, + 504, + 483 + ], + "spans": [ + { + "bbox": [ + 418, + 353, + 504, + 483 + ], + "score": 0.951, + "type": "image", + "image_path": "4370e3c2f77fe3029103bc1b3d98ed2f2a4afb7b6483c560a3ac73502008c1e3.jpg" + } + ] + } + ], + "index": 28, + "virtual_lines": [ + { + "bbox": [ + 418, + 353, + 504, + 483 + ], + "spans": [], + "index": 28 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 417, + 491, + 504, + 514 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 416, + 490, + 505, + 504 + ], + "spans": [ + { + "bbox": [ + 416, + 490, + 505, + 504 + ], + "score": 1.0, + "content": "Fig. 4: Transformer", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 416, + 502, + 474, + 514 + ], + "spans": [ + { + "bbox": [ + 416, + 502, + 474, + 514 + ], + "score": 1.0, + "content": "pooling head.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 37.5 + } + ], + "index": 32.75 + }, + { + "type": "text", + "bbox": [ + 107, + 537, + 504, + 581 + ], + "lines": [ + { + "bbox": [ + 105, + 537, + 505, + 549 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 505, + 549 + ], + "score": 1.0, + "content": "For inference, the encoding speed is around 250-300 video/sec and 200-250 text query/sec. The", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 549, + 505, + 560 + ], + "spans": [ + { + "bbox": [ + 106, + 549, + 505, + 560 + ], + "score": 1.0, + "content": "overall text-to-video search speed on 5,000 video-text pairs (5,000 text queries over 5,000 videos)", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 559, + 506, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 506, + 572 + ], + "score": 1.0, + "content": "is 30-34 seconds including encoding. The speed of text-to-video retrieval is similar to video-to-text", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 570, + 145, + 582 + ], + "spans": [ + { + "bbox": [ + 105, + 570, + 145, + 582 + ], + "score": 1.0, + "content": "retrieval.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 40.5 + }, + { + "type": "title", + "bbox": [ + 107, + 595, + 228, + 606 + ], + "lines": [ + { + "bbox": [ + 106, + 595, + 229, + 608 + ], + "spans": [ + { + "bbox": [ + 106, + 595, + 229, + 608 + ], + "score": 1.0, + "content": "6.2 EXPERIMENT DETAILS", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 43 + }, + { + "type": "text", + "bbox": [ + 107, + 615, + 504, + 659 + ], + "lines": [ + { + "bbox": [ + 105, + 615, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 156, + 628 + ], + "score": 1.0, + "content": "The margin", + "type": "text" + }, + { + "bbox": [ + 157, + 618, + 165, + 626 + ], + "score": 0.74, + "content": "\\alpha", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 615, + 376, + 628 + ], + "score": 1.0, + "content": "of the max-margin loss is 0.2, and the temperature", + "type": "text" + }, + { + "bbox": [ + 377, + 616, + 386, + 626 + ], + "score": 0.28, + "content": "\\mathrm { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 615, + 505, + 628 + ], + "score": 1.0, + "content": "is set to 0.1 as used in Sim-", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 625, + 506, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 625, + 506, + 639 + ], + "score": 1.0, + "content": "CLR Chen et al. (2020c). We use the Adam (Kingma & Ba, 2015) optimizer with a initial learning", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 636, + 506, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 636, + 123, + 651 + ], + "score": 1.0, + "content": "rate", + "type": "text" + }, + { + "bbox": [ + 124, + 637, + 158, + 648 + ], + "score": 0.9, + "content": "5 \\cdot 1 0 ^ { - 5 }", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 636, + 506, + 651 + ], + "score": 1.0, + "content": "and clip gradients greater than 0.2 during the training phase. Dropout rate is 0.3 for all", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 649, + 245, + 660 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 245, + 660 + ], + "score": 1.0, + "content": "datasets besides ActivityNet (0.0).", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 45.5 + }, + { + "type": "text", + "bbox": [ + 107, + 665, + 504, + 721 + ], + "lines": [ + { + "bbox": [ + 106, + 666, + 505, + 677 + ], + "spans": [ + { + "bbox": [ + 106, + 666, + 505, + 677 + ], + "score": 1.0, + "content": "As the average video/text lengths and videos available are quite different across datasets, we adjust", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 676, + 506, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 506, + 689 + ], + "score": 1.0, + "content": "our training scheme accordingly. When training on MSR-VTT, ActivtyNet and Vatex, batch-size is", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "set to 64. For MSR-VTT training, we sample and truncate videos to 32 seconds, text to 100 tokens", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 698, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 506, + 711 + ], + "score": 1.0, + "content": "and train for 20 epochs. For Vatex, videos are at most 64 seconds and we train for 30 epochs. For", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 106, + 709, + 505, + 721 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 505, + 721 + ], + "score": 1.0, + "content": "ActivtityNet training, videos are at most 512 seconds and 256 tokens for the text part. We train", + "type": "text" + } + ], + "index": 52 + } + ], + "index": 50 + } + ], + "page_idx": 14, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 301, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 13 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 81, + 180, + 93 + ], + "lines": [ + { + "bbox": [ + 105, + 79, + 182, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 79, + 182, + 96 + ], + "score": 1.0, + "content": "6 APPENDIX", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 107, + 106, + 505, + 139 + ], + "lines": [ + { + "bbox": [ + 105, + 105, + 505, + 119 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 505, + 119 + ], + "score": 1.0, + "content": "The appendix is organized as follows: First, we provide more details about our model. Then we", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 117, + 505, + 129 + ], + "spans": [ + { + "bbox": [ + 106, + 117, + 505, + 129 + ], + "score": 1.0, + "content": "introduce the datasets and the experimental setup. Finally, we provide additional qualitative and", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 128, + 394, + 142 + ], + "spans": [ + { + "bbox": [ + 105, + 128, + 394, + 142 + ], + "score": 1.0, + "content": "quantitative experimental results for video-text retrieval and captioning.", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 2, + "bbox_fs": [ + 105, + 105, + 505, + 142 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 153, + 204, + 164 + ], + "lines": [ + { + "bbox": [ + 106, + 152, + 205, + 166 + ], + "spans": [ + { + "bbox": [ + 106, + 152, + 205, + 166 + ], + "score": 1.0, + "content": "6.1 MODEL DETAILS", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "text", + "bbox": [ + 107, + 174, + 505, + 207 + ], + "lines": [ + { + "bbox": [ + 106, + 174, + 505, + 186 + ], + "spans": [ + { + "bbox": [ + 106, + 174, + 505, + 186 + ], + "score": 1.0, + "content": "Implementation details and hyper parameters. For our text encoder, we use the T5-base model", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 185, + 506, + 197 + ], + "spans": [ + { + "bbox": [ + 106, + 185, + 506, + 197 + ], + "score": 1.0, + "content": "pre-trained on the “Colossal Clean Crawled Corpus” (C4) (Raffel et al., 2019). We use its corre-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 196, + 476, + 208 + ], + "spans": [ + { + "bbox": [ + 105, + 196, + 476, + 208 + ], + "score": 1.0, + "content": "sponding text tokenizer and encode a sentence into a sequence of 1024 dimensional vectors.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6, + "bbox_fs": [ + 105, + 174, + 506, + 208 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 212, + 505, + 333 + ], + "lines": [ + { + "bbox": [ + 105, + 212, + 505, + 225 + ], + "spans": [ + { + "bbox": [ + 105, + 212, + 505, + 225 + ], + "score": 1.0, + "content": "For our visual encoder, our model utilizes only the motion and the appearance features. For the mo-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 223, + 505, + 235 + ], + "spans": [ + { + "bbox": [ + 105, + 223, + 234, + 235 + ], + "score": 1.0, + "content": "tion feature, we use a 34-layer,", + "type": "text" + }, + { + "bbox": [ + 234, + 224, + 264, + 235 + ], + "score": 0.73, + "content": "\\mathsf { R } ( 2 { + } 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 223, + 505, + 235 + ], + "score": 1.0, + "content": "-D (Tran et al., 2018) model pre-trained on IG65M (Ghadi-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 234, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 105, + 234, + 505, + 248 + ], + "score": 1.0, + "content": "yaram et al., 2019) and apply a spatial-temporal average pooling over the last convolutonal layer,", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 245, + 505, + 258 + ], + "spans": [ + { + "bbox": [ + 105, + 245, + 505, + 258 + ], + "score": 1.0, + "content": "resulting in a 512-dimensional vector. For the appearance feature, we use the 2048-dimension flat-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 256, + 505, + 269 + ], + "spans": [ + { + "bbox": [ + 105, + 256, + 505, + 269 + ], + "score": 1.0, + "content": "tened pool-5 layer of the standard ResNet152 (He et al., 2016) pre-trained on Imagenet (Deng et al.,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 267, + 506, + 280 + ], + "spans": [ + { + "bbox": [ + 105, + 267, + 506, + 280 + ], + "score": 1.0, + "content": "2009). We extract features at a rate of 1 feature per second and simply concatenate the two features,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 278, + 506, + 291 + ], + "spans": [ + { + "bbox": [ + 105, + 278, + 506, + 291 + ], + "score": 1.0, + "content": "resulting in a 2560-dimension visual input stream. Noteworthily, instead of using 9 and 7 different", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 289, + 506, + 302 + ], + "spans": [ + { + "bbox": [ + 104, + 289, + 506, + 302 + ], + "score": 1.0, + "content": "types of visual features as in CE (Liu et al., 2019) and MMT (Gabeur et al., 2020), we use only the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 300, + 505, + 313 + ], + "spans": [ + { + "bbox": [ + 105, + 300, + 505, + 313 + ], + "score": 1.0, + "content": "above 2 features and achieve on par or superior performance. Also, with early fusion, our model", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 310, + 506, + 324 + ], + "spans": [ + { + "bbox": [ + 105, + 310, + 506, + 324 + ], + "score": 1.0, + "content": "does not suffer from additional computation required for the extended sequence length in MMT. For", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 322, + 412, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 322, + 412, + 334 + ], + "score": 1.0, + "content": "the text decoder, we use the T5-base model decoder, also pre-trained on C4.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 13, + "bbox_fs": [ + 104, + 212, + 506, + 334 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 339, + 410, + 437 + ], + "lines": [ + { + "bbox": [ + 106, + 339, + 411, + 352 + ], + "spans": [ + { + "bbox": [ + 106, + 339, + 411, + 352 + ], + "score": 1.0, + "content": "As illustrated in Fig. 4, our transformer pooling head is composed of a", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 349, + 411, + 362 + ], + "spans": [ + { + "bbox": [ + 105, + 349, + 411, + 362 + ], + "score": 1.0, + "content": "pre-encoder, a multi-head self-attention (MHA), and a feed-forward layer", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 360, + 411, + 373 + ], + "spans": [ + { + "bbox": [ + 106, + 360, + 350, + 373 + ], + "score": 1.0, + "content": "(FFN). For pre-encoders, we use a one-layer MLP with a", + "type": "text" + }, + { + "bbox": [ + 350, + 361, + 357, + 371 + ], + "score": 0.73, + "content": "d", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 360, + 411, + 373 + ], + "score": 1.0, + "content": "-dimensional", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 372, + 410, + 384 + ], + "spans": [ + { + "bbox": [ + 106, + 372, + 410, + 384 + ], + "score": 1.0, + "content": "output for mapping video features into the common embedding space. We", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 383, + 410, + 394 + ], + "spans": [ + { + "bbox": [ + 106, + 383, + 410, + 394 + ], + "score": 1.0, + "content": "use 1024-dimension bi-directional GRU as the text pre-encoder. For the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 394, + 410, + 406 + ], + "spans": [ + { + "bbox": [ + 106, + 394, + 410, + 406 + ], + "score": 1.0, + "content": "1D-CNN prior, we use kernels with size [2, 3, 4, 6] as the visual and text", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 404, + 411, + 416 + ], + "spans": [ + { + "bbox": [ + 104, + 404, + 411, + 416 + ], + "score": 1.0, + "content": "pre-encoders. We set the embedding dimension to 1024 and use 4 attention", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 415, + 410, + 428 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 410, + 428 + ], + "score": 1.0, + "content": "heads in the transformer pooling layers. The hidden dimension of FFN is", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 426, + 132, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 132, + 438 + ], + "score": 1.0, + "content": "2048.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 23, + "bbox_fs": [ + 104, + 339, + 411, + 438 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 443, + 411, + 532 + ], + "lines": [ + { + "bbox": [ + 106, + 443, + 410, + 455 + ], + "spans": [ + { + "bbox": [ + 106, + 443, + 410, + 455 + ], + "score": 1.0, + "content": "Training and Inference time. Pre-training on 1.2 million HowTo100M", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 453, + 410, + 467 + ], + "spans": [ + { + "bbox": [ + 106, + 453, + 410, + 467 + ], + "score": 1.0, + "content": "videos takes around 160 GPU hours (NVIDIA V100) for 20 epochs. We", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 465, + 410, + 478 + ], + "spans": [ + { + "bbox": [ + 105, + 465, + 410, + 478 + ], + "score": 1.0, + "content": "speed up the pre-training process by distributing the workload over 8 GPUs.", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 476, + 410, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 476, + 410, + 488 + ], + "score": 1.0, + "content": "We use 1 GPU for the fine-tuning or training from scratch experiments. For", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 487, + 410, + 499 + ], + "spans": [ + { + "bbox": [ + 106, + 487, + 410, + 499 + ], + "score": 1.0, + "content": "the MSR-VTT 1k-A split, it takes 12 GPU hours to train our full model on", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 498, + 410, + 510 + ], + "spans": [ + { + "bbox": [ + 106, + 498, + 410, + 510 + ], + "score": 1.0, + "content": "180K video-text pairs for 20 epochs. For Vatex, it takes 32 GPU hours to", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 509, + 410, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 410, + 522 + ], + "score": 1.0, + "content": "train on 260K video-text pairs for 30 epochs. For ActivityNet, it takes 2.5", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 519, + 340, + 533 + ], + "spans": [ + { + "bbox": [ + 106, + 519, + 340, + 533 + ], + "score": 1.0, + "content": "GPU hours to train on 10K video-text paris for 28 epochs.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32.5, + "bbox_fs": [ + 105, + 443, + 410, + 533 + ] + }, + { + "type": "image", + "bbox": [ + 418, + 353, + 504, + 483 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 418, + 353, + 504, + 483 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 418, + 353, + 504, + 483 + ], + "spans": [ + { + "bbox": [ + 418, + 353, + 504, + 483 + ], + "score": 0.951, + "type": "image", + "image_path": "4370e3c2f77fe3029103bc1b3d98ed2f2a4afb7b6483c560a3ac73502008c1e3.jpg" + } + ] + } + ], + "index": 28, + "virtual_lines": [ + { + "bbox": [ + 418, + 353, + 504, + 483 + ], + "spans": [], + "index": 28 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 417, + 491, + 504, + 514 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 416, + 490, + 505, + 504 + ], + "spans": [ + { + "bbox": [ + 416, + 490, + 505, + 504 + ], + "score": 1.0, + "content": "Fig. 4: Transformer", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 416, + 502, + 474, + 514 + ], + "spans": [ + { + "bbox": [ + 416, + 502, + 474, + 514 + ], + "score": 1.0, + "content": "pooling head.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 37.5 + } + ], + "index": 32.75 + }, + { + "type": "text", + "bbox": [ + 107, + 537, + 504, + 581 + ], + "lines": [ + { + "bbox": [ + 105, + 537, + 505, + 549 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 505, + 549 + ], + "score": 1.0, + "content": "For inference, the encoding speed is around 250-300 video/sec and 200-250 text query/sec. The", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 549, + 505, + 560 + ], + "spans": [ + { + "bbox": [ + 106, + 549, + 505, + 560 + ], + "score": 1.0, + "content": "overall text-to-video search speed on 5,000 video-text pairs (5,000 text queries over 5,000 videos)", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 559, + 506, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 506, + 572 + ], + "score": 1.0, + "content": "is 30-34 seconds including encoding. The speed of text-to-video retrieval is similar to video-to-text", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 570, + 145, + 582 + ], + "spans": [ + { + "bbox": [ + 105, + 570, + 145, + 582 + ], + "score": 1.0, + "content": "retrieval.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 40.5, + "bbox_fs": [ + 105, + 537, + 506, + 582 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 595, + 228, + 606 + ], + "lines": [ + { + "bbox": [ + 106, + 595, + 229, + 608 + ], + "spans": [ + { + "bbox": [ + 106, + 595, + 229, + 608 + ], + "score": 1.0, + "content": "6.2 EXPERIMENT DETAILS", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 43 + }, + { + "type": "text", + "bbox": [ + 107, + 615, + 504, + 659 + ], + "lines": [ + { + "bbox": [ + 105, + 615, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 156, + 628 + ], + "score": 1.0, + "content": "The margin", + "type": "text" + }, + { + "bbox": [ + 157, + 618, + 165, + 626 + ], + "score": 0.74, + "content": "\\alpha", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 615, + 376, + 628 + ], + "score": 1.0, + "content": "of the max-margin loss is 0.2, and the temperature", + "type": "text" + }, + { + "bbox": [ + 377, + 616, + 386, + 626 + ], + "score": 0.28, + "content": "\\mathrm { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 615, + 505, + 628 + ], + "score": 1.0, + "content": "is set to 0.1 as used in Sim-", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 625, + 506, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 625, + 506, + 639 + ], + "score": 1.0, + "content": "CLR Chen et al. (2020c). We use the Adam (Kingma & Ba, 2015) optimizer with a initial learning", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 636, + 506, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 636, + 123, + 651 + ], + "score": 1.0, + "content": "rate", + "type": "text" + }, + { + "bbox": [ + 124, + 637, + 158, + 648 + ], + "score": 0.9, + "content": "5 \\cdot 1 0 ^ { - 5 }", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 636, + 506, + 651 + ], + "score": 1.0, + "content": "and clip gradients greater than 0.2 during the training phase. Dropout rate is 0.3 for all", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 649, + 245, + 660 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 245, + 660 + ], + "score": 1.0, + "content": "datasets besides ActivityNet (0.0).", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 45.5, + "bbox_fs": [ + 105, + 615, + 506, + 660 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 665, + 504, + 721 + ], + "lines": [ + { + "bbox": [ + 106, + 666, + 505, + 677 + ], + "spans": [ + { + "bbox": [ + 106, + 666, + 505, + 677 + ], + "score": 1.0, + "content": "As the average video/text lengths and videos available are quite different across datasets, we adjust", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 676, + 506, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 506, + 689 + ], + "score": 1.0, + "content": "our training scheme accordingly. When training on MSR-VTT, ActivtyNet and Vatex, batch-size is", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "set to 64. For MSR-VTT training, we sample and truncate videos to 32 seconds, text to 100 tokens", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 698, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 506, + 711 + ], + "score": 1.0, + "content": "and train for 20 epochs. For Vatex, videos are at most 64 seconds and we train for 30 epochs. For", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 106, + 709, + 505, + 721 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 505, + 721 + ], + "score": 1.0, + "content": "ActivtityNet training, videos are at most 512 seconds and 256 tokens for the text part. We train", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 80, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 506, + 96 + ], + "score": 1.0, + "content": "for 28 epochs on ActivityNet. For fine-tuning HowTo100M pre-trained model, we reduce training", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 94, + 192, + 107 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 192, + 107 + ], + "score": 1.0, + "content": "epochs into quarters.", + "type": "text", + "cross_page": true + } + ], + "index": 1 + } + ], + "index": 50, + "bbox_fs": [ + 105, + 666, + 506, + 721 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 105 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 506, + 96 + ], + "score": 1.0, + "content": "for 28 epochs on ActivityNet. For fine-tuning HowTo100M pre-trained model, we reduce training", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 94, + 192, + 107 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 192, + 107 + ], + "score": 1.0, + "content": "epochs into quarters.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "title", + "bbox": [ + 108, + 118, + 211, + 130 + ], + "lines": [ + { + "bbox": [ + 105, + 117, + 212, + 131 + ], + "spans": [ + { + "bbox": [ + 105, + 117, + 212, + 131 + ], + "score": 1.0, + "content": "6.3 DATASET DETAILS", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 2 + }, + { + "type": "text", + "bbox": [ + 107, + 138, + 505, + 172 + ], + "lines": [ + { + "bbox": [ + 105, + 138, + 505, + 152 + ], + "spans": [ + { + "bbox": [ + 105, + 138, + 505, + 152 + ], + "score": 1.0, + "content": "HowTo100M (Miech et al., 2019) is a large-scale instructional video collection of 1.2 million", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 149, + 505, + 162 + ], + "spans": [ + { + "bbox": [ + 106, + 149, + 505, + 162 + ], + "score": 1.0, + "content": "Youtube videos, along with automatic speech recognition transcripts. There are more than 100", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 160, + 468, + 175 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 468, + 175 + ], + "score": 1.0, + "content": "million clips (ASR segments) defined in HowTo100M. We use this dataset for pretraining.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4 + }, + { + "type": "text", + "bbox": [ + 107, + 177, + 504, + 233 + ], + "lines": [ + { + "bbox": [ + 105, + 178, + 505, + 190 + ], + "spans": [ + { + "bbox": [ + 105, + 178, + 505, + 190 + ], + "score": 1.0, + "content": "MSR-VTT (Xu et al., 2016) contains 10,000 videos, where each video is annotated with 20 descrip-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 189, + 505, + 201 + ], + "spans": [ + { + "bbox": [ + 106, + 189, + 505, + 201 + ], + "score": 1.0, + "content": "tions. For retrieval experiments and ablation studies, we follow the training protocol and defined", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 200, + 505, + 212 + ], + "spans": [ + { + "bbox": [ + 105, + 200, + 505, + 212 + ], + "score": 1.0, + "content": "in Gabeur et al. (2020); Liu et al. (2019); Miech et al. (2019) and evaluate on text-to-video and", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 211, + 505, + 223 + ], + "spans": [ + { + "bbox": [ + 106, + 211, + 505, + 223 + ], + "score": 1.0, + "content": "video-to-text search tasks on the 1k-A testing split with 1,000 video or text candidates defined by Yu", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 222, + 480, + 235 + ], + "spans": [ + { + "bbox": [ + 105, + 222, + 480, + 235 + ], + "score": 1.0, + "content": "et al. (2018). For captioning task, we evaluate on the standard testing split with 2,990 videos.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 107, + 238, + 505, + 294 + ], + "lines": [ + { + "bbox": [ + 106, + 239, + 504, + 251 + ], + "spans": [ + { + "bbox": [ + 106, + 239, + 504, + 251 + ], + "score": 1.0, + "content": "VATEX (Wang et al., 2019) is a multilingual (Chinese and English) video-text dataset with 34,911", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 248, + 505, + 263 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 505, + 263 + ], + "score": 1.0, + "content": "videos. We use the official split with 25,991 videos for training. As the testing annotations are", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 104, + 260, + 505, + 274 + ], + "spans": [ + { + "bbox": [ + 104, + 260, + 505, + 274 + ], + "score": 1.0, + "content": "private in VATEX, we follow the protocol in Chen et al. (2020b) to split the validation set equally", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 272, + 505, + 284 + ], + "spans": [ + { + "bbox": [ + 106, + 272, + 505, + 284 + ], + "score": 1.0, + "content": "(1,500 validation and 1,500 testing videos) for model selection and testing. For each video, 10", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 282, + 475, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 282, + 475, + 295 + ], + "score": 1.0, + "content": "English and 10 Chinese descriptions are available, and we only use the English annotations.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 107, + 299, + 504, + 344 + ], + "lines": [ + { + "bbox": [ + 106, + 300, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 106, + 300, + 505, + 312 + ], + "score": 1.0, + "content": "ActivityNet Dense Caption dataset consists densely annotated temporal segments of 20K YouTube", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 309, + 506, + 324 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 506, + 324 + ], + "score": 1.0, + "content": "videos. Following Gabeur et al. (2020); Zhang et al. (2018), we concatenate descriptions of seg-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 321, + 506, + 335 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 506, + 335 + ], + "score": 1.0, + "content": "ments in a video to construct “video-paragraph” for retrieval and captioning. We use the 10K training", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 333, + 489, + 344 + ], + "spans": [ + { + "bbox": [ + 105, + 333, + 489, + 344 + ], + "score": 1.0, + "content": "split to train from scratch/ finetune the model and report the performance on the 5K ’val1’ split.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 17.5 + }, + { + "type": "text", + "bbox": [ + 107, + 349, + 505, + 393 + ], + "lines": [ + { + "bbox": [ + 105, + 348, + 506, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 217, + 361 + ], + "score": 1.0, + "content": "MSVD dataset consists of", + "type": "text" + }, + { + "bbox": [ + 218, + 349, + 239, + 360 + ], + "score": 0.82, + "content": "8 0 K", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 348, + 506, + 361 + ], + "score": 1.0, + "content": "English descriptions for 1,970 videos from YouTube, with each", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 360, + 505, + 372 + ], + "spans": [ + { + "bbox": [ + 106, + 360, + 505, + 372 + ], + "score": 1.0, + "content": "video associated with around 40 sentences each. 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We report results on the MSR-VTT, VATEX and ActivityNet datasets.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 26 + }, + { + "type": "table", + "bbox": [ + 168, + 487, + 443, + 580 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 179, + 471, + 432, + 483 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 179, + 470, + 433, + 484 + ], + "spans": [ + { + "bbox": [ + 179, + 470, + 433, + 484 + ], + "score": 1.0, + "content": "Table 7: Captioning performance on the MSR-VTT dataset", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "table_body", + "bbox": [ + 168, + 487, + 443, + 580 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 168, + 487, + 443, + 580 + ], + "spans": [ + { + "bbox": [ + 168, + 487, + 443, + 580 + ], + "score": 0.979, + "html": "
Captioning
BLUE4METEORRogue-LCIDEr
VidTranslate (Korbar et al., 2020)41.728.5
POS+VCT (Hou et al., 2019)42.329.762.849.1
ORG (Zhang et al., 2020)43.628.862.150.9
Ours, MSR-VTT only39.728.360.546.5
Ours,HT100M + MSR-VTT38.928.259.848.6
", + "type": "table", + "image_path": "9e845a4ee58267c721368c4401155890484f81718956bc4aafa2238c204a2c7d.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 168, + 487, + 443, + 518.0 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 168, + 518.0, + 443, + 549.0 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 168, + 549.0, + 443, + 580.0 + ], + "spans": [], + "index": 31 + } + ] + } + ], + "index": 29.0 + }, + { + "type": "table", + "bbox": [ + 164, + 612, + 447, + 695 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 185, + 595, + 425, + 608 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 186, + 595, + 426, + 609 + ], + "spans": [ + { + "bbox": [ + 186, + 595, + 426, + 609 + ], + "score": 1.0, + "content": "Table 8: Captioning performance on the VATEX dataset", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "table_body", + "bbox": [ + 164, + 612, + 447, + 695 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 164, + 612, + 447, + 695 + ], + "spans": [ + { + "bbox": [ + 164, + 612, + 447, + 695 + ], + "score": 0.981, + "html": "
Captioning
Blue@4 METEORIRogue-L CIDEr
Shared Enc-Dec (Wang et al., 2019)28.421.747.045.1
ORG (Zhang et al., 2020)32.122.248.949.7
Ours, ,VATEX only32.824.449.151.2
Ours,HT100M + Vatex32.524.148.950.5
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There are more than 100", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 160, + 468, + 175 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 468, + 175 + ], + "score": 1.0, + "content": "million clips (ASR segments) defined in HowTo100M. We use this dataset for pretraining.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4, + "bbox_fs": [ + 105, + 138, + 505, + 175 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 177, + 504, + 233 + ], + "lines": [ + { + "bbox": [ + 105, + 178, + 505, + 190 + ], + "spans": [ + { + "bbox": [ + 105, + 178, + 505, + 190 + ], + "score": 1.0, + "content": "MSR-VTT (Xu et al., 2016) contains 10,000 videos, where each video is annotated with 20 descrip-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 189, + 505, + 201 + ], + "spans": [ + { + "bbox": [ + 106, + 189, + 505, + 201 + ], + "score": 1.0, + "content": "tions. For retrieval experiments and ablation studies, we follow the training protocol and defined", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 200, + 505, + 212 + ], + "spans": [ + { + "bbox": [ + 105, + 200, + 505, + 212 + ], + "score": 1.0, + "content": "in Gabeur et al. (2020); Liu et al. (2019); Miech et al. (2019) and evaluate on text-to-video and", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 211, + 505, + 223 + ], + "spans": [ + { + "bbox": [ + 106, + 211, + 505, + 223 + ], + "score": 1.0, + "content": "video-to-text search tasks on the 1k-A testing split with 1,000 video or text candidates defined by Yu", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 222, + 480, + 235 + ], + "spans": [ + { + "bbox": [ + 105, + 222, + 480, + 235 + ], + "score": 1.0, + "content": "et al. (2018). For captioning task, we evaluate on the standard testing split with 2,990 videos.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 8, + "bbox_fs": [ + 105, + 178, + 505, + 235 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 238, + 505, + 294 + ], + "lines": [ + { + "bbox": [ + 106, + 239, + 504, + 251 + ], + "spans": [ + { + "bbox": [ + 106, + 239, + 504, + 251 + ], + "score": 1.0, + "content": "VATEX (Wang et al., 2019) is a multilingual (Chinese and English) video-text dataset with 34,911", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 248, + 505, + 263 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 505, + 263 + ], + "score": 1.0, + "content": "videos. We use the official split with 25,991 videos for training. As the testing annotations are", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 104, + 260, + 505, + 274 + ], + "spans": [ + { + "bbox": [ + 104, + 260, + 505, + 274 + ], + "score": 1.0, + "content": "private in VATEX, we follow the protocol in Chen et al. (2020b) to split the validation set equally", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 272, + 505, + 284 + ], + "spans": [ + { + "bbox": [ + 106, + 272, + 505, + 284 + ], + "score": 1.0, + "content": "(1,500 validation and 1,500 testing videos) for model selection and testing. For each video, 10", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 282, + 475, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 282, + 475, + 295 + ], + "score": 1.0, + "content": "English and 10 Chinese descriptions are available, and we only use the English annotations.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 13, + "bbox_fs": [ + 104, + 239, + 505, + 295 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 299, + 504, + 344 + ], + "lines": [ + { + "bbox": [ + 106, + 300, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 106, + 300, + 505, + 312 + ], + "score": 1.0, + "content": "ActivityNet Dense Caption dataset consists densely annotated temporal segments of 20K YouTube", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 309, + 506, + 324 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 506, + 324 + ], + "score": 1.0, + "content": "videos. Following Gabeur et al. (2020); Zhang et al. (2018), we concatenate descriptions of seg-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 321, + 506, + 335 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 506, + 335 + ], + "score": 1.0, + "content": "ments in a video to construct “video-paragraph” for retrieval and captioning. We use the 10K training", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 333, + 489, + 344 + ], + "spans": [ + { + "bbox": [ + 105, + 333, + 489, + 344 + ], + "score": 1.0, + "content": "split to train from scratch/ finetune the model and report the performance on the 5K ’val1’ split.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 17.5, + "bbox_fs": [ + 105, + 300, + 506, + 344 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 349, + 505, + 393 + ], + "lines": [ + { + "bbox": [ + 105, + 348, + 506, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 217, + 361 + ], + "score": 1.0, + "content": "MSVD dataset consists of", + "type": "text" + }, + { + "bbox": [ + 218, + 349, + 239, + 360 + ], + "score": 0.82, + "content": "8 0 K", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 348, + 506, + 361 + ], + "score": 1.0, + "content": "English descriptions for 1,970 videos from YouTube, with each", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 360, + 505, + 372 + ], + "spans": [ + { + "bbox": [ + 106, + 360, + 505, + 372 + ], + "score": 1.0, + "content": "video associated with around 40 sentences each. We use the standard split of 1200, 100, and 670", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 371, + 506, + 384 + ], + "spans": [ + { + "bbox": [ + 105, + 371, + 506, + 384 + ], + "score": 1.0, + "content": "videos for training, validation, and testing (Liu et al., 2019; Venugopalan et al., 2015b; Xu et al.,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 104, + 380, + 136, + 396 + ], + "spans": [ + { + "bbox": [ + 104, + 380, + 136, + 396 + ], + "score": 1.0, + "content": "2015).", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 21.5, + "bbox_fs": [ + 104, + 348, + 506, + 396 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 407, + 282, + 418 + ], + "lines": [ + { + "bbox": [ + 106, + 407, + 283, + 419 + ], + "spans": [ + { + "bbox": [ + 106, + 407, + 283, + 419 + ], + "score": 1.0, + "content": "6.4 VIDEO CAPTIONING EXPERIMENTS", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 107, + 427, + 504, + 461 + ], + "lines": [ + { + "bbox": [ + 105, + 428, + 504, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 504, + 440 + ], + "score": 1.0, + "content": "To measure captioning/text generation performance, we report BLEU4 (Papineni et al., 2002), ME-", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 438, + 505, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 438, + 505, + 452 + ], + "score": 1.0, + "content": "TEOR (Denkowski & Lavie, 2014), Rogue-L (Lin, 2004) and CIDEr (Vedantam et al., 2015) met-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 449, + 408, + 463 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 408, + 463 + ], + "score": 1.0, + "content": "rics. We report results on the MSR-VTT, VATEX and ActivityNet datasets.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 26, + "bbox_fs": [ + 105, + 428, + 505, + 463 + ] + }, + { + "type": "table", + "bbox": [ + 168, + 487, + 443, + 580 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 179, + 471, + 432, + 483 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 179, + 470, + 433, + 484 + ], + "spans": [ + { + "bbox": [ + 179, + 470, + 433, + 484 + ], + "score": 1.0, + "content": "Table 7: Captioning performance on the MSR-VTT dataset", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "table_body", + "bbox": [ + 168, + 487, + 443, + 580 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 168, + 487, + 443, + 580 + ], + "spans": [ + { + "bbox": [ + 168, + 487, + 443, + 580 + ], + "score": 0.979, + "html": "
Captioning
BLUE4METEORRogue-LCIDEr
VidTranslate (Korbar et al., 2020)41.728.5
POS+VCT (Hou et al., 2019)42.329.762.849.1
ORG (Zhang et al., 2020)43.628.862.150.9
Ours, MSR-VTT only39.728.360.546.5
Ours,HT100M + MSR-VTT38.928.259.848.6
", + "type": "table", + "image_path": "9e845a4ee58267c721368c4401155890484f81718956bc4aafa2238c204a2c7d.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 168, + 487, + 443, + 518.0 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 168, + 518.0, + 443, + 549.0 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 168, + 549.0, + 443, + 580.0 + ], + "spans": [], + "index": 31 + } + ] + } + ], + "index": 29.0 + }, + { + "type": "table", + "bbox": [ + 164, + 612, + 447, + 695 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 185, + 595, + 425, + 608 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 186, + 595, + 426, + 609 + ], + "spans": [ + { + "bbox": [ + 186, + 595, + 426, + 609 + ], + "score": 1.0, + "content": "Table 8: Captioning performance on the VATEX dataset", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "table_body", + "bbox": [ + 164, + 612, + 447, + 695 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 164, + 612, + 447, + 695 + ], + "spans": [ + { + "bbox": [ + 164, + 612, + 447, + 695 + ], + "score": 0.981, + "html": "
Captioning
Blue@4 METEORIRogue-L CIDEr
Shared Enc-Dec (Wang et al., 2019)28.421.747.045.1
ORG (Zhang et al., 2020)32.122.248.949.7
Ours, ,VATEX only32.824.449.151.2
Ours,HT100M + Vatex32.524.148.950.5
", + "type": "table", + "image_path": "b889311eea7eb7f3ae11ae2898cabf871931538d835709242f37dbe8d562807b.jpg" + } + ] + } + ], + "index": 34, + "virtual_lines": [ + { + "bbox": [ + 164, + 612, + 447, + 639.6666666666666 + ], + "spans": [], + "index": 33 + }, + { + "bbox": [ + 164, + 639.6666666666666, + 447, + 667.3333333333333 + ], + "spans": [], + "index": 34 + }, + { + "bbox": [ + 164, + 667.3333333333333, + 447, + 694.9999999999999 + ], + "spans": [], + "index": 35 + } + ] + } + ], + "index": 33.0 + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 150, + 95, + 461, + 199 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 178, + 80, + 432, + 92 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 179, + 79, + 432, + 94 + ], + "spans": [ + { + "bbox": [ + 179, + 79, + 432, + 94 + ], + "score": 1.0, + "content": "Table 9: Captioning performance on the ActivtyNet dataset", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "table_body", + "bbox": [ + 150, + 95, + 461, + 199 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 150, + 95, + 461, + 199 + ], + "spans": [ + { + "bbox": [ + 150, + 95, + 461, + 199 + ], + "score": 0.983, + "html": "
Captioning
Blue@4METEORRogue-LCIDEr
DENSE (Krishna et al.,2017)1.68.9
DVC-D-A (Li et al., 2018)1.79.3
Bi-LSTM+TempoAttn (Zhou et al., 2018b)2.110.0
Masked Transformer (Zhou et al.,2018b)2.811.111
Ours, ActivityNet only1.56.917.83.2
Ours,HT100M + ActivityNet1.46.917.53.1
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Text→VideoVideo→Text
R@1↑R@5↑R@10↑MdRR@1↑R@5↑R@10个MdR
Zero-Shot
ActivityNet0.060.20.51907.00.00.20.32238.0
VATEX0.070.40.7682.00.070.40.9697
MSVD8.926.037.918.021.446.257.76.0
MSR-VTT8.723.031.131.012.727.536.224.0
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For this, we use the", + "type": "text" + }, + { + "bbox": [ + 360, + 444, + 410, + 455 + ], + "score": 0.75, + "content": "\\mathrm { R } ( 2 + 1 ) \\mathrm { D } { - } 3 4", + "type": "inline_equation" + }, + { + "bbox": [ + 411, + 443, + 505, + 456 + ], + "score": 1.0, + "content": "(pretrained on IG65M)", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 453, + 506, + 468 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 506, + 468 + ], + "score": 1.0, + "content": "model as well as a ResNet-152 model (pretrained on Imagenet), as in our method. 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This is likely because 1) the average pooling collapses temporal information,", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 620, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 106, + 620, + 505, + 631 + ], + "score": 1.0, + "content": "making the linear layer based classification difficult 2) compared to the transformer pooling, it does", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 629, + 506, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 629, + 506, + 643 + ], + "score": 1.0, + "content": "not benefit from large-scale pretraining on a wide variety of action videos of HT100M. We further", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 641, + 506, + 654 + ], + "spans": [ + { + "bbox": [ + 104, + 641, + 506, + 654 + ], + "score": 1.0, + "content": "compare very favorably to the current state-of-the-art approaches. In particular, we outperform all", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 652, + 505, + 664 + ], + "spans": [ + { + "bbox": [ + 106, + 652, + 505, + 664 + ], + "score": 1.0, + "content": "other approaches, both supervised and self-supervised, except the recently introduced Omni (Duan", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 662, + 505, + 675 + ], + "spans": [ + { + "bbox": [ + 105, + 662, + 505, + 675 + ], + "score": 1.0, + "content": "et al., 2020) which was finetuned on both UCF-101 and HMDB-51, while we only trained a linear", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 673, + 505, + 686 + ], + "spans": [ + { + "bbox": [ + 105, + 673, + 505, + 686 + ], + "score": 1.0, + "content": "classifier on extracted features. 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Captioning
Blue@4METEORRogue-LCIDEr
DENSE (Krishna et al.,2017)1.68.9
DVC-D-A (Li et al., 2018)1.79.3
Bi-LSTM+TempoAttn (Zhou et al., 2018b)2.110.0
Masked Transformer (Zhou et al.,2018b)2.811.111
Ours, ActivityNet only1.56.917.83.2
Ours,HT100M + ActivityNet1.46.917.53.1
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Text→VideoVideo→Text
R@1↑R@5↑R@10↑MdRR@1↑R@5↑R@10个MdR
Zero-Shot
ActivityNet0.060.20.51907.00.00.20.32238.0
VATEX0.070.40.7682.00.070.40.9697
MSVD8.926.037.918.021.446.257.76.0
MSR-VTT8.723.031.131.012.727.536.224.0
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For this, we use the", + "type": "text" + }, + { + "bbox": [ + 360, + 444, + 410, + 455 + ], + "score": 0.75, + "content": "\\mathrm { R } ( 2 + 1 ) \\mathrm { D } { - } 3 4", + "type": "inline_equation" + }, + { + "bbox": [ + 411, + 443, + 505, + 456 + ], + "score": 1.0, + "content": "(pretrained on IG65M)", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 453, + 506, + 468 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 506, + 468 + ], + "score": 1.0, + "content": "model as well as a ResNet-152 model (pretrained on Imagenet), as in our method. We extract a", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 465, + 505, + 478 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 505, + 478 + ], + "score": 1.0, + "content": "feature per second per video by concatenating the features from each model (2560-D), and obtain", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 477, + 505, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 505, + 489 + ], + "score": 1.0, + "content": "an average representation per video using either average pooling (2560-D) or our proposed trans-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "score": 1.0, + "content": "former pooling head (1024-D) pre-trained on HT100M using cross-captioning objective. We then", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 104, + 496, + 506, + 513 + ], + "spans": [ + { + "bbox": [ + 104, + 496, + 506, + 513 + ], + "score": 1.0, + "content": "train a linear classifier for 1500 epochs for HMDB-51 (500 for UCF-101) on these features using", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 507, + 505, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 507, + 346, + 522 + ], + "score": 1.0, + "content": "Adam (Kingma & Ba, 2015) optimizer with learning rate of", + "type": "text" + }, + { + "bbox": [ + 346, + 509, + 367, + 519 + ], + "score": 0.91, + "content": "1 e ^ { - 4 }", + "type": "inline_equation" + }, + { + "bbox": [ + 367, + 507, + 440, + 522 + ], + "score": 1.0, + "content": "and weight decay", + "type": "text" + }, + { + "bbox": [ + 440, + 509, + 461, + 519 + ], + "score": 0.9, + "content": "1 e ^ { - 4 }", + "type": "inline_equation" + }, + { + "bbox": [ + 462, + 507, + 505, + 522 + ], + "score": 1.0, + "content": "with early", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 520, + 505, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 520, + 505, + 532 + ], + "score": 1.0, + "content": "stopping. We also drop the learning rate by 10 at epochs 200, 400 for UCF-101 and 1000, 1200", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 531, + 506, + 545 + ], + "spans": [ + { + "bbox": [ + 105, + 531, + 506, + 545 + ], + "score": 1.0, + "content": "for HMDB-51. In Table 11, we show the results of training only a linear-layer on features extracted", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 542, + 505, + 554 + ], + "spans": [ + { + "bbox": [ + 105, + 542, + 505, + 554 + ], + "score": 1.0, + "content": "from our fixed backbone with or without a learned transformer-pooling head. We find that our trans-", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 104, + 552, + 505, + 567 + ], + "spans": [ + { + "bbox": [ + 104, + 552, + 505, + 567 + ], + "score": 1.0, + "content": "former temporal pooling head provides significant benefits over the baseline of simply average pool-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 563, + 506, + 577 + ], + "spans": [ + { + "bbox": [ + 105, + 563, + 506, + 577 + ], + "score": 1.0, + "content": "ing the features, demonstrating the effectiveness of building contextualized representations using our", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 575, + 506, + 587 + ], + "spans": [ + { + "bbox": [ + 105, + 576, + 377, + 587 + ], + "score": 1.0, + "content": "proposed transformer. In particular, we see improvements of over", + "type": "text" + }, + { + "bbox": [ + 378, + 575, + 393, + 586 + ], + "score": 0.87, + "content": "7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 576, + 471, + 587 + ], + "score": 1.0, + "content": "on HMDB-51 and", + "type": "text" + }, + { + "bbox": [ + 471, + 575, + 491, + 586 + ], + "score": 0.88, + "content": "3 4 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 491, + 576, + 506, + 587 + ], + "score": 1.0, + "content": "on", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 585, + 506, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 506, + 599 + ], + "score": 1.0, + "content": "UCF-101 by replacing average pooling with our transformer pooling head to aggregate features. We", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 597, + 505, + 610 + ], + "spans": [ + { + "bbox": [ + 106, + 597, + 505, + 610 + ], + "score": 1.0, + "content": "observe that naive average pooling performs significantly worse than our transformer pooling under", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 607, + 505, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 607, + 505, + 621 + ], + "score": 1.0, + "content": "evaluation protocol. This is likely because 1) the average pooling collapses temporal information,", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 620, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 106, + 620, + 505, + 631 + ], + "score": 1.0, + "content": "making the linear layer based classification difficult 2) compared to the transformer pooling, it does", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 629, + 506, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 629, + 506, + 643 + ], + "score": 1.0, + "content": "not benefit from large-scale pretraining on a wide variety of action videos of HT100M. We further", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 641, + 506, + 654 + ], + "spans": [ + { + "bbox": [ + 104, + 641, + 506, + 654 + ], + "score": 1.0, + "content": "compare very favorably to the current state-of-the-art approaches. In particular, we outperform all", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 652, + 505, + 664 + ], + "spans": [ + { + "bbox": [ + 106, + 652, + 505, + 664 + ], + "score": 1.0, + "content": "other approaches, both supervised and self-supervised, except the recently introduced Omni (Duan", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 662, + 505, + 675 + ], + "spans": [ + { + "bbox": [ + 105, + 662, + 505, + 675 + ], + "score": 1.0, + "content": "et al., 2020) which was finetuned on both UCF-101 and HMDB-51, while we only trained a linear", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 673, + 505, + 686 + ], + "spans": [ + { + "bbox": [ + 105, + 673, + 505, + 686 + ], + "score": 1.0, + "content": "classifier on extracted features. However, it should be noted that it is very difficult to fairly com-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 104, + 684, + 506, + 698 + ], + "spans": [ + { + "bbox": [ + 104, + 684, + 506, + 698 + ], + "score": 1.0, + "content": "pare all these different approaches because they may use different modalities (images, RGB video,", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 695, + 505, + 709 + ], + "spans": [ + { + "bbox": [ + 105, + 695, + 505, + 709 + ], + "score": 1.0, + "content": "optical flow, audio, ASR outputs), pretraining datasets (Kinetics-400, HT100M, IG65M, Imagenet),", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 705, + 506, + 720 + ], + "spans": [ + { + "bbox": [ + 105, + 705, + 205, + 720 + ], + "score": 1.0, + "content": "architectures (S3D, I3D,", + "type": "text" + }, + { + "bbox": [ + 205, + 707, + 242, + 718 + ], + "score": 0.75, + "content": "\\mathrm { R } ( 2 { + } 1 ) \\mathrm { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 243, + 705, + 506, + 720 + ], + "score": 1.0, + "content": ", R3D), pre-training (supervised, self-supervised) and downstream", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 717, + 259, + 731 + ], + "spans": [ + { + "bbox": [ + 105, + 717, + 259, + 731 + ], + "score": 1.0, + "content": "training (frozen, finetuned) strategies.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 26, + "bbox_fs": [ + 104, + 432, + 506, + 731 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 105, + 173, + 506, + 425 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 106, + 79, + 505, + 169 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 80, + 505, + 92 + ], + "spans": [ + { + "bbox": [ + 106, + 80, + 505, + 92 + ], + "score": 1.0, + "content": "Table 11: Action recognition. Results of training only a linear-layer, on features extracted from our", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 91, + 505, + 103 + ], + "spans": [ + { + "bbox": [ + 106, + 91, + 505, + 103 + ], + "score": 1.0, + "content": "fixed backbone with or without a learned transformer-pooling head. We compare to the state-of-art", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 102, + 505, + 115 + ], + "spans": [ + { + "bbox": [ + 106, + 102, + 505, + 115 + ], + "score": 1.0, + "content": "supervised and self-supervised pretrainig methods on the HMDB-51 and UCF-101 action recogni-", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 114, + 505, + 126 + ], + "spans": [ + { + "bbox": [ + 106, + 114, + 505, + 126 + ], + "score": 1.0, + "content": "tion task, for different downstream training protocols (“FT?” stands for finetuned). We report aver-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 124, + 505, + 136 + ], + "spans": [ + { + "bbox": [ + 105, + 124, + 505, + 136 + ], + "score": 1.0, + "content": "age Top-1 accuracy across all 3 folds. Dataset abbreviations: AudioSet, HMDB51, HowTo100M,", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 135, + 505, + 147 + ], + "spans": [ + { + "bbox": [ + 105, + 135, + 378, + 147 + ], + "score": 1.0, + "content": "Instagram65M, IMagenet-1000, Kinetics400, OmniSource Images", + "type": "text" + }, + { + "bbox": [ + 378, + 136, + 387, + 145 + ], + "score": 0.74, + "content": "^ +", + "type": "inline_equation" + }, + { + "bbox": [ + 388, + 135, + 505, + 147 + ], + "score": 1.0, + "content": "Videos, Sports1M, UCF101,", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 145, + 505, + 159 + ], + "spans": [ + { + "bbox": [ + 105, + 145, + 505, + 159 + ], + "score": 1.0, + "content": "YouTube8M. Other abbreviations: Video modality, Flow modality, Image modality, Audio modal-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 156, + 278, + 171 + ], + "spans": [ + { + "bbox": [ + 105, + 156, + 278, + 171 + ], + "score": 1.0, + "content": "ity, Transformer pooling, Average pooling", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 3.5 + }, + { + "type": "table_body", + "bbox": [ + 105, + 173, + 506, + 425 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 173, + 506, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 506, + 425 + ], + "score": 0.985, + "html": "
MethodModDatasetModelFT?H51U101
Self-Supervised Pre-training
MIL-NCE (Miech et al.,2020)V,THMS3D-G53.182.7
MIL-NCE (Miech et al.,2020)V,THMS3D-G61.091.3
MMV(Alayrac et al., 2020)V,T,AHM+ASTSM-50x267.191.8
ELo (Piergiovanni et al.,2020)V,F,AYT8MR(2+1)D-50x3x√xν67.493.8
XDC (Alwassel et al., 2020)V,AIG65MR(2+1)D-1868.995.5
GDT (Patrick et al., 2020)V,AIG65MR(2+1)D-1872.895.2
MMV (Alayrac et al., 2020)V,T,AHM+ASTSM-50x275.095.2
Supervised Pre-training
P3D (Qiu et al., 2017)V,IS1M+IMP3D88.6
TSN (Wang et al.,2018)V,IIMTSN?69.494.2
I3D (Carreira & Zisserman,2017)V,IK400+IMI3D74.895.6
R(2+1)D (Tran et al., 2018)VK400R(2+1)D-3474.596.8
S3D-G (Xie et al., 2018)V,IK400+IMS3D-G75.996.8
I3D(Carreira & Zisserman,2017)V,IK400+IMI3D77.196.7
R(2+1)D (Tran et al., 2018)VK400R(2+1)D-3476.495.5
R(2+1)D (Tran et al., 2018)V,FK400R(2+1)D-34x278.797.3
Omni (Duan et al., 2020)V,IK400+OSSlow-8x8-R10179.097.3
I3D (Carreira & Zisserman, 2017)V,F,IK400+IMI3Dx280.798.0
Omni (Duan et al., 2020)V,F,IK400+OSSlow-8x8-R101x283.898.6
Ours (Avg-pooling)V,IIG65M+IMR(2+1)D-34+R152X73.764.3
Ours (T-pooling)V,IHM+IG65M+IMR(2+1)D-34+R152X81.398.0
", + "type": "table", + "image_path": "b7067d8589b30690dfa2f027b0068ffcee9ba4b9f0e5b402b24c4e73f876feb0.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 105, + 173, + 506, + 257.0 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 105, + 257.0, + 506, + 341.0 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 105, + 341.0, + 506, + 425.0 + ], + "spans": [], + "index": 10 + } + ] + } + ], + "index": 6.25 + }, + { + "type": "title", + "bbox": [ + 108, + 446, + 250, + 457 + ], + "lines": [ + { + "bbox": [ + 106, + 445, + 252, + 459 + ], + "spans": [ + { + "bbox": [ + 106, + 445, + 252, + 459 + ], + "score": 1.0, + "content": "6.7 STATISTICAL SIGNIFICANCE", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 107, + 466, + 504, + 489 + ], + "lines": [ + { + "bbox": [ + 105, + 466, + 505, + 479 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 505, + 479 + ], + "score": 1.0, + "content": "In Table 12, we show the results of finetuning our pretrained model for 3 times on the VATEX", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 477, + 499, + 490 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 499, + 490 + ], + "score": 1.0, + "content": "dataset. We find that the variance is quite low and our model consistently beats the state of the art.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12.5 + }, + { + "type": "table", + "bbox": [ + 127, + 515, + 484, + 613 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 187, + 499, + 424, + 511 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 187, + 499, + 424, + 512 + ], + "spans": [ + { + "bbox": [ + 187, + 499, + 424, + 512 + ], + "score": 1.0, + "content": "Table 12: Retrieval performance on the VATEX dataset", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 14 + }, + { + "type": "table_body", + "bbox": [ + 127, + 515, + 484, + 613 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 127, + 515, + 484, + 613 + ], + "spans": [ + { + "bbox": [ + 127, + 515, + 484, + 613 + ], + "score": 0.983, + "html": "
Text→VideoVideo →Text
R@1↑R@5个R@10个MdR↓R@1↑R@5↑R@10个MdR
Random Baseline0.20.71.052000.50.020.11.022100.5
VSE (Kiros et al., 2014)28.064.376.93.0
VSE++ (Faghri et al.,2018)33.770.181.02.0
Dual (Dong et al., 2019)31.167.478.93.0
HGR (Chen et al.,2020b)35.173.583.52.0
Ours44.9±0.2 82.1±0.2 89.7±0.21.058.4±0.1 84.4±0.2 91.0±0.31.0
", + "type": "table", + "image_path": "9eccc77516c52686b5159ab104c701b74772d9211b025cfa23f2576db92ec204.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 127, + 515, + 484, + 547.6666666666666 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 127, + 547.6666666666666, + 484, + 580.3333333333333 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 127, + 580.3333333333333, + 484, + 612.9999999999999 + ], + "spans": [], + "index": 17 + } + ] + } + ], + "index": 15.0 + } + ], + "page_idx": 17, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 763 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 763 + ], + "score": 1.0, + "content": "18", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "table", + "bbox": [ + 105, + 173, + 506, + 425 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 106, + 79, + 505, + 169 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 80, + 505, + 92 + ], + "spans": [ + { + "bbox": [ + 106, + 80, + 505, + 92 + ], + "score": 1.0, + "content": "Table 11: Action recognition. Results of training only a linear-layer, on features extracted from our", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 91, + 505, + 103 + ], + "spans": [ + { + "bbox": [ + 106, + 91, + 505, + 103 + ], + "score": 1.0, + "content": "fixed backbone with or without a learned transformer-pooling head. We compare to the state-of-art", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 102, + 505, + 115 + ], + "spans": [ + { + "bbox": [ + 106, + 102, + 505, + 115 + ], + "score": 1.0, + "content": "supervised and self-supervised pretrainig methods on the HMDB-51 and UCF-101 action recogni-", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 114, + 505, + 126 + ], + "spans": [ + { + "bbox": [ + 106, + 114, + 505, + 126 + ], + "score": 1.0, + "content": "tion task, for different downstream training protocols (“FT?” stands for finetuned). We report aver-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 124, + 505, + 136 + ], + "spans": [ + { + "bbox": [ + 105, + 124, + 505, + 136 + ], + "score": 1.0, + "content": "age Top-1 accuracy across all 3 folds. Dataset abbreviations: AudioSet, HMDB51, HowTo100M,", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 135, + 505, + 147 + ], + "spans": [ + { + "bbox": [ + 105, + 135, + 378, + 147 + ], + "score": 1.0, + "content": "Instagram65M, IMagenet-1000, Kinetics400, OmniSource Images", + "type": "text" + }, + { + "bbox": [ + 378, + 136, + 387, + 145 + ], + "score": 0.74, + "content": "^ +", + "type": "inline_equation" + }, + { + "bbox": [ + 388, + 135, + 505, + 147 + ], + "score": 1.0, + "content": "Videos, Sports1M, UCF101,", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 145, + 505, + 159 + ], + "spans": [ + { + "bbox": [ + 105, + 145, + 505, + 159 + ], + "score": 1.0, + "content": "YouTube8M. Other abbreviations: Video modality, Flow modality, Image modality, Audio modal-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 156, + 278, + 171 + ], + "spans": [ + { + "bbox": [ + 105, + 156, + 278, + 171 + ], + "score": 1.0, + "content": "ity, Transformer pooling, Average pooling", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 3.5 + }, + { + "type": "table_body", + "bbox": [ + 105, + 173, + 506, + 425 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 173, + 506, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 506, + 425 + ], + "score": 0.985, + "html": "
MethodModDatasetModelFT?H51U101
Self-Supervised Pre-training
MIL-NCE (Miech et al.,2020)V,THMS3D-G53.182.7
MIL-NCE (Miech et al.,2020)V,THMS3D-G61.091.3
MMV(Alayrac et al., 2020)V,T,AHM+ASTSM-50x267.191.8
ELo (Piergiovanni et al.,2020)V,F,AYT8MR(2+1)D-50x3x√xν67.493.8
XDC (Alwassel et al., 2020)V,AIG65MR(2+1)D-1868.995.5
GDT (Patrick et al., 2020)V,AIG65MR(2+1)D-1872.895.2
MMV (Alayrac et al., 2020)V,T,AHM+ASTSM-50x275.095.2
Supervised Pre-training
P3D (Qiu et al., 2017)V,IS1M+IMP3D88.6
TSN (Wang et al.,2018)V,IIMTSN?69.494.2
I3D (Carreira & Zisserman,2017)V,IK400+IMI3D74.895.6
R(2+1)D (Tran et al., 2018)VK400R(2+1)D-3474.596.8
S3D-G (Xie et al., 2018)V,IK400+IMS3D-G75.996.8
I3D(Carreira & Zisserman,2017)V,IK400+IMI3D77.196.7
R(2+1)D (Tran et al., 2018)VK400R(2+1)D-3476.495.5
R(2+1)D (Tran et al., 2018)V,FK400R(2+1)D-34x278.797.3
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Text→VideoVideo →Text
R@1↑R@5个R@10个MdR↓R@1↑R@5↑R@10个MdR
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Batch-sizeMemory bank
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R@1/5 18.5/45.6 20.7/49.9 25.2/54.6 27.2/55.2 28.0/56.1 26.9/55.0 25.3/53.526.8/54.7 26.2/52.7
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R@1↑R@5↑ MdR↓
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Feature sourceR@1↑ R@5个 MdR↓
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Text EncoderR@1↑R@5↑ MdR↓
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Text Encoder Text Decoder R@1 ↑ R@5 ↑ MdR↓
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Text→VideoVideo→Text
R@1↑R@5↑ R@10↑MdR↓R@1↑ R@5↑ R@10↑MdR↓
Random Baseline0.10.51.0500.00.10.51.0500.0
JSFusion (Yu et al., 2018)10.231.243.213.01111
HT100M (Miech et al., 2019)12.135.048.012.01
JPoSE(Wray et al., 2019)14.338.153.09.016.441.354.48.7
CE (Liu et al., 2019)20.948.862.46.020.650.364.05.3
MMT(Gabeur et al., 2020)24.654.067.14.024.456.067.84.0
Ours27.456.367.73.026.655.167.53.0
VidTranslate (Korbar etal., 2020)14.7152.811
HT100M (Miech et al.,2019)14.940.252.89.016.841.755.18.0
NoiseEstimation (Amrani et al., 2020)17.441.653.68.0111
UniVL (Luo et al.,2020)21.249.663.16.0
AVLnet (Rouditchenko et al., 2020)27.155.666.64.028.554.665.24.0
MMT(Gabeur et al., 2020)26.657.169.64.027.057.569.73.7
Ours-pretrained30.158.569.33.028.558.671.63.0
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Text→VideoVideo→Text
R@1↑ R@5↑ R@10↑ MdR↓ R@1↑ R@5↑ R@10↑ MdR↓
Random Baseline0.20.71.052000.5 0.020.11.022100.5
VSE (Kiros et al., 2014)28.064.376.93.01111
VSE++(Faghri et al.,2018)33.770.181.02.011
Dual (Dong et al.,2019)31.167.478.93.01111
HGR(Chen et al., 2020b)35.173.583.52.0
Ours44.681.889.51.058.183.890.91.0
Ours-pretrained45.982.490.41.061.285.291.81.0
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Text→VideoVideo→Text
R@1↑ R@5↑ R@50↑ MdR↓ R@1↑ R@5 ↑ R@50↑ MdR↓
Random Baseline0.020.11.0224580.020.11.022458
FSE(Zhang et al., 2018)18.244.889.17.016.743.188.47.0
CE (Liu et al., 2019)18.247.791.46.017.746.690.96.0
HSE (Zhang et al.,2018)20.549.31118.748.111
MMT (Gabeur et al.,2020)22.754.293.25.022.954.893.14.3
Ours26.858.193.53.025.557.393.53.0
MMT-pretrained (Gabeur et al., 2020)28.761.494.53.328.961.194.34.0
Ours-pretrained29.261.694.73.028.760.894.82.0
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Text→VideoVideo→Text
R@1↑ R@5↑ R@10↑MdR↓ R@1↑ R@5↑ R@10↑ MdR↓
VSE (Kiros et al.,2014)12.3 30.142.314.01
VSE++ (Faghri et al., 2018)15.4 39.653.09.0
Multi. Cues (Mithun et al.,2018) 20.3 47.861.16.0111 一
CE (Liu et al., 2019)19.8 49.063.86.0
Ours23.0 52.865.85.027.350.760.8 5.0
Ours-pretrained28.4 60.072.94.034.759.970.0 3.0
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Captioning
Blue@4 METEORIRogue-L CIDEr
Shared Enc-Dec (Wang et al., 2019)28.421.747.045.1
ORG (Zhang et al., 2020)32.122.248.949.7
Ours, ,VATEX only32.824.449.151.2
Ours,HT100M + Vatex32.524.148.950.5
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Captioning
BLUE4METEORRogue-LCIDEr
VidTranslate (Korbar et al., 2020)41.728.5
POS+VCT (Hou et al., 2019)42.329.762.849.1
ORG (Zhang et al., 2020)43.628.862.150.9
Ours, MSR-VTT only39.728.360.546.5
Ours,HT100M + MSR-VTT38.928.259.848.6
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Text→VideoVideo→Text
R@1↑R@5↑R@10↑MdRR@1↑R@5↑R@10个MdR
Zero-Shot
ActivityNet0.060.20.51907.00.00.20.32238.0
VATEX0.070.40.7682.00.070.40.9697
MSVD8.926.037.918.021.446.257.76.0
MSR-VTT8.723.031.131.012.727.536.224.0
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Captioning
Blue@4METEORRogue-LCIDEr
DENSE (Krishna et al.,2017)1.68.9
DVC-D-A (Li et al., 2018)1.79.3
Bi-LSTM+TempoAttn (Zhou et al., 2018b)2.110.0
Masked Transformer (Zhou et al.,2018b)2.811.111
Ours, ActivityNet only1.56.917.83.2
Ours,HT100M + ActivityNet1.46.917.53.1
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MethodModDatasetModelFT?H51U101
Self-Supervised Pre-training
MIL-NCE (Miech et al.,2020)V,THMS3D-G53.182.7
MIL-NCE (Miech et al.,2020)V,THMS3D-G61.091.3
MMV(Alayrac et al., 2020)V,T,AHM+ASTSM-50x267.191.8
ELo (Piergiovanni et al.,2020)V,F,AYT8MR(2+1)D-50x3x√xν67.493.8
XDC (Alwassel et al., 2020)V,AIG65MR(2+1)D-1868.995.5
GDT (Patrick et al., 2020)V,AIG65MR(2+1)D-1872.895.2
MMV (Alayrac et al., 2020)V,T,AHM+ASTSM-50x275.095.2
Supervised Pre-training
P3D (Qiu et al., 2017)V,IS1M+IMP3D88.6
TSN (Wang et al.,2018)V,IIMTSN?69.494.2
I3D (Carreira & Zisserman,2017)V,IK400+IMI3D74.895.6
R(2+1)D (Tran et al., 2018)VK400R(2+1)D-3474.596.8
S3D-G (Xie et al., 2018)V,IK400+IMS3D-G75.996.8
I3D(Carreira & Zisserman,2017)V,IK400+IMI3D77.196.7
R(2+1)D (Tran et al., 2018)VK400R(2+1)D-3476.495.5
R(2+1)D (Tran et al., 2018)V,FK400R(2+1)D-34x278.797.3
Omni (Duan et al., 2020)V,IK400+OSSlow-8x8-R10179.097.3
I3D (Carreira & Zisserman, 2017)V,F,IK400+IMI3Dx280.798.0
Omni (Duan et al., 2020)V,F,IK400+OSSlow-8x8-R101x283.898.6
Ours (Avg-pooling)V,IIG65M+IMR(2+1)D-34+R152X73.764.3
Ours (T-pooling)V,IHM+IG65M+IMR(2+1)D-34+R152X81.398.0
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Text→VideoVideo →Text
R@1↑R@5个R@10个MdR↓R@1↑R@5↑R@10个MdR
Random Baseline0.20.71.052000.50.020.11.022100.5
VSE (Kiros et al., 2014)28.064.376.93.0
VSE++ (Faghri et al.,2018)33.770.181.02.0
Dual (Dong et al., 2019)31.167.478.93.0
HGR (Chen et al.,2020b)35.173.583.52.0
Ours44.9±0.2 82.1±0.2 89.7±0.21.058.4±0.1 84.4±0.2 91.0±0.31.0
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sha256:8f572bba9b557f66937933d8a1f6b6cd80d5a21958e3ae929131f9a9a5a607a3 +size 251023 diff --git a/parse/train/GFsU8a0sGB/GFsU8a0sGB.md b/parse/train/GFsU8a0sGB/GFsU8a0sGB.md new file mode 100644 index 0000000000000000000000000000000000000000..699546ea9ad275b4ee30fa98ab06847940fbf93c --- /dev/null +++ b/parse/train/GFsU8a0sGB/GFsU8a0sGB.md @@ -0,0 +1,597 @@ +# FEDERATED LEARNING VIA POSTERIOR AVERAGING: A NEW PERSPECTIVE AND PRACTICAL ALGORITHMS + +Maruan Al-Shedivat∗ Jennifer Gillenwater CMU Google + +Eric Xing MBZUAI & CMU + +Afshin Rostamizadeh Google + +# ABSTRACT + +Federated learning is typically approached as an optimization problem, where the goal is to minimize a global loss function by distributing computation across client devices that possess local data and specify different parts of the global objective. We present an alternative perspective and formulate federated learning as a posterior inference problem, where the goal is to infer a global posterior distribution by having client devices each infer the posterior of their local data. While exact inference is often intractable, this perspective provides a principled way to search for global optima in federated settings. Further, starting with the analysis of federated quadratic objectives, we develop a computation- and communicationefficient approximate posterior inference algorithm—federated posterior averaging (FEDPA). Our algorithm uses MCMC for approximate inference of local posteriors on the clients and efficiently communicates their statistics to the server, where the latter uses them to refine a global estimate of the posterior mode. Finally, we show that FEDPA generalizes federated averaging (FEDAVG), can similarly benefit from adaptive optimizers, and yields state-of-the-art results on four realistic and challenging benchmarks, converging faster, to better optima. + +# 1 INTRODUCTION + +Federated learning (FL) is a framework for learning statistical models from heterogeneous data scattered across multiple entities (or clients) under the coordination of a central server that has no direct access to the local data (Kairouz et al., 2019). To learn models without any data transfer, clients must process their own data locally and only infrequently communicate some model updates to the server which aggregates these updates into a global model (McMahan et al., 2017). While this paradigm enables efficient distributed learning from data stored on millions of remote devices (Hard et al., 2018), it comes with many challenges (Li et al., 2020), with the communication cost often being the critical bottleneck and the heterogeneity of client data affecting convergence. + +Canonically, FL is formulated as a distributed optimization problem with a few distinctive properties such as unbalanced and non-i.i.d. data distribution across the clients and limited communication. The de facto standard algorithm for solving federated optimization is federated averaging (FEDAVG, McMahan et al., 2017), which proceeds in rounds of communication between the server and a random subset of clients, synchronously updating the server model after each round (Bonawitz et al., 2019). By allowing the clients perform multiple local SGD steps (or epochs) at each round, FEDAVG can reduce the required communication by orders of magnitude compared to mini-batch (MB) SGD. + +However, due to heterogeneity of the client data, more local computation often leads to biased client updates and makes FEDAVG stagnate at inferior optima. As a result, while slow during initial training, MB-SGD ends up dominating FEDAVG at convergence (see example in Fig. 1). This has been observed in multiple empirical studies (e.g., Charles & Konecnˇ y\`, 2020), and recently was shown theoretically (Woodworth et al., 2020a). Using stateful clients (Karimireddy et al., 2019; Pathak & Wainwright, 2020) can help to remedy the convergence issues in the cross-silo setting, where relatively few clients are queried repeatedly, but is not practical in the cross-device setting (i.e., when clients are mobile devices) for several reasons (Kairouz et al., 2019; Li et al., 2020; Lim et al., 2020). One key issue is that the number of clients in such a setting is extremely large and the average client will only ever participate in a single FL round. Thus, the state of a stateful algorithm is never used. + +![](images/72e59a1c93c35b66cf3efea28d8c3a65bae5f756458c3a8fd6166d37095bd70c.jpg) +Figure 1: An illustration of federated learning in a toy 2D setting with two clients and quadratic objectives. Left: Contour plots of the client objectives, their local optima, as well as the corresponding global optimum. Middle: Learning curves for MB-SGD and FEDAVG with 10 and 100 steps per round. FEDAVG makes fast progress initially, but converges to a point far away from the global optimum. Right: Learning curves for FEDPA with 10 and 100 posterior samples per round and shrinkage $\rho = 1$ . More posterior samples (i.e., more local computation) results in faster convergence and allows FEDPA to come closer to the global optimum. Shaded regions denote bootstrapped $9 5 \%$ CI based on 5 runs with different initializations and random seeds. Best viewed in color. + +Is it possible to design FL algorithms that exhibit both fast training and consistent convergence with stateless clients? In this work, we answer this question affirmatively, by approaching federated learning not as optimization but rather as posterior inference problem. We show that modes of the global posterior over the model parameters correspond to the desired optima of the federated optimization objective and can be inferred by aggregating information about local posteriors. Starting with an analysis of federated quadratics, we introduce a general class of federated posterior inference algorithms that run local posterior inference on the clients and global posterior inference on the server. In contrast with federated optimization, posterior inference can, with stateless clients, benefit from an increased amount of local computation without stagnating at inferior optima (illustrated in Fig. 1). However, a naïve approach to federated posterior inference is practically infeasible because its computation and communication costs are cubic and quadratic in the model parameters, respectively. Apart from the new perspective, our key technical contribution is the design of an efficient algorithm with linear computation and communication costs. + +Contributions. The main contributions of this paper can be summarized as follows: + +1. We introduce a new perspective on federated learning through the lens of posterior inference which broadens the design space for FL algorithms beyond purely optimization techniques. +2. With this perspective, we design a computation- and communication-efficient approximate posterior inference algorithm—federated posterior averaging (FEDPA). FEDPA works with stateless clients and its computational complexity and memory footprint are similar to FEDAVG. +3. We show that FEDAVG with many local steps is in fact a special case of FEDPA that estimates local posterior covariances with identities. These biased estimates are the source of inconsistent updates and explain why FEDAVG has suboptimal convergence even in simple quadratic settings. +4. Finally, we compare FEDPA with strong baselines on realistic FL benchmarks introduced by Reddi et al. (2020) and achieve state-of-the-art results with respect to multiple metrics of interest. + +# 2 RELATED WORK + +Federated optimization. Starting with the seminal paper by McMahan et al. (2017), a lot of recent effort in federated learning has focused on understanding of FEDAVG (also known as local SGD) as an optimization algorithm. Multiple works have provided upper bounds on the convergence rate of FEDAVG in the homogeneous i.i.d. setting (Yu et al., 2019; Karimireddy et al., 2019; Woodworth et al., 2020b) as well as explored various non-i.i.d. settings with different notions of heterogeneity (Zhao et al., 2018; Sahu et al., 2018; Hsieh et al., 2019; Li et al., 2019; Wang et al., 2020; Woodworth et al., 2020a). Reddi et al. (2020) reformulated FEDAVG in a way that enabled adaptive optimization and derived corresponding convergence rates, noting that FEDAVG requires careful tuning of learning rate schedules in order to converge to the desired optimum, which was further analyzed by Charles & Konecnˇ y\` (2020). To the best of our knowledge, our work is perhaps the first to connect, reinterpret, and analyze federated optimization from the probabilistic inference perspective. + +Distributed MCMC. Part of our work builds on the idea of sub-posterior aggregation, which was originally proposed for scaling up Markov chain Monte Carlo techniques to large datasets (known as the concensus Monte Carlo, Neiswanger et al., 2013; Scott et al., 2016). One of the goals of this paper is to highlight the connection between distributed inference and federated optimization and develop inference techniques that can be used under FL-specific constraints. + +# 3 A POSTERIOR INFERENCE PERSPECTIVE ON FEDERATED LEARNING + +Federated learning is typically formulated as the following optimization problem: + +$$ +\operatorname* { m i n } _ { \theta \in \mathbb { R } ^ { d } } \left\{ F ( \theta ) : = \sum _ { i = 1 } ^ { N } q _ { i } f _ { i } ( \theta ) \right\} , \quad f _ { i } ( \theta ) : = \frac { 1 } { n _ { i } } \sum _ { j = 1 } ^ { n _ { i } } f ( \theta ; z _ { i j } ) , +$$ + +where the global objective function $F ( \pmb \theta )$ is a weighted average of the local objectives $f _ { i } ( \pmb \theta )$ over $N$ clients; each client’s objective is some loss $f ( \pmb \theta ; z )$ computed on the local data $D _ { i } = \{ z _ { i 1 } , . . . , z _ { i n _ { i } } \}$ . In real-world cross-device applications, the total number of clients $N$ can be extremely large, and hence optimization of $F ( \pmb \theta )$ is done over multiple rounds with only a small subset of $M$ clients participating in each round. The weights $\left\{ q _ { i } \right\}$ are typically set proportional to the sizes of the local datasets $\{ n _ { i } \}$ , which makes $F ( \pmb \theta )$ coincide with the training objective of the centralized setting. + +Typically, $f ( \pmb \theta ; z )$ is negative log likelihood of $z$ under some probabilistic model parametrized by $\pmb \theta$ , i.e., $f ( \pmb \theta ; z ) : = - \log \mathbb { P } \left( z \mid \pmb \theta \right)$ . For example, least squares loss corresponds to likelihood under a Gaussian model, cross entropy loss corresponds to likelihood under a categorical model, etc. (Murphy, 2012). Thus, Eq. 1 corresponds to maximum likelihood estimation (MLE) of the model parameters $\pmb \theta$ + +An alternative (Bayesian) approach to maximum likelihood estimation is posterior inference or estimation of the posterior distribution of the parameters given all the data: $\mathbb { P } \left( \pmb { \theta } \mid D \equiv D _ { 1 } \cup \cdots \cup D _ { N } \right)$ . The posterior is proportional to the product of the likelihood and a prior, $\mathbb { P } \left( \pmb { \theta } \mid D \right) \propto \mathbb { P } \left( D \mid \pmb { \theta } \right) \mathbb { P } \left( \pmb { \theta } \right)$ , and, if the prior is uninformative (uniform over all $\pmb \theta$ ), the modes of the global posterior coincide with MLE solutions or optima of $F ( \pmb \theta )$ in Eq. 1. While this simple observation establishes an equivalence between the inference of the posterior mode and optimization, the advantage of this perspective comes from the fact that the global posterior exactly decomposes into a product of local posteriors.1 + +Proposition 1 (Global Posterior Decomposition) Under the uniform prior, any global posterior distribution that exists decomposes into a product of local posteriors: $\begin{array} { r l } { \mathbb { P } \stackrel { \cdot } { ( \pmb { \theta } | D ) } \propto \prod _ { i = 1 } ^ { N } \bar { \mathbb { P } } \left( \pmb { \theta } | D _ { i } \right) } \end{array}$ + +Proposition 1 suggests that as long as we are able to compute local posterior distributions $\mathbb { P } \left( \pmb { \theta } \mid D _ { i } \right)$ and communicate them to the server, we should be able to solve Eq. 1 by multiplicatively aggregating them to find the mode of the global posterior $\mathbb { P } \left( \pmb { \theta } \mid D \right)$ on the server. Note that posterior inference via multiplicative averaging has been successfully used to scale Monte Carlo methods to large datasets, where the approach is embarrassingly parallel (Neiswanger et al., 2013; Scott et al., 2016). In the FL context, this means that once all clients have sent their local posteriors to the server, we can construct the global posterior without any additional communication. However, there remains the challenge of making the local and global inference and communication efficient enough for real federated settings. The example below illustrates how this can be difficult even for a simple model and loss function. + +Federated least squares. Consider federated least squares regression with a linear model, where $z : = ( \mathbf { x } , y )$ and the loss $f ( \pmb \theta ; \mathbf x , y ) : = \frac 1 2 ( \mathbf x ^ { \top } \pmb \theta - y ) ^ { 2 }$ is quadratic. Then, the client objective becomes: + +$$ +f _ { i } ( \pmb \theta ) = \log \exp \left\{ \frac { 1 } { 2 } \lVert \mathbf { X } _ { i } \pmb \theta - \mathbf { y } _ { i } \rVert ^ { 2 } \right\} = \log \exp \left\{ \frac { 1 } { 2 } ( \pmb \theta - \pmb \mu _ { i } ) ^ { \top } \pmb \Sigma _ { i } ^ { - 1 } ( \pmb \theta - \pmb \mu _ { i } ) \right\} + \mathrm { c o n s t } , +$$ + +where $\mathbf { X } _ { i } \in \mathbb { R } ^ { n _ { i } \times d }$ is the design matrix, $\mathbf { y } _ { i } \in \mathbb { R } ^ { n _ { i } }$ is the response vector, $\pmb { \Sigma } _ { i } ^ { - 1 } : = \mathbf { X } _ { i } ^ { \top } \mathbf { X } _ { i }$ and $\underset { \ b { \infty } } { \pmb { \mu } _ { i } } : = \left( \mathbf { X } _ { i } ^ { \top } \mathbf { X } _ { i } \right) ^ { - 1 } \mathbf { X } _ { i } ^ { \top } \mathbf { y } _ { i }$ . Note that the expression in Eq. 2 is the log likelihood for a multivariate Gaussian distribution with mean $\pmb { \mu } _ { i }$ and covariance $\Sigma _ { i }$ . Therefore, each local posterior (under the uniform prior) is Gaussian, and, as a product of Gaussians, the global posterior is also Gaussian with the following mean (which coincides with the posterior mode): + +$$ +\pmb { \mu } : = \left( \sum _ { i = 1 } ^ { N } q _ { i } \pmb { \Sigma } _ { i } ^ { - 1 } \right) ^ { - 1 } \left( \sum _ { i = 1 } ^ { N } q _ { i } \pmb { \Sigma } _ { i } ^ { - 1 } \pmb { \mu } _ { i } \right) . +$$ + +Concretely, in the case of least squares regression, this suggests that it is sufficient for clients to infer the means $\{ \mu _ { i } \}$ and inverse covariances $\{ \Sigma _ { i } ^ { - 1 } \}$ of their local posteriors and communicate that information to server for the latter to be able to find the global optimum. However, a straightforward application of Eq. 3 would require $\mathcal { O } ( d ^ { 2 } )$ space and $\mathcal { O } ( d ^ { \bar { 3 } } )$ computation, both on the clients and on the server, which is very expensive for the typical cross-device FL setting. Similarly, the communication cost would be $O ( d ^ { \bar { 2 } } )$ , while standard $\mathrm { F L }$ algorithms have communication cost of $\mathcal O ( d )$ . + +# Algorithm 1 Generalized Federated Optimization + +input initial $\pmb { \theta }$ , CLIENTUPDATE, SERVERUPDATE + +1: for each round $t = 1 , \dots , T$ do +2: Sample a subset $s$ of clients +3: communicate $\pmb \theta$ to all $i \in S$ // server clients +4: for each client $i \in S$ in parallel do +5: $\Delta _ { i } ^ { t } , q _ { i } \gets \mathrm { C L I E N T U P D A T E } ( \pmb { \theta } )$ +6: end for +7: communicate $\{ \Delta _ { i } ^ { t } , q _ { i } \} _ { i \in \mathcal { S } }$ // server clients +8: $\begin{array} { r } { \Delta ^ { t } \gets \frac { 1 } { | \mathcal { S } | } \sum _ { i \in \mathcal { S } } q _ { i } \bar { \Delta } _ { i } ^ { t } } \end{array}$ // aggregate updates +9: $\pmb \theta \gets$ SERVERUPDATE $( \theta , \Delta ^ { t } )$ +10: end for + +output final $\pmb { \theta }$ + +
Algorithm2 Client Update (FEDAVG) input initial 0o,loss fi(0),optimizer CLIENTOPT
1:for k =1,...,K do 2:0k ←CLIENTOPT(0k-1,fi(0k-1)) 3:end for output △ := 0o -0k,client weight qi
Algorithm 3 Client Update (FEDPA) input initial 0o,loss f(0),sampler CLIENTMCMC
1:for k=1,...,K do 2:0k ~ CLIENTMCMC(0k-1,fi) 3:end for output △ := ∑-1(0o- 𝜇),client weight qi
+ +Approximate federated posterior inference. Apart from the computation and communication issues discussed in the simple example above, we also have to contend with the fact that, generally, posteriors are non-Gaussian and closed form expressions for global posterior modes may not exist.2 In such cases, we propose to use the Laplace approximation for local and global posteriors, i.e., approximate them with the best-fitting Gaussians. While imperfect, this approximation will allow us to compute the (approximate) global posterior mode in a computation- and communication-efficient manner using the following three steps: (i) infer approximate local means $\{ \hat { \pmb { \mu } } _ { i } \}$ and covariances $\{ \hat { \Sigma } _ { i } \}$ , (ii) communicate these to the server, and (iii) compute the posterior mode given by Eq. 3. Note that directly computing and communicating these quantities would be completely infeasible for the realistic setting where models are neural networks with millions of parameters. In the following section, we design a practical algorithm where all costs are linear in the number of model parameters. + +# 4 FEDERATED POSTERIOR AVERAGING: A PRACTICAL ALGORITHM + +Federated averaging (FEDAVG, McMahan et al., 2017) solves the problem from Eq. 1 over $T$ rounds by interacting with $M$ random clients at each round in the following way: (i) broadcasting the current model parameters $\pmb \theta$ to the clients, (ii) running SGD for $K$ steps on each client, and (iii) updating the global model parameters by collecting and averaging the final SGD iterates. Reddi et al. (2020) reformulated the same algorithm in the form of server- and client-level optimization (Algorithm 1), which allowed them to bring techniques from the adaptive optimization literature to FL. + +FEDAVG is efficient in that it requires only $\mathcal O ( d )$ computation on both the clients and the server, and $\mathcal O ( d )$ communication between each client and the server. To arrive at a similarly efficient algorithm for posterior inference, we focus on the following questions: (a) how to estimate local and global posterior moments efficiently? (b) how to communicate local statistics to the server efficiently? + +(1) Efficient global posterior inference. There are two issues with computing an estimate of the global posterior mode $\pmb { \mu }$ directly using Eq. 3. First, it requires computing the inverse of a $d \times d$ matrix on the server, which is an $\mathcal { O } ( \bar { d } ^ { 3 } )$ operation. Second, it relies on acquiring local means and inverse covariances, which would require $\mathcal { \hat { O } } ( d ^ { 2 } )$ communication from each client. We propose to solve both issues by converting the global posterior estimation into an equivalent optimization problem. + +Proposition 2 (Glomizer of a quadratic The glo, where $\pmb { \mu }$ gind $\begin{array} { r } { \mathcal { Q } ( \pmb { \theta } ) : = \frac { 1 } { 2 } \pmb { \theta } ^ { \top } \mathbf { A } \pmb { \theta } - \mathbf { b } ^ { \top } \pmb { \theta } } \end{array}$ $\begin{array} { r } { \mathbf { A } : = \sum _ { i = 1 } ^ { N } q _ { i } \pmb { \Sigma } _ { i } ^ { - 1 } } \end{array}$ $\begin{array} { r } { \mathbf { b } : = { \bar { \sum } } _ { i = 1 } ^ { N } q _ { i } { \Sigma } _ { i } ^ { - 1 } \pmb { \mu } _ { i } } \end{array}$ + +Proposition 2 allows us to obtain a good estimate of $\pmb { \mu }$ by running stochastic optimization of the quadratic objective $\mathcal { Q } ( \pmb { \theta } )$ on the server. Note that the gradient of $\mathcal { Q } ( \pmb { \theta } )$ has the following form: + +$$ +\nabla \mathcal { Q } ( \pmb { \theta } ) : = \sum _ { i = 1 } ^ { N } q _ { i } \Sigma _ { i } ^ { - 1 } ( \pmb { \theta } - \pmb { \mu } _ { i } ) , +$$ + +which suggests that we can obtain $\pmb { \mu }$ by using the same Algorithm 1 as FEDAVG but using different client updates: $\Delta _ { i } : = \Sigma _ { i } ^ { - 1 } ( \pmb \theta - \pmb \mu _ { i } )$ . Importantly, as long as clients are able to compute $\Delta _ { i }$ ’s, this approach will result in $\mathcal O ( d )$ communication and $\mathcal O ( d )$ server computation cost per round. + +(2) Efficient local posterior inference. To compute $\Delta _ { i }$ , each client needs to be able to estimate the local posterior means and covariances. We propose to use stochastic gradient Markov chain Monte Carlo (SG-MCMC, Welling & Teh, 2011; Ma et al., 2015) for approximate sampling from local posteriors on the clients, so that these samples can be used to estimate $\hat { \pmb { \mu } } _ { i }$ ’s and $\hat { \Sigma } _ { i }$ ’s. Specifically, we use a variant of SGMCMC3 with iterate averaging (IASG, Mandt et al., 2017), which involves: (a) running local SGD for some number of steps to mix in the Markov chain, then (b) continued running of SGD for more steps to periodically produce samples via Polyak averaging (Polyak & Juditsky, 1992) of the intermediate iterates (Algorithm 4). The more computation we can run locally on the clients each round, the more posterior samples + +# Algorithm 4 IASG Sampling (CLIENTMCMC) + +input initial $\pmb { \theta }$ , loss $f _ { i } ( \pmb \theta )$ , optimizer CLIENTOPT $( \alpha )$ , $B$ : burn-in steps, $K$ : steps per sample, $\ell$ : # samples. // Burn-in +1: for step $t = 1 , \ldots , B$ do +2: $\pmb \theta \gets \mathrm { C L I E N T O P T } ( \pmb \theta , \hat { \nabla } f _ { i } ( \pmb \theta ) )$ +3: end for +// Sampling +4: for sample $s = 1 , \ldots , \ell$ do +5: $S _ { \theta } \gets \emptyset$ // Initialize iterates 6: for step $t = 1 , \ldots , K$ do +7: $\begin{array} { r l } & { \pmb { \theta } \overset { \cdot } { } \mathrm { C L I E N T O P T } ( \pmb { \theta } , \hat { \nabla } f _ { i } ( \pmb { \theta } ) ) } \\ & { S _ { \pmb { \theta } } S _ { \pmb { \theta } } \cup \{ \pmb { \theta } \} } \end{array}$ +8: +9: end for +10: $\pmb { \theta } _ { s } \gets \mathrm { A V E R A G E } ( S _ { \pmb { \theta } } )$ // Average iterates 11: end for +output samples $\{ \pmb \theta _ { 1 } , \dots , \pmb \theta _ { \ell } \}$ + +can be produced, resulting in better estimates of the local moments. + +(3) Efficient computation of the deltas. Even if we can obtain samples $\{ \hat { \pmb { \theta } } _ { 1 } , \dots , \hat { \pmb { \theta } } _ { \ell } \}$ via MCMC and use them to estimate local moments, $\hat { \pmb { \mu } } _ { i }$ and $\hat { \Sigma } _ { i }$ , computing $\Delta _ { i }$ naïvely would still require inverting a $d \times d$ matrix, i.e., $\mathcal { O } ( d ^ { 3 } )$ compute and $O ( d ^ { 2 } )$ memory. The good news is that we are able to show that clients can compute $\Delta _ { i }$ ’s much more efficiently, in $\mathcal O ( d )$ time and memory, using a dynamic programming algorithm and appropriate mean and covariance estimators. + +Theorem 3 Given $\ell$ approximate posterior samples $\{ \hat { \pmb { \theta } } _ { 1 } , \dots , \hat { \pmb { \theta } } _ { \ell } \}$ , let $\hat { \pmb { \mu } } _ { \ell }$ be the sample mean, $\hat { \mathbf { S } } _ { \ell }$ be the sample covariance, and $\hat { \Sigma } _ { \ell } : = \rho _ { \ell } { \bf I } + ( 1 - \rho _ { \ell } ) \hat { \bf S } _ { \ell }$ be a shrinkage estimator (Ledoit & Wolf, 2004b) of the covariance with $\rho _ { \ell } : = 1 / ( 1 + ( \ell - 1 ) \rho ) .$ for some $\rho \in [ 0 , + \infty )$ . Then, for any $\pmb { \theta }$ , we can compute $\hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } = \hat { \pmb { \Sigma } } _ { \ell } ^ { - 1 } ( \pmb { \theta } - \hat { \pmb { \mu } } _ { \ell } )$ in $\mathcal { O } ( \ell ^ { 2 } d )$ time and using $O ( \ell d )$ memory. + +Proof [Sketch] We give a constructive proof by designing an efficient algorithm for computing $\hat { \Delta } _ { \ell }$ . Our approach is based on two key ideas: + +1. We prove that the specified shrinkage estimator of the covariance has a recursive decomposition into rank-1 updates, i.e., $\hat { \mathbf { \Sigma } } _ { t } = \hat { \mathbf { \Sigma } } _ { t - 1 } + \boldsymbol { c } _ { t } \cdot \mathbf { x } _ { t } ^ { \top } \mathbf { x } _ { t }$ , where $c _ { t }$ is a constant and $\mathbf { x } _ { t }$ is some vector. This allows us to leverage the Sherman-Morrison formula for computing the inverse of $\hat { \Sigma } _ { \ell }$ . +2. Further, we design a dynamic programming algorithm for computing $\hat { \Delta } _ { \ell }$ exactly without storing the covariance matrix or its inverse. Our algorithm is online and allows efficient updates of $\hat { \Delta } _ { \ell }$ as more posterior samples become available. + +See Appendix C for the full proof and derivation of the algorithm. + +Note that the computational cost of $\hat { \Delta } _ { \ell }$ consists of two components: (i) the cost of producing $\ell$ approximate local posterior samples using IASG and (ii) the cost of solving a linear system using dynamic programming. How much of an overhead does it add compared to simply running local SGD? It turns out that in practical settings the overhead is almost negligible. Table 1 shows the time it takes a client to compute the updates based on 5 local epochs (100 steps per epoch) using different + +Table 1: Computational complexity of the client updates for methods that use 5 local epochs measured in milliseconds ( $\%$ denotes relative increase). + +
Dim△FEDAVG|△(DP)△e(exact)
1007291+26%82+12%
1K7692+21%104+36%
10K8093+16%797+896%
100K149155+4%
+ +algorithms (FEDAVG vs. our approach with exact or dynamic programming (DP) matrix inversion) on synthetic linear regressions. As the dimensionality grows, computational complexity of DP-based estimation of $\hat { \Delta } _ { \ell }$ becomes nearly identical to FEDAVG, which indicates that the majority of the cost in practice would come from SGD steps rather than our dynamic programming procedure. + +The final algorithm, discussion, and implications. Putting all the pieces together, we arrive at the federated posterior averaging (FEDPA) algorithm for approximately computing the mode of the global posterior over multiple communication rounds. Our algorithm is a variant of generalized federated optimization (Algorithm 1) with a new client update procedure (Algorithm 3). Importantly, this also implies that FEDAVG can be viewed as posterior inference algorithm that estimates $\hat { \Sigma }$ with an identity and, as a result, obtains biased client deltas $\hat { \Delta } _ { \mathrm { F E D A v G } } : = \mathbf { I } ( \pmb \theta - \hat { \mu } )$ . + +In Fig. 1 in the introduction, we demonstrate the differences in behavior between FEDAVG and FEDPA that stem from the differences in their client updates. Biased client updates make FEDAVG converge to a suboptimal point; moreover, increasing local computation only pushes the fixed point further away from the global optimum. On the other hand, FEDPA converges faster and to a better optimum, trading off bias for slightly more variance (becomes visible only closer to convergence). We see that FEDPA also substantially benefits from more local computation (more local samples). + +Since the main difference between FEDAVG and FEDPA is, in fact, the bias-variance trade off in the server gradient estimates (Eq. 4), we can view both methods as biased SGD (Ajalloeian & Stich, 2020) and reason about their convergence rates as well as distances between their fixed points and correct global optima as functions of the gradient bias. In Appendix A, we provide further details, discuss convergence, empirically quantify the bias and variance of the client updates for both methods, and analyse the effects of the sampling-based approximations on the behavior of FEDPA. + +# 5 EXPERIMENTS + +Using a suite of realistic benchmark tasks introduced by Reddi et al. (2020), we evaluate FEDPA against several competitive baselines: the best versions of FEDAVG with adaptive optimizers as well as MIME (Karimireddy et al., 2020)—a recently-proposed FEDAVG variant that also works with stateless clients, but uses control-variates and server-level statistics to mitigate convergence issues. + +Table 2: Statistics on the data and tasks. The number of examples per client are given with one standard deviation across the corresponding set of clients (denoted with $\pm$ ). See description of the tasks in the text. + +
DatasetTask# classes# clients (train/test)# examples p/ client (train/test)
EMNIST-62CR623,400 / 3,400198 ± 77 /23±9
CIFAR-100IR100500/100100 ±0/100±0
StackOverflowLR500342,477 / 204,088397 ± 1279 /81± 301
NWP10,000
+ +# 5.1 THE SETUP + +Datasets and tasks. The four benchmark tasks are based on the following three datasets (Table 2): EMNIST (Cohen et al., 2017), CIFAR100 (Krizhevsky et al., 2009), and StackOverflow (StackOverflow, 2016). EMNIST (handwritten characters) and CIFAR100 (RGB images) are used for multi-class image classification tasks. StackOverflow (text) is used for next-word prediction (also a multi-class classification task, historically denoted NWP) and tag prediction (a multi-label classification task, historically denoted LR because a logistic regression model is used). EMNIST was partitioned by authors (Caldas et al., 2018), CIFAR100 was partitioned randomly into 600 clients with a realistic heterogeneous structure (Reddi et al., 2020), and StackOverflow was partitioned by its unique users. All datasets were preprocessed using the code provided by Reddi et al. (2020). + +Methods and models. We use a generalized framework for federated optimization (Algorithm 1), which admits arbitrary adaptive server optimizers and expects clients to compute model deltas. As a baseline, we use federated averaging with adaptive optimizers (or with momentum) on the server and refer to it as FEDAVG-1E or FEDAVG-ME, which stands for 1 or multiple local epochs performed by clients at each round, respectively.4 The number of local epochs in the multi-epoch versions is a hyperparameter. We use the same framework for federated posterior averaging and refer to it as FEDPA-ME. As our clients use IASG to produce approximate posterior samples, collecting a single sample per epoch is optimal (Mandt et al., 2017). Thus FEDPA-ME uses M samples to estimate client deltas and has the same local and global computational complexity as FEDAVG-ME but with two extra hyperparameters: the number of burn-in rounds and the shrinkage coefficient $\rho$ from Theorem 3. As in Reddi et al. (2020), we use the following model architectures for each task: CNN for EMNIST-62, ResNet-18 for CIFAR-100, LSTM for StackOverflow NWP, and multi-label logistic regression on bag-of-words vectors for StackOverflow LR (for details see Appendix D). + +![](images/294d2be66a3f59da0d23a7605e00ac461dcf9cd45cb77926477902671031de9d.jpg) +(a) CIFAR-100: Evaluation loss (left) and accuracy (right) for FEDAVG-ME and FEDPA-ME. +Figure 2: Evaluation metrics for FEDAVG and FEDPA computed at each training round on (a) CIFAR-100 and (b) StackOverflow LR. During the initial rounds (the “burn-in phase”), FEDPA computes deltas the same way as FEDAVG; after that, FEDPA computes deltas using Algorithm 3 and approximate posterior samples. + +Hyperparameters. For hyperparameter tuning, we first ran small grid searches for FEDAVG-ME using the best server optimizer and corresponding learning rate grids from Reddi et al. (2020). Then, we used the best FEDAVG-ME configuration and did a small grid search to tune the additional hyperparameters of FEDPA-ME, which turned out not to be very sensitive (i.e., many configurations provided results superior to FEDAVG). More hyperparameter details can be found in Appendix D. + +Metrics. Since both speed of learning as well as final performance are important quantities for federated learning, we measure: (i) the number of rounds it takes the algorithm to attain a desired level of an evaluation metric and (ii) the best performance attained within a specified number of rounds. For EMNIST-62, we measure the number of rounds it takes different methods to achieve $84 \%$ and $86 \%$ evaluation accuracy5, and the best validation accuracy attained within 500 and 1500 rounds. For CIFAR-100, we use the same metrics but use $30 \%$ and $40 \%$ as evaluation accuracy cutoffs and 1000 and 1500 as round number cutoffs. Finally, for StackOverflow, we measure the the number of rounds it takes to the best performance and evaluation accuracy (for the NWP task) and precision, recall at 5, macro- and micro-F1 (for the LR task) attained by round 1500. We note that the total number of rounds was selected based on computational considerations (to ensure reproducibility within a reasonable amount of computational cost) and the intermediate cutoffs were selected qualitatively to highlight some performance points of interest. In addition, we provide plots of the evaluation loss and other metrics for all methods over the course of training which show a much fuller picture of the behavior of the algorithms (most of the plots are given in Appendix E). + +Implementation and reproducibility. All our experiments on the benchmark tasks were conducted in simulation using TensorFlow Federated (TFF, Ingerman & Ostrowski, 2019). Synthetic experiments were conducted using JAX (Bradbury et al., 2018). The JAX implementation of the algorithms is available at https://github.com/alshedivat/fedpa. The TFF implementation will be released through https://github.com/google-research/federated. + +Table 3: Comparison of FEDPA with baselines. All metrics were computed on the evaluation sets and averaged over the last 100 rounds before the round limit was reached. The “number of rounds to accuracy” was determined based on the 10-round running average crossing the threshold for the first time. The arrows indicate whether higher $( \uparrow )$ or lower (↓) is better. The best performance in each column is denoted in bold. + +(a) EMNIST-62 + +
Method \@accuracy (%, 个) 500R1500Rrounds (#,↓) 84% 86%
AFO t80.486.8546 1291
MIME $83.1*84.9464 *
FEDAVG-1E83.986.5451 1360
FEDAVG-ME85.885.986
FEDPA-ME86.587.384 92
+ +(b) CIFAR-100 + +
Method \@accuracy (%, 个) 1000R1500Rrounds (#,↓) 30%40%
AFO t31.941.18981401
MIME t33.2*33.9680*
FEDAVG-1E24.231.71379
FEDAVG-ME40.242.1348896
FEDPA-ME44.346.3348543
+ +(c) StackOverflow + +
Method \MetricNWPLR (all metrics in %,↑)
accuracy (%,†↑)rounds (#,↓)precisionrecall@5ma-F1mi-F1
AFO +23.4104968.011
FEDAVG-1E22.8107474.5869.114.943.8
FEDAVG-ME23.087078.6568.715.643.3
FEDPA-ME23.480572.868.617.344.0
+ +† the best results taken from (Reddi et al., 2020). ‡ the best results taken from (Karimireddy et al., 2020). \* results were only available for the method trained to 1000 rounds. + +# 5.2 RESULTS ON BENCHMARK TASKS + +The effects of posterior correction of client deltas. As we demonstrated in Section 4, FEDPA essentially generalizes FEDAVG and only differs in the computation done on the clients, where we compute client deltas using an estimator of the local posterior inverse covariance matrix, $\boldsymbol { \Sigma } _ { i } ^ { - 1 }$ , which requires sampling from the posterior. To be able to use SG-MCMC for local sampling, we first run FEDPA in the burn-in regime (which is identical to FEDAVG) for a number of rounds to bring the server state closer to the clients’ local optima,6 after which we “turn on” the local posterior sampling. The effect of switching from FEDAVG to FEDPA for CIFAR-100 (after 400 burn-in rounds) and StackOverflow LR (after 800 burn-in rounds) is presented on Figs. 2a and 2b, respectively.7 During the burn-in phase, evaluation performance is identical for both methods, but once FEDPA starts computing client deltas using local posterior samples, the loss immediately drops and the convergence trajectory changes, indicating that FEDPA is able to avoid stagnation and make progress towards a better optimum. Similar effects are observed across all other tasks (see Appendix E).8 + +While the improvement of FEDPA over FEDAVG on some of the tasks is visually apparent (Fig. 2), we provide a more detailed comparison of the methods in terms of the speed of learning and the attained performance on all four benchmark tasks, summarized in Table 3 and discussed below. + +Results on EMNIST-62 and CIFAR-100. In Tables 3a and 3b, we present a comparison of FEDPA against: tuned FEDAVG with a fixed client learning rate (denoted FEDAVG-1E and FEDAVG-ME), the best variation of adaptive FEDAVG from Reddi et al. (2020) with exponentially decaying client learning rates (denoted AFO), and MIME of Karimireddy et al. (2020). With more local epochs, we see significant improvement in terms of speed of learning: both FEDPA-ME and FEDAVG-ME achieve $84 \%$ accuracy on EMNIST-62 in under 100 rounds (similarly, both methods attain $30 \%$ on CIFAR-100 by round 350). However, more local computation eventually hurts FEDAVG leading to worse optima: on EMNIST-62, FEDAVG-ME is not able to consistently achieve $86 \%$ accuracy within 1500 rounds; on CIFAR-100, it takes extra 350 rounds for FEDAVG-ME to get to $40 \%$ accuracy. + +Finally, federated posterior averaging achieves the best performance on both tasks in terms of evaluation accuracy within the specified limit on the number of training rounds. On EMNIST-62 in particular, the final performance of FEDPA-ME after 1500 training rounds is $8 7 . 3 \%$ , which, while only a $0 . 5 \%$ absolute improvement, bridges $4 1 . 7 \%$ of the gap between the centralized model accuracy $( 8 8 \% )$ and the best federated accuracy from previous work $8 6 . 8 \%$ , Reddi et al., 2020). + +Results on StackOverflow NWP and LR. Results for StackOverflow are presented in Table 3c. Although not as pronounced as for image datasets, we observe some improvement of FEDPA over FEDAVG here as well. For NWP, we have an accuracy gain of $0 . 4 \%$ over the best baseline. For the LR task, we compare methods in terms of average precision, recall at 5, and macro-/micro-F1. The first two metrics have appeared in some prior FL work, while the latter two are the primary evaluation metrics typically used in multi-label classification work (Gibaja & Ventura, 2015). Interestingly, while FEDPA underperforms in terms of precision and recall, it substantially outperforms in terms of micro- and macro-averaged F1, especially the macro-F1. This indicates that while FEDAVG learns a model that can better predict high-frequency labels, FEDPA learns a model that better captures rare labels (Yang, 1999; Yang & Liu, 1999). Interestingly, note while FEDPA improves on F1 metrics and has almost the same recall at 5, it’s precision after 1500 rounds is worse than FEDAVG. A more detailed discussion along with training curves for each evaluation metric are provided in Appendix E. + +# 6 CONCLUSION AND FUTURE DIRECTIONS + +In this work, we presented a new perspective on federated learning based on the idea of global posterior inference via averaging of local posteriors. Applying this perspective, we designed a new algorithm that generalizes federated averaging, is similarly practical and efficient, and yields state-of-the-art results on multiple challenging benchmarks. While our algorithm required a number of specific approximation and design choices, we believe that the underlying approach has potential to significantly broaden the design space for FL algorithms beyond purely optimization techniques. + +Limitations and future work. As we mentioned throughout the paper, our method has a number of limitations due to the design choices, such as specific posterior sampling and covariance estimation techniques. While in the appendix we analyzed the effects of some of these design choices, exploration of: (i) other sampling strategies, (ii) more efficient covariance estimators (Hsieh et al., 2013), (iii) alternatives to MCMC (such as variational inference), and (iv) more general connections with Bayesian deep learning are all interesting directions to pursue next. Finally, while there is a known, interesting connection between posterior sampling and differential privacy (Wang et al., 2015), better understanding of privacy implications of posterior inference in federated settings is an open question. + +# ACKNOWLEDGMENTS + +The authors would like to thank Zachary Charles for the invaluable feedback that influenced the design of the methods and experiments, and Brendan McMahan, Zachary Garrett, Sean Augenstein, Jakub Konecný, Daniel Ramage, Sanjiv Kumar, Sashank Reddi, Jean-François Kagy for many insightful ˇ discussions, and Willie Neiswanger for helpful comments on the early drafts. + +# REFERENCES + +Ahmad Ajalloeian and Sebastian U Stich. Analysis of sgd with biased gradient estimators. arXiv preprint arXiv:2008.00051, 2020. + +Keith Bonawitz, Hubert Eichner, Wolfgang Grieskamp, Dzmitry Huba, Alex Ingerman, Vladimir Ivanov, Chloe Kiddon, Jakub Konecnˇ y, Stefano Mazzocchi, H Brendan McMahan, et al. 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In Proceedings of the 22nd annual international ACM SIGIR conference on Research and development in information retrieval, pp. 42–49, 1999. + +Hao Yu, Sen Yang, and Shenghuo Zhu. Parallel restarted sgd with faster convergence and less communication: Demystifying why model averaging works for deep learning. In Proceedings of the AAAI Conference on Artificial Intelligence, volume 33, pp. 5693–5700, 2019. + +Yue Zhao, Meng Li, Liangzhen Lai, Naveen Suda, Damon Civin, and Vikas Chandra. Federated learning with non-iid data. arXiv preprint arXiv:1806.00582, 2018. + +# A PRELIMINARY ANALYSIS AND ABLATIONS + +In Section 4, we derived federated posterior averaging (FEDPA) starting with the global posterior decomposition (Proposition 1, which is exact) and applying the following three approximations: + +1. The Laplace approximation of the local and global posterior distributions. +2. The shrinkage estimation of the local moments. +3. Approximate sampling from the local posteriors using MCMC. + +We have also observed that FEDAVG is a special case of FEDPA (from the algorithmic point of view) since it can be viewed as also using the Laplace approximation for the posteriors, but estimating loca covariances $\hat { \Sigma } _ { i }$ ’s with identities and local means using the final iterates of local SGD. + +In this section, we analyze the effects of approximations 2 and 3 on the convergence of FEDPA. Specifically, we first discuss the convergence rates of FEDAVG and FEDPA as biased stochastic gradient optimization methods (Ajalloeian & Stich, 2020). We show how the bias and variance of the client deltas behave for FEDAVG and FEDPA as functions of the number samples. We also analyze the quality of samples produced by IASG (Mandt et al., 2017) and how they depend on the amount of local computation and hyperparameters. Our analyses are conducted empirically on synthetic data. + +# A.1 DISCUSSION OF THE CONVERGENCE OF FEDPA VS. FEDAVG + +First, observe that if each client is able to perfectly estimate their $\Delta _ { i } = \Sigma _ { i } ^ { - 1 } ( \pmb \theta - \pmb \mu )$ , the problem solved by Algorithmstochastic gradients, $\begin{array} { r } { \Delta : = \bar { \frac { 1 } { M } } \bar { \sum } _ { i = 1 } ^ { M } \Delta _ { i } } \end{array}$ s an optimiz. The noise in n of ae gradi adratic objective using unbiaseds in this case comes from the fact that the server interacts with only a small subset of $M$ out of $N$ clients in each round. This is a classical stochastic optimization problem with well-known convergence rates under some assumptions on the norm of the stochastic gradients (e.g., Nemirovski et al., 2009). The rate of convergence for√ SGD with a $\mathcal { O } ( t ^ { - 1 } )$ decaying learning rate used on the server is $\mathcal { O } ( 1 / \sqrt { t } )$ . It can be further improved to $\mathcal { O } ( 1 / t )$ using Polyak momentum (Polyak, 1964) or iterate averaging (Polyak & Juditsky, 1992). + +In reality, both FEDAVG and FEDPA produce biased estimates $\hat { \Delta } _ { \mathrm { F E D A V G } }$ and $\hat { \Delta } _ { \mathrm { F E D P A } }$ , respectively. Thus, we can analyze the problem as SGD with biased stochastic gradient estimates and let $\hat { \Delta } _ { t } : =$ $\nabla F ( \pmb { \theta } _ { t } ) + \mathbf { b } ( \pmb { \theta } _ { t } ) + \mathbf { n } ( \pmb { \theta } _ { t } )$ where $\mathbf { b } ( \pmb \theta _ { t } )$ and $\mathbf { n } ( \pmb \theta _ { t } , \xi )$ are bias and noise terms. Following Ajalloeian & Stich (2020), we can further assume that the bias and noise terms are norm-bounded as follows. + +Assumption 4 ( $( m , \zeta ^ { 2 } )$ -bounded bias) There exist constants $0 \leq m < 1$ and $\zeta ^ { 2 } \geq 0$ such that + +$$ +\| \mathbf { b } ( \pmb \theta ) \| ^ { 2 } \leq m \| \nabla F ( \pmb \theta ) \| ^ { 2 } + \zeta ^ { 2 } , \quad \forall \pmb \theta \in \mathbb { R } ^ { d } . +$$ + +ssumption 5 $( ( M , \sigma ^ { 2 } )$ -bounded noise) There exist constants $0 \leq M < 1$ and $\sigma ^ { 2 } \geq 0$ such tha + +$$ +\begin{array} { r } { \mathbb { E } _ { \xi } \left[ \| { \mathbf n } ( \pmb { \theta } , \xi ) \| ^ { 2 } \right] \le M \| \nabla F ( \pmb { \theta } ) \| ^ { 2 } + \sigma ^ { 2 } , \quad \forall \pmb { \theta } \in \mathbb { R } ^ { d } . } \end{array} +$$ + +Under these general assumptions, the following convergence result holds. + +Theorem 6 (Ajalloeian & Stich (2020), Theorem 2) Let $F ( \pmb \theta )$ be $L$ -smooth. Then SGD with a learning rate $\begin{array} { r } { \alpha : = \operatorname* { m i n } \left\{ \frac { 1 } { L } , \frac { 1 - m } { 2 M L } , \left( \frac { L F } { \sigma ^ { 2 } T } \right) ^ { 1 / 2 } \right\} } \end{array}$ and gradients that satisfy Assumptions 4, 5 achieves the vicinity of a stationary point, E $\begin{array} { r } { \dot { \mathrm { ~ ~ \cal ~ l ~ } } [ \| \nabla F ( \pmb { \theta } ) \| ^ { 2 } ] = \mathcal { O } \left( \varepsilon + \frac { \zeta ^ { 2 } } { 1 - m } \right) } \end{array}$ , i n $T$ iterations, where + +$$ +T = \mathcal { O } \left( \frac { 1 } { \varepsilon } \left[ 1 + \frac { M } { 1 - m } + \frac { \sigma ^ { 2 } } { \varepsilon ( 1 - m ) } \right] \right) \frac { L F } { 1 - m } . +$$ + +Note that SGD with biased gradients is able to converge to a vicinity of the optimum determined by the bias term $\zeta ^ { 2 } / ( 1 - m )$ . For FEDAVG, since the bias is not countered, this term determines the distance between the stationary point and the true global optimum. For FEDPA, since $\hat { \Delta } _ { \mathrm { F E D P A } } \pmb { \Delta }$ with more local samples, the bias should vanish as we increase the amount of local computation. + +Determining the precise statistical dependence of the gradient bias on the local samples is beyond the scope of this work. However, to gain more intuition about the differences in behavior of FEDPA and FEDAVG, below we conduct an empirical analysis of the bias and variance of the estimated client deltas on synthetic least squares problems, for which exact deltas can be computed analytically. + +(a) FEDAVG bias and variance as functions of the number of local steps. + +![](images/ed7cde9405ddbaf2e33801ac03b498444d060ad6827e4f69f622009528d1d34b.jpg) + +(b) FEDPA bias and variance as functions of the number of local steps. The burn-in steps were not included. For dimensionality 10, 100, and 1000, the shrinkage $\rho$ was fixed to 0.01, 0.005, and 0.001, respectively. + +![](images/a0412902fbc829cfc21bb1569e42a5d92fb7e272c274ef9ffb9beeda384fa074.jpg) + +(c) FEDPA bias and variance as functions of the shrinkage parameter. For dimensionality 10, 100, and 1000, the number of local steps was fixed to 5,000, 10,000, and 50,000, respectively. + +![](images/b36fb28dbb218185a90f10a6545cd1a03dc0d5e0fe4e0ea34d2ccf2a1da590b7.jpg) +Figure 3: The bias and variance tradeoffs for FEDAVG and FEDPA as functions of the estimation parameters. + +Quantifying empirically the bias and variance of $\hat { \Delta }$ for FEDPA and FEDAVG. We measure the empirical bias and variance of the client deltas computed by each of the methods on the synthetic least squares linear regression problems generated according to Guyon (2003) using the make_regression function from scikit-learn.9 The problems were generated as follows: for each dimensionality (10, 100, and 1000 features), we generated 10 random least squares problems, each of which consisted of 500 synthetic data points. Next, for each of the problems we generated 10 random initial model parameters $\{ \pmb { \theta } _ { 1 } , \dots , \pmb { \theta } _ { 1 0 } \}$ and for each of the parameters we computed the exact $\Delta _ { i }$ as well as $\hat { \Delta } _ { \mathrm { F E D A V G } , i }$ and $\hat { \Delta } _ { \mathrm { F E D P A } , i }$ for different numbers of local steps; for $\hat { \Delta } _ { \mathrm { F E D P A } }$ we also varied the shrinkage hyperparameter. Using these sample estimates, we further computed the $L _ { 2 }$ -norm of the bias and the Frobenius norm of the covariance matrices as functions of the number of local steps. + +The results are presented on Fig. 3. From Fig. 3a, we see that as the amount of local computation increases, the bias in FEDAVG delta estimates grows and the variance reduces. For FEDPA (Fig. 3b), the trends turn out to be the opposite: as the number of local steps increases, the bias consistently reduces; the variance initially goes up, but with enough samples joins the downward trend. Note that the initial upward trend in the variance is due to the fact that we used the same fixed shrinkage $\rho$ regardless of the number of local steps. To avoid sharp increases in the variance, $\rho$ must be selected for each number of local steps separately; Fig. 3c demonstrates how the bias and variance depend on the shrinkage hyperparameter for some fixed number of local steps.10 + +# A.2 ANALYSIS OF THE QUALITY OF IASG-BASED SAMPLING AND COVARIANCE + +The more and better samples we can obtain locally, the lower the bias and variance of the gradients of $\mathcal { Q } ( \pmb { \theta } )$ will be, resulting in faster convergence to a fixed point closer to the global optimum. For local sampling, we proposed to use a variant of SG-MCMC called Iterate Averaged Stochastic Gradient (IASG) developed by Mandt et al. (2017), given in Algorithm 4. The algorithm generates samples by simply averaging every $K$ intermediate iterates produced by a client optimizer (typically, SGD with some a fixed learning rate $\alpha$ ) after skipping the first $B$ iterates as a burn-in phase.1 + +How good are the samples produced by IASG and how do different parameters of the algorithm affect the quality of the samples? To answer this question, we run IASG on synthetic least squares problems, for which we can compute the actual posterior distribution and measure the quality of the samples by evaluating the effective sample size (ESS, Liu, 1996; Owen, 2013). Given $\ell$ approximate posterior samples $\{ \pmb \theta _ { 1 } , \dots , \pmb \theta _ { \ell } \}$ , the ESS statistic can be computed as follows: + +$$ +\mathrm { E S S } \left( \{ \pmb { \theta } _ { i } \} _ { j = 1 } ^ { \ell } \right) : = { \Bigg ( } \sum _ { j = 1 } ^ { \ell } w _ { j } { \Bigg ) } ^ { 2 } \Bigg / \sum _ { j = 1 } ^ { \ell } w _ { j } ^ { 2 } ~ , +$$ + +where weights $w _ { j }$ must be proportional to the posterior probabilities, or equivalently to the loss. + +Effects of the dimensionality, the number of data points, and IASG parameters on ESS. The results of our synthetic experiments are presented below in Fig. 4. The takeaways are as follows: + +• More burn-in steps (or epochs) generally improve the quality of samples. +• The larger the number of steps per sample the better (less correlated) the samples are. +• The learning rate is the most sensitive and important hyperparameter—if too large, IASG might diverge (happened in the 1000 dimensional case); if too small, the samples become correlated. +• Finally, the quality of the samples deteriorates with the increase in the number of dimensions. + +![](images/dd2becfed73f73c40e65b83ca70aa0ecc982fdc480126b938cabb9e516eccd13.jpg) +(a) ESS as a function of the number of burn-in steps. (Steps per sample: 50.) +Figure 4: The ESS statistics for samples produced by IASG on random synthetic least squares linear regression problems of dimensionality 10, 100, 1000. Total number of data points per problem: 500, batch size: 10. In (a) and (b) the learning rate was set to 0.1 for 10 and 100 dimensions, and 0.01 for 1000 dimensions. + +# B PROOFS + +Proposition 1 (Global Posterior Decomposition) Under the uniform prior, any global posterior distribution that exists decomposes into a product of local posteriors: $\begin{array} { r } { \mathbb { P } \overset { \cdot } { ( \pmb { \theta } \mid D ) } \propto \prod _ { i = 1 } ^ { N } \bar { \mathbb { P } } \left( \pmb { \theta } \mid D _ { i } \right) } \end{array}$ + +Proof Under the uniform prior, the following equivalence holds for $\mathbb { P } \left( \pmb { \theta } \ | \ D \right)$ as a function of $\pmb \theta$ : + +$$ +\mathbb { P } \left( \pmb { \theta } | D \right) \propto \mathbb { P } \left( D \mid \pmb { \theta } \right) = \prod _ { z \in D } \mathbb { P } \left( z \mid \pmb { \theta } \right) = \prod _ { i = 1 } ^ { N } \prod _ { z \in D _ { i } } \mathbb { P } \left( z \mid \pmb { \theta } \right) \propto \prod _ { i = 1 } ^ { N } \mathbb { P } \left( \pmb { \theta } \mid D _ { i } \right) +$$ + +The proportionality constant between the left and right hand side in Eq. 8 is $\begin{array} { r } { \prod _ { i = 1 } ^ { N } \mathbb { P } \left( D _ { i } \right) / \mathbb { P } \left( D \right) } \end{array}$ . + +Proposition 2 (Glomizer of a quadratic The glo, where $\pmb { \mu }$ gind $\begin{array} { r } { \mathcal { Q } ( \pmb { \theta } ) : = \frac { 1 } { 2 } \pmb { \theta } ^ { \top } \mathbf { A } \pmb { \theta } - \mathbf { b } ^ { \top } \pmb { \theta } } \end{array}$ $\begin{array} { r } { \mathbf { A } : = \sum _ { i = 1 } ^ { N } q _ { i } \pmb { \Sigma } _ { i } ^ { - 1 } } \end{array}$ $\begin{array} { r } { \mathbf { b } : = \sum _ { i = 1 } ^ { N } q _ { i } \Sigma _ { i } ^ { - 1 } \pmb { \mu } _ { i } } \end{array}$ + +Proof The statement of the proposition (implicitly) assumes that all matrix inverses exist. Then, the quadratic $\mathcal { Q } ( \pmb { \theta } )$ is positive definite (PD) since $\mathbf { A }$ is PD as a convex combination of PD matrices $\boldsymbol { \Sigma } _ { i } ^ { - 1 }$ . Thus, the quadratic has a unique solution $\pmb { \theta } ^ { \star }$ where the gradient of the objective vanishes: + +$$ +\mathbf { A } \pmb { \theta } ^ { \star } - \mathbf { b } = 0 \quad \Rightarrow \quad \pmb { \theta } ^ { \star } = \mathbf { A } ^ { - 1 } \mathbf { b } = \left( \sum _ { i = 1 } ^ { N } q _ { i } \pmb { \Sigma } _ { i } ^ { - 1 } \right) ^ { - 1 } \sum _ { i = 1 } ^ { N } q _ { i } \pmb { \Sigma } _ { i } ^ { - 1 } \pmb { \mu } _ { i } \equiv \pmb { \mu } , +$$ + +which implies that $\pmb { \mu }$ is the unique minimizer of $\mathcal { Q } ( \pmb { \theta } )$ . + +# C COMPUTATION OF CLIENT DELTAS VIA DYNAMIC PROGRAMMING + +In this section, we provide a constructive proof for the following theorem by designing an efficient algorithm for computing $\hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } = \hat { \pmb { \Sigma } } _ { \ell } ^ { - 1 } ( \pmb { \theta } - \hat { \pmb { \mu } } _ { \ell } )$ on the clients in time and memory linear in the number of dimensions $d$ of the parameter vector $\pmb { \theta } \in \mathbb { R } ^ { d }$ . + +Theorem 3 Given $\ell$ approximate posterior samples $\{ \hat { \pmb { \theta } } _ { 1 } , \dots , \hat { \pmb { \theta } } _ { \ell } \}$ , let $\hat { \pmb { \mu } } _ { \ell }$ be the sample mean, $\hat { \mathbf { S } } _ { \ell }$ be the sample covariance, and $\hat { \Sigma } _ { \ell } : = \rho _ { \ell } { \bf I } + ( 1 - \rho _ { \ell } ) \hat { \bf S } _ { \ell }$ be a shrinkage estimator (Ledoit & Wolf, 2004b) of the covariance with $\rho _ { \ell } : = 1 / ( 1 + ( \ell - 1 ) \rho )$ for some $\rho \in [ 0 , + \infty )$ . Then, for any $\pmb { \theta }$ , we can compute $\hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } = \hat { \pmb { \Sigma } } _ { \ell } ^ { - 1 } ( \pmb { \theta } - \hat { \pmb { \mu } } _ { \ell } )$ in $\mathcal { O } ( \ell ^ { 2 } d )$ time and using $O ( \ell d )$ memory. + +The naïve computation of update vectors (i.e., where we first estimate $\hat { \pmb { \mu } } _ { \ell }$ and $\hat { \Sigma } _ { \ell }$ from posterior samples and use them to compute deltas) requires $\mathcal { O } ( d ^ { 2 } )$ storage and $\mathcal { O } ( d ^ { 3 } )$ compute on the clients and is both computationally and memory intractable. We derive an algorithm that, given $\ell$ posterior samples, allows us to compute $\hat { \Delta } _ { \ell }$ using only $O ( \ell d )$ memory and $\mathcal { O } ( \ell ^ { 2 } d )$ compute. + +The algorithm makes use of the following two components: + +1. The shrinkage estimator of the covariance (Ledoit & Wolf, 2004b), which is known to be well-conditioned even in high-dimensional settings (i.e., when the number of samples is smaller than the number of dimensions) and is widely used in econometrics (Ledoit & Wolf, 2004a) and computational biology (Schäfer & Strimmer, 2005). +2. Incremental computation of $\hat { \Sigma } _ { \ell } ^ { - 1 } ( \pmb { \theta } _ { \ell } - \hat { \pmb { \mu } } _ { \ell } )$ that exploits the fact that each new posterior sample only adds a rank-1 component to $\hat { \Sigma } _ { \ell }$ and applies the Sherman-Morrison formula to derive a dynamic program for updating $\hat { \Delta } _ { \ell }$ . + +Notation. For the sake of this discussion, we denote $\pmb { \theta }$ (i.e., the server state broadcasted to the clients at round $t$ ) as $\mathbf { x } _ { \mathrm { 0 } }$ , drop the client index $i$ , denote posterior samples as $\mathbf { x } _ { j }$ , sample mean as $\begin{array} { r } { \bar { \mathbf { x } } _ { \ell } : = \frac { 1 } { \ell } \sum _ { j = 1 } ^ { \ell } \mathbf { x } _ { j } } \end{array}$ , and sample covariance as $\begin{array} { r } { \hat { \mathbf { S } } _ { \ell } : = \frac { 1 } { \ell - 1 } \sum _ { j = 1 } ^ { \ell } ( { \mathbf { x } } _ { j } - \bar { \mathbf { x } } _ { \ell } ) ( { \mathbf { x } } _ { j } - \bar { \mathbf { x } } _ { \ell } ) ^ { \top } } \end{array}$ . + +# C.1 THE SHRINKAGE ESTIMATOR OF THE COVARIANCE + +Ledoit & Wolf (2004b) proposed to estimate a high-dimensional covariance matrix using a convex combination of identity matrix and sample covariance (known as the LW or shrinkage estimator): + +$$ +\hat { \Sigma } _ { \ell } ( \rho _ { \ell } ) : = \rho _ { \ell } { \bf I } + ( 1 - \rho _ { \ell } ) { \bf S } _ { \ell } , +$$ + +where $\rho _ { \ell }$ is a scalar parameter that controls the bias-variance tradeoff of the estimator. As an aside, while $\rho _ { \ell }$ can be arbitrary and the optimal $\rho _ { \ell }$ requires knowing the true covariance $\pmb { \Sigma }$ , there are near-optimal ways to estimate $\hat { \rho } _ { \ell }$ from the samples (Chen et al., 2010), which we discuss at the end of this section. + +In this section, we focus on deriving an expression for $\rho _ { t }$ as a function of $t = 1 , \ldots , \ell$ that ensures that the difference between $\hat { \Sigma } _ { t }$ and $\hat { \Sigma } _ { t - 1 }$ is a rank-1 matrix (this is not the case for arbitrary $\rho$ ’s). + +Derivation of a shrinkage estimator that admits rank-1 updates. Consider the following matrix: + +$$ +\begin{array} { r } { \tilde { \Sigma } _ { t } : = \mathbf { I } + \beta _ { t } \hat { \mathbf { S } } _ { t } , } \end{array} +$$ + +where $\beta _ { t }$ is a scalar function of $t = 1 , 2 , \ldots , \ell .$ . We would like to find $\beta _ { t }$ such that $\tilde { \Sigma } _ { t } = \tilde { \Sigma } _ { t - 1 } + \gamma _ { t } \mathbf { U } _ { t }$ , where $\mathbf { U } _ { t }$ is a rank-1 matrix, i.e., the following equality should hold: + +$$ +\beta _ { t } \hat { \mathbf { S } } _ { t } = \beta _ { t - 1 } \hat { \mathbf { S } } _ { t - 1 } + \gamma _ { t } \mathbf { U } _ { t } +$$ + +To determine the functional form of $\beta _ { t }$ , we need recurrent relationships for $\bar { \mathbf { x } } _ { t }$ and $\hat { \mathbf { S } } _ { t }$ . For the former, note that the following relationship holds for two consecutive estimates of the sample mean, $\bar { \mathbf { x } } _ { t - 1 }$ and $\bar { \mathbf { x } } _ { t }$ : + +$$ +\bar { \mathbf { x } } _ { t } = \frac { ( t - 1 ) \bar { \mathbf { x } } _ { t - 1 } + \mathbf { x } _ { t } } { t } = \bar { \mathbf { x } } _ { t - 1 } + \frac { 1 } { t } \big ( \mathbf { x } _ { t } - \bar { \mathbf { x } } _ { t - 1 } \big ) +$$ + +This allows us to expand $\hat { \mathbf { S } } _ { t }$ as follows: + +$$ +\begin{array} { r l } & { ( t - 1 ) \tilde { \mathbf { S } } _ { t } = \displaystyle \sum _ { j = 1 } ^ { t } ( \mathbf { x } _ { j } - \mathbf { x } _ { k , i } ) ( \mathbf { x } _ { j } - \mathbf { x } _ { k , i } ) ^ { \top } } \\ & { \qquad = \displaystyle \sum _ { j = 1 } ^ { t } \left( \mathbf { x } _ { j } - \mathbf { \bar { x } } _ { k - 1 } - \frac { \mathbf { x } _ { k } - \mathbf { \bar { x } } _ { k - 1 } } { L } \right) \left( \mathbf { x } _ { j } - \mathbf { \bar { x } } _ { k - 1 } - \frac { \mathbf { x } _ { k } - \mathbf { \bar { x } } _ { k - 1 } } { L } \right) ^ { \top } } \\ & { \qquad = \displaystyle \sum _ { j = 1 } ^ { t - 1 } ( \mathbf { x } _ { j } - \mathbf { \bar { x } } _ { k - 1 } ) \left( \mathbf { x } _ { j } - \mathbf { \bar { x } } _ { k - 1 } \right) ^ { \top } - 2 \frac { \mathbf { x } _ { k } - \mathbf { \bar { x } } _ { k - 1 } } { L } \displaystyle \sum _ { j = 1 } ^ { t - 1 } ( \mathbf { x } _ { j } - \mathbf { \bar { x } } _ { k - 1 } ) ^ { \top } + } \\ & { \qquad = \displaystyle \sum _ { j = 1 } ^ { t - 1 } ( \mathbf { x } _ { j } - \mathbf { \bar { x } } _ { k - 1 } ) ( \mathbf { \bar { x } } _ { k } - \mathbf { \bar { x } } _ { k - 1 } ) ^ { \top } + \left( \frac { t - 1 } { t } \right) ^ { 2 } \left( \mathbf { x } _ { t } - \mathbf { \bar { x } } _ { t - 1 } \right) ( \mathbf { x } _ { s } - \mathbf { \bar { x } } _ { t - 1 } ) ^ { \top } } \\ & { \qquad \quad \frac { t - 1 } { t ^ { 2 } } \left( \mathbf { x } _ { t } - \mathbf { \bar { x } } _ { t - 1 } \right) ( \mathbf { \bar { x } } _ { t } - \mathbf { \bar { x } } _ { t - 1 } ) ^ { \top } + \left( \frac { t - 1 } { t } \right) ^ { 2 } \left( \mathbf { \bar { x } } _ { t } - \mathbf { \bar { x } } _ { t - 1 } \right) ( \mathbf { x } _ { s } - \mathbf { \bar { x } } _ { t - 1 } ) ^ { \top } } \\ & \qquad = ( t - 2 ) \mathbf { \bar { x } } _ \end{array} +$$ + +Thus, we have the following recurrent relationship between $\hat { \mathbf { S } } _ { t }$ and $\hat { \bf S } _ { t - 1 }$ + +$$ +\hat { \bf S } _ { t } = \left( \frac { t - 2 } { t - 1 } \right) \hat { \bf S } _ { t - 1 } + \frac { 1 } { t } ( { \bf x } _ { t } - \bar { \bf x } _ { t - 1 } ) ( { \bf x } _ { t } - \bar { \bf x } _ { t - 1 } ) ^ { \top } +$$ + +Now, we can plug (15) into (12) and obtain the following equation: + +$$ +\beta _ { t } \left( \frac { t - 2 } { t - 1 } \right) \hat { \mathbf { S } } _ { t - 1 } + \frac { \beta _ { t } } { t } ( \mathbf { x } _ { t } - \bar { \mathbf { x } } _ { t - 1 } ) ( \mathbf { x } _ { t } - \bar { \mathbf { x } } _ { t - 1 } ) ^ { \top } = \beta _ { t - 1 } \mathbf { S } _ { t - 1 } + \gamma _ { t } \mathbf { U } _ { t } , +$$ + +which implies that $\mathbf { U } _ { t } : = \big ( \mathbf { x } _ { t } - \bar { \mathbf { x } } _ { t - 1 } \big ) \big ( \mathbf { x } _ { t } - \bar { \mathbf { x } } _ { t - 1 } \big ) ^ { \top }$ , $\gamma _ { t } : = \beta _ { t } / t$ , and the following telescoping expressions for $\beta _ { t }$ : + +$$ +\beta _ { t } = \left( \frac { t - 1 } { t - 2 } \right) \beta _ { t - 1 } = \left( \frac { t - 1 } { t - 2 } \cdot \frac { t - 2 } { t - 3 } \right) \beta _ { t - 2 } = \cdot \cdot \cdot = ( t - 1 ) \beta _ { 2 } , +$$ + +where we set $\beta _ { 2 } \equiv \rho \in [ 0 , + \infty )$ to be a constant. Thus, if we define $\tilde { \Sigma } _ { t } : = \mathbf { I } + \rho ( t - 1 ) \hat { \mathbf { S } } _ { t }$ , then the following recurrent relationships will hold: + +$$ +\begin{array} { r l } & { \tilde { \Sigma } _ { 1 } = { \bf I } , } \\ & { \tilde { \Sigma } _ { 2 } = { \bf I } + \rho \hat { \bf S } _ { 2 } = \tilde { \Sigma } _ { 1 } + \frac { \rho } { 2 } ( { \bf x } _ { 2 } - \bar { \bf x } _ { 1 } ) ( { \bf x } _ { 2 } - \bar { \bf x } _ { 1 } ) ^ { \top } , } \\ & { \tilde { \Sigma } _ { 3 } = { \bf I } + 2 \rho \hat { \bf S } _ { 3 } = \tilde { \Sigma } _ { 2 } + \frac { 2 \rho } { 3 } ( { \bf x } _ { 3 } - \bar { \bf x } _ { 2 } ) ( { \bf x } _ { 3 } - \bar { \bf x } _ { 2 } ) ^ { \top } , } \\ & { \qquad \quad \cdots } \\ & { \tilde { \Sigma } _ { t } = { \bf I } + ( t - 1 ) \rho \hat { \bf S } _ { t - 1 } = \tilde { \Sigma } _ { t - 1 } + \frac { ( t - 1 ) \rho } { t } ( { \bf x } _ { t } - \bar { \bf x } _ { t - 1 } ) ( { \bf x } _ { t } - \bar { \bf x } _ { t - 1 } ) ^ { \top } } \end{array} +$$ + +Finally, we can obtain a shrinkage estimator of the covariance from $\tilde { \Sigma } _ { n }$ by normalizing coefficients: + +$$ +\hat { \pmb { \Sigma } } _ { t } : = \underbrace { \frac { 1 } { 1 + ( t - 1 ) \rho } } _ { \rho _ { t } } \mathbf { I } + \underbrace { \frac { ( t - 1 ) \rho } { 1 + ( t - 1 ) \rho } } _ { 1 - \rho _ { t } } \hat { \mathbf { S } } _ { t } = \rho _ { t } \tilde { \mathbf { \Sigma } } _ { t } +$$ + +Note that $\hat { \Sigma } _ { 1 } \equiv \mathbf { I }$ and $\hat { \Sigma } _ { t } \to \mathbf S _ { t }$ as $t \to \infty$ + +C.2 COMPUTING DELTAS USING SHERMAN-MORRISON AND DYNAMIC PROGRAMMING + +Since $\hat { \Sigma } _ { \ell }$ is proportional to $\tilde { \Sigma } _ { \ell }$ and the latter satisfies recurrent rank-1 updates given in Eq. 18, denoting $\mathbf { u } _ { \ell } : = \mathbf { x } _ { \ell } - \bar { \mathbf { x } } _ { \ell - 1 }$ , we can express $\hat { \boldsymbol { \Sigma } } _ { \ell } ^ { - 1 } = \tilde { \boldsymbol { \Sigma } } _ { \ell } ^ { - 1 } / \rho _ { \ell }$ using the Sherman-Morrison formula: + +$$ +\tilde { \boldsymbol { \Sigma } } _ { \ell } ^ { - 1 } = \tilde { \boldsymbol { \Sigma } } _ { \ell - 1 } ^ { - 1 } - \frac { \gamma _ { \ell } \left( \tilde { \boldsymbol { \Sigma } } _ { \ell - 1 } ^ { - 1 } \mathbf { u } _ { \ell } \mathbf { u } _ { \ell } ^ { \top } \tilde { \boldsymbol { \Sigma } } _ { \ell - 1 } ^ { - 1 } \right) } { 1 + \gamma _ { \ell } \left( \mathbf { u } _ { \ell } ^ { \top } \tilde { \boldsymbol { \Sigma } } _ { \ell - 1 } ^ { - 1 } \mathbf { u } _ { \ell } \right) } +$$ + +Note that we would like to estimate $\hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } } \hat { \mathbf { \Delta } }$ , which can be done without computing or storing any matrices if we know $\tilde { \Sigma } _ { \ell - 1 } ^ { - 1 } \mathbf { u } _ { \ell }$ and $\tilde { \Sigma } _ { \ell - 1 } ^ { - 1 } ( \mathbf { x } _ { 0 } - \bar { \mathbf { x } } _ { \ell } )$ . + +Denoting $\tilde { \Delta } _ { t } : = \tilde { \Sigma } _ { t } ^ { - 1 } ( \mathbf x _ { 0 } - \bar { \mathbf x } _ { t } )$ , and knowing that $\mathbf { x } _ { 0 } - \bar { \mathbf { x } } _ { \ell } = \left( \mathbf { x } _ { 0 } - \bar { \mathbf { x } } _ { \ell - 1 } \right) - \mathbf { u } _ { \ell } / \ell$ (which follows from Eq. 13), we can compute $\hat { \Delta } _ { \ell }$ using the following recurrence: + +$$ +\begin{array} { r l } & { \tilde { \mathbf { A } } _ { 1 } : = \mathbf { x } _ { 0 } - \bar { \mathbf { x } } _ { 1 } , \quad \mathbf { v } _ { 1 , 2 } : = \mathbf { x } _ { 2 } - \bar { \mathbf { x } } _ { 1 } , } \\ & { \mathbf { u } _ { t } : = \mathbf { x } _ { t } - \bar { \mathbf { x } } _ { t - 1 } , \quad \mathbf { v } _ { t - 1 , t } : = \tilde { \dot { \Sigma } } _ { t - 1 } ^ { - 1 } \mathbf { u } _ { t } } \\ & { \tilde { \mathbf { A } } _ { t } = \tilde { \mathbf { A } } _ { t - 1 } - \left[ 1 + \frac { \gamma _ { t } \left( t \mathbf { u } _ { t } ^ { \top } \tilde { \mathbf { A } } _ { t - 1 } - \mathbf { u } _ { t } ^ { \top } \mathbf { v } _ { t - 1 , t } \right) } { 1 + \gamma _ { t } \left( \mathbf { u } _ { t } ^ { \top } \mathbf { v } _ { t - 1 , t } \right) } \right] \frac { \mathbf { v } _ { t - 1 , t } } { t } \quad / / \mathrm { r e c u r r e n c e ~ f o r ~ } \tilde { \mathbf { A } } _ { t } } \\ & { \hat { \mathbf { A } } _ { t } = \tilde { \mathbf { A } } _ { t } / \rho _ { t } } \end{array} +$$ + +Remember that our goal is to avoid storing $d \times d$ matrices throughout the computation. In the above recursive equations, all expressions depend only on vector-vector products except the one for $\mathbf { v } _ { t - 1 , t }$ which needs a matrix-vector product. To express the latter one in the form of vector-vector products, we need another 2-index recurrence on $\mathbf { v } _ { i , j } : = \tilde { \pmb { \Sigma } } _ { i } ^ { - 1 } \mathbf { u } _ { j }$ : + +$$ +\begin{array} { r l } & { \mathbf { v } _ { 1 , 2 } = \mathbf { u } _ { 2 } , \quad \mathbf { v } _ { 1 , 3 } = \mathbf { u } _ { 3 } , \quad \ldots \quad \mathbf { v } _ { 1 , t } = \mathbf { u } _ { t } } \\ & { \mathbf { v } _ { t - 1 , t } = \left[ \boldsymbol { \tilde { \Sigma } } _ { t - 2 } ^ { - 1 } - \frac { \gamma _ { t - 1 } \left( \boldsymbol { \tilde { \Sigma } } _ { t - 2 } ^ { - 1 } \mathbf { u } _ { t - 1 } \mathbf { u } _ { t - 1 } ^ { \top } \boldsymbol { \tilde { \Sigma } } _ { t - 2 } ^ { - 1 } \right) } { 1 + \gamma _ { t - 1 } \left( \mathbf { u } _ { t - 1 } ^ { \top } \boldsymbol { \tilde { \Sigma } } _ { t - 2 } ^ { - 1 } \mathbf { u } _ { t - 1 } \right) } \right] \mathbf { u } _ { t } \quad \mathrm { ~ / / ~ S h e r m a n - M o r r i s o n } } \\ & { \qquad = \mathbf { v } _ { t - 2 , t } - \frac { \gamma _ { t - 1 } \left( \mathbf { v } _ { t - 2 , t - 1 } ^ { \top } \mathbf { u } _ { t - 1 } \right) } { 1 + \gamma _ { t - 1 } \left( \mathbf { v } _ { t - 2 , t - 1 } ^ { \top } \mathbf { u } _ { t - 1 } \right) } \mathbf { v } _ { t - 2 , t - 1 } } \\ & { \qquad = \mathbf { v } _ { 1 , t } - \displaystyle \sum _ { k = 2 } ^ { t - 1 } \frac { \gamma _ { k } \left( \mathbf { v } _ { k - 1 , k } ^ { \top } \mathbf { u } _ { t } \right) } { 1 + \gamma _ { k } \left( \mathbf { v } _ { k - 1 , k } ^ { \top } \mathbf { u } _ { t } \right) } \mathbf { v } _ { k - 1 , k } } \end{array} +$$ + +Now, equipped with these two recurrences, given a stream of samples , we compute $\hat { \Delta } _ { t }$ for $t \geq 2$ based on $\mathbf { x } _ { t }$ , $\{ { \bf u } _ { k } \} _ { k = 1 } ^ { t - 1 }$ , $\left\{ \mathbf { v } _ { k - 2 , k - 1 } \right\} _ { k = 1 } ^ { t - 1 }$ and $\hat { \Delta } _ { t - 1 }$ using the following two steps: + +1. Compute $\mathbf { u } _ { t }$ and $\mathbf { v } _ { t - 1 , t }$ using the second recurrence. +2. Compute $\hat { \Delta } _ { t }$ from $\mathbf { u } _ { t }$ , $\mathbf { v } _ { t - 1 , t }$ , and $\hat { \Delta } _ { t - 1 }$ using the first recurrence. + +For each new sample in the sequence, we repeat the two steps to obtain the updated $\hat { \Delta } _ { t }$ estimate, until we have processed all $\ell$ samples. Note that the first step requires $\mathcal { O } ( t )$ vector-vector multiplies, i.e., $O ( t d )$ compute, and $\mathcal O ( d )$ memory, and the second step a $\mathcal { O } ( 1 )$ number of vector-vector multiplies. As a result, the computational complexity of estimating $\hat { \Delta } _ { \ell }$ is $\mathcal { O } ( \ell ^ { 2 } d )$ and the storage needed for the dynamic programming state represented by a tuple $\left( \{ \mathbf { u } _ { k } \} _ { k = 1 } ^ { t - 1 } , \left\{ \mathbf { v } _ { k - 2 , k - 1 } \right\} _ { k = 1 } ^ { t - 1 } , \hat { \Delta } _ { t - 1 } \right)$ is $O ( \ell d )$ . + +The any-time property of the resulting algorithm. Interestingly, the above algorithm is online as well as any-time in the following sense: as we keep sampling more from the posterior, the estimate of $\hat { \Delta }$ keeps improving, but if stopped at any time, the algorithm still produces the best possible estimate under the given time constraint. If the posterior sampler is stopped during the burn-in phase or after having produced only 1 posterior sample, the returned delta will be identical to FEDAVG. By spending more compute on the clients (and a bit of extra memory), with each additional posterior sample $\mathbf { x } _ { t }$ , we have $\mathbf { \widehat { \Delta } } \mathbf { \Delta } \hat { \mathbf { \Delta } } _ { t } \underset { t \infty } { \longrightarrow } \Sigma ^ { - 1 } ( \mathbf { x } _ { 0 } - \pmb { \mu } )$ . + +Optimal selection of $\rho$ . Note that to be able to run the above described algorithm in an online fashion, we have to select and commit to a $\rho$ before seeing any samples. Alternatively, if the online and any-time properties of the algorithm are unnecessary, we can first obtain $\ell$ posterior samples $\{ \mathbf { x } _ { k } \} _ { k = 1 } ^ { \ell }$ then infer a near-optimal $\hat { \rho } _ { \star }$ from these samples—e.g., using the Rao-Blackwellized version of the LW estimator (RBLW) or the oracle approximating shrinkage (OAS), both proposed and analyzed by Chen et al. (2010)—and then use the inferred $\hat { \rho } _ { \star }$ to compute the corresponding delta using our dynamic programming algorithm. + +# D DETAILS ON THE EXPERIMENTAL SETUP + +In this part, we provide additional details on our experimental setup, including a more detailed description of the datasets and tasks, models, methods, and hyperparameters. + +D.1 DATASETS, TASKS, AND MODELS + +Statistics of the datasets used in our empirical study can be found in Table 2. All the datasets and tasks considered in our study are a subset of the tasks introduced by Reddi et al. (2020). + +EMNIST-62. The dataset is comprised of $2 8 \times 2 8$ images of handwritten digits and lower and upper case English characters (62 different classes total). The federated version of the dataset was introduced by Caldas et al. (2018), and is partitioned by the author of each character. The heterogeneity of the dataset is coming from the different writing style of each author. We use this dataset for the character recognition task, termed EMNIST CR in Reddi et al. (2020) and the same model architecture, which is a 2-layer convolutional network with $3 \times 3$ kernel, max pooling, and dropout, followed by a 128-unit fully connected layer. The model was adopted from the TensorFlow Federated library: https://bit.ly/3l41LKv. + +CIFAR-100. The federated version of CIFAR-100 was introduced by Reddi et al. (2020). The training set of the dataset is partitioned among 500 clients, 100 data points per client. The partitioning was created using a two-step latent Dirichlet allocation (LDA) over to “coarse” to “fine” labels which created a label distribution resembling a more realistic federated setting. For the model, also following Reddi et al. (2020), we used a modified ResNet-18 with group normalization layer instead of batch normalization, as suggested by Hsieh et al. (2019). The model was adopted from the TensorFlow Federated library: https://bit.ly/33jMv6g. + +Table 4: Selected optimizers for each task. For SGD, $m$ denotes momentum. For Adam, $\beta _ { 1 } = 0 . 9 , \beta _ { 2 } = 0 . 9 9$ . + +
HyperparameterEMNIST-62CIFAR-100StackOverflowNWPStackOverflow LR
SERVEROPTCLIENTOPT# clients p/roundSGD (m = 0.9)SGD(m = 0.9)100SGD(m = 0.9)SGD(m = 0.9)20Adam(τ =10-3)SGD (m = 0.0)10Adagrad (τ = 10-5)SGD(m = 0.9)10
+ +Table 5: Hyperparameter grids for each task. + +
HyperparameterEMNIST-62CIFAR-100StackOverflow NWPStackOverflow LR
Server learning rate Client learning rate Client epochs{0.01,0.05,0.1,0.5,1, 5} {0.001,0.005,0.01,0.05,0.1}{0.01,0.05,0.1,0.5,1} {0.1,0.5,1,5,10} {0.01,0.05,0.1} {1,5,10,50,100} {2,5,10,20}
FEDPA burn-in FEDPA shrinkage{100,200,400,600,800} {0.0001,0.001,0.01,0.1,1}
+ +StackOverflow. The dataset consists of text (questions and answers) asked and answered by the total of 342,477 unique users, collected from https://stackoverflow.com. The federated version of the dataset partitions it into clients by the user. In addition, questions and answers in the dataset have associated metadata, which includes tags. We consider two tasks introduced by Reddi et al. (2020): the next word prediction task (NWP) and the tag prediction task via multi-label logistic regression. The vocabulary of the dataset is restricted to 10,000 most frequently used words for each task (i.e., the NWP task becomes a multi-class classification problem with 10,000 classes). The tags are similarly restricted to 500 most frequent ones (i.e., the LR task becomes a multi-label classification proble with 500 labels). + +For tag prediction, we use a simple linear regression model where each question or answer are represented by a normalized bag-of-words vector. The model was adopted from the TensorFlow Federated library: https://bit.ly/2EXjAeY. + +For the NWP task, we restrict each client to the first 128 sentences in their dataset, perform padding and truncation to ensure that sentences have 20 words, and then represent each sentence as a sequence of indices corresponding to the 10,000 frequently used words, as well as indices representing padding, out-of-vocabulary (OOV) words, beginning of sentence (BOS), and end of sentence (EOS). We note that accuracy of next word prediction is measured only on the content words and not on the OOV, BOS, and EOS symbols. We use an RNN model with 96-dimensional word embeddings (trained from scratch), 670-dimensional LSTM layer, followed by a fully connected output softmax layer. The model was adopted from the TensorFlow Federated library: https://bit.ly/2SoSi3X. + +# D.2 METHODS + +As mentioned in the main text, we used FEDAVG with adaptive server optimizers with 1 or multiple local epochs per client as our baselines. For each task, we selected the best server optimizer based on the results reported by Reddi et al. (2020), given in Table 4. We emphasize, even though we refer to all our baseline methods as FEDAVG, the names of the methods as given by Reddi et al. (2020) should be FEDAVGM for EMNIST-62 and CIFAR-100, FEDADAM for StackOverflow NWP and FEDADAGRAD for StackOverflow LR. Another difference between our baselines and Reddi et al. (2020) is that we ran SGD with momentum on the clients for EMNIST-62, CIFAR-100, and StackOverflow LR, as that improved performance of the methods with multiple epochs per client. + +Our FEDPA methods used the same configurations as FEDAVG baselines; moreover, FEDPA and FEDAVG were identical (algorithmically) during the burn-in phase and only different in the client-side computation during the sampling phase of FEDPA. + +Table 6: The best selected hyperparameters for each task. + +
HyperparameterEMNIST-62CIFAR-100StackOverflow NWPStackOverflow LR
Server learning rate0.50.51.05.0
Client learning rate0.010.010.150.0
Client epochs51055
FEDPA burn-in100400800800
FEDPA shrinkage0.10.010.010.01
+ +# D.3 HYPERPARAMETERS AND GRIDS + +All hyperparameter grids are given in Table 5. The best server and client learning rates were selected based on the FEDAVG performance and used for FEDPA. The best selected hyperparameters are given in Table 6. + +# E ADDITIONAL EXPERIMENTAL RESULTS + +We provide additional experimental results. As mentioned in the main text, the results presented in Table 3 were selected to highlight the differences between the methods with respect to two metrics of interest: (i) the number of rounds until the desired performance, and (ii) the performance achievable within a fixed number of rounds. A much fuller picture is given by the learning curves of each method. Therefore, we plot evaluation losses, accuracies, and metrics of interest over the course of training. On the plots, individual values at each round are indicated with $\times$ -markers and the 10-round running average with a line of the corresponding color. + +EMNIST-62. Learning curves for FEDAVG and FEDPA on EMNIST-62 are given in Fig. 5. Fig. 5a shows the best FEDAVG-1E, FEDAVG-5E, and FEDPA-5E models and Fig. 5b shows the best FEDAVG-20E, and FEDPA-20E. Apart from the fact that multi-epoch versions converge significantly faster than the 1-epoch FEDAVG-1E, note that the effect of bias reduction when switching from the burn-in to sampling in FEDPA becomes much more pronounced in the 20-epoch version. + +CIFAR-100 and StackOverflow. Learning curves for various models on CIFAR-100 and StackOverflow tasks are presented in Figs. 6 and 7. The takeaways for CIFAR-100 and StackOverflow NWP are essentially the same as for EMNIST-62—much faster convergence with the increased number of local epochs and visually noticeable improvement in losses and accuracies due to sampling-based bias correction in client deltas after the burn-in phase is over. Interestingly, we see that on StackOverflow LR task FEDAVG-1E clearly dominates multi-epoch methods in terms of the loss and recall at 5, losing in precision and macro-F1. Even more puzzling is the significant drop in the average precision of FEDPA-ME after the switching to sampling, while at the same time a jump in recall and F1 metrics. This indicates that the global model moves to a different fixed point where it over-predicts positive labels (i.e., less precise) but also less likely to miss rare labels (i.e., higher recall on rare labels, and as a result a jump in macro-F1). The reason why this happens, however, is unclear. + +![](images/00390e50100b030793235c85e0ce0977758d9f494ede856d5bbceaeabcdc7cc4.jpg) +(a) EMNIST-62: Evaluation loss and accuracy for FEDAVG-1E, FEDAVG-5E, and FEDPA-5E. +(b) EMNIST-62: Evaluation loss and accuracy for FEDAVG-20E and FEDPA-20E. + +![](images/b5a8c17441010fe968e65962029d0ffea80f73fa4a2e16e489cf25e2cf33179d.jpg) +Figure 5: Evaluation metrics for FEDAVG and FEDPA computed at each training round on EMNIST-62. + +![](images/39b1ec484ec2a81499a971e45b407a9be46dae7d6099f63c9dd09a9370415b2b.jpg) +Figure 6: Evaluation metrics for FEDAVG and FEDPA computed at each training round on (a) CIFAR-100 and (b) StackOverflow NWP tasks. + +![](images/eb9a0ce2843add8edf37730f2de5db75c19f9d18fdfcb593aad42c8139e426cf.jpg) +Figure 7: Evaluation metrics for FEDAVG and FEDPA computed at each training round on StackOverflow LR. Evaluation loss, average precision and recall, and micro- and macro-averaged F1 for FEDAVG-1E, FEDAVG-5E, and FEDPA-5E. \ No newline at end of file diff --git a/parse/train/GFsU8a0sGB/GFsU8a0sGB_content_list.json b/parse/train/GFsU8a0sGB/GFsU8a0sGB_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..39af6df19721724f7b77cc4e7d1efc2724755006 --- /dev/null +++ b/parse/train/GFsU8a0sGB/GFsU8a0sGB_content_list.json @@ -0,0 +1,2884 @@ +[ + { + "type": "text", + "text": "FEDERATED LEARNING VIA POSTERIOR AVERAGING: A NEW PERSPECTIVE AND PRACTICAL ALGORITHMS ", + "text_level": 1, + "bbox": [ + 176, + 98, + 813, + 146 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Maruan Al-Shedivat∗ Jennifer Gillenwater CMU Google ", + "bbox": [ + 184, + 169, + 495, + 198 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Eric Xing MBZUAI & CMU ", + "bbox": [ + 516, + 170, + 638, + 198 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Afshin Rostamizadeh Google ", + "bbox": [ + 660, + 170, + 810, + 199 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 234, + 544, + 250 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Federated learning is typically approached as an optimization problem, where the goal is to minimize a global loss function by distributing computation across client devices that possess local data and specify different parts of the global objective. We present an alternative perspective and formulate federated learning as a posterior inference problem, where the goal is to infer a global posterior distribution by having client devices each infer the posterior of their local data. While exact inference is often intractable, this perspective provides a principled way to search for global optima in federated settings. Further, starting with the analysis of federated quadratic objectives, we develop a computation- and communicationefficient approximate posterior inference algorithm—federated posterior averaging (FEDPA). Our algorithm uses MCMC for approximate inference of local posteriors on the clients and efficiently communicates their statistics to the server, where the latter uses them to refine a global estimate of the posterior mode. Finally, we show that FEDPA generalizes federated averaging (FEDAVG), can similarly benefit from adaptive optimizers, and yields state-of-the-art results on four realistic and challenging benchmarks, converging faster, to better optima. ", + "bbox": [ + 232, + 265, + 766, + 487 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 511, + 336, + 526 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Federated learning (FL) is a framework for learning statistical models from heterogeneous data scattered across multiple entities (or clients) under the coordination of a central server that has no direct access to the local data (Kairouz et al., 2019). To learn models without any data transfer, clients must process their own data locally and only infrequently communicate some model updates to the server which aggregates these updates into a global model (McMahan et al., 2017). While this paradigm enables efficient distributed learning from data stored on millions of remote devices (Hard et al., 2018), it comes with many challenges (Li et al., 2020), with the communication cost often being the critical bottleneck and the heterogeneity of client data affecting convergence. ", + "bbox": [ + 174, + 541, + 825, + 652 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Canonically, FL is formulated as a distributed optimization problem with a few distinctive properties such as unbalanced and non-i.i.d. data distribution across the clients and limited communication. The de facto standard algorithm for solving federated optimization is federated averaging (FEDAVG, McMahan et al., 2017), which proceeds in rounds of communication between the server and a random subset of clients, synchronously updating the server model after each round (Bonawitz et al., 2019). By allowing the clients perform multiple local SGD steps (or epochs) at each round, FEDAVG can reduce the required communication by orders of magnitude compared to mini-batch (MB) SGD. ", + "bbox": [ + 174, + 660, + 825, + 757 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "However, due to heterogeneity of the client data, more local computation often leads to biased client updates and makes FEDAVG stagnate at inferior optima. As a result, while slow during initial training, MB-SGD ends up dominating FEDAVG at convergence (see example in Fig. 1). This has been observed in multiple empirical studies (e.g., Charles & Konecnˇ y\\`, 2020), and recently was shown theoretically (Woodworth et al., 2020a). Using stateful clients (Karimireddy et al., 2019; Pathak & Wainwright, 2020) can help to remedy the convergence issues in the cross-silo setting, where relatively few clients are queried repeatedly, but is not practical in the cross-device setting (i.e., when clients are mobile devices) for several reasons (Kairouz et al., 2019; Li et al., 2020; Lim et al., 2020). One key issue is that the number of clients in such a setting is extremely large and the average client will only ever participate in a single FL round. Thus, the state of a stateful algorithm is never used. ", + "bbox": [ + 174, + 763, + 825, + 904 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/72e59a1c93c35b66cf3efea28d8c3a65bae5f756458c3a8fd6166d37095bd70c.jpg", + "image_caption": [ + "Figure 1: An illustration of federated learning in a toy 2D setting with two clients and quadratic objectives. Left: Contour plots of the client objectives, their local optima, as well as the corresponding global optimum. Middle: Learning curves for MB-SGD and FEDAVG with 10 and 100 steps per round. FEDAVG makes fast progress initially, but converges to a point far away from the global optimum. Right: Learning curves for FEDPA with 10 and 100 posterior samples per round and shrinkage $\\rho = 1$ . More posterior samples (i.e., more local computation) results in faster convergence and allows FEDPA to come closer to the global optimum. Shaded regions denote bootstrapped $9 5 \\%$ CI based on 5 runs with different initializations and random seeds. Best viewed in color. " + ], + "image_footnote": [], + "bbox": [ + 174, + 83, + 823, + 184 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Is it possible to design FL algorithms that exhibit both fast training and consistent convergence with stateless clients? In this work, we answer this question affirmatively, by approaching federated learning not as optimization but rather as posterior inference problem. We show that modes of the global posterior over the model parameters correspond to the desired optima of the federated optimization objective and can be inferred by aggregating information about local posteriors. Starting with an analysis of federated quadratics, we introduce a general class of federated posterior inference algorithms that run local posterior inference on the clients and global posterior inference on the server. In contrast with federated optimization, posterior inference can, with stateless clients, benefit from an increased amount of local computation without stagnating at inferior optima (illustrated in Fig. 1). However, a naïve approach to federated posterior inference is practically infeasible because its computation and communication costs are cubic and quadratic in the model parameters, respectively. Apart from the new perspective, our key technical contribution is the design of an efficient algorithm with linear computation and communication costs. ", + "bbox": [ + 174, + 295, + 825, + 476 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Contributions. The main contributions of this paper can be summarized as follows: ", + "bbox": [ + 178, + 483, + 736, + 498 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "1. We introduce a new perspective on federated learning through the lens of posterior inference which broadens the design space for FL algorithms beyond purely optimization techniques. \n2. With this perspective, we design a computation- and communication-efficient approximate posterior inference algorithm—federated posterior averaging (FEDPA). FEDPA works with stateless clients and its computational complexity and memory footprint are similar to FEDAVG. \n3. We show that FEDAVG with many local steps is in fact a special case of FEDPA that estimates local posterior covariances with identities. These biased estimates are the source of inconsistent updates and explain why FEDAVG has suboptimal convergence even in simple quadratic settings. \n4. Finally, we compare FEDPA with strong baselines on realistic FL benchmarks introduced by Reddi et al. (2020) and achieve state-of-the-art results with respect to multiple metrics of interest. ", + "bbox": [ + 184, + 500, + 826, + 647 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 RELATED WORK ", + "text_level": 1, + "bbox": [ + 176, + 666, + 344, + 683 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Federated optimization. Starting with the seminal paper by McMahan et al. (2017), a lot of recent effort in federated learning has focused on understanding of FEDAVG (also known as local SGD) as an optimization algorithm. Multiple works have provided upper bounds on the convergence rate of FEDAVG in the homogeneous i.i.d. setting (Yu et al., 2019; Karimireddy et al., 2019; Woodworth et al., 2020b) as well as explored various non-i.i.d. settings with different notions of heterogeneity (Zhao et al., 2018; Sahu et al., 2018; Hsieh et al., 2019; Li et al., 2019; Wang et al., 2020; Woodworth et al., 2020a). Reddi et al. (2020) reformulated FEDAVG in a way that enabled adaptive optimization and derived corresponding convergence rates, noting that FEDAVG requires careful tuning of learning rate schedules in order to converge to the desired optimum, which was further analyzed by Charles & Konecnˇ y\\` (2020). To the best of our knowledge, our work is perhaps the first to connect, reinterpret, and analyze federated optimization from the probabilistic inference perspective. ", + "bbox": [ + 173, + 698, + 826, + 852 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Distributed MCMC. Part of our work builds on the idea of sub-posterior aggregation, which was originally proposed for scaling up Markov chain Monte Carlo techniques to large datasets (known as the concensus Monte Carlo, Neiswanger et al., 2013; Scott et al., 2016). One of the goals of this paper is to highlight the connection between distributed inference and federated optimization and develop inference techniques that can be used under FL-specific constraints. ", + "bbox": [ + 174, + 857, + 823, + 926 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "3 A POSTERIOR INFERENCE PERSPECTIVE ON FEDERATED LEARNING ", + "text_level": 1, + "bbox": [ + 171, + 102, + 772, + 119 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Federated learning is typically formulated as the following optimization problem: ", + "bbox": [ + 173, + 131, + 707, + 147 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/30779578119b61fc7b82de6bbdb910ab5eef515618fb563864c86f6e39c802a1.jpg", + "text": "$$\n\\operatorname* { m i n } _ { \\theta \\in \\mathbb { R } ^ { d } } \\left\\{ F ( \\theta ) : = \\sum _ { i = 1 } ^ { N } q _ { i } f _ { i } ( \\theta ) \\right\\} , \\quad f _ { i } ( \\theta ) : = \\frac { 1 } { n _ { i } } \\sum _ { j = 1 } ^ { n _ { i } } f ( \\theta ; z _ { i j } ) ,\n$$", + "text_format": "latex", + "bbox": [ + 299, + 147, + 699, + 193 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where the global objective function $F ( \\pmb \\theta )$ is a weighted average of the local objectives $f _ { i } ( \\pmb \\theta )$ over $N$ clients; each client’s objective is some loss $f ( \\pmb \\theta ; z )$ computed on the local data $D _ { i } = \\{ z _ { i 1 } , . . . , z _ { i n _ { i } } \\}$ . In real-world cross-device applications, the total number of clients $N$ can be extremely large, and hence optimization of $F ( \\pmb \\theta )$ is done over multiple rounds with only a small subset of $M$ clients participating in each round. The weights $\\left\\{ q _ { i } \\right\\}$ are typically set proportional to the sizes of the local datasets $\\{ n _ { i } \\}$ , which makes $F ( \\pmb \\theta )$ coincide with the training objective of the centralized setting. ", + "bbox": [ + 173, + 193, + 826, + 279 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Typically, $f ( \\pmb \\theta ; z )$ is negative log likelihood of $z$ under some probabilistic model parametrized by $\\pmb \\theta$ , i.e., $f ( \\pmb \\theta ; z ) : = - \\log \\mathbb { P } \\left( z \\mid \\pmb \\theta \\right)$ . For example, least squares loss corresponds to likelihood under a Gaussian model, cross entropy loss corresponds to likelihood under a categorical model, etc. (Murphy, 2012). Thus, Eq. 1 corresponds to maximum likelihood estimation (MLE) of the model parameters $\\pmb \\theta$ ", + "bbox": [ + 173, + 284, + 825, + 340 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "An alternative (Bayesian) approach to maximum likelihood estimation is posterior inference or estimation of the posterior distribution of the parameters given all the data: $\\mathbb { P } \\left( \\pmb { \\theta } \\mid D \\equiv D _ { 1 } \\cup \\cdots \\cup D _ { N } \\right)$ . The posterior is proportional to the product of the likelihood and a prior, $\\mathbb { P } \\left( \\pmb { \\theta } \\mid D \\right) \\propto \\mathbb { P } \\left( D \\mid \\pmb { \\theta } \\right) \\mathbb { P } \\left( \\pmb { \\theta } \\right)$ , and, if the prior is uninformative (uniform over all $\\pmb \\theta$ ), the modes of the global posterior coincide with MLE solutions or optima of $F ( \\pmb \\theta )$ in Eq. 1. While this simple observation establishes an equivalence between the inference of the posterior mode and optimization, the advantage of this perspective comes from the fact that the global posterior exactly decomposes into a product of local posteriors.1 ", + "bbox": [ + 173, + 345, + 826, + 445 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Proposition 1 (Global Posterior Decomposition) Under the uniform prior, any global posterior distribution that exists decomposes into a product of local posteriors: $\\begin{array} { r l } { \\mathbb { P } \\stackrel { \\cdot } { ( \\pmb { \\theta } | D ) } \\propto \\prod _ { i = 1 } ^ { N } \\bar { \\mathbb { P } } \\left( \\pmb { \\theta } | D _ { i } \\right) } \\end{array}$ ", + "bbox": [ + 174, + 448, + 823, + 479 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Proposition 1 suggests that as long as we are able to compute local posterior distributions $\\mathbb { P } \\left( \\pmb { \\theta } \\mid D _ { i } \\right)$ and communicate them to the server, we should be able to solve Eq. 1 by multiplicatively aggregating them to find the mode of the global posterior $\\mathbb { P } \\left( \\pmb { \\theta } \\mid D \\right)$ on the server. Note that posterior inference via multiplicative averaging has been successfully used to scale Monte Carlo methods to large datasets, where the approach is embarrassingly parallel (Neiswanger et al., 2013; Scott et al., 2016). In the FL context, this means that once all clients have sent their local posteriors to the server, we can construct the global posterior without any additional communication. However, there remains the challenge of making the local and global inference and communication efficient enough for real federated settings. The example below illustrates how this can be difficult even for a simple model and loss function. ", + "bbox": [ + 173, + 484, + 826, + 611 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Federated least squares. Consider federated least squares regression with a linear model, where $z : = ( \\mathbf { x } , y )$ and the loss $f ( \\pmb \\theta ; \\mathbf x , y ) : = \\frac 1 2 ( \\mathbf x ^ { \\top } \\pmb \\theta - y ) ^ { 2 }$ is quadratic. Then, the client objective becomes: ", + "bbox": [ + 173, + 616, + 823, + 646 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/6d7eba9e2d5f714940cf5be07869f2afe9e451715e56c494963065bc268fdffb.jpg", + "text": "$$\nf _ { i } ( \\pmb \\theta ) = \\log \\exp \\left\\{ \\frac { 1 } { 2 } \\lVert \\mathbf { X } _ { i } \\pmb \\theta - \\mathbf { y } _ { i } \\rVert ^ { 2 } \\right\\} = \\log \\exp \\left\\{ \\frac { 1 } { 2 } ( \\pmb \\theta - \\pmb \\mu _ { i } ) ^ { \\top } \\pmb \\Sigma _ { i } ^ { - 1 } ( \\pmb \\theta - \\pmb \\mu _ { i } ) \\right\\} + \\mathrm { c o n s t } ,\n$$", + "text_format": "latex", + "bbox": [ + 212, + 647, + 782, + 681 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where $\\mathbf { X } _ { i } \\in \\mathbb { R } ^ { n _ { i } \\times d }$ is the design matrix, $\\mathbf { y } _ { i } \\in \\mathbb { R } ^ { n _ { i } }$ is the response vector, $\\pmb { \\Sigma } _ { i } ^ { - 1 } : = \\mathbf { X } _ { i } ^ { \\top } \\mathbf { X } _ { i }$ and $\\underset { \\ b { \\infty } } { \\pmb { \\mu } _ { i } } : = \\left( \\mathbf { X } _ { i } ^ { \\top } \\mathbf { X } _ { i } \\right) ^ { - 1 } \\mathbf { X } _ { i } ^ { \\top } \\mathbf { y } _ { i }$ . Note that the expression in Eq. 2 is the log likelihood for a multivariate Gaussian distribution with mean $\\pmb { \\mu } _ { i }$ and covariance $\\Sigma _ { i }$ . Therefore, each local posterior (under the uniform prior) is Gaussian, and, as a product of Gaussians, the global posterior is also Gaussian with the following mean (which coincides with the posterior mode): ", + "bbox": [ + 173, + 683, + 825, + 757 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/b65432d48bd1aaaba3349ab033b6571064a2d7ed8e8294948b8d1946cfa66e49.jpg", + "text": "$$\n\\pmb { \\mu } : = \\left( \\sum _ { i = 1 } ^ { N } q _ { i } \\pmb { \\Sigma } _ { i } ^ { - 1 } \\right) ^ { - 1 } \\left( \\sum _ { i = 1 } ^ { N } q _ { i } \\pmb { \\Sigma } _ { i } ^ { - 1 } \\pmb { \\mu } _ { i } \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 359, + 758, + 637, + 804 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Concretely, in the case of least squares regression, this suggests that it is sufficient for clients to infer the means $\\{ \\mu _ { i } \\}$ and inverse covariances $\\{ \\Sigma _ { i } ^ { - 1 } \\}$ of their local posteriors and communicate that information to server for the latter to be able to find the global optimum. However, a straightforward application of Eq. 3 would require $\\mathcal { O } ( d ^ { 2 } )$ space and $\\mathcal { O } ( d ^ { \\bar { 3 } } )$ computation, both on the clients and on the server, which is very expensive for the typical cross-device FL setting. Similarly, the communication cost would be $O ( d ^ { \\bar { 2 } } )$ , while standard $\\mathrm { F L }$ algorithms have communication cost of $\\mathcal O ( d )$ . ", + "bbox": [ + 173, + 804, + 825, + 890 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Algorithm 1 Generalized Federated Optimization ", + "text_level": 1, + "bbox": [ + 174, + 107, + 500, + 122 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "input initial $\\pmb { \\theta }$ , CLIENTUPDATE, SERVERUPDATE ", + "bbox": [ + 178, + 127, + 478, + 138 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "1: for each round $t = 1 , \\dots , T$ do \n2: Sample a subset $s$ of clients \n3: communicate $\\pmb \\theta$ to all $i \\in S$ // server clients \n4: for each client $i \\in S$ in parallel do \n5: $\\Delta _ { i } ^ { t } , q _ { i } \\gets \\mathrm { C L I E N T U P D A T E } ( \\pmb { \\theta } )$ \n6: end for \n7: communicate $\\{ \\Delta _ { i } ^ { t } , q _ { i } \\} _ { i \\in \\mathcal { S } }$ // server clients \n8: $\\begin{array} { r } { \\Delta ^ { t } \\gets \\frac { 1 } { | \\mathcal { S } | } \\sum _ { i \\in \\mathcal { S } } q _ { i } \\bar { \\Delta } _ { i } ^ { t } } \\end{array}$ // aggregate updates \n9: $\\pmb \\theta \\gets$ SERVERUPDATE $( \\theta , \\Delta ^ { t } )$ \n10: end for ", + "bbox": [ + 178, + 140, + 498, + 272 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "output final $\\pmb { \\theta }$ ", + "bbox": [ + 174, + 257, + 264, + 281 + ], + "page_idx": 3 + }, + { + "type": "table", + "img_path": "images/1db5df42009c5bf1d9ee92f2d0f17b06d31319c78acd6945771b4545ad52efdc.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Algorithm2 Client Update (FEDAVG) input initial 0o,loss fi(0),optimizer CLIENTOPT
1:for k =1,...,K do 2:0k ←CLIENTOPT(0k-1,fi(0k-1)) 3:end for output △ := 0o -0k,client weight qi
Algorithm 3 Client Update (FEDPA) input initial 0o,loss f(0),sampler CLIENTMCMC
1:for k=1,...,K do 2:0k ~ CLIENTMCMC(0k-1,fi) 3:end for output △ := ∑-1(0o- 𝜇),client weight qi
", + "bbox": [ + 508, + 107, + 818, + 285 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Approximate federated posterior inference. Apart from the computation and communication issues discussed in the simple example above, we also have to contend with the fact that, generally, posteriors are non-Gaussian and closed form expressions for global posterior modes may not exist.2 In such cases, we propose to use the Laplace approximation for local and global posteriors, i.e., approximate them with the best-fitting Gaussians. While imperfect, this approximation will allow us to compute the (approximate) global posterior mode in a computation- and communication-efficient manner using the following three steps: (i) infer approximate local means $\\{ \\hat { \\pmb { \\mu } } _ { i } \\}$ and covariances $\\{ \\hat { \\Sigma } _ { i } \\}$ , (ii) communicate these to the server, and (iii) compute the posterior mode given by Eq. 3. Note that directly computing and communicating these quantities would be completely infeasible for the realistic setting where models are neural networks with millions of parameters. In the following section, we design a practical algorithm where all costs are linear in the number of model parameters. ", + "bbox": [ + 173, + 305, + 826, + 460 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4 FEDERATED POSTERIOR AVERAGING: A PRACTICAL ALGORITHM ", + "text_level": 1, + "bbox": [ + 173, + 479, + 753, + 496 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Federated averaging (FEDAVG, McMahan et al., 2017) solves the problem from Eq. 1 over $T$ rounds by interacting with $M$ random clients at each round in the following way: (i) broadcasting the current model parameters $\\pmb \\theta$ to the clients, (ii) running SGD for $K$ steps on each client, and (iii) updating the global model parameters by collecting and averaging the final SGD iterates. Reddi et al. (2020) reformulated the same algorithm in the form of server- and client-level optimization (Algorithm 1), which allowed them to bring techniques from the adaptive optimization literature to FL. ", + "bbox": [ + 174, + 510, + 825, + 594 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "FEDAVG is efficient in that it requires only $\\mathcal O ( d )$ computation on both the clients and the server, and $\\mathcal O ( d )$ communication between each client and the server. To arrive at a similarly efficient algorithm for posterior inference, we focus on the following questions: (a) how to estimate local and global posterior moments efficiently? (b) how to communicate local statistics to the server efficiently? ", + "bbox": [ + 173, + 601, + 825, + 656 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "(1) Efficient global posterior inference. There are two issues with computing an estimate of the global posterior mode $\\pmb { \\mu }$ directly using Eq. 3. First, it requires computing the inverse of a $d \\times d$ matrix on the server, which is an $\\mathcal { O } ( \\bar { d } ^ { 3 } )$ operation. Second, it relies on acquiring local means and inverse covariances, which would require $\\mathcal { \\hat { O } } ( d ^ { 2 } )$ communication from each client. We propose to solve both issues by converting the global posterior estimation into an equivalent optimization problem. ", + "bbox": [ + 173, + 662, + 825, + 733 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Proposition 2 (Glomizer of a quadratic The glo, where $\\pmb { \\mu }$ gind $\\begin{array} { r } { \\mathcal { Q } ( \\pmb { \\theta } ) : = \\frac { 1 } { 2 } \\pmb { \\theta } ^ { \\top } \\mathbf { A } \\pmb { \\theta } - \\mathbf { b } ^ { \\top } \\pmb { \\theta } } \\end{array}$ $\\begin{array} { r } { \\mathbf { A } : = \\sum _ { i = 1 } ^ { N } q _ { i } \\pmb { \\Sigma } _ { i } ^ { - 1 } } \\end{array}$ $\\begin{array} { r } { \\mathbf { b } : = { \\bar { \\sum } } _ { i = 1 } ^ { N } q _ { i } { \\Sigma } _ { i } ^ { - 1 } \\pmb { \\mu } _ { i } } \\end{array}$ ", + "bbox": [ + 176, + 736, + 823, + 768 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Proposition 2 allows us to obtain a good estimate of $\\pmb { \\mu }$ by running stochastic optimization of the quadratic objective $\\mathcal { Q } ( \\pmb { \\theta } )$ on the server. Note that the gradient of $\\mathcal { Q } ( \\pmb { \\theta } )$ has the following form: ", + "bbox": [ + 176, + 773, + 823, + 803 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/f926ae1ac7e856ae4ec34d01f5d9fca9420f9fcbf2e155904e5c3d1f7ce93ee3.jpg", + "text": "$$\n\\nabla \\mathcal { Q } ( \\pmb { \\theta } ) : = \\sum _ { i = 1 } ^ { N } q _ { i } \\Sigma _ { i } ^ { - 1 } ( \\pmb { \\theta } - \\pmb { \\mu } _ { i } ) ,\n$$", + "text_format": "latex", + "bbox": [ + 392, + 801, + 604, + 843 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "which suggests that we can obtain $\\pmb { \\mu }$ by using the same Algorithm 1 as FEDAVG but using different client updates: $\\Delta _ { i } : = \\Sigma _ { i } ^ { - 1 } ( \\pmb \\theta - \\pmb \\mu _ { i } )$ . Importantly, as long as clients are able to compute $\\Delta _ { i }$ ’s, this approach will result in $\\mathcal O ( d )$ communication and $\\mathcal O ( d )$ server computation cost per round. ", + "bbox": [ + 174, + 844, + 825, + 888 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "(2) Efficient local posterior inference. To compute $\\Delta _ { i }$ , each client needs to be able to estimate the local posterior means and covariances. We propose to use stochastic gradient Markov chain Monte Carlo (SG-MCMC, Welling & Teh, 2011; Ma et al., 2015) for approximate sampling from local posteriors on the clients, so that these samples can be used to estimate $\\hat { \\pmb { \\mu } } _ { i }$ ’s and $\\hat { \\Sigma } _ { i }$ ’s. Specifically, we use a variant of SGMCMC3 with iterate averaging (IASG, Mandt et al., 2017), which involves: (a) running local SGD for some number of steps to mix in the Markov chain, then (b) continued running of SGD for more steps to periodically produce samples via Polyak averaging (Polyak & Juditsky, 1992) of the intermediate iterates (Algorithm 4). The more computation we can run locally on the clients each round, the more posterior samples ", + "bbox": [ + 174, + 104, + 485, + 356 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Algorithm 4 IASG Sampling (CLIENTMCMC) ", + "text_level": 1, + "bbox": [ + 500, + 112, + 813, + 127 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "input initial $\\pmb { \\theta }$ , loss $f _ { i } ( \\pmb \\theta )$ , optimizer CLIENTOPT $( \\alpha )$ , $B$ : burn-in steps, $K$ : steps per sample, $\\ell$ : # samples. // Burn-in \n1: for step $t = 1 , \\ldots , B$ do \n2: $\\pmb \\theta \\gets \\mathrm { C L I E N T O P T } ( \\pmb \\theta , \\hat { \\nabla } f _ { i } ( \\pmb \\theta ) )$ \n3: end for \n// Sampling \n4: for sample $s = 1 , \\ldots , \\ell$ do \n5: $S _ { \\theta } \\gets \\emptyset$ // Initialize iterates 6: for step $t = 1 , \\ldots , K$ do \n7: $\\begin{array} { r l } & { \\pmb { \\theta } \\overset { \\cdot } { } \\mathrm { C L I E N T O P T } ( \\pmb { \\theta } , \\hat { \\nabla } f _ { i } ( \\pmb { \\theta } ) ) } \\\\ & { S _ { \\pmb { \\theta } } S _ { \\pmb { \\theta } } \\cup \\{ \\pmb { \\theta } \\} } \\end{array}$ \n8: \n9: end for \n10: $\\pmb { \\theta } _ { s } \\gets \\mathrm { A V E R A G E } ( S _ { \\pmb { \\theta } } )$ // Average iterates 11: end for \noutput samples $\\{ \\pmb \\theta _ { 1 } , \\dots , \\pmb \\theta _ { \\ell } \\}$ ", + "bbox": [ + 501, + 132, + 836, + 343 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "can be produced, resulting in better estimates of the local moments. ", + "bbox": [ + 174, + 356, + 616, + 369 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "(3) Efficient computation of the deltas. Even if we can obtain samples $\\{ \\hat { \\pmb { \\theta } } _ { 1 } , \\dots , \\hat { \\pmb { \\theta } } _ { \\ell } \\}$ via MCMC and use them to estimate local moments, $\\hat { \\pmb { \\mu } } _ { i }$ and $\\hat { \\Sigma } _ { i }$ , computing $\\Delta _ { i }$ naïvely would still require inverting a $d \\times d$ matrix, i.e., $\\mathcal { O } ( d ^ { 3 } )$ compute and $O ( d ^ { 2 } )$ memory. The good news is that we are able to show that clients can compute $\\Delta _ { i }$ ’s much more efficiently, in $\\mathcal O ( d )$ time and memory, using a dynamic programming algorithm and appropriate mean and covariance estimators. ", + "bbox": [ + 174, + 377, + 825, + 450 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Theorem 3 Given $\\ell$ approximate posterior samples $\\{ \\hat { \\pmb { \\theta } } _ { 1 } , \\dots , \\hat { \\pmb { \\theta } } _ { \\ell } \\}$ , let $\\hat { \\pmb { \\mu } } _ { \\ell }$ be the sample mean, $\\hat { \\mathbf { S } } _ { \\ell }$ be the sample covariance, and $\\hat { \\Sigma } _ { \\ell } : = \\rho _ { \\ell } { \\bf I } + ( 1 - \\rho _ { \\ell } ) \\hat { \\bf S } _ { \\ell }$ be a shrinkage estimator (Ledoit & Wolf, 2004b) of the covariance with $\\rho _ { \\ell } : = 1 / ( 1 + ( \\ell - 1 ) \\rho ) .$ for some $\\rho \\in [ 0 , + \\infty )$ . Then, for any $\\pmb { \\theta }$ , we can compute $\\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } = \\hat { \\pmb { \\Sigma } } _ { \\ell } ^ { - 1 } ( \\pmb { \\theta } - \\hat { \\pmb { \\mu } } _ { \\ell } )$ in $\\mathcal { O } ( \\ell ^ { 2 } d )$ time and using $O ( \\ell d )$ memory. ", + "bbox": [ + 174, + 454, + 826, + 521 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Proof [Sketch] We give a constructive proof by designing an efficient algorithm for computing $\\hat { \\Delta } _ { \\ell }$ . Our approach is based on two key ideas: ", + "bbox": [ + 173, + 526, + 825, + 555 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "1. We prove that the specified shrinkage estimator of the covariance has a recursive decomposition into rank-1 updates, i.e., $\\hat { \\mathbf { \\Sigma } } _ { t } = \\hat { \\mathbf { \\Sigma } } _ { t - 1 } + \\boldsymbol { c } _ { t } \\cdot \\mathbf { x } _ { t } ^ { \\top } \\mathbf { x } _ { t }$ , where $c _ { t }$ is a constant and $\\mathbf { x } _ { t }$ is some vector. This allows us to leverage the Sherman-Morrison formula for computing the inverse of $\\hat { \\Sigma } _ { \\ell }$ . \n2. Further, we design a dynamic programming algorithm for computing $\\hat { \\Delta } _ { \\ell }$ exactly without storing the covariance matrix or its inverse. Our algorithm is online and allows efficient updates of $\\hat { \\Delta } _ { \\ell }$ as more posterior samples become available. ", + "bbox": [ + 181, + 560, + 826, + 656 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "See Appendix C for the full proof and derivation of the algorithm. ", + "bbox": [ + 173, + 662, + 606, + 678 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Note that the computational cost of $\\hat { \\Delta } _ { \\ell }$ consists of two components: (i) the cost of producing $\\ell$ approximate local posterior samples using IASG and (ii) the cost of solving a linear system using dynamic programming. How much of an overhead does it add compared to simply running local SGD? It turns out that in practical settings the overhead is almost negligible. Table 1 shows the time it takes a client to compute the updates based on 5 local epochs (100 steps per epoch) using different ", + "bbox": [ + 174, + 691, + 496, + 832 + ], + "page_idx": 4 + }, + { + "type": "table", + "img_path": "images/e77a24433e59bc167834b8f9f2fb9781ea23233f3d64910eb912a8dfdc0e201d.jpg", + "table_caption": [ + "Table 1: Computational complexity of the client updates for methods that use 5 local epochs measured in milliseconds ( $\\%$ denotes relative increase). " + ], + "table_footnote": [], + "table_body": "
Dim△FEDAVG|△(DP)△e(exact)
1007291+26%82+12%
1K7692+21%104+36%
10K8093+16%797+896%
100K149155+4%
", + "bbox": [ + 509, + 743, + 823, + 823 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "algorithms (FEDAVG vs. our approach with exact or dynamic programming (DP) matrix inversion) on synthetic linear regressions. As the dimensionality grows, computational complexity of DP-based estimation of $\\hat { \\Delta } _ { \\ell }$ becomes nearly identical to FEDAVG, which indicates that the majority of the cost in practice would come from SGD steps rather than our dynamic programming procedure. ", + "bbox": [ + 174, + 832, + 826, + 888 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The final algorithm, discussion, and implications. Putting all the pieces together, we arrive at the federated posterior averaging (FEDPA) algorithm for approximately computing the mode of the global posterior over multiple communication rounds. Our algorithm is a variant of generalized federated optimization (Algorithm 1) with a new client update procedure (Algorithm 3). Importantly, this also implies that FEDAVG can be viewed as posterior inference algorithm that estimates $\\hat { \\Sigma }$ with an identity and, as a result, obtains biased client deltas $\\hat { \\Delta } _ { \\mathrm { F E D A v G } } : = \\mathbf { I } ( \\pmb \\theta - \\hat { \\mu } )$ . ", + "bbox": [ + 174, + 103, + 825, + 191 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In Fig. 1 in the introduction, we demonstrate the differences in behavior between FEDAVG and FEDPA that stem from the differences in their client updates. Biased client updates make FEDAVG converge to a suboptimal point; moreover, increasing local computation only pushes the fixed point further away from the global optimum. On the other hand, FEDPA converges faster and to a better optimum, trading off bias for slightly more variance (becomes visible only closer to convergence). We see that FEDPA also substantially benefits from more local computation (more local samples). ", + "bbox": [ + 173, + 198, + 825, + 282 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Since the main difference between FEDAVG and FEDPA is, in fact, the bias-variance trade off in the server gradient estimates (Eq. 4), we can view both methods as biased SGD (Ajalloeian & Stich, 2020) and reason about their convergence rates as well as distances between their fixed points and correct global optima as functions of the gradient bias. In Appendix A, we provide further details, discuss convergence, empirically quantify the bias and variance of the client updates for both methods, and analyse the effects of the sampling-based approximations on the behavior of FEDPA. ", + "bbox": [ + 174, + 289, + 826, + 372 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "5 EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 393, + 326, + 410 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Using a suite of realistic benchmark tasks introduced by Reddi et al. (2020), we evaluate FEDPA against several competitive baselines: the best versions of FEDAVG with adaptive optimizers as well as MIME (Karimireddy et al., 2020)—a recently-proposed FEDAVG variant that also works with stateless clients, but uses control-variates and server-level statistics to mitigate convergence issues. ", + "bbox": [ + 174, + 426, + 825, + 482 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/4b329228809bdcfe7fa4d4b5200081ab17eb0722f6c04ce9c1615832cb502b4d.jpg", + "table_caption": [ + "Table 2: Statistics on the data and tasks. The number of examples per client are given with one standard deviation across the corresponding set of clients (denoted with $\\pm$ ). See description of the tasks in the text. " + ], + "table_footnote": [], + "table_body": "
DatasetTask# classes# clients (train/test)# examples p/ client (train/test)
EMNIST-62CR623,400 / 3,400198 ± 77 /23±9
CIFAR-100IR100500/100100 ±0/100±0
StackOverflowLR500342,477 / 204,088397 ± 1279 /81± 301
NWP10,000
", + "bbox": [ + 174, + 526, + 825, + 606 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "5.1 THE SETUP ", + "text_level": 1, + "bbox": [ + 174, + 631, + 295, + 646 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Datasets and tasks. The four benchmark tasks are based on the following three datasets (Table 2): EMNIST (Cohen et al., 2017), CIFAR100 (Krizhevsky et al., 2009), and StackOverflow (StackOverflow, 2016). EMNIST (handwritten characters) and CIFAR100 (RGB images) are used for multi-class image classification tasks. StackOverflow (text) is used for next-word prediction (also a multi-class classification task, historically denoted NWP) and tag prediction (a multi-label classification task, historically denoted LR because a logistic regression model is used). EMNIST was partitioned by authors (Caldas et al., 2018), CIFAR100 was partitioned randomly into 600 clients with a realistic heterogeneous structure (Reddi et al., 2020), and StackOverflow was partitioned by its unique users. All datasets were preprocessed using the code provided by Reddi et al. (2020). ", + "bbox": [ + 173, + 657, + 826, + 784 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Methods and models. We use a generalized framework for federated optimization (Algorithm 1), which admits arbitrary adaptive server optimizers and expects clients to compute model deltas. As a baseline, we use federated averaging with adaptive optimizers (or with momentum) on the server and refer to it as FEDAVG-1E or FEDAVG-ME, which stands for 1 or multiple local epochs performed by clients at each round, respectively.4 The number of local epochs in the multi-epoch versions is a hyperparameter. We use the same framework for federated posterior averaging and refer to it as FEDPA-ME. As our clients use IASG to produce approximate posterior samples, collecting a single sample per epoch is optimal (Mandt et al., 2017). Thus FEDPA-ME uses M samples to estimate client deltas and has the same local and global computational complexity as FEDAVG-ME but with two extra hyperparameters: the number of burn-in rounds and the shrinkage coefficient $\\rho$ from Theorem 3. As in Reddi et al. (2020), we use the following model architectures for each task: CNN for EMNIST-62, ResNet-18 for CIFAR-100, LSTM for StackOverflow NWP, and multi-label logistic regression on bag-of-words vectors for StackOverflow LR (for details see Appendix D). ", + "bbox": [ + 174, + 787, + 825, + 886 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/294d2be66a3f59da0d23a7605e00ac461dcf9cd45cb77926477902671031de9d.jpg", + "image_caption": [ + "(a) CIFAR-100: Evaluation loss (left) and accuracy (right) for FEDAVG-ME and FEDPA-ME. ", + "Figure 2: Evaluation metrics for FEDAVG and FEDPA computed at each training round on (a) CIFAR-100 and (b) StackOverflow LR. During the initial rounds (the “burn-in phase”), FEDPA computes deltas the same way as FEDAVG; after that, FEDPA computes deltas using Algorithm 3 and approximate posterior samples. " + ], + "image_footnote": [], + "bbox": [ + 179, + 112, + 820, + 407 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 469, + 825, + 553 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Hyperparameters. For hyperparameter tuning, we first ran small grid searches for FEDAVG-ME using the best server optimizer and corresponding learning rate grids from Reddi et al. (2020). Then, we used the best FEDAVG-ME configuration and did a small grid search to tune the additional hyperparameters of FEDPA-ME, which turned out not to be very sensitive (i.e., many configurations provided results superior to FEDAVG). More hyperparameter details can be found in Appendix D. ", + "bbox": [ + 174, + 558, + 825, + 627 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Metrics. Since both speed of learning as well as final performance are important quantities for federated learning, we measure: (i) the number of rounds it takes the algorithm to attain a desired level of an evaluation metric and (ii) the best performance attained within a specified number of rounds. For EMNIST-62, we measure the number of rounds it takes different methods to achieve $84 \\%$ and $86 \\%$ evaluation accuracy5, and the best validation accuracy attained within 500 and 1500 rounds. For CIFAR-100, we use the same metrics but use $30 \\%$ and $40 \\%$ as evaluation accuracy cutoffs and 1000 and 1500 as round number cutoffs. Finally, for StackOverflow, we measure the the number of rounds it takes to the best performance and evaluation accuracy (for the NWP task) and precision, recall at 5, macro- and micro-F1 (for the LR task) attained by round 1500. We note that the total number of rounds was selected based on computational considerations (to ensure reproducibility within a reasonable amount of computational cost) and the intermediate cutoffs were selected qualitatively to highlight some performance points of interest. In addition, we provide plots of the evaluation loss and other metrics for all methods over the course of training which show a much fuller picture of the behavior of the algorithms (most of the plots are given in Appendix E). ", + "bbox": [ + 174, + 631, + 825, + 825 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Implementation and reproducibility. All our experiments on the benchmark tasks were conducted in simulation using TensorFlow Federated (TFF, Ingerman & Ostrowski, 2019). Synthetic experiments were conducted using JAX (Bradbury et al., 2018). The JAX implementation of the algorithms is available at https://github.com/alshedivat/fedpa. The TFF implementation will be released through https://github.com/google-research/federated. ", + "bbox": [ + 174, + 830, + 823, + 900 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Table 3: Comparison of FEDPA with baselines. All metrics were computed on the evaluation sets and averaged over the last 100 rounds before the round limit was reached. The “number of rounds to accuracy” was determined based on the 10-round running average crossing the threshold for the first time. The arrows indicate whether higher $( \\uparrow )$ or lower (↓) is better. The best performance in each column is denoted in bold. ", + "bbox": [ + 173, + 94, + 826, + 146 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/244d8bdf1296fd5a860f8a91411b98747a8a06ee04796f032e36c247a05a2b4c.jpg", + "table_caption": [ + "(a) EMNIST-62 " + ], + "table_footnote": [], + "table_body": "
Method \\@accuracy (%, 个) 500R1500Rrounds (#,↓) 84% 86%
AFO t80.486.8546 1291
MIME $83.1*84.9464 *
FEDAVG-1E83.986.5451 1360
FEDAVG-ME85.885.986
FEDPA-ME86.587.384 92
", + "bbox": [ + 140, + 179, + 495, + 290 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/6f796db494ef98afd70d0213545cd7050c2889994a93e98fc9dee0ac9bccf180.jpg", + "table_caption": [ + "(b) CIFAR-100 " + ], + "table_footnote": [], + "table_body": "
Method \\@accuracy (%, 个) 1000R1500Rrounds (#,↓) 30%40%
AFO t31.941.18981401
MIME t33.2*33.9680*
FEDAVG-1E24.231.71379
FEDAVG-ME40.242.1348896
FEDPA-ME44.346.3348543
", + "bbox": [ + 501, + 179, + 856, + 290 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/d72f552d3e4c25704a8e84c3a0a22381c243dda9c2dd2ef8f11d6402095bcb32.jpg", + "table_caption": [ + "(c) StackOverflow " + ], + "table_footnote": [ + "† the best results taken from (Reddi et al., 2020). ‡ the best results taken from (Karimireddy et al., 2020). \\* results were only available for the method trained to 1000 rounds. " + ], + "table_body": "
Method \\MetricNWPLR (all metrics in %,↑)
accuracy (%,†↑)rounds (#,↓)precisionrecall@5ma-F1mi-F1
AFO +23.4104968.011
FEDAVG-1E22.8107474.5869.114.943.8
FEDAVG-ME23.087078.6568.715.643.3
FEDPA-ME23.480572.868.617.344.0
", + "bbox": [ + 142, + 318, + 856, + 416 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5.2 RESULTS ON BENCHMARK TASKS ", + "text_level": 1, + "bbox": [ + 176, + 473, + 449, + 487 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The effects of posterior correction of client deltas. As we demonstrated in Section 4, FEDPA essentially generalizes FEDAVG and only differs in the computation done on the clients, where we compute client deltas using an estimator of the local posterior inverse covariance matrix, $\\boldsymbol { \\Sigma } _ { i } ^ { - 1 }$ , which requires sampling from the posterior. To be able to use SG-MCMC for local sampling, we first run FEDPA in the burn-in regime (which is identical to FEDAVG) for a number of rounds to bring the server state closer to the clients’ local optima,6 after which we “turn on” the local posterior sampling. The effect of switching from FEDAVG to FEDPA for CIFAR-100 (after 400 burn-in rounds) and StackOverflow LR (after 800 burn-in rounds) is presented on Figs. 2a and 2b, respectively.7 During the burn-in phase, evaluation performance is identical for both methods, but once FEDPA starts computing client deltas using local posterior samples, the loss immediately drops and the convergence trajectory changes, indicating that FEDPA is able to avoid stagnation and make progress towards a better optimum. Similar effects are observed across all other tasks (see Appendix E).8 ", + "bbox": [ + 173, + 500, + 825, + 666 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "While the improvement of FEDPA over FEDAVG on some of the tasks is visually apparent (Fig. 2), we provide a more detailed comparison of the methods in terms of the speed of learning and the attained performance on all four benchmark tasks, summarized in Table 3 and discussed below. ", + "bbox": [ + 174, + 674, + 826, + 715 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Results on EMNIST-62 and CIFAR-100. In Tables 3a and 3b, we present a comparison of FEDPA against: tuned FEDAVG with a fixed client learning rate (denoted FEDAVG-1E and FEDAVG-ME), the best variation of adaptive FEDAVG from Reddi et al. (2020) with exponentially decaying client learning rates (denoted AFO), and MIME of Karimireddy et al. (2020). With more local epochs, we see significant improvement in terms of speed of learning: both FEDPA-ME and FEDAVG-ME achieve $84 \\%$ accuracy on EMNIST-62 in under 100 rounds (similarly, both methods attain $30 \\%$ on CIFAR-100 by round 350). However, more local computation eventually hurts FEDAVG leading to worse optima: on EMNIST-62, FEDAVG-ME is not able to consistently achieve $86 \\%$ accuracy within 1500 rounds; on CIFAR-100, it takes extra 350 rounds for FEDAVG-ME to get to $40 \\%$ accuracy. ", + "bbox": [ + 173, + 723, + 825, + 821 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "", + "bbox": [ + 171, + 103, + 823, + 132 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Finally, federated posterior averaging achieves the best performance on both tasks in terms of evaluation accuracy within the specified limit on the number of training rounds. On EMNIST-62 in particular, the final performance of FEDPA-ME after 1500 training rounds is $8 7 . 3 \\%$ , which, while only a $0 . 5 \\%$ absolute improvement, bridges $4 1 . 7 \\%$ of the gap between the centralized model accuracy $( 8 8 \\% )$ and the best federated accuracy from previous work $8 6 . 8 \\%$ , Reddi et al., 2020). ", + "bbox": [ + 174, + 138, + 825, + 208 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Results on StackOverflow NWP and LR. Results for StackOverflow are presented in Table 3c. Although not as pronounced as for image datasets, we observe some improvement of FEDPA over FEDAVG here as well. For NWP, we have an accuracy gain of $0 . 4 \\%$ over the best baseline. For the LR task, we compare methods in terms of average precision, recall at 5, and macro-/micro-F1. The first two metrics have appeared in some prior FL work, while the latter two are the primary evaluation metrics typically used in multi-label classification work (Gibaja & Ventura, 2015). Interestingly, while FEDPA underperforms in terms of precision and recall, it substantially outperforms in terms of micro- and macro-averaged F1, especially the macro-F1. This indicates that while FEDAVG learns a model that can better predict high-frequency labels, FEDPA learns a model that better captures rare labels (Yang, 1999; Yang & Liu, 1999). Interestingly, note while FEDPA improves on F1 metrics and has almost the same recall at 5, it’s precision after 1500 rounds is worse than FEDAVG. A more detailed discussion along with training curves for each evaluation metric are provided in Appendix E. ", + "bbox": [ + 174, + 217, + 825, + 383 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "6 CONCLUSION AND FUTURE DIRECTIONS ", + "text_level": 1, + "bbox": [ + 174, + 405, + 544, + 421 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this work, we presented a new perspective on federated learning based on the idea of global posterior inference via averaging of local posteriors. Applying this perspective, we designed a new algorithm that generalizes federated averaging, is similarly practical and efficient, and yields state-of-the-art results on multiple challenging benchmarks. While our algorithm required a number of specific approximation and design choices, we believe that the underlying approach has potential to significantly broaden the design space for FL algorithms beyond purely optimization techniques. ", + "bbox": [ + 174, + 438, + 823, + 521 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Limitations and future work. As we mentioned throughout the paper, our method has a number of limitations due to the design choices, such as specific posterior sampling and covariance estimation techniques. While in the appendix we analyzed the effects of some of these design choices, exploration of: (i) other sampling strategies, (ii) more efficient covariance estimators (Hsieh et al., 2013), (iii) alternatives to MCMC (such as variational inference), and (iv) more general connections with Bayesian deep learning are all interesting directions to pursue next. Finally, while there is a known, interesting connection between posterior sampling and differential privacy (Wang et al., 2015), better understanding of privacy implications of posterior inference in federated settings is an open question. ", + "bbox": [ + 174, + 529, + 825, + 641 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "ACKNOWLEDGMENTS ", + "text_level": 1, + "bbox": [ + 176, + 660, + 326, + 672 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The authors would like to thank Zachary Charles for the invaluable feedback that influenced the design of the methods and experiments, and Brendan McMahan, Zachary Garrett, Sean Augenstein, Jakub Konecný, Daniel Ramage, Sanjiv Kumar, Sashank Reddi, Jean-François Kagy for many insightful ˇ discussions, and Willie Neiswanger for helpful comments on the early drafts. ", + "bbox": [ + 176, + 685, + 823, + 741 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "REFERENCES ", + "text_level": 1, + "bbox": [ + 176, + 763, + 285, + 779 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Ahmad Ajalloeian and Sebastian U Stich. Analysis of sgd with biased gradient estimators. arXiv preprint arXiv:2008.00051, 2020. 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", + "bbox": [ + 173, + 385, + 823, + 428 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Yue Zhao, Meng Li, Liangzhen Lai, Naveen Suda, Damon Civin, and Vikas Chandra. Federated learning with non-iid data. arXiv preprint arXiv:1806.00582, 2018. ", + "bbox": [ + 174, + 436, + 825, + 465 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "A PRELIMINARY ANALYSIS AND ABLATIONS ", + "text_level": 1, + "bbox": [ + 174, + 102, + 565, + 118 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In Section 4, we derived federated posterior averaging (FEDPA) starting with the global posterior decomposition (Proposition 1, which is exact) and applying the following three approximations: ", + "bbox": [ + 174, + 132, + 825, + 161 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "1. The Laplace approximation of the local and global posterior distributions. \n2. The shrinkage estimation of the local moments. \n3. Approximate sampling from the local posteriors using MCMC. ", + "bbox": [ + 183, + 167, + 691, + 214 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We have also observed that FEDAVG is a special case of FEDPA (from the algorithmic point of view) since it can be viewed as also using the Laplace approximation for the posteriors, but estimating loca covariances $\\hat { \\Sigma } _ { i }$ ’s with identities and local means using the final iterates of local SGD. ", + "bbox": [ + 176, + 220, + 816, + 265 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In this section, we analyze the effects of approximations 2 and 3 on the convergence of FEDPA. Specifically, we first discuss the convergence rates of FEDAVG and FEDPA as biased stochastic gradient optimization methods (Ajalloeian & Stich, 2020). We show how the bias and variance of the client deltas behave for FEDAVG and FEDPA as functions of the number samples. We also analyze the quality of samples produced by IASG (Mandt et al., 2017) and how they depend on the amount of local computation and hyperparameters. Our analyses are conducted empirically on synthetic data. ", + "bbox": [ + 174, + 272, + 826, + 356 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "A.1 DISCUSSION OF THE CONVERGENCE OF FEDPA VS. FEDAVG ", + "text_level": 1, + "bbox": [ + 176, + 371, + 640, + 386 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "First, observe that if each client is able to perfectly estimate their $\\Delta _ { i } = \\Sigma _ { i } ^ { - 1 } ( \\pmb \\theta - \\pmb \\mu )$ , the problem solved by Algorithmstochastic gradients, $\\begin{array} { r } { \\Delta : = \\bar { \\frac { 1 } { M } } \\bar { \\sum } _ { i = 1 } ^ { M } \\Delta _ { i } } \\end{array}$ s an optimiz. The noise in n of ae gradi adratic objective using unbiaseds in this case comes from the fact that the server interacts with only a small subset of $M$ out of $N$ clients in each round. This is a classical stochastic optimization problem with well-known convergence rates under some assumptions on the norm of the stochastic gradients (e.g., Nemirovski et al., 2009). The rate of convergence for√ SGD with a $\\mathcal { O } ( t ^ { - 1 } )$ decaying learning rate used on the server is $\\mathcal { O } ( 1 / \\sqrt { t } )$ . It can be further improved to $\\mathcal { O } ( 1 / t )$ using Polyak momentum (Polyak, 1964) or iterate averaging (Polyak & Juditsky, 1992). ", + "bbox": [ + 173, + 396, + 825, + 513 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In reality, both FEDAVG and FEDPA produce biased estimates $\\hat { \\Delta } _ { \\mathrm { F E D A V G } }$ and $\\hat { \\Delta } _ { \\mathrm { F E D P A } }$ , respectively. Thus, we can analyze the problem as SGD with biased stochastic gradient estimates and let $\\hat { \\Delta } _ { t } : =$ $\\nabla F ( \\pmb { \\theta } _ { t } ) + \\mathbf { b } ( \\pmb { \\theta } _ { t } ) + \\mathbf { n } ( \\pmb { \\theta } _ { t } )$ where $\\mathbf { b } ( \\pmb \\theta _ { t } )$ and $\\mathbf { n } ( \\pmb \\theta _ { t } , \\xi )$ are bias and noise terms. Following Ajalloeian & Stich (2020), we can further assume that the bias and noise terms are norm-bounded as follows. ", + "bbox": [ + 174, + 521, + 825, + 580 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Assumption 4 ( $( m , \\zeta ^ { 2 } )$ -bounded bias) There exist constants $0 \\leq m < 1$ and $\\zeta ^ { 2 } \\geq 0$ such that ", + "bbox": [ + 171, + 585, + 799, + 602 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/ec039dfba09a9e57836f2861893980c88db545a59c14f6385373107176fd6f4a.jpg", + "text": "$$\n\\| \\mathbf { b } ( \\pmb \\theta ) \\| ^ { 2 } \\leq m \\| \\nabla F ( \\pmb \\theta ) \\| ^ { 2 } + \\zeta ^ { 2 } , \\quad \\forall \\pmb \\theta \\in \\mathbb { R } ^ { d } .\n$$", + "text_format": "latex", + "bbox": [ + 352, + 603, + 643, + 622 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "ssumption 5 $( ( M , \\sigma ^ { 2 } )$ -bounded noise) There exist constants $0 \\leq M < 1$ and $\\sigma ^ { 2 } \\geq 0$ such tha ", + "bbox": [ + 191, + 631, + 807, + 647 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/6ca23222b52b4555f3af8d4e9750dc596fb8c6e71d63ba2c83cbe54446e1fa30.jpg", + "text": "$$\n\\begin{array} { r } { \\mathbb { E } _ { \\xi } \\left[ \\| { \\mathbf n } ( \\pmb { \\theta } , \\xi ) \\| ^ { 2 } \\right] \\le M \\| \\nabla F ( \\pmb { \\theta } ) \\| ^ { 2 } + \\sigma ^ { 2 } , \\quad \\forall \\pmb { \\theta } \\in \\mathbb { R } ^ { d } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 323, + 648, + 669, + 669 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Under these general assumptions, the following convergence result holds. ", + "bbox": [ + 173, + 675, + 656, + 690 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Theorem 6 (Ajalloeian & Stich (2020), Theorem 2) Let $F ( \\pmb \\theta )$ be $L$ -smooth. Then SGD with a learning rate $\\begin{array} { r } { \\alpha : = \\operatorname* { m i n } \\left\\{ \\frac { 1 } { L } , \\frac { 1 - m } { 2 M L } , \\left( \\frac { L F } { \\sigma ^ { 2 } T } \\right) ^ { 1 / 2 } \\right\\} } \\end{array}$ and gradients that satisfy Assumptions 4, 5 achieves the vicinity of a stationary point, E $\\begin{array} { r } { \\dot { \\mathrm { ~ ~ \\cal ~ l ~ } } [ \\| \\nabla F ( \\pmb { \\theta } ) \\| ^ { 2 } ] = \\mathcal { O } \\left( \\varepsilon + \\frac { \\zeta ^ { 2 } } { 1 - m } \\right) } \\end{array}$ , i n $T$ iterations, where ", + "bbox": [ + 173, + 694, + 825, + 757 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/1ffd5b85c52f97334c22452b41e11e27faacddd759a6a69668c3195ab99562df.jpg", + "text": "$$\nT = \\mathcal { O } \\left( \\frac { 1 } { \\varepsilon } \\left[ 1 + \\frac { M } { 1 - m } + \\frac { \\sigma ^ { 2 } } { \\varepsilon ( 1 - m ) } \\right] \\right) \\frac { L F } { 1 - m } .\n$$", + "text_format": "latex", + "bbox": [ + 336, + 761, + 661, + 795 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Note that SGD with biased gradients is able to converge to a vicinity of the optimum determined by the bias term $\\zeta ^ { 2 } / ( 1 - m )$ . For FEDAVG, since the bias is not countered, this term determines the distance between the stationary point and the true global optimum. For FEDPA, since $\\hat { \\Delta } _ { \\mathrm { F E D P A } } \\pmb { \\Delta }$ with more local samples, the bias should vanish as we increase the amount of local computation. ", + "bbox": [ + 173, + 801, + 825, + 861 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Determining the precise statistical dependence of the gradient bias on the local samples is beyond the scope of this work. However, to gain more intuition about the differences in behavior of FEDPA and FEDAVG, below we conduct an empirical analysis of the bias and variance of the estimated client deltas on synthetic least squares problems, for which exact deltas can be computed analytically. ", + "bbox": [ + 174, + 867, + 825, + 924 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "(a) FEDAVG bias and variance as functions of the number of local steps. ", + "bbox": [ + 282, + 95, + 710, + 108 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/ed7cde9405ddbaf2e33801ac03b498444d060ad6827e4f69f622009528d1d34b.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 173, + 114, + 825, + 232 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "(b) FEDPA bias and variance as functions of the number of local steps. The burn-in steps were not included. For dimensionality 10, 100, and 1000, the shrinkage $\\rho$ was fixed to 0.01, 0.005, and 0.001, respectively. ", + "bbox": [ + 169, + 239, + 823, + 267 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/a0412902fbc829cfc21bb1569e42a5d92fb7e272c274ef9ffb9beeda384fa074.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 173, + 272, + 823, + 390 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "(c) FEDPA bias and variance as functions of the shrinkage parameter. For dimensionality 10, 100, and 1000, the number of local steps was fixed to 5,000, 10,000, and 50,000, respectively. ", + "bbox": [ + 171, + 397, + 823, + 424 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/b36fb28dbb218185a90f10a6545cd1a03dc0d5e0fe4e0ea34d2ccf2a1da590b7.jpg", + "image_caption": [ + "Figure 3: The bias and variance tradeoffs for FEDAVG and FEDPA as functions of the estimation parameters. " + ], + "image_footnote": [], + "bbox": [ + 171, + 430, + 825, + 547 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Quantifying empirically the bias and variance of $\\hat { \\Delta }$ for FEDPA and FEDAVG. We measure the empirical bias and variance of the client deltas computed by each of the methods on the synthetic least squares linear regression problems generated according to Guyon (2003) using the make_regression function from scikit-learn.9 The problems were generated as follows: for each dimensionality (10, 100, and 1000 features), we generated 10 random least squares problems, each of which consisted of 500 synthetic data points. Next, for each of the problems we generated 10 random initial model parameters $\\{ \\pmb { \\theta } _ { 1 } , \\dots , \\pmb { \\theta } _ { 1 0 } \\}$ and for each of the parameters we computed the exact $\\Delta _ { i }$ as well as $\\hat { \\Delta } _ { \\mathrm { F E D A V G } , i }$ and $\\hat { \\Delta } _ { \\mathrm { F E D P A } , i }$ for different numbers of local steps; for $\\hat { \\Delta } _ { \\mathrm { F E D P A } }$ we also varied the shrinkage hyperparameter. Using these sample estimates, we further computed the $L _ { 2 }$ -norm of the bias and the Frobenius norm of the covariance matrices as functions of the number of local steps. ", + "bbox": [ + 173, + 594, + 825, + 737 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "The results are presented on Fig. 3. From Fig. 3a, we see that as the amount of local computation increases, the bias in FEDAVG delta estimates grows and the variance reduces. For FEDPA (Fig. 3b), the trends turn out to be the opposite: as the number of local steps increases, the bias consistently reduces; the variance initially goes up, but with enough samples joins the downward trend. Note that the initial upward trend in the variance is due to the fact that we used the same fixed shrinkage $\\rho$ regardless of the number of local steps. To avoid sharp increases in the variance, $\\rho$ must be selected for each number of local steps separately; Fig. 3c demonstrates how the bias and variance depend on the shrinkage hyperparameter for some fixed number of local steps.10 ", + "bbox": [ + 173, + 743, + 825, + 856 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "A.2 ANALYSIS OF THE QUALITY OF IASG-BASED SAMPLING AND COVARIANCE ", + "text_level": 1, + "bbox": [ + 176, + 103, + 745, + 118 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "The more and better samples we can obtain locally, the lower the bias and variance of the gradients of $\\mathcal { Q } ( \\pmb { \\theta } )$ will be, resulting in faster convergence to a fixed point closer to the global optimum. For local sampling, we proposed to use a variant of SG-MCMC called Iterate Averaged Stochastic Gradient (IASG) developed by Mandt et al. (2017), given in Algorithm 4. The algorithm generates samples by simply averaging every $K$ intermediate iterates produced by a client optimizer (typically, SGD with some a fixed learning rate $\\alpha$ ) after skipping the first $B$ iterates as a burn-in phase.1 ", + "bbox": [ + 173, + 128, + 825, + 214 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "How good are the samples produced by IASG and how do different parameters of the algorithm affect the quality of the samples? To answer this question, we run IASG on synthetic least squares problems, for which we can compute the actual posterior distribution and measure the quality of the samples by evaluating the effective sample size (ESS, Liu, 1996; Owen, 2013). Given $\\ell$ approximate posterior samples $\\{ \\pmb \\theta _ { 1 } , \\dots , \\pmb \\theta _ { \\ell } \\}$ , the ESS statistic can be computed as follows: ", + "bbox": [ + 173, + 226, + 826, + 296 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/3f3519f17c6b20fd5b636b3ca47dea8a326c9544c07e29dc4ecb43d37650d0fa.jpg", + "text": "$$\n\\mathrm { E S S } \\left( \\{ \\pmb { \\theta } _ { i } \\} _ { j = 1 } ^ { \\ell } \\right) : = { \\Bigg ( } \\sum _ { j = 1 } ^ { \\ell } w _ { j } { \\Bigg ) } ^ { 2 } \\Bigg / \\sum _ { j = 1 } ^ { \\ell } w _ { j } ^ { 2 } ~ ,\n$$", + "text_format": "latex", + "bbox": [ + 352, + 296, + 643, + 349 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "where weights $w _ { j }$ must be proportional to the posterior probabilities, or equivalently to the loss. ", + "bbox": [ + 176, + 354, + 805, + 369 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Effects of the dimensionality, the number of data points, and IASG parameters on ESS. The results of our synthetic experiments are presented below in Fig. 4. The takeaways are as follows: ", + "bbox": [ + 171, + 375, + 825, + 404 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "• More burn-in steps (or epochs) generally improve the quality of samples. \n• The larger the number of steps per sample the better (less correlated) the samples are. \n• The learning rate is the most sensitive and important hyperparameter—if too large, IASG might diverge (happened in the 1000 dimensional case); if too small, the samples become correlated. \n• Finally, the quality of the samples deteriorates with the increase in the number of dimensions. ", + "bbox": [ + 189, + 410, + 825, + 488 + ], + "page_idx": 14 + }, + { + "type": "image", + "img_path": "images/dd2becfed73f73c40e65b83ca70aa0ecc982fdc480126b938cabb9e516eccd13.jpg", + "image_caption": [ + "(a) ESS as a function of the number of burn-in steps. (Steps per sample: 50.) ", + "Figure 4: The ESS statistics for samples produced by IASG on random synthetic least squares linear regression problems of dimensionality 10, 100, 1000. Total number of data points per problem: 500, batch size: 10. In (a) and (b) the learning rate was set to 0.1 for 10 and 100 dimensions, and 0.01 for 1000 dimensions. " + ], + "image_footnote": [], + "bbox": [ + 169, + 511, + 825, + 832 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "B PROOFS ", + "text_level": 1, + "bbox": [ + 174, + 102, + 276, + 118 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Proposition 1 (Global Posterior Decomposition) Under the uniform prior, any global posterior distribution that exists decomposes into a product of local posteriors: $\\begin{array} { r } { \\mathbb { P } \\overset { \\cdot } { ( \\pmb { \\theta } \\mid D ) } \\propto \\prod _ { i = 1 } ^ { N } \\bar { \\mathbb { P } } \\left( \\pmb { \\theta } \\mid D _ { i } \\right) } \\end{array}$ ", + "bbox": [ + 173, + 132, + 823, + 165 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Proof Under the uniform prior, the following equivalence holds for $\\mathbb { P } \\left( \\pmb { \\theta } \\ | \\ D \\right)$ as a function of $\\pmb \\theta$ : ", + "bbox": [ + 169, + 178, + 810, + 195 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/93c4c94aad95575a6f555694e9c3b0278314ffc7eaf943e0e6d5835f60b172ea.jpg", + "text": "$$\n\\mathbb { P } \\left( \\pmb { \\theta } | D \\right) \\propto \\mathbb { P } \\left( D \\mid \\pmb { \\theta } \\right) = \\prod _ { z \\in D } \\mathbb { P } \\left( z \\mid \\pmb { \\theta } \\right) = \\prod _ { i = 1 } ^ { N } \\prod _ { z \\in D _ { i } } \\mathbb { P } \\left( z \\mid \\pmb { \\theta } \\right) \\propto \\prod _ { i = 1 } ^ { N } \\mathbb { P } \\left( \\pmb { \\theta } \\mid D _ { i } \\right)\n$$", + "text_format": "latex", + "bbox": [ + 241, + 198, + 756, + 246 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "The proportionality constant between the left and right hand side in Eq. 8 is $\\begin{array} { r } { \\prod _ { i = 1 } ^ { N } \\mathbb { P } \\left( D _ { i } \\right) / \\mathbb { P } \\left( D \\right) } \\end{array}$ . ", + "bbox": [ + 171, + 265, + 826, + 282 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Proposition 2 (Glomizer of a quadratic The glo, where $\\pmb { \\mu }$ gind $\\begin{array} { r } { \\mathcal { Q } ( \\pmb { \\theta } ) : = \\frac { 1 } { 2 } \\pmb { \\theta } ^ { \\top } \\mathbf { A } \\pmb { \\theta } - \\mathbf { b } ^ { \\top } \\pmb { \\theta } } \\end{array}$ $\\begin{array} { r } { \\mathbf { A } : = \\sum _ { i = 1 } ^ { N } q _ { i } \\pmb { \\Sigma } _ { i } ^ { - 1 } } \\end{array}$ $\\begin{array} { r } { \\mathbf { b } : = \\sum _ { i = 1 } ^ { N } q _ { i } \\Sigma _ { i } ^ { - 1 } \\pmb { \\mu } _ { i } } \\end{array}$ ", + "bbox": [ + 171, + 301, + 825, + 335 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Proof The statement of the proposition (implicitly) assumes that all matrix inverses exist. Then, the quadratic $\\mathcal { Q } ( \\pmb { \\theta } )$ is positive definite (PD) since $\\mathbf { A }$ is PD as a convex combination of PD matrices $\\boldsymbol { \\Sigma } _ { i } ^ { - 1 }$ . Thus, the quadratic has a unique solution $\\pmb { \\theta } ^ { \\star }$ where the gradient of the objective vanishes: ", + "bbox": [ + 173, + 348, + 826, + 392 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/159720f74c6e4f3e2549b02ea828c3e9fa4ac6aa3f989cb651dfae49fd0d814a.jpg", + "text": "$$\n\\mathbf { A } \\pmb { \\theta } ^ { \\star } - \\mathbf { b } = 0 \\quad \\Rightarrow \\quad \\pmb { \\theta } ^ { \\star } = \\mathbf { A } ^ { - 1 } \\mathbf { b } = \\left( \\sum _ { i = 1 } ^ { N } q _ { i } \\pmb { \\Sigma } _ { i } ^ { - 1 } \\right) ^ { - 1 } \\sum _ { i = 1 } ^ { N } q _ { i } \\pmb { \\Sigma } _ { i } ^ { - 1 } \\pmb { \\mu } _ { i } \\equiv \\pmb { \\mu } ,\n$$", + "text_format": "latex", + "bbox": [ + 250, + 395, + 746, + 443 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "which implies that $\\pmb { \\mu }$ is the unique minimizer of $\\mathcal { Q } ( \\pmb { \\theta } )$ . ", + "bbox": [ + 173, + 444, + 531, + 460 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "C COMPUTATION OF CLIENT DELTAS VIA DYNAMIC PROGRAMMING ", + "text_level": 1, + "bbox": [ + 171, + 486, + 759, + 505 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "In this section, we provide a constructive proof for the following theorem by designing an efficient algorithm for computing $\\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } = \\hat { \\pmb { \\Sigma } } _ { \\ell } ^ { - 1 } ( \\pmb { \\theta } - \\hat { \\pmb { \\mu } } _ { \\ell } )$ on the clients in time and memory linear in the number of dimensions $d$ of the parameter vector $\\pmb { \\theta } \\in \\mathbb { R } ^ { d }$ . ", + "bbox": [ + 174, + 517, + 825, + 565 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Theorem 3 Given $\\ell$ approximate posterior samples $\\{ \\hat { \\pmb { \\theta } } _ { 1 } , \\dots , \\hat { \\pmb { \\theta } } _ { \\ell } \\}$ , let $\\hat { \\pmb { \\mu } } _ { \\ell }$ be the sample mean, $\\hat { \\mathbf { S } } _ { \\ell }$ be the sample covariance, and $\\hat { \\Sigma } _ { \\ell } : = \\rho _ { \\ell } { \\bf I } + ( 1 - \\rho _ { \\ell } ) \\hat { \\bf S } _ { \\ell }$ be a shrinkage estimator (Ledoit & Wolf, 2004b) of the covariance with $\\rho _ { \\ell } : = 1 / ( 1 + ( \\ell - 1 ) \\rho )$ for some $\\rho \\in [ 0 , + \\infty )$ . Then, for any $\\pmb { \\theta }$ , we can compute $\\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } = \\hat { \\pmb { \\Sigma } } _ { \\ell } ^ { - 1 } ( \\pmb { \\theta } - \\hat { \\pmb { \\mu } } _ { \\ell } )$ in $\\mathcal { O } ( \\ell ^ { 2 } d )$ time and using $O ( \\ell d )$ memory. ", + "bbox": [ + 173, + 578, + 825, + 645 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "The naïve computation of update vectors (i.e., where we first estimate $\\hat { \\pmb { \\mu } } _ { \\ell }$ and $\\hat { \\Sigma } _ { \\ell }$ from posterior samples and use them to compute deltas) requires $\\mathcal { O } ( d ^ { 2 } )$ storage and $\\mathcal { O } ( d ^ { 3 } )$ compute on the clients and is both computationally and memory intractable. We derive an algorithm that, given $\\ell$ posterior samples, allows us to compute $\\hat { \\Delta } _ { \\ell }$ using only $O ( \\ell d )$ memory and $\\mathcal { O } ( \\ell ^ { 2 } d )$ compute. ", + "bbox": [ + 174, + 661, + 825, + 720 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "The algorithm makes use of the following two components: ", + "bbox": [ + 173, + 727, + 563, + 742 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "1. The shrinkage estimator of the covariance (Ledoit & Wolf, 2004b), which is known to be well-conditioned even in high-dimensional settings (i.e., when the number of samples is smaller than the number of dimensions) and is widely used in econometrics (Ledoit & Wolf, 2004a) and computational biology (Schäfer & Strimmer, 2005). \n2. Incremental computation of $\\hat { \\Sigma } _ { \\ell } ^ { - 1 } ( \\pmb { \\theta } _ { \\ell } - \\hat { \\pmb { \\mu } } _ { \\ell } )$ that exploits the fact that each new posterior sample only adds a rank-1 component to $\\hat { \\Sigma } _ { \\ell }$ and applies the Sherman-Morrison formula to derive a dynamic program for updating $\\hat { \\Delta } _ { \\ell }$ . ", + "bbox": [ + 210, + 751, + 825, + 864 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Notation. For the sake of this discussion, we denote $\\pmb { \\theta }$ (i.e., the server state broadcasted to the clients at round $t$ ) as $\\mathbf { x } _ { \\mathrm { 0 } }$ , drop the client index $i$ , denote posterior samples as $\\mathbf { x } _ { j }$ , sample mean as $\\begin{array} { r } { \\bar { \\mathbf { x } } _ { \\ell } : = \\frac { 1 } { \\ell } \\sum _ { j = 1 } ^ { \\ell } \\mathbf { x } _ { j } } \\end{array}$ , and sample covariance as $\\begin{array} { r } { \\hat { \\mathbf { S } } _ { \\ell } : = \\frac { 1 } { \\ell - 1 } \\sum _ { j = 1 } ^ { \\ell } ( { \\mathbf { x } } _ { j } - \\bar { \\mathbf { x } } _ { \\ell } ) ( { \\mathbf { x } } _ { j } - \\bar { \\mathbf { x } } _ { \\ell } ) ^ { \\top } } \\end{array}$ . ", + "bbox": [ + 174, + 877, + 825, + 928 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "C.1 THE SHRINKAGE ESTIMATOR OF THE COVARIANCE ", + "text_level": 1, + "bbox": [ + 173, + 103, + 575, + 118 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Ledoit & Wolf (2004b) proposed to estimate a high-dimensional covariance matrix using a convex combination of identity matrix and sample covariance (known as the LW or shrinkage estimator): ", + "bbox": [ + 169, + 128, + 825, + 159 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/3a27099f8b8023aa905281c14035fc1a67d548050aa6e95863a00ee8d584bf37.jpg", + "text": "$$\n\\hat { \\Sigma } _ { \\ell } ( \\rho _ { \\ell } ) : = \\rho _ { \\ell } { \\bf I } + ( 1 - \\rho _ { \\ell } ) { \\bf S } _ { \\ell } ,\n$$", + "text_format": "latex", + "bbox": [ + 400, + 164, + 596, + 184 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "where $\\rho _ { \\ell }$ is a scalar parameter that controls the bias-variance tradeoff of the estimator. As an aside, while $\\rho _ { \\ell }$ can be arbitrary and the optimal $\\rho _ { \\ell }$ requires knowing the true covariance $\\pmb { \\Sigma }$ , there are near-optimal ways to estimate $\\hat { \\rho } _ { \\ell }$ from the samples (Chen et al., 2010), which we discuss at the end of this section. ", + "bbox": [ + 173, + 189, + 826, + 244 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "In this section, we focus on deriving an expression for $\\rho _ { t }$ as a function of $t = 1 , \\ldots , \\ell$ that ensures that the difference between $\\hat { \\Sigma } _ { t }$ and $\\hat { \\Sigma } _ { t - 1 }$ is a rank-1 matrix (this is not the case for arbitrary $\\rho$ ’s). ", + "bbox": [ + 171, + 252, + 825, + 284 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Derivation of a shrinkage estimator that admits rank-1 updates. Consider the following matrix: ", + "bbox": [ + 171, + 296, + 823, + 313 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/8b69034aeeaac64b8a332c3566c85b684a044cc0712aee39c5df79b5553a5a88.jpg", + "text": "$$\n\\begin{array} { r } { \\tilde { \\Sigma } _ { t } : = \\mathbf { I } + \\beta _ { t } \\hat { \\mathbf { S } } _ { t } , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 442, + 318, + 553, + 337 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "where $\\beta _ { t }$ is a scalar function of $t = 1 , 2 , \\ldots , \\ell .$ . We would like to find $\\beta _ { t }$ such that $\\tilde { \\Sigma } _ { t } = \\tilde { \\Sigma } _ { t - 1 } + \\gamma _ { t } \\mathbf { U } _ { t }$ , where $\\mathbf { U } _ { t }$ is a rank-1 matrix, i.e., the following equality should hold: ", + "bbox": [ + 173, + 344, + 828, + 375 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/f38bede725df51592176a23d7da0b8b76bff7412dc7d17c098649984cc483025.jpg", + "text": "$$\n\\beta _ { t } \\hat { \\mathbf { S } } _ { t } = \\beta _ { t - 1 } \\hat { \\mathbf { S } } _ { t - 1 } + \\gamma _ { t } \\mathbf { U } _ { t }\n$$", + "text_format": "latex", + "bbox": [ + 411, + 380, + 586, + 398 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "To determine the functional form of $\\beta _ { t }$ , we need recurrent relationships for $\\bar { \\mathbf { x } } _ { t }$ and $\\hat { \\mathbf { S } } _ { t }$ . For the former, note that the following relationship holds for two consecutive estimates of the sample mean, $\\bar { \\mathbf { x } } _ { t - 1 }$ and $\\bar { \\mathbf { x } } _ { t }$ : ", + "bbox": [ + 173, + 406, + 825, + 448 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/56cd401640c55f3948b1a291c8b49effbcccd71a4156512156734504cdc62d2c.jpg", + "text": "$$\n\\bar { \\mathbf { x } } _ { t } = \\frac { ( t - 1 ) \\bar { \\mathbf { x } } _ { t - 1 } + \\mathbf { x } _ { t } } { t } = \\bar { \\mathbf { x } } _ { t - 1 } + \\frac { 1 } { t } \\big ( \\mathbf { x } _ { t } - \\bar { \\mathbf { x } } _ { t - 1 } \\big )\n$$", + "text_format": "latex", + "bbox": [ + 334, + 445, + 661, + 477 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "This allows us to expand $\\hat { \\mathbf { S } } _ { t }$ as follows: ", + "bbox": [ + 174, + 482, + 431, + 497 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/30eaf7bf8ca1bba562009f07b48221347ce03e1219ffffe2c2f5c3196055fdd5.jpg", + "text": "$$\n\\begin{array} { r l } & { ( t - 1 ) \\tilde { \\mathbf { S } } _ { t } = \\displaystyle \\sum _ { j = 1 } ^ { t } ( \\mathbf { x } _ { j } - \\mathbf { x } _ { k , i } ) ( \\mathbf { x } _ { j } - \\mathbf { x } _ { k , i } ) ^ { \\top } } \\\\ & { \\qquad = \\displaystyle \\sum _ { j = 1 } ^ { t } \\left( \\mathbf { x } _ { j } - \\mathbf { \\bar { x } } _ { k - 1 } - \\frac { \\mathbf { x } _ { k } - \\mathbf { \\bar { x } } _ { k - 1 } } { L } \\right) \\left( \\mathbf { x } _ { j } - \\mathbf { \\bar { x } } _ { k - 1 } - \\frac { \\mathbf { x } _ { k } - \\mathbf { \\bar { x } } _ { k - 1 } } { L } \\right) ^ { \\top } } \\\\ & { \\qquad = \\displaystyle \\sum _ { j = 1 } ^ { t - 1 } ( \\mathbf { x } _ { j } - \\mathbf { \\bar { x } } _ { k - 1 } ) \\left( \\mathbf { x } _ { j } - \\mathbf { \\bar { x } } _ { k - 1 } \\right) ^ { \\top } - 2 \\frac { \\mathbf { x } _ { k } - \\mathbf { \\bar { x } } _ { k - 1 } } { L } \\displaystyle \\sum _ { j = 1 } ^ { t - 1 } ( \\mathbf { x } _ { j } - \\mathbf { \\bar { x } } _ { k - 1 } ) ^ { \\top } + } \\\\ & { \\qquad = \\displaystyle \\sum _ { j = 1 } ^ { t - 1 } ( \\mathbf { x } _ { j } - \\mathbf { \\bar { x } } _ { k - 1 } ) ( \\mathbf { \\bar { x } } _ { k } - \\mathbf { \\bar { x } } _ { k - 1 } ) ^ { \\top } + \\left( \\frac { t - 1 } { t } \\right) ^ { 2 } \\left( \\mathbf { x } _ { t } - \\mathbf { \\bar { x } } _ { t - 1 } \\right) ( \\mathbf { x } _ { s } - \\mathbf { \\bar { x } } _ { t - 1 } ) ^ { \\top } } \\\\ & { \\qquad \\quad \\frac { t - 1 } { t ^ { 2 } } \\left( \\mathbf { x } _ { t } - \\mathbf { \\bar { x } } _ { t - 1 } \\right) ( \\mathbf { \\bar { x } } _ { t } - \\mathbf { \\bar { x } } _ { t - 1 } ) ^ { \\top } + \\left( \\frac { t - 1 } { t } \\right) ^ { 2 } \\left( \\mathbf { \\bar { x } } _ { t } - \\mathbf { \\bar { x } } _ { t - 1 } \\right) ( \\mathbf { x } _ { s } - \\mathbf { \\bar { x } } _ { t - 1 } ) ^ { \\top } } \\\\ & \\qquad = ( t - 2 ) \\mathbf { \\bar { x } } _ \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 205, + 502, + 766, + 729 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Thus, we have the following recurrent relationship between $\\hat { \\mathbf { S } } _ { t }$ and $\\hat { \\bf S } _ { t - 1 }$ ", + "bbox": [ + 176, + 734, + 651, + 752 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/536e60238969a78b047c867fe4fe5a7b0f622d2f449fc5ceadca9c82fa843973.jpg", + "text": "$$\n\\hat { \\bf S } _ { t } = \\left( \\frac { t - 2 } { t - 1 } \\right) \\hat { \\bf S } _ { t - 1 } + \\frac { 1 } { t } ( { \\bf x } _ { t } - \\bar { \\bf x } _ { t - 1 } ) ( { \\bf x } _ { t } - \\bar { \\bf x } _ { t - 1 } ) ^ { \\top }\n$$", + "text_format": "latex", + "bbox": [ + 326, + 757, + 669, + 792 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Now, we can plug (15) into (12) and obtain the following equation: ", + "bbox": [ + 174, + 796, + 612, + 813 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/c535c3f153c29ae9ed0f4ee0a32afafa17bcecf83ac2d096d91598bf4b02356e.jpg", + "text": "$$\n\\beta _ { t } \\left( \\frac { t - 2 } { t - 1 } \\right) \\hat { \\mathbf { S } } _ { t - 1 } + \\frac { \\beta _ { t } } { t } ( \\mathbf { x } _ { t } - \\bar { \\mathbf { x } } _ { t - 1 } ) ( \\mathbf { x } _ { t } - \\bar { \\mathbf { x } } _ { t - 1 } ) ^ { \\top } = \\beta _ { t - 1 } \\mathbf { S } _ { t - 1 } + \\gamma _ { t } \\mathbf { U } _ { t } ,\n$$", + "text_format": "latex", + "bbox": [ + 261, + 818, + 736, + 853 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "which implies that $\\mathbf { U } _ { t } : = \\big ( \\mathbf { x } _ { t } - \\bar { \\mathbf { x } } _ { t - 1 } \\big ) \\big ( \\mathbf { x } _ { t } - \\bar { \\mathbf { x } } _ { t - 1 } \\big ) ^ { \\top }$ , $\\gamma _ { t } : = \\beta _ { t } / t$ , and the following telescoping expressions for $\\beta _ { t }$ : ", + "bbox": [ + 174, + 858, + 825, + 888 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/b37e83cc64e13cefc4cef433208e196fc45b73071bd715d5d7de5b0b2c240eb9.jpg", + "text": "$$\n\\beta _ { t } = \\left( \\frac { t - 1 } { t - 2 } \\right) \\beta _ { t - 1 } = \\left( \\frac { t - 1 } { t - 2 } \\cdot \\frac { t - 2 } { t - 3 } \\right) \\beta _ { t - 2 } = \\cdot \\cdot \\cdot = ( t - 1 ) \\beta _ { 2 } ,\n$$", + "text_format": "latex", + "bbox": [ + 281, + 893, + 715, + 929 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "where we set $\\beta _ { 2 } \\equiv \\rho \\in [ 0 , + \\infty )$ to be a constant. Thus, if we define $\\tilde { \\Sigma } _ { t } : = \\mathbf { I } + \\rho ( t - 1 ) \\hat { \\mathbf { S } } _ { t }$ , then the following recurrent relationships will hold: ", + "bbox": [ + 173, + 102, + 823, + 132 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/fcdd80a516f1274a0486be1a3220be38fb999f48b67b6f2b079b31435d368a4d.jpg", + "text": "$$\n\\begin{array} { r l } & { \\tilde { \\Sigma } _ { 1 } = { \\bf I } , } \\\\ & { \\tilde { \\Sigma } _ { 2 } = { \\bf I } + \\rho \\hat { \\bf S } _ { 2 } = \\tilde { \\Sigma } _ { 1 } + \\frac { \\rho } { 2 } ( { \\bf x } _ { 2 } - \\bar { \\bf x } _ { 1 } ) ( { \\bf x } _ { 2 } - \\bar { \\bf x } _ { 1 } ) ^ { \\top } , } \\\\ & { \\tilde { \\Sigma } _ { 3 } = { \\bf I } + 2 \\rho \\hat { \\bf S } _ { 3 } = \\tilde { \\Sigma } _ { 2 } + \\frac { 2 \\rho } { 3 } ( { \\bf x } _ { 3 } - \\bar { \\bf x } _ { 2 } ) ( { \\bf x } _ { 3 } - \\bar { \\bf x } _ { 2 } ) ^ { \\top } , } \\\\ & { \\qquad \\quad \\cdots } \\\\ & { \\tilde { \\Sigma } _ { t } = { \\bf I } + ( t - 1 ) \\rho \\hat { \\bf S } _ { t - 1 } = \\tilde { \\Sigma } _ { t - 1 } + \\frac { ( t - 1 ) \\rho } { t } ( { \\bf x } _ { t } - \\bar { \\bf x } _ { t - 1 } ) ( { \\bf x } _ { t } - \\bar { \\bf x } _ { t - 1 } ) ^ { \\top } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 261, + 135, + 735, + 263 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Finally, we can obtain a shrinkage estimator of the covariance from $\\tilde { \\Sigma } _ { n }$ by normalizing coefficients: ", + "bbox": [ + 176, + 267, + 825, + 284 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/4627ff1ab205a5ca3e4075ff46433308a3a5868cb4b70fc1312d2a52b1e5cc10.jpg", + "text": "$$\n\\hat { \\pmb { \\Sigma } } _ { t } : = \\underbrace { \\frac { 1 } { 1 + ( t - 1 ) \\rho } } _ { \\rho _ { t } } \\mathbf { I } + \\underbrace { \\frac { ( t - 1 ) \\rho } { 1 + ( t - 1 ) \\rho } } _ { 1 - \\rho _ { t } } \\hat { \\mathbf { S } } _ { t } = \\rho _ { t } \\tilde { \\mathbf { \\Sigma } } _ { t }\n$$", + "text_format": "latex", + "bbox": [ + 334, + 285, + 663, + 337 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Note that $\\hat { \\Sigma } _ { 1 } \\equiv \\mathbf { I }$ and $\\hat { \\Sigma } _ { t } \\to \\mathbf S _ { t }$ as $t \\to \\infty$ ", + "bbox": [ + 176, + 340, + 455, + 358 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "C.2 COMPUTING DELTAS USING SHERMAN-MORRISON AND DYNAMIC PROGRAMMING ", + "bbox": [ + 171, + 372, + 792, + 388 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Since $\\hat { \\Sigma } _ { \\ell }$ is proportional to $\\tilde { \\Sigma } _ { \\ell }$ and the latter satisfies recurrent rank-1 updates given in Eq. 18, denoting $\\mathbf { u } _ { \\ell } : = \\mathbf { x } _ { \\ell } - \\bar { \\mathbf { x } } _ { \\ell - 1 }$ , we can express $\\hat { \\boldsymbol { \\Sigma } } _ { \\ell } ^ { - 1 } = \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell } ^ { - 1 } / \\rho _ { \\ell }$ using the Sherman-Morrison formula: ", + "bbox": [ + 174, + 397, + 825, + 434 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/d65c2ec24a225b4d1128d53fc9b75e289e81cd089c33c030a11b81789a4484ef.jpg", + "text": "$$\n\\tilde { \\boldsymbol { \\Sigma } } _ { \\ell } ^ { - 1 } = \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell - 1 } ^ { - 1 } - \\frac { \\gamma _ { \\ell } \\left( \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell - 1 } ^ { - 1 } \\mathbf { u } _ { \\ell } \\mathbf { u } _ { \\ell } ^ { \\top } \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell - 1 } ^ { - 1 } \\right) } { 1 + \\gamma _ { \\ell } \\left( \\mathbf { u } _ { \\ell } ^ { \\top } \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell - 1 } ^ { - 1 } \\mathbf { u } _ { \\ell } \\right) }\n$$", + "text_format": "latex", + "bbox": [ + 367, + 435, + 630, + 488 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Note that we would like to estimate $\\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } }$ , which can be done without computing or storing any matrices if we know $\\tilde { \\Sigma } _ { \\ell - 1 } ^ { - 1 } \\mathbf { u } _ { \\ell }$ and $\\tilde { \\Sigma } _ { \\ell - 1 } ^ { - 1 } ( \\mathbf { x } _ { 0 } - \\bar { \\mathbf { x } } _ { \\ell } )$ . ", + "bbox": [ + 174, + 492, + 825, + 531 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Denoting $\\tilde { \\Delta } _ { t } : = \\tilde { \\Sigma } _ { t } ^ { - 1 } ( \\mathbf x _ { 0 } - \\bar { \\mathbf x } _ { t } )$ , and knowing that $\\mathbf { x } _ { 0 } - \\bar { \\mathbf { x } } _ { \\ell } = \\left( \\mathbf { x } _ { 0 } - \\bar { \\mathbf { x } } _ { \\ell - 1 } \\right) - \\mathbf { u } _ { \\ell } / \\ell$ (which follows from Eq. 13), we can compute $\\hat { \\Delta } _ { \\ell }$ using the following recurrence: ", + "bbox": [ + 174, + 536, + 825, + 574 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/2e8b4abb8c7b14f48b6c4686314482d77a25f012c039aebc0a39ab9f6e64e7fa.jpg", + "text": "$$\n\\begin{array} { r l } & { \\tilde { \\mathbf { A } } _ { 1 } : = \\mathbf { x } _ { 0 } - \\bar { \\mathbf { x } } _ { 1 } , \\quad \\mathbf { v } _ { 1 , 2 } : = \\mathbf { x } _ { 2 } - \\bar { \\mathbf { x } } _ { 1 } , } \\\\ & { \\mathbf { u } _ { t } : = \\mathbf { x } _ { t } - \\bar { \\mathbf { x } } _ { t - 1 } , \\quad \\mathbf { v } _ { t - 1 , t } : = \\tilde { \\dot { \\Sigma } } _ { t - 1 } ^ { - 1 } \\mathbf { u } _ { t } } \\\\ & { \\tilde { \\mathbf { A } } _ { t } = \\tilde { \\mathbf { A } } _ { t - 1 } - \\left[ 1 + \\frac { \\gamma _ { t } \\left( t \\mathbf { u } _ { t } ^ { \\top } \\tilde { \\mathbf { A } } _ { t - 1 } - \\mathbf { u } _ { t } ^ { \\top } \\mathbf { v } _ { t - 1 , t } \\right) } { 1 + \\gamma _ { t } \\left( \\mathbf { u } _ { t } ^ { \\top } \\mathbf { v } _ { t - 1 , t } \\right) } \\right] \\frac { \\mathbf { v } _ { t - 1 , t } } { t } \\quad / / \\mathrm { r e c u r r e n c e ~ f o r ~ } \\tilde { \\mathbf { A } } _ { t } } \\\\ & { \\hat { \\mathbf { A } } _ { t } = \\tilde { \\mathbf { A } } _ { t } / \\rho _ { t } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 183, + 577, + 790, + 693 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Remember that our goal is to avoid storing $d \\times d$ matrices throughout the computation. In the above recursive equations, all expressions depend only on vector-vector products except the one for $\\mathbf { v } _ { t - 1 , t }$ which needs a matrix-vector product. To express the latter one in the form of vector-vector products, we need another 2-index recurrence on $\\mathbf { v } _ { i , j } : = \\tilde { \\pmb { \\Sigma } } _ { i } ^ { - 1 } \\mathbf { u } _ { j }$ : ", + "bbox": [ + 173, + 693, + 825, + 755 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/e4b579dcb35599dbe364bf49521c12cbb3ee44306ae9731b86af6dd3b195ba35.jpg", + "text": "$$\n\\begin{array} { r l } & { \\mathbf { v } _ { 1 , 2 } = \\mathbf { u } _ { 2 } , \\quad \\mathbf { v } _ { 1 , 3 } = \\mathbf { u } _ { 3 } , \\quad \\ldots \\quad \\mathbf { v } _ { 1 , t } = \\mathbf { u } _ { t } } \\\\ & { \\mathbf { v } _ { t - 1 , t } = \\left[ \\boldsymbol { \\tilde { \\Sigma } } _ { t - 2 } ^ { - 1 } - \\frac { \\gamma _ { t - 1 } \\left( \\boldsymbol { \\tilde { \\Sigma } } _ { t - 2 } ^ { - 1 } \\mathbf { u } _ { t - 1 } \\mathbf { u } _ { t - 1 } ^ { \\top } \\boldsymbol { \\tilde { \\Sigma } } _ { t - 2 } ^ { - 1 } \\right) } { 1 + \\gamma _ { t - 1 } \\left( \\mathbf { u } _ { t - 1 } ^ { \\top } \\boldsymbol { \\tilde { \\Sigma } } _ { t - 2 } ^ { - 1 } \\mathbf { u } _ { t - 1 } \\right) } \\right] \\mathbf { u } _ { t } \\quad \\mathrm { ~ / / ~ S h e r m a n - M o r r i s o n } } \\\\ & { \\qquad = \\mathbf { v } _ { t - 2 , t } - \\frac { \\gamma _ { t - 1 } \\left( \\mathbf { v } _ { t - 2 , t - 1 } ^ { \\top } \\mathbf { u } _ { t - 1 } \\right) } { 1 + \\gamma _ { t - 1 } \\left( \\mathbf { v } _ { t - 2 , t - 1 } ^ { \\top } \\mathbf { u } _ { t - 1 } \\right) } \\mathbf { v } _ { t - 2 , t - 1 } } \\\\ & { \\qquad = \\mathbf { v } _ { 1 , t } - \\displaystyle \\sum _ { k = 2 } ^ { t - 1 } \\frac { \\gamma _ { k } \\left( \\mathbf { v } _ { k - 1 , k } ^ { \\top } \\mathbf { u } _ { t } \\right) } { 1 + \\gamma _ { k } \\left( \\mathbf { v } _ { k - 1 , k } ^ { \\top } \\mathbf { u } _ { t } \\right) } \\mathbf { v } _ { k - 1 , k } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 197, + 757, + 774, + 924 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Now, equipped with these two recurrences, given a stream of samples , we compute $\\hat { \\Delta } _ { t }$ for $t \\geq 2$ based on $\\mathbf { x } _ { t }$ , $\\{ { \\bf u } _ { k } \\} _ { k = 1 } ^ { t - 1 }$ , $\\left\\{ \\mathbf { v } _ { k - 2 , k - 1 } \\right\\} _ { k = 1 } ^ { t - 1 }$ and $\\hat { \\Delta } _ { t - 1 }$ using the following two steps: ", + "bbox": [ + 173, + 103, + 825, + 136 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "1. Compute $\\mathbf { u } _ { t }$ and $\\mathbf { v } _ { t - 1 , t }$ using the second recurrence. \n2. Compute $\\hat { \\Delta } _ { t }$ from $\\mathbf { u } _ { t }$ , $\\mathbf { v } _ { t - 1 , t }$ , and $\\hat { \\Delta } _ { t - 1 }$ using the first recurrence. ", + "bbox": [ + 210, + 146, + 669, + 186 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "For each new sample in the sequence, we repeat the two steps to obtain the updated $\\hat { \\Delta } _ { t }$ estimate, until we have processed all $\\ell$ samples. Note that the first step requires $\\mathcal { O } ( t )$ vector-vector multiplies, i.e., $O ( t d )$ compute, and $\\mathcal O ( d )$ memory, and the second step a $\\mathcal { O } ( 1 )$ number of vector-vector multiplies. As a result, the computational complexity of estimating $\\hat { \\Delta } _ { \\ell }$ is $\\mathcal { O } ( \\ell ^ { 2 } d )$ and the storage needed for the dynamic programming state represented by a tuple $\\left( \\{ \\mathbf { u } _ { k } \\} _ { k = 1 } ^ { t - 1 } , \\left\\{ \\mathbf { v } _ { k - 2 , k - 1 } \\right\\} _ { k = 1 } ^ { t - 1 } , \\hat { \\Delta } _ { t - 1 } \\right)$ is $O ( \\ell d )$ . ", + "bbox": [ + 174, + 200, + 826, + 282 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "The any-time property of the resulting algorithm. Interestingly, the above algorithm is online as well as any-time in the following sense: as we keep sampling more from the posterior, the estimate of $\\hat { \\Delta }$ keeps improving, but if stopped at any time, the algorithm still produces the best possible estimate under the given time constraint. If the posterior sampler is stopped during the burn-in phase or after having produced only 1 posterior sample, the returned delta will be identical to FEDAVG. By spending more compute on the clients (and a bit of extra memory), with each additional posterior sample $\\mathbf { x } _ { t }$ , we have $\\mathbf { \\widehat { \\Delta } } \\mathbf { \\Delta } \\hat { \\mathbf { \\Delta } } _ { t } \\underset { t \\infty } { \\longrightarrow } \\Sigma ^ { - 1 } ( \\mathbf { x } _ { 0 } - \\pmb { \\mu } )$ . ", + "bbox": [ + 173, + 300, + 825, + 407 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Optimal selection of $\\rho$ . Note that to be able to run the above described algorithm in an online fashion, we have to select and commit to a $\\rho$ before seeing any samples. Alternatively, if the online and any-time properties of the algorithm are unnecessary, we can first obtain $\\ell$ posterior samples $\\{ \\mathbf { x } _ { k } \\} _ { k = 1 } ^ { \\ell }$ then infer a near-optimal $\\hat { \\rho } _ { \\star }$ from these samples—e.g., using the Rao-Blackwellized version of the LW estimator (RBLW) or the oracle approximating shrinkage (OAS), both proposed and analyzed by Chen et al. (2010)—and then use the inferred $\\hat { \\rho } _ { \\star }$ to compute the corresponding delta using our dynamic programming algorithm. ", + "bbox": [ + 173, + 424, + 825, + 522 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "D DETAILS ON THE EXPERIMENTAL SETUP ", + "text_level": 1, + "bbox": [ + 174, + 544, + 547, + 560 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "In this part, we provide additional details on our experimental setup, including a more detailed description of the datasets and tasks, models, methods, and hyperparameters. ", + "bbox": [ + 173, + 577, + 823, + 606 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "D.1 DATASETS, TASKS, AND MODELS ", + "bbox": [ + 176, + 625, + 450, + 638 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Statistics of the datasets used in our empirical study can be found in Table 2. All the datasets and tasks considered in our study are a subset of the tasks introduced by Reddi et al. (2020). ", + "bbox": [ + 173, + 651, + 825, + 680 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "EMNIST-62. The dataset is comprised of $2 8 \\times 2 8$ images of handwritten digits and lower and upper case English characters (62 different classes total). The federated version of the dataset was introduced by Caldas et al. (2018), and is partitioned by the author of each character. The heterogeneity of the dataset is coming from the different writing style of each author. We use this dataset for the character recognition task, termed EMNIST CR in Reddi et al. (2020) and the same model architecture, which is a 2-layer convolutional network with $3 \\times 3$ kernel, max pooling, and dropout, followed by a 128-unit fully connected layer. The model was adopted from the TensorFlow Federated library: https://bit.ly/3l41LKv. ", + "bbox": [ + 174, + 696, + 825, + 809 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "CIFAR-100. The federated version of CIFAR-100 was introduced by Reddi et al. (2020). The training set of the dataset is partitioned among 500 clients, 100 data points per client. The partitioning was created using a two-step latent Dirichlet allocation (LDA) over to “coarse” to “fine” labels which created a label distribution resembling a more realistic federated setting. For the model, also following Reddi et al. (2020), we used a modified ResNet-18 with group normalization layer instead of batch normalization, as suggested by Hsieh et al. (2019). The model was adopted from the TensorFlow Federated library: https://bit.ly/33jMv6g. ", + "bbox": [ + 173, + 825, + 825, + 924 + ], + "page_idx": 18 + }, + { + "type": "table", + "img_path": "images/10e4e38e44aef81da56b04000f682da3b1dbab7d48461632d6535d4cfea19e35.jpg", + "table_caption": [ + "Table 4: Selected optimizers for each task. For SGD, $m$ denotes momentum. For Adam, $\\beta _ { 1 } = 0 . 9 , \\beta _ { 2 } = 0 . 9 9$ . " + ], + "table_footnote": [], + "table_body": "
