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networks (ANNs). However, despite extensive research, it remains unclear if the brain implements this algorithm. Among neuroscientists, reinforcement learning (RL) algorithms are often seen as a realistic alternative: neurons can randomly introduce change, and use unspecific feedback signals to observe their effect on the cost and thus approximate their gradient. However, the convergence rate of such learning scales poorly with the number of involved neurons. Here we propose a hybrid learning approach. Each neuron uses an RL-type strategy to learn how to approximate the gradients that backpropagation would provide. We provide proof that our approach converges to the true gradient for certain classes of networks. In both feedforward and convolutional networks, we empirically show that our approach learns to approximate the gradient, and can match or the performance of exact gradient-based learning. Learning feedback weights provides a biologically plausible mechanism of achieving good performance, without the need for precise, pre-specified learning rules. + +# 1 INTRODUCTION + +It is unknown how the brain solves the credit assignment problem when learning: how does each neuron know its role in a positive (or negative) outcome, and thus know how to change its activity to perform better next time? This is a challenge for models of learning in the brain. + +Biologically plausible solutions to credit assignment include those based on reinforcement learning (RL) algorithms and reward-modulated STDP (Bouvier et al., 2016; Fiete et al., 2007; Fiete & Seung, 2006; Legenstein et al., 2010; Miconi, 2017). In these approaches a globally distributed reward signal provides feedback to all neurons in a network. Essentially, changes in rewards from a baseline, or expected, level are correlated with noise in neural activity, allowing a stochastic approximation of the gradient to be computed. However these methods have not been demonstrated to operate at scale. For instance, variance in the REINFORCE estimator (Williams, 1992) scales with the number of units in the network (Rezende et al., 2014). This drives the hypothesis that learning in the brain must rely on additional structures beyond a global reward signal. + +In artificial neural networks (ANNs), credit assignment is performed with gradient-based methods computed through backpropagation (Rumelhart et al., 1986; Werbos, 1982; Linnainmaa, 1976). This is significantly more efficient than RL-based algorithms, with ANNs now matching or surpassing human-level performance in a number of domains (Mnih et al., 2015; Silver et al., 2017; LeCun et al., 2015; He et al., 2015; Haenssle et al., 2018; Russakovsky et al., 2015). However there are well known problems with implementing backpropagation in biologically realistic neural networks. + +One problem is known as weight transport (Grossberg, 1987): an exact implementation of backpropagation requires a feedback structure with the same weights as the feedforward network to communicate gradients. Such a symmetric feedback structure has not been observed in biological neural circuits. Despite such issues, backpropagation is the only method known to solve supervised and reinforcement learning problems at scale. Thus modifications or approximations to backpropagation that are more plausible have been the focus of significant recent attention (Scellier & Bengio, 2016; Lillicrap et al., 2016; Lee et al., 2015; Lansdell & Kording, 2018; Ororbia et al., 2018). + +These efforts do show some ways forward. Synthetic gradients demonstrate that learning can be based on approximate gradients, and need not be temporally locked (Jaderberg et al., 2016; Czarnecki et al., 2017b). In small feedforward networks, somewhat surprisingly, fixed random feedback matrices in fact suffice for learning (Lillicrap et al., 2016) (a phenomenon known as feedback alignment). But still issues remain: feedback alignment does not work in CNNs, very deep networks, or networks with tight bottleneck layers. Regardless, these results show that rough approximations of a gradient signal can be used to learn; even relatively inefficient methods of approximating the gradient may be good enough. + +On this basis, here we propose an RL algorithm to train a feedback system to enable learning. Recent work has explored similar ideas, but not with the explicit goal of approximating backpropagation (Miconi, 2017; Miconi et al., 2018; Song et al., 2017). RL-based methods like REINFORCE may be inefficient when used as a base learner, but they may be sufficient when used to train a system that itself instructs a base learner. We propose to use REINFORCE-style perturbation approach to train feedback signals to approximate what would have been provided by backpropagation. + +This sort of two-learner system, where one network helps the other learn more efficiently, may in fact align well with cortical neuron physiology. For instance, the dendritic trees of pyramidal neurons consist of an apical and basal component. Such a setup has been shown to support supervised learning in feedforward networks (Guergiuev et al., 2017; Kording & Konig, 2001). Similarly, climbing fibers and Purkinje cells may define a learner/teacher system in the cerebellum (Marr, 1969). These components allow for independent integration of two different signals, and may thus provide a realistic solution to the credit assignment problem. + +Thus we implement a network that learns to use feedback signals trained with reinforcement learning via a global reward signal. We mathematically analyze the model, and compare its capabilities to other methods for learning in ANNs. We prove consistency of the estimator in particular cases, extending the theory of synthetic gradient-like approaches (Jaderberg et al., 2016; Czarnecki et al., 2017b; Werbos, 1992; Schmidhuber, 1990). We demonstrate that our model learns as well as regular backpropagation in small models, overcomes the limitations of feedback alignment on more complicated feedforward networks, and can be used in convolutional networks. Thus, by combining local and global feedback signals, this method points to more plausible ways the brain could solve the credit assignment problem. + +# 2 LEARNING FEEDBACK WEIGHTS THROUGH PERTURBATIONS + +We use the following notation. Let $\mathbf { x } \in \mathbb { R } ^ { m }$ represent an input vector. Let an $N$ hidden-layer network be given by $\hat { \mathbf { y } } = f ( \mathbf { x } ) \in \mathbb { R } ^ { p }$ . This is composed of a set of layer-wise summation and non-linear activations + +$$ +\mathbf { h } ^ { i } = f ^ { i } ( \mathbf { h } ^ { i - 1 } ) = \sigma \left( W ^ { i } \mathbf { h } ^ { i - 1 } \right) , +$$ + +for hidden layer states $\mathbf { h } ^ { i } \in \mathbb { R } ^ { n _ { i } }$ , non-linearity $\sigma$ , weight matrices $W ^ { i } \in \mathbb { R } ^ { n _ { i } \times n _ { i - 1 } }$ and denoting $\mathbf { h } ^ { 0 } = \mathbf { x }$ and $\mathbf { \dot { h } } ^ { N + 1 } = \hat { \mathbf { y } }$ . Some loss function $L$ is defined in terms of the network output: $L ( \mathbf { y } , { \hat { \mathbf { y } } } )$ . Let $\mathcal { L }$ denote the loss as a function of $( \mathbf { x } , \mathbf { y } ) \colon { \mathcal { L } } ( \mathbf { x } , \mathbf { y } ) = L ( \mathbf { y } , f ( \mathbf { x } ) )$ . Let data $( \mathbf { x } , \mathbf { y } ) \in \mathcal { D }$ be drawn from a distribution $\rho$ . We aim to minimize: $\mathbb { E } _ { \boldsymbol { \rho } } \left[ \mathcal { L } ( \mathbf { x } , \mathbf { y } ) \right]$ . + +Backpropagation relies on the error signal $\mathbf { e } ^ { i }$ , computed in a top-down fashion: + +$$ +\mathbf { e } ^ { i } = \left\{ \begin{array} { l l } { \partial \mathcal { L } / \partial \hat { \mathbf { y } } \circ \boldsymbol { \sigma } ^ { \prime } ( W ^ { i } \mathbf { h } ^ { i - 1 } ) , } & { i = N + 1 ; } \\ { \left( ( W ^ { i + 1 } ) ^ { \mathsf { T } } \mathbf { e } ^ { i + 1 } \right) \circ \boldsymbol { \sigma } ^ { \prime } ( W ^ { i } \mathbf { h } ^ { i - 1 } ) , } & { 1 \leq i \leq N } \end{array} \right. , +$$ + +where $\circ$ denotes element-wise multiplication. + +![](images/b6fd1279b4a5217931a6677802401c66635ac9297038941f4fe959795b45c0f7.jpg) +Figure 1: Learning feedback weights through perturbations. (A) Backpropagation sends error information from an output loss function, $\mathcal { L }$ , through each layer from top to bottom via the same matrices $W ^ { i }$ used in the feedforward network. (B) Node perturbation introduces noise in each layer, $\xi _ { i }$ , that perturbs that layer’s output and resulting loss function. The perturbed loss function, $\tilde { \mathcal { L } }$ , is correlated with the noise to give an estimate of the error current. This estimate is used to update feedback matrices $B ^ { i }$ to better approximate the error signal. + +# 2.1 BASIC SETUP + +Let the loss gradient term be denoted as + +$$ +\lambda ^ { i } = \frac { \partial \mathcal { L } } { \partial \mathbf { h } ^ { i } } = ( W ^ { i + 1 } ) ^ { \mathsf { T } } \mathbf { e } ^ { i + 1 } . +$$ + +In this work we replace $\lambda ^ { i }$ with an approximation with its own parameters to be learned (known as a synthetic gradient, or conspiring network, (Jaderberg et al., 2016; Czarnecki et al., 2017b), or error critic (Werbos, 1992)): + +$$ +\lambda ^ { i } \approx { \bf g } ( { \bf h } ^ { i } , \tilde { \bf e } ^ { i + 1 } ; \theta ) , +$$ + +for parameters $\theta$ . Note that we must distinguish the true loss gradients from their synthetic estimates. Let $\mathbf { \tilde { e } } ^ { i }$ be loss gradients computed by backpropagating the synthetic gradients + +$$ +\begin{array} { r } { \tilde { \mathbf e } ^ { i } = \left\{ \begin{array} { l l } { \partial \mathcal { L } / \partial \hat { \mathbf y } \circ \sigma ^ { \prime } ( W ^ { i } \mathbf h ^ { i - 1 } ) , } & { i = N + 1 ; } \\ { \mathbf g ( \mathbf h ^ { i } , \tilde { \mathbf e } ^ { i + 1 } ; \theta ) \circ \sigma ^ { \prime } ( W ^ { i } \mathbf h ^ { i - 1 } ) , } & { 1 \leq i \leq N } \end{array} \right. . } \end{array} +$$ + +For the final layer the synthetic gradient matches the true gradient: $\mathbf e ^ { N + 1 } = \tilde { \mathbf e } ^ { N + 1 }$ . This setup can accommodate both top-down and bottom-up information, and encompasses a number of published models (Jaderberg et al., 2016; Czarnecki et al., 2017b; Lillicrap et al., 2016; Nøkland, 2016; Liao et al., 2016; Xiao et al., 2018). + +# 2.2 STOCHASTIC NETWORKS AND GRADIENT DESCENT + +To learn a synthetic gradient we utilze the stochasticity inherent to biological neural networks. A number of biologically plausible learning rules exploit random perturbations in neural activity (Xie & Seung, 2004; Seung, 2003; Fiete & Seung, 2006; Fiete et al., 2007; Song et al., 2017). Here, at each time each unit produces a noisy response: + +$$ +\mathbf { h } _ { t } ^ { i } = \sigma \left( \sum _ { k } W _ { \cdot k } ^ { i } \mathbf { h } _ { t } ^ { i - 1 } \right) + c _ { h } \boldsymbol { \xi } _ { t } ^ { i } , +$$ + +for independent Gaussian noise $\xi ^ { i } \sim \nu = \mathcal { N } ( 0 , I )$ and standard deviation $c _ { h } > 0$ . This generates a noisy loss $\tilde { \mathcal { L } } ( { \bf x } , { \bf y } , \xi )$ and a baseline loss $\mathcal { L } ( \mathbf { x } , \mathbf { y } ) = \tilde { \mathcal { L } } ( \mathbf { x } , \mathbf { y } , 0 )$ . We will use the noisy response to estimate gradients that then allow us to optimize the baseline ${ \mathcal { L } } -$ the gradients used for weight updates are computed using the deterministic baseline. + +# 2.3 SYNTHETIC GRADIENTS VIA PERTURBATION + +For Gaussian white noise, the well-known REINFORCE algorithm (Williams, 1992) coincides with the node perturbation method (Fiete & Seung, 2006; Fiete et al., 2007). Node perturbation works by linearizing the loss: + +$$ +\tilde { \mathcal { L } } \approx \mathcal { L } + \frac { \partial \mathcal { L } } { \partial h _ { j } ^ { i } } c _ { h } \xi _ { j } ^ { i } , +$$ + +such that + +$$ +\mathbb { E } \left( ( \tilde { \mathcal { L } } - \mathcal { L } ) c _ { h } \xi _ { j } ^ { i } | \mathbf x , \mathbf y \right) \approx c _ { h } ^ { 2 } \frac { \partial \mathcal { L } } { \partial h _ { j } ^ { i } } \bigg \rvert _ { \mathbf x , \mathbf y } , +$$ + +with expectation taken over the noise distribution $\nu ( \xi )$ . This provides an estimator of the loss gradient + +$$ +\hat { \lambda } ^ { i } : = ( \tilde { \mathcal { L } } ( \mathbf x , \mathbf y , \boldsymbol \xi ) - \mathcal { L } ( \mathbf x , \mathbf y ) ) \frac { \xi ^ { i } } { c _ { h } } . +$$ + +This approximation is made more precise in Theorem 1 (Supplementary material). + +# 2.4 TRAINING A FEEDBACK NETWORK + +There are many possible sensible choices of $\mathbf { g } ( \cdot )$ . For example, taking $\mathbf { g }$ as simply a function of each layer’s activations: $\lambda ^ { i } = \mathbf { g } ( \mathbf { h } ^ { i } )$ is in fact sufficient parameterization to express the true gradient function (Jaderberg et al., 2016). We may expect, however, that the gradient estimation problem be simpler if each layer is provided with some error information obtained from the loss function and propagated in a top-down fashion. Symmetric feedback weights may not be biologically plausible, and random fixed weights may only solve certain problems of limited size or complexity (Lillicrap et al., 2016). However, a system that can learn to appropriate feedback weights $B$ may be able to align the feedforward and feedback weights as much as is needed to successfully learn. + +We investigate various choices of $\mathbf { g } ( \mathbf { h } ^ { i } , \tilde { \mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } )$ outlined in the applications below. Parameters $B ^ { i + 1 }$ are estimated by solving the least squares problem: + +$$ +\hat { B } ^ { i + 1 } = \underset { B } { \arg \operatorname* { m i n } } \mathbb { E } \left\| \mathbf { g } ( \mathbf { h } ^ { i } , \tilde { \mathbf { e } } ^ { i + 1 } ; B ) - \hat { \lambda } ^ { i } \right\| _ { 2 } ^ { 2 } . +$$ + +Unless otherwise noted this was solved by gradient-descent, updating parameters once with each minibatch. Refer to the supplementary material for additional experimental descriptions and parameters. + +# 3 THEORETICAL RESULTS + +We can prove the estimator (3) is consistent as the noise variance $c _ { h } \ \ 0$ , in some particular cases. We state the results informally here, and give the exact details in the supplementary materials. Consider first convergence of the final layer feedback matrix, $B ^ { N + 1 }$ . + +Theorem 1. (Informal) For ${ \bf g } _ { F A } ( { \bf h } ^ { i } , \tilde { { \bf e } } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \tilde { { \bf e } } ^ { i + 1 }$ , then the least squares estimator + +$$ +( \hat { B } ^ { N + 1 } ) ^ { \top } : = \hat { \lambda } ^ { N } ( \mathbf { e } ^ { N + 1 } ) ^ { \top } \left( \mathbf { e } ^ { N + 1 } ( \mathbf { e } ^ { N + 1 } ) ^ { \top } \right) ^ { - 1 } , +$$ + +solves (3) and converges to the true feedback matrix, in the sense that: $\begin{array} { r } { \operatorname* { l i m } _ { c _ { h } 0 } { \mathrm { p l i m } _ { T \infty } \hat { B } ^ { N + 1 } } = } \end{array}$ $W ^ { N + 1 }$ , where plim indicates convergence in probability. + +Theorem 1 thus establishes convergence of $B$ in a shallow (1 hidden layer) non-linear network. In a deep, linear network we can also use Theorem 1 to establish convergence over the rest of the layers. + +Theorem 2. (Informal) For ${ \bf g } _ { F A } ( { \bf h } ^ { i } , \tilde { \bf e } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \tilde { \bf e } ^ { i + 1 }$ and $\sigma ( x ) = x$ , the least squares estimator + +$$ +( \hat { B } ^ { i } ) ^ { \mathsf { T } } : = \hat { \lambda } ^ { i - 1 } ( \tilde { \mathbf { e } } ^ { i } ) ^ { \mathsf { T } } \left( \tilde { \mathbf { e } } ^ { i } ( \tilde { \mathbf { e } } ^ { i } ) ^ { \mathsf { T } } \right) ^ { - 1 } \qquad 1 \leq i \leq N + 1 , +$$ + +solves (3) and converges to the true feedback matrix, in the sense that: $\begin{array} { r } { \operatorname* { l i m } _ { c _ { h } 0 } { \mathrm { p l i m } _ { T \infty } \hat { B } ^ { i } } = } \end{array}$ $W ^ { i } , \qquad 1 \leq i \leq N + 1$ . + +![](images/eb163218179efc125d73dbe10239176d1ffcb659abf5f7a8294d641cd8806257.jpg) +Figure 2: Node perturbation in small 4-layer network (784-50-20-10 neurons), for varying noise levels $c$ , compared to feedback alignment and backpropagation. (A) Relative error between feedforward and feedback matrix. (B) Angle between true gradient and synthetic gradient estimate for each layer. (C) Percentage of signs in $\hat W ^ { i }$ and $B ^ { i }$ that are in agreement. (D) Test error for node perturbation, backpropagation and feedback alignment. Curves show mean plus/minus standard error over 5 runs. + +Given these results we can establish consistency for the ‘direct feedback alignment’ (DFA; Nøkland (2016)) estimator: ${ \bf g } _ { D F A } ( { \bf h } ^ { i } , \tilde { \bf e } ^ { N + 1 } ; B ^ { i + 1 } ) = ( B ^ { i + 1 } ) ^ { \top } \tilde { \bf e } ^ { N + 1 }$ . Theorem 1 applies trivially since for the final layer, the two approximations have the same form: $\mathbf { g } _ { F A } ( \mathbf { h } ^ { N } , \tilde { \mathbf { e } } ^ { N \dagger 1 } ; \theta _ { N } ) =$ $\mathbf { g } _ { D F A } ( \mathbf { h } ^ { N } , \tilde { \mathbf { e } } ^ { N + 1 } ; \boldsymbol { \theta } _ { N } )$ . Theorem 2 can be easily extended according to the following: + +Corollary 1. (Informal) Fo $r { \bf g } _ { D F A } ( { \bf h } ^ { i } , \tilde { \bf e } ^ { N + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \tilde { \bf e } ^ { N + 1 }$ and $\sigma ( x ) = x$ , the least squares estimator + +$$ +( \hat { B } ^ { i } ) ^ { \mathsf { T } } : = \hat { \lambda } ^ { i - 1 } ( \tilde { \mathbf { e } } ^ { N + 1 } ) ^ { \mathsf { T } } \left( \tilde { \mathbf { e } } ^ { N + 1 } ( \tilde { \mathbf { e } } ^ { N + 1 } ) ^ { \mathsf { T } } \right) ^ { - 1 } \qquad 1 \leq n \leq N + 1 , +$$ + +solves (3) and converges to the true feedback matrix, in the sense that: $\begin{array} { r } { \operatorname* { l i m } _ { c _ { h } 0 } { \mathrm { p l i m } _ { T \infty } \hat { B } ^ { i } } = } \end{array}$ $\begin{array} { r } { \prod _ { j = N + 1 } ^ { i } W ^ { j } , \qquad 1 \leq i \leq N + 1 . } \end{array}$ . + +Thus for a non-linear shallow network or a deep linear network, for both $g _ { F A }$ and $g _ { D F A }$ , we have the result that, for sufficiently small $c _ { h }$ , if we fix the network weights $W$ and train $B$ through node perturbation then we converge to $W$ . Validation that the method learns to approximate $W$ , for fixed $W$ , is provided in the supplementary material. In practice, we update $B$ and $W$ simultaneously. Some convergence theory is established for this case in (Jaderberg et al., 2016; Czarnecki et al., 2017b). + +# 4 APPLICATIONS + +# 4.1 FULLY CONNECTED NETWORKS SOLVING MNIST + +First we investigate $\mathbf { g } ( \mathbf { h } ^ { i } , \tilde { \mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } ) = ( B ^ { i + 1 } ) ^ { \mathsf { T } } \tilde { \mathbf { e } } ^ { i + 1 }$ , which describes a non-symmetric feedback network (Figure 1). To demonstrate the method can be used to solve simple supervised learning problems we use node perturbation with a four-layer network and MSE loss to solve MNIST (Figure 2). Updates to $W ^ { i }$ are made using the synthetic gradients $\Delta W ^ { i } = \eta \tilde { \mathbf e } ^ { i } \mathbf h ^ { i - 1 }$ , for learning rate $\eta$ . The feedback network needs to co-adapt with the feedforward network in order to continue to provide a useful error signal. We observed that the system is able to adjust to provide a close correspondence between the feedforward and feedback matrices in both layers of the network (Figure 2A). The relative error between $B ^ { i }$ and $W ^ { i }$ is lower than what is observed for feedback alignment, suggesting that this co-adaptation of both $W ^ { i }$ and $B ^ { i }$ is indeed beneficial. The relative error depends on the amount of noise used in node perturbation – lower variance doesn’t necessarily imply the lowest error between $W$ and $B$ , suggesting there is an optimal noise level that balances bias in the estimate and the ability to co-adapt to the changing feedforward weights.1 + +![](images/af8281d7dfdbe08df538bc576ae1abf0fb44079866f732ccac3f1ff4cadd9cce.jpg) +Figure 3: Results with five-layer MNIST autoencoder network. (A) Mean loss plus/minus standard error over 10 runs. Dashed lines represent training loss, solid lines represent test loss. (B) Latent space activations, colored by input label for each method. (C) Sample outputs for each method. + +Consistent with the low relative error in both layers, we observe that the alignment (the angle between the estimated gradient and the true gradient – proportional to $\mathbf { e } ^ { \mathsf { T } } W B ^ { \mathsf { T } } \bar { \tilde { \mathbf { e } } } )$ is low in each layer – much lower for node perturbation than for feedback alignment, again suggesting that the method is much better at communicating error signals between layers (Figure 2B). In fact, recent studies have shown that sign congruence of the feedforward and feedback matrices is all that is required to achieve good performance (Liao et al., 2016; Xiao et al., 2018). Here the sign congruence is also higher in node perturbation, again depending somewhat the variance. The amount of congruence is comparable between layers (Figure 2C). Finally, the learning performance of node perturbation is comparable to backpropagation (Figure 2D), and better than feedback alignment in this case, though not by much. Note that by setting the feedback learning rate to zero, we recover the feedback alignment algorithm. So we should expect to be always able to do at least as well as feedback alignment. These results instead highlight the qualitative differences between the methods, and suggest that node perturbation for learning feedback weights can be used to approximate gradients in deep networks. + +# 4.2 AUTO-ENCODING MNIST + +The above results demonstrate node perturbation provides error signals closely aligned with the true gradients. However, performance-wise they do not demonstrate any clear advantage over feedback alignment or backpropagation. A known shortcoming of feedback alignment is in very deep networks and in autoencoding networks with tight bottleneck layers (Lillicrap et al., 2016). To see if node perturbation has the same shortcoming, we test performance of a $\mathbf { g } ( \mathbf { h } ^ { i } , \tilde { \mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } ) =$ $( B ^ { i + 1 } ) ^ { \mathsf { T } } \tilde { \mathbf { e } } ^ { i + \mathsf { \bar { 1 } } }$ model on a simple auto-encoding network with MNIST input data (size 784-200-2- 200-784). In this more challenging case we also compare the method to the ‘matching’ learning rule (Rombouts et al., 2015; Martinolli et al., 2018), in which updates to $B$ match updates to $W$ and weight decay is added, a denoising autoencoder (DAE) (Vincent et al., 2008), and the ADAM (Kingma & Ba, 2015) optimizer (with backprop gradients). + +As expected, feedback alignment performs poorly, while node perturbation performs better than backpropagation (Figure 3A). The increased performance relative to backpropagation may seem surprising. A possible reason is the addition of noise in our method encourages learning of more robust latent factors (Alain & Bengio, 2015). The DAE also improves the loss over vanilla backpropagation (Figure 3A). And, in line with these ideas, the latent space learnt by node perturbation shows a more uniform separation between the digits, compared to the networks trained by backpropagation. Feedback alignment, in contrast, does not learn to separate digits in the bottleneck layer at all (Figure 3B), resulting in scrambled output (Figure 3C). The matched learning rule performs similarly to backpropagation. These possible explanations are investigated more below. Regardless, these results show that node perturbation is able to successfully communicate error signals through thin layers of a network as needed. + +# 4.3 CONVOLUTIONAL NEURAL NETWORKS SOLVING CIFAR + +Convolutional networks are another known shortcoming of feedback alignment. Here we test the method on a convolutional neural network (CNN) solving CIFAR (Krizhevsky, 2009). Refer to the supplementary material for architecture and parameter details. For this network we learn feedback weights direct from the output layer to each earlier layer: $\mathbf { g } ( \mathbf { h } ^ { i } , \tilde { \mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } ) = ( B ^ { i + 1 } ) ^ { \mathsf { T } } \tilde { \mathbf { e } } ^ { N + 1 }$ (similar to ‘direct feedback alignment’ (Nøkland, 2016)). Here this was solved by gradient-descent. On CIFAR10 we obtain a test accuracy of $7 5 \%$ . When compared with fixed feedback weights and backpropagation, we see it is advantageous to learn feedback weights on CIFAR10 and marginally advantageous on CIFAR100 (Table 1). This shows the method can be used in a CNN, and can solve challenging computer vision problems without weight transport. + +Table 1: Mean test accuracy of CNN over 5 runs trained with backpropagation, node perturbation and direct feedback alignment (DFA) (Nøkland, 2016; Crafton et al., 2019). + +
datasetbackpropagationnode perturbationDFA
CIFAR1076.9±0.174.8±0.272.4±0.2
CIFAR10051.2±0.148.1±0.247.3±0.1
+ +# 4.4 WHAT IS HELPING, NOISY ACTIVATIONS OR APPROXIMATING THE GRADIENT? + +To solve the credit assignment problem, our method utilizes two well-explored strategies in deep learning: adding noise (generally used to regularize (Bengio et al., 2013; Gulcehre et al., 2016; Neelakantan et al., 2015; Bishop, 1995)), and approximating the true gradients (Jaderberg et al., 2016). To determine which of these features are responsible for the improvement in performance over fixed weights, in the autoencoding and CIFAR10 cases, we study the performance while varying where noise is added to the models (Table 2). Noise can be added to the activations (BP and FA w. noise, Table 2), or to the inputs, as in a denoising autoencoder (DAE, Table 2). Or, noise can be used only in obtaining an estimator of the true gradients (as in our method; NP, Table 2). For comparison, a noiseless version of our method must instead assume access to the true gradients, and use this to learn feedback weights (i.e. synthetic gradients (Jaderberg et al., 2016); SG, Table 2). Each of these models is tested on the autoencoding and CIFAR10 tasks, allowing us to better understand the performance of the node perturbation method. + +Table 2: Mean loss (plus/minus standard error) on autoencoding MNIST task (left) and mean accuracy on CIFAR10 task (right). Shaded cells indicate methods which do not use weight transport or exact gradient supervision. Best performance indicated in boldface. Implementation details of each method is provided in the supplementary material. +(a) MNIST autoencoder +(b) CIFAR10 classification + +
methodnoiseno noisemethodnoiseno noise
BP(SGD)536.8±2.1609.8±14.4BP DFA76.8±0.276.9±0.1
BP(ADAM)522.3±0.4533.3±2.272.4±0.272.3±0.1
FA768.2±2.7759.1±3.3 NP (ours)74.8±0.275.3±0.3
DAE539.8±4.9SG 一
NP (ours) 515.3±4.1
SG521.6±2.3
Matched629.9±1.1615.0±0.4
+ +In the autoencoding task, both noise (either in the inputs or the activations) and using an approximator to the gradient improve performance (Table 2, left). Noise benefits performance for both SGD optimization and ADAM (Kingma & Ba, 2015). In fact in this task, the combination of both of these factors (i.e. our method) results in better performance over either alone. Yet, the addition of noise to the activations does not help feedback alignment. This suggests that our method is indeed learning useful approximations of the error signals, and is not merely improving due to the addition of noise to the system. In the CIFAR10 task (Table 2, right), the addition of noise to the activations has minimal effect on performance, while having access to the true gradients (SG) does result in improved performance over fixed feedback weights. Thus in these tasks it appears that noise does not always help, but using a less-based gradient estimator does, and noisy activations are one way of obtaining an unbiased gradient estimator. Our method also is the best performing method that does not require either weight transport or access to the true gradients as a supervisory signal. + +# 5 DISCUSSION + +Here we implement a perturbation-based synthetic gradient method to train neural networks. We show that this hybrid approach can be used in both fully connected and convolutional networks. By removing the symmetric feedforward/feedback weight requirement imposed by backpropagation, this approach is a step towards more biologically-plausible deep learning. By reaching comparable performance to backpropagation on MNIST, the method is able to solve larger problems than perturbation-only methods (Xie & Seung, 2004; Fiete et al., 2007; Werfel et al., 2005). By working in cases that feedback alignment fails, the method can provide learning without weight transport in a more diverse set of network architectures. We thus believe the idea of integrating both local and global feedback signals is a promising direction towards biologically plausible learning algorithms. + +Of course, the method does not solve all issues with implementing gradient-based learning in a biologically plausible manner. For instance, in the current implementation, the forward and the backwards passes are locked. Here we just focus on the weight transport problem. A current drawback is that the method does not reach state-of-the-art performance on more challenging datasets like CIFAR. We focused on demonstrating that it is advantageous to learn feedback weights, when compared with fixed weights, and successfully did so in a number of cases. However, we did not use any additional data augmentation and regularization methods often employed to reach state-ofthe-art performance. Thus fully characterizing the performance of this method remains important future work. The method also does not tackle the temporal credit assignment problem, which has also seen recent progress in biologically plausible implementation Ororbia et al. (2019b;a). + +However the method does has a number of computational advantages. First, without weight transport the method has better data-movement performance (Crafton et al., 2019; Akrout et al., 2019), meaning it may be more efficiently implemented than backpropagation on specialized hardware. Second, by relying on random perturbations to measure gradients, the method does not rely on the environment to provide gradients (compared with e.g. Czarnecki et al. (2017a); Jaderberg et al. (2016)). Our theoretical results are somewhat similar to that of Alain & Bengio (2015), who demonstrate that a denoising autoencoder converges to the unperturbed solution as Gaussian noise goes to zero. However our results apply to subgaussian noise more generally. + +While previous research has provided some insight and theory for how feedback alignment works (Lillicrap et al., 2016; Ororbia et al., 2018; Moskovitz et al., 2018; Bartunov et al., 2018; Baldi et al., 2018) the effect remains somewhat mysterious, and not applicable in some network architectures. Recent studies have shown that some of these weaknesses can be addressed by instead imposing sign congruent feedforward and feedback matrices (Xiao et al., 2018). Yet what mechanism may produce congruence in biological networks is unknown. Here we show that the shortcomings of feedback alignment can be addressed in another way: the system can learn to adjust weights as needed to provide a useful error signal. Our work is closely related to Akrout et al. (2019), which also uses perturbations to learn feedback weights. However our approach does not divide learning into two phases, and training of the feedback weights does not occur in a layer-wise fashion, assuming only one layer is noisy at a time, which is a strong assumption. Here instead we focus on combining global and local learning signals. + +Here we tested our method in an idealized setting. However the method is consistent with neurobiology in two important ways. First, it involves separate learning of feedforward and feedback weights. This is possible in cortical networks, where complex feedback connections exist between layers (Lacefield et al., 2019; Richards & Lillicrap, 2019) and pyramidal cells have apical and basal compartments that allow for separate integration of feedback and feedforward signals (Guerguiev et al., 2017; Kording & K ¨ onig, 2001). A recent finding that apical dendrites receive reward informa- ¨ tion is particularly interesting (Lacefield et al., 2019). Models like Guerguiev et al. (2017) show how the ideas in this paper may be implemented in spiking neural networks. We believe such models can be augmented with a perturbation-based rule like ours to provide a better learning system. + +The second feature is that perturbations are used to learn the feedback weights. How can a neuron measure these perturbations? There are many plausible mechanisms (Seung, 2003; Xie & Seung, 2004; Fiete & Seung, 2006; Fiete et al., 2007). For instance, birdsong learning uses empiric synapses from area LMAN (Fiete et al., 2007), others proposed it is approximated (Legenstein et al., 2010; Hoerzer et al., 2014), or neurons could use a learning rule that does not require knowing the noise (Lansdell & Kording, 2018). Further, our model involves the subtraction of a baseline loss to reduce the variance of the estimator. This does not affect the expected value of the estimator – technically the baseline could be removed or replaced with an approximation (Legenstein et al., 2010; Loewenstein & Seung, 2006). Thus both separation of feedforward and feedback systems and perturbation-based estimators can be implemented by neurons. + +As RL-based methods do not scale by themselves, and exact gradient signals are infeasible, the brain may well use a feedback system trained through reinforcement signals to usefully approximate gradients. There is a large space of plausible learning rules that can learn to use feedback signals in order to more efficiently learn, and these promise to inform both models of learning in the brain and learning algorithms in artificial networks. Here we take an early step in this direction. + +# REFERENCES + +Mohamed Akrout, Collin Wilson, Peter C Humphreys, Timothy Lillicrap, and Douglas Tweed. Deep Learning without Weight Transport. 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The loss function is linearized: + +$$ +\tilde { \mathcal { L } } \approx \mathcal { L } + \frac { \partial \mathcal { L } } { \partial h _ { j } ^ { i } } c _ { h } \xi _ { j } ^ { i } , +$$ + +such that + +$$ +\mathbb { E } \left( ( \tilde { \mathcal { L } } - \mathcal { L } ) c _ { h } \xi _ { j } ^ { i } | \mathbf x , \mathbf y \right) \approx c _ { h } ^ { 2 } \frac { \partial \mathcal { L } } { \partial h _ { j } ^ { i } } \bigg \rvert _ { \mathbf x , \mathbf y } , +$$ + +with expectation taken over the noise distribution $\nu ( \xi )$ . This suggests a good estimator of the loss gradient is + +$$ +\hat { \lambda } ^ { i } : = ( \tilde { \mathcal { L } } ( \mathbf x , \mathbf y , \boldsymbol \xi ) - \mathcal { L } ( \mathbf x , \mathbf y ) ) \frac { \xi ^ { i } } { c _ { h } } . +$$ + +Let $\tilde { \mathbf { e } } ^ { i }$ be the error signal computed by backpropagating the synthetic gradients: + +$$ +\begin{array} { r } { \tilde { \mathbf { e } } ^ { i } = \left\{ \begin{array} { l l } { \partial \mathcal { L } / \partial \hat { \mathbf { y } } \circ \sigma ^ { \prime } ( W ^ { i } \mathbf { h } ^ { i - 1 } ) , } & { i = N + 1 ; } \\ { \left( ( \hat { B } ^ { i + 1 } ) ^ { \mathsf { T } } \tilde { \mathbf { e } } ^ { i + 1 } \right) \circ \sigma ^ { \prime } ( W ^ { i } \mathbf { h } ^ { i - 1 } ) , } & { 1 \leq i \leq N . } \end{array} \right. } \end{array} +$$ + +Then parameters $B ^ { i + 1 }$ are estimated by solving the least squares problem: + +$$ +\begin{array} { r } { \hat { B } ^ { i + 1 } = \underset { B } { \arg \operatorname* { m i n } } \mathbb { E } \left\| B ^ { \mathsf { T } } \tilde { \mathbf { e } } ^ { i + 1 } - \hat { \lambda ^ { i } } \right\| _ { 2 } ^ { 2 } . } \end{array} +$$ + +Note that the matrix-vector form of backpropagation given here is setup so that we can think of each term as either a vector for a single input, or as matrices corresponding to a set of $T$ inputs. Here we focus on the question, under what conditions can we show that $\hat { B } ^ { i + 1 } \to W ^ { i + 1 }$ , as $T \to \infty ^ { \epsilon }$ + +One way to find an answer is to define the synthetic gradient in terms of the system without noise added. Then $B ^ { \mathsf { T } } \tilde { \mathbf { e } }$ is deterministic with respect to $\mathbf x , \mathbf y$ and, assuming $\tilde { \mathcal { L } }$ has a convergent power series around $\xi = 0$ , we can write + +$$ +\begin{array} { r } { \mathbb { E } ( \hat { \lambda ^ { i } } | \mathbf { x } , \mathbf { y } ) = \mathbb { E } \left( \frac { 1 } { c _ { h } ^ { 2 } } \left[ \frac { \partial \mathcal { L } } { \partial h ^ { i } } ( c _ { h } \xi _ { j } ^ { i } ) ^ { 2 } + \displaystyle \sum _ { m = 2 } ^ { \infty } \frac { \mathcal { L } _ { i j } ^ { ( m ) } } { m ! } ( c _ { h } \xi _ { j } ^ { i } ) ^ { m + 1 } \right] | \mathbf { x } , \mathbf { y } \right) } \\ { = ( W ^ { i + 1 } ) ^ { \mathsf { T } } \mathbf { e } ^ { i + 1 } + \mathbb { E } \left( \frac { 1 } { c _ { h } ^ { 2 } } \displaystyle \sum _ { m = 2 } ^ { \infty } \frac { \mathcal { L } _ { i j } ^ { ( m ) } } { m ! } ( c _ { h } \xi _ { j } ^ { i } ) ^ { m + 1 } | \mathbf { x } , \mathbf { y } \right) . } \end{array} +$$ + +Taken together these suggest we can prove $\hat { B } ^ { i + 1 } \to W ^ { i + 1 }$ in the same way we prove consistency of the linear least squares estimator. + +For this to work we must show the expectation of the Taylor series approximation (1) is well behaved. That is, we must show the expected remainder term of the expansion: + +$$ +\mathcal { E } _ { j } ^ { i } ( c _ { h } ) = \mathbb { E } \left[ \frac { 1 } { c _ { h } ^ { 2 } } \sum _ { m = 2 } ^ { \infty } \frac { \mathcal { L } _ { i j } ^ { ( m ) } } { m ! } ( c _ { h } \xi _ { j } ^ { i } ) ^ { m + 1 } | \mathbf x , \mathbf y \right] , +$$ + +is finite and goes to zero as $c _ { h } 0$ . This requires some additional assumptions on the problem. + +We make the following assumptions: + +• A1: the noise $\xi$ is subgaussian, +• A2: the loss function $\mathcal { L } ( \mathbf { x } , \mathbf { y } )$ is analytic on $\mathcal { D }$ , +• A3: the error matrices $\tilde { \mathbf { e } } ^ { i } ( \tilde { \mathbf { e } } ^ { i } ) ^ { \top }$ are full rank, for $1 \leq i \leq N + 1$ , with probability 1, +• A4: the mean of the remainder and error terms is bounded: + +$$ +\mathbb { E } \left[ \mathcal { E } ^ { i } ( c _ { h } ) ( \tilde { \mathbf { e } } ^ { i + 1 } ) ^ { \mathsf { T } } \right] < \infty , +$$ + +for $1 \leq i \leq N$ + +Consider first convergence of the final layer feedback matrix, $B ^ { N + 1 }$ . In the final layer it is true that $\mathbf e ^ { N + 1 } = \tilde { \mathbf e } ^ { N + 1 }$ . + +Theorem 1. Assume A1-4. For ${ \bf g } _ { F A } ( { \bf h } ^ { i } , \tilde { \bf e } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \tilde { \bf e } ^ { i + 1 }$ , then the least squares estimator + +$$ +( \hat { B } ^ { N + 1 } ) ^ { \top } : = \hat { \lambda } ^ { N } ( \mathbf { e } ^ { N + 1 } ) ^ { \top } \left( \mathbf { e } ^ { N + 1 } ( \mathbf { e } ^ { N + 1 } ) ^ { \top } \right) ^ { - 1 } , +$$ + +solves (3) and converges to the true feedback matrix, in the sense that: + +$$ +\operatorname * { l i m } _ { c _ { h } 0 } \operatorname * { p l i m } _ { T \infty } \hat { B } ^ { N + 1 } = W ^ { N + 1 } . +$$ + +Proof. Let L(m)ij : mator (2) c $\begin{array} { r } { \mathcal { L } _ { i j } ^ { ( m ) } : = \frac { \partial ^ { m } \mathcal { L } } { \partial h _ { j } ^ { i m } } } \end{array}$ . We firste gradient thas r A1-2, the. For each ditional expectation of the esti-, by A2, we have the following $\mathcal { L } _ { N j } ^ { ( 1 ) }$ $c _ { h } 0$ $\hat { \lambda } _ { j } ^ { N }$ +series expanded around $\xi = 0$ : + +$$ +\hat { \lambda _ { j } ^ { N } } = \frac { 1 } { c _ { h } ^ { 2 } } \sum _ { m = 1 } ^ { \infty } \frac { \mathcal { L } _ { i j } ^ { ( m ) } } { m ! } ( c _ { h } \xi _ { j } ^ { N } ) ^ { m + 1 } . +$$ + +Taking a conditional expectation gives: + +$$ +\mathbb { E } ( \hat { \lambda } _ { j } ^ { N } | \mathbf { x } , \mathbf { y } ) = ( W ^ { N + 1 } ) ^ { \top } \mathbf { e } ^ { N + 1 } + \mathbb { E } \left[ \frac { 1 } { c _ { h } ^ { 2 } } \sum _ { m = 2 } ^ { \infty } \frac { \mathcal { L } _ { N j } ^ { ( m ) } } { m ! } ( c _ { h } \xi _ { j } ^ { N } ) ^ { m + 1 } | \mathbf { x } , \mathbf { y } \right] . +$$ + +We must show the remainder term + +$$ +\mathcal { E } ^ { N } ( c _ { h } ) = \mathbb { E } \left[ \frac { 1 } { c _ { h } ^ { 2 } } \sum _ { m = 2 } ^ { \infty } \frac { \mathcal { L } _ { N j } ^ { ( m ) } } { m ! } ( c _ { h } \xi _ { j } ^ { N } ) ^ { m + 1 } | \mathbf { x } , \mathbf { y } \right] , +$$ + +goes to zero as $c _ { h } 0$ . This is true provided each moment $\mathbb { E } ( ( \xi _ { j } ^ { N } ) ^ { m } | \mathbf { x } , \mathbf { y } )$ is sufficiently wellbehaved. Using Jensen’s inequality and the triangle inequality in the first line, we have that + +$$ +\begin{array} { r l } { \left| \mathcal { E } ^ { N } ( c _ { h } ) \right| \leq \mathbb { E } \left[ \frac { 1 } { c _ { h } ^ { 2 } } \displaystyle \sum _ { m = 2 } ^ { \infty } \left| \frac { \mathcal { L } _ { N j } ^ { ( m ) } } { m ! } \right| | c _ { h } \xi _ { j } ^ { N | m + 1 } | \mathbf { x } , \mathbf { y } \right] , } & { \forall ( \mathbf { x } , \mathbf { y } ) \in \mathcal { D } } \\ { \displaystyle [ \mathrm { m o n o t o n e ~ c o n v e r g e n c e } ] } & { = \displaystyle \sum _ { m = 2 } ^ { \infty } \left| \frac { \mathcal { L } _ { N j } ^ { ( m ) } } { m ! } \right| ( c _ { h } ) ^ { m - 1 } \mathbb { E } \left[ | \xi _ { j } ^ { N } | ^ { m + 1 } \right] } \\ { \displaystyle [ \mathrm { s u b g a u s s i a n } ] } & { \leq K \displaystyle \sum _ { m = 2 } ^ { \infty } \left| \frac { \mathcal { L } _ { N j } ^ { ( m ) } } { m ! } \right| ( c _ { h } ) ^ { m - 1 } ( \sqrt { m + 1 } ) ^ { m + 1 } } \\ & { = \mathcal { O } ( c _ { h } ) \qquad \mathrm { a s } c _ { h } \to 0 . } \end{array} +$$ + +With this in place, we have that the problem (9) is close to a linear least squares problem, since + +$$ +\hat { \lambda } ^ { N } = ( { \cal W } ^ { N + 1 } ) ^ { \top } { \bf e } ^ { N + 1 } + \xi ^ { N } ( c _ { h } ) + \eta ^ { N } , +$$ + +with residual $\eta ^ { N } = \hat { \lambda } ^ { N } - \mathbb { E } ( \hat { \lambda } ^ { N } | \mathbf x , \mathbf y )$ . The residual satisfies + +$$ +\begin{array} { r l } & { \mathbb { E } \left( \mathbf { e } ^ { N + 1 } ( \eta ^ { N } ) ^ { \mathsf { T } } \right) = \mathbb { E } ( \mathbf { e } ^ { N + 1 } ( \hat { \lambda } ^ { N } ) ^ { \mathsf { T } } - \mathbf { e } ^ { N + 1 } \mathbb { E } ( ( \hat { \lambda } ^ { N } ) ^ { \mathsf { T } } | \mathbf { x } , \mathbf { y } ) ) } \\ & { \quad \quad \quad = \mathbb { E } \left( \mathbf { e } ^ { N + 1 } ( \hat { \lambda } ^ { N } ) ^ { \mathsf { T } } - \mathbb { E } \left( \mathbf { e } ^ { N + 1 } ( \hat { \lambda } ^ { N } ) ^ { \mathsf { T } } | \mathbf { x } , \mathbf { y } \right) \right) } \\ & { \quad \quad = 0 . } \end{array} +$$ + +This follows since $\mathbf { e } ^ { N + 1 }$ is defined in relation to the baseline loss, not the stochastic loss, meaning it is measurable with respect to $\displaystyle ( \mathbf { x } , \mathbf { y } )$ and can be moved into the conditional expectation. + +From (12) and A3, we have that the least squares estimator (10) satisfies + +$$ +\begin{array} { r } { ( \hat { B } ^ { N + 1 } ) ^ { \top } = ( W ^ { N + 1 } ) ^ { \top } + ( { \mathcal E } ^ { N } ( c _ { h } ) + \eta ^ { N } ) ( \mathbf e ^ { N + 1 } ) ^ { \top } ( \mathbf e ^ { N + 1 } ( \mathbf e ^ { N + 1 } ) ^ { \top } ) ^ { - 1 } . } \end{array} +$$ + +Thus, using the continuous mapping theorem + +$$ +\begin{array} { r l } { \displaystyle \operatorname* { p l i m } _ { T \infty } ( \hat { B } ^ { N + 1 } ) ^ { \top } = ( W ^ { N + 1 } ) ^ { \top } + [ \operatorname* { p l i m } _ { T \infty } \frac { 1 } { T } ( \mathcal { E } ^ { N } ( c _ { h } ) + \eta ^ { N } ) ( \mathbf { e } ^ { N + 1 } ) ^ { \top } ] [ \operatorname* { p l i m } _ { T \infty } \frac { 1 } { T } \mathbf { e } ^ { N + 1 } ( \mathbf { e } ^ { N + 1 } ) ^ { \top } ] ^ { - 1 } } & \\ { \displaystyle \operatorname { [ W L L N ] } } & { = ( W ^ { N + 1 } ) ^ { \top } + \mathbb { E } [ ( \mathcal { E } ( c _ { h } ) + \eta ^ { N } ) ( \mathbf { e } ^ { N + 1 } ) ^ { \top } ] [ \mathbb { E } ( \mathbf { e } ^ { N + 1 } ( \mathbf { e } ^ { N + 1 } ) ^ { \top } ) ] ^ { - 1 } } \\ { \displaystyle \operatorname { [ E q . ~ ( 1 3 ) ] } } & { = ( W ^ { N + 1 } ) ^ { \top } + \mathbb { E } [ \mathcal { E } ( c _ { h } ) ( \mathbf { e } ^ { N + 1 } ) ^ { \top } ] [ \mathbb { E } ( \mathbf { e } ^ { N + 1 } ( \mathbf { e } ^ { N + 1 } ) ^ { \top } ) ] ^ { - 1 } } \\ { \mathrm { a n d ~ E q . ~ ( 1 1 ) } } & { = ( W ^ { N + 1 } ) ^ { \top } + \mathcal { O } ( c _ { h } ) . } \end{array} +$$ + +Then we have: + +$$ +\operatorname * { l i m } _ { c _ { h } 0 } \operatorname * { p l i m } _ { T \infty } \hat { B } ^ { N + 1 } = W ^ { N + 1 } . +$$ + +We can use Theorem 1 to establish convergence over the rest of the layers of the network when the activation function is the identity. + +Theorem 2. Assume A1-4. For ${ \bf g } _ { F A } ( { \bf h } ^ { i } , \tilde { { \bf e } } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \tilde { { \bf e } } ^ { i + 1 }$ and $\sigma ( x ) = x$ , the least squares estimator + +$$ +( \hat { B } ^ { i } ) ^ { \mathsf { T } } : = \hat { \lambda } ^ { i - 1 } ( \tilde { \mathbf { e } } ^ { i } ) ^ { \mathsf { T } } \left( \tilde { \mathbf { e } } ^ { i } ( \tilde { \mathbf { e } } ^ { i } ) ^ { \mathsf { T } } \right) ^ { - 1 } \qquad 1 \leq i \leq N + 1 , +$$ + +solves (9) and converges to the true feedback matrix, in the sense that: + +$$ +\operatorname* { l i m } _ { c _ { h } \to 0 } \operatorname* { p l i m } _ { T \to \infty } \hat { B } ^ { i } = W ^ { i } , \qquad 1 \le i \le N + 1 . +$$ + +Proof. Define + +$$ +\tilde { W } ^ { i } ( c ) : = \operatorname * { p l i m } _ { T \to \infty } \hat { B } ^ { i } , +$$ + +assuming this limit exists. From Theorem 1 the top layer estimate $\hat { B } ^ { N + 1 }$ converges in probability to $\tilde { W } ^ { N + \bar { 1 } } ( c )$ . + +We can then use induction to establish that ${ \hat { B } } ^ { j }$ in the remaining layers also converges in probability to $\tilde { W } ^ { j } ( c )$ . That is, assume that ${ \hat { B } } ^ { j }$ converge in probability to $\tilde { W } ^ { j } ( c )$ in higher layers $N + 1 \geq j > i$ . Then we must establish that ${ \hat { B } } ^ { i }$ also converges in probability. + +To proceed it is useful to also define + +$$ +\begin{array} { r } { \tilde { \tilde { \mathbf { e } } } ( c ) ^ { i } : = \left\{ \begin{array} { l l } { \partial \mathcal { L } / \partial \hat { \mathbf { y } } \circ \sigma ^ { \prime } ( W ^ { i } \mathbf { h } ^ { i - 1 } ) , } & { i = N + 1 ; } \\ { \left( ( \tilde { W } ^ { i + 1 } ( c ) ) ^ { \mathsf { T } } \tilde { \mathbf { e } } ^ { i + 1 } \right) \circ \sigma ^ { \prime } ( W ^ { i } \mathbf { h } ^ { i - 1 } ) , } & { 1 \leq i \leq N , } \end{array} \right. } \end{array} +$$ + +as the error signal backpropagated through the converged (but biased) weight matrices $\tilde { W } ( c )$ . Again it is true that $\bar { \tilde { \mathbf { e } } } ^ { N + 1 } = \mathbf { e } ^ { N + 1 }$ . + +As in Theorem 1, the least squares estimator has the form: + +$$ +( \hat { B } ^ { i } ) ^ { \mathsf { T } } = \hat { \lambda } ^ { i - 1 } ( \tilde { \bf e } ^ { i } ) ^ { \mathsf { T } } \left( \tilde { \bf e } ^ { i } ( \tilde { \bf e } ^ { i } ) ^ { \mathsf { T } } \right) ^ { - 1 } . +$$ + +Thus, again by the continuous mapping theorem: + +$$ +\begin{array} { r l } & { \displaystyle \operatorname* { p l i m } _ { T \to \infty } ( \hat { B } ^ { i } ) ^ { \top } = \left[ \operatorname* { p l i m } _ { T \to \infty } \frac { 1 } { T } \hat { \lambda } ^ { i - 1 } ( \tilde { \mathbf { e } } ^ { i } ) ^ { \top } \right] \left[ \operatorname* { p l i m } _ { T \to \infty } \frac { 1 } { T } \tilde { \mathbf { e } } ^ { i } ( \tilde { \mathbf { e } } ^ { i } ) ^ { \top } \right] ^ { - 1 } } \\ & { \quad \quad \quad \quad = \left[ \operatorname* { p l i m } _ { T \to \infty } \frac { 1 } { T } \hat { \lambda } ^ { i - 1 } ( \mathbf { e } ^ { N + 1 } ) ^ { \top } \hat { B } ^ { N + 1 } \cdot \cdot \cdot \hat { B } ^ { i + 1 } \right] \left[ \operatorname* { p l i m } _ { T \to \infty } \frac { 1 } { T } \tilde { \mathbf { e } } ^ { i } ( \tilde { \mathbf { e } } ^ { i } ) ^ { \top } \right] ^ { - 1 } } \end{array} +$$ + +In this case continuity again allows us to separate convergence of each term in the product: + +$$ +\begin{array} { r l } & { \underset { r \infty } { \operatorname* { l i m } } \frac { 1 } { T } \hat { \lambda } ^ { i - 1 } ( \mathbf { e } ^ { N + 1 } ) ^ { \top } \hat { B } ^ { N + 1 } \cdot \cdot \cdot \hat { B } ^ { i + 1 } = [ \underset { T \infty } { \operatorname* { p l i m } } \frac { 1 } { T } \hat { \lambda } ^ { i - 1 } ( \mathbf { e } ^ { N + 1 } ) ^ { \top } ] [ \underset { r \infty } { \operatorname* { p l i m } } \hat { B } ^ { N + 1 } ] \cdot \cdot \cdot [ \underset { T \infty } { \operatorname* { p l i m } } \hat { B } ^ { i + 1 } ] } \\ & { \qquad = \mathbb { E } ( \hat { \lambda } ^ { i - 1 } ( \mathbf { e } ^ { N + 1 } ) ^ { \top } ) W ^ { N + 1 } ( c ) \cdot \cdot \cdot W ^ { i + 1 } ( c ) , } \\ & { \qquad = \mathbb { E } ( \hat { \lambda } ^ { i - 1 } ( \tilde { \mathbf { e } } ^ { i } ( c ) ) ^ { \top } ) } \end{array} +$$ + +using the weak law of large numbers in the first term, and the induction assumption for the remaining terms. In the same way + +$$ +\operatorname* { p l i m } _ { T \infty } \frac { 1 } { T } \tilde { \mathbf { e } } ^ { i } ( \tilde { \mathbf { e } } ^ { i } ) ^ { \mathsf { T } } = \mathbb { E } ( \tilde { \tilde { \mathbf { e } } } ^ { i } ( c ) ( \tilde { \tilde { \mathbf { e } } } ^ { i } ( c ) ) ^ { \mathsf { T } } ) . +$$ + +Note that the induction assumption also implies $\begin{array} { r } { \operatorname* { l i m } _ { c 0 } \tilde { \tilde { \mathbf { e } } } ^ { i } ( c ) = \mathbf { e } ^ { i } } \end{array}$ . Thus, putting it together, by A3, A4 and the same reasoning as in Theorem 1 we have the result: + +$$ +\begin{array} { l } { \displaystyle \operatorname* { l i m } _ { c _ { h } 0 } \operatorname* { p l i m } _ { T \infty } ( \hat { B } ^ { i } ) ^ { \mathsf { T } } = \operatorname* { l i m } _ { c 0 } [ ( W ^ { i } ) ^ { \mathsf { T } } \mathbb { E } ( \mathbf { e } ^ { i } ( \tilde { \tilde { \mathbf { e } } } ^ { i } ( c ) ) ^ { \mathsf { T } } ) + \mathbb { E } ( \mathcal { E } ^ { i - 1 } ( c ) ( \tilde { \tilde { \mathbf { e } } } ^ { i } ( c ) ) ^ { \mathsf { T } } ] [ \mathbb { E } ( \tilde { \tilde { \mathbf { e } } } ^ { i } ( c ) ( \tilde { \tilde { \mathbf { e } } } ^ { i } ( c ) ) ^ { \mathsf { T } } ) ] ^ { - 1 } } \\ { = ( W ^ { i } ) ^ { \mathsf { T } } . } \end{array} +$$ + +Corollary 1. Assume A1-4. For ${ \bf g } _ { D F A } ( { \bf h } ^ { i } , \tilde { \bf e } ^ { N + 1 } ; B ^ { i + 1 } ) = { \cal B } ^ { i + 1 } \tilde { \bf e } ^ { N + 1 }$ and $\sigma ( x ) = x$ , the least squares estimator + +$$ +( \hat { B } ^ { i } ) ^ { \mathsf { T } } : = \hat { \lambda } ^ { i - 1 } ( \tilde { \mathbf { e } } ^ { N + 1 } ) ^ { \mathsf { T } } \left( \tilde { \mathbf { e } } ^ { N + 1 } ( \tilde { \mathbf { e } } ^ { N + 1 } ) ^ { \mathsf { T } } \right) ^ { - 1 } \qquad 1 \leq i \leq N + 1 , +$$ + +solves (3) and converges to the true feedback matrix, in the sense that: + +$$ +\operatorname * { l i m } _ { c _ { h } \to 0 } \operatorname * { p l i m } _ { T \to \infty } \hat { B } ^ { i } = \prod _ { j = N + 1 } ^ { i } W ^ { j } , \qquad 1 \le i \le N + 1 . +$$ + +Proof. For a deep linear network notice that the node perturbation estimator can be expressed as: + +$$ +\hat { \lambda } ^ { i } = ( W ^ { i + 1 } \cdot \cdot \cdot W ^ { N + 1 } ) ^ { \mathsf { T } } \mathbf { e } ^ { N + 1 } + \mathcal { E } ^ { i } ( c _ { h } ) + \eta ^ { i } , +$$ + +where the first term represents the true gradient, given by the simple linear backpropagation, the second and third terms are the remainder and a noise term, as in Theorem 1. Define + +$$ +V ^ { i } : = \prod _ { j = N + 1 } ^ { i } W _ { j } . +$$ + +Then following the same reasoning as the proof of Theorem 1, we have: + +$$ +\begin{array} { r l } & { \displaystyle \underset { T \infty } { \operatorname* { p l i m } } ( \hat { B } ^ { i + 1 } ) ^ { \top } = ( V ^ { i + 1 } ) ^ { \top } + [ \underset { T \infty } { \operatorname* { p l i m } } \frac { 1 } { T } ( \mathcal { E } ^ { i } ( c _ { h } ) + \eta ^ { i } ) ( { \mathbf e } ^ { N + 1 } ) ^ { \top } ] [ \underset { T \infty } { \operatorname* { p l i m } } \frac { 1 } { T } { \mathbf e } ^ { N + 1 } ( { \mathbf e } ^ { N + 1 } ) ^ { \top } ] ^ { - 1 } } \\ & { \qquad = ( V ^ { i + 1 } ) ^ { \top } + \mathbb { E } [ ( \mathcal { E } ( c _ { h } ) + \eta ^ { i } ) ( { \mathbf e } ^ { N + 1 } ) ^ { \top } ] [ \mathbb { E } ( { \mathbf e } ^ { N + 1 } ( { \mathbf e } ^ { N + 1 } ) ^ { \top } ) ] ^ { - 1 } } \\ & { \qquad = ( V ^ { i + 1 } ) ^ { \top } + \mathbb { E } [ \mathcal { E } ( c _ { h } ) ( { \mathbf e } ^ { N + 1 } ) ^ { \top } ] [ \mathbb { E } ( { \mathbf e } ^ { N + 1 } ( { \mathbf e } ^ { N + 1 } ) ^ { \top } ) ] ^ { - 1 } } \\ & { \qquad = ( V ^ { i + 1 } ) ^ { \top } + \mathcal { O } ( c _ { h } ) . } \end{array} +$$ + +Then we have: + +$$ +\operatorname * { l i m } _ { c _ { h } 0 } \operatorname * { p l i m } _ { T \infty } \hat { B } ^ { i + 1 } = V ^ { i + 1 } . +$$ + +# A.1 DISCUSSION OF ASSUMPTIONS + +It is worth making the following points on each of the assumptions: + +• A1. In the paper we assume $\xi$ is Gaussian. Here we prove the more general result of convergence for any subgaussian random variable. +• A2. In practice this may be a fairly restrictive assumption, since it precludes using relu nonlinearities. Other common choices, such as hyperbolic tangent and sigmoid non-linearities with an analytic cost function do satisfy this assumption, however. +• A3. It is hard to establish general conditions under which $\tilde { \mathbf { e } } ^ { i } ( \tilde { \mathbf { e } } ^ { i } ) ^ { \top }$ will be full rank. While it may be a reasonable assumption in some cases. + +![](images/fd648240733945f923c31ddaceabe338817f3be9e0d690dad0972640f69b9cab.jpg) +Figure 4: Convergence of node perturbation method in a two hidden layer neural network (784-50- 20-10) with MSE loss, for varying noise levels $c$ . Node perturbation is used to estimate feedback matrices that provide gradient estimates for fixed $W$ . (A) Relative error $( \| W ^ { i } - B ^ { i } \| _ { F } / \| W ^ { i } \| _ { F } )$ for each layer. (B) Angle between true gradient and synthetic gradient estimate at each layer. (C) Percentage of signs in $\breve { W } ^ { i }$ and $B ^ { i }$ that are in agreement. (D) Relative error when number of neurons is varied (784-N-50-10). (E) Angle between true gradient and synthetic gradient estimate at each layer. + +Extensions of Theorem 2 to a non-linear network may be possible. However, the method of proof used here is not immediately applicable because the continuous mapping theorem can not be applied in such a straightforward fashion as in Equation (15). In the non-linear case the resulting sums over all observations are neither independent or identically distributed, which makes applying any law of large numbers complicated. + +# B VALIDATION WITH FIXED $W$ + +We demonstrate the method’s convergence in a small non-linear network solving MNIST for different noise levels, $c _ { h }$ , and layer widths (Figure 4). As basic validation of the method, in this experiment the feedback matrices are updated while the feedforward weights $W ^ { i }$ are held fixed. We should expect the feedback matrices $B ^ { i }$ to converge to the feedforward matrices $W ^ { i }$ . Here different noise variance does results equally accurate estimators (Figure 4A). The estimator correctly estimates the true feedback matrix $W ^ { \bar { 2 } }$ to a relative error of $0 . 8 \%$ . The convergence is layer dependent, with the second hidden layer matrix, $W ^ { 2 }$ , being accurately estimated, and the convergence of the first hidden layer matrix, $\dot { W } ^ { 1 }$ , being less accurately estimated. Despite this, the angles between the estimated gradient and the true gradient (proportional to $\mathbf { e } ^ { \mathsf { T } } W B ^ { \mathsf { T } } \tilde { \mathbf { e } } )$ are very close to zero for both layers (Figure 4B) (less than 90 degrees corresponds to a descent direction). Thus the estimated gradients strongly align with true gradients in both layers. Recent studies have shown that sign congruence of the feedforward and feedback matrices is all that is required to achieve good performance Liao et al. (2016); Xiao et al. (2018). Here significant sign congruence is achieved in both layers (Figure 4C), despite the matrices themselves being quite different in the first layer. The number of neurons has an effect on both the relative error in each layer and the extent of alignment between true and synthetic gradient (Figure 4D,E). The method provides useful error signals for a variety of sized networks, and can provide useful error information to layers through a deep network. + +# C EXPERIMENT DETAILS + +Details of each task and parameters are provided here. All code is implemented in TensorFlow. + +# C.1 FIGURE 2 + +Networks are 784-50-20-10 with an MSE loss function. A sigmoid non-linearity is used. A batch size of 32 is used. $B$ is updated using synthetic gradient updates with learning rate $\eta = 0 . 0 0 0 5$ , $W$ is updated with learning rate 0.0004, standard deviation of noise is 0.01. Same step size is used for feedback alignment, backpropagation and node perturbation. An initial warm-up period of 1000 iterations is used, in which the feedforward weights are frozen but the feedback weights are adjusted. + +# C.2 FIGURE 3 + +Network has dimensions 784-200-2-200-784. Activation functions are, in order: tanh, identity, tanh, relu. MNIST input data with MSE reconstruction loss is used. A batch size of 32 was used. In this case stochastic gradient descent was used to update $B$ . Values for $W$ step size, noise variance and $B$ step size were found by random hyperparameter search for each method. The denoising autoencoder used Gaussian noise with zero mean and standard deviation $\sigma = 0 . 3$ added to the input training data. + +# C.3 FIGURE 4 + +Networks are 784-50-20-10 (noise variance) or 784-N-50-10 (number of neurons) solving MNIST with an MSE loss function. A sigmoid non-linearity is used. A batch size of 32 is used. Here $W$ is fixed, and $B$ is updated according to an online ridge regression least-squares solution. This was used becase it converges faster than the gradient-descent based optimization used for learning $B$ throughout the rest of the text, so is a better test of consistency. A regularization parameter of $\gamma = 0 . 1$ was used for the ridge regression. That is, for each update, $B ^ { i }$ was set to the exact solution of the following: + +$$ +\begin{array} { r } { \hat { B } ^ { i + 1 } = \underset { B } { \arg \operatorname* { m i n } } \mathbb { E } \left\| \mathbf { g } ( \mathbf { h } ^ { i } , \tilde { \mathbf { e } } ^ { i + 1 } ; B ) - \hat { \lambda } ^ { i } \right\| _ { 2 } ^ { 2 } + \gamma \| B \| _ { F } ^ { 2 } . } \end{array} +$$ + +# C.4 CNN ARCHITECTURE AND IMPLEMENTATION + +Code and CNN architecture are based on the direct feedback alignment implementation of Crafton et al. (2019). Specifically, for both CIFAR10 and CIFAR100, the CNN has the architecture Conv(3x3, 1x1, 32), MaxPool(3x3, 2x2), Conv(5x5, 1x1, 128), MaxPool(3x3, 2x2), Conv(5x5, 1x1, 256), MaxPool(3x3, 2x2), FC 2048, FC 2048, Softmax(10). Hyperparameters (learning rate, feedback learning rate, and perturbation noise level) were found through random search. All other parameters are the same as Crafton et al. (2019). In particular, ADAM optimizer was used, and dropout with probability 0.5 was used. + +# C.5 NOISE ABLATION STUDY + +The methods listed in Table 2 are implemented as follows. For the autoencoding task: Through hyperparameter search, a noise standard deviation of $c _ { h } ^ { * } = 0 . 0 2$ was found to give optimal performance for our method. For BP(SGD), BP(ADAM), FA, the ‘noise’ results in the Table are obtained by adding zero-mean Gaussian noise to the activations with the same standard deviation, $c _ { h } ^ { * }$ . For the DAE, a noise standard deviation of $c _ { i } = 0 . 3$ was added to the inputs of the network. Implementation of the synthetic gradient method here takes the same form as our method: $g ( { \mathbf { h } } , { \mathbf { e } } , { \mathbf { y } } ; { \mathbf { \bar { \mathit { B } } } } ) = B { \mathbf { e } }$ (this contrasts with the form used in Jaderberg et al. (2016): $g ( \mathbf { h } , \mathbf { e } , \mathbf { y } ; B , c ) = B ^ { \mathsf { T } } \mathbf { h } + c )$ . But the matrices $B$ are trained by providing true gradients $\lambda$ , instead of noisy estimators based on node perturbation. This is not biologically plausible, but provides a useful baseline to determine the source of good performance. The other co-adapting baseline we investigate is the ‘matching’ rule (similar to (Akrout et al., 2019; Rombouts et al., 2015; Martinolli et al., 2018)): the updates to $B$ match those of $W$ , and weight decay is used to drive the feedforward and feedback matrices to be similar. + +For the CIFAR10 results, our hyperparameter search identified a noise standard deviation of $c _ { h } =$ 0.067 to be optimal. This was added to the activations . The synthetic gradients took the same form as above. \ No newline at end of file diff --git a/parse/train/ByeUBANtvB/ByeUBANtvB_content_list.json b/parse/train/ByeUBANtvB/ByeUBANtvB_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..3fe66843f671fc81edb04d71713f60abdfcf20db --- /dev/null +++ b/parse/train/ByeUBANtvB/ByeUBANtvB_content_list.json @@ -0,0 +1,2934 @@ +[ + { + "type": "text", + "text": "LEARNING TO SOLVE THE CREDIT ASSIGNMENT PROBLEM ", + "text_level": 1, + "bbox": [ + 174, + 101, + 823, + 145 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Benjamin James Lansdell Department of Bioengineering University of Pennsylvania Pennsylvania, PA 19104 lansdell@seas.upenn.edu ", + "bbox": [ + 183, + 170, + 411, + 239 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Prashanth Ravi Prakash Department of Bioengineering University of Pennsylvania Pennsylvania, PA 19104 ", + "bbox": [ + 611, + 170, + 813, + 226 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Konrad Paul Kording Department of Bioengineering University of Pennsylvania Pennsylvania, PA 19104 ", + "bbox": [ + 184, + 261, + 385, + 316 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 353, + 544, + 368 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Backpropagation is driving today’s artificial neural networks (ANNs). However, despite extensive research, it remains unclear if the brain implements this algorithm. Among neuroscientists, reinforcement learning (RL) algorithms are often seen as a realistic alternative: neurons can randomly introduce change, and use unspecific feedback signals to observe their effect on the cost and thus approximate their gradient. However, the convergence rate of such learning scales poorly with the number of involved neurons. Here we propose a hybrid learning approach. Each neuron uses an RL-type strategy to learn how to approximate the gradients that backpropagation would provide. We provide proof that our approach converges to the true gradient for certain classes of networks. In both feedforward and convolutional networks, we empirically show that our approach learns to approximate the gradient, and can match or the performance of exact gradient-based learning. Learning feedback weights provides a biologically plausible mechanism of achieving good performance, without the need for precise, pre-specified learning rules. ", + "bbox": [ + 233, + 387, + 764, + 594 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 626, + 336, + 642 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "It is unknown how the brain solves the credit assignment problem when learning: how does each neuron know its role in a positive (or negative) outcome, and thus know how to change its activity to perform better next time? This is a challenge for models of learning in the brain. ", + "bbox": [ + 176, + 659, + 823, + 700 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Biologically plausible solutions to credit assignment include those based on reinforcement learning (RL) algorithms and reward-modulated STDP (Bouvier et al., 2016; Fiete et al., 2007; Fiete & Seung, 2006; Legenstein et al., 2010; Miconi, 2017). In these approaches a globally distributed reward signal provides feedback to all neurons in a network. Essentially, changes in rewards from a baseline, or expected, level are correlated with noise in neural activity, allowing a stochastic approximation of the gradient to be computed. However these methods have not been demonstrated to operate at scale. For instance, variance in the REINFORCE estimator (Williams, 1992) scales with the number of units in the network (Rezende et al., 2014). This drives the hypothesis that learning in the brain must rely on additional structures beyond a global reward signal. ", + "bbox": [ + 174, + 708, + 825, + 833 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In artificial neural networks (ANNs), credit assignment is performed with gradient-based methods computed through backpropagation (Rumelhart et al., 1986; Werbos, 1982; Linnainmaa, 1976). This is significantly more efficient than RL-based algorithms, with ANNs now matching or surpassing human-level performance in a number of domains (Mnih et al., 2015; Silver et al., 2017; LeCun et al., 2015; He et al., 2015; Haenssle et al., 2018; Russakovsky et al., 2015). However there are well known problems with implementing backpropagation in biologically realistic neural networks. ", + "bbox": [ + 174, + 840, + 823, + 924 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "One problem is known as weight transport (Grossberg, 1987): an exact implementation of backpropagation requires a feedback structure with the same weights as the feedforward network to communicate gradients. Such a symmetric feedback structure has not been observed in biological neural circuits. Despite such issues, backpropagation is the only method known to solve supervised and reinforcement learning problems at scale. Thus modifications or approximations to backpropagation that are more plausible have been the focus of significant recent attention (Scellier & Bengio, 2016; Lillicrap et al., 2016; Lee et al., 2015; Lansdell & Kording, 2018; Ororbia et al., 2018). ", + "bbox": [ + 174, + 103, + 825, + 202 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "These efforts do show some ways forward. Synthetic gradients demonstrate that learning can be based on approximate gradients, and need not be temporally locked (Jaderberg et al., 2016; Czarnecki et al., 2017b). In small feedforward networks, somewhat surprisingly, fixed random feedback matrices in fact suffice for learning (Lillicrap et al., 2016) (a phenomenon known as feedback alignment). But still issues remain: feedback alignment does not work in CNNs, very deep networks, or networks with tight bottleneck layers. Regardless, these results show that rough approximations of a gradient signal can be used to learn; even relatively inefficient methods of approximating the gradient may be good enough. ", + "bbox": [ + 174, + 208, + 825, + 319 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "On this basis, here we propose an RL algorithm to train a feedback system to enable learning. Recent work has explored similar ideas, but not with the explicit goal of approximating backpropagation (Miconi, 2017; Miconi et al., 2018; Song et al., 2017). RL-based methods like REINFORCE may be inefficient when used as a base learner, but they may be sufficient when used to train a system that itself instructs a base learner. We propose to use REINFORCE-style perturbation approach to train feedback signals to approximate what would have been provided by backpropagation. ", + "bbox": [ + 174, + 325, + 825, + 410 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "This sort of two-learner system, where one network helps the other learn more efficiently, may in fact align well with cortical neuron physiology. For instance, the dendritic trees of pyramidal neurons consist of an apical and basal component. Such a setup has been shown to support supervised learning in feedforward networks (Guergiuev et al., 2017; Kording & Konig, 2001). Similarly, climbing fibers and Purkinje cells may define a learner/teacher system in the cerebellum (Marr, 1969). These components allow for independent integration of two different signals, and may thus provide a realistic solution to the credit assignment problem. ", + "bbox": [ + 174, + 416, + 825, + 515 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Thus we implement a network that learns to use feedback signals trained with reinforcement learning via a global reward signal. We mathematically analyze the model, and compare its capabilities to other methods for learning in ANNs. We prove consistency of the estimator in particular cases, extending the theory of synthetic gradient-like approaches (Jaderberg et al., 2016; Czarnecki et al., 2017b; Werbos, 1992; Schmidhuber, 1990). We demonstrate that our model learns as well as regular backpropagation in small models, overcomes the limitations of feedback alignment on more complicated feedforward networks, and can be used in convolutional networks. Thus, by combining local and global feedback signals, this method points to more plausible ways the brain could solve the credit assignment problem. ", + "bbox": [ + 173, + 521, + 825, + 647 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 LEARNING FEEDBACK WEIGHTS THROUGH PERTURBATIONS ", + "text_level": 1, + "bbox": [ + 174, + 671, + 700, + 686 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We use the following notation. Let $\\mathbf { x } \\in \\mathbb { R } ^ { m }$ represent an input vector. Let an $N$ hidden-layer network be given by $\\hat { \\mathbf { y } } = f ( \\mathbf { x } ) \\in \\mathbb { R } ^ { p }$ . This is composed of a set of layer-wise summation and non-linear activations ", + "bbox": [ + 174, + 703, + 823, + 746 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/ecb00ad477d33b8dbdace2550ce1bbb19b4d3b74607b3b098028f36c0c6c00f8.jpg", + "text": "$$\n\\mathbf { h } ^ { i } = f ^ { i } ( \\mathbf { h } ^ { i - 1 } ) = \\sigma \\left( W ^ { i } \\mathbf { h } ^ { i - 1 } \\right) ,\n$$", + "text_format": "latex", + "bbox": [ + 390, + 746, + 604, + 766 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "for hidden layer states $\\mathbf { h } ^ { i } \\in \\mathbb { R } ^ { n _ { i } }$ , non-linearity $\\sigma$ , weight matrices $W ^ { i } \\in \\mathbb { R } ^ { n _ { i } \\times n _ { i - 1 } }$ and denoting $\\mathbf { h } ^ { 0 } = \\mathbf { x }$ and $\\mathbf { \\dot { h } } ^ { N + 1 } = \\hat { \\mathbf { y } }$ . Some loss function $L$ is defined in terms of the network output: $L ( \\mathbf { y } , { \\hat { \\mathbf { y } } } )$ . Let $\\mathcal { L }$ denote the loss as a function of $( \\mathbf { x } , \\mathbf { y } ) \\colon { \\mathcal { L } } ( \\mathbf { x } , \\mathbf { y } ) = L ( \\mathbf { y } , f ( \\mathbf { x } ) )$ . Let data $( \\mathbf { x } , \\mathbf { y } ) \\in \\mathcal { D }$ be drawn from a distribution $\\rho$ . We aim to minimize: $\\mathbb { E } _ { \\boldsymbol { \\rho } } \\left[ \\mathcal { L } ( \\mathbf { x } , \\mathbf { y } ) \\right]$ . ", + "bbox": [ + 173, + 773, + 825, + 832 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Backpropagation relies on the error signal $\\mathbf { e } ^ { i }$ , computed in a top-down fashion: ", + "bbox": [ + 173, + 838, + 691, + 854 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/08165edbc01a76ebcee170a09303eb1c2631ea60e36b977231abf3f961f1909a.jpg", + "text": "$$\n\\mathbf { e } ^ { i } = \\left\\{ \\begin{array} { l l } { \\partial \\mathcal { L } / \\partial \\hat { \\mathbf { y } } \\circ \\boldsymbol { \\sigma } ^ { \\prime } ( W ^ { i } \\mathbf { h } ^ { i - 1 } ) , } & { i = N + 1 ; } \\\\ { \\left( ( W ^ { i + 1 } ) ^ { \\mathsf { T } } \\mathbf { e } ^ { i + 1 } \\right) \\circ \\boldsymbol { \\sigma } ^ { \\prime } ( W ^ { i } \\mathbf { h } ^ { i - 1 } ) , } & { 1 \\leq i \\leq N } \\end{array} \\right. ,\n$$", + "text_format": "latex", + "bbox": [ + 316, + 863, + 678, + 900 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "where $\\circ$ denotes element-wise multiplication. ", + "bbox": [ + 174, + 909, + 472, + 924 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/b6fd1279b4a5217931a6677802401c66635ac9297038941f4fe959795b45c0f7.jpg", + "image_caption": [ + "Figure 1: Learning feedback weights through perturbations. (A) Backpropagation sends error information from an output loss function, $\\mathcal { L }$ , through each layer from top to bottom via the same matrices $W ^ { i }$ used in the feedforward network. (B) Node perturbation introduces noise in each layer, $\\xi _ { i }$ , that perturbs that layer’s output and resulting loss function. The perturbed loss function, $\\tilde { \\mathcal { L } }$ , is correlated with the noise to give an estimate of the error current. This estimate is used to update feedback matrices $B ^ { i }$ to better approximate the error signal. " + ], + "image_footnote": [], + "bbox": [ + 269, + 98, + 730, + 310 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 BASIC SETUP ", + "text_level": 1, + "bbox": [ + 174, + 415, + 308, + 429 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Let the loss gradient term be denoted as ", + "bbox": [ + 174, + 441, + 436, + 455 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/e68d10af0aa1004ad9b8bbbc6e083624cc6e921f2e13e33ef06a1b1325b73c32.jpg", + "text": "$$\n\\lambda ^ { i } = \\frac { \\partial \\mathcal { L } } { \\partial \\mathbf { h } ^ { i } } = ( W ^ { i + 1 } ) ^ { \\mathsf { T } } \\mathbf { e } ^ { i + 1 } .\n$$", + "text_format": "latex", + "bbox": [ + 405, + 463, + 593, + 494 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this work we replace $\\lambda ^ { i }$ with an approximation with its own parameters to be learned (known as a synthetic gradient, or conspiring network, (Jaderberg et al., 2016; Czarnecki et al., 2017b), or error critic (Werbos, 1992)): ", + "bbox": [ + 174, + 502, + 823, + 544 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/55698a3ae71131cd3fab4097b34ee128cace2f31b5ad474e07881fd03d5a42b7.jpg", + "text": "$$\n\\lambda ^ { i } \\approx { \\bf g } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { i + 1 } ; \\theta ) ,\n$$", + "text_format": "latex", + "bbox": [ + 429, + 542, + 566, + 561 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "for parameters $\\theta$ . Note that we must distinguish the true loss gradients from their synthetic estimates. Let $\\mathbf { \\tilde { e } } ^ { i }$ be loss gradients computed by backpropagating the synthetic gradients ", + "bbox": [ + 169, + 565, + 821, + 595 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/648800f50f3def338b8faee94a5d92697cc2e315244169a65adb52a30f73e3c2.jpg", + "text": "$$\n\\begin{array} { r } { \\tilde { \\mathbf e } ^ { i } = \\left\\{ \\begin{array} { l l } { \\partial \\mathcal { L } / \\partial \\hat { \\mathbf y } \\circ \\sigma ^ { \\prime } ( W ^ { i } \\mathbf h ^ { i - 1 } ) , } & { i = N + 1 ; } \\\\ { \\mathbf g ( \\mathbf h ^ { i } , \\tilde { \\mathbf e } ^ { i + 1 } ; \\theta ) \\circ \\sigma ^ { \\prime } ( W ^ { i } \\mathbf h ^ { i - 1 } ) , } & { 1 \\leq i \\leq N } \\end{array} \\right. . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 325, + 603, + 673, + 640 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "For the final layer the synthetic gradient matches the true gradient: $\\mathbf e ^ { N + 1 } = \\tilde { \\mathbf e } ^ { N + 1 }$ . This setup can accommodate both top-down and bottom-up information, and encompasses a number of published models (Jaderberg et al., 2016; Czarnecki et al., 2017b; Lillicrap et al., 2016; Nøkland, 2016; Liao et al., 2016; Xiao et al., 2018). ", + "bbox": [ + 173, + 648, + 826, + 705 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.2 STOCHASTIC NETWORKS AND GRADIENT DESCENT ", + "text_level": 1, + "bbox": [ + 173, + 724, + 568, + 738 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To learn a synthetic gradient we utilze the stochasticity inherent to biological neural networks. A number of biologically plausible learning rules exploit random perturbations in neural activity (Xie & Seung, 2004; Seung, 2003; Fiete & Seung, 2006; Fiete et al., 2007; Song et al., 2017). Here, at each time each unit produces a noisy response: ", + "bbox": [ + 173, + 750, + 826, + 806 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/7e6abd426b45d6ccac758f4619abe80904a22e64e159d8723dfc82514355b75c.jpg", + "text": "$$\n\\mathbf { h } _ { t } ^ { i } = \\sigma \\left( \\sum _ { k } W _ { \\cdot k } ^ { i } \\mathbf { h } _ { t } ^ { i - 1 } \\right) + c _ { h } \\boldsymbol { \\xi } _ { t } ^ { i } ,\n$$", + "text_format": "latex", + "bbox": [ + 388, + 813, + 607, + 857 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "for independent Gaussian noise $\\xi ^ { i } \\sim \\nu = \\mathcal { N } ( 0 , I )$ and standard deviation $c _ { h } > 0$ . This generates a noisy loss $\\tilde { \\mathcal { L } } ( { \\bf x } , { \\bf y } , \\xi )$ and a baseline loss $\\mathcal { L } ( \\mathbf { x } , \\mathbf { y } ) = \\tilde { \\mathcal { L } } ( \\mathbf { x } , \\mathbf { y } , 0 )$ . We will use the noisy response to estimate gradients that then allow us to optimize the baseline ${ \\mathcal { L } } -$ the gradients used for weight updates are computed using the deterministic baseline. ", + "bbox": [ + 173, + 864, + 825, + 924 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.3 SYNTHETIC GRADIENTS VIA PERTURBATION ", + "text_level": 1, + "bbox": [ + 176, + 103, + 521, + 118 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "For Gaussian white noise, the well-known REINFORCE algorithm (Williams, 1992) coincides with the node perturbation method (Fiete & Seung, 2006; Fiete et al., 2007). Node perturbation works by linearizing the loss: ", + "bbox": [ + 174, + 128, + 823, + 170 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/9bb069d961fd52e1208086b4361cfbe1bdd1eaea244589021680cc6c15de6f89.jpg", + "text": "$$\n\\tilde { \\mathcal { L } } \\approx \\mathcal { L } + \\frac { \\partial \\mathcal { L } } { \\partial h _ { j } ^ { i } } c _ { h } \\xi _ { j } ^ { i } ,\n$$", + "text_format": "latex", + "bbox": [ + 433, + 170, + 563, + 207 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "such that ", + "bbox": [ + 173, + 209, + 236, + 223 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/223e3821775bfc0e25669e2abd1c7edb1da496834bd5e8e1628a5b85728fcc36.jpg", + "text": "$$\n\\mathbb { E } \\left( ( \\tilde { \\mathcal { L } } - \\mathcal { L } ) c _ { h } \\xi _ { j } ^ { i } | \\mathbf x , \\mathbf y \\right) \\approx c _ { h } ^ { 2 } \\frac { \\partial \\mathcal { L } } { \\partial h _ { j } ^ { i } } \\bigg \\rvert _ { \\mathbf x , \\mathbf y } ,\n$$", + "text_format": "latex", + "bbox": [ + 372, + 219, + 622, + 257 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "with expectation taken over the noise distribution $\\nu ( \\xi )$ . This provides an estimator of the loss gradient ", + "bbox": [ + 173, + 260, + 818, + 287 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/363af500ace3d8abe182a3e74aa8ef52b8b298c8526c188982553a44d5ea13a3.jpg", + "text": "$$\n\\hat { \\lambda } ^ { i } : = ( \\tilde { \\mathcal { L } } ( \\mathbf x , \\mathbf y , \\boldsymbol \\xi ) - \\mathcal { L } ( \\mathbf x , \\mathbf y ) ) \\frac { \\xi ^ { i } } { c _ { h } } .\n$$", + "text_format": "latex", + "bbox": [ + 390, + 284, + 607, + 319 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "This approximation is made more precise in Theorem 1 (Supplementary material). ", + "bbox": [ + 174, + 320, + 710, + 337 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.4 TRAINING A FEEDBACK NETWORK ", + "text_level": 1, + "bbox": [ + 176, + 353, + 454, + 367 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "There are many possible sensible choices of $\\mathbf { g } ( \\cdot )$ . For example, taking $\\mathbf { g }$ as simply a function of each layer’s activations: $\\lambda ^ { i } = \\mathbf { g } ( \\mathbf { h } ^ { i } )$ is in fact sufficient parameterization to express the true gradient function (Jaderberg et al., 2016). We may expect, however, that the gradient estimation problem be simpler if each layer is provided with some error information obtained from the loss function and propagated in a top-down fashion. Symmetric feedback weights may not be biologically plausible, and random fixed weights may only solve certain problems of limited size or complexity (Lillicrap et al., 2016). However, a system that can learn to appropriate feedback weights $B$ may be able to align the feedforward and feedback weights as much as is needed to successfully learn. ", + "bbox": [ + 173, + 378, + 826, + 491 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We investigate various choices of $\\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } )$ outlined in the applications below. Parameters $B ^ { i + 1 }$ are estimated by solving the least squares problem: ", + "bbox": [ + 176, + 496, + 825, + 526 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/2233973c08b1f581216400a75a7b7f305567645385ad1486909788de8105c8b6.jpg", + "text": "$$\n\\hat { B } ^ { i + 1 } = \\underset { B } { \\arg \\operatorname* { m i n } } \\mathbb { E } \\left\\| \\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ) - \\hat { \\lambda } ^ { i } \\right\\| _ { 2 } ^ { 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 351, + 534, + 647, + 565 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Unless otherwise noted this was solved by gradient-descent, updating parameters once with each minibatch. Refer to the supplementary material for additional experimental descriptions and parameters. ", + "bbox": [ + 174, + 571, + 825, + 614 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 THEORETICAL RESULTS ", + "text_level": 1, + "bbox": [ + 176, + 636, + 405, + 651 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We can prove the estimator (3) is consistent as the noise variance $c _ { h } \\ \\ 0$ , in some particular cases. We state the results informally here, and give the exact details in the supplementary materials. Consider first convergence of the final layer feedback matrix, $B ^ { N + 1 }$ . ", + "bbox": [ + 174, + 667, + 823, + 710 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Theorem 1. (Informal) For ${ \\bf g } _ { F A } ( { \\bf h } ^ { i } , \\tilde { { \\bf e } } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \\tilde { { \\bf e } } ^ { i + 1 }$ , then the least squares estimator ", + "bbox": [ + 176, + 712, + 803, + 729 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/7ab857eb71433212df50518546e7e9982406946ce785130af384083f11fccb28.jpg", + "text": "$$\n( \\hat { B } ^ { N + 1 } ) ^ { \\top } : = \\hat { \\lambda } ^ { N } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\left( \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\right) ^ { - 1 } ,\n$$", + "text_format": "latex", + "bbox": [ + 341, + 736, + 655, + 758 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "solves (3) and converges to the true feedback matrix, in the sense that: $\\begin{array} { r } { \\operatorname* { l i m } _ { c _ { h } 0 } { \\mathrm { p l i m } _ { T \\infty } \\hat { B } ^ { N + 1 } } = } \\end{array}$ $W ^ { N + 1 }$ , where plim indicates convergence in probability. ", + "bbox": [ + 174, + 768, + 823, + 797 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Theorem 1 thus establishes convergence of $B$ in a shallow (1 hidden layer) non-linear network. In a deep, linear network we can also use Theorem 1 to establish convergence over the rest of the layers. ", + "bbox": [ + 174, + 808, + 823, + 838 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Theorem 2. (Informal) For ${ \\bf g } _ { F A } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \\tilde { \\bf e } ^ { i + 1 }$ and $\\sigma ( x ) = x$ , the least squares estimator ", + "bbox": [ + 173, + 840, + 823, + 869 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/1e1aa80ca74628076707f9f2a9d89fa42dfcb47d7e49beab9de48d431ad5cd16.jpg", + "text": "$$\n( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } : = \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } \\left( \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } \\right) ^ { - 1 } \\qquad 1 \\leq i \\leq N + 1 ,\n$$", + "text_format": "latex", + "bbox": [ + 316, + 866, + 678, + 888 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "solves (3) and converges to the true feedback matrix, in the sense that: $\\begin{array} { r } { \\operatorname* { l i m } _ { c _ { h } 0 } { \\mathrm { p l i m } _ { T \\infty } \\hat { B } ^ { i } } = } \\end{array}$ $W ^ { i } , \\qquad 1 \\leq i \\leq N + 1$ . ", + "bbox": [ + 173, + 895, + 826, + 924 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/eb163218179efc125d73dbe10239176d1ffcb659abf5f7a8294d641cd8806257.jpg", + "image_caption": [ + "Figure 2: Node perturbation in small 4-layer network (784-50-20-10 neurons), for varying noise levels $c$ , compared to feedback alignment and backpropagation. (A) Relative error between feedforward and feedback matrix. (B) Angle between true gradient and synthetic gradient estimate for each layer. (C) Percentage of signs in $\\hat W ^ { i }$ and $B ^ { i }$ that are in agreement. (D) Test error for node perturbation, backpropagation and feedback alignment. Curves show mean plus/minus standard error over 5 runs. " + ], + "image_footnote": [], + "bbox": [ + 169, + 98, + 826, + 296 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Given these results we can establish consistency for the ‘direct feedback alignment’ (DFA; Nøkland (2016)) estimator: ${ \\bf g } _ { D F A } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { N + 1 } ; B ^ { i + 1 } ) = ( B ^ { i + 1 } ) ^ { \\top } \\tilde { \\bf e } ^ { N + 1 }$ . Theorem 1 applies trivially since for the final layer, the two approximations have the same form: $\\mathbf { g } _ { F A } ( \\mathbf { h } ^ { N } , \\tilde { \\mathbf { e } } ^ { N \\dagger 1 } ; \\theta _ { N } ) =$ $\\mathbf { g } _ { D F A } ( \\mathbf { h } ^ { N } , \\tilde { \\mathbf { e } } ^ { N + 1 } ; \\boldsymbol { \\theta } _ { N } )$ . Theorem 2 can be easily extended according to the following: ", + "bbox": [ + 173, + 422, + 825, + 481 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Corollary 1. (Informal) Fo $r { \\bf g } _ { D F A } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { N + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \\tilde { \\bf e } ^ { N + 1 }$ and $\\sigma ( x ) = x$ , the least squares estimator ", + "bbox": [ + 171, + 486, + 825, + 516 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/04b33706fab97dda0417a302bda5b53b61d718b01aa7e0d49a61265fab03a56b.jpg", + "text": "$$\n( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } : = \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { N + 1 } ) ^ { \\mathsf { T } } \\left( \\tilde { \\mathbf { e } } ^ { N + 1 } ( \\tilde { \\mathbf { e } } ^ { N + 1 } ) ^ { \\mathsf { T } } \\right) ^ { - 1 } \\qquad 1 \\leq n \\leq N + 1 ,\n$$", + "text_format": "latex", + "bbox": [ + 279, + 521, + 717, + 545 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "solves (3) and converges to the true feedback matrix, in the sense that: $\\begin{array} { r } { \\operatorname* { l i m } _ { c _ { h } 0 } { \\mathrm { p l i m } _ { T \\infty } \\hat { B } ^ { i } } = } \\end{array}$ $\\begin{array} { r } { \\prod _ { j = N + 1 } ^ { i } W ^ { j } , \\qquad 1 \\leq i \\leq N + 1 . } \\end{array}$ . ", + "bbox": [ + 173, + 559, + 825, + 592 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Thus for a non-linear shallow network or a deep linear network, for both $g _ { F A }$ and $g _ { D F A }$ , we have the result that, for sufficiently small $c _ { h }$ , if we fix the network weights $W$ and train $B$ through node perturbation then we converge to $W$ . Validation that the method learns to approximate $W$ , for fixed $W$ , is provided in the supplementary material. In practice, we update $B$ and $W$ simultaneously. Some convergence theory is established for this case in (Jaderberg et al., 2016; Czarnecki et al., 2017b). ", + "bbox": [ + 173, + 607, + 825, + 691 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 APPLICATIONS ", + "text_level": 1, + "bbox": [ + 176, + 719, + 330, + 736 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.1 FULLY CONNECTED NETWORKS SOLVING MNIST ", + "text_level": 1, + "bbox": [ + 173, + 756, + 560, + 770 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "First we investigate $\\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } ) = ( B ^ { i + 1 } ) ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } ^ { i + 1 }$ , which describes a non-symmetric feedback network (Figure 1). To demonstrate the method can be used to solve simple supervised learning problems we use node perturbation with a four-layer network and MSE loss to solve MNIST (Figure 2). Updates to $W ^ { i }$ are made using the synthetic gradients $\\Delta W ^ { i } = \\eta \\tilde { \\mathbf e } ^ { i } \\mathbf h ^ { i - 1 }$ , for learning rate $\\eta$ . The feedback network needs to co-adapt with the feedforward network in order to continue to provide a useful error signal. We observed that the system is able to adjust to provide a close correspondence between the feedforward and feedback matrices in both layers of the network (Figure 2A). The relative error between $B ^ { i }$ and $W ^ { i }$ is lower than what is observed for feedback alignment, suggesting that this co-adaptation of both $W ^ { i }$ and $B ^ { i }$ is indeed beneficial. The relative error depends on the amount of noise used in node perturbation – lower variance doesn’t necessarily imply the lowest error between $W$ and $B$ , suggesting there is an optimal noise level that balances bias in the estimate and the ability to co-adapt to the changing feedforward weights.1 ", + "bbox": [ + 173, + 782, + 825, + 924 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/af8281d7dfdbe08df538bc576ae1abf0fb44079866f732ccac3f1ff4cadd9cce.jpg", + "image_caption": [ + "Figure 3: Results with five-layer MNIST autoencoder network. (A) Mean loss plus/minus standard error over 10 runs. Dashed lines represent training loss, solid lines represent test loss. (B) Latent space activations, colored by input label for each method. (C) Sample outputs for each method. " + ], + "image_footnote": [], + "bbox": [ + 173, + 99, + 823, + 256 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 343, + 823, + 371 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Consistent with the low relative error in both layers, we observe that the alignment (the angle between the estimated gradient and the true gradient – proportional to $\\mathbf { e } ^ { \\mathsf { T } } W B ^ { \\mathsf { T } } \\bar { \\tilde { \\mathbf { e } } } )$ is low in each layer – much lower for node perturbation than for feedback alignment, again suggesting that the method is much better at communicating error signals between layers (Figure 2B). In fact, recent studies have shown that sign congruence of the feedforward and feedback matrices is all that is required to achieve good performance (Liao et al., 2016; Xiao et al., 2018). Here the sign congruence is also higher in node perturbation, again depending somewhat the variance. The amount of congruence is comparable between layers (Figure 2C). Finally, the learning performance of node perturbation is comparable to backpropagation (Figure 2D), and better than feedback alignment in this case, though not by much. Note that by setting the feedback learning rate to zero, we recover the feedback alignment algorithm. So we should expect to be always able to do at least as well as feedback alignment. These results instead highlight the qualitative differences between the methods, and suggest that node perturbation for learning feedback weights can be used to approximate gradients in deep networks. ", + "bbox": [ + 173, + 377, + 825, + 571 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.2 AUTO-ENCODING MNIST ", + "text_level": 1, + "bbox": [ + 176, + 589, + 393, + 603 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The above results demonstrate node perturbation provides error signals closely aligned with the true gradients. However, performance-wise they do not demonstrate any clear advantage over feedback alignment or backpropagation. A known shortcoming of feedback alignment is in very deep networks and in autoencoding networks with tight bottleneck layers (Lillicrap et al., 2016). To see if node perturbation has the same shortcoming, we test performance of a $\\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } ) =$ $( B ^ { i + 1 } ) ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } ^ { i + \\mathsf { \\bar { 1 } } }$ model on a simple auto-encoding network with MNIST input data (size 784-200-2- 200-784). In this more challenging case we also compare the method to the ‘matching’ learning rule (Rombouts et al., 2015; Martinolli et al., 2018), in which updates to $B$ match updates to $W$ and weight decay is added, a denoising autoencoder (DAE) (Vincent et al., 2008), and the ADAM (Kingma & Ba, 2015) optimizer (with backprop gradients). ", + "bbox": [ + 174, + 616, + 825, + 755 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "As expected, feedback alignment performs poorly, while node perturbation performs better than backpropagation (Figure 3A). The increased performance relative to backpropagation may seem surprising. A possible reason is the addition of noise in our method encourages learning of more robust latent factors (Alain & Bengio, 2015). The DAE also improves the loss over vanilla backpropagation (Figure 3A). And, in line with these ideas, the latent space learnt by node perturbation shows a more uniform separation between the digits, compared to the networks trained by backpropagation. Feedback alignment, in contrast, does not learn to separate digits in the bottleneck layer at all (Figure 3B), resulting in scrambled output (Figure 3C). The matched learning rule performs similarly to backpropagation. These possible explanations are investigated more below. Regardless, these results show that node perturbation is able to successfully communicate error signals through thin layers of a network as needed. ", + "bbox": [ + 174, + 761, + 825, + 887 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 823, + 132 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.3 CONVOLUTIONAL NEURAL NETWORKS SOLVING CIFAR ", + "text_level": 1, + "bbox": [ + 173, + 150, + 604, + 164 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Convolutional networks are another known shortcoming of feedback alignment. Here we test the method on a convolutional neural network (CNN) solving CIFAR (Krizhevsky, 2009). Refer to the supplementary material for architecture and parameter details. For this network we learn feedback weights direct from the output layer to each earlier layer: $\\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } ) = ( B ^ { i + 1 } ) ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } ^ { N + 1 }$ (similar to ‘direct feedback alignment’ (Nøkland, 2016)). Here this was solved by gradient-descent. On CIFAR10 we obtain a test accuracy of $7 5 \\%$ . When compared with fixed feedback weights and backpropagation, we see it is advantageous to learn feedback weights on CIFAR10 and marginally advantageous on CIFAR100 (Table 1). This shows the method can be used in a CNN, and can solve challenging computer vision problems without weight transport. ", + "bbox": [ + 173, + 175, + 825, + 301 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/bd105315874b999d99107fb085298860379828c5cfcd5d648e022c8cf8c07d59.jpg", + "table_caption": [ + "Table 1: Mean test accuracy of CNN over 5 runs trained with backpropagation, node perturbation and direct feedback alignment (DFA) (Nøkland, 2016; Crafton et al., 2019). " + ], + "table_footnote": [], + "table_body": "