HyperparameterEMNIST-62CIFAR-100StackOverflowNWPStackOverflow LR
SERVEROPTCLIENTOPT# clients p/roundSGD (m = 0.9)SGD(m = 0.9)100SGD(m = 0.9)SGD(m = 0.9)20Adam(τ =10-3)SGD (m = 0.0)10Adagrad (τ = 10-5)SGD(m = 0.9)10
", + "bbox": [ + 173, + 126, + 825, + 203 + ], + "page_idx": 19 + }, + { + "type": "table", + "img_path": "images/fbb04cfce67b1ee850a26914c70aff08ec83104a38b90e3f24dd41730c406dec.jpg", + "table_caption": [ + "Table 5: Hyperparameter grids for each task. " + ], + "table_footnote": [], + "table_body": "
HyperparameterEMNIST-62CIFAR-100StackOverflow NWPStackOverflow LR
Server learning rate Client learning rate Client epochs{0.01,0.05,0.1,0.5,1, 5} {0.001,0.005,0.01,0.05,0.1}{0.01,0.05,0.1,0.5,1} {0.1,0.5,1,5,10} {0.01,0.05,0.1} {1,5,10,50,100} {2,5,10,20}
FEDPA burn-in FEDPA shrinkage{100,200,400,600,800} {0.0001,0.001,0.01,0.1,1}
", + "bbox": [ + 173, + 252, + 825, + 359 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "StackOverflow. The dataset consists of text (questions and answers) asked and answered by the total of 342,477 unique users, collected from https://stackoverflow.com. The federated version of the dataset partitions it into clients by the user. In addition, questions and answers in the dataset have associated metadata, which includes tags. We consider two tasks introduced by Reddi et al. (2020): the next word prediction task (NWP) and the tag prediction task via multi-label logistic regression. The vocabulary of the dataset is restricted to 10,000 most frequently used words for each task (i.e., the NWP task becomes a multi-class classification problem with 10,000 classes). The tags are similarly restricted to 500 most frequent ones (i.e., the LR task becomes a multi-label classification proble with 500 labels). ", + "bbox": [ + 173, + 402, + 825, + 527 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "For tag prediction, we use a simple linear regression model where each question or answer are represented by a normalized bag-of-words vector. The model was adopted from the TensorFlow Federated library: https://bit.ly/2EXjAeY. ", + "bbox": [ + 174, + 535, + 825, + 577 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "For the NWP task, we restrict each client to the first 128 sentences in their dataset, perform padding and truncation to ensure that sentences have 20 words, and then represent each sentence as a sequence of indices corresponding to the 10,000 frequently used words, as well as indices representing padding, out-of-vocabulary (OOV) words, beginning of sentence (BOS), and end of sentence (EOS). We note that accuracy of next word prediction is measured only on the content words and not on the OOV, BOS, and EOS symbols. We use an RNN model with 96-dimensional word embeddings (trained from scratch), 670-dimensional LSTM layer, followed by a fully connected output softmax layer. The model was adopted from the TensorFlow Federated library: https://bit.ly/2SoSi3X. ", + "bbox": [ + 174, + 583, + 825, + 695 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "D.2 METHODS ", + "text_level": 1, + "bbox": [ + 174, + 729, + 289, + 744 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "As mentioned in the main text, we used FEDAVG with adaptive server optimizers with 1 or multiple local epochs per client as our baselines. For each task, we selected the best server optimizer based on the results reported by Reddi et al. (2020), given in Table 4. We emphasize, even though we refer to all our baseline methods as FEDAVG, the names of the methods as given by Reddi et al. (2020) should be FEDAVGM for EMNIST-62 and CIFAR-100, FEDADAM for StackOverflow NWP and FEDADAGRAD for StackOverflow LR. Another difference between our baselines and Reddi et al. (2020) is that we ran SGD with momentum on the clients for EMNIST-62, CIFAR-100, and StackOverflow LR, as that improved performance of the methods with multiple epochs per client. ", + "bbox": [ + 174, + 762, + 825, + 875 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "Our FEDPA methods used the same configurations as FEDAVG baselines; moreover, FEDPA and FEDAVG were identical (algorithmically) during the burn-in phase and only different in the client-side computation during the sampling phase of FEDPA. ", + "bbox": [ + 176, + 882, + 823, + 924 + ], + "page_idx": 19 + }, + { + "type": "table", + "img_path": "images/fec8615b54cc71bf09e6b3f267621acb41a12df1d7581877707a0c58f6764ad1.jpg", + "table_caption": [ + "Table 6: The best selected hyperparameters for each task. " + ], + "table_footnote": [], + "table_body": "
HyperparameterEMNIST-62CIFAR-100StackOverflow NWPStackOverflow LR
Server learning rate0.50.51.05.0
Client learning rate0.010.010.150.0
Client epochs51055
FEDPA burn-in100400800800
FEDPA shrinkage0.10.010.010.01
", + "bbox": [ + 173, + 126, + 823, + 224 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "D.3 HYPERPARAMETERS AND GRIDS ", + "text_level": 1, + "bbox": [ + 176, + 251, + 444, + 265 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "All hyperparameter grids are given in Table 5. The best server and client learning rates were selected based on the FEDAVG performance and used for FEDPA. The best selected hyperparameters are given in Table 6. ", + "bbox": [ + 174, + 276, + 826, + 319 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "E ADDITIONAL EXPERIMENTAL RESULTS ", + "text_level": 1, + "bbox": [ + 174, + 339, + 535, + 356 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "We provide additional experimental results. As mentioned in the main text, the results presented in Table 3 were selected to highlight the differences between the methods with respect to two metrics of interest: (i) the number of rounds until the desired performance, and (ii) the performance achievable within a fixed number of rounds. A much fuller picture is given by the learning curves of each method. Therefore, we plot evaluation losses, accuracies, and metrics of interest over the course of training. On the plots, individual values at each round are indicated with $\\times$ -markers and the 10-round running average with a line of the corresponding color. ", + "bbox": [ + 173, + 371, + 826, + 468 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "EMNIST-62. Learning curves for FEDAVG and FEDPA on EMNIST-62 are given in Fig. 5. Fig. 5a shows the best FEDAVG-1E, FEDAVG-5E, and FEDPA-5E models and Fig. 5b shows the best FEDAVG-20E, and FEDPA-20E. Apart from the fact that multi-epoch versions converge significantly faster than the 1-epoch FEDAVG-1E, note that the effect of bias reduction when switching from the burn-in to sampling in FEDPA becomes much more pronounced in the 20-epoch version. ", + "bbox": [ + 174, + 483, + 825, + 554 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "CIFAR-100 and StackOverflow. Learning curves for various models on CIFAR-100 and StackOverflow tasks are presented in Figs. 6 and 7. The takeaways for CIFAR-100 and StackOverflow NWP are essentially the same as for EMNIST-62—much faster convergence with the increased number of local epochs and visually noticeable improvement in losses and accuracies due to sampling-based bias correction in client deltas after the burn-in phase is over. Interestingly, we see that on StackOverflow LR task FEDAVG-1E clearly dominates multi-epoch methods in terms of the loss and recall at 5, losing in precision and macro-F1. Even more puzzling is the significant drop in the average precision of FEDPA-ME after the switching to sampling, while at the same time a jump in recall and F1 metrics. This indicates that the global model moves to a different fixed point where it over-predicts positive labels (i.e., less precise) but also less likely to miss rare labels (i.e., higher recall on rare labels, and as a result a jump in macro-F1). The reason why this happens, however, is unclear. ", + "bbox": [ + 174, + 569, + 826, + 722 + ], + "page_idx": 20 + }, + { + "type": "image", + "img_path": "images/00390e50100b030793235c85e0ce0977758d9f494ede856d5bbceaeabcdc7cc4.jpg", + "image_caption": [ + "(a) EMNIST-62: Evaluation loss and accuracy for FEDAVG-1E, FEDAVG-5E, and FEDPA-5E. ", + "(b) EMNIST-62: Evaluation loss and accuracy for FEDAVG-20E and FEDPA-20E. " + ], + "image_footnote": [], + "bbox": [ + 183, + 150, + 820, + 284 + ], + "page_idx": 21 + }, + { + "type": "image", + "img_path": "images/b5a8c17441010fe968e65962029d0ffea80f73fa4a2e16e489cf25e2cf33179d.jpg", + "image_caption": [ + "Figure 5: Evaluation metrics for FEDAVG and FEDPA computed at each training round on EMNIST-62. " + ], + "image_footnote": [], + "bbox": [ + 183, + 315, + 818, + 450 + ], + "page_idx": 21 + }, + { + "type": "image", + "img_path": "images/39b1ec484ec2a81499a971e45b407a9be46dae7d6099f63c9dd09a9370415b2b.jpg", + "image_caption": [ + "Figure 6: Evaluation metrics for FEDAVG and FEDPA computed at each training round on (a) CIFAR-100 and (b) StackOverflow NWP tasks. " + ], + "image_footnote": [], + "bbox": [ + 171, + 532, + 823, + 852 + ], + "page_idx": 21 + }, + { + "type": "image", + "img_path": "images/eb9a0ce2843add8edf37730f2de5db75c19f9d18fdfcb593aad42c8139e426cf.jpg", + "image_caption": [ + "Figure 7: Evaluation metrics for FEDAVG and FEDPA computed at each training round on StackOverflow LR. Evaluation loss, average precision and recall, and micro- and macro-averaged F1 for FEDAVG-1E, FEDAVG-5E, and FEDPA-5E. 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We present an alternative perspective and formulate federated learning", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 254, + 470, + 267 + ], + "spans": [ + { + "bbox": [ + 141, + 254, + 470, + 267 + ], + "score": 1.0, + "content": "as a posterior inference problem, where the goal is to infer a global posterior", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 141, + 264, + 471, + 277 + ], + "spans": [ + { + "bbox": [ + 141, + 264, + 471, + 277 + ], + "score": 1.0, + "content": "distribution by having client devices each infer the posterior of their local data.", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 141, + 275, + 469, + 289 + ], + "spans": [ + { + "bbox": [ + 141, + 275, + 469, + 289 + ], + "score": 1.0, + "content": "While exact inference is often intractable, this perspective provides a principled way", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 141, + 287, + 469, + 299 + ], + "spans": [ + { + "bbox": [ + 141, + 287, + 469, + 299 + ], + "score": 1.0, + "content": "to search for global optima in federated settings. 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Our algorithm uses MCMC for approximate inference of local posteriors", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 331, + 469, + 342 + ], + "spans": [ + { + "bbox": [ + 141, + 331, + 469, + 342 + ], + "score": 1.0, + "content": "on the clients and efficiently communicates their statistics to the server, where", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 341, + 469, + 353 + ], + "spans": [ + { + "bbox": [ + 141, + 341, + 469, + 353 + ], + "score": 1.0, + "content": "the latter uses them to refine a global estimate of the posterior mode. Finally, we", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 142, + 353, + 470, + 365 + ], + "spans": [ + { + "bbox": [ + 142, + 353, + 470, + 365 + ], + "score": 1.0, + "content": "show that FEDPA generalizes federated averaging (FEDAVG), can similarly benefit", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 141, + 364, + 469, + 375 + ], + "spans": [ + { + "bbox": [ + 141, + 364, + 469, + 375 + ], + "score": 1.0, + "content": "from adaptive optimizers, and yields state-of-the-art results on four realistic and", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 142, + 375, + 385, + 387 + ], + "spans": [ + { + "bbox": [ + 142, + 375, + 385, + 387 + ], + "score": 1.0, + "content": "challenging benchmarks, converging faster, to better optima.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 16.5 + }, + { + "type": "title", + "bbox": [ + 108, + 405, + 206, + 417 + ], + "lines": [ + { + "bbox": [ + 105, + 403, + 208, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 403, + 208, + 420 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 107, + 429, + 505, + 517 + ], + "lines": [ + { + "bbox": [ + 106, + 430, + 504, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 504, + 441 + ], + "score": 1.0, + "content": "Federated learning (FL) is a framework for learning statistical models from heterogeneous data", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 440, + 506, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 440, + 506, + 452 + ], + "score": 1.0, + "content": "scattered across multiple entities (or clients) under the coordination of a central server that has no", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 452, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 106, + 452, + 505, + 462 + ], + "score": 1.0, + "content": "direct access to the local data (Kairouz et al., 2019). To learn models without any data transfer,", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 462, + 505, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 462, + 505, + 474 + ], + "score": 1.0, + "content": "clients must process their own data locally and only infrequently communicate some model updates", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 473, + 505, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 505, + 484 + ], + "score": 1.0, + "content": "to the server which aggregates these updates into a global model (McMahan et al., 2017). While this", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 484, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 505, + 495 + ], + "score": 1.0, + "content": "paradigm enables efficient distributed learning from data stored on millions of remote devices (Hard", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 494, + 506, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 494, + 506, + 507 + ], + "score": 1.0, + "content": "et al., 2018), it comes with many challenges (Li et al., 2020), with the communication cost often", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 505, + 455, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 455, + 519 + ], + "score": 1.0, + "content": "being the critical bottleneck and the heterogeneity of client data affecting convergence.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 29.5 + }, + { + "type": "text", + "bbox": [ + 107, + 523, + 505, + 600 + ], + "lines": [ + { + "bbox": [ + 105, + 522, + 505, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 505, + 535 + ], + "score": 1.0, + "content": "Canonically, FL is formulated as a distributed optimization problem with a few distinctive properties", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 533, + 507, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 533, + 507, + 546 + ], + "score": 1.0, + "content": "such as unbalanced and non-i.i.d. data distribution across the clients and limited communication.", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 544, + 507, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 507, + 557 + ], + "score": 1.0, + "content": "The de facto standard algorithm for solving federated optimization is federated averaging (FEDAVG,", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 555, + 506, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 506, + 568 + ], + "score": 1.0, + "content": "McMahan et al., 2017), which proceeds in rounds of communication between the server and a random", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 567, + 506, + 579 + ], + "spans": [ + { + "bbox": [ + 106, + 567, + 506, + 579 + ], + "score": 1.0, + "content": "subset of clients, synchronously updating the server model after each round (Bonawitz et al., 2019).", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 578, + 505, + 589 + ], + "spans": [ + { + "bbox": [ + 106, + 578, + 505, + 589 + ], + "score": 1.0, + "content": "By allowing the clients perform multiple local SGD steps (or epochs) at each round, FEDAVG can", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 589, + 492, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 589, + 492, + 601 + ], + "score": 1.0, + "content": "reduce the required communication by orders of magnitude compared to mini-batch (MB) SGD.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 107, + 605, + 505, + 716 + ], + "lines": [ + { + "bbox": [ + 106, + 606, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 606, + 505, + 617 + ], + "score": 1.0, + "content": "However, due to heterogeneity of the client data, more local computation often leads to biased client", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 615, + 507, + 630 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 507, + 630 + ], + "score": 1.0, + "content": "updates and makes FEDAVG stagnate at inferior optima. As a result, while slow during initial training,", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "score": 1.0, + "content": "MB-SGD ends up dominating FEDAVG at convergence (see example in Fig. 1). This has been", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 638, + 506, + 651 + ], + "spans": [ + { + "bbox": [ + 106, + 638, + 506, + 651 + ], + "score": 1.0, + "content": "observed in multiple empirical studies (e.g., Charles & Konecnˇ y`, 2020), and recently was shown", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 649, + 506, + 662 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 506, + 662 + ], + "score": 1.0, + "content": "theoretically (Woodworth et al., 2020a). Using stateful clients (Karimireddy et al., 2019; Pathak", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 659, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 505, + 673 + ], + "score": 1.0, + "content": "& Wainwright, 2020) can help to remedy the convergence issues in the cross-silo setting, where", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 671, + 505, + 683 + ], + "spans": [ + { + "bbox": [ + 106, + 671, + 505, + 683 + ], + "score": 1.0, + "content": "relatively few clients are queried repeatedly, but is not practical in the cross-device setting (i.e., when", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 682, + 506, + 694 + ], + "spans": [ + { + "bbox": [ + 106, + 682, + 506, + 694 + ], + "score": 1.0, + "content": "clients are mobile devices) for several reasons (Kairouz et al., 2019; Li et al., 2020; Lim et al., 2020).", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 693, + 505, + 706 + ], + "spans": [ + { + "bbox": [ + 106, + 693, + 505, + 706 + ], + "score": 1.0, + "content": "One key issue is that the number of clients in such a setting is extremely large and the average client", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 703, + 502, + 716 + ], + "spans": [ + { + "bbox": [ + 106, + 703, + 502, + 716 + ], + "score": 1.0, + "content": "will only ever participate in a single FL round. 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Correspondence: maruan.alshedivat.com", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 107, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "1", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 78, + 498, + 116 + ], + "lines": [ + { + "bbox": [ + 105, + 78, + 501, + 98 + ], + "spans": [ + { + "bbox": [ + 105, + 78, + 501, + 98 + ], + "score": 1.0, + "content": "FEDERATED LEARNING VIA POSTERIOR AVERAGING:", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 98, + 499, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 98, + 499, + 118 + ], + "score": 1.0, + "content": "A NEW PERSPECTIVE AND PRACTICAL ALGORITHMS", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 113, + 134, + 303, + 157 + ], + "lines": [ + { + "bbox": [ + 111, + 134, + 305, + 147 + ], + "spans": [ + { + "bbox": [ + 111, + 134, + 305, + 147 + ], + "score": 1.0, + "content": "Maruan Al-Shedivat∗ Jennifer Gillenwater", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 111, + 144, + 247, + 160 + ], + "spans": [ + { + "bbox": [ + 111, + 145, + 138, + 158 + ], + "score": 1.0, + "content": "CMU", + "type": "text" + }, + { + "bbox": [ + 212, + 144, + 247, + 160 + ], + "score": 1.0, + "content": "Google", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 3.5, + "bbox_fs": [ + 111, + 134, + 305, + 160 + ] + }, + { + "type": "text", + "bbox": [ + 316, + 135, + 391, + 157 + ], + "lines": [ + { + "bbox": [ + 314, + 132, + 361, + 149 + ], + "spans": [ + { + "bbox": [ + 314, + 132, + 361, + 149 + ], + "score": 1.0, + "content": "Eric Xing", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 315, + 146, + 393, + 158 + ], + "spans": [ + { + "bbox": [ + 315, + 146, + 393, + 158 + ], + "score": 1.0, + "content": "MBZUAI & CMU", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4.5, + "bbox_fs": [ + 314, + 132, + 393, + 158 + ] + }, + { + "type": "text", + "bbox": [ + 404, + 135, + 496, + 158 + ], + "lines": [ + { + "bbox": [ + 404, + 135, + 497, + 146 + ], + "spans": [ + { + "bbox": [ + 404, + 135, + 497, + 146 + ], + "score": 1.0, + "content": "Afshin Rostamizadeh", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 403, + 145, + 436, + 159 + ], + "spans": [ + { + "bbox": [ + 403, + 145, + 436, + 159 + ], + "score": 1.0, + "content": "Google", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 5.5, + "bbox_fs": [ + 403, + 135, + 497, + 159 + ] + }, + { + "type": "title", + "bbox": [ + 278, + 186, + 333, + 198 + ], + "lines": [ + { + "bbox": [ + 276, + 185, + 336, + 200 + ], + "spans": [ + { + "bbox": [ + 276, + 185, + 336, + 200 + ], + "score": 1.0, + "content": "ABSTRACT", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 142, + 210, + 469, + 386 + ], + "lines": [ + { + "bbox": [ + 141, + 209, + 469, + 223 + ], + "spans": [ + { + "bbox": [ + 141, + 209, + 469, + 223 + ], + "score": 1.0, + "content": "Federated learning is typically approached as an optimization problem, where", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 221, + 469, + 233 + ], + "spans": [ + { + "bbox": [ + 141, + 221, + 469, + 233 + ], + "score": 1.0, + "content": "the goal is to minimize a global loss function by distributing computation across", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 231, + 470, + 245 + ], + "spans": [ + { + "bbox": [ + 141, + 231, + 470, + 245 + ], + "score": 1.0, + "content": "client devices that possess local data and specify different parts of the global", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 243, + 469, + 256 + ], + "spans": [ + { + "bbox": [ + 141, + 243, + 469, + 256 + ], + "score": 1.0, + "content": "objective. We present an alternative perspective and formulate federated learning", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 254, + 470, + 267 + ], + "spans": [ + { + "bbox": [ + 141, + 254, + 470, + 267 + ], + "score": 1.0, + "content": "as a posterior inference problem, where the goal is to infer a global posterior", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 141, + 264, + 471, + 277 + ], + "spans": [ + { + "bbox": [ + 141, + 264, + 471, + 277 + ], + "score": 1.0, + "content": "distribution by having client devices each infer the posterior of their local data.", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 141, + 275, + 469, + 289 + ], + "spans": [ + { + "bbox": [ + 141, + 275, + 469, + 289 + ], + "score": 1.0, + "content": "While exact inference is often intractable, this perspective provides a principled way", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 141, + 287, + 469, + 299 + ], + "spans": [ + { + "bbox": [ + 141, + 287, + 469, + 299 + ], + "score": 1.0, + "content": "to search for global optima in federated settings. Further, starting with the analysis", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 297, + 471, + 310 + ], + "spans": [ + { + "bbox": [ + 141, + 297, + 471, + 310 + ], + "score": 1.0, + "content": "of federated quadratic objectives, we develop a computation- and communication-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 141, + 308, + 470, + 322 + ], + "spans": [ + { + "bbox": [ + 141, + 308, + 470, + 322 + ], + "score": 1.0, + "content": "efficient approximate posterior inference algorithm—federated posterior averaging", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 141, + 320, + 469, + 332 + ], + "spans": [ + { + "bbox": [ + 141, + 320, + 469, + 332 + ], + "score": 1.0, + "content": "(FEDPA). Our algorithm uses MCMC for approximate inference of local posteriors", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 331, + 469, + 342 + ], + "spans": [ + { + "bbox": [ + 141, + 331, + 469, + 342 + ], + "score": 1.0, + "content": "on the clients and efficiently communicates their statistics to the server, where", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 341, + 469, + 353 + ], + "spans": [ + { + "bbox": [ + 141, + 341, + 469, + 353 + ], + "score": 1.0, + "content": "the latter uses them to refine a global estimate of the posterior mode. Finally, we", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 142, + 353, + 470, + 365 + ], + "spans": [ + { + "bbox": [ + 142, + 353, + 470, + 365 + ], + "score": 1.0, + "content": "show that FEDPA generalizes federated averaging (FEDAVG), can similarly benefit", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 141, + 364, + 469, + 375 + ], + "spans": [ + { + "bbox": [ + 141, + 364, + 469, + 375 + ], + "score": 1.0, + "content": "from adaptive optimizers, and yields state-of-the-art results on four realistic and", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 142, + 375, + 385, + 387 + ], + "spans": [ + { + "bbox": [ + 142, + 375, + 385, + 387 + ], + "score": 1.0, + "content": "challenging benchmarks, converging faster, to better optima.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 16.5, + "bbox_fs": [ + 141, + 209, + 471, + 387 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 405, + 206, + 417 + ], + "lines": [ + { + "bbox": [ + 105, + 403, + 208, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 403, + 208, + 420 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 107, + 429, + 505, + 517 + ], + "lines": [ + { + "bbox": [ + 106, + 430, + 504, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 504, + 441 + ], + "score": 1.0, + "content": "Federated learning (FL) is a framework for learning statistical models from heterogeneous data", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 440, + 506, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 440, + 506, + 452 + ], + "score": 1.0, + "content": "scattered across multiple entities (or clients) under the coordination of a central server that has no", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 452, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 106, + 452, + 505, + 462 + ], + "score": 1.0, + "content": "direct access to the local data (Kairouz et al., 2019). To learn models without any data transfer,", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 462, + 505, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 462, + 505, + 474 + ], + "score": 1.0, + "content": "clients must process their own data locally and only infrequently communicate some model updates", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 473, + 505, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 505, + 484 + ], + "score": 1.0, + "content": "to the server which aggregates these updates into a global model (McMahan et al., 2017). While this", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 484, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 505, + 495 + ], + "score": 1.0, + "content": "paradigm enables efficient distributed learning from data stored on millions of remote devices (Hard", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 494, + 506, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 494, + 506, + 507 + ], + "score": 1.0, + "content": "et al., 2018), it comes with many challenges (Li et al., 2020), with the communication cost often", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 505, + 455, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 455, + 519 + ], + "score": 1.0, + "content": "being the critical bottleneck and the heterogeneity of client data affecting convergence.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 29.5, + "bbox_fs": [ + 105, + 430, + 506, + 519 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 523, + 505, + 600 + ], + "lines": [ + { + "bbox": [ + 105, + 522, + 505, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 505, + 535 + ], + "score": 1.0, + "content": "Canonically, FL is formulated as a distributed optimization problem with a few distinctive properties", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 533, + 507, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 533, + 507, + 546 + ], + "score": 1.0, + "content": "such as unbalanced and non-i.i.d. data distribution across the clients and limited communication.", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 544, + 507, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 507, + 557 + ], + "score": 1.0, + "content": "The de facto standard algorithm for solving federated optimization is federated averaging (FEDAVG,", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 555, + 506, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 506, + 568 + ], + "score": 1.0, + "content": "McMahan et al., 2017), which proceeds in rounds of communication between the server and a random", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 567, + 506, + 579 + ], + "spans": [ + { + "bbox": [ + 106, + 567, + 506, + 579 + ], + "score": 1.0, + "content": "subset of clients, synchronously updating the server model after each round (Bonawitz et al., 2019).", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 578, + 505, + 589 + ], + "spans": [ + { + "bbox": [ + 106, + 578, + 505, + 589 + ], + "score": 1.0, + "content": "By allowing the clients perform multiple local SGD steps (or epochs) at each round, FEDAVG can", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 589, + 492, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 589, + 492, + 601 + ], + "score": 1.0, + "content": "reduce the required communication by orders of magnitude compared to mini-batch (MB) SGD.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 37, + "bbox_fs": [ + 105, + 522, + 507, + 601 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 605, + 505, + 716 + ], + "lines": [ + { + "bbox": [ + 106, + 606, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 606, + 505, + 617 + ], + "score": 1.0, + "content": "However, due to heterogeneity of the client data, more local computation often leads to biased client", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 615, + 507, + 630 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 507, + 630 + ], + "score": 1.0, + "content": "updates and makes FEDAVG stagnate at inferior optima. As a result, while slow during initial training,", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "score": 1.0, + "content": "MB-SGD ends up dominating FEDAVG at convergence (see example in Fig. 1). This has been", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 638, + 506, + 651 + ], + "spans": [ + { + "bbox": [ + 106, + 638, + 506, + 651 + ], + "score": 1.0, + "content": "observed in multiple empirical studies (e.g., Charles & Konecnˇ y`, 2020), and recently was shown", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 649, + 506, + 662 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 506, + 662 + ], + "score": 1.0, + "content": "theoretically (Woodworth et al., 2020a). Using stateful clients (Karimireddy et al., 2019; Pathak", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 659, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 505, + 673 + ], + "score": 1.0, + "content": "& Wainwright, 2020) can help to remedy the convergence issues in the cross-silo setting, where", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 671, + 505, + 683 + ], + "spans": [ + { + "bbox": [ + 106, + 671, + 505, + 683 + ], + "score": 1.0, + "content": "relatively few clients are queried repeatedly, but is not practical in the cross-device setting (i.e., when", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 682, + 506, + 694 + ], + "spans": [ + { + "bbox": [ + 106, + 682, + 506, + 694 + ], + "score": 1.0, + "content": "clients are mobile devices) for several reasons (Kairouz et al., 2019; Li et al., 2020; Lim et al., 2020).", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 693, + 505, + 706 + ], + "spans": [ + { + "bbox": [ + 106, + 693, + 505, + 706 + ], + "score": 1.0, + "content": "One key issue is that the number of clients in such a setting is extremely large and the average client", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 703, + 502, + 716 + ], + "spans": [ + { + "bbox": [ + 106, + 703, + 502, + 716 + ], + "score": 1.0, + "content": "will only ever participate in a single FL round. Thus, the state of a stateful algorithm is never used.", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 45.5, + "bbox_fs": [ + 105, + 606, + 507, + 716 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 107, + 66, + 504, + 146 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 107, + 66, + 504, + 146 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 107, + 66, + 504, + 146 + ], + "spans": [ + { + "bbox": [ + 107, + 66, + 504, + 146 + ], + "score": 0.966, + "type": "image", + "image_path": "72e59a1c93c35b66cf3efea28d8c3a65bae5f756458c3a8fd6166d37095bd70c.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 107, + 66, + 504, + 92.66666666666667 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 107, + 92.66666666666667, + 504, + 119.33333333333334 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 107, + 119.33333333333334, + 504, + 146.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 151, + 506, + 222 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 151, + 506, + 163 + ], + "spans": [ + { + "bbox": [ + 106, + 151, + 506, + 163 + ], + "score": 1.0, + "content": "Figure 1: An illustration of federated learning in a toy 2D setting with two clients and quadratic objectives. Left:", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 160, + 506, + 173 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 506, + 173 + ], + "score": 1.0, + "content": "Contour plots of the client objectives, their local optima, as well as the corresponding global optimum. Middle:", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 170, + 506, + 184 + ], + "spans": [ + { + "bbox": [ + 105, + 170, + 506, + 184 + ], + "score": 1.0, + "content": "Learning curves for MB-SGD and FEDAVG with 10 and 100 steps per round. FEDAVG makes fast progress", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 180, + 506, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 180, + 506, + 194 + ], + "score": 1.0, + "content": "initially, but converges to a point far away from the global optimum. Right: Learning curves for FEDPA with 10", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 191, + 506, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 191, + 287, + 204 + ], + "score": 1.0, + "content": "and 100 posterior samples per round and shrinkage", + "type": "text" + }, + { + "bbox": [ + 288, + 192, + 310, + 202 + ], + "score": 0.91, + "content": "\\rho = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 311, + 191, + 506, + 204 + ], + "score": 1.0, + "content": ". More posterior samples (i.e., more local computation)", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 201, + 505, + 213 + ], + "spans": [ + { + "bbox": [ + 105, + 201, + 505, + 213 + ], + "score": 1.0, + "content": "results in faster convergence and allows FEDPA to come closer to the global optimum. Shaded regions denote", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 211, + 492, + 223 + ], + "spans": [ + { + "bbox": [ + 106, + 211, + 155, + 223 + ], + "score": 1.0, + "content": "bootstrapped", + "type": "text" + }, + { + "bbox": [ + 155, + 212, + 173, + 221 + ], + "score": 0.83, + "content": "9 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 173, + 211, + 492, + 223 + ], + "score": 1.0, + "content": "CI based on 5 runs with different initializations and random seeds. Best viewed in color.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 6 + } + ], + "index": 3.5 + }, + { + "type": "text", + "bbox": [ + 107, + 234, + 505, + 377 + ], + "lines": [ + { + "bbox": [ + 105, + 234, + 506, + 248 + ], + "spans": [ + { + "bbox": [ + 105, + 234, + 506, + 248 + ], + "score": 1.0, + "content": "Is it possible to design FL algorithms that exhibit both fast training and consistent convergence", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 246, + 506, + 259 + ], + "spans": [ + { + "bbox": [ + 106, + 246, + 506, + 259 + ], + "score": 1.0, + "content": "with stateless clients? In this work, we answer this question affirmatively, by approaching federated", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 256, + 506, + 269 + ], + "spans": [ + { + "bbox": [ + 105, + 256, + 506, + 269 + ], + "score": 1.0, + "content": "learning not as optimization but rather as posterior inference problem. We show that modes of", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 267, + 505, + 281 + ], + "spans": [ + { + "bbox": [ + 106, + 267, + 505, + 281 + ], + "score": 1.0, + "content": "the global posterior over the model parameters correspond to the desired optima of the federated", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 279, + 505, + 292 + ], + "spans": [ + { + "bbox": [ + 106, + 279, + 505, + 292 + ], + "score": 1.0, + "content": "optimization objective and can be inferred by aggregating information about local posteriors. Starting", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 289, + 505, + 302 + ], + "spans": [ + { + "bbox": [ + 105, + 289, + 505, + 302 + ], + "score": 1.0, + "content": "with an analysis of federated quadratics, we introduce a general class of federated posterior inference", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 300, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 106, + 300, + 505, + 312 + ], + "score": 1.0, + "content": "algorithms that run local posterior inference on the clients and global posterior inference on the", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 311, + 506, + 324 + ], + "spans": [ + { + "bbox": [ + 105, + 311, + 506, + 324 + ], + "score": 1.0, + "content": "server. In contrast with federated optimization, posterior inference can, with stateless clients, benefit", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 321, + 505, + 335 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 505, + 335 + ], + "score": 1.0, + "content": "from an increased amount of local computation without stagnating at inferior optima (illustrated in", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 334, + 505, + 345 + ], + "spans": [ + { + "bbox": [ + 106, + 334, + 505, + 345 + ], + "score": 1.0, + "content": "Fig. 1). However, a naïve approach to federated posterior inference is practically infeasible because its", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 344, + 506, + 357 + ], + "spans": [ + { + "bbox": [ + 105, + 344, + 506, + 357 + ], + "score": 1.0, + "content": "computation and communication costs are cubic and quadratic in the model parameters, respectively.", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 355, + 505, + 368 + ], + "spans": [ + { + "bbox": [ + 106, + 355, + 505, + 368 + ], + "score": 1.0, + "content": "Apart from the new perspective, our key technical contribution is the design of an efficient algorithm", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 366, + 310, + 379 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 310, + 379 + ], + "score": 1.0, + "content": "with linear computation and communication costs.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 109, + 383, + 451, + 395 + ], + "lines": [ + { + "bbox": [ + 107, + 382, + 452, + 396 + ], + "spans": [ + { + "bbox": [ + 107, + 382, + 452, + 396 + ], + "score": 1.0, + "content": "Contributions. The main contributions of this paper can be summarized as follows:", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 113, + 396, + 506, + 513 + ], + "lines": [ + { + "bbox": [ + 114, + 396, + 504, + 408 + ], + "spans": [ + { + "bbox": [ + 114, + 396, + 504, + 408 + ], + "score": 1.0, + "content": "1. We introduce a new perspective on federated learning through the lens of posterior inference", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 126, + 407, + 492, + 420 + ], + "spans": [ + { + "bbox": [ + 126, + 407, + 492, + 420 + ], + "score": 1.0, + "content": "which broadens the design space for FL algorithms beyond purely optimization techniques.", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 114, + 420, + 505, + 433 + ], + "spans": [ + { + "bbox": [ + 114, + 420, + 505, + 433 + ], + "score": 1.0, + "content": "2. With this perspective, we design a computation- and communication-efficient approximate", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 125, + 431, + 506, + 443 + ], + "spans": [ + { + "bbox": [ + 125, + 431, + 506, + 443 + ], + "score": 1.0, + "content": "posterior inference algorithm—federated posterior averaging (FEDPA). FEDPA works with", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 125, + 442, + 506, + 454 + ], + "spans": [ + { + "bbox": [ + 125, + 442, + 506, + 454 + ], + "score": 1.0, + "content": "stateless clients and its computational complexity and memory footprint are similar to FEDAVG.", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 114, + 455, + 506, + 468 + ], + "spans": [ + { + "bbox": [ + 114, + 455, + 506, + 468 + ], + "score": 1.0, + "content": "3. We show that FEDAVG with many local steps is in fact a special case of FEDPA that estimates", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 126, + 466, + 506, + 478 + ], + "spans": [ + { + "bbox": [ + 126, + 466, + 506, + 478 + ], + "score": 1.0, + "content": "local posterior covariances with identities. These biased estimates are the source of inconsistent", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 126, + 477, + 506, + 489 + ], + "spans": [ + { + "bbox": [ + 126, + 477, + 506, + 489 + ], + "score": 1.0, + "content": "updates and explain why FEDAVG has suboptimal convergence even in simple quadratic settings.", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 113, + 490, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 113, + 490, + 505, + 502 + ], + "score": 1.0, + "content": "4. Finally, we compare FEDPA with strong baselines on realistic FL benchmarks introduced by", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 125, + 501, + 507, + 513 + ], + "spans": [ + { + "bbox": [ + 125, + 501, + 507, + 513 + ], + "score": 1.0, + "content": "Reddi et al. (2020) and achieve state-of-the-art results with respect to multiple metrics of interest.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 28.5 + }, + { + "type": "title", + "bbox": [ + 108, + 528, + 211, + 541 + ], + "lines": [ + { + "bbox": [ + 105, + 527, + 213, + 543 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 213, + 543 + ], + "score": 1.0, + "content": "2 RELATED WORK", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 106, + 553, + 506, + 675 + ], + "lines": [ + { + "bbox": [ + 105, + 552, + 506, + 566 + ], + "spans": [ + { + "bbox": [ + 105, + 552, + 506, + 566 + ], + "score": 1.0, + "content": "Federated optimization. Starting with the seminal paper by McMahan et al. (2017), a lot of recent", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 565, + 505, + 576 + ], + "spans": [ + { + "bbox": [ + 106, + 565, + 505, + 576 + ], + "score": 1.0, + "content": "effort in federated learning has focused on understanding of FEDAVG (also known as local SGD) as", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 575, + 506, + 588 + ], + "spans": [ + { + "bbox": [ + 106, + 575, + 506, + 588 + ], + "score": 1.0, + "content": "an optimization algorithm. Multiple works have provided upper bounds on the convergence rate of", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 586, + 506, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 506, + 599 + ], + "score": 1.0, + "content": "FEDAVG in the homogeneous i.i.d. setting (Yu et al., 2019; Karimireddy et al., 2019; Woodworth et al.,", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 596, + 506, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 506, + 610 + ], + "score": 1.0, + "content": "2020b) as well as explored various non-i.i.d. settings with different notions of heterogeneity (Zhao", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 608, + 506, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 608, + 506, + 621 + ], + "score": 1.0, + "content": "et al., 2018; Sahu et al., 2018; Hsieh et al., 2019; Li et al., 2019; Wang et al., 2020; Woodworth et al.,", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 619, + 506, + 632 + ], + "spans": [ + { + "bbox": [ + 106, + 619, + 506, + 632 + ], + "score": 1.0, + "content": "2020a). Reddi et al. (2020) reformulated FEDAVG in a way that enabled adaptive optimization and", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 629, + 506, + 644 + ], + "spans": [ + { + "bbox": [ + 105, + 629, + 506, + 644 + ], + "score": 1.0, + "content": "derived corresponding convergence rates, noting that FEDAVG requires careful tuning of learning", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 641, + 506, + 654 + ], + "spans": [ + { + "bbox": [ + 105, + 641, + 506, + 654 + ], + "score": 1.0, + "content": "rate schedules in order to converge to the desired optimum, which was further analyzed by Charles &", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 651, + 506, + 665 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 506, + 665 + ], + "score": 1.0, + "content": "Konecnˇ y` (2020). To the best of our knowledge, our work is perhaps the first to connect, reinterpret,", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 663, + 427, + 676 + ], + "spans": [ + { + "bbox": [ + 105, + 663, + 427, + 676 + ], + "score": 1.0, + "content": "and analyze federated optimization from the probabilistic inference perspective.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 40 + }, + { + "type": "text", + "bbox": [ + 107, + 679, + 504, + 734 + ], + "lines": [ + { + "bbox": [ + 105, + 678, + 505, + 692 + ], + "spans": [ + { + "bbox": [ + 105, + 678, + 505, + 692 + ], + "score": 1.0, + "content": "Distributed MCMC. Part of our work builds on the idea of sub-posterior aggregation, which was", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 690, + 504, + 702 + ], + "spans": [ + { + "bbox": [ + 106, + 690, + 504, + 702 + ], + "score": 1.0, + "content": "originally proposed for scaling up Markov chain Monte Carlo techniques to large datasets (known", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 700, + 505, + 714 + ], + "spans": [ + { + "bbox": [ + 105, + 700, + 505, + 714 + ], + "score": 1.0, + "content": "as the concensus Monte Carlo, Neiswanger et al., 2013; Scott et al., 2016). One of the goals of this", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 711, + 506, + 725 + ], + "spans": [ + { + "bbox": [ + 105, + 711, + 506, + 725 + ], + "score": 1.0, + "content": "paper is to highlight the connection between distributed inference and federated optimization and", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 722, + 412, + 736 + ], + "spans": [ + { + "bbox": [ + 105, + 722, + 412, + 736 + ], + "score": 1.0, + "content": "develop inference techniques that can be used under FL-specific constraints.", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 48 + } + ], + "page_idx": 1, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 763 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 763 + ], + "score": 1.0, + "content": "2", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 107, + 66, + 504, + 146 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 107, + 66, + 504, + 146 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 107, + 66, + 504, + 146 + ], + "spans": [ + { + "bbox": [ + 107, + 66, + 504, + 146 + ], + "score": 0.966, + "type": "image", + "image_path": "72e59a1c93c35b66cf3efea28d8c3a65bae5f756458c3a8fd6166d37095bd70c.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 107, + 66, + 504, + 92.66666666666667 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 107, + 92.66666666666667, + 504, + 119.33333333333334 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 107, + 119.33333333333334, + 504, + 146.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 151, + 506, + 222 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 151, + 506, + 163 + ], + "spans": [ + { + "bbox": [ + 106, + 151, + 506, + 163 + ], + "score": 1.0, + "content": "Figure 1: An illustration of federated learning in a toy 2D setting with two clients and quadratic objectives. Left:", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 160, + 506, + 173 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 506, + 173 + ], + "score": 1.0, + "content": "Contour plots of the client objectives, their local optima, as well as the corresponding global optimum. Middle:", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 170, + 506, + 184 + ], + "spans": [ + { + "bbox": [ + 105, + 170, + 506, + 184 + ], + "score": 1.0, + "content": "Learning curves for MB-SGD and FEDAVG with 10 and 100 steps per round. FEDAVG makes fast progress", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 180, + 506, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 180, + 506, + 194 + ], + "score": 1.0, + "content": "initially, but converges to a point far away from the global optimum. Right: Learning curves for FEDPA with 10", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 191, + 506, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 191, + 287, + 204 + ], + "score": 1.0, + "content": "and 100 posterior samples per round and shrinkage", + "type": "text" + }, + { + "bbox": [ + 288, + 192, + 310, + 202 + ], + "score": 0.91, + "content": "\\rho = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 311, + 191, + 506, + 204 + ], + "score": 1.0, + "content": ". More posterior samples (i.e., more local computation)", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 201, + 505, + 213 + ], + "spans": [ + { + "bbox": [ + 105, + 201, + 505, + 213 + ], + "score": 1.0, + "content": "results in faster convergence and allows FEDPA to come closer to the global optimum. Shaded regions denote", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 211, + 492, + 223 + ], + "spans": [ + { + "bbox": [ + 106, + 211, + 155, + 223 + ], + "score": 1.0, + "content": "bootstrapped", + "type": "text" + }, + { + "bbox": [ + 155, + 212, + 173, + 221 + ], + "score": 0.83, + "content": "9 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 173, + 211, + 492, + 223 + ], + "score": 1.0, + "content": "CI based on 5 runs with different initializations and random seeds. Best viewed in color.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 6 + } + ], + "index": 3.5 + }, + { + "type": "text", + "bbox": [ + 107, + 234, + 505, + 377 + ], + "lines": [ + { + "bbox": [ + 105, + 234, + 506, + 248 + ], + "spans": [ + { + "bbox": [ + 105, + 234, + 506, + 248 + ], + "score": 1.0, + "content": "Is it possible to design FL algorithms that exhibit both fast training and consistent convergence", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 246, + 506, + 259 + ], + "spans": [ + { + "bbox": [ + 106, + 246, + 506, + 259 + ], + "score": 1.0, + "content": "with stateless clients? In this work, we answer this question affirmatively, by approaching federated", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 256, + 506, + 269 + ], + "spans": [ + { + "bbox": [ + 105, + 256, + 506, + 269 + ], + "score": 1.0, + "content": "learning not as optimization but rather as posterior inference problem. We show that modes of", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 267, + 505, + 281 + ], + "spans": [ + { + "bbox": [ + 106, + 267, + 505, + 281 + ], + "score": 1.0, + "content": "the global posterior over the model parameters correspond to the desired optima of the federated", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 279, + 505, + 292 + ], + "spans": [ + { + "bbox": [ + 106, + 279, + 505, + 292 + ], + "score": 1.0, + "content": "optimization objective and can be inferred by aggregating information about local posteriors. Starting", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 289, + 505, + 302 + ], + "spans": [ + { + "bbox": [ + 105, + 289, + 505, + 302 + ], + "score": 1.0, + "content": "with an analysis of federated quadratics, we introduce a general class of federated posterior inference", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 300, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 106, + 300, + 505, + 312 + ], + "score": 1.0, + "content": "algorithms that run local posterior inference on the clients and global posterior inference on the", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 311, + 506, + 324 + ], + "spans": [ + { + "bbox": [ + 105, + 311, + 506, + 324 + ], + "score": 1.0, + "content": "server. In contrast with federated optimization, posterior inference can, with stateless clients, benefit", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 321, + 505, + 335 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 505, + 335 + ], + "score": 1.0, + "content": "from an increased amount of local computation without stagnating at inferior optima (illustrated in", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 334, + 505, + 345 + ], + "spans": [ + { + "bbox": [ + 106, + 334, + 505, + 345 + ], + "score": 1.0, + "content": "Fig. 1). However, a naïve approach to federated posterior inference is practically infeasible because its", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 344, + 506, + 357 + ], + "spans": [ + { + "bbox": [ + 105, + 344, + 506, + 357 + ], + "score": 1.0, + "content": "computation and communication costs are cubic and quadratic in the model parameters, respectively.", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 355, + 505, + 368 + ], + "spans": [ + { + "bbox": [ + 106, + 355, + 505, + 368 + ], + "score": 1.0, + "content": "Apart from the new perspective, our key technical contribution is the design of an efficient algorithm", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 366, + 310, + 379 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 310, + 379 + ], + "score": 1.0, + "content": "with linear computation and communication costs.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 16, + "bbox_fs": [ + 105, + 234, + 506, + 379 + ] + }, + { + "type": "text", + "bbox": [ + 109, + 383, + 451, + 395 + ], + "lines": [ + { + "bbox": [ + 107, + 382, + 452, + 396 + ], + "spans": [ + { + "bbox": [ + 107, + 382, + 452, + 396 + ], + "score": 1.0, + "content": "Contributions. The main contributions of this paper can be summarized as follows:", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23, + "bbox_fs": [ + 107, + 382, + 452, + 396 + ] + }, + { + "type": "list", + "bbox": [ + 113, + 396, + 506, + 513 + ], + "lines": [ + { + "bbox": [ + 114, + 396, + 504, + 408 + ], + "spans": [ + { + "bbox": [ + 114, + 396, + 504, + 408 + ], + "score": 1.0, + "content": "1. We introduce a new perspective on federated learning through the lens of posterior inference", + "type": "text" + } + ], + "index": 24, + "is_list_start_line": true + }, + { + "bbox": [ + 126, + 407, + 492, + 420 + ], + "spans": [ + { + "bbox": [ + 126, + 407, + 492, + 420 + ], + "score": 1.0, + "content": "which broadens the design space for FL algorithms beyond purely optimization techniques.", + "type": "text" + } + ], + "index": 25, + "is_list_end_line": true + }, + { + "bbox": [ + 114, + 420, + 505, + 433 + ], + "spans": [ + { + "bbox": [ + 114, + 420, + 505, + 433 + ], + "score": 1.0, + "content": "2. With this perspective, we design a computation- and communication-efficient approximate", + "type": "text" + } + ], + "index": 26, + "is_list_start_line": true + }, + { + "bbox": [ + 125, + 431, + 506, + 443 + ], + "spans": [ + { + "bbox": [ + 125, + 431, + 506, + 443 + ], + "score": 1.0, + "content": "posterior inference algorithm—federated posterior averaging (FEDPA). FEDPA works with", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 125, + 442, + 506, + 454 + ], + "spans": [ + { + "bbox": [ + 125, + 442, + 506, + 454 + ], + "score": 1.0, + "content": "stateless clients and its computational complexity and memory footprint are similar to FEDAVG.", + "type": "text" + } + ], + "index": 28, + "is_list_end_line": true + }, + { + "bbox": [ + 114, + 455, + 506, + 468 + ], + "spans": [ + { + "bbox": [ + 114, + 455, + 506, + 468 + ], + "score": 1.0, + "content": "3. We show that FEDAVG with many local steps is in fact a special case of FEDPA that estimates", + "type": "text" + } + ], + "index": 29, + "is_list_start_line": true + }, + { + "bbox": [ + 126, + 466, + 506, + 478 + ], + "spans": [ + { + "bbox": [ + 126, + 466, + 506, + 478 + ], + "score": 1.0, + "content": "local posterior covariances with identities. These biased estimates are the source of inconsistent", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 126, + 477, + 506, + 489 + ], + "spans": [ + { + "bbox": [ + 126, + 477, + 506, + 489 + ], + "score": 1.0, + "content": "updates and explain why FEDAVG has suboptimal convergence even in simple quadratic settings.", + "type": "text" + } + ], + "index": 31, + "is_list_end_line": true + }, + { + "bbox": [ + 113, + 490, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 113, + 490, + 505, + 502 + ], + "score": 1.0, + "content": "4. Finally, we compare FEDPA with strong baselines on realistic FL benchmarks introduced by", + "type": "text" + } + ], + "index": 32, + "is_list_start_line": true + }, + { + "bbox": [ + 125, + 501, + 507, + 513 + ], + "spans": [ + { + "bbox": [ + 125, + 501, + 507, + 513 + ], + "score": 1.0, + "content": "Reddi et al. (2020) and achieve state-of-the-art results with respect to multiple metrics of interest.", + "type": "text" + } + ], + "index": 33, + "is_list_end_line": true + } + ], + "index": 28.5, + "bbox_fs": [ + 113, + 396, + 507, + 513 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 528, + 211, + 541 + ], + "lines": [ + { + "bbox": [ + 105, + 527, + 213, + 543 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 213, + 543 + ], + "score": 1.0, + "content": "2 RELATED WORK", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 106, + 553, + 506, + 675 + ], + "lines": [ + { + "bbox": [ + 105, + 552, + 506, + 566 + ], + "spans": [ + { + "bbox": [ + 105, + 552, + 506, + 566 + ], + "score": 1.0, + "content": "Federated optimization. Starting with the seminal paper by McMahan et al. (2017), a lot of recent", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 565, + 505, + 576 + ], + "spans": [ + { + "bbox": [ + 106, + 565, + 505, + 576 + ], + "score": 1.0, + "content": "effort in federated learning has focused on understanding of FEDAVG (also known as local SGD) as", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 575, + 506, + 588 + ], + "spans": [ + { + "bbox": [ + 106, + 575, + 506, + 588 + ], + "score": 1.0, + "content": "an optimization algorithm. Multiple works have provided upper bounds on the convergence rate of", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 586, + 506, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 506, + 599 + ], + "score": 1.0, + "content": "FEDAVG in the homogeneous i.i.d. setting (Yu et al., 2019; Karimireddy et al., 2019; Woodworth et al.,", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 596, + 506, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 506, + 610 + ], + "score": 1.0, + "content": "2020b) as well as explored various non-i.i.d. settings with different notions of heterogeneity (Zhao", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 608, + 506, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 608, + 506, + 621 + ], + "score": 1.0, + "content": "et al., 2018; Sahu et al., 2018; Hsieh et al., 2019; Li et al., 2019; Wang et al., 2020; Woodworth et al.,", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 619, + 506, + 632 + ], + "spans": [ + { + "bbox": [ + 106, + 619, + 506, + 632 + ], + "score": 1.0, + "content": "2020a). Reddi et al. (2020) reformulated FEDAVG in a way that enabled adaptive optimization and", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 629, + 506, + 644 + ], + "spans": [ + { + "bbox": [ + 105, + 629, + 506, + 644 + ], + "score": 1.0, + "content": "derived corresponding convergence rates, noting that FEDAVG requires careful tuning of learning", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 641, + 506, + 654 + ], + "spans": [ + { + "bbox": [ + 105, + 641, + 506, + 654 + ], + "score": 1.0, + "content": "rate schedules in order to converge to the desired optimum, which was further analyzed by Charles &", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 651, + 506, + 665 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 506, + 665 + ], + "score": 1.0, + "content": "Konecnˇ y` (2020). To the best of our knowledge, our work is perhaps the first to connect, reinterpret,", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 663, + 427, + 676 + ], + "spans": [ + { + "bbox": [ + 105, + 663, + 427, + 676 + ], + "score": 1.0, + "content": "and analyze federated optimization from the probabilistic inference perspective.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 40, + "bbox_fs": [ + 105, + 552, + 506, + 676 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 679, + 504, + 734 + ], + "lines": [ + { + "bbox": [ + 105, + 678, + 505, + 692 + ], + "spans": [ + { + "bbox": [ + 105, + 678, + 505, + 692 + ], + "score": 1.0, + "content": "Distributed MCMC. Part of our work builds on the idea of sub-posterior aggregation, which was", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 690, + 504, + 702 + ], + "spans": [ + { + "bbox": [ + 106, + 690, + 504, + 702 + ], + "score": 1.0, + "content": "originally proposed for scaling up Markov chain Monte Carlo techniques to large datasets (known", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 700, + 505, + 714 + ], + "spans": [ + { + "bbox": [ + 105, + 700, + 505, + 714 + ], + "score": 1.0, + "content": "as the concensus Monte Carlo, Neiswanger et al., 2013; Scott et al., 2016). One of the goals of this", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 711, + 506, + 725 + ], + "spans": [ + { + "bbox": [ + 105, + 711, + 506, + 725 + ], + "score": 1.0, + "content": "paper is to highlight the connection between distributed inference and federated optimization and", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 722, + 412, + 736 + ], + "spans": [ + { + "bbox": [ + 105, + 722, + 412, + 736 + ], + "score": 1.0, + "content": "develop inference techniques that can be used under FL-specific constraints.", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 48, + "bbox_fs": [ + 105, + 678, + 506, + 736 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 105, + 81, + 473, + 95 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 474, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 474, + 95 + ], + "score": 1.0, + "content": "3 A POSTERIOR INFERENCE PERSPECTIVE ON FEDERATED LEARNING", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 104, + 433, + 117 + ], + "lines": [ + { + "bbox": [ + 105, + 104, + 434, + 119 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 434, + 119 + ], + "score": 1.0, + "content": "Federated learning is typically formulated as the following optimization problem:", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 1 + }, + { + "type": "interline_equation", + "bbox": [ + 183, + 117, + 428, + 153 + ], + "lines": [ + { + "bbox": [ + 183, + 117, + 428, + 153 + ], + "spans": [ + { + "bbox": [ + 183, + 117, + 428, + 153 + ], + "score": 0.94, + "content": "\\operatorname* { m i n } _ { \\theta \\in \\mathbb { R } ^ { d } } \\left\\{ F ( \\theta ) : = \\sum _ { i = 1 } ^ { N } q _ { i } f _ { i } ( \\theta ) \\right\\} , \\quad f _ { i } ( \\theta ) : = \\frac { 1 } { n _ { i } } \\sum _ { j = 1 } ^ { n _ { i } } f ( \\theta ; 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each client’s objective is some loss", + "type": "text" + }, + { + "bbox": [ + 277, + 164, + 307, + 177 + ], + "score": 0.93, + "content": "f ( \\pmb \\theta ; z )", + "type": "inline_equation" + }, + { + "bbox": [ + 307, + 164, + 417, + 178 + ], + "score": 1.0, + "content": "computed on the local data", + "type": "text" + }, + { + "bbox": [ + 417, + 165, + 503, + 177 + ], + "score": 0.9, + "content": "D _ { i } = \\{ z _ { i 1 } , . . . , z _ { i n _ { i } } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 164, + 507, + 178 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 175, + 506, + 188 + ], + "spans": [ + { + "bbox": [ + 105, + 175, + 379, + 188 + ], + "score": 1.0, + "content": "In real-world cross-device applications, the total number of clients", + "type": "text" + }, + { + "bbox": [ + 379, + 176, + 389, + 185 + ], + "score": 0.82, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 390, + 175, + 506, + 188 + ], + "score": 1.0, + "content": "can be extremely large, and", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 186, + 506, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 186, + 199, + 199 + ], + "score": 1.0, + "content": "hence optimization of", + "type": "text" + }, + { + "bbox": [ + 200, + 187, + 222, + 198 + ], + "score": 0.92, + "content": "F ( \\pmb \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 186, + 462, + 199 + ], + "score": 1.0, + "content": "is done over multiple rounds with only a small subset of", + "type": "text" + }, + { + "bbox": [ + 462, + 187, + 474, + 196 + ], + "score": 0.8, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 474, + 186, + 506, + 199 + ], + "score": 1.0, + "content": "clients", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 197, + 506, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 197, + 272, + 210 + ], + "score": 1.0, + "content": "participating in each round. The weights", + "type": "text" + }, + { + "bbox": [ + 272, + 197, + 291, + 209 + ], + "score": 0.92, + "content": "\\left\\{ q _ { i } \\right\\}", + "type": "inline_equation" + }, + { + "bbox": [ + 291, + 197, + 506, + 210 + ], + "score": 1.0, + "content": "are typically set proportional to the sizes of the local", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 209, + 489, + 222 + ], + "spans": [ + { + "bbox": [ + 106, + 209, + 141, + 222 + ], + "score": 1.0, + "content": "datasets", + "type": "text" + }, + { + "bbox": [ + 141, + 209, + 161, + 221 + ], + "score": 0.91, + "content": "\\{ n _ { i } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 209, + 219, + 222 + ], + "score": 1.0, + "content": ", which makes", + "type": "text" + }, + { + "bbox": [ + 220, + 209, + 242, + 221 + ], + "score": 0.91, + "content": "F ( \\pmb \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 209, + 489, + 222 + ], + "score": 1.0, + "content": "coincide with the training objective of the centralized setting.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 7.5 + }, + { + "type": "text", + "bbox": [ + 106, + 225, + 505, + 270 + ], + "lines": [ + { + "bbox": [ + 105, + 225, + 505, + 238 + ], + "spans": [ + { + "bbox": [ + 105, + 225, + 149, + 238 + ], + "score": 1.0, + "content": "Typically,", + "type": "text" + }, + { + "bbox": [ + 149, + 225, + 179, + 237 + ], + "score": 0.89, + "content": "f ( \\pmb \\theta ; z )", + "type": "inline_equation" + }, + { + "bbox": [ + 180, + 225, + 297, + 238 + ], + "score": 1.0, + "content": "is negative log likelihood of", + "type": "text" + }, + { + "bbox": [ + 298, + 227, + 304, + 235 + ], + "score": 0.78, + "content": "z", + "type": "inline_equation" + }, + { + "bbox": [ + 304, + 225, + 505, + 238 + ], + "score": 1.0, + "content": "under some probabilistic model parametrized by", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 107, + 235, + 506, + 249 + ], + "spans": [ + { + "bbox": [ + 107, + 237, + 114, + 246 + ], + "score": 0.68, + "content": "\\pmb \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 114, + 235, + 134, + 249 + ], + "score": 1.0, + "content": ", i.e.,", + "type": "text" + }, + { + "bbox": [ + 135, + 236, + 240, + 248 + ], + "score": 0.91, + "content": "f ( \\pmb \\theta ; z ) : = - \\log \\mathbb { P } \\left( z \\mid \\pmb \\theta \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 240, + 235, + 506, + 249 + ], + "score": 1.0, + "content": ". For example, least squares loss corresponds to likelihood under a", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 247, + 506, + 260 + ], + "spans": [ + { + "bbox": [ + 105, + 247, + 506, + 260 + ], + "score": 1.0, + "content": "Gaussian model, cross entropy loss corresponds to likelihood under a categorical model, etc. (Murphy,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 258, + 503, + 271 + ], + "spans": [ + { + "bbox": [ + 106, + 258, + 496, + 271 + ], + "score": 1.0, + "content": "2012). Thus, Eq. 1 corresponds to maximum likelihood estimation (MLE) of the model parameters", + "type": "text" + }, + { + "bbox": [ + 496, + 259, + 503, + 268 + ], + "score": 0.8, + "content": "\\pmb \\theta", + "type": "inline_equation" + } + ], + "index": 14 + } + ], + "index": 12.5 + }, + { + "type": "text", + "bbox": [ + 106, + 274, + 506, + 353 + ], + "lines": [ + { + "bbox": [ + 106, + 275, + 506, + 288 + ], + "spans": [ + { + "bbox": [ + 106, + 275, + 506, + 288 + ], + "score": 1.0, + "content": "An alternative (Bayesian) approach to maximum likelihood estimation is posterior inference or esti-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 285, + 507, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 387, + 299 + ], + "score": 1.0, + "content": "mation of the posterior distribution of the parameters given all the data:", + "type": "text" + }, + { + "bbox": [ + 387, + 286, + 502, + 297 + ], + "score": 0.82, + "content": "\\mathbb { P } \\left( \\pmb { \\theta } \\mid D \\equiv D _ { 1 } \\cup \\cdots \\cup D _ { N } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 285, + 507, + 299 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 296, + 506, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 296, + 387, + 310 + ], + "score": 1.0, + "content": "The posterior is proportional to the product of the likelihood and a prior,", + "type": "text" + }, + { + "bbox": [ + 387, + 297, + 502, + 309 + ], + "score": 0.87, + "content": "\\mathbb { P } \\left( \\pmb { \\theta } \\mid D \\right) \\propto \\mathbb { P } \\left( D \\mid \\pmb { \\theta } \\right) \\mathbb { P } \\left( \\pmb { \\theta } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 296, + 506, + 310 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 308, + 505, + 320 + ], + "spans": [ + { + "bbox": [ + 106, + 308, + 304, + 320 + ], + "score": 1.0, + "content": "and, if the prior is uninformative (uniform over all", + "type": "text" + }, + { + "bbox": [ + 304, + 308, + 312, + 318 + ], + "score": 0.68, + "content": "\\pmb \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 308, + 505, + 320 + ], + "score": 1.0, + "content": "), the modes of the global posterior coincide with", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 319, + 505, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 319, + 219, + 331 + ], + "score": 1.0, + "content": "MLE solutions or optima of", + "type": "text" + }, + { + "bbox": [ + 219, + 319, + 241, + 331 + ], + "score": 0.92, + "content": "F ( \\pmb \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 319, + 505, + 331 + ], + "score": 1.0, + "content": "in Eq. 1. While this simple observation establishes an equivalence", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 330, + 506, + 343 + ], + "spans": [ + { + "bbox": [ + 106, + 330, + 506, + 343 + ], + "score": 1.0, + "content": "between the inference of the posterior mode and optimization, the advantage of this perspective", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 341, + 503, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 341, + 503, + 354 + ], + "score": 1.0, + "content": "comes from the fact that the global posterior exactly decomposes into a product of local posteriors.1", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 107, + 355, + 504, + 380 + ], + "lines": [ + { + "bbox": [ + 105, + 353, + 506, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 353, + 506, + 369 + ], + "score": 1.0, + "content": "Proposition 1 (Global Posterior Decomposition) Under the uniform prior, any global posterior", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 366, + 503, + 383 + ], + "spans": [ + { + "bbox": [ + 105, + 366, + 383, + 383 + ], + "score": 1.0, + "content": "distribution that exists decomposes into a product of local posteriors:", + "type": "text" + }, + { + "bbox": [ + 383, + 366, + 503, + 381 + ], + "score": 0.92, + "content": "\\begin{array} { r l } { \\mathbb { P } \\stackrel { \\cdot } { ( \\pmb { \\theta } | D ) } \\propto \\prod _ { i = 1 } ^ { N } \\bar { \\mathbb { P } } \\left( \\pmb { \\theta } | D _ { i } \\right) } \\end{array}", + "type": "inline_equation" + } + ], + "index": 23 + } + ], + "index": 22.5 + }, + { + "type": "text", + "bbox": [ + 106, + 384, + 506, + 484 + ], + "lines": [ + { + "bbox": [ + 105, + 383, + 505, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 461, + 399 + ], + "score": 1.0, + "content": "Proposition 1 suggests that as long as we are able to compute local posterior distributions", + "type": "text" + }, + { + "bbox": [ + 462, + 384, + 505, + 397 + ], + "score": 0.92, + "content": "\\mathbb { P } \\left( \\pmb { \\theta } \\mid D _ { i } \\right)", + "type": "inline_equation" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 393, + 506, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 506, + 410 + ], + "score": 1.0, + "content": "and communicate them to the server, we should be able to solve Eq. 1 by multiplicatively aggregating", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 406, + 506, + 419 + ], + "spans": [ + { + "bbox": [ + 106, + 406, + 281, + 419 + ], + "score": 1.0, + "content": "them to find the mode of the global posterior", + "type": "text" + }, + { + "bbox": [ + 282, + 407, + 321, + 419 + ], + "score": 0.92, + "content": "\\mathbb { P } \\left( \\pmb { \\theta } \\mid D \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 406, + 506, + 419 + ], + "score": 1.0, + "content": "on the server. Note that posterior inference via", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 104, + 416, + 507, + 431 + ], + "spans": [ + { + "bbox": [ + 104, + 416, + 507, + 431 + ], + "score": 1.0, + "content": "multiplicative averaging has been successfully used to scale Monte Carlo methods to large datasets,", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 428, + 506, + 442 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 506, + 442 + ], + "score": 1.0, + "content": "where the approach is embarrassingly parallel (Neiswanger et al., 2013; Scott et al., 2016). In the FL", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 439, + 506, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 506, + 452 + ], + "score": 1.0, + "content": "context, this means that once all clients have sent their local posteriors to the server, we can construct", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 451, + 506, + 464 + ], + "spans": [ + { + "bbox": [ + 106, + 451, + 506, + 464 + ], + "score": 1.0, + "content": "the global posterior without any additional communication. However, there remains the challenge of", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 460, + 507, + 476 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 507, + 476 + ], + "score": 1.0, + "content": "making the local and global inference and communication efficient enough for real federated settings.", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 472, + 498, + 485 + ], + "spans": [ + { + "bbox": [ + 106, + 472, + 498, + 485 + ], + "score": 1.0, + "content": "The example below illustrates how this can be difficult even for a simple model and loss function.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 106, + 488, + 504, + 512 + ], + "lines": [ + { + "bbox": [ + 105, + 487, + 506, + 501 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 506, + 501 + ], + "score": 1.0, + "content": "Federated least squares. 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The weights", + "type": "text" + }, + { + "bbox": [ + 272, + 197, + 291, + 209 + ], + "score": 0.92, + "content": "\\left\\{ q _ { i } \\right\\}", + "type": "inline_equation" + }, + { + "bbox": [ + 291, + 197, + 506, + 210 + ], + "score": 1.0, + "content": "are typically set proportional to the sizes of the local", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 209, + 489, + 222 + ], + "spans": [ + { + "bbox": [ + 106, + 209, + 141, + 222 + ], + "score": 1.0, + "content": "datasets", + "type": "text" + }, + { + "bbox": [ + 141, + 209, + 161, + 221 + ], + "score": 0.91, + "content": "\\{ n _ { i } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 209, + 219, + 222 + ], + "score": 1.0, + "content": ", which makes", + "type": "text" + }, + { + "bbox": [ + 220, + 209, + 242, + 221 + ], + "score": 0.91, + "content": "F ( \\pmb \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 209, + 489, + 222 + ], + "score": 1.0, + "content": "coincide with the training objective of the centralized setting.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 7.5, + "bbox_fs": [ + 105, + 153, + 507, + 222 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 225, + 505, + 270 + ], + "lines": [ + { + "bbox": [ + 105, + 225, + 505, + 238 + ], + "spans": [ + { + "bbox": [ + 105, + 225, + 149, + 238 + ], + "score": 1.0, + "content": "Typically,", + "type": "text" + }, + { + "bbox": [ + 149, + 225, + 179, + 237 + ], + "score": 0.89, + "content": "f ( \\pmb \\theta ; z )", + "type": "inline_equation" + }, + { + "bbox": [ + 180, + 225, + 297, + 238 + ], + "score": 1.0, + "content": "is negative log likelihood of", + "type": "text" + }, + { + "bbox": [ + 298, + 227, + 304, + 235 + ], + "score": 0.78, + "content": "z", + "type": "inline_equation" + }, + { + "bbox": [ + 304, + 225, + 505, + 238 + ], + "score": 1.0, + "content": "under some probabilistic model parametrized by", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 107, + 235, + 506, + 249 + ], + "spans": [ + { + "bbox": [ + 107, + 237, + 114, + 246 + ], + "score": 0.68, + "content": "\\pmb \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 114, + 235, + 134, + 249 + ], + "score": 1.0, + "content": ", i.e.,", + "type": "text" + }, + { + "bbox": [ + 135, + 236, + 240, + 248 + ], + "score": 0.91, + "content": "f ( \\pmb \\theta ; z ) : = - \\log \\mathbb { P } \\left( z \\mid \\pmb \\theta \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 240, + 235, + 506, + 249 + ], + "score": 1.0, + "content": ". For example, least squares loss corresponds to likelihood under a", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 247, + 506, + 260 + ], + "spans": [ + { + "bbox": [ + 105, + 247, + 506, + 260 + ], + "score": 1.0, + "content": "Gaussian model, cross entropy loss corresponds to likelihood under a categorical model, etc. (Murphy,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 258, + 503, + 271 + ], + "spans": [ + { + "bbox": [ + 106, + 258, + 496, + 271 + ], + "score": 1.0, + "content": "2012). Thus, Eq. 1 corresponds to maximum likelihood estimation (MLE) of the model parameters", + "type": "text" + }, + { + "bbox": [ + 496, + 259, + 503, + 268 + ], + "score": 0.8, + "content": "\\pmb \\theta", + "type": "inline_equation" + } + ], + "index": 14 + } + ], + "index": 12.5, + "bbox_fs": [ + 105, + 225, + 506, + 271 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 274, + 506, + 353 + ], + "lines": [ + { + "bbox": [ + 106, + 275, + 506, + 288 + ], + "spans": [ + { + "bbox": [ + 106, + 275, + 506, + 288 + ], + "score": 1.0, + "content": "An alternative (Bayesian) approach to maximum likelihood estimation is posterior inference or esti-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 285, + 507, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 387, + 299 + ], + "score": 1.0, + "content": "mation of the posterior distribution of the parameters given all the data:", + "type": "text" + }, + { + "bbox": [ + 387, + 286, + 502, + 297 + ], + "score": 0.82, + "content": "\\mathbb { P } \\left( \\pmb { \\theta } \\mid D \\equiv D _ { 1 } \\cup \\cdots \\cup D _ { N } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 285, + 507, + 299 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 296, + 506, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 296, + 387, + 310 + ], + "score": 1.0, + "content": "The posterior is proportional to the product of the likelihood and a prior,", + "type": "text" + }, + { + "bbox": [ + 387, + 297, + 502, + 309 + ], + "score": 0.87, + "content": "\\mathbb { P } \\left( \\pmb { \\theta } \\mid D \\right) \\propto \\mathbb { P } \\left( D \\mid \\pmb { \\theta } \\right) \\mathbb { P } \\left( \\pmb { \\theta } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 296, + 506, + 310 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 308, + 505, + 320 + ], + "spans": [ + { + "bbox": [ + 106, + 308, + 304, + 320 + ], + "score": 1.0, + "content": "and, if the prior is uninformative (uniform over all", + "type": "text" + }, + { + "bbox": [ + 304, + 308, + 312, + 318 + ], + "score": 0.68, + "content": "\\pmb \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 308, + 505, + 320 + ], + "score": 1.0, + "content": "), the modes of the global posterior coincide with", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 319, + 505, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 319, + 219, + 331 + ], + "score": 1.0, + "content": "MLE solutions or optima of", + "type": "text" + }, + { + "bbox": [ + 219, + 319, + 241, + 331 + ], + "score": 0.92, + "content": "F ( \\pmb \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 319, + 505, + 331 + ], + "score": 1.0, + "content": "in Eq. 1. While this simple observation establishes an equivalence", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 330, + 506, + 343 + ], + "spans": [ + { + "bbox": [ + 106, + 330, + 506, + 343 + ], + "score": 1.0, + "content": "between the inference of the posterior mode and optimization, the advantage of this perspective", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 341, + 503, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 341, + 503, + 354 + ], + "score": 1.0, + "content": "comes from the fact that the global posterior exactly decomposes into a product of local posteriors.1", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 18, + "bbox_fs": [ + 105, + 275, + 507, + 354 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 355, + 504, + 380 + ], + "lines": [ + { + "bbox": [ + 105, + 353, + 506, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 353, + 506, + 369 + ], + "score": 1.0, + "content": "Proposition 1 (Global Posterior Decomposition) Under the uniform prior, any global posterior", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 366, + 503, + 383 + ], + "spans": [ + { + "bbox": [ + 105, + 366, + 383, + 383 + ], + "score": 1.0, + "content": "distribution that exists decomposes into a product of local posteriors:", + "type": "text" + }, + { + "bbox": [ + 383, + 366, + 503, + 381 + ], + "score": 0.92, + "content": "\\begin{array} { r l } { \\mathbb { P } \\stackrel { \\cdot } { ( \\pmb { \\theta } | D ) } \\propto \\prod _ { i = 1 } ^ { N } \\bar { \\mathbb { P } } \\left( \\pmb { \\theta } | D _ { i } \\right) } \\end{array}", + "type": "inline_equation" + } + ], + "index": 23 + } + ], + "index": 22.5, + "bbox_fs": [ + 105, + 353, + 506, + 383 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 384, + 506, + 484 + ], + "lines": [ + { + "bbox": [ + 105, + 383, + 505, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 461, + 399 + ], + "score": 1.0, + "content": "Proposition 1 suggests that as long as we are able to compute local posterior distributions", + "type": "text" + }, + { + "bbox": [ + 462, + 384, + 505, + 397 + ], + "score": 0.92, + "content": "\\mathbb { P } \\left( \\pmb { \\theta } \\mid D _ { i } \\right)", + "type": "inline_equation" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 393, + 506, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 506, + 410 + ], + "score": 1.0, + "content": "and communicate them to the server, we should be able to solve Eq. 1 by multiplicatively aggregating", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 406, + 506, + 419 + ], + "spans": [ + { + "bbox": [ + 106, + 406, + 281, + 419 + ], + "score": 1.0, + "content": "them to find the mode of the global posterior", + "type": "text" + }, + { + "bbox": [ + 282, + 407, + 321, + 419 + ], + "score": 0.92, + "content": "\\mathbb { P } \\left( \\pmb { \\theta } \\mid D \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 406, + 506, + 419 + ], + "score": 1.0, + "content": "on the server. Note that posterior inference via", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 104, + 416, + 507, + 431 + ], + "spans": [ + { + "bbox": [ + 104, + 416, + 507, + 431 + ], + "score": 1.0, + "content": "multiplicative averaging has been successfully used to scale Monte Carlo methods to large datasets,", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 428, + 506, + 442 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 506, + 442 + ], + "score": 1.0, + "content": "where the approach is embarrassingly parallel (Neiswanger et al., 2013; Scott et al., 2016). In the FL", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 439, + 506, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 506, + 452 + ], + "score": 1.0, + "content": "context, this means that once all clients have sent their local posteriors to the server, we can construct", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 451, + 506, + 464 + ], + "spans": [ + { + "bbox": [ + 106, + 451, + 506, + 464 + ], + "score": 1.0, + "content": "the global posterior without any additional communication. However, there remains the challenge of", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 460, + 507, + 476 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 507, + 476 + ], + "score": 1.0, + "content": "making the local and global inference and communication efficient enough for real federated settings.", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 472, + 498, + 485 + ], + "spans": [ + { + "bbox": [ + 106, + 472, + 498, + 485 + ], + "score": 1.0, + "content": "The example below illustrates how this can be difficult even for a simple model and loss function.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 28, + "bbox_fs": [ + 104, + 383, + 507, + 485 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 488, + 504, + 512 + ], + "lines": [ + { + "bbox": [ + 105, + 487, + 506, + 501 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 506, + 501 + ], + "score": 1.0, + "content": "Federated least squares. Consider federated least squares regression with a linear model, where", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 107, + 498, + 507, + 513 + ], + "spans": [ + { + "bbox": [ + 107, + 499, + 152, + 511 + ], + "score": 0.93, + "content": "z : = ( \\mathbf { x } , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 153, + 498, + 202, + 513 + ], + "score": 1.0, + "content": "and the loss", + "type": "text" + }, + { + "bbox": [ + 203, + 498, + 313, + 513 + ], + "score": 0.93, + "content": "f ( \\pmb \\theta ; \\mathbf x , y ) : = \\frac 1 2 ( \\mathbf x ^ { \\top } \\pmb \\theta - y ) ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 313, + 498, + 507, + 513 + ], + "score": 1.0, + "content": "is quadratic. Then, the client objective becomes:", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33.5, + "bbox_fs": [ + 105, + 487, + 507, + 513 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 130, + 513, + 479, + 540 + ], + "lines": [ + { + "bbox": [ + 130, + 513, + 479, + 540 + ], + "spans": [ + { + "bbox": [ + 130, + 513, + 479, + 540 + ], + "score": 0.9, + "content": "f _ { i } ( \\pmb \\theta ) = \\log \\exp \\left\\{ \\frac { 1 } { 2 } \\lVert \\mathbf { X } _ { i } \\pmb \\theta - \\mathbf { y } _ { i } \\rVert ^ { 2 } \\right\\} = \\log \\exp \\left\\{ \\frac { 1 } { 2 } ( \\pmb \\theta - \\pmb \\mu _ { i } ) ^ { \\top } \\pmb \\Sigma _ { i } ^ { - 1 } ( \\pmb \\theta - \\pmb \\mu _ { i } ) \\right\\} + \\mathrm { c o n s t } ,", + "type": "interline_equation", + "image_path": "6d7eba9e2d5f714940cf5be07869f2afe9e451715e56c494963065bc268fdffb.jpg" + } + ] + } + ], + "index": 36, + "virtual_lines": [ + { + "bbox": [ + 130, + 513, + 479, + 522.0 + ], + "spans": [], + "index": 35 + }, + { + "bbox": [ + 130, + 522.0, + 479, + 531.0 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 130, + 531.0, + 479, + 540.0 + ], + "spans": [], + "index": 37 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 541, + 505, + 600 + ], + "lines": [ + { + "bbox": [ + 105, + 540, + 506, + 556 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 134, + 556 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 135, + 541, + 189, + 553 + ], + "score": 0.92, + "content": "\\mathbf { X } _ { i } \\in \\mathbb { R } ^ { n _ { i } \\times d }", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 540, + 279, + 556 + ], + "score": 1.0, + "content": "is the design matrix,", + "type": "text" + }, + { + "bbox": [ + 279, + 542, + 321, + 554 + ], + "score": 0.91, + "content": "\\mathbf { y } _ { i } \\in \\mathbb { R } ^ { n _ { i } }", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 540, + 419, + 556 + ], + "score": 1.0, + "content": "is the response vector,", + "type": "text" + }, + { + "bbox": [ + 419, + 541, + 486, + 555 + ], + "score": 0.92, + "content": "\\pmb { \\Sigma } _ { i } ^ { - 1 } : = \\mathbf { X } _ { i } ^ { \\top } \\mathbf { X } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 486, + 540, + 506, + 556 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 554, + 506, + 570 + ], + "spans": [ + { + "bbox": [ + 106, + 554, + 208, + 570 + ], + "score": 0.92, + "content": "\\underset { \\ b { \\infty } } { \\pmb { \\mu } _ { i } } : = \\left( \\mathbf { X } _ { i } ^ { \\top } \\mathbf { X } _ { i } \\right) ^ { - 1 } \\mathbf { X } _ { i } ^ { \\top } \\mathbf { y } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 208, + 554, + 506, + 569 + ], + "score": 1.0, + "content": ". Note that the expression in Eq. 2 is the log likelihood for a multivariate", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 567, + 505, + 579 + ], + "spans": [ + { + "bbox": [ + 106, + 567, + 240, + 579 + ], + "score": 1.0, + "content": "Gaussian distribution with mean", + "type": "text" + }, + { + "bbox": [ + 240, + 569, + 252, + 579 + ], + "score": 0.86, + "content": "\\pmb { \\mu } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 567, + 316, + 579 + ], + "score": 1.0, + "content": "and covariance", + "type": "text" + }, + { + "bbox": [ + 317, + 568, + 329, + 578 + ], + "score": 0.93, + "content": "\\Sigma _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 567, + 505, + 579 + ], + "score": 1.0, + "content": ". Therefore, each local posterior (under the", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 578, + 505, + 591 + ], + "spans": [ + { + "bbox": [ + 106, + 578, + 505, + 591 + ], + "score": 1.0, + "content": "uniform prior) is Gaussian, and, as a product of Gaussians, the global posterior is also Gaussian with", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 590, + 360, + 601 + ], + "spans": [ + { + "bbox": [ + 106, + 590, + 360, + 601 + ], + "score": 1.0, + "content": "the following mean (which coincides with the posterior mode):", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 40, + "bbox_fs": [ + 105, + 540, + 506, + 601 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 220, + 601, + 390, + 637 + ], + "lines": [ + { + "bbox": [ + 220, + 601, + 390, + 637 + ], + "spans": [ + { + "bbox": [ + 220, + 601, + 390, + 637 + ], + "score": 0.95, + "content": "\\pmb { \\mu } : = \\left( \\sum _ { i = 1 } ^ { N } q _ { i } \\pmb { \\Sigma } _ { i } ^ { - 1 } \\right) ^ { - 1 } \\left( \\sum _ { i = 1 } ^ { N } q _ { i } \\pmb { \\Sigma } _ { i } ^ { - 1 } \\pmb { \\mu } _ { i } \\right) .", + "type": "interline_equation", + "image_path": "b65432d48bd1aaaba3349ab033b6571064a2d7ed8e8294948b8d1946cfa66e49.jpg" + } + ] + } + ], + "index": 43.5, + "virtual_lines": [ + { + "bbox": [ + 220, + 601, + 390, + 619.0 + ], + "spans": [], + "index": 43 + }, + { + "bbox": [ + 220, + 619.0, + 390, + 637.0 + ], + "spans": [], + "index": 44 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 637, + 505, + 705 + ], + "lines": [ + { + "bbox": [ + 106, + 636, + 505, + 649 + ], + "spans": [ + { + "bbox": [ + 106, + 636, + 505, + 649 + ], + "score": 1.0, + "content": "Concretely, in the case of least squares regression, this suggests that it is sufficient for clients to", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 647, + 507, + 663 + ], + "spans": [ + { + "bbox": [ + 105, + 647, + 170, + 663 + ], + "score": 1.0, + "content": "infer the means", + "type": "text" + }, + { + "bbox": [ + 171, + 649, + 192, + 662 + ], + "score": 0.92, + "content": "\\{ \\mu _ { i } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 192, + 647, + 289, + 663 + ], + "score": 1.0, + "content": "and inverse covariances", + "type": "text" + }, + { + "bbox": [ + 289, + 648, + 319, + 662 + ], + "score": 0.93, + "content": "\\{ \\Sigma _ { i } ^ { - 1 } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 319, + 647, + 507, + 663 + ], + "score": 1.0, + "content": "of their local posteriors and communicate that", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 660, + 504, + 672 + ], + "spans": [ + { + "bbox": [ + 106, + 660, + 504, + 672 + ], + "score": 1.0, + "content": "information to server for the latter to be able to find the global optimum. 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Algorithm2 Client Update (FEDAVG) input initial 0o,loss fi(0),optimizer CLIENTOPT
1:for k =1,...,K do 2:0k ←CLIENTOPT(0k-1,fi(0k-1)) 3:end for output △ := 0o -0k,client weight qi
Algorithm 3 Client Update (FEDPA) input initial 0o,loss f(0),sampler CLIENTMCMC
1:for k=1,...,K do 2:0k ~ CLIENTMCMC(0k-1,fi) 3:end for output △ := ∑-1(0o- 𝜇),client weight qi
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Apart from the computation and communication", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 253, + 506, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 506, + 266 + ], + "score": 1.0, + "content": "issues discussed in the simple example above, we also have to contend with the fact that, generally,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 263, + 504, + 276 + ], + "spans": [ + { + "bbox": [ + 105, + 263, + 504, + 276 + ], + "score": 1.0, + "content": "posteriors are non-Gaussian and closed form expressions for global posterior modes may not exist.2", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 273, + 506, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 273, + 506, + 288 + ], + "score": 1.0, + "content": "In such cases, we propose to use the Laplace approximation for local and global posteriors, i.e.,", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 285, + 506, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 506, + 299 + ], + "score": 1.0, + "content": "approximate them with the best-fitting Gaussians. While imperfect, this approximation will allow us", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 297, + 505, + 309 + ], + "spans": [ + { + "bbox": [ + 106, + 297, + 505, + 309 + ], + "score": 1.0, + "content": "to compute the (approximate) global posterior mode in a computation- and communication-efficient", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 307, + 505, + 320 + ], + "spans": [ + { + "bbox": [ + 105, + 308, + 414, + 320 + ], + "score": 1.0, + "content": "manner using the following three steps: (i) infer approximate local means", + "type": "text" + }, + { + "bbox": [ + 414, + 307, + 435, + 320 + ], + "score": 0.92, + "content": "\\{ \\hat { \\pmb { \\mu } } _ { i } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 436, + 308, + 505, + 320 + ], + "score": 1.0, + "content": "and covariances", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 107, + 318, + 506, + 334 + ], + "spans": [ + { + "bbox": [ + 107, + 318, + 129, + 332 + ], + "score": 0.91, + "content": "\\{ \\hat { \\Sigma } _ { i } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 320, + 506, + 334 + ], + "score": 1.0, + "content": ", (ii) communicate these to the server, and (iii) compute the posterior mode given by Eq. 3.", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 104, + 330, + 506, + 345 + ], + "spans": [ + { + "bbox": [ + 104, + 330, + 506, + 345 + ], + "score": 1.0, + "content": "Note that directly computing and communicating these quantities would be completely infeasible for", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 340, + 506, + 356 + ], + "spans": [ + { + "bbox": [ + 105, + 340, + 506, + 356 + ], + "score": 1.0, + "content": "the realistic setting where models are neural networks with millions of parameters. In the following", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 353, + 507, + 366 + ], + "spans": [ + { + "bbox": [ + 106, + 353, + 507, + 366 + ], + "score": 1.0, + "content": "section, we design a practical algorithm where all costs are linear in the number of model parameters.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 28 + }, + { + "type": "title", + "bbox": [ + 106, + 380, + 461, + 393 + ], + "lines": [ + { + "bbox": [ + 105, + 379, + 463, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 379, + 463, + 394 + ], + "score": 1.0, + "content": "4 FEDERATED POSTERIOR AVERAGING: A PRACTICAL ALGORITHM", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 404, + 505, + 471 + ], + "lines": [ + { + "bbox": [ + 105, + 405, + 504, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 405, + 466, + 416 + ], + "score": 1.0, + "content": "Federated averaging (FEDAVG, McMahan et al., 2017) solves the problem from Eq. 1 over", + "type": "text" + }, + { + "bbox": [ + 466, + 405, + 475, + 415 + ], + "score": 0.75, + "content": "T", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 405, + 504, + 416 + ], + "score": 1.0, + "content": "rounds", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 415, + 506, + 428 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 182, + 428 + ], + "score": 1.0, + "content": "by interacting with", + "type": "text" + }, + { + "bbox": [ + 183, + 416, + 195, + 426 + ], + "score": 0.8, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 195, + 415, + 506, + 428 + ], + "score": 1.0, + "content": "random clients at each round in the following way: (i) broadcasting the current", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 425, + 505, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 425, + 182, + 440 + ], + "score": 1.0, + "content": "model parameters", + "type": "text" + }, + { + "bbox": [ + 182, + 427, + 189, + 437 + ], + "score": 0.77, + "content": "\\pmb \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 425, + 335, + 440 + ], + "score": 1.0, + "content": "to the clients, (ii) running SGD for", + "type": "text" + }, + { + "bbox": [ + 335, + 427, + 345, + 437 + ], + "score": 0.83, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 346, + 425, + 505, + 440 + ], + "score": 1.0, + "content": "steps on each client, and (iii) updating", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 437, + 506, + 450 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 506, + 450 + ], + "score": 1.0, + "content": "the global model parameters by collecting and averaging the final SGD iterates. Reddi et al. (2020)", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 449, + 506, + 460 + ], + "spans": [ + { + "bbox": [ + 106, + 449, + 506, + 460 + ], + "score": 1.0, + "content": "reformulated the same algorithm in the form of server- and client-level optimization (Algorithm 1),", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 459, + 459, + 471 + ], + "spans": [ + { + "bbox": [ + 105, + 459, + 459, + 471 + ], + "score": 1.0, + "content": "which allowed them to bring techniques from the adaptive optimization literature to FL.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 37.5 + }, + { + "type": "text", + "bbox": [ + 106, + 476, + 505, + 520 + ], + "lines": [ + { + "bbox": [ + 105, + 475, + 505, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 475, + 278, + 489 + ], + "score": 1.0, + "content": "FEDAVG is efficient in that it requires only", + "type": "text" + }, + { + "bbox": [ + 279, + 476, + 300, + 488 + ], + "score": 0.91, + "content": "\\mathcal O ( d )", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 475, + 505, + 489 + ], + "score": 1.0, + "content": "computation on both the clients and the server, and", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 107, + 485, + 506, + 501 + ], + "spans": [ + { + "bbox": [ + 107, + 487, + 129, + 499 + ], + "score": 0.9, + "content": "\\mathcal O ( d )", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 485, + 506, + 501 + ], + "score": 1.0, + "content": "communication between each client and the server. To arrive at a similarly efficient algorithm", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 498, + 505, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 505, + 511 + ], + "score": 1.0, + "content": "for posterior inference, we focus on the following questions: (a) how to estimate local and global", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 509, + 488, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 488, + 522 + ], + "score": 1.0, + "content": "posterior moments efficiently? (b) how to communicate local statistics to the server efficiently?", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 42.5 + }, + { + "type": "text", + "bbox": [ + 106, + 525, + 505, + 581 + ], + "lines": [ + { + "bbox": [ + 106, + 525, + 504, + 537 + ], + "spans": [ + { + "bbox": [ + 106, + 525, + 504, + 537 + ], + "score": 1.0, + "content": "(1) Efficient global posterior inference. There are two issues with computing an estimate of the", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 536, + 505, + 550 + ], + "spans": [ + { + "bbox": [ + 106, + 536, + 194, + 550 + ], + "score": 1.0, + "content": "global posterior mode", + "type": "text" + }, + { + "bbox": [ + 194, + 538, + 203, + 548 + ], + "score": 0.83, + "content": "\\pmb { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 536, + 454, + 550 + ], + "score": 1.0, + "content": "directly using Eq. 3. 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Second, it relies on acquiring local means and inverse", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 558, + 505, + 571 + ], + "spans": [ + { + "bbox": [ + 105, + 558, + 241, + 571 + ], + "score": 1.0, + "content": "covariances, which would require", + "type": "text" + }, + { + "bbox": [ + 242, + 558, + 268, + 570 + ], + "score": 0.93, + "content": "\\mathcal { \\hat { O } } ( d ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 558, + 505, + 571 + ], + "score": 1.0, + "content": "communication from each client. We propose to solve both", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 569, + 477, + 582 + ], + "spans": [ + { + "bbox": [ + 106, + 569, + 477, + 582 + ], + "score": 1.0, + "content": "issues by converting the global posterior estimation into an equivalent optimization problem.", + "type": "text" + } + ], + "index": 49 + } + ], + "index": 47 + }, + { + "type": "text", + "bbox": [ + 108, + 583, + 504, + 609 + ], + "lines": [ + { + "bbox": [ + 102, + 583, + 416, + 615 + ], + "spans": [ + { + "bbox": [ + 102, + 583, + 188, + 615 + ], + "score": 1.0, + "content": "Proposition 2 (Glomizer of a quadratic", + "type": "text" + }, + { + "bbox": [ + 291, + 583, + 320, + 615 + ], + "score": 1.0, + "content": "The glo, where", + "type": "text" + }, + { + "bbox": [ + 396, + 586, + 404, + 595 + ], + "score": 0.77, + "content": "\\pmb { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 583, + 416, + 615 + ], + "score": 1.0, + "content": "gind", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 189, + 594, + 503, + 610 + ], + "spans": [ + { + "bbox": [ + 189, + 595, + 290, + 609 + ], + "score": 0.89, + "content": "\\begin{array} { r } { \\mathcal { Q } ( \\pmb { \\theta } ) : = \\frac { 1 } { 2 } \\pmb { \\theta } ^ { \\top } \\mathbf { A } \\pmb { \\theta } - \\mathbf { b } ^ { \\top } \\pmb { \\theta } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 594, + 398, + 609 + ], + "score": 0.9, + "content": "\\begin{array} { r } { \\mathbf { A } : = \\sum _ { i = 1 } ^ { N } q _ { i } \\pmb { \\Sigma } _ { i } ^ { - 1 } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 594, + 503, + 610 + ], + "score": 0.91, + "content": "\\begin{array} { r } { \\mathbf { b } : = { \\bar { \\sum } } _ { i = 1 } ^ { N } q _ { i } { \\Sigma } _ { i } ^ { - 1 } \\pmb { \\mu } _ { i } } \\end{array}", + "type": "inline_equation" + } + ], + "index": 51 + } + ], + "index": 50.5 + }, + { + "type": "text", + "bbox": [ + 108, + 613, + 504, + 636 + ], + "lines": [ + { + "bbox": [ + 106, + 613, + 506, + 627 + ], + "spans": [ + { + "bbox": [ + 106, + 613, + 324, + 627 + ], + "score": 1.0, + "content": "Proposition 2 allows us to obtain a good estimate of", + "type": "text" + }, + { + "bbox": [ + 324, + 615, + 332, + 625 + ], + "score": 0.82, + "content": "\\pmb { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 613, + 506, + 627 + ], + "score": 1.0, + "content": "by running stochastic optimization of the", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 624, + 486, + 638 + ], + "spans": [ + { + "bbox": [ + 105, + 624, + 185, + 638 + ], + "score": 1.0, + "content": "quadratic objective", + "type": "text" + }, + { + "bbox": [ + 185, + 624, + 208, + 637 + ], + "score": 0.92, + "content": "\\mathcal { Q } ( \\pmb { \\theta } )", + "type": "inline_equation" + }, + { + "bbox": [ + 208, + 624, + 366, + 638 + ], + "score": 1.0, + "content": "on the server. Note that the gradient of", + "type": "text" + }, + { + "bbox": [ + 366, + 625, + 388, + 637 + ], + "score": 0.92, + "content": "\\mathcal { Q } ( \\pmb { \\theta } )", + "type": "inline_equation" + }, + { + "bbox": [ + 388, + 624, + 486, + 638 + ], + "score": 1.0, + "content": "has the following form:", + "type": "text" + } + ], + "index": 53 + } + ], + "index": 52.5 + }, + { + "type": "interline_equation", + "bbox": [ + 240, + 635, + 370, + 668 + ], + "lines": [ + { + "bbox": [ + 240, + 635, + 370, + 668 + ], + "spans": [ + { + "bbox": [ + 240, + 635, + 370, + 668 + ], + "score": 0.95, + "content": "\\nabla \\mathcal { Q } ( \\pmb { \\theta } ) : = \\sum _ { i = 1 } ^ { N } q _ { i } \\Sigma _ { i } ^ { - 1 } ( \\pmb { \\theta } - \\pmb { \\mu } _ { i } ) ,", + "type": "interline_equation", + "image_path": "f926ae1ac7e856ae4ec34d01f5d9fca9420f9fcbf2e155904e5c3d1f7ce93ee3.jpg" + } + ] + } + ], + "index": 54.5, + "virtual_lines": [ + { + "bbox": [ + 240, + 635, + 370, + 651.5 + ], + "spans": [], + "index": 54 + }, + { + "bbox": [ + 240, + 651.5, + 370, + 668.0 + ], + "spans": [], + "index": 55 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 669, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 105, + 669, + 505, + 682 + ], + "spans": [ + { + "bbox": [ + 105, + 669, + 245, + 682 + ], + "score": 1.0, + "content": "which suggests that we can obtain", + "type": "text" + }, + { + "bbox": [ + 245, + 671, + 253, + 681 + ], + "score": 0.79, + "content": "\\pmb { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 669, + 505, + 682 + ], + "score": 1.0, + "content": "by using the same Algorithm 1 as FEDAVG but using different", + "type": "text" + } + ], + "index": 56 + }, + { + "bbox": [ + 105, + 680, + 506, + 695 + ], + "spans": [ + { + "bbox": [ + 105, + 680, + 168, + 695 + ], + "score": 1.0, + "content": "client updates:", + "type": "text" + }, + { + "bbox": [ + 169, + 680, + 254, + 694 + ], + "score": 0.92, + "content": "\\Delta _ { i } : = \\Sigma _ { i } ^ { - 1 } ( \\pmb \\theta - \\pmb \\mu _ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 680, + 463, + 695 + ], + "score": 1.0, + "content": ". Importantly, as long as clients are able to compute", + "type": "text" + }, + { + "bbox": [ + 464, + 682, + 477, + 693 + ], + "score": 0.87, + "content": "\\Delta _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 478, + 680, + 506, + 695 + ], + "score": 1.0, + "content": "’s, this", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 105, + 692, + 468, + 705 + ], + "spans": [ + { + "bbox": [ + 105, + 692, + 198, + 705 + ], + "score": 1.0, + "content": "approach will result in", + "type": "text" + }, + { + "bbox": [ + 199, + 694, + 221, + 705 + ], + "score": 0.9, + "content": "\\mathcal O ( d )", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 692, + 304, + 705 + ], + "score": 1.0, + "content": "communication and", + "type": "text" + }, + { + "bbox": [ + 304, + 693, + 325, + 705 + ], + "score": 0.92, + "content": "\\mathcal O ( d )", + "type": "inline_equation" + }, + { + "bbox": [ + 326, + 692, + 468, + 705 + ], + "score": 1.0, + "content": "server computation cost per round.", + "type": "text" + } + ], + "index": 58 + } + ], + "index": 57 + } + ], + "page_idx": 3, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 711, + 506, + 732 + ], + "lines": [ + { + "bbox": [ + 118, + 710, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 118, + 710, + 505, + 723 + ], + "score": 1.0, + "content": "2Gaussian posteriors can be further generalized to the exponential family for which closed form expressions", + "type": "text" + } + ] + }, + { + "bbox": [ + 106, + 721, + 505, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 300, + 732 + ], + "score": 1.0, + "content": "can be obtained under appropriate priors (Wainwright", + "type": "text" + }, + { + "bbox": [ + 301, + 723, + 308, + 730 + ], + "score": 0.63, + "content": "\\&", + "type": "inline_equation" + }, + { + "bbox": [ + 308, + 721, + 505, + 732 + ], + "score": 1.0, + "content": "Jordan, 2008). We leave this extension to future work.", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 108, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 759 + ], + "lines": [] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 85, + 306, + 97 + ], + "lines": [ + { + "bbox": [ + 105, + 83, + 307, + 99 + ], + "spans": [ + { + "bbox": [ + 105, + 83, + 307, + 99 + ], + "score": 1.0, + "content": "Algorithm 1 Generalized Federated Optimization", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 109, + 101, + 293, + 110 + ], + "lines": [ + { + "bbox": [ + 106, + 100, + 294, + 112 + ], + "spans": [ + { + "bbox": [ + 106, + 100, + 154, 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+ "content": "\\begin{array} { r } { \\Delta ^ { t } \\gets \\frac { 1 } { | \\mathcal { S } | } \\sum _ { i \\in \\mathcal { S } } q _ { i } \\bar { \\Delta } _ { i } ^ { t } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 180, + 307, + 192 + ], + "score": 1.0, + "content": "// aggregate updates", + "type": "text" + } + ], + "index": 9, + "is_list_start_line": true + }, + { + "bbox": [ + 109, + 192, + 242, + 205 + ], + "spans": [ + { + "bbox": [ + 109, + 193, + 120, + 203 + ], + "score": 1.0, + "content": "9:", + "type": "text" + }, + { + "bbox": [ + 131, + 194, + 151, + 203 + ], + "score": 0.37, + "content": "\\pmb \\theta \\gets", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 192, + 212, + 205 + ], + "score": 1.0, + "content": "SERVERUPDATE", + "type": "text" + }, + { + "bbox": [ + 213, + 193, + 242, + 204 + ], + "score": 0.78, + "content": "( \\theta , \\Delta ^ { t } )", + "type": "inline_equation" + } + ], + "index": 10, + 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Algorithm2 Client Update (FEDAVG) input initial 0o,loss fi(0),optimizer CLIENTOPT
1:for k =1,...,K do 2:0k ←CLIENTOPT(0k-1,fi(0k-1)) 3:end for output △ := 0o -0k,client weight qi
Algorithm 3 Client Update (FEDPA) input initial 0o,loss f(0),sampler CLIENTMCMC
1:for k=1,...,K do 2:0k ~ CLIENTMCMC(0k-1,fi) 3:end for output △ := ∑-1(0o- 𝜇),client weight qi
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Apart from the computation and communication", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 253, + 506, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 506, + 266 + ], + "score": 1.0, + "content": "issues discussed in the simple example above, we also have to contend with the fact that, generally,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 263, + 504, + 276 + ], + "spans": [ + { + "bbox": [ + 105, + 263, + 504, + 276 + ], + "score": 1.0, + "content": "posteriors are non-Gaussian and closed form expressions for global posterior modes may not exist.2", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 273, + 506, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 273, + 506, + 288 + ], + "score": 1.0, + "content": "In such cases, we propose to use the Laplace approximation for local and global posteriors, i.e.,", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 285, + 506, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 506, + 299 + ], + "score": 1.0, + "content": "approximate them with the best-fitting Gaussians. While imperfect, this approximation will allow us", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 297, + 505, + 309 + ], + "spans": [ + { + "bbox": [ + 106, + 297, + 505, + 309 + ], + "score": 1.0, + "content": "to compute the (approximate) global posterior mode in a computation- and communication-efficient", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 307, + 505, + 320 + ], + "spans": [ + { + "bbox": [ + 105, + 308, + 414, + 320 + ], + "score": 1.0, + "content": "manner using the following three steps: (i) infer approximate local means", + "type": "text" + }, + { + "bbox": [ + 414, + 307, + 435, + 320 + ], + "score": 0.92, + "content": "\\{ \\hat { \\pmb { \\mu } } _ { i } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 436, + 308, + 505, + 320 + ], + "score": 1.0, + "content": "and covariances", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 107, + 318, + 506, + 334 + ], + "spans": [ + { + "bbox": [ + 107, + 318, + 129, + 332 + ], + "score": 0.91, + "content": "\\{ \\hat { \\Sigma } _ { i } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 320, + 506, + 334 + ], + "score": 1.0, + "content": ", (ii) communicate these to the server, and (iii) compute the posterior mode given by Eq. 3.", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 104, + 330, + 506, + 345 + ], + "spans": [ + { + "bbox": [ + 104, + 330, + 506, + 345 + ], + "score": 1.0, + "content": "Note that directly computing and communicating these quantities would be completely infeasible for", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 340, + 506, + 356 + ], + "spans": [ + { + "bbox": [ + 105, + 340, + 506, + 356 + ], + "score": 1.0, + "content": "the realistic setting where models are neural networks with millions of parameters. In the following", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 353, + 507, + 366 + ], + "spans": [ + { + "bbox": [ + 106, + 353, + 507, + 366 + ], + "score": 1.0, + "content": "section, we design a practical algorithm where all costs are linear in the number of model parameters.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 28, + "bbox_fs": [ + 104, + 241, + 507, + 366 + ] + }, + { + "type": "title", + "bbox": [ + 106, + 380, + 461, + 393 + ], + "lines": [ + { + "bbox": [ + 105, + 379, + 463, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 379, + 463, + 394 + ], + "score": 1.0, + "content": "4 FEDERATED POSTERIOR AVERAGING: A PRACTICAL ALGORITHM", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 404, + 505, + 471 + ], + "lines": [ + { + "bbox": [ + 105, + 405, + 504, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 405, + 466, + 416 + ], + "score": 1.0, + "content": "Federated averaging (FEDAVG, McMahan et al., 2017) solves the problem from Eq. 1 over", + "type": "text" + }, + { + "bbox": [ + 466, + 405, + 475, + 415 + ], + "score": 0.75, + "content": "T", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 405, + 504, + 416 + ], + "score": 1.0, + "content": "rounds", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 415, + 506, + 428 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 182, + 428 + ], + "score": 1.0, + "content": "by interacting with", + "type": "text" + }, + { + "bbox": [ + 183, + 416, + 195, + 426 + ], + "score": 0.8, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 195, + 415, + 506, + 428 + ], + "score": 1.0, + "content": "random clients at each round in the following way: (i) broadcasting the current", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 425, + 505, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 425, + 182, + 440 + ], + "score": 1.0, + "content": "model parameters", + "type": "text" + }, + { + "bbox": [ + 182, + 427, + 189, + 437 + ], + "score": 0.77, + "content": "\\pmb \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 425, + 335, + 440 + ], + "score": 1.0, + "content": "to the clients, (ii) running SGD for", + "type": "text" + }, + { + "bbox": [ + 335, + 427, + 345, + 437 + ], + "score": 0.83, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 346, + 425, + 505, + 440 + ], + "score": 1.0, + "content": "steps on each client, and (iii) updating", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 437, + 506, + 450 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 506, + 450 + ], + "score": 1.0, + "content": "the global model parameters by collecting and averaging the final SGD iterates. Reddi et al. (2020)", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 449, + 506, + 460 + ], + "spans": [ + { + "bbox": [ + 106, + 449, + 506, + 460 + ], + "score": 1.0, + "content": "reformulated the same algorithm in the form of server- and client-level optimization (Algorithm 1),", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 459, + 459, + 471 + ], + "spans": [ + { + "bbox": [ + 105, + 459, + 459, + 471 + ], + "score": 1.0, + "content": "which allowed them to bring techniques from the adaptive optimization literature to FL.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 37.5, + "bbox_fs": [ + 105, + 405, + 506, + 471 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 476, + 505, + 520 + ], + "lines": [ + { + "bbox": [ + 105, + 475, + 505, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 475, + 278, + 489 + ], + "score": 1.0, + "content": "FEDAVG is efficient in that it requires only", + "type": "text" + }, + { + "bbox": [ + 279, + 476, + 300, + 488 + ], + "score": 0.91, + "content": "\\mathcal O ( d )", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 475, + 505, + 489 + ], + "score": 1.0, + "content": "computation on both the clients and the server, and", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 107, + 485, + 506, + 501 + ], + "spans": [ + { + "bbox": [ + 107, + 487, + 129, + 499 + ], + "score": 0.9, + "content": "\\mathcal O ( d )", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 485, + 506, + 501 + ], + "score": 1.0, + "content": "communication between each client and the server. To arrive at a similarly efficient algorithm", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 498, + 505, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 505, + 511 + ], + "score": 1.0, + "content": "for posterior inference, we focus on the following questions: (a) how to estimate local and global", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 509, + 488, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 488, + 522 + ], + "score": 1.0, + "content": "posterior moments efficiently? (b) how to communicate local statistics to the server efficiently?", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 42.5, + "bbox_fs": [ + 105, + 475, + 506, + 522 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 525, + 505, + 581 + ], + "lines": [ + { + "bbox": [ + 106, + 525, + 504, + 537 + ], + "spans": [ + { + "bbox": [ + 106, + 525, + 504, + 537 + ], + "score": 1.0, + "content": "(1) Efficient global posterior inference. There are two issues with computing an estimate of the", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 536, + 505, + 550 + ], + "spans": [ + { + "bbox": [ + 106, + 536, + 194, + 550 + ], + "score": 1.0, + "content": "global posterior mode", + "type": "text" + }, + { + "bbox": [ + 194, + 538, + 203, + 548 + ], + "score": 0.83, + "content": "\\pmb { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 536, + 454, + 550 + ], + "score": 1.0, + "content": "directly using Eq. 3. 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Second, it relies on acquiring local means and inverse", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 558, + 505, + 571 + ], + "spans": [ + { + "bbox": [ + 105, + 558, + 241, + 571 + ], + "score": 1.0, + "content": "covariances, which would require", + "type": "text" + }, + { + "bbox": [ + 242, + 558, + 268, + 570 + ], + "score": 0.93, + "content": "\\mathcal { \\hat { O } } ( d ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 558, + 505, + 571 + ], + "score": 1.0, + "content": "communication from each client. 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Note that the gradient of", + "type": "text" + }, + { + "bbox": [ + 366, + 625, + 388, + 637 + ], + "score": 0.92, + "content": "\\mathcal { Q } ( \\pmb { \\theta } )", + "type": "inline_equation" + }, + { + "bbox": [ + 388, + 624, + 486, + 638 + ], + "score": 1.0, + "content": "has the following form:", + "type": "text" + } + ], + "index": 53 + } + ], + "index": 52.5, + "bbox_fs": [ + 105, + 613, + 506, + 638 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 240, + 635, + 370, + 668 + ], + "lines": [ + { + "bbox": [ + 240, + 635, + 370, + 668 + ], + "spans": [ + { + "bbox": [ + 240, + 635, + 370, + 668 + ], + "score": 0.95, + "content": "\\nabla \\mathcal { Q } ( \\pmb { \\theta } ) : = \\sum _ { i = 1 } ^ { N } q _ { i } \\Sigma _ { i } ^ { - 1 } ( \\pmb { \\theta } - \\pmb { \\mu } _ { i } ) ,", + "type": "interline_equation", + "image_path": "f926ae1ac7e856ae4ec34d01f5d9fca9420f9fcbf2e155904e5c3d1f7ce93ee3.jpg" + } + ] + } + ], + "index": 54.5, + "virtual_lines": [ + { + "bbox": [ + 240, + 635, + 370, + 651.5 + ], + "spans": [], + "index": 54 + }, + { + "bbox": [ + 240, + 651.5, + 370, + 668.0 + ], + "spans": [], + "index": 55 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 669, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 105, + 669, + 505, + 682 + ], + "spans": [ + { + "bbox": [ + 105, + 669, + 245, + 682 + ], + "score": 1.0, + "content": "which suggests that we can obtain", + "type": "text" + }, + { + "bbox": [ + 245, + 671, + 253, + 681 + ], + "score": 0.79, + "content": "\\pmb { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 669, + 505, + 682 + ], + "score": 1.0, + "content": "by using the same Algorithm 1 as FEDAVG but using different", + "type": "text" + } + ], + "index": 56 + }, + { + "bbox": [ + 105, + 680, + 506, + 695 + ], + "spans": [ + { + "bbox": [ + 105, + 680, + 168, + 695 + ], + "score": 1.0, + "content": "client updates:", + "type": "text" + }, + { + "bbox": [ + 169, + 680, + 254, + 694 + ], + "score": 0.92, + "content": "\\Delta _ { i } : = \\Sigma _ { i } ^ { - 1 } ( \\pmb \\theta - \\pmb \\mu _ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 680, + 463, + 695 + ], + "score": 1.0, + "content": ". 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To", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 299, + 105 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 142, + 105 + ], + "score": 1.0, + "content": "compute", + "type": "text" + }, + { + "bbox": [ + 143, + 94, + 156, + 105 + ], + "score": 0.87, + "content": "\\Delta _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 156, + 93, + 299, + 105 + ], + "score": 1.0, + "content": ", each client needs to be able to esti-", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 299, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 299, + 117 + ], + "score": 1.0, + "content": "mate the local posterior means and covariances.", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 115, + 297, + 127 + ], + "spans": [ + { + "bbox": [ + 106, + 115, + 297, + 127 + ], + "score": 1.0, + "content": "We propose to use stochastic gradient Markov", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 125, + 298, + 138 + ], + "spans": [ + { + "bbox": [ + 106, + 125, + 298, + 138 + ], + "score": 1.0, + "content": "chain Monte Carlo (SG-MCMC, Welling & Teh,", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 136, + 299, + 150 + ], + "spans": [ + { + "bbox": [ + 106, + 136, + 299, + 150 + ], + "score": 1.0, + "content": "2011; Ma et al., 2015) for approximate sam-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 149, + 298, + 160 + ], + "spans": [ + { + "bbox": [ + 106, + 149, + 298, + 160 + ], + "score": 1.0, + "content": "pling from local posteriors on the clients, so", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 159, + 298, + 171 + ], + "spans": [ + { + "bbox": [ + 106, + 159, + 277, + 171 + ], + "score": 1.0, + "content": "that these samples can be used to estimate", + "type": "text" + }, + { + "bbox": [ + 277, + 160, + 289, + 171 + ], + "score": 0.87, + "content": "\\hat { \\pmb { \\mu } } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 289, + 159, + 298, + 171 + ], + "score": 1.0, + "content": "’s", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 170, + 299, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 171, + 123, + 183 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 124, + 170, + 136, + 183 + ], + "score": 0.88, + "content": "\\hat { \\Sigma } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 137, + 171, + 299, + 183 + ], + "score": 1.0, + "content": "’s. 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As the dimensionality grows, computational complexity of DP-based", + "type": "text" + } + ], + "index": 72 + }, + { + "bbox": [ + 106, + 680, + 506, + 694 + ], + "spans": [ + { + "bbox": [ + 106, + 681, + 161, + 694 + ], + "score": 1.0, + "content": "estimation of", + "type": "text" + }, + { + "bbox": [ + 162, + 680, + 176, + 693 + ], + "score": 0.91, + "content": "\\hat { \\Delta } _ { \\ell }", + "type": "inline_equation" + }, + { + "bbox": [ + 176, + 681, + 506, + 694 + ], + "score": 1.0, + "content": "becomes nearly identical to FEDAVG, which indicates that the majority of the cost", + "type": "text" + } + ], + "index": 73 + }, + { + "bbox": [ + 105, + 693, + 468, + 706 + ], + "spans": [ + { + "bbox": [ + 105, + 693, + 468, + 706 + ], + "score": 1.0, + "content": "in practice would come from SGD steps rather than our dynamic programming procedure.", + "type": "text" + } + ], + "index": 74 + } + ], + "index": 72.5, + "bbox_fs": [ + 105, + 658, + 506, + 706 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 152 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "The final algorithm, discussion, and implications. Putting all the pieces together, we arrive at", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 107 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 506, + 107 + ], + "score": 1.0, + "content": "the federated posterior averaging (FEDPA) algorithm for approximately computing the mode of", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 506, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 506, + 118 + ], + "score": 1.0, + "content": "the global posterior over multiple communication rounds. Our algorithm is a variant of generalized", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 506, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 506, + 128 + ], + "score": 1.0, + "content": "federated optimization (Algorithm 1) with a new client update procedure (Algorithm 3). Importantly,", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 505, + 141 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 474, + 141 + ], + "score": 1.0, + "content": "this also implies that FEDAVG can be viewed as posterior inference algorithm that estimates", + "type": "text" + }, + { + "bbox": [ + 474, + 126, + 484, + 138 + ], + "score": 0.85, + "content": "\\hat { \\Sigma }", + "type": "inline_equation" + }, + { + "bbox": [ + 484, + 127, + 505, + 141 + ], + "score": 1.0, + "content": "with", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 138, + 419, + 154 + ], + "spans": [ + { + "bbox": [ + 105, + 138, + 325, + 154 + ], + "score": 1.0, + "content": "an identity and, as a result, obtains biased client deltas", + "type": "text" + }, + { + "bbox": [ + 326, + 139, + 415, + 153 + ], + "score": 0.91, + "content": "\\hat { \\Delta } _ { \\mathrm { F E D A v G } } : = \\mathbf { I } ( \\pmb \\theta - \\hat { \\mu } )", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 138, + 419, + 154 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 2.5 + }, + { + "type": "text", + "bbox": [ + 106, + 157, + 505, + 224 + ], + "lines": [ + { + "bbox": [ + 106, + 158, + 505, + 169 + ], + "spans": [ + { + "bbox": [ + 106, + 158, + 505, + 169 + ], + "score": 1.0, + "content": "In Fig. 1 in the introduction, we demonstrate the differences in behavior between FEDAVG and", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 168, + 505, + 181 + ], + "spans": [ + { + "bbox": [ + 105, + 168, + 505, + 181 + ], + "score": 1.0, + "content": "FEDPA that stem from the differences in their client updates. Biased client updates make FEDAVG", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 180, + 506, + 192 + ], + "spans": [ + { + "bbox": [ + 106, + 180, + 506, + 192 + ], + "score": 1.0, + "content": "converge to a suboptimal point; moreover, increasing local computation only pushes the fixed point", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 190, + 506, + 203 + ], + "spans": [ + { + "bbox": [ + 106, + 190, + 506, + 203 + ], + "score": 1.0, + "content": "further away from the global optimum. On the other hand, FEDPA converges faster and to a better", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 202, + 506, + 213 + ], + "spans": [ + { + "bbox": [ + 106, + 202, + 506, + 213 + ], + "score": 1.0, + "content": "optimum, trading off bias for slightly more variance (becomes visible only closer to convergence).", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 212, + 500, + 225 + ], + "spans": [ + { + "bbox": [ + 105, + 212, + 500, + 225 + ], + "score": 1.0, + "content": "We see that FEDPA also substantially benefits from more local computation (more local samples).", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 8.5 + }, + { + "type": "text", + "bbox": [ + 107, + 229, + 506, + 295 + ], + "lines": [ + { + "bbox": [ + 106, + 229, + 505, + 241 + ], + "spans": [ + { + "bbox": [ + 106, + 229, + 505, + 241 + ], + "score": 1.0, + "content": "Since the main difference between FEDAVG and FEDPA is, in fact, the bias-variance trade off in the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 241, + 505, + 252 + ], + "spans": [ + { + "bbox": [ + 106, + 241, + 505, + 252 + ], + "score": 1.0, + "content": "server gradient estimates (Eq. 4), we can view both methods as biased SGD (Ajalloeian & Stich,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 250, + 506, + 265 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 506, + 265 + ], + "score": 1.0, + "content": "2020) and reason about their convergence rates as well as distances between their fixed points and", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 263, + 506, + 274 + ], + "spans": [ + { + "bbox": [ + 106, + 263, + 506, + 274 + ], + "score": 1.0, + "content": "correct global optima as functions of the gradient bias. In Appendix A, we provide further details,", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 273, + 507, + 286 + ], + "spans": [ + { + "bbox": [ + 106, + 273, + 507, + 286 + ], + "score": 1.0, + "content": "discuss convergence, empirically quantify the bias and variance of the client updates for both methods,", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 284, + 465, + 297 + ], + "spans": [ + { + "bbox": [ + 106, + 284, + 465, + 297 + ], + "score": 1.0, + "content": "and analyse the effects of the sampling-based approximations on the behavior of FEDPA.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 14.5 + }, + { + "type": "title", + "bbox": [ + 108, + 312, + 200, + 325 + ], + "lines": [ + { + "bbox": [ + 105, + 311, + 201, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 311, + 201, + 327 + ], + "score": 1.0, + "content": "5 EXPERIMENTS", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 107, + 338, + 505, + 382 + ], + "lines": [ + { + "bbox": [ + 106, + 338, + 505, + 349 + ], + "spans": [ + { + "bbox": [ + 106, + 338, + 505, + 349 + ], + "score": 1.0, + "content": "Using a suite of realistic benchmark tasks introduced by Reddi et al. (2020), we evaluate FEDPA", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 348, + 506, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 506, + 361 + ], + "score": 1.0, + "content": "against several competitive baselines: the best versions of FEDAVG with adaptive optimizers as well", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 360, + 505, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 505, + 371 + ], + "score": 1.0, + "content": "as MIME (Karimireddy et al., 2020)—a recently-proposed FEDAVG variant that also works with", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 370, + 502, + 383 + ], + "spans": [ + { + "bbox": [ + 105, + 370, + 502, + 383 + ], + "score": 1.0, + "content": "stateless clients, but uses control-variates and server-level statistics to mitigate convergence issues.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 20.5 + }, + { + "type": "table", + "bbox": [ + 107, + 417, + 505, + 480 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 106, + 394, + 502, + 415 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 393, + 504, + 405 + ], + "spans": [ + { + "bbox": [ + 106, + 393, + 504, + 405 + ], + "score": 1.0, + "content": "Table 2: Statistics on the data and tasks. The number of examples per client are given with one standard", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 403, + 488, + 416 + ], + "spans": [ + { + "bbox": [ + 106, + 403, + 332, + 416 + ], + "score": 1.0, + "content": "deviation across the corresponding set of clients (denoted with", + "type": "text" + }, + { + "bbox": [ + 333, + 405, + 341, + 414 + ], + "score": 0.62, + "content": "\\pm", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 403, + 488, + 416 + ], + "score": 1.0, + "content": "). See description of the tasks in the text.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 23.5 + }, + { + "type": "table_body", + "bbox": [ + 107, + 417, + 505, + 480 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 107, + 417, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 107, + 417, + 505, + 480 + ], + "score": 0.975, + "html": "
DatasetTask# classes# clients (train/test)# examples p/ client (train/test)
EMNIST-62CR623,400 / 3,400198 ± 77 /23±9
CIFAR-100IR100500/100100 ±0/100±0
StackOverflowLR500342,477 / 204,088397 ± 1279 /81± 301
NWP10,000
", + "type": "table", + "image_path": "4b329228809bdcfe7fa4d4b5200081ab17eb0722f6c04ce9c1615832cb502b4d.jpg" + } + ] + } + ], + "index": 26, + "virtual_lines": [ + { + "bbox": [ + 107, + 417, + 505, + 438.0 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 107, + 438.0, + 505, + 459.0 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 107, + 459.0, + 505, + 480.0 + ], + "spans": [], + "index": 27 + } + ] + } + ], + "index": 24.75 + }, + { + "type": "title", + "bbox": [ + 107, + 500, + 181, + 512 + ], + "lines": [ + { + "bbox": [ + 105, + 499, + 182, + 514 + ], + "spans": [ + { + "bbox": [ + 105, + 499, + 182, + 514 + ], + "score": 1.0, + "content": "5.1 THE SETUP", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 106, + 521, + 506, + 621 + ], + "lines": [ + { + "bbox": [ + 106, + 521, + 506, + 533 + ], + "spans": [ + { + "bbox": [ + 106, + 521, + 506, + 533 + ], + "score": 1.0, + "content": "Datasets and tasks. The four benchmark tasks are based on the following three datasets (Table 2):", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 531, + 507, + 545 + ], + "spans": [ + { + "bbox": [ + 105, + 531, + 507, + 545 + ], + "score": 1.0, + "content": "EMNIST (Cohen et al., 2017), CIFAR100 (Krizhevsky et al., 2009), and StackOverflow (StackOver-", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 544, + 505, + 555 + ], + "spans": [ + { + "bbox": [ + 106, + 544, + 505, + 555 + ], + "score": 1.0, + "content": "flow, 2016). EMNIST (handwritten characters) and CIFAR100 (RGB images) are used for multi-class", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 555, + 505, + 566 + ], + "spans": [ + { + "bbox": [ + 106, + 555, + 505, + 566 + ], + "score": 1.0, + "content": "image classification tasks. StackOverflow (text) is used for next-word prediction (also a multi-class", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 566, + 506, + 578 + ], + "spans": [ + { + "bbox": [ + 106, + 566, + 506, + 578 + ], + "score": 1.0, + "content": "classification task, historically denoted NWP) and tag prediction (a multi-label classification task,", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 575, + 505, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 575, + 505, + 590 + ], + "score": 1.0, + "content": "historically denoted LR because a logistic regression model is used). EMNIST was partitioned by", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 586, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 106, + 586, + 505, + 599 + ], + "score": 1.0, + "content": "authors (Caldas et al., 2018), CIFAR100 was partitioned randomly into 600 clients with a realistic", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 598, + 507, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 507, + 611 + ], + "score": 1.0, + "content": "heterogeneous structure (Reddi et al., 2020), and StackOverflow was partitioned by its unique users.", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 610, + 421, + 622 + ], + "spans": [ + { + "bbox": [ + 106, + 610, + 421, + 622 + ], + "score": 1.0, + "content": "All datasets were preprocessed using the code provided by Reddi et al. (2020).", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 33 + }, + { + "type": "text", + "bbox": [ + 107, + 624, + 505, + 702 + ], + "lines": [ + { + "bbox": [ + 105, + 624, + 506, + 637 + ], + "spans": [ + { + "bbox": [ + 105, + 624, + 506, + 637 + ], + "score": 1.0, + "content": "Methods and models. We use a generalized framework for federated optimization (Algorithm 1),", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 636, + 506, + 648 + ], + "spans": [ + { + "bbox": [ + 105, + 636, + 506, + 648 + ], + "score": 1.0, + "content": "which admits arbitrary adaptive server optimizers and expects clients to compute model deltas. As a", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 646, + 505, + 659 + ], + "spans": [ + { + "bbox": [ + 105, + 646, + 505, + 659 + ], + "score": 1.0, + "content": "baseline, we use federated averaging with adaptive optimizers (or with momentum) on the server and", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 657, + 505, + 670 + ], + "spans": [ + { + "bbox": [ + 105, + 657, + 505, + 670 + ], + "score": 1.0, + "content": "refer to it as FEDAVG-1E or FEDAVG-ME, which stands for 1 or multiple local epochs performed", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 667, + 506, + 682 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 506, + 682 + ], + "score": 1.0, + "content": "by clients at each round, respectively.4 The number of local epochs in the multi-epoch versions", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 680, + 506, + 692 + ], + "spans": [ + { + "bbox": [ + 105, + 680, + 506, + 692 + ], + "score": 1.0, + "content": "is a hyperparameter. We use the same framework for federated posterior averaging and refer to", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 690, + 505, + 704 + ], + "spans": [ + { + "bbox": [ + 105, + 690, + 505, + 704 + ], + "score": 1.0, + "content": "it as FEDPA-ME. As our clients use IASG to produce approximate posterior samples, collecting", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 41 + } + ], + "page_idx": 5, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 712, + 506, + 732 + ], + "lines": [ + { + "bbox": [ + 119, + 709, + 507, + 724 + ], + "spans": [ + { + "bbox": [ + 119, + 709, + 507, + 724 + ], + "score": 1.0, + "content": "4Reddi et al. (2020) referred to federated averaging with adaptive server optimizers as FEDADAM, FEDYOGI,", + "type": "text" + } + ] + }, + { + "bbox": [ + 105, + 720, + 505, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 505, + 733 + ], + "score": 1.0, + "content": "etc. Instead, we select the best optimizer for each task and refer to the corresponding method simply as FEDAVG.", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 108, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 105, + 25, + 293, + 39 + ], + "spans": [ + { + "bbox": [ + 105, + 25, + 293, + 39 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 310, + 762 + ], + "score": 1.0, + "content": "6", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 152 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "The final algorithm, discussion, and implications. Putting all the pieces together, we arrive at", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 107 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 506, + 107 + ], + "score": 1.0, + "content": "the federated posterior averaging (FEDPA) algorithm for approximately computing the mode of", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 506, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 506, + 118 + ], + "score": 1.0, + "content": "the global posterior over multiple communication rounds. Our algorithm is a variant of generalized", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 506, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 506, + 128 + ], + "score": 1.0, + "content": "federated optimization (Algorithm 1) with a new client update procedure (Algorithm 3). Importantly,", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 505, + 141 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 474, + 141 + ], + "score": 1.0, + "content": "this also implies that FEDAVG can be viewed as posterior inference algorithm that estimates", + "type": "text" + }, + { + "bbox": [ + 474, + 126, + 484, + 138 + ], + "score": 0.85, + "content": "\\hat { \\Sigma }", + "type": "inline_equation" + }, + { + "bbox": [ + 484, + 127, + 505, + 141 + ], + "score": 1.0, + "content": "with", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 138, + 419, + 154 + ], + "spans": [ + { + "bbox": [ + 105, + 138, + 325, + 154 + ], + "score": 1.0, + "content": "an identity and, as a result, obtains biased client deltas", + "type": "text" + }, + { + "bbox": [ + 326, + 139, + 415, + 153 + ], + "score": 0.91, + "content": "\\hat { \\Delta } _ { \\mathrm { F E D A v G } } : = \\mathbf { I } ( \\pmb \\theta - \\hat { \\mu } )", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 138, + 419, + 154 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 2.5, + "bbox_fs": [ + 105, + 82, + 506, + 154 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 157, + 505, + 224 + ], + "lines": [ + { + "bbox": [ + 106, + 158, + 505, + 169 + ], + "spans": [ + { + "bbox": [ + 106, + 158, + 505, + 169 + ], + "score": 1.0, + "content": "In Fig. 1 in the introduction, we demonstrate the differences in behavior between FEDAVG and", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 168, + 505, + 181 + ], + "spans": [ + { + "bbox": [ + 105, + 168, + 505, + 181 + ], + "score": 1.0, + "content": "FEDPA that stem from the differences in their client updates. Biased client updates make FEDAVG", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 180, + 506, + 192 + ], + "spans": [ + { + "bbox": [ + 106, + 180, + 506, + 192 + ], + "score": 1.0, + "content": "converge to a suboptimal point; moreover, increasing local computation only pushes the fixed point", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 190, + 506, + 203 + ], + "spans": [ + { + "bbox": [ + 106, + 190, + 506, + 203 + ], + "score": 1.0, + "content": "further away from the global optimum. On the other hand, FEDPA converges faster and to a better", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 202, + 506, + 213 + ], + "spans": [ + { + "bbox": [ + 106, + 202, + 506, + 213 + ], + "score": 1.0, + "content": "optimum, trading off bias for slightly more variance (becomes visible only closer to convergence).", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 212, + 500, + 225 + ], + "spans": [ + { + "bbox": [ + 105, + 212, + 500, + 225 + ], + "score": 1.0, + "content": "We see that FEDPA also substantially benefits from more local computation (more local samples).", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 8.5, + "bbox_fs": [ + 105, + 158, + 506, + 225 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 229, + 506, + 295 + ], + "lines": [ + { + "bbox": [ + 106, + 229, + 505, + 241 + ], + "spans": [ + { + "bbox": [ + 106, + 229, + 505, + 241 + ], + "score": 1.0, + "content": "Since the main difference between FEDAVG and FEDPA is, in fact, the bias-variance trade off in the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 241, + 505, + 252 + ], + "spans": [ + { + "bbox": [ + 106, + 241, + 505, + 252 + ], + "score": 1.0, + "content": "server gradient estimates (Eq. 4), we can view both methods as biased SGD (Ajalloeian & Stich,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 250, + 506, + 265 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 506, + 265 + ], + "score": 1.0, + "content": "2020) and reason about their convergence rates as well as distances between their fixed points and", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 263, + 506, + 274 + ], + "spans": [ + { + "bbox": [ + 106, + 263, + 506, + 274 + ], + "score": 1.0, + "content": "correct global optima as functions of the gradient bias. In Appendix A, we provide further details,", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 273, + 507, + 286 + ], + "spans": [ + { + "bbox": [ + 106, + 273, + 507, + 286 + ], + "score": 1.0, + "content": "discuss convergence, empirically quantify the bias and variance of the client updates for both methods,", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 284, + 465, + 297 + ], + "spans": [ + { + "bbox": [ + 106, + 284, + 465, + 297 + ], + "score": 1.0, + "content": "and analyse the effects of the sampling-based approximations on the behavior of FEDPA.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 14.5, + "bbox_fs": [ + 105, + 229, + 507, + 297 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 312, + 200, + 325 + ], + "lines": [ + { + "bbox": [ + 105, + 311, + 201, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 311, + 201, + 327 + ], + "score": 1.0, + "content": "5 EXPERIMENTS", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 107, + 338, + 505, + 382 + ], + "lines": [ + { + "bbox": [ + 106, + 338, + 505, + 349 + ], + "spans": [ + { + "bbox": [ + 106, + 338, + 505, + 349 + ], + "score": 1.0, + "content": "Using a suite of realistic benchmark tasks introduced by Reddi et al. (2020), we evaluate FEDPA", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 348, + 506, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 506, + 361 + ], + "score": 1.0, + "content": "against several competitive baselines: the best versions of FEDAVG with adaptive optimizers as well", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 360, + 505, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 505, + 371 + ], + "score": 1.0, + "content": "as MIME (Karimireddy et al., 2020)—a recently-proposed FEDAVG variant that also works with", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 370, + 502, + 383 + ], + "spans": [ + { + "bbox": [ + 105, + 370, + 502, + 383 + ], + "score": 1.0, + "content": "stateless clients, but uses control-variates and server-level statistics to mitigate convergence issues.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 20.5, + "bbox_fs": [ + 105, + 338, + 506, + 383 + ] + }, + { + "type": "table", + "bbox": [ + 107, + 417, + 505, + 480 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 106, + 394, + 502, + 415 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 393, + 504, + 405 + ], + "spans": [ + { + "bbox": [ + 106, + 393, + 504, + 405 + ], + "score": 1.0, + "content": "Table 2: Statistics on the data and tasks. The number of examples per client are given with one standard", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 403, + 488, + 416 + ], + "spans": [ + { + "bbox": [ + 106, + 403, + 332, + 416 + ], + "score": 1.0, + "content": "deviation across the corresponding set of clients (denoted with", + "type": "text" + }, + { + "bbox": [ + 333, + 405, + 341, + 414 + ], + "score": 0.62, + "content": "\\pm", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 403, + 488, + 416 + ], + "score": 1.0, + "content": "). See description of the tasks in the text.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 23.5 + }, + { + "type": "table_body", + "bbox": [ + 107, + 417, + 505, + 480 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 107, + 417, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 107, + 417, + 505, + 480 + ], + "score": 0.975, + "html": "
DatasetTask# classes# clients (train/test)# examples p/ client (train/test)
EMNIST-62CR623,400 / 3,400198 ± 77 /23±9
CIFAR-100IR100500/100100 ±0/100±0
StackOverflowLR500342,477 / 204,088397 ± 1279 /81± 301
NWP10,000
", + "type": "table", + "image_path": "4b329228809bdcfe7fa4d4b5200081ab17eb0722f6c04ce9c1615832cb502b4d.jpg" + } + ] + } + ], + "index": 26, + "virtual_lines": [ + { + "bbox": [ + 107, + 417, + 505, + 438.0 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 107, + 438.0, + 505, + 459.0 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 107, + 459.0, + 505, + 480.0 + ], + "spans": [], + "index": 27 + } + ] + } + ], + "index": 24.75 + }, + { + "type": "title", + "bbox": [ + 107, + 500, + 181, + 512 + ], + "lines": [ + { + "bbox": [ + 105, + 499, + 182, + 514 + ], + "spans": [ + { + "bbox": [ + 105, + 499, + 182, + 514 + ], + "score": 1.0, + "content": "5.1 THE SETUP", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 106, + 521, + 506, + 621 + ], + "lines": [ + { + "bbox": [ + 106, + 521, + 506, + 533 + ], + "spans": [ + { + "bbox": [ + 106, + 521, + 506, + 533 + ], + "score": 1.0, + "content": "Datasets and tasks. The four benchmark tasks are based on the following three datasets (Table 2):", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 531, + 507, + 545 + ], + "spans": [ + { + "bbox": [ + 105, + 531, + 507, + 545 + ], + "score": 1.0, + "content": "EMNIST (Cohen et al., 2017), CIFAR100 (Krizhevsky et al., 2009), and StackOverflow (StackOver-", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 544, + 505, + 555 + ], + "spans": [ + { + "bbox": [ + 106, + 544, + 505, + 555 + ], + "score": 1.0, + "content": "flow, 2016). EMNIST (handwritten characters) and CIFAR100 (RGB images) are used for multi-class", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 555, + 505, + 566 + ], + "spans": [ + { + "bbox": [ + 106, + 555, + 505, + 566 + ], + "score": 1.0, + "content": "image classification tasks. StackOverflow (text) is used for next-word prediction (also a multi-class", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 566, + 506, + 578 + ], + "spans": [ + { + "bbox": [ + 106, + 566, + 506, + 578 + ], + "score": 1.0, + "content": "classification task, historically denoted NWP) and tag prediction (a multi-label classification task,", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 575, + 505, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 575, + 505, + 590 + ], + "score": 1.0, + "content": "historically denoted LR because a logistic regression model is used). EMNIST was partitioned by", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 586, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 106, + 586, + 505, + 599 + ], + "score": 1.0, + "content": "authors (Caldas et al., 2018), CIFAR100 was partitioned randomly into 600 clients with a realistic", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 598, + 507, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 507, + 611 + ], + "score": 1.0, + "content": "heterogeneous structure (Reddi et al., 2020), and StackOverflow was partitioned by its unique users.", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 610, + 421, + 622 + ], + "spans": [ + { + "bbox": [ + 106, + 610, + 421, + 622 + ], + "score": 1.0, + "content": "All datasets were preprocessed using the code provided by Reddi et al. (2020).", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 33, + "bbox_fs": [ + 105, + 521, + 507, + 622 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 624, + 505, + 702 + ], + "lines": [ + { + "bbox": [ + 105, + 624, + 506, + 637 + ], + "spans": [ + { + "bbox": [ + 105, + 624, + 506, + 637 + ], + "score": 1.0, + "content": "Methods and models. We use a generalized framework for federated optimization (Algorithm 1),", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 636, + 506, + 648 + ], + "spans": [ + { + "bbox": [ + 105, + 636, + 506, + 648 + ], + "score": 1.0, + "content": "which admits arbitrary adaptive server optimizers and expects clients to compute model deltas. As a", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 646, + 505, + 659 + ], + "spans": [ + { + "bbox": [ + 105, + 646, + 505, + 659 + ], + "score": 1.0, + "content": "baseline, we use federated averaging with adaptive optimizers (or with momentum) on the server and", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 657, + 505, + 670 + ], + "spans": [ + { + "bbox": [ + 105, + 657, + 505, + 670 + ], + "score": 1.0, + "content": "refer to it as FEDAVG-1E or FEDAVG-ME, which stands for 1 or multiple local epochs performed", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 667, + 506, + 682 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 506, + 682 + ], + "score": 1.0, + "content": "by clients at each round, respectively.4 The number of local epochs in the multi-epoch versions", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 680, + 506, + 692 + ], + "spans": [ + { + "bbox": [ + 105, + 680, + 506, + 692 + ], + "score": 1.0, + "content": "is a hyperparameter. We use the same framework for federated posterior averaging and refer to", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 690, + 505, + 704 + ], + "spans": [ + { + "bbox": [ + 105, + 690, + 505, + 704 + ], + "score": 1.0, + "content": "it as FEDPA-ME. As our clients use IASG to produce approximate posterior samples, collecting", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 371, + 506, + 384 + ], + "spans": [ + { + "bbox": [ + 105, + 371, + 506, + 384 + ], + "score": 1.0, + "content": "a single sample per epoch is optimal (Mandt et al., 2017). Thus FEDPA-ME uses M samples to", + "type": "text", + "cross_page": true + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 383, + 505, + 395 + ], + "spans": [ + { + "bbox": [ + 106, + 383, + 505, + 395 + ], + "score": 1.0, + "content": "estimate client deltas and has the same local and global computational complexity as FEDAVG-ME", + "type": "text", + "cross_page": true + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 392, + 504, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 497, + 407 + ], + "score": 1.0, + "content": "but with two extra hyperparameters: the number of burn-in rounds and the shrinkage coefficient", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 497, + 396, + 504, + 406 + ], + "score": 0.76, + "content": "\\rho", + "type": "inline_equation", + "cross_page": true + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 404, + 506, + 417 + ], + "spans": [ + { + "bbox": [ + 105, + 404, + 506, + 417 + ], + "score": 1.0, + "content": "from Theorem 3. As in Reddi et al. (2020), we use the following model architectures for each task:", + "type": "text", + "cross_page": true + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 416, + 505, + 427 + ], + "spans": [ + { + "bbox": [ + 106, + 416, + 505, + 427 + ], + "score": 1.0, + "content": "CNN for EMNIST-62, ResNet-18 for CIFAR-100, LSTM for StackOverflow NWP, and multi-label", + "type": "text", + "cross_page": true + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 426, + 491, + 439 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 491, + 439 + ], + "score": 1.0, + "content": "logistic regression on bag-of-words vectors for StackOverflow LR (for details see Appendix D).", + "type": "text", + "cross_page": true + } + ], + "index": 12 + } + ], + "index": 41, + "bbox_fs": [ + 105, + 624, + 506, + 704 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 110, + 89, + 502, + 323 + ], + "blocks": [ + { + "type": "image_caption", + "bbox": [ + 132, + 75, + 475, + 86 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 134, + 75, + 477, + 87 + ], + "spans": [ + { + "bbox": [ + 134, + 75, + 477, + 87 + ], + "score": 1.0, + "content": "(a) CIFAR-100: Evaluation loss (left) and accuracy (right) for FEDAVG-ME and FEDPA-ME.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "image_body", + "bbox": [ + 110, + 89, + 502, + 323 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 110, + 89, + 502, + 323 + ], + "spans": [ + { + "bbox": [ + 110, + 89, + 502, + 323 + ], + "score": 0.931, + "type": "image", + "image_path": "294d2be66a3f59da0d23a7605e00ac461dcf9cd45cb77926477902671031de9d.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 110, + 89, + 502, + 167.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 110, + 167.0, + 502, + 245.0 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 110, + 245.0, + 502, + 323.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 331, + 505, + 362 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 331, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 106, + 331, + 505, + 342 + ], + "score": 1.0, + "content": "Figure 2: Evaluation metrics for FEDAVG and FEDPA computed at each training round on (a) CIFAR-100 and", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 340, + 506, + 353 + ], + "spans": [ + { + "bbox": [ + 105, + 340, + 506, + 353 + ], + "score": 1.0, + "content": "(b) StackOverflow LR. During the initial rounds (the “burn-in phase”), FEDPA computes deltas the same way as", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 351, + 468, + 363 + ], + "spans": [ + { + "bbox": [ + 105, + 351, + 468, + 363 + ], + "score": 1.0, + "content": "FEDAVG; after that, FEDPA computes deltas using Algorithm 3 and approximate posterior samples.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 5 + } + ], + "index": 2 + }, + { + "type": "text", + "bbox": [ + 107, + 372, + 505, + 438 + ], + "lines": [ + { + "bbox": [ + 105, + 371, + 506, + 384 + ], + "spans": [ + { + "bbox": [ + 105, + 371, + 506, + 384 + ], + "score": 1.0, + "content": "a single sample per epoch is optimal (Mandt et al., 2017). Thus FEDPA-ME uses M samples to", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 383, + 505, + 395 + ], + "spans": [ + { + "bbox": [ + 106, + 383, + 505, + 395 + ], + "score": 1.0, + "content": "estimate client deltas and has the same local and global computational complexity as FEDAVG-ME", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 392, + 504, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 497, + 407 + ], + "score": 1.0, + "content": "but with two extra hyperparameters: the number of burn-in rounds and the shrinkage coefficient", + "type": "text" + }, + { + "bbox": [ + 497, + 396, + 504, + 406 + ], + "score": 0.76, + "content": "\\rho", + "type": "inline_equation" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 404, + 506, + 417 + ], + "spans": [ + { + "bbox": [ + 105, + 404, + 506, + 417 + ], + "score": 1.0, + "content": "from Theorem 3. As in Reddi et al. (2020), we use the following model architectures for each task:", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 416, + 505, + 427 + ], + "spans": [ + { + "bbox": [ + 106, + 416, + 505, + 427 + ], + "score": 1.0, + "content": "CNN for EMNIST-62, ResNet-18 for CIFAR-100, LSTM for StackOverflow NWP, and multi-label", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 426, + 491, + 439 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 491, + 439 + ], + "score": 1.0, + "content": "logistic regression on bag-of-words vectors for StackOverflow LR (for details see Appendix D).", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 9.5 + }, + { + "type": "text", + "bbox": [ + 107, + 442, + 505, + 497 + ], + "lines": [ + { + "bbox": [ + 105, + 441, + 505, + 454 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 505, + 454 + ], + "score": 1.0, + "content": "Hyperparameters. For hyperparameter tuning, we first ran small grid searches for FEDAVG-ME", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 452, + 506, + 465 + ], + "spans": [ + { + "bbox": [ + 105, + 452, + 506, + 465 + ], + "score": 1.0, + "content": "using the best server optimizer and corresponding learning rate grids from Reddi et al. (2020). 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FEDAVG-ME85.885.986
FEDPA-ME86.587.384 92
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Method \\@accuracy (%, 个) 1000R1500Rrounds (#,↓) 30%40%
AFO t31.941.18981401
MIME t33.2*33.9680*
FEDAVG-1E24.231.71379
FEDAVG-ME40.242.1348896
FEDPA-ME44.346.3348543
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Method \\MetricNWPLR (all metrics in %,↑)
accuracy (%,†↑)rounds (#,↓)precisionrecall@5ma-F1mi-F1
AFO +23.4104968.011
FEDAVG-1E22.8107474.5869.114.943.8
FEDAVG-ME23.087078.6568.715.643.3
FEDPA-ME23.480572.868.617.344.0
", + "type": "table", + "image_path": "d72f552d3e4c25704a8e84c3a0a22381c243dda9c2dd2ef8f11d6402095bcb32.jpg" + } + ] + } + ], + "index": 20, + "virtual_lines": [ + { + "bbox": [ + 87, + 252, + 524, + 278.0 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 87, + 278.0, + 524, + 304.0 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 87, + 304.0, + 524, + 330.0 + ], + "spans": [], + "index": 21 + } + ] + }, + { + "type": "table_footnote", + "bbox": [ + 84, + 333, + 465, + 354 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 85, + 331, + 465, + 345 + ], + "spans": [ + { + "bbox": [ + 85, + 331, + 465, + 345 + ], + "score": 1.0, + "content": "† the best results taken from (Reddi et al., 2020). ‡ the best results taken from (Karimireddy et al., 2020).", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 85, + 343, + 331, + 354 + ], + "spans": [ + { + "bbox": [ + 85, + 343, + 331, + 354 + ], + "score": 1.0, + "content": "* results were only available for the method trained to 1000 rounds.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22.5 + } + ], + "index": 20 + }, + { + "type": "title", + "bbox": [ + 108, + 375, + 275, + 386 + ], + "lines": [ + { + "bbox": [ + 106, + 375, + 276, + 388 + ], + "spans": [ + { + "bbox": [ + 106, + 375, + 276, + 388 + ], + "score": 1.0, + "content": "5.2 RESULTS ON BENCHMARK TASKS", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 106, + 396, + 505, + 528 + ], + "lines": [ + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "score": 1.0, + "content": "The effects of posterior correction of client deltas. As we demonstrated in Section 4, FEDPA", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "score": 1.0, + "content": "essentially generalizes FEDAVG and only differs in the computation done on the clients, where we", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 417, + 506, + 432 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 455, + 432 + ], + "score": 1.0, + "content": "compute client deltas using an estimator of the local posterior inverse covariance matrix,", + "type": "text" + }, + { + "bbox": [ + 455, + 417, + 475, + 431 + ], + "score": 0.94, + "content": "\\boldsymbol { \\Sigma } _ { i } ^ { - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 417, + 506, + 432 + ], + "score": 1.0, + "content": ", which", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 430, + 505, + 442 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 505, + 442 + ], + "score": 1.0, + "content": "requires sampling from the posterior. To be able to use SG-MCMC for local sampling, we first run", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 441, + 505, + 453 + ], + "spans": [ + { + "bbox": [ + 106, + 441, + 505, + 453 + ], + "score": 1.0, + "content": "FEDPA in the burn-in regime (which is identical to FEDAVG) for a number of rounds to bring the", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 104, + 450, + 506, + 465 + ], + "spans": [ + { + "bbox": [ + 104, + 450, + 506, + 465 + ], + "score": 1.0, + "content": "server state closer to the clients’ local optima,6 after which we “turn on” the local posterior sampling.", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 462, + 506, + 475 + ], + "spans": [ + { + "bbox": [ + 106, + 462, + 506, + 475 + ], + "score": 1.0, + "content": "The effect of switching from FEDAVG to FEDPA for CIFAR-100 (after 400 burn-in rounds) and", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 471, + 506, + 487 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 506, + 487 + ], + "score": 1.0, + "content": "StackOverflow LR (after 800 burn-in rounds) is presented on Figs. 2a and 2b, respectively.7 During", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 484, + 505, + 497 + ], + "spans": [ + { + "bbox": [ + 106, + 484, + 505, + 497 + ], + "score": 1.0, + "content": "the burn-in phase, evaluation performance is identical for both methods, but once FEDPA starts", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 495, + 505, + 507 + ], + "spans": [ + { + "bbox": [ + 106, + 495, + 505, + 507 + ], + "score": 1.0, + "content": "computing client deltas using local posterior samples, the loss immediately drops and the convergence", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 506, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 506, + 519 + ], + "score": 1.0, + "content": "trajectory changes, indicating that FEDPA is able to avoid stagnation and make progress towards a", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 518, + 448, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 518, + 448, + 529 + ], + "score": 1.0, + "content": "better optimum. Similar effects are observed across all other tasks (see Appendix E).8", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 30.5 + }, + { + "type": "text", + "bbox": [ + 107, + 534, + 506, + 567 + ], + "lines": [ + { + "bbox": [ + 105, + 533, + 506, + 547 + ], + "spans": [ + { + "bbox": [ + 105, + 533, + 506, + 547 + ], + "score": 1.0, + "content": "While the improvement of FEDPA over FEDAVG on some of the tasks is visually apparent (Fig. 2),", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 545, + 505, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 545, + 505, + 557 + ], + "score": 1.0, + "content": "we provide a more detailed comparison of the methods in terms of the speed of learning and the", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 556, + 488, + 568 + ], + "spans": [ + { + "bbox": [ + 106, + 556, + 488, + 568 + ], + "score": 1.0, + "content": "attained performance on all four benchmark tasks, summarized in Table 3 and discussed below.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38 + }, + { + "type": "text", + "bbox": [ + 106, + 573, + 505, + 651 + ], + "lines": [ + { + "bbox": [ + 105, + 573, + 505, + 586 + ], + "spans": [ + { + "bbox": [ + 105, + 573, + 505, + 586 + ], + "score": 1.0, + "content": "Results on EMNIST-62 and CIFAR-100. In Tables 3a and 3b, we present a comparison of FEDPA", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 583, + 506, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 506, + 597 + ], + "score": 1.0, + "content": "against: tuned FEDAVG with a fixed client learning rate (denoted FEDAVG-1E and FEDAVG-ME),", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 595, + 506, + 609 + ], + "spans": [ + { + "bbox": [ + 105, + 595, + 506, + 609 + ], + "score": 1.0, + "content": "the best variation of adaptive FEDAVG from Reddi et al. (2020) with exponentially decaying client", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 606, + 506, + 619 + ], + "spans": [ + { + "bbox": [ + 106, + 606, + 506, + 619 + ], + "score": 1.0, + "content": "learning rates (denoted AFO), and MIME of Karimireddy et al. (2020). With more local epochs,", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 617, + 505, + 630 + ], + "spans": [ + { + "bbox": [ + 105, + 617, + 505, + 630 + ], + "score": 1.0, + "content": "we see significant improvement in terms of speed of learning: both FEDPA-ME and FEDAVG-ME", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 628, + 505, + 640 + ], + "spans": [ + { + "bbox": [ + 106, + 628, + 139, + 640 + ], + "score": 1.0, + "content": "achieve", + "type": "text" + }, + { + "bbox": [ + 139, + 628, + 159, + 639 + ], + "score": 0.85, + "content": "84 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 628, + 471, + 640 + ], + "score": 1.0, + "content": "accuracy on EMNIST-62 in under 100 rounds (similarly, both methods attain", + "type": "text" + }, + { + "bbox": [ + 471, + 628, + 491, + 639 + ], + "score": 0.87, + "content": "30 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 492, + 628, + 505, + 640 + ], + "score": 1.0, + "content": "on", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 639, + 505, + 652 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 505, + 652 + ], + "score": 1.0, + "content": "CIFAR-100 by round 350). However, more local computation eventually hurts FEDAVG leading to", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 43 + } + ], + "page_idx": 7, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 12, + "width": 9 + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 107, + 702, + 503, + 731 + ], + "lines": [ + { + "bbox": [ + 118, + 699, + 505, + 714 + ], + "spans": [ + { + "bbox": [ + 118, + 699, + 505, + 714 + ], + "score": 1.0, + "content": "8We note that running burn-in for a fixed number of rounds before switching to sampling was a design choice;", + "type": "text" + } + ] + }, + { + "bbox": [ + 106, + 712, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 712, + 505, + 722 + ], + "score": 1.0, + "content": "other, more adaptive strategies for determining when to switch from burn-in to sampling are certainly possible", + "type": "text" + } + ] + }, + { + "bbox": [ + 104, + 721, + 491, + 732 + ], + "spans": [ + { + "bbox": [ + 104, + 721, + 491, + 732 + ], + "score": 1.0, + "content": "(e.g., use local loss values to determine when to start sampling). We leave such alternatives as future work.", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 108, + 660, + 504, + 680 + ], + "lines": [ + { + "bbox": [ + 118, + 658, + 506, + 672 + ], + "spans": [ + { + "bbox": [ + 118, + 658, + 506, + 672 + ], + "score": 1.0, + "content": "6If SGD cannot reach the vicinity of clients’ local optima within the specified number of local steps or", + "type": "text" + } + ] + }, + { + "bbox": [ + 106, + 670, + 457, + 682 + ], + "spans": [ + { + "bbox": [ + 106, + 670, + 457, + 682 + ], + "score": 1.0, + "content": "epochs, estimated local means and covariances based on the SGD iterates can be arbitrarily poor.", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 108, + 681, + 503, + 700 + ], + "lines": [ + { + "bbox": [ + 118, + 678, + 505, + 693 + ], + "spans": [ + { + "bbox": [ + 118, + 678, + 505, + 693 + ], + "score": 1.0, + "content": "7The number of burn-in rounds is a hyperparamter and was selected for each task to maximize performance.", + "type": "text" + } + ] + }, + { + "bbox": [ + 107, + 690, + 225, + 701 + ], + "spans": [ + { + "bbox": [ + 107, + 690, + 225, + 701 + ], + "score": 1.0, + "content": "See more details in Appendix D.", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 75, + 506, + 116 + ], + "lines": [ + { + "bbox": [ + 105, + 75, + 505, + 87 + ], + "spans": [ + { + "bbox": [ + 105, + 75, + 505, + 87 + ], + "score": 1.0, + "content": "Table 3: Comparison of FEDPA with baselines. All metrics were computed on the evaluation sets and averaged", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 86, + 506, + 97 + ], + "spans": [ + { + "bbox": [ + 105, + 86, + 506, + 97 + ], + "score": 1.0, + "content": "over the last 100 rounds before the round limit was reached. The “number of rounds to accuracy” was determined", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 95, + 506, + 108 + ], + "spans": [ + { + "bbox": [ + 105, + 95, + 506, + 108 + ], + "score": 1.0, + "content": "based on the 10-round running average crossing the threshold for the first time. The arrows indicate whether", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 105, + 430, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 133, + 117 + ], + "score": 1.0, + "content": "higher", + "type": "text" + }, + { + "bbox": [ + 133, + 106, + 143, + 116 + ], + "score": 0.28, + "content": "( \\uparrow )", + "type": "inline_equation" + }, + { + "bbox": [ + 144, + 105, + 430, + 117 + ], + "score": 1.0, + "content": "or lower (↓) is better. The best performance in each column is denoted in bold.", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 1.5, + "bbox_fs": [ + 105, + 75, + 506, + 117 + ] + }, + { + "type": "table", + "bbox": [ + 86, + 142, + 303, + 230 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 165, + 126, + 225, + 136 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 165, + 125, + 226, + 138 + ], + "spans": [ + { + "bbox": [ + 165, + 125, + 226, + 138 + ], + "score": 1.0, + "content": "(a) EMNIST-62", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "table_body", + "bbox": [ + 86, + 142, + 303, + 230 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 86, + 142, + 303, + 230 + ], + "spans": [ + { + "bbox": [ + 86, + 142, + 303, + 230 + ], + "score": 0.788, + "html": "
Method \\@accuracy (%, 个) 500R1500Rrounds (#,↓) 84% 86%
AFO t80.486.8546 1291
MIME $83.1*84.9464 *
FEDAVG-1E83.986.5451 1360
FEDAVG-ME85.885.986
FEDPA-ME86.587.384 92
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Method \\@accuracy (%, 个) 1000R1500Rrounds (#,↓) 30%40%
AFO t31.941.18981401
MIME t33.2*33.9680*
FEDAVG-1E24.231.71379
FEDAVG-ME40.242.1348896
FEDPA-ME44.346.3348543
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Method \\MetricNWPLR (all metrics in %,↑)
accuracy (%,†↑)rounds (#,↓)precisionrecall@5ma-F1mi-F1
AFO +23.4104968.011
FEDAVG-1E22.8107474.5869.114.943.8
FEDAVG-ME23.087078.6568.715.643.3
FEDPA-ME23.480572.868.617.344.0
", + "type": "table", + "image_path": "d72f552d3e4c25704a8e84c3a0a22381c243dda9c2dd2ef8f11d6402095bcb32.jpg" + } + ] + } + ], + "index": 20, + "virtual_lines": [ + { + "bbox": [ + 87, + 252, + 524, + 278.0 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 87, + 278.0, + 524, + 304.0 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 87, + 304.0, + 524, + 330.0 + ], + "spans": [], + "index": 21 + } + ] + }, + { + "type": "table_footnote", + "bbox": [ + 84, + 333, + 465, + 354 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 85, + 331, + 465, + 345 + ], + "spans": [ + { + "bbox": [ + 85, + 331, + 465, + 345 + ], + "score": 1.0, + "content": "† the best results taken from (Reddi et al., 2020). ‡ the best results taken from (Karimireddy et al., 2020).", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 85, + 343, + 331, + 354 + ], + "spans": [ + { + "bbox": [ + 85, + 343, + 331, + 354 + ], + "score": 1.0, + "content": "* results were only available for the method trained to 1000 rounds.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22.5 + } + ], + "index": 20 + }, + { + "type": "title", + "bbox": [ + 108, + 375, + 275, + 386 + ], + "lines": [ + { + "bbox": [ + 106, + 375, + 276, + 388 + ], + "spans": [ + { + "bbox": [ + 106, + 375, + 276, + 388 + ], + "score": 1.0, + "content": "5.2 RESULTS ON BENCHMARK TASKS", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 106, + 396, + 505, + 528 + ], + "lines": [ + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "score": 1.0, + "content": "The effects of posterior correction of client deltas. As we demonstrated in Section 4, FEDPA", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "score": 1.0, + "content": "essentially generalizes FEDAVG and only differs in the computation done on the clients, where we", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 417, + 506, + 432 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 455, + 432 + ], + "score": 1.0, + "content": "compute client deltas using an estimator of the local posterior inverse covariance matrix,", + "type": "text" + }, + { + "bbox": [ + 455, + 417, + 475, + 431 + ], + "score": 0.94, + "content": "\\boldsymbol { \\Sigma } _ { i } ^ { - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 417, + 506, + 432 + ], + "score": 1.0, + "content": ", which", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 430, + 505, + 442 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 505, + 442 + ], + "score": 1.0, + "content": "requires sampling from the posterior. To be able to use SG-MCMC for local sampling, we first run", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 441, + 505, + 453 + ], + "spans": [ + { + "bbox": [ + 106, + 441, + 505, + 453 + ], + "score": 1.0, + "content": "FEDPA in the burn-in regime (which is identical to FEDAVG) for a number of rounds to bring the", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 104, + 450, + 506, + 465 + ], + "spans": [ + { + "bbox": [ + 104, + 450, + 506, + 465 + ], + "score": 1.0, + "content": "server state closer to the clients’ local optima,6 after which we “turn on” the local posterior sampling.", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 462, + 506, + 475 + ], + "spans": [ + { + "bbox": [ + 106, + 462, + 506, + 475 + ], + "score": 1.0, + "content": "The effect of switching from FEDAVG to FEDPA for CIFAR-100 (after 400 burn-in rounds) and", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 471, + 506, + 487 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 506, + 487 + ], + "score": 1.0, + "content": "StackOverflow LR (after 800 burn-in rounds) is presented on Figs. 2a and 2b, respectively.7 During", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 484, + 505, + 497 + ], + "spans": [ + { + "bbox": [ + 106, + 484, + 505, + 497 + ], + "score": 1.0, + "content": "the burn-in phase, evaluation performance is identical for both methods, but once FEDPA starts", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 495, + 505, + 507 + ], + "spans": [ + { + "bbox": [ + 106, + 495, + 505, + 507 + ], + "score": 1.0, + "content": "computing client deltas using local posterior samples, the loss immediately drops and the convergence", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 506, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 506, + 519 + ], + "score": 1.0, + "content": "trajectory changes, indicating that FEDPA is able to avoid stagnation and make progress towards a", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 518, + 448, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 518, + 448, + 529 + ], + "score": 1.0, + "content": "better optimum. Similar effects are observed across all other tasks (see Appendix E).8", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 30.5, + "bbox_fs": [ + 104, + 396, + 506, + 529 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 534, + 506, + 567 + ], + "lines": [ + { + "bbox": [ + 105, + 533, + 506, + 547 + ], + "spans": [ + { + "bbox": [ + 105, + 533, + 506, + 547 + ], + "score": 1.0, + "content": "While the improvement of FEDPA over FEDAVG on some of the tasks is visually apparent (Fig. 2),", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 545, + 505, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 545, + 505, + 557 + ], + "score": 1.0, + "content": "we provide a more detailed comparison of the methods in terms of the speed of learning and the", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 556, + 488, + 568 + ], + "spans": [ + { + "bbox": [ + 106, + 556, + 488, + 568 + ], + "score": 1.0, + "content": "attained performance on all four benchmark tasks, summarized in Table 3 and discussed below.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38, + "bbox_fs": [ + 105, + 533, + 506, + 568 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 573, + 505, + 651 + ], + "lines": [ + { + "bbox": [ + 105, + 573, + 505, + 586 + ], + "spans": [ + { + "bbox": [ + 105, + 573, + 505, + 586 + ], + "score": 1.0, + "content": "Results on EMNIST-62 and CIFAR-100. In Tables 3a and 3b, we present a comparison of FEDPA", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 583, + 506, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 506, + 597 + ], + "score": 1.0, + "content": "against: tuned FEDAVG with a fixed client learning rate (denoted FEDAVG-1E and FEDAVG-ME),", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 595, + 506, + 609 + ], + "spans": [ + { + "bbox": [ + 105, + 595, + 506, + 609 + ], + "score": 1.0, + "content": "the best variation of adaptive FEDAVG from Reddi et al. (2020) with exponentially decaying client", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 606, + 506, + 619 + ], + "spans": [ + { + "bbox": [ + 106, + 606, + 506, + 619 + ], + "score": 1.0, + "content": "learning rates (denoted AFO), and MIME of Karimireddy et al. (2020). With more local epochs,", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 617, + 505, + 630 + ], + "spans": [ + { + "bbox": [ + 105, + 617, + 505, + 630 + ], + "score": 1.0, + "content": "we see significant improvement in terms of speed of learning: both FEDPA-ME and FEDAVG-ME", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 628, + 505, + 640 + ], + "spans": [ + { + "bbox": [ + 106, + 628, + 139, + 640 + ], + "score": 1.0, + "content": "achieve", + "type": "text" + }, + { + "bbox": [ + 139, + 628, + 159, + 639 + ], + "score": 0.85, + "content": "84 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 628, + 471, + 640 + ], + "score": 1.0, + "content": "accuracy on EMNIST-62 in under 100 rounds (similarly, both methods attain", + "type": "text" + }, + { + "bbox": [ + 471, + 628, + 491, + 639 + ], + "score": 0.87, + "content": "30 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 492, + 628, + 505, + 640 + ], + "score": 1.0, + "content": "on", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 639, + 505, + 652 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 505, + 652 + ], + "score": 1.0, + "content": "CIFAR-100 by round 350). However, more local computation eventually hurts FEDAVG leading to", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 83, + 504, + 94 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 420, + 94 + ], + "score": 1.0, + "content": "worse optima: on EMNIST-62, FEDAVG-ME is not able to consistently achieve", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 420, + 83, + 439, + 93 + ], + "score": 0.86, + "content": "86 \\%", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 440, + 83, + 504, + 94 + ], + "score": 1.0, + "content": "accuracy within", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 91, + 493, + 108 + ], + "spans": [ + { + "bbox": [ + 105, + 91, + 432, + 108 + ], + "score": 1.0, + "content": "1500 rounds; on CIFAR-100, it takes extra 350 rounds for FEDAVG-ME to get to", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 433, + 94, + 452, + 104 + ], + "score": 0.85, + "content": "40 \\%", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 453, + 91, + 493, + 108 + ], + "score": 1.0, + "content": "accuracy.", + "type": "text", + "cross_page": true + } + ], + "index": 1 + } + ], + "index": 43, + "bbox_fs": [ + 105, + 573, + 506, + 652 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 105, + 82, + 504, + 105 + ], + "lines": [ + { + "bbox": [ + 106, + 83, + 504, + 94 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 420, + 94 + ], + "score": 1.0, + "content": "worse optima: on EMNIST-62, FEDAVG-ME is not able to consistently achieve", + "type": "text" + }, + { + "bbox": [ + 420, + 83, + 439, + 93 + ], + "score": 0.86, + "content": "86 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 440, + 83, + 504, + 94 + ], + "score": 1.0, + "content": "accuracy within", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 91, + 493, + 108 + ], + "spans": [ + { + "bbox": [ + 105, + 91, + 432, + 108 + ], + "score": 1.0, + "content": "1500 rounds; on CIFAR-100, it takes extra 350 rounds for FEDAVG-ME to get to", + "type": "text" + }, + { + "bbox": [ + 433, + 94, + 452, + 104 + ], + "score": 0.85, + "content": "40 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 453, + 91, + 493, + 108 + ], + "score": 1.0, + "content": "accuracy.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 107, + 110, + 505, + 165 + ], + "lines": [ + { + "bbox": [ + 105, + 109, + 506, + 124 + ], + "spans": [ + { + "bbox": [ + 105, + 109, + 506, + 124 + ], + "score": 1.0, + "content": "Finally, federated posterior averaging achieves the best performance on both tasks in terms of", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 121, + 506, + 133 + ], + "spans": [ + { + "bbox": [ + 105, + 121, + 506, + 133 + ], + "score": 1.0, + "content": "evaluation accuracy within the specified limit on the number of training rounds. On EMNIST-62 in", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 131, + 506, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 131, + 419, + 145 + ], + "score": 1.0, + "content": "particular, the final performance of FEDPA-ME after 1500 training rounds is", + "type": "text" + }, + { + "bbox": [ + 419, + 132, + 446, + 143 + ], + "score": 0.88, + "content": "8 7 . 3 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 131, + 506, + 145 + ], + "score": 1.0, + "content": ", which, while", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 141, + 506, + 157 + ], + "spans": [ + { + "bbox": [ + 105, + 141, + 132, + 157 + ], + "score": 1.0, + "content": "only a", + "type": "text" + }, + { + "bbox": [ + 133, + 144, + 154, + 154 + ], + "score": 0.88, + "content": "0 . 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 141, + 277, + 157 + ], + "score": 1.0, + "content": "absolute improvement, bridges", + "type": "text" + }, + { + "bbox": [ + 277, + 143, + 306, + 154 + ], + "score": 0.86, + "content": "4 1 . 7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 141, + 506, + 157 + ], + "score": 1.0, + "content": "of the gap between the centralized model accuracy", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 107, + 154, + 453, + 165 + ], + "spans": [ + { + "bbox": [ + 107, + 155, + 132, + 165 + ], + "score": 0.81, + "content": "( 8 8 \\% )", + "type": "inline_equation" + }, + { + "bbox": [ + 132, + 154, + 345, + 165 + ], + "score": 1.0, + "content": "and the best federated accuracy from previous work", + "type": "text" + }, + { + "bbox": [ + 345, + 154, + 372, + 165 + ], + "score": 0.82, + "content": "8 6 . 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 373, + 154, + 453, + 165 + ], + "score": 1.0, + "content": ", Reddi et al., 2020).", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4 + }, + { + "type": "text", + "bbox": [ + 107, + 172, + 505, + 304 + ], + "lines": [ + { + "bbox": [ + 106, + 172, + 506, + 184 + ], + "spans": [ + { + "bbox": [ + 106, + 172, + 506, + 184 + ], + "score": 1.0, + "content": "Results on StackOverflow NWP and LR. Results for StackOverflow are presented in Table 3c.", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 183, + 506, + 195 + ], + "spans": [ + { + "bbox": [ + 106, + 183, + 506, + 195 + ], + "score": 1.0, + "content": "Although not as pronounced as for image datasets, we observe some improvement of FEDPA over", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 194, + 505, + 207 + ], + "spans": [ + { + "bbox": [ + 105, + 194, + 358, + 207 + ], + "score": 1.0, + "content": "FEDAVG here as well. For NWP, we have an accuracy gain of", + "type": "text" + }, + { + "bbox": [ + 358, + 194, + 380, + 205 + ], + "score": 0.87, + "content": "0 . 4 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 381, + 194, + 505, + 207 + ], + "score": 1.0, + "content": "over the best baseline. For the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 205, + 505, + 217 + ], + "spans": [ + { + "bbox": [ + 106, + 205, + 505, + 217 + ], + "score": 1.0, + "content": "LR task, we compare methods in terms of average precision, recall at 5, and macro-/micro-F1. The", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 216, + 505, + 228 + ], + "spans": [ + { + "bbox": [ + 106, + 216, + 505, + 228 + ], + "score": 1.0, + "content": "first two metrics have appeared in some prior FL work, while the latter two are the primary evaluation", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 227, + 506, + 239 + ], + "spans": [ + { + "bbox": [ + 106, + 227, + 506, + 239 + ], + "score": 1.0, + "content": "metrics typically used in multi-label classification work (Gibaja & Ventura, 2015). Interestingly,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 238, + 506, + 250 + ], + "spans": [ + { + "bbox": [ + 106, + 238, + 506, + 250 + ], + "score": 1.0, + "content": "while FEDPA underperforms in terms of precision and recall, it substantially outperforms in terms of", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 248, + 506, + 262 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 506, + 262 + ], + "score": 1.0, + "content": "micro- and macro-averaged F1, especially the macro-F1. This indicates that while FEDAVG learns a", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 259, + 506, + 273 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 506, + 273 + ], + "score": 1.0, + "content": "model that can better predict high-frequency labels, FEDPA learns a model that better captures rare", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 270, + 506, + 284 + ], + "spans": [ + { + "bbox": [ + 105, + 270, + 506, + 284 + ], + "score": 1.0, + "content": "labels (Yang, 1999; Yang & Liu, 1999). Interestingly, note while FEDPA improves on F1 metrics", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 282, + 505, + 293 + ], + "spans": [ + { + "bbox": [ + 106, + 282, + 505, + 293 + ], + "score": 1.0, + "content": "and has almost the same recall at 5, it’s precision after 1500 rounds is worse than FEDAVG. A more", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 293, + 503, + 305 + ], + "spans": [ + { + "bbox": [ + 105, + 293, + 503, + 305 + ], + "score": 1.0, + "content": "detailed discussion along with training curves for each evaluation metric are provided in Appendix E.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 12.5 + }, + { + "type": "title", + "bbox": [ + 107, + 321, + 333, + 334 + ], + "lines": [ + { + "bbox": [ + 105, + 320, + 335, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 335, + 336 + ], + "score": 1.0, + "content": "6 CONCLUSION AND FUTURE DIRECTIONS", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 347, + 504, + 413 + ], + "lines": [ + { + "bbox": [ + 105, + 347, + 506, + 359 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 506, + 359 + ], + "score": 1.0, + "content": "In this work, we presented a new perspective on federated learning based on the idea of global", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 358, + 506, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 506, + 371 + ], + "score": 1.0, + "content": "posterior inference via averaging of local posteriors. Applying this perspective, we designed a", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 368, + 506, + 382 + ], + "spans": [ + { + "bbox": [ + 105, + 368, + 506, + 382 + ], + "score": 1.0, + "content": "new algorithm that generalizes federated averaging, is similarly practical and efficient, and yields", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 380, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 380, + 505, + 392 + ], + "score": 1.0, + "content": "state-of-the-art results on multiple challenging benchmarks. While our algorithm required a number", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 390, + 506, + 404 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 506, + 404 + ], + "score": 1.0, + "content": "of specific approximation and design choices, we believe that the underlying approach has potential", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 401, + 504, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 504, + 414 + ], + "score": 1.0, + "content": "to significantly broaden the design space for FL algorithms beyond purely optimization techniques.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 22.5 + }, + { + "type": "text", + "bbox": [ + 107, + 419, + 505, + 508 + ], + "lines": [ + { + "bbox": [ + 105, + 419, + 506, + 432 + ], + "spans": [ + { + "bbox": [ + 105, + 419, + 506, + 432 + ], + "score": 1.0, + "content": "Limitations and future work. 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Finally, while there is a known,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 486, + 506, + 498 + ], + "spans": [ + { + "bbox": [ + 105, + 486, + 506, + 498 + ], + "score": 1.0, + "content": "interesting connection between posterior sampling and differential privacy (Wang et al., 2015), better", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 497, + 506, + 509 + ], + "spans": [ + { + "bbox": [ + 106, + 497, + 506, + 509 + ], + "score": 1.0, + "content": "understanding of privacy implications of posterior inference in federated settings is an open question.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 29.5 + }, + { + "type": "title", + "bbox": [ + 108, + 523, + 200, + 533 + ], + "lines": [ + { + "bbox": [ + 107, + 524, + 200, + 534 + ], + "spans": [ + { + "bbox": [ + 107, + 524, + 200, + 534 + ], + "score": 1.0, + "content": "ACKNOWLEDGMENTS", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 108, + 543, + 504, + 587 + ], + "lines": [ + { + "bbox": [ + 105, + 542, + 506, + 556 + ], + "spans": [ + { + "bbox": [ + 105, + 542, + 506, + 556 + ], + "score": 1.0, + "content": "The authors would like to thank Zachary Charles for the invaluable feedback that influenced the design", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 554, + 506, + 567 + ], + "spans": [ + { + "bbox": [ + 106, + 554, + 506, + 567 + ], + "score": 1.0, + "content": "of the methods and experiments, and Brendan McMahan, Zachary Garrett, Sean Augenstein, Jakub", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 565, + 506, + 578 + ], + "spans": [ + { + "bbox": [ + 105, + 565, + 506, + 578 + ], + "score": 1.0, + "content": "Konecný, Daniel Ramage, Sanjiv Kumar, Sashank Reddi, Jean-François Kagy for many insightful ˇ", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 576, + 416, + 588 + ], + "spans": [ + { + "bbox": [ + 106, + 576, + 416, + 588 + ], + "score": 1.0, + "content": "discussions, and Willie Neiswanger for helpful comments on the early drafts.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 36.5 + }, + { + "type": "title", + "bbox": [ + 108, + 605, + 175, + 617 + ], + "lines": [ + { + "bbox": [ + 106, + 605, + 176, + 618 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 176, + 618 + ], + "score": 1.0, + "content": "REFERENCES", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 39 + }, + { + "type": "text", + "bbox": [ + 107, + 624, + 504, + 646 + ], + "lines": [ + { + "bbox": [ + 106, + 624, + 505, + 637 + ], + "spans": [ + { + "bbox": [ + 106, + 624, + 505, + 637 + ], + "score": 1.0, + "content": "Ahmad Ajalloeian and Sebastian U Stich. 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JAX: composable transformations of Python+NumPy programs,", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 115, + 720, + 337, + 733 + ], + "spans": [ + { + "bbox": [ + 115, + 720, + 337, + 733 + ], + "score": 1.0, + "content": "2018. URL http://github.com/google/jax.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 46 + } + ], + "page_idx": 8, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 105, + 25, + 293, + 39 + ], + "spans": [ + { + "bbox": [ + 105, + 25, + 293, + 39 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "9", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 105, + 82, + 504, + 105 + ], + "lines": [], + "index": 0.5, + "bbox_fs": [ + 105, + 83, + 504, + 108 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 107, + 110, + 505, + 165 + ], + "lines": [ + { + "bbox": [ + 105, + 109, + 506, + 124 + ], + "spans": [ + { + "bbox": [ + 105, + 109, + 506, + 124 + ], + "score": 1.0, + "content": "Finally, federated posterior averaging achieves the best performance on both tasks in terms of", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 121, + 506, + 133 + ], + "spans": [ + { + "bbox": [ + 105, + 121, + 506, + 133 + ], + "score": 1.0, + "content": "evaluation accuracy within the specified limit on the number of training rounds. On EMNIST-62 in", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 131, + 506, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 131, + 419, + 145 + ], + "score": 1.0, + "content": "particular, the final performance of FEDPA-ME after 1500 training rounds is", + "type": "text" + }, + { + "bbox": [ + 419, + 132, + 446, + 143 + ], + "score": 0.88, + "content": "8 7 . 3 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 131, + 506, + 145 + ], + "score": 1.0, + "content": ", which, while", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 141, + 506, + 157 + ], + "spans": [ + { + "bbox": [ + 105, + 141, + 132, + 157 + ], + "score": 1.0, + "content": "only a", + "type": "text" + }, + { + "bbox": [ + 133, + 144, + 154, + 154 + ], + "score": 0.88, + "content": "0 . 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 141, + 277, + 157 + ], + "score": 1.0, + "content": "absolute improvement, bridges", + "type": "text" + }, + { + "bbox": [ + 277, + 143, + 306, + 154 + ], + "score": 0.86, + "content": "4 1 . 7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 141, + 506, + 157 + ], + "score": 1.0, + "content": "of the gap between the centralized model accuracy", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 107, + 154, + 453, + 165 + ], + "spans": [ + { + "bbox": [ + 107, + 155, + 132, + 165 + ], + "score": 0.81, + "content": "( 8 8 \\% )", + "type": "inline_equation" + }, + { + "bbox": [ + 132, + 154, + 345, + 165 + ], + "score": 1.0, + "content": "and the best federated accuracy from previous work", + "type": "text" + }, + { + "bbox": [ + 345, + 154, + 372, + 165 + ], + "score": 0.82, + "content": "8 6 . 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 373, + 154, + 453, + 165 + ], + "score": 1.0, + "content": ", Reddi et al., 2020).", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4, + "bbox_fs": [ + 105, + 109, + 506, + 165 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 172, + 505, + 304 + ], + "lines": [ + { + "bbox": [ + 106, + 172, + 506, + 184 + ], + "spans": [ + { + "bbox": [ + 106, + 172, + 506, + 184 + ], + "score": 1.0, + "content": "Results on StackOverflow NWP and LR. Results for StackOverflow are presented in Table 3c.", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 183, + 506, + 195 + ], + "spans": [ + { + "bbox": [ + 106, + 183, + 506, + 195 + ], + "score": 1.0, + "content": "Although not as pronounced as for image datasets, we observe some improvement of FEDPA over", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 194, + 505, + 207 + ], + "spans": [ + { + "bbox": [ + 105, + 194, + 358, + 207 + ], + "score": 1.0, + "content": "FEDAVG here as well. For NWP, we have an accuracy gain of", + "type": "text" + }, + { + "bbox": [ + 358, + 194, + 380, + 205 + ], + "score": 0.87, + "content": "0 . 4 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 381, + 194, + 505, + 207 + ], + "score": 1.0, + "content": "over the best baseline. For the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 205, + 505, + 217 + ], + "spans": [ + { + "bbox": [ + 106, + 205, + 505, + 217 + ], + "score": 1.0, + "content": "LR task, we compare methods in terms of average precision, recall at 5, and macro-/micro-F1. The", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 216, + 505, + 228 + ], + "spans": [ + { + "bbox": [ + 106, + 216, + 505, + 228 + ], + "score": 1.0, + "content": "first two metrics have appeared in some prior FL work, while the latter two are the primary evaluation", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 227, + 506, + 239 + ], + "spans": [ + { + "bbox": [ + 106, + 227, + 506, + 239 + ], + "score": 1.0, + "content": "metrics typically used in multi-label classification work (Gibaja & Ventura, 2015). Interestingly,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 238, + 506, + 250 + ], + "spans": [ + { + "bbox": [ + 106, + 238, + 506, + 250 + ], + "score": 1.0, + "content": "while FEDPA underperforms in terms of precision and recall, it substantially outperforms in terms of", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 248, + 506, + 262 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 506, + 262 + ], + "score": 1.0, + "content": "micro- and macro-averaged F1, especially the macro-F1. This indicates that while FEDAVG learns a", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 259, + 506, + 273 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 506, + 273 + ], + "score": 1.0, + "content": "model that can better predict high-frequency labels, FEDPA learns a model that better captures rare", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 270, + 506, + 284 + ], + "spans": [ + { + "bbox": [ + 105, + 270, + 506, + 284 + ], + "score": 1.0, + "content": "labels (Yang, 1999; Yang & Liu, 1999). Interestingly, note while FEDPA improves on F1 metrics", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 282, + 505, + 293 + ], + "spans": [ + { + "bbox": [ + 106, + 282, + 505, + 293 + ], + "score": 1.0, + "content": "and has almost the same recall at 5, it’s precision after 1500 rounds is worse than FEDAVG. A more", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 293, + 503, + 305 + ], + "spans": [ + { + "bbox": [ + 105, + 293, + 503, + 305 + ], + "score": 1.0, + "content": "detailed discussion along with training curves for each evaluation metric are provided in Appendix E.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 12.5, + "bbox_fs": [ + 105, + 172, + 506, + 305 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 321, + 333, + 334 + ], + "lines": [ + { + "bbox": [ + 105, + 320, + 335, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 335, + 336 + ], + "score": 1.0, + "content": "6 CONCLUSION AND FUTURE DIRECTIONS", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 347, + 504, + 413 + ], + "lines": [ + { + "bbox": [ + 105, + 347, + 506, + 359 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 506, + 359 + ], + "score": 1.0, + "content": "In this work, we presented a new perspective on federated learning based on the idea of global", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 358, + 506, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 506, + 371 + ], + "score": 1.0, + "content": "posterior inference via averaging of local posteriors. Applying this perspective, we designed a", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 368, + 506, + 382 + ], + "spans": [ + { + "bbox": [ + 105, + 368, + 506, + 382 + ], + "score": 1.0, + "content": "new algorithm that generalizes federated averaging, is similarly practical and efficient, and yields", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 380, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 380, + 505, + 392 + ], + "score": 1.0, + "content": "state-of-the-art results on multiple challenging benchmarks. While our algorithm required a number", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 390, + 506, + 404 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 506, + 404 + ], + "score": 1.0, + "content": "of specific approximation and design choices, we believe that the underlying approach has potential", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 401, + 504, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 504, + 414 + ], + "score": 1.0, + "content": "to significantly broaden the design space for FL algorithms beyond purely optimization techniques.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 22.5, + "bbox_fs": [ + 105, + 347, + 506, + 414 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 419, + 505, + 508 + ], + "lines": [ + { + "bbox": [ + 105, + 419, + 506, + 432 + ], + "spans": [ + { + "bbox": [ + 105, + 419, + 506, + 432 + ], + "score": 1.0, + "content": "Limitations and future work. As we mentioned throughout the paper, our method has a number", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 430, + 505, + 443 + ], + "spans": [ + { + "bbox": [ + 105, + 430, + 505, + 443 + ], + "score": 1.0, + "content": "of limitations due to the design choices, such as specific posterior sampling and covariance estimation", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 442, + 505, + 453 + ], + "spans": [ + { + "bbox": [ + 106, + 442, + 505, + 453 + ], + "score": 1.0, + "content": "techniques. While in the appendix we analyzed the effects of some of these design choices, exploration", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 453, + 505, + 465 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 505, + 465 + ], + "score": 1.0, + "content": "of: (i) other sampling strategies, (ii) more efficient covariance estimators (Hsieh et al., 2013), (iii)", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 464, + 505, + 476 + ], + "spans": [ + { + "bbox": [ + 105, + 464, + 505, + 476 + ], + "score": 1.0, + "content": "alternatives to MCMC (such as variational inference), and (iv) more general connections with", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 474, + 507, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 474, + 507, + 488 + ], + "score": 1.0, + "content": "Bayesian deep learning are all interesting directions to pursue next. 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Parallel restarted sgd with faster convergence and less", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 116, + 317, + 506, + 329 + ], + "spans": [ + { + "bbox": [ + 116, + 317, + 506, + 329 + ], + "score": 1.0, + "content": "communication: Demystifying why model averaging works for deep learning. In Proceedings of", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 115, + 327, + 443, + 340 + ], + "spans": [ + { + "bbox": [ + 115, + 327, + 443, + 340 + ], + "score": 1.0, + "content": "the AAAI Conference on Artificial Intelligence, volume 33, pp. 5693–5700, 2019.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 17, + "bbox_fs": [ + 106, + 305, + 506, + 340 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 346, + 505, + 369 + ], + "lines": [ + { + "bbox": [ + 107, + 347, + 505, + 358 + ], + "spans": [ + { + "bbox": [ + 107, + 347, + 505, + 358 + ], + "score": 1.0, + "content": "Yue Zhao, Meng Li, Liangzhen Lai, Naveen Suda, Damon Civin, and Vikas Chandra. Federated", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 115, + 357, + 388, + 370 + ], + "spans": [ + { + "bbox": [ + 115, + 357, + 388, + 370 + ], + "score": 1.0, + "content": "learning with non-iid data. arXiv preprint arXiv:1806.00582, 2018.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 19.5, + "bbox_fs": [ + 107, + 347, + 505, + 370 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 81, + 346, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 347, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 347, + 96 + ], + "score": 1.0, + "content": "A PRELIMINARY ANALYSIS AND ABLATIONS", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 107, + 105, + 505, + 128 + ], + "lines": [ + { + "bbox": [ + 105, + 105, + 505, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 505, + 118 + ], + "score": 1.0, + "content": "In Section 4, we derived federated posterior averaging (FEDPA) starting with the global posterior", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 117, + 491, + 128 + ], + "spans": [ + { + "bbox": [ + 106, + 117, + 491, + 128 + ], + "score": 1.0, + "content": "decomposition (Proposition 1, which is exact) and applying the following three approximations:", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1.5 + }, + { + "type": "text", + "bbox": [ + 112, + 133, + 423, + 170 + ], + "lines": [ + { + "bbox": [ + 113, + 132, + 423, + 146 + ], + "spans": [ + { + "bbox": [ + 113, + 132, + 423, + 146 + ], + "score": 1.0, + "content": "1. The Laplace approximation of the local and global posterior distributions.", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 114, + 146, + 318, + 158 + ], + "spans": [ + { + "bbox": [ + 114, + 146, + 318, + 158 + ], + "score": 1.0, + "content": "2. The shrinkage estimation of the local moments.", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 113, + 158, + 380, + 171 + ], + "spans": [ + { + "bbox": [ + 113, + 158, + 380, + 171 + ], + "score": 1.0, + "content": "3. 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We show how the bias and variance of the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 248, + 505, + 261 + ], + "spans": [ + { + "bbox": [ + 106, + 248, + 505, + 261 + ], + "score": 1.0, + "content": "client deltas behave for FEDAVG and FEDPA as functions of the number samples. We also analyze", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 259, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 106, + 259, + 505, + 272 + ], + "score": 1.0, + "content": "the quality of samples produced by IASG (Mandt et al., 2017) and how they depend on the amount of", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 271, + 502, + 282 + ], + "spans": [ + { + "bbox": [ + 106, + 271, + 502, + 282 + ], + "score": 1.0, + "content": "local computation and hyperparameters. Our analyses are conducted empirically on synthetic data.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 11.5 + }, + { + "type": "title", + "bbox": [ + 108, + 294, + 392, + 306 + ], + "lines": [ + { + "bbox": [ + 106, + 294, + 393, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 393, + 308 + ], + "score": 1.0, + "content": "A.1 DISCUSSION OF THE CONVERGENCE OF FEDPA VS. 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It can be further improved", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 395, + 502, + 408 + ], + "spans": [ + { + "bbox": [ + 106, + 395, + 117, + 408 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 117, + 395, + 147, + 407 + ], + "score": 0.92, + "content": "\\mathcal { O } ( 1 / t )", + "type": "inline_equation" + }, + { + "bbox": [ + 147, + 395, + 502, + 408 + ], + "score": 1.0, + "content": "using Polyak momentum (Polyak, 1964) or iterate averaging (Polyak & Juditsky, 1992).", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 413, + 505, + 460 + ], + "lines": [ + { + "bbox": [ + 104, + 411, + 507, + 428 + ], + "spans": [ + { + "bbox": [ + 104, + 411, + 362, + 428 + ], + "score": 1.0, + "content": "In reality, both FEDAVG and FEDPA produce biased estimates", + "type": "text" + }, + { + "bbox": [ + 363, + 412, + 399, + 426 + ], + "score": 0.92, + "content": "\\hat { \\Delta } _ { \\mathrm { F E D A V G } }", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 411, + 417, + 428 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 417, + 412, + 450, + 426 + ], + "score": 0.93, + "content": "\\hat { \\Delta } _ { \\mathrm { F E D P A } }", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 411, + 507, + 428 + ], + "score": 1.0, + "content": ", respectively.", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 425, + 506, + 439 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 476, + 439 + ], + "score": 1.0, + "content": "Thus, we can analyze the problem as SGD with biased stochastic gradient estimates and let", + "type": "text" + }, + { + "bbox": [ + 477, + 425, + 506, + 438 + ], + "score": 0.9, + "content": "\\hat { \\Delta } _ { t } : =", + "type": "inline_equation" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 437, + 505, + 450 + ], + "spans": [ + { + "bbox": [ + 106, + 438, + 212, + 450 + ], + "score": 0.91, + "content": "\\nabla F ( \\pmb { \\theta } _ { t } ) + \\mathbf { b } ( \\pmb { \\theta } _ { t } ) + \\mathbf { n } ( \\pmb { \\theta } _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 437, + 240, + 450 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 240, + 438, + 265, + 450 + ], + "score": 0.92, + "content": "\\mathbf { b } ( \\pmb \\theta _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 265, + 437, + 283, + 450 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 283, + 438, + 317, + 450 + ], + "score": 0.93, + "content": "\\mathbf { n } ( \\pmb \\theta _ { t } , \\xi )", + "type": "inline_equation" + }, + { + "bbox": [ + 317, + 437, + 505, + 450 + ], + "score": 1.0, + "content": "are bias and noise terms. 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For FEDAVG, since the bias is not countered, this term determines the", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 658, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 658, + 447, + 673 + ], + "score": 1.0, + "content": "distance between the stationary point and the true global optimum. 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However, to gain more intuition about the differences in behavior of FEDPA and", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "FEDAVG, below we conduct an empirical analysis of the bias and variance of the estimated client", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 720, + 489, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 489, + 733 + ], + "score": 1.0, + "content": "deltas on synthetic least squares problems, for which exact deltas can be computed analytically.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 42.5 + } + ], + "page_idx": 12, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 310, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 13 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 81, + 346, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 347, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 347, + 96 + ], + "score": 1.0, + "content": "A PRELIMINARY ANALYSIS AND ABLATIONS", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 107, + 105, + 505, + 128 + ], + "lines": [ + { + "bbox": [ + 105, + 105, + 505, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 505, + 118 + ], + "score": 1.0, + "content": "In Section 4, we derived federated posterior averaging (FEDPA) starting with the global posterior", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 117, + 491, + 128 + ], + "spans": [ + { + "bbox": [ + 106, + 117, + 491, + 128 + ], + "score": 1.0, + "content": "decomposition (Proposition 1, which is exact) and applying the following three approximations:", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1.5, + "bbox_fs": [ + 105, + 105, + 505, + 128 + ] + }, + { + "type": "index", + "bbox": [ + 112, + 133, + 423, + 170 + ], + "lines": [ + { + "bbox": [ + 113, + 132, + 423, + 146 + ], + "spans": [ + { + "bbox": [ + 113, + 132, + 423, + 146 + ], + "score": 1.0, + "content": "1. The Laplace approximation of the local and global posterior distributions.", + "type": "text" + } + ], + "index": 3, + "is_list_start_line": true + }, + { + "bbox": [ + 114, + 146, + 318, + 158 + ], + "spans": [ + { + "bbox": [ + 114, + 146, + 318, + 158 + ], + "score": 1.0, + "content": "2. The shrinkage estimation of the local moments.", + "type": "text" + } + ], + "index": 4, + "is_list_start_line": true + }, + { + "bbox": [ + 113, + 158, + 380, + 171 + ], + "spans": [ + { + "bbox": [ + 113, + 158, + 380, + 171 + ], + "score": 1.0, + "content": "3. Approximate sampling from the local posteriors using MCMC.", + "type": "text" + } + ], + "index": 5, + "is_list_start_line": true + } + ], + "index": 4, + "bbox_fs": [ + 113, + 132, + 423, + 171 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 175, + 500, + 210 + ], + "lines": [ + { + "bbox": [ + 106, + 175, + 502, + 189 + ], + "spans": [ + { + "bbox": [ + 106, + 175, + 502, + 189 + ], + "score": 1.0, + "content": "We have also observed that FEDAVG is a special case of FEDPA (from the algorithmic point of view)", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 186, + 502, + 199 + ], + "spans": [ + { + "bbox": [ + 106, + 186, + 502, + 199 + ], + "score": 1.0, + "content": "since it can be viewed as also using the Laplace approximation for the posteriors, but estimating loca", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 197, + 450, + 211 + ], + "spans": [ + { + "bbox": [ + 106, + 199, + 155, + 211 + ], + "score": 1.0, + "content": "covariances", + "type": "text" + }, + { + "bbox": [ + 156, + 197, + 168, + 210 + ], + "score": 0.9, + "content": "\\hat { \\Sigma } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 169, + 199, + 450, + 211 + ], + "score": 1.0, + "content": "’s with identities and local means using the final iterates of local SGD.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7, + "bbox_fs": [ + 106, + 175, + 502, + 211 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 216, + 506, + 282 + ], + "lines": [ + { + "bbox": [ + 106, + 216, + 506, + 228 + ], + "spans": [ + { + "bbox": [ + 106, + 216, + 506, + 228 + ], + "score": 1.0, + "content": "In this section, we analyze the effects of approximations 2 and 3 on the convergence of FEDPA.", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 226, + 506, + 239 + ], + "spans": [ + { + "bbox": [ + 106, + 226, + 506, + 239 + ], + "score": 1.0, + "content": "Specifically, we first discuss the convergence rates of FEDAVG and FEDPA as biased stochastic", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 237, + 506, + 250 + ], + "spans": [ + { + "bbox": [ + 105, + 237, + 506, + 250 + ], + "score": 1.0, + "content": "gradient optimization methods (Ajalloeian & Stich, 2020). We show how the bias and variance of the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 248, + 505, + 261 + ], + "spans": [ + { + "bbox": [ + 106, + 248, + 505, + 261 + ], + "score": 1.0, + "content": "client deltas behave for FEDAVG and FEDPA as functions of the number samples. We also analyze", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 259, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 106, + 259, + 505, + 272 + ], + "score": 1.0, + "content": "the quality of samples produced by IASG (Mandt et al., 2017) and how they depend on the amount of", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 271, + 502, + 282 + ], + "spans": [ + { + "bbox": [ + 106, + 271, + 502, + 282 + ], + "score": 1.0, + "content": "local computation and hyperparameters. Our analyses are conducted empirically on synthetic data.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 11.5, + "bbox_fs": [ + 105, + 216, + 506, + 282 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 294, + 392, + 306 + ], + "lines": [ + { + "bbox": [ + 106, + 294, + 393, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 393, + 308 + ], + "score": 1.0, + "content": "A.1 DISCUSSION OF THE CONVERGENCE OF FEDPA VS. FEDAVG", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 106, + 314, + 505, + 407 + ], + "lines": [ + { + "bbox": [ + 104, + 314, + 506, + 329 + ], + "spans": [ + { + "bbox": [ + 104, + 314, + 371, + 329 + ], + "score": 1.0, + "content": "First, observe that if each client is able to perfectly estimate their", + "type": "text" + }, + { + "bbox": [ + 371, + 314, + 450, + 327 + ], + "score": 0.93, + "content": "\\Delta _ { i } = \\Sigma _ { i } ^ { - 1 } ( \\pmb \\theta - \\pmb \\mu )", + "type": "inline_equation" + }, + { + "bbox": [ + 451, + 314, + 506, + 329 + ], + "score": 1.0, + "content": ", the problem", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 101, + 327, + 506, + 358 + ], + "spans": [ + { + "bbox": [ + 101, + 327, + 190, + 358 + ], + "score": 1.0, + "content": "solved by Algorithmstochastic gradients,", + "type": "text" + }, + { + "bbox": [ + 190, + 337, + 267, + 352 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\Delta : = \\bar { \\frac { 1 } { M } } \\bar { \\sum } _ { i = 1 } ^ { M } \\Delta _ { i } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 327, + 320, + 358 + ], + "score": 1.0, + "content": "s an optimiz. The noise in", + "type": "text" + }, + { + "bbox": [ + 333, + 327, + 361, + 358 + ], + "score": 1.0, + "content": "n of ae gradi", + "type": "text" + }, + { + "bbox": [ + 372, + 327, + 506, + 358 + ], + "score": 1.0, + "content": "adratic objective using unbiaseds in this case comes from the fact", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 349, + 506, + 363 + ], + "spans": [ + { + "bbox": [ + 105, + 349, + 320, + 363 + ], + "score": 1.0, + "content": "that the server interacts with only a small subset of", + "type": "text" + }, + { + "bbox": [ + 321, + 351, + 333, + 360 + ], + "score": 0.79, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 349, + 361, + 363 + ], + "score": 1.0, + "content": "out of", + "type": "text" + }, + { + "bbox": [ + 362, + 351, + 372, + 360 + ], + "score": 0.81, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 372, + 349, + 506, + 363 + ], + "score": 1.0, + "content": "clients in each round. This is a", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 361, + 505, + 374 + ], + "spans": [ + { + "bbox": [ + 105, + 361, + 505, + 374 + ], + "score": 1.0, + "content": "classical stochastic optimization problem with well-known convergence rates under some assumptions", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 371, + 506, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 371, + 506, + 385 + ], + "score": 1.0, + "content": "on the norm of the stochastic gradients (e.g., Nemirovski et al., 2009). The rate of convergence for√", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 383, + 506, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 155, + 397 + ], + "score": 1.0, + "content": "SGD with a", + "type": "text" + }, + { + "bbox": [ + 155, + 383, + 186, + 396 + ], + "score": 0.93, + "content": "\\mathcal { O } ( t ^ { - 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 186, + 383, + 357, + 397 + ], + "score": 1.0, + "content": "decaying learning rate used on the server is", + "type": "text" + }, + { + "bbox": [ + 358, + 383, + 396, + 396 + ], + "score": 0.92, + "content": "\\mathcal { O } ( 1 / \\sqrt { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 397, + 383, + 506, + 397 + ], + "score": 1.0, + "content": ". It can be further improved", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 395, + 502, + 408 + ], + "spans": [ + { + "bbox": [ + 106, + 395, + 117, + 408 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 117, + 395, + 147, + 407 + ], + "score": 0.92, + "content": "\\mathcal { O } ( 1 / t )", + "type": "inline_equation" + }, + { + "bbox": [ + 147, + 395, + 502, + 408 + ], + "score": 1.0, + "content": "using Polyak momentum (Polyak, 1964) or iterate averaging (Polyak & Juditsky, 1992).", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 19, + "bbox_fs": [ + 101, + 314, + 506, + 408 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 413, + 505, + 460 + ], + "lines": [ + { + "bbox": [ + 104, + 411, + 507, + 428 + ], + "spans": [ + { + "bbox": [ + 104, + 411, + 362, + 428 + ], + "score": 1.0, + "content": "In reality, both FEDAVG and FEDPA produce biased estimates", + "type": "text" + }, + { + "bbox": [ + 363, + 412, + 399, + 426 + ], + "score": 0.92, + "content": "\\hat { \\Delta } _ { \\mathrm { F E D A V G } }", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 411, + 417, + 428 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 417, + 412, + 450, + 426 + ], + "score": 0.93, + "content": "\\hat { \\Delta } _ { \\mathrm { F E D P A } }", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 411, + 507, + 428 + ], + "score": 1.0, + "content": ", respectively.", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 425, + 506, + 439 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 476, + 439 + ], + "score": 1.0, + "content": "Thus, we can analyze the problem as SGD with biased stochastic gradient estimates and let", + "type": "text" + }, + { + "bbox": [ + 477, + 425, + 506, + 438 + ], + "score": 0.9, + "content": "\\hat { \\Delta } _ { t } : =", + "type": "inline_equation" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 437, + 505, + 450 + ], + "spans": [ + { + "bbox": [ + 106, + 438, + 212, + 450 + ], + "score": 0.91, + "content": "\\nabla F ( \\pmb { \\theta } _ { t } ) + \\mathbf { b } ( \\pmb { \\theta } _ { t } ) + \\mathbf { n } ( \\pmb { \\theta } _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 437, + 240, + 450 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 240, + 438, + 265, + 450 + ], + "score": 0.92, + "content": "\\mathbf { b } ( \\pmb \\theta _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 265, + 437, + 283, + 450 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 283, + 438, + 317, + 450 + ], + "score": 0.93, + "content": "\\mathbf { n } ( \\pmb \\theta _ { t } , \\xi )", + "type": "inline_equation" + }, + { + "bbox": [ + 317, + 437, + 505, + 450 + ], + "score": 1.0, + "content": "are bias and noise terms. 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However, to gain more intuition about the differences in behavior of FEDPA and", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "FEDAVG, below we conduct an empirical analysis of the bias and variance of the estimated client", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 720, + 489, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 489, + 733 + ], + "score": 1.0, + "content": "deltas on synthetic least squares problems, for which exact deltas can be computed analytically.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 42.5, + "bbox_fs": [ + 105, + 687, + 505, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 173, + 76, + 435, + 86 + ], + "lines": [ + { + "bbox": [ + 174, + 74, + 435, + 88 + ], + "spans": [ + { + "bbox": [ + 174, + 74, + 435, + 88 + ], + "score": 1.0, + "content": "(a) FEDAVG bias and variance as functions of the number of local steps.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "image", + "bbox": [ + 106, + 91, + 505, + 184 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 106, + 91, + 505, + 184 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 106, + 91, + 505, + 184 + ], + "spans": [ + { + "bbox": [ + 106, + 91, + 505, + 184 + ], + "score": 0.782, + "type": "image", + "image_path": "ed7cde9405ddbaf2e33801ac03b498444d060ad6827e4f69f622009528d1d34b.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 106, + 91, + 505, + 122.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 106, + 122.0, + 505, + 153.0 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 106, + 153.0, + 505, + 184.0 + ], + "spans": [], + "index": 3 + } + ] + } + ], + "index": 2 + }, + { + "type": "text", + "bbox": [ + 104, + 190, + 504, + 212 + ], + "lines": [ + { + "bbox": [ + 106, + 191, + 505, + 202 + ], + "spans": [ + { + "bbox": [ + 106, + 191, + 505, + 202 + ], + "score": 1.0, + "content": "(b) FEDPA bias and variance as functions of the number of local steps. 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We measure", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 482, + 506, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 506, + 496 + ], + "score": 1.0, + "content": "the empirical bias and variance of the client deltas computed by each of the methods on the syn-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 494, + 506, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 494, + 506, + 507 + ], + "score": 1.0, + "content": "thetic least squares linear regression problems generated according to Guyon (2003) using the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 505, + 506, + 517 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 506, + 517 + ], + "score": 1.0, + "content": "make_regression function from scikit-learn.9 The problems were generated as follows: for each", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 515, + 506, + 530 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 506, + 530 + ], + "score": 1.0, + "content": "dimensionality (10, 100, and 1000 features), we generated 10 random least squares problems, each of", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 526, + 506, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 526, + 506, + 540 + ], + "score": 1.0, + "content": "which consisted of 500 synthetic data points. 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The", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 308, + 494, + 322 + ], + "spans": [ + { + "bbox": [ + 106, + 308, + 494, + 322 + ], + "score": 1.0, + "content": "results of our synthetic experiments are presented below in Fig. 4. The takeaways are as follows:", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16.5 + }, + { + "type": "text", + "bbox": [ + 116, + 325, + 505, + 387 + ], + "lines": [ + { + "bbox": [ + 116, + 326, + 419, + 338 + ], + "spans": [ + { + "bbox": [ + 116, + 326, + 419, + 338 + ], + "score": 1.0, + "content": "• More burn-in steps (or epochs) generally improve the quality of samples.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 115, + 338, + 469, + 352 + ], + "spans": [ + { + "bbox": [ + 115, + 338, + 469, + 352 + ], + "score": 1.0, + "content": "• The larger the number of steps per sample the better (less correlated) the samples are.", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 115, + 351, + 506, + 365 + ], + "spans": [ + { + "bbox": [ + 115, + 351, + 506, + 365 + ], + "score": 1.0, + "content": "• The learning rate is the most sensitive and important hyperparameter—if too large, IASG might", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 126, + 363, + 504, + 374 + ], + "spans": [ + { + "bbox": [ + 126, + 363, + 504, + 374 + ], + "score": 1.0, + "content": "diverge (happened in the 1000 dimensional case); if too small, the samples become correlated.", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 116, + 375, + 502, + 388 + ], + "spans": [ + { + "bbox": [ + 116, + 375, + 502, + 388 + ], + "score": 1.0, + "content": "• Finally, the quality of the samples deteriorates with the increase in the number of dimensions.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 20 + }, + { + "type": "image", + "bbox": [ + 104, + 405, + 505, + 659 + ], + "blocks": [ + { + "type": "image_caption", + "bbox": [ + 165, + 397, + 444, + 408 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 165, + 396, + 445, + 410 + ], + "spans": [ + { + "bbox": [ + 165, + 396, + 445, + 410 + ], + "score": 1.0, + "content": "(a) ESS as a function of the number of burn-in steps. 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The", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 308, + 494, + 322 + ], + "spans": [ + { + "bbox": [ + 106, + 308, + 494, + 322 + ], + "score": 1.0, + "content": "results of our synthetic experiments are presented below in Fig. 4. The takeaways are as follows:", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16.5, + "bbox_fs": [ + 106, + 297, + 505, + 322 + ] + }, + { + "type": "list", + "bbox": [ + 116, + 325, + 505, + 387 + ], + "lines": [ + { + "bbox": [ + 116, + 326, + 419, + 338 + ], + "spans": [ + { + "bbox": [ + 116, + 326, + 419, + 338 + ], + "score": 1.0, + "content": "• More burn-in steps (or epochs) generally improve the quality of samples.", + "type": "text" + } + ], + "index": 18, + "is_list_start_line": true, + "is_list_end_line": true + }, + { + "bbox": [ + 115, + 338, + 469, + 352 + ], + "spans": [ + { + "bbox": [ + 115, + 338, + 469, + 352 + ], + "score": 1.0, + "content": "• The larger the number of steps per sample the better (less correlated) the samples are.", + "type": "text" + } + ], + "index": 19, + "is_list_start_line": true, + "is_list_end_line": true + }, + { + "bbox": [ + 115, + 351, + 506, + 365 + ], + "spans": [ + { + "bbox": [ + 115, + 351, + 506, + 365 + ], + "score": 1.0, + "content": "• The learning rate is the most sensitive and important hyperparameter—if too large, IASG might", + "type": "text" + } + ], + "index": 20, + "is_list_start_line": true + }, + { + "bbox": [ + 126, + 363, + 504, + 374 + ], + "spans": [ + { + "bbox": [ + 126, + 363, + 504, + 374 + ], + "score": 1.0, + "content": "diverge (happened in the 1000 dimensional case); if too small, the samples become correlated.", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 116, + 375, + 502, + 388 + ], + "spans": [ + { + "bbox": [ + 116, + 375, + 502, + 388 + ], + "score": 1.0, + "content": "• Finally, the quality of the samples deteriorates with the increase in the number of dimensions.", + "type": "text" + } + ], + "index": 22, + "is_list_start_line": true + } + ], + "index": 20, + "bbox_fs": [ + 115, + 326, + 506, + 388 + ] + }, + { + "type": "image", + "bbox": [ + 104, + 405, + 505, + 659 + ], + "blocks": [ + { + "type": "image_caption", + "bbox": [ + 165, + 397, + 444, + 408 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 165, + 396, + 445, + 410 + ], + "spans": [ + { + "bbox": [ + 165, + 396, + 445, + 410 + ], + "score": 1.0, + "content": "(a) ESS as a function of the number of burn-in steps. (Steps per sample: 50.)", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23 + }, + { + "type": "image_body", + "bbox": [ + 104, + 405, + 505, + 659 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 104, + 405, + 505, + 659 + ], + "spans": [ + { + "bbox": [ + 104, + 405, + 505, + 659 + ], + "score": 0.774, + "type": "image", + "image_path": "dd2becfed73f73c40e65b83ca70aa0ecc982fdc480126b938cabb9e516eccd13.jpg" + } + ] + } + ], + "index": 25, + "virtual_lines": [ + { + "bbox": [ + 104, + 405, + 505, + 489.6666666666667 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 104, + 489.6666666666667, + 505, + 574.3333333333334 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 104, + 574.3333333333334, + 505, + 659.0 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 107, + 667, + 506, + 699 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 667, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 106, + 667, + 505, + 679 + ], + "score": 1.0, + "content": "Figure 4: The ESS statistics for samples produced by IASG on random synthetic least squares linear regression", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 677, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 506, + 690 + ], + "score": 1.0, + "content": "problems of dimensionality 10, 100, 1000. Total number of data points per problem: 500, batch size: 10. In (a)", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 687, + 457, + 699 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 457, + 699 + ], + "score": 1.0, + "content": "and (b) the learning rate was set to 0.1 for 10 and 100 dimensions, and 0.01 for 1000 dimensions.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28 + } + ], + "index": 25 + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 81, + 169, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 79, + 170, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 79, + 170, + 96 + ], + "score": 1.0, + "content": "B PROOFS", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 105, + 504, + 131 + ], + "lines": [ + { + "bbox": [ + 105, + 104, + 506, + 119 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 506, + 119 + ], + "score": 1.0, + "content": "Proposition 1 (Global Posterior Decomposition) Under the uniform prior, any global posterior", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 117, + 503, + 133 + ], + "spans": [ + { + "bbox": [ + 105, + 117, + 383, + 133 + ], + "score": 1.0, + "content": "distribution that exists decomposes into a product of local posteriors:", + "type": "text" + }, + { + "bbox": [ + 383, + 117, + 503, + 131 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\mathbb { P } \\overset { \\cdot } { ( \\pmb { \\theta } \\mid D ) } \\propto \\prod _ { i = 1 } ^ { N } \\bar { \\mathbb { P } } \\left( \\pmb { \\theta } \\mid D _ { i } \\right) } \\end{array}", + "type": "inline_equation" + } + ], + "index": 2 + } + ], + "index": 1.5 + }, + { + "type": "text", + "bbox": [ + 104, + 141, + 496, + 155 + ], + "lines": [ + { + "bbox": [ + 105, + 141, + 496, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 141, + 379, + 156 + ], + "score": 1.0, + "content": "Proof Under the uniform prior, the following equivalence holds for", + "type": "text" + }, + { + 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\\prod _ { i = 1 } ^ { N } \\prod _ { z \\in D _ { i } } \\mathbb { P } \\left( z \\mid \\pmb { \\theta } \\right) \\propto \\prod _ { i = 1 } ^ { N } \\mathbb { P } \\left( \\pmb { \\theta } \\mid D _ { i } \\right)", + "type": "interline_equation", + "image_path": "93c4c94aad95575a6f555694e9c3b0278314ffc7eaf943e0e6d5835f60b172ea.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 148, + 157, + 463, + 169.66666666666666 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 148, + 169.66666666666666, + 463, + 182.33333333333331 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 148, + 182.33333333333331, + 463, + 194.99999999999997 + ], + "spans": [], + "index": 6 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 210, + 506, + 224 + ], + "lines": [ + { + "bbox": [ + 104, + 208, + 506, + 227 + ], + "spans": [ + { + "bbox": [ + 104, + 208, + 407, + 227 + ], + "score": 1.0, + "content": "The proportionality constant between the left and right hand side in Eq. 8 is", + "type": "text" + }, + { + "bbox": [ + 408, + 209, + 492, + 225 + ], + "score": 0.91, + "content": "\\begin{array} { r } { \\prod _ { i = 1 } ^ { N } \\mathbb { P } \\left( D _ { i } \\right) / \\mathbb { P } \\left( D \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 492, + 208, + 506, + 227 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 105, + 239, + 505, + 266 + ], + "lines": [ + { + "bbox": [ + 101, + 238, + 416, + 271 + ], + "spans": [ + { + "bbox": [ + 101, + 238, + 188, + 271 + ], + "score": 1.0, + "content": "Proposition 2 (Glomizer of a quadratic", + "type": "text" + }, + { + "bbox": [ + 291, + 238, + 320, + 271 + ], + "score": 1.0, + "content": "The glo, where", + "type": "text" + }, + { + "bbox": [ + 396, + 241, + 404, + 251 + ], + "score": 0.81, + "content": "\\pmb { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 238, + 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+ ], + "index": 8.5 + }, + { + "type": "text", + "bbox": [ + 106, + 276, + 506, + 311 + ], + "lines": [ + { + "bbox": [ + 105, + 275, + 506, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 275, + 506, + 289 + ], + "score": 1.0, + "content": "Proof The statement of the proposition (implicitly) assumes that all matrix inverses exist. Then, the", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 102, + 286, + 508, + 304 + ], + "spans": [ + { + "bbox": [ + 102, + 286, + 145, + 304 + ], + "score": 1.0, + "content": "quadratic", + "type": "text" + }, + { + "bbox": [ + 146, + 288, + 168, + 300 + ], + "score": 0.91, + "content": "\\mathcal { Q } ( \\pmb { \\theta } )", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 286, + 288, + 304 + ], + "score": 1.0, + "content": "is positive definite (PD) since", + "type": "text" + }, + { + "bbox": [ + 288, + 289, + 298, + 299 + ], + "score": 0.29, + "content": "\\mathbf { A }", + "type": "inline_equation" + }, + { + "bbox": [ + 298, + 286, + 483, + 304 + ], + "score": 1.0, + "content": "is PD as a convex combination of PD matrices", + "type": "text" + }, + { + "bbox": [ + 483, + 287, + 502, + 301 + ], + "score": 0.92, + "content": "\\boldsymbol { \\Sigma } _ { i } ^ { - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 286, + 508, + 304 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 299, + 466, + 313 + ], + "spans": [ + { + "bbox": [ + 106, + 299, + 272, + 313 + ], + "score": 1.0, + "content": "Thus, the quadratic has a unique solution", + "type": "text" + }, + { + "bbox": [ + 272, + 299, + 284, + 309 + ], + "score": 0.88, + "content": "\\pmb { \\theta } ^ { \\star }", + "type": "inline_equation" + }, + { + "bbox": [ + 284, + 299, + 466, + 313 + ], + "score": 1.0, + "content": "where the gradient of the objective vanishes:", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 11 + }, + { + "type": "interline_equation", + "bbox": [ + 153, + 313, + 457, + 351 + ], + "lines": [ + { + "bbox": [ + 153, + 313, + 457, + 351 + ], + "spans": [ + { + "bbox": [ + 153, + 313, + 457, + 351 + ], + "score": 0.93, + "content": "\\mathbf { A } \\pmb { \\theta } ^ { \\star } - 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\\theta } \\right) = \\prod _ { i = 1 } ^ { N } \\prod _ { z \\in D _ { i } } \\mathbb { P } \\left( z \\mid \\pmb { \\theta } \\right) \\propto \\prod _ { i = 1 } ^ { N } \\mathbb { P } \\left( \\pmb { \\theta } \\mid D _ { i } \\right)", + "type": "interline_equation", + "image_path": "93c4c94aad95575a6f555694e9c3b0278314ffc7eaf943e0e6d5835f60b172ea.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 148, + 157, + 463, + 169.66666666666666 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 148, + 169.66666666666666, + 463, + 182.33333333333331 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 148, + 182.33333333333331, + 463, + 194.99999999999997 + ], + "spans": [], + "index": 6 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 210, + 506, + 224 + ], + "lines": [ + { + "bbox": [ + 104, + 208, + 506, + 227 + ], + "spans": [ + { + "bbox": [ + 104, + 208, + 407, + 227 + ], + "score": 1.0, + "content": "The proportionality constant between the left and right hand side in Eq. 8 is", + "type": "text" + }, + { + "bbox": [ + 408, + 209, + 492, + 225 + ], + "score": 0.91, + "content": "\\begin{array} { r } { \\prod _ { i = 1 } ^ { N } \\mathbb { P } \\left( D _ { i } \\right) / \\mathbb { P } \\left( D \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 492, + 208, + 506, + 227 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7, + "bbox_fs": [ + 104, + 208, + 506, + 227 + ] + }, + { + "type": "text", + "bbox": [ + 105, + 239, + 505, + 266 + ], + "lines": [ + { + "bbox": [ + 101, + 238, + 416, + 271 + ], + "spans": [ + { + "bbox": [ + 101, + 238, + 188, + 271 + ], + "score": 1.0, + "content": "Proposition 2 (Glomizer of a quadratic", + "type": "text" + }, + { + "bbox": [ + 291, + 238, + 320, + 271 + ], + "score": 1.0, + "content": "The glo, where", + "type": "text" + }, + { + "bbox": [ + 396, + 241, + 404, + 251 + ], + "score": 0.81, + "content": "\\pmb { \\mu 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\\end{array}", + "type": "inline_equation" + } + ], + "index": 9 + } + ], + "index": 8.5, + "bbox_fs": [ + 101, + 238, + 503, + 271 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 276, + 506, + 311 + ], + "lines": [ + { + "bbox": [ + 105, + 275, + 506, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 275, + 506, + 289 + ], + "score": 1.0, + "content": "Proof The statement of the proposition (implicitly) assumes that all matrix inverses exist. Then, the", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 102, + 286, + 508, + 304 + ], + "spans": [ + { + "bbox": [ + 102, + 286, + 145, + 304 + ], + "score": 1.0, + "content": "quadratic", + "type": "text" + }, + { + "bbox": [ + 146, + 288, + 168, + 300 + ], + "score": 0.91, + "content": "\\mathcal { Q } ( \\pmb { \\theta } )", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 286, + 288, + 304 + ], + "score": 1.0, + "content": "is positive definite (PD) since", + "type": "text" + }, + { + "bbox": [ + 288, + 289, + 298, + 299 + ], + "score": 0.29, + "content": "\\mathbf { A }", + "type": "inline_equation" + }, + { + "bbox": [ + 298, + 286, + 483, + 304 + ], + "score": 1.0, + "content": "is PD as a convex combination of PD matrices", + "type": "text" + }, + { + "bbox": [ + 483, + 287, + 502, + 301 + ], + "score": 0.92, + "content": "\\boldsymbol { \\Sigma } _ { i } ^ { - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 286, + 508, + 304 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 299, + 466, + 313 + ], + "spans": [ + { + "bbox": [ + 106, + 299, + 272, + 313 + ], + "score": 1.0, + "content": "Thus, the quadratic has a unique solution", + "type": "text" + }, + { + "bbox": [ + 272, + 299, + 284, + 309 + ], + "score": 0.88, + "content": "\\pmb { \\theta } ^ { \\star }", + "type": "inline_equation" + }, + { + "bbox": [ + 284, + 299, + 466, + 313 + ], + "score": 1.0, + "content": "where the gradient of the objective vanishes:", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 11, + "bbox_fs": [ + 102, + 275, + 508, + 313 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 153, + 313, + 457, + 351 + ], + "lines": [ + { + "bbox": [ + 153, + 313, + 457, + 351 + ], + "spans": [ + { + "bbox": [ + 153, + 313, + 457, + 351 + ], + "score": 0.93, + "content": "\\mathbf { A } \\pmb { \\theta } ^ { \\star } - \\mathbf { b } = 0 \\quad \\Rightarrow \\quad \\pmb { \\theta } ^ { \\star } = \\mathbf { A } ^ { - 1 } \\mathbf { b } = \\left( \\sum _ { i = 1 } ^ { N } q _ { i } \\pmb { \\Sigma } _ { i } ^ { - 1 } \\right) ^ { - 1 } \\sum _ { i = 1 } ^ { N } q _ { i } \\pmb { \\Sigma } _ { i } ^ { - 1 } \\pmb { \\mu } _ { i } \\equiv \\pmb { \\mu } ,", + "type": "interline_equation", + "image_path": "159720f74c6e4f3e2549b02ea828c3e9fa4ac6aa3f989cb651dfae49fd0d814a.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 153, + 313, + 457, + 325.6666666666667 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 153, + 325.6666666666667, + 457, + 338.33333333333337 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 153, + 338.33333333333337, + 457, + 351.00000000000006 + ], + "spans": [], + "index": 15 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 352, + 325, + 365 + ], + "lines": [ + { + "bbox": [ + 105, + 351, + 326, + 367 + ], + "spans": [ + { + "bbox": [ + 105, + 351, + 182, + 367 + ], + "score": 1.0, + "content": "which implies that", + "type": "text" + }, + { + "bbox": [ + 182, + 354, + 191, + 364 + ], + "score": 0.82, + "content": "\\pmb { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 351, + 300, + 367 + ], + "score": 1.0, + "content": "is the unique minimizer of", + "type": "text" + }, + { + "bbox": [ + 300, + 353, + 322, + 365 + ], + "score": 0.92, + "content": "\\mathcal { Q } ( \\pmb { \\theta } )", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 351, + 326, + 367 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16, + "bbox_fs": [ + 105, + 351, + 326, + 367 + ] + }, + { + "type": "title", + "bbox": [ + 105, + 385, + 465, + 400 + ], + "lines": [ + { + "bbox": [ + 105, + 385, + 466, + 401 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 466, + 401 + ], + "score": 1.0, + "content": "C COMPUTATION OF CLIENT DELTAS VIA DYNAMIC PROGRAMMING", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "text", + "bbox": [ + 107, + 410, + 505, + 448 + ], + "lines": [ + { + "bbox": [ + 105, + 410, + 505, + 424 + ], + "spans": [ + { + "bbox": [ + 105, + 410, + 505, + 424 + ], + "score": 1.0, + "content": "In this section, we provide a constructive proof for the following theorem by designing an efficient", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 422, + 506, + 439 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 204, + 439 + ], + "score": 1.0, + "content": "algorithm for computing", + "type": "text" + }, + { + "bbox": [ + 205, + 422, + 289, + 438 + ], + "score": 0.94, + "content": "\\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } = \\hat { \\pmb { \\Sigma } } _ { \\ell } ^ { - 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\\rho _ { \\ell } ) \\hat { \\bf S } _ { \\ell }", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 471, + 507, + 486 + ], + "score": 1.0, + "content": "be a shrinkage estimator (Ledoit & Wolf,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 482, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 231, + 496 + ], + "score": 1.0, + "content": "2004b) of the covariance with", + "type": "text" + }, + { + "bbox": [ + 231, + 484, + 327, + 496 + ], + "score": 0.85, + "content": "\\rho _ { \\ell } : = 1 / ( 1 + ( \\ell - 1 ) \\rho )", + "type": "inline_equation" + }, + { + "bbox": [ + 328, + 482, + 366, + 496 + ], + "score": 1.0, + "content": "for some", + "type": "text" + }, + { + "bbox": [ + 366, + 484, + 418, + 496 + ], + "score": 0.92, + "content": "\\rho \\in [ 0 , + \\infty )", + "type": "inline_equation" + }, + { + "bbox": [ + 418, + 482, + 480, + 496 + ], + "score": 1.0, + "content": ". 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1 } ) ^ { \\top } + } \\\\ & { \\qquad = \\displaystyle \\sum _ { j = 1 } ^ { t - 1 } ( \\mathbf { x } _ { j } - \\mathbf { \\bar { x } } _ { k - 1 } ) ( \\mathbf { \\bar { x } } _ { k } - \\mathbf { \\bar { x } } _ { k - 1 } ) ^ { \\top } + \\left( \\frac { t - 1 } { t } \\right) ^ { 2 } \\left( \\mathbf { x } _ { t } - \\mathbf { \\bar { x } } _ { t - 1 } \\right) ( \\mathbf { x } _ { s } - \\mathbf { \\bar { x } } _ { t - 1 } ) ^ { \\top } } \\\\ & { \\qquad \\quad \\frac { t - 1 } { t ^ { 2 } } \\left( \\mathbf { x } _ { t } - \\mathbf { \\bar { x } } _ { t - 1 } \\right) ( \\mathbf { \\bar { x } } _ { t } - \\mathbf { \\bar { x } } _ { t - 1 } ) ^ { \\top } + \\left( \\frac { t - 1 } { t } \\right) ^ { 2 } \\left( \\mathbf { \\bar { x } } _ { t } - \\mathbf { \\bar { x } } _ { t - 1 } \\right) ( \\mathbf { x } _ { s } - \\mathbf { \\bar { x } } _ { t - 1 } ) ^ { \\top } } \\\\ & \\qquad = ( t - 2 ) \\mathbf { \\bar { x } } _ \\end{array}", + "type": "interline_equation", + "image_path": "30eaf7bf8ca1bba562009f07b48221347ce03e1219ffffe2c2f5c3196055fdd5.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 126, + 398, + 469, + 458.0 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 126, + 458.0, + 469, + 518.0 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 126, + 518.0, + 469, + 578.0 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 582, + 399, + 596 + ], + "lines": [ + { + "bbox": [ + 105, + 581, + 396, + 598 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 345, + 598 + ], + "score": 1.0, + "content": "Thus, we have the following recurrent relationship between", + "type": "text" + }, + { + "bbox": [ + 345, + 582, + 356, + 595 + ], + "score": 0.89, + "content": "\\hat { \\mathbf { S } } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 581, + 375, + 598 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 375, + 582, + 396, + 596 + ], + "score": 0.92, + "content": "\\hat { \\bf S } _ { t - 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Consider the following matrix:", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10, + "bbox_fs": [ + 106, + 235, + 505, + 249 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 271, + 252, + 339, + 267 + ], + "lines": [ + { + "bbox": [ + 271, + 252, + 339, + 267 + ], + "spans": [ + { + "bbox": [ + 271, + 252, + 339, + 267 + ], + "score": 0.92, + "content": "\\begin{array} { r } { \\tilde { \\Sigma } _ { t } : = \\mathbf { I } + \\beta _ { t } \\hat { \\mathbf { S } } _ { t } , } \\end{array}", + "type": "interline_equation", + "image_path": "8b69034aeeaac64b8a332c3566c85b684a044cc0712aee39c5df79b5553a5a88.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 271, + 252, + 339, + 267 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 273, + 507, + 297 + ], + "lines": [ + { + "bbox": [ + 105, + 272, + 506, + 286 + ], + "spans": [ + { + "bbox": [ + 105, + 272, + 132, + 286 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 132, + 275, + 142, + 285 + ], + "score": 0.87, + "content": "\\beta _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 142, + 272, + 228, + 286 + ], + "score": 1.0, + "content": "is a scalar function of", + "type": "text" + }, + { + "bbox": [ + 228, + 274, + 288, + 285 + ], + "score": 0.9, + "content": "t = 1 , 2 , \\ldots , \\ell .", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 272, + 376, + 286 + ], + "score": 1.0, + "content": ". We would like to find", + "type": "text" + }, + { + "bbox": [ + 376, + 274, + 386, + 285 + ], + "score": 0.88, + "content": "\\beta _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 387, + 272, + 424, + 286 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 425, + 272, + 502, + 286 + ], + "score": 0.92, + "content": "\\tilde { \\Sigma } _ { t } = \\tilde { \\Sigma } _ { t - 1 } + \\gamma _ { t } \\mathbf { U } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 272, + 506, + 286 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 284, + 383, + 297 + ], + "spans": [ + { + "bbox": [ + 105, + 284, + 133, + 297 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 286, + 146, + 296 + ], + "score": 0.88, + "content": "\\mathbf { U } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 147, + 284, + 383, + 297 + ], + "score": 1.0, + "content": "is a rank-1 matrix, i.e., the following equality should hold:", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12.5, + "bbox_fs": [ + 105, + 272, + 506, + 297 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 252, + 301, + 359, + 316 + ], + "lines": [ + { + "bbox": [ + 252, + 301, + 359, + 316 + ], + "spans": [ + { + "bbox": [ + 252, + 301, + 359, + 316 + ], + "score": 0.92, + "content": "\\beta _ { t } \\hat { \\mathbf { S } } _ { t } = \\beta _ { t - 1 } \\hat { \\mathbf { S } } _ { t - 1 } + \\gamma _ { t } \\mathbf { U } _ { t }", + "type": "interline_equation", + "image_path": "f38bede725df51592176a23d7da0b8b76bff7412dc7d17c098649984cc483025.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 252, + 301, + 359, + 316 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 322, + 505, + 355 + ], + "lines": [ + { + "bbox": [ + 104, + 321, + 507, + 336 + ], + "spans": [ + { + "bbox": [ + 104, + 321, + 248, + 336 + ], + "score": 1.0, + "content": "To determine the functional form of", + "type": "text" + }, + { + "bbox": [ + 249, + 324, + 258, + 334 + ], + "score": 0.89, + "content": "\\beta _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 259, + 321, + 401, + 336 + ], + "score": 1.0, + "content": ", we need recurrent relationships for", + "type": "text" + }, + { + "bbox": [ + 401, + 324, + 412, + 334 + ], + "score": 0.86, + "content": "\\bar { \\mathbf { x } } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 412, + 321, + 429, + 336 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 430, + 321, + 441, + 334 + ], + "score": 0.89, + "content": "\\hat { \\mathbf { S } } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 321, + 507, + 336 + ], + "score": 1.0, + "content": ". For the former,", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 104, + 332, + 504, + 348 + ], + "spans": [ + { + "bbox": [ + 104, + 332, + 482, + 348 + ], + "score": 1.0, + "content": "note that the following relationship holds for two consecutive estimates of the sample mean,", + "type": "text" + }, + { + "bbox": [ + 483, + 335, + 504, + 346 + ], + "score": 0.89, + "content": "\\bar { \\mathbf { x } } _ { t - 1 }", + "type": "inline_equation" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 343, + 140, + 358 + ], + "spans": [ + { + "bbox": [ + 105, + 343, + 123, + 358 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 123, + 346, + 134, + 356 + ], + "score": 0.86, + "content": "\\bar { \\mathbf { x } } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 134, + 343, + 140, + 358 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16, + "bbox_fs": [ + 104, + 321, + 507, + 358 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 205, + 353, + 405, + 378 + ], + "lines": [ + { + "bbox": [ + 205, + 353, + 405, + 378 + ], + "spans": [ + { + "bbox": [ + 205, + 353, + 405, + 378 + ], + "score": 0.93, + "content": "\\bar { \\mathbf { x } } _ { t } = \\frac { ( t - 1 ) \\bar { \\mathbf { x } } _ { t - 1 } + \\mathbf { x } _ { t } } { t } = \\bar { \\mathbf { x } } _ { t - 1 } + \\frac { 1 } { t } \\big ( \\mathbf { x } _ { t } - \\bar { \\mathbf { x } } _ { t - 1 } \\big )", + "type": "interline_equation", + "image_path": "56cd401640c55f3948b1a291c8b49effbcccd71a4156512156734504cdc62d2c.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 205, + 353, + 405, + 378 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 382, + 264, + 394 + ], + "lines": [ + { + "bbox": [ + 105, + 379, + 267, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 379, + 207, + 397 + ], + "score": 1.0, + "content": "This allows us to expand", + "type": "text" + }, + { + "bbox": [ + 208, + 381, + 218, + 394 + ], + "score": 0.9, + "content": "\\hat { \\mathbf { S } } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 379, + 267, + 397 + ], + "score": 1.0, + "content": "as follows:", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19, + "bbox_fs": [ + 105, + 379, + 267, + 397 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 126, + 398, + 469, + 578 + ], + "lines": [ + { + "bbox": [ + 126, + 398, + 469, + 578 + ], + "spans": [ + { + "bbox": [ + 126, + 398, + 469, + 578 + ], + "score": 0.96, + "content": "\\begin{array} { r l } & { ( t - 1 ) \\tilde { \\mathbf { S } } _ { t } = \\displaystyle \\sum _ { j = 1 } ^ { t } ( \\mathbf { x } _ { j } - \\mathbf { x } _ { k , i } ) ( \\mathbf { x } _ { j } - \\mathbf { x } _ { k , i } ) ^ { \\top } } \\\\ & { \\qquad = \\displaystyle \\sum _ { j = 1 } ^ { t } \\left( \\mathbf { x } _ { j } - \\mathbf { \\bar { x } } _ { k - 1 } - \\frac { \\mathbf { x } _ { k } - \\mathbf { \\bar { x } } _ { k - 1 } } { L } \\right) \\left( \\mathbf { x } _ { j } - \\mathbf { \\bar { x } } _ { k - 1 } - \\frac { \\mathbf { x } _ { k } - \\mathbf { \\bar { x } } _ { k - 1 } } { L } \\right) ^ { \\top } } \\\\ & { \\qquad = \\displaystyle \\sum _ { j = 1 } ^ { t - 1 } ( \\mathbf { x } _ { j } - \\mathbf { \\bar { x } } _ { k - 1 } ) \\left( \\mathbf { x } _ { j } - \\mathbf { \\bar { x } } _ { k - 1 } \\right) ^ { \\top } - 2 \\frac { \\mathbf { x } _ { k } - \\mathbf { \\bar { x } } _ { k - 1 } } { L } \\displaystyle \\sum _ { j = 1 } ^ { t - 1 } ( \\mathbf { x } _ { j } - \\mathbf { \\bar { x } } _ { k - 1 } ) ^ { \\top } + } \\\\ & { \\qquad = \\displaystyle \\sum _ { j = 1 } ^ { t - 1 } ( \\mathbf { x } _ { j } - \\mathbf { \\bar { x } } _ { k - 1 } ) ( \\mathbf { \\bar { x } } _ { k } - \\mathbf { \\bar { x } } _ { k - 1 } ) ^ { \\top } + \\left( \\frac { t - 1 } { t } \\right) ^ { 2 } \\left( \\mathbf { x } _ { t } - \\mathbf { \\bar { x } } _ { t - 1 } \\right) ( \\mathbf { x } _ { s } - \\mathbf { \\bar { x } } _ { t - 1 } ) ^ { \\top } } \\\\ & { \\qquad \\quad \\frac { t - 1 } { t ^ { 2 } } \\left( \\mathbf { x } _ { t } - \\mathbf { \\bar { x } } _ { t - 1 } \\right) ( \\mathbf { \\bar { x } } _ { t } - \\mathbf { \\bar { x } } _ { t - 1 } ) ^ { \\top } + \\left( \\frac { t - 1 } { t } \\right) ^ { 2 } \\left( \\mathbf { \\bar { x } } _ { t } - \\mathbf { \\bar { x } } _ { t - 1 } \\right) ( \\mathbf { x } _ { s } - \\mathbf { \\bar { x } } _ { t - 1 } ) ^ { \\top } } \\\\ & \\qquad = ( t - 2 ) \\mathbf { \\bar { x } } _ \\end{array}", + "type": "interline_equation", + "image_path": "30eaf7bf8ca1bba562009f07b48221347ce03e1219ffffe2c2f5c3196055fdd5.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 126, + 398, + 469, + 458.0 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 126, + 458.0, + 469, + 518.0 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 126, + 518.0, + 469, + 578.0 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 582, + 399, + 596 + ], + "lines": [ + { + "bbox": [ + 105, + 581, + 396, + 598 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 345, + 598 + ], + "score": 1.0, + "content": "Thus, we have the following recurrent relationship between", + "type": "text" + }, + { + "bbox": [ + 345, + 582, + 356, + 595 + ], + "score": 0.89, + "content": "\\hat { \\mathbf { S } } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 581, + 375, + 598 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 375, + 582, + 396, + 596 + ], + "score": 0.92, + "content": "\\hat { \\bf S } _ { t - 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2 } { t - 1 } \\right) \\hat { \\mathbf { S } } _ { t - 1 } + \\frac { \\beta _ { t } } { t } ( \\mathbf { x } _ { t } - \\bar { \\mathbf { x } } _ { t - 1 } ) ( \\mathbf { x } _ { t } - \\bar { \\mathbf { x } } _ { t - 1 } ) ^ { \\top } = \\beta _ { t - 1 } \\mathbf { S } _ { t - 1 } + \\gamma _ { t } \\mathbf { U } _ { t } ,", + "type": "interline_equation", + "image_path": "c535c3f153c29ae9ed0f4ee0a32afafa17bcecf83ac2d096d91598bf4b02356e.jpg" + } + ] + } + ], + "index": 26, + "virtual_lines": [ + { + "bbox": [ + 160, + 648, + 451, + 676 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 680, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 105, + 677, + 506, + 696 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 185, + 696 + ], + "score": 1.0, + "content": "which implies that", + "type": "text" + }, + { + "bbox": [ + 186, + 680, + 325, + 693 + ], + "score": 0.9, + "content": "\\mathbf { U } _ { t } : = \\big ( \\mathbf { x } _ { t } - \\bar { \\mathbf { x } } _ { t - 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1 } { t - 2 } \\right) \\beta _ { t - 1 } = \\left( \\frac { t - 1 } { t - 2 } \\cdot \\frac { t - 2 } { t - 3 } \\right) \\beta _ { t - 2 } = \\cdot \\cdot \\cdot = ( t - 1 ) \\beta _ { 2 } ,", + "type": "interline_equation", + "image_path": "b37e83cc64e13cefc4cef433208e196fc45b73071bd715d5d7de5b0b2c240eb9.jpg" + } + ] + } + ], + "index": 29, + "virtual_lines": [ + { + "bbox": [ + 172, + 708, + 438, + 736 + ], + "spans": [], + "index": 29 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 504, + 105 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 160, + 95 + ], + "score": 1.0, + "content": "where we set", + "type": "text" + }, + { + "bbox": [ + 160, + 82, + 236, + 95 + ], + "score": 0.92, + "content": "\\beta _ { 2 } \\equiv \\rho \\in [ 0 , + \\infty )", + "type": "inline_equation" + }, + { + "bbox": [ + 236, + 81, + 378, + 95 + ], + "score": 1.0, + "content": "to be a constant. 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\\bar { \\bf x } _ { 1 } ) ( { \\bf x } _ { 2 } - \\bar { \\bf x } _ { 1 } ) ^ { \\top } , } \\\\ & { \\tilde { \\Sigma } _ { 3 } = { \\bf I } + 2 \\rho \\hat { \\bf S } _ { 3 } = \\tilde { \\Sigma } _ { 2 } + \\frac { 2 \\rho } { 3 } ( { \\bf x } _ { 3 } - \\bar { \\bf x } _ { 2 } ) ( { \\bf x } _ { 3 } - \\bar { \\bf x } _ { 2 } ) ^ { \\top } , } \\\\ & { \\qquad \\quad \\cdots } \\\\ & { \\tilde { \\Sigma } _ { t } = { \\bf I } + ( t - 1 ) \\rho \\hat { \\bf S } _ { t - 1 } = \\tilde { \\Sigma } _ { t - 1 } + \\frac { ( t - 1 ) \\rho } { t } ( { \\bf x } _ { t } - \\bar { \\bf x } _ { t - 1 } ) ( { \\bf x } _ { t } - \\bar { \\bf x } _ { t - 1 } ) ^ { \\top } } \\end{array}", + "type": "interline_equation", + "image_path": "fcdd80a516f1274a0486be1a3220be38fb999f48b67b6f2b079b31435d368a4d.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 160, + 107, + 450, + 141.0 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 160, + 141.0, + 450, + 175.0 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 160, + 175.0, + 450, + 209.0 + ], + "spans": [], + "index": 4 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 212, + 505, + 225 + ], + "lines": [ + { + "bbox": [ + 106, + 210, + 507, + 226 + ], + "spans": [ + { + "bbox": [ + 106, + 210, + 376, + 226 + ], + "score": 1.0, + "content": "Finally, we can obtain a shrinkage estimator of the covariance from", + "type": "text" + }, + { + "bbox": [ + 377, + 211, + 391, + 223 + ], + "score": 0.9, + "content": "\\tilde { \\Sigma } _ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 391, + 210, + 507, + 226 + ], + "score": 1.0, + "content": "by normalizing coefficients:", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5 + }, + { + "type": "interline_equation", + "bbox": [ + 205, + 226, + 406, + 267 + ], + "lines": [ + { + "bbox": [ + 205, + 226, + 406, + 267 + ], + "spans": [ + { + "bbox": [ + 205, + 226, + 406, + 267 + ], + "score": 0.92, + "content": "\\hat { \\pmb { \\Sigma } } _ { t } : = \\underbrace { \\frac { 1 } { 1 + ( t - 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\\bar { \\mathbf { x } } _ { \\ell - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 214, + 328, + 280, + 345 + ], + "score": 1.0, + "content": ", we can express", + "type": "text" + }, + { + "bbox": [ + 280, + 327, + 347, + 343 + ], + "score": 0.94, + "content": "\\hat { \\boldsymbol { \\Sigma } } _ { \\ell } ^ { - 1 } = \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell } ^ { - 1 } / \\rho _ { \\ell }", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 328, + 502, + 345 + ], + "score": 1.0, + "content": "using the Sherman-Morrison formula:", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10.5 + }, + { + "type": "interline_equation", + "bbox": [ + 225, + 345, + 386, + 387 + ], + "lines": [ + { + "bbox": [ + 225, + 345, + 386, + 387 + ], + "spans": [ + { + "bbox": [ + 225, + 345, + 386, + 387 + ], + "score": 0.94, + "content": "\\tilde { \\boldsymbol { \\Sigma } } _ { \\ell } ^ { - 1 } = \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell - 1 } ^ { - 1 } - \\frac { \\gamma _ { \\ell } \\left( \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell - 1 } ^ { - 1 } \\mathbf { u } _ { \\ell } \\mathbf { u } _ { \\ell } ^ { \\top } \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell - 1 } ^ { - 1 } \\right) } { 1 + \\gamma _ { \\ell } \\left( \\mathbf { u } _ { \\ell } ^ { \\top } \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell - 1 } ^ { - 1 } \\mathbf { u } _ { \\ell } \\right) }", + "type": "interline_equation", + "image_path": "d65c2ec24a225b4d1128d53fc9b75e289e81cd089c33c030a11b81789a4484ef.jpg" + } + ] + } + ], + "index": 12.5, + "virtual_lines": [ + { + "bbox": [ + 225, + 345, + 386, + 366.0 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 225, + 366.0, + 386, + 387.0 + ], + "spans": [], + "index": 13 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 390, + 505, + 421 + ], + "lines": [ + { + "bbox": [ + 104, + 389, + 507, + 408 + ], + "spans": [ + { + "bbox": [ + 104, + 389, + 248, + 408 + ], + "score": 1.0, + "content": "Note that we would like to estimate", + "type": "text" + }, + { + "bbox": [ + 249, + 389, + 338, + 405 + ], + "score": 0.91, + "content": "\\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } }", + "type": "inline_equation" + }, + { + "bbox": [ + 338, + 389, + 507, + 408 + ], + "score": 1.0, + "content": ", which can be done without computing or", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 405, + 357, + 421 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 237, + 421 + ], + "score": 1.0, + "content": "storing any matrices if we know", + "type": "text" + }, + { + "bbox": [ + 237, + 405, + 270, + 421 + ], + "score": 0.93, + "content": "\\tilde { \\Sigma } _ { \\ell - 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Thus, if we define", + "type": "text" + }, + { + "bbox": [ + 378, + 81, + 467, + 95 + ], + "score": 0.93, + "content": "\\tilde { \\Sigma } _ { t } : = \\mathbf { I } + \\rho ( t - 1 ) \\hat { \\mathbf { S } } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 468, + 81, + 505, + 95 + ], + "score": 1.0, + "content": ", then the", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 281, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 281, + 106 + ], + "score": 1.0, + "content": "following recurrent relationships will hold:", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5, + "bbox_fs": [ + 105, + 81, + 505, + 106 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 160, + 107, + 450, + 209 + ], + "lines": [ + { + "bbox": [ + 160, + 107, + 450, + 209 + ], + "spans": [ + { + "bbox": [ + 160, + 107, + 450, + 209 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { \\tilde { \\Sigma } _ { 1 } = { \\bf I } , } \\\\ & { \\tilde { \\Sigma } _ { 2 } = { \\bf I } + \\rho \\hat { \\bf S } _ { 2 } = \\tilde { \\Sigma } _ { 1 } + \\frac { \\rho } { 2 } ( { \\bf x } _ { 2 } - \\bar { \\bf x } _ { 1 } ) ( { \\bf x } _ { 2 } - \\bar { \\bf x } _ { 1 } ) ^ { \\top } , } \\\\ & { \\tilde { \\Sigma } _ { 3 } = { \\bf I } + 2 \\rho \\hat { \\bf S } _ { 3 } = \\tilde { \\Sigma } _ { 2 } + \\frac { 2 \\rho } { 3 } ( { \\bf x } _ { 3 } - \\bar { \\bf x } _ { 2 } ) ( { \\bf x } _ { 3 } - \\bar { \\bf x } _ { 2 } ) ^ { \\top } , } \\\\ & { \\qquad \\quad \\cdots } \\\\ & { \\tilde { \\Sigma } _ { t } = { \\bf I } + ( t - 1 ) \\rho \\hat { \\bf S } _ { t - 1 } = \\tilde { \\Sigma } _ { t - 1 } + \\frac { ( t - 1 ) \\rho } { t } ( { \\bf x } _ { t } - \\bar { \\bf x } _ { t - 1 } ) ( { \\bf x } _ { t } - \\bar { \\bf x } _ { t - 1 } ) ^ { \\top } } \\end{array}", + "type": "interline_equation", + "image_path": "fcdd80a516f1274a0486be1a3220be38fb999f48b67b6f2b079b31435d368a4d.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 160, + 107, + 450, + 141.0 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 160, + 141.0, + 450, + 175.0 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 160, + 175.0, + 450, + 209.0 + ], + "spans": [], + "index": 4 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 212, + 505, + 225 + ], + "lines": [ + { + "bbox": [ + 106, + 210, + 507, + 226 + ], + "spans": [ + { + "bbox": [ + 106, + 210, + 376, + 226 + ], + "score": 1.0, + "content": "Finally, we can obtain a shrinkage estimator of the covariance from", + "type": "text" + }, + { + "bbox": [ + 377, + 211, + 391, + 223 + ], + "score": 0.9, + "content": "\\tilde { \\Sigma } _ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 391, + 210, + 507, + 226 + ], + "score": 1.0, + "content": "by normalizing coefficients:", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5, + "bbox_fs": [ + 106, + 210, + 507, + 226 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 205, + 226, + 406, + 267 + ], + "lines": [ + { + "bbox": [ + 205, + 226, + 406, + 267 + ], + "spans": [ + { + "bbox": [ + 205, + 226, + 406, + 267 + ], + "score": 0.92, + "content": "\\hat { \\pmb { \\Sigma } } _ { t } : = \\underbrace { \\frac { 1 } { 1 + ( t - 1 ) \\rho } } _ { \\rho _ { t } } \\mathbf { I } + \\underbrace { \\frac { ( t - 1 ) \\rho } { 1 + ( t - 1 ) \\rho } } _ { 1 - \\rho _ { t } } \\hat { \\mathbf { S } } _ { t } = \\rho _ { t } \\tilde { \\mathbf { \\Sigma } } _ { t }", + "type": "interline_equation", + "image_path": "4627ff1ab205a5ca3e4075ff46433308a3a5868cb4b70fc1312d2a52b1e5cc10.jpg" + } + ] + } + ], + "index": 6.5, + "virtual_lines": [ + { + "bbox": [ + 205, + 226, + 406, + 246.5 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 205, + 246.5, + 406, + 267.0 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 270, + 279, + 284 + ], + "lines": [ + { + "bbox": [ + 104, + 268, + 276, + 286 + ], + "spans": [ + { + "bbox": [ + 104, + 268, + 146, + 286 + ], + "score": 1.0, + "content": "Note that", + "type": "text" + }, + { + "bbox": [ + 146, + 270, + 178, + 283 + ], + "score": 0.92, + "content": "\\hat { \\Sigma } _ { 1 } \\equiv \\mathbf { I }", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 268, + 195, + 286 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 196, + 270, + 234, + 283 + ], + "score": 0.93, + "content": "\\hat { \\Sigma } _ { t } \\to \\mathbf S _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 268, + 246, + 286 + ], + "score": 1.0, + "content": "as", + "type": "text" + }, + { + "bbox": [ + 246, + 273, + 276, + 282 + ], + "score": 0.9, + "content": "t \\to \\infty", + "type": "inline_equation" + } + ], + "index": 8 + } + ], + "index": 8, + "bbox_fs": [ + 104, + 268, + 276, + 286 + ] + }, + { + "type": "text", + "bbox": [ + 105, + 295, + 485, + 308 + ], + "lines": [ + { + "bbox": [ + 105, + 295, + 486, + 308 + ], + "spans": [ + { + "bbox": [ + 105, + 295, + 486, + 308 + ], + "score": 1.0, + "content": "C.2 COMPUTING DELTAS USING SHERMAN-MORRISON AND DYNAMIC PROGRAMMING", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 9, + "bbox_fs": [ + 105, + 295, + 486, + 308 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 315, + 505, + 344 + ], + "lines": [ + { + "bbox": [ + 105, + 313, + 506, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 132, + 330 + ], + "score": 1.0, + "content": "Since", + "type": "text" + }, + { + "bbox": [ + 132, + 315, + 146, + 328 + ], + "score": 0.89, + "content": "\\hat { \\Sigma } _ { \\ell }", + "type": "inline_equation" + }, + { + "bbox": [ + 146, + 313, + 223, + 330 + ], + "score": 1.0, + "content": "is proportional to", + "type": "text" + }, + { + "bbox": [ + 223, + 315, + 236, + 328 + ], + "score": 0.9, + "content": "\\tilde { \\Sigma } _ { \\ell }", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 313, + 506, + 330 + ], + "score": 1.0, + "content": "and the latter satisfies recurrent rank-1 updates given in Eq. 18,", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 327, + 502, + 345 + ], + "spans": [ + { + "bbox": [ + 105, + 328, + 144, + 345 + ], + "score": 1.0, + "content": "denoting", + "type": "text" + }, + { + "bbox": [ + 144, + 332, + 213, + 343 + ], + "score": 0.9, + "content": "\\mathbf { u } _ { \\ell } : = \\mathbf { x } _ { \\ell } - \\bar { \\mathbf { x } } _ { \\ell - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 214, + 328, + 280, + 345 + ], + "score": 1.0, + "content": ", we can express", + "type": "text" + }, + { + "bbox": [ + 280, + 327, + 347, + 343 + ], + "score": 0.94, + "content": "\\hat { \\boldsymbol { \\Sigma } } _ { \\ell } ^ { - 1 } = \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell } ^ { - 1 } / \\rho _ { \\ell }", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 328, + 502, + 345 + ], + "score": 1.0, + "content": "using the Sherman-Morrison formula:", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10.5, + "bbox_fs": [ + 105, + 313, + 506, + 345 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 225, + 345, + 386, + 387 + ], + "lines": [ + { + "bbox": [ + 225, + 345, + 386, + 387 + ], + "spans": [ + { + "bbox": [ + 225, + 345, + 386, + 387 + ], + "score": 0.94, + "content": "\\tilde { \\boldsymbol { \\Sigma } } _ { \\ell } ^ { - 1 } = \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell - 1 } ^ { - 1 } - \\frac { \\gamma _ { \\ell } \\left( \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell - 1 } ^ { - 1 } \\mathbf { u } _ { \\ell } \\mathbf { u } _ { \\ell } ^ { \\top } \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell - 1 } ^ { - 1 } \\right) } { 1 + \\gamma _ { \\ell } \\left( \\mathbf { u } _ { \\ell } ^ { \\top } \\tilde { \\boldsymbol { \\Sigma } } _ { \\ell - 1 } ^ { - 1 } \\mathbf { u } _ { \\ell } \\right) }", + "type": "interline_equation", + "image_path": "d65c2ec24a225b4d1128d53fc9b75e289e81cd089c33c030a11b81789a4484ef.jpg" + } + ] + } + ], + "index": 12.5, + "virtual_lines": [ + { + "bbox": [ + 225, + 345, + 386, + 366.0 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 225, + 366.0, + 386, + 387.0 + ], + "spans": [], + "index": 13 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 390, + 505, + 421 + ], + "lines": [ + { + "bbox": [ + 104, + 389, + 507, + 408 + ], + "spans": [ + { + "bbox": [ + 104, + 389, + 248, + 408 + ], + "score": 1.0, + "content": "Note that we would like to estimate", + "type": "text" + }, + { + "bbox": [ + 249, + 389, + 338, + 405 + ], + "score": 0.91, + "content": "\\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } }", + "type": "inline_equation" + }, + { + "bbox": [ + 338, + 389, + 507, + 408 + ], + "score": 1.0, + "content": ", which can be done without computing or", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 405, + 357, + 421 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 237, + 421 + ], + "score": 1.0, + "content": "storing any matrices if we know", + "type": "text" + }, + { + "bbox": [ + 237, + 405, + 270, + 421 + ], + "score": 0.93, + "content": "\\tilde { \\Sigma } _ { \\ell - 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All the datasets and", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 528, + 458, + 539 + ], + "spans": [ + { + "bbox": [ + 106, + 528, + 458, + 539 + ], + "score": 1.0, + "content": "tasks considered in our study are a subset of the tasks introduced by Reddi et al. (2020).", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 27.5, + "bbox_fs": [ + 106, + 516, + 505, + 539 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 552, + 505, + 641 + ], + "lines": [ + { + "bbox": [ + 105, + 552, + 505, + 565 + ], + "spans": [ + { + "bbox": [ + 105, + 552, + 287, + 565 + ], + "score": 1.0, + "content": "EMNIST-62. 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HyperparameterEMNIST-62CIFAR-100StackOverflowNWPStackOverflow LR
SERVEROPTCLIENTOPT# clients p/roundSGD (m = 0.9)SGD(m = 0.9)100SGD(m = 0.9)SGD(m = 0.9)20Adam(τ =10-3)SGD (m = 0.0)10Adagrad (τ = 10-5)SGD(m = 0.9)10
", + "type": "table", + "image_path": "10e4e38e44aef81da56b04000f682da3b1dbab7d48461632d6535d4cfea19e35.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 106, + 100, + 505, + 120.33333333333333 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 106, + 120.33333333333333, + 505, + 140.66666666666666 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 106, + 140.66666666666666, + 505, + 161.0 + ], + "spans": [], + "index": 3 + } + ] + } + ], + "index": 1.0 + }, + { + "type": "table", + "bbox": [ + 106, + 200, + 505, + 285 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 223, + 180, + 386, + 191 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 223, + 180, + 388, + 192 + ], + "spans": [ + { + "bbox": [ + 223, + 180, + 388, + 192 + ], + "score": 1.0, + "content": "Table 5: Hyperparameter grids for each task.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "table_body", + "bbox": [ + 106, + 200, + 505, + 285 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 106, + 200, + 505, + 285 + ], + "spans": [ + { + "bbox": [ + 106, + 200, + 505, + 285 + ], + "score": 0.982, + "html": "
HyperparameterEMNIST-62CIFAR-100StackOverflow NWPStackOverflow LR
Server learning rate Client learning rate Client epochs{0.01,0.05,0.1,0.5,1, 5} {0.001,0.005,0.01,0.05,0.1}{0.01,0.05,0.1,0.5,1} {0.1,0.5,1,5,10} {0.01,0.05,0.1} {1,5,10,50,100} {2,5,10,20}
FEDPA burn-in FEDPA shrinkage{100,200,400,600,800} {0.0001,0.001,0.01,0.1,1}
", + "type": "table", + "image_path": "fbb04cfce67b1ee850a26914c70aff08ec83104a38b90e3f24dd41730c406dec.jpg" + } + ] + } + ], + "index": 6, + "virtual_lines": [ + { + "bbox": [ + 106, + 200, + 505, + 228.33333333333334 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 106, + 228.33333333333334, + 505, + 256.6666666666667 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 106, + 256.6666666666667, + 505, + 285.0 + ], + "spans": [], + "index": 7 + } + ] + } + ], + "index": 5.0 + }, + { + "type": "text", + "bbox": [ + 106, + 319, + 505, + 418 + ], + "lines": [ + { + "bbox": [ + 106, + 319, + 505, + 331 + ], + "spans": [ + { + "bbox": [ + 106, + 319, + 505, + 331 + ], + "score": 1.0, + "content": "StackOverflow. The dataset consists of text (questions and answers) asked and answered by the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 330, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 106, + 330, + 505, + 342 + ], + "score": 1.0, + "content": "total of 342,477 unique users, collected from https://stackoverflow.com. The federated", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 341, + 505, + 353 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 505, + 353 + ], + "score": 1.0, + "content": "version of the dataset partitions it into clients by the user. In addition, questions and answers in", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 351, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 351, + 505, + 365 + ], + "score": 1.0, + "content": "the dataset have associated metadata, which includes tags. We consider two tasks introduced by", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 362, + 505, + 376 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 505, + 376 + ], + "score": 1.0, + "content": "Reddi et al. (2020): the next word prediction task (NWP) and the tag prediction task via multi-label", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 374, + 505, + 386 + ], + "spans": [ + { + "bbox": [ + 106, + 374, + 505, + 386 + ], + "score": 1.0, + "content": "logistic regression. The vocabulary of the dataset is restricted to 10,000 most frequently used words", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 384, + 505, + 396 + ], + "spans": [ + { + "bbox": [ + 106, + 384, + 505, + 396 + ], + "score": 1.0, + "content": "for each task (i.e., the NWP task becomes a multi-class classification problem with 10,000 classes).", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "score": 1.0, + "content": "The tags are similarly restricted to 500 most frequent ones (i.e., the LR task becomes a multi-label", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 406, + 258, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 258, + 420 + ], + "score": 1.0, + "content": "classification proble with 500 labels).", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 107, + 424, + 505, + 457 + ], + "lines": [ + { + "bbox": [ + 105, + 423, + 505, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 505, + 437 + ], + "score": 1.0, + "content": "For tag prediction, we use a simple linear regression model where each question or answer are", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "score": 1.0, + "content": "represented by a normalized bag-of-words vector. The model was adopted from the TensorFlow", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 446, + 317, + 458 + ], + "spans": [ + { + "bbox": [ + 106, + 446, + 317, + 458 + ], + "score": 1.0, + "content": "Federated library: https://bit.ly/2EXjAeY.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 107, + 462, + 505, + 551 + ], + "lines": [ + { + "bbox": [ + 105, + 461, + 505, + 476 + ], + "spans": [ + { + "bbox": [ + 105, + 461, + 505, + 476 + ], + "score": 1.0, + "content": "For the NWP task, we restrict each client to the first 128 sentences in their dataset, perform padding", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 473, + 505, + 487 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 505, + 487 + ], + "score": 1.0, + "content": "and truncation to ensure that sentences have 20 words, and then represent each sentence as a sequence", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 484, + 506, + 497 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 506, + 497 + ], + "score": 1.0, + "content": "of indices corresponding to the 10,000 frequently used words, as well as indices representing padding,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 496, + 505, + 508 + ], + "spans": [ + { + "bbox": [ + 105, + 496, + 505, + 508 + ], + "score": 1.0, + "content": "out-of-vocabulary (OOV) words, beginning of sentence (BOS), and end of sentence (EOS). We note", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 507, + 506, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 507, + 506, + 518 + ], + "score": 1.0, + "content": "that accuracy of next word prediction is measured only on the content words and not on the OOV,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 516, + 506, + 530 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 506, + 530 + ], + "score": 1.0, + "content": "BOS, and EOS symbols. We use an RNN model with 96-dimensional word embeddings (trained", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 529, + 506, + 541 + ], + "spans": [ + { + "bbox": [ + 106, + 529, + 506, + 541 + ], + "score": 1.0, + "content": "from scratch), 670-dimensional LSTM layer, followed by a fully connected output softmax layer.", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 539, + 501, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 501, + 552 + ], + "score": 1.0, + "content": "The model was adopted from the TensorFlow Federated library: https://bit.ly/2SoSi3X.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 23.5 + }, + { + "type": "title", + "bbox": [ + 107, + 578, + 177, + 590 + ], + "lines": [ + { + "bbox": [ + 105, + 577, + 179, + 591 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 179, + 591 + ], + "score": 1.0, + "content": "D.2 METHODS", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 107, + 604, + 505, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 605, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 505, + 617 + ], + "score": 1.0, + "content": "As mentioned in the main text, we used FEDAVG with adaptive server optimizers with 1 or multiple", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 617, + 505, + 627 + ], + "spans": [ + { + "bbox": [ + 106, + 617, + 505, + 627 + ], + "score": 1.0, + "content": "local epochs per client as our baselines. For each task, we selected the best server optimizer based", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 627, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 639 + ], + "score": 1.0, + "content": "on the results reported by Reddi et al. (2020), given in Table 4. We emphasize, even though we", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 638, + 506, + 650 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 506, + 650 + ], + "score": 1.0, + "content": "refer to all our baseline methods as FEDAVG, the names of the methods as given by Reddi et al.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 649, + 506, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 506, + 661 + ], + "score": 1.0, + "content": "(2020) should be FEDAVGM for EMNIST-62 and CIFAR-100, FEDADAM for StackOverflow NWP", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 660, + 505, + 671 + ], + "spans": [ + { + "bbox": [ + 105, + 660, + 505, + 671 + ], + "score": 1.0, + "content": "and FEDADAGRAD for StackOverflow LR. Another difference between our baselines and Reddi", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 671, + 505, + 683 + ], + "spans": [ + { + "bbox": [ + 105, + 671, + 505, + 683 + ], + "score": 1.0, + "content": "et al. (2020) is that we ran SGD with momentum on the clients for EMNIST-62, CIFAR-100, and", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 681, + 497, + 694 + ], + "spans": [ + { + "bbox": [ + 105, + 681, + 497, + 694 + ], + "score": 1.0, + "content": "StackOverflow LR, as that improved performance of the methods with multiple epochs per client.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32.5 + }, + { + "type": "text", + "bbox": [ + 108, + 699, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "Our FEDPA methods used the same configurations as FEDAVG baselines; moreover, FEDPA and", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "FEDAVG were identical (algorithmically) during the burn-in phase and only different in the client-side", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 721, + 312, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 312, + 733 + ], + "score": 1.0, + "content": "computation during the sampling phase of FEDPA.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38 + } + ], + "page_idx": 19, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 298, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 298, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 15 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "table", + "bbox": [ + 106, + 100, + 505, + 161 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 106, + 80, + 504, + 91 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 80, + 504, + 91 + ], + "spans": [ + { + "bbox": [ + 106, + 80, + 299, + 91 + ], + "score": 1.0, + "content": "Table 4: Selected optimizers for each task. For SGD,", + "type": "text" + }, + { + "bbox": [ + 299, + 82, + 308, + 90 + ], + "score": 0.66, + "content": "m", + "type": "inline_equation" + }, + { + "bbox": [ + 309, + 80, + 425, + 91 + ], + "score": 1.0, + "content": "denotes momentum. For Adam,", + "type": "text" + }, + { + "bbox": [ + 425, + 80, + 501, + 91 + ], + "score": 0.86, + "content": "\\beta _ { 1 } = 0 . 9 , \\beta _ { 2 } = 0 . 9 9", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 80, + 504, + 91 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "table_body", + "bbox": [ + 106, + 100, + 505, + 161 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 100, + 505, + 161 + ], + "spans": [ + { + "bbox": [ + 106, + 100, + 505, + 161 + ], + "score": 0.976, + "html": "
HyperparameterEMNIST-62CIFAR-100StackOverflowNWPStackOverflow LR
SERVEROPTCLIENTOPT# clients p/roundSGD (m = 0.9)SGD(m = 0.9)100SGD(m = 0.9)SGD(m = 0.9)20Adam(τ =10-3)SGD (m = 0.0)10Adagrad (τ = 10-5)SGD(m = 0.9)10
", + "type": "table", + "image_path": "10e4e38e44aef81da56b04000f682da3b1dbab7d48461632d6535d4cfea19e35.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 106, + 100, + 505, + 120.33333333333333 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 106, + 120.33333333333333, + 505, + 140.66666666666666 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 106, + 140.66666666666666, + 505, + 161.0 + ], + "spans": [], + "index": 3 + } + ] + } + ], + "index": 1.0 + }, + { + "type": "table", + "bbox": [ + 106, + 200, + 505, + 285 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 223, + 180, + 386, + 191 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 223, + 180, + 388, + 192 + ], + "spans": [ + { + "bbox": [ + 223, + 180, + 388, + 192 + ], + "score": 1.0, + "content": "Table 5: Hyperparameter grids for each task.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "table_body", + "bbox": [ + 106, + 200, + 505, + 285 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 106, + 200, + 505, + 285 + ], + "spans": [ + { + "bbox": [ + 106, + 200, + 505, + 285 + ], + "score": 0.982, + "html": "
HyperparameterEMNIST-62CIFAR-100StackOverflow NWPStackOverflow LR
Server learning rate Client learning rate Client epochs{0.01,0.05,0.1,0.5,1, 5} {0.001,0.005,0.01,0.05,0.1}{0.01,0.05,0.1,0.5,1} {0.1,0.5,1,5,10} {0.01,0.05,0.1} {1,5,10,50,100} {2,5,10,20}
FEDPA burn-in FEDPA shrinkage{100,200,400,600,800} {0.0001,0.001,0.01,0.1,1}
", + "type": "table", + "image_path": "fbb04cfce67b1ee850a26914c70aff08ec83104a38b90e3f24dd41730c406dec.jpg" + } + ] + } + ], + "index": 6, + "virtual_lines": [ + { + "bbox": [ + 106, + 200, + 505, + 228.33333333333334 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 106, + 228.33333333333334, + 505, + 256.6666666666667 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 106, + 256.6666666666667, + 505, + 285.0 + ], + "spans": [], + "index": 7 + } + ] + } + ], + "index": 5.0 + }, + { + "type": "text", + "bbox": [ + 106, + 319, + 505, + 418 + ], + "lines": [ + { + "bbox": [ + 106, + 319, + 505, + 331 + ], + "spans": [ + { + "bbox": [ + 106, + 319, + 505, + 331 + ], + "score": 1.0, + "content": "StackOverflow. The dataset consists of text (questions and answers) asked and answered by the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 330, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 106, + 330, + 505, + 342 + ], + "score": 1.0, + "content": "total of 342,477 unique users, collected from https://stackoverflow.com. The federated", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 341, + 505, + 353 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 505, + 353 + ], + "score": 1.0, + "content": "version of the dataset partitions it into clients by the user. In addition, questions and answers in", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 351, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 351, + 505, + 365 + ], + "score": 1.0, + "content": "the dataset have associated metadata, which includes tags. We consider two tasks introduced by", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 362, + 505, + 376 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 505, + 376 + ], + "score": 1.0, + "content": "Reddi et al. (2020): the next word prediction task (NWP) and the tag prediction task via multi-label", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 374, + 505, + 386 + ], + "spans": [ + { + "bbox": [ + 106, + 374, + 505, + 386 + ], + "score": 1.0, + "content": "logistic regression. The vocabulary of the dataset is restricted to 10,000 most frequently used words", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 384, + 505, + 396 + ], + "spans": [ + { + "bbox": [ + 106, + 384, + 505, + 396 + ], + "score": 1.0, + "content": "for each task (i.e., the NWP task becomes a multi-class classification problem with 10,000 classes).", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "score": 1.0, + "content": "The tags are similarly restricted to 500 most frequent ones (i.e., the LR task becomes a multi-label", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 406, + 258, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 258, + 420 + ], + "score": 1.0, + "content": "classification proble with 500 labels).", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 12, + "bbox_fs": [ + 105, + 319, + 505, + 420 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 424, + 505, + 457 + ], + "lines": [ + { + "bbox": [ + 105, + 423, + 505, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 505, + 437 + ], + "score": 1.0, + "content": "For tag prediction, we use a simple linear regression model where each question or answer are", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "score": 1.0, + "content": "represented by a normalized bag-of-words vector. The model was adopted from the TensorFlow", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 446, + 317, + 458 + ], + "spans": [ + { + "bbox": [ + 106, + 446, + 317, + 458 + ], + "score": 1.0, + "content": "Federated library: https://bit.ly/2EXjAeY.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18, + "bbox_fs": [ + 105, + 423, + 505, + 458 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 462, + 505, + 551 + ], + "lines": [ + { + "bbox": [ + 105, + 461, + 505, + 476 + ], + "spans": [ + { + "bbox": [ + 105, + 461, + 505, + 476 + ], + "score": 1.0, + "content": "For the NWP task, we restrict each client to the first 128 sentences in their dataset, perform padding", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 473, + 505, + 487 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 505, + 487 + ], + "score": 1.0, + "content": "and truncation to ensure that sentences have 20 words, and then represent each sentence as a sequence", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 484, + 506, + 497 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 506, + 497 + ], + "score": 1.0, + "content": "of indices corresponding to the 10,000 frequently used words, as well as indices representing padding,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 496, + 505, + 508 + ], + "spans": [ + { + "bbox": [ + 105, + 496, + 505, + 508 + ], + "score": 1.0, + "content": "out-of-vocabulary (OOV) words, beginning of sentence (BOS), and end of sentence (EOS). We note", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 507, + 506, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 507, + 506, + 518 + ], + "score": 1.0, + "content": "that accuracy of next word prediction is measured only on the content words and not on the OOV,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 516, + 506, + 530 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 506, + 530 + ], + "score": 1.0, + "content": "BOS, and EOS symbols. We use an RNN model with 96-dimensional word embeddings (trained", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 529, + 506, + 541 + ], + "spans": [ + { + "bbox": [ + 106, + 529, + 506, + 541 + ], + "score": 1.0, + "content": "from scratch), 670-dimensional LSTM layer, followed by a fully connected output softmax layer.", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 539, + 501, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 501, + 552 + ], + "score": 1.0, + "content": "The model was adopted from the TensorFlow Federated library: https://bit.ly/2SoSi3X.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 23.5, + "bbox_fs": [ + 105, + 461, + 506, + 552 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 578, + 177, + 590 + ], + "lines": [ + { + "bbox": [ + 105, + 577, + 179, + 591 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 179, + 591 + ], + "score": 1.0, + "content": "D.2 METHODS", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 107, + 604, + 505, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 605, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 505, + 617 + ], + "score": 1.0, + "content": "As mentioned in the main text, we used FEDAVG with adaptive server optimizers with 1 or multiple", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 617, + 505, + 627 + ], + "spans": [ + { + "bbox": [ + 106, + 617, + 505, + 627 + ], + "score": 1.0, + "content": "local epochs per client as our baselines. For each task, we selected the best server optimizer based", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 627, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 639 + ], + "score": 1.0, + "content": "on the results reported by Reddi et al. (2020), given in Table 4. We emphasize, even though we", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 638, + 506, + 650 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 506, + 650 + ], + "score": 1.0, + "content": "refer to all our baseline methods as FEDAVG, the names of the methods as given by Reddi et al.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 649, + 506, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 506, + 661 + ], + "score": 1.0, + "content": "(2020) should be FEDAVGM for EMNIST-62 and CIFAR-100, FEDADAM for StackOverflow NWP", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 660, + 505, + 671 + ], + "spans": [ + { + "bbox": [ + 105, + 660, + 505, + 671 + ], + "score": 1.0, + "content": "and FEDADAGRAD for StackOverflow LR. Another difference between our baselines and Reddi", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 671, + 505, + 683 + ], + "spans": [ + { + "bbox": [ + 105, + 671, + 505, + 683 + ], + "score": 1.0, + "content": "et al. (2020) is that we ran SGD with momentum on the clients for EMNIST-62, CIFAR-100, and", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 681, + 497, + 694 + ], + "spans": [ + { + "bbox": [ + 105, + 681, + 497, + 694 + ], + "score": 1.0, + "content": "StackOverflow LR, as that improved performance of the methods with multiple epochs per client.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32.5, + "bbox_fs": [ + 105, + 605, + 506, + 694 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 699, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "Our FEDPA methods used the same configurations as FEDAVG baselines; moreover, FEDPA and", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "FEDAVG were identical (algorithmically) during the burn-in phase and only different in the client-side", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 721, + 312, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 312, + 733 + ], + "score": 1.0, + "content": "computation during the sampling phase of FEDPA.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38, + "bbox_fs": [ + 106, + 699, + 505, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 106, + 100, + 504, + 178 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 200, + 80, + 410, + 91 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 200, + 79, + 410, + 92 + ], + "spans": [ + { + "bbox": [ + 200, + 79, + 410, + 92 + ], + "score": 1.0, + "content": "Table 6: The best selected hyperparameters for each task.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "table_body", + "bbox": [ + 106, + 100, + 504, + 178 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 100, + 504, + 178 + ], + "spans": [ + { + "bbox": [ + 106, + 100, + 504, + 178 + ], + "score": 0.983, + "html": "
HyperparameterEMNIST-62CIFAR-100StackOverflow NWPStackOverflow LR
Server learning rate0.50.51.05.0
Client learning rate0.010.010.150.0
Client epochs51055
FEDPA burn-in100400800800
FEDPA shrinkage0.10.010.010.01
", + "type": "table", + "image_path": "fec8615b54cc71bf09e6b3f267621acb41a12df1d7581877707a0c58f6764ad1.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 106, + 100, + 504, + 126.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 106, + 126.0, + 504, + 152.0 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 106, + 152.0, + 504, + 178.0 + ], + "spans": [], + "index": 3 + } + ] + } + ], + "index": 1.0 + }, + { + "type": "title", + "bbox": [ + 108, + 199, + 272, + 210 + ], + "lines": [ + { + "bbox": [ + 105, + 198, + 273, + 212 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 273, + 212 + ], + "score": 1.0, + "content": "D.3 HYPERPARAMETERS AND GRIDS", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "text", + "bbox": [ + 107, + 219, + 506, + 253 + ], + "lines": [ + { + "bbox": [ + 105, + 219, + 506, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 219, + 506, + 232 + ], + "score": 1.0, + "content": "All hyperparameter grids are given in Table 5. The best server and client learning rates were selected", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 230, + 505, + 244 + ], + "spans": [ + { + "bbox": [ + 105, + 230, + 505, + 244 + ], + "score": 1.0, + "content": "based on the FEDAVG performance and used for FEDPA. The best selected hyperparameters are", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 242, + 176, + 253 + ], + "spans": [ + { + "bbox": [ + 105, + 242, + 176, + 253 + ], + "score": 1.0, + "content": "given in Table 6.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6 + }, + { + "type": "title", + "bbox": [ + 107, + 269, + 328, + 282 + ], + "lines": [ + { + "bbox": [ + 105, + 268, + 328, + 283 + ], + "spans": [ + { + "bbox": [ + 105, + 268, + 328, + 283 + ], + "score": 1.0, + "content": "E ADDITIONAL EXPERIMENTAL RESULTS", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 106, + 294, + 506, + 371 + ], + "lines": [ + { + "bbox": [ + 106, + 294, + 505, + 306 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 505, + 306 + ], + "score": 1.0, + "content": "We provide additional experimental results. As mentioned in the main text, the results presented in", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 304, + 506, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 304, + 506, + 317 + ], + "score": 1.0, + "content": "Table 3 were selected to highlight the differences between the methods with respect to two metrics of", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 316, + 506, + 329 + ], + "spans": [ + { + "bbox": [ + 105, + 316, + 506, + 329 + ], + "score": 1.0, + "content": "interest: (i) the number of rounds until the desired performance, and (ii) the performance achievable", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 327, + 506, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 506, + 339 + ], + "score": 1.0, + "content": "within a fixed number of rounds. A much fuller picture is given by the learning curves of each method.", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 337, + 506, + 351 + ], + "spans": [ + { + "bbox": [ + 105, + 337, + 506, + 351 + ], + "score": 1.0, + "content": "Therefore, we plot evaluation losses, accuracies, and metrics of interest over the course of training.", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 348, + 506, + 362 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 357, + 362 + ], + "score": 1.0, + "content": "On the plots, individual values at each round are indicated with", + "type": "text" + }, + { + "bbox": [ + 357, + 350, + 366, + 360 + ], + "score": 0.79, + "content": "\\times", + "type": "inline_equation" + }, + { + "bbox": [ + 366, + 348, + 506, + 362 + ], + "score": 1.0, + "content": "-markers and the 10-round running", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 361, + 294, + 373 + ], + "spans": [ + { + "bbox": [ + 106, + 361, + 294, + 373 + ], + "score": 1.0, + "content": "average with a line of the corresponding color.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 107, + 383, + 505, + 439 + ], + "lines": [ + { + "bbox": [ + 106, + 384, + 505, + 396 + ], + "spans": [ + { + "bbox": [ + 106, + 384, + 505, + 396 + ], + "score": 1.0, + "content": "EMNIST-62. Learning curves for FEDAVG and FEDPA on EMNIST-62 are given in Fig. 5. Fig. 5a", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 394, + 505, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 394, + 505, + 407 + ], + "score": 1.0, + "content": "shows the best FEDAVG-1E, FEDAVG-5E, and FEDPA-5E models and Fig. 5b shows the best", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 404, + 505, + 419 + ], + "spans": [ + { + "bbox": [ + 105, + 404, + 505, + 419 + ], + "score": 1.0, + "content": "FEDAVG-20E, and FEDPA-20E. Apart from the fact that multi-epoch versions converge significantly", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 415, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 505, + 430 + ], + "score": 1.0, + "content": "faster than the 1-epoch FEDAVG-1E, note that the effect of bias reduction when switching from the", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 428, + 463, + 439 + ], + "spans": [ + { + "bbox": [ + 106, + 428, + 463, + 439 + ], + "score": 1.0, + "content": "burn-in to sampling in FEDPA becomes much more pronounced in the 20-epoch version.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 107, + 451, + 506, + 572 + ], + "lines": [ + { + "bbox": [ + 106, + 451, + 506, + 464 + ], + "spans": [ + { + "bbox": [ + 106, + 451, + 506, + 464 + ], + "score": 1.0, + "content": "CIFAR-100 and StackOverflow. Learning curves for various models on CIFAR-100 and Stack-", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 462, + 506, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 462, + 506, + 474 + ], + "score": 1.0, + "content": "Overflow tasks are presented in Figs. 6 and 7. The takeaways for CIFAR-100 and StackOverflow NWP", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 473, + 506, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 506, + 485 + ], + "score": 1.0, + "content": "are essentially the same as for EMNIST-62—much faster convergence with the increased number of", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 484, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 106, + 484, + 505, + 496 + ], + "score": 1.0, + "content": "local epochs and visually noticeable improvement in losses and accuracies due to sampling-based", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 495, + 506, + 508 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 506, + 508 + ], + "score": 1.0, + "content": "bias correction in client deltas after the burn-in phase is over. Interestingly, we see that on StackOver-", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 505, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 506, + 519 + ], + "score": 1.0, + "content": "flow LR task FEDAVG-1E clearly dominates multi-epoch methods in terms of the loss and recall", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 516, + 505, + 530 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 505, + 530 + ], + "score": 1.0, + "content": "at 5, losing in precision and macro-F1. Even more puzzling is the significant drop in the average", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 527, + 506, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 506, + 541 + ], + "score": 1.0, + "content": "precision of FEDPA-ME after the switching to sampling, while at the same time a jump in recall and", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 539, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 505, + 551 + ], + "score": 1.0, + "content": "F1 metrics. This indicates that the global model moves to a different fixed point where it over-predicts", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 550, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 106, + 550, + 506, + 563 + ], + "score": 1.0, + "content": "positive labels (i.e., less precise) but also less likely to miss rare labels (i.e., higher recall on rare", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 560, + 483, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 560, + 483, + 573 + ], + "score": 1.0, + "content": "labels, and as a result a jump in macro-F1). The reason why this happens, however, is unclear.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 26 + } + ], + "page_idx": 20, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 310, + 760 + ], + "lines": [ + { + "bbox": [ + 298, + 750, + 312, + 764 + ], + "spans": [ + { + "bbox": [ + 298, + 750, + 312, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 14 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "table", + "bbox": [ + 106, + 100, + 504, + 178 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 200, + 80, + 410, + 91 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 200, + 79, + 410, + 92 + ], + "spans": [ + { + "bbox": [ + 200, + 79, + 410, + 92 + ], + "score": 1.0, + "content": "Table 6: The best selected hyperparameters for each task.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "table_body", + "bbox": [ + 106, + 100, + 504, + 178 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 100, + 504, + 178 + ], + "spans": [ + { + "bbox": [ + 106, + 100, + 504, + 178 + ], + "score": 0.983, + "html": "
HyperparameterEMNIST-62CIFAR-100StackOverflow NWPStackOverflow LR
Server learning rate0.50.51.05.0
Client learning rate0.010.010.150.0
Client epochs51055
FEDPA burn-in100400800800
FEDPA shrinkage0.10.010.010.01
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The best server and client learning rates were selected", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 230, + 505, + 244 + ], + "spans": [ + { + "bbox": [ + 105, + 230, + 505, + 244 + ], + "score": 1.0, + "content": "based on the FEDAVG performance and used for FEDPA. The best selected hyperparameters are", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 242, + 176, + 253 + ], + "spans": [ + { + "bbox": [ + 105, + 242, + 176, + 253 + ], + "score": 1.0, + "content": "given in Table 6.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6, + "bbox_fs": [ + 105, + 219, + 506, + 253 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 269, + 328, + 282 + ], + "lines": [ + { + "bbox": [ + 105, + 268, + 328, + 283 + ], + "spans": [ + { + "bbox": [ + 105, + 268, + 328, + 283 + ], + "score": 1.0, + "content": "E ADDITIONAL EXPERIMENTAL RESULTS", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 106, + 294, + 506, + 371 + ], + "lines": [ + { + "bbox": [ + 106, + 294, + 505, + 306 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 505, + 306 + ], + "score": 1.0, + "content": "We provide additional experimental results. As mentioned in the main text, the results presented in", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 304, + 506, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 304, + 506, + 317 + ], + "score": 1.0, + "content": "Table 3 were selected to highlight the differences between the methods with respect to two metrics of", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 316, + 506, + 329 + ], + "spans": [ + { + "bbox": [ + 105, + 316, + 506, + 329 + ], + "score": 1.0, + "content": "interest: (i) the number of rounds until the desired performance, and (ii) the performance achievable", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 327, + 506, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 506, + 339 + ], + "score": 1.0, + "content": "within a fixed number of rounds. A much fuller picture is given by the learning curves of each method.", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 337, + 506, + 351 + ], + "spans": [ + { + "bbox": [ + 105, + 337, + 506, + 351 + ], + "score": 1.0, + "content": "Therefore, we plot evaluation losses, accuracies, and metrics of interest over the course of training.", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 348, + 506, + 362 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 357, + 362 + ], + "score": 1.0, + "content": "On the plots, individual values at each round are indicated with", + "type": "text" + }, + { + "bbox": [ + 357, + 350, + 366, + 360 + ], + "score": 0.79, + "content": "\\times", + "type": "inline_equation" + }, + { + "bbox": [ + 366, + 348, + 506, + 362 + ], + "score": 1.0, + "content": "-markers and the 10-round running", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 361, + 294, + 373 + ], + "spans": [ + { + "bbox": [ + 106, + 361, + 294, + 373 + ], + "score": 1.0, + "content": "average with a line of the corresponding color.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 12, + "bbox_fs": [ + 105, + 294, + 506, + 373 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 383, + 505, + 439 + ], + "lines": [ + { + "bbox": [ + 106, + 384, + 505, + 396 + ], + "spans": [ + { + "bbox": [ + 106, + 384, + 505, + 396 + ], + "score": 1.0, + "content": "EMNIST-62. Learning curves for FEDAVG and FEDPA on EMNIST-62 are given in Fig. 5. Fig. 5a", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 394, + 505, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 394, + 505, + 407 + ], + "score": 1.0, + "content": "shows the best FEDAVG-1E, FEDAVG-5E, and FEDPA-5E models and Fig. 5b shows the best", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 404, + 505, + 419 + ], + "spans": [ + { + "bbox": [ + 105, + 404, + 505, + 419 + ], + "score": 1.0, + "content": "FEDAVG-20E, and FEDPA-20E. Apart from the fact that multi-epoch versions converge significantly", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 415, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 505, + 430 + ], + "score": 1.0, + "content": "faster than the 1-epoch FEDAVG-1E, note that the effect of bias reduction when switching from the", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 428, + 463, + 439 + ], + "spans": [ + { + "bbox": [ + 106, + 428, + 463, + 439 + ], + "score": 1.0, + "content": "burn-in to sampling in FEDPA becomes much more pronounced in the 20-epoch version.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 18, + "bbox_fs": [ + 105, + 384, + 505, + 439 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 451, + 506, + 572 + ], + "lines": [ + { + "bbox": [ + 106, + 451, + 506, + 464 + ], + "spans": [ + { + "bbox": [ + 106, + 451, + 506, + 464 + ], + "score": 1.0, + "content": "CIFAR-100 and StackOverflow. 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The takeaways for CIFAR-100 and StackOverflow NWP", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 473, + 506, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 506, + 485 + ], + "score": 1.0, + "content": "are essentially the same as for EMNIST-62—much faster convergence with the increased number of", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 484, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 106, + 484, + 505, + 496 + ], + "score": 1.0, + "content": "local epochs and visually noticeable improvement in losses and accuracies due to sampling-based", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 495, + 506, + 508 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 506, + 508 + ], + "score": 1.0, + "content": "bias correction in client deltas after the burn-in phase is over. Interestingly, we see that on StackOver-", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 505, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 506, + 519 + ], + "score": 1.0, + "content": "flow LR task FEDAVG-1E clearly dominates multi-epoch methods in terms of the loss and recall", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 516, + 505, + 530 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 505, + 530 + ], + "score": 1.0, + "content": "at 5, losing in precision and macro-F1. 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Algorithm2 Client Update (FEDAVG) input initial 0o,loss fi(0),optimizer CLIENTOPT
1:for k =1,...,K do 2:0k ←CLIENTOPT(0k-1,fi(0k-1)) 3:end for output △ := 0o -0k,client weight qi
Algorithm 3 Client Update (FEDPA) input initial 0o,loss f(0),sampler CLIENTMCMC
1:for k=1,...,K do 2:0k ~ CLIENTMCMC(0k-1,fi) 3:end for output △ := ∑-1(0o- 𝜇),client weight qi
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DatasetTask# classes# clients (train/test)# examples p/ client (train/test)
EMNIST-62CR623,400 / 3,400198 ± 77 /23±9
CIFAR-100IR100500/100100 ±0/100±0
StackOverflowLR500342,477 / 204,088397 ± 1279 /81± 301
NWP10,000
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Method \\MetricNWPLR (all metrics in %,↑)
accuracy (%,†↑)rounds (#,↓)precisionrecall@5ma-F1mi-F1
AFO +23.4104968.011
FEDAVG-1E22.8107474.5869.114.943.8
FEDAVG-ME23.087078.6568.715.643.3
FEDPA-ME23.480572.868.617.344.0
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Method \\@accuracy (%, 个) 500R1500Rrounds (#,↓) 84% 86%
AFO t80.486.8546 1291
MIME $83.1*84.9464 *
FEDAVG-1E83.986.5451 1360
FEDAVG-ME85.885.986
FEDPA-ME86.587.384 92
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Method \\@accuracy (%, 个) 1000R1500Rrounds (#,↓) 30%40%
AFO t31.941.18981401
MIME t33.2*33.9680*
FEDAVG-1E24.231.71379
FEDAVG-ME40.242.1348896
FEDPA-ME44.346.3348543
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\\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta } } \\hat { \\mathbf { \\Delta 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HyperparameterEMNIST-62CIFAR-100StackOverflow NWPStackOverflow LR
Server learning rate Client learning rate Client epochs{0.01,0.05,0.1,0.5,1, 5} {0.001,0.005,0.01,0.05,0.1}{0.01,0.05,0.1,0.5,1} {0.1,0.5,1,5,10} {0.01,0.05,0.1} {1,5,10,50,100} {2,5,10,20}
FEDPA burn-in FEDPA shrinkage{100,200,400,600,800} {0.0001,0.001,0.01,0.1,1}
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HyperparameterEMNIST-62CIFAR-100StackOverflowNWPStackOverflow LR
SERVEROPTCLIENTOPT# clients p/roundSGD (m = 0.9)SGD(m = 0.9)100SGD(m = 0.9)SGD(m = 0.9)20Adam(τ =10-3)SGD (m = 0.0)10Adagrad (τ = 10-5)SGD(m = 0.9)10
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HyperparameterEMNIST-62CIFAR-100StackOverflow NWPStackOverflow LR
Server learning rate0.50.51.05.0
Client learning rate0.010.010.150.0
Client epochs51055
FEDPA burn-in100400800800
FEDPA shrinkage0.10.010.010.01
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sha256:a4eb40ba4baf918f63ee8aa2286fe13666a5c39bf9c5c6ff6b6552f434e3fb27 +size 11179 diff --git a/parse/train/HycUbvcge/HycUbvcge.md b/parse/train/HycUbvcge/HycUbvcge.md new file mode 100644 index 0000000000000000000000000000000000000000..d98fa9576105872dcbff7ec1d3366646b88285fc --- /dev/null +++ b/parse/train/HycUbvcge/HycUbvcge.md @@ -0,0 +1,311 @@ +# DEEP GENERALIZED CANONICAL CORRELATION ANALYSIS + +Adrian Benton, Huda Khayrallah, Biman Gujral, Drew Reisinger, Sheng Zhang, Raman Arora + +Center for Language and Speech Processing +Johns Hopkins University +Baltimore, MD 21218, USA +adrian†,huda?,bgujral1?,reisinger,zsheng2?,arora† +$\star _ { \emptyset }$ jhu.edu, @cogsci.jhu.edu, †@cs.jhu.edu + +# ABSTRACT + +We present Deep Generalized Canonical Correlation Analysis (DGCCA) – a method for learning nonlinear transformations of arbitrarily many views of data, such that the resulting transformations are maximally informative of each other. While methods for nonlinear two-view representation learning (Deep CCA, (Andrew et al., 2013)) and linear many-view representation learning (Generalized CCA (Horst, 1961)) exist, DGCCA is the first CCA-style multiview representation learning technique that combines the flexibility of nonlinear (deep) representation learning with the statistical power of incorporating information from many independent sources, or views. We present the DGCCA formulation as well as an efficient stochastic optimization algorithm for solving it. We learn DGCCA representations on two distinct datasets for three downstream tasks: phonetic transcription from acoustic and articulatory measurements, and recommending hashtags and friends on a dataset of Twitter users. We find that DGCCA representations soundly beat existing methods at phonetic transcription and hashtag recommendation, and in general perform no worse than standard linear many-view techniques. + +# 1 INTRODUCTION + +Multiview representation learning refers to settings where one has access to many “views” of data, at train time. Views often correspond to different modalities or independent information about examples: a scene represented as a series of audio and image frames, a social media user characterized by the messages they post and who they friend, or a speech utterance and the configuration of the speaker’s tongue. Multiview techniques learn a representation of data that captures the sources of variation common to all views. + +Multiview representation techniques are attractive for intuitive reasons. A representation that is able to explain many views of the data is more likely to capture meaningful variation than a representation that is a good fit for only one of the views. They are also attractive for the theoretical reasons. For example, Anandkumar et al. (2014) show that certain classes of latent variable models, such as Hidden Markov Models, Gaussian Mixture Models, and Latent Dirichlet Allocation models, can be optimally learned with multiview spectral techniques. Representations learned from many views will generalize better than one, since the learned representations are forced to accurately capture variation in all views at the same time (Sridharan & Kakade, 2008) – each view acts as a regularizer, constraining the possible representations that can be learned. These methods are often based on canonical correlation analysis (CCA), a classical statisical technique proposed by Hotelling (1936). + +In spite of encouraging theoretical guarantees, multiview learning techniques cannot freely model nonlinear relationships between arbitrarily many views. Either they are able to model variation across many views, but can only learn linear mappings to the shared space (Horst, 1961), or they simply cannot be applied to data with more than two views using existing techniques based on kernel CCA (Hardoon et al., 2004) and deep CCA (Andrew et al., 2013). + +Here we present Deep Generalized Canonical Correlation Analysis (DGCCA). Unlike previous correlation-based multiview techniques, DGCCA learns a shared representation from data with arbitrarily many views and simultaneously learns nonlinear mappings from each view to this shared space. The only (mild) constraint is that these nonlinear mappings from views to shared space must be differentiable. Our main methodological contribution is the derivation of the gradient update for the Generalized Canonical Correlation Analysis (GCCA) objective (Horst, 1961). As a practical contribution, we have also released an implementation of DGCCA1. + +We also evaluate DGCCA-learned representations on two distinct datasets and three downstream tasks: phonetic transcription from aligned speech and articulatory data, and Twitter hashtag and friend recommendation from six text and network feature views. We find that downstream performance of DGCCA representations is ultimately task-dependent. However, we find clear gains in performance from DGCCA for tasks previously shown to benefit from representation learning on more than two views, with up to $4 \%$ improvement in heldout accuracy for phonetic transcription. + +The paper is organized as follows. We review prior work in Section 2. In Section 3 we describe DGCCA. Empirical results on a synthetic dataset, and three downstream tasks are presented in Section 4. In Section 5, we describe the differences between DGCCA and other non-CCA-based multiview learning work and conclude with future directions in Section 6. + +# 2 PRIOR WORK + +Some of most successful techniques for multiview representation learning are based on canonical correlation analysis (Wang et al., 2015a;b) and its extension to the nonlinear and many view settings, which we describe in this section. For other related multiview learning techniques, see Section 5. + +# 2.1 CANONICAL CORRELATION ANALYSIS (CCA) + +Canonical correlation analysis (CCA) (Hotelling, 1936) is a statistical method that finds maximally correlated linear projections of two random vectors and is a fundamental multiview learning technique. Given two input views, $X _ { 1 } \in \mathbb { R } ^ { d _ { 1 } }$ and $X _ { 2 } \in \mathbb { R } ^ { d _ { 2 } }$ , with covariance matrices, $\Sigma _ { 1 1 }$ and $\Sigma _ { 2 2 }$ , respectively, and cross-covariance matrix, $\Sigma _ { 1 2 }$ , CCA finds directions that maximize the correlation between them: + +$$ +\begin{array} { r } { \mathrm { { ~ \Psi ~ \ u ~ c ~ u n c l . } ~ } \cdot \mathrm { { ~ \pi ~ } } } \\ { ( u _ { 1 } ^ { * } , u _ { 2 } ^ { * } ) = \underset { u _ { 1 } \in \mathbb { R } ^ { d _ { 1 } } , u _ { 2 } \in \mathbb { R } ^ { d _ { 2 } } } { \operatorname { a r g m a x } } \ c o r r ( u _ { 1 } ^ { \top } X _ { 1 } , u _ { 2 } ^ { \top } X _ { 2 } ) = \underset { u _ { 1 } \in \mathbb { R } ^ { d _ { 1 } } , u _ { 2 } \in \mathbb { R } ^ { d _ { 2 } } } { \operatorname { a r g m a x } } \frac { u _ { 1 } ^ { \top } \Sigma _ { 1 2 } u _ { 2 } } { \sqrt { u _ { 1 } ^ { \top } \Sigma _ { 1 1 } u _ { 1 } u _ { 2 } ^ { \top } \Sigma _ { 2 2 } u _ { 2 } } } } \end{array} +$$ + +Since this formulation is invariant to affine transformations of $u _ { 1 }$ and $u _ { 2 }$ , we can write it as the following constrained optimization formulation: + +$$ +( u _ { 1 } ^ { * } , u _ { 2 } ^ { * } ) = \mathop { \mathrm { a r g m a x } } _ { u _ { 1 } ^ { \top } \Sigma _ { 1 1 } u _ { 1 } = u _ { 2 } ^ { \top } \Sigma _ { 2 2 } u _ { 2 } = 1 } u _ { 1 } ^ { \top } \Sigma _ { 1 2 } u _ { 2 } +$$ + +This technique has two limitations that have led to significant extensions: First, it is limited to learning representations that are linear transformations of the data in each view, and second, it can only leverage two input views. + +# 2.2 DEEP CANONICAL CORRELATION ANALYSIS (DCCA) + +Deep CCA (DCCA) (Andrew et al., 2013) is an extension of CCA that addresses the first limitation by finding maximally linearly correlated non-linear transformations of two vectors. It does this by passing each of the input views through stacked non-linear representations and performing CCA on the outputs. + +Let us use $f _ { 1 } ( X _ { 1 } )$ and $f _ { 2 } ( X _ { 2 } )$ to represent the network outputs. The weights, $W _ { 1 }$ and $W _ { 2 }$ , of these networks are trained through standard backpropagation to maximize the CCA objective: + +$$ +( u _ { 1 } ^ { * } , u _ { 2 } ^ { * } , W _ { 1 } ^ { * } , W _ { 2 } ^ { * } ) = \underset { u _ { 1 } , u _ { 2 } } { \mathrm { a r g m a x } } c o r r ( u _ { 1 } ^ { \top } f _ { 1 } ( X _ { 1 } ) , u _ { 2 } ^ { \top } f _ { 2 } ( X _ { 2 } ) ) +$$ + +DCCA is still limited to only 2 input views. + +# 2.3 GENERALIZED CANONICAL CORRELATION ANALYSIS (GCCA) + +Another extension of CCA, which addresses the limitation on the number of views, is Generalized CCA (GCCA) (Horst, 1961). It corresponds to solving the optimization problem in Equation (2), of finding a shared representation $G$ of $J$ different views, where $N$ is the number of data points, $d _ { j }$ is the dimensionality of the $j$ th view, $r$ is the dimensionality of the learned representation, and $\dot { X _ { j } } \in \mathbb { R } ^ { d _ { j } \times N }$ is the data matrix for the $j$ th view.2 + +$$ +\underset { U _ { j } \in \mathbb { R } ^ { d _ { j } \times r } , G \in \mathbb { R } ^ { r \times N } } { \mathrm { m i n i m i z e } } \sum _ { j = 1 } ^ { J } \| G - U _ { j } ^ { \top } X _ { j } \| _ { F } ^ { 2 } +$$ + +Solving GCCA requires finding an eigendecomposition of an $N \times N$ matrix, which scales quadratically with sample size and leads to memory constraints. Unlike CCA and DCCA, which only learn projections or transformations on each of the views, GCCA also learns a view-independent representation $G$ that best reconstructs all of the view-specific representations simultaneously. The key limitation of GCCA is that it can only learn linear transformations of each view. + +# 3 DEEP GENERALIZED CANONICAL CORRELATION ANALYSIS (DGCCA) + +In this section, we present deep GCCA (DGCCA): a multiview representation learning technique that benefits from the expressive power of deep neural networks and can also leverage statistical strength from more than two views in data, unlike Deep CCA which is limited to only two views. More fundamentally, deep CCA and deep GCCA have very different objectives and optimization problems, and it is not immediately clear how to extend deep CCA to more than two views. + +DGCCA learns a nonlinear map for each view in order to maximize the correlation between the learnt representations across views. In training, DGCCA passes the input vectors in each view through multiple layers of nonlinear transformations and backpropagates the gradient of the GCCA objective with respect to network parameters to tune each view’s network, as illustrated in Figure 1. The objective is to train networks that reduce the GCCA reconstruction error among their outputs. At test time, new data can be projected by feeding them through the learned network for each view. + +![](images/b6051d5cd23a9ced8e9df5a0872fb6153e9dc3284c345ad6823efc0770c5385d.jpg) +Figure 1: A schematic of DGCCA with deep networks for $J$ views. + +We now formally define the DGCCA problem. We consider $J$ views in our data, and let $X _ { j } ~ \in$ $\mathbb { R } ^ { d _ { j } \times N }$ denote the $j ^ { t h }$ input matrix.3 The network for the $j ^ { t h }$ view consists of $K _ { j }$ layers. Assume, for simplicity, that each layer in the $j ^ { t h }$ view network has $c _ { j }$ units with a final (output) layer of size $o _ { j }$ . The output of the $k ^ { t h }$ layer for the $j ^ { t h }$ view is $h _ { k } ^ { j } \stackrel { \textstyle - } { = } s ( W _ { k } ^ { j } h _ { k - 1 } ^ { j } )$ , where $s : \mathbb { R } \mathbb { R }$ is a nonlinear activation function and $W _ { k } ^ { j } \in \mathbb { R } ^ { c _ { k } \times c _ { k - 1 } }$ is the weight matrix for the $k ^ { t h }$ layer of the $j ^ { t h }$ view network. We denote the output of the final layer as $f _ { j } ( X _ { j } )$ . + +DGCCA can be expressed as the following optimization problem: find weight matrices $W ^ { j } =$ $\{ W _ { 1 } ^ { j } , \dotsc , W _ { K _ { j } } ^ { j } \}$ defining the functions $f _ { j }$ , and linear transformations $U _ { j }$ (of the output of the $j ^ { t h }$ network), for $j ^ { ' } = 1 , \dotsc , J$ , that + +$$ +\begin{array} { r l } & { \mathrm { t h a t } } \\ & { \qquad \underset { U _ { j } \in \mathbb { R } ^ { o _ { j } \times r } , G \in \mathbb { R } ^ { r \times N } } { \mathrm { m i n i m i z e } } \sum _ { j = 1 } ^ { J } \| G - U _ { j } ^ { \top } f _ { j } ( X _ { j } ) \| _ { F } ^ { 2 } , } \\ & { \qquad \mathrm { s u b j e c t t o } \qquad G G ^ { \top } = I _ { r } } \end{array} +$$ + +where $G \in \mathbb { R } ^ { r \times N }$ is the shared representation we are interested in learning. + +Optimization: We solve the DGCCA optimization problem using stochastic gradient descent (SGD) with mini-batches. In particular, we estimate the gradient of the DGCCA objective in Problem 3 on a mini-batch of samples that is mapped through the network and use back-propagation to update the weight matrices, $W ^ { j }$ ’s. However, note that the DGCCA optimization problem is a constrained optimization problem. It is not immediately clear how to perform projected gradient descent with back-propagation. Instead, we characterize the objective function of the GCCA problem at an optimum, and compute its gradient with respect to the inputs to GCCA, i.e. with respect to the network outputs. These gradients are then back-propagated through the network to update $W ^ { j }$ ’s. + +Although the relationship between DGCCA and GCCA is analogous to the relationship between DCCA and CCA, derivation of the GCCA objective gradient with respect to the network output layers is non-trivial. The main difficulty stems from the fact that there is no natural extension of the correlation objective to more than two random variables. Instead, we consider correlations between every pair of views, stack them in a $J \times J$ matrix and maximize a certain matrix norm for that matrix. For GCCA, this suggests an optimization problem that maximizes the sum of correlations between a shared representation and each view. Since the objective as well as the constraints of the generalized CCA problem are very different from that of the CCA problem, it is not immediately obvious how to extend Deep CCA to Deep GCCA. + +Next, we show a sketch of the gradient derivation, the full derivation is given in appendix A. It is straightforward to show that the solution to the GCCA problem is given by solving an eigenvalue problem. In particular, define $C _ { j j } = f ( X _ { j } ) f ( X _ { j } ) ^ { \intercal } \in \mathbb { R } ^ { \bar { o } _ { j } \times o _ { j } }$ , to be the scaled empirical covariance matrix of the $j ^ { t h }$ network output, and $P _ { j } = f ( \underline { { X _ { j } } } ) ^ { \top } C _ { j j } ^ { - 1 } f ( X _ { j } ) \in \mathbb { R } ^ { N \times N }$ be the corresponding projection matrix that whitens the data; note that $P _ { j }$ is symmetric and idempotent. We define $M =$ $\textstyle \sum _ { j = 1 } ^ { J } P _ { j }$ . Since each $P _ { j }$ is positive semi-definite, so is $M$ . Then, it is easy to check that the rows of $G$ are the top the objecti $r$ (orthonormal) eigenvectors of , we can rewrite the reconstruc $M$ , and n erro $U _ { j } = { C _ { j j } ^ { - 1 } f ( X _ { j } ) G ^ { \top } }$ . Thus, at the minimum + +$$ +\sum _ { j = 1 } ^ { J } \| G - U _ { j } ^ { \top } f _ { j } ( X _ { j } ) \| _ { F } ^ { 2 } = \sum _ { j = 1 } ^ { J } \| G - G f _ { j } ( X _ { j } ) ^ { \top } C _ { j j } ^ { - 1 } f _ { j } ( X _ { j } ) \| _ { F } ^ { 2 } = r J - \mathrm { T r } ( G M G ^ { \top } ) +$$ + +Minimizing the GCCA objective (w.r.t. the weights of the neural networks) means maximizing $\mathrm { T r } ( G M G ^ { \dagger } )$ , which is the sum of eigenvalues $\begin{array} { r } { L = \sum _ { i = 1 } ^ { r } \lambda _ { i } ( M ) } \end{array}$ . Taking the derivative of $L$ with respect to each output layer $f _ { j } ( X _ { j } )$ we have: + +$$ +\frac { \partial L } { \partial f _ { j } ( X _ { j } ) } = 2 U _ { j } G - 2 U _ { j } U _ { j } ^ { \top } f _ { j } ( X _ { j } ) +$$ + +Thus, the gradient is the difference between the $r$ -dimensional auxiliary representation $G$ embedded into the subspace spanned by the columns of $U _ { j }$ (the first term) and the projection of the actual data in $f _ { j } ( X _ { j } )$ onto the said subspace (the second term). Intuitively, if the auxiliary representation $G$ is far away from the view-specific representation $U _ { j } ^ { \top } f _ { j } ( X _ { j } )$ , then the network weights should receive a large update. Computing the gradient descent update has time complexity $O ( J N r d )$ , where $d = m a x ( d _ { 1 } , d _ { 2 } , \dots , d _ { J } )$ is the largest dimensionality of the input views. + +# 4 EXPERIMENTS + +# 4.1 SYNTHETIC MULTIVIEW MIXTURE MODEL + +In this section, we apply DGCCA to a small synthetic data set to show how it preserves the generative structure of data sampled from a multiview mixture model. The data we use for this experiment are plotted in Figure 2. Points that share the same color across different views are sampled from the same mixture component. + +![](images/f95f7f716fdac710a6006c8d557b1a0eb5b8ad594c0e98c0ff07941475411ecf.jpg) +Figure 2: Synthetic data used in in Section 4.1 experiments. + +Importantly, in each view, there is no linear transformation of the data that separates the two mixture components, in the sense that the generative structure of the data could not be exploited by a linear model. This point is reinforced by Figure 3(a), which shows the two-dimensional representation $G$ learned by applying (linear) GCCA to the data in Figure 2. The learned representation completely loses the structure of the data. + +![](images/a977844e7d91231aeaa2ad16b2c6e68eda95f5076c046a05525b20f0fe51eab3.jpg) +Figure 3: The matrix $G$ learned from applying (linear) GCCA or DGCCA to the data in Figure 2. + +We can contrast the failure of GCCA to preserve structure with the result of applying DGCCA; in this case, the input neural networks had three hidden layers with ten units each with weights randomly initialized. We plot the representation $G$ learned by DGCCA in Figure 3 (b). In this representation, the mixture components are easily separated by a linear classifier; in fact, the structure is largely preserved even after projection onto the first coordinate of G. + +It is also illustrative to consider the view-specific representations learned by DGCCA, that is, to consider the outputs of the neural networks that were trained to maximize the GCCA objective. We plot the representations in Figure 4. For each view, we have learned a nonlinear mapping that does remarkably well at making the mixture components linearly separable. Recall that absolutely no direct supervision was given about which mixture component each point was generated from. The only training signals available to the networks were the reconstruction errors between the network outputs and the learned representation $G$ . + +![](images/04976c1607a675a345cb8cefa4c4245f7743d5f95edfa3f47eef92ea16a813ea.jpg) +Figure 4: Outputs of the trained input neural networks in Section 4.1 applied to the data in Figure 2. + +# 4.2 PHONEME CLASSIFICATION + +In this section, we discuss experiments on the University of Wisconsin X-ray Microbeam Database (XRMB) (Westbury, 1994). XRMB contains acoustic and articulatory recordings as well as phonemic labels. We present phoneme classification results on the acoustic vectors projected using DCCA, + +GCCA, and DGCCA. We set acoustic and articulatory data as the two views and phoneme labels as the third view for GCCA and DGCCA. For classification, we run K-nearest neighbor classification (Cover & Hart, 1967) on the projected result. + +# 4.2.1 DATA + +We use the same train/tune/test split of the data as Arora & Livescu (2014). To limit experiment runtime, we use a subset of speakers for our experiments. We run a set of cross-speaker experiments using the male speaker JW11 for training and two splits of JW24 for tuning and testing. We also perform parameter tuning for the third view with 5-fold cross validation using a single speaker, JW11. For both experiments, we use acoustic and articulatory measurements as the two views in DCCA. Following the pre-processing in Andrew et al. (2013), we get 273 and 112 dimensional feature vectors for the first and second view respectively. Each speaker has $\sim 5 0 { , } 0 0 0$ frames. For the third view in GCCA and DGCCA, we use 39-dimensional one-hot vectors corresponding to the labels for each frame, following Arora & Livescu (2014). + +# 4.2.2 PARAMETERS + +We use a fixed network size and regularization for the first two views, each containing three hidden layers with sigmoid activation functions. Hidden layers for the acoustic view were all width 1024, and layers in the articulatory view all had width 512 units. L2 penalty constants of 0.0001 and 0.01 were used to train the acoustic and articulatory view networks, respectively. The output layer dimension of each network is set to 30 for DCCA and DGCCA. For the 5-fold speaker-dependent experiments, we performed a grid search for the network sizes in $\{ 1 2 8 , 2 5 6 , 5 1 2 , \bar { 1 } 0 2 4 \}$ and covariance matrix regularization in $\mathbf { \bar { \{ 1 0 ^ { - 2 } , 1 0 ^ { - 4 } , 1 0 ^ { - 6 } , 1 0 ^ { - 8 } \} } }$ for the third view in each fold. We fix the hyperparameters for these experiments optimizing the networks with minibatch stochastic gradient descent with a step size of 0.005, batch size of 2000, and no learning decay or momentum. The third view neural network had an L2 penalty of 0.0005. + +# 4.2.3 RESULTS + +As we show in Table 1, DGCCA improves upon both the linear multiview GCCA and the non-linear 2-view DCCA for both the cross-speaker and speaker-dependent cross-validated tasks. + +In addition to accuracy, we examine the reconstruction error, i.e. the objective in Equation 3, obtained from the objective in GCCA and DGCCA.4 This sharp improvement in reconstruction error shows that a non-linear algorithm can better model the data. + +In this experimental setup, DCCA under-performs the baseline of simply running KNN on the original acoustic view. Prior work considered the output of DCCA stacked on to the central frame of the original acoustic view (39 dimensions). This poor performance, in the absence of original features, indicates that it was not able to find a more informative projection than original acoustic features based on correlation with the articulatory view within the first 30 dimensions. + +Table 1: KNN phoneme classification performance + +
CROSS-SPEAKERSPEAKER-DEPENDENT
METHODDEV AcCTEST AcCREC ERRORDEV AcCTEST AccREC ERROR
MFCC48.8949.2866.2766.22
DCCA45.4046.0665.8865.81
GCCA49.5950.1840.6769.5269.7840.39
DGCCA53.7854.2235.8972.6272.3320.52
+ +To highlight the improvements of DGCCA over GCCA, Figure 5 presents a subset of the the confusion matrices on speaker-dependent test data. In particular, we observe large improvements in the classification of $D$ , $F$ , $K$ , $S H$ , $V$ and $Y$ . GCCA outperforms DGCCA for $U H$ and $D H$ . These matrices also highlight the common misclassifications that DGCCA improves upon. For instance, + +![](images/668eab2c6ac7f13543a8189099d96f3faa1bb7f8da70e450bce50f014e4df10b.jpg) +Figure 5: The confusion matrix for speaker-dependent GCCA and DGCCA + +DGCCA rectifies the frequent misclassification of $V$ as $P$ , $R$ and $B$ by GCCA. In addition, commonly incorrect classification of phonemes such as $S$ and $T$ is corrected by DGCCA, which enables better performance on other voiceless consonants such as like $F$ , $K$ and $S H$ . Vowels are classified with almost equal accuracy by both the methods. + +# 4.3 TWITTER USER HASHTAG & FRIEND RECOMMENDATION + +Linear multiview techniques are effective at recommending hashtag and friends for Twitter users (Benton et al., 2016). In this experiment, six views of a Twitter user were constructed by applying principal component analysis (PCA) to the bag-of-words representations of (1) tweets posted by the ego user, (2) other mentioned users, (3) their friends, and (4) their followers, as well as one-hot encodings of the local (5) friend and (6) follower networks. We learn and evaluate DGCCA models on identical training, development, and test sets as Benton et al. (2016), and evaluate the DGCCA representations on macro precision at 1000 $( \mathrm { P } @ 1 0 0 0 )$ and recall at 1000 $( \mathbf { R } @ 1 0 0 0 )$ for the hashtag and friend recommendation tasks described there. + +We trained 40 different DGCCA model architectures, each with identical architectures across views, where the width of the hidden and output layers, $c _ { 1 }$ and $c _ { 2 }$ , for each view are drawn uniformly from [10, 1000], and the auxiliary representation width $r$ is drawn uniformly from $[ 1 0 , c _ { 2 } ] ^ { 5 }$ . All networks used ReLUs as activation functions, and were optimized with Adam (Kingma & Ba, 2014) for 200 epochs6. Networks were trained on $90 \%$ of 102,328 Twitter users, with $10 \%$ of users used as a tuning set to estimate heldout reconstruction error for model selection. We report development and test results for the best performing model on the downstream task development set. Learning rate was set to $1 0 ^ { - 4 }$ with an L1 and L2 regularization constants of 0.01 and 0.001 for all weights 7. + +Table 2: Dev/test performance at Twitter friend and hashtag recommendation tasks. +Table 2 displays the performance of DGCCA compared to PCA[text+net] (PCA applied to concatenation of view feature vectors), linear GCCA applied to the four text views, [text], and all + +
FRIENDHASHTAG
ALGORITHMP@1000R@1000P@1000R@1000
PCA[TEXT+NET]0.445/0.4390.149/0.1470.011/0.0080.312/0.290
GCCA[TEXT]0.244/0.2490.080/0.0810.012/0.0090.351/0.326
GCCA[TEXT+NET]0.271/0.2760.088/0.0890.012/0.0100.359/0.334
DGCCA[TEXT+NET]0.297/0.2680.099/0.0900.013/0.0100.385/0.373
WGCCA[TEXT] WGCCA[TEXT+NET]0.269/0.279 0.376/0.3640.089/0.091 0.123/0.1200.012/0.009 0.013/0.0090.357/0.325 0.360/0.346
+ +views, [text+net], along with a weighted GCCA variant (WGCCA). We learned PCA, GCCA, and WGCCA representations of width $r \in \{ 1 0 , 2 0 , 5 0 , 1 0 0 , 2 0 0 , 3 0 0 , 4 0 0 , 5 0 0 , 7 5 0 , 1 0 0 0 \}$ , and report the best performing representations on the development set. + +There are several points to note: First is that DGCCA outperforms linear methods at hashtag recommendation by a wide margin in terms of recall. This is exciting because this task was shown to benefit from incorporating more than just two views from Twitter users. These results suggest that a nonlinear transformation of the input views can yield additional gains in performance. In addition, WGCCA models sweep over every possible weighting of views with weights in $\{ 0 , 0 . 2 5 , 1 . 0 \}$ . WGCCA has a distinct advantage in that the model is allowed to discriminatively weight views to maximize downstream performance. The fact that DGCCA is able to outperform WGCCA at hashtag recommendation is encouraging, since WGCCA has much more freedom to discard uninformative views, whereas the DGCCA objective forces networks to minimize reconstruction error equally across all views. As noted in Benton et al. (2016), only the friend network view was useful for learning representations for friend recommendation (corroborated by performance of PCA applied to friend network view), so it is unsurprising that DGCCA when applied to all views cannot compete with WGCCA representations learned on the single useful friend network view8. + +# 5 OTHER MULTIVIEW LEARNING WORK + +There has been strong work outside of CCA-related methods to combine nonlinear representation and learning from multiple views. Kumar et al. (2011) elegantly outlines two main approaches these methods take to learn a joint representation from many views: either by 1) explicitly maximizing pairwise similarity/correlation between views or by 2) alternately optimizing a shared, “consensus” representation and view-specific transformations to maximize similarity. Models such as the siamese network proposed by Masci et al. (2014), fall in the former camp, minimizing the squared error between embeddings learned from each view, leading to a quadratic increase in the terms of the loss function size as the number of views increase. Rajendran et al. (2015) extend Correlational Neural Networks (Chandar et al., 2015) to many views and avoid this quadratic explosion in the loss function by only computing correlation between each view embedding and the embedding of a “pivot” view. Although this model may be appropriate for tasks such as multilingual image captioning, there are many datasets where there is no clear method of choosing a pivot view. The DGCCA objective does not suffer from this quadratic increase w.r.t. the number of views, nor does it require a privileged pivot view, since the shared representation is learned from the per-view representations. + +Approaches that estimate a “consensus” representation, such as the multiview spectral clustering approach in Kumar et al. (2011), typically do so by an alternating optimization scheme which depends on a strong initialization to avoid bad local optima. The GCCA objective our work builds on is particularly attractive, since it admits a globally optimal solution for both the view-specific projections $U _ { 1 } \dots U _ { J }$ , and the shared representation $G$ by singular value decomposition of a single matrix: a sum of the per-view projection matrices. Local optima arise in the DGCCA objective only because we are also learning nonlinear transformations of the input views. Nonlinear multiview methods often avoid learning these nonlinear transformations by assuming that a kernel or graph Laplacian (e.g. in multiview clustering) is given (Kumar et al., 2011; Xiaowen, 2014; Sharma et al., 2012). + +# 6 CONCLUSION + +We present DGCCA, a method for non-linear multiview representation learning from an arbitrary number of views. We show that DGCCA clearly outperforms prior work when using labels as a third view (Andrew et al., 2013; Arora & Livescu, 2014; Wang et al., 2015c), and can successfully exploit multiple views to learn user representations useful for downstream tasks such as hashtag recommendation for Twitter users. To date, CCA-style multiview learning techniques were either restricted to learning representations from no more than two views, or strictly linear transformations of the input views. This work overcomes these limitations. + +REFERENCES +Animashree Anandkumar, Rong Ge, Daniel Hsu, Sham M Kakade, and Matus Telgarsky. Tensor decompositions for learning latent variable models. The Journal of Machine Learning Research, 15(1):2773–2832, 2014. +Galen Andrew, Raman Arora, Jeff Bilmes, and Karen Livescu. Deep canonical correlation analysis. In Proceedings of the 30th International Conference on Machine Learning, pp. 1247–1255, 2013. +Raman Arora and Karen Livescu. Multi-view learning with supervision for transformed bottleneck features. In Acoustics, Speech and Signal Processing (ICASSP), 2014 IEEE International Conference on, pp. 2499–2503. IEEE, 2014. +Adrian Benton, Raman Arora, and Mark Dredze. Learning multiview embeddings of twitter users. In The 54th Annual Meeting of the Association for Computational Linguistics, pp. 14, 2016. +Sarath Chandar, Mitesh M. Khapra, Hugo Larochelle, and Balaraman Ravindran. Correlational neural networks. CoRR, abs/1504.07225, 2015. 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PhD thesis, Ecole Poly- ´ technique Fed´ erale de Lausanne, 2014. ´ + +# APPENDIX A DERIVING THE GCCA OBJECTIVE GRADIENT + +In order to train the neural networks in DGCCA, we need to compute the gradient of the GCCA objective with respect to any one of its input views. This gradient can then be backpropagated through the input networks to derive updates for the network weights. + +Let $N$ be the number of data points and $J$ the number of views. Let $Y _ { j } \in \mathbb { R } ^ { c _ { K } ^ { j } \times N }$ be the data matrix representing the output of the $j$ th neural network, i.e. $Y _ { j } = f _ { j } ( X _ { j } )$ , where $c _ { K } ^ { j }$ is the number of neurons in the output layer of the $j$ th network. Then, GCCA can be written as the following optimization problem, where $r$ is the dimensionality of the learned auxiliary representation: + +$$ +\begin{array} { r l } { \displaystyle \operatorname* { m i n i m i z e } _ { U _ { j } \in \mathbb { R } ^ { d _ { K } \times r } , G \in \mathbb { R } ^ { r \times N } } \sum _ { j = 1 } ^ { J } \| G - U _ { j } ^ { \top } Y _ { j } \| _ { F } ^ { 2 } } & { } \\ { \mathrm { s u b j e c t ~ t o } \quad } & { G G ^ { \top } = I _ { r } } \end{array} +$$ + +It can be shown that the solution is found by solving a certain eigenvalue problem. In particular, define $C _ { j j } = Y _ { j } Y _ { j } ^ { \top } \in \mathbb { R } ^ { c _ { K } ^ { j } \times c _ { K } ^ { j } }$ , $P _ { j } = Y _ { j } ^ { \top } C _ { j j } ^ { - 1 } Y _ { j }$ (note that $P _ { j }$ is symmetric and idempotent), and $\begin{array} { r } { M = \sum _ { j = 1 } ^ { J } P _ { j } } \end{array}$ (since each $P _ { j }$ is psd, so is $M$ ). Then the rows of $G$ are the top $r$ (orthonormal) eigenvectors of reconstruction e $M$ , and r as f $U _ { j } = C _ { j j } ^ { - 1 } Y _ { j } G ^ { \top }$ . Thus, at the minima of the objective, we can rewrite the + +$$ +\begin{array} { r l } { \displaystyle \sum _ { j = 1 } ^ { J } \| G - U _ { j } ^ { \top } Y _ { j } \| _ { F } ^ { 2 } = \displaystyle \sum _ { j = 1 } ^ { J } \| G - G Y _ { j } ^ { \top } C _ { j j } ^ { - 1 } Y _ { j } \| _ { F } ^ { 2 } } & { } \\ { = \displaystyle \sum _ { j = 1 } ^ { J } \| G ( I _ { N } - P _ { j } ) \| _ { F } ^ { 2 } } & { } \\ { = \displaystyle \sum _ { j = 1 } ^ { J } \mathrm { T } [ G ( I _ { N } - P _ { j } ) G ^ { \top } ] } & { } \\ { = \displaystyle \sum _ { j = 1 } ^ { J } \mathrm { T } [ G ( I _ { N } - P _ { j } ) G ^ { \top } ] } & { } \\ { = \displaystyle \sum _ { j = 1 } ^ { J } \mathrm { T } ( I _ { r } ) - \mathrm { T r } ( G M G ^ { \top } ) } & { } \\ { = \displaystyle J _ { r } - \mathrm { T r } ( G M G ^ { \top } ) } & { } \end{array} +$$ + +Note that we can write the rank-1 decomposition of $M$ as $\begin{array} { r } { \sum _ { k = 1 } ^ { N } \lambda _ { k } g _ { k } g _ { k } ^ { \top } } \end{array}$ . Furthermore, since the $k$ th row of $G$ is $g _ { k }$ , and since the matrix product $G g _ { k } = \hat { e } _ { k }$ , + +$$ +G M G ^ { \top } = \sum _ { k = 1 } ^ { N } \lambda _ { k } G g _ { k } ( G g _ { k } ) ^ { \top } = \sum _ { k = 1 } ^ { r } \lambda _ { k } \hat { e } _ { k } \hat { e } _ { k } ^ { \top } +$$ + +But this is just an $N \times N$ diagonal matrix containing the top $r$ eigenvalues of $M$ , so we can write the GCCA objective as + +$$ +J r - \sum _ { i = 1 } ^ { r } \lambda _ { i } ( M ) +$$ + +Thus, minimizing the GCCA objective (w.r.t. the weights of the neural nets) means maximizing the sum of eigenvalues $\textstyle \sum _ { i = 1 } ^ { r } \lambda _ { i } ( M )$ , which we will henceforth denote by $L$ . + +Now, we will derive an expression for $\frac { \partial L } { \partial Y _ { j } }$ for any view $Y _ { j }$ . First, by the chain rule, and using the fact that $\begin{array} { r } { \frac { \partial L } { \partial M } = G ^ { \top } G } \end{array}$ (Petersen & Pedersen, 2012), + +$$ +\begin{array} { c } { { \displaystyle { \frac { \partial { \cal L } } { \partial ( Y _ { j } ) _ { a b } } = \sum _ { c , d = 1 } ^ { N } \frac { \partial { \cal L } } { \partial M _ { c d } } \frac { \partial M _ { c d } } { \partial ( Y _ { j } ) _ { a b } } } } } \\ { { = \displaystyle { \sum _ { c , d = 1 } ^ { N } ( G ^ { \top } G ) _ { c d } \frac { \partial M _ { c d } } { \partial ( Y _ { j } ) _ { a b } } } } } \end{array} +$$ + +Since $\begin{array} { r } { M = \sum _ { j ^ { \prime } = 1 } ^ { J } P _ { j ^ { \prime } } } \end{array}$ , and since the only projection matrix that depends on $Y _ { j }$ is $P _ { j }$ , $\begin{array} { r } { \frac { \partial M } { \partial Y _ { j } } = \frac { \partial P _ { j } } { \partial Y _ { j } } } \end{array}$ . Since $P _ { j } = Y _ { j } ^ { \top } C _ { j j } ^ { - 1 } Y _ { j }$ , + +$$ +( P _ { j } ) _ { c d } = \sum _ { k , \ell = 1 } ^ { c _ { K } ^ { j } } ( Y _ { j } ) _ { k c } ( C _ { j j } ^ { - 1 } ) _ { k \ell } ( Y _ { j } ) _ { \ell d } +$$ + +Thus, by the product rule, + +$$ +\begin{array} { l } { \displaystyle \frac { \partial ( P _ { j } ^ { - 1 } ) _ { \omega \epsilon } } { \partial ( P _ { j } ^ { - 1 } ) _ { \omega \epsilon } } = \delta _ { \omega \epsilon } \sum _ { \ell = 1 } ^ { \epsilon } ( Y _ { j } ) _ { \lambda \epsilon \ell } ( C _ { j } ^ { - 1 } ) _ { \omega \ell } + } \\ { \displaystyle } \\ { \displaystyle \quad \delta _ { \omega \epsilon } \sum _ { \ell = 1 } ^ { \epsilon } ( Y _ { j } ) _ { \lambda \epsilon } ( C _ { j } ^ { - 1 } ) _ { \lambda \epsilon } + } \\ { \displaystyle \sum _ { k , l = 1 } ^ { \epsilon } ( Y _ { j } ) _ { \lambda \epsilon } ( Y _ { j } ) _ { \omega \epsilon } \delta _ { \lambda \epsilon } \qquad } \\ { = \delta _ { \omega \epsilon } ( C _ { j } ^ { - 1 } Y _ { j } ) _ { \omega \epsilon } ( Y _ { j } ) _ { \lambda \epsilon } + \delta _ { \omega \epsilon } ( C _ { j } ^ { - 1 } Y _ { j } ) _ { \omega \epsilon } } \\ { \displaystyle } \\ { \displaystyle \quad + \sum _ { k , l = 1 } ^ { \epsilon } ( Y _ { j } ^ { - 1 } ) _ { \lambda \epsilon } ( Y _ { j } ) _ { \omega \epsilon } \delta ( \zeta _ { j } ^ { - 1 } ) _ { k \epsilon } } \\ { \displaystyle \quad + \sum _ { k , l = 1 } ^ { \epsilon } ( Y _ { j } ) _ { k \epsilon } ( Y _ { j } ) _ { \omega \epsilon } \delta ( \zeta _ { j } ^ { - 1 } ) _ { k \epsilon } } \end{array} +$$ + +The derivative in the last term can also be computed using the chain rule: + +$$ +\begin{array} { r l } { \partial ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { k k } } & { = \displaystyle \sum _ { n = 1 } ^ { N } \widehat { \vartheta } ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { k n } d ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { n k } } \\ { \partial ( \widehat { Y _ { i } } ) _ { n k } } & { = \displaystyle \sum _ { n = 1 } ^ { N } \widehat { \vartheta } ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { k n } ( \widehat { D _ { \frac { 3 } { 2 } } } ) _ { n k } } \\ & { = - \displaystyle \sum _ { n = 1 } ^ { N } \{ ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { k n } ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { n k } ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { n k } } \\ & { \quad - \frac { 1 } { N } \displaystyle \sum _ { n = 1 } ^ { N } \widehat { \vartheta } _ { n k } ( \widehat { Y _ { i } } ) _ { n k } \} \} } \\ & { = - \displaystyle \sum _ { n = 1 } ^ { N } ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { k n } d ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { n k } ( \widehat { Y _ { i } } ) _ { n k } } \\ & { \quad - \displaystyle \sum _ { n = 1 } ^ { N } ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { k n } ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { n k } ( \widehat { Y _ { i } } ) _ { n k } } \\ & { \quad - \displaystyle \sum _ { n = 1 } ^ { N } ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { k n } ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { n k } ( \widehat { Y _ { i } } ) _ { n k } } \\ & { = - \displaystyle \sum _ { n = 1 } ^ { N } \widehat { \vartheta } ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { n k } ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { n k } } \\ & \quad - ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { n k } ( \widehat { C _ { \frac { 3 } { 2 } } } ) _ { n k } ( \widehat { Y _ { i } } ) _ { n k } \} \mathrm { d } \widehat C _ \ \end{array} +$$ + +Substituting this into the expression for $\frac { \partial ( P _ { j } ) _ { c d } } { \partial ( Y _ { j } ) _ { a b } }$ and simplifying matrix products, we find that + +$$ +\begin{array} { l } { { \frac { \partial ( P _ { j } ) _ { c d } } { \partial ( Y _ { j } ) _ { a b } } = \delta _ { c b } ( C _ { j j } ^ { - 1 } Y _ { j } ) _ { a d } + \delta _ { d b } ( C _ { j j } ^ { - 1 } Y _ { j } ) _ { a c } } } \\ { ~ - ( C _ { j j } ^ { - 1 } Y _ { j } ) _ { a c } ( Y _ { j } ^ { \top } C _ { j j } ^ { - 1 } Y _ { j } ) _ { b d } } \\ { ~ - ( C _ { j j } ^ { - 1 } Y _ { j } ) _ { a d } ( Y _ { j } ^ { \top } C _ { j j } ^ { - 1 } Y _ { j } ) _ { b c } } \\ { ~ = ( I _ { N } - P _ { j } ) _ { c b } ( C _ { j j } ^ { - 1 } Y _ { j } ) _ { a d } ~ + } \\ { ~ ( I _ { N } - P _ { j } ) _ { d b } ( C _ { j j } ^ { - 1 } Y _ { j } ) _ { a c } } \end{array} +$$ + +Finally, substituting this into our expression for $\frac { \partial L } { \partial ( Y _ { j } ) _ { a b } }$ , we find that + +Therefore, + +$$ +\begin{array} { l } { \displaystyle \frac { \partial L } { \partial ( Y _ { j } ) _ { a b } } = \sum _ { c , d = 1 } ^ { N } ( G ^ { \top } G ) _ { c d } \big ( I _ { N } - P _ { j } \big ) _ { c b } \big ( C _ { j j } ^ { - 1 } Y _ { j } \big ) _ { a d } } \\ { \displaystyle + \sum _ { c , d = 1 } ^ { N } ( G ^ { \top } G ) _ { c d } \big ( I _ { N } - P _ { j } \big ) _ { d b } \big ( C _ { j j } ^ { - 1 } Y _ { j } \big ) _ { a c } } \\ { \displaystyle = 2 \big [ C _ { j j } ^ { - 1 } Y _ { j } G ^ { \top } G \big ( I _ { N } - P _ { j } \big ) \big ] _ { a b } } \\ { \displaystyle \frac { \partial L } { \partial Y _ { j } } = 2 C _ { j j } ^ { - 1 } Y _ { j } G ^ { \top } G \big ( I _ { N } - P _ { j } \big ) } \end{array} +$$ + +But recall that $U _ { j } = C _ { j j } ^ { - 1 } Y _ { j } G ^ { \top }$ . Using this, the gradient simplifies as follows: + +$$ +\frac { \partial L } { \partial Y _ { j } } = 2 U _ { j } G - 2 U _ { j } U _ { j } ^ { \top } Y _ { j } +$$ + +Thus, the gradient is the difference between the $r$ -dimensional auxiliary representation $G$ embedded into the subspace spanned by the columns of $U _ { j }$ (the first term) and the projection of the network outputs in $Y _ { j } = f _ { j } ( X _ { j } )$ onto said subspace (the second term). Intuitively, if the auxiliary representation $G$ is far away from the view-specific representation $U _ { j } ^ { \top } f _ { j } ( X _ { j } )$ , then the network weights should receive a large update. + +# APPENDIX B DGCCA OPTIMIZATION PSEUDOCODE + +Algorithm 1 contains the pseudocode for the DGCCA optimization algorithm. In practice we use stocastic optimization with minibatches, following Wang et al. (2015c). + +# Algorithm 1 Deep Generalized CCA + +Input: multiview data: $X _ { 1 } , X _ { 2 } , \ldots , X _ { J }$ , number of iterations $T$ , learning rate $\eta$ +Output: $O _ { 1 } , O _ { 2 } , \ldots , O _ { J }$ +Initialize weights $W _ { 1 }$ ${ \mathrm { 1 } } , W _ { 2 } , \ldots , W _ { J }$ +for iteration $t = 1 , 2 , \dots , T$ do for each view $j = 1 , 2 , \dots , J$ do $O _ { j } $ forward pass of $X _ { j }$ with weights $W _ { j }$ mean-center $O _ { j }$ end for $U _ { 1 } , \dots , U _ { J } , G \gets \mathtt { g c c a } ( O _ { 1 } , \dots , O _ { J } )$ for each view $j = 1 , 2 , \dots , J$ do ${ \partial F } / { \partial O _ { j } } U _ { j } U _ { j } ^ { \top } O _ { j } - U _ { j } G$ $\nabla W _ { j } \gets \mathtt { b a c k p r o p } ( \partial F / \partial O _ { j } , W _ { j } )$ $W _ { j } \doteq W _ { j } - \eta \nabla W _ { j }$ end for +end for +for each view $j = 1 , 2 , \dots , J$ do $O _ { j } $ forward pass of $X _ { j }$ with weights $W _ { j }$ mean-center $O _ { j }$ +end for +$U _ { 1 } , \dots , U _ { J } , G \gets \mathsf { g c c a } ( O _ { 1 } , \dots , O _ { J } )$ +for each view $j = 1 . . . J$ do O j ← U >j O j +end for + +# APPENDIX C RECONSTRUCTION ERROR AND DOWNSTREAM PERFORMANCE + +![](images/72affde77c0a018d6ca7a14fb84d924f7537b2f6e223030532fd5e35cecb6731.jpg) +Figure 6: Tuning reconstruction error against Recall at 1000 for the hashtag prediction task. Each point corresponds to a different setting of hyperparameters. + +CCA methods are typically evaluated intrinsically by the amount of correlation captured, or reconstruction error. These measures are dependent on the width of the shared embeddings and viewspecific output layers, and do not necessarily predict downstream performance. Although reconstruction error cannot solely be relied on for model selection for a downstream task, we found that it was a useful as a signal to weed out very poor models. Figure 6 shows the reconstruction error against hashtag prediction Recall at 1000 for an initial grid search of DGCCA hyperparameters. Models with tuning reconstruction error greater than $1 0 ^ { 3 }$ can safely be ignored, while there is some variability in the performance of models with achieving lower error. + +Since a DGCCA model with high reconstruction error suggests that the views do not agree with each other at all, it makes sense that the shared embedding will likely be noisy, whereas a relatively lowly reconstruction error suggests that the transformed views have converged to a stable solution. \ No newline at end of file diff --git a/parse/train/HycUbvcge/HycUbvcge_content_list.json b/parse/train/HycUbvcge/HycUbvcge_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..b8dbd8b85dc9a1230247a99e2c6f0e1db76bc81e --- /dev/null +++ b/parse/train/HycUbvcge/HycUbvcge_content_list.json @@ -0,0 +1,1370 @@ +[ + { + "type": "text", + "text": "DEEP GENERALIZED CANONICAL CORRELATION ANALYSIS ", + "text_level": 1, + "bbox": [ + 174, + 99, + 823, + 145 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Adrian Benton, Huda Khayrallah, Biman Gujral, Drew Reisinger, Sheng Zhang, Raman Arora ", + "bbox": [ + 183, + 170, + 531, + 199 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Center for Language and Speech Processing \nJohns Hopkins University \nBaltimore, MD 21218, USA \nadrian†,huda?,bgujral1?,reisinger\u0005,zsheng2?,arora† \n$\\star _ { \\emptyset }$ jhu.edu, \u0005@cogsci.jhu.edu, †@cs.jhu.edu ", + "bbox": [ + 184, + 199, + 658, + 270 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 306, + 544, + 321 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "We present Deep Generalized Canonical Correlation Analysis (DGCCA) – a method for learning nonlinear transformations of arbitrarily many views of data, such that the resulting transformations are maximally informative of each other. While methods for nonlinear two-view representation learning (Deep CCA, (Andrew et al., 2013)) and linear many-view representation learning (Generalized CCA (Horst, 1961)) exist, DGCCA is the first CCA-style multiview representation learning technique that combines the flexibility of nonlinear (deep) representation learning with the statistical power of incorporating information from many independent sources, or views. We present the DGCCA formulation as well as an efficient stochastic optimization algorithm for solving it. We learn DGCCA representations on two distinct datasets for three downstream tasks: phonetic transcription from acoustic and articulatory measurements, and recommending hashtags and friends on a dataset of Twitter users. We find that DGCCA representations soundly beat existing methods at phonetic transcription and hashtag recommendation, and in general perform no worse than standard linear many-view techniques. ", + "bbox": [ + 233, + 340, + 764, + 549 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 583, + 336, + 599 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Multiview representation learning refers to settings where one has access to many “views” of data, at train time. Views often correspond to different modalities or independent information about examples: a scene represented as a series of audio and image frames, a social media user characterized by the messages they post and who they friend, or a speech utterance and the configuration of the speaker’s tongue. Multiview techniques learn a representation of data that captures the sources of variation common to all views. ", + "bbox": [ + 174, + 617, + 825, + 700 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Multiview representation techniques are attractive for intuitive reasons. A representation that is able to explain many views of the data is more likely to capture meaningful variation than a representation that is a good fit for only one of the views. They are also attractive for the theoretical reasons. For example, Anandkumar et al. (2014) show that certain classes of latent variable models, such as Hidden Markov Models, Gaussian Mixture Models, and Latent Dirichlet Allocation models, can be optimally learned with multiview spectral techniques. Representations learned from many views will generalize better than one, since the learned representations are forced to accurately capture variation in all views at the same time (Sridharan & Kakade, 2008) – each view acts as a regularizer, constraining the possible representations that can be learned. These methods are often based on canonical correlation analysis (CCA), a classical statisical technique proposed by Hotelling (1936). ", + "bbox": [ + 174, + 708, + 825, + 847 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In spite of encouraging theoretical guarantees, multiview learning techniques cannot freely model nonlinear relationships between arbitrarily many views. Either they are able to model variation across many views, but can only learn linear mappings to the shared space (Horst, 1961), or they simply cannot be applied to data with more than two views using existing techniques based on kernel CCA (Hardoon et al., 2004) and deep CCA (Andrew et al., 2013). ", + "bbox": [ + 174, + 854, + 823, + 924 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Here we present Deep Generalized Canonical Correlation Analysis (DGCCA). Unlike previous correlation-based multiview techniques, DGCCA learns a shared representation from data with arbitrarily many views and simultaneously learns nonlinear mappings from each view to this shared space. The only (mild) constraint is that these nonlinear mappings from views to shared space must be differentiable. Our main methodological contribution is the derivation of the gradient update for the Generalized Canonical Correlation Analysis (GCCA) objective (Horst, 1961). As a practical contribution, we have also released an implementation of DGCCA1. ", + "bbox": [ + 174, + 103, + 825, + 202 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We also evaluate DGCCA-learned representations on two distinct datasets and three downstream tasks: phonetic transcription from aligned speech and articulatory data, and Twitter hashtag and friend recommendation from six text and network feature views. We find that downstream performance of DGCCA representations is ultimately task-dependent. However, we find clear gains in performance from DGCCA for tasks previously shown to benefit from representation learning on more than two views, with up to $4 \\%$ improvement in heldout accuracy for phonetic transcription. ", + "bbox": [ + 174, + 208, + 823, + 291 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The paper is organized as follows. We review prior work in Section 2. In Section 3 we describe DGCCA. Empirical results on a synthetic dataset, and three downstream tasks are presented in Section 4. In Section 5, we describe the differences between DGCCA and other non-CCA-based multiview learning work and conclude with future directions in Section 6. ", + "bbox": [ + 174, + 297, + 825, + 354 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 PRIOR WORK ", + "text_level": 1, + "bbox": [ + 176, + 373, + 318, + 390 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Some of most successful techniques for multiview representation learning are based on canonical correlation analysis (Wang et al., 2015a;b) and its extension to the nonlinear and many view settings, which we describe in this section. For other related multiview learning techniques, see Section 5. ", + "bbox": [ + 176, + 404, + 825, + 446 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.1 CANONICAL CORRELATION ANALYSIS (CCA) ", + "text_level": 1, + "bbox": [ + 174, + 462, + 534, + 477 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Canonical correlation analysis (CCA) (Hotelling, 1936) is a statistical method that finds maximally correlated linear projections of two random vectors and is a fundamental multiview learning technique. Given two input views, $X _ { 1 } \\in \\mathbb { R } ^ { d _ { 1 } }$ and $X _ { 2 } \\in \\mathbb { R } ^ { d _ { 2 } }$ , with covariance matrices, $\\Sigma _ { 1 1 }$ and $\\Sigma _ { 2 2 }$ , respectively, and cross-covariance matrix, $\\Sigma _ { 1 2 }$ , CCA finds directions that maximize the correlation between them: ", + "bbox": [ + 173, + 488, + 825, + 558 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/c929017a8026e40365890a03bb59823be83c0363ede4aa10253b73815ad476f6.jpg", + "text": "$$\n\\begin{array} { r } { \\mathrm { { ~ \\Psi ~ \\ u ~ c ~ u n c l . } ~ } \\cdot \\mathrm { { ~ \\pi ~ } } } \\\\ { ( u _ { 1 } ^ { * } , u _ { 2 } ^ { * } ) = \\underset { u _ { 1 } \\in \\mathbb { R } ^ { d _ { 1 } } , u _ { 2 } \\in \\mathbb { R } ^ { d _ { 2 } } } { \\operatorname { a r g m a x } } \\ c o r r ( u _ { 1 } ^ { \\top } X _ { 1 } , u _ { 2 } ^ { \\top } X _ { 2 } ) = \\underset { u _ { 1 } \\in \\mathbb { R } ^ { d _ { 1 } } , u _ { 2 } \\in \\mathbb { R } ^ { d _ { 2 } } } { \\operatorname { a r g m a x } } \\frac { u _ { 1 } ^ { \\top } \\Sigma _ { 1 2 } u _ { 2 } } { \\sqrt { u _ { 1 } ^ { \\top } \\Sigma _ { 1 1 } u _ { 1 } u _ { 2 } ^ { \\top } \\Sigma _ { 2 2 } u _ { 2 } } } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 212, + 551, + 784, + 588 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Since this formulation is invariant to affine transformations of $u _ { 1 }$ and $u _ { 2 }$ , we can write it as the following constrained optimization formulation: ", + "bbox": [ + 178, + 590, + 823, + 617 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/76697edaf1109655e328c6c545669603d6066e79e88f691e7d7170942d750406.jpg", + "text": "$$\n( u _ { 1 } ^ { * } , u _ { 2 } ^ { * } ) = \\mathop { \\mathrm { a r g m a x } } _ { u _ { 1 } ^ { \\top } \\Sigma _ { 1 1 } u _ { 1 } = u _ { 2 } ^ { \\top } \\Sigma _ { 2 2 } u _ { 2 } = 1 } u _ { 1 } ^ { \\top } \\Sigma _ { 1 2 } u _ { 2 }\n$$", + "text_format": "latex", + "bbox": [ + 359, + 618, + 637, + 648 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "This technique has two limitations that have led to significant extensions: First, it is limited to learning representations that are linear transformations of the data in each view, and second, it can only leverage two input views. ", + "bbox": [ + 176, + 651, + 823, + 693 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.2 DEEP CANONICAL CORRELATION ANALYSIS (DCCA) ", + "text_level": 1, + "bbox": [ + 173, + 708, + 586, + 723 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Deep CCA (DCCA) (Andrew et al., 2013) is an extension of CCA that addresses the first limitation by finding maximally linearly correlated non-linear transformations of two vectors. It does this by passing each of the input views through stacked non-linear representations and performing CCA on the outputs. ", + "bbox": [ + 174, + 734, + 825, + 791 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Let us use $f _ { 1 } ( X _ { 1 } )$ and $f _ { 2 } ( X _ { 2 } )$ to represent the network outputs. The weights, $W _ { 1 }$ and $W _ { 2 }$ , of these networks are trained through standard backpropagation to maximize the CCA objective: ", + "bbox": [ + 173, + 796, + 825, + 827 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/fd74b24abf808a8d291e7af9790bad321819014d6675095d36525cd92dea94cc.jpg", + "text": "$$\n( u _ { 1 } ^ { * } , u _ { 2 } ^ { * } , W _ { 1 } ^ { * } , W _ { 2 } ^ { * } ) = \\underset { u _ { 1 } , u _ { 2 } } { \\mathrm { a r g m a x } } c o r r ( u _ { 1 } ^ { \\top } f _ { 1 } ( X _ { 1 } ) , u _ { 2 } ^ { \\top } f _ { 2 } ( X _ { 2 } ) )\n$$", + "text_format": "latex", + "bbox": [ + 303, + 845, + 692, + 873 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "DCCA is still limited to only 2 input views. ", + "bbox": [ + 174, + 875, + 459, + 890 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.3 GENERALIZED CANONICAL CORRELATION ANALYSIS (GCCA) ", + "text_level": 1, + "bbox": [ + 173, + 103, + 648, + 118 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Another extension of CCA, which addresses the limitation on the number of views, is Generalized CCA (GCCA) (Horst, 1961). It corresponds to solving the optimization problem in Equation (2), of finding a shared representation $G$ of $J$ different views, where $N$ is the number of data points, $d _ { j }$ is the dimensionality of the $j$ th view, $r$ is the dimensionality of the learned representation, and $\\dot { X _ { j } } \\in \\mathbb { R } ^ { d _ { j } \\times N }$ is the data matrix for the $j$ th view.2 ", + "bbox": [ + 173, + 130, + 825, + 202 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/cc904df99ab310256ce4f42faff68517538d767ada64ce7408d0fe98ec175bc6.jpg", + "text": "$$\n\\underset { U _ { j } \\in \\mathbb { R } ^ { d _ { j } \\times r } , G \\in \\mathbb { R } ^ { r \\times N } } { \\mathrm { m i n i m i z e } } \\sum _ { j = 1 } ^ { J } \\| G - U _ { j } ^ { \\top } X _ { j } \\| _ { F } ^ { 2 }\n$$", + "text_format": "latex", + "bbox": [ + 372, + 210, + 625, + 277 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Solving GCCA requires finding an eigendecomposition of an $N \\times N$ matrix, which scales quadratically with sample size and leads to memory constraints. Unlike CCA and DCCA, which only learn projections or transformations on each of the views, GCCA also learns a view-independent representation $G$ that best reconstructs all of the view-specific representations simultaneously. The key limitation of GCCA is that it can only learn linear transformations of each view. ", + "bbox": [ + 173, + 285, + 825, + 356 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3 DEEP GENERALIZED CANONICAL CORRELATION ANALYSIS (DGCCA) ", + "text_level": 1, + "bbox": [ + 171, + 377, + 797, + 395 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this section, we present deep GCCA (DGCCA): a multiview representation learning technique that benefits from the expressive power of deep neural networks and can also leverage statistical strength from more than two views in data, unlike Deep CCA which is limited to only two views. More fundamentally, deep CCA and deep GCCA have very different objectives and optimization problems, and it is not immediately clear how to extend deep CCA to more than two views. ", + "bbox": [ + 173, + 410, + 825, + 481 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "DGCCA learns a nonlinear map for each view in order to maximize the correlation between the learnt representations across views. In training, DGCCA passes the input vectors in each view through multiple layers of nonlinear transformations and backpropagates the gradient of the GCCA objective with respect to network parameters to tune each view’s network, as illustrated in Figure 1. The objective is to train networks that reduce the GCCA reconstruction error among their outputs. At test time, new data can be projected by feeding them through the learned network for each view. ", + "bbox": [ + 173, + 487, + 825, + 571 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/b6051d5cd23a9ced8e9df5a0872fb6153e9dc3284c345ad6823efc0770c5385d.jpg", + "image_caption": [ + "Figure 1: A schematic of DGCCA with deep networks for $J$ views. " + ], + "image_footnote": [], + "bbox": [ + 330, + 587, + 666, + 736 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We now formally define the DGCCA problem. We consider $J$ views in our data, and let $X _ { j } ~ \\in$ $\\mathbb { R } ^ { d _ { j } \\times N }$ denote the $j ^ { t h }$ input matrix.3 The network for the $j ^ { t h }$ view consists of $K _ { j }$ layers. Assume, for simplicity, that each layer in the $j ^ { t h }$ view network has $c _ { j }$ units with a final (output) layer of size $o _ { j }$ . The output of the $k ^ { t h }$ layer for the $j ^ { t h }$ view is $h _ { k } ^ { j } \\stackrel { \\textstyle - } { = } s ( W _ { k } ^ { j } h _ { k - 1 } ^ { j } )$ , where $s : \\mathbb { R } \\mathbb { R }$ is a nonlinear activation function and $W _ { k } ^ { j } \\in \\mathbb { R } ^ { c _ { k } \\times c _ { k - 1 } }$ is the weight matrix for the $k ^ { t h }$ layer of the $j ^ { t h }$ view network. We denote the output of the final layer as $f _ { j } ( X _ { j } )$ . ", + "bbox": [ + 173, + 773, + 826, + 869 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "DGCCA can be expressed as the following optimization problem: find weight matrices $W ^ { j } =$ $\\{ W _ { 1 } ^ { j } , \\dotsc , W _ { K _ { j } } ^ { j } \\}$ defining the functions $f _ { j }$ , and linear transformations $U _ { j }$ (of the output of the $j ^ { t h }$ network), for $j ^ { ' } = 1 , \\dotsc , J$ , that ", + "bbox": [ + 173, + 103, + 825, + 150 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/eb7914e568f2e4ea9714eb196649a7de77a04a5f01d9ddff05b9da6638aebddd.jpg", + "text": "$$\n\\begin{array} { r l } & { \\mathrm { t h a t } } \\\\ & { \\qquad \\underset { U _ { j } \\in \\mathbb { R } ^ { o _ { j } \\times r } , G \\in \\mathbb { R } ^ { r \\times N } } { \\mathrm { m i n i m i z e } } \\sum _ { j = 1 } ^ { J } \\| G - U _ { j } ^ { \\top } f _ { j } ( X _ { j } ) \\| _ { F } ^ { 2 } , } \\\\ & { \\qquad \\mathrm { s u b j e c t t o } \\qquad G G ^ { \\top } = I _ { r } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 356, + 138, + 640, + 205 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $G \\in \\mathbb { R } ^ { r \\times N }$ is the shared representation we are interested in learning. ", + "bbox": [ + 176, + 208, + 666, + 223 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Optimization: We solve the DGCCA optimization problem using stochastic gradient descent (SGD) with mini-batches. In particular, we estimate the gradient of the DGCCA objective in Problem 3 on a mini-batch of samples that is mapped through the network and use back-propagation to update the weight matrices, $W ^ { j }$ ’s. However, note that the DGCCA optimization problem is a constrained optimization problem. It is not immediately clear how to perform projected gradient descent with back-propagation. Instead, we characterize the objective function of the GCCA problem at an optimum, and compute its gradient with respect to the inputs to GCCA, i.e. with respect to the network outputs. These gradients are then back-propagated through the network to update $W ^ { j }$ ’s. ", + "bbox": [ + 173, + 229, + 825, + 343 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Although the relationship between DGCCA and GCCA is analogous to the relationship between DCCA and CCA, derivation of the GCCA objective gradient with respect to the network output layers is non-trivial. The main difficulty stems from the fact that there is no natural extension of the correlation objective to more than two random variables. Instead, we consider correlations between every pair of views, stack them in a $J \\times J$ matrix and maximize a certain matrix norm for that matrix. For GCCA, this suggests an optimization problem that maximizes the sum of correlations between a shared representation and each view. Since the objective as well as the constraints of the generalized CCA problem are very different from that of the CCA problem, it is not immediately obvious how to extend Deep CCA to Deep GCCA. ", + "bbox": [ + 173, + 348, + 825, + 474 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Next, we show a sketch of the gradient derivation, the full derivation is given in appendix A. It is straightforward to show that the solution to the GCCA problem is given by solving an eigenvalue problem. In particular, define $C _ { j j } = f ( X _ { j } ) f ( X _ { j } ) ^ { \\intercal } \\in \\mathbb { R } ^ { \\bar { o } _ { j } \\times o _ { j } }$ , to be the scaled empirical covariance matrix of the $j ^ { t h }$ network output, and $P _ { j } = f ( \\underline { { X _ { j } } } ) ^ { \\top } C _ { j j } ^ { - 1 } f ( X _ { j } ) \\in \\mathbb { R } ^ { N \\times N }$ be the corresponding projection matrix that whitens the data; note that $P _ { j }$ is symmetric and idempotent. We define $M =$ $\\textstyle \\sum _ { j = 1 } ^ { J } P _ { j }$ . Since each $P _ { j }$ is positive semi-definite, so is $M$ . Then, it is easy to check that the rows of $G$ are the top the objecti $r$ (orthonormal) eigenvectors of , we can rewrite the reconstruc $M$ , and n erro $U _ { j } = { C _ { j j } ^ { - 1 } f ( X _ { j } ) G ^ { \\top } }$ . Thus, at the minimum ", + "bbox": [ + 173, + 481, + 826, + 603 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/8547197242c548bb0b6f5fd0510b8dd70bf108a49f47636185c7a8cc11e08622.jpg", + "text": "$$\n\\sum _ { j = 1 } ^ { J } \\| G - U _ { j } ^ { \\top } f _ { j } ( X _ { j } ) \\| _ { F } ^ { 2 } = \\sum _ { j = 1 } ^ { J } \\| G - G f _ { j } ( X _ { j } ) ^ { \\top } C _ { j j } ^ { - 1 } f _ { j } ( X _ { j } ) \\| _ { F } ^ { 2 } = r J - \\mathrm { T r } ( G M G ^ { \\top } )\n$$", + "text_format": "latex", + "bbox": [ + 214, + 604, + 781, + 650 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Minimizing the GCCA objective (w.r.t. the weights of the neural networks) means maximizing $\\mathrm { T r } ( G M G ^ { \\dagger } )$ , which is the sum of eigenvalues $\\begin{array} { r } { L = \\sum _ { i = 1 } ^ { r } \\lambda _ { i } ( M ) } \\end{array}$ . Taking the derivative of $L$ with respect to each output layer $f _ { j } ( X _ { j } )$ we have: ", + "bbox": [ + 174, + 657, + 823, + 700 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/240e83722f6909cc968175f64a435321bbf57c88fc96cf04ae432ab75489ac01.jpg", + "text": "$$\n\\frac { \\partial L } { \\partial f _ { j } ( X _ { j } ) } = 2 U _ { j } G - 2 U _ { j } U _ { j } ^ { \\top } f _ { j } ( X _ { j } )\n$$", + "text_format": "latex", + "bbox": [ + 377, + 703, + 620, + 737 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Thus, the gradient is the difference between the $r$ -dimensional auxiliary representation $G$ embedded into the subspace spanned by the columns of $U _ { j }$ (the first term) and the projection of the actual data in $f _ { j } ( X _ { j } )$ onto the said subspace (the second term). Intuitively, if the auxiliary representation $G$ is far away from the view-specific representation $U _ { j } ^ { \\top } f _ { j } ( X _ { j } )$ , then the network weights should receive a large update. Computing the gradient descent update has time complexity $O ( J N r d )$ , where $d = m a x ( d _ { 1 } , d _ { 2 } , \\dots , d _ { J } )$ is the largest dimensionality of the input views. ", + "bbox": [ + 173, + 738, + 825, + 827 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4 EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 844, + 328, + 861 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4.1 SYNTHETIC MULTIVIEW MIXTURE MODEL ", + "text_level": 1, + "bbox": [ + 173, + 869, + 513, + 885 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In this section, we apply DGCCA to a small synthetic data set to show how it preserves the generative structure of data sampled from a multiview mixture model. The data we use for this experiment are plotted in Figure 2. Points that share the same color across different views are sampled from the same mixture component. ", + "bbox": [ + 174, + 895, + 823, + 924 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 825, + 132 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/f95f7f716fdac710a6006c8d557b1a0eb5b8ad594c0e98c0ff07941475411ecf.jpg", + "image_caption": [ + "Figure 2: Synthetic data used in in Section 4.1 experiments. " + ], + "image_footnote": [], + "bbox": [ + 207, + 151, + 803, + 255 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Importantly, in each view, there is no linear transformation of the data that separates the two mixture components, in the sense that the generative structure of the data could not be exploited by a linear model. This point is reinforced by Figure 3(a), which shows the two-dimensional representation $G$ learned by applying (linear) GCCA to the data in Figure 2. The learned representation completely loses the structure of the data. ", + "bbox": [ + 174, + 281, + 825, + 349 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/a977844e7d91231aeaa2ad16b2c6e68eda95f5076c046a05525b20f0fe51eab3.jpg", + "image_caption": [ + "Figure 3: The matrix $G$ learned from applying (linear) GCCA or DGCCA to the data in Figure 2. " + ], + "image_footnote": [], + "bbox": [ + 305, + 371, + 691, + 508 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We can contrast the failure of GCCA to preserve structure with the result of applying DGCCA; in this case, the input neural networks had three hidden layers with ten units each with weights randomly initialized. We plot the representation $G$ learned by DGCCA in Figure 3 (b). In this representation, the mixture components are easily separated by a linear classifier; in fact, the structure is largely preserved even after projection onto the first coordinate of G. ", + "bbox": [ + 174, + 530, + 825, + 601 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "It is also illustrative to consider the view-specific representations learned by DGCCA, that is, to consider the outputs of the neural networks that were trained to maximize the GCCA objective. We plot the representations in Figure 4. For each view, we have learned a nonlinear mapping that does remarkably well at making the mixture components linearly separable. Recall that absolutely no direct supervision was given about which mixture component each point was generated from. The only training signals available to the networks were the reconstruction errors between the network outputs and the learned representation $G$ . ", + "bbox": [ + 173, + 607, + 825, + 705 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/04976c1607a675a345cb8cefa4c4245f7743d5f95edfa3f47eef92ea16a813ea.jpg", + "image_caption": [ + "Figure 4: Outputs of the trained input neural networks in Section 4.1 applied to the data in Figure 2. " + ], + "image_footnote": [], + "bbox": [ + 212, + 724, + 795, + 827 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.2 PHONEME CLASSIFICATION ", + "text_level": 1, + "bbox": [ + 176, + 856, + 406, + 869 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this section, we discuss experiments on the University of Wisconsin X-ray Microbeam Database (XRMB) (Westbury, 1994). XRMB contains acoustic and articulatory recordings as well as phonemic labels. We present phoneme classification results on the acoustic vectors projected using DCCA, ", + "bbox": [ + 174, + 882, + 825, + 924 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "GCCA, and DGCCA. We set acoustic and articulatory data as the two views and phoneme labels as the third view for GCCA and DGCCA. For classification, we run K-nearest neighbor classification (Cover & Hart, 1967) on the projected result. ", + "bbox": [ + 174, + 103, + 823, + 146 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.2.1 DATA ", + "text_level": 1, + "bbox": [ + 174, + 164, + 266, + 178 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We use the same train/tune/test split of the data as Arora & Livescu (2014). To limit experiment runtime, we use a subset of speakers for our experiments. We run a set of cross-speaker experiments using the male speaker JW11 for training and two splits of JW24 for tuning and testing. We also perform parameter tuning for the third view with 5-fold cross validation using a single speaker, JW11. For both experiments, we use acoustic and articulatory measurements as the two views in DCCA. Following the pre-processing in Andrew et al. (2013), we get 273 and 112 dimensional feature vectors for the first and second view respectively. Each speaker has $\\sim 5 0 { , } 0 0 0$ frames. For the third view in GCCA and DGCCA, we use 39-dimensional one-hot vectors corresponding to the labels for each frame, following Arora & Livescu (2014). ", + "bbox": [ + 174, + 183, + 825, + 308 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.2.2 PARAMETERS ", + "text_level": 1, + "bbox": [ + 174, + 320, + 323, + 333 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We use a fixed network size and regularization for the first two views, each containing three hidden layers with sigmoid activation functions. Hidden layers for the acoustic view were all width 1024, and layers in the articulatory view all had width 512 units. L2 penalty constants of 0.0001 and 0.01 were used to train the acoustic and articulatory view networks, respectively. The output layer dimension of each network is set to 30 for DCCA and DGCCA. For the 5-fold speaker-dependent experiments, we performed a grid search for the network sizes in $\\{ 1 2 8 , 2 5 6 , 5 1 2 , \\bar { 1 } 0 2 4 \\}$ and covariance matrix regularization in $\\mathbf { \\bar { \\{ 1 0 ^ { - 2 } , 1 0 ^ { - 4 } , 1 0 ^ { - 6 } , 1 0 ^ { - 8 } \\} } }$ for the third view in each fold. We fix the hyperparameters for these experiments optimizing the networks with minibatch stochastic gradient descent with a step size of 0.005, batch size of 2000, and no learning decay or momentum. The third view neural network had an L2 penalty of 0.0005. ", + "bbox": [ + 173, + 338, + 825, + 477 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.2.3 RESULTS ", + "text_level": 1, + "bbox": [ + 174, + 488, + 292, + 502 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "As we show in Table 1, DGCCA improves upon both the linear multiview GCCA and the non-linear 2-view DCCA for both the cross-speaker and speaker-dependent cross-validated tasks. ", + "bbox": [ + 174, + 507, + 821, + 536 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In addition to accuracy, we examine the reconstruction error, i.e. the objective in Equation 3, obtained from the objective in GCCA and DGCCA.4 This sharp improvement in reconstruction error shows that a non-linear algorithm can better model the data. ", + "bbox": [ + 174, + 544, + 823, + 584 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In this experimental setup, DCCA under-performs the baseline of simply running KNN on the original acoustic view. Prior work considered the output of DCCA stacked on to the central frame of the original acoustic view (39 dimensions). This poor performance, in the absence of original features, indicates that it was not able to find a more informative projection than original acoustic features based on correlation with the articulatory view within the first 30 dimensions. ", + "bbox": [ + 174, + 592, + 825, + 661 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/b381813ec93cdfb0cb5dc32fed4368eca6be03b8db3a73303ae6183e86dc84d8.jpg", + "table_caption": [ + "Table 1: KNN phoneme classification performance " + ], + "table_footnote": [], + "table_body": "
CROSS-SPEAKERSPEAKER-DEPENDENT
METHODDEV AcCTEST AcCREC ERRORDEV AcCTEST AccREC ERROR
MFCC48.8949.2866.2766.22
DCCA45.4046.0665.8865.81
GCCA49.5950.1840.6769.5269.7840.39
DGCCA53.7854.2235.8972.6272.3320.52
", + "bbox": [ + 279, + 703, + 710, + 820 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To highlight the improvements of DGCCA over GCCA, Figure 5 presents a subset of the the confusion matrices on speaker-dependent test data. In particular, we observe large improvements in the classification of $D$ , $F$ , $K$ , $S H$ , $V$ and $Y$ . GCCA outperforms DGCCA for $U H$ and $D H$ . These matrices also highlight the common misclassifications that DGCCA improves upon. For instance, ", + "bbox": [ + 173, + 827, + 826, + 883 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/668eab2c6ac7f13543a8189099d96f3faa1bb7f8da70e450bce50f014e4df10b.jpg", + "image_caption": [ + "Figure 5: The confusion matrix for speaker-dependent GCCA and DGCCA " + ], + "image_footnote": [], + "bbox": [ + 215, + 102, + 781, + 294 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "DGCCA rectifies the frequent misclassification of $V$ as $P$ , $R$ and $B$ by GCCA. In addition, commonly incorrect classification of phonemes such as $S$ and $T$ is corrected by DGCCA, which enables better performance on other voiceless consonants such as like $F$ , $K$ and $S H$ . Vowels are classified with almost equal accuracy by both the methods. ", + "bbox": [ + 173, + 321, + 825, + 377 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.3 TWITTER USER HASHTAG & FRIEND RECOMMENDATION", + "text_level": 1, + "bbox": [ + 174, + 388, + 611, + 402 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Linear multiview techniques are effective at recommending hashtag and friends for Twitter users (Benton et al., 2016). In this experiment, six views of a Twitter user were constructed by applying principal component analysis (PCA) to the bag-of-words representations of (1) tweets posted by the ego user, (2) other mentioned users, (3) their friends, and (4) their followers, as well as one-hot encodings of the local (5) friend and (6) follower networks. We learn and evaluate DGCCA models on identical training, development, and test sets as Benton et al. (2016), and evaluate the DGCCA representations on macro precision at 1000 $( \\mathrm { P } @ 1 0 0 0 )$ and recall at 1000 $( \\mathbf { R } @ 1 0 0 0 )$ for the hashtag and friend recommendation tasks described there. ", + "bbox": [ + 174, + 407, + 825, + 518 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We trained 40 different DGCCA model architectures, each with identical architectures across views, where the width of the hidden and output layers, $c _ { 1 }$ and $c _ { 2 }$ , for each view are drawn uniformly from [10, 1000], and the auxiliary representation width $r$ is drawn uniformly from $[ 1 0 , c _ { 2 } ] ^ { 5 }$ . All networks used ReLUs as activation functions, and were optimized with Adam (Kingma & Ba, 2014) for 200 epochs6. Networks were trained on $90 \\%$ of 102,328 Twitter users, with $10 \\%$ of users used as a tuning set to estimate heldout reconstruction error for model selection. We report development and test results for the best performing model on the downstream task development set. Learning rate was set to $1 0 ^ { - 4 }$ with an L1 and L2 regularization constants of 0.01 and 0.001 for all weights 7. ", + "bbox": [ + 173, + 525, + 825, + 637 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/afd9680eacaee02facc35d8c00c842b7052c6c0b56988c8bf1b53361527b4ed5.jpg", + "table_caption": [ + "Table 2: Dev/test performance at Twitter friend and hashtag recommendation tasks. ", + "Table 2 displays the performance of DGCCA compared to PCA[text+net] (PCA applied to concatenation of view feature vectors), linear GCCA applied to the four text views, [text], and all " + ], + "table_footnote": [], + "table_body": "
FRIENDHASHTAG
ALGORITHMP@1000R@1000P@1000R@1000
PCA[TEXT+NET]0.445/0.4390.149/0.1470.011/0.0080.312/0.290
GCCA[TEXT]0.244/0.2490.080/0.0810.012/0.0090.351/0.326
GCCA[TEXT+NET]0.271/0.2760.088/0.0890.012/0.0100.359/0.334
DGCCA[TEXT+NET]0.297/0.2680.099/0.0900.013/0.0100.385/0.373
WGCCA[TEXT] WGCCA[TEXT+NET]0.269/0.279 0.376/0.3640.089/0.091 0.123/0.1200.012/0.009 0.013/0.0090.357/0.325 0.360/0.346
", + "bbox": [ + 222, + 660, + 774, + 795 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "views, [text+net], along with a weighted GCCA variant (WGCCA). We learned PCA, GCCA, and WGCCA representations of width $r \\in \\{ 1 0 , 2 0 , 5 0 , 1 0 0 , 2 0 0 , 3 0 0 , 4 0 0 , 5 0 0 , 7 5 0 , 1 0 0 0 \\}$ , and report the best performing representations on the development set. ", + "bbox": [ + 174, + 103, + 823, + 146 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "There are several points to note: First is that DGCCA outperforms linear methods at hashtag recommendation by a wide margin in terms of recall. This is exciting because this task was shown to benefit from incorporating more than just two views from Twitter users. These results suggest that a nonlinear transformation of the input views can yield additional gains in performance. In addition, WGCCA models sweep over every possible weighting of views with weights in $\\{ 0 , 0 . 2 5 , 1 . 0 \\}$ . WGCCA has a distinct advantage in that the model is allowed to discriminatively weight views to maximize downstream performance. The fact that DGCCA is able to outperform WGCCA at hashtag recommendation is encouraging, since WGCCA has much more freedom to discard uninformative views, whereas the DGCCA objective forces networks to minimize reconstruction error equally across all views. As noted in Benton et al. (2016), only the friend network view was useful for learning representations for friend recommendation (corroborated by performance of PCA applied to friend network view), so it is unsurprising that DGCCA when applied to all views cannot compete with WGCCA representations learned on the single useful friend network view8. ", + "bbox": [ + 174, + 152, + 825, + 333 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5 OTHER MULTIVIEW LEARNING WORK ", + "text_level": 1, + "bbox": [ + 176, + 348, + 526, + 364 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "There has been strong work outside of CCA-related methods to combine nonlinear representation and learning from multiple views. Kumar et al. (2011) elegantly outlines two main approaches these methods take to learn a joint representation from many views: either by 1) explicitly maximizing pairwise similarity/correlation between views or by 2) alternately optimizing a shared, “consensus” representation and view-specific transformations to maximize similarity. Models such as the siamese network proposed by Masci et al. (2014), fall in the former camp, minimizing the squared error between embeddings learned from each view, leading to a quadratic increase in the terms of the loss function size as the number of views increase. Rajendran et al. (2015) extend Correlational Neural Networks (Chandar et al., 2015) to many views and avoid this quadratic explosion in the loss function by only computing correlation between each view embedding and the embedding of a “pivot” view. Although this model may be appropriate for tasks such as multilingual image captioning, there are many datasets where there is no clear method of choosing a pivot view. The DGCCA objective does not suffer from this quadratic increase w.r.t. the number of views, nor does it require a privileged pivot view, since the shared representation is learned from the per-view representations. ", + "bbox": [ + 174, + 377, + 825, + 571 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Approaches that estimate a “consensus” representation, such as the multiview spectral clustering approach in Kumar et al. (2011), typically do so by an alternating optimization scheme which depends on a strong initialization to avoid bad local optima. The GCCA objective our work builds on is particularly attractive, since it admits a globally optimal solution for both the view-specific projections $U _ { 1 } \\dots U _ { J }$ , and the shared representation $G$ by singular value decomposition of a single matrix: a sum of the per-view projection matrices. Local optima arise in the DGCCA objective only because we are also learning nonlinear transformations of the input views. Nonlinear multiview methods often avoid learning these nonlinear transformations by assuming that a kernel or graph Laplacian (e.g. in multiview clustering) is given (Kumar et al., 2011; Xiaowen, 2014; Sharma et al., 2012). ", + "bbox": [ + 174, + 579, + 825, + 704 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "6 CONCLUSION ", + "text_level": 1, + "bbox": [ + 176, + 723, + 318, + 738 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We present DGCCA, a method for non-linear multiview representation learning from an arbitrary number of views. We show that DGCCA clearly outperforms prior work when using labels as a third view (Andrew et al., 2013; Arora & Livescu, 2014; Wang et al., 2015c), and can successfully exploit multiple views to learn user representations useful for downstream tasks such as hashtag recommendation for Twitter users. To date, CCA-style multiview learning techniques were either restricted to learning representations from no more than two views, or strictly linear transformations of the input views. This work overcomes these limitations. ", + "bbox": [ + 174, + 755, + 825, + 853 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "REFERENCES \nAnimashree Anandkumar, Rong Ge, Daniel Hsu, Sham M Kakade, and Matus Telgarsky. Tensor decompositions for learning latent variable models. The Journal of Machine Learning Research, 15(1):2773–2832, 2014. \nGalen Andrew, Raman Arora, Jeff Bilmes, and Karen Livescu. Deep canonical correlation analysis. In Proceedings of the 30th International Conference on Machine Learning, pp. 1247–1255, 2013. \nRaman Arora and Karen Livescu. Multi-view learning with supervision for transformed bottleneck features. In Acoustics, Speech and Signal Processing (ICASSP), 2014 IEEE International Conference on, pp. 2499–2503. IEEE, 2014. \nAdrian Benton, Raman Arora, and Mark Dredze. Learning multiview embeddings of twitter users. In The 54th Annual Meeting of the Association for Computational Linguistics, pp. 14, 2016. \nSarath Chandar, Mitesh M. Khapra, Hugo Larochelle, and Balaraman Ravindran. Correlational neural networks. CoRR, abs/1504.07225, 2015. URL http://arxiv.org/abs/1504. 07225. \nThomas M Cover and Peter E Hart. Nearest neighbor pattern classification. Information Theory, IEEE Transactions on, 13(1):21–27, 1967. \nDavid R Hardoon, Sandor Szedmak, and John Shawe-Taylor. Canonical correlation analysis: An overview with application to learning methods. 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Version 20121115. \nJanarthanan Rajendran, Mitesh M Khapra, Sarath Chandar, and Balaraman Ravindran. Bridge correlational neural networks for multilingual multimodal representation learning. arXiv preprint arXiv:1510.03519, 2015. \nAbhishek Sharma, Abhishek Kumar, Hal Daume, and David W Jacobs. Generalized multiview analysis: A discriminative latent space. In Computer Vision and Pattern Recognition (CVPR), 2012 IEEE Conference on, pp. 2160–2167. IEEE, 2012. \nKarthik Sridharan and Sham M Kakade. An information theoretic framework for multi-view learning. In Proceedings of COLT, 2008. \nWeiran Wang, Raman Arora, Karen Livescu, and Jeff Bilmes. Unsupervised learning of acoustic features via deep canonical correlation analysis. In Proc. of the IEEE Int. Conf. Acoustics, Speech and Sig. Proc. (ICASSP’15), 2015a. \nWeiran Wang, Raman Arora, Karen Livescu, and Jeff Bilmes. On deep multi-view representation learning. In Proc. of the 32nd Int. Conf. Machine Learning (ICML 2015), 2015b. \nWeiran Wang, Raman Arora, Karen Livescu, and Nathan Srebro. Stochastic optimization for deep cca via nonlinear orthogonal iterations. In Proceedings of the 53rd Annual Allerton Conference on Communication, Control and Computing (ALLERTON), 2015c. \nJohn R. Westbury. X-ray microbeam speech production database users handbook. In Waisman Center on Mental Retardation & Human Development University of Wisconsin Madison, WI 53705- 2280, 1994. \nDong Xiaowen. Multi-View Signal Processing and Learning on Graphs. PhD thesis, Ecole Poly- ´ technique Fed´ erale de Lausanne, 2014. ´ ", + "bbox": [ + 171, + 85, + 826, + 915 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "APPENDIX A DERIVING THE GCCA OBJECTIVE GRADIENT ", + "text_level": 1, + "bbox": [ + 173, + 101, + 686, + 119 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "In order to train the neural networks in DGCCA, we need to compute the gradient of the GCCA objective with respect to any one of its input views. This gradient can then be backpropagated through the input networks to derive updates for the network weights. ", + "bbox": [ + 173, + 132, + 825, + 175 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Let $N$ be the number of data points and $J$ the number of views. Let $Y _ { j } \\in \\mathbb { R } ^ { c _ { K } ^ { j } \\times N }$ be the data matrix representing the output of the $j$ th neural network, i.e. $Y _ { j } = f _ { j } ( X _ { j } )$ , where $c _ { K } ^ { j }$ is the number of neurons in the output layer of the $j$ th network. Then, GCCA can be written as the following optimization problem, where $r$ is the dimensionality of the learned auxiliary representation: ", + "bbox": [ + 173, + 184, + 825, + 244 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/af20f994d971768a8d234bb07e1ffd032473b70150aa2bfc0ef1f31f8378d029.jpg", + "text": "$$\n\\begin{array} { r l } { \\displaystyle \\operatorname* { m i n i m i z e } _ { U _ { j } \\in \\mathbb { R } ^ { d _ { K } \\times r } , G \\in \\mathbb { R } ^ { r \\times N } } \\sum _ { j = 1 } ^ { J } \\| G - U _ { j } ^ { \\top } Y _ { j } \\| _ { F } ^ { 2 } } & { } \\\\ { \\mathrm { s u b j e c t ~ t o } \\quad } & { G G ^ { \\top } = I _ { r } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 372, + 247, + 625, + 313 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "It can be shown that the solution is found by solving a certain eigenvalue problem. In particular, define $C _ { j j } = Y _ { j } Y _ { j } ^ { \\top } \\in \\mathbb { R } ^ { c _ { K } ^ { j } \\times c _ { K } ^ { j } }$ , $P _ { j } = Y _ { j } ^ { \\top } C _ { j j } ^ { - 1 } Y _ { j }$ (note that $P _ { j }$ is symmetric and idempotent), and $\\begin{array} { r } { M = \\sum _ { j = 1 } ^ { J } P _ { j } } \\end{array}$ (since each $P _ { j }$ is psd, so is $M$ ). Then the rows of $G$ are the top $r$ (orthonormal) eigenvectors of reconstruction e $M$ , and r as f $U _ { j } = C _ { j j } ^ { - 1 } Y _ { j } G ^ { \\top }$ . Thus, at the minima of the objective, we can rewrite the ", + "bbox": [ + 173, + 315, + 826, + 397 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/ba70acdce1361e042eaa54a43e6f23bb95f7dd3368bce8f7a7c2944aa04716ff.jpg", + "text": "$$\n\\begin{array} { r l } { \\displaystyle \\sum _ { j = 1 } ^ { J } \\| G - U _ { j } ^ { \\top } Y _ { j } \\| _ { F } ^ { 2 } = \\displaystyle \\sum _ { j = 1 } ^ { J } \\| G - G Y _ { j } ^ { \\top } C _ { j j } ^ { - 1 } Y _ { j } \\| _ { F } ^ { 2 } } & { } \\\\ { = \\displaystyle \\sum _ { j = 1 } ^ { J } \\| G ( I _ { N } - P _ { j } ) \\| _ { F } ^ { 2 } } & { } \\\\ { = \\displaystyle \\sum _ { j = 1 } ^ { J } \\mathrm { T } [ G ( I _ { N } - P _ { j } ) G ^ { \\top } ] } & { } \\\\ { = \\displaystyle \\sum _ { j = 1 } ^ { J } \\mathrm { T } [ G ( I _ { N } - P _ { j } ) G ^ { \\top } ] } & { } \\\\ { = \\displaystyle \\sum _ { j = 1 } ^ { J } \\mathrm { T } ( I _ { r } ) - \\mathrm { T r } ( G M G ^ { \\top } ) } & { } \\\\ { = \\displaystyle J _ { r } - \\mathrm { T r } ( G M G ^ { \\top } ) } & { } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 334, + 398, + 661, + 602 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Note that we can write the rank-1 decomposition of $M$ as $\\begin{array} { r } { \\sum _ { k = 1 } ^ { N } \\lambda _ { k } g _ { k } g _ { k } ^ { \\top } } \\end{array}$ . Furthermore, since the $k$ th row of $G$ is $g _ { k }$ , and since the matrix product $G g _ { k } = \\hat { e } _ { k }$ , ", + "bbox": [ + 174, + 606, + 820, + 637 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/cc28cb1c0d823424dc9fcdcc2eb27353004d40325c014715d98468a01858c708.jpg", + "text": "$$\nG M G ^ { \\top } = \\sum _ { k = 1 } ^ { N } \\lambda _ { k } G g _ { k } ( G g _ { k } ) ^ { \\top } = \\sum _ { k = 1 } ^ { r } \\lambda _ { k } \\hat { e } _ { k } \\hat { e } _ { k } ^ { \\top }\n$$", + "text_format": "latex", + "bbox": [ + 346, + 640, + 650, + 684 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "But this is just an $N \\times N$ diagonal matrix containing the top $r$ eigenvalues of $M$ , so we can write the GCCA objective as ", + "bbox": [ + 173, + 685, + 823, + 714 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/a88d0963b16c61db5f5cd76827e8eff82ffa3ef892d3fc679b0665577a0271d0.jpg", + "text": "$$\nJ r - \\sum _ { i = 1 } ^ { r } \\lambda _ { i } ( M )\n$$", + "text_format": "latex", + "bbox": [ + 442, + 712, + 555, + 753 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Thus, minimizing the GCCA objective (w.r.t. the weights of the neural nets) means maximizing the sum of eigenvalues $\\textstyle \\sum _ { i = 1 } ^ { r } \\lambda _ { i } ( M )$ , which we will henceforth denote by $L$ . ", + "bbox": [ + 171, + 753, + 823, + 784 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Now, we will derive an expression for $\\frac { \\partial L } { \\partial Y _ { j } }$ for any view $Y _ { j }$ . First, by the chain rule, and using the fact that $\\begin{array} { r } { \\frac { \\partial L } { \\partial M } = G ^ { \\top } G } \\end{array}$ (Petersen & Pedersen, 2012), ", + "bbox": [ + 173, + 790, + 823, + 827 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/de5a03bdf751308378d575ba8d4f3a1146379b82936d6378243d9da7b7392f19.jpg", + "text": "$$\n\\begin{array} { c } { { \\displaystyle { \\frac { \\partial { \\cal L } } { \\partial ( Y _ { j } ) _ { a b } } = \\sum _ { c , d = 1 } ^ { N } \\frac { \\partial { \\cal L } } { \\partial M _ { c d } } \\frac { \\partial M _ { c d } } { \\partial ( Y _ { j } ) _ { a b } } } } } \\\\ { { = \\displaystyle { \\sum _ { c , d = 1 } ^ { N } ( G ^ { \\top } G ) _ { c d } \\frac { \\partial M _ { c d } } { \\partial ( Y _ { j } ) _ { a b } } } } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 382, + 830, + 616, + 922 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Since $\\begin{array} { r } { M = \\sum _ { j ^ { \\prime } = 1 } ^ { J } P _ { j ^ { \\prime } } } \\end{array}$ , and since the only projection matrix that depends on $Y _ { j }$ is $P _ { j }$ , $\\begin{array} { r } { \\frac { \\partial M } { \\partial Y _ { j } } = \\frac { \\partial P _ { j } } { \\partial Y _ { j } } } \\end{array}$ . Since $P _ { j } = Y _ { j } ^ { \\top } C _ { j j } ^ { - 1 } Y _ { j }$ , ", + "bbox": [ + 173, + 99, + 825, + 140 + ], + "page_idx": 10 + }, + { + "type": "equation", + "img_path": "images/464335ca81acebc9b9ca800f9a936d0876e06b1559bdd6bae588edccfbcfc844.jpg", + "text": "$$\n( P _ { j } ) _ { c d } = \\sum _ { k , \\ell = 1 } ^ { c _ { K } ^ { j } } ( Y _ { j } ) _ { k c } ( C _ { j j } ^ { - 1 } ) _ { k \\ell } ( Y _ { j } ) _ { \\ell d }\n$$", + "text_format": "latex", + "bbox": [ + 377, + 148, + 620, + 199 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Thus, by the product rule, ", + "bbox": [ + 174, + 212, + 346, + 227 + ], + "page_idx": 10 + }, + { + "type": "equation", + "img_path": "images/aaeb62d1d3365209876e439b96a14eea9ebf3bfec6d45b34e09e86236945d189.jpg", + "text": "$$\n\\begin{array} { l } { \\displaystyle \\frac { \\partial ( P _ { j } ^ { - 1 } ) _ { \\omega \\epsilon } } { \\partial ( P _ { j } ^ { - 1 } ) _ { \\omega \\epsilon } } = \\delta _ { \\omega \\epsilon } \\sum _ { \\ell = 1 } ^ { \\epsilon } ( Y _ { j } ) _ { \\lambda \\epsilon \\ell } ( C _ { j } ^ { - 1 } ) _ { \\omega \\ell } + } \\\\ { \\displaystyle } \\\\ { \\displaystyle \\quad \\delta _ { \\omega \\epsilon } \\sum _ { \\ell = 1 } ^ { \\epsilon } ( Y _ { j } ) _ { \\lambda \\epsilon } ( C _ { j } ^ { - 1 } ) _ { \\lambda \\epsilon } + } \\\\ { \\displaystyle \\sum _ { k , l = 1 } ^ { \\epsilon } ( Y _ { j } ) _ { \\lambda \\epsilon } ( Y _ { j } ) _ { \\omega \\epsilon } \\delta _ { \\lambda \\epsilon } \\qquad } \\\\ { = \\delta _ { \\omega \\epsilon } ( C _ { j } ^ { - 1 } Y _ { j } ) _ { \\omega \\epsilon } ( Y _ { j } ) _ { \\lambda \\epsilon } + \\delta _ { \\omega \\epsilon } ( C _ { j } ^ { - 1 } Y _ { j } ) _ { \\omega \\epsilon } } \\\\ { \\displaystyle } \\\\ { \\displaystyle \\quad + \\sum _ { k , l = 1 } ^ { \\epsilon } ( Y _ { j } ^ { - 1 } ) _ { \\lambda \\epsilon } ( Y _ { j } ) _ { \\omega \\epsilon } \\delta ( \\zeta _ { j } ^ { - 1 } ) _ { k \\epsilon } } \\\\ { \\displaystyle \\quad + \\sum _ { k , l = 1 } ^ { \\epsilon } ( Y _ { j } ) _ { k \\epsilon } ( Y _ { j } ) _ { \\omega \\epsilon } \\delta ( \\zeta _ { j } ^ { - 1 } ) _ { k \\epsilon } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 349, + 242, + 648, + 460 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "The derivative in the last term can also be computed using the chain rule: ", + "bbox": [ + 173, + 473, + 651, + 488 + ], + "page_idx": 10 + }, + { + "type": "equation", + "img_path": "images/0fac503b25b4d2ee875afc3390084123b15dcb276cc988518ba18f33c1d654f7.jpg", + "text": "$$\n\\begin{array} { r l } { \\partial ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { k k } } & { = \\displaystyle \\sum _ { n = 1 } ^ { N } \\widehat { \\vartheta } ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { k n } d ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { n k } } \\\\ { \\partial ( \\widehat { Y _ { i } } ) _ { n k } } & { = \\displaystyle \\sum _ { n = 1 } ^ { N } \\widehat { \\vartheta } ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { k n } ( \\widehat { D _ { \\frac { 3 } { 2 } } } ) _ { n k } } \\\\ & { = - \\displaystyle \\sum _ { n = 1 } ^ { N } \\{ ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { k n } ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { n k } ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { n k } } \\\\ & { \\quad - \\frac { 1 } { N } \\displaystyle \\sum _ { n = 1 } ^ { N } \\widehat { \\vartheta } _ { n k } ( \\widehat { Y _ { i } } ) _ { n k } \\} \\} } \\\\ & { = - \\displaystyle \\sum _ { n = 1 } ^ { N } ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { k n } d ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { n k } ( \\widehat { Y _ { i } } ) _ { n k } } \\\\ & { \\quad - \\displaystyle \\sum _ { n = 1 } ^ { N } ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { k n } ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { n k } ( \\widehat { Y _ { i } } ) _ { n k } } \\\\ & { \\quad - \\displaystyle \\sum _ { n = 1 } ^ { N } ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { k n } ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { n k } ( \\widehat { Y _ { i } } ) _ { n k } } \\\\ & { = - \\displaystyle \\sum _ { n = 1 } ^ { N } \\widehat { \\vartheta } ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { n k } ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { n k } } \\\\ & \\quad - ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { n k } ( \\widehat { C _ { \\frac { 3 } { 2 } } } ) _ { n k } ( \\widehat { Y _ { i } } ) _ { n k } \\} \\mathrm { d } \\widehat C _ \\ \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 346, + 502, + 650, + 755 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Substituting this into the expression for $\\frac { \\partial ( P _ { j } ) _ { c d } } { \\partial ( Y _ { j } ) _ { a b } }$ and simplifying matrix products, we find that ", + "bbox": [ + 169, + 765, + 784, + 787 + ], + "page_idx": 10 + }, + { + "type": "equation", + "img_path": "images/e2791ee405f74fadc1e4095f6da83ec7a2193921fc27b9507cb12de99f063c52.jpg", + "text": "$$\n\\begin{array} { l } { { \\frac { \\partial ( P _ { j } ) _ { c d } } { \\partial ( Y _ { j } ) _ { a b } } = \\delta _ { c b } ( C _ { j j } ^ { - 1 } Y _ { j } ) _ { a d } + \\delta _ { d b } ( C _ { j j } ^ { - 1 } Y _ { j } ) _ { a c } } } \\\\ { ~ - ( C _ { j j } ^ { - 1 } Y _ { j } ) _ { a c } ( Y _ { j } ^ { \\top } C _ { j j } ^ { - 1 } Y _ { j } ) _ { b d } } \\\\ { ~ - ( C _ { j j } ^ { - 1 } Y _ { j } ) _ { a d } ( Y _ { j } ^ { \\top } C _ { j j } ^ { - 1 } Y _ { j } ) _ { b c } } \\\\ { ~ = ( I _ { N } - P _ { j } ) _ { c b } ( C _ { j j } ^ { - 1 } Y _ { j } ) _ { a d } ~ + } \\\\ { ~ ( I _ { N } - P _ { j } ) _ { d b } ( C _ { j j } ^ { - 1 } Y _ { j } ) _ { a c } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 354, + 801, + 642, + 925 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Finally, substituting this into our expression for $\\frac { \\partial L } { \\partial ( Y _ { j } ) _ { a b } }$ , we find that ", + "bbox": [ + 173, + 102, + 624, + 122 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Therefore, ", + "bbox": [ + 173, + 246, + 245, + 262 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/f204277985fc1a8e7cf5ee323c4e2e086a17ecbfe83d1ddbf41384da328f1679.jpg", + "text": "$$\n\\begin{array} { l } { \\displaystyle \\frac { \\partial L } { \\partial ( Y _ { j } ) _ { a b } } = \\sum _ { c , d = 1 } ^ { N } ( G ^ { \\top } G ) _ { c d } \\big ( I _ { N } - P _ { j } \\big ) _ { c b } \\big ( C _ { j j } ^ { - 1 } Y _ { j } \\big ) _ { a d } } \\\\ { \\displaystyle + \\sum _ { c , d = 1 } ^ { N } ( G ^ { \\top } G ) _ { c d } \\big ( I _ { N } - P _ { j } \\big ) _ { d b } \\big ( C _ { j j } ^ { - 1 } Y _ { j } \\big ) _ { a c } } \\\\ { \\displaystyle = 2 \\big [ C _ { j j } ^ { - 1 } Y _ { j } G ^ { \\top } G \\big ( I _ { N } - P _ { j } \\big ) \\big ] _ { a b } } \\\\ { \\displaystyle \\frac { \\partial L } { \\partial Y _ { j } } = 2 C _ { j j } ^ { - 1 } Y _ { j } G ^ { \\top } G \\big ( I _ { N } - P _ { j } \\big ) } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 331, + 128, + 666, + 292 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "But recall that $U _ { j } = C _ { j j } ^ { - 1 } Y _ { j } G ^ { \\top }$ . Using this, the gradient simplifies as follows: ", + "bbox": [ + 173, + 295, + 686, + 313 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/6e210b19cd35e4fc40f45478e46510fdbc4d25a09ac404c574c0c2a5a964e8fb.jpg", + "text": "$$\n\\frac { \\partial L } { \\partial Y _ { j } } = 2 U _ { j } G - 2 U _ { j } U _ { j } ^ { \\top } Y _ { j }\n$$", + "text_format": "latex", + "bbox": [ + 408, + 319, + 589, + 354 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Thus, the gradient is the difference between the $r$ -dimensional auxiliary representation $G$ embedded into the subspace spanned by the columns of $U _ { j }$ (the first term) and the projection of the network outputs in $Y _ { j } = f _ { j } ( X _ { j } )$ onto said subspace (the second term). Intuitively, if the auxiliary representation $G$ is far away from the view-specific representation $U _ { j } ^ { \\top } f _ { j } ( X _ { j } )$ , then the network weights should receive a large update. ", + "bbox": [ + 173, + 359, + 825, + 433 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "APPENDIX B DGCCA OPTIMIZATION PSEUDOCODE ", + "text_level": 1, + "bbox": [ + 174, + 102, + 625, + 118 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Algorithm 1 contains the pseudocode for the DGCCA optimization algorithm. In practice we use stocastic optimization with minibatches, following Wang et al. (2015c). ", + "bbox": [ + 174, + 133, + 821, + 161 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Algorithm 1 Deep Generalized CCA ", + "text_level": 1, + "bbox": [ + 176, + 178, + 419, + 194 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Input: multiview data: $X _ { 1 } , X _ { 2 } , \\ldots , X _ { J }$ , number of iterations $T$ , learning rate $\\eta$ \nOutput: $O _ { 1 } , O _ { 2 } , \\ldots , O _ { J }$ \nInitialize weights $W _ { 1 }$ ${ \\mathrm { 1 } } , W _ { 2 } , \\ldots , W _ { J }$ \nfor iteration $t = 1 , 2 , \\dots , T$ do for each view $j = 1 , 2 , \\dots , J$ do $O _ { j } $ forward pass of $X _ { j }$ with weights $W _ { j }$ mean-center $O _ { j }$ end for $U _ { 1 } , \\dots , U _ { J } , G \\gets \\mathtt { g c c a } ( O _ { 1 } , \\dots , O _ { J } )$ for each view $j = 1 , 2 , \\dots , J$ do ${ \\partial F } / { \\partial O _ { j } } U _ { j } U _ { j } ^ { \\top } O _ { j } - U _ { j } G$ $\\nabla W _ { j } \\gets \\mathtt { b a c k p r o p } ( \\partial F / \\partial O _ { j } , W _ { j } )$ $W _ { j } \\doteq W _ { j } - \\eta \\nabla W _ { j }$ end for \nend for \nfor each view $j = 1 , 2 , \\dots , J$ do $O _ { j } $ forward pass of $X _ { j }$ with weights $W _ { j }$ mean-center $O _ { j }$ \nend for \n$U _ { 1 } , \\dots , U _ { J } , G \\gets \\mathsf { g c c a } ( O _ { 1 } , \\dots , O _ { J } )$ \nfor each view $j = 1 . . . J$ do O j ← U >j O j \nend for ", + "bbox": [ + 178, + 199, + 508, + 534 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "APPENDIX C RECONSTRUCTION ERROR AND DOWNSTREAM PERFORMANCE ", + "text_level": 1, + "bbox": [ + 174, + 102, + 692, + 136 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/72affde77c0a018d6ca7a14fb84d924f7537b2f6e223030532fd5e35cecb6731.jpg", + "image_caption": [ + "Figure 6: Tuning reconstruction error against Recall at 1000 for the hashtag prediction task. Each point corresponds to a different setting of hyperparameters. " + ], + "image_footnote": [], + "bbox": [ + 302, + 172, + 676, + 398 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "CCA methods are typically evaluated intrinsically by the amount of correlation captured, or reconstruction error. These measures are dependent on the width of the shared embeddings and viewspecific output layers, and do not necessarily predict downstream performance. Although reconstruction error cannot solely be relied on for model selection for a downstream task, we found that it was a useful as a signal to weed out very poor models. Figure 6 shows the reconstruction error against hashtag prediction Recall at 1000 for an initial grid search of DGCCA hyperparameters. Models with tuning reconstruction error greater than $1 0 ^ { 3 }$ can safely be ignored, while there is some variability in the performance of models with achieving lower error. ", + "bbox": [ + 173, + 465, + 825, + 577 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Since a DGCCA model with high reconstruction error suggests that the views do not agree with each other at all, it makes sense that the shared embedding will likely be noisy, whereas a relatively lowly reconstruction error suggests that the transformed views have converged to a stable solution. 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We learn DGCCA repre-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 380, + 469, + 393 + ], + "spans": [ + { + "bbox": [ + 141, + 380, + 469, + 393 + ], + "score": 1.0, + "content": "sentations on two distinct datasets for three downstream tasks: phonetic transcrip-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 391, + 469, + 404 + ], + "spans": [ + { + "bbox": [ + 141, + 391, + 469, + 404 + ], + "score": 1.0, + "content": "tion from acoustic and articulatory measurements, and recommending hashtags", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 141, + 402, + 469, + 414 + ], + "spans": [ + { + "bbox": [ + 141, + 402, + 469, + 414 + ], + "score": 1.0, + "content": "and friends on a dataset of Twitter users. We find that DGCCA representations", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 141, + 413, + 469, + 425 + ], + "spans": [ + { + "bbox": [ + 141, + 413, + 469, + 425 + ], + "score": 1.0, + "content": "soundly beat existing methods at phonetic transcription and hashtag recommenda-", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 141, + 424, + 469, + 437 + ], + "spans": [ + { + "bbox": [ + 141, + 424, + 469, + 437 + ], + "score": 1.0, + "content": "tion, and in general perform no worse than standard linear many-view techniques.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 17, + "bbox_fs": [ + 141, + 269, + 470, + 437 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 462, + 206, + 475 + ], + "lines": [ + { + "bbox": [ + 105, + 461, + 208, + 478 + ], + "spans": [ + { + "bbox": [ + 105, + 461, + 208, + 478 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 107, + 489, + 505, + 555 + ], + "lines": [ + { + "bbox": [ + 105, + 489, + 506, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 506, + 502 + ], + "score": 1.0, + "content": "Multiview representation learning refers to settings where one has access to many “views” of data,", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 501, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 501, + 505, + 513 + ], + "score": 1.0, + "content": "at train time. Views often correspond to different modalities or independent information about ex-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 511, + 505, + 523 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 505, + 523 + ], + "score": 1.0, + "content": "amples: a scene represented as a series of audio and image frames, a social media user characterized", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 523, + 505, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 505, + 535 + ], + "score": 1.0, + "content": "by the messages they post and who they friend, or a speech utterance and the configuration of the", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 533, + 506, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 533, + 506, + 546 + ], + "score": 1.0, + "content": "speaker’s tongue. Multiview techniques learn a representation of data that captures the sources of", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 545, + 232, + 556 + ], + "spans": [ + { + "bbox": [ + 106, + 545, + 232, + 556 + ], + "score": 1.0, + "content": "variation common to all views.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 489, + 506, + 556 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 561, + 505, + 671 + ], + "lines": [ + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "score": 1.0, + "content": "Multiview representation techniques are attractive for intuitive reasons. 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(2014) show that certain classes of latent variable models, such as", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 604, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 505, + 617 + ], + "score": 1.0, + "content": "Hidden Markov Models, Gaussian Mixture Models, and Latent Dirichlet Allocation models, can be", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 617, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 106, + 617, + 505, + 628 + ], + "score": 1.0, + "content": "optimally learned with multiview spectral techniques. 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However, we find clear gains in", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 209, + 506, + 223 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 506, + 223 + ], + "score": 1.0, + "content": "performance from DGCCA for tasks previously shown to benefit from representation learning on", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 219, + 494, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 219, + 237, + 232 + ], + "score": 1.0, + "content": "more than two views, with up to", + "type": "text" + }, + { + "bbox": [ + 237, + 220, + 252, + 230 + ], + "score": 0.84, + "content": "4 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 219, + 494, + 232 + ], + "score": 1.0, + "content": "improvement in heldout accuracy for phonetic transcription.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 9.5 + }, + { + "type": "text", + "bbox": [ + 107, + 236, + 505, + 281 + ], + "lines": [ + { + "bbox": [ + 105, + 236, + 505, + 249 + ], + "spans": [ + { + "bbox": [ + 105, + 236, + 505, + 249 + ], + "score": 1.0, + "content": "The paper is organized as follows. We review prior work in Section 2. In Section 3 we describe", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 247, + 505, + 260 + ], + "spans": [ + { + "bbox": [ + 105, + 247, + 505, + 260 + ], + "score": 1.0, + "content": "DGCCA. Empirical results on a synthetic dataset, and three downstream tasks are presented in", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 259, + 505, + 270 + ], + "spans": [ + { + "bbox": [ + 106, + 259, + 505, + 270 + ], + "score": 1.0, + "content": "Section 4. 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It does this by", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 605, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 505, + 617 + ], + "score": 1.0, + "content": "passing each of the input views through stacked non-linear representations and performing CCA on", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 614, + 156, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 614, + 156, + 629 + ], + "score": 1.0, + "content": "the outputs.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 38.5, + "bbox_fs": [ + 105, + 583, + 505, + 629 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 631, + 505, + 655 + ], + "lines": [ + { + "bbox": [ + 105, + 632, + 505, + 645 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 149, + 645 + ], + "score": 1.0, + "content": "Let us use", + "type": "text" + }, + { + "bbox": [ + 150, + 632, + 180, + 644 + ], + "score": 0.93, + "content": "f _ { 1 } ( X _ { 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 181, + 632, + 199, + 645 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 199, + 632, + 230, + 644 + ], + "score": 0.93, + "content": "f _ { 2 } ( X _ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 632, + 419, + 645 + ], + "score": 1.0, + "content": "to represent the network outputs. 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We denote the output of the final layer as", + "type": "text" + }, + { + "bbox": [ + 333, + 677, + 362, + 689 + ], + "score": 0.93, + "content": "f _ { j } ( X _ { j } )", + "type": "inline_equation" + }, + { + "bbox": [ + 363, + 676, + 367, + 691 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 37.5, + "bbox_fs": [ + 104, + 610, + 507, + 691 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 119 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 474, + 95 + ], + "score": 1.0, + "content": "DGCCA can be expressed as the following optimization problem: find weight matrices", + "type": "text" + }, + { + "bbox": [ + 474, + 82, + 505, + 93 + ], + "score": 0.88, + "content": "W ^ { j } =", + "type": "inline_equation" + } + ], + "index": 0 + }, + { + "bbox": [ + 107, + 92, + 504, + 110 + ], + "spans": [ + { + "bbox": [ + 107, + 93, + 175, + 110 + ], + "score": 0.91, + "content": "\\{ W _ { 1 } ^ { j } , \\dotsc , W _ { K _ { j } } ^ { j } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 176, + 92, + 268, + 110 + ], + "score": 1.0, + "content": "defining the functions", + "type": "text" + }, + { + "bbox": [ + 268, + 95, + 278, + 108 + ], + "score": 0.89, + "content": "f _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 92, + 391, + 110 + ], + "score": 1.0, + "content": ", and linear transformations", + "type": "text" + }, + { + "bbox": [ + 391, + 95, + 403, + 108 + ], + "score": 0.88, + "content": "U _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 404, + 92, + 489, + 110 + ], + "score": 1.0, + "content": "(of the output of the", + "type": "text" + }, + { + "bbox": [ + 489, + 94, + 504, + 107 + ], + "score": 0.87, + "content": "j ^ { t h }", + "type": "inline_equation" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 107, + 236, + 120 + ], + "spans": [ + { + "bbox": [ + 105, + 107, + 162, + 120 + ], + "score": 1.0, + "content": "network), for", + "type": "text" + }, + { + "bbox": [ + 162, + 107, + 214, + 119 + ], + "score": 0.9, + "content": "j ^ { ' } = 1 , \\dotsc , J", + "type": "inline_equation" + }, + { + "bbox": [ + 214, + 107, + 236, + 120 + ], + "score": 1.0, + "content": ", that", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1 + }, + { + "type": "interline_equation", + "bbox": [ + 218, + 110, + 392, + 163 + ], + "lines": [ + { + "bbox": [ + 218, + 110, + 392, + 163 + ], + "spans": [ + { + "bbox": [ + 218, + 110, + 392, + 163 + ], + "score": 0.91, + "content": "\\begin{array} { r l } & { \\mathrm { t h a t } } \\\\ & { \\qquad \\underset { U _ { j } \\in \\mathbb { R } ^ { o _ { j } \\times r } , G \\in \\mathbb { R } ^ { r \\times N } } { \\mathrm { m i n i m i z e } } \\sum _ { j = 1 } ^ { J } \\| G - U _ { j } ^ { \\top } f _ { j } ( X _ { j } ) \\| _ { F } ^ { 2 } , } \\\\ & { \\qquad \\mathrm { s u b j e c t t o } \\qquad G G ^ { \\top } = I _ { r } } \\end{array}", + "type": "interline_equation", + "image_path": "eb7914e568f2e4ea9714eb196649a7de77a04a5f01d9ddff05b9da6638aebddd.jpg" + } + ] + } + ], + "index": 4.5, + "virtual_lines": [ + { + "bbox": [ + 218, + 110, + 392, + 123.25 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 218, + 123.25, + 392, + 136.5 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 218, + 136.5, + 392, + 149.75 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 218, + 149.75, + 392, + 163.0 + ], + "spans": [], + "index": 6 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 165, + 408, + 177 + ], + "lines": [ + { + "bbox": [ + 105, + 162, + 411, + 180 + ], + "spans": [ + { + "bbox": [ + 105, + 162, + 133, + 180 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 164, + 179, + 176 + ], + "score": 0.92, + "content": "G \\in \\mathbb { R } ^ { r \\times N }", + "type": "inline_equation" + }, + { + "bbox": [ + 179, + 162, + 411, + 180 + ], + "score": 1.0, + "content": "is the shared representation we are interested in learning.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 106, + 182, + 505, + 272 + ], + "lines": [ + { + "bbox": [ + 106, + 183, + 505, + 196 + ], + "spans": [ + { + "bbox": [ + 106, + 183, + 505, + 196 + ], + "score": 1.0, + "content": "Optimization: We solve the DGCCA optimization problem using stochastic gradient descent", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 195, + 505, + 207 + ], + "spans": [ + { + "bbox": [ + 106, + 195, + 505, + 207 + ], + "score": 1.0, + "content": "(SGD) with mini-batches. In particular, we estimate the gradient of the DGCCA objective in Prob-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 205, + 505, + 218 + ], + "spans": [ + { + "bbox": [ + 105, + 205, + 505, + 218 + ], + "score": 1.0, + "content": "lem 3 on a mini-batch of samples that is mapped through the network and use back-propagation", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 104, + 216, + 506, + 230 + ], + "spans": [ + { + "bbox": [ + 104, + 216, + 233, + 230 + ], + "score": 1.0, + "content": "to update the weight matrices,", + "type": "text" + }, + { + "bbox": [ + 234, + 216, + 249, + 226 + ], + "score": 0.86, + "content": "W ^ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 250, + 216, + 506, + 230 + ], + "score": 1.0, + "content": "’s. However, note that the DGCCA optimization problem is a", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 228, + 505, + 240 + ], + "spans": [ + { + "bbox": [ + 105, + 228, + 505, + 240 + ], + "score": 1.0, + "content": "constrained optimization problem. It is not immediately clear how to perform projected gradient de-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 238, + 505, + 250 + ], + "spans": [ + { + "bbox": [ + 105, + 238, + 505, + 250 + ], + "score": 1.0, + "content": "scent with back-propagation. Instead, we characterize the objective function of the GCCA problem", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 249, + 505, + 262 + ], + "spans": [ + { + "bbox": [ + 105, + 249, + 505, + 262 + ], + "score": 1.0, + "content": "at an optimum, and compute its gradient with respect to the inputs to GCCA, i.e. with respect to the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 259, + 493, + 273 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 467, + 273 + ], + "score": 1.0, + "content": "network outputs. These gradients are then back-propagated through the network to update", + "type": "text" + }, + { + "bbox": [ + 468, + 259, + 483, + 270 + ], + "score": 0.87, + "content": "W ^ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 484, + 259, + 493, + 273 + ], + "score": 1.0, + "content": "’s.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 11.5 + }, + { + "type": "text", + "bbox": [ + 106, + 276, + 505, + 376 + ], + "lines": [ + { + "bbox": [ + 106, + 277, + 505, + 289 + ], + "spans": [ + { + "bbox": [ + 106, + 277, + 505, + 289 + ], + "score": 1.0, + "content": "Although the relationship between DGCCA and GCCA is analogous to the relationship between", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 287, + 506, + 301 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 506, + 301 + ], + "score": 1.0, + "content": "DCCA and CCA, derivation of the GCCA objective gradient with respect to the network output", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 299, + 506, + 311 + ], + "spans": [ + { + "bbox": [ + 106, + 299, + 506, + 311 + ], + "score": 1.0, + "content": "layers is non-trivial. The main difficulty stems from the fact that there is no natural extension of the", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 310, + 506, + 322 + ], + "spans": [ + { + "bbox": [ + 106, + 310, + 506, + 322 + ], + "score": 1.0, + "content": "correlation objective to more than two random variables. Instead, we consider correlations between", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 321, + 506, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 259, + 333 + ], + "score": 1.0, + "content": "every pair of views, stack them in a", + "type": "text" + }, + { + "bbox": [ + 259, + 321, + 287, + 331 + ], + "score": 0.9, + "content": "J \\times J", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 321, + 506, + 333 + ], + "score": 1.0, + "content": "matrix and maximize a certain matrix norm for that", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 331, + 506, + 344 + ], + "spans": [ + { + "bbox": [ + 105, + 331, + 506, + 344 + ], + "score": 1.0, + "content": "matrix. For GCCA, this suggests an optimization problem that maximizes the sum of correlations", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 343, + 505, + 355 + ], + "spans": [ + { + "bbox": [ + 106, + 343, + 505, + 355 + ], + "score": 1.0, + "content": "between a shared representation and each view. Since the objective as well as the constraints of the", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 353, + 506, + 367 + ], + "spans": [ + { + "bbox": [ + 105, + 353, + 506, + 367 + ], + "score": 1.0, + "content": "generalized CCA problem are very different from that of the CCA problem, it is not immediately", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 365, + 311, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 365, + 311, + 377 + ], + "score": 1.0, + "content": "obvious how to extend Deep CCA to Deep GCCA.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 106, + 381, + 506, + 478 + ], + "lines": [ + { + "bbox": [ + 105, + 381, + 506, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 381, + 506, + 394 + ], + "score": 1.0, + "content": "Next, we show a sketch of the gradient derivation, the full derivation is given in appendix A. It is", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 392, + 505, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 505, + 405 + ], + "score": 1.0, + "content": "straightforward to show that the solution to the GCCA problem is given by solving an eigenvalue", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 104, + 402, + 506, + 417 + ], + "spans": [ + { + "bbox": [ + 104, + 402, + 224, + 417 + ], + "score": 1.0, + "content": "problem. In particular, define", + "type": "text" + }, + { + "bbox": [ + 225, + 403, + 354, + 416 + ], + "score": 0.91, + "content": "C _ { j j } = f ( X _ { j } ) f ( X _ { j } ) ^ { \\intercal } \\in \\mathbb { R } ^ { \\bar { o } _ { j } \\times o _ { j } }", + "type": "inline_equation" + }, + { + "bbox": [ + 354, + 402, + 506, + 417 + ], + "score": 1.0, + "content": ", to be the scaled empirical covariance", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 102, + 412, + 507, + 432 + ], + "spans": [ + { + "bbox": [ + 102, + 412, + 163, + 432 + ], + "score": 1.0, + "content": "matrix of the", + "type": "text" + }, + { + "bbox": [ + 163, + 415, + 177, + 428 + ], + "score": 0.9, + "content": "j ^ { t h }", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 412, + 265, + 432 + ], + "score": 1.0, + "content": "network output, and", + "type": "text" + }, + { + "bbox": [ + 266, + 415, + 415, + 429 + ], + "score": 0.91, + "content": "P _ { j } = f ( \\underline { { X _ { j } } } ) ^ { \\top } C _ { j j } ^ { - 1 } f ( X _ { j } ) \\in \\mathbb { R } ^ { N \\times N }", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 412, + 507, + 432 + ], + "score": 1.0, + "content": "be the corresponding", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 104, + 426, + 505, + 440 + ], + "spans": [ + { + "bbox": [ + 104, + 426, + 303, + 440 + ], + "score": 1.0, + "content": "projection matrix that whitens the data; note that", + "type": "text" + }, + { + "bbox": [ + 304, + 428, + 315, + 439 + ], + "score": 0.88, + "content": "P _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 315, + 426, + 481, + 440 + ], + "score": 1.0, + "content": "is symmetric and idempotent. We define", + "type": "text" + }, + { + "bbox": [ + 481, + 428, + 505, + 438 + ], + "score": 0.88, + "content": "M =", + "type": "inline_equation" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 438, + 507, + 455 + ], + "spans": [ + { + "bbox": [ + 106, + 438, + 145, + 455 + ], + "score": 0.92, + "content": "\\textstyle \\sum _ { j = 1 } ^ { J } P _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 439, + 194, + 454 + ], + "score": 1.0, + "content": ". Since each", + "type": "text" + }, + { + "bbox": [ + 194, + 441, + 206, + 453 + ], + "score": 0.88, + "content": "P _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 206, + 439, + 327, + 454 + ], + "score": 1.0, + "content": "is positive semi-definite, so is", + "type": "text" + }, + { + "bbox": [ + 327, + 441, + 339, + 451 + ], + "score": 0.83, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 339, + 439, + 507, + 454 + ], + "score": 1.0, + "content": ". Then, it is easy to check that the rows of", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 107, + 450, + 509, + 478 + ], + "spans": [ + { + "bbox": [ + 107, + 455, + 115, + 465 + ], + "score": 0.81, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 116, + 450, + 162, + 478 + ], + "score": 1.0, + "content": "are the top the objecti", + "type": "text" + }, + { + "bbox": [ + 162, + 457, + 168, + 465 + ], + "score": 0.71, + "content": "r", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 450, + 291, + 478 + ], + "score": 1.0, + "content": "(orthonormal) eigenvectors of , we can rewrite the reconstruc", + "type": "text" + }, + { + "bbox": [ + 291, + 455, + 303, + 465 + ], + "score": 0.81, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 450, + 324, + 478 + ], + "score": 1.0, + "content": ", and n erro", + "type": "text" + }, + { + "bbox": [ + 325, + 453, + 410, + 469 + ], + "score": 0.93, + "content": "U _ { j } = { C _ { j j } ^ { - 1 } f ( X _ { j } ) G ^ { \\top } }", + "type": "inline_equation" + }, + { + "bbox": [ + 410, + 450, + 509, + 478 + ], + "score": 1.0, + "content": ". Thus, at the minimum", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 28 + }, + { + "type": "interline_equation", + "bbox": [ + 131, + 479, + 478, + 515 + ], + "lines": [ + { + "bbox": [ + 131, + 479, + 478, + 515 + ], + "spans": [ + { + "bbox": [ + 131, + 479, + 478, + 515 + ], + "score": 0.94, + "content": "\\sum _ { j = 1 } ^ { J } \\| G - U _ { j } ^ { \\top } f _ { j } ( X _ { j } ) \\| _ { F } ^ { 2 } = \\sum _ { j = 1 } ^ { J } \\| G - G f _ { j } ( X _ { j } ) ^ { \\top } C _ { j j } ^ { - 1 } f _ { j } ( X _ { j } ) \\| _ { F } ^ { 2 } = r J - \\mathrm { T r } ( G M G ^ { \\top } )", + "type": "interline_equation", + "image_path": "8547197242c548bb0b6f5fd0510b8dd70bf108a49f47636185c7a8cc11e08622.jpg" + } + ] + } + ], + "index": 33, + "virtual_lines": [ + { + "bbox": [ + 131, + 479, + 478, + 491.0 + ], + "spans": [], + "index": 32 + }, + { + "bbox": [ + 131, + 491.0, + 478, + 503.0 + ], + "spans": [], + "index": 33 + }, + { + "bbox": [ + 131, + 503.0, + 478, + 515.0 + ], + "spans": [], + "index": 34 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 521, + 504, + 555 + ], + "lines": [ + { + "bbox": [ + 105, + 519, + 506, + 536 + ], + "spans": [ + { + "bbox": [ + 105, + 519, + 506, + 536 + ], + "score": 1.0, + "content": "Minimizing the GCCA objective (w.r.t. the weights of the neural networks) means maximizing", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 107, + 531, + 506, + 547 + ], + "spans": [ + { + "bbox": [ + 107, + 532, + 158, + 545 + ], + "score": 0.89, + "content": "\\mathrm { T r } ( G M G ^ { \\dagger } )", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 531, + 295, + 547 + ], + "score": 1.0, + "content": ", which is the sum of eigenvalues", + "type": "text" + }, + { + "bbox": [ + 295, + 532, + 371, + 545 + ], + "score": 0.93, + "content": "\\begin{array} { r } { L = \\sum _ { i = 1 } ^ { r } \\lambda _ { i } ( M ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 371, + 531, + 475, + 547 + ], + "score": 1.0, + "content": ". 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The data we use for this experiment are", + "type": "text" + } + ], + "index": 49 + } + ], + "index": 48.5 + } + ], + "page_idx": 3, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 308, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 308, + 39 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 308, + 39 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2017", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 310, + 762 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 12, + "width": 8 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 119 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 474, + 95 + ], + "score": 1.0, + "content": "DGCCA can be expressed as the following optimization problem: find weight matrices", + "type": "text" + }, + { + "bbox": [ + 474, + 82, + 505, + 93 + ], + "score": 0.88, + "content": "W ^ { j } =", + "type": "inline_equation" + } + ], + "index": 0 + }, + { + "bbox": [ + 107, + 92, + 504, + 110 + ], + "spans": [ + { + "bbox": [ + 107, + 93, + 175, + 110 + ], + "score": 0.91, + "content": "\\{ W _ { 1 } ^ { j } , \\dotsc , W _ { K _ { j } } ^ { j } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 176, + 92, + 268, + 110 + ], + "score": 1.0, + "content": "defining the functions", + "type": "text" + }, + { + "bbox": [ + 268, + 95, + 278, + 108 + ], + "score": 0.89, + "content": "f _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 92, + 391, + 110 + ], + "score": 1.0, + "content": ", and linear transformations", + "type": "text" + }, + { + "bbox": [ + 391, + 95, + 403, + 108 + ], + "score": 0.88, + "content": "U _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 404, + 92, + 489, + 110 + ], + "score": 1.0, + "content": "(of the output of the", + "type": "text" + }, + { + "bbox": [ + 489, + 94, + 504, + 107 + ], + "score": 0.87, + "content": "j ^ { t h }", + "type": "inline_equation" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 107, + 236, + 120 + ], + "spans": [ + { + "bbox": [ + 105, + 107, + 162, + 120 + ], + "score": 1.0, + "content": "network), for", + "type": "text" + }, + { + "bbox": [ + 162, + 107, + 214, + 119 + ], + "score": 0.9, + "content": "j ^ { ' } = 1 , \\dotsc , J", + "type": "inline_equation" + }, + { + "bbox": [ + 214, + 107, + 236, + 120 + ], + "score": 1.0, + "content": ", that", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1, + "bbox_fs": [ + 105, + 80, + 505, + 120 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 218, + 110, + 392, + 163 + ], + "lines": [ + { + "bbox": [ + 218, + 110, + 392, + 163 + ], + "spans": [ + { + "bbox": [ + 218, + 110, + 392, + 163 + ], + "score": 0.91, + "content": "\\begin{array} { r l } & { \\mathrm { t h a t } } \\\\ & { \\qquad \\underset { U _ { j } \\in \\mathbb { R } ^ { o _ { j } \\times r } , G \\in \\mathbb { R } ^ { r \\times N } } { \\mathrm { m i n i m i z e } } \\sum _ { j = 1 } ^ { J } \\| G - U _ { j } ^ { \\top } f _ { j } ( X _ { j } ) \\| _ { F } ^ { 2 } , } \\\\ & { \\qquad \\mathrm { s u b j e c t t o } \\qquad G G ^ { \\top } = I _ { r } } \\end{array}", + "type": "interline_equation", + "image_path": "eb7914e568f2e4ea9714eb196649a7de77a04a5f01d9ddff05b9da6638aebddd.jpg" + } + ] + } + ], + "index": 4.5, + "virtual_lines": [ + { + "bbox": [ + 218, + 110, + 392, + 123.25 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 218, + 123.25, + 392, + 136.5 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 218, + 136.5, + 392, + 149.75 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 218, + 149.75, + 392, + 163.0 + ], + "spans": [], + "index": 6 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 165, + 408, + 177 + ], + "lines": [ + { + "bbox": [ + 105, + 162, + 411, + 180 + ], + "spans": [ + { + "bbox": [ + 105, + 162, + 133, + 180 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 164, + 179, + 176 + ], + "score": 0.92, + "content": "G \\in \\mathbb { R } ^ { r \\times N }", + "type": "inline_equation" + }, + { + "bbox": [ + 179, + 162, + 411, + 180 + ], + "score": 1.0, + "content": "is the shared representation we are interested in learning.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7, + "bbox_fs": [ + 105, + 162, + 411, + 180 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 182, + 505, + 272 + ], + "lines": [ + { + "bbox": [ + 106, + 183, + 505, + 196 + ], + "spans": [ + { + "bbox": [ + 106, + 183, + 505, + 196 + ], + "score": 1.0, + "content": "Optimization: We solve the DGCCA optimization problem using stochastic gradient descent", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 195, + 505, + 207 + ], + "spans": [ + { + "bbox": [ + 106, + 195, + 505, + 207 + ], + "score": 1.0, + "content": "(SGD) with mini-batches. In particular, we estimate the gradient of the DGCCA objective in Prob-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 205, + 505, + 218 + ], + "spans": [ + { + "bbox": [ + 105, + 205, + 505, + 218 + ], + "score": 1.0, + "content": "lem 3 on a mini-batch of samples that is mapped through the network and use back-propagation", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 104, + 216, + 506, + 230 + ], + "spans": [ + { + "bbox": [ + 104, + 216, + 233, + 230 + ], + "score": 1.0, + "content": "to update the weight matrices,", + "type": "text" + }, + { + "bbox": [ + 234, + 216, + 249, + 226 + ], + "score": 0.86, + "content": "W ^ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 250, + 216, + 506, + 230 + ], + "score": 1.0, + "content": "’s. However, note that the DGCCA optimization problem is a", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 228, + 505, + 240 + ], + "spans": [ + { + "bbox": [ + 105, + 228, + 505, + 240 + ], + "score": 1.0, + "content": "constrained optimization problem. It is not immediately clear how to perform projected gradient de-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 238, + 505, + 250 + ], + "spans": [ + { + "bbox": [ + 105, + 238, + 505, + 250 + ], + "score": 1.0, + "content": "scent with back-propagation. Instead, we characterize the objective function of the GCCA problem", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 249, + 505, + 262 + ], + "spans": [ + { + "bbox": [ + 105, + 249, + 505, + 262 + ], + "score": 1.0, + "content": "at an optimum, and compute its gradient with respect to the inputs to GCCA, i.e. with respect to the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 259, + 493, + 273 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 467, + 273 + ], + "score": 1.0, + "content": "network outputs. These gradients are then back-propagated through the network to update", + "type": "text" + }, + { + "bbox": [ + 468, + 259, + 483, + 270 + ], + "score": 0.87, + "content": "W ^ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 484, + 259, + 493, + 273 + ], + "score": 1.0, + "content": "’s.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 11.5, + "bbox_fs": [ + 104, + 183, + 506, + 273 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 276, + 505, + 376 + ], + "lines": [ + { + "bbox": [ + 106, + 277, + 505, + 289 + ], + "spans": [ + { + "bbox": [ + 106, + 277, + 505, + 289 + ], + "score": 1.0, + "content": "Although the relationship between DGCCA and GCCA is analogous to the relationship between", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 287, + 506, + 301 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 506, + 301 + ], + "score": 1.0, + "content": "DCCA and CCA, derivation of the GCCA objective gradient with respect to the network output", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 299, + 506, + 311 + ], + "spans": [ + { + "bbox": [ + 106, + 299, + 506, + 311 + ], + "score": 1.0, + "content": "layers is non-trivial. The main difficulty stems from the fact that there is no natural extension of the", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 310, + 506, + 322 + ], + "spans": [ + { + "bbox": [ + 106, + 310, + 506, + 322 + ], + "score": 1.0, + "content": "correlation objective to more than two random variables. Instead, we consider correlations between", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 321, + 506, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 259, + 333 + ], + "score": 1.0, + "content": "every pair of views, stack them in a", + "type": "text" + }, + { + "bbox": [ + 259, + 321, + 287, + 331 + ], + "score": 0.9, + "content": "J \\times J", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 321, + 506, + 333 + ], + "score": 1.0, + "content": "matrix and maximize a certain matrix norm for that", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 331, + 506, + 344 + ], + "spans": [ + { + "bbox": [ + 105, + 331, + 506, + 344 + ], + "score": 1.0, + "content": "matrix. For GCCA, this suggests an optimization problem that maximizes the sum of correlations", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 343, + 505, + 355 + ], + "spans": [ + { + "bbox": [ + 106, + 343, + 505, + 355 + ], + "score": 1.0, + "content": "between a shared representation and each view. Since the objective as well as the constraints of the", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 353, + 506, + 367 + ], + "spans": [ + { + "bbox": [ + 105, + 353, + 506, + 367 + ], + "score": 1.0, + "content": "generalized CCA problem are very different from that of the CCA problem, it is not immediately", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 365, + 311, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 365, + 311, + 377 + ], + "score": 1.0, + "content": "obvious how to extend Deep CCA to Deep GCCA.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 20, + "bbox_fs": [ + 105, + 277, + 506, + 377 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 381, + 506, + 478 + ], + "lines": [ + { + "bbox": [ + 105, + 381, + 506, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 381, + 506, + 394 + ], + "score": 1.0, + "content": "Next, we show a sketch of the gradient derivation, the full derivation is given in appendix A. It is", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 392, + 505, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 505, + 405 + ], + "score": 1.0, + "content": "straightforward to show that the solution to the GCCA problem is given by solving an eigenvalue", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 104, + 402, + 506, + 417 + ], + "spans": [ + { + "bbox": [ + 104, + 402, + 224, + 417 + ], + "score": 1.0, + "content": "problem. In particular, define", + "type": "text" + }, + { + "bbox": [ + 225, + 403, + 354, + 416 + ], + "score": 0.91, + "content": "C _ { j j } = f ( X _ { j } ) f ( X _ { j } ) ^ { \\intercal } \\in \\mathbb { R } ^ { \\bar { o } _ { j } \\times o _ { j } }", + "type": "inline_equation" + }, + { + "bbox": [ + 354, + 402, + 506, + 417 + ], + "score": 1.0, + "content": ", to be the scaled empirical covariance", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 102, + 412, + 507, + 432 + ], + "spans": [ + { + "bbox": [ + 102, + 412, + 163, + 432 + ], + "score": 1.0, + "content": "matrix of the", + "type": "text" + }, + { + "bbox": [ + 163, + 415, + 177, + 428 + ], + "score": 0.9, + "content": "j ^ { t h }", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 412, + 265, + 432 + ], + "score": 1.0, + "content": "network output, and", + "type": "text" + }, + { + "bbox": [ + 266, + 415, + 415, + 429 + ], + "score": 0.91, + "content": "P _ { j } = f ( \\underline { { X _ { j } } } ) ^ { \\top } C _ { j j } ^ { - 1 } f ( X _ { j } ) \\in \\mathbb { R } ^ { N \\times N }", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 412, + 507, + 432 + ], + "score": 1.0, + "content": "be the corresponding", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 104, + 426, + 505, + 440 + ], + "spans": [ + { + "bbox": [ + 104, + 426, + 303, + 440 + ], + "score": 1.0, + "content": "projection matrix that whitens the data; note that", + "type": "text" + }, + { + "bbox": [ + 304, + 428, + 315, + 439 + ], + "score": 0.88, + "content": "P _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 315, + 426, + 481, + 440 + ], + "score": 1.0, + "content": "is symmetric and idempotent. We define", + "type": "text" + }, + { + "bbox": [ + 481, + 428, + 505, + 438 + ], + "score": 0.88, + "content": "M =", + "type": "inline_equation" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 438, + 507, + 455 + ], + "spans": [ + { + "bbox": [ + 106, + 438, + 145, + 455 + ], + "score": 0.92, + "content": "\\textstyle \\sum _ { j = 1 } ^ { J } P _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 439, + 194, + 454 + ], + "score": 1.0, + "content": ". Since each", + "type": "text" + }, + { + "bbox": [ + 194, + 441, + 206, + 453 + ], + "score": 0.88, + "content": "P _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 206, + 439, + 327, + 454 + ], + "score": 1.0, + "content": "is positive semi-definite, so is", + "type": "text" + }, + { + "bbox": [ + 327, + 441, + 339, + 451 + ], + "score": 0.83, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 339, + 439, + 507, + 454 + ], + "score": 1.0, + "content": ". 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The data we use for this experiment are", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "plotted in Figure 2. Points that share the same color across different views are sampled from the", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 95, + 212, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 95, + 212, + 106 + ], + "score": 1.0, + "content": "same mixture component.", + "type": "text", + "cross_page": true + } + ], + "index": 1 + } + ], + "index": 48.5, + "bbox_fs": [ + 105, + 710, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 105 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "plotted in Figure 2. 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XRMB contains acoustic and articulatory recordings as well as phone-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "score": 1.0, + "content": "mic labels. We present phoneme classification results on the acoustic vectors projected using DCCA,", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38, + "bbox_fs": [ + 105, + 698, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 504, + 116 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 506, + 96 + ], + "score": 1.0, + "content": "GCCA, and DGCCA. We set acoustic and articulatory data as the two views and phoneme labels as", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "the third view for GCCA and DGCCA. For classification, we run K-nearest neighbor classification", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 105, + 289, + 117 + ], + "spans": [ + { + "bbox": [ + 106, + 105, + 289, + 117 + ], + "score": 1.0, + "content": "(Cover & Hart, 1967) on the projected result.", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1 + }, + { + "type": "title", + "bbox": [ + 107, + 130, + 163, + 141 + ], + "lines": [ + { + "bbox": [ + 105, + 128, + 165, + 143 + ], + "spans": [ + { + "bbox": [ + 105, + 128, + 165, + 143 + ], + "score": 1.0, + "content": "4.2.1 DATA", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 107, + 145, + 505, + 244 + ], + "lines": [ + { + "bbox": [ + 106, + 146, + 505, + 158 + ], + "spans": [ + { + "bbox": [ + 106, + 146, + 505, + 158 + ], + "score": 1.0, + "content": "We use the same train/tune/test split of the data as Arora & Livescu (2014). To limit experiment", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 156, + 505, + 168 + ], + "spans": [ + { + "bbox": [ + 105, + 156, + 505, + 168 + ], + "score": 1.0, + "content": "runtime, we use a subset of speakers for our experiments. We run a set of cross-speaker experiments", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 168, + 505, + 180 + ], + "spans": [ + { + "bbox": [ + 106, + 168, + 505, + 180 + ], + "score": 1.0, + "content": "using the male speaker JW11 for training and two splits of JW24 for tuning and testing. 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(2013), we get 273 and 112 dimensional", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 210, + 505, + 223 + ], + "spans": [ + { + "bbox": [ + 105, + 210, + 415, + 223 + ], + "score": 1.0, + "content": "feature vectors for the first and second view respectively. Each speaker has", + "type": "text" + }, + { + "bbox": [ + 416, + 211, + 453, + 222 + ], + "score": 0.86, + "content": "\\sim 5 0 { , } 0 0 0", + "type": "inline_equation" + }, + { + "bbox": [ + 453, + 210, + 505, + 223 + ], + "score": 1.0, + "content": "frames. 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Hidden layers for the acoustic view were all width 1024,", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 290, + 506, + 303 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 506, + 303 + ], + "score": 1.0, + "content": "and layers in the articulatory view all had width 512 units. L2 penalty constants of 0.0001 and", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 300, + 505, + 314 + ], + "spans": [ + { + "bbox": [ + 105, + 300, + 505, + 314 + ], + "score": 1.0, + "content": "0.01 were used to train the acoustic and articulatory view networks, respectively. The output layer", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 311, + 506, + 324 + ], + "spans": [ + { + "bbox": [ + 105, + 311, + 506, + 324 + ], + "score": 1.0, + "content": "dimension of each network is set to 30 for DCCA and DGCCA. 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CROSS-SPEAKERSPEAKER-DEPENDENT