datasetbackpropagationnode perturbationDFA
CIFAR1076.9±0.174.8±0.272.4±0.2
CIFAR10051.2±0.148.1±0.247.3±0.1
", + "bbox": [ + 277, + 369, + 715, + 419 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.4 WHAT IS HELPING, NOISY ACTIVATIONS OR APPROXIMATING THE GRADIENT? ", + "text_level": 1, + "bbox": [ + 171, + 445, + 751, + 459 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To solve the credit assignment problem, our method utilizes two well-explored strategies in deep learning: adding noise (generally used to regularize (Bengio et al., 2013; Gulcehre et al., 2016; Neelakantan et al., 2015; Bishop, 1995)), and approximating the true gradients (Jaderberg et al., 2016). To determine which of these features are responsible for the improvement in performance over fixed weights, in the autoencoding and CIFAR10 cases, we study the performance while varying where noise is added to the models (Table 2). Noise can be added to the activations (BP and FA w. noise, Table 2), or to the inputs, as in a denoising autoencoder (DAE, Table 2). Or, noise can be used only in obtaining an estimator of the true gradients (as in our method; NP, Table 2). For comparison, a noiseless version of our method must instead assume access to the true gradients, and use this to learn feedback weights (i.e. synthetic gradients (Jaderberg et al., 2016); SG, Table 2). Each of these models is tested on the autoencoding and CIFAR10 tasks, allowing us to better understand the performance of the node perturbation method. ", + "bbox": [ + 173, + 470, + 825, + 637 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/b6adde840d288a392b4376f9620aacb353d5af6e1269433c23c01a6e0df38ade.jpg", + "table_caption": [ + "Table 2: Mean loss (plus/minus standard error) on autoencoding MNIST task (left) and mean accuracy on CIFAR10 task (right). Shaded cells indicate methods which do not use weight transport or exact gradient supervision. Best performance indicated in boldface. Implementation details of each method is provided in the supplementary material. ", + "(a) MNIST autoencoder ", + "(b) CIFAR10 classification " + ], + "table_footnote": [], + "table_body": "
methodnoiseno noisemethodnoiseno noise
BP(SGD)536.8±2.1609.8±14.4BP DFA76.8±0.276.9±0.1
BP(ADAM)522.3±0.4533.3±2.272.4±0.272.3±0.1
FA768.2±2.7759.1±3.3 NP (ours)74.8±0.275.3±0.3
DAE539.8±4.9SG 一
NP (ours) 515.3±4.1
SG521.6±2.3
Matched629.9±1.1615.0±0.4
", + "bbox": [ + 223, + 734, + 779, + 854 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In the autoencoding task, both noise (either in the inputs or the activations) and using an approximator to the gradient improve performance (Table 2, left). Noise benefits performance for both SGD optimization and ADAM (Kingma & Ba, 2015). In fact in this task, the combination of both of these factors (i.e. our method) results in better performance over either alone. Yet, the addition of noise to the activations does not help feedback alignment. This suggests that our method is indeed learning useful approximations of the error signals, and is not merely improving due to the addition of noise to the system. In the CIFAR10 task (Table 2, right), the addition of noise to the activations has minimal effect on performance, while having access to the true gradients (SG) does result in improved performance over fixed feedback weights. Thus in these tasks it appears that noise does not always help, but using a less-based gradient estimator does, and noisy activations are one way of obtaining an unbiased gradient estimator. Our method also is the best performing method that does not require either weight transport or access to the true gradients as a supervisory signal. ", + "bbox": [ + 174, + 882, + 825, + 924 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 825, + 229 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5 DISCUSSION ", + "text_level": 1, + "bbox": [ + 176, + 251, + 310, + 267 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Here we implement a perturbation-based synthetic gradient method to train neural networks. We show that this hybrid approach can be used in both fully connected and convolutional networks. By removing the symmetric feedforward/feedback weight requirement imposed by backpropagation, this approach is a step towards more biologically-plausible deep learning. By reaching comparable performance to backpropagation on MNIST, the method is able to solve larger problems than perturbation-only methods (Xie & Seung, 2004; Fiete et al., 2007; Werfel et al., 2005). By working in cases that feedback alignment fails, the method can provide learning without weight transport in a more diverse set of network architectures. We thus believe the idea of integrating both local and global feedback signals is a promising direction towards biologically plausible learning algorithms. ", + "bbox": [ + 174, + 284, + 825, + 410 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Of course, the method does not solve all issues with implementing gradient-based learning in a biologically plausible manner. For instance, in the current implementation, the forward and the backwards passes are locked. Here we just focus on the weight transport problem. A current drawback is that the method does not reach state-of-the-art performance on more challenging datasets like CIFAR. We focused on demonstrating that it is advantageous to learn feedback weights, when compared with fixed weights, and successfully did so in a number of cases. However, we did not use any additional data augmentation and regularization methods often employed to reach state-ofthe-art performance. Thus fully characterizing the performance of this method remains important future work. The method also does not tackle the temporal credit assignment problem, which has also seen recent progress in biologically plausible implementation Ororbia et al. (2019b;a). ", + "bbox": [ + 174, + 416, + 825, + 555 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "However the method does has a number of computational advantages. First, without weight transport the method has better data-movement performance (Crafton et al., 2019; Akrout et al., 2019), meaning it may be more efficiently implemented than backpropagation on specialized hardware. Second, by relying on random perturbations to measure gradients, the method does not rely on the environment to provide gradients (compared with e.g. Czarnecki et al. (2017a); Jaderberg et al. (2016)). Our theoretical results are somewhat similar to that of Alain & Bengio (2015), who demonstrate that a denoising autoencoder converges to the unperturbed solution as Gaussian noise goes to zero. However our results apply to subgaussian noise more generally. ", + "bbox": [ + 174, + 563, + 825, + 674 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "While previous research has provided some insight and theory for how feedback alignment works (Lillicrap et al., 2016; Ororbia et al., 2018; Moskovitz et al., 2018; Bartunov et al., 2018; Baldi et al., 2018) the effect remains somewhat mysterious, and not applicable in some network architectures. Recent studies have shown that some of these weaknesses can be addressed by instead imposing sign congruent feedforward and feedback matrices (Xiao et al., 2018). Yet what mechanism may produce congruence in biological networks is unknown. Here we show that the shortcomings of feedback alignment can be addressed in another way: the system can learn to adjust weights as needed to provide a useful error signal. Our work is closely related to Akrout et al. (2019), which also uses perturbations to learn feedback weights. However our approach does not divide learning into two phases, and training of the feedback weights does not occur in a layer-wise fashion, assuming only one layer is noisy at a time, which is a strong assumption. Here instead we focus on combining global and local learning signals. ", + "bbox": [ + 174, + 680, + 825, + 847 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Here we tested our method in an idealized setting. However the method is consistent with neurobiology in two important ways. First, it involves separate learning of feedforward and feedback weights. This is possible in cortical networks, where complex feedback connections exist between layers (Lacefield et al., 2019; Richards & Lillicrap, 2019) and pyramidal cells have apical and basal compartments that allow for separate integration of feedback and feedforward signals (Guerguiev et al., 2017; Kording & K ¨ onig, 2001). A recent finding that apical dendrites receive reward informa- ¨ tion is particularly interesting (Lacefield et al., 2019). Models like Guerguiev et al. (2017) show how the ideas in this paper may be implemented in spiking neural networks. We believe such models can be augmented with a perturbation-based rule like ours to provide a better learning system. ", + "bbox": [ + 174, + 854, + 823, + 924 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 823, + 159 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The second feature is that perturbations are used to learn the feedback weights. How can a neuron measure these perturbations? There are many plausible mechanisms (Seung, 2003; Xie & Seung, 2004; Fiete & Seung, 2006; Fiete et al., 2007). For instance, birdsong learning uses empiric synapses from area LMAN (Fiete et al., 2007), others proposed it is approximated (Legenstein et al., 2010; Hoerzer et al., 2014), or neurons could use a learning rule that does not require knowing the noise (Lansdell & Kording, 2018). Further, our model involves the subtraction of a baseline loss to reduce the variance of the estimator. This does not affect the expected value of the estimator – technically the baseline could be removed or replaced with an approximation (Legenstein et al., 2010; Loewenstein & Seung, 2006). Thus both separation of feedforward and feedback systems and perturbation-based estimators can be implemented by neurons. ", + "bbox": [ + 173, + 166, + 825, + 305 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "As RL-based methods do not scale by themselves, and exact gradient signals are infeasible, the brain may well use a feedback system trained through reinforcement signals to usefully approximate gradients. There is a large space of plausible learning rules that can learn to use feedback signals in order to more efficiently learn, and these promise to inform both models of learning in the brain and learning algorithms in artificial networks. Here we take an early step in this direction. ", + "bbox": [ + 174, + 313, + 825, + 382 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "REFERENCES ", + "text_level": 1, + "bbox": [ + 174, + 405, + 285, + 420 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Mohamed Akrout, Collin Wilson, Peter C Humphreys, Timothy Lillicrap, and Douglas Tweed. Deep Learning without Weight Transport. ArXiv e-prints, 2019. 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", + "bbox": [ + 174, + 179, + 823, + 208 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "A PROOFS ", + "text_level": 1, + "bbox": [ + 174, + 102, + 277, + 118 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We review the key components of the model. Data $( \\mathbf { x } , \\mathbf { y } ) \\in \\mathcal { D }$ are drawn from a distribution $\\rho$ . The loss function is linearized: ", + "bbox": [ + 174, + 132, + 823, + 160 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/5156f7385bc10781790dd007d0602cc671532097fef756a461ecb1d6ea744093.jpg", + "text": "$$\n\\tilde { \\mathcal { L } } \\approx \\mathcal { L } + \\frac { \\partial \\mathcal { L } } { \\partial h _ { j } ^ { i } } c _ { h } \\xi _ { j } ^ { i } ,\n$$", + "text_format": "latex", + "bbox": [ + 433, + 156, + 563, + 193 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "such that ", + "bbox": [ + 173, + 194, + 236, + 209 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/561e06474f67b55e933d10f9675dfa0f72176639c1097965c550c1defd3d93f6.jpg", + "text": "$$\n\\mathbb { E } \\left( ( \\tilde { \\mathcal { L } } - \\mathcal { L } ) c _ { h } \\xi _ { j } ^ { i } | \\mathbf x , \\mathbf y \\right) \\approx c _ { h } ^ { 2 } \\frac { \\partial \\mathcal { L } } { \\partial h _ { j } ^ { i } } \\bigg \\rvert _ { \\mathbf x , \\mathbf y } ,\n$$", + "text_format": "latex", + "bbox": [ + 372, + 204, + 622, + 241 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "with expectation taken over the noise distribution $\\nu ( \\xi )$ . This suggests a good estimator of the loss gradient is ", + "bbox": [ + 173, + 243, + 823, + 271 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/b5bd3f241a9369111cc5b8c1885be1951a92ef2bb7d814a5c7bd9a1985b8dd82.jpg", + "text": "$$\n\\hat { \\lambda } ^ { i } : = ( \\tilde { \\mathcal { L } } ( \\mathbf x , \\mathbf y , \\boldsymbol \\xi ) - \\mathcal { L } ( \\mathbf x , \\mathbf y ) ) \\frac { \\xi ^ { i } } { c _ { h } } .\n$$", + "text_format": "latex", + "bbox": [ + 390, + 268, + 607, + 304 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Let $\\tilde { \\mathbf { e } } ^ { i }$ be the error signal computed by backpropagating the synthetic gradients: ", + "bbox": [ + 173, + 306, + 694, + 323 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/5b487a087bc201d9dc09bf4e0f1eba102ecc869bdcdc74ea578f0842859803c7.jpg", + "text": "$$\n\\begin{array} { r } { \\tilde { \\mathbf { e } } ^ { i } = \\left\\{ \\begin{array} { l l } { \\partial \\mathcal { L } / \\partial \\hat { \\mathbf { y } } \\circ \\sigma ^ { \\prime } ( W ^ { i } \\mathbf { h } ^ { i - 1 } ) , } & { i = N + 1 ; } \\\\ { \\left( ( \\hat { B } ^ { i + 1 } ) ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } ^ { i + 1 } \\right) \\circ \\sigma ^ { \\prime } ( W ^ { i } \\mathbf { h } ^ { i - 1 } ) , } & { 1 \\leq i \\leq N . } \\end{array} \\right. } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 320, + 328, + 676, + 372 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Then parameters $B ^ { i + 1 }$ are estimated by solving the least squares problem: ", + "bbox": [ + 171, + 377, + 661, + 393 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/6b3b8a4761115f2f8653790cc13820d2a3e7efeb194c705197890922e282ed2c.jpg", + "text": "$$\n\\begin{array} { r } { \\hat { B } ^ { i + 1 } = \\underset { B } { \\arg \\operatorname* { m i n } } \\mathbb { E } \\left\\| B ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } ^ { i + 1 } - \\hat { \\lambda ^ { i } } \\right\\| _ { 2 } ^ { 2 } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 372, + 398, + 624, + 433 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Note that the matrix-vector form of backpropagation given here is setup so that we can think of each term as either a vector for a single input, or as matrices corresponding to a set of $T$ inputs. Here we focus on the question, under what conditions can we show that $\\hat { B } ^ { i + 1 } \\to W ^ { i + 1 }$ , as $T \\to \\infty ^ { \\epsilon }$ ", + "bbox": [ + 174, + 445, + 825, + 489 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "One way to find an answer is to define the synthetic gradient in terms of the system without noise added. Then $B ^ { \\mathsf { T } } \\tilde { \\mathbf { e } }$ is deterministic with respect to $\\mathbf x , \\mathbf y$ and, assuming $\\tilde { \\mathcal { L } }$ has a convergent power series around $\\xi = 0$ , we can write ", + "bbox": [ + 174, + 496, + 825, + 540 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/35a7c0ef2eb8fcd35bb0e503081bb781d40cf4a6b7800610054b3986caeed300.jpg", + "text": "$$\n\\begin{array} { r } { \\mathbb { E } ( \\hat { \\lambda ^ { i } } | \\mathbf { x } , \\mathbf { y } ) = \\mathbb { E } \\left( \\frac { 1 } { c _ { h } ^ { 2 } } \\left[ \\frac { \\partial \\mathcal { L } } { \\partial h ^ { i } } ( c _ { h } \\xi _ { j } ^ { i } ) ^ { 2 } + \\displaystyle \\sum _ { m = 2 } ^ { \\infty } \\frac { \\mathcal { L } _ { i j } ^ { ( m ) } } { m ! } ( c _ { h } \\xi _ { j } ^ { i } ) ^ { m + 1 } \\right] | \\mathbf { x } , \\mathbf { y } \\right) } \\\\ { = ( W ^ { i + 1 } ) ^ { \\mathsf { T } } \\mathbf { e } ^ { i + 1 } + \\mathbb { E } \\left( \\frac { 1 } { c _ { h } ^ { 2 } } \\displaystyle \\sum _ { m = 2 } ^ { \\infty } \\frac { \\mathcal { L } _ { i j } ^ { ( m ) } } { m ! } ( c _ { h } \\xi _ { j } ^ { i } ) ^ { m + 1 } | \\mathbf { x } , \\mathbf { y } \\right) . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 272, + 546, + 723, + 636 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Taken together these suggest we can prove $\\hat { B } ^ { i + 1 } \\to W ^ { i + 1 }$ in the same way we prove consistency of the linear least squares estimator. ", + "bbox": [ + 173, + 641, + 825, + 671 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "For this to work we must show the expectation of the Taylor series approximation (1) is well behaved. That is, we must show the expected remainder term of the expansion: ", + "bbox": [ + 171, + 678, + 821, + 707 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/f5066a56ca72013744b532c588937013b9fc9f22d274b08214d0bf3afd5cc3d5.jpg", + "text": "$$\n\\mathcal { E } _ { j } ^ { i } ( c _ { h } ) = \\mathbb { E } \\left[ \\frac { 1 } { c _ { h } ^ { 2 } } \\sum _ { m = 2 } ^ { \\infty } \\frac { \\mathcal { L } _ { i j } ^ { ( m ) } } { m ! } ( c _ { h } \\xi _ { j } ^ { i } ) ^ { m + 1 } | \\mathbf x , \\mathbf y \\right] ,\n$$", + "text_format": "latex", + "bbox": [ + 346, + 712, + 648, + 756 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "is finite and goes to zero as $c _ { h } 0$ . This requires some additional assumptions on the problem. ", + "bbox": [ + 168, + 761, + 797, + 776 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We make the following assumptions: ", + "bbox": [ + 174, + 782, + 416, + 797 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "• A1: the noise $\\xi$ is subgaussian, \n• A2: the loss function $\\mathcal { L } ( \\mathbf { x } , \\mathbf { y } )$ is analytic on $\\mathcal { D }$ , \n• A3: the error matrices $\\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\top }$ are full rank, for $1 \\leq i \\leq N + 1$ , with probability 1, \n• A4: the mean of the remainder and error terms is bounded: ", + "bbox": [ + 215, + 809, + 779, + 881 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/f2340423fa4f7dcdc8df0c2108a9b9b3f1b4aa6989e4fd0732b26e4bb6502cbc.jpg", + "text": "$$\n\\mathbb { E } \\left[ \\mathcal { E } ^ { i } ( c _ { h } ) ( \\tilde { \\mathbf { e } } ^ { i + 1 } ) ^ { \\mathsf { T } } \\right] < \\infty ,\n$$", + "text_format": "latex", + "bbox": [ + 442, + 883, + 611, + 904 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "for $1 \\leq i \\leq N$ ", + "bbox": [ + 232, + 909, + 333, + 925 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Consider first convergence of the final layer feedback matrix, $B ^ { N + 1 }$ . In the final layer it is true that $\\mathbf e ^ { N + 1 } = \\tilde { \\mathbf e } ^ { N + 1 }$ . ", + "bbox": [ + 173, + 102, + 823, + 132 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Theorem 1. Assume A1-4. For ${ \\bf g } _ { F A } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \\tilde { \\bf e } ^ { i + 1 }$ , then the least squares estimator ", + "bbox": [ + 171, + 133, + 823, + 151 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/a65ad288fe60f3077deb598dced11cfe5cbf7c83d8674ebae83ca04f9487ddf9.jpg", + "text": "$$\n( \\hat { B } ^ { N + 1 } ) ^ { \\top } : = \\hat { \\lambda } ^ { N } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\left( \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\right) ^ { - 1 } ,\n$$", + "text_format": "latex", + "bbox": [ + 343, + 157, + 655, + 180 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "solves (3) and converges to the true feedback matrix, in the sense that: ", + "bbox": [ + 174, + 185, + 635, + 200 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/9237b5eae0bb30910c4ede3e621d04c88dbc4a681e740b925d7e38c3cceeaa87.jpg", + "text": "$$\n\\operatorname * { l i m } _ { c _ { h } 0 } \\operatorname * { p l i m } _ { T \\infty } \\hat { B } ^ { N + 1 } = W ^ { N + 1 } .\n$$", + "text_format": "latex", + "bbox": [ + 401, + 207, + 594, + 234 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Proof. Let L(m)ij : mator (2) c $\\begin{array} { r } { \\mathcal { L } _ { i j } ^ { ( m ) } : = \\frac { \\partial ^ { m } \\mathcal { L } } { \\partial h _ { j } ^ { i m } } } \\end{array}$ . We firste gradient thas r A1-2, the. For each ditional expectation of the esti-, by A2, we have the following $\\mathcal { L } _ { N j } ^ { ( 1 ) }$ $c _ { h } 0$ $\\hat { \\lambda } _ { j } ^ { N }$ \nseries expanded around $\\xi = 0$ : ", + "bbox": [ + 173, + 248, + 826, + 308 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/890c468292abebddec9c84d45ace7c30c053dc285f076b1b8512690e70383420.jpg", + "text": "$$\n\\hat { \\lambda _ { j } ^ { N } } = \\frac { 1 } { c _ { h } ^ { 2 } } \\sum _ { m = 1 } ^ { \\infty } \\frac { \\mathcal { L } _ { i j } ^ { ( m ) } } { m ! } ( c _ { h } \\xi _ { j } ^ { N } ) ^ { m + 1 } .\n$$", + "text_format": "latex", + "bbox": [ + 388, + 313, + 607, + 357 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Taking a conditional expectation gives: ", + "bbox": [ + 174, + 362, + 431, + 377 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/08dd3dd41fae0f764d29cfe757f4ea08f0d9a7c8b146d6a33f51c0964903e151.jpg", + "text": "$$\n\\mathbb { E } ( \\hat { \\lambda } _ { j } ^ { N } | \\mathbf { x } , \\mathbf { y } ) = ( W ^ { N + 1 } ) ^ { \\top } \\mathbf { e } ^ { N + 1 } + \\mathbb { E } \\left[ \\frac { 1 } { c _ { h } ^ { 2 } } \\sum _ { m = 2 } ^ { \\infty } \\frac { \\mathcal { L } _ { N j } ^ { ( m ) } } { m ! } ( c _ { h } \\xi _ { j } ^ { N } ) ^ { m + 1 } | \\mathbf { x } , \\mathbf { y } \\right] .\n$$", + "text_format": "latex", + "bbox": [ + 266, + 383, + 730, + 428 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "We must show the remainder term ", + "bbox": [ + 174, + 433, + 400, + 446 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/206a3c0bbe758bb4ddc1149793010057d566de60f34b1118b6289ff334fa0306.jpg", + "text": "$$\n\\mathcal { E } ^ { N } ( c _ { h } ) = \\mathbb { E } \\left[ \\frac { 1 } { c _ { h } ^ { 2 } } \\sum _ { m = 2 } ^ { \\infty } \\frac { \\mathcal { L } _ { N j } ^ { ( m ) } } { m ! } ( c _ { h } \\xi _ { j } ^ { N } ) ^ { m + 1 } | \\mathbf { x } , \\mathbf { y } \\right] ,\n$$", + "text_format": "latex", + "bbox": [ + 341, + 452, + 655, + 496 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "goes to zero as $c _ { h } 0$ . This is true provided each moment $\\mathbb { E } ( ( \\xi _ { j } ^ { N } ) ^ { m } | \\mathbf { x } , \\mathbf { y } )$ is sufficiently wellbehaved. Using Jensen’s inequality and the triangle inequality in the first line, we have that ", + "bbox": [ + 169, + 502, + 823, + 532 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/36df50d18eec291fa096984226d6f5adf3c8a09bacc58a6699e827031695d153.jpg", + "text": "$$\n\\begin{array} { r l } { \\left| \\mathcal { E } ^ { N } ( c _ { h } ) \\right| \\leq \\mathbb { E } \\left[ \\frac { 1 } { c _ { h } ^ { 2 } } \\displaystyle \\sum _ { m = 2 } ^ { \\infty } \\left| \\frac { \\mathcal { L } _ { N j } ^ { ( m ) } } { m ! } \\right| | c _ { h } \\xi _ { j } ^ { N | m + 1 } | \\mathbf { x } , \\mathbf { y } \\right] , } & { \\forall ( \\mathbf { x } , \\mathbf { y } ) \\in \\mathcal { D } } \\\\ { \\displaystyle [ \\mathrm { m o n o t o n e ~ c o n v e r g e n c e } ] } & { = \\displaystyle \\sum _ { m = 2 } ^ { \\infty } \\left| \\frac { \\mathcal { L } _ { N j } ^ { ( m ) } } { m ! } \\right| ( c _ { h } ) ^ { m - 1 } \\mathbb { E } \\left[ | \\xi _ { j } ^ { N } | ^ { m + 1 } \\right] } \\\\ { \\displaystyle [ \\mathrm { s u b g a u s s i a n } ] } & { \\leq K \\displaystyle \\sum _ { m = 2 } ^ { \\infty } \\left| \\frac { \\mathcal { L } _ { N j } ^ { ( m ) } } { m ! } \\right| ( c _ { h } ) ^ { m - 1 } ( \\sqrt { m + 1 } ) ^ { m + 1 } } \\\\ & { = \\mathcal { O } ( c _ { h } ) \\qquad \\mathrm { a s } c _ { h } \\to 0 . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 220, + 537, + 777, + 691 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "With this in place, we have that the problem (9) is close to a linear least squares problem, since ", + "bbox": [ + 173, + 702, + 795, + 718 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/926f63c80d8a84bf513d7fe00026318a801869a24b01065e06d46862d01196ec.jpg", + "text": "$$\n\\hat { \\lambda } ^ { N } = ( { \\cal W } ^ { N + 1 } ) ^ { \\top } { \\bf e } ^ { N + 1 } + \\xi ^ { N } ( c _ { h } ) + \\eta ^ { N } ,\n$$", + "text_format": "latex", + "bbox": [ + 362, + 723, + 632, + 744 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "with residual $\\eta ^ { N } = \\hat { \\lambda } ^ { N } - \\mathbb { E } ( \\hat { \\lambda } ^ { N } | \\mathbf x , \\mathbf y )$ . The residual satisfies ", + "bbox": [ + 173, + 750, + 575, + 768 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/f4a67d25764a30d9fd2393bce670321d03b284fbca0609906abab27913353322.jpg", + "text": "$$\n\\begin{array} { r l } & { \\mathbb { E } \\left( \\mathbf { e } ^ { N + 1 } ( \\eta ^ { N } ) ^ { \\mathsf { T } } \\right) = \\mathbb { E } ( \\mathbf { e } ^ { N + 1 } ( \\hat { \\lambda } ^ { N } ) ^ { \\mathsf { T } } - \\mathbf { e } ^ { N + 1 } \\mathbb { E } ( ( \\hat { \\lambda } ^ { N } ) ^ { \\mathsf { T } } | \\mathbf { x } , \\mathbf { y } ) ) } \\\\ & { \\quad \\quad \\quad = \\mathbb { E } \\left( \\mathbf { e } ^ { N + 1 } ( \\hat { \\lambda } ^ { N } ) ^ { \\mathsf { T } } - \\mathbb { E } \\left( \\mathbf { e } ^ { N + 1 } ( \\hat { \\lambda } ^ { N } ) ^ { \\mathsf { T } } | \\mathbf { x } , \\mathbf { y } \\right) \\right) } \\\\ & { \\quad \\quad = 0 . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 289, + 772, + 705, + 842 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This follows since $\\mathbf { e } ^ { N + 1 }$ is defined in relation to the baseline loss, not the stochastic loss, meaning it is measurable with respect to $\\displaystyle ( \\mathbf { x } , \\mathbf { y } )$ and can be moved into the conditional expectation. ", + "bbox": [ + 174, + 848, + 825, + 878 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "From (12) and A3, we have that the least squares estimator (10) satisfies ", + "bbox": [ + 176, + 883, + 648, + 900 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/5fe4727ce2e103a5ee9704d3689da23d2581d44b4103d5e7b533220749cb83ec.jpg", + "text": "$$\n\\begin{array} { r } { ( \\hat { B } ^ { N + 1 } ) ^ { \\top } = ( W ^ { N + 1 } ) ^ { \\top } + ( { \\mathcal E } ^ { N } ( c _ { h } ) + \\eta ^ { N } ) ( \\mathbf e ^ { N + 1 } ) ^ { \\top } ( \\mathbf e ^ { N + 1 } ( \\mathbf e ^ { N + 1 } ) ^ { \\top } ) ^ { - 1 } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 261, + 905, + 735, + 925 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Thus, using the continuous mapping theorem ", + "bbox": [ + 174, + 103, + 472, + 119 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/3605d92c7ccfca37ddb5e68a515f643799badee536ef93a60c6bdabba03ebf6d.jpg", + "text": "$$\n\\begin{array} { r l } { \\displaystyle \\operatorname* { p l i m } _ { T \\infty } ( \\hat { B } ^ { N + 1 } ) ^ { \\top } = ( W ^ { N + 1 } ) ^ { \\top } + [ \\operatorname* { p l i m } _ { T \\infty } \\frac { 1 } { T } ( \\mathcal { E } ^ { N } ( c _ { h } ) + \\eta ^ { N } ) ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] [ \\operatorname* { p l i m } _ { T \\infty } \\frac { 1 } { T } \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] ^ { - 1 } } & \\\\ { \\displaystyle \\operatorname { [ W L L N ] } } & { = ( W ^ { N + 1 } ) ^ { \\top } + \\mathbb { E } [ ( \\mathcal { E } ( c _ { h } ) + \\eta ^ { N } ) ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] [ \\mathbb { E } ( \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ) ] ^ { - 1 } } \\\\ { \\displaystyle \\operatorname { [ E q . ~ ( 1 3 ) ] } } & { = ( W ^ { N + 1 } ) ^ { \\top } + \\mathbb { E } [ \\mathcal { E } ( c _ { h } ) ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] [ \\mathbb { E } ( \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ) ] ^ { - 1 } } \\\\ { \\mathrm { a n d ~ E q . ~ ( 1 1 ) } } & { = ( W ^ { N + 1 } ) ^ { \\top } + \\mathcal { O } ( c _ { h } ) . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 204, + 122, + 841, + 227 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Then we have: ", + "bbox": [ + 174, + 228, + 271, + 242 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/9fc48b83cbc7ed81e168e4ed5b61bdc12fc2af5ea1dc61e7393401e5768d53eb.jpg", + "text": "$$\n\\operatorname * { l i m } _ { c _ { h } 0 } \\operatorname * { p l i m } _ { T \\infty } \\hat { B } ^ { N + 1 } = W ^ { N + 1 } .\n$$", + "text_format": "latex", + "bbox": [ + 401, + 238, + 594, + 266 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "We can use Theorem 1 to establish convergence over the rest of the layers of the network when the activation function is the identity. ", + "bbox": [ + 174, + 296, + 823, + 325 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Theorem 2. Assume A1-4. For ${ \\bf g } _ { F A } ( { \\bf h } ^ { i } , \\tilde { { \\bf e } } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \\tilde { { \\bf e } } ^ { i + 1 }$ and $\\sigma ( x ) = x$ , the least squares estimator ", + "bbox": [ + 169, + 327, + 825, + 354 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/7391066926b42a79fa49dd274e0b27dbf133f07b4cfd296df4d49c83794d5170.jpg", + "text": "$$\n( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } : = \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } \\left( \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } \\right) ^ { - 1 } \\qquad 1 \\leq i \\leq N + 1 ,\n$$", + "text_format": "latex", + "bbox": [ + 316, + 351, + 679, + 375 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "solves (9) and converges to the true feedback matrix, in the sense that: ", + "bbox": [ + 173, + 375, + 637, + 388 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/cf0f716c3d7537a38bbdb889fd632ec350a919eed9886827a4e1ea725cf88d88.jpg", + "text": "$$\n\\operatorname* { l i m } _ { c _ { h } \\to 0 } \\operatorname* { p l i m } _ { T \\to \\infty } \\hat { B } ^ { i } = W ^ { i } , \\qquad 1 \\le i \\le N + 1 .\n$$", + "text_format": "latex", + "bbox": [ + 354, + 391, + 640, + 420 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Proof. Define ", + "bbox": [ + 173, + 433, + 269, + 448 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/063fb8514acd09d9c1e418ca02327cceb533be3f0b07cd5a0788aea907e3a5c7.jpg", + "text": "$$\n\\tilde { W } ^ { i } ( c ) : = \\operatorname * { p l i m } _ { T \\to \\infty } \\hat { B } ^ { i } ,\n$$", + "text_format": "latex", + "bbox": [ + 433, + 444, + 563, + 473 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "assuming this limit exists. From Theorem 1 the top layer estimate $\\hat { B } ^ { N + 1 }$ converges in probability to $\\tilde { W } ^ { N + \\bar { 1 } } ( c )$ . ", + "bbox": [ + 173, + 476, + 823, + 507 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "We can then use induction to establish that ${ \\hat { B } } ^ { j }$ in the remaining layers also converges in probability to $\\tilde { W } ^ { j } ( c )$ . That is, assume that ${ \\hat { B } } ^ { j }$ converge in probability to $\\tilde { W } ^ { j } ( c )$ in higher layers $N + 1 \\geq j > i$ . Then we must establish that ${ \\hat { B } } ^ { i }$ also converges in probability. ", + "bbox": [ + 173, + 513, + 825, + 564 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "To proceed it is useful to also define ", + "bbox": [ + 174, + 569, + 413, + 584 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/c5557be5adae4ab45388ff3b6eba93e73b6400216f5298216caf4435ba3ccf92.jpg", + "text": "$$\n\\begin{array} { r } { \\tilde { \\tilde { \\mathbf { e } } } ( c ) ^ { i } : = \\left\\{ \\begin{array} { l l } { \\partial \\mathcal { L } / \\partial \\hat { \\mathbf { y } } \\circ \\sigma ^ { \\prime } ( W ^ { i } \\mathbf { h } ^ { i - 1 } ) , } & { i = N + 1 ; } \\\\ { \\left( ( \\tilde { W } ^ { i + 1 } ( c ) ) ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } ^ { i + 1 } \\right) \\circ \\sigma ^ { \\prime } ( W ^ { i } \\mathbf { h } ^ { i - 1 } ) , } & { 1 \\leq i \\leq N , } \\end{array} \\right. } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 295, + 588, + 699, + 632 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "as the error signal backpropagated through the converged (but biased) weight matrices $\\tilde { W } ( c )$ . Again it is true that $\\bar { \\tilde { \\mathbf { e } } } ^ { N + 1 } = \\mathbf { e } ^ { N + 1 }$ . ", + "bbox": [ + 171, + 636, + 826, + 666 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "As in Theorem 1, the least squares estimator has the form: ", + "bbox": [ + 173, + 674, + 557, + 689 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/5756635645ac1f9dbf09fb7b4f18291d9201ef2262a5e2180eaede4bee093e5d.jpg", + "text": "$$\n( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } = \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\bf e } ^ { i } ) ^ { \\mathsf { T } } \\left( \\tilde { \\bf e } ^ { i } ( \\tilde { \\bf e } ^ { i } ) ^ { \\mathsf { T } } \\right) ^ { - 1 } .\n$$", + "text_format": "latex", + "bbox": [ + 385, + 693, + 611, + 714 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Thus, again by the continuous mapping theorem: ", + "bbox": [ + 174, + 717, + 496, + 732 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/21201379b080d397dbb3f0e5ad4dd100c58877e7cc8a8dfffde9b3e00b387181.jpg", + "text": "$$\n\\begin{array} { r l } & { \\displaystyle \\operatorname* { p l i m } _ { T \\to \\infty } ( \\hat { B } ^ { i } ) ^ { \\top } = \\left[ \\operatorname* { p l i m } _ { T \\to \\infty } \\frac { 1 } { T } \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\top } \\right] \\left[ \\operatorname* { p l i m } _ { T \\to \\infty } \\frac { 1 } { T } \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\top } \\right] ^ { - 1 } } \\\\ & { \\quad \\quad \\quad \\quad = \\left[ \\operatorname* { p l i m } _ { T \\to \\infty } \\frac { 1 } { T } \\hat { \\lambda } ^ { i - 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\hat { B } ^ { N + 1 } \\cdot \\cdot \\cdot \\hat { B } ^ { i + 1 } \\right] \\left[ \\operatorname* { p l i m } _ { T \\to \\infty } \\frac { 1 } { T } \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\top } \\right] ^ { - 1 } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 243, + 734, + 753, + 810 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "In this case continuity again allows us to separate convergence of each term in the product: ", + "bbox": [ + 169, + 811, + 767, + 827 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/c0829c5e5bca2b93046b3415519332129189b2ddaebd7d7e1ccef9d7b5b56a7b.jpg", + "text": "$$\n\\begin{array} { r l } & { \\underset { r \\infty } { \\operatorname* { l i m } } \\frac { 1 } { T } \\hat { \\lambda } ^ { i - 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\hat { B } ^ { N + 1 } \\cdot \\cdot \\cdot \\hat { B } ^ { i + 1 } = [ \\underset { T \\infty } { \\operatorname* { p l i m } } \\frac { 1 } { T } \\hat { \\lambda } ^ { i - 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] [ \\underset { r \\infty } { \\operatorname* { p l i m } } \\hat { B } ^ { N + 1 } ] \\cdot \\cdot \\cdot [ \\underset { T \\infty } { \\operatorname* { p l i m } } \\hat { B } ^ { i + 1 } ] } \\\\ & { \\qquad = \\mathbb { E } ( \\hat { \\lambda } ^ { i - 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ) W ^ { N + 1 } ( c ) \\cdot \\cdot \\cdot W ^ { i + 1 } ( c ) , } \\\\ & { \\qquad = \\mathbb { E } ( \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { i } ( c ) ) ^ { \\top } ) } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 181, + 829, + 826, + 924 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "using the weak law of large numbers in the first term, and the induction assumption for the remaining terms. In the same way ", + "bbox": [ + 171, + 102, + 826, + 131 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/e42aea0c3fefb87e003c3a1d4940e22dad5ec1f19fbe166e7758316c5a51fa34.jpg", + "text": "$$\n\\operatorname* { p l i m } _ { T \\infty } \\frac { 1 } { T } \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } = \\mathbb { E } ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ) ^ { \\mathsf { T } } ) .\n$$", + "text_format": "latex", + "bbox": [ + 372, + 128, + 622, + 162 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Note that the induction assumption also implies $\\begin{array} { r } { \\operatorname* { l i m } _ { c 0 } \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) = \\mathbf { e } ^ { i } } \\end{array}$ . Thus, putting it together, by A3, A4 and the same reasoning as in Theorem 1 we have the result: ", + "bbox": [ + 173, + 165, + 823, + 196 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/bbcbd7e85aef60c923f8fb216d56335f88abfdd4698b44511df6d44e48093324.jpg", + "text": "$$\n\\begin{array} { l } { \\displaystyle \\operatorname* { l i m } _ { c _ { h } 0 } \\operatorname* { p l i m } _ { T \\infty } ( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } = \\operatorname* { l i m } _ { c 0 } [ ( W ^ { i } ) ^ { \\mathsf { T } } \\mathbb { E } ( \\mathbf { e } ^ { i } ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ) ^ { \\mathsf { T } } ) + \\mathbb { E } ( \\mathcal { E } ^ { i - 1 } ( c ) ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ) ^ { \\mathsf { T } } ] [ \\mathbb { E } ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ) ^ { \\mathsf { T } } ) ] ^ { - 1 } } \\\\ { = ( W ^ { i } ) ^ { \\mathsf { T } } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 192, + 202, + 805, + 256 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Corollary 1. Assume A1-4. For ${ \\bf g } _ { D F A } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { N + 1 } ; B ^ { i + 1 } ) = { \\cal B } ^ { i + 1 } \\tilde { \\bf e } ^ { N + 1 }$ and $\\sigma ( x ) = x$ , the least squares estimator ", + "bbox": [ + 173, + 289, + 825, + 320 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/f5cdc418c433e15022233b625ab78d791f41a3d14c39cb5e6fead0c7dc006aa6.jpg", + "text": "$$\n( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } : = \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { N + 1 } ) ^ { \\mathsf { T } } \\left( \\tilde { \\mathbf { e } } ^ { N + 1 } ( \\tilde { \\mathbf { e } } ^ { N + 1 } ) ^ { \\mathsf { T } } \\right) ^ { - 1 } \\qquad 1 \\leq i \\leq N + 1 ,\n$$", + "text_format": "latex", + "bbox": [ + 282, + 325, + 714, + 348 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "solves (3) and converges to the true feedback matrix, in the sense that: ", + "bbox": [ + 173, + 353, + 632, + 368 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/d6adb6a3a621cf716b5ad1cfb5723578128a993848cbeef21523572dd34b1f37.jpg", + "text": "$$\n\\operatorname * { l i m } _ { c _ { h } \\to 0 } \\operatorname * { p l i m } _ { T \\to \\infty } \\hat { B } ^ { i } = \\prod _ { j = N + 1 } ^ { i } W ^ { j } , \\qquad 1 \\le i \\le N + 1 .\n$$", + "text_format": "latex", + "bbox": [ + 331, + 373, + 665, + 419 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Proof. For a deep linear network notice that the node perturbation estimator can be expressed as: ", + "bbox": [ + 171, + 431, + 808, + 446 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/cc61b8049d1b8a85bb89d7e2199851b7b9e1d72bfcbc45ba2e3c2cee270ab382.jpg", + "text": "$$\n\\hat { \\lambda } ^ { i } = ( W ^ { i + 1 } \\cdot \\cdot \\cdot W ^ { N + 1 } ) ^ { \\mathsf { T } } \\mathbf { e } ^ { N + 1 } + \\mathcal { E } ^ { i } ( c _ { h } ) + \\eta ^ { i } ,\n$$", + "text_format": "latex", + "bbox": [ + 341, + 453, + 655, + 473 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "where the first term represents the true gradient, given by the simple linear backpropagation, the second and third terms are the remainder and a noise term, as in Theorem 1. Define ", + "bbox": [ + 176, + 478, + 823, + 507 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/a2d5905815869009f3bb0bdf423052884ae96cedbfc05cc45f062e317fb842ca.jpg", + "text": "$$\nV ^ { i } : = \\prod _ { j = N + 1 } ^ { i } W _ { j } .\n$$", + "text_format": "latex", + "bbox": [ + 437, + 512, + 560, + 558 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Then following the same reasoning as the proof of Theorem 1, we have: ", + "bbox": [ + 173, + 563, + 645, + 578 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/306c5215244f2dfea8f91a046e9d2e078e4889a6d8cc9a243b8bda6ce32de33c.jpg", + "text": "$$\n\\begin{array} { r l } & { \\displaystyle \\underset { T \\infty } { \\operatorname* { p l i m } } ( \\hat { B } ^ { i + 1 } ) ^ { \\top } = ( V ^ { i + 1 } ) ^ { \\top } + [ \\underset { T \\infty } { \\operatorname* { p l i m } } \\frac { 1 } { T } ( \\mathcal { E } ^ { i } ( c _ { h } ) + \\eta ^ { i } ) ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ] [ \\underset { T \\infty } { \\operatorname* { p l i m } } \\frac { 1 } { T } { \\mathbf e } ^ { N + 1 } ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ] ^ { - 1 } } \\\\ & { \\qquad = ( V ^ { i + 1 } ) ^ { \\top } + \\mathbb { E } [ ( \\mathcal { E } ( c _ { h } ) + \\eta ^ { i } ) ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ] [ \\mathbb { E } ( { \\mathbf e } ^ { N + 1 } ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ) ] ^ { - 1 } } \\\\ & { \\qquad = ( V ^ { i + 1 } ) ^ { \\top } + \\mathbb { E } [ \\mathcal { E } ( c _ { h } ) ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ] [ \\mathbb { E } ( { \\mathbf e } ^ { N + 1 } ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ) ] ^ { - 1 } } \\\\ & { \\qquad = ( V ^ { i + 1 } ) ^ { \\top } + \\mathcal { O } ( c _ { h } ) . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 196, + 583, + 802, + 689 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Then we have: ", + "bbox": [ + 174, + 693, + 271, + 707 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/56351059f49e92f020ea1057110d9a590548660d338b227c9db4d88b40e81c0f.jpg", + "text": "$$\n\\operatorname * { l i m } _ { c _ { h } 0 } \\operatorname * { p l i m } _ { T \\infty } \\hat { B } ^ { i + 1 } = V ^ { i + 1 } .\n$$", + "text_format": "latex", + "bbox": [ + 411, + 703, + 586, + 731 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "A.1 DISCUSSION OF ASSUMPTIONS ", + "text_level": 1, + "bbox": [ + 176, + 763, + 431, + 779 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "It is worth making the following points on each of the assumptions: ", + "bbox": [ + 173, + 790, + 616, + 805 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "• A1. In the paper we assume $\\xi$ is Gaussian. Here we prove the more general result of convergence for any subgaussian random variable. \n• A2. In practice this may be a fairly restrictive assumption, since it precludes using relu nonlinearities. Other common choices, such as hyperbolic tangent and sigmoid non-linearities with an analytic cost function do satisfy this assumption, however. \n• A3. It is hard to establish general conditions under which $\\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\top }$ will be full rank. While it may be a reasonable assumption in some cases. ", + "bbox": [ + 215, + 815, + 826, + 924 + ], + "page_idx": 16 + }, + { + "type": "image", + "img_path": "images/fd648240733945f923c31ddaceabe338817f3be9e0d690dad0972640f69b9cab.jpg", + "image_caption": [ + "Figure 4: Convergence of node perturbation method in a two hidden layer neural network (784-50- 20-10) with MSE loss, for varying noise levels $c$ . Node perturbation is used to estimate feedback matrices that provide gradient estimates for fixed $W$ . (A) Relative error $( \\| W ^ { i } - B ^ { i } \\| _ { F } / \\| W ^ { i } \\| _ { F } )$ for each layer. (B) Angle between true gradient and synthetic gradient estimate at each layer. (C) Percentage of signs in $\\breve { W } ^ { i }$ and $B ^ { i }$ that are in agreement. (D) Relative error when number of neurons is varied (784-N-50-10). (E) Angle between true gradient and synthetic gradient estimate at each layer. " + ], + "image_footnote": [], + "bbox": [ + 171, + 98, + 823, + 339 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Extensions of Theorem 2 to a non-linear network may be possible. However, the method of proof used here is not immediately applicable because the continuous mapping theorem can not be applied in such a straightforward fashion as in Equation (15). In the non-linear case the resulting sums over all observations are neither independent or identically distributed, which makes applying any law of large numbers complicated. ", + "bbox": [ + 174, + 479, + 825, + 549 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "B VALIDATION WITH FIXED $W$ ", + "text_level": 1, + "bbox": [ + 176, + 577, + 441, + 592 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "We demonstrate the method’s convergence in a small non-linear network solving MNIST for different noise levels, $c _ { h }$ , and layer widths (Figure 4). As basic validation of the method, in this experiment the feedback matrices are updated while the feedforward weights $W ^ { i }$ are held fixed. We should expect the feedback matrices $B ^ { i }$ to converge to the feedforward matrices $W ^ { i }$ . Here different noise variance does results equally accurate estimators (Figure 4A). The estimator correctly estimates the true feedback matrix $W ^ { \\bar { 2 } }$ to a relative error of $0 . 8 \\%$ . The convergence is layer dependent, with the second hidden layer matrix, $W ^ { 2 }$ , being accurately estimated, and the convergence of the first hidden layer matrix, $\\dot { W } ^ { 1 }$ , being less accurately estimated. Despite this, the angles between the estimated gradient and the true gradient (proportional to $\\mathbf { e } ^ { \\mathsf { T } } W B ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } )$ are very close to zero for both layers (Figure 4B) (less than 90 degrees corresponds to a descent direction). Thus the estimated gradients strongly align with true gradients in both layers. Recent studies have shown that sign congruence of the feedforward and feedback matrices is all that is required to achieve good performance Liao et al. (2016); Xiao et al. (2018). Here significant sign congruence is achieved in both layers (Figure 4C), despite the matrices themselves being quite different in the first layer. The number of neurons has an effect on both the relative error in each layer and the extent of alignment between true and synthetic gradient (Figure 4D,E). The method provides useful error signals for a variety of sized networks, and can provide useful error information to layers through a deep network. ", + "bbox": [ + 174, + 612, + 825, + 848 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "C EXPERIMENT DETAILS ", + "text_level": 1, + "bbox": [ + 174, + 875, + 395, + 890 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Details of each task and parameters are provided here. All code is implemented in TensorFlow. ", + "bbox": [ + 173, + 909, + 794, + 924 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "C.1 FIGURE 2 ", + "text_level": 1, + "bbox": [ + 174, + 103, + 285, + 117 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Networks are 784-50-20-10 with an MSE loss function. A sigmoid non-linearity is used. A batch size of 32 is used. $B$ is updated using synthetic gradient updates with learning rate $\\eta = 0 . 0 0 0 5$ , $W$ is updated with learning rate 0.0004, standard deviation of noise is 0.01. Same step size is used for feedback alignment, backpropagation and node perturbation. An initial warm-up period of 1000 iterations is used, in which the feedforward weights are frozen but the feedback weights are adjusted. ", + "bbox": [ + 174, + 128, + 825, + 199 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "C.2 FIGURE 3 ", + "text_level": 1, + "bbox": [ + 174, + 215, + 284, + 231 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Network has dimensions 784-200-2-200-784. Activation functions are, in order: tanh, identity, tanh, relu. MNIST input data with MSE reconstruction loss is used. A batch size of 32 was used. In this case stochastic gradient descent was used to update $B$ . Values for $W$ step size, noise variance and $B$ step size were found by random hyperparameter search for each method. The denoising autoencoder used Gaussian noise with zero mean and standard deviation $\\sigma = 0 . 3$ added to the input training data. ", + "bbox": [ + 174, + 242, + 825, + 313 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "C.3 FIGURE 4 ", + "text_level": 1, + "bbox": [ + 174, + 329, + 284, + 343 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Networks are 784-50-20-10 (noise variance) or 784-N-50-10 (number of neurons) solving MNIST with an MSE loss function. A sigmoid non-linearity is used. A batch size of 32 is used. Here $W$ is fixed, and $B$ is updated according to an online ridge regression least-squares solution. This was used becase it converges faster than the gradient-descent based optimization used for learning $B$ throughout the rest of the text, so is a better test of consistency. A regularization parameter of $\\gamma = 0 . 1$ was used for the ridge regression. That is, for each update, $B ^ { i }$ was set to the exact solution of the following: ", + "bbox": [ + 173, + 354, + 825, + 453 + ], + "page_idx": 18 + }, + { + "type": "equation", + "img_path": "images/0465c6957c86ad53d1384c05c1555699b41138b0b7319141afd3d44d5fc7d3a7.jpg", + "text": "$$\n\\begin{array} { r } { \\hat { B } ^ { i + 1 } = \\underset { B } { \\arg \\operatorname* { m i n } } \\mathbb { E } \\left\\| \\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ) - \\hat { \\lambda } ^ { i } \\right\\| _ { 2 } ^ { 2 } + \\gamma \\| B \\| _ { F } ^ { 2 } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 318, + 450, + 679, + 483 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "C.4 CNN ARCHITECTURE AND IMPLEMENTATION ", + "text_level": 1, + "bbox": [ + 174, + 498, + 531, + 513 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Code and CNN architecture are based on the direct feedback alignment implementation of Crafton et al. (2019). Specifically, for both CIFAR10 and CIFAR100, the CNN has the architecture Conv(3x3, 1x1, 32), MaxPool(3x3, 2x2), Conv(5x5, 1x1, 128), MaxPool(3x3, 2x2), Conv(5x5, 1x1, 256), MaxPool(3x3, 2x2), FC 2048, FC 2048, Softmax(10). Hyperparameters (learning rate, feedback learning rate, and perturbation noise level) were found through random search. All other parameters are the same as Crafton et al. (2019). In particular, ADAM optimizer was used, and dropout with probability 0.5 was used. ", + "bbox": [ + 173, + 523, + 825, + 622 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "C.5 NOISE ABLATION STUDY", + "text_level": 1, + "bbox": [ + 176, + 638, + 388, + 654 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "The methods listed in Table 2 are implemented as follows. For the autoencoding task: Through hyperparameter search, a noise standard deviation of $c _ { h } ^ { * } = 0 . 0 2$ was found to give optimal performance for our method. For BP(SGD), BP(ADAM), FA, the ‘noise’ results in the Table are obtained by adding zero-mean Gaussian noise to the activations with the same standard deviation, $c _ { h } ^ { * }$ . For the DAE, a noise standard deviation of $c _ { i } = 0 . 3$ was added to the inputs of the network. Implementation of the synthetic gradient method here takes the same form as our method: $g ( { \\mathbf { h } } , { \\mathbf { e } } , { \\mathbf { y } } ; { \\mathbf { \\bar { \\mathit { B } } } } ) = B { \\mathbf { e } }$ (this contrasts with the form used in Jaderberg et al. (2016): $g ( \\mathbf { h } , \\mathbf { e } , \\mathbf { y } ; B , c ) = B ^ { \\mathsf { T } } \\mathbf { h } + c )$ . But the matrices $B$ are trained by providing true gradients $\\lambda$ , instead of noisy estimators based on node perturbation. This is not biologically plausible, but provides a useful baseline to determine the source of good performance. The other co-adapting baseline we investigate is the ‘matching’ rule (similar to (Akrout et al., 2019; Rombouts et al., 2015; Martinolli et al., 2018)): the updates to $B$ match those of $W$ , and weight decay is used to drive the feedforward and feedback matrices to be similar. ", + "bbox": [ + 174, + 664, + 825, + 832 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "For the CIFAR10 results, our hyperparameter search identified a noise standard deviation of $c _ { h } =$ 0.067 to be optimal. This was added to the activations . The synthetic gradients took the same form as above. 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However,", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 317, + 469, + 331 + ], + "spans": [ + { + "bbox": [ + 141, + 317, + 469, + 331 + ], + "score": 1.0, + "content": "despite extensive research, it remains unclear if the brain implements this algo-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 141, + 329, + 469, + 341 + ], + "spans": [ + { + "bbox": [ + 141, + 329, + 469, + 341 + ], + "score": 1.0, + "content": "rithm. 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We provide proof that our approach con-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 141, + 406, + 470, + 417 + ], + "spans": [ + { + "bbox": [ + 141, + 406, + 470, + 417 + ], + "score": 1.0, + "content": "verges to the true gradient for certain classes of networks. 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Learning feedback weights provides a biologically plausible mechanism", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 141, + 449, + 469, + 462 + ], + "spans": [ + { + "bbox": [ + 141, + 449, + 469, + 462 + ], + "score": 1.0, + "content": "of achieving good performance, without the need for precise, pre-specified learn-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 141, + 460, + 183, + 474 + ], + "spans": [ + { + "bbox": [ + 141, + 460, + 183, + 474 + ], + "score": 1.0, + "content": "ing rules.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 23 + }, + { + "type": "title", + "bbox": [ + 108, + 496, + 206, + 509 + ], + "lines": [ + { + "bbox": [ + 105, + 495, + 208, + 512 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 208, + 512 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 108, + 522, + 504, + 555 + ], + "lines": [ + { + "bbox": [ + 105, + 522, + 505, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 505, + 535 + ], + "score": 1.0, + "content": "It is unknown how the brain solves the credit assignment problem when learning: how does each", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 104, + 532, + 505, + 547 + ], + "spans": [ + { + "bbox": [ + 104, + 532, + 505, + 547 + ], + "score": 1.0, + "content": "neuron know its role in a positive (or negative) outcome, and thus know how to change its activity", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 545, + 439, + 557 + ], + "spans": [ + { + "bbox": [ + 106, + 545, + 439, + 557 + ], + "score": 1.0, + "content": "to perform better next time? This is a challenge for models of learning in the brain.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33 + }, + { + "type": "text", + "bbox": [ + 107, + 561, + 505, + 660 + ], + "lines": [ + { + "bbox": [ + 106, + 562, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 106, + 562, + 505, + 574 + ], + "score": 1.0, + "content": "Biologically plausible solutions to credit assignment include those based on reinforcement learn-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "score": 1.0, + "content": "ing (RL) algorithms and reward-modulated STDP (Bouvier et al., 2016; Fiete et al., 2007; Fiete", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 583, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 505, + 596 + ], + "score": 1.0, + "content": "& Seung, 2006; Legenstein et al., 2010; Miconi, 2017). 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However,", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 317, + 469, + 331 + ], + "spans": [ + { + "bbox": [ + 141, + 317, + 469, + 331 + ], + "score": 1.0, + "content": "despite extensive research, it remains unclear if the brain implements this algo-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 141, + 329, + 469, + 341 + ], + "spans": [ + { + "bbox": [ + 141, + 329, + 469, + 341 + ], + "score": 1.0, + "content": "rithm. Among neuroscientists, reinforcement learning (RL) algorithms are often", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 141, + 339, + 469, + 352 + ], + "spans": [ + { + "bbox": [ + 141, + 339, + 469, + 352 + ], + "score": 1.0, + "content": "seen as a realistic alternative: neurons can randomly introduce change, and use un-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 351, + 470, + 363 + ], + "spans": [ + { + "bbox": [ + 141, + 351, + 470, + 363 + ], + "score": 1.0, + "content": "specific feedback signals to observe their effect on the cost and thus approximate", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 361, + 470, + 374 + ], + "spans": [ + { + "bbox": [ + 141, + 361, + 470, + 374 + ], + "score": 1.0, + "content": "their gradient. However, the convergence rate of such learning scales poorly with", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 141, + 372, + 470, + 385 + ], + "spans": [ + { + "bbox": [ + 141, + 372, + 470, + 385 + ], + "score": 1.0, + "content": "the number of involved neurons. Here we propose a hybrid learning approach.", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 141, + 383, + 470, + 396 + ], + "spans": [ + { + "bbox": [ + 141, + 383, + 470, + 396 + ], + "score": 1.0, + "content": "Each neuron uses an RL-type strategy to learn how to approximate the gradients", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 141, + 394, + 470, + 407 + ], + "spans": [ + { + "bbox": [ + 141, + 394, + 470, + 407 + ], + "score": 1.0, + "content": "that backpropagation would provide. We provide proof that our approach con-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 141, + 406, + 470, + 417 + ], + "spans": [ + { + "bbox": [ + 141, + 406, + 470, + 417 + ], + "score": 1.0, + "content": "verges to the true gradient for certain classes of networks. In both feedforward", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 141, + 416, + 469, + 429 + ], + "spans": [ + { + "bbox": [ + 141, + 416, + 469, + 429 + ], + "score": 1.0, + "content": "and convolutional networks, we empirically show that our approach learns to ap-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 141, + 428, + 469, + 439 + ], + "spans": [ + { + "bbox": [ + 141, + 428, + 469, + 439 + ], + "score": 1.0, + "content": "proximate the gradient, and can match or the performance of exact gradient-based", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 142, + 439, + 469, + 450 + ], + "spans": [ + { + "bbox": [ + 142, + 439, + 469, + 450 + ], + "score": 1.0, + "content": "learning. Learning feedback weights provides a biologically plausible mechanism", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 141, + 449, + 469, + 462 + ], + "spans": [ + { + "bbox": [ + 141, + 449, + 469, + 462 + ], + "score": 1.0, + "content": "of achieving good performance, without the need for precise, pre-specified learn-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 141, + 460, + 183, + 474 + ], + "spans": [ + { + "bbox": [ + 141, + 460, + 183, + 474 + ], + "score": 1.0, + "content": "ing rules.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 23, + "bbox_fs": [ + 141, + 306, + 470, + 474 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 496, + 206, + 509 + ], + "lines": [ + { + "bbox": [ + 105, + 495, + 208, + 512 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 208, + 512 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 108, + 522, + 504, + 555 + ], + "lines": [ + { + "bbox": [ + 105, + 522, + 505, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 505, + 535 + ], + "score": 1.0, + "content": "It is unknown how the brain solves the credit assignment problem when learning: how does each", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 104, + 532, + 505, + 547 + ], + "spans": [ + { + "bbox": [ + 104, + 532, + 505, + 547 + ], + "score": 1.0, + "content": "neuron know its role in a positive (or negative) outcome, and thus know how to change its activity", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 545, + 439, + 557 + ], + "spans": [ + { + "bbox": [ + 106, + 545, + 439, + 557 + ], + "score": 1.0, + "content": "to perform better next time? This is a challenge for models of learning in the brain.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33, + "bbox_fs": [ + 104, + 522, + 505, + 557 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 561, + 505, + 660 + ], + "lines": [ + { + "bbox": [ + 106, + 562, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 106, + 562, + 505, + 574 + ], + "score": 1.0, + "content": "Biologically plausible solutions to credit assignment include those based on reinforcement learn-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "score": 1.0, + "content": "ing (RL) algorithms and reward-modulated STDP (Bouvier et al., 2016; Fiete et al., 2007; Fiete", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 583, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 505, + 596 + ], + "score": 1.0, + "content": "& Seung, 2006; Legenstein et al., 2010; Miconi, 2017). In these approaches a globally distributed", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 104, + 593, + 506, + 607 + ], + "spans": [ + { + "bbox": [ + 104, + 593, + 506, + 607 + ], + "score": 1.0, + "content": "reward signal provides feedback to all neurons in a network. Essentially, changes in rewards from", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 104, + 604, + 505, + 619 + ], + "spans": [ + { + "bbox": [ + 104, + 604, + 505, + 619 + ], + "score": 1.0, + "content": "a baseline, or expected, level are correlated with noise in neural activity, allowing a stochastic ap-", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 616, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 505, + 628 + ], + "score": 1.0, + "content": "proximation of the gradient to be computed. However these methods have not been demonstrated to", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 627, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 639 + ], + "score": 1.0, + "content": "operate at scale. For instance, variance in the REINFORCE estimator (Williams, 1992) scales with", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 636, + 505, + 652 + ], + "spans": [ + { + "bbox": [ + 105, + 636, + 505, + 652 + ], + "score": 1.0, + "content": "the number of units in the network (Rezende et al., 2014). This drives the hypothesis that learning", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 649, + 415, + 662 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 415, + 662 + ], + "score": 1.0, + "content": "in the brain must rely on additional structures beyond a global reward signal.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 39, + "bbox_fs": [ + 104, + 562, + 506, + 662 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 666, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 665, + 506, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 506, + 678 + ], + "score": 1.0, + "content": "In artificial neural networks (ANNs), credit assignment is performed with gradient-based methods", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 677, + 506, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 506, + 689 + ], + "score": 1.0, + "content": "computed through backpropagation (Rumelhart et al., 1986; Werbos, 1982; Linnainmaa, 1976). This", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 104, + 686, + 506, + 702 + ], + "spans": [ + { + "bbox": [ + 104, + 686, + 506, + 702 + ], + "score": 1.0, + "content": "is significantly more efficient than RL-based algorithms, with ANNs now matching or surpassing", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "human-level performance in a number of domains (Mnih et al., 2015; Silver et al., 2017; LeCun", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 709, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 506, + 722 + ], + "score": 1.0, + "content": "et al., 2015; He et al., 2015; Haenssle et al., 2018; Russakovsky et al., 2015). However there are", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 721, + 506, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 506, + 733 + ], + "score": 1.0, + "content": "well known problems with implementing backpropagation in biologically realistic neural networks.", + "type": "text" + } + ], + "index": 49 + } + ], + "index": 46.5, + "bbox_fs": [ + 104, + 665, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 160 + ], + "lines": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "score": 1.0, + "content": "One problem is known as weight transport (Grossberg, 1987): an exact implementation of back-", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "propagation requires a feedback structure with the same weights as the feedforward network to", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 505, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 505, + 117 + ], + "score": 1.0, + "content": "communicate gradients. Such a symmetric feedback structure has not been observed in biological", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "score": 1.0, + "content": "neural circuits. Despite such issues, backpropagation is the only method known to solve supervised", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 125, + 505, + 140 + ], + "spans": [ + { + "bbox": [ + 105, + 125, + 505, + 140 + ], + "score": 1.0, + "content": "and reinforcement learning problems at scale. Thus modifications or approximations to backpropa-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 505, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 505, + 151 + ], + "score": 1.0, + "content": "gation that are more plausible have been the focus of significant recent attention (Scellier & Bengio,", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 149, + 480, + 161 + ], + "spans": [ + { + "bbox": [ + 106, + 149, + 480, + 161 + ], + "score": 1.0, + "content": "2016; Lillicrap et al., 2016; Lee et al., 2015; Lansdell & Kording, 2018; Ororbia et al., 2018).", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 107, + 165, + 505, + 253 + ], + "lines": [ + { + "bbox": [ + 105, + 164, + 505, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 164, + 505, + 178 + ], + "score": 1.0, + "content": "These efforts do show some ways forward. Synthetic gradients demonstrate that learning can be", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 176, + 505, + 188 + ], + "spans": [ + { + "bbox": [ + 106, + 176, + 505, + 188 + ], + "score": 1.0, + "content": "based on approximate gradients, and need not be temporally locked (Jaderberg et al., 2016; Czar-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 187, + 505, + 200 + ], + "spans": [ + { + "bbox": [ + 106, + 187, + 505, + 200 + ], + "score": 1.0, + "content": "necki et al., 2017b). In small feedforward networks, somewhat surprisingly, fixed random feedback", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 198, + 505, + 210 + ], + "spans": [ + { + "bbox": [ + 106, + 198, + 505, + 210 + ], + "score": 1.0, + "content": "matrices in fact suffice for learning (Lillicrap et al., 2016) (a phenomenon known as feedback align-", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 209, + 505, + 222 + ], + "spans": [ + { + "bbox": [ + 106, + 209, + 505, + 222 + ], + "score": 1.0, + "content": "ment). But still issues remain: feedback alignment does not work in CNNs, very deep networks,", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 220, + 505, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 505, + 232 + ], + "score": 1.0, + "content": "or networks with tight bottleneck layers. Regardless, these results show that rough approximations", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 230, + 505, + 244 + ], + "spans": [ + { + "bbox": [ + 105, + 230, + 505, + 244 + ], + "score": 1.0, + "content": "of a gradient signal can be used to learn; even relatively inefficient methods of approximating the", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 243, + 229, + 255 + ], + "spans": [ + { + "bbox": [ + 106, + 243, + 229, + 255 + ], + "score": 1.0, + "content": "gradient may be good enough.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 10.5 + }, + { + "type": "text", + "bbox": [ + 107, + 258, + 505, + 325 + ], + "lines": [ + { + "bbox": [ + 106, + 259, + 505, + 271 + ], + "spans": [ + { + "bbox": [ + 106, + 259, + 505, + 271 + ], + "score": 1.0, + "content": "On this basis, here we propose an RL algorithm to train a feedback system to enable learning. Recent", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 269, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 269, + 505, + 282 + ], + "score": 1.0, + "content": "work has explored similar ideas, but not with the explicit goal of approximating backpropagation", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 279, + 505, + 294 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 505, + 294 + ], + "score": 1.0, + "content": "(Miconi, 2017; Miconi et al., 2018; Song et al., 2017). RL-based methods like REINFORCE may", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "score": 1.0, + "content": "be inefficient when used as a base learner, but they may be sufficient when used to train a system", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "score": 1.0, + "content": "that itself instructs a base learner. We propose to use REINFORCE-style perturbation approach to", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 314, + 471, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 314, + 471, + 326 + ], + "score": 1.0, + "content": "train feedback signals to approximate what would have been provided by backpropagation.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 17.5 + }, + { + "type": "text", + "bbox": [ + 107, + 330, + 505, + 408 + ], + "lines": [ + { + "bbox": [ + 105, + 329, + 506, + 343 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 506, + 343 + ], + "score": 1.0, + "content": "This sort of two-learner system, where one network helps the other learn more efficiently, may in fact", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 342, + 505, + 354 + ], + "spans": [ + { + "bbox": [ + 106, + 342, + 505, + 354 + ], + "score": 1.0, + "content": "align well with cortical neuron physiology. For instance, the dendritic trees of pyramidal neurons", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 353, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 353, + 505, + 365 + ], + "score": 1.0, + "content": "consist of an apical and basal component. Such a setup has been shown to support supervised", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 362, + 505, + 376 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 505, + 376 + ], + "score": 1.0, + "content": "learning in feedforward networks (Guergiuev et al., 2017; Kording & Konig, 2001). Similarly,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 373, + 505, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 505, + 388 + ], + "score": 1.0, + "content": "climbing fibers and Purkinje cells may define a learner/teacher system in the cerebellum (Marr,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 384, + 505, + 399 + ], + "spans": [ + { + "bbox": [ + 106, + 384, + 505, + 399 + ], + "score": 1.0, + "content": "1969). These components allow for independent integration of two different signals, and may thus", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 397, + 351, + 409 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 351, + 409 + ], + "score": 1.0, + "content": "provide a realistic solution to the credit assignment problem.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 106, + 413, + 505, + 513 + ], + "lines": [ + { + "bbox": [ + 106, + 414, + 504, + 425 + ], + "spans": [ + { + "bbox": [ + 106, + 414, + 504, + 425 + ], + "score": 1.0, + "content": "Thus we implement a network that learns to use feedback signals trained with reinforcement learn-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 424, + 505, + 437 + ], + "spans": [ + { + "bbox": [ + 106, + 424, + 505, + 437 + ], + "score": 1.0, + "content": "ing via a global reward signal. We mathematically analyze the model, and compare its capabilities", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 435, + 506, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 506, + 448 + ], + "score": 1.0, + "content": "to other methods for learning in ANNs. We prove consistency of the estimator in particular cases,", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 447, + 505, + 459 + ], + "spans": [ + { + "bbox": [ + 106, + 447, + 505, + 459 + ], + "score": 1.0, + "content": "extending the theory of synthetic gradient-like approaches (Jaderberg et al., 2016; Czarnecki et al.,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 456, + 505, + 471 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 505, + 471 + ], + "score": 1.0, + "content": "2017b; Werbos, 1992; Schmidhuber, 1990). We demonstrate that our model learns as well as reg-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 468, + 506, + 481 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 506, + 481 + ], + "score": 1.0, + "content": "ular backpropagation in small models, overcomes the limitations of feedback alignment on more", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 478, + 506, + 493 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 506, + 493 + ], + "score": 1.0, + "content": "complicated feedforward networks, and can be used in convolutional networks. Thus, by combining", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 489, + 505, + 503 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 505, + 503 + ], + "score": 1.0, + "content": "local and global feedback signals, this method points to more plausible ways the brain could solve", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 501, + 231, + 514 + ], + "spans": [ + { + "bbox": [ + 106, + 501, + 231, + 514 + ], + "score": 1.0, + "content": "the credit assignment problem.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32 + }, + { + "type": "title", + "bbox": [ + 107, + 532, + 429, + 544 + ], + "lines": [ + { + "bbox": [ + 104, + 530, + 432, + 549 + ], + "spans": [ + { + "bbox": [ + 104, + 530, + 432, + 549 + ], + "score": 1.0, + "content": "2 LEARNING FEEDBACK WEIGHTS THROUGH PERTURBATIONS", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 107, + 557, + 504, + 591 + ], + "lines": [ + { + "bbox": [ + 106, + 557, + 506, + 570 + ], + "spans": [ + { + "bbox": [ + 106, + 557, + 257, + 570 + ], + "score": 1.0, + "content": "We use the following notation. Let", + "type": "text" + }, + { + "bbox": [ + 257, + 558, + 296, + 568 + ], + "score": 0.9, + "content": "\\mathbf { x } \\in \\mathbb { R } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 296, + 557, + 439, + 570 + ], + "score": 1.0, + "content": "represent an input vector. 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Such a symmetric feedback structure has not been observed in biological", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "score": 1.0, + "content": "neural circuits. Despite such issues, backpropagation is the only method known to solve supervised", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 125, + 505, + 140 + ], + "spans": [ + { + "bbox": [ + 105, + 125, + 505, + 140 + ], + "score": 1.0, + "content": "and reinforcement learning problems at scale. Thus modifications or approximations to backpropa-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 505, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 505, + 151 + ], + "score": 1.0, + "content": "gation that are more plausible have been the focus of significant recent attention (Scellier & Bengio,", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 149, + 480, + 161 + ], + "spans": [ + { + "bbox": [ + 106, + 149, + 480, + 161 + ], + "score": 1.0, + "content": "2016; Lillicrap et al., 2016; Lee et al., 2015; Lansdell & Kording, 2018; Ororbia et al., 2018).", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3, + "bbox_fs": [ + 105, + 83, + 506, + 161 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 165, + 505, + 253 + ], + "lines": [ + { + "bbox": [ + 105, + 164, + 505, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 164, + 505, + 178 + ], + "score": 1.0, + "content": "These efforts do show some ways forward. Synthetic gradients demonstrate that learning can be", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 176, + 505, + 188 + ], + "spans": [ + { + "bbox": [ + 106, + 176, + 505, + 188 + ], + "score": 1.0, + "content": "based on approximate gradients, and need not be temporally locked (Jaderberg et al., 2016; Czar-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 187, + 505, + 200 + ], + "spans": [ + { + "bbox": [ + 106, + 187, + 505, + 200 + ], + "score": 1.0, + "content": "necki et al., 2017b). In small feedforward networks, somewhat surprisingly, fixed random feedback", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 198, + 505, + 210 + ], + "spans": [ + { + "bbox": [ + 106, + 198, + 505, + 210 + ], + "score": 1.0, + "content": "matrices in fact suffice for learning (Lillicrap et al., 2016) (a phenomenon known as feedback align-", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 209, + 505, + 222 + ], + "spans": [ + { + "bbox": [ + 106, + 209, + 505, + 222 + ], + "score": 1.0, + "content": "ment). But still issues remain: feedback alignment does not work in CNNs, very deep networks,", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 220, + 505, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 505, + 232 + ], + "score": 1.0, + "content": "or networks with tight bottleneck layers. Regardless, these results show that rough approximations", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 230, + 505, + 244 + ], + "spans": [ + { + "bbox": [ + 105, + 230, + 505, + 244 + ], + "score": 1.0, + "content": "of a gradient signal can be used to learn; even relatively inefficient methods of approximating the", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 243, + 229, + 255 + ], + "spans": [ + { + "bbox": [ + 106, + 243, + 229, + 255 + ], + "score": 1.0, + "content": "gradient may be good enough.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 10.5, + "bbox_fs": [ + 105, + 164, + 505, + 255 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 258, + 505, + 325 + ], + "lines": [ + { + "bbox": [ + 106, + 259, + 505, + 271 + ], + "spans": [ + { + "bbox": [ + 106, + 259, + 505, + 271 + ], + "score": 1.0, + "content": "On this basis, here we propose an RL algorithm to train a feedback system to enable learning. Recent", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 269, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 269, + 505, + 282 + ], + "score": 1.0, + "content": "work has explored similar ideas, but not with the explicit goal of approximating backpropagation", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 279, + 505, + 294 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 505, + 294 + ], + "score": 1.0, + "content": "(Miconi, 2017; Miconi et al., 2018; Song et al., 2017). RL-based methods like REINFORCE may", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "score": 1.0, + "content": "be inefficient when used as a base learner, but they may be sufficient when used to train a system", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "score": 1.0, + "content": "that itself instructs a base learner. We propose to use REINFORCE-style perturbation approach to", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 314, + 471, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 314, + 471, + 326 + ], + "score": 1.0, + "content": "train feedback signals to approximate what would have been provided by backpropagation.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 17.5, + "bbox_fs": [ + 105, + 259, + 506, + 326 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 330, + 505, + 408 + ], + "lines": [ + { + "bbox": [ + 105, + 329, + 506, + 343 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 506, + 343 + ], + "score": 1.0, + "content": "This sort of two-learner system, where one network helps the other learn more efficiently, may in fact", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 342, + 505, + 354 + ], + "spans": [ + { + "bbox": [ + 106, + 342, + 505, + 354 + ], + "score": 1.0, + "content": "align well with cortical neuron physiology. For instance, the dendritic trees of pyramidal neurons", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 353, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 353, + 505, + 365 + ], + "score": 1.0, + "content": "consist of an apical and basal component. Such a setup has been shown to support supervised", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 362, + 505, + 376 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 505, + 376 + ], + "score": 1.0, + "content": "learning in feedforward networks (Guergiuev et al., 2017; Kording & Konig, 2001). Similarly,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 373, + 505, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 505, + 388 + ], + "score": 1.0, + "content": "climbing fibers and Purkinje cells may define a learner/teacher system in the cerebellum (Marr,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 384, + 505, + 399 + ], + "spans": [ + { + "bbox": [ + 106, + 384, + 505, + 399 + ], + "score": 1.0, + "content": "1969). These components allow for independent integration of two different signals, and may thus", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 397, + 351, + 409 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 351, + 409 + ], + "score": 1.0, + "content": "provide a realistic solution to the credit assignment problem.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24, + "bbox_fs": [ + 105, + 329, + 506, + 409 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 413, + 505, + 513 + ], + "lines": [ + { + "bbox": [ + 106, + 414, + 504, + 425 + ], + "spans": [ + { + "bbox": [ + 106, + 414, + 504, + 425 + ], + "score": 1.0, + "content": "Thus we implement a network that learns to use feedback signals trained with reinforcement learn-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 424, + 505, + 437 + ], + "spans": [ + { + "bbox": [ + 106, + 424, + 505, + 437 + ], + "score": 1.0, + "content": "ing via a global reward signal. We mathematically analyze the model, and compare its capabilities", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 435, + 506, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 506, + 448 + ], + "score": 1.0, + "content": "to other methods for learning in ANNs. We prove consistency of the estimator in particular cases,", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 447, + 505, + 459 + ], + "spans": [ + { + "bbox": [ + 106, + 447, + 505, + 459 + ], + "score": 1.0, + "content": "extending the theory of synthetic gradient-like approaches (Jaderberg et al., 2016; Czarnecki et al.,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 456, + 505, + 471 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 505, + 471 + ], + "score": 1.0, + "content": "2017b; Werbos, 1992; Schmidhuber, 1990). We demonstrate that our model learns as well as reg-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 468, + 506, + 481 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 506, + 481 + ], + "score": 1.0, + "content": "ular backpropagation in small models, overcomes the limitations of feedback alignment on more", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 478, + 506, + 493 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 506, + 493 + ], + "score": 1.0, + "content": "complicated feedforward networks, and can be used in convolutional networks. Thus, by combining", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 489, + 505, + 503 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 505, + 503 + ], + "score": 1.0, + "content": "local and global feedback signals, this method points to more plausible ways the brain could solve", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 501, + 231, + 514 + ], + "spans": [ + { + "bbox": [ + 106, + 501, + 231, + 514 + ], + "score": 1.0, + "content": "the credit assignment problem.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32, + "bbox_fs": [ + 105, + 414, + 506, + 514 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 532, + 429, + 544 + ], + "lines": [ + { + "bbox": [ + 104, + 530, + 432, + 549 + ], + "spans": [ + { + "bbox": [ + 104, + 530, + 432, + 549 + ], + "score": 1.0, + "content": "2 LEARNING FEEDBACK WEIGHTS THROUGH PERTURBATIONS", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 107, + 557, + 504, + 591 + ], + "lines": [ + { + "bbox": [ + 106, + 557, + 506, + 570 + ], + "spans": [ + { + "bbox": [ + 106, + 557, + 257, + 570 + ], + "score": 1.0, + "content": "We use the following notation. Let", + "type": "text" + }, + { + "bbox": [ + 257, + 558, + 296, + 568 + ], + "score": 0.9, + "content": "\\mathbf { x } \\in \\mathbb { R } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 296, + 557, + 439, + 570 + ], + "score": 1.0, + "content": "represent an input vector. 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For example, taking", + "type": "text" + }, + { + "bbox": [ + 399, + 303, + 407, + 313 + ], + "score": 0.32, + "content": "\\mathbf { g }", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 300, + 506, + 314 + ], + "score": 1.0, + "content": "as simply a function of", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 311, + 506, + 324 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 204, + 324 + ], + "score": 1.0, + "content": "each layer’s activations:", + "type": "text" + }, + { + "bbox": [ + 204, + 311, + 251, + 324 + ], + "score": 0.93, + "content": "\\lambda ^ { i } = \\mathbf { g } ( \\mathbf { h } ^ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 312, + 506, + 324 + ], + "score": 1.0, + "content": "is in fact sufficient parameterization to express the true gradient", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 322, + 506, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 322, + 506, + 336 + ], + "score": 1.0, + "content": "function (Jaderberg et al., 2016). We may expect, however, that the gradient estimation problem be", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 334, + 506, + 346 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 506, + 346 + ], + "score": 1.0, + "content": "simpler if each layer is provided with some error information obtained from the loss function and", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 104, + 344, + 506, + 358 + ], + "spans": [ + { + "bbox": [ + 104, + 344, + 506, + 358 + ], + "score": 1.0, + "content": "propagated in a top-down fashion. Symmetric feedback weights may not be biologically plausible,", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 104, + 353, + 506, + 370 + ], + "spans": [ + { + "bbox": [ + 104, + 353, + 506, + 370 + ], + "score": 1.0, + "content": "and random fixed weights may only solve certain problems of limited size or complexity (Lillicrap", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 367, + 506, + 379 + ], + "spans": [ + { + "bbox": [ + 105, + 367, + 431, + 379 + ], + "score": 1.0, + "content": "et al., 2016). However, a system that can learn to appropriate feedback weights", + "type": "text" + }, + { + "bbox": [ + 432, + 367, + 441, + 376 + ], + "score": 0.81, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 367, + 506, + 379 + ], + "score": 1.0, + "content": "may be able to", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 377, + 456, + 391 + ], + "spans": [ + { + "bbox": [ + 105, + 377, + 456, + 391 + ], + "score": 1.0, + "content": "align the feedforward and feedback weights as much as is needed to successfully learn.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 17.5 + }, + { + "type": "text", + "bbox": [ + 108, + 393, + 505, + 417 + ], + "lines": [ + { + "bbox": [ + 105, + 392, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 243, + 408 + ], + "score": 1.0, + "content": "We investigate various choices of", + "type": "text" + }, + { + "bbox": [ + 243, + 393, + 316, + 407 + ], + "score": 0.92, + "content": "\\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 392, + 505, + 408 + ], + "score": 1.0, + "content": "outlined in the applications below. Parameters", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 107, + 403, + 336, + 419 + ], + "spans": [ + { + "bbox": [ + 107, + 405, + 129, + 416 + ], + "score": 0.9, + "content": "B ^ { i + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 403, + 336, + 419 + ], + "score": 1.0, + "content": "are estimated by solving the least squares problem:", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22.5 + }, + { + "type": "interline_equation", + "bbox": [ + 215, + 423, + 396, + 448 + ], + "lines": [ + { + "bbox": [ + 215, + 423, + 396, + 448 + ], + "spans": [ + { + "bbox": [ + 215, + 423, + 396, + 448 + ], + "score": 0.93, + "content": "\\hat { B } ^ { i + 1 } = \\underset { B } { \\arg \\operatorname* { m i n } } \\mathbb { E } \\left\\| \\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ) - \\hat { \\lambda } ^ { i } \\right\\| _ { 2 } ^ { 2 } .", + "type": "interline_equation", + "image_path": "2233973c08b1f581216400a75a7b7f305567645385ad1486909788de8105c8b6.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 215, + 423, + 396, + 448 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 453, + 505, + 487 + ], + "lines": [ + { + "bbox": [ + 105, + 453, + 506, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 506, + 467 + ], + "score": 1.0, + "content": "Unless otherwise noted this was solved by gradient-descent, updating parameters once with each", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 465, + 505, + 477 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 505, + 477 + ], + "score": 1.0, + "content": "minibatch. Refer to the supplementary material for additional experimental descriptions and param-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 477, + 131, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 131, + 488 + ], + "score": 1.0, + "content": "eters.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 26 + }, + { + "type": "title", + "bbox": [ + 108, + 504, + 248, + 516 + ], + "lines": [ + { + "bbox": [ + 104, + 502, + 249, + 518 + ], + "spans": [ + { + "bbox": [ + 104, + 502, + 249, + 518 + ], + "score": 1.0, + "content": "3 THEORETICAL RESULTS", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 107, + 529, + 504, + 563 + ], + "lines": [ + { + "bbox": [ + 105, + 528, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 385, + 542 + ], + "score": 1.0, + "content": "We can prove the estimator (3) is consistent as the noise variance", + "type": "text" + }, + { + "bbox": [ + 385, + 530, + 422, + 540 + ], + "score": 0.92, + "content": "c _ { h } \\ \\ 0", + "type": "inline_equation" + }, + { + "bbox": [ + 422, + 528, + 505, + 542 + ], + "score": 1.0, + "content": ", in some particular", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 540, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 106, + 540, + 505, + 552 + ], + "score": 1.0, + "content": "cases. We state the results informally here, and give the exact details in the supplementary materials.", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 104, + 550, + 383, + 563 + ], + "spans": [ + { + "bbox": [ + 104, + 550, + 352, + 563 + ], + "score": 1.0, + "content": "Consider first convergence of the final layer feedback matrix,", + "type": "text" + }, + { + "bbox": [ + 353, + 550, + 379, + 561 + ], + "score": 0.89, + "content": "B ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 550, + 383, + 563 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 108, + 564, + 492, + 578 + ], + "lines": [ + { + "bbox": [ + 105, + 563, + 495, + 581 + ], + "spans": [ + { + "bbox": [ + 105, + 563, + 220, + 581 + ], + "score": 1.0, + "content": "Theorem 1. (Informal) For", + "type": "text" + }, + { + "bbox": [ + 220, + 565, + 360, + 578 + ], + "score": 0.9, + "content": "{ \\bf g } _ { F A } ( { \\bf h } ^ { i } , \\tilde { { \\bf e } } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \\tilde { { \\bf e } } ^ { i + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 563, + 495, + 581 + ], + "score": 1.0, + "content": ", then the least squares estimator", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "interline_equation", + "bbox": [ + 209, + 583, + 401, + 601 + ], + "lines": [ + { + "bbox": [ + 209, + 583, + 401, + 601 + ], + "spans": [ + { + "bbox": [ + 209, + 583, + 401, + 601 + ], + "score": 0.89, + "content": "( \\hat { B } ^ { N + 1 } ) ^ { \\top } : = \\hat { \\lambda } ^ { N } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\left( \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\right) ^ { - 1 } ,", + "type": "interline_equation", + "image_path": "7ab857eb71433212df50518546e7e9982406946ce785130af384083f11fccb28.jpg" + } + ] + } + ], + "index": 33, + "virtual_lines": [ + { + "bbox": [ + 209, + 583, + 401, + 601 + ], + "spans": [], + "index": 33 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 609, + 504, + 632 + ], + "lines": [ + { + "bbox": [ + 103, + 607, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 103, + 607, + 387, + 623 + ], + "score": 1.0, + "content": "solves (3) and converges to the true feedback matrix, in the sense that:", + "type": "text" + }, + { + "bbox": [ + 387, + 607, + 505, + 622 + ], + "score": 0.87, + "content": "\\begin{array} { r } { \\operatorname* { l i m } _ { c _ { h } 0 } { \\mathrm { p l i m } _ { T \\infty } \\hat { B } ^ { N + 1 } } = } \\end{array}", + "type": "inline_equation" + } + ], + "index": 34 + }, + { + "bbox": [ + 107, + 618, + 337, + 634 + ], + "spans": [ + { + "bbox": [ + 107, + 620, + 136, + 631 + ], + "score": 0.87, + "content": "W ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 136, + 618, + 337, + 634 + ], + "score": 1.0, + "content": ", where plim indicates convergence in probability.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34.5 + }, + { + "type": "text", + "bbox": [ + 107, + 640, + 504, + 664 + ], + "lines": [ + { + "bbox": [ + 106, + 640, + 506, + 653 + ], + "spans": [ + { + "bbox": [ + 106, + 640, + 279, + 653 + ], + "score": 1.0, + "content": "Theorem 1 thus establishes convergence of", + "type": "text" + }, + { + "bbox": [ + 280, + 642, + 289, + 651 + ], + "score": 0.84, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 289, + 640, + 506, + 653 + ], + "score": 1.0, + "content": "in a shallow (1 hidden layer) non-linear network. In a", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 652, + 505, + 665 + ], + "spans": [ + { + "bbox": [ + 106, + 652, + 505, + 665 + ], + "score": 1.0, + "content": "deep, linear network we can also use Theorem 1 to establish convergence over the rest of the layers.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 36.5 + }, + { + "type": "text", + "bbox": [ + 106, + 666, + 504, + 689 + ], + "lines": [ + { + "bbox": [ + 104, + 663, + 506, + 682 + ], + "spans": [ + { + "bbox": [ + 104, + 663, + 223, + 682 + ], + "score": 1.0, + "content": "Theorem 2. (Informal) For", + "type": "text" + }, + { + "bbox": [ + 223, + 666, + 367, + 680 + ], + "score": 0.91, + "content": "{ \\bf g } _ { F A } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \\tilde { \\bf e } ^ { i + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 367, + 663, + 386, + 682 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 387, + 667, + 429, + 680 + ], + "score": 0.93, + "content": "\\sigma ( x ) = x", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 663, + 506, + 682 + ], + "score": 1.0, + "content": ", the least squares", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 677, + 148, + 691 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 148, + 691 + ], + "score": 1.0, + "content": "estimator", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38.5 + }, + { + "type": "interline_equation", + "bbox": [ + 194, + 686, + 415, + 704 + ], + "lines": [ + { + "bbox": [ + 194, + 686, + 415, + 704 + ], + "spans": [ + { + "bbox": [ + 194, + 686, + 415, + 704 + ], + "score": 0.89, + "content": "( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } : = \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } \\left( \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } \\right) ^ { - 1 } \\qquad 1 \\leq i \\leq N + 1 ,", + "type": "interline_equation", + "image_path": "1e1aa80ca74628076707f9f2a9d89fa42dfcb47d7e49beab9de48d431ad5cd16.jpg" + } + ] + } + ], + "index": 40, + "virtual_lines": [ + { + "bbox": [ + 194, + 686, + 415, + 704 + ], + "spans": [], + "index": 40 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 709, + 506, + 732 + ], + "lines": [ + { + "bbox": [ + 104, + 707, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 104, + 707, + 399, + 723 + ], + "score": 1.0, + "content": "solves (3) and converges to the true feedback matrix, in the sense that:", + "type": "text" + }, + { + "bbox": [ + 400, + 708, + 505, + 722 + ], + "score": 0.89, + "content": "\\begin{array} { r } { \\operatorname* { l i m } _ { c _ { h } 0 } { \\mathrm { p l i m } _ { T \\infty } \\hat { B } ^ { i } } = } \\end{array}", + "type": "inline_equation" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 720, + 212, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 208, + 732 + ], + "score": 0.81, + "content": "W ^ { i } , \\qquad 1 \\leq i \\leq N + 1", + "type": "inline_equation" + }, + { + "bbox": [ + 208, + 720, + 212, + 732 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 41.5 + } + ], + "page_idx": 3, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 26, + 294, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "score": 1.0, + "content": "4", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 82, + 319, + 94 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 321, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 321, + 95 + ], + "score": 1.0, + "content": "2.3 SYNTHETIC GRADIENTS VIA PERTURBATION", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 107, + 102, + 504, + 135 + ], + "lines": [ + { + "bbox": [ + 106, + 103, + 504, + 115 + ], + "spans": [ + { + "bbox": [ + 106, + 103, + 504, + 115 + ], + "score": 1.0, + "content": "For Gaussian white noise, the well-known REINFORCE algorithm (Williams, 1992) coincides with", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 112, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 112, + 505, + 128 + ], + "score": 1.0, + "content": "the node perturbation method (Fiete & Seung, 2006; Fiete et al., 2007). Node perturbation works by", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 124, + 187, + 137 + ], + "spans": [ + { + "bbox": [ + 105, + 124, + 187, + 137 + ], + "score": 1.0, + "content": "linearizing the loss:", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 2, + "bbox_fs": [ + 105, + 103, + 505, + 137 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 265, + 135, + 345, + 164 + ], + "lines": [ + { + "bbox": [ + 265, + 135, + 345, + 164 + ], + "spans": [ + { + "bbox": [ + 265, + 135, + 345, + 164 + ], + "score": 0.94, + "content": "\\tilde { \\mathcal { L } } \\approx \\mathcal { L } + \\frac { \\partial \\mathcal { L } } { \\partial h _ { j } ^ { i } } c _ { h } \\xi _ { j } ^ { i } ,", + "type": "interline_equation", + "image_path": "9bb069d961fd52e1208086b4361cfbe1bdd1eaea244589021680cc6c15de6f89.jpg" + } + ] + } + ], + "index": 4.5, + "virtual_lines": [ + { + "bbox": [ + 265, + 135, + 345, + 149.5 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 265, + 149.5, + 345, + 164.0 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 166, + 145, + 177 + ], + "lines": [ + { + "bbox": [ + 105, + 165, + 146, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 165, + 146, + 178 + ], + "score": 1.0, + "content": "such that", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6, + "bbox_fs": [ + 105, + 165, + 146, + 178 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 228, + 174, + 381, + 204 + ], + "lines": [ + { + "bbox": [ + 228, + 174, + 381, + 204 + ], + "spans": [ + { + "bbox": [ + 228, + 174, + 381, + 204 + ], + "score": 0.94, + "content": "\\mathbb { E } \\left( ( \\tilde { \\mathcal { L } } - \\mathcal { L } ) c _ { h } \\xi _ { j } ^ { i } | \\mathbf x , \\mathbf y \\right) \\approx c _ { h } ^ { 2 } \\frac { \\partial \\mathcal { L } } { \\partial h _ { j } ^ { i } } \\bigg \\rvert _ { \\mathbf x , \\mathbf y } ,", + "type": "interline_equation", + "image_path": "223e3821775bfc0e25669e2abd1c7edb1da496834bd5e8e1628a5b85728fcc36.jpg" + } + ] + } + ], + "index": 7.5, + "virtual_lines": [ + { + "bbox": [ + 228, + 174, + 381, + 189.0 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 228, + 189.0, + 381, + 204.0 + ], + "spans": [], + "index": 8 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 206, + 501, + 228 + ], + "lines": [ + { + "bbox": [ + 106, + 206, + 503, + 218 + ], + "spans": [ + { + "bbox": [ + 106, + 206, + 304, + 218 + ], + "score": 1.0, + "content": "with expectation taken over the noise distribution", + "type": "text" + }, + { + "bbox": [ + 304, + 206, + 323, + 218 + ], + "score": 0.91, + "content": "\\nu ( \\xi )", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 206, + 503, + 218 + ], + "score": 1.0, + "content": ". This provides an estimator of the loss gradi-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 218, + 122, + 230 + ], + "spans": [ + { + "bbox": [ + 105, + 218, + 122, + 230 + ], + "score": 1.0, + "content": "ent", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9.5, + "bbox_fs": [ + 105, + 206, + 503, + 230 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 239, + 225, + 372, + 253 + ], + "lines": [ + { + "bbox": [ + 239, + 225, + 372, + 253 + ], + "spans": [ + { + "bbox": [ + 239, + 225, + 372, + 253 + ], + "score": 0.94, + "content": "\\hat { \\lambda } ^ { i } : = ( \\tilde { \\mathcal { L } } ( \\mathbf x , \\mathbf y , \\boldsymbol \\xi ) - \\mathcal { L } ( \\mathbf x , \\mathbf y ) ) \\frac { \\xi ^ { i } } { c _ { h } } .", + "type": "interline_equation", + "image_path": "363af500ace3d8abe182a3e74aa8ef52b8b298c8526c188982553a44d5ea13a3.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 239, + 225, + 372, + 253 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 254, + 435, + 267 + ], + "lines": [ + { + "bbox": [ + 105, + 253, + 438, + 269 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 438, + 269 + ], + "score": 1.0, + "content": "This approximation is made more precise in Theorem 1 (Supplementary material).", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12, + "bbox_fs": [ + 105, + 253, + 438, + 269 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 280, + 278, + 291 + ], + "lines": [ + { + "bbox": [ + 106, + 280, + 279, + 293 + ], + "spans": [ + { + "bbox": [ + 106, + 280, + 279, + 293 + ], + "score": 1.0, + "content": "2.4 TRAINING A FEEDBACK NETWORK", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 106, + 300, + 506, + 389 + ], + "lines": [ + { + "bbox": [ + 105, + 300, + 506, + 314 + ], + "spans": [ + { + "bbox": [ + 105, + 300, + 289, + 314 + ], + "score": 1.0, + "content": "There are many possible sensible choices of", + "type": "text" + }, + { + "bbox": [ + 290, + 301, + 307, + 313 + ], + "score": 0.9, + "content": "\\mathbf { g } ( \\cdot )", + "type": "inline_equation" + }, + { + "bbox": [ + 307, + 300, + 398, + 314 + ], + "score": 1.0, + "content": ". For example, taking", + "type": "text" + }, + { + "bbox": [ + 399, + 303, + 407, + 313 + ], + "score": 0.32, + "content": "\\mathbf { g }", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 300, + 506, + 314 + ], + "score": 1.0, + "content": "as simply a function of", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 311, + 506, + 324 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 204, + 324 + ], + "score": 1.0, + "content": "each layer’s activations:", + "type": "text" + }, + { + "bbox": [ + 204, + 311, + 251, + 324 + ], + "score": 0.93, + "content": "\\lambda ^ { i } = \\mathbf { g } ( \\mathbf { h } ^ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 312, + 506, + 324 + ], + "score": 1.0, + "content": "is in fact sufficient parameterization to express the true gradient", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 322, + 506, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 322, + 506, + 336 + ], + "score": 1.0, + "content": "function (Jaderberg et al., 2016). We may expect, however, that the gradient estimation problem be", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 334, + 506, + 346 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 506, + 346 + ], + "score": 1.0, + "content": "simpler if each layer is provided with some error information obtained from the loss function and", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 104, + 344, + 506, + 358 + ], + "spans": [ + { + "bbox": [ + 104, + 344, + 506, + 358 + ], + "score": 1.0, + "content": "propagated in a top-down fashion. Symmetric feedback weights may not be biologically plausible,", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 104, + 353, + 506, + 370 + ], + "spans": [ + { + "bbox": [ + 104, + 353, + 506, + 370 + ], + "score": 1.0, + "content": "and random fixed weights may only solve certain problems of limited size or complexity (Lillicrap", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 367, + 506, + 379 + ], + "spans": [ + { + "bbox": [ + 105, + 367, + 431, + 379 + ], + "score": 1.0, + "content": "et al., 2016). However, a system that can learn to appropriate feedback weights", + "type": "text" + }, + { + "bbox": [ + 432, + 367, + 441, + 376 + ], + "score": 0.81, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 367, + 506, + 379 + ], + "score": 1.0, + "content": "may be able to", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 377, + 456, + 391 + ], + "spans": [ + { + "bbox": [ + 105, + 377, + 456, + 391 + ], + "score": 1.0, + "content": "align the feedforward and feedback weights as much as is needed to successfully learn.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 17.5, + "bbox_fs": [ + 104, + 300, + 506, + 391 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 393, + 505, + 417 + ], + "lines": [ + { + "bbox": [ + 105, + 392, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 243, + 408 + ], + "score": 1.0, + "content": "We investigate various choices of", + "type": "text" + }, + { + "bbox": [ + 243, + 393, + 316, + 407 + ], + "score": 0.92, + "content": "\\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 392, + 505, + 408 + ], + "score": 1.0, + "content": "outlined in the applications below. Parameters", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 107, + 403, + 336, + 419 + ], + "spans": [ + { + "bbox": [ + 107, + 405, + 129, + 416 + ], + "score": 0.9, + "content": "B ^ { i + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 403, + 336, + 419 + ], + "score": 1.0, + "content": "are estimated by solving the least squares problem:", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22.5, + "bbox_fs": [ + 105, + 392, + 505, + 419 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 215, + 423, + 396, + 448 + ], + "lines": [ + { + "bbox": [ + 215, + 423, + 396, + 448 + ], + "spans": [ + { + "bbox": [ + 215, + 423, + 396, + 448 + ], + "score": 0.93, + "content": "\\hat { B } ^ { i + 1 } = \\underset { B } { \\arg \\operatorname* { m i n } } \\mathbb { E } \\left\\| \\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ) - \\hat { \\lambda } ^ { i } \\right\\| _ { 2 } ^ { 2 } .", + "type": "interline_equation", + "image_path": "2233973c08b1f581216400a75a7b7f305567645385ad1486909788de8105c8b6.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 215, + 423, + 396, + 448 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 453, + 505, + 487 + ], + "lines": [ + { + "bbox": [ + 105, + 453, + 506, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 506, + 467 + ], + "score": 1.0, + "content": "Unless otherwise noted this was solved by gradient-descent, updating parameters once with each", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 465, + 505, + 477 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 505, + 477 + ], + "score": 1.0, + "content": "minibatch. Refer to the supplementary material for additional experimental descriptions and param-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 477, + 131, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 131, + 488 + ], + "score": 1.0, + "content": "eters.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 26, + "bbox_fs": [ + 105, + 453, + 506, + 488 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 504, + 248, + 516 + ], + "lines": [ + { + "bbox": [ + 104, + 502, + 249, + 518 + ], + "spans": [ + { + "bbox": [ + 104, + 502, + 249, + 518 + ], + "score": 1.0, + "content": "3 THEORETICAL RESULTS", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 107, + 529, + 504, + 563 + ], + "lines": [ + { + "bbox": [ + 105, + 528, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 385, + 542 + ], + "score": 1.0, + "content": "We can prove the estimator (3) is consistent as the noise variance", + "type": "text" + }, + { + "bbox": [ + 385, + 530, + 422, + 540 + ], + "score": 0.92, + "content": "c _ { h } \\ \\ 0", + "type": "inline_equation" + }, + { + "bbox": [ + 422, + 528, + 505, + 542 + ], + "score": 1.0, + "content": ", in some particular", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 540, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 106, + 540, + 505, + 552 + ], + "score": 1.0, + "content": "cases. We state the results informally here, and give the exact details in the supplementary materials.", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 104, + 550, + 383, + 563 + ], + "spans": [ + { + "bbox": [ + 104, + 550, + 352, + 563 + ], + "score": 1.0, + "content": "Consider first convergence of the final layer feedback matrix,", + "type": "text" + }, + { + "bbox": [ + 353, + 550, + 379, + 561 + ], + "score": 0.89, + "content": "B ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 550, + 383, + 563 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 30, + "bbox_fs": [ + 104, + 528, + 505, + 563 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 564, + 492, + 578 + ], + "lines": [ + { + "bbox": [ + 105, + 563, + 495, + 581 + ], + "spans": [ + { + "bbox": [ + 105, + 563, + 220, + 581 + ], + "score": 1.0, + "content": "Theorem 1. (Informal) For", + "type": "text" + }, + { + "bbox": [ + 220, + 565, + 360, + 578 + ], + "score": 0.9, + "content": "{ \\bf g } _ { F A } ( { \\bf h } ^ { i } , \\tilde { { \\bf e } } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \\tilde { { \\bf e } } ^ { i + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 563, + 495, + 581 + ], + "score": 1.0, + "content": ", then the least squares estimator", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32, + "bbox_fs": [ + 105, + 563, + 495, + 581 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 209, + 583, + 401, + 601 + ], + "lines": [ + { + "bbox": [ + 209, + 583, + 401, + 601 + ], + "spans": [ + { + "bbox": [ + 209, + 583, + 401, + 601 + ], + "score": 0.89, + "content": "( \\hat { B } ^ { N + 1 } ) ^ { \\top } : = \\hat { \\lambda } ^ { N } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\left( \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\right) ^ { - 1 } ,", + "type": "interline_equation", + "image_path": "7ab857eb71433212df50518546e7e9982406946ce785130af384083f11fccb28.jpg" + } + ] + } + ], + "index": 33, + "virtual_lines": [ + { + "bbox": [ + 209, + 583, + 401, + 601 + ], + "spans": [], + "index": 33 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 609, + 504, + 632 + ], + "lines": [ + { + "bbox": [ + 103, + 607, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 103, + 607, + 387, + 623 + ], + "score": 1.0, + "content": "solves (3) and converges to the true feedback matrix, in the sense that:", + "type": "text" + }, + { + "bbox": [ + 387, + 607, + 505, + 622 + ], + "score": 0.87, + "content": "\\begin{array} { r } { \\operatorname* { l i m } _ { c _ { h } 0 } { \\mathrm { p l i m } _ { T \\infty } \\hat { B } ^ { N + 1 } } = } \\end{array}", + "type": "inline_equation" + } + ], + "index": 34 + }, + { + "bbox": [ + 107, + 618, + 337, + 634 + ], + "spans": [ + { + "bbox": [ + 107, + 620, + 136, + 631 + ], + "score": 0.87, + "content": "W ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 136, + 618, + 337, + 634 + ], + "score": 1.0, + "content": ", where plim indicates convergence in probability.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34.5, + "bbox_fs": [ + 103, + 607, + 505, + 634 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 640, + 504, + 664 + ], + "lines": [ + { + "bbox": [ + 106, + 640, + 506, + 653 + ], + "spans": [ + { + "bbox": [ + 106, + 640, + 279, + 653 + ], + "score": 1.0, + "content": "Theorem 1 thus establishes convergence of", + "type": "text" + }, + { + "bbox": [ + 280, + 642, + 289, + 651 + ], + "score": 0.84, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 289, + 640, + 506, + 653 + ], + "score": 1.0, + "content": "in a shallow (1 hidden layer) non-linear network. In a", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 652, + 505, + 665 + ], + "spans": [ + { + "bbox": [ + 106, + 652, + 505, + 665 + ], + "score": 1.0, + "content": "deep, linear network we can also use Theorem 1 to establish convergence over the rest of the layers.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 36.5, + "bbox_fs": [ + 106, + 640, + 506, + 665 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 666, + 504, + 689 + ], + "lines": [ + { + "bbox": [ + 104, + 663, + 506, + 682 + ], + "spans": [ + { + "bbox": [ + 104, + 663, + 223, + 682 + ], + "score": 1.0, + "content": "Theorem 2. (Informal) For", + "type": "text" + }, + { + "bbox": [ + 223, + 666, + 367, + 680 + ], + "score": 0.91, + "content": "{ \\bf g } _ { F A } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \\tilde { \\bf e } ^ { i + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 367, + 663, + 386, + 682 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 387, + 667, + 429, + 680 + ], + "score": 0.93, + "content": "\\sigma ( x ) = x", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 663, + 506, + 682 + ], + "score": 1.0, + "content": ", the least squares", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 677, + 148, + 691 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 148, + 691 + ], + "score": 1.0, + "content": "estimator", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38.5, + "bbox_fs": [ + 104, + 663, + 506, + 691 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 194, + 686, + 415, + 704 + ], + "lines": [ + { + "bbox": [ + 194, + 686, + 415, + 704 + ], + "spans": [ + { + "bbox": [ + 194, + 686, + 415, + 704 + ], + "score": 0.89, + "content": "( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } : = \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } \\left( \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } \\right) ^ { - 1 } \\qquad 1 \\leq i \\leq N + 1 ,", + "type": "interline_equation", + "image_path": "1e1aa80ca74628076707f9f2a9d89fa42dfcb47d7e49beab9de48d431ad5cd16.jpg" + } + ] + } + ], + "index": 40, + "virtual_lines": [ + { + "bbox": [ + 194, + 686, + 415, + 704 + ], + "spans": [], + "index": 40 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 709, + 506, + 732 + ], + "lines": [ + { + "bbox": [ + 104, + 707, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 104, + 707, + 399, + 723 + ], + "score": 1.0, + "content": "solves (3) and converges to the true feedback matrix, in the sense that:", + "type": "text" + }, + { + "bbox": [ + 400, + 708, + 505, + 722 + ], + "score": 0.89, + "content": "\\begin{array} { r } { \\operatorname* { l i m } _ { c _ { h } 0 } { \\mathrm { p l i m } _ { T \\infty } \\hat { B } ^ { i } } = } \\end{array}", + "type": "inline_equation" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 720, + 212, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 208, + 732 + ], + "score": 0.81, + "content": "W ^ { i } , \\qquad 1 \\leq i \\leq N + 1", + "type": "inline_equation" + }, + { + "bbox": [ + 208, + 720, + 212, + 732 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 41.5, + "bbox_fs": [ + 104, + 707, + 505, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 104, + 78, + 506, + 235 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 104, + 78, + 506, + 235 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 104, + 78, + 506, + 235 + ], + "spans": [ + { + "bbox": [ + 104, + 78, + 506, + 235 + ], + "score": 0.973, + "type": "image", + "image_path": "eb163218179efc125d73dbe10239176d1ffcb659abf5f7a8294d641cd8806257.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 104, + 78, + 506, + 130.33333333333334 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 104, + 130.33333333333334, + 506, + 182.66666666666669 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 104, + 182.66666666666669, + 506, + 235.00000000000003 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 242, + 505, + 308 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 243, + 505, + 255 + ], + "spans": [ + { + "bbox": [ + 105, + 243, + 505, + 255 + ], + "score": 1.0, + "content": "Figure 2: Node perturbation in small 4-layer network (784-50-20-10 neurons), for varying noise", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 253, + 505, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 131, + 266 + ], + "score": 1.0, + "content": "levels", + "type": "text" + }, + { + "bbox": [ + 132, + 256, + 137, + 264 + ], + "score": 0.38, + "content": "c", + "type": "inline_equation" + }, + { + "bbox": [ + 138, + 253, + 505, + 266 + ], + "score": 1.0, + "content": ", compared to feedback alignment and backpropagation. (A) Relative error between feedfor-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 264, + 505, + 277 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 505, + 277 + ], + "score": 1.0, + "content": "ward and feedback matrix. (B) Angle between true gradient and synthetic gradient estimate for each", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 275, + 505, + 288 + ], + "spans": [ + { + "bbox": [ + 106, + 275, + 237, + 288 + ], + "score": 1.0, + "content": "layer. (C) Percentage of signs in", + "type": "text" + }, + { + "bbox": [ + 237, + 275, + 252, + 286 + ], + "score": 0.88, + "content": "\\hat W ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 275, + 270, + 288 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 271, + 275, + 283, + 286 + ], + "score": 0.87, + "content": "B ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 283, + 275, + 505, + 288 + ], + "score": 1.0, + "content": "that are in agreement. (D) Test error for node perturba-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 104, + 285, + 506, + 300 + ], + "spans": [ + { + "bbox": [ + 104, + 285, + 506, + 300 + ], + "score": 1.0, + "content": "tion, backpropagation and feedback alignment. Curves show mean plus/minus standard error over 5", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 298, + 129, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 129, + 310 + ], + "score": 1.0, + "content": "runs.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 5.5 + } + ], + "index": 3.25 + }, + { + "type": "text", + "bbox": [ + 106, + 335, + 505, + 381 + ], + "lines": [ + { + "bbox": [ + 106, + 335, + 506, + 348 + ], + "spans": [ + { + "bbox": [ + 106, + 335, + 506, + 348 + ], + "score": 1.0, + "content": "Given these results we can establish consistency for the ‘direct feedback alignment’ (DFA;", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 104, + 344, + 507, + 360 + ], + "spans": [ + { + "bbox": [ + 104, + 344, + 224, + 360 + ], + "score": 1.0, + "content": "Nøkland (2016)) estimator:", + "type": "text" + }, + { + "bbox": [ + 224, + 346, + 396, + 359 + ], + "score": 0.93, + "content": "{ \\bf g } _ { D F A } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { N + 1 } ; B ^ { i + 1 } ) = ( B ^ { i + 1 } ) ^ { \\top } \\tilde { \\bf e } ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 397, + 344, + 507, + 360 + ], + "score": 1.0, + "content": ". Theorem 1 applies triv-", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 104, + 355, + 506, + 371 + ], + "spans": [ + { + "bbox": [ + 104, + 355, + 407, + 371 + ], + "score": 1.0, + "content": "ially since for the final layer, the two approximations have the same form:", + "type": "text" + }, + { + "bbox": [ + 407, + 357, + 506, + 370 + ], + "score": 0.91, + "content": "\\mathbf { g } _ { F A } ( \\mathbf { h } ^ { N } , \\tilde { \\mathbf { e } } ^ { N \\dagger 1 } ; \\theta _ { N } ) =", + "type": "inline_equation" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 366, + 453, + 384 + ], + "spans": [ + { + "bbox": [ + 106, + 368, + 198, + 381 + ], + "score": 0.91, + "content": "\\mathbf { g } _ { D F A } ( \\mathbf { h } ^ { N } , \\tilde { \\mathbf { e } } ^ { N + 1 } ; \\boldsymbol { \\theta } _ { N } )", + "type": "inline_equation" + }, + { + "bbox": [ + 199, + 366, + 453, + 384 + ], + "score": 1.0, + "content": ". Theorem 2 can be easily extended according to the following:", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 10.5 + }, + { + "type": "text", + "bbox": [ + 105, + 385, + 505, + 409 + ], + "lines": [ + { + "bbox": [ + 104, + 383, + 506, + 401 + ], + "spans": [ + { + "bbox": [ + 104, + 383, + 217, + 401 + ], + "score": 1.0, + "content": "Corollary 1. (Informal) Fo", + "type": "text" + }, + { + "bbox": [ + 217, + 385, + 376, + 399 + ], + "score": 0.88, + "content": "r { \\bf g } _ { D F A } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { N + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \\tilde { \\bf e } ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 376, + 383, + 393, + 401 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 394, + 386, + 433, + 399 + ], + "score": 0.92, + "content": "\\sigma ( x ) = x", + "type": "inline_equation" + }, + { + "bbox": [ + 433, + 383, + 506, + 401 + ], + "score": 1.0, + "content": ", the least squares", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 397, + 148, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 148, + 410 + ], + "score": 1.0, + "content": "estimator", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13.5 + }, + { + "type": "interline_equation", + "bbox": [ + 171, + 413, + 439, + 432 + ], + "lines": [ + { + "bbox": [ + 171, + 413, + 439, + 432 + ], + "spans": [ + { + "bbox": [ + 171, + 413, + 439, + 432 + ], + "score": 0.87, + "content": "( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } : = \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { N + 1 } ) ^ { \\mathsf { T } } \\left( \\tilde { \\mathbf { e } } ^ { N + 1 } ( \\tilde { \\mathbf { e } } ^ { N + 1 } ) ^ { \\mathsf { T } } \\right) ^ { - 1 } \\qquad 1 \\leq n \\leq N + 1 ,", + "type": "interline_equation", + "image_path": "04b33706fab97dda0417a302bda5b53b61d718b01aa7e0d49a61265fab03a56b.jpg" + } + ] + } + ], + "index": 15, + "virtual_lines": [ + { + "bbox": [ + 171, + 413, + 439, + 432 + ], + "spans": [], + "index": 15 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 443, + 505, + 469 + ], + "lines": [ + { + "bbox": [ + 104, + 442, + 505, + 458 + ], + "spans": [ + { + "bbox": [ + 104, + 442, + 399, + 458 + ], + "score": 1.0, + "content": "solves (3) and converges to the true feedback matrix, in the sense that:", + "type": "text" + }, + { + "bbox": [ + 400, + 442, + 505, + 456 + ], + "score": 0.89, + "content": "\\begin{array} { r } { \\operatorname* { l i m } _ { c _ { h } 0 } { \\mathrm { p l i m } _ { T \\infty } \\hat { B } ^ { i } } = } \\end{array}", + "type": "inline_equation" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 455, + 251, + 471 + ], + "spans": [ + { + "bbox": [ + 106, + 455, + 248, + 471 + ], + "score": 0.75, + "content": "\\begin{array} { r } { \\prod _ { j = N + 1 } ^ { i } W ^ { j } , \\qquad 1 \\leq i \\leq N + 1 . } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 248, + 457, + 251, + 469 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16.5 + }, + { + "type": "text", + "bbox": [ + 106, + 481, + 505, + 548 + ], + "lines": [ + { + "bbox": [ + 105, + 480, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 480, + 402, + 495 + ], + "score": 1.0, + "content": "Thus for a non-linear shallow network or a deep linear network, for both", + "type": "text" + }, + { + "bbox": [ + 403, + 484, + 421, + 493 + ], + "score": 0.86, + "content": "g _ { F A }", + "type": "inline_equation" + }, + { + "bbox": [ + 421, + 480, + 440, + 495 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 440, + 484, + 465, + 493 + ], + "score": 0.86, + "content": "g _ { D F A }", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 480, + 505, + 495 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 493, + 505, + 505 + ], + "spans": [ + { + "bbox": [ + 106, + 493, + 252, + 505 + ], + "score": 1.0, + "content": "the result that, for sufficiently small", + "type": "text" + }, + { + "bbox": [ + 252, + 495, + 263, + 504 + ], + "score": 0.84, + "content": "c _ { h }", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 493, + 387, + 505 + ], + "score": 1.0, + "content": ", if we fix the network weights", + "type": "text" + }, + { + "bbox": [ + 387, + 493, + 399, + 503 + ], + "score": 0.66, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 493, + 439, + 505 + ], + "score": 1.0, + "content": "and train", + "type": "text" + }, + { + "bbox": [ + 439, + 494, + 448, + 503 + ], + "score": 0.82, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 493, + 505, + 505 + ], + "score": 1.0, + "content": "through node", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 503, + 505, + 516 + ], + "spans": [ + { + "bbox": [ + 105, + 503, + 240, + 516 + ], + "score": 1.0, + "content": "perturbation then we converge to", + "type": "text" + }, + { + "bbox": [ + 240, + 504, + 252, + 514 + ], + "score": 0.5, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 503, + 453, + 516 + ], + "score": 1.0, + "content": ". Validation that the method learns to approximate", + "type": "text" + }, + { + "bbox": [ + 453, + 504, + 465, + 514 + ], + "score": 0.7, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 503, + 505, + 516 + ], + "score": 1.0, + "content": ", for fixed", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 513, + 505, + 528 + ], + "spans": [ + { + "bbox": [ + 106, + 515, + 118, + 525 + ], + "score": 0.59, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 119, + 513, + 397, + 528 + ], + "score": 1.0, + "content": ", is provided in the supplementary material. In practice, we update", + "type": "text" + }, + { + "bbox": [ + 397, + 515, + 406, + 525 + ], + "score": 0.82, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 513, + 426, + 528 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 426, + 515, + 438, + 525 + ], + "score": 0.71, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 439, + 513, + 505, + 528 + ], + "score": 1.0, + "content": "simultaneously.", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 525, + 506, + 539 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 506, + 539 + ], + "score": 1.0, + "content": "Some convergence theory is established for this case in (Jaderberg et al., 2016; Czarnecki et al.,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 534, + 141, + 549 + ], + "spans": [ + { + "bbox": [ + 105, + 534, + 141, + 549 + ], + "score": 1.0, + "content": "2017b).", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 20.5 + }, + { + "type": "title", + "bbox": [ + 108, + 570, + 202, + 583 + ], + "lines": [ + { + "bbox": [ + 105, + 569, + 204, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 569, + 204, + 585 + ], + "score": 1.0, + "content": "4 APPLICATIONS", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "title", + "bbox": [ + 106, + 599, + 343, + 610 + ], + "lines": [ + { + "bbox": [ + 105, + 598, + 343, + 612 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 343, + 612 + ], + "score": 1.0, + "content": "4.1 FULLY CONNECTED NETWORKS SOLVING MNIST", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 106, + 620, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 619, + 506, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 619, + 186, + 635 + ], + "score": 1.0, + "content": "First we investigate", + "type": "text" + }, + { + "bbox": [ + 186, + 621, + 327, + 634 + ], + "score": 0.93, + "content": "\\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } ) = ( B ^ { i + 1 } ) ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } ^ { i + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 619, + 506, + 635 + ], + "score": 1.0, + "content": ", which describes a non-symmetric feedback", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 104, + 632, + 506, + 647 + ], + "spans": [ + { + "bbox": [ + 104, + 632, + 506, + 647 + ], + "score": 1.0, + "content": "network (Figure 1). To demonstrate the method can be used to solve simple supervised learning", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 642, + 506, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 506, + 657 + ], + "score": 1.0, + "content": "problems we use node perturbation with a four-layer network and MSE loss to solve MNIST (Figure", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 653, + 506, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 653, + 165, + 668 + ], + "score": 1.0, + "content": "2). Updates to", + "type": "text" + }, + { + "bbox": [ + 165, + 654, + 181, + 665 + ], + "score": 0.89, + "content": "W ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 181, + 653, + 336, + 668 + ], + "score": 1.0, + "content": "are made using the synthetic gradients", + "type": "text" + }, + { + "bbox": [ + 336, + 654, + 406, + 667 + ], + "score": 0.93, + "content": "\\Delta W ^ { i } = \\eta \\tilde { \\mathbf e } ^ { i } \\mathbf h ^ { i - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 653, + 476, + 668 + ], + "score": 1.0, + "content": ", for learning rate", + "type": "text" + }, + { + "bbox": [ + 476, + 657, + 483, + 667 + ], + "score": 0.79, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 483, + 653, + 506, + 668 + ], + "score": 1.0, + "content": ". The", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 665, + 506, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 506, + 678 + ], + "score": 1.0, + "content": "feedback network needs to co-adapt with the feedforward network in order to continue to provide a", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 677, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 505, + 690 + ], + "score": 1.0, + "content": "useful error signal. We observed that the system is able to adjust to provide a close correspondence", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "between the feedforward and feedback matrices in both layers of the network (Figure 2A). The", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 698, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 195, + 712 + ], + "score": 1.0, + "content": "relative error between", + "type": "text" + }, + { + "bbox": [ + 195, + 698, + 208, + 709 + ], + "score": 0.89, + "content": "B ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 208, + 698, + 226, + 712 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 226, + 698, + 240, + 709 + ], + "score": 0.88, + "content": "W ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 698, + 505, + 712 + ], + "score": 1.0, + "content": "is lower than what is observed for feedback alignment, suggesting", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 232, + 722 + ], + "score": 1.0, + "content": "that this co-adaptation of both", + "type": "text" + }, + { + "bbox": [ + 232, + 709, + 247, + 720 + ], + "score": 0.88, + "content": "W ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 247, + 709, + 267, + 722 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 267, + 709, + 279, + 720 + ], + "score": 0.89, + "content": "B ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 280, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "is indeed beneficial. 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(A) Relative error between feedfor-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 264, + 505, + 277 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 505, + 277 + ], + "score": 1.0, + "content": "ward and feedback matrix. (B) Angle between true gradient and synthetic gradient estimate for each", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 275, + 505, + 288 + ], + "spans": [ + { + "bbox": [ + 106, + 275, + 237, + 288 + ], + "score": 1.0, + "content": "layer. (C) Percentage of signs in", + "type": "text" + }, + { + "bbox": [ + 237, + 275, + 252, + 286 + ], + "score": 0.88, + "content": "\\hat W ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 275, + 270, + 288 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 271, + 275, + 283, + 286 + ], + "score": 0.87, + "content": "B ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 283, + 275, + 505, + 288 + ], + "score": 1.0, + "content": "that are in agreement. (D) Test error for node perturba-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 104, + 285, + 506, + 300 + ], + "spans": [ + { + "bbox": [ + 104, + 285, + 506, + 300 + ], + "score": 1.0, + "content": "tion, backpropagation and feedback alignment. Curves show mean plus/minus standard error over 5", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 298, + 129, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 129, + 310 + ], + "score": 1.0, + "content": "runs.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 5.5 + } + ], + "index": 3.25 + }, + { + "type": "text", + "bbox": [ + 106, + 335, + 505, + 381 + ], + "lines": [ + { + "bbox": [ + 106, + 335, + 506, + 348 + ], + "spans": [ + { + "bbox": [ + 106, + 335, + 506, + 348 + ], + "score": 1.0, + "content": "Given these results we can establish consistency for the ‘direct feedback alignment’ (DFA;", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 104, + 344, + 507, + 360 + ], + "spans": [ + { + "bbox": [ + 104, + 344, + 224, + 360 + ], + "score": 1.0, + "content": "Nøkland (2016)) estimator:", + "type": "text" + }, + { + "bbox": [ + 224, + 346, + 396, + 359 + ], + "score": 0.93, + "content": "{ \\bf g } _ { D F A } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { N + 1 } ; B ^ { i + 1 } ) = ( B ^ { i + 1 } ) ^ { \\top } \\tilde { \\bf e } ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 397, + 344, + 507, + 360 + ], + "score": 1.0, + "content": ". Theorem 1 applies triv-", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 104, + 355, + 506, + 371 + ], + "spans": [ + { + "bbox": [ + 104, + 355, + 407, + 371 + ], + "score": 1.0, + "content": "ially since for the final layer, the two approximations have the same form:", + "type": "text" + }, + { + "bbox": [ + 407, + 357, + 506, + 370 + ], + "score": 0.91, + "content": "\\mathbf { g } _ { F A } ( \\mathbf { h } ^ { N } , \\tilde { \\mathbf { e } } ^ { N \\dagger 1 } ; \\theta _ { N } ) =", + "type": "inline_equation" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 366, + 453, + 384 + ], + "spans": [ + { + "bbox": [ + 106, + 368, + 198, + 381 + ], + "score": 0.91, + "content": "\\mathbf { g } _ { D F A } ( \\mathbf { h } ^ { N } , \\tilde { \\mathbf { e } } ^ { N + 1 } ; \\boldsymbol { \\theta } _ { N } )", + "type": "inline_equation" + }, + { + "bbox": [ + 199, + 366, + 453, + 384 + ], + "score": 1.0, + "content": ". Theorem 2 can be easily extended according to the following:", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 10.5, + "bbox_fs": [ + 104, + 335, + 507, + 384 + ] + }, + { + "type": "text", + "bbox": [ + 105, + 385, + 505, + 409 + ], + "lines": [ + { + "bbox": [ + 104, + 383, + 506, + 401 + ], + "spans": [ + { + "bbox": [ + 104, + 383, + 217, + 401 + ], + "score": 1.0, + "content": "Corollary 1. 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Validation that the method learns to approximate", + "type": "text" + }, + { + "bbox": [ + 453, + 504, + 465, + 514 + ], + "score": 0.7, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 503, + 505, + 516 + ], + "score": 1.0, + "content": ", for fixed", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 513, + 505, + 528 + ], + "spans": [ + { + "bbox": [ + 106, + 515, + 118, + 525 + ], + "score": 0.59, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 119, + 513, + 397, + 528 + ], + "score": 1.0, + "content": ", is provided in the supplementary material. In practice, we update", + "type": "text" + }, + { + "bbox": [ + 397, + 515, + 406, + 525 + ], + "score": 0.82, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 513, + 426, + 528 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 426, + 515, + 438, + 525 + ], + "score": 0.71, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 439, + 513, + 505, + 528 + ], + "score": 1.0, + "content": "simultaneously.", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 525, + 506, + 539 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 506, + 539 + ], + "score": 1.0, + "content": "Some convergence theory is established for this case in (Jaderberg et al., 2016; Czarnecki et al.,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 534, + 141, + 549 + ], + "spans": [ + { + "bbox": [ + 105, + 534, + 141, + 549 + ], + "score": 1.0, + "content": "2017b).", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 20.5, + "bbox_fs": [ + 105, + 480, + 506, + 549 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 570, + 202, + 583 + ], + "lines": [ + { + "bbox": [ + 105, + 569, + 204, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 569, + 204, + 585 + ], + "score": 1.0, + "content": "4 APPLICATIONS", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "title", + "bbox": [ + 106, + 599, + 343, + 610 + ], + "lines": [ + { + "bbox": [ + 105, + 598, + 343, + 612 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 343, + 612 + ], + "score": 1.0, + "content": "4.1 FULLY CONNECTED NETWORKS SOLVING MNIST", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 106, + 620, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 619, + 506, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 619, + 186, + 635 + ], + "score": 1.0, + "content": "First we investigate", + "type": "text" + }, + { + "bbox": [ + 186, + 621, + 327, + 634 + ], + "score": 0.93, + "content": "\\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } ) = ( B ^ { i + 1 } ) ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } ^ { i + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 619, + 506, + 635 + ], + "score": 1.0, + "content": ", which describes a non-symmetric feedback", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 104, + 632, + 506, + 647 + ], + "spans": [ + { + "bbox": [ + 104, + 632, + 506, + 647 + ], + "score": 1.0, + "content": "network (Figure 1). To demonstrate the method can be used to solve simple supervised learning", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 642, + 506, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 506, + 657 + ], + "score": 1.0, + "content": "problems we use node perturbation with a four-layer network and MSE loss to solve MNIST (Figure", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 653, + 506, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 653, + 165, + 668 + ], + "score": 1.0, + "content": "2). Updates to", + "type": "text" + }, + { + "bbox": [ + 165, + 654, + 181, + 665 + ], + "score": 0.89, + "content": "W ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 181, + 653, + 336, + 668 + ], + "score": 1.0, + "content": "are made using the synthetic gradients", + "type": "text" + }, + { + "bbox": [ + 336, + 654, + 406, + 667 + ], + "score": 0.93, + "content": "\\Delta W ^ { i } = \\eta \\tilde { \\mathbf e } ^ { i } \\mathbf h ^ { i - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 653, + 476, + 668 + ], + "score": 1.0, + "content": ", for learning rate", + "type": "text" + }, + { + "bbox": [ + 476, + 657, + 483, + 667 + ], + "score": 0.79, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 483, + 653, + 506, + 668 + ], + "score": 1.0, + "content": ". 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The", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 698, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 195, + 712 + ], + "score": 1.0, + "content": "relative error between", + "type": "text" + }, + { + "bbox": [ + 195, + 698, + 208, + 709 + ], + "score": 0.89, + "content": "B ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 208, + 698, + 226, + 712 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 226, + 698, + 240, + 709 + ], + "score": 0.88, + "content": "W ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 698, + 505, + 712 + ], + "score": 1.0, + "content": "is lower than what is observed for feedback alignment, suggesting", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 232, + 722 + ], + "score": 1.0, + "content": "that this co-adaptation of both", + "type": "text" + }, + { + "bbox": [ + 232, + 709, + 247, + 720 + ], + "score": 0.88, + "content": "W ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 247, + 709, + 267, + 722 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 267, + 709, + 279, + 720 + ], + "score": 0.89, + "content": "B ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 280, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "is indeed beneficial. 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(A) Mean loss plus/minus standard", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 228, + 505, + 240 + ], + "spans": [ + { + "bbox": [ + 106, + 228, + 505, + 240 + ], + "score": 1.0, + "content": "error over 10 runs. Dashed lines represent training loss, solid lines represent test loss. (B) Latent", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 239, + 488, + 251 + ], + "spans": [ + { + "bbox": [ + 105, + 239, + 488, + 251 + ], + "score": 1.0, + "content": "space activations, colored by input label for each method. (C) Sample outputs for each method.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4 + } + ], + "index": 2.5 + }, + { + "type": "text", + "bbox": [ + 106, + 272, + 504, + 294 + ], + "lines": [ + { + "bbox": [ + 106, + 271, + 505, + 284 + ], + "spans": [ + { + "bbox": [ + 106, + 271, + 164, + 284 + ], + "score": 1.0, + "content": "error between", + "type": "text" + }, + { + "bbox": [ + 164, + 272, + 176, + 282 + ], + "score": 0.56, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 176, + 271, + 194, + 284 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 194, + 272, + 203, + 282 + ], + "score": 0.77, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 271, + 505, + 284 + ], + "score": 1.0, + "content": ", suggesting there is an optimal noise level that balances bias in the estimate", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 281, + 368, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 281, + 368, + 295 + ], + "score": 1.0, + "content": "and the ability to co-adapt to the changing feedforward weights.1", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5 + }, + { + "type": "text", + "bbox": [ + 106, + 299, + 505, + 453 + ], + "lines": [ + { + "bbox": [ + 106, + 299, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 106, + 299, + 505, + 312 + ], + "score": 1.0, + "content": "Consistent with the low relative error in both layers, we observe that the alignment (the angle be-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 310, + 506, + 324 + ], + "spans": [ + { + "bbox": [ + 105, + 310, + 378, + 324 + ], + "score": 1.0, + "content": "tween the estimated gradient and the true gradient – proportional to", + "type": "text" + }, + { + "bbox": [ + 379, + 310, + 423, + 322 + ], + "score": 0.89, + "content": "\\mathbf { e } ^ { \\mathsf { T } } W B ^ { \\mathsf { T } } \\bar { \\tilde { \\mathbf { e } } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 423, + 310, + 506, + 324 + ], + "score": 1.0, + "content": "is low in each layer", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 322, + 505, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 322, + 505, + 334 + ], + "score": 1.0, + "content": "– much lower for node perturbation than for feedback alignment, again suggesting that the method", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 333, + 505, + 345 + ], + "spans": [ + { + "bbox": [ + 105, + 333, + 505, + 345 + ], + "score": 1.0, + "content": "is much better at communicating error signals between layers (Figure 2B). In fact, recent studies", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 344, + 506, + 356 + ], + "spans": [ + { + "bbox": [ + 105, + 344, + 506, + 356 + ], + "score": 1.0, + "content": "have shown that sign congruence of the feedforward and feedback matrices is all that is required to", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 354, + 505, + 367 + ], + "spans": [ + { + "bbox": [ + 106, + 354, + 505, + 367 + ], + "score": 1.0, + "content": "achieve good performance (Liao et al., 2016; Xiao et al., 2018). Here the sign congruence is also", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 366, + 505, + 378 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 505, + 378 + ], + "score": 1.0, + "content": "higher in node perturbation, again depending somewhat the variance. The amount of congruence is", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 376, + 506, + 389 + ], + "spans": [ + { + "bbox": [ + 106, + 376, + 506, + 389 + ], + "score": 1.0, + "content": "comparable between layers (Figure 2C). Finally, the learning performance of node perturbation is", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 387, + 505, + 400 + ], + "spans": [ + { + "bbox": [ + 106, + 387, + 505, + 400 + ], + "score": 1.0, + "content": "comparable to backpropagation (Figure 2D), and better than feedback alignment in this case, though", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 398, + 506, + 411 + ], + "spans": [ + { + "bbox": [ + 106, + 398, + 506, + 411 + ], + "score": 1.0, + "content": "not by much. Note that by setting the feedback learning rate to zero, we recover the feedback", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 410, + 505, + 421 + ], + "spans": [ + { + "bbox": [ + 106, + 410, + 505, + 421 + ], + "score": 1.0, + "content": "alignment algorithm. So we should expect to be always able to do at least as well as feedback align-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 419, + 506, + 433 + ], + "spans": [ + { + "bbox": [ + 105, + 419, + 506, + 433 + ], + "score": 1.0, + "content": "ment. These results instead highlight the qualitative differences between the methods, and suggest", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 431, + 505, + 444 + ], + "spans": [ + { + "bbox": [ + 105, + 431, + 505, + 444 + ], + "score": 1.0, + "content": "that node perturbation for learning feedback weights can be used to approximate gradients in deep", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 442, + 149, + 454 + ], + "spans": [ + { + "bbox": [ + 106, + 442, + 149, + 454 + ], + "score": 1.0, + "content": "networks.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 14.5 + }, + { + "type": "title", + "bbox": [ + 108, + 467, + 241, + 478 + ], + "lines": [ + { + "bbox": [ + 105, + 466, + 243, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 243, + 480 + ], + "score": 1.0, + "content": "4.2 AUTO-ENCODING MNIST", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 107, + 488, + 505, + 598 + ], + "lines": [ + { + "bbox": [ + 106, + 487, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 106, + 487, + 505, + 500 + ], + "score": 1.0, + "content": "The above results demonstrate node perturbation provides error signals closely aligned with the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 499, + 505, + 512 + ], + "spans": [ + { + "bbox": [ + 105, + 499, + 505, + 512 + ], + "score": 1.0, + "content": "true gradients. However, performance-wise they do not demonstrate any clear advantage over feed-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 509, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 505, + 524 + ], + "score": 1.0, + "content": "back alignment or backpropagation. A known shortcoming of feedback alignment is in very deep", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 520, + 506, + 533 + ], + "spans": [ + { + "bbox": [ + 105, + 520, + 506, + 533 + ], + "score": 1.0, + "content": "networks and in autoencoding networks with tight bottleneck layers (Lillicrap et al., 2016). To", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 104, + 531, + 505, + 545 + ], + "spans": [ + { + "bbox": [ + 104, + 531, + 419, + 545 + ], + "score": 1.0, + "content": "see if node perturbation has the same shortcoming, we test performance of a", + "type": "text" + }, + { + "bbox": [ + 419, + 531, + 505, + 543 + ], + "score": 0.9, + "content": "\\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } ) =", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 107, + 541, + 505, + 556 + ], + "spans": [ + { + "bbox": [ + 107, + 542, + 161, + 555 + ], + "score": 0.91, + "content": "( B ^ { i + 1 } ) ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } ^ { i + \\mathsf { \\bar { 1 } } }", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 541, + 505, + 556 + ], + "score": 1.0, + "content": "model on a simple auto-encoding network with MNIST input data (size 784-200-2-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 552, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 552, + 505, + 568 + ], + "score": 1.0, + "content": "200-784). In this more challenging case we also compare the method to the ‘matching’ learning", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 564, + 504, + 577 + ], + "spans": [ + { + "bbox": [ + 105, + 564, + 407, + 577 + ], + "score": 1.0, + "content": "rule (Rombouts et al., 2015; Martinolli et al., 2018), in which updates to", + "type": "text" + }, + { + "bbox": [ + 408, + 565, + 417, + 574 + ], + "score": 0.77, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 564, + 492, + 577 + ], + "score": 1.0, + "content": "match updates to", + "type": "text" + }, + { + "bbox": [ + 492, + 565, + 504, + 575 + ], + "score": 0.69, + "content": "W", + "type": "inline_equation" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 575, + 506, + 588 + ], + "spans": [ + { + "bbox": [ + 105, + 575, + 506, + 588 + ], + "score": 1.0, + "content": "and weight decay is added, a denoising autoencoder (DAE) (Vincent et al., 2008), and the ADAM", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 587, + 345, + 599 + ], + "spans": [ + { + "bbox": [ + 106, + 587, + 345, + 599 + ], + "score": 1.0, + "content": "(Kingma & Ba, 2015) optimizer (with backprop gradients).", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 27.5 + }, + { + "type": "text", + "bbox": [ + 107, + 603, + 505, + 703 + ], + "lines": [ + { + "bbox": [ + 105, + 603, + 505, + 616 + ], + "spans": [ + { + "bbox": [ + 105, + 603, + 505, + 616 + ], + "score": 1.0, + "content": "As expected, feedback alignment performs poorly, while node perturbation performs better than", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 614, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 614, + 505, + 628 + ], + "score": 1.0, + "content": "backpropagation (Figure 3A). The increased performance relative to backpropagation may seem", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 625, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 625, + 505, + 639 + ], + "score": 1.0, + "content": "surprising. A possible reason is the addition of noise in our method encourages learning of more", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 636, + 505, + 649 + ], + "spans": [ + { + "bbox": [ + 105, + 636, + 505, + 649 + ], + "score": 1.0, + "content": "robust latent factors (Alain & Bengio, 2015). The DAE also improves the loss over vanilla back-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 648, + 505, + 660 + ], + "spans": [ + { + "bbox": [ + 105, + 648, + 505, + 660 + ], + "score": 1.0, + "content": "propagation (Figure 3A). And, in line with these ideas, the latent space learnt by node perturbation", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 657, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 657, + 505, + 673 + ], + "score": 1.0, + "content": "shows a more uniform separation between the digits, compared to the networks trained by backprop-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 669, + 506, + 683 + ], + "spans": [ + { + "bbox": [ + 105, + 669, + 506, + 683 + ], + "score": 1.0, + "content": "agation. Feedback alignment, in contrast, does not learn to separate digits in the bottleneck layer", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 680, + 505, + 693 + ], + "spans": [ + { + "bbox": [ + 105, + 680, + 505, + 693 + ], + "score": 1.0, + "content": "at all (Figure 3B), resulting in scrambled output (Figure 3C). The matched learning rule performs", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 691, + 505, + 704 + ], + "spans": [ + { + "bbox": [ + 105, + 691, + 505, + 704 + ], + "score": 1.0, + "content": "similarly to backpropagation. These possible explanations are investigated more below. Regardless,", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 37 + } + ], + "page_idx": 5, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 105, + 712, + 503, + 732 + ], + "lines": [ + { + "bbox": [ + 118, + 709, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 118, + 709, + 505, + 723 + ], + "score": 1.0, + "content": "1Code to reproduce these results can be found at: https://github.com/benlansdell/", + "type": "text" + } + ] + }, + { + "bbox": [ + 106, + 721, + 180, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 180, + 732 + ], + "score": 1.0, + "content": "synthfeedback", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 107, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 310, + 762 + ], + "score": 1.0, + "content": "6", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 106, + 79, + 504, + 203 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 106, + 79, + 504, + 203 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 79, + 504, + 203 + ], + "spans": [ + { + "bbox": [ + 106, + 79, + 504, + 203 + ], + "score": 0.96, + "type": "image", + "image_path": "af8281d7dfdbe08df538bc576ae1abf0fb44079866f732ccac3f1ff4cadd9cce.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 106, + 79, + 504, + 120.33333333333334 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 106, + 120.33333333333334, + 504, + 161.66666666666669 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 106, + 161.66666666666669, + 504, + 203.00000000000003 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 216, + 505, + 250 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 217, + 505, + 228 + ], + "spans": [ + { + "bbox": [ + 106, + 217, + 505, + 228 + ], + "score": 1.0, + "content": "Figure 3: Results with five-layer MNIST autoencoder network. (A) Mean loss plus/minus standard", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 228, + 505, + 240 + ], + "spans": [ + { + "bbox": [ + 106, + 228, + 505, + 240 + ], + "score": 1.0, + "content": "error over 10 runs. Dashed lines represent training loss, solid lines represent test loss. (B) Latent", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 239, + 488, + 251 + ], + "spans": [ + { + "bbox": [ + 105, + 239, + 488, + 251 + ], + "score": 1.0, + "content": "space activations, colored by input label for each method. (C) Sample outputs for each method.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4 + } + ], + "index": 2.5 + }, + { + "type": "text", + "bbox": [ + 106, + 272, + 504, + 294 + ], + "lines": [], + "index": 6.5, + "bbox_fs": [ + 105, + 271, + 505, + 295 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 106, + 299, + 505, + 453 + ], + "lines": [ + { + "bbox": [ + 106, + 299, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 106, + 299, + 505, + 312 + ], + "score": 1.0, + "content": "Consistent with the low relative error in both layers, we observe that the alignment (the angle be-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 310, + 506, + 324 + ], + "spans": [ + { + "bbox": [ + 105, + 310, + 378, + 324 + ], + "score": 1.0, + "content": "tween the estimated gradient and the true gradient – proportional to", + "type": "text" + }, + { + "bbox": [ + 379, + 310, + 423, + 322 + ], + "score": 0.89, + "content": "\\mathbf { e } ^ { \\mathsf { T } } W B ^ { \\mathsf { T } } \\bar { \\tilde { \\mathbf { e } } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 423, + 310, + 506, + 324 + ], + "score": 1.0, + "content": "is low in each layer", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 322, + 505, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 322, + 505, + 334 + ], + "score": 1.0, + "content": "– much lower for node perturbation than for feedback alignment, again suggesting that the method", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 333, + 505, + 345 + ], + "spans": [ + { + "bbox": [ + 105, + 333, + 505, + 345 + ], + "score": 1.0, + "content": "is much better at communicating error signals between layers (Figure 2B). In fact, recent studies", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 344, + 506, + 356 + ], + "spans": [ + { + "bbox": [ + 105, + 344, + 506, + 356 + ], + "score": 1.0, + "content": "have shown that sign congruence of the feedforward and feedback matrices is all that is required to", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 354, + 505, + 367 + ], + "spans": [ + { + "bbox": [ + 106, + 354, + 505, + 367 + ], + "score": 1.0, + "content": "achieve good performance (Liao et al., 2016; Xiao et al., 2018). Here the sign congruence is also", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 366, + 505, + 378 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 505, + 378 + ], + "score": 1.0, + "content": "higher in node perturbation, again depending somewhat the variance. The amount of congruence is", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 376, + 506, + 389 + ], + "spans": [ + { + "bbox": [ + 106, + 376, + 506, + 389 + ], + "score": 1.0, + "content": "comparable between layers (Figure 2C). Finally, the learning performance of node perturbation is", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 387, + 505, + 400 + ], + "spans": [ + { + "bbox": [ + 106, + 387, + 505, + 400 + ], + "score": 1.0, + "content": "comparable to backpropagation (Figure 2D), and better than feedback alignment in this case, though", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 398, + 506, + 411 + ], + "spans": [ + { + "bbox": [ + 106, + 398, + 506, + 411 + ], + "score": 1.0, + "content": "not by much. Note that by setting the feedback learning rate to zero, we recover the feedback", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 410, + 505, + 421 + ], + "spans": [ + { + "bbox": [ + 106, + 410, + 505, + 421 + ], + "score": 1.0, + "content": "alignment algorithm. So we should expect to be always able to do at least as well as feedback align-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 419, + 506, + 433 + ], + "spans": [ + { + "bbox": [ + 105, + 419, + 506, + 433 + ], + "score": 1.0, + "content": "ment. These results instead highlight the qualitative differences between the methods, and suggest", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 431, + 505, + 444 + ], + "spans": [ + { + "bbox": [ + 105, + 431, + 505, + 444 + ], + "score": 1.0, + "content": "that node perturbation for learning feedback weights can be used to approximate gradients in deep", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 442, + 149, + 454 + ], + "spans": [ + { + "bbox": [ + 106, + 442, + 149, + 454 + ], + "score": 1.0, + "content": "networks.