METHODDEV AcCTEST AcCREC ERRORDEV AcCTEST AccREC ERROR
MFCC48.8949.2866.2766.22
DCCA45.4046.0665.8865.81
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CROSS-SPEAKERSPEAKER-DEPENDENT
METHODDEV AcCTEST AcCREC ERRORDEV AcCTEST AccREC ERROR
MFCC48.8949.2866.2766.22
DCCA45.4046.0665.8865.81
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Kumar et al. (2011) elegantly outlines two main approaches these", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 104, + 318, + 506, + 336 + ], + "spans": [ + { + "bbox": [ + 104, + 318, + 506, + 336 + ], + "score": 1.0, + "content": "methods take to learn a joint representation from many views: either by 1) explicitly maximizing", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 332, + 505, + 345 + ], + "spans": [ + { + "bbox": [ + 105, + 332, + 505, + 345 + ], + "score": 1.0, + "content": "pairwise similarity/correlation between views or by 2) alternately optimizing a shared, “consen-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 343, + 505, + 356 + ], + "spans": [ + { + "bbox": [ + 105, + 343, + 505, + 356 + ], + "score": 1.0, + "content": "sus” representation and view-specific transformations to maximize similarity. Models such as the", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 354, + 505, + 366 + ], + "spans": [ + { + "bbox": [ + 106, + 354, + 505, + 366 + ], + "score": 1.0, + "content": "siamese network proposed by Masci et al. (2014), fall in the former camp, minimizing the squared", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 366, + 505, + 377 + ], + "spans": [ + { + "bbox": [ + 105, + 366, + 505, + 377 + ], + "score": 1.0, + "content": "error between embeddings learned from each view, leading to a quadratic increase in the terms of", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 375, + 506, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 375, + 506, + 388 + ], + "score": 1.0, + "content": "the loss function size as the number of views increase. Rajendran et al. (2015) extend Correlational", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 386, + 505, + 400 + ], + "spans": [ + { + "bbox": [ + 105, + 386, + 505, + 400 + ], + "score": 1.0, + "content": "Neural Networks (Chandar et al., 2015) to many views and avoid this quadratic explosion in the", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 397, + 506, + 411 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 506, + 411 + ], + "score": 1.0, + "content": "loss function by only computing correlation between each view embedding and the embedding of a", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 409, + 505, + 422 + ], + "spans": [ + { + "bbox": [ + 106, + 409, + 505, + 422 + ], + "score": 1.0, + "content": "“pivot” view. Although this model may be appropriate for tasks such as multilingual image caption-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 419, + 505, + 433 + ], + "spans": [ + { + "bbox": [ + 105, + 419, + 505, + 433 + ], + "score": 1.0, + "content": "ing, there are many datasets where there is no clear method of choosing a pivot view. The DGCCA", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 432, + 504, + 443 + ], + "spans": [ + { + "bbox": [ + 106, + 432, + 504, + 443 + ], + "score": 1.0, + "content": "objective does not suffer from this quadratic increase w.r.t. the number of views, nor does it require", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 442, + 505, + 455 + ], + "spans": [ + { + "bbox": [ + 105, + 442, + 505, + 455 + ], + "score": 1.0, + "content": "a privileged pivot view, since the shared representation is learned from the per-view representations.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 23.5 + }, + { + "type": "text", + "bbox": [ + 107, + 459, + 505, + 558 + ], + "lines": [ + { + "bbox": [ + 106, + 458, + 505, + 472 + ], + "spans": [ + { + "bbox": [ + 106, + 458, + 505, + 472 + ], + "score": 1.0, + "content": "Approaches that estimate a “consensus” representation, such as the multiview spectral clustering ap-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 470, + 505, + 482 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 505, + 482 + ], + "score": 1.0, + "content": "proach in Kumar et al. (2011), typically do so by an alternating optimization scheme which depends", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 480, + 505, + 493 + ], + "spans": [ + { + "bbox": [ + 105, + 480, + 505, + 493 + ], + "score": 1.0, + "content": "on a strong initialization to avoid bad local optima. The GCCA objective our work builds on is par-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 491, + 505, + 504 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 505, + 504 + ], + "score": 1.0, + "content": "ticularly attractive, since it admits a globally optimal solution for both the view-specific projections", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 107, + 502, + 506, + 516 + ], + "spans": [ + { + "bbox": [ + 107, + 503, + 146, + 514 + ], + "score": 0.91, + "content": "U _ { 1 } \\dots U _ { J }", + "type": "inline_equation" + }, + { + "bbox": [ + 146, + 502, + 272, + 516 + ], + "score": 1.0, + "content": ", and the shared representation", + "type": "text" + }, + { + "bbox": [ + 273, + 503, + 282, + 513 + ], + "score": 0.8, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 502, + 506, + 516 + ], + "score": 1.0, + "content": "by singular value decomposition of a single matrix: a", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 513, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 513, + 506, + 527 + ], + "score": 1.0, + "content": "sum of the per-view projection matrices. Local optima arise in the DGCCA objective only because", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 524, + 505, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 524, + 505, + 538 + ], + "score": 1.0, + "content": "we are also learning nonlinear transformations of the input views. Nonlinear multiview methods", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 536, + 505, + 547 + ], + "spans": [ + { + "bbox": [ + 106, + 536, + 505, + 547 + ], + "score": 1.0, + "content": "often avoid learning these nonlinear transformations by assuming that a kernel or graph Laplacian", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 546, + 492, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 546, + 492, + 559 + ], + "score": 1.0, + "content": "(e.g. in multiview clustering) is given (Kumar et al., 2011; Xiaowen, 2014; Sharma et al., 2012).", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 35 + }, + { + "type": "title", + "bbox": [ + 108, + 573, + 195, + 585 + ], + "lines": [ + { + "bbox": [ + 104, + 570, + 197, + 588 + ], + "spans": [ + { + "bbox": [ + 104, + 570, + 197, + 588 + ], + "score": 1.0, + "content": "6 CONCLUSION", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40 + }, + { + "type": "text", + "bbox": [ + 107, + 598, + 505, + 676 + ], + "lines": [ + { + "bbox": [ + 105, + 597, + 505, + 612 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 505, + 612 + ], + "score": 1.0, + "content": "We present DGCCA, a method for non-linear multiview representation learning from an arbitrary", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 609, + 506, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 506, + 622 + ], + "score": 1.0, + "content": "number of views. 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This work overcomes these limitations.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 44 + } + ], + "page_idx": 7, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 701, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 117, + 699, + 506, + 715 + ], + "spans": [ + { + "bbox": [ + 117, + 699, + 506, + 715 + ], + "score": 1.0, + "content": "8The performance of WGCCA suffers compared to PCA because whitening the friend network data ignores", + "type": "text" + } + ] + }, + { + "bbox": [ + 105, + 712, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 712, + 506, + 723 + ], + "score": 1.0, + "content": "the fact that the spectrum of the decays quickly with a long tail – the first few principal components made up a", + "type": "text" + } + ] + }, + { + "bbox": [ + 106, + 722, + 505, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 722, + 505, + 732 + ], + "score": 1.0, + "content": "large portion of the variance in the data, but it was also important to compare users based on other components.", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "score": 1.0, + "content": "8", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 108, + 27, + 307, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2017", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 504, + 116 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "views, [text+net], along with a weighted GCCA variant (WGCCA). We learned PCA, GCCA, and", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 247, + 106 + ], + "score": 1.0, + "content": "WGCCA representations of width", + "type": "text" + }, + { + "bbox": [ + 247, + 93, + 456, + 106 + ], + "score": 0.75, + "content": "r \\in \\{ 1 0 , 2 0 , 5 0 , 1 0 0 , 2 0 0 , 3 0 0 , 4 0 0 , 5 0 0 , 7 5 0 , 1 0 0 0 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 456, + 93, + 505, + 106 + ], + "score": 1.0, + "content": ", and report", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 347, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 347, + 118 + ], + "score": 1.0, + "content": "the best performing representations on the development set.", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1, + "bbox_fs": [ + 105, + 82, + 506, + 118 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 121, + 505, + 264 + ], + "lines": [ + { + "bbox": [ + 106, + 122, + 504, + 133 + ], + "spans": [ + { + "bbox": [ + 106, + 122, + 504, + 133 + ], + "score": 1.0, + "content": "There are several points to note: First is that DGCCA outperforms linear methods at hashtag rec-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 132, + 505, + 144 + ], + "spans": [ + { + "bbox": [ + 106, + 132, + 505, + 144 + ], + "score": 1.0, + "content": "ommendation by a wide margin in terms of recall. This is exciting because this task was shown to", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 143, + 506, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 143, + 506, + 156 + ], + "score": 1.0, + "content": "benefit from incorporating more than just two views from Twitter users. These results suggest that", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "score": 1.0, + "content": "a nonlinear transformation of the input views can yield additional gains in performance. 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(2011), typically do so by an alternating optimization scheme which depends", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 480, + 505, + 493 + ], + "spans": [ + { + "bbox": [ + 105, + 480, + 505, + 493 + ], + "score": 1.0, + "content": "on a strong initialization to avoid bad local optima. The GCCA objective our work builds on is par-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 491, + 505, + 504 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 505, + 504 + ], + "score": 1.0, + "content": "ticularly attractive, since it admits a globally optimal solution for both the view-specific projections", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 107, + 502, + 506, + 516 + ], + "spans": [ + { + "bbox": [ + 107, + 503, + 146, + 514 + ], + "score": 0.91, + "content": "U _ { 1 } \\dots U _ { J }", + "type": "inline_equation" + }, + { + "bbox": [ + 146, + 502, + 272, + 516 + ], + "score": 1.0, + "content": ", and the shared representation", + "type": "text" + }, + { + "bbox": [ + 273, + 503, + 282, + 513 + ], + "score": 0.8, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 502, + 506, + 516 + ], + "score": 1.0, + "content": "by singular value decomposition of a single matrix: a", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 513, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 513, + 506, + 527 + ], + "score": 1.0, + "content": "sum of the per-view projection matrices. 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Nonlinear multiview methods", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 536, + 505, + 547 + ], + "spans": [ + { + "bbox": [ + 106, + 536, + 505, + 547 + ], + "score": 1.0, + "content": "often avoid learning these nonlinear transformations by assuming that a kernel or graph Laplacian", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 546, + 492, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 546, + 492, + 559 + ], + "score": 1.0, + "content": "(e.g. in multiview clustering) is given (Kumar et al., 2011; Xiaowen, 2014; Sharma et al., 2012).", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 35, + "bbox_fs": [ + 105, + 458, + 506, + 559 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 573, + 195, + 585 + ], + "lines": [ + { + "bbox": [ + 104, + 570, + 197, + 588 + ], + "spans": [ + { + "bbox": [ + 104, + 570, + 197, + 588 + ], + "score": 1.0, + "content": "6 CONCLUSION", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40 + }, + { + "type": "text", + "bbox": [ + 107, + 598, + 505, + 676 + ], + "lines": [ + { + "bbox": [ + 105, + 597, + 505, + 612 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 505, + 612 + ], + "score": 1.0, + "content": "We present DGCCA, a method for non-linear multiview representation learning from an arbitrary", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 609, + 506, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 506, + 622 + ], + "score": 1.0, + "content": "number of views. We show that DGCCA clearly outperforms prior work when using labels as a", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 621, + 505, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 621, + 505, + 633 + ], + "score": 1.0, + "content": "third view (Andrew et al., 2013; Arora & Livescu, 2014; Wang et al., 2015c), and can successfully", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 630, + 506, + 645 + ], + "spans": [ + { + "bbox": [ + 105, + 630, + 506, + 645 + ], + "score": 1.0, + "content": "exploit multiple views to learn user representations useful for downstream tasks such as hashtag", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 642, + 505, + 655 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 505, + 655 + ], + "score": 1.0, + "content": "recommendation for Twitter users. 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Let", + "type": "text" + }, + { + "bbox": [ + 397, + 144, + 455, + 159 + ], + "score": 0.93, + "content": "Y _ { j } \\in \\mathbb { R } ^ { c _ { K } ^ { j } \\times N }", + "type": "inline_equation" + }, + { + "bbox": [ + 455, + 146, + 505, + 159 + ], + "score": 1.0, + "content": "be the data", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 104, + 158, + 506, + 174 + ], + "spans": [ + { + "bbox": [ + 104, + 158, + 254, + 174 + ], + "score": 1.0, + "content": "matrix representing the output of the", + "type": "text" + }, + { + "bbox": [ + 255, + 161, + 260, + 172 + ], + "score": 0.75, + "content": "j", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 158, + 349, + 174 + ], + "score": 1.0, + "content": "th neural network, i.e.", + "type": "text" + }, + { + "bbox": [ + 350, + 160, + 403, + 172 + ], + "score": 0.92, + "content": "Y _ { j } = f _ { j } ( X _ { j } )", + "type": "inline_equation" + }, + { + "bbox": [ + 403, + 158, + 434, + 174 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 434, + 159, + 447, + 172 + ], + "score": 0.91, + "content": "c _ { K } ^ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 158, + 506, + 174 + ], + "score": 1.0, + "content": "is the number", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 170, + 506, + 185 + ], + "spans": [ + { + "bbox": [ + 105, + 170, + 259, + 185 + ], + "score": 1.0, + "content": "of neurons in the output layer of the", + "type": "text" + }, + { + "bbox": [ + 260, + 172, + 266, + 183 + ], + "score": 0.74, + "content": "j", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 170, + 506, + 185 + ], + "score": 1.0, + "content": "th network. Then, GCCA can be written as the following", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 182, + 474, + 195 + ], + "spans": [ + { + "bbox": [ + 106, + 182, + 224, + 195 + ], + "score": 1.0, + "content": "optimization problem, where", + "type": "text" + }, + { + "bbox": [ + 225, + 184, + 230, + 192 + ], + "score": 0.79, + "content": "r", + "type": "inline_equation" + }, + { + "bbox": [ + 231, + 182, + 474, + 195 + ], + "score": 1.0, + "content": "is the dimensionality of the learned auxiliary representation:", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 5.5 + }, + { + "type": "interline_equation", + "bbox": [ + 228, + 196, + 383, + 248 + ], + "lines": [ + { + "bbox": [ + 228, + 196, + 383, + 248 + ], + "spans": [ + { + "bbox": [ + 228, + 196, + 383, + 248 + ], + "score": 0.93, + "content": "\\begin{array} { r l } { \\displaystyle \\operatorname* { m i n i m i z e } _ { U _ { j } \\in \\mathbb { R } ^ { d _ { K } \\times r } , G \\in \\mathbb { R } ^ { r \\times N } } \\sum _ { j = 1 } ^ { J } \\| G - U _ { j } ^ { \\top } Y _ { j } \\| _ { F } ^ { 2 } } & { } \\\\ { \\mathrm { s u b j e c t ~ t o } \\quad } & { G G ^ { \\top } = I _ { r } } \\end{array}", + "type": "interline_equation", + "image_path": "af20f994d971768a8d234bb07e1ffd032473b70150aa2bfc0ef1f31f8378d029.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 228, + 196, + 383, + 213.33333333333334 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 228, + 213.33333333333334, + 383, + 230.66666666666669 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 228, + 230.66666666666669, + 383, + 248.00000000000003 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 250, + 506, + 315 + ], + "lines": [ + { + "bbox": [ + 105, + 249, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 105, + 249, + 505, + 264 + ], + "score": 1.0, + "content": "It can be shown that the solution is found by solving a certain eigenvalue problem. In particular,", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 102, + 260, + 508, + 279 + ], + "spans": [ + { + "bbox": [ + 102, + 260, + 133, + 279 + ], + "score": 1.0, + "content": "define", + "type": "text" + }, + { + "bbox": [ + 134, + 262, + 235, + 277 + ], + "score": 0.87, + "content": "C _ { j j } = Y _ { j } Y _ { j } ^ { \\top } \\in \\mathbb { R } ^ { c _ { K } ^ { j } \\times c _ { K } ^ { j } }", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 260, + 239, + 279 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 239, + 262, + 308, + 278 + ], + "score": 0.88, + "content": "P _ { j } = Y _ { j } ^ { \\top } C _ { j j } ^ { - 1 } Y _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 308, + 260, + 350, + 279 + ], + "score": 1.0, + "content": "(note that", + "type": "text" + }, + { + "bbox": [ + 351, + 264, + 362, + 276 + ], + "score": 0.89, + "content": "P _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 260, + 508, + 279 + ], + "score": 1.0, + "content": "is symmetric and idempotent), and", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 275, + 507, + 297 + ], + "spans": [ + { + "bbox": [ + 106, + 277, + 171, + 293 + ], + "score": 0.93, + "content": "\\begin{array} { r } { M = \\sum _ { j = 1 } ^ { J } P _ { j } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 172, + 275, + 221, + 297 + ], + "score": 1.0, + "content": "(since each", + "type": "text" + }, + { + "bbox": [ + 222, + 279, + 233, + 291 + ], + "score": 0.86, + "content": "P _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 275, + 287, + 297 + ], + "score": 1.0, + "content": "is psd, so is", + "type": "text" + }, + { + "bbox": [ + 287, + 279, + 299, + 289 + ], + "score": 0.79, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 275, + 381, + 297 + ], + "score": 1.0, + "content": "). 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Thus, at the minima of the objective, we can rewrite the", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12.5 + }, + { + "type": "interline_equation", + "bbox": [ + 205, + 316, + 405, + 477 + ], + "lines": [ + { + "bbox": [ + 205, + 316, + 405, + 477 + ], + "spans": [ + { + "bbox": [ + 205, + 316, + 405, + 477 + ], + "score": 0.96, + "content": "\\begin{array} { r l } { \\displaystyle \\sum _ { j = 1 } ^ { J } \\| G - U _ { j } ^ { \\top } Y _ { j } \\| _ { F } ^ { 2 } = \\displaystyle \\sum _ { j = 1 } ^ { J } \\| G - G Y _ { j } ^ { \\top } C _ { j j } ^ { - 1 } Y _ { j } \\| _ { F } ^ { 2 } } & { } \\\\ { = \\displaystyle \\sum _ { j = 1 } ^ { J } \\| G ( I _ { N } - P _ { j } ) \\| _ { F } ^ { 2 } } & { } \\\\ { = \\displaystyle \\sum _ { j = 1 } ^ { J } \\mathrm { T } [ G ( I _ { N } - P _ { j } ) G ^ { \\top } ] } & { } \\\\ { = \\displaystyle \\sum _ { j = 1 } ^ { J } \\mathrm { T } [ G ( I _ { N } - P _ { j } ) G ^ { \\top } ] } & { } \\\\ { = \\displaystyle \\sum _ { j = 1 } ^ { J } \\mathrm { T } ( I _ { r } ) - \\mathrm { T r } ( G M G ^ { \\top } ) } & { } \\\\ { = \\displaystyle J _ { r } - \\mathrm { T r } ( G M G ^ { \\top } ) } & { } \\end{array}", + "type": "interline_equation", + "image_path": "ba70acdce1361e042eaa54a43e6f23bb95f7dd3368bce8f7a7c2944aa04716ff.jpg" + } + ] + } + ], + "index": 19.5, + "virtual_lines": [ + { + "bbox": [ + 205, + 316, + 405, + 332.1 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 205, + 332.1, + 405, + 348.20000000000005 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 205, + 348.20000000000005, + 405, + 364.30000000000007 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 205, + 364.30000000000007, + 405, + 380.4000000000001 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 205, + 380.4000000000001, + 405, + 396.5000000000001 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 205, + 396.5000000000001, + 405, + 412.60000000000014 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 205, + 412.60000000000014, + 405, + 428.70000000000016 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 205, + 428.70000000000016, + 405, + 444.8000000000002 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 205, + 444.8000000000002, + 405, + 460.9000000000002 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 205, + 460.9000000000002, + 405, + 477.0000000000002 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 480, + 502, + 505 + ], + "lines": [ + { + "bbox": [ + 104, + 479, + 506, + 499 + ], + "spans": [ + { + "bbox": [ + 104, + 479, + 319, + 499 + ], + "score": 1.0, + "content": "Note that we can write the rank-1 decomposition of", + "type": "text" + }, + { + "bbox": [ + 320, + 482, + 331, + 492 + ], + "score": 0.83, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 332, + 479, + 344, + 499 + ], + "score": 1.0, + "content": "as", + "type": "text" + }, + { + "bbox": [ + 345, + 480, + 405, + 495 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\sum _ { k = 1 } ^ { N } \\lambda _ { k } g _ { k } g _ { k } ^ { \\top } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 479, + 506, + 499 + ], + "score": 1.0, + "content": ". Furthermore, since the", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 107, + 492, + 346, + 507 + ], + "spans": [ + { + "bbox": [ + 107, + 494, + 113, + 503 + ], + "score": 0.4, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 113, + 492, + 151, + 507 + ], + "score": 1.0, + "content": "th row of", + "type": "text" + }, + { + "bbox": [ + 151, + 494, + 160, + 503 + ], + "score": 0.84, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 160, + 492, + 170, + 507 + ], + "score": 1.0, + "content": "is", + "type": "text" + }, + { + "bbox": [ + 171, + 495, + 181, + 505 + ], + "score": 0.83, + "content": "g _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 181, + 492, + 301, + 507 + ], + "score": 1.0, + "content": ", and since the matrix product", + "type": "text" + }, + { + "bbox": [ + 301, + 493, + 342, + 505 + ], + "score": 0.91, + "content": "G g _ { k } = \\hat { e } _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 343, + 492, + 346, + 507 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25.5 + }, + { + "type": "interline_equation", + "bbox": [ + 212, + 507, + 398, + 542 + ], + "lines": [ + { + "bbox": [ + 212, + 507, + 398, + 542 + ], + "spans": [ + { + "bbox": [ + 212, + 507, + 398, + 542 + ], + "score": 0.94, + "content": "G M G ^ { \\top } = \\sum _ { k = 1 } ^ { N } \\lambda _ { k } G g _ { k } ( G g _ { k } ) ^ { \\top } = \\sum _ { k = 1 } ^ { r } \\lambda _ { k } \\hat { e } _ { k } \\hat { e } _ { k } ^ { \\top }", + "type": "interline_equation", + "image_path": "cc28cb1c0d823424dc9fcdcc2eb27353004d40325c014715d98468a01858c708.jpg" + } + ] + } + ], + "index": 27.5, + "virtual_lines": [ + { + "bbox": [ + 212, + 507, + 398, + 524.5 + ], + "spans": [], + "index": 27 + }, + { + "bbox": [ + 212, + 524.5, + 398, + 542.0 + ], + "spans": [], + "index": 28 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 543, + 504, + 566 + ], + "lines": [ + { + "bbox": [ + 105, + 542, + 505, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 542, + 180, + 557 + ], + "score": 1.0, + "content": "But this is just an", + "type": "text" + }, + { + "bbox": [ + 180, + 544, + 212, + 555 + ], + "score": 0.92, + "content": "N \\times N", + "type": "inline_equation" + }, + { + "bbox": [ + 212, + 542, + 355, + 557 + ], + "score": 1.0, + "content": "diagonal matrix containing the top", + "type": "text" + }, + { + "bbox": [ + 355, + 546, + 361, + 554 + ], + "score": 0.79, + "content": "r", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 542, + 423, + 557 + ], + "score": 1.0, + "content": "eigenvalues of", + "type": "text" + }, + { + "bbox": [ + 423, + 545, + 435, + 554 + ], + "score": 0.85, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 542, + 505, + 557 + ], + "score": 1.0, + "content": ", so we can write", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 555, + 201, + 568 + ], + "spans": [ + { + "bbox": [ + 106, + 555, + 201, + 568 + ], + "score": 1.0, + "content": "the GCCA objective as", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 29.5 + }, + { + "type": "interline_equation", + "bbox": [ + 271, + 564, + 340, + 597 + ], + "lines": [ + { + "bbox": [ + 271, + 564, + 340, + 597 + ], + "spans": [ + { + "bbox": [ + 271, + 564, + 340, + 597 + ], + "score": 0.93, + "content": "J r - 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This gradient can then be backpropagated", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 128, + 386, + 140 + ], + "spans": [ + { + "bbox": [ + 106, + 128, + 386, + 140 + ], + "score": 1.0, + "content": "through the input networks to derive updates for the network weights.", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 2, + "bbox_fs": [ + 106, + 106, + 505, + 140 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 146, + 505, + 194 + ], + "lines": [ + { + "bbox": [ + 104, + 144, + 505, + 159 + ], + "spans": [ + { + "bbox": [ + 104, + 146, + 123, + 159 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 123, + 147, + 134, + 157 + ], + "score": 0.78, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 134, + 146, + 276, + 159 + ], + "score": 1.0, + "content": "be the number of data points and", + "type": "text" + }, + { + "bbox": [ + 277, + 147, + 285, + 157 + ], + "score": 0.81, + "content": "J", + "type": "inline_equation" + }, + { + "bbox": [ + 285, + 146, + 396, + 159 + ], + "score": 1.0, + "content": "the number of views. Let", + "type": "text" + }, + { + "bbox": [ + 397, + 144, + 455, + 159 + ], + "score": 0.93, + "content": "Y _ { j } \\in \\mathbb { R } ^ { c _ { K } ^ { j } \\times N }", + "type": "inline_equation" + }, + { + "bbox": [ + 455, + 146, + 505, + 159 + ], + "score": 1.0, + "content": "be the data", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 104, + 158, + 506, + 174 + ], + "spans": [ + { + "bbox": [ + 104, + 158, + 254, + 174 + ], + "score": 1.0, + "content": "matrix representing the output of the", + "type": "text" + }, + { + "bbox": [ + 255, + 161, + 260, + 172 + ], + "score": 0.75, + "content": "j", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 158, + 349, + 174 + ], + "score": 1.0, + "content": "th neural network, i.e.", + "type": "text" + }, + { + "bbox": [ + 350, + 160, + 403, + 172 + ], + "score": 0.92, + "content": "Y _ { j } = f _ { j } ( X _ { j } )", + "type": "inline_equation" + }, + { + "bbox": [ + 403, + 158, + 434, + 174 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 434, + 159, + 447, + 172 + ], + "score": 0.91, + "content": "c _ { K } ^ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 158, + 506, + 174 + ], + "score": 1.0, + "content": "is the number", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 170, + 506, + 185 + ], + "spans": [ + { + "bbox": [ + 105, + 170, + 259, + 185 + ], + "score": 1.0, + "content": "of neurons in the output layer of the", + "type": "text" + }, + { + "bbox": [ + 260, + 172, + 266, + 183 + ], + "score": 0.74, + "content": "j", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 170, + 506, + 185 + ], + "score": 1.0, + "content": "th network. Then, GCCA can be written as the following", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 182, + 474, + 195 + ], + "spans": [ + { + "bbox": [ + 106, + 182, + 224, + 195 + ], + "score": 1.0, + "content": "optimization problem, where", + "type": "text" + }, + { + "bbox": [ + 225, + 184, + 230, + 192 + ], + "score": 0.79, + "content": "r", + "type": "inline_equation" + }, + { + "bbox": [ + 231, + 182, + 474, + 195 + ], + "score": 1.0, + "content": "is the dimensionality of the learned auxiliary representation:", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 5.5, + "bbox_fs": [ + 104, + 144, + 506, + 195 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 228, + 196, + 383, + 248 + ], + "lines": [ + { + "bbox": [ + 228, + 196, + 383, + 248 + ], + "spans": [ + { + "bbox": [ + 228, + 196, + 383, + 248 + ], + "score": 0.93, + "content": "\\begin{array} { r l } { \\displaystyle \\operatorname* { m i n i m i z e } _ { U _ { j } \\in \\mathbb { R } ^ { d _ { K } \\times r } , G \\in \\mathbb { R } ^ { r \\times N } } \\sum _ { j = 1 } ^ { J } \\| G - U _ { j } ^ { \\top } Y _ { j } \\| _ { F } ^ { 2 } } & { } \\\\ { \\mathrm { s u b j e c t ~ t o } \\quad } & { G G ^ { \\top } = I _ { r } } \\end{array}", + "type": "interline_equation", + "image_path": "af20f994d971768a8d234bb07e1ffd032473b70150aa2bfc0ef1f31f8378d029.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 228, + 196, + 383, + 213.33333333333334 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 228, + 213.33333333333334, + 383, + 230.66666666666669 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 228, + 230.66666666666669, + 383, + 248.00000000000003 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 250, + 506, + 315 + ], + "lines": [ + { + "bbox": [ + 105, + 249, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 105, + 249, + 505, + 264 + ], + "score": 1.0, + "content": "It can be shown that the solution is found by solving a certain eigenvalue problem. In particular,", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 102, + 260, + 508, + 279 + ], + "spans": [ + { + "bbox": [ + 102, + 260, + 133, + 279 + ], + "score": 1.0, + "content": "define", + "type": "text" + }, + { + "bbox": [ + 134, + 262, + 235, + 277 + ], + "score": 0.87, + "content": "C _ { j j } = Y _ { j } Y _ { j } ^ { \\top } \\in \\mathbb { R } ^ { c _ { K } ^ { j } \\times c _ { K } ^ { j } }", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 260, + 239, + 279 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 239, + 262, + 308, + 278 + ], + "score": 0.88, + "content": "P _ { j } = Y _ { j } ^ { \\top } C _ { j j } ^ { - 1 } Y _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 308, + 260, + 350, + 279 + ], + "score": 1.0, + "content": "(note that", + "type": "text" + }, + { + "bbox": [ + 351, + 264, + 362, + 276 + ], + "score": 0.89, + "content": "P _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 260, + 508, + 279 + ], + "score": 1.0, + "content": "is symmetric and idempotent), and", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 275, + 507, + 297 + ], + "spans": [ + { + "bbox": [ + 106, + 277, + 171, + 293 + ], + "score": 0.93, + "content": "\\begin{array} { r } { M = \\sum _ { j = 1 } ^ { J } P _ { j } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 172, + 275, + 221, + 297 + ], + "score": 1.0, + "content": "(since each", + "type": "text" + }, + { + "bbox": [ + 222, + 279, + 233, + 291 + ], + "score": 0.86, + "content": "P _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 275, + 287, + 297 + ], + "score": 1.0, + "content": "is psd, so is", + "type": "text" + }, + { + "bbox": [ + 287, + 279, + 299, + 289 + ], + "score": 0.79, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 275, + 381, + 297 + ], + "score": 1.0, + "content": "). 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Thus, at the minima of the objective, we can rewrite the", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12.5, + "bbox_fs": [ + 102, + 249, + 509, + 316 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 205, + 316, + 405, + 477 + ], + "lines": [ + { + "bbox": [ + 205, + 316, + 405, + 477 + ], + "spans": [ + { + "bbox": [ + 205, + 316, + 405, + 477 + ], + "score": 0.96, + "content": "\\begin{array} { r l } { \\displaystyle \\sum _ { j = 1 } ^ { J } \\| G - U _ { j } ^ { \\top } Y _ { j } \\| _ { F } ^ { 2 } = \\displaystyle \\sum _ { j = 1 } ^ { J } \\| G - G Y _ { j } ^ { \\top } C _ { j j } ^ { - 1 } Y _ { j } \\| _ { F } ^ { 2 } } & { } \\\\ { = \\displaystyle \\sum _ { j = 1 } ^ { J } \\| G ( I _ { N } - P _ { j } ) \\| _ { F } ^ { 2 } } & { } \\\\ { = \\displaystyle \\sum _ { j = 1 } ^ { J } \\mathrm { T } [ G ( I _ { N } - P _ { j } ) G ^ { \\top } ] } & { } \\\\ { = \\displaystyle \\sum _ { j = 1 } ^ { J } \\mathrm { T } [ G ( I _ { N } - P _ { j } ) G ^ { \\top } ] } & { } \\\\ { = \\displaystyle \\sum _ { j = 1 } ^ { J } \\mathrm { T } ( I _ { r } ) - \\mathrm { T r } ( G M G ^ { \\top } ) } & { } \\\\ { = \\displaystyle J _ { r } - \\mathrm { T r } ( G M G ^ { \\top } ) } & { } \\end{array}", + "type": "interline_equation", + "image_path": "ba70acdce1361e042eaa54a43e6f23bb95f7dd3368bce8f7a7c2944aa04716ff.jpg" + } + ] + } + ], + "index": 19.5, + "virtual_lines": [ + { + "bbox": [ + 205, + 316, + 405, + 332.1 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 205, + 332.1, + 405, + 348.20000000000005 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 205, + 348.20000000000005, + 405, + 364.30000000000007 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 205, + 364.30000000000007, + 405, + 380.4000000000001 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 205, + 380.4000000000001, + 405, + 396.5000000000001 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 205, + 396.5000000000001, + 405, + 412.60000000000014 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 205, + 412.60000000000014, + 405, + 428.70000000000016 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 205, + 428.70000000000016, + 405, + 444.8000000000002 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 205, + 444.8000000000002, + 405, + 460.9000000000002 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 205, + 460.9000000000002, + 405, + 477.0000000000002 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 480, + 502, + 505 + ], + "lines": [ + { + "bbox": [ + 104, + 479, + 506, + 499 + ], + "spans": [ + { + "bbox": [ + 104, + 479, + 319, + 499 + ], + "score": 1.0, + "content": "Note that we can write the rank-1 decomposition of", + "type": "text" + }, + { + "bbox": [ + 320, + 482, + 331, + 492 + ], + "score": 0.83, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 332, + 479, + 344, + 499 + ], + "score": 1.0, + "content": "as", + "type": "text" + }, + { + "bbox": [ + 345, + 480, + 405, + 495 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\sum _ { k = 1 } ^ { N } \\lambda _ { k } g _ { k } g _ { k } ^ { \\top } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 479, + 506, + 499 + ], + "score": 1.0, + "content": ". 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\\sum _ { i = 1 } ^ { r } \\lambda _ { i } ( M )", + "type": "interline_equation", + "image_path": "a88d0963b16c61db5f5cd76827e8eff82ffa3ef892d3fc679b0665577a0271d0.jpg" + } + ] + } + ], + "index": 31.5, + "virtual_lines": [ + { + "bbox": [ + 271, + 564, + 340, + 580.5 + ], + "spans": [], + "index": 31 + }, + { + "bbox": [ + 271, + 580.5, + 340, + 597.0 + ], + "spans": [], + "index": 32 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 597, + 504, + 621 + ], + "lines": [ + { + "bbox": [ + 106, + 597, + 505, + 610 + ], + "spans": [ + { + "bbox": [ + 106, + 597, + 505, + 610 + ], + "score": 1.0, + "content": "Thus, minimizing the GCCA objective (w.r.t. the weights of the neural nets) means maximizing the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 103, + 603, + 403, + 625 + ], + "spans": [ + { + "bbox": [ + 103, + 603, + 185, + 625 + ], + "score": 1.0, + "content": "sum of eigenvalues", + "type": "text" + }, + { + "bbox": [ + 185, + 609, + 239, + 621 + ], + "score": 0.93, + "content": "\\textstyle \\sum _ { i = 1 } ^ { r } \\lambda _ { i } ( M )", + "type": "inline_equation" + }, + { + "bbox": [ + 240, + 603, + 389, + 625 + ], + "score": 1.0, + "content": ", which we will henceforth denote by", + "type": "text" + }, + { + "bbox": [ + 389, + 609, + 397, + 619 + ], + "score": 0.81, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 397, + 603, + 403, + 625 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33.5, + "bbox_fs": [ + 103, + 597, + 505, + 625 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 626, + 504, + 655 + ], + "lines": [ + { + "bbox": [ + 106, + 626, + 505, + 642 + ], + "spans": [ + { + "bbox": [ + 106, + 626, + 263, + 641 + ], + "score": 1.0, + "content": "Now, we will derive an expression for", + "type": "text" + }, + { + "bbox": [ + 263, + 626, + 279, + 642 + ], + "score": 0.93, + "content": "\\frac { \\partial L } { \\partial Y _ { j } }", + "type": "inline_equation" + }, + { + "bbox": [ + 280, + 626, + 334, + 641 + ], + "score": 1.0, + "content": "for any view", + "type": "text" + }, + { + "bbox": [ + 335, + 628, + 345, + 640 + ], + "score": 0.87, + "content": "Y _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 346, + 626, + 505, + 641 + ], + "score": 1.0, + "content": ". 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1 } ) _ { \\omega \\epsilon } } { \\partial ( P _ { j } ^ { - 1 } ) _ { \\omega \\epsilon } } = \\delta _ { \\omega \\epsilon } \\sum _ { \\ell = 1 } ^ { \\epsilon } ( Y _ { j } ) _ { \\lambda \\epsilon \\ell } ( C _ { j } ^ { - 1 } ) _ { \\omega \\ell } + } \\\\ { \\displaystyle } \\\\ { \\displaystyle \\quad \\delta _ { \\omega \\epsilon } \\sum _ { \\ell = 1 } ^ { \\epsilon } ( Y _ { j } ) _ { \\lambda \\epsilon } ( C _ { j } ^ { - 1 } ) _ { \\lambda \\epsilon } + } \\\\ { \\displaystyle \\sum _ { k , l = 1 } ^ { \\epsilon } ( Y _ { j } ) _ { \\lambda \\epsilon } ( Y _ { j } ) _ { \\omega \\epsilon } \\delta _ { \\lambda \\epsilon } \\qquad } \\\\ { = \\delta _ { \\omega \\epsilon } ( C _ { j } ^ { - 1 } Y _ { j } ) _ { \\omega \\epsilon } ( Y _ { j } ) _ { \\lambda \\epsilon } + \\delta _ { \\omega \\epsilon } ( C _ { j } ^ { - 1 } Y _ { j } ) _ { \\omega \\epsilon } } \\\\ { \\displaystyle } \\\\ { \\displaystyle \\quad + \\sum _ { k , l = 1 } ^ { \\epsilon } ( Y _ { j } ^ { - 1 } ) _ { \\lambda \\epsilon } ( Y _ { j } ) _ { \\omega \\epsilon } \\delta ( \\zeta _ { j } ^ { - 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+ "bbox": [ + 185, + 288.4615384615385, + 414, + 302.2307692307693 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 185, + 302.2307692307693, + 414, + 316.00000000000006 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 108, + 332, + 501, + 355 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 109, + 332, + 501, + 345 + ], + "spans": [ + { + "bbox": [ + 109, + 332, + 501, + 345 + ], + "score": 1.0, + "content": "Figure 6: Tuning reconstruction error against Recall at 1000 for the hashtag prediction task. Each", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 185, + 343, + 425, + 356 + ], + "spans": [ + { + "bbox": [ + 185, + 343, + 425, + 356 + ], + "score": 1.0, + "content": "point corresponds to a different setting of hyperparameters.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15.5 + } + ], + "index": 11.75 + }, + { + "type": "text", + "bbox": [ + 106, + 369, + 505, + 457 + ], + "lines": [ + { + "bbox": [ + 106, + 370, + 505, + 381 + ], + "spans": [ + { + "bbox": [ + 106, + 370, + 505, + 381 + ], + "score": 1.0, + "content": "CCA methods are typically evaluated intrinsically by the amount of correlation captured, or recon-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 380, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 380, + 505, + 392 + ], + "score": 1.0, + "content": "struction error. These measures are dependent on the width of the shared embeddings and view-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 392, + 505, + 404 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 505, + 404 + ], + "score": 1.0, + "content": "specific output layers, and do not necessarily predict downstream performance. Although recon-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 403, + 505, + 414 + ], + "spans": [ + { + "bbox": [ + 106, + 403, + 505, + 414 + ], + "score": 1.0, + "content": "struction error cannot solely be relied on for model selection for a downstream task, we found that", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 413, + 506, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 413, + 506, + 426 + ], + "score": 1.0, + "content": "it was a useful as a signal to weed out very poor models. Figure 6 shows the reconstruction error", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 424, + 506, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 506, + 437 + ], + "score": 1.0, + "content": "against hashtag prediction Recall at 1000 for an initial grid search of DGCCA hyperparameters.", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 434, + 506, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 318, + 448 + ], + "score": 1.0, + "content": "Models with tuning reconstruction error greater than", + "type": "text" + }, + { + "bbox": [ + 318, + 434, + 334, + 445 + ], + "score": 0.87, + "content": "1 0 ^ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 435, + 506, + 448 + ], + "score": 1.0, + "content": "can safely be ignored, while there is some", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 447, + 379, + 459 + ], + "spans": [ + { + "bbox": [ + 106, + 447, + 379, + 459 + ], + "score": 1.0, + "content": "variability in the performance of models with achieving lower error.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 20.5, + "bbox_fs": [ + 105, + 370, + 506, + 459 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 463, + 505, + 496 + ], + "lines": [ + { + "bbox": [ + 106, + 462, + 505, + 476 + ], + "spans": [ + { + "bbox": [ + 106, + 462, + 505, + 476 + ], + "score": 1.0, + "content": "Since a DGCCA model with high reconstruction error suggests that the views do not agree with each", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 473, + 505, + 487 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 505, + 487 + ], + "score": 1.0, + "content": "other at all, it makes sense that the shared embedding will likely be noisy, whereas a relatively lowly", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 485, + 476, + 498 + ], + "spans": [ + { + "bbox": [ + 105, + 485, + 476, + 498 + ], + "score": 1.0, + "content": 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DCCA45.4046.0665.8865.81
GCCA49.5950.1840.6769.5269.7840.39
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0000000000000000000000000000000000000000..eaa7ecbd1cf485dcd53be3daf1c491a7e3357b88 --- /dev/null +++ b/parse/train/HygegyrYwH/HygegyrYwH.md @@ -0,0 +1,1102 @@ +# POLYLOGARITHMIC WIDTH SUFFICES FOR GRADIENT DESCENT TO ACHIEVE ARBITRARILY SMALL TEST ERROR WITH SHALLOW RELU NETWORKS + +Ziwei Ji & Matus Telgarsky University of Illinois, Urbana-Champaign {ziweiji2,mjt}@illinois.edu + +# ABSTRACT + +Recent theoretical work has guaranteed that overparameterized networks trained by gradient descent achieve arbitrarily low training error, and sometimes even low test error. The required width, however, is always polynomial in at least one of the sample size $n$ , the (inverse) target error $^ { 1 / \epsilon }$ , and the (inverse) failure probability $^ 1 / \delta$ . This work shows that $\widetilde { \Theta } ( \nu \epsilon )$ iterations of gradient descent with $\widetilde \Omega ( 1 / \epsilon ^ { 2 } )$ training examples on two-layer ReLU networks of any width exceeding $\mathrm { p o l y l o g } ( n , 1 / \epsilon , 1 / \delta )$ suffice to achieve a test misclassification error of $\epsilon$ . We also prove that stochastic gradient descent can achieve $\epsilon$ test error with polylogarithmic width and $\widetilde { \Theta } ( \nu \epsilon )$ samples. The analysis relies upon the separation margin of the limiting kernel, which is guaranteed positive, can distinguish between true labels and random labels, and can give a tight sample-complexity analysis in the infinitewidth setting. + +# 1 INTRODUCTION + +Despite the extensive empirical success of deep networks, their optimization and generalization properties are still not fully understood. Recently, the neural tangent kernel (NTK) has provided the following insight into the problem. In the infinite-width limit, the NTK converges to a limiting kernel which stays constant during training; on the other hand, when the width is large enough, the function learned by gradient descent follows the NTK (Jacot et al., 2018). This motivates the study of overparameterized networks trained by gradient descent, using properties of the NTK. In fact, parameters related to the NTK, such as the minimum eigenvalue of the limiting kernel, appear to affect optimization and generalization (Arora et al., 2019). + +However, in addition to such NTK-dependent parameters, prior work also requires the width to depend polynomially on $n$ , $1 / \delta$ or $1 / \epsilon$ , where $n$ denotes the size of the training set, $\delta$ denotes the failure probability, and $\epsilon$ denotes the target error. These large widths far exceed what is used empirically, constituting a significant gap between theory and practice. + +Our contributions. In this paper, we narrow this gap by showing that a two-layer ReLU network with $\Omega ( \ln ( n / \delta ) { + } \ln ( 1 / \epsilon ) ^ { 2 } )$ hidden units trained by gradient descent achieves classification error  on test data, meaning both optimization and generalization occur. Unlike prior work, the width is fully polylogarithmic in $n , 1 / \delta$ , and $1 / \epsilon$ ; the width will additionally depend on the separation margin of the limiting kernel, a quantity which is guaranteed positive (assuming no inputs are parallel), can distinguish between true labels and random labels, and can give a tight sample-complexity analysis in the infinite-width setting. The paper organization together with some details are described below. + +Section 2 studies gradient descent on the training set. Using the $\ell _ { 1 }$ geometry inherent in classification tasks, we prove that with any width at least polylogarithmic and any constant step size no larger than 1, gradient descent achieves training error $\epsilon$ in $\widetilde { \Theta } ( 1 / \epsilon )$ iterations (cf. Theorem 2.2). As is common in the NTK literature (Chizat & Bach, 2019), we also show the parameters hardly change, which will be essential to our generalization analysis. + +Section 3 gives a test error bound. Concretely, using the preceding gradient descent analysis, and standard Rademacher tools and exploiting how little the weights moved, we show that with $\widetilde \Omega ( 1 / \epsilon ^ { 2 } )$ samples and $\widetilde { \Theta } ( 1 / \epsilon )$ iterations, gradient descent finds a solution with $\epsilon$ test error (cf. Theorem 3.2 and Corollary 3.3). (As discussed in Remark 3.4, $\widetilde \Omega ( 1 / \epsilon )$ samples also suffice via a smoothness-based generalization bound, at the expense of large constant factors.) + +Section 4 considers stochastic gradient descent (SGD) with access to a standard stochastic online oracle. We prove that with width at least polylogarithmic and $\widetilde { \Theta } ( 1 / \epsilon )$ samples, SGD achieves an arbitrarily small test error (cf. Theorem 4.1). + +Section 5 discusses the separation margin, which is in general a positive number, but reflects the difficulty of the classification problem in the infinite-width limit. While this margin can√ degrade all the way down to $\bar { O ( 1 / \sqrt { n } ) }$ for random labels, it can be much larger when there is a strong relationship between features and labels: for example, on the noisy 2-XOR data introduced in (Wei et al., 2018), we show that the margin is $\Omega ( 1 / \ln ( n ) )$ , and our SGD sample complexity is tight in the infinite-width case. + +Section 6 concludes with some open problems. + +# 1.1 RELATED WORK + +There has been a large literature studying gradient descent on overparameterized networks via the NTK. The most closely related work is (Nitanda & Suzuki, 2019), which shows that a two-layer network trained by gradient descent with the logistic loss can achieve a small test error, under the same assumption that the NTK with respect to the first layer can separate the data distribution. However, they analyze smooth activations, while we handle the ReLU. They require $\Omega ( 1 / \epsilon ^ { 2 } )$ hidden units, $\widetilde \Omega ( 1 / \epsilon ^ { 4 } )$ data samples, and ${ \cal O } ( 1 / \epsilon ^ { 2 } )$ steps, while our result only needs polylogarithmic hidden units, $\widetilde \Omega ( 1 / \epsilon ^ { 2 } )$ data samples, and $\widetilde { O } ( 1 / \epsilon )$ steps. + +Additionally on shallow networks, Du et al. (2018b) prove that on an overparameterized two-layer network, gradient descent can globally minimize the empirical risk with the squared loss. Their result requires $\Omega ( n ^ { 6 } / \delta ^ { 3 } )$ hidden units. Oymak & Soltanolkotabi (2019); Song & Yang (2019) further reduce the required overparameterization, but there is still a $\mathrm { p o l y } ( n )$ dependency. Using the same amount of overparameterization as (Du et al., 2018b), Arora et al. (2019) further show that the twolayer network learned by gradient descent can achieve a small test error, assuming that on the data distribution the smallest eigenvalue of the limiting kernel is at least some positive constant. They also give a fine-grained characterization of the predictions made by gradient descent iterates; such a characterization makes use of a special property of the squared loss and cannot be applied to the logistic regression setting. Li & Liang (2018) show that stochastic gradient descent (SGD) with the cross entropy loss can learn a two-layer network with small test error, using $\mathrm { p o l y } ( \ell , 1 / \epsilon )$ hidden units, where $\ell$ is at least the covering number of the support of the feature distribution using balls whose radii are no larger than the smallest distance between two data points with different labels. Allen-Zhu et al. (2018a) consider SGD on a two-layer network, and a variant of SGD on a three-layer network. The three-layer analysis further exhibits some properties not captured by the NTK. They assume a ground truth network with infinite-order smooth activations, and they require the width to depend polynomially on $1 / \epsilon$ and some constants related to the smoothness of the activations of the ground truth network. + +On deep networks, a variety of works have established low training error (Allen-Zhu et al., 2018b; Du et al., 2018a; Zou et al., 2018; Zou & Gu, 2019). Allen-Zhu et al. (2018c) show that SGD can minimize the regression loss for recurrent neural networks, and Allen-Zhu & Li (2019b) further prove a low generalization error. Allen-Zhu & Li (2019a) show that using the same number of training examples, a three-layer ResNet can learn a function class with a much lower test error than any kernel method. Cao & Gu (2019a) assume that the NTK with respect to the second layer of a two-layer network can separate the data distribution, and prove that gradient descent on a deep network can achieve $\epsilon$ test error with $\Omega ( 1 / \epsilon ^ { 4 } )$ samples and $\Omega ( 1 / \epsilon ^ { 1 4 } )$ hidden units. Cao & Gu (2019b) consider SGD with an online oracle and give a general result. Under the same assumption as in (Cao & Gu, 2019a), their result requires $\Omega ( 1 / \epsilon ^ { 1 4 } )$ hidden units and sample complexity $\tilde { O } ( 1 / \epsilon ^ { 2 } )$ . + +By contrast, with the same online oracle, our result only needs polylogarithmic hidden units and sample complexity $\widetilde { O } ( 1 / \epsilon )$ . + +# 1.2 NOTATION + +The dataset is denoted by $\{ ( x _ { i } , y _ { i } ) \} _ { i = 1 } ^ { n }$ where $x _ { i } \in \mathbb { R } ^ { d }$ and $y _ { i } \in \{ - 1 , + 1 \}$ . For simplicity, we assume that $\| x _ { i } \| _ { 2 } = 1$ for any $1 \leq i \leq n$ , which is standard in the NTK literature. + +The two-layer network has weight matrices $W \in \mathbb { R } ^ { m \times d }$ and $a \in \mathbb { R } ^ { m }$ . We use the following parameterization, which is also used in (Du et al., 2018b; Arora et al., 2019): + +$$ +f ( x ; W , a ) : = \frac { 1 } { \sqrt { m } } \sum _ { s = 1 } ^ { m } a _ { s } \sigma \left( \langle w _ { s } , x \rangle \right) , +$$ + +with initialization + +$$ +w _ { s , 0 } \sim { \mathcal N } ( 0 , I _ { d } ) , \quad \mathrm { a n d } \quad a _ { s } \sim \mathrm { u n i f } \left( \{ - 1 , + 1 \} \right) . +$$ + +Note that in this paper, $w _ { s , t }$ denotes the $s$ -th row of $W$ at step $t$ . We fix $a$ and only train $W$ , as in (Li & Liang, 2018; Du et al., 2018b; Arora et al., 2019; Nitanda & Suzuki, 2019). We consider the ReLU activation $\sigma ( z ) : = \operatorname* { m a x } \left\{ 0 , z \right\}$ , though our analysis can be extended easily to Lipschitz continuous, positively homogeneous activations such as leaky ReLU. + +We use the logistic (binary cross entropy) loss $\ell ( z ) : = \ln \big ( 1 + \exp ( - z ) \big )$ and gradient descent. For any $1 \leq i \leq n$ and any $W$ , let $f _ { i } ( W ) : = f ( x _ { i } ; W , a )$ . The empirical risk and its gradient are given by + +$$ +\widehat { \mathcal { R } } ( W ) : = \frac { 1 } { n } \sum _ { i = 1 } ^ { n } \ell \left( y _ { i } f _ { i } ( W ) \right) , \quad \mathrm { a n d } \quad \nabla \widehat { \mathcal { R } } ( W ) = \frac { 1 } { n } \sum _ { i = 1 } ^ { n } \ell ^ { \prime } \left( y _ { i } f _ { i } ( W ) \right) y _ { i } \nabla f _ { i } ( W ) . +$$ + +For any $t \geq 0$ , the gradient descent step is given by $W _ { t + 1 } : = W _ { t } - \eta _ { t } \nabla \widehat { \mathcal { R } } ( W _ { t } )$ . Also define + +$$ +f _ { i } ^ { ( t ) } ( W ) : = \left. \nabla f _ { i } ( W _ { t } ) , W \right. , \quad \mathrm { a n d } \quad \widehat { \mathcal { R } } ^ { ( t ) } ( W ) : = \frac { 1 } { n } \sum _ { i = 1 } ^ { n } \ell \left( y _ { i } f _ { i } ^ { ( t ) } ( W ) \right) . +$$ + +Note that $f _ { i } ^ { ( t ) } ( W _ { t } ) = f _ { i } ( W _ { t } )$ . This property generally holds due to homogeneity: for any $W$ and any $1 \leq s \leq m$ , + +$$ +\frac { \partial f _ { i } } { \partial w _ { s } } = \frac { 1 } { \sqrt { m } } a _ { s } \mathbb { 1 } \left[ \left. w _ { s } , x _ { i } \right. > 0 \right] x _ { i } , \quad \mathrm { a n d } \quad \left. \frac { \partial f _ { i } } { \partial w _ { s } } , w _ { s } \right. = \frac { 1 } { \sqrt { m } } a _ { s } \sigma \left( \left. w _ { s } , x _ { i } \right. \right) , +$$ + +and thus $\left. \nabla f _ { i } ( W ) , W \right. = f _ { i } ( W )$ . + +# 2 EMPIRICAL RISK MINIMIZATION + +In this section, we consider a fixed training set and empirical risk minimization. We first state our assumption on the separability of the NTK, and then give our main result and a proof sketch. + +The key idea of the NTK is to do the first-order Taylor approximation: + +$$ +f ( x ; W , a ) \approx f ( x ; W _ { 0 } , a ) + \left. \nabla _ { W } f ( x ; W _ { 0 } , a ) , W - W _ { 0 } \right. . +$$ + +In other words, we want to do learning using the features given by $\nabla f _ { i } ( W _ { 0 } ) \in \mathbb { R } ^ { m \times d }$ . A natural assumption is that there exists $\overline { { U } } \in \mathbb { R } ^ { m \times d }$ which can separate $\left\{ \left( \nabla f _ { i } ( W _ { 0 } ) , y _ { i } \right) \right\} _ { i = 1 } ^ { n }$ with a positive margin: + +$$ +\operatorname* { m i n } _ { 1 \leq i \leq n } \left( y _ { i } \left. \overline { { U } } , \nabla f _ { i } ( W _ { 0 } ) \right. \right) = \operatorname* { m i n } _ { 1 \leq i \leq n } \left( y _ { i } \frac { 1 } { \sqrt { m } } \sum _ { s = 1 } ^ { m } a _ { s } \langle \bar { u } _ { s } , x _ { i } \rangle \mathbb { 1 } \left[ \langle w _ { s , 0 } , x _ { i } \rangle > 0 \right] \right) > 0 . +$$ + +The infinite-width limit of eq. (2.1) is formalized as Assumption 2.1, with an additional bound on the $( 2 , \infty )$ norm of the separator. A concrete construction of $\overline { U }$ using Assumption 2.1 is given in eq. (2.2). + +Let $\mu _ { \mathcal { N } }$ denote the Gaussian measure on $\mathbb { R } ^ { d }$ , given by the Gaussian density with respect to the Lebesgue measure on $\mathbb { R } ^ { d }$ . We consider the following Hilbert space + +$$ +\mathcal { H } : = \left\{ w : \mathbb { R } ^ { d } \to \mathbb { R } ^ { d } \bigg | \int \| w ( z ) \| _ { 2 } ^ { 2 } \mathrm { d } \mu _ { \mathcal { N } } ( z ) < \infty \right\} . +$$ + +For any $x \in \mathbb { R } ^ { d }$ , define $\phi _ { x } \in \mathcal { H }$ by + +$$ +\phi _ { x } ( z ) : = x \mathbb { 1 } \left[ \langle z , x \rangle > 0 \right] , +$$ + +and particularly define $\phi _ { i } : = \phi _ { x _ { i } }$ for the training input $x _ { i }$ . + +Assumption 2.1. There exists $\bar { v } \in \mathcal H$ and $\gamma > 0$ , such that $\left. \bar { v } ( z ) \right. _ { 2 } \leq 1$ for any $z \in \mathbb { R } ^ { d }$ , and for any $1 \leq i \leq n$ , + +$$ +y _ { i } \left. \bar { v } , \phi _ { i } \right. _ { \mathcal { H } } : = y _ { i } \int \left. \bar { v } ( z ) , \phi _ { i } ( z ) \right. \mathrm { d } \mu _ { N } ( z ) \geq \gamma . +$$ + +As discussed in Section 5, the space $\mathcal { H }$ is the reproducing kernel Hilbert space (RKHS) induced by the infinite-width NTK with respect to $W$ , and $\phi _ { x }$ maps $x$ into $\mathcal { H }$ . Assumption 2.1 supposes that the induced training set $\{ ( \phi _ { i } , y _ { i } ) \} _ { i = 1 } ^ { n }$ can be separated by some $\bar { v } \in \mathcal H$ , with an additional bound on $\left. \bar { v } ( z ) \right. _ { 2 }$ which is crucial in our analysis. It is also possible to give a dual characterization of the separation margin (cf. eq. (5.2)), which also allows us to show that Assumption 2.1 always holds when there are no parallel inputs (cf. Proposition 5.1). However, it is often more convenient to construct $\bar { v }$ directly; see Section 5 for some examples. + +With Assumption 2.1, we state our main empirical risk result. + +Theorem 2.2. Under Assumption 2.1, given any risk target $\epsilon \in ( 0 , 1 )$ and any $\delta \in ( 0 , 1 / 3 )$ , let + +$$ +\lambda : = \frac { \sqrt { 2 \ln ( 4 n / \delta ) } + \ln ( 4 / \epsilon ) } { \gamma / 4 } , \quad a n d \quad M : = \frac { 4 0 9 6 \lambda ^ { 2 } } { \gamma ^ { 6 } } . +$$ + +Then for any $m \geq M$ and any constant step size $\eta \leq 1$ , with probability $1 - 3 \delta$ over the random initialization, + +$$ +\frac { 1 } { T } \sum _ { t < T } \widehat { \mathcal { R } } ( W _ { t } ) \leq \epsilon , \quad w h e r e \quad T : = \lceil { 2 \lambda ^ { 2 } } / { \eta \epsilon } \rceil . +$$ + +Moreover for any $0 \leq t < T$ and any $1 \leq s \leq m$ , + +$$ +\left\| w _ { s , t } - w _ { s , 0 } \right\| _ { 2 } \leq \frac { 4 \lambda } { \gamma \sqrt { m } } . +$$ + +While the number of hidden units required by prior work all have a polynomial dependency on $n , 1 / \delta$ or $1 / \epsilon$ , Theorem 2.2 only requires $m \doteq \dot { \Omega } \left( \ln ( n / \delta ) + \ln ( 1 / \epsilon ) ^ { 2 } \right)$ . The required width has a polynomial dependency on $1 / \gamma$ , which is an adaptive quantity: while $1 / \gamma$ can be $\mathrm { p o l y } ( n )$ for random labels (cf. Proposition 5.2), it can be polylog $( n )$ when there is a strong feature-label relationship, for example on the noisy 2-XOR data introduced in (Wei et al., 2018) (cf. Proposition 5.3). Moreover, we show in Proposition 5.4 that if we want $\left\{ \left( \nabla f _ { i } ( W _ { 0 } ) , y _ { i } \right) \right\} _ { i = 1 } ^ { n }$ to be separable, which is the starting point of an NTK-style analysis, the width has to depend polynomially on $1 / \gamma$ . + +In the rest of Section 2, we give a proof sketch of Theorem 2.2. The full proof is given in Appendix A. + +# 2.1 PROPERTIES AT INITIALIZATION + +In this subsection, we give some nice properties of random initialization. + +Given an initialization $( W _ { 0 } , a )$ , for any $1 \leq s \leq m$ , define + +$$ +\bar { u } _ { s } : = \frac { 1 } { \sqrt { m } } a _ { s } \bar { v } ( w _ { s , 0 } ) , +$$ + +where $\bar { v }$ is given by Assumption 2.1. Collect $\bar { u } _ { s }$ into a matrix $\overline { { U } } \in \mathbb { R } ^ { m \times d }$ . It holds that $\Vert \bar { u } _ { s } \Vert _ { 2 } \leq$ $1 / \sqrt { m }$ , and $\| \overline { { U } } \| _ { F } \le 1$ . + +Lemma 2.3 ensures that with high probability $\overline { U }$ has a positive margin at initialization. + +Lemma 2.3. Under Assumption 2.1, given any $\delta \in \mathsf { \Gamma } ( 0 , 1 )$ and any $\epsilon _ { 1 } ~ \in ~ ( 0 , \gamma )$ , if $m \geq$ $\left( 2 \ln ( n / \delta ) \right) / \epsilon _ { 1 } ^ { 2 }$ , then with probability $1 - \delta$ , it holds simultaneously for all $1 \leq i \leq n$ that + +$$ +y _ { i } f _ { i } ^ { ( 0 ) } \left( \overline { { U } } \right) = y _ { i } \left. \nabla f _ { i } ( W _ { 0 } ) , \overline { { U } } \right. \geq \gamma - \sqrt { \frac { 2 \ln ( n / \delta ) } { m } } \geq \gamma - \epsilon _ { 1 } . +$$ + +For any $W$ , any $\epsilon _ { 2 } > 0$ , and any $1 \leq i \leq n$ , define + +$$ +\alpha _ { i } ( W , \epsilon _ { 2 } ) = \frac { 1 } { m } \sum _ { s = 1 } ^ { m } \mathbb { 1 } \left[ \left| \left. w _ { s } , x _ { i } \right. \right| \leq \epsilon _ { 2 } \right] . +$$ + +Lemma 2.4 controls $\alpha _ { i } ( W _ { 0 } , \epsilon _ { 2 } )$ . It will help us show that $\overline { U }$ has a good margin during the training process. + +Lemma 2.4. Under the condition of Lemma 2.3, for any $\epsilon _ { 2 } > 0$ , with probability $1 - \delta$ , it holds simultaneously for all $1 \leq i \leq n$ that + +$$ +\alpha _ { i } \left( W _ { 0 } , \epsilon _ { 2 } \right) \leq \sqrt { \frac { 2 } { \pi } } \epsilon _ { 2 } + \sqrt { \frac { \ln ( n / \delta ) } { 2 m } } \leq \epsilon _ { 2 } + \frac { \epsilon _ { 1 } } { 2 } . +$$ + +Finally, Lemma 2.5 controls the output of the network at initialization. + +Lemma 2.5. Given any $\delta \in ( 0 , 1 )$ , if $m \geq 2 5 \ln ( 2 n / \delta )$ , then with probability $1 - \delta$ , it holds simultaneously for all $1 \leq i \leq n$ that + +$$ +\left| f ( x _ { i } ; W _ { 0 } , a ) \right| \le \sqrt { 2 \ln \left( 4 n / \delta \right) } . +$$ + +# 2.2 CONVERGENCE ANALYSIS OF GRADIENT DESCENT + +We analyze gradient descent in this subsection. First, define + +$$ +{ \widehat { \mathcal { Q } } } ( W ) : = { \frac { 1 } { n } } \sum _ { i = 1 } ^ { n } - \ell ^ { \prime } \left( y _ { i } f _ { i } ( W ) \right) . +$$ + +We have the following observations. + +• For any $W$ and any $1 \leq s \leq m , \left\| \partial f _ { i } / \partial w _ { s } \right\| _ { 2 } \leq 1 / \sqrt { m }$ , and thus $\left\| \nabla f _ { i } ( W ) \right\| _ { F } \leq 1$ . +Therefore by the triangle inequality, $\left\| \nabla \widehat { \mathcal { R } } ( W ) \right\| _ { F } \leq \widehat { \mathcal { Q } } ( W )$ . +• The logistic loss satisfies $0 \leq - \ell ^ { \prime } \leq 1$ , and thus $0 \leq \widehat { \mathcal { Q } } ( W ) \leq 1$ . +• The logistic loss satisfies $- \ell ^ { \prime } \leq \ell$ , and thus ${ \widehat { \mathcal { Q } } } ( W ) \leq { \widehat { \mathcal { R } } } ( W )$ . + +The quantity $\widehat { \mathcal { Q } }$ first appeared in the perceptron analysis (Novikoff, 1962) for the ReLU loss, and has also been analyzed in prior work (Ji & Telgarsky, 2018; Cao & Gu, 2019a; Nitanda & Suzuki, 2019). In this work, $\widehat { \mathcal { Q } }$ specifically helps us prove the following result, which plays an important role in obtaining a width which only depends on polylog $( 1 / \epsilon )$ . + +Lemma 2.6. For any $t \geq 0$ and any $\overline { W }$ , if $\eta _ { t } \leq 1$ , then + +$$ +\eta _ { t } \widehat { \mathcal { R } } ( W _ { t } ) \leq \left\| W _ { t } - \overline { { W } } \right\| _ { F } ^ { 2 } - \left\| W _ { t + 1 } - \overline { { W } } \right\| _ { F } ^ { 2 } + 2 \eta _ { t } \widehat { \mathcal { R } } ^ { ( t ) } \left( \overline { { W } } \right) . +$$ + +Consequently, if we use a constant step size $\eta \leq 1$ for $0 \leq \tau < t$ , then + +$$ +\eta \left( \sum _ { \tau < t } { \widehat { \mathcal { R } } ( W _ { \tau } ) } \right) + \Big \| W _ { t } - \overline { { W } } \Big \| _ { F } ^ { 2 } \leq \Big \| W _ { 0 } - \overline { { W } } \Big \| _ { F } ^ { 2 } + 2 \eta \left( \sum _ { \tau < t } { \widehat { \mathcal { R } } ^ { ( \tau ) } \left( \overline { { W } } \right) } \right) . +$$ + +The proof of Lemma 2.6 starts from the standard iteration guarantee: + +$$ +\Big \| { W } _ { t + 1 } - \overline { { W } } \Big \| _ { F } ^ { 2 } = \Big \| { W } _ { t } - \overline { { W } } \Big \| _ { F } ^ { 2 } - 2 \eta _ { t } \Big \langle \nabla \widehat { \mathcal { R } } ( W _ { t } ) , W _ { t } - \overline { { W } } \Big \rangle + \eta _ { t } ^ { 2 } \Big \| \nabla \widehat { \mathcal { R } } ( W _ { t } ) \Big \| _ { F } ^ { 2 } . +$$ + +We can then handle the inner product term using the convexity of $\ell$ and homogeneity of ReLU, and control $\| \nabla \widehat { \mathcal { R } } ( W _ { t } ) \| _ { F } ^ { 2 }$ by $\widehat { \mathcal { R } } ( \bar { W } _ { t } )$ using the above properties of $\widehat { \mathcal { Q } } ( W _ { t } )$ . Lemma 2.6 is similar to (Allen-Zhu & Li, 2019a, Fact D.4 and Claim D.5), where the squared loss is considered. + +Using Lemmas 2.3 to 2.6, we can prove Theorem 2.2. Below is a proof sketch; the full proof is given in Appendix A. + +1. We first show that as long as $\| w _ { s , t } - w _ { s , 0 } \| _ { 2 } \leq 4 \lambda / ( \gamma \sqrt { m } )$ for all $1 \leq s \leq m$ , it holds that $\widehat { \mathcal { R } } ^ { ( t ) } \left( W _ { 0 } + \lambda \overline { { U } } \right) \leq \epsilon / 4$ . To see this, let us consider $\widehat { \mathcal { R } } ^ { ( 0 ) }$ first. For any $1 \leq i \leq$ $n$ , Lemma 2.5 ensures that $\left| \langle \nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \rangle \right|$ is bounded, while Lemma 2.3 ensures that $\langle \nabla f _ { i } ( W _ { 0 } ) , \overline { { U } } \rangle$ is concentrated around $\gamma$ with a large width. As a result, with the chosen $\lambda$ in Theorem 2.2, we can show that $\left. \nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } + \lambda \overline { { { U } } } \right.$ is large, and $\widehat { \mathcal { R } } ^ { ( 0 ) } ( W _ { 0 } + \lambda \overline { { U } } )$ is small due to the exponential tail of the logistic loss. To further handle $\widehat { \mathcal { R } } ^ { ( t ) }$ , we use a standard NTK argument to control $ \nabla f _ { i } ( W _ { t } ) - \nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } + \lambda \overline { { U } } $ under the condition that $\| w _ { s , t } - w _ { s , 0 } \| _ { 2 } \leq 4 \lambda / ( \gamma \sqrt { m } )$ . + +2. We then prove by contradiction that the above bound on $\lVert w _ { s , t } - w _ { s , 0 } \rVert _ { 2 }$ holds for at least the first $T$ iterations. The key observation is that as long as $\widehat { \mathcal { R } } ^ { ( t ) } ( W _ { 0 } + \lambda \overline { { U } } ) \le \epsilon / 4$ , we can use it and Lemma 2.6 to control $\textstyle \sum _ { \tau < t } { \widehat { \mathcal { Q } } } ( W _ { \tau } )$ , and then just invoke $\lVert w _ { s , t } - w _ { s , 0 } \rVert _ { 2 } \leq$ $\textstyle \eta \sum _ { \tau < t } { \widehat { \mathcal { Q } } } ( W _ { \tau } ) / { \sqrt { m } }$ . + +The quantity $\textstyle \sum _ { \tau < t } { \widehat { \mathcal { Q } } } ( W _ { \tau } )$ has also been considered in prior work (Cao & Gu, 2019a; Nitanda & Suzuki, 2019), where it is bounded by $\begin{array} { r } { \sqrt { t } \sqrt { \sum _ { \tau < t } \widehat { \mathscr { Q } } ( W _ { \tau } ) ^ { 2 } } } \end{array}$ using the CauchySchwarz inequality, which introduces a $\sqrt { t }$ factor. To make the required width depend only on polylog $( 1 / \epsilon )$ , we also need an upper bound on $\sum _ { \tau < t } \widehat { \mathcal { Q } } ( W _ { \tau } )$ which depends only on $\mathrm { p o l y l o g } ( 1 / \epsilon )$ . Since the above analysis results in a $\sqrt { t }$ factor, and in our case $\Omega ( 1 / \epsilon )$ steps are needed, it is unclear how to get a $\mathrm { p o l y l o g } ( 1 / \epsilon )$ width using the analysis in (Cao & Gu, 2019a; Nitanda & Suzuki, 2019). By contrast, using Lemma 2.6, we can show that $\begin{array} { r } { \sum _ { \tau < t } \widehat { \mathcal { Q } } ( W _ { \tau } ) \leq 4 \lambda / \gamma } \end{array}$ , which only depends on $\ln ( 1 / \epsilon )$ . + +3. The claims of Theorem 2.2 then follow directly from the above two steps and Lemma 2.6. + +# 3 GENERALIZATION + +To get a generalization bound, we naturally extend Assumption 2.1 to the following assumption. Assumption 3.1. There exists $\bar { v } \in \mathcal H$ and $\gamma > 0$ , such that $\left. \bar { v } ( z ) \right. _ { 2 } \leq 1$ for any $z \in \mathbb { R } ^ { d }$ , and + +$$ +y \int \left. \bar { v } ( z ) , x \right. \mathbb { 1 } \left[ \langle z , x \rangle > 0 \right] \mathrm { d } \mu _ { \mathcal { N } } ( z ) \geq \gamma +$$ + +for almost all $( x , y )$ sampled from the data distribution $\mathcal { D }$ . + +The above assumption is also made in (Nitanda & Suzuki, 2019) for smooth activations. (Cao & Gu, 2019a) make a similar separability assumption, but in the RKHS induced by the second layer $a$ ; by contrast, Assumption 3.1 is on separability in the RKHS induced by the first layer $W$ . + +Here is our test error bound with Assumption 3.1. + +Theorem 3.2. Under Assumption 3.1, given any $\epsilon \in ( 0 , 1 )$ and any $\delta \in ( 0 , 1 / 4 )$ , let $\lambda$ and $M$ be given as in Theorem 2.2: + +$$ +\lambda : = \frac { \sqrt { 2 \ln ( 4 n / \delta ) } + \ln ( 4 / \epsilon ) } { \gamma / 4 } , \quad a n d \quad M : = \frac { 4 0 9 6 \lambda ^ { 2 } } { \gamma ^ { 6 } } . +$$ + +Then for any $m \geq M$ and any constant step size $\eta \leq 1$ , with probability $1 - 4 \delta$ over the random initialization and data sampling, + +$$ +P _ { ( x , y ) \sim \mathcal { D } } \left( y f ( x ; W _ { k } , a ) \le 0 \right) \le 2 \epsilon + \frac { 1 6 \left( \sqrt { 2 \ln ( 4 n / \delta ) } + \ln ( 4 / \epsilon ) \right) } { \gamma ^ { 2 } \sqrt { n } } + 6 \sqrt { \frac { \ln ( 2 / \delta ) } { 2 n } } , +$$ + +where k denotes the step with the minimum empirical risk before $\lceil 2 \lambda ^ { 2 } / \eta \epsilon \rceil$ . + +Below is a direct corollary of Theorem 3.2. + +Corollary 3.3. Under Assumption 3.1, given any $\epsilon , \delta \in ( 0 , 1 )$ , using a constant step size no larger than 1 and let + +$$ +n = \widetilde \Omega \left( \frac { 1 } { \gamma ^ { 4 } \epsilon ^ { 2 } } \right) , \quad a n d \quad m = \Omega \left( \frac { \ln ( n / \delta ) + \ln ( 1 / \epsilon ) ^ { 2 } } { \gamma ^ { 8 } } \right) , +$$ + +it holds with probability $1 - \delta$ that $P _ { ( x , y ) \sim \mathcal { D } } \left( y f ( x ; W _ { k } , a ) \leq 0 \right) \leq \epsilon$ , where $k$ denotes the step with the minimum empirical risk in the first $\widetilde { \Theta } ( ^ { 1 / \gamma ^ { 2 } \epsilon } )$ steps. + +The proof of Theorem 3.2 uses the sigmoid mapping $- \ell ^ { \prime } ( z ) = e ^ { - z } / ( 1 + e ^ { - z } )$ , the empirical average $\widehat { \mathcal { Q } } ( W _ { k } )$ , and the corresponding population average $\mathcal { Q } ( W _ { k } ) : = \mathbb { E } _ { ( x , y ) \sim \mathcal { D } } \left[ - \ell ^ { \prime } \left( y f ( x ; W _ { k } , a ) \right) \right]$ . As noted in (Cao & Gu, 2019a), because $P _ { ( x , y ) \sim \mathcal { D } } \left( y f ( x ; W _ { k } , a ) \le 0 \right) \le { \mathrm { \bar { ~ 2 } } } \mathcal { Q } ( W _ { k } ) ,$ , it is enough to control $\mathcal { Q } ( W _ { k } )$ . As $\widehat { \mathcal { Q } } ( W _ { k } )$ is controlled by Theorem 2.2, it is enough to control the generalization error $\mathcal { Q } ( W _ { k } ) - \widehat { \mathcal { Q } } ( W _ { k } )$ . Moreover, since $- \ell ^ { \prime }$ is supported on [0, 1] and 1-Lipschitz, it is enough to bound the Rademacher complexity of the function space explored by gradient descent. Invoking the bound on $\left\| W _ { k } ^ { \top } - W _ { 0 } ^ { \top } \right\| _ { 2 , \infty }$ finishes the proof. The proof details are given in Appendix B. + +Remark 3.4. To get Theorem 3.2, we use a Lipschitz-based Rademacher complexity bound. One can also use a smoothness-based Rademacher complexity bound (Srebro et al., 2010, Theorem 1) and get a sample complexity $\widetilde { \cal O } ( ^ { 1 / \gamma ^ { 4 } \epsilon } )$ . However, the bound will become complicated and some large constant will be introduced. It is an interesting open question to give a clean analysis based on smoothness. $\diamondsuit$ + +# 4 STOCHASTIC GRADIENT DESCENT + +There are some different formulations of SGD. In this section, we consider SGD with an online oracle. We randomly sample $W _ { 0 }$ and $a$ , and fix $a$ during training. At step $i$ , a data example $( x _ { i } , y _ { i } )$ is sampled from the data distribution. We still let $f _ { i } ( W ) : = f ( x _ { i } ; W , a )$ , and perform the following update + +$$ +W _ { i + 1 } : = W _ { i } - \eta _ { i } \ell ^ { \prime } \left( y _ { i } f _ { i } ( W _ { i } ) \right) y _ { i } \nabla f _ { i } ( W _ { i } ) . +$$ + +Note that here $i$ starts from 0. + +Still with Assumption 3.1, we show the following result. + +Theorem 4.1. Under Assumption 3.1, given any $\epsilon , \delta \in ( 0 , 1 )$ , using a constant step size and $m =$ $\Omega \left( \left( \ln ( 1 / \delta ) + \ln ( 1 / \epsilon ) ^ { 2 } \right) / \gamma ^ { 8 } \right)$ , it holds with probability $1 - \delta$ that + +$$ +\frac { 1 } { n } \sum _ { i = 1 } ^ { n } P _ { ( x , y ) \sim \mathcal { D } } \left( y f ( x ; W _ { i } , a ) \leq 0 \right) \leq \epsilon , \quad f o r \quad n = \widetilde { \Theta } ( ^ { 1 / \gamma ^ { 2 } \epsilon } ) . +$$ + +Below is a proof sketch of Theorem 4.1; the complete proof is given in Appendix C. For any $i$ and $W$ , define + +$$ +\begin{array} { r } { \mathcal { R } _ { i } ( W ) : = \ell \left( y _ { i } \left. \nabla f _ { i } ( W _ { i } ) , W \right. \right) , \quad \mathrm { a n d } \quad \mathcal { Q } _ { i } ( W ) : = - \ell ^ { \prime } \left( y _ { i } \left. \nabla f _ { i } ( W _ { i } ) , W \right. \right) . } \end{array} +$$ + +Due to homogeneity, it holds that ${ \mathcal { R } } _ { i } ( W _ { i } ) = \ell \left( y _ { i } f _ { i } ( W _ { i } ) \right)$ and $\mathcal { Q } _ { i } ( W _ { i } ) = - \ell ^ { \prime } \left( y _ { i } f _ { i } ( W _ { i } ) \right)$ . + +The first step is an extension of Lemma 2.6 to the SGD setting, with a similar proof. + +Lemma 4.2. With a constant step size $\eta \leq 1$ , for any $\overline { W }$ and any $i \geq 0 ,$ , + +$$ +\eta \left( \sum _ { t < i } \mathcal { R } _ { t } ( W _ { t } ) \right) + \Big | \Big | W _ { i } - \overline { { W } } \Big | \Big | _ { F } ^ { 2 } \leq \Big | \Big | W _ { 0 } - \overline { { W } } \Big | \Big | _ { F } ^ { 2 } + 2 \eta \left( \sum _ { t < i } \mathcal { R } _ { t } \left( \overline { { W } } \right) \right) . +$$ + +With Lemma 4.2, we can also extend Theorem 2.2 to the SGD setting and get a bound on $\textstyle \sum _ { i < n } { \mathcal { Q } } _ { i } ( W _ { i } )$ , using a similar proof. To further get a bound on the cumulative population risk $\textstyle \sum _ { i < n } { \mathcal { Q } } ( W _ { i } )$ , the key observation is that $\begin{array} { r } { \sum _ { i < n } \left( \mathcal { Q } ( W _ { i } ) - \mathcal { Q } _ { i } ( W _ { i } ) \right) } \end{array}$ is a martingale. Using a martingale Bernstein bound, we prove the following lemma; applying it finishes the proof of Theorem 4.1. + +Lemma 4.3. Given any $\delta \in ( 0 , 1 )$ , with probability $1 - \delta$ , + +$$ +\sum _ { t < i } \mathcal { Q } ( W _ { t } ) \leq 4 \sum _ { t < i } \mathcal { Q } _ { t } ( W _ { t } ) + 4 \ln \left( \frac { 1 } { \delta } \right) . +$$ + +# 5 ON SEPARABILITY + +In this section we give some discussion on Assumption 2.1, the separability of the NTK. The proofs are all given in Appendix D. + +Given a training set $\left\{ \left( x _ { i } , y _ { i } \right) \right\} _ { i = 1 } ^ { n }$ , the linear kernel is defined as $K _ { 0 } ( x _ { i } , x _ { j } ) : = \langle x _ { i } , x _ { j } \rangle$ . The maximum margin achievable by a linear classifier is given by + +$$ +\gamma _ { 0 } : = \operatorname* { m i n } _ { q \in \Delta _ { n } } \sqrt { \left( q \odot y \right) ^ { \top } K _ { 0 } \left( q \odot y \right) } . +$$ + +where $\Delta _ { n }$ denotes the probability simplex and $\odot$ denotes the Hadamard product. In addition to the dual definition eq. (5.1), when $\gamma _ { 0 } > 0$ there also exists a maximum margin classifier $\bar { u }$ which gives a primal characterization of $\gamma _ { 0 }$ : it holds that $\left. \bar { u } \right. _ { 2 } = 1$ and $y _ { i } \left. \bar { u } , x _ { i } \right. \geq \bar { \gamma } _ { 0 }$ for all $i$ . + +In this paper we consider another kernel, the infinite-width NTK with respect to the first layer: + +$$ +\begin{array} { r l } & { K _ { 1 } \left( x _ { i } , x _ { j } \right) : = \mathbb { E } \left[ \displaystyle \frac { \partial f ( x _ { i } ; W _ { 0 } , a ) } { \partial W _ { 0 } } , \displaystyle \frac { \partial f ( x _ { j } ; W _ { 0 } , a ) } { \partial W _ { 0 } } \right] } \\ & { \quad \quad \quad \quad = \mathbb { E } _ { w \sim { \cal N } ( 0 , I _ { d } ) } \left[ \left. x _ { i } { 1 } \left[ \langle x _ { i } , w \rangle > 0 \right] , x _ { j } { 1 } \left[ \langle x _ { j } , w \rangle > 0 \right] \right. \right] = \langle \phi _ { i } , \phi _ { j } \rangle _ { \mathcal { H } } . } \end{array} +$$ + +Here $\phi$ and $\mathcal { H }$ are defined at the beginning of Section 2. Similar to the dual definition of $\gamma _ { 0 }$ , the margin given by $K _ { 1 }$ is defined as + +$$ +\gamma _ { 1 } : = \operatorname* { m i n } _ { q \in \Delta _ { n } } \sqrt { \left( q \odot y \right) ^ { \top } K _ { 1 } \left( q \odot y \right) } . +$$ + +We can also give a primal characterization of $\gamma _ { 1 }$ when it is positive. + +Proposition 5.1. If $\gamma _ { 1 } > 0$ , then there exists $\hat { v } \in \mathcal H$ such that $\| \hat { v } \| _ { \mathcal { H } } = 1$ , and $y _ { i } \left. \hat { v } , \phi _ { i } \right. _ { \mathcal { H } } \geq \gamma _ { 1 }$ for any $1 \leq i \leq n$ . Additionally $\left. \hat { v } ( z ) \right. _ { 2 } \leq 1 / \gamma _ { 1 }$ for any $z \in \mathbb { R } ^ { d }$ . + +The proof is given in Appendix $\mathrm { D }$ , and uses the Fenchel duality theory. Using the upper bound $\| \hat { v } ( z ) \| _ { 2 } \le 1 \breve { / } \gamma _ { 1 }$ , we can see that $\gamma _ { 1 } \hat { v }$ satisfies Assumption 2.1 with $\gamma \geq \gamma _ { 1 } ^ { 2 }$ . However, such an upper bound $\left\| \hat { v } ( z ) \right\| _ { 2 } \le 1 / \gamma _ { 1 }$ might be too loose, which leads to a bad rate. In fact, as shown later, in some cases we can construct $\bar { v }$ directly which satisfies Assumption 2.1 with a large $\gamma$ . For this reason, we choose to make Assumption 2.1 instead of assuming a positive $\gamma _ { 1 }$ . + +However, we can use $\gamma _ { 1 }$ to show that Assumption 2.1 always holds when there are no parallel inputs. Oymak & Soltanolkotabi (2019, Corollary I.2) prove that if for any two feature vectors $x _ { i }$ and $x _ { j }$ , we have $\| x _ { i } - x _ { j } \| _ { 2 } \geq \theta$ and $\| x _ { i } + x _ { j } \| _ { 2 } \geq \theta$ for some $\theta > 0$ , then the minimum eigenvalue of $K _ { 1 }$ is at least $\theta / ( 1 0 0 n ^ { 2 } )$ . For arbitrary labels $y \in \{ - 1 , + 1 \} ^ { n }$ , since $\| q \odot y \| _ { 2 } \ge 1 / \sqrt { n }$ , we have the worst case bound $\gamma _ { 1 } ^ { 2 } \geq \theta / 1 0 0 n ^ { 3 }$ . A direct improvement of this bound is $\theta / 1 0 0 n _ { S } ^ { 3 }$ , where $n _ { S }$ denotes the number of support vectors, which could be much smaller than $n$ with real world data. + +On the other hand, given any training set $\left\{ \left( x _ { i } , y _ { i } \right) \right\} _ { i = 1 } ^ { n }$ which may have a large margin, replacing $y$ with random labels would destroy the margin, which is what should be expected. + +Proposition 5.2. Given any training set $\left\{ \left( x _ { i } , y _ { i } \right) \right\} _ { i = 1 } ^ { n }$ , if the true labels y are replaced with random labels $\epsilon \sim$ unif $( \{ - 1 , + 1 \} ^ { n } )$ , then with probability 0.9 over the random labels, it holds that $\gamma _ { 1 } \leq$ $1 / { \sqrt { 2 0 n } }$ . + +Although the above bounds all have a polynomial dependency on $n$ , they hold for arbitrary or random labels, and thus do not assume any relationship between the features and labels. Next we give some examples where there is a strong feature-label relationship, and thus a much larger margin can be proved. + +# 5.1 THE LINEARLY SEPARABLE CASE + +Suppose the data distribution is linearly separable with margin $\gamma _ { 0 }$ : there exists a unit vector $\bar { u }$ such that $\stackrel { \cdot } { y } \left. \bar { u } , x \right. \geq \gamma _ { 0 }$ almost surely. Then we can define $\bar { v } ( z ) : = \bar { u }$ for any $z \in \mathbb { R } ^ { d }$ . For almost all $( x , y )$ , we have + +$$ +\begin{array} { r l r } { { y \int \bar { v } ( z ) , x \mathbb { 1 } [ z , x > 0 ] \mathrm { d } \mu _ { \mathcal { N } } ( z ) = \int y \bar { u } , x \mathbb { 1 } [ z , x > 0 ] \mathrm { d } \mu _ { \mathcal { N } } ( z ) } } \\ & { } & { \geq \gamma \int \mathbb { 1 } [ z , x > 0 ] \mathrm { d } \mu _ { \mathcal { N } } ( z ) } \\ & { } & { = \frac { \gamma _ { 0 } } { 2 } , } \end{array} +$$ + +and thus Assumption 2.1 holds with $\gamma = \gamma _ { 0 } / 2$ . + +# 5.2 THE NOISY 2-XOR DISTRIBUTION + +We consider the noisy 2-XOR distribution introduced in (Wei et al., 2018). It is the uniform distribution over the following $2 ^ { d }$ points: + +$$ +\begin{array} { c l } { { x _ { 1 } , x _ { 2 } , y , x _ { 3 } , \ldots , x _ { d } \big ) \in \{ ( \displaystyle \frac { 1 } { \sqrt { d - 1 } } , 0 , 1 ) , ( 0 , \displaystyle \frac { 1 } { \sqrt { d - 1 } } , - 1 ) , ( \displaystyle \frac { - 1 } { \sqrt { d - 1 } } , 0 , 1 ) , ( 0 , \displaystyle \frac { - 1 } { \sqrt { d - 1 } } , - 1 ) } } \\ { { \times \{ \displaystyle \frac { - 1 } { \sqrt { d - 1 } } , \displaystyle \frac { 1 } { \sqrt { d - 1 } } \} ^ { d - 2 } . } } \end{array} +$$ + +The factor $^ 1 / \sqrt { d - 1 }$ ensures that $\| { \boldsymbol { x } } \| _ { 2 } = 1$ , and $\times$ above denotes the Cartesian product. Here the label $y$ only depends on the first two coordinates of the input $x$ . + +To construct $\bar { v }$ , we first decompose $\mathbb { R } ^ { 2 }$ into four regions: + +$$ +\begin{array} { r l } & { A _ { 1 } : = \left\{ \left( z _ { 1 } , z _ { 2 } \right) \bigm | z _ { 1 } \geq 0 , \left| z _ { 1 } \right| \geq \left| z _ { 2 } \right| \right\} , } \\ & { A _ { 2 } : = \left\{ \left( z _ { 1 } , z _ { 2 } \right) \bigm | z _ { 2 } > 0 , \left| z _ { 1 } \right| < \left| z _ { 2 } \right| \right\} , } \\ & { A _ { 3 } : = \left\{ \left( z _ { 1 } , z _ { 2 } \right) \bigm | z _ { 1 } \leq 0 , \left| z _ { 1 } \right| \geq \left| z _ { 2 } \right| \right\} \setminus \{ \left( 0 , 0 \right) \} , } \\ & { A _ { 4 } : = \left\{ \left( z _ { 1 } , z _ { 2 } \right) \bigm | z _ { 2 } < 0 , \left| z _ { 1 } \right| < \left| z _ { 2 } \right| \right\} . } \end{array} +$$ + +Then $\bar { v }$ can de defined as follows. It only depends on the first two coordinates of $z$ . + +$$ +\bar { v } ( z ) : = \left\{ \begin{array} { l l } { ( 1 , 0 , 0 , \ldots , 0 ) } & { \mathrm { i f ~ } ( z _ { 1 } , z _ { 2 } ) \in A _ { 1 } , } \\ { ( 0 , - 1 , 0 , \ldots , 0 ) } & { \mathrm { i f ~ } ( z _ { 1 } , z _ { 2 } ) \in A _ { 2 } , } \\ { ( - 1 , 0 , 0 , \ldots , 0 ) } & { \mathrm { i f ~ } ( z _ { 1 } , z _ { 2 } ) \in A _ { 3 } , } \\ { ( 0 , 1 , 0 , \ldots , 0 ) } & { \mathrm { i f ~ } ( z _ { 1 } , z _ { 2 } ) \in A _ { 4 } . } \end{array} \right. +$$ + +The following result shows that $\gamma = \Omega ( 1 / d )$ . Note that $n$ could be as large as $2 ^ { d }$ , in which case $\gamma$ is basically $O \left( 1 / \ln ( n ) \right)$ . + +Proposition 5.3. For any $( x , y )$ sampled from the noisy 2-XOR distribution and any $d \geq 3$ , it holds that + +$$ +y \int \left. \bar { v } ( z ) , x \right. \mathbb { 1 } \left[ \left. z , x \right. > 0 \right] \mathrm { d } \mu _ { \mathcal { N } } ( z ) \geq \frac { 1 } { 6 0 d } . +$$ + +We can prove two other interesting results for the noisy 2-XOR data. + +The width needs a $\mathrm { p o l y } ( 1 / \gamma )$ dependency for initial separability. The first step of an NTK analysis is to show that $\left\{ \left( \nabla f _ { i } ( W _ { 0 } ) , y _ { i } \right) \right\} _ { i = 1 } ^ { n }$ is separable. Proposition 5.4 gives an example where $\left\{ \left( \nabla f _ { i } ( W _ { 0 } ) , y _ { i } \right) \right\} _ { i = 1 } ^ { n }$ is nonseparable when the network is narrow. + +Proposition 5.4. Let $D = \{ ( x _ { i } , y _ { i } ) \} _ { i = 1 } ^ { 4 }$ denote an arbitrary subset of the noisy 2-XOR dataset√ such that $x _ { i }$ ’s have the same last $( d - 2 )$ coordinates. For any $d \geq 2 0$ , if $m \leq \sqrt { d - 2 } / 4$ , then with probability $1 / 2$ over the random initialization of $W _ { 0 }$ , for any weights $V \in \mathbb { R } ^ { m \times d }$ , it holds that $y _ { i } \left. V , \nabla f _ { i } ( W _ { 0 } ) \right. \leq 0$ for at least one $i \in \{ 1 , 2 , 3 , 4 \}$ . + +For the noisy 2-XOR data, the separator $\bar { v }$ given by eq. (5.3) has margin $\gamma = \Omega ( 1 / d )$ , and $1 / \gamma =$ $O ( d )$ . As a result, if we want $\left\{ \left( \nabla f _ { i } ( W _ { 0 } ) , y _ { i } \right) \right\} _ { { i = 1 } } ^ { n }$ to be separable, the width has to be $\Omega ( 1 / \sqrt { \gamma } )$ . For a smaller width, gradient descent might still be able to solve the problem, but a beyond-NTK analysis would be needed. + +A tight sample complexity upper bound for the infinite-width NTK. (Wei et al., 2018) give a $d ^ { 2 }$ sample complexity lower bound for any NTK classifier on the noisy 2-XOR data. It turns out that $\gamma$ could give a matching sample complexity upper bound for the NTK and SGD. + +(Wei et al., 2018) consider the infinite-width NTK with respect to both layers. For the first layer, the infinite-width NTK $K _ { 1 }$ is defined in Section 5, and the corresponding RKHS $\mathcal { H }$ and RKHS mapping $\phi$ is defined in Section 2. For the second layer, the infinite width NTK is defined by + +$$ +\begin{array} { r l } & { { K } _ { 2 } \left( { { x } _ { i } } , { { x } _ { j } } \right) : = \mathbb { E } \left[ \frac { \partial f \left( { { x } _ { i } } ; { { W } _ { 0 } } , \boldsymbol { a } \right) } { \partial \boldsymbol { a } } , \frac { \partial f \left( { { x } _ { j } } ; { { W } _ { 0 } } , \boldsymbol { a } \right) } { \partial \boldsymbol { a } } \right] } \\ & { \quad \quad \quad = \mathbb { E } _ { w \sim \mathcal { N } ( 0 , { { I } _ { d } } ) } \left[ \sigma \left( \left. w , { { x } _ { i } } \right. \right) \sigma \left( \left. w , { { x } _ { j } } \right. \right) \right] . } \end{array} +$$ + +The corresponding RKHS $\kappa$ and inner product $\langle w _ { 1 } , w _ { 2 } \rangle _ { \mathcal { K } }$ are given by + +$$ +{ \mathcal K } : = \left\{ w : \mathbb { R } ^ { d } \to \mathbb { R } \bigg | \int w ( z ) ^ { 2 } \mathrm { d } \mu _ { N } ( z ) < \infty \right\} , \quad \mathrm { a n d } \quad \langle w _ { 1 } , w _ { 2 } \rangle _ { \mathcal K } = \int w _ { 1 } ( z ) w _ { 2 } ( z ) \mathrm { d } \mu _ { N } ( z ) . +$$ + +Given any $x \in \mathbb { R } ^ { d }$ , it is mapped into $\psi _ { x } \in \mathcal { K }$ , where $\psi _ { x } ( z ) : = \sigma \left( \langle z , x \rangle \right)$ . It holds that $K _ { 2 } ( x _ { i } , x _ { j } ) =$ $\langle \psi _ { x _ { i } } , \psi _ { x _ { j } } \rangle _ { K }$ . The infinite-width NTK with respect to both layers is just $K _ { 1 } + K _ { 2 }$ . The corresponding RHKS is just $\mathcal { H } \times \mathcal { K }$ with the inner product + +$$ +\langle ( v _ { 1 } , w _ { 1 } ) , ( v _ { 2 } , w _ { 2 } ) \rangle _ { \mathcal { H } \times K } = \langle v _ { 1 } , v _ { 2 } \rangle _ { \mathcal { H } } + \langle w _ { 1 } , w _ { 2 } \rangle _ { K } . +$$ + +The classifier $\bar { v }$ considered in eq. (5.3) has a unit norm (i.e., $\| \bar { v } \| _ { \mathcal { H } } = 1 ,$ ) and margin $\gamma$ on the space $\mathcal { H }$ . On $\mathcal { H } \times \mathcal { K }$ , it is enough to consider $( \bar { v } , 0 )$ , which also has a unit norm and margin $\gamma$ . Since the infinite-width NTK model is a linear model in $\mathcal { H } \times \mathcal { K }$ , (Ji & Telgarsky, 2018, Lemma 2.5) can be used to show that SGD on the RKHS $\mathcal { H } \times \mathcal { K }$ could obtain a test error of $\epsilon$ with a sample complexity of $\widetilde { \cal O } ( 1 / \gamma ^ { 2 } \epsilon )$ . (The analysis in (Ji & Telgarsky, 2018) is done in $\mathbb { R } ^ { d }$ , but it still works with a well-defined inner product.) Since $\gamma = \Omega ( 1 / d )$ , to achieve a constant test accuracy we need $\widetilde O ( d ^ { 2 } )$ samples. This mathces (up to logarithmic factors) the sample complexity lower bound of $d ^ { 2 }$ given by Wei et al. (2018). + +# 6 OPEN PROBLEMS + +In this paper, we analyze gradient descent on a two-layer network in the NTK regime, where the weights stay close to the initialization. It is an interesting open question if gradient descent learns something beyond the NTK, after the iterates move far enough from the initial weights. It is also interesting to extend our analysis to other architectures, such as multi-layer networks, convolutional networks, and residual networks. Finally, in this paper we only discuss binary classification; it is interesting to see if it is possible to get similar results for other tasks, such as regression. + +# ACKNOWLEDGEMENTS + +The authors are grateful for support from the NSF under grant IIS-1750051, and from NVIDIA via a GPU grant. + +# REFERENCES + +Zeyuan Allen-Zhu and Yuanzhi Li. What can resnet learn efficiently, going beyond kernels? arXiv preprint arXiv:1905.10337, 2019a. + +Zeyuan Allen-Zhu and Yuanzhi Li. Can sgd learn recurrent neural networks with provable generalization? arXiv preprint arXiv:1902.01028, 2019b. + +Zeyuan Allen-Zhu, Yuanzhi Li, and Yingyu Liang. 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UC Berkeley Statistics 210B, Lecture Notes: Basic tail and concentration bounds, Jan 2015. URL https://www.stat.berkeley.edu/˜mjwain/stat210b/ Chap2_TailBounds_Jan22_2015.pdf. + +Colin Wei, Jason D Lee, Qiang Liu, and Tengyu Ma. Regularization matters: Generalization and optimization of neural nets vs their induced kernel. arXiv preprint arXiv:1810.05369, 2018. + +Difan Zou and Quanquan Gu. An improved analysis of training over-parameterized deep neural networks. arXiv preprint arXiv:1906.04688, 2019. + +Difan Zou, Yuan Cao, Dongruo Zhou, and Quanquan Gu. Stochastic gradient descent optimizes over-parameterized deep relu networks. arXiv preprint arXiv:1811.08888, 2018. + +# A OMITTED PROOFS FROM SECTION 2 + +Proof of Lemma 2.3. By Assumption 2.1, given any $1 \leq i \leq n$ , + +$$ +\mu : = \mathbb { E } _ { w \sim \mathcal { N } ( 0 , I _ { d } ) } \left[ y _ { i } \left. \bar { v } ( w ) , x _ { i } \right. \mathbb { 1 } \left[ \left. w , x _ { i } \right. > 0 \right] \right] \geq \gamma . +$$ + +On the other hand, + +$$ +y _ { i } f _ { i } ^ { ( 0 ) } \left( \overline { { U } } \right) = \frac { 1 } { m } \sum _ { s = 1 } ^ { m } y _ { i } \left. \bar { v } ( w _ { s , 0 } ) , x _ { i } \right. \mathbb { 1 } \left[ \left. w _ { s , 0 } , x _ { i } \right. > 0 \right] +$$ + +is the empirical mean of i.i.d. r.v.’s supported on $[ - 1 , + 1 ]$ with mean $\mu$ . Therefore by Hoeffding’s inequality, with probability $1 - \delta / n$ , + +$$ +y _ { i } f _ { i } ^ { ( 0 ) } \left( \overline { { U } } \right) - \gamma \geq y _ { i } f _ { i } ^ { ( 0 ) } \left( \overline { { U } } \right) - \mu \geq - \sqrt { \frac { 2 \ln ( n / \delta ) } { m } } . +$$ + +Applying a union bound finishes the proof. + +Proof of Lemma 2.4. Given any fixed $\epsilon _ { 2 }$ and $1 \leq i \leq n$ , + +$$ +\mathbb { E } \left[ \alpha _ { i } ( W _ { 0 } , \epsilon _ { 2 } ) \right] = \mathbb { P } \left( \left| \langle w , x _ { i } \rangle \right| \leq \epsilon _ { 2 } \right) \leq \frac { 2 \epsilon _ { 2 } } { \sqrt { 2 \pi } } = \sqrt { \frac { 2 } { \pi } } \epsilon _ { 2 } , +$$ + +because $\langle w , x _ { i } \rangle$ is a standard Gaussian r.v. and the density of standard Gaussian has maximum $1 / { \sqrt { 2 \pi } }$ . Since $\alpha _ { i } ( W _ { 0 } , \epsilon _ { 2 } )$ is the empirical mean of Bernoulli r.v.’s, by Hoeffding’s inequality, with probability $1 - \delta / n$ , + +$$ +\alpha _ { i } ( W _ { 0 } , \epsilon _ { 2 } ) \leq \mathbb { E } \left[ \alpha _ { i } ( W _ { 0 } , \epsilon _ { 2 } ) \right] + \sqrt { \frac { \ln ( n / \delta ) } { 2 m } } \leq \sqrt { \frac { 2 } { \pi } } \epsilon _ { 2 } + \sqrt { \frac { \ln ( n / \delta ) } { 2 m } } . +$$ + +Applying a union bound finishes the proof. + +To prove Lemma 2.5, we need the following technical result. + +Lemma A.1. Consider the random vector $\boldsymbol { X } = ( X _ { 1 } , \ldots , X _ { m } )$ , where $X _ { i } = \sigma ( Z _ { i } )$ for some $\sigma :$ $\mathbb { R } \to \mathbb { R }$ that is 1-Lipschitz, and $Z _ { i }$ are i.i.d. standard Gaussian r.v.’s. Then the r.v. $\| X \| _ { 2 }$ is 1-subGaussian, and thus with probability $1 - \delta$ , + +$$ +\| X \| _ { 2 } - \mathbb { E } \left[ \| X \| _ { 2 } \right] \leq { \sqrt { 2 \ln ( 1 / \delta ) } } . +$$ + +Proof. Given $a \in \mathbb { R } ^ { m }$ , define + +$$ +f ( \boldsymbol { a } ) = \sqrt { \sum _ { i = 1 } ^ { m } \sigma ( a _ { i } ) ^ { 2 } } = \left\| \sigma ( \boldsymbol { a } ) \right\| _ { 2 } , +$$ + +where $\sigma ( a )$ is obtained by applying $\sigma$ coordinate-wisely to $a$ . For any $a , b \in \mathbb { R } ^ { m }$ , by the triangle inequality, we have + +$$ +| f ( a ) - f ( b ) | = | \| \sigma ( a ) \| _ { 2 } - \| \sigma ( b ) \| _ { 2 } | \leq | | \sigma ( a ) - \sigma ( b ) \| _ { 2 } = \sqrt { \sum _ { i = 1 } ^ { m } ( \sigma ( a _ { i } ) - \sigma ( b _ { i } ) ) ^ { 2 } } , +$$ + +and by further using the 1-Lipschitz continuity of $\sigma$ , we have + +$$ +\left| f ( a ) - f ( b ) \right| \leq \sqrt { \sum _ { i = 1 } ^ { m } \left( \sigma ( a _ { i } ) - \sigma ( b _ { i } ) \right) ^ { 2 } } \leq \sqrt { \sum _ { i = 1 } ^ { m } ( a _ { i } - b _ { i } ) ^ { 2 } } = \| a - b \| _ { 2 } . +$$ + +As a result, $f$ is a 1-Lipschitz continuous function w.r.t. the $\ell _ { 2 }$ norm, indeed $f ( X )$ is 1-sub-Gaussian and the bound follows by Gaussian concentration (Wainwright, 2015, Theorem 2.4). + +Proof of Lemma 2.5. Given $1 \leq i \leq n$ , let $h _ { i } = \sigma ( W _ { 0 } x _ { i } ) / \sqrt { m }$ . By Lemma A.1, $\| h _ { i } \| _ { 2 }$ is subGaussian with variance proxy $1 / m$ , and with probability at least $1 - \delta / 2 n$ over $W _ { 0 }$ , + +$$ +\| h _ { i } \| _ { 2 } - \mathbb { E } \left[ \| h _ { i } \| _ { 2 } \right] \leq \sqrt { \frac { 2 \ln ( 2 n / \delta ) } { m } } \leq \sqrt { \frac { 2 \ln ( 2 n / \delta ) } { 2 5 \ln ( 2 n / \delta ) } } \leq 1 - \frac { \sqrt { 2 } } { 2 } . +$$ + +On the other hand, by Jensen’s inequality, + +$$ +\mathbb { E } \left[ \Vert h _ { i } \Vert _ { 2 } \right] \leq \sqrt { \mathbb { E } \left[ \Vert h _ { i } \Vert _ { 2 } ^ { 2 } \right] } = \frac { \sqrt { 2 } } { 2 } . +$$ + +As a result, with probability $1 - \delta / 2 n$ , it holds that $\| h _ { i } \| _ { 2 } \leq 1$ . By a union bound, with probability $1 - \delta / 2$ over $W _ { 0 }$ , for all $1 \leq i \leq n$ , we have $\| h _ { i } \| _ { 2 } \leq 1$ . + +For any $W _ { 0 }$ such that the above event holds, and for any $1 \leq i \leq n$ , the r.v. $\langle h _ { i } , a \rangle$ is sub-Gaussian with variance proxy $\| h _ { i } \| _ { 2 } ^ { 2 } \leq 1$ . By Hoeffding’s inequality, with probability $1 - \delta / { 2 n }$ over $a$ , + +$$ +\big | \langle h _ { i } , a \rangle \big | = \big | f ( x _ { i } ; W _ { 0 } , a ) \big | \le \sqrt { 2 \ln \left( 4 n / \delta \right) } . +$$ + +By a union bound, with probability $1 - \delta / 2$ over $a$ , for all $1 \leq i \leq n$ , we have $\left| f ( x _ { i } ; W _ { 0 } , a ) \right| \le$ $\sqrt { 2 \ln \left( 4 n / \delta \right) }$ . + +The probability that the above events all happen is at least $( 1 - \delta / 2 ) ( 1 - \delta / 2 ) \geq 1 - \delta$ , over $W _ { 0 }$ and $a$ . □ + +Proof of Lemma 2.6. We have + +$$ +\Big \| { W } _ { t + 1 } - \overline { { W } } \Big \| _ { F } ^ { 2 } = \Big \| { W } _ { t } - \overline { { W } } \Big \| _ { F } ^ { 2 } - 2 \eta _ { t } \Big \langle \nabla \widehat { \mathcal { R } } ( W _ { t } ) , W _ { t } - \overline { { W } } \Big \rangle + \eta _ { t } ^ { 2 } \Big \| \nabla \widehat { \mathcal { R } } ( W _ { t } ) \Big \| _ { F } ^ { 2 } . +$$ + +The first order term of eq. (A.1) can be handled using the convexity of $\ell$ and homogeneity of ReLU: + +$$ +\begin{array} { r l } { \Bigl \langle \nabla \widehat { \mathcal { R } } ( W _ { t } ) , W _ { t } - \overline { { W } } \Bigr \rangle = \displaystyle \frac { 1 } { n } \sum _ { i = 1 } ^ { n } \ell ^ { \prime } \left( y _ { i } f _ { i } ( W _ { t } ) \right) y _ { i } \Bigl \langle \nabla f _ { i } ( W _ { t } ) , W _ { t } - \overline { { W } } \Bigr \rangle } & { } \\ { = \displaystyle \frac { 1 } { n } \sum _ { i = 1 } ^ { n } \ell ^ { \prime } \left( y _ { i } f _ { i } ( W _ { t } ) \right) \left( y _ { i } f _ { i } ( W _ { t } ) - y _ { i } f _ { i } ^ { ( t ) } \left( \overline { { W } } \right) \right) } & { } \\ { \geq \displaystyle \frac { 1 } { n } \sum _ { i = 1 } ^ { n } \left( \ell \left( y _ { i } f _ { i } ( W _ { t } ) \right) - \ell \left( y _ { i } f _ { i } ^ { ( t ) } \left( \overline { { W } } \right) \right) \right) = \widehat { \mathcal { R } } ( W _ { t } ) - \widehat { \mathcal { R } } ^ { ( t ) } \left( \overline { { W } } \right) . } \end{array} +$$ + +The second-order term of eq. (A.1) can be bounded as follows + +$$ +\eta _ { t } ^ { 2 } \Big \lVert \nabla \widehat { \mathcal { R } } ( W _ { t } ) \Big \rVert _ { F } ^ { 2 } \leq \eta _ { t } ^ { 2 } \widehat { \mathcal { Q } } ( W _ { t } ) ^ { 2 } \leq \eta _ { t } \widehat { \mathcal { Q } } ( W _ { t } ) \leq \eta _ { t } \widehat { \mathcal { R } } ( W _ { t } ) , +$$ + +because $\left\| \nabla \widehat { \mathcal { R } } ( W _ { t } ) \right\| _ { F } \leq \widehat { \mathcal { Q } } ( W _ { t } )$ , and $\eta _ { t } , { \widehat { \mathcal { Q } } } ( W _ { t } ) \leq 1$ , and $\widehat { \mathcal { Q } } ( W _ { t } ) \leq \widehat { \mathcal { R } } ( W _ { t } )$ . Combining eqs. (A.1) to (A.3) gives + +$$ +\eta _ { t } \widehat { \mathcal { R } } ( W _ { t } ) \leq \left\| W _ { t } - \overline { { W } } \right\| _ { F } ^ { 2 } - \left\| W _ { t + 1 } - \overline { { W } } \right\| _ { F } ^ { 2 } + 2 \eta _ { t } \widehat { \mathcal { R } } ^ { ( t ) } \left( \overline { { W } } \right) . +$$ + +Telescoping gives the other claim. + +Proof of Theorem 2.2. The required width ensures that with probability √ $1 - 3 \delta$ , Lemmas 2.3 to 2.5 hold with $\epsilon _ { 1 } = \gamma ^ { 2 } / 8$ and $\epsilon _ { 2 } = \overline { { 4 \lambda } } / ( \gamma \sqrt { m } )$ . + +Let $t _ { 1 }$ denote the first step such that there exists $1 \leq s \leq m$ with $\left\| w _ { s , t _ { 1 } } - w _ { s , 0 } \right\| _ { 2 } > 4 \lambda / ( \gamma \sqrt { m } )$ . Therefore for any $0 \leq t < t _ { 1 }$ and any $1 \leq s \leq m$ , it holds that $\left\| w _ { s , t } - w _ { s , 0 } \right\| _ { 2 } \leq 4 \lambda / ( \gamma \sqrt { m } )$ . In addition, we let $\overline { { W } } : = W _ { 0 } + \lambda \overline { { U } }$ . + +We first prove that for any $0 \leq t < t _ { 1 }$ , it holds that $\widehat { \mathcal { R } } ^ { \left( t \right) } \left( \overline { { W } } \right) \leq \epsilon / 4$ . Since $\ln ( 1 + r ) \leq r$ for any $r$ , the logistic satisfies $\ell ( z ) = \ln ( 1 + \exp ( - z ) ) \leq \exp ( - z )$ , and it is enough to prove that for any $1 \leq i \leq n$ , + +$$ +y _ { i } \left. \nabla f _ { i } ( W _ { t } ) , \overline { { W } } \right. \geq \ln \left( \frac { 4 } { \epsilon } \right) . +$$ + +We will split the left hand side into three terms and control them individually: + +$$ +\begin{array} { r } { \mu _ { i } \left. \nabla f _ { i } ( W _ { t } ) , \overline { { W } } \right. = y _ { i } \left. \nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \right. + y _ { i } \left. \nabla f _ { i } ( W _ { t } ) - \nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \right. + \lambda y _ { i } \left. \nabla f _ { i } ( W _ { t } ) , \overline { { U } } \right. . } \end{array} +$$ + +• The first term of eq. (A.4) can be controlled using Lemma 2.5: + +$$ +\left| y _ { i } \left. \nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \right. \right| \leq { \sqrt { 2 \ln ( 4 n / \delta ) } } . +$$ + +• The second term of eq. (A.4) can be written as + +$$ +y _ { i } \left. \nabla f _ { i } ( W _ { t } ) - \nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \right. = y _ { i } { \frac { 1 } { \sqrt { m } } } \sum _ { s = 1 } ^ { m } a _ { s } \left( \mathbb { 1 } \left[ \left. w _ { s , t } , x _ { i } \right. > 0 \right] - \mathbb { 1 } \left[ \left. w _ { s , 0 } , x _ { i } \right. > 0 \right] \right) \left. w _ { s , 0 } , x _ { i } \right. = 0 . +$$ + +Let $S _ { c } : = \left\{ s \Big \vert \Im \left[ \left. w _ { s , t } , x _ { i } \right. > 0 \right. - \Im \left[ \left. w _ { s , 0 } , x _ { i } \right. > 0 \right] \neq 0 , 1 \le s \le m \right\}$ . Note that $s \in$ $S _ { c }$ implies + +$$ +\begin{array} { r } { \Big | \Big \langle w _ { s , 0 } , x _ { i } \Big \rangle \Big | \leq \Big | \Big \langle w _ { s , t } - w _ { s , 0 } , x _ { i } \Big \rangle \Big | \leq \Big \| w _ { s , t } - w _ { s , 0 } \Big \| _ { 2 } \left\| x _ { i } \right\| _ { 2 } = \left\| w _ { s , t } - w _ { s , 0 } \right\| _ { 2 } \leq 4 \lambda / ( \gamma \sqrt { m } ) = \epsilon _ { 2 } . } \end{array} +$$ + +Therefore Lemma 2.4 ensures that + +$$ +| S _ { c } | \leq | \{ s \ | \ | w _ { s , 0 } , x _ { i } | \leq \epsilon _ { 2 } \} | \leq m ( \frac { 4 \lambda } { \gamma \sqrt { m } } + \frac { \epsilon _ { 1 } } { 2 } ) = m ( \frac { 4 \lambda } { \gamma \sqrt { m } } + \frac { \gamma ^ { 2 } } { 1 6 } ) . +$$ + +and thus + +$$ +\left| y _ { i } \left. \nabla f _ { i } ( W _ { t } ) - \nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \right. \right| \leq { \frac { 1 } { \sqrt { m } } } \cdot | S _ { c } | \cdot { \frac { 4 \lambda } { \gamma { \sqrt { m } } } } \leq { \frac { 1 6 \lambda ^ { 2 } } { \gamma ^ { 2 } { \sqrt { m } } } } + { \frac { \lambda \gamma } { 4 } } \leq { \frac { \lambda \gamma } { 2 } } , +$$ + +where in the last step we use the condition that $m \geq 4 0 9 6 \lambda ^ { 2 } / \gamma ^ { 6 }$ . + +• The third term of eq. (A.4) can be bounded as follows: by Lemma 2.3, + +$$ +\begin{array} { r l } & { y _ { i } \left. \nabla f _ { i } ( W _ { t } ) , \overline { { U } } \right. = y _ { i } \left. \nabla f _ { i } ( W _ { 0 } ) , \overline { { U } } \right. + y _ { i } \left. \nabla f _ { i } ( W _ { t } ) - \nabla f _ { i } ( W _ { 0 } ) , \overline { { U } } \right. } \\ & { \qquad \geq \gamma - \epsilon _ { 1 } + y _ { i } \left. \nabla f _ { i } ( W _ { t } ) - \nabla f _ { i } ( W _ { 0 } ) , \overline { { U } } \right. . } \end{array} +$$ + +In addition, + +$$ +\begin{array} { r l } & { y _ { i } \left. \nabla f _ { i } ( W _ { t } ) - \nabla f _ { i } ( W _ { 0 } ) , \overline { { U } } \right. = y _ { i } \displaystyle \frac { 1 } { m } \sum _ { i = 1 } ^ { m } \left( \mathbb { 1 } \left[ \langle w _ { s , t } , x _ { i } \rangle > 0 \right] - \mathbb { 1 } \left[ \langle w _ { s , 0 } , x _ { i } \rangle > 0 \right] \right) \left. \bar { v } ( w _ { s , 0 } ) , x _ { i } \right. } \\ & { \qquad \geq - \displaystyle \frac { 1 } { m } \cdot | S _ { c } | \geq - \frac { 4 \lambda } { \gamma \sqrt { m } } - \frac { \epsilon _ { 1 } } { 2 } \geq - \frac { \gamma ^ { 2 } } { 1 6 } - \frac { \epsilon _ { 1 } } { 2 } , } \end{array} +$$ + +where we use $m \geq 4 0 9 6 \lambda ^ { 2 } / \gamma ^ { 6 }$ . Therefore, + +$$ +y _ { i } \left. \nabla f _ { i } ( W _ { t } ) , \overline { { U } } \right. \geq \gamma - \epsilon _ { 1 } - \frac { \gamma ^ { 2 } } { 1 6 } - \frac { \epsilon _ { 1 } } { 2 } = \gamma - \frac { \gamma ^ { 2 } } { 4 } \geq \frac { 3 \gamma } { 4 } . +$$ + +Putting eqs. (A.5) to (A.7) into eq. (A.4), we have + +$$ +y _ { i } \left. \nabla f _ { i } ( W _ { t } ) , \overline { { { W } } } \right. \geq - \sqrt { 2 \ln \left( \frac { 4 n } { \delta } \right) } - \frac { \lambda \gamma } { 2 } + \frac { 3 \lambda \gamma } { 4 } = \frac { \lambda \gamma } { 4 } - \sqrt { 2 \ln \left( \frac { 4 n } { \delta } \right) } = \ln \left( \frac { 4 } { \epsilon } \right) , +$$ + +for the $\lambda$ given in the statement of Theorem 2.2. Consequently, for any $0 \leq t < t _ { 1 }$ , it holds that $\widehat { \mathcal { R } } ^ { ( t ) } \left( \overline { { W } } \right) \leq \epsilon / 4$ . + +Let $T : = \lceil 2 \lambda ^ { 2 } / \eta \epsilon \rceil$ . The next claim is that $t _ { 1 } \geq T$ . To see this, note that Lemma 2.6 ensures + +$$ +\left\| { W _ { t } } _ { 1 } - \overline { { W } } \right\| _ { F } ^ { 2 } \leq \left\| { W _ { 0 } - \overline { { W } } } \right\| _ { F } ^ { 2 } + 2 \eta \left( \sum _ { t < t _ { 1 } } \widehat { \mathcal { R } } ^ { ( t ) } \left( \overline { { W } } \right) \right) \leq \lambda ^ { 2 } + \frac { \epsilon } { 2 } \eta t _ { 1 } . +$$ + +Suppose $t _ { 1 } ~ < ~ T$ , then we have $t _ { 1 } \le ^ { 2 \lambda ^ { 2 } } / \eta \epsilon$ , and thus $\left. W _ { t _ { 1 } } - \overline { { W } } \right. _ { F } ^ { 2 } \leq 2 \lambda ^ { 2 }$ . As a result, using $\| \overline { { U } } \| _ { F } \leq 1$ and the definition of $\overline { W }$ , + +$$ +\begin{array} { r l } & { \sqrt { 2 } \lambda \geq \left\| { W _ { t _ { 1 } } } - { \overline { { W } } } \right\| _ { F } \geq \left. { W _ { t _ { 1 } } } - { \overline { { W } } } , { \overline { { U } } } \right. = \left. { W _ { t _ { 1 } } } - { W _ { 0 } } , { \overline { { U } } } \right. - \left. { \overline { { W } } } - { W _ { 0 } } , { \overline { { U } } } \right. } \\ & { \qquad \geq \left. { W _ { t _ { 1 } } } - { W _ { 0 } } , { \overline { { U } } } \right. - \lambda . } \end{array} +$$ + +Moreover, due to eq. (A.7), + +$$ +\begin{array} { r l } & { \Big \langle W _ { t _ { 1 } } - W _ { 0 } , \overline { { U } } \Big \rangle = - \eta \displaystyle \sum _ { \tau < t _ { 1 } } \Big \langle \nabla \widehat { \mathcal { R } } ( W _ { \tau } ) , \overline { { U } } \Big \rangle = \eta \displaystyle \sum _ { \tau < t _ { 1 } } \frac { 1 } { n } \displaystyle \sum _ { i = 1 } ^ { n } - \ell ^ { \prime } \left( y _ { i } f _ { i } ( W _ { \tau } ) \right) y _ { i } \Big \langle \nabla f _ { i } ( W _ { \tau } ) , \overline { { U } } \Big \rangle } \\ & { \qquad \quad \geq \eta \displaystyle \sum _ { \tau < t _ { 1 } } \widehat { Q } ( W _ { \tau } ) \frac { 3 \gamma } { 4 } . } \end{array} +$$ + +As a result, + +$$ +\eta \sum _ { \tau < t _ { 1 } } \widehat { \mathcal { Q } } ( W _ { \tau } ) \leq \frac { 4 ( \sqrt { 2 } + 1 ) \lambda } { 3 \gamma } \leq \frac { 4 \lambda } { \gamma } . +$$ + +Furthermore, by the triangle inequality, for any $1 \leq s \leq m$ + +$$ +\begin{array} { l } { \displaystyle \left\| w _ { s , t } - w _ { s , 0 } \right\| _ { 2 } \le \eta \displaystyle \sum _ { \tau < \ell } \left\| \frac { 1 } { n } \displaystyle \sum _ { i = 1 } ^ { n } \ell ^ { \prime } \left( y _ { i } f _ { i } ( W _ { \tau } ) \right) y _ { i } \frac { \partial f _ { i } } { \partial w _ { s , \tau } } \right\| _ { 2 } } \\ { \displaystyle \qquad \le \eta \displaystyle \sum _ { \tau < \ell } \frac { 1 } { n } \displaystyle \sum _ { i = 1 } ^ { n } \left\| \ell ^ { \prime } \left( y _ { i } f _ { i } ( W _ { \tau } ) \right) \right\| \cdot \left\| \frac { \partial f _ { i } } { \partial w _ { s , \tau } } \right\| _ { 2 } } \\ { \displaystyle \qquad \le \eta \displaystyle \sum _ { \tau < \ell } \hat { Q } ( W _ { \tau } ) \displaystyle \frac { 1 } { \sqrt { m } } } \\ { \displaystyle \qquad \le \eta \displaystyle \sum _ { \tau \le t _ { 1 } } \hat { Q } ( W _ { \tau } ) \displaystyle \frac { 1 } { \sqrt { m } } \le \frac { 4 \lambda } { \gamma \sqrt { m } } , } \end{array} +$$ + +which contradicts the definition of $t _ { 1 }$ . Therefore $t _ { 1 } \geq T$ . + +Now we are ready to prove the claims of Theorem 2.2. The bound on $\left. w _ { s , t } - w _ { s , 0 } \right. _ { 2 }$ follow by repeating the steps in eq. (A.8). The risk guarantee follows from Lemma 2.6: + +$$ +\frac { 1 } { T } \sum _ { t < T } \widehat { \mathcal { R } } ( W _ { t } ) \leq \frac { \left. W _ { 0 } - \overline { { W } } \right. _ { F } ^ { 2 } } { \eta T } + \frac { 2 } { T } \sum _ { t < T } \widehat { \mathcal { R } } ^ { ( t ) } \left( \overline { { W } } \right) \leq \frac { \epsilon } { 2 } + \frac { \epsilon } { 2 } = \epsilon . +$$ + +# B OMITTED PROOFS FROM SECTION 3 + +The proof of Theorem 3.2 is based on Rademacher complexity. Given a sample $S = ( z _ { 1 } , \ldots , z _ { n } ) $ (where $z _ { i } = ( x _ { i } , y _ { i } ) )$ ) and a function class $\mathcal { H }$ , the Rademacher complexity of $\mathcal { H }$ on $S$ is defined as + +$$ +\operatorname { R a d } \left( { \mathcal { H } } \circ S \right) : = { \frac { 1 } { n } } \mathbb { E } _ { \epsilon \sim \{ - 1 , + 1 \} ^ { n } } \left[ \operatorname* { s u p } _ { h \in { \mathcal { H } } } \sum _ { i = 1 } ^ { n } \epsilon _ { i } h ( z _ { i } ) \right] . +$$ + +We will use the following general result. + +Lemma B.1. (Shalev-Shwartz & Ben-David, 2014, Theorem 26.5) If $h ( z ) \in [ a , b ]$ , then with probability $1 - \delta$ , + +$$ +\operatorname* { s u p } _ { h \in \mathcal { H } } \left( \mathbb { E } _ { z \sim \mathcal { D } } \left[ h ( z ) \right] - \frac { 1 } { n } \sum _ { i = 1 } ^ { n } h ( z _ { i } ) \right) \leq 2 \mathrm { { R a d } } \left( \mathcal { H } \circ S \right) + 3 ( b - a ) \sqrt { \frac { \ln ( 2 / \delta ) } { 2 n } } . +$$ + +We also need the following contraction lemma. Consider a feature sample $X = ( x _ { 1 } , \ldots , x _ { n } )$ and a function class $\mathcal { F }$ on $X$ . For each $1 \leq i \leq n$ , let $g _ { i } : \mathbb { R } \mathbb { R }$ denote a $K$ -Lipschitz function. Let $g \circ { \mathcal { F } }$ denote the class of functions which map $x _ { i }$ to $g _ { i } ( f ( x _ { i } ) )$ for some $f \in { \mathcal { F } }$ . + +Lemma B.2. (Shalev-Shwartz & Ben-David, 2014, Lemma 26.9) $\begin{array} { r l r l } { { 2 } \mathrm { a d } \left( g \circ \mathcal { F } \circ X \right) } & { { } \mathit { \iota } } & { \colon } & { } \end{array}$ ≤ KRad $( { \mathcal { F } } \circ X )$ . + +To prove Theorem 3.2, we need one more Rademacher complexity bound. Given a fixed initialization $( W _ { 0 } , a )$ , consider the following classes: + +$$ +\mathcal { W } _ { \rho } : = \left\{ W \in \mathbb { R } ^ { m \times d } \Big | \left\| w _ { s } - w _ { s , 0 } \right\| _ { 2 } \leq \rho \mathrm { f o r } \mathrm { a n y } 1 \leq s \leq m \right\} , +$$ + +and + +$$ +\mathcal { F } _ { \rho } : = \{ \boldsymbol { x } \mapsto f ( \boldsymbol { x } ; W , a ) ~ \vert ~ W \in \mathcal { W } _ { \rho } \} . +$$ + +Given a feature sample $X$ , the following Lemma B.3 controls the Rademacher complexity of ${ \mathcal { F } } _ { \rho } \circ X$ . A similar version was given in (Liang, 2016, Theorem 43), and the proof is similar to the proof of (Bartlett & Mendelson, 2002, Theorem 18) which also pushes the supremum through and handles each hidden unit separately. + +Lemma B.3. Rad $( { \mathcal { F } } _ { \rho } \circ X ) \leq \rho { \sqrt { m / n } }$ . + +Proof of Lemma B.3. We have + +$$ +\begin{array} { r l } & { \mathbb { E } _ { \epsilon } \left[ \underset { W \in \mathbb { W } } { \operatorname* { s u p } } \underset { i = 1 } { \overset { n } { \sum } } \epsilon _ { i } f ( x _ { i } ; W _ { i } , u ) \right] = \mathbb { E } _ { \epsilon } \left[ \underset { W \in \mathbb { W } } { \operatorname* { s u p } } \underset { i = 1 } { \overset { n } { \sum } } \epsilon _ { i } \underset { s - 1 } { \overset { m } { \sum } } \frac { 1 } { \sqrt { m } } a _ { s } \sigma \left( \left\{ w _ { s } , x _ { i } \right\} \right) \right] } \\ & { \quad \quad = \mathbb { E } _ { \epsilon } \left[ \frac { 1 } { \sqrt { m } } \underset { W \in \mathbb { W } } { \operatorname* { s u p } } \underset { s \_ n = 1 } { \overset { m } { \sum } } \underset { i = 1 } { \overset { n } { \sum } } \epsilon _ { i } a _ { s } \sigma \left( \left\{ w _ { s } , x _ { i } \right\} \right) \right] } \\ & { \quad \quad = \mathbb { E } _ { \epsilon } \left[ \frac { 1 } { \sqrt { m } } \underset { s = 1 } { \overset { m } { \sum } } \left( \underset { \left\| w _ { s } - w _ { s } , u \right\| _ { 2 } \leq \rho _ { i } = 1 } { \overset { n } { \operatorname* { s u p } } } \underset { s \_ { i } \leq i _ { \omega } } { \overset { n } { \sum } } \epsilon _ { i } a _ { s } \sigma \left( \left. w _ { s } , x _ { i } \right. \right) \right) \right] } \\ & { \quad \quad = \frac { 1 } { \sqrt { m } } \underset { i = 1 } { \overset { m } { \sum } } \mathbb { E } _ { \epsilon } \left[ \underset { \left\| w _ { s } - w _ { s } , u \right\| _ { 2 } \leq \rho _ { i } = 1 } { \overset { n } { \sum } } \epsilon _ { i } a _ { s } \sigma \left( \left. w _ { s } , x _ { i } \right. \right) \right] . } \end{array} +$$ + +Note that for any $1 \leq s \leq m$ , the mapping $z \mapsto a _ { s } \sigma ( z )$ is 1-Lipschitz, and thus Lemma B.2 gives + +$$ +\begin{array} { r l r } { { \mathbb { E } _ { \epsilon } [ \operatorname* { s u p } _ { W \in \mathcal { W } _ { \rho } } \sum _ { i = 1 } ^ { n } \epsilon _ { i } f ( x _ { i } ; W , a ) ] \leq \frac { 1 } { \sqrt { m } } \sum _ { i = 1 } ^ { m } \mathbb { E } _ { \epsilon } [ \operatorname* { s u p } _ { \lfloor \| w _ { s } - w _ { s , 0 } \| _ { 2 } \leq \rho } \sum _ { i = 1 } ^ { n } \epsilon _ { i } a _ { s } \sigma ( \langle w _ { s } , x _ { i } \rangle ) ] } } \\ & { } & { \leq \frac { 1 } { \sqrt { m } } \sum _ { i = 1 } ^ { m } \mathbb { E } _ { \epsilon } [ \operatorname* { s u p } _ { \lfloor \| w _ { s } - w _ { s , 0 } \| _ { 2 } \leq \rho } \sum _ { i = 1 } ^ { n } \epsilon _ { i } w _ { s } , x _ { i } ] . } \end{array} +$$ + +Invoking the Rademacher complexity of linear classifiers (Shalev-Shwartz & Ben-David, 2014, Lemma 26.10) then gives + +$$ +\operatorname { R a d } \left( \mathcal { F } _ { \rho } \circ X \right) = \frac { 1 } { n } \mathbb { E } _ { \epsilon } \left[ \operatorname* { s u p } _ { W \in \mathcal { W } _ { \rho } } \sum _ { i = 1 } ^ { n } \epsilon _ { i } f ( x _ { i } ; W , a ) \right] \leq \frac { \rho \sqrt { m } } { \sqrt { n } } . +$$ + +Now we are ready to prove the main generalization result Theorem 3.2. + +Proof. Fix an initialization $( W _ { 0 } , a )$ , and let ${ \mathcal { H } } : = \left\{ ( x , y ) \mapsto - \ell ^ { \prime } \left( y f ( x ) \right) \ \Big | \ f \in \mathcal { F } _ { \rho } \right\}$ . Since for any $h \in \mathcal H$ and any $z$ , $h ( z ) \in [ 0 , 1 ]$ , Lemma B.1 ensures that with probability $1 - \delta$ over the data sampling, + +$$ +\operatorname* { s u p } _ { \epsilon \mathcal { H } } \left( \mathbb { E } _ { z \sim \mathcal { D } } \left[ h ( z ) \right] - \frac { 1 } { n } \sum _ { i = 1 } ^ { n } h ( z _ { i } ) \right) = \operatorname* { s u p } _ { W \in \mathcal { W } _ { \rho } } \left( \mathcal { Q } ( W ) - \widehat { \mathcal { Q } } ( W ) \right) \leq 2 \mathrm { R a d } \left( \mathcal { H } \circ S \right) + 3 \sqrt { \frac { \ln \left( 2 / \delta \right) } { 2 n } } . +$$ + +Since for each $1 \leq i \leq n$ , the mapping $z \mapsto - \ell ^ { \prime } ( y _ { i } z )$ is $( 1 / 4 )$ -Lipschitz, Lemma B.2 further ensures that Rad $\left( \mathcal { H } \circ S \right) \leq \operatorname { R a d } \left( \mathcal { F } _ { \rho } \circ X \right) / 4$ , and thus + +$$ +\operatorname* { s u p } _ { W \in \mathcal { W } _ { \rho } } \left( \mathcal { Q } ( W ) - \widehat { \mathcal { Q } } ( W ) \right) \leq \frac { \rho \sqrt { m } } { 2 \sqrt { n } } + 3 \sqrt { \frac { \ln ( 2 / \delta ) } { 2 n } } . +$$ + +On the other hand, Theorem 2.2 ensures that under the conditions of Theorem 3.2, for any fixed dataset, with probability $1 - 3 \delta$ over the random initialization, we have + +$$ +\widehat { \mathcal { Q } } ( W _ { k } ) \leq \widehat { \mathcal { R } } ( W _ { k } ) \leq \epsilon , \quad \mathrm { a n d } \quad \left\| w _ { s , k } - w _ { s , 0 } \right\| _ { 2 } \leq \frac { 4 \lambda } { \gamma \sqrt { m } } . +$$ + +As a result, invoking eq. (B.1) with $\rho = 4 \lambda / ( \gamma \sqrt { m } )$ , with probability $1 - 4 \delta$ over the random initialization and data sampling, + +$$ +\mathcal { Q } ( W _ { k } ) \leq \widehat { \mathcal { Q } } ( W _ { k } ) + \frac { 2 \lambda } { \gamma \sqrt { n } } + 3 \sqrt { \frac { \ln ( 2 / \delta ) } { 2 n } } \leq \epsilon + \frac { 8 \left( \sqrt { 2 \ln ( 4 n / \delta ) } + \ln ( 4 / \epsilon ) \right) } { \gamma ^ { 2 } \sqrt { n } } + 3 \sqrt { \frac { \ln ( 2 / \delta ) } { 2 n } } . +$$ + +Invoking $P _ { ( x , y ) \sim \mathcal { D } } \left( y f ( x ; W , a ) \leq 0 \right) \leq 2 Q ( W )$ finishes the proof. + +# C OMITTED PROOFS FROM SECTION 4 + +Proof of Lemma 4.2. Recall that $\left\| \nabla f _ { t } ( W _ { t } ) \right\| _ { F } \leq 1$ , we have + +$$ +W _ { t + 1 } - \overline { { W } } \Big \Vert _ { F } ^ { 2 } \leq \Big \Vert W _ { t } - \overline { { W } } \Big \Vert _ { F } ^ { 2 } - 2 \eta \ell ^ { \prime } \left( y _ { t } f _ { t } ( W _ { t } ) \right) y _ { t } \left. \nabla f _ { t } ( W _ { t } ) , W _ { t } - \overline { { W } } \right. + \eta ^ { 2 } \left( \ell ^ { \prime } \left( y _ { t } f _ { t } ( W _ { t } ) \right) \right) ^ { 2 } . +$$ + +Similar to the proof of Lemma 2.6, the first order term of eq. (C.1) can be handled using the convexity of $\ell$ and homogeneity of ReLU as follows + +$$ +\ell ^ { \prime } \left( y _ { t } f _ { t } ( W _ { t } ) \right) y _ { t } \left. \nabla f _ { t } ( W _ { t } ) , W _ { t } - \overline { { W } } \right. \geq \mathcal R _ { t } ( W _ { t } ) - \mathcal R _ { t } \left( \overline { { W } } \right) , +$$ + +and the second-order term of eq. (C.1) can be bounded as follows + +$$ +\eta ^ { 2 } \left( \ell ^ { \prime } \left( y _ { t } f _ { t } ( W _ { t } ) \right) \right) ^ { 2 } \le - \eta \ell ^ { \prime } \left( y _ { t } f _ { t } ( W _ { t } ) \right) \le \eta \ell \left( y _ { t } f _ { t } ( W _ { t } ) \right) = \eta \mathcal { R } _ { t } ( W _ { t } ) , +$$ + +since $\eta , - \ell ^ { \prime } \leq 1$ and $- { \ell } ^ { \prime } \leq { \ell }$ . Combining eqs. (C.1) to (C.3) gives + +$$ +\eta \mathcal { R } _ { t } ( W _ { t } ) \leq \left\| W _ { t } - \overline { { W } } \right\| _ { F } ^ { 2 } - \left\| W _ { t + 1 } - \overline { { W } } \right\| _ { F } ^ { 2 } + 2 \eta \mathcal { R } _ { t } \left( \overline { { W } } \right) . +$$ + +Telescoping gives the claim. + +With Lemma 4.2, we give the following result, which is an extension of Theorem 2.2 to the SGD setting. + +Lemma C.1. Under Assumption 3.1, given any $\epsilon \in \mathsf { \Gamma } ( 0 , 1 )$ , any $\delta \in ( 0 , 1 / 3 )$ , and any positive integer $n _ { 0 }$ , let + +$$ +\lambda : = \frac { \sqrt { 2 \ln ( 4 n _ { 0 } / \delta ) } + \ln ( 4 / \epsilon ) } { \gamma / 4 } , \quad a n d \quad M : = \frac { 4 0 9 6 \lambda ^ { 2 } } { \gamma ^ { 6 } } . +$$ + +For any $m \geq M$ and any constant step size $\eta \leq 1 , i f n _ { 0 } \geq n : = \lceil 2 \lambda ^ { 2 } / \eta \epsilon \rceil$ , then with probability $1 - 3 \delta$ , + +$$ +\frac { 1 } { n } \sum _ { i < n } \mathcal { Q } _ { i } ( W _ { i } ) \leq \epsilon . +$$ + +Proof. We first sample $n _ { 0 }$ data examples $( x _ { 0 } , y _ { 0 } ) , \dots , ( x _ { n _ { 0 } - 1 } , y _ { n _ { 0 } - 1 } )$ , and then feed $( x _ { i } , y _ { i } )$ to SGD at step $i$ . We only consider the first $n _ { 0 }$ steps. + +The proof is similar to the proof of Theorem 2.2. Let $n _ { 1 }$ denote the first step before $n _ { 0 }$ such that there exists some $1 \leq s \leq m$ with $\left\| w _ { s , n _ { 1 } } - w _ { s , 0 } \right\| _ { 2 } > 4 \lambda / ( \gamma \sqrt { m } )$ . If such a step does not exist, let $n _ { \mathrm { 1 } } = n _ { \mathrm { 0 } }$ . + +Let $\overline { { W } } : = W _ { 0 } + \lambda \overline { { U } }$ , in exactly the same way as in Theorem 2.2, we can show that with probability $1 - 3 \delta$ , for any $0 \leq i < n _ { 1 }$ , + +$$ +y _ { i } \left. \nabla f _ { i } ( W _ { i } ) , \overline { { W } } \right. \geq \ln \left( \frac { 4 } { \epsilon } \right) , \quad \mathrm { a n d ~ t h u s } \quad \mathcal { R } _ { i } \left( \overline { { W } } \right) \leq \epsilon / 4 . +$$ + +Now consider $n : = \lceil { } ^ { 2 \lambda ^ { 2 } } / \eta \epsilon \rceil$ . Using Lemma 4.2, in the same way as the proof of Theorem 2.2 (replacing $\widehat { \mathcal { Q } } ( W _ { \tau } )$ with $\mathcal { Q } _ { i } ( W _ { i } )$ , etc.), we can show that $n \leq n _ { 1 }$ . Then invoking Lemma 4.2 again, we get + +$$ +\frac { 1 } { n } \sum _ { i < n } \mathcal { Q } _ { i } ( W _ { i } ) \leq \frac { 1 } { n } \sum _ { i < n } \mathcal { R } _ { i } ( W _ { i } ) \leq \frac { { \left\| { W _ { 0 } - \overline { { W } } } \right\| } _ { F } ^ { 2 } } { \eta n } + \frac { 2 } { n } \sum _ { i < n } \mathcal { R } _ { i } \left( \overline { { W } } \right) \leq \frac { \epsilon } { 2 } + \frac { \epsilon } { 2 } = \epsilon . +$$ + +Next we prove Lemma 4.3. We need the following martingale Bernstein bound. + +Lemma C.2. (Beygelzimer et al., 2011, Theorem 1) $L e t \left( { M } _ { t } , \mathcal { F } _ { t } \right) _ { t \geq 0 }$ denote a martingale with $M _ { 0 } =$ 0 and $\mathcal { F } _ { 0 }$ be the trivial $\sigma$ -algebra. Let $( \Delta _ { t } ) _ { t \geq 1 }$ denote the corresponding martingale difference sequence, and let + +$$ +V _ { t } : = \sum _ { j = 1 } ^ { t } \mathbb { E } \left[ \Delta _ { j } ^ { 2 } \Big | \mathscr { F } _ { j - 1 } \right] +$$ + +denote the sequence of conditional variance. If $\Delta _ { t } \leq R$ a.s., then for any $\delta \in ( 0 , 1 )$ , with probability at least $1 - \delta$ , + +$$ +M _ { t } \leq \frac { V _ { t } } { R } ( e - 2 ) + R \ln \left( \frac { 1 } { \delta } \right) . +$$ + +Proof of Lemma 4.3. For any $i \geq 0$ , let $z _ { i }$ denote $( x _ { i } , y _ { i } )$ , and $z _ { 0 , i }$ denote $\left( z _ { 0 } , \ldots , z _ { i } \right)$ . Note that the quantity $\begin{array} { r } { \sum _ { t < i } \left( \mathcal { Q } ( W _ { t } ) - \mathcal { Q } _ { t } ( W _ { t } ) \right) } \end{array}$ is a martingale w.r.t. the filtration $\sigma ( z _ { 0 , i - 1 } )$ . The martingale difference sequence is given by $\mathcal { Q } ( W _ { t } ) - \mathcal { Q } _ { t } ( W _ { t } )$ , which satisfies + +$$ +\begin{array} { r } { \mathcal { Q } ( W _ { t } ) - \mathcal { Q } _ { t } ( W _ { t } ) = \mathbb { E } _ { ( x , y ) \sim \mathcal { D } } \left[ - \ell ^ { \prime } \left( y f ( x ; W _ { t } , a ) \right) \right] + \ell ^ { \prime } \left( y _ { t } f ( x _ { t } ; W _ { t } , a ) \right) \leq 1 , } \end{array} +$$ + +since $- 1 \leq \ell ^ { \prime } \leq 0$ . Moreover, we have + +$$ +\begin{array} { r l } & { \quad \mathbb E \left[ \left( \mathscr { Q } ( W _ { t } ) - \mathscr { Q } _ { t } ( W _ { t } ) \right) ^ { 2 } \middle | \sigma ( z _ { 0 , t - 1 } ) \right] } \\ & { = \mathscr { Q } ( W _ { t } ) ^ { 2 } - 2 \mathscr { Q } ( W _ { t } ) \mathbb E \left[ \mathscr { Q } _ { t } ( W _ { t } ) \middle | \sigma ( z _ { 0 , t - 1 } ) \right] + \mathbb E \left[ \mathscr { Q } _ { t } ( W _ { t } ) ^ { 2 } \middle | \sigma ( z _ { 0 , t - 1 } ) \right] } \\ & { = - \mathscr { Q } ( W _ { t } ) ^ { 2 } + \mathbb E \left[ \mathscr { Q } _ { t } ( W _ { t } ) ^ { 2 } \middle | \sigma ( z _ { 0 , t - 1 } ) \right] } \\ & { \leq \mathbb E \left[ \mathscr { Q } _ { t } ( W _ { t } ) ^ { 2 } \middle | \sigma ( z _ { 0 , t - 1 } ) \right] } \\ & { \leq \mathbb E \left[ \mathscr { Q } _ { t } ( W _ { t } ) \middle | \sigma ( z _ { 0 , t - 1 } ) \right] } \\ & { = \mathscr { Q } ( W _ { t } ) . } \end{array} +$$ + +Invoking Lemma C.2 with eqs. (C.4) and (C.5) gives that with probability $1 - \delta$ , + +$$ +\sum _ { t < i } \left( \mathcal { Q } ( W _ { t } ) - \mathcal { Q } _ { t } ( W _ { t } ) \right) \leq ( e - 2 ) \sum _ { t < i } \mathcal { Q } ( W _ { t } ) + \ln \left( \frac { 1 } { \delta } \right) . +$$ + +Consequently, + +$$ +\sum _ { t < i } \mathcal { Q } ( W _ { t } ) \leq 4 \sum _ { t < i } \mathcal { Q } _ { t } ( W _ { t } ) + 4 \ln \left( \frac { 1 } { \delta } \right) . +$$ + +Finally, we prove Theorem 4.1. + +Proof of Theorem 4.1. Suppose the condition of Lemma C.1 holds. Then we have for $n = \lceil 2 \lambda ^ { 2 } / \eta \epsilon \rceil$ , with probability $1 - 3 \delta$ , + +$$ +\frac { 1 } { n } \sum _ { i < n } \mathcal { Q } _ { i } ( W _ { i } ) \leq \epsilon . +$$ + +Further invoking Lemma 4.3 gives that with probability $1 - 4 \delta$ , + +$$ +\frac { 1 } { n } \sum _ { i < n } \mathcal { Q } ( W _ { i } ) \leq \frac { 4 } { n } \sum _ { i < n } \mathcal { Q } _ { i } ( W _ { i } ) + \frac { 4 } { n } \ln \left( \frac { 1 } { \delta } \right) \leq 5 \epsilon . +$$ + +Since $P _ { ( x , y ) \sim \mathcal { D } } \left( y f ( x ; W , a ) \leq 0 \right) \leq 2 Q ( W )$ , we get + +$$ +\frac { 1 } { n } \sum _ { i = 1 } ^ { n } P _ { ( x , y ) \sim \mathcal { D } } \left( y f ( x ; W _ { i } , a ) \le 0 \right) \le 1 0 \epsilon . +$$ + +For the condition of Lemma C.1 to hold, it is enough to let + +$$ +n _ { 0 } = \Theta \left( \frac { \ln ( 1 / \delta ) } { \eta \gamma ^ { 2 } \epsilon ^ { 2 } } \right) , +$$ + +which gives + +$$ +M = \Theta \left( \frac { \ln ( 1 / \delta ) + \ln ( 1 / \epsilon ) ^ { 2 } } { \gamma ^ { 8 } } \right) \quad \mathrm { a n d } \quad n = \Theta \left( \frac { \ln ( 1 / \delta ) + \ln ( 1 / \epsilon ) ^ { 2 } } { \gamma ^ { 2 } \epsilon } \right) . +$$ + +# D OMITTED PROOFS FROM SECTION 5 + +Proof of Proposition 5.1. Define $f : \mathcal { H } \to \mathbb { R }$ by + +$$ +f ( w ) : = \frac { 1 } { 2 } \int \| w ( z ) \| _ { 2 } ^ { 2 } \mathrm { d } \mu _ { \mathcal { N } } ( z ) = \frac { 1 } { 2 } \| w \| _ { \mathcal { H } } ^ { 2 } . +$$ + +It holds that $f$ is continuous, and $f ^ { * }$ has the same form. Define $g : \mathbb { R } ^ { n } \mathbb { R }$ by + +$$ +g ( p ) : = \operatorname* { m a x } _ { 1 \leq i \leq n } p _ { i } , +$$ + +with conjugate + +$$ +g ^ { * } ( q ) = { \left\{ \begin{array} { l l } { 0 , } & { { \mathrm { i f ~ } } q \in \Delta _ { n } , } \\ { + \infty , } & { 0 . { \mathrm { w } } . } \end{array} \right. } +$$ + +Finally, define the linear mapping $A : { \mathcal { H } } \to \mathbb { R } ^ { n }$ by $( A w ) _ { i } = y _ { i } \langle w , \phi _ { i } \rangle _ { \mathcal { H } }$ + +Since $f , f ^ { * }$ , $g$ and $g ^ { * }$ are lower semi-continuous, and $\mathbf { d o m } g - A \mathbf { d o m } f = \mathbb { R } ^ { n }$ , and $\mathbf { d o m } f ^ { * } -$ $A ^ { * } \mathbf { d o m } g ^ { * } = \mathcal { H }$ , Fenchel duality may be applied in each direction (Borwein & Zhu, 2005, Theorem 4.4.3), and ensures that + +$$ +\operatorname* { i n f } _ { w \in { \mathcal { H } } } \left( f ( w ) + g ( A w ) \right) = \operatorname* { s u p } _ { q \in \mathbb { R } ^ { n } } \left( - f ^ { * } ( A ^ { * } q ) - g ^ { * } ( - q ) \right) . +$$ + +with optimal primal-dual solutions $( \bar { w } , \bar { q } )$ . Moreover + +$$ +\begin{array} { r l } & { \underset { \underset { \sigma \in \mathcal { H } } { \operatorname* { i n f } } } { \operatorname* { i n f } } \left( f ( w ) + g ( A w ) \right) = \underset { w \in \mathcal { H } , u \in \mathbb { R } ^ { n } } { \operatorname* { i n f } } \underset { q \in \mathbb { R } ^ { n } } { \operatorname* { s u p } } \left( f ( w ) + g ( A w + u ) + \langle q , u \rangle \right) } \\ & { \underset { \mathrm { \geq ~ s u p } } { \operatorname* { s u p } } \underset { u \in \mathbb { R } ^ { n } } { \operatorname* { i n f } } \left( f ( w ) + g ( A w + u ) + \langle q , u \rangle \right) } \\ & { \mathrm { ~ } = \underset { q \in \mathbb { R } ^ { n } } { \operatorname* { s u p } } \underset { w \in \mathcal { H } , u \in \mathbb { R } ^ { n } } { \operatorname* { i n f } } \left( \left( f ( w ) - \langle A ^ { * } q , w \rangle \right) _ { \mathcal { H } } + \left( g ( A w + u ) - \langle - q , A w + u \rangle \right) \right) } \\ & { \mathrm { ~ } = \underset { q \in \mathbb { R } ^ { n } } { \operatorname* { s u p } } \left( - f ^ { * } ( A ^ { * } q ) - g ^ { * } ( - q ) \right) . } \end{array} +$$ + +By strong duality, the inequality holds with equality. It follows that + +$$ +\bar { w } = A ^ { * } \bar { q } , \quad \mathrm { a n d } \quad \mathbf { s u p p } ( - \bar { q } ) \subset \underset { 1 \leq i \leq n } { \arg \operatorname* { m a x } } ( A \bar { w } ) _ { i } . +$$ + +Now let us look at the dual optimization problem. It is clear that + +$$ +\operatorname* { s u p } _ { q \in \mathbb { R } ^ { n } } \left( - f ^ { * } ( A ^ { * } q ) - g ^ { * } ( - q ) \right) = - \operatorname* { i n f } _ { q \in \Delta _ { n } } f ^ { * } ( A ^ { * } q ) . +$$ + +In addition, we have + +$$ +\begin{array} { l } { { \displaystyle f ^ { * } ( A ^ { * } q ) = \frac { 1 } { 2 } \int \left\| \displaystyle \sum _ { i = 1 } ^ { n } q _ { i } y _ { i } \phi _ { i } ( z ) \right\| _ { 2 } ^ { 2 } \mathrm { d } \mu _ { N } ( z ) } } \\ { { \displaystyle \quad \quad = \frac { 1 } { 2 } \int \displaystyle \sum _ { i , j = 1 } ^ { n } q _ { i } q _ { j } y _ { i } y _ { j } \left. \phi _ { i } ( z ) , \phi _ { j } ( z ) \right. \mathrm { d } \mu _ { N } ( z ) } } \\ { { \displaystyle \quad \quad = \frac { 1 } { 2 } \sum _ { i , j = 1 } ^ { n } q _ { i } q _ { j } y _ { i } y _ { j } \int \left. \phi _ { i } ( z ) , \phi _ { j } ( z ) \right. \mathrm { d } \mu _ { N } ( z ) } } \\ { { \displaystyle \quad \quad = \frac { 1 } { 2 } \sum _ { i , j = 1 } ^ { n } q _ { i } q _ { j } y _ { i } y _ { j } K _ { 1 } ( i , j ) = \frac { 1 } { 2 } ( q \odot y ) ^ { \top } K _ { 1 } ( q \odot y ) } , } \end{array} +$$ + +and thus $f ^ { * } ( A ^ { * } \bar { q } ) = \gamma _ { 1 } ^ { 2 } / 2$ . Since $\bar { w } = A ^ { * } \bar { q }$ , we have that $\| \bar { w } \| _ { \mathcal { H } } = \gamma _ { 1 }$ . In addition, + +$$ +g ( A \bar { w } ) = - f ^ { * } \left( A ^ { * } \bar { q } \right) - f \left( \bar { w } \right) = - \gamma _ { 1 } ^ { 2 } , +$$ + +and thus $- \bar { w }$ has margin $\gamma _ { 1 } ^ { 2 }$ . Moreover, we have + +$$ +\bar { w } ( z ) = \sum _ { i = 1 } ^ { n } \bar { q } _ { i } y _ { i } \phi _ { i } ( z ) = \sum _ { i = 1 } ^ { n } \bar { q } _ { i } y _ { i } x _ { i } \mathbb { 1 } \left[ \langle z , x _ { i } \rangle > 0 \right] , +$$ + +and thus $\left. \bar { w } ( z ) \right. _ { 2 } \leq 1$ . Therefore, $\hat { v } = - \bar { w } / \gamma _ { 1 }$ satisfies all requirements of Proposition 5.1. + +Proof of Proposition 5.2. Let $\hat { q }$ denote the uniform probability vector $\left( 1 / { n } , \ldots , 1 / { n } \right)$ . Note that + +$$ +\begin{array} { r l } { \mathbb { E } _ { \epsilon \sim \operatorname* { u n i f } \left( \left\{ - 1 , + 1 \right\} ^ { n } \right) } \left[ \left( \hat { q } \odot \epsilon \right) ^ { \top } K _ { 1 } \left( \hat { q } \odot \epsilon \right) \right] = \mathbb { E } _ { \epsilon \sim \operatorname* { u n i f } \left( \left\{ - 1 , + 1 \right\} ^ { n } \right) } \left[ \displaystyle \sum _ { i , j = 1 } ^ { n } \frac { 1 } { n ^ { 2 } } \epsilon _ { i } \epsilon _ { j } K _ { 1 } ( x _ { i } , x _ { j } ) \right] } & { } \\ { = \displaystyle \frac { 1 } { n ^ { 2 } } \sum _ { i , j = 1 } ^ { n } \mathbb { E } _ { \epsilon \sim \operatorname* { u n i f } \left( \left\{ - 1 , + 1 \right\} ^ { n } \right) } \left[ \epsilon _ { i } \epsilon _ { j } K _ { 1 } ( x _ { i } , x _ { j } ) \right] } & { } \\ { = \displaystyle \frac { 1 } { n ^ { 2 } } \sum _ { i = 1 } ^ { n } K _ { 1 } ( x _ { i } , x _ { i } ) = \frac { 1 } { 2 n } . } & { } \end{array} +$$ + +Since $0 \leq \left( \widehat { q } \odot \epsilon \right) ^ { \top } K _ { 1 } \left( \widehat { q } \odot \epsilon \right) \leq 1$ for any $\epsilon$ , by Markov’s inequality with probability 0.9, it holds that $\left( \hat { q } \odot \epsilon \right) ^ { \top } K _ { 1 } \left( \hat { q } \odot \epsilon \right) \le 1 / ( 2 0 n )$ , and thus $\gamma _ { 1 } \leq 1 / \sqrt { 2 0 n }$ . □ + +Proof of Proposition 5.3. By symmetry, we only need to consider an $( x , y )$ where $( x _ { 1 } , x _ { 2 } , y ) =$ $( 1 / \sqrt { d - 1 } , 0 , 1 )$ . Let $z _ { p , q }$ denote $( z _ { p } , z _ { p + 1 } , \ldots , z _ { q } )$ , and similarly define $x _ { p , q }$ . We have + +$$ +\begin{array}{c} \begin{array} { l } { { \displaystyle y \int \bar { v } ( z ) , x \mathbb { 1 } [ z , x > 0 ] \mathrm { d } \mu _ { N } ( z ) } } \\ { { \displaystyle = y \int ( \int \bar { v } ( z ) , x \mathbb { 1 } [ z , x > 0 ] \mathrm { d } \mu _ { N } ( z _ { 3 , d } ) ) \mathrm { d } \mu _ { N } ( z _ { 1 , 2 } ) } } \\ { { \displaystyle = y \int \bar { v } ( z ) _ { 1 , 2 } , x _ { 1 , 2 } ( \int \mathbb { 1 } [ z _ { 1 , 2 } , x _ { 1 , 2 } + z _ { 3 , d } , x _ { 3 , d } > 0 ] \mathrm { d } \mu _ { N } ( z _ { 3 , d } ) ) \mathrm { d } \mu _ { N } ( z _ { 1 , 2 } ) } } \\ { { \displaystyle = \sum _ { i = 1 } ^ { 4 } y \int \bar { v } ( z ) _ { 1 , 2 } , x _ { 1 , 2 } ( \int \mathbb { 1 } [ z _ { 1 , 2 } , x _ { 1 , 2 } + z _ { 3 , d } , x _ { 3 , d } > 0 ] \mathrm { d } \mu _ { N } ( z _ { 3 , d } ) ) \mathbb { 1 } [ z _ { 1 , 2 } \in A _ { i } ] \mathrm { d } \mu _ { N } } } \end{array} \\ { { \displaystyle ~ \Longrightarrow \displaystyle \sum _ { i = 1 } ^ { 4 } y \int \bar { v } ( z ) _ { 1 , 2 } , x _ { 1 , 2 } ( \int \mathbb { 1 } [ z _ { 1 , 2 } , x _ { 1 , 2 } + z _ { 3 , d } , x _ { 3 , d } > 0 ] \mathrm { d } \mu _ { N } ( z _ { 3 , d } ) ) \mathbb { 1 } [ z _ { 1 , 2 } \in A _ { i } ] \mathrm { d } \mu _ { N } ( z _ { 3 , d } ) } . } \end{array} +$$ + +where eq. (D.1) is due to the independence between $z _ { 1 , 2 }$ and $z _ { 3 , d }$ , and in eq. (D.2) we use the fact that $\bar { v } ( z ) _ { 1 , 2 }$ only depends on $z _ { 1 , 2 }$ and $\bar { v } ( z ) _ { 3 , d }$ are all zero. Since $\left. \bar { v } ( z ) _ { 1 , 2 } , x _ { 1 , 2 } \right. = 0$ for $z _ { 1 , 2 } \in A _ { 2 } \cup A _ { 4 }$ , we only need to consider $A _ { 1 }$ and $A _ { 3 }$ in eq. (D.3). For simplicity, we will denote $z _ { 1 , 2 }$ by $p \in \mathbb { R } ^ { 2 }$ , and v¯(z)1,2 by v¯(p), and z3,d by q ∈ Rd−2. + +For any nonzero $p \in A _ { 1 }$ , we have $- p \in A _ { 3 }$ , and $\left. \bar { v } ( p ) , x _ { 1 , 2 } \right. = 1 / \sqrt { d - 1 }$ . Therefore + +$$ +\begin{array} { r l } & { \ y \left. \bar { v } ( p ) , x _ { 1 , 2 } \right. \left( \displaystyle \int \mathbb { 1 } \left[ \left. p , x _ { 1 , 2 } \right. + \left. q , x _ { 3 , d } \right. > 0 \right] \mathrm { d } \mu _ { N } ( q ) \right) } \\ & { \ + \ y \left. \bar { v } ( - p ) , x _ { 1 , 2 } \right. \left( \displaystyle \int \mathbb { 1 } \left[ \left. - p , x _ { 1 , 2 } \right. + \left. q , x _ { 3 , d } \right. > 0 \right] \mathrm { d } \mu _ { N } ( q ) \right) } \\ & { = \displaystyle \frac { 1 } { \sqrt { d - 1 } } \int \left( \mathbb { 1 } \left[ \displaystyle \frac { p _ { 1 } } { \sqrt { d - 1 } } + \left. q , x _ { 3 , d } \right. > 0 \right] - \mathbb { 1 } \left[ \displaystyle \frac { - p _ { 1 } } { \sqrt { d - 1 } } + \left. q , x _ { 3 , d } \right. > 0 \right] \right) \mathrm { d } \mu _ { N } ( q ) } \\ & { = \displaystyle \frac { 1 } { \sqrt { d - 1 } } \mathbb { P } \left( \displaystyle \frac { - p _ { 1 } } { \sqrt { d - 1 } } \leq \left. q , x _ { 3 , d } \right. \leq \displaystyle \frac { p _ { 1 } } { \sqrt { d - 1 } } \right) . } \end{array} +$$ + +Let $\varphi$ denote the density function of the standard Gaussian distribution, and for $c > 0$ , let $U ( c )$ denote the probability that a standard Gaussian random variable lies in the interval $[ - c , c ]$ : + +$$ +U ( c ) : = \int _ { - c } ^ { c } \varphi ( t ) \mathrm { d } t . +$$ + +Since $\left. q , x _ { 3 , d } \right.$ is a Gaussian variable with standard deviation $\sqrt { ( d - 2 ) / ( d - 1 ) }$ , we have + +$$ +\mathbb { P } \left( \frac { - p _ { 1 } } { \sqrt { d - 1 } } \leq \langle q , x _ { 3 , d } \rangle \leq \frac { p _ { 1 } } { \sqrt { d - 1 } } \right) = U \left( \frac { p _ { 1 } } { \sqrt { d - 2 } } \right) . +$$ + +Plugging eqs. (D.4) and (D.5) into eq. (D.3) gives: + +$$ +\begin{array} { r l } & { \ \displaystyle { \int \left. \bar { v } ( z ) , x \right. \mathbb { 1 } \left[ \langle z , x \rangle > 0 \right] \mathrm { d } \mu _ { N } ( z ) } = \frac { 1 } { \sqrt { d - 1 } } \int U \left( \frac { p _ { 1 } } { \sqrt { d - 2 } } \right) \mathbb { 1 } \left[ p \in A _ { 1 } \right] \mathrm { d } \mu _ { N } ( p ) } \\ & { \qquad = \frac { 1 } { \sqrt { d - 1 } } \int _ { 0 } ^ { \infty } U \left( \frac { p _ { 1 } } { \sqrt { d - 2 } } \right) \left( \int _ { - p _ { 1 } } ^ { p _ { 1 } } \varphi ( p _ { 2 } ) \mathrm { d } p _ { 2 } \right) \varphi ( p _ { 1 } ) \mathrm { d } p _ { 1 } } \\ & { \qquad = \frac { 1 } { \sqrt { d - 1 } } \int _ { 0 } ^ { \infty } U \left( \frac { p _ { 1 } } { \sqrt { d - 2 } } \right) U ( p _ { 1 } ) \varphi ( p _ { 1 } ) \mathrm { d } p _ { 1 } } \\ & { \qquad \geq \frac { 1 } { \sqrt { d - 1 } } \int _ { 0 } ^ { 1 } U \left( \frac { p _ { 1 } } { \sqrt { d - 2 } } \right) U ( p _ { 1 } ) \varphi ( p _ { 1 } ) \mathrm { d } p _ { 1 } . } \end{array} +$$ + +For $t \in [ - 1 , + 1 ]$ , it holds that $\varphi ( t ) \geq 1 { \sqrt { 2 \pi e } }$ , and thus + +$$ +U ( a ) = \int _ { - a } ^ { a } \varphi ( t ) \mathrm { d } t \geq { \frac { 2 a } { \sqrt { 2 \pi e } } } . +$$ + +Therefore eq. (D.3) is lower bounded by + +$$ +\begin{array} { r l } & { \frac { 1 } { \sqrt { d - 1 } } \displaystyle \int _ { 0 } ^ { 1 } U \left( \frac { p _ { 1 } } { \sqrt { d - 2 } } \right) U ( p _ { 1 } ) \varphi ( p _ { 1 } ) \mathrm { d } p _ { 1 } \ge \frac { 1 } { \sqrt { d - 1 } } \displaystyle \int _ { 0 } ^ { 1 } \frac { 2 } { \sqrt { 2 \pi e } } \cdot \frac { p _ { 1 } } { \sqrt { d - 2 } } \cdot \frac { 2 p _ { 1 } } { \sqrt { 2 \pi e } } \cdot \frac { 1 } { \sqrt { 2 \pi e } } \mathrm { d } p _ { 1 } } \\ & { \qquad \ge \frac { 1 } { 2 0 \sqrt { ( d - 1 ) ( d - 2 ) } } \displaystyle \int _ { 0 } ^ { 1 } p _ { 1 } ^ { 2 } \mathrm { d } p _ { 1 } } \\ & { \qquad = \frac { 1 } { 6 0 \sqrt { ( d - 1 ) ( d - 2 ) } } } \\ & { \qquad \ge \frac { 1 } { 6 0 d } . } \end{array} +$$ + +To prove Proposition 5.4, we need the following technical lemma. + +Lemma D.1. Given $z _ { 1 } \sim \mathcal { N } ( 0 , 1 )$ and $z _ { 2 } \sim \mathcal { N } ( 0 , b ^ { 2 } )$ that are independent where $b > 1$ , we have + +$$ +\mathbb { P } \left( | z _ { 1 } | < | z _ { 2 } | \right) > 1 - \frac { 1 } { b } . +$$ + +Proof. First note that for $z _ { 3 } \sim \mathcal { N } ( 0 , 1 )$ which is independent of $z _ { 1 }$ + +$$ +\mathbb { P } \left( | z _ { 1 } | < | z _ { 2 } | \right) = \mathbb { P } \left( | z _ { 1 } | < b | z _ { 3 } | \right) = 1 - \mathbb { P } \left( | z _ { 3 } | < \frac { 1 } { b } | z _ { 1 } | \right) . +$$ + +Still let $\varphi$ denote the density of $\mathcal { N } ( 0 , 1 )$ , and let $U ( c )$ denote the probability that $z _ { 3 } \in [ - c , c ]$ . We have + +$$ +\begin{array} { r l r } { { \mathbb { P } ( | z _ { 3 } | < \frac { 1 } { b } | z _ { 1 } | ) = \int \int \Im [ | z _ { 3 } | < \frac { 1 } { b } | z _ { 1 } | ] \varphi ( z _ { 3 } ) \varphi ( z _ { 1 } ) \mathrm { d } z _ { 3 } \mathrm { d } z _ { 1 } } } \\ & { } & { ~ = \int U ( \frac { 1 } { b } | z _ { 1 } | ) \varphi ( z _ { 1 } ) \mathrm { d } z _ { 1 } } \\ & { } & { ~ \leq \frac { 2 } { \sqrt { 2 \pi b } } \int | z _ { 1 } | \varphi ( z _ { 1 } ) \mathrm { d } z _ { 1 } = \frac { 2 } { \pi b } < \frac { 1 } { b } , } \end{array} +$$ + +where we use the facts that $U ( c ) \leq 2 c / \sqrt { 2 \pi }$ and $\mathbb { E } [ | z _ { 1 } | ] = { \sqrt { 2 / \pi } }$ + +We now give the proof of Proposition 5.4 using Lemma D.1. + +Proof of Proposition 5.4. By symmetry, we only need to consider the following training set: + +$$ +\begin{array} { c } { x _ { 1 } = ( 1 , 0 , 1 , \ldots , 1 ) , \quad y _ { 1 } = 1 , } \\ { x _ { 2 } = ( 0 , 1 , 1 , \ldots , 1 ) , \quad y _ { 2 } = - 1 , } \\ { x _ { 3 } = ( - 1 , 0 , 1 , \ldots , 1 ) , \quad y _ { 3 } = 1 , } \\ { x _ { 4 } = ( 0 , - 1 , 1 , \ldots , 1 ) , \quad y _ { 4 } = - 1 . } \end{array} +$$ + +The $1 / \sqrt { d - 1 }$ factor is omitted also because we only discuss the $0 / 1$ loss. + +For any $s$ , let $A _ { s }$ denote the event that + +$$ +\mathbb { 1 } \left[ \langle w _ { s } , x _ { 1 } \rangle > 0 \right] = \mathbb { 1 } \left[ \langle w _ { s } , x _ { 2 } \rangle > 0 \right] = \mathbb { 1 } \left[ \langle w _ { s } , x _ { 3 } \rangle > 0 \right] = \mathbb { 1 } \left[ \langle w _ { s } , x _ { 4 } \rangle > 0 \right] . +$$ + +We will show that if $m \leq \sqrt { d - 2 } / 4$ , then $A _ { s }$ is true for all $1 \leq s \leq m$ with probability $1 / 2$ , and Proposition 5.4 follows from the fact that the XOR data is not linearly separable. + +For any $s$ and $i$ , + +$$ +\langle w _ { s } , x _ { i } \rangle = ( w _ { s } ) _ { 1 } ( x _ { i } ) _ { 1 } + ( w _ { s } ) _ { 2 } ( x _ { i } ) _ { 2 } + \sum _ { j = 3 } ^ { d } ( w _ { s } ) _ { j } . +$$ + +Since $\left( ( x _ { i } ) _ { 1 } , ( x _ { i } ) _ { 2 } \right)$ is $( 1 , 0 )$ or $( 0 , 1 )$ or $( - 1 , 0 )$ or $( 0 , - 1 )$ , event $A _ { s }$ will happen as long as + +$$ +\left| ( w _ { s } ) _ { 1 } \right| < \left| \sum _ { j = 3 } ^ { d } ( w _ { s } ) _ { j } \right| , \quad \mathrm { a n d } \quad \left| ( w _ { s } ) _ { 2 } \right| < \left| \sum _ { s = 3 } ^ { d } ( w _ { s } ) _ { j } \right| . +$$ + +Note that $( w _ { s } ) _ { 1 } , ( w _ { s } ) _ { 2 } \sim \mathcal { N } ( 0 , 1 )$ while $\begin{array} { r } { \sum _ { j = 3 } ^ { d } ( w _ { s } ) _ { j } \sim \mathcal { N } ( 0 , d - 2 ) } \end{array}$ . As a result, due to Lemma D.1, + +$$ +\mathbb { P } \left( \left| ( w _ { s } ) _ { 1 } \right| < \left| \sum _ { j = 3 } ^ { d } ( w _ { s } ) _ { j } \right| \right) = \mathbb { P } \left( \left| ( w _ { s } ) _ { 2 } \right| < \left| \sum _ { s = 3 } ^ { d } ( w _ { s } ) _ { j } \right| \right) > 1 - \frac { 1 } { \sqrt { d - 2 } } . +$$ + +Using a union bound, $\mathbb { P } ( A _ { s } ) > 1 - { ^ { 2 } } / { \sqrt { d - 2 } }$ . If $m \leq \sqrt { d - 2 } / 4$ , then by a union bound again, + +$$ +\mathbb { P } \left( \bigcup _ { 1 \leq s \leq m } A _ { s } \right) > 1 - \frac { 2 } { \sqrt { d - 2 } } m \geq 1 - \frac { 2 } { \sqrt { d - 2 } } \frac { \sqrt { d - 2 } } { 4 } = \frac { 1 } { 2 } . +$$ \ No newline at end of file diff --git a/parse/train/HygegyrYwH/HygegyrYwH_content_list.json b/parse/train/HygegyrYwH/HygegyrYwH_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..918cf379141039443ba0e10d1c8687858cf8c815 --- /dev/null +++ b/parse/train/HygegyrYwH/HygegyrYwH_content_list.json @@ -0,0 +1,4884 @@ +[ + { + "type": "text", + "text": "POLYLOGARITHMIC WIDTH SUFFICES FOR GRADIENT DESCENT TO ACHIEVE ARBITRARILY SMALL TEST ERROR WITH SHALLOW RELU NETWORKS ", + "text_level": 1, + "bbox": [ + 174, + 99, + 821, + 171 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Ziwei Ji & Matus Telgarsky University of Illinois, Urbana-Champaign {ziweiji2,mjt}@illinois.edu ", + "bbox": [ + 184, + 194, + 459, + 238 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 273, + 544, + 289 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Recent theoretical work has guaranteed that overparameterized networks trained by gradient descent achieve arbitrarily low training error, and sometimes even low test error. The required width, however, is always polynomial in at least one of the sample size $n$ , the (inverse) target error $^ { 1 / \\epsilon }$ , and the (inverse) failure probability $^ 1 / \\delta$ . This work shows that $\\widetilde { \\Theta } ( \\nu \\epsilon )$ iterations of gradient descent with $\\widetilde \\Omega ( 1 / \\epsilon ^ { 2 } )$ training examples on two-layer ReLU networks of any width exceeding $\\mathrm { p o l y l o g } ( n , 1 / \\epsilon , 1 / \\delta )$ suffice to achieve a test misclassification error of $\\epsilon$ . We also prove that stochastic gradient descent can achieve $\\epsilon$ test error with polylogarithmic width and $\\widetilde { \\Theta } ( \\nu \\epsilon )$ samples. The analysis relies upon the separation margin of the limiting kernel, which is guaranteed positive, can distinguish between true labels and random labels, and can give a tight sample-complexity analysis in the infinitewidth setting. ", + "bbox": [ + 233, + 308, + 764, + 482 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 513, + 336, + 530 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Despite the extensive empirical success of deep networks, their optimization and generalization properties are still not fully understood. Recently, the neural tangent kernel (NTK) has provided the following insight into the problem. In the infinite-width limit, the NTK converges to a limiting kernel which stays constant during training; on the other hand, when the width is large enough, the function learned by gradient descent follows the NTK (Jacot et al., 2018). This motivates the study of overparameterized networks trained by gradient descent, using properties of the NTK. In fact, parameters related to the NTK, such as the minimum eigenvalue of the limiting kernel, appear to affect optimization and generalization (Arora et al., 2019). ", + "bbox": [ + 174, + 547, + 825, + 659 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "However, in addition to such NTK-dependent parameters, prior work also requires the width to depend polynomially on $n$ , $1 / \\delta$ or $1 / \\epsilon$ , where $n$ denotes the size of the training set, $\\delta$ denotes the failure probability, and $\\epsilon$ denotes the target error. These large widths far exceed what is used empirically, constituting a significant gap between theory and practice. ", + "bbox": [ + 174, + 666, + 825, + 722 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Our contributions. In this paper, we narrow this gap by showing that a two-layer ReLU network with $\\Omega ( \\ln ( n / \\delta ) { + } \\ln ( 1 / \\epsilon ) ^ { 2 } )$ hidden units trained by gradient descent achieves classification error \u000f on test data, meaning both optimization and generalization occur. Unlike prior work, the width is fully polylogarithmic in $n , 1 / \\delta$ , and $1 / \\epsilon$ ; the width will additionally depend on the separation margin of the limiting kernel, a quantity which is guaranteed positive (assuming no inputs are parallel), can distinguish between true labels and random labels, and can give a tight sample-complexity analysis in the infinite-width setting. The paper organization together with some details are described below. ", + "bbox": [ + 174, + 741, + 825, + 838 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Section 2 studies gradient descent on the training set. Using the $\\ell _ { 1 }$ geometry inherent in classification tasks, we prove that with any width at least polylogarithmic and any constant step size no larger than 1, gradient descent achieves training error $\\epsilon$ in $\\widetilde { \\Theta } ( 1 / \\epsilon )$ iterations (cf. Theorem 2.2). As is common in the NTK literature (Chizat & Bach, 2019), we also show the parameters hardly change, which will be essential to our generalization analysis. ", + "bbox": [ + 174, + 851, + 823, + 924 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Section 3 gives a test error bound. Concretely, using the preceding gradient descent analysis, and standard Rademacher tools and exploiting how little the weights moved, we show that with $\\widetilde \\Omega ( 1 / \\epsilon ^ { 2 } )$ samples and $\\widetilde { \\Theta } ( 1 / \\epsilon )$ iterations, gradient descent finds a solution with $\\epsilon$ test error (cf. Theorem 3.2 and Corollary 3.3). (As discussed in Remark 3.4, $\\widetilde \\Omega ( 1 / \\epsilon )$ samples also suffice via a smoothness-based generalization bound, at the expense of large constant factors.) ", + "bbox": [ + 173, + 103, + 825, + 193 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Section 4 considers stochastic gradient descent (SGD) with access to a standard stochastic online oracle. We prove that with width at least polylogarithmic and $\\widetilde { \\Theta } ( 1 / \\epsilon )$ samples, SGD achieves an arbitrarily small test error (cf. Theorem 4.1). ", + "bbox": [ + 173, + 202, + 825, + 247 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Section 5 discusses the separation margin, which is in general a positive number, but reflects the difficulty of the classification problem in the infinite-width limit. While this margin can√ degrade all the way down to $\\bar { O ( 1 / \\sqrt { n } ) }$ for random labels, it can be much larger when there is a strong relationship between features and labels: for example, on the noisy 2-XOR data introduced in (Wei et al., 2018), we show that the margin is $\\Omega ( 1 / \\ln ( n ) )$ , and our SGD sample complexity is tight in the infinite-width case. ", + "bbox": [ + 174, + 256, + 825, + 340 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Section 6 concludes with some open problems. ", + "bbox": [ + 174, + 349, + 486, + 364 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "1.1 RELATED WORK ", + "text_level": 1, + "bbox": [ + 176, + 387, + 326, + 401 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "There has been a large literature studying gradient descent on overparameterized networks via the NTK. The most closely related work is (Nitanda & Suzuki, 2019), which shows that a two-layer network trained by gradient descent with the logistic loss can achieve a small test error, under the same assumption that the NTK with respect to the first layer can separate the data distribution. However, they analyze smooth activations, while we handle the ReLU. They require $\\Omega ( 1 / \\epsilon ^ { 2 } )$ hidden units, $\\widetilde \\Omega ( 1 / \\epsilon ^ { 4 } )$ data samples, and ${ \\cal O } ( 1 / \\epsilon ^ { 2 } )$ steps, while our result only needs polylogarithmic hidden units, $\\widetilde \\Omega ( 1 / \\epsilon ^ { 2 } )$ data samples, and $\\widetilde { O } ( 1 / \\epsilon )$ steps. ", + "bbox": [ + 174, + 415, + 825, + 520 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Additionally on shallow networks, Du et al. (2018b) prove that on an overparameterized two-layer network, gradient descent can globally minimize the empirical risk with the squared loss. Their result requires $\\Omega ( n ^ { 6 } / \\delta ^ { 3 } )$ hidden units. Oymak & Soltanolkotabi (2019); Song & Yang (2019) further reduce the required overparameterization, but there is still a $\\mathrm { p o l y } ( n )$ dependency. Using the same amount of overparameterization as (Du et al., 2018b), Arora et al. (2019) further show that the twolayer network learned by gradient descent can achieve a small test error, assuming that on the data distribution the smallest eigenvalue of the limiting kernel is at least some positive constant. They also give a fine-grained characterization of the predictions made by gradient descent iterates; such a characterization makes use of a special property of the squared loss and cannot be applied to the logistic regression setting. Li & Liang (2018) show that stochastic gradient descent (SGD) with the cross entropy loss can learn a two-layer network with small test error, using $\\mathrm { p o l y } ( \\ell , 1 / \\epsilon )$ hidden units, where $\\ell$ is at least the covering number of the support of the feature distribution using balls whose radii are no larger than the smallest distance between two data points with different labels. Allen-Zhu et al. (2018a) consider SGD on a two-layer network, and a variant of SGD on a three-layer network. The three-layer analysis further exhibits some properties not captured by the NTK. They assume a ground truth network with infinite-order smooth activations, and they require the width to depend polynomially on $1 / \\epsilon$ and some constants related to the smoothness of the activations of the ground truth network. ", + "bbox": [ + 174, + 526, + 825, + 775 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "On deep networks, a variety of works have established low training error (Allen-Zhu et al., 2018b; Du et al., 2018a; Zou et al., 2018; Zou & Gu, 2019). Allen-Zhu et al. (2018c) show that SGD can minimize the regression loss for recurrent neural networks, and Allen-Zhu & Li (2019b) further prove a low generalization error. Allen-Zhu & Li (2019a) show that using the same number of training examples, a three-layer ResNet can learn a function class with a much lower test error than any kernel method. Cao & Gu (2019a) assume that the NTK with respect to the second layer of a two-layer network can separate the data distribution, and prove that gradient descent on a deep network can achieve $\\epsilon$ test error with $\\Omega ( 1 / \\epsilon ^ { 4 } )$ samples and $\\Omega ( 1 / \\epsilon ^ { 1 4 } )$ hidden units. Cao & Gu (2019b) consider SGD with an online oracle and give a general result. Under the same assumption as in (Cao & Gu, 2019a), their result requires $\\Omega ( 1 / \\epsilon ^ { 1 4 } )$ hidden units and sample complexity $\\tilde { O } ( 1 / \\epsilon ^ { 2 } )$ . ", + "bbox": [ + 174, + 781, + 825, + 924 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "By contrast, with the same online oracle, our result only needs polylogarithmic hidden units and sample complexity $\\widetilde { O } ( 1 / \\epsilon )$ . ", + "bbox": [ + 173, + 103, + 825, + 136 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "1.2 NOTATION ", + "text_level": 1, + "bbox": [ + 174, + 150, + 289, + 165 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The dataset is denoted by $\\{ ( x _ { i } , y _ { i } ) \\} _ { i = 1 } ^ { n }$ where $x _ { i } \\in \\mathbb { R } ^ { d }$ and $y _ { i } \\in \\{ - 1 , + 1 \\}$ . For simplicity, we assume that $\\| x _ { i } \\| _ { 2 } = 1$ for any $1 \\leq i \\leq n$ , which is standard in the NTK literature. ", + "bbox": [ + 174, + 176, + 823, + 207 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The two-layer network has weight matrices $W \\in \\mathbb { R } ^ { m \\times d }$ and $a \\in \\mathbb { R } ^ { m }$ . We use the following parameterization, which is also used in (Du et al., 2018b; Arora et al., 2019): ", + "bbox": [ + 174, + 210, + 823, + 241 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/84855922e9270281397045ca4d56475c9cb7ddc3712f40bbf51923f1ff705f0a.jpg", + "text": "$$\nf ( x ; W , a ) : = \\frac { 1 } { \\sqrt { m } } \\sum _ { s = 1 } ^ { m } a _ { s } \\sigma \\left( \\langle w _ { s } , x \\rangle \\right) ,\n$$", + "text_format": "latex", + "bbox": [ + 369, + 244, + 627, + 286 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "with initialization ", + "bbox": [ + 174, + 289, + 292, + 304 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/825fc7e03b6fb14afab9bf78a52c2b23a124ea06caf3b09ce62ead4ea084c773.jpg", + "text": "$$\nw _ { s , 0 } \\sim { \\mathcal N } ( 0 , I _ { d } ) , \\quad \\mathrm { a n d } \\quad a _ { s } \\sim \\mathrm { u n i f } \\left( \\{ - 1 , + 1 \\} \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 331, + 308, + 665, + 325 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Note that in this paper, $w _ { s , t }$ denotes the $s$ -th row of $W$ at step $t$ . We fix $a$ and only train $W$ , as in (Li & Liang, 2018; Du et al., 2018b; Arora et al., 2019; Nitanda & Suzuki, 2019). We consider the ReLU activation $\\sigma ( z ) : = \\operatorname* { m a x } \\left\\{ 0 , z \\right\\}$ , though our analysis can be extended easily to Lipschitz continuous, positively homogeneous activations such as leaky ReLU. ", + "bbox": [ + 173, + 329, + 825, + 386 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We use the logistic (binary cross entropy) loss $\\ell ( z ) : = \\ln \\big ( 1 + \\exp ( - z ) \\big )$ and gradient descent. For any $1 \\leq i \\leq n$ and any $W$ , let $f _ { i } ( W ) : = f ( x _ { i } ; W , a )$ . The empirical risk and its gradient are given by ", + "bbox": [ + 173, + 391, + 825, + 436 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/03b9787a56d293fa0c7f22076450ee9a7d1ef8fa8d021c28b8cf4c2f6d254cac.jpg", + "text": "$$\n\\widehat { \\mathcal { R } } ( W ) : = \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\ell \\left( y _ { i } f _ { i } ( W ) \\right) , \\quad \\mathrm { a n d } \\quad \\nabla \\widehat { \\mathcal { R } } ( W ) = \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W ) \\right) y _ { i } \\nabla f _ { i } ( W ) .\n$$", + "text_format": "latex", + "bbox": [ + 222, + 440, + 774, + 481 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "For any $t \\geq 0$ , the gradient descent step is given by $W _ { t + 1 } : = W _ { t } - \\eta _ { t } \\nabla \\widehat { \\mathcal { R } } ( W _ { t } )$ . Also define ", + "bbox": [ + 168, + 486, + 777, + 503 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/87190822bd27ad8dadf76aaafda3419ec130ec9a9a1b86105e61fcc781ef7a45.jpg", + "text": "$$\nf _ { i } ^ { ( t ) } ( W ) : = \\left. \\nabla f _ { i } ( W _ { t } ) , W \\right. , \\quad \\mathrm { a n d } \\quad \\widehat { \\mathcal { R } } ^ { ( t ) } ( W ) : = \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\ell \\left( y _ { i } f _ { i } ^ { ( t ) } ( W ) \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 253, + 508, + 743, + 549 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Note that $f _ { i } ^ { ( t ) } ( W _ { t } ) = f _ { i } ( W _ { t } )$ . This property generally holds due to homogeneity: for any $W$ and any $1 \\leq s \\leq m$ , ", + "bbox": [ + 168, + 555, + 825, + 585 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/190909b34e7c47f727d8b27d2507efbd038607d1c52b5a3ce77555769e5f9a75.jpg", + "text": "$$\n\\frac { \\partial f _ { i } } { \\partial w _ { s } } = \\frac { 1 } { \\sqrt { m } } a _ { s } \\mathbb { 1 } \\left[ \\left. w _ { s } , x _ { i } \\right. > 0 \\right] x _ { i } , \\quad \\mathrm { a n d } \\quad \\left. \\frac { \\partial f _ { i } } { \\partial w _ { s } } , w _ { s } \\right. = \\frac { 1 } { \\sqrt { m } } a _ { s } \\sigma \\left( \\left. w _ { s } , x _ { i } \\right. \\right) ,\n$$", + "text_format": "latex", + "bbox": [ + 230, + 589, + 766, + 625 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "and thus $\\left. \\nabla f _ { i } ( W ) , W \\right. = f _ { i } ( W )$ . ", + "bbox": [ + 174, + 627, + 401, + 645 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 EMPIRICAL RISK MINIMIZATION ", + "text_level": 1, + "bbox": [ + 174, + 664, + 473, + 680 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this section, we consider a fixed training set and empirical risk minimization. We first state our assumption on the separability of the NTK, and then give our main result and a proof sketch. ", + "bbox": [ + 173, + 694, + 825, + 724 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The key idea of the NTK is to do the first-order Taylor approximation: ", + "bbox": [ + 176, + 729, + 643, + 744 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/27e17b2c7c6cadbfe997fbc93e24a02af2410ffb67435a0c7e51088f44bf4db0.jpg", + "text": "$$\nf ( x ; W , a ) \\approx f ( x ; W _ { 0 } , a ) + \\left. \\nabla _ { W } f ( x ; W _ { 0 } , a ) , W - W _ { 0 } \\right. .\n$$", + "text_format": "latex", + "bbox": [ + 303, + 747, + 692, + 767 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In other words, we want to do learning using the features given by $\\nabla f _ { i } ( W _ { 0 } ) \\in \\mathbb { R } ^ { m \\times d }$ . A natural assumption is that there exists $\\overline { { U } } \\in \\mathbb { R } ^ { m \\times d }$ which can separate $\\left\\{ \\left( \\nabla f _ { i } ( W _ { 0 } ) , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }$ with a positive margin: ", + "bbox": [ + 174, + 772, + 826, + 818 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/b9fa356606459cd7b4fd90bd43c2a4c7e81b06da29e3557d942cc91ee80df28d.jpg", + "text": "$$\n\\operatorname* { m i n } _ { 1 \\leq i \\leq n } \\left( y _ { i } \\left. \\overline { { U } } , \\nabla f _ { i } ( W _ { 0 } ) \\right. \\right) = \\operatorname* { m i n } _ { 1 \\leq i \\leq n } \\left( y _ { i } \\frac { 1 } { \\sqrt { m } } \\sum _ { s = 1 } ^ { m } a _ { s } \\langle \\bar { u } _ { s } , x _ { i } \\rangle \\mathbb { 1 } \\left[ \\langle w _ { s , 0 } , x _ { i } \\rangle > 0 \\right] \\right) > 0 .\n$$", + "text_format": "latex", + "bbox": [ + 194, + 820, + 772, + 871 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The infinite-width limit of eq. (2.1) is formalized as Assumption 2.1, with an additional bound on the $( 2 , \\infty )$ norm of the separator. A concrete construction of $\\overline { U }$ using Assumption 2.1 is given in eq. (2.2). ", + "bbox": [ + 174, + 881, + 823, + 924 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Let $\\mu _ { \\mathcal { N } }$ denote the Gaussian measure on $\\mathbb { R } ^ { d }$ , given by the Gaussian density with respect to the Lebesgue measure on $\\mathbb { R } ^ { d }$ . We consider the following Hilbert space ", + "bbox": [ + 171, + 102, + 823, + 132 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/217a34b40049216b1557df476515e90d986d9de2b7c5f0e6924ed35fdcdc5b75.jpg", + "text": "$$\n\\mathcal { H } : = \\left\\{ w : \\mathbb { R } ^ { d } \\to \\mathbb { R } ^ { d } \\bigg | \\int \\| w ( z ) \\| _ { 2 } ^ { 2 } \\mathrm { d } \\mu _ { \\mathcal { N } } ( z ) < \\infty \\right\\} .\n$$", + "text_format": "latex", + "bbox": [ + 321, + 135, + 674, + 170 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "For any $x \\in \\mathbb { R } ^ { d }$ , define $\\phi _ { x } \\in \\mathcal { H }$ by ", + "bbox": [ + 173, + 174, + 403, + 189 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/3b15d755ea0674d1bf2b2317a34f1977f497ca7c9c6dfd2b335f8d11601d5c54.jpg", + "text": "$$\n\\phi _ { x } ( z ) : = x \\mathbb { 1 } \\left[ \\langle z , x \\rangle > 0 \\right] ,\n$$", + "text_format": "latex", + "bbox": [ + 408, + 191, + 588, + 210 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "and particularly define $\\phi _ { i } : = \\phi _ { x _ { i } }$ for the training input $x _ { i }$ . ", + "bbox": [ + 173, + 213, + 553, + 228 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Assumption 2.1. There exists $\\bar { v } \\in \\mathcal H$ and $\\gamma > 0$ , such that $\\left. \\bar { v } ( z ) \\right. _ { 2 } \\leq 1$ for any $z \\in \\mathbb { R } ^ { d }$ , and for any $1 \\leq i \\leq n$ , ", + "bbox": [ + 173, + 231, + 823, + 261 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/355a998ea250254116126d5885be4a4542f83e18c68e984c358d40253f47cb1d.jpg", + "text": "$$\ny _ { i } \\left. \\bar { v } , \\phi _ { i } \\right. _ { \\mathcal { H } } : = y _ { i } \\int \\left. \\bar { v } ( z ) , \\phi _ { i } ( z ) \\right. \\mathrm { d } \\mu _ { N } ( z ) \\geq \\gamma .\n$$", + "text_format": "latex", + "bbox": [ + 341, + 262, + 656, + 295 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "As discussed in Section 5, the space $\\mathcal { H }$ is the reproducing kernel Hilbert space (RKHS) induced by the infinite-width NTK with respect to $W$ , and $\\phi _ { x }$ maps $x$ into $\\mathcal { H }$ . Assumption 2.1 supposes that the induced training set $\\{ ( \\phi _ { i } , y _ { i } ) \\} _ { i = 1 } ^ { n }$ can be separated by some $\\bar { v } \\in \\mathcal H$ , with an additional bound on $\\left. \\bar { v } ( z ) \\right. _ { 2 }$ which is crucial in our analysis. It is also possible to give a dual characterization of the separation margin (cf. eq. (5.2)), which also allows us to show that Assumption 2.1 always holds when there are no parallel inputs (cf. Proposition 5.1). However, it is often more convenient to construct $\\bar { v }$ directly; see Section 5 for some examples. ", + "bbox": [ + 173, + 321, + 825, + 422 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "With Assumption 2.1, we state our main empirical risk result. ", + "bbox": [ + 173, + 428, + 578, + 443 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Theorem 2.2. Under Assumption 2.1, given any risk target $\\epsilon \\in ( 0 , 1 )$ and any $\\delta \\in ( 0 , 1 / 3 )$ , let ", + "bbox": [ + 173, + 445, + 795, + 462 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/7c1b6111fedb415fc7c3924da1d5f088388c49a5de4fe37a18524fcadd114d67.jpg", + "text": "$$\n\\lambda : = \\frac { \\sqrt { 2 \\ln ( 4 n / \\delta ) } + \\ln ( 4 / \\epsilon ) } { \\gamma / 4 } , \\quad a n d \\quad M : = \\frac { 4 0 9 6 \\lambda ^ { 2 } } { \\gamma ^ { 6 } } .\n$$", + "text_format": "latex", + "bbox": [ + 315, + 464, + 681, + 501 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Then for any $m \\geq M$ and any constant step size $\\eta \\leq 1$ , with probability $1 - 3 \\delta$ over the random initialization, ", + "bbox": [ + 178, + 503, + 821, + 532 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/72b907a779277ff1246890a170eb191434ba7e261f2a8068a92f97d305bfb7bf.jpg", + "text": "$$\n\\frac { 1 } { T } \\sum _ { t < T } \\widehat { \\mathcal { R } } ( W _ { t } ) \\leq \\epsilon , \\quad w h e r e \\quad T : = \\lceil { 2 \\lambda ^ { 2 } } / { \\eta \\epsilon } \\rceil .\n$$", + "text_format": "latex", + "bbox": [ + 348, + 534, + 648, + 571 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Moreover for any $0 \\leq t < T$ and any $1 \\leq s \\leq m$ , ", + "bbox": [ + 173, + 574, + 501, + 590 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/576d0f495671e58c9f1506f32d3104c1e757bbb71aa2c7e424940d2a690d7302.jpg", + "text": "$$\n\\left\\| w _ { s , t } - w _ { s , 0 } \\right\\| _ { 2 } \\leq \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } .\n$$", + "text_format": "latex", + "bbox": [ + 410, + 593, + 583, + 626 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "While the number of hidden units required by prior work all have a polynomial dependency on $n , 1 / \\delta$ or $1 / \\epsilon$ , Theorem 2.2 only requires $m \\doteq \\dot { \\Omega } \\left( \\ln ( n / \\delta ) + \\ln ( 1 / \\epsilon ) ^ { 2 } \\right)$ . The required width has a polynomial dependency on $1 / \\gamma$ , which is an adaptive quantity: while $1 / \\gamma$ can be $\\mathrm { p o l y } ( n )$ for random labels (cf. Proposition 5.2), it can be polylog $( n )$ when there is a strong feature-label relationship, for example on the noisy 2-XOR data introduced in (Wei et al., 2018) (cf. Proposition 5.3). Moreover, we show in Proposition 5.4 that if we want $\\left\\{ \\left( \\nabla f _ { i } ( W _ { 0 } ) , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }$ to be separable, which is the starting point of an NTK-style analysis, the width has to depend polynomially on $1 / \\gamma$ . ", + "bbox": [ + 173, + 635, + 826, + 739 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In the rest of Section 2, we give a proof sketch of Theorem 2.2. The full proof is given in Appendix A. ", + "bbox": [ + 174, + 744, + 823, + 773 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.1 PROPERTIES AT INITIALIZATION", + "text_level": 1, + "bbox": [ + 174, + 790, + 436, + 804 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In this subsection, we give some nice properties of random initialization. ", + "bbox": [ + 173, + 815, + 650, + 832 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Given an initialization $( W _ { 0 } , a )$ , for any $1 \\leq s \\leq m$ , define ", + "bbox": [ + 173, + 837, + 558, + 853 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/8376516c95b82a4236954a6e8fa8522951c67023f7a65892c533d0276eaf0a0a.jpg", + "text": "$$\n\\bar { u } _ { s } : = \\frac { 1 } { \\sqrt { m } } a _ { s } \\bar { v } ( w _ { s , 0 } ) ,\n$$", + "text_format": "latex", + "bbox": [ + 424, + 856, + 571, + 888 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $\\bar { v }$ is given by Assumption 2.1. Collect $\\bar { u } _ { s }$ into a matrix $\\overline { { U } } \\in \\mathbb { R } ^ { m \\times d }$ . It holds that $\\Vert \\bar { u } _ { s } \\Vert _ { 2 } \\leq$ $1 / \\sqrt { m }$ , and $\\| \\overline { { U } } \\| _ { F } \\le 1$ . ", + "bbox": [ + 173, + 892, + 826, + 926 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Lemma 2.3 ensures that with high probability $\\overline { U }$ has a positive margin at initialization. ", + "bbox": [ + 171, + 102, + 738, + 119 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Lemma 2.3. Under Assumption 2.1, given any $\\delta \\in \\mathsf { \\Gamma } ( 0 , 1 )$ and any $\\epsilon _ { 1 } ~ \\in ~ ( 0 , \\gamma )$ , if $m \\geq$ $\\left( 2 \\ln ( n / \\delta ) \\right) / \\epsilon _ { 1 } ^ { 2 }$ , then with probability $1 - \\delta$ , it holds simultaneously for all $1 \\leq i \\leq n$ that ", + "bbox": [ + 173, + 122, + 828, + 154 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/e7738cb6fd8f07321d2524fdf40e2be1475d35ba48543acae9ba125c2c8bfb22.jpg", + "text": "$$\ny _ { i } f _ { i } ^ { ( 0 ) } \\left( \\overline { { U } } \\right) = y _ { i } \\left. \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\right. \\geq \\gamma - \\sqrt { \\frac { 2 \\ln ( n / \\delta ) } { m } } \\geq \\gamma - \\epsilon _ { 1 } .\n$$", + "text_format": "latex", + "bbox": [ + 289, + 162, + 707, + 198 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "For any $W$ , any $\\epsilon _ { 2 } > 0$ , and any $1 \\leq i \\leq n$ , define ", + "bbox": [ + 173, + 212, + 508, + 228 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/1539381c7eaec488e0b4ead55d07c5f945b1fcf464a369cd3c6b986bdacbde8a.jpg", + "text": "$$\n\\alpha _ { i } ( W , \\epsilon _ { 2 } ) = \\frac { 1 } { m } \\sum _ { s = 1 } ^ { m } \\mathbb { 1 } \\left[ \\left| \\left. w _ { s } , x _ { i } \\right. \\right| \\leq \\epsilon _ { 2 } \\right] .\n$$", + "text_format": "latex", + "bbox": [ + 364, + 234, + 633, + 276 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Lemma 2.4 controls $\\alpha _ { i } ( W _ { 0 } , \\epsilon _ { 2 } )$ . It will help us show that $\\overline { U }$ has a good margin during the training process. ", + "bbox": [ + 173, + 284, + 821, + 314 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Lemma 2.4. Under the condition of Lemma 2.3, for any $\\epsilon _ { 2 } > 0$ , with probability $1 - \\delta$ , it holds simultaneously for all $1 \\leq i \\leq n$ that ", + "bbox": [ + 173, + 318, + 821, + 348 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/51d0f5d2ad478a3159bb3aaf65ae6dcd434440317e8754c3487035ba76000ded.jpg", + "text": "$$\n\\alpha _ { i } \\left( W _ { 0 } , \\epsilon _ { 2 } \\right) \\leq \\sqrt { \\frac { 2 } { \\pi } } \\epsilon _ { 2 } + \\sqrt { \\frac { \\ln ( n / \\delta ) } { 2 m } } \\leq \\epsilon _ { 2 } + \\frac { \\epsilon _ { 1 } } { 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 341, + 354, + 656, + 391 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Finally, Lemma 2.5 controls the output of the network at initialization. ", + "bbox": [ + 173, + 405, + 640, + 420 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Lemma 2.5. Given any $\\delta \\in ( 0 , 1 )$ , if $m \\geq 2 5 \\ln ( 2 n / \\delta )$ , then with probability $1 - \\delta$ , it holds simultaneously for all $1 \\leq i \\leq n$ that ", + "bbox": [ + 173, + 424, + 825, + 454 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/f2e0c1fc838ffe9dfd733655a84db8584d8605ce3afe3e654619431c35481f98.jpg", + "text": "$$\n\\left| f ( x _ { i } ; W _ { 0 } , a ) \\right| \\le \\sqrt { 2 \\ln \\left( 4 n / \\delta \\right) } .\n$$", + "text_format": "latex", + "bbox": [ + 388, + 462, + 606, + 489 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2.2 CONVERGENCE ANALYSIS OF GRADIENT DESCENT ", + "text_level": 1, + "bbox": [ + 173, + 505, + 566, + 520 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We analyze gradient descent in this subsection. First, define ", + "bbox": [ + 173, + 531, + 568, + 546 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/08ca465b32adde0db43d9e9530e13cc0f367a95d2a9272a89cebcfb34b775a2e.jpg", + "text": "$$\n{ \\widehat { \\mathcal { Q } } } ( W ) : = { \\frac { 1 } { n } } \\sum _ { i = 1 } ^ { n } - \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W ) \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 387, + 553, + 609, + 595 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We have the following observations. ", + "bbox": [ + 174, + 602, + 413, + 617 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "• For any $W$ and any $1 \\leq s \\leq m , \\left\\| \\partial f _ { i } / \\partial w _ { s } \\right\\| _ { 2 } \\leq 1 / \\sqrt { m }$ , and thus $\\left\\| \\nabla f _ { i } ( W ) \\right\\| _ { F } \\leq 1$ . \nTherefore by the triangle inequality, $\\left\\| \\nabla \\widehat { \\mathcal { R } } ( W ) \\right\\| _ { F } \\leq \\widehat { \\mathcal { Q } } ( W )$ . \n• The logistic loss satisfies $0 \\leq - \\ell ^ { \\prime } \\leq 1$ , and thus $0 \\leq \\widehat { \\mathcal { Q } } ( W ) \\leq 1$ . \n• The logistic loss satisfies $- \\ell ^ { \\prime } \\leq \\ell$ , and thus ${ \\widehat { \\mathcal { Q } } } ( W ) \\leq { \\widehat { \\mathcal { R } } } ( W )$ . ", + "bbox": [ + 215, + 626, + 825, + 718 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The quantity $\\widehat { \\mathcal { Q } }$ first appeared in the perceptron analysis (Novikoff, 1962) for the ReLU loss, and has also been analyzed in prior work (Ji & Telgarsky, 2018; Cao & Gu, 2019a; Nitanda & Suzuki, 2019). In this work, $\\widehat { \\mathcal { Q } }$ specifically helps us prove the following result, which plays an important role in obtaining a width which only depends on polylog $( 1 / \\epsilon )$ . ", + "bbox": [ + 173, + 729, + 826, + 791 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Lemma 2.6. For any $t \\geq 0$ and any $\\overline { W }$ , if $\\eta _ { t } \\leq 1$ , then ", + "bbox": [ + 173, + 795, + 537, + 813 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/b80bc701956c0a706014542d438b0787986383c4d67f11aacccdcc4f7679fca0.jpg", + "text": "$$\n\\eta _ { t } \\widehat { \\mathcal { R } } ( W _ { t } ) \\leq \\left\\| W _ { t } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } - \\left\\| W _ { t + 1 } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } + 2 \\eta _ { t } \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 295, + 819, + 702, + 849 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Consequently, if we use a constant step size $\\eta \\leq 1$ for $0 \\leq \\tau < t$ , then ", + "bbox": [ + 174, + 856, + 633, + 872 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/c3222a909cd1327ddec2e8f3448ded2497e2e1db9ba08730d1b7d001a0c6ee74.jpg", + "text": "$$\n\\eta \\left( \\sum _ { \\tau < t } { \\widehat { \\mathcal { R } } ( W _ { \\tau } ) } \\right) + \\Big \\| W _ { t } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } \\leq \\Big \\| W _ { 0 } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } + 2 \\eta \\left( \\sum _ { \\tau < t } { \\widehat { \\mathcal { R } } ^ { ( \\tau ) } \\left( \\overline { { W } } \\right) } \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 248, + 878, + 750, + 929 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The proof of Lemma 2.6 starts from the standard iteration guarantee: ", + "bbox": [ + 173, + 103, + 625, + 118 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/86cd157126deeb20ff713e47c13d85540a260c03f9e8c69fc17edbdface9b754.jpg", + "text": "$$\n\\Big \\| { W } _ { t + 1 } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } = \\Big \\| { W } _ { t } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } - 2 \\eta _ { t } \\Big \\langle \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\Big \\rangle + \\eta _ { t } ^ { 2 } \\Big \\| \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\Big \\| _ { F } ^ { 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 227, + 126, + 767, + 156 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We can then handle the inner product term using the convexity of $\\ell$ and homogeneity of ReLU, and control $\\| \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\| _ { F } ^ { 2 }$ by $\\widehat { \\mathcal { R } } ( \\bar { W } _ { t } )$ using the above properties of $\\widehat { \\mathcal { Q } } ( W _ { t } )$ . Lemma 2.6 is similar to (Allen-Zhu & Li, 2019a, Fact D.4 and Claim D.5), where the squared loss is considered. ", + "bbox": [ + 173, + 164, + 823, + 209 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Using Lemmas 2.3 to 2.6, we can prove Theorem 2.2. Below is a proof sketch; the full proof is given in Appendix A. ", + "bbox": [ + 173, + 215, + 825, + 244 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "1. We first show that as long as $\\| w _ { s , t } - w _ { s , 0 } \\| _ { 2 } \\leq 4 \\lambda / ( \\gamma \\sqrt { m } )$ for all $1 \\leq s \\leq m$ , it holds that $\\widehat { \\mathcal { R } } ^ { ( t ) } \\left( W _ { 0 } + \\lambda \\overline { { U } } \\right) \\leq \\epsilon / 4$ . To see this, let us consider $\\widehat { \\mathcal { R } } ^ { ( 0 ) }$ first. For any $1 \\leq i \\leq$ $n$ , Lemma 2.5 ensures that $\\left| \\langle \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\rangle \\right|$ is bounded, while Lemma 2.3 ensures that $\\langle \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\rangle$ is concentrated around $\\gamma$ with a large width. As a result, with the chosen $\\lambda$ in Theorem 2.2, we can show that $\\left. \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } + \\lambda \\overline { { { U } } } \\right.$ is large, and $\\widehat { \\mathcal { R } } ^ { ( 0 ) } ( W _ { 0 } + \\lambda \\overline { { U } } )$ is small due to the exponential tail of the logistic loss. To further handle $\\widehat { \\mathcal { R } } ^ { ( t ) }$ , we use a standard NTK argument to control $ \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } + \\lambda \\overline { { U } } $ under the condition that $\\| w _ { s , t } - w _ { s , 0 } \\| _ { 2 } \\leq 4 \\lambda / ( \\gamma \\sqrt { m } )$ . ", + "bbox": [ + 212, + 256, + 825, + 386 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "2. We then prove by contradiction that the above bound on $\\lVert w _ { s , t } - w _ { s , 0 } \\rVert _ { 2 }$ holds for at least the first $T$ iterations. The key observation is that as long as $\\widehat { \\mathcal { R } } ^ { ( t ) } ( W _ { 0 } + \\lambda \\overline { { U } } ) \\le \\epsilon / 4$ , we can use it and Lemma 2.6 to control $\\textstyle \\sum _ { \\tau < t } { \\widehat { \\mathcal { Q } } } ( W _ { \\tau } )$ , and then just invoke $\\lVert w _ { s , t } - w _ { s , 0 } \\rVert _ { 2 } \\leq$ $\\textstyle \\eta \\sum _ { \\tau < t } { \\widehat { \\mathcal { Q } } } ( W _ { \\tau } ) / { \\sqrt { m } }$ . ", + "bbox": [ + 210, + 390, + 826, + 458 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The quantity $\\textstyle \\sum _ { \\tau < t } { \\widehat { \\mathcal { Q } } } ( W _ { \\tau } )$ has also been considered in prior work (Cao & Gu, 2019a; Nitanda & Suzuki, 2019), where it is bounded by $\\begin{array} { r } { \\sqrt { t } \\sqrt { \\sum _ { \\tau < t } \\widehat { \\mathscr { Q } } ( W _ { \\tau } ) ^ { 2 } } } \\end{array}$ using the CauchySchwarz inequality, which introduces a $\\sqrt { t }$ factor. To make the required width depend only on polylog $( 1 / \\epsilon )$ , we also need an upper bound on $\\sum _ { \\tau < t } \\widehat { \\mathcal { Q } } ( W _ { \\tau } )$ which depends only on $\\mathrm { p o l y l o g } ( 1 / \\epsilon )$ . Since the above analysis results in a $\\sqrt { t }$ factor, and in our case $\\Omega ( 1 / \\epsilon )$ steps are needed, it is unclear how to get a $\\mathrm { p o l y l o g } ( 1 / \\epsilon )$ width using the analysis in (Cao & Gu, 2019a; Nitanda & Suzuki, 2019). By contrast, using Lemma 2.6, we can show that $\\begin{array} { r } { \\sum _ { \\tau < t } \\widehat { \\mathcal { Q } } ( W _ { \\tau } ) \\leq 4 \\lambda / \\gamma } \\end{array}$ , which only depends on $\\ln ( 1 / \\epsilon )$ . ", + "bbox": [ + 225, + 462, + 825, + 598 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3. The claims of Theorem 2.2 then follow directly from the above two steps and Lemma 2.6. ", + "bbox": [ + 209, + 602, + 820, + 617 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3 GENERALIZATION ", + "text_level": 1, + "bbox": [ + 174, + 638, + 357, + 655 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To get a generalization bound, we naturally extend Assumption 2.1 to the following assumption. Assumption 3.1. There exists $\\bar { v } \\in \\mathcal H$ and $\\gamma > 0$ , such that $\\left. \\bar { v } ( z ) \\right. _ { 2 } \\leq 1$ for any $z \\in \\mathbb { R } ^ { d }$ , and ", + "bbox": [ + 173, + 671, + 805, + 705 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/d5b7eaf1ac08ab038e61412a999bcf0bdd1c73c4ba60305da8cab560f377c8a1.jpg", + "text": "$$\ny \\int \\left. \\bar { v } ( z ) , x \\right. \\mathbb { 1 } \\left[ \\langle z , x \\rangle > 0 \\right] \\mathrm { d } \\mu _ { \\mathcal { N } } ( z ) \\geq \\gamma\n$$", + "text_format": "latex", + "bbox": [ + 359, + 714, + 640, + 747 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "for almost all $( x , y )$ sampled from the data distribution $\\mathcal { D }$ . ", + "bbox": [ + 173, + 753, + 555, + 770 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The above assumption is also made in (Nitanda & Suzuki, 2019) for smooth activations. (Cao & Gu, 2019a) make a similar separability assumption, but in the RKHS induced by the second layer $a$ ; by contrast, Assumption 3.1 is on separability in the RKHS induced by the first layer $W$ . ", + "bbox": [ + 173, + 779, + 826, + 823 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Here is our test error bound with Assumption 3.1. ", + "bbox": [ + 174, + 829, + 498, + 843 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Theorem 3.2. Under Assumption 3.1, given any $\\epsilon \\in ( 0 , 1 )$ and any $\\delta \\in ( 0 , 1 / 4 )$ , let $\\lambda$ and $M$ be given as in Theorem 2.2: ", + "bbox": [ + 174, + 848, + 825, + 877 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/02aef5a5c4d222f6ccc413771224f1200622b109d5956f6f29bc7cfa66fa8ec2.jpg", + "text": "$$\n\\lambda : = \\frac { \\sqrt { 2 \\ln ( 4 n / \\delta ) } + \\ln ( 4 / \\epsilon ) } { \\gamma / 4 } , \\quad a n d \\quad M : = \\frac { 4 0 9 6 \\lambda ^ { 2 } } { \\gamma ^ { 6 } } .\n$$", + "text_format": "latex", + "bbox": [ + 315, + 885, + 681, + 921 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Then for any $m \\geq M$ and any constant step size $\\eta \\leq 1$ , with probability $1 - 4 \\delta$ over the random initialization and data sampling, ", + "bbox": [ + 171, + 103, + 825, + 133 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/356749766c75fca5052091aa77798eb4054d60720370f6f1a1f7dd5eabd25a1f.jpg", + "text": "$$\nP _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W _ { k } , a ) \\le 0 \\right) \\le 2 \\epsilon + \\frac { 1 6 \\left( \\sqrt { 2 \\ln ( 4 n / \\delta ) } + \\ln ( 4 / \\epsilon ) \\right) } { \\gamma ^ { 2 } \\sqrt { n } } + 6 \\sqrt { \\frac { \\ln ( 2 / \\delta ) } { 2 n } } ,\n$$", + "text_format": "latex", + "bbox": [ + 218, + 137, + 776, + 183 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where k denotes the step with the minimum empirical risk before $\\lceil 2 \\lambda ^ { 2 } / \\eta \\epsilon \\rceil$ . ", + "bbox": [ + 176, + 189, + 658, + 205 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Below is a direct corollary of Theorem 3.2. ", + "bbox": [ + 176, + 215, + 457, + 231 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Corollary 3.3. Under Assumption 3.1, given any $\\epsilon , \\delta \\in ( 0 , 1 )$ , using a constant step size no larger than 1 and let ", + "bbox": [ + 173, + 234, + 823, + 263 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/bbc065e3a4a8adcde59532aa34d7df45349e8da035efdc6fc4d8632024b73852.jpg", + "text": "$$\nn = \\widetilde \\Omega \\left( \\frac { 1 } { \\gamma ^ { 4 } \\epsilon ^ { 2 } } \\right) , \\quad a n d \\quad m = \\Omega \\left( \\frac { \\ln ( n / \\delta ) + \\ln ( 1 / \\epsilon ) ^ { 2 } } { \\gamma ^ { 8 } } \\right) ,\n$$", + "text_format": "latex", + "bbox": [ + 302, + 267, + 692, + 310 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "it holds with probability $1 - \\delta$ that $P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W _ { k } , a ) \\leq 0 \\right) \\leq \\epsilon$ , where $k$ denotes the step with the minimum empirical risk in the first $\\widetilde { \\Theta } ( ^ { 1 / \\gamma ^ { 2 } \\epsilon } )$ steps. ", + "bbox": [ + 176, + 316, + 821, + 352 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The proof of Theorem 3.2 uses the sigmoid mapping $- \\ell ^ { \\prime } ( z ) = e ^ { - z } / ( 1 + e ^ { - z } )$ , the empirical average $\\widehat { \\mathcal { Q } } ( W _ { k } )$ , and the corresponding population average $\\mathcal { Q } ( W _ { k } ) : = \\mathbb { E } _ { ( x , y ) \\sim \\mathcal { D } } \\left[ - \\ell ^ { \\prime } \\left( y f ( x ; W _ { k } , a ) \\right) \\right]$ . As noted in (Cao & Gu, 2019a), because $P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W _ { k } , a ) \\le 0 \\right) \\le { \\mathrm { \\bar { ~ 2 } } } \\mathcal { Q } ( W _ { k } ) ,$ , it is enough to control $\\mathcal { Q } ( W _ { k } )$ . As $\\widehat { \\mathcal { Q } } ( W _ { k } )$ is controlled by Theorem 2.2, it is enough to control the generalization error $\\mathcal { Q } ( W _ { k } ) - \\widehat { \\mathcal { Q } } ( W _ { k } )$ . Moreover, since $- \\ell ^ { \\prime }$ is supported on [0, 1] and 1-Lipschitz, it is enough to bound the Rademacher complexity of the function space explored by gradient descent. Invoking the bound on $\\left\\| W _ { k } ^ { \\top } - W _ { 0 } ^ { \\top } \\right\\| _ { 2 , \\infty }$ finishes the proof. The proof details are given in Appendix B. ", + "bbox": [ + 173, + 361, + 826, + 481 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Remark 3.4. To get Theorem 3.2, we use a Lipschitz-based Rademacher complexity bound. One can also use a smoothness-based Rademacher complexity bound (Srebro et al., 2010, Theorem 1) and get a sample complexity $\\widetilde { \\cal O } ( ^ { 1 / \\gamma ^ { 4 } \\epsilon } )$ . However, the bound will become complicated and some large constant will be introduced. It is an interesting open question to give a clean analysis based on smoothness. $\\diamondsuit$ ", + "bbox": [ + 173, + 483, + 825, + 556 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4 STOCHASTIC GRADIENT DESCENT ", + "text_level": 1, + "bbox": [ + 176, + 577, + 488, + 593 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "There are some different formulations of SGD. In this section, we consider SGD with an online oracle. We randomly sample $W _ { 0 }$ and $a$ , and fix $a$ during training. At step $i$ , a data example $( x _ { i } , y _ { i } )$ is sampled from the data distribution. We still let $f _ { i } ( W ) : = f ( x _ { i } ; W , a )$ , and perform the following update ", + "bbox": [ + 173, + 607, + 826, + 665 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/3f19506441328bc2db7d836dd525b8c39a4b71d9e251100509d6f5c6bd012b88.jpg", + "text": "$$\nW _ { i + 1 } : = W _ { i } - \\eta _ { i } \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { i } ) \\right) y _ { i } \\nabla f _ { i } ( W _ { i } ) .\n$$", + "text_format": "latex", + "bbox": [ + 352, + 670, + 643, + 689 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Note that here $i$ starts from 0. ", + "bbox": [ + 174, + 695, + 369, + 709 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Still with Assumption 3.1, we show the following result. ", + "bbox": [ + 178, + 715, + 544, + 731 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Theorem 4.1. Under Assumption 3.1, given any $\\epsilon , \\delta \\in ( 0 , 1 )$ , using a constant step size and $m =$ $\\Omega \\left( \\left( \\ln ( 1 / \\delta ) + \\ln ( 1 / \\epsilon ) ^ { 2 } \\right) / \\gamma ^ { 8 } \\right)$ , it holds with probability $1 - \\delta$ that ", + "bbox": [ + 171, + 734, + 823, + 772 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/679c712e978d7ef3276b298cbf322749419a39cf5a28620c0f2fbb68eda46fd1.jpg", + "text": "$$\n\\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W _ { i } , a ) \\leq 0 \\right) \\leq \\epsilon , \\quad f o r \\quad n = \\widetilde { \\Theta } ( ^ { 1 / \\gamma ^ { 2 } \\epsilon } ) .\n$$", + "text_format": "latex", + "bbox": [ + 289, + 781, + 709, + 821 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Below is a proof sketch of Theorem 4.1; the complete proof is given in Appendix C. For any $i$ and $W$ , define ", + "bbox": [ + 171, + 834, + 825, + 864 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/34f345aaf8ca6a50f546a52b581eb0bbd126adec0148035c1ca14f05d6dcf24a.jpg", + "text": "$$\n\\begin{array} { r } { \\mathcal { R } _ { i } ( W ) : = \\ell \\left( y _ { i } \\left. \\nabla f _ { i } ( W _ { i } ) , W \\right. \\right) , \\quad \\mathrm { a n d } \\quad \\mathcal { Q } _ { i } ( W ) : = - \\ell ^ { \\prime } \\left( y _ { i } \\left. \\nabla f _ { i } ( W _ { i } ) , W \\right. \\right) . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 230, + 868, + 766, + 896 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Due to homogeneity, it holds that ${ \\mathcal { R } } _ { i } ( W _ { i } ) = \\ell \\left( y _ { i } f _ { i } ( W _ { i } ) \\right)$ and $\\mathcal { Q } _ { i } ( W _ { i } ) = - \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { i } ) \\right)$ . ", + "bbox": [ + 168, + 902, + 769, + 921 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The first step is an extension of Lemma 2.6 to the SGD setting, with a similar proof. ", + "bbox": [ + 174, + 102, + 723, + 118 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Lemma 4.2. With a constant step size $\\eta \\leq 1$ , for any $\\overline { W }$ and any $i \\geq 0 ,$ , ", + "bbox": [ + 174, + 119, + 645, + 136 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/80a4071823e09f3231b598e40b4edf84897044080e9835a204e6ec9f8225294d.jpg", + "text": "$$\n\\eta \\left( \\sum _ { t < i } \\mathcal { R } _ { t } ( W _ { t } ) \\right) + \\Big | \\Big | W _ { i } - \\overline { { W } } \\Big | \\Big | _ { F } ^ { 2 } \\leq \\Big | \\Big | W _ { 0 } - \\overline { { W } } \\Big | \\Big | _ { F } ^ { 2 } + 2 \\eta \\left( \\sum _ { t < i } \\mathcal { R } _ { t } \\left( \\overline { { W } } \\right) \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 253, + 136, + 745, + 186 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "With Lemma 4.2, we can also extend Theorem 2.2 to the SGD setting and get a bound on $\\textstyle \\sum _ { i < n } { \\mathcal { Q } } _ { i } ( W _ { i } )$ , using a similar proof. To further get a bound on the cumulative population risk $\\textstyle \\sum _ { i < n } { \\mathcal { Q } } ( W _ { i } )$ , the key observation is that $\\begin{array} { r } { \\sum _ { i < n } \\left( \\mathcal { Q } ( W _ { i } ) - \\mathcal { Q } _ { i } ( W _ { i } ) \\right) } \\end{array}$ is a martingale. Using a martingale Bernstein bound, we prove the following lemma; applying it finishes the proof of Theorem 4.1. ", + "bbox": [ + 173, + 194, + 826, + 267 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Lemma 4.3. Given any $\\delta \\in ( 0 , 1 )$ , with probability $1 - \\delta$ , ", + "bbox": [ + 173, + 268, + 558, + 284 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/8d565db5d8e2730e310756e217b529d02bcdd83d6ceb4f3986ee442b8f27b26e.jpg", + "text": "$$\n\\sum _ { t < i } \\mathcal { Q } ( W _ { t } ) \\leq 4 \\sum _ { t < i } \\mathcal { Q } _ { t } ( W _ { t } ) + 4 \\ln \\left( \\frac { 1 } { \\delta } \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 357, + 286, + 637, + 325 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5 ON SEPARABILITY ", + "text_level": 1, + "bbox": [ + 174, + 340, + 359, + 356 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In this section we give some discussion on Assumption 2.1, the separability of the NTK. The proofs are all given in Appendix D. ", + "bbox": [ + 173, + 369, + 823, + 400 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Given a training set $\\left\\{ \\left( x _ { i } , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }$ , the linear kernel is defined as $K _ { 0 } ( x _ { i } , x _ { j } ) : = \\langle x _ { i } , x _ { j } \\rangle$ . The maximum margin achievable by a linear classifier is given by ", + "bbox": [ + 174, + 405, + 821, + 436 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/3ed11d2a2dc7ef704a738c7c1f7933657058d3f81241b81f779df992b614aee6.jpg", + "text": "$$\n\\gamma _ { 0 } : = \\operatorname* { m i n } _ { q \\in \\Delta _ { n } } \\sqrt { \\left( q \\odot y \\right) ^ { \\top } K _ { 0 } \\left( q \\odot y \\right) } .\n$$", + "text_format": "latex", + "bbox": [ + 379, + 438, + 619, + 469 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\Delta _ { n }$ denotes the probability simplex and $\\odot$ denotes the Hadamard product. In addition to the dual definition eq. (5.1), when $\\gamma _ { 0 } > 0$ there also exists a maximum margin classifier $\\bar { u }$ which gives a primal characterization of $\\gamma _ { 0 }$ : it holds that $\\left. \\bar { u } \\right. _ { 2 } = 1$ and $y _ { i } \\left. \\bar { u } , x _ { i } \\right. \\geq \\bar { \\gamma } _ { 0 }$ for all $i$ . ", + "bbox": [ + 173, + 472, + 826, + 515 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In this paper we consider another kernel, the infinite-width NTK with respect to the first layer: ", + "bbox": [ + 168, + 520, + 790, + 535 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/ee5cb84a2d79b711ca185a6420f4d6c9acf1adc1fa31af5636b1330246d78b41.jpg", + "text": "$$\n\\begin{array} { r l } & { K _ { 1 } \\left( x _ { i } , x _ { j } \\right) : = \\mathbb { E } \\left[ \\displaystyle \\frac { \\partial f ( x _ { i } ; W _ { 0 } , a ) } { \\partial W _ { 0 } } , \\displaystyle \\frac { \\partial f ( x _ { j } ; W _ { 0 } , a ) } { \\partial W _ { 0 } } \\right] } \\\\ & { \\quad \\quad \\quad \\quad = \\mathbb { E } _ { w \\sim { \\cal N } ( 0 , I _ { d } ) } \\left[ \\left. x _ { i } { 1 } \\left[ \\langle x _ { i } , w \\rangle > 0 \\right] , x _ { j } { 1 } \\left[ \\langle x _ { j } , w \\rangle > 0 \\right] \\right. \\right] = \\langle \\phi _ { i } , \\phi _ { j } \\rangle _ { \\mathcal { H } } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 217, + 536, + 779, + 601 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Here $\\phi$ and $\\mathcal { H }$ are defined at the beginning of Section 2. Similar to the dual definition of $\\gamma _ { 0 }$ , the margin given by $K _ { 1 }$ is defined as ", + "bbox": [ + 173, + 599, + 826, + 628 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/7579cb278634a137aafd78eacb042b850f0b0b3230835e9ae92270b773fa9de8.jpg", + "text": "$$\n\\gamma _ { 1 } : = \\operatorname* { m i n } _ { q \\in \\Delta _ { n } } \\sqrt { \\left( q \\odot y \\right) ^ { \\top } K _ { 1 } \\left( q \\odot y \\right) } .\n$$", + "text_format": "latex", + "bbox": [ + 379, + 630, + 619, + 662 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We can also give a primal characterization of $\\gamma _ { 1 }$ when it is positive. ", + "bbox": [ + 173, + 664, + 616, + 679 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Proposition 5.1. If $\\gamma _ { 1 } > 0$ , then there exists $\\hat { v } \\in \\mathcal H$ such that $\\| \\hat { v } \\| _ { \\mathcal { H } } = 1$ , and $y _ { i } \\left. \\hat { v } , \\phi _ { i } \\right. _ { \\mathcal { H } } \\geq \\gamma _ { 1 }$ for any $1 \\leq i \\leq n$ . Additionally $\\left. \\hat { v } ( z ) \\right. _ { 2 } \\leq 1 / \\gamma _ { 1 }$ for any $z \\in \\mathbb { R } ^ { d }$ . ", + "bbox": [ + 171, + 680, + 821, + 713 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The proof is given in Appendix $\\mathrm { D }$ , and uses the Fenchel duality theory. Using the upper bound $\\| \\hat { v } ( z ) \\| _ { 2 } \\le 1 \\breve { / } \\gamma _ { 1 }$ , we can see that $\\gamma _ { 1 } \\hat { v }$ satisfies Assumption 2.1 with $\\gamma \\geq \\gamma _ { 1 } ^ { 2 }$ . However, such an upper bound $\\left\\| \\hat { v } ( z ) \\right\\| _ { 2 } \\le 1 / \\gamma _ { 1 }$ might be too loose, which leads to a bad rate. In fact, as shown later, in some cases we can construct $\\bar { v }$ directly which satisfies Assumption 2.1 with a large $\\gamma$ . For this reason, we choose to make Assumption 2.1 instead of assuming a positive $\\gamma _ { 1 }$ . ", + "bbox": [ + 173, + 719, + 825, + 795 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "However, we can use $\\gamma _ { 1 }$ to show that Assumption 2.1 always holds when there are no parallel inputs. Oymak & Soltanolkotabi (2019, Corollary I.2) prove that if for any two feature vectors $x _ { i }$ and $x _ { j }$ , we have $\\| x _ { i } - x _ { j } \\| _ { 2 } \\geq \\theta$ and $\\| x _ { i } + x _ { j } \\| _ { 2 } \\geq \\theta$ for some $\\theta > 0$ , then the minimum eigenvalue of $K _ { 1 }$ is at least $\\theta / ( 1 0 0 n ^ { 2 } )$ . For arbitrary labels $y \\in \\{ - 1 , + 1 \\} ^ { n }$ , since $\\| q \\odot y \\| _ { 2 } \\ge 1 / \\sqrt { n }$ , we have the worst case bound $\\gamma _ { 1 } ^ { 2 } \\geq \\theta / 1 0 0 n ^ { 3 }$ . A direct improvement of this bound is $\\theta / 1 0 0 n _ { S } ^ { 3 }$ , where $n _ { S }$ denotes the number of support vectors, which could be much smaller than $n$ with real world data. ", + "bbox": [ + 173, + 799, + 825, + 888 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "On the other hand, given any training set $\\left\\{ \\left( x _ { i } , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }$ which may have a large margin, replacing $y$ with random labels would destroy the margin, which is what should be expected. ", + "bbox": [ + 174, + 893, + 823, + 924 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Proposition 5.2. Given any training set $\\left\\{ \\left( x _ { i } , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }$ , if the true labels y are replaced with random labels $\\epsilon \\sim$ unif $( \\{ - 1 , + 1 \\} ^ { n } )$ , then with probability 0.9 over the random labels, it holds that $\\gamma _ { 1 } \\leq$ $1 / { \\sqrt { 2 0 n } }$ . ", + "bbox": [ + 173, + 101, + 825, + 152 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Although the above bounds all have a polynomial dependency on $n$ , they hold for arbitrary or random labels, and thus do not assume any relationship between the features and labels. Next we give some examples where there is a strong feature-label relationship, and thus a much larger margin can be proved. ", + "bbox": [ + 173, + 161, + 825, + 218 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.1 THE LINEARLY SEPARABLE CASE ", + "text_level": 1, + "bbox": [ + 174, + 234, + 444, + 250 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Suppose the data distribution is linearly separable with margin $\\gamma _ { 0 }$ : there exists a unit vector $\\bar { u }$ such that $\\stackrel { \\cdot } { y } \\left. \\bar { u } , x \\right. \\geq \\gamma _ { 0 }$ almost surely. Then we can define $\\bar { v } ( z ) : = \\bar { u }$ for any $z \\in \\mathbb { R } ^ { d }$ . For almost all $( x , y )$ , we have ", + "bbox": [ + 174, + 261, + 823, + 304 + ], + "page_idx": 8 + }, + { + "type": "equation", + "img_path": "images/5cfd56a91f625085705e2960461b2bfe988efeb4c8537ef49d28bc357f8b0cac.jpg", + "text": "$$\n\\begin{array} { r l r } { { y \\int \\bar { v } ( z ) , x \\mathbb { 1 } [ z , x > 0 ] \\mathrm { d } \\mu _ { \\mathcal { N } } ( z ) = \\int y \\bar { u } , x \\mathbb { 1 } [ z , x > 0 ] \\mathrm { d } \\mu _ { \\mathcal { N } } ( z ) } } \\\\ & { } & { \\geq \\gamma \\int \\mathbb { 1 } [ z , x > 0 ] \\mathrm { d } \\mu _ { \\mathcal { N } } ( z ) } \\\\ & { } & { = \\frac { \\gamma _ { 0 } } { 2 } , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 253, + 306, + 745, + 401 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "and thus Assumption 2.1 holds with $\\gamma = \\gamma _ { 0 } / 2$ . ", + "bbox": [ + 174, + 402, + 482, + 417 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.2 THE NOISY 2-XOR DISTRIBUTION ", + "text_level": 1, + "bbox": [ + 174, + 433, + 452, + 449 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We consider the noisy 2-XOR distribution introduced in (Wei et al., 2018). It is the uniform distribution over the following $2 ^ { d }$ points: ", + "bbox": [ + 174, + 459, + 825, + 488 + ], + "page_idx": 8 + }, + { + "type": "equation", + "img_path": "images/ca321be091e3b3aecad9c7fda2eaebf928803a1cd2a0998c5b6759dbc374690b.jpg", + "text": "$$\n\\begin{array} { c l } { { x _ { 1 } , x _ { 2 } , y , x _ { 3 } , \\ldots , x _ { d } \\big ) \\in \\{ ( \\displaystyle \\frac { 1 } { \\sqrt { d - 1 } } , 0 , 1 ) , ( 0 , \\displaystyle \\frac { 1 } { \\sqrt { d - 1 } } , - 1 ) , ( \\displaystyle \\frac { - 1 } { \\sqrt { d - 1 } } , 0 , 1 ) , ( 0 , \\displaystyle \\frac { - 1 } { \\sqrt { d - 1 } } , - 1 ) } } \\\\ { { \\times \\{ \\displaystyle \\frac { - 1 } { \\sqrt { d - 1 } } , \\displaystyle \\frac { 1 } { \\sqrt { d - 1 } } \\} ^ { d - 2 } . } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 181, + 489, + 839, + 565 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The factor $^ 1 / \\sqrt { d - 1 }$ ensures that $\\| { \\boldsymbol { x } } \\| _ { 2 } = 1$ , and $\\times$ above denotes the Cartesian product. Here the label $y$ only depends on the first two coordinates of the input $x$ . ", + "bbox": [ + 173, + 568, + 823, + 597 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "To construct $\\bar { v }$ , we first decompose $\\mathbb { R } ^ { 2 }$ into four regions: ", + "bbox": [ + 173, + 602, + 544, + 617 + ], + "page_idx": 8 + }, + { + "type": "equation", + "img_path": "images/693f6cb56e2eaecfea147b0b708473982e3f37eb626b0b6ed00d9a05be041386.jpg", + "text": "$$\n\\begin{array} { r l } & { A _ { 1 } : = \\left\\{ \\left( z _ { 1 } , z _ { 2 } \\right) \\bigm | z _ { 1 } \\geq 0 , \\left| z _ { 1 } \\right| \\geq \\left| z _ { 2 } \\right| \\right\\} , } \\\\ & { A _ { 2 } : = \\left\\{ \\left( z _ { 1 } , z _ { 2 } \\right) \\bigm | z _ { 2 } > 0 , \\left| z _ { 1 } \\right| < \\left| z _ { 2 } \\right| \\right\\} , } \\\\ & { A _ { 3 } : = \\left\\{ \\left( z _ { 1 } , z _ { 2 } \\right) \\bigm | z _ { 1 } \\leq 0 , \\left| z _ { 1 } \\right| \\geq \\left| z _ { 2 } \\right| \\right\\} \\setminus \\{ \\left( 0 , 0 \\right) \\} , } \\\\ & { A _ { 4 } : = \\left\\{ \\left( z _ { 1 } , z _ { 2 } \\right) \\bigm | z _ { 2 } < 0 , \\left| z _ { 1 } \\right| < \\left| z _ { 2 } \\right| \\right\\} . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 334, + 619, + 661, + 702 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Then $\\bar { v }$ can de defined as follows. It only depends on the first two coordinates of $z$ . ", + "bbox": [ + 174, + 702, + 715, + 717 + ], + "page_idx": 8 + }, + { + "type": "equation", + "img_path": "images/b353cf695f3649ddcc95e10784aa9be8b64cc963f53d80294bf72644b8963cee.jpg", + "text": "$$\n\\bar { v } ( z ) : = \\left\\{ \\begin{array} { l l } { ( 1 , 0 , 0 , \\ldots , 0 ) } & { \\mathrm { i f ~ } ( z _ { 1 } , z _ { 2 } ) \\in A _ { 1 } , } \\\\ { ( 0 , - 1 , 0 , \\ldots , 0 ) } & { \\mathrm { i f ~ } ( z _ { 1 } , z _ { 2 } ) \\in A _ { 2 } , } \\\\ { ( - 1 , 0 , 0 , \\ldots , 0 ) } & { \\mathrm { i f ~ } ( z _ { 1 } , z _ { 2 } ) \\in A _ { 3 } , } \\\\ { ( 0 , 1 , 0 , \\ldots , 0 ) } & { \\mathrm { i f ~ } ( z _ { 1 } , z _ { 2 } ) \\in A _ { 4 } . } \\end{array} \\right.\n$$", + "text_format": "latex", + "bbox": [ + 344, + 719, + 651, + 792 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The following result shows that $\\gamma = \\Omega ( 1 / d )$ . Note that $n$ could be as large as $2 ^ { d }$ , in which case $\\gamma$ is basically $O \\left( 1 / \\ln ( n ) \\right)$ . ", + "bbox": [ + 173, + 803, + 823, + 834 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Proposition 5.3. For any $( x , y )$ sampled from the noisy 2-XOR distribution and any $d \\geq 3$ , it holds that ", + "bbox": [ + 174, + 837, + 823, + 866 + ], + "page_idx": 8 + }, + { + "type": "equation", + "img_path": "images/2b6525a5ead0168ff49ef32e643428b7d76374e4b741e51d1e38dec2c2afa8f0.jpg", + "text": "$$\ny \\int \\left. \\bar { v } ( z ) , x \\right. \\mathbb { 1 } \\left[ \\left. z , x \\right. > 0 \\right] \\mathrm { d } \\mu _ { \\mathcal { N } } ( z ) \\geq \\frac { 1 } { 6 0 d } .\n$$", + "text_format": "latex", + "bbox": [ + 348, + 867, + 650, + 900 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We can prove two other interesting results for the noisy 2-XOR data. ", + "bbox": [ + 173, + 909, + 624, + 924 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The width needs a $\\mathrm { p o l y } ( 1 / \\gamma )$ dependency for initial separability. The first step of an NTK analysis is to show that $\\left\\{ \\left( \\nabla f _ { i } ( W _ { 0 } ) , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }$ is separable. Proposition 5.4 gives an example where $\\left\\{ \\left( \\nabla f _ { i } ( W _ { 0 } ) , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }$ is nonseparable when the network is narrow. ", + "bbox": [ + 174, + 103, + 825, + 154 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Proposition 5.4. Let $D = \\{ ( x _ { i } , y _ { i } ) \\} _ { i = 1 } ^ { 4 }$ denote an arbitrary subset of the noisy 2-XOR dataset√ such that $x _ { i }$ ’s have the same last $( d - 2 )$ coordinates. For any $d \\geq 2 0$ , if $m \\leq \\sqrt { d - 2 } / 4$ , then with probability $1 / 2$ over the random initialization of $W _ { 0 }$ , for any weights $V \\in \\mathbb { R } ^ { m \\times d }$ , it holds that $y _ { i } \\left. V , \\nabla f _ { i } ( W _ { 0 } ) \\right. \\leq 0$ for at least one $i \\in \\{ 1 , 2 , 3 , 4 \\}$ . ", + "bbox": [ + 174, + 156, + 825, + 218 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "For the noisy 2-XOR data, the separator $\\bar { v }$ given by eq. (5.3) has margin $\\gamma = \\Omega ( 1 / d )$ , and $1 / \\gamma =$ $O ( d )$ . As a result, if we want $\\left\\{ \\left( \\nabla f _ { i } ( W _ { 0 } ) , y _ { i } \\right) \\right\\} _ { { i = 1 } } ^ { n }$ to be separable, the width has to be $\\Omega ( 1 / \\sqrt { \\gamma } )$ . For a smaller width, gradient descent might still be able to solve the problem, but a beyond-NTK analysis would be needed. ", + "bbox": [ + 173, + 228, + 825, + 287 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "A tight sample complexity upper bound for the infinite-width NTK. (Wei et al., 2018) give a $d ^ { 2 }$ sample complexity lower bound for any NTK classifier on the noisy 2-XOR data. It turns out that $\\gamma$ could give a matching sample complexity upper bound for the NTK and SGD. ", + "bbox": [ + 173, + 301, + 826, + 344 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "(Wei et al., 2018) consider the infinite-width NTK with respect to both layers. For the first layer, the infinite-width NTK $K _ { 1 }$ is defined in Section 5, and the corresponding RKHS $\\mathcal { H }$ and RKHS mapping $\\phi$ is defined in Section 2. For the second layer, the infinite width NTK is defined by ", + "bbox": [ + 173, + 351, + 823, + 393 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/e3dbfc0265ae5b7258d5f7dd9a4fbc8c8c5216045a3ecbf5d988064b9517b57d.jpg", + "text": "$$\n\\begin{array} { r l } & { { K } _ { 2 } \\left( { { x } _ { i } } , { { x } _ { j } } \\right) : = \\mathbb { E } \\left[ \\frac { \\partial f \\left( { { x } _ { i } } ; { { W } _ { 0 } } , \\boldsymbol { a } \\right) } { \\partial \\boldsymbol { a } } , \\frac { \\partial f \\left( { { x } _ { j } } ; { { W } _ { 0 } } , \\boldsymbol { a } \\right) } { \\partial \\boldsymbol { a } } \\right] } \\\\ & { \\quad \\quad \\quad = \\mathbb { E } _ { w \\sim \\mathcal { N } ( 0 , { { I } _ { d } } ) } \\left[ \\sigma \\left( \\left. w , { { x } _ { i } } \\right. \\right) \\sigma \\left( \\left. w , { { x } _ { j } } \\right. \\right) \\right] . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 318, + 397, + 679, + 460 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The corresponding RKHS $\\kappa$ and inner product $\\langle w _ { 1 } , w _ { 2 } \\rangle _ { \\mathcal { K } }$ are given by ", + "bbox": [ + 174, + 463, + 640, + 479 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/f7c4d71a62f3c7778299ef801cf2014bc55160ea6fb94f5f43435ea654c2ff35.jpg", + "text": "$$\n{ \\mathcal K } : = \\left\\{ w : \\mathbb { R } ^ { d } \\to \\mathbb { R } \\bigg | \\int w ( z ) ^ { 2 } \\mathrm { d } \\mu _ { N } ( z ) < \\infty \\right\\} , \\quad \\mathrm { a n d } \\quad \\langle w _ { 1 } , w _ { 2 } \\rangle _ { \\mathcal K } = \\int w _ { 1 } ( z ) w _ { 2 } ( z ) \\mathrm { d } \\mu _ { N } ( z ) .\n$$", + "text_format": "latex", + "bbox": [ + 179, + 483, + 813, + 518 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Given any $x \\in \\mathbb { R } ^ { d }$ , it is mapped into $\\psi _ { x } \\in \\mathcal { K }$ , where $\\psi _ { x } ( z ) : = \\sigma \\left( \\langle z , x \\rangle \\right)$ . It holds that $K _ { 2 } ( x _ { i } , x _ { j } ) =$ $\\langle \\psi _ { x _ { i } } , \\psi _ { x _ { j } } \\rangle _ { K }$ . The infinite-width NTK with respect to both layers is just $K _ { 1 } + K _ { 2 }$ . The corresponding RHKS is just $\\mathcal { H } \\times \\mathcal { K }$ with the inner product ", + "bbox": [ + 174, + 523, + 825, + 568 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/c61b70892d18de3b2262b278c1a670deecbe787ac658a666be0e4dc291ceb889.jpg", + "text": "$$\n\\langle ( v _ { 1 } , w _ { 1 } ) , ( v _ { 2 } , w _ { 2 } ) \\rangle _ { \\mathcal { H } \\times K } = \\langle v _ { 1 } , v _ { 2 } \\rangle _ { \\mathcal { H } } + \\langle w _ { 1 } , w _ { 2 } \\rangle _ { K } .\n$$", + "text_format": "latex", + "bbox": [ + 328, + 571, + 669, + 590 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The classifier $\\bar { v }$ considered in eq. (5.3) has a unit norm (i.e., $\\| \\bar { v } \\| _ { \\mathcal { H } } = 1 ,$ ) and margin $\\gamma$ on the space $\\mathcal { H }$ . On $\\mathcal { H } \\times \\mathcal { K }$ , it is enough to consider $( \\bar { v } , 0 )$ , which also has a unit norm and margin $\\gamma$ . Since the infinite-width NTK model is a linear model in $\\mathcal { H } \\times \\mathcal { K }$ , (Ji & Telgarsky, 2018, Lemma 2.5) can be used to show that SGD on the RKHS $\\mathcal { H } \\times \\mathcal { K }$ could obtain a test error of $\\epsilon$ with a sample complexity of $\\widetilde { \\cal O } ( 1 / \\gamma ^ { 2 } \\epsilon )$ . (The analysis in (Ji & Telgarsky, 2018) is done in $\\mathbb { R } ^ { d }$ , but it still works with a well-defined inner product.) Since $\\gamma = \\Omega ( 1 / d )$ , to achieve a constant test accuracy we need $\\widetilde O ( d ^ { 2 } )$ samples. This mathces (up to logarithmic factors) the sample complexity lower bound of $d ^ { 2 }$ given by Wei et al. (2018). ", + "bbox": [ + 173, + 599, + 825, + 718 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "6 OPEN PROBLEMS ", + "text_level": 1, + "bbox": [ + 176, + 738, + 348, + 753 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "In this paper, we analyze gradient descent on a two-layer network in the NTK regime, where the weights stay close to the initialization. It is an interesting open question if gradient descent learns something beyond the NTK, after the iterates move far enough from the initial weights. It is also interesting to extend our analysis to other architectures, such as multi-layer networks, convolutional networks, and residual networks. Finally, in this paper we only discuss binary classification; it is interesting to see if it is possible to get similar results for other tasks, such as regression. ", + "bbox": [ + 174, + 768, + 825, + 853 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "ACKNOWLEDGEMENTS ", + "text_level": 1, + "bbox": [ + 176, + 871, + 334, + 883 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The authors are grateful for support from the NSF under grant IIS-1750051, and from NVIDIA via a GPU grant. ", + "bbox": [ + 173, + 895, + 823, + 924 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "REFERENCES ", + "text_level": 1, + "bbox": [ + 174, + 102, + 287, + 118 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Zeyuan Allen-Zhu and Yuanzhi Li. What can resnet learn efficiently, going beyond kernels? arXiv preprint arXiv:1905.10337, 2019a. ", + "bbox": [ + 173, + 126, + 823, + 155 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Zeyuan Allen-Zhu and Yuanzhi Li. Can sgd learn recurrent neural networks with provable generalization? arXiv preprint arXiv:1902.01028, 2019b. 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An improved analysis of training over-parameterized deep neural networks. arXiv preprint arXiv:1906.04688, 2019. ", + "bbox": [ + 174, + 378, + 823, + 409 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Difan Zou, Yuan Cao, Dongruo Zhou, and Quanquan Gu. Stochastic gradient descent optimizes over-parameterized deep relu networks. arXiv preprint arXiv:1811.08888, 2018. ", + "bbox": [ + 174, + 415, + 823, + 445 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "A OMITTED PROOFS FROM SECTION 2 ", + "text_level": 1, + "bbox": [ + 174, + 469, + 509, + 487 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Proof of Lemma 2.3. By Assumption 2.1, given any $1 \\leq i \\leq n$ , ", + "bbox": [ + 173, + 501, + 593, + 517 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/d825d6279a4010f2e30e73c65fe0cdc3e289e630fe0386c3f669956c4f65f976.jpg", + "text": "$$\n\\mu : = \\mathbb { E } _ { w \\sim \\mathcal { N } ( 0 , I _ { d } ) } \\left[ y _ { i } \\left. \\bar { v } ( w ) , x _ { i } \\right. \\mathbb { 1 } \\left[ \\left. w , x _ { i } \\right. > 0 \\right] \\right] \\geq \\gamma .\n$$", + "text_format": "latex", + "bbox": [ + 316, + 522, + 679, + 549 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "On the other hand, ", + "bbox": [ + 174, + 554, + 297, + 569 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/0e33bbcde2e05e98c335fd1522357eae9e0b02955cf9b35e112a8954c1a33ffd.jpg", + "text": "$$\ny _ { i } f _ { i } ^ { ( 0 ) } \\left( \\overline { { U } } \\right) = \\frac { 1 } { m } \\sum _ { s = 1 } ^ { m } y _ { i } \\left. \\bar { v } ( w _ { s , 0 } ) , x _ { i } \\right. \\mathbb { 1 } \\left[ \\left. w _ { s , 0 } , x _ { i } \\right. > 0 \\right]\n$$", + "text_format": "latex", + "bbox": [ + 312, + 574, + 686, + 614 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "is the empirical mean of i.i.d. r.v.’s supported on $[ - 1 , + 1 ]$ with mean $\\mu$ . Therefore by Hoeffding’s inequality, with probability $1 - \\delta / n$ , ", + "bbox": [ + 173, + 619, + 823, + 650 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/20b7b4f8cc12a46b2b887cddba52568f4d31d361eadab0a92a020bcc2d4e42cb.jpg", + "text": "$$\ny _ { i } f _ { i } ^ { ( 0 ) } \\left( \\overline { { U } } \\right) - \\gamma \\geq y _ { i } f _ { i } ^ { ( 0 ) } \\left( \\overline { { U } } \\right) - \\mu \\geq - \\sqrt { \\frac { 2 \\ln ( n / \\delta ) } { m } } .\n$$", + "text_format": "latex", + "bbox": [ + 323, + 655, + 673, + 690 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Applying a union bound finishes the proof. ", + "bbox": [ + 176, + 694, + 455, + 710 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Proof of Lemma 2.4. Given any fixed $\\epsilon _ { 2 }$ and $1 \\leq i \\leq n$ , ", + "bbox": [ + 174, + 724, + 544, + 741 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/4a062f8dbbc2ccf117fc995c2c456ce67d97da65ad7d5a9980570e6951084c66.jpg", + "text": "$$\n\\mathbb { E } \\left[ \\alpha _ { i } ( W _ { 0 } , \\epsilon _ { 2 } ) \\right] = \\mathbb { P } \\left( \\left| \\langle w , x _ { i } \\rangle \\right| \\leq \\epsilon _ { 2 } \\right) \\leq \\frac { 2 \\epsilon _ { 2 } } { \\sqrt { 2 \\pi } } = \\sqrt { \\frac { 2 } { \\pi } } \\epsilon _ { 2 } ,\n$$", + "text_format": "latex", + "bbox": [ + 308, + 746, + 686, + 782 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "because $\\langle w , x _ { i } \\rangle$ is a standard Gaussian r.v. and the density of standard Gaussian has maximum $1 / { \\sqrt { 2 \\pi } }$ . Since $\\alpha _ { i } ( W _ { 0 } , \\epsilon _ { 2 } )$ is the empirical mean of Bernoulli r.v.’s, by Hoeffding’s inequality, with probability $1 - \\delta / n$ , ", + "bbox": [ + 173, + 787, + 825, + 833 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/f79d5ea2dd4f81490f514e6945a3a1a010bd0d2728eaae3565487b8bbd67db3b.jpg", + "text": "$$\n\\alpha _ { i } ( W _ { 0 } , \\epsilon _ { 2 } ) \\leq \\mathbb { E } \\left[ \\alpha _ { i } ( W _ { 0 } , \\epsilon _ { 2 } ) \\right] + \\sqrt { \\frac { \\ln ( n / \\delta ) } { 2 m } } \\leq \\sqrt { \\frac { 2 } { \\pi } } \\epsilon _ { 2 } + \\sqrt { \\frac { \\ln ( n / \\delta ) } { 2 m } } .\n$$", + "text_format": "latex", + "bbox": [ + 272, + 838, + 723, + 875 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Applying a union bound finishes the proof. ", + "bbox": [ + 176, + 878, + 455, + 895 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "To prove Lemma 2.5, we need the following technical result. ", + "bbox": [ + 173, + 909, + 573, + 924 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Lemma A.1. Consider the random vector $\\boldsymbol { X } = ( X _ { 1 } , \\ldots , X _ { m } )$ , where $X _ { i } = \\sigma ( Z _ { i } )$ for some $\\sigma :$ $\\mathbb { R } \\to \\mathbb { R }$ that is 1-Lipschitz, and $Z _ { i }$ are i.i.d. standard Gaussian r.v.’s. Then the r.v. $\\| X \\| _ { 2 }$ is 1-subGaussian, and thus with probability $1 - \\delta$ , ", + "bbox": [ + 173, + 102, + 825, + 146 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/30a1d07757d86da0f7c69f016d1dfb370d41ebced59fc5f246707304670429f5.jpg", + "text": "$$\n\\| X \\| _ { 2 } - \\mathbb { E } \\left[ \\| X \\| _ { 2 } \\right] \\leq { \\sqrt { 2 \\ln ( 1 / \\delta ) } } .\n$$", + "text_format": "latex", + "bbox": [ + 382, + 154, + 614, + 175 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Proof. Given $a \\in \\mathbb { R } ^ { m }$ , define ", + "bbox": [ + 174, + 195, + 370, + 210 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/18d5223112c479dd4ddd6a86593656ae3b31fedf2d991069a60d5aeb4ce03743.jpg", + "text": "$$\nf ( \\boldsymbol { a } ) = \\sqrt { \\sum _ { i = 1 } ^ { m } \\sigma ( a _ { i } ) ^ { 2 } } = \\left\\| \\sigma ( \\boldsymbol { a } ) \\right\\| _ { 2 } ,\n$$", + "text_format": "latex", + "bbox": [ + 385, + 219, + 611, + 270 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "where $\\sigma ( a )$ is obtained by applying $\\sigma$ coordinate-wisely to $a$ . For any $a , b \\in \\mathbb { R } ^ { m }$ , by the triangle inequality, we have ", + "bbox": [ + 171, + 277, + 825, + 308 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/aaf837b66d0f69b5177fdfd7341dc4d141bbfff8143f1d8e14c7e7a266a5142c.jpg", + "text": "$$\n| f ( a ) - f ( b ) | = | \\| \\sigma ( a ) \\| _ { 2 } - \\| \\sigma ( b ) \\| _ { 2 } | \\leq | | \\sigma ( a ) - \\sigma ( b ) \\| _ { 2 } = \\sqrt { \\sum _ { i = 1 } ^ { m } ( \\sigma ( a _ { i } ) - \\sigma ( b _ { i } ) ) ^ { 2 } } ,\n$$", + "text_format": "latex", + "bbox": [ + 215, + 315, + 779, + 366 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "and by further using the 1-Lipschitz continuity of $\\sigma$ , we have ", + "bbox": [ + 173, + 372, + 575, + 388 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/b4b7c6a60a03859ef31b905abd12225a377fcfc32d513cc1c890be3ff074a1c2.jpg", + "text": "$$\n\\left| f ( a ) - f ( b ) \\right| \\leq \\sqrt { \\sum _ { i = 1 } ^ { m } \\left( \\sigma ( a _ { i } ) - \\sigma ( b _ { i } ) \\right) ^ { 2 } } \\leq \\sqrt { \\sum _ { i = 1 } ^ { m } ( a _ { i } - b _ { i } ) ^ { 2 } } = \\| a - b \\| _ { 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 253, + 396, + 743, + 448 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "As a result, $f$ is a 1-Lipschitz continuous function w.r.t. the $\\ell _ { 2 }$ norm, indeed $f ( X )$ is 1-sub-Gaussian and the bound follows by Gaussian concentration (Wainwright, 2015, Theorem 2.4). ", + "bbox": [ + 171, + 455, + 825, + 484 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Proof of Lemma 2.5. Given $1 \\leq i \\leq n$ , let $h _ { i } = \\sigma ( W _ { 0 } x _ { i } ) / \\sqrt { m }$ . By Lemma A.1, $\\| h _ { i } \\| _ { 2 }$ is subGaussian with variance proxy $1 / m$ , and with probability at least $1 - \\delta / 2 n$ over $W _ { 0 }$ , ", + "bbox": [ + 173, + 506, + 821, + 536 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/b356768aaf83c7c621226e7960585ca5f917eca10968fd06a49e0ecc48dbe0d7.jpg", + "text": "$$\n\\| h _ { i } \\| _ { 2 } - \\mathbb { E } \\left[ \\| h _ { i } \\| _ { 2 } \\right] \\leq \\sqrt { \\frac { 2 \\ln ( 2 n / \\delta ) } { m } } \\leq \\sqrt { \\frac { 2 \\ln ( 2 n / \\delta ) } { 2 5 \\ln ( 2 n / \\delta ) } } \\leq 1 - \\frac { \\sqrt { 2 } } { 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 277, + 545, + 720, + 587 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "On the other hand, by Jensen’s inequality, ", + "bbox": [ + 174, + 594, + 449, + 609 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/a901a6bb2d22c983316ef7befd80dba9556d5ea55d81a078de9633c8c74ca23d.jpg", + "text": "$$\n\\mathbb { E } \\left[ \\Vert h _ { i } \\Vert _ { 2 } \\right] \\leq \\sqrt { \\mathbb { E } \\left[ \\Vert h _ { i } \\Vert _ { 2 } ^ { 2 } \\right] } = \\frac { \\sqrt { 2 } } { 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 385, + 618, + 611, + 651 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "As a result, with probability $1 - \\delta / 2 n$ , it holds that $\\| h _ { i } \\| _ { 2 } \\leq 1$ . By a union bound, with probability $1 - \\delta / 2$ over $W _ { 0 }$ , for all $1 \\leq i \\leq n$ , we have $\\| h _ { i } \\| _ { 2 } \\leq 1$ . ", + "bbox": [ + 173, + 659, + 823, + 690 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "For any $W _ { 0 }$ such that the above event holds, and for any $1 \\leq i \\leq n$ , the r.v. $\\langle h _ { i } , a \\rangle$ is sub-Gaussian with variance proxy $\\| h _ { i } \\| _ { 2 } ^ { 2 } \\leq 1$ . By Hoeffding’s inequality, with probability $1 - \\delta / { 2 n }$ over $a$ , ", + "bbox": [ + 173, + 695, + 823, + 724 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/297d53a55ceca08fcc7b775733202829b281ee751aa194e9fc1b88945d706c52.jpg", + "text": "$$\n\\big | \\langle h _ { i } , a \\rangle \\big | = \\big | f ( x _ { i } ; W _ { 0 } , a ) \\big | \\le \\sqrt { 2 \\ln \\left( 4 n / \\delta \\right) } .\n$$", + "text_format": "latex", + "bbox": [ + 352, + 733, + 642, + 761 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "By a union bound, with probability $1 - \\delta / 2$ over $a$ , for all $1 \\leq i \\leq n$ , we have $\\left| f ( x _ { i } ; W _ { 0 } , a ) \\right| \\le$ $\\sqrt { 2 \\ln \\left( 4 n / \\delta \\right) }$ . ", + "bbox": [ + 171, + 770, + 825, + 808 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "The probability that the above events all happen is at least $( 1 - \\delta / 2 ) ( 1 - \\delta / 2 ) \\geq 1 - \\delta$ , over $W _ { 0 }$ and $a$ . □ ", + "bbox": [ + 169, + 816, + 826, + 847 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Proof of Lemma 2.6. We have ", + "bbox": [ + 174, + 867, + 375, + 883 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/a8681fceb880dd6e4e084436770d1e13d49a539895ff3f34ca4d67d8b22a6c2d.jpg", + "text": "$$\n\\Big \\| { W } _ { t + 1 } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } = \\Big \\| { W } _ { t } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } - 2 \\eta _ { t } \\Big \\langle \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\Big \\rangle + \\eta _ { t } ^ { 2 } \\Big \\| \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\Big \\| _ { F } ^ { 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 210, + 891, + 750, + 922 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "The first order term of eq. (A.1) can be handled using the convexity of $\\ell$ and homogeneity of ReLU: ", + "bbox": [ + 173, + 102, + 825, + 119 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/112bf0f6adfdf1b795a8d0bb82d64760a4b822bc031c57ba368305e7e448b1c9.jpg", + "text": "$$\n\\begin{array} { r l } { \\Bigl \\langle \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\Bigr \\rangle = \\displaystyle \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { t } ) \\right) y _ { i } \\Bigl \\langle \\nabla f _ { i } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\Bigr \\rangle } & { } \\\\ { = \\displaystyle \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { t } ) \\right) \\left( y _ { i } f _ { i } ( W _ { t } ) - y _ { i } f _ { i } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\right) } & { } \\\\ { \\geq \\displaystyle \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\left( \\ell \\left( y _ { i } f _ { i } ( W _ { t } ) \\right) - \\ell \\left( y _ { i } f _ { i } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\right) \\right) = \\widehat { \\mathcal { R } } ( W _ { t } ) - \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 192, + 126, + 805, + 252 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "The second-order term of eq. (A.1) can be bounded as follows ", + "bbox": [ + 173, + 279, + 583, + 295 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/0c386f656acb4949b969e12c12492cfd3f012475ad48afb91666edd1d31df748.jpg", + "text": "$$\n\\eta _ { t } ^ { 2 } \\Big \\lVert \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\Big \\rVert _ { F } ^ { 2 } \\leq \\eta _ { t } ^ { 2 } \\widehat { \\mathcal { Q } } ( W _ { t } ) ^ { 2 } \\leq \\eta _ { t } \\widehat { \\mathcal { Q } } ( W _ { t } ) \\leq \\eta _ { t } \\widehat { \\mathcal { R } } ( W _ { t } ) ,\n$$", + "text_format": "latex", + "bbox": [ + 312, + 301, + 684, + 333 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "because $\\left\\| \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\right\\| _ { F } \\leq \\widehat { \\mathcal { Q } } ( W _ { t } )$ , and $\\eta _ { t } , { \\widehat { \\mathcal { Q } } } ( W _ { t } ) \\leq 1$ , and $\\widehat { \\mathcal { Q } } ( W _ { t } ) \\leq \\widehat { \\mathcal { R } } ( W _ { t } )$ . Combining eqs. (A.1) to (A.3) gives ", + "bbox": [ + 174, + 340, + 825, + 378 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/f96ed16134fd624e01632b6311298854ce3a4d2f04313ba92aa98f4fa86e23a4.jpg", + "text": "$$\n\\eta _ { t } \\widehat { \\mathcal { R } } ( W _ { t } ) \\leq \\left\\| W _ { t } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } - \\left\\| W _ { t + 1 } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } + 2 \\eta _ { t } \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 294, + 386, + 700, + 416 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Telescoping gives the other claim. ", + "bbox": [ + 174, + 422, + 398, + 438 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Proof of Theorem 2.2. The required width ensures that with probability √ $1 - 3 \\delta$ , Lemmas 2.3 to 2.5 hold with $\\epsilon _ { 1 } = \\gamma ^ { 2 } / 8$ and $\\epsilon _ { 2 } = \\overline { { 4 \\lambda } } / ( \\gamma \\sqrt { m } )$ . ", + "bbox": [ + 173, + 455, + 825, + 486 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Let $t _ { 1 }$ denote the first step such that there exists $1 \\leq s \\leq m$ with $\\left\\| w _ { s , t _ { 1 } } - w _ { s , 0 } \\right\\| _ { 2 } > 4 \\lambda / ( \\gamma \\sqrt { m } )$ . Therefore for any $0 \\leq t < t _ { 1 }$ and any $1 \\leq s \\leq m$ , it holds that $\\left\\| w _ { s , t } - w _ { s , 0 } \\right\\| _ { 2 } \\leq 4 \\lambda / ( \\gamma \\sqrt { m } )$ . In addition, we let $\\overline { { W } } : = W _ { 0 } + \\lambda \\overline { { U } }$ . ", + "bbox": [ + 173, + 491, + 825, + 541 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We first prove that for any $0 \\leq t < t _ { 1 }$ , it holds that $\\widehat { \\mathcal { R } } ^ { \\left( t \\right) } \\left( \\overline { { W } } \\right) \\leq \\epsilon / 4$ . Since $\\ln ( 1 + r ) \\leq r$ for any $r$ , the logistic satisfies $\\ell ( z ) = \\ln ( 1 + \\exp ( - z ) ) \\leq \\exp ( - z )$ , and it is enough to prove that for any $1 \\leq i \\leq n$ , ", + "bbox": [ + 173, + 546, + 825, + 594 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/24c32271315010d10ce1cd90f948796e59f0ca1ed92039944f4fad0f11dd3fb0.jpg", + "text": "$$\ny _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { W } } \\right. \\geq \\ln \\left( \\frac { 4 } { \\epsilon } \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 395, + 599, + 602, + 635 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We will split the left hand side into three terms and control them individually: ", + "bbox": [ + 174, + 640, + 683, + 656 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/f30bd5e72fc9f6079c7e04c82a7fbd7c9c1338020823a78005fdd93427dd5e7a.jpg", + "text": "$$\n\\begin{array} { r } { \\mu _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { W } } \\right. = y _ { i } \\left. \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\right. + y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\right. + \\lambda y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { U } } \\right. . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 181, + 661, + 823, + 690 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "• The first term of eq. (A.4) can be controlled using Lemma 2.5: ", + "bbox": [ + 217, + 719, + 643, + 736 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/316cd3e2fe9e7c19af517793ef5401a877df3d7a88690aef1a5f988045fe2188.jpg", + "text": "$$\n\\left| y _ { i } \\left. \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\right. \\right| \\leq { \\sqrt { 2 \\ln ( 4 n / \\delta ) } } .\n$$", + "text_format": "latex", + "bbox": [ + 400, + 741, + 653, + 770 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "• The second term of eq. (A.4) can be written as ", + "bbox": [ + 217, + 782, + 540, + 799 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/39cecf1f227e1c1879bc1dc4ce9584130337f2f946835821afee92e5ad7d2f1f.jpg", + "text": "$$\ny _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\right. = y _ { i } { \\frac { 1 } { \\sqrt { m } } } \\sum _ { s = 1 } ^ { m } a _ { s } \\left( \\mathbb { 1 } \\left[ \\left. w _ { s , t } , x _ { i } \\right. > 0 \\right] - \\mathbb { 1 } \\left[ \\left. w _ { s , 0 } , x _ { i } \\right. > 0 \\right] \\right) \\left. w _ { s , 0 } , x _ { i } \\right. = 0 .\n$$", + "text_format": "latex", + "bbox": [ + 228, + 804, + 882, + 847 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Let $S _ { c } : = \\left\\{ s \\Big \\vert \\Im \\left[ \\left. w _ { s , t } , x _ { i } \\right. > 0 \\right. - \\Im \\left[ \\left. w _ { s , 0 } , x _ { i } \\right. > 0 \\right] \\neq 0 , 1 \\le s \\le m \\right\\}$ . Note that $s \\in$ $S _ { c }$ implies ", + "bbox": [ + 230, + 853, + 823, + 891 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/1c8d7f0e021c24f3aebd241fb44bef69e6bd0e12443b94ce9d85482f024560e8.jpg", + "text": "$$\n\\begin{array} { r } { \\Big | \\Big \\langle w _ { s , 0 } , x _ { i } \\Big \\rangle \\Big | \\leq \\Big | \\Big \\langle w _ { s , t } - w _ { s , 0 } , x _ { i } \\Big \\rangle \\Big | \\leq \\Big \\| w _ { s , t } - w _ { s , 0 } \\Big \\| _ { 2 } \\left\\| x _ { i } \\right\\| _ { 2 } = \\left\\| w _ { s , t } - w _ { s , 0 } \\right\\| _ { 2 } \\leq 4 \\lambda / ( \\gamma \\sqrt { m } ) = \\epsilon _ { 2 } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 227, + 898, + 874, + 926 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Therefore Lemma 2.4 ensures that ", + "bbox": [ + 233, + 103, + 460, + 118 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/b5ca19a890730915966d81e46ffa30e187dd0566e9863ae3fcecfadde5a2b940.jpg", + "text": "$$\n| S _ { c } | \\leq | \\{ s \\ | \\ | w _ { s , 0 } , x _ { i } | \\leq \\epsilon _ { 2 } \\} | \\leq m ( \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } + \\frac { \\epsilon _ { 1 } } { 2 } ) = m ( \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } + \\frac { \\gamma ^ { 2 } } { 1 6 } ) .\n$$", + "text_format": "latex", + "bbox": [ + 266, + 125, + 787, + 165 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "and thus ", + "bbox": [ + 232, + 171, + 290, + 186 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/a2c75c3eeb68a4531973789b8559b2d85bdb51a3701bddfc8b09cae3c1a38728.jpg", + "text": "$$\n\\left| y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\right. \\right| \\leq { \\frac { 1 } { \\sqrt { m } } } \\cdot | S _ { c } | \\cdot { \\frac { 4 \\lambda } { \\gamma { \\sqrt { m } } } } \\leq { \\frac { 1 6 \\lambda ^ { 2 } } { \\gamma ^ { 2 } { \\sqrt { m } } } } + { \\frac { \\lambda \\gamma } { 4 } } \\leq { \\frac { \\lambda \\gamma } { 2 } } ,\n$$", + "text_format": "latex", + "bbox": [ + 246, + 190, + 769, + 226 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "where in the last step we use the condition that $m \\geq 4 0 9 6 \\lambda ^ { 2 } / \\gamma ^ { 6 }$ . ", + "bbox": [ + 230, + 233, + 658, + 250 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "• The third term of eq. (A.4) can be bounded as follows: by Lemma 2.3, ", + "bbox": [ + 220, + 257, + 694, + 273 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/63e0eefdccf2d01df5f11a237777999291855a29fd1873b4921825ae9933ed9f.jpg", + "text": "$$\n\\begin{array} { r l } & { y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { U } } \\right. = y _ { i } \\left. \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\right. + y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\right. } \\\\ & { \\qquad \\geq \\gamma - \\epsilon _ { 1 } + y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\right. . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 285, + 279, + 769, + 337 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "In addition, ", + "bbox": [ + 232, + 340, + 310, + 356 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/f005933b29dd1606480b0c432afdf27b0074e96a5198876d7ab9fdcb711366f4.jpg", + "text": "$$\n\\begin{array} { r l } & { y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\right. = y _ { i } \\displaystyle \\frac { 1 } { m } \\sum _ { i = 1 } ^ { m } \\left( \\mathbb { 1 } \\left[ \\langle w _ { s , t } , x _ { i } \\rangle > 0 \\right] - \\mathbb { 1 } \\left[ \\langle w _ { s , 0 } , x _ { i } \\rangle > 0 \\right] \\right) \\left. \\bar { v } ( w _ { s , 0 } ) , x _ { i } \\right. } \\\\ & { \\qquad \\geq - \\displaystyle \\frac { 1 } { m } \\cdot | S _ { c } | \\geq - \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } - \\frac { \\epsilon _ { 1 } } { 2 } \\geq - \\frac { \\gamma ^ { 2 } } { 1 6 } - \\frac { \\epsilon _ { 1 } } { 2 } , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 230, + 362, + 882, + 441 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "where we use $m \\geq 4 0 9 6 \\lambda ^ { 2 } / \\gamma ^ { 6 }$ . Therefore, ", + "bbox": [ + 235, + 445, + 516, + 463 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/c4e33557d53c94a3f6acdcd4fb62aae166473ed725a32f8b9d4a56617a3b037b.jpg", + "text": "$$\ny _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { U } } \\right. \\geq \\gamma - \\epsilon _ { 1 } - \\frac { \\gamma ^ { 2 } } { 1 6 } - \\frac { \\epsilon _ { 1 } } { 2 } = \\gamma - \\frac { \\gamma ^ { 2 } } { 4 } \\geq \\frac { 3 \\gamma } { 4 } .\n$$", + "text_format": "latex", + "bbox": [ + 336, + 468, + 720, + 502 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Putting eqs. (A.5) to (A.7) into eq. (A.4), we have ", + "bbox": [ + 171, + 515, + 503, + 531 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/1c70291b1b4da9a8590b6fafbdedda88a40abf334a9023e613311fa948f27a97.jpg", + "text": "$$\ny _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { { W } } } \\right. \\geq - \\sqrt { 2 \\ln \\left( \\frac { 4 n } { \\delta } \\right) } - \\frac { \\lambda \\gamma } { 2 } + \\frac { 3 \\lambda \\gamma } { 4 } = \\frac { \\lambda \\gamma } { 4 } - \\sqrt { 2 \\ln \\left( \\frac { 4 n } { \\delta } \\right) } = \\ln \\left( \\frac { 4 } { \\epsilon } \\right) ,\n$$", + "text_format": "latex", + "bbox": [ + 209, + 537, + 785, + 580 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "for the $\\lambda$ given in the statement of Theorem 2.2. Consequently, for any $0 \\leq t < t _ { 1 }$ , it holds that $\\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\leq \\epsilon / 4$ . ", + "bbox": [ + 173, + 585, + 826, + 618 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Let $T : = \\lceil 2 \\lambda ^ { 2 } / \\eta \\epsilon \\rceil$ . The next claim is that $t _ { 1 } \\geq T$ . To see this, note that Lemma 2.6 ensures ", + "bbox": [ + 169, + 626, + 769, + 642 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/1251713a9f745a043291febc71c303aecec3b8b264e4683c6102a79ce1f93826.jpg", + "text": "$$\n\\left\\| { W _ { t } } _ { 1 } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } \\leq \\left\\| { W _ { 0 } - \\overline { { W } } } \\right\\| _ { F } ^ { 2 } + 2 \\eta \\left( \\sum _ { t < t _ { 1 } } \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\right) \\leq \\lambda ^ { 2 } + \\frac { \\epsilon } { 2 } \\eta t _ { 1 } .\n$$", + "text_format": "latex", + "bbox": [ + 263, + 648, + 730, + 699 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Suppose $t _ { 1 } ~ < ~ T$ , then we have $t _ { 1 } \\le ^ { 2 \\lambda ^ { 2 } } / \\eta \\epsilon$ , and thus $\\left. W _ { t _ { 1 } } - \\overline { { W } } \\right. _ { F } ^ { 2 } \\leq 2 \\lambda ^ { 2 }$ . As a result, using $\\| \\overline { { U } } \\| _ { F } \\leq 1$ and the definition of $\\overline { W }$ , ", + "bbox": [ + 174, + 707, + 825, + 751 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/35a78e4a59ee2a3f0a9699e8200e13349e705c3fe896eeeea1a6184665011d6b.jpg", + "text": "$$\n\\begin{array} { r l } & { \\sqrt { 2 } \\lambda \\geq \\left\\| { W _ { t _ { 1 } } } - { \\overline { { W } } } \\right\\| _ { F } \\geq \\left. { W _ { t _ { 1 } } } - { \\overline { { W } } } , { \\overline { { U } } } \\right. = \\left. { W _ { t _ { 1 } } } - { W _ { 0 } } , { \\overline { { U } } } \\right. - \\left. { \\overline { { W } } } - { W _ { 0 } } , { \\overline { { U } } } \\right. } \\\\ & { \\qquad \\geq \\left. { W _ { t _ { 1 } } } - { W _ { 0 } } , { \\overline { { U } } } \\right. - \\lambda . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 235, + 756, + 764, + 814 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Moreover, due to eq. (A.7), ", + "bbox": [ + 173, + 819, + 354, + 834 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/dbd2f061e7d847bcad4471b7bde2192d74c93a25a69604c108520e14b57adc80.jpg", + "text": "$$\n\\begin{array} { r l } & { \\Big \\langle W _ { t _ { 1 } } - W _ { 0 } , \\overline { { U } } \\Big \\rangle = - \\eta \\displaystyle \\sum _ { \\tau < t _ { 1 } } \\Big \\langle \\nabla \\widehat { \\mathcal { R } } ( W _ { \\tau } ) , \\overline { { U } } \\Big \\rangle = \\eta \\displaystyle \\sum _ { \\tau < t _ { 1 } } \\frac { 1 } { n } \\displaystyle \\sum _ { i = 1 } ^ { n } - \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { \\tau } ) \\right) y _ { i } \\Big \\langle \\nabla f _ { i } ( W _ { \\tau } ) , \\overline { { U } } \\Big \\rangle } \\\\ & { \\qquad \\quad \\geq \\eta \\displaystyle \\sum _ { \\tau < t _ { 1 } } \\widehat { Q } ( W _ { \\tau } ) \\frac { 3 \\gamma } { 4 } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 184, + 842, + 813, + 924 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "As a result, ", + "bbox": [ + 174, + 103, + 250, + 118 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/6dfc10ff14f55a1039570c99d58391ebd942eeb9348f628c0d92c81119764c6b.jpg", + "text": "$$\n\\eta \\sum _ { \\tau < t _ { 1 } } \\widehat { \\mathcal { Q } } ( W _ { \\tau } ) \\leq \\frac { 4 ( \\sqrt { 2 } + 1 ) \\lambda } { 3 \\gamma } \\leq \\frac { 4 \\lambda } { \\gamma } .\n$$", + "text_format": "latex", + "bbox": [ + 372, + 125, + 622, + 165 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Furthermore, by the triangle inequality, for any $1 \\leq s \\leq m$ ", + "bbox": [ + 171, + 171, + 562, + 188 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/3e01e07a8d6a39fa9c11b9bc57e06d2e157d9ebb0245c36bb83dcd9010e3c6c6.jpg", + "text": "$$\n\\begin{array} { l } { \\displaystyle \\left\\| w _ { s , t } - w _ { s , 0 } \\right\\| _ { 2 } \\le \\eta \\displaystyle \\sum _ { \\tau < \\ell } \\left\\| \\frac { 1 } { n } \\displaystyle \\sum _ { i = 1 } ^ { n } \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { \\tau } ) \\right) y _ { i } \\frac { \\partial f _ { i } } { \\partial w _ { s , \\tau } } \\right\\| _ { 2 } } \\\\ { \\displaystyle \\qquad \\le \\eta \\displaystyle \\sum _ { \\tau < \\ell } \\frac { 1 } { n } \\displaystyle \\sum _ { i = 1 } ^ { n } \\left\\| \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { \\tau } ) \\right) \\right\\| \\cdot \\left\\| \\frac { \\partial f _ { i } } { \\partial w _ { s , \\tau } } \\right\\| _ { 2 } } \\\\ { \\displaystyle \\qquad \\le \\eta \\displaystyle \\sum _ { \\tau < \\ell } \\hat { Q } ( W _ { \\tau } ) \\displaystyle \\frac { 1 } { \\sqrt { m } } } \\\\ { \\displaystyle \\qquad \\le \\eta \\displaystyle \\sum _ { \\tau \\le t _ { 1 } } \\hat { Q } ( W _ { \\tau } ) \\displaystyle \\frac { 1 } { \\sqrt { m } } \\le \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 303, + 193, + 689, + 366 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "which contradicts the definition of $t _ { 1 }$ . Therefore $t _ { 1 } \\geq T$ . ", + "bbox": [ + 173, + 371, + 545, + 386 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Now we are ready to prove the claims of Theorem 2.2. The bound on $\\left. w _ { s , t } - w _ { s , 0 } \\right. _ { 2 }$ follow by repeating the steps in eq. (A.8). The risk guarantee follows from Lemma 2.6: ", + "bbox": [ + 173, + 392, + 823, + 421 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/ce3d224db877955dd2dd72aca1dbbd7ddf3bdf68d7224098e6ac56b58d2d20b6.jpg", + "text": "$$\n\\frac { 1 } { T } \\sum _ { t < T } \\widehat { \\mathcal { R } } ( W _ { t } ) \\leq \\frac { \\left. W _ { 0 } - \\overline { { W } } \\right. _ { F } ^ { 2 } } { \\eta T } + \\frac { 2 } { T } \\sum _ { t < T } \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\leq \\frac { \\epsilon } { 2 } + \\frac { \\epsilon } { 2 } = \\epsilon .\n$$", + "text_format": "latex", + "bbox": [ + 279, + 428, + 718, + 481 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "B OMITTED PROOFS FROM SECTION 3 ", + "text_level": 1, + "bbox": [ + 173, + 521, + 508, + 539 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "The proof of Theorem 3.2 is based on Rademacher complexity. Given a sample $S = ( z _ { 1 } , \\ldots , z _ { n } ) $ (where $z _ { i } = ( x _ { i } , y _ { i } ) )$ ) and a function class $\\mathcal { H }$ , the Rademacher complexity of $\\mathcal { H }$ on $S$ is defined as ", + "bbox": [ + 171, + 553, + 823, + 583 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/e1643e305df6a17eb19971281e33797848cd771e9c2ce83393420ac8041047ae.jpg", + "text": "$$\n\\operatorname { R a d } \\left( { \\mathcal { H } } \\circ S \\right) : = { \\frac { 1 } { n } } \\mathbb { E } _ { \\epsilon \\sim \\{ - 1 , + 1 \\} ^ { n } } \\left[ \\operatorname* { s u p } _ { h \\in { \\mathcal { H } } } \\sum _ { i = 1 } ^ { n } \\epsilon _ { i } h ( z _ { i } ) \\right] .\n$$", + "text_format": "latex", + "bbox": [ + 325, + 589, + 673, + 640 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "We will use the following general result. ", + "bbox": [ + 173, + 652, + 441, + 667 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Lemma B.1. (Shalev-Shwartz & Ben-David, 2014, Theorem 26.5) If $h ( z ) \\in [ a , b ]$ , then with probability $1 - \\delta$ , ", + "bbox": [ + 173, + 671, + 823, + 700 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/65a5b1f74d983e973695e9cf80a1c1a16ffdaa019ab34174f2490add04db12c0.jpg", + "text": "$$\n\\operatorname* { s u p } _ { h \\in \\mathcal { H } } \\left( \\mathbb { E } _ { z \\sim \\mathcal { D } } \\left[ h ( z ) \\right] - \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } h ( z _ { i } ) \\right) \\leq 2 \\mathrm { { R a d } } \\left( \\mathcal { H } \\circ S \\right) + 3 ( b - a ) \\sqrt { \\frac { \\ln ( 2 / \\delta ) } { 2 n } } .\n$$", + "text_format": "latex", + "bbox": [ + 241, + 707, + 753, + 757 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "We also need the following contraction lemma. Consider a feature sample $X = ( x _ { 1 } , \\ldots , x _ { n } )$ and a function class $\\mathcal { F }$ on $X$ . For each $1 \\leq i \\leq n$ , let $g _ { i } : \\mathbb { R } \\mathbb { R }$ denote a $K$ -Lipschitz function. Let $g \\circ { \\mathcal { F } }$ denote the class of functions which map $x _ { i }$ to $g _ { i } ( f ( x _ { i } ) )$ for some $f \\in { \\mathcal { F } }$ . ", + "bbox": [ + 173, + 771, + 825, + 814 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Lemma B.2. (Shalev-Shwartz & Ben-David, 2014, Lemma 26.9) $\\begin{array} { r l r l } { { 2 } \\mathrm { a d } \\left( g \\circ \\mathcal { F } \\circ X \\right) } & { { } \\mathit { \\iota } } & { \\colon } & { } \\end{array}$ ≤ KRad $( { \\mathcal { F } } \\circ X )$ . ", + "bbox": [ + 171, + 818, + 825, + 848 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "To prove Theorem 3.2, we need one more Rademacher complexity bound. Given a fixed initialization $( W _ { 0 } , a )$ , consider the following classes: ", + "bbox": [ + 173, + 858, + 821, + 888 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/46c6d37fb8e9aa3ed6f5845c20047d6e3b77c0f64a51a4d61977691f23fbf6bd.jpg", + "text": "$$\n\\mathcal { W } _ { \\rho } : = \\left\\{ W \\in \\mathbb { R } ^ { m \\times d } \\Big | \\left\\| w _ { s } - w _ { s , 0 } \\right\\| _ { 2 } \\leq \\rho \\mathrm { f o r } \\mathrm { a n y } 1 \\leq s \\leq m \\right\\} ,\n$$", + "text_format": "latex", + "bbox": [ + 284, + 895, + 709, + 922 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "and ", + "bbox": [ + 173, + 104, + 202, + 117 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/d55f0bb50e571476032d11f776ebc22ddb3457ace936420707a400dce7b3674c.jpg", + "text": "$$\n\\mathcal { F } _ { \\rho } : = \\{ \\boldsymbol { x } \\mapsto f ( \\boldsymbol { x } ; W , a ) ~ \\vert ~ W \\in \\mathcal { W } _ { \\rho } \\} .\n$$", + "text_format": "latex", + "bbox": [ + 379, + 121, + 633, + 141 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Given a feature sample $X$ , the following Lemma B.3 controls the Rademacher complexity of ${ \\mathcal { F } } _ { \\rho } \\circ X$ . A similar version was given in (Liang, 2016, Theorem 43), and the proof is similar to the proof of (Bartlett & Mendelson, 2002, Theorem 18) which also pushes the supremum through and handles each hidden unit separately. ", + "bbox": [ + 173, + 143, + 826, + 200 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Lemma B.3. Rad $( { \\mathcal { F } } _ { \\rho } \\circ X ) \\leq \\rho { \\sqrt { m / n } }$ . ", + "bbox": [ + 173, + 204, + 444, + 222 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Proof of Lemma B.3. We have ", + "bbox": [ + 174, + 236, + 377, + 251 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/66717fef216c639caeb710381306d5435ac2330637016b18623f796cdc800b52.jpg", + "text": "$$\n\\begin{array} { r l } & { \\mathbb { E } _ { \\epsilon } \\left[ \\underset { W \\in \\mathbb { W } } { \\operatorname* { s u p } } \\underset { i = 1 } { \\overset { n } { \\sum } } \\epsilon _ { i } f ( x _ { i } ; W _ { i } , u ) \\right] = \\mathbb { E } _ { \\epsilon } \\left[ \\underset { W \\in \\mathbb { W } } { \\operatorname* { s u p } } \\underset { i = 1 } { \\overset { n } { \\sum } } \\epsilon _ { i } \\underset { s - 1 } { \\overset { m } { \\sum } } \\frac { 1 } { \\sqrt { m } } a _ { s } \\sigma \\left( \\left\\{ w _ { s } , x _ { i } \\right\\} \\right) \\right] } \\\\ & { \\quad \\quad = \\mathbb { E } _ { \\epsilon } \\left[ \\frac { 1 } { \\sqrt { m } } \\underset { W \\in \\mathbb { W } } { \\operatorname* { s u p } } \\underset { s \\_ n = 1 } { \\overset { m } { \\sum } } \\underset { i = 1 } { \\overset { n } { \\sum } } \\epsilon _ { i } a _ { s } \\sigma \\left( \\left\\{ w _ { s } , x _ { i } \\right\\} \\right) \\right] } \\\\ & { \\quad \\quad = \\mathbb { E } _ { \\epsilon } \\left[ \\frac { 1 } { \\sqrt { m } } \\underset { s = 1 } { \\overset { m } { \\sum } } \\left( \\underset { \\left\\| w _ { s } - w _ { s } , u \\right\\| _ { 2 } \\leq \\rho _ { i } = 1 } { \\overset { n } { \\operatorname* { s u p } } } \\underset { s \\_ { i } \\leq i _ { \\omega } } { \\overset { n } { \\sum } } \\epsilon _ { i } a _ { s } \\sigma \\left( \\left. w _ { s } , x _ { i } \\right. \\right) \\right) \\right] } \\\\ & { \\quad \\quad = \\frac { 1 } { \\sqrt { m } } \\underset { i = 1 } { \\overset { m } { \\sum } } \\mathbb { E } _ { \\epsilon } \\left[ \\underset { \\left\\| w _ { s } - w _ { s } , u \\right\\| _ { 2 } \\leq \\rho _ { i } = 1 } { \\overset { n } { \\sum } } \\epsilon _ { i } a _ { s } \\sigma \\left( \\left. w _ { s } , x _ { i } \\right. \\right) \\right] . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 209, + 255, + 790, + 463 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Note that for any $1 \\leq s \\leq m$ , the mapping $z \\mapsto a _ { s } \\sigma ( z )$ is 1-Lipschitz, and thus Lemma B.2 gives ", + "bbox": [ + 173, + 467, + 813, + 483 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/700669343f5041b1080fb507739332df9dc3ee5b557e6517314c95b54bb40359.jpg", + "text": "$$\n\\begin{array} { r l r } { { \\mathbb { E } _ { \\epsilon } [ \\operatorname* { s u p } _ { W \\in \\mathcal { W } _ { \\rho } } \\sum _ { i = 1 } ^ { n } \\epsilon _ { i } f ( x _ { i } ; W , a ) ] \\leq \\frac { 1 } { \\sqrt { m } } \\sum _ { i = 1 } ^ { m } \\mathbb { E } _ { \\epsilon } [ \\operatorname* { s u p } _ { \\lfloor \\| w _ { s } - w _ { s , 0 } \\| _ { 2 } \\leq \\rho } \\sum _ { i = 1 } ^ { n } \\epsilon _ { i } a _ { s } \\sigma ( \\langle w _ { s } , x _ { i } \\rangle ) ] } } \\\\ & { } & { \\leq \\frac { 1 } { \\sqrt { m } } \\sum _ { i = 1 } ^ { m } \\mathbb { E } _ { \\epsilon } [ \\operatorname* { s u p } _ { \\lfloor \\| w _ { s } - w _ { s , 0 } \\| _ { 2 } \\leq \\rho } \\sum _ { i = 1 } ^ { n } \\epsilon _ { i } w _ { s } , x _ { i } ] . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 220, + 486, + 776, + 587 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Invoking the Rademacher complexity of linear classifiers (Shalev-Shwartz & Ben-David, 2014, Lemma 26.10) then gives ", + "bbox": [ + 173, + 589, + 825, + 619 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/715250283a105e657e6113a650c3ddc8ecc9c3d711a5c91bfc0785f1a6c57186.jpg", + "text": "$$\n\\operatorname { R a d } \\left( \\mathcal { F } _ { \\rho } \\circ X \\right) = \\frac { 1 } { n } \\mathbb { E } _ { \\epsilon } \\left[ \\operatorname* { s u p } _ { W \\in \\mathcal { W } _ { \\rho } } \\sum _ { i = 1 } ^ { n } \\epsilon _ { i } f ( x _ { i } ; W , a ) \\right] \\leq \\frac { \\rho \\sqrt { m } } { \\sqrt { n } } .\n$$", + "text_format": "latex", + "bbox": [ + 297, + 622, + 700, + 672 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Now we are ready to prove the main generalization result Theorem 3.2. ", + "bbox": [ + 174, + 705, + 640, + 722 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Proof. Fix an initialization $( W _ { 0 } , a )$ , and let ${ \\mathcal { H } } : = \\left\\{ ( x , y ) \\mapsto - \\ell ^ { \\prime } \\left( y f ( x ) \\right) \\ \\Big | \\ f \\in \\mathcal { F } _ { \\rho } \\right\\}$ . Since for any $h \\in \\mathcal H$ and any $z$ , $h ( z ) \\in [ 0 , 1 ]$ , Lemma B.1 ensures that with probability $1 - \\delta$ over the data sampling, ", + "bbox": [ + 173, + 736, + 826, + 789 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/ca209adee9bc0803c15b4d4a1f948c93b0b89e66ed88710d7bfc7fd8ad2d8937.jpg", + "text": "$$\n\\operatorname* { s u p } _ { \\epsilon \\mathcal { H } } \\left( \\mathbb { E } _ { z \\sim \\mathcal { D } } \\left[ h ( z ) \\right] - \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } h ( z _ { i } ) \\right) = \\operatorname* { s u p } _ { W \\in \\mathcal { W } _ { \\rho } } \\left( \\mathcal { Q } ( W ) - \\widehat { \\mathcal { Q } } ( W ) \\right) \\leq 2 \\mathrm { R a d } \\left( \\mathcal { H } \\circ S \\right) + 3 \\sqrt { \\frac { \\ln \\left( 2 / \\delta \\right) } { 2 n } } .\n$$", + "text_format": "latex", + "bbox": [ + 181, + 791, + 828, + 842 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Since for each $1 \\leq i \\leq n$ , the mapping $z \\mapsto - \\ell ^ { \\prime } ( y _ { i } z )$ is $( 1 / 4 )$ -Lipschitz, Lemma B.2 further ensures that Rad $\\left( \\mathcal { H } \\circ S \\right) \\leq \\operatorname { R a d } \\left( \\mathcal { F } _ { \\rho } \\circ X \\right) / 4$ , and thus ", + "bbox": [ + 173, + 845, + 825, + 877 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/d356ef65980b2522b2474dd41d5244f74318c2940671458419bcd1a6c9972d26.jpg", + "text": "$$\n\\operatorname* { s u p } _ { W \\in \\mathcal { W } _ { \\rho } } \\left( \\mathcal { Q } ( W ) - \\widehat { \\mathcal { Q } } ( W ) \\right) \\leq \\frac { \\rho \\sqrt { m } } { 2 \\sqrt { n } } + 3 \\sqrt { \\frac { \\ln ( 2 / \\delta ) } { 2 n } } .\n$$", + "text_format": "latex", + "bbox": [ + 326, + 882, + 669, + 921 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "On the other hand, Theorem 2.2 ensures that under the conditions of Theorem 3.2, for any fixed dataset, with probability $1 - 3 \\delta$ over the random initialization, we have ", + "bbox": [ + 171, + 103, + 825, + 132 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/04a25802c38c956bebc92e99be21473700240b2039a0a426bfe0fbb781904551.jpg", + "text": "$$\n\\widehat { \\mathcal { Q } } ( W _ { k } ) \\leq \\widehat { \\mathcal { R } } ( W _ { k } ) \\leq \\epsilon , \\quad \\mathrm { a n d } \\quad \\left\\| w _ { s , k } - w _ { s , 0 } \\right\\| _ { 2 } \\leq \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } .\n$$", + "text_format": "latex", + "bbox": [ + 303, + 136, + 692, + 169 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "As a result, invoking eq. (B.1) with $\\rho = 4 \\lambda / ( \\gamma \\sqrt { m } )$ , with probability $1 - 4 \\delta$ over the random initialization and data sampling, ", + "bbox": [ + 174, + 172, + 823, + 203 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/2e7be6ea4bc8d0c9b2fd34c01856b55fc346e0cfa8a7b0c2c07f961cc0378e76.jpg", + "text": "$$\n\\mathcal { Q } ( W _ { k } ) \\leq \\widehat { \\mathcal { Q } } ( W _ { k } ) + \\frac { 2 \\lambda } { \\gamma \\sqrt { n } } + 3 \\sqrt { \\frac { \\ln ( 2 / \\delta ) } { 2 n } } \\leq \\epsilon + \\frac { 8 \\left( \\sqrt { 2 \\ln ( 4 n / \\delta ) } + \\ln ( 4 / \\epsilon ) \\right) } { \\gamma ^ { 2 } \\sqrt { n } } + 3 \\sqrt { \\frac { \\ln ( 2 / \\delta ) } { 2 n } } .\n$$", + "text_format": "latex", + "bbox": [ + 187, + 204, + 808, + 250 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Invoking $P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W , a ) \\leq 0 \\right) \\leq 2 Q ( W )$ finishes the proof. ", + "bbox": [ + 173, + 252, + 620, + 271 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "C OMITTED PROOFS FROM SECTION 4 ", + "text_level": 1, + "bbox": [ + 173, + 287, + 508, + 305 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Proof of Lemma 4.2. Recall that $\\left\\| \\nabla f _ { t } ( W _ { t } ) \\right\\| _ { F } \\leq 1$ , we have ", + "bbox": [ + 173, + 318, + 573, + 335 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/cd1657ba00d23b863ca83a0b6b8dc5a545aa5145ef95affd3e3a5ea8854eb705.jpg", + "text": "$$\nW _ { t + 1 } - \\overline { { W } } \\Big \\Vert _ { F } ^ { 2 } \\leq \\Big \\Vert W _ { t } - \\overline { { W } } \\Big \\Vert _ { F } ^ { 2 } - 2 \\eta \\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) y _ { t } \\left. \\nabla f _ { t } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\right. + \\eta ^ { 2 } \\left( \\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) \\right) ^ { 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 181, + 340, + 839, + 371 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Similar to the proof of Lemma 2.6, the first order term of eq. (C.1) can be handled using the convexity of $\\ell$ and homogeneity of ReLU as follows ", + "bbox": [ + 173, + 387, + 825, + 416 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/345974dd7adeeadc78d2b5db5a723d14b0dc360a0ed6b32fa9a2af3585d9036e.jpg", + "text": "$$\n\\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) y _ { t } \\left. \\nabla f _ { t } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\right. \\geq \\mathcal R _ { t } ( W _ { t } ) - \\mathcal R _ { t } \\left( \\overline { { W } } \\right) ,\n$$", + "text_format": "latex", + "bbox": [ + 289, + 420, + 707, + 446 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "and the second-order term of eq. (C.1) can be bounded as follows ", + "bbox": [ + 174, + 450, + 604, + 465 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/cee4c8efcb05b7fa690e860d277bc4a10ff858fa8e82590719cd78f24e69fd65.jpg", + "text": "$$\n\\eta ^ { 2 } \\left( \\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) \\right) ^ { 2 } \\le - \\eta \\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) \\le \\eta \\ell \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) = \\eta \\mathcal { R } _ { t } ( W _ { t } ) ,\n$$", + "text_format": "latex", + "bbox": [ + 259, + 468, + 738, + 498 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "since $\\eta , - \\ell ^ { \\prime } \\leq 1$ and $- { \\ell } ^ { \\prime } \\leq { \\ell }$ . Combining eqs. (C.1) to (C.3) gives ", + "bbox": [ + 174, + 501, + 612, + 517 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/1f129f0066aebb7b680dcb78f8700724b023c7520523f6cee0dbc18780ccb67b.jpg", + "text": "$$\n\\eta \\mathcal { R } _ { t } ( W _ { t } ) \\leq \\left\\| W _ { t } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } - \\left\\| W _ { t + 1 } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } + 2 \\eta \\mathcal { R } _ { t } \\left( \\overline { { W } } \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 302, + 520, + 696, + 551 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Telescoping gives the claim. ", + "bbox": [ + 176, + 553, + 361, + 569 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "With Lemma 4.2, we give the following result, which is an extension of Theorem 2.2 to the SGD setting. ", + "bbox": [ + 174, + 582, + 823, + 612 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Lemma C.1. Under Assumption 3.1, given any $\\epsilon \\in \\mathsf { \\Gamma } ( 0 , 1 )$ , any $\\delta \\in ( 0 , 1 / 3 )$ , and any positive integer $n _ { 0 }$ , let ", + "bbox": [ + 173, + 614, + 823, + 643 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/50315bccb8df7348885c119713f4fa9de12c3306513f42a8d44080bb8fdbc461.jpg", + "text": "$$\n\\lambda : = \\frac { \\sqrt { 2 \\ln ( 4 n _ { 0 } / \\delta ) } + \\ln ( 4 / \\epsilon ) } { \\gamma / 4 } , \\quad a n d \\quad M : = \\frac { 4 0 9 6 \\lambda ^ { 2 } } { \\gamma ^ { 6 } } .\n$$", + "text_format": "latex", + "bbox": [ + 312, + 646, + 686, + 683 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "For any $m \\geq M$ and any constant step size $\\eta \\leq 1 , i f n _ { 0 } \\geq n : = \\lceil 2 \\lambda ^ { 2 } / \\eta \\epsilon \\rceil$ , then with probability $1 - 3 \\delta$ , ", + "bbox": [ + 173, + 688, + 823, + 717 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/cb49956b8d34ce531ecbae8d3f91f2380456d313878f7b7f022dc4c00c5f308e.jpg", + "text": "$$\n\\frac { 1 } { n } \\sum _ { i < n } \\mathcal { Q } _ { i } ( W _ { i } ) \\leq \\epsilon .\n$$", + "text_format": "latex", + "bbox": [ + 433, + 719, + 563, + 756 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Proof. We first sample $n _ { 0 }$ data examples $( x _ { 0 } , y _ { 0 } ) , \\dots , ( x _ { n _ { 0 } - 1 } , y _ { n _ { 0 } - 1 } )$ , and then feed $( x _ { i } , y _ { i } )$ to SGD at step $i$ . We only consider the first $n _ { 0 }$ steps. ", + "bbox": [ + 173, + 770, + 823, + 800 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "The proof is similar to the proof of Theorem 2.2. Let $n _ { 1 }$ denote the first step before $n _ { 0 }$ such that there exists some $1 \\leq s \\leq m$ with $\\left\\| w _ { s , n _ { 1 } } - w _ { s , 0 } \\right\\| _ { 2 } > 4 \\lambda / ( \\gamma \\sqrt { m } )$ . If such a step does not exist, let $n _ { \\mathrm { 1 } } = n _ { \\mathrm { 0 } }$ . ", + "bbox": [ + 173, + 805, + 826, + 849 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Let $\\overline { { W } } : = W _ { 0 } + \\lambda \\overline { { U } }$ , in exactly the same way as in Theorem 2.2, we can show that with probability $1 - 3 \\delta$ , for any $0 \\leq i < n _ { 1 }$ , ", + "bbox": [ + 168, + 854, + 823, + 885 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/d05f7db54f0825191c680f9cffb68fe7669a166ff8b3b1842865b3a2798e0b42.jpg", + "text": "$$\ny _ { i } \\left. \\nabla f _ { i } ( W _ { i } ) , \\overline { { W } } \\right. \\geq \\ln \\left( \\frac { 4 } { \\epsilon } \\right) , \\quad \\mathrm { a n d ~ t h u s } \\quad \\mathcal { R } _ { i } \\left( \\overline { { W } } \\right) \\leq \\epsilon / 4 .\n$$", + "text_format": "latex", + "bbox": [ + 299, + 887, + 699, + 922 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Now consider $n : = \\lceil { } ^ { 2 \\lambda ^ { 2 } } / \\eta \\epsilon \\rceil$ . Using Lemma 4.2, in the same way as the proof of Theorem 2.2 (replacing $\\widehat { \\mathcal { Q } } ( W _ { \\tau } )$ with $\\mathcal { Q } _ { i } ( W _ { i } )$ , etc.), we can show that $n \\leq n _ { 1 }$ . Then invoking Lemma 4.2 again, we get ", + "bbox": [ + 173, + 102, + 825, + 148 + ], + "page_idx": 18 + }, + { + "type": "equation", + "img_path": "images/73a144cace6ffbf4b4405fdd95e5eec435ab05ceeac671248d7ec960f85a3f6c.jpg", + "text": "$$\n\\frac { 1 } { n } \\sum _ { i < n } \\mathcal { Q } _ { i } ( W _ { i } ) \\leq \\frac { 1 } { n } \\sum _ { i < n } \\mathcal { R } _ { i } ( W _ { i } ) \\leq \\frac { { \\left\\| { W _ { 0 } - \\overline { { W } } } \\right\\| } _ { F } ^ { 2 } } { \\eta n } + \\frac { 2 } { n } \\sum _ { i < n } \\mathcal { R } _ { i } \\left( \\overline { { W } } \\right) \\leq \\frac { \\epsilon } { 2 } + \\frac { \\epsilon } { 2 } = \\epsilon .\n$$", + "text_format": "latex", + "bbox": [ + 225, + 154, + 771, + 199 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Next we prove Lemma 4.3. We need the following martingale Bernstein bound. ", + "bbox": [ + 173, + 231, + 696, + 247 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Lemma C.2. (Beygelzimer et al., 2011, Theorem 1) $L e t \\left( { M } _ { t } , \\mathcal { F } _ { t } \\right) _ { t \\geq 0 }$ denote a martingale with $M _ { 0 } =$ 0 and $\\mathcal { F } _ { 0 }$ be the trivial $\\sigma$ -algebra. Let $( \\Delta _ { t } ) _ { t \\geq 1 }$ denote the corresponding martingale difference sequence, and let ", + "bbox": [ + 173, + 250, + 823, + 291 + ], + "page_idx": 18 + }, + { + "type": "equation", + "img_path": "images/be053a18700df91f14f782f9cf8bedc8d239262c958e1044342fc0ada7a79d0a.jpg", + "text": "$$\nV _ { t } : = \\sum _ { j = 1 } ^ { t } \\mathbb { E } \\left[ \\Delta _ { j } ^ { 2 } \\Big | \\mathscr { F } _ { j - 1 } \\right]\n$$", + "text_format": "latex", + "bbox": [ + 416, + 290, + 581, + 334 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "denote the sequence of conditional variance. If $\\Delta _ { t } \\leq R$ a.s., then for any $\\delta \\in ( 0 , 1 )$ , with probability at least $1 - \\delta$ , ", + "bbox": [ + 173, + 337, + 825, + 364 + ], + "page_idx": 18 + }, + { + "type": "equation", + "img_path": "images/3bfcea4c61ba6bc074f45b3cf17bb2ada3efaeaa3ea0b4957046194ea1a29250.jpg", + "text": "$$\nM _ { t } \\leq \\frac { V _ { t } } { R } ( e - 2 ) + R \\ln \\left( \\frac { 1 } { \\delta } \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 393, + 362, + 602, + 397 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Proof of Lemma 4.3. For any $i \\geq 0$ , let $z _ { i }$ denote $( x _ { i } , y _ { i } )$ , and $z _ { 0 , i }$ denote $\\left( z _ { 0 } , \\ldots , z _ { i } \\right)$ . Note that the quantity $\\begin{array} { r } { \\sum _ { t < i } \\left( \\mathcal { Q } ( W _ { t } ) - \\mathcal { Q } _ { t } ( W _ { t } ) \\right) } \\end{array}$ is a martingale w.r.t. the filtration $\\sigma ( z _ { 0 , i - 1 } )$ . The martingale difference sequence is given by $\\mathcal { Q } ( W _ { t } ) - \\mathcal { Q } _ { t } ( W _ { t } )$ , which satisfies ", + "bbox": [ + 173, + 410, + 825, + 457 + ], + "page_idx": 18 + }, + { + "type": "equation", + "img_path": "images/ae95b5cd64f16d00a6b39ce50ed75e396de0c9bfdf8957704be7052d8b562a22.jpg", + "text": "$$\n\\begin{array} { r } { \\mathcal { Q } ( W _ { t } ) - \\mathcal { Q } _ { t } ( W _ { t } ) = \\mathbb { E } _ { ( x , y ) \\sim \\mathcal { D } } \\left[ - \\ell ^ { \\prime } \\left( y f ( x ; W _ { t } , a ) \\right) \\right] + \\ell ^ { \\prime } \\left( y _ { t } f ( x _ { t } ; W _ { t } , a ) \\right) \\leq 1 , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 217, + 460, + 746, + 488 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "since $- 1 \\leq \\ell ^ { \\prime } \\leq 0$ . Moreover, we have ", + "bbox": [ + 174, + 492, + 433, + 508 + ], + "page_idx": 18 + }, + { + "type": "equation", + "img_path": "images/51f4fa486160491665466f89d1b4747339f029b540aa584abfffef500a7b654c.jpg", + "text": "$$\n\\begin{array} { r l } & { \\quad \\mathbb E \\left[ \\left( \\mathscr { Q } ( W _ { t } ) - \\mathscr { Q } _ { t } ( W _ { t } ) \\right) ^ { 2 } \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { = \\mathscr { Q } ( W _ { t } ) ^ { 2 } - 2 \\mathscr { Q } ( W _ { t } ) \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] + \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) ^ { 2 } \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { = - \\mathscr { Q } ( W _ { t } ) ^ { 2 } + \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) ^ { 2 } \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { \\leq \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) ^ { 2 } \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { \\leq \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { = \\mathscr { Q } ( W _ { t } ) . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 258, + 511, + 736, + 661 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Invoking Lemma C.2 with eqs. (C.4) and (C.5) gives that with probability $1 - \\delta$ , ", + "bbox": [ + 171, + 664, + 700, + 680 + ], + "page_idx": 18 + }, + { + "type": "equation", + "img_path": "images/398f478a5fa0982f7bcc07d95652166528564eb1cfc797a7a37fd48f6fa625e0.jpg", + "text": "$$\n\\sum _ { t < i } \\left( \\mathcal { Q } ( W _ { t } ) - \\mathcal { Q } _ { t } ( W _ { t } ) \\right) \\leq ( e - 2 ) \\sum _ { t < i } \\mathcal { Q } ( W _ { t } ) + \\ln \\left( \\frac { 1 } { \\delta } \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 302, + 684, + 694, + 724 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Consequently, ", + "bbox": [ + 173, + 728, + 267, + 742 + ], + "page_idx": 18 + }, + { + "type": "equation", + "img_path": "images/6bf3d43caa83b15e4e7bc45f71013bb36785abcf3d98f53b2e85dc2c4cce414f.jpg", + "text": "$$\n\\sum _ { t < i } \\mathcal { Q } ( W _ { t } ) \\leq 4 \\sum _ { t < i } \\mathcal { Q } _ { t } ( W _ { t } ) + 4 \\ln \\left( \\frac { 1 } { \\delta } \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 357, + 747, + 638, + 786 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Finally, we prove Theorem 4.1. ", + "bbox": [ + 174, + 820, + 380, + 835 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Proof of Theorem 4.1. Suppose the condition of Lemma C.1 holds. Then we have for $n = \\lceil 2 \\lambda ^ { 2 } / \\eta \\epsilon \\rceil$ , with probability $1 - 3 \\delta$ , ", + "bbox": [ + 173, + 849, + 826, + 880 + ], + "page_idx": 18 + }, + { + "type": "equation", + "img_path": "images/8690ef89c9d77edf7923ae7120f85d732d54d205b45c256a965d99749226ff6f.jpg", + "text": "$$\n\\frac { 1 } { n } \\sum _ { i < n } \\mathcal { Q } _ { i } ( W _ { i } ) \\leq \\epsilon .\n$$", + "text_format": "latex", + "bbox": [ + 433, + 883, + 563, + 921 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Further invoking Lemma 4.3 gives that with probability $1 - 4 \\delta$ , ", + "bbox": [ + 173, + 102, + 593, + 119 + ], + "page_idx": 19 + }, + { + "type": "equation", + "img_path": "images/b64f39033bee587900801a037a34075d583ddc2f0c1f6ef884b23cfba1d05641.jpg", + "text": "$$\n\\frac { 1 } { n } \\sum _ { i < n } \\mathcal { Q } ( W _ { i } ) \\leq \\frac { 4 } { n } \\sum _ { i < n } \\mathcal { Q } _ { i } ( W _ { i } ) + \\frac { 4 } { n } \\ln \\left( \\frac { 1 } { \\delta } \\right) \\leq 5 \\epsilon .\n$$", + "text_format": "latex", + "bbox": [ + 326, + 125, + 668, + 164 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "Since $P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W , a ) \\leq 0 \\right) \\leq 2 Q ( W )$ , we get ", + "bbox": [ + 173, + 171, + 529, + 189 + ], + "page_idx": 19 + }, + { + "type": "equation", + "img_path": "images/5c2f3541cad794728dda88f47a65b2550dd53a873f06b336e33ae33329057703.jpg", + "text": "$$\n\\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W _ { i } , a ) \\le 0 \\right) \\le 1 0 \\epsilon .\n$$", + "text_format": "latex", + "bbox": [ + 354, + 195, + 643, + 237 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "For the condition of Lemma C.1 to hold, it is enough to let ", + "bbox": [ + 173, + 250, + 560, + 265 + ], + "page_idx": 19 + }, + { + "type": "equation", + "img_path": "images/2c3612d568a569c05c31ae8bdf07057d3012c4d1f1e4339e013c22fc078e369b.jpg", + "text": "$$\nn _ { 0 } = \\Theta \\left( \\frac { \\ln ( 1 / \\delta ) } { \\eta \\gamma ^ { 2 } \\epsilon ^ { 2 } } \\right) ,\n$$", + "text_format": "latex", + "bbox": [ + 426, + 271, + 568, + 308 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "which gives ", + "bbox": [ + 173, + 313, + 254, + 327 + ], + "page_idx": 19 + }, + { + "type": "equation", + "img_path": "images/8de4f00f9a3ece27fc0e8cab393e06681ff7c0596cc436dfb06a163b4bebca48.jpg", + "text": "$$\nM = \\Theta \\left( \\frac { \\ln ( 1 / \\delta ) + \\ln ( 1 / \\epsilon ) ^ { 2 } } { \\gamma ^ { 8 } } \\right) \\quad \\mathrm { a n d } \\quad n = \\Theta \\left( \\frac { \\ln ( 1 / \\delta ) + \\ln ( 1 / \\epsilon ) ^ { 2 } } { \\gamma ^ { 2 } \\epsilon } \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 256, + 333, + 740, + 377 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "D OMITTED PROOFS FROM SECTION 5 ", + "text_level": 1, + "bbox": [ + 173, + 416, + 509, + 434 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "Proof of Proposition 5.1. Define $f : \\mathcal { H } \\to \\mathbb { R }$ by ", + "bbox": [ + 174, + 448, + 488, + 463 + ], + "page_idx": 19 + }, + { + "type": "equation", + "img_path": "images/dc0843e5e207ca3473ad2ead9ec6e8a8031d373786823da6d6fb717b9ac77343.jpg", + "text": "$$\nf ( w ) : = \\frac { 1 } { 2 } \\int \\| w ( z ) \\| _ { 2 } ^ { 2 } \\mathrm { d } \\mu _ { \\mathcal { N } } ( z ) = \\frac { 1 } { 2 } \\| w \\| _ { \\mathcal { H } } ^ { 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 352, + 469, + 643, + 502 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "It holds that $f$ is continuous, and $f ^ { * }$ has the same form. Define $g : \\mathbb { R } ^ { n } \\mathbb { R }$ by ", + "bbox": [ + 173, + 508, + 691, + 523 + ], + "page_idx": 19 + }, + { + "type": "equation", + "img_path": "images/8b44ca02fc8f211b9989218daf0a394f452761bec4be537a693441cde99f52c5.jpg", + "text": "$$\ng ( p ) : = \\operatorname* { m a x } _ { 1 \\leq i \\leq n } p _ { i } ,\n$$", + "text_format": "latex", + "bbox": [ + 437, + 530, + 557, + 555 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "with conjugate ", + "bbox": [ + 173, + 561, + 272, + 577 + ], + "page_idx": 19 + }, + { + "type": "equation", + "img_path": "images/daf23072f7eff9e1a1930c0811c4514fe106ce04d118022fb4ddf3c8f34dafc6.jpg", + "text": "$$\ng ^ { * } ( q ) = { \\left\\{ \\begin{array} { l l } { 0 , } & { { \\mathrm { i f ~ } } q \\in \\Delta _ { n } , } \\\\ { + \\infty , } & { 0 . { \\mathrm { w } } . } \\end{array} \\right. }\n$$", + "text_format": "latex", + "bbox": [ + 400, + 574, + 593, + 617 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "Finally, define the linear mapping $A : { \\mathcal { H } } \\to \\mathbb { R } ^ { n }$ by $( A w ) _ { i } = y _ { i } \\langle w , \\phi _ { i } \\rangle _ { \\mathcal { H } }$ ", + "bbox": [ + 174, + 618, + 653, + 636 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "Since $f , f ^ { * }$ , $g$ and $g ^ { * }$ are lower semi-continuous, and $\\mathbf { d o m } g - A \\mathbf { d o m } f = \\mathbb { R } ^ { n }$ , and $\\mathbf { d o m } f ^ { * } -$ $A ^ { * } \\mathbf { d o m } g ^ { * } = \\mathcal { H }$ , Fenchel duality may be applied in each direction (Borwein & Zhu, 2005, Theorem 4.4.3), and ensures that ", + "bbox": [ + 176, + 640, + 825, + 683 + ], + "page_idx": 19 + }, + { + "type": "equation", + "img_path": "images/6fc127aa7e57701e66b251e034203f2ea7eff65fea36bce874bf1ac48ed4112a.jpg", + "text": "$$\n\\operatorname* { i n f } _ { w \\in { \\mathcal { H } } } \\left( f ( w ) + g ( A w ) \\right) = \\operatorname* { s u p } _ { q \\in \\mathbb { R } ^ { n } } \\left( - f ^ { * } ( A ^ { * } q ) - g ^ { * } ( - q ) \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 313, + 689, + 683, + 717 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "with optimal primal-dual solutions $( \\bar { w } , \\bar { q } )$ . Moreover ", + "bbox": [ + 173, + 723, + 519, + 739 + ], + "page_idx": 19 + }, + { + "type": "equation", + "img_path": "images/ed8c894441c142490d673d44b1534157813760e8e2af1cc6f0e9b1442c0447f7.jpg", + "text": "$$\n\\begin{array} { r l } & { \\underset { \\underset { \\sigma \\in \\mathcal { H } } { \\operatorname* { i n f } } } { \\operatorname* { i n f } } \\left( f ( w ) + g ( A w ) \\right) = \\underset { w \\in \\mathcal { H } , u \\in \\mathbb { R } ^ { n } } { \\operatorname* { i n f } } \\underset { q \\in \\mathbb { R } ^ { n } } { \\operatorname* { s u p } } \\left( f ( w ) + g ( A w + u ) + \\langle q , u \\rangle \\right) } \\\\ & { \\underset { \\mathrm { \\geq ~ s u p } } { \\operatorname* { s u p } } \\underset { u \\in \\mathbb { R } ^ { n } } { \\operatorname* { i n f } } \\left( f ( w ) + g ( A w + u ) + \\langle q , u \\rangle \\right) } \\\\ & { \\mathrm { ~ } = \\underset { q \\in \\mathbb { R } ^ { n } } { \\operatorname* { s u p } } \\underset { w \\in \\mathcal { H } , u \\in \\mathbb { R } ^ { n } } { \\operatorname* { i n f } } \\left( \\left( f ( w ) - \\langle A ^ { * } q , w \\rangle \\right) _ { \\mathcal { H } } + \\left( g ( A w + u ) - \\langle - q , A w + u \\rangle \\right) \\right) } \\\\ & { \\mathrm { ~ } = \\underset { q \\in \\mathbb { R } ^ { n } } { \\operatorname* { s u p } } \\left( - f ^ { * } ( A ^ { * } q ) - g ^ { * } ( - q ) \\right) . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 181, + 744, + 833, + 867 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "By strong duality, the inequality holds with equality. It follows that ", + "bbox": [ + 173, + 872, + 614, + 888 + ], + "page_idx": 19 + }, + { + "type": "equation", + "img_path": "images/bcfbcf3aeb89799f902cb36144c17319c1f9cddab0ecf509ef363b90f87b56b3.jpg", + "text": "$$\n\\bar { w } = A ^ { * } \\bar { q } , \\quad \\mathrm { a n d } \\quad \\mathbf { s u p p } ( - \\bar { q } ) \\subset \\underset { 1 \\leq i \\leq n } { \\arg \\operatorname* { m a x } } ( A \\bar { w } ) _ { i } .\n$$", + "text_format": "latex", + "bbox": [ + 334, + 893, + 661, + 921 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "Now let us look at the dual optimization problem. It is clear that ", + "bbox": [ + 173, + 103, + 598, + 118 + ], + "page_idx": 20 + }, + { + "type": "equation", + "img_path": "images/3a6192b9005ac94948a9e6a63d77635176ac9d646b647541cac5d6ca465b61f6.jpg", + "text": "$$\n\\operatorname* { s u p } _ { q \\in \\mathbb { R } ^ { n } } \\left( - f ^ { * } ( A ^ { * } q ) - g ^ { * } ( - q ) \\right) = - \\operatorname* { i n f } _ { q \\in \\Delta _ { n } } f ^ { * } ( A ^ { * } q ) .\n$$", + "text_format": "latex", + "bbox": [ + 331, + 122, + 663, + 151 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "In addition, we have ", + "bbox": [ + 173, + 157, + 310, + 171 + ], + "page_idx": 20 + }, + { + "type": "equation", + "img_path": "images/b9e068cb5c8d5bd3cbc85139fa9cbede0fa750f8fdc5c1ba423aec7afef803ac.jpg", + "text": "$$\n\\begin{array} { l } { { \\displaystyle f ^ { * } ( A ^ { * } q ) = \\frac { 1 } { 2 } \\int \\left\\| \\displaystyle \\sum _ { i = 1 } ^ { n } q _ { i } y _ { i } \\phi _ { i } ( z ) \\right\\| _ { 2 } ^ { 2 } \\mathrm { d } \\mu _ { N } ( z ) } } \\\\ { { \\displaystyle \\quad \\quad = \\frac { 1 } { 2 } \\int \\displaystyle \\sum _ { i , j = 1 } ^ { n } q _ { i } q _ { j } y _ { i } y _ { j } \\left. \\phi _ { i } ( z ) , \\phi _ { j } ( z ) \\right. \\mathrm { d } \\mu _ { N } ( z ) } } \\\\ { { \\displaystyle \\quad \\quad = \\frac { 1 } { 2 } \\sum _ { i , j = 1 } ^ { n } q _ { i } q _ { j } y _ { i } y _ { j } \\int \\left. \\phi _ { i } ( z ) , \\phi _ { j } ( z ) \\right. \\mathrm { d } \\mu _ { N } ( z ) } } \\\\ { { \\displaystyle \\quad \\quad = \\frac { 1 } { 2 } \\sum _ { i , j = 1 } ^ { n } q _ { i } q _ { j } y _ { i } y _ { j } K _ { 1 } ( i , j ) = \\frac { 1 } { 2 } ( q \\odot y ) ^ { \\top } K _ { 1 } ( q \\odot y ) } , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 292, + 176, + 702, + 361 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "and thus $f ^ { * } ( A ^ { * } \\bar { q } ) = \\gamma _ { 1 } ^ { 2 } / 2$ . Since $\\bar { w } = A ^ { * } \\bar { q }$ , we have that $\\| \\bar { w } \\| _ { \\mathcal { H } } = \\gamma _ { 1 }$ . In addition, ", + "bbox": [ + 171, + 366, + 710, + 383 + ], + "page_idx": 20 + }, + { + "type": "equation", + "img_path": "images/f0536eea45068b2e0ec087f180582adbee6d54bcaf885af0821ff2279e062956.jpg", + "text": "$$\ng ( A \\bar { w } ) = - f ^ { * } \\left( A ^ { * } \\bar { q } \\right) - f \\left( \\bar { w } \\right) = - \\gamma _ { 1 } ^ { 2 } ,\n$$", + "text_format": "latex", + "bbox": [ + 370, + 388, + 625, + 409 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "and thus $- \\bar { w }$ has margin $\\gamma _ { 1 } ^ { 2 }$ . Moreover, we have ", + "bbox": [ + 173, + 415, + 490, + 431 + ], + "page_idx": 20 + }, + { + "type": "equation", + "img_path": "images/a2e95b97c152b61df078c1e526b156e482f6f2af2e8260803b1483890563d19a.jpg", + "text": "$$\n\\bar { w } ( z ) = \\sum _ { i = 1 } ^ { n } \\bar { q } _ { i } y _ { i } \\phi _ { i } ( z ) = \\sum _ { i = 1 } ^ { n } \\bar { q } _ { i } y _ { i } x _ { i } \\mathbb { 1 } \\left[ \\langle z , x _ { i } \\rangle > 0 \\right] ,\n$$", + "text_format": "latex", + "bbox": [ + 326, + 435, + 669, + 478 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "and thus $\\left. \\bar { w } ( z ) \\right. _ { 2 } \\leq 1$ . Therefore, $\\hat { v } = - \\bar { w } / \\gamma _ { 1 }$ satisfies all requirements of Proposition 5.1. ", + "bbox": [ + 169, + 484, + 769, + 501 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "Proof of Proposition 5.2. Let $\\hat { q }$ denote the uniform probability vector $\\left( 1 / { n } , \\ldots , 1 / { n } \\right)$ . Note that ", + "bbox": [ + 173, + 515, + 794, + 532 + ], + "page_idx": 20 + }, + { + "type": "equation", + "img_path": "images/def6f8d9cf4d3d51c898b535ca5c3cc51a56db97bed287c09e954987704ccc64.jpg", + "text": "$$\n\\begin{array} { r l } { \\mathbb { E } _ { \\epsilon \\sim \\operatorname* { u n i f } \\left( \\left\\{ - 1 , + 1 \\right\\} ^ { n } \\right) } \\left[ \\left( \\hat { q } \\odot \\epsilon \\right) ^ { \\top } K _ { 1 } \\left( \\hat { q } \\odot \\epsilon \\right) \\right] = \\mathbb { E } _ { \\epsilon \\sim \\operatorname* { u n i f } \\left( \\left\\{ - 1 , + 1 \\right\\} ^ { n } \\right) } \\left[ \\displaystyle \\sum _ { i , j = 1 } ^ { n } \\frac { 1 } { n ^ { 2 } } \\epsilon _ { i } \\epsilon _ { j } K _ { 1 } ( x _ { i } , x _ { j } ) \\right] } & { } \\\\ { = \\displaystyle \\frac { 1 } { n ^ { 2 } } \\sum _ { i , j = 1 } ^ { n } \\mathbb { E } _ { \\epsilon \\sim \\operatorname* { u n i f } \\left( \\left\\{ - 1 , + 1 \\right\\} ^ { n } \\right) } \\left[ \\epsilon _ { i } \\epsilon _ { j } K _ { 1 } ( x _ { i } , x _ { j } ) \\right] } & { } \\\\ { = \\displaystyle \\frac { 1 } { n ^ { 2 } } \\sum _ { i = 1 } ^ { n } K _ { 1 } ( x _ { i } , x _ { i } ) = \\frac { 1 } { 2 n } . } & { } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 199, + 537, + 795, + 674 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "Since $0 \\leq \\left( \\widehat { q } \\odot \\epsilon \\right) ^ { \\top } K _ { 1 } \\left( \\widehat { q } \\odot \\epsilon \\right) \\leq 1$ for any $\\epsilon$ , by Markov’s inequality with probability 0.9, it holds that $\\left( \\hat { q } \\odot \\epsilon \\right) ^ { \\top } K _ { 1 } \\left( \\hat { q } \\odot \\epsilon \\right) \\le 1 / ( 2 0 n )$ , and thus $\\gamma _ { 1 } \\leq 1 / \\sqrt { 2 0 n }$ . □ ", + "bbox": [ + 173, + 679, + 820, + 715 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "Proof of Proposition 5.3. By symmetry, we only need to consider an $( x , y )$ where $( x _ { 1 } , x _ { 2 } , y ) =$ $( 1 / \\sqrt { d - 1 } , 0 , 1 )$ . Let $z _ { p , q }$ denote $( z _ { p } , z _ { p + 1 } , \\ldots , z _ { q } )$ , and similarly define $x _ { p , q }$ . We have ", + "bbox": [ + 171, + 728, + 825, + 760 + ], + "page_idx": 20 + }, + { + "type": "equation", + "img_path": "images/a410409330618fa070f63ffc55d66d01b4f120e84feb779c72f72cf9754667c2.jpg", + "text": "$$\n\\begin{array}{c} \\begin{array} { l } { { \\displaystyle y \\int \\bar { v } ( z ) , x \\mathbb { 1 } [ z , x > 0 ] \\mathrm { d } \\mu _ { N } ( z ) } } \\\\ { { \\displaystyle = y \\int ( \\int \\bar { v } ( z ) , x \\mathbb { 1 } [ z , x > 0 ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) ) \\mathrm { d } \\mu _ { N } ( z _ { 1 , 2 } ) } } \\\\ { { \\displaystyle = y \\int \\bar { v } ( z ) _ { 1 , 2 } , x _ { 1 , 2 } ( \\int \\mathbb { 1 } [ z _ { 1 , 2 } , x _ { 1 , 2 } + z _ { 3 , d } , x _ { 3 , d } > 0 ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) ) \\mathrm { d } \\mu _ { N } ( z _ { 1 , 2 } ) } } \\\\ { { \\displaystyle = \\sum _ { i = 1 } ^ { 4 } y \\int \\bar { v } ( z ) _ { 1 , 2 } , x _ { 1 , 2 } ( \\int \\mathbb { 1 } [ z _ { 1 , 2 } , x _ { 1 , 2 } + z _ { 3 , d } , x _ { 3 , d } > 0 ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) ) \\mathbb { 1 } [ z _ { 1 , 2 } \\in A _ { i } ] \\mathrm { d } \\mu _ { N } } } \\end{array} \\\\ { { \\displaystyle ~ \\Longrightarrow \\displaystyle \\sum _ { i = 1 } ^ { 4 } y \\int \\bar { v } ( z ) _ { 1 , 2 } , x _ { 1 , 2 } ( \\int \\mathbb { 1 } [ z _ { 1 , 2 } , x _ { 1 , 2 } + z _ { 3 , d } , x _ { 3 , d } > 0 ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) ) \\mathbb { 1 } [ z _ { 1 , 2 } \\in A _ { i } ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 166, + 767, + 816, + 914 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "where eq. (D.1) is due to the independence between $z _ { 1 , 2 }$ and $z _ { 3 , d }$ , and in eq. (D.2) we use the fact that $\\bar { v } ( z ) _ { 1 , 2 }$ only depends on $z _ { 1 , 2 }$ and $\\bar { v } ( z ) _ { 3 , d }$ are all zero. Since $\\left. \\bar { v } ( z ) _ { 1 , 2 } , x _ { 1 , 2 } \\right. = 0$ for $z _ { 1 , 2 } \\in A _ { 2 } \\cup A _ { 4 }$ , we only need to consider $A _ { 1 }$ and $A _ { 3 }$ in eq. (D.3). For simplicity, we will denote $z _ { 1 , 2 }$ by $p \\in \\mathbb { R } ^ { 2 }$ , and v¯(z)1,2 by v¯(p), and z3,d by q ∈ Rd−2. ", + "bbox": [ + 173, + 102, + 826, + 166 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "For any nonzero $p \\in A _ { 1 }$ , we have $- p \\in A _ { 3 }$ , and $\\left. \\bar { v } ( p ) , x _ { 1 , 2 } \\right. = 1 / \\sqrt { d - 1 }$ . Therefore ", + "bbox": [ + 173, + 172, + 736, + 190 + ], + "page_idx": 21 + }, + { + "type": "equation", + "img_path": "images/1519aff5d8bc6467bce70e56c24018304a512cd16eb3b5f80b09d24b10065d1d.jpg", + "text": "$$\n\\begin{array} { r l } & { \\ y \\left. \\bar { v } ( p ) , x _ { 1 , 2 } \\right. \\left( \\displaystyle \\int \\mathbb { 1 } \\left[ \\left. p , x _ { 1 , 2 } \\right. + \\left. q , x _ { 3 , d } \\right. > 0 \\right] \\mathrm { d } \\mu _ { N } ( q ) \\right) } \\\\ & { \\ + \\ y \\left. \\bar { v } ( - p ) , x _ { 1 , 2 } \\right. \\left( \\displaystyle \\int \\mathbb { 1 } \\left[ \\left. - p , x _ { 1 , 2 } \\right. + \\left. q , x _ { 3 , d } \\right. > 0 \\right] \\mathrm { d } \\mu _ { N } ( q ) \\right) } \\\\ & { = \\displaystyle \\frac { 1 } { \\sqrt { d - 1 } } \\int \\left( \\mathbb { 1 } \\left[ \\displaystyle \\frac { p _ { 1 } } { \\sqrt { d - 1 } } + \\left. q , x _ { 3 , d } \\right. > 0 \\right] - \\mathbb { 1 } \\left[ \\displaystyle \\frac { - p _ { 1 } } { \\sqrt { d - 1 } } + \\left. q , x _ { 3 , d } \\right. > 0 \\right] \\right) \\mathrm { d } \\mu _ { N } ( q ) } \\\\ & { = \\displaystyle \\frac { 1 } { \\sqrt { d - 1 } } \\mathbb { P } \\left( \\displaystyle \\frac { - p _ { 1 } } { \\sqrt { d - 1 } } \\leq \\left. q , x _ { 3 , d } \\right. \\leq \\displaystyle \\frac { p _ { 1 } } { \\sqrt { d - 1 } } \\right) . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 207, + 196, + 789, + 348 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "Let $\\varphi$ denote the density function of the standard Gaussian distribution, and for $c > 0$ , let $U ( c )$ denote the probability that a standard Gaussian random variable lies in the interval $[ - c , c ]$ : ", + "bbox": [ + 171, + 352, + 823, + 382 + ], + "page_idx": 21 + }, + { + "type": "equation", + "img_path": "images/8ff7cd2de93b6cc81b6377ca45c0c891e9c49afead98585b30aa0c4f76f60b16.jpg", + "text": "$$\nU ( c ) : = \\int _ { - c } ^ { c } \\varphi ( t ) \\mathrm { d } t .\n$$", + "text_format": "latex", + "bbox": [ + 428, + 387, + 570, + 424 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "Since $\\left. q , x _ { 3 , d } \\right.$ is a Gaussian variable with standard deviation $\\sqrt { ( d - 2 ) / ( d - 1 ) }$ , we have ", + "bbox": [ + 174, + 431, + 733, + 449 + ], + "page_idx": 21 + }, + { + "type": "equation", + "img_path": "images/9be2237796a9f57a45173d2fb02c2d92c7a240bebbf3ed69d44c1a98643a0376.jpg", + "text": "$$\n\\mathbb { P } \\left( \\frac { - p _ { 1 } } { \\sqrt { d - 1 } } \\leq \\langle q , x _ { 3 , d } \\rangle \\leq \\frac { p _ { 1 } } { \\sqrt { d - 1 } } \\right) = U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 312, + 455, + 686, + 491 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "Plugging eqs. (D.4) and (D.5) into eq. (D.3) gives: ", + "bbox": [ + 173, + 496, + 504, + 512 + ], + "page_idx": 21 + }, + { + "type": "equation", + "img_path": "images/075ffbbc4befa58c7c3f0f813b33613e5ef706d2c0ca64db4da86e331c700164.jpg", + "text": "$$\n\\begin{array} { r l } & { \\ \\displaystyle { \\int \\left. \\bar { v } ( z ) , x \\right. \\mathbb { 1 } \\left[ \\langle z , x \\rangle > 0 \\right] \\mathrm { d } \\mu _ { N } ( z ) } = \\frac { 1 } { \\sqrt { d - 1 } } \\int U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) \\mathbb { 1 } \\left[ p \\in A _ { 1 } \\right] \\mathrm { d } \\mu _ { N } ( p ) } \\\\ & { \\qquad = \\frac { 1 } { \\sqrt { d - 1 } } \\int _ { 0 } ^ { \\infty } U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) \\left( \\int _ { - p _ { 1 } } ^ { p _ { 1 } } \\varphi ( p _ { 2 } ) \\mathrm { d } p _ { 2 } \\right) \\varphi ( p _ { 1 } ) \\mathrm { d } p _ { 1 } } \\\\ & { \\qquad = \\frac { 1 } { \\sqrt { d - 1 } } \\int _ { 0 } ^ { \\infty } U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) U ( p _ { 1 } ) \\varphi ( p _ { 1 } ) \\mathrm { d } p _ { 1 } } \\\\ & { \\qquad \\geq \\frac { 1 } { \\sqrt { d - 1 } } \\int _ { 0 } ^ { 1 } U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) U ( p _ { 1 } ) \\varphi ( p _ { 1 } ) \\mathrm { d } p _ { 1 } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 181, + 518, + 826, + 671 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "For $t \\in [ - 1 , + 1 ]$ , it holds that $\\varphi ( t ) \\geq 1 { \\sqrt { 2 \\pi e } }$ , and thus ", + "bbox": [ + 171, + 675, + 539, + 693 + ], + "page_idx": 21 + }, + { + "type": "equation", + "img_path": "images/051f3c779136ed88e158175472b3537cf3b74d4bfd057883c0d1b10944807d18.jpg", + "text": "$$\nU ( a ) = \\int _ { - a } ^ { a } \\varphi ( t ) \\mathrm { d } t \\geq { \\frac { 2 a } { \\sqrt { 2 \\pi e } } } .\n$$", + "text_format": "latex", + "bbox": [ + 397, + 699, + 601, + 734 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "Therefore eq. (D.3) is lower bounded by ", + "bbox": [ + 173, + 739, + 439, + 756 + ], + "page_idx": 21 + }, + { + "type": "equation", + "img_path": "images/1ff3e5ad78cab3ba7b8b6b3704d1d7840684c0cef95868625cdcb853c8b958eb.jpg", + "text": "$$\n\\begin{array} { r l } & { \\frac { 1 } { \\sqrt { d - 1 } } \\displaystyle \\int _ { 0 } ^ { 1 } U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) U ( p _ { 1 } ) \\varphi ( p _ { 1 } ) \\mathrm { d } p _ { 1 } \\ge \\frac { 1 } { \\sqrt { d - 1 } } \\displaystyle \\int _ { 0 } ^ { 1 } \\frac { 2 } { \\sqrt { 2 \\pi e } } \\cdot \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\cdot \\frac { 2 p _ { 1 } } { \\sqrt { 2 \\pi e } } \\cdot \\frac { 1 } { \\sqrt { 2 \\pi e } } \\mathrm { d } p _ { 1 } } \\\\ & { \\qquad \\ge \\frac { 1 } { 2 0 \\sqrt { ( d - 1 ) ( d - 2 ) } } \\displaystyle \\int _ { 0 } ^ { 1 } p _ { 1 } ^ { 2 } \\mathrm { d } p _ { 1 } } \\\\ & { \\qquad = \\frac { 1 } { 6 0 \\sqrt { ( d - 1 ) ( d - 2 ) } } } \\\\ & { \\qquad \\ge \\frac { 1 } { 6 0 d } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 181, + 761, + 820, + 907 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "To prove Proposition 5.4, we need the following technical lemma. ", + "bbox": [ + 173, + 103, + 606, + 118 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "Lemma D.1. Given $z _ { 1 } \\sim \\mathcal { N } ( 0 , 1 )$ and $z _ { 2 } \\sim \\mathcal { N } ( 0 , b ^ { 2 } )$ that are independent where $b > 1$ , we have ", + "bbox": [ + 174, + 119, + 813, + 136 + ], + "page_idx": 22 + }, + { + "type": "equation", + "img_path": "images/2e4fd1dc9efd055a229f75a2f40d4b73b5b11c3033c7faefe76b347a43bd7f37.jpg", + "text": "$$\n\\mathbb { P } \\left( | z _ { 1 } | < | z _ { 2 } | \\right) > 1 - \\frac { 1 } { b } .\n$$", + "text_format": "latex", + "bbox": [ + 413, + 137, + 583, + 167 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "Proof. First note that for $z _ { 3 } \\sim \\mathcal { N } ( 0 , 1 )$ which is independent of $z _ { 1 }$ ", + "bbox": [ + 173, + 180, + 614, + 196 + ], + "page_idx": 22 + }, + { + "type": "equation", + "img_path": "images/bdd18d4cd2155c2961b2a99c7b698a555503cb20dc349aed5d8bf893629ba6ff.jpg", + "text": "$$\n\\mathbb { P } \\left( | z _ { 1 } | < | z _ { 2 } | \\right) = \\mathbb { P } \\left( | z _ { 1 } | < b | z _ { 3 } | \\right) = 1 - \\mathbb { P } \\left( | z _ { 3 } | < \\frac { 1 } { b } | z _ { 1 } | \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 297, + 198, + 699, + 233 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "Still let $\\varphi$ denote the density of $\\mathcal { N } ( 0 , 1 )$ , and let $U ( c )$ denote the probability that $z _ { 3 } \\in [ - c , c ]$ . We have ", + "bbox": [ + 173, + 233, + 821, + 262 + ], + "page_idx": 22 + }, + { + "type": "equation", + "img_path": "images/11e6d17ce45f889e71b67d7f08cf7b3983f8d4c491f3b34b26a402c995a4b450.jpg", + "text": "$$\n\\begin{array} { r l r } { { \\mathbb { P } ( | z _ { 3 } | < \\frac { 1 } { b } | z _ { 1 } | ) = \\int \\int \\Im [ | z _ { 3 } | < \\frac { 1 } { b } | z _ { 1 } | ] \\varphi ( z _ { 3 } ) \\varphi ( z _ { 1 } ) \\mathrm { d } z _ { 3 } \\mathrm { d } z _ { 1 } } } \\\\ & { } & { ~ = \\int U ( \\frac { 1 } { b } | z _ { 1 } | ) \\varphi ( z _ { 1 } ) \\mathrm { d } z _ { 1 } } \\\\ & { } & { ~ \\leq \\frac { 2 } { \\sqrt { 2 \\pi b } } \\int | z _ { 1 } | \\varphi ( z _ { 1 } ) \\mathrm { d } z _ { 1 } = \\frac { 2 } { \\pi b } < \\frac { 1 } { b } , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 284, + 261, + 712, + 366 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "where we use the facts that $U ( c ) \\leq 2 c / \\sqrt { 2 \\pi }$ and $\\mathbb { E } [ | z _ { 1 } | ] = { \\sqrt { 2 / \\pi } }$ ", + "bbox": [ + 174, + 368, + 609, + 386 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "We now give the proof of Proposition 5.4 using Lemma D.1. ", + "bbox": [ + 173, + 398, + 570, + 415 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "Proof of Proposition 5.4. By symmetry, we only need to consider the following training set: ", + "bbox": [ + 171, + 428, + 779, + 444 + ], + "page_idx": 22 + }, + { + "type": "equation", + "img_path": "images/54a29e3ce8220d9ae1a8bb0e9fc283a267cdc973a8c5ecff69d83396a5d51a62.jpg", + "text": "$$\n\\begin{array} { c } { x _ { 1 } = ( 1 , 0 , 1 , \\ldots , 1 ) , \\quad y _ { 1 } = 1 , } \\\\ { x _ { 2 } = ( 0 , 1 , 1 , \\ldots , 1 ) , \\quad y _ { 2 } = - 1 , } \\\\ { x _ { 3 } = ( - 1 , 0 , 1 , \\ldots , 1 ) , \\quad y _ { 3 } = 1 , } \\\\ { x _ { 4 } = ( 0 , - 1 , 1 , \\ldots , 1 ) , \\quad y _ { 4 } = - 1 . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 380, + 445, + 616, + 517 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "The $1 / \\sqrt { d - 1 }$ factor is omitted also because we only discuss the $0 / 1$ loss. ", + "bbox": [ + 173, + 520, + 661, + 536 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "For any $s$ , let $A _ { s }$ denote the event that ", + "bbox": [ + 174, + 541, + 426, + 556 + ], + "page_idx": 22 + }, + { + "type": "equation", + "img_path": "images/ca830818394fca5f4e71c01dcc8e1494d1f7ccad4ab3d4e4bce06715f0b84e3e.jpg", + "text": "$$\n\\mathbb { 1 } \\left[ \\langle w _ { s } , x _ { 1 } \\rangle > 0 \\right] = \\mathbb { 1 } \\left[ \\langle w _ { s } , x _ { 2 } \\rangle > 0 \\right] = \\mathbb { 1 } \\left[ \\langle w _ { s } , x _ { 3 } \\rangle > 0 \\right] = \\mathbb { 1 } \\left[ \\langle w _ { s } , x _ { 4 } \\rangle > 0 \\right] .\n$$", + "text_format": "latex", + "bbox": [ + 238, + 558, + 759, + 577 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "We will show that if $m \\leq \\sqrt { d - 2 } / 4$ , then $A _ { s }$ is true for all $1 \\leq s \\leq m$ with probability $1 / 2$ , and Proposition 5.4 follows from the fact that the XOR data is not linearly separable. ", + "bbox": [ + 173, + 580, + 825, + 609 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "For any $s$ and $i$ , ", + "bbox": [ + 173, + 616, + 279, + 631 + ], + "page_idx": 22 + }, + { + "type": "equation", + "img_path": "images/b1798e8c4972fedfa9b8ed391bf557fd3600c293949c3b1324dfb40996c19724.jpg", + "text": "$$\n\\langle w _ { s } , x _ { i } \\rangle = ( w _ { s } ) _ { 1 } ( x _ { i } ) _ { 1 } + ( w _ { s } ) _ { 2 } ( x _ { i } ) _ { 2 } + \\sum _ { j = 3 } ^ { d } ( w _ { s } ) _ { j } .\n$$", + "text_format": "latex", + "bbox": [ + 331, + 632, + 665, + 678 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "Since $\\left( ( x _ { i } ) _ { 1 } , ( x _ { i } ) _ { 2 } \\right)$ is $( 1 , 0 )$ or $( 0 , 1 )$ or $( - 1 , 0 )$ or $( 0 , - 1 )$ , event $A _ { s }$ will happen as long as ", + "bbox": [ + 174, + 680, + 777, + 696 + ], + "page_idx": 22 + }, + { + "type": "equation", + "img_path": "images/3baaf8218e3b953331c82eadc2a54ef9e3246bf42448d75b8362239bc7034cb4.jpg", + "text": "$$\n\\left| ( w _ { s } ) _ { 1 } \\right| < \\left| \\sum _ { j = 3 } ^ { d } ( w _ { s } ) _ { j } \\right| , \\quad \\mathrm { a n d } \\quad \\left| ( w _ { s } ) _ { 2 } \\right| < \\left| \\sum _ { s = 3 } ^ { d } ( w _ { s } ) _ { j } \\right| .\n$$", + "text_format": "latex", + "bbox": [ + 316, + 699, + 676, + 750 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "Note that $( w _ { s } ) _ { 1 } , ( w _ { s } ) _ { 2 } \\sim \\mathcal { N } ( 0 , 1 )$ while $\\begin{array} { r } { \\sum _ { j = 3 } ^ { d } ( w _ { s } ) _ { j } \\sim \\mathcal { N } ( 0 , d - 2 ) } \\end{array}$ . As a result, due to Lemma D.1, ", + "bbox": [ + 171, + 751, + 821, + 770 + ], + "page_idx": 22 + }, + { + "type": "equation", + "img_path": "images/65aead5b6b4a317220074480a661a3de17e9f4dd325c1dc5bcaf78ab449c129e.jpg", + "text": "$$\n\\mathbb { P } \\left( \\left| ( w _ { s } ) _ { 1 } \\right| < \\left| \\sum _ { j = 3 } ^ { d } ( w _ { s } ) _ { j } \\right| \\right) = \\mathbb { P } \\left( \\left| ( w _ { s } ) _ { 2 } \\right| < \\left| \\sum _ { s = 3 } ^ { d } ( w _ { s } ) _ { j } \\right| \\right) > 1 - \\frac { 1 } { \\sqrt { d - 2 } } .\n$$", + "text_format": "latex", + "bbox": [ + 253, + 772, + 745, + 830 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "Using a union bound, $\\mathbb { P } ( A _ { s } ) > 1 - { ^ { 2 } } / { \\sqrt { d - 2 } }$ . If $m \\leq \\sqrt { d - 2 } / 4$ , then by a union bound again, ", + "bbox": [ + 171, + 832, + 781, + 849 + ], + "page_idx": 22 + }, + { + "type": "equation", + "img_path": "images/74eb998c5521ae2f238f0a3dfda5a5f6bbb705b589102665f8237b4c2b0d07d9.jpg", + "text": "$$\n\\mathbb { P } \\left( \\bigcup _ { 1 \\leq s \\leq m } A _ { s } \\right) > 1 - \\frac { 2 } { \\sqrt { d - 2 } } m \\geq 1 - \\frac { 2 } { \\sqrt { d - 2 } } \\frac { \\sqrt { d - 2 } } { 4 } = \\frac { 1 } { 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 285, + 852, + 712, + 900 + ], + "page_idx": 22 + } +] \ No newline at end of file diff --git a/parse/train/HygegyrYwH/HygegyrYwH_middle.json b/parse/train/HygegyrYwH/HygegyrYwH_middle.json new file mode 100644 index 0000000000000000000000000000000000000000..afd9221f5262ef5c8bbe89afcd4537eab994aa2e --- /dev/null +++ b/parse/train/HygegyrYwH/HygegyrYwH_middle.json @@ -0,0 +1,78214 @@ +{ + "pdf_info": [ + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 79, + 503, + 136 + ], + "lines": [ + { + "bbox": [ + 105, + 79, + 506, + 99 + ], + "spans": [ + { + "bbox": [ + 105, + 79, + 506, + 99 + ], + "score": 1.0, + "content": "POLYLOGARITHMIC WIDTH SUFFICES FOR GRADIENT", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 102, + 505, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 102, + 505, + 118 + ], + "score": 1.0, + "content": "DESCENT TO ACHIEVE ARBITRARILY SMALL TEST ER-", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 122, + 391, + 138 + ], + "spans": [ + { + "bbox": [ + 105, + 122, + 391, + 138 + ], + "score": 1.0, + "content": "ROR WITH SHALLOW RELU NETWORKS", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1 + }, + { + "type": "text", + "bbox": [ + 113, + 154, + 281, + 189 + ], + "lines": [ + { + "bbox": [ + 112, + 154, + 234, + 167 + ], + "spans": [ + { + "bbox": [ + 112, + 154, + 234, + 167 + ], + "score": 1.0, + "content": "Ziwei Ji & Matus Telgarsky", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 112, + 166, + 281, + 178 + ], + "spans": [ + { + "bbox": [ + 112, + 166, + 281, + 178 + ], + "score": 1.0, + "content": "University of Illinois, Urbana-Champaign", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 113, + 177, + 274, + 190 + ], + "spans": [ + { + "bbox": [ + 113, + 177, + 274, + 190 + ], + "score": 1.0, + "content": "{ziweiji2,mjt}@illinois.edu", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4 + }, + { + "type": "title", + "bbox": [ + 278, + 217, + 333, + 229 + ], + "lines": [ + { + "bbox": [ + 276, + 216, + 336, + 231 + ], + "spans": [ + { + "bbox": [ + 276, + 216, + 336, + 231 + ], + "score": 1.0, + "content": "ABSTRACT", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 143, + 244, + 468, + 382 + ], + "lines": [ + { + "bbox": [ + 142, + 244, + 469, + 256 + ], + "spans": [ + { + "bbox": [ + 142, + 244, + 469, + 256 + ], + "score": 1.0, + "content": "Recent theoretical work has guaranteed that overparameterized networks trained", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 141, + 254, + 470, + 268 + ], + "spans": [ + { + "bbox": [ + 141, + 254, + 470, + 268 + ], + "score": 1.0, + "content": "by gradient descent achieve arbitrarily low training error, and sometimes even", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 266, + 470, + 278 + ], + "spans": [ + { + "bbox": [ + 141, + 266, + 470, + 278 + ], + "score": 1.0, + "content": "low test error. 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The analysis relies upon the separation margin of the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 142, + 349, + 469, + 361 + ], + "spans": [ + { + "bbox": [ + 142, + 349, + 469, + 361 + ], + "score": 1.0, + "content": "limiting kernel, which is guaranteed positive, can distinguish between true labels", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 360, + 469, + 372 + ], + "spans": [ + { + "bbox": [ + 141, + 360, + 469, + 372 + ], + "score": 1.0, + "content": "and random labels, and can give a tight sample-complexity analysis in the infinite-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 142, + 370, + 199, + 384 + ], + "spans": [ + { + "bbox": [ + 142, + 370, + 199, + 384 + ], + "score": 1.0, + "content": "width setting.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 12.5 + }, + { + "type": "title", + "bbox": [ + 108, + 407, + 206, + 420 + ], + "lines": [ + { + "bbox": [ + 105, + 406, + 208, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 208, + 423 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 434, + 505, + 522 + ], + "lines": [ + { + "bbox": [ + 106, + 434, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 106, + 434, + 505, + 446 + ], + "score": 1.0, + "content": "Despite the extensive empirical success of deep networks, their optimization and generalization", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 445, + 506, + 458 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 506, + 458 + ], + "score": 1.0, + "content": "properties are still not fully understood. 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This motivates the study", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 489, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 505, + 502 + ], + "score": 1.0, + "content": "of overparameterized networks trained by gradient descent, using properties of the NTK. 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The paper organization together with some details are described below.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 35 + }, + { + "type": "text", + "bbox": [ + 107, + 674, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 675, + 505, + 687 + ], + "spans": [ + { + "bbox": [ + 106, + 675, + 372, + 687 + ], + "score": 1.0, + "content": "Section 2 studies gradient descent on the training set. 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We also", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 141, + 326, + 469, + 338 + ], + "spans": [ + { + "bbox": [ + 141, + 326, + 339, + 338 + ], + "score": 1.0, + "content": "prove that stochastic gradient descent can achieve", + "type": "text" + }, + { + "bbox": [ + 340, + 327, + 345, + 335 + ], + "score": 0.7, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 346, + 326, + 469, + 338 + ], + "score": 1.0, + "content": "test error with polylogarithmic", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 141, + 336, + 470, + 351 + ], + "spans": [ + { + "bbox": [ + 141, + 338, + 185, + 351 + ], + "score": 1.0, + "content": "width and", + "type": "text" + }, + { + "bbox": [ + 185, + 336, + 212, + 350 + ], + "score": 0.93, + "content": "\\widetilde { \\Theta } ( \\nu \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 338, + 470, + 351 + ], + "score": 1.0, + "content": "samples. The analysis relies upon the separation margin of the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 142, + 349, + 469, + 361 + ], + "spans": [ + { + "bbox": [ + 142, + 349, + 469, + 361 + ], + "score": 1.0, + "content": "limiting kernel, which is guaranteed positive, can distinguish between true labels", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 360, + 469, + 372 + ], + "spans": [ + { + "bbox": [ + 141, + 360, + 469, + 372 + ], + "score": 1.0, + "content": "and random labels, and can give a tight sample-complexity analysis in the infinite-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 142, + 370, + 199, + 384 + ], + "spans": [ + { + "bbox": [ + 142, + 370, + 199, + 384 + ], + "score": 1.0, + "content": "width setting.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 12.5, + "bbox_fs": [ + 141, + 244, + 470, + 384 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 407, + 206, + 420 + ], + "lines": [ + { + "bbox": [ + 105, + 406, + 208, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 208, + 423 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 434, + 505, + 522 + ], + "lines": [ + { + "bbox": [ + 106, + 434, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 106, + 434, + 505, + 446 + ], + "score": 1.0, + "content": "Despite the extensive empirical success of deep networks, their optimization and generalization", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 445, + 506, + 458 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 506, + 458 + ], + "score": 1.0, + "content": "properties are still not fully understood. Recently, the neural tangent kernel (NTK) has provided", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 456, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 505, + 469 + ], + "score": 1.0, + "content": "the following insight into the problem. In the infinite-width limit, the NTK converges to a limiting", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 467, + 505, + 479 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 505, + 479 + ], + "score": 1.0, + "content": "kernel which stays constant during training; on the other hand, when the width is large enough, the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 478, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 505, + 491 + ], + "score": 1.0, + "content": "function learned by gradient descent follows the NTK (Jacot et al., 2018). This motivates the study", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 489, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 505, + 502 + ], + "score": 1.0, + "content": "of overparameterized networks trained by gradient descent, using properties of the NTK. In fact,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 500, + 506, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 506, + 513 + ], + "score": 1.0, + "content": "parameters related to the NTK, such as the minimum eigenvalue of the limiting kernel, appear to", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 511, + 342, + 523 + ], + "spans": [ + { + "bbox": [ + 106, + 511, + 342, + 523 + ], + "score": 1.0, + "content": "affect optimization and generalization (Arora et al., 2019).", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 23.5, + "bbox_fs": [ + 105, + 434, + 506, + 523 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 528, + 505, + 572 + ], + "lines": [ + { + "bbox": [ + 105, + 527, + 506, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 506, + 541 + ], + "score": 1.0, + "content": "However, in addition to such NTK-dependent parameters, prior work also requires the width to", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 538, + 506, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 210, + 552 + ], + "score": 1.0, + "content": "depend polynomially on", + "type": "text" + }, + { + "bbox": [ + 210, + 541, + 217, + 549 + ], + "score": 0.25, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 538, + 222, + 552 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 223, + 539, + 239, + 551 + ], + "score": 0.61, + "content": "1 / \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 538, + 253, + 552 + ], + "score": 1.0, + "content": "or", + "type": "text" + }, + { + "bbox": [ + 254, + 539, + 269, + 551 + ], + "score": 0.85, + "content": "1 / \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 538, + 302, + 552 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 302, + 541, + 310, + 549 + ], + "score": 0.66, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 311, + 538, + 463, + 552 + ], + "score": 1.0, + "content": "denotes the size of the training set,", + "type": "text" + }, + { + "bbox": [ + 463, + 539, + 470, + 549 + ], + "score": 0.62, + "content": "\\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 538, + 506, + 552 + ], + "score": 1.0, + "content": "denotes", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 550, + 505, + 562 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 217, + 562 + ], + "score": 1.0, + "content": "the failure probability, and", + "type": "text" + }, + { + "bbox": [ + 218, + 552, + 224, + 560 + ], + "score": 0.68, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 224, + 550, + 505, + 562 + ], + "score": 1.0, + "content": "denotes the target error. These large widths far exceed what is used", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 561, + 390, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 390, + 574 + ], + "score": 1.0, + "content": "empirically, constituting a significant gap between theory and practice.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 29.5, + "bbox_fs": [ + 105, + 527, + 506, + 574 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 587, + 505, + 664 + ], + "lines": [ + { + "bbox": [ + 105, + 586, + 506, + 600 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 506, + 600 + ], + "score": 1.0, + "content": "Our contributions. In this paper, we narrow this gap by showing that a two-layer ReLU network", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 597, + 506, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 126, + 611 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 127, + 597, + 215, + 610 + ], + "score": 0.91, + "content": "\\Omega ( \\ln ( n / \\delta ) { + } \\ln ( 1 / \\epsilon ) ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 597, + 506, + 611 + ], + "score": 1.0, + "content": "hidden units trained by gradient descent achieves classification error \u000f on", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 609, + 505, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 505, + 621 + ], + "score": 1.0, + "content": "test data, meaning both optimization and generalization occur. Unlike prior work, the width is fully", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 620, + 506, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 620, + 183, + 633 + ], + "score": 1.0, + "content": "polylogarithmic in", + "type": "text" + }, + { + "bbox": [ + 183, + 620, + 210, + 632 + ], + "score": 0.41, + "content": "n , 1 / \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 210, + 620, + 231, + 633 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 231, + 620, + 246, + 632 + ], + "score": 0.88, + "content": "1 / \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 247, + 620, + 506, + 633 + ], + "score": 1.0, + "content": "; the width will additionally depend on the separation margin of", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 631, + 505, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 631, + 505, + 643 + ], + "score": 1.0, + "content": "the limiting kernel, a quantity which is guaranteed positive (assuming no inputs are parallel), can", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 642, + 505, + 654 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 505, + 654 + ], + "score": 1.0, + "content": "distinguish between true labels and random labels, and can give a tight sample-complexity analysis", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 652, + 505, + 666 + ], + "spans": [ + { + "bbox": [ + 105, + 652, + 505, + 666 + ], + "score": 1.0, + "content": "in the infinite-width setting. The paper organization together with some details are described below.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 35, + "bbox_fs": [ + 105, + 586, + 506, + 666 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 674, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 675, + 505, + 687 + ], + "spans": [ + { + "bbox": [ + 106, + 675, + 372, + 687 + ], + "score": 1.0, + "content": "Section 2 studies gradient descent on the training set. Using the", + "type": "text" + }, + { + "bbox": [ + 372, + 675, + 383, + 686 + ], + "score": 0.86, + "content": "\\ell _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 383, + 675, + 505, + 687 + ], + "score": 1.0, + "content": "geometry inherent in classifi-", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 141, + 685, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 141, + 685, + 506, + 700 + ], + "score": 1.0, + "content": "cation tasks, we prove that with any width at least polylogarithmic and any constant step", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 142, + 697, + 504, + 711 + ], + "spans": [ + { + "bbox": [ + 142, + 699, + 396, + 711 + ], + "score": 1.0, + "content": "size no larger than 1, gradient descent achieves training error", + "type": "text" + }, + { + "bbox": [ + 397, + 702, + 403, + 709 + ], + "score": 0.64, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 403, + 699, + 415, + 711 + ], + "score": 1.0, + "content": "in", + "type": "text" + }, + { + "bbox": [ + 416, + 697, + 446, + 711 + ], + "score": 0.92, + "content": "\\widetilde { \\Theta } ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 446, + 699, + 504, + 711 + ], + "score": 1.0, + "content": "iterations (cf.", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 142, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 142, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "Theorem 2.2). As is common in the NTK literature (Chizat & Bach, 2019), we also show", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 141, + 720, + 480, + 734 + ], + "spans": [ + { + "bbox": [ + 141, + 720, + 480, + 734 + ], + "score": 1.0, + "content": "the parameters hardly change, which will be essential to our generalization analysis.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 41, + "bbox_fs": [ + 106, + 675, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 153 + ], + "lines": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "score": 1.0, + "content": "Section 3 gives a test error bound. Concretely, using the preceding gradient descent analysis, and", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 141, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 141, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "standard Rademacher tools and exploiting how little the weights moved, we show that", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 141, + 104, + 506, + 119 + ], + "spans": [ + { + "bbox": [ + 141, + 105, + 163, + 119 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 163, + 104, + 198, + 119 + ], + "score": 0.93, + "content": "\\widetilde \\Omega ( 1 / \\epsilon ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 105, + 252, + 119 + ], + "score": 1.0, + "content": "samples and", + "type": "text" + }, + { + "bbox": [ + 252, + 104, + 282, + 118 + ], + "score": 0.94, + "content": "\\widetilde { \\Theta } ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 283, + 105, + 481, + 119 + ], + "score": 1.0, + "content": "iterations, gradient descent finds a solution with", + "type": "text" + }, + { + "bbox": [ + 482, + 108, + 487, + 116 + ], + "score": 0.68, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 488, + 105, + 506, + 119 + ], + "score": 1.0, + "content": "test", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 142, + 117, + 504, + 132 + ], + "spans": [ + { + "bbox": [ + 142, + 120, + 438, + 132 + ], + "score": 1.0, + "content": "error (cf. Theorem 3.2 and Corollary 3.3). (As discussed in Remark 3.4,", + "type": "text" + }, + { + "bbox": [ + 438, + 117, + 469, + 132 + ], + "score": 0.92, + "content": "\\widetilde \\Omega ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 469, + 120, + 504, + 132 + ], + "score": 1.0, + "content": "samples", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 141, + 129, + 505, + 143 + ], + "spans": [ + { + "bbox": [ + 141, + 129, + 505, + 143 + ], + "score": 1.0, + "content": "also suffice via a smoothness-based generalization bound, at the expense of large constant", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 141, + 140, + 179, + 154 + ], + "spans": [ + { + "bbox": [ + 141, + 140, + 179, + 154 + ], + "score": 1.0, + "content": "factors.)", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 2.5 + }, + { + "type": "text", + "bbox": [ + 106, + 160, + 505, + 196 + ], + "lines": [ + { + "bbox": [ + 106, + 160, + 505, + 173 + ], + "spans": [ + { + "bbox": [ + 106, + 160, + 505, + 173 + ], + "score": 1.0, + "content": "Section 4 considers stochastic gradient descent (SGD) with access to a standard stochastic on-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 142, + 171, + 505, + 186 + ], + "spans": [ + { + "bbox": [ + 142, + 173, + 412, + 186 + ], + "score": 1.0, + "content": "line oracle. We prove that with width at least polylogarithmic and", + "type": "text" + }, + { + "bbox": [ + 413, + 171, + 443, + 186 + ], + "score": 0.94, + "content": "\\widetilde { \\Theta } ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 173, + 505, + 186 + ], + "score": 1.0, + "content": "samples, SGD", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 142, + 185, + 371, + 196 + ], + "spans": [ + { + "bbox": [ + 142, + 185, + 371, + 196 + ], + "score": 1.0, + "content": "achieves an arbitrarily small test error (cf. Theorem 4.1).", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 107, + 203, + 505, + 270 + ], + "lines": [ + { + "bbox": [ + 105, + 203, + 505, + 216 + ], + "spans": [ + { + "bbox": [ + 105, + 203, + 505, + 216 + ], + "score": 1.0, + "content": "Section 5 discusses the separation margin, which is in general a positive number, but reflects the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 213, + 505, + 228 + ], + "spans": [ + { + "bbox": [ + 141, + 213, + 505, + 228 + ], + "score": 1.0, + "content": "difficulty of the classification problem in the infinite-width limit. While this margin can√", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 225, + 505, + 238 + ], + "spans": [ + { + "bbox": [ + 141, + 225, + 256, + 238 + ], + "score": 1.0, + "content": "degrade all the way down to", + "type": "text" + }, + { + "bbox": [ + 256, + 225, + 297, + 237 + ], + "score": 0.93, + "content": "\\bar { O ( 1 / \\sqrt { n } ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 297, + 225, + 505, + 238 + ], + "score": 1.0, + "content": "for random labels, it can be much larger when there", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 237, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 141, + 237, + 505, + 248 + ], + "score": 1.0, + "content": "is a strong relationship between features and labels: for example, on the noisy 2-XOR data", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 142, + 247, + 505, + 259 + ], + "spans": [ + { + "bbox": [ + 142, + 248, + 393, + 259 + ], + "score": 1.0, + "content": "introduced in (Wei et al., 2018), we show that the margin is", + "type": "text" + }, + { + "bbox": [ + 393, + 247, + 442, + 259 + ], + "score": 0.93, + "content": "\\Omega ( 1 / \\ln ( n ) )", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 248, + 505, + 259 + ], + "score": 1.0, + "content": ", and our SGD", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 142, + 258, + 354, + 271 + ], + "spans": [ + { + "bbox": [ + 142, + 258, + 354, + 271 + ], + "score": 1.0, + "content": "sample complexity is tight in the infinite-width case.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 11.5 + }, + { + "type": "text", + "bbox": [ + 107, + 277, + 298, + 289 + ], + "lines": [ + { + "bbox": [ + 105, + 275, + 300, + 291 + ], + "spans": [ + { + "bbox": [ + 105, + 275, + 300, + 291 + ], + "score": 1.0, + "content": "Section 6 concludes with some open problems.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "title", + "bbox": [ + 108, + 307, + 200, + 318 + ], + "lines": [ + { + "bbox": [ + 106, + 306, + 202, + 319 + ], + "spans": [ + { + "bbox": [ + 106, + 306, + 202, + 319 + ], + "score": 1.0, + "content": "1.1 RELATED WORK", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 107, + 329, + 505, + 412 + ], + "lines": [ + { + "bbox": [ + 106, + 329, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 106, + 329, + 505, + 342 + ], + "score": 1.0, + "content": "There has been a large literature studying gradient descent on overparameterized networks via the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 341, + 505, + 352 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 505, + 352 + ], + "score": 1.0, + "content": "NTK. The most closely related work is (Nitanda & Suzuki, 2019), which shows that a two-layer", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 352, + 505, + 363 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 505, + 363 + ], + "score": 1.0, + "content": "network trained by gradient descent with the logistic loss can achieve a small test error, under the", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 363, + 504, + 375 + ], + "spans": [ + { + "bbox": [ + 106, + 363, + 504, + 375 + ], + "score": 1.0, + "content": "same assumption that the NTK with respect to the first layer can separate the data distribution.", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 373, + 505, + 386 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 440, + 386 + ], + "score": 1.0, + "content": "However, they analyze smooth activations, while we handle the ReLU. They require", + "type": "text" + }, + { + "bbox": [ + 440, + 373, + 474, + 385 + ], + "score": 0.93, + "content": "\\Omega ( 1 / \\epsilon ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 474, + 373, + 505, + 386 + ], + "score": 1.0, + "content": "hidden", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 384, + 506, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 131, + 399 + ], + "score": 1.0, + "content": "units,", + "type": "text" + }, + { + "bbox": [ + 131, + 384, + 165, + 398 + ], + "score": 0.92, + "content": "\\widetilde \\Omega ( 1 / \\epsilon ^ { 4 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 385, + 239, + 399 + ], + "score": 1.0, + "content": "data samples, and", + "type": "text" + }, + { + "bbox": [ + 239, + 386, + 274, + 398 + ], + "score": 0.9, + "content": "{ \\cal O } ( 1 / \\epsilon ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 274, + 385, + 506, + 399 + ], + "score": 1.0, + "content": "steps, while our result only needs polylogarithmic hidden", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 398, + 297, + 413 + ], + "spans": [ + { + "bbox": [ + 106, + 399, + 131, + 413 + ], + "score": 1.0, + "content": "units,", + "type": "text" + }, + { + "bbox": [ + 131, + 398, + 165, + 412 + ], + "score": 0.92, + "content": "\\widetilde \\Omega ( 1 / \\epsilon ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 399, + 240, + 413 + ], + "score": 1.0, + "content": "data samples, and", + "type": "text" + }, + { + "bbox": [ + 240, + 398, + 270, + 412 + ], + "score": 0.92, + "content": "\\widetilde { O } ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 271, + 399, + 297, + 413 + ], + "score": 1.0, + "content": "steps.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 107, + 417, + 505, + 614 + ], + "lines": [ + { + "bbox": [ + 105, + 416, + 506, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 506, + 430 + ], + "score": 1.0, + "content": "Additionally on shallow networks, Du et al. (2018b) prove that on an overparameterized two-layer", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 428, + 506, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 506, + 440 + ], + "score": 1.0, + "content": "network, gradient descent can globally minimize the empirical risk with the squared loss. Their", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 437, + 507, + 453 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 165, + 453 + ], + "score": 1.0, + "content": "result requires", + "type": "text" + }, + { + "bbox": [ + 165, + 438, + 205, + 451 + ], + "score": 0.94, + "content": "\\Omega ( n ^ { 6 } / \\delta ^ { 3 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 205, + 437, + 507, + 453 + ], + "score": 1.0, + "content": "hidden units. Oymak & Soltanolkotabi (2019); Song & Yang (2019) further", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 450, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 105, + 450, + 350, + 462 + ], + "score": 1.0, + "content": "reduce the required overparameterization, but there is still a", + "type": "text" + }, + { + "bbox": [ + 351, + 450, + 384, + 461 + ], + "score": 0.67, + "content": "\\mathrm { p o l y } ( n )", + "type": "inline_equation" + }, + { + "bbox": [ + 385, + 450, + 505, + 462 + ], + "score": 1.0, + "content": "dependency. Using the same", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 460, + 505, + 474 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 505, + 474 + ], + "score": 1.0, + "content": "amount of overparameterization as (Du et al., 2018b), Arora et al. (2019) further show that the two-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 472, + 505, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 472, + 505, + 484 + ], + "score": 1.0, + "content": "layer network learned by gradient descent can achieve a small test error, assuming that on the data", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 481, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 481, + 505, + 496 + ], + "score": 1.0, + "content": "distribution the smallest eigenvalue of the limiting kernel is at least some positive constant. They", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 494, + 506, + 506 + ], + "spans": [ + { + "bbox": [ + 105, + 494, + 506, + 506 + ], + "score": 1.0, + "content": "also give a fine-grained characterization of the predictions made by gradient descent iterates; such", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 505, + 506, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 506, + 518 + ], + "score": 1.0, + "content": "a characterization makes use of a special property of the squared loss and cannot be applied to the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 515, + 506, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 506, + 528 + ], + "score": 1.0, + "content": "logistic regression setting. Li & Liang (2018) show that stochastic gradient descent (SGD) with the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 104, + 526, + 506, + 539 + ], + "spans": [ + { + "bbox": [ + 104, + 526, + 423, + 539 + ], + "score": 1.0, + "content": "cross entropy loss can learn a two-layer network with small test error, using", + "type": "text" + }, + { + "bbox": [ + 423, + 527, + 473, + 538 + ], + "score": 0.86, + "content": "\\mathrm { p o l y } ( \\ell , 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 526, + 506, + 539 + ], + "score": 1.0, + "content": "hidden", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 537, + 505, + 550 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 158, + 550 + ], + "score": 1.0, + "content": "units, where", + "type": "text" + }, + { + "bbox": [ + 159, + 538, + 165, + 547 + ], + "score": 0.69, + "content": "\\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 537, + 505, + 550 + ], + "score": 1.0, + "content": "is at least the covering number of the support of the feature distribution using balls", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 548, + 505, + 560 + ], + "spans": [ + { + "bbox": [ + 105, + 548, + 505, + 560 + ], + "score": 1.0, + "content": "whose radii are no larger than the smallest distance between two data points with different labels.", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 559, + 505, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 505, + 572 + ], + "score": 1.0, + "content": "Allen-Zhu et al. (2018a) consider SGD on a two-layer network, and a variant of SGD on a three-layer", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 104, + 569, + 505, + 584 + ], + "spans": [ + { + "bbox": [ + 104, + 569, + 505, + 584 + ], + "score": 1.0, + "content": "network. The three-layer analysis further exhibits some properties not captured by the NTK. They", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 581, + 506, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 506, + 594 + ], + "score": 1.0, + "content": "assume a ground truth network with infinite-order smooth activations, and they require the width to", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 592, + 505, + 605 + ], + "spans": [ + { + "bbox": [ + 105, + 592, + 206, + 605 + ], + "score": 1.0, + "content": "depend polynomially on", + "type": "text" + }, + { + "bbox": [ + 207, + 592, + 222, + 604 + ], + "score": 0.86, + "content": "1 / \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 592, + 505, + 605 + ], + "score": 1.0, + "content": "and some constants related to the smoothness of the activations of the", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 604, + 196, + 614 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 196, + 614 + ], + "score": 1.0, + "content": "ground truth network.", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 32.5 + }, + { + "type": "text", + "bbox": [ + 107, + 619, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 619, + 505, + 632 + ], + "spans": [ + { + "bbox": [ + 106, + 619, + 505, + 632 + ], + "score": 1.0, + "content": "On deep networks, a variety of works have established low training error (Allen-Zhu et al., 2018b;", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 631, + 505, + 643 + ], + "spans": [ + { + "bbox": [ + 106, + 631, + 505, + 643 + ], + "score": 1.0, + "content": "Du et al., 2018a; Zou et al., 2018; Zou & Gu, 2019). Allen-Zhu et al. (2018c) show that SGD can", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 642, + 506, + 655 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 506, + 655 + ], + "score": 1.0, + "content": "minimize the regression loss for recurrent neural networks, and Allen-Zhu & Li (2019b) further", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 653, + 506, + 665 + ], + "spans": [ + { + "bbox": [ + 105, + 653, + 506, + 665 + ], + "score": 1.0, + "content": "prove a low generalization error. Allen-Zhu & Li (2019a) show that using the same number of", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 664, + 505, + 676 + ], + "spans": [ + { + "bbox": [ + 105, + 664, + 505, + 676 + ], + "score": 1.0, + "content": "training examples, a three-layer ResNet can learn a function class with a much lower test error than", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 675, + 505, + 687 + ], + "spans": [ + { + "bbox": [ + 106, + 675, + 505, + 687 + ], + "score": 1.0, + "content": "any kernel method. 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Theorem 3.2 and Corollary 3.3). (As discussed in Remark 3.4,", + "type": "text" + }, + { + "bbox": [ + 438, + 117, + 469, + 132 + ], + "score": 0.92, + "content": "\\widetilde \\Omega ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 469, + 120, + 504, + 132 + ], + "score": 1.0, + "content": "samples", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 141, + 129, + 505, + 143 + ], + "spans": [ + { + "bbox": [ + 141, + 129, + 505, + 143 + ], + "score": 1.0, + "content": "also suffice via a smoothness-based generalization bound, at the expense of large constant", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 141, + 140, + 179, + 154 + ], + "spans": [ + { + "bbox": [ + 141, + 140, + 179, + 154 + ], + "score": 1.0, + "content": "factors.)", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 2.5, + "bbox_fs": [ + 106, + 83, + 506, + 154 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 160, + 505, + 196 + ], + "lines": [ + { + "bbox": [ + 106, + 160, + 505, + 173 + ], + "spans": [ + { + "bbox": [ + 106, + 160, + 505, + 173 + ], + "score": 1.0, + "content": "Section 4 considers stochastic gradient descent (SGD) with access to a standard stochastic on-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 142, + 171, + 505, + 186 + ], + "spans": [ + { + "bbox": [ + 142, + 173, + 412, + 186 + ], + "score": 1.0, + "content": "line oracle. We prove that with width at least polylogarithmic and", + "type": "text" + }, + { + "bbox": [ + 413, + 171, + 443, + 186 + ], + "score": 0.94, + "content": "\\widetilde { \\Theta } ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 173, + 505, + 186 + ], + "score": 1.0, + "content": "samples, SGD", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 142, + 185, + 371, + 196 + ], + "spans": [ + { + "bbox": [ + 142, + 185, + 371, + 196 + ], + "score": 1.0, + "content": "achieves an arbitrarily small test error (cf. Theorem 4.1).", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7, + "bbox_fs": [ + 106, + 160, + 505, + 196 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 203, + 505, + 270 + ], + "lines": [ + { + "bbox": [ + 105, + 203, + 505, + 216 + ], + "spans": [ + { + "bbox": [ + 105, + 203, + 505, + 216 + ], + "score": 1.0, + "content": "Section 5 discusses the separation margin, which is in general a positive number, but reflects the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 213, + 505, + 228 + ], + "spans": [ + { + "bbox": [ + 141, + 213, + 505, + 228 + ], + "score": 1.0, + "content": "difficulty of the classification problem in the infinite-width limit. While this margin can√", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 225, + 505, + 238 + ], + "spans": [ + { + "bbox": [ + 141, + 225, + 256, + 238 + ], + "score": 1.0, + "content": "degrade all the way down to", + "type": "text" + }, + { + "bbox": [ + 256, + 225, + 297, + 237 + ], + "score": 0.93, + "content": "\\bar { O ( 1 / \\sqrt { n } ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 297, + 225, + 505, + 238 + ], + "score": 1.0, + "content": "for random labels, it can be much larger when there", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 237, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 141, + 237, + 505, + 248 + ], + "score": 1.0, + "content": "is a strong relationship between features and labels: for example, on the noisy 2-XOR data", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 142, + 247, + 505, + 259 + ], + "spans": [ + { + "bbox": [ + 142, + 248, + 393, + 259 + ], + "score": 1.0, + "content": "introduced in (Wei et al., 2018), we show that the margin is", + "type": "text" + }, + { + "bbox": [ + 393, + 247, + 442, + 259 + ], + "score": 0.93, + "content": "\\Omega ( 1 / \\ln ( n ) )", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 248, + 505, + 259 + ], + "score": 1.0, + "content": ", and our SGD", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 142, + 258, + 354, + 271 + ], + "spans": [ + { + "bbox": [ + 142, + 258, + 354, + 271 + ], + "score": 1.0, + "content": "sample complexity is tight in the infinite-width case.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 11.5, + "bbox_fs": [ + 105, + 203, + 505, + 271 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 277, + 298, + 289 + ], + "lines": [ + { + "bbox": [ + 105, + 275, + 300, + 291 + ], + "spans": [ + { + "bbox": [ + 105, + 275, + 300, + 291 + ], + "score": 1.0, + "content": "Section 6 concludes with some open problems.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15, + "bbox_fs": [ + 105, + 275, + 300, + 291 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 307, + 200, + 318 + ], + "lines": [ + { + "bbox": [ + 106, + 306, + 202, + 319 + ], + "spans": [ + { + "bbox": [ + 106, + 306, + 202, + 319 + ], + "score": 1.0, + "content": "1.1 RELATED WORK", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 107, + 329, + 505, + 412 + ], + "lines": [ + { + "bbox": [ + 106, + 329, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 106, + 329, + 505, + 342 + ], + "score": 1.0, + "content": "There has been a large literature studying gradient descent on overparameterized networks via the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 341, + 505, + 352 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 505, + 352 + ], + "score": 1.0, + "content": "NTK. The most closely related work is (Nitanda & Suzuki, 2019), which shows that a two-layer", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 352, + 505, + 363 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 505, + 363 + ], + "score": 1.0, + "content": "network trained by gradient descent with the logistic loss can achieve a small test error, under the", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 363, + 504, + 375 + ], + "spans": [ + { + "bbox": [ + 106, + 363, + 504, + 375 + ], + "score": 1.0, + "content": "same assumption that the NTK with respect to the first layer can separate the data distribution.", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 373, + 505, + 386 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 440, + 386 + ], + "score": 1.0, + "content": "However, they analyze smooth activations, while we handle the ReLU. They require", + "type": "text" + }, + { + "bbox": [ + 440, + 373, + 474, + 385 + ], + "score": 0.93, + "content": "\\Omega ( 1 / \\epsilon ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 474, + 373, + 505, + 386 + ], + "score": 1.0, + "content": "hidden", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 384, + 506, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 131, + 399 + ], + "score": 1.0, + "content": "units,", + "type": "text" + }, + { + "bbox": [ + 131, + 384, + 165, + 398 + ], + "score": 0.92, + "content": "\\widetilde \\Omega ( 1 / \\epsilon ^ { 4 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 385, + 239, + 399 + ], + "score": 1.0, + "content": "data samples, and", + "type": "text" + }, + { + "bbox": [ + 239, + 386, + 274, + 398 + ], + "score": 0.9, + "content": "{ \\cal O } ( 1 / \\epsilon ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 274, + 385, + 506, + 399 + ], + "score": 1.0, + "content": "steps, while our result only needs polylogarithmic hidden", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 398, + 297, + 413 + ], + "spans": [ + { + "bbox": [ + 106, + 399, + 131, + 413 + ], + "score": 1.0, + "content": "units,", + "type": "text" + }, + { + "bbox": [ + 131, + 398, + 165, + 412 + ], + "score": 0.92, + "content": "\\widetilde \\Omega ( 1 / \\epsilon ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 399, + 240, + 413 + ], + "score": 1.0, + "content": "data samples, and", + "type": "text" + }, + { + "bbox": [ + 240, + 398, + 270, + 412 + ], + "score": 0.92, + "content": "\\widetilde { O } ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 271, + 399, + 297, + 413 + ], + "score": 1.0, + "content": "steps.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 20, + "bbox_fs": [ + 105, + 329, + 506, + 413 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 417, + 505, + 614 + ], + "lines": [ + { + "bbox": [ + 105, + 416, + 506, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 506, + 430 + ], + "score": 1.0, + "content": "Additionally on shallow networks, Du et al. (2018b) prove that on an overparameterized two-layer", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 428, + 506, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 506, + 440 + ], + "score": 1.0, + "content": "network, gradient descent can globally minimize the empirical risk with the squared loss. Their", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 437, + 507, + 453 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 165, + 453 + ], + "score": 1.0, + "content": "result requires", + "type": "text" + }, + { + "bbox": [ + 165, + 438, + 205, + 451 + ], + "score": 0.94, + "content": "\\Omega ( n ^ { 6 } / \\delta ^ { 3 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 205, + 437, + 507, + 453 + ], + "score": 1.0, + "content": "hidden units. Oymak & Soltanolkotabi (2019); Song & Yang (2019) further", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 450, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 105, + 450, + 350, + 462 + ], + "score": 1.0, + "content": "reduce the required overparameterization, but there is still a", + "type": "text" + }, + { + "bbox": [ + 351, + 450, + 384, + 461 + ], + "score": 0.67, + "content": "\\mathrm { p o l y } ( n )", + "type": "inline_equation" + }, + { + "bbox": [ + 385, + 450, + 505, + 462 + ], + "score": 1.0, + "content": "dependency. Using the same", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 460, + 505, + 474 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 505, + 474 + ], + "score": 1.0, + "content": "amount of overparameterization as (Du et al., 2018b), Arora et al. (2019) further show that the two-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 472, + 505, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 472, + 505, + 484 + ], + "score": 1.0, + "content": "layer network learned by gradient descent can achieve a small test error, assuming that on the data", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 481, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 481, + 505, + 496 + ], + "score": 1.0, + "content": "distribution the smallest eigenvalue of the limiting kernel is at least some positive constant. They", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 494, + 506, + 506 + ], + "spans": [ + { + "bbox": [ + 105, + 494, + 506, + 506 + ], + "score": 1.0, + "content": "also give a fine-grained characterization of the predictions made by gradient descent iterates; such", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 505, + 506, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 506, + 518 + ], + "score": 1.0, + "content": "a characterization makes use of a special property of the squared loss and cannot be applied to the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 515, + 506, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 506, + 528 + ], + "score": 1.0, + "content": "logistic regression setting. Li & Liang (2018) show that stochastic gradient descent (SGD) with the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 104, + 526, + 506, + 539 + ], + "spans": [ + { + "bbox": [ + 104, + 526, + 423, + 539 + ], + "score": 1.0, + "content": "cross entropy loss can learn a two-layer network with small test error, using", + "type": "text" + }, + { + "bbox": [ + 423, + 527, + 473, + 538 + ], + "score": 0.86, + "content": "\\mathrm { p o l y } ( \\ell , 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 526, + 506, + 539 + ], + "score": 1.0, + "content": "hidden", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 537, + 505, + 550 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 158, + 550 + ], + "score": 1.0, + "content": "units, where", + "type": "text" + }, + { + "bbox": [ + 159, + 538, + 165, + 547 + ], + "score": 0.69, + "content": "\\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 537, + 505, + 550 + ], + "score": 1.0, + "content": "is at least the covering number of the support of the feature distribution using balls", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 548, + 505, + 560 + ], + "spans": [ + { + "bbox": [ + 105, + 548, + 505, + 560 + ], + "score": 1.0, + "content": "whose radii are no larger than the smallest distance between two data points with different labels.", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 559, + 505, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 505, + 572 + ], + "score": 1.0, + "content": "Allen-Zhu et al. (2018a) consider SGD on a two-layer network, and a variant of SGD on a three-layer", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 104, + 569, + 505, + 584 + ], + "spans": [ + { + "bbox": [ + 104, + 569, + 505, + 584 + ], + "score": 1.0, + "content": "network. The three-layer analysis further exhibits some properties not captured by the NTK. They", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 581, + 506, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 506, + 594 + ], + "score": 1.0, + "content": "assume a ground truth network with infinite-order smooth activations, and they require the width to", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 592, + 505, + 605 + ], + "spans": [ + { + "bbox": [ + 105, + 592, + 206, + 605 + ], + "score": 1.0, + "content": "depend polynomially on", + "type": "text" + }, + { + "bbox": [ + 207, + 592, + 222, + 604 + ], + "score": 0.86, + "content": "1 / \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 592, + 505, + 605 + ], + "score": 1.0, + "content": "and some constants related to the smoothness of the activations of the", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 604, + 196, + 614 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 196, + 614 + ], + "score": 1.0, + "content": "ground truth network.", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 32.5, + "bbox_fs": [ + 104, + 416, + 507, + 614 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 619, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 619, + 505, + 632 + ], + "spans": [ + { + "bbox": [ + 106, + 619, + 505, + 632 + ], + "score": 1.0, + "content": "On deep networks, a variety of works have established low training error (Allen-Zhu et al., 2018b;", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 631, + 505, + 643 + ], + "spans": [ + { + "bbox": [ + 106, + 631, + 505, + 643 + ], + "score": 1.0, + "content": "Du et al., 2018a; Zou et al., 2018; Zou & Gu, 2019). Allen-Zhu et al. (2018c) show that SGD can", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 642, + 506, + 655 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 506, + 655 + ], + "score": 1.0, + "content": "minimize the regression loss for recurrent neural networks, and Allen-Zhu & Li (2019b) further", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 653, + 506, + 665 + ], + "spans": [ + { + "bbox": [ + 105, + 653, + 506, + 665 + ], + "score": 1.0, + "content": "prove a low generalization error. Allen-Zhu & Li (2019a) show that using the same number of", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 664, + 505, + 676 + ], + "spans": [ + { + "bbox": [ + 105, + 664, + 505, + 676 + ], + "score": 1.0, + "content": "training examples, a three-layer ResNet can learn a function class with a much lower test error than", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 675, + 505, + 687 + ], + "spans": [ + { + "bbox": [ + 106, + 675, + 505, + 687 + ], + "score": 1.0, + "content": "any kernel method. 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The empirical risk and its gradient are given", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 333, + 122, + 349 + ], + "spans": [ + { + "bbox": [ + 105, + 333, + 122, + 349 + ], + "score": 1.0, + "content": "by", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16, + "bbox_fs": [ + 105, + 310, + 505, + 349 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 136, + 349, + 474, + 381 + ], + "lines": [ + { + "bbox": [ + 136, + 349, + 474, + 381 + ], + "spans": [ + { + "bbox": [ + 136, + 349, + 474, + 381 + ], + "score": 0.93, + "content": "\\widehat { \\mathcal { R } } ( W ) : = \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\ell \\left( y _ { i } f _ { i } ( W ) \\right) , \\quad \\mathrm { a n d } \\quad \\nabla \\widehat { \\mathcal { R } } ( W ) = \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W ) \\right) y _ { i } \\nabla f _ { i } ( W ) .", + "type": "interline_equation", + "image_path": "03b9787a56d293fa0c7f22076450ee9a7d1ef8fa8d021c28b8cf4c2f6d254cac.jpg" + } + ] + } + ], + "index": 19, + "virtual_lines": [ + { + "bbox": [ + 136, + 349, + 474, + 359.6666666666667 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 136, + 359.6666666666667, + 474, + 370.33333333333337 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 136, + 370.33333333333337, + 474, + 381.00000000000006 + ], + "spans": [], + "index": 20 + } + ] + }, + { + "type": "text", + "bbox": [ + 103, + 385, + 476, + 399 + ], + "lines": [ + { + "bbox": [ + 104, + 384, + 478, + 401 + ], + "spans": [ + { + "bbox": [ + 104, + 384, + 139, + 401 + ], + "score": 1.0, + "content": "For any", + "type": "text" + }, + { + "bbox": [ + 140, + 388, + 162, + 398 + ], + "score": 0.9, + "content": "t \\geq 0", + "type": "inline_equation" + }, + { + "bbox": [ + 163, + 384, + 313, + 401 + ], + "score": 1.0, + "content": ", the gradient descent step is given by", + "type": "text" + }, + { + "bbox": [ + 313, + 385, + 424, + 399 + ], + "score": 0.94, + "content": "W _ { t + 1 } : = W _ { t } - \\eta _ { t } \\nabla \\widehat { \\mathcal { R } } ( W _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 384, + 478, + 401 + ], + "score": 1.0, + "content": ". Also define", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21, + "bbox_fs": [ + 104, + 384, + 478, + 401 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 155, + 403, + 455, + 435 + ], + "lines": [ + { + "bbox": [ + 155, + 403, + 455, + 435 + ], + "spans": [ + { + "bbox": [ + 155, + 403, + 455, + 435 + ], + "score": 0.92, + "content": "f _ { i } ^ { ( t ) } ( W ) : = \\left. \\nabla f _ { i } ( W _ { t } ) , W \\right. , \\quad \\mathrm { a n d } \\quad \\widehat { \\mathcal { R } } ^ { ( t ) } ( W ) : = \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\ell \\left( y _ { i } f _ { i } ^ { ( t ) } ( W ) \\right) .", + "type": "interline_equation", + "image_path": "87190822bd27ad8dadf76aaafda3419ec130ec9a9a1b86105e61fcc781ef7a45.jpg" + } + ] + } + ], + "index": 23, + "virtual_lines": [ + { + "bbox": [ + 155, + 403, + 455, + 413.6666666666667 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 155, + 413.6666666666667, + 455, + 424.33333333333337 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 155, + 424.33333333333337, + 455, + 435.00000000000006 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 103, + 440, + 505, + 464 + ], + "lines": [ + { + "bbox": [ + 104, + 437, + 506, + 456 + ], + "spans": [ + { + "bbox": [ + 104, + 437, + 147, + 456 + ], + "score": 1.0, + "content": "Note that", + "type": "text" + }, + { + "bbox": [ + 147, + 438, + 228, + 453 + ], + "score": 0.92, + "content": "f _ { i } ^ { ( t ) } ( W _ { t } ) = f _ { i } ( W _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 228, + 437, + 474, + 456 + ], + "score": 1.0, + "content": ". This property generally holds due to homogeneity: for any", + "type": "text" + }, + { + "bbox": [ + 475, + 442, + 487, + 451 + ], + "score": 0.82, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 437, + 506, + 456 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 451, + 174, + 466 + ], + "spans": [ + { + "bbox": [ + 105, + 451, + 123, + 466 + ], + "score": 1.0, + "content": "any", + "type": "text" + }, + { + "bbox": [ + 124, + 453, + 169, + 463 + ], + "score": 0.9, + "content": "1 \\leq s \\leq m", + "type": "inline_equation" + }, + { + "bbox": [ + 169, + 451, + 174, + 466 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25.5, + "bbox_fs": [ + 104, + 437, + 506, + 466 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 141, + 467, + 469, + 495 + ], + "lines": [ + { + "bbox": [ + 141, + 467, + 469, + 495 + ], + "spans": [ + { + "bbox": [ + 141, + 467, + 469, + 495 + ], + "score": 0.9, + "content": "\\frac { \\partial f _ { i } } { \\partial w _ { s } } = \\frac { 1 } { \\sqrt { m } } a _ { s } \\mathbb { 1 } \\left[ \\left. w _ { s } , x _ { i } \\right. > 0 \\right] x _ { i } , \\quad \\mathrm { a n d } \\quad \\left. \\frac { \\partial f _ { i } } { \\partial w _ { s } } , w _ { s } \\right. = \\frac { 1 } { \\sqrt { m } } a _ { s } \\sigma \\left( \\left. w _ { s } , x _ { i } \\right. \\right) ,", + "type": "interline_equation", + "image_path": "190909b34e7c47f727d8b27d2507efbd038607d1c52b5a3ce77555769e5f9a75.jpg" + } + ] + } + ], + "index": 27, + "virtual_lines": [ + { + "bbox": [ + 141, + 467, + 469, + 495 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 497, + 246, + 511 + ], + "lines": [ + { + "bbox": [ + 106, + 497, + 246, + 513 + ], + "spans": [ + { + "bbox": [ + 106, + 497, + 142, + 513 + ], + "score": 1.0, + "content": "and thus", + "type": "text" + }, + { + "bbox": [ + 143, + 497, + 243, + 512 + ], + "score": 0.92, + "content": "\\left. \\nabla f _ { i } ( W ) , W \\right. = f _ { i } ( W )", + "type": "inline_equation" + }, + { + "bbox": [ + 244, + 497, + 246, + 513 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28, + "bbox_fs": [ + 106, + 497, + 246, + 513 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 526, + 290, + 539 + ], + "lines": [ + { + "bbox": [ + 104, + 525, + 291, + 542 + ], + "spans": [ + { + "bbox": [ + 104, + 525, + 291, + 542 + ], + "score": 1.0, + "content": "2 EMPIRICAL RISK MINIMIZATION", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29 + }, + { + "type": "text", + "bbox": [ + 106, + 550, + 505, + 574 + ], + "lines": [ + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "score": 1.0, + "content": "In this section, we consider a fixed training set and empirical risk minimization. We first state our", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 561, + 478, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 478, + 574 + ], + "score": 1.0, + "content": "assumption on the separability of the NTK, and then give our main result and a proof sketch.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 30.5, + "bbox_fs": [ + 105, + 550, + 505, + 574 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 578, + 394, + 590 + ], + "lines": [ + { + "bbox": [ + 106, + 576, + 389, + 594 + ], + "spans": [ + { + "bbox": [ + 106, + 576, + 389, + 594 + ], + "score": 1.0, + "content": "The key idea of the NTK is to do the first-order Taylor approximation:", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32, + "bbox_fs": [ + 106, + 576, + 389, + 594 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 186, + 592, + 424, + 608 + ], + "lines": [ + { + "bbox": [ + 186, + 592, + 424, + 608 + ], + "spans": [ + { + "bbox": [ + 186, + 592, + 424, + 608 + ], + "score": 0.89, + "content": "f ( x ; W , a ) \\approx f ( x ; W _ { 0 } , a ) + \\left. \\nabla _ { W } f ( x ; W _ { 0 } , a ) , W - W _ { 0 } \\right. .", + "type": "interline_equation", + "image_path": "27e17b2c7c6cadbfe997fbc93e24a02af2410ffb67435a0c7e51088f44bf4db0.jpg" + } + ] + } + ], + "index": 33, + "virtual_lines": [ + { + "bbox": [ + 186, + 592, + 424, + 608 + ], + "spans": [], + "index": 33 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 612, + 506, + 648 + ], + "lines": [ + { + "bbox": [ + 104, + 610, + 506, + 626 + ], + "spans": [ + { + "bbox": [ + 104, + 610, + 380, + 626 + ], + "score": 1.0, + "content": "In other words, we want to do learning using the features given by", + "type": "text" + }, + { + "bbox": [ + 380, + 611, + 458, + 624 + ], + "score": 0.91, + "content": "\\nabla f _ { i } ( W _ { 0 } ) \\in \\mathbb { R } ^ { m \\times d }", + "type": "inline_equation" + }, + { + "bbox": [ + 459, + 610, + 506, + 626 + ], + "score": 1.0, + "content": ". A natural", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 103, + 620, + 507, + 641 + ], + "spans": [ + { + "bbox": [ + 103, + 620, + 229, + 641 + ], + "score": 1.0, + "content": "assumption is that there exists", + "type": "text" + }, + { + "bbox": [ + 230, + 624, + 276, + 635 + ], + "score": 0.93, + "content": "\\overline { { U } } \\in \\mathbb { R } ^ { m \\times d }", + "type": "inline_equation" + }, + { + "bbox": [ + 277, + 620, + 357, + 641 + ], + "score": 1.0, + "content": "which can separate", + "type": "text" + }, + { + "bbox": [ + 357, + 624, + 442, + 639 + ], + "score": 0.92, + "content": "\\left\\{ \\left( \\nabla f _ { i } ( W _ { 0 } ) , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 442, + 620, + 507, + 641 + ], + "score": 1.0, + "content": "with a positive", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 636, + 140, + 649 + ], + "spans": [ + { + "bbox": [ + 105, + 636, + 140, + 649 + ], + "score": 1.0, + "content": "margin:", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 35, + "bbox_fs": [ + 103, + 610, + 507, + 649 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 119, + 650, + 473, + 690 + ], + "lines": [ + { + "bbox": [ + 119, + 650, + 473, + 690 + ], + "spans": [ + { + "bbox": [ + 119, + 650, + 473, + 690 + ], + "score": 0.95, + "content": "\\operatorname* { m i n } _ { 1 \\leq i \\leq n } \\left( y _ { i } \\left. \\overline { { U } } , \\nabla f _ { i } ( W _ { 0 } ) \\right. \\right) = \\operatorname* { m i n } _ { 1 \\leq i \\leq n } \\left( y _ { i } \\frac { 1 } { \\sqrt { m } } \\sum _ { s = 1 } ^ { m } a _ { s } \\langle \\bar { u } _ { s } , x _ { i } \\rangle \\mathbb { 1 } \\left[ \\langle w _ { s , 0 } , x _ { i } \\rangle > 0 \\right] \\right) > 0 .", + "type": "interline_equation", + "image_path": "b9fa356606459cd7b4fd90bd43c2a4c7e81b06da29e3557d942cc91ee80df28d.jpg" + } + ] + } + ], + "index": 38, + "virtual_lines": [ + { + "bbox": [ + 119, + 650, + 473, + 663.3333333333334 + ], + "spans": [], + "index": 37 + }, + { + "bbox": [ + 119, + 663.3333333333334, + 473, + 676.6666666666667 + ], + "spans": [], + "index": 38 + }, + { + "bbox": [ + 119, + 676.6666666666667, + 473, + 690.0000000000001 + ], + "spans": [], + "index": 39 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 698, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 698, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 698, + 505, + 711 + ], + "score": 1.0, + "content": "The infinite-width limit of eq. 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Under Assumption 2.1, given any risk target", + "type": "text" + }, + { + "bbox": [ + 346, + 353, + 385, + 366 + ], + "score": 0.93, + "content": "\\epsilon \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 352, + 421, + 367 + ], + "score": 1.0, + "content": "and any", + "type": "text" + }, + { + "bbox": [ + 421, + 353, + 471, + 366 + ], + "score": 0.92, + "content": "\\delta \\in ( 0 , 1 / 3 )", + "type": "inline_equation" + }, + { + "bbox": [ + 471, + 352, + 488, + 367 + ], + "score": 1.0, + "content": ", let", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "interline_equation", + "bbox": [ + 193, + 368, + 417, + 397 + ], + "lines": [ + { + "bbox": [ + 193, + 368, + 417, + 397 + ], + "spans": [ + { + "bbox": [ + 193, + 368, + 417, + 397 + ], + "score": 0.93, + "content": "\\lambda : = \\frac { \\sqrt { 2 \\ln ( 4 n / \\delta ) } + \\ln ( 4 / \\epsilon ) } { \\gamma / 4 } , \\quad a n d \\quad M : = \\frac { 4 0 9 6 \\lambda ^ { 2 } } { \\gamma ^ { 6 } } .", + "type": "interline_equation", + "image_path": "7c1b6111fedb415fc7c3924da1d5f088388c49a5de4fe37a18524fcadd114d67.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 193, + 368, + 417, + 397 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 109, + 399, + 503, + 422 + ], + "lines": [ + { + "bbox": [ + 106, + 398, + 505, + 413 + ], + "spans": [ + { + "bbox": [ + 106, + 398, + 161, + 413 + ], + "score": 1.0, + "content": "Then for any", + "type": "text" + }, + { + "bbox": [ + 162, + 400, + 197, + 410 + ], + "score": 0.91, + "content": "m \\geq M", + "type": "inline_equation" + }, + { + "bbox": [ + 197, + 398, + 307, + 413 + ], + "score": 1.0, + "content": "and any constant step size", + "type": "text" + }, + { + "bbox": [ + 308, + 400, + 334, + 411 + ], + "score": 0.89, + "content": "\\eta \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 398, + 405, + 413 + ], + "score": 1.0, + "content": ", with probability", + "type": "text" + }, + { + "bbox": [ + 406, + 399, + 434, + 410 + ], + "score": 0.5, + "content": "1 - 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Moreover,", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 104, + 559, + 507, + 577 + ], + "spans": [ + { + "bbox": [ + 104, + 559, + 293, + 577 + ], + "score": 1.0, + "content": "we show in Proposition 5.4 that if we want", + "type": "text" + }, + { + "bbox": [ + 293, + 560, + 379, + 574 + ], + "score": 0.93, + "content": "\\left\\{ \\left( \\nabla f _ { i } ( W _ { 0 } ) , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 559, + 507, + 577 + ], + "score": 1.0, + "content": "to be separable, which is the", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 572, + 453, + 587 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 432, + 587 + ], + "score": 1.0, + "content": "starting point of an NTK-style analysis, the width has to depend polynomially on", + "type": "text" + }, + { + "bbox": [ + 432, + 573, + 449, + 586 + ], + "score": 0.9, + "content": "1 / \\gamma", + "type": "inline_equation" + }, + { + "bbox": [ + 449, + 572, + 453, + 587 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 107, + 590, + 504, + 613 + ], + "lines": [ + { + "bbox": [ + 104, + 588, + 504, + 604 + ], + "spans": [ + { + "bbox": [ + 104, + 588, + 504, + 604 + ], + "score": 1.0, + "content": "In the rest of Section 2, we give a proof sketch of Theorem 2.2. The full proof is given in Ap-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 601, + 149, + 613 + ], + "spans": [ + { + "bbox": [ + 104, + 601, + 149, + 613 + ], + "score": 1.0, + "content": "pendix A.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 31.5 + }, + { + "type": "title", + "bbox": [ + 107, + 626, + 267, + 637 + ], + "lines": [ + { + "bbox": [ + 105, + 625, + 268, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 625, + 268, + 639 + ], + "score": 1.0, + "content": "2.1 PROPERTIES AT INITIALIZATION", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 33 + }, + { + "type": "text", + "bbox": [ + 106, + 646, + 398, + 659 + ], + "lines": [ + { + "bbox": [ + 106, + 645, + 398, + 659 + ], + "spans": [ + { + "bbox": [ + 106, + 645, + 398, + 659 + ], + "score": 1.0, + "content": "In this subsection, we give some nice properties of random initialization.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 106, + 663, + 342, + 676 + ], + "lines": [ + { + "bbox": [ + 106, + 662, + 342, + 677 + ], + "spans": [ + { + "bbox": [ + 106, + 662, + 198, + 677 + ], + "score": 1.0, + "content": "Given an initialization", + "type": "text" + }, + { + "bbox": [ + 198, + 663, + 230, + 676 + ], + "score": 0.92, + "content": "( W _ { 0 } , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 662, + 265, + 677 + ], + "score": 1.0, + "content": ", for any", + "type": "text" + }, + { + "bbox": [ + 265, + 664, + 311, + 675 + ], + "score": 0.91, + "content": "1 \\leq s \\leq m", + "type": "inline_equation" + }, + { + "bbox": [ + 311, + 662, + 342, + 677 + ], + "score": 1.0, + "content": ", define", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 35 + }, + { + "type": "interline_equation", + "bbox": [ + 260, + 678, + 350, + 704 + ], + "lines": [ + { + "bbox": [ + 260, + 678, + 350, + 704 + ], + "spans": [ + { + "bbox": [ + 260, + 678, + 350, + 704 + ], + "score": 0.95, + "content": "\\bar { u } _ { s } : = \\frac { 1 } { \\sqrt { m } } a _ { s } \\bar { v } ( w _ { s , 0 } ) ,", + "type": "interline_equation", + "image_path": "8376516c95b82a4236954a6e8fa8522951c67023f7a65892c533d0276eaf0a0a.jpg" + } + ] + } + ], + "index": 36, + "virtual_lines": [ + { + "bbox": [ + 260, + 678, + 350, + 704 + ], + "spans": [], + "index": 36 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 707, + 506, + 734 + ], + "lines": [ + { + "bbox": [ + 104, + 703, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 104, + 703, + 134, + 723 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 134, + 709, + 140, + 718 + ], + "score": 0.78, + "content": "\\bar { v }", + "type": "inline_equation" + }, + { + "bbox": [ + 141, + 703, + 293, + 723 + ], + "score": 1.0, + "content": "is given by Assumption 2.1. 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It is also possible to give a dual characterization of the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 301, + 505, + 313 + ], + "spans": [ + { + "bbox": [ + 105, + 301, + 505, + 313 + ], + "score": 1.0, + "content": "separation margin (cf. eq. (5.2)), which also allows us to show that Assumption 2.1 always holds", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 311, + 506, + 325 + ], + "spans": [ + { + "bbox": [ + 105, + 311, + 506, + 325 + ], + "score": 1.0, + "content": "when there are no parallel inputs (cf. Proposition 5.1). However, it is often more convenient to", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 323, + 324, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 323, + 146, + 336 + ], + "score": 1.0, + "content": "construct", + "type": "text" + }, + { + "bbox": [ + 146, + 324, + 152, + 333 + ], + "score": 0.77, + "content": "\\bar { v }", + "type": "inline_equation" + }, + { + "bbox": [ + 152, + 323, + 324, + 336 + ], + "score": 1.0, + "content": "directly; see Section 5 for some examples.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 12, + "bbox_fs": [ + 104, + 254, + 506, + 336 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 339, + 354, + 351 + ], + "lines": [ + { + "bbox": [ + 106, + 339, + 354, + 353 + ], + "spans": [ + { + "bbox": [ + 106, + 339, + 354, + 353 + ], + "score": 1.0, + "content": "With Assumption 2.1, we state our main empirical risk result.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16, + "bbox_fs": [ + 106, + 339, + 354, + 353 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 353, + 487, + 366 + ], + "lines": [ + { + "bbox": [ + 105, + 352, + 488, + 367 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 346, + 367 + ], + "score": 1.0, + "content": "Theorem 2.2. Under Assumption 2.1, given any risk target", + "type": "text" + }, + { + "bbox": [ + 346, + 353, + 385, + 366 + ], + "score": 0.93, + "content": "\\epsilon \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 352, + 421, + 367 + ], + "score": 1.0, + "content": "and any", + "type": "text" + }, + { + "bbox": [ + 421, + 353, + 471, + 366 + ], + "score": 0.92, + "content": "\\delta \\in ( 0 , 1 / 3 )", + "type": "inline_equation" + }, + { + "bbox": [ + 471, + 352, + 488, + 367 + ], + "score": 1.0, + "content": ", let", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17, + "bbox_fs": [ + 105, + 352, + 488, + 367 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 193, + 368, + 417, + 397 + ], + "lines": [ + { + "bbox": [ + 193, + 368, + 417, + 397 + ], + "spans": [ + { + "bbox": [ + 193, + 368, + 417, + 397 + ], + "score": 0.93, + "content": "\\lambda : = \\frac { \\sqrt { 2 \\ln ( 4 n / \\delta ) } + \\ln ( 4 / \\epsilon ) } { \\gamma / 4 } , \\quad a n d \\quad M : = \\frac { 4 0 9 6 \\lambda ^ { 2 } } { \\gamma ^ { 6 } } .", + "type": "interline_equation", + "image_path": "7c1b6111fedb415fc7c3924da1d5f088388c49a5de4fe37a18524fcadd114d67.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 193, + 368, + 417, + 397 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 109, + 399, + 503, + 422 + ], + "lines": [ + { + "bbox": [ + 106, + 398, + 505, + 413 + ], + "spans": [ + { + "bbox": [ + 106, + 398, + 161, + 413 + ], + "score": 1.0, + "content": "Then for any", + "type": "text" + }, + { + "bbox": [ + 162, + 400, + 197, + 410 + ], + "score": 0.91, + "content": "m \\geq M", + "type": "inline_equation" + }, + { + "bbox": [ + 197, + 398, + 307, + 413 + ], + "score": 1.0, + "content": "and any constant step size", + "type": "text" + }, + { + "bbox": [ + 308, + 400, + 334, + 411 + ], + "score": 0.89, + "content": "\\eta \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 398, + 405, + 413 + ], + "score": 1.0, + "content": ", with probability", + "type": "text" + }, + { + "bbox": [ + 406, + 399, + 434, + 410 + ], + "score": 0.5, + "content": "1 - 3 \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 398, + 505, + 413 + ], + "score": 1.0, + "content": "over the random", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 107, + 408, + 163, + 423 + ], + "spans": [ + { + "bbox": [ + 107, + 408, + 163, + 423 + ], + "score": 1.0, + "content": "initialization,", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 19.5, + "bbox_fs": [ + 106, + 398, + 505, + 423 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 213, + 423, + 397, + 453 + ], + "lines": [ + { + "bbox": [ + 213, + 423, + 397, + 453 + ], + "spans": [ + { + "bbox": [ + 213, + 423, + 397, + 453 + ], + "score": 0.92, + "content": "\\frac { 1 } { T } \\sum _ { t < T } \\widehat { \\mathcal { R } } ( W _ { t } ) \\leq \\epsilon , \\quad w h e r e \\quad T : = \\lceil { 2 \\lambda ^ { 2 } } / { \\eta \\epsilon } \\rceil .", + "type": "interline_equation", + "image_path": "72b907a779277ff1246890a170eb191434ba7e261f2a8068a92f97d305bfb7bf.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 213, + 423, + 397, + 453 + ], + "spans": [], + "index": 21 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 455, + 307, + 468 + ], + "lines": [ + { + "bbox": [ + 105, + 453, + 308, + 470 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 179, + 470 + ], + "score": 1.0, + "content": "Moreover for any", + "type": "text" + }, + { + "bbox": [ + 179, + 456, + 222, + 467 + ], + "score": 0.92, + "content": "0 \\leq t < T", + "type": "inline_equation" + }, + { + "bbox": [ + 223, + 453, + 258, + 470 + ], + "score": 1.0, + "content": "and any", + "type": "text" + }, + { + "bbox": [ + 258, + 456, + 304, + 467 + ], + "score": 0.9, + "content": "1 \\leq s \\leq m", + "type": "inline_equation" + }, + { + "bbox": [ + 304, + 453, + 308, + 470 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22, + "bbox_fs": [ + 105, + 453, + 308, + 470 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 251, + 470, + 357, + 496 + ], + "lines": [ + { + "bbox": [ + 251, + 470, + 357, + 496 + ], + "spans": [ + { + "bbox": [ + 251, + 470, + 357, + 496 + ], + "score": 0.92, + "content": "\\left\\| w _ { s , t } - w _ { s , 0 } \\right\\| _ { 2 } \\leq \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } .", + "type": "interline_equation", + "image_path": "576d0f495671e58c9f1506f32d3104c1e757bbb71aa2c7e424940d2a690d7302.jpg" + } + ] + } + ], + "index": 23, + "virtual_lines": [ + { + "bbox": [ + 251, + 470, + 357, + 496 + ], + "spans": [], + "index": 23 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 503, + 506, + 586 + ], + "lines": [ + { + "bbox": [ + 105, + 502, + 506, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 502, + 506, + 518 + ], + "score": 1.0, + "content": "While the number of hidden units required by prior work all have a polynomial dependency on", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 514, + 506, + 528 + ], + "spans": [ + { + "bbox": [ + 106, + 515, + 134, + 527 + ], + "score": 0.59, + "content": "n , 1 / \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 135, + 514, + 146, + 528 + ], + "score": 1.0, + "content": "or", + "type": "text" + }, + { + "bbox": [ + 147, + 515, + 162, + 527 + ], + "score": 0.84, + "content": "1 / \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 162, + 514, + 275, + 528 + ], + "score": 1.0, + "content": ", Theorem 2.2 only requires", + "type": "text" + }, + { + "bbox": [ + 276, + 514, + 396, + 528 + ], + "score": 0.88, + "content": "m \\doteq \\dot { \\Omega } \\left( \\ln ( n / \\delta ) + \\ln ( 1 / \\epsilon ) ^ { 2 } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 396, + 514, + 506, + 528 + ], + "score": 1.0, + "content": ". The required width has a", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 527, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 215, + 540 + ], + "score": 1.0, + "content": "polynomial dependency on", + "type": "text" + }, + { + "bbox": [ + 215, + 527, + 232, + 539 + ], + "score": 0.9, + "content": "1 / \\gamma", + "type": "inline_equation" + }, + { + "bbox": [ + 232, + 527, + 379, + 540 + ], + "score": 1.0, + "content": ", which is an adaptive quantity: while", + "type": "text" + }, + { + "bbox": [ + 380, + 528, + 396, + 539 + ], + "score": 0.88, + "content": "1 / \\gamma", + "type": "inline_equation" + }, + { + "bbox": [ + 397, + 527, + 424, + 540 + ], + "score": 1.0, + "content": "can be", + "type": "text" + }, + { + "bbox": [ + 424, + 527, + 457, + 539 + ], + "score": 0.56, + "content": "\\mathrm { p o l y } ( n )", + "type": "inline_equation" + }, + { + "bbox": [ + 458, + 527, + 505, + 540 + ], + "score": 1.0, + "content": "for random", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 537, + 506, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 284, + 551 + ], + "score": 1.0, + "content": "labels (cf. Proposition 5.2), it can be polylog", + "type": "text" + }, + { + "bbox": [ + 285, + 538, + 298, + 550 + ], + "score": 0.79, + "content": "( n )", + "type": "inline_equation" + }, + { + "bbox": [ + 298, + 537, + 506, + 551 + ], + "score": 1.0, + "content": "when there is a strong feature-label relationship, for", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 548, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 548, + 506, + 563 + ], + "score": 1.0, + "content": "example on the noisy 2-XOR data introduced in (Wei et al., 2018) (cf. Proposition 5.3). Moreover,", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 104, + 559, + 507, + 577 + ], + "spans": [ + { + "bbox": [ + 104, + 559, + 293, + 577 + ], + "score": 1.0, + "content": "we show in Proposition 5.4 that if we want", + "type": "text" + }, + { + "bbox": [ + 293, + 560, + 379, + 574 + ], + "score": 0.93, + "content": "\\left\\{ \\left( \\nabla f _ { i } ( W _ { 0 } ) , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 559, + 507, + 577 + ], + "score": 1.0, + "content": "to be separable, which is the", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 572, + 453, + 587 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 432, + 587 + ], + "score": 1.0, + "content": "starting point of an NTK-style analysis, the width has to depend polynomially on", + "type": "text" + }, + { + "bbox": [ + 432, + 573, + 449, + 586 + ], + "score": 0.9, + "content": "1 / \\gamma", + "type": "inline_equation" + }, + { + "bbox": [ + 449, + 572, + 453, + 587 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 27, + "bbox_fs": [ + 104, + 502, + 507, + 587 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 590, + 504, + 613 + ], + "lines": [ + { + "bbox": [ + 104, + 588, + 504, + 604 + ], + "spans": [ + { + "bbox": [ + 104, + 588, + 504, + 604 + ], + "score": 1.0, + "content": "In the rest of Section 2, we give a proof sketch of Theorem 2.2. The full proof is given in Ap-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 601, + 149, + 613 + ], + "spans": [ + { + "bbox": [ + 104, + 601, + 149, + 613 + ], + "score": 1.0, + "content": "pendix A.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 31.5, + "bbox_fs": [ + 104, + 588, + 504, + 613 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 626, + 267, + 637 + ], + "lines": [ + { + "bbox": [ + 105, + 625, + 268, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 625, + 268, + 639 + ], + "score": 1.0, + "content": "2.1 PROPERTIES AT INITIALIZATION", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 33 + }, + { + "type": "text", + "bbox": [ + 106, + 646, + 398, + 659 + ], + "lines": [ + { + "bbox": [ + 106, + 645, + 398, + 659 + ], + "spans": [ + { + "bbox": [ + 106, + 645, + 398, + 659 + ], + "score": 1.0, + "content": "In this subsection, we give some nice properties of random initialization.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34, + "bbox_fs": [ + 106, + 645, + 398, + 659 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 663, + 342, + 676 + ], + "lines": [ + { + "bbox": [ + 106, + 662, + 342, + 677 + ], + "spans": [ + { + "bbox": [ + 106, + 662, + 198, + 677 + ], + "score": 1.0, + "content": "Given an initialization", + "type": "text" + }, + { + "bbox": [ + 198, + 663, + 230, + 676 + ], + "score": 0.92, + "content": "( W _ { 0 } , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 662, + 265, + 677 + ], + "score": 1.0, + "content": ", for any", + "type": "text" + }, + { + "bbox": [ + 265, + 664, + 311, + 675 + ], + "score": 0.91, + "content": "1 \\leq s \\leq m", + "type": "inline_equation" + }, + { + "bbox": [ + 311, + 662, + 342, + 677 + ], + "score": 1.0, + "content": ", define", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 35, + "bbox_fs": [ + 106, + 662, + 342, + 677 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 260, + 678, + 350, + 704 + ], + "lines": [ + { + "bbox": [ + 260, + 678, + 350, + 704 + ], + "spans": [ + { + "bbox": [ + 260, + 678, + 350, + 704 + ], + "score": 0.95, + "content": "\\bar { u } _ { s } : = \\frac { 1 } { \\sqrt { m } } a _ { s } \\bar { v } ( w _ { s , 0 } ) ,", + "type": "interline_equation", + "image_path": "8376516c95b82a4236954a6e8fa8522951c67023f7a65892c533d0276eaf0a0a.jpg" + } + ] + } + ], + "index": 36, + "virtual_lines": [ + { + "bbox": [ + 260, + 678, + 350, + 704 + ], + "spans": [], + "index": 36 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 707, + 506, + 734 + ], + "lines": [ + { + "bbox": [ + 104, + 703, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 104, + 703, + 134, + 723 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 134, + 709, + 140, + 718 + ], + "score": 0.78, + "content": "\\bar { v }", + "type": "inline_equation" + }, + { + "bbox": [ + 141, + 703, + 293, + 723 + ], + "score": 1.0, + "content": "is given by Assumption 2.1. 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It holds that", + "type": "text" + }, + { + "bbox": [ + 467, + 707, + 505, + 721 + ], + "score": 0.9, + "content": "\\Vert \\bar { u } _ { s } \\Vert _ { 2 } \\leq", + "type": "inline_equation" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 718, + 204, + 735 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 135, + 733 + ], + "score": 0.91, + "content": "1 / \\sqrt { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 135, + 718, + 154, + 735 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 155, + 719, + 199, + 734 + ], + "score": 0.93, + "content": "\\| \\overline { { U } } \\| _ { F } \\le 1", + "type": "inline_equation" + }, + { + "bbox": [ + 199, + 718, + 204, + 735 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 37.5, + "bbox_fs": [ + 104, + 703, + 505, + 735 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 105, + 81, + 452, + 95 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 453, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 291, + 96 + ], + "score": 1.0, + "content": "Lemma 2.3 ensures that with high probability", + "type": "text" + }, + { + "bbox": [ + 291, + 82, + 300, + 92 + ], + "score": 0.84, + "content": "\\overline { U }", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 81, + 453, + 96 + ], + "score": 1.0, + "content": "has a positive margin at initialization.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 97, + 507, + 122 + ], + "lines": [ + { + "bbox": [ + 104, + 95, + 505, + 112 + ], + "spans": [ + { + "bbox": [ + 104, + 95, + 314, + 112 + ], + "score": 1.0, + "content": "Lemma 2.3. Under Assumption 2.1, given any", + "type": "text" + }, + { + "bbox": [ + 315, + 97, + 364, + 110 + ], + "score": 0.91, + "content": "\\delta \\in \\mathsf { \\Gamma } ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 364, + 95, + 407, + 112 + ], + "score": 1.0, + "content": "and any", + "type": "text" + }, + { + "bbox": [ + 407, + 97, + 461, + 110 + ], + "score": 0.9, + "content": "\\epsilon _ { 1 } ~ \\in ~ ( 0 , \\gamma )", + "type": "inline_equation" + }, + { + "bbox": [ + 461, + 95, + 478, + 112 + ], + "score": 1.0, + "content": ", if", + "type": "text" + }, + { + "bbox": [ + 478, + 97, + 505, + 110 + ], + "score": 0.73, + "content": "m \\geq", + "type": "inline_equation" + } + ], + "index": 1 + }, + { + "bbox": [ + 107, + 109, + 471, + 124 + ], + "spans": [ + { + "bbox": [ + 107, + 109, + 170, + 123 + ], + "score": 0.91, + "content": "\\left( 2 \\ln ( n / \\delta ) \\right) / \\epsilon _ { 1 } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 109, + 259, + 124 + ], + "score": 1.0, + "content": ", then with probability", + "type": "text" + }, + { + "bbox": [ + 260, + 110, + 283, + 120 + ], + "score": 0.85, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 283, + 109, + 408, + 124 + ], + "score": 1.0, + "content": ", it holds simultaneously for all", + "type": "text" + }, + { + "bbox": [ + 408, + 110, + 451, + 121 + ], + "score": 0.9, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 451, + 109, + 471, + 124 + ], + "score": 1.0, + "content": "that", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1.5 + }, + { + "type": "interline_equation", + "bbox": [ + 177, + 129, + 433, + 157 + ], + "lines": [ + { + "bbox": [ + 177, + 129, + 433, + 157 + ], + "spans": [ + { + "bbox": [ + 177, + 129, + 433, + 157 + ], + "score": 0.93, + "content": "y _ { i } f _ { i } ^ { ( 0 ) } \\left( \\overline { { U } } \\right) = y _ { i } \\left. \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\right. \\geq \\gamma - \\sqrt { \\frac { 2 \\ln ( n / \\delta ) } { m } } \\geq \\gamma - \\epsilon _ { 1 } .", + "type": "interline_equation", + "image_path": "e7738cb6fd8f07321d2524fdf40e2be1475d35ba48543acae9ba125c2c8bfb22.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 177, + 129, + 433, + 157 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 168, + 311, + 181 + ], + "lines": [ + { + "bbox": [ + 106, + 167, + 310, + 182 + ], + "spans": [ + { + "bbox": [ + 106, + 167, + 139, + 182 + ], + "score": 1.0, + "content": "For any", + "type": "text" + }, + { + "bbox": [ + 140, + 169, + 151, + 178 + ], + "score": 0.82, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 167, + 172, + 182 + ], + "score": 1.0, + "content": ", any", + "type": "text" + }, + { + "bbox": [ + 172, + 169, + 200, + 180 + ], + "score": 0.91, + "content": "\\epsilon _ { 2 } > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 200, + 167, + 237, + 182 + ], + "score": 1.0, + "content": ", and any", + "type": "text" + }, + { + "bbox": [ + 237, + 169, + 279, + 180 + ], + "score": 0.93, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 280, + 167, + 310, + 182 + ], + "score": 1.0, + "content": ", define", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "interline_equation", + "bbox": [ + 223, + 186, + 388, + 219 + ], + "lines": [ + { + "bbox": [ + 223, + 186, + 388, + 219 + ], + "spans": [ + { + "bbox": [ + 223, + 186, + 388, + 219 + ], + "score": 0.95, + "content": "\\alpha _ { i } ( W , \\epsilon _ { 2 } ) = \\frac { 1 } { m } \\sum _ { s = 1 } ^ { m } \\mathbb { 1 } \\left[ \\left| \\left. w _ { s } , x _ { i } \\right. \\right| \\leq \\epsilon _ { 2 } \\right] .", + "type": "interline_equation", + "image_path": "1539381c7eaec488e0b4ead55d07c5f945b1fcf464a369cd3c6b986bdacbde8a.jpg" + } + ] + } + ], + "index": 5.5, + "virtual_lines": [ + { + "bbox": [ + 223, + 186, + 388, + 202.5 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 223, + 202.5, + 388, + 219.0 + ], + "spans": [], + "index": 6 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 225, + 503, + 249 + ], + "lines": [ + { + "bbox": [ + 104, + 223, + 505, + 241 + ], + "spans": [ + { + "bbox": [ + 104, + 223, + 190, + 241 + ], + "score": 1.0, + "content": "Lemma 2.4 controls", + "type": "text" + }, + { + "bbox": [ + 190, + 226, + 235, + 239 + ], + "score": 0.93, + "content": "\\alpha _ { i } ( W _ { 0 } , \\epsilon _ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 223, + 340, + 241 + ], + "score": 1.0, + "content": ". It will help us show that", + "type": "text" + }, + { + "bbox": [ + 341, + 226, + 349, + 236 + ], + "score": 0.86, + "content": "\\overline { U }", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 223, + 505, + 241 + ], + "score": 1.0, + "content": "has a good margin during the training", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 238, + 142, + 250 + ], + "spans": [ + { + "bbox": [ + 104, + 238, + 142, + 250 + ], + "score": 1.0, + "content": "process.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7.5 + }, + { + "type": "text", + "bbox": [ + 106, + 252, + 503, + 276 + ], + "lines": [ + { + "bbox": [ + 105, + 251, + 505, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 251, + 341, + 266 + ], + "score": 1.0, + "content": "Lemma 2.4. Under the condition of Lemma 2.3, for any", + "type": "text" + }, + { + "bbox": [ + 341, + 253, + 371, + 264 + ], + "score": 0.89, + "content": "\\epsilon _ { 2 } > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 372, + 251, + 443, + 266 + ], + "score": 1.0, + "content": ", with probability", + "type": "text" + }, + { + "bbox": [ + 443, + 253, + 468, + 263 + ], + "score": 0.73, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 468, + 251, + 505, + 266 + ], + "score": 1.0, + "content": ", it holds", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 263, + 258, + 277 + ], + "spans": [ + { + "bbox": [ + 106, + 263, + 196, + 277 + ], + "score": 1.0, + "content": "simultaneously for all", + "type": "text" + }, + { + "bbox": [ + 196, + 264, + 238, + 275 + ], + "score": 0.91, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 263, + 258, + 277 + ], + "score": 1.0, + "content": "that", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9.5 + }, + { + "type": "interline_equation", + "bbox": [ + 209, + 281, + 402, + 310 + ], + "lines": [ + { + "bbox": [ + 209, + 281, + 402, + 310 + ], + "spans": [ + { + "bbox": [ + 209, + 281, + 402, + 310 + ], + "score": 0.94, + "content": "\\alpha _ { i } \\left( W _ { 0 } , \\epsilon _ { 2 } \\right) \\leq \\sqrt { \\frac { 2 } { \\pi } } \\epsilon _ { 2 } + \\sqrt { \\frac { \\ln ( n / \\delta ) } { 2 m } } \\leq \\epsilon _ { 2 } + \\frac { \\epsilon _ { 1 } } { 2 } .", + "type": "interline_equation", + "image_path": "51d0f5d2ad478a3159bb3aaf65ae6dcd434440317e8754c3487035ba76000ded.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 209, + 281, + 402, + 310 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 321, + 392, + 333 + ], + "lines": [ + { + "bbox": [ + 105, + 320, + 390, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 390, + 334 + ], + "score": 1.0, + "content": "Finally, Lemma 2.5 controls the output of the network at initialization.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 106, + 336, + 505, + 360 + ], + "lines": [ + { + "bbox": [ + 105, + 336, + 505, + 350 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 209, + 350 + ], + "score": 1.0, + "content": "Lemma 2.5. Given any", + "type": "text" + }, + { + "bbox": [ + 210, + 336, + 255, + 349 + ], + "score": 0.88, + "content": "\\delta \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 255, + 336, + 268, + 350 + ], + "score": 1.0, + "content": ", if", + "type": "text" + }, + { + "bbox": [ + 269, + 336, + 345, + 349 + ], + "score": 0.88, + "content": "m \\geq 2 5 \\ln ( 2 n / \\delta )", + "type": "inline_equation" + }, + { + "bbox": [ + 346, + 336, + 441, + 350 + ], + "score": 1.0, + "content": ", then with probability", + "type": "text" + }, + { + "bbox": [ + 441, + 337, + 466, + 348 + ], + "score": 0.7, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 466, + 336, + 505, + 350 + ], + "score": 1.0, + "content": ", it holds", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 348, + 258, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 196, + 360 + ], + "score": 1.0, + "content": "simultaneously for all", + "type": "text" + }, + { + "bbox": [ + 196, + 349, + 238, + 359 + ], + "score": 0.9, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 348, + 258, + 360 + ], + "score": 1.0, + "content": "that", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13.5 + }, + { + "type": "interline_equation", + "bbox": [ + 238, + 366, + 371, + 388 + ], + "lines": [ + { + "bbox": [ + 238, + 366, + 371, + 388 + ], + "spans": [ + { + "bbox": [ + 238, + 366, + 371, + 388 + ], + "score": 0.93, + "content": "\\left| f ( x _ { i } ; W _ { 0 } , a ) \\right| \\le \\sqrt { 2 \\ln \\left( 4 n / \\delta \\right) } .", + "type": "interline_equation", + "image_path": "f2e0c1fc838ffe9dfd733655a84db8584d8605ce3afe3e654619431c35481f98.jpg" + } + ] + } + ], + "index": 15, + "virtual_lines": [ + { + "bbox": [ + 238, + 366, + 371, + 388 + ], + "spans": [], + "index": 15 + } + ] + }, + { + "type": "title", + "bbox": [ + 106, + 400, + 347, + 412 + ], + "lines": [ + { + "bbox": [ + 106, + 399, + 347, + 413 + ], + "spans": [ + { + "bbox": [ + 106, + 399, + 347, + 413 + ], + "score": 1.0, + "content": "2.2 CONVERGENCE ANALYSIS OF GRADIENT DESCENT", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 106, + 421, + 348, + 433 + ], + "lines": [ + { + "bbox": [ + 106, + 420, + 348, + 434 + ], + "spans": [ + { + "bbox": [ + 106, + 420, + 348, + 434 + ], + "score": 1.0, + "content": "We analyze gradient descent in this subsection. First, define", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "interline_equation", + "bbox": [ + 237, + 438, + 373, + 472 + ], + "lines": [ + { + "bbox": [ + 237, + 438, + 373, + 472 + ], + "spans": [ + { + "bbox": [ + 237, + 438, + 373, + 472 + ], + "score": 0.94, + "content": "{ \\widehat { \\mathcal { Q } } } ( W ) : = { \\frac { 1 } { n } } \\sum _ { i = 1 } ^ { n } - \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W ) \\right) .", + "type": "interline_equation", + "image_path": "08ca465b32adde0db43d9e9530e13cc0f367a95d2a9272a89cebcfb34b775a2e.jpg" + } + ] + } + ], + "index": 18.5, + "virtual_lines": [ + { + "bbox": [ + 237, + 438, + 373, + 455.0 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 237, + 455.0, + 373, + 472.0 + ], + "spans": [], + "index": 19 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 477, + 253, + 489 + ], + "lines": [ + { + "bbox": [ + 106, + 475, + 254, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 475, + 254, + 491 + ], + "score": 1.0, + "content": "We have the following observations.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 132, + 496, + 505, + 569 + ], + "lines": [ + { + "bbox": [ + 132, + 496, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 132, + 496, + 177, + 513 + ], + "score": 1.0, + "content": "• For any", + "type": "text" + }, + { + "bbox": [ + 178, + 499, + 190, + 509 + ], + "score": 0.76, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 496, + 227, + 513 + ], + "score": 1.0, + "content": "and any", + "type": "text" + }, + { + "bbox": [ + 227, + 497, + 383, + 512 + ], + "score": 0.87, + "content": "1 \\leq s \\leq m , \\left\\| \\partial f _ { i } / \\partial w _ { s } \\right\\| _ { 2 } \\leq 1 / \\sqrt { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 496, + 425, + 513 + ], + "score": 1.0, + "content": ", and thus", + "type": "text" + }, + { + "bbox": [ + 425, + 497, + 501, + 512 + ], + "score": 0.92, + "content": "\\left\\| \\nabla f _ { i } ( W ) \\right\\| _ { F } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 496, + 505, + 513 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 139, + 511, + 387, + 532 + ], + "spans": [ + { + "bbox": [ + 139, + 511, + 287, + 532 + ], + "score": 1.0, + "content": "Therefore by the triangle inequality,", + "type": "text" + }, + { + "bbox": [ + 287, + 512, + 381, + 532 + ], + "score": 0.9, + "content": "\\left\\| \\nabla \\widehat { \\mathcal { R } } ( W ) \\right\\| _ { F } \\leq \\widehat { \\mathcal { Q } } ( W )", + "type": "inline_equation" + }, + { + "bbox": [ + 381, + 511, + 387, + 532 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 133, + 535, + 405, + 551 + ], + "spans": [ + { + "bbox": [ + 133, + 535, + 244, + 551 + ], + "score": 1.0, + "content": "• The logistic loss satisfies", + "type": "text" + }, + { + "bbox": [ + 245, + 537, + 297, + 549 + ], + "score": 0.91, + "content": "0 \\leq - \\ell ^ { \\prime } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 297, + 535, + 336, + 551 + ], + "score": 1.0, + "content": ", and thus", + "type": "text" + }, + { + "bbox": [ + 336, + 535, + 401, + 550 + ], + "score": 0.92, + "content": "0 \\leq \\widehat { \\mathcal { Q } } ( W ) \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 535, + 405, + 551 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 133, + 554, + 390, + 570 + ], + "spans": [ + { + "bbox": [ + 133, + 554, + 244, + 570 + ], + "score": 1.0, + "content": "• The logistic loss satisfies", + "type": "text" + }, + { + "bbox": [ + 244, + 555, + 278, + 567 + ], + "score": 0.91, + "content": "- \\ell ^ { \\prime } \\leq \\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 554, + 318, + 570 + ], + "score": 1.0, + "content": ", and thus", + "type": "text" + }, + { + "bbox": [ + 318, + 554, + 385, + 568 + ], + "score": 0.93, + "content": "{ \\widehat { \\mathcal { Q } } } ( W ) \\leq { \\widehat { \\mathcal { R } } } ( W )", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 554, + 390, + 570 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 22.5 + }, + { + "type": "text", + "bbox": [ + 106, + 578, + 506, + 627 + ], + "lines": [ + { + "bbox": [ + 105, + 577, + 506, + 592 + ], + "spans": [ + { + "bbox": [ + 105, + 578, + 161, + 592 + ], + "score": 1.0, + "content": "The quantity", + "type": "text" + }, + { + "bbox": [ + 161, + 577, + 171, + 591 + ], + "score": 0.86, + "content": "\\widehat { \\mathcal { Q } }", + "type": "inline_equation" + }, + { + "bbox": [ + 172, + 578, + 506, + 592 + ], + "score": 1.0, + "content": "first appeared in the perceptron analysis (Novikoff, 1962) for the ReLU loss, and", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 590, + 505, + 603 + ], + "spans": [ + { + "bbox": [ + 106, + 590, + 505, + 603 + ], + "score": 1.0, + "content": "has also been analyzed in prior work (Ji & Telgarsky, 2018; Cao & Gu, 2019a; Nitanda & Suzuki,", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 601, + 506, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 602, + 192, + 617 + ], + "score": 1.0, + "content": "2019). In this work,", + "type": "text" + }, + { + "bbox": [ + 193, + 601, + 203, + 614 + ], + "score": 0.85, + "content": "\\widehat { \\mathcal { Q } }", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 602, + 506, + 617 + ], + "score": 1.0, + "content": "specifically helps us prove the following result, which plays an important", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 614, + 360, + 627 + ], + "spans": [ + { + "bbox": [ + 106, + 614, + 335, + 627 + ], + "score": 1.0, + "content": "role in obtaining a width which only depends on polylog", + "type": "text" + }, + { + "bbox": [ + 335, + 614, + 356, + 627 + ], + "score": 0.81, + "content": "( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 614, + 360, + 627 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 26.5 + }, + { + "type": "text", + "bbox": [ + 106, + 630, + 329, + 644 + ], + "lines": [ + { + "bbox": [ + 105, + 629, + 329, + 645 + ], + "spans": [ + { + "bbox": [ + 105, + 629, + 195, + 645 + ], + "score": 1.0, + "content": "Lemma 2.6. 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\\overline { { W } } \\right\\| _ { F } ^ { 2 } - \\left\\| W _ { t + 1 } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } + 2 \\eta _ { t } \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) .", + "type": "interline_equation", + "image_path": "b80bc701956c0a706014542d438b0787986383c4d67f11aacccdcc4f7679fca0.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 181, + 649, + 430, + 673 + ], + "spans": [], + "index": 30 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 678, + 388, + 691 + ], + "lines": [ + { + "bbox": [ + 107, + 678, + 388, + 692 + ], + "spans": [ + { + "bbox": [ + 107, + 678, + 282, + 692 + ], + "score": 1.0, + "content": "Consequently, if we use a constant step size", + "type": "text" + }, + { + "bbox": [ + 282, + 679, + 307, + 690 + ], + "score": 0.86, + "content": "\\eta \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 307, + 678, + 322, + 692 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 322, + 679, + 364, + 690 + ], + "score": 0.84, + "content": "0 \\leq \\tau < t", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 678, + 388, + 692 + ], + "score": 1.0, + "content": ", then", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "interline_equation", + "bbox": [ + 152, + 696, + 459, + 736 + ], + "lines": [ + { + "bbox": [ + 152, + 696, + 459, + 736 + ], + "spans": [ + { + "bbox": [ + 152, + 696, + 459, + 736 + ], + "score": 0.93, + "content": "\\eta \\left( \\sum _ { \\tau < t } { \\widehat { \\mathcal { R } } ( W _ { \\tau } ) } \\right) + \\Big \\| W _ { t } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } \\leq \\Big \\| W _ { 0 } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } + 2 \\eta \\left( \\sum _ { \\tau < t } { \\widehat { \\mathcal { R } } ^ { ( \\tau ) } \\left( \\overline { { W } } \\right) } \\right) .", + "type": "interline_equation", + "image_path": "c3222a909cd1327ddec2e8f3448ded2497e2e1db9ba08730d1b7d001a0c6ee74.jpg" + } + ] + } + ], + "index": 33, + "virtual_lines": [ + { + "bbox": [ + 152, + 696, + 459, + 709.3333333333334 + ], + "spans": [], + "index": 32 + }, + { + "bbox": [ + 152, + 709.3333333333334, + 459, + 722.6666666666667 + ], + "spans": [], + "index": 33 + }, + { + "bbox": [ + 152, + 722.6666666666667, + 459, + 736.0000000000001 + ], + "spans": [], + "index": 34 + } + ] + } + ], + "page_idx": 4, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 294, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 762 + ], + "score": 1.0, + "content": "5", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 105, + 81, + 452, + 95 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 453, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 291, + 96 + ], + "score": 1.0, + "content": "Lemma 2.3 ensures that with high probability", + "type": "text" + }, + { + "bbox": [ + 291, + 82, + 300, + 92 + ], + "score": 0.84, + "content": "\\overline { U }", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 81, + 453, + 96 + ], + "score": 1.0, + "content": "has a positive margin at initialization.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0, + "bbox_fs": [ + 105, + 81, + 453, + 96 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 97, + 507, + 122 + ], + "lines": [ + { + "bbox": [ + 104, + 95, + 505, + 112 + ], + "spans": [ + { + "bbox": [ + 104, + 95, + 314, + 112 + ], + "score": 1.0, + "content": "Lemma 2.3. 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Under the condition of Lemma 2.3, for any", + "type": "text" + }, + { + "bbox": [ + 341, + 253, + 371, + 264 + ], + "score": 0.89, + "content": "\\epsilon _ { 2 } > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 372, + 251, + 443, + 266 + ], + "score": 1.0, + "content": ", with probability", + "type": "text" + }, + { + "bbox": [ + 443, + 253, + 468, + 263 + ], + "score": 0.73, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 468, + 251, + 505, + 266 + ], + "score": 1.0, + "content": ", it holds", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 263, + 258, + 277 + ], + "spans": [ + { + "bbox": [ + 106, + 263, + 196, + 277 + ], + "score": 1.0, + "content": "simultaneously for all", + "type": "text" + }, + { + "bbox": [ + 196, + 264, + 238, + 275 + ], + "score": 0.91, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 263, + 258, + 277 + ], + "score": 1.0, + "content": "that", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9.5, + "bbox_fs": [ + 105, + 251, + 505, + 277 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 209, + 281, + 402, + 310 + ], + "lines": [ + { + "bbox": [ + 209, + 281, + 402, + 310 + ], + "spans": [ + { + "bbox": [ + 209, + 281, + 402, + 310 + ], + "score": 0.94, + "content": "\\alpha _ { i } \\left( W _ { 0 } , \\epsilon _ { 2 } \\right) \\leq \\sqrt { \\frac { 2 } { \\pi } } \\epsilon _ { 2 } + \\sqrt { \\frac { \\ln ( n / \\delta ) } { 2 m } } \\leq \\epsilon _ { 2 } + \\frac { \\epsilon _ { 1 } } { 2 } .", + "type": "interline_equation", + "image_path": "51d0f5d2ad478a3159bb3aaf65ae6dcd434440317e8754c3487035ba76000ded.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 209, + 281, + 402, + 310 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 321, + 392, + 333 + ], + "lines": [ + { + "bbox": [ + 105, + 320, + 390, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 390, + 334 + ], + "score": 1.0, + "content": "Finally, Lemma 2.5 controls the output of the network at initialization.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12, + "bbox_fs": [ + 105, + 320, + 390, + 334 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 336, + 505, + 360 + ], + "lines": [ + { + "bbox": [ + 105, + 336, + 505, + 350 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 209, + 350 + ], + "score": 1.0, + "content": "Lemma 2.5. Given any", + "type": "text" + }, + { + "bbox": [ + 210, + 336, + 255, + 349 + ], + "score": 0.88, + "content": "\\delta \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 255, + 336, + 268, + 350 + ], + "score": 1.0, + "content": ", if", + "type": "text" + }, + { + "bbox": [ + 269, + 336, + 345, + 349 + ], + "score": 0.88, + "content": "m \\geq 2 5 \\ln ( 2 n / \\delta )", + "type": "inline_equation" + }, + { + "bbox": [ + 346, + 336, + 441, + 350 + ], + "score": 1.0, + "content": ", then with probability", + "type": "text" + }, + { + "bbox": [ + 441, + 337, + 466, + 348 + ], + "score": 0.7, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 466, + 336, + 505, + 350 + ], + "score": 1.0, + "content": ", it holds", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 348, + 258, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 196, + 360 + ], + "score": 1.0, + "content": "simultaneously for all", + "type": "text" + }, + { + "bbox": [ + 196, + 349, + 238, + 359 + ], + "score": 0.9, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 348, + 258, + 360 + ], + "score": 1.0, + "content": "that", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13.5, + "bbox_fs": [ + 105, + 336, + 505, + 360 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 238, + 366, + 371, + 388 + ], + "lines": [ + { + "bbox": [ + 238, + 366, + 371, + 388 + ], + "spans": [ + { + "bbox": [ + 238, + 366, + 371, + 388 + ], + "score": 0.93, + "content": "\\left| f ( x _ { i } ; W _ { 0 } , a ) \\right| \\le \\sqrt { 2 \\ln \\left( 4 n / \\delta \\right) } .", + "type": "interline_equation", + "image_path": "f2e0c1fc838ffe9dfd733655a84db8584d8605ce3afe3e654619431c35481f98.jpg" + } + ] + } + ], + "index": 15, + "virtual_lines": [ + { + "bbox": [ + 238, + 366, + 371, + 388 + ], + "spans": [], + "index": 15 + } + ] + }, + { + "type": "title", + "bbox": [ + 106, + 400, + 347, + 412 + ], + "lines": [ + { + "bbox": [ + 106, + 399, + 347, + 413 + ], + "spans": [ + { + "bbox": [ + 106, + 399, + 347, + 413 + ], + "score": 1.0, + "content": "2.2 CONVERGENCE ANALYSIS OF GRADIENT DESCENT", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 106, + 421, + 348, + 433 + ], + "lines": [ + { + "bbox": [ + 106, + 420, + 348, + 434 + ], + "spans": [ + { + "bbox": [ + 106, + 420, + 348, + 434 + ], + "score": 1.0, + "content": "We analyze gradient descent in this subsection. First, define", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17, + "bbox_fs": [ + 106, + 420, + 348, + 434 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 237, + 438, + 373, + 472 + ], + "lines": [ + { + "bbox": [ + 237, + 438, + 373, + 472 + ], + "spans": [ + { + "bbox": [ + 237, + 438, + 373, + 472 + ], + "score": 0.94, + "content": "{ \\widehat { \\mathcal { Q } } } ( W ) : = { \\frac { 1 } { n } } \\sum _ { i = 1 } ^ { n } - \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W ) \\right) .", + "type": "interline_equation", + "image_path": "08ca465b32adde0db43d9e9530e13cc0f367a95d2a9272a89cebcfb34b775a2e.jpg" + } + ] + } + ], + "index": 18.5, + "virtual_lines": [ + { + "bbox": [ + 237, + 438, + 373, + 455.0 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 237, + 455.0, + 373, + 472.0 + ], + "spans": [], + "index": 19 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 477, + 253, + 489 + ], + "lines": [ + { + "bbox": [ + 106, + 475, + 254, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 475, + 254, + 491 + ], + "score": 1.0, + "content": "We have the following observations.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20, + "bbox_fs": [ + 106, + 475, + 254, + 491 + ] + }, + { + "type": "list", + "bbox": [ + 132, + 496, + 505, + 569 + ], + "lines": [ + { + "bbox": [ + 132, + 496, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 132, + 496, + 177, + 513 + ], + "score": 1.0, + "content": "• For any", + "type": "text" + }, + { + "bbox": [ + 178, + 499, + 190, + 509 + ], + "score": 0.76, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 496, + 227, + 513 + ], + "score": 1.0, + "content": "and any", + "type": "text" + }, + { + "bbox": [ + 227, + 497, + 383, + 512 + ], + "score": 0.87, + "content": "1 \\leq s \\leq m , \\left\\| \\partial f _ { i } / \\partial w _ { s } \\right\\| _ { 2 } \\leq 1 / \\sqrt { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 496, + 425, + 513 + ], + "score": 1.0, + "content": ", and thus", + "type": "text" + }, + { + "bbox": [ + 425, + 497, + 501, + 512 + ], + "score": 0.92, + "content": "\\left\\| \\nabla f _ { i } ( W ) \\right\\| _ { F } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 496, + 505, + 513 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 21, + "is_list_end_line": true + }, + { + "bbox": [ + 139, + 511, + 387, + 532 + ], + "spans": [ + { + "bbox": [ + 139, + 511, + 287, + 532 + ], + "score": 1.0, + "content": "Therefore by the triangle inequality,", + "type": "text" + }, + { + "bbox": [ + 287, + 512, + 381, + 532 + ], + "score": 0.9, + "content": "\\left\\| \\nabla \\widehat { \\mathcal { R } } ( W ) \\right\\| _ { F } \\leq \\widehat { \\mathcal { Q } } ( W )", + "type": "inline_equation" + }, + { + "bbox": [ + 381, + 511, + 387, + 532 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 22, + "is_list_start_line": true, + "is_list_end_line": true + }, + { + "bbox": [ + 133, + 535, + 405, + 551 + ], + "spans": [ + { + "bbox": [ + 133, + 535, + 244, + 551 + ], + "score": 1.0, + "content": "• The logistic loss satisfies", + "type": "text" + }, + { + "bbox": [ + 245, + 537, + 297, + 549 + ], + "score": 0.91, + "content": "0 \\leq - \\ell ^ { \\prime } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 297, + 535, + 336, + 551 + ], + "score": 1.0, + "content": ", and thus", + "type": "text" + }, + { + "bbox": [ + 336, + 535, + 401, + 550 + ], + "score": 0.92, + "content": "0 \\leq \\widehat { \\mathcal { Q } } ( W ) \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 535, + 405, + 551 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 23, + "is_list_start_line": true, + "is_list_end_line": true + }, + { + "bbox": [ + 133, + 554, + 390, + 570 + ], + "spans": [ + { + "bbox": [ + 133, + 554, + 244, + 570 + ], + "score": 1.0, + "content": "• The logistic loss satisfies", + "type": "text" + }, + { + "bbox": [ + 244, + 555, + 278, + 567 + ], + "score": 0.91, + "content": "- \\ell ^ { \\prime } \\leq \\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 554, + 318, + 570 + ], + "score": 1.0, + "content": ", and thus", + "type": "text" + }, + { + "bbox": [ + 318, + 554, + 385, + 568 + ], + "score": 0.93, + "content": "{ \\widehat { \\mathcal { Q } } } ( W ) \\leq { \\widehat { \\mathcal { R } } } ( W )", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 554, + 390, + 570 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 24, + "is_list_start_line": true, + "is_list_end_line": true + } + ], + "index": 22.5, + "bbox_fs": [ + 132, + 496, + 505, + 570 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 578, + 506, + 627 + ], + "lines": [ + { + "bbox": [ + 105, + 577, + 506, + 592 + ], + "spans": [ + { + "bbox": [ + 105, + 578, + 161, + 592 + ], + "score": 1.0, + "content": "The quantity", + "type": "text" + }, + { + "bbox": [ + 161, + 577, + 171, + 591 + ], + "score": 0.86, + "content": "\\widehat { \\mathcal { Q } }", + "type": "inline_equation" + }, + { + "bbox": [ + 172, + 578, + 506, + 592 + ], + "score": 1.0, + "content": "first appeared in the perceptron analysis (Novikoff, 1962) for the ReLU loss, and", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 590, + 505, + 603 + ], + "spans": [ + { + "bbox": [ + 106, + 590, + 505, + 603 + ], + "score": 1.0, + "content": "has also been analyzed in prior work (Ji & Telgarsky, 2018; Cao & Gu, 2019a; Nitanda & Suzuki,", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 601, + 506, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 602, + 192, + 617 + ], + "score": 1.0, + "content": "2019). In this work,", + "type": "text" + }, + { + "bbox": [ + 193, + 601, + 203, + 614 + ], + "score": 0.85, + "content": "\\widehat { \\mathcal { Q } }", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 602, + 506, + 617 + ], + "score": 1.0, + "content": "specifically helps us prove the following result, which plays an important", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 614, + 360, + 627 + ], + "spans": [ + { + "bbox": [ + 106, + 614, + 335, + 627 + ], + "score": 1.0, + "content": "role in obtaining a width which only depends on polylog", + "type": "text" + }, + { + "bbox": [ + 335, + 614, + 356, + 627 + ], + "score": 0.81, + "content": "( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 614, + 360, + 627 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 26.5, + "bbox_fs": [ + 105, + 577, + 506, + 627 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 630, + 329, + 644 + ], + "lines": [ + { + "bbox": [ + 105, + 629, + 329, + 645 + ], + "spans": [ + { + "bbox": [ + 105, + 629, + 195, + 645 + ], + "score": 1.0, + "content": "Lemma 2.6. For any", + "type": "text" + }, + { + "bbox": [ + 195, + 632, + 218, + 642 + ], + "score": 0.89, + "content": "t \\geq 0", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 629, + 253, + 645 + ], + "score": 1.0, + "content": "and any", + "type": "text" + }, + { + "bbox": [ + 254, + 630, + 265, + 642 + ], + "score": 0.82, + "content": "\\overline { W }", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 629, + 277, + 645 + ], + "score": 1.0, + "content": ", if", + "type": "text" + }, + { + "bbox": [ + 277, + 631, + 305, + 643 + ], + "score": 0.87, + "content": "\\eta _ { t } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 305, + 629, + 329, + 645 + ], + "score": 1.0, + "content": ", then", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29, + "bbox_fs": [ + 105, + 629, + 329, + 645 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 181, + 649, + 430, + 673 + ], + "lines": [ + { + "bbox": [ + 181, + 649, + 430, + 673 + ], + "spans": [ + { + "bbox": [ + 181, + 649, + 430, + 673 + ], + "score": 0.92, + "content": "\\eta _ { t } \\widehat { \\mathcal { R } } ( W _ { t } ) \\leq \\left\\| W _ { t } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } - \\left\\| W _ { t + 1 } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } + 2 \\eta _ { t } \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) .", + "type": "interline_equation", + "image_path": "b80bc701956c0a706014542d438b0787986383c4d67f11aacccdcc4f7679fca0.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 181, + 649, + 430, + 673 + ], + "spans": [], + "index": 30 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 678, + 388, + 691 + ], + "lines": [ + { + "bbox": [ + 107, + 678, + 388, + 692 + ], + "spans": [ + { + "bbox": [ + 107, + 678, + 282, + 692 + ], + "score": 1.0, + "content": "Consequently, if we use a constant step size", + "type": "text" + }, + { + "bbox": [ + 282, + 679, + 307, + 690 + ], + "score": 0.86, + "content": "\\eta \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 307, + 678, + 322, + 692 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 322, + 679, + 364, + 690 + ], + "score": 0.84, + "content": "0 \\leq \\tau < t", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 678, + 388, + 692 + ], + "score": 1.0, + "content": ", then", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31, + "bbox_fs": [ + 107, + 678, + 388, + 692 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 152, + 696, + 459, + 736 + ], + "lines": [ + { + "bbox": [ + 152, + 696, + 459, + 736 + ], + "spans": [ + { + "bbox": [ + 152, + 696, + 459, + 736 + ], + "score": 0.93, + "content": "\\eta \\left( \\sum _ { \\tau < t } { \\widehat { \\mathcal { R } } ( W _ { \\tau } ) } \\right) + \\Big \\| W _ { t } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } \\leq \\Big \\| W _ { 0 } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } + 2 \\eta \\left( \\sum _ { \\tau < t } { \\widehat { \\mathcal { R } } ^ { ( \\tau ) } \\left( \\overline { { W } } \\right) } \\right) .", + "type": "interline_equation", + "image_path": "c3222a909cd1327ddec2e8f3448ded2497e2e1db9ba08730d1b7d001a0c6ee74.jpg" + } + ] + } + ], + "index": 33, + "virtual_lines": [ + { + "bbox": [ + 152, + 696, + 459, + 709.3333333333334 + ], + "spans": [], + "index": 32 + }, + { + "bbox": [ + 152, + 709.3333333333334, + 459, + 722.6666666666667 + ], + "spans": [], + "index": 33 + }, + { + "bbox": [ + 152, + 722.6666666666667, + 459, + 736.0000000000001 + ], + "spans": [], + "index": 34 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 383, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 384, + 97 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 384, + 97 + ], + "score": 1.0, + "content": "The proof of Lemma 2.6 starts from the standard iteration guarantee:", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "interline_equation", + "bbox": [ + 139, + 100, + 470, + 124 + ], + "lines": [ + { + "bbox": [ + 139, + 100, + 470, + 124 + ], + "spans": [ + { + "bbox": [ + 139, + 100, + 470, + 124 + ], + "score": 0.94, + "content": "\\Big \\| { W } _ { t + 1 } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } = \\Big \\| { W } _ { t } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } - 2 \\eta _ { t } \\Big \\langle \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\Big \\rangle + \\eta _ { t } ^ { 2 } \\Big \\| \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\Big \\| _ { F } ^ { 2 } .", + "type": "interline_equation", + "image_path": "86cd157126deeb20ff713e47c13d85540a260c03f9e8c69fc17edbdface9b754.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 139, + 100, + 470, + 124 + ], + "spans": [], + "index": 1 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 130, + 504, + 166 + ], + "lines": [ + { + "bbox": [ + 106, + 129, + 506, + 144 + ], + "spans": [ + { + "bbox": [ + 106, + 129, + 370, + 144 + ], + "score": 1.0, + "content": "We can then handle the inner product term using the convexity of", + "type": "text" + }, + { + "bbox": [ + 370, + 131, + 375, + 140 + ], + "score": 0.78, + "content": "\\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 376, + 129, + 506, + 144 + ], + "score": 1.0, + "content": "and homogeneity of ReLU, and", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 141, + 506, + 157 + ], + "spans": [ + { + "bbox": [ + 105, + 142, + 138, + 157 + ], + "score": 1.0, + "content": "control", + "type": "text" + }, + { + "bbox": [ + 139, + 141, + 194, + 155 + ], + "score": 0.93, + "content": "\\| \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\| _ { F } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 194, + 142, + 209, + 157 + ], + "score": 1.0, + "content": "by", + "type": "text" + }, + { + "bbox": [ + 209, + 141, + 240, + 155 + ], + "score": 0.93, + "content": "\\widehat { \\mathcal { R } } ( \\bar { W } _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 240, + 142, + 366, + 157 + ], + "score": 1.0, + "content": "using the above properties of", + "type": "text" + }, + { + "bbox": [ + 366, + 141, + 395, + 155 + ], + "score": 0.93, + "content": "\\widehat { \\mathcal { Q } } ( W _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 396, + 142, + 506, + 157 + ], + "score": 1.0, + "content": ". Lemma 2.6 is similar to", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 107, + 155, + 460, + 166 + ], + "spans": [ + { + "bbox": [ + 107, + 155, + 460, + 166 + ], + "score": 1.0, + "content": "(Allen-Zhu & Li, 2019a, Fact D.4 and Claim D.5), where the squared loss is considered.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 106, + 171, + 505, + 194 + ], + "lines": [ + { + "bbox": [ + 106, + 171, + 505, + 184 + ], + "spans": [ + { + "bbox": [ + 106, + 171, + 505, + 184 + ], + "score": 1.0, + "content": "Using Lemmas 2.3 to 2.6, we can prove Theorem 2.2. Below is a proof sketch; the full proof is", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 182, + 195, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 182, + 195, + 194 + ], + "score": 1.0, + "content": "given in Appendix A.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 5.5 + }, + { + "type": "text", + "bbox": [ + 130, + 203, + 505, + 306 + ], + "lines": [ + { + "bbox": [ + 129, + 201, + 506, + 217 + ], + "spans": [ + { + "bbox": [ + 129, + 201, + 263, + 217 + ], + "score": 1.0, + "content": "1. We first show that as long as", + "type": "text" + }, + { + "bbox": [ + 263, + 203, + 387, + 216 + ], + "score": 0.93, + "content": "\\| w _ { s , t } - w _ { s , 0 } \\| _ { 2 } \\leq 4 \\lambda / ( \\gamma \\sqrt { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 388, + 201, + 417, + 217 + ], + "score": 1.0, + "content": "for all", + "type": "text" + }, + { + "bbox": [ + 417, + 204, + 468, + 215 + ], + "score": 0.9, + "content": "1 \\leq s \\leq m", + "type": "inline_equation" + }, + { + "bbox": [ + 468, + 201, + 506, + 217 + ], + "score": 1.0, + "content": ", it holds", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 141, + 215, + 505, + 230 + ], + "spans": [ + { + "bbox": [ + 141, + 215, + 160, + 230 + ], + "score": 1.0, + "content": "that", + "type": "text" + }, + { + "bbox": [ + 161, + 215, + 262, + 230 + ], + "score": 0.9, + "content": "\\widehat { \\mathcal { R } } ^ { ( t ) } \\left( W _ { 0 } + \\lambda \\overline { { U } } \\right) \\leq \\epsilon / 4", + "type": "inline_equation" + }, + { + "bbox": [ + 262, + 215, + 383, + 230 + ], + "score": 1.0, + "content": ". To see this, let us consider", + "type": "text" + }, + { + "bbox": [ + 383, + 216, + 403, + 228 + ], + "score": 0.9, + "content": "\\widehat { \\mathcal { R } } ^ { ( 0 ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 403, + 215, + 465, + 230 + ], + "score": 1.0, + "content": "first. For any", + "type": "text" + }, + { + "bbox": [ + 465, + 217, + 505, + 229 + ], + "score": 0.89, + "content": "1 \\leq i \\leq", + "type": "inline_equation" + } + ], + "index": 8 + }, + { + "bbox": [ + 142, + 228, + 506, + 242 + ], + "spans": [ + { + "bbox": [ + 142, + 232, + 149, + 239 + ], + "score": 0.71, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 150, + 228, + 255, + 242 + ], + "score": 1.0, + "content": ", Lemma 2.5 ensures that", + "type": "text" + }, + { + "bbox": [ + 256, + 229, + 327, + 241 + ], + "score": 0.93, + "content": "\\left| \\langle \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\rangle \\right|", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 228, + 506, + 242 + ], + "score": 1.0, + "content": "is bounded, while Lemma 2.3 ensures that", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 143, + 240, + 506, + 255 + ], + "spans": [ + { + "bbox": [ + 143, + 240, + 203, + 255 + ], + "score": 0.94, + "content": "\\langle \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\rangle", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 240, + 299, + 255 + ], + "score": 1.0, + "content": "is concentrated around", + "type": "text" + }, + { + "bbox": [ + 299, + 244, + 307, + 253 + ], + "score": 0.82, + "content": "\\gamma", + "type": "inline_equation" + }, + { + "bbox": [ + 307, + 240, + 506, + 255 + ], + "score": 1.0, + "content": "with a large width. As a result, with the chosen", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 142, + 253, + 504, + 269 + ], + "spans": [ + { + "bbox": [ + 142, + 256, + 150, + 266 + ], + "score": 0.82, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 150, + 254, + 290, + 268 + ], + "score": 1.0, + "content": "in Theorem 2.2, we can show that", + "type": "text" + }, + { + "bbox": [ + 290, + 254, + 383, + 269 + ], + "score": 0.93, + "content": "\\left. \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } + \\lambda \\overline { { { U } } } \\right.", + "type": "inline_equation" + }, + { + "bbox": [ + 383, + 254, + 435, + 268 + ], + "score": 1.0, + "content": "is large, and", + "type": "text" + }, + { + "bbox": [ + 436, + 253, + 504, + 268 + ], + "score": 0.92, + "content": "\\widehat { \\mathcal { R } } ^ { ( 0 ) } ( W _ { 0 } + \\lambda \\overline { { U } } )", + "type": "inline_equation" + } + ], + "index": 11 + }, + { + "bbox": [ + 140, + 267, + 507, + 283 + ], + "spans": [ + { + "bbox": [ + 140, + 267, + 442, + 283 + ], + "score": 1.0, + "content": "is small due to the exponential tail of the logistic loss. To further handle", + "type": "text" + }, + { + "bbox": [ + 443, + 268, + 462, + 280 + ], + "score": 0.89, + "content": "\\widehat { \\mathcal { R } } ^ { ( t ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 462, + 267, + 507, + 283 + ], + "score": 1.0, + "content": ", we use a", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 280, + 505, + 294 + ], + "spans": [ + { + "bbox": [ + 141, + 280, + 283, + 294 + ], + "score": 1.0, + "content": "standard NTK argument to control", + "type": "text" + }, + { + "bbox": [ + 283, + 280, + 424, + 294 + ], + "score": 0.9, + "content": " \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } + \\lambda \\overline { { U } } ", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 280, + 505, + 294 + ], + "score": 1.0, + "content": "under the condition", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 141, + 293, + 286, + 306 + ], + "spans": [ + { + "bbox": [ + 141, + 293, + 160, + 306 + ], + "score": 1.0, + "content": "that", + "type": "text" + }, + { + "bbox": [ + 160, + 293, + 282, + 306 + ], + "score": 0.92, + "content": "\\| w _ { s , t } - w _ { s , 0 } \\| _ { 2 } \\leq 4 \\lambda / ( \\gamma \\sqrt { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 293, + 286, + 306 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 10.5 + }, + { + "type": "text", + "bbox": [ + 129, + 309, + 506, + 363 + ], + "lines": [ + { + "bbox": [ + 128, + 308, + 506, + 323 + ], + "spans": [ + { + "bbox": [ + 128, + 308, + 371, + 323 + ], + "score": 1.0, + "content": "2. We then prove by contradiction that the above bound on", + "type": "text" + }, + { + "bbox": [ + 372, + 309, + 434, + 321 + ], + "score": 0.91, + "content": "\\lVert w _ { s , t } - w _ { s , 0 } \\rVert _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 308, + 506, + 323 + ], + "score": 1.0, + "content": "holds for at least", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 140, + 321, + 506, + 336 + ], + "spans": [ + { + "bbox": [ + 140, + 321, + 176, + 336 + ], + "score": 1.0, + "content": "the first", + "type": "text" + }, + { + "bbox": [ + 176, + 324, + 185, + 333 + ], + "score": 0.8, + "content": "T", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 321, + 388, + 336 + ], + "score": 1.0, + "content": "iterations. The key observation is that as long as", + "type": "text" + }, + { + "bbox": [ + 388, + 322, + 486, + 335 + ], + "score": 0.91, + "content": "\\widehat { \\mathcal { R } } ^ { ( t ) } ( W _ { 0 } + \\lambda \\overline { { U } } ) \\le \\epsilon / 4", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 321, + 506, + 336 + ], + "score": 1.0, + "content": ", we", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 140, + 334, + 505, + 351 + ], + "spans": [ + { + "bbox": [ + 140, + 334, + 288, + 351 + ], + "score": 1.0, + "content": "can use it and Lemma 2.6 to control", + "type": "text" + }, + { + "bbox": [ + 288, + 334, + 345, + 349 + ], + "score": 0.94, + "content": "\\textstyle \\sum _ { \\tau < t } { \\widehat { \\mathcal { Q } } } ( W _ { \\tau } )", + "type": "inline_equation" + }, + { + "bbox": [ + 345, + 334, + 432, + 351 + ], + "score": 1.0, + "content": ", and then just invoke", + "type": "text" + }, + { + "bbox": [ + 432, + 336, + 505, + 349 + ], + "score": 0.91, + "content": "\\lVert w _ { s , t } - w _ { s , 0 } \\rVert _ { 2 } \\leq", + "type": "inline_equation" + } + ], + "index": 17 + }, + { + "bbox": [ + 142, + 348, + 234, + 365 + ], + "spans": [ + { + "bbox": [ + 142, + 348, + 230, + 364 + ], + "score": 0.91, + "content": "\\textstyle \\eta \\sum _ { \\tau < t } { \\widehat { \\mathcal { Q } } } ( W _ { \\tau } ) / { \\sqrt { m } }", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 348, + 234, + 365 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 16.5 + }, + { + "type": "text", + "bbox": [ + 138, + 366, + 505, + 474 + ], + "lines": [ + { + "bbox": [ + 142, + 365, + 506, + 381 + ], + "spans": [ + { + "bbox": [ + 142, + 366, + 198, + 381 + ], + "score": 1.0, + "content": "The quantity", + "type": "text" + }, + { + "bbox": [ + 198, + 365, + 255, + 381 + ], + "score": 0.93, + "content": "\\textstyle \\sum _ { \\tau < t } { \\widehat { \\mathcal { Q } } } ( W _ { \\tau } )", + "type": "inline_equation" + }, + { + "bbox": [ + 256, + 366, + 506, + 381 + ], + "score": 1.0, + "content": "has also been considered in prior work (Cao & Gu, 2019a;", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 380, + 505, + 400 + ], + "spans": [ + { + "bbox": [ + 141, + 382, + 344, + 399 + ], + "score": 1.0, + "content": "Nitanda & Suzuki, 2019), where it is bounded by", + "type": "text" + }, + { + "bbox": [ + 344, + 380, + 427, + 400 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\sqrt { t } \\sqrt { \\sum _ { \\tau < t } \\widehat { \\mathscr { Q } } ( W _ { \\tau } ) ^ { 2 } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 382, + 505, + 399 + ], + "score": 1.0, + "content": "using the Cauchy-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 399, + 505, + 413 + ], + "spans": [ + { + "bbox": [ + 141, + 399, + 300, + 413 + ], + "score": 1.0, + "content": "Schwarz inequality, which introduces a", + "type": "text" + }, + { + "bbox": [ + 300, + 399, + 313, + 411 + ], + "score": 0.89, + "content": "\\sqrt { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 314, + 399, + 505, + 413 + ], + "score": 1.0, + "content": "factor. To make the required width depend only", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 140, + 411, + 506, + 428 + ], + "spans": [ + { + "bbox": [ + 140, + 411, + 188, + 428 + ], + "score": 1.0, + "content": "on polylog", + "type": "text" + }, + { + "bbox": [ + 189, + 413, + 209, + 425 + ], + "score": 0.78, + "content": "( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 210, + 411, + 349, + 428 + ], + "score": 1.0, + "content": ", we also need an upper bound on", + "type": "text" + }, + { + "bbox": [ + 349, + 411, + 407, + 426 + ], + "score": 0.93, + "content": "\\sum _ { \\tau < t } \\widehat { \\mathcal { Q } } ( W _ { \\tau } )", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 411, + 506, + 428 + ], + "score": 1.0, + "content": "which depends only on", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 142, + 426, + 506, + 439 + ], + "spans": [ + { + "bbox": [ + 142, + 426, + 197, + 439 + ], + "score": 0.57, + "content": "\\mathrm { p o l y l o g } ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 426, + 347, + 439 + ], + "score": 1.0, + "content": ". Since the above analysis results in a", + "type": "text" + }, + { + "bbox": [ + 347, + 426, + 360, + 438 + ], + "score": 0.88, + "content": "\\sqrt { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 426, + 451, + 439 + ], + "score": 1.0, + "content": "factor, and in our case", + "type": "text" + }, + { + "bbox": [ + 451, + 426, + 481, + 438 + ], + "score": 0.92, + "content": "\\Omega ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 481, + 426, + 506, + 439 + ], + "score": 1.0, + "content": "steps", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 141, + 437, + 505, + 450 + ], + "spans": [ + { + "bbox": [ + 141, + 437, + 301, + 450 + ], + "score": 1.0, + "content": "are needed, it is unclear how to get a", + "type": "text" + }, + { + "bbox": [ + 301, + 438, + 354, + 450 + ], + "score": 0.27, + "content": "\\mathrm { p o l y l o g } ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 355, + 437, + 505, + 450 + ], + "score": 1.0, + "content": "width using the analysis in (Cao &", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 141, + 447, + 506, + 461 + ], + "spans": [ + { + "bbox": [ + 141, + 447, + 506, + 461 + ], + "score": 1.0, + "content": "Gu, 2019a; Nitanda & Suzuki, 2019). By contrast, using Lemma 2.6, we can show that", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 142, + 459, + 369, + 475 + ], + "spans": [ + { + "bbox": [ + 142, + 459, + 235, + 475 + ], + "score": 0.92, + "content": "\\begin{array} { r } { \\sum _ { \\tau < t } \\widehat { \\mathcal { Q } } ( W _ { \\tau } ) \\leq 4 \\lambda / \\gamma } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 459, + 333, + 475 + ], + "score": 1.0, + "content": ", which only depends on", + "type": "text" + }, + { + "bbox": [ + 333, + 461, + 364, + 473 + ], + "score": 0.92, + "content": "\\ln ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 459, + 369, + 475 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 22.5 + }, + { + "type": "text", + "bbox": [ + 128, + 477, + 502, + 489 + ], + "lines": [ + { + "bbox": [ + 128, + 475, + 504, + 491 + ], + "spans": [ + { + "bbox": [ + 128, + 475, + 504, + 491 + ], + "score": 1.0, + "content": "3. The claims of Theorem 2.2 then follow directly from the above two steps and Lemma 2.6.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "title", + "bbox": [ + 107, + 506, + 219, + 519 + ], + "lines": [ + { + "bbox": [ + 104, + 504, + 221, + 522 + ], + "spans": [ + { + "bbox": [ + 104, + 504, + 221, + 522 + ], + "score": 1.0, + "content": "3 GENERALIZATION", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 106, + 532, + 493, + 559 + ], + "lines": [ + { + "bbox": [ + 106, + 532, + 492, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 532, + 492, + 546 + ], + "score": 1.0, + "content": "To get a generalization bound, we naturally extend Assumption 2.1 to the following assumption.", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 545, + 475, + 560 + ], + "spans": [ + { + "bbox": [ + 106, + 545, + 228, + 560 + ], + "score": 1.0, + "content": "Assumption 3.1. There exists", + "type": "text" + }, + { + "bbox": [ + 228, + 546, + 255, + 556 + ], + "score": 0.9, + "content": "\\bar { v } \\in \\mathcal H", + "type": "inline_equation" + }, + { + "bbox": [ + 256, + 545, + 273, + 560 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 273, + 546, + 298, + 558 + ], + "score": 0.9, + "content": "\\gamma > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 545, + 339, + 560 + ], + "score": 1.0, + "content": ", such that", + "type": "text" + }, + { + "bbox": [ + 340, + 545, + 392, + 560 + ], + "score": 0.94, + "content": "\\left. \\bar { v } ( z ) \\right. _ { 2 } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 392, + 545, + 424, + 560 + ], + "score": 1.0, + "content": "for any", + "type": "text" + }, + { + "bbox": [ + 424, + 545, + 454, + 556 + ], + "score": 0.91, + "content": "z \\in \\mathbb { R } ^ { d }", + "type": "inline_equation" + }, + { + "bbox": [ + 455, + 545, + 475, + 560 + ], + "score": 1.0, + "content": ", and", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 29.5 + }, + { + "type": "interline_equation", + "bbox": [ + 220, + 566, + 392, + 592 + ], + "lines": [ + { + "bbox": [ + 220, + 566, + 392, + 592 + ], + "spans": [ + { + "bbox": [ + 220, + 566, + 392, + 592 + ], + "score": 0.93, + "content": "y \\int \\left. \\bar { v } ( z ) , x \\right. \\mathbb { 1 } \\left[ \\langle z , x \\rangle > 0 \\right] \\mathrm { d } \\mu _ { \\mathcal { N } } ( z ) \\geq \\gamma", + "type": "interline_equation", + "image_path": "d5b7eaf1ac08ab038e61412a999bcf0bdd1c73c4ba60305da8cab560f377c8a1.jpg" + } + ] + } + ], + "index": 31, + "virtual_lines": [ + { + "bbox": [ + 220, + 566, + 392, + 592 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 597, + 340, + 610 + ], + "lines": [ + { + "bbox": [ + 106, + 597, + 340, + 611 + ], + "spans": [ + { + "bbox": [ + 106, + 597, + 162, + 611 + ], + "score": 1.0, + "content": "for almost all", + "type": "text" + }, + { + "bbox": [ + 163, + 598, + 186, + 610 + ], + "score": 0.92, + "content": "( x , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 186, + 597, + 327, + 611 + ], + "score": 1.0, + "content": "sampled from the data distribution", + "type": "text" + }, + { + "bbox": [ + 327, + 599, + 336, + 608 + ], + "score": 0.82, + "content": "\\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 597, + 340, + 611 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 106, + 617, + 506, + 652 + ], + "lines": [ + { + "bbox": [ + 106, + 618, + 506, + 630 + ], + "spans": [ + { + "bbox": [ + 106, + 618, + 506, + 630 + ], + "score": 1.0, + "content": "The above assumption is also made in (Nitanda & Suzuki, 2019) for smooth activations. (Cao &", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 628, + 506, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 495, + 643 + ], + "score": 1.0, + "content": "Gu, 2019a) make a similar separability assumption, but in the RKHS induced by the second layer", + "type": "text" + }, + { + "bbox": [ + 495, + 632, + 501, + 639 + ], + "score": 0.7, + "content": "a", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 628, + 506, + 643 + ], + "score": 1.0, + "content": ";", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 640, + 462, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 640, + 447, + 653 + ], + "score": 1.0, + "content": "by contrast, Assumption 3.1 is on separability in the RKHS induced by the first layer", + "type": "text" + }, + { + "bbox": [ + 447, + 640, + 459, + 650 + ], + "score": 0.66, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 459, + 640, + 462, + 653 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 657, + 305, + 668 + ], + "lines": [ + { + "bbox": [ + 105, + 656, + 307, + 669 + ], + "spans": [ + { + "bbox": [ + 105, + 656, + 307, + 669 + ], + "score": 1.0, + "content": "Here is our test error bound with Assumption 3.1.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36 + }, + { + "type": "text", + "bbox": [ + 107, + 672, + 505, + 695 + ], + "lines": [ + { + "bbox": [ + 105, + 672, + 506, + 686 + ], + "spans": [ + { + "bbox": [ + 105, + 672, + 306, + 686 + ], + "score": 1.0, + "content": "Theorem 3.2. Under Assumption 3.1, given any", + "type": "text" + }, + { + "bbox": [ + 306, + 673, + 347, + 685 + ], + "score": 0.92, + "content": "\\epsilon \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 672, + 384, + 686 + ], + "score": 1.0, + "content": "and any", + "type": "text" + }, + { + "bbox": [ + 384, + 673, + 435, + 685 + ], + "score": 0.92, + "content": "\\delta \\in ( 0 , 1 / 4 )", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 672, + 452, + 686 + ], + "score": 1.0, + "content": ", let", + "type": "text" + }, + { + "bbox": [ + 453, + 673, + 460, + 683 + ], + "score": 0.74, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 460, + 672, + 479, + 686 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 480, + 673, + 492, + 683 + ], + "score": 0.51, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 492, + 672, + 506, + 686 + ], + "score": 1.0, + "content": "be", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 684, + 208, + 695 + ], + "spans": [ + { + "bbox": [ + 105, + 684, + 208, + 695 + ], + "score": 1.0, + "content": "given as in Theorem 2.2:", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 37.5 + }, + { + "type": "interline_equation", + "bbox": [ + 193, + 701, + 417, + 730 + ], + "lines": [ + { + "bbox": [ + 193, + 701, + 417, + 730 + ], + "spans": [ + { + "bbox": [ + 193, + 701, + 417, + 730 + ], + "score": 0.93, + "content": "\\lambda : = \\frac { \\sqrt { 2 \\ln ( 4 n / \\delta ) } + \\ln ( 4 / \\epsilon ) } { \\gamma / 4 } , \\quad a n d \\quad M : = \\frac { 4 0 9 6 \\lambda ^ { 2 } } { \\gamma ^ { 6 } } .", + "type": "interline_equation", + "image_path": "02aef5a5c4d222f6ccc413771224f1200622b109d5956f6f29bc7cfa66fa8ec2.jpg" + } + ] + } + ], + "index": 39, + "virtual_lines": [ + { + "bbox": [ + 193, + 701, + 417, + 730 + ], + "spans": [], + "index": 39 + } + ] + } + ], + "page_idx": 5, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 26, + 294, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "6", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 496, + 599, + 504, + 609 + ], + "lines": [ + { + "bbox": [ + 495, + 598, + 505, + 610 + ], + "spans": [ + { + "bbox": [ + 495, + 598, + 505, + 610 + ], + "score": 1.0, + "content": "♦", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 383, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 384, + 97 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 384, + 97 + ], + "score": 1.0, + "content": "The proof of Lemma 2.6 starts from the standard iteration guarantee:", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0, + "bbox_fs": [ + 105, + 80, + 384, + 97 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 139, + 100, + 470, + 124 + ], + "lines": [ + { + "bbox": [ + 139, + 100, + 470, + 124 + ], + "spans": [ + { + "bbox": [ + 139, + 100, + 470, + 124 + ], + "score": 0.94, + "content": "\\Big \\| { W } _ { t + 1 } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } = \\Big \\| { W } _ { t } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } - 2 \\eta _ { t } \\Big \\langle \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\Big \\rangle + \\eta _ { t } ^ { 2 } \\Big \\| \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\Big \\| _ { F } ^ { 2 } .", + "type": "interline_equation", + "image_path": "86cd157126deeb20ff713e47c13d85540a260c03f9e8c69fc17edbdface9b754.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 139, + 100, + 470, + 124 + ], + "spans": [], + "index": 1 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 130, + 504, + 166 + ], + "lines": [ + { + "bbox": [ + 106, + 129, + 506, + 144 + ], + "spans": [ + { + "bbox": [ + 106, + 129, + 370, + 144 + ], + "score": 1.0, + "content": "We can then handle the inner product term using the convexity of", + "type": "text" + }, + { + "bbox": [ + 370, + 131, + 375, + 140 + ], + "score": 0.78, + "content": "\\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 376, + 129, + 506, + 144 + ], + "score": 1.0, + "content": "and homogeneity of ReLU, and", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 141, + 506, + 157 + ], + "spans": [ + { + "bbox": [ + 105, + 142, + 138, + 157 + ], + "score": 1.0, + "content": "control", + "type": "text" + }, + { + "bbox": [ + 139, + 141, + 194, + 155 + ], + "score": 0.93, + "content": "\\| \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\| _ { F } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 194, + 142, + 209, + 157 + ], + "score": 1.0, + "content": "by", + "type": "text" + }, + { + "bbox": [ + 209, + 141, + 240, + 155 + ], + "score": 0.93, + "content": "\\widehat { \\mathcal { R } } ( \\bar { W } _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 240, + 142, + 366, + 157 + ], + "score": 1.0, + "content": "using the above properties of", + "type": "text" + }, + { + "bbox": [ + 366, + 141, + 395, + 155 + ], + "score": 0.93, + "content": "\\widehat { \\mathcal { Q } } ( W _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 396, + 142, + 506, + 157 + ], + "score": 1.0, + "content": ". Lemma 2.6 is similar to", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 107, + 155, + 460, + 166 + ], + "spans": [ + { + "bbox": [ + 107, + 155, + 460, + 166 + ], + "score": 1.0, + "content": "(Allen-Zhu & Li, 2019a, Fact D.4 and Claim D.5), where the squared loss is considered.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3, + "bbox_fs": [ + 105, + 129, + 506, + 166 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 171, + 505, + 194 + ], + "lines": [ + { + "bbox": [ + 106, + 171, + 505, + 184 + ], + "spans": [ + { + "bbox": [ + 106, + 171, + 505, + 184 + ], + "score": 1.0, + "content": "Using Lemmas 2.3 to 2.6, we can prove Theorem 2.2. Below is a proof sketch; the full proof is", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 182, + 195, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 182, + 195, + 194 + ], + "score": 1.0, + "content": "given in Appendix A.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 5.5, + "bbox_fs": [ + 105, + 171, + 505, + 194 + ] + }, + { + "type": "text", + "bbox": [ + 130, + 203, + 505, + 306 + ], + "lines": [ + { + "bbox": [ + 129, + 201, + 506, + 217 + ], + "spans": [ + { + "bbox": [ + 129, + 201, + 263, + 217 + ], + "score": 1.0, + "content": "1. We first show that as long as", + "type": "text" + }, + { + "bbox": [ + 263, + 203, + 387, + 216 + ], + "score": 0.93, + "content": "\\| w _ { s , t } - w _ { s , 0 } \\| _ { 2 } \\leq 4 \\lambda / ( \\gamma \\sqrt { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 388, + 201, + 417, + 217 + ], + "score": 1.0, + "content": "for all", + "type": "text" + }, + { + "bbox": [ + 417, + 204, + 468, + 215 + ], + "score": 0.9, + "content": "1 \\leq s \\leq m", + "type": "inline_equation" + }, + { + "bbox": [ + 468, + 201, + 506, + 217 + ], + "score": 1.0, + "content": ", it holds", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 141, + 215, + 505, + 230 + ], + "spans": [ + { + "bbox": [ + 141, + 215, + 160, + 230 + ], + "score": 1.0, + "content": "that", + "type": "text" + }, + { + "bbox": [ + 161, + 215, + 262, + 230 + ], + "score": 0.9, + "content": "\\widehat { \\mathcal { R } } ^ { ( t ) } \\left( W _ { 0 } + \\lambda \\overline { { U } } \\right) \\leq \\epsilon / 4", + "type": "inline_equation" + }, + { + "bbox": [ + 262, + 215, + 383, + 230 + ], + "score": 1.0, + "content": ". To see this, let us consider", + "type": "text" + }, + { + "bbox": [ + 383, + 216, + 403, + 228 + ], + "score": 0.9, + "content": "\\widehat { \\mathcal { R } } ^ { ( 0 ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 403, + 215, + 465, + 230 + ], + "score": 1.0, + "content": "first. For any", + "type": "text" + }, + { + "bbox": [ + 465, + 217, + 505, + 229 + ], + "score": 0.89, + "content": "1 \\leq i \\leq", + "type": "inline_equation" + } + ], + "index": 8 + }, + { + "bbox": [ + 142, + 228, + 506, + 242 + ], + "spans": [ + { + "bbox": [ + 142, + 232, + 149, + 239 + ], + "score": 0.71, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 150, + 228, + 255, + 242 + ], + "score": 1.0, + "content": ", Lemma 2.5 ensures that", + "type": "text" + }, + { + "bbox": [ + 256, + 229, + 327, + 241 + ], + "score": 0.93, + "content": "\\left| \\langle \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\rangle \\right|", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 228, + 506, + 242 + ], + "score": 1.0, + "content": "is bounded, while Lemma 2.3 ensures that", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 143, + 240, + 506, + 255 + ], + "spans": [ + { + "bbox": [ + 143, + 240, + 203, + 255 + ], + "score": 0.94, + "content": "\\langle \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\rangle", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 240, + 299, + 255 + ], + "score": 1.0, + "content": "is concentrated around", + "type": "text" + }, + { + "bbox": [ + 299, + 244, + 307, + 253 + ], + "score": 0.82, + "content": "\\gamma", + "type": "inline_equation" + }, + { + "bbox": [ + 307, + 240, + 506, + 255 + ], + "score": 1.0, + "content": "with a large width. As a result, with the chosen", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 142, + 253, + 504, + 269 + ], + "spans": [ + { + "bbox": [ + 142, + 256, + 150, + 266 + ], + "score": 0.82, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 150, + 254, + 290, + 268 + ], + "score": 1.0, + "content": "in Theorem 2.2, we can show that", + "type": "text" + }, + { + "bbox": [ + 290, + 254, + 383, + 269 + ], + "score": 0.93, + "content": "\\left. \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } + \\lambda \\overline { { { U } } } \\right.", + "type": "inline_equation" + }, + { + "bbox": [ + 383, + 254, + 435, + 268 + ], + "score": 1.0, + "content": "is large, and", + "type": "text" + }, + { + "bbox": [ + 436, + 253, + 504, + 268 + ], + "score": 0.92, + "content": "\\widehat { \\mathcal { R } } ^ { ( 0 ) } ( W _ { 0 } + \\lambda \\overline { { U } } )", + "type": "inline_equation" + } + ], + "index": 11 + }, + { + "bbox": [ + 140, + 267, + 507, + 283 + ], + "spans": [ + { + "bbox": [ + 140, + 267, + 442, + 283 + ], + "score": 1.0, + "content": "is small due to the exponential tail of the logistic loss. To further handle", + "type": "text" + }, + { + "bbox": [ + 443, + 268, + 462, + 280 + ], + "score": 0.89, + "content": "\\widehat { \\mathcal { R } } ^ { ( t ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 462, + 267, + 507, + 283 + ], + "score": 1.0, + "content": ", we use a", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 280, + 505, + 294 + ], + "spans": [ + { + "bbox": [ + 141, + 280, + 283, + 294 + ], + "score": 1.0, + "content": "standard NTK argument to control", + "type": "text" + }, + { + "bbox": [ + 283, + 280, + 424, + 294 + ], + "score": 0.9, + "content": " \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } + \\lambda \\overline { { U } } ", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 280, + 505, + 294 + ], + "score": 1.0, + "content": "under the condition", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 141, + 293, + 286, + 306 + ], + "spans": [ + { + "bbox": [ + 141, + 293, + 160, + 306 + ], + "score": 1.0, + "content": "that", + "type": "text" + }, + { + "bbox": [ + 160, + 293, + 282, + 306 + ], + "score": 0.92, + "content": "\\| w _ { s , t } - w _ { s , 0 } \\| _ { 2 } \\leq 4 \\lambda / ( \\gamma \\sqrt { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 293, + 286, + 306 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 10.5, + "bbox_fs": [ + 129, + 201, + 507, + 306 + ] + }, + { + "type": "text", + "bbox": [ + 129, + 309, + 506, + 363 + ], + "lines": [ + { + "bbox": [ + 128, + 308, + 506, + 323 + ], + "spans": [ + { + "bbox": [ + 128, + 308, + 371, + 323 + ], + "score": 1.0, + "content": "2. We then prove by contradiction that the above bound on", + "type": "text" + }, + { + "bbox": [ + 372, + 309, + 434, + 321 + ], + "score": 0.91, + "content": "\\lVert w _ { s , t } - w _ { s , 0 } \\rVert _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 308, + 506, + 323 + ], + "score": 1.0, + "content": "holds for at least", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 140, + 321, + 506, + 336 + ], + "spans": [ + { + "bbox": [ + 140, + 321, + 176, + 336 + ], + "score": 1.0, + "content": "the first", + "type": "text" + }, + { + "bbox": [ + 176, + 324, + 185, + 333 + ], + "score": 0.8, + "content": "T", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 321, + 388, + 336 + ], + "score": 1.0, + "content": "iterations. The key observation is that as long as", + "type": "text" + }, + { + "bbox": [ + 388, + 322, + 486, + 335 + ], + "score": 0.91, + "content": "\\widehat { \\mathcal { R } } ^ { ( t ) } ( W _ { 0 } + \\lambda \\overline { { U } } ) \\le \\epsilon / 4", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 321, + 506, + 336 + ], + "score": 1.0, + "content": ", we", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 140, + 334, + 505, + 351 + ], + "spans": [ + { + "bbox": [ + 140, + 334, + 288, + 351 + ], + "score": 1.0, + "content": "can use it and Lemma 2.6 to control", + "type": "text" + }, + { + "bbox": [ + 288, + 334, + 345, + 349 + ], + "score": 0.94, + "content": "\\textstyle \\sum _ { \\tau < t } { \\widehat { \\mathcal { Q } } } ( W _ { \\tau } )", + "type": "inline_equation" + }, + { + "bbox": [ + 345, + 334, + 432, + 351 + ], + "score": 1.0, + "content": ", and then just invoke", + "type": "text" + }, + { + "bbox": [ + 432, + 336, + 505, + 349 + ], + "score": 0.91, + "content": "\\lVert w _ { s , t } - w _ { s , 0 } \\rVert _ { 2 } \\leq", + "type": "inline_equation" + } + ], + "index": 17 + }, + { + "bbox": [ + 142, + 348, + 234, + 365 + ], + "spans": [ + { + "bbox": [ + 142, + 348, + 230, + 364 + ], + "score": 0.91, + "content": "\\textstyle \\eta \\sum _ { \\tau < t } { \\widehat { \\mathcal { Q } } } ( W _ { \\tau } ) / { \\sqrt { m } }", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 348, + 234, + 365 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 16.5, + "bbox_fs": [ + 128, + 308, + 506, + 365 + ] + }, + { + "type": "text", + "bbox": [ + 138, + 366, + 505, + 474 + ], + "lines": [ + { + "bbox": [ + 142, + 365, + 506, + 381 + ], + "spans": [ + { + "bbox": [ + 142, + 366, + 198, + 381 + ], + "score": 1.0, + "content": "The quantity", + "type": "text" + }, + { + "bbox": [ + 198, + 365, + 255, + 381 + ], + "score": 0.93, + "content": "\\textstyle \\sum _ { \\tau < t } { \\widehat { \\mathcal { Q } } } ( W _ { \\tau } )", + "type": "inline_equation" + }, + { + "bbox": [ + 256, + 366, + 506, + 381 + ], + "score": 1.0, + "content": "has also been considered in prior work (Cao & Gu, 2019a;", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 380, + 505, + 400 + ], + "spans": [ + { + "bbox": [ + 141, + 382, + 344, + 399 + ], + "score": 1.0, + "content": "Nitanda & Suzuki, 2019), where it is bounded by", + "type": "text" + }, + { + "bbox": [ + 344, + 380, + 427, + 400 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\sqrt { t } \\sqrt { \\sum _ { \\tau < t } \\widehat { \\mathscr { Q } } ( W _ { \\tau } ) ^ { 2 } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 382, + 505, + 399 + ], + "score": 1.0, + "content": "using the Cauchy-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 399, + 505, + 413 + ], + "spans": [ + { + "bbox": [ + 141, + 399, + 300, + 413 + ], + "score": 1.0, + "content": "Schwarz inequality, which introduces a", + "type": "text" + }, + { + "bbox": [ + 300, + 399, + 313, + 411 + ], + "score": 0.89, + "content": "\\sqrt { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 314, + 399, + 505, + 413 + ], + "score": 1.0, + "content": "factor. To make the required width depend only", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 140, + 411, + 506, + 428 + ], + "spans": [ + { + "bbox": [ + 140, + 411, + 188, + 428 + ], + "score": 1.0, + "content": "on polylog", + "type": "text" + }, + { + "bbox": [ + 189, + 413, + 209, + 425 + ], + "score": 0.78, + "content": "( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 210, + 411, + 349, + 428 + ], + "score": 1.0, + "content": ", we also need an upper bound on", + "type": "text" + }, + { + "bbox": [ + 349, + 411, + 407, + 426 + ], + "score": 0.93, + "content": "\\sum _ { \\tau < t } \\widehat { \\mathcal { Q } } ( W _ { \\tau } )", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 411, + 506, + 428 + ], + "score": 1.0, + "content": "which depends only on", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 142, + 426, + 506, + 439 + ], + "spans": [ + { + "bbox": [ + 142, + 426, + 197, + 439 + ], + "score": 0.57, + "content": "\\mathrm { p o l y l o g } ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 426, + 347, + 439 + ], + "score": 1.0, + "content": ". Since the above analysis results in a", + "type": "text" + }, + { + "bbox": [ + 347, + 426, + 360, + 438 + ], + "score": 0.88, + "content": "\\sqrt { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 426, + 451, + 439 + ], + "score": 1.0, + "content": "factor, and in our case", + "type": "text" + }, + { + "bbox": [ + 451, + 426, + 481, + 438 + ], + "score": 0.92, + "content": "\\Omega ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 481, + 426, + 506, + 439 + ], + "score": 1.0, + "content": "steps", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 141, + 437, + 505, + 450 + ], + "spans": [ + { + "bbox": [ + 141, + 437, + 301, + 450 + ], + "score": 1.0, + "content": "are needed, it is unclear how to get a", + "type": "text" + }, + { + "bbox": [ + 301, + 438, + 354, + 450 + ], + "score": 0.27, + "content": "\\mathrm { p o l y l o g } ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 355, + 437, + 505, + 450 + ], + "score": 1.0, + "content": "width using the analysis in (Cao &", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 141, + 447, + 506, + 461 + ], + "spans": [ + { + "bbox": [ + 141, + 447, + 506, + 461 + ], + "score": 1.0, + "content": "Gu, 2019a; Nitanda & Suzuki, 2019). By contrast, using Lemma 2.6, we can show that", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 142, + 459, + 369, + 475 + ], + "spans": [ + { + "bbox": [ + 142, + 459, + 235, + 475 + ], + "score": 0.92, + "content": "\\begin{array} { r } { \\sum _ { \\tau < t } \\widehat { \\mathcal { Q } } ( W _ { \\tau } ) \\leq 4 \\lambda / \\gamma } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 459, + 333, + 475 + ], + "score": 1.0, + "content": ", which only depends on", + "type": "text" + }, + { + "bbox": [ + 333, + 461, + 364, + 473 + ], + "score": 0.92, + "content": "\\ln ( 1 / \\epsilon )", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 459, + 369, + 475 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 22.5, + "bbox_fs": [ + 140, + 365, + 506, + 475 + ] + }, + { + "type": "text", + "bbox": [ + 128, + 477, + 502, + 489 + ], + "lines": [ + { + "bbox": [ + 128, + 475, + 504, + 491 + ], + "spans": [ + { + "bbox": [ + 128, + 475, + 504, + 491 + ], + "score": 1.0, + "content": "3. The claims of Theorem 2.2 then follow directly from the above two steps and Lemma 2.6.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27, + "bbox_fs": [ + 128, + 475, + 504, + 491 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 506, + 219, + 519 + ], + "lines": [ + { + "bbox": [ + 104, + 504, + 221, + 522 + ], + "spans": [ + { + "bbox": [ + 104, + 504, + 221, + 522 + ], + "score": 1.0, + "content": "3 GENERALIZATION", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 106, + 532, + 493, + 559 + ], + "lines": [ + { + "bbox": [ + 106, + 532, + 492, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 532, + 492, + 546 + ], + "score": 1.0, + "content": "To get a generalization bound, we naturally extend Assumption 2.1 to the following assumption.", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 545, + 475, + 560 + ], + "spans": [ + { + "bbox": [ + 106, + 545, + 228, + 560 + ], + "score": 1.0, + "content": "Assumption 3.1. There exists", + "type": "text" + }, + { + "bbox": [ + 228, + 546, + 255, + 556 + ], + "score": 0.9, + "content": "\\bar { v } \\in \\mathcal H", + "type": "inline_equation" + }, + { + "bbox": [ + 256, + 545, + 273, + 560 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 273, + 546, + 298, + 558 + ], + "score": 0.9, + "content": "\\gamma > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 545, + 339, + 560 + ], + "score": 1.0, + "content": ", such that", + "type": "text" + }, + { + "bbox": [ + 340, + 545, + 392, + 560 + ], + "score": 0.94, + "content": "\\left. \\bar { v } ( z ) \\right. _ { 2 } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 392, + 545, + 424, + 560 + ], + "score": 1.0, + "content": "for any", + "type": "text" + }, + { + "bbox": [ + 424, + 545, + 454, + 556 + ], + "score": 0.91, + "content": "z \\in \\mathbb { R } ^ { d }", + "type": "inline_equation" + }, + { + "bbox": [ + 455, + 545, + 475, + 560 + ], + "score": 1.0, + "content": ", and", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 29.5, + "bbox_fs": [ + 106, + 532, + 492, + 560 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 220, + 566, + 392, + 592 + ], + "lines": [ + { + "bbox": [ + 220, + 566, + 392, + 592 + ], + "spans": [ + { + "bbox": [ + 220, + 566, + 392, + 592 + ], + "score": 0.93, + "content": "y \\int \\left. \\bar { v } ( z ) , x \\right. \\mathbb { 1 } \\left[ \\langle z , x \\rangle > 0 \\right] \\mathrm { d } \\mu _ { \\mathcal { N } } ( z ) \\geq \\gamma", + "type": "interline_equation", + "image_path": "d5b7eaf1ac08ab038e61412a999bcf0bdd1c73c4ba60305da8cab560f377c8a1.jpg" + } + ] + } + ], + "index": 31, + "virtual_lines": [ + { + "bbox": [ + 220, + 566, + 392, + 592 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 597, + 340, + 610 + ], + "lines": [ + { + "bbox": [ + 106, + 597, + 340, + 611 + ], + "spans": [ + { + "bbox": [ + 106, + 597, + 162, + 611 + ], + "score": 1.0, + "content": "for almost all", + "type": "text" + }, + { + "bbox": [ + 163, + 598, + 186, + 610 + ], + "score": 0.92, + "content": "( x , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 186, + 597, + 327, + 611 + ], + "score": 1.0, + "content": "sampled from the data distribution", + "type": "text" + }, + { + "bbox": [ + 327, + 599, + 336, + 608 + ], + "score": 0.82, + "content": "\\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 597, + 340, + 611 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32, + "bbox_fs": [ + 106, + 597, + 340, + 611 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 617, + 506, + 652 + ], + "lines": [ + { + "bbox": [ + 106, + 618, + 506, + 630 + ], + "spans": [ + { + "bbox": [ + 106, + 618, + 506, + 630 + ], + "score": 1.0, + "content": "The above assumption is also made in (Nitanda & Suzuki, 2019) for smooth activations. (Cao &", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 628, + 506, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 495, + 643 + ], + "score": 1.0, + "content": "Gu, 2019a) make a similar separability assumption, but in the RKHS induced by the second layer", + "type": "text" + }, + { + "bbox": [ + 495, + 632, + 501, + 639 + ], + "score": 0.7, + "content": "a", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 628, + 506, + 643 + ], + "score": 1.0, + "content": ";", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 640, + 462, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 640, + 447, + 653 + ], + "score": 1.0, + "content": "by contrast, Assumption 3.1 is on separability in the RKHS induced by the first layer", + "type": "text" + }, + { + "bbox": [ + 447, + 640, + 459, + 650 + ], + "score": 0.66, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 459, + 640, + 462, + 653 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34, + "bbox_fs": [ + 105, + 618, + 506, + 653 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 657, + 305, + 668 + ], + "lines": [ + { + "bbox": [ + 105, + 656, + 307, + 669 + ], + "spans": [ + { + "bbox": [ + 105, + 656, + 307, + 669 + ], + "score": 1.0, + "content": "Here is our test error bound with Assumption 3.1.