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 14.5, + "bbox_fs": [ + 105, + 299, + 506, + 454 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 467, + 241, + 478 + ], + "lines": [ + { + "bbox": [ + 105, + 466, + 243, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 243, + 480 + ], + "score": 1.0, + "content": "4.2 AUTO-ENCODING MNIST", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 107, + 488, + 505, + 598 + ], + "lines": [ + { + "bbox": [ + 106, + 487, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 106, + 487, + 505, + 500 + ], + "score": 1.0, + "content": "The above results demonstrate node perturbation provides error signals closely aligned with the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 499, + 505, + 512 + ], + "spans": [ + { + "bbox": [ + 105, + 499, + 505, + 512 + ], + "score": 1.0, + "content": "true gradients. However, performance-wise they do not demonstrate any clear advantage over feed-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 509, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 505, + 524 + ], + "score": 1.0, + "content": "back alignment or backpropagation. A known shortcoming of feedback alignment is in very deep", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 520, + 506, + 533 + ], + "spans": [ + { + "bbox": [ + 105, + 520, + 506, + 533 + ], + "score": 1.0, + "content": "networks and in autoencoding networks with tight bottleneck layers (Lillicrap et al., 2016). To", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 104, + 531, + 505, + 545 + ], + "spans": [ + { + "bbox": [ + 104, + 531, + 419, + 545 + ], + "score": 1.0, + "content": "see if node perturbation has the same shortcoming, we test performance of a", + "type": "text" + }, + { + "bbox": [ + 419, + 531, + 505, + 543 + ], + "score": 0.9, + "content": "\\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } ) =", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 107, + 541, + 505, + 556 + ], + "spans": [ + { + "bbox": [ + 107, + 542, + 161, + 555 + ], + "score": 0.91, + "content": "( B ^ { i + 1 } ) ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } ^ { i + \\mathsf { \\bar { 1 } } }", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 541, + 505, + 556 + ], + "score": 1.0, + "content": "model on a simple auto-encoding network with MNIST input data (size 784-200-2-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 552, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 552, + 505, + 568 + ], + "score": 1.0, + "content": "200-784). In this more challenging case we also compare the method to the ‘matching’ learning", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 564, + 504, + 577 + ], + "spans": [ + { + "bbox": [ + 105, + 564, + 407, + 577 + ], + "score": 1.0, + "content": "rule (Rombouts et al., 2015; Martinolli et al., 2018), in which updates to", + "type": "text" + }, + { + "bbox": [ + 408, + 565, + 417, + 574 + ], + "score": 0.77, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 564, + 492, + 577 + ], + "score": 1.0, + "content": "match updates to", + "type": "text" + }, + { + "bbox": [ + 492, + 565, + 504, + 575 + ], + "score": 0.69, + "content": "W", + "type": "inline_equation" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 575, + 506, + 588 + ], + "spans": [ + { + "bbox": [ + 105, + 575, + 506, + 588 + ], + "score": 1.0, + "content": "and weight decay is added, a denoising autoencoder (DAE) (Vincent et al., 2008), and the ADAM", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 587, + 345, + 599 + ], + "spans": [ + { + "bbox": [ + 106, + 587, + 345, + 599 + ], + "score": 1.0, + "content": "(Kingma & Ba, 2015) optimizer (with backprop gradients).", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 27.5, + "bbox_fs": [ + 104, + 487, + 506, + 599 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 603, + 505, + 703 + ], + "lines": [ + { + "bbox": [ + 105, + 603, + 505, + 616 + ], + "spans": [ + { + "bbox": [ + 105, + 603, + 505, + 616 + ], + "score": 1.0, + "content": "As expected, feedback alignment performs poorly, while node perturbation performs better than", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 614, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 614, + 505, + 628 + ], + "score": 1.0, + "content": "backpropagation (Figure 3A). The increased performance relative to backpropagation may seem", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 625, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 625, + 505, + 639 + ], + "score": 1.0, + "content": "surprising. A possible reason is the addition of noise in our method encourages learning of more", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 636, + 505, + 649 + ], + "spans": [ + { + "bbox": [ + 105, + 636, + 505, + 649 + ], + "score": 1.0, + "content": "robust latent factors (Alain & Bengio, 2015). The DAE also improves the loss over vanilla back-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 648, + 505, + 660 + ], + "spans": [ + { + "bbox": [ + 105, + 648, + 505, + 660 + ], + "score": 1.0, + "content": "propagation (Figure 3A). And, in line with these ideas, the latent space learnt by node perturbation", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 657, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 657, + 505, + 673 + ], + "score": 1.0, + "content": "shows a more uniform separation between the digits, compared to the networks trained by backprop-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 669, + 506, + 683 + ], + "spans": [ + { + "bbox": [ + 105, + 669, + 506, + 683 + ], + "score": 1.0, + "content": "agation. Feedback alignment, in contrast, does not learn to separate digits in the bottleneck layer", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 680, + 505, + 693 + ], + "spans": [ + { + "bbox": [ + 105, + 680, + 505, + 693 + ], + "score": 1.0, + "content": "at all (Figure 3B), resulting in scrambled output (Figure 3C). The matched learning rule performs", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 691, + 505, + 704 + ], + "spans": [ + { + "bbox": [ + 105, + 691, + 505, + 704 + ], + "score": 1.0, + "content": "similarly to backpropagation. These possible explanations are investigated more below. Regardless,", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 81, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 505, + 96 + ], + "score": 1.0, + "content": "these results show that node perturbation is able to successfully communicate error signals through", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 92, + 247, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 92, + 247, + 105 + ], + "score": 1.0, + "content": "thin layers of a network as needed.", + "type": "text", + "cross_page": true + } + ], + "index": 1 + } + ], + "index": 37, + "bbox_fs": [ + 105, + 603, + 506, + 704 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 105 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 505, + 96 + ], + "score": 1.0, + "content": "these results show that node perturbation is able to successfully communicate error signals through", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 92, + 247, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 92, + 247, + 105 + ], + "score": 1.0, + "content": "thin layers of a network as needed.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "title", + "bbox": [ + 106, + 119, + 370, + 130 + ], + "lines": [ + { + "bbox": [ + 106, + 119, + 370, + 132 + ], + "spans": [ + { + "bbox": [ + 106, + 119, + 370, + 132 + ], + "score": 1.0, + "content": "4.3 CONVOLUTIONAL NEURAL NETWORKS SOLVING CIFAR", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 2 + }, + { + "type": "text", + "bbox": [ + 106, + 139, + 505, + 239 + ], + "lines": [ + { + "bbox": [ + 106, + 139, + 506, + 153 + ], + "spans": [ + { + "bbox": [ + 106, + 139, + 506, + 153 + ], + "score": 1.0, + "content": "Convolutional networks are another known shortcoming of feedback alignment. Here we test the", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 151, + 505, + 163 + ], + "spans": [ + { + "bbox": [ + 106, + 151, + 505, + 163 + ], + "score": 1.0, + "content": "method on a convolutional neural network (CNN) solving CIFAR (Krizhevsky, 2009). Refer to the", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 162, + 506, + 175 + ], + "spans": [ + { + "bbox": [ + 105, + 162, + 506, + 175 + ], + "score": 1.0, + "content": "supplementary material for architecture and parameter details. For this network we learn feedback", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 104, + 169, + 506, + 187 + ], + "spans": [ + { + "bbox": [ + 104, + 169, + 336, + 187 + ], + "score": 1.0, + "content": "weights direct from the output layer to each earlier layer:", + "type": "text" + }, + { + "bbox": [ + 336, + 172, + 480, + 185 + ], + "score": 0.92, + "content": "\\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } ) = ( B ^ { i + 1 } ) ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 169, + 506, + 187 + ], + "score": 1.0, + "content": "(sim-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 183, + 505, + 197 + ], + "spans": [ + { + "bbox": [ + 105, + 183, + 505, + 197 + ], + "score": 1.0, + "content": "ilar to ‘direct feedback alignment’ (Nøkland, 2016)). Here this was solved by gradient-descent.", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 194, + 505, + 208 + ], + "spans": [ + { + "bbox": [ + 106, + 194, + 278, + 208 + ], + "score": 1.0, + "content": "On CIFAR10 we obtain a test accuracy of", + "type": "text" + }, + { + "bbox": [ + 279, + 195, + 298, + 205 + ], + "score": 0.87, + "content": "7 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 298, + 194, + 505, + 208 + ], + "score": 1.0, + "content": ". When compared with fixed feedback weights and", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 206, + 504, + 218 + ], + "spans": [ + { + "bbox": [ + 106, + 206, + 504, + 218 + ], + "score": 1.0, + "content": "backpropagation, we see it is advantageous to learn feedback weights on CIFAR10 and marginally", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 217, + 505, + 230 + ], + "spans": [ + { + "bbox": [ + 105, + 217, + 505, + 230 + ], + "score": 1.0, + "content": "advantageous on CIFAR100 (Table 1). This shows the method can be used in a CNN, and can solve", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 227, + 365, + 241 + ], + "spans": [ + { + "bbox": [ + 106, + 227, + 365, + 241 + ], + "score": 1.0, + "content": "challenging computer vision problems without weight transport.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 7 + }, + { + "type": "table", + "bbox": [ + 170, + 293, + 438, + 332 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 105, + 249, + 504, + 273 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 249, + 505, + 262 + ], + "spans": [ + { + "bbox": [ + 106, + 249, + 505, + 262 + ], + "score": 1.0, + "content": "Table 1: Mean test accuracy of CNN over 5 runs trained with backpropagation, node perturbation", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 261, + 411, + 273 + ], + "spans": [ + { + "bbox": [ + 106, + 261, + 411, + 273 + ], + "score": 1.0, + "content": "and direct feedback alignment (DFA) (Nøkland, 2016; Crafton et al., 2019).", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12.5 + }, + { + "type": "table_body", + "bbox": [ + 170, + 293, + 438, + 332 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 170, + 293, + 438, + 332 + ], + "spans": [ + { + "bbox": [ + 170, + 293, + 438, + 332 + ], + "score": 0.967, + "html": "
datasetbackpropagationnode perturbationDFA
CIFAR1076.9±0.174.8±0.272.4±0.2
CIFAR10051.2±0.148.1±0.247.3±0.1
", + "type": "table", + "image_path": "bd105315874b999d99107fb085298860379828c5cfcd5d648e022c8cf8c07d59.jpg" + } + ] + } + ], + "index": 15, + "virtual_lines": [ + { + "bbox": [ + 170, + 293, + 438, + 306.0 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 170, + 306.0, + 438, + 319.0 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 170, + 319.0, + 438, + 332.0 + ], + "spans": [], + "index": 16 + } + ] + } + ], + "index": 13.75 + }, + { + "type": "title", + "bbox": [ + 105, + 353, + 460, + 364 + ], + "lines": [ + { + "bbox": [ + 105, + 352, + 461, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 461, + 365 + ], + "score": 1.0, + "content": "4.4 WHAT IS HELPING, NOISY ACTIVATIONS OR APPROXIMATING THE GRADIENT?", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "text", + "bbox": [ + 106, + 373, + 505, + 505 + ], + "lines": [ + { + "bbox": [ + 105, + 372, + 505, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 372, + 505, + 387 + ], + "score": 1.0, + "content": "To solve the credit assignment problem, our method utilizes two well-explored strategies in deep", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 384, + 505, + 397 + ], + "spans": [ + { + "bbox": [ + 106, + 384, + 505, + 397 + ], + "score": 1.0, + "content": "learning: adding noise (generally used to regularize (Bengio et al., 2013; Gulcehre et al., 2016;", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 104, + 394, + 506, + 409 + ], + "spans": [ + { + "bbox": [ + 104, + 394, + 506, + 409 + ], + "score": 1.0, + "content": "Neelakantan et al., 2015; Bishop, 1995)), and approximating the true gradients (Jaderberg et al.,", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 405, + 505, + 419 + ], + "spans": [ + { + "bbox": [ + 105, + 405, + 505, + 419 + ], + "score": 1.0, + "content": "2016). To determine which of these features are responsible for the improvement in performance", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 415, + 506, + 431 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 506, + 431 + ], + "score": 1.0, + "content": "over fixed weights, in the autoencoding and CIFAR10 cases, we study the performance while varying", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 428, + 505, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 428, + 505, + 441 + ], + "score": 1.0, + "content": "where noise is added to the models (Table 2). Noise can be added to the activations (BP and FA w.", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 439, + 505, + 451 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 505, + 451 + ], + "score": 1.0, + "content": "noise, Table 2), or to the inputs, as in a denoising autoencoder (DAE, Table 2). Or, noise can be used", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 449, + 506, + 463 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 506, + 463 + ], + "score": 1.0, + "content": "only in obtaining an estimator of the true gradients (as in our method; NP, Table 2). For comparison,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 104, + 461, + 505, + 473 + ], + "spans": [ + { + "bbox": [ + 104, + 461, + 505, + 473 + ], + "score": 1.0, + "content": "a noiseless version of our method must instead assume access to the true gradients, and use this", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 472, + 506, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 472, + 506, + 484 + ], + "score": 1.0, + "content": "to learn feedback weights (i.e. synthetic gradients (Jaderberg et al., 2016); SG, Table 2). Each of", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 483, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 106, + 483, + 505, + 495 + ], + "score": 1.0, + "content": "these models is tested on the autoencoding and CIFAR10 tasks, allowing us to better understand the", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 495, + 293, + 506 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 293, + 506 + ], + "score": 1.0, + "content": "performance of the node perturbation method.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 23.5 + }, + { + "type": "table", + "bbox": [ + 137, + 582, + 477, + 677 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 107, + 516, + 505, + 561 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 105, + 516, + 505, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 505, + 529 + ], + "score": 1.0, + "content": "Table 2: Mean loss (plus/minus standard error) on autoencoding MNIST task (left) and mean accu-", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 527, + 506, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 506, + 540 + ], + "score": 1.0, + "content": "racy on CIFAR10 task (right). Shaded cells indicate methods which do not use weight transport or", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 539, + 505, + 550 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 505, + 550 + ], + "score": 1.0, + "content": "exact gradient supervision. Best performance indicated in boldface. Implementation details of each", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 550, + 309, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 309, + 561 + ], + "score": 1.0, + "content": "method is provided in the supplementary material.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 31.5 + }, + { + "type": "table_caption", + "bbox": [ + 182, + 570, + 270, + 580 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 181, + 569, + 271, + 581 + ], + "spans": [ + { + "bbox": [ + 181, + 569, + 271, + 581 + ], + "score": 1.0, + "content": "(a) MNIST autoencoder", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "table_caption", + "bbox": [ + 347, + 570, + 445, + 580 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 346, + 569, + 446, + 581 + ], + "spans": [ + { + "bbox": [ + 346, + 569, + 446, + 581 + ], + "score": 1.0, + "content": "(b) CIFAR10 classification", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 35 + }, + { + "type": "table_body", + "bbox": [ + 137, + 582, + 477, + 677 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 137, + 582, + 477, + 677 + ], + "spans": [ + { + "bbox": [ + 137, + 582, + 477, + 677 + ], + "score": 0.603, + "html": "
methodnoiseno noisemethodnoiseno noise
BP(SGD)536.8±2.1609.8±14.4BP DFA76.8±0.276.9±0.1
BP(ADAM)522.3±0.4533.3±2.272.4±0.272.3±0.1
FA768.2±2.7759.1±3.3 NP (ours)74.8±0.275.3±0.3
DAE539.8±4.9SG 一
NP (ours) 515.3±4.1
SG521.6±2.3
Matched629.9±1.1615.0±0.4
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Noise benefits performance for both SGD", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 721, + 506, + 732 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 506, + 732 + ], + "score": 1.0, + "content": "optimization and ADAM (Kingma & Ba, 2015). 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Here we test the", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 151, + 505, + 163 + ], + "spans": [ + { + "bbox": [ + 106, + 151, + 505, + 163 + ], + "score": 1.0, + "content": "method on a convolutional neural network (CNN) solving CIFAR (Krizhevsky, 2009). Refer to the", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 162, + 506, + 175 + ], + "spans": [ + { + "bbox": [ + 105, + 162, + 506, + 175 + ], + "score": 1.0, + "content": "supplementary material for architecture and parameter details. For this network we learn feedback", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 104, + 169, + 506, + 187 + ], + "spans": [ + { + "bbox": [ + 104, + 169, + 336, + 187 + ], + "score": 1.0, + "content": "weights direct from the output layer to each earlier layer:", + "type": "text" + }, + { + "bbox": [ + 336, + 172, + 480, + 185 + ], + "score": 0.92, + "content": "\\mathbf { g } ( \\mathbf { h } ^ { i } , \\tilde { \\mathbf { e } } ^ { i + 1 } ; B ^ { i + 1 } ) = ( B ^ { i + 1 } ) ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 169, + 506, + 187 + ], + "score": 1.0, + "content": "(sim-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 183, + 505, + 197 + ], + "spans": [ + { + "bbox": [ + 105, + 183, + 505, + 197 + ], + "score": 1.0, + "content": "ilar to ‘direct feedback alignment’ (Nøkland, 2016)). Here this was solved by gradient-descent.", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 194, + 505, + 208 + ], + "spans": [ + { + "bbox": [ + 106, + 194, + 278, + 208 + ], + "score": 1.0, + "content": "On CIFAR10 we obtain a test accuracy of", + "type": "text" + }, + { + "bbox": [ + 279, + 195, + 298, + 205 + ], + "score": 0.87, + "content": "7 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 298, + 194, + 505, + 208 + ], + "score": 1.0, + "content": ". When compared with fixed feedback weights and", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 206, + 504, + 218 + ], + "spans": [ + { + "bbox": [ + 106, + 206, + 504, + 218 + ], + "score": 1.0, + "content": "backpropagation, we see it is advantageous to learn feedback weights on CIFAR10 and marginally", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 217, + 505, + 230 + ], + "spans": [ + { + "bbox": [ + 105, + 217, + 505, + 230 + ], + "score": 1.0, + "content": "advantageous on CIFAR100 (Table 1). This shows the method can be used in a CNN, and can solve", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 227, + 365, + 241 + ], + "spans": [ + { + "bbox": [ + 106, + 227, + 365, + 241 + ], + "score": 1.0, + "content": "challenging computer vision problems without weight transport.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 7, + "bbox_fs": [ + 104, + 139, + 506, + 241 + ] + }, + { + "type": "table", + "bbox": [ + 170, + 293, + 438, + 332 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 105, + 249, + 504, + 273 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 249, + 505, + 262 + ], + "spans": [ + { + "bbox": [ + 106, + 249, + 505, + 262 + ], + "score": 1.0, + "content": "Table 1: Mean test accuracy of CNN over 5 runs trained with backpropagation, node perturbation", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 261, + 411, + 273 + ], + "spans": [ + { + "bbox": [ + 106, + 261, + 411, + 273 + ], + "score": 1.0, + "content": "and direct feedback alignment (DFA) (Nøkland, 2016; Crafton et al., 2019).", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12.5 + }, + { + "type": "table_body", + "bbox": [ + 170, + 293, + 438, + 332 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 170, + 293, + 438, + 332 + ], + "spans": [ + { + "bbox": [ + 170, + 293, + 438, + 332 + ], + "score": 0.967, + "html": "
datasetbackpropagationnode perturbationDFA
CIFAR1076.9±0.174.8±0.272.4±0.2
CIFAR10051.2±0.148.1±0.247.3±0.1
", + "type": "table", + "image_path": "bd105315874b999d99107fb085298860379828c5cfcd5d648e022c8cf8c07d59.jpg" + } + ] + } + ], + "index": 15, + "virtual_lines": [ + { + "bbox": [ + 170, + 293, + 438, + 306.0 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 170, + 306.0, + 438, + 319.0 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 170, + 319.0, + 438, + 332.0 + ], + "spans": [], + "index": 16 + } + ] + } + ], + "index": 13.75 + }, + { + "type": "title", + "bbox": [ + 105, + 353, + 460, + 364 + ], + "lines": [ + { + "bbox": [ + 105, + 352, + 461, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 461, + 365 + ], + "score": 1.0, + "content": "4.4 WHAT IS HELPING, NOISY ACTIVATIONS OR APPROXIMATING THE GRADIENT?", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "text", + "bbox": [ + 106, + 373, + 505, + 505 + ], + "lines": [ + { + "bbox": [ + 105, + 372, + 505, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 372, + 505, + 387 + ], + "score": 1.0, + "content": "To solve the credit assignment problem, our method utilizes two well-explored strategies in deep", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 384, + 505, + 397 + ], + "spans": [ + { + "bbox": [ + 106, + 384, + 505, + 397 + ], + "score": 1.0, + "content": "learning: adding noise (generally used to regularize (Bengio et al., 2013; Gulcehre et al., 2016;", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 104, + 394, + 506, + 409 + ], + "spans": [ + { + "bbox": [ + 104, + 394, + 506, + 409 + ], + "score": 1.0, + "content": "Neelakantan et al., 2015; Bishop, 1995)), and approximating the true gradients (Jaderberg et al.,", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 405, + 505, + 419 + ], + "spans": [ + { + "bbox": [ + 105, + 405, + 505, + 419 + ], + "score": 1.0, + "content": "2016). To determine which of these features are responsible for the improvement in performance", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 415, + 506, + 431 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 506, + 431 + ], + "score": 1.0, + "content": "over fixed weights, in the autoencoding and CIFAR10 cases, we study the performance while varying", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 428, + 505, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 428, + 505, + 441 + ], + "score": 1.0, + "content": "where noise is added to the models (Table 2). Noise can be added to the activations (BP and FA w.", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 439, + 505, + 451 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 505, + 451 + ], + "score": 1.0, + "content": "noise, Table 2), or to the inputs, as in a denoising autoencoder (DAE, Table 2). Or, noise can be used", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 449, + 506, + 463 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 506, + 463 + ], + "score": 1.0, + "content": "only in obtaining an estimator of the true gradients (as in our method; NP, Table 2). For comparison,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 104, + 461, + 505, + 473 + ], + "spans": [ + { + "bbox": [ + 104, + 461, + 505, + 473 + ], + "score": 1.0, + "content": "a noiseless version of our method must instead assume access to the true gradients, and use this", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 472, + 506, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 472, + 506, + 484 + ], + "score": 1.0, + "content": "to learn feedback weights (i.e. synthetic gradients (Jaderberg et al., 2016); SG, Table 2). Each of", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 483, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 106, + 483, + 505, + 495 + ], + "score": 1.0, + "content": "these models is tested on the autoencoding and CIFAR10 tasks, allowing us to better understand the", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 495, + 293, + 506 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 293, + 506 + ], + "score": 1.0, + "content": "performance of the node perturbation method.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 23.5, + "bbox_fs": [ + 104, + 372, + 506, + 506 + ] + }, + { + "type": "table", + "bbox": [ + 137, + 582, + 477, + 677 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 107, + 516, + 505, + 561 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 105, + 516, + 505, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 505, + 529 + ], + "score": 1.0, + "content": "Table 2: Mean loss (plus/minus standard error) on autoencoding MNIST task (left) and mean accu-", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 527, + 506, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 506, + 540 + ], + "score": 1.0, + "content": "racy on CIFAR10 task (right). Shaded cells indicate methods which do not use weight transport or", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 539, + 505, + 550 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 505, + 550 + ], + "score": 1.0, + "content": "exact gradient supervision. Best performance indicated in boldface. Implementation details of each", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 550, + 309, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 309, + 561 + ], + "score": 1.0, + "content": "method is provided in the supplementary material.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 31.5 + }, + { + "type": "table_caption", + "bbox": [ + 182, + 570, + 270, + 580 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 181, + 569, + 271, + 581 + ], + "spans": [ + { + "bbox": [ + 181, + 569, + 271, + 581 + ], + "score": 1.0, + "content": "(a) MNIST autoencoder", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "table_caption", + "bbox": [ + 347, + 570, + 445, + 580 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 346, + 569, + 446, + 581 + ], + "spans": [ + { + "bbox": [ + 346, + 569, + 446, + 581 + ], + "score": 1.0, + "content": "(b) CIFAR10 classification", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 35 + }, + { + "type": "table_body", + "bbox": [ + 137, + 582, + 477, + 677 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 137, + 582, + 477, + 677 + ], + "spans": [ + { + "bbox": [ + 137, + 582, + 477, + 677 + ], + "score": 0.603, + "html": "
methodnoiseno noisemethodnoiseno noise
BP(SGD)536.8±2.1609.8±14.4BP DFA76.8±0.276.9±0.1
BP(ADAM)522.3±0.4533.3±2.272.4±0.272.3±0.1
FA768.2±2.7759.1±3.3 NP (ours)74.8±0.275.3±0.3
DAE539.8±4.9SG 一
NP (ours) 515.3±4.1
SG521.6±2.3
Matched629.9±1.1615.0±0.4
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Noise benefits performance for both SGD", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 721, + 506, + 732 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 506, + 732 + ], + "score": 1.0, + "content": "optimization and ADAM (Kingma & Ba, 2015). In fact in this task, the combination of both of", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 82, + 505, + 94 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 94 + ], + "score": 1.0, + "content": "these factors (i.e. our method) results in better performance over either alone. Yet, the addition of", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "noise to the activations does not help feedback alignment. This suggests that our method is indeed", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 105, + 505, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 505, + 118 + ], + "score": 1.0, + "content": "learning useful approximations of the error signals, and is not merely improving due to the addition", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "score": 1.0, + "content": "of noise to the system. In the CIFAR10 task (Table 2, right), the addition of noise to the activations", + "type": "text", + "cross_page": true + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 506, + 140 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 506, + 140 + ], + "score": 1.0, + "content": "has minimal effect on performance, while having access to the true gradients (SG) does result in", + "type": "text", + "cross_page": true + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 505, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 505, + 150 + ], + "score": 1.0, + "content": "improved performance over fixed feedback weights. Thus in these tasks it appears that noise does", + "type": "text", + "cross_page": true + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 148, + 506, + 162 + ], + "spans": [ + { + "bbox": [ + 105, + 148, + 506, + 162 + ], + "score": 1.0, + "content": "not always help, but using a less-based gradient estimator does, and noisy activations are one way of", + "type": "text", + "cross_page": true + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 160, + 505, + 171 + ], + "spans": [ + { + "bbox": [ + 106, + 160, + 505, + 171 + ], + "score": 1.0, + "content": "obtaining an unbiased gradient estimator. Our method also is the best performing method that does", + "type": "text", + "cross_page": true + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 171, + 461, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 171, + 461, + 183 + ], + "score": 1.0, + "content": "not require either weight transport or access to the true gradients as a supervisory signal.", + "type": "text", + "cross_page": true + } + ], + "index": 8 + } + ], + "index": 40, + "bbox_fs": [ + 105, + 698, + 506, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 182 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 505, + 94 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 94 + ], + "score": 1.0, + "content": "these factors (i.e. our method) results in better performance over either alone. Yet, the addition of", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "noise to the activations does not help feedback alignment. This suggests that our method is indeed", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 105, + 505, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 505, + 118 + ], + "score": 1.0, + "content": "learning useful approximations of the error signals, and is not merely improving due to the addition", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "score": 1.0, + "content": "of noise to the system. In the CIFAR10 task (Table 2, right), the addition of noise to the activations", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 506, + 140 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 506, + 140 + ], + "score": 1.0, + "content": "has minimal effect on performance, while having access to the true gradients (SG) does result in", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 505, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 505, + 150 + ], + "score": 1.0, + "content": "improved performance over fixed feedback weights. Thus in these tasks it appears that noise does", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 148, + 506, + 162 + ], + "spans": [ + { + "bbox": [ + 105, + 148, + 506, + 162 + ], + "score": 1.0, + "content": "not always help, but using a less-based gradient estimator does, and noisy activations are one way of", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 160, + 505, + 171 + ], + "spans": [ + { + "bbox": [ + 106, + 160, + 505, + 171 + ], + "score": 1.0, + "content": "obtaining an unbiased gradient estimator. Our method also is the best performing method that does", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 171, + 461, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 171, + 461, + 183 + ], + "score": 1.0, + "content": "not require either weight transport or access to the true gradients as a supervisory signal.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 4 + }, + { + "type": "title", + "bbox": [ + 108, + 199, + 190, + 212 + ], + "lines": [ + { + "bbox": [ + 105, + 198, + 192, + 214 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 192, + 214 + ], + "score": 1.0, + "content": "5 DISCUSSION", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 9 + }, + { + "type": "text", + "bbox": [ + 107, + 225, + 505, + 325 + ], + "lines": [ + { + "bbox": [ + 105, + 225, + 505, + 238 + ], + "spans": [ + { + "bbox": [ + 105, + 225, + 505, + 238 + ], + "score": 1.0, + "content": "Here we implement a perturbation-based synthetic gradient method to train neural networks. We", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 235, + 505, + 250 + ], + "spans": [ + { + "bbox": [ + 105, + 235, + 505, + 250 + ], + "score": 1.0, + "content": "show that this hybrid approach can be used in both fully connected and convolutional networks. By", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 247, + 505, + 261 + ], + "spans": [ + { + "bbox": [ + 105, + 247, + 505, + 261 + ], + "score": 1.0, + "content": "removing the symmetric feedforward/feedback weight requirement imposed by backpropagation,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 257, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 105, + 257, + 505, + 272 + ], + "score": 1.0, + "content": "this approach is a step towards more biologically-plausible deep learning. By reaching compara-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 269, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 269, + 505, + 282 + ], + "score": 1.0, + "content": "ble performance to backpropagation on MNIST, the method is able to solve larger problems than", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 279, + 506, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 506, + 295 + ], + "score": 1.0, + "content": "perturbation-only methods (Xie & Seung, 2004; Fiete et al., 2007; Werfel et al., 2005). By working", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "score": 1.0, + "content": "in cases that feedback alignment fails, the method can provide learning without weight transport in", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 302, + 505, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 505, + 315 + ], + "score": 1.0, + "content": "a more diverse set of network architectures. We thus believe the idea of integrating both local and", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 313, + 504, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 504, + 326 + ], + "score": 1.0, + "content": "global feedback signals is a promising direction towards biologically plausible learning algorithms.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 14 + }, + { + "type": "text", + "bbox": [ + 107, + 330, + 505, + 440 + ], + "lines": [ + { + "bbox": [ + 105, + 329, + 506, + 343 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 506, + 343 + ], + "score": 1.0, + "content": "Of course, the method does not solve all issues with implementing gradient-based learning in a", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 341, + 505, + 352 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 505, + 352 + ], + "score": 1.0, + "content": "biologically plausible manner. For instance, in the current implementation, the forward and the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 352, + 505, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 505, + 364 + ], + "score": 1.0, + "content": "backwards passes are locked. Here we just focus on the weight transport problem. A current draw-", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 362, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 505, + 375 + ], + "score": 1.0, + "content": "back is that the method does not reach state-of-the-art performance on more challenging datasets", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 373, + 505, + 386 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 505, + 386 + ], + "score": 1.0, + "content": "like CIFAR. We focused on demonstrating that it is advantageous to learn feedback weights, when", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 385, + 506, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 506, + 397 + ], + "score": 1.0, + "content": "compared with fixed weights, and successfully did so in a number of cases. However, we did not", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 396, + 505, + 409 + ], + "spans": [ + { + "bbox": [ + 105, + 396, + 505, + 409 + ], + "score": 1.0, + "content": "use any additional data augmentation and regularization methods often employed to reach state-of-", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "score": 1.0, + "content": "the-art performance. Thus fully characterizing the performance of this method remains important", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "score": 1.0, + "content": "future work. The method also does not tackle the temporal credit assignment problem, which has", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 429, + 471, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 429, + 471, + 441 + ], + "score": 1.0, + "content": "also seen recent progress in biologically plausible implementation Ororbia et al. (2019b;a).", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 23.5 + }, + { + "type": "text", + "bbox": [ + 107, + 446, + 505, + 534 + ], + "lines": [ + { + "bbox": [ + 105, + 444, + 505, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 444, + 505, + 459 + ], + "score": 1.0, + "content": "However the method does has a number of computational advantages. First, without weight trans-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 457, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 457, + 505, + 469 + ], + "score": 1.0, + "content": "port the method has better data-movement performance (Crafton et al., 2019; Akrout et al., 2019),", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 468, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 505, + 480 + ], + "score": 1.0, + "content": "meaning it may be more efficiently implemented than backpropagation on specialized hardware.", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 479, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 505, + 491 + ], + "score": 1.0, + "content": "Second, by relying on random perturbations to measure gradients, the method does not rely on the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 490, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 106, + 490, + 505, + 501 + ], + "score": 1.0, + "content": "environment to provide gradients (compared with e.g. Czarnecki et al. (2017a); Jaderberg et al.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 501, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 106, + 501, + 505, + 513 + ], + "score": 1.0, + "content": "(2016)). Our theoretical results are somewhat similar to that of Alain & Bengio (2015), who demon-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 512, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 512, + 505, + 524 + ], + "score": 1.0, + "content": "strate that a denoising autoencoder converges to the unperturbed solution as Gaussian noise goes to", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 523, + 385, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 385, + 535 + ], + "score": 1.0, + "content": "zero. However our results apply to subgaussian noise more generally.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32.5 + }, + { + "type": "text", + "bbox": [ + 107, + 539, + 505, + 671 + ], + "lines": [ + { + "bbox": [ + 106, + 538, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 106, + 538, + 505, + 552 + ], + "score": 1.0, + "content": "While previous research has provided some insight and theory for how feedback alignment works", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 550, + 504, + 562 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 504, + 562 + ], + "score": 1.0, + "content": "(Lillicrap et al., 2016; Ororbia et al., 2018; Moskovitz et al., 2018; Bartunov et al., 2018; Baldi et al.,", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 560, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 560, + 505, + 574 + ], + "score": 1.0, + "content": "2018) the effect remains somewhat mysterious, and not applicable in some network architectures.", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 570, + 506, + 587 + ], + "spans": [ + { + "bbox": [ + 104, + 570, + 506, + 587 + ], + "score": 1.0, + "content": "Recent studies have shown that some of these weaknesses can be addressed by instead imposing sign", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 582, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 505, + 596 + ], + "score": 1.0, + "content": "congruent feedforward and feedback matrices (Xiao et al., 2018). Yet what mechanism may produce", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 595, + 505, + 606 + ], + "spans": [ + { + "bbox": [ + 105, + 595, + 505, + 606 + ], + "score": 1.0, + "content": "congruence in biological networks is unknown. Here we show that the shortcomings of feedback", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "score": 1.0, + "content": "alignment can be addressed in another way: the system can learn to adjust weights as needed to", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 616, + 506, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 506, + 629 + ], + "score": 1.0, + "content": "provide a useful error signal. Our work is closely related to Akrout et al. (2019), which also uses", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "score": 1.0, + "content": "perturbations to learn feedback weights. However our approach does not divide learning into two", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "score": 1.0, + "content": "phases, and training of the feedback weights does not occur in a layer-wise fashion, assuming only", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 649, + 505, + 662 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 505, + 662 + ], + "score": 1.0, + "content": "one layer is noisy at a time, which is a strong assumption. Here instead we focus on combining", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 661, + 240, + 672 + ], + "spans": [ + { + "bbox": [ + 106, + 661, + 240, + 672 + ], + "score": 1.0, + "content": "global and local learning signals.", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 42.5 + }, + { + "type": "text", + "bbox": [ + 107, + 677, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 677, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 106, + 677, + 505, + 689 + ], + "score": 1.0, + "content": "Here we tested our method in an idealized setting. However the method is consistent with neuro-", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 686, + 505, + 702 + ], + "spans": [ + { + "bbox": [ + 105, + 686, + 505, + 702 + ], + "score": 1.0, + "content": "biology in two important ways. First, it involves separate learning of feedforward and feedback", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "weights. This is possible in cortical networks, where complex feedback connections exist between", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 708, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 708, + 506, + 722 + ], + "score": 1.0, + "content": "layers (Lacefield et al., 2019; Richards & Lillicrap, 2019) and pyramidal cells have apical and basal", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "score": 1.0, + "content": "compartments that allow for separate integration of feedback and feedforward signals (Guerguiev", + "type": "text" + } + ], + "index": 53 + } + ], + "index": 51 + } + ], + "page_idx": 7, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "score": 1.0, + "content": "8", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 182 + ], + "lines": [], + "index": 4, + "bbox_fs": [ + 105, + 82, + 506, + 183 + ], + "lines_deleted": true + }, + { + "type": "title", + "bbox": [ + 108, + 199, + 190, + 212 + ], + "lines": [ + { + "bbox": [ + 105, + 198, + 192, + 214 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 192, + 214 + ], + "score": 1.0, + "content": "5 DISCUSSION", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 9 + }, + { + "type": "text", + "bbox": [ + 107, + 225, + 505, + 325 + ], + "lines": [ + { + "bbox": [ + 105, + 225, + 505, + 238 + ], + "spans": [ + { + "bbox": [ + 105, + 225, + 505, + 238 + ], + "score": 1.0, + "content": "Here we implement a perturbation-based synthetic gradient method to train neural networks. We", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 235, + 505, + 250 + ], + "spans": [ + { + "bbox": [ + 105, + 235, + 505, + 250 + ], + "score": 1.0, + "content": "show that this hybrid approach can be used in both fully connected and convolutional networks. By", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 247, + 505, + 261 + ], + "spans": [ + { + "bbox": [ + 105, + 247, + 505, + 261 + ], + "score": 1.0, + "content": "removing the symmetric feedforward/feedback weight requirement imposed by backpropagation,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 257, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 105, + 257, + 505, + 272 + ], + "score": 1.0, + "content": "this approach is a step towards more biologically-plausible deep learning. By reaching compara-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 269, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 269, + 505, + 282 + ], + "score": 1.0, + "content": "ble performance to backpropagation on MNIST, the method is able to solve larger problems than", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 279, + 506, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 506, + 295 + ], + "score": 1.0, + "content": "perturbation-only methods (Xie & Seung, 2004; Fiete et al., 2007; Werfel et al., 2005). By working", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "score": 1.0, + "content": "in cases that feedback alignment fails, the method can provide learning without weight transport in", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 302, + 505, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 505, + 315 + ], + "score": 1.0, + "content": "a more diverse set of network architectures. We thus believe the idea of integrating both local and", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 313, + 504, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 504, + 326 + ], + "score": 1.0, + "content": "global feedback signals is a promising direction towards biologically plausible learning algorithms.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 14, + "bbox_fs": [ + 105, + 225, + 506, + 326 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 330, + 505, + 440 + ], + "lines": [ + { + "bbox": [ + 105, + 329, + 506, + 343 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 506, + 343 + ], + "score": 1.0, + "content": "Of course, the method does not solve all issues with implementing gradient-based learning in a", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 341, + 505, + 352 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 505, + 352 + ], + "score": 1.0, + "content": "biologically plausible manner. For instance, in the current implementation, the forward and the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 352, + 505, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 505, + 364 + ], + "score": 1.0, + "content": "backwards passes are locked. Here we just focus on the weight transport problem. A current draw-", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 362, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 505, + 375 + ], + "score": 1.0, + "content": "back is that the method does not reach state-of-the-art performance on more challenging datasets", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 373, + 505, + 386 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 505, + 386 + ], + "score": 1.0, + "content": "like CIFAR. We focused on demonstrating that it is advantageous to learn feedback weights, when", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 385, + 506, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 506, + 397 + ], + "score": 1.0, + "content": "compared with fixed weights, and successfully did so in a number of cases. However, we did not", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 396, + 505, + 409 + ], + "spans": [ + { + "bbox": [ + 105, + 396, + 505, + 409 + ], + "score": 1.0, + "content": "use any additional data augmentation and regularization methods often employed to reach state-of-", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "score": 1.0, + "content": "the-art performance. Thus fully characterizing the performance of this method remains important", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "score": 1.0, + "content": "future work. The method also does not tackle the temporal credit assignment problem, which has", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 429, + 471, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 429, + 471, + 441 + ], + "score": 1.0, + "content": "also seen recent progress in biologically plausible implementation Ororbia et al. (2019b;a).", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 23.5, + "bbox_fs": [ + 105, + 329, + 506, + 441 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 446, + 505, + 534 + ], + "lines": [ + { + "bbox": [ + 105, + 444, + 505, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 444, + 505, + 459 + ], + "score": 1.0, + "content": "However the method does has a number of computational advantages. First, without weight trans-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 457, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 457, + 505, + 469 + ], + "score": 1.0, + "content": "port the method has better data-movement performance (Crafton et al., 2019; Akrout et al., 2019),", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 468, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 505, + 480 + ], + "score": 1.0, + "content": "meaning it may be more efficiently implemented than backpropagation on specialized hardware.", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 479, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 505, + 491 + ], + "score": 1.0, + "content": "Second, by relying on random perturbations to measure gradients, the method does not rely on the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 490, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 106, + 490, + 505, + 501 + ], + "score": 1.0, + "content": "environment to provide gradients (compared with e.g. Czarnecki et al. (2017a); Jaderberg et al.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 501, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 106, + 501, + 505, + 513 + ], + "score": 1.0, + "content": "(2016)). Our theoretical results are somewhat similar to that of Alain & Bengio (2015), who demon-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 512, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 512, + 505, + 524 + ], + "score": 1.0, + "content": "strate that a denoising autoencoder converges to the unperturbed solution as Gaussian noise goes to", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 523, + 385, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 385, + 535 + ], + "score": 1.0, + "content": "zero. However our results apply to subgaussian noise more generally.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32.5, + "bbox_fs": [ + 105, + 444, + 505, + 535 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 539, + 505, + 671 + ], + "lines": [ + { + "bbox": [ + 106, + 538, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 106, + 538, + 505, + 552 + ], + "score": 1.0, + "content": "While previous research has provided some insight and theory for how feedback alignment works", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 550, + 504, + 562 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 504, + 562 + ], + "score": 1.0, + "content": "(Lillicrap et al., 2016; Ororbia et al., 2018; Moskovitz et al., 2018; Bartunov et al., 2018; Baldi et al.,", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 560, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 560, + 505, + 574 + ], + "score": 1.0, + "content": "2018) the effect remains somewhat mysterious, and not applicable in some network architectures.", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 570, + 506, + 587 + ], + "spans": [ + { + "bbox": [ + 104, + 570, + 506, + 587 + ], + "score": 1.0, + "content": "Recent studies have shown that some of these weaknesses can be addressed by instead imposing sign", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 582, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 505, + 596 + ], + "score": 1.0, + "content": "congruent feedforward and feedback matrices (Xiao et al., 2018). Yet what mechanism may produce", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 595, + 505, + 606 + ], + "spans": [ + { + "bbox": [ + 105, + 595, + 505, + 606 + ], + "score": 1.0, + "content": "congruence in biological networks is unknown. Here we show that the shortcomings of feedback", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "score": 1.0, + "content": "alignment can be addressed in another way: the system can learn to adjust weights as needed to", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 616, + 506, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 506, + 629 + ], + "score": 1.0, + "content": "provide a useful error signal. Our work is closely related to Akrout et al. (2019), which also uses", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "score": 1.0, + "content": "perturbations to learn feedback weights. However our approach does not divide learning into two", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "score": 1.0, + "content": "phases, and training of the feedback weights does not occur in a layer-wise fashion, assuming only", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 649, + 505, + 662 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 505, + 662 + ], + "score": 1.0, + "content": "one layer is noisy at a time, which is a strong assumption. Here instead we focus on combining", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 661, + 240, + 672 + ], + "spans": [ + { + "bbox": [ + 106, + 661, + 240, + 672 + ], + "score": 1.0, + "content": "global and local learning signals.", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 42.5, + "bbox_fs": [ + 104, + 538, + 506, + 672 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 677, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 677, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 106, + 677, + 505, + 689 + ], + "score": 1.0, + "content": "Here we tested our method in an idealized setting. However the method is consistent with neuro-", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 686, + 505, + 702 + ], + "spans": [ + { + "bbox": [ + 105, + 686, + 505, + 702 + ], + "score": 1.0, + "content": "biology in two important ways. First, it involves separate learning of feedforward and feedback", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "weights. This is possible in cortical networks, where complex feedback connections exist between", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 708, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 708, + 506, + 722 + ], + "score": 1.0, + "content": "layers (Lacefield et al., 2019; Richards & Lillicrap, 2019) and pyramidal cells have apical and basal", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "score": 1.0, + "content": "compartments that allow for separate integration of feedback and feedforward signals (Guerguiev", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 105, + 83, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 83, + 505, + 95 + ], + "score": 1.0, + "content": "et al., 2017; Kording & K ¨ onig, 2001). A recent finding that apical dendrites receive reward informa- ¨", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "tion is particularly interesting (Lacefield et al., 2019). Models like Guerguiev et al. (2017) show how", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 105, + 506, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 506, + 118 + ], + "score": 1.0, + "content": "the ideas in this paper may be implemented in spiking neural networks. We believe such models can", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 116, + 466, + 128 + ], + "spans": [ + { + "bbox": [ + 106, + 116, + 466, + 128 + ], + "score": 1.0, + "content": "be augmented with a perturbation-based rule like ours to provide a better learning system.", + "type": "text", + "cross_page": true + } + ], + "index": 3 + } + ], + "index": 51, + "bbox_fs": [ + 105, + 677, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 504, + 126 + ], + "lines": [ + { + "bbox": [ + 105, + 83, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 83, + 505, + 95 + ], + "score": 1.0, + "content": "et al., 2017; Kording & K ¨ onig, 2001). A recent finding that apical dendrites receive reward informa- ¨", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "tion is particularly interesting (Lacefield et al., 2019). Models like Guerguiev et al. (2017) show how", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 105, + 506, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 506, + 118 + ], + "score": 1.0, + "content": "the ideas in this paper may be implemented in spiking neural networks. We believe such models can", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 116, + 466, + 128 + ], + "spans": [ + { + "bbox": [ + 106, + 116, + 466, + 128 + ], + "score": 1.0, + "content": "be augmented with a perturbation-based rule like ours to provide a better learning system.", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 1.5 + }, + { + "type": "text", + "bbox": [ + 106, + 132, + 505, + 242 + ], + "lines": [ + { + "bbox": [ + 105, + 131, + 505, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 131, + 505, + 145 + ], + "score": 1.0, + "content": "The second feature is that perturbations are used to learn the feedback weights. How can a neu-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 143, + 505, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 143, + 505, + 156 + ], + "score": 1.0, + "content": "ron measure these perturbations? There are many plausible mechanisms (Seung, 2003; Xie & Se-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "score": 1.0, + "content": "ung, 2004; Fiete & Seung, 2006; Fiete et al., 2007). For instance, birdsong learning uses empiric", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 164, + 506, + 179 + ], + "spans": [ + { + "bbox": [ + 105, + 164, + 506, + 179 + ], + "score": 1.0, + "content": "synapses from area LMAN (Fiete et al., 2007), others proposed it is approximated (Legenstein et al.,", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 175, + 505, + 189 + ], + "spans": [ + { + "bbox": [ + 105, + 175, + 505, + 189 + ], + "score": 1.0, + "content": "2010; Hoerzer et al., 2014), or neurons could use a learning rule that does not require knowing the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 186, + 505, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 186, + 505, + 199 + ], + "score": 1.0, + "content": "noise (Lansdell & Kording, 2018). Further, our model involves the subtraction of a baseline loss", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 198, + 506, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 506, + 210 + ], + "score": 1.0, + "content": "to reduce the variance of the estimator. This does not affect the expected value of the estimator", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 209, + 505, + 222 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 505, + 222 + ], + "score": 1.0, + "content": "– technically the baseline could be removed or replaced with an approximation (Legenstein et al.,", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 220, + 505, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 505, + 232 + ], + "score": 1.0, + "content": "2010; Loewenstein & Seung, 2006). Thus both separation of feedforward and feedback systems and", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 231, + 358, + 244 + ], + "spans": [ + { + "bbox": [ + 105, + 231, + 358, + 244 + ], + "score": 1.0, + "content": "perturbation-based estimators can be implemented by neurons.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 8.5 + }, + { + "type": "text", + "bbox": [ + 107, + 248, + 505, + 303 + ], + "lines": [ + { + "bbox": [ + 105, + 247, + 505, + 261 + ], + "spans": [ + { + "bbox": [ + 105, + 247, + 505, + 261 + ], + "score": 1.0, + "content": "As RL-based methods do not scale by themselves, and exact gradient signals are infeasible, the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 259, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 505, + 272 + ], + "score": 1.0, + "content": "brain may well use a feedback system trained through reinforcement signals to usefully approximate", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 269, + 506, + 283 + ], + "spans": [ + { + "bbox": [ + 105, + 269, + 506, + 283 + ], + "score": 1.0, + "content": "gradients. There is a large space of plausible learning rules that can learn to use feedback signals in", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 281, + 505, + 293 + ], + "spans": [ + { + "bbox": [ + 106, + 281, + 505, + 293 + ], + "score": 1.0, + "content": "order to more efficiently learn, and these promise to inform both models of learning in the brain and", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 292, + 450, + 304 + ], + "spans": [ + { + "bbox": [ + 106, + 292, + 450, + 304 + ], + "score": 1.0, + "content": "learning algorithms in artificial networks. 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Garnett (eds.), Advances in Neural Information Processing", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 115, + 666, + 504, + 681 + ], + "spans": [ + { + "bbox": [ + 115, + 666, + 504, + 681 + ], + "score": 1.0, + "content": "Systems 30, pp. 4278–4287. Curran Associates, Inc., 2017a. 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} ( c _ { h } \\xi _ { j } ^ { i } ) ^ { m + 1 } \\right] | \\mathbf { x } , \\mathbf { y } \\right) } \\\\ { = ( W ^ { i + 1 } ) ^ { \\mathsf { T } } \\mathbf { e } ^ { i + 1 } + \\mathbb { E } \\left( \\frac { 1 } { c _ { h } ^ { 2 } } \\displaystyle \\sum _ { m = 2 } ^ { \\infty } \\frac { \\mathcal { L } _ { i j } ^ { ( m ) } } { m ! } ( c _ { h } \\xi _ { j } ^ { i } ) ^ { m + 1 } | \\mathbf { x } , \\mathbf { y } \\right) . } \\end{array}", + "type": "interline_equation", + "image_path": "35a7c0ef2eb8fcd35bb0e503081bb781d40cf4a6b7800610054b3986caeed300.jpg" + } + ] + } + ], + "index": 23, + "virtual_lines": [ + { + "bbox": [ + 167, + 433, + 443, + 456.6666666666667 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 167, + 456.6666666666667, + 443, + 480.33333333333337 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 167, + 480.33333333333337, + 443, + 504.00000000000006 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 508, + 505, + 532 + ], + "lines": [ + { + "bbox": [ + 105, + 506, + 506, + 523 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 277, + 523 + ], + "score": 1.0, + "content": "Taken together these suggest we can prove", + "type": "text" + }, + { + "bbox": [ + 278, + 507, + 339, + 520 + ], + "score": 0.92, + "content": "\\hat { B } ^ { i + 1 } \\to W ^ { i + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 506, + 506, + 523 + ], + "score": 1.0, + "content": "in the same way we prove consistency of", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 520, + 241, + 533 + ], + "spans": [ + { + "bbox": [ + 106, + 520, + 241, + 533 + ], + "score": 1.0, + "content": "the linear least squares estimator.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25.5 + }, + { + "type": "text", + "bbox": [ + 105, + 537, + 503, + 560 + ], + "lines": [ + { + "bbox": [ + 106, + 537, + 505, + 550 + ], + "spans": [ + { + "bbox": [ + 106, + 537, + 505, + 550 + ], + "score": 1.0, + "content": "For this to work we must show the expectation of the Taylor series approximation (1) is well behaved.", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 547, + 385, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 547, + 385, + 561 + ], + "score": 1.0, + "content": "That is, we must show the expected remainder term of the expansion:", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 27.5 + }, + { + "type": "interline_equation", + "bbox": [ + 212, + 564, + 397, + 599 + ], + "lines": [ + { + "bbox": [ + 212, + 564, + 397, + 599 + ], + "spans": [ + { + "bbox": [ + 212, + 564, + 397, + 599 + ], + "score": 0.94, + "content": "\\mathcal { E } _ { j } ^ { i } ( c _ { h } ) = \\mathbb { E } \\left[ \\frac { 1 } { c _ { h } ^ { 2 } } \\sum _ { m = 2 } ^ { \\infty } \\frac { \\mathcal { L } _ { i j } ^ { ( m ) } } { m ! 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This requires some additional assumptions on the problem.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 620, + 255, + 632 + ], + "lines": [ + { + "bbox": [ + 106, + 618, + 256, + 634 + ], + "spans": [ + { + "bbox": [ + 106, + 618, + 256, + 634 + ], + "score": 1.0, + "content": "We make the following assumptions:", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 132, + 641, + 477, + 698 + ], + "lines": [ + { + "bbox": [ + 132, + 640, + 267, + 653 + ], + "spans": [ + { + "bbox": [ + 132, + 640, + 198, + 653 + ], + "score": 1.0, + "content": "• A1: the noise", + "type": "text" + }, + { + "bbox": [ + 199, + 641, + 205, + 653 + ], + "score": 0.83, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 205, + 640, + 267, + 653 + ], + "score": 1.0, + "content": "is subgaussian,", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 132, + 655, + 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Data", + "type": "text" + }, + { + "bbox": [ + 311, + 106, + 356, + 118 + ], + "score": 0.93, + "content": "( \\mathbf { x } , \\mathbf { y } ) \\in \\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 105, + 477, + 119 + ], + "score": 1.0, + "content": "are drawn from a distribution", + "type": "text" + }, + { + "bbox": [ + 477, + 109, + 483, + 118 + ], + "score": 0.76, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 483, + 105, + 505, + 119 + ], + "score": 1.0, + "content": ". 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Then", + "type": "text" + }, + { + "bbox": [ + 163, + 405, + 183, + 416 + ], + "score": 0.89, + "content": "B ^ { \\mathsf { T } } \\tilde { \\mathbf { e } }", + "type": "inline_equation" + }, + { + "bbox": [ + 183, + 405, + 314, + 419 + ], + "score": 1.0, + "content": "is deterministic with respect to", + "type": "text" + }, + { + "bbox": [ + 314, + 408, + 333, + 418 + ], + "score": 0.83, + "content": "\\mathbf x , \\mathbf y", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 405, + 396, + 419 + ], + "score": 1.0, + "content": "and, assuming", + "type": "text" + }, + { + "bbox": [ + 396, + 405, + 404, + 416 + ], + "score": 0.85, + "content": "\\tilde { \\mathcal { L } }", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 405, + 505, + 419 + ], + "score": 1.0, + "content": "has a convergent power", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 417, + 244, + 429 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 162, + 429 + ], + "score": 1.0, + "content": "series around", + "type": "text" + }, + { + "bbox": [ + 162, + 417, + 186, + 429 + ], + "score": 0.92, + "content": "\\xi = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 186, + 417, + 244, + 429 + ], + "score": 1.0, + "content": ", we can write", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20, + "bbox_fs": [ + 105, + 393, + 505, + 429 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 167, + 433, + 443, + 504 + ], + "lines": [ + { + "bbox": [ + 167, + 433, + 443, + 504 + ], + "spans": [ + { + "bbox": [ + 167, + 433, + 443, + 504 + ], + "score": 0.95, + "content": "\\begin{array} { r } { \\mathbb { E } ( \\hat { \\lambda ^ { i } } | \\mathbf { x } , \\mathbf { y } ) = \\mathbb { E } \\left( \\frac { 1 } { c _ { h } ^ { 2 } } \\left[ \\frac { \\partial \\mathcal { L } } { \\partial h ^ { i } } ( c _ { h } \\xi _ { j } ^ { i } ) ^ { 2 } + \\displaystyle \\sum _ { m = 2 } ^ { \\infty } \\frac { \\mathcal { L } _ { i j } ^ { ( m ) } } { m ! 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This requires some additional assumptions on the problem.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31, + "bbox_fs": [ + 105, + 601, + 489, + 617 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 620, + 255, + 632 + ], + "lines": [ + { + "bbox": [ + 106, + 618, + 256, + 634 + ], + "spans": [ + { + "bbox": [ + 106, + 618, + 256, + 634 + ], + "score": 1.0, + "content": "We make the following assumptions:", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32, + "bbox_fs": [ + 106, + 618, + 256, + 634 + ] + }, + { + "type": "list", + "bbox": [ + 132, + 641, + 477, + 698 + ], + "lines": [ + { + "bbox": [ + 132, + 640, + 267, + 653 + ], + "spans": [ + { + "bbox": [ + 132, + 640, + 198, + 653 + ], + "score": 1.0, + "content": "• A1: the noise", + "type": "text" + }, + { + "bbox": [ + 199, + 641, + 205, + 653 + ], + "score": 0.83, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 205, + 640, + 267, + 653 + ], + "score": 1.0, + "content": "is subgaussian,", + "type": "text" + } + ], + "index": 33, + "is_list_start_line": true + }, + { + "bbox": [ + 132, + 655, + 331, + 668 + ], + "spans": [ + { + "bbox": [ + 132, + 655, + 228, + 668 + ], + "score": 1.0, + "content": "• A2: the loss function", + "type": "text" + }, + { + "bbox": [ + 229, + 656, + 261, + 668 + ], + "score": 0.93, + "content": "\\mathcal { L } ( \\mathbf { x } , \\mathbf { y } )", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 655, + 318, + 668 + ], + "score": 1.0, + "content": "is analytic on", + "type": "text" + }, + { + "bbox": [ + 318, + 657, + 327, + 666 + ], + "score": 0.81, + "content": "\\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 655, + 331, + 668 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 34, + "is_list_start_line": true + }, + { + "bbox": [ + 131, + 669, + 476, + 684 + ], + "spans": [ + { + "bbox": [ + 131, + 669, + 233, + 684 + ], + "score": 1.0, + "content": "• A3: the error matrices", + "type": "text" + }, + { + "bbox": [ + 233, + 669, + 264, + 683 + ], + "score": 0.93, + "content": "\\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\top }", + "type": "inline_equation" + }, + { + "bbox": [ + 265, + 669, + 334, + 684 + ], + "score": 1.0, + "content": "are full rank, for", + "type": "text" + }, + { + "bbox": [ + 334, + 671, + 396, + 682 + ], + "score": 0.9, + "content": "1 \\leq i \\leq N + 1", + "type": "inline_equation" + }, + { + "bbox": [ + 397, + 669, + 476, + 684 + ], + "score": 1.0, + "content": ", with probability 1,", + "type": "text" + } + ], + "index": 35, + "is_list_start_line": true + }, + { + "bbox": [ + 132, + 685, + 379, + 697 + ], + "spans": [ + { + "bbox": [ + 132, + 685, + 379, + 697 + ], + "score": 1.0, + "content": "• A4: the mean of the remainder and error terms is bounded:", + "type": "text" + } + ], + "index": 36, + "is_list_start_line": true + } + ], + "index": 34.5, + "bbox_fs": [ + 131, + 640, + 476, + 697 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 271, + 700, + 374, + 716 + ], + "lines": [ + { + "bbox": [ + 271, + 700, + 374, + 716 + ], + "spans": [ + { + "bbox": [ + 271, + 700, + 374, + 716 + ], + "score": 0.91, + "content": "\\mathbb { E } \\left[ \\mathcal { E } ^ { i } ( c _ { h } ) ( \\tilde { \\mathbf { e } } ^ { i + 1 } ) ^ { \\mathsf { T } } \\right] < \\infty ,", + "type": "interline_equation", + "image_path": "f2340423fa4f7dcdc8df0c2108a9b9b3f1b4aa6989e4fd0732b26e4bb6502cbc.jpg" + } + ] + } + ], + "index": 37, + "virtual_lines": [ + { + "bbox": [ + 271, + 700, + 374, + 716 + ], + "spans": [], + "index": 37 + } + ] + }, + { + "type": "text", + "bbox": [ + 142, + 720, + 204, + 733 + ], + "lines": [ + { + "bbox": [ + 141, + 720, + 202, + 733 + ], + "spans": [ + { + "bbox": [ + 141, + 720, + 156, + 733 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 156, + 720, + 202, + 732 + ], + "score": 0.86, + "content": "1 \\leq i \\leq N", + "type": "inline_equation" + } + ], + "index": 38 + } + ], + "index": 38, + "bbox_fs": [ + 141, + 720, + 202, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 504, + 105 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 353, + 96 + ], + "score": 1.0, + "content": "Consider first convergence of the final layer feedback matrix,", + "type": "text" + }, + { + "bbox": [ + 353, + 82, + 379, + 93 + ], + "score": 0.9, + "content": "B ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 380, + 80, + 506, + 96 + ], + "score": 1.0, + "content": ". In the final layer it is true that", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 90, + 171, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 92, + 167, + 104 + ], + "score": 0.9, + "content": "\\mathbf e ^ { N + 1 } = \\tilde { \\mathbf e } ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 167, + 90, + 171, + 105 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 105, + 106, + 504, + 120 + ], + "lines": [ + { + "bbox": [ + 105, + 105, + 506, + 122 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 233, + 122 + ], + "score": 1.0, + "content": "Theorem 1. Assume A1-4. For", + "type": "text" + }, + { + "bbox": [ + 234, + 107, + 373, + 121 + ], + "score": 0.9, + "content": "{ \\bf g } _ { F A } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \\tilde { \\bf e } ^ { i + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 373, + 105, + 506, + 122 + ], + "score": 1.0, + "content": ", then the least squares estimator", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 2 + }, + { + "type": "interline_equation", + "bbox": [ + 210, + 125, + 401, + 143 + ], + "lines": [ + { + "bbox": [ + 210, + 125, + 401, + 143 + ], + "spans": [ + { + "bbox": [ + 210, + 125, + 401, + 143 + ], + "score": 0.92, + "content": "( \\hat { B } ^ { N + 1 } ) ^ { \\top } : = \\hat { \\lambda } ^ { N } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\left( \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\right) ^ { - 1 } ,", + "type": "interline_equation", + "image_path": "a65ad288fe60f3077deb598dced11cfe5cbf7c83d8674ebae83ca04f9487ddf9.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 210, + 125, + 401, + 143 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 147, + 389, + 159 + ], + "lines": [ + { + "bbox": [ + 106, + 147, + 389, + 161 + ], + "spans": [ + { + "bbox": [ + 106, + 147, + 389, + 161 + ], + "score": 1.0, + "content": "solves (3) and converges to the true feedback matrix, in the sense that:", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "interline_equation", + "bbox": [ + 246, + 164, + 364, + 186 + ], + "lines": [ + { + "bbox": [ + 246, + 164, + 364, + 186 + ], + "spans": [ + { + "bbox": [ + 246, + 164, + 364, + 186 + ], + "score": 0.93, + "content": "\\operatorname * { l i m } _ { c _ { h } 0 } \\operatorname * { p l i m } _ { T \\infty } \\hat { B } ^ { N + 1 } = W ^ { N + 1 } .", + "type": "interline_equation", + "image_path": "9237b5eae0bb30910c4ede3e621d04c88dbc4a681e740b925d7e38c3cceeaa87.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 246, + 164, + 364, + 186 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 197, + 506, + 244 + ], + "lines": [ + { + "bbox": [ + 100, + 193, + 506, + 239 + ], + "spans": [ + { + "bbox": [ + 100, + 193, + 183, + 222 + ], + "score": 1.0, + "content": "Proof. Let L(m)ij :", + "type": "text" + }, + { + "bbox": [ + 100, + 196, + 152, + 239 + ], + "score": 1.0, + "content": "mator (2) c", + "type": "text" + }, + { + "bbox": [ + 153, + 198, + 212, + 218 + ], + "score": 0.94, + "content": "\\begin{array} { r } { \\mathcal { L } _ { i j } ^ { ( m ) } : = \\frac { \\partial ^ { m } \\mathcal { L } } { \\partial h _ { j } ^ { i m } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 212, + 196, + 252, + 239 + ], + "score": 1.0, + "content": ". We firste gradient", + "type": "text" + }, + { + "bbox": [ + 272, + 196, + 284, + 239 + ], + "score": 1.0, + "content": "thas", + "type": "text" + }, + { + "bbox": [ + 318, + 196, + 362, + 239 + ], + "score": 1.0, + "content": "r A1-2, the. For each", + "type": "text" + }, + { + "bbox": [ + 377, + 196, + 506, + 239 + ], + "score": 1.0, + "content": "ditional expectation of the esti-, by A2, we have the following", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 252, + 216, + 377, + 233 + ], + "spans": [ + { + "bbox": [ + 252, + 216, + 272, + 233 + ], + "score": 0.93, + "content": "\\mathcal { L } _ { N j } ^ { ( 1 ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 285, + 219, + 318, + 231 + ], + "score": 0.9, + "content": "c _ { h } 0", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 217, + 377, + 233 + ], + "score": 0.91, + "content": "\\hat { \\lambda } _ { j } ^ { N }", + "type": "inline_equation" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 232, + 231, + 244 + ], + "spans": [ + { + "bbox": [ + 106, + 232, + 202, + 244 + ], + "score": 1.0, + "content": "series expanded around", + "type": "text" + }, + { + "bbox": [ + 203, + 232, + 227, + 243 + ], + "score": 0.91, + "content": "\\xi = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 232, + 231, + 244 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7 + }, + { + "type": "interline_equation", + "bbox": [ + 238, + 248, + 372, + 283 + ], + "lines": [ + { + "bbox": [ + 238, + 248, + 372, + 283 + ], + "spans": [ + { + "bbox": [ + 238, + 248, + 372, + 283 + ], + "score": 0.94, + "content": "\\hat { \\lambda _ { j } ^ { N } } = \\frac { 1 } { c _ { h } ^ { 2 } } \\sum _ { m = 1 } ^ { \\infty } \\frac { \\mathcal { L } _ { i j } ^ { ( m ) } } { m ! } ( c _ { h } \\xi _ { j } ^ { N } ) ^ { m + 1 } .", + "type": "interline_equation", + "image_path": "890c468292abebddec9c84d45ace7c30c053dc285f076b1b8512690e70383420.jpg" + } + ] + } + ], + "index": 9.5, + "virtual_lines": [ + { + "bbox": [ + 238, + 248, + 372, + 265.5 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 238, + 265.5, + 372, + 283.0 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 287, + 264, + 299 + ], + "lines": [ + { + "bbox": [ + 105, + 285, + 266, + 302 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 266, + 302 + ], + "score": 1.0, + "content": "Taking a conditional expectation gives:", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "interline_equation", + "bbox": [ + 163, + 304, + 447, + 339 + ], + "lines": [ + { + "bbox": [ + 163, + 304, + 447, + 339 + ], + "spans": [ + { + "bbox": [ + 163, + 304, + 447, + 339 + ], + "score": 0.95, + "content": "\\mathbb { E } ( \\hat { \\lambda } _ { j } ^ { N } | \\mathbf { x } , \\mathbf { y } ) = ( W ^ { N + 1 } ) ^ { \\top } \\mathbf { e } ^ { N + 1 } + \\mathbb { E } \\left[ \\frac { 1 } { c _ { h } ^ { 2 } } \\sum _ { m = 2 } ^ { \\infty } \\frac { \\mathcal { L } _ { N j } ^ { ( m ) } } { m ! } ( c _ { h } \\xi _ { j } ^ { N } ) ^ { m + 1 } | \\mathbf { x } , \\mathbf { y } \\right] .", + "type": "interline_equation", + "image_path": "08dd3dd41fae0f764d29cfe757f4ea08f0d9a7c8b146d6a33f51c0964903e151.jpg" + } + ] + } + ], + "index": 13, + "virtual_lines": [ + { + "bbox": [ + 163, + 304, + 447, + 315.6666666666667 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 163, + 315.6666666666667, + 447, + 327.33333333333337 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 163, + 327.33333333333337, + 447, + 339.00000000000006 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 343, + 245, + 354 + ], + "lines": [ + { + "bbox": [ + 106, + 343, + 245, + 355 + ], + "spans": [ + { + "bbox": [ + 106, + 343, + 245, + 355 + ], + "score": 1.0, + "content": "We must show the remainder term", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "interline_equation", + "bbox": [ + 209, + 358, + 401, + 393 + ], + "lines": [ + { + "bbox": [ + 209, + 358, + 401, + 393 + ], + "spans": [ + { + "bbox": [ + 209, + 358, + 401, + 393 + ], + "score": 0.94, + "content": "\\mathcal { E } ^ { N } ( c _ { h } ) = \\mathbb { E } \\left[ \\frac { 1 } { c _ { h } ^ { 2 } } \\sum _ { m = 2 } ^ { \\infty } \\frac { \\mathcal { L } _ { N j } ^ { ( m ) } } { m ! } ( c _ { h } \\xi _ { j } ^ { N } ) ^ { m + 1 } | \\mathbf { x } , \\mathbf { y } \\right] ,", + "type": "interline_equation", + "image_path": "206a3c0bbe758bb4ddc1149793010057d566de60f34b1118b6289ff334fa0306.jpg" + } + ] + } + ], + "index": 16.5, + "virtual_lines": [ + { + "bbox": [ + 209, + 358, + 401, + 375.5 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 209, + 375.5, + 401, + 393.0 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "text", + "bbox": [ + 104, + 398, + 504, + 422 + ], + "lines": [ + { + "bbox": [ + 105, + 398, + 505, + 412 + ], + "spans": [ + { + "bbox": [ + 105, + 398, + 171, + 412 + ], + "score": 1.0, + "content": "goes to zero as", + "type": "text" + }, + { + "bbox": [ + 172, + 399, + 206, + 410 + ], + "score": 0.9, + "content": "c _ { h } 0", + "type": "inline_equation" + }, + { + "bbox": [ + 206, + 398, + 359, + 412 + ], + "score": 1.0, + "content": ". 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Using Jensen’s inequality and the triangle inequality in the first line, we have that", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5 + }, + { + "type": "interline_equation", + "bbox": [ + 135, + 426, + 476, + 548 + ], + "lines": [ + { + "bbox": [ + 135, + 426, + 476, + 548 + ], + "spans": [ + { + "bbox": [ + 135, + 426, + 476, + 548 + ], + "score": 0.96, + "content": "\\begin{array} { r l } { \\left| \\mathcal { E } ^ { N } ( c _ { h } ) \\right| \\leq \\mathbb { E } \\left[ \\frac { 1 } { c _ { h } ^ { 2 } } \\displaystyle \\sum _ { m = 2 } ^ { \\infty } \\left| \\frac { \\mathcal { L } _ { N j } ^ { ( m ) } } { m ! } \\right| | c _ { h } \\xi _ { j } ^ { N | m + 1 } | \\mathbf { x } , \\mathbf { y } \\right] , } & { \\forall ( \\mathbf { x } , \\mathbf { y } ) \\in \\mathcal { D } } \\\\ { \\displaystyle [ \\mathrm { m o n o t o n e ~ c o n v e r g e n c e } ] } & { = \\displaystyle \\sum _ { m = 2 } ^ { \\infty } \\left| \\frac { \\mathcal { L } _ { N j } ^ { ( m ) } } { m ! } \\right| ( c _ { h } ) ^ { m - 1 } \\mathbb { E } \\left[ | \\xi _ { j } ^ { N } | ^ { m + 1 } \\right] } \\\\ { \\displaystyle [ \\mathrm { s u b g a u s s i a n } ] } & { \\leq K \\displaystyle \\sum _ { m = 2 } ^ { \\infty } \\left| \\frac { \\mathcal { L } _ { N j } ^ { ( m ) } } { m ! } \\right| ( c _ { h } ) ^ { m - 1 } ( \\sqrt { m + 1 } ) ^ { m + 1 } } \\\\ & { = \\mathcal { O } ( c _ { h } ) \\qquad \\mathrm { a s } c _ { h } \\to 0 . } \\end{array}", + "type": "interline_equation", + "image_path": "36df50d18eec291fa096984226d6f5adf3c8a09bacc58a6699e827031695d153.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 135, + 426, + 476, + 466.6666666666667 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 135, + 466.6666666666667, + 476, + 507.33333333333337 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 135, + 507.33333333333337, + 476, + 548.0 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 556, + 487, + 569 + ], + "lines": [ + { + "bbox": [ + 105, + 554, + 488, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 488, + 572 + ], + "score": 1.0, + "content": "With this in place, we have that the problem (9) is close to a linear least squares problem, since", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23 + }, + { + "type": "interline_equation", + "bbox": [ + 222, + 573, + 387, + 590 + ], + "lines": [ + { + "bbox": [ + 222, + 573, + 387, + 590 + ], + "spans": [ + { + "bbox": [ + 222, + 573, + 387, + 590 + ], + "score": 0.91, + "content": "\\hat { \\lambda } ^ { N } = ( { \\cal W } ^ { N + 1 } ) ^ { \\top } { \\bf e } ^ { N + 1 } + \\xi ^ { N } ( c _ { h } ) + \\eta ^ { N } ,", + "type": "interline_equation", + "image_path": "926f63c80d8a84bf513d7fe00026318a801869a24b01065e06d46862d01196ec.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 222, + 573, + 387, + 590 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 594, + 352, + 609 + ], + "lines": [ + { + "bbox": [ + 105, + 593, + 352, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 593, + 160, + 610 + ], + "score": 1.0, + "content": "with residual", + "type": "text" + }, + { + "bbox": [ + 161, + 595, + 261, + 609 + ], + "score": 0.93, + "content": "\\eta ^ { N } = \\hat { \\lambda } ^ { N } - \\mathbb { E } ( \\hat { \\lambda } ^ { N } | \\mathbf x , \\mathbf y )", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 593, + 352, + 610 + ], + "score": 1.0, + "content": ". 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For", + "type": "text" + }, + { + "bbox": [ + 234, + 107, + 373, + 121 + ], + "score": 0.9, + "content": "{ \\bf g } _ { F A } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \\tilde { \\bf e } ^ { i + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 373, + 105, + 506, + 122 + ], + "score": 1.0, + "content": ", then the least squares estimator", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 2, + "bbox_fs": [ + 105, + 105, + 506, + 122 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 210, + 125, + 401, + 143 + ], + "lines": [ + { + "bbox": [ + 210, + 125, + 401, + 143 + ], + "spans": [ + { + "bbox": [ + 210, + 125, + 401, + 143 + ], + "score": 0.92, + "content": "( \\hat { B } ^ { N + 1 } ) ^ { \\top } : = \\hat { \\lambda } ^ { N } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\left( \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\right) ^ { - 1 } ,", + "type": "interline_equation", + "image_path": "a65ad288fe60f3077deb598dced11cfe5cbf7c83d8674ebae83ca04f9487ddf9.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 210, + 125, + 401, + 143 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 147, + 389, + 159 + ], + "lines": [ + { + "bbox": [ + 106, + 147, + 389, + 161 + ], + "spans": [ + { + "bbox": [ + 106, + 147, + 389, + 161 + ], + "score": 1.0, + "content": "solves (3) and converges to the true feedback matrix, in the sense that:", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4, + "bbox_fs": [ + 106, + 147, + 389, + 161 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 246, + 164, + 364, + 186 + ], + "lines": [ + { + "bbox": [ + 246, + 164, + 364, + 186 + ], + "spans": [ + { + "bbox": [ + 246, + 164, + 364, + 186 + ], + "score": 0.93, + "content": "\\operatorname * { l i m } _ { c _ { h } 0 } \\operatorname * { p l i m } _ { T \\infty } \\hat { B } ^ { N + 1 } = W ^ { N + 1 } .", + "type": "interline_equation", + "image_path": "9237b5eae0bb30910c4ede3e621d04c88dbc4a681e740b925d7e38c3cceeaa87.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 246, + 164, + 364, + 186 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "list", + "bbox": [ + 106, + 197, + 506, + 244 + ], + "lines": [ + { + "bbox": [ + 100, + 193, + 506, + 239 + ], + "spans": [ + { + "bbox": [ + 100, + 193, + 183, + 222 + ], + "score": 1.0, + "content": "Proof. Let L(m)ij :", + "type": "text" + }, + { + "bbox": [ + 100, + 196, + 152, + 239 + ], + "score": 1.0, + "content": "mator (2) c", + "type": "text" + }, + { + "bbox": [ + 153, + 198, + 212, + 218 + ], + "score": 0.94, + "content": "\\begin{array} { r } { \\mathcal { L } _ { i j } ^ { ( m ) } : = \\frac { \\partial ^ { m } \\mathcal { L } } { \\partial h _ { j } ^ { i m } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 212, + 196, + 252, + 239 + ], + "score": 1.0, + "content": ". We firste gradient", + "type": "text" + }, + { + "bbox": [ + 272, + 196, + 284, + 239 + ], + "score": 1.0, + "content": "thas", + "type": "text" + }, + { + "bbox": [ + 318, + 196, + 362, + 239 + ], + "score": 1.0, + "content": "r A1-2, the. 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Using Jensen’s inequality and the triangle inequality in the first line, we have that", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5, + "bbox_fs": [ + 105, + 398, + 505, + 423 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 135, + 426, + 476, + 548 + ], + "lines": [ + { + "bbox": [ + 135, + 426, + 476, + 548 + ], + "spans": [ + { + "bbox": [ + 135, + 426, + 476, + 548 + ], + "score": 0.96, + "content": "\\begin{array} { r l } { \\left| \\mathcal { E } ^ { N } ( c _ { h } ) \\right| \\leq \\mathbb { E } \\left[ \\frac { 1 } { c _ { h } ^ { 2 } } \\displaystyle \\sum _ { m = 2 } ^ { \\infty } \\left| \\frac { \\mathcal { L } _ { N j } ^ { ( m ) } } { m ! } \\right| | c _ { h } \\xi _ { j } ^ { N | m + 1 } | \\mathbf { x } , \\mathbf { y } \\right] , } & { \\forall ( \\mathbf { x } , \\mathbf { y } ) \\in \\mathcal { D } } \\\\ { \\displaystyle [ \\mathrm { m o n o t o n e ~ c o n v e r g e n c e } ] } & { = \\displaystyle \\sum _ { m = 2 } ^ { \\infty } \\left| \\frac { \\mathcal { L } _ { N j } ^ { ( m ) } } { m ! } \\right| ( c _ { h } ) ^ { m - 1 } \\mathbb { E } \\left[ | \\xi _ { j } ^ { N } | ^ { m + 1 } \\right] } \\\\ { \\displaystyle [ \\mathrm { s u b g a u s s i a n } ] } & { \\leq K \\displaystyle \\sum _ { m = 2 } ^ { \\infty } \\left| \\frac { \\mathcal { L } _ { N j } ^ { ( m ) } } { m ! } \\right| ( c _ { h } ) ^ { m - 1 } ( \\sqrt { m + 1 } ) ^ { m + 1 } } \\\\ & { = \\mathcal { O } ( c _ { h } ) \\qquad \\mathrm { a s } c _ { h } \\to 0 . } \\end{array}", + "type": "interline_equation", + "image_path": "36df50d18eec291fa096984226d6f5adf3c8a09bacc58a6699e827031695d153.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 135, + 426, + 476, + 466.6666666666667 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 135, + 466.6666666666667, + 476, + 507.33333333333337 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 135, + 507.33333333333337, + 476, + 548.0 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 556, + 487, + 569 + ], + "lines": [ + { + "bbox": [ + 105, + 554, + 488, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 488, + 572 + ], + "score": 1.0, + "content": "With this in place, we have that the problem (9) is close to a linear least squares problem, since", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23, + "bbox_fs": [ + 105, + 554, + 488, + 572 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 222, + 573, + 387, + 590 + ], + "lines": [ + { + "bbox": [ + 222, + 573, + 387, + 590 + ], + "spans": [ + { + "bbox": [ + 222, + 573, + 387, + 590 + ], + "score": 0.91, + "content": "\\hat { \\lambda } ^ { N } = ( { \\cal W } ^ { N + 1 } ) ^ { \\top } { \\bf e } ^ { N + 1 } + \\xi ^ { N } ( c _ { h } ) + \\eta ^ { N } ,", + "type": "interline_equation", + "image_path": "926f63c80d8a84bf513d7fe00026318a801869a24b01065e06d46862d01196ec.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 222, + 573, + 387, + 590 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 594, + 352, + 609 + ], + "lines": [ + { + "bbox": [ + 105, + 593, + 352, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 593, + 160, + 610 + ], + "score": 1.0, + "content": "with residual", + "type": "text" + }, + { + "bbox": [ + 161, + 595, + 261, + 609 + ], + "score": 0.93, + "content": "\\eta ^ { N } = \\hat { \\lambda } ^ { N } - \\mathbb { E } ( \\hat { \\lambda } ^ { N } | \\mathbf x , \\mathbf y )", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 593, + 352, + 610 + ], + "score": 1.0, + "content": ". The residual satisfies", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25, + "bbox_fs": [ + 105, + 593, + 352, + 610 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 177, + 612, + 432, + 667 + ], + "lines": [ + { + "bbox": [ + 177, + 612, + 432, + 667 + ], + "spans": [ + { + "bbox": [ + 177, + 612, + 432, + 667 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { \\mathbb { E } \\left( \\mathbf { e } ^ { N + 1 } ( \\eta ^ { N } ) ^ { \\mathsf { T } } \\right) = \\mathbb { E } ( \\mathbf { e } ^ { N + 1 } ( \\hat { \\lambda } ^ { N } ) ^ { \\mathsf { T } } - \\mathbf { e } ^ { N + 1 } \\mathbb { E } ( ( \\hat { \\lambda } ^ { N } ) ^ { \\mathsf { T } } | \\mathbf { x } , \\mathbf { y } ) ) } \\\\ & { \\quad \\quad \\quad = \\mathbb { E } \\left( \\mathbf { e } ^ { N + 1 } ( \\hat { \\lambda } ^ { N } ) ^ { \\mathsf { T } } - \\mathbb { E } \\left( \\mathbf { e } ^ { N + 1 } ( \\hat { \\lambda } ^ { N } ) ^ { \\mathsf { T } } | \\mathbf { x } , \\mathbf { y } \\right) \\right) } \\\\ & { \\quad \\quad = 0 . } \\end{array}", + "type": "interline_equation", + "image_path": "f4a67d25764a30d9fd2393bce670321d03b284fbca0609906abab27913353322.jpg" + } + ] + } + ], + "index": 27, + "virtual_lines": [ + { + "bbox": [ + 177, + 612, + 432, + 630.3333333333334 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 177, + 630.3333333333334, + 432, + 648.6666666666667 + ], + "spans": [], + "index": 27 + }, + { + "bbox": [ + 177, + 648.6666666666667, + 432, + 667.0000000000001 + ], + "spans": [], + "index": 28 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 672, + 505, + 696 + ], + "lines": [ + { + "bbox": [ + 105, + 670, + 506, + 687 + ], + "spans": [ + { + "bbox": [ + 105, + 670, + 182, + 687 + ], + "score": 1.0, + "content": "This follows since", + "type": "text" + }, + { + "bbox": [ + 182, + 672, + 207, + 683 + ], + "score": 0.91, + "content": "\\mathbf { e } ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 670, + 506, + 687 + ], + "score": 1.0, + "content": "is defined in relation to the baseline loss, not the stochastic loss, meaning", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 683, + 465, + 696 + ], + "spans": [ + { + "bbox": [ + 106, + 683, + 233, + 696 + ], + "score": 1.0, + "content": "it is measurable with respect to", + "type": "text" + }, + { + "bbox": [ + 233, + 684, + 258, + 696 + ], + "score": 0.91, + "content": "\\displaystyle ( \\mathbf { x } , \\mathbf { y } )", + "type": "inline_equation" + }, + { + "bbox": [ + 258, + 683, + 465, + 696 + ], + "score": 1.0, + "content": "and can be moved into the conditional expectation.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 29.5, + "bbox_fs": [ + 105, + 670, + 506, + 696 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 700, + 397, + 713 + ], + "lines": [ + { + "bbox": [ + 105, + 699, + 397, + 714 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 397, + 714 + ], + "score": 1.0, + "content": "From (12) and A3, we have that the least squares estimator (10) satisfies", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31, + "bbox_fs": [ + 105, + 699, + 397, + 714 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 160, + 717, + 450, + 733 + ], + "lines": [ + { + "bbox": [ + 160, + 717, + 450, + 733 + ], + "spans": [ + { + "bbox": [ + 160, + 717, + 450, + 733 + ], + "score": 0.9, + "content": "\\begin{array} { r } { ( \\hat { B } ^ { N + 1 } ) ^ { \\top } = ( W ^ { N + 1 } ) ^ { \\top } + ( { \\mathcal E } ^ { N } ( c _ { h } ) + \\eta ^ { N } ) ( \\mathbf e ^ { N + 1 } ) ^ { \\top } ( \\mathbf e ^ { N + 1 } ( \\mathbf e ^ { N + 1 } ) ^ { \\top } ) ^ { - 1 } . } \\end{array}", + "type": "interline_equation", + "image_path": "5fe4727ce2e103a5ee9704d3689da23d2581d44b4103d5e7b533220749cb83ec.jpg" + } + ] + } + ], + "index": 32, + "virtual_lines": [ + { + "bbox": [ + 160, + 717, + 450, + 733 + ], + "spans": [], + "index": 32 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 289, + 95 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 289, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 289, + 96 + ], + "score": 1.0, + "content": "Thus, using the continuous mapping theorem", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "interline_equation", + "bbox": [ + 125, + 97, + 515, + 180 + ], + "lines": [ + { + "bbox": [ + 125, + 97, + 515, + 180 + ], + "spans": [ + { + "bbox": [ + 125, + 97, + 515, + 180 + ], + "score": 0.91, + "content": "\\begin{array} { r l } { \\displaystyle \\operatorname* { p l i m } _ { T \\infty } ( \\hat { B } ^ { N + 1 } ) ^ { \\top } = ( W ^ { N + 1 } ) ^ { \\top } + [ \\operatorname* { p l i m } _ { T \\infty } \\frac { 1 } { T } ( \\mathcal { E } ^ { N } ( c _ { h } ) + \\eta ^ { N } ) ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] [ \\operatorname* { p l i m } _ { T \\infty } \\frac { 1 } { T } \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] ^ { - 1 } } & \\\\ { \\displaystyle \\operatorname { [ W L L N ] } } & { = ( W ^ { N + 1 } ) ^ { \\top } + \\mathbb { E } [ ( \\mathcal { E } ( c _ { h } ) + \\eta ^ { N } ) ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] [ \\mathbb { E } ( \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ) ] ^ { - 1 } } \\\\ { \\displaystyle \\operatorname { [ E q . ~ ( 1 3 ) ] } } & { = ( W ^ { N + 1 } ) ^ { \\top } + \\mathbb { E } [ \\mathcal { E } ( c _ { h } ) ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] [ \\mathbb { E } ( \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ) ] ^ { - 1 } } \\\\ { \\mathrm { a n d ~ E q . ~ ( 1 1 ) } } & { = ( W ^ { N + 1 } ) ^ { \\top } + \\mathcal { O } ( c _ { h } ) . } \\end{array}", + "type": "interline_equation", + "image_path": "3605d92c7ccfca37ddb5e68a515f643799badee536ef93a60c6bdabba03ebf6d.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 125, + 97, + 515, + 124.66666666666667 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 125, + 124.66666666666667, + 515, + 152.33333333333334 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 125, + 152.33333333333334, + 515, + 180.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 181, + 166, + 192 + ], + "lines": [ + { + "bbox": [ + 106, + 180, + 168, + 193 + ], + "spans": [ + { + "bbox": [ + 106, + 180, + 168, + 193 + ], + "score": 1.0, + "content": "Then we have:", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "interline_equation", + "bbox": [ + 246, + 189, + 364, + 211 + ], + "lines": [ + { + "bbox": [ + 246, + 189, + 364, + 211 + ], + "spans": [ + { + "bbox": [ + 246, + 189, + 364, + 211 + ], + "score": 0.89, + "content": "\\operatorname * { l i m } _ { c _ { h } 0 } \\operatorname * { p l i m } _ { T \\infty } \\hat { B } ^ { N + 1 } = W ^ { N + 1 } .", + "type": "interline_equation", + "image_path": "9fc48b83cbc7ed81e168e4ed5b61bdc12fc2af5ea1dc61e7393401e5768d53eb.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 246, + 189, + 364, + 211 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 235, + 504, + 258 + ], + "lines": [ + { + "bbox": [ + 106, + 235, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 106, + 235, + 505, + 248 + ], + "score": 1.0, + "content": "We can use Theorem 1 to establish convergence over the rest of the layers of the network when the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 246, + 242, + 259 + ], + "spans": [ + { + "bbox": [ + 105, + 246, + 242, + 259 + ], + "score": 1.0, + "content": "activation function is the identity.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5 + }, + { + "type": "text", + "bbox": [ + 104, + 259, + 505, + 281 + ], + "lines": [ + { + "bbox": [ + 104, + 256, + 506, + 274 + ], + "spans": [ + { + "bbox": [ + 104, + 256, + 234, + 274 + ], + "score": 1.0, + "content": "Theorem 2. Assume A1-4. For", + "type": "text" + }, + { + "bbox": [ + 234, + 259, + 374, + 272 + ], + "score": 0.91, + "content": "{ \\bf g } _ { F A } ( { \\bf h } ^ { i } , \\tilde { { \\bf e } } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \\tilde { { \\bf e } } ^ { i + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 374, + 256, + 392, + 274 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 393, + 260, + 432, + 272 + ], + "score": 0.93, + "content": "\\sigma ( x ) = x", + "type": "inline_equation" + }, + { + "bbox": [ + 432, + 256, + 506, + 274 + ], + "score": 1.0, + "content": ", the least squares", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 270, + 148, + 284 + ], + "spans": [ + { + "bbox": [ + 105, + 270, + 148, + 284 + ], + "score": 1.0, + "content": "estimator", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8.5 + }, + { + "type": "interline_equation", + "bbox": [ + 194, + 278, + 416, + 297 + ], + "lines": [ + { + "bbox": [ + 194, + 278, + 416, + 297 + ], + "spans": [ + { + "bbox": [ + 194, + 278, + 416, + 297 + ], + "score": 0.89, + "content": "( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } : = \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } \\left( \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } \\right) ^ { - 1 } \\qquad 1 \\leq i \\leq N + 1 ,", + "type": "interline_equation", + "image_path": "7391066926b42a79fa49dd274e0b27dbf133f07b4cfd296df4d49c83794d5170.jpg" + } + ] + } + ], + "index": 10, + "virtual_lines": [ + { + "bbox": [ + 194, + 278, + 416, + 297 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 297, + 390, + 308 + ], + "lines": [ + { + "bbox": [ + 105, + 296, + 389, + 309 + ], + "spans": [ + { + "bbox": [ + 105, + 296, + 389, + 309 + ], + "score": 1.0, + "content": "solves (9) and converges to the true feedback matrix, in the sense that:", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "interline_equation", + "bbox": [ + 217, + 310, + 392, + 333 + ], + "lines": [ + { + "bbox": [ + 217, + 310, + 392, + 333 + ], + "spans": [ + { + "bbox": [ + 217, + 310, + 392, + 333 + ], + "score": 0.92, + "content": "\\operatorname* { l i m } _ { c _ { h } \\to 0 } \\operatorname* { p l i m } _ { T \\to \\infty } \\hat { B } ^ { i } = W ^ { i } , \\qquad 1 \\le i \\le N + 1 .", + "type": "interline_equation", + "image_path": "cf0f716c3d7537a38bbdb889fd632ec350a919eed9886827a4e1ea725cf88d88.jpg" + } + ] + } + ], + "index": 12, + "virtual_lines": [ + { + "bbox": [ + 217, + 310, + 392, + 333 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 343, + 165, + 355 + ], + "lines": [ + { + "bbox": [ + 105, + 342, + 166, + 356 + ], + "spans": [ + { + "bbox": [ + 105, + 342, + 166, + 356 + ], + "score": 1.0, + "content": "Proof. Define", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "interline_equation", + "bbox": [ + 265, + 352, + 345, + 375 + ], + "lines": [ + { + "bbox": [ + 265, + 352, + 345, + 375 + ], + "spans": [ + { + "bbox": [ + 265, + 352, + 345, + 375 + ], + "score": 0.93, + "content": "\\tilde { W } ^ { i } ( c ) : = \\operatorname * { p l i m } _ { T \\to \\infty } \\hat { B } ^ { i } ,", + "type": "interline_equation", + "image_path": "063fb8514acd09d9c1e418ca02327cceb533be3f0b07cd5a0788aea907e3a5c7.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 265, + 352, + 345, + 375 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 377, + 504, + 402 + ], + "lines": [ + { + "bbox": [ + 103, + 372, + 506, + 394 + ], + "spans": [ + { + "bbox": [ + 103, + 372, + 377, + 394 + ], + "score": 1.0, + "content": "assuming this limit exists. From Theorem 1 the top layer estimate", + "type": "text" + }, + { + "bbox": [ + 377, + 376, + 404, + 388 + ], + "score": 0.91, + "content": "\\hat { B } ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 404, + 372, + 506, + 394 + ], + "score": 1.0, + "content": "converges in probability", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 104, + 385, + 164, + 405 + ], + "spans": [ + { + "bbox": [ + 104, + 385, + 117, + 405 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 117, + 389, + 158, + 402 + ], + "score": 0.92, + "content": "\\tilde { W } ^ { N + \\bar { 1 } } ( c )", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 385, + 164, + 405 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15.5 + }, + { + "type": "text", + "bbox": [ + 106, + 407, + 505, + 447 + ], + "lines": [ + { + "bbox": [ + 105, + 406, + 505, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 279, + 423 + ], + "score": 1.0, + "content": "We can then use induction to establish that", + "type": "text" + }, + { + "bbox": [ + 279, + 407, + 292, + 419 + ], + "score": 0.9, + "content": "{ \\hat { B } } ^ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 406, + 505, + 423 + ], + "score": 1.0, + "content": "in the remaining layers also converges in probability", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 420, + 506, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 420, + 117, + 435 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 117, + 420, + 145, + 434 + ], + "score": 0.92, + "content": "\\tilde { W } ^ { j } ( c )", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 420, + 230, + 435 + ], + "score": 1.0, + "content": ". That is, assume that", + "type": "text" + }, + { + "bbox": [ + 230, + 420, + 243, + 432 + ], + "score": 0.88, + "content": "{ \\hat { B } } ^ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 243, + 420, + 348, + 435 + ], + "score": 1.0, + "content": "converge in probability to", + "type": "text" + }, + { + "bbox": [ + 348, + 420, + 376, + 434 + ], + "score": 0.92, + "content": "\\tilde { W } ^ { j } ( c )", + "type": "inline_equation" + }, + { + "bbox": [ + 376, + 420, + 441, + 435 + ], + "score": 1.0, + "content": "in higher layers", + "type": "text" + }, + { + "bbox": [ + 441, + 421, + 501, + 433 + ], + "score": 0.91, + "content": "N + 1 \\geq j > i", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 420, + 506, + 435 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 432, + 353, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 432, + 220, + 448 + ], + "score": 1.0, + "content": "Then we must establish that", + "type": "text" + }, + { + "bbox": [ + 221, + 433, + 232, + 444 + ], + "score": 0.88, + "content": "{ \\hat { B } } ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 233, + 432, + 353, + 448 + ], + "score": 1.0, + "content": "also converges in probability.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 107, + 451, + 253, + 463 + ], + "lines": [ + { + "bbox": [ + 106, + 451, + 253, + 464 + ], + "spans": [ + { + "bbox": [ + 106, + 451, + 253, + 464 + ], + "score": 1.0, + "content": "To proceed it is useful to also define", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20 + }, + { + "type": "interline_equation", + "bbox": [ + 181, + 466, + 428, + 501 + ], + "lines": [ + { + "bbox": [ + 181, + 466, + 428, + 501 + ], + "spans": [ + { + "bbox": [ + 181, + 466, + 428, + 501 + ], + "score": 0.94, + "content": "\\begin{array} { r } { \\tilde { \\tilde { \\mathbf { e } } } ( c ) ^ { i } : = \\left\\{ \\begin{array} { l l } { \\partial \\mathcal { L } / \\partial \\hat { \\mathbf { y } } \\circ \\sigma ^ { \\prime } ( W ^ { i } \\mathbf { h } ^ { i - 1 } ) , } & { i = N + 1 ; } \\\\ { \\left( ( \\tilde { W } ^ { i + 1 } ( c ) ) ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } ^ { i + 1 } \\right) \\circ \\sigma ^ { \\prime } ( W ^ { i } \\mathbf { h } ^ { i - 1 } ) , } & { 1 \\leq i \\leq N , } \\end{array} \\right. } \\end{array}", + "type": "interline_equation", + "image_path": "c5557be5adae4ab45388ff3b6eba93e73b6400216f5298216caf4435ba3ccf92.jpg" + } + ] + } + ], + "index": 22, + "virtual_lines": [ + { + "bbox": [ + 181, + 466, + 428, + 477.6666666666667 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 181, + 477.6666666666667, + 428, + 489.33333333333337 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 181, + 489.33333333333337, + 428, + 501.00000000000006 + ], + "spans": [], + "index": 23 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 504, + 506, + 528 + ], + "lines": [ + { + "bbox": [ + 105, + 503, + 505, + 517 + ], + "spans": [ + { + "bbox": [ + 105, + 504, + 450, + 517 + ], + "score": 1.0, + "content": "as the error signal backpropagated through the converged (but biased) weight matrices", + "type": "text" + }, + { + "bbox": [ + 450, + 503, + 474, + 517 + ], + "score": 0.92, + "content": "\\tilde { W } ( c )", + "type": "inline_equation" + }, + { + "bbox": [ + 474, + 504, + 505, + 517 + ], + "score": 1.0, + "content": ". Again", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 515, + 223, + 528 + ], + "spans": [ + { + "bbox": [ + 104, + 515, + 159, + 528 + ], + "score": 1.0, + "content": "it is true that", + "type": "text" + }, + { + "bbox": [ + 159, + 515, + 219, + 527 + ], + "score": 0.91, + "content": "\\bar { \\tilde { \\mathbf { e } } } ^ { N + 1 } = \\mathbf { e } ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 219, + 515, + 223, + 528 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24.5 + }, + { + "type": "text", + "bbox": [ + 106, + 534, + 341, + 546 + ], + "lines": [ + { + "bbox": [ + 106, + 534, + 340, + 547 + ], + "spans": [ + { + "bbox": [ + 106, + 534, + 340, + 547 + ], + "score": 1.0, + "content": "As in Theorem 1, the least squares estimator has the form:", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "interline_equation", + "bbox": [ + 236, + 549, + 374, + 566 + ], + "lines": [ + { + "bbox": [ + 236, + 549, + 374, + 566 + ], + "spans": [ + { + "bbox": [ + 236, + 549, + 374, + 566 + ], + "score": 0.92, + "content": "( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } = \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\bf e } ^ { i } ) ^ { \\mathsf { T } } \\left( \\tilde { \\bf e } ^ { i } ( \\tilde { \\bf e } ^ { i } ) ^ { \\mathsf { T } } \\right) ^ { - 1 } .", + "type": "interline_equation", + "image_path": "5756635645ac1f9dbf09fb7b4f18291d9201ef2262a5e2180eaede4bee093e5d.jpg" + } + ] + } + ], + "index": 27, + "virtual_lines": [ + { + "bbox": [ + 236, + 549, + 374, + 566 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 568, + 304, + 580 + ], + "lines": [ + { + "bbox": [ + 105, + 566, + 304, + 582 + ], + "spans": [ + { + "bbox": [ + 105, + 566, + 304, + 582 + ], + "score": 1.0, + "content": "Thus, again by the continuous mapping theorem:", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "interline_equation", + "bbox": [ + 149, + 582, + 461, + 642 + ], + "lines": [ + { + "bbox": [ + 149, + 582, + 461, + 642 + ], + "spans": [ + { + "bbox": [ + 149, + 582, + 461, + 642 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { \\displaystyle \\operatorname* { p l i m } _ { T \\to \\infty } ( \\hat { B } ^ { i } ) ^ { \\top } = \\left[ \\operatorname* { p l i m } _ { T \\to \\infty } \\frac { 1 } { T } \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\top } \\right] \\left[ \\operatorname* { p l i m } _ { T \\to \\infty } \\frac { 1 } { T } \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\top } \\right] ^ { - 1 } } \\\\ & { \\quad \\quad \\quad \\quad = \\left[ \\operatorname* { p l i m } _ { T \\to \\infty } \\frac { 1 } { T } \\hat { \\lambda } ^ { i - 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\hat { B } ^ { N + 1 } \\cdot \\cdot \\cdot \\hat { B } ^ { i + 1 } \\right] \\left[ \\operatorname* { p l i m } _ { T \\to \\infty } \\frac { 1 } { T } \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\top } \\right] ^ { - 1 } } \\end{array}", + "type": "interline_equation", + "image_path": "21201379b080d397dbb3f0e5ad4dd100c58877e7cc8a8dfffde9b3e00b387181.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 149, + 582, + 461, + 602.0 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 149, + 602.0, + 461, + 622.0 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 149, + 622.0, + 461, + 642.0 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 104, + 643, + 470, + 655 + ], + "lines": [ + { + "bbox": [ + 105, + 642, + 471, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 471, + 657 + ], + "score": 1.0, + "content": "In this case continuity again allows us to separate convergence of each term in the product:", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 657, + 506, + 732 + ], + "lines": [ + { + "bbox": [ + 111, + 657, + 506, + 732 + ], + "spans": [ + { + "bbox": [ + 111, + 657, + 506, + 732 + ], + "score": 0.92, + "content": "\\begin{array} { r l } & { \\underset { r \\infty } { \\operatorname* { l i m } } \\frac { 1 } { T } \\hat { \\lambda } ^ { i - 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\hat { B } ^ { N + 1 } \\cdot \\cdot \\cdot \\hat { B } ^ { i + 1 } = [ \\underset { T \\infty } { \\operatorname* { p l i m } } \\frac { 1 } { T } \\hat { \\lambda } ^ { i - 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] [ \\underset { r \\infty } { \\operatorname* { p l i m } } \\hat { B } ^ { N + 1 } ] \\cdot \\cdot \\cdot [ \\underset { T \\infty } { \\operatorname* { p l i m } } \\hat { B } ^ { i + 1 } ] } \\\\ & { \\qquad = \\mathbb { E } ( \\hat { \\lambda } ^ { i - 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ) W ^ { N + 1 } ( c ) \\cdot \\cdot \\cdot W ^ { i + 1 } ( c ) , } \\\\ & { \\qquad = \\mathbb { E } ( \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { i } ( c ) ) ^ { \\top } ) } \\end{array}", + "type": "interline_equation", + "image_path": "c0829c5e5bca2b93046b3415519332129189b2ddaebd7d7e1ccef9d7b5b56a7b.jpg" + } + ] + } + ], + "index": 34, + "virtual_lines": [ + { + "bbox": [ + 111, + 657, + 506, + 682.0 + ], + "spans": [], + "index": 33 + }, + { + "bbox": [ + 111, + 682.0, + 506, + 707.0 + ], + "spans": [], + "index": 34 + }, + { + "bbox": [ + 111, + 707.0, + 506, + 732.0 + ], + "spans": [], + "index": 35 + } + ] + } + ], + "page_idx": 15, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 294, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 761 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "16", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 494, + 211, + 505, + 222 + ], + "lines": [ + { + "bbox": [ + 496, + 213, + 505, + 223 + ], + "spans": [ + { + "bbox": [ + 496, + 213, + 505, + 223 + ], + "score": 0.999, + "content": "□", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 289, + 95 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 289, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 289, + 96 + ], + "score": 1.0, + "content": "Thus, using the continuous mapping theorem", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0, + "bbox_fs": [ + 105, + 81, + 289, + 96 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 125, + 97, + 515, + 180 + ], + "lines": [ + { + "bbox": [ + 125, + 97, + 515, + 180 + ], + "spans": [ + { + "bbox": [ + 125, + 97, + 515, + 180 + ], + "score": 0.91, + "content": "\\begin{array} { r l } { \\displaystyle \\operatorname* { p l i m } _ { T \\infty } ( \\hat { B } ^ { N + 1 } ) ^ { \\top } = ( W ^ { N + 1 } ) ^ { \\top } + [ \\operatorname* { p l i m } _ { T \\infty } \\frac { 1 } { T } ( \\mathcal { E } ^ { N } ( c _ { h } ) + \\eta ^ { N } ) ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] [ \\operatorname* { p l i m } _ { T \\infty } \\frac { 1 } { T } \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] ^ { - 1 } } & \\\\ { \\displaystyle \\operatorname { [ W L L N ] } } & { = ( W ^ { N + 1 } ) ^ { \\top } + \\mathbb { E } [ ( \\mathcal { E } ( c _ { h } ) + \\eta ^ { N } ) ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] [ \\mathbb { E } ( \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ) ] ^ { - 1 } } \\\\ { \\displaystyle \\operatorname { [ E q . ~ ( 1 3 ) ] } } & { = ( W ^ { N + 1 } ) ^ { \\top } + \\mathbb { E } [ \\mathcal { E } ( c _ { h } ) ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] [ \\mathbb { E } ( \\mathbf { e } ^ { N + 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ) ] ^ { - 1 } } \\\\ { \\mathrm { a n d ~ E q . ~ ( 1 1 ) } } & { = ( W ^ { N + 1 } ) ^ { \\top } + \\mathcal { O } ( c _ { h } ) . } \\end{array}", + "type": "interline_equation", + "image_path": "3605d92c7ccfca37ddb5e68a515f643799badee536ef93a60c6bdabba03ebf6d.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 125, + 97, + 515, + 124.66666666666667 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 125, + 124.66666666666667, + 515, + 152.33333333333334 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 125, + 152.33333333333334, + 515, + 180.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 181, + 166, + 192 + ], + "lines": [ + { + "bbox": [ + 106, + 180, + 168, + 193 + ], + "spans": [ + { + "bbox": [ + 106, + 180, + 168, + 193 + ], + "score": 1.0, + "content": "Then we have:", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4, + "bbox_fs": [ + 106, + 180, + 168, + 193 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 246, + 189, + 364, + 211 + ], + "lines": [ + { + "bbox": [ + 246, + 189, + 364, + 211 + ], + "spans": [ + { + "bbox": [ + 246, + 189, + 364, + 211 + ], + "score": 0.89, + "content": "\\operatorname * { l i m } _ { c _ { h } 0 } \\operatorname * { p l i m } _ { T \\infty } \\hat { B } ^ { N + 1 } = W ^ { N + 1 } .", + "type": "interline_equation", + "image_path": "9fc48b83cbc7ed81e168e4ed5b61bdc12fc2af5ea1dc61e7393401e5768d53eb.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 246, + 189, + 364, + 211 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 235, + 504, + 258 + ], + "lines": [ + { + "bbox": [ + 106, + 235, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 106, + 235, + 505, + 248 + ], + "score": 1.0, + "content": "We can use Theorem 1 to establish convergence over the rest of the layers of the network when the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 246, + 242, + 259 + ], + "spans": [ + { + "bbox": [ + 105, + 246, + 242, + 259 + ], + "score": 1.0, + "content": "activation function is the identity.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5, + "bbox_fs": [ + 105, + 235, + 505, + 259 + ] + }, + { + "type": "text", + "bbox": [ + 104, + 259, + 505, + 281 + ], + "lines": [ + { + "bbox": [ + 104, + 256, + 506, + 274 + ], + "spans": [ + { + "bbox": [ + 104, + 256, + 234, + 274 + ], + "score": 1.0, + "content": "Theorem 2. Assume A1-4. For", + "type": "text" + }, + { + "bbox": [ + 234, + 259, + 374, + 272 + ], + "score": 0.91, + "content": "{ \\bf g } _ { F A } ( { \\bf h } ^ { i } , \\tilde { { \\bf e } } ^ { i + 1 } ; B ^ { i + 1 } ) = B ^ { i + 1 } \\tilde { { \\bf e } } ^ { i + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 374, + 256, + 392, + 274 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 393, + 260, + 432, + 272 + ], + "score": 0.93, + "content": "\\sigma ( x ) = x", + "type": "inline_equation" + }, + { + "bbox": [ + 432, + 256, + 506, + 274 + ], + "score": 1.0, + "content": ", the least squares", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 270, + 148, + 284 + ], + "spans": [ + { + "bbox": [ + 105, + 270, + 148, + 284 + ], + "score": 1.0, + "content": "estimator", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8.5, + "bbox_fs": [ + 104, + 256, + 506, + 284 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 194, + 278, + 416, + 297 + ], + "lines": [ + { + "bbox": [ + 194, + 278, + 416, + 297 + ], + "spans": [ + { + "bbox": [ + 194, + 278, + 416, + 297 + ], + "score": 0.89, + "content": "( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } : = \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } \\left( \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } \\right) ^ { - 1 } \\qquad 1 \\leq i \\leq N + 1 ,", + "type": "interline_equation", + "image_path": "7391066926b42a79fa49dd274e0b27dbf133f07b4cfd296df4d49c83794d5170.jpg" + } + ] + } + ], + "index": 10, + "virtual_lines": [ + { + "bbox": [ + 194, + 278, + 416, + 297 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 297, + 390, + 308 + ], + "lines": [ + { + "bbox": [ + 105, + 296, + 389, + 309 + ], + "spans": [ + { + "bbox": [ + 105, + 296, + 389, + 309 + ], + "score": 1.0, + "content": "solves (9) and converges to the true feedback matrix, in the sense that:", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11, + "bbox_fs": [ + 105, + 296, + 389, + 309 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 217, + 310, + 392, + 333 + ], + "lines": [ + { + "bbox": [ + 217, + 310, + 392, + 333 + ], + "spans": [ + { + "bbox": [ + 217, + 310, + 392, + 333 + ], + "score": 0.92, + "content": "\\operatorname* { l i m } _ { c _ { h } \\to 0 } \\operatorname* { p l i m } _ { T \\to \\infty } \\hat { B } ^ { i } = W ^ { i } , \\qquad 1 \\le i \\le N + 1 .", + "type": "interline_equation", + "image_path": "cf0f716c3d7537a38bbdb889fd632ec350a919eed9886827a4e1ea725cf88d88.jpg" + } + ] + } + ], + "index": 12, + "virtual_lines": [ + { + "bbox": [ + 217, + 310, + 392, + 333 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 343, + 165, + 355 + ], + "lines": [ + { + "bbox": [ + 105, + 342, + 166, + 356 + ], + "spans": [ + { + "bbox": [ + 105, + 342, + 166, + 356 + ], + "score": 1.0, + "content": "Proof. Define", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13, + "bbox_fs": [ + 105, + 342, + 166, + 356 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 265, + 352, + 345, + 375 + ], + "lines": [ + { + "bbox": [ + 265, + 352, + 345, + 375 + ], + "spans": [ + { + "bbox": [ + 265, + 352, + 345, + 375 + ], + "score": 0.93, + "content": "\\tilde { W } ^ { i } ( c ) : = \\operatorname * { p l i m } _ { T \\to \\infty } \\hat { B } ^ { i } ,", + "type": "interline_equation", + "image_path": "063fb8514acd09d9c1e418ca02327cceb533be3f0b07cd5a0788aea907e3a5c7.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 265, + 352, + 345, + 375 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 377, + 504, + 402 + ], + "lines": [ + { + "bbox": [ + 103, + 372, + 506, + 394 + ], + "spans": [ + { + "bbox": [ + 103, + 372, + 377, + 394 + ], + "score": 1.0, + "content": "assuming this limit exists. From Theorem 1 the top layer estimate", + "type": "text" + }, + { + "bbox": [ + 377, + 376, + 404, + 388 + ], + "score": 0.91, + "content": "\\hat { B } ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 404, + 372, + 506, + 394 + ], + "score": 1.0, + "content": "converges in probability", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 104, + 385, + 164, + 405 + ], + "spans": [ + { + "bbox": [ + 104, + 385, + 117, + 405 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 117, + 389, + 158, + 402 + ], + "score": 0.92, + "content": "\\tilde { W } ^ { N + \\bar { 1 } } ( c )", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 385, + 164, + 405 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15.5, + "bbox_fs": [ + 103, + 372, + 506, + 405 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 407, + 505, + 447 + ], + "lines": [ + { + "bbox": [ + 105, + 406, + 505, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 279, + 423 + ], + "score": 1.0, + "content": "We can then use induction to establish that", + "type": "text" + }, + { + "bbox": [ + 279, + 407, + 292, + 419 + ], + "score": 0.9, + "content": "{ \\hat { B } } ^ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 406, + 505, + 423 + ], + "score": 1.0, + "content": "in the remaining layers also converges in probability", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 420, + 506, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 420, + 117, + 435 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 117, + 420, + 145, + 434 + ], + "score": 0.92, + "content": "\\tilde { W } ^ { j } ( c )", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 420, + 230, + 435 + ], + "score": 1.0, + "content": ". That is, assume that", + "type": "text" + }, + { + "bbox": [ + 230, + 420, + 243, + 432 + ], + "score": 0.88, + "content": "{ \\hat { B } } ^ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 243, + 420, + 348, + 435 + ], + "score": 1.0, + "content": "converge in probability to", + "type": "text" + }, + { + "bbox": [ + 348, + 420, + 376, + 434 + ], + "score": 0.92, + "content": "\\tilde { W } ^ { j } ( c )", + "type": "inline_equation" + }, + { + "bbox": [ + 376, + 420, + 441, + 435 + ], + "score": 1.0, + "content": "in higher layers", + "type": "text" + }, + { + "bbox": [ + 441, + 421, + 501, + 433 + ], + "score": 0.91, + "content": "N + 1 \\geq j > i", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 420, + 506, + 435 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 432, + 353, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 432, + 220, + 448 + ], + "score": 1.0, + "content": "Then we must establish that", + "type": "text" + }, + { + "bbox": [ + 221, + 433, + 232, + 444 + ], + "score": 0.88, + "content": "{ \\hat { B } } ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 233, + 432, + 353, + 448 + ], + "score": 1.0, + "content": "also converges in probability.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18, + "bbox_fs": [ + 105, + 406, + 506, + 448 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 451, + 253, + 463 + ], + "lines": [ + { + "bbox": [ + 106, + 451, + 253, + 464 + ], + "spans": [ + { + "bbox": [ + 106, + 451, + 253, + 464 + ], + "score": 1.0, + "content": "To proceed it is useful to also define", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20, + "bbox_fs": [ + 106, + 451, + 253, + 464 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 181, + 466, + 428, + 501 + ], + "lines": [ + { + "bbox": [ + 181, + 466, + 428, + 501 + ], + "spans": [ + { + "bbox": [ + 181, + 466, + 428, + 501 + ], + "score": 0.94, + "content": "\\begin{array} { r } { \\tilde { \\tilde { \\mathbf { e } } } ( c ) ^ { i } : = \\left\\{ \\begin{array} { l l } { \\partial \\mathcal { L } / \\partial \\hat { \\mathbf { y } } \\circ \\sigma ^ { \\prime } ( W ^ { i } \\mathbf { h } ^ { i - 1 } ) , } & { i = N + 1 ; } \\\\ { \\left( ( \\tilde { W } ^ { i + 1 } ( c ) ) ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } ^ { i + 1 } \\right) \\circ \\sigma ^ { \\prime } ( W ^ { i } \\mathbf { h } ^ { i - 1 } ) , } & { 1 \\leq i \\leq N , } \\end{array} \\right. } \\end{array}", + "type": "interline_equation", + "image_path": "c5557be5adae4ab45388ff3b6eba93e73b6400216f5298216caf4435ba3ccf92.jpg" + } + ] + } + ], + "index": 22, + "virtual_lines": [ + { + "bbox": [ + 181, + 466, + 428, + 477.6666666666667 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 181, + 477.6666666666667, + 428, + 489.33333333333337 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 181, + 489.33333333333337, + 428, + 501.00000000000006 + ], + "spans": [], + "index": 23 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 504, + 506, + 528 + ], + "lines": [ + { + "bbox": [ + 105, + 503, + 505, + 517 + ], + "spans": [ + { + "bbox": [ + 105, + 504, + 450, + 517 + ], + "score": 1.0, + "content": "as the error signal backpropagated through the converged (but biased) weight matrices", + "type": "text" + }, + { + "bbox": [ + 450, + 503, + 474, + 517 + ], + "score": 0.92, + "content": "\\tilde { W } ( c )", + "type": "inline_equation" + }, + { + "bbox": [ + 474, + 504, + 505, + 517 + ], + "score": 1.0, + "content": ". Again", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 515, + 223, + 528 + ], + "spans": [ + { + "bbox": [ + 104, + 515, + 159, + 528 + ], + "score": 1.0, + "content": "it is true that", + "type": "text" + }, + { + "bbox": [ + 159, + 515, + 219, + 527 + ], + "score": 0.91, + "content": "\\bar { \\tilde { \\mathbf { e } } } ^ { N + 1 } = \\mathbf { e } ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 219, + 515, + 223, + 528 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24.5, + "bbox_fs": [ + 104, + 503, + 505, + 528 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 534, + 341, + 546 + ], + "lines": [ + { + "bbox": [ + 106, + 534, + 340, + 547 + ], + "spans": [ + { + "bbox": [ + 106, + 534, + 340, + 547 + ], + "score": 1.0, + "content": "As in Theorem 1, the least squares estimator has the form:", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26, + "bbox_fs": [ + 106, + 534, + 340, + 547 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 236, + 549, + 374, + 566 + ], + "lines": [ + { + "bbox": [ + 236, + 549, + 374, + 566 + ], + "spans": [ + { + "bbox": [ + 236, + 549, + 374, + 566 + ], + "score": 0.92, + "content": "( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } = \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\bf e } ^ { i } ) ^ { \\mathsf { T } } \\left( \\tilde { \\bf e } ^ { i } ( \\tilde { \\bf e } ^ { i } ) ^ { \\mathsf { T } } \\right) ^ { - 1 } .", + "type": "interline_equation", + "image_path": "5756635645ac1f9dbf09fb7b4f18291d9201ef2262a5e2180eaede4bee093e5d.jpg" + } + ] + } + ], + "index": 27, + "virtual_lines": [ + { + "bbox": [ + 236, + 549, + 374, + 566 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 568, + 304, + 580 + ], + "lines": [ + { + "bbox": [ + 105, + 566, + 304, + 582 + ], + "spans": [ + { + "bbox": [ + 105, + 566, + 304, + 582 + ], + "score": 1.0, + "content": "Thus, again by the continuous mapping theorem:", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28, + "bbox_fs": [ + 105, + 566, + 304, + 582 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 149, + 582, + 461, + 642 + ], + "lines": [ + { + "bbox": [ + 149, + 582, + 461, + 642 + ], + "spans": [ + { + "bbox": [ + 149, + 582, + 461, + 642 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { \\displaystyle \\operatorname* { p l i m } _ { T \\to \\infty } ( \\hat { B } ^ { i } ) ^ { \\top } = \\left[ \\operatorname* { p l i m } _ { T \\to \\infty } \\frac { 1 } { T } \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\top } \\right] \\left[ \\operatorname* { p l i m } _ { T \\to \\infty } \\frac { 1 } { T } \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\top } \\right] ^ { - 1 } } \\\\ & { \\quad \\quad \\quad \\quad = \\left[ \\operatorname* { p l i m } _ { T \\to \\infty } \\frac { 1 } { T } \\hat { \\lambda } ^ { i - 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\hat { B } ^ { N + 1 } \\cdot \\cdot \\cdot \\hat { B } ^ { i + 1 } \\right] \\left[ \\operatorname* { p l i m } _ { T \\to \\infty } \\frac { 1 } { T } \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\top } \\right] ^ { - 1 } } \\end{array}", + "type": "interline_equation", + "image_path": "21201379b080d397dbb3f0e5ad4dd100c58877e7cc8a8dfffde9b3e00b387181.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 149, + 582, + 461, + 602.0 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 149, + 602.0, + 461, + 622.0 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 149, + 622.0, + 461, + 642.0 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 104, + 643, + 470, + 655 + ], + "lines": [ + { + "bbox": [ + 105, + 642, + 471, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 471, + 657 + ], + "score": 1.0, + "content": "In this case continuity again allows us to separate convergence of each term in the product:", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32, + "bbox_fs": [ + 105, + 642, + 471, + 657 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 657, + 506, + 732 + ], + "lines": [ + { + "bbox": [ + 111, + 657, + 506, + 732 + ], + "spans": [ + { + "bbox": [ + 111, + 657, + 506, + 732 + ], + "score": 0.92, + "content": "\\begin{array} { r l } & { \\underset { r \\infty } { \\operatorname* { l i m } } \\frac { 1 } { T } \\hat { \\lambda } ^ { i - 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } \\hat { B } ^ { N + 1 } \\cdot \\cdot \\cdot \\hat { B } ^ { i + 1 } = [ \\underset { T \\infty } { \\operatorname* { p l i m } } \\frac { 1 } { T } \\hat { \\lambda } ^ { i - 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ] [ \\underset { r \\infty } { \\operatorname* { p l i m } } \\hat { B } ^ { N + 1 } ] \\cdot \\cdot \\cdot [ \\underset { T \\infty } { \\operatorname* { p l i m } } \\hat { B } ^ { i + 1 } ] } \\\\ & { \\qquad = \\mathbb { E } ( \\hat { \\lambda } ^ { i - 1 } ( \\mathbf { e } ^ { N + 1 } ) ^ { \\top } ) W ^ { N + 1 } ( c ) \\cdot \\cdot \\cdot W ^ { i + 1 } ( c ) , } \\\\ & { \\qquad = \\mathbb { E } ( \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { i } ( c ) ) ^ { \\top } ) } \\end{array}", + "type": "interline_equation", + "image_path": "c0829c5e5bca2b93046b3415519332129189b2ddaebd7d7e1ccef9d7b5b56a7b.jpg" + } + ] + } + ], + "index": 34, + "virtual_lines": [ + { + "bbox": [ + 111, + 657, + 506, + 682.0 + ], + "spans": [], + "index": 33 + }, + { + "bbox": [ + 111, + 682.0, + 506, + 707.0 + ], + "spans": [], + "index": 34 + }, + { + "bbox": [ + 111, + 707.0, + 506, + 732.0 + ], + "spans": [], + "index": 35 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 105, + 81, + 506, + 104 + ], + "lines": [ + { + "bbox": [ + 104, + 80, + 506, + 97 + ], + "spans": [ + { + "bbox": [ + 104, + 80, + 506, + 97 + ], + "score": 1.0, + "content": "using the weak law of large numbers in the first term, and the induction assumption for the remaining", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 201, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 201, + 106 + ], + "score": 1.0, + "content": "terms. In the same way", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "interline_equation", + "bbox": [ + 228, + 102, + 381, + 129 + ], + "lines": [ + { + "bbox": [ + 228, + 102, + 381, + 129 + ], + "spans": [ + { + "bbox": [ + 228, + 102, + 381, + 129 + ], + "score": 0.93, + "content": "\\operatorname* { p l i m } _ { T \\infty } \\frac { 1 } { T } \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } = \\mathbb { E } ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ) ^ { \\mathsf { T } } ) .", + "type": "interline_equation", + "image_path": "e42aea0c3fefb87e003c3a1d4940e22dad5ec1f19fbe166e7758316c5a51fa34.jpg" + } + ] + } + ], + "index": 2.5, + "virtual_lines": [ + { + "bbox": [ + 228, + 102, + 381, + 115.5 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 228, + 115.5, + 381, + 129.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 131, + 504, + 156 + ], + "lines": [ + { + "bbox": [ + 104, + 129, + 506, + 147 + ], + "spans": [ + { + "bbox": [ + 104, + 129, + 304, + 147 + ], + "score": 1.0, + "content": "Note that the induction assumption also implies", + "type": "text" + }, + { + "bbox": [ + 304, + 131, + 381, + 145 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\operatorname* { l i m } _ { c 0 } \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) = \\mathbf { e } ^ { i } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 382, + 129, + 506, + 147 + ], + "score": 1.0, + "content": ". Thus, putting it together, by", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 143, + 379, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 143, + 379, + 156 + ], + "score": 1.0, + "content": "A3, A4 and the same reasoning as in Theorem 1 we have the result:", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4.5 + }, + { + "type": "interline_equation", + "bbox": [ + 118, + 160, + 493, + 203 + ], + "lines": [ + { + "bbox": [ + 118, + 160, + 493, + 203 + ], + "spans": [ + { + "bbox": [ + 118, + 160, + 493, + 203 + ], + "score": 0.92, + "content": "\\begin{array} { l } { \\displaystyle \\operatorname* { l i m } _ { c _ { h } 0 } \\operatorname* { p l i m } _ { T \\infty } ( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } = \\operatorname* { l i m } _ { c 0 } [ ( W ^ { i } ) ^ { \\mathsf { T } } \\mathbb { E } ( \\mathbf { e } ^ { i } ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ) ^ { \\mathsf { T } } ) + \\mathbb { E } ( \\mathcal { E } ^ { i - 1 } ( c ) ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ) ^ { \\mathsf { T } } ] [ \\mathbb { E } ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ) ^ { \\mathsf { T } } ) ] ^ { - 1 } } \\\\ { = ( W ^ { i } ) ^ { \\mathsf { T } } . } \\end{array}", + "type": "interline_equation", + "image_path": "bbcbd7e85aef60c923f8fb216d56335f88abfdd4698b44511df6d44e48093324.jpg" + } + ] + } + ], + "index": 7, + "virtual_lines": [ + { + "bbox": [ + 118, + 160, + 493, + 174.33333333333334 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 118, + 174.33333333333334, + 493, + 188.66666666666669 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 118, + 188.66666666666669, + 493, + 203.00000000000003 + ], + "spans": [], + "index": 8 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 229, + 505, + 254 + ], + "lines": [ + { + "bbox": [ + 105, + 227, + 506, + 245 + ], + "spans": [ + { + "bbox": [ + 105, + 227, + 242, + 245 + ], + "score": 1.0, + "content": "Corollary 1. Assume A1-4. For", + "type": "text" + }, + { + "bbox": [ + 243, + 230, + 401, + 243 + ], + "score": 0.91, + "content": "{ \\bf g } _ { D F A } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { N + 1 } ; B ^ { i + 1 } ) = { \\cal B } ^ { i + 1 } \\tilde { \\bf e } ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 227, + 420, + 245 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 421, + 231, + 463, + 243 + ], + "score": 0.93, + "content": "\\sigma ( x ) = x", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 227, + 506, + 245 + ], + "score": 1.0, + "content": ", the least", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 243, + 180, + 254 + ], + "spans": [ + { + "bbox": [ + 105, + 243, + 180, + 254 + ], + "score": 1.0, + "content": "squares estimator", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9.5 + }, + { + "type": "interline_equation", + "bbox": [ + 173, + 258, + 437, + 276 + ], + "lines": [ + { + "bbox": [ + 173, + 258, + 437, + 276 + ], + "spans": [ + { + "bbox": [ + 173, + 258, + 437, + 276 + ], + "score": 0.9, + "content": "( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } : = \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { N + 1 } ) ^ { \\mathsf { T } } \\left( \\tilde { \\mathbf { e } } ^ { N + 1 } ( \\tilde { \\mathbf { e } } ^ { N + 1 } ) ^ { \\mathsf { T } } \\right) ^ { - 1 } \\qquad 1 \\leq i \\leq N + 1 ,", + "type": "interline_equation", + "image_path": "f5cdc418c433e15022233b625ab78d791f41a3d14c39cb5e6fead0c7dc006aa6.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 173, + 258, + 437, + 276 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 280, + 387, + 292 + ], + "lines": [ + { + "bbox": [ + 105, + 279, + 390, + 293 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 390, + 293 + ], + "score": 1.0, + "content": "solves (3) and converges to the true feedback matrix, in the sense that:", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "interline_equation", + "bbox": [ + 203, + 296, + 407, + 332 + ], + "lines": [ + { + "bbox": [ + 203, + 296, + 407, + 332 + ], + "spans": [ + { + "bbox": [ + 203, + 296, + 407, + 332 + ], + "score": 0.93, + "content": "\\operatorname * { l i m } _ { c _ { h } \\to 0 } \\operatorname * { p l i m } _ { T \\to \\infty } \\hat { B } ^ { i } = \\prod _ { j = N + 1 } ^ { i } W ^ { j } , \\qquad 1 \\le i \\le N + 1 .", + "type": "interline_equation", + "image_path": "d6adb6a3a621cf716b5ad1cfb5723578128a993848cbeef21523572dd34b1f37.jpg" + } + ] + } + ], + "index": 13.5, + "virtual_lines": [ + { + "bbox": [ + 203, + 296, + 407, + 314.0 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 203, + 314.0, + 407, + 332.0 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 342, + 495, + 354 + ], + "lines": [ + { + "bbox": [ + 106, + 341, + 495, + 356 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 495, + 356 + ], + "score": 1.0, + "content": "Proof. For a deep linear network notice that the node perturbation estimator can be expressed as:", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "interline_equation", + "bbox": [ + 209, + 359, + 401, + 375 + ], + "lines": [ + { + "bbox": [ + 209, + 359, + 401, + 375 + ], + "spans": [ + { + "bbox": [ + 209, + 359, + 401, + 375 + ], + "score": 0.92, + "content": "\\hat { \\lambda } ^ { i } = ( W ^ { i + 1 } \\cdot \\cdot \\cdot W ^ { N + 1 } ) ^ { \\mathsf { T } } \\mathbf { e } ^ { N + 1 } + \\mathcal { E } ^ { i } ( c _ { h } ) + \\eta ^ { i } ,", + "type": "interline_equation", + "image_path": "cc61b8049d1b8a85bb89d7e2199851b7b9e1d72bfcbc45ba2e3c2cee270ab382.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 209, + 359, + 401, + 375 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 379, + 504, + 402 + ], + "lines": [ + { + "bbox": [ + 106, + 379, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 379, + 505, + 392 + ], + "score": 1.0, + "content": "where the first term represents the true gradient, given by the simple linear backpropagation, the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 390, + 442, + 402 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 442, + 402 + ], + "score": 1.0, + "content": "second and third terms are the remainder and a noise term, as in Theorem 1. Define", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 17.5 + }, + { + "type": "interline_equation", + "bbox": [ + 268, + 406, + 343, + 442 + ], + "lines": [ + { + "bbox": [ + 268, + 406, + 343, + 442 + ], + "spans": [ + { + "bbox": [ + 268, + 406, + 343, + 442 + ], + "score": 0.93, + "content": "V ^ { i } : = \\prod _ { j = N + 1 } ^ { i } W _ { j } .", + "type": "interline_equation", + "image_path": "a2d5905815869009f3bb0bdf423052884ae96cedbfc05cc45f062e317fb842ca.jpg" + } + ] + } + ], + "index": 19.5, + "virtual_lines": [ + { + "bbox": [ + 268, + 406, + 343, + 424.0 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 268, + 424.0, + 343, + 442.0 + ], + "spans": [], + "index": 20 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 446, + 395, + 458 + ], + "lines": [ + { + "bbox": [ + 105, + 445, + 396, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 396, + 459 + ], + "score": 1.0, + "content": "Then following the same reasoning as the proof of Theorem 1, we have:", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21 + }, + { + "type": "interline_equation", + "bbox": [ + 120, + 462, + 491, + 546 + ], + "lines": [ + { + "bbox": [ + 120, + 462, + 491, + 546 + ], + "spans": [ + { + "bbox": [ + 120, + 462, + 491, + 546 + ], + "score": 0.95, + "content": "\\begin{array} { r l } & { \\displaystyle \\underset { T \\infty } { \\operatorname* { p l i m } } ( \\hat { B } ^ { i + 1 } ) ^ { \\top } = ( V ^ { i + 1 } ) ^ { \\top } + [ \\underset { T \\infty } { \\operatorname* { p l i m } } \\frac { 1 } { T } ( \\mathcal { E } ^ { i } ( c _ { h } ) + \\eta ^ { i } ) ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ] [ \\underset { T \\infty } { \\operatorname* { p l i m } } \\frac { 1 } { T } { \\mathbf e } ^ { N + 1 } ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ] ^ { - 1 } } \\\\ & { \\qquad = ( V ^ { i + 1 } ) ^ { \\top } + \\mathbb { E } [ ( \\mathcal { E } ( c _ { h } ) + \\eta ^ { i } ) ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ] [ \\mathbb { E } ( { \\mathbf e } ^ { N + 1 } ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ) ] ^ { - 1 } } \\\\ & { \\qquad = ( V ^ { i + 1 } ) ^ { \\top } + \\mathbb { E } [ \\mathcal { E } ( c _ { h } ) ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ] [ \\mathbb { E } ( { \\mathbf e } ^ { N + 1 } ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ) ] ^ { - 1 } } \\\\ & { \\qquad = ( V ^ { i + 1 } ) ^ { \\top } + \\mathcal { O } ( c _ { h } ) . } \\end{array}", + "type": "interline_equation", + "image_path": "306c5215244f2dfea8f91a046e9d2e078e4889a6d8cc9a243b8bda6ce32de33c.jpg" + } + ] + } + ], + "index": 23, + "virtual_lines": [ + { + "bbox": [ + 120, + 462, + 491, + 490.0 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 120, + 490.0, + 491, + 518.0 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 120, + 518.0, + 491, + 546.0 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 549, + 166, + 560 + ], + "lines": [ + { + "bbox": [ + 106, + 547, + 168, + 561 + ], + "spans": [ + { + "bbox": [ + 106, + 547, + 168, + 561 + ], + "score": 1.0, + "content": "Then we have:", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "interline_equation", + "bbox": [ + 252, + 557, + 359, + 579 + ], + "lines": [ + { + "bbox": [ + 252, + 557, + 359, + 579 + ], + "spans": [ + { + "bbox": [ + 252, + 557, + 359, + 579 + ], + "score": 0.91, + "content": "\\operatorname * { l i m } _ { c _ { h } 0 } \\operatorname * { p l i m } _ { T \\infty } \\hat { B } ^ { i + 1 } = V ^ { i + 1 } .", + "type": "interline_equation", + "image_path": "56351059f49e92f020ea1057110d9a590548660d338b227c9db4d88b40e81c0f.jpg" + } + ] + } + ], + "index": 26, + "virtual_lines": [ + { + "bbox": [ + 252, + 557, + 359, + 579 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "title", + "bbox": [ + 108, + 605, + 264, + 617 + ], + "lines": [ + { + "bbox": [ + 106, + 605, + 266, + 618 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 266, + 618 + ], + "score": 1.0, + "content": "A.1 DISCUSSION OF ASSUMPTIONS", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 106, + 626, + 377, + 638 + ], + "lines": [ + { + "bbox": [ + 105, + 624, + 378, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 624, + 378, + 640 + ], + "score": 1.0, + "content": "It is worth making the following points on each of the assumptions:", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 132, + 646, + 506, + 732 + ], + "lines": [ + { + "bbox": [ + 132, + 647, + 505, + 659 + ], + "spans": [ + { + "bbox": [ + 132, + 647, + 265, + 659 + ], + "score": 1.0, + "content": "• A1. In the paper we assume", + "type": "text" + }, + { + "bbox": [ + 266, + 648, + 272, + 659 + ], + "score": 0.84, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 647, + 505, + 659 + ], + "score": 1.0, + "content": "is Gaussian. Here we prove the more general result of", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 141, + 659, + 346, + 670 + ], + "spans": [ + { + "bbox": [ + 141, + 659, + 346, + 670 + ], + "score": 1.0, + "content": "convergence for any subgaussian random variable.", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 133, + 672, + 505, + 686 + ], + "spans": [ + { + "bbox": [ + 133, + 672, + 505, + 686 + ], + "score": 1.0, + "content": "• A2. In practice this may be a fairly restrictive assumption, since it precludes using relu non-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 141, + 683, + 505, + 696 + ], + "spans": [ + { + "bbox": [ + 141, + 683, + 505, + 696 + ], + "score": 1.0, + "content": "linearities. Other common choices, such as hyperbolic tangent and sigmoid non-linearities", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 142, + 695, + 409, + 708 + ], + "spans": [ + { + "bbox": [ + 142, + 695, + 409, + 708 + ], + "score": 1.0, + "content": "with an analytic cost function do satisfy this assumption, however.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 131, + 708, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 131, + 709, + 375, + 722 + ], + "score": 1.0, + "content": "• A3. It is hard to establish general conditions under which", + "type": "text" + }, + { + "bbox": [ + 375, + 708, + 406, + 722 + ], + "score": 0.93, + "content": "\\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\top }", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "will be full rank. While", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 141, + 720, + 341, + 733 + ], + "spans": [ + { + "bbox": [ + 141, + 720, + 341, + 733 + ], + "score": 1.0, + "content": "it may be a reasonable assumption in some cases.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 32 + } + ], + "page_idx": 16, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 26, + 294, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "score": 1.0, + "content": "17", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 494, + 581, + 505, + 591 + ], + "lines": [ + { + "bbox": [ + 496, + 582, + 505, + 592 + ], + "spans": [ + { + "bbox": [ + 496, + 582, + 505, + 592 + ], + "score": 1.0, + "content": "□", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 495, + 213, + 505, + 223 + ], + "lines": [ + { + "bbox": [ + 496, + 215, + 504, + 223 + ], + "spans": [ + { + "bbox": [ + 496, + 215, + 504, + 223 + ], + "score": 0.998, + "content": "□", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 105, + 81, + 506, + 104 + ], + "lines": [ + { + "bbox": [ + 104, + 80, + 506, + 97 + ], + "spans": [ + { + "bbox": [ + 104, + 80, + 506, + 97 + ], + "score": 1.0, + "content": "using the weak law of large numbers in the first term, and the induction assumption for the remaining", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 201, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 201, + 106 + ], + "score": 1.0, + "content": "terms. In the same way", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5, + "bbox_fs": [ + 104, + 80, + 506, + 106 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 228, + 102, + 381, + 129 + ], + "lines": [ + { + "bbox": [ + 228, + 102, + 381, + 129 + ], + "spans": [ + { + "bbox": [ + 228, + 102, + 381, + 129 + ], + "score": 0.93, + "content": "\\operatorname* { p l i m } _ { T \\infty } \\frac { 1 } { T } \\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\mathsf { T } } = \\mathbb { E } ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ) ^ { \\mathsf { T } } ) .", + "type": "interline_equation", + "image_path": "e42aea0c3fefb87e003c3a1d4940e22dad5ec1f19fbe166e7758316c5a51fa34.jpg" + } + ] + } + ], + "index": 2.5, + "virtual_lines": [ + { + "bbox": [ + 228, + 102, + 381, + 115.5 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 228, + 115.5, + 381, + 129.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 131, + 504, + 156 + ], + "lines": [ + { + "bbox": [ + 104, + 129, + 506, + 147 + ], + "spans": [ + { + "bbox": [ + 104, + 129, + 304, + 147 + ], + "score": 1.0, + "content": "Note that the induction assumption also implies", + "type": "text" + }, + { + "bbox": [ + 304, + 131, + 381, + 145 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\operatorname* { l i m } _ { c 0 } \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) = \\mathbf { e } ^ { i } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 382, + 129, + 506, + 147 + ], + "score": 1.0, + "content": ". Thus, putting it together, by", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 143, + 379, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 143, + 379, + 156 + ], + "score": 1.0, + "content": "A3, A4 and the same reasoning as in Theorem 1 we have the result:", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4.5, + "bbox_fs": [ + 104, + 129, + 506, + 156 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 118, + 160, + 493, + 203 + ], + "lines": [ + { + "bbox": [ + 118, + 160, + 493, + 203 + ], + "spans": [ + { + "bbox": [ + 118, + 160, + 493, + 203 + ], + "score": 0.92, + "content": "\\begin{array} { l } { \\displaystyle \\operatorname* { l i m } _ { c _ { h } 0 } \\operatorname* { p l i m } _ { T \\infty } ( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } = \\operatorname* { l i m } _ { c 0 } [ ( W ^ { i } ) ^ { \\mathsf { T } } \\mathbb { E } ( \\mathbf { e } ^ { i } ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ) ^ { \\mathsf { T } } ) + \\mathbb { E } ( \\mathcal { E } ^ { i - 1 } ( c ) ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ) ^ { \\mathsf { T } } ] [ \\mathbb { E } ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ( \\tilde { \\tilde { \\mathbf { e } } } ^ { i } ( c ) ) ^ { \\mathsf { T } } ) ] ^ { - 1 } } \\\\ { = ( W ^ { i } ) ^ { \\mathsf { T } } . } \\end{array}", + "type": "interline_equation", + "image_path": "bbcbd7e85aef60c923f8fb216d56335f88abfdd4698b44511df6d44e48093324.jpg" + } + ] + } + ], + "index": 7, + "virtual_lines": [ + { + "bbox": [ + 118, + 160, + 493, + 174.33333333333334 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 118, + 174.33333333333334, + 493, + 188.66666666666669 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 118, + 188.66666666666669, + 493, + 203.00000000000003 + ], + "spans": [], + "index": 8 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 229, + 505, + 254 + ], + "lines": [ + { + "bbox": [ + 105, + 227, + 506, + 245 + ], + "spans": [ + { + "bbox": [ + 105, + 227, + 242, + 245 + ], + "score": 1.0, + "content": "Corollary 1. Assume A1-4. For", + "type": "text" + }, + { + "bbox": [ + 243, + 230, + 401, + 243 + ], + "score": 0.91, + "content": "{ \\bf g } _ { D F A } ( { \\bf h } ^ { i } , \\tilde { \\bf e } ^ { N + 1 } ; B ^ { i + 1 } ) = { \\cal B } ^ { i + 1 } \\tilde { \\bf e } ^ { N + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 227, + 420, + 245 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 421, + 231, + 463, + 243 + ], + "score": 0.93, + "content": "\\sigma ( x ) = x", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 227, + 506, + 245 + ], + "score": 1.0, + "content": ", the least", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 243, + 180, + 254 + ], + "spans": [ + { + "bbox": [ + 105, + 243, + 180, + 254 + ], + "score": 1.0, + "content": "squares estimator", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9.5, + "bbox_fs": [ + 105, + 227, + 506, + 254 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 173, + 258, + 437, + 276 + ], + "lines": [ + { + "bbox": [ + 173, + 258, + 437, + 276 + ], + "spans": [ + { + "bbox": [ + 173, + 258, + 437, + 276 + ], + "score": 0.9, + "content": "( \\hat { B } ^ { i } ) ^ { \\mathsf { T } } : = \\hat { \\lambda } ^ { i - 1 } ( \\tilde { \\mathbf { e } } ^ { N + 1 } ) ^ { \\mathsf { T } } \\left( \\tilde { \\mathbf { e } } ^ { N + 1 } ( \\tilde { \\mathbf { e } } ^ { N + 1 } ) ^ { \\mathsf { T } } \\right) ^ { - 1 } \\qquad 1 \\leq i \\leq N + 1 ,", + "type": "interline_equation", + "image_path": "f5cdc418c433e15022233b625ab78d791f41a3d14c39cb5e6fead0c7dc006aa6.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 173, + 258, + 437, + 276 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 280, + 387, + 292 + ], + "lines": [ + { + "bbox": [ + 105, + 279, + 390, + 293 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 390, + 293 + ], + "score": 1.0, + "content": "solves (3) and converges to the true feedback matrix, in the sense that:", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12, + "bbox_fs": [ + 105, + 279, + 390, + 293 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 203, + 296, + 407, + 332 + ], + "lines": [ + { + "bbox": [ + 203, + 296, + 407, + 332 + ], + "spans": [ + { + "bbox": [ + 203, + 296, + 407, + 332 + ], + "score": 0.93, + "content": "\\operatorname * { l i m } _ { c _ { h } \\to 0 } \\operatorname * { p l i m } _ { T \\to \\infty } \\hat { B } ^ { i } = \\prod _ { j = N + 1 } ^ { i } W ^ { j } , \\qquad 1 \\le i \\le N + 1 .", + "type": "interline_equation", + "image_path": "d6adb6a3a621cf716b5ad1cfb5723578128a993848cbeef21523572dd34b1f37.jpg" + } + ] + } + ], + "index": 13.5, + "virtual_lines": [ + { + "bbox": [ + 203, + 296, + 407, + 314.0 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 203, + 314.0, + 407, + 332.0 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 342, + 495, + 354 + ], + "lines": [ + { + "bbox": [ + 106, + 341, + 495, + 356 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 495, + 356 + ], + "score": 1.0, + "content": "Proof. For a deep linear network notice that the node perturbation estimator can be expressed as:", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15, + "bbox_fs": [ + 106, + 341, + 495, + 356 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 209, + 359, + 401, + 375 + ], + "lines": [ + { + "bbox": [ + 209, + 359, + 401, + 375 + ], + "spans": [ + { + "bbox": [ + 209, + 359, + 401, + 375 + ], + "score": 0.92, + "content": "\\hat { \\lambda } ^ { i } = ( W ^ { i + 1 } \\cdot \\cdot \\cdot W ^ { N + 1 } ) ^ { \\mathsf { T } } \\mathbf { e } ^ { N + 1 } + \\mathcal { E } ^ { i } ( c _ { h } ) + \\eta ^ { i } ,", + "type": "interline_equation", + "image_path": "cc61b8049d1b8a85bb89d7e2199851b7b9e1d72bfcbc45ba2e3c2cee270ab382.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 209, + 359, + 401, + 375 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 379, + 504, + 402 + ], + "lines": [ + { + "bbox": [ + 106, + 379, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 379, + 505, + 392 + ], + "score": 1.0, + "content": "where the first term represents the true gradient, given by the simple linear backpropagation, the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 390, + 442, + 402 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 442, + 402 + ], + "score": 1.0, + "content": "second and third terms are the remainder and a noise term, as in Theorem 1. Define", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 17.5, + "bbox_fs": [ + 105, + 379, + 505, + 402 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 268, + 406, + 343, + 442 + ], + "lines": [ + { + "bbox": [ + 268, + 406, + 343, + 442 + ], + "spans": [ + { + "bbox": [ + 268, + 406, + 343, + 442 + ], + "score": 0.93, + "content": "V ^ { i } : = \\prod _ { j = N + 1 } ^ { i } W _ { j } .", + "type": "interline_equation", + "image_path": "a2d5905815869009f3bb0bdf423052884ae96cedbfc05cc45f062e317fb842ca.jpg" + } + ] + } + ], + "index": 19.5, + "virtual_lines": [ + { + "bbox": [ + 268, + 406, + 343, + 424.0 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 268, + 424.0, + 343, + 442.0 + ], + "spans": [], + "index": 20 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 446, + 395, + 458 + ], + "lines": [ + { + "bbox": [ + 105, + 445, + 396, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 396, + 459 + ], + "score": 1.0, + "content": "Then following the same reasoning as the proof of Theorem 1, we have:", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21, + "bbox_fs": [ + 105, + 445, + 396, + 459 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 120, + 462, + 491, + 546 + ], + "lines": [ + { + "bbox": [ + 120, + 462, + 491, + 546 + ], + "spans": [ + { + "bbox": [ + 120, + 462, + 491, + 546 + ], + "score": 0.95, + "content": "\\begin{array} { r l } & { \\displaystyle \\underset { T \\infty } { \\operatorname* { p l i m } } ( \\hat { B } ^ { i + 1 } ) ^ { \\top } = ( V ^ { i + 1 } ) ^ { \\top } + [ \\underset { T \\infty } { \\operatorname* { p l i m } } \\frac { 1 } { T } ( \\mathcal { E } ^ { i } ( c _ { h } ) + \\eta ^ { i } ) ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ] [ \\underset { T \\infty } { \\operatorname* { p l i m } } \\frac { 1 } { T } { \\mathbf e } ^ { N + 1 } ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ] ^ { - 1 } } \\\\ & { \\qquad = ( V ^ { i + 1 } ) ^ { \\top } + \\mathbb { E } [ ( \\mathcal { E } ( c _ { h } ) + \\eta ^ { i } ) ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ] [ \\mathbb { E } ( { \\mathbf e } ^ { N + 1 } ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ) ] ^ { - 1 } } \\\\ & { \\qquad = ( V ^ { i + 1 } ) ^ { \\top } + \\mathbb { E } [ \\mathcal { E } ( c _ { h } ) ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ] [ \\mathbb { E } ( { \\mathbf e } ^ { N + 1 } ( { \\mathbf e } ^ { N + 1 } ) ^ { \\top } ) ] ^ { - 1 } } \\\\ & { \\qquad = ( V ^ { i + 1 } ) ^ { \\top } + \\mathcal { O } ( c _ { h } ) . } \\end{array}", + "type": "interline_equation", + "image_path": "306c5215244f2dfea8f91a046e9d2e078e4889a6d8cc9a243b8bda6ce32de33c.jpg" + } + ] + } + ], + "index": 23, + "virtual_lines": [ + { + "bbox": [ + 120, + 462, + 491, + 490.0 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 120, + 490.0, + 491, + 518.0 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 120, + 518.0, + 491, + 546.0 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 549, + 166, + 560 + ], + "lines": [ + { + "bbox": [ + 106, + 547, + 168, + 561 + ], + "spans": [ + { + "bbox": [ + 106, + 547, + 168, + 561 + ], + "score": 1.0, + "content": "Then we have:", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25, + "bbox_fs": [ + 106, + 547, + 168, + 561 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 252, + 557, + 359, + 579 + ], + "lines": [ + { + "bbox": [ + 252, + 557, + 359, + 579 + ], + "spans": [ + { + "bbox": [ + 252, + 557, + 359, + 579 + ], + "score": 0.91, + "content": "\\operatorname * { l i m } _ { c _ { h } 0 } \\operatorname * { p l i m } _ { T \\infty } \\hat { B } ^ { i + 1 } = V ^ { i + 1 } .", + "type": "interline_equation", + "image_path": "56351059f49e92f020ea1057110d9a590548660d338b227c9db4d88b40e81c0f.jpg" + } + ] + } + ], + "index": 26, + "virtual_lines": [ + { + "bbox": [ + 252, + 557, + 359, + 579 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "title", + "bbox": [ + 108, + 605, + 264, + 617 + ], + "lines": [ + { + "bbox": [ + 106, + 605, + 266, + 618 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 266, + 618 + ], + "score": 1.0, + "content": "A.1 DISCUSSION OF ASSUMPTIONS", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 106, + 626, + 377, + 638 + ], + "lines": [ + { + "bbox": [ + 105, + 624, + 378, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 624, + 378, + 640 + ], + "score": 1.0, + "content": "It is worth making the following points on each of the assumptions:", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28, + "bbox_fs": [ + 105, + 624, + 378, + 640 + ] + }, + { + "type": "list", + "bbox": [ + 132, + 646, + 506, + 732 + ], + "lines": [ + { + "bbox": [ + 132, + 647, + 505, + 659 + ], + "spans": [ + { + "bbox": [ + 132, + 647, + 265, + 659 + ], + "score": 1.0, + "content": "• A1. In the paper we assume", + "type": "text" + }, + { + "bbox": [ + 266, + 648, + 272, + 659 + ], + "score": 0.84, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 647, + 505, + 659 + ], + "score": 1.0, + "content": "is Gaussian. Here we prove the more general result of", + "type": "text" + } + ], + "index": 29, + "is_list_start_line": true + }, + { + "bbox": [ + 141, + 659, + 346, + 670 + ], + "spans": [ + { + "bbox": [ + 141, + 659, + 346, + 670 + ], + "score": 1.0, + "content": "convergence for any subgaussian random variable.", + "type": "text" + } + ], + "index": 30, + "is_list_end_line": true + }, + { + "bbox": [ + 133, + 672, + 505, + 686 + ], + "spans": [ + { + "bbox": [ + 133, + 672, + 505, + 686 + ], + "score": 1.0, + "content": "• A2. In practice this may be a fairly restrictive assumption, since it precludes using relu non-", + "type": "text" + } + ], + "index": 31, + "is_list_start_line": true + }, + { + "bbox": [ + 141, + 683, + 505, + 696 + ], + "spans": [ + { + "bbox": [ + 141, + 683, + 505, + 696 + ], + "score": 1.0, + "content": "linearities. Other common choices, such as hyperbolic tangent and sigmoid non-linearities", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 142, + 695, + 409, + 708 + ], + "spans": [ + { + "bbox": [ + 142, + 695, + 409, + 708 + ], + "score": 1.0, + "content": "with an analytic cost function do satisfy this assumption, however.", + "type": "text" + } + ], + "index": 33, + "is_list_end_line": true + }, + { + "bbox": [ + 131, + 708, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 131, + 709, + 375, + 722 + ], + "score": 1.0, + "content": "• A3. It is hard to establish general conditions under which", + "type": "text" + }, + { + "bbox": [ + 375, + 708, + 406, + 722 + ], + "score": 0.93, + "content": "\\tilde { \\mathbf { e } } ^ { i } ( \\tilde { \\mathbf { e } } ^ { i } ) ^ { \\top }", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "will be full rank. While", + "type": "text" + } + ], + "index": 34, + "is_list_start_line": true + }, + { + "bbox": [ + 141, + 720, + 341, + 733 + ], + "spans": [ + { + "bbox": [ + 141, + 720, + 341, + 733 + ], + "score": 1.0, + "content": "it may be a reasonable assumption in some cases.", + "type": "text" + } + ], + "index": 35, + "is_list_end_line": true + } + ], + "index": 32, + "bbox_fs": [ + 131, + 647, + 505, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 105, + 78, + 504, + 269 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 105, + 78, + 504, + 269 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 78, + 504, + 268 + ], + "spans": [ + { + "bbox": [ + 105, + 78, + 504, + 268 + ], + "score": 0.972, + "type": "image", + "image_path": "fd648240733945f923c31ddaceabe338817f3be9e0d690dad0972640f69b9cab.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 105, + 78, + 504, + 141.66666666666666 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 105, + 141.66666666666666, + 504, + 205.33333333333331 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 105, + 205.33333333333331, + 504, + 269.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 277, + 505, + 354 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 276, + 505, + 290 + ], + "spans": [ + { + "bbox": [ + 105, + 276, + 505, + 290 + ], + "score": 1.0, + "content": "Figure 4: Convergence of node perturbation method in a two hidden layer neural network (784-50-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 287, + 506, + 302 + ], + "spans": [ + { + "bbox": [ + 106, + 287, + 300, + 302 + ], + "score": 1.0, + "content": "20-10) with MSE loss, for varying noise levels", + "type": "text" + }, + { + "bbox": [ + 300, + 291, + 306, + 298 + ], + "score": 0.48, + "content": "c", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 287, + 506, + 302 + ], + "score": 1.0, + "content": ". Node perturbation is used to estimate feedback", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 104, + 297, + 504, + 313 + ], + "spans": [ + { + "bbox": [ + 104, + 297, + 309, + 313 + ], + "score": 1.0, + "content": "matrices that provide gradient estimates for fixed", + "type": "text" + }, + { + "bbox": [ + 310, + 299, + 322, + 309 + ], + "score": 0.31, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 297, + 405, + 313 + ], + "score": 1.0, + "content": ". (A) Relative error", + "type": "text" + }, + { + "bbox": [ + 406, + 299, + 504, + 311 + ], + "score": 0.92, + "content": "( \\| W ^ { i } - B ^ { i } \\| _ { F } / \\| W ^ { i } \\| _ { F } )", + "type": "inline_equation" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 310, + 505, + 323 + ], + "spans": [ + { + "bbox": [ + 105, + 310, + 505, + 323 + ], + "score": 1.0, + "content": "for each layer. (B) Angle between true gradient and synthetic gradient estimate at each layer. (C)", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 321, + 506, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 196, + 334 + ], + "score": 1.0, + "content": "Percentage of signs in", + "type": "text" + }, + { + "bbox": [ + 196, + 321, + 211, + 331 + ], + "score": 0.88, + "content": "\\breve { W } ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 211, + 321, + 228, + 334 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 229, + 321, + 241, + 331 + ], + "score": 0.89, + "content": "B ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 321, + 506, + 334 + ], + "score": 1.0, + "content": "that are in agreement. (D) Relative error when number of neurons", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 331, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 104, + 331, + 506, + 347 + ], + "score": 1.0, + "content": "is varied (784-N-50-10). (E) Angle between true gradient and synthetic gradient estimate at each", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 104, + 342, + 132, + 357 + ], + "spans": [ + { + "bbox": [ + 104, + 342, + 132, + 357 + ], + "score": 1.0, + "content": "layer.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 6 + } + ], + "index": 3.5 + }, + { + "type": "text", + "bbox": [ + 107, + 380, + 505, + 435 + ], + "lines": [ + { + "bbox": [ + 106, + 381, + 505, + 393 + ], + "spans": [ + { + "bbox": [ + 106, + 381, + 505, + 393 + ], + "score": 1.0, + "content": "Extensions of Theorem 2 to a non-linear network may be possible. However, the method of proof", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 392, + 505, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 505, + 405 + ], + "score": 1.0, + "content": "used here is not immediately applicable because the continuous mapping theorem can not be applied", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 402, + 505, + 415 + ], + "spans": [ + { + "bbox": [ + 105, + 402, + 505, + 415 + ], + "score": 1.0, + "content": "in such a straightforward fashion as in Equation (15). 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The estimator correctly esti-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 539, + 505, + 553 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 231, + 553 + ], + "score": 1.0, + "content": "mates the true feedback matrix", + "type": "text" + }, + { + "bbox": [ + 232, + 539, + 248, + 550 + ], + "score": 0.89, + "content": "W ^ { \\bar { 2 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 249, + 539, + 331, + 553 + ], + "score": 1.0, + "content": "to a relative error of", + "type": "text" + }, + { + "bbox": [ + 331, + 540, + 353, + 550 + ], + "score": 0.87, + "content": "0 . 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 353, + 539, + 505, + 553 + ], + "score": 1.0, + "content": ". 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The method provides useful error signals for a variety of", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 661, + 470, + 672 + ], + "spans": [ + { + "bbox": [ + 106, + 661, + 470, + 672 + ], + "score": 1.0, + "content": "sized networks, and can provide useful error information to layers through a deep network.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 24 + }, + { + "type": "title", + "bbox": [ + 107, + 693, + 242, + 705 + ], + "lines": [ + { + "bbox": [ + 105, + 691, + 244, + 707 + ], + "spans": [ + { + "bbox": [ + 105, + 691, + 244, + 707 + ], + "score": 1.0, + "content": "C EXPERIMENT DETAILS", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 33 + }, + { + "type": "text", + "bbox": [ + 106, + 720, + 486, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 718, + 487, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 718, + 487, + 734 + ], + "score": 1.0, + "content": "Details of each task and parameters are provided here. 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(C)", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 321, + 506, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 196, + 334 + ], + "score": 1.0, + "content": "Percentage of signs in", + "type": "text" + }, + { + "bbox": [ + 196, + 321, + 211, + 331 + ], + "score": 0.88, + "content": "\\breve { W } ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 211, + 321, + 228, + 334 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 229, + 321, + 241, + 331 + ], + "score": 0.89, + "content": "B ^ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 321, + 506, + 334 + ], + "score": 1.0, + "content": "that are in agreement. (D) Relative error when number of neurons", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 331, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 104, + 331, + 506, + 347 + ], + "score": 1.0, + "content": "is varied (784-N-50-10). 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Despite this, the angles between the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 572, + 506, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 573, + 334, + 585 + ], + "score": 1.0, + "content": "estimated gradient and the true gradient (proportional to", + "type": "text" + }, + { + "bbox": [ + 335, + 572, + 379, + 583 + ], + "score": 0.9, + "content": "\\mathbf { e } ^ { \\mathsf { T } } W B ^ { \\mathsf { T } } \\tilde { \\mathbf { e } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 573, + 506, + 585 + ], + "score": 1.0, + "content": "are very close to zero for both", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 584, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 584, + 505, + 596 + ], + "score": 1.0, + "content": "layers (Figure 4B) (less than 90 degrees corresponds to a descent direction). Thus the estimated", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 594, + 506, + 608 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 506, + 608 + ], + "score": 1.0, + "content": "gradients strongly align with true gradients in both layers. Recent studies have shown that sign con-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 104, + 604, + 507, + 619 + ], + "spans": [ + { + "bbox": [ + 104, + 604, + 507, + 619 + ], + "score": 1.0, + "content": "gruence of the feedforward and feedback matrices is all that is required to achieve good performance", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 616, + 506, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 506, + 629 + ], + "score": 1.0, + "content": "Liao et al. (2016); Xiao et al. (2018). 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The method provides useful error signals for a variety of", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 661, + 470, + 672 + ], + "spans": [ + { + "bbox": [ + 106, + 661, + 470, + 672 + ], + "score": 1.0, + "content": "sized networks, and can provide useful error information to layers through a deep network.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 24, + "bbox_fs": [ + 104, + 484, + 507, + 672 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 693, + 242, + 705 + ], + "lines": [ + { + "bbox": [ + 105, + 691, + 244, + 707 + ], + "spans": [ + { + "bbox": [ + 105, + 691, + 244, + 707 + ], + "score": 1.0, + "content": "C EXPERIMENT DETAILS", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 33 + }, + { + "type": "text", + "bbox": [ + 106, + 720, + 486, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 718, + 487, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 718, + 487, + 734 + ], + "score": 1.0, + "content": "Details of each task and parameters are provided here. 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All other", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 471, + 505, + 483 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 505, + 483 + ], + "score": 1.0, + "content": "parameters are the same as Crafton et al. (2019). 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For the autoencoding task: Through", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 322, + 551 + ], + "score": 1.0, + "content": "hyperparameter search, a noise standard deviation of", + "type": "text" + }, + { + "bbox": [ + 322, + 538, + 365, + 550 + ], + "score": 0.91, + "content": "c _ { h } ^ { * } = 0 . 0 2", + "type": "inline_equation" + }, + { + "bbox": [ + 366, + 538, + 505, + 551 + ], + "score": 1.0, + "content": "was found to give optimal perfor-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 550, + 504, + 561 + ], + "spans": [ + { + "bbox": [ + 106, + 550, + 504, + 561 + ], + "score": 1.0, + "content": "mance for our method. For BP(SGD), BP(ADAM), FA, the ‘noise’ results in the Table are obtained", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 559, + 506, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 459, + 574 + ], + "score": 1.0, + "content": "by adding zero-mean Gaussian noise to the activations with the same standard deviation,", + "type": "text" + }, + { + "bbox": [ + 459, + 560, + 470, + 572 + ], + "score": 0.89, + "content": "c _ { h } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 559, + 506, + 574 + ], + "score": 1.0, + "content": ". 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datasetbackpropagationnode perturbationDFA