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36, + "bbox_fs": [ + 105, + 656, + 307, + 669 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 672, + 505, + 695 + ], + "lines": [ + { + "bbox": [ + 105, + 672, + 506, + 686 + ], + "spans": [ + { + "bbox": [ + 105, + 672, + 306, + 686 + ], + "score": 1.0, + "content": "Theorem 3.2. Under Assumption 3.1, given any", + "type": "text" + }, + { + "bbox": [ + 306, + 673, + 347, + 685 + ], + "score": 0.92, + "content": "\\epsilon \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 672, + 384, + 686 + ], + "score": 1.0, + "content": "and any", + "type": "text" + }, + { + "bbox": [ + 384, + 673, + 435, + 685 + ], + "score": 0.92, + "content": "\\delta \\in ( 0 , 1 / 4 )", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 672, + 452, + 686 + ], + "score": 1.0, + "content": ", let", + "type": "text" + }, + { + "bbox": [ + 453, + 673, + 460, + 683 + ], + "score": 0.74, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 460, + 672, + 479, + 686 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 480, + 673, + 492, + 683 + ], + "score": 0.51, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 492, + 672, + 506, + 686 + ], + "score": 1.0, + "content": "be", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 684, + 208, + 695 + ], + "spans": [ + { + "bbox": [ + 105, + 684, + 208, + 695 + ], + "score": 1.0, + "content": "given as in Theorem 2.2:", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 37.5, + "bbox_fs": [ + 105, + 672, + 506, + 695 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 193, + 701, + 417, + 730 + ], + "lines": [ + { + "bbox": [ + 193, + 701, + 417, + 730 + ], + "spans": [ + { + "bbox": [ + 193, + 701, + 417, + 730 + ], + "score": 0.93, + "content": "\\lambda : = \\frac { \\sqrt { 2 \\ln ( 4 n / \\delta ) } + \\ln ( 4 / \\epsilon ) } { \\gamma / 4 } , \\quad a n d \\quad M : = \\frac { 4 0 9 6 \\lambda ^ { 2 } } { \\gamma ^ { 6 } } .", + "type": "interline_equation", + "image_path": "02aef5a5c4d222f6ccc413771224f1200622b109d5956f6f29bc7cfa66fa8ec2.jpg" + } + ] + } + ], + "index": 39, + "virtual_lines": [ + { + "bbox": [ + 193, + 701, + 417, + 730 + ], + "spans": [], + "index": 39 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 105, + 82, + 505, + 106 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 161, + 96 + ], + "score": 1.0, + "content": "Then for any", + "type": "text" + }, + { + "bbox": [ + 161, + 83, + 197, + 93 + ], + "score": 0.9, + "content": "m \\geq M", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 82, + 307, + 96 + ], + "score": 1.0, + "content": "and any constant step size", + "type": "text" + }, + { + "bbox": [ + 308, + 83, + 334, + 94 + ], + "score": 0.88, + "content": "\\eta \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 82, + 405, + 96 + ], + "score": 1.0, + "content": ", with probability", + "type": "text" + }, + { + "bbox": [ + 405, + 82, + 435, + 93 + ], + "score": 0.3, + "content": "1 - 4 \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 82, + 506, + 96 + ], + "score": 1.0, + "content": "over the random", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 92, + 239, + 108 + ], + "spans": [ + { + "bbox": [ + 105, + 92, + 239, + 108 + ], + "score": 1.0, + "content": "initialization and data sampling,", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "interline_equation", + "bbox": [ + 134, + 109, + 475, + 145 + ], + "lines": [ + { + "bbox": [ + 134, + 109, + 475, + 145 + ], + "spans": [ + { + "bbox": [ + 134, + 109, + 475, + 145 + ], + "score": 0.93, + "content": "P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W _ { k } , a ) \\le 0 \\right) \\le 2 \\epsilon + \\frac { 1 6 \\left( \\sqrt { 2 \\ln ( 4 n / \\delta ) } + \\ln ( 4 / \\epsilon ) \\right) } { \\gamma ^ { 2 } \\sqrt { n } } + 6 \\sqrt { \\frac { \\ln ( 2 / \\delta ) } { 2 n } } ,", + "type": "interline_equation", + "image_path": "356749766c75fca5052091aa77798eb4054d60720370f6f1a1f7dd5eabd25a1f.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 134, + 109, + 475, + 121.0 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 134, + 121.0, + 475, + 133.0 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 134, + 133.0, + 475, + 145.0 + ], + "spans": [], + "index": 4 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 150, + 403, + 163 + ], + "lines": [ + { + "bbox": [ + 106, + 150, + 404, + 164 + ], + "spans": [ + { + "bbox": [ + 106, + 150, + 367, + 164 + ], + "score": 1.0, + "content": "where k denotes the step with the minimum empirical risk before", + "type": "text" + }, + { + "bbox": [ + 368, + 150, + 399, + 163 + ], + "score": 0.92, + "content": "\\lceil 2 \\lambda ^ { 2 } / \\eta \\epsilon \\rceil", + "type": "inline_equation" + }, + { + "bbox": [ + 400, + 150, + 404, + 164 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5 + }, + { + "type": "text", + "bbox": [ + 108, + 171, + 280, + 183 + ], + "lines": [ + { + "bbox": [ + 105, + 171, + 280, + 185 + ], + "spans": [ + { + "bbox": [ + 105, + 171, + 280, + 185 + ], + "score": 1.0, + "content": "Below is a direct corollary of Theorem 3.2.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 106, + 186, + 504, + 209 + ], + "lines": [ + { + "bbox": [ + 105, + 185, + 505, + 200 + ], + "spans": [ + { + "bbox": [ + 105, + 185, + 307, + 200 + ], + "score": 1.0, + "content": "Corollary 3.3. Under Assumption 3.1, given any", + "type": "text" + }, + { + "bbox": [ + 307, + 186, + 356, + 199 + ], + "score": 0.92, + "content": "\\epsilon , \\delta \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 185, + 505, + 200 + ], + "score": 1.0, + "content": ", using a constant step size no larger", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 198, + 165, + 209 + ], + "spans": [ + { + "bbox": [ + 106, + 198, + 165, + 209 + ], + "score": 1.0, + "content": "than 1 and let", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7.5 + }, + { + "type": "interline_equation", + "bbox": [ + 185, + 212, + 424, + 246 + ], + "lines": [ + { + "bbox": [ + 185, + 212, + 424, + 246 + ], + "spans": [ + { + "bbox": [ + 185, + 212, + 424, + 246 + ], + "score": 0.93, + "content": "n = \\widetilde \\Omega \\left( \\frac { 1 } { \\gamma ^ { 4 } \\epsilon ^ { 2 } } \\right) , \\quad a n d \\quad m = \\Omega \\left( \\frac { \\ln ( n / \\delta ) + \\ln ( 1 / \\epsilon ) ^ { 2 } } { \\gamma ^ { 8 } } \\right) ,", + "type": "interline_equation", + "image_path": "bbc065e3a4a8adcde59532aa34d7df45349e8da035efdc6fc4d8632024b73852.jpg" + } + ] + } + ], + "index": 9.5, + "virtual_lines": [ + { + "bbox": [ + 185, + 212, + 424, + 229.0 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 185, + 229.0, + 424, + 246.0 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 251, + 503, + 279 + ], + "lines": [ + { + "bbox": [ + 104, + 249, + 505, + 266 + ], + "spans": [ + { + "bbox": [ + 104, + 249, + 204, + 266 + ], + "score": 1.0, + "content": "it holds with probability", + "type": "text" + }, + { + "bbox": [ + 204, + 252, + 226, + 263 + ], + "score": 0.8, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 249, + 244, + 266 + ], + "score": 1.0, + "content": "that", + "type": "text" + }, + { + "bbox": [ + 245, + 251, + 382, + 265 + ], + "score": 0.88, + "content": "P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W _ { k } , a ) \\leq 0 \\right) \\leq \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 383, + 249, + 412, + 266 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 412, + 253, + 419, + 262 + ], + "score": 0.76, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 419, + 249, + 505, + 266 + ], + "score": 1.0, + "content": "denotes the step with", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 264, + 323, + 280 + ], + "spans": [ + { + "bbox": [ + 105, + 264, + 262, + 280 + ], + "score": 1.0, + "content": "the minimum empirical risk in the first", + "type": "text" + }, + { + "bbox": [ + 262, + 265, + 297, + 279 + ], + "score": 0.91, + "content": "\\widetilde { \\Theta } ( ^ { 1 / \\gamma ^ { 2 } \\epsilon } )", + "type": "inline_equation" + }, + { + "bbox": [ + 297, + 264, + 323, + 280 + ], + "score": 1.0, + "content": "steps.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 11.5 + }, + { + "type": "text", + "bbox": [ + 106, + 286, + 506, + 381 + ], + "lines": [ + { + "bbox": [ + 105, + 285, + 505, + 302 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 315, + 302 + ], + "score": 1.0, + "content": "The proof of Theorem 3.2 uses the sigmoid mapping", + "type": "text" + }, + { + "bbox": [ + 315, + 286, + 414, + 299 + ], + "score": 0.9, + "content": "- \\ell ^ { \\prime } ( z ) = e ^ { - z } / ( 1 + e ^ { - z } )", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 285, + 505, + 302 + ], + "score": 1.0, + "content": ", the empirical average", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 107, + 298, + 506, + 318 + ], + "spans": [ + { + "bbox": [ + 107, + 300, + 137, + 314 + ], + "score": 0.92, + "content": "\\widehat { \\mathcal { Q } } ( W _ { k } )", + "type": "inline_equation" + }, + { + "bbox": [ + 138, + 298, + 312, + 317 + ], + "score": 1.0, + "content": ", and the corresponding population average", + "type": "text" + }, + { + "bbox": [ + 313, + 299, + 487, + 318 + ], + "score": 0.87, + "content": "\\mathcal { Q } ( W _ { k } ) : = \\mathbb { E } _ { ( x , y ) \\sim \\mathcal { D } } \\left[ - \\ell ^ { \\prime } \\left( y f ( x ; W _ { k } , a ) \\right) \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 298, + 506, + 317 + ], + "score": 1.0, + "content": ". As", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 317, + 506, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 317, + 264, + 333 + ], + "score": 1.0, + "content": "noted in (Cao & Gu, 2019a), because", + "type": "text" + }, + { + "bbox": [ + 265, + 317, + 438, + 331 + ], + "score": 0.86, + "content": "P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W _ { k } , a ) \\le 0 \\right) \\le { \\mathrm { \\bar { ~ 2 } } } \\mathcal { Q } ( W _ { k } ) ,", + "type": "inline_equation" + }, + { + "bbox": [ + 439, + 317, + 506, + 333 + ], + "score": 1.0, + "content": ", it is enough to", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 330, + 505, + 345 + ], + "spans": [ + { + "bbox": [ + 106, + 331, + 137, + 345 + ], + "score": 1.0, + "content": "control", + "type": "text" + }, + { + "bbox": [ + 138, + 331, + 168, + 344 + ], + "score": 0.91, + "content": "\\mathcal { Q } ( W _ { k } )", + "type": "inline_equation" + }, + { + "bbox": [ + 169, + 331, + 187, + 345 + ], + "score": 1.0, + "content": ". As", + "type": "text" + }, + { + "bbox": [ + 187, + 330, + 218, + 344 + ], + "score": 0.92, + "content": "\\widehat { \\mathcal { Q } } ( W _ { k } )", + "type": "inline_equation" + }, + { + "bbox": [ + 219, + 331, + 505, + 345 + ], + "score": 1.0, + "content": "is controlled by Theorem 2.2, it is enough to control the generalization", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 344, + 505, + 358 + ], + "spans": [ + { + "bbox": [ + 106, + 344, + 129, + 358 + ], + "score": 1.0, + "content": "error", + "type": "text" + }, + { + "bbox": [ + 129, + 344, + 202, + 357 + ], + "score": 0.93, + "content": "\\mathcal { Q } ( W _ { k } ) - \\widehat { \\mathcal { Q } } ( W _ { k } )", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 344, + 274, + 358 + ], + "score": 1.0, + "content": ". Moreover, since", + "type": "text" + }, + { + "bbox": [ + 274, + 345, + 290, + 356 + ], + "score": 0.88, + "content": "- \\ell ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 344, + 505, + 358 + ], + "score": 1.0, + "content": "is supported on [0, 1] and 1-Lipschitz, it is enough to", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 355, + 506, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 355, + 506, + 370 + ], + "score": 1.0, + "content": "bound the Rademacher complexity of the function space explored by gradient descent. Invoking the", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 365, + 468, + 383 + ], + "spans": [ + { + "bbox": [ + 105, + 365, + 145, + 383 + ], + "score": 1.0, + "content": "bound on", + "type": "text" + }, + { + "bbox": [ + 145, + 366, + 219, + 383 + ], + "score": 0.95, + "content": "\\left\\| W _ { k } ^ { \\top } - W _ { 0 } ^ { \\top } \\right\\| _ { 2 , \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 219, + 365, + 468, + 383 + ], + "score": 1.0, + "content": "finishes the proof. The proof details are given in Appendix B.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 106, + 383, + 505, + 441 + ], + "lines": [ + { + "bbox": [ + 105, + 383, + 506, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 506, + 397 + ], + "score": 1.0, + "content": "Remark 3.4. To get Theorem 3.2, we use a Lipschitz-based Rademacher complexity bound. One", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 394, + 506, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 394, + 506, + 408 + ], + "score": 1.0, + "content": "can also use a smoothness-based Rademacher complexity bound (Srebro et al., 2010, Theorem 1)", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 405, + 505, + 421 + ], + "spans": [ + { + "bbox": [ + 105, + 407, + 228, + 421 + ], + "score": 1.0, + "content": "and get a sample complexity", + "type": "text" + }, + { + "bbox": [ + 228, + 405, + 264, + 420 + ], + "score": 0.93, + "content": "\\widetilde { \\cal O } ( ^ { 1 / \\gamma ^ { 4 } \\epsilon } )", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 407, + 505, + 421 + ], + "score": 1.0, + "content": ". However, the bound will become complicated and some", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 418, + 506, + 432 + ], + "spans": [ + { + "bbox": [ + 105, + 418, + 506, + 432 + ], + "score": 1.0, + "content": "large constant will be introduced. It is an interesting open question to give a clean analysis based on", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 430, + 504, + 442 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 158, + 442 + ], + "score": 1.0, + "content": "smoothness.", + "type": "text" + }, + { + "bbox": [ + 496, + 430, + 504, + 441 + ], + "score": 0.6, + "content": "\\diamondsuit", + "type": "inline_equation" + } + ], + "index": 24 + } + ], + "index": 22 + }, + { + "type": "title", + "bbox": [ + 108, + 457, + 299, + 470 + ], + "lines": [ + { + "bbox": [ + 105, + 456, + 301, + 471 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 301, + 471 + ], + "score": 1.0, + "content": "4 STOCHASTIC GRADIENT DESCENT", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 106, + 481, + 506, + 527 + ], + "lines": [ + { + "bbox": [ + 106, + 482, + 505, + 494 + ], + "spans": [ + { + "bbox": [ + 106, + 482, + 505, + 494 + ], + "score": 1.0, + "content": "There are some different formulations of SGD. 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At step", + "type": "text" + }, + { + "bbox": [ + 402, + 494, + 407, + 503 + ], + "score": 0.7, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 492, + 473, + 506 + ], + "score": 1.0, + "content": ", a data example", + "type": "text" + }, + { + "bbox": [ + 474, + 493, + 504, + 505 + ], + "score": 0.91, + "content": "( x _ { i } , y _ { i } )", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 104, + 502, + 506, + 518 + ], + "spans": [ + { + "bbox": [ + 104, + 502, + 304, + 518 + ], + "score": 1.0, + "content": "is sampled from the data distribution. We still let", + "type": "text" + }, + { + "bbox": [ + 304, + 504, + 394, + 516 + ], + "score": 0.93, + "content": "f _ { i } ( W ) : = f ( x _ { i } ; W , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 502, + 506, + 518 + ], + "score": 1.0, + "content": ", and perform the following", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 104, + 514, + 137, + 528 + ], + "spans": [ + { + "bbox": [ + 104, + 514, + 137, + 528 + ], + "score": 1.0, + "content": "update", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 27.5 + }, + { + "type": "interline_equation", + "bbox": [ + 216, + 531, + 394, + 546 + ], + "lines": [ + { + "bbox": [ + 216, + 531, + 394, + 546 + ], + "spans": [ + { + "bbox": [ + 216, + 531, + 394, + 546 + ], + "score": 0.92, + "content": "W _ { i + 1 } : = W _ { i } - \\eta _ { i } \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { i } ) \\right) y _ { i } \\nabla f _ { i } ( W _ { i } ) .", + "type": "interline_equation", + "image_path": "3f19506441328bc2db7d836dd525b8c39a4b71d9e251100509d6f5c6bd012b88.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 216, + 531, + 394, + 546 + ], + "spans": [], + "index": 30 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 551, + 226, + 562 + ], + "lines": [ + { + "bbox": [ + 106, + 551, + 226, + 562 + ], + "spans": [ + { + "bbox": [ + 106, + 551, + 165, + 562 + ], + "score": 1.0, + "content": "Note that here", + "type": "text" + }, + { + "bbox": [ + 166, + 552, + 170, + 560 + ], + "score": 0.75, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 551, + 226, + 562 + ], + "score": 1.0, + "content": "starts from 0.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 109, + 567, + 333, + 579 + ], + "lines": [ + { + "bbox": [ + 106, + 567, + 333, + 581 + ], + "spans": [ + { + "bbox": [ + 106, + 567, + 333, + 581 + ], + "score": 1.0, + "content": "Still with Assumption 3.1, we show the following result.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 105, + 582, + 504, + 612 + ], + "lines": [ + { + "bbox": [ + 106, + 581, + 505, + 597 + ], + "spans": [ + { + "bbox": [ + 106, + 581, + 305, + 597 + ], + "score": 1.0, + "content": "Theorem 4.1. Under Assumption 3.1, given any", + "type": "text" + }, + { + "bbox": [ + 306, + 582, + 355, + 595 + ], + "score": 0.92, + "content": "\\epsilon , \\delta \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 355, + 581, + 483, + 597 + ], + "score": 1.0, + "content": ", using a constant step size and", + "type": "text" + }, + { + "bbox": [ + 483, + 584, + 505, + 594 + ], + "score": 0.8, + "content": "m =", + "type": "inline_equation" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 594, + 353, + 614 + ], + "spans": [ + { + "bbox": [ + 106, + 594, + 207, + 614 + ], + "score": 0.93, + "content": "\\Omega \\left( \\left( \\ln ( 1 / \\delta ) + \\ln ( 1 / \\epsilon ) ^ { 2 } \\right) / \\gamma ^ { 8 } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 594, + 309, + 612 + ], + "score": 1.0, + "content": ", it holds with probability", + "type": "text" + }, + { + "bbox": [ + 309, + 597, + 333, + 608 + ], + "score": 0.68, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 594, + 353, + 612 + ], + "score": 1.0, + "content": "that", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33.5 + }, + { + "type": "interline_equation", + "bbox": [ + 177, + 619, + 434, + 651 + ], + "lines": [ + { + "bbox": [ + 177, + 619, + 434, + 651 + ], + "spans": [ + { + "bbox": [ + 177, + 619, + 434, + 651 + ], + "score": 0.93, + "content": "\\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W _ { i } , a ) \\leq 0 \\right) \\leq \\epsilon , \\quad f o r \\quad n = \\widetilde { \\Theta } ( ^ { 1 / \\gamma ^ { 2 } \\epsilon } ) .", + "type": "interline_equation", + "image_path": "679c712e978d7ef3276b298cbf322749419a39cf5a28620c0f2fbb68eda46fd1.jpg" + } + ] + } + ], + "index": 36, + "virtual_lines": [ + { + "bbox": [ + 177, + 619, + 434, + 629.6666666666666 + ], + "spans": [], + "index": 35 + }, + { + "bbox": [ + 177, + 629.6666666666666, + 434, + 640.3333333333333 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 177, + 640.3333333333333, + 434, + 650.9999999999999 + ], + "spans": [], + "index": 37 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 661, + 505, + 685 + ], + "lines": [ + { + "bbox": [ + 105, + 661, + 505, + 674 + ], + "spans": [ + { + "bbox": [ + 105, + 661, + 482, + 674 + ], + "score": 1.0, + "content": "Below is a proof sketch of Theorem 4.1; the complete proof is given in Appendix C. For any", + "type": "text" + }, + { + "bbox": [ + 482, + 663, + 487, + 672 + ], + "score": 0.78, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 661, + 505, + 674 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 107, + 671, + 151, + 686 + ], + "spans": [ + { + "bbox": [ + 107, + 673, + 118, + 683 + ], + "score": 0.74, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 119, + 671, + 151, + 686 + ], + "score": 1.0, + "content": ", define", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38.5 + }, + { + "type": "interline_equation", + "bbox": [ + 141, + 688, + 469, + 710 + ], + "lines": [ + { + "bbox": [ + 141, + 688, + 469, + 710 + ], + "spans": [ + { + "bbox": [ + 141, + 688, + 469, + 710 + ], + "score": 0.9, + "content": "\\begin{array} { r } { \\mathcal { R } _ { i } ( W ) : = \\ell \\left( y _ { i } \\left. \\nabla f _ { i } ( W _ { i } ) , W \\right. \\right) , \\quad \\mathrm { a n d } \\quad \\mathcal { Q } _ { i } ( W ) : = - \\ell ^ { \\prime } \\left( y _ { i } \\left. \\nabla f _ { i } ( W _ { i } ) , W \\right. \\right) . } \\end{array}", + "type": "interline_equation", + "image_path": "34f345aaf8ca6a50f546a52b581eb0bbd126adec0148035c1ca14f05d6dcf24a.jpg" + } + ] + } + ], + "index": 40, + "virtual_lines": [ + { + "bbox": [ + 141, + 688, + 469, + 710 + ], + "spans": [], + "index": 40 + } + ] + }, + { + "type": "text", + "bbox": [ + 103, + 715, + 471, + 730 + ], + "lines": [ + { + "bbox": [ + 105, + 715, + 471, + 731 + ], + "spans": [ + { + "bbox": [ + 105, + 715, + 242, + 731 + ], + "score": 1.0, + "content": "Due to homogeneity, it holds that", + "type": "text" + }, + { + "bbox": [ + 242, + 716, + 340, + 730 + ], + "score": 0.93, + "content": "{ \\mathcal { R } } _ { i } ( W _ { i } ) = \\ell \\left( y _ { i } f _ { i } ( W _ { i } ) \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 715, + 359, + 731 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 360, + 715, + 467, + 730 + ], + "score": 0.9, + "content": "\\mathcal { Q } _ { i } ( W _ { i } ) = - \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { i } ) \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 467, + 715, + 471, + 731 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 41 + } + ], + "page_idx": 6, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 26, + 294, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 750, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 762 + ], + "score": 1.0, + "content": "7", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 105, + 82, + 505, + 106 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 161, + 96 + ], + "score": 1.0, + "content": "Then for any", + "type": "text" + }, + { + "bbox": [ + 161, + 83, + 197, + 93 + ], + "score": 0.9, + "content": "m \\geq M", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 82, + 307, + 96 + ], + "score": 1.0, + "content": "and any constant step size", + "type": "text" + }, + { + "bbox": [ + 308, + 83, + 334, + 94 + ], + "score": 0.88, + "content": "\\eta \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 82, + 405, + 96 + ], + "score": 1.0, + "content": ", with probability", + "type": "text" + }, + { + "bbox": [ + 405, + 82, + 435, + 93 + ], + "score": 0.3, + "content": "1 - 4 \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 82, + 506, + 96 + ], + "score": 1.0, + "content": "over the random", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 92, + 239, + 108 + ], + "spans": [ + { + "bbox": [ + 105, + 92, + 239, + 108 + ], + "score": 1.0, + "content": "initialization and data sampling,", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5, + "bbox_fs": [ + 105, + 82, + 506, + 108 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 134, + 109, + 475, + 145 + ], + "lines": [ + { + "bbox": [ + 134, + 109, + 475, + 145 + ], + "spans": [ + { + "bbox": [ + 134, + 109, + 475, + 145 + ], + "score": 0.93, + "content": "P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W _ { k } , a ) \\le 0 \\right) \\le 2 \\epsilon + \\frac { 1 6 \\left( \\sqrt { 2 \\ln ( 4 n / \\delta ) } + \\ln ( 4 / \\epsilon ) \\right) } { \\gamma ^ { 2 } \\sqrt { n } } + 6 \\sqrt { \\frac { \\ln ( 2 / \\delta ) } { 2 n } } ,", + "type": "interline_equation", + "image_path": "356749766c75fca5052091aa77798eb4054d60720370f6f1a1f7dd5eabd25a1f.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 134, + 109, + 475, + 121.0 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 134, + 121.0, + 475, + 133.0 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 134, + 133.0, + 475, + 145.0 + ], + "spans": [], + "index": 4 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 150, + 403, + 163 + ], + "lines": [ + { + "bbox": [ + 106, + 150, + 404, + 164 + ], + "spans": [ + { + "bbox": [ + 106, + 150, + 367, + 164 + ], + "score": 1.0, + "content": "where k denotes the step with the minimum empirical risk before", + "type": "text" + }, + { + "bbox": [ + 368, + 150, + 399, + 163 + ], + "score": 0.92, + "content": "\\lceil 2 \\lambda ^ { 2 } / \\eta \\epsilon \\rceil", + "type": "inline_equation" + }, + { + "bbox": [ + 400, + 150, + 404, + 164 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5, + "bbox_fs": [ + 106, + 150, + 404, + 164 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 171, + 280, + 183 + ], + "lines": [ + { + "bbox": [ + 105, + 171, + 280, + 185 + ], + "spans": [ + { + "bbox": [ + 105, + 171, + 280, + 185 + ], + "score": 1.0, + "content": "Below is a direct corollary of Theorem 3.2.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6, + "bbox_fs": [ + 105, + 171, + 280, + 185 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 186, + 504, + 209 + ], + "lines": [ + { + "bbox": [ + 105, + 185, + 505, + 200 + ], + "spans": [ + { + "bbox": [ + 105, + 185, + 307, + 200 + ], + "score": 1.0, + "content": "Corollary 3.3. Under Assumption 3.1, given any", + "type": "text" + }, + { + "bbox": [ + 307, + 186, + 356, + 199 + ], + "score": 0.92, + "content": "\\epsilon , \\delta \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 185, + 505, + 200 + ], + "score": 1.0, + "content": ", using a constant step size no larger", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 198, + 165, + 209 + ], + "spans": [ + { + "bbox": [ + 106, + 198, + 165, + 209 + ], + "score": 1.0, + "content": "than 1 and let", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7.5, + "bbox_fs": [ + 105, + 185, + 505, + 209 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 185, + 212, + 424, + 246 + ], + "lines": [ + { + "bbox": [ + 185, + 212, + 424, + 246 + ], + "spans": [ + { + "bbox": [ + 185, + 212, + 424, + 246 + ], + "score": 0.93, + "content": "n = \\widetilde \\Omega \\left( \\frac { 1 } { \\gamma ^ { 4 } \\epsilon ^ { 2 } } \\right) , \\quad a n d \\quad m = \\Omega \\left( \\frac { \\ln ( n / \\delta ) + \\ln ( 1 / \\epsilon ) ^ { 2 } } { \\gamma ^ { 8 } } \\right) ,", + "type": "interline_equation", + "image_path": "bbc065e3a4a8adcde59532aa34d7df45349e8da035efdc6fc4d8632024b73852.jpg" + } + ] + } + ], + "index": 9.5, + "virtual_lines": [ + { + "bbox": [ + 185, + 212, + 424, + 229.0 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 185, + 229.0, + 424, + 246.0 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 251, + 503, + 279 + ], + "lines": [ + { + "bbox": [ + 104, + 249, + 505, + 266 + ], + "spans": [ + { + "bbox": [ + 104, + 249, + 204, + 266 + ], + "score": 1.0, + "content": "it holds with probability", + "type": "text" + }, + { + "bbox": [ + 204, + 252, + 226, + 263 + ], + "score": 0.8, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 249, + 244, + 266 + ], + "score": 1.0, + "content": "that", + "type": "text" + }, + { + "bbox": [ + 245, + 251, + 382, + 265 + ], + "score": 0.88, + "content": "P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W _ { k } , a ) \\leq 0 \\right) \\leq \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 383, + 249, + 412, + 266 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 412, + 253, + 419, + 262 + ], + "score": 0.76, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 419, + 249, + 505, + 266 + ], + "score": 1.0, + "content": "denotes the step with", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 264, + 323, + 280 + ], + "spans": [ + { + "bbox": [ + 105, + 264, + 262, + 280 + ], + "score": 1.0, + "content": "the minimum empirical risk in the first", + "type": "text" + }, + { + "bbox": [ + 262, + 265, + 297, + 279 + ], + "score": 0.91, + "content": "\\widetilde { \\Theta } ( ^ { 1 / \\gamma ^ { 2 } \\epsilon } )", + "type": "inline_equation" + }, + { + "bbox": [ + 297, + 264, + 323, + 280 + ], + "score": 1.0, + "content": "steps.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 11.5, + "bbox_fs": [ + 104, + 249, + 505, + 280 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 286, + 506, + 381 + ], + "lines": [ + { + "bbox": [ + 105, + 285, + 505, + 302 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 315, + 302 + ], + "score": 1.0, + "content": "The proof of Theorem 3.2 uses the sigmoid mapping", + "type": "text" + }, + { + "bbox": [ + 315, + 286, + 414, + 299 + ], + "score": 0.9, + "content": "- \\ell ^ { \\prime } ( z ) = e ^ { - z } / ( 1 + e ^ { - z } )", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 285, + 505, + 302 + ], + "score": 1.0, + "content": ", the empirical average", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 107, + 298, + 506, + 318 + ], + "spans": [ + { + "bbox": [ + 107, + 300, + 137, + 314 + ], + "score": 0.92, + "content": "\\widehat { \\mathcal { Q } } ( W _ { k } )", + "type": "inline_equation" + }, + { + "bbox": [ + 138, + 298, + 312, + 317 + ], + "score": 1.0, + "content": ", and the corresponding population average", + "type": "text" + }, + { + "bbox": [ + 313, + 299, + 487, + 318 + ], + "score": 0.87, + "content": "\\mathcal { Q } ( W _ { k } ) : = \\mathbb { E } _ { ( x , y ) \\sim \\mathcal { D } } \\left[ - \\ell ^ { \\prime } \\left( y f ( x ; W _ { k } , a ) \\right) \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 298, + 506, + 317 + ], + "score": 1.0, + "content": ". 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As", + "type": "text" + }, + { + "bbox": [ + 187, + 330, + 218, + 344 + ], + "score": 0.92, + "content": "\\widehat { \\mathcal { Q } } ( W _ { k } )", + "type": "inline_equation" + }, + { + "bbox": [ + 219, + 331, + 505, + 345 + ], + "score": 1.0, + "content": "is controlled by Theorem 2.2, it is enough to control the generalization", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 344, + 505, + 358 + ], + "spans": [ + { + "bbox": [ + 106, + 344, + 129, + 358 + ], + "score": 1.0, + "content": "error", + "type": "text" + }, + { + "bbox": [ + 129, + 344, + 202, + 357 + ], + "score": 0.93, + "content": "\\mathcal { Q } ( W _ { k } ) - \\widehat { \\mathcal { Q } } ( W _ { k } )", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 344, + 274, + 358 + ], + "score": 1.0, + "content": ". Moreover, since", + "type": "text" + }, + { + "bbox": [ + 274, + 345, + 290, + 356 + ], + "score": 0.88, + "content": "- \\ell ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 344, + 505, + 358 + ], + "score": 1.0, + "content": "is supported on [0, 1] and 1-Lipschitz, it is enough to", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 355, + 506, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 355, + 506, + 370 + ], + "score": 1.0, + "content": "bound the Rademacher complexity of the function space explored by gradient descent. Invoking the", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 365, + 468, + 383 + ], + "spans": [ + { + "bbox": [ + 105, + 365, + 145, + 383 + ], + "score": 1.0, + "content": "bound on", + "type": "text" + }, + { + "bbox": [ + 145, + 366, + 219, + 383 + ], + "score": 0.95, + "content": "\\left\\| W _ { k } ^ { \\top } - W _ { 0 } ^ { \\top } \\right\\| _ { 2 , \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 219, + 365, + 468, + 383 + ], + "score": 1.0, + "content": "finishes the proof. The proof details are given in Appendix B.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 16, + "bbox_fs": [ + 105, + 285, + 506, + 383 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 383, + 505, + 441 + ], + "lines": [ + { + "bbox": [ + 105, + 383, + 506, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 506, + 397 + ], + "score": 1.0, + "content": "Remark 3.4. To get Theorem 3.2, we use a Lipschitz-based Rademacher complexity bound. One", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 394, + 506, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 394, + 506, + 408 + ], + "score": 1.0, + "content": "can also use a smoothness-based Rademacher complexity bound (Srebro et al., 2010, Theorem 1)", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 405, + 505, + 421 + ], + "spans": [ + { + "bbox": [ + 105, + 407, + 228, + 421 + ], + "score": 1.0, + "content": "and get a sample complexity", + "type": "text" + }, + { + "bbox": [ + 228, + 405, + 264, + 420 + ], + "score": 0.93, + "content": "\\widetilde { \\cal O } ( ^ { 1 / \\gamma ^ { 4 } \\epsilon } )", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 407, + 505, + 421 + ], + "score": 1.0, + "content": ". However, the bound will become complicated and some", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 418, + 506, + 432 + ], + "spans": [ + { + "bbox": [ + 105, + 418, + 506, + 432 + ], + "score": 1.0, + "content": "large constant will be introduced. It is an interesting open question to give a clean analysis based on", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 430, + 504, + 442 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 158, + 442 + ], + "score": 1.0, + "content": "smoothness.", + "type": "text" + }, + { + "bbox": [ + 496, + 430, + 504, + 441 + ], + "score": 0.6, + "content": "\\diamondsuit", + "type": "inline_equation" + } + ], + "index": 24 + } + ], + "index": 22, + "bbox_fs": [ + 105, + 383, + 506, + 442 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 457, + 299, + 470 + ], + "lines": [ + { + "bbox": [ + 105, + 456, + 301, + 471 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 301, + 471 + ], + "score": 1.0, + "content": "4 STOCHASTIC GRADIENT DESCENT", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 106, + 481, + 506, + 527 + ], + "lines": [ + { + "bbox": [ + 106, + 482, + 505, + 494 + ], + "spans": [ + { + "bbox": [ + 106, + 482, + 505, + 494 + ], + "score": 1.0, + "content": "There are some different formulations of SGD. In this section, we consider SGD with an online", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 104, + 492, + 504, + 506 + ], + "spans": [ + { + "bbox": [ + 104, + 492, + 224, + 506 + ], + "score": 1.0, + "content": "oracle. We randomly sample", + "type": "text" + }, + { + "bbox": [ + 224, + 493, + 239, + 504 + ], + "score": 0.89, + "content": "W _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 492, + 257, + 506 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 257, + 495, + 263, + 503 + ], + "score": 0.76, + "content": "a", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 492, + 298, + 506 + ], + "score": 1.0, + "content": ", and fix", + "type": "text" + }, + { + "bbox": [ + 298, + 495, + 304, + 503 + ], + "score": 0.73, + "content": "a", + "type": "inline_equation" + }, + { + "bbox": [ + 305, + 492, + 402, + 506 + ], + "score": 1.0, + "content": "during training. At step", + "type": "text" + }, + { + "bbox": [ + 402, + 494, + 407, + 503 + ], + "score": 0.7, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 492, + 473, + 506 + ], + "score": 1.0, + "content": ", a data example", + "type": "text" + }, + { + "bbox": [ + 474, + 493, + 504, + 505 + ], + "score": 0.91, + "content": "( x _ { i } , y _ { i } )", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 104, + 502, + 506, + 518 + ], + "spans": [ + { + "bbox": [ + 104, + 502, + 304, + 518 + ], + "score": 1.0, + "content": "is sampled from the data distribution. We still let", + "type": "text" + }, + { + "bbox": [ + 304, + 504, + 394, + 516 + ], + "score": 0.93, + "content": "f _ { i } ( W ) : = f ( x _ { i } ; W , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 502, + 506, + 518 + ], + "score": 1.0, + "content": ", and perform the following", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 104, + 514, + 137, + 528 + ], + "spans": [ + { + "bbox": [ + 104, + 514, + 137, + 528 + ], + "score": 1.0, + "content": "update", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 27.5, + "bbox_fs": [ + 104, + 482, + 506, + 528 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 216, + 531, + 394, + 546 + ], + "lines": [ + { + "bbox": [ + 216, + 531, + 394, + 546 + ], + "spans": [ + { + "bbox": [ + 216, + 531, + 394, + 546 + ], + "score": 0.92, + "content": "W _ { i + 1 } : = W _ { i } - \\eta _ { i } \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { i } ) \\right) y _ { i } \\nabla f _ { i } ( W _ { i } ) .", + "type": "interline_equation", + "image_path": "3f19506441328bc2db7d836dd525b8c39a4b71d9e251100509d6f5c6bd012b88.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 216, + 531, + 394, + 546 + ], + "spans": [], + "index": 30 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 551, + 226, + 562 + ], + "lines": [ + { + "bbox": [ + 106, + 551, + 226, + 562 + ], + "spans": [ + { + "bbox": [ + 106, + 551, + 165, + 562 + ], + "score": 1.0, + "content": "Note that here", + "type": "text" + }, + { + "bbox": [ + 166, + 552, + 170, + 560 + ], + "score": 0.75, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 551, + 226, + 562 + ], + "score": 1.0, + "content": "starts from 0.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31, + "bbox_fs": [ + 106, + 551, + 226, + 562 + ] + }, + { + "type": "text", + "bbox": [ + 109, + 567, + 333, + 579 + ], + "lines": [ + { + "bbox": [ + 106, + 567, + 333, + 581 + ], + "spans": [ + { + "bbox": [ + 106, + 567, + 333, + 581 + ], + "score": 1.0, + "content": "Still with Assumption 3.1, we show the following result.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32, + "bbox_fs": [ + 106, + 567, + 333, + 581 + ] + }, + { + "type": "text", + "bbox": [ + 105, + 582, + 504, + 612 + ], + "lines": [ + { + "bbox": [ + 106, + 581, + 505, + 597 + ], + "spans": [ + { + "bbox": [ + 106, + 581, + 305, + 597 + ], + "score": 1.0, + "content": "Theorem 4.1. Under Assumption 3.1, given any", + "type": "text" + }, + { + "bbox": [ + 306, + 582, + 355, + 595 + ], + "score": 0.92, + "content": "\\epsilon , \\delta \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 355, + 581, + 483, + 597 + ], + "score": 1.0, + "content": ", using a constant step size and", + "type": "text" + }, + { + "bbox": [ + 483, + 584, + 505, + 594 + ], + "score": 0.8, + "content": "m =", + "type": "inline_equation" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 594, + 353, + 614 + ], + "spans": [ + { + "bbox": [ + 106, + 594, + 207, + 614 + ], + "score": 0.93, + "content": "\\Omega \\left( \\left( \\ln ( 1 / \\delta ) + \\ln ( 1 / \\epsilon ) ^ { 2 } \\right) / \\gamma ^ { 8 } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 594, + 309, + 612 + ], + "score": 1.0, + "content": ", it holds with probability", + "type": "text" + }, + { + "bbox": [ + 309, + 597, + 333, + 608 + ], + "score": 0.68, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 594, + 353, + 612 + ], + "score": 1.0, + "content": "that", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33.5, + "bbox_fs": [ + 106, + 581, + 505, + 614 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 177, + 619, + 434, + 651 + ], + "lines": [ + { + "bbox": [ + 177, + 619, + 434, + 651 + ], + "spans": [ + { + "bbox": [ + 177, + 619, + 434, + 651 + ], + "score": 0.93, + "content": "\\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W _ { i } , a ) \\leq 0 \\right) \\leq \\epsilon , \\quad f o r \\quad n = \\widetilde { \\Theta } ( ^ { 1 / \\gamma ^ { 2 } \\epsilon } ) .", + "type": "interline_equation", + "image_path": "679c712e978d7ef3276b298cbf322749419a39cf5a28620c0f2fbb68eda46fd1.jpg" + } + ] + } + ], + "index": 36, + "virtual_lines": [ + { + "bbox": [ + 177, + 619, + 434, + 629.6666666666666 + ], + "spans": [], + "index": 35 + }, + { + "bbox": [ + 177, + 629.6666666666666, + 434, + 640.3333333333333 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 177, + 640.3333333333333, + 434, + 650.9999999999999 + ], + "spans": [], + "index": 37 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 661, + 505, + 685 + ], + "lines": [ + { + "bbox": [ + 105, + 661, + 505, + 674 + ], + "spans": [ + { + "bbox": [ + 105, + 661, + 482, + 674 + ], + "score": 1.0, + "content": "Below is a proof sketch of Theorem 4.1; the complete proof is given in Appendix C. For any", + "type": "text" + }, + { + "bbox": [ + 482, + 663, + 487, + 672 + ], + "score": 0.78, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 661, + 505, + 674 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 107, + 671, + 151, + 686 + ], + "spans": [ + { + "bbox": [ + 107, + 673, + 118, + 683 + ], + "score": 0.74, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 119, + 671, + 151, + 686 + ], + "score": 1.0, + "content": ", define", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38.5, + "bbox_fs": [ + 105, + 661, + 505, + 686 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 141, + 688, + 469, + 710 + ], + "lines": [ + { + "bbox": [ + 141, + 688, + 469, + 710 + ], + "spans": [ + { + "bbox": [ + 141, + 688, + 469, + 710 + ], + "score": 0.9, + "content": "\\begin{array} { r } { \\mathcal { R } _ { i } ( W ) : = \\ell \\left( y _ { i } \\left. \\nabla f _ { i } ( W _ { i } ) , W \\right. \\right) , \\quad \\mathrm { a n d } \\quad \\mathcal { Q } _ { i } ( W ) : = - \\ell ^ { \\prime } \\left( y _ { i } \\left. \\nabla f _ { i } ( W _ { i } ) , W \\right. \\right) . } \\end{array}", + "type": "interline_equation", + "image_path": "34f345aaf8ca6a50f546a52b581eb0bbd126adec0148035c1ca14f05d6dcf24a.jpg" + } + ] + } + ], + "index": 40, + "virtual_lines": [ + { + "bbox": [ + 141, + 688, + 469, + 710 + ], + "spans": [], + "index": 40 + } + ] + }, + { + "type": "text", + "bbox": [ + 103, + 715, + 471, + 730 + ], + "lines": [ + { + "bbox": [ + 105, + 715, + 471, + 731 + ], + "spans": [ + { + "bbox": [ + 105, + 715, + 242, + 731 + ], + "score": 1.0, + "content": "Due to homogeneity, it holds that", + "type": "text" + }, + { + "bbox": [ + 242, + 716, + 340, + 730 + ], + "score": 0.93, + "content": "{ \\mathcal { R } } _ { i } ( W _ { i } ) = \\ell \\left( y _ { i } f _ { i } ( W _ { i } ) \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 715, + 359, + 731 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 360, + 715, + 467, + 730 + ], + "score": 0.9, + "content": "\\mathcal { Q } _ { i } ( W _ { i } ) = - \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { i } ) \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 467, + 715, + 471, + 731 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 41, + "bbox_fs": [ + 105, + 715, + 471, + 731 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 81, + 443, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 444, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 444, + 96 + ], + "score": 1.0, + "content": "The first step is an extension of Lemma 2.6 to the SGD setting, with a similar proof.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 107, + 95, + 395, + 108 + ], + "lines": [ + { + "bbox": [ + 105, + 93, + 396, + 110 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 262, + 110 + ], + "score": 1.0, + "content": "Lemma 4.2. With a constant step size", + "type": "text" + }, + { + "bbox": [ + 262, + 96, + 287, + 108 + ], + "score": 0.87, + "content": "\\eta \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 287, + 93, + 321, + 110 + ], + "score": 1.0, + "content": ", for any", + "type": "text" + }, + { + "bbox": [ + 322, + 95, + 334, + 106 + ], + "score": 0.82, + "content": "\\overline { W }", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 93, + 369, + 110 + ], + "score": 1.0, + "content": "and any", + "type": "text" + }, + { + "bbox": [ + 369, + 96, + 392, + 107 + ], + "score": 0.86, + "content": "i \\geq 0 ,", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 93, + 396, + 110 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 1 + }, + { + "type": "interline_equation", + "bbox": [ + 155, + 108, + 456, + 148 + ], + "lines": [ + { + "bbox": [ + 155, + 108, + 456, + 148 + ], + "spans": [ + { + "bbox": [ + 155, + 108, + 456, + 148 + ], + "score": 0.93, + "content": "\\eta \\left( \\sum _ { t < i } \\mathcal { R } _ { t } ( W _ { t } ) \\right) + \\Big | \\Big | W _ { i } - \\overline { { W } } \\Big | \\Big | _ { F } ^ { 2 } \\leq \\Big | \\Big | W _ { 0 } - \\overline { { W } } \\Big | \\Big | _ { F } ^ { 2 } + 2 \\eta \\left( \\sum _ { t < i } \\mathcal { R } _ { t } \\left( \\overline { { W } } \\right) \\right) .", + "type": "interline_equation", + "image_path": "80a4071823e09f3231b598e40b4edf84897044080e9835a204e6ec9f8225294d.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 155, + 108, + 456, + 121.33333333333333 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 155, + 121.33333333333333, + 456, + 134.66666666666666 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 155, + 134.66666666666666, + 456, + 148.0 + ], + "spans": [], + "index": 4 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 154, + 506, + 212 + ], + "lines": [ + { + "bbox": [ + 105, + 153, + 505, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 153, + 505, + 167 + ], + "score": 1.0, + "content": "With Lemma 4.2, we can also extend Theorem 2.2 to the SGD setting and get a bound on", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 165, + 506, + 179 + ], + "spans": [ + { + "bbox": [ + 106, + 165, + 166, + 178 + ], + "score": 0.89, + "content": "\\textstyle \\sum _ { i < n } { \\mathcal { Q } } _ { i } ( W _ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 167, + 165, + 506, + 179 + ], + "score": 1.0, + "content": ", using a similar proof. To further get a bound on the cumulative population risk", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 175, + 507, + 195 + ], + "spans": [ + { + "bbox": [ + 106, + 178, + 163, + 191 + ], + "score": 0.88, + "content": "\\textstyle \\sum _ { i < n } { \\mathcal { Q } } ( W _ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 163, + 175, + 274, + 195 + ], + "score": 1.0, + "content": ", the key observation is that", + "type": "text" + }, + { + "bbox": [ + 275, + 177, + 383, + 191 + ], + "score": 0.89, + "content": "\\begin{array} { r } { \\sum _ { i < n } \\left( \\mathcal { Q } ( W _ { i } ) - \\mathcal { Q } _ { i } ( W _ { i } ) \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 175, + 507, + 195 + ], + "score": 1.0, + "content": "is a martingale. Using a mar-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 188, + 505, + 203 + ], + "spans": [ + { + "bbox": [ + 105, + 188, + 505, + 203 + ], + "score": 1.0, + "content": "tingale Bernstein bound, we prove the following lemma; applying it finishes the proof of Theo-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 104, + 200, + 142, + 212 + ], + "spans": [ + { + "bbox": [ + 104, + 200, + 142, + 212 + ], + "score": 1.0, + "content": "rem 4.1.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 106, + 213, + 342, + 225 + ], + "lines": [ + { + "bbox": [ + 106, + 212, + 342, + 227 + ], + "spans": [ + { + "bbox": [ + 106, + 212, + 205, + 227 + ], + "score": 1.0, + "content": "Lemma 4.3. Given any", + "type": "text" + }, + { + "bbox": [ + 205, + 213, + 245, + 226 + ], + "score": 0.93, + "content": "\\delta \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 245, + 212, + 315, + 227 + ], + "score": 1.0, + "content": ", with probability", + "type": "text" + }, + { + "bbox": [ + 315, + 214, + 338, + 224 + ], + "score": 0.81, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 338, + 212, + 342, + 227 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "interline_equation", + "bbox": [ + 219, + 227, + 390, + 258 + ], + "lines": [ + { + "bbox": [ + 219, + 227, + 390, + 258 + ], + "spans": [ + { + "bbox": [ + 219, + 227, + 390, + 258 + ], + "score": 0.92, + "content": "\\sum _ { t < i } \\mathcal { Q } ( W _ { t } ) \\leq 4 \\sum _ { t < i } \\mathcal { Q } _ { t } ( W _ { t } ) + 4 \\ln \\left( \\frac { 1 } { \\delta } \\right) .", + "type": "interline_equation", + "image_path": "8d565db5d8e2730e310756e217b529d02bcdd83d6ceb4f3986ee442b8f27b26e.jpg" + } + ] + } + ], + "index": 11.5, + "virtual_lines": [ + { + "bbox": [ + 219, + 227, + 390, + 242.5 + ], + "spans": [], + "index": 11 + }, + { + "bbox": [ + 219, + 242.5, + 390, + 258.0 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "title", + "bbox": [ + 107, + 270, + 220, + 282 + ], + "lines": [ + { + "bbox": [ + 105, + 268, + 221, + 284 + ], + "spans": [ + { + "bbox": [ + 105, + 268, + 221, + 284 + ], + "score": 1.0, + "content": "5 ON SEPARABILITY", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 106, + 293, + 504, + 317 + ], + "lines": [ + { + "bbox": [ + 105, + 294, + 505, + 307 + ], + "spans": [ + { + "bbox": [ + 105, + 294, + 505, + 307 + ], + "score": 1.0, + "content": "In this section we give some discussion on Assumption 2.1, the separability of the NTK. The proofs", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 305, + 222, + 318 + ], + "spans": [ + { + "bbox": [ + 105, + 305, + 222, + 318 + ], + "score": 1.0, + "content": "are all given in Appendix D.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14.5 + }, + { + "type": "text", + "bbox": [ + 107, + 321, + 503, + 346 + ], + "lines": [ + { + "bbox": [ + 105, + 321, + 506, + 338 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 192, + 338 + ], + "score": 1.0, + "content": "Given a training set", + "type": "text" + }, + { + "bbox": [ + 192, + 322, + 248, + 337 + ], + "score": 0.93, + "content": "\\left\\{ \\left( x _ { i } , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 248, + 321, + 380, + 338 + ], + "score": 1.0, + "content": ", the linear kernel is defined as", + "type": "text" + }, + { + "bbox": [ + 380, + 322, + 479, + 337 + ], + "score": 0.92, + "content": "K _ { 0 } ( x _ { i } , x _ { j } ) : = \\langle x _ { i } , x _ { j } \\rangle", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 321, + 506, + 338 + ], + "score": 1.0, + "content": ". 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If", + "type": "text" + }, + { + "bbox": [ + 187, + 540, + 217, + 551 + ], + "score": 0.89, + "content": "\\gamma _ { 1 } > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 538, + 289, + 553 + ], + "score": 1.0, + "content": ", then there exists", + "type": "text" + }, + { + "bbox": [ + 289, + 540, + 317, + 550 + ], + "score": 0.9, + "content": "\\hat { v } \\in \\mathcal H", + "type": "inline_equation" + }, + { + "bbox": [ + 317, + 538, + 356, + 553 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 356, + 539, + 398, + 552 + ], + "score": 0.92, + "content": "\\| \\hat { v } \\| _ { \\mathcal { H } } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 538, + 420, + 553 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 421, + 539, + 489, + 552 + ], + "score": 0.91, + "content": "y _ { i } \\left. \\hat { v } , \\phi _ { i } \\right. _ { \\mathcal { H } } \\geq \\gamma _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 489, + 538, + 504, + 553 + ], + "score": 1.0, + "content": "for", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 104, + 550, + 354, + 565 + ], + "spans": [ + { + "bbox": [ + 104, + 550, + 123, + 565 + ], + "score": 1.0, + "content": "any", + "type": "text" + }, + { + "bbox": [ + 124, + 552, + 166, + 563 + ], + "score": 0.87, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 166, + 550, + 220, + 565 + ], + "score": 1.0, + "content": ". 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For this", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 617, + 419, + 631 + ], + "spans": [ + { + "bbox": [ + 105, + 617, + 403, + 631 + ], + "score": 1.0, + "content": "reason, we choose to make Assumption 2.1 instead of assuming a positive", + "type": "text" + }, + { + "bbox": [ + 404, + 619, + 414, + 629 + ], + "score": 0.85, + "content": "\\gamma _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 617, + 419, + 631 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 106, + 633, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 105, + 633, + 505, + 647 + ], + "spans": [ + { + "bbox": [ + 105, + 633, + 191, + 647 + ], + "score": 1.0, + "content": "However, we can use", + "type": "text" + }, + { + "bbox": [ + 192, + 637, + 203, + 646 + ], + "score": 0.86, + "content": "\\gamma _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 633, + 505, + 647 + ], + "score": 1.0, + "content": "to show that Assumption 2.1 always holds when there are no parallel inputs.", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 644, + 506, + 660 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 461, + 660 + ], + "score": 1.0, + "content": "Oymak & Soltanolkotabi (2019, Corollary I.2) prove that if for any two feature vectors", + "type": "text" + }, + { + "bbox": [ + 461, + 648, + 471, + 657 + ], + "score": 0.85, + "content": "x _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 471, + 644, + 490, + 660 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 490, + 648, + 501, + 657 + ], + "score": 0.82, + "content": "x _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 644, + 506, + 660 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 655, + 504, + 670 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 142, + 670 + ], + "score": 1.0, + "content": "we have", + "type": "text" + }, + { + "bbox": [ + 142, + 656, + 207, + 668 + ], + "score": 0.93, + "content": "\\| x _ { i } - x _ { j } \\| _ { 2 } \\geq \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 655, + 225, + 670 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 226, + 657, + 290, + 669 + ], + "score": 0.93, + "content": "\\| x _ { i } + x _ { j } \\| _ { 2 } \\geq \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 291, + 655, + 329, + 670 + ], + "score": 1.0, + "content": "for some", + "type": "text" + }, + { + "bbox": [ + 330, + 657, + 354, + 667 + ], + "score": 0.9, + "content": "\\theta > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 354, + 655, + 489, + 670 + ], + "score": 1.0, + "content": ", then the minimum eigenvalue of", + "type": "text" + }, + { + "bbox": [ + 490, + 657, + 504, + 667 + ], + "score": 0.88, + "content": "K _ { 1 }", + "type": "inline_equation" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 667, + 505, + 682 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 148, + 682 + ], + "score": 1.0, + "content": "is at least", + "type": "text" + }, + { + "bbox": [ + 148, + 668, + 192, + 681 + ], + "score": 0.9, + "content": "\\theta / ( 1 0 0 n ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 192, + 667, + 279, + 682 + ], + "score": 1.0, + "content": ". For arbitrary labels", + "type": "text" + }, + { + "bbox": [ + 279, + 668, + 345, + 681 + ], + "score": 0.93, + "content": "y \\in \\{ - 1 , + 1 \\} ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 345, + 667, + 372, + 682 + ], + "score": 1.0, + "content": ", since", + "type": "text" + }, + { + "bbox": [ + 372, + 668, + 450, + 681 + ], + "score": 0.92, + "content": "\\| q \\odot y \\| _ { 2 } \\ge 1 / \\sqrt { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 667, + 505, + 682 + ], + "score": 1.0, + "content": ", we have the", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 680, + 506, + 693 + ], + "spans": [ + { + "bbox": [ + 106, + 680, + 179, + 693 + ], + "score": 1.0, + "content": "worst case bound", + "type": "text" + }, + { + "bbox": [ + 180, + 680, + 233, + 693 + ], + "score": 0.93, + "content": "\\gamma _ { 1 } ^ { 2 } \\geq \\theta / 1 0 0 n ^ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 233, + 680, + 395, + 693 + ], + "score": 1.0, + "content": ". A direct improvement of this bound is", + "type": "text" + }, + { + "bbox": [ + 396, + 681, + 426, + 692 + ], + "score": 0.92, + "content": "\\theta / 1 0 0 n _ { S } ^ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 426, + 680, + 457, + 693 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 457, + 682, + 470, + 691 + ], + "score": 0.85, + "content": "n _ { S }", + "type": "inline_equation" + }, + { + "bbox": [ + 471, + 680, + 506, + 693 + ], + "score": 1.0, + "content": "denotes", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 692, + 464, + 704 + ], + "spans": [ + { + "bbox": [ + 106, + 692, + 370, + 704 + ], + "score": 1.0, + "content": "the number of support vectors, which could be much smaller than", + "type": "text" + }, + { + "bbox": [ + 370, + 694, + 378, + 702 + ], + "score": 0.76, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 378, + 692, + 464, + 704 + ], + "score": 1.0, + "content": "with real world data.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 39.5 + }, + { + "type": "text", + "bbox": [ + 107, + 708, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 104, + 705, + 504, + 725 + ], + "spans": [ + { + "bbox": [ + 104, + 705, + 272, + 725 + ], + "score": 1.0, + "content": "On the other hand, given any training set", + "type": "text" + }, + { + "bbox": [ + 272, + 708, + 326, + 723 + ], + "score": 0.92, + "content": "\\left\\{ \\left( x _ { i } , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 705, + 497, + 725 + ], + "score": 1.0, + "content": "which may have a large margin, replacing", + "type": "text" + }, + { + "bbox": [ + 497, + 712, + 504, + 721 + ], + "score": 0.73, + "content": "y", + "type": "inline_equation" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 719, + 431, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 719, + 431, + 734 + ], + "score": 1.0, + "content": "with random labels would destroy the margin, which is what should be expected.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 43.5 + } + ], + "page_idx": 7, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 26, + 294, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "score": 1.0, + "content": "8", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 81, + 443, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 444, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 444, + 96 + ], + "score": 1.0, + "content": "The first step is an extension of Lemma 2.6 to the SGD setting, with a similar proof.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0, + "bbox_fs": [ + 105, + 81, + 444, + 96 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 95, + 395, + 108 + ], + "lines": [ + { + "bbox": [ + 105, + 93, + 396, + 110 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 262, + 110 + ], + "score": 1.0, + "content": "Lemma 4.2. 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Given any", + "type": "text" + }, + { + "bbox": [ + 205, + 213, + 245, + 226 + ], + "score": 0.93, + "content": "\\delta \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 245, + 212, + 315, + 227 + ], + "score": 1.0, + "content": ", with probability", + "type": "text" + }, + { + "bbox": [ + 315, + 214, + 338, + 224 + ], + "score": 0.81, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 338, + 212, + 342, + 227 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10, + "bbox_fs": [ + 106, + 212, + 342, + 227 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 219, + 227, + 390, + 258 + ], + "lines": [ + { + "bbox": [ + 219, + 227, + 390, + 258 + ], + "spans": [ + { + "bbox": [ + 219, + 227, + 390, + 258 + ], + "score": 0.92, + "content": "\\sum _ { t < i } \\mathcal { Q } ( W _ { t } ) \\leq 4 \\sum _ { t < i } \\mathcal { Q } _ { t } ( W _ { t } ) + 4 \\ln \\left( \\frac { 1 } { \\delta } \\right) .", + "type": "interline_equation", + "image_path": "8d565db5d8e2730e310756e217b529d02bcdd83d6ceb4f3986ee442b8f27b26e.jpg" + } + ] + } + ], + "index": 11.5, + "virtual_lines": [ + { + "bbox": [ + 219, + 227, + 390, + 242.5 + ], + "spans": [], + "index": 11 + }, + { + "bbox": [ + 219, + 242.5, + 390, + 258.0 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "title", + "bbox": [ + 107, + 270, + 220, + 282 + ], + "lines": [ + { + "bbox": [ + 105, + 268, + 221, + 284 + ], + "spans": [ + { + "bbox": [ + 105, + 268, + 221, + 284 + ], + "score": 1.0, + "content": "5 ON SEPARABILITY", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 106, + 293, + 504, + 317 + ], + "lines": [ + { + "bbox": [ + 105, + 294, + 505, + 307 + ], + "spans": [ + { + "bbox": [ + 105, + 294, + 505, + 307 + ], + "score": 1.0, + "content": "In this section we give some discussion on Assumption 2.1, the separability of the NTK. The proofs", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 305, + 222, + 318 + ], + "spans": [ + { + "bbox": [ + 105, + 305, + 222, + 318 + ], + "score": 1.0, + "content": "are all given in Appendix D.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14.5, + "bbox_fs": [ + 105, + 294, + 505, + 318 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 321, + 503, + 346 + ], + "lines": [ + { + "bbox": [ + 105, + 321, + 506, + 338 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 192, + 338 + ], + "score": 1.0, + "content": "Given a training set", + "type": "text" + }, + { + "bbox": [ + 192, + 322, + 248, + 337 + ], + "score": 0.93, + "content": "\\left\\{ \\left( x _ { i } , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 248, + 321, + 380, + 338 + ], + "score": 1.0, + "content": ", the linear kernel is defined as", + "type": "text" + }, + { + "bbox": [ + 380, + 322, + 479, + 337 + ], + "score": 0.92, + "content": "K _ { 0 } ( x _ { i } , x _ { j } ) : = \\langle x _ { i } , x _ { j } \\rangle", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 321, + 506, + 338 + ], + "score": 1.0, + "content": ". 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If", + "type": "text" + }, + { + "bbox": [ + 187, + 540, + 217, + 551 + ], + "score": 0.89, + "content": "\\gamma _ { 1 } > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 538, + 289, + 553 + ], + "score": 1.0, + "content": ", then there exists", + "type": "text" + }, + { + "bbox": [ + 289, + 540, + 317, + 550 + ], + "score": 0.9, + "content": "\\hat { v } \\in \\mathcal H", + "type": "inline_equation" + }, + { + "bbox": [ + 317, + 538, + 356, + 553 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 356, + 539, + 398, + 552 + ], + "score": 0.92, + "content": "\\| \\hat { v } \\| _ { \\mathcal { H } } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 538, + 420, + 553 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 421, + 539, + 489, + 552 + ], + "score": 0.91, + "content": "y _ { i } \\left. \\hat { v } , \\phi _ { i } \\right. _ { \\mathcal { H } } \\geq \\gamma _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 489, + 538, + 504, + 553 + ], + "score": 1.0, + "content": "for", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 104, + 550, + 354, + 565 + ], + "spans": [ + { + "bbox": [ + 104, + 550, + 123, + 565 + ], + "score": 1.0, + "content": "any", + "type": "text" + }, + { + "bbox": [ + 124, + 552, + 166, + 563 + ], + "score": 0.87, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 166, + 550, + 220, + 565 + ], + "score": 1.0, + "content": ". Additionally", + "type": "text" + }, + { + "bbox": [ + 221, + 551, + 287, + 565 + ], + "score": 0.92, + "content": "\\left. \\hat { v } ( z ) \\right. _ { 2 } \\leq 1 / \\gamma _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 550, + 320, + 565 + ], + "score": 1.0, + "content": "for any", + "type": "text" + }, + { + "bbox": [ + 320, + 551, + 350, + 563 + ], + "score": 0.9, + "content": "z \\in \\mathbb { R } ^ { d }", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 550, + 354, + 565 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 30.5, + "bbox_fs": [ + 104, + 538, + 504, + 565 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 570, + 505, + 630 + ], + "lines": [ + { + "bbox": [ + 106, + 571, + 505, + 583 + ], + "spans": [ + { + "bbox": [ + 106, + 571, + 240, + 583 + ], + "score": 1.0, + "content": "The proof is given in Appendix", + "type": "text" + }, + { + "bbox": [ + 240, + 572, + 249, + 582 + ], + "score": 0.31, + "content": "\\mathrm { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 249, + 571, + 505, + 583 + ], + "score": 1.0, + "content": ", and uses the Fenchel duality theory. 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For arbitrary labels", + "type": "text" + }, + { + "bbox": [ + 279, + 668, + 345, + 681 + ], + "score": 0.93, + "content": "y \\in \\{ - 1 , + 1 \\} ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 345, + 667, + 372, + 682 + ], + "score": 1.0, + "content": ", since", + "type": "text" + }, + { + "bbox": [ + 372, + 668, + 450, + 681 + ], + "score": 0.92, + "content": "\\| q \\odot y \\| _ { 2 } \\ge 1 / \\sqrt { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 667, + 505, + 682 + ], + "score": 1.0, + "content": ", we have the", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 680, + 506, + 693 + ], + "spans": [ + { + "bbox": [ + 106, + 680, + 179, + 693 + ], + "score": 1.0, + "content": "worst case bound", + "type": "text" + }, + { + "bbox": [ + 180, + 680, + 233, + 693 + ], + "score": 0.93, + "content": "\\gamma _ { 1 } ^ { 2 } \\geq \\theta / 1 0 0 n ^ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 233, + 680, + 395, + 693 + ], + "score": 1.0, + "content": ". A direct improvement of this bound is", + "type": "text" + }, + { + "bbox": [ + 396, + 681, + 426, + 692 + ], + "score": 0.92, + "content": "\\theta / 1 0 0 n _ { S } ^ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 426, + 680, + 457, + 693 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 457, + 682, + 470, + 691 + ], + "score": 0.85, + "content": "n _ { S }", + "type": "inline_equation" + }, + { + "bbox": [ + 471, + 680, + 506, + 693 + ], + "score": 1.0, + "content": "denotes", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 692, + 464, + 704 + ], + "spans": [ + { + "bbox": [ + 106, + 692, + 370, + 704 + ], + "score": 1.0, + "content": "the number of support vectors, which could be much smaller than", + "type": "text" + }, + { + "bbox": [ + 370, + 694, + 378, + 702 + ], + "score": 0.76, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 378, + 692, + 464, + 704 + ], + "score": 1.0, + "content": "with real world data.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 39.5, + "bbox_fs": [ + 105, + 633, + 506, + 704 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 708, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 104, + 705, + 504, + 725 + ], + "spans": [ + { + "bbox": [ + 104, + 705, + 272, + 725 + ], + "score": 1.0, + "content": "On the other hand, given any training set", + "type": "text" + }, + { + "bbox": [ + 272, + 708, + 326, + 723 + ], + "score": 0.92, + "content": "\\left\\{ \\left( x _ { i } , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 705, + 497, + 725 + ], + "score": 1.0, + "content": "which may have a large margin, replacing", + "type": "text" + }, + { + "bbox": [ + 497, + 712, + 504, + 721 + ], + "score": 0.73, + "content": "y", + "type": "inline_equation" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 719, + 431, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 719, + 431, + 734 + ], + "score": 1.0, + "content": "with random labels would destroy the margin, which is what should be expected.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 43.5, + "bbox_fs": [ + 104, + 705, + 504, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 80, + 505, + 121 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 506, + 97 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 268, + 97 + ], + "score": 1.0, + "content": "Proposition 5.2. Given any training set", + "type": "text" + }, + { + "bbox": [ + 268, + 81, + 323, + 96 + ], + "score": 0.93, + "content": "\\left\\{ \\left( x _ { i } , y _ { i } \\right) \\right\\} _ { i = 1 } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 323, + 80, + 506, + 97 + ], + "score": 1.0, + "content": ", if the true labels y are replaced with random", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 505, + 110 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 133, + 110 + ], + "score": 1.0, + "content": "labels", + "type": "text" + }, + { + "bbox": [ + 133, + 97, + 150, + 106 + ], + "score": 0.77, + "content": "\\epsilon \\sim", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 93, + 172, + 110 + ], + "score": 1.0, + "content": "unif", + "type": "text" + }, + { + "bbox": [ + 172, + 95, + 226, + 109 + ], + "score": 0.84, + "content": "( \\{ - 1 , + 1 \\} ^ { n } )", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 93, + 481, + 110 + ], + "score": 1.0, + "content": ", then with probability 0.9 over the random labels, it holds that", + "type": "text" + }, + { + "bbox": [ + 482, + 96, + 505, + 108 + ], + "score": 0.83, + "content": "\\gamma _ { 1 } \\leq", + "type": "inline_equation" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 107, + 146, + 122 + ], + "spans": [ + { + "bbox": [ + 106, + 108, + 142, + 122 + ], + "score": 0.9, + "content": "1 / { \\sqrt { 2 0 n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 142, + 107, + 146, + 122 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1 + }, + { + "type": "text", + "bbox": [ + 106, + 128, + 505, + 173 + ], + "lines": [ + { + "bbox": [ + 106, + 129, + 505, + 142 + ], + "spans": [ + { + "bbox": [ + 106, + 129, + 363, + 142 + ], + "score": 1.0, + "content": "Although the above bounds all have a polynomial dependency on", + "type": "text" + }, + { + "bbox": [ + 363, + 132, + 370, + 139 + ], + "score": 0.69, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 370, + 129, + 505, + 142 + ], + "score": 1.0, + "content": ", they hold for arbitrary or random", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 104, + 140, + 506, + 154 + ], + "spans": [ + { + "bbox": [ + 104, + 140, + 506, + 154 + ], + "score": 1.0, + "content": "labels, and thus do not assume any relationship between the features and labels. Next we give some", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 151, + 506, + 164 + ], + "spans": [ + { + "bbox": [ + 105, + 151, + 506, + 164 + ], + "score": 1.0, + "content": "examples where there is a strong feature-label relationship, and thus a much larger margin can be", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 104, + 163, + 139, + 174 + ], + "spans": [ + { + "bbox": [ + 104, + 163, + 139, + 174 + ], + "score": 1.0, + "content": "proved.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4.5 + }, + { + "type": "title", + "bbox": [ + 107, + 186, + 272, + 198 + ], + "lines": [ + { + "bbox": [ + 105, + 187, + 273, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 273, + 199 + ], + "score": 1.0, + "content": "5.1 THE LINEARLY SEPARABLE CASE", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 107, + 207, + 504, + 241 + ], + "lines": [ + { + "bbox": [ + 105, + 206, + 506, + 220 + ], + "spans": [ + { + "bbox": [ + 105, + 206, + 359, + 220 + ], + "score": 1.0, + "content": "Suppose the data distribution is linearly separable with margin", + "type": "text" + }, + { + "bbox": [ + 359, + 209, + 370, + 219 + ], + "score": 0.83, + "content": "\\gamma _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 370, + 206, + 476, + 220 + ], + "score": 1.0, + "content": ": there exists a unit vector", + "type": "text" + }, + { + "bbox": [ + 476, + 209, + 483, + 217 + ], + "score": 0.8, + "content": "\\bar { u }", + "type": "inline_equation" + }, + { + "bbox": [ + 483, + 206, + 506, + 220 + ], + "score": 1.0, + "content": "such", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 217, + 506, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 217, + 124, + 232 + ], + "score": 1.0, + "content": "that", + "type": "text" + }, + { + "bbox": [ + 125, + 218, + 182, + 230 + ], + "score": 0.92, + "content": "\\stackrel { \\cdot } { y } \\left. \\bar { u } , x \\right. \\geq \\gamma _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 182, + 217, + 328, + 232 + ], + "score": 1.0, + "content": "almost surely. Then we can define", + "type": "text" + }, + { + "bbox": [ + 329, + 218, + 372, + 230 + ], + "score": 0.91, + "content": "\\bar { v } ( z ) : = \\bar { u }", + "type": "inline_equation" + }, + { + "bbox": [ + 372, + 217, + 406, + 232 + ], + "score": 1.0, + "content": "for any", + "type": "text" + }, + { + "bbox": [ + 406, + 218, + 439, + 228 + ], + "score": 0.92, + "content": "z \\in \\mathbb { R } ^ { d }", + "type": "inline_equation" + }, + { + "bbox": [ + 439, + 217, + 506, + 232 + ], + "score": 1.0, + "content": ". For almost all", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 107, + 229, + 171, + 242 + ], + "spans": [ + { + "bbox": [ + 107, + 229, + 131, + 241 + ], + "score": 0.92, + "content": "( x , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 131, + 229, + 171, + 242 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9 + }, + { + "type": "interline_equation", + "bbox": [ + 155, + 243, + 456, + 318 + ], + "lines": [ + { + "bbox": [ + 155, + 243, + 456, + 318 + ], + "spans": [ + { + "bbox": [ + 155, + 243, + 456, + 318 + ], + "score": 0.93, + "content": "\\begin{array} { r l r } { { y \\int \\bar { v } ( z ) , x \\mathbb { 1 } [ z , x > 0 ] \\mathrm { d } \\mu _ { \\mathcal { N } } ( z ) = \\int y \\bar { u } , x \\mathbb { 1 } [ z , x > 0 ] \\mathrm { d } \\mu _ { \\mathcal { N } } ( z ) } } \\\\ & { } & { \\geq \\gamma \\int \\mathbb { 1 } [ z , x > 0 ] \\mathrm { d } \\mu _ { \\mathcal { N } } ( z ) } \\\\ & { } & { = \\frac { \\gamma _ { 0 } } { 2 } , } \\end{array}", + "type": "interline_equation", + "image_path": "5cfd56a91f625085705e2960461b2bfe988efeb4c8537ef49d28bc357f8b0cac.jpg" + } + ] + } + ], + "index": 12, + "virtual_lines": [ + { + "bbox": [ + 155, + 243, + 456, + 268.0 + ], + "spans": [], + "index": 11 + }, + { + "bbox": [ + 155, + 268.0, + 456, + 293.0 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 155, + 293.0, + 456, + 318.0 + ], + "spans": [], + "index": 13 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 319, + 295, + 331 + ], + "lines": [ + { + "bbox": [ + 105, + 317, + 296, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 317, + 252, + 334 + ], + "score": 1.0, + "content": "and thus Assumption 2.1 holds with", + "type": "text" + }, + { + "bbox": [ + 252, + 320, + 292, + 332 + ], + "score": 0.92, + "content": "\\gamma = \\gamma _ { 0 } / 2", + "type": "inline_equation" + }, + { + "bbox": [ + 292, + 317, + 296, + 334 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 14 + }, + { + "type": "title", + "bbox": [ + 107, + 343, + 277, + 356 + ], + "lines": [ + { + "bbox": [ + 105, + 343, + 279, + 357 + ], + "spans": [ + { + "bbox": [ + 105, + 343, + 279, + 357 + ], + "score": 1.0, + "content": "5.2 THE NOISY 2-XOR DISTRIBUTION", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 107, + 364, + 505, + 387 + ], + "lines": [ + { + "bbox": [ + 106, + 364, + 505, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 364, + 505, + 377 + ], + "score": 1.0, + "content": "We consider the noisy 2-XOR distribution introduced in (Wei et al., 2018). It is the uniform distri-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 375, + 251, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 375, + 209, + 388 + ], + "score": 1.0, + "content": "bution over the following", + "type": "text" + }, + { + "bbox": [ + 210, + 375, + 221, + 386 + ], + "score": 0.85, + "content": "2 ^ { d }", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 375, + 251, + 388 + ], + "score": 1.0, + "content": "points:", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16.5 + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 388, + 514, + 448 + ], + "lines": [ + { + "bbox": [ + 111, + 388, + 514, + 448 + ], + "spans": [ + { + "bbox": [ + 111, + 388, + 514, + 448 + ], + "score": 0.89, + "content": "\\begin{array} { c l } { { x _ { 1 } , x _ { 2 } , y , x _ { 3 } , \\ldots , x _ { d } \\big ) \\in \\{ ( \\displaystyle \\frac { 1 } { \\sqrt { d - 1 } } , 0 , 1 ) , ( 0 , \\displaystyle \\frac { 1 } { \\sqrt { d - 1 } } , - 1 ) , ( \\displaystyle \\frac { - 1 } { \\sqrt { d - 1 } } , 0 , 1 ) , ( 0 , \\displaystyle \\frac { - 1 } { \\sqrt { d - 1 } } , - 1 ) } } \\\\ { { \\times \\{ \\displaystyle \\frac { - 1 } { \\sqrt { d - 1 } } , \\displaystyle \\frac { 1 } { \\sqrt { d - 1 } } \\} ^ { d - 2 } . } } \\end{array}", + "type": "interline_equation", + "image_path": "ca321be091e3b3aecad9c7fda2eaebf928803a1cd2a0998c5b6759dbc374690b.jpg" + } + ] + } + ], + "index": 19, + "virtual_lines": [ + { + "bbox": [ + 111, + 388, + 514, + 408.0 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 111, + 408.0, + 514, + 428.0 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 111, + 428.0, + 514, + 448.0 + ], + "spans": [], + "index": 20 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 450, + 504, + 473 + ], + "lines": [ + { + "bbox": [ + 106, + 448, + 505, + 463 + ], + "spans": [ + { + "bbox": [ + 106, + 448, + 149, + 463 + ], + "score": 1.0, + "content": "The factor", + "type": "text" + }, + { + "bbox": [ + 150, + 450, + 179, + 462 + ], + "score": 0.92, + "content": "^ 1 / \\sqrt { d - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 179, + 448, + 229, + 463 + ], + "score": 1.0, + "content": "ensures that", + "type": "text" + }, + { + "bbox": [ + 230, + 450, + 268, + 462 + ], + "score": 0.91, + "content": "\\| { \\boldsymbol { x } } \\| _ { 2 } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 448, + 289, + 463 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 289, + 451, + 298, + 460 + ], + "score": 0.82, + "content": "\\times", + "type": "inline_equation" + }, + { + "bbox": [ + 298, + 448, + 505, + 463 + ], + "score": 1.0, + "content": "above denotes the Cartesian product. 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Next we give some", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 151, + 506, + 164 + ], + "spans": [ + { + "bbox": [ + 105, + 151, + 506, + 164 + ], + "score": 1.0, + "content": "examples where there is a strong feature-label relationship, and thus a much larger margin can be", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 104, + 163, + 139, + 174 + ], + "spans": [ + { + "bbox": [ + 104, + 163, + 139, + 174 + ], + "score": 1.0, + "content": "proved.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4.5, + "bbox_fs": [ + 104, + 129, + 506, + 174 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 186, + 272, + 198 + ], + "lines": [ + { + "bbox": [ + 105, + 187, + 273, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 273, + 199 + ], + "score": 1.0, + "content": "5.1 THE LINEARLY SEPARABLE CASE", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 107, + 207, + 504, + 241 + ], + "lines": [ + { + "bbox": [ + 105, + 206, + 506, + 220 + ], + "spans": [ + { + "bbox": [ + 105, + 206, + 359, + 220 + ], + "score": 1.0, + "content": "Suppose the data distribution is linearly separable with margin", + "type": "text" + }, + { + "bbox": [ + 359, + 209, + 370, + 219 + ], + "score": 0.83, + "content": "\\gamma _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 370, + 206, + 476, + 220 + ], + "score": 1.0, + "content": ": there exists a unit vector", + "type": "text" + }, + { + "bbox": [ + 476, + 209, + 483, + 217 + ], + "score": 0.8, + "content": "\\bar { u }", + "type": "inline_equation" + }, + { + "bbox": [ + 483, + 206, + 506, + 220 + ], + "score": 1.0, + "content": "such", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 217, + 506, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 217, + 124, + 232 + ], + "score": 1.0, + "content": "that", + "type": "text" + }, + { + "bbox": [ + 125, + 218, + 182, + 230 + ], + "score": 0.92, + "content": "\\stackrel { \\cdot } { y } \\left. \\bar { u } , x \\right. \\geq \\gamma _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 182, + 217, + 328, + 232 + ], + "score": 1.0, + "content": "almost surely. Then we can define", + "type": "text" + }, + { + "bbox": [ + 329, + 218, + 372, + 230 + ], + "score": 0.91, + "content": "\\bar { v } ( z ) : = \\bar { u }", + "type": "inline_equation" + }, + { + "bbox": [ + 372, + 217, + 406, + 232 + ], + "score": 1.0, + "content": "for any", + "type": "text" + }, + { + "bbox": [ + 406, + 218, + 439, + 228 + ], + "score": 0.92, + "content": "z \\in \\mathbb { R } ^ { d }", + "type": "inline_equation" + }, + { + "bbox": [ + 439, + 217, + 506, + 232 + ], + "score": 1.0, + "content": ". 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Finally, in this paper we only discuss binary classification; it is", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 665, + 460, + 676 + ], + "spans": [ + { + "bbox": [ + 106, + 665, + 460, + 676 + ], + "score": 1.0, + "content": "interesting to see if it is possible to get similar results for other tasks, such as regression.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 37.5 + }, + { + "type": "title", + "bbox": [ + 108, + 690, + 205, + 700 + ], + "lines": [ + { + "bbox": [ + 106, + 690, + 207, + 701 + ], + "spans": [ + { + "bbox": [ + 106, + 690, + 207, + 701 + ], + "score": 1.0, + "content": "ACKNOWLEDGEMENTS", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 41 + }, + { + "type": "text", + "bbox": [ + 106, + 709, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "The authors are grateful for support from the NSF under grant IIS-1750051, and from NVIDIA via", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 720, + 162, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 162, + 733 + ], + "score": 1.0, + "content": "a GPU grant.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 42.5 + } + ], + "page_idx": 9, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 301, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 765 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 765 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 15, + "width": 14 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 122 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 191, + 96 + ], + "score": 1.0, + "content": "The width needs a", + "type": "text" + }, + { + "bbox": [ + 191, + 82, + 235, + 94 + ], + "score": 0.83, + "content": "\\mathrm { p o l y } ( 1 / \\gamma )", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 80, + 506, + 96 + ], + "score": 1.0, + "content": "dependency for initial separability. 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This", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 546, + 506, + 560 + ], + "spans": [ + { + "bbox": [ + 105, + 546, + 412, + 560 + ], + "score": 1.0, + "content": "mathces (up to logarithmic factors) the sample complexity lower bound of", + "type": "text" + }, + { + "bbox": [ + 412, + 546, + 423, + 557 + ], + "score": 0.86, + "content": "d ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 546, + 506, + 560 + ], + "score": 1.0, + "content": "given by Wei et al.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 557, + 139, + 571 + ], + "spans": [ + { + "bbox": [ + 105, + 557, + 139, + 571 + ], + "score": 1.0, + "content": "(2018).", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 29.5, + "bbox_fs": [ + 104, + 475, + 506, + 571 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 585, + 213, + 597 + ], + "lines": [ + { + "bbox": [ + 105, + 583, + 215, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 215, + 599 + ], + "score": 1.0, + "content": "6 OPEN PROBLEMS", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 609, + 505, + 676 + ], + "lines": [ + { + "bbox": [ + 106, + 610, + 505, + 621 + ], + "spans": [ + { + "bbox": [ + 106, + 610, + 505, + 621 + ], + "score": 1.0, + "content": "In this paper, we analyze gradient descent on a two-layer network in the NTK regime, where the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 621, + 506, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 621, + 506, + 633 + ], + "score": 1.0, + "content": "weights stay close to the initialization. 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Finally, in this paper we only discuss binary classification; it is", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 665, + 460, + 676 + ], + "spans": [ + { + "bbox": [ + 106, + 665, + 460, + 676 + ], + "score": 1.0, + "content": "interesting to see if it is possible to get similar results for other tasks, such as regression.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 37.5, + "bbox_fs": [ + 105, + 610, + 506, + 676 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 690, + 205, + 700 + ], + "lines": [ + { + "bbox": [ + 106, + 690, + 207, + 701 + ], + "spans": [ + { + "bbox": [ + 106, + 690, + 207, + 701 + ], + "score": 1.0, + "content": "ACKNOWLEDGEMENTS", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 41 + }, + { + "type": "text", + "bbox": [ + 106, + 709, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "The authors are grateful for support from the NSF under grant IIS-1750051, and from NVIDIA via", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 720, + 162, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 162, + 733 + ], + "score": 1.0, + "content": "a GPU grant.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 42.5, + "bbox_fs": [ + 105, + 709, + 505, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 81, + 176, + 94 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 176, + 94 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 176, + 94 + ], + "score": 1.0, + "content": "REFERENCES", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 100, + 504, + 123 + ], + "lines": [ + { + "bbox": [ + 105, + 100, + 505, + 113 + ], + "spans": [ + { + "bbox": [ + 105, + 100, + 505, + 113 + ], + "score": 1.0, + "content": "Zeyuan Allen-Zhu and Yuanzhi Li. 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Stochastic gradient descent optimizes", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 116, + 342, + 440, + 353 + ], + "spans": [ + { + "bbox": [ + 116, + 342, + 440, + 353 + ], + "score": 1.0, + "content": "over-parameterized deep relu networks. arXiv preprint arXiv:1811.08888, 2018.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 17.5 + }, + { + "type": "title", + "bbox": [ + 107, + 372, + 312, + 386 + ], + "lines": [ + { + "bbox": [ + 106, + 372, + 312, + 387 + ], + "spans": [ + { + "bbox": [ + 106, + 372, + 312, + 387 + ], + "score": 1.0, + "content": "A OMITTED PROOFS FROM SECTION 2", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 106, + 397, + 363, + 410 + ], + "lines": [ + { + "bbox": [ + 105, + 396, + 363, + 412 + ], + "spans": [ + { + "bbox": [ + 105, + 396, + 316, + 412 + ], + "score": 1.0, + "content": "Proof of Lemma 2.3. By Assumption 2.1, given any", + "type": "text" + }, + { + "bbox": [ + 317, + 398, + 358, + 410 + ], + "score": 0.89, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 359, + 396, + 363, + 412 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20 + }, + { + "type": "interline_equation", + "bbox": [ + 194, + 414, + 416, + 435 + ], + "lines": [ + { + "bbox": [ + 194, + 414, + 416, + 435 + ], + "spans": [ + { + "bbox": [ + 194, + 414, + 416, + 435 + ], + "score": 0.92, + "content": "\\mu : = \\mathbb { E } _ { w \\sim \\mathcal { N } ( 0 , I _ { d } ) } \\left[ y _ { i } \\left. \\bar { v } ( w ) , x _ { i } \\right. \\mathbb { 1 } \\left[ \\left. w , x _ { i } \\right. > 0 \\right] \\right] \\geq \\gamma .", + "type": "interline_equation", + "image_path": "d825d6279a4010f2e30e73c65fe0cdc3e289e630fe0386c3f669956c4f65f976.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 194, + 414, + 416, + 435 + ], + "spans": [], + "index": 21 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 439, + 182, + 451 + ], + "lines": [ + { + "bbox": [ + 106, + 439, + 183, + 452 + ], + "spans": [ + { + "bbox": [ + 106, + 439, + 183, + 452 + ], + "score": 1.0, + "content": "On the other hand,", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "interline_equation", + "bbox": [ + 191, + 455, + 420, + 487 + ], + "lines": [ + { + "bbox": [ + 191, + 455, + 420, + 487 + ], + "spans": [ + { + "bbox": [ + 191, + 455, + 420, + 487 + ], + "score": 0.93, + "content": "y _ { i } f _ { i } ^ { ( 0 ) } \\left( \\overline { { U } } \\right) = \\frac { 1 } { m } \\sum _ { s = 1 } ^ { m } y _ { i } \\left. \\bar { v } ( w _ { s , 0 } ) , x _ { i } \\right. \\mathbb { 1 } \\left[ \\left. w _ { s , 0 } , x _ { i } \\right. > 0 \\right]", + "type": "interline_equation", + "image_path": "0e33bbcde2e05e98c335fd1522357eae9e0b02955cf9b35e112a8954c1a33ffd.jpg" + } + ] + } + ], + "index": 23.5, + "virtual_lines": [ + { + "bbox": [ + 191, + 455, + 420, + 471.0 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 191, + 471.0, + 420, + 487.0 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 491, + 504, + 515 + ], + "lines": [ + { + "bbox": [ + 105, + 491, + 505, + 504 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 305, + 504 + ], + "score": 1.0, + "content": "is the empirical mean of i.i.d. r.v.’s supported on", + "type": "text" + }, + { + "bbox": [ + 305, + 492, + 341, + 504 + ], + "score": 0.93, + "content": "[ - 1 , + 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 491, + 388, + 504 + ], + "score": 1.0, + "content": "with mean", + "type": "text" + }, + { + "bbox": [ + 388, + 494, + 395, + 504 + ], + "score": 0.79, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 491, + 505, + 504 + ], + "score": 1.0, + "content": ". 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Stochastic gradient descent optimizes", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 116, + 342, + 440, + 353 + ], + "spans": [ + { + "bbox": [ + 116, + 342, + 440, + 353 + ], + "score": 1.0, + "content": "over-parameterized deep relu networks. arXiv preprint arXiv:1811.08888, 2018.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 17.5, + "bbox_fs": [ + 106, + 329, + 505, + 353 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 372, + 312, + 386 + ], + "lines": [ + { + "bbox": [ + 106, + 372, + 312, + 387 + ], + "spans": [ + { + "bbox": [ + 106, + 372, + 312, + 387 + ], + "score": 1.0, + "content": "A OMITTED PROOFS FROM SECTION 2", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 106, + 397, + 363, + 410 + ], + "lines": [ + { + "bbox": [ + 105, + 396, + 363, + 412 + ], + "spans": [ + { + "bbox": [ + 105, + 396, + 316, + 412 + ], + "score": 1.0, + "content": "Proof of Lemma 2.3. By Assumption 2.1, given any", + "type": "text" + }, + { + "bbox": [ + 317, + 398, + 358, + 410 + ], + "score": 0.89, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 359, + 396, + 363, + 412 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20, + "bbox_fs": [ + 105, + 396, + 363, + 412 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 194, + 414, + 416, + 435 + ], + "lines": [ + { + "bbox": [ + 194, + 414, + 416, + 435 + ], + "spans": [ + { + "bbox": [ + 194, + 414, + 416, + 435 + ], + "score": 0.92, + "content": "\\mu : = \\mathbb { E } _ { w \\sim \\mathcal { N } ( 0 , I _ { d } ) } \\left[ y _ { i } \\left. \\bar { v } ( w ) , x _ { i } \\right. \\mathbb { 1 } \\left[ \\left. w , x _ { i } \\right. > 0 \\right] \\right] \\geq \\gamma .", + "type": "interline_equation", + "image_path": "d825d6279a4010f2e30e73c65fe0cdc3e289e630fe0386c3f669956c4f65f976.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 194, + 414, + 416, + 435 + ], + "spans": [], + "index": 21 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 439, + 182, + 451 + ], + "lines": [ + { + "bbox": [ + 106, + 439, + 183, + 452 + ], + "spans": [ + { + "bbox": [ + 106, + 439, + 183, + 452 + ], + "score": 1.0, + "content": "On the other hand,", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22, + "bbox_fs": [ + 106, + 439, + 183, + 452 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 191, + 455, + 420, + 487 + ], + "lines": [ + { + "bbox": [ + 191, + 455, + 420, + 487 + ], + "spans": [ + { + "bbox": [ + 191, + 455, + 420, + 487 + ], + "score": 0.93, + "content": "y _ { i } f _ { i } ^ { ( 0 ) } \\left( \\overline { { U } } \\right) = \\frac { 1 } { m } \\sum _ { s = 1 } ^ { m } y _ { i } \\left. \\bar { v } ( w _ { s , 0 } ) , x _ { i } \\right. \\mathbb { 1 } \\left[ \\left. w _ { s , 0 } , x _ { i } \\right. > 0 \\right]", + "type": "interline_equation", + "image_path": "0e33bbcde2e05e98c335fd1522357eae9e0b02955cf9b35e112a8954c1a33ffd.jpg" + } + ] + } + ], + "index": 23.5, + "virtual_lines": [ + { + "bbox": [ + 191, + 455, + 420, + 471.0 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 191, + 471.0, + 420, + 487.0 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 491, + 504, + 515 + ], + "lines": [ + { + "bbox": [ + 105, + 491, + 505, + 504 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 305, + 504 + ], + "score": 1.0, + "content": "is the empirical mean of i.i.d. r.v.’s supported on", + "type": "text" + }, + { + "bbox": [ + 305, + 492, + 341, + 504 + ], + "score": 0.93, + "content": "[ - 1 , + 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 491, + 388, + 504 + ], + "score": 1.0, + "content": "with mean", + "type": "text" + }, + { + "bbox": [ + 388, + 494, + 395, + 504 + ], + "score": 0.79, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 491, + 505, + 504 + ], + "score": 1.0, + "content": ". Therefore by Hoeffding’s", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 501, + 252, + 516 + ], + "spans": [ + { + "bbox": [ + 105, + 501, + 217, + 516 + ], + "score": 1.0, + "content": "inequality, with probability", + "type": "text" + }, + { + "bbox": [ + 217, + 503, + 247, + 515 + ], + "score": 0.91, + "content": "1 - \\delta / n", + "type": "inline_equation" + }, + { + "bbox": [ + 248, + 501, + 252, + 516 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25.5, + "bbox_fs": [ + 105, + 491, + 505, + 516 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 198, + 519, + 412, + 547 + ], + "lines": [ + { + "bbox": [ + 198, + 519, + 412, + 547 + ], + "spans": [ + { + "bbox": [ + 198, + 519, + 412, + 547 + ], + "score": 0.92, + "content": "y _ { i } f _ { i } ^ { ( 0 ) } \\left( \\overline { { U } } \\right) - \\gamma \\geq y _ { i } f _ { i } ^ { ( 0 ) } \\left( \\overline { { U } } \\right) - \\mu \\geq - \\sqrt { \\frac { 2 \\ln ( n / \\delta ) } { m } } .", + "type": "interline_equation", + "image_path": "20b7b4f8cc12a46b2b887cddba52568f4d31d361eadab0a92a020bcc2d4e42cb.jpg" + } + ] + } + ], + "index": 27.5, + "virtual_lines": [ + { + "bbox": [ + 198, + 519, + 412, + 533.0 + ], + "spans": [], + "index": 27 + }, + { + "bbox": [ + 198, + 533.0, + 412, + 547.0 + ], + "spans": [], + "index": 28 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 550, + 279, + 563 + ], + "lines": [ + { + "bbox": [ + 106, + 550, + 280, + 564 + ], + "spans": [ + { + "bbox": [ + 106, + 550, + 280, + 564 + ], + "score": 1.0, + "content": "Applying a union bound finishes the proof.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29, + "bbox_fs": [ + 106, + 550, + 280, + 564 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 574, + 333, + 587 + ], + "lines": [ + { + "bbox": [ + 105, + 572, + 334, + 589 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 258, + 589 + ], + "score": 1.0, + "content": "Proof of Lemma 2.4. Given any fixed", + "type": "text" + }, + { + "bbox": [ + 259, + 577, + 268, + 586 + ], + "score": 0.84, + "content": "\\epsilon _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 572, + 286, + 589 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 287, + 576, + 329, + 586 + ], + "score": 0.9, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 572, + 334, + 589 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30, + "bbox_fs": [ + 105, + 572, + 334, + 589 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 189, + 591, + 420, + 620 + ], + "lines": [ + { + "bbox": [ + 189, + 591, + 420, + 620 + ], + "spans": [ + { + "bbox": [ + 189, + 591, + 420, + 620 + ], + "score": 0.91, + "content": "\\mathbb { E } \\left[ \\alpha _ { i } ( W _ { 0 } , \\epsilon _ { 2 } ) \\right] = \\mathbb { P } \\left( \\left| \\langle w , x _ { i } \\rangle \\right| \\leq \\epsilon _ { 2 } \\right) \\leq \\frac { 2 \\epsilon _ { 2 } } { \\sqrt { 2 \\pi } } = \\sqrt { \\frac { 2 } { \\pi } } \\epsilon _ { 2 } ,", + "type": "interline_equation", + "image_path": "4a062f8dbbc2ccf117fc995c2c456ce67d97da65ad7d5a9980570e6951084c66.jpg" + } + ] + } + ], + "index": 31.5, + "virtual_lines": [ + { + "bbox": [ + 189, + 591, + 420, + 605.5 + ], + "spans": [], + "index": 31 + }, + { + "bbox": [ + 189, + 605.5, + 420, + 620.0 + ], + "spans": [], + "index": 32 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 624, + 505, + 660 + ], + "lines": [ + { + "bbox": [ + 106, + 624, + 504, + 637 + ], + "spans": [ + { + "bbox": [ + 106, + 624, + 142, + 637 + ], + "score": 1.0, + "content": "because", + "type": "text" + }, + { + "bbox": [ + 142, + 625, + 171, + 636 + ], + "score": 0.93, + "content": "\\langle w , x _ { i } \\rangle", + "type": "inline_equation" + }, + { + "bbox": [ + 172, + 624, + 504, + 637 + ], + "score": 1.0, + "content": "is a standard Gaussian r.v. and the density of standard Gaussian has maximum", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 635, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 106, + 636, + 137, + 649 + ], + "score": 0.92, + "content": "1 / { \\sqrt { 2 \\pi } }", + "type": "inline_equation" + }, + { + "bbox": [ + 137, + 635, + 167, + 651 + ], + "score": 1.0, + "content": ". 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Consider the random vector", + "type": "text" + }, + { + "bbox": [ + 282, + 82, + 366, + 94 + ], + "score": 0.92, + "content": "\\boldsymbol { X } = ( X _ { 1 } , \\ldots , X _ { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 366, + 81, + 397, + 95 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 398, + 82, + 449, + 94 + ], + "score": 0.93, + "content": "X _ { i } = \\sigma ( Z _ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 81, + 489, + 95 + ], + "score": 1.0, + "content": "for some", + "type": "text" + }, + { + "bbox": [ + 490, + 84, + 505, + 93 + ], + "score": 0.34, + "content": "\\sigma :", + "type": "inline_equation" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 139, + 104 + ], + "score": 0.88, + "content": "\\mathbb { R } \\to \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 139, + 93, + 235, + 106 + ], + "score": 1.0, + "content": "that is 1-Lipschitz, and", + "type": "text" + }, + { + "bbox": [ + 236, + 94, + 246, + 105 + ], + "score": 0.88, + "content": "Z _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 247, + 93, + 441, + 106 + ], + "score": 1.0, + "content": "are i.i.d. standard Gaussian r.v.’s. Then the r.v.", + "type": "text" + }, + { + "bbox": [ + 442, + 94, + 466, + 106 + ], + "score": 0.91, + "content": "\\| X \\| _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 466, + 93, + 505, + 106 + ], + "score": 1.0, + "content": "is 1-sub-", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 104, + 279, + 117 + ], + "spans": [ + { + "bbox": [ + 106, + 104, + 252, + 117 + ], + "score": 1.0, + "content": "Gaussian, and thus with probability", + "type": "text" + }, + { + "bbox": [ + 252, + 105, + 275, + 115 + ], + "score": 0.88, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 275, + 104, + 279, + 117 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1 + }, + { + "type": "interline_equation", + "bbox": [ + 234, + 122, + 376, + 139 + ], + "lines": [ + { + "bbox": [ + 234, + 122, + 376, + 139 + ], + "spans": [ + { + "bbox": [ + 234, + 122, + 376, + 139 + ], + "score": 0.91, + "content": "\\| X \\| _ { 2 } - \\mathbb { E } \\left[ \\| X \\| _ { 2 } \\right] \\leq { \\sqrt { 2 \\ln ( 1 / \\delta ) } } .", + "type": "interline_equation", + "image_path": "30a1d07757d86da0f7c69f016d1dfb370d41ebced59fc5f246707304670429f5.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 234, + 122, + 376, + 139 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 155, + 227, + 167 + ], + "lines": [ + { + "bbox": [ + 106, + 154, + 227, + 169 + ], + "spans": [ + { + "bbox": [ + 106, + 154, + 163, + 169 + ], + "score": 1.0, + "content": "Proof. 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For any", + "type": "text" + }, + { + "bbox": [ + 395, + 221, + 439, + 232 + ], + "score": 0.92, + "content": "a , b \\in \\mathbb { R } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 439, + 219, + 505, + 234 + ], + "score": 1.0, + "content": ", by the triangle", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 231, + 187, + 245 + ], + "spans": [ + { + "bbox": [ + 105, + 231, + 187, + 245 + ], + "score": 1.0, + "content": "inequality, we have", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7.5 + }, + { + "type": "interline_equation", + "bbox": [ + 132, + 250, + 477, + 290 + ], + "lines": [ + { + "bbox": [ + 132, + 250, + 477, + 290 + ], + "spans": [ + { + "bbox": [ + 132, + 250, + 477, + 290 + ], + "score": 0.93, + "content": "| f ( a ) - f ( b ) | = | \\| \\sigma ( a ) \\| _ { 2 } - \\| \\sigma ( b ) \\| _ { 2 } | \\leq | | \\sigma ( a ) - \\sigma ( b ) \\| _ { 2 } = \\sqrt { \\sum _ { i = 1 } ^ { m } ( \\sigma ( a _ { i } ) - \\sigma ( b _ { i } ) ) ^ { 2 } } ,", + "type": "interline_equation", + "image_path": "aaf837b66d0f69b5177fdfd7341dc4d141bbfff8143f1d8e14c7e7a266a5142c.jpg" + } + ] + } + ], + "index": 10, + "virtual_lines": [ + { + "bbox": [ + 132, + 250, + 477, + 263.3333333333333 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 132, + 263.3333333333333, + 477, + 276.66666666666663 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 132, + 276.66666666666663, + 477, + 289.99999999999994 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 295, + 352, + 308 + ], + "lines": [ + { + "bbox": [ + 105, + 294, + 352, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 294, + 306, + 310 + ], + "score": 1.0, + "content": "and by further using the 1-Lipschitz continuity of", + "type": "text" + }, + { + "bbox": [ + 306, + 299, + 313, + 306 + ], + "score": 0.76, + "content": "\\sigma", + "type": "inline_equation" + }, + { + "bbox": [ + 313, + 294, + 352, + 310 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "interline_equation", + "bbox": [ + 155, + 314, + 455, + 355 + ], + "lines": [ + { + "bbox": [ + 155, + 314, + 455, + 355 + ], + "spans": [ + { + "bbox": [ + 155, + 314, + 455, + 355 + ], + "score": 0.94, + "content": "\\left| f ( a ) - f ( b ) \\right| \\leq \\sqrt { \\sum _ { i = 1 } ^ { m } \\left( \\sigma ( a _ { i } ) - \\sigma ( b _ { i } ) \\right) ^ { 2 } } \\leq \\sqrt { \\sum _ { i = 1 } ^ { m } ( a _ { i } - b _ { i } ) ^ { 2 } } = \\| a - b \\| _ { 2 } .", + "type": "interline_equation", + "image_path": "b4b7c6a60a03859ef31b905abd12225a377fcfc32d513cc1c890be3ff074a1c2.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 155, + 314, + 455, + 327.6666666666667 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 155, + 327.6666666666667, + 455, + 341.33333333333337 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 155, + 341.33333333333337, + 455, + 355.00000000000006 + ], + "spans": [], + "index": 15 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 361, + 505, + 384 + ], + "lines": [ + { + "bbox": [ + 106, + 361, + 505, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 361, + 153, + 374 + ], + "score": 1.0, + "content": "As a result,", + "type": "text" + }, + { + "bbox": [ + 153, + 362, + 160, + 373 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 160, + 361, + 342, + 374 + ], + "score": 1.0, + "content": "is a 1-Lipschitz continuous function w.r.t. the", + "type": "text" + }, + { + "bbox": [ + 342, + 362, + 352, + 372 + ], + "score": 0.85, + "content": "\\ell _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 352, + 361, + 407, + 374 + ], + "score": 1.0, + "content": "norm, indeed", + "type": "text" + }, + { + "bbox": [ + 407, + 362, + 430, + 373 + ], + "score": 0.92, + "content": "f ( X )", + "type": "inline_equation" + }, + { + "bbox": [ + 431, + 361, + 505, + 374 + ], + "score": 1.0, + "content": "is 1-sub-Gaussian", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 372, + 444, + 385 + ], + "spans": [ + { + "bbox": [ + 106, + 372, + 444, + 385 + ], + "score": 1.0, + "content": "and the bound follows by Gaussian concentration (Wainwright, 2015, Theorem 2.4).", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16.5 + }, + { + "type": "text", + "bbox": [ + 106, + 401, + 503, + 425 + ], + "lines": [ + { + "bbox": [ + 106, + 401, + 505, + 415 + ], + "spans": [ + { + "bbox": [ + 106, + 401, + 220, + 415 + ], + "score": 1.0, + "content": "Proof of Lemma 2.5. Given", + "type": "text" + }, + { + "bbox": [ + 221, + 402, + 269, + 413 + ], + "score": 0.89, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 401, + 287, + 415 + ], + "score": 1.0, + "content": ", let", + "type": "text" + }, + { + "bbox": [ + 287, + 401, + 372, + 414 + ], + "score": 0.93, + "content": "h _ { i } = \\sigma ( W _ { 0 } x _ { i } ) / \\sqrt { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 372, + 401, + 449, + 415 + ], + "score": 1.0, + "content": ". By Lemma A.1,", + "type": "text" + }, + { + "bbox": [ + 449, + 402, + 473, + 414 + ], + "score": 0.92, + "content": "\\| h _ { i } \\| _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 474, + 401, + 505, + 415 + ], + "score": 1.0, + "content": "is sub-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 412, + 439, + 425 + ], + "spans": [ + { + "bbox": [ + 106, + 412, + 227, + 425 + ], + "score": 1.0, + "content": "Gaussian with variance proxy", + "type": "text" + }, + { + "bbox": [ + 228, + 413, + 247, + 425 + ], + "score": 0.9, + "content": "1 / m", + "type": "inline_equation" + }, + { + "bbox": [ + 247, + 412, + 365, + 425 + ], + "score": 1.0, + "content": ", and with probability at least", + "type": "text" + }, + { + "bbox": [ + 365, + 413, + 399, + 425 + ], + "score": 0.92, + "content": "1 - \\delta / 2 n", + "type": "inline_equation" + }, + { + "bbox": [ + 400, + 412, + 420, + 425 + ], + "score": 1.0, + "content": "over", + "type": "text" + }, + { + "bbox": [ + 421, + 413, + 435, + 424 + ], + "score": 0.9, + "content": "W _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 436, + 412, + 439, + 425 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5 + }, + { + "type": "interline_equation", + "bbox": [ + 170, + 432, + 441, + 465 + ], + "lines": [ + { + "bbox": [ + 170, + 432, + 441, + 465 + ], + "spans": [ + { + "bbox": [ + 170, + 432, + 441, + 465 + ], + "score": 0.93, + "content": "\\| h _ { i } \\| _ { 2 } - \\mathbb { E } \\left[ \\| h _ { i } \\| _ { 2 } \\right] \\leq \\sqrt { \\frac { 2 \\ln ( 2 n / \\delta ) } { m } } \\leq \\sqrt { \\frac { 2 \\ln ( 2 n / \\delta ) } { 2 5 \\ln ( 2 n / \\delta ) } } \\leq 1 - \\frac { \\sqrt { 2 } } { 2 } .", + "type": "interline_equation", + "image_path": "b356768aaf83c7c621226e7960585ca5f917eca10968fd06a49e0ecc48dbe0d7.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 170, + 432, + 441, + 443.0 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 170, + 443.0, + 441, + 454.0 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 170, + 454.0, + 441, + 465.0 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 471, + 275, + 483 + ], + "lines": [ + { + "bbox": [ + 105, + 469, + 275, + 486 + ], + "spans": [ + { + "bbox": [ + 105, + 469, + 275, + 486 + ], + "score": 1.0, + "content": "On the other hand, by Jensen’s inequality,", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23 + }, + { + "type": "interline_equation", + "bbox": [ + 236, + 490, + 374, + 516 + ], + "lines": [ + { + "bbox": [ + 236, + 490, + 374, + 516 + ], + "spans": [ + { + "bbox": [ + 236, + 490, + 374, + 516 + ], + "score": 0.92, + "content": "\\mathbb { E } \\left[ \\Vert h _ { i } \\Vert _ { 2 } \\right] \\leq \\sqrt { \\mathbb { E } \\left[ \\Vert h _ { i } \\Vert _ { 2 } ^ { 2 } \\right] } = \\frac { \\sqrt { 2 } } { 2 } .", + "type": "interline_equation", + "image_path": "a901a6bb2d22c983316ef7befd80dba9556d5ea55d81a078de9633c8c74ca23d.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 236, + 490, + 374, + 516 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 522, + 504, + 547 + ], + "lines": [ + { + "bbox": [ + 105, + 521, + 505, + 537 + ], + "spans": [ + { + "bbox": [ + 105, + 521, + 222, + 537 + ], + "score": 1.0, + "content": "As a result, with probability", + "type": "text" + }, + { + "bbox": [ + 222, + 523, + 257, + 535 + ], + "score": 0.91, + "content": "1 - \\delta / 2 n", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 521, + 312, + 537 + ], + "score": 1.0, + "content": ", it holds that", + "type": "text" + }, + { + "bbox": [ + 312, + 523, + 356, + 535 + ], + "score": 0.92, + "content": "\\| h _ { i } \\| _ { 2 } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 521, + 505, + 537 + ], + "score": 1.0, + "content": ". 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We have", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "interline_equation", + "bbox": [ + 129, + 706, + 459, + 731 + ], + "lines": [ + { + "bbox": [ + 129, + 706, + 459, + 731 + ], + "spans": [ + { + "bbox": [ + 129, + 706, + 459, + 731 + ], + "score": 0.92, + "content": "\\Big \\| { W } _ { t + 1 } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } = \\Big \\| { W } _ { t } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } - 2 \\eta _ { t } \\Big \\langle \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\Big \\rangle + \\eta _ { t } ^ { 2 } \\Big \\| \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\Big \\| _ { F } ^ { 2 } .", + "type": "interline_equation", + "image_path": "a8681fceb880dd6e4e084436770d1e13d49a539895ff3f34ca4d67d8b22a6c2d.jpg" + } + ] + } + ], + "index": 35, + "virtual_lines": [ + { + "bbox": [ + 129, + 706, + 459, + 731 + ], + "spans": [], + "index": 35 + } + ] + } + ], + "page_idx": 12, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 26, + 294, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "13", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 505, + 116 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 281, + 95 + ], + "score": 1.0, + "content": "Lemma A.1. Consider the random vector", + "type": "text" + }, + { + "bbox": [ + 282, + 82, + 366, + 94 + ], + "score": 0.92, + "content": "\\boldsymbol { X } = ( X _ { 1 } , \\ldots , X _ { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 366, + 81, + 397, + 95 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 398, + 82, + 449, + 94 + ], + "score": 0.93, + "content": "X _ { i } = \\sigma ( Z _ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 81, + 489, + 95 + ], + "score": 1.0, + "content": "for some", + "type": "text" + }, + { + "bbox": [ + 490, + 84, + 505, + 93 + ], + "score": 0.34, + "content": "\\sigma :", + "type": "inline_equation" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 139, + 104 + ], + "score": 0.88, + "content": "\\mathbb { R } \\to \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 139, + 93, + 235, + 106 + ], + "score": 1.0, + "content": "that is 1-Lipschitz, and", + "type": "text" + }, + { + "bbox": [ + 236, + 94, + 246, + 105 + ], + "score": 0.88, + "content": "Z _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 247, + 93, + 441, + 106 + ], + "score": 1.0, + "content": "are i.i.d. standard Gaussian r.v.’s. 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Given", + "type": "text" + }, + { + "bbox": [ + 221, + 402, + 269, + 413 + ], + "score": 0.89, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 401, + 287, + 415 + ], + "score": 1.0, + "content": ", let", + "type": "text" + }, + { + "bbox": [ + 287, + 401, + 372, + 414 + ], + "score": 0.93, + "content": "h _ { i } = \\sigma ( W _ { 0 } x _ { i } ) / \\sqrt { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 372, + 401, + 449, + 415 + ], + "score": 1.0, + "content": ". By Lemma A.1,", + "type": "text" + }, + { + "bbox": [ + 449, + 402, + 473, + 414 + ], + "score": 0.92, + "content": "\\| h _ { i } \\| _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 474, + 401, + 505, + 415 + ], + "score": 1.0, + "content": "is sub-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 412, + 439, + 425 + ], + "spans": [ + { + "bbox": [ + 106, + 412, + 227, + 425 + ], + "score": 1.0, + "content": "Gaussian with variance proxy", + "type": "text" + }, + { + "bbox": [ + 228, + 413, + 247, + 425 + ], + "score": 0.9, + "content": "1 / m", + "type": "inline_equation" + }, + { + "bbox": [ + 247, + 412, + 365, + 425 + ], + "score": 1.0, + "content": ", and with probability at least", + "type": "text" + }, + { + "bbox": [ + 365, + 413, + 399, + 425 + ], + "score": 0.92, + "content": "1 - \\delta / 2 n", + "type": "inline_equation" + }, + { + "bbox": [ + 400, + 412, + 420, + 425 + ], + "score": 1.0, + "content": "over", + "type": "text" + }, + { + "bbox": [ + 421, + 413, + 435, + 424 + ], + "score": 0.9, + "content": "W _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 436, + 412, + 439, + 425 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5, + "bbox_fs": [ + 106, + 401, + 505, + 425 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 170, + 432, + 441, + 465 + ], + "lines": [ + { + "bbox": [ + 170, + 432, + 441, + 465 + ], + "spans": [ + { + "bbox": [ + 170, + 432, + 441, + 465 + ], + "score": 0.93, + "content": "\\| h _ { i } \\| _ { 2 } - \\mathbb { E } \\left[ \\| h _ { i } \\| _ { 2 } \\right] \\leq \\sqrt { \\frac { 2 \\ln ( 2 n / \\delta ) } { m } } \\leq \\sqrt { \\frac { 2 \\ln ( 2 n / \\delta ) } { 2 5 \\ln ( 2 n / \\delta ) } } \\leq 1 - \\frac { \\sqrt { 2 } } { 2 } .", + "type": "interline_equation", + "image_path": "b356768aaf83c7c621226e7960585ca5f917eca10968fd06a49e0ecc48dbe0d7.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 170, + 432, + 441, + 443.0 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 170, + 443.0, + 441, + 454.0 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 170, + 454.0, + 441, + 465.0 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 471, + 275, + 483 + ], + "lines": [ + { + "bbox": [ + 105, + 469, + 275, + 486 + ], + "spans": [ + { + "bbox": [ + 105, + 469, + 275, + 486 + ], + "score": 1.0, + "content": "On the other hand, by Jensen’s inequality,", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23, + "bbox_fs": [ + 105, + 469, + 275, + 486 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 236, + 490, + 374, + 516 + ], + "lines": [ + { + "bbox": [ + 236, + 490, + 374, + 516 + ], + "spans": [ + { + "bbox": [ + 236, + 490, + 374, + 516 + ], + "score": 0.92, + "content": "\\mathbb { E } \\left[ \\Vert h _ { i } \\Vert _ { 2 } \\right] \\leq \\sqrt { \\mathbb { E } \\left[ \\Vert h _ { i } \\Vert _ { 2 } ^ { 2 } \\right] } = \\frac { \\sqrt { 2 } } { 2 } .", + "type": "interline_equation", + "image_path": "a901a6bb2d22c983316ef7befd80dba9556d5ea55d81a078de9633c8c74ca23d.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 236, + 490, + 374, + 516 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 522, + 504, + 547 + ], + "lines": [ + { + "bbox": [ + 105, + 521, + 505, + 537 + ], + "spans": [ + { + "bbox": [ + 105, + 521, + 222, + 537 + ], + "score": 1.0, + "content": "As a result, with probability", + "type": "text" + }, + { + "bbox": [ + 222, + 523, + 257, + 535 + ], + "score": 0.91, + "content": "1 - \\delta / 2 n", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 521, + 312, + 537 + ], + "score": 1.0, + "content": ", it holds that", + "type": "text" + }, + { + "bbox": [ + 312, + 523, + 356, + 535 + ], + "score": 0.92, + "content": "\\| h _ { i } \\| _ { 2 } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 521, + 505, + 537 + ], + "score": 1.0, + "content": ". 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We have", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34, + "bbox_fs": [ + 106, + 688, + 230, + 701 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 129, + 706, + 459, + 731 + ], + "lines": [ + { + "bbox": [ + 129, + 706, + 459, + 731 + ], + "spans": [ + { + "bbox": [ + 129, + 706, + 459, + 731 + ], + "score": 0.92, + "content": "\\Big \\| { W } _ { t + 1 } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } = \\Big \\| { W } _ { t } - \\overline { { W } } \\Big \\| _ { F } ^ { 2 } - 2 \\eta _ { t } \\Big \\langle \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\Big \\rangle + \\eta _ { t } ^ { 2 } \\Big \\| \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\Big \\| _ { F } ^ { 2 } .", + "type": "interline_equation", + "image_path": "a8681fceb880dd6e4e084436770d1e13d49a539895ff3f34ca4d67d8b22a6c2d.jpg" + } + ] + } + ], + "index": 35, + "virtual_lines": [ + { + "bbox": [ + 129, + 706, + 459, + 731 + ], + "spans": [], + "index": 35 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 505, + 95 + ], + "lines": [ + { + "bbox": [ + 106, + 81, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 81, + 387, + 96 + ], + "score": 1.0, + "content": "The first order term of eq. (A.1) can be handled using the convexity of", + "type": "text" + }, + { + "bbox": [ + 387, + 83, + 393, + 92 + ], + "score": 0.74, + "content": "\\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 81, + 505, + 96 + ], + "score": 1.0, + "content": "and homogeneity of ReLU:", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "interline_equation", + "bbox": [ + 118, + 100, + 493, + 200 + ], + "lines": [ + { + "bbox": [ + 118, + 100, + 493, + 200 + ], + "spans": [ + { + "bbox": [ + 118, + 100, + 493, + 200 + ], + "score": 0.95, + "content": "\\begin{array} { r l } { \\Bigl \\langle \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\Bigr \\rangle = \\displaystyle \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { t } ) \\right) y _ { i } \\Bigl \\langle \\nabla f _ { i } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\Bigr \\rangle } & { } \\\\ { = \\displaystyle \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { t } ) \\right) \\left( y _ { i } f _ { i } ( W _ { t } ) - y _ { i } f _ { i } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\right) } & { } \\\\ { \\geq \\displaystyle \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\left( \\ell \\left( y _ { i } f _ { i } ( W _ { t } ) \\right) - \\ell \\left( y _ { i } f _ { i } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\right) \\right) = \\widehat { \\mathcal { R } } ( W _ { t } ) - \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) . } \\end{array}", + "type": "interline_equation", + "image_path": "112bf0f6adfdf1b795a8d0bb82d64760a4b822bc031c57ba368305e7e448b1c9.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 118, + 100, + 493, + 133.33333333333334 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 118, + 133.33333333333334, + 493, + 166.66666666666669 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 118, + 166.66666666666669, + 493, + 200.00000000000003 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 221, + 357, + 234 + ], + "lines": [ + { + "bbox": [ + 106, + 221, + 356, + 235 + ], + "spans": [ + { + "bbox": [ + 106, + 221, + 356, + 235 + ], + "score": 1.0, + "content": "The second-order term of eq. (A.1) can be bounded as follows", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "interline_equation", + "bbox": [ + 191, + 239, + 419, + 264 + ], + "lines": [ + { + "bbox": [ + 191, + 239, + 419, + 264 + ], + "spans": [ + { + "bbox": [ + 191, + 239, + 419, + 264 + ], + "score": 0.91, + "content": "\\eta _ { t } ^ { 2 } \\Big \\lVert \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\Big \\rVert _ { F } ^ { 2 } \\leq \\eta _ { t } ^ { 2 } \\widehat { \\mathcal { Q } } ( W _ { t } ) ^ { 2 } \\leq \\eta _ { t } \\widehat { \\mathcal { Q } } ( W _ { t } ) \\leq \\eta _ { t } \\widehat { \\mathcal { R } } ( W _ { t } ) ,", + "type": "interline_equation", + "image_path": "0c386f656acb4949b969e12c12492cfd3f012475ad48afb91666edd1d31df748.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 191, + 239, + 419, + 264 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 270, + 505, + 300 + ], + "lines": [ + { + "bbox": [ + 103, + 268, + 507, + 290 + ], + "spans": [ + { + "bbox": [ + 103, + 268, + 138, + 290 + ], + "score": 1.0, + "content": "because", + "type": "text" + }, + { + "bbox": [ + 139, + 269, + 237, + 290 + ], + "score": 0.93, + "content": "\\left\\| \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\right\\| _ { F } \\leq \\widehat { \\mathcal { Q } } ( W _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 268, + 258, + 290 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 258, + 271, + 319, + 286 + ], + "score": 0.9, + "content": "\\eta _ { t } , { \\widehat { \\mathcal { Q } } } ( W _ { t } ) \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 319, + 268, + 339, + 290 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 340, + 271, + 411, + 286 + ], + "score": 0.94, + "content": "\\widehat { \\mathcal { Q } } ( W _ { t } ) \\leq \\widehat { \\mathcal { R } } ( W _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 412, + 268, + 507, + 290 + ], + "score": 1.0, + "content": ". Combining eqs. (A.1)", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 287, + 164, + 301 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 164, + 301 + ], + "score": 1.0, + "content": "to (A.3) gives", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5 + }, + { + "type": "interline_equation", + "bbox": [ + 180, + 306, + 429, + 330 + ], + "lines": [ + { + "bbox": [ + 180, + 306, + 429, + 330 + ], + "spans": [ + { + "bbox": [ + 180, + 306, + 429, + 330 + ], + "score": 0.92, + "content": "\\eta _ { t } \\widehat { \\mathcal { R } } ( W _ { t } ) \\leq \\left\\| W _ { t } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } - \\left\\| W _ { t + 1 } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } + 2 \\eta _ { t } \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) .", + "type": "interline_equation", + "image_path": "f96ed16134fd624e01632b6311298854ce3a4d2f04313ba92aa98f4fa86e23a4.jpg" + } + ] + } + ], + "index": 8, + "virtual_lines": [ + { + "bbox": [ + 180, + 306, + 429, + 330 + ], + "spans": [], + "index": 8 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 335, + 244, + 347 + ], + "lines": [ + { + "bbox": [ + 106, + 335, + 244, + 348 + ], + "spans": [ + { + "bbox": [ + 106, + 335, + 244, + 348 + ], + "score": 1.0, + "content": "Telescoping gives the other claim.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 9 + }, + { + "type": "text", + "bbox": [ + 106, + 361, + 505, + 385 + ], + "lines": [ + { + "bbox": [ + 105, + 360, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 395, + 375 + ], + "score": 1.0, + "content": "Proof of Theorem 2.2. The required width ensures that with probability √", + "type": "text" + }, + { + "bbox": [ + 395, + 362, + 424, + 372 + ], + "score": 0.41, + "content": "1 - 3 \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 360, + 505, + 375 + ], + "score": 1.0, + "content": ", Lemmas 2.3 to 2.5", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 371, + 282, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 371, + 147, + 385 + ], + "score": 1.0, + "content": "hold with", + "type": "text" + }, + { + "bbox": [ + 147, + 372, + 190, + 384 + ], + "score": 0.93, + "content": "\\epsilon _ { 1 } = \\gamma ^ { 2 } / 8", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 371, + 208, + 385 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 208, + 372, + 277, + 384 + ], + "score": 0.93, + "content": "\\epsilon _ { 2 } = \\overline { { 4 \\lambda } } / ( \\gamma \\sqrt { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 277, + 371, + 282, + 385 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10.5 + }, + { + "type": "text", + "bbox": [ + 106, + 389, + 505, + 429 + ], + "lines": [ + { + "bbox": [ + 104, + 387, + 506, + 405 + ], + "spans": [ + { + "bbox": [ + 104, + 387, + 122, + 405 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 122, + 391, + 132, + 401 + ], + "score": 0.85, + "content": "t _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 132, + 387, + 303, + 405 + ], + "score": 1.0, + "content": "denote the first step such that there exists", + "type": "text" + }, + { + "bbox": [ + 303, + 390, + 352, + 402 + ], + "score": 0.88, + "content": "1 \\leq s \\leq m", + "type": "inline_equation" + }, + { + "bbox": [ + 353, + 387, + 373, + 405 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 374, + 389, + 501, + 403 + ], + "score": 0.92, + "content": "\\left\\| w _ { s , t _ { 1 } } - w _ { s , 0 } \\right\\| _ { 2 } > 4 \\lambda / ( \\gamma \\sqrt { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 387, + 506, + 405 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 401, + 506, + 419 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 180, + 419 + ], + "score": 1.0, + "content": "Therefore for any", + "type": "text" + }, + { + "bbox": [ + 180, + 404, + 227, + 415 + ], + "score": 0.9, + "content": "0 \\leq t < t _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 401, + 263, + 419 + ], + "score": 1.0, + "content": "and any", + "type": "text" + }, + { + "bbox": [ + 263, + 404, + 311, + 415 + ], + "score": 0.9, + "content": "1 \\leq s \\leq m", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 401, + 365, + 419 + ], + "score": 1.0, + "content": ", it holds that", + "type": "text" + }, + { + "bbox": [ + 365, + 403, + 488, + 417 + ], + "score": 0.91, + "content": "\\left\\| w _ { s , t } - w _ { s , 0 } \\right\\| _ { 2 } \\leq 4 \\lambda / ( \\gamma \\sqrt { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 489, + 401, + 506, + 419 + ], + "score": 1.0, + "content": ". In", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 416, + 243, + 429 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 171, + 429 + ], + "score": 1.0, + "content": "addition, we let", + "type": "text" + }, + { + "bbox": [ + 171, + 416, + 239, + 429 + ], + "score": 0.92, + "content": "\\overline { { W } } : = W _ { 0 } + \\lambda \\overline { { U } }", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 416, + 243, + 429 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 106, + 433, + 505, + 471 + ], + "lines": [ + { + "bbox": [ + 105, + 432, + 506, + 450 + ], + "spans": [ + { + "bbox": [ + 105, + 432, + 214, + 450 + ], + "score": 1.0, + "content": "We first prove that for any", + "type": "text" + }, + { + "bbox": [ + 215, + 436, + 260, + 447 + ], + "score": 0.92, + "content": "0 \\leq t < t _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 432, + 315, + 450 + ], + "score": 1.0, + "content": ", it holds that", + "type": "text" + }, + { + "bbox": [ + 316, + 433, + 384, + 448 + ], + "score": 0.9, + "content": "\\widehat { \\mathcal { R } } ^ { \\left( t \\right) } \\left( \\overline { { W } } \\right) \\leq \\epsilon / 4", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 432, + 413, + 450 + ], + "score": 1.0, + "content": ". Since", + "type": "text" + }, + { + "bbox": [ + 414, + 435, + 473, + 448 + ], + "score": 0.91, + "content": "\\ln ( 1 + r ) \\leq r", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 432, + 506, + 450 + ], + "score": 1.0, + "content": "for any", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 107, + 446, + 505, + 461 + ], + "spans": [ + { + "bbox": [ + 107, + 450, + 112, + 457 + ], + "score": 0.72, + "content": "r", + "type": "inline_equation" + }, + { + "bbox": [ + 113, + 446, + 198, + 461 + ], + "score": 1.0, + "content": ", the logistic satisfies", + "type": "text" + }, + { + "bbox": [ + 198, + 447, + 349, + 460 + ], + "score": 0.92, + "content": "\\ell ( z ) = \\ln ( 1 + \\exp ( - z ) ) \\leq \\exp ( - z )", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 446, + 505, + 461 + ], + "score": 1.0, + "content": ", and it is enough to prove that for any", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 107, + 457, + 154, + 473 + ], + "spans": [ + { + "bbox": [ + 107, + 459, + 149, + 470 + ], + "score": 0.9, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 457, + 154, + 473 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16 + }, + { + "type": "interline_equation", + "bbox": [ + 242, + 475, + 369, + 503 + ], + "lines": [ + { + "bbox": [ + 242, + 475, + 369, + 503 + ], + "spans": [ + { + "bbox": [ + 242, + 475, + 369, + 503 + ], + "score": 0.93, + "content": "y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { W } } \\right. \\geq \\ln \\left( \\frac { 4 } { \\epsilon } \\right) .", + "type": "interline_equation", + "image_path": "24c32271315010d10ce1cd90f948796e59f0ca1ed92039944f4fad0f11dd3fb0.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 242, + 475, + 369, + 503 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 507, + 418, + 520 + ], + "lines": [ + { + "bbox": [ + 106, + 506, + 419, + 521 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 419, + 521 + ], + "score": 1.0, + "content": "We will split the left hand side into three terms and control them individually:", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 524, + 504, + 547 + ], + "lines": [ + { + "bbox": [ + 111, + 524, + 504, + 547 + ], + "spans": [ + { + "bbox": [ + 111, + 524, + 504, + 547 + ], + "score": 0.88, + "content": "\\begin{array} { r } { \\mu _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { W } } \\right. = y _ { i } \\left. \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\right. + y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\right. + \\lambda y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { U } } \\right. . } \\end{array}", + "type": "interline_equation", + "image_path": "f30bd5e72fc9f6079c7e04c82a7fbd7c9c1338020823a78005fdd93427dd5e7a.jpg" + } + ] + } + ], + "index": 20, + "virtual_lines": [ + { + "bbox": [ + 111, + 524, + 504, + 547 + ], + "spans": [], + "index": 20 + } + ] + }, + { + "type": "text", + "bbox": [ + 133, + 570, + 394, + 583 + ], + "lines": [ + { + "bbox": [ + 133, + 569, + 394, + 583 + ], + "spans": [ + { + "bbox": [ + 133, + 569, + 394, + 583 + ], + "score": 1.0, + "content": "• The first term of eq. 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(A.4) can be written as", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23 + }, + { + "type": "interline_equation", + "bbox": [ + 140, + 637, + 540, + 671 + ], + "lines": [ + { + "bbox": [ + 140, + 637, + 540, + 671 + ], + "spans": [ + { + "bbox": [ + 140, + 637, + 540, + 671 + ], + "score": 0.92, + "content": "y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\right. = y _ { i } { \\frac { 1 } { \\sqrt { m } } } \\sum _ { s = 1 } ^ { m } a _ { s } \\left( \\mathbb { 1 } \\left[ \\left. w _ { s , t } , x _ { i } \\right. > 0 \\right] - \\mathbb { 1 } \\left[ \\left. w _ { s , 0 } , x _ { i } \\right. > 0 \\right] \\right) \\left. w _ { s , 0 } , x _ { i } \\right. = 0 .", + "type": "interline_equation", + "image_path": "39cecf1f227e1c1879bc1dc4ce9584130337f2f946835821afee92e5ad7d2f1f.jpg" + } + ] + } + ], + "index": 25, + "virtual_lines": [ + { + "bbox": [ + 140, + 637, + 540, + 648.3333333333334 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 140, + 648.3333333333334, + 540, + 659.6666666666667 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 140, + 659.6666666666667, + 540, + 671.0000000000001 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 141, + 676, + 504, + 706 + ], + "lines": [ + { + "bbox": [ + 139, + 675, + 505, + 698 + ], + "spans": [ + { + "bbox": [ + 139, + 675, + 159, + 698 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 159, + 676, + 442, + 698 + ], + "score": 0.89, + "content": "S _ { c } : = \\left\\{ s \\Big \\vert \\Im \\left[ \\left. w _ { s , t } , x _ { i } \\right. > 0 \\right. - \\Im \\left[ \\left. w _ { s , 0 } , x _ { i } \\right. > 0 \\right] \\neq 0 , 1 \\le s \\le m \\right\\}", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 675, + 487, + 698 + ], + "score": 1.0, + "content": ". Note that", + "type": "text" + }, + { + "bbox": [ + 488, + 681, + 505, + 692 + ], + "score": 0.79, + "content": "s \\in", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 142, + 693, + 189, + 709 + ], + "spans": [ + { + "bbox": [ + 142, + 695, + 154, + 706 + ], + "score": 0.85, + "content": "S _ { c }", + "type": "inline_equation" + }, + { + "bbox": [ + 154, + 693, + 189, + 709 + ], + "score": 1.0, + "content": "implies", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 27.5 + }, + { + "type": "interline_equation", + "bbox": [ + 139, + 712, + 535, + 734 + ], + "lines": [ + { + "bbox": [ + 139, + 712, + 535, + 734 + ], + "spans": [ + { + "bbox": [ + 139, + 712, + 535, + 734 + ], + "score": 0.9, + "content": "\\begin{array} { r } { \\Big | \\Big \\langle w _ { s , 0 } , x _ { i } \\Big \\rangle \\Big | \\leq \\Big | \\Big \\langle w _ { s , t } - w _ { s , 0 } , x _ { i } \\Big \\rangle \\Big | \\leq \\Big \\| w _ { s , t } - w _ { s , 0 } \\Big \\| _ { 2 } \\left\\| x _ { i } \\right\\| _ { 2 } = \\left\\| w _ { s , t } - w _ { s , 0 } \\right\\| _ { 2 } \\leq 4 \\lambda / ( \\gamma \\sqrt { m } ) = \\epsilon _ { 2 } . } \\end{array}", + "type": "interline_equation", + "image_path": "1c8d7f0e021c24f3aebd241fb44bef69e6bd0e12443b94ce9d85482f024560e8.jpg" + } + ] + } + ], + "index": 29, + "virtual_lines": [ + { + "bbox": [ + 139, + 712, + 535, + 734 + ], + "spans": [], + "index": 29 + } + ] + } + ], + "page_idx": 13, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 294, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "14", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 494, + 335, + 505, + 346 + ], + "lines": [ + { + "bbox": [ + 496, + 337, + 504, + 345 + ], + "spans": [ + { + "bbox": [ + 496, + 337, + 504, + 345 + ], + "score": 0.995, + "content": "□", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 505, + 95 + ], + "lines": [ + { + "bbox": [ + 106, + 81, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 81, + 387, + 96 + ], + "score": 1.0, + "content": "The first order term of eq. (A.1) can be handled using the convexity of", + "type": "text" + }, + { + "bbox": [ + 387, + 83, + 393, + 92 + ], + "score": 0.74, + "content": "\\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 81, + 505, + 96 + ], + "score": 1.0, + "content": "and homogeneity of ReLU:", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0, + "bbox_fs": [ + 106, + 81, + 505, + 96 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 118, + 100, + 493, + 200 + ], + "lines": [ + { + "bbox": [ + 118, + 100, + 493, + 200 + ], + "spans": [ + { + "bbox": [ + 118, + 100, + 493, + 200 + ], + "score": 0.95, + "content": "\\begin{array} { r l } { \\Bigl \\langle \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\Bigr \\rangle = \\displaystyle \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { t } ) \\right) y _ { i } \\Bigl \\langle \\nabla f _ { i } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\Bigr \\rangle } & { } \\\\ { = \\displaystyle \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { t } ) \\right) \\left( y _ { i } f _ { i } ( W _ { t } ) - y _ { i } f _ { i } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\right) } & { } \\\\ { \\geq \\displaystyle \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\left( \\ell \\left( y _ { i } f _ { i } ( W _ { t } ) \\right) - \\ell \\left( y _ { i } f _ { i } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\right) \\right) = \\widehat { \\mathcal { R } } ( W _ { t } ) - \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) . } \\end{array}", + "type": "interline_equation", + "image_path": "112bf0f6adfdf1b795a8d0bb82d64760a4b822bc031c57ba368305e7e448b1c9.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 118, + 100, + 493, + 133.33333333333334 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 118, + 133.33333333333334, + 493, + 166.66666666666669 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 118, + 166.66666666666669, + 493, + 200.00000000000003 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 221, + 357, + 234 + ], + "lines": [ + { + "bbox": [ + 106, + 221, + 356, + 235 + ], + "spans": [ + { + "bbox": [ + 106, + 221, + 356, + 235 + ], + "score": 1.0, + "content": "The second-order term of eq. (A.1) can be bounded as follows", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4, + "bbox_fs": [ + 106, + 221, + 356, + 235 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 191, + 239, + 419, + 264 + ], + "lines": [ + { + "bbox": [ + 191, + 239, + 419, + 264 + ], + "spans": [ + { + "bbox": [ + 191, + 239, + 419, + 264 + ], + "score": 0.91, + "content": "\\eta _ { t } ^ { 2 } \\Big \\lVert \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\Big \\rVert _ { F } ^ { 2 } \\leq \\eta _ { t } ^ { 2 } \\widehat { \\mathcal { Q } } ( W _ { t } ) ^ { 2 } \\leq \\eta _ { t } \\widehat { \\mathcal { Q } } ( W _ { t } ) \\leq \\eta _ { t } \\widehat { \\mathcal { R } } ( W _ { t } ) ,", + "type": "interline_equation", + "image_path": "0c386f656acb4949b969e12c12492cfd3f012475ad48afb91666edd1d31df748.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 191, + 239, + 419, + 264 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 270, + 505, + 300 + ], + "lines": [ + { + "bbox": [ + 103, + 268, + 507, + 290 + ], + "spans": [ + { + "bbox": [ + 103, + 268, + 138, + 290 + ], + "score": 1.0, + "content": "because", + "type": "text" + }, + { + "bbox": [ + 139, + 269, + 237, + 290 + ], + "score": 0.93, + "content": "\\left\\| \\nabla \\widehat { \\mathcal { R } } ( W _ { t } ) \\right\\| _ { F } \\leq \\widehat { \\mathcal { Q } } ( W _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 268, + 258, + 290 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 258, + 271, + 319, + 286 + ], + "score": 0.9, + "content": "\\eta _ { t } , { \\widehat { \\mathcal { Q } } } ( W _ { t } ) \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 319, + 268, + 339, + 290 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 340, + 271, + 411, + 286 + ], + "score": 0.94, + "content": "\\widehat { \\mathcal { Q } } ( W _ { t } ) \\leq \\widehat { \\mathcal { R } } ( W _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 412, + 268, + 507, + 290 + ], + "score": 1.0, + "content": ". Combining eqs. (A.1)", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 287, + 164, + 301 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 164, + 301 + ], + "score": 1.0, + "content": "to (A.3) gives", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5, + "bbox_fs": [ + 103, + 268, + 507, + 301 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 180, + 306, + 429, + 330 + ], + "lines": [ + { + "bbox": [ + 180, + 306, + 429, + 330 + ], + "spans": [ + { + "bbox": [ + 180, + 306, + 429, + 330 + ], + "score": 0.92, + "content": "\\eta _ { t } \\widehat { \\mathcal { R } } ( W _ { t } ) \\leq \\left\\| W _ { t } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } - \\left\\| W _ { t + 1 } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } + 2 \\eta _ { t } \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) .", + "type": "interline_equation", + "image_path": "f96ed16134fd624e01632b6311298854ce3a4d2f04313ba92aa98f4fa86e23a4.jpg" + } + ] + } + ], + "index": 8, + "virtual_lines": [ + { + "bbox": [ + 180, + 306, + 429, + 330 + ], + "spans": [], + "index": 8 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 335, + 244, + 347 + ], + "lines": [ + { + "bbox": [ + 106, + 335, + 244, + 348 + ], + "spans": [ + { + "bbox": [ + 106, + 335, + 244, + 348 + ], + "score": 1.0, + "content": "Telescoping gives the other claim.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 9, + "bbox_fs": [ + 106, + 335, + 244, + 348 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 361, + 505, + 385 + ], + "lines": [ + { + "bbox": [ + 105, + 360, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 395, + 375 + ], + "score": 1.0, + "content": "Proof of Theorem 2.2. The required width ensures that with probability √", + "type": "text" + }, + { + "bbox": [ + 395, + 362, + 424, + 372 + ], + "score": 0.41, + "content": "1 - 3 \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 360, + 505, + 375 + ], + "score": 1.0, + "content": ", Lemmas 2.3 to 2.5", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 371, + 282, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 371, + 147, + 385 + ], + "score": 1.0, + "content": "hold with", + "type": "text" + }, + { + "bbox": [ + 147, + 372, + 190, + 384 + ], + "score": 0.93, + "content": "\\epsilon _ { 1 } = \\gamma ^ { 2 } / 8", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 371, + 208, + 385 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 208, + 372, + 277, + 384 + ], + "score": 0.93, + "content": "\\epsilon _ { 2 } = \\overline { { 4 \\lambda } } / ( \\gamma \\sqrt { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 277, + 371, + 282, + 385 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10.5, + "bbox_fs": [ + 105, + 360, + 505, + 385 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 389, + 505, + 429 + ], + "lines": [ + { + "bbox": [ + 104, + 387, + 506, + 405 + ], + "spans": [ + { + "bbox": [ + 104, + 387, + 122, + 405 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 122, + 391, + 132, + 401 + ], + "score": 0.85, + "content": "t _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 132, + 387, + 303, + 405 + ], + "score": 1.0, + "content": "denote the first step such that there exists", + "type": "text" + }, + { + "bbox": [ + 303, + 390, + 352, + 402 + ], + "score": 0.88, + "content": "1 \\leq s \\leq m", + "type": "inline_equation" + }, + { + "bbox": [ + 353, + 387, + 373, + 405 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 374, + 389, + 501, + 403 + ], + "score": 0.92, + "content": "\\left\\| w _ { s , t _ { 1 } } - w _ { s , 0 } \\right\\| _ { 2 } > 4 \\lambda / ( \\gamma \\sqrt { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 387, + 506, + 405 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 401, + 506, + 419 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 180, + 419 + ], + "score": 1.0, + "content": "Therefore for any", + "type": "text" + }, + { + "bbox": [ + 180, + 404, + 227, + 415 + ], + "score": 0.9, + "content": "0 \\leq t < t _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 401, + 263, + 419 + ], + "score": 1.0, + "content": "and any", + "type": "text" + }, + { + "bbox": [ + 263, + 404, + 311, + 415 + ], + "score": 0.9, + "content": "1 \\leq s \\leq m", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 401, + 365, + 419 + ], + "score": 1.0, + "content": ", it holds that", + "type": "text" + }, + { + "bbox": [ + 365, + 403, + 488, + 417 + ], + "score": 0.91, + "content": "\\left\\| w _ { s , t } - w _ { s , 0 } \\right\\| _ { 2 } \\leq 4 \\lambda / ( \\gamma \\sqrt { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 489, + 401, + 506, + 419 + ], + "score": 1.0, + "content": ". In", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 416, + 243, + 429 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 171, + 429 + ], + "score": 1.0, + "content": "addition, we let", + "type": "text" + }, + { + "bbox": [ + 171, + 416, + 239, + 429 + ], + "score": 0.92, + "content": "\\overline { { W } } : = W _ { 0 } + \\lambda \\overline { { U } }", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 416, + 243, + 429 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13, + "bbox_fs": [ + 104, + 387, + 506, + 429 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 433, + 505, + 471 + ], + "lines": [ + { + "bbox": [ + 105, + 432, + 506, + 450 + ], + "spans": [ + { + "bbox": [ + 105, + 432, + 214, + 450 + ], + "score": 1.0, + "content": "We first prove that for any", + "type": "text" + }, + { + "bbox": [ + 215, + 436, + 260, + 447 + ], + "score": 0.92, + "content": "0 \\leq t < t _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 432, + 315, + 450 + ], + "score": 1.0, + "content": ", it holds that", + "type": "text" + }, + { + "bbox": [ + 316, + 433, + 384, + 448 + ], + "score": 0.9, + "content": "\\widehat { \\mathcal { R } } ^ { \\left( t \\right) } \\left( \\overline { { W } } \\right) \\leq \\epsilon / 4", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 432, + 413, + 450 + ], + "score": 1.0, + "content": ". Since", + "type": "text" + }, + { + "bbox": [ + 414, + 435, + 473, + 448 + ], + "score": 0.91, + "content": "\\ln ( 1 + r ) \\leq r", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 432, + 506, + 450 + ], + "score": 1.0, + "content": "for any", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 107, + 446, + 505, + 461 + ], + "spans": [ + { + "bbox": [ + 107, + 450, + 112, + 457 + ], + "score": 0.72, + "content": "r", + "type": "inline_equation" + }, + { + "bbox": [ + 113, + 446, + 198, + 461 + ], + "score": 1.0, + "content": ", the logistic satisfies", + "type": "text" + }, + { + "bbox": [ + 198, + 447, + 349, + 460 + ], + "score": 0.92, + "content": "\\ell ( z ) = \\ln ( 1 + \\exp ( - z ) ) \\leq \\exp ( - z )", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 446, + 505, + 461 + ], + "score": 1.0, + "content": ", and it is enough to prove that for any", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 107, + 457, + 154, + 473 + ], + "spans": [ + { + "bbox": [ + 107, + 459, + 149, + 470 + ], + "score": 0.9, + "content": "1 \\leq i \\leq n", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 457, + 154, + 473 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16, + "bbox_fs": [ + 105, + 432, + 506, + 473 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 242, + 475, + 369, + 503 + ], + "lines": [ + { + "bbox": [ + 242, + 475, + 369, + 503 + ], + "spans": [ + { + "bbox": [ + 242, + 475, + 369, + 503 + ], + "score": 0.93, + "content": "y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { W } } \\right. \\geq \\ln \\left( \\frac { 4 } { \\epsilon } \\right) .", + "type": "interline_equation", + "image_path": "24c32271315010d10ce1cd90f948796e59f0ca1ed92039944f4fad0f11dd3fb0.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 242, + 475, + 369, + 503 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 507, + 418, + 520 + ], + "lines": [ + { + "bbox": [ + 106, + 506, + 419, + 521 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 419, + 521 + ], + "score": 1.0, + "content": "We will split the left hand side into three terms and control them individually:", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19, + "bbox_fs": [ + 106, + 506, + 419, + 521 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 524, + 504, + 547 + ], + "lines": [ + { + "bbox": [ + 111, + 524, + 504, + 547 + ], + "spans": [ + { + "bbox": [ + 111, + 524, + 504, + 547 + ], + "score": 0.88, + "content": "\\begin{array} { r } { \\mu _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { W } } \\right. = y _ { i } \\left. \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\right. + y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\right. + \\lambda y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { U } } \\right. . } \\end{array}", + "type": "interline_equation", + "image_path": "f30bd5e72fc9f6079c7e04c82a7fbd7c9c1338020823a78005fdd93427dd5e7a.jpg" + } + ] + } + ], + "index": 20, + "virtual_lines": [ + { + "bbox": [ + 111, + 524, + 504, + 547 + ], + "spans": [], + "index": 20 + } + ] + }, + { + "type": "text", + "bbox": [ + 133, + 570, + 394, + 583 + ], + "lines": [ + { + "bbox": [ + 133, + 569, + 394, + 583 + ], + "spans": [ + { + "bbox": [ + 133, + 569, + 394, + 583 + ], + "score": 1.0, + "content": "• The first term of eq. (A.4) can be controlled using Lemma 2.5:", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21, + "bbox_fs": [ + 133, + 569, + 394, + 583 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 245, + 587, + 400, + 610 + ], + "lines": [ + { + "bbox": [ + 245, + 587, + 400, + 610 + ], + "spans": [ + { + "bbox": [ + 245, + 587, + 400, + 610 + ], + "score": 0.93, + "content": "\\left| y _ { i } \\left. \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\right. \\right| \\leq { \\sqrt { 2 \\ln ( 4 n / \\delta ) } } .", + "type": "interline_equation", + "image_path": "316cd3e2fe9e7c19af517793ef5401a877df3d7a88690aef1a5f988045fe2188.jpg" + } + ] + } + ], + "index": 22, + "virtual_lines": [ + { + "bbox": [ + 245, + 587, + 400, + 610 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 133, + 620, + 331, + 633 + ], + "lines": [ + { + "bbox": [ + 133, + 620, + 330, + 633 + ], + "spans": [ + { + "bbox": [ + 133, + 620, + 330, + 633 + ], + "score": 1.0, + "content": "• The second term of eq. (A.4) can be written as", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23, + "bbox_fs": [ + 133, + 620, + 330, + 633 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 140, + 637, + 540, + 671 + ], + "lines": [ + { + "bbox": [ + 140, + 637, + 540, + 671 + ], + "spans": [ + { + "bbox": [ + 140, + 637, + 540, + 671 + ], + "score": 0.92, + "content": "y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\right. = y _ { i } { \\frac { 1 } { \\sqrt { m } } } \\sum _ { s = 1 } ^ { m } a _ { s } \\left( \\mathbb { 1 } \\left[ \\left. w _ { s , t } , x _ { i } \\right. > 0 \\right] - \\mathbb { 1 } \\left[ \\left. w _ { s , 0 } , x _ { i } \\right. > 0 \\right] \\right) \\left. w _ { s , 0 } , x _ { i } \\right. = 0 .", + "type": "interline_equation", + "image_path": "39cecf1f227e1c1879bc1dc4ce9584130337f2f946835821afee92e5ad7d2f1f.jpg" + } + ] + } + ], + "index": 25, + "virtual_lines": [ + { + "bbox": [ + 140, + 637, + 540, + 648.3333333333334 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 140, + 648.3333333333334, + 540, + 659.6666666666667 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 140, + 659.6666666666667, + 540, + 671.0000000000001 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 141, + 676, + 504, + 706 + ], + "lines": [ + { + "bbox": [ + 139, + 675, + 505, + 698 + ], + "spans": [ + { + "bbox": [ + 139, + 675, + 159, + 698 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 159, + 676, + 442, + 698 + ], + "score": 0.89, + "content": "S _ { c } : = \\left\\{ s \\Big \\vert \\Im \\left[ \\left. w _ { s , t } , x _ { i } \\right. > 0 \\right. - \\Im \\left[ \\left. w _ { s , 0 } , x _ { i } \\right. > 0 \\right] \\neq 0 , 1 \\le s \\le m \\right\\}", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 675, + 487, + 698 + ], + "score": 1.0, + "content": ". Note that", + "type": "text" + }, + { + "bbox": [ + 488, + 681, + 505, + 692 + ], + "score": 0.79, + "content": "s \\in", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 142, + 693, + 189, + 709 + ], + "spans": [ + { + "bbox": [ + 142, + 695, + 154, + 706 + ], + "score": 0.85, + "content": "S _ { c }", + "type": "inline_equation" + }, + { + "bbox": [ + 154, + 693, + 189, + 709 + ], + "score": 1.0, + "content": "implies", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 27.5, + "bbox_fs": [ + 139, + 675, + 505, + 709 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 139, + 712, + 535, + 734 + ], + "lines": [ + { + "bbox": [ + 139, + 712, + 535, + 734 + ], + "spans": [ + { + "bbox": [ + 139, + 712, + 535, + 734 + ], + "score": 0.9, + "content": "\\begin{array} { r } { \\Big | \\Big \\langle w _ { s , 0 } , x _ { i } \\Big \\rangle \\Big | \\leq \\Big | \\Big \\langle w _ { s , t } - w _ { s , 0 } , x _ { i } \\Big \\rangle \\Big | \\leq \\Big \\| w _ { s , t } - w _ { s , 0 } \\Big \\| _ { 2 } \\left\\| x _ { i } \\right\\| _ { 2 } = \\left\\| w _ { s , t } - w _ { s , 0 } \\right\\| _ { 2 } \\leq 4 \\lambda / ( \\gamma \\sqrt { m } ) = \\epsilon _ { 2 } . } \\end{array}", + "type": "interline_equation", + "image_path": "1c8d7f0e021c24f3aebd241fb44bef69e6bd0e12443b94ce9d85482f024560e8.jpg" + } + ] + } + ], + "index": 29, + "virtual_lines": [ + { + "bbox": [ + 139, + 712, + 535, + 734 + ], + "spans": [], + "index": 29 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 143, + 82, + 282, + 94 + ], + "lines": [ + { + "bbox": [ + 142, + 81, + 282, + 95 + ], + "spans": [ + { + "bbox": [ + 142, + 81, + 282, + 95 + ], + "score": 1.0, + "content": "Therefore Lemma 2.4 ensures that", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "interline_equation", + "bbox": [ + 163, + 99, + 482, + 131 + ], + "lines": [ + { + "bbox": [ + 163, + 99, + 482, + 131 + ], + "spans": [ + { + "bbox": [ + 163, + 99, + 482, + 131 + ], + "score": 0.92, + "content": "| S _ { c } | \\leq | \\{ s \\ | \\ | w _ { s , 0 } , x _ { i } | \\leq \\epsilon _ { 2 } \\} | \\leq m ( \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } + \\frac { \\epsilon _ { 1 } } { 2 } ) = m ( \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } + \\frac { \\gamma ^ { 2 } } { 1 6 } ) .", + "type": "interline_equation", + "image_path": "b5ca19a890730915966d81e46ffa30e187dd0566e9863ae3fcecfadde5a2b940.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 163, + 99, + 482, + 109.66666666666667 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 163, + 109.66666666666667, + 482, + 120.33333333333334 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 163, + 120.33333333333334, + 482, + 131.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "text", + "bbox": [ + 142, + 136, + 178, + 148 + ], + "lines": [ + { + "bbox": [ + 141, + 135, + 180, + 149 + ], + "spans": [ + { + "bbox": [ + 141, + 135, + 180, + 149 + ], + "score": 1.0, + "content": "and thus", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "interline_equation", + "bbox": [ + 151, + 151, + 471, + 179 + ], + "lines": [ + { + "bbox": [ + 151, + 151, + 471, + 179 + ], + "spans": [ + { + "bbox": [ + 151, + 151, + 471, + 179 + ], + "score": 0.93, + "content": "\\left| y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\right. \\right| \\leq { \\frac { 1 } { \\sqrt { m } } } \\cdot | S _ { c } | \\cdot { \\frac { 4 \\lambda } { \\gamma { \\sqrt { m } } } } \\leq { \\frac { 1 6 \\lambda ^ { 2 } } { \\gamma ^ { 2 } { \\sqrt { m } } } } + { \\frac { \\lambda \\gamma } { 4 } } \\leq { \\frac { \\lambda \\gamma } { 2 } } ,", + "type": "interline_equation", + "image_path": "a2c75c3eeb68a4531973789b8559b2d85bdb51a3701bddfc8b09cae3c1a38728.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 151, + 151, + 471, + 179 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 141, + 185, + 403, + 198 + ], + "lines": [ + { + "bbox": [ + 142, + 184, + 403, + 199 + ], + "spans": [ + { + "bbox": [ + 142, + 184, + 331, + 199 + ], + "score": 1.0, + "content": "where in the last step we use the condition that", + "type": "text" + }, + { + "bbox": [ + 331, + 185, + 399, + 198 + ], + "score": 0.92, + "content": "m \\geq 4 0 9 6 \\lambda ^ { 2 } / \\gamma ^ { 6 }", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 184, + 403, + 199 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 135, + 204, + 425, + 217 + ], + "lines": [ + { + "bbox": [ + 132, + 203, + 425, + 218 + ], + "spans": [ + { + "bbox": [ + 132, + 203, + 425, + 218 + ], + "score": 1.0, + "content": "• The third term of eq. (A.4) can be bounded as follows: by Lemma 2.3,", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "interline_equation", + "bbox": [ + 175, + 221, + 471, + 267 + ], + "lines": [ + { + "bbox": [ + 175, + 221, + 471, + 267 + ], + "spans": [ + { + "bbox": [ + 175, + 221, + 471, + 267 + ], + "score": 0.95, + "content": "\\begin{array} { r l } & { y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { U } } \\right. = y _ { i } \\left. \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\right. + y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\right. } \\\\ & { \\qquad \\geq \\gamma - \\epsilon _ { 1 } + y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\right. . } \\end{array}", + "type": "interline_equation", + "image_path": "63e0eefdccf2d01df5f11a237777999291855a29fd1873b4921825ae9933ed9f.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 175, + 221, + 471, + 236.33333333333334 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 175, + 236.33333333333334, + 471, + 251.66666666666669 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 175, + 251.66666666666669, + 471, + 267.0 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 142, + 270, + 190, + 282 + ], + "lines": [ + { + "bbox": [ + 141, + 269, + 192, + 284 + ], + "spans": [ + { + "bbox": [ + 141, + 269, + 192, + 284 + ], + "score": 1.0, + "content": "In addition,", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "interline_equation", + "bbox": [ + 141, + 287, + 540, + 350 + ], + "lines": [ + { + "bbox": [ + 141, + 287, + 540, + 350 + ], + "spans": [ + { + "bbox": [ + 141, + 287, + 540, + 350 + ], + "score": 0.95, + "content": "\\begin{array} { r l } & { y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\right. = y _ { i } \\displaystyle \\frac { 1 } { m } \\sum _ { i = 1 } ^ { m } \\left( \\mathbb { 1 } \\left[ \\langle w _ { s , t } , x _ { i } \\rangle > 0 \\right] - \\mathbb { 1 } \\left[ \\langle w _ { s , 0 } , x _ { i } \\rangle > 0 \\right] \\right) \\left. \\bar { v } ( w _ { s , 0 } ) , x _ { i } \\right. } \\\\ & { \\qquad \\geq - \\displaystyle \\frac { 1 } { m } \\cdot | S _ { c } | \\geq - \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } - \\frac { \\epsilon _ { 1 } } { 2 } \\geq - \\frac { \\gamma ^ { 2 } } { 1 6 } - \\frac { \\epsilon _ { 1 } } { 2 } , } \\end{array}", + "type": "interline_equation", + "image_path": "f005933b29dd1606480b0c432afdf27b0074e96a5198876d7ab9fdcb711366f4.jpg" + } + ] + } + ], + "index": 13, + "virtual_lines": [ + { + "bbox": [ + 141, + 287, + 540, + 308.0 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 141, + 308.0, + 540, + 329.0 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 141, + 329.0, + 540, + 350.0 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 144, + 353, + 316, + 367 + ], + "lines": [ + { + "bbox": [ + 141, + 352, + 317, + 369 + ], + "spans": [ + { + "bbox": [ + 141, + 352, + 199, + 369 + ], + "score": 1.0, + "content": "where we use", + "type": "text" + }, + { + "bbox": [ + 199, + 354, + 267, + 367 + ], + "score": 0.95, + "content": "m \\geq 4 0 9 6 \\lambda ^ { 2 } / \\gamma ^ { 6 }", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 352, + 317, + 369 + ], + "score": 1.0, + "content": ". Therefore,", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "interline_equation", + "bbox": [ + 206, + 371, + 441, + 398 + ], + "lines": [ + { + "bbox": [ + 206, + 371, + 441, + 398 + ], + "spans": [ + { + "bbox": [ + 206, + 371, + 441, + 398 + ], + "score": 0.91, + "content": "y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { U } } \\right. \\geq \\gamma - \\epsilon _ { 1 } - \\frac { \\gamma ^ { 2 } } { 1 6 } - \\frac { \\epsilon _ { 1 } } { 2 } = \\gamma - \\frac { \\gamma ^ { 2 } } { 4 } \\geq \\frac { 3 \\gamma } { 4 } .", + "type": "interline_equation", + "image_path": "c4e33557d53c94a3f6acdcd4fb62aae166473ed725a32f8b9d4a56617a3b037b.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 206, + 371, + 441, + 398 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 408, + 308, + 421 + ], + "lines": [ + { + "bbox": [ + 106, + 407, + 308, + 422 + ], + "spans": [ + { + "bbox": [ + 106, + 407, + 308, + 422 + ], + "score": 1.0, + "content": "Putting eqs. (A.5) to (A.7) into eq. (A.4), we have", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "interline_equation", + "bbox": [ + 128, + 426, + 481, + 460 + ], + "lines": [ + { + "bbox": [ + 128, + 426, + 481, + 460 + ], + "spans": [ + { + "bbox": [ + 128, + 426, + 481, + 460 + ], + "score": 0.94, + "content": "y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { { W } } } \\right. \\geq - \\sqrt { 2 \\ln \\left( \\frac { 4 n } { \\delta } \\right) } - \\frac { \\lambda \\gamma } { 2 } + \\frac { 3 \\lambda \\gamma } { 4 } = \\frac { \\lambda \\gamma } { 4 } - \\sqrt { 2 \\ln \\left( \\frac { 4 n } { \\delta } \\right) } = \\ln \\left( \\frac { 4 } { \\epsilon } \\right) ,", + "type": "interline_equation", + "image_path": "1c70291b1b4da9a8590b6fafbdedda88a40abf334a9023e613311fa948f27a97.jpg" + } + ] + } + ], + "index": 19, + "virtual_lines": [ + { + "bbox": [ + 128, + 426, + 481, + 437.3333333333333 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 128, + 437.3333333333333, + 481, + 448.66666666666663 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 128, + 448.66666666666663, + 481, + 459.99999999999994 + ], + "spans": [], + "index": 20 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 464, + 506, + 490 + ], + "lines": [ + { + "bbox": [ + 106, + 464, + 506, + 478 + ], + "spans": [ + { + "bbox": [ + 106, + 464, + 136, + 478 + ], + "score": 1.0, + "content": "for the", + "type": "text" + }, + { + "bbox": [ + 137, + 466, + 144, + 475 + ], + "score": 0.8, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 144, + 464, + 400, + 478 + ], + "score": 1.0, + "content": "given in the statement of Theorem 2.2. Consequently, for any", + "type": "text" + }, + { + "bbox": [ + 401, + 465, + 450, + 477 + ], + "score": 0.91, + "content": "0 \\leq t < t _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 464, + 506, + 478 + ], + "score": 1.0, + "content": ", it holds that", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 475, + 180, + 492 + ], + "spans": [ + { + "bbox": [ + 106, + 476, + 174, + 491 + ], + "score": 0.92, + "content": "\\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\leq \\epsilon / 4", + "type": "inline_equation" + }, + { + "bbox": [ + 175, + 475, + 180, + 492 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 21.5 + }, + { + "type": "text", + "bbox": [ + 104, + 496, + 471, + 509 + ], + "lines": [ + { + "bbox": [ + 105, + 495, + 472, + 510 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 122, + 510 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 122, + 496, + 179, + 509 + ], + "score": 0.93, + "content": "T : = \\lceil 2 \\lambda ^ { 2 } / \\eta \\epsilon \\rceil", + "type": "inline_equation" + }, + { + "bbox": [ + 179, + 495, + 272, + 510 + ], + "score": 1.0, + "content": ". The next claim is that", + "type": "text" + }, + { + "bbox": [ + 272, + 497, + 302, + 508 + ], + "score": 0.9, + "content": "t _ { 1 } \\geq T", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 495, + 472, + 510 + ], + "score": 1.0, + "content": ". To see this, note that Lemma 2.6 ensures", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23 + }, + { + "type": "interline_equation", + "bbox": [ + 161, + 514, + 447, + 554 + ], + "lines": [ + { + "bbox": [ + 161, + 514, + 447, + 554 + ], + "spans": [ + { + "bbox": [ + 161, + 514, + 447, + 554 + ], + "score": 0.94, + "content": "\\left\\| { W _ { t } } _ { 1 } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } \\leq \\left\\| { W _ { 0 } - \\overline { { W } } } \\right\\| _ { F } ^ { 2 } + 2 \\eta \\left( \\sum _ { t < t _ { 1 } } \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\right) \\leq \\lambda ^ { 2 } + \\frac { \\epsilon } { 2 } \\eta t _ { 1 } .", + "type": "interline_equation", + "image_path": "1251713a9f745a043291febc71c303aecec3b8b264e4683c6102a79ce1f93826.jpg" + } + ] + } + ], + "index": 25, + "virtual_lines": [ + { + "bbox": [ + 161, + 514, + 447, + 527.3333333333334 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 161, + 527.3333333333334, + 447, + 540.6666666666667 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 161, + 540.6666666666667, + 447, + 554.0000000000001 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 560, + 505, + 595 + ], + "lines": [ + { + "bbox": [ + 102, + 556, + 508, + 583 + ], + "spans": [ + { + "bbox": [ + 102, + 556, + 143, + 583 + ], + "score": 1.0, + "content": "Suppose", + "type": "text" + }, + { + "bbox": [ + 144, + 566, + 177, + 577 + ], + "score": 0.91, + "content": "t _ { 1 } ~ < ~ T", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 556, + 240, + 583 + ], + "score": 1.0, + "content": ", then we have", + "type": "text" + }, + { + "bbox": [ + 240, + 564, + 290, + 578 + ], + "score": 0.92, + "content": "t _ { 1 } \\le ^ { 2 \\lambda ^ { 2 } } / \\eta \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 291, + 556, + 332, + 583 + ], + "score": 1.0, + "content": ", and thus", + "type": "text" + }, + { + "bbox": [ + 332, + 559, + 423, + 582 + ], + "score": 0.94, + "content": "\\left. W _ { t _ { 1 } } - \\overline { { W } } \\right. _ { F } ^ { 2 } \\leq 2 \\lambda ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 423, + 556, + 508, + 583 + ], + "score": 1.0, + "content": ". As a result, using", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 107, + 581, + 252, + 595 + ], + "spans": [ + { + "bbox": [ + 107, + 581, + 150, + 595 + ], + "score": 0.93, + "content": "\\| \\overline { { U } } \\| _ { F } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 581, + 235, + 595 + ], + "score": 1.0, + "content": "and the definition of", + "type": "text" + }, + { + "bbox": [ + 235, + 581, + 246, + 593 + ], + "score": 0.85, + "content": "\\overline { W }", + "type": "inline_equation" + }, + { + "bbox": [ + 247, + 581, + 252, + 595 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 27.5 + }, + { + "type": "interline_equation", + "bbox": [ + 144, + 599, + 468, + 645 + ], + "lines": [ + { + "bbox": [ + 144, + 599, + 468, + 645 + ], + "spans": [ + { + "bbox": [ + 144, + 599, + 468, + 645 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { \\sqrt { 2 } \\lambda \\geq \\left\\| { W _ { t _ { 1 } } } - { \\overline { { W } } } \\right\\| _ { F } \\geq \\left. { W _ { t _ { 1 } } } - { \\overline { { W } } } , { \\overline { { U } } } \\right. = \\left. { W _ { t _ { 1 } } } - { W _ { 0 } } , { \\overline { { U } } } \\right. - \\left. { \\overline { { W } } } - { W _ { 0 } } , { \\overline { { U } } } \\right. } \\\\ & { \\qquad \\geq \\left. { W _ { t _ { 1 } } } - { W _ { 0 } } , { \\overline { { U } } } \\right. - \\lambda . } \\end{array}", + "type": "interline_equation", + "image_path": "35a78e4a59ee2a3f0a9699e8200e13349e705c3fe896eeeea1a6184665011d6b.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 144, + 599, + 468, + 614.3333333333334 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 144, + 614.3333333333334, + 468, + 629.6666666666667 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 144, + 629.6666666666667, + 468, + 645.0000000000001 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 649, + 217, + 661 + ], + "lines": [ + { + "bbox": [ + 106, + 647, + 217, + 663 + ], + "spans": [ + { + "bbox": [ + 106, + 647, + 217, + 663 + ], + "score": 1.0, + "content": "Moreover, due to eq. (A.7),", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "interline_equation", + "bbox": [ + 113, + 667, + 498, + 732 + ], + "lines": [ + { + "bbox": [ + 113, + 667, + 498, + 732 + ], + "spans": [ + { + "bbox": [ + 113, + 667, + 498, + 732 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { \\Big \\langle W _ { t _ { 1 } } - W _ { 0 } , \\overline { { U } } \\Big \\rangle = - \\eta \\displaystyle \\sum _ { \\tau < t _ { 1 } } \\Big \\langle \\nabla \\widehat { \\mathcal { R } } ( W _ { \\tau } ) , \\overline { { U } } \\Big \\rangle = \\eta \\displaystyle \\sum _ { \\tau < t _ { 1 } } \\frac { 1 } { n } \\displaystyle \\sum _ { i = 1 } ^ { n } - \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { \\tau } ) \\right) y _ { i } \\Big \\langle \\nabla f _ { i } ( W _ { \\tau } ) , \\overline { { U } } \\Big \\rangle } \\\\ & { \\qquad \\quad \\geq \\eta \\displaystyle \\sum _ { \\tau < t _ { 1 } } \\widehat { Q } ( W _ { \\tau } ) \\frac { 3 \\gamma } { 4 } . } \\end{array}", + "type": "interline_equation", + "image_path": "dbd2f061e7d847bcad4471b7bde2192d74c93a25a69604c108520e14b57adc80.jpg" + } + ] + } + ], + "index": 34, + "virtual_lines": [ + { + "bbox": [ + 113, + 667, + 498, + 688.6666666666666 + ], + "spans": [], + "index": 33 + }, + { + "bbox": [ + 113, + 688.6666666666666, + 498, + 710.3333333333333 + ], + "spans": [], + "index": 34 + }, + { + "bbox": [ + 113, + 710.3333333333333, + 498, + 731.9999999999999 + ], + "spans": [], + "index": 35 + } + ] + } + ], + "page_idx": 14, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 26, + 294, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 761 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "15", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 143, + 82, + 282, + 94 + ], + "lines": [ + { + "bbox": [ + 142, + 81, + 282, + 95 + ], + "spans": [ + { + "bbox": [ + 142, + 81, + 282, + 95 + ], + "score": 1.0, + "content": "Therefore Lemma 2.4 ensures that", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0, + "bbox_fs": [ + 142, + 81, + 282, + 95 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 163, + 99, + 482, + 131 + ], + "lines": [ + { + "bbox": [ + 163, + 99, + 482, + 131 + ], + "spans": [ + { + "bbox": [ + 163, + 99, + 482, + 131 + ], + "score": 0.92, + "content": "| S _ { c } | \\leq | \\{ s \\ | \\ | w _ { s , 0 } , x _ { i } | \\leq \\epsilon _ { 2 } \\} | \\leq m ( \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } + \\frac { \\epsilon _ { 1 } } { 2 } ) = m ( \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } + \\frac { \\gamma ^ { 2 } } { 1 6 } ) .", + "type": "interline_equation", + "image_path": "b5ca19a890730915966d81e46ffa30e187dd0566e9863ae3fcecfadde5a2b940.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 163, + 99, + 482, + 109.66666666666667 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 163, + 109.66666666666667, + 482, + 120.33333333333334 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 163, + 120.33333333333334, + 482, + 131.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "text", + "bbox": [ + 142, + 136, + 178, + 148 + ], + "lines": [ + { + "bbox": [ + 141, + 135, + 180, + 149 + ], + "spans": [ + { + "bbox": [ + 141, + 135, + 180, + 149 + ], + "score": 1.0, + "content": "and thus", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4, + "bbox_fs": [ + 141, + 135, + 180, + 149 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 151, + 151, + 471, + 179 + ], + "lines": [ + { + "bbox": [ + 151, + 151, + 471, + 179 + ], + "spans": [ + { + "bbox": [ + 151, + 151, + 471, + 179 + ], + "score": 0.93, + "content": "\\left| y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , W _ { 0 } \\right. \\right| \\leq { \\frac { 1 } { \\sqrt { m } } } \\cdot | S _ { c } | \\cdot { \\frac { 4 \\lambda } { \\gamma { \\sqrt { m } } } } \\leq { \\frac { 1 6 \\lambda ^ { 2 } } { \\gamma ^ { 2 } { \\sqrt { m } } } } + { \\frac { \\lambda \\gamma } { 4 } } \\leq { \\frac { \\lambda \\gamma } { 2 } } ,", + "type": "interline_equation", + "image_path": "a2c75c3eeb68a4531973789b8559b2d85bdb51a3701bddfc8b09cae3c1a38728.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 151, + 151, + 471, + 179 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 141, + 185, + 403, + 198 + ], + "lines": [ + { + "bbox": [ + 142, + 184, + 403, + 199 + ], + "spans": [ + { + "bbox": [ + 142, + 184, + 331, + 199 + ], + "score": 1.0, + "content": "where in the last step we use the condition that", + "type": "text" + }, + { + "bbox": [ + 331, + 185, + 399, + 198 + ], + "score": 0.92, + "content": "m \\geq 4 0 9 6 \\lambda ^ { 2 } / \\gamma ^ { 6 }", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 184, + 403, + 199 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6, + "bbox_fs": [ + 142, + 184, + 403, + 199 + ] + }, + { + "type": "text", + "bbox": [ + 135, + 204, + 425, + 217 + ], + "lines": [ + { + "bbox": [ + 132, + 203, + 425, + 218 + ], + "spans": [ + { + "bbox": [ + 132, + 203, + 425, + 218 + ], + "score": 1.0, + "content": "• The third term of eq. (A.4) can be bounded as follows: by Lemma 2.3,", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7, + "bbox_fs": [ + 132, + 203, + 425, + 218 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 175, + 221, + 471, + 267 + ], + "lines": [ + { + "bbox": [ + 175, + 221, + 471, + 267 + ], + "spans": [ + { + "bbox": [ + 175, + 221, + 471, + 267 + ], + "score": 0.95, + "content": "\\begin{array} { r l } & { y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { U } } \\right. = y _ { i } \\left. \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\right. + y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\right. } \\\\ & { \\qquad \\geq \\gamma - \\epsilon _ { 1 } + y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\right. . } \\end{array}", + "type": "interline_equation", + "image_path": "63e0eefdccf2d01df5f11a237777999291855a29fd1873b4921825ae9933ed9f.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 175, + 221, + 471, + 236.33333333333334 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 175, + 236.33333333333334, + 471, + 251.66666666666669 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 175, + 251.66666666666669, + 471, + 267.0 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 142, + 270, + 190, + 282 + ], + "lines": [ + { + "bbox": [ + 141, + 269, + 192, + 284 + ], + "spans": [ + { + "bbox": [ + 141, + 269, + 192, + 284 + ], + "score": 1.0, + "content": "In addition,", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11, + "bbox_fs": [ + 141, + 269, + 192, + 284 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 141, + 287, + 540, + 350 + ], + "lines": [ + { + "bbox": [ + 141, + 287, + 540, + 350 + ], + "spans": [ + { + "bbox": [ + 141, + 287, + 540, + 350 + ], + "score": 0.95, + "content": "\\begin{array} { r l } & { y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) - \\nabla f _ { i } ( W _ { 0 } ) , \\overline { { U } } \\right. = y _ { i } \\displaystyle \\frac { 1 } { m } \\sum _ { i = 1 } ^ { m } \\left( \\mathbb { 1 } \\left[ \\langle w _ { s , t } , x _ { i } \\rangle > 0 \\right] - \\mathbb { 1 } \\left[ \\langle w _ { s , 0 } , x _ { i } \\rangle > 0 \\right] \\right) \\left. \\bar { v } ( w _ { s , 0 } ) , x _ { i } \\right. } \\\\ & { \\qquad \\geq - \\displaystyle \\frac { 1 } { m } \\cdot | S _ { c } | \\geq - \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } - \\frac { \\epsilon _ { 1 } } { 2 } \\geq - \\frac { \\gamma ^ { 2 } } { 1 6 } - \\frac { \\epsilon _ { 1 } } { 2 } , } \\end{array}", + "type": "interline_equation", + "image_path": "f005933b29dd1606480b0c432afdf27b0074e96a5198876d7ab9fdcb711366f4.jpg" + } + ] + } + ], + "index": 13, + "virtual_lines": [ + { + "bbox": [ + 141, + 287, + 540, + 308.0 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 141, + 308.0, + 540, + 329.0 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 141, + 329.0, + 540, + 350.0 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 144, + 353, + 316, + 367 + ], + "lines": [ + { + "bbox": [ + 141, + 352, + 317, + 369 + ], + "spans": [ + { + "bbox": [ + 141, + 352, + 199, + 369 + ], + "score": 1.0, + "content": "where we use", + "type": "text" + }, + { + "bbox": [ + 199, + 354, + 267, + 367 + ], + "score": 0.95, + "content": "m \\geq 4 0 9 6 \\lambda ^ { 2 } / \\gamma ^ { 6 }", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 352, + 317, + 369 + ], + "score": 1.0, + "content": ". Therefore,", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15, + "bbox_fs": [ + 141, + 352, + 317, + 369 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 206, + 371, + 441, + 398 + ], + "lines": [ + { + "bbox": [ + 206, + 371, + 441, + 398 + ], + "spans": [ + { + "bbox": [ + 206, + 371, + 441, + 398 + ], + "score": 0.91, + "content": "y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { U } } \\right. \\geq \\gamma - \\epsilon _ { 1 } - \\frac { \\gamma ^ { 2 } } { 1 6 } - \\frac { \\epsilon _ { 1 } } { 2 } = \\gamma - \\frac { \\gamma ^ { 2 } } { 4 } \\geq \\frac { 3 \\gamma } { 4 } .", + "type": "interline_equation", + "image_path": "c4e33557d53c94a3f6acdcd4fb62aae166473ed725a32f8b9d4a56617a3b037b.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 206, + 371, + 441, + 398 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 408, + 308, + 421 + ], + "lines": [ + { + "bbox": [ + 106, + 407, + 308, + 422 + ], + "spans": [ + { + "bbox": [ + 106, + 407, + 308, + 422 + ], + "score": 1.0, + "content": "Putting eqs. (A.5) to (A.7) into eq. (A.4), we have", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17, + "bbox_fs": [ + 106, + 407, + 308, + 422 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 128, + 426, + 481, + 460 + ], + "lines": [ + { + "bbox": [ + 128, + 426, + 481, + 460 + ], + "spans": [ + { + "bbox": [ + 128, + 426, + 481, + 460 + ], + "score": 0.94, + "content": "y _ { i } \\left. \\nabla f _ { i } ( W _ { t } ) , \\overline { { { W } } } \\right. \\geq - \\sqrt { 2 \\ln \\left( \\frac { 4 n } { \\delta } \\right) } - \\frac { \\lambda \\gamma } { 2 } + \\frac { 3 \\lambda \\gamma } { 4 } = \\frac { \\lambda \\gamma } { 4 } - \\sqrt { 2 \\ln \\left( \\frac { 4 n } { \\delta } \\right) } = \\ln \\left( \\frac { 4 } { \\epsilon } \\right) ,", + "type": "interline_equation", + "image_path": "1c70291b1b4da9a8590b6fafbdedda88a40abf334a9023e613311fa948f27a97.jpg" + } + ] + } + ], + "index": 19, + "virtual_lines": [ + { + "bbox": [ + 128, + 426, + 481, + 437.3333333333333 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 128, + 437.3333333333333, + 481, + 448.66666666666663 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 128, + 448.66666666666663, + 481, + 459.99999999999994 + ], + "spans": [], + "index": 20 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 464, + 506, + 490 + ], + "lines": [ + { + "bbox": [ + 106, + 464, + 506, + 478 + ], + "spans": [ + { + "bbox": [ + 106, + 464, + 136, + 478 + ], + "score": 1.0, + "content": "for the", + "type": "text" + }, + { + "bbox": [ + 137, + 466, + 144, + 475 + ], + "score": 0.8, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 144, + 464, + 400, + 478 + ], + "score": 1.0, + "content": "given in the statement of Theorem 2.2. Consequently, for any", + "type": "text" + }, + { + "bbox": [ + 401, + 465, + 450, + 477 + ], + "score": 0.91, + "content": "0 \\leq t < t _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 464, + 506, + 478 + ], + "score": 1.0, + "content": ", it holds that", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 475, + 180, + 492 + ], + "spans": [ + { + "bbox": [ + 106, + 476, + 174, + 491 + ], + "score": 0.92, + "content": "\\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\leq \\epsilon / 4", + "type": "inline_equation" + }, + { + "bbox": [ + 175, + 475, + 180, + 492 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 21.5, + "bbox_fs": [ + 106, + 464, + 506, + 492 + ] + }, + { + "type": "text", + "bbox": [ + 104, + 496, + 471, + 509 + ], + "lines": [ + { + "bbox": [ + 105, + 495, + 472, + 510 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 122, + 510 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 122, + 496, + 179, + 509 + ], + "score": 0.93, + "content": "T : = \\lceil 2 \\lambda ^ { 2 } / \\eta \\epsilon \\rceil", + "type": "inline_equation" + }, + { + "bbox": [ + 179, + 495, + 272, + 510 + ], + "score": 1.0, + "content": ". The next claim is that", + "type": "text" + }, + { + "bbox": [ + 272, + 497, + 302, + 508 + ], + "score": 0.9, + "content": "t _ { 1 } \\geq T", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 495, + 472, + 510 + ], + "score": 1.0, + "content": ". To see this, note that Lemma 2.6 ensures", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23, + "bbox_fs": [ + 105, + 495, + 472, + 510 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 161, + 514, + 447, + 554 + ], + "lines": [ + { + "bbox": [ + 161, + 514, + 447, + 554 + ], + "spans": [ + { + "bbox": [ + 161, + 514, + 447, + 554 + ], + "score": 0.94, + "content": "\\left\\| { W _ { t } } _ { 1 } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } \\leq \\left\\| { W _ { 0 } - \\overline { { W } } } \\right\\| _ { F } ^ { 2 } + 2 \\eta \\left( \\sum _ { t < t _ { 1 } } \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\right) \\leq \\lambda ^ { 2 } + \\frac { \\epsilon } { 2 } \\eta t _ { 1 } .", + "type": "interline_equation", + "image_path": "1251713a9f745a043291febc71c303aecec3b8b264e4683c6102a79ce1f93826.jpg" + } + ] + } + ], + "index": 25, + "virtual_lines": [ + { + "bbox": [ + 161, + 514, + 447, + 527.3333333333334 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 161, + 527.3333333333334, + 447, + 540.6666666666667 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 161, + 540.6666666666667, + 447, + 554.0000000000001 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 560, + 505, + 595 + ], + "lines": [ + { + "bbox": [ + 102, + 556, + 508, + 583 + ], + "spans": [ + { + "bbox": [ + 102, + 556, + 143, + 583 + ], + "score": 1.0, + "content": "Suppose", + "type": "text" + }, + { + "bbox": [ + 144, + 566, + 177, + 577 + ], + "score": 0.91, + "content": "t _ { 1 } ~ < ~ T", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 556, + 240, + 583 + ], + "score": 1.0, + "content": ", then we have", + "type": "text" + }, + { + "bbox": [ + 240, + 564, + 290, + 578 + ], + "score": 0.92, + "content": "t _ { 1 } \\le ^ { 2 \\lambda ^ { 2 } } / \\eta \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 291, + 556, + 332, + 583 + ], + "score": 1.0, + "content": ", and thus", + "type": "text" + }, + { + "bbox": [ + 332, + 559, + 423, + 582 + ], + "score": 0.94, + "content": "\\left. W _ { t _ { 1 } } - \\overline { { W } } \\right. _ { F } ^ { 2 } \\leq 2 \\lambda ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 423, + 556, + 508, + 583 + ], + "score": 1.0, + "content": ". As a result, using", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 107, + 581, + 252, + 595 + ], + "spans": [ + { + "bbox": [ + 107, + 581, + 150, + 595 + ], + "score": 0.93, + "content": "\\| \\overline { { U } } \\| _ { F } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 581, + 235, + 595 + ], + "score": 1.0, + "content": "and the definition of", + "type": "text" + }, + { + "bbox": [ + 235, + 581, + 246, + 593 + ], + "score": 0.85, + "content": "\\overline { W }", + "type": "inline_equation" + }, + { + "bbox": [ + 247, + 581, + 252, + 595 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 27.5, + "bbox_fs": [ + 102, + 556, + 508, + 595 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 144, + 599, + 468, + 645 + ], + "lines": [ + { + "bbox": [ + 144, + 599, + 468, + 645 + ], + "spans": [ + { + "bbox": [ + 144, + 599, + 468, + 645 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { \\sqrt { 2 } \\lambda \\geq \\left\\| { W _ { t _ { 1 } } } - { \\overline { { W } } } \\right\\| _ { F } \\geq \\left. { W _ { t _ { 1 } } } - { \\overline { { W } } } , { \\overline { { U } } } \\right. = \\left. { W _ { t _ { 1 } } } - { W _ { 0 } } , { \\overline { { U } } } \\right. - \\left. { \\overline { { W } } } - { W _ { 0 } } , { \\overline { { U } } } \\right. } \\\\ & { \\qquad \\geq \\left. { W _ { t _ { 1 } } } - { W _ { 0 } } , { \\overline { { U } } } \\right. - \\lambda . } \\end{array}", + "type": "interline_equation", + "image_path": "35a78e4a59ee2a3f0a9699e8200e13349e705c3fe896eeeea1a6184665011d6b.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 144, + 599, + 468, + 614.3333333333334 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 144, + 614.3333333333334, + 468, + 629.6666666666667 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 144, + 629.6666666666667, + 468, + 645.0000000000001 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 649, + 217, + 661 + ], + "lines": [ + { + "bbox": [ + 106, + 647, + 217, + 663 + ], + "spans": [ + { + "bbox": [ + 106, + 647, + 217, + 663 + ], + "score": 1.0, + "content": "Moreover, due to eq. (A.7),", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32, + "bbox_fs": [ + 106, + 647, + 217, + 663 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 113, + 667, + 498, + 732 + ], + "lines": [ + { + "bbox": [ + 113, + 667, + 498, + 732 + ], + "spans": [ + { + "bbox": [ + 113, + 667, + 498, + 732 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { \\Big \\langle W _ { t _ { 1 } } - W _ { 0 } , \\overline { { U } } \\Big \\rangle = - \\eta \\displaystyle \\sum _ { \\tau < t _ { 1 } } \\Big \\langle \\nabla \\widehat { \\mathcal { R } } ( W _ { \\tau } ) , \\overline { { U } } \\Big \\rangle = \\eta \\displaystyle \\sum _ { \\tau < t _ { 1 } } \\frac { 1 } { n } \\displaystyle \\sum _ { i = 1 } ^ { n } - \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { \\tau } ) \\right) y _ { i } \\Big \\langle \\nabla f _ { i } ( W _ { \\tau } ) , \\overline { { U } } \\Big \\rangle } \\\\ & { \\qquad \\quad \\geq \\eta \\displaystyle \\sum _ { \\tau < t _ { 1 } } \\widehat { Q } ( W _ { \\tau } ) \\frac { 3 \\gamma } { 4 } . } \\end{array}", + "type": "interline_equation", + "image_path": "dbd2f061e7d847bcad4471b7bde2192d74c93a25a69604c108520e14b57adc80.jpg" + } + ] + } + ], + "index": 34, + "virtual_lines": [ + { + "bbox": [ + 113, + 667, + 498, + 688.6666666666666 + ], + "spans": [], + "index": 33 + }, + { + "bbox": [ + 113, + 688.6666666666666, + 498, + 710.3333333333333 + ], + "spans": [], + "index": 34 + }, + { + "bbox": [ + 113, + 710.3333333333333, + 498, + 731.9999999999999 + ], + "spans": [], + "index": 35 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 153, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 155, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 155, + 95 + ], + "score": 1.0, + "content": "As a result,", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "interline_equation", + "bbox": [ + 228, + 99, + 381, + 131 + ], + "lines": [ + { + "bbox": [ + 228, + 99, + 381, + 131 + ], + "spans": [ + { + "bbox": [ + 228, + 99, + 381, + 131 + ], + "score": 0.94, + "content": "\\eta \\sum _ { \\tau < t _ { 1 } } \\widehat { \\mathcal { Q } } ( W _ { \\tau } ) \\leq \\frac { 4 ( \\sqrt { 2 } + 1 ) \\lambda } { 3 \\gamma } \\leq \\frac { 4 \\lambda } { \\gamma } .", + "type": "interline_equation", + "image_path": "6dfc10ff14f55a1039570c99d58391ebd942eeb9348f628c0d92c81119764c6b.jpg" + } + ] + } + ], + "index": 1.5, + "virtual_lines": [ + { + "bbox": [ + 228, + 99, + 381, + 115.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 228, + 115.0, + 381, + 131.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 136, + 344, + 149 + ], + "lines": [ + { + "bbox": [ + 105, + 134, + 343, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 134, + 296, + 151 + ], + "score": 1.0, + "content": "Furthermore, by the triangle inequality, for any", + "type": "text" + }, + { + "bbox": [ + 297, + 137, + 343, + 148 + ], + "score": 0.89, + "content": "1 \\leq s \\leq m", + "type": "inline_equation" + } + ], + "index": 3 + } + ], + "index": 3 + }, + { + "type": "interline_equation", + "bbox": [ + 186, + 153, + 422, + 290 + ], + "lines": [ + { + "bbox": [ + 186, + 153, + 422, + 290 + ], + "spans": [ + { + "bbox": [ + 186, + 153, + 422, + 290 + ], + "score": 0.96, + "content": "\\begin{array} { l } { \\displaystyle \\left\\| w _ { s , t } - w _ { s , 0 } \\right\\| _ { 2 } \\le \\eta \\displaystyle \\sum _ { \\tau < \\ell } \\left\\| \\frac { 1 } { n } \\displaystyle \\sum _ { i = 1 } ^ { n } \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { \\tau } ) \\right) y _ { i } \\frac { \\partial f _ { i } } { \\partial w _ { s , \\tau } } \\right\\| _ { 2 } } \\\\ { \\displaystyle \\qquad \\le \\eta \\displaystyle \\sum _ { \\tau < \\ell } \\frac { 1 } { n } \\displaystyle \\sum _ { i = 1 } ^ { n } \\left\\| \\ell ^ { \\prime } \\left( y _ { i } f _ { i } ( W _ { \\tau } ) \\right) \\right\\| \\cdot \\left\\| \\frac { \\partial f _ { i } } { \\partial w _ { s , \\tau } } \\right\\| _ { 2 } } \\\\ { \\displaystyle \\qquad \\le \\eta \\displaystyle \\sum _ { \\tau < \\ell } \\hat { Q } ( W _ { \\tau } ) \\displaystyle \\frac { 1 } { \\sqrt { m } } } \\\\ { \\displaystyle \\qquad \\le \\eta \\displaystyle \\sum _ { \\tau \\le t _ { 1 } } \\hat { Q } ( W _ { \\tau } ) \\displaystyle \\frac { 1 } { \\sqrt { m } } \\le \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } , } \\end{array}", + "type": "interline_equation", + "image_path": "3e01e07a8d6a39fa9c11b9bc57e06d2e157d9ebb0245c36bb83dcd9010e3c6c6.jpg" + } + ] + } + ], + "index": 8, + "virtual_lines": [ + { + "bbox": [ + 186, + 153, + 422, + 168.22222222222223 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 186, + 168.22222222222223, + 422, + 183.44444444444446 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 186, + 183.44444444444446, + 422, + 198.66666666666669 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 186, + 198.66666666666669, + 422, + 213.8888888888889 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 186, + 213.8888888888889, + 422, + 229.11111111111114 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 186, + 229.11111111111114, + 422, + 244.33333333333337 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 186, + 244.33333333333337, + 422, + 259.5555555555556 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 186, + 259.5555555555556, + 422, + 274.7777777777778 + ], + "spans": [], + "index": 11 + }, + { + "bbox": [ + 186, + 274.7777777777778, + 422, + 290.00000000000006 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 294, + 334, + 306 + ], + "lines": [ + { + "bbox": [ + 106, + 293, + 335, + 307 + ], + "spans": [ + { + "bbox": [ + 106, + 293, + 245, + 307 + ], + "score": 1.0, + "content": "which contradicts the definition of", + "type": "text" + }, + { + "bbox": [ + 245, + 295, + 255, + 306 + ], + "score": 0.87, + "content": "t _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 255, + 293, + 301, + 307 + ], + "score": 1.0, + "content": ". Therefore", + "type": "text" + }, + { + "bbox": [ + 301, + 295, + 331, + 306 + ], + "score": 0.91, + "content": "t _ { 1 } \\geq T", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 293, + 335, + 307 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 106, + 311, + 504, + 334 + ], + "lines": [ + { + "bbox": [ + 104, + 308, + 506, + 326 + ], + "spans": [ + { + "bbox": [ + 104, + 308, + 398, + 326 + ], + "score": 1.0, + "content": "Now we are ready to prove the claims of Theorem 2.2. The bound on", + "type": "text" + }, + { + "bbox": [ + 399, + 310, + 461, + 325 + ], + "score": 0.92, + "content": "\\left. w _ { s , t } - w _ { s , 0 } \\right. _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 461, + 308, + 506, + 326 + ], + "score": 1.0, + "content": "follow by", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 322, + 417, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 322, + 417, + 334 + ], + "score": 1.0, + "content": "repeating the steps in eq. (A.8). The risk guarantee follows from Lemma 2.6:", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14.5 + }, + { + "type": "interline_equation", + "bbox": [ + 171, + 339, + 440, + 381 + ], + "lines": [ + { + "bbox": [ + 171, + 339, + 440, + 381 + ], + "spans": [ + { + "bbox": [ + 171, + 339, + 440, + 381 + ], + "score": 0.94, + "content": "\\frac { 1 } { T } \\sum _ { t < T } \\widehat { \\mathcal { R } } ( W _ { t } ) \\leq \\frac { \\left. W _ { 0 } - \\overline { { W } } \\right. _ { F } ^ { 2 } } { \\eta T } + \\frac { 2 } { T } \\sum _ { t < T } \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\leq \\frac { \\epsilon } { 2 } + \\frac { \\epsilon } { 2 } = \\epsilon .", + "type": "interline_equation", + "image_path": "ce3d224db877955dd2dd72aca1dbbd7ddf3bdf68d7224098e6ac56b58d2d20b6.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 171, + 339, + 440, + 353.0 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 171, + 353.0, + 440, + 367.0 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 171, + 367.0, + 440, + 381.0 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "title", + "bbox": [ + 106, + 413, + 311, + 427 + ], + "lines": [ + { + "bbox": [ + 105, + 412, + 311, + 428 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 311, + 428 + ], + "score": 1.0, + "content": "B OMITTED PROOFS FROM SECTION 3", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 105, + 438, + 504, + 462 + ], + "lines": [ + { + "bbox": [ + 105, + 437, + 504, + 453 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 432, + 453 + ], + "score": 1.0, + "content": "The proof of Theorem 3.2 is based on Rademacher complexity. Given a sample", + "type": "text" + }, + { + "bbox": [ + 432, + 439, + 504, + 451 + ], + "score": 0.91, + "content": "S = ( z _ { 1 } , \\ldots , z _ { n } ) ", + "type": "inline_equation" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 450, + 498, + 462 + ], + "spans": [ + { + "bbox": [ + 106, + 450, + 137, + 462 + ], + "score": 1.0, + "content": "(where", + "type": "text" + }, + { + "bbox": [ + 137, + 450, + 190, + 462 + ], + "score": 0.91, + "content": "z _ { i } = ( x _ { i } , y _ { i } ) )", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 450, + 274, + 462 + ], + "score": 1.0, + "content": ") and a function class", + "type": "text" + }, + { + "bbox": [ + 275, + 450, + 284, + 460 + ], + "score": 0.82, + "content": "\\mathcal { H }", + "type": "inline_equation" + }, + { + "bbox": [ + 284, + 450, + 413, + 462 + ], + "score": 1.0, + "content": ", the Rademacher complexity of", + "type": "text" + }, + { + "bbox": [ + 413, + 451, + 423, + 460 + ], + "score": 0.83, + "content": "\\mathcal { H }", + "type": "inline_equation" + }, + { + "bbox": [ + 423, + 450, + 436, + 462 + ], + "score": 1.0, + "content": "on", + "type": "text" + }, + { + "bbox": [ + 437, + 451, + 444, + 460 + ], + "score": 0.84, + "content": "S", + "type": "inline_equation" + }, + { + "bbox": [ + 444, + 450, + 498, + 462 + ], + "score": 1.0, + "content": "is defined as", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20.5 + }, + { + "type": "interline_equation", + "bbox": [ + 199, + 467, + 412, + 507 + ], + "lines": [ + { + "bbox": [ + 199, + 467, + 412, + 507 + ], + "spans": [ + { + "bbox": [ + 199, + 467, + 412, + 507 + ], + "score": 0.94, + "content": "\\operatorname { R a d } \\left( { \\mathcal { H } } \\circ S \\right) : = { \\frac { 1 } { n } } \\mathbb { E } _ { \\epsilon \\sim \\{ - 1 , + 1 \\} ^ { n } } \\left[ \\operatorname* { s u p } _ { h \\in { \\mathcal { H } } } \\sum _ { i = 1 } ^ { n } \\epsilon _ { i } h ( z _ { i } ) \\right] .", + "type": "interline_equation", + "image_path": "e1643e305df6a17eb19971281e33797848cd771e9c2ce83393420ac8041047ae.jpg" + } + ] + } + ], + "index": 22.5, + "virtual_lines": [ + { + "bbox": [ + 199, + 467, + 412, + 487.0 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 199, + 487.0, + 412, + 507.0 + ], + "spans": [], + "index": 23 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 517, + 270, + 529 + ], + "lines": [ + { + "bbox": [ + 106, + 516, + 270, + 531 + ], + "spans": [ + { + "bbox": [ + 106, + 516, + 270, + 531 + ], + "score": 1.0, + "content": "We will use the following general result.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 106, + 532, + 504, + 555 + ], + "lines": [ + { + "bbox": [ + 105, + 532, + 505, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 385, + 546 + ], + "score": 1.0, + "content": "Lemma B.1. (Shalev-Shwartz & Ben-David, 2014, Theorem 26.5) If", + "type": "text" + }, + { + "bbox": [ + 385, + 533, + 437, + 545 + ], + "score": 0.92, + "content": "h ( z ) \\in [ a , b ]", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 532, + 505, + 546 + ], + "score": 1.0, + "content": ", then with prob-", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 543, + 162, + 556 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 134, + 556 + ], + "score": 1.0, + "content": "ability", + "type": "text" + }, + { + "bbox": [ + 135, + 544, + 157, + 554 + ], + "score": 0.87, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 543, + 162, + 556 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25.5 + }, + { + "type": "interline_equation", + "bbox": [ + 148, + 560, + 461, + 600 + ], + "lines": [ + { + "bbox": [ + 148, + 560, + 461, + 600 + ], + "spans": [ + { + "bbox": [ + 148, + 560, + 461, + 600 + ], + "score": 0.93, + "content": "\\operatorname* { s u p } _ { h \\in \\mathcal { H } } \\left( \\mathbb { E } _ { z \\sim \\mathcal { D } } \\left[ h ( z ) \\right] - \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } h ( z _ { i } ) \\right) \\leq 2 \\mathrm { { R a d } } \\left( \\mathcal { H } \\circ S \\right) + 3 ( b - a ) \\sqrt { \\frac { \\ln ( 2 / \\delta ) } { 2 n } } .", + "type": "interline_equation", + "image_path": "65a5b1f74d983e973695e9cf80a1c1a16ffdaa019ab34174f2490add04db12c0.jpg" + } + ] + } + ], + "index": 28, + "virtual_lines": [ + { + "bbox": [ + 148, + 560, + 461, + 573.3333333333334 + ], + "spans": [], + "index": 27 + }, + { + "bbox": [ + 148, + 573.3333333333334, + 461, + 586.6666666666667 + ], + "spans": [], + "index": 28 + }, + { + "bbox": [ + 148, + 586.6666666666667, + 461, + 600.0000000000001 + ], + "spans": [], + "index": 29 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 611, + 505, + 645 + ], + "lines": [ + { + "bbox": [ + 106, + 611, + 505, + 624 + ], + "spans": [ + { + "bbox": [ + 106, + 611, + 410, + 624 + ], + "score": 1.0, + "content": "We also need the following contraction lemma. 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The bound on", + "type": "text" + }, + { + "bbox": [ + 399, + 310, + 461, + 325 + ], + "score": 0.92, + "content": "\\left. w _ { s , t } - w _ { s , 0 } \\right. _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 461, + 308, + 506, + 326 + ], + "score": 1.0, + "content": "follow by", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 322, + 417, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 322, + 417, + 334 + ], + "score": 1.0, + "content": "repeating the steps in eq. (A.8). The risk guarantee follows from Lemma 2.6:", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14.5, + "bbox_fs": [ + 104, + 308, + 506, + 334 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 171, + 339, + 440, + 381 + ], + "lines": [ + { + "bbox": [ + 171, + 339, + 440, + 381 + ], + "spans": [ + { + "bbox": [ + 171, + 339, + 440, + 381 + ], + "score": 0.94, + "content": "\\frac { 1 } { T } \\sum _ { t < T } \\widehat { \\mathcal { R } } ( W _ { t } ) \\leq \\frac { \\left. W _ { 0 } - \\overline { { W } } \\right. _ { F } ^ { 2 } } { \\eta T } + \\frac { 2 } { T } \\sum _ { t < T } \\widehat { \\mathcal { R } } ^ { ( t ) } \\left( \\overline { { W } } \\right) \\leq \\frac { \\epsilon } { 2 } + \\frac { \\epsilon } { 2 } = \\epsilon .", + "type": "interline_equation", + "image_path": "ce3d224db877955dd2dd72aca1dbbd7ddf3bdf68d7224098e6ac56b58d2d20b6.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 171, + 339, + 440, + 353.0 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 171, + 353.0, + 440, + 367.0 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 171, + 367.0, + 440, + 381.0 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "title", + "bbox": [ + 106, + 413, + 311, + 427 + ], + "lines": [ + { + "bbox": [ + 105, + 412, + 311, + 428 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 311, + 428 + ], + "score": 1.0, + "content": "B OMITTED PROOFS FROM SECTION 3", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 105, + 438, + 504, + 462 + ], + "lines": [ + { + "bbox": [ + 105, + 437, + 504, + 453 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 432, + 453 + ], + "score": 1.0, + "content": "The proof of Theorem 3.2 is based on Rademacher complexity. Given a sample", + "type": "text" + }, + { + "bbox": [ + 432, + 439, + 504, + 451 + ], + "score": 0.91, + "content": "S = ( z _ { 1 } , \\ldots , z _ { n } ) ", + "type": "inline_equation" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 450, + 498, + 462 + ], + "spans": [ + { + "bbox": [ + 106, + 450, + 137, + 462 + ], + "score": 1.0, + "content": "(where", + "type": "text" + }, + { + "bbox": [ + 137, + 450, + 190, + 462 + ], + "score": 0.91, + "content": "z _ { i } = ( x _ { i } , y _ { i } ) )", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 450, + 274, + 462 + ], + "score": 1.0, + "content": ") and a function class", + "type": "text" + }, + { + "bbox": [ + 275, + 450, + 284, + 460 + ], + "score": 0.82, + "content": "\\mathcal { H }", + "type": "inline_equation" + }, + { + "bbox": [ + 284, + 450, + 413, + 462 + ], + "score": 1.0, + "content": ", the Rademacher complexity of", + "type": "text" + }, + { + "bbox": [ + 413, + 451, + 423, + 460 + ], + "score": 0.83, + "content": "\\mathcal { H }", + "type": "inline_equation" + }, + { + "bbox": [ + 423, + 450, + 436, + 462 + ], + "score": 1.0, + "content": "on", + "type": "text" + }, + { + "bbox": [ + 437, + 451, + 444, + 460 + ], + "score": 0.84, + "content": "S", + "type": "inline_equation" + }, + { + "bbox": [ + 444, + 450, + 498, + 462 + ], + "score": 1.0, + "content": "is defined as", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20.5, + "bbox_fs": [ + 105, + 437, + 504, + 462 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 199, + 467, + 412, + 507 + ], + "lines": [ + { + "bbox": [ + 199, + 467, + 412, + 507 + ], + "spans": [ + { + "bbox": [ + 199, + 467, + 412, + 507 + ], + "score": 0.94, + "content": "\\operatorname { R a d } \\left( { \\mathcal { H } } \\circ S \\right) : = { \\frac { 1 } { n } } \\mathbb { E } _ { \\epsilon \\sim \\{ - 1 , + 1 \\} ^ { n } } \\left[ \\operatorname* { s u p } _ { h \\in { \\mathcal { H } } } \\sum _ { i = 1 } ^ { n } \\epsilon _ { i } h ( z _ { i } ) \\right] .", + "type": "interline_equation", + "image_path": "e1643e305df6a17eb19971281e33797848cd771e9c2ce83393420ac8041047ae.jpg" + } + ] + } + ], + "index": 22.5, + "virtual_lines": [ + { + "bbox": [ + 199, + 467, + 412, + 487.0 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 199, + 487.0, + 412, + 507.0 + ], + "spans": [], + "index": 23 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 517, + 270, + 529 + ], + "lines": [ + { + "bbox": [ + 106, + 516, + 270, + 531 + ], + "spans": [ + { + "bbox": [ + 106, + 516, + 270, + 531 + ], + "score": 1.0, + "content": "We will use the following general result.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24, + "bbox_fs": [ + 106, + 516, + 270, + 531 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 532, + 504, + 555 + ], + "lines": [ + { + "bbox": [ + 105, + 532, + 505, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 385, + 546 + ], + "score": 1.0, + "content": "Lemma B.1. (Shalev-Shwartz & Ben-David, 2014, Theorem 26.5) If", + "type": "text" + }, + { + "bbox": [ + 385, + 533, + 437, + 545 + ], + "score": 0.92, + "content": "h ( z ) \\in [ a , b ]", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 532, + 505, + 546 + ], + "score": 1.0, + "content": ", then with prob-", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 543, + 162, + 556 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 134, + 556 + ], + "score": 1.0, + "content": "ability", + "type": "text" + }, + { + "bbox": [ + 135, + 544, + 157, + 554 + ], + "score": 0.87, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 543, + 162, + 556 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25.5, + "bbox_fs": [ + 105, + 532, + 505, + 556 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 148, + 560, + 461, + 600 + ], + "lines": [ + { + "bbox": [ + 148, + 560, + 461, + 600 + ], + "spans": [ + { + "bbox": [ + 148, + 560, + 461, + 600 + ], + "score": 0.93, + "content": "\\operatorname* { s u p } _ { h \\in \\mathcal { H } } \\left( \\mathbb { E } _ { z \\sim \\mathcal { D } } \\left[ h ( z ) \\right] - \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } h ( z _ { i } ) \\right) \\leq 2 \\mathrm { { R a d } } \\left( \\mathcal { H } \\circ S \\right) + 3 ( b - a ) \\sqrt { \\frac { \\ln ( 2 / \\delta ) } { 2 n } } .", + "type": "interline_equation", + "image_path": "65a5b1f74d983e973695e9cf80a1c1a16ffdaa019ab34174f2490add04db12c0.jpg" + } + ] + } + ], + "index": 28, + "virtual_lines": [ + { + "bbox": [ + 148, + 560, + 461, + 573.3333333333334 + ], + "spans": [], + "index": 27 + }, + { + "bbox": [ + 148, + 573.3333333333334, + 461, + 586.6666666666667 + ], + "spans": [], + "index": 28 + }, + { + "bbox": [ + 148, + 586.6666666666667, + 461, + 600.0000000000001 + ], + "spans": [], + "index": 29 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 611, + 505, + 645 + ], + "lines": [ + { + "bbox": [ + 106, + 611, + 505, + 624 + ], + "spans": [ + { + "bbox": [ + 106, + 611, + 410, + 624 + ], + "score": 1.0, + "content": "We also need the following contraction lemma. 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Rad", + "type": "text" + }, + { + "bbox": [ + 182, + 162, + 270, + 176 + ], + "score": 0.9, + "content": "( { \\mathcal { F } } _ { \\rho } \\circ X ) \\leq \\rho { \\sqrt { m / n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 270, + 161, + 272, + 177 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 107, + 187, + 231, + 199 + ], + "lines": [ + { + "bbox": [ + 106, + 187, + 231, + 200 + ], + "spans": [ + { + "bbox": [ + 106, + 187, + 231, + 200 + ], + "score": 1.0, + "content": "Proof of Lemma B.3. We have", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "interline_equation", + "bbox": [ + 128, + 202, + 484, + 367 + ], + "lines": [ + { + "bbox": [ + 128, + 202, + 484, + 367 + ], + "spans": [ + { + "bbox": [ + 128, + 202, + 484, + 367 + ], + "score": 0.95, + "content": "\\begin{array} { r l } & { \\mathbb { E } _ { \\epsilon } \\left[ \\underset { W \\in \\mathbb { W } } { \\operatorname* { s u p } } \\underset { i = 1 } { \\overset { n } { \\sum } } \\epsilon _ { i } f ( x _ { i } ; W _ { i } , u ) \\right] = \\mathbb { E } _ { \\epsilon } \\left[ \\underset { W \\in \\mathbb { W } } { \\operatorname* { s u p } } \\underset { i = 1 } { \\overset { n } { \\sum } } \\epsilon _ { i } \\underset { s - 1 } { \\overset { m } { \\sum } } \\frac { 1 } { \\sqrt { m } } a _ { s } \\sigma \\left( \\left\\{ w _ { s } , x _ { i } \\right\\} \\right) \\right] } \\\\ & { \\quad \\quad = \\mathbb { E } _ { \\epsilon } \\left[ \\frac { 1 } { \\sqrt { m } } \\underset { W \\in \\mathbb { W } } { \\operatorname* { s u p } } \\underset { s \\_ n = 1 } { \\overset { m } { \\sum } } \\underset { i = 1 } { \\overset { n } { \\sum } } \\epsilon _ { i } a _ { s } \\sigma \\left( \\left\\{ w _ { s } , x _ { i } \\right\\} \\right) \\right] } \\\\ & { \\quad \\quad = \\mathbb { E } _ { \\epsilon } \\left[ \\frac { 1 } { \\sqrt { m } } \\underset { s = 1 } { \\overset { m } { \\sum } } \\left( \\underset { \\left\\| w _ { s } - w _ { s } , u \\right\\| _ { 2 } \\leq \\rho _ { i } = 1 } { \\overset { n } { \\operatorname* { s u p } } } \\underset { s \\_ { i } \\leq i _ { \\omega } } { \\overset { n } { \\sum } } \\epsilon _ { i } a _ { s } \\sigma \\left( \\left. w _ { s } , x _ { i } \\right. \\right) \\right) \\right] } \\\\ & { \\quad \\quad = \\frac { 1 } { \\sqrt { m } } \\underset { i = 1 } { \\overset { m } { \\sum } } \\mathbb { E } _ { \\epsilon } \\left[ \\underset { \\left\\| w _ { s } - w _ { s } , u \\right\\| _ { 2 } \\leq \\rho _ { i } = 1 } { \\overset { n } { \\sum } } \\epsilon _ { i } a _ { s } \\sigma \\left( \\left. w _ { s } , x _ { i } \\right. \\right) \\right] . } \\end{array}", + "type": "interline_equation", + "image_path": "66717fef216c639caeb710381306d5435ac2330637016b18623f796cdc800b52.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 128, + 202, + 484, + 257.0 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 128, + 257.0, + 484, + 312.0 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 128, + 312.0, + 484, + 367.0 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 370, + 498, + 383 + ], + "lines": [ + { + "bbox": [ + 105, + 369, + 498, + 384 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 177, + 384 + ], + "score": 1.0, + "content": "Note that for any", + "type": "text" + }, + { + "bbox": [ + 177, + 371, + 223, + 382 + ], + "score": 0.91, + "content": "1 \\leq s \\leq m", + "type": "inline_equation" + }, + { + "bbox": [ + 223, + 369, + 279, + 384 + ], + "score": 1.0, + "content": ", the mapping", + "type": "text" + }, + { + "bbox": [ + 279, + 370, + 329, + 383 + ], + "score": 0.93, + "content": "z \\mapsto a _ { s } \\sigma ( z )", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 369, + 498, + 384 + ], + "score": 1.0, + "content": "is 1-Lipschitz, and thus Lemma B.2 gives", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "interline_equation", + "bbox": [ + 135, + 385, + 475, + 465 + ], + "lines": [ + { + "bbox": [ + 135, + 385, + 475, + 465 + ], + "spans": [ + { + "bbox": [ + 135, + 385, + 475, + 465 + ], + "score": 0.94, + "content": "\\begin{array} { r l r } { { \\mathbb { E } _ { \\epsilon } [ \\operatorname* { s u p } _ { W \\in \\mathcal { W } _ { \\rho } } \\sum _ { i = 1 } ^ { n } \\epsilon _ { i } f ( x _ { i } ; W , a ) ] \\leq \\frac { 1 } { \\sqrt { m } } \\sum _ { i = 1 } ^ { m } \\mathbb { E } _ { \\epsilon } [ \\operatorname* { s u p } _ { \\lfloor \\| w _ { s } - w _ { s , 0 } \\| _ { 2 } \\leq \\rho } \\sum _ { i = 1 } ^ { n } \\epsilon _ { i } a _ { s } \\sigma ( \\langle w _ { s } , x _ { i } \\rangle ) ] } } \\\\ & { } & { \\leq \\frac { 1 } { \\sqrt { m } } \\sum _ { i = 1 } ^ { m } \\mathbb { E } _ { \\epsilon } [ \\operatorname* { s u p } _ { \\lfloor \\| w _ { s } - w _ { s , 0 } \\| _ { 2 } \\leq \\rho } \\sum _ { i = 1 } ^ { n } \\epsilon _ { i } w _ { s } , x _ { i } ] . } \\end{array}", + "type": "interline_equation", + "image_path": "700669343f5041b1080fb507739332df9dc3ee5b557e6517314c95b54bb40359.jpg" + } + ] + } + ], + "index": 13, + "virtual_lines": [ + { + "bbox": [ + 135, + 385, + 475, + 411.6666666666667 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 135, + 411.6666666666667, + 475, + 438.33333333333337 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 135, + 438.33333333333337, + 475, + 465.00000000000006 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 467, + 505, + 491 + ], + "lines": [ + { + "bbox": [ + 106, + 467, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 106, + 467, + 505, + 480 + ], + "score": 1.0, + "content": "Invoking the Rademacher complexity of linear classifiers (Shalev-Shwartz & Ben-David, 2014,", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 477, + 211, + 492 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 211, + 492 + ], + "score": 1.0, + "content": "Lemma 26.10) then gives", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15.5 + }, + { + "type": "interline_equation", + "bbox": [ + 182, + 493, + 429, + 533 + ], + "lines": [ + { + "bbox": [ + 182, + 493, + 429, + 533 + ], + "spans": [ + { + "bbox": [ + 182, + 493, + 429, + 533 + ], + "score": 0.95, + "content": "\\operatorname { R a d } \\left( \\mathcal { F } _ { \\rho } \\circ X \\right) = \\frac { 1 } { n } \\mathbb { E } _ { \\epsilon } \\left[ \\operatorname* { s u p } _ { W \\in \\mathcal { W } _ { \\rho } } \\sum _ { i = 1 } ^ { n } \\epsilon _ { i } f ( x _ { i } ; 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3 \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 94, + 393, + 106 + ], + "score": 1.0, + "content": "over the random initialization, we have", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "interline_equation", + "bbox": [ + 186, + 108, + 424, + 134 + ], + "lines": [ + { + "bbox": [ + 186, + 108, + 424, + 134 + ], + "spans": [ + { + "bbox": [ + 186, + 108, + 424, + 134 + ], + "score": 0.9, + "content": "\\widehat { \\mathcal { Q } } ( W _ { k } ) \\leq \\widehat { \\mathcal { R } } ( W _ { k } ) \\leq \\epsilon , \\quad \\mathrm { a n d } \\quad \\left\\| w _ { s , k } - w _ { s , 0 } \\right\\| _ { 2 } \\leq \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } .", + "type": "interline_equation", + "image_path": "04a25802c38c956bebc92e99be21473700240b2039a0a426bfe0fbb781904551.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 186, + 108, + 424, + 134 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 137, + 504, + 161 + ], + "lines": [ + { + "bbox": [ + 105, + 136, + 506, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 136, + 258, + 151 + ], + "score": 1.0, + "content": "As a result, invoking eq. 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Recall that", + "type": "text" + }, + { + "bbox": [ + 238, + 252, + 312, + 267 + ], + "score": 0.92, + "content": "\\left\\| \\nabla f _ { t } ( W _ { t } ) \\right\\| _ { F } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 251, + 351, + 268 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 270, + 514, + 294 + ], + "lines": [ + { + "bbox": [ + 111, + 270, + 514, + 294 + ], + "spans": [ + { + "bbox": [ + 111, + 270, + 514, + 294 + ], + "score": 0.88, + "content": "W _ { t + 1 } - \\overline { { W } } \\Big \\Vert _ { F } ^ { 2 } \\leq \\Big \\Vert W _ { t } - \\overline { { W } } \\Big \\Vert _ { F } ^ { 2 } - 2 \\eta \\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) y _ { t } \\left. \\nabla f _ { t } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\right. + \\eta ^ { 2 } \\left( \\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) \\right) ^ { 2 } .", + "type": "interline_equation", + "image_path": "cd1657ba00d23b863ca83a0b6b8dc5a545aa5145ef95affd3e3a5ea8854eb705.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 111, + 270, + 514, + 294 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 307, + 505, + 330 + ], + "lines": [ + { + "bbox": [ + 105, + 306, + 505, + 321 + ], + "spans": [ + { + "bbox": [ + 105, + 306, + 505, + 321 + ], + "score": 1.0, + "content": "Similar to the proof of Lemma 2.6, the first order term of eq. (C.1) can be handled using the convexity", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 318, + 276, + 332 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 117, + 332 + ], + "score": 1.0, + "content": "of", + "type": "text" + }, + { + "bbox": [ + 117, + 320, + 123, + 329 + ], + "score": 0.81, + "content": "\\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 123, + 318, + 276, + 332 + ], + "score": 1.0, + "content": "and homogeneity of ReLU as follows", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12.5 + }, + { + "type": "interline_equation", + "bbox": [ + 177, + 333, + 433, + 354 + ], + "lines": [ + { + "bbox": [ + 177, + 333, + 433, + 354 + ], + "spans": [ + { + "bbox": [ + 177, + 333, + 433, + 354 + ], + "score": 0.92, + "content": "\\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) y _ { t } \\left. \\nabla f _ { t } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\right. \\geq \\mathcal R _ { t } ( W _ { t } ) - \\mathcal R _ { t } \\left( \\overline { { W } } \\right) ,", + "type": "interline_equation", + "image_path": "345974dd7adeeadc78d2b5db5a723d14b0dc360a0ed6b32fa9a2af3585d9036e.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 177, + 333, + 433, + 354 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 357, + 370, + 369 + ], + "lines": [ + { + "bbox": [ + 106, + 357, + 369, + 370 + ], + "spans": [ + { + "bbox": [ + 106, + 357, + 369, + 370 + ], + "score": 1.0, + "content": "and the second-order term of eq. (C.1) can be bounded as follows", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "interline_equation", + "bbox": [ + 159, + 371, + 452, + 395 + ], + "lines": [ + { + "bbox": [ + 159, + 371, + 452, + 395 + ], + "spans": [ + { + "bbox": [ + 159, + 371, + 452, + 395 + ], + "score": 0.93, + "content": "\\eta ^ { 2 } \\left( \\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) \\right) ^ { 2 } \\le - \\eta \\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) \\le \\eta \\ell \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) = \\eta \\mathcal { R } _ { t } ( W _ { t } ) ,", + "type": "interline_equation", + "image_path": "cee4c8efcb05b7fa690e860d277bc4a10ff858fa8e82590719cd78f24e69fd65.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 159, + 371, + 452, + 395 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 397, + 375, + 410 + ], + "lines": [ + { + "bbox": [ + 106, + 397, + 375, + 411 + ], + "spans": [ + { + "bbox": [ + 106, + 397, + 129, + 411 + ], + "score": 1.0, + "content": "since", + "type": "text" + }, + { + "bbox": [ + 129, + 398, + 173, + 410 + ], + "score": 0.91, + "content": "\\eta , - \\ell ^ { \\prime } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 174, + 397, + 191, + 411 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 192, + 398, + 225, + 409 + ], + "score": 0.91, + "content": "- { \\ell } ^ { \\prime } \\leq { \\ell }", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 397, + 375, + 411 + ], + "score": 1.0, + "content": ". Combining eqs. (C.1) to (C.3) gives", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "interline_equation", + "bbox": [ + 185, + 412, + 426, + 437 + ], + "lines": [ + { + "bbox": [ + 185, + 412, + 426, + 437 + ], + "spans": [ + { + "bbox": [ + 185, + 412, + 426, + 437 + ], + "score": 0.93, + "content": "\\eta \\mathcal { R } _ { t } ( W _ { t } ) \\leq \\left\\| W _ { t } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } - \\left\\| W _ { t + 1 } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } + 2 \\eta \\mathcal { R } _ { t } \\left( \\overline { { W } } \\right) .", + "type": "interline_equation", + "image_path": "1f129f0066aebb7b680dcb78f8700724b023c7520523f6cee0dbc18780ccb67b.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 185, + 412, + 426, + 437 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 438, + 221, + 451 + ], + "lines": [ + { + "bbox": [ + 106, + 438, + 221, + 451 + ], + "spans": [ + { + "bbox": [ + 106, + 438, + 221, + 451 + ], + "score": 1.0, + "content": "Telescoping gives the claim.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 461, + 504, + 485 + ], + "lines": [ + { + "bbox": [ + 105, + 460, + 506, + 475 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 506, + 475 + ], + "score": 1.0, + "content": "With Lemma 4.2, we give the following result, which is an extension of Theorem 2.2 to the SGD", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 471, + 140, + 488 + ], + "spans": [ + { + "bbox": [ + 104, + 471, + 140, + 488 + ], + "score": 1.0, + "content": "setting.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20.5 + }, + { + "type": "text", + "bbox": [ + 106, + 487, + 504, + 510 + ], + "lines": [ + { + "bbox": [ + 104, + 484, + 506, + 501 + ], + "spans": [ + { + "bbox": [ + 104, + 484, + 307, + 501 + ], + "score": 1.0, + "content": "Lemma C.1. Under Assumption 3.1, given any", + "type": "text" + }, + { + "bbox": [ + 308, + 487, + 351, + 499 + ], + "score": 0.92, + "content": "\\epsilon \\in \\mathsf { \\Gamma } ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 351, + 484, + 375, + 501 + ], + "score": 1.0, + "content": ", any", + "type": "text" + }, + { + "bbox": [ + 375, + 487, + 429, + 499 + ], + "score": 0.92, + "content": "\\delta \\in ( 0 , 1 / 3 )", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 484, + 506, + 501 + ], + "score": 1.0, + "content": ", and any positive", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 498, + 166, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 136, + 511 + ], + "score": 1.0, + "content": "integer", + "type": "text" + }, + { + "bbox": [ + 137, + 500, + 148, + 509 + ], + "score": 0.81, + "content": "n _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 498, + 166, + 511 + ], + "score": 1.0, + "content": ", let", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22.5 + }, + { + "type": "interline_equation", + "bbox": [ + 191, + 512, + 420, + 541 + ], + "lines": [ + { + "bbox": [ + 191, + 512, + 420, + 541 + ], + "spans": [ + { + "bbox": [ + 191, + 512, + 420, + 541 + ], + "score": 0.92, + "content": "\\lambda : = \\frac { \\sqrt { 2 \\ln ( 4 n _ { 0 } / \\delta ) } + \\ln ( 4 / \\epsilon ) } { \\gamma / 4 } , \\quad a n d \\quad M : = \\frac { 4 0 9 6 \\lambda ^ { 2 } } { \\gamma ^ { 6 } } .", + "type": "interline_equation", + "image_path": "50315bccb8df7348885c119713f4fa9de12c3306513f42a8d44080bb8fdbc461.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 191, + 512, + 420, + 541 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 545, + 504, + 568 + ], + "lines": [ + { + "bbox": [ + 105, + 543, + 505, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 141, + 559 + ], + "score": 1.0, + "content": "For any", + "type": "text" + }, + { + "bbox": [ + 141, + 546, + 177, + 556 + ], + "score": 0.9, + "content": "m \\geq M", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 543, + 289, + 559 + ], + "score": 1.0, + "content": "and any constant step size", + "type": "text" + }, + { + "bbox": [ + 291, + 545, + 413, + 558 + ], + "score": 0.76, + "content": "\\eta \\leq 1 , i f n _ { 0 } \\geq n : = \\lceil 2 \\lambda ^ { 2 } / \\eta \\epsilon \\rceil", + "type": "inline_equation" + }, + { + "bbox": [ + 413, + 543, + 505, + 559 + ], + "score": 1.0, + "content": ", then with probability", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 554, + 140, + 569 + ], + "spans": [ + { + "bbox": [ + 106, + 556, + 135, + 567 + ], + "score": 0.77, + "content": "1 - 3 \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 135, + 554, + 140, + 569 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25.5 + }, + { + "type": "interline_equation", + "bbox": [ + 265, + 570, + 345, + 599 + ], + "lines": [ + { + "bbox": [ + 265, + 570, + 345, + 599 + ], + "spans": [ + { + "bbox": [ + 265, + 570, + 345, + 599 + ], + "score": 0.92, + "content": "\\frac { 1 } { n } \\sum _ { i < n } \\mathcal { Q } _ { i } ( W _ { i } ) \\leq \\epsilon .", + "type": "interline_equation", + "image_path": "cb49956b8d34ce531ecbae8d3f91f2380456d313878f7b7f022dc4c00c5f308e.jpg" + } + ] + } + ], + "index": 27, + "virtual_lines": [ + { + "bbox": [ + 265, + 570, + 345, + 599 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 610, + 504, + 634 + ], + "lines": [ + { + "bbox": [ + 105, + 609, + 506, + 625 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 204, + 625 + ], + "score": 1.0, + "content": "Proof. We first sample", + "type": "text" + }, + { + "bbox": [ + 204, + 613, + 216, + 622 + ], + "score": 0.85, + "content": "n _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 609, + 280, + 625 + ], + "score": 1.0, + "content": "data examples", + "type": "text" + }, + { + "bbox": [ + 280, + 611, + 397, + 623 + ], + "score": 0.92, + "content": "( x _ { 0 } , y _ { 0 } ) , \\dots , ( x _ { n _ { 0 } - 1 } , y _ { n _ { 0 } - 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 397, + 609, + 462, + 625 + ], + "score": 1.0, + "content": ", and then feed", + "type": "text" + }, + { + "bbox": [ + 462, + 611, + 492, + 623 + ], + "score": 0.92, + "content": "( x _ { i } , y _ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 492, + 609, + 506, + 625 + ], + "score": 1.0, + "content": "to", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 621, + 309, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 621, + 157, + 635 + ], + "score": 1.0, + "content": "SGD at step", + "type": "text" + }, + { + "bbox": [ + 157, + 623, + 162, + 632 + ], + "score": 0.57, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 162, + 621, + 271, + 635 + ], + "score": 1.0, + "content": ". We only consider the first", + "type": "text" + }, + { + "bbox": [ + 271, + 624, + 282, + 633 + ], + "score": 0.86, + "content": "n _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 621, + 309, + 635 + ], + "score": 1.0, + "content": "steps.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28.5 + }, + { + "type": "text", + "bbox": [ + 106, + 638, + 506, + 673 + ], + "lines": [ + { + "bbox": [ + 106, + 639, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 327, + 651 + ], + "score": 1.0, + "content": "The proof is similar to the proof of Theorem 2.2. Let", + "type": "text" + }, + { + "bbox": [ + 328, + 641, + 339, + 650 + ], + "score": 0.82, + "content": "n _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 639, + 452, + 651 + ], + "score": 1.0, + "content": "denote the first step before", + "type": "text" + }, + { + "bbox": [ + 452, + 641, + 464, + 650 + ], + "score": 0.84, + "content": "n _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 639, + 505, + 651 + ], + "score": 1.0, + "content": "such that", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 104, + 648, + 506, + 664 + ], + "spans": [ + { + "bbox": [ + 104, + 648, + 177, + 664 + ], + "score": 1.0, + "content": "there exists some", + "type": "text" + }, + { + "bbox": [ + 178, + 650, + 224, + 661 + ], + "score": 0.9, + "content": "1 \\leq s \\leq m", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 648, + 245, + 664 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 245, + 649, + 372, + 663 + ], + "score": 0.91, + "content": "\\left\\| w _ { s , n _ { 1 } } - w _ { s , 0 } \\right\\| _ { 2 } > 4 \\lambda / ( \\gamma \\sqrt { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 373, + 648, + 506, + 664 + ], + "score": 1.0, + "content": ". If such a step does not exist, let", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 107, + 663, + 146, + 674 + ], + "spans": [ + { + "bbox": [ + 107, + 663, + 141, + 672 + ], + "score": 0.85, + "content": "n _ { \\mathrm { 1 } } = n _ { \\mathrm { 0 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 142, + 663, + 146, + 674 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 103, + 677, + 504, + 701 + ], + "lines": [ + { + "bbox": [ + 104, + 675, + 505, + 692 + ], + "spans": [ + { + "bbox": [ + 104, + 675, + 122, + 692 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 123, + 677, + 190, + 689 + ], + "score": 0.92, + "content": "\\overline { { W } } : = W _ { 0 } + \\lambda \\overline { { U } }", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 675, + 505, + 692 + ], + "score": 1.0, + "content": ", in exactly the same way as in Theorem 2.2, we can show that with probability", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 686, + 220, + 702 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 135, + 699 + ], + "score": 0.83, + "content": "1 - 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3 \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 94, + 393, + 106 + ], + "score": 1.0, + "content": "over the random initialization, we have", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5, + "bbox_fs": [ + 106, + 82, + 505, + 106 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 186, + 108, + 424, + 134 + ], + "lines": [ + { + "bbox": [ + 186, + 108, + 424, + 134 + ], + "spans": [ + { + "bbox": [ + 186, + 108, + 424, + 134 + ], + "score": 0.9, + "content": "\\widehat { \\mathcal { Q } } ( W _ { k } ) \\leq \\widehat { \\mathcal { R } } ( W _ { k } ) \\leq \\epsilon , \\quad \\mathrm { a n d } \\quad \\left\\| w _ { s , k } - w _ { s , 0 } \\right\\| _ { 2 } \\leq \\frac { 4 \\lambda } { \\gamma \\sqrt { m } } .", + "type": "interline_equation", + "image_path": "04a25802c38c956bebc92e99be21473700240b2039a0a426bfe0fbb781904551.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 186, + 108, + 424, + 134 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 137, + 504, + 161 + ], + "lines": [ + { + "bbox": [ + 105, + 136, + 506, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 136, + 258, + 151 + ], + "score": 1.0, + "content": "As a result, invoking eq. (B.1) with", + "type": "text" + }, + { + "bbox": [ + 258, + 137, + 328, + 150 + ], + "score": 0.91, + "content": "\\rho = 4 \\lambda / ( \\gamma \\sqrt { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 136, + 402, + 151 + ], + "score": 1.0, + "content": ", with probability", + "type": "text" + }, + { + "bbox": [ + 403, + 138, + 433, + 149 + ], + "score": 0.76, + "content": "1 - 4 \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 433, + 136, + 506, + 151 + ], + "score": 1.0, + "content": "over the random", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 147, + 237, + 162 + ], + "spans": [ + { + "bbox": [ + 105, + 147, + 237, + 162 + ], + "score": 1.0, + "content": "initialization and data sampling,", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3.5, + "bbox_fs": [ + 105, + 136, + 506, + 162 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 115, + 162, + 495, + 198 + ], + "lines": [ + { + "bbox": [ + 115, + 162, + 495, + 198 + ], + "spans": [ + { + "bbox": [ + 115, + 162, + 495, + 198 + ], + "score": 0.93, + "content": "\\mathcal { Q } ( W _ { k } ) \\leq \\widehat { \\mathcal { Q } } ( W _ { k } ) + \\frac { 2 \\lambda } { \\gamma \\sqrt { n } } + 3 \\sqrt { \\frac { \\ln ( 2 / \\delta ) } { 2 n } } \\leq \\epsilon + \\frac { 8 \\left( \\sqrt { 2 \\ln ( 4 n / \\delta ) } + \\ln ( 4 / \\epsilon ) \\right) } { \\gamma ^ { 2 } \\sqrt { n } } + 3 \\sqrt { \\frac { \\ln ( 2 / \\delta ) } { 2 n } } .", + "type": "interline_equation", + "image_path": "2e7be6ea4bc8d0c9b2fd34c01856b55fc346e0cfa8a7b0c2c07f961cc0378e76.jpg" + } + ] + } + ], + "index": 6, + "virtual_lines": [ + { + "bbox": [ + 115, + 162, + 495, + 174.0 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 115, + 174.0, + 495, + 186.0 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 115, + 186.0, + 495, + 198.0 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 200, + 380, + 215 + ], + "lines": [ + { + "bbox": [ + 106, + 199, + 380, + 217 + ], + "spans": [ + { + "bbox": [ + 106, + 199, + 144, + 217 + ], + "score": 1.0, + "content": "Invoking", + "type": "text" + }, + { + "bbox": [ + 145, + 201, + 304, + 215 + ], + "score": 0.9, + "content": "P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W , a ) \\leq 0 \\right) \\leq 2 Q ( W )", + "type": "inline_equation" + }, + { + "bbox": [ + 305, + 199, + 380, + 217 + ], + "score": 1.0, + "content": "finishes the proof.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8, + "bbox_fs": [ + 106, + 199, + 380, + 217 + ] + }, + { + "type": "title", + "bbox": [ + 106, + 228, + 311, + 242 + ], + "lines": [ + { + "bbox": [ + 106, + 227, + 311, + 243 + ], + "spans": [ + { + "bbox": [ + 106, + 227, + 311, + 243 + ], + "score": 1.0, + "content": "C OMITTED PROOFS FROM SECTION 4", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 9 + }, + { + "type": "text", + "bbox": [ + 106, + 252, + 351, + 266 + ], + "lines": [ + { + "bbox": [ + 105, + 251, + 351, + 268 + ], + "spans": [ + { + "bbox": [ + 105, + 251, + 237, + 268 + ], + "score": 1.0, + "content": "Proof of Lemma 4.2. Recall that", + "type": "text" + }, + { + "bbox": [ + 238, + 252, + 312, + 267 + ], + "score": 0.92, + "content": "\\left\\| \\nabla f _ { t } ( W _ { t } ) \\right\\| _ { F } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 251, + 351, + 268 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10, + "bbox_fs": [ + 105, + 251, + 351, + 268 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 270, + 514, + 294 + ], + "lines": [ + { + "bbox": [ + 111, + 270, + 514, + 294 + ], + "spans": [ + { + "bbox": [ + 111, + 270, + 514, + 294 + ], + "score": 0.88, + "content": "W _ { t + 1 } - \\overline { { W } } \\Big \\Vert _ { F } ^ { 2 } \\leq \\Big \\Vert W _ { t } - \\overline { { W } } \\Big \\Vert _ { F } ^ { 2 } - 2 \\eta \\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) y _ { t } \\left. \\nabla f _ { t } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\right. + \\eta ^ { 2 } \\left( \\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) \\right) ^ { 2 } .", + "type": "interline_equation", + "image_path": "cd1657ba00d23b863ca83a0b6b8dc5a545aa5145ef95affd3e3a5ea8854eb705.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 111, + 270, + 514, + 294 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 307, + 505, + 330 + ], + "lines": [ + { + "bbox": [ + 105, + 306, + 505, + 321 + ], + "spans": [ + { + "bbox": [ + 105, + 306, + 505, + 321 + ], + "score": 1.0, + "content": "Similar to the proof of Lemma 2.6, the first order term of eq. (C.1) can be handled using the convexity", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 318, + 276, + 332 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 117, + 332 + ], + "score": 1.0, + "content": "of", + "type": "text" + }, + { + "bbox": [ + 117, + 320, + 123, + 329 + ], + "score": 0.81, + "content": "\\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 123, + 318, + 276, + 332 + ], + "score": 1.0, + "content": "and homogeneity of ReLU as follows", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12.5, + "bbox_fs": [ + 105, + 306, + 505, + 332 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 177, + 333, + 433, + 354 + ], + "lines": [ + { + "bbox": [ + 177, + 333, + 433, + 354 + ], + "spans": [ + { + "bbox": [ + 177, + 333, + 433, + 354 + ], + "score": 0.92, + "content": "\\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) y _ { t } \\left. \\nabla f _ { t } ( W _ { t } ) , W _ { t } - \\overline { { W } } \\right. \\geq \\mathcal R _ { t } ( W _ { t } ) - \\mathcal R _ { t } \\left( \\overline { { W } } \\right) ,", + "type": "interline_equation", + "image_path": "345974dd7adeeadc78d2b5db5a723d14b0dc360a0ed6b32fa9a2af3585d9036e.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 177, + 333, + 433, + 354 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 357, + 370, + 369 + ], + "lines": [ + { + "bbox": [ + 106, + 357, + 369, + 370 + ], + "spans": [ + { + "bbox": [ + 106, + 357, + 369, + 370 + ], + "score": 1.0, + "content": "and the second-order term of eq. (C.1) can be bounded as follows", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15, + "bbox_fs": [ + 106, + 357, + 369, + 370 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 159, + 371, + 452, + 395 + ], + "lines": [ + { + "bbox": [ + 159, + 371, + 452, + 395 + ], + "spans": [ + { + "bbox": [ + 159, + 371, + 452, + 395 + ], + "score": 0.93, + "content": "\\eta ^ { 2 } \\left( \\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) \\right) ^ { 2 } \\le - \\eta \\ell ^ { \\prime } \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) \\le \\eta \\ell \\left( y _ { t } f _ { t } ( W _ { t } ) \\right) = \\eta \\mathcal { R } _ { t } ( W _ { t } ) ,", + "type": "interline_equation", + "image_path": "cee4c8efcb05b7fa690e860d277bc4a10ff858fa8e82590719cd78f24e69fd65.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 159, + 371, + 452, + 395 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 397, + 375, + 410 + ], + "lines": [ + { + "bbox": [ + 106, + 397, + 375, + 411 + ], + "spans": [ + { + "bbox": [ + 106, + 397, + 129, + 411 + ], + "score": 1.0, + "content": "since", + "type": "text" + }, + { + "bbox": [ + 129, + 398, + 173, + 410 + ], + "score": 0.91, + "content": "\\eta , - \\ell ^ { \\prime } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 174, + 397, + 191, + 411 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 192, + 398, + 225, + 409 + ], + "score": 0.91, + "content": "- { \\ell } ^ { \\prime } \\leq { \\ell }", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 397, + 375, + 411 + ], + "score": 1.0, + "content": ". Combining eqs. (C.1) to (C.3) gives", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17, + "bbox_fs": [ + 106, + 397, + 375, + 411 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 185, + 412, + 426, + 437 + ], + "lines": [ + { + "bbox": [ + 185, + 412, + 426, + 437 + ], + "spans": [ + { + "bbox": [ + 185, + 412, + 426, + 437 + ], + "score": 0.93, + "content": "\\eta \\mathcal { R } _ { t } ( W _ { t } ) \\leq \\left\\| W _ { t } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } - \\left\\| W _ { t + 1 } - \\overline { { W } } \\right\\| _ { F } ^ { 2 } + 2 \\eta \\mathcal { R } _ { t } \\left( \\overline { { W } } \\right) .", + "type": "interline_equation", + "image_path": "1f129f0066aebb7b680dcb78f8700724b023c7520523f6cee0dbc18780ccb67b.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 185, + 412, + 426, + 437 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 438, + 221, + 451 + ], + "lines": [ + { + "bbox": [ + 106, + 438, + 221, + 451 + ], + "spans": [ + { + "bbox": [ + 106, + 438, + 221, + 451 + ], + "score": 1.0, + "content": "Telescoping gives the claim.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19, + "bbox_fs": [ + 106, + 438, + 221, + 451 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 461, + 504, + 485 + ], + "lines": [ + { + "bbox": [ + 105, + 460, + 506, + 475 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 506, + 475 + ], + "score": 1.0, + "content": "With Lemma 4.2, we give the following result, which is an extension of Theorem 2.2 to the SGD", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 471, + 140, + 488 + ], + "spans": [ + { + "bbox": [ + 104, + 471, + 140, + 488 + ], + "score": 1.0, + "content": "setting.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20.5, + "bbox_fs": [ + 104, + 460, + 506, + 488 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 487, + 504, + 510 + ], + "lines": [ + { + "bbox": [ + 104, + 484, + 506, + 501 + ], + "spans": [ + { + "bbox": [ + 104, + 484, + 307, + 501 + ], + "score": 1.0, + "content": "Lemma C.1. Under Assumption 3.1, given any", + "type": "text" + }, + { + "bbox": [ + 308, + 487, + 351, + 499 + ], + "score": 0.92, + "content": "\\epsilon \\in \\mathsf { \\Gamma } ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 351, + 484, + 375, + 501 + ], + "score": 1.0, + "content": ", any", + "type": "text" + }, + { + "bbox": [ + 375, + 487, + 429, + 499 + ], + "score": 0.92, + "content": "\\delta \\in ( 0 , 1 / 3 )", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 484, + 506, + 501 + ], + "score": 1.0, + "content": ", and any positive", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 498, + 166, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 136, + 511 + ], + "score": 1.0, + "content": "integer", + "type": "text" + }, + { + "bbox": [ + 137, + 500, + 148, + 509 + ], + "score": 0.81, + "content": "n _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 498, + 166, + 511 + ], + "score": 1.0, + "content": ", let", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22.5, + "bbox_fs": [ + 104, + 484, + 506, + 511 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 191, + 512, + 420, + 541 + ], + "lines": [ + { + "bbox": [ + 191, + 512, + 420, + 541 + ], + "spans": [ + { + "bbox": [ + 191, + 512, + 420, + 541 + ], + "score": 0.92, + "content": "\\lambda : = \\frac { \\sqrt { 2 \\ln ( 4 n _ { 0 } / \\delta ) } + \\ln ( 4 / \\epsilon ) } { \\gamma / 4 } , \\quad a n d \\quad M : = \\frac { 4 0 9 6 \\lambda ^ { 2 } } { \\gamma ^ { 6 } } .", + "type": "interline_equation", + "image_path": "50315bccb8df7348885c119713f4fa9de12c3306513f42a8d44080bb8fdbc461.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 191, + 512, + 420, + 541 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 545, + 504, + 568 + ], + "lines": [ + { + "bbox": [ + 105, + 543, + 505, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 141, + 559 + ], + "score": 1.0, + "content": "For any", + "type": "text" + }, + { + "bbox": [ + 141, + 546, + 177, + 556 + ], + "score": 0.9, + "content": "m \\geq M", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 543, + 289, + 559 + ], + "score": 1.0, + "content": "and any constant step size", + "type": "text" + }, + { + "bbox": [ + 291, + 545, + 413, + 558 + ], + "score": 0.76, + "content": "\\eta \\leq 1 , i f n _ { 0 } \\geq n : = \\lceil 2 \\lambda ^ { 2 } / \\eta \\epsilon \\rceil", + "type": "inline_equation" + }, + { + "bbox": [ + 413, + 543, + 505, + 559 + ], + "score": 1.0, + "content": ", then with probability", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 554, + 140, + 569 + ], + "spans": [ + { + "bbox": [ + 106, + 556, + 135, + 567 + ], + "score": 0.77, + "content": "1 - 3 \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 135, + 554, + 140, + 569 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25.5, + "bbox_fs": [ + 105, + 543, + 505, + 569 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 265, + 570, + 345, + 599 + ], + "lines": [ + { + "bbox": [ + 265, + 570, + 345, + 599 + ], + "spans": [ + { + "bbox": [ + 265, + 570, + 345, + 599 + ], + "score": 0.92, + "content": "\\frac { 1 } { n } \\sum _ { i < n } \\mathcal { Q } _ { i } ( W _ { i } ) \\leq \\epsilon .", + "type": "interline_equation", + "image_path": "cb49956b8d34ce531ecbae8d3f91f2380456d313878f7b7f022dc4c00c5f308e.jpg" + } + ] + } + ], + "index": 27, + "virtual_lines": [ + { + "bbox": [ + 265, + 570, + 345, + 599 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 610, + 504, + 634 + ], + "lines": [ + { + "bbox": [ + 105, + 609, + 506, + 625 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 204, + 625 + ], + "score": 1.0, + "content": "Proof. We first sample", + "type": "text" + }, + { + "bbox": [ + 204, + 613, + 216, + 622 + ], + "score": 0.85, + "content": "n _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 609, + 280, + 625 + ], + "score": 1.0, + "content": "data examples", + "type": "text" + }, + { + "bbox": [ + 280, + 611, + 397, + 623 + ], + "score": 0.92, + "content": "( x _ { 0 } , y _ { 0 } ) , \\dots , ( x _ { n _ { 0 } - 1 } , y _ { n _ { 0 } - 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 397, + 609, + 462, + 625 + ], + "score": 1.0, + "content": ", and then feed", + "type": "text" + }, + { + "bbox": [ + 462, + 611, + 492, + 623 + ], + "score": 0.92, + "content": "( x _ { i } , y _ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 492, + 609, + 506, + 625 + ], + "score": 1.0, + "content": "to", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 621, + 309, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 621, + 157, + 635 + ], + "score": 1.0, + "content": "SGD at step", + "type": "text" + }, + { + "bbox": [ + 157, + 623, + 162, + 632 + ], + "score": 0.57, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 162, + 621, + 271, + 635 + ], + "score": 1.0, + "content": ". We only consider the first", + "type": "text" + }, + { + "bbox": [ + 271, + 624, + 282, + 633 + ], + "score": 0.86, + "content": "n _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 621, + 309, + 635 + ], + "score": 1.0, + "content": "steps.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 609, + 506, + 635 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 638, + 506, + 673 + ], + "lines": [ + { + "bbox": [ + 106, + 639, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 327, + 651 + ], + "score": 1.0, + "content": "The proof is similar to the proof of Theorem 2.2. Let", + "type": "text" + }, + { + "bbox": [ + 328, + 641, + 339, + 650 + ], + "score": 0.82, + "content": "n _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 639, + 452, + 651 + ], + "score": 1.0, + "content": "denote the first step before", + "type": "text" + }, + { + "bbox": [ + 452, + 641, + 464, + 650 + ], + "score": 0.84, + "content": "n _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 639, + 505, + 651 + ], + "score": 1.0, + "content": "such that", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 104, + 648, + 506, + 664 + ], + "spans": [ + { + "bbox": [ + 104, + 648, + 177, + 664 + ], + "score": 1.0, + "content": "there exists some", + "type": "text" + }, + { + "bbox": [ + 178, + 650, + 224, + 661 + ], + "score": 0.9, + "content": "1 \\leq s \\leq m", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 648, + 245, + 664 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 245, + 649, + 372, + 663 + ], + "score": 0.91, + "content": "\\left\\| w _ { s , n _ { 1 } } - w _ { s , 0 } \\right\\| _ { 2 } > 4 \\lambda / ( \\gamma \\sqrt { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 373, + 648, + 506, + 664 + ], + "score": 1.0, + "content": ". If such a step does not exist, let", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 107, + 663, + 146, + 674 + ], + "spans": [ + { + "bbox": [ + 107, + 663, + 141, + 672 + ], + "score": 0.85, + "content": "n _ { \\mathrm { 1 } } = n _ { \\mathrm { 0 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 142, + 663, + 146, + 674 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 31, + "bbox_fs": [ + 104, + 639, + 506, + 674 + ] + }, + { + "type": "text", + "bbox": [ + 103, + 677, + 504, + 701 + ], + "lines": [ + { + "bbox": [ + 104, + 675, + 505, + 692 + ], + "spans": [ + { + "bbox": [ + 104, + 675, + 122, + 692 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 123, + 677, + 190, + 689 + ], + "score": 0.92, + "content": "\\overline { { W } } : = W _ { 0 } + \\lambda \\overline { { U } }", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 675, + 505, + 692 + ], + "score": 1.0, + "content": ", in exactly the same way as in Theorem 2.2, we can show that with probability", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 686, + 220, + 702 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 135, + 699 + ], + "score": 0.83, + "content": "1 - 3 \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 135, + 686, + 169, + 702 + ], + "score": 1.0, + "content": ", for any", + "type": "text" + }, + { + "bbox": [ + 169, + 690, + 216, + 700 + ], + "score": 0.91, + "content": "0 \\leq i < n _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 686, + 220, + 702 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33.5, + "bbox_fs": [ + 104, + 675, + 505, + 702 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 183, + 703, + 428, + 731 + ], + "lines": [ + { + "bbox": [ + 183, + 703, + 428, + 731 + ], + "spans": [ + { + "bbox": [ + 183, + 703, + 428, + 731 + ], + "score": 0.93, + "content": "y _ { i } \\left. \\nabla f _ { i } ( W _ { i } ) , \\overline { { W } } \\right. \\geq \\ln \\left( \\frac { 4 } { \\epsilon } \\right) , \\quad \\mathrm { a n d ~ t h u s } \\quad \\mathcal { R } _ { i } \\left( \\overline { { W } } \\right) \\leq \\epsilon / 4 .", + "type": "interline_equation", + "image_path": "d05f7db54f0825191c680f9cffb68fe7669a166ff8b3b1842865b3a2798e0b42.jpg" + } + ] + } + ], + "index": 35, + "virtual_lines": [ + { + "bbox": [ + 183, + 703, + 428, + 731 + ], + "spans": [], + "index": 35 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 505, + 118 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 166, + 96 + ], + "score": 1.0, + "content": "Now consider", + "type": "text" + }, + { + "bbox": [ + 167, + 82, + 226, + 95 + ], + "score": 0.94, + "content": "n : = \\lceil { } ^ { 2 \\lambda ^ { 2 } } / \\eta \\epsilon \\rceil", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 81, + 506, + 96 + ], + "score": 1.0, + "content": ". Using Lemma 4.2, in the same way as the proof of Theorem 2.2", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 505, + 109 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 150, + 109 + ], + "score": 1.0, + "content": "(replacing", + "type": "text" + }, + { + "bbox": [ + 150, + 93, + 181, + 108 + ], + "score": 0.93, + "content": "\\widehat { \\mathcal { Q } } ( W _ { \\tau } )", + "type": "inline_equation" + }, + { + "bbox": [ + 181, + 94, + 203, + 109 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 203, + 96, + 235, + 108 + ], + "score": 0.92, + "content": "\\mathcal { Q } _ { i } ( W _ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 236, + 94, + 334, + 109 + ], + "score": 1.0, + "content": ", etc.), we can show that", + "type": "text" + }, + { + "bbox": [ + 334, + 96, + 365, + 107 + ], + "score": 0.9, + "content": "n \\leq n _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 94, + 505, + 109 + ], + "score": 1.0, + "content": ". Then invoking Lemma 4.2 again,", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 106, + 137, + 120 + ], + "spans": [ + { + "bbox": [ + 105, + 106, + 137, + 120 + ], + "score": 1.0, + "content": "we get", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1 + }, + { + "type": "interline_equation", + "bbox": [ + 138, + 122, + 472, + 158 + ], + "lines": [ + { + "bbox": [ + 138, + 122, + 472, + 158 + ], + "spans": [ + { + "bbox": [ + 138, + 122, + 472, + 158 + ], + "score": 0.93, + "content": "\\frac { 1 } { n } \\sum _ { i < n } \\mathcal { Q } _ { i } ( W _ { i } ) \\leq \\frac { 1 } { n } \\sum _ { i < n } \\mathcal { R } _ { i } ( W _ { i } ) \\leq \\frac { { \\left\\| { W _ { 0 } - \\overline { { W } } } \\right\\| } _ { F } ^ { 2 } } { \\eta n } + \\frac { 2 } { n } \\sum _ { i < n } \\mathcal { R } _ { i } \\left( \\overline { { W } } \\right) \\leq \\frac { \\epsilon } { 2 } + \\frac { \\epsilon } { 2 } = \\epsilon .", + "type": "interline_equation", + "image_path": "73a144cace6ffbf4b4405fdd95e5eec435ab05ceeac671248d7ec960f85a3f6c.jpg" + } + ] + } + ], + "index": 4, + "virtual_lines": [ + { + "bbox": [ + 138, + 122, + 472, + 134.0 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 138, + 134.0, + 472, + 146.0 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 138, + 146.0, + 472, + 158.0 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 183, + 426, + 196 + ], + "lines": [ + { + "bbox": [ + 105, + 183, + 426, + 198 + ], + "spans": [ + { + "bbox": [ + 105, + 183, + 426, + 198 + ], + "score": 1.0, + "content": "Next we prove Lemma 4.3. We need the following martingale Bernstein bound.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 106, + 198, + 504, + 231 + ], + "lines": [ + { + "bbox": [ + 105, + 198, + 506, + 212 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 311, + 212 + ], + "score": 1.0, + "content": "Lemma C.2. (Beygelzimer et al., 2011, Theorem 1)", + "type": "text" + }, + { + "bbox": [ + 311, + 198, + 377, + 211 + ], + "score": 0.76, + "content": "L e t \\left( { M } _ { t } , \\mathcal { F } _ { t } \\right) _ { t \\geq 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 377, + 198, + 478, + 212 + ], + "score": 1.0, + "content": "denote a martingale with", + "type": "text" + }, + { + "bbox": [ + 478, + 199, + 506, + 210 + ], + "score": 0.88, + "content": "M _ { 0 } =", + "type": "inline_equation" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 209, + 505, + 223 + ], + "spans": [ + { + "bbox": [ + 104, + 209, + 133, + 223 + ], + "score": 1.0, + "content": "0 and", + "type": "text" + }, + { + "bbox": [ + 134, + 210, + 146, + 221 + ], + "score": 0.87, + "content": "\\mathcal { F } _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 147, + 209, + 205, + 223 + ], + "score": 1.0, + "content": "be the trivial", + "type": "text" + }, + { + "bbox": [ + 206, + 212, + 213, + 220 + ], + "score": 0.75, + "content": "\\sigma", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 209, + 272, + 223 + ], + "score": 1.0, + "content": "-algebra. Let", + "type": "text" + }, + { + "bbox": [ + 272, + 210, + 306, + 222 + ], + "score": 0.91, + "content": "( \\Delta _ { t } ) _ { t \\geq 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 209, + 505, + 223 + ], + "score": 1.0, + "content": "denote the corresponding martingale difference", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 221, + 178, + 233 + ], + "spans": [ + { + "bbox": [ + 105, + 221, + 178, + 233 + ], + "score": 1.0, + "content": "sequence, and let", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8 + }, + { + "type": "interline_equation", + "bbox": [ + 255, + 230, + 356, + 265 + ], + "lines": [ + { + "bbox": [ + 255, + 230, + 356, + 265 + ], + "spans": [ + { + "bbox": [ + 255, + 230, + 356, + 265 + ], + "score": 0.94, + "content": "V _ { t } : = \\sum _ { j = 1 } ^ { t } \\mathbb { E } \\left[ \\Delta _ { j } ^ { 2 } \\Big | \\mathscr { F } _ { j - 1 } \\right]", + "type": "interline_equation", + "image_path": "be053a18700df91f14f782f9cf8bedc8d239262c958e1044342fc0ada7a79d0a.jpg" + } + ] + } + ], + "index": 10.5, + "virtual_lines": [ + { + "bbox": [ + 255, + 230, + 356, + 247.5 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 255, + 247.5, + 356, + 265.0 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 267, + 505, + 289 + ], + "lines": [ + { + "bbox": [ + 105, + 266, + 505, + 280 + ], + "spans": [ + { + "bbox": [ + 105, + 266, + 293, + 280 + ], + "score": 1.0, + "content": "denote the sequence of conditional variance. If", + "type": "text" + }, + { + "bbox": [ + 294, + 267, + 327, + 279 + ], + "score": 0.88, + "content": "\\Delta _ { t } \\leq R", + "type": "inline_equation" + }, + { + "bbox": [ + 328, + 266, + 396, + 280 + ], + "score": 1.0, + "content": "a.s., then for any", + "type": "text" + }, + { + "bbox": [ + 396, + 267, + 436, + 279 + ], + "score": 0.93, + "content": "\\delta \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 436, + 266, + 505, + 280 + ], + "score": 1.0, + "content": ", with probability", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 277, + 165, + 291 + ], + "spans": [ + { + "bbox": [ + 105, + 277, + 138, + 291 + ], + "score": 1.0, + "content": "at least", + "type": "text" + }, + { + "bbox": [ + 138, + 279, + 161, + 289 + ], + "score": 0.86, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 277, + 165, + 291 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12.5 + }, + { + "type": "interline_equation", + "bbox": [ + 241, + 287, + 369, + 315 + ], + "lines": [ + { + "bbox": [ + 241, + 287, + 369, + 315 + ], + "spans": [ + { + "bbox": [ + 241, + 287, + 369, + 315 + ], + "score": 0.93, + "content": "M _ { t } \\leq \\frac { V _ { t } } { R } ( e - 2 ) + R \\ln \\left( \\frac { 1 } { \\delta } \\right) .", + "type": "interline_equation", + "image_path": "3bfcea4c61ba6bc074f45b3cf17bb2ada3efaeaa3ea0b4957046194ea1a29250.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 241, + 287, + 369, + 315 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 325, + 505, + 362 + ], + "lines": [ + { + "bbox": [ + 105, + 325, + 506, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 325, + 227, + 339 + ], + "score": 1.0, + "content": "Proof of Lemma 4.3. For any", + "type": "text" + }, + { + "bbox": [ + 227, + 326, + 253, + 337 + ], + "score": 0.89, + "content": "i \\geq 0", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 325, + 270, + 339 + ], + "score": 1.0, + "content": ", let", + "type": "text" + }, + { + "bbox": [ + 270, + 327, + 279, + 337 + ], + "score": 0.85, + "content": "z _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 280, + 325, + 311, + 339 + ], + "score": 1.0, + "content": "denote", + "type": "text" + }, + { + "bbox": [ + 312, + 326, + 341, + 338 + ], + "score": 0.93, + "content": "( x _ { i } , y _ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 325, + 363, + 339 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 363, + 327, + 379, + 338 + ], + "score": 0.89, + "content": "z _ { 0 , i }", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 325, + 411, + 339 + ], + "score": 1.0, + "content": "denote", + "type": "text" + }, + { + "bbox": [ + 411, + 326, + 459, + 338 + ], + "score": 0.91, + "content": "\\left( z _ { 0 } , \\ldots , z _ { i } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 459, + 325, + 506, + 339 + ], + "score": 1.0, + "content": ". Note that", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 336, + 506, + 352 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 156, + 352 + ], + "score": 1.0, + "content": "the quantity", + "type": "text" + }, + { + "bbox": [ + 156, + 337, + 263, + 351 + ], + "score": 0.91, + "content": "\\begin{array} { r } { \\sum _ { t < i } \\left( \\mathcal { Q } ( W _ { t } ) - \\mathcal { Q } _ { t } ( W _ { t } ) \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 336, + 398, + 352 + ], + "score": 1.0, + "content": "is a martingale w.r.t. the filtration", + "type": "text" + }, + { + "bbox": [ + 399, + 338, + 438, + 351 + ], + "score": 0.92, + "content": "\\sigma ( z _ { 0 , i - 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 438, + 336, + 506, + 352 + ], + "score": 1.0, + "content": ". The martingale", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 349, + 374, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 349, + 234, + 363 + ], + "score": 1.0, + "content": "difference sequence is given by", + "type": "text" + }, + { + "bbox": [ + 235, + 350, + 308, + 362 + ], + "score": 0.91, + "content": "\\mathcal { Q } ( W _ { t } ) - \\mathcal { Q } _ { t } ( W _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 309, + 349, + 374, + 363 + ], + "score": 1.0, + "content": ", which satisfies", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16 + }, + { + "type": "interline_equation", + "bbox": [ + 133, + 365, + 457, + 387 + ], + "lines": [ + { + "bbox": [ + 133, + 365, + 457, + 387 + ], + "spans": [ + { + "bbox": [ + 133, + 365, + 457, + 387 + ], + "score": 0.89, + "content": "\\begin{array} { r } { \\mathcal { Q } ( W _ { t } ) - \\mathcal { Q } _ { t } ( W _ { t } ) = \\mathbb { E } _ { ( x , y ) \\sim \\mathcal { D } } \\left[ - \\ell ^ { \\prime } \\left( y f ( x ; W _ { t } , a ) \\right) \\right] + \\ell ^ { \\prime } \\left( y _ { t } f ( x _ { t } ; W _ { t } , a ) \\right) \\leq 1 , } \\end{array}", + "type": "interline_equation", + "image_path": "ae95b5cd64f16d00a6b39ce50ed75e396de0c9bfdf8957704be7052d8b562a22.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 133, + 365, + 457, + 387 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 390, + 265, + 403 + ], + "lines": [ + { + "bbox": [ + 106, + 390, + 265, + 404 + ], + "spans": [ + { + "bbox": [ + 106, + 390, + 130, + 404 + ], + "score": 1.0, + "content": "since", + "type": "text" + }, + { + "bbox": [ + 130, + 391, + 182, + 402 + ], + "score": 0.93, + "content": "- 1 \\leq \\ell ^ { \\prime } \\leq 0", + "type": "inline_equation" + }, + { + "bbox": [ + 182, + 390, + 265, + 404 + ], + "score": 1.0, + "content": ". Moreover, we have", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "interline_equation", + "bbox": [ + 158, + 405, + 451, + 524 + ], + "lines": [ + { + "bbox": [ + 158, + 405, + 451, + 524 + ], + "spans": [ + { + "bbox": [ + 158, + 405, + 451, + 524 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { \\quad \\mathbb E \\left[ \\left( \\mathscr { Q } ( W _ { t } ) - \\mathscr { Q } _ { t } ( W _ { t } ) \\right) ^ { 2 } \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { = \\mathscr { Q } ( W _ { t } ) ^ { 2 } - 2 \\mathscr { Q } ( W _ { t } ) \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] + \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) ^ { 2 } \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { = - \\mathscr { Q } ( W _ { t } ) ^ { 2 } + \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) ^ { 2 } \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { \\leq \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) ^ { 2 } \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { \\leq \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { = \\mathscr { Q } ( W _ { t } ) . } \\end{array}", + "type": "interline_equation", + "image_path": "51f4fa486160491665466f89d1b4747339f029b540aa584abfffef500a7b654c.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 158, + 405, + 451, + 444.6666666666667 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 158, + 444.6666666666667, + 451, + 484.33333333333337 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 158, + 484.33333333333337, + 451, + 524.0 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 526, + 429, + 539 + ], + "lines": [ + { + "bbox": [ + 105, + 525, + 430, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 403, + 541 + ], + "score": 1.0, + "content": "Invoking Lemma C.2 with eqs. (C.4) and (C.5) gives that with probability", + "type": "text" + }, + { + "bbox": [ + 403, + 528, + 426, + 538 + ], + "score": 0.85, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 426, + 525, + 430, + 541 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23 + }, + { + "type": "interline_equation", + "bbox": [ + 185, + 542, + 425, + 574 + ], + "lines": [ + { + "bbox": [ + 185, + 542, + 425, + 574 + ], + "spans": [ + { + "bbox": [ + 185, + 542, + 425, + 574 + ], + "score": 0.93, + "content": "\\sum _ { t < i } \\left( \\mathcal { Q } ( W _ { t } ) - \\mathcal { Q } _ { t } ( W _ { t } ) \\right) \\leq ( e - 2 ) \\sum _ { t < i } \\mathcal { Q } ( W _ { t } ) + \\ln \\left( \\frac { 1 } { \\delta } \\right) .", + "type": "interline_equation", + "image_path": "398f478a5fa0982f7bcc07d95652166528564eb1cfc797a7a37fd48f6fa625e0.jpg" + } + ] + } + ], + "index": 24.5, + "virtual_lines": [ + { + "bbox": [ + 185, + 542, + 425, + 558.0 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 185, + 558.0, + 425, + 574.0 + ], + "spans": [], + "index": 25 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 577, + 164, + 588 + ], + "lines": [ + { + "bbox": [ + 105, + 574, + 166, + 592 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 166, + 592 + ], + "score": 1.0, + "content": "Consequently,", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "interline_equation", + "bbox": [ + 219, + 592, + 391, + 623 + ], + "lines": [ + { + "bbox": [ + 219, + 592, + 391, + 623 + ], + "spans": [ + { + "bbox": [ + 219, + 592, + 391, + 623 + ], + "score": 0.93, + "content": "\\sum _ { t < i } \\mathcal { Q } ( W _ { t } ) \\leq 4 \\sum _ { t < i } \\mathcal { Q } _ { t } ( W _ { t } ) + 4 \\ln \\left( \\frac { 1 } { \\delta } \\right) .", + "type": "interline_equation", + "image_path": "6bf3d43caa83b15e4e7bc45f71013bb36785abcf3d98f53b2e85dc2c4cce414f.jpg" + } + ] + } + ], + "index": 27.5, + "virtual_lines": [ + { + "bbox": [ + 219, + 592, + 391, + 607.5 + ], + "spans": [], + "index": 27 + }, + { + "bbox": [ + 219, + 607.5, + 391, + 623.0 + ], + "spans": [], + "index": 28 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 650, + 233, + 662 + ], + "lines": [ + { + "bbox": [ + 105, + 649, + 234, + 663 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 234, + 663 + ], + "score": 1.0, + "content": "Finally, we prove Theorem 4.1.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29 + }, + { + "type": "text", + "bbox": [ + 106, + 673, + 506, + 697 + ], + "lines": [ + { + "bbox": [ + 105, + 671, + 506, + 688 + ], + "spans": [ + { + "bbox": [ + 105, + 671, + 448, + 688 + ], + "score": 1.0, + "content": "Proof of Theorem 4.1. Suppose the condition of Lemma C.1 holds. Then we have for", + "type": "text" + }, + { + "bbox": [ + 448, + 673, + 501, + 686 + ], + "score": 0.93, + "content": "n = \\lceil 2 \\lambda ^ { 2 } / \\eta \\epsilon \\rceil", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 671, + 506, + 688 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 685, + 205, + 697 + ], + "spans": [ + { + "bbox": [ + 106, + 685, + 173, + 697 + ], + "score": 1.0, + "content": "with probability", + "type": "text" + }, + { + "bbox": [ + 173, + 685, + 201, + 696 + ], + "score": 0.84, + "content": "1 - 3 \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 685, + 205, + 697 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 30.5 + }, + { + "type": "interline_equation", + "bbox": [ + 265, + 700, + 345, + 730 + ], + "lines": [ + { + "bbox": [ + 265, + 700, + 345, + 730 + ], + "spans": [ + { + "bbox": [ + 265, + 700, + 345, + 730 + ], + "score": 0.93, + "content": "\\frac { 1 } { n } \\sum _ { i < n } \\mathcal { Q } _ { i } ( W _ { i } ) \\leq \\epsilon .", + "type": "interline_equation", + "image_path": "8690ef89c9d77edf7923ae7120f85d732d54d205b45c256a965d99749226ff6f.jpg" + } + ] + } + ], + "index": 32.5, + "virtual_lines": [ + { + "bbox": [ + 265, + 700, + 345, + 715.0 + ], + "spans": [], + "index": 32 + }, + { + "bbox": [ + 265, + 715.0, + 345, + 730.0 + ], + "spans": [], + "index": 33 + } + ] + } + ], + "page_idx": 18, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 294, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 765 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 765 + ], + "score": 1.0, + "content": "19", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 494, + 160, + 505, + 172 + ], + "lines": [ + { + "bbox": [ + 496, + 163, + 504, + 171 + ], + "spans": [ + { + "bbox": [ + 496, + 163, + 504, + 171 + ], + "score": 0.999, + "content": "□", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 494, + 626, + 505, + 638 + ], + "lines": [ + { + "bbox": [ + 495, + 628, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 495, + 628, + 505, + 639 + ], + "score": 0.997, + "content": "□", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 505, + 118 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 166, + 96 + ], + "score": 1.0, + "content": "Now consider", + "type": "text" + }, + { + "bbox": [ + 167, + 82, + 226, + 95 + ], + "score": 0.94, + "content": "n : = \\lceil { } ^ { 2 \\lambda ^ { 2 } } / \\eta \\epsilon \\rceil", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 81, + 506, + 96 + ], + "score": 1.0, + "content": ". Using Lemma 4.2, in the same way as the proof of Theorem 2.2", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 505, + 109 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 150, + 109 + ], + "score": 1.0, + "content": "(replacing", + "type": "text" + }, + { + "bbox": [ + 150, + 93, + 181, + 108 + ], + "score": 0.93, + "content": "\\widehat { \\mathcal { Q } } ( W _ { \\tau } )", + "type": "inline_equation" + }, + { + "bbox": [ + 181, + 94, + 203, + 109 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 203, + 96, + 235, + 108 + ], + "score": 0.92, + "content": "\\mathcal { Q } _ { i } ( W _ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 236, + 94, + 334, + 109 + ], + "score": 1.0, + "content": ", etc.), we can show that", + "type": "text" + }, + { + "bbox": [ + 334, + 96, + 365, + 107 + ], + "score": 0.9, + "content": "n \\leq n _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 94, + 505, + 109 + ], + "score": 1.0, + "content": ". Then invoking Lemma 4.2 again,", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 106, + 137, + 120 + ], + "spans": [ + { + "bbox": [ + 105, + 106, + 137, + 120 + ], + "score": 1.0, + "content": "we get", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1, + "bbox_fs": [ + 105, + 81, + 506, + 120 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 138, + 122, + 472, + 158 + ], + "lines": [ + { + "bbox": [ + 138, + 122, + 472, + 158 + ], + "spans": [ + { + "bbox": [ + 138, + 122, + 472, + 158 + ], + "score": 0.93, + "content": "\\frac { 1 } { n } \\sum _ { i < n } \\mathcal { Q } _ { i } ( W _ { i } ) \\leq \\frac { 1 } { n } \\sum _ { i < n } \\mathcal { R } _ { i } ( W _ { i } ) \\leq \\frac { { \\left\\| { W _ { 0 } - \\overline { { W } } } \\right\\| } _ { F } ^ { 2 } } { \\eta n } + \\frac { 2 } { n } \\sum _ { i < n } \\mathcal { R } _ { i } \\left( \\overline { { W } } \\right) \\leq \\frac { \\epsilon } { 2 } + \\frac { \\epsilon } { 2 } = \\epsilon .", + "type": "interline_equation", + "image_path": "73a144cace6ffbf4b4405fdd95e5eec435ab05ceeac671248d7ec960f85a3f6c.jpg" + } + ] + } + ], + "index": 4, + "virtual_lines": [ + { + "bbox": [ + 138, + 122, + 472, + 134.0 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 138, + 134.0, + 472, + 146.0 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 138, + 146.0, + 472, + 158.0 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 183, + 426, + 196 + ], + "lines": [ + { + "bbox": [ + 105, + 183, + 426, + 198 + ], + "spans": [ + { + "bbox": [ + 105, + 183, + 426, + 198 + ], + "score": 1.0, + "content": "Next we prove Lemma 4.3. We need the following martingale Bernstein bound.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6, + "bbox_fs": [ + 105, + 183, + 426, + 198 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 198, + 504, + 231 + ], + "lines": [ + { + "bbox": [ + 105, + 198, + 506, + 212 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 311, + 212 + ], + "score": 1.0, + "content": "Lemma C.2. (Beygelzimer et al., 2011, Theorem 1)", + "type": "text" + }, + { + "bbox": [ + 311, + 198, + 377, + 211 + ], + "score": 0.76, + "content": "L e t \\left( { M } _ { t } , \\mathcal { F } _ { t } \\right) _ { t \\geq 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 377, + 198, + 478, + 212 + ], + "score": 1.0, + "content": "denote a martingale with", + "type": "text" + }, + { + "bbox": [ + 478, + 199, + 506, + 210 + ], + "score": 0.88, + "content": "M _ { 0 } =", + "type": "inline_equation" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 209, + 505, + 223 + ], + "spans": [ + { + "bbox": [ + 104, + 209, + 133, + 223 + ], + "score": 1.0, + "content": "0 and", + "type": "text" + }, + { + "bbox": [ + 134, + 210, + 146, + 221 + ], + "score": 0.87, + "content": "\\mathcal { F } _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 147, + 209, + 205, + 223 + ], + "score": 1.0, + "content": "be the trivial", + "type": "text" + }, + { + "bbox": [ + 206, + 212, + 213, + 220 + ], + "score": 0.75, + "content": "\\sigma", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 209, + 272, + 223 + ], + "score": 1.0, + "content": "-algebra. Let", + "type": "text" + }, + { + "bbox": [ + 272, + 210, + 306, + 222 + ], + "score": 0.91, + "content": "( \\Delta _ { t } ) _ { t \\geq 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 209, + 505, + 223 + ], + "score": 1.0, + "content": "denote the corresponding martingale difference", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 221, + 178, + 233 + ], + "spans": [ + { + "bbox": [ + 105, + 221, + 178, + 233 + ], + "score": 1.0, + "content": "sequence, and let", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8, + "bbox_fs": [ + 104, + 198, + 506, + 233 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 255, + 230, + 356, + 265 + ], + "lines": [ + { + "bbox": [ + 255, + 230, + 356, + 265 + ], + "spans": [ + { + "bbox": [ + 255, + 230, + 356, + 265 + ], + "score": 0.94, + "content": "V _ { t } : = \\sum _ { j = 1 } ^ { t } \\mathbb { E } \\left[ \\Delta _ { j } ^ { 2 } \\Big | \\mathscr { F } _ { j - 1 } \\right]", + "type": "interline_equation", + "image_path": "be053a18700df91f14f782f9cf8bedc8d239262c958e1044342fc0ada7a79d0a.jpg" + } + ] + } + ], + "index": 10.5, + "virtual_lines": [ + { + "bbox": [ + 255, + 230, + 356, + 247.5 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 255, + 247.5, + 356, + 265.0 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 267, + 505, + 289 + ], + "lines": [ + { + "bbox": [ + 105, + 266, + 505, + 280 + ], + "spans": [ + { + "bbox": [ + 105, + 266, + 293, + 280 + ], + "score": 1.0, + "content": "denote the sequence of conditional variance. If", + "type": "text" + }, + { + "bbox": [ + 294, + 267, + 327, + 279 + ], + "score": 0.88, + "content": "\\Delta _ { t } \\leq R", + "type": "inline_equation" + }, + { + "bbox": [ + 328, + 266, + 396, + 280 + ], + "score": 1.0, + "content": "a.s., then for any", + "type": "text" + }, + { + "bbox": [ + 396, + 267, + 436, + 279 + ], + "score": 0.93, + "content": "\\delta \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 436, + 266, + 505, + 280 + ], + "score": 1.0, + "content": ", with probability", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 277, + 165, + 291 + ], + "spans": [ + { + "bbox": [ + 105, + 277, + 138, + 291 + ], + "score": 1.0, + "content": "at least", + "type": "text" + }, + { + "bbox": [ + 138, + 279, + 161, + 289 + ], + "score": 0.86, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 277, + 165, + 291 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12.5, + "bbox_fs": [ + 105, + 266, + 505, + 291 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 241, + 287, + 369, + 315 + ], + "lines": [ + { + "bbox": [ + 241, + 287, + 369, + 315 + ], + "spans": [ + { + "bbox": [ + 241, + 287, + 369, + 315 + ], + "score": 0.93, + "content": "M _ { t } \\leq \\frac { V _ { t } } { R } ( e - 2 ) + R \\ln \\left( \\frac { 1 } { \\delta } \\right) .", + "type": "interline_equation", + "image_path": "3bfcea4c61ba6bc074f45b3cf17bb2ada3efaeaa3ea0b4957046194ea1a29250.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 241, + 287, + 369, + 315 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 325, + 505, + 362 + ], + "lines": [ + { + "bbox": [ + 105, + 325, + 506, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 325, + 227, + 339 + ], + "score": 1.0, + "content": "Proof of Lemma 4.3. For any", + "type": "text" + }, + { + "bbox": [ + 227, + 326, + 253, + 337 + ], + "score": 0.89, + "content": "i \\geq 0", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 325, + 270, + 339 + ], + "score": 1.0, + "content": ", let", + "type": "text" + }, + { + "bbox": [ + 270, + 327, + 279, + 337 + ], + "score": 0.85, + "content": "z _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 280, + 325, + 311, + 339 + ], + "score": 1.0, + "content": "denote", + "type": "text" + }, + { + "bbox": [ + 312, + 326, + 341, + 338 + ], + "score": 0.93, + "content": "( x _ { i } , y _ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 325, + 363, + 339 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 363, + 327, + 379, + 338 + ], + "score": 0.89, + "content": "z _ { 0 , i }", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 325, + 411, + 339 + ], + "score": 1.0, + "content": "denote", + "type": "text" + }, + { + "bbox": [ + 411, + 326, + 459, + 338 + ], + "score": 0.91, + "content": "\\left( z _ { 0 } , \\ldots , z _ { i } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 459, + 325, + 506, + 339 + ], + "score": 1.0, + "content": ". Note that", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 336, + 506, + 352 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 156, + 352 + ], + "score": 1.0, + "content": "the quantity", + "type": "text" + }, + { + "bbox": [ + 156, + 337, + 263, + 351 + ], + "score": 0.91, + "content": "\\begin{array} { r } { \\sum _ { t < i } \\left( \\mathcal { Q } ( W _ { t } ) - \\mathcal { Q } _ { t } ( W _ { t } ) \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 336, + 398, + 352 + ], + "score": 1.0, + "content": "is a martingale w.r.t. the filtration", + "type": "text" + }, + { + "bbox": [ + 399, + 338, + 438, + 351 + ], + "score": 0.92, + "content": "\\sigma ( z _ { 0 , i - 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 438, + 336, + 506, + 352 + ], + "score": 1.0, + "content": ". The martingale", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 349, + 374, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 349, + 234, + 363 + ], + "score": 1.0, + "content": "difference sequence is given by", + "type": "text" + }, + { + "bbox": [ + 235, + 350, + 308, + 362 + ], + "score": 0.91, + "content": "\\mathcal { Q } ( W _ { t } ) - \\mathcal { Q } _ { t } ( W _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 309, + 349, + 374, + 363 + ], + "score": 1.0, + "content": ", which satisfies", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16, + "bbox_fs": [ + 105, + 325, + 506, + 363 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 133, + 365, + 457, + 387 + ], + "lines": [ + { + "bbox": [ + 133, + 365, + 457, + 387 + ], + "spans": [ + { + "bbox": [ + 133, + 365, + 457, + 387 + ], + "score": 0.89, + "content": "\\begin{array} { r } { \\mathcal { Q } ( W _ { t } ) - \\mathcal { Q } _ { t } ( W _ { t } ) = \\mathbb { E } _ { ( x , y ) \\sim \\mathcal { D } } \\left[ - \\ell ^ { \\prime } \\left( y f ( x ; W _ { t } , a ) \\right) \\right] + \\ell ^ { \\prime } \\left( y _ { t } f ( x _ { t } ; W _ { t } , a ) \\right) \\leq 1 , } \\end{array}", + "type": "interline_equation", + "image_path": "ae95b5cd64f16d00a6b39ce50ed75e396de0c9bfdf8957704be7052d8b562a22.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 133, + 365, + 457, + 387 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 390, + 265, + 403 + ], + "lines": [ + { + "bbox": [ + 106, + 390, + 265, + 404 + ], + "spans": [ + { + "bbox": [ + 106, + 390, + 130, + 404 + ], + "score": 1.0, + "content": "since", + "type": "text" + }, + { + "bbox": [ + 130, + 391, + 182, + 402 + ], + "score": 0.93, + "content": "- 1 \\leq \\ell ^ { \\prime } \\leq 0", + "type": "inline_equation" + }, + { + "bbox": [ + 182, + 390, + 265, + 404 + ], + "score": 1.0, + "content": ". Moreover, we have", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19, + "bbox_fs": [ + 106, + 390, + 265, + 404 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 158, + 405, + 451, + 524 + ], + "lines": [ + { + "bbox": [ + 158, + 405, + 451, + 524 + ], + "spans": [ + { + "bbox": [ + 158, + 405, + 451, + 524 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { \\quad \\mathbb E \\left[ \\left( \\mathscr { Q } ( W _ { t } ) - \\mathscr { Q } _ { t } ( W _ { t } ) \\right) ^ { 2 } \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { = \\mathscr { Q } ( W _ { t } ) ^ { 2 } - 2 \\mathscr { Q } ( W _ { t } ) \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] + \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) ^ { 2 } \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { = - \\mathscr { Q } ( W _ { t } ) ^ { 2 } + \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) ^ { 2 } \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { \\leq \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) ^ { 2 } \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { \\leq \\mathbb E \\left[ \\mathscr { Q } _ { t } ( W _ { t } ) \\middle | \\sigma ( z _ { 0 , t - 1 } ) \\right] } \\\\ & { = \\mathscr { Q } ( W _ { t } ) . } \\end{array}", + "type": "interline_equation", + "image_path": "51f4fa486160491665466f89d1b4747339f029b540aa584abfffef500a7b654c.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 158, + 405, + 451, + 444.6666666666667 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 158, + 444.6666666666667, + 451, + 484.33333333333337 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 158, + 484.33333333333337, + 451, + 524.0 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 526, + 429, + 539 + ], + "lines": [ + { + "bbox": [ + 105, + 525, + 430, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 403, + 541 + ], + "score": 1.0, + "content": "Invoking Lemma C.2 with eqs. 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Suppose the condition of Lemma C.1 holds. Then we have for", + "type": "text" + }, + { + "bbox": [ + 448, + 673, + 501, + 686 + ], + "score": 0.93, + "content": "n = \\lceil 2 \\lambda ^ { 2 } / \\eta \\epsilon \\rceil", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 671, + 506, + 688 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 685, + 205, + 697 + ], + "spans": [ + { + "bbox": [ + 106, + 685, + 173, + 697 + ], + "score": 1.0, + "content": "with probability", + "type": "text" + }, + { + "bbox": [ + 173, + 685, + 201, + 696 + ], + "score": 0.84, + "content": "1 - 3 \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 685, + 205, + 697 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 30.5, + "bbox_fs": [ + 105, + 671, + 506, + 697 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 265, + 700, + 345, + 730 + ], + "lines": [ + { + "bbox": [ + 265, + 700, + 345, + 730 + ], + "spans": [ + { + "bbox": [ + 265, + 700, + 345, + 730 + ], + "score": 0.93, + "content": "\\frac { 1 } { n } \\sum _ { i < n } \\mathcal { Q } _ { i } ( W _ { i } ) \\leq \\epsilon .", + "type": "interline_equation", + "image_path": "8690ef89c9d77edf7923ae7120f85d732d54d205b45c256a965d99749226ff6f.jpg" + } + ] + } + ], + "index": 32.5, + "virtual_lines": [ + { + "bbox": [ + 265, + 700, + 345, + 715.0 + ], + "spans": [], + "index": 32 + }, + { + "bbox": [ + 265, + 715.0, + 345, + 730.0 + ], + "spans": [], + "index": 33 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 363, + 95 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 362, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 330, + 96 + ], + "score": 1.0, + "content": "Further invoking Lemma 4.3 gives that with probability", + "type": "text" + }, + { + "bbox": [ + 331, + 83, + 359, + 93 + ], + "score": 0.61, + "content": "1 - 4 \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 359, + 81, + 362, + 96 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "interline_equation", + "bbox": [ + 200, + 99, + 409, + 130 + ], + "lines": [ + { + "bbox": [ + 200, + 99, + 409, + 130 + ], + "spans": [ + { + "bbox": [ + 200, + 99, + 409, + 130 + ], + "score": 0.93, + "content": "\\frac { 1 } { n } \\sum _ { i < n } \\mathcal { Q } ( W _ { i } ) \\leq \\frac { 4 } { n } \\sum _ { i < n } \\mathcal { Q } _ { i } ( W _ { i } ) + \\frac { 4 } { n } \\ln \\left( \\frac { 1 } { \\delta } \\right) \\leq 5 \\epsilon .", + "type": "interline_equation", + "image_path": "b64f39033bee587900801a037a34075d583ddc2f0c1f6ef884b23cfba1d05641.jpg" + } + ] + } + ], + "index": 1.5, + "virtual_lines": [ + { + "bbox": [ + 200, + 99, + 409, + 114.5 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 200, + 114.5, + 409, + 130.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 136, + 324, + 150 + ], + "lines": [ + { + "bbox": [ + 106, + 135, + 325, + 152 + ], + "spans": [ + { + "bbox": [ + 106, + 135, + 130, + 152 + ], + "score": 1.0, + "content": "Since", + "type": "text" + }, + { + "bbox": [ + 131, + 136, + 291, + 150 + ], + "score": 0.92, + "content": "P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W , a ) \\leq 0 \\right) \\leq 2 Q ( W )", + "type": "inline_equation" + }, + { + "bbox": [ + 291, + 135, + 325, + 152 + ], + "score": 1.0, + "content": ", we get", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3 + }, + { + "type": "interline_equation", + "bbox": [ + 217, + 155, + 394, + 188 + ], + "lines": [ + { + "bbox": [ + 217, + 155, + 394, + 188 + ], + "spans": [ + { + "bbox": [ + 217, + 155, + 394, + 188 + ], + "score": 0.92, + "content": "\\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } P _ { ( x , y ) \\sim \\mathcal { D } } \\left( y f ( x ; W _ { i } , a ) \\le 0 \\right) \\le 1 0 \\epsilon .", + "type": "interline_equation", + "image_path": "5c2f3541cad794728dda88f47a65b2550dd53a873f06b336e33ae33329057703.jpg" + } + ] + } + ], + "index": 4.5, + "virtual_lines": [ + { + "bbox": [ + 217, + 155, + 394, + 171.5 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 217, + 171.5, + 394, + 188.0 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 198, + 343, + 210 + ], + "lines": [ + { + "bbox": [ + 106, + 198, + 343, + 212 + ], + "spans": [ + { + "bbox": [ + 106, + 198, + 343, + 212 + ], + "score": 1.0, + "content": "For the condition of Lemma C.1 to hold, it is enough to let", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6 + }, + { + "type": "interline_equation", + "bbox": [ + 261, + 215, + 348, + 244 + ], + "lines": [ + { + "bbox": [ + 261, + 215, + 348, + 244 + ], + "spans": [ + { + "bbox": [ + 261, + 215, + 348, + 244 + ], + "score": 0.94, + "content": "n _ { 0 } = \\Theta \\left( \\frac { \\ln ( 1 / \\delta ) } { \\eta \\gamma ^ { 2 } \\epsilon ^ { 2 } } \\right) ,", + "type": "interline_equation", + "image_path": "2c3612d568a569c05c31ae8bdf07057d3012c4d1f1e4339e013c22fc078e369b.jpg" + } + ] + } + ], + "index": 7, + "virtual_lines": [ + { + "bbox": [ + 261, + 215, + 348, + 244 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 248, + 156, + 259 + ], + "lines": [ + { + "bbox": [ + 105, + 247, + 158, + 262 + ], + "spans": [ + { + "bbox": [ + 105, + 247, + 158, + 262 + ], + "score": 1.0, + "content": "which gives", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8 + }, + { + "type": "interline_equation", + "bbox": [ + 157, + 264, + 453, + 299 + ], + "lines": [ + { + "bbox": [ + 157, + 264, + 453, + 299 + ], + "spans": [ + { + "bbox": [ + 157, + 264, + 453, + 299 + ], + "score": 0.93, + "content": "M = \\Theta \\left( \\frac { \\ln ( 1 / \\delta ) + \\ln ( 1 / \\epsilon ) ^ { 2 } } { \\gamma ^ { 8 } } \\right) \\quad \\mathrm { a n d } \\quad n = \\Theta \\left( \\frac { \\ln ( 1 / \\delta ) + \\ln ( 1 / \\epsilon ) ^ { 2 } } { \\gamma ^ { 2 } \\epsilon } \\right) .", + "type": "interline_equation", + "image_path": "8de4f00f9a3ece27fc0e8cab393e06681ff7c0596cc436dfb06a163b4bebca48.jpg" + } + ] + } + ], + "index": 10, + "virtual_lines": [ + { + "bbox": [ + 157, + 264, + 453, + 275.6666666666667 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 157, + 275.6666666666667, + 453, + 287.33333333333337 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 157, + 287.33333333333337, + 453, + 299.00000000000006 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "title", + "bbox": [ + 106, + 330, + 312, + 344 + ], + "lines": [ + { + "bbox": [ + 105, + 329, + 312, + 345 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 312, + 345 + ], + "score": 1.0, + "content": "D OMITTED PROOFS FROM SECTION 5", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 107, + 355, + 299, + 367 + ], + "lines": [ + { + "bbox": [ + 105, + 353, + 300, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 353, + 239, + 370 + ], + "score": 1.0, + "content": "Proof of Proposition 5.1. Define", + "type": "text" + }, + { + "bbox": [ + 240, + 356, + 286, + 367 + ], + "score": 0.92, + "content": "f : \\mathcal { H } \\to \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 353, + 300, + 370 + ], + "score": 1.0, + "content": "by", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "interline_equation", + "bbox": [ + 216, + 372, + 394, + 398 + ], + "lines": [ + { + "bbox": [ + 216, + 372, + 394, + 398 + ], + "spans": [ + { + "bbox": [ + 216, + 372, + 394, + 398 + ], + "score": 0.94, + "content": "f ( w ) : = \\frac { 1 } { 2 } \\int \\| w ( z ) \\| _ { 2 } ^ { 2 } \\mathrm { d } \\mu _ { \\mathcal { N } } ( z ) = \\frac { 1 } { 2 } \\| w \\| _ { \\mathcal { H } } ^ { 2 } .", + "type": "interline_equation", + "image_path": "dc0843e5e207ca3473ad2ead9ec6e8a8031d373786823da6d6fb717b9ac77343.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 216, + 372, + 394, + 398 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 403, + 423, + 415 + ], + "lines": [ + { + "bbox": [ + 105, + 401, + 424, + 417 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 156, + 417 + ], + "score": 1.0, + "content": "It holds that", + "type": "text" + }, + { + "bbox": [ + 157, + 404, + 164, + 415 + ], + "score": 0.86, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 164, + 401, + 240, + 417 + ], + "score": 1.0, + "content": "is continuous, and", + "type": "text" + }, + { + "bbox": [ + 240, + 403, + 251, + 415 + ], + "score": 0.9, + "content": "f ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 401, + 360, + 417 + ], + "score": 1.0, + "content": "has the same form. 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Define", + "type": "text" + }, + { + "bbox": [ + 240, + 356, + 286, + 367 + ], + "score": 0.92, + "content": "f : \\mathcal { H } \\to \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 353, + 300, + 370 + ], + "score": 1.0, + "content": "by", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13, + "bbox_fs": [ + 105, + 353, + 300, + 370 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 216, + 372, + 394, + 398 + ], + "lines": [ + { + "bbox": [ + 216, + 372, + 394, + 398 + ], + "spans": [ + { + "bbox": [ + 216, + 372, + 394, + 398 + ], + "score": 0.94, + "content": "f ( w ) : = \\frac { 1 } { 2 } \\int \\| w ( z ) \\| _ { 2 } ^ { 2 } \\mathrm { d } \\mu _ { \\mathcal { N } } ( z ) = \\frac { 1 } { 2 } \\| w \\| _ { \\mathcal { H } } ^ { 2 } .", + "type": "interline_equation", + "image_path": "dc0843e5e207ca3473ad2ead9ec6e8a8031d373786823da6d6fb717b9ac77343.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 216, + 372, + 394, + 398 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 403, + 423, + 415 + ], + "lines": [ + { + "bbox": [ + 105, + 401, + 424, + 417 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 156, + 417 + ], + "score": 1.0, + "content": "It holds that", + "type": "text" + }, + { + "bbox": [ + 157, + 404, + 164, + 415 + ], + "score": 0.86, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 164, + 401, + 240, + 417 + ], + "score": 1.0, + "content": "is continuous, and", + "type": "text" + }, + { + "bbox": [ + 240, + 403, + 251, + 415 + ], + "score": 0.9, + "content": "f ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 401, + 360, + 417 + ], + "score": 1.0, + "content": "has the same form. 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Moreover", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25, + "bbox_fs": [ + 106, + 573, + 319, + 588 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 590, + 510, + 687 + ], + "lines": [ + { + "bbox": [ + 111, + 590, + 510, + 687 + ], + "spans": [ + { + "bbox": [ + 111, + 590, + 510, + 687 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { \\underset { \\underset { \\sigma \\in \\mathcal { H } } { \\operatorname* { i n f } } } { \\operatorname* { i n f } } \\left( f ( w ) + g ( A w ) \\right) = \\underset { w \\in \\mathcal { H } , u \\in \\mathbb { R } ^ { n } } { \\operatorname* { i n f } } \\underset { q \\in \\mathbb { R } ^ { n } } { \\operatorname* { s u p } } \\left( f ( w ) + g ( A w + u ) + \\langle q , u \\rangle \\right) } \\\\ & { \\underset { \\mathrm { \\geq ~ s u p } } { \\operatorname* { s u p } } \\underset { u \\in \\mathbb { R } ^ { n } } { \\operatorname* { i n f } } \\left( f ( w ) + g ( A w + u ) + \\langle q , u \\rangle \\right) } \\\\ & { \\mathrm { ~ } = \\underset { q \\in \\mathbb { R } ^ { n } } { \\operatorname* { s u p } } \\underset { w \\in \\mathcal { H } , u \\in \\mathbb { R } ^ { n } } { \\operatorname* { i n f } } \\left( \\left( f ( w ) - \\langle A ^ { * } q , w \\rangle \\right) _ { \\mathcal { H } } + \\left( g ( A w + u ) - \\langle - q , A w + u \\rangle \\right) \\right) } \\\\ & { \\mathrm { ~ } = \\underset { q \\in \\mathbb { R } ^ { n } } { \\operatorname* { s u p } } \\left( - f ^ { * } ( A ^ { * } q ) - g ^ { * } ( - q ) \\right) . } \\end{array}", + "type": "interline_equation", + "image_path": "ed8c894441c142490d673d44b1534157813760e8e2af1cc6f0e9b1442c0447f7.jpg" + } + ] + } + ], + "index": 27, + "virtual_lines": [ + { + "bbox": [ + 111, + 590, + 510, + 622.3333333333334 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 111, + 622.3333333333334, + 510, + 654.6666666666667 + ], + "spans": [], + "index": 27 + }, + { + "bbox": [ + 111, + 654.6666666666667, + 510, + 687.0000000000001 + ], + "spans": [], + "index": 28 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 691, + 376, + 704 + ], + "lines": [ + { + "bbox": [ + 105, + 690, + 378, + 707 + ], + "spans": [ + { + "bbox": [ + 105, + 690, + 378, + 707 + ], + "score": 1.0, + "content": "By strong duality, the inequality holds with equality. It follows that", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29, + "bbox_fs": [ + 105, + 690, + 378, + 707 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 205, + 708, + 405, + 730 + ], + "lines": [ + { + "bbox": [ + 205, + 708, + 405, + 730 + ], + "spans": [ + { + "bbox": [ + 205, + 708, + 405, + 730 + ], + "score": 0.9, + "content": "\\bar { w } = A ^ { * } \\bar { q } , \\quad \\mathrm { a n d } \\quad \\mathbf { s u p p } ( - \\bar { q } ) \\subset \\underset { 1 \\leq i \\leq n } { \\arg \\operatorname* { m a x } } ( A \\bar { w } ) _ { i } .", + "type": "interline_equation", + "image_path": "bcfbcf3aeb89799f902cb36144c17319c1f9cddab0ecf509ef363b90f87b56b3.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 205, + 708, + 405, + 730 + ], + "spans": [], + "index": 30 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 366, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 365, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 365, + 95 + ], + "score": 1.0, + "content": "Now let us look at the dual optimization problem. It is clear that", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "interline_equation", + "bbox": [ + 203, + 97, + 406, + 120 + ], + "lines": [ + { + "bbox": [ + 203, + 97, + 406, + 120 + ], + "spans": [ + { + "bbox": [ + 203, + 97, + 406, + 120 + ], + "score": 0.9, + "content": "\\operatorname* { s u p } _ { q \\in \\mathbb { R } ^ { n } } \\left( - f ^ { * } ( A ^ { * } q ) - g ^ { * } ( - q ) \\right) = - \\operatorname* { i n f } _ { q \\in \\Delta _ { n } } f ^ { * } ( A ^ { * } q ) .", + "type": "interline_equation", + "image_path": "3a6192b9005ac94948a9e6a63d77635176ac9d646b647541cac5d6ca465b61f6.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 203, + 97, + 406, + 120 + ], + "spans": [], + "index": 1 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 125, + 190, + 136 + ], + "lines": [ + { + "bbox": [ + 106, + 124, + 190, + 137 + ], + "spans": [ + { + "bbox": [ + 106, + 124, + 190, + 137 + ], + "score": 1.0, + "content": "In addition, we have", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 2 + }, + { + "type": "interline_equation", + "bbox": [ + 179, + 140, + 430, + 286 + ], + "lines": [ + { + "bbox": [ + 179, + 140, + 430, + 286 + ], + "spans": [ + { + "bbox": [ + 179, + 140, + 430, + 286 + ], + "score": 0.96, + "content": "\\begin{array} { l } { { \\displaystyle f ^ { * } ( A ^ { * } q ) = \\frac { 1 } { 2 } \\int \\left\\| \\displaystyle \\sum _ { i = 1 } ^ { n } q _ { i } y _ { i } \\phi _ { i } ( z ) \\right\\| _ { 2 } ^ { 2 } \\mathrm { d } \\mu _ { N } ( z ) } } \\\\ { { \\displaystyle \\quad \\quad = \\frac { 1 } { 2 } \\int \\displaystyle \\sum _ { i , j = 1 } ^ { n } q _ { i } q _ { j } y _ { i } y _ { j } \\left. \\phi _ { i } ( z ) , \\phi _ { j } ( z ) \\right. \\mathrm { d } \\mu _ { N } ( z ) } } \\\\ { { \\displaystyle \\quad \\quad = \\frac { 1 } { 2 } \\sum _ { i , j = 1 } ^ { n } q _ { i } q _ { j } y _ { i } y _ { j } \\int \\left. \\phi _ { i } ( z ) , \\phi _ { j } ( z ) \\right. \\mathrm { d } \\mu _ { N } ( z ) } } \\\\ { { \\displaystyle \\quad \\quad = \\frac { 1 } { 2 } \\sum _ { i , j = 1 } ^ { n } q _ { i } q _ { j } y _ { i } y _ { j } K _ { 1 } ( i , j ) = \\frac { 1 } { 2 } ( q \\odot y ) ^ { \\top } K _ { 1 } ( q \\odot y ) } , } \\end{array}", + "type": "interline_equation", + "image_path": "b9e068cb5c8d5bd3cbc85139fa9cbede0fa750f8fdc5c1ba423aec7afef803ac.jpg" + } + ] + } + ], + "index": 4, + "virtual_lines": [ + { + "bbox": [ + 179, + 140, + 430, + 188.66666666666666 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 179, + 188.66666666666666, + 430, + 237.33333333333331 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 179, + 237.33333333333331, + 430, + 286.0 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 290, + 435, + 304 + ], + "lines": [ + { + "bbox": [ + 105, + 289, + 437, + 306 + ], + "spans": [ + { + "bbox": [ + 105, + 289, + 142, + 306 + ], + "score": 1.0, + "content": "and thus", + "type": "text" + }, + { + "bbox": [ + 143, + 290, + 212, + 304 + ], + "score": 0.93, + "content": "f ^ { * } ( A ^ { * } \\bar { q } ) = \\gamma _ { 1 } ^ { 2 } / 2", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 289, + 241, + 306 + ], + "score": 1.0, + "content": ". Since", + "type": "text" + }, + { + "bbox": [ + 241, + 291, + 280, + 303 + ], + "score": 0.92, + "content": "\\bar { w } = A ^ { * } \\bar { q }", + "type": "inline_equation" + }, + { + "bbox": [ + 280, + 289, + 335, + 306 + ], + "score": 1.0, + "content": ", we have that", + "type": "text" + }, + { + "bbox": [ + 335, + 291, + 383, + 304 + ], + "score": 0.92, + "content": "\\| \\bar { w } \\| _ { \\mathcal { H } } = \\gamma _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 383, + 289, + 437, + 306 + ], + "score": 1.0, + "content": ". In addition,", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6 + }, + { + "type": "interline_equation", + "bbox": [ + 227, + 308, + 383, + 324 + ], + "lines": [ + { + "bbox": [ + 227, + 308, + 383, + 324 + ], + "spans": [ + { + "bbox": [ + 227, + 308, + 383, + 324 + ], + "score": 0.89, + "content": "g ( A \\bar { w } ) = - f ^ { * } \\left( A ^ { * } \\bar { q } \\right) - f \\left( \\bar { w } \\right) = - \\gamma _ { 1 } ^ { 2 } ,", + "type": "interline_equation", + "image_path": "f0536eea45068b2e0ec087f180582adbee6d54bcaf885af0821ff2279e062956.jpg" + } + ] + } + ], + "index": 7, + "virtual_lines": [ + { + "bbox": [ + 227, + 308, + 383, + 324 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 329, + 300, + 342 + ], + "lines": [ + { + "bbox": [ + 105, + 327, + 302, + 343 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 142, + 343 + ], + "score": 1.0, + "content": "and thus", + "type": "text" + }, + { + "bbox": [ + 143, + 330, + 159, + 340 + ], + "score": 0.86, + "content": "- \\bar { w }", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 327, + 206, + 343 + ], + "score": 1.0, + "content": "has margin", + "type": "text" + }, + { + "bbox": [ + 207, + 329, + 218, + 342 + ], + "score": 0.89, + "content": "\\gamma _ { 1 } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 327, + 302, + 343 + ], + "score": 1.0, + "content": ". Moreover, we have", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8 + }, + { + "type": "interline_equation", + "bbox": [ + 200, + 345, + 410, + 379 + ], + "lines": [ + { + "bbox": [ + 200, + 345, + 410, + 379 + ], + "spans": [ + { + "bbox": [ + 200, + 345, + 410, + 379 + ], + "score": 0.93, + "content": "\\bar { w } ( z ) = \\sum _ { i = 1 } ^ { n } \\bar { q } _ { i } y _ { i } \\phi _ { i } ( z ) = \\sum _ { i = 1 } ^ { n } \\bar { q } _ { i } y _ { i } x _ { i } \\mathbb { 1 } \\left[ \\langle z , x _ { i } \\rangle > 0 \\right] ,", + "type": "interline_equation", + "image_path": "a2e95b97c152b61df078c1e526b156e482f6f2af2e8260803b1483890563d19a.jpg" + } + ] + } + ], + "index": 9.5, + "virtual_lines": [ + { + "bbox": [ + 200, + 345, + 410, + 362.0 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 200, + 362.0, + 410, + 379.0 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 104, + 384, + 471, + 397 + ], + "lines": [ + { + "bbox": [ + 105, + 383, + 474, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 141, + 399 + ], + "score": 1.0, + "content": "and thus", + "type": "text" + }, + { + "bbox": [ + 142, + 383, + 196, + 398 + ], + "score": 0.93, + "content": "\\left. \\bar { w } ( z ) \\right. _ { 2 } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 196, + 383, + 245, + 399 + ], + "score": 1.0, + "content": ". Therefore,", + "type": "text" + }, + { + "bbox": [ + 245, + 384, + 294, + 397 + ], + "score": 0.93, + "content": "\\hat { v } = - \\bar { w } / \\gamma _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 294, + 383, + 474, + 399 + ], + "score": 1.0, + "content": "satisfies all requirements of Proposition 5.1.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 106, + 408, + 486, + 422 + ], + "lines": [ + { + "bbox": [ + 105, + 408, + 486, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 408, + 226, + 423 + ], + "score": 1.0, + "content": "Proof of Proposition 5.2. Let", + "type": "text" + }, + { + "bbox": [ + 226, + 411, + 233, + 421 + ], + "score": 0.84, + "content": "\\hat { q }", + "type": "inline_equation" + }, + { + "bbox": [ + 233, + 408, + 386, + 423 + ], + "score": 1.0, + "content": "denote the uniform probability vector", + "type": "text" + }, + { + "bbox": [ + 386, + 410, + 441, + 422 + ], + "score": 0.92, + "content": "\\left( 1 / { n } , \\ldots , 1 / { n } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 408, + 486, + 423 + ], + "score": 1.0, + "content": ". Note that", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "interline_equation", + "bbox": [ + 122, + 426, + 487, + 534 + ], + "lines": [ + { + "bbox": [ + 122, + 426, + 487, + 534 + ], + "spans": [ + { + "bbox": [ + 122, + 426, + 487, + 534 + ], + "score": 0.95, + "content": "\\begin{array} { r l } { \\mathbb { E } _ { \\epsilon \\sim \\operatorname* { u n i f } \\left( \\left\\{ - 1 , + 1 \\right\\} ^ { n } \\right) } \\left[ \\left( \\hat { q } \\odot \\epsilon \\right) ^ { \\top } K _ { 1 } \\left( \\hat { q } \\odot \\epsilon \\right) \\right] = \\mathbb { E } _ { \\epsilon \\sim \\operatorname* { u n i f } \\left( \\left\\{ - 1 , + 1 \\right\\} ^ { n } \\right) } \\left[ \\displaystyle \\sum _ { i , j = 1 } ^ { n } \\frac { 1 } { n ^ { 2 } } \\epsilon _ { i } \\epsilon _ { j } K _ { 1 } ( x _ { i } , x _ { j } ) \\right] } & { } \\\\ { = \\displaystyle \\frac { 1 } { n ^ { 2 } } \\sum _ { i , j = 1 } ^ { n } \\mathbb { E } _ { \\epsilon \\sim \\operatorname* { u n i f } \\left( \\left\\{ - 1 , + 1 \\right\\} ^ { n } \\right) } \\left[ \\epsilon _ { i } \\epsilon _ { j } K _ { 1 } ( x _ { i } , x _ { j } ) \\right] } & { } \\\\ { = \\displaystyle \\frac { 1 } { n ^ { 2 } } \\sum _ { i = 1 } ^ { n } K _ { 1 } ( x _ { i } , x _ { i } ) = \\frac { 1 } { 2 n } . } & { } \\end{array}", + "type": "interline_equation", + "image_path": "def6f8d9cf4d3d51c898b535ca5c3cc51a56db97bed287c09e954987704ccc64.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 122, + 426, + 487, + 462.0 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 122, + 462.0, + 487, + 498.0 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 122, + 498.0, + 487, + 534.0 + ], + "spans": [], + "index": 15 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 538, + 502, + 567 + ], + "lines": [ + { + "bbox": [ + 106, + 538, + 505, + 555 + ], + "spans": [ + { + "bbox": [ + 106, + 538, + 131, + 555 + ], + "score": 1.0, + "content": "Since", + "type": "text" + }, + { + "bbox": [ + 131, + 538, + 251, + 553 + ], + "score": 0.9, + "content": "0 \\leq \\left( \\widehat { q } \\odot \\epsilon \\right) ^ { \\top } K _ { 1 } \\left( \\widehat { q } \\odot \\epsilon \\right) \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 538, + 283, + 555 + ], + "score": 1.0, + "content": "for any", + "type": "text" + }, + { + "bbox": [ + 283, + 543, + 289, + 551 + ], + "score": 0.71, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 289, + 538, + 505, + 555 + ], + "score": 1.0, + "content": ", by Markov’s inequality with probability 0.9, it holds", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 552, + 504, + 568 + ], + "spans": [ + { + "bbox": [ + 106, + 552, + 125, + 568 + ], + "score": 1.0, + "content": "that", + "type": "text" + }, + { + "bbox": [ + 125, + 553, + 252, + 566 + ], + "score": 0.91, + "content": "\\left( \\hat { q } \\odot \\epsilon \\right) ^ { \\top } K _ { 1 } \\left( \\hat { q } \\odot \\epsilon \\right) \\le 1 / ( 2 0 n )", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 552, + 292, + 568 + ], + "score": 1.0, + "content": ", and thus", + "type": "text" + }, + { + "bbox": [ + 293, + 552, + 351, + 566 + ], + "score": 0.93, + "content": "\\gamma _ { 1 } \\leq 1 / \\sqrt { 2 0 n }", + "type": "inline_equation" + }, + { + "bbox": [ + 351, + 552, + 354, + 568 + ], + "score": 1.0, + "content": ".", + "type": "text" + }, + { + "bbox": [ + 495, + 556, + 504, + 566 + ], + "score": 0.999, + "content": "□", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16.5 + }, + { + "type": "text", + "bbox": [ + 105, + 577, + 505, + 602 + ], + "lines": [ + { + "bbox": [ + 104, + 575, + 505, + 592 + ], + "spans": [ + { + "bbox": [ + 104, + 575, + 393, + 592 + ], + "score": 1.0, + "content": "Proof of Proposition 5.3. 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Let", + "type": "text" + }, + { + "bbox": [ + 182, + 590, + 199, + 601 + ], + "score": 0.9, + "content": "z _ { p , q }", + "type": "inline_equation" + }, + { + "bbox": [ + 200, + 587, + 230, + 604 + ], + "score": 1.0, + "content": "denote", + "type": "text" + }, + { + "bbox": [ + 230, + 589, + 302, + 601 + ], + "score": 0.93, + "content": "( z _ { p } , z _ { p + 1 } , \\ldots , z _ { q } )", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 587, + 388, + 604 + ], + "score": 1.0, + "content": ", and similarly define", + "type": "text" + }, + { + "bbox": [ + 388, + 591, + 406, + 601 + ], + "score": 0.88, + "content": "x _ { p , q }", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 587, + 448, + 604 + ], + "score": 1.0, + "content": ". We have", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5 + }, + { + "type": "interline_equation", + "bbox": [ + 102, + 608, + 500, + 724 + ], + "lines": [ + { + "bbox": [ + 102, + 608, + 500, + 724 + ], + "spans": [ + { + "bbox": [ + 102, + 608, + 500, + 724 + ], + "score": 0.94, + "content": "\\begin{array}{c} \\begin{array} { l } { { \\displaystyle y \\int \\bar { v } ( z ) , x \\mathbb { 1 } [ z , x > 0 ] \\mathrm { d } \\mu _ { N } ( z ) } } \\\\ { { \\displaystyle = y \\int ( \\int \\bar { v } ( z ) , x \\mathbb { 1 } [ z , x > 0 ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) ) \\mathrm { d } \\mu _ { N } ( z _ { 1 , 2 } ) } } \\\\ { { \\displaystyle = y \\int \\bar { v } ( z ) _ { 1 , 2 } , x _ { 1 , 2 } ( \\int \\mathbb { 1 } [ z _ { 1 , 2 } , x _ { 1 , 2 } + z _ { 3 , d } , x _ { 3 , d } > 0 ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) ) \\mathrm { d } \\mu _ { N } ( z _ { 1 , 2 } ) } } \\\\ { { \\displaystyle = \\sum _ { i = 1 } ^ { 4 } y \\int \\bar { v } ( z ) _ { 1 , 2 } , x _ { 1 , 2 } ( \\int \\mathbb { 1 } [ z _ { 1 , 2 } , x _ { 1 , 2 } + z _ { 3 , d } , x _ { 3 , d } > 0 ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) ) \\mathbb { 1 } [ z _ { 1 , 2 } \\in A _ { i } ] \\mathrm { d } \\mu _ { N } } } \\end{array} \\\\ { { \\displaystyle ~ \\Longrightarrow \\displaystyle \\sum _ { i = 1 } ^ { 4 } y \\int \\bar { v } ( z ) _ { 1 , 2 } , x _ { 1 , 2 } ( \\int \\mathbb { 1 } [ z _ { 1 , 2 } , x _ { 1 , 2 } + z _ { 3 , d } , x _ { 3 , d } > 0 ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) ) \\mathbb { 1 } [ z _ { 1 , 2 } \\in A _ { i } ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) } . } \\end{array}", + "type": "interline_equation", + "image_path": "a410409330618fa070f63ffc55d66d01b4f120e84feb779c72f72cf9754667c2.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 102, + 608, + 500, + 646.6666666666666 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 102, + 646.6666666666666, + 500, + 685.3333333333333 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 102, + 685.3333333333333, + 500, + 723.9999999999999 + ], + "spans": [], + "index": 22 + } + ] + } + ], + "page_idx": 20, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 294, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 494, + 384, + 505, + 396 + ], + "lines": [ + { + "bbox": [ + 496, + 387, + 504, + 395 + ], + "spans": [ + { + "bbox": [ + 496, + 387, + 504, + 395 + ], + "score": 0.998, + "content": "□", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 761 + ], + "lines": [ + { + "bbox": [ + 298, + 750, + 312, + 764 + ], + "spans": [ + { + "bbox": [ + 298, + 750, + 312, + 764 + ], + "score": 1.0, + "content": "21", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 366, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 365, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 365, + 95 + ], + "score": 1.0, + "content": "Now let us look at the dual optimization problem. It is clear that", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0, + "bbox_fs": [ + 105, + 82, + 365, + 95 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 203, + 97, + 406, + 120 + ], + "lines": [ + { + "bbox": [ + 203, + 97, + 406, + 120 + ], + "spans": [ + { + "bbox": [ + 203, + 97, + 406, + 120 + ], + "score": 0.9, + "content": "\\operatorname* { s u p } _ { q \\in \\mathbb { R } ^ { n } } \\left( - f ^ { * } ( A ^ { * } q ) - g ^ { * } ( - q ) \\right) = - \\operatorname* { i n f } _ { q \\in \\Delta _ { n } } f ^ { * } ( A ^ { * } q ) .", + "type": "interline_equation", + "image_path": "3a6192b9005ac94948a9e6a63d77635176ac9d646b647541cac5d6ca465b61f6.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 203, + 97, + 406, + 120 + ], + "spans": [], + "index": 1 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 125, + 190, + 136 + ], + "lines": [ + { + "bbox": [ + 106, + 124, + 190, + 137 + ], + "spans": [ + { + "bbox": [ + 106, + 124, + 190, + 137 + ], + "score": 1.0, + "content": "In addition, we have", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 2, + "bbox_fs": [ + 106, + 124, + 190, + 137 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 179, + 140, + 430, + 286 + ], + "lines": [ + { + "bbox": [ + 179, + 140, + 430, + 286 + ], + "spans": [ + { + "bbox": [ + 179, + 140, + 430, + 286 + ], + "score": 0.96, + "content": "\\begin{array} { l } { { \\displaystyle f ^ { * } ( A ^ { * } q ) = \\frac { 1 } { 2 } \\int \\left\\| \\displaystyle \\sum _ { i = 1 } ^ { n } q _ { i } y _ { i } \\phi _ { i } ( z ) \\right\\| _ { 2 } ^ { 2 } \\mathrm { d } \\mu _ { N } ( z ) } } \\\\ { { \\displaystyle \\quad \\quad = \\frac { 1 } { 2 } \\int \\displaystyle \\sum _ { i , j = 1 } ^ { n } q _ { i } q _ { j } y _ { i } y _ { j } \\left. \\phi _ { i } ( z ) , \\phi _ { j } ( z ) \\right. \\mathrm { d } \\mu _ { N } ( z ) } } \\\\ { { \\displaystyle \\quad \\quad = \\frac { 1 } { 2 } \\sum _ { i , j = 1 } ^ { n } q _ { i } q _ { j } y _ { i } y _ { j } \\int \\left. \\phi _ { i } ( z ) , \\phi _ { j } ( z ) \\right. \\mathrm { d } \\mu _ { N } ( z ) } } \\\\ { { \\displaystyle \\quad \\quad = \\frac { 1 } { 2 } \\sum _ { i , j = 1 } ^ { n } q _ { i } q _ { j } y _ { i } y _ { j } K _ { 1 } ( i , j ) = \\frac { 1 } { 2 } ( q \\odot y ) ^ { \\top } K _ { 1 } ( q \\odot y ) } , } \\end{array}", + "type": "interline_equation", + "image_path": "b9e068cb5c8d5bd3cbc85139fa9cbede0fa750f8fdc5c1ba423aec7afef803ac.jpg" + } + ] + } + ], + "index": 4, + "virtual_lines": [ + { + "bbox": [ + 179, + 140, + 430, + 188.66666666666666 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 179, + 188.66666666666666, + 430, + 237.33333333333331 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 179, + 237.33333333333331, + 430, + 286.0 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 290, + 435, + 304 + ], + "lines": [ + { + "bbox": [ + 105, + 289, + 437, + 306 + ], + "spans": [ + { + "bbox": [ + 105, + 289, + 142, + 306 + ], + "score": 1.0, + "content": "and thus", + "type": "text" + }, + { + "bbox": [ + 143, + 290, + 212, + 304 + ], + "score": 0.93, + "content": "f ^ { * } ( A ^ { * } \\bar { q } ) = \\gamma _ { 1 } ^ { 2 } / 2", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 289, + 241, + 306 + ], + "score": 1.0, + "content": ". Since", + "type": "text" + }, + { + "bbox": [ + 241, + 291, + 280, + 303 + ], + "score": 0.92, + "content": "\\bar { w } = A ^ { * } \\bar { q }", + "type": "inline_equation" + }, + { + "bbox": [ + 280, + 289, + 335, + 306 + ], + "score": 1.0, + "content": ", we have that", + "type": "text" + }, + { + "bbox": [ + 335, + 291, + 383, + 304 + ], + "score": 0.92, + "content": "\\| \\bar { w } \\| _ { \\mathcal { H } } = \\gamma _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 383, + 289, + 437, + 306 + ], + "score": 1.0, + "content": ". In addition,", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6, + "bbox_fs": [ + 105, + 289, + 437, + 306 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 227, + 308, + 383, + 324 + ], + "lines": [ + { + "bbox": [ + 227, + 308, + 383, + 324 + ], + "spans": [ + { + "bbox": [ + 227, + 308, + 383, + 324 + ], + "score": 0.89, + "content": "g ( A \\bar { w } ) = - f ^ { * } \\left( A ^ { * } \\bar { q } \\right) - f \\left( \\bar { w } \\right) = - \\gamma _ { 1 } ^ { 2 } ,", + "type": "interline_equation", + "image_path": "f0536eea45068b2e0ec087f180582adbee6d54bcaf885af0821ff2279e062956.jpg" + } + ] + } + ], + "index": 7, + "virtual_lines": [ + { + "bbox": [ + 227, + 308, + 383, + 324 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 329, + 300, + 342 + ], + "lines": [ + { + "bbox": [ + 105, + 327, + 302, + 343 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 142, + 343 + ], + "score": 1.0, + "content": "and thus", + "type": "text" + }, + { + "bbox": [ + 143, + 330, + 159, + 340 + ], + "score": 0.86, + "content": "- \\bar { w }", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 327, + 206, + 343 + ], + "score": 1.0, + "content": "has margin", + "type": "text" + }, + { + "bbox": [ + 207, + 329, + 218, + 342 + ], + "score": 0.89, + "content": "\\gamma _ { 1 } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 327, + 302, + 343 + ], + "score": 1.0, + "content": ". Moreover, we have", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8, + "bbox_fs": [ + 105, + 327, + 302, + 343 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 200, + 345, + 410, + 379 + ], + "lines": [ + { + "bbox": [ + 200, + 345, + 410, + 379 + ], + "spans": [ + { + "bbox": [ + 200, + 345, + 410, + 379 + ], + "score": 0.93, + "content": "\\bar { w } ( z ) = \\sum _ { i = 1 } ^ { n } \\bar { q } _ { i } y _ { i } \\phi _ { i } ( z ) = \\sum _ { i = 1 } ^ { n } \\bar { q } _ { i } y _ { i } x _ { i } \\mathbb { 1 } \\left[ \\langle z , x _ { i } \\rangle > 0 \\right] ,", + "type": "interline_equation", + "image_path": "a2e95b97c152b61df078c1e526b156e482f6f2af2e8260803b1483890563d19a.jpg" + } + ] + } + ], + "index": 9.5, + "virtual_lines": [ + { + "bbox": [ + 200, + 345, + 410, + 362.0 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 200, + 362.0, + 410, + 379.0 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 104, + 384, + 471, + 397 + ], + "lines": [ + { + "bbox": [ + 105, + 383, + 474, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 141, + 399 + ], + "score": 1.0, + "content": "and thus", + "type": "text" + }, + { + "bbox": [ + 142, + 383, + 196, + 398 + ], + "score": 0.93, + "content": "\\left. \\bar { w } ( z ) \\right. _ { 2 } \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 196, + 383, + 245, + 399 + ], + "score": 1.0, + "content": ". Therefore,", + "type": "text" + }, + { + "bbox": [ + 245, + 384, + 294, + 397 + ], + "score": 0.93, + "content": "\\hat { v } = - \\bar { w } / \\gamma _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 294, + 383, + 474, + 399 + ], + "score": 1.0, + "content": "satisfies all requirements of Proposition 5.1.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11, + "bbox_fs": [ + 105, + 383, + 474, + 399 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 408, + 486, + 422 + ], + "lines": [ + { + "bbox": [ + 105, + 408, + 486, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 408, + 226, + 423 + ], + "score": 1.0, + "content": "Proof of Proposition 5.2. Let", + "type": "text" + }, + { + "bbox": [ + 226, + 411, + 233, + 421 + ], + "score": 0.84, + "content": "\\hat { q }", + "type": "inline_equation" + }, + { + "bbox": [ + 233, + 408, + 386, + 423 + ], + "score": 1.0, + "content": "denote the uniform probability vector", + "type": "text" + }, + { + "bbox": [ + 386, + 410, + 441, + 422 + ], + "score": 0.92, + "content": "\\left( 1 / { n } , \\ldots , 1 / { n } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 408, + 486, + 423 + ], + "score": 1.0, + "content": ". Note that", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12, + "bbox_fs": [ + 105, + 408, + 486, + 423 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 122, + 426, + 487, + 534 + ], + "lines": [ + { + "bbox": [ + 122, + 426, + 487, + 534 + ], + "spans": [ + { + "bbox": [ + 122, + 426, + 487, + 534 + ], + "score": 0.95, + "content": "\\begin{array} { r l } { \\mathbb { E } _ { \\epsilon \\sim \\operatorname* { u n i f } \\left( \\left\\{ - 1 , + 1 \\right\\} ^ { n } \\right) } \\left[ \\left( \\hat { q } \\odot \\epsilon \\right) ^ { \\top } K _ { 1 } \\left( \\hat { q } \\odot \\epsilon \\right) \\right] = \\mathbb { E } _ { \\epsilon \\sim \\operatorname* { u n i f } \\left( \\left\\{ - 1 , + 1 \\right\\} ^ { n } \\right) } \\left[ \\displaystyle \\sum _ { i , j = 1 } ^ { n } \\frac { 1 } { n ^ { 2 } } \\epsilon _ { i } \\epsilon _ { j } K _ { 1 } ( x _ { i } , x _ { j } ) \\right] } & { } \\\\ { = \\displaystyle \\frac { 1 } { n ^ { 2 } } \\sum _ { i , j = 1 } ^ { n } \\mathbb { E } _ { \\epsilon \\sim \\operatorname* { u n i f } \\left( \\left\\{ - 1 , + 1 \\right\\} ^ { n } \\right) } \\left[ \\epsilon _ { i } \\epsilon _ { j } K _ { 1 } ( x _ { i } , x _ { j } ) \\right] } & { } \\\\ { = \\displaystyle \\frac { 1 } { n ^ { 2 } } \\sum _ { i = 1 } ^ { n } K _ { 1 } ( x _ { i } , x _ { i } ) = \\frac { 1 } { 2 n } . } & { } \\end{array}", + "type": "interline_equation", + "image_path": "def6f8d9cf4d3d51c898b535ca5c3cc51a56db97bed287c09e954987704ccc64.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 122, + 426, + 487, + 462.0 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 122, + 462.0, + 487, + 498.0 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 122, + 498.0, + 487, + 534.0 + ], + "spans": [], + "index": 15 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 538, + 502, + 567 + ], + "lines": [ + { + "bbox": [ + 106, + 538, + 505, + 555 + ], + "spans": [ + { + "bbox": [ + 106, + 538, + 131, + 555 + ], + "score": 1.0, + "content": "Since", + "type": "text" + }, + { + "bbox": [ + 131, + 538, + 251, + 553 + ], + "score": 0.9, + "content": "0 \\leq \\left( \\widehat { q } \\odot \\epsilon \\right) ^ { \\top } K _ { 1 } \\left( \\widehat { q } \\odot \\epsilon \\right) \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 538, + 283, + 555 + ], + "score": 1.0, + "content": "for any", + "type": "text" + }, + { + "bbox": [ + 283, + 543, + 289, + 551 + ], + "score": 0.71, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 289, + 538, + 505, + 555 + ], + "score": 1.0, + "content": ", by Markov’s inequality with probability 0.9, it holds", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 552, + 504, + 568 + ], + "spans": [ + { + "bbox": [ + 106, + 552, + 125, + 568 + ], + "score": 1.0, + "content": "that", + "type": "text" + }, + { + "bbox": [ + 125, + 553, + 252, + 566 + ], + "score": 0.91, + "content": "\\left( \\hat { q } \\odot \\epsilon \\right) ^ { \\top } K _ { 1 } \\left( \\hat { q } \\odot \\epsilon \\right) \\le 1 / ( 2 0 n )", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 552, + 292, + 568 + ], + "score": 1.0, + "content": ", and thus", + "type": "text" + }, + { + "bbox": [ + 293, + 552, + 351, + 566 + ], + "score": 0.93, + "content": "\\gamma _ { 1 } \\leq 1 / \\sqrt { 2 0 n }", + "type": "inline_equation" + }, + { + "bbox": [ + 351, + 552, + 354, + 568 + ], + "score": 1.0, + "content": ".", + "type": "text" + }, + { + "bbox": [ + 495, + 556, + 504, + 566 + ], + "score": 0.999, + "content": "□", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16.5, + "bbox_fs": [ + 106, + 538, + 505, + 568 + ] + }, + { + "type": "text", + "bbox": [ + 105, + 577, + 505, + 602 + ], + "lines": [ + { + "bbox": [ + 104, + 575, + 505, + 592 + ], + "spans": [ + { + "bbox": [ + 104, + 575, + 393, + 592 + ], + "score": 1.0, + "content": "Proof of Proposition 5.3. 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Let", + "type": "text" + }, + { + "bbox": [ + 182, + 590, + 199, + 601 + ], + "score": 0.9, + "content": "z _ { p , q }", + "type": "inline_equation" + }, + { + "bbox": [ + 200, + 587, + 230, + 604 + ], + "score": 1.0, + "content": "denote", + "type": "text" + }, + { + "bbox": [ + 230, + 589, + 302, + 601 + ], + "score": 0.93, + "content": "( z _ { p } , z _ { p + 1 } , \\ldots , z _ { q } )", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 587, + 388, + 604 + ], + "score": 1.0, + "content": ", and similarly define", + "type": "text" + }, + { + "bbox": [ + 388, + 591, + 406, + 601 + ], + "score": 0.88, + "content": "x _ { p , q }", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 587, + 448, + 604 + ], + "score": 1.0, + "content": ". We have", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5, + "bbox_fs": [ + 104, + 575, + 505, + 604 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 102, + 608, + 500, + 724 + ], + "lines": [ + { + "bbox": [ + 102, + 608, + 500, + 724 + ], + "spans": [ + { + "bbox": [ + 102, + 608, + 500, + 724 + ], + "score": 0.94, + "content": "\\begin{array}{c} \\begin{array} { l } { { \\displaystyle y \\int \\bar { v } ( z ) , x \\mathbb { 1 } [ z , x > 0 ] \\mathrm { d } \\mu _ { N } ( z ) } } \\\\ { { \\displaystyle = y \\int ( \\int \\bar { v } ( z ) , x \\mathbb { 1 } [ z , x > 0 ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) ) \\mathrm { d } \\mu _ { N } ( z _ { 1 , 2 } ) } } \\\\ { { \\displaystyle = y \\int \\bar { v } ( z ) _ { 1 , 2 } , x _ { 1 , 2 } ( \\int \\mathbb { 1 } [ z _ { 1 , 2 } , x _ { 1 , 2 } + z _ { 3 , d } , x _ { 3 , d } > 0 ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) ) \\mathrm { d } \\mu _ { N } ( z _ { 1 , 2 } ) } } \\\\ { { \\displaystyle = \\sum _ { i = 1 } ^ { 4 } y \\int \\bar { v } ( z ) _ { 1 , 2 } , x _ { 1 , 2 } ( \\int \\mathbb { 1 } [ z _ { 1 , 2 } , x _ { 1 , 2 } + z _ { 3 , d } , x _ { 3 , d } > 0 ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) ) \\mathbb { 1 } [ z _ { 1 , 2 } \\in A _ { i } ] \\mathrm { d } \\mu _ { N } } } \\end{array} \\\\ { { \\displaystyle ~ \\Longrightarrow \\displaystyle \\sum _ { i = 1 } ^ { 4 } y \\int \\bar { v } ( z ) _ { 1 , 2 } , x _ { 1 , 2 } ( \\int \\mathbb { 1 } [ z _ { 1 , 2 } , x _ { 1 , 2 } + z _ { 3 , d } , x _ { 3 , d } > 0 ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) ) \\mathbb { 1 } [ z _ { 1 , 2 } \\in A _ { i } ] \\mathrm { d } \\mu _ { N } ( z _ { 3 , d } ) } . } \\end{array}", + "type": "interline_equation", + "image_path": "a410409330618fa070f63ffc55d66d01b4f120e84feb779c72f72cf9754667c2.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 102, + 608, + 500, + 646.6666666666666 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 102, + 646.6666666666666, + 500, + 685.3333333333333 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 102, + 685.3333333333333, + 500, + 723.9999999999999 + ], + "spans": [], + "index": 22 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 506, + 132 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 311, + 96 + ], + "score": 1.0, + "content": "where eq. 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Therefore", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "interline_equation", + "bbox": [ + 127, + 156, + 483, + 276 + ], + "lines": [ + { + "bbox": [ + 127, + 156, + 483, + 276 + ], + "spans": [ + { + "bbox": [ + 127, + 156, + 483, + 276 + ], + "score": 0.96, + "content": "\\begin{array} { r l } & { \\ y \\left. \\bar { v } ( p ) , x _ { 1 , 2 } \\right. \\left( \\displaystyle \\int \\mathbb { 1 } \\left[ \\left. p , x _ { 1 , 2 } \\right. + \\left. q , x _ { 3 , d } \\right. > 0 \\right] \\mathrm { d } \\mu _ { N } ( q ) \\right) } \\\\ & { \\ + \\ y \\left. \\bar { v } ( - p ) , x _ { 1 , 2 } \\right. \\left( \\displaystyle \\int \\mathbb { 1 } \\left[ \\left. - p , x _ { 1 , 2 } \\right. + \\left. q , x _ { 3 , d } \\right. > 0 \\right] \\mathrm { d } \\mu _ { N } ( q ) \\right) } \\\\ & { = \\displaystyle \\frac { 1 } { \\sqrt { d - 1 } } \\int \\left( \\mathbb { 1 } \\left[ \\displaystyle \\frac { p _ { 1 } } { \\sqrt { d - 1 } } + \\left. q , x _ { 3 , d } \\right. > 0 \\right] - \\mathbb { 1 } \\left[ \\displaystyle \\frac { - p _ { 1 } } { \\sqrt { d - 1 } } + \\left. q , x _ { 3 , d } \\right. > 0 \\right] \\right) \\mathrm { d } \\mu _ { N } ( q ) } \\\\ & { = \\displaystyle \\frac { 1 } { \\sqrt { d - 1 } } \\mathbb { P } \\left( \\displaystyle \\frac { - p _ { 1 } } { \\sqrt { d - 1 } } \\leq \\left. q , x _ { 3 , d } \\right. \\leq \\displaystyle \\frac { p _ { 1 } } { \\sqrt { d - 1 } } \\right) . } \\end{array}", + "type": "interline_equation", + "image_path": "1519aff5d8bc6467bce70e56c24018304a512cd16eb3b5f80b09d24b10065d1d.jpg" + } + ] + } + ], + "index": 6, + "virtual_lines": [ + { + "bbox": [ + 127, + 156, + 483, + 196.0 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 127, + 196.0, + 483, + 236.0 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 127, + 236.0, + 483, + 276.0 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 279, + 504, + 303 + ], + "lines": [ + { + "bbox": [ + 105, + 279, + 504, + 292 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 123, + 292 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 123, + 281, + 132, + 291 + ], + "score": 0.82, + "content": "\\varphi", + "type": "inline_equation" + }, + { + "bbox": [ + 132, + 279, + 437, + 292 + ], + "score": 1.0, + "content": "denote the density function of the standard Gaussian distribution, and for", + "type": "text" + }, + { + "bbox": [ + 437, + 280, + 464, + 290 + ], + "score": 0.89, + "content": "c > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 279, + 482, + 292 + ], + "score": 1.0, + "content": ", let", + "type": "text" + }, + { + "bbox": [ + 483, + 280, + 504, + 292 + ], + "score": 0.9, + "content": "U ( c )", + "type": "inline_equation" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 290, + 470, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 437, + 304 + ], + "score": 1.0, + "content": "denote the probability that a standard Gaussian random variable lies in the interval", + "type": "text" + }, + { + "bbox": [ + 438, + 291, + 465, + 303 + ], + "score": 0.91, + "content": "[ - c , c ]", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 290, + 470, + 304 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8.5 + }, + { + "type": "interline_equation", + "bbox": [ + 262, + 307, + 349, + 336 + ], + "lines": [ + { + "bbox": [ + 262, + 307, + 349, + 336 + ], + "spans": [ + { + "bbox": [ + 262, + 307, + 349, + 336 + ], + "score": 0.94, + "content": "U ( c ) : = \\int _ { - c } ^ { c } \\varphi ( t ) \\mathrm { d } t .", + "type": "interline_equation", + "image_path": "8ff7cd2de93b6cc81b6377ca45c0c891e9c49afead98585b30aa0c4f76f60b16.jpg" + } + ] + } + ], + "index": 10, + "virtual_lines": [ + { + "bbox": [ + 262, + 307, + 349, + 336 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 342, + 449, + 356 + ], + "lines": [ + { + "bbox": [ + 104, + 340, + 450, + 358 + ], + "spans": [ + { + "bbox": [ + 104, + 340, + 131, + 358 + ], + "score": 1.0, + "content": "Since", + "type": "text" + }, + { + "bbox": [ + 132, + 342, + 168, + 356 + ], + "score": 0.93, + "content": "\\left. q , x _ { 3 , d } \\right.", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 340, + 354, + 358 + ], + "score": 1.0, + "content": "is a Gaussian variable with standard deviation", + "type": "text" + }, + { + "bbox": [ + 355, + 342, + 410, + 356 + ], + "score": 0.92, + "content": "\\sqrt { ( d - 2 ) / ( d - 1 ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 410, + 340, + 450, + 358 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "interline_equation", + "bbox": [ + 191, + 361, + 420, + 389 + ], + "lines": [ + { + "bbox": [ + 191, + 361, + 420, + 389 + ], + "spans": [ + { + "bbox": [ + 191, + 361, + 420, + 389 + ], + "score": 0.92, + "content": "\\mathbb { P } \\left( \\frac { - p _ { 1 } } { \\sqrt { d - 1 } } \\leq \\langle q , x _ { 3 , d } \\rangle \\leq \\frac { p _ { 1 } } { \\sqrt { d - 1 } } \\right) = U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) .", + "type": "interline_equation", + "image_path": "9be2237796a9f57a45173d2fb02c2d92c7a240bebbf3ed69d44c1a98643a0376.jpg" + } + ] + } + ], + "index": 12, + "virtual_lines": [ + { + "bbox": [ + 191, + 361, + 420, + 389 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 393, + 309, + 406 + ], + "lines": [ + { + "bbox": [ + 105, + 392, + 310, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 310, + 408 + ], + "score": 1.0, + "content": "Plugging eqs. (D.4) and (D.5) into eq. (D.3) gives:", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 411, + 506, + 532 + ], + "lines": [ + { + "bbox": [ + 111, + 411, + 506, + 532 + ], + "spans": [ + { + "bbox": [ + 111, + 411, + 506, + 532 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { \\ \\displaystyle { \\int \\left. \\bar { v } ( z ) , x \\right. \\mathbb { 1 } \\left[ \\langle z , x \\rangle > 0 \\right] \\mathrm { d } \\mu _ { N } ( z ) } = \\frac { 1 } { \\sqrt { d - 1 } } \\int U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) \\mathbb { 1 } \\left[ p \\in A _ { 1 } \\right] \\mathrm { d } \\mu _ { N } ( p ) } \\\\ & { \\qquad = \\frac { 1 } { \\sqrt { d - 1 } } \\int _ { 0 } ^ { \\infty } U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) \\left( \\int _ { - p _ { 1 } } ^ { p _ { 1 } } \\varphi ( p _ { 2 } ) \\mathrm { d } p _ { 2 } \\right) \\varphi ( p _ { 1 } ) \\mathrm { d } p _ { 1 } } \\\\ & { \\qquad = \\frac { 1 } { \\sqrt { d - 1 } } \\int _ { 0 } ^ { \\infty } U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) U ( p _ { 1 } ) \\varphi ( p _ { 1 } ) \\mathrm { d } p _ { 1 } } \\\\ & { \\qquad \\geq \\frac { 1 } { \\sqrt { d - 1 } } \\int _ { 0 } ^ { 1 } U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) U ( p _ { 1 } ) \\varphi ( p _ { 1 } ) \\mathrm { d } p _ { 1 } . } \\end{array}", + "type": "interline_equation", + "image_path": "075ffbbc4befa58c7c3f0f813b33613e5ef706d2c0ca64db4da86e331c700164.jpg" + } + ] + } + ], + "index": 15, + "virtual_lines": [ + { + "bbox": [ + 111, + 411, + 506, + 451.3333333333333 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 111, + 451.3333333333333, + 506, + 491.66666666666663 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 111, + 491.66666666666663, + 506, + 532.0 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 535, + 330, + 549 + ], + "lines": [ + { + "bbox": [ + 106, + 535, + 329, + 550 + ], + "spans": [ + { + "bbox": [ + 106, + 535, + 123, + 550 + ], + "score": 1.0, + "content": "For", + "type": "text" + }, + { + "bbox": [ + 123, + 537, + 175, + 549 + ], + "score": 0.92, + "content": "t \\in [ - 1 , + 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 175, + 535, + 228, + 550 + ], + "score": 1.0, + "content": ", it holds that", + "type": "text" + }, + { + "bbox": [ + 229, + 535, + 290, + 549 + ], + "score": 0.94, + "content": "\\varphi ( t ) \\geq 1 { \\sqrt { 2 \\pi e } }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 535, + 329, + 550 + ], + "score": 1.0, + "content": ", and thus", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "interline_equation", + "bbox": [ + 243, + 554, + 368, + 582 + ], + "lines": [ + { + "bbox": [ + 243, + 554, + 368, + 582 + ], + "spans": [ + { + "bbox": [ + 243, + 554, + 368, + 582 + ], + "score": 0.94, + "content": "U ( a ) = \\int _ { - a } ^ { a } \\varphi ( t ) \\mathrm { d } t \\geq { \\frac { 2 a } { \\sqrt { 2 \\pi e } } } .", + "type": "interline_equation", + "image_path": "051f3c779136ed88e158175472b3537cf3b74d4bfd057883c0d1b10944807d18.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 243, + 554, + 368, + 582 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 586, + 269, + 599 + ], + "lines": [ + { + "bbox": [ + 105, + 584, + 270, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 584, + 270, + 601 + ], + "score": 1.0, + "content": "Therefore eq. (D.3) is lower bounded by", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 603, + 502, + 719 + ], + "lines": [ + { + "bbox": [ + 111, + 603, + 502, + 719 + ], + "spans": [ + { + "bbox": [ + 111, + 603, + 502, + 719 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { \\frac { 1 } { \\sqrt { d - 1 } } \\displaystyle \\int _ { 0 } ^ { 1 } U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) U ( p _ { 1 } ) \\varphi ( p _ { 1 } ) \\mathrm { d } p _ { 1 } \\ge \\frac { 1 } { \\sqrt { d - 1 } } \\displaystyle \\int _ { 0 } ^ { 1 } \\frac { 2 } { \\sqrt { 2 \\pi e } } \\cdot \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\cdot \\frac { 2 p _ { 1 } } { \\sqrt { 2 \\pi e } } \\cdot \\frac { 1 } { \\sqrt { 2 \\pi e } } \\mathrm { d } p _ { 1 } } \\\\ & { \\qquad \\ge \\frac { 1 } { 2 0 \\sqrt { ( d - 1 ) ( d - 2 ) } } \\displaystyle \\int _ { 0 } ^ { 1 } p _ { 1 } ^ { 2 } \\mathrm { d } p _ { 1 } } \\\\ & { \\qquad = \\frac { 1 } { 6 0 \\sqrt { ( d - 1 ) ( d - 2 ) } } } \\\\ & { \\qquad \\ge \\frac { 1 } { 6 0 d } . } \\end{array}", + "type": "interline_equation", + "image_path": "1ff3e5ad78cab3ba7b8b6b3704d1d7840684c0cef95868625cdcb853c8b958eb.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 111, + 603, + 502, + 641.6666666666666 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 111, + 641.6666666666666, + 502, + 680.3333333333333 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 111, + 680.3333333333333, + 502, + 718.9999999999999 + ], + "spans": [], + "index": 22 + } + ] + } + ], + "page_idx": 21, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 26, + 294, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 39 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 39 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 494, + 721, + 505, + 731 + ], + "lines": [ + { + "bbox": [ + 495, + 722, + 505, + 732 + ], + "spans": [ + { + "bbox": [ + 495, + 722, + 505, + 732 + ], + "score": 0.998, + "content": "□", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 761 + ], + "lines": [ + { + "bbox": [ + 298, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 298, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "22", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 506, + 132 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 311, + 96 + ], + "score": 1.0, + "content": "where eq. 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Therefore", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4, + "bbox_fs": [ + 105, + 136, + 452, + 152 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 127, + 156, + 483, + 276 + ], + "lines": [ + { + "bbox": [ + 127, + 156, + 483, + 276 + ], + "spans": [ + { + "bbox": [ + 127, + 156, + 483, + 276 + ], + "score": 0.96, + "content": "\\begin{array} { r l } & { \\ y \\left. \\bar { v } ( p ) , x _ { 1 , 2 } \\right. \\left( \\displaystyle \\int \\mathbb { 1 } \\left[ \\left. p , x _ { 1 , 2 } \\right. + \\left. q , x _ { 3 , d } \\right. > 0 \\right] \\mathrm { d } \\mu _ { N } ( q ) \\right) } \\\\ & { \\ + \\ y \\left. \\bar { v } ( - p ) , x _ { 1 , 2 } \\right. \\left( \\displaystyle \\int \\mathbb { 1 } \\left[ \\left. - p , x _ { 1 , 2 } \\right. + \\left. q , x _ { 3 , d } \\right. > 0 \\right] \\mathrm { d } \\mu _ { N } ( q ) \\right) } \\\\ & { = \\displaystyle \\frac { 1 } { \\sqrt { d - 1 } } \\int \\left( \\mathbb { 1 } \\left[ \\displaystyle \\frac { p _ { 1 } } { \\sqrt { d - 1 } } + \\left. q , x _ { 3 , d } \\right. > 0 \\right] - \\mathbb { 1 } \\left[ \\displaystyle \\frac { - p _ { 1 } } { \\sqrt { d - 1 } } + \\left. q , x _ { 3 , d } \\right. > 0 \\right] \\right) \\mathrm { d } \\mu _ { N } ( q ) } \\\\ & { = \\displaystyle \\frac { 1 } { \\sqrt { d - 1 } } \\mathbb { P } \\left( \\displaystyle \\frac { - p _ { 1 } } { \\sqrt { d - 1 } } \\leq \\left. q , x _ { 3 , d } \\right. \\leq \\displaystyle \\frac { p _ { 1 } } { \\sqrt { d - 1 } } \\right) . } \\end{array}", + "type": "interline_equation", + "image_path": "1519aff5d8bc6467bce70e56c24018304a512cd16eb3b5f80b09d24b10065d1d.jpg" + } + ] + } + ], + "index": 6, + "virtual_lines": [ + { + "bbox": [ + 127, + 156, + 483, + 196.0 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 127, + 196.0, + 483, + 236.0 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 127, + 236.0, + 483, + 276.0 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 279, + 504, + 303 + ], + "lines": [ + { + "bbox": [ + 105, + 279, + 504, + 292 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 123, + 292 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 123, + 281, + 132, + 291 + ], + "score": 0.82, + "content": "\\varphi", + "type": "inline_equation" + }, + { + "bbox": [ + 132, + 279, + 437, + 292 + ], + "score": 1.0, + "content": "denote the density function of the standard Gaussian distribution, and for", + "type": "text" + }, + { + "bbox": [ + 437, + 280, + 464, + 290 + ], + "score": 0.89, + "content": "c > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 279, + 482, + 292 + ], + "score": 1.0, + "content": ", let", + "type": "text" + }, + { + "bbox": [ + 483, + 280, + 504, + 292 + ], + "score": 0.9, + "content": "U ( c )", + "type": "inline_equation" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 290, + 470, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 437, + 304 + ], + "score": 1.0, + "content": "denote the probability that a standard Gaussian random variable lies in the interval", + "type": "text" + }, + { + "bbox": [ + 438, + 291, + 465, + 303 + ], + "score": 0.91, + "content": "[ - c , c ]", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 290, + 470, + 304 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8.5, + "bbox_fs": [ + 105, + 279, + 504, + 304 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 262, + 307, + 349, + 336 + ], + "lines": [ + { + "bbox": [ + 262, + 307, + 349, + 336 + ], + "spans": [ + { + "bbox": [ + 262, + 307, + 349, + 336 + ], + "score": 0.94, + "content": "U ( c ) : = \\int _ { - c } ^ { c } \\varphi ( t ) \\mathrm { d } t .", + "type": "interline_equation", + "image_path": "8ff7cd2de93b6cc81b6377ca45c0c891e9c49afead98585b30aa0c4f76f60b16.jpg" + } + ] + } + ], + "index": 10, + "virtual_lines": [ + { + "bbox": [ + 262, + 307, + 349, + 336 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 342, + 449, + 356 + ], + "lines": [ + { + "bbox": [ + 104, + 340, + 450, + 358 + ], + "spans": [ + { + "bbox": [ + 104, + 340, + 131, + 358 + ], + "score": 1.0, + "content": "Since", + "type": "text" + }, + { + "bbox": [ + 132, + 342, + 168, + 356 + ], + "score": 0.93, + "content": "\\left. q , x _ { 3 , d } \\right.", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 340, + 354, + 358 + ], + "score": 1.0, + "content": "is a Gaussian variable with standard deviation", + "type": "text" + }, + { + "bbox": [ + 355, + 342, + 410, + 356 + ], + "score": 0.92, + "content": "\\sqrt { ( d - 2 ) / ( d - 1 ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 410, + 340, + 450, + 358 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11, + "bbox_fs": [ + 104, + 340, + 450, + 358 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 191, + 361, + 420, + 389 + ], + "lines": [ + { + "bbox": [ + 191, + 361, + 420, + 389 + ], + "spans": [ + { + "bbox": [ + 191, + 361, + 420, + 389 + ], + "score": 0.92, + "content": "\\mathbb { P } \\left( \\frac { - p _ { 1 } } { \\sqrt { d - 1 } } \\leq \\langle q , x _ { 3 , d } \\rangle \\leq \\frac { p _ { 1 } } { \\sqrt { d - 1 } } \\right) = U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) .", + "type": "interline_equation", + "image_path": "9be2237796a9f57a45173d2fb02c2d92c7a240bebbf3ed69d44c1a98643a0376.jpg" + } + ] + } + ], + "index": 12, + "virtual_lines": [ + { + "bbox": [ + 191, + 361, + 420, + 389 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 393, + 309, + 406 + ], + "lines": [ + { + "bbox": [ + 105, + 392, + 310, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 310, + 408 + ], + "score": 1.0, + "content": "Plugging eqs. (D.4) and (D.5) into eq. (D.3) gives:", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13, + "bbox_fs": [ + 105, + 392, + 310, + 408 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 411, + 506, + 532 + ], + "lines": [ + { + "bbox": [ + 111, + 411, + 506, + 532 + ], + "spans": [ + { + "bbox": [ + 111, + 411, + 506, + 532 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { \\ \\displaystyle { \\int \\left. \\bar { v } ( z ) , x \\right. \\mathbb { 1 } \\left[ \\langle z , x \\rangle > 0 \\right] \\mathrm { d } \\mu _ { N } ( z ) } = \\frac { 1 } { \\sqrt { d - 1 } } \\int U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) \\mathbb { 1 } \\left[ p \\in A _ { 1 } \\right] \\mathrm { d } \\mu _ { N } ( p ) } \\\\ & { \\qquad = \\frac { 1 } { \\sqrt { d - 1 } } \\int _ { 0 } ^ { \\infty } U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) \\left( \\int _ { - p _ { 1 } } ^ { p _ { 1 } } \\varphi ( p _ { 2 } ) \\mathrm { d } p _ { 2 } \\right) \\varphi ( p _ { 1 } ) \\mathrm { d } p _ { 1 } } \\\\ & { \\qquad = \\frac { 1 } { \\sqrt { d - 1 } } \\int _ { 0 } ^ { \\infty } U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) U ( p _ { 1 } ) \\varphi ( p _ { 1 } ) \\mathrm { d } p _ { 1 } } \\\\ & { \\qquad \\geq \\frac { 1 } { \\sqrt { d - 1 } } \\int _ { 0 } ^ { 1 } U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) U ( p _ { 1 } ) \\varphi ( p _ { 1 } ) \\mathrm { d } p _ { 1 } . } \\end{array}", + "type": "interline_equation", + "image_path": "075ffbbc4befa58c7c3f0f813b33613e5ef706d2c0ca64db4da86e331c700164.jpg" + } + ] + } + ], + "index": 15, + "virtual_lines": [ + { + "bbox": [ + 111, + 411, + 506, + 451.3333333333333 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 111, + 451.3333333333333, + 506, + 491.66666666666663 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 111, + 491.66666666666663, + 506, + 532.0 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 535, + 330, + 549 + ], + "lines": [ + { + "bbox": [ + 106, + 535, + 329, + 550 + ], + "spans": [ + { + "bbox": [ + 106, + 535, + 123, + 550 + ], + "score": 1.0, + "content": "For", + "type": "text" + }, + { + "bbox": [ + 123, + 537, + 175, + 549 + ], + "score": 0.92, + "content": "t \\in [ - 1 , + 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 175, + 535, + 228, + 550 + ], + "score": 1.0, + "content": ", it holds that", + "type": "text" + }, + { + "bbox": [ + 229, + 535, + 290, + 549 + ], + "score": 0.94, + "content": "\\varphi ( t ) \\geq 1 { \\sqrt { 2 \\pi e } }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 535, + 329, + 550 + ], + "score": 1.0, + "content": ", and thus", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17, + "bbox_fs": [ + 106, + 535, + 329, + 550 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 243, + 554, + 368, + 582 + ], + "lines": [ + { + "bbox": [ + 243, + 554, + 368, + 582 + ], + "spans": [ + { + "bbox": [ + 243, + 554, + 368, + 582 + ], + "score": 0.94, + "content": "U ( a ) = \\int _ { - a } ^ { a } \\varphi ( t ) \\mathrm { d } t \\geq { \\frac { 2 a } { \\sqrt { 2 \\pi e } } } .", + "type": "interline_equation", + "image_path": "051f3c779136ed88e158175472b3537cf3b74d4bfd057883c0d1b10944807d18.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 243, + 554, + 368, + 582 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 586, + 269, + 599 + ], + "lines": [ + { + "bbox": [ + 105, + 584, + 270, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 584, + 270, + 601 + ], + "score": 1.0, + "content": "Therefore eq. (D.3) is lower bounded by", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19, + "bbox_fs": [ + 105, + 584, + 270, + 601 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 603, + 502, + 719 + ], + "lines": [ + { + "bbox": [ + 111, + 603, + 502, + 719 + ], + "spans": [ + { + "bbox": [ + 111, + 603, + 502, + 719 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { \\frac { 1 } { \\sqrt { d - 1 } } \\displaystyle \\int _ { 0 } ^ { 1 } U \\left( \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\right) U ( p _ { 1 } ) \\varphi ( p _ { 1 } ) \\mathrm { d } p _ { 1 } \\ge \\frac { 1 } { \\sqrt { d - 1 } } \\displaystyle \\int _ { 0 } ^ { 1 } \\frac { 2 } { \\sqrt { 2 \\pi e } } \\cdot \\frac { p _ { 1 } } { \\sqrt { d - 2 } } \\cdot \\frac { 2 p _ { 1 } } { \\sqrt { 2 \\pi e } } \\cdot \\frac { 1 } { \\sqrt { 2 \\pi e } } \\mathrm { d } p _ { 1 } } \\\\ & { \\qquad \\ge \\frac { 1 } { 2 0 \\sqrt { ( d - 1 ) ( d - 2 ) } } \\displaystyle \\int _ { 0 } ^ { 1 } p _ { 1 } ^ { 2 } \\mathrm { d } p _ { 1 } } \\\\ & { \\qquad = \\frac { 1 } { 6 0 \\sqrt { ( d - 1 ) ( d - 2 ) } } } \\\\ & { \\qquad \\ge \\frac { 1 } { 6 0 d } . } \\end{array}", + "type": "interline_equation", + "image_path": "1ff3e5ad78cab3ba7b8b6b3704d1d7840684c0cef95868625cdcb853c8b958eb.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 111, + 603, + 502, + 641.6666666666666 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 111, + 641.6666666666666, + 502, + 680.3333333333333 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 111, + 680.3333333333333, + 502, + 718.9999999999999 + ], + "spans": [], + "index": 22 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 371, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 373, + 97 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 373, + 97 + ], + "score": 1.0, + "content": "To prove Proposition 5.4, we need the following technical lemma.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 107, + 95, + 498, + 108 + ], + "lines": [ + { + "bbox": [ + 106, + 94, + 498, + 110 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 190, + 110 + ], + "score": 1.0, + "content": "Lemma D.1. Given", + "type": "text" + }, + { + "bbox": [ + 190, + 95, + 245, + 108 + ], + "score": 0.93, + "content": "z _ { 1 } \\sim \\mathcal { N } ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 245, + 94, + 264, + 110 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 264, + 95, + 323, + 108 + ], + "score": 0.93, + "content": "z _ { 2 } \\sim \\mathcal { N } ( 0 , b ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 323, + 94, + 435, + 110 + ], + "score": 1.0, + "content": "that are independent where", + "type": "text" + }, + { + "bbox": [ + 435, + 96, + 459, + 106 + ], + "score": 0.89, + "content": "b > 1", + "type": "inline_equation" + }, + { + "bbox": [ + 459, + 94, + 498, + 110 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 1 + }, + { + "type": "interline_equation", + "bbox": [ + 253, + 109, + 357, + 133 + ], + "lines": [ + { + "bbox": [ + 253, + 109, + 357, + 133 + ], + "spans": [ + { + "bbox": [ + 253, + 109, + 357, + 133 + ], + "score": 0.92, + "content": "\\mathbb { P } \\left( | z _ { 1 } | < | z _ { 2 } | \\right) > 1 - \\frac { 1 } { b } .", + "type": "interline_equation", + "image_path": "2e4fd1dc9efd055a229f75a2f40d4b73b5b11c3033c7faefe76b347a43bd7f37.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 253, + 109, + 357, + 133 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 143, + 376, + 156 + ], + "lines": [ + { + "bbox": [ + 105, + 140, + 373, + 159 + ], + "spans": [ + { + "bbox": [ + 105, + 140, + 208, + 159 + ], + "score": 1.0, + "content": "Proof. First note that for", + "type": "text" + }, + { + "bbox": [ + 208, + 144, + 263, + 156 + ], + "score": 0.93, + "content": "z _ { 3 } \\sim \\mathcal { N } ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 140, + 362, + 159 + ], + "score": 1.0, + "content": "which is independent of", + "type": "text" + }, + { + "bbox": [ + 363, + 146, + 373, + 155 + ], + "score": 0.85, + "content": "z _ { 1 }", + "type": "inline_equation" + } + ], + "index": 3 + } + ], + "index": 3 + }, + { + "type": "interline_equation", + "bbox": [ + 182, + 157, + 428, + 185 + ], + "lines": [ + { + "bbox": [ + 182, + 157, + 428, + 185 + ], + "spans": [ + { + "bbox": [ + 182, + 157, + 428, + 185 + ], + "score": 0.92, + "content": "\\mathbb { P } \\left( | z _ { 1 } | < | z _ { 2 } | \\right) = \\mathbb { P } \\left( | z _ { 1 } | < b | z _ { 3 } | \\right) = 1 - \\mathbb { P } \\left( | z _ { 3 } | < \\frac { 1 } { b } | z _ { 1 } | \\right) .", + "type": "interline_equation", + "image_path": "bdd18d4cd2155c2961b2a99c7b698a555503cb20dc349aed5d8bf893629ba6ff.jpg" + } + ] + } + ], + "index": 4, + "virtual_lines": [ + { + "bbox": [ + 182, + 157, + 428, + 185 + ], + "spans": [], + "index": 4 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 185, + 503, + 208 + ], + "lines": [ + { + "bbox": [ + 105, + 184, + 505, + 200 + ], + "spans": [ + { + "bbox": [ + 105, + 184, + 138, + 200 + ], + "score": 1.0, + "content": "Still let", + "type": "text" + }, + { + "bbox": [ + 139, + 188, + 147, + 198 + ], + "score": 0.82, + "content": "\\varphi", + "type": "inline_equation" + }, + { + "bbox": [ + 147, + 184, + 235, + 200 + ], + "score": 1.0, + "content": "denote the density of", + "type": "text" + }, + { + "bbox": [ + 235, + 186, + 268, + 198 + ], + "score": 0.93, + "content": "\\mathcal { N } ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 184, + 302, + 200 + ], + "score": 1.0, + "content": ", and let", + "type": "text" + }, + { + "bbox": [ + 303, + 186, + 324, + 198 + ], + "score": 0.92, + "content": "U ( c )", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 184, + 434, + 200 + ], + "score": 1.0, + "content": "denote the probability that", + "type": "text" + }, + { + "bbox": [ + 434, + 186, + 484, + 198 + ], + "score": 0.92, + "content": "z _ { 3 } \\in [ - c , c ]", + "type": "inline_equation" + }, + { + "bbox": [ + 484, + 184, + 505, + 200 + ], + "score": 1.0, + "content": ". We", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 196, + 129, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 196, + 129, + 210 + ], + "score": 1.0, + "content": "have", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 5.5 + }, + { + "type": "interline_equation", + "bbox": [ + 174, + 207, + 436, + 290 + ], + "lines": [ + { + "bbox": [ + 174, + 207, + 436, + 290 + ], + "spans": [ + { + "bbox": [ + 174, + 207, + 436, + 290 + ], + "score": 0.94, + "content": "\\begin{array} { r l r } { { \\mathbb { P } ( | z _ { 3 } | < \\frac { 1 } { b } | z _ { 1 } | ) = \\int \\int \\Im [ | z _ { 3 } | < \\frac { 1 } { b } | z _ { 1 } | ] \\varphi ( z _ { 3 } ) \\varphi ( z _ { 1 } ) \\mathrm { d } z _ { 3 } \\mathrm { d } z _ { 1 } } } \\\\ & { } & { ~ = \\int U ( \\frac { 1 } { b } | z _ { 1 } | ) \\varphi ( z _ { 1 } ) \\mathrm { d } z _ { 1 } } \\\\ & { } & { ~ \\leq \\frac { 2 } { \\sqrt { 2 \\pi b } } \\int | z _ { 1 } | \\varphi ( z _ { 1 } ) \\mathrm { d } z _ { 1 } = \\frac { 2 } { \\pi b } < \\frac { 1 } { b } , } \\end{array}", + "type": "interline_equation", + "image_path": "11e6d17ce45f889e71b67d7f08cf7b3983f8d4c491f3b34b26a402c995a4b450.jpg" + } + ] + } + ], + "index": 8, + "virtual_lines": [ + { + "bbox": [ + 174, + 207, + 436, + 234.66666666666666 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 174, + 234.66666666666666, + 436, + 262.3333333333333 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 174, + 262.3333333333333, + 436, + 290.0 + ], + "spans": [], + "index": 9 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 292, + 373, + 306 + ], + "lines": [ + { + "bbox": [ + 105, + 290, + 370, + 308 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 217, + 308 + ], + "score": 1.0, + "content": "where we use the facts that", + "type": "text" + }, + { + "bbox": [ + 217, + 291, + 285, + 305 + ], + "score": 0.94, + "content": "U ( c ) \\leq 2 c / \\sqrt { 2 \\pi }", + "type": "inline_equation" + }, + { + "bbox": [ + 285, + 290, + 303, + 308 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 303, + 291, + 370, + 306 + ], + "score": 0.92, + "content": "\\mathbb { E } [ | z _ { 1 } | ] = { \\sqrt { 2 / \\pi } }", + "type": "inline_equation" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "text", + "bbox": [ + 106, + 316, + 349, + 329 + ], + "lines": [ + { + "bbox": [ + 105, + 315, + 351, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 351, + 331 + ], + "score": 1.0, + "content": "We now give the proof of Proposition 5.4 using Lemma D.1.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 105, + 339, + 477, + 352 + ], + "lines": [ + { + "bbox": [ + 105, + 339, + 477, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 339, + 477, + 354 + ], + "score": 1.0, + "content": "Proof of Proposition 5.4. By symmetry, we only need to consider the following training set:", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "interline_equation", + "bbox": [ + 233, + 353, + 377, + 410 + ], + "lines": [ + { + "bbox": [ + 233, + 353, + 377, + 410 + ], + "spans": [ + { + "bbox": [ + 233, + 353, + 377, + 410 + ], + "score": 0.94, + "content": "\\begin{array} { c } { x _ { 1 } = ( 1 , 0 , 1 , \\ldots , 1 ) , \\quad y _ { 1 } = 1 , } \\\\ { x _ { 2 } = ( 0 , 1 , 1 , \\ldots , 1 ) , \\quad y _ { 2 } = - 1 , } \\\\ { x _ { 3 } = ( - 1 , 0 , 1 , \\ldots , 1 ) , \\quad y _ { 3 } = 1 , } \\\\ { x _ { 4 } = ( 0 , - 1 , 1 , \\ldots , 1 ) , \\quad y _ { 4 } = - 1 . } \\end{array}", + "type": "interline_equation", + "image_path": "54a29e3ce8220d9ae1a8bb0e9fc283a267cdc973a8c5ecff69d83396a5d51a62.jpg" + } + ] + } + ], + "index": 13.5, + "virtual_lines": [ + { + "bbox": [ + 233, + 353, + 377, + 381.5 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 233, + 381.5, + 377, + 410.0 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 412, + 405, + 425 + ], + "lines": [ + { + "bbox": [ + 105, + 411, + 406, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 411, + 124, + 426 + ], + "score": 1.0, + "content": "The", + "type": "text" + }, + { + "bbox": [ + 124, + 411, + 166, + 425 + ], + "score": 0.93, + "content": "1 / \\sqrt { d - 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If", + "type": "text" + }, + { + "bbox": [ + 294, + 659, + 357, + 673 + ], + "score": 0.93, + "content": "m \\leq \\sqrt { d - 2 } / 4", + "type": "inline_equation" + }, + { + "bbox": [ + 358, + 658, + 480, + 675 + ], + "score": 1.0, + "content": ", then by a union bound again,", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30, + "bbox_fs": [ + 105, + 658, + 480, + 675 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 175, + 675, + 436, + 713 + ], + "lines": [ + { + "bbox": [ + 175, + 675, + 436, + 713 + ], + "spans": [ + { + "bbox": [ + 175, + 675, + 436, + 713 + ], + "score": 0.93, + "content": "\\mathbb { P } \\left( \\bigcup _ { 1 \\leq s \\leq m } A _ { s } \\right) > 1 - \\frac { 2 } { \\sqrt { d - 2 } } m \\geq 1 - \\frac { 2 } { \\sqrt { d - 2 } } \\frac { \\sqrt { d - 2 } } { 4 } = \\frac { 1 } { 2 } .", + "type": "interline_equation", + "image_path": "74eb998c5521ae2f238f0a3dfda5a5f6bbb705b589102665f8237b4c2b0d07d9.jpg" + } + ] + } + ], + "index": 32, 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SPACE + +Ari S. Benjamin∗1, David Rolnick1, and Konrad P. Kording1 + +1University of Pennsylvania, Philadelphia, PA, 19142 + +# ABSTRACT + +To optimize a neural network one often thinks of optimizing its parameters, but it is ultimately a matter of optimizing the function that maps inputs to outputs. Since a change in the parameters might serve as a poor proxy for the change in the function, it is of some concern that primacy is given to parameters but that the correspondence has not been tested. Here, we show that it is simple and computationally feasible to calculate distances between functions in a $L ^ { 2 }$ Hilbert space. We examine how typical networks behave in this space, and compare how parameter $\ell ^ { 2 }$ distances compare to function $L ^ { 2 }$ distances between various points of an optimization trajectory. We find that the two distances are nontrivially related. In particular, the $L ^ { 2 } / \ell ^ { 2 }$ ratio decreases throughout optimization, reaching a steady value around when test error plateaus. We then investigate how the $L ^ { \frac { \mathbf { \nu } } { 2 } }$ distance could be applied directly to optimization. We first propose that in multitask learning, one can avoid catastrophic forgetting by directly limiting how much the input/output function changes between tasks. Secondly, we propose a new learning rule that constrains the distance a network can travel through $L ^ { 2 }$ -space in any one update. This allows new examples to be learned in a way that minimally interferes with what has previously been learned. These applications demonstrate how one can measure and regularize function distances directly, without relying on parameters or local approximations like loss curvature. + +# 1 INTRODUCTION + +A neural network’s parameters collectively encode a function that maps inputs to outputs. The goal of learning is to converge upon a good input/output function. In analysis, then, a researcher should ideally consider how a network’s input/output function changes relative to the space of possible functions. However, since this space is not often considered tractable, most techniques and analyses consider the parameters of neural networks. Most regularization techniques, for example, act directly on the parameters (e.g. weight decay, or the implicit constraints stochastic gradient descent (SGD) places upon movement). These techniques are valuable to the extent that parameter space can be taken as a proxy for function space. Since the two might not always be easily related, and since we ultimately care most about the input/output function, it is important to develop metrics that are directly applicable in function space. + +In this work we show that it is relatively straightforward to measure the distance between two networks in function space, at least if one chooses the right space. Here we examine $L ^ { 2 }$ -space, which is a Hilbert space. Distance in $L ^ { 2 }$ space is simply the expected $\ell _ { 2 }$ distance between the outputs of two functions when given the same inputs. This computation relies only on function inference. + +Using this idea of function space, we first focus on characterizing how networks move in function space during optimization with SGD. Do random initializations track similar trajectories? What happens in the overfitting regime? We are particularly interested in the relationship between trajectories in function space and parameter space. If the two are tightly coupled, then parameter change can be taken as a proxy for function change. This common assumption (e.g. Lipschitz bounds) might not always be the case. + +Next, we demonstrate two possibilities as to how a function space metric could assist optimization. In the first setting we consider multitask learning, and the phenomenon of catastrophic forgetting that makes it difficult. Many well-known methods prevent forgetting by regularizing how much the parameters are allowed to shift due to retraining (usually scaled by a precision matrix calculated on previous tasks). We show that one can instead directly regularize changes in the input/output function of early tasks. Though this requires a ”working memory” of earlier examples, this scheme turns out to be quite data-efficient (and more so than actually retraining on examples from old tasks). + +In the second setting we propose a learning rule for supervised learning that constrains how much a network’s function can change any one update. This rule, which we call Hilbert-constrained gradient descent (HCGD), penalizes each step of SGD to reduce the magnitude of the resulting step in $L ^ { 2 }$ -space. This learning rule thus changes the course of learning to track a shorter path in function space. If SGD generalizes in part because large changes to the function are prohibited, then this rule will have advantages over SGD. Interestingly, HCGD is conceptually related to the natural gradient. As we derive in $\ S 3 . 2 . 1$ , the natural gradient can be viewed as resulting from constrains changes in a function space measured by the Kullbeck-Leibler divergence. + +# 2 EXAMINING NETWORKS IN FUNCTION SPACE + +We propose to examine the trajectories of networks in the space of functions defined by the inner product $\begin{array} { r } { { \langle f , g \rangle = \int _ { \mathbb { X } } f ( x ) g ( x ) \dot { d \mu } ( x ) } } \end{array}$ , which yields the following norm: + +$$ +\| f \| ^ { 2 } = \int _ { \mathbb { X } } | f | ^ { 2 } d \mu . +$$ + +Here $\mu$ is a measure and corresponds to the probability density of the input distribution X. Note that this norm is over an empirical distribution of data and not over the uniform distribution of all possible inputs. The $| \cdot | ^ { 2 }$ operator refers to the 2-norm and can apply to vector-valued functions. While we refer to this space as a Hilbert space, we make no use of an inner product and can also speak of this as any normed vector space, e.g. a Banach space. This norm leads to a notion of distance between two functions $f$ and $g$ given by + +$$ +\| f - g \| ^ { 2 } = \int _ { \mathbb { X } } | f - g | ^ { 2 } d \mu . +$$ + +Since $\mu$ is a density, $\begin{array} { r } { \int _ { \mathbb { X } } d \mu = 1 } \end{array}$ , and we can write + +$$ +\| f - g \| ^ { 2 } = \mathbb { E } _ { \mathbb { X } } [ | f ( x ) - g ( x ) | ^ { 2 } ] . +$$ + +The expectation can be approximated as an empirical expectation over a batch of examples drawn from the input distribution: + +$$ +\| \boldsymbol { f } - \boldsymbol { g } \| ^ { 2 } \approx \frac { 1 } { N } \sum _ { i = 0 } ^ { N } | \boldsymbol { f } ( \boldsymbol { x } _ { i } ) - \boldsymbol { g } ( \boldsymbol { x } _ { i } ) | ^ { 2 } . +$$ + +The quality of the empirical distance, of course, will depend on the shape and variance of the distribution of data as well as the form of $f$ and $g$ . In section 2.3, we empirically investigate the quality of this estimator for reasonably sample sizes $N$ . + +# 2.1 DIVERGENCE OF NETWORKS IN $L ^ { 2 }$ -SPACE DURING TRAINING + +We wish to compare at high level how networks move through parameter and function space. Our first approach is to compare a low-dimensional embedding of the trajectories through these spaces. In Figure 1, we take a convolutional neural network and train three random initializations on a 5000-image subset of CIFAR-10. By saving the parameters of the network at each epoch as well as the output on a single large validation batch, we can later compute the $\ell ^ { 2 }$ parameter distance and the + +![](images/91f15f704fbaa501d050a8eccc6ec993b8008feb6059cfc65910882b6f02df17.jpg) +Figure 1: Visualization of the trajectories of three random initializations of a network through function space, left, and parameter space, right. The network is a convolutional network trained on a 5,000 image subset of CIFAR-10. At each epoch, we compute the $L ^ { 2 }$ and $\ell ^ { 2 }$ distances between all previous epochs, forming two distance matrices, and then recompute the 2D embedding from these matrices using multidimensional scaling. Each point on the plots represents the network at a new epoch of training.The black arrows represent the direction of movement. + +$L ^ { 2 }$ function distance between the snapshots of network at each epoch. The resulting distance matrix is then visualized as a two-dimensional embedding. + +In parameter space, the networks are initialized at very different points and proceed to diverge yet further from these points. Despite this divergence, each trajectory yields a network that has learned the training data perfectly and generalizes with $\sim 5 0 \%$ accuracy to a test set. This illustrates the wide range of parameter settings that can be used to represent a given neural network function. The behavior of the same initializations in function space is quite different. First, note that all three initializations begin at approximately the same point in function space. This is an intriguing property of random initializations that, rather than encoding entirely random functions, random sets of parameters lead on average to the same function (for related work, see e.g. Giryes et al. (2016)). The initializations then largely follow an identical path for the initial stage of learning. Different initializations thus learn in similar manners, even if the distance between their parameters diverges. During late-stage optimization, random initializations turn from a shared trajectory and begin to diverge in $L ^ { 2 }$ space. These differences underlie the general principle that $L ^ { 2 }$ distances behave differently than $\ell ^ { 2 }$ distances, and that functional regularization could assist training and reduce overfitting. + +# 2.2 COMPARING $L ^ { 2 }$ FUNCTION DISTANCE WITH $\ell ^ { 2 }$ PARAMETER DISTANCE + +How well do parameter distances reflect function distances? The answer to this question is relevant for any method that directly considers the behavior of parameters. Certain theoretical analyses, furthermore, desire bounds on function distances but instead find bounds on parameter distances and relate the two with a Lipschitz constant (e.g. Hardt et al. (2015)). Thus, for theoretical analyses and optimization methods alike, it is important to empirically evaluate how well parameter distances correspond to function distances in typical situations. + +We can compare these two situations by plotting a change in parameters $\| \Delta \theta \|$ against the corresponding change in the function $\| f _ { \theta } - f _ { \theta + \Delta \theta } \|$ . In Figure 2 we display this relation for several relevant distance during the optimization of a CNN on CIFAR-10. There are three scales: the distance between individual updates, the distance between epochs, and the distance from initialization. + +Note, first, that networks continue to move in function space as well as in parameter space after test error converges, which is around epoch 60. (The test error can be seen in Appendix A, along with identical plots colored by test error instead of epoch.) Their movement relative to initialization slows, but there is still large movement relative to previous iterations and previous epochs. + +What changes strikingly throughout optimization is the relationship between parameter and function space. There is a qualitative difference in the ratio of parameter distances to function distances that visible at all three distance scales. Early epochs generally see larger changes in $L ^ { 2 }$ space for a given change in parameters. Intriguingly, the ratio of the two distances appears to converge to a single value at late optimization, after test error saturates. This is not because the network ceases to move, as noted above. Rather, the loss landscape shifts such that this ratio become constant. + +It is also clear from these plots that there is not a consistent positive correlation between the parameter and function distances between any two points on the optimization trajectory. For example, the parameter distance between successive epochs is negatively correlated with the $\dot { L } ^ { 2 }$ distance for most of optimization (Fig. 2b). The distance from initialization shows a clean and positive relationship, but the relationship changes during optimization. Between successive batches, $\bar { L } ^ { 2 }$ distance correlates with parameter distance at late epochs, but less so early in optimization when learning is quickest. Thus, at different stages of optimization, the $L ^ { 2 } / \ell ^ { 2 }$ ratio is often quite different. + +The usage of Batch Normalization (BN) and weight decay in this analysis somewhat affects the trends in the $L ^ { 2 } / \ell ^ { 2 }$ ratio. In Appendix A we reproduce these plots for networks trained without BN and without weight decay. The overall message that the $L ^ { 2 } / \ell ^ { 2 }$ ratio changes during optimization is unchanged. However, these methods both change the scale of updates, and appear to do so differently throughout optimization, and thus some trends are different. In Appendix B, we also isolate the effect of training data, by reproducing these plots for a CNN trained on MNIST and find similar trends. Overall, the correspondence between parameter and function distances depends strongly on the context. + +![](images/1fe3117a0c5310f4b3b13ae1aa77163fadf2b2d7640d04c6262cbb79f703d7bb.jpg) +Figure 2: Parameter distances is sometimes, but not always, representative of function distances. Here we compare the two at three scales during the optimization of a CNN on CIFAR-10. Left: Distances between the individual SGD updates. Middle: Distances between each epoch. Right: Distances from initialization. On all three plots, note the changing relationship between function and parameter distances throughout optimization. The network is the same as in Figure 1: a CNN with four convolutional layers with batch normalization, followed by two fully-connected layers, trained with SGD with learning rate $= 0 . 1$ , momentum $= 0 . 9$ , and weight decay $= 1 \mathrm { e } { \cdot } 4$ . Note that the $L ^ { 2 }$ distance is computed from the output after the softmax layer, meaning possible values range from 0 to 1. + +# 2.3 CONVERGENCE OF THE EMPIRICAL ESTIMATOR + +It might be worried that since function space is of infinite dimension, one would require prohibitively many examples to estimate a function distance. However, we find that one can compute a distance between two functions with a relatively small amount of examples. Figure 3 shows how the estimated $L ^ { 2 }$ distance converges with an increasing number examples. In general, we find that only a few hundred examples are necessary to converge to an estimation within a few percent. + +# 3 APPLICATIONS + +# 3.1 COMBATTING CATASTROPHIC FORGETTING IN AN ONLINE LEARNING TASK (WITH WORKING MEMORY) + +If, after having been trained on a task, a neural network is retrained on a new task, it often forgets the first task. This phenomenon is termed ’catastrophic forgetting’. It is the central difficulty of multitask training as well as applications requiring that learning be done online (especially in non-IID situations). Essentially, new information must be encoded in the network, but the the information pertinent to the previous task must not be overwritten. + +Most efforts to combat catastrophic forgetting rely on restricting how much parameters can change between tasks. Elastic Weight Consolidation (EWC; Kirkpatrick et al. (2017)), for example, adds a penalty to the loss on a new task $B$ that is the distance from the weights after learning on an earlier task A, multiplied by the diagonal of the Fisher information matrix $F$ (calculated on task $A$ ): + +![](images/f7da126a54788d8ab6ca942d740ac8205175b0bcbdabd1cfbf790d4616d77dcf.jpg) +Figure 3: The variance of the the $L ^ { 2 }$ estimator is small enough that it can be reasonably estimated from a few hundred examples. In panels A and $\mathbf { D }$ , we reproduced $L ^ { 2 }$ distances seen in the panels of Fig. 2. As we increase the number of validation examples these distances are computed over, the estimations become more accurate. Panels $\mathbf { B }$ and E show the $9 5 \%$ confidence bounds for the estimation; on $9 5 \%$ of batches, the value will lie bewteen these bounds. These bounds can be obtained from the standard deviation of the $L ^ { 2 }$ distance on single examples. In panel C we show that the standard deviation scales linearly with the $L ^ { 2 }$ distance when measured between updates, meaning that a fixed batch size will often give similar percentage errors. This is not true for the distance from initialization, in panel F; early optimization has higher variance relative to magnitude, meaning that more examples are needed for the same uncertainty. In the Appendix, we also display the convergence of the $L ^ { 2 }$ distance estimator between epochs. + +$$ +L _ { E W C } ( \theta ) = L _ { B } ( \theta ) + \frac { \lambda } { 2 } \sum _ { i } F _ { i } ( \theta _ { i } - \theta _ { i , A } ) ^ { 2 } +$$ + +This idea is closely related to well-studied approaches to Bayesian online learning, if $F$ is interpreted as a precision matrix (Honkela & Valpola (2003), Opper & Winther (1998)). Other similar approaches include that of Ritter et al. (2018), who use a more accurate approximation of the Fisher, and Synaptic Intelligence (SI; Zenke et al. (2017)), which discounts parameter change via a diagonal matrix in which each entry reflects the sum contribution of that parameter to the loss. Each of these method discourages catastrophic forgetting by restricting movement in parameter space between tasks, scaled by a (perhaps diagonal) precision matrix calculated on previous tasks. + +Using a function space metric, it is not hard to ensure that the network’s output function on previous tasks does not change during learning. In this case, the loss for a new task $B$ is modified to be: + +$$ +L ( \theta ) = L _ { B } ( \theta ) + \frac { \lambda } { 2 } \| f _ { \theta _ { A } } - f _ { \theta _ { B } } \| +$$ + +The regularization term is the $L ^ { 2 }$ distance between the current function $f _ { \theta _ { B } }$ and the function after training on task A, $f _ { \theta _ { A } }$ . Since our function space metric is defined over a domain of examples, we will store a small set of previously seen examples in a working memory, as well as the output on those examples. This memory set will be used to calculate the $L ^ { 2 }$ distance between the current iteration and the snapshot after training. This is a simple scheme, but novel, and we are not aware of direct precedence in the literature. + +A working memory approach is employed in related work (Lopez-Paz et al. (2017); Rebuffi et al. (2017)). Note, however, that storing old examples violates the rules of strict online learning. Nevertheless, for large networks it will be more memory-efficient. EWC, for example, requires storing a snapshot of each parameter at the end of the previous task, as well as a diagonal precision matrix with as many entries as parameters. For the 2 hidden layer network with 400 nodes each that was used in the MNIST task in Kirkpatrick et al. (2017), this is 1,148,820 new parameters, or as many pixels as 1,465 MNIST images. When each layer has as many as 2,000 nodes, as in Fig. 3B of Kirkpatrick et al. (2017), the extra stored parameters are comparable to 15,489 MNIST images. The working memory approach that is required to regularize function change from old tasks is thus comparable or cheaper in memory. + +# 3.1.1 EMPIRICAL RESULTS + +We compared the performance of our approach at the benchmark task of permuted MNIST. This task requires a single MLP to learn to classify a sequence of MNIST tasks in which the pixels have been randomly permuted differently on each task. We trained an MLP with 2 hidden layers, 400 nodes each, for 10 epochs on each of 8 such permuted datasets. In Figure 4, we display how the test accuracy on the first of 8 tasks degrades with subsequent learning. + +To build the working memory, we keep 1024 examples from previous tasks, making sure that the number of examples from each task is equal. We also remember the predictions on those examples at the end of training on their originating tasks. To calculate the $L ^ { 2 }$ distance, we simply re-infer on the examples in working memory, and regularize the distance from the current outputs to the remembered outputs. We chose $\lambda = 1 . 3$ as the regularizing hyperparameter from a logarithmic grid search. + +In Figure 4, we compare this method to four comparison methods. The ”ADAM” method is ADAM with a learning rate of 0.001, which nearly forgets the first task completely at the end of the 8 tasks. The ”ADAM+retrain” method is augmented with a working memory of 1024 examples that are stored from previous tasks. Every $n$ iterations (we found $n = 1 0$ to be best), a step is taken to decrease the loss on the memory cache. This method serves as a control for the working memory concept. We also include EWC and SI as comparisons, using the hyperparameters used in their publications $( \lambda = 5 0 0 , \epsilon = c = 0 . 1 ,$ ). Overall, we found that regularizing the $L ^ { 2 }$ distance on a working memory cache was more successful than simply retraining on the same cache. It also outperformed EWC, but not SI. Note that these methods store diagonal matrices and the old parameters, and in this circumstance these were larger in memory than the memory cache. + +![](images/c28e7ff2a1ed6e266d3bf5d1de8f6a52ed23835a8b425434baff700ba058fca6.jpg) +Figure 4: Regularizing the $L ^ { 2 }$ distance from old tasks (calculated over a working memory cache of size 1024) can successfully prevent catastrophic forgetting. Here we display the test performance on the first task as 7 subsequent tasks are learned. Our method outperforms simply retraining on the same cache (ADAM+retrain), which potentially overfits to the cache. Also displayed are ADAM without modifications, EWC, and SI. + +# 3.2 CONSTRAINING CHANGES IN $L ^ { 2 }$ DURING LEARNING + +In this section we propose that the $L ^ { 2 }$ distance can be used for regularization in a single supervised task. In the space of parameters, SGD is a strongly local update rule and large jumps are generally prohibited. SGD is thus more likely to find solutions that are close to the initialization, and furthermore to trace a path of limited length. This discourages the sampling a large volume of parameter space during optimization. If the mapping between parameter and function space is not already very tight, and locality is important for generalization, then additionally constricting changes in function space should help. + +On the basis of this logic, we propose a learning rule that directly constrains the path length of the optimization trajectory $L ^ { 2 }$ space. If a network would have been trained to adjust the parameters $\theta$ to minimize some cost $C _ { 0 }$ , we will instead minimize at each step $t$ a new cost given by: + +$$ +C = C _ { 0 } + \lambda \| f _ { \theta _ { t } } - f _ { \theta _ { t } + \Delta \theta } \| +$$ + +Like all regularization terms, this can also be viewed as a Langrangian that satisfies a constraint. Here, this constraint ensures that the change in $L ^ { 2 }$ -space does not exceed some constant value. To evaluate Equation 1, we can approximate the norm with an empirical expectation over $\mathbb { X }$ : + +$$ +C = C _ { 0 } + \lambda \bigl ( \frac { 1 } { N } \sum _ { i = 0 } ^ { N } | f _ { \theta _ { t } } ( x _ { i } ) - f _ { \theta _ { t } + \Delta \theta } ( x _ { i } ) | ^ { 2 } \bigr ) ^ { 1 / 2 } . +$$ + +This cost function imposes a penalty upon the difference between the output of the current network at time $t$ and the proposed network at $t + 1$ . The data $x _ { i }$ may derive from some validation batch but must pull from the same distribution $\mathbb { X }$ . It would also be possible to use unlabeled data. + +We can write an update rule to minimize Equation 1 that is a modification of gradient descent. We call the rule Hilbert-constrained gradient descent (HCGD). It minimizes C in Equation 1 via an inner loop of gradient descent. To optimize $C$ via gradient descent, we first replace $C _ { 0 }$ with its first order approximation $J ^ { T } \Delta \theta$ , where $J$ is the Jacobian. Thus we seek to converge to a $\Delta \theta ^ { \prime }$ at each update step, where + +$$ +\Delta \theta ^ { \prime } = \underset { \Delta \theta } { \operatorname { a r g m i n } } \left( J ^ { T } \Delta \theta + \frac { \lambda } { N } \sum _ { i = 0 } ^ { N } | f _ { \theta _ { t } } ( x _ { i } ) - f _ { \theta _ { t } + \Delta \theta } ( x _ { i } ) | ^ { 2 } \right) +$$ + +Minimization of the proper $\Delta \theta$ can be performed in an inner loop by a first order method. We first propose some $\Delta \theta _ { 0 } = - \epsilon J = - \epsilon \nabla _ { \theta } C _ { 0 }$ (for learning rate $\dot { \epsilon }$ ) and then iteratively correct this proposal by gradient descent towards $\Delta \theta ^ { \prime }$ . If only one correction is performed, we simply add the derivative of the Hilbert-constraining term after $\Delta \theta _ { 0 }$ has been proposed. We found empirically that a single correction was often sufficient. In Appendix $\textrm { C }$ , we demonstrate that this algorithm does actually decrease the distance traveled in function space, as expected. This algorithm is shown in Algorithm 1. + +Algorithm 1: Hilbert-constrained gradient descent. Implements Equation 2. + +
Require: e
Require: η 1:procedureLearning rate for corrective step
2: 0←00Initialize parameters
3: while θt not converged doDraw training batch
4:draw X~Px
5:J← VθCo(X)
6:△0←-∈J
7:drawXv ~ Px N
8:12 gL²←△( M Ifθt(xi)-fθt+△θ(xi)|2)1/2 N
9:xiEXv △0'←△0o-n(gL2)
10:0t←0t-1+△0
11:return 0t
+ +Note that the ”proposed update” is presented as an SGD step, but could be a step of another optimizer (e.g. ADAM). In the Appendix, we display an extended version of this algorithm. This version allows for multiple corrective iterations in each step. It also allows for a form of momentum. In standard momentum for SGD, one follows a “velocity” term $v$ which is adjusted at each step with the rule $v \beta v + \epsilon J$ (e.g. see Sutskever et al. (2013)). For HCGD, we also keep a velocity term but update it with the final Hilbert-constrained update $\Delta \theta$ rather than $\epsilon J$ . The velocity is used to propose the initial $\Delta \theta _ { 0 }$ in the next update step. We found that this modification of momentum both quickened optimization and lowered generalization error. + +# 3.2.1 RELATION TO THE NATURAL GRADIENT + +The natural gradient turns out to carry a similar interpretation as HCGD, in that the natural gradient also regularizes the change in functions’ output distributions. Specifically, the natural gradient can be derived from a penalty upon the change in a network’s output distribution as measured by the Kullbeck-Leibler divergence (rather than the $L ^ { 2 }$ distance). + +To show this, we start with a similar goal of function regularization and will come upon the natural gradient. Let us seek to regularize the change in a network’s output distribution $\mathbb { P } _ { \theta }$ throughout optimization of the parameters $\theta$ , choosing the Kullbeck-Leibler (KL) divergence as a measure of similarity between any two distributions. To ensure the output distribution changes little throughout optimization, we define a new cost function + +$$ +C = C _ { 0 } + \lambda D _ { K L } ( \mathbb { P } _ { \theta _ { t + 1 } } \Vert \mathbb { P } _ { \theta _ { t } } ) +$$ + +where $C _ { 0 }$ is the original cost function and $\lambda$ is a hyperparameter that controls the importance of this regularization term. Optimization would be performed with respect to the proposed update $\theta _ { t + 1 }$ . + +Evaluating the KL divergence directly is problematic because it is infeasible to define the output density $\mathbb { P } _ { \theta }$ everywhere. One can obtain a more calculable form by expanding $D _ { K L } ( \mathbb { P } _ { \theta _ { t + 1 } } \| \mathbb { P } _ { \theta _ { t } } )$ around $\theta _ { t }$ to second order with respect to $\theta$ . The Hessian of the KL divergence is the Fisher information metric $F$ . With $\Delta \theta \equiv \left( \theta _ { t + 1 } - \theta _ { t } \right)$ , we can rewrite our regularized cost function as + +$$ +C \approx C _ { 0 } + \frac { \lambda } { 2 } \Delta \theta ^ { T } F \Delta \theta +$$ + +To optimize $C$ via gradient descent we first replace $C _ { 0 }$ with its first order approximation. + +$$ +C \approx J ^ { T } \Delta \theta + \frac { \lambda } { 2 } \Delta \theta ^ { T } F \Delta \theta +$$ + +At each evaluation, $J$ is evaluated before any step is made, and we seek the value of $\Delta \theta$ that minimizes Equation 5. By setting the derivative with respect to $\Delta \theta$ to be zero, we can see that this value is + +$$ +\Delta \theta = \frac { 1 } { \lambda } F ^ { - 1 } J +$$ + +When $\lambda = 1$ this update is equal to the natural gradient. Thus, the natural gradient emerges as the optimal update when one regularizes the change in the output distribution during learning. + +In Appendix E, we show how one can approximate the natural gradient with an inner first-order optimization loop, like in HCGD. We note that HCGD is computationally cheaper than the exact natural gradient. It does not require any matrix inversions, nor the calculation of separate per-example gradients. When the validation batch $X _ { V }$ is drawn anew for each of $n$ corrective iterations (step 8 in Algorithm 1), HCGD requires an additional two forward passes and one backwards pass for each correction, for a total of $2 + 3 n$ passes each outer step. + +# 3.2.2 THE NATURAL GRADIENT IN THE LITERATURE + +In addition to being seen as a regularizer of functional change, it in an interesting aside to note that variants of the natural gradient have appeared with many justifications. These include data efficiency, minimizing a regret bound during learning, speeding optimization, and the benefits of whitened gradients. + +Amari originally developed the natural gradient in the light of information geometry and efficiency (Amari et al. (1996); Amari (1998)). If some directions in parameter space are more informative of the network’s outputs than others, then updates should be scaled by each dimension’s informativeness. Equivalently, if not all examples carry equal information about a distribution, then the update step should be modified to make use of highly informative examples. That is, we wish to find a Fisherefficient algorithm (see Amari et al. (2000)). The natural gradient uses the Fisher information matrix to scale the update by parameters’ informativeness. + +There is also a connection between the natural gradient (and thus HCGD) and techniques that normalize and whiten gradients. The term $F ^ { - 1 } J$ , after all, simply ensures that steps are made in a parameter space that is whitened by the covariance of the gradients. Whitening the gradients thus has the effect that SGD becomes more similar to the natural gradient. It appears that many approaches to normalize and whiten activations or gradients have been forwarded in the literature (Raiko et al. (2012);Simard et al. (1998); Schraudolph & Sejnowski (1996); Crammer et al. (2009); Wang et al. (2013); LeCun et al. (1991); Schraudolph (1998); Salimans & Kingma (2016)). A similar effect is able to be learned with Batch Normalization, as well (Ioffe & Szegedy (2015)). By normalizing and whitening the gradients, or by proxy, the activations, these various methods ensure that parameter space is a better proxy for function space. + +# 3.3 EMPIRICAL COMPARISON OF HCGD + +We compared HCGD and SGD on feedforward and recurrent architectures. If it is important that SGD limits changes in function space, and parameter and function space are loosely coupled, then HCGD should improve upon SGD. In all tests, we used a tuned learning rate $\epsilon$ for SGD, and then used the same learning rate for HCGD. We use values of $\lambda = 0 . 5$ and $\eta = 0 . 0 2$ , generally about 10 times less than the principal learning rate $\epsilon$ . (For the $n = 1$ version, $\lambda$ can be folded into the inner learning rate $\eta$ . Values were chosen so that $\lambda \eta = 0 . 0 1 .$ .) We chose the batch size for the “validation” batch to be 256. While the examples in each “validation” batch were different than the training batch, they were also drawn from the train set. All models were implemented in PyTorch (Paszke et al. (2017)). + +We tested HCGD as applied to the CIFAR-10 image classification problem. For reproducibility, we trained a Squeezenet v1.1, a convolutional neural network model with batch normalization optimized for parameter efficiency (Iandola et al. (2016)). Overall HCGD does not outperform SGD in the final learning stage when trained with the same learning rate as SGD (initial $\epsilon = 0 . 1$ ), though it does perform better in the early stage while the learning rate is high (Figure 5). When we increase the initial learning rate to $\epsilon = 0 . 3$ (red trace), the training accuracy decreases but the test accuracy is still marginally higher than SGD. Given the difference in relative performance between the high and low learning rate stages, it is possible that HCGD requires a different learning rate schedule to achieve the same level of gradient noise. HCGD thus decreases the test error at a given learning rate, but needs to be trained at a higher learning rate to achieve the same level of gradient noise. + +![](images/2edf3a9d89d4030a06a53ac6031a26eff689379fcde445b3bbf4c756f83619be.jpg) +Figure 5: Results of a Squeezenet v1.1 trained on CIFAR10. The learning rate $\epsilon$ is decreased by a factor of 10 at epoch 150. For the train error we overlay the running average of each trace for clarity. + +We next tested the performance of HCGD on a recurrent task. We trained an LSTM on the sequential MNIST task, in which pixels are input one at a time. The order of the pixels was permuted to further complicate the task. We found that HCGD outperformed SGD (Figure 6. We used 1 correction step, as before, but found that using more correction steps yielded even better performance. However, HCGD underperformed ADAM. While not the ideal optimizer for this task, the fact that SGD can be improved indicates that SGD does not move as locally in function space as it should. Parameter space thus a poor proxy for function space in recurrent networks. + +HCGD first proposes an update by SGD, and then corrects it, but the first update step can also be other optimizers. Since Adam worked well for the sequential MNIST task, we tested if Adam could also be improved by taking a step to penalize the change in function space. We found that this is indeed the case, and show the results as well in Figure 6. To differentiate the SGD- and Adam-based methods, we refer to in the figure as $\mathrm { S G D + H C }$ and $\mathbf { A d a m + H C } .$ This combination of Adam and $L ^ { 2 }$ functional regularization could help to achieve state-of-the-art performance on recurrent tasks. + +# 4 DISCUSSION + +Neural networks encode functions, and it is important that analyses discuss the empirical relationship between function space and the more direct parameter space. Here, we argued that the $L ^ { 2 }$ Hilbert space defined over an input distribution is a tractable and useful space for analysis. We found that networks traverse this function space qualitatively differently than they do parameter space. Depending on the situation, a distance of parameters cannot be taken to represent a proportional distance between functions. + +We proposed two possibilities for how the $L ^ { 2 }$ distance could be used directly in applications. The first addresses multitask learning. By remembering enough examples in a working memory to accurately estimate an $L ^ { 2 }$ distance, we can ensure that the function (as defined on old tasks) does not change as a new task is learned. This regularization term is agnostic to the architecture or parameterization of the network. We found that this scheme outperforms simply retraining on the same number of stored examples. For large networks with millions of parameters, this approach may be more appealing than comparable methods like EWC and SI, which require storing large diagonal matrices. + +![](images/6dd8afaeba119d07aef404602489d01b601ee2ecaa7465470c638576d4d24271.jpg) +Figure 6: Results of a singlelayer LSTM with 128 hidden units trained on the sequential MNIST task with permuted pixels. Shown are the traces for SGD and Adam (both with learning rate 0.01). We then take variants of the HCGD algorithm in which the first proposed step is taken to be an SGD step $\mathrm { \ S G D + H C } )$ or an Adam step $\mathrm { \ A d a m + H C } )$ ). For $\mathrm { S G D + H C }$ we also show the effect of introducing more iterations $n$ in the $\mathrm { S G D + H C }$ step. + +We also proposed a learning rule that reduces movement in function space during single-task optimization. Hilbert-constrained gradient descent (HCGD) constrains the change in $\overline { { L } } ^ { 2 }$ space between successive updates. This approach limits the movement of the encoded function in a similar way as gradient descent limits movement of the parameters. It also carries a similar intuition as the forgetting application: to learn from current examples only in ways that will not affect what has already been learned from other examples. HCGD can increase test performance at image classification in recurrent situations, indicating both that the locality of function movement is important to SGD and that it can be improved upon. However, HCGD did not always improve results, indicating either that SGD is stable in those regimes or that other principles are more important to generalization. This is by no means the only possibility for using an $L ^ { \bar { 2 } }$ norm to improve optimization. It may be possible, for example, to use the norm to regularize the confidence of the output function (e.g. Pereyra et al. (2017)). We are particularly interested in exploring if more implicit, architectural methods, like normalization layers, could be designed with the $L ^ { 2 }$ norm in mind. + +It interesting to ask if there is support in neuroscience for learning rules that diminish the size of changes when that change would have a large effect on other tasks. One otherwise perplexing finding is that behavioral learning rates in motor tasks are dependent on the direction of an error but independent of the magnitude of that error (Fine & Thoroughman, 2006). This result is not expected by most models of gradient descent, but would be expected if the size of the change in the output distribution (i.e. behavior) were regulated to be constant. Regularization upon behavioral change (rather than synaptic change) would predict that neurons central to many actions, like neurons in motor pools of the spinal cord, would learn very slowly after early development, despite the fact that their gradient to the error on any one task (if indeed it is calculated) is likely to be quite large. Given our general resistance to overfitting during learning, and the great variety of roles of neurons, it is likely that some type of regularization of behavioral and perceptual change is at play. + +# CODE AVAILABILITY + +A Pytorch implementation of the HCGD optimizer can be found at https://github.com/KordingLab/hilbert-constrained-gradient-descent. + +# ACKNOWLEDGMENTS + +The authors would like to thank Roozbeh Farhoodi for helpful conversations, Mohammad Pezeshki for the suggestion to use the Adam optimizer to produce the proposed step within HCGD, and NIH grant number MH103910. + +# REFERENCES + +Shun-Ichi Amari. Natural gradient works efficiently in learning. Neural computation, 10(2):251–276, 1998. + +Shun-ichi Amari, Andrzej Cichocki, and Howard Hua Yang. A new learning algorithm for blind signal separation. In Advances in neural information processing systems, pp. 757–763, 1996. + +Shun-Ichi Amari, Hyeyoung Park, and Kenji Fukumizu. Adaptive method of realizing natural gradient learning for multilayer perceptrons. Neural Computation, 12(6):1399–1409, 2000. + +Koby Crammer, Alex Kulesza, and Mark Dredze. Adaptive regularization of weight vectors. In Advances in neural information processing systems, pp. 414–422, 2009. + +Michael S Fine and Kurt A Thoroughman. Motor adaptation to single force pulses: sensitive to direction but insensitive to within-movement pulse placement and magnitude. Journal of neurophysiology, 96(2):710–720, 2006. + +Raja Giryes, Guillermo Sapiro, and Alexander M Bronstein. Deep neural networks with random Gaussian weights: a universal classification strategy? IEEE Trans. Signal Processing, 64(13): 3444–3457, 2016. + +Moritz Hardt, Benjamin Recht, and Yoram Singer. Train faster, generalize better: Stability of stochastic gradient descent. arXiv preprint arXiv:1509.01240, 2015. + +Antti Honkela and Harri Valpola. On-line variational bayesian learning. In 4th International Symposium on Independent Component Analysis and Blind Signal Separation, pp. 803–808, 2003. + +Forrest N Iandola, Song Han, Matthew W Moskewicz, Khalid Ashraf, William J Dally, and Kurt Keutzer. Squeezenet: Alexnet-level accuracy with 50x fewer parameters and¡ $0 . 5 \mathrm { m b }$ model size. arXiv preprint arXiv:1602.07360, 2016. + +Sergey Ioffe and Christian Szegedy. Batch normalization: Accelerating deep network training by reducing internal covariate shift. In International Conference on Machine Learning, pp. 448–456, 2015. + +James Kirkpatrick, Razvan Pascanu, Neil Rabinowitz, Joel Veness, Guillaume Desjardins, Andrei A Rusu, Kieran Milan, John Quan, Tiago Ramalho, Agnieszka Grabska-Barwinska, et al. Overcoming catastrophic forgetting in neural networks. Proceedings of the national academy of sciences, pp. 201611835, 2017. + +Yann LeCun, Ido Kanter, and Sara A Solla. Eigenvalues of covariance matrices: Application to neural-network learning. Physical Review Letters, 66(18):2396, 1991. + +David Lopez-Paz et al. Gradient episodic memory for continual learning. In Advances in Neural Information Processing Systems, pp. 6467–6476, 2017. + +James Martens. New perspectives on the natural gradient method. arXiv preprint arXiv:1412.1193, 2014. + +James Martens and Roger Grosse. Optimizing neural networks with kronecker-factored approximate curvature. In International Conference on Machine Learning, pp. 2408–2417, 2015. + +Manfred Opper and Ole Winther. A bayesian approach to on-line learning. On-line Learning in Neural Networks, ed. D. Saad, pp. 363–378, 1998. + +Razvan Pascanu and Yoshua Bengio. Revisiting natural gradient for deep networks. arXiv preprint arXiv:1301.3584, 2013. + +Adam Paszke, Sam Gross, Soumith Chintala, Gregory Chanan, Edward Yang, Zachary DeVito, Zeming Lin, Alban Desmaison, Luca Antiga, and Adam Lerer. Automatic differentiation in pytorch. 2017. + +Gabriel Pereyra, George Tucker, Jan Chorowski, Łukasz Kaiser, and Geoffrey Hinton. Regularizing neural networks by penalizing confident output distributions. arXiv preprint arXiv:1701.06548, 2017. + +Tapani Raiko, Harri Valpola, and Yann LeCun. Deep learning made easier by linear transformations in perceptrons. In Artificial Intelligence and Statistics, pp. 924–932, 2012. + +Sylvestre-Alvise Rebuffi, Alexander Kolesnikov, Georg Sperl, and Christoph H Lampert. icarl: Incremental classifier and representation learning. In Proc. CVPR, 2017. + +Hippolyt Ritter, Aleksandar Botev, and David Barber. Online structured laplace approximations for overcoming catastrophic forgetting. arXiv preprint arXiv:1805.07810, 2018. + +Tim Salimans and Diederik P Kingma. Weight normalization: A simple reparameterization to accelerate training of deep neural networks. In Advances in Neural Information Processing Systems, pp. 901–909, 2016. + +Nicol Schraudolph. Accelerated gradient descent by factor-centering decomposition. 1998. + +Nicol N Schraudolph and Terrence J Sejnowski. Tempering backpropagation networks: Not all weights are created equal. In Advances in neural information processing systems, pp. 563–569, 1996. + +Patrice Simard, Yann LeCun, John Denker, and Bernard Victorri. Transformation invariance in pattern recognitiontangent distance and tangent propagation. Neural networks: tricks of the trade, pp. 549–550, 1998. + +Ilya Sutskever, James Martens, George Dahl, and Geoffrey Hinton. On the importance of initialization and momentum in deep learning. In International conference on machine learning, pp. 1139–1147, 2013. + +Chong Wang, Xi Chen, Alexander J Smola, and Eric P Xing. Variance reduction for stochastic gradient optimization. In Advances in Neural Information Processing Systems, pp. 181–189, 2013. + +Friedemann Zenke, Ben Poole, and Surya Ganguli. Continual learning through synaptic intelligence. arXiv preprint arXiv:1703.04200, 2017. + +![](images/c1f7542156a3306a22e92a2d047913c3e269546a7a421af8b818e6185a9c324a.jpg) +Figure A.1: This figure reproduces Figure 2, but includes the test error. The color scale is now also the test accuracy, rather than epoch number. Note that those epochs with qualitatively different $L ^ { 2 } / \ell ^ { 2 }$ ratios than the late optimization correspond to the epochs where test error is changing fastest. + +![](images/7779803d1f84d11bccf3f3c19bb861929d8ffc072ce0dc0d2a962426480f9058.jpg) +Figure A.2: This figure completes Figure 3 to include the standard deviation of the estimator for the distance between epochs. The scale of the standard deviation is similar to that of the $L ^ { 2 }$ estimator between batches, requiring near 1,000 examples for accuracies within a few percent. + +![](images/46de9d8097d509d76c6320e43b0685a42b7284be76d581304efb56945ee1b824.jpg) +Figure A.3: Same as Figure 2 $L ^ { 2 } / \ell ^ { 2 }$ ratio for three distance scales) but with all points within an epoch averaged. This makes the overall trends more apparent. + +![](images/9a6c3f8e7617a550ef8dc67ebde96eba9b01c770c8a81a56d1cfc992f64cbcb4.jpg) +Figure A.4: Same as above, but for a network trained without Batch Normalization (BN). The change is most apparent in the $\mathbf { X }$ -axis scale of the left and middle plots. Without BN, larger parameter changes yield the same magnitude of $L ^ { 2 }$ changes, both between updates and between epochs. Furthermore, the $L ^ { 2 } / \ell ^ { 2 }$ ratio for the distance between updates (leftmost plot) changes less between epochs when BN is used. This appears largely a consequence of BN keeping the typical update size fixed at a more standard magnitude (and yet achieving a similar functional change. + +![](images/680395a2256b1c2885d4b0d2c31f38840f178c5846f13cab1a5f629c3b02f63a.jpg) +Figure A.5: Same as above, but for a network trained without Batch Normalization and also without weight decay. Weight decay has a strong effect. The main effect is that decreases the $\ell ^ { 2 }$ distance traveled at all three scales (from last update, last epoch, and initialization), especially at late optimization. This explains the left column, and some of the middle and right columns. (It is helpful to look at the ”white point” on the color scale, which indicates the point halfway through training. Note that parameter distances continue to change after the white point when WD is not used). An additional and counterintuitive property is that the $L ^ { 2 }$ distance from the last epoch increases in scale during optimization when WD is not used, but decreases if it is. These comparisons show that WD has a strong effect on the $L ^ { 2 } / \ell ^ { 2 }$ ratio, but that this ratio still changes considerable throughout training. This is in line with this paper’s motivation to consider $L ^ { 2 }$ distances directly. + +![](images/302fee6e2d8e6a28b70c3c421f7d3ad1220f8f26ca0f3e12225c8f65a6c5a2b5.jpg) +Figure B.6: Here we reproduce the results of Figure 2 and Figure 3 for the MNIST task, again using a CNN with batch normalization trained with SGD with momentum. It can be seen first that the majority of function space movement occurs very early in optimization, mostly within the first epoch. The standard deviation of the $L ^ { 2 }$ estimator, which sets the number of examples needed to accurately estimate a consistent value, is somewhat higher than for CIFAR-10. Finally, at right, it can be seen that the relationship between parameter distance traveled and function distance is similar to that of a CNN on CIFAR-10, include the qualitative change after test error converges (which here is around epoch 1). + +![](images/ebc98592d838be8059f35d6ebc376c4bee1226209fbd085a522b9b36274d888d.jpg) +Figure C.7: The HCGD algorithm is designed to reduce motion through L2-space. To confirm this, here we plot the cumulative squared distance traveled during optimization for a simple MLP trained on MNIST. This is calculated by the simple cumulative sum of the squared distances between consecutive updates. (The squared distance is nice because Brownian motion will present as a linear increase in its cumulative sum). It can be seen that SGD continues to drift in L2-space during the overfitting regime (around epoch 15, which is when test error saturates), while HCGD plateaus. This indicates that the function has converged to a single location; it ceases to change. With SGD, on the other hand, the network continues to cahnge even long after test error saturates. It is interesting to note that HCGD allows the parameters to continue to drift even though the function has generally converged. + +# D DETAILED HCGD ALGORITHM + +This version of the algorithm includes momentum. It also allows for multiple corrections. + +
Algorithm 2: Hilbert-constrained gradient descent. Implements Equation 7.
Require: n ≥ 1Number of corrective steps. May be 1.
Require: E Overall learning rate
Require: nLearning rate for corrective step
Require: βMomentum
1:procedure
2:θ←00
3: v↑0 Initialize momentum buffer
4:while 0t not converged do
5:reset dropout mask, if using
6:draw X~Px
7:J← VeCo(X)
8:U←βu+∈J
9:△0←-u
10:drawXv ~ Px Draw validation batch
11:gL²←∀△θ( M lfθ(xi)-fθ+△θ(xi)|2)1/2 N i=0 First correction
12: 13:△01←△0o-n(gL²) U←U+n(gl²)
14:for1<j<n do > Optional additional correc- tions
15:N gL²←J+∀△θ(%²) M Ifet(xi)-
16:i=0 fθt+△0j-1(xi)|2)1/2
17:△0j←△0j-1-n(gL2)
18:U ←v+n(gl²)
19:0t←0t-1+△0
20:return 0t
+ +# E NATURAL GRADIENT BY GRADIENT DESCENT + +In order to better compare the natural gradient to the Hilbert-constrained gradient, we propose a natural gradient algorithm of a similar style. + +Previous work on the natural gradient has aimed to approximate $F ^ { - 1 }$ as best and as cheaply as possible. This is equivalent to minimizing Equation 2 (i.e. $\begin{array} { r } { J \Delta \theta + \frac { \lambda } { 2 } \Delta \theta ^ { T } F \Delta \theta ) } \end{array}$ with a single iteration of a second-order optimizer. For very large neural networks, however, it is much cheaper to calculate matrix-vector products than to approximately invert a large matrix. It is possible that the natural gradient may be more accessible via an inner gradient descent, which would be performed during each update step as an inner loop. + +We describe this idea at high level in Algorithm 2. After an update step is proposed by a standard optimizer, the algorithm iteratively corrects this update step towards the natural gradient. To start with a good initial proposed update, it is better to use a fast diagonal approximation of the natural gradient (such as Adagrad or RMSprop) as the main optimizer. Each additional correction requires just one matrix-vector product after the gradients are calculated. Depending on the quality of the proposed update, the number of iterations required is likely to be small, and even a small number of iterations will improve the update. + +
Algorithm 3: Natural gradient by gradient descent. This algorithm can be paired with any optimizer to increase its similarity to the natural gradient.
Require: n Require: ηNumber of corrective steps.May be 1.
1:procedureLearning rate for corrective step
2: θ←00>Initialize parameters
3: while 0t not converged do
4: △0o←RMSprop(0t)Use any optimizer to get proposed update
5: fori<ndo
6: Step towards F-1J
△0i+1=△0i-n(J+λF△0)
7:θ←θ+△0
8: return 0t
+ +Since the Fisher matrix $F$ can be calculated from the covariance of gradients, it never needs to be fully stored. Instead, for an array of gradients $G$ of size $\#$ parameters, # examples), we can write + +$$ +F \Delta \theta = ( G G ^ { T } ) \Delta \theta = G ( G ^ { T } \Delta \theta ) +$$ + +The choice of $G$ is an important one. It cannot be a vector of aggregated gradients (i.e. $J _ { , }$ ), as that would destroy covariance structure and would result in a rank-1 Fisher matrix. Thus, we must calculate the gradients on a per-example basis. To compute $G$ efficiently it is required that a deep learning framework implement forward-mode differentiation, which is currently not supported in popular frameworks. + +If we choose $G$ to be the array of per-example gradients on the minibatch, $F$ is known as the ’empirical Fisher’. As explained in Martens (2014) and in Pascanu $\&$ Bengio (2013), the proper method is to calculate $\mathbf { G }$ from the predictive (output) distribution of the network, $\mathbb { P } _ { \theta } ( y | x )$ . This can be done as in Martens $\&$ Grosse (2015) by sampling randomly from the output distribution and re-running backpropagation on these fictitious targets, using (by necessity) the activations from the minibatch. Alternatively, as done in Pascanu & Bengio (2013), one may also use unlabeled or validation data to calculate $G$ on each batch. \ No newline at end of file diff --git a/parse/train/SkMwpiR9Y7/SkMwpiR9Y7_content_list.json b/parse/train/SkMwpiR9Y7/SkMwpiR9Y7_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..1e6d42dd318db9fc7a6f92288d95d1693b21fa1d --- /dev/null +++ b/parse/train/SkMwpiR9Y7/SkMwpiR9Y7_content_list.json @@ -0,0 +1,1752 @@ +[ + { + "type": "text", + "text": "MEASURING AND REGULARIZING NETWORKS IN FUNCTION SPACE ", + "text_level": 1, + "bbox": [ + 176, + 101, + 823, + 146 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Ari S. Benjamin∗1, David Rolnick1, and Konrad P. Kording1 ", + "bbox": [ + 302, + 175, + 692, + 190 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1University of Pennsylvania, Philadelphia, PA, 19142 ", + "bbox": [ + 323, + 202, + 676, + 217 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 258, + 544, + 273 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "To optimize a neural network one often thinks of optimizing its parameters, but it is ultimately a matter of optimizing the function that maps inputs to outputs. Since a change in the parameters might serve as a poor proxy for the change in the function, it is of some concern that primacy is given to parameters but that the correspondence has not been tested. Here, we show that it is simple and computationally feasible to calculate distances between functions in a $L ^ { 2 }$ Hilbert space. We examine how typical networks behave in this space, and compare how parameter $\\ell ^ { 2 }$ distances compare to function $L ^ { 2 }$ distances between various points of an optimization trajectory. We find that the two distances are nontrivially related. In particular, the $L ^ { 2 } / \\ell ^ { 2 }$ ratio decreases throughout optimization, reaching a steady value around when test error plateaus. We then investigate how the $L ^ { \\frac { \\mathbf { \\nu } } { 2 } }$ distance could be applied directly to optimization. We first propose that in multitask learning, one can avoid catastrophic forgetting by directly limiting how much the input/output function changes between tasks. Secondly, we propose a new learning rule that constrains the distance a network can travel through $L ^ { 2 }$ -space in any one update. This allows new examples to be learned in a way that minimally interferes with what has previously been learned. These applications demonstrate how one can measure and regularize function distances directly, without relying on parameters or local approximations like loss curvature. ", + "bbox": [ + 232, + 287, + 766, + 553 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 578, + 336, + 594 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "A neural network’s parameters collectively encode a function that maps inputs to outputs. The goal of learning is to converge upon a good input/output function. In analysis, then, a researcher should ideally consider how a network’s input/output function changes relative to the space of possible functions. However, since this space is not often considered tractable, most techniques and analyses consider the parameters of neural networks. Most regularization techniques, for example, act directly on the parameters (e.g. weight decay, or the implicit constraints stochastic gradient descent (SGD) places upon movement). These techniques are valuable to the extent that parameter space can be taken as a proxy for function space. Since the two might not always be easily related, and since we ultimately care most about the input/output function, it is important to develop metrics that are directly applicable in function space. ", + "bbox": [ + 174, + 609, + 825, + 748 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In this work we show that it is relatively straightforward to measure the distance between two networks in function space, at least if one chooses the right space. Here we examine $L ^ { 2 }$ -space, which is a Hilbert space. Distance in $L ^ { 2 }$ space is simply the expected $\\ell _ { 2 }$ distance between the outputs of two functions when given the same inputs. This computation relies only on function inference. ", + "bbox": [ + 174, + 756, + 825, + 811 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Using this idea of function space, we first focus on characterizing how networks move in function space during optimization with SGD. Do random initializations track similar trajectories? What happens in the overfitting regime? We are particularly interested in the relationship between trajectories in function space and parameter space. If the two are tightly coupled, then parameter change can be taken as a proxy for function change. This common assumption (e.g. Lipschitz bounds) might not always be the case. ", + "bbox": [ + 174, + 818, + 825, + 901 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Next, we demonstrate two possibilities as to how a function space metric could assist optimization. In the first setting we consider multitask learning, and the phenomenon of catastrophic forgetting that makes it difficult. Many well-known methods prevent forgetting by regularizing how much the parameters are allowed to shift due to retraining (usually scaled by a precision matrix calculated on previous tasks). We show that one can instead directly regularize changes in the input/output function of early tasks. Though this requires a ”working memory” of earlier examples, this scheme turns out to be quite data-efficient (and more so than actually retraining on examples from old tasks). ", + "bbox": [ + 173, + 103, + 825, + 202 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In the second setting we propose a learning rule for supervised learning that constrains how much a network’s function can change any one update. This rule, which we call Hilbert-constrained gradient descent (HCGD), penalizes each step of SGD to reduce the magnitude of the resulting step in $L ^ { 2 }$ -space. This learning rule thus changes the course of learning to track a shorter path in function space. If SGD generalizes in part because large changes to the function are prohibited, then this rule will have advantages over SGD. Interestingly, HCGD is conceptually related to the natural gradient. As we derive in $\\ S 3 . 2 . 1$ , the natural gradient can be viewed as resulting from constrains changes in a function space measured by the Kullbeck-Leibler divergence. ", + "bbox": [ + 173, + 208, + 825, + 320 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 EXAMINING NETWORKS IN FUNCTION SPACE ", + "text_level": 1, + "bbox": [ + 174, + 340, + 578, + 356 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We propose to examine the trajectories of networks in the space of functions defined by the inner product $\\begin{array} { r } { { \\langle f , g \\rangle = \\int _ { \\mathbb { X } } f ( x ) g ( x ) \\dot { d \\mu } ( x ) } } \\end{array}$ , which yields the following norm: ", + "bbox": [ + 173, + 371, + 823, + 401 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/b3017c4d9a12f5b32d950ca1a73550ddd95c4f6998794a983b3cefcf18552343.jpg", + "text": "$$\n\\| f \\| ^ { 2 } = \\int _ { \\mathbb { X } } | f | ^ { 2 } d \\mu .\n$$", + "text_format": "latex", + "bbox": [ + 434, + 416, + 563, + 452 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Here $\\mu$ is a measure and corresponds to the probability density of the input distribution X. Note that this norm is over an empirical distribution of data and not over the uniform distribution of all possible inputs. The $| \\cdot | ^ { 2 }$ operator refers to the 2-norm and can apply to vector-valued functions. While we refer to this space as a Hilbert space, we make no use of an inner product and can also speak of this as any normed vector space, e.g. a Banach space. This norm leads to a notion of distance between two functions $f$ and $g$ given by ", + "bbox": [ + 173, + 460, + 825, + 545 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/34dd53b038c2f7f25785b4ee56006b136a7da1ff7734891578de4f992ca13bad.jpg", + "text": "$$\n\\| f - g \\| ^ { 2 } = \\int _ { \\mathbb { X } } | f - g | ^ { 2 } d \\mu .\n$$", + "text_format": "latex", + "bbox": [ + 406, + 560, + 591, + 594 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Since $\\mu$ is a density, $\\begin{array} { r } { \\int _ { \\mathbb { X } } d \\mu = 1 } \\end{array}$ , and we can write ", + "bbox": [ + 173, + 606, + 498, + 622 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/5669c25af08d1346a6727b41a1488694863e661914bc4c0f8c36704b7f29ed5f.jpg", + "text": "$$\n\\| f - g \\| ^ { 2 } = \\mathbb { E } _ { \\mathbb { X } } [ | f ( x ) - g ( x ) | ^ { 2 } ] .\n$$", + "text_format": "latex", + "bbox": [ + 388, + 638, + 607, + 659 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The expectation can be approximated as an empirical expectation over a batch of examples drawn from the input distribution: ", + "bbox": [ + 173, + 669, + 823, + 696 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/fdd94c6834290e5ef565b1be09549f03f3ccdf0810817a9c3d06ba565b0f0233.jpg", + "text": "$$\n\\| \\boldsymbol { f } - \\boldsymbol { g } \\| ^ { 2 } \\approx \\frac { 1 } { N } \\sum _ { i = 0 } ^ { N } | \\boldsymbol { f } ( \\boldsymbol { x } _ { i } ) - \\boldsymbol { g } ( \\boldsymbol { x } _ { i } ) | ^ { 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 374, + 713, + 622, + 758 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The quality of the empirical distance, of course, will depend on the shape and variance of the distribution of data as well as the form of $f$ and $g$ . In section 2.3, we empirically investigate the quality of this estimator for reasonably sample sizes $N$ . ", + "bbox": [ + 174, + 767, + 825, + 810 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.1 DIVERGENCE OF NETWORKS IN $L ^ { 2 }$ -SPACE DURING TRAINING ", + "text_level": 1, + "bbox": [ + 174, + 827, + 637, + 842 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We wish to compare at high level how networks move through parameter and function space. Our first approach is to compare a low-dimensional embedding of the trajectories through these spaces. In Figure 1, we take a convolutional neural network and train three random initializations on a 5000-image subset of CIFAR-10. By saving the parameters of the network at each epoch as well as the output on a single large validation batch, we can later compute the $\\ell ^ { 2 }$ parameter distance and the ", + "bbox": [ + 174, + 853, + 825, + 924 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/91f15f704fbaa501d050a8eccc6ec993b8008feb6059cfc65910882b6f02df17.jpg", + "image_caption": [ + "Figure 1: Visualization of the trajectories of three random initializations of a network through function space, left, and parameter space, right. The network is a convolutional network trained on a 5,000 image subset of CIFAR-10. At each epoch, we compute the $L ^ { 2 }$ and $\\ell ^ { 2 }$ distances between all previous epochs, forming two distance matrices, and then recompute the 2D embedding from these matrices using multidimensional scaling. Each point on the plots represents the network at a new epoch of training.The black arrows represent the direction of movement. " + ], + "image_footnote": [], + "bbox": [ + 214, + 102, + 486, + 314 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "$L ^ { 2 }$ function distance between the snapshots of network at each epoch. The resulting distance matrix is then visualized as a two-dimensional embedding. ", + "bbox": [ + 173, + 352, + 823, + 381 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In parameter space, the networks are initialized at very different points and proceed to diverge yet further from these points. Despite this divergence, each trajectory yields a network that has learned the training data perfectly and generalizes with $\\sim 5 0 \\%$ accuracy to a test set. This illustrates the wide range of parameter settings that can be used to represent a given neural network function. The behavior of the same initializations in function space is quite different. First, note that all three initializations begin at approximately the same point in function space. This is an intriguing property of random initializations that, rather than encoding entirely random functions, random sets of parameters lead on average to the same function (for related work, see e.g. Giryes et al. (2016)). The initializations then largely follow an identical path for the initial stage of learning. Different initializations thus learn in similar manners, even if the distance between their parameters diverges. During late-stage optimization, random initializations turn from a shared trajectory and begin to diverge in $L ^ { 2 }$ space. These differences underlie the general principle that $L ^ { 2 }$ distances behave differently than $\\ell ^ { 2 }$ distances, and that functional regularization could assist training and reduce overfitting. ", + "bbox": [ + 173, + 387, + 825, + 568 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.2 COMPARING $L ^ { 2 }$ FUNCTION DISTANCE WITH $\\ell ^ { 2 }$ PARAMETER DISTANCE ", + "text_level": 1, + "bbox": [ + 176, + 593, + 694, + 608 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "How well do parameter distances reflect function distances? The answer to this question is relevant for any method that directly considers the behavior of parameters. Certain theoretical analyses, furthermore, desire bounds on function distances but instead find bounds on parameter distances and relate the two with a Lipschitz constant (e.g. Hardt et al. (2015)). Thus, for theoretical analyses and optimization methods alike, it is important to empirically evaluate how well parameter distances correspond to function distances in typical situations. ", + "bbox": [ + 174, + 623, + 825, + 707 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We can compare these two situations by plotting a change in parameters $\\| \\Delta \\theta \\|$ against the corresponding change in the function $\\| f _ { \\theta } - f _ { \\theta + \\Delta \\theta } \\|$ . In Figure 2 we display this relation for several relevant distance during the optimization of a CNN on CIFAR-10. There are three scales: the distance between individual updates, the distance between epochs, and the distance from initialization. ", + "bbox": [ + 176, + 714, + 825, + 770 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Note, first, that networks continue to move in function space as well as in parameter space after test error converges, which is around epoch 60. (The test error can be seen in Appendix A, along with identical plots colored by test error instead of epoch.) Their movement relative to initialization slows, but there is still large movement relative to previous iterations and previous epochs. ", + "bbox": [ + 174, + 777, + 825, + 833 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "What changes strikingly throughout optimization is the relationship between parameter and function space. There is a qualitative difference in the ratio of parameter distances to function distances that visible at all three distance scales. Early epochs generally see larger changes in $L ^ { 2 }$ space for a given change in parameters. Intriguingly, the ratio of the two distances appears to converge to a single value at late optimization, after test error saturates. This is not because the network ceases to move, as noted above. Rather, the loss landscape shifts such that this ratio become constant. ", + "bbox": [ + 174, + 840, + 825, + 922 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "It is also clear from these plots that there is not a consistent positive correlation between the parameter and function distances between any two points on the optimization trajectory. For example, the parameter distance between successive epochs is negatively correlated with the $\\dot { L } ^ { 2 }$ distance for most of optimization (Fig. 2b). The distance from initialization shows a clean and positive relationship, but the relationship changes during optimization. Between successive batches, $\\bar { L } ^ { 2 }$ distance correlates with parameter distance at late epochs, but less so early in optimization when learning is quickest. Thus, at different stages of optimization, the $L ^ { 2 } / \\ell ^ { 2 }$ ratio is often quite different. ", + "bbox": [ + 174, + 103, + 825, + 202 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The usage of Batch Normalization (BN) and weight decay in this analysis somewhat affects the trends in the $L ^ { 2 } / \\ell ^ { 2 }$ ratio. In Appendix A we reproduce these plots for networks trained without BN and without weight decay. The overall message that the $L ^ { 2 } / \\ell ^ { 2 }$ ratio changes during optimization is unchanged. However, these methods both change the scale of updates, and appear to do so differently throughout optimization, and thus some trends are different. In Appendix B, we also isolate the effect of training data, by reproducing these plots for a CNN trained on MNIST and find similar trends. Overall, the correspondence between parameter and function distances depends strongly on the context. ", + "bbox": [ + 174, + 208, + 825, + 319 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/1fe3117a0c5310f4b3b13ae1aa77163fadf2b2d7640d04c6262cbb79f703d7bb.jpg", + "image_caption": [ + "Figure 2: Parameter distances is sometimes, but not always, representative of function distances. Here we compare the two at three scales during the optimization of a CNN on CIFAR-10. Left: Distances between the individual SGD updates. Middle: Distances between each epoch. Right: Distances from initialization. On all three plots, note the changing relationship between function and parameter distances throughout optimization. The network is the same as in Figure 1: a CNN with four convolutional layers with batch normalization, followed by two fully-connected layers, trained with SGD with learning rate $= 0 . 1$ , momentum $= 0 . 9$ , and weight decay $= 1 \\mathrm { e } { \\cdot } 4$ . Note that the $L ^ { 2 }$ distance is computed from the output after the softmax layer, meaning possible values range from 0 to 1. " + ], + "image_footnote": [], + "bbox": [ + 186, + 335, + 813, + 439 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.3 CONVERGENCE OF THE EMPIRICAL ESTIMATOR ", + "text_level": 1, + "bbox": [ + 174, + 614, + 544, + 628 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "It might be worried that since function space is of infinite dimension, one would require prohibitively many examples to estimate a function distance. However, we find that one can compute a distance between two functions with a relatively small amount of examples. Figure 3 shows how the estimated $L ^ { 2 }$ distance converges with an increasing number examples. In general, we find that only a few hundred examples are necessary to converge to an estimation within a few percent. ", + "bbox": [ + 174, + 641, + 825, + 712 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 APPLICATIONS ", + "text_level": 1, + "bbox": [ + 176, + 732, + 330, + 748 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 COMBATTING CATASTROPHIC FORGETTING IN AN ONLINE LEARNING TASK (WITH WORKING MEMORY) ", + "text_level": 1, + "bbox": [ + 174, + 765, + 779, + 792 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "If, after having been trained on a task, a neural network is retrained on a new task, it often forgets the first task. This phenomenon is termed ’catastrophic forgetting’. It is the central difficulty of multitask training as well as applications requiring that learning be done online (especially in non-IID situations). Essentially, new information must be encoded in the network, but the the information pertinent to the previous task must not be overwritten. ", + "bbox": [ + 174, + 805, + 825, + 875 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Most efforts to combat catastrophic forgetting rely on restricting how much parameters can change between tasks. Elastic Weight Consolidation (EWC; Kirkpatrick et al. (2017)), for example, adds a penalty to the loss on a new task $B$ that is the distance from the weights after learning on an earlier task A, multiplied by the diagonal of the Fisher information matrix $F$ (calculated on task $A$ ): ", + "bbox": [ + 176, + 882, + 823, + 924 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/f7da126a54788d8ab6ca942d740ac8205175b0bcbdabd1cfbf790d4616d77dcf.jpg", + "image_caption": [ + "Figure 3: The variance of the the $L ^ { 2 }$ estimator is small enough that it can be reasonably estimated from a few hundred examples. In panels A and $\\mathbf { D }$ , we reproduced $L ^ { 2 }$ distances seen in the panels of Fig. 2. As we increase the number of validation examples these distances are computed over, the estimations become more accurate. Panels $\\mathbf { B }$ and E show the $9 5 \\%$ confidence bounds for the estimation; on $9 5 \\%$ of batches, the value will lie bewteen these bounds. These bounds can be obtained from the standard deviation of the $L ^ { 2 }$ distance on single examples. In panel C we show that the standard deviation scales linearly with the $L ^ { 2 }$ distance when measured between updates, meaning that a fixed batch size will often give similar percentage errors. This is not true for the distance from initialization, in panel F; early optimization has higher variance relative to magnitude, meaning that more examples are needed for the same uncertainty. In the Appendix, we also display the convergence of the $L ^ { 2 }$ distance estimator between epochs. " + ], + "image_footnote": [], + "bbox": [ + 199, + 99, + 823, + 297 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 494, + 781, + 511 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/a7d0da4c474cbb8d64170a10614afa1b51d148f21eb9a5f775fdb389154ba72a.jpg", + "text": "$$\nL _ { E W C } ( \\theta ) = L _ { B } ( \\theta ) + \\frac { \\lambda } { 2 } \\sum _ { i } F _ { i } ( \\theta _ { i } - \\theta _ { i , A } ) ^ { 2 }\n$$", + "text_format": "latex", + "bbox": [ + 352, + 516, + 645, + 554 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "This idea is closely related to well-studied approaches to Bayesian online learning, if $F$ is interpreted as a precision matrix (Honkela & Valpola (2003), Opper & Winther (1998)). Other similar approaches include that of Ritter et al. (2018), who use a more accurate approximation of the Fisher, and Synaptic Intelligence (SI; Zenke et al. (2017)), which discounts parameter change via a diagonal matrix in which each entry reflects the sum contribution of that parameter to the loss. Each of these method discourages catastrophic forgetting by restricting movement in parameter space between tasks, scaled by a (perhaps diagonal) precision matrix calculated on previous tasks. ", + "bbox": [ + 173, + 559, + 825, + 657 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Using a function space metric, it is not hard to ensure that the network’s output function on previous tasks does not change during learning. In this case, the loss for a new task $B$ is modified to be: ", + "bbox": [ + 173, + 664, + 823, + 693 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/b51f7c6b465b5c842550ce220e061d3b513018dbb92aba4d565cb46bce955779.jpg", + "text": "$$\nL ( \\theta ) = L _ { B } ( \\theta ) + \\frac { \\lambda } { 2 } \\| f _ { \\theta _ { A } } - f _ { \\theta _ { B } } \\|\n$$", + "text_format": "latex", + "bbox": [ + 390, + 698, + 607, + 729 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The regularization term is the $L ^ { 2 }$ distance between the current function $f _ { \\theta _ { B } }$ and the function after training on task A, $f _ { \\theta _ { A } }$ . Since our function space metric is defined over a domain of examples, we will store a small set of previously seen examples in a working memory, as well as the output on those examples. This memory set will be used to calculate the $L ^ { 2 }$ distance between the current iteration and the snapshot after training. This is a simple scheme, but novel, and we are not aware of direct precedence in the literature. ", + "bbox": [ + 173, + 734, + 825, + 819 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "A working memory approach is employed in related work (Lopez-Paz et al. (2017); Rebuffi et al. (2017)). Note, however, that storing old examples violates the rules of strict online learning. Nevertheless, for large networks it will be more memory-efficient. EWC, for example, requires storing a snapshot of each parameter at the end of the previous task, as well as a diagonal precision matrix with as many entries as parameters. For the 2 hidden layer network with 400 nodes each that was used in the MNIST task in Kirkpatrick et al. (2017), this is 1,148,820 new parameters, or as many pixels as 1,465 MNIST images. When each layer has as many as 2,000 nodes, as in Fig. 3B of Kirkpatrick et al. (2017), the extra stored parameters are comparable to 15,489 MNIST images. The working memory approach that is required to regularize function change from old tasks is thus comparable or cheaper in memory. ", + "bbox": [ + 173, + 825, + 825, + 924 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 823, + 146 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.1.1 EMPIRICAL RESULTS ", + "text_level": 1, + "bbox": [ + 176, + 161, + 374, + 175 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We compared the performance of our approach at the benchmark task of permuted MNIST. This task requires a single MLP to learn to classify a sequence of MNIST tasks in which the pixels have been randomly permuted differently on each task. We trained an MLP with 2 hidden layers, 400 nodes each, for 10 epochs on each of 8 such permuted datasets. In Figure 4, we display how the test accuracy on the first of 8 tasks degrades with subsequent learning. ", + "bbox": [ + 174, + 184, + 825, + 255 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To build the working memory, we keep 1024 examples from previous tasks, making sure that the number of examples from each task is equal. We also remember the predictions on those examples at the end of training on their originating tasks. To calculate the $L ^ { 2 }$ distance, we simply re-infer on the examples in working memory, and regularize the distance from the current outputs to the remembered outputs. We chose $\\lambda = 1 . 3$ as the regularizing hyperparameter from a logarithmic grid search. ", + "bbox": [ + 174, + 261, + 825, + 332 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In Figure 4, we compare this method to four comparison methods. The ”ADAM” method is ADAM with a learning rate of 0.001, which nearly forgets the first task completely at the end of the 8 tasks. The ”ADAM+retrain” method is augmented with a working memory of 1024 examples that are stored from previous tasks. Every $n$ iterations (we found $n = 1 0$ to be best), a step is taken to decrease the loss on the memory cache. This method serves as a control for the working memory concept. We also include EWC and SI as comparisons, using the hyperparameters used in their publications $( \\lambda = 5 0 0 , \\epsilon = c = 0 . 1 ,$ ). Overall, we found that regularizing the $L ^ { 2 }$ distance on a working memory cache was more successful than simply retraining on the same cache. It also outperformed EWC, but not SI. Note that these methods store diagonal matrices and the old parameters, and in this circumstance these were larger in memory than the memory cache. ", + "bbox": [ + 173, + 338, + 826, + 478 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/c28e7ff2a1ed6e266d3bf5d1de8f6a52ed23835a8b425434baff700ba058fca6.jpg", + "image_caption": [ + "Figure 4: Regularizing the $L ^ { 2 }$ distance from old tasks (calculated over a working memory cache of size 1024) can successfully prevent catastrophic forgetting. Here we display the test performance on the first task as 7 subsequent tasks are learned. Our method outperforms simply retraining on the same cache (ADAM+retrain), which potentially overfits to the cache. Also displayed are ADAM without modifications, EWC, and SI. " + ], + "image_footnote": [], + "bbox": [ + 194, + 498, + 503, + 651 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 CONSTRAINING CHANGES IN $L ^ { 2 }$ DURING LEARNING ", + "text_level": 1, + "bbox": [ + 174, + 681, + 575, + 696 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In this section we propose that the $L ^ { 2 }$ distance can be used for regularization in a single supervised task. In the space of parameters, SGD is a strongly local update rule and large jumps are generally prohibited. SGD is thus more likely to find solutions that are close to the initialization, and furthermore to trace a path of limited length. This discourages the sampling a large volume of parameter space during optimization. If the mapping between parameter and function space is not already very tight, and locality is important for generalization, then additionally constricting changes in function space should help. ", + "bbox": [ + 174, + 707, + 825, + 806 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "On the basis of this logic, we propose a learning rule that directly constrains the path length of the optimization trajectory $L ^ { 2 }$ space. If a network would have been trained to adjust the parameters $\\theta$ to minimize some cost $C _ { 0 }$ , we will instead minimize at each step $t$ a new cost given by: ", + "bbox": [ + 174, + 813, + 825, + 854 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/06b4cffb918936d8c179ca48449ff8ab0d1a61cd2ffaeeea1fa19c4addddd1b6.jpg", + "text": "$$\nC = C _ { 0 } + \\lambda \\| f _ { \\theta _ { t } } - f _ { \\theta _ { t } + \\Delta \\theta } \\|\n$$", + "text_format": "latex", + "bbox": [ + 403, + 859, + 594, + 877 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Like all regularization terms, this can also be viewed as a Langrangian that satisfies a constraint. Here, this constraint ensures that the change in $L ^ { 2 }$ -space does not exceed some constant value. To evaluate Equation 1, we can approximate the norm with an empirical expectation over $\\mathbb { X }$ : ", + "bbox": [ + 174, + 882, + 825, + 924 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/75a6b952602d126c9397f782e82f15bfa3a89e66c4c81b170e9cba13e2523e27.jpg", + "text": "$$\nC = C _ { 0 } + \\lambda \\bigl ( \\frac { 1 } { N } \\sum _ { i = 0 } ^ { N } | f _ { \\theta _ { t } } ( x _ { i } ) - f _ { \\theta _ { t } + \\Delta \\theta } ( x _ { i } ) | ^ { 2 } \\bigr ) ^ { 1 / 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 331, + 113, + 666, + 156 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "This cost function imposes a penalty upon the difference between the output of the current network at time $t$ and the proposed network at $t + 1$ . The data $x _ { i }$ may derive from some validation batch but must pull from the same distribution $\\mathbb { X }$ . It would also be possible to use unlabeled data. ", + "bbox": [ + 174, + 165, + 825, + 208 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We can write an update rule to minimize Equation 1 that is a modification of gradient descent. We call the rule Hilbert-constrained gradient descent (HCGD). It minimizes C in Equation 1 via an inner loop of gradient descent. To optimize $C$ via gradient descent, we first replace $C _ { 0 }$ with its first order approximation $J ^ { T } \\Delta \\theta$ , where $J$ is the Jacobian. Thus we seek to converge to a $\\Delta \\theta ^ { \\prime }$ at each update step, where ", + "bbox": [ + 174, + 214, + 825, + 285 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/15edb3a2209d7b192aa42da9a5226351f27a87a53ae864f81e4bf895bb96b37c.jpg", + "text": "$$\n\\Delta \\theta ^ { \\prime } = \\underset { \\Delta \\theta } { \\operatorname { a r g m i n } } \\left( J ^ { T } \\Delta \\theta + \\frac { \\lambda } { N } \\sum _ { i = 0 } ^ { N } | f _ { \\theta _ { t } } ( x _ { i } ) - f _ { \\theta _ { t } + \\Delta \\theta } ( x _ { i } ) | ^ { 2 } \\right)\n$$", + "text_format": "latex", + "bbox": [ + 299, + 301, + 697, + 344 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Minimization of the proper $\\Delta \\theta$ can be performed in an inner loop by a first order method. We first propose some $\\Delta \\theta _ { 0 } = - \\epsilon J = - \\epsilon \\nabla _ { \\theta } C _ { 0 }$ (for learning rate $\\dot { \\epsilon }$ ) and then iteratively correct this proposal by gradient descent towards $\\Delta \\theta ^ { \\prime }$ . If only one correction is performed, we simply add the derivative of the Hilbert-constraining term after $\\Delta \\theta _ { 0 }$ has been proposed. We found empirically that a single correction was often sufficient. In Appendix $\\textrm { C }$ , we demonstrate that this algorithm does actually decrease the distance traveled in function space, as expected. This algorithm is shown in Algorithm 1. ", + "bbox": [ + 173, + 352, + 825, + 438 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/5396efb7925226964a5a8fb40beb4943f742a65fb5dce5c8ec1f791f40459f90.jpg", + "table_caption": [ + "Algorithm 1: Hilbert-constrained gradient descent. Implements Equation 2. " + ], + "table_footnote": [], + "table_body": "
Require: e
Require: η 1:procedureLearning rate for corrective step
2: 0←00Initialize parameters
3: while θt not converged doDraw training batch
4:draw X~Px
5:J← VθCo(X)
6:△0←-∈J
7:drawXv ~ Px N
8:12 gL²←△( M Ifθt(xi)-fθt+△θ(xi)|2)1/2 N
9:xiEXv △0'←△0o-n(gL2)
10:0t←0t-1+△0
11:return 0t
", + "bbox": [ + 174, + 468, + 826, + 702 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Note that the ”proposed update” is presented as an SGD step, but could be a step of another optimizer (e.g. ADAM). In the Appendix, we display an extended version of this algorithm. This version allows for multiple corrective iterations in each step. It also allows for a form of momentum. In standard momentum for SGD, one follows a “velocity” term $v$ which is adjusted at each step with the rule $v \\beta v + \\epsilon J$ (e.g. see Sutskever et al. (2013)). For HCGD, we also keep a velocity term but update it with the final Hilbert-constrained update $\\Delta \\theta$ rather than $\\epsilon J$ . The velocity is used to propose the initial $\\Delta \\theta _ { 0 }$ in the next update step. We found that this modification of momentum both quickened optimization and lowered generalization error. ", + "bbox": [ + 173, + 717, + 825, + 829 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.2.1 RELATION TO THE NATURAL GRADIENT ", + "text_level": 1, + "bbox": [ + 173, + 843, + 503, + 858 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The natural gradient turns out to carry a similar interpretation as HCGD, in that the natural gradient also regularizes the change in functions’ output distributions. Specifically, the natural gradient can be derived from a penalty upon the change in a network’s output distribution as measured by the Kullbeck-Leibler divergence (rather than the $L ^ { 2 }$ distance). ", + "bbox": [ + 174, + 867, + 825, + 924 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To show this, we start with a similar goal of function regularization and will come upon the natural gradient. Let us seek to regularize the change in a network’s output distribution $\\mathbb { P } _ { \\theta }$ throughout optimization of the parameters $\\theta$ , choosing the Kullbeck-Leibler (KL) divergence as a measure of similarity between any two distributions. To ensure the output distribution changes little throughout optimization, we define a new cost function ", + "bbox": [ + 173, + 103, + 825, + 172 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/fc8e86ca65002d4880e11239f137d9e5695389f672f8ba0299f0d50a220a4281.jpg", + "text": "$$\nC = C _ { 0 } + \\lambda D _ { K L } ( \\mathbb { P } _ { \\theta _ { t + 1 } } \\Vert \\mathbb { P } _ { \\theta _ { t } } )\n$$", + "text_format": "latex", + "bbox": [ + 398, + 178, + 599, + 195 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $C _ { 0 }$ is the original cost function and $\\lambda$ is a hyperparameter that controls the importance of this regularization term. Optimization would be performed with respect to the proposed update $\\theta _ { t + 1 }$ . ", + "bbox": [ + 174, + 199, + 828, + 228 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Evaluating the KL divergence directly is problematic because it is infeasible to define the output density $\\mathbb { P } _ { \\theta }$ everywhere. One can obtain a more calculable form by expanding $D _ { K L } ( \\mathbb { P } _ { \\theta _ { t + 1 } } \\| \\mathbb { P } _ { \\theta _ { t } } )$ around $\\theta _ { t }$ to second order with respect to $\\theta$ . The Hessian of the KL divergence is the Fisher information metric $F$ . With $\\Delta \\theta \\equiv \\left( \\theta _ { t + 1 } - \\theta _ { t } \\right)$ , we can rewrite our regularized cost function as ", + "bbox": [ + 174, + 233, + 825, + 290 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/4b88b1756e8c27177763eacd5ed96c8aac706be76f27929433ca28de02a58713.jpg", + "text": "$$\nC \\approx C _ { 0 } + \\frac { \\lambda } { 2 } \\Delta \\theta ^ { T } F \\Delta \\theta\n$$", + "text_format": "latex", + "bbox": [ + 419, + 294, + 578, + 325 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "To optimize $C$ via gradient descent we first replace $C _ { 0 }$ with its first order approximation. ", + "bbox": [ + 173, + 327, + 754, + 342 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/3f942ad56e3222d3f0459b9fa1a96eca2bdedc24a286c7fffcb0d4c1816bdab9.jpg", + "text": "$$\nC \\approx J ^ { T } \\Delta \\theta + \\frac { \\lambda } { 2 } \\Delta \\theta ^ { T } F \\Delta \\theta\n$$", + "text_format": "latex", + "bbox": [ + 408, + 345, + 589, + 376 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "At each evaluation, $J$ is evaluated before any step is made, and we seek the value of $\\Delta \\theta$ that minimizes Equation 5. By setting the derivative with respect to $\\Delta \\theta$ to be zero, we can see that this value is ", + "bbox": [ + 173, + 387, + 828, + 415 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/4517d7ec0040fc4281c83b5a58db376b20078e8d921a56b18d90c6e2a405b49b.jpg", + "text": "$$\n\\Delta \\theta = \\frac { 1 } { \\lambda } F ^ { - 1 } J\n$$", + "text_format": "latex", + "bbox": [ + 447, + 419, + 550, + 449 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "When $\\lambda = 1$ this update is equal to the natural gradient. Thus, the natural gradient emerges as the optimal update when one regularizes the change in the output distribution during learning. ", + "bbox": [ + 173, + 459, + 825, + 488 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In Appendix E, we show how one can approximate the natural gradient with an inner first-order optimization loop, like in HCGD. We note that HCGD is computationally cheaper than the exact natural gradient. It does not require any matrix inversions, nor the calculation of separate per-example gradients. When the validation batch $X _ { V }$ is drawn anew for each of $n$ corrective iterations (step 8 in Algorithm 1), HCGD requires an additional two forward passes and one backwards pass for each correction, for a total of $2 + 3 n$ passes each outer step. ", + "bbox": [ + 173, + 494, + 825, + 578 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.2.2 THE NATURAL GRADIENT IN THE LITERATURE ", + "text_level": 1, + "bbox": [ + 174, + 593, + 549, + 607 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In addition to being seen as a regularizer of functional change, it in an interesting aside to note that variants of the natural gradient have appeared with many justifications. These include data efficiency, minimizing a regret bound during learning, speeding optimization, and the benefits of whitened gradients. ", + "bbox": [ + 174, + 617, + 825, + 672 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Amari originally developed the natural gradient in the light of information geometry and efficiency (Amari et al. (1996); Amari (1998)). If some directions in parameter space are more informative of the network’s outputs than others, then updates should be scaled by each dimension’s informativeness. Equivalently, if not all examples carry equal information about a distribution, then the update step should be modified to make use of highly informative examples. That is, we wish to find a Fisherefficient algorithm (see Amari et al. (2000)). The natural gradient uses the Fisher information matrix to scale the update by parameters’ informativeness. ", + "bbox": [ + 173, + 680, + 826, + 777 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "There is also a connection between the natural gradient (and thus HCGD) and techniques that normalize and whiten gradients. The term $F ^ { - 1 } J$ , after all, simply ensures that steps are made in a parameter space that is whitened by the covariance of the gradients. Whitening the gradients thus has the effect that SGD becomes more similar to the natural gradient. It appears that many approaches to normalize and whiten activations or gradients have been forwarded in the literature (Raiko et al. (2012);Simard et al. (1998); Schraudolph & Sejnowski (1996); Crammer et al. (2009); Wang et al. (2013); LeCun et al. (1991); Schraudolph (1998); Salimans & Kingma (2016)). A similar effect is able to be learned with Batch Normalization, as well (Ioffe & Szegedy (2015)). By normalizing and whitening the gradients, or by proxy, the activations, these various methods ensure that parameter space is a better proxy for function space. ", + "bbox": [ + 173, + 784, + 825, + 924 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.3 EMPIRICAL COMPARISON OF HCGD ", + "text_level": 1, + "bbox": [ + 176, + 103, + 465, + 117 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We compared HCGD and SGD on feedforward and recurrent architectures. If it is important that SGD limits changes in function space, and parameter and function space are loosely coupled, then HCGD should improve upon SGD. In all tests, we used a tuned learning rate $\\epsilon$ for SGD, and then used the same learning rate for HCGD. We use values of $\\lambda = 0 . 5$ and $\\eta = 0 . 0 2$ , generally about 10 times less than the principal learning rate $\\epsilon$ . (For the $n = 1$ version, $\\lambda$ can be folded into the inner learning rate $\\eta$ . Values were chosen so that $\\lambda \\eta = 0 . 0 1 .$ .) We chose the batch size for the “validation” batch to be 256. While the examples in each “validation” batch were different than the training batch, they were also drawn from the train set. All models were implemented in PyTorch (Paszke et al. (2017)). ", + "bbox": [ + 173, + 130, + 826, + 256 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We tested HCGD as applied to the CIFAR-10 image classification problem. For reproducibility, we trained a Squeezenet v1.1, a convolutional neural network model with batch normalization optimized for parameter efficiency (Iandola et al. (2016)). Overall HCGD does not outperform SGD in the final learning stage when trained with the same learning rate as SGD (initial $\\epsilon = 0 . 1$ ), though it does perform better in the early stage while the learning rate is high (Figure 5). When we increase the initial learning rate to $\\epsilon = 0 . 3$ (red trace), the training accuracy decreases but the test accuracy is still marginally higher than SGD. Given the difference in relative performance between the high and low learning rate stages, it is possible that HCGD requires a different learning rate schedule to achieve the same level of gradient noise. HCGD thus decreases the test error at a given learning rate, but needs to be trained at a higher learning rate to achieve the same level of gradient noise. ", + "bbox": [ + 173, + 262, + 825, + 401 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/2edf3a9d89d4030a06a53ac6031a26eff689379fcde445b3bbf4c756f83619be.jpg", + "image_caption": [ + "Figure 5: Results of a Squeezenet v1.1 trained on CIFAR10. The learning rate $\\epsilon$ is decreased by a factor of 10 at epoch 150. For the train error we overlay the running average of each trace for clarity. " + ], + "image_footnote": [], + "bbox": [ + 189, + 417, + 599, + 545 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We next tested the performance of HCGD on a recurrent task. We trained an LSTM on the sequential MNIST task, in which pixels are input one at a time. The order of the pixels was permuted to further complicate the task. We found that HCGD outperformed SGD (Figure 6. We used 1 correction step, as before, but found that using more correction steps yielded even better performance. However, HCGD underperformed ADAM. While not the ideal optimizer for this task, the fact that SGD can be improved indicates that SGD does not move as locally in function space as it should. Parameter space thus a poor proxy for function space in recurrent networks. ", + "bbox": [ + 173, + 563, + 825, + 661 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "HCGD first proposes an update by SGD, and then corrects it, but the first update step can also be other optimizers. Since Adam worked well for the sequential MNIST task, we tested if Adam could also be improved by taking a step to penalize the change in function space. We found that this is indeed the case, and show the results as well in Figure 6. To differentiate the SGD- and Adam-based methods, we refer to in the figure as $\\mathrm { S G D + H C }$ and $\\mathbf { A d a m + H C } .$ This combination of Adam and $L ^ { 2 }$ functional regularization could help to achieve state-of-the-art performance on recurrent tasks. ", + "bbox": [ + 174, + 667, + 825, + 751 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 DISCUSSION ", + "text_level": 1, + "bbox": [ + 176, + 772, + 310, + 789 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Neural networks encode functions, and it is important that analyses discuss the empirical relationship between function space and the more direct parameter space. Here, we argued that the $L ^ { 2 }$ Hilbert space defined over an input distribution is a tractable and useful space for analysis. We found that networks traverse this function space qualitatively differently than they do parameter space. Depending on the situation, a distance of parameters cannot be taken to represent a proportional distance between functions. ", + "bbox": [ + 174, + 804, + 825, + 888 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We proposed two possibilities for how the $L ^ { 2 }$ distance could be used directly in applications. The first addresses multitask learning. By remembering enough examples in a working memory to accurately estimate an $L ^ { 2 }$ distance, we can ensure that the function (as defined on old tasks) does not change as a new task is learned. This regularization term is agnostic to the architecture or parameterization of the network. We found that this scheme outperforms simply retraining on the same number of stored examples. For large networks with millions of parameters, this approach may be more appealing than comparable methods like EWC and SI, which require storing large diagonal matrices. ", + "bbox": [ + 174, + 895, + 821, + 924 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/6dd8afaeba119d07aef404602489d01b601ee2ecaa7465470c638576d4d24271.jpg", + "image_caption": [ + "Figure 6: Results of a singlelayer LSTM with 128 hidden units trained on the sequential MNIST task with permuted pixels. Shown are the traces for SGD and Adam (both with learning rate 0.01). We then take variants of the HCGD algorithm in which the first proposed step is taken to be an SGD step $\\mathrm { \\ S G D + H C } )$ or an Adam step $\\mathrm { \\ A d a m + H C } )$ ). For $\\mathrm { S G D + H C }$ we also show the effect of introducing more iterations $n$ in the $\\mathrm { S G D + H C }$ step. " + ], + "image_footnote": [], + "bbox": [ + 194, + 133, + 598, + 287 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 349, + 825, + 420 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We also proposed a learning rule that reduces movement in function space during single-task optimization. Hilbert-constrained gradient descent (HCGD) constrains the change in $\\overline { { L } } ^ { 2 }$ space between successive updates. This approach limits the movement of the encoded function in a similar way as gradient descent limits movement of the parameters. It also carries a similar intuition as the forgetting application: to learn from current examples only in ways that will not affect what has already been learned from other examples. HCGD can increase test performance at image classification in recurrent situations, indicating both that the locality of function movement is important to SGD and that it can be improved upon. However, HCGD did not always improve results, indicating either that SGD is stable in those regimes or that other principles are more important to generalization. This is by no means the only possibility for using an $L ^ { \\bar { 2 } }$ norm to improve optimization. It may be possible, for example, to use the norm to regularize the confidence of the output function (e.g. Pereyra et al. (2017)). We are particularly interested in exploring if more implicit, architectural methods, like normalization layers, could be designed with the $L ^ { 2 }$ norm in mind. ", + "bbox": [ + 174, + 428, + 825, + 607 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "It interesting to ask if there is support in neuroscience for learning rules that diminish the size of changes when that change would have a large effect on other tasks. One otherwise perplexing finding is that behavioral learning rates in motor tasks are dependent on the direction of an error but independent of the magnitude of that error (Fine & Thoroughman, 2006). This result is not expected by most models of gradient descent, but would be expected if the size of the change in the output distribution (i.e. behavior) were regulated to be constant. Regularization upon behavioral change (rather than synaptic change) would predict that neurons central to many actions, like neurons in motor pools of the spinal cord, would learn very slowly after early development, despite the fact that their gradient to the error on any one task (if indeed it is calculated) is likely to be quite large. Given our general resistance to overfitting during learning, and the great variety of roles of neurons, it is likely that some type of regularization of behavioral and perceptual change is at play. ", + "bbox": [ + 174, + 614, + 825, + 766 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "CODE AVAILABILITY ", + "text_level": 1, + "bbox": [ + 176, + 786, + 318, + 799 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "A Pytorch implementation of the HCGD optimizer can be found at https://github.com/KordingLab/hilbert-constrained-gradient-descent. ", + "bbox": [ + 173, + 810, + 825, + 838 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "ACKNOWLEDGMENTS ", + "text_level": 1, + "bbox": [ + 176, + 858, + 326, + 869 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The authors would like to thank Roozbeh Farhoodi for helpful conversations, Mohammad Pezeshki for the suggestion to use the Adam optimizer to produce the proposed step within HCGD, and NIH grant number MH103910. ", + "bbox": [ + 176, + 882, + 823, + 922 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "REFERENCES ", + "text_level": 1, + "bbox": [ + 176, + 102, + 287, + 118 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Shun-Ichi Amari. Natural gradient works efficiently in learning. Neural computation, 10(2):251–276, 1998. ", + "bbox": [ + 174, + 126, + 826, + 155 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Shun-ichi Amari, Andrzej Cichocki, and Howard Hua Yang. A new learning algorithm for blind signal separation. In Advances in neural information processing systems, pp. 757–763, 1996. ", + "bbox": [ + 173, + 165, + 825, + 195 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Shun-Ichi Amari, Hyeyoung Park, and Kenji Fukumizu. Adaptive method of realizing natural gradient learning for multilayer perceptrons. Neural Computation, 12(6):1399–1409, 2000. 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", + "bbox": [ + 174, + 643, + 823, + 672 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "David Lopez-Paz et al. Gradient episodic memory for continual learning. In Advances in Neural Information Processing Systems, pp. 6467–6476, 2017. ", + "bbox": [ + 174, + 683, + 823, + 713 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "James Martens. New perspectives on the natural gradient method. arXiv preprint arXiv:1412.1193, 2014. ", + "bbox": [ + 173, + 723, + 825, + 752 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "James Martens and Roger Grosse. Optimizing neural networks with kronecker-factored approximate curvature. In International Conference on Machine Learning, pp. 2408–2417, 2015. ", + "bbox": [ + 171, + 762, + 825, + 792 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Manfred Opper and Ole Winther. A bayesian approach to on-line learning. On-line Learning in Neural Networks, ed. D. Saad, pp. 363–378, 1998. ", + "bbox": [ + 169, + 803, + 825, + 832 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Razvan Pascanu and Yoshua Bengio. Revisiting natural gradient for deep networks. arXiv preprint arXiv:1301.3584, 2013. ", + "bbox": [ + 169, + 842, + 825, + 871 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Adam Paszke, Sam Gross, Soumith Chintala, Gregory Chanan, Edward Yang, Zachary DeVito, Zeming Lin, Alban Desmaison, Luca Antiga, and Adam Lerer. Automatic differentiation in pytorch. 2017. ", + "bbox": [ + 176, + 881, + 825, + 924 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Gabriel Pereyra, George Tucker, Jan Chorowski, Łukasz Kaiser, and Geoffrey Hinton. Regularizing neural networks by penalizing confident output distributions. arXiv preprint arXiv:1701.06548, 2017. ", + "bbox": [ + 174, + 103, + 825, + 146 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Tapani Raiko, Harri Valpola, and Yann LeCun. Deep learning made easier by linear transformations in perceptrons. In Artificial Intelligence and Statistics, pp. 924–932, 2012. ", + "bbox": [ + 173, + 155, + 825, + 184 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Sylvestre-Alvise Rebuffi, Alexander Kolesnikov, Georg Sperl, and Christoph H Lampert. icarl: Incremental classifier and representation learning. In Proc. CVPR, 2017. ", + "bbox": [ + 174, + 193, + 825, + 222 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Hippolyt Ritter, Aleksandar Botev, and David Barber. Online structured laplace approximations for overcoming catastrophic forgetting. arXiv preprint arXiv:1805.07810, 2018. ", + "bbox": [ + 173, + 231, + 823, + 260 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Tim Salimans and Diederik P Kingma. Weight normalization: A simple reparameterization to accelerate training of deep neural networks. In Advances in Neural Information Processing Systems, pp. 901–909, 2016. ", + "bbox": [ + 173, + 267, + 826, + 310 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Nicol Schraudolph. Accelerated gradient descent by factor-centering decomposition. 1998. ", + "bbox": [ + 171, + 319, + 772, + 335 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Nicol N Schraudolph and Terrence J Sejnowski. Tempering backpropagation networks: Not all weights are created equal. In Advances in neural information processing systems, pp. 563–569, 1996. ", + "bbox": [ + 174, + 343, + 826, + 386 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Patrice Simard, Yann LeCun, John Denker, and Bernard Victorri. Transformation invariance in pattern recognitiontangent distance and tangent propagation. Neural networks: tricks of the trade, pp. 549–550, 1998. ", + "bbox": [ + 174, + 395, + 826, + 438 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Ilya Sutskever, James Martens, George Dahl, and Geoffrey Hinton. On the importance of initialization and momentum in deep learning. In International conference on machine learning, pp. 1139–1147, 2013. ", + "bbox": [ + 173, + 446, + 826, + 488 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Chong Wang, Xi Chen, Alexander J Smola, and Eric P Xing. Variance reduction for stochastic gradient optimization. In Advances in Neural Information Processing Systems, pp. 181–189, 2013. ", + "bbox": [ + 173, + 497, + 825, + 527 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Friedemann Zenke, Ben Poole, and Surya Ganguli. Continual learning through synaptic intelligence. arXiv preprint arXiv:1703.04200, 2017. ", + "bbox": [ + 173, + 536, + 825, + 565 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/c1f7542156a3306a22e92a2d047913c3e269546a7a421af8b818e6185a9c324a.jpg", + "image_caption": [ + "Figure A.1: This figure reproduces Figure 2, but includes the test error. The color scale is now also the test accuracy, rather than epoch number. Note that those epochs with qualitatively different $L ^ { 2 } / \\ell ^ { 2 }$ ratios than the late optimization correspond to the epochs where test error is changing fastest. " + ], + "image_footnote": [], + "bbox": [ + 174, + 145, + 816, + 460 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/7779803d1f84d11bccf3f3c19bb861929d8ffc072ce0dc0d2a962426480f9058.jpg", + "image_caption": [ + "Figure A.2: This figure completes Figure 3 to include the standard deviation of the estimator for the distance between epochs. The scale of the standard deviation is similar to that of the $L ^ { 2 }$ estimator between batches, requiring near 1,000 examples for accuracies within a few percent. " + ], + "image_footnote": [], + "bbox": [ + 178, + 551, + 823, + 660 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/46de9d8097d509d76c6320e43b0685a42b7284be76d581304efb56945ee1b824.jpg", + "image_caption": [ + "Figure A.3: Same as Figure 2 $L ^ { 2 } / \\ell ^ { 2 }$ ratio for three distance scales) but with all points within an epoch averaged. This makes the overall trends more apparent. " + ], + "image_footnote": [], + "bbox": [ + 184, + 104, + 813, + 212 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/9a6c3f8e7617a550ef8dc67ebde96eba9b01c770c8a81a56d1cfc992f64cbcb4.jpg", + "image_caption": [ + "Figure A.4: Same as above, but for a network trained without Batch Normalization (BN). The change is most apparent in the $\\mathbf { X }$ -axis scale of the left and middle plots. Without BN, larger parameter changes yield the same magnitude of $L ^ { 2 }$ changes, both between updates and between epochs. Furthermore, the $L ^ { 2 } / \\ell ^ { 2 }$ ratio for the distance between updates (leftmost plot) changes less between epochs when BN is used. This appears largely a consequence of BN keeping the typical update size fixed at a more standard magnitude (and yet achieving a similar functional change. " + ], + "image_footnote": [], + "bbox": [ + 184, + 287, + 813, + 392 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/680395a2256b1c2885d4b0d2c31f38840f178c5846f13cab1a5f629c3b02f63a.jpg", + "image_caption": [ + "Figure A.5: Same as above, but for a network trained without Batch Normalization and also without weight decay. Weight decay has a strong effect. The main effect is that decreases the $\\ell ^ { 2 }$ distance traveled at all three scales (from last update, last epoch, and initialization), especially at late optimization. This explains the left column, and some of the middle and right columns. (It is helpful to look at the ”white point” on the color scale, which indicates the point halfway through training. Note that parameter distances continue to change after the white point when WD is not used). An additional and counterintuitive property is that the $L ^ { 2 }$ distance from the last epoch increases in scale during optimization when WD is not used, but decreases if it is. These comparisons show that WD has a strong effect on the $L ^ { 2 } / \\ell ^ { 2 }$ ratio, but that this ratio still changes considerable throughout training. This is in line with this paper’s motivation to consider $L ^ { 2 }$ distances directly. " + ], + "image_footnote": [], + "bbox": [ + 184, + 525, + 813, + 628 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/302fee6e2d8e6a28b70c3c421f7d3ad1220f8f26ca0f3e12225c8f65a6c5a2b5.jpg", + "image_caption": [ + "Figure B.6: Here we reproduce the results of Figure 2 and Figure 3 for the MNIST task, again using a CNN with batch normalization trained with SGD with momentum. It can be seen first that the majority of function space movement occurs very early in optimization, mostly within the first epoch. The standard deviation of the $L ^ { 2 }$ estimator, which sets the number of examples needed to accurately estimate a consistent value, is somewhat higher than for CIFAR-10. Finally, at right, it can be seen that the relationship between parameter distance traveled and function distance is similar to that of a CNN on CIFAR-10, include the qualitative change after test error converges (which here is around epoch 1). " + ], + "image_footnote": [], + "bbox": [ + 178, + 157, + 818, + 347 + ], + "page_idx": 14 + }, + { + "type": "image", + "img_path": "images/ebc98592d838be8059f35d6ebc376c4bee1226209fbd085a522b9b36274d888d.jpg", + "image_caption": [ + "Figure C.7: The HCGD algorithm is designed to reduce motion through L2-space. To confirm this, here we plot the cumulative squared distance traveled during optimization for a simple MLP trained on MNIST. This is calculated by the simple cumulative sum of the squared distances between consecutive updates. (The squared distance is nice because Brownian motion will present as a linear increase in its cumulative sum). It can be seen that SGD continues to drift in L2-space during the overfitting regime (around epoch 15, which is when test error saturates), while HCGD plateaus. This indicates that the function has converged to a single location; it ceases to change. With SGD, on the other hand, the network continues to cahnge even long after test error saturates. It is interesting to note that HCGD allows the parameters to continue to drift even though the function has generally converged. " + ], + "image_footnote": [], + "bbox": [ + 187, + 138, + 821, + 261 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "D DETAILED HCGD ALGORITHM ", + "text_level": 1, + "bbox": [ + 176, + 102, + 467, + 118 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "This version of the algorithm includes momentum. It also allows for multiple corrections. ", + "bbox": [ + 171, + 136, + 759, + 151 + ], + "page_idx": 16 + }, + { + "type": "table", + "img_path": "images/975d7c760651bb842ecb80000ba12457dfc95cc5bdd35f1811faf258bcbbe18b.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Algorithm 2: Hilbert-constrained gradient descent. Implements Equation 7.
Require: n ≥ 1Number of corrective steps. May be 1.
Require: E Overall learning rate
Require: nLearning rate for corrective step
Require: βMomentum
1:procedure
2:θ←00
3: v↑0 Initialize momentum buffer
4:while 0t not converged do
5:reset dropout mask, if using
6:draw X~Px
7:J← VeCo(X)
8:U←βu+∈J
9:△0←-u
10:drawXv ~ Px Draw validation batch
11:gL²←∀△θ( M lfθ(xi)-fθ+△θ(xi)|2)1/2 N i=0 First correction
12: 13:△01←△0o-n(gL²) U←U+n(gl²)
14:for1<j<n do > Optional additional correc- tions
15:N gL²←J+∀△θ(%²) M Ifet(xi)-
16:i=0 fθt+△0j-1(xi)|2)1/2
17:△0j←△0j-1-n(gL2)
18:U ←v+n(gl²)
19:0t←0t-1+△0
20:return 0t
", + "bbox": [ + 173, + 170, + 828, + 633 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "E NATURAL GRADIENT BY GRADIENT DESCENT ", + "text_level": 1, + "bbox": [ + 173, + 667, + 584, + 683 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "In order to better compare the natural gradient to the Hilbert-constrained gradient, we propose a natural gradient algorithm of a similar style. ", + "bbox": [ + 174, + 700, + 823, + 728 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Previous work on the natural gradient has aimed to approximate $F ^ { - 1 }$ as best and as cheaply as possible. This is equivalent to minimizing Equation 2 (i.e. $\\begin{array} { r } { J \\Delta \\theta + \\frac { \\lambda } { 2 } \\Delta \\theta ^ { T } F \\Delta \\theta ) } \\end{array}$ with a single iteration of a second-order optimizer. For very large neural networks, however, it is much cheaper to calculate matrix-vector products than to approximately invert a large matrix. It is possible that the natural gradient may be more accessible via an inner gradient descent, which would be performed during each update step as an inner loop. ", + "bbox": [ + 174, + 734, + 825, + 819 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "We describe this idea at high level in Algorithm 2. After an update step is proposed by a standard optimizer, the algorithm iteratively corrects this update step towards the natural gradient. To start with a good initial proposed update, it is better to use a fast diagonal approximation of the natural gradient (such as Adagrad or RMSprop) as the main optimizer. Each additional correction requires just one matrix-vector product after the gradients are calculated. Depending on the quality of the proposed update, the number of iterations required is likely to be small, and even a small number of iterations will improve the update. ", + "bbox": [ + 173, + 825, + 825, + 924 + ], + "page_idx": 16 + }, + { + "type": "table", + "img_path": "images/e1b5ede6ba05978a74872420804c0065c600270c1f2e5021886f676bdde03c33.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Algorithm 3: Natural gradient by gradient descent. This algorithm can be paired with any optimizer to increase its similarity to the natural gradient.
Require: n Require: ηNumber of corrective steps.May be 1.