CIFAR1076.9±0.174.8±0.272.4±0.2
CIFAR10051.2±0.148.1±0.247.3±0.1
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methodnoiseno noisemethodnoiseno noise
BP(SGD)536.8±2.1609.8±14.4BP DFA76.8±0.276.9±0.1
BP(ADAM)522.3±0.4533.3±2.272.4±0.272.3±0.1
FA768.2±2.7759.1±3.3 NP (ours)74.8±0.275.3±0.3
DAE539.8±4.9SG 一
NP (ours) 515.3±4.1
SG521.6±2.3
Matched629.9±1.1615.0±0.4
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from infrequent environment rewards. However, this places on environment designers the onus of designing language-conditional reward functions which may not be easily or tractably implemented as the complexity of the environment and the language scales. To overcome this limitation, we present a framework within which instruction-conditional RL agents are trained using rewards obtained not from the environment, but from reward models which are jointly trained from expert examples. As reward models improve, they learn to accurately reward agents for completing tasks for environment configurations—and for instructions—not present amongst the expert data. This framework effectively separates the representation of what instructions require from how they can be executed. In a simple grid world, it enables an agent to learn a range of commands requiring interaction with blocks and understanding of spatial relations and underspecified abstract arrangements. We further show the method allows our agent to adapt to changes in the environment without requiring new expert examples. + +# 1 INTRODUCTION + +Developing agents that can learn to follow user instructions pertaining to an environment is a longstanding goal of AI research (Winograd, 1972). Recent work has shown deep reinforcement learning (RL) to be a promising paradigm for learning to follow language-like instructions in both 2D and 3D worlds (e.g. Hermann et al. (2017); Chaplot et al. (2018), see Section 4 for a review). In each of these cases, being able to reward an agent for successfully completing a task specified by an instruction requires the implementation of a full interpreter of the instruction language. This interpreter must be able to evaluate the instruction against environment states to determine when reward must be granted to the agent, and in doing so requires full knowledge (on the part of the designer) of the semantics of the instruction language relative to the environment. Consider, for example, 4 arrangements of blocks presented in Figure 1. Each of them can be interpreted as a result of successfully executing the instruction “build an L-like shape from red blocks”, despite the fact that these arrangements differ in the location and the orientation of the target shape, as well as in the positioning of the irrelevant blue blocks. At best (e.g. for instructions such as the aforementioned one), implementing such an interpreter is feasible, although typically onerous in terms of engineering efforts to ensure reward can be given—for any admissible instruction in the language—in potentially complex or large environments. At worst, if we wish to scale to the full complexity of natural language, with all its ambiguity and underspecification, this requires solving fundamental problems of natural language understanding. + +![](images/406de354b040b9b9ca8c19c472b453c5fee6d1a5078521954cc52463976c72c6.jpg) +Figure 1: Different valid goal states for the instruction “build an L-like shape from red blocks”. + +If instruction-conditional reward functions cannot conveniently or tractably be implemented, can we somehow learn them in order to then train instruction-conditional policies? When there is a single implicit task, Inverse Reinforcement Learning (IRL; $\mathrm { N g }$ & Russell, 2000; Ziebart et al., 2008) methods in general, and Generative Adversarial Imitation Learning (Ho & Ermon, 2016) in particular, have yielded some success in jointly learning reward functions from expert data and training policies from learned reward models. In this paper, we wish to investigate whether such mechanisms can be adapted to the more general case of jointly learning to understand language which specifies task objectives (e.g. instructions, goal specifications, directives), and use such understanding to reward language-conditional policies which are trained to complete such tasks. For simplicity, we explore a facet of this general problem in this paper by focussing on the case of declarative commands that specify sets of possible goal-states (e.g. “arrange the red blocks in a circle.”), and where expert examples need only be goal states rather than full trajectories or demonstrations, leaving such extensions for further work. We introduce a framework—Adversarial Goal-Induced Learning from Examples (AGILE)—for jointly training an instruction-conditional reward model using expert examples of completed instructions alongside a policy which will learn to complete instructions by maximising the thus-modelled reward. In this respect, AGILE relies on familiar RL objectives, with free choice of model architecture or training mechanisms, the only difference being that the reward comes from a learned reward model rather than from the environment. + +We first verify that our method works in settings where a comparison between AGILE-trained policies with policies trained from environment reward is possible, to which end we implement instructionconditional reward functions. In this setting, we show that the learning speed and performance of A3C agents trained with AGILE reward models is superior to A3C agents trained against environment reward, and comparable to that of true-reward A3C agents supplemented by auxiliary unsupervised reward prediction objectives. To simulate an instruction-learning setting in which implementing a reward function would be problematic, we construct a dataset of instructions and goal-states for the task of building colored orientation-invariant arrangements of blocks. On this task, without us ever having to implement the reward function, the agent trained within AGILE learns to construct arrangements as instructed. Finally, we study how well AGILE’s reward model generalises beyond the examples on which it was trained. Our experiments show it can be reused to allow the policy to adapt to changes in the environment. + +# 2 ADVERSARIAL GOAL-INDUCED LEARNING FROM EXAMPLES + +Here, we introduce AGILE (“Adversarial Goal-Induced Learning from Examples”, in homage to the adversarial learning mechanisms that inspire it), a framework for jointly learning to model reward for instructions, and learn a policy from such a reward model. Specifically, we learn an instructionconditional policy $\pi _ { \theta }$ with parameters $\theta$ , from a data stream ${ \mathcal { G } } ^ { \pi _ { \theta } }$ obtained from interaction with the environment, by adjusting $\theta$ to maximise the expected total reward $R _ { \pi } ( \theta )$ based on stepwise reward $\hat { r } _ { t }$ given to the policy, exactly as done in any normal Reinforcement Learning setup. The difference lies in the source of the reward: we introduce an additional discriminator network $D _ { \phi }$ , the reward model, whose purpose is to define a meaningful reward function for training $\pi _ { \theta }$ . We jointly learn this reward model alongside the policy by training it to predict whether a given state $s$ is a goal state for a given instruction $c$ or not. Rather than obtain positive and negative examples of hinstruction, statei pairs from a purely static dataset, we sample them from a policy-dependent data stream. This stream is defined as follows: positive examples are drawn from a fixed dataset $\mathcal { D }$ of instructions $c _ { i }$ paired with goal states $s _ { i }$ ; negative examples are drawn from a constantly-changing buffer of states obtained from the policy acting on the environment, paired with the instruction given to the policy. Formally, the policy is trained to maximize a return $R _ { \pi } ( \theta )$ and the reward model is trained to minimize a cross-entropy loss $L _ { D } ( \phi )$ , the equations for which are: + +$$ +\begin{array} { r l } & { R _ { \pi } ( \theta ) = \underset { ( c , s _ { 1 : \infty } ) \sim \mathcal { G } ^ { \pi _ { \theta } } } { \mathbb { E } } \underset { t = 1 } { \overset { \infty } { \sum } } \gamma ^ { t - 1 } \hat { r } _ { t } + \alpha H ( \pi _ { \theta } ) , } \\ & { L _ { D } ( \phi ) = \underset { ( c , s ) \sim \mathcal { B } } { \overset { \mathbb { E } } { \sum } } - \log ( 1 - D _ { \phi } ( c , s ) ) + \underset { ( c _ { i } , g _ { i } ) \sim \mathcal { D } } { \overset { \mathbb { E } } { \sum } } - \log D _ { \phi } ( c _ { i } , g _ { i } ) . } \end{array} +$$ + +where + +$$ +\hat { r } _ { t } = [ D _ { \phi } ( c , s _ { t } ) > 0 . 5 ] +$$ + +In the equations above, the Iverson Bracket $[ \ldots ]$ maps truth to 1 and falsehood to 0, e.g. $[ x > 0 ] = 1$ iff $x > 0$ and 0 otherwise. $\gamma$ is the discount factor. With $\left( c , s _ { 1 : \infty } \right) \sim \mathcal { G } ^ { \pi _ { \theta } }$ , we denote a state trajectory that was obtained by sampling $( c , s _ { 0 } ) \sim \mathcal { G }$ and running $\pi _ { \theta }$ conditioned on $c$ starting from $s _ { 0 }$ . $\boldsymbol { B }$ denotes a replay buffer to which $( c , s )$ pairs from $T$ -step episodes are added; i.e. it is the undiscounted occupancy measure over the first $T$ steps. $D _ { \phi } ( c , s )$ is the probability of $( c , s )$ having a positive label according to the reward model, and thus $[ D _ { \phi } ( c , s _ { t } ) > 0 . 5 ]$ indicates that a given state $s _ { t }$ is more likely to be a goal state for instruction $c$ than not, according to $D$ . $H ( \pi _ { \theta } )$ is the policy’s entropy, and $\alpha$ is a hyperparameter. The approach is illustrated in $\mathrm { F i g } 2$ . Pseudocode is available in Appendix A. We note that Equation 1 differs from a traditional RL objective only in that the modelled reward $\hat { r } _ { t }$ is used instead of the ground-truth reward $r _ { t }$ . Indeed, in Section 3, we will compare policies trained with AGILE to policies trained with traditional RL, simply by varying the reward source from the reward model to the environment. + +![](images/7a23a3d803eaf3a9901e9f80bc9ea7cb176c0bac50983c8064c0edc771e9ccca.jpg) +Figure 2: Information flow during AGILE training. The policy acts conditioned on the instruction and is trained using the reward from the reward model (Figure 2a). The reward model is trained, as a discriminator, to distinguish between “A”, the hinstruction, goal-statei pairs from the dataset (Figure 2b), and “B”, the hinstruction, statei pairs from the agent’s experience. + +Dealing with False Negatives Let us call $\Gamma ( c )$ the objective set of goal states which satisfy instruction $c$ (which is typically unknown to us). Compared to the ideal case where all $( c , s )$ would be deemed positive if-and-only-if $s \in \Gamma ( c )$ , the labelling of examples implied by Equation 2 has a fundamental limitation when the policy performs well. As the policy improves, by definition, a increasing share of $( c , s ) \in B$ are objective goal-states from $\Gamma ( c )$ . However, as they are treated as negative examples in Equation 2, the discriminator accuracy drops, causing the policy to get worse. We therefore propose the following simple heuristic to rectify this fundamental limitation by approximately identifying the false negatives. We rank $( c , s )$ examples in $\boldsymbol { B }$ according to the reward model’s output $D _ { \phi } ( c , s )$ and discard the top $1 - \rho$ percent as potential false negatives. Only the other $\rho$ percent are used as negative examples of the reward model. Formally speaking, the first term in Equation 2 becomes $\mathbb { E } _ { ( c , s ) \sim \mathcal { B } _ { D _ { \phi } , \rho } } - \log ( 1 - D _ { \phi } ( c , s ) )$ , where $B _ { D _ { \phi } , \rho }$ stands for the $\rho$ percent of $\boldsymbol { B }$ selected, using $D _ { \phi }$ , as described above. We will henceforth refer to $\rho$ as the anticipated negative rate. Setting $\rho$ to $100 \%$ means using ${ \cal B } _ { D _ { \phi } , 1 0 0 } = { \cal B }$ like in Equation 2, but our preliminary experiments have shown clearly that this inhibits the reward model’s capability to correctly learn a reward function. Using too small a value for $\rho$ on the other hand may deprive the reward model of the most informative negative examples. We thus recommend to tune $\rho$ as a hyperparameter on a task-specific basis. + +Reusability of the Reward Model An appealing advantage of AGILE is the fact that the reward model $D _ { \phi }$ and the policy $\pi _ { \theta }$ learn two related but distinct aspects of an instruction: the reward model focuses on recognizing the goal-states (what should be done), whereas the policy learns what to do in order to get to a goal-state (how it should be done). The intuition motivating this design is that the knowledge about how instructions define goals should generalize more strongly than the knowledge about which behavior is needed to execute instructions. Following this intuition, we propose to reuse a reward model trained in AGILE as a reward function for training or fine-tuning policies. + +Relation to GAIL AGILE is strongly inspired by—and retains close relations to—Generative Adversarial Imitation Learning (GAIL; Ho & Ermon, 2016), which likewise trains both a reward function and a policy. The former is trained to distinguish between the expert’s and the policy’s trajectories, while the latter is trained to maximize the modelled reward. GAIL differs from AGILE in a number of important respects. First, AGILE is conditioned on instructions $c$ so a single AGILE agent can learn combinatorially many skills rather than just one. Second, in AGILE the reward model observes only states $s _ { i }$ (either goal states from an expert, or states from the agent acting on the environment) rather than state-action traces $( s _ { 1 } , a _ { 1 } ) , ( s _ { 2 } , a _ { 2 } ) , \ldots .$ , learning to reward the agent based on “what” needs to be done rather than according to “how” it must be done. Finally, in AGILE the policy’s reward is the thresholded probability $\big [ D _ { \phi } ( c , s _ { t } ) \big ]$ as opposed to the log-probability $\log D _ { \phi } ( s _ { t } , a _ { t } )$ used in GAIL. Our reasoning for this change is that, when adapted to the setting with goal-specifications, a GAIL-style reward $\log D _ { \phi } ( c , s _ { t } )$ could take arbitrarily low values for intermediate states visited by the agent, as the reward model $D _ { \phi }$ becomes confident that those are not goal states. Empirically, we found that dropping the logarithm from GAIL-style rewards is indeed crucial for AGILE’s performance, and that using the probability $D _ { \phi } ( c , s _ { t } )$ as the reward $\hat { r _ { t } }$ results in a performance level similar to that of the discretized AGILE reward $\hat { r _ { t } } = [ D _ { \phi } ( c , s _ { t } ) ]$ . + +# 3 EXPERIMENTS + +We experiment with AGILE in a grid world environment that we call GridLU, short for Grid Language Understanding and after the famous SHRDLU world (Winograd, 1972). GridLU is a fully observable grid world in which the agent can walk around the grid (moving up, down left or right), pick blocks up and drop them at new locations (see Figure 3 for an illustration and Appendix C for a detailed description of the environment). + +# 3.1 MODELS + +All our models receive the world state as a 56x56 RGB image. With regard to processing the instruction, we will experiment with two kinds of models: Neural Module Networks (NMN) that treat the instruction as a structured expression, and a generic model that takes an unstructured instruction representation and encodes it with an LSTM. + +Because the language of our instructions is generated from a simple grammar, we perform most of our experiments using policy and reward model networks that are constructed using the NMN (Andreas et al., 2016) paradigm. NMN is an elegant architecture for grounded language processing in which a tree of neural modules is constructed based on the language input. The visual input is then fed to the leaf modules, which send their outputs to their parent modules, which process is repeated until the root of the tree. We mimick the structure of the instructions when constructing the tree of modules; for example, the NMN corresponding to the instruction $c _ { 1 } = _ { \it { 1 } }$ NorthFrom(Color(‘red’, Shape(‘circle’, SCENE)), Color(‘blue’, Shape(‘square’, SCENE))) performs a computation $h _ { N M N } = m _ { N o r t h F r o m } ( m _ { r e d } ( m _ { c i r c l e } ( h _ { s } ) ) , m _ { b l u e } ( m _ { s q u a r e } ( h _ { s } ) ) ) _ { K } ^ { }$ ), where $m _ { x }$ denotes the module corresponding to the token $x$ , and $h _ { s }$ is a representation of state $s$ . Each module $m _ { x }$ performs a convolution (weights shared by all modules) followed by a token-specific Feature-Wise Linear Modulation (FiLM) (Perez et al., 2017): $m _ { x } ( h _ { l } , h _ { r } ) = R e L U ( ( 1 + \gamma _ { x } ) \odot ( W _ { m ^ { * } } [ h _ { l } ; h _ { r } ] ) \oplus \beta _ { x } )$ , where $h _ { l }$ and $h _ { r }$ are module inputs, $\gamma _ { x }$ is a vector of FiLM multipliers, $\beta _ { x }$ are FiLM biases, $\odot$ and $\oplus$ are element-wise multiplication and addition with broadcasting, $^ *$ denotes convolution. The representation $h _ { s }$ is produced by a convnet. The NMN’s output $h _ { N M N }$ undergoes max-pooling and is fed through a 1-layer MLP to produce action probabilities or the reward model’s output. Note, that while structure-wise our policy and reward model are mostly similar, they do not share parameters. + +NMN is an excellent model when the language structure is known, but this may not be the case for natural language. To showcase AGILE’s generality we also experiment with a very basic structure-agnostic architecture. We use FiLM to condition a standard convnet on an instruction representation $h _ { L S T M }$ produced by an LSTM. The $k$ -th layer of the convnet performs a computation $h _ { k } = R e L U ( ( 1 + \gamma _ { k } ) \odot ( W _ { k } * h _ { k - 1 } ) \oplus \beta _ { k } )$ e $\gamma _ { k } = W _ { k } ^ { \gamma } h _ { L S T M } + b _ { k } ^ { \gamma }$ , e $\bar { \beta } _ { k } = W _ { k } ^ { \beta } h _ { L S T M } + b _ { k } ^ { \beta }$ $h _ { N M N }$ +output $h _ { 5 }$ of the $5 ^ { \mathrm { t h } }$ layer of the convnet. + +In the rest of the paper we will refer to the architectures described above as FiLM-NMN and FiLMLSTM respectively. FiLM-NMN will be the default model in all experiments unless explicitly specified otherwise. Detailed information about network architectures can be found in Appendix G. + +# 3.2 TRAINING DETAILS + +For the purpose of training the policy networks both within AGILE, and for our baseline trained from ground-truth reward $r _ { t }$ instead of the modelled reward $\hat { r } _ { t }$ , we used the Asynchronous Advantage Actor-Critic (A3C; Mnih et al., 2016). Any alternative training mechanism which uses reward could be used—since the only difference in AGILE is the source of the reward signal, and for any such alternative the appropriate baseline for fair comparison would be that same algorithm applied to train a policy from ground-truth reward. We will refer to the policy trained within AGILE as AGILE-A3C. The A3C’s hyperparameters $\gamma$ and $\lambda$ were set to 0.99 and 0 respectively, i.e. we did not use without temporal difference learning for the baseline network. The length of an episode was 30, but we trained the agent on advantage estimation rollouts of length 15. Every experiment was repeated 5 times. We considered an episode to be a success if the final state was a goal state as judged by a task-specific success criterion, which we describe for the individual tasks below. We use the success rate (i.e. the percentage of successful episodes) as our main performance metric for the agents. Unless otherwise specified we use the NMN-based policy and reward model in our experiments. Full experimental details can be found in Appendix D. + +![](images/a27f583ee14d93edac88f671893fa868066b6ac8347ca3949bdbc4d921fd2c69.jpg) +Figure 3: Initial state and goal state for GridLU-Relations (top-left) and GridLU-Arrangements episodes (bottom-left), and the complete GridLU-Arrangements vocabulary (right), each with examples of some possible goal-states. + +Our first task, GridLU-Relations, is an adaptation of the SHAPES visual question answering dataset (Andreas et al., 2016) in which the blocks can be moved around freely. GridLU-Relations requires the agent to induce the meaning of spatial relations such as above or right of, and to manipulate the world in order to instantiate these relationships. Named GridLU-Relations, the task involves five spatial relationships (NorthFrom, SouthFrom, EastFrom, WestFrom, SameLocation), whose arguments can be either the blocks, which are referred to by their shapes and colors, or the agent itself. To generate the full set of possible instructions spanned by these relations and our grid objects, we define a formal grammar that generates strings such as: + +NorthFrom(Color(‘red’, Shape(‘circle’, SCENE)), Color(‘blue’, Shape(‘square’, SCENE))) + +This string carries the meaning ‘put a red circle north from (above) a blue square’. In general, when a block is the argument to a relation, it can be referred to by specifying both the shape and the color, like in the example above, or by specifying just one of these attributes. In addition, the AGENT constant can be an argument to all relations, in which case the agent itself must move into a particular spatial relation with an object. Figure 3 shows two examples of GridLU-Relations instructions and their respective goal states. There are 990 possible instructions in the GridLU-Relations task, and the number of distinct training instances can be loosely lower-bounded by $1 . 8 \cdot 1 0 ^ { 7 }$ (see Appendix E for details). + +Notice that, even for the highly concrete spatial relationships in the GridLU-Relations language, the instructions are underspecified and somewhat ambiguous—is a block in the top-right corner of the grid above a block in the bottom left corner? We therefore decided (arbitrarily) to consider all relations to refer to immediate adjacency (so that Instruction equation 3 is satisfied if and only if there is a red circle in the location immediately above a blue square). Notice that the commands are still underspecified in this case (since they refer to the relationship between two entities, not their absolute positions), even if the degree of ambiguity in their meaning is less than in many real-world cases. The policy and reward model trained within AGILE then have to infer this specific sense of what these spatial relations mean from goal-state examples, while the baseline agent is allowed to access our programmed ground-truth reward. The binary ground-truth reward (true if the state is a goal state) is also used as the success criterion for evaluating AGILE. + +Having formally defined the semantics of the relationships and programmed a reward function, we compared the performance of an AGILE-A3C agent against a priviliged baseline A3C agent trained using ground-truth reward. Interestingly, we found that AGILE-A3C learned the task more easily than standard A3C (see the respective curves in Figure 4). We hypothesize this is because the modeled rewards are easy to learn at first and become more sparse as the reward model slowly improves. This naturally emerging curriculum expedites learning in the AGILE-A3C when compared to the A3C-trained policy that only receives signal upon reaching a perfect goal state. + +We did observe, however, that the A3C algorithm could be improved significantly by applying the auxiliary task of reward prediction (RP; Jaderberg et al., 2016), which was applied to language learning tasks by Hermann et al. (2017) (see the A3C and A3C-RP curves in Figure 4). This objective reinforces the association between instructions and states by having the agent replay the states immediately prior to a non-zero reward and predict whether or not it the reward was positive (i.e. the states match the instruction) or not. This mechanism made a significant difference to the A3C performance, increasing performance to $9 9 . 9 \%$ . AGILE-A3C also achieved nearly perfect performance $( 9 9 . 5 \% )$ ). We found this to be a very promising result, since within AGILE, we induce the reward function from a limited set of examples. + +The best results with AGILE-A3C were obtained using the anticipated negative rate $\rho = 2 5 \%$ . When we used larger values of $\rho$ AGILE-A3C training started quicker but after 100-200 million steps the performance started to deteriorate (see AGILE curves in Figure 4), while it remained stable with $\bar { \rho } = 2 5 \%$ . + +Data efficiency These results suggest that the AGILE reward model was able to induce a near perfect reward function from a limited set of hinstruction, goal-statei pairs. We therefore explored how small this training set of examples could be to achieve reasonable performance. We found that with a training set of only 8000 examples, the AGILE-A3C agent could reach a performance of $60 \%$ (massively above chance). However, the optimal performance was achieved with more than 100,000 examples. The full results are available in Appendix D. + +Generalization to Unseen Instructions In the experiments we have reported so far the AGILE agent was trained on all 990 possible GridLU-Relation instructions. In order to test generalization to unseen instructions we held out $10 \%$ of the instructions as the test set and used the rest $90 \%$ as the training set. Specifically, we restricted the training instances and hinstruction, goal-statei pairs to only contain instructions from the training set. The performance of the trained model on the test instructions was the same as on the training set, showing that AGILE did not just memorise the training instructions but learnt a general interpretation of GridLU-Relations instructions. + +AGILE with Structure-Agnostic Models We report the results for AGILE with a structureagnostic FILM-LSTM model in Figure 4 (middle). AGILE with $\rho = 2 5 \%$ achieves a high $9 7 . 5 \%$ success rate, and notably it trains almost as fast as an RL-RP agent with the same architecture. + +![](images/fbde7ef34d849ffb38f216394e38de05042e533ab4bbd67b6c63a27658b7dd30.jpg) +Figure 4: Left: learning curves for A3C, A3C-RP (both using ground truth reward), and AGILE-A3C with different values of the anticipated negative rate $\rho$ on the GridLU-Relations task. We report success rate (see Section 3). Middle: learning curves for policies trained with ground-truth RL, and within AGILE, with different model architectures. Right: the reward model’s accuracy for different values of $\rho$ . + +Analyzing the reward model We compare the binary reward provided by the reward model with the ground-truth from the environment during training on the GridLU-Relation task. With $\rho = 2 5 \%$ the accuracy of the reward model peaks at $9 9 . 5 \%$ . As shown in Figure 4 (right) the reward model learns faster in the beginning with larger values of $\rho$ but then deteriorates, which confirms our intuition about why $\rho$ is an important hyperparameter and is aligned with the success rate learning curves in Figure 4 (left). We also observe during training that the false negative rate is always kept reasonably low ( ${ < } 3 \%$ of rewards) whereas the reward model will initially be more generous with false positives $( 2 0 - 5 0 \%$ depending on $\rho$ during the first 20M steps of training) and will produce an increasing number of false positives for insufficiently small values of $\rho$ (see plots in Appendix E). We hypothesize that early false positives may facilitate the policy’s training by providing it with a sort of curriculum, possibly explaining the improvement over agents trained from ground-truth reward, as shown above. + +The reward model as general reward function An instruction-following agent should be able to carry-out known instructions in a range of different contexts, not just settings that match identically the specific setting in which those skills were learned. To test whether the AGILE framework is robust to (semantically-unimportant) changes to the environment dynamics, we first trained the policy and reward model as normal and then modified the effective physics of the world by making all red square objects immovable. In this case, following instructions correctly is still possible in almost all cases, but not all solutions available during training are available at test time. As expected, this change impaired the policy and the agent’s success rate on the instructions referring to a red square dropped from $9 8 \%$ to $5 2 \%$ . However, after fine-tuning the policy (additional training of the policy on the test episodes using the reward from the previously-trained-then-frozen reward model), the success rate went up to $6 \bar { 9 } . 3 \%$ (Figure 5). This experiment suggests that the AGILE reward model learns useful and generalisable linguistic knowledge. The knowledge can be applied to help policies adapt in scenarios where the high-level meaning of commands is familiar but the low-level physical dynamics is not. + +![](images/2ff77a80cae73f9ec07c52cbe8d89e4308ff7516b5e4c9d5205601c00b54ddd2.jpg) +Figure 5: Fine-tuning for an immovable red square. + +# 3.4 GRIDLU-ARRANGEMENTS TASK + +The experiments thus far demonstrate that even without directly using the reward function AGILEA3C performs comparably to its pure A3C counter-part. However, the principal motivation for the AGILE framework is to avoid programming the reward function. To model this setting more explicitly, we developed the task GridLU-Arrangements, in which each instruction is associated with multiple viable goal-states that share some (more abstract) common form. The complete set of instructions and forms is illustrated in Figure 3. To get training data, we built a generator to produce random instantiations (i.e. any translation, rotation, reflection or color mapping of the illustrated forms) of these goal-state classes, as positive examples for the reward model. In the real world, this process of generating goal-states could be replaced by finding, or having humans annotate, labelled images. In total, there are 36 possible instructions in GridLU-Arrangements, which together refer to a total of 390 million correct goal-states (see Appendix F for details). Despite this enormous space of potentially correct goal-states, we found that for good performance it was necessary to train AGILE on only 100,000 (less than $0 . 3 \%$ ) of these goal-states, sampled from the same distribution as observed in the episodes. To replicate the conditions of a potential AGILE application as close as possible, we did not write a reward function for GridLU-Arrangements (even though it would have been theoretically possible), and instead carried out all evaluation manually. + +The training regime for GridLU-Arrangements involved two classes of episodes (and instructions). Half of the episodes began with four square blocks (all of the same color), and the agent, in random unique positions, and an instruction sampled uniformly from the list of possible arrangement words. In the other half of the episodes, four square blocks of one color and four square blocks of a different color were initially each positioned randomly. The instruction in these episodes specified one of the two colors together with an arrangement word. We trained policies and reward models using AGILE with 10 different seeds for each level, and selected the best pair based on how well the policy maximised modelled reward. We then manually assessed the final state of each of 200 evaluation episodes, using human judgement that the correct shape has been produced as success criterion to evaluate AGILE. We found that the agent made the correct arrangement in $58 \%$ of the episodes. The failure cases were almost always in the episodes involving eight blocks1. In these cases, the AGILE agent tended towards building the correct arrangement, but was impeded by the randomly positioned non-target-color blocks and could not recover. Nonetheless, these scores, and the compelling behaviour observed in the video (https://www.youtube.com/watch? $\scriptstyle \mathtt { V } = 0$ 7S-x3MkEoQ), demonstrate the potential of AGILE for teaching agents to execute semantically vague or underspecified instructions. + +# 4 RELATED WORK + +Learning to follow language instructions has been approached in many different ways, for example by reinforcement learning using a reward function programmed by a system designer. Janner et al. (2017); Oh et al. (2017); Hermann et al. (2017); Chaplot et al. (2018); Denil et al. (2017); Yu et al. (2018) consider instruction-following in 2D or 3D environments and reward the agent for arriving at the correct location or object. Janner et al. (2017) and Misra et al. (2017) train RL agents to produce goal-states given instructions. As discussed, these approaches are constrained by the difficulty of programming language-related reward functions, a task that requires an programming expert, detailed access to the state of the environment and hard choices above how language should map to the world. Agents can be trained to follow instructions using complete demonstrations, that is sequences of correct actions describing instruction execution for given initial states. + +Chen & Mooney (2011); Artzi & Zettlemoyer (2013) train semantic parsers to produce a formal representation of the query that when fed to a predefined execution model matches exactly the sequence of actions from the demonstration. Andreas & Klein (2015); Mei et al. (2016) sidestep the intermediate formal representation and train a Conditional Random Field (CRF) and a sequenceto-sequence neural model respectively to directly predict the actions from the demonstrations. A underlying assumption behind all these approaches is that the agent and the demonstrator share the same actuation model, which might not always be the case. In the case of navigational instructions the trajectories of the agent and the demonstrators can sometimes be compared without relying on the actions, like e.g. Vogel & Jurafsky (2010), but for other types of instructions such a hard-coded comparison may be infeasible. Tellex et al. (2011) train a log-linear model to map instruction constituents into their groundings, which can be objects, places, state sequences, etc. Their approach requires access to a structured representation of the world environment as well as intermediate supervision for grounding the constituents. + +Our work can be categorized as apprenticeship (imitation) learning, which studies learning to perform tasks from demonstrations and feedback. Many approaches to apprenticeship learning are variants of inverse reinforcement learning (IRL), which aims to recover a reward function from expert demonstrations (Abbeel & Ng, 2004; Ziebart et al., 2008). As stated at the end of Section 2, the method most closely related to AGILE is the GAIL algorithm from the IRL family (Ho & Ermon, 2016). There have been earlier attempts to use IRL-style methods for instruction following (MacGlashan et al., 2015; Williams et al., 2018), but unlike AGILE, they relied on the availability of a formal reward specification language. To our knowledge, ours and the concurrent work by Fu et al. (2018) are the first works to showcase learning reward models for instructions from pixels directly. Besides IRL-style approaches, other apprenticeship learning methods involve training a policy (Knox & Stone, 2009; Warnell et al., 2017) or a reward function (Wilson et al., 2012; Christiano et al., 2017) directly from human feedback. Several recent imitation learning works consider using goal-states directly for defining the task (Ganin et al., 2018; Pathak et al., 2018). AGILE differs from these approaches in that goal-states are only used to train the reward module, which we show generalises to new environment configurations or instructions, relative to those seen in the expert data. + +# 5 DISCUSSION + +We have proposed AGILE, a framework for training instruction-conditional RL agents using rewards from learned reward models, which are jointly trained from data provided by both experts and the agent being trained, rather than reward provided by an instruction interpreter within the environment. This opens up new possibilities for training language-aware agents: in the real world, and even in rich simulated environments (Brodeur et al., 2017; Wu et al., 2018), acquiring such data via human annotation would often be much more viable than defining and implementing reward functions programmatically. Indeed, programming rewards to teach robust and general instruction-following may ultimately be as challenging as writing a program to interpret language directly, an endeavour that is notoriously laborious (Winograd, 1971), and some say, ultimately futile (Winograd, 1972). + +As well as a means to learn from a potentially more prevalent form of data, our experiments demonstrate that policies trained in the AGILE framework perform comparably with and can learn as fast as those trained against ground-truth reward and additional auxiliary tasks. Our analysis of the reward model’s classifications gives a sense of how this is possible; the false positive decisions that it makes early in the training help the policy to start learning. The fact that AGILEs objective attenuates learning issues due to the sparsity of reward states within episodes in a manner similar to reward prediction suggests that the reward model within AGILE learns some form of shaped reward $( \mathrm { N g }$ et al., 1999), and could serve not only in the cases where a reward function need to be learned in the absence of true reward, but also in cases where environment reward is defined but sparse. As these cases are not the focus of this study, we note this here, but leave such investigation for future work. + +As the policy improves, false negatives can cause the reward model accuracy to deteriorate. We determined a simple method to mitigate this, however, leading to robust training that is comparable to RL with reward prediction and unlimited access to a perfect reward function. Another attractive aspect of AGILE is that learning “what should be done” and “how it should be done” is performed by two different model components. Our experiments confirm that the “what” kind of knowledge generalizes better to new environments. When the dynamics of the environment changed at test time, fine-tuning using frozen reward model allowed to the policy recover some of its original capability in the new setting. + +While there is a large gap to be closed between the sort of tasks and language experimented with in this paper and those which might be presented in “real world” situations or more complex environments, our results provide an encouraging first step in this direction. Indeed, it is interesting to consider how AGILE could be applied to more realistic learning settings, for instance involving first-person vision of 3D environments. Two issues would need to be dealt with, namely training the agent to factor out the difference in perspective between the expert data and the agent’s observations, and training the agent to ignore its own body parts if they are visible in the observations. Future work could focus on applying third-person imitation learning methods recently proposed by Stadie et al. (2017) learn the aforementioned invariances. Most of our experiments were conducted with a formal language with a known structure, however AGILE also performed very well when we used a structure-agnostic FiLM-LSTM model which processed the instruction as a plain sequence of tokens. This result suggest that in future work AGILE could be used with natural language instructions. + +# ACKNOWLEDGMENTS + +The authors want to thank Serkan Cabi for providing useful feedback. This research was enabled in part by support provided by Compute Canada (www.computecanada.ca). + +# REFERENCES + +Pieter Abbeel and Andrew Y. Ng. Apprenticeship Learning via Inverse Reinforcement Learning. In Proceedings of the Twenty-first International Conference on Machine Learning, ICML ’04, 2004. URL http://doi.acm.org/10.1145/1015330.1015430. + +Jacob Andreas and Dan Klein. 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AAAI, pp. 1433–1438, 2008. + +# A AGILE PSEUDOCODE + +# Algorithm 1 AGILE Discriminator Training + +Require: The policy network $\pi _ { \theta }$ , the discriminator network $D _ { \phi }$ , the anticipated negative rate $\rho$ , a dataset $\mathcal { D }$ , a replay buffer $B$ , the batch size $B S$ , a stream of training instances $\mathcal { G }$ , the episode length $T$ , the rollout length $R$ . +1: while Not Converged do +2: 3: Sample a training instance $( c , s _ { 0 } ) \in \mathcal { G }$ . $t \gets 0$ while $\mathfrak { t } \mathfrak { j }$ T do +5: Act with $\pi _ { \boldsymbol { \theta } } ( c , s )$ and produce a rollout $\big ( c , s _ { t \dots t + R } \big )$ . +6: Add $( c , s )$ pairs from $\big ( c , s _ { t . . . t + R } \big )$ to the replay buffer $B$ . Remove old pairs from $B$ if it is overflowing. +7: Sample a batch $D _ { + }$ of $B S / 2$ positive examples from $\mathcal { D }$ . +8: Sample a batch $D _ { - }$ of $B S / ( 2 \cdot ( 1 - \rho ) )$ negative $( c , s )$ examples from $B$ . +9: Compute $\kappa = D _ { \phi } ( c , s )$ for all $( c , s ) \in D _ { - }$ and reject the top $1 - \rho$ percent of $D _ { - }$ with the highest $\kappa$ . The resulting $D _ { - }$ will contain $B S / 2$ examples. +10: Compute L˜D(φ) = 1BS $\begin{array} { r } { \tilde { L } _ { D } ( \phi ) = \frac { 1 } { B S } \displaystyle \sum _ { ( c , s ) \in D _ { - } } - \log ( 1 - D _ { \phi } ( c , s ) ) + \displaystyle \sum _ { ( c , g ) \in D _ { + } } - \log D _ { \phi } ( c _ { i } , g _ { i } ) . } \end{array}$ +11: Compute the gradient $\frac { d \tilde { L } _ { D } ( \phi ) } { d \phi }$ and use it to update $\phi$ . +12: Synchronise $\theta$ and $\phi$ with other workers. +13: $t \gets t + R$ +14: end while +15: end while + +# Algorithm 2 AGILE Policy Training + +Require: The policy network $\pi \theta$ , the discriminator network $D _ { \phi }$ , a dataset $\mathcal { D }$ , a replay buffer $B$ , a stream of +training instances $\mathcal { G }$ , the episode length $T$ . +1: while Not Converged do +2: Sample a training instance $( c , s _ { 0 } ) \in \mathcal { G }$ . +3: $t \gets 0$ +4: while $\mathfrak { t } \mathfrak { j }$ T do +5: Act with $\pi _ { \boldsymbol { \theta } } ( c , s )$ and produce a rollout $\big ( c , s _ { t \dots t + R } \big )$ . +6: Use the discriminator $D _ { \phi }$ to compute the rewards $r _ { \tau } = [ D _ { \phi } ( c , s _ { \tau } ) > 0 . 5$ ]. +7: Perform an RL update for $\theta$ using the rewards $r _ { \tau }$ . +8: Synchronise $\theta$ and $\phi$ with other workers. +9: $t \gets t + R$ +10: end while +11: end while + +# B TRAINING DETAILS + +We trained the policy $\pi _ { \theta }$ and the discriminator $D _ { \phi }$ concurrently using RMSProp as the optimizer and Asynchronous Advantage Actor-Critic (A3C) (Mnih et al., 2016) as the RL method. A baseline predictor (see Appendix G for details) was trained to predict the discounted return by minimizing the mean square error. The RMSProp hyperparameters were different for $\pi _ { \theta }$ and $D _ { \phi }$ , see Table 1. A designated worker was used to train the discriminator (see Algorithm 1). Other workers trained only the policy (see Algorithm 2). We tried having all workers write to the replay buffer $B$ that was used for the discriminator training and found that this gave the same performance as using $( c , s )$ pairs produced by the discriminator worker only. We found it crucial to regularize the discriminator by clipping columns of all weights matrices to have the L2 norm of at most 1. In particular, we multiply incoming weights $w _ { u }$ of each unit $u$ by $\operatorname* { m i n } ( 1 , 1 / | | w _ { u } | | _ { 2 } )$ after each gradient update as proposed by Srivastava et al. (2014). We linearly rescaled the policy’s rewards to the $[ 0 ; 0 . 1 ]$ interval for both RL and AGILE. When using RL with reward prediction we fetch a batch from the replay buffer and compute the extra gradient for every rollout. + +For the exact values of hyperparameters for the GridLU-Relations task we refer the reader to Table 1. The hyperparameters for GridLU-Arrangements were mostly the same, with the exception of the episode length and the rollout length, which were 45 and 30 respectively. For training the RL baseline for GridLU-Relations we used the same hyperparameter settings as for the AGILE policy. + +Table 1: Hyperparameters for the policy and the discriminator for the GridLU-Relations task. + +
GroupHyperparameterPolicy TDiscriminator DΦ
RMSProplearning rate0.00030.0005
decay0.990.9
E0.110-10
grad. norm threshold4025
batch size1256
RLrollout length15
episode length30
discount0.99
reward scale0.1
baseline cost1.0
reward prediction cost (when used)1.0
reward prediction batch size4
num. workers training πθ151
AGILEsize of replay buffer B100000
num. workers training D1
Regularizationentropy weight α0.01
max.column norm1
+ +# C GRIDLU ENVIRONMENT + +The GridLU world is a $5 \times 5$ gridworld surrounded by walls. The cells of the grid can be occupied by blocks of 3 possible shapes (circle, triangle, and square) and 3 possible colors (red, blue, and green). The grid also contains an agent sprite. The agent may carry a block; when it does so, the agent sprite changes color2. When the agent is free, i.e. when it does not carry anything, it is able to enter cells with blocks. A free agent can pick a block in the cell where both are situated. An agent that carries a block cannot enter non-empty cells, but it can instead drop the block that it carries in any non-empty cell. Both picking up and dropping are realized by the INTERACT action. Other available actions are LEFT, RIGHT, UP and DOWN and NOOP. The GridLU agent can be seen as a cursor (and this is also how it is rendered) that can be moved to select a block or a position where the block should be released. Figure 6 illustrates the GridLU world and its dynamics. We render the state of the world as a color image by displaying each cell as an $8 \times 8$ patch3 and stitching these patches in a $5 6 \times 5 6$ image4. All neural networks take this image as an input. + +# D EXPERIMENT DETAILS + +Every experiment was repeated 5 times and the average result is reported. + +RL vs. AGILE All agents were trained for $5 \cdot 1 0 ^ { 8 }$ steps. + +Data Efficiency We trained AGILE policies with datasets $\mathcal { D }$ of different sizes for $5 \cdot 1 0 ^ { 8 }$ steps. For each policy we report the maximum success rate that it showed in the course of training. + +GridLU-Arrangements We trained the agent for 100M time steps, saving checkpoints periodically, and selected the checkpoint that best fooled the discriminator according to the agent’s internal reward. + +![](images/12a0250876976a70960bac26e489bbd937d4fe99d9cd1f5858afab85a8ce8779.jpg) +Figure 6: The dynamics of the GridLU world illustrated by a 6-step trajectory. The order of the states is indicated by arrows. The agent’s actions are written above arrows. + +![](images/c88d0530b92562c4ac9494853f2e5d902ffac1c59f458c306a94a2da6a6f7ad0.jpg) +Figure 7: Performance of AGILE for different sizes of the dataset of instructions and goal-states. For each dataset size of we report is the best average success rate over the course of training. + +Data Efficiency We measure how many examples of instructions and goal-states are required by AGILE in order to understand the semantics of the GridLU-Relations instruction language. The results are reported in Figure 7. The AGILE-trained agent succeeds in more than $50 \%$ of cases starting from 8000 examples, but as many as 130000 is required for the best performance. + +# E ANALYSIS OF THE GRIDLU-RELATIONS TASK + +# E.1 GRIDLU RELATIONS INSTANCE GENERATOR + +All GridLU instructions can be generated from $ using the following Backus-Naur form, with one exception: The first expansion of ${ < } \mathrm { { o b j } } >$ must not be identical to the second expansion of ${ < } \mathrm { { o b j } } >$ in . + + :: $=$ circle | rect | triangle :: $=$ red | green | blue + + :: $=$ NorthFrom | SouthFrom | EastFrom | WestFrom :: $=$ | SameLocation + + :: $=$ Color(, $ ) | Shape(, SCENE) :: $=$ Shape(, SCENE) | SCENE + + :: $=$ $ (AGENT, ) | $ (, AGENT) :: $=$ $ (, ) :: $=$ | + +There are 15 unique possibilities to expand the nonterminal ${ < } \mathrm { { o b j } } >$ , so there are 150 unique possibilities to expand and 840 unique possibilities to expand (not counting the exceptions mentioned above). Hence there are 990 unique instructions in total. However, several syntactically different instructions can be semantically equivalent, such as EastFrom(AGENT, Shape(rect, SCENE)) and WestFrom(Shape(rect, SCENE), AGENT). + +Every instruction partially specifies what kind of objects need to be available in the environment. For go-to-instructions we generate one object and for bring-to-instructions we generate two objects according to this partial specification (unspecified shapes or colors are picked uniformly at random). Additionally, we generate one “distractor object”. This distractor object is drawn uniformly at random from the 9 possible objects. All of these objects and the agent are each placed uniformly at random into one of 25 cells in the 5x5 grid. + +The instance generator does not sample an instruction uniformly at random from a list of all possible instructions. Instead, it generates the environment at the same time as the instruction according to the procedure above. Afterwards we impose two ‘sanity checks’: are any two objects in the same location or are they all identical? If any of these two checks fail, the instance is discarded and we start over with a new instance. + +Because of this rejection sampling technique, go-to-instructions are ultimately generated with approximately $2 5 \%$ probability even though they only represent $\approx 1 5 \%$ of all possible instructions. + +The number of different initial arrangements of three objects can be lower-bounded by ${ \binom { 9 } { 3 } } = 2 3 0 0$ if we disregard their permutation. Hence every bring-to-instruction has at least $K = 2 3 0 0 \cdot 9 \approx 2 \cdot 1 0 ^ { 4 }$ associated initial arrangements. Therefore the total number of task instances can be lower-bounded with $8 4 0 \cdot K \approx 1 . 7 \cdot 1 \bar { 0 } ^ { 7 }$ , disregarding the initial position of the agent. + +# E.2 DISCRIMINATOR EVALUATION + +During the training on GridLU-Relations we compared the predictions of the discriminator with those of the ground-truth reward checker. This allowed us to monitor several performance indicators of the discriminator, see Figure 8. + +![](images/53291bcc68bf3c2ec5c30716cb671107ce129a7f067fbe67d0e2bc3a1d397656.jpg) +Figure 8: The discriminator’s errors in the course of training. Left: percentage of false positives. Right: percentage of false negatives. + +# F ANALYSIS OF THE GRIDLU-ARRANGEMENTS TASK + +Instruction Syntax We used two types of instructions in the GridLU-Arrangements task, those referring only to the arrangement and others that also specified the color of the blocks. Examples Connected(AGENT, SCENE) and Snake(AGENT, Color(’yellow’, SCENE)) illustrate the syntax that we used for both instruction types. + +Number of Distinct Goal-States Table 2 presents our computation of the number of distinct goal-states in the GridLU-Arrangements Task. + +Table 2: Number of unique goal-states in GridLU-Arrangements task. + +
Possible arrangementPossible colorsPossible agent positionsPossible distractor positionsPossible distractor colors
Arrangementpositions 163255985Total goal states 14,364,000
Square Line4032559852235,910,000
Dline8325598527,182,000
Triangle483255985243,092,000
Circle9325598528,079,750
Eel483255985243,092,000
Snake483255985243,092,000
Connected20032559852179,550,000
Disconnected173255985215,261,750
+ +Total + +# G MODELS + +![](images/f9eddfd19899cbf466aa60efadf087a24d728a490ba73e4889eac47ccc502489.jpg) +Figure 9: Our policy and discriminator networks with a Neural Module Network (NMN) as the core component. The NMN’s structure corresponds to an instruction WestFrom(Color(‘red’, Shape(‘rect’, SCENE)), Color(‘yellow’, Shape(‘triangle’, SCENE))). The modules are depicted as blue rectangles. Subexpressions Color(’red’, ...), Shape(’rect’, ...), etc. are depicted as “red” and “rect” to save space. The bottom left of the figure illustrates the computation of a module in our variant of NMN. + +In this section we explain in detail the neural architectures that we used in our experiments. We will use $^ *$ to denote convolution, $\odot$ , $\oplus$ to denote element-wise addition of a vector to a 3D tensor with broadcasting (i.e. same vector will be added/multiplied at each location of the feature map). We used ReLU as the nonlinearity in all layers with the exception of LSTM. + +FiLM-NMN We will first describe the FiLM-NMN discriminator $D _ { \phi }$ . The discriminator takes a 56x56 RGB image $s$ as the representation of the state. The image $s$ is fed through a stem convnet that consisted of an $8 x 8$ convolution with 16 kernels and a $3 { \tt x } 3$ convolution with 64 kernels. The resulting tensor $h _ { s t e m }$ had a 5x5x64 shape. + +As a Neural Module Metwork (Andreas et al., 2016), the FiLM-NMN is constructed of modules. The module $m _ { x }$ corresponding to a token $x$ takes a left-hand side input $h _ { l }$ and a right-hand side input $h _ { r }$ and performs the following computation with them: + +$$ +m _ { x } ( h _ { l } , h _ { r } ) = R e L U ( ( 1 + \gamma _ { x } ) \odot ( W _ { m } * [ h _ { l } ; h _ { r } ] ) \oplus \beta _ { x } ) , +$$ + +where $\gamma _ { x }$ and $\beta _ { x }$ are FiLM coefficients (Perez et al., 2017) corresponding to the token $x$ , $W _ { m }$ is a weight tensor for a 3x3 convolution with 128 input features and 64 output features. Zero-padding is used to ensure that the output of $m _ { x }$ has the same shape as $h _ { l }$ and $h _ { r }$ . The equation above describes a binary module that takes two operands. For the unary modules that received only one input (e.g. $m _ { r e d }$ , $m _ { s q u a r e , \rangle }$ ) we present the input as $h _ { l }$ and zeroed out $h _ { r }$ . This way we are able to use the same set of weights $W _ { m }$ for all modules. We have 12 modules in total, 3 for color words, 3 for shape words, 5 for relations words and one $m _ { A G E N T }$ module used in go-to instructions. The modules are selected and connected based on the instructions, and the output of the root module is used for further processing. For example, the following computation would be performed for the instruction $c _ { 1 } =$ NorthFrom(Color(‘red’, Shape(‘circle’, SCENE)), Color(‘blue’, Shape(‘square’, SCENE))): + +$$ +h _ { n m n } = m _ { N o r t h F r o m } ( m _ { r e d } ( m _ { c i r c l e } ( h _ { s t e m } ) ) , m _ { b l u e } ( m _ { s q u a r e } ( h _ { s t e m } ) ) ) , +$$ + +and the following one for $c _ { 2 } = { }$ NorthFrom(AGENT, Shape(‘triangle’, SCENE)): + +$$ +h _ { n m n } = m _ { N o r t h F r o m } ( m _ { A G E N T } ( h _ { s t e m } ) , m _ { t r i a n g l e } ( h _ { s t e m } ) ) . +$$ + +Finally, the output of the discriminator is computed by max-pooling the output of the FiLM-NMN across spatial dimensions and feeding it to an MLP with a hidden layer of 100 units: + +$$ +\begin{array} { r } { D ( c , s ) = \sigma ( w ^ { T } R e L U ( W \mathrm { m a x p o o l } ( h _ { n m n } ) + b ) ) , } \end{array} +$$ + +where $w$ , $W$ and $b$ are weights and biases, $\sigma ( x ) = e ^ { x } / ( 1 + e ^ { x } )$ is the sigmoid function. + +The policy network $\pi _ { \phi }$ is similar to the discriminator network $D _ { \theta }$ . The only difference is that (1) it outputs softmax probabilites for 5 actions instead of one real number (2) we use an additional convolutional layer to combine the output of FiLM-NMN and $h _ { s t e m }$ : + +$$ +\begin{array} { r } { h _ { m e r g e } = R e L U ( W _ { m e r g e } * [ h _ { n m n } ; h _ { s t e m } ] + b _ { m e r g e } ) , } \\ { \pi ( c , s ) = \mathrm { s o f t m a x } ( W _ { 2 } R e L U ( W _ { 1 } \mathrm { m a x p o o l } ( h _ { m e r g e } ) + b _ { 1 } ) + b _ { 2 } ) , } \end{array} +$$ + +the output $h _ { m e r g e }$ of which is further used in the policy network instead of $h _ { n m n }$ . + +Figure 9 illustrates our FiLM-NMN policy and discriminator networks. + +FiLM-LSTM For our structure-agnostic models we use an LSTM of 100 hidden units to predict FiLM biases and multipliers for a 5 layer convnet. More specifically, let $h _ { L S T M }$ be the final state of the LSTM after it consumes the instruction $c$ . We compute the FiLM coefficients for the layer $k \in [ 1 ; 5 ]$ as follows: + +$$ +\begin{array} { r } { \gamma _ { k } = W _ { k } ^ { \gamma } h _ { L S T M } + b _ { k } ^ { \gamma } , } \\ { \beta _ { k } = W _ { k } ^ { \beta } h _ { L S T M } + b _ { k } ^ { \beta } , } \end{array} +$$ + +and use them as described by the equation below: + +$$ +h _ { k } = R e L U ( ( 1 + \gamma _ { k } ) \odot ( W _ { k } * h _ { k - 1 } ) \oplus \beta _ { k } ) , +$$ + +where $W _ { k }$ are the convolutional weights, $h _ { 0 }$ is set to the pixel-level representation of the world state $s$ . The characteristics of the 5 layers were the following: (8x8, 16, VALID), (3x3, 32, VALID), (3x3, 64, SAME), (3x3, 64, SAME), (3x3, 64, SAME), where (mxm, $n _ { o u t } , p )$ stands for a convolutional layer with mxm filters, $n _ { o u t }$ output features, and $p \in \{ \mathrm { S A M E } , \mathrm { V A L I D } \}$ padding strategy. Layers with $p = { \tt V A L I D }$ do not use padding, whereas in those with $p = \mathsf { S A M E }$ zero padding is added in order to produce an output with the same shape as the input. The layer 5 is also connected to layer 3 by a residual connection. Similarly to FiLM-NMN, the output $h _ { 5 }$ of the convnet is max-pooled and fed into an MLP with 100 hidden units to produce the outputs: + +$$ +\begin{array} { r } { D ( c , s ) = \sigma ( w ^ { T } R e L U ( W m a x p o o l ( h _ { 5 } ) + b ) ) , } \\ { \pi ( c , s ) = \mathrm { s o f t m a x } ( W _ { 2 } R e L U ( W _ { 1 } \mathrm { m a x p o o l } ( h _ { 5 } ) + b _ { 1 } ) + b _ { 2 } ) . } \end{array} +$$ + +Baseline prediction In all policy networks the baseline predictor is a linear layer that took the same input as the softmax layer. The gradients of the baseline predictor are allowed to propagate through the rest of the network. + +Reward prediction We use the result $h _ { m a x p o o l }$ of the max-pooling operation (which was a part of all models that we considered) as the input to the reward prediction pathway of our model. hmaxpool is fed through a linear layer and softmax to produce probabilities of the reward being positive or zero (the reward is never negative in AGILE). + +Weight Initialization We use the standard initialisation methods from the Sonnet library5. Bias vectors are initialised with zeros. Weights of fully-connected layers are sampled from a truncated normal distribution with $\begin{array} { r } { \sigma = \frac { 1 } { \sqrt { n _ { i n } } } } \end{array}$ , where $n _ { i n }$ is the number of input units of the layer. Convolutional weights are sampled from a truncated normal distribution with $\begin{array} { r } { \sigma = \frac { 1 } { \sqrt { f a n _ { i n } } } } \end{array}$ where $f a n _ { i n }$ is the product of kernel width, kernel height and the number of input features. \ No newline at end of file diff --git a/parse/train/H1xsSjC9Ym/H1xsSjC9Ym_content_list.json b/parse/train/H1xsSjC9Ym/H1xsSjC9Ym_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..cf41451fbd34a867515ab0c33be99d8e0075a5af --- /dev/null +++ b/parse/train/H1xsSjC9Ym/H1xsSjC9Ym_content_list.json @@ -0,0 +1,1996 @@ +[ + { + "type": "text", + "text": "LEARNING TO UNDERSTAND GOAL SPECIFICATIONS BY MODELLING REWARD ", + "text_level": 1, + "bbox": [ + 174, + 98, + 823, + 146 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Dzmitry Bahdanau∗ Mila, Universite de Montr´ eal´ dimabgv@gmail.com ", + "bbox": [ + 183, + 170, + 375, + 212 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Felix Hill DeepMind ", + "bbox": [ + 434, + 170, + 511, + 198 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Jan Leike DeepMind ", + "bbox": [ + 568, + 171, + 640, + 198 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Edward Hughes DeepMind ", + "bbox": [ + 697, + 171, + 813, + 199 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Arian Hosseini Mila, Universite de Montr ´ eal ´ ", + "bbox": [ + 184, + 234, + 375, + 261 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Pushmeet Kohli DeepMind ", + "bbox": [ + 439, + 233, + 553, + 262 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Edward Grefenstette† DeepMind egrefen@fb.com ", + "bbox": [ + 617, + 233, + 771, + 276 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 313, + 544, + 327 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Recent work has shown that deep reinforcement-learning agents can learn to follow language-like instructions from infrequent environment rewards. However, this places on environment designers the onus of designing language-conditional reward functions which may not be easily or tractably implemented as the complexity of the environment and the language scales. To overcome this limitation, we present a framework within which instruction-conditional RL agents are trained using rewards obtained not from the environment, but from reward models which are jointly trained from expert examples. As reward models improve, they learn to accurately reward agents for completing tasks for environment configurations—and for instructions—not present amongst the expert data. This framework effectively separates the representation of what instructions require from how they can be executed. In a simple grid world, it enables an agent to learn a range of commands requiring interaction with blocks and understanding of spatial relations and underspecified abstract arrangements. We further show the method allows our agent to adapt to changes in the environment without requiring new expert examples. ", + "bbox": [ + 233, + 343, + 766, + 551 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 579, + 336, + 594 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Developing agents that can learn to follow user instructions pertaining to an environment is a longstanding goal of AI research (Winograd, 1972). Recent work has shown deep reinforcement learning (RL) to be a promising paradigm for learning to follow language-like instructions in both 2D and 3D worlds (e.g. Hermann et al. (2017); Chaplot et al. (2018), see Section 4 for a review). In each of these cases, being able to reward an agent for successfully completing a task specified by an instruction requires the implementation of a full interpreter of the instruction language. This interpreter must be able to evaluate the instruction against environment states to determine when reward must be granted to the agent, and in doing so requires full knowledge (on the part of the designer) of the semantics of the instruction language relative to the environment. Consider, for example, 4 arrangements of blocks presented in Figure 1. Each of them can be interpreted as a result of successfully executing the instruction “build an L-like shape from red blocks”, despite the fact that these arrangements differ in the location and the orientation of the target shape, as well as in the positioning of the irrelevant blue blocks. At best (e.g. for instructions such as the aforementioned one), implementing such an interpreter is feasible, although typically onerous in terms of engineering efforts to ensure reward can be given—for any admissible instruction in the language—in potentially complex or large environments. At worst, if we wish to scale to the full complexity of natural language, with all its ambiguity and underspecification, this requires solving fundamental problems of natural language understanding. ", + "bbox": [ + 174, + 609, + 549, + 845 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/406de354b040b9b9ca8c19c472b453c5fee6d1a5078521954cc52463976c72c6.jpg", + "image_caption": [ + "Figure 1: Different valid goal states for the instruction “build an L-like shape from red blocks”. " + ], + "image_footnote": [], + "bbox": [ + 596, + 627, + 789, + 777 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 847, + 825, + 887 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 825, + 174 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "If instruction-conditional reward functions cannot conveniently or tractably be implemented, can we somehow learn them in order to then train instruction-conditional policies? When there is a single implicit task, Inverse Reinforcement Learning (IRL; $\\mathrm { N g }$ & Russell, 2000; Ziebart et al., 2008) methods in general, and Generative Adversarial Imitation Learning (Ho & Ermon, 2016) in particular, have yielded some success in jointly learning reward functions from expert data and training policies from learned reward models. In this paper, we wish to investigate whether such mechanisms can be adapted to the more general case of jointly learning to understand language which specifies task objectives (e.g. instructions, goal specifications, directives), and use such understanding to reward language-conditional policies which are trained to complete such tasks. For simplicity, we explore a facet of this general problem in this paper by focussing on the case of declarative commands that specify sets of possible goal-states (e.g. “arrange the red blocks in a circle.”), and where expert examples need only be goal states rather than full trajectories or demonstrations, leaving such extensions for further work. We introduce a framework—Adversarial Goal-Induced Learning from Examples (AGILE)—for jointly training an instruction-conditional reward model using expert examples of completed instructions alongside a policy which will learn to complete instructions by maximising the thus-modelled reward. In this respect, AGILE relies on familiar RL objectives, with free choice of model architecture or training mechanisms, the only difference being that the reward comes from a learned reward model rather than from the environment. ", + "bbox": [ + 174, + 181, + 825, + 429 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We first verify that our method works in settings where a comparison between AGILE-trained policies with policies trained from environment reward is possible, to which end we implement instructionconditional reward functions. In this setting, we show that the learning speed and performance of A3C agents trained with AGILE reward models is superior to A3C agents trained against environment reward, and comparable to that of true-reward A3C agents supplemented by auxiliary unsupervised reward prediction objectives. To simulate an instruction-learning setting in which implementing a reward function would be problematic, we construct a dataset of instructions and goal-states for the task of building colored orientation-invariant arrangements of blocks. On this task, without us ever having to implement the reward function, the agent trained within AGILE learns to construct arrangements as instructed. Finally, we study how well AGILE’s reward model generalises beyond the examples on which it was trained. Our experiments show it can be reused to allow the policy to adapt to changes in the environment. ", + "bbox": [ + 174, + 436, + 825, + 603 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 ADVERSARIAL GOAL-INDUCED LEARNING FROM EXAMPLES ", + "text_level": 1, + "bbox": [ + 173, + 661, + 714, + 678 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Here, we introduce AGILE (“Adversarial Goal-Induced Learning from Examples”, in homage to the adversarial learning mechanisms that inspire it), a framework for jointly learning to model reward for instructions, and learn a policy from such a reward model. Specifically, we learn an instructionconditional policy $\\pi _ { \\theta }$ with parameters $\\theta$ , from a data stream ${ \\mathcal { G } } ^ { \\pi _ { \\theta } }$ obtained from interaction with the environment, by adjusting $\\theta$ to maximise the expected total reward $R _ { \\pi } ( \\theta )$ based on stepwise reward $\\hat { r } _ { t }$ given to the policy, exactly as done in any normal Reinforcement Learning setup. The difference lies in the source of the reward: we introduce an additional discriminator network $D _ { \\phi }$ , the reward model, whose purpose is to define a meaningful reward function for training $\\pi _ { \\theta }$ . We jointly learn this reward model alongside the policy by training it to predict whether a given state $s$ is a goal state for a given instruction $c$ or not. Rather than obtain positive and negative examples of hinstruction, statei pairs from a purely static dataset, we sample them from a policy-dependent data stream. This stream is defined as follows: positive examples are drawn from a fixed dataset $\\mathcal { D }$ of instructions $c _ { i }$ paired with goal states $s _ { i }$ ; negative examples are drawn from a constantly-changing buffer of states obtained from the policy acting on the environment, paired with the instruction given to the policy. Formally, the policy is trained to maximize a return $R _ { \\pi } ( \\theta )$ and the reward model is trained to minimize a cross-entropy loss $L _ { D } ( \\phi )$ , the equations for which are: ", + "bbox": [ + 174, + 715, + 825, + 924 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 532, + 118 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/73d42618000a1b914f8cbaca1cba482b52be1c7cbf3939308d4f4f38d5cde08b.jpg", + "text": "$$\n\\begin{array} { r l } & { R _ { \\pi } ( \\theta ) = \\underset { ( c , s _ { 1 : \\infty } ) \\sim \\mathcal { G } ^ { \\pi _ { \\theta } } } { \\mathbb { E } } \\underset { t = 1 } { \\overset { \\infty } { \\sum } } \\gamma ^ { t - 1 } \\hat { r } _ { t } + \\alpha H ( \\pi _ { \\theta } ) , } \\\\ & { L _ { D } ( \\phi ) = \\underset { ( c , s ) \\sim \\mathcal { B } } { \\overset { \\mathbb { E } } { \\sum } } - \\log ( 1 - D _ { \\phi } ( c , s ) ) + \\underset { ( c _ { i } , g _ { i } ) \\sim \\mathcal { D } } { \\overset { \\mathbb { E } } { \\sum } } - \\log D _ { \\phi } ( c _ { i } , g _ { i } ) . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 276, + 123, + 722, + 193 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where ", + "bbox": [ + 173, + 196, + 217, + 212 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/87e96cbe28652b506bf500a03141edf4b5e9ca31f4e002c448de98354dad70c1.jpg", + "text": "$$\n\\hat { r } _ { t } = [ D _ { \\phi } ( c , s _ { t } ) > 0 . 5 ]\n$$", + "text_format": "latex", + "bbox": [ + 421, + 209, + 575, + 227 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In the equations above, the Iverson Bracket $[ \\ldots ]$ maps truth to 1 and falsehood to 0, e.g. $[ x > 0 ] = 1$ iff $x > 0$ and 0 otherwise. $\\gamma$ is the discount factor. With $\\left( c , s _ { 1 : \\infty } \\right) \\sim \\mathcal { G } ^ { \\pi _ { \\theta } }$ , we denote a state trajectory that was obtained by sampling $( c , s _ { 0 } ) \\sim \\mathcal { G }$ and running $\\pi _ { \\theta }$ conditioned on $c$ starting from $s _ { 0 }$ . $\\boldsymbol { B }$ denotes a replay buffer to which $( c , s )$ pairs from $T$ -step episodes are added; i.e. it is the undiscounted occupancy measure over the first $T$ steps. $D _ { \\phi } ( c , s )$ is the probability of $( c , s )$ having a positive label according to the reward model, and thus $[ D _ { \\phi } ( c , s _ { t } ) > 0 . 5 ]$ indicates that a given state $s _ { t }$ is more likely to be a goal state for instruction $c$ than not, according to $D$ . $H ( \\pi _ { \\theta } )$ is the policy’s entropy, and $\\alpha$ is a hyperparameter. The approach is illustrated in $\\mathrm { F i g } 2$ . Pseudocode is available in Appendix A. We note that Equation 1 differs from a traditional RL objective only in that the modelled reward $\\hat { r } _ { t }$ is used instead of the ground-truth reward $r _ { t }$ . Indeed, in Section 3, we will compare policies trained with AGILE to policies trained with traditional RL, simply by varying the reward source from the reward model to the environment. ", + "bbox": [ + 173, + 228, + 825, + 395 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/7a23a3d803eaf3a9901e9f80bc9ea7cb176c0bac50983c8064c0edc771e9ccca.jpg", + "image_caption": [ + "Figure 2: Information flow during AGILE training. The policy acts conditioned on the instruction and is trained using the reward from the reward model (Figure 2a). The reward model is trained, as a discriminator, to distinguish between “A”, the hinstruction, goal-statei pairs from the dataset (Figure 2b), and “B”, the hinstruction, statei pairs from the agent’s experience. " + ], + "image_footnote": [], + "bbox": [ + 176, + 415, + 823, + 678 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Dealing with False Negatives Let us call $\\Gamma ( c )$ the objective set of goal states which satisfy instruction $c$ (which is typically unknown to us). Compared to the ideal case where all $( c , s )$ would be deemed positive if-and-only-if $s \\in \\Gamma ( c )$ , the labelling of examples implied by Equation 2 has a fundamental limitation when the policy performs well. As the policy improves, by definition, a increasing share of $( c , s ) \\in B$ are objective goal-states from $\\Gamma ( c )$ . However, as they are treated as negative examples in Equation 2, the discriminator accuracy drops, causing the policy to get worse. We therefore propose the following simple heuristic to rectify this fundamental limitation by approximately identifying the false negatives. We rank $( c , s )$ examples in $\\boldsymbol { B }$ according to the reward model’s output $D _ { \\phi } ( c , s )$ and discard the top $1 - \\rho$ percent as potential false negatives. Only the other $\\rho$ percent are used as negative examples of the reward model. Formally speaking, the first term in Equation 2 becomes $\\mathbb { E } _ { ( c , s ) \\sim \\mathcal { B } _ { D _ { \\phi } , \\rho } } - \\log ( 1 - D _ { \\phi } ( c , s ) )$ , where $B _ { D _ { \\phi } , \\rho }$ stands for the $\\rho$ percent of $\\boldsymbol { B }$ selected, using $D _ { \\phi }$ , as described above. We will henceforth refer to $\\rho$ as the anticipated negative rate. Setting $\\rho$ to $100 \\%$ means using ${ \\cal B } _ { D _ { \\phi } , 1 0 0 } = { \\cal B }$ like in Equation 2, but our preliminary experiments have shown clearly that this inhibits the reward model’s capability to correctly learn a reward function. Using too small a value for $\\rho$ on the other hand may deprive the reward model of the most informative negative examples. We thus recommend to tune $\\rho$ as a hyperparameter on a task-specific basis. ", + "bbox": [ + 173, + 770, + 826, + 926 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 825, + 174 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Reusability of the Reward Model An appealing advantage of AGILE is the fact that the reward model $D _ { \\phi }$ and the policy $\\pi _ { \\theta }$ learn two related but distinct aspects of an instruction: the reward model focuses on recognizing the goal-states (what should be done), whereas the policy learns what to do in order to get to a goal-state (how it should be done). The intuition motivating this design is that the knowledge about how instructions define goals should generalize more strongly than the knowledge about which behavior is needed to execute instructions. Following this intuition, we propose to reuse a reward model trained in AGILE as a reward function for training or fine-tuning policies. ", + "bbox": [ + 174, + 190, + 825, + 287 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Relation to GAIL AGILE is strongly inspired by—and retains close relations to—Generative Adversarial Imitation Learning (GAIL; Ho & Ermon, 2016), which likewise trains both a reward function and a policy. The former is trained to distinguish between the expert’s and the policy’s trajectories, while the latter is trained to maximize the modelled reward. GAIL differs from AGILE in a number of important respects. First, AGILE is conditioned on instructions $c$ so a single AGILE agent can learn combinatorially many skills rather than just one. Second, in AGILE the reward model observes only states $s _ { i }$ (either goal states from an expert, or states from the agent acting on the environment) rather than state-action traces $( s _ { 1 } , a _ { 1 } ) , ( s _ { 2 } , a _ { 2 } ) , \\ldots .$ , learning to reward the agent based on “what” needs to be done rather than according to “how” it must be done. Finally, in AGILE the policy’s reward is the thresholded probability $\\big [ D _ { \\phi } ( c , s _ { t } ) \\big ]$ as opposed to the log-probability $\\log D _ { \\phi } ( s _ { t } , a _ { t } )$ used in GAIL. Our reasoning for this change is that, when adapted to the setting with goal-specifications, a GAIL-style reward $\\log D _ { \\phi } ( c , s _ { t } )$ could take arbitrarily low values for intermediate states visited by the agent, as the reward model $D _ { \\phi }$ becomes confident that those are not goal states. Empirically, we found that dropping the logarithm from GAIL-style rewards is indeed crucial for AGILE’s performance, and that using the probability $D _ { \\phi } ( c , s _ { t } )$ as the reward $\\hat { r _ { t } }$ results in a performance level similar to that of the discretized AGILE reward $\\hat { r _ { t } } = [ D _ { \\phi } ( c , s _ { t } ) ]$ . ", + "bbox": [ + 174, + 305, + 825, + 526 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 547, + 326, + 563 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We experiment with AGILE in a grid world environment that we call GridLU, short for Grid Language Understanding and after the famous SHRDLU world (Winograd, 1972). GridLU is a fully observable grid world in which the agent can walk around the grid (moving up, down left or right), pick blocks up and drop them at new locations (see Figure 3 for an illustration and Appendix C for a detailed description of the environment). ", + "bbox": [ + 174, + 579, + 825, + 650 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 MODELS ", + "text_level": 1, + "bbox": [ + 174, + 667, + 276, + 681 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "All our models receive the world state as a 56x56 RGB image. With regard to processing the instruction, we will experiment with two kinds of models: Neural Module Networks (NMN) that treat the instruction as a structured expression, and a generic model that takes an unstructured instruction representation and encodes it with an LSTM. ", + "bbox": [ + 174, + 694, + 825, + 750 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Because the language of our instructions is generated from a simple grammar, we perform most of our experiments using policy and reward model networks that are constructed using the NMN (Andreas et al., 2016) paradigm. NMN is an elegant architecture for grounded language processing in which a tree of neural modules is constructed based on the language input. The visual input is then fed to the leaf modules, which send their outputs to their parent modules, which process is repeated until the root of the tree. We mimick the structure of the instructions when constructing the tree of modules; for example, the NMN corresponding to the instruction $c _ { 1 } = _ { \\it { 1 } }$ NorthFrom(Color(‘red’, Shape(‘circle’, SCENE)), Color(‘blue’, Shape(‘square’, SCENE))) performs a computation $h _ { N M N } = m _ { N o r t h F r o m } ( m _ { r e d } ( m _ { c i r c l e } ( h _ { s } ) ) , m _ { b l u e } ( m _ { s q u a r e } ( h _ { s } ) ) ) _ { K } ^ { }$ ), where $m _ { x }$ denotes the module corresponding to the token $x$ , and $h _ { s }$ is a representation of state $s$ . Each module $m _ { x }$ performs a convolution (weights shared by all modules) followed by a token-specific Feature-Wise Linear Modulation (FiLM) (Perez et al., 2017): $m _ { x } ( h _ { l } , h _ { r } ) = R e L U ( ( 1 + \\gamma _ { x } ) \\odot ( W _ { m ^ { * } } [ h _ { l } ; h _ { r } ] ) \\oplus \\beta _ { x } )$ , where $h _ { l }$ and $h _ { r }$ are module inputs, $\\gamma _ { x }$ is a vector of FiLM multipliers, $\\beta _ { x }$ are FiLM biases, $\\odot$ and $\\oplus$ are element-wise multiplication and addition with broadcasting, $^ *$ denotes convolution. The representation $h _ { s }$ is produced by a convnet. The NMN’s output $h _ { N M N }$ undergoes max-pooling and is fed through a 1-layer MLP to produce action probabilities or the reward model’s output. Note, that while structure-wise our policy and reward model are mostly similar, they do not share parameters. ", + "bbox": [ + 174, + 757, + 825, + 924 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 825, + 174 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "NMN is an excellent model when the language structure is known, but this may not be the case for natural language. To showcase AGILE’s generality we also experiment with a very basic structure-agnostic architecture. We use FiLM to condition a standard convnet on an instruction representation $h _ { L S T M }$ produced by an LSTM. The $k$ -th layer of the convnet performs a computation $h _ { k } = R e L U ( ( 1 + \\gamma _ { k } ) \\odot ( W _ { k } * h _ { k - 1 } ) \\oplus \\beta _ { k } )$ e $\\gamma _ { k } = W _ { k } ^ { \\gamma } h _ { L S T M } + b _ { k } ^ { \\gamma }$ , e $\\bar { \\beta } _ { k } = W _ { k } ^ { \\beta } h _ { L S T M } + b _ { k } ^ { \\beta }$ $h _ { N M N }$ \noutput $h _ { 5 }$ of the $5 ^ { \\mathrm { t h } }$ layer of the convnet. ", + "bbox": [ + 173, + 180, + 825, + 280 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In the rest of the paper we will refer to the architectures described above as FiLM-NMN and FiLMLSTM respectively. FiLM-NMN will be the default model in all experiments unless explicitly specified otherwise. Detailed information about network architectures can be found in Appendix G. ", + "bbox": [ + 176, + 287, + 825, + 329 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 TRAINING DETAILS ", + "text_level": 1, + "bbox": [ + 176, + 358, + 351, + 373 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "For the purpose of training the policy networks both within AGILE, and for our baseline trained from ground-truth reward $r _ { t }$ instead of the modelled reward $\\hat { r } _ { t }$ , we used the Asynchronous Advantage Actor-Critic (A3C; Mnih et al., 2016). Any alternative training mechanism which uses reward could be used—since the only difference in AGILE is the source of the reward signal, and for any such alternative the appropriate baseline for fair comparison would be that same algorithm applied to train a policy from ground-truth reward. We will refer to the policy trained within AGILE as AGILE-A3C. The A3C’s hyperparameters $\\gamma$ and $\\lambda$ were set to 0.99 and 0 respectively, i.e. we did not use without temporal difference learning for the baseline network. The length of an episode was 30, but we trained the agent on advantage estimation rollouts of length 15. Every experiment was repeated 5 times. We considered an episode to be a success if the final state was a goal state as judged by a task-specific success criterion, which we describe for the individual tasks below. We use the success rate (i.e. the percentage of successful episodes) as our main performance metric for the agents. Unless otherwise specified we use the NMN-based policy and reward model in our experiments. Full experimental details can be found in Appendix D. ", + "bbox": [ + 173, + 390, + 826, + 584 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/a27f583ee14d93edac88f671893fa868066b6ac8347ca3949bdbc4d921fd2c69.jpg", + "image_caption": [ + "Figure 3: Initial state and goal state for GridLU-Relations (top-left) and GridLU-Arrangements episodes (bottom-left), and the complete GridLU-Arrangements vocabulary (right), each with examples of some possible goal-states. " + ], + "image_footnote": [], + "bbox": [ + 174, + 609, + 820, + 847 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our first task, GridLU-Relations, is an adaptation of the SHAPES visual question answering dataset (Andreas et al., 2016) in which the blocks can be moved around freely. GridLU-Relations requires the agent to induce the meaning of spatial relations such as above or right of, and to manipulate the world in order to instantiate these relationships. Named GridLU-Relations, the task involves five spatial relationships (NorthFrom, SouthFrom, EastFrom, WestFrom, SameLocation), whose arguments can be either the blocks, which are referred to by their shapes and colors, or the agent itself. To generate the full set of possible instructions spanned by these relations and our grid objects, we define a formal grammar that generates strings such as: ", + "bbox": [ + 174, + 131, + 825, + 242 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "NorthFrom(Color(‘red’, Shape(‘circle’, SCENE)), Color(‘blue’, Shape(‘square’, SCENE))) ", + "bbox": [ + 184, + 252, + 803, + 267 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "This string carries the meaning ‘put a red circle north from (above) a blue square’. In general, when a block is the argument to a relation, it can be referred to by specifying both the shape and the color, like in the example above, or by specifying just one of these attributes. In addition, the AGENT constant can be an argument to all relations, in which case the agent itself must move into a particular spatial relation with an object. Figure 3 shows two examples of GridLU-Relations instructions and their respective goal states. There are 990 possible instructions in the GridLU-Relations task, and the number of distinct training instances can be loosely lower-bounded by $1 . 8 \\cdot 1 0 ^ { 7 }$ (see Appendix E for details). ", + "bbox": [ + 174, + 279, + 825, + 390 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Notice that, even for the highly concrete spatial relationships in the GridLU-Relations language, the instructions are underspecified and somewhat ambiguous—is a block in the top-right corner of the grid above a block in the bottom left corner? We therefore decided (arbitrarily) to consider all relations to refer to immediate adjacency (so that Instruction equation 3 is satisfied if and only if there is a red circle in the location immediately above a blue square). Notice that the commands are still underspecified in this case (since they refer to the relationship between two entities, not their absolute positions), even if the degree of ambiguity in their meaning is less than in many real-world cases. The policy and reward model trained within AGILE then have to infer this specific sense of what these spatial relations mean from goal-state examples, while the baseline agent is allowed to access our programmed ground-truth reward. The binary ground-truth reward (true if the state is a goal state) is also used as the success criterion for evaluating AGILE. ", + "bbox": [ + 174, + 397, + 825, + 549 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Having formally defined the semantics of the relationships and programmed a reward function, we compared the performance of an AGILE-A3C agent against a priviliged baseline A3C agent trained using ground-truth reward. Interestingly, we found that AGILE-A3C learned the task more easily than standard A3C (see the respective curves in Figure 4). We hypothesize this is because the modeled rewards are easy to learn at first and become more sparse as the reward model slowly improves. This naturally emerging curriculum expedites learning in the AGILE-A3C when compared to the A3C-trained policy that only receives signal upon reaching a perfect goal state. ", + "bbox": [ + 174, + 556, + 825, + 654 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We did observe, however, that the A3C algorithm could be improved significantly by applying the auxiliary task of reward prediction (RP; Jaderberg et al., 2016), which was applied to language learning tasks by Hermann et al. (2017) (see the A3C and A3C-RP curves in Figure 4). This objective reinforces the association between instructions and states by having the agent replay the states immediately prior to a non-zero reward and predict whether or not it the reward was positive (i.e. the states match the instruction) or not. This mechanism made a significant difference to the A3C performance, increasing performance to $9 9 . 9 \\%$ . AGILE-A3C also achieved nearly perfect performance $( 9 9 . 5 \\% )$ ). We found this to be a very promising result, since within AGILE, we induce the reward function from a limited set of examples. ", + "bbox": [ + 174, + 660, + 825, + 786 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The best results with AGILE-A3C were obtained using the anticipated negative rate $\\rho = 2 5 \\%$ . When we used larger values of $\\rho$ AGILE-A3C training started quicker but after 100-200 million steps the performance started to deteriorate (see AGILE curves in Figure 4), while it remained stable with $\\bar { \\rho } = 2 5 \\%$ . ", + "bbox": [ + 174, + 792, + 823, + 848 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Data efficiency These results suggest that the AGILE reward model was able to induce a near perfect reward function from a limited set of hinstruction, goal-statei pairs. We therefore explored how small this training set of examples could be to achieve reasonable performance. We found that with a training set of only 8000 examples, the AGILE-A3C agent could reach a performance of $60 \\%$ (massively above chance). However, the optimal performance was achieved with more than 100,000 examples. The full results are available in Appendix D. ", + "bbox": [ + 174, + 867, + 823, + 924 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 823, + 132 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Generalization to Unseen Instructions In the experiments we have reported so far the AGILE agent was trained on all 990 possible GridLU-Relation instructions. In order to test generalization to unseen instructions we held out $10 \\%$ of the instructions as the test set and used the rest $90 \\%$ as the training set. Specifically, we restricted the training instances and hinstruction, goal-statei pairs to only contain instructions from the training set. The performance of the trained model on the test instructions was the same as on the training set, showing that AGILE did not just memorise the training instructions but learnt a general interpretation of GridLU-Relations instructions. ", + "bbox": [ + 173, + 147, + 825, + 244 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "AGILE with Structure-Agnostic Models We report the results for AGILE with a structureagnostic FILM-LSTM model in Figure 4 (middle). AGILE with $\\rho = 2 5 \\%$ achieves a high $9 7 . 5 \\%$ success rate, and notably it trains almost as fast as an RL-RP agent with the same architecture. ", + "bbox": [ + 176, + 260, + 825, + 301 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/fbde7ef34d849ffb38f216394e38de05042e533ab4bbd67b6c63a27658b7dd30.jpg", + "image_caption": [ + "Figure 4: Left: learning curves for A3C, A3C-RP (both using ground truth reward), and AGILE-A3C with different values of the anticipated negative rate $\\rho$ on the GridLU-Relations task. We report success rate (see Section 3). Middle: learning curves for policies trained with ground-truth RL, and within AGILE, with different model architectures. Right: the reward model’s accuracy for different values of $\\rho$ . " + ], + "image_footnote": [], + "bbox": [ + 187, + 316, + 810, + 440 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Analyzing the reward model We compare the binary reward provided by the reward model with the ground-truth from the environment during training on the GridLU-Relation task. With $\\rho = 2 5 \\%$ the accuracy of the reward model peaks at $9 9 . 5 \\%$ . As shown in Figure 4 (right) the reward model learns faster in the beginning with larger values of $\\rho$ but then deteriorates, which confirms our intuition about why $\\rho$ is an important hyperparameter and is aligned with the success rate learning curves in Figure 4 (left). We also observe during training that the false negative rate is always kept reasonably low ( ${ < } 3 \\%$ of rewards) whereas the reward model will initially be more generous with false positives $( 2 0 - 5 0 \\%$ depending on $\\rho$ during the first 20M steps of training) and will produce an increasing number of false positives for insufficiently small values of $\\rho$ (see plots in Appendix E). We hypothesize that early false positives may facilitate the policy’s training by providing it with a sort of curriculum, possibly explaining the improvement over agents trained from ground-truth reward, as shown above. ", + "bbox": [ + 174, + 547, + 825, + 713 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The reward model as general reward function An instruction-following agent should be able to carry-out known instructions in a range of different contexts, not just settings that match identically the specific setting in which those skills were learned. To test whether the AGILE framework is robust to (semantically-unimportant) changes to the environment dynamics, we first trained the policy and reward model as normal and then modified the effective physics of the world by making all red square objects immovable. In this case, following instructions correctly is still possible in almost all cases, but not all solutions available during training are available at test time. As expected, this change impaired the policy and the agent’s success rate on the instructions referring to a red square dropped from $9 8 \\%$ to $5 2 \\%$ . However, after fine-tuning the policy (additional training of the policy on the test episodes using the reward from the previously-trained-then-frozen reward model), the success rate went up to $6 \\bar { 9 } . 3 \\%$ (Figure 5). This experiment suggests that the AGILE reward model learns useful and generalisable linguistic knowledge. The knowledge can be applied to help policies adapt in scenarios where the high-level meaning of commands is familiar but the low-level physical dynamics is not. ", + "bbox": [ + 174, + 729, + 825, + 924 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/2ff77a80cae73f9ec07c52cbe8d89e4308ff7516b5e4c9d5205601c00b54ddd2.jpg", + "image_caption": [ + "Figure 5: Fine-tuning for an immovable red square. " + ], + "image_footnote": [], + "bbox": [ + 356, + 109, + 632, + 185 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.4 GRIDLU-ARRANGEMENTS TASK ", + "text_level": 1, + "bbox": [ + 176, + 246, + 442, + 260 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The experiments thus far demonstrate that even without directly using the reward function AGILEA3C performs comparably to its pure A3C counter-part. However, the principal motivation for the AGILE framework is to avoid programming the reward function. To model this setting more explicitly, we developed the task GridLU-Arrangements, in which each instruction is associated with multiple viable goal-states that share some (more abstract) common form. The complete set of instructions and forms is illustrated in Figure 3. To get training data, we built a generator to produce random instantiations (i.e. any translation, rotation, reflection or color mapping of the illustrated forms) of these goal-state classes, as positive examples for the reward model. In the real world, this process of generating goal-states could be replaced by finding, or having humans annotate, labelled images. In total, there are 36 possible instructions in GridLU-Arrangements, which together refer to a total of 390 million correct goal-states (see Appendix F for details). Despite this enormous space of potentially correct goal-states, we found that for good performance it was necessary to train AGILE on only 100,000 (less than $0 . 3 \\%$ ) of these goal-states, sampled from the same distribution as observed in the episodes. To replicate the conditions of a potential AGILE application as close as possible, we did not write a reward function for GridLU-Arrangements (even though it would have been theoretically possible), and instead carried out all evaluation manually. ", + "bbox": [ + 173, + 271, + 825, + 493 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The training regime for GridLU-Arrangements involved two classes of episodes (and instructions). Half of the episodes began with four square blocks (all of the same color), and the agent, in random unique positions, and an instruction sampled uniformly from the list of possible arrangement words. In the other half of the episodes, four square blocks of one color and four square blocks of a different color were initially each positioned randomly. The instruction in these episodes specified one of the two colors together with an arrangement word. We trained policies and reward models using AGILE with 10 different seeds for each level, and selected the best pair based on how well the policy maximised modelled reward. We then manually assessed the final state of each of 200 evaluation episodes, using human judgement that the correct shape has been produced as success criterion to evaluate AGILE. We found that the agent made the correct arrangement in $58 \\%$ of the episodes. The failure cases were almost always in the episodes involving eight blocks1. In these cases, the AGILE agent tended towards building the correct arrangement, but was impeded by the randomly positioned non-target-color blocks and could not recover. Nonetheless, these scores, and the compelling behaviour observed in the video (https://www.youtube.com/watch? $\\scriptstyle \\mathtt { V } = 0$ 7S-x3MkEoQ), demonstrate the potential of AGILE for teaching agents to execute semantically vague or underspecified instructions. ", + "bbox": [ + 174, + 501, + 825, + 709 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 RELATED WORK ", + "text_level": 1, + "bbox": [ + 176, + 729, + 343, + 744 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Learning to follow language instructions has been approached in many different ways, for example by reinforcement learning using a reward function programmed by a system designer. Janner et al. (2017); Oh et al. (2017); Hermann et al. (2017); Chaplot et al. (2018); Denil et al. (2017); Yu et al. (2018) consider instruction-following in 2D or 3D environments and reward the agent for arriving at the correct location or object. Janner et al. (2017) and Misra et al. (2017) train RL agents to produce goal-states given instructions. As discussed, these approaches are constrained by the difficulty of programming language-related reward functions, a task that requires an programming expert, detailed access to the state of the environment and hard choices above how language should map to the world. Agents can be trained to follow instructions using complete demonstrations, that is sequences of correct actions describing instruction execution for given initial states. ", + "bbox": [ + 173, + 761, + 826, + 900 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Chen & Mooney (2011); Artzi & Zettlemoyer (2013) train semantic parsers to produce a formal representation of the query that when fed to a predefined execution model matches exactly the sequence of actions from the demonstration. Andreas & Klein (2015); Mei et al. (2016) sidestep the intermediate formal representation and train a Conditional Random Field (CRF) and a sequenceto-sequence neural model respectively to directly predict the actions from the demonstrations. A underlying assumption behind all these approaches is that the agent and the demonstrator share the same actuation model, which might not always be the case. In the case of navigational instructions the trajectories of the agent and the demonstrators can sometimes be compared without relying on the actions, like e.g. Vogel & Jurafsky (2010), but for other types of instructions such a hard-coded comparison may be infeasible. Tellex et al. (2011) train a log-linear model to map instruction constituents into their groundings, which can be objects, places, state sequences, etc. Their approach requires access to a structured representation of the world environment as well as intermediate supervision for grounding the constituents. ", + "bbox": [ + 174, + 103, + 825, + 284 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Our work can be categorized as apprenticeship (imitation) learning, which studies learning to perform tasks from demonstrations and feedback. Many approaches to apprenticeship learning are variants of inverse reinforcement learning (IRL), which aims to recover a reward function from expert demonstrations (Abbeel & Ng, 2004; Ziebart et al., 2008). As stated at the end of Section 2, the method most closely related to AGILE is the GAIL algorithm from the IRL family (Ho & Ermon, 2016). There have been earlier attempts to use IRL-style methods for instruction following (MacGlashan et al., 2015; Williams et al., 2018), but unlike AGILE, they relied on the availability of a formal reward specification language. To our knowledge, ours and the concurrent work by Fu et al. (2018) are the first works to showcase learning reward models for instructions from pixels directly. Besides IRL-style approaches, other apprenticeship learning methods involve training a policy (Knox & Stone, 2009; Warnell et al., 2017) or a reward function (Wilson et al., 2012; Christiano et al., 2017) directly from human feedback. Several recent imitation learning works consider using goal-states directly for defining the task (Ganin et al., 2018; Pathak et al., 2018). AGILE differs from these approaches in that goal-states are only used to train the reward module, which we show generalises to new environment configurations or instructions, relative to those seen in the expert data. ", + "bbox": [ + 173, + 291, + 825, + 500 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5 DISCUSSION ", + "text_level": 1, + "bbox": [ + 174, + 526, + 310, + 542 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We have proposed AGILE, a framework for training instruction-conditional RL agents using rewards from learned reward models, which are jointly trained from data provided by both experts and the agent being trained, rather than reward provided by an instruction interpreter within the environment. This opens up new possibilities for training language-aware agents: in the real world, and even in rich simulated environments (Brodeur et al., 2017; Wu et al., 2018), acquiring such data via human annotation would often be much more viable than defining and implementing reward functions programmatically. Indeed, programming rewards to teach robust and general instruction-following may ultimately be as challenging as writing a program to interpret language directly, an endeavour that is notoriously laborious (Winograd, 1971), and some say, ultimately futile (Winograd, 1972). ", + "bbox": [ + 174, + 561, + 825, + 688 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "As well as a means to learn from a potentially more prevalent form of data, our experiments demonstrate that policies trained in the AGILE framework perform comparably with and can learn as fast as those trained against ground-truth reward and additional auxiliary tasks. Our analysis of the reward model’s classifications gives a sense of how this is possible; the false positive decisions that it makes early in the training help the policy to start learning. The fact that AGILEs objective attenuates learning issues due to the sparsity of reward states within episodes in a manner similar to reward prediction suggests that the reward model within AGILE learns some form of shaped reward $( \\mathrm { N g }$ et al., 1999), and could serve not only in the cases where a reward function need to be learned in the absence of true reward, but also in cases where environment reward is defined but sparse. As these cases are not the focus of this study, we note this here, but leave such investigation for future work. ", + "bbox": [ + 174, + 694, + 825, + 833 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "As the policy improves, false negatives can cause the reward model accuracy to deteriorate. We determined a simple method to mitigate this, however, leading to robust training that is comparable to RL with reward prediction and unlimited access to a perfect reward function. Another attractive aspect of AGILE is that learning “what should be done” and “how it should be done” is performed by two different model components. Our experiments confirm that the “what” kind of knowledge generalizes better to new environments. When the dynamics of the environment changed at test time, fine-tuning using frozen reward model allowed to the policy recover some of its original capability in the new setting. ", + "bbox": [ + 174, + 840, + 825, + 924 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 823, + 132 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "While there is a large gap to be closed between the sort of tasks and language experimented with in this paper and those which might be presented in “real world” situations or more complex environments, our results provide an encouraging first step in this direction. Indeed, it is interesting to consider how AGILE could be applied to more realistic learning settings, for instance involving first-person vision of 3D environments. Two issues would need to be dealt with, namely training the agent to factor out the difference in perspective between the expert data and the agent’s observations, and training the agent to ignore its own body parts if they are visible in the observations. Future work could focus on applying third-person imitation learning methods recently proposed by Stadie et al. (2017) learn the aforementioned invariances. Most of our experiments were conducted with a formal language with a known structure, however AGILE also performed very well when we used a structure-agnostic FiLM-LSTM model which processed the instruction as a plain sequence of tokens. This result suggest that in future work AGILE could be used with natural language instructions. ", + "bbox": [ + 174, + 138, + 825, + 304 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "ACKNOWLEDGMENTS ", + "text_level": 1, + "bbox": [ + 176, + 321, + 326, + 335 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The authors want to thank Serkan Cabi for providing useful feedback. This research was enabled in part by support provided by Compute Canada (www.computecanada.ca). ", + "bbox": [ + 176, + 345, + 825, + 375 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "REFERENCES ", + "text_level": 1, + "bbox": [ + 176, + 397, + 285, + 411 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Pieter Abbeel and Andrew Y. Ng. Apprenticeship Learning via Inverse Reinforcement Learning. In Proceedings of the Twenty-first International Conference on Machine Learning, ICML ’04, 2004. URL http://doi.acm.org/10.1145/1015330.1015430. 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", + "bbox": [ + 176, + 685, + 823, + 714 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "A AGILE PSEUDOCODE ", + "text_level": 1, + "bbox": [ + 176, + 102, + 393, + 118 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Algorithm 1 AGILE Discriminator Training ", + "text_level": 1, + "bbox": [ + 176, + 140, + 467, + 155 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Require: The policy network $\\pi _ { \\theta }$ , the discriminator network $D _ { \\phi }$ , the anticipated negative rate $\\rho$ , a dataset $\\mathcal { D }$ , a replay buffer $B$ , the batch size $B S$ , a stream of training instances $\\mathcal { G }$ , the episode length $T$ , the rollout length $R$ . \n1: while Not Converged do \n2: 3: Sample a training instance $( c , s _ { 0 } ) \\in \\mathcal { G }$ . $t \\gets 0$ while $\\mathfrak { t } \\mathfrak { j }$ T do \n5: Act with $\\pi _ { \\boldsymbol { \\theta } } ( c , s )$ and produce a rollout $\\big ( c , s _ { t \\dots t + R } \\big )$ . \n6: Add $( c , s )$ pairs from $\\big ( c , s _ { t . . . t + R } \\big )$ to the replay buffer $B$ . Remove old pairs from $B$ if it is overflowing. \n7: Sample a batch $D _ { + }$ of $B S / 2$ positive examples from $\\mathcal { D }$ . \n8: Sample a batch $D _ { - }$ of $B S / ( 2 \\cdot ( 1 - \\rho ) )$ negative $( c , s )$ examples from $B$ . \n9: Compute $\\kappa = D _ { \\phi } ( c , s )$ for all $( c , s ) \\in D _ { - }$ and reject the top $1 - \\rho$ percent of $D _ { - }$ with the highest $\\kappa$ . The resulting $D _ { - }$ will contain $B S / 2$ examples. \n10: Compute L˜D(φ) = 1BS $\\begin{array} { r } { \\tilde { L } _ { D } ( \\phi ) = \\frac { 1 } { B S } \\displaystyle \\sum _ { ( c , s ) \\in D _ { - } } - \\log ( 1 - D _ { \\phi } ( c , s ) ) + \\displaystyle \\sum _ { ( c , g ) \\in D _ { + } } - \\log D _ { \\phi } ( c _ { i } , g _ { i } ) . } \\end{array}$ \n11: Compute the gradient $\\frac { d \\tilde { L } _ { D } ( \\phi ) } { d \\phi }$ and use it to update $\\phi$ . \n12: Synchronise $\\theta$ and $\\phi$ with other workers. \n13: $t \\gets t + R$ \n14: end while \n15: end while ", + "bbox": [ + 174, + 159, + 828, + 433 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Algorithm 2 AGILE Policy Training ", + "text_level": 1, + "bbox": [ + 174, + 458, + 418, + 473 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Require: The policy network $\\pi \\theta$ , the discriminator network $D _ { \\phi }$ , a dataset $\\mathcal { D }$ , a replay buffer $B$ , a stream of \ntraining instances $\\mathcal { G }$ , the episode length $T$ . \n1: while Not Converged do \n2: Sample a training instance $( c , s _ { 0 } ) \\in \\mathcal { G }$ . \n3: $t \\gets 0$ \n4: while $\\mathfrak { t } \\mathfrak { j }$ T do \n5: Act with $\\pi _ { \\boldsymbol { \\theta } } ( c , s )$ and produce a rollout $\\big ( c , s _ { t \\dots t + R } \\big )$ . \n6: Use the discriminator $D _ { \\phi }$ to compute the rewards $r _ { \\tau } = [ D _ { \\phi } ( c , s _ { \\tau } ) > 0 . 5$ ]. \n7: Perform an RL update for $\\theta$ using the rewards $r _ { \\tau }$ . \n8: Synchronise $\\theta$ and $\\phi$ with other workers. \n9: $t \\gets t + R$ \n10: end while \n11: end while ", + "bbox": [ + 174, + 478, + 825, + 643 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "B TRAINING DETAILS ", + "text_level": 1, + "bbox": [ + 176, + 675, + 372, + 691 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We trained the policy $\\pi _ { \\theta }$ and the discriminator $D _ { \\phi }$ concurrently using RMSProp as the optimizer and Asynchronous Advantage Actor-Critic (A3C) (Mnih et al., 2016) as the RL method. A baseline predictor (see Appendix G for details) was trained to predict the discounted return by minimizing the mean square error. The RMSProp hyperparameters were different for $\\pi _ { \\theta }$ and $D _ { \\phi }$ , see Table 1. A designated worker was used to train the discriminator (see Algorithm 1). Other workers trained only the policy (see Algorithm 2). We tried having all workers write to the replay buffer $B$ that was used for the discriminator training and found that this gave the same performance as using $( c , s )$ pairs produced by the discriminator worker only. We found it crucial to regularize the discriminator by clipping columns of all weights matrices to have the L2 norm of at most 1. In particular, we multiply incoming weights $w _ { u }$ of each unit $u$ by $\\operatorname* { m i n } ( 1 , 1 / | | w _ { u } | | _ { 2 } )$ after each gradient update as proposed by Srivastava et al. (2014). We linearly rescaled the policy’s rewards to the $[ 0 ; 0 . 1 ]$ interval for both RL and AGILE. When using RL with reward prediction we fetch a batch from the replay buffer and compute the extra gradient for every rollout. ", + "bbox": [ + 174, + 708, + 825, + 888 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "For the exact values of hyperparameters for the GridLU-Relations task we refer the reader to Table 1. The hyperparameters for GridLU-Arrangements were mostly the same, with the exception of the episode length and the rollout length, which were 45 and 30 respectively. For training the RL baseline for GridLU-Relations we used the same hyperparameter settings as for the AGILE policy. ", + "bbox": [ + 173, + 895, + 821, + 924 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "", + "bbox": [ + 176, + 103, + 823, + 132 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/7b64c00bded04cbbdcf71e63167e72d8e2878560acffedc7cec521e089978693.jpg", + "table_caption": [ + "Table 1: Hyperparameters for the policy and the discriminator for the GridLU-Relations task. " + ], + "table_footnote": [], + "table_body": "
GroupHyperparameterPolicy TDiscriminator DΦ
RMSProplearning rate0.00030.0005
decay0.990.9
E0.110-10
grad. norm threshold4025
batch size1256
RLrollout length15
episode length30
discount0.99
reward scale0.1
baseline cost1.0
reward prediction cost (when used)1.0
reward prediction batch size4
num. workers training πθ151
AGILEsize of replay buffer B100000
num. workers training D1
Regularizationentropy weight α0.01
max.column norm1
", + "bbox": [ + 197, + 170, + 800, + 455 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "C GRIDLU ENVIRONMENT ", + "text_level": 1, + "bbox": [ + 174, + 481, + 415, + 497 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "The GridLU world is a $5 \\times 5$ gridworld surrounded by walls. The cells of the grid can be occupied by blocks of 3 possible shapes (circle, triangle, and square) and 3 possible colors (red, blue, and green). The grid also contains an agent sprite. The agent may carry a block; when it does so, the agent sprite changes color2. When the agent is free, i.e. when it does not carry anything, it is able to enter cells with blocks. A free agent can pick a block in the cell where both are situated. An agent that carries a block cannot enter non-empty cells, but it can instead drop the block that it carries in any non-empty cell. Both picking up and dropping are realized by the INTERACT action. Other available actions are LEFT, RIGHT, UP and DOWN and NOOP. The GridLU agent can be seen as a cursor (and this is also how it is rendered) that can be moved to select a block or a position where the block should be released. Figure 6 illustrates the GridLU world and its dynamics. We render the state of the world as a color image by displaying each cell as an $8 \\times 8$ patch3 and stitching these patches in a $5 6 \\times 5 6$ image4. All neural networks take this image as an input. ", + "bbox": [ + 173, + 512, + 825, + 679 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "D EXPERIMENT DETAILS ", + "text_level": 1, + "bbox": [ + 174, + 699, + 400, + 715 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Every experiment was repeated 5 times and the average result is reported. ", + "bbox": [ + 174, + 731, + 653, + 744 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "RL vs. AGILE All agents were trained for $5 \\cdot 1 0 ^ { 8 }$ steps. ", + "bbox": [ + 174, + 758, + 555, + 773 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Data Efficiency We trained AGILE policies with datasets $\\mathcal { D }$ of different sizes for $5 \\cdot 1 0 ^ { 8 }$ steps. For each policy we report the maximum success rate that it showed in the course of training. ", + "bbox": [ + 173, + 789, + 825, + 818 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "GridLU-Arrangements We trained the agent for 100M time steps, saving checkpoints periodically, and selected the checkpoint that best fooled the discriminator according to the agent’s internal reward. ", + "bbox": [ + 174, + 832, + 825, + 861 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/12a0250876976a70960bac26e489bbd937d4fe99d9cd1f5858afab85a8ce8779.jpg", + "image_caption": [ + "Figure 6: The dynamics of the GridLU world illustrated by a 6-step trajectory. The order of the states is indicated by arrows. The agent’s actions are written above arrows. " + ], + "image_footnote": [], + "bbox": [ + 238, + 99, + 758, + 316 + ], + "page_idx": 14 + }, + { + "type": "image", + "img_path": "images/c88d0530b92562c4ac9494853f2e5d902ffac1c59f458c306a94a2da6a6f7ad0.jpg", + "image_caption": [ + "Figure 7: Performance of AGILE for different sizes of the dataset of instructions and goal-states. For each dataset size of we report is the best average success rate over the course of training. " + ], + "image_footnote": [], + "bbox": [ + 240, + 375, + 730, + 627 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Data Efficiency We measure how many examples of instructions and goal-states are required by AGILE in order to understand the semantics of the GridLU-Relations instruction language. The results are reported in Figure 7. The AGILE-trained agent succeeds in more than $50 \\%$ of cases starting from 8000 examples, but as many as 130000 is required for the best performance. ", + "bbox": [ + 173, + 694, + 826, + 751 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "E ANALYSIS OF THE GRIDLU-RELATIONS TASK ", + "text_level": 1, + "bbox": [ + 174, + 770, + 591, + 786 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "E.1 GRIDLU RELATIONS INSTANCE GENERATOR ", + "text_level": 1, + "bbox": [ + 174, + 801, + 529, + 815 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "All GridLU instructions can be generated from $ using the following Backus-Naur form, with one exception: The first expansion of ${ < } \\mathrm { { o b j } } >$ must not be identical to the second expansion of ${ < } \\mathrm { { o b j } } >$ in . ", + "bbox": [ + 176, + 827, + 825, + 869 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": " :: $=$ circle | rect | triangle :: $=$ red | green | blue ", + "bbox": [ + 174, + 882, + 529, + 910 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": " :: $=$ NorthFrom | SouthFrom | EastFrom | WestFrom :: $=$ | SameLocation ", + "bbox": [ + 176, + 104, + 756, + 132 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": " :: $=$ Color(, $ ) | Shape(, SCENE) :: $=$ Shape(, SCENE) | SCENE ", + "bbox": [ + 176, + 145, + 767, + 174 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": " :: $=$ $ (AGENT, ) | $ (, AGENT) :: $=$ $ (, ) :: $=$ | ", + "bbox": [ + 174, + 186, + 926, + 229 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "There are 15 unique possibilities to expand the nonterminal ${ < } \\mathrm { { o b j } } >$ , so there are 150 unique possibilities to expand and 840 unique possibilities to expand (not counting the exceptions mentioned above). Hence there are 990 unique instructions in total. However, several syntactically different instructions can be semantically equivalent, such as EastFrom(AGENT, Shape(rect, SCENE)) and WestFrom(Shape(rect, SCENE), AGENT). ", + "bbox": [ + 174, + 242, + 826, + 325 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Every instruction partially specifies what kind of objects need to be available in the environment. For go-to-instructions we generate one object and for bring-to-instructions we generate two objects according to this partial specification (unspecified shapes or colors are picked uniformly at random). Additionally, we generate one “distractor object”. This distractor object is drawn uniformly at random from the 9 possible objects. All of these objects and the agent are each placed uniformly at random into one of 25 cells in the 5x5 grid. ", + "bbox": [ + 174, + 332, + 825, + 416 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "The instance generator does not sample an instruction uniformly at random from a list of all possible instructions. Instead, it generates the environment at the same time as the instruction according to the procedure above. Afterwards we impose two ‘sanity checks’: are any two objects in the same location or are they all identical? If any of these two checks fail, the instance is discarded and we start over with a new instance. ", + "bbox": [ + 174, + 422, + 825, + 492 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Because of this rejection sampling technique, go-to-instructions are ultimately generated with approximately $2 5 \\%$ probability even though they only represent $\\approx 1 5 \\%$ of all possible instructions. ", + "bbox": [ + 174, + 500, + 823, + 529 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "The number of different initial arrangements of three objects can be lower-bounded by ${ \\binom { 9 } { 3 } } = 2 3 0 0$ if we disregard their permutation. Hence every bring-to-instruction has at least $K = 2 3 0 0 \\cdot 9 \\approx 2 \\cdot 1 0 ^ { 4 }$ associated initial arrangements. Therefore the total number of task instances can be lower-bounded with $8 4 0 \\cdot K \\approx 1 . 7 \\cdot 1 \\bar { 0 } ^ { 7 }$ , disregarding the initial position of the agent. ", + "bbox": [ + 174, + 535, + 825, + 594 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "E.2 DISCRIMINATOR EVALUATION ", + "text_level": 1, + "bbox": [ + 176, + 611, + 426, + 626 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "During the training on GridLU-Relations we compared the predictions of the discriminator with those of the ground-truth reward checker. This allowed us to monitor several performance indicators of the discriminator, see Figure 8. ", + "bbox": [ + 174, + 637, + 825, + 680 + ], + "page_idx": 15 + }, + { + "type": "image", + "img_path": "images/53291bcc68bf3c2ec5c30716cb671107ce129a7f067fbe67d0e2bc3a1d397656.jpg", + "image_caption": [ + "Figure 8: The discriminator’s errors in the course of training. Left: percentage of false positives. Right: percentage of false negatives. " + ], + "image_footnote": [], + "bbox": [ + 209, + 698, + 785, + 868 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "F ANALYSIS OF THE GRIDLU-ARRANGEMENTS TASK ", + "text_level": 1, + "bbox": [ + 174, + 102, + 635, + 118 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Instruction Syntax We used two types of instructions in the GridLU-Arrangements task, those referring only to the arrangement and others that also specified the color of the blocks. Examples Connected(AGENT, SCENE) and Snake(AGENT, Color(’yellow’, SCENE)) illustrate the syntax that we used for both instruction types. ", + "bbox": [ + 174, + 133, + 825, + 190 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Number of Distinct Goal-States Table 2 presents our computation of the number of distinct goal-states in the GridLU-Arrangements Task. ", + "bbox": [ + 174, + 205, + 823, + 234 + ], + "page_idx": 16 + }, + { + "type": "table", + "img_path": "images/6573acee6f0f9f7649cbb76488c4059679aa6f8ada0a98220ebb99ce8c05173e.jpg", + "table_caption": [ + "Table 2: Number of unique goal-states in GridLU-Arrangements task. " + ], + "table_footnote": [ + "Total " + ], + "table_body": "
Possible arrangementPossible colorsPossible agent positionsPossible distractor positionsPossible distractor colors
Arrangementpositions 163255985Total goal states 14,364,000
Square Line4032559852235,910,000
Dline8325598527,182,000
Triangle483255985243,092,000
Circle9325598528,079,750
Eel483255985243,092,000
Snake483255985243,092,000
Connected20032559852179,550,000
Disconnected173255985215,261,750
", + "bbox": [ + 173, + 272, + 864, + 450 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "G MODELS ", + "text_level": 1, + "bbox": [ + 174, + 497, + 284, + 513 + ], + "page_idx": 16 + }, + { + "type": "image", + "img_path": "images/f9eddfd19899cbf466aa60efadf087a24d728a490ba73e4889eac47ccc502489.jpg", + "image_caption": [ + "Figure 9: Our policy and discriminator networks with a Neural Module Network (NMN) as the core component. The NMN’s structure corresponds to an instruction WestFrom(Color(‘red’, Shape(‘rect’, SCENE)), Color(‘yellow’, Shape(‘triangle’, SCENE))). The modules are depicted as blue rectangles. Subexpressions Color(’red’, ...), Shape(’rect’, ...), etc. are depicted as “red” and “rect” to save space. The bottom left of the figure illustrates the computation of a module in our variant of NMN. " + ], + "image_footnote": [], + "bbox": [ + 303, + 544, + 715, + 763 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "In this section we explain in detail the neural architectures that we used in our experiments. We will use $^ *$ to denote convolution, $\\odot$ , $\\oplus$ to denote element-wise addition of a vector to a 3D tensor with broadcasting (i.e. same vector will be added/multiplied at each location of the feature map). We used ReLU as the nonlinearity in all layers with the exception of LSTM. ", + "bbox": [ + 174, + 867, + 825, + 924 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "FiLM-NMN We will first describe the FiLM-NMN discriminator $D _ { \\phi }$ . The discriminator takes a 56x56 RGB image $s$ as the representation of the state. The image $s$ is fed through a stem convnet that consisted of an $8 x 8$ convolution with 16 kernels and a $3 { \\tt x } 3$ convolution with 64 kernels. The resulting tensor $h _ { s t e m }$ had a 5x5x64 shape. ", + "bbox": [ + 173, + 102, + 825, + 160 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "As a Neural Module Metwork (Andreas et al., 2016), the FiLM-NMN is constructed of modules. The module $m _ { x }$ corresponding to a token $x$ takes a left-hand side input $h _ { l }$ and a right-hand side input $h _ { r }$ and performs the following computation with them: ", + "bbox": [ + 174, + 166, + 823, + 208 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/87d3b6d452bc186cc17301c8a64a27ce2d320d461acac36bc5e04d9684623584.jpg", + "text": "$$\nm _ { x } ( h _ { l } , h _ { r } ) = R e L U ( ( 1 + \\gamma _ { x } ) \\odot ( W _ { m } * [ h _ { l } ; h _ { r } ] ) \\oplus \\beta _ { x } ) ,\n$$", + "text_format": "latex", + "bbox": [ + 308, + 210, + 686, + 228 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "where $\\gamma _ { x }$ and $\\beta _ { x }$ are FiLM coefficients (Perez et al., 2017) corresponding to the token $x$ , $W _ { m }$ is a weight tensor for a 3x3 convolution with 128 input features and 64 output features. Zero-padding is used to ensure that the output of $m _ { x }$ has the same shape as $h _ { l }$ and $h _ { r }$ . The equation above describes a binary module that takes two operands. For the unary modules that received only one input (e.g. $m _ { r e d }$ , $m _ { s q u a r e , \\rangle }$ ) we present the input as $h _ { l }$ and zeroed out $h _ { r }$ . This way we are able to use the same set of weights $W _ { m }$ for all modules. We have 12 modules in total, 3 for color words, 3 for shape words, 5 for relations words and one $m _ { A G E N T }$ module used in go-to instructions. The modules are selected and connected based on the instructions, and the output of the root module is used for further processing. For example, the following computation would be performed for the instruction $c _ { 1 } =$ NorthFrom(Color(‘red’, Shape(‘circle’, SCENE)), Color(‘blue’, Shape(‘square’, SCENE))): ", + "bbox": [ + 173, + 229, + 826, + 369 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/6949a3013c2fd209855fef6ab7795119ea075e670ed33dbbed631b75c01a62be.jpg", + "text": "$$\nh _ { n m n } = m _ { N o r t h F r o m } ( m _ { r e d } ( m _ { c i r c l e } ( h _ { s t e m } ) ) , m _ { b l u e } ( m _ { s q u a r e } ( h _ { s t e m } ) ) ) ,\n$$", + "text_format": "latex", + "bbox": [ + 258, + 372, + 736, + 388 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "and the following one for $c _ { 2 } = { }$ NorthFrom(AGENT, Shape(‘triangle’, SCENE)): ", + "bbox": [ + 181, + 391, + 728, + 406 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/117b382085cef42bbb36f8376b42eabf98ccef33316a90080d13d80e8f20ed36.jpg", + "text": "$$\nh _ { n m n } = m _ { N o r t h F r o m } ( m _ { A G E N T } ( h _ { s t e m } ) , m _ { t r i a n g l e } ( h _ { s t e m } ) ) .\n$$", + "text_format": "latex", + "bbox": [ + 295, + 409, + 700, + 426 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Finally, the output of the discriminator is computed by max-pooling the output of the FiLM-NMN across spatial dimensions and feeding it to an MLP with a hidden layer of 100 units: ", + "bbox": [ + 169, + 434, + 828, + 463 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/415d8f532a3a8bce3fca6f99c7ea1cf69eaccfb50bf6282c49dd6bafd9ab8e6b.jpg", + "text": "$$\n\\begin{array} { r } { D ( c , s ) = \\sigma ( w ^ { T } R e L U ( W \\mathrm { m a x p o o l } ( h _ { n m n } ) + b ) ) , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 333, + 465, + 663, + 484 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "where $w$ , $W$ and $b$ are weights and biases, $\\sigma ( x ) = e ^ { x } / ( 1 + e ^ { x } )$ is the sigmoid function. ", + "bbox": [ + 178, + 486, + 746, + 502 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "The policy network $\\pi _ { \\phi }$ is similar to the discriminator network $D _ { \\theta }$ . The only difference is that (1) it outputs softmax probabilites for 5 actions instead of one real number (2) we use an additional convolutional layer to combine the output of FiLM-NMN and $h _ { s t e m }$ : ", + "bbox": [ + 174, + 507, + 823, + 550 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/fd712235b6bdbb4a23d5909668ce9afb1c4ec5cf16974e25804fff7911b16c87.jpg", + "text": "$$\n\\begin{array} { r } { h _ { m e r g e } = R e L U ( W _ { m e r g e } * [ h _ { n m n } ; h _ { s t e m } ] + b _ { m e r g e } ) , } \\\\ { \\pi ( c , s ) = \\mathrm { s o f t m a x } ( W _ { 2 } R e L U ( W _ { 1 } \\mathrm { m a x p o o l } ( h _ { m e r g e } ) + b _ { 1 } ) + b _ { 2 } ) , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 282, + 551, + 714, + 588 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "the output $h _ { m e r g e }$ of which is further used in the policy network instead of $h _ { n m n }$ . ", + "bbox": [ + 178, + 589, + 710, + 604 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Figure 9 illustrates our FiLM-NMN policy and discriminator networks. ", + "bbox": [ + 176, + 609, + 642, + 626 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "FiLM-LSTM For our structure-agnostic models we use an LSTM of 100 hidden units to predict FiLM biases and multipliers for a 5 layer convnet. More specifically, let $h _ { L S T M }$ be the final state of the LSTM after it consumes the instruction $c$ . We compute the FiLM coefficients for the layer $k \\in [ 1 ; 5 ]$ as follows: ", + "bbox": [ + 173, + 640, + 825, + 695 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/d5896030218919e2f34f255842bc7ac208631e2f0bcbf6c6374eeb01ba04db89.jpg", + "text": "$$\n\\begin{array} { r } { \\gamma _ { k } = W _ { k } ^ { \\gamma } h _ { L S T M } + b _ { k } ^ { \\gamma } , } \\\\ { \\beta _ { k } = W _ { k } ^ { \\beta } h _ { L S T M } + b _ { k } ^ { \\beta } , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 418, + 696, + 578, + 739 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "and use them as described by the equation below: ", + "bbox": [ + 173, + 739, + 500, + 753 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/d82d78826644b4d93094dda21f79ecb8aaad819f7d89a0d4b812225c74a3cac5.jpg", + "text": "$$\nh _ { k } = R e L U ( ( 1 + \\gamma _ { k } ) \\odot ( W _ { k } * h _ { k - 1 } ) \\oplus \\beta _ { k } ) ,\n$$", + "text_format": "latex", + "bbox": [ + 346, + 756, + 648, + 773 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "where $W _ { k }$ are the convolutional weights, $h _ { 0 }$ is set to the pixel-level representation of the world state $s$ . The characteristics of the 5 layers were the following: (8x8, 16, VALID), (3x3, 32, VALID), (3x3, 64, SAME), (3x3, 64, SAME), (3x3, 64, SAME), where (mxm, $n _ { o u t } , p )$ stands for a convolutional layer with mxm filters, $n _ { o u t }$ output features, and $p \\in \\{ \\mathrm { S A M E } , \\mathrm { V A L I D } \\}$ padding strategy. Layers with $p = { \\tt V A L I D }$ do not use padding, whereas in those with $p = \\mathsf { S A M E }$ zero padding is added in order to produce an output with the same shape as the input. The layer 5 is also connected to layer 3 by a residual connection. Similarly to FiLM-NMN, the output $h _ { 5 }$ of the convnet is max-pooled and fed into an MLP with 100 hidden units to produce the outputs: ", + "bbox": [ + 173, + 775, + 826, + 887 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/a3f550f51e8c16ea57fb8f6af6ebc0599b7180f055bcd4f79a49c3c3c3080491.jpg", + "text": "$$\n\\begin{array} { r } { D ( c , s ) = \\sigma ( w ^ { T } R e L U ( W m a x p o o l ( h _ { 5 } ) + b ) ) , } \\\\ { \\pi ( c , s ) = \\mathrm { s o f t m a x } ( W _ { 2 } R e L U ( W _ { 1 } \\mathrm { m a x p o o l } ( h _ { 5 } ) + b _ { 1 } ) + b _ { 2 } ) . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 300, + 888, + 696, + 928 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Baseline prediction In all policy networks the baseline predictor is a linear layer that took the same input as the softmax layer. The gradients of the baseline predictor are allowed to propagate through the rest of the network. ", + "bbox": [ + 173, + 103, + 823, + 145 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Reward prediction We use the result $h _ { m a x p o o l }$ of the max-pooling operation (which was a part of all models that we considered) as the input to the reward prediction pathway of our model. hmaxpool is fed through a linear layer and softmax to produce probabilities of the reward being positive or zero (the reward is never negative in AGILE). ", + "bbox": [ + 174, + 161, + 825, + 217 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Weight Initialization We use the standard initialisation methods from the Sonnet library5. Bias vectors are initialised with zeros. Weights of fully-connected layers are sampled from a truncated normal distribution with $\\begin{array} { r } { \\sigma = \\frac { 1 } { \\sqrt { n _ { i n } } } } \\end{array}$ , where $n _ { i n }$ is the number of input units of the layer. Convolutional weights are sampled from a truncated normal distribution with $\\begin{array} { r } { \\sigma = \\frac { 1 } { \\sqrt { f a n _ { i n } } } } \\end{array}$ where $f a n _ { i n }$ is the product of kernel width, kernel height and the number of input features. 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However, this", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 295, + 470, + 307 + ], + "spans": [ + { + "bbox": [ + 141, + 295, + 470, + 307 + ], + "score": 1.0, + "content": "places on environment designers the onus of designing language-conditional reward", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 141, + 306, + 470, + 318 + ], + "spans": [ + { + "bbox": [ + 141, + 306, + 470, + 318 + ], + "score": 1.0, + "content": "functions which may not be easily or tractably implemented as the complexity of", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 141, + 317, + 469, + 329 + ], + "spans": [ + { + "bbox": [ + 141, + 317, + 469, + 329 + ], + "score": 1.0, + "content": "the environment and the language scales. To overcome this limitation, we present", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 141, + 327, + 469, + 341 + ], + "spans": [ + { + "bbox": [ + 141, + 327, + 469, + 341 + ], + "score": 1.0, + "content": "a framework within which instruction-conditional RL agents are trained using", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 142, + 339, + 469, + 350 + ], + "spans": [ + { + "bbox": [ + 142, + 339, + 469, + 350 + ], + "score": 1.0, + "content": "rewards obtained not from the environment, but from reward models which are", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 141, + 350, + 470, + 361 + ], + "spans": [ + { + "bbox": [ + 141, + 350, + 470, + 361 + ], + "score": 1.0, + "content": "jointly trained from expert examples. As reward models improve, they learn to", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 141, + 360, + 470, + 373 + ], + "spans": [ + { + "bbox": [ + 141, + 360, + 470, + 373 + ], + "score": 1.0, + "content": "accurately reward agents for completing tasks for environment configurations—and", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 141, + 371, + 470, + 384 + ], + "spans": [ + { + "bbox": [ + 141, + 371, + 470, + 384 + ], + "score": 1.0, + "content": "for instructions—not present amongst the expert data. This framework effectively", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 141, + 383, + 469, + 394 + ], + "spans": [ + { + "bbox": [ + 141, + 383, + 469, + 394 + ], + "score": 1.0, + "content": "separates the representation of what instructions require from how they can be", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 141, + 394, + 469, + 405 + ], + "spans": [ + { + "bbox": [ + 141, + 394, + 469, + 405 + ], + "score": 1.0, + "content": "executed. In a simple grid world, it enables an agent to learn a range of commands", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 141, + 405, + 471, + 416 + ], + "spans": [ + { + "bbox": [ + 141, + 405, + 471, + 416 + ], + "score": 1.0, + "content": "requiring interaction with blocks and understanding of spatial relations and under-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 141, + 415, + 470, + 428 + ], + "spans": [ + { + "bbox": [ + 141, + 415, + 470, + 428 + ], + "score": 1.0, + "content": "specified abstract arrangements. We further show the method allows our agent to", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 141, + 426, + 450, + 440 + ], + "spans": [ + { + "bbox": [ + 141, + 426, + 450, + 440 + ], + "score": 1.0, + "content": "adapt to changes in the environment without requiring new expert examples.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 26, + "bbox_fs": [ + 141, + 273, + 471, + 440 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 459, + 206, + 471 + ], + "lines": [ + { + "bbox": [ + 105, + 457, + 208, + 474 + ], + "spans": [ + { + "bbox": [ + 105, + 457, + 208, + 474 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 483, + 336, + 670 + ], + "lines": [ + { + "bbox": [ + 105, + 483, + 338, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 483, + 338, + 496 + ], + "score": 1.0, + "content": "Developing agents that can learn to follow user instruc-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 495, + 337, + 507 + ], + "spans": [ + { + "bbox": [ + 106, + 495, + 337, + 507 + ], + "score": 1.0, + "content": "tions pertaining to an environment is a longstanding goal", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 505, + 336, + 518 + ], + "spans": [ + { + "bbox": [ + 106, + 505, + 336, + 518 + ], + "score": 1.0, + "content": "of AI research (Winograd, 1972). Recent work has", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 515, + 337, + 530 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 337, + 530 + ], + "score": 1.0, + "content": "shown deep reinforcement learning (RL) to be a promising", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 528, + 337, + 539 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 337, + 539 + ], + "score": 1.0, + "content": "paradigm for learning to follow language-like instructions", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 538, + 337, + 550 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 337, + 550 + ], + "score": 1.0, + "content": "in both 2D and 3D worlds (e.g. Hermann et al. (2017);", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 549, + 337, + 561 + ], + "spans": [ + { + "bbox": [ + 106, + 549, + 337, + 561 + ], + "score": 1.0, + "content": "Chaplot et al. (2018), see Section 4 for a review). 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When there is a", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 165, + 506, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 165, + 356, + 178 + ], + "score": 1.0, + "content": "single implicit task, Inverse Reinforcement Learning (IRL;", + "type": "text" + }, + { + "bbox": [ + 356, + 165, + 371, + 177 + ], + "score": 0.31, + "content": "\\mathrm { N g }", + "type": "inline_equation" + }, + { + "bbox": [ + 371, + 165, + 506, + 178 + ], + "score": 1.0, + "content": "& Russell, 2000; Ziebart et al.,", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 176, + 506, + 189 + ], + "spans": [ + { + "bbox": [ + 105, + 176, + 506, + 189 + ], + "score": 1.0, + "content": "2008) methods in general, and Generative Adversarial Imitation Learning (Ho & Ermon, 2016)", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 187, + 506, + 200 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 506, + 200 + ], + "score": 1.0, + "content": "in particular, have yielded some success in jointly learning reward functions from expert data and", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 198, + 506, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 506, + 210 + ], + "score": 1.0, + "content": "training policies from learned reward models. In this paper, we wish to investigate whether such", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 209, + 506, + 222 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 506, + 222 + ], + "score": 1.0, + "content": "mechanisms can be adapted to the more general case of jointly learning to understand language which", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 220, + 506, + 233 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 506, + 233 + ], + "score": 1.0, + "content": "specifies task objectives (e.g. instructions, goal specifications, directives), and use such understanding", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 231, + 506, + 244 + ], + "spans": [ + { + "bbox": [ + 105, + 231, + 506, + 244 + ], + "score": 1.0, + "content": "to reward language-conditional policies which are trained to complete such tasks. For simplicity,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 242, + 506, + 255 + ], + "spans": [ + { + "bbox": [ + 105, + 242, + 506, + 255 + ], + "score": 1.0, + "content": "we explore a facet of this general problem in this paper by focussing on the case of declarative", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 253, + 506, + 267 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 506, + 267 + ], + "score": 1.0, + "content": "commands that specify sets of possible goal-states (e.g. “arrange the red blocks in a circle.”), and", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 263, + 506, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 263, + 506, + 277 + ], + "score": 1.0, + "content": "where expert examples need only be goal states rather than full trajectories or demonstrations, leaving", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 273, + 506, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 273, + 506, + 289 + ], + "score": 1.0, + "content": "such extensions for further work. We introduce a framework—Adversarial Goal-Induced Learning", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 285, + 506, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 506, + 299 + ], + "score": 1.0, + "content": "from Examples (AGILE)—for jointly training an instruction-conditional reward model using expert", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 296, + 506, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 296, + 506, + 310 + ], + "score": 1.0, + "content": "examples of completed instructions alongside a policy which will learn to complete instructions by", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 308, + 504, + 320 + ], + "spans": [ + { + "bbox": [ + 106, + 308, + 504, + 320 + ], + "score": 1.0, + "content": "maximising the thus-modelled reward. In this respect, AGILE relies on familiar RL objectives, with", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 319, + 505, + 331 + ], + "spans": [ + { + "bbox": [ + 106, + 319, + 505, + 331 + ], + "score": 1.0, + "content": "free choice of model architecture or training mechanisms, the only difference being that the reward", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 330, + 389, + 341 + ], + "spans": [ + { + "bbox": [ + 106, + 330, + 389, + 341 + ], + "score": 1.0, + "content": "comes from a learned reward model rather than from the environment.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 13.5 + }, + { + "type": "text", + "bbox": [ + 107, + 346, + 505, + 478 + ], + "lines": [ + { + "bbox": [ + 105, + 346, + 505, + 359 + ], + "spans": [ + { + "bbox": [ + 105, + 346, + 505, + 359 + ], + "score": 1.0, + "content": "We first verify that our method works in settings where a comparison between AGILE-trained policies", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 358, + 506, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 506, + 370 + ], + "score": 1.0, + "content": "with policies trained from environment reward is possible, to which end we implement instruction-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 368, + 506, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 368, + 506, + 381 + ], + "score": 1.0, + "content": "conditional reward functions. In this setting, we show that the learning speed and performance of", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 380, + 506, + 392 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 506, + 392 + ], + "score": 1.0, + "content": "A3C agents trained with AGILE reward models is superior to A3C agents trained against environment", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 390, + 505, + 402 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 505, + 402 + ], + "score": 1.0, + "content": "reward, and comparable to that of true-reward A3C agents supplemented by auxiliary unsupervised", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 104, + 401, + 505, + 415 + ], + "spans": [ + { + "bbox": [ + 104, + 401, + 505, + 415 + ], + "score": 1.0, + "content": "reward prediction objectives. To simulate an instruction-learning setting in which implementing", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 414, + 505, + 424 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 505, + 424 + ], + "score": 1.0, + "content": "a reward function would be problematic, we construct a dataset of instructions and goal-states for", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 424, + 506, + 436 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 506, + 436 + ], + "score": 1.0, + "content": "the task of building colored orientation-invariant arrangements of blocks. On this task, without us", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 435, + 505, + 445 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 505, + 445 + ], + "score": 1.0, + "content": "ever having to implement the reward function, the agent trained within AGILE learns to construct", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 445, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 505, + 457 + ], + "score": 1.0, + "content": "arrangements as instructed. Finally, we study how well AGILE’s reward model generalises beyond", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 457, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 457, + 505, + 469 + ], + "score": 1.0, + "content": "the examples on which it was trained. Our experiments show it can be reused to allow the policy to", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 468, + 255, + 480 + ], + "spans": [ + { + "bbox": [ + 106, + 468, + 255, + 480 + ], + "score": 1.0, + "content": "adapt to changes in the environment.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 28.5 + }, + { + "type": "title", + "bbox": [ + 106, + 524, + 437, + 537 + ], + "lines": [ + { + "bbox": [ + 104, + 523, + 438, + 539 + ], + "spans": [ + { + "bbox": [ + 104, + 523, + 438, + 539 + ], + "score": 1.0, + "content": "2 ADVERSARIAL GOAL-INDUCED LEARNING FROM EXAMPLES", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 35 + }, + { + "type": "text", + "bbox": [ + 107, + 567, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 567, + 505, + 579 + ], + "spans": [ + { + "bbox": [ + 105, + 567, + 505, + 579 + ], + "score": 1.0, + "content": "Here, we introduce AGILE (“Adversarial Goal-Induced Learning from Examples”, in homage to the", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 578, + 505, + 591 + ], + "spans": [ + { + "bbox": [ + 105, + 578, + 505, + 591 + ], + "score": 1.0, + "content": "adversarial learning mechanisms that inspire it), a framework for jointly learning to model reward", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 589, + 506, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 589, + 506, + 601 + ], + "score": 1.0, + "content": "for instructions, and learn a policy from such a reward model. Specifically, we learn an instruction-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 600, + 505, + 612 + ], + "spans": [ + { + "bbox": [ + 105, + 600, + 180, + 612 + ], + "score": 1.0, + "content": "conditional policy", + "type": "text" + }, + { + "bbox": [ + 181, + 601, + 192, + 611 + ], + "score": 0.84, + "content": "\\pi _ { \\theta }", + "type": "inline_equation" + }, + { + "bbox": [ + 193, + 600, + 260, + 612 + ], + "score": 1.0, + "content": "with parameters", + "type": "text" + }, + { + "bbox": [ + 261, + 601, + 267, + 610 + ], + "score": 0.76, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 267, + 600, + 347, + 612 + ], + "score": 1.0, + "content": ", from a data stream", + "type": "text" + }, + { + "bbox": [ + 348, + 600, + 364, + 611 + ], + "score": 0.89, + "content": "{ \\mathcal { G } } ^ { \\pi _ { \\theta } }", + "type": "inline_equation" + }, + { + "bbox": [ + 364, + 600, + 505, + 612 + ], + "score": 1.0, + "content": "obtained from interaction with the", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 611, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 105, + 611, + 212, + 623 + ], + "score": 1.0, + "content": "environment, by adjusting", + "type": "text" + }, + { + "bbox": [ + 212, + 612, + 219, + 621 + ], + "score": 0.77, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 219, + 611, + 373, + 623 + ], + "score": 1.0, + "content": "to maximise the expected total reward", + "type": "text" + }, + { + "bbox": [ + 373, + 611, + 400, + 623 + ], + "score": 0.92, + "content": "R _ { \\pi } ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 400, + 611, + 505, + 623 + ], + "score": 1.0, + "content": "based on stepwise reward", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 622, + 506, + 635 + ], + "spans": [ + { + "bbox": [ + 106, + 622, + 115, + 633 + ], + "score": 0.86, + "content": "\\hat { r } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 116, + 622, + 506, + 635 + ], + "score": 1.0, + "content": "given to the policy, exactly as done in any normal Reinforcement Learning setup. The difference", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 633, + 506, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 633, + 440, + 646 + ], + "score": 1.0, + "content": "lies in the source of the reward: we introduce an additional discriminator network", + "type": "text" + }, + { + "bbox": [ + 441, + 633, + 455, + 645 + ], + "score": 0.91, + "content": "D _ { \\phi }", + "type": "inline_equation" + }, + { + "bbox": [ + 455, + 633, + 506, + 646 + ], + "score": 1.0, + "content": ", the reward", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 644, + 505, + 656 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 407, + 656 + ], + "score": 1.0, + "content": "model, whose purpose is to define a meaningful reward function for training", + "type": "text" + }, + { + "bbox": [ + 407, + 645, + 419, + 655 + ], + "score": 0.83, + "content": "\\pi _ { \\theta }", + "type": "inline_equation" + }, + { + "bbox": [ + 419, + 644, + 505, + 656 + ], + "score": 1.0, + "content": ". We jointly learn this", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 655, + 506, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 421, + 668 + ], + "score": 1.0, + "content": "reward model alongside the policy by training it to predict whether a given state", + "type": "text" + }, + { + "bbox": [ + 422, + 657, + 428, + 665 + ], + "score": 0.77, + "content": "s", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 655, + 506, + 668 + ], + "score": 1.0, + "content": "is a goal state for a", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 665, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 176, + 679 + ], + "score": 1.0, + "content": "given instruction", + "type": "text" + }, + { + "bbox": [ + 177, + 668, + 183, + 676 + ], + "score": 0.68, + "content": "c", + "type": "inline_equation" + }, + { + "bbox": [ + 183, + 665, + 505, + 679 + ], + "score": 1.0, + "content": "or not. 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This stream", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 396, + 700 + ], + "score": 1.0, + "content": "is defined as follows: positive examples are drawn from a fixed dataset", + "type": "text" + }, + { + "bbox": [ + 396, + 688, + 405, + 698 + ], + "score": 0.82, + "content": "\\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 687, + 466, + 700 + ], + "score": 1.0, + "content": "of instructions", + "type": "text" + }, + { + "bbox": [ + 467, + 689, + 476, + 699 + ], + "score": 0.84, + "content": "c _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 476, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "paired", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 169, + 712 + ], + "score": 1.0, + "content": "with goal states", + "type": "text" + }, + { + "bbox": [ + 169, + 700, + 178, + 710 + ], + "score": 0.83, + "content": "s _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 179, + 698, + 506, + 712 + ], + "score": 1.0, + "content": "; negative examples are drawn from a constantly-changing buffer of states obtained", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 708, + 507, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 708, + 507, + 723 + ], + "score": 1.0, + "content": "from the policy acting on the environment, paired with the instruction given to the policy. 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When there is a", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 165, + 506, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 165, + 356, + 178 + ], + "score": 1.0, + "content": "single implicit task, Inverse Reinforcement Learning (IRL;", + "type": "text" + }, + { + "bbox": [ + 356, + 165, + 371, + 177 + ], + "score": 0.31, + "content": "\\mathrm { N g }", + "type": "inline_equation" + }, + { + "bbox": [ + 371, + 165, + 506, + 178 + ], + "score": 1.0, + "content": "& Russell, 2000; Ziebart et al.,", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 176, + 506, + 189 + ], + "spans": [ + { + "bbox": [ + 105, + 176, + 506, + 189 + ], + "score": 1.0, + "content": "2008) methods in general, and Generative Adversarial Imitation Learning (Ho & Ermon, 2016)", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 187, + 506, + 200 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 506, + 200 + ], + "score": 1.0, + "content": "in particular, have yielded some success in jointly learning reward functions from expert data and", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 198, + 506, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 506, + 210 + ], + "score": 1.0, + "content": "training policies from learned reward models. In this paper, we wish to investigate whether such", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 209, + 506, + 222 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 506, + 222 + ], + "score": 1.0, + "content": "mechanisms can be adapted to the more general case of jointly learning to understand language which", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 220, + 506, + 233 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 506, + 233 + ], + "score": 1.0, + "content": "specifies task objectives (e.g. instructions, goal specifications, directives), and use such understanding", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 231, + 506, + 244 + ], + "spans": [ + { + "bbox": [ + 105, + 231, + 506, + 244 + ], + "score": 1.0, + "content": "to reward language-conditional policies which are trained to complete such tasks. For simplicity,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 242, + 506, + 255 + ], + "spans": [ + { + "bbox": [ + 105, + 242, + 506, + 255 + ], + "score": 1.0, + "content": "we explore a facet of this general problem in this paper by focussing on the case of declarative", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 253, + 506, + 267 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 506, + 267 + ], + "score": 1.0, + "content": "commands that specify sets of possible goal-states (e.g. “arrange the red blocks in a circle.”), and", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 263, + 506, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 263, + 506, + 277 + ], + "score": 1.0, + "content": "where expert examples need only be goal states rather than full trajectories or demonstrations, leaving", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 273, + 506, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 273, + 506, + 289 + ], + "score": 1.0, + "content": "such extensions for further work. We introduce a framework—Adversarial Goal-Induced Learning", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 285, + 506, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 506, + 299 + ], + "score": 1.0, + "content": "from Examples (AGILE)—for jointly training an instruction-conditional reward model using expert", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 296, + 506, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 296, + 506, + 310 + ], + "score": 1.0, + "content": "examples of completed instructions alongside a policy which will learn to complete instructions by", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 308, + 504, + 320 + ], + "spans": [ + { + "bbox": [ + 106, + 308, + 504, + 320 + ], + "score": 1.0, + "content": "maximising the thus-modelled reward. In this respect, AGILE relies on familiar RL objectives, with", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 319, + 505, + 331 + ], + "spans": [ + { + "bbox": [ + 106, + 319, + 505, + 331 + ], + "score": 1.0, + "content": "free choice of model architecture or training mechanisms, the only difference being that the reward", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 330, + 389, + 341 + ], + "spans": [ + { + "bbox": [ + 106, + 330, + 389, + 341 + ], + "score": 1.0, + "content": "comes from a learned reward model rather than from the environment.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 13.5, + "bbox_fs": [ + 105, + 142, + 506, + 341 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 346, + 505, + 478 + ], + "lines": [ + { + "bbox": [ + 105, + 346, + 505, + 359 + ], + "spans": [ + { + "bbox": [ + 105, + 346, + 505, + 359 + ], + "score": 1.0, + "content": "We first verify that our method works in settings where a comparison between AGILE-trained policies", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 358, + 506, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 506, + 370 + ], + "score": 1.0, + "content": "with policies trained from environment reward is possible, to which end we implement instruction-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 368, + 506, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 368, + 506, + 381 + ], + "score": 1.0, + "content": "conditional reward functions. In this setting, we show that the learning speed and performance of", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 380, + 506, + 392 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 506, + 392 + ], + "score": 1.0, + "content": "A3C agents trained with AGILE reward models is superior to A3C agents trained against environment", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 390, + 505, + 402 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 505, + 402 + ], + "score": 1.0, + "content": "reward, and comparable to that of true-reward A3C agents supplemented by auxiliary unsupervised", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 104, + 401, + 505, + 415 + ], + "spans": [ + { + "bbox": [ + 104, + 401, + 505, + 415 + ], + "score": 1.0, + "content": "reward prediction objectives. To simulate an instruction-learning setting in which implementing", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 414, + 505, + 424 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 505, + 424 + ], + "score": 1.0, + "content": "a reward function would be problematic, we construct a dataset of instructions and goal-states for", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 424, + 506, + 436 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 506, + 436 + ], + "score": 1.0, + "content": "the task of building colored orientation-invariant arrangements of blocks. On this task, without us", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 435, + 505, + 445 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 505, + 445 + ], + "score": 1.0, + "content": "ever having to implement the reward function, the agent trained within AGILE learns to construct", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 445, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 505, + 457 + ], + "score": 1.0, + "content": "arrangements as instructed. Finally, we study how well AGILE’s reward model generalises beyond", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 457, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 457, + 505, + 469 + ], + "score": 1.0, + "content": "the examples on which it was trained. Our experiments show it can be reused to allow the policy to", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 468, + 255, + 480 + ], + "spans": [ + { + "bbox": [ + 106, + 468, + 255, + 480 + ], + "score": 1.0, + "content": "adapt to changes in the environment.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 28.5, + "bbox_fs": [ + 104, + 346, + 506, + 480 + ] + }, + { + "type": "title", + "bbox": [ + 106, + 524, + 437, + 537 + ], + "lines": [ + { + "bbox": [ + 104, + 523, + 438, + 539 + ], + "spans": [ + { + "bbox": [ + 104, + 523, + 438, + 539 + ], + "score": 1.0, + "content": "2 ADVERSARIAL GOAL-INDUCED LEARNING FROM EXAMPLES", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 35 + }, + { + "type": "text", + "bbox": [ + 107, + 567, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 567, + 505, + 579 + ], + "spans": [ + { + "bbox": [ + 105, + 567, + 505, + 579 + ], + "score": 1.0, + "content": "Here, we introduce AGILE (“Adversarial Goal-Induced Learning from Examples”, in homage to the", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 578, + 505, + 591 + ], + "spans": [ + { + "bbox": [ + 105, + 578, + 505, + 591 + ], + "score": 1.0, + "content": "adversarial learning mechanisms that inspire it), a framework for jointly learning to model reward", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 589, + 506, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 589, + 506, + 601 + ], + "score": 1.0, + "content": "for instructions, and learn a policy from such a reward model. 