1:procedureLearning rate for corrective step
2: θ←00>Initialize parameters
3: while 0t not converged do
4: △0o←RMSprop(0t)Use any optimizer to get proposed update
5: fori<ndo
6: Step towards F-1J
△0i+1=△0i-n(J+λF△0)
7:θ←θ+△0
8: return 0t
", + "bbox": [ + 169, + 102, + 826, + 286 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Since the Fisher matrix $F$ can be calculated from the covariance of gradients, it never needs to be fully stored. Instead, for an array of gradients $G$ of size $\\#$ parameters, # examples), we can write ", + "bbox": [ + 174, + 311, + 823, + 340 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/e786e97861aec3b2dab9b044c71488331b2baf7c00224e2625c96c2153a373d7.jpg", + "text": "$$\nF \\Delta \\theta = ( G G ^ { T } ) \\Delta \\theta = G ( G ^ { T } \\Delta \\theta )\n$$", + "text_format": "latex", + "bbox": [ + 387, + 345, + 611, + 366 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "The choice of $G$ is an important one. It cannot be a vector of aggregated gradients (i.e. $J _ { , }$ ), as that would destroy covariance structure and would result in a rank-1 Fisher matrix. Thus, we must calculate the gradients on a per-example basis. To compute $G$ efficiently it is required that a deep learning framework implement forward-mode differentiation, which is currently not supported in popular frameworks. ", + "bbox": [ + 174, + 371, + 825, + 441 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "If we choose $G$ to be the array of per-example gradients on the minibatch, $F$ is known as the ’empirical Fisher’. As explained in Martens (2014) and in Pascanu $\\&$ Bengio (2013), the proper method is to calculate $\\mathbf { G }$ from the predictive (output) distribution of the network, $\\mathbb { P } _ { \\theta } ( y | x )$ . This can be done as in Martens $\\&$ Grosse (2015) by sampling randomly from the output distribution and re-running backpropagation on these fictitious targets, using (by necessity) the activations from the minibatch. Alternatively, as done in Pascanu & Bengio (2013), one may also use unlabeled or validation data to calculate $G$ on each batch. ", + "bbox": [ + 173, + 448, + 825, + 546 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/parse/train/SkMwpiR9Y7/SkMwpiR9Y7_middle.json b/parse/train/SkMwpiR9Y7/SkMwpiR9Y7_middle.json new file mode 100644 index 0000000000000000000000000000000000000000..56c419595387af36f5f55cb86dd29e25bf00565e --- /dev/null +++ b/parse/train/SkMwpiR9Y7/SkMwpiR9Y7_middle.json @@ -0,0 +1,42196 @@ +{ + "pdf_info": [ + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 80, + 504, + 116 + ], + "lines": [ + { + "bbox": [ + 105, + 79, + 506, + 98 + ], + "spans": [ + { + "bbox": [ + 105, + 79, + 506, + 98 + ], + "score": 1.0, + "content": "MEASURING AND REGULARIZING NETWORKS IN", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 102, + 235, + 118 + ], + "spans": [ + { + "bbox": [ + 106, + 102, + 235, + 118 + ], + "score": 1.0, + "content": "FUNCTION SPACE", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 185, + 139, + 424, + 151 + ], + "lines": [ + { + "bbox": [ + 184, + 137, + 425, + 154 + ], + "spans": [ + { + "bbox": [ + 184, + 137, + 425, + 154 + ], + "score": 1.0, + "content": "Ari S. 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Here, we show that it is simple and", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 284, + 470, + 296 + ], + "spans": [ + { + "bbox": [ + 141, + 285, + 424, + 296 + ], + "score": 1.0, + "content": "computationally feasible to calculate distances between functions in a", + "type": "text" + }, + { + "bbox": [ + 425, + 284, + 437, + 295 + ], + "score": 0.86, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 285, + 470, + 296 + ], + "score": 1.0, + "content": "Hilbert", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 295, + 469, + 308 + ], + "spans": [ + { + "bbox": [ + 141, + 295, + 469, + 308 + ], + "score": 1.0, + "content": "space. We examine how typical networks behave in this space, and compare", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 306, + 470, + 319 + ], + "spans": [ + { + "bbox": [ + 141, + 306, + 206, + 319 + ], + "score": 1.0, + "content": "how parameter", + "type": "text" + }, + { + "bbox": [ + 207, + 306, + 216, + 316 + ], + "score": 0.83, + "content": "\\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 306, + 345, + 319 + ], + "score": 1.0, + "content": "distances compare to function", + "type": "text" + }, + { + "bbox": [ + 345, + 306, + 358, + 316 + ], + "score": 0.87, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 358, + 306, + 470, + 319 + ], + "score": 1.0, + "content": "distances between various", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 317, + 469, + 330 + ], + "spans": [ + { + "bbox": [ + 141, + 317, + 469, + 330 + ], + "score": 1.0, + "content": "points of an optimization trajectory. We find that the two distances are nontrivially", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 140, + 326, + 470, + 342 + ], + "spans": [ + { + "bbox": [ + 140, + 326, + 243, + 342 + ], + "score": 1.0, + "content": "related. In particular, the", + "type": "text" + }, + { + "bbox": [ + 243, + 327, + 269, + 340 + ], + "score": 0.93, + "content": "L ^ { 2 } / \\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 326, + 470, + 342 + ], + "score": 1.0, + "content": "ratio decreases throughout optimization, reaching", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 141, + 338, + 468, + 351 + ], + "spans": [ + { + "bbox": [ + 141, + 340, + 455, + 351 + ], + "score": 1.0, + "content": "a steady value around when test error plateaus. We then investigate how the", + "type": "text" + }, + { + "bbox": [ + 456, + 338, + 468, + 349 + ], + "score": 0.85, + "content": "L ^ { \\frac { \\mathbf { \\nu } } { 2 } }", + "type": "inline_equation" + } + ], + "index": 15 + }, + { + "bbox": [ + 141, + 350, + 470, + 362 + ], + "spans": [ + { + "bbox": [ + 141, + 350, + 470, + 362 + ], + "score": 1.0, + "content": "distance could be applied directly to optimization. We first propose that in multitask", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 361, + 470, + 374 + ], + "spans": [ + { + "bbox": [ + 141, + 361, + 470, + 374 + ], + "score": 1.0, + "content": "learning, one can avoid catastrophic forgetting by directly limiting how much the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 141, + 371, + 469, + 385 + ], + "spans": [ + { + "bbox": [ + 141, + 371, + 469, + 385 + ], + "score": 1.0, + "content": "input/output function changes between tasks. 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This allows new examples to be learned in a way that minimally", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 405, + 469, + 417 + ], + "spans": [ + { + "bbox": [ + 141, + 405, + 469, + 417 + ], + "score": 1.0, + "content": "interferes with what has previously been learned. These applications demonstrate", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 141, + 415, + 469, + 429 + ], + "spans": [ + { + "bbox": [ + 141, + 415, + 469, + 429 + ], + "score": 1.0, + "content": "how one can measure and regularize function distances directly, without relying on", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 141, + 427, + 363, + 439 + ], + "spans": [ + { + "bbox": [ + 141, + 427, + 363, + 439 + ], + "score": 1.0, + "content": "parameters or local approximations like loss curvature.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 14 + }, + { + "type": "title", + "bbox": [ + 108, + 458, + 206, + 471 + ], + "lines": [ + { + "bbox": [ + 105, + 457, + 208, + 474 + ], + "spans": [ + { + "bbox": [ + 105, + 457, + 208, + 474 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 107, + 483, + 505, + 593 + ], + "lines": [ + { + "bbox": [ + 105, + 482, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 505, + 496 + ], + "score": 1.0, + "content": "A neural network’s parameters collectively encode a function that maps inputs to outputs. The goal", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 493, + 506, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 506, + 507 + ], + "score": 1.0, + "content": "of learning is to converge upon a good input/output function. In analysis, then, a researcher should", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 504, + 506, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 504, + 506, + 518 + ], + "score": 1.0, + "content": "ideally consider how a network’s input/output function changes relative to the space of possible", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 515, + 505, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 505, + 528 + ], + "score": 1.0, + "content": "functions. However, since this space is not often considered tractable, most techniques and analyses", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 527, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 505, + 540 + ], + "score": 1.0, + "content": "consider the parameters of neural networks. Most regularization techniques, for example, act directly", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 538, + 506, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 506, + 551 + ], + "score": 1.0, + "content": "on the parameters (e.g. weight decay, or the implicit constraints stochastic gradient descent (SGD)", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 549, + 505, + 562 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 505, + 562 + ], + "score": 1.0, + "content": "places upon movement). These techniques are valuable to the extent that parameter space can be", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 559, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 505, + 573 + ], + "score": 1.0, + "content": "taken as a proxy for function space. Since the two might not always be easily related, and since", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 572, + 505, + 583 + ], + "spans": [ + { + "bbox": [ + 106, + 572, + 505, + 583 + ], + "score": 1.0, + "content": "we ultimately care most about the input/output function, it is important to develop metrics that are", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 582, + 256, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 256, + 594 + ], + "score": 1.0, + "content": "directly applicable in function space.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 29.5 + }, + { + "type": "text", + "bbox": [ + 107, + 599, + 505, + 643 + ], + "lines": [ + { + "bbox": [ + 105, + 599, + 505, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 599, + 505, + 611 + ], + "score": 1.0, + "content": "In this work we show that it is relatively straightforward to measure the distance between two", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 609, + 506, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 437, + 622 + ], + "score": 1.0, + "content": "networks in function space, at least if one chooses the right space. Here we examine", + "type": "text" + }, + { + "bbox": [ + 438, + 609, + 450, + 620 + ], + "score": 0.88, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 609, + 506, + 622 + ], + "score": 1.0, + "content": "-space, which", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 620, + 505, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 620, + 231, + 633 + ], + "score": 1.0, + "content": "is a Hilbert space. Distance in", + "type": "text" + }, + { + "bbox": [ + 231, + 620, + 244, + 631 + ], + "score": 0.87, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 244, + 620, + 363, + 633 + ], + "score": 1.0, + "content": "space is simply the expected", + "type": "text" + }, + { + "bbox": [ + 363, + 621, + 373, + 632 + ], + "score": 0.87, + "content": "\\ell _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 374, + 620, + 505, + 633 + ], + "score": 1.0, + "content": "distance between the outputs of", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 632, + 486, + 644 + ], + "spans": [ + { + "bbox": [ + 106, + 632, + 486, + 644 + ], + "score": 1.0, + "content": "two functions when given the same inputs. This computation relies only on function inference.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 36.5 + }, + { + "type": "text", + "bbox": [ + 107, + 648, + 505, + 714 + ], + "lines": [ + { + "bbox": [ + 106, + 648, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 106, + 648, + 505, + 661 + ], + "score": 1.0, + "content": "Using this idea of function space, we first focus on characterizing how networks move in function", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 659, + 506, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 506, + 673 + ], + "score": 1.0, + "content": "space during optimization with SGD. Do random initializations track similar trajectories? What hap-", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 670, + 506, + 683 + ], + "spans": [ + { + "bbox": [ + 105, + 670, + 506, + 683 + ], + "score": 1.0, + "content": "pens in the overfitting regime? We are particularly interested in the relationship between trajectories", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 682, + 505, + 694 + ], + "spans": [ + { + "bbox": [ + 106, + 682, + 505, + 694 + ], + "score": 1.0, + "content": "in function space and parameter space. If the two are tightly coupled, then parameter change can be", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 692, + 506, + 705 + ], + "spans": [ + { + "bbox": [ + 105, + 692, + 506, + 705 + ], + "score": 1.0, + "content": "taken as a proxy for function change. This common assumption (e.g. Lipschitz bounds) might not", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 703, + 185, + 716 + ], + "spans": [ + { + "bbox": [ + 106, + 703, + 185, + 716 + ], + "score": 1.0, + "content": "always be the case.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 41.5 + } + ], + "page_idx": 0, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 119, + 722, + 205, + 731 + ], + "lines": [ + { + "bbox": [ + 118, + 719, + 207, + 734 + ], + "spans": [ + { + "bbox": [ + 118, + 719, + 207, + 734 + ], + "score": 1.0, + "content": "∗aarrii@seas.upenn.edu", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 107, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 308, + 761 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 308, + 761 + ], + "score": 1.0, + "content": "1", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 80, + 504, + 116 + ], + "lines": [ + { + "bbox": [ + 105, + 79, + 506, + 98 + ], + "spans": [ + { + "bbox": [ + 105, + 79, + 506, + 98 + ], + "score": 1.0, + "content": "MEASURING AND REGULARIZING NETWORKS IN", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 102, + 235, + 118 + ], + "spans": [ + { + "bbox": [ + 106, + 102, + 235, + 118 + ], + "score": 1.0, + "content": "FUNCTION SPACE", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 185, + 139, + 424, + 151 + ], + "lines": [ + { + "bbox": [ + 184, + 137, + 425, + 154 + ], + "spans": [ + { + "bbox": [ + 184, + 137, + 425, + 154 + ], + "score": 1.0, + "content": "Ari S. Benjamin∗1, David Rolnick1, and Konrad P. Kording1", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 2, + "bbox_fs": [ + 184, + 137, + 425, + 154 + ] + }, + { + "type": "text", + "bbox": [ + 198, + 160, + 414, + 172 + ], + "lines": [ + { + "bbox": [ + 198, + 160, + 414, + 174 + ], + "spans": [ + { + "bbox": [ + 198, + 160, + 414, + 174 + ], + "score": 1.0, + "content": "1University of Pennsylvania, Philadelphia, PA, 19142", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3, + "bbox_fs": [ + 198, + 160, + 414, + 174 + ] + }, + { + "type": "title", + "bbox": [ + 278, + 205, + 333, + 217 + ], + "lines": [ + { + "bbox": [ + 276, + 205, + 335, + 218 + ], + "spans": [ + { + "bbox": [ + 276, + 205, + 335, + 218 + ], + "score": 1.0, + "content": "ABSTRACT", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "text", + "bbox": [ + 142, + 228, + 469, + 438 + ], + "lines": [ + { + "bbox": [ + 141, + 229, + 469, + 242 + ], + "spans": [ + { + "bbox": [ + 141, + 229, + 469, + 242 + ], + "score": 1.0, + "content": "To optimize a neural network one often thinks of optimizing its parameters, but", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 141, + 240, + 470, + 253 + ], + "spans": [ + { + "bbox": [ + 141, + 240, + 470, + 253 + ], + "score": 1.0, + "content": "it is ultimately a matter of optimizing the function that maps inputs to outputs.", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 141, + 251, + 470, + 264 + ], + "spans": [ + { + "bbox": [ + 141, + 251, + 470, + 264 + ], + "score": 1.0, + "content": "Since a change in the parameters might serve as a poor proxy for the change in", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 141, + 262, + 470, + 275 + ], + "spans": [ + { + "bbox": [ + 141, + 262, + 470, + 275 + ], + "score": 1.0, + "content": "the function, it is of some concern that primacy is given to parameters but that", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 274, + 470, + 286 + ], + "spans": [ + { + "bbox": [ + 141, + 274, + 470, + 286 + ], + "score": 1.0, + "content": "the correspondence has not been tested. Here, we show that it is simple and", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 284, + 470, + 296 + ], + "spans": [ + { + "bbox": [ + 141, + 285, + 424, + 296 + ], + "score": 1.0, + "content": "computationally feasible to calculate distances between functions in a", + "type": "text" + }, + { + "bbox": [ + 425, + 284, + 437, + 295 + ], + "score": 0.86, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 285, + 470, + 296 + ], + "score": 1.0, + "content": "Hilbert", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 295, + 469, + 308 + ], + "spans": [ + { + "bbox": [ + 141, + 295, + 469, + 308 + ], + "score": 1.0, + "content": "space. 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We then investigate how the", + "type": "text" + }, + { + "bbox": [ + 456, + 338, + 468, + 349 + ], + "score": 0.85, + "content": "L ^ { \\frac { \\mathbf { \\nu } } { 2 } }", + "type": "inline_equation" + } + ], + "index": 15 + }, + { + "bbox": [ + 141, + 350, + 470, + 362 + ], + "spans": [ + { + "bbox": [ + 141, + 350, + 470, + 362 + ], + "score": 1.0, + "content": "distance could be applied directly to optimization. We first propose that in multitask", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 361, + 470, + 374 + ], + "spans": [ + { + "bbox": [ + 141, + 361, + 470, + 374 + ], + "score": 1.0, + "content": "learning, one can avoid catastrophic forgetting by directly limiting how much the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 141, + 371, + 469, + 385 + ], + "spans": [ + { + "bbox": [ + 141, + 371, + 469, + 385 + ], + "score": 1.0, + "content": "input/output function changes between tasks. 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This allows new examples to be learned in a way that minimally", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 405, + 469, + 417 + ], + "spans": [ + { + "bbox": [ + 141, + 405, + 469, + 417 + ], + "score": 1.0, + "content": "interferes with what has previously been learned. These applications demonstrate", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 141, + 415, + 469, + 429 + ], + "spans": [ + { + "bbox": [ + 141, + 415, + 469, + 429 + ], + "score": 1.0, + "content": "how one can measure and regularize function distances directly, without relying on", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 141, + 427, + 363, + 439 + ], + "spans": [ + { + "bbox": [ + 141, + 427, + 363, + 439 + ], + "score": 1.0, + "content": "parameters or local approximations like loss curvature.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 14, + "bbox_fs": [ + 140, + 229, + 470, + 439 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 458, + 206, + 471 + ], + "lines": [ + { + "bbox": [ + 105, + 457, + 208, + 474 + ], + "spans": [ + { + "bbox": [ + 105, + 457, + 208, + 474 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 107, + 483, + 505, + 593 + ], + "lines": [ + { + "bbox": [ + 105, + 482, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 505, + 496 + ], + "score": 1.0, + "content": "A neural network’s parameters collectively encode a function that maps inputs to outputs. The goal", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 493, + 506, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 506, + 507 + ], + "score": 1.0, + "content": "of learning is to converge upon a good input/output function. In analysis, then, a researcher should", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 504, + 506, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 504, + 506, + 518 + ], + "score": 1.0, + "content": "ideally consider how a network’s input/output function changes relative to the space of possible", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 515, + 505, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 505, + 528 + ], + "score": 1.0, + "content": "functions. However, since this space is not often considered tractable, most techniques and analyses", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 527, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 505, + 540 + ], + "score": 1.0, + "content": "consider the parameters of neural networks. Most regularization techniques, for example, act directly", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 538, + 506, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 506, + 551 + ], + "score": 1.0, + "content": "on the parameters (e.g. weight decay, or the implicit constraints stochastic gradient descent (SGD)", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 549, + 505, + 562 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 505, + 562 + ], + "score": 1.0, + "content": "places upon movement). These techniques are valuable to the extent that parameter space can be", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 559, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 505, + 573 + ], + "score": 1.0, + "content": "taken as a proxy for function space. Since the two might not always be easily related, and since", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 572, + 505, + 583 + ], + "spans": [ + { + "bbox": [ + 106, + 572, + 505, + 583 + ], + "score": 1.0, + "content": "we ultimately care most about the input/output function, it is important to develop metrics that are", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 582, + 256, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 256, + 594 + ], + "score": 1.0, + "content": "directly applicable in function space.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 29.5, + "bbox_fs": [ + 105, + 482, + 506, + 594 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 599, + 505, + 643 + ], + "lines": [ + { + "bbox": [ + 105, + 599, + 505, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 599, + 505, + 611 + ], + "score": 1.0, + "content": "In this work we show that it is relatively straightforward to measure the distance between two", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 609, + 506, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 437, + 622 + ], + "score": 1.0, + "content": "networks in function space, at least if one chooses the right space. Here we examine", + "type": "text" + }, + { + "bbox": [ + 438, + 609, + 450, + 620 + ], + "score": 0.88, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 609, + 506, + 622 + ], + "score": 1.0, + "content": "-space, which", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 620, + 505, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 620, + 231, + 633 + ], + "score": 1.0, + "content": "is a Hilbert space. Distance in", + "type": "text" + }, + { + "bbox": [ + 231, + 620, + 244, + 631 + ], + "score": 0.87, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 244, + 620, + 363, + 633 + ], + "score": 1.0, + "content": "space is simply the expected", + "type": "text" + }, + { + "bbox": [ + 363, + 621, + 373, + 632 + ], + "score": 0.87, + "content": "\\ell _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 374, + 620, + 505, + 633 + ], + "score": 1.0, + "content": "distance between the outputs of", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 632, + 486, + 644 + ], + "spans": [ + { + "bbox": [ + 106, + 632, + 486, + 644 + ], + "score": 1.0, + "content": "two functions when given the same inputs. This computation relies only on function inference.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 36.5, + "bbox_fs": [ + 105, + 599, + 506, + 644 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 648, + 505, + 714 + ], + "lines": [ + { + "bbox": [ + 106, + 648, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 106, + 648, + 505, + 661 + ], + "score": 1.0, + "content": "Using this idea of function space, we first focus on characterizing how networks move in function", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 659, + 506, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 506, + 673 + ], + "score": 1.0, + "content": "space during optimization with SGD. Do random initializations track similar trajectories? What hap-", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 670, + 506, + 683 + ], + "spans": [ + { + "bbox": [ + 105, + 670, + 506, + 683 + ], + "score": 1.0, + "content": "pens in the overfitting regime? We are particularly interested in the relationship between trajectories", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 682, + 505, + 694 + ], + "spans": [ + { + "bbox": [ + 106, + 682, + 505, + 694 + ], + "score": 1.0, + "content": "in function space and parameter space. If the two are tightly coupled, then parameter change can be", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 692, + 506, + 705 + ], + "spans": [ + { + "bbox": [ + 105, + 692, + 506, + 705 + ], + "score": 1.0, + "content": "taken as a proxy for function change. This common assumption (e.g. Lipschitz bounds) might not", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 703, + 185, + 716 + ], + "spans": [ + { + "bbox": [ + 106, + 703, + 185, + 716 + ], + "score": 1.0, + "content": "always be the case.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 41.5, + "bbox_fs": [ + 105, + 648, + 506, + 716 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 160 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "Next, we demonstrate two possibilities as to how a function space metric could assist optimization.", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 92, + 505, + 108 + ], + "spans": [ + { + "bbox": [ + 105, + 92, + 505, + 108 + ], + "score": 1.0, + "content": "In the first setting we consider multitask learning, and the phenomenon of catastrophic forgetting", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 505, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 505, + 117 + ], + "score": 1.0, + "content": "that makes it difficult. Many well-known methods prevent forgetting by regularizing how much the", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "score": 1.0, + "content": "parameters are allowed to shift due to retraining (usually scaled by a precision matrix calculated on", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 127, + 505, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 505, + 139 + ], + "score": 1.0, + "content": "previous tasks). We show that one can instead directly regularize changes in the input/output function", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 137, + 506, + 150 + ], + "spans": [ + { + "bbox": [ + 106, + 137, + 506, + 150 + ], + "score": 1.0, + "content": "of early tasks. Though this requires a ”working memory” of earlier examples, this scheme turns out", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 148, + 473, + 161 + ], + "spans": [ + { + "bbox": [ + 105, + 148, + 473, + 161 + ], + "score": 1.0, + "content": "to be quite data-efficient (and more so than actually retraining on examples from old tasks).", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 106, + 165, + 505, + 254 + ], + "lines": [ + { + "bbox": [ + 105, + 165, + 505, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 165, + 505, + 178 + ], + "score": 1.0, + "content": "In the second setting we propose a learning rule for supervised learning that constrains how much", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 176, + 506, + 189 + ], + "spans": [ + { + "bbox": [ + 104, + 176, + 506, + 189 + ], + "score": 1.0, + "content": "a network’s function can change any one update. This rule, which we call Hilbert-constrained", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 186, + 505, + 201 + ], + "spans": [ + { + "bbox": [ + 105, + 186, + 505, + 201 + ], + "score": 1.0, + "content": "gradient descent (HCGD), penalizes each step of SGD to reduce the magnitude of the resulting step", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 197, + 506, + 211 + ], + "spans": [ + { + "bbox": [ + 105, + 197, + 117, + 211 + ], + "score": 1.0, + "content": "in", + "type": "text" + }, + { + "bbox": [ + 117, + 198, + 129, + 208 + ], + "score": 0.87, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 197, + 506, + 211 + ], + "score": 1.0, + "content": "-space. This learning rule thus changes the course of learning to track a shorter path in function", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 209, + 506, + 222 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 506, + 222 + ], + "score": 1.0, + "content": "space. If SGD generalizes in part because large changes to the function are prohibited, then this rule", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 220, + 506, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 506, + 232 + ], + "score": 1.0, + "content": "will have advantages over SGD. Interestingly, HCGD is conceptually related to the natural gradient.", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 231, + 506, + 244 + ], + "spans": [ + { + "bbox": [ + 105, + 231, + 171, + 244 + ], + "score": 1.0, + "content": "As we derive in", + "type": "text" + }, + { + "bbox": [ + 171, + 231, + 196, + 243 + ], + "score": 0.71, + "content": "\\ S 3 . 2 . 1", + "type": "inline_equation" + }, + { + "bbox": [ + 196, + 231, + 506, + 244 + ], + "score": 1.0, + "content": ", the natural gradient can be viewed as resulting from constrains changes in a", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 242, + 354, + 255 + ], + "spans": [ + { + "bbox": [ + 105, + 242, + 354, + 255 + ], + "score": 1.0, + "content": "function space measured by the Kullbeck-Leibler divergence.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 10.5 + }, + { + "type": "title", + "bbox": [ + 107, + 270, + 354, + 282 + ], + "lines": [ + { + "bbox": [ + 104, + 269, + 356, + 285 + ], + "spans": [ + { + "bbox": [ + 104, + 269, + 356, + 285 + ], + "score": 1.0, + "content": "2 EXAMINING NETWORKS IN FUNCTION SPACE", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 106, + 294, + 504, + 318 + ], + "lines": [ + { + "bbox": [ + 106, + 294, + 506, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 506, + 308 + ], + "score": 1.0, + "content": "We propose to examine the trajectories of networks in the space of functions defined by the inner", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 306, + 390, + 319 + ], + "spans": [ + { + "bbox": [ + 106, + 306, + 140, + 319 + ], + "score": 1.0, + "content": "product", + "type": "text" + }, + { + "bbox": [ + 140, + 306, + 251, + 319 + ], + "score": 0.94, + "content": "\\begin{array} { r } { { \\langle f , g \\rangle = \\int _ { \\mathbb { X } } f ( x ) g ( x ) \\dot { d \\mu } ( x ) } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 306, + 390, + 319 + ], + "score": 1.0, + "content": ", which yields the following norm:", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16.5 + }, + { + "type": "interline_equation", + "bbox": [ + 266, + 330, + 345, + 358 + ], + "lines": [ + { + "bbox": [ + 266, + 330, + 345, + 358 + ], + "spans": [ + { + "bbox": [ + 266, + 330, + 345, + 358 + ], + "score": 0.95, + "content": "\\| f \\| ^ { 2 } = \\int _ { \\mathbb { X } } | f | ^ { 2 } d \\mu .", + "type": "interline_equation", + "image_path": "b3017c4d9a12f5b32d950ca1a73550ddd95c4f6998794a983b3cefcf18552343.jpg" + } + ] + } + ], + "index": 18.5, + "virtual_lines": [ + { + "bbox": [ + 266, + 330, + 345, + 344.0 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 266, + 344.0, + 345, + 358.0 + ], + "spans": [], + "index": 19 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 365, + 505, + 432 + ], + "lines": [ + { + "bbox": [ + 106, + 366, + 506, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 128, + 377 + ], + "score": 1.0, + "content": "Here", + "type": "text" + }, + { + "bbox": [ + 128, + 367, + 136, + 377 + ], + "score": 0.84, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 136, + 366, + 506, + 377 + ], + "score": 1.0, + "content": "is a measure and corresponds to the probability density of the input distribution X. Note that", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 376, + 505, + 388 + ], + "spans": [ + { + "bbox": [ + 106, + 376, + 505, + 388 + ], + "score": 1.0, + "content": "this norm is over an empirical distribution of data and not over the uniform distribution of all possible", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 385, + 505, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 155, + 399 + ], + "score": 1.0, + "content": "inputs. The", + "type": "text" + }, + { + "bbox": [ + 155, + 387, + 173, + 399 + ], + "score": 0.9, + "content": "| \\cdot | ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 174, + 385, + 505, + 399 + ], + "score": 1.0, + "content": "operator refers to the 2-norm and can apply to vector-valued functions. While we", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 397, + 505, + 411 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 505, + 411 + ], + "score": 1.0, + "content": "refer to this space as a Hilbert space, we make no use of an inner product and can also speak of this", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 409, + 506, + 422 + ], + "spans": [ + { + "bbox": [ + 105, + 409, + 506, + 422 + ], + "score": 1.0, + "content": "as any normed vector space, e.g. a Banach space. 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g \\| ^ { 2 } = \\int _ { \\mathbb { X } } | f - g | ^ { 2 } d \\mu .", + "type": "interline_equation", + "image_path": "34dd53b038c2f7f25785b4ee56006b136a7da1ff7734891578de4f992ca13bad.jpg" + } + ] + } + ], + "index": 26.5, + "virtual_lines": [ + { + "bbox": [ + 249, + 444, + 362, + 457.5 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 249, + 457.5, + 362, + 471.0 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 480, + 305, + 493 + ], + "lines": [ + { + "bbox": [ + 106, + 479, + 306, + 494 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 131, + 494 + ], + "score": 1.0, + "content": "Since", + "type": "text" + }, + { + "bbox": [ + 131, + 482, + 138, + 492 + ], + "score": 0.81, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 139, + 479, + 189, + 494 + ], + "score": 1.0, + "content": "is a density,", + "type": "text" + }, + { + "bbox": [ + 189, + 480, + 231, + 494 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\int _ { \\mathbb { X } } d \\mu = 1 } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 232, + 479, + 306, + 494 + ], + "score": 1.0, + "content": ", and we can write", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "interline_equation", + "bbox": [ + 238, + 506, + 372, + 522 + ], + "lines": [ + { + "bbox": [ + 238, + 506, + 372, + 522 + ], + "spans": [ + { + "bbox": [ + 238, + 506, + 372, + 522 + ], + "score": 0.91, + "content": "\\| f - g \\| ^ { 2 } = \\mathbb { E } _ { \\mathbb { X } } [ | f ( x ) - g ( x ) | ^ { 2 } ] .", + "type": "interline_equation", + "image_path": "5669c25af08d1346a6727b41a1488694863e661914bc4c0f8c36704b7f29ed5f.jpg" + } + ] + } + ], + "index": 29, + "virtual_lines": [ + { + "bbox": [ + 238, + 506, + 372, + 522 + ], + "spans": [], + "index": 29 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 530, + 504, + 552 + ], + "lines": [ + { + "bbox": [ + 105, + 529, + 506, + 543 + ], + "spans": [ + { + "bbox": [ + 105, + 529, + 506, + 543 + ], + "score": 1.0, + "content": "The expectation can be approximated as an empirical expectation over a batch of examples drawn", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 540, + 217, + 554 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 217, + 554 + ], + "score": 1.0, + "content": "from the input distribution:", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 30.5 + }, + { + "type": "interline_equation", + "bbox": [ + 229, + 565, + 381, + 601 + ], + "lines": [ + { + "bbox": [ + 229, + 565, + 381, + 601 + ], + "spans": [ + { + "bbox": [ + 229, + 565, + 381, + 601 + ], + "score": 0.94, + "content": "\\| \\boldsymbol { f } - \\boldsymbol { g } \\| ^ { 2 } \\approx \\frac { 1 } { N } \\sum _ { i = 0 } ^ { N } | \\boldsymbol { f } ( \\boldsymbol { x } _ { i } ) - \\boldsymbol { g } ( \\boldsymbol { x } _ { i } ) | ^ { 2 } .", + "type": "interline_equation", + "image_path": "fdd94c6834290e5ef565b1be09549f03f3ccdf0810817a9c3d06ba565b0f0233.jpg" + } + ] + } + ], + "index": 32.5, + "virtual_lines": [ + { + "bbox": [ + 229, + 565, + 381, + 583.0 + ], + "spans": [], + "index": 32 + }, + { + "bbox": [ + 229, + 583.0, + 381, + 601.0 + ], + "spans": [], + "index": 33 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 608, + 505, + 642 + ], + "lines": [ + { + "bbox": [ + 105, + 609, + 505, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 505, + 621 + ], + "score": 1.0, + "content": "The quality of the empirical distance, of course, will depend on the shape and variance of the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 618, + 505, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 618, + 280, + 633 + ], + "score": 1.0, + "content": "distribution of data as well as the form of", + "type": "text" + }, + { + "bbox": [ + 280, + 620, + 287, + 631 + ], + "score": 0.86, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 618, + 306, + 633 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 306, + 622, + 313, + 631 + ], + "score": 0.78, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 313, + 618, + 505, + 633 + ], + "score": 1.0, + "content": ". In section 2.3, we empirically investigate the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 631, + 330, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 631, + 316, + 643 + ], + "score": 1.0, + "content": "quality of this estimator for reasonably sample sizes", + "type": "text" + }, + { + "bbox": [ + 317, + 631, + 326, + 641 + ], + "score": 0.84, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 631, + 330, + 643 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 35 + }, + { + "type": "title", + "bbox": [ + 107, + 655, + 390, + 667 + ], + "lines": [ + { + "bbox": [ + 105, + 655, + 392, + 669 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 266, + 669 + ], + "score": 1.0, + "content": "2.1 DIVERGENCE OF NETWORKS IN", + "type": "text" + }, + { + "bbox": [ + 266, + 655, + 279, + 666 + ], + "score": 0.8, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 655, + 392, + 669 + ], + "score": 1.0, + "content": "-SPACE DURING TRAINING", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 107, + 676, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "score": 1.0, + "content": "We wish to compare at high level how networks move through parameter and function space. Our", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 687, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 506, + 701 + ], + "score": 1.0, + "content": "first approach is to compare a low-dimensional embedding of the trajectories through these spaces.", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "score": 1.0, + "content": "In Figure 1, we take a convolutional neural network and train three random initializations on a", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 708, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 708, + 506, + 723 + ], + "score": 1.0, + "content": "5000-image subset of CIFAR-10. By saving the parameters of the network at each epoch as well as", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 720, + 505, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 385, + 733 + ], + "score": 1.0, + "content": "the output on a single large validation batch, we can later compute the", + "type": "text" + }, + { + "bbox": [ + 386, + 721, + 395, + 730 + ], + "score": 0.85, + "content": "\\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 396, + 720, + 505, + 733 + ], + "score": 1.0, + "content": "parameter distance and the", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 40 + } + ], + "page_idx": 1, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 763 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 763 + ], + "score": 1.0, + "content": "2", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 160 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "Next, we demonstrate two possibilities as to how a function space metric could assist optimization.", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 92, + 505, + 108 + ], + "spans": [ + { + "bbox": [ + 105, + 92, + 505, + 108 + ], + "score": 1.0, + "content": "In the first setting we consider multitask learning, and the phenomenon of catastrophic forgetting", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 505, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 505, + 117 + ], + "score": 1.0, + "content": "that makes it difficult. Many well-known methods prevent forgetting by regularizing how much the", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "score": 1.0, + "content": "parameters are allowed to shift due to retraining (usually scaled by a precision matrix calculated on", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 127, + 505, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 505, + 139 + ], + "score": 1.0, + "content": "previous tasks). We show that one can instead directly regularize changes in the input/output function", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 137, + 506, + 150 + ], + "spans": [ + { + "bbox": [ + 106, + 137, + 506, + 150 + ], + "score": 1.0, + "content": "of early tasks. 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This learning rule thus changes the course of learning to track a shorter path in function", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 209, + 506, + 222 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 506, + 222 + ], + "score": 1.0, + "content": "space. If SGD generalizes in part because large changes to the function are prohibited, then this rule", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 220, + 506, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 506, + 232 + ], + "score": 1.0, + "content": "will have advantages over SGD. Interestingly, HCGD is conceptually related to the natural gradient.", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 231, + 506, + 244 + ], + "spans": [ + { + "bbox": [ + 105, + 231, + 171, + 244 + ], + "score": 1.0, + "content": "As we derive in", + "type": "text" + }, + { + "bbox": [ + 171, + 231, + 196, + 243 + ], + "score": 0.71, + "content": "\\ S 3 . 2 . 1", + "type": "inline_equation" + }, + { + "bbox": [ + 196, + 231, + 506, + 244 + ], + "score": 1.0, + "content": ", the natural gradient can be viewed as resulting from constrains changes in a", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 242, + 354, + 255 + ], + "spans": [ + { + "bbox": [ + 105, + 242, + 354, + 255 + ], + "score": 1.0, + "content": "function space measured by the Kullbeck-Leibler divergence.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 10.5, + "bbox_fs": [ + 104, + 165, + 506, + 255 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 270, + 354, + 282 + ], + "lines": [ + { + "bbox": [ + 104, + 269, + 356, + 285 + ], + "spans": [ + { + "bbox": [ + 104, + 269, + 356, + 285 + ], + "score": 1.0, + "content": "2 EXAMINING NETWORKS IN FUNCTION SPACE", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 106, + 294, + 504, + 318 + ], + "lines": [ + { + "bbox": [ + 106, + 294, + 506, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 506, + 308 + ], + "score": 1.0, + "content": "We propose to examine the trajectories of networks in the space of functions defined by the inner", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 306, + 390, + 319 + ], + "spans": [ + { + "bbox": [ + 106, + 306, + 140, + 319 + ], + "score": 1.0, + "content": "product", + "type": "text" + }, + { + "bbox": [ + 140, + 306, + 251, + 319 + ], + "score": 0.94, + "content": "\\begin{array} { r } { { \\langle f , g \\rangle = \\int _ { \\mathbb { X } } f ( x ) g ( x ) \\dot { d \\mu } ( x ) } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 306, + 390, + 319 + ], + "score": 1.0, + "content": ", which yields the following norm:", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16.5, + "bbox_fs": [ + 106, + 294, + 506, + 319 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 266, + 330, + 345, + 358 + ], + "lines": [ + { + "bbox": [ + 266, + 330, + 345, + 358 + ], + "spans": [ + { + "bbox": [ + 266, + 330, + 345, + 358 + ], + "score": 0.95, + "content": "\\| f \\| ^ { 2 } = \\int _ { \\mathbb { X } } | f | ^ { 2 } d \\mu .", + "type": "interline_equation", + "image_path": "b3017c4d9a12f5b32d950ca1a73550ddd95c4f6998794a983b3cefcf18552343.jpg" + } + ] + } + ], + "index": 18.5, + "virtual_lines": [ + { + "bbox": [ + 266, + 330, + 345, + 344.0 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 266, + 344.0, + 345, + 358.0 + ], + "spans": [], + "index": 19 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 365, + 505, + 432 + ], + "lines": [ + { + "bbox": [ + 106, + 366, + 506, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 128, + 377 + ], + "score": 1.0, + "content": "Here", + "type": "text" + }, + { + "bbox": [ + 128, + 367, + 136, + 377 + ], + "score": 0.84, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 136, + 366, + 506, + 377 + ], + "score": 1.0, + "content": "is a measure and corresponds to the probability density of the input distribution X. 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While we", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 397, + 505, + 411 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 505, + 411 + ], + "score": 1.0, + "content": "refer to this space as a Hilbert space, we make no use of an inner product and can also speak of this", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 409, + 506, + 422 + ], + "spans": [ + { + "bbox": [ + 105, + 409, + 506, + 422 + ], + "score": 1.0, + "content": "as any normed vector space, e.g. a Banach space. 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g \\| ^ { 2 } = \\int _ { \\mathbb { X } } | f - g | ^ { 2 } d \\mu .", + "type": "interline_equation", + "image_path": "34dd53b038c2f7f25785b4ee56006b136a7da1ff7734891578de4f992ca13bad.jpg" + } + ] + } + ], + "index": 26.5, + "virtual_lines": [ + { + "bbox": [ + 249, + 444, + 362, + 457.5 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 249, + 457.5, + 362, + 471.0 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 480, + 305, + 493 + ], + "lines": [ + { + "bbox": [ + 106, + 479, + 306, + 494 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 131, + 494 + ], + "score": 1.0, + "content": "Since", + "type": "text" + }, + { + "bbox": [ + 131, + 482, + 138, + 492 + ], + "score": 0.81, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 139, + 479, + 189, + 494 + ], + "score": 1.0, + "content": "is a density,", + "type": "text" + }, + { + "bbox": [ + 189, + 480, + 231, + 494 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\int _ { \\mathbb { X } } d \\mu = 1 } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 232, + 479, + 306, + 494 + ], + "score": 1.0, + "content": ", and we can write", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28, + "bbox_fs": [ + 106, + 479, + 306, + 494 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 238, + 506, + 372, + 522 + ], + "lines": [ + { + "bbox": [ + 238, + 506, + 372, + 522 + ], + "spans": [ + { + "bbox": [ + 238, + 506, + 372, + 522 + ], + "score": 0.91, + "content": "\\| f - g \\| ^ { 2 } = \\mathbb { E } _ { \\mathbb { X } } [ | f ( x ) - g ( x ) | ^ { 2 } ] .", + "type": "interline_equation", + "image_path": "5669c25af08d1346a6727b41a1488694863e661914bc4c0f8c36704b7f29ed5f.jpg" + } + ] + } + ], + "index": 29, + "virtual_lines": [ + { + "bbox": [ + 238, + 506, + 372, + 522 + ], + "spans": [], + "index": 29 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 530, + 504, + 552 + ], + "lines": [ + { + "bbox": [ + 105, + 529, + 506, + 543 + ], + "spans": [ + { + "bbox": [ + 105, + 529, + 506, + 543 + ], + "score": 1.0, + "content": "The expectation can be approximated as an empirical expectation over a batch of examples drawn", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 540, + 217, + 554 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 217, + 554 + ], + "score": 1.0, + "content": "from the input distribution:", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 30.5, + "bbox_fs": [ + 105, + 529, + 506, + 554 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 229, + 565, + 381, + 601 + ], + "lines": [ + { + "bbox": [ + 229, + 565, + 381, + 601 + ], + "spans": [ + { + "bbox": [ + 229, + 565, + 381, + 601 + ], + "score": 0.94, + "content": "\\| \\boldsymbol { f } - 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Each point on the plots rep-", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 308, + 216, + 483, + 227 + ], + "spans": [ + { + "bbox": [ + 308, + 216, + 483, + 227 + ], + "score": 1.0, + "content": "resents the network at a new epoch of train-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 308, + 226, + 483, + 239 + ], + "spans": [ + { + "bbox": [ + 308, + 226, + 483, + 239 + ], + "score": 1.0, + "content": "ing.The black arrows represent the direction", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 309, + 238, + 367, + 249 + ], + "spans": [ + { + "bbox": [ + 309, + 238, + 367, + 249 + ], + "score": 1.0, + "content": "of movement.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 19 + } + ], + "index": 12.25 + }, + { + "type": "text", + "bbox": [ + 106, + 279, + 504, + 302 + ], + "lines": [ + { + "bbox": [ + 106, + 277, + 505, + 291 + ], + "spans": [ + { + "bbox": [ + 106, + 278, + 119, + 289 + ], + "score": 0.84, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 119, + 277, + 505, + 291 + ], + "score": 1.0, + "content": "function distance between the snapshots of network at each epoch. The resulting distance matrix", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 289, + 314, + 303 + ], + "spans": [ + { + "bbox": [ + 105, + 289, + 314, + 303 + ], + "score": 1.0, + "content": "is then visualized as a two-dimensional embedding.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 27.5 + }, + { + "type": "text", + "bbox": [ + 106, + 307, + 505, + 450 + ], + "lines": [ + { + "bbox": [ + 105, + 307, + 506, + 320 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 506, + 320 + ], + "score": 1.0, + "content": "In parameter space, the networks are initialized at very different points and proceed to diverge yet", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 318, + 506, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 506, + 331 + ], + "score": 1.0, + "content": "further from these points. Despite this divergence, each trajectory yields a network that has learned", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 329, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 106, + 329, + 291, + 342 + ], + "score": 1.0, + "content": "the training data perfectly and generalizes with", + "type": "text" + }, + { + "bbox": [ + 292, + 329, + 322, + 339 + ], + "score": 0.9, + "content": "\\sim 5 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 329, + 505, + 342 + ], + "score": 1.0, + "content": "accuracy to a test set. This illustrates the wide", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 340, + 505, + 352 + ], + "spans": [ + { + "bbox": [ + 105, + 340, + 505, + 352 + ], + "score": 1.0, + "content": "range of parameter settings that can be used to represent a given neural network function. The behavior", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 351, + 505, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 351, + 505, + 364 + ], + "score": 1.0, + "content": "of the same initializations in function space is quite different. First, note that all three initializations", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 362, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 106, + 362, + 505, + 375 + ], + "score": 1.0, + "content": "begin at approximately the same point in function space. This is an intriguing property of random", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 373, + 505, + 385 + ], + "spans": [ + { + "bbox": [ + 106, + 373, + 505, + 385 + ], + "score": 1.0, + "content": "initializations that, rather than encoding entirely random functions, random sets of parameters lead", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 383, + 505, + 396 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 505, + 396 + ], + "score": 1.0, + "content": "on average to the same function (for related work, see e.g. Giryes et al. (2016)). The initializations", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 394, + 505, + 407 + ], + "spans": [ + { + "bbox": [ + 106, + 394, + 505, + 407 + ], + "score": 1.0, + "content": "then largely follow an identical path for the initial stage of learning. Different initializations thus", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 104, + 403, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 104, + 403, + 506, + 420 + ], + "score": 1.0, + "content": "learn in similar manners, even if the distance between their parameters diverges. During late-stage", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 104, + 415, + 507, + 430 + ], + "spans": [ + { + "bbox": [ + 104, + 415, + 465, + 430 + ], + "score": 1.0, + "content": "optimization, random initializations turn from a shared trajectory and begin to diverge in", + "type": "text" + }, + { + "bbox": [ + 466, + 416, + 478, + 426 + ], + "score": 0.86, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 478, + 415, + 507, + 430 + ], + "score": 1.0, + "content": "space.", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 426, + 507, + 441 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 311, + 441 + ], + "score": 1.0, + "content": "These differences underlie the general principle that", + "type": "text" + }, + { + "bbox": [ + 311, + 427, + 323, + 437 + ], + "score": 0.88, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 426, + 454, + 441 + ], + "score": 1.0, + "content": "distances behave differently than", + "type": "text" + }, + { + "bbox": [ + 455, + 427, + 464, + 437 + ], + "score": 0.87, + "content": "\\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 426, + 507, + 441 + ], + "score": 1.0, + "content": "distances,", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 437, + 416, + 453 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 416, + 453 + ], + "score": 1.0, + "content": "and that functional regularization could assist training and reduce overfitting.", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 35 + }, + { + "type": "title", + "bbox": [ + 108, + 470, + 425, + 482 + ], + "lines": [ + { + "bbox": [ + 104, + 467, + 429, + 484 + ], + "spans": [ + { + "bbox": [ + 104, + 467, + 185, + 484 + ], + "score": 1.0, + "content": "2.2 COMPARING", + "type": "text" + }, + { + "bbox": [ + 186, + 470, + 198, + 481 + ], + "score": 0.85, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 199, + 467, + 316, + 484 + ], + "score": 1.0, + "content": "FUNCTION DISTANCE WITH", + "type": "text" + }, + { + "bbox": [ + 317, + 470, + 326, + 481 + ], + "score": 0.82, + "content": "\\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 467, + 429, + 484 + ], + "score": 1.0, + "content": "PARAMETER DISTANCE", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 42 + }, + { + "type": "text", + "bbox": [ + 107, + 494, + 505, + 560 + ], + "lines": [ + { + "bbox": [ + 106, + 495, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 106, + 495, + 505, + 506 + ], + "score": 1.0, + "content": "How well do parameter distances reflect function distances? The answer to this question is relevant", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 506, + 506, + 518 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 506, + 518 + ], + "score": 1.0, + "content": "for any method that directly considers the behavior of parameters. Certain theoretical analyses,", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 516, + 506, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 506, + 529 + ], + "score": 1.0, + "content": "furthermore, desire bounds on function distances but instead find bounds on parameter distances", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 527, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 505, + 540 + ], + "score": 1.0, + "content": "and relate the two with a Lipschitz constant (e.g. Hardt et al. (2015)). Thus, for theoretical analyses", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "score": 1.0, + "content": "and optimization methods alike, it is important to empirically evaluate how well parameter distances", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 549, + 322, + 562 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 322, + 562 + ], + "score": 1.0, + "content": "correspond to function distances in typical situations.", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 45.5 + }, + { + "type": "text", + "bbox": [ + 108, + 566, + 505, + 610 + ], + "lines": [ + { + "bbox": [ + 106, + 566, + 506, + 579 + ], + "spans": [ + { + "bbox": [ + 106, + 566, + 407, + 579 + ], + "score": 1.0, + "content": "We can compare these two situations by plotting a change in parameters", + "type": "text" + }, + { + "bbox": [ + 407, + 566, + 431, + 578 + ], + "score": 0.93, + "content": "\\| \\Delta \\theta \\|", + "type": "inline_equation" + }, + { + "bbox": [ + 431, + 566, + 506, + 579 + ], + "score": 1.0, + "content": "against the corre-", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 577, + 506, + 590 + ], + "spans": [ + { + "bbox": [ + 106, + 577, + 243, + 590 + ], + "score": 1.0, + "content": "sponding change in the function", + "type": "text" + }, + { + "bbox": [ + 244, + 577, + 302, + 589 + ], + "score": 0.93, + "content": "\\| f _ { \\theta } - f _ { \\theta + \\Delta \\theta } \\|", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 577, + 506, + 590 + ], + "score": 1.0, + "content": ". In Figure 2 we display this relation for several", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 588, + 505, + 600 + ], + "spans": [ + { + "bbox": [ + 105, + 588, + 505, + 600 + ], + "score": 1.0, + "content": "relevant distance during the optimization of a CNN on CIFAR-10. There are three scales: the distance", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 106, + 599, + 482, + 611 + ], + "spans": [ + { + "bbox": [ + 106, + 599, + 482, + 611 + ], + "score": 1.0, + "content": "between individual updates, the distance between epochs, and the distance from initialization.", + "type": "text" + } + ], + "index": 52 + } + ], + "index": 50.5 + }, + { + "type": "text", + "bbox": [ + 107, + 616, + 505, + 660 + ], + "lines": [ + { + "bbox": [ + 105, + 616, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 505, + 628 + ], + "score": 1.0, + "content": "Note, first, that networks continue to move in function space as well as in parameter space after test", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 105, + 627, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 639 + ], + "score": 1.0, + "content": "error converges, which is around epoch 60. (The test error can be seen in Appendix A, along with", + "type": "text" + } + ], + "index": 54 + }, + { + "bbox": [ + 106, + 639, + 506, + 650 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 506, + 650 + ], + "score": 1.0, + "content": "identical plots colored by test error instead of epoch.) Their movement relative to initialization slows,", + "type": "text" + } + ], + "index": 55 + }, + { + "bbox": [ + 106, + 649, + 441, + 661 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 441, + 661 + ], + "score": 1.0, + "content": "but there is still large movement relative to previous iterations and previous epochs.", + "type": "text" + } + ], + "index": 56 + } + ], + "index": 54.5 + }, + { + "type": "text", + "bbox": [ + 107, + 666, + 505, + 731 + ], + "lines": [ + { + "bbox": [ + 105, + 665, + 505, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 505, + 678 + ], + "score": 1.0, + "content": "What changes strikingly throughout optimization is the relationship between parameter and function", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 105, + 677, + 506, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 506, + 689 + ], + "score": 1.0, + "content": "space. There is a qualitative difference in the ratio of parameter distances to function distances that", + "type": "text" + } + ], + "index": 58 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 421, + 700 + ], + "score": 1.0, + "content": "visible at all three distance scales. Early epochs generally see larger changes in", + "type": "text" + }, + { + "bbox": [ + 422, + 687, + 434, + 698 + ], + "score": 0.86, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "space for a given", + "type": "text" + } + ], + "index": 59 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "change in parameters. Intriguingly, the ratio of the two distances appears to converge to a single", + "type": "text" + } + ], + "index": 60 + }, + { + "bbox": [ + 105, + 709, + 507, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 507, + 722 + ], + "score": 1.0, + "content": "value at late optimization, after test error saturates. This is not because the network ceases to move,", + "type": "text" + } + ], + "index": 61 + }, + { + "bbox": [ + 106, + 721, + 448, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 448, + 732 + ], + "score": 1.0, + "content": "as noted above. Rather, the loss landscape shifts such that this ratio become constant.", + "type": "text" + } + ], + "index": 62 + } + ], + "index": 59.5 + } + ], + "page_idx": 2, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "score": 1.0, + "content": "3", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 131, + 81, + 298, + 249 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 131, + 81, + 298, + 249 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 131, + 81, + 298, + 249 + ], + "spans": [ + { + "bbox": [ + 131, + 81, + 298, + 249 + ], + "score": 0.971, + "type": "image", + "image_path": "91f15f704fbaa501d050a8eccc6ec993b8008feb6059cfc65910882b6f02df17.jpg" + } + ] + } + ], + "index": 5.5, + "virtual_lines": [ + { + "bbox": [ + 131, + 81, + 298, + 95.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 131, + 95.0, + 298, + 109.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 131, + 109.0, + 298, + 123.0 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 131, + 123.0, + 298, + 137.0 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 131, + 137.0, + 298, + 151.0 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 131, + 151.0, + 298, + 165.0 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 131, + 165.0, + 298, + 179.0 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 131, + 179.0, + 298, + 193.0 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 131, + 193.0, + 298, + 207.0 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 131, + 207.0, + 298, + 221.0 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 131, + 221.0, + 298, + 235.0 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 131, + 235.0, + 298, + 249.0 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 309, + 85, + 482, + 248 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 308, + 84, + 349, + 96 + ], + "spans": [ + { + "bbox": [ + 308, + 84, + 349, + 96 + ], + "score": 1.0, + "content": "Figure 1:", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 308, + 94, + 484, + 108 + ], + "spans": [ + { + "bbox": [ + 308, + 94, + 484, + 108 + ], + "score": 1.0, + "content": "Visualization of the trajectories of three ran-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 309, + 106, + 482, + 118 + ], + "spans": [ + { + "bbox": [ + 309, + 106, + 482, + 118 + ], + "score": 1.0, + "content": "dom initializations of a network through", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 309, + 117, + 483, + 129 + ], + "spans": [ + { + "bbox": [ + 309, + 117, + 483, + 129 + ], + "score": 1.0, + "content": "function space, left, and parameter space,", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 308, + 128, + 484, + 140 + ], + "spans": [ + { + "bbox": [ + 308, + 128, + 484, + 140 + ], + "score": 1.0, + "content": "right. The network is a convolutional net-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 308, + 139, + 483, + 151 + ], + "spans": [ + { + "bbox": [ + 308, + 139, + 483, + 151 + ], + "score": 1.0, + "content": "work trained on a 5,000 image subset of", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 309, + 149, + 483, + 162 + ], + "spans": [ + { + "bbox": [ + 309, + 149, + 483, + 162 + ], + "score": 1.0, + "content": "CIFAR-10. At each epoch, we compute", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 308, + 159, + 484, + 173 + ], + "spans": [ + { + "bbox": [ + 308, + 159, + 325, + 173 + ], + "score": 1.0, + "content": "the", + "type": "text" + }, + { + "bbox": [ + 326, + 160, + 338, + 171 + ], + "score": 0.87, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 339, + 159, + 359, + 173 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 359, + 160, + 370, + 171 + ], + "score": 0.82, + "content": "\\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 370, + 159, + 484, + 173 + ], + "score": 1.0, + "content": "distances between all pre-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 308, + 172, + 484, + 183 + ], + "spans": [ + { + "bbox": [ + 308, + 172, + 484, + 183 + ], + "score": 1.0, + "content": "vious epochs, forming two distance matri-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 308, + 183, + 484, + 195 + ], + "spans": [ + { + "bbox": [ + 308, + 183, + 484, + 195 + ], + "score": 1.0, + "content": "ces, and then recompute the 2D embed-", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 309, + 194, + 484, + 205 + ], + "spans": [ + { + "bbox": [ + 309, + 194, + 484, + 205 + ], + "score": 1.0, + "content": "ding from these matrices using multidimen-", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 308, + 204, + 484, + 218 + ], + "spans": [ + { + "bbox": [ + 308, + 204, + 484, + 218 + ], + "score": 1.0, + "content": "sional scaling. Each point on the plots rep-", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 308, + 216, + 483, + 227 + ], + "spans": [ + { + "bbox": [ + 308, + 216, + 483, + 227 + ], + "score": 1.0, + "content": "resents the network at a new epoch of train-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 308, + 226, + 483, + 239 + ], + "spans": [ + { + "bbox": [ + 308, + 226, + 483, + 239 + ], + "score": 1.0, + "content": "ing.The black arrows represent the direction", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 309, + 238, + 367, + 249 + ], + "spans": [ + { + "bbox": [ + 309, + 238, + 367, + 249 + ], + "score": 1.0, + "content": "of movement.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 19 + } + ], + "index": 12.25 + }, + { + "type": "text", + "bbox": [ + 106, + 279, + 504, + 302 + ], + "lines": [ + { + "bbox": [ + 106, + 277, + 505, + 291 + ], + "spans": [ + { + "bbox": [ + 106, + 278, + 119, + 289 + ], + "score": 0.84, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 119, + 277, + 505, + 291 + ], + "score": 1.0, + "content": "function distance between the snapshots of network at each epoch. The resulting distance matrix", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 289, + 314, + 303 + ], + "spans": [ + { + "bbox": [ + 105, + 289, + 314, + 303 + ], + "score": 1.0, + "content": "is then visualized as a two-dimensional embedding.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 27.5, + "bbox_fs": [ + 105, + 277, + 505, + 303 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 307, + 505, + 450 + ], + "lines": [ + { + "bbox": [ + 105, + 307, + 506, + 320 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 506, + 320 + ], + "score": 1.0, + "content": "In parameter space, the networks are initialized at very different points and proceed to diverge yet", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 318, + 506, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 506, + 331 + ], + "score": 1.0, + "content": "further from these points. Despite this divergence, each trajectory yields a network that has learned", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 329, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 106, + 329, + 291, + 342 + ], + "score": 1.0, + "content": "the training data perfectly and generalizes with", + "type": "text" + }, + { + "bbox": [ + 292, + 329, + 322, + 339 + ], + "score": 0.9, + "content": "\\sim 5 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 329, + 505, + 342 + ], + "score": 1.0, + "content": "accuracy to a test set. This illustrates the wide", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 340, + 505, + 352 + ], + "spans": [ + { + "bbox": [ + 105, + 340, + 505, + 352 + ], + "score": 1.0, + "content": "range of parameter settings that can be used to represent a given neural network function. The behavior", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 351, + 505, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 351, + 505, + 364 + ], + "score": 1.0, + "content": "of the same initializations in function space is quite different. First, note that all three initializations", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 362, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 106, + 362, + 505, + 375 + ], + "score": 1.0, + "content": "begin at approximately the same point in function space. This is an intriguing property of random", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 373, + 505, + 385 + ], + "spans": [ + { + "bbox": [ + 106, + 373, + 505, + 385 + ], + "score": 1.0, + "content": "initializations that, rather than encoding entirely random functions, random sets of parameters lead", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 383, + 505, + 396 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 505, + 396 + ], + "score": 1.0, + "content": "on average to the same function (for related work, see e.g. Giryes et al. (2016)). The initializations", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 394, + 505, + 407 + ], + "spans": [ + { + "bbox": [ + 106, + 394, + 505, + 407 + ], + "score": 1.0, + "content": "then largely follow an identical path for the initial stage of learning. Different initializations thus", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 104, + 403, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 104, + 403, + 506, + 420 + ], + "score": 1.0, + "content": "learn in similar manners, even if the distance between their parameters diverges. During late-stage", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 104, + 415, + 507, + 430 + ], + "spans": [ + { + "bbox": [ + 104, + 415, + 465, + 430 + ], + "score": 1.0, + "content": "optimization, random initializations turn from a shared trajectory and begin to diverge in", + "type": "text" + }, + { + "bbox": [ + 466, + 416, + 478, + 426 + ], + "score": 0.86, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 478, + 415, + 507, + 430 + ], + "score": 1.0, + "content": "space.", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 426, + 507, + 441 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 311, + 441 + ], + "score": 1.0, + "content": "These differences underlie the general principle that", + "type": "text" + }, + { + "bbox": [ + 311, + 427, + 323, + 437 + ], + "score": 0.88, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 426, + 454, + 441 + ], + "score": 1.0, + "content": "distances behave differently than", + "type": "text" + }, + { + "bbox": [ + 455, + 427, + 464, + 437 + ], + "score": 0.87, + "content": "\\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 426, + 507, + 441 + ], + "score": 1.0, + "content": "distances,", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 437, + 416, + 453 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 416, + 453 + ], + "score": 1.0, + "content": "and that functional regularization could assist training and reduce overfitting.", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 35, + "bbox_fs": [ + 104, + 307, + 507, + 453 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 470, + 425, + 482 + ], + "lines": [ + { + "bbox": [ + 104, + 467, + 429, + 484 + ], + "spans": [ + { + "bbox": [ + 104, + 467, + 185, + 484 + ], + "score": 1.0, + "content": "2.2 COMPARING", + "type": "text" + }, + { + "bbox": [ + 186, + 470, + 198, + 481 + ], + "score": 0.85, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 199, + 467, + 316, + 484 + ], + "score": 1.0, + "content": "FUNCTION DISTANCE WITH", + "type": "text" + }, + { + "bbox": [ + 317, + 470, + 326, + 481 + ], + "score": 0.82, + "content": "\\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 467, + 429, + 484 + ], + "score": 1.0, + "content": "PARAMETER DISTANCE", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 42 + }, + { + "type": "text", + "bbox": [ + 107, + 494, + 505, + 560 + ], + "lines": [ + { + "bbox": [ + 106, + 495, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 106, + 495, + 505, + 506 + ], + "score": 1.0, + "content": "How well do parameter distances reflect function distances? The answer to this question is relevant", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 506, + 506, + 518 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 506, + 518 + ], + "score": 1.0, + "content": "for any method that directly considers the behavior of parameters. Certain theoretical analyses,", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 516, + 506, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 506, + 529 + ], + "score": 1.0, + "content": "furthermore, desire bounds on function distances but instead find bounds on parameter distances", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 527, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 505, + 540 + ], + "score": 1.0, + "content": "and relate the two with a Lipschitz constant (e.g. Hardt et al. (2015)). Thus, for theoretical analyses", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "score": 1.0, + "content": "and optimization methods alike, it is important to empirically evaluate how well parameter distances", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 549, + 322, + 562 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 322, + 562 + ], + "score": 1.0, + "content": "correspond to function distances in typical situations.", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 45.5, + "bbox_fs": [ + 105, + 495, + 506, + 562 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 566, + 505, + 610 + ], + "lines": [ + { + "bbox": [ + 106, + 566, + 506, + 579 + ], + "spans": [ + { + "bbox": [ + 106, + 566, + 407, + 579 + ], + "score": 1.0, + "content": "We can compare these two situations by plotting a change in parameters", + "type": "text" + }, + { + "bbox": [ + 407, + 566, + 431, + 578 + ], + "score": 0.93, + "content": "\\| \\Delta \\theta \\|", + "type": "inline_equation" + }, + { + "bbox": [ + 431, + 566, + 506, + 579 + ], + "score": 1.0, + "content": "against the corre-", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 577, + 506, + 590 + ], + "spans": [ + { + "bbox": [ + 106, + 577, + 243, + 590 + ], + "score": 1.0, + "content": "sponding change in the function", + "type": "text" + }, + { + "bbox": [ + 244, + 577, + 302, + 589 + ], + "score": 0.93, + "content": "\\| f _ { \\theta } - f _ { \\theta + \\Delta \\theta } \\|", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 577, + 506, + 590 + ], + "score": 1.0, + "content": ". In Figure 2 we display this relation for several", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 588, + 505, + 600 + ], + "spans": [ + { + "bbox": [ + 105, + 588, + 505, + 600 + ], + "score": 1.0, + "content": "relevant distance during the optimization of a CNN on CIFAR-10. There are three scales: the distance", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 106, + 599, + 482, + 611 + ], + "spans": [ + { + "bbox": [ + 106, + 599, + 482, + 611 + ], + "score": 1.0, + "content": "between individual updates, the distance between epochs, and the distance from initialization.", + "type": "text" + } + ], + "index": 52 + } + ], + "index": 50.5, + "bbox_fs": [ + 105, + 566, + 506, + 611 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 616, + 505, + 660 + ], + "lines": [ + { + "bbox": [ + 105, + 616, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 505, + 628 + ], + "score": 1.0, + "content": "Note, first, that networks continue to move in function space as well as in parameter space after test", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 105, + 627, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 639 + ], + "score": 1.0, + "content": "error converges, which is around epoch 60. (The test error can be seen in Appendix A, along with", + "type": "text" + } + ], + "index": 54 + }, + { + "bbox": [ + 106, + 639, + 506, + 650 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 506, + 650 + ], + "score": 1.0, + "content": "identical plots colored by test error instead of epoch.) Their movement relative to initialization slows,", + "type": "text" + } + ], + "index": 55 + }, + { + "bbox": [ + 106, + 649, + 441, + 661 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 441, + 661 + ], + "score": 1.0, + "content": "but there is still large movement relative to previous iterations and previous epochs.", + "type": "text" + } + ], + "index": 56 + } + ], + "index": 54.5, + "bbox_fs": [ + 105, + 616, + 506, + 661 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 666, + 505, + 731 + ], + "lines": [ + { + "bbox": [ + 105, + 665, + 505, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 505, + 678 + ], + "score": 1.0, + "content": "What changes strikingly throughout optimization is the relationship between parameter and function", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 105, + 677, + 506, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 506, + 689 + ], + "score": 1.0, + "content": "space. There is a qualitative difference in the ratio of parameter distances to function distances that", + "type": "text" + } + ], + "index": 58 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 421, + 700 + ], + "score": 1.0, + "content": "visible at all three distance scales. Early epochs generally see larger changes in", + "type": "text" + }, + { + "bbox": [ + 422, + 687, + 434, + 698 + ], + "score": 0.86, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "space for a given", + "type": "text" + } + ], + "index": 59 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "change in parameters. Intriguingly, the ratio of the two distances appears to converge to a single", + "type": "text" + } + ], + "index": 60 + }, + { + "bbox": [ + 105, + 709, + 507, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 507, + 722 + ], + "score": 1.0, + "content": "value at late optimization, after test error saturates. This is not because the network ceases to move,", + "type": "text" + } + ], + "index": 61 + }, + { + "bbox": [ + 106, + 721, + 448, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 448, + 732 + ], + "score": 1.0, + "content": "as noted above. Rather, the loss landscape shifts such that this ratio become constant.", + "type": "text" + } + ], + "index": 62 + } + ], + "index": 59.5, + "bbox_fs": [ + 105, + 665, + 507, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 160 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "It is also clear from these plots that there is not a consistent positive correlation between the parameter", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "and function distances between any two points on the optimization trajectory. For example, the", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 420, + 117 + ], + "score": 1.0, + "content": "parameter distance between successive epochs is negatively correlated with the", + "type": "text" + }, + { + "bbox": [ + 421, + 104, + 433, + 115 + ], + "score": 0.87, + "content": "\\dot { L } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 104, + 506, + 117 + ], + "score": 1.0, + "content": "distance for most", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 506, + 129 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 506, + 129 + ], + "score": 1.0, + "content": "of optimization (Fig. 2b). The distance from initialization shows a clean and positive relationship,", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 506, + 140 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 416, + 140 + ], + "score": 1.0, + "content": "but the relationship changes during optimization. Between successive batches,", + "type": "text" + }, + { + "bbox": [ + 416, + 126, + 429, + 137 + ], + "score": 0.88, + "content": "\\bar { L } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 126, + 506, + 140 + ], + "score": 1.0, + "content": "distance correlates", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 507, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 507, + 151 + ], + "score": 1.0, + "content": "with parameter distance at late epochs, but less so early in optimization when learning is quickest.", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 147, + 427, + 161 + ], + "spans": [ + { + "bbox": [ + 105, + 147, + 285, + 161 + ], + "score": 1.0, + "content": "Thus, at different stages of optimization, the", + "type": "text" + }, + { + "bbox": [ + 285, + 147, + 311, + 160 + ], + "score": 0.92, + "content": "L ^ { 2 } / \\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 311, + 147, + 427, + 161 + ], + "score": 1.0, + "content": "ratio is often quite different.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 107, + 165, + 505, + 253 + ], + "lines": [ + { + "bbox": [ + 105, + 165, + 505, + 177 + ], + "spans": [ + { + "bbox": [ + 105, + 165, + 505, + 177 + ], + "score": 1.0, + "content": "The usage of Batch Normalization (BN) and weight decay in this analysis somewhat affects the", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 175, + 506, + 189 + ], + "spans": [ + { + "bbox": [ + 105, + 175, + 158, + 189 + ], + "score": 1.0, + "content": "trends in the", + "type": "text" + }, + { + "bbox": [ + 158, + 176, + 184, + 188 + ], + "score": 0.94, + "content": "L ^ { 2 } / \\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 175, + 506, + 189 + ], + "score": 1.0, + "content": "ratio. In Appendix A we reproduce these plots for networks trained without BN", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 186, + 506, + 200 + ], + "spans": [ + { + "bbox": [ + 105, + 186, + 331, + 200 + ], + "score": 1.0, + "content": "and without weight decay. The overall message that the", + "type": "text" + }, + { + "bbox": [ + 331, + 187, + 357, + 199 + ], + "score": 0.93, + "content": "L ^ { 2 } / \\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 186, + 506, + 200 + ], + "score": 1.0, + "content": "ratio changes during optimization is", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 198, + 504, + 210 + ], + "spans": [ + { + "bbox": [ + 106, + 198, + 504, + 210 + ], + "score": 1.0, + "content": "unchanged. However, these methods both change the scale of updates, and appear to do so differently", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 209, + 505, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 505, + 221 + ], + "score": 1.0, + "content": "throughout optimization, and thus some trends are different. In Appendix B, we also isolate the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 220, + 506, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 506, + 232 + ], + "score": 1.0, + "content": "effect of training data, by reproducing these plots for a CNN trained on MNIST and find similar", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 230, + 505, + 243 + ], + "spans": [ + { + "bbox": [ + 105, + 230, + 505, + 243 + ], + "score": 1.0, + "content": "trends. Overall, the correspondence between parameter and function distances depends strongly on", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 241, + 155, + 254 + ], + "spans": [ + { + "bbox": [ + 106, + 241, + 155, + 254 + ], + "score": 1.0, + "content": "the context.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 10.5 + }, + { + "type": "image", + "bbox": [ + 114, + 266, + 498, + 348 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 114, + 266, + 498, + 348 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 114, + 266, + 498, + 348 + ], + "spans": [ + { + "bbox": [ + 114, + 266, + 498, + 348 + ], + "score": 0.96, + "type": "image", + "image_path": "1fe3117a0c5310f4b3b13ae1aa77163fadf2b2d7640d04c6262cbb79f703d7bb.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 114, + 266, + 498, + 293.3333333333333 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 114, + 293.3333333333333, + 498, + 320.66666666666663 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 114, + 320.66666666666663, + 498, + 347.99999999999994 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 367, + 506, + 466 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 367, + 507, + 379 + ], + "spans": [ + { + "bbox": [ + 106, + 367, + 507, + 379 + ], + "score": 1.0, + "content": "Figure 2: Parameter distances is sometimes, but not always, representative of function distances.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 378, + 507, + 391 + ], + "spans": [ + { + "bbox": [ + 105, + 378, + 507, + 391 + ], + "score": 1.0, + "content": "Here we compare the two at three scales during the optimization of a CNN on CIFAR-10. Left:", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 389, + 506, + 401 + ], + "spans": [ + { + "bbox": [ + 106, + 389, + 506, + 401 + ], + "score": 1.0, + "content": "Distances between the individual SGD updates. Middle: Distances between each epoch. Right:", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 400, + 506, + 413 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 506, + 413 + ], + "score": 1.0, + "content": "Distances from initialization. On all three plots, note the changing relationship between function and", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 411, + 506, + 424 + ], + "spans": [ + { + "bbox": [ + 105, + 411, + 506, + 424 + ], + "score": 1.0, + "content": "parameter distances throughout optimization. The network is the same as in Figure 1: a CNN with", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 422, + 505, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 422, + 505, + 435 + ], + "score": 1.0, + "content": "four convolutional layers with batch normalization, followed by two fully-connected layers, trained", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 104, + 432, + 504, + 446 + ], + "spans": [ + { + "bbox": [ + 104, + 432, + 224, + 446 + ], + "score": 1.0, + "content": "with SGD with learning rate", + "type": "text" + }, + { + "bbox": [ + 224, + 433, + 247, + 444 + ], + "score": 0.85, + "content": "= 0 . 1", + "type": "inline_equation" + }, + { + "bbox": [ + 248, + 432, + 299, + 446 + ], + "score": 1.0, + "content": ", momentum", + "type": "text" + }, + { + "bbox": [ + 300, + 433, + 323, + 444 + ], + "score": 0.85, + "content": "= 0 . 9", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 432, + 401, + 446 + ], + "score": 1.0, + "content": ", and weight decay", + "type": "text" + }, + { + "bbox": [ + 401, + 433, + 430, + 444 + ], + "score": 0.63, + "content": "= 1 \\mathrm { e } { \\cdot } 4", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 432, + 491, + 446 + ], + "score": 1.0, + "content": ". Note that the", + "type": "text" + }, + { + "bbox": [ + 491, + 433, + 504, + 443 + ], + "score": 0.87, + "content": "L ^ { 2 }", + "type": "inline_equation" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 443, + 506, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 443, + 506, + 457 + ], + "score": 1.0, + "content": "distance is computed from the output after the softmax layer, meaning possible values range from 0", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 455, + 128, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 128, + 467 + ], + "score": 1.0, + "content": "to 1.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 22 + } + ], + "index": 19.0 + }, + { + "type": "title", + "bbox": [ + 107, + 487, + 333, + 498 + ], + "lines": [ + { + "bbox": [ + 105, + 487, + 334, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 334, + 500 + ], + "score": 1.0, + "content": "2.3 CONVERGENCE OF THE EMPIRICAL ESTIMATOR", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 107, + 508, + 505, + 564 + ], + "lines": [ + { + "bbox": [ + 105, + 508, + 505, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 508, + 505, + 522 + ], + "score": 1.0, + "content": "It might be worried that since function space is of infinite dimension, one would require prohibitively", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 519, + 505, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 519, + 505, + 532 + ], + "score": 1.0, + "content": "many examples to estimate a function distance. However, we find that one can compute a distance", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 531, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 106, + 531, + 505, + 542 + ], + "score": 1.0, + "content": "between two functions with a relatively small amount of examples. Figure 3 shows how the estimated", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 107, + 539, + 506, + 555 + ], + "spans": [ + { + "bbox": [ + 107, + 541, + 119, + 551 + ], + "score": 0.86, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 119, + 539, + 506, + 555 + ], + "score": 1.0, + "content": "distance converges with an increasing number examples. In general, we find that only a few", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 551, + 438, + 565 + ], + "spans": [ + { + "bbox": [ + 105, + 551, + 438, + 565 + ], + "score": 1.0, + "content": "hundred examples are necessary to converge to an estimation within a few percent.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 30 + }, + { + "type": "title", + "bbox": [ + 108, + 580, + 202, + 593 + ], + "lines": [ + { + "bbox": [ + 104, + 578, + 204, + 596 + ], + "spans": [ + { + "bbox": [ + 104, + 578, + 204, + 596 + ], + "score": 1.0, + "content": "3 APPLICATIONS", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 33 + }, + { + "type": "title", + "bbox": [ + 107, + 606, + 477, + 628 + ], + "lines": [ + { + "bbox": [ + 106, + 605, + 478, + 618 + ], + "spans": [ + { + "bbox": [ + 106, + 606, + 126, + 617 + ], + "score": 1.0, + "content": "3.1", + "type": "text" + }, + { + "bbox": [ + 128, + 605, + 478, + 618 + ], + "score": 1.0, + "content": "COMBATTING CATASTROPHIC FORGETTING IN AN ONLINE LEARNING TASK (WITH", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 129, + 618, + 218, + 629 + ], + "spans": [ + { + "bbox": [ + 129, + 618, + 218, + 629 + ], + "score": 1.0, + "content": "WORKING MEMORY)", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34.5 + }, + { + "type": "text", + "bbox": [ + 107, + 638, + 505, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 637, + 505, + 650 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 505, + 650 + ], + "score": 1.0, + "content": "If, after having been trained on a task, a neural network is retrained on a new task, it often forgets", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 649, + 505, + 660 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 505, + 660 + ], + "score": 1.0, + "content": "the first task. This phenomenon is termed ’catastrophic forgetting’. It is the central difficulty of", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 659, + 505, + 672 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 505, + 672 + ], + "score": 1.0, + "content": "multitask training as well as applications requiring that learning be done online (especially in non-IID", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 671, + 505, + 683 + ], + "spans": [ + { + "bbox": [ + 106, + 671, + 505, + 683 + ], + "score": 1.0, + "content": "situations). Essentially, new information must be encoded in the network, but the the information", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 682, + 323, + 694 + ], + "spans": [ + { + "bbox": [ + 105, + 682, + 323, + 694 + ], + "score": 1.0, + "content": "pertinent to the previous task must not be overwritten.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 38 + }, + { + "type": "text", + "bbox": [ + 108, + 699, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "score": 1.0, + "content": "Most efforts to combat catastrophic forgetting rely on restricting how much parameters can change", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 709, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 506, + 722 + ], + "score": 1.0, + "content": "between tasks. Elastic Weight Consolidation (EWC; Kirkpatrick et al. (2017)), for example, adds a", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 239, + 733 + ], + "score": 1.0, + "content": "penalty to the loss on a new task", + "type": "text" + }, + { + "bbox": [ + 239, + 722, + 248, + 730 + ], + "score": 0.78, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 248, + 720, + 506, + 733 + ], + "score": 1.0, + "content": "that is the distance from the weights after learning on an earlier", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 42 + } + ], + "page_idx": 3, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 759 + ], + "lines": [] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 160 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "It is also clear from these plots that there is not a consistent positive correlation between the parameter", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "and function distances between any two points on the optimization trajectory. For example, the", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 420, + 117 + ], + "score": 1.0, + "content": "parameter distance between successive epochs is negatively correlated with the", + "type": "text" + }, + { + "bbox": [ + 421, + 104, + 433, + 115 + ], + "score": 0.87, + "content": "\\dot { L } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 104, + 506, + 117 + ], + "score": 1.0, + "content": "distance for most", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 506, + 129 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 506, + 129 + ], + "score": 1.0, + "content": "of optimization (Fig. 2b). The distance from initialization shows a clean and positive relationship,", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 506, + 140 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 416, + 140 + ], + "score": 1.0, + "content": "but the relationship changes during optimization. Between successive batches,", + "type": "text" + }, + { + "bbox": [ + 416, + 126, + 429, + 137 + ], + "score": 0.88, + "content": "\\bar { L } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 126, + 506, + 140 + ], + "score": 1.0, + "content": "distance correlates", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 507, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 507, + 151 + ], + "score": 1.0, + "content": "with parameter distance at late epochs, but less so early in optimization when learning is quickest.", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 147, + 427, + 161 + ], + "spans": [ + { + "bbox": [ + 105, + 147, + 285, + 161 + ], + "score": 1.0, + "content": "Thus, at different stages of optimization, the", + "type": "text" + }, + { + "bbox": [ + 285, + 147, + 311, + 160 + ], + "score": 0.92, + "content": "L ^ { 2 } / \\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 311, + 147, + 427, + 161 + ], + "score": 1.0, + "content": "ratio is often quite different.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3, + "bbox_fs": [ + 105, + 82, + 507, + 161 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 165, + 505, + 253 + ], + "lines": [ + { + "bbox": [ + 105, + 165, + 505, + 177 + ], + "spans": [ + { + "bbox": [ + 105, + 165, + 505, + 177 + ], + "score": 1.0, + "content": "The usage of Batch Normalization (BN) and weight decay in this analysis somewhat affects the", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 175, + 506, + 189 + ], + "spans": [ + { + "bbox": [ + 105, + 175, + 158, + 189 + ], + "score": 1.0, + "content": "trends in the", + "type": "text" + }, + { + "bbox": [ + 158, + 176, + 184, + 188 + ], + "score": 0.94, + "content": "L ^ { 2 } / \\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 175, + 506, + 189 + ], + "score": 1.0, + "content": "ratio. In Appendix A we reproduce these plots for networks trained without BN", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 186, + 506, + 200 + ], + "spans": [ + { + "bbox": [ + 105, + 186, + 331, + 200 + ], + "score": 1.0, + "content": "and without weight decay. The overall message that the", + "type": "text" + }, + { + "bbox": [ + 331, + 187, + 357, + 199 + ], + "score": 0.93, + "content": "L ^ { 2 } / \\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 186, + 506, + 200 + ], + "score": 1.0, + "content": "ratio changes during optimization is", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 198, + 504, + 210 + ], + "spans": [ + { + "bbox": [ + 106, + 198, + 504, + 210 + ], + "score": 1.0, + "content": "unchanged. However, these methods both change the scale of updates, and appear to do so differently", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 209, + 505, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 505, + 221 + ], + "score": 1.0, + "content": "throughout optimization, and thus some trends are different. In Appendix B, we also isolate the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 220, + 506, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 506, + 232 + ], + "score": 1.0, + "content": "effect of training data, by reproducing these plots for a CNN trained on MNIST and find similar", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 230, + 505, + 243 + ], + "spans": [ + { + "bbox": [ + 105, + 230, + 505, + 243 + ], + "score": 1.0, + "content": "trends. Overall, the correspondence between parameter and function distances depends strongly on", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 241, + 155, + 254 + ], + "spans": [ + { + "bbox": [ + 106, + 241, + 155, + 254 + ], + "score": 1.0, + "content": "the context.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 10.5, + "bbox_fs": [ + 105, + 165, + 506, + 254 + ] + }, + { + "type": "image", + "bbox": [ + 114, + 266, + 498, + 348 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 114, + 266, + 498, + 348 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 114, + 266, + 498, + 348 + ], + "spans": [ + { + "bbox": [ + 114, + 266, + 498, + 348 + ], + "score": 0.96, + "type": "image", + "image_path": "1fe3117a0c5310f4b3b13ae1aa77163fadf2b2d7640d04c6262cbb79f703d7bb.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 114, + 266, + 498, + 293.3333333333333 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 114, + 293.3333333333333, + 498, + 320.66666666666663 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 114, + 320.66666666666663, + 498, + 347.99999999999994 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 367, + 506, + 466 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 367, + 507, + 379 + ], + "spans": [ + { + "bbox": [ + 106, + 367, + 507, + 379 + ], + "score": 1.0, + "content": "Figure 2: Parameter distances is sometimes, but not always, representative of function distances.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 378, + 507, + 391 + ], + "spans": [ + { + "bbox": [ + 105, + 378, + 507, + 391 + ], + "score": 1.0, + "content": "Here we compare the two at three scales during the optimization of a CNN on CIFAR-10. Left:", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 389, + 506, + 401 + ], + "spans": [ + { + "bbox": [ + 106, + 389, + 506, + 401 + ], + "score": 1.0, + "content": "Distances between the individual SGD updates. Middle: Distances between each epoch. Right:", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 400, + 506, + 413 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 506, + 413 + ], + "score": 1.0, + "content": "Distances from initialization. On all three plots, note the changing relationship between function and", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 411, + 506, + 424 + ], + "spans": [ + { + "bbox": [ + 105, + 411, + 506, + 424 + ], + "score": 1.0, + "content": "parameter distances throughout optimization. The network is the same as in Figure 1: a CNN with", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 422, + 505, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 422, + 505, + 435 + ], + "score": 1.0, + "content": "four convolutional layers with batch normalization, followed by two fully-connected layers, trained", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 104, + 432, + 504, + 446 + ], + "spans": [ + { + "bbox": [ + 104, + 432, + 224, + 446 + ], + "score": 1.0, + "content": "with SGD with learning rate", + "type": "text" + }, + { + "bbox": [ + 224, + 433, + 247, + 444 + ], + "score": 0.85, + "content": "= 0 . 1", + "type": "inline_equation" + }, + { + "bbox": [ + 248, + 432, + 299, + 446 + ], + "score": 1.0, + "content": ", momentum", + "type": "text" + }, + { + "bbox": [ + 300, + 433, + 323, + 444 + ], + "score": 0.85, + "content": "= 0 . 9", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 432, + 401, + 446 + ], + "score": 1.0, + "content": ", and weight decay", + "type": "text" + }, + { + "bbox": [ + 401, + 433, + 430, + 444 + ], + "score": 0.63, + "content": "= 1 \\mathrm { e } { \\cdot } 4", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 432, + 491, + 446 + ], + "score": 1.0, + "content": ". Note that the", + "type": "text" + }, + { + "bbox": [ + 491, + 433, + 504, + 443 + ], + "score": 0.87, + "content": "L ^ { 2 }", + "type": "inline_equation" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 443, + 506, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 443, + 506, + 457 + ], + "score": 1.0, + "content": "distance is computed from the output after the softmax layer, meaning possible values range from 0", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 455, + 128, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 128, + 467 + ], + "score": 1.0, + "content": "to 1.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 22 + } + ], + "index": 19.0 + }, + { + "type": "title", + "bbox": [ + 107, + 487, + 333, + 498 + ], + "lines": [ + { + "bbox": [ + 105, + 487, + 334, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 334, + 500 + ], + "score": 1.0, + "content": "2.3 CONVERGENCE OF THE EMPIRICAL ESTIMATOR", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 107, + 508, + 505, + 564 + ], + "lines": [ + { + "bbox": [ + 105, + 508, + 505, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 508, + 505, + 522 + ], + "score": 1.0, + "content": "It might be worried that since function space is of infinite dimension, one would require prohibitively", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 519, + 505, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 519, + 505, + 532 + ], + "score": 1.0, + "content": "many examples to estimate a function distance. However, we find that one can compute a distance", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 531, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 106, + 531, + 505, + 542 + ], + "score": 1.0, + "content": "between two functions with a relatively small amount of examples. Figure 3 shows how the estimated", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 107, + 539, + 506, + 555 + ], + "spans": [ + { + "bbox": [ + 107, + 541, + 119, + 551 + ], + "score": 0.86, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 119, + 539, + 506, + 555 + ], + "score": 1.0, + "content": "distance converges with an increasing number examples. In general, we find that only a few", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 551, + 438, + 565 + ], + "spans": [ + { + "bbox": [ + 105, + 551, + 438, + 565 + ], + "score": 1.0, + "content": "hundred examples are necessary to converge to an estimation within a few percent.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 30, + "bbox_fs": [ + 105, + 508, + 506, + 565 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 580, + 202, + 593 + ], + "lines": [ + { + "bbox": [ + 104, + 578, + 204, + 596 + ], + "spans": [ + { + "bbox": [ + 104, + 578, + 204, + 596 + ], + "score": 1.0, + "content": "3 APPLICATIONS", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 33 + }, + { + "type": "title", + "bbox": [ + 107, + 606, + 477, + 628 + ], + "lines": [ + { + "bbox": [ + 106, + 605, + 478, + 618 + ], + "spans": [ + { + "bbox": [ + 106, + 606, + 126, + 617 + ], + "score": 1.0, + "content": "3.1", + "type": "text" + }, + { + "bbox": [ + 128, + 605, + 478, + 618 + ], + "score": 1.0, + "content": "COMBATTING CATASTROPHIC FORGETTING IN AN ONLINE LEARNING TASK (WITH", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 129, + 618, + 218, + 629 + ], + "spans": [ + { + "bbox": [ + 129, + 618, + 218, + 629 + ], + "score": 1.0, + "content": "WORKING MEMORY)", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34.5 + }, + { + "type": "text", + "bbox": [ + 107, + 638, + 505, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 637, + 505, + 650 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 505, + 650 + ], + "score": 1.0, + "content": "If, after having been trained on a task, a neural network is retrained on a new task, it often forgets", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 649, + 505, + 660 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 505, + 660 + ], + "score": 1.0, + "content": "the first task. This phenomenon is termed ’catastrophic forgetting’. It is the central difficulty of", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 659, + 505, + 672 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 505, + 672 + ], + "score": 1.0, + "content": "multitask training as well as applications requiring that learning be done online (especially in non-IID", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 671, + 505, + 683 + ], + "spans": [ + { + "bbox": [ + 106, + 671, + 505, + 683 + ], + "score": 1.0, + "content": "situations). Essentially, new information must be encoded in the network, but the the information", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 682, + 323, + 694 + ], + "spans": [ + { + "bbox": [ + 105, + 682, + 323, + 694 + ], + "score": 1.0, + "content": "pertinent to the previous task must not be overwritten.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 38, + "bbox_fs": [ + 105, + 637, + 505, + 694 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 699, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "score": 1.0, + "content": "Most efforts to combat catastrophic forgetting rely on restricting how much parameters can change", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 709, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 506, + 722 + ], + "score": 1.0, + "content": "between tasks. Elastic Weight Consolidation (EWC; Kirkpatrick et al. (2017)), for example, adds a", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 239, + 733 + ], + "score": 1.0, + "content": "penalty to the loss on a new task", + "type": "text" + }, + { + "bbox": [ + 239, + 722, + 248, + 730 + ], + "score": 0.78, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 248, + 720, + 506, + 733 + ], + "score": 1.0, + "content": "that is the distance from the weights after learning on an earlier", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 392, + 479, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 375, + 407 + ], + "score": 1.0, + "content": "task A, multiplied by the diagonal of the Fisher information matrix", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 376, + 394, + 384, + 403 + ], + "score": 0.85, + "content": "F", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 385, + 392, + 463, + 407 + ], + "score": 1.0, + "content": "(calculated on task", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 464, + 395, + 471, + 403 + ], + "score": 0.78, + "content": "A", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 472, + 392, + 479, + 407 + ], + "score": 1.0, + "content": "):", + "type": "text", + "cross_page": true + } + ], + "index": 14 + } + ], + "index": 42, + "bbox_fs": [ + 105, + 698, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 122, + 79, + 504, + 236 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 122, + 79, + 504, + 236 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 122, + 79, + 504, + 236 + ], + "spans": [ + { + "bbox": [ + 122, + 79, + 504, + 236 + ], + "score": 0.974, + "type": "image", + "image_path": "f7da126a54788d8ab6ca942d740ac8205175b0bcbdabd1cfbf790d4616d77dcf.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 122, + 79, + 504, + 131.33333333333334 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 122, + 131.33333333333334, + 504, + 183.66666666666669 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 122, + 183.66666666666669, + 504, + 236.00000000000003 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 251, + 506, + 373 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 252, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 106, + 252, + 242, + 264 + ], + "score": 1.0, + "content": "Figure 3: The variance of the the", + "type": "text" + }, + { + "bbox": [ + 243, + 252, + 255, + 262 + ], + "score": 0.88, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 255, + 252, + 505, + 264 + ], + "score": 1.0, + "content": "estimator is small enough that it can be reasonably estimated", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 262, + 506, + 275 + ], + "spans": [ + { + "bbox": [ + 105, + 262, + 300, + 275 + ], + "score": 1.0, + "content": "from a few hundred examples. In panels A and", + "type": "text" + }, + { + "bbox": [ + 301, + 263, + 309, + 273 + ], + "score": 0.27, + "content": "\\mathbf { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 310, + 262, + 376, + 275 + ], + "score": 1.0, + "content": ", we reproduced", + "type": "text" + }, + { + "bbox": [ + 376, + 262, + 389, + 273 + ], + "score": 0.88, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 389, + 262, + 506, + 275 + ], + "score": 1.0, + "content": "distances seen in the panels", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 273, + 506, + 286 + ], + "spans": [ + { + "bbox": [ + 105, + 273, + 506, + 286 + ], + "score": 1.0, + "content": "of Fig. 2. As we increase the number of validation examples these distances are computed over,", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 285, + 505, + 297 + ], + "spans": [ + { + "bbox": [ + 106, + 285, + 298, + 297 + ], + "score": 1.0, + "content": "the estimations become more accurate. Panels", + "type": "text" + }, + { + "bbox": [ + 299, + 285, + 307, + 295 + ], + "score": 0.26, + "content": "\\mathbf { B }", + "type": "inline_equation" + }, + { + "bbox": [ + 308, + 285, + 374, + 297 + ], + "score": 1.0, + "content": "and E show the", + "type": "text" + }, + { + "bbox": [ + 375, + 285, + 395, + 295 + ], + "score": 0.87, + "content": "9 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 285, + 505, + 297 + ], + "score": 1.0, + "content": "confidence bounds for the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 296, + 505, + 307 + ], + "spans": [ + { + "bbox": [ + 106, + 296, + 164, + 307 + ], + "score": 1.0, + "content": "estimation; on", + "type": "text" + }, + { + "bbox": [ + 164, + 296, + 183, + 307 + ], + "score": 0.88, + "content": "9 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 184, + 296, + 505, + 307 + ], + "score": 1.0, + "content": "of batches, the value will lie bewteen these bounds. These bounds can be obtained", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 306, + 506, + 319 + ], + "spans": [ + { + "bbox": [ + 105, + 306, + 249, + 319 + ], + "score": 1.0, + "content": "from the standard deviation of the", + "type": "text" + }, + { + "bbox": [ + 250, + 306, + 262, + 317 + ], + "score": 0.88, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 306, + 506, + 319 + ], + "score": 1.0, + "content": "distance on single examples. In panel C we show that the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 316, + 506, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 316, + 279, + 331 + ], + "score": 1.0, + "content": "standard deviation scales linearly with the", + "type": "text" + }, + { + "bbox": [ + 280, + 317, + 292, + 328 + ], + "score": 0.9, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 292, + 316, + 506, + 331 + ], + "score": 1.0, + "content": "distance when measured between updates, meaning", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 328, + 506, + 341 + ], + "spans": [ + { + "bbox": [ + 105, + 328, + 506, + 341 + ], + "score": 1.0, + "content": "that a fixed batch size will often give similar percentage errors. This is not true for the distance from", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 338, + 505, + 353 + ], + "spans": [ + { + "bbox": [ + 105, + 338, + 505, + 353 + ], + "score": 1.0, + "content": "initialization, in panel F; early optimization has higher variance relative to magnitude, meaning that", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 350, + 505, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 350, + 505, + 364 + ], + "score": 1.0, + "content": "more examples are needed for the same uncertainty. In the Appendix, we also display the convergence", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 361, + 288, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 361, + 132, + 374 + ], + "score": 1.0, + "content": "of the", + "type": "text" + }, + { + "bbox": [ + 132, + 361, + 145, + 371 + ], + "score": 0.88, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 361, + 288, + 374 + ], + "score": 1.0, + "content": "distance estimator between epochs.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 8 + } + ], + "index": 4.5 + }, + { + "type": "text", + "bbox": [ + 106, + 392, + 478, + 405 + ], + "lines": [ + { + "bbox": [ + 105, + 392, + 479, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 375, + 407 + ], + "score": 1.0, + "content": "task A, multiplied by the diagonal of the Fisher information matrix", + "type": "text" + }, + { + "bbox": [ + 376, + 394, + 384, + 403 + ], + "score": 0.85, + "content": "F", + "type": "inline_equation" + }, + { + "bbox": [ + 385, + 392, + 463, + 407 + ], + "score": 1.0, + "content": "(calculated on task", + "type": "text" + }, + { + "bbox": [ + 464, + 395, + 471, + 403 + ], + "score": 0.78, + "content": "A", + "type": "inline_equation" + }, + { + "bbox": [ + 472, + 392, + 479, + 407 + ], + "score": 1.0, + "content": "):", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 14 + }, + { + "type": "interline_equation", + "bbox": [ + 216, + 409, + 395, + 439 + ], + "lines": [ + { + "bbox": [ + 216, + 409, + 395, + 439 + ], + "spans": [ + { + "bbox": [ + 216, + 409, + 395, + 439 + ], + "score": 0.94, + "content": "L _ { E W C } ( \\theta ) = L _ { B } ( \\theta ) + \\frac { \\lambda } { 2 } \\sum _ { i } F _ { i } ( \\theta _ { i } - \\theta _ { i , A } ) ^ { 2 }", + "type": "interline_equation", + "image_path": "a7d0da4c474cbb8d64170a10614afa1b51d148f21eb9a5f775fdb389154ba72a.jpg" + } + ] + } + ], + "index": 15.5, + "virtual_lines": [ + { + "bbox": [ + 216, + 409, + 395, + 424.0 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 216, + 424.0, + 395, + 439.0 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 443, + 505, + 521 + ], + "lines": [ + { + "bbox": [ + 106, + 443, + 505, + 456 + ], + "spans": [ + { + "bbox": [ + 106, + 443, + 441, + 456 + ], + "score": 1.0, + "content": "This idea is closely related to well-studied approaches to Bayesian online learning, if", + "type": "text" + }, + { + "bbox": [ + 441, + 444, + 450, + 453 + ], + "score": 0.86, + "content": "F", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 443, + 505, + 456 + ], + "score": 1.0, + "content": "is interpreted", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 455, + 505, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 505, + 467 + ], + "score": 1.0, + "content": "as a precision matrix (Honkela & Valpola (2003), Opper & Winther (1998)). Other similar approaches", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 465, + 505, + 478 + ], + "spans": [ + { + "bbox": [ + 105, + 465, + 505, + 478 + ], + "score": 1.0, + "content": "include that of Ritter et al. (2018), who use a more accurate approximation of the Fisher, and Synaptic", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 476, + 505, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 476, + 505, + 489 + ], + "score": 1.0, + "content": "Intelligence (SI; Zenke et al. (2017)), which discounts parameter change via a diagonal matrix in", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "score": 1.0, + "content": "which each entry reflects the sum contribution of that parameter to the loss. Each of these method", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 498, + 506, + 511 + ], + "spans": [ + { + "bbox": [ + 106, + 498, + 506, + 511 + ], + "score": 1.0, + "content": "discourages catastrophic forgetting by restricting movement in parameter space between tasks, scaled", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 510, + 387, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 510, + 387, + 522 + ], + "score": 1.0, + "content": "by a (perhaps diagonal) precision matrix calculated on previous tasks.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 106, + 526, + 504, + 549 + ], + "lines": [ + { + "bbox": [ + 106, + 525, + 505, + 539 + ], + "spans": [ + { + "bbox": [ + 106, + 525, + 505, + 539 + ], + "score": 1.0, + "content": "Using a function space metric, it is not hard to ensure that the network’s output function on previous", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 537, + 486, + 549 + ], + "spans": [ + { + "bbox": [ + 106, + 537, + 403, + 549 + ], + "score": 1.0, + "content": "tasks does not change during learning. In this case, the loss for a new task", + "type": "text" + }, + { + "bbox": [ + 403, + 538, + 412, + 547 + ], + "score": 0.84, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 413, + 537, + 486, + 549 + ], + "score": 1.0, + "content": "is modified to be:", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24.5 + }, + { + "type": "interline_equation", + "bbox": [ + 239, + 553, + 372, + 578 + ], + "lines": [ + { + "bbox": [ + 239, + 553, + 372, + 578 + ], + "spans": [ + { + "bbox": [ + 239, + 553, + 372, + 578 + ], + "score": 0.94, + "content": "L ( \\theta ) = L _ { B } ( \\theta ) + \\frac { \\lambda } { 2 } \\| f _ { \\theta _ { A } } - f _ { \\theta _ { B } } \\|", + "type": "interline_equation", + "image_path": "b51f7c6b465b5c842550ce220e061d3b513018dbb92aba4d565cb46bce955779.jpg" + } + ] + } + ], + "index": 26, + "virtual_lines": [ + { + "bbox": [ + 239, + 553, + 372, + 578 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 582, + 505, + 649 + ], + "lines": [ + { + "bbox": [ + 106, + 582, + 506, + 595 + ], + "spans": [ + { + "bbox": [ + 106, + 582, + 228, + 595 + ], + "score": 1.0, + "content": "The regularization term is the", + "type": "text" + }, + { + "bbox": [ + 229, + 582, + 241, + 593 + ], + "score": 0.89, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 582, + 398, + 595 + ], + "score": 1.0, + "content": "distance between the current function", + "type": "text" + }, + { + "bbox": [ + 398, + 583, + 414, + 595 + ], + "score": 0.9, + "content": "f _ { \\theta _ { B } }", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 582, + 506, + 595 + ], + "score": 1.0, + "content": "and the function after", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 594, + 505, + 607 + ], + "spans": [ + { + "bbox": [ + 106, + 594, + 184, + 607 + ], + "score": 1.0, + "content": "training on task A,", + "type": "text" + }, + { + "bbox": [ + 185, + 594, + 200, + 606 + ], + "score": 0.89, + "content": "f _ { \\theta _ { A } }", + "type": "inline_equation" + }, + { + "bbox": [ + 200, + 594, + 505, + 607 + ], + "score": 1.0, + "content": ". Since our function space metric is defined over a domain of examples, we", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 605, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 505, + 618 + ], + "score": 1.0, + "content": "will store a small set of previously seen examples in a working memory, as well as the output on those", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 615, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 106, + 615, + 336, + 628 + ], + "score": 1.0, + "content": "examples. This memory set will be used to calculate the", + "type": "text" + }, + { + "bbox": [ + 336, + 615, + 349, + 626 + ], + "score": 0.92, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 349, + 615, + 505, + 628 + ], + "score": 1.0, + "content": "distance between the current iteration", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 627, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 106, + 627, + 505, + 639 + ], + "score": 1.0, + "content": "and the snapshot after training. This is a simple scheme, but novel, and we are not aware of direct", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 639, + 220, + 650 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 220, + 650 + ], + "score": 1.0, + "content": "precedence in the literature.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 29.5 + }, + { + "type": "text", + "bbox": [ + 106, + 654, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 654, + 507, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 507, + 668 + ], + "score": 1.0, + "content": "A working memory approach is employed in related work (Lopez-Paz et al. (2017); Rebuffi et al.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 666, + 506, + 678 + ], + "spans": [ + { + "bbox": [ + 106, + 666, + 506, + 678 + ], + "score": 1.0, + "content": "(2017)). Note, however, that storing old examples violates the rules of strict online learning. Never-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "score": 1.0, + "content": "theless, for large networks it will be more memory-efficient. EWC, for example, requires storing a", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "snapshot of each parameter at the end of the previous task, as well as a diagonal precision matrix with", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 698, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 505, + 711 + ], + "score": 1.0, + "content": "as many entries as parameters. 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As we increase the number of validation examples these distances are computed over,", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 285, + 505, + 297 + ], + "spans": [ + { + "bbox": [ + 106, + 285, + 298, + 297 + ], + "score": 1.0, + "content": "the estimations become more accurate. 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This is not true for the distance from", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 338, + 505, + 353 + ], + "spans": [ + { + "bbox": [ + 105, + 338, + 505, + 353 + ], + "score": 1.0, + "content": "initialization, in panel F; early optimization has higher variance relative to magnitude, meaning that", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 350, + 505, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 350, + 505, + 364 + ], + "score": 1.0, + "content": "more examples are needed for the same uncertainty. In the Appendix, we also display the convergence", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 361, + 288, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 361, + 132, + 374 + ], + "score": 1.0, + "content": "of the", + "type": "text" + }, + { + "bbox": [ + 132, + 361, + 145, + 371 + ], + "score": 0.88, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 361, + 288, + 374 + ], + "score": 1.0, + "content": "distance estimator between epochs.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 8 + } + ], + "index": 4.5 + }, + { + "type": "text", + "bbox": [ + 106, + 392, + 478, + 405 + ], + "lines": [], + "index": 14, + "bbox_fs": [ + 105, + 392, + 479, + 407 + ], + "lines_deleted": true + }, + { + "type": "interline_equation", + "bbox": [ + 216, + 409, + 395, + 439 + ], + "lines": [ + { + "bbox": [ + 216, + 409, + 395, + 439 + ], + "spans": [ + { + "bbox": [ + 216, + 409, + 395, + 439 + ], + "score": 0.94, + "content": "L _ { E W C } ( \\theta ) = L _ { B } ( \\theta ) + \\frac { \\lambda } { 2 } \\sum _ { i } F _ { i } ( \\theta _ { i } - \\theta _ { i , A } ) ^ { 2 }", + "type": "interline_equation", + "image_path": "a7d0da4c474cbb8d64170a10614afa1b51d148f21eb9a5f775fdb389154ba72a.jpg" + } + ] + } + ], + "index": 15.5, + "virtual_lines": [ + { + "bbox": [ + 216, + 409, + 395, + 424.0 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 216, + 424.0, + 395, + 439.0 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 443, + 505, + 521 + ], + "lines": [ + { + "bbox": [ + 106, + 443, + 505, + 456 + ], + "spans": [ + { + "bbox": [ + 106, + 443, + 441, + 456 + ], + "score": 1.0, + "content": "This idea is closely related to well-studied approaches to Bayesian online learning, if", + "type": "text" + }, + { + "bbox": [ + 441, + 444, + 450, + 453 + ], + "score": 0.86, + "content": "F", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 443, + 505, + 456 + ], + "score": 1.0, + "content": "is interpreted", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 455, + 505, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 505, + 467 + ], + "score": 1.0, + "content": "as a precision matrix (Honkela & Valpola (2003), Opper & Winther (1998)). Other similar approaches", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 465, + 505, + 478 + ], + "spans": [ + { + "bbox": [ + 105, + 465, + 505, + 478 + ], + "score": 1.0, + "content": "include that of Ritter et al. (2018), who use a more accurate approximation of the Fisher, and Synaptic", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 476, + 505, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 476, + 505, + 489 + ], + "score": 1.0, + "content": "Intelligence (SI; Zenke et al. (2017)), which discounts parameter change via a diagonal matrix in", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "score": 1.0, + "content": "which each entry reflects the sum contribution of that parameter to the loss. 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Since our function space metric is defined over a domain of examples, we", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 605, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 505, + 618 + ], + "score": 1.0, + "content": "will store a small set of previously seen examples in a working memory, as well as the output on those", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 615, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 106, + 615, + 336, + 628 + ], + "score": 1.0, + "content": "examples. This memory set will be used to calculate the", + "type": "text" + }, + { + "bbox": [ + 336, + 615, + 349, + 626 + ], + "score": 0.92, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 349, + 615, + 505, + 628 + ], + "score": 1.0, + "content": "distance between the current iteration", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 627, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 106, + 627, + 505, + 639 + ], + "score": 1.0, + "content": "and the snapshot after training. This is a simple scheme, but novel, and we are not aware of direct", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 639, + 220, + 650 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 220, + 650 + ], + "score": 1.0, + "content": "precedence in the literature.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 29.5, + "bbox_fs": [ + 106, + 582, + 506, + 650 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 654, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 654, + 507, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 507, + 668 + ], + "score": 1.0, + "content": "A working memory approach is employed in related work (Lopez-Paz et al. (2017); Rebuffi et al.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 666, + 506, + 678 + ], + "spans": [ + { + "bbox": [ + 106, + 666, + 506, + 678 + ], + "score": 1.0, + "content": "(2017)). Note, however, that storing old examples violates the rules of strict online learning. Never-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "score": 1.0, + "content": "theless, for large networks it will be more memory-efficient. EWC, for example, requires storing a", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "snapshot of each parameter at the end of the previous task, as well as a diagonal precision matrix with", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 698, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 505, + 711 + ], + "score": 1.0, + "content": "as many entries as parameters. 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The working", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "memory approach that is required to regularize function change from old tasks is thus comparable or", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 104, + 187, + 118 + ], + "spans": [ + { + "bbox": [ + 106, + 104, + 187, + 118 + ], + "score": 1.0, + "content": "cheaper in memory.", + "type": "text", + "cross_page": true + } + ], + "index": 2 + } + ], + "index": 36, + "bbox_fs": [ + 105, + 654, + 507, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 116 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 506, + 96 + ], + "score": 1.0, + "content": "et al. (2017), the extra stored parameters are comparable to 15,489 MNIST images. The working", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "memory approach that is required to regularize function change from old tasks is thus comparable or", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 104, + 187, + 118 + ], + "spans": [ + { + "bbox": [ + 106, + 104, + 187, + 118 + ], + "score": 1.0, + "content": "cheaper in memory.", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1 + }, + { + "type": "title", + "bbox": [ + 108, + 128, + 229, + 139 + ], + "lines": [ + { + "bbox": [ + 106, + 128, + 229, + 140 + ], + "spans": [ + { + "bbox": [ + 106, + 128, + 229, + 140 + ], + "score": 1.0, + "content": "3.1.1 EMPIRICAL RESULTS", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 107, + 146, + 505, + 202 + ], + "lines": [ + { + "bbox": [ + 106, + 146, + 506, + 160 + ], + "spans": [ + { + "bbox": [ + 106, + 146, + 506, + 160 + ], + "score": 1.0, + "content": "We compared the performance of our approach at the benchmark task of permuted MNIST. This", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 159, + 505, + 171 + ], + "spans": [ + { + "bbox": [ + 106, + 159, + 505, + 171 + ], + "score": 1.0, + "content": "task requires a single MLP to learn to classify a sequence of MNIST tasks in which the pixels have", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 169, + 505, + 181 + ], + "spans": [ + { + "bbox": [ + 105, + 169, + 505, + 181 + ], + "score": 1.0, + "content": "been randomly permuted differently on each task. We trained an MLP with 2 hidden layers, 400", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 179, + 506, + 193 + ], + "spans": [ + { + "bbox": [ + 105, + 179, + 506, + 193 + ], + "score": 1.0, + "content": "nodes each, for 10 epochs on each of 8 such permuted datasets. In Figure 4, we display how the test", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 189, + 372, + 205 + ], + "spans": [ + { + "bbox": [ + 105, + 189, + 372, + 205 + ], + "score": 1.0, + "content": "accuracy on the first of 8 tasks degrades with subsequent learning.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 107, + 207, + 505, + 263 + ], + "lines": [ + { + "bbox": [ + 106, + 208, + 505, + 220 + ], + "spans": [ + { + "bbox": [ + 106, + 208, + 505, + 220 + ], + "score": 1.0, + "content": "To build the working memory, we keep 1024 examples from previous tasks, making sure that the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 218, + 506, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 218, + 506, + 232 + ], + "score": 1.0, + "content": "number of examples from each task is equal. We also remember the predictions on those examples at", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 229, + 505, + 242 + ], + "spans": [ + { + "bbox": [ + 105, + 229, + 351, + 242 + ], + "score": 1.0, + "content": "the end of training on their originating tasks. To calculate the", + "type": "text" + }, + { + "bbox": [ + 351, + 229, + 364, + 240 + ], + "score": 0.86, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 364, + 229, + 505, + 242 + ], + "score": 1.0, + "content": "distance, we simply re-infer on the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 240, + 505, + 254 + ], + "spans": [ + { + "bbox": [ + 105, + 240, + 505, + 254 + ], + "score": 1.0, + "content": "examples in working memory, and regularize the distance from the current outputs to the remembered", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 252, + 483, + 265 + ], + "spans": [ + { + "bbox": [ + 105, + 252, + 182, + 265 + ], + "score": 1.0, + "content": "outputs. We chose", + "type": "text" + }, + { + "bbox": [ + 182, + 252, + 216, + 262 + ], + "score": 0.9, + "content": "\\lambda = 1 . 3", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 252, + 483, + 265 + ], + "score": 1.0, + "content": "as the regularizing hyperparameter from a logarithmic grid search.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 106, + 268, + 506, + 379 + ], + "lines": [ + { + "bbox": [ + 106, + 269, + 505, + 280 + ], + "spans": [ + { + "bbox": [ + 106, + 269, + 505, + 280 + ], + "score": 1.0, + "content": "In Figure 4, we compare this method to four comparison methods. The ”ADAM” method is ADAM", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 280, + 506, + 291 + ], + "spans": [ + { + "bbox": [ + 106, + 280, + 506, + 291 + ], + "score": 1.0, + "content": "with a learning rate of 0.001, which nearly forgets the first task completely at the end of the 8 tasks.", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 289, + 506, + 303 + ], + "spans": [ + { + "bbox": [ + 105, + 289, + 506, + 303 + ], + "score": 1.0, + "content": "The ”ADAM+retrain” method is augmented with a working memory of 1024 examples that are stored", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 302, + 505, + 313 + ], + "spans": [ + { + "bbox": [ + 106, + 302, + 220, + 313 + ], + "score": 1.0, + "content": "from previous tasks. Every", + "type": "text" + }, + { + "bbox": [ + 220, + 303, + 228, + 311 + ], + "score": 0.72, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 228, + 302, + 314, + 313 + ], + "score": 1.0, + "content": "iterations (we found", + "type": "text" + }, + { + "bbox": [ + 315, + 302, + 346, + 312 + ], + "score": 0.9, + "content": "n = 1 0", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 302, + 505, + 313 + ], + "score": 1.0, + "content": "to be best), a step is taken to decrease", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 312, + 506, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 506, + 326 + ], + "score": 1.0, + "content": "the loss on the memory cache. This method serves as a control for the working memory concept.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 104, + 322, + 506, + 336 + ], + "spans": [ + { + "bbox": [ + 104, + 322, + 506, + 336 + ], + "score": 1.0, + "content": "We also include EWC and SI as comparisons, using the hyperparameters used in their publications", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 108, + 333, + 505, + 347 + ], + "spans": [ + { + "bbox": [ + 108, + 334, + 198, + 345 + ], + "score": 0.8, + "content": "( \\lambda = 5 0 0 , \\epsilon = c = 0 . 1 ,", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 333, + 363, + 347 + ], + "score": 1.0, + "content": "). Overall, we found that regularizing the", + "type": "text" + }, + { + "bbox": [ + 364, + 334, + 376, + 344 + ], + "score": 0.87, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 377, + 333, + 505, + 347 + ], + "score": 1.0, + "content": "distance on a working memory", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 346, + 506, + 357 + ], + "spans": [ + { + "bbox": [ + 106, + 346, + 506, + 357 + ], + "score": 1.0, + "content": "cache was more successful than simply retraining on the same cache. It also outperformed EWC,", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 356, + 505, + 368 + ], + "spans": [ + { + "bbox": [ + 105, + 356, + 505, + 368 + ], + "score": 1.0, + "content": "but not SI. 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Here we dis-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 322, + 440, + 497, + 451 + ], + "spans": [ + { + "bbox": [ + 322, + 440, + 497, + 451 + ], + "score": 1.0, + "content": "play the test performance on the first task as", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 322, + 450, + 497, + 462 + ], + "spans": [ + { + "bbox": [ + 322, + 450, + 497, + 462 + ], + "score": 1.0, + "content": "7 subsequent tasks are learned. 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To", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 106, + 721, + 464, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 451, + 733 + ], + "score": 1.0, + "content": "evaluate Equation 1, we can approximate the norm with an empirical expectation over", + "type": "text" + }, + { + "bbox": [ + 452, + 721, + 460, + 730 + ], + "score": 0.71, + "content": "\\mathbb { X }", + "type": "inline_equation" + }, + { + "bbox": [ + 460, + 721, + 464, + 733 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 58 + } + ], + "index": 57 + } + ], + "page_idx": 5, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "6", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 116 + ], + "lines": [], + "index": 1, + "bbox_fs": [ + 105, + 81, + 506, + 118 + ], + "lines_deleted": true + }, + { + "type": "title", + "bbox": [ + 108, + 128, + 229, + 139 + ], + "lines": [ + { + "bbox": [ + 106, + 128, + 229, + 140 + ], + "spans": [ + { + "bbox": [ + 106, + 128, + 229, + 140 + ], + "score": 1.0, + "content": "3.1.1 EMPIRICAL RESULTS", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 107, + 146, + 505, + 202 + ], + "lines": [ + { + "bbox": [ + 106, + 146, + 506, + 160 + ], + "spans": [ + { + "bbox": [ + 106, + 146, + 506, + 160 + ], + "score": 1.0, + "content": "We compared the performance of our approach at the benchmark task of permuted MNIST. This", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 159, + 505, + 171 + ], + "spans": [ + { + "bbox": [ + 106, + 159, + 505, + 171 + ], + "score": 1.0, + "content": "task requires a single MLP to learn to classify a sequence of MNIST tasks in which the pixels have", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 169, + 505, + 181 + ], + "spans": [ + { + "bbox": [ + 105, + 169, + 505, + 181 + ], + "score": 1.0, + "content": "been randomly permuted differently on each task. We trained an MLP with 2 hidden layers, 400", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 179, + 506, + 193 + ], + "spans": [ + { + "bbox": [ + 105, + 179, + 506, + 193 + ], + "score": 1.0, + "content": "nodes each, for 10 epochs on each of 8 such permuted datasets. In Figure 4, we display how the test", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 189, + 372, + 205 + ], + "spans": [ + { + "bbox": [ + 105, + 189, + 372, + 205 + ], + "score": 1.0, + "content": "accuracy on the first of 8 tasks degrades with subsequent learning.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6, + "bbox_fs": [ + 105, + 146, + 506, + 205 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 207, + 505, + 263 + ], + "lines": [ + { + "bbox": [ + 106, + 208, + 505, + 220 + ], + "spans": [ + { + "bbox": [ + 106, + 208, + 505, + 220 + ], + "score": 1.0, + "content": "To build the working memory, we keep 1024 examples from previous tasks, making sure that the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 218, + 506, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 218, + 506, + 232 + ], + "score": 1.0, + "content": "number of examples from each task is equal. We also remember the predictions on those examples at", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 229, + 505, + 242 + ], + "spans": [ + { + "bbox": [ + 105, + 229, + 351, + 242 + ], + "score": 1.0, + "content": "the end of training on their originating tasks. To calculate the", + "type": "text" + }, + { + "bbox": [ + 351, + 229, + 364, + 240 + ], + "score": 0.86, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 364, + 229, + 505, + 242 + ], + "score": 1.0, + "content": "distance, we simply re-infer on the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 240, + 505, + 254 + ], + "spans": [ + { + "bbox": [ + 105, + 240, + 505, + 254 + ], + "score": 1.0, + "content": "examples in working memory, and regularize the distance from the current outputs to the remembered", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 252, + 483, + 265 + ], + "spans": [ + { + "bbox": [ + 105, + 252, + 182, + 265 + ], + "score": 1.0, + "content": "outputs. We chose", + "type": "text" + }, + { + "bbox": [ + 182, + 252, + 216, + 262 + ], + "score": 0.9, + "content": "\\lambda = 1 . 3", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 252, + 483, + 265 + ], + "score": 1.0, + "content": "as the regularizing hyperparameter from a logarithmic grid search.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 11, + "bbox_fs": [ + 105, + 208, + 506, + 265 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 268, + 506, + 379 + ], + "lines": [ + { + "bbox": [ + 106, + 269, + 505, + 280 + ], + "spans": [ + { + "bbox": [ + 106, + 269, + 505, + 280 + ], + "score": 1.0, + "content": "In Figure 4, we compare this method to four comparison methods. The ”ADAM” method is ADAM", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 280, + 506, + 291 + ], + "spans": [ + { + "bbox": [ + 106, + 280, + 506, + 291 + ], + "score": 1.0, + "content": "with a learning rate of 0.001, which nearly forgets the first task completely at the end of the 8 tasks.", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 289, + 506, + 303 + ], + "spans": [ + { + "bbox": [ + 105, + 289, + 506, + 303 + ], + "score": 1.0, + "content": "The ”ADAM+retrain” method is augmented with a working memory of 1024 examples that are stored", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 302, + 505, + 313 + ], + "spans": [ + { + "bbox": [ + 106, + 302, + 220, + 313 + ], + "score": 1.0, + "content": "from previous tasks. Every", + "type": "text" + }, + { + "bbox": [ + 220, + 303, + 228, + 311 + ], + "score": 0.72, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 228, + 302, + 314, + 313 + ], + "score": 1.0, + "content": "iterations (we found", + "type": "text" + }, + { + "bbox": [ + 315, + 302, + 346, + 312 + ], + "score": 0.9, + "content": "n = 1 0", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 302, + 505, + 313 + ], + "score": 1.0, + "content": "to be best), a step is taken to decrease", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 312, + 506, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 506, + 326 + ], + "score": 1.0, + "content": "the loss on the memory cache. This method serves as a control for the working memory concept.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 104, + 322, + 506, + 336 + ], + "spans": [ + { + "bbox": [ + 104, + 322, + 506, + 336 + ], + "score": 1.0, + "content": "We also include EWC and SI as comparisons, using the hyperparameters used in their publications", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 108, + 333, + 505, + 347 + ], + "spans": [ + { + "bbox": [ + 108, + 334, + 198, + 345 + ], + "score": 0.8, + "content": "( \\lambda = 5 0 0 , \\epsilon = c = 0 . 1 ,", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 333, + 363, + 347 + ], + "score": 1.0, + "content": "). 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Here we dis-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 322, + 440, + 497, + 451 + ], + "spans": [ + { + "bbox": [ + 322, + 440, + 497, + 451 + ], + "score": 1.0, + "content": "play the test performance on the first task as", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 322, + 450, + 497, + 462 + ], + "spans": [ + { + "bbox": [ + 322, + 450, + 497, + 462 + ], + "score": 1.0, + "content": "7 subsequent tasks are learned. 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Also displayed are", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 322, + 495, + 497, + 506 + ], + "spans": [ + { + "bbox": [ + 322, + 495, + 497, + 506 + ], + "score": 1.0, + "content": "ADAM without modifications, EWC, and", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 322, + 505, + 339, + 517 + ], + "spans": [ + { + "bbox": [ + 322, + 505, + 339, + 517 + ], + "score": 1.0, + "content": "SI.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 38 + } + ], + "index": 33.5 + }, + { + "type": "title", + "bbox": [ + 107, + 540, + 352, + 552 + ], + "lines": [ + { + "bbox": [ + 105, + 538, + 353, + 554 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 255, + 554 + ], + "score": 1.0, + "content": "3.2 CONSTRAINING CHANGES IN", + "type": "text" + }, + { + "bbox": [ + 255, + 540, + 268, + 551 + ], + "score": 0.84, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 538, + 353, + 554 + ], + "score": 1.0, + "content": "DURING LEARNING", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 44 + }, + { + "type": "text", + "bbox": [ + 107, + 560, + 505, + 639 + ], + "lines": [ + { + "bbox": [ + 106, + 561, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 106, + 561, + 245, + 574 + ], + "score": 1.0, + "content": "In this section we propose that the", + "type": "text" + }, + { + "bbox": [ + 246, + 561, + 258, + 571 + ], + "score": 0.87, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 258, + 561, + 505, + 574 + ], + "score": 1.0, + "content": "distance can be used for regularization in a single supervised", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 573, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 106, + 573, + 505, + 585 + ], + "score": 1.0, + "content": "task. In the space of parameters, SGD is a strongly local update rule and large jumps are generally", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 583, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 106, + 583, + 505, + 596 + ], + "score": 1.0, + "content": "prohibited. SGD is thus more likely to find solutions that are close to the initialization, and furthermore", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 594, + 506, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 506, + 607 + ], + "score": 1.0, + "content": "to trace a path of limited length. This discourages the sampling a large volume of parameter space", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 605, + 506, + 618 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 506, + 618 + ], + "score": 1.0, + "content": "during optimization. If the mapping between parameter and function space is not already very tight,", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 616, + 506, + 630 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 506, + 630 + ], + "score": 1.0, + "content": "and locality is important for generalization, then additionally constricting changes in function space", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 627, + 158, + 641 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 158, + 641 + ], + "score": 1.0, + "content": "should help.", + "type": "text" + } + ], + "index": 51 + } + ], + "index": 48, + "bbox_fs": [ + 105, + 561, + 506, + 641 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 644, + 505, + 677 + ], + "lines": [ + { + "bbox": [ + 105, + 643, + 506, + 658 + ], + "spans": [ + { + "bbox": [ + 105, + 643, + 506, + 658 + ], + "score": 1.0, + "content": "On the basis of this logic, we propose a learning rule that directly constrains the path length of the", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 654, + 506, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 199, + 668 + ], + "score": 1.0, + "content": "optimization trajectory", + "type": "text" + }, + { + "bbox": [ + 200, + 655, + 212, + 665 + ], + "score": 0.88, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 212, + 654, + 487, + 668 + ], + "score": 1.0, + "content": "space. If a network would have been trained to adjust the parameters", + "type": "text" + }, + { + "bbox": [ + 488, + 656, + 493, + 665 + ], + "score": 0.82, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 494, + 654, + 506, + 668 + ], + "score": 1.0, + "content": "to", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 105, + 666, + 446, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 189, + 679 + ], + "score": 1.0, + "content": "minimize some cost", + "type": "text" + }, + { + "bbox": [ + 189, + 667, + 201, + 677 + ], + "score": 0.89, + "content": "C _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 666, + 357, + 679 + ], + "score": 1.0, + "content": ", we will instead minimize at each step", + "type": "text" + }, + { + "bbox": [ + 357, + 667, + 362, + 676 + ], + "score": 0.78, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 666, + 446, + 679 + ], + "score": 1.0, + "content": "a new cost given by:", + "type": "text" + } + ], + "index": 54 + } + ], + "index": 53, + "bbox_fs": [ + 105, + 643, + 506, + 679 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 247, + 681, + 364, + 695 + ], + "lines": [ + { + "bbox": [ + 247, + 681, + 364, + 695 + ], + "spans": [ + { + "bbox": [ + 247, + 681, + 364, + 695 + ], + "score": 0.93, + "content": "C = C _ { 0 } + \\lambda \\| f _ { \\theta _ { t } } - f _ { \\theta _ { t } + \\Delta \\theta } \\|", + "type": "interline_equation", + "image_path": "06b4cffb918936d8c179ca48449ff8ab0d1a61cd2ffaeeea1fa19c4addddd1b6.jpg" + } + ] + } + ], + "index": 55, + "virtual_lines": [ + { + "bbox": [ + 247, + 681, + 364, + 695 + ], + "spans": [], + "index": 55 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 699, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 698, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 506, + 711 + ], + "score": 1.0, + "content": "Like all regularization terms, this can also be viewed as a Langrangian that satisfies a constraint.", + "type": "text" + } + ], + "index": 56 + }, + { + "bbox": [ + 105, + 709, + 505, + 721 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 298, + 721 + ], + "score": 1.0, + "content": "Here, this constraint ensures that the change in", + "type": "text" + }, + { + "bbox": [ + 298, + 710, + 310, + 720 + ], + "score": 0.88, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 310, + 709, + 505, + 721 + ], + "score": 1.0, + "content": "-space does not exceed some constant value. To", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 106, + 721, + 464, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 451, + 733 + ], + "score": 1.0, + "content": "evaluate Equation 1, we can approximate the norm with an empirical expectation over", + "type": "text" + }, + { + "bbox": [ + 452, + 721, + 460, + 730 + ], + "score": 0.71, + "content": "\\mathbb { X }", + "type": "inline_equation" + }, + { + "bbox": [ + 460, + 721, + 464, + 733 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 58 + } + ], + "index": 57, + "bbox_fs": [ + 105, + 698, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "interline_equation", + "bbox": [ + 203, + 90, + 408, + 124 + ], + "lines": [ + { + "bbox": [ + 203, + 90, + 408, + 124 + ], + "spans": [ + { + "bbox": [ + 203, + 90, + 408, + 124 + ], + "score": 0.94, + "content": "C = C _ { 0 } + \\lambda \\bigl ( \\frac { 1 } { N } \\sum _ { i = 0 } ^ { N } | f _ { \\theta _ { t } } ( x _ { i } ) - f _ { \\theta _ { t } + \\Delta \\theta } ( x _ { i } ) | ^ { 2 } \\bigr ) ^ { 1 / 2 } .", + "type": "interline_equation", + "image_path": "75a6b952602d126c9397f782e82f15bfa3a89e66c4c81b170e9cba13e2523e27.jpg" + } + ] + } + ], + "index": 0.5, + "virtual_lines": [ + { + "bbox": [ + 203, + 90, + 408, + 107.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 203, + 107.0, + 408, + 124.0 + ], + "spans": [], + "index": 1 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 131, + 505, + 165 + ], + "lines": [ + { + "bbox": [ + 105, + 131, + 506, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 131, + 506, + 145 + ], + "score": 1.0, + "content": "This cost function imposes a penalty upon the difference between the output of the current network at", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 142, + 505, + 155 + ], + "spans": [ + { + "bbox": [ + 106, + 142, + 127, + 155 + ], + "score": 1.0, + "content": "time", + "type": "text" + }, + { + "bbox": [ + 127, + 143, + 132, + 152 + ], + "score": 0.76, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 133, + 142, + 251, + 155 + ], + "score": 1.0, + "content": "and the proposed network at", + "type": "text" + }, + { + "bbox": [ + 252, + 143, + 273, + 153 + ], + "score": 0.89, + "content": "t + 1", + "type": "inline_equation" + }, + { + "bbox": [ + 274, + 142, + 316, + 155 + ], + "score": 1.0, + "content": ". The data", + "type": "text" + }, + { + "bbox": [ + 316, + 144, + 326, + 153 + ], + "score": 0.85, + "content": "x _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 142, + 505, + 155 + ], + "score": 1.0, + "content": "may derive from some validation batch but", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 153, + 457, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 153, + 254, + 165 + ], + "score": 1.0, + "content": "must pull from the same distribution", + "type": "text" + }, + { + "bbox": [ + 254, + 154, + 263, + 163 + ], + "score": 0.37, + "content": "\\mathbb { X }", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 153, + 457, + 165 + ], + "score": 1.0, + "content": ". It would also be possible to use unlabeled data.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 107, + 170, + 505, + 226 + ], + "lines": [ + { + "bbox": [ + 106, + 171, + 505, + 182 + ], + "spans": [ + { + "bbox": [ + 106, + 171, + 505, + 182 + ], + "score": 1.0, + "content": "We can write an update rule to minimize Equation 1 that is a modification of gradient descent. We", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 180, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 180, + 505, + 194 + ], + "score": 1.0, + "content": "call the rule Hilbert-constrained gradient descent (HCGD). It minimizes C in Equation 1 via an inner", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 192, + 505, + 204 + ], + "spans": [ + { + "bbox": [ + 106, + 192, + 258, + 204 + ], + "score": 1.0, + "content": "loop of gradient descent. To optimize", + "type": "text" + }, + { + "bbox": [ + 259, + 193, + 268, + 202 + ], + "score": 0.83, + "content": "C", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 192, + 417, + 204 + ], + "score": 1.0, + "content": "via gradient descent, we first replace", + "type": "text" + }, + { + "bbox": [ + 417, + 192, + 430, + 203 + ], + "score": 0.88, + "content": "C _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 192, + 505, + 204 + ], + "score": 1.0, + "content": "with its first order", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 202, + 506, + 216 + ], + "spans": [ + { + "bbox": [ + 105, + 202, + 168, + 216 + ], + "score": 1.0, + "content": "approximation", + "type": "text" + }, + { + "bbox": [ + 169, + 203, + 195, + 213 + ], + "score": 0.91, + "content": "J ^ { T } \\Delta \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 196, + 202, + 227, + 216 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 227, + 204, + 235, + 213 + ], + "score": 0.82, + "content": "J", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 202, + 426, + 216 + ], + "score": 1.0, + "content": "is the Jacobian. Thus we seek to converge to a", + "type": "text" + }, + { + "bbox": [ + 426, + 203, + 443, + 213 + ], + "score": 0.89, + "content": "\\Delta \\theta ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 202, + 506, + 216 + ], + "score": 1.0, + "content": "at each update", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 214, + 154, + 226 + ], + "spans": [ + { + "bbox": [ + 105, + 214, + 154, + 226 + ], + "score": 1.0, + "content": "step, where", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 7 + }, + { + "type": "interline_equation", + "bbox": [ + 183, + 239, + 427, + 273 + ], + "lines": [ + { + "bbox": [ + 183, + 239, + 427, + 273 + ], + "spans": [ + { + "bbox": [ + 183, + 239, + 427, + 273 + ], + "score": 0.94, + "content": "\\Delta \\theta ^ { \\prime } = \\underset { \\Delta \\theta } { \\operatorname { a r g m i n } } \\left( J ^ { T } \\Delta \\theta + \\frac { \\lambda } { N } \\sum _ { i = 0 } ^ { N } | f _ { \\theta _ { t } } ( x _ { i } ) - f _ { \\theta _ { t } + \\Delta \\theta } ( x _ { i } ) | ^ { 2 } \\right)", + "type": "interline_equation", + "image_path": "15edb3a2209d7b192aa42da9a5226351f27a87a53ae864f81e4bf895bb96b37c.jpg" + } + ] + } + ], + "index": 10.5, + "virtual_lines": [ + { + "bbox": [ + 183, + 239, + 427, + 256.0 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 183, + 256.0, + 427, + 273.0 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 279, + 505, + 347 + ], + "lines": [ + { + "bbox": [ + 106, + 280, + 506, + 293 + ], + "spans": [ + { + "bbox": [ + 106, + 280, + 218, + 293 + ], + "score": 1.0, + "content": "Minimization of the proper", + "type": "text" + }, + { + "bbox": [ + 219, + 281, + 233, + 290 + ], + "score": 0.86, + "content": "\\Delta \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 280, + 506, + 293 + ], + "score": 1.0, + "content": "can be performed in an inner loop by a first order method. We first", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 104, + 290, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 104, + 290, + 164, + 304 + ], + "score": 1.0, + "content": "propose some", + "type": "text" + }, + { + "bbox": [ + 164, + 291, + 263, + 302 + ], + "score": 0.91, + "content": "\\Delta \\theta _ { 0 } = - \\epsilon J = - \\epsilon \\nabla _ { \\theta } C _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 290, + 334, + 304 + ], + "score": 1.0, + "content": "(for learning rate", + "type": "text" + }, + { + "bbox": [ + 334, + 293, + 340, + 301 + ], + "score": 0.57, + "content": "\\dot { \\epsilon }", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 290, + 506, + 304 + ], + "score": 1.0, + "content": ") and then iteratively correct this proposal", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 302, + 506, + 315 + ], + "spans": [ + { + "bbox": [ + 106, + 302, + 221, + 315 + ], + "score": 1.0, + "content": "by gradient descent towards", + "type": "text" + }, + { + "bbox": [ + 221, + 303, + 238, + 312 + ], + "score": 0.84, + "content": "\\Delta \\theta ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 238, + 302, + 506, + 315 + ], + "score": 1.0, + "content": ". If only one correction is performed, we simply add the derivative", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 312, + 505, + 325 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 260, + 325 + ], + "score": 1.0, + "content": "of the Hilbert-constraining term after", + "type": "text" + }, + { + "bbox": [ + 261, + 313, + 279, + 324 + ], + "score": 0.91, + "content": "\\Delta \\theta _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 312, + 505, + 325 + ], + "score": 1.0, + "content": "has been proposed. We found empirically that a single", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 323, + 505, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 323, + 291, + 336 + ], + "score": 1.0, + "content": "correction was often sufficient. In Appendix", + "type": "text" + }, + { + "bbox": [ + 291, + 324, + 300, + 334 + ], + "score": 0.37, + "content": "\\textrm { C }", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 323, + 505, + 336 + ], + "score": 1.0, + "content": ", we demonstrate that this algorithm does actually", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 334, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 106, + 334, + 506, + 347 + ], + "score": 1.0, + "content": "decrease the distance traveled in function space, as expected. This algorithm is shown in Algorithm 1.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 14.5 + }, + { + "type": "table", + "bbox": [ + 107, + 371, + 506, + 556 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 155, + 359, + 455, + 372 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 153, + 358, + 458, + 374 + ], + "spans": [ + { + "bbox": [ + 153, + 358, + 458, + 374 + ], + "score": 1.0, + "content": "Algorithm 1: Hilbert-constrained gradient descent. Implements Equation 2.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "table_body", + "bbox": [ + 107, + 371, + 506, + 556 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 107, + 371, + 506, + 556 + ], + "spans": [ + { + "bbox": [ + 107, + 371, + 506, + 556 + ], + "score": 0.97, + "html": "
Require: e
Require: η 1:procedureLearning rate for corrective step
2: 0←00Initialize parameters
3: while θt not converged doDraw training batch
4:draw X~Px
5:J← VθCo(X)
6:△0←-∈J
7:drawXv ~ Px N
8:12 gL²←△( M Ifθt(xi)-fθt+△θ(xi)|2)1/2 N
9:xiEXv △0'←△0o-n(gL2)
10:0t←0t-1+△0
11:return 0t
", + "type": "table", + "image_path": "5396efb7925226964a5a8fb40beb4943f742a65fb5dce5c8ec1f791f40459f90.jpg" + } + ] + } + ], + "index": 20, + "virtual_lines": [ + { + "bbox": [ + 107, + 371, + 506, + 432.6666666666667 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 107, + 432.6666666666667, + 506, + 494.33333333333337 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 107, + 494.33333333333337, + 506, + 556.0 + ], + "spans": [], + "index": 21 + } + ] + } + ], + "index": 19.0 + }, + { + "type": "text", + "bbox": [ + 106, + 568, + 505, + 657 + ], + "lines": [ + { + "bbox": [ + 104, + 567, + 506, + 582 + ], + "spans": [ + { + "bbox": [ + 104, + 567, + 506, + 582 + ], + "score": 1.0, + "content": "Note that the ”proposed update” is presented as an SGD step, but could be a step of another optimizer", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 104, + 579, + 506, + 592 + ], + "spans": [ + { + "bbox": [ + 104, + 579, + 506, + 592 + ], + "score": 1.0, + "content": "(e.g. ADAM). In the Appendix, we display an extended version of this algorithm. This version allows", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 590, + 505, + 603 + ], + "spans": [ + { + "bbox": [ + 105, + 590, + 505, + 603 + ], + "score": 1.0, + "content": "for multiple corrective iterations in each step. It also allows for a form of momentum. In standard", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 601, + 505, + 614 + ], + "spans": [ + { + "bbox": [ + 105, + 601, + 318, + 614 + ], + "score": 1.0, + "content": "momentum for SGD, one follows a “velocity” term", + "type": "text" + }, + { + "bbox": [ + 319, + 603, + 325, + 612 + ], + "score": 0.59, + "content": "v", + "type": "inline_equation" + }, + { + "bbox": [ + 326, + 601, + 505, + 614 + ], + "score": 1.0, + "content": "which is adjusted at each step with the rule", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 107, + 612, + 505, + 624 + ], + "spans": [ + { + "bbox": [ + 107, + 612, + 163, + 623 + ], + "score": 0.91, + "content": "v \\beta v + \\epsilon J", + "type": "inline_equation" + }, + { + "bbox": [ + 163, + 613, + 505, + 624 + ], + "score": 1.0, + "content": "(e.g. see Sutskever et al. (2013)). For HCGD, we also keep a velocity term but update", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 623, + 505, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 623, + 282, + 635 + ], + "score": 1.0, + "content": "it with the final Hilbert-constrained update", + "type": "text" + }, + { + "bbox": [ + 282, + 624, + 297, + 633 + ], + "score": 0.87, + "content": "\\Delta \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 297, + 623, + 344, + 635 + ], + "score": 1.0, + "content": "rather than", + "type": "text" + }, + { + "bbox": [ + 344, + 624, + 356, + 633 + ], + "score": 0.8, + "content": "\\epsilon J", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 623, + 505, + 635 + ], + "score": 1.0, + "content": ". The velocity is used to propose the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 634, + 505, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 634, + 133, + 646 + ], + "score": 1.0, + "content": "initial", + "type": "text" + }, + { + "bbox": [ + 133, + 634, + 151, + 645 + ], + "score": 0.91, + "content": "\\Delta \\theta _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 152, + 634, + 505, + 646 + ], + "score": 1.0, + "content": "in the next update step. We found that this modification of momentum both quickened", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 646, + 293, + 658 + ], + "spans": [ + { + "bbox": [ + 106, + 646, + 293, + 658 + ], + "score": 1.0, + "content": "optimization and lowered generalization error.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 25.5 + }, + { + "type": "title", + "bbox": [ + 106, + 668, + 308, + 680 + ], + "lines": [ + { + "bbox": [ + 106, + 668, + 309, + 681 + ], + "spans": [ + { + "bbox": [ + 106, + 668, + 309, + 681 + ], + "score": 1.0, + "content": "3.2.1 RELATION TO THE NATURAL GRADIENT", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 107, + 687, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "The natural gradient turns out to carry a similar interpretation as HCGD, in that the natural gradient", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "also regularizes the change in functions’ output distributions. Specifically, the natural gradient can", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 710, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 505, + 723 + ], + "score": 1.0, + "content": "be derived from a penalty upon the change in a network’s output distribution as measured by the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 720, + 340, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 286, + 732 + ], + "score": 1.0, + "content": "Kullbeck-Leibler divergence (rather than the", + "type": "text" + }, + { + "bbox": [ + 287, + 721, + 298, + 730 + ], + "score": 0.89, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 720, + 340, + 732 + ], + "score": 1.0, + "content": "distance).", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 32.5 + } + ], + "page_idx": 6, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 26, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 762 + ], + "score": 1.0, + "content": "7", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "interline_equation", + "bbox": [ + 203, + 90, + 408, + 124 + ], + "lines": [ + { + "bbox": [ + 203, + 90, + 408, + 124 + ], + "spans": [ + { + "bbox": [ + 203, + 90, + 408, + 124 + ], + "score": 0.94, + "content": "C = C _ { 0 } + \\lambda \\bigl ( \\frac { 1 } { N } \\sum _ { i = 0 } ^ { N } | f _ { \\theta _ { t } } ( x _ { i } ) - f _ { \\theta _ { t } + \\Delta \\theta } ( x _ { i } ) | ^ { 2 } \\bigr ) ^ { 1 / 2 } .", + "type": "interline_equation", + "image_path": "75a6b952602d126c9397f782e82f15bfa3a89e66c4c81b170e9cba13e2523e27.jpg" + } + ] + } + ], + "index": 0.5, + "virtual_lines": [ + { + "bbox": [ + 203, + 90, + 408, + 107.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 203, + 107.0, + 408, + 124.0 + ], + "spans": [], + "index": 1 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 131, + 505, + 165 + ], + "lines": [ + { + "bbox": [ + 105, + 131, + 506, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 131, + 506, + 145 + ], + "score": 1.0, + "content": "This cost function imposes a penalty upon the difference between the output of the current network at", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 142, + 505, + 155 + ], + "spans": [ + { + "bbox": [ + 106, + 142, + 127, + 155 + ], + "score": 1.0, + "content": "time", + "type": "text" + }, + { + "bbox": [ + 127, + 143, + 132, + 152 + ], + "score": 0.76, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 133, + 142, + 251, + 155 + ], + "score": 1.0, + "content": "and the proposed network at", + "type": "text" + }, + { + "bbox": [ + 252, + 143, + 273, + 153 + ], + "score": 0.89, + "content": "t + 1", + "type": "inline_equation" + }, + { + "bbox": [ + 274, + 142, + 316, + 155 + ], + "score": 1.0, + "content": ". The data", + "type": "text" + }, + { + "bbox": [ + 316, + 144, + 326, + 153 + ], + "score": 0.85, + "content": "x _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 142, + 505, + 155 + ], + "score": 1.0, + "content": "may derive from some validation batch but", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 153, + 457, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 153, + 254, + 165 + ], + "score": 1.0, + "content": "must pull from the same distribution", + "type": "text" + }, + { + "bbox": [ + 254, + 154, + 263, + 163 + ], + "score": 0.37, + "content": "\\mathbb { X }", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 153, + 457, + 165 + ], + "score": 1.0, + "content": ". It would also be possible to use unlabeled data.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3, + "bbox_fs": [ + 105, + 131, + 506, + 165 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 170, + 505, + 226 + ], + "lines": [ + { + "bbox": [ + 106, + 171, + 505, + 182 + ], + "spans": [ + { + "bbox": [ + 106, + 171, + 505, + 182 + ], + "score": 1.0, + "content": "We can write an update rule to minimize Equation 1 that is a modification of gradient descent. We", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 180, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 180, + 505, + 194 + ], + "score": 1.0, + "content": "call the rule Hilbert-constrained gradient descent (HCGD). It minimizes C in Equation 1 via an inner", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 192, + 505, + 204 + ], + "spans": [ + { + "bbox": [ + 106, + 192, + 258, + 204 + ], + "score": 1.0, + "content": "loop of gradient descent. To optimize", + "type": "text" + }, + { + "bbox": [ + 259, + 193, + 268, + 202 + ], + "score": 0.83, + "content": "C", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 192, + 417, + 204 + ], + "score": 1.0, + "content": "via gradient descent, we first replace", + "type": "text" + }, + { + "bbox": [ + 417, + 192, + 430, + 203 + ], + "score": 0.88, + "content": "C _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 192, + 505, + 204 + ], + "score": 1.0, + "content": "with its first order", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 202, + 506, + 216 + ], + "spans": [ + { + "bbox": [ + 105, + 202, + 168, + 216 + ], + "score": 1.0, + "content": "approximation", + "type": "text" + }, + { + "bbox": [ + 169, + 203, + 195, + 213 + ], + "score": 0.91, + "content": "J ^ { T } \\Delta \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 196, + 202, + 227, + 216 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 227, + 204, + 235, + 213 + ], + "score": 0.82, + "content": "J", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 202, + 426, + 216 + ], + "score": 1.0, + "content": "is the Jacobian. Thus we seek to converge to a", + "type": "text" + }, + { + "bbox": [ + 426, + 203, + 443, + 213 + ], + "score": 0.89, + "content": "\\Delta \\theta ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 202, + 506, + 216 + ], + "score": 1.0, + "content": "at each update", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 214, + 154, + 226 + ], + "spans": [ + { + "bbox": [ + 105, + 214, + 154, + 226 + ], + "score": 1.0, + "content": "step, where", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 7, + "bbox_fs": [ + 105, + 171, + 506, + 226 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 183, + 239, + 427, + 273 + ], + "lines": [ + { + "bbox": [ + 183, + 239, + 427, + 273 + ], + "spans": [ + { + "bbox": [ + 183, + 239, + 427, + 273 + ], + "score": 0.94, + "content": "\\Delta \\theta ^ { \\prime } = \\underset { \\Delta \\theta } { \\operatorname { a r g m i n } } \\left( J ^ { T } \\Delta \\theta + \\frac { \\lambda } { N } \\sum _ { i = 0 } ^ { N } | f _ { \\theta _ { t } } ( x _ { i } ) - f _ { \\theta _ { t } + \\Delta \\theta } ( x _ { i } ) | ^ { 2 } \\right)", + "type": "interline_equation", + "image_path": "15edb3a2209d7b192aa42da9a5226351f27a87a53ae864f81e4bf895bb96b37c.jpg" + } + ] + } + ], + "index": 10.5, + "virtual_lines": [ + { + "bbox": [ + 183, + 239, + 427, + 256.0 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 183, + 256.0, + 427, + 273.0 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 279, + 505, + 347 + ], + "lines": [ + { + "bbox": [ + 106, + 280, + 506, + 293 + ], + "spans": [ + { + "bbox": [ + 106, + 280, + 218, + 293 + ], + "score": 1.0, + "content": "Minimization of the proper", + "type": "text" + }, + { + "bbox": [ + 219, + 281, + 233, + 290 + ], + "score": 0.86, + "content": "\\Delta \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 280, + 506, + 293 + ], + "score": 1.0, + "content": "can be performed in an inner loop by a first order method. We first", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 104, + 290, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 104, + 290, + 164, + 304 + ], + "score": 1.0, + "content": "propose some", + "type": "text" + }, + { + "bbox": [ + 164, + 291, + 263, + 302 + ], + "score": 0.91, + "content": "\\Delta \\theta _ { 0 } = - \\epsilon J = - \\epsilon \\nabla _ { \\theta } C _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 290, + 334, + 304 + ], + "score": 1.0, + "content": "(for learning rate", + "type": "text" + }, + { + "bbox": [ + 334, + 293, + 340, + 301 + ], + "score": 0.57, + "content": "\\dot { \\epsilon }", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 290, + 506, + 304 + ], + "score": 1.0, + "content": ") and then iteratively correct this proposal", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 302, + 506, + 315 + ], + "spans": [ + { + "bbox": [ + 106, + 302, + 221, + 315 + ], + "score": 1.0, + "content": "by gradient descent towards", + "type": "text" + }, + { + "bbox": [ + 221, + 303, + 238, + 312 + ], + "score": 0.84, + "content": "\\Delta \\theta ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 238, + 302, + 506, + 315 + ], + "score": 1.0, + "content": ". If only one correction is performed, we simply add the derivative", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 312, + 505, + 325 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 260, + 325 + ], + "score": 1.0, + "content": "of the Hilbert-constraining term after", + "type": "text" + }, + { + "bbox": [ + 261, + 313, + 279, + 324 + ], + "score": 0.91, + "content": "\\Delta \\theta _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 312, + 505, + 325 + ], + "score": 1.0, + "content": "has been proposed. We found empirically that a single", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 323, + 505, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 323, + 291, + 336 + ], + "score": 1.0, + "content": "correction was often sufficient. In Appendix", + "type": "text" + }, + { + "bbox": [ + 291, + 324, + 300, + 334 + ], + "score": 0.37, + "content": "\\textrm { C }", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 323, + 505, + 336 + ], + "score": 1.0, + "content": ", we demonstrate that this algorithm does actually", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 334, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 106, + 334, + 506, + 347 + ], + "score": 1.0, + "content": "decrease the distance traveled in function space, as expected. This algorithm is shown in Algorithm 1.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 14.5, + "bbox_fs": [ + 104, + 280, + 506, + 347 + ] + }, + { + "type": "table", + "bbox": [ + 107, + 371, + 506, + 556 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 155, + 359, + 455, + 372 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 153, + 358, + 458, + 374 + ], + "spans": [ + { + "bbox": [ + 153, + 358, + 458, + 374 + ], + "score": 1.0, + "content": "Algorithm 1: Hilbert-constrained gradient descent. Implements Equation 2.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "table_body", + "bbox": [ + 107, + 371, + 506, + 556 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 107, + 371, + 506, + 556 + ], + "spans": [ + { + "bbox": [ + 107, + 371, + 506, + 556 + ], + "score": 0.97, + "html": "
Require: e
Require: η 1:procedureLearning rate for corrective step
2: 0←00Initialize parameters
3: while θt not converged doDraw training batch
4:draw X~Px
5:J← VθCo(X)
6:△0←-∈J
7:drawXv ~ Px N
8:12 gL²←△( M Ifθt(xi)-fθt+△θ(xi)|2)1/2 N
9:xiEXv △0'←△0o-n(gL2)
10:0t←0t-1+△0
11:return 0t
", + "type": "table", + "image_path": "5396efb7925226964a5a8fb40beb4943f742a65fb5dce5c8ec1f791f40459f90.jpg" + } + ] + } + ], + "index": 20, + "virtual_lines": [ + { + "bbox": [ + 107, + 371, + 506, + 432.6666666666667 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 107, + 432.6666666666667, + 506, + 494.33333333333337 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 107, + 494.33333333333337, + 506, + 556.0 + ], + "spans": [], + "index": 21 + } + ] + } + ], + "index": 19.0 + }, + { + "type": "text", + "bbox": [ + 106, + 568, + 505, + 657 + ], + "lines": [ + { + "bbox": [ + 104, + 567, + 506, + 582 + ], + "spans": [ + { + "bbox": [ + 104, + 567, + 506, + 582 + ], + "score": 1.0, + "content": "Note that the ”proposed update” is presented as an SGD step, but could be a step of another optimizer", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 104, + 579, + 506, + 592 + ], + "spans": [ + { + "bbox": [ + 104, + 579, + 506, + 592 + ], + "score": 1.0, + "content": "(e.g. ADAM). In the Appendix, we display an extended version of this algorithm. This version allows", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 590, + 505, + 603 + ], + "spans": [ + { + "bbox": [ + 105, + 590, + 505, + 603 + ], + "score": 1.0, + "content": "for multiple corrective iterations in each step. It also allows for a form of momentum. In standard", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 601, + 505, + 614 + ], + "spans": [ + { + "bbox": [ + 105, + 601, + 318, + 614 + ], + "score": 1.0, + "content": "momentum for SGD, one follows a “velocity” term", + "type": "text" + }, + { + "bbox": [ + 319, + 603, + 325, + 612 + ], + "score": 0.59, + "content": "v", + "type": "inline_equation" + }, + { + "bbox": [ + 326, + 601, + 505, + 614 + ], + "score": 1.0, + "content": "which is adjusted at each step with the rule", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 107, + 612, + 505, + 624 + ], + "spans": [ + { + "bbox": [ + 107, + 612, + 163, + 623 + ], + "score": 0.91, + "content": "v \\beta v + \\epsilon J", + "type": "inline_equation" + }, + { + "bbox": [ + 163, + 613, + 505, + 624 + ], + "score": 1.0, + "content": "(e.g. see Sutskever et al. (2013)). For HCGD, we also keep a velocity term but update", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 623, + 505, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 623, + 282, + 635 + ], + "score": 1.0, + "content": "it with the final Hilbert-constrained update", + "type": "text" + }, + { + "bbox": [ + 282, + 624, + 297, + 633 + ], + "score": 0.87, + "content": "\\Delta \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 297, + 623, + 344, + 635 + ], + "score": 1.0, + "content": "rather than", + "type": "text" + }, + { + "bbox": [ + 344, + 624, + 356, + 633 + ], + "score": 0.8, + "content": "\\epsilon J", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 623, + 505, + 635 + ], + "score": 1.0, + "content": ". The velocity is used to propose the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 634, + 505, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 634, + 133, + 646 + ], + "score": 1.0, + "content": "initial", + "type": "text" + }, + { + "bbox": [ + 133, + 634, + 151, + 645 + ], + "score": 0.91, + "content": "\\Delta \\theta _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 152, + 634, + 505, + 646 + ], + "score": 1.0, + "content": "in the next update step. We found that this modification of momentum both quickened", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 646, + 293, + 658 + ], + "spans": [ + { + "bbox": [ + 106, + 646, + 293, + 658 + ], + "score": 1.0, + "content": "optimization and lowered generalization error.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 25.5, + "bbox_fs": [ + 104, + 567, + 506, + 658 + ] + }, + { + "type": "title", + "bbox": [ + 106, + 668, + 308, + 680 + ], + "lines": [ + { + "bbox": [ + 106, + 668, + 309, + 681 + ], + "spans": [ + { + "bbox": [ + 106, + 668, + 309, + 681 + ], + "score": 1.0, + "content": "3.2.1 RELATION TO THE NATURAL GRADIENT", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 107, + 687, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "The natural gradient turns out to carry a similar interpretation as HCGD, in that the natural gradient", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "also regularizes the change in functions’ output distributions. Specifically, the natural gradient can", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 710, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 505, + 723 + ], + "score": 1.0, + "content": "be derived from a penalty upon the change in a network’s output distribution as measured by the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 720, + 340, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 286, + 732 + ], + "score": 1.0, + "content": "Kullbeck-Leibler divergence (rather than the", + "type": "text" + }, + { + "bbox": [ + 287, + 721, + 298, + 730 + ], + "score": 0.89, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 720, + 340, + 732 + ], + "score": 1.0, + "content": "distance).", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 32.5, + "bbox_fs": [ + 105, + 688, + 505, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 137 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 505, + 95 + ], + "score": 1.0, + "content": "To show this, we start with a similar goal of function regularization and will come upon the natural", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 443, + 106 + ], + "score": 1.0, + "content": "gradient. Let us seek to regularize the change in a network’s output distribution", + "type": "text" + }, + { + "bbox": [ + 444, + 94, + 456, + 105 + ], + "score": 0.87, + "content": "\\mathbb { P } _ { \\theta }", + "type": "inline_equation" + }, + { + "bbox": [ + 456, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "throughout", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 233, + 117 + ], + "score": 1.0, + "content": "optimization of the parameters", + "type": "text" + }, + { + "bbox": [ + 234, + 105, + 240, + 114 + ], + "score": 0.71, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 240, + 104, + 506, + 117 + ], + "score": 1.0, + "content": ", choosing the Kullbeck-Leibler (KL) divergence as a measure of", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 116, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 106, + 116, + 505, + 128 + ], + "score": 1.0, + "content": "similarity between any two distributions. To ensure the output distribution changes little throughout", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 126, + 283, + 139 + ], + "spans": [ + { + "bbox": [ + 106, + 126, + 283, + 139 + ], + "score": 1.0, + "content": "optimization, we define a new cost function", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 2 + }, + { + "type": "interline_equation", + "bbox": [ + 244, + 141, + 367, + 155 + ], + "lines": [ + { + "bbox": [ + 244, + 141, + 367, + 155 + ], + "spans": [ + { + "bbox": [ + 244, + 141, + 367, + 155 + ], + "score": 0.92, + "content": "C = C _ { 0 } + \\lambda D _ { K L } ( \\mathbb { P } _ { \\theta _ { t + 1 } } \\Vert \\mathbb { P } _ { \\theta _ { t } } )", + "type": "interline_equation", + "image_path": "fc8e86ca65002d4880e11239f137d9e5695389f672f8ba0299f0d50a220a4281.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 244, + 141, + 367, + 155 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 158, + 507, + 181 + ], + "lines": [ + { + "bbox": [ + 106, + 158, + 505, + 169 + ], + "spans": [ + { + "bbox": [ + 106, + 158, + 133, + 169 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 158, + 146, + 169 + ], + "score": 0.89, + "content": "C _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 146, + 158, + 275, + 169 + ], + "score": 1.0, + "content": "is the original cost function and", + "type": "text" + }, + { + "bbox": [ + 275, + 158, + 282, + 168 + ], + "score": 0.84, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 158, + 505, + 169 + ], + "score": 1.0, + "content": "is a hyperparameter that controls the importance of this", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 167, + 493, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 167, + 470, + 183 + ], + "score": 1.0, + "content": "regularization term. Optimization would be performed with respect to the proposed update", + "type": "text" + }, + { + "bbox": [ + 470, + 169, + 489, + 181 + ], + "score": 0.91, + "content": "\\theta _ { t + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 489, + 167, + 493, + 183 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5 + }, + { + "type": "text", + "bbox": [ + 107, + 185, + 505, + 230 + ], + "lines": [ + { + "bbox": [ + 105, + 185, + 505, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 185, + 505, + 199 + ], + "score": 1.0, + "content": "Evaluating the KL divergence directly is problematic because it is infeasible to define the output", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 196, + 505, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 196, + 138, + 210 + ], + "score": 1.0, + "content": "density", + "type": "text" + }, + { + "bbox": [ + 139, + 197, + 151, + 208 + ], + "score": 0.88, + "content": "\\mathbb { P } _ { \\theta }", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 196, + 434, + 210 + ], + "score": 1.0, + "content": "everywhere. One can obtain a more calculable form by expanding", + "type": "text" + }, + { + "bbox": [ + 434, + 197, + 505, + 209 + ], + "score": 0.92, + "content": "D _ { K L } ( \\mathbb { P } _ { \\theta _ { t + 1 } } \\| \\mathbb { P } _ { \\theta _ { t } } )", + "type": "inline_equation" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 208, + 506, + 219 + ], + "spans": [ + { + "bbox": [ + 106, + 208, + 138, + 219 + ], + "score": 1.0, + "content": "around", + "type": "text" + }, + { + "bbox": [ + 138, + 208, + 148, + 219 + ], + "score": 0.87, + "content": "\\theta _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 208, + 286, + 219 + ], + "score": 1.0, + "content": "to second order with respect to", + "type": "text" + }, + { + "bbox": [ + 286, + 208, + 292, + 217 + ], + "score": 0.78, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 208, + 506, + 219 + ], + "score": 1.0, + "content": ". The Hessian of the KL divergence is the Fisher", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 218, + 487, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 218, + 184, + 232 + ], + "score": 1.0, + "content": "information metric", + "type": "text" + }, + { + "bbox": [ + 184, + 219, + 193, + 228 + ], + "score": 0.81, + "content": "F", + "type": "inline_equation" + }, + { + "bbox": [ + 193, + 218, + 219, + 232 + ], + "score": 1.0, + "content": ". With", + "type": "text" + }, + { + "bbox": [ + 219, + 218, + 293, + 231 + ], + "score": 0.92, + "content": "\\Delta \\theta \\equiv \\left( \\theta _ { t + 1 } - \\theta _ { t } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 218, + 487, + 232 + ], + "score": 1.0, + "content": ", we can rewrite our regularized cost function as", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 9.5 + }, + { + "type": "interline_equation", + "bbox": [ + 257, + 233, + 354, + 258 + ], + "lines": [ + { + "bbox": [ + 257, + 233, + 354, + 258 + ], + "spans": [ + { + "bbox": [ + 257, + 233, + 354, + 258 + ], + "score": 0.94, + "content": "C \\approx C _ { 0 } + \\frac { \\lambda } { 2 } \\Delta \\theta ^ { T } F \\Delta \\theta", + "type": "interline_equation", + "image_path": "4b88b1756e8c27177763eacd5ed96c8aac706be76f27929433ca28de02a58713.jpg" + } + ] + } + ], + "index": 12, + "virtual_lines": [ + { + "bbox": [ + 257, + 233, + 354, + 258 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 259, + 462, + 271 + ], + "lines": [ + { + "bbox": [ + 105, + 258, + 463, + 273 + ], + "spans": [ + { + "bbox": [ + 105, + 258, + 156, + 273 + ], + "score": 1.0, + "content": "To optimize", + "type": "text" + }, + { + "bbox": [ + 156, + 260, + 165, + 270 + ], + "score": 0.83, + "content": "C", + "type": "inline_equation" + }, + { + "bbox": [ + 166, + 258, + 312, + 273 + ], + "score": 1.0, + "content": "via gradient descent we first replace", + "type": "text" + }, + { + "bbox": [ + 312, + 260, + 325, + 271 + ], + "score": 0.9, + "content": "C _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 325, + 258, + 463, + 273 + ], + "score": 1.0, + "content": "with its first order approximation.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "interline_equation", + "bbox": [ + 250, + 274, + 361, + 298 + ], + "lines": [ + { + "bbox": [ + 250, + 274, + 361, + 298 + ], + "spans": [ + { + "bbox": [ + 250, + 274, + 361, + 298 + ], + "score": 0.94, + "content": "C \\approx J ^ { T } \\Delta \\theta + \\frac { \\lambda } { 2 } \\Delta \\theta ^ { T } F \\Delta \\theta", + "type": "interline_equation", + "image_path": "3f942ad56e3222d3f0459b9fa1a96eca2bdedc24a286c7fffcb0d4c1816bdab9.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 250, + 274, + 361, + 298 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 307, + 507, + 329 + ], + "lines": [ + { + "bbox": [ + 106, + 307, + 505, + 318 + ], + "spans": [ + { + "bbox": [ + 106, + 307, + 182, + 318 + ], + "score": 1.0, + "content": "At each evaluation,", + "type": "text" + }, + { + "bbox": [ + 183, + 308, + 190, + 317 + ], + "score": 0.83, + "content": "J", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 307, + 430, + 318 + ], + "score": 1.0, + "content": "is evaluated before any step is made, and we seek the value of", + "type": "text" + }, + { + "bbox": [ + 430, + 307, + 444, + 317 + ], + "score": 0.87, + "content": "\\Delta \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 445, + 307, + 505, + 318 + ], + "score": 1.0, + "content": "that minimizes", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 317, + 489, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 317, + 316, + 330 + ], + "score": 1.0, + "content": "Equation 5. By setting the derivative with respect to", + "type": "text" + }, + { + "bbox": [ + 316, + 318, + 330, + 328 + ], + "score": 0.9, + "content": "\\Delta \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 317, + 489, + 330 + ], + "score": 1.0, + "content": "to be zero, we can see that this value is", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15.5 + }, + { + "type": "interline_equation", + "bbox": [ + 274, + 332, + 337, + 356 + ], + "lines": [ + { + "bbox": [ + 274, + 332, + 337, + 356 + ], + "spans": [ + { + "bbox": [ + 274, + 332, + 337, + 356 + ], + "score": 0.94, + "content": "\\Delta \\theta = \\frac { 1 } { \\lambda } F ^ { - 1 } J", + "type": "interline_equation", + "image_path": "4517d7ec0040fc4281c83b5a58db376b20078e8d921a56b18d90c6e2a405b49b.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 274, + 332, + 337, + 356 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 364, + 505, + 387 + ], + "lines": [ + { + "bbox": [ + 106, + 364, + 505, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 364, + 133, + 377 + ], + "score": 1.0, + "content": "When", + "type": "text" + }, + { + "bbox": [ + 133, + 365, + 159, + 375 + ], + "score": 0.89, + "content": "\\lambda = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 364, + 505, + 377 + ], + "score": 1.0, + "content": "this update is equal to the natural gradient. Thus, the natural gradient emerges as the", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 374, + 468, + 389 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 468, + 389 + ], + "score": 1.0, + "content": "optimal update when one regularizes the change in the output distribution during learning.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5 + }, + { + "type": "text", + "bbox": [ + 106, + 392, + 505, + 458 + ], + "lines": [ + { + "bbox": [ + 106, + 392, + 506, + 405 + ], + "spans": [ + { + "bbox": [ + 106, + 392, + 506, + 405 + ], + "score": 1.0, + "content": "In Appendix E, we show how one can approximate the natural gradient with an inner first-order", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 403, + 506, + 416 + ], + "spans": [ + { + "bbox": [ + 106, + 403, + 506, + 416 + ], + "score": 1.0, + "content": "optimization loop, like in HCGD. We note that HCGD is computationally cheaper than the exact", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 414, + 505, + 427 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 505, + 427 + ], + "score": 1.0, + "content": "natural gradient. It does not require any matrix inversions, nor the calculation of separate per-example", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 425, + 505, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 425, + 254, + 437 + ], + "score": 1.0, + "content": "gradients. When the validation batch", + "type": "text" + }, + { + "bbox": [ + 254, + 426, + 271, + 436 + ], + "score": 0.9, + "content": "X _ { V }", + "type": "inline_equation" + }, + { + "bbox": [ + 271, + 425, + 376, + 437 + ], + "score": 1.0, + "content": "is drawn anew for each of", + "type": "text" + }, + { + "bbox": [ + 377, + 427, + 384, + 435 + ], + "score": 0.76, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 425, + 505, + 437 + ], + "score": 1.0, + "content": "corrective iterations (step 8 in", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 436, + 505, + 449 + ], + "spans": [ + { + "bbox": [ + 105, + 436, + 505, + 449 + ], + "score": 1.0, + "content": "Algorithm 1), HCGD requires an additional two forward passes and one backwards pass for each", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 446, + 326, + 461 + ], + "spans": [ + { + "bbox": [ + 105, + 446, + 204, + 461 + ], + "score": 1.0, + "content": "correction, for a total of", + "type": "text" + }, + { + "bbox": [ + 204, + 447, + 233, + 457 + ], + "score": 0.9, + "content": "2 + 3 n", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 446, + 326, + 461 + ], + "score": 1.0, + "content": "passes each outer step.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 22.5 + }, + { + "type": "title", + "bbox": [ + 107, + 470, + 336, + 481 + ], + "lines": [ + { + "bbox": [ + 106, + 470, + 337, + 482 + ], + "spans": [ + { + "bbox": [ + 106, + 470, + 337, + 482 + ], + "score": 1.0, + "content": "3.2.2 THE NATURAL GRADIENT IN THE LITERATURE", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 107, + 489, + 505, + 533 + ], + "lines": [ + { + "bbox": [ + 106, + 489, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 106, + 489, + 505, + 501 + ], + "score": 1.0, + "content": "In addition to being seen as a regularizer of functional change, it in an interesting aside to note that", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 500, + 507, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 507, + 513 + ], + "score": 1.0, + "content": "variants of the natural gradient have appeared with many justifications. These include data efficiency,", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 511, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 505, + 524 + ], + "score": 1.0, + "content": "minimizing a regret bound during learning, speeding optimization, and the benefits of whitened", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 104, + 522, + 149, + 534 + ], + "spans": [ + { + "bbox": [ + 104, + 522, + 149, + 534 + ], + "score": 1.0, + "content": "gradients.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 28.5 + }, + { + "type": "text", + "bbox": [ + 106, + 539, + 506, + 616 + ], + "lines": [ + { + "bbox": [ + 105, + 538, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 505, + 552 + ], + "score": 1.0, + "content": "Amari originally developed the natural gradient in the light of information geometry and efficiency", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 550, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 506, + 563 + ], + "score": 1.0, + "content": "(Amari et al. (1996); Amari (1998)). If some directions in parameter space are more informative of", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 561, + 507, + 574 + ], + "spans": [ + { + "bbox": [ + 106, + 561, + 507, + 574 + ], + "score": 1.0, + "content": "the network’s outputs than others, then updates should be scaled by each dimension’s informativeness.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 571, + 506, + 586 + ], + "spans": [ + { + "bbox": [ + 105, + 571, + 506, + 586 + ], + "score": 1.0, + "content": "Equivalently, if not all examples carry equal information about a distribution, then the update step", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 583, + 506, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 506, + 595 + ], + "score": 1.0, + "content": "should be modified to make use of highly informative examples. That is, we wish to find a Fisher-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 595, + 505, + 606 + ], + "spans": [ + { + "bbox": [ + 106, + 595, + 505, + 606 + ], + "score": 1.0, + "content": "efficient algorithm (see Amari et al. (2000)). The natural gradient uses the Fisher information matrix", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 605, + 313, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 313, + 617 + ], + "score": 1.0, + "content": "to scale the update by parameters’ informativeness.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 106, + 621, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 622, + 506, + 635 + ], + "spans": [ + { + "bbox": [ + 106, + 622, + 506, + 635 + ], + "score": 1.0, + "content": "There is also a connection between the natural gradient (and thus HCGD) and techniques that", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 632, + 506, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 279, + 646 + ], + "score": 1.0, + "content": "normalize and whiten gradients. The term", + "type": "text" + }, + { + "bbox": [ + 279, + 632, + 305, + 643 + ], + "score": 0.92, + "content": "F ^ { - 1 } J", + "type": "inline_equation" + }, + { + "bbox": [ + 305, + 632, + 506, + 646 + ], + "score": 1.0, + "content": ", after all, simply ensures that steps are made in a", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 643, + 506, + 657 + ], + "spans": [ + { + "bbox": [ + 104, + 643, + 506, + 657 + ], + "score": 1.0, + "content": "parameter space that is whitened by the covariance of the gradients. Whitening the gradients thus has", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 654, + 506, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 506, + 668 + ], + "score": 1.0, + "content": "the effect that SGD becomes more similar to the natural gradient. It appears that many approaches", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 666, + 507, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 507, + 678 + ], + "score": 1.0, + "content": "to normalize and whiten activations or gradients have been forwarded in the literature (Raiko et al.", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 676, + 507, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 507, + 690 + ], + "score": 1.0, + "content": "(2012);Simard et al. (1998); Schraudolph & Sejnowski (1996); Crammer et al. (2009); Wang et al.", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "(2013); LeCun et al. (1991); Schraudolph (1998); Salimans & Kingma (2016)). A similar effect is", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "able to be learned with Batch Normalization, as well (Ioffe & Szegedy (2015)). By normalizing and", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 710, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 506, + 723 + ], + "score": 1.0, + "content": "whitening the gradients, or by proxy, the activations, these various methods ensure that parameter", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 721, + 275, + 734 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 275, + 734 + ], + "score": 1.0, + "content": "space is a better proxy for function space.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 42.5 + } + ], + "page_idx": 7, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "score": 1.0, + "content": "8", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 137 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 505, + 95 + ], + "score": 1.0, + "content": "To show this, we start with a similar goal of function regularization and will come upon the natural", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 443, + 106 + ], + "score": 1.0, + "content": "gradient. Let us seek to regularize the change in a network’s output distribution", + "type": "text" + }, + { + "bbox": [ + 444, + 94, + 456, + 105 + ], + "score": 0.87, + "content": "\\mathbb { P } _ { \\theta }", + "type": "inline_equation" + }, + { + "bbox": [ + 456, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "throughout", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 233, + 117 + ], + "score": 1.0, + "content": "optimization of the parameters", + "type": "text" + }, + { + "bbox": [ + 234, + 105, + 240, + 114 + ], + "score": 0.71, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 240, + 104, + 506, + 117 + ], + "score": 1.0, + "content": ", choosing the Kullbeck-Leibler (KL) divergence as a measure of", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 116, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 106, + 116, + 505, + 128 + ], + "score": 1.0, + "content": "similarity between any two distributions. To ensure the output distribution changes little throughout", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 126, + 283, + 139 + ], + "spans": [ + { + "bbox": [ + 106, + 126, + 283, + 139 + ], + "score": 1.0, + "content": "optimization, we define a new cost function", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 2, + "bbox_fs": [ + 105, + 81, + 506, + 139 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 244, + 141, + 367, + 155 + ], + "lines": [ + { + "bbox": [ + 244, + 141, + 367, + 155 + ], + "spans": [ + { + "bbox": [ + 244, + 141, + 367, + 155 + ], + "score": 0.92, + "content": "C = C _ { 0 } + \\lambda D _ { K L } ( \\mathbb { P } _ { \\theta _ { t + 1 } } \\Vert \\mathbb { P } _ { \\theta _ { t } } )", + "type": "interline_equation", + "image_path": "fc8e86ca65002d4880e11239f137d9e5695389f672f8ba0299f0d50a220a4281.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 244, + 141, + 367, + 155 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 158, + 507, + 181 + ], + "lines": [ + { + "bbox": [ + 106, + 158, + 505, + 169 + ], + "spans": [ + { + "bbox": [ + 106, + 158, + 133, + 169 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 158, + 146, + 169 + ], + "score": 0.89, + "content": "C _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 146, + 158, + 275, + 169 + ], + "score": 1.0, + "content": "is the original cost function and", + "type": "text" + }, + { + "bbox": [ + 275, + 158, + 282, + 168 + ], + "score": 0.84, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 158, + 505, + 169 + ], + "score": 1.0, + "content": "is a hyperparameter that controls the importance of this", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 167, + 493, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 167, + 470, + 183 + ], + "score": 1.0, + "content": "regularization term. Optimization would be performed with respect to the proposed update", + "type": "text" + }, + { + "bbox": [ + 470, + 169, + 489, + 181 + ], + "score": 0.91, + "content": "\\theta _ { t + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 489, + 167, + 493, + 183 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5, + "bbox_fs": [ + 105, + 158, + 505, + 183 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 185, + 505, + 230 + ], + "lines": [ + { + "bbox": [ + 105, + 185, + 505, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 185, + 505, + 199 + ], + "score": 1.0, + "content": "Evaluating the KL divergence directly is problematic because it is infeasible to define the output", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 196, + 505, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 196, + 138, + 210 + ], + "score": 1.0, + "content": "density", + "type": "text" + }, + { + "bbox": [ + 139, + 197, + 151, + 208 + ], + "score": 0.88, + "content": "\\mathbb { P } _ { \\theta }", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 196, + 434, + 210 + ], + "score": 1.0, + "content": "everywhere. One can obtain a more calculable form by expanding", + "type": "text" + }, + { + "bbox": [ + 434, + 197, + 505, + 209 + ], + "score": 0.92, + "content": "D _ { K L } ( \\mathbb { P } _ { \\theta _ { t + 1 } } \\| \\mathbb { P } _ { \\theta _ { t } } )", + "type": "inline_equation" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 208, + 506, + 219 + ], + "spans": [ + { + "bbox": [ + 106, + 208, + 138, + 219 + ], + "score": 1.0, + "content": "around", + "type": "text" + }, + { + "bbox": [ + 138, + 208, + 148, + 219 + ], + "score": 0.87, + "content": "\\theta _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 208, + 286, + 219 + ], + "score": 1.0, + "content": "to second order with respect to", + "type": "text" + }, + { + "bbox": [ + 286, + 208, + 292, + 217 + ], + "score": 0.78, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 208, + 506, + 219 + ], + "score": 1.0, + "content": ". The Hessian of the KL divergence is the Fisher", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 218, + 487, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 218, + 184, + 232 + ], + "score": 1.0, + "content": "information metric", + "type": "text" + }, + { + "bbox": [ + 184, + 219, + 193, + 228 + ], + "score": 0.81, + "content": "F", + "type": "inline_equation" + }, + { + "bbox": [ + 193, + 218, + 219, + 232 + ], + "score": 1.0, + "content": ". With", + "type": "text" + }, + { + "bbox": [ + 219, + 218, + 293, + 231 + ], + "score": 0.92, + "content": "\\Delta \\theta \\equiv \\left( \\theta _ { t + 1 } - \\theta _ { t } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 218, + 487, + 232 + ], + "score": 1.0, + "content": ", we can rewrite our regularized cost function as", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 9.5, + "bbox_fs": [ + 105, + 185, + 506, + 232 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 257, + 233, + 354, + 258 + ], + "lines": [ + { + "bbox": [ + 257, + 233, + 354, + 258 + ], + "spans": [ + { + "bbox": [ + 257, + 233, + 354, + 258 + ], + "score": 0.94, + "content": "C \\approx C _ { 0 } + \\frac { \\lambda } { 2 } \\Delta \\theta ^ { T } F \\Delta \\theta", + "type": "interline_equation", + "image_path": "4b88b1756e8c27177763eacd5ed96c8aac706be76f27929433ca28de02a58713.jpg" + } + ] + } + ], + "index": 12, + "virtual_lines": [ + { + "bbox": [ + 257, + 233, + 354, + 258 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 259, + 462, + 271 + ], + "lines": [ + { + "bbox": [ + 105, + 258, + 463, + 273 + ], + "spans": [ + { + "bbox": [ + 105, + 258, + 156, + 273 + ], + "score": 1.0, + "content": "To optimize", + "type": "text" + }, + { + "bbox": [ + 156, + 260, + 165, + 270 + ], + "score": 0.83, + "content": "C", + "type": "inline_equation" + }, + { + "bbox": [ + 166, + 258, + 312, + 273 + ], + "score": 1.0, + "content": "via gradient descent we first replace", + "type": "text" + }, + { + "bbox": [ + 312, + 260, + 325, + 271 + ], + "score": 0.9, + "content": "C _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 325, + 258, + 463, + 273 + ], + "score": 1.0, + "content": "with its first order approximation.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13, + "bbox_fs": [ + 105, + 258, + 463, + 273 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 250, + 274, + 361, + 298 + ], + "lines": [ + { + "bbox": [ + 250, + 274, + 361, + 298 + ], + "spans": [ + { + "bbox": [ + 250, + 274, + 361, + 298 + ], + "score": 0.94, + "content": "C \\approx J ^ { T } \\Delta \\theta + \\frac { \\lambda } { 2 } \\Delta \\theta ^ { T } F \\Delta \\theta", + "type": "interline_equation", + "image_path": "3f942ad56e3222d3f0459b9fa1a96eca2bdedc24a286c7fffcb0d4c1816bdab9.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 250, + 274, + 361, + 298 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 307, + 507, + 329 + ], + "lines": [ + { + "bbox": [ + 106, + 307, + 505, + 318 + ], + "spans": [ + { + "bbox": [ + 106, + 307, + 182, + 318 + ], + "score": 1.0, + "content": "At each evaluation,", + "type": "text" + }, + { + "bbox": [ + 183, + 308, + 190, + 317 + ], + "score": 0.83, + "content": "J", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 307, + 430, + 318 + ], + "score": 1.0, + "content": "is evaluated before any step is made, and we seek the value of", + "type": "text" + }, + { + "bbox": [ + 430, + 307, + 444, + 317 + ], + "score": 0.87, + "content": "\\Delta \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 445, + 307, + 505, + 318 + ], + "score": 1.0, + "content": "that minimizes", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 317, + 489, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 317, + 316, + 330 + ], + "score": 1.0, + "content": "Equation 5. By setting the derivative with respect to", + "type": "text" + }, + { + "bbox": [ + 316, + 318, + 330, + 328 + ], + "score": 0.9, + "content": "\\Delta \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 317, + 489, + 330 + ], + "score": 1.0, + "content": "to be zero, we can see that this value is", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15.5, + "bbox_fs": [ + 105, + 307, + 505, + 330 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 274, + 332, + 337, + 356 + ], + "lines": [ + { + "bbox": [ + 274, + 332, + 337, + 356 + ], + "spans": [ + { + "bbox": [ + 274, + 332, + 337, + 356 + ], + "score": 0.94, + "content": "\\Delta \\theta = \\frac { 1 } { \\lambda } F ^ { - 1 } J", + "type": "interline_equation", + "image_path": "4517d7ec0040fc4281c83b5a58db376b20078e8d921a56b18d90c6e2a405b49b.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 274, + 332, + 337, + 356 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 364, + 505, + 387 + ], + "lines": [ + { + "bbox": [ + 106, + 364, + 505, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 364, + 133, + 377 + ], + "score": 1.0, + "content": "When", + "type": "text" + }, + { + "bbox": [ + 133, + 365, + 159, + 375 + ], + "score": 0.89, + "content": "\\lambda = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 364, + 505, + 377 + ], + "score": 1.0, + "content": "this update is equal to the natural gradient. Thus, the natural gradient emerges as the", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 374, + 468, + 389 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 468, + 389 + ], + "score": 1.0, + "content": "optimal update when one regularizes the change in the output distribution during learning.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5, + "bbox_fs": [ + 105, + 364, + 505, + 389 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 392, + 505, + 458 + ], + "lines": [ + { + "bbox": [ + 106, + 392, + 506, + 405 + ], + "spans": [ + { + "bbox": [ + 106, + 392, + 506, + 405 + ], + "score": 1.0, + "content": "In Appendix E, we show how one can approximate the natural gradient with an inner first-order", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 403, + 506, + 416 + ], + "spans": [ + { + "bbox": [ + 106, + 403, + 506, + 416 + ], + "score": 1.0, + "content": "optimization loop, like in HCGD. We note that HCGD is computationally cheaper than the exact", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 414, + 505, + 427 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 505, + 427 + ], + "score": 1.0, + "content": "natural gradient. It does not require any matrix inversions, nor the calculation of separate per-example", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 425, + 505, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 425, + 254, + 437 + ], + "score": 1.0, + "content": "gradients. When the validation batch", + "type": "text" + }, + { + "bbox": [ + 254, + 426, + 271, + 436 + ], + "score": 0.9, + "content": "X _ { V }", + "type": "inline_equation" + }, + { + "bbox": [ + 271, + 425, + 376, + 437 + ], + "score": 1.0, + "content": "is drawn anew for each of", + "type": "text" + }, + { + "bbox": [ + 377, + 427, + 384, + 435 + ], + "score": 0.76, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 425, + 505, + 437 + ], + "score": 1.0, + "content": "corrective iterations (step 8 in", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 436, + 505, + 449 + ], + "spans": [ + { + "bbox": [ + 105, + 436, + 505, + 449 + ], + "score": 1.0, + "content": "Algorithm 1), HCGD requires an additional two forward passes and one backwards pass for each", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 446, + 326, + 461 + ], + "spans": [ + { + "bbox": [ + 105, + 446, + 204, + 461 + ], + "score": 1.0, + "content": "correction, for a total of", + "type": "text" + }, + { + "bbox": [ + 204, + 447, + 233, + 457 + ], + "score": 0.9, + "content": "2 + 3 n", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 446, + 326, + 461 + ], + "score": 1.0, + "content": "passes each outer step.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 22.5, + "bbox_fs": [ + 105, + 392, + 506, + 461 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 470, + 336, + 481 + ], + "lines": [ + { + "bbox": [ + 106, + 470, + 337, + 482 + ], + "spans": [ + { + "bbox": [ + 106, + 470, + 337, + 482 + ], + "score": 1.0, + "content": "3.2.2 THE NATURAL GRADIENT IN THE LITERATURE", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 107, + 489, + 505, + 533 + ], + "lines": [ + { + "bbox": [ + 106, + 489, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 106, + 489, + 505, + 501 + ], + "score": 1.0, + "content": "In addition to being seen as a regularizer of functional change, it in an interesting aside to note that", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 500, + 507, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 507, + 513 + ], + "score": 1.0, + "content": "variants of the natural gradient have appeared with many justifications. These include data efficiency,", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 511, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 505, + 524 + ], + "score": 1.0, + "content": "minimizing a regret bound during learning, speeding optimization, and the benefits of whitened", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 104, + 522, + 149, + 534 + ], + "spans": [ + { + "bbox": [ + 104, + 522, + 149, + 534 + ], + "score": 1.0, + "content": "gradients.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 28.5, + "bbox_fs": [ + 104, + 489, + 507, + 534 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 539, + 506, + 616 + ], + "lines": [ + { + "bbox": [ + 105, + 538, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 505, + 552 + ], + "score": 1.0, + "content": "Amari originally developed the natural gradient in the light of information geometry and efficiency", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 550, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 506, + 563 + ], + "score": 1.0, + "content": "(Amari et al. (1996); Amari (1998)). If some directions in parameter space are more informative of", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 561, + 507, + 574 + ], + "spans": [ + { + "bbox": [ + 106, + 561, + 507, + 574 + ], + "score": 1.0, + "content": "the network’s outputs than others, then updates should be scaled by each dimension’s informativeness.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 571, + 506, + 586 + ], + "spans": [ + { + "bbox": [ + 105, + 571, + 506, + 586 + ], + "score": 1.0, + "content": "Equivalently, if not all examples carry equal information about a distribution, then the update step", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 583, + 506, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 506, + 595 + ], + "score": 1.0, + "content": "should be modified to make use of highly informative examples. That is, we wish to find a Fisher-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 595, + 505, + 606 + ], + "spans": [ + { + "bbox": [ + 106, + 595, + 505, + 606 + ], + "score": 1.0, + "content": "efficient algorithm (see Amari et al. (2000)). The natural gradient uses the Fisher information matrix", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 605, + 313, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 313, + 617 + ], + "score": 1.0, + "content": "to scale the update by parameters’ informativeness.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 34, + "bbox_fs": [ + 105, + 538, + 507, + 617 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 621, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 622, + 506, + 635 + ], + "spans": [ + { + "bbox": [ + 106, + 622, + 506, + 635 + ], + "score": 1.0, + "content": "There is also a connection between the natural gradient (and thus HCGD) and techniques that", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 632, + 506, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 279, + 646 + ], + "score": 1.0, + "content": "normalize and whiten gradients. The term", + "type": "text" + }, + { + "bbox": [ + 279, + 632, + 305, + 643 + ], + "score": 0.92, + "content": "F ^ { - 1 } J", + "type": "inline_equation" + }, + { + "bbox": [ + 305, + 632, + 506, + 646 + ], + "score": 1.0, + "content": ", after all, simply ensures that steps are made in a", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 643, + 506, + 657 + ], + "spans": [ + { + "bbox": [ + 104, + 643, + 506, + 657 + ], + "score": 1.0, + "content": "parameter space that is whitened by the covariance of the gradients. Whitening the gradients thus has", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 654, + 506, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 506, + 668 + ], + "score": 1.0, + "content": "the effect that SGD becomes more similar to the natural gradient. It appears that many approaches", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 666, + 507, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 507, + 678 + ], + "score": 1.0, + "content": "to normalize and whiten activations or gradients have been forwarded in the literature (Raiko et al.", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 676, + 507, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 507, + 690 + ], + "score": 1.0, + "content": "(2012);Simard et al. (1998); Schraudolph & Sejnowski (1996); Crammer et al. (2009); Wang et al.", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "(2013); LeCun et al. (1991); Schraudolph (1998); Salimans & Kingma (2016)). A similar effect is", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "able to be learned with Batch Normalization, as well (Ioffe & Szegedy (2015)). By normalizing and", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 710, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 506, + 723 + ], + "score": 1.0, + "content": "whitening the gradients, or by proxy, the activations, these various methods ensure that parameter", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 721, + 275, + 734 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 275, + 734 + ], + "score": 1.0, + "content": "space is a better proxy for function space.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 42.5, + "bbox_fs": [ + 104, + 622, + 507, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 82, + 285, + 93 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 286, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 286, + 95 + ], + "score": 1.0, + "content": "3.3 EMPIRICAL COMPARISON OF HCGD", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 103, + 506, + 203 + ], + "lines": [ + { + "bbox": [ + 106, + 103, + 506, + 115 + ], + "spans": [ + { + "bbox": [ + 106, + 103, + 506, + 115 + ], + "score": 1.0, + "content": "We compared HCGD and SGD on feedforward and recurrent architectures. If it is important that", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 114, + 505, + 126 + ], + "spans": [ + { + "bbox": [ + 106, + 114, + 505, + 126 + ], + "score": 1.0, + "content": "SGD limits changes in function space, and parameter and function space are loosely coupled, then", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 125, + 506, + 138 + ], + "spans": [ + { + "bbox": [ + 106, + 125, + 421, + 138 + ], + "score": 1.0, + "content": "HCGD should improve upon SGD. In all tests, we used a tuned learning rate", + "type": "text" + }, + { + "bbox": [ + 421, + 128, + 427, + 135 + ], + "score": 0.64, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 427, + 125, + 506, + 138 + ], + "score": 1.0, + "content": "for SGD, and then", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 136, + 506, + 149 + ], + "spans": [ + { + "bbox": [ + 106, + 136, + 335, + 149 + ], + "score": 1.0, + "content": "used the same learning rate for HCGD. We use values of", + "type": "text" + }, + { + "bbox": [ + 336, + 136, + 369, + 147 + ], + "score": 0.9, + "content": "\\lambda = 0 . 5", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 136, + 387, + 149 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 387, + 137, + 424, + 147 + ], + "score": 0.94, + "content": "\\eta = 0 . 0 2", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 136, + 506, + 149 + ], + "score": 1.0, + "content": ", generally about 10", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 147, + 506, + 160 + ], + "spans": [ + { + "bbox": [ + 106, + 147, + 276, + 160 + ], + "score": 1.0, + "content": "times less than the principal learning rate", + "type": "text" + }, + { + "bbox": [ + 276, + 150, + 282, + 157 + ], + "score": 0.33, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 147, + 321, + 160 + ], + "score": 1.0, + "content": ". (For the", + "type": "text" + }, + { + "bbox": [ + 321, + 148, + 347, + 158 + ], + "score": 0.9, + "content": "n = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 147, + 383, + 160 + ], + "score": 1.0, + "content": "version,", + "type": "text" + }, + { + "bbox": [ + 383, + 148, + 390, + 157 + ], + "score": 0.73, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 390, + 147, + 506, + 160 + ], + "score": 1.0, + "content": "can be folded into the inner", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 158, + 506, + 170 + ], + "spans": [ + { + "bbox": [ + 106, + 158, + 159, + 170 + ], + "score": 1.0, + "content": "learning rate", + "type": "text" + }, + { + "bbox": [ + 159, + 160, + 165, + 169 + ], + "score": 0.71, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 158, + 279, + 170 + ], + "score": 1.0, + "content": ". Values were chosen so that", + "type": "text" + }, + { + "bbox": [ + 279, + 159, + 324, + 169 + ], + "score": 0.88, + "content": "\\lambda \\eta = 0 . 0 1 .", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 158, + 506, + 170 + ], + "score": 1.0, + "content": ".) We chose the batch size for the “validation”", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 169, + 506, + 181 + ], + "spans": [ + { + "bbox": [ + 106, + 169, + 506, + 181 + ], + "score": 1.0, + "content": "batch to be 256. While the examples in each “validation” batch were different than the training batch,", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 179, + 507, + 193 + ], + "spans": [ + { + "bbox": [ + 105, + 179, + 507, + 193 + ], + "score": 1.0, + "content": "they were also drawn from the train set. All models were implemented in PyTorch (Paszke et al.", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 190, + 141, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 190, + 141, + 204 + ], + "score": 1.0, + "content": "(2017)).", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 5 + }, + { + "type": "text", + "bbox": [ + 106, + 208, + 505, + 318 + ], + "lines": [ + { + "bbox": [ + 105, + 208, + 506, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 208, + 506, + 221 + ], + "score": 1.0, + "content": "We tested HCGD as applied to the CIFAR-10 image classification problem. For reproducibility, we", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 219, + 505, + 231 + ], + "spans": [ + { + "bbox": [ + 106, + 219, + 505, + 231 + ], + "score": 1.0, + "content": "trained a Squeezenet v1.1, a convolutional neural network model with batch normalization optimized", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 230, + 505, + 243 + ], + "spans": [ + { + "bbox": [ + 106, + 230, + 505, + 243 + ], + "score": 1.0, + "content": "for parameter efficiency (Iandola et al. (2016)). Overall HCGD does not outperform SGD in the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 240, + 505, + 253 + ], + "spans": [ + { + "bbox": [ + 105, + 240, + 408, + 253 + ], + "score": 1.0, + "content": "final learning stage when trained with the same learning rate as SGD (initial", + "type": "text" + }, + { + "bbox": [ + 408, + 241, + 440, + 252 + ], + "score": 0.88, + "content": "\\epsilon = 0 . 1", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 240, + 505, + 253 + ], + "score": 1.0, + "content": "), though it does", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 252, + 506, + 265 + ], + "spans": [ + { + "bbox": [ + 105, + 252, + 506, + 265 + ], + "score": 1.0, + "content": "perform better in the early stage while the learning rate is high (Figure 5). When we increase the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 262, + 505, + 275 + ], + "spans": [ + { + "bbox": [ + 105, + 262, + 193, + 275 + ], + "score": 1.0, + "content": "initial learning rate to", + "type": "text" + }, + { + "bbox": [ + 194, + 263, + 225, + 273 + ], + "score": 0.9, + "content": "\\epsilon = 0 . 3", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 262, + 505, + 275 + ], + "score": 1.0, + "content": "(red trace), the training accuracy decreases but the test accuracy is still", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 104, + 273, + 506, + 287 + ], + "spans": [ + { + "bbox": [ + 104, + 273, + 506, + 287 + ], + "score": 1.0, + "content": "marginally higher than SGD. Given the difference in relative performance between the high and low", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 285, + 505, + 298 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 505, + 298 + ], + "score": 1.0, + "content": "learning rate stages, it is possible that HCGD requires a different learning rate schedule to achieve the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 296, + 506, + 309 + ], + "spans": [ + { + "bbox": [ + 105, + 296, + 506, + 309 + ], + "score": 1.0, + "content": "same level of gradient noise. HCGD thus decreases the test error at a given learning rate, but needs to", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 307, + 420, + 320 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 420, + 320 + ], + "score": 1.0, + "content": "be trained at a higher learning rate to achieve the same level of gradient noise.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 14.5 + }, + { + "type": "image", + "bbox": [ + 116, + 331, + 367, + 432 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 116, + 331, + 367, + 432 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 116, + 331, + 367, + 432 + ], + "spans": [ + { + "bbox": [ + 116, + 331, + 367, + 432 + ], + "score": 0.96, + "type": "image", + "image_path": "2edf3a9d89d4030a06a53ac6031a26eff689379fcde445b3bbf4c756f83619be.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 116, + 331, + 367, + 364.6666666666667 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 116, + 364.6666666666667, + 367, + 398.33333333333337 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 116, + 398.33333333333337, + 367, + 432.00000000000006 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 380, + 337, + 496, + 425 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 380, + 336, + 497, + 349 + ], + "spans": [ + { + "bbox": [ + 380, + 336, + 497, + 349 + ], + "score": 1.0, + "content": "Figure 5: Results of a", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 379, + 348, + 497, + 359 + ], + "spans": [ + { + "bbox": [ + 379, + 348, + 497, + 359 + ], + "score": 1.0, + "content": "Squeezenet v1.1 trained on", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 379, + 357, + 497, + 371 + ], + "spans": [ + { + "bbox": [ + 379, + 357, + 497, + 371 + ], + "score": 1.0, + "content": "CIFAR10. The learning rate", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 380, + 370, + 497, + 381 + ], + "spans": [ + { + "bbox": [ + 380, + 372, + 386, + 380 + ], + "score": 0.65, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 370, + 497, + 381 + ], + "score": 1.0, + "content": "is decreased by a factor of", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 380, + 381, + 496, + 392 + ], + "spans": [ + { + "bbox": [ + 380, + 381, + 496, + 392 + ], + "score": 1.0, + "content": "10 at epoch 150. For the train", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 379, + 390, + 497, + 405 + ], + "spans": [ + { + "bbox": [ + 379, + 390, + 497, + 405 + ], + "score": 1.0, + "content": "error we overlay the running", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 379, + 403, + 498, + 414 + ], + "spans": [ + { + "bbox": [ + 379, + 403, + 498, + 414 + ], + "score": 1.0, + "content": "average of each trace for clar-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 379, + 413, + 397, + 428 + ], + "spans": [ + { + "bbox": [ + 379, + 413, + 397, + 428 + ], + "score": 1.0, + "content": "ity.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 26.5 + } + ], + "index": 23.75 + }, + { + "type": "text", + "bbox": [ + 106, + 446, + 505, + 524 + ], + "lines": [ + { + "bbox": [ + 106, + 447, + 505, + 458 + ], + "spans": [ + { + "bbox": [ + 106, + 447, + 505, + 458 + ], + "score": 1.0, + "content": "We next tested the performance of HCGD on a recurrent task. We trained an LSTM on the sequential", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 457, + 506, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 457, + 506, + 469 + ], + "score": 1.0, + "content": "MNIST task, in which pixels are input one at a time. The order of the pixels was permuted to further", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 467, + 507, + 482 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 507, + 482 + ], + "score": 1.0, + "content": "complicate the task. We found that HCGD outperformed SGD (Figure 6. We used 1 correction step,", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 479, + 506, + 492 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 506, + 492 + ], + "score": 1.0, + "content": "as before, but found that using more correction steps yielded even better performance. However,", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 490, + 505, + 503 + ], + "spans": [ + { + "bbox": [ + 105, + 490, + 505, + 503 + ], + "score": 1.0, + "content": "HCGD underperformed ADAM. While not the ideal optimizer for this task, the fact that SGD can", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 501, + 506, + 514 + ], + "spans": [ + { + "bbox": [ + 106, + 501, + 506, + 514 + ], + "score": 1.0, + "content": "be improved indicates that SGD does not move as locally in function space as it should. Parameter", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 513, + 369, + 525 + ], + "spans": [ + { + "bbox": [ + 105, + 513, + 369, + 525 + ], + "score": 1.0, + "content": "space thus a poor proxy for function space in recurrent networks.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 529, + 505, + 595 + ], + "lines": [ + { + "bbox": [ + 105, + 529, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 529, + 505, + 542 + ], + "score": 1.0, + "content": "HCGD first proposes an update by SGD, and then corrects it, but the first update step can also be", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 540, + 506, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 506, + 552 + ], + "score": 1.0, + "content": "other optimizers. Since Adam worked well for the sequential MNIST task, we tested if Adam could", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 550, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 506, + 563 + ], + "score": 1.0, + "content": "also be improved by taking a step to penalize the change in function space. We found that this is", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 562, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 106, + 562, + 505, + 574 + ], + "score": 1.0, + "content": "indeed the case, and show the results as well in Figure 6. To differentiate the SGD- and Adam-based", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 572, + 504, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 254, + 585 + ], + "score": 1.0, + "content": "methods, we refer to in the figure as", + "type": "text" + }, + { + "bbox": [ + 254, + 573, + 296, + 584 + ], + "score": 0.83, + "content": "\\mathrm { S G D + H C }", + "type": "inline_equation" + }, + { + "bbox": [ + 296, + 572, + 313, + 585 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 314, + 573, + 360, + 584 + ], + "score": 0.47, + "content": "\\mathbf { A d a m + H C } .", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 572, + 491, + 585 + ], + "score": 1.0, + "content": "This combination of Adam and", + "type": "text" + }, + { + "bbox": [ + 491, + 573, + 504, + 583 + ], + "score": 0.86, + "content": "L ^ { 2 }", + "type": "inline_equation" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 585, + 484, + 596 + ], + "spans": [ + { + "bbox": [ + 106, + 585, + 484, + 596 + ], + "score": 1.0, + "content": "functional regularization could help to achieve state-of-the-art performance on recurrent tasks.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 40.5 + }, + { + "type": "title", + "bbox": [ + 108, + 612, + 190, + 625 + ], + "lines": [ + { + "bbox": [ + 104, + 611, + 192, + 628 + ], + "spans": [ + { + "bbox": [ + 104, + 611, + 192, + 628 + ], + "score": 1.0, + "content": "4 DISCUSSION", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 44 + }, + { + "type": "text", + "bbox": [ + 107, + 637, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "score": 1.0, + "content": "Neural networks encode functions, and it is important that analyses discuss the empirical relationship", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 648, + 506, + 660 + ], + "spans": [ + { + "bbox": [ + 105, + 648, + 460, + 660 + ], + "score": 1.0, + "content": "between function space and the more direct parameter space. Here, we argued that the", + "type": "text" + }, + { + "bbox": [ + 460, + 648, + 472, + 659 + ], + "score": 0.87, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 648, + 506, + 660 + ], + "score": 1.0, + "content": "Hilbert", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 660, + 506, + 672 + ], + "spans": [ + { + "bbox": [ + 105, + 660, + 506, + 672 + ], + "score": 1.0, + "content": "space defined over an input distribution is a tractable and useful space for analysis. We found", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 670, + 506, + 684 + ], + "spans": [ + { + "bbox": [ + 105, + 670, + 506, + 684 + ], + "score": 1.0, + "content": "that networks traverse this function space qualitatively differently than they do parameter space.", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 681, + 506, + 695 + ], + "spans": [ + { + "bbox": [ + 105, + 681, + 506, + 695 + ], + "score": 1.0, + "content": "Depending on the situation, a distance of parameters cannot be taken to represent a proportional", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 692, + 220, + 705 + ], + "spans": [ + { + "bbox": [ + 105, + 692, + 220, + 705 + ], + "score": 1.0, + "content": "distance between functions.", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 47.5 + }, + { + "type": "text", + "bbox": [ + 107, + 709, + 503, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 272, + 722 + ], + "score": 1.0, + "content": "We proposed two possibilities for how the", + "type": "text" + }, + { + "bbox": [ + 272, + 711, + 284, + 720 + ], + "score": 0.89, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 284, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "distance could be used directly in applications. The first", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "score": 1.0, + "content": "addresses multitask learning. By remembering enough examples in a working memory to accurately", + "type": "text" + } + ], + "index": 52 + } + ], + "index": 51.5 + } + ], + "page_idx": 8, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "9", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 82, + 285, + 93 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 286, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 286, + 95 + ], + "score": 1.0, + "content": "3.3 EMPIRICAL COMPARISON OF HCGD", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 103, + 506, + 203 + ], + "lines": [ + { + "bbox": [ + 106, + 103, + 506, + 115 + ], + "spans": [ + { + "bbox": [ + 106, + 103, + 506, + 115 + ], + "score": 1.0, + "content": "We compared HCGD and SGD on feedforward and recurrent architectures. If it is important that", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 114, + 505, + 126 + ], + "spans": [ + { + "bbox": [ + 106, + 114, + 505, + 126 + ], + "score": 1.0, + "content": "SGD limits changes in function space, and parameter and function space are loosely coupled, then", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 125, + 506, + 138 + ], + "spans": [ + { + "bbox": [ + 106, + 125, + 421, + 138 + ], + "score": 1.0, + "content": "HCGD should improve upon SGD. In all tests, we used a tuned learning rate", + "type": "text" + }, + { + "bbox": [ + 421, + 128, + 427, + 135 + ], + "score": 0.64, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 427, + 125, + 506, + 138 + ], + "score": 1.0, + "content": "for SGD, and then", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 136, + 506, + 149 + ], + "spans": [ + { + "bbox": [ + 106, + 136, + 335, + 149 + ], + "score": 1.0, + "content": "used the same learning rate for HCGD. We use values of", + "type": "text" + }, + { + "bbox": [ + 336, + 136, + 369, + 147 + ], + "score": 0.9, + "content": "\\lambda = 0 . 5", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 136, + 387, + 149 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 387, + 137, + 424, + 147 + ], + "score": 0.94, + "content": "\\eta = 0 . 0 2", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 136, + 506, + 149 + ], + "score": 1.0, + "content": ", generally about 10", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 147, + 506, + 160 + ], + "spans": [ + { + "bbox": [ + 106, + 147, + 276, + 160 + ], + "score": 1.0, + "content": "times less than the principal learning rate", + "type": "text" + }, + { + "bbox": [ + 276, + 150, + 282, + 157 + ], + "score": 0.33, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 147, + 321, + 160 + ], + "score": 1.0, + "content": ". (For the", + "type": "text" + }, + { + "bbox": [ + 321, + 148, + 347, + 158 + ], + "score": 0.9, + "content": "n = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 147, + 383, + 160 + ], + "score": 1.0, + "content": "version,", + "type": "text" + }, + { + "bbox": [ + 383, + 148, + 390, + 157 + ], + "score": 0.73, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 390, + 147, + 506, + 160 + ], + "score": 1.0, + "content": "can be folded into the inner", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 158, + 506, + 170 + ], + "spans": [ + { + "bbox": [ + 106, + 158, + 159, + 170 + ], + "score": 1.0, + "content": "learning rate", + "type": "text" + }, + { + "bbox": [ + 159, + 160, + 165, + 169 + ], + "score": 0.71, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 158, + 279, + 170 + ], + "score": 1.0, + "content": ". Values were chosen so that", + "type": "text" + }, + { + "bbox": [ + 279, + 159, + 324, + 169 + ], + "score": 0.88, + "content": "\\lambda \\eta = 0 . 0 1 .", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 158, + 506, + 170 + ], + "score": 1.0, + "content": ".) We chose the batch size for the “validation”", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 169, + 506, + 181 + ], + "spans": [ + { + "bbox": [ + 106, + 169, + 506, + 181 + ], + "score": 1.0, + "content": "batch to be 256. While the examples in each “validation” batch were different than the training batch,", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 179, + 507, + 193 + ], + "spans": [ + { + "bbox": [ + 105, + 179, + 507, + 193 + ], + "score": 1.0, + "content": "they were also drawn from the train set. All models were implemented in PyTorch (Paszke et al.", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 190, + 141, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 190, + 141, + 204 + ], + "score": 1.0, + "content": "(2017)).", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 5, + "bbox_fs": [ + 105, + 103, + 507, + 204 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 208, + 505, + 318 + ], + "lines": [ + { + "bbox": [ + 105, + 208, + 506, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 208, + 506, + 221 + ], + "score": 1.0, + "content": "We tested HCGD as applied to the CIFAR-10 image classification problem. For reproducibility, we", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 219, + 505, + 231 + ], + "spans": [ + { + "bbox": [ + 106, + 219, + 505, + 231 + ], + "score": 1.0, + "content": "trained a Squeezenet v1.1, a convolutional neural network model with batch normalization optimized", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 230, + 505, + 243 + ], + "spans": [ + { + "bbox": [ + 106, + 230, + 505, + 243 + ], + "score": 1.0, + "content": "for parameter efficiency (Iandola et al. (2016)). Overall HCGD does not outperform SGD in the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 240, + 505, + 253 + ], + "spans": [ + { + "bbox": [ + 105, + 240, + 408, + 253 + ], + "score": 1.0, + "content": "final learning stage when trained with the same learning rate as SGD (initial", + "type": "text" + }, + { + "bbox": [ + 408, + 241, + 440, + 252 + ], + "score": 0.88, + "content": "\\epsilon = 0 . 1", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 240, + 505, + 253 + ], + "score": 1.0, + "content": "), though it does", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 252, + 506, + 265 + ], + "spans": [ + { + "bbox": [ + 105, + 252, + 506, + 265 + ], + "score": 1.0, + "content": "perform better in the early stage while the learning rate is high (Figure 5). When we increase the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 262, + 505, + 275 + ], + "spans": [ + { + "bbox": [ + 105, + 262, + 193, + 275 + ], + "score": 1.0, + "content": "initial learning rate to", + "type": "text" + }, + { + "bbox": [ + 194, + 263, + 225, + 273 + ], + "score": 0.9, + "content": "\\epsilon = 0 . 3", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 262, + 505, + 275 + ], + "score": 1.0, + "content": "(red trace), the training accuracy decreases but the test accuracy is still", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 104, + 273, + 506, + 287 + ], + "spans": [ + { + "bbox": [ + 104, + 273, + 506, + 287 + ], + "score": 1.0, + "content": "marginally higher than SGD. Given the difference in relative performance between the high and low", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 285, + 505, + 298 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 505, + 298 + ], + "score": 1.0, + "content": "learning rate stages, it is possible that HCGD requires a different learning rate schedule to achieve the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 296, + 506, + 309 + ], + "spans": [ + { + "bbox": [ + 105, + 296, + 506, + 309 + ], + "score": 1.0, + "content": "same level of gradient noise. HCGD thus decreases the test error at a given learning rate, but needs to", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 307, + 420, + 320 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 420, + 320 + ], + "score": 1.0, + "content": "be trained at a higher learning rate to achieve the same level of gradient noise.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 14.5, + "bbox_fs": [ + 104, + 208, + 506, + 320 + ] + }, + { + "type": "image", + "bbox": [ + 116, + 331, + 367, + 432 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 116, + 331, + 367, + 432 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 116, + 331, + 367, + 432 + ], + "spans": [ + { + "bbox": [ + 116, + 331, + 367, + 432 + ], + "score": 0.96, + "type": "image", + "image_path": "2edf3a9d89d4030a06a53ac6031a26eff689379fcde445b3bbf4c756f83619be.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 116, + 331, + 367, + 364.6666666666667 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 116, + 364.6666666666667, + 367, + 398.33333333333337 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 116, + 398.33333333333337, + 367, + 432.00000000000006 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 380, + 337, + 496, + 425 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 380, + 336, + 497, + 349 + ], + "spans": [ + { + "bbox": [ + 380, + 336, + 497, + 349 + ], + "score": 1.0, + "content": "Figure 5: Results of a", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 379, + 348, + 497, + 359 + ], + "spans": [ + { + "bbox": [ + 379, + 348, + 497, + 359 + ], + "score": 1.0, + "content": "Squeezenet v1.1 trained on", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 379, + 357, + 497, + 371 + ], + "spans": [ + { + "bbox": [ + 379, + 357, + 497, + 371 + ], + "score": 1.0, + "content": "CIFAR10. The learning rate", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 380, + 370, + 497, + 381 + ], + "spans": [ + { + "bbox": [ + 380, + 372, + 386, + 380 + ], + "score": 0.65, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 370, + 497, + 381 + ], + "score": 1.0, + "content": "is decreased by a factor of", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 380, + 381, + 496, + 392 + ], + "spans": [ + { + "bbox": [ + 380, + 381, + 496, + 392 + ], + "score": 1.0, + "content": "10 at epoch 150. For the train", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 379, + 390, + 497, + 405 + ], + "spans": [ + { + "bbox": [ + 379, + 390, + 497, + 405 + ], + "score": 1.0, + "content": "error we overlay the running", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 379, + 403, + 498, + 414 + ], + "spans": [ + { + "bbox": [ + 379, + 403, + 498, + 414 + ], + "score": 1.0, + "content": "average of each trace for clar-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 379, + 413, + 397, + 428 + ], + "spans": [ + { + "bbox": [ + 379, + 413, + 397, + 428 + ], + "score": 1.0, + "content": "ity.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 26.5 + } + ], + "index": 23.75 + }, + { + "type": "text", + "bbox": [ + 106, + 446, + 505, + 524 + ], + "lines": [ + { + "bbox": [ + 106, + 447, + 505, + 458 + ], + "spans": [ + { + "bbox": [ + 106, + 447, + 505, + 458 + ], + "score": 1.0, + "content": "We next tested the performance of HCGD on a recurrent task. We trained an LSTM on the sequential", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 457, + 506, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 457, + 506, + 469 + ], + "score": 1.0, + "content": "MNIST task, in which pixels are input one at a time. The order of the pixels was permuted to further", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 467, + 507, + 482 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 507, + 482 + ], + "score": 1.0, + "content": "complicate the task. We found that HCGD outperformed SGD (Figure 6. We used 1 correction step,", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 479, + 506, + 492 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 506, + 492 + ], + "score": 1.0, + "content": "as before, but found that using more correction steps yielded even better performance. However,", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 490, + 505, + 503 + ], + "spans": [ + { + "bbox": [ + 105, + 490, + 505, + 503 + ], + "score": 1.0, + "content": "HCGD underperformed ADAM. While not the ideal optimizer for this task, the fact that SGD can", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 501, + 506, + 514 + ], + "spans": [ + { + "bbox": [ + 106, + 501, + 506, + 514 + ], + "score": 1.0, + "content": "be improved indicates that SGD does not move as locally in function space as it should. Parameter", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 513, + 369, + 525 + ], + "spans": [ + { + "bbox": [ + 105, + 513, + 369, + 525 + ], + "score": 1.0, + "content": "space thus a poor proxy for function space in recurrent networks.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 34, + "bbox_fs": [ + 105, + 447, + 507, + 525 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 529, + 505, + 595 + ], + "lines": [ + { + "bbox": [ + 105, + 529, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 529, + 505, + 542 + ], + "score": 1.0, + "content": "HCGD first proposes an update by SGD, and then corrects it, but the first update step can also be", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 540, + 506, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 506, + 552 + ], + "score": 1.0, + "content": "other optimizers. Since Adam worked well for the sequential MNIST task, we tested if Adam could", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 550, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 506, + 563 + ], + "score": 1.0, + "content": "also be improved by taking a step to penalize the change in function space. We found that this is", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 562, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 106, + 562, + 505, + 574 + ], + "score": 1.0, + "content": "indeed the case, and show the results as well in Figure 6. To differentiate the SGD- and Adam-based", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 572, + 504, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 254, + 585 + ], + "score": 1.0, + "content": "methods, we refer to in the figure as", + "type": "text" + }, + { + "bbox": [ + 254, + 573, + 296, + 584 + ], + "score": 0.83, + "content": "\\mathrm { S G D + H C }", + "type": "inline_equation" + }, + { + "bbox": [ + 296, + 572, + 313, + 585 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 314, + 573, + 360, + 584 + ], + "score": 0.47, + "content": "\\mathbf { A d a m + H C } .", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 572, + 491, + 585 + ], + "score": 1.0, + "content": "This combination of Adam and", + "type": "text" + }, + { + "bbox": [ + 491, + 573, + 504, + 583 + ], + "score": 0.86, + "content": "L ^ { 2 }", + "type": "inline_equation" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 585, + 484, + 596 + ], + "spans": [ + { + "bbox": [ + 106, + 585, + 484, + 596 + ], + "score": 1.0, + "content": "functional regularization could help to achieve state-of-the-art performance on recurrent tasks.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 40.5, + "bbox_fs": [ + 105, + 529, + 506, + 596 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 612, + 190, + 625 + ], + "lines": [ + { + "bbox": [ + 104, + 611, + 192, + 628 + ], + "spans": [ + { + "bbox": [ + 104, + 611, + 192, + 628 + ], + "score": 1.0, + "content": "4 DISCUSSION", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 44 + }, + { + "type": "text", + "bbox": [ + 107, + 637, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "score": 1.0, + "content": "Neural networks encode functions, and it is important that analyses discuss the empirical relationship", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 648, + 506, + 660 + ], + "spans": [ + { + "bbox": [ + 105, + 648, + 460, + 660 + ], + "score": 1.0, + "content": "between function space and the more direct parameter space. Here, we argued that the", + "type": "text" + }, + { + "bbox": [ + 460, + 648, + 472, + 659 + ], + "score": 0.87, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 648, + 506, + 660 + ], + "score": 1.0, + "content": "Hilbert", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 660, + 506, + 672 + ], + "spans": [ + { + "bbox": [ + 105, + 660, + 506, + 672 + ], + "score": 1.0, + "content": "space defined over an input distribution is a tractable and useful space for analysis. We found", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 670, + 506, + 684 + ], + "spans": [ + { + "bbox": [ + 105, + 670, + 506, + 684 + ], + "score": 1.0, + "content": "that networks traverse this function space qualitatively differently than they do parameter space.", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 681, + 506, + 695 + ], + "spans": [ + { + "bbox": [ + 105, + 681, + 506, + 695 + ], + "score": 1.0, + "content": "Depending on the situation, a distance of parameters cannot be taken to represent a proportional", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 692, + 220, + 705 + ], + "spans": [ + { + "bbox": [ + 105, + 692, + 220, + 705 + ], + "score": 1.0, + "content": "distance between functions.", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 47.5, + "bbox_fs": [ + 105, + 637, + 506, + 705 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 709, + 503, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 272, + 722 + ], + "score": 1.0, + "content": "We proposed two possibilities for how the", + "type": "text" + }, + { + "bbox": [ + 272, + 711, + 284, + 720 + ], + "score": 0.89, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 284, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "distance could be used directly in applications. The first", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "score": 1.0, + "content": "addresses multitask learning. By remembering enough examples in a working memory to accurately", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 106, + 277, + 505, + 290 + ], + "spans": [ + { + "bbox": [ + 106, + 277, + 153, + 290 + ], + "score": 1.0, + "content": "estimate an", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 154, + 277, + 166, + 288 + ], + "score": 0.87, + "content": "L ^ { 2 }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 166, + 277, + 505, + 290 + ], + "score": 1.0, + "content": "distance, we can ensure that the function (as defined on old tasks) does not change as", + "type": "text", + "cross_page": true + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 288, + 505, + 300 + ], + "spans": [ + { + "bbox": [ + 105, + 288, + 505, + 300 + ], + "score": 1.0, + "content": "a new task is learned. This regularization term is agnostic to the architecture or parameterization of", + "type": "text", + "cross_page": true + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 298, + 506, + 312 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 506, + 312 + ], + "score": 1.0, + "content": "the network. We found that this scheme outperforms simply retraining on the same number of stored", + "type": "text", + "cross_page": true + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 310, + 505, + 323 + ], + "spans": [ + { + "bbox": [ + 105, + 310, + 505, + 323 + ], + "score": 1.0, + "content": "examples. For large networks with millions of parameters, this approach may be more appealing than", + "type": "text", + "cross_page": true + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 321, + 450, + 335 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 450, + 335 + ], + "score": 1.0, + "content": "comparable methods like EWC and SI, which require storing large diagonal matrices.", + "type": "text", + "cross_page": true + } + ], + "index": 23 + } + ], + "index": 51.5, + "bbox_fs": [ + 105, + 709, + 505, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 119, + 106, + 366, + 228 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 119, + 106, + 366, + 228 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 119, + 106, + 366, + 228 + ], + "spans": [ + { + "bbox": [ + 119, + 106, + 366, + 228 + ], + "score": 0.946, + "type": "image", + "image_path": "6dd8afaeba119d07aef404602489d01b601ee2ecaa7465470c638576d4d24271.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 119, + 106, + 366, + 146.66666666666666 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 119, + 146.66666666666666, + 366, + 187.33333333333331 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 119, + 187.33333333333331, + 366, + 227.99999999999997 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 380, + 79, + 496, + 255 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 379, + 78, + 498, + 91 + ], + "spans": [ + { + "bbox": [ + 379, + 78, + 498, + 91 + ], + "score": 1.0, + "content": "Figure 6: Results of a single-", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 379, + 90, + 498, + 101 + ], + "spans": [ + { + "bbox": [ + 379, + 90, + 498, + 101 + ], + "score": 1.0, + "content": "layer LSTM with 128 hid-", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 380, + 101, + 498, + 113 + ], + "spans": [ + { + "bbox": [ + 380, + 101, + 498, + 113 + ], + "score": 1.0, + "content": "den units trained on the se-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 378, + 112, + 497, + 124 + ], + "spans": [ + { + "bbox": [ + 378, + 112, + 497, + 124 + ], + "score": 1.0, + "content": "quential MNIST task with", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 379, + 123, + 497, + 135 + ], + "spans": [ + { + "bbox": [ + 379, + 123, + 497, + 135 + ], + "score": 1.0, + "content": "permuted pixels. Shown are", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 380, + 134, + 496, + 145 + ], + "spans": [ + { + "bbox": [ + 380, + 134, + 496, + 145 + ], + "score": 1.0, + "content": "the traces for SGD and Adam", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 380, + 145, + 498, + 157 + ], + "spans": [ + { + "bbox": [ + 380, + 145, + 498, + 157 + ], + "score": 1.0, + "content": "(both with learning rate 0.01).", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 379, + 155, + 497, + 168 + ], + "spans": [ + { + "bbox": [ + 379, + 155, + 497, + 168 + ], + "score": 1.0, + "content": "We then take variants of the", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 380, + 166, + 496, + 178 + ], + "spans": [ + { + "bbox": [ + 380, + 166, + 496, + 178 + ], + "score": 1.0, + "content": "HCGD algorithm in which", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 379, + 177, + 496, + 190 + ], + "spans": [ + { + "bbox": [ + 379, + 177, + 496, + 190 + ], + "score": 1.0, + "content": "the first proposed step is", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 379, + 187, + 497, + 202 + ], + "spans": [ + { + "bbox": [ + 379, + 187, + 497, + 202 + ], + "score": 1.0, + "content": "taken to be an SGD step", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 383, + 198, + 497, + 212 + ], + "spans": [ + { + "bbox": [ + 383, + 200, + 426, + 211 + ], + "score": 0.75, + "content": "\\mathrm { \\ S G D + H C } )", + "type": "inline_equation" + }, + { + "bbox": [ + 426, + 198, + 497, + 212 + ], + "score": 1.0, + "content": "or an Adam step", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 380, + 211, + 496, + 222 + ], + "spans": [ + { + "bbox": [ + 380, + 211, + 383, + 222 + ], + "score": 0.0, + "content": "", + "type": "text" + }, + { + "bbox": [ + 383, + 212, + 431, + 222 + ], + "score": 0.32, + "content": "\\mathrm { \\ A d a m + H C } )", + "type": "inline_equation" + }, + { + "bbox": [ + 431, + 211, + 453, + 222 + ], + "score": 1.0, + "content": "). For", + "type": "text" + }, + { + "bbox": [ + 454, + 211, + 496, + 222 + ], + "score": 0.74, + "content": "\\mathrm { S G D + H C }", + "type": "inline_equation" + } + ], + "index": 15 + }, + { + "bbox": [ + 380, + 222, + 497, + 234 + ], + "spans": [ + { + "bbox": [ + 380, + 222, + 497, + 234 + ], + "score": 1.0, + "content": "we also show the effect of in-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 380, + 233, + 495, + 244 + ], + "spans": [ + { + "bbox": [ + 380, + 233, + 487, + 244 + ], + "score": 1.0, + "content": "troducing more iterations", + "type": "text" + }, + { + "bbox": [ + 488, + 235, + 495, + 243 + ], + "score": 0.66, + "content": "n", + "type": "inline_equation" + } + ], + "index": 17 + }, + { + "bbox": [ + 379, + 242, + 469, + 257 + ], + "spans": [ + { + "bbox": [ + 379, + 242, + 405, + 257 + ], + "score": 1.0, + "content": "in the", + "type": "text" + }, + { + "bbox": [ + 406, + 244, + 446, + 254 + ], + "score": 0.82, + "content": "\\mathrm { S G D + H C }", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 242, + 469, + 257 + ], + "score": 1.0, + "content": "step.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 10.5 + } + ], + "index": 6.75 + }, + { + "type": "text", + "bbox": [ + 107, + 277, + 505, + 333 + ], + "lines": [ + { + "bbox": [ + 106, + 277, + 505, + 290 + ], + "spans": [ + { + "bbox": [ + 106, + 277, + 153, + 290 + ], + "score": 1.0, + "content": "estimate an", + "type": "text" + }, + { + "bbox": [ + 154, + 277, + 166, + 288 + ], + "score": 0.87, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 166, + 277, + 505, + 290 + ], + "score": 1.0, + "content": "distance, we can ensure that the function (as defined on old tasks) does not change as", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 288, + 505, + 300 + ], + "spans": [ + { + "bbox": [ + 105, + 288, + 505, + 300 + ], + "score": 1.0, + "content": "a new task is learned. This regularization term is agnostic to the architecture or parameterization of", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 298, + 506, + 312 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 506, + 312 + ], + "score": 1.0, + "content": "the network. We found that this scheme outperforms simply retraining on the same number of stored", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 310, + 505, + 323 + ], + "spans": [ + { + "bbox": [ + 105, + 310, + 505, + 323 + ], + "score": 1.0, + "content": "examples. For large networks with millions of parameters, this approach may be more appealing than", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 321, + 450, + 335 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 450, + 335 + ], + "score": 1.0, + "content": "comparable methods like EWC and SI, which require storing large diagonal matrices.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 21 + }, + { + "type": "text", + "bbox": [ + 107, + 339, + 505, + 481 + ], + "lines": [ + { + "bbox": [ + 106, + 338, + 506, + 351 + ], + "spans": [ + { + "bbox": [ + 106, + 338, + 506, + 351 + ], + "score": 1.0, + "content": "We also proposed a learning rule that reduces movement in function space during single-task opti-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 349, + 505, + 362 + ], + "spans": [ + { + "bbox": [ + 106, + 349, + 430, + 362 + ], + "score": 1.0, + "content": "mization. Hilbert-constrained gradient descent (HCGD) constrains the change in", + "type": "text" + }, + { + "bbox": [ + 431, + 349, + 443, + 360 + ], + "score": 0.87, + "content": "\\overline { { L } } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 444, + 349, + 505, + 362 + ], + "score": 1.0, + "content": "space between", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 361, + 505, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 361, + 505, + 374 + ], + "score": 1.0, + "content": "successive updates. This approach limits the movement of the encoded function in a similar way as", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 369, + 506, + 386 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 506, + 386 + ], + "score": 1.0, + "content": "gradient descent limits movement of the parameters. It also carries a similar intuition as the forgetting", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 382, + 505, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 382, + 505, + 394 + ], + "score": 1.0, + "content": "application: to learn from current examples only in ways that will not affect what has already been", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 393, + 505, + 405 + ], + "spans": [ + { + "bbox": [ + 106, + 393, + 505, + 405 + ], + "score": 1.0, + "content": "learned from other examples. HCGD can increase test performance at image classification in recurrent", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 404, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 106, + 404, + 505, + 416 + ], + "score": 1.0, + "content": "situations, indicating both that the locality of function movement is important to SGD and that it", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 415, + 505, + 428 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 505, + 428 + ], + "score": 1.0, + "content": "can be improved upon. However, HCGD did not always improve results, indicating either that SGD", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 425, + 506, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 425, + 506, + 440 + ], + "score": 1.0, + "content": "is stable in those regimes or that other principles are more important to generalization. This is by", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 436, + 506, + 451 + ], + "spans": [ + { + "bbox": [ + 105, + 436, + 282, + 451 + ], + "score": 1.0, + "content": "no means the only possibility for using an", + "type": "text" + }, + { + "bbox": [ + 282, + 437, + 294, + 447 + ], + "score": 0.87, + "content": "L ^ { \\bar { 2 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 436, + 506, + 451 + ], + "score": 1.0, + "content": "norm to improve optimization. It may be possible,", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 448, + 506, + 460 + ], + "spans": [ + { + "bbox": [ + 105, + 448, + 506, + 460 + ], + "score": 1.0, + "content": "for example, to use the norm to regularize the confidence of the output function (e.g. Pereyra et al.", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 459, + 506, + 472 + ], + "spans": [ + { + "bbox": [ + 106, + 459, + 506, + 472 + ], + "score": 1.0, + "content": "(2017)). We are particularly interested in exploring if more implicit, architectural methods, like", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 469, + 375, + 481 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 302, + 481 + ], + "score": 1.0, + "content": "normalization layers, could be designed with the", + "type": "text" + }, + { + "bbox": [ + 303, + 469, + 315, + 480 + ], + "score": 0.88, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 315, + 470, + 375, + 481 + ], + "score": 1.0, + "content": "norm in mind.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 107, + 487, + 505, + 607 + ], + "lines": [ + { + "bbox": [ + 105, + 487, + 506, + 499 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 506, + 499 + ], + "score": 1.0, + "content": "It interesting to ask if there is support in neuroscience for learning rules that diminish the size of", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 496, + 505, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 496, + 505, + 511 + ], + "score": 1.0, + "content": "changes when that change would have a large effect on other tasks. 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This is by", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 436, + 506, + 451 + ], + "spans": [ + { + "bbox": [ + 105, + 436, + 282, + 451 + ], + "score": 1.0, + "content": "no means the only possibility for using an", + "type": "text" + }, + { + "bbox": [ + 282, + 437, + 294, + 447 + ], + "score": 0.87, + "content": "L ^ { \\bar { 2 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 436, + 506, + 451 + ], + "score": 1.0, + "content": "norm to improve optimization. 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We are particularly interested in exploring if more implicit, architectural methods, like", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 469, + 375, + 481 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 302, + 481 + ], + "score": 1.0, + "content": "normalization layers, could be designed with the", + "type": "text" + }, + { + "bbox": [ + 303, + 469, + 315, + 480 + ], + "score": 0.88, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 315, + 470, + 375, + 481 + ], + "score": 1.0, + "content": "norm in mind.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 30, + "bbox_fs": [ + 105, + 338, + 506, + 481 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 487, + 505, + 607 + ], + "lines": [ + { + "bbox": [ + 105, + 487, + 506, + 499 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 506, + 499 + ], + "score": 1.0, + "content": "It interesting to ask if there is support in neuroscience for learning rules that diminish the size of", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 496, + 505, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 496, + 505, + 511 + ], + "score": 1.0, + "content": "changes when that change would have a large effect on other tasks. One otherwise perplexing", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 509, + 505, + 521 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 505, + 521 + ], + "score": 1.0, + "content": "finding is that behavioral learning rates in motor tasks are dependent on the direction of an error but", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 520, + 505, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 520, + 505, + 532 + ], + "score": 1.0, + "content": "independent of the magnitude of that error (Fine & Thoroughman, 2006). 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This appears largely a consequence of BN keeping the typical update size fixed at a more", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 384, + 376, + 398 + ], + "spans": [ + { + "bbox": [ + 105, + 384, + 376, + 398 + ], + "score": 1.0, + "content": "standard magnitude (and yet achieving a similar functional change.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 10.5 + } + ], + "index": 8.25 + }, + { + "type": "image", + "bbox": [ + 113, + 416, + 498, + 498 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 113, + 416, + 498, + 498 + ], + "group_id": 2, + "lines": [ + { + "bbox": [ + 113, + 416, + 498, + 498 + ], + "spans": [ + { + "bbox": [ + 113, + 416, + 498, + 498 + ], + "score": 0.962, + "type": "image", + "image_path": "680395a2256b1c2885d4b0d2c31f38840f178c5846f13cab1a5f629c3b02f63a.jpg" + } + ] + } + ], + "index": 15, + "virtual_lines": [ + { + "bbox": [ + 113, + 416, + 498, + 443.3333333333333 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 113, + 443.3333333333333, + 498, + 470.66666666666663 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 113, + 470.66666666666663, + 498, + 497.99999999999994 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 516, + 506, + 628 + ], + "group_id": 2, + "lines": [ + { + "bbox": [ + 106, + 517, + 505, + 530 + ], + "spans": [ + { + "bbox": [ + 106, + 517, + 505, + 530 + ], + "score": 1.0, + "content": "Figure A.5: Same as above, but for a network trained without Batch Normalization and also without", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 528, + 506, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 457, + 540 + ], + "score": 1.0, + "content": "weight decay. 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(It is helpful", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 559, + 507, + 575 + ], + "spans": [ + { + "bbox": [ + 104, + 559, + 507, + 575 + ], + "score": 1.0, + "content": "to look at the ”white point” on the color scale, which indicates the point halfway through training.", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 571, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 571, + 505, + 585 + ], + "score": 1.0, + "content": "Note that parameter distances continue to change after the white point when WD is not used). An", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 582, + 506, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 306, + 596 + ], + "score": 1.0, + "content": "additional and counterintuitive property is that the", + "type": "text" + }, + { + "bbox": [ + 307, + 582, + 319, + 593 + ], + "score": 0.88, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 583, + 506, + 596 + ], + "score": 1.0, + "content": "distance from the last epoch increases in scale", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 594, + 505, + 606 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 505, + 606 + ], + "score": 1.0, + "content": "during optimization when WD is not used, but decreases if it is. These comparisons show that WD", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 604, + 507, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 205, + 618 + ], + "score": 1.0, + "content": "has a strong effect on the", + "type": "text" + }, + { + "bbox": [ + 206, + 604, + 232, + 617 + ], + "score": 0.92, + "content": "L ^ { 2 } / \\ell ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 232, + 604, + 507, + 618 + ], + "score": 1.0, + "content": "ratio, but that this ratio still changes considerable throughout training.", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 614, + 411, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 614, + 323, + 629 + ], + "score": 1.0, + "content": "This is in line with this paper’s motivation to consider", + "type": "text" + }, + { + "bbox": [ + 323, + 615, + 336, + 626 + ], + "score": 0.91, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 614, + 411, + 629 + ], + "score": 1.0, + "content": "distances directly.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 21.5 + } + ], + "index": 18.25 + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 109, + 125, + 501, + 275 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 109, + 125, + 501, + 275 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 109, + 125, + 501, + 275 + ], + "spans": [ + { + "bbox": [ + 109, + 125, + 501, + 275 + ], + "score": 0.97, + "type": "image", + "image_path": "302fee6e2d8e6a28b70c3c421f7d3ad1220f8f26ca0f3e12225c8f65a6c5a2b5.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 109, + 125, + 501, + 175.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 109, + 175.0, + 501, + 225.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 109, + 225.0, + 501, + 275.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 290, + 506, + 379 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 289, + 506, + 303 + ], + "spans": [ + { + "bbox": [ + 105, + 289, + 506, + 303 + ], + "score": 1.0, + "content": "Figure B.6: Here we reproduce the results of Figure 2 and Figure 3 for the MNIST task, again using", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 302, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 505, + 312 + ], + "score": 1.0, + "content": "a CNN with batch normalization trained with SGD with momentum. 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With SGD, on the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 297, + 505, + 311 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 505, + 311 + ], + "score": 1.0, + "content": "other hand, the network continues to cahnge even long after test error saturates. It is interesting to", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "score": 1.0, + "content": "note that HCGD allows the parameters to continue to drift even though the function has generally", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 319, + 152, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 319, + 152, + 333 + ], + "score": 1.0, + "content": "converged.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 7.5 + } + ], + "index": 4.25 + } + ], + "page_idx": 15, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 752, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 13 + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 105, + 81, + 427, + 93 + ], + "lines": [ + { + "bbox": [ + 106, + 79, + 428, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 79, + 378, + 95 + ], + "score": 1.0, + "content": "C HCGD DECREASES THE DISTANCE TRAVELED IN", + "type": "text" + }, + { + "bbox": [ + 378, + 80, + 392, + 93 + ], + "score": 0.62, + "content": "L ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 79, + 428, + 95 + ], + "score": 1.0, + "content": "SPACE", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 115, + 110, + 503, + 207 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 115, + 110, + 503, + 207 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 115, + 110, + 503, + 207 + ], + "spans": [ + { + "bbox": [ + 115, + 110, + 503, + 207 + ], + "score": 0.963, + "type": "image", + "image_path": "ebc98592d838be8059f35d6ebc376c4bee1226209fbd085a522b9b36274d888d.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 115, + 110, + 503, + 142.33333333333334 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 115, + 142.33333333333334, + 503, + 174.66666666666669 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 115, + 174.66666666666669, + 503, + 207.00000000000003 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 221, + 505, + 331 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 221, + 505, + 234 + ], + "spans": [ + { + "bbox": [ + 105, + 221, + 505, + 234 + ], + "score": 1.0, + "content": "Figure C.7: The HCGD algorithm is designed to reduce motion through L2-space. To confirm", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 233, + 505, + 244 + ], + "spans": [ + { + "bbox": [ + 106, + 233, + 505, + 244 + ], + "score": 1.0, + "content": "this, here we plot the cumulative squared distance traveled during optimization for a simple MLP", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 243, + 505, + 255 + ], + "spans": [ + { + "bbox": [ + 106, + 243, + 505, + 255 + ], + "score": 1.0, + "content": "trained on MNIST. This is calculated by the simple cumulative sum of the squared distances between", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 255, + 505, + 266 + ], + "spans": [ + { + "bbox": [ + 106, + 255, + 505, + 266 + ], + "score": 1.0, + "content": "consecutive updates. (The squared distance is nice because Brownian motion will present as a linear", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 266, + 505, + 277 + ], + "spans": [ + { + "bbox": [ + 106, + 266, + 505, + 277 + ], + "score": 1.0, + "content": "increase in its cumulative sum). It can be seen that SGD continues to drift in L2-space during the", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 276, + 505, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 276, + 505, + 288 + ], + "score": 1.0, + "content": "overfitting regime (around epoch 15, which is when test error saturates), while HCGD plateaus. This", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 286, + 506, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 286, + 506, + 299 + ], + "score": 1.0, + "content": "indicates that the function has converged to a single location; it ceases to change. With SGD, on the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 297, + 505, + 311 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 505, + 311 + ], + "score": 1.0, + "content": "other hand, the network continues to cahnge even long after test error saturates. It is interesting to", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "score": 1.0, + "content": "note that HCGD allows the parameters to continue to drift even though the function has generally", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 319, + 152, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 319, + 152, + 333 + ], + "score": 1.0, + "content": "converged.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 7.5 + } + ], + "index": 4.25 + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 81, + 286, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 288, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 288, + 96 + ], + "score": 1.0, + "content": "D DETAILED HCGD ALGORITHM", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 105, + 108, + 465, + 120 + ], + "lines": [ + { + "bbox": [ + 105, + 106, + 466, + 121 + ], + "spans": [ + { + "bbox": [ + 105, + 106, + 466, + 121 + ], + "score": 1.0, + "content": "This version of the algorithm includes momentum. It also allows for multiple corrections.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 1 + }, + { + "type": "table", + "bbox": [ + 106, + 135, + 507, + 502 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 106, + 135, + 507, + 502 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 136, + 507, + 502 + ], + "spans": [ + { + "bbox": [ + 106, + 136, + 507, + 502 + ], + "score": 0.957, + "html": "
Algorithm 2: Hilbert-constrained gradient descent. Implements Equation 7.
Require: n ≥ 1Number of corrective steps. May be 1.
Require: E Overall learning rate
Require: nLearning rate for corrective step
Require: βMomentum
1:procedure
2:θ←00
3: v↑0 Initialize momentum buffer
4:while 0t not converged do
5:reset dropout mask, if using
6:draw X~Px
7:J← VeCo(X)
8:U←βu+∈J
9:△0←-u
10:drawXv ~ Px Draw validation batch
11:gL²←∀△θ( M lfθ(xi)-fθ+△θ(xi)|2)1/2 N i=0 First correction
12: 13:△01←△0o-n(gL²) U←U+n(gl²)
14:for1<j<n do > Optional additional correc- tions
15:N gL²←J+∀△θ(%²) M Ifet(xi)-
16:i=0 fθt+△0j-1(xi)|2)1/2
17:△0j←△0j-1-n(gL2)
18:U ←v+n(gl²)
19:0t←0t-1+△0
20:return 0t
", + "type": "table", + "image_path": "975d7c760651bb842ecb80000ba12457dfc95cc5bdd35f1811faf258bcbbe18b.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 106, + 135, + 507, + 257.3333333333333 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 106, + 257.3333333333333, + 507, + 379.66666666666663 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 106, + 379.66666666666663, + 507, + 501.99999999999994 + ], + "spans": [], + "index": 4 + } + ] + } + ], + "index": 3 + }, + { + "type": "title", + "bbox": [ + 106, + 529, + 358, + 541 + ], + "lines": [ + { + "bbox": [ + 105, + 527, + 360, + 543 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 360, + 543 + ], + "score": 1.0, + "content": "E NATURAL GRADIENT BY GRADIENT DESCENT", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5 + }, + { + "type": "text", + "bbox": [ + 107, + 555, + 504, + 577 + ], + "lines": [ + { + "bbox": [ + 105, + 554, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 505, + 568 + ], + "score": 1.0, + "content": "In order to better compare the natural gradient to the Hilbert-constrained gradient, we propose a", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 567, + 285, + 578 + ], + "spans": [ + { + "bbox": [ + 106, + 567, + 285, + 578 + ], + "score": 1.0, + "content": "natural gradient algorithm of a similar style.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5 + }, + { + "type": "text", + "bbox": [ + 107, + 582, + 505, + 649 + ], + "lines": [ + { + "bbox": [ + 105, + 581, + 506, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 376, + 596 + ], + "score": 1.0, + "content": "Previous work on the natural gradient has aimed to approximate", + "type": "text" + }, + { + "bbox": [ + 376, + 582, + 396, + 593 + ], + "score": 0.9, + "content": "F ^ { - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 396, + 581, + 506, + 596 + ], + "score": 1.0, + "content": "as best and as cheaply as", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 593, + 506, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 593, + 334, + 607 + ], + "score": 1.0, + "content": "possible. This is equivalent to minimizing Equation 2 (i.e.", + "type": "text" + }, + { + "bbox": [ + 335, + 593, + 417, + 606 + ], + "score": 0.92, + "content": "\\begin{array} { r } { J \\Delta \\theta + \\frac { \\lambda } { 2 } \\Delta \\theta ^ { T } F \\Delta \\theta ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 418, + 593, + 506, + 607 + ], + "score": 1.0, + "content": "with a single iteration", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 605, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 505, + 617 + ], + "score": 1.0, + "content": "of a second-order optimizer. For very large neural networks, however, it is much cheaper to calculate", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 616, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 505, + 628 + ], + "score": 1.0, + "content": "matrix-vector products than to approximately invert a large matrix. It is possible that the natural", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 104, + 626, + 506, + 642 + ], + "spans": [ + { + "bbox": [ + 104, + 626, + 506, + 642 + ], + "score": 1.0, + "content": "gradient may be more accessible via an inner gradient descent, which would be performed during", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 637, + 243, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 243, + 651 + ], + "score": 1.0, + "content": "each update step as an inner loop.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 10.5 + }, + { + "type": "text", + "bbox": [ + 106, + 654, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 654, + 506, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 506, + 668 + ], + "score": 1.0, + "content": "We describe this idea at high level in Algorithm 2. After an update step is proposed by a standard", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 666, + 506, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 506, + 678 + ], + "score": 1.0, + "content": "optimizer, the algorithm iteratively corrects this update step towards the natural gradient. To start", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 677, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 106, + 677, + 505, + 690 + ], + "score": 1.0, + "content": "with a good initial proposed update, it is better to use a fast diagonal approximation of the natural", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 687, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 506, + 701 + ], + "score": 1.0, + "content": "gradient (such as Adagrad or RMSprop) as the main optimizer. Each additional correction requires", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "just one matrix-vector product after the gradients are calculated. Depending on the quality of the", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 710, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 506, + 722 + ], + "score": 1.0, + "content": "proposed update, the number of iterations required is likely to be small, and even a small number of", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 721, + 245, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 245, + 733 + ], + "score": 1.0, + "content": "iterations will improve the update.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 17 + } + ], + "page_idx": 16, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 310, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 13 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 81, + 286, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 288, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 288, + 96 + ], + "score": 1.0, + "content": "D DETAILED HCGD ALGORITHM", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 105, + 108, + 465, + 120 + ], + "lines": [ + { + "bbox": [ + 105, + 106, + 466, + 121 + ], + "spans": [ + { + "bbox": [ + 105, + 106, + 466, + 121 + ], + "score": 1.0, + "content": "This version of the algorithm includes momentum. It also allows for multiple corrections.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 1, + "bbox_fs": [ + 105, + 106, + 466, + 121 + ] + }, + { + "type": "table", + "bbox": [ + 106, + 135, + 507, + 502 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 106, + 135, + 507, + 502 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 136, + 507, + 502 + ], + "spans": [ + { + "bbox": [ + 106, + 136, + 507, + 502 + ], + "score": 0.957, + "html": "
Algorithm 2: Hilbert-constrained gradient descent. Implements Equation 7.
Require: n ≥ 1Number of corrective steps. May be 1.
Require: E Overall learning rate
Require: nLearning rate for corrective step
Require: βMomentum
1:procedure
2:θ←00
3: v↑0 Initialize momentum buffer
4:while 0t not converged do
5:reset dropout mask, if using
6:draw X~Px
7:J← VeCo(X)
8:U←βu+∈J
9:△0←-u
10:drawXv ~ Px Draw validation batch
11:gL²←∀△θ( M lfθ(xi)-fθ+△θ(xi)|2)1/2 N i=0 First correction
12: 13:△01←△0o-n(gL²) U←U+n(gl²)
14:for1<j<n do > Optional additional correc- tions
15:N gL²←J+∀△θ(%²) M Ifet(xi)-
16:i=0 fθt+△0j-1(xi)|2)1/2
17:△0j←△0j-1-n(gL2)
18:U ←v+n(gl²)
19:0t←0t-1+△0
20:return 0t
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This is equivalent to minimizing Equation 2 (i.e.", + "type": "text" + }, + { + "bbox": [ + 335, + 593, + 417, + 606 + ], + "score": 0.92, + "content": "\\begin{array} { r } { J \\Delta \\theta + \\frac { \\lambda } { 2 } \\Delta \\theta ^ { T } F \\Delta \\theta ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 418, + 593, + 506, + 607 + ], + "score": 1.0, + "content": "with a single iteration", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 605, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 505, + 617 + ], + "score": 1.0, + "content": "of a second-order optimizer. For very large neural networks, however, it is much cheaper to calculate", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 616, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 505, + 628 + ], + "score": 1.0, + "content": "matrix-vector products than to approximately invert a large matrix. It is possible that the natural", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 104, + 626, + 506, + 642 + ], + "spans": [ + { + "bbox": [ + 104, + 626, + 506, + 642 + ], + "score": 1.0, + "content": "gradient may be more accessible via an inner gradient descent, which would be performed during", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 637, + 243, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 243, + 651 + ], + "score": 1.0, + "content": "each update step as an inner loop.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 10.5, + "bbox_fs": [ + 104, + 581, + 506, + 651 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 654, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 654, + 506, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 506, + 668 + ], + "score": 1.0, + "content": "We describe this idea at high level in Algorithm 2. After an update step is proposed by a standard", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 666, + 506, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 506, + 678 + ], + "score": 1.0, + "content": "optimizer, the algorithm iteratively corrects this update step towards the natural gradient. To start", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 677, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 106, + 677, + 505, + 690 + ], + "score": 1.0, + "content": "with a good initial proposed update, it is better to use a fast diagonal approximation of the natural", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 687, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 506, + 701 + ], + "score": 1.0, + "content": "gradient (such as Adagrad or RMSprop) as the main optimizer. Each additional correction requires", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "just one matrix-vector product after the gradients are calculated. Depending on the quality of the", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 710, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 506, + 722 + ], + "score": 1.0, + "content": "proposed update, the number of iterations required is likely to be small, and even a small number of", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 721, + 245, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 245, + 733 + ], + "score": 1.0, + "content": "iterations will improve the update.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 17, + "bbox_fs": [ + 105, + 654, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 104, + 81, + 506, + 227 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 104, + 81, + 506, + 227 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 104, + 81, + 506, + 227 + ], + "spans": [ + { + "bbox": [ + 104, + 81, + 506, + 227 + ], + "score": 0.278, + "html": "
Algorithm 3: Natural gradient by gradient descent. This algorithm can be paired with any optimizer to increase its similarity to the natural gradient.
Require: n Require: ηNumber of corrective steps.May be 1.
1:procedureLearning rate for corrective step
2: θ←00>Initialize parameters
3: while 0t not converged do
4: △0o←RMSprop(0t)Use any optimizer to get proposed update
5: fori<ndo
6: Step towards F-1J
△0i+1=△0i-n(J+λF△0)
7:θ←θ+△0
8: return 0t
", + "type": "table", + "image_path": "e1b5ede6ba05978a74872420804c0065c600270c1f2e5021886f676bdde03c33.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 104, + 81, + 506, + 129.66666666666666 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 104, + 129.66666666666666, + 506, + 178.33333333333331 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 104, + 178.33333333333331, + 506, + 226.99999999999997 + ], + "spans": [], + "index": 2 + } + ] + } + ], + "index": 1 + }, + { + "type": "text", + "bbox": [ + 107, + 247, + 504, + 270 + ], + "lines": [ + { + "bbox": [ + 106, + 246, + 505, + 259 + ], + "spans": [ + { + "bbox": [ + 106, + 246, + 203, + 259 + ], + "score": 1.0, + "content": "Since the Fisher matrix", + "type": "text" + }, + { + "bbox": [ + 204, + 248, + 213, + 257 + ], + "score": 0.81, + "content": "F", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 246, + 505, + 259 + ], + "score": 1.0, + "content": "can be calculated from the covariance of gradients, it never needs to be", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 258, + 496, + 271 + ], + "spans": [ + { + "bbox": [ + 106, + 258, + 290, + 271 + ], + "score": 1.0, + "content": "fully stored. Instead, for an array of gradients", + "type": "text" + }, + { + "bbox": [ + 290, + 259, + 299, + 268 + ], + "score": 0.84, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 258, + 332, + 271 + ], + "score": 1.0, + "content": "of size", + "type": "text" + }, + { + "bbox": [ + 333, + 259, + 339, + 268 + ], + "score": 0.26, + "content": "\\#", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 258, + 496, + 271 + ], + "score": 1.0, + "content": "parameters, # examples), we can write", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3.5 + }, + { + "type": "interline_equation", + "bbox": [ + 237, + 274, + 374, + 290 + ], + "lines": [ + { + "bbox": [ + 237, + 274, + 374, + 290 + ], + "spans": [ + { + "bbox": [ + 237, + 274, + 374, + 290 + ], + "score": 0.93, + "content": "F \\Delta \\theta = ( G G ^ { T } ) \\Delta \\theta = G ( G ^ { T } \\Delta \\theta )", + "type": "interline_equation", + "image_path": "e786e97861aec3b2dab9b044c71488331b2baf7c00224e2625c96c2153a373d7.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 237, + 274, + 374, + 290 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 294, + 505, + 350 + ], + "lines": [ + { + "bbox": [ + 105, + 294, + 506, + 308 + ], + "spans": [ + { + "bbox": [ + 105, + 294, + 167, + 308 + ], + "score": 1.0, + "content": "The choice of", + "type": "text" + }, + { + "bbox": [ + 167, + 295, + 176, + 305 + ], + "score": 0.81, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 177, + 294, + 478, + 308 + ], + "score": 1.0, + "content": "is an important one. It cannot be a vector of aggregated gradients (i.e.", + "type": "text" + }, + { + "bbox": [ + 478, + 295, + 487, + 306 + ], + "score": 0.64, + "content": "J _ { , }", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 294, + 506, + 308 + ], + "score": 1.0, + "content": "), as", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 305, + 505, + 319 + ], + "spans": [ + { + "bbox": [ + 105, + 305, + 505, + 319 + ], + "score": 1.0, + "content": "that would destroy covariance structure and would result in a rank-1 Fisher matrix. Thus, we must", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 315, + 506, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 350, + 331 + ], + "score": 1.0, + "content": "calculate the gradients on a per-example basis. To compute", + "type": "text" + }, + { + "bbox": [ + 350, + 317, + 360, + 327 + ], + "score": 0.8, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 315, + 506, + 331 + ], + "score": 1.0, + "content": "efficiently it is required that a deep", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 327, + 505, + 341 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 505, + 341 + ], + "score": 1.0, + "content": "learning framework implement forward-mode differentiation, which is currently not supported in", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 339, + 191, + 351 + ], + "spans": [ + { + "bbox": [ + 105, + 339, + 191, + 351 + ], + "score": 1.0, + "content": "popular frameworks.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 106, + 355, + 505, + 433 + ], + "lines": [ + { + "bbox": [ + 105, + 356, + 505, + 368 + ], + "spans": [ + { + "bbox": [ + 105, + 356, + 164, + 368 + ], + "score": 1.0, + "content": "If we choose", + "type": "text" + }, + { + "bbox": [ + 164, + 356, + 174, + 366 + ], + "score": 0.8, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 174, + 356, + 425, + 368 + ], + "score": 1.0, + "content": "to be the array of per-example gradients on the minibatch,", + "type": "text" + }, + { + "bbox": [ + 425, + 356, + 434, + 366 + ], + "score": 0.82, + "content": "F", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 356, + 505, + 368 + ], + "score": 1.0, + "content": "is known as the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 365, + 506, + 380 + ], + "spans": [ + { + "bbox": [ + 105, + 365, + 384, + 380 + ], + "score": 1.0, + "content": "’empirical Fisher’. 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This", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 389, + 505, + 401 + ], + "spans": [ + { + "bbox": [ + 106, + 389, + 218, + 401 + ], + "score": 1.0, + "content": "can be done as in Martens", + "type": "text" + }, + { + "bbox": [ + 219, + 389, + 228, + 399 + ], + "score": 0.36, + "content": "\\&", + "type": "inline_equation" + }, + { + "bbox": [ + 229, + 389, + 505, + 401 + ], + "score": 1.0, + "content": "Grosse (2015) by sampling randomly from the output distribution", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 399, + 505, + 412 + ], + "spans": [ + { + "bbox": [ + 105, + 399, + 505, + 412 + ], + "score": 1.0, + "content": "and re-running backpropagation on these fictitious targets, using (by necessity) the activations from", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 410, + 506, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 410, + 506, + 423 + ], + "score": 1.0, + "content": "the minibatch. 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Algorithm 3: Natural gradient by gradient descent. This algorithm can be paired with any optimizer to increase its similarity to the natural gradient.
Require: n Require: ηNumber of corrective steps.May be 1.
1:procedureLearning rate for corrective step
2: θ←00>Initialize parameters
3: while 0t not converged do
4: △0o←RMSprop(0t)Use any optimizer to get proposed update
5: fori<ndo
6: Step towards F-1J
△0i+1=△0i-n(J+λF△0)
7:θ←θ+△0
8: return 0t
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Require: e
Require: η 1:procedureLearning rate for corrective step
2: 0←00Initialize parameters
3: while θt not converged doDraw training batch
4:draw X~Px
5:J← VθCo(X)
6:△0←-∈J
7:drawXv ~ Px N
8:12 gL²←△( M Ifθt(xi)-fθt+△θ(xi)|2)1/2 N
9:xiEXv △0'←△0o-n(gL2)
10:0t←0t-1+△0
11:return 0t
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Algorithm 2: Hilbert-constrained gradient descent. Implements Equation 7.
Require: n ≥ 1Number of corrective steps. May be 1.
Require: E Overall learning rate
Require: nLearning rate for corrective step
Require: βMomentum
1:procedure
2:θ←00
3: v↑0 Initialize momentum buffer
4:while 0t not converged do
5:reset dropout mask, if using
6:draw X~Px
7:J← VeCo(X)
8:U←βu+∈J
9:△0←-u
10:drawXv ~ Px Draw validation batch
11:gL²←∀△θ( M lfθ(xi)-fθ+△θ(xi)|2)1/2 N i=0 First correction
12: 13:△01←△0o-n(gL²) U←U+n(gl²)
14:for1<j<n do > Optional additional correc- tions
15:N gL²←J+∀△θ(%²) M Ifet(xi)-
16:i=0 fθt+△0j-1(xi)|2)1/2
17:△0j←△0j-1-n(gL2)
18:U ←v+n(gl²)
19:0t←0t-1+△0
20:return 0t
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Algorithm 3: Natural gradient by gradient descent. This algorithm can be paired with any optimizer to increase its similarity to the natural gradient.
Require: n Require: ηNumber of corrective steps.May be 1.
1:procedureLearning rate for corrective step
2: θ←00>Initialize parameters
3: while 0t not converged do
4: △0o←RMSprop(0t)Use any optimizer to get proposed update
5: fori<ndo
6: Step towards F-1J
△0i+1=△0i-n(J+λF△0)
7:θ←θ+△0
8: return 0t
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