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The approach is illustrated in", + "type": "text" + }, + { + "bbox": [ + 370, + 258, + 393, + 270 + ], + "score": 0.38, + "content": "\\mathrm { F i g } 2", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 258, + 505, + 270 + ], + "score": 1.0, + "content": ". Pseudocode is available in", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 269, + 506, + 281 + ], + "spans": [ + { + "bbox": [ + 105, + 269, + 506, + 281 + ], + "score": 1.0, + "content": "Appendix A. 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Formally speaking, the first term in", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 104, + 718, + 504, + 738 + ], + "spans": [ + { + "bbox": [ + 104, + 718, + 192, + 738 + ], + "score": 1.0, + "content": "Equation 2 becomes", + "type": "text" + }, + { + "bbox": [ + 192, + 720, + 327, + 735 + ], + "score": 0.92, + "content": "\\mathbb { E } _ { ( c , s ) \\sim \\mathcal { B } _ { D _ { \\phi } , \\rho } } - \\log ( 1 - D _ { \\phi } ( c , s ) )", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 718, + 359, + 738 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 359, + 720, + 385, + 733 + ], + "score": 0.92, + "content": "B _ { D _ { \\phi } , \\rho }", + "type": "inline_equation" + }, + { + "bbox": [ + 385, + 718, + 443, + 738 + ], + "score": 1.0, + "content": "stands for the", + "type": "text" + }, + { + "bbox": [ + 444, + 722, + 451, + 732 + ], + "score": 0.8, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 451, + 718, + 496, + 738 + ], + "score": 1.0, + "content": "percent of", + "type": "text" + }, + { + "bbox": [ + 496, + 720, + 504, + 730 + ], + "score": 0.8, + "content": "\\boldsymbol { B }", + "type": "inline_equation" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 82, + 507, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 167, + 95 + ], + "score": 1.0, + "content": "selected, using", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 167, + 83, + 181, + 94 + ], + "score": 0.88, + "content": "D _ { \\phi }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 182, + 82, + 373, + 95 + ], + "score": 1.0, + "content": ", as described above. We will henceforth refer to", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 374, + 85, + 380, + 94 + ], + "score": 0.81, + "content": "\\rho", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 381, + 82, + 507, + 95 + ], + "score": 1.0, + "content": "as the anticipated negative rate.", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 108 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 137, + 108 + ], + "score": 1.0, + "content": "Setting", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 138, + 96, + 145, + 105 + ], + "score": 0.79, + "content": "\\rho", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 145, + 93, + 157, + 108 + ], + "score": 1.0, + "content": "to", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 157, + 94, + 182, + 104 + ], + "score": 0.86, + "content": "100 \\%", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 182, + 93, + 236, + 108 + ], + "score": 1.0, + "content": "means using", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 236, + 94, + 291, + 106 + ], + "score": 0.92, + "content": "{ \\cal B } _ { D _ { \\phi } , 1 0 0 } = { \\cal B }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 292, + 93, + 506, + 108 + ], + "score": 1.0, + "content": "like in Equation 2, but our preliminary experiments", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "score": 1.0, + "content": "have shown clearly that this inhibits the reward model’s capability to correctly learn a reward function.", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 115, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 106, + 115, + 213, + 127 + ], + "score": 1.0, + "content": "Using too small a value for", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 214, + 117, + 221, + 127 + ], + "score": 0.8, + "content": "\\rho", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 221, + 115, + 505, + 127 + ], + "score": 1.0, + "content": "on the other hand may deprive the reward model of the most informative", + "type": "text", + "cross_page": true + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 127, + 486, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 299, + 139 + ], + "score": 1.0, + "content": "negative examples. We thus recommend to tune", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 299, + 128, + 306, + 138 + ], + "score": 0.79, + "content": "\\rho", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 306, + 127, + 486, + 139 + ], + "score": 1.0, + "content": "as a hyperparameter on a task-specific basis.", + "type": "text", + "cross_page": true + } + ], + "index": 4 + } + ], + "index": 30, + "bbox_fs": [ + 104, + 610, + 506, + 738 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 138 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 507, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 167, + 95 + ], + "score": 1.0, + "content": "selected, using", + "type": "text" + }, + { + "bbox": [ + 167, + 83, + 181, + 94 + ], + "score": 0.88, + "content": "D _ { \\phi }", + "type": "inline_equation" + }, + { + "bbox": [ + 182, + 82, + 373, + 95 + ], + "score": 1.0, + "content": ", as described above. We will henceforth refer to", + "type": "text" + }, + { + "bbox": [ + 374, + 85, + 380, + 94 + ], + "score": 0.81, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 381, + 82, + 507, + 95 + ], + "score": 1.0, + "content": "as the anticipated negative rate.", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 108 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 137, + 108 + ], + "score": 1.0, + "content": "Setting", + "type": "text" + }, + { + "bbox": [ + 138, + 96, + 145, + 105 + ], + "score": 0.79, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 93, + 157, + 108 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 157, + 94, + 182, + 104 + ], + "score": 0.86, + "content": "100 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 182, + 93, + 236, + 108 + ], + "score": 1.0, + "content": "means using", + "type": "text" + }, + { + "bbox": [ + 236, + 94, + 291, + 106 + ], + "score": 0.92, + "content": "{ \\cal B } _ { D _ { \\phi } , 1 0 0 } = { \\cal B }", + "type": "inline_equation" + }, + { + "bbox": [ + 292, + 93, + 506, + 108 + ], + "score": 1.0, + "content": "like in Equation 2, but our preliminary experiments", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "score": 1.0, + "content": "have shown clearly that this inhibits the reward model’s capability to correctly learn a reward function.", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 115, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 106, + 115, + 213, + 127 + ], + "score": 1.0, + "content": "Using too small a value for", + "type": "text" + }, + { + "bbox": [ + 214, + 117, + 221, + 127 + ], + "score": 0.8, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 115, + 505, + 127 + ], + "score": 1.0, + "content": "on the other hand may deprive the reward model of the most informative", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 127, + 486, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 299, + 139 + ], + "score": 1.0, + "content": "negative examples. We thus recommend to tune", + "type": "text" + }, + { + "bbox": [ + 299, + 128, + 306, + 138 + ], + "score": 0.79, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 127, + 486, + 139 + ], + "score": 1.0, + "content": "as a hyperparameter on a task-specific basis.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 2 + }, + { + "type": "text", + "bbox": [ + 107, + 151, + 505, + 228 + ], + "lines": [ + { + "bbox": [ + 106, + 151, + 505, + 163 + ], + "spans": [ + { + "bbox": [ + 106, + 151, + 505, + 163 + ], + "score": 1.0, + "content": "Reusability of the Reward Model An appealing advantage of AGILE is the fact that the reward", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 162, + 505, + 174 + ], + "spans": [ + { + "bbox": [ + 105, + 162, + 133, + 173 + ], + "score": 1.0, + "content": "model", + "type": "text" + }, + { + "bbox": [ + 133, + 162, + 148, + 174 + ], + "score": 0.9, + "content": "D _ { \\phi }", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 162, + 207, + 173 + ], + "score": 1.0, + "content": "and the policy", + "type": "text" + }, + { + "bbox": [ + 207, + 163, + 218, + 173 + ], + "score": 0.85, + "content": "\\pi _ { \\theta }", + "type": "inline_equation" + }, + { + "bbox": [ + 219, + 162, + 505, + 173 + ], + "score": 1.0, + "content": "learn two related but distinct aspects of an instruction: the reward model", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 172, + 506, + 186 + ], + "spans": [ + { + "bbox": [ + 105, + 172, + 506, + 186 + ], + "score": 1.0, + "content": "focuses on recognizing the goal-states (what should be done), whereas the policy learns what to do in", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 184, + 505, + 196 + ], + "spans": [ + { + "bbox": [ + 106, + 184, + 505, + 196 + ], + "score": 1.0, + "content": "order to get to a goal-state (how it should be done). The intuition motivating this design is that the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 193, + 505, + 208 + ], + "spans": [ + { + "bbox": [ + 105, + 193, + 505, + 208 + ], + "score": 1.0, + "content": "knowledge about how instructions define goals should generalize more strongly than the knowledge", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 205, + 505, + 218 + ], + "spans": [ + { + "bbox": [ + 105, + 205, + 505, + 218 + ], + "score": 1.0, + "content": "about which behavior is needed to execute instructions. Following this intuition, we propose to reuse", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 217, + 466, + 230 + ], + "spans": [ + { + "bbox": [ + 105, + 217, + 466, + 230 + ], + "score": 1.0, + "content": "a reward model trained in AGILE as a reward function for training or fine-tuning policies.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 107, + 242, + 505, + 417 + ], + "lines": [ + { + "bbox": [ + 105, + 241, + 505, + 253 + ], + "spans": [ + { + "bbox": [ + 105, + 241, + 505, + 253 + ], + "score": 1.0, + "content": "Relation to GAIL AGILE is strongly inspired by—and retains close relations to—Generative", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 252, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 105, + 252, + 505, + 264 + ], + "score": 1.0, + "content": "Adversarial Imitation Learning (GAIL; Ho & Ermon, 2016), which likewise trains both a reward", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 263, + 505, + 276 + ], + "spans": [ + { + "bbox": [ + 105, + 263, + 505, + 276 + ], + "score": 1.0, + "content": "function and a policy. The former is trained to distinguish between the expert’s and the policy’s", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 274, + 506, + 285 + ], + "spans": [ + { + "bbox": [ + 105, + 274, + 506, + 285 + ], + "score": 1.0, + "content": "trajectories, while the latter is trained to maximize the modelled reward. GAIL differs from AGILE", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 285, + 505, + 297 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 421, + 297 + ], + "score": 1.0, + "content": "in a number of important respects. 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Second, in AGILE the reward", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 307, + 505, + 320 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 217, + 320 + ], + "score": 1.0, + "content": "model observes only states", + "type": "text" + }, + { + "bbox": [ + 218, + 309, + 227, + 318 + ], + "score": 0.84, + "content": "s _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 228, + 307, + 505, + 320 + ], + "score": 1.0, + "content": "(either goal states from an expert, or states from the agent acting on", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 318, + 506, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 301, + 331 + ], + "score": 1.0, + "content": "the environment) rather than state-action traces", + "type": "text" + }, + { + "bbox": [ + 302, + 318, + 385, + 330 + ], + "score": 0.75, + "content": "( s _ { 1 } , a _ { 1 } ) , ( s _ { 2 } , a _ { 2 } ) , \\ldots .", + "type": "inline_equation" + }, + { + "bbox": [ + 385, + 318, + 506, + 331 + ], + "score": 1.0, + "content": ", learning to reward the agent", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 328, + 505, + 341 + ], + "spans": [ + { + "bbox": [ + 105, + 328, + 505, + 341 + ], + "score": 1.0, + "content": "based on “what” needs to be done rather than according to “how” it must be done. Finally, in", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 339, + 505, + 353 + ], + "spans": [ + { + "bbox": [ + 105, + 339, + 329, + 353 + ], + "score": 1.0, + "content": "AGILE the policy’s reward is the thresholded probability", + "type": "text" + }, + { + "bbox": [ + 330, + 340, + 374, + 352 + ], + "score": 0.93, + "content": "\\big [ D _ { \\phi } ( c , s _ { t } ) \\big ]", + "type": "inline_equation" + }, + { + "bbox": [ + 374, + 339, + 505, + 353 + ], + "score": 1.0, + "content": "as opposed to the log-probability", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 107, + 350, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 107, + 351, + 165, + 363 + ], + "score": 0.92, + "content": "\\log D _ { \\phi } ( s _ { t } , a _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 350, + 505, + 365 + ], + "score": 1.0, + "content": "used in GAIL. Our reasoning for this change is that, when adapted to the setting", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 361, + 506, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 361, + 298, + 375 + ], + "score": 1.0, + "content": "with goal-specifications, a GAIL-style reward", + "type": "text" + }, + { + "bbox": [ + 299, + 362, + 352, + 374 + ], + "score": 0.92, + "content": "\\log D _ { \\phi } ( c , s _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 353, + 361, + 506, + 375 + ], + "score": 1.0, + "content": "could take arbitrarily low values for", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 373, + 506, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 344, + 385 + ], + "score": 1.0, + "content": "intermediate states visited by the agent, as the reward model", + "type": "text" + }, + { + "bbox": [ + 344, + 374, + 359, + 385 + ], + "score": 0.89, + "content": "D _ { \\phi }", + "type": "inline_equation" + }, + { + "bbox": [ + 359, + 373, + 506, + 385 + ], + "score": 1.0, + "content": "becomes confident that those are not", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 383, + 506, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 506, + 397 + ], + "score": 1.0, + "content": "goal states. Empirically, we found that dropping the logarithm from GAIL-style rewards is indeed", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 394, + 506, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 394, + 361, + 408 + ], + "score": 1.0, + "content": "crucial for AGILE’s performance, and that using the probability", + "type": "text" + }, + { + "bbox": [ + 361, + 395, + 400, + 407 + ], + "score": 0.93, + "content": "D _ { \\phi } ( c , s _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 400, + 394, + 456, + 408 + ], + "score": 1.0, + "content": "as the reward", + "type": "text" + }, + { + "bbox": [ + 456, + 395, + 465, + 406 + ], + "score": 0.87, + "content": "\\hat { r _ { t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 466, + 394, + 506, + 408 + ], + "score": 1.0, + "content": "results in", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 405, + 449, + 419 + ], + "spans": [ + { + "bbox": [ + 105, + 405, + 378, + 419 + ], + "score": 1.0, + "content": "a performance level similar to that of the discretized AGILE reward", + "type": "text" + }, + { + "bbox": [ + 379, + 406, + 444, + 418 + ], + "score": 0.93, + "content": "\\hat { r _ { t } } = [ D _ { \\phi } ( c , s _ { t } ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 444, + 405, + 449, + 419 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 19.5 + }, + { + "type": "title", + "bbox": [ + 108, + 434, + 200, + 446 + ], + "lines": [ + { + "bbox": [ + 104, + 432, + 202, + 449 + ], + "spans": [ + { + "bbox": [ + 104, + 432, + 202, + 449 + ], + "score": 1.0, + "content": "3 EXPERIMENTS", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 107, + 459, + 505, + 515 + ], + "lines": [ + { + "bbox": [ + 105, + 458, + 505, + 473 + ], + "spans": [ + { + "bbox": [ + 105, + 458, + 505, + 473 + ], + "score": 1.0, + "content": "We experiment with AGILE in a grid world environment that we call GridLU, short for Grid Language", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 470, + 505, + 483 + ], + "spans": [ + { + "bbox": [ + 106, + 470, + 505, + 483 + ], + "score": 1.0, + "content": "Understanding and after the famous SHRDLU world (Winograd, 1972). GridLU is a fully observable", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 480, + 506, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 480, + 506, + 495 + ], + "score": 1.0, + "content": "grid world in which the agent can walk around the grid (moving up, down left or right), pick blocks", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 492, + 505, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 492, + 505, + 505 + ], + "score": 1.0, + "content": "up and drop them at new locations (see Figure 3 for an illustration and Appendix C for a detailed", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 503, + 236, + 516 + ], + "spans": [ + { + "bbox": [ + 106, + 503, + 236, + 516 + ], + "score": 1.0, + "content": "description of the environment).", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 31 + }, + { + "type": "title", + "bbox": [ + 107, + 529, + 169, + 540 + ], + "lines": [ + { + "bbox": [ + 105, + 528, + 171, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 171, + 542 + ], + "score": 1.0, + "content": "3.1 MODELS", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 550, + 505, + 594 + ], + "lines": [ + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "score": 1.0, + "content": "All our models receive the world state as a 56x56 RGB image. With regard to processing the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 561, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 505, + 573 + ], + "score": 1.0, + "content": "instruction, we will experiment with two kinds of models: Neural Module Networks (NMN) that treat", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 573, + 505, + 584 + ], + "spans": [ + { + "bbox": [ + 106, + 573, + 505, + 584 + ], + "score": 1.0, + "content": "the instruction as a structured expression, and a generic model that takes an unstructured instruction", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 584, + 288, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 584, + 288, + 594 + ], + "score": 1.0, + "content": "representation and encodes it with an LSTM.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 36.5 + }, + { + "type": "text", + "bbox": [ + 107, + 600, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 600, + 505, + 613 + ], + "spans": [ + { + "bbox": [ + 106, + 600, + 505, + 613 + ], + "score": 1.0, + "content": "Because the language of our instructions is generated from a simple grammar, we perform most", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 611, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 105, + 611, + 505, + 623 + ], + "score": 1.0, + "content": "of our experiments using policy and reward model networks that are constructed using the NMN", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 621, + 507, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 621, + 507, + 635 + ], + "score": 1.0, + "content": "(Andreas et al., 2016) paradigm. NMN is an elegant architecture for grounded language pro-", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 632, + 505, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 505, + 646 + ], + "score": 1.0, + "content": "cessing in which a tree of neural modules is constructed based on the language input. The", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 644, + 506, + 656 + ], + "spans": [ + { + "bbox": [ + 106, + 644, + 506, + 656 + ], + "score": 1.0, + "content": "visual input is then fed to the leaf modules, which send their outputs to their parent modules,", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 655, + 505, + 667 + ], + "spans": [ + { + "bbox": [ + 106, + 655, + 505, + 667 + ], + "score": 1.0, + "content": "which process is repeated until the root of the tree. We mimick the structure of the instructions", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 667, + 504, + 677 + ], + "spans": [ + { + "bbox": [ + 106, + 667, + 504, + 677 + ], + "score": 1.0, + "content": "when constructing the tree of modules; for example, the NMN corresponding to the instruction", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 677, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 106, + 677, + 123, + 688 + ], + "score": 0.43, + "content": "c _ { 1 } = _ { \\it { 1 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 123, + 677, + 506, + 690 + ], + "score": 1.0, + "content": "NorthFrom(Color(‘red’, Shape(‘circle’, SCENE)), Color(‘blue’, Shape(‘square’, SCENE))) per-", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 687, + 504, + 702 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 188, + 702 + ], + "score": 1.0, + "content": "forms a computation", + "type": "text" + }, + { + "bbox": [ + 189, + 688, + 457, + 700 + ], + "score": 0.87, + "content": "h _ { N M N } = m _ { N o r t h F r o m } ( m _ { r e d } ( m _ { c i r c l e } ( h _ { s } ) ) , m _ { b l u e } ( m _ { s q u a r e } ( h _ { s } ) ) ) _ { K } ^ { }", + "type": "inline_equation" + }, + { + "bbox": [ + 457, + 687, + 488, + 702 + ], + "score": 1.0, + "content": "), where", + "type": "text" + }, + { + "bbox": [ + 489, + 690, + 504, + 699 + ], + "score": 0.85, + "content": "m _ { x }", + "type": "inline_equation" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 698, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 698, + 294, + 711 + ], + "score": 1.0, + "content": "denotes the module corresponding to the token", + "type": "text" + }, + { + "bbox": [ + 294, + 702, + 301, + 709 + ], + "score": 0.77, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 698, + 322, + 711 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 322, + 700, + 333, + 710 + ], + "score": 0.87, + "content": "h _ { s }", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 698, + 440, + 711 + ], + "score": 1.0, + "content": "is a representation of state", + "type": "text" + }, + { + "bbox": [ + 441, + 701, + 446, + 709 + ], + "score": 0.67, + "content": "s", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 698, + 505, + 711 + ], + "score": 1.0, + "content": ". Each module", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 710, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 711, + 121, + 721 + ], + "score": 0.84, + "content": "m _ { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 122, + 710, + 506, + 722 + ], + "score": 1.0, + "content": "performs a convolution (weights shared by all modules) followed by a token-specific Feature-Wise", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 291, + 734 + ], + "score": 1.0, + "content": "Linear Modulation (FiLM) (Perez et al., 2017):", + "type": "text" + }, + { + "bbox": [ + 291, + 720, + 502, + 733 + ], + "score": 0.9, + "content": "m _ { x } ( h _ { l } , h _ { r } ) = R e L U ( ( 1 + \\gamma _ { x } ) \\odot ( W _ { m ^ { * } } [ h _ { l } ; h _ { r } ] ) \\oplus \\beta _ { x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 720, + 506, + 734 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 44.5 + } + ], + "page_idx": 3, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 759 + ], + "lines": [] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 138 + ], + "lines": [], + "index": 2, + "bbox_fs": [ + 105, + 82, + 507, + 139 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 107, + 151, + 505, + 228 + ], + "lines": [ + { + "bbox": [ + 106, + 151, + 505, + 163 + ], + "spans": [ + { + "bbox": [ + 106, + 151, + 505, + 163 + ], + "score": 1.0, + "content": "Reusability of the Reward Model An appealing advantage of AGILE is the fact that the reward", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 162, + 505, + 174 + ], + "spans": [ + { + "bbox": [ + 105, + 162, + 133, + 173 + ], + "score": 1.0, + "content": "model", + "type": "text" + }, + { + "bbox": [ + 133, + 162, + 148, + 174 + ], + "score": 0.9, + "content": "D _ { \\phi }", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 162, + 207, + 173 + ], + "score": 1.0, + "content": "and the policy", + "type": "text" + }, + { + "bbox": [ + 207, + 163, + 218, + 173 + ], + "score": 0.85, + "content": "\\pi _ { \\theta }", + "type": "inline_equation" + }, + { + "bbox": [ + 219, + 162, + 505, + 173 + ], + "score": 1.0, + "content": "learn two related but distinct aspects of an instruction: the reward model", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 172, + 506, + 186 + ], + "spans": [ + { + "bbox": [ + 105, + 172, + 506, + 186 + ], + "score": 1.0, + "content": "focuses on recognizing the goal-states (what should be done), whereas the policy learns what to do in", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 184, + 505, + 196 + ], + "spans": [ + { + "bbox": [ + 106, + 184, + 505, + 196 + ], + "score": 1.0, + "content": "order to get to a goal-state (how it should be done). The intuition motivating this design is that the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 193, + 505, + 208 + ], + "spans": [ + { + "bbox": [ + 105, + 193, + 505, + 208 + ], + "score": 1.0, + "content": "knowledge about how instructions define goals should generalize more strongly than the knowledge", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 205, + 505, + 218 + ], + "spans": [ + { + "bbox": [ + 105, + 205, + 505, + 218 + ], + "score": 1.0, + "content": "about which behavior is needed to execute instructions. Following this intuition, we propose to reuse", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 217, + 466, + 230 + ], + "spans": [ + { + "bbox": [ + 105, + 217, + 466, + 230 + ], + "score": 1.0, + "content": "a reward model trained in AGILE as a reward function for training or fine-tuning policies.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 8, + "bbox_fs": [ + 105, + 151, + 506, + 230 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 242, + 505, + 417 + ], + "lines": [ + { + "bbox": [ + 105, + 241, + 505, + 253 + ], + "spans": [ + { + "bbox": [ + 105, + 241, + 505, + 253 + ], + "score": 1.0, + "content": "Relation to GAIL AGILE is strongly inspired by—and retains close relations to—Generative", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 252, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 105, + 252, + 505, + 264 + ], + "score": 1.0, + "content": "Adversarial Imitation Learning (GAIL; Ho & Ermon, 2016), which likewise trains both a reward", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 263, + 505, + 276 + ], + "spans": [ + { + "bbox": [ + 105, + 263, + 505, + 276 + ], + "score": 1.0, + "content": "function and a policy. The former is trained to distinguish between the expert’s and the policy’s", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 274, + 506, + 285 + ], + "spans": [ + { + "bbox": [ + 105, + 274, + 506, + 285 + ], + "score": 1.0, + "content": "trajectories, while the latter is trained to maximize the modelled reward. GAIL differs from AGILE", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 285, + 505, + 297 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 421, + 297 + ], + "score": 1.0, + "content": "in a number of important respects. 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Second, in AGILE the reward", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 307, + 505, + 320 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 217, + 320 + ], + "score": 1.0, + "content": "model observes only states", + "type": "text" + }, + { + "bbox": [ + 218, + 309, + 227, + 318 + ], + "score": 0.84, + "content": "s _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 228, + 307, + 505, + 320 + ], + "score": 1.0, + "content": "(either goal states from an expert, or states from the agent acting on", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 318, + 506, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 301, + 331 + ], + "score": 1.0, + "content": "the environment) rather than state-action traces", + "type": "text" + }, + { + "bbox": [ + 302, + 318, + 385, + 330 + ], + "score": 0.75, + "content": "( s _ { 1 } , a _ { 1 } ) , ( s _ { 2 } , a _ { 2 } ) , \\ldots .", + "type": "inline_equation" + }, + { + "bbox": [ + 385, + 318, + 506, + 331 + ], + "score": 1.0, + "content": ", learning to reward the agent", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 328, + 505, + 341 + ], + "spans": [ + { + "bbox": [ + 105, + 328, + 505, + 341 + ], + "score": 1.0, + "content": "based on “what” needs to be done rather than according to “how” it must be done. Finally, in", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 339, + 505, + 353 + ], + "spans": [ + { + "bbox": [ + 105, + 339, + 329, + 353 + ], + "score": 1.0, + "content": "AGILE the policy’s reward is the thresholded probability", + "type": "text" + }, + { + "bbox": [ + 330, + 340, + 374, + 352 + ], + "score": 0.93, + "content": "\\big [ D _ { \\phi } ( c , s _ { t } ) \\big ]", + "type": "inline_equation" + }, + { + "bbox": [ + 374, + 339, + 505, + 353 + ], + "score": 1.0, + "content": "as opposed to the log-probability", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 107, + 350, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 107, + 351, + 165, + 363 + ], + "score": 0.92, + "content": "\\log D _ { \\phi } ( s _ { t } , a _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 350, + 505, + 365 + ], + "score": 1.0, + "content": "used in GAIL. Our reasoning for this change is that, when adapted to the setting", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 361, + 506, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 361, + 298, + 375 + ], + "score": 1.0, + "content": "with goal-specifications, a GAIL-style reward", + "type": "text" + }, + { + "bbox": [ + 299, + 362, + 352, + 374 + ], + "score": 0.92, + "content": "\\log D _ { \\phi } ( c , s _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 353, + 361, + 506, + 375 + ], + "score": 1.0, + "content": "could take arbitrarily low values for", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 373, + 506, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 344, + 385 + ], + "score": 1.0, + "content": "intermediate states visited by the agent, as the reward model", + "type": "text" + }, + { + "bbox": [ + 344, + 374, + 359, + 385 + ], + "score": 0.89, + "content": "D _ { \\phi }", + "type": "inline_equation" + }, + { + "bbox": [ + 359, + 373, + 506, + 385 + ], + "score": 1.0, + "content": "becomes confident that those are not", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 383, + 506, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 506, + 397 + ], + "score": 1.0, + "content": "goal states. Empirically, we found that dropping the logarithm from GAIL-style rewards is indeed", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 394, + 506, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 394, + 361, + 408 + ], + "score": 1.0, + "content": "crucial for AGILE’s performance, and that using the probability", + "type": "text" + }, + { + "bbox": [ + 361, + 395, + 400, + 407 + ], + "score": 0.93, + "content": "D _ { \\phi } ( c , s _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 400, + 394, + 456, + 408 + ], + "score": 1.0, + "content": "as the reward", + "type": "text" + }, + { + "bbox": [ + 456, + 395, + 465, + 406 + ], + "score": 0.87, + "content": "\\hat { r _ { t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 466, + 394, + 506, + 408 + ], + "score": 1.0, + "content": "results in", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 405, + 449, + 419 + ], + "spans": [ + { + "bbox": [ + 105, + 405, + 378, + 419 + ], + "score": 1.0, + "content": "a performance level similar to that of the discretized AGILE reward", + "type": "text" + }, + { + "bbox": [ + 379, + 406, + 444, + 418 + ], + "score": 0.93, + "content": "\\hat { r _ { t } } = [ D _ { \\phi } ( c , s _ { t } ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 444, + 405, + 449, + 419 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 19.5, + "bbox_fs": [ + 105, + 241, + 506, + 419 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 434, + 200, + 446 + ], + "lines": [ + { + "bbox": [ + 104, + 432, + 202, + 449 + ], + "spans": [ + { + "bbox": [ + 104, + 432, + 202, + 449 + ], + "score": 1.0, + "content": "3 EXPERIMENTS", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 107, + 459, + 505, + 515 + ], + "lines": [ + { + "bbox": [ + 105, + 458, + 505, + 473 + ], + "spans": [ + { + "bbox": [ + 105, + 458, + 505, + 473 + ], + "score": 1.0, + "content": "We experiment with AGILE in a grid world environment that we call GridLU, short for Grid Language", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 470, + 505, + 483 + ], + "spans": [ + { + "bbox": [ + 106, + 470, + 505, + 483 + ], + "score": 1.0, + "content": "Understanding and after the famous SHRDLU world (Winograd, 1972). GridLU is a fully observable", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 480, + 506, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 480, + 506, + 495 + ], + "score": 1.0, + "content": "grid world in which the agent can walk around the grid (moving up, down left or right), pick blocks", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 492, + 505, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 492, + 505, + 505 + ], + "score": 1.0, + "content": "up and drop them at new locations (see Figure 3 for an illustration and Appendix C for a detailed", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 503, + 236, + 516 + ], + "spans": [ + { + "bbox": [ + 106, + 503, + 236, + 516 + ], + "score": 1.0, + "content": "description of the environment).", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 31, + "bbox_fs": [ + 105, + 458, + 506, + 516 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 529, + 169, + 540 + ], + "lines": [ + { + "bbox": [ + 105, + 528, + 171, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 171, + 542 + ], + "score": 1.0, + "content": "3.1 MODELS", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 550, + 505, + 594 + ], + "lines": [ + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "score": 1.0, + "content": "All our models receive the world state as a 56x56 RGB image. With regard to processing the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 561, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 505, + 573 + ], + "score": 1.0, + "content": "instruction, we will experiment with two kinds of models: Neural Module Networks (NMN) that treat", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 573, + 505, + 584 + ], + "spans": [ + { + "bbox": [ + 106, + 573, + 505, + 584 + ], + "score": 1.0, + "content": "the instruction as a structured expression, and a generic model that takes an unstructured instruction", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 584, + 288, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 584, + 288, + 594 + ], + "score": 1.0, + "content": "representation and encodes it with an LSTM.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 36.5, + "bbox_fs": [ + 105, + 550, + 505, + 594 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 600, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 600, + 505, + 613 + ], + "spans": [ + { + "bbox": [ + 106, + 600, + 505, + 613 + ], + "score": 1.0, + "content": "Because the language of our instructions is generated from a simple grammar, we perform most", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 611, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 105, + 611, + 505, + 623 + ], + "score": 1.0, + "content": "of our experiments using policy and reward model networks that are constructed using the NMN", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 621, + 507, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 621, + 507, + 635 + ], + "score": 1.0, + "content": "(Andreas et al., 2016) paradigm. NMN is an elegant architecture for grounded language pro-", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 632, + 505, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 505, + 646 + ], + "score": 1.0, + "content": "cessing in which a tree of neural modules is constructed based on the language input. The", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 644, + 506, + 656 + ], + "spans": [ + { + "bbox": [ + 106, + 644, + 506, + 656 + ], + "score": 1.0, + "content": "visual input is then fed to the leaf modules, which send their outputs to their parent modules,", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 655, + 505, + 667 + ], + "spans": [ + { + "bbox": [ + 106, + 655, + 505, + 667 + ], + "score": 1.0, + "content": "which process is repeated until the root of the tree. 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Any alternative training mechanism which uses reward could", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 343, + 505, + 354 + ], + "spans": [ + { + "bbox": [ + 106, + 343, + 505, + 354 + ], + "score": 1.0, + "content": "be used—since the only difference in AGILE is the source of the reward signal, and for any such", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 354, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 106, + 354, + 505, + 365 + ], + "score": 1.0, + "content": "alternative the appropriate baseline for fair comparison would be that same algorithm applied to train", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 364, + 506, + 376 + ], + "spans": [ + { + "bbox": [ + 104, + 364, + 506, + 376 + ], + "score": 1.0, + "content": "a policy from ground-truth reward. We will refer to the policy trained within AGILE as AGILE-A3C.", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 374, + 506, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 220, + 388 + ], + "score": 1.0, + "content": "The A3C’s hyperparameters", + "type": "text" + }, + { + "bbox": [ + 221, + 377, + 228, + 387 + ], + "score": 0.83, + "content": "\\gamma", + "type": "inline_equation" + }, + { + "bbox": [ + 229, + 374, + 246, + 388 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 246, + 376, + 253, + 385 + ], + "score": 0.77, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 374, + 506, + 388 + ], + "score": 1.0, + "content": "were set to 0.99 and 0 respectively, i.e. we did not use without", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 386, + 506, + 399 + ], + "spans": [ + { + "bbox": [ + 106, + 386, + 506, + 399 + ], + "score": 1.0, + "content": "temporal difference learning for the baseline network. The length of an episode was 30, but we trained", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 397, + 506, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 506, + 410 + ], + "score": 1.0, + "content": "the agent on advantage estimation rollouts of length 15. Every experiment was repeated 5 times. We", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 409, + 505, + 420 + ], + "spans": [ + { + "bbox": [ + 106, + 409, + 505, + 420 + ], + "score": 1.0, + "content": "considered an episode to be a success if the final state was a goal state as judged by a task-specific", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 419, + 506, + 432 + ], + "spans": [ + { + "bbox": [ + 105, + 419, + 506, + 432 + ], + "score": 1.0, + "content": "success criterion, which we describe for the individual tasks below. We use the success rate (i.e. the", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 104, + 430, + 506, + 443 + ], + "spans": [ + { + "bbox": [ + 104, + 430, + 506, + 443 + ], + "score": 1.0, + "content": "percentage of successful episodes) as our main performance metric for the agents. Unless otherwise", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 441, + 506, + 454 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 506, + 454 + ], + "score": 1.0, + "content": "specified we use the NMN-based policy and reward model in our experiments. Full experimental", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 452, + 252, + 464 + ], + "spans": [ + { + "bbox": [ + 106, + 452, + 252, + 464 + ], + "score": 1.0, + "content": "details can be found in Appendix D.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 22.5, + "bbox_fs": [ + 104, + 309, + 506, + 464 + ] + }, + { + "type": "image", + "bbox": [ + 107, + 483, + 502, + 671 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 107, + 483, + 502, + 671 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 107, + 483, + 502, + 671 + ], + "spans": [ + { + "bbox": [ + 107, + 483, + 502, + 671 + ], + "score": 0.977, + "type": "image", + "image_path": "a27f583ee14d93edac88f671893fa868066b6ac8347ca3949bdbc4d921fd2c69.jpg" + } + ] + } + ], + "index": 31, + "virtual_lines": [ + { + "bbox": [ + 107, + 483, + 502, + 545.6666666666666 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 107, + 545.6666666666666, + 502, + 608.3333333333333 + ], + "spans": [], + "index": 31 + }, + { + "bbox": [ + 107, + 608.3333333333333, + 502, + 670.9999999999999 + ], + "spans": [], + "index": 32 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 107, + 680, + 506, + 714 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 681, + 505, + 693 + ], + "spans": [ + { + "bbox": [ + 106, + 681, + 505, + 693 + ], + "score": 1.0, + "content": "Figure 3: Initial state and goal state for GridLU-Relations (top-left) and GridLU-Arrangements", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 104, + 690, + 507, + 704 + ], + "spans": [ + { + "bbox": [ + 104, + 690, + 507, + 704 + ], + "score": 1.0, + "content": "episodes (bottom-left), and the complete GridLU-Arrangements vocabulary (right), each with exam-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 702, + 243, + 715 + ], + "spans": [ + { + "bbox": [ + 105, + 702, + 243, + 715 + ], + "score": 1.0, + "content": "ples of some possible goal-states.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34 + } + ], + "index": 32.5 + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 104, + 505, + 192 + ], + "lines": [ + { + "bbox": [ + 105, + 102, + 506, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 102, + 506, + 118 + ], + "score": 1.0, + "content": "Our first task, GridLU-Relations, is an adaptation of the SHAPES visual question answering", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 115, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 106, + 115, + 505, + 127 + ], + "score": 1.0, + "content": "dataset (Andreas et al., 2016) in which the blocks can be moved around freely. GridLU-Relations", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 126, + 507, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 507, + 139 + ], + "score": 1.0, + "content": "requires the agent to induce the meaning of spatial relations such as above or right of, and to ma-", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 137, + 506, + 149 + ], + "spans": [ + { + "bbox": [ + 106, + 137, + 506, + 149 + ], + "score": 1.0, + "content": "nipulate the world in order to instantiate these relationships. Named GridLU-Relations, the task", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 148, + 506, + 160 + ], + "spans": [ + { + "bbox": [ + 106, + 148, + 506, + 160 + ], + "score": 1.0, + "content": "involves five spatial relationships (NorthFrom, SouthFrom, EastFrom, WestFrom, SameLocation),", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 159, + 505, + 171 + ], + "spans": [ + { + "bbox": [ + 106, + 159, + 505, + 171 + ], + "score": 1.0, + "content": "whose arguments can be either the blocks, which are referred to by their shapes and colors, or the", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 170, + 506, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 170, + 506, + 183 + ], + "score": 1.0, + "content": "agent itself. To generate the full set of possible instructions spanned by these relations and our grid", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 181, + 376, + 193 + ], + "spans": [ + { + "bbox": [ + 106, + 181, + 376, + 193 + ], + "score": 1.0, + "content": "objects, we define a formal grammar that generates strings such as:", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 3.5 + }, + { + "type": "text", + "bbox": [ + 113, + 200, + 492, + 212 + ], + "lines": [ + { + "bbox": [ + 117, + 199, + 485, + 215 + ], + "spans": [ + { + "bbox": [ + 117, + 199, + 485, + 215 + ], + "score": 1.0, + "content": "NorthFrom(Color(‘red’, Shape(‘circle’, SCENE)), Color(‘blue’, Shape(‘square’, SCENE)))", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 107, + 221, + 505, + 309 + ], + "lines": [ + { + "bbox": [ + 105, + 220, + 506, + 234 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 506, + 234 + ], + "score": 1.0, + "content": "This string carries the meaning ‘put a red circle north from (above) a blue square’. In general, when a", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 232, + 506, + 244 + ], + "spans": [ + { + "bbox": [ + 105, + 232, + 506, + 244 + ], + "score": 1.0, + "content": "block is the argument to a relation, it can be referred to by specifying both the shape and the color,", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 243, + 506, + 256 + ], + "spans": [ + { + "bbox": [ + 105, + 243, + 506, + 256 + ], + "score": 1.0, + "content": "like in the example above, or by specifying just one of these attributes. In addition, the AGENT", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 255, + 505, + 266 + ], + "spans": [ + { + "bbox": [ + 106, + 255, + 505, + 266 + ], + "score": 1.0, + "content": "constant can be an argument to all relations, in which case the agent itself must move into a particular", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 265, + 506, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 265, + 506, + 277 + ], + "score": 1.0, + "content": "spatial relation with an object. Figure 3 shows two examples of GridLU-Relations instructions and", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 276, + 505, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 276, + 505, + 288 + ], + "score": 1.0, + "content": "their respective goal states. There are 990 possible instructions in the GridLU-Relations task, and the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 286, + 505, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 386, + 299 + ], + "score": 1.0, + "content": "number of distinct training instances can be loosely lower-bounded by", + "type": "text" + }, + { + "bbox": [ + 386, + 286, + 422, + 298 + ], + "score": 0.89, + "content": "1 . 8 \\cdot 1 0 ^ { 7 }", + "type": "inline_equation" + }, + { + "bbox": [ + 422, + 287, + 505, + 299 + ], + "score": 1.0, + "content": "(see Appendix E for", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 296, + 141, + 311 + ], + "spans": [ + { + "bbox": [ + 105, + 296, + 141, + 311 + ], + "score": 1.0, + "content": "details).", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 12.5 + }, + { + "type": "text", + "bbox": [ + 107, + 315, + 505, + 435 + ], + "lines": [ + { + "bbox": [ + 105, + 313, + 506, + 328 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 506, + 328 + ], + "score": 1.0, + "content": "Notice that, even for the highly concrete spatial relationships in the GridLU-Relations language,", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 326, + 506, + 338 + ], + "spans": [ + { + "bbox": [ + 106, + 326, + 506, + 338 + ], + "score": 1.0, + "content": "the instructions are underspecified and somewhat ambiguous—is a block in the top-right corner of", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 336, + 506, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 506, + 348 + ], + "score": 1.0, + "content": "the grid above a block in the bottom left corner? We therefore decided (arbitrarily) to consider all", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 348, + 506, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 506, + 360 + ], + "score": 1.0, + "content": "relations to refer to immediate adjacency (so that Instruction equation 3 is satisfied if and only if", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 358, + 505, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 505, + 371 + ], + "score": 1.0, + "content": "there is a red circle in the location immediately above a blue square). Notice that the commands are", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 370, + 506, + 382 + ], + "spans": [ + { + "bbox": [ + 106, + 370, + 506, + 382 + ], + "score": 1.0, + "content": "still underspecified in this case (since they refer to the relationship between two entities, not their", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 380, + 506, + 393 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 506, + 393 + ], + "score": 1.0, + "content": "absolute positions), even if the degree of ambiguity in their meaning is less than in many real-world", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 390, + 506, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 506, + 405 + ], + "score": 1.0, + "content": "cases. The policy and reward model trained within AGILE then have to infer this specific sense of", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 403, + 505, + 415 + ], + "spans": [ + { + "bbox": [ + 106, + 403, + 505, + 415 + ], + "score": 1.0, + "content": "what these spatial relations mean from goal-state examples, while the baseline agent is allowed to", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 414, + 506, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 506, + 426 + ], + "score": 1.0, + "content": "access our programmed ground-truth reward. The binary ground-truth reward (true if the state is a", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 425, + 384, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 425, + 384, + 437 + ], + "score": 1.0, + "content": "goal state) is also used as the success criterion for evaluating AGILE.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 107, + 441, + 505, + 518 + ], + "lines": [ + { + "bbox": [ + 105, + 441, + 505, + 455 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 505, + 455 + ], + "score": 1.0, + "content": "Having formally defined the semantics of the relationships and programmed a reward function, we", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 452, + 506, + 466 + ], + "spans": [ + { + "bbox": [ + 105, + 452, + 506, + 466 + ], + "score": 1.0, + "content": "compared the performance of an AGILE-A3C agent against a priviliged baseline A3C agent trained", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 464, + 505, + 475 + ], + "spans": [ + { + "bbox": [ + 105, + 464, + 505, + 475 + ], + "score": 1.0, + "content": "using ground-truth reward. Interestingly, we found that AGILE-A3C learned the task more easily than", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 474, + 505, + 486 + ], + "spans": [ + { + "bbox": [ + 105, + 474, + 505, + 486 + ], + "score": 1.0, + "content": "standard A3C (see the respective curves in Figure 4). We hypothesize this is because the modeled", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 484, + 506, + 498 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 506, + 498 + ], + "score": 1.0, + "content": "rewards are easy to learn at first and become more sparse as the reward model slowly improves.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 495, + 505, + 509 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 505, + 509 + ], + "score": 1.0, + "content": "This naturally emerging curriculum expedites learning in the AGILE-A3C when compared to the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 508, + 423, + 519 + ], + "spans": [ + { + "bbox": [ + 106, + 508, + 423, + 519 + ], + "score": 1.0, + "content": "A3C-trained policy that only receives signal upon reaching a perfect goal state.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 523, + 505, + 623 + ], + "lines": [ + { + "bbox": [ + 106, + 523, + 505, + 536 + ], + "spans": [ + { + "bbox": [ + 106, + 523, + 505, + 536 + ], + "score": 1.0, + "content": "We did observe, however, that the A3C algorithm could be improved significantly by applying the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 533, + 505, + 549 + ], + "spans": [ + { + "bbox": [ + 106, + 533, + 505, + 549 + ], + "score": 1.0, + "content": "auxiliary task of reward prediction (RP; Jaderberg et al., 2016), which was applied to language", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 545, + 505, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 545, + 505, + 559 + ], + "score": 1.0, + "content": "learning tasks by Hermann et al. (2017) (see the A3C and A3C-RP curves in Figure 4). This", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 557, + 505, + 569 + ], + "spans": [ + { + "bbox": [ + 106, + 557, + 505, + 569 + ], + "score": 1.0, + "content": "objective reinforces the association between instructions and states by having the agent replay the", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 568, + 505, + 580 + ], + "spans": [ + { + "bbox": [ + 105, + 568, + 505, + 580 + ], + "score": 1.0, + "content": "states immediately prior to a non-zero reward and predict whether or not it the reward was positive", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 579, + 505, + 591 + ], + "spans": [ + { + "bbox": [ + 106, + 579, + 505, + 591 + ], + "score": 1.0, + "content": "(i.e. the states match the instruction) or not. This mechanism made a significant difference to the", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 589, + 505, + 603 + ], + "spans": [ + { + "bbox": [ + 105, + 589, + 297, + 603 + ], + "score": 1.0, + "content": "A3C performance, increasing performance to", + "type": "text" + }, + { + "bbox": [ + 297, + 590, + 324, + 600 + ], + "score": 0.88, + "content": "9 9 . 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 325, + 589, + 505, + 603 + ], + "score": 1.0, + "content": ". AGILE-A3C also achieved nearly perfect", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 600, + 505, + 613 + ], + "spans": [ + { + "bbox": [ + 105, + 600, + 160, + 613 + ], + "score": 1.0, + "content": "performance", + "type": "text" + }, + { + "bbox": [ + 160, + 601, + 192, + 612 + ], + "score": 0.85, + "content": "( 9 9 . 5 \\% )", + "type": "inline_equation" + }, + { + "bbox": [ + 192, + 600, + 505, + 613 + ], + "score": 1.0, + "content": "). We found this to be a very promising result, since within AGILE, we induce", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 611, + 312, + 624 + ], + "spans": [ + { + "bbox": [ + 106, + 611, + 312, + 624 + ], + "score": 1.0, + "content": "the reward function from a limited set of examples.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 39 + }, + { + "type": "text", + "bbox": [ + 107, + 628, + 504, + 672 + ], + "lines": [ + { + "bbox": [ + 105, + 628, + 506, + 641 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 437, + 641 + ], + "score": 1.0, + "content": "The best results with AGILE-A3C were obtained using the anticipated negative rate", + "type": "text" + }, + { + "bbox": [ + 437, + 628, + 475, + 640 + ], + "score": 0.91, + "content": "\\rho = 2 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 628, + 506, + 641 + ], + "score": 1.0, + "content": ". When", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 639, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 639, + 205, + 651 + ], + "score": 1.0, + "content": "we used larger values of", + "type": "text" + }, + { + "bbox": [ + 206, + 641, + 213, + 651 + ], + "score": 0.81, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 639, + 505, + 651 + ], + "score": 1.0, + "content": "AGILE-A3C training started quicker but after 100-200 million steps the", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 650, + 506, + 663 + ], + "spans": [ + { + "bbox": [ + 105, + 650, + 506, + 663 + ], + "score": 1.0, + "content": "performance started to deteriorate (see AGILE curves in Figure 4), while it remained stable with", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 661, + 149, + 673 + ], + "spans": [ + { + "bbox": [ + 106, + 661, + 144, + 673 + ], + "score": 0.91, + "content": "\\bar { \\rho } = 2 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 662, + 149, + 673 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 45.5 + }, + { + "type": "text", + "bbox": [ + 107, + 687, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 688, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 688, + 506, + 700 + ], + "score": 1.0, + "content": "Data efficiency These results suggest that the AGILE reward model was able to induce a near", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "perfect reward function from a limited set of hinstruction, goal-statei pairs. We therefore explored", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 710, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 506, + 722 + ], + "score": 1.0, + "content": "how small this training set of examples could be to achieve reasonable performance. We found that", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 721, + 505, + 732 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 485, + 732 + ], + "score": 1.0, + "content": "with a training set of only 8000 examples, the AGILE-A3C agent could reach a performance of", + "type": "text" + }, + { + "bbox": [ + 485, + 721, + 505, + 731 + ], + "score": 0.86, + "content": "60 \\%", + "type": "inline_equation" + } + ], + "index": 51 + } + ], + "index": 49.5 + } + ], + "page_idx": 5, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "6", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 108, + 83, + 222, + 93 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 223, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 223, + 95 + ], + "score": 1.0, + "content": "3.3 GRIDLU-RELATIONS", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 104, + 505, + 192 + ], + "lines": [ + { + "bbox": [ + 105, + 102, + 506, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 102, + 506, + 118 + ], + "score": 1.0, + "content": "Our first task, GridLU-Relations, is an adaptation of the SHAPES visual question answering", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 115, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 106, + 115, + 505, + 127 + ], + "score": 1.0, + "content": "dataset (Andreas et al., 2016) in which the blocks can be moved around freely. GridLU-Relations", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 126, + 507, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 507, + 139 + ], + "score": 1.0, + "content": "requires the agent to induce the meaning of spatial relations such as above or right of, and to ma-", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 137, + 506, + 149 + ], + "spans": [ + { + "bbox": [ + 106, + 137, + 506, + 149 + ], + "score": 1.0, + "content": "nipulate the world in order to instantiate these relationships. Named GridLU-Relations, the task", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 148, + 506, + 160 + ], + "spans": [ + { + "bbox": [ + 106, + 148, + 506, + 160 + ], + "score": 1.0, + "content": "involves five spatial relationships (NorthFrom, SouthFrom, EastFrom, WestFrom, SameLocation),", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 159, + 505, + 171 + ], + "spans": [ + { + "bbox": [ + 106, + 159, + 505, + 171 + ], + "score": 1.0, + "content": "whose arguments can be either the blocks, which are referred to by their shapes and colors, or the", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 170, + 506, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 170, + 506, + 183 + ], + "score": 1.0, + "content": "agent itself. To generate the full set of possible instructions spanned by these relations and our grid", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 181, + 376, + 193 + ], + "spans": [ + { + "bbox": [ + 106, + 181, + 376, + 193 + ], + "score": 1.0, + "content": "objects, we define a formal grammar that generates strings such as:", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 3.5, + "bbox_fs": [ + 105, + 102, + 507, + 193 + ] + }, + { + "type": "text", + "bbox": [ + 113, + 200, + 492, + 212 + ], + "lines": [ + { + "bbox": [ + 117, + 199, + 485, + 215 + ], + "spans": [ + { + "bbox": [ + 117, + 199, + 485, + 215 + ], + "score": 1.0, + "content": "NorthFrom(Color(‘red’, Shape(‘circle’, SCENE)), Color(‘blue’, Shape(‘square’, SCENE)))", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8, + "bbox_fs": [ + 117, + 199, + 485, + 215 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 221, + 505, + 309 + ], + "lines": [ + { + "bbox": [ + 105, + 220, + 506, + 234 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 506, + 234 + ], + "score": 1.0, + "content": "This string carries the meaning ‘put a red circle north from (above) a blue square’. In general, when a", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 232, + 506, + 244 + ], + "spans": [ + { + "bbox": [ + 105, + 232, + 506, + 244 + ], + "score": 1.0, + "content": "block is the argument to a relation, it can be referred to by specifying both the shape and the color,", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 243, + 506, + 256 + ], + "spans": [ + { + "bbox": [ + 105, + 243, + 506, + 256 + ], + "score": 1.0, + "content": "like in the example above, or by specifying just one of these attributes. In addition, the AGENT", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 255, + 505, + 266 + ], + "spans": [ + { + "bbox": [ + 106, + 255, + 505, + 266 + ], + "score": 1.0, + "content": "constant can be an argument to all relations, in which case the agent itself must move into a particular", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 265, + 506, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 265, + 506, + 277 + ], + "score": 1.0, + "content": "spatial relation with an object. Figure 3 shows two examples of GridLU-Relations instructions and", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 276, + 505, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 276, + 505, + 288 + ], + "score": 1.0, + "content": "their respective goal states. There are 990 possible instructions in the GridLU-Relations task, and the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 286, + 505, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 386, + 299 + ], + "score": 1.0, + "content": "number of distinct training instances can be loosely lower-bounded by", + "type": "text" + }, + { + "bbox": [ + 386, + 286, + 422, + 298 + ], + "score": 0.89, + "content": "1 . 8 \\cdot 1 0 ^ { 7 }", + "type": "inline_equation" + }, + { + "bbox": [ + 422, + 287, + 505, + 299 + ], + "score": 1.0, + "content": "(see Appendix E for", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 296, + 141, + 311 + ], + "spans": [ + { + "bbox": [ + 105, + 296, + 141, + 311 + ], + "score": 1.0, + "content": "details).", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 12.5, + "bbox_fs": [ + 105, + 220, + 506, + 311 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 315, + 505, + 435 + ], + "lines": [ + { + "bbox": [ + 105, + 313, + 506, + 328 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 506, + 328 + ], + "score": 1.0, + "content": "Notice that, even for the highly concrete spatial relationships in the GridLU-Relations language,", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 326, + 506, + 338 + ], + "spans": [ + { + "bbox": [ + 106, + 326, + 506, + 338 + ], + "score": 1.0, + "content": "the instructions are underspecified and somewhat ambiguous—is a block in the top-right corner of", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 336, + 506, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 506, + 348 + ], + "score": 1.0, + "content": "the grid above a block in the bottom left corner? We therefore decided (arbitrarily) to consider all", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 348, + 506, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 506, + 360 + ], + "score": 1.0, + "content": "relations to refer to immediate adjacency (so that Instruction equation 3 is satisfied if and only if", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 358, + 505, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 505, + 371 + ], + "score": 1.0, + "content": "there is a red circle in the location immediately above a blue square). Notice that the commands are", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 370, + 506, + 382 + ], + "spans": [ + { + "bbox": [ + 106, + 370, + 506, + 382 + ], + "score": 1.0, + "content": "still underspecified in this case (since they refer to the relationship between two entities, not their", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 380, + 506, + 393 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 506, + 393 + ], + "score": 1.0, + "content": "absolute positions), even if the degree of ambiguity in their meaning is less than in many real-world", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 390, + 506, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 506, + 405 + ], + "score": 1.0, + "content": "cases. The policy and reward model trained within AGILE then have to infer this specific sense of", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 403, + 505, + 415 + ], + "spans": [ + { + "bbox": [ + 106, + 403, + 505, + 415 + ], + "score": 1.0, + "content": "what these spatial relations mean from goal-state examples, while the baseline agent is allowed to", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 414, + 506, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 506, + 426 + ], + "score": 1.0, + "content": "access our programmed ground-truth reward. The binary ground-truth reward (true if the state is a", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 425, + 384, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 425, + 384, + 437 + ], + "score": 1.0, + "content": "goal state) is also used as the success criterion for evaluating AGILE.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 22, + "bbox_fs": [ + 105, + 313, + 506, + 437 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 441, + 505, + 518 + ], + "lines": [ + { + "bbox": [ + 105, + 441, + 505, + 455 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 505, + 455 + ], + "score": 1.0, + "content": "Having formally defined the semantics of the relationships and programmed a reward function, we", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 452, + 506, + 466 + ], + "spans": [ + { + "bbox": [ + 105, + 452, + 506, + 466 + ], + "score": 1.0, + "content": "compared the performance of an AGILE-A3C agent against a priviliged baseline A3C agent trained", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 464, + 505, + 475 + ], + "spans": [ + { + "bbox": [ + 105, + 464, + 505, + 475 + ], + "score": 1.0, + "content": "using ground-truth reward. Interestingly, we found that AGILE-A3C learned the task more easily than", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 474, + 505, + 486 + ], + "spans": [ + { + "bbox": [ + 105, + 474, + 505, + 486 + ], + "score": 1.0, + "content": "standard A3C (see the respective curves in Figure 4). We hypothesize this is because the modeled", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 484, + 506, + 498 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 506, + 498 + ], + "score": 1.0, + "content": "rewards are easy to learn at first and become more sparse as the reward model slowly improves.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 495, + 505, + 509 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 505, + 509 + ], + "score": 1.0, + "content": "This naturally emerging curriculum expedites learning in the AGILE-A3C when compared to the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 508, + 423, + 519 + ], + "spans": [ + { + "bbox": [ + 106, + 508, + 423, + 519 + ], + "score": 1.0, + "content": "A3C-trained policy that only receives signal upon reaching a perfect goal state.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 31, + "bbox_fs": [ + 105, + 441, + 506, + 519 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 523, + 505, + 623 + ], + "lines": [ + { + "bbox": [ + 106, + 523, + 505, + 536 + ], + "spans": [ + { + "bbox": [ + 106, + 523, + 505, + 536 + ], + "score": 1.0, + "content": "We did observe, however, that the A3C algorithm could be improved significantly by applying the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 533, + 505, + 549 + ], + "spans": [ + { + "bbox": [ + 106, + 533, + 505, + 549 + ], + "score": 1.0, + "content": "auxiliary task of reward prediction (RP; Jaderberg et al., 2016), which was applied to language", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 545, + 505, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 545, + 505, + 559 + ], + "score": 1.0, + "content": "learning tasks by Hermann et al. (2017) (see the A3C and A3C-RP curves in Figure 4). This", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 557, + 505, + 569 + ], + "spans": [ + { + "bbox": [ + 106, + 557, + 505, + 569 + ], + "score": 1.0, + "content": "objective reinforces the association between instructions and states by having the agent replay the", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 568, + 505, + 580 + ], + "spans": [ + { + "bbox": [ + 105, + 568, + 505, + 580 + ], + "score": 1.0, + "content": "states immediately prior to a non-zero reward and predict whether or not it the reward was positive", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 579, + 505, + 591 + ], + "spans": [ + { + "bbox": [ + 106, + 579, + 505, + 591 + ], + "score": 1.0, + "content": "(i.e. the states match the instruction) or not. This mechanism made a significant difference to the", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 589, + 505, + 603 + ], + "spans": [ + { + "bbox": [ + 105, + 589, + 297, + 603 + ], + "score": 1.0, + "content": "A3C performance, increasing performance to", + "type": "text" + }, + { + "bbox": [ + 297, + 590, + 324, + 600 + ], + "score": 0.88, + "content": "9 9 . 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 325, + 589, + 505, + 603 + ], + "score": 1.0, + "content": ". AGILE-A3C also achieved nearly perfect", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 600, + 505, + 613 + ], + "spans": [ + { + "bbox": [ + 105, + 600, + 160, + 613 + ], + "score": 1.0, + "content": "performance", + "type": "text" + }, + { + "bbox": [ + 160, + 601, + 192, + 612 + ], + "score": 0.85, + "content": "( 9 9 . 5 \\% )", + "type": "inline_equation" + }, + { + "bbox": [ + 192, + 600, + 505, + 613 + ], + "score": 1.0, + "content": "). We found this to be a very promising result, since within AGILE, we induce", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 611, + 312, + 624 + ], + "spans": [ + { + "bbox": [ + 106, + 611, + 312, + 624 + ], + "score": 1.0, + "content": "the reward function from a limited set of examples.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 39, + "bbox_fs": [ + 105, + 523, + 505, + 624 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 628, + 504, + 672 + ], + "lines": [ + { + "bbox": [ + 105, + 628, + 506, + 641 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 437, + 641 + ], + "score": 1.0, + "content": "The best results with AGILE-A3C were obtained using the anticipated negative rate", + "type": "text" + }, + { + "bbox": [ + 437, + 628, + 475, + 640 + ], + "score": 0.91, + "content": "\\rho = 2 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 628, + 506, + 641 + ], + "score": 1.0, + "content": ". When", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 639, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 639, + 205, + 651 + ], + "score": 1.0, + "content": "we used larger values of", + "type": "text" + }, + { + "bbox": [ + 206, + 641, + 213, + 651 + ], + "score": 0.81, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 639, + 505, + 651 + ], + "score": 1.0, + "content": "AGILE-A3C training started quicker but after 100-200 million steps the", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 650, + 506, + 663 + ], + "spans": [ + { + "bbox": [ + 105, + 650, + 506, + 663 + ], + "score": 1.0, + "content": "performance started to deteriorate (see AGILE curves in Figure 4), while it remained stable with", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 661, + 149, + 673 + ], + "spans": [ + { + "bbox": [ + 106, + 661, + 144, + 673 + ], + "score": 0.91, + "content": "\\bar { \\rho } = 2 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 662, + 149, + 673 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 45.5, + "bbox_fs": [ + 105, + 628, + 506, + 673 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 687, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 688, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 688, + 506, + 700 + ], + "score": 1.0, + "content": "Data efficiency These results suggest that the AGILE reward model was able to induce a near", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "perfect reward function from a limited set of hinstruction, goal-statei pairs. We therefore explored", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 710, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 506, + 722 + ], + "score": 1.0, + "content": "how small this training set of examples could be to achieve reasonable performance. We found that", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 721, + 505, + 732 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 485, + 732 + ], + "score": 1.0, + "content": "with a training set of only 8000 examples, the AGILE-A3C agent could reach a performance of", + "type": "text" + }, + { + "bbox": [ + 485, + 721, + 505, + 731 + ], + "score": 0.86, + "content": "60 \\%", + "type": "inline_equation" + } + ], + "index": 51 + }, + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "(massively above chance). However, the optimal performance was achieved with more than 100,000", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 329, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 329, + 106 + ], + "score": 1.0, + "content": "examples. The full results are available in Appendix D.", + "type": "text", + "cross_page": true + } + ], + "index": 1 + } + ], + "index": 49.5, + "bbox_fs": [ + 105, + 688, + 506, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 105 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "(massively above chance). However, the optimal performance was achieved with more than 100,000", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 329, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 329, + 106 + ], + "score": 1.0, + "content": "examples. The full results are available in Appendix D.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 106, + 117, + 505, + 194 + ], + "lines": [ + { + "bbox": [ + 106, + 117, + 504, + 129 + ], + "spans": [ + { + "bbox": [ + 106, + 117, + 504, + 129 + ], + "score": 1.0, + "content": "Generalization to Unseen Instructions In the experiments we have reported so far the AGILE", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 127, + 506, + 141 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 506, + 141 + ], + "score": 1.0, + "content": "agent was trained on all 990 possible GridLU-Relation instructions. In order to test generalization", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 138, + 506, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 138, + 248, + 151 + ], + "score": 1.0, + "content": "to unseen instructions we held out", + "type": "text" + }, + { + "bbox": [ + 248, + 139, + 268, + 149 + ], + "score": 0.88, + "content": "10 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 138, + 472, + 151 + ], + "score": 1.0, + "content": "of the instructions as the test set and used the rest", + "type": "text" + }, + { + "bbox": [ + 473, + 139, + 493, + 149 + ], + "score": 0.87, + "content": "90 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 493, + 138, + 506, + 151 + ], + "score": 1.0, + "content": "as", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 150, + 505, + 162 + ], + "spans": [ + { + "bbox": [ + 106, + 150, + 505, + 162 + ], + "score": 1.0, + "content": "the training set. Specifically, we restricted the training instances and hinstruction, goal-statei pairs", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 160, + 506, + 173 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 506, + 173 + ], + "score": 1.0, + "content": "to only contain instructions from the training set. The performance of the trained model on the test", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 172, + 505, + 185 + ], + "spans": [ + { + "bbox": [ + 106, + 172, + 505, + 185 + ], + "score": 1.0, + "content": "instructions was the same as on the training set, showing that AGILE did not just memorise the", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 183, + 461, + 195 + ], + "spans": [ + { + "bbox": [ + 106, + 183, + 461, + 195 + ], + "score": 1.0, + "content": "training instructions but learnt a general interpretation of GridLU-Relations instructions.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 5 + }, + { + "type": "text", + "bbox": [ + 108, + 206, + 505, + 239 + ], + "lines": [ + { + "bbox": [ + 106, + 205, + 506, + 218 + ], + "spans": [ + { + "bbox": [ + 106, + 205, + 506, + 218 + ], + "score": 1.0, + "content": "AGILE with Structure-Agnostic Models We report the results for AGILE with a structure-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 217, + 505, + 229 + ], + "spans": [ + { + "bbox": [ + 105, + 217, + 371, + 229 + ], + "score": 1.0, + "content": "agnostic FILM-LSTM model in Figure 4 (middle). AGILE with", + "type": "text" + }, + { + "bbox": [ + 371, + 217, + 410, + 228 + ], + "score": 0.92, + "content": "\\rho = 2 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 411, + 217, + 477, + 229 + ], + "score": 1.0, + "content": "achieves a high", + "type": "text" + }, + { + "bbox": [ + 477, + 217, + 505, + 228 + ], + "score": 0.84, + "content": "9 7 . 5 \\%", + "type": "inline_equation" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 228, + 484, + 240 + ], + "spans": [ + { + "bbox": [ + 106, + 228, + 484, + 240 + ], + "score": 1.0, + "content": "success rate, and notably it trains almost as fast as an RL-RP agent with the same architecture.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10 + }, + { + "type": "image", + "bbox": [ + 115, + 251, + 496, + 349 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 115, + 251, + 496, + 349 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 115, + 251, + 496, + 349 + ], + "spans": [ + { + "bbox": [ + 115, + 251, + 496, + 349 + ], + "score": 0.969, + "type": "image", + "image_path": "fbde7ef34d849ffb38f216394e38de05042e533ab4bbd67b6c63a27658b7dd30.jpg" + } + ] + } + ], + "index": 13, + "virtual_lines": [ + { + "bbox": [ + 115, + 251, + 496, + 283.6666666666667 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 115, + 283.6666666666667, + 496, + 316.33333333333337 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 115, + 316.33333333333337, + 496, + 349.00000000000006 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 360, + 505, + 416 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 360, + 506, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 506, + 372 + ], + "score": 1.0, + "content": "Figure 4: Left: learning curves for A3C, A3C-RP (both using ground truth reward), and AGILE-A3C", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 372, + 505, + 384 + ], + "spans": [ + { + "bbox": [ + 106, + 372, + 324, + 384 + ], + "score": 1.0, + "content": "with different values of the anticipated negative rate", + "type": "text" + }, + { + "bbox": [ + 324, + 374, + 331, + 383 + ], + "score": 0.79, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 372, + 505, + 384 + ], + "score": 1.0, + "content": "on the GridLU-Relations task. We report", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 382, + 505, + 395 + ], + "spans": [ + { + "bbox": [ + 105, + 382, + 505, + 395 + ], + "score": 1.0, + "content": "success rate (see Section 3). Middle: learning curves for policies trained with ground-truth RL, and", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 392, + 506, + 406 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 506, + 406 + ], + "score": 1.0, + "content": "within AGILE, with different model architectures. Right: the reward model’s accuracy for different", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 402, + 155, + 418 + ], + "spans": [ + { + "bbox": [ + 105, + 402, + 144, + 418 + ], + "score": 1.0, + "content": "values of", + "type": "text" + }, + { + "bbox": [ + 145, + 406, + 151, + 416 + ], + "score": 0.78, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 402, + 155, + 418 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 17 + } + ], + "index": 15.0 + }, + { + "type": "text", + "bbox": [ + 107, + 434, + 505, + 565 + ], + "lines": [ + { + "bbox": [ + 106, + 434, + 505, + 447 + ], + "spans": [ + { + "bbox": [ + 106, + 434, + 505, + 447 + ], + "score": 1.0, + "content": "Analyzing the reward model We compare the binary reward provided by the reward model with", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 445, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 466, + 457 + ], + "score": 1.0, + "content": "the ground-truth from the environment during training on the GridLU-Relation task. With", + "type": "text" + }, + { + "bbox": [ + 466, + 445, + 505, + 456 + ], + "score": 0.92, + "content": "\\rho = 2 5 \\%", + "type": "inline_equation" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 456, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 280, + 469 + ], + "score": 1.0, + "content": "the accuracy of the reward model peaks at", + "type": "text" + }, + { + "bbox": [ + 280, + 456, + 308, + 467 + ], + "score": 0.88, + "content": "9 9 . 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 308, + 456, + 505, + 469 + ], + "score": 1.0, + "content": ". As shown in Figure 4 (right) the reward model", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 467, + 506, + 479 + ], + "spans": [ + { + "bbox": [ + 106, + 467, + 321, + 479 + ], + "score": 1.0, + "content": "learns faster in the beginning with larger values of", + "type": "text" + }, + { + "bbox": [ + 322, + 469, + 329, + 479 + ], + "score": 0.81, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 467, + 506, + 479 + ], + "score": 1.0, + "content": "but then deteriorates, which confirms our", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 477, + 506, + 492 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 188, + 492 + ], + "score": 1.0, + "content": "intuition about why", + "type": "text" + }, + { + "bbox": [ + 188, + 480, + 195, + 489 + ], + "score": 0.8, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 195, + 477, + 506, + 492 + ], + "score": 1.0, + "content": "is an important hyperparameter and is aligned with the success rate learning", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 489, + 506, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 506, + 502 + ], + "score": 1.0, + "content": "curves in Figure 4 (left). We also observe during training that the false negative rate is always kept", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 500, + 505, + 512 + ], + "spans": [ + { + "bbox": [ + 106, + 500, + 174, + 512 + ], + "score": 1.0, + "content": "reasonably low (", + "type": "text" + }, + { + "bbox": [ + 174, + 500, + 197, + 510 + ], + "score": 0.87, + "content": "{ < } 3 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 197, + 500, + 505, + 512 + ], + "score": 1.0, + "content": "of rewards) whereas the reward model will initially be more generous with", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 510, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 510, + 168, + 524 + ], + "score": 1.0, + "content": "false positives", + "type": "text" + }, + { + "bbox": [ + 168, + 511, + 204, + 522 + ], + "score": 0.86, + "content": "( 2 0 - 5 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 510, + 261, + 524 + ], + "score": 1.0, + "content": "depending on", + "type": "text" + }, + { + "bbox": [ + 262, + 513, + 269, + 522 + ], + "score": 0.8, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 510, + 505, + 524 + ], + "score": 1.0, + "content": "during the first 20M steps of training) and will produce an", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 522, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 106, + 522, + 378, + 534 + ], + "score": 1.0, + "content": "increasing number of false positives for insufficiently small values of", + "type": "text" + }, + { + "bbox": [ + 378, + 523, + 385, + 533 + ], + "score": 0.81, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 385, + 522, + 505, + 534 + ], + "score": 1.0, + "content": "(see plots in Appendix E). We", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 533, + 506, + 545 + ], + "spans": [ + { + "bbox": [ + 106, + 533, + 506, + 545 + ], + "score": 1.0, + "content": "hypothesize that early false positives may facilitate the policy’s training by providing it with a sort of", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 544, + 506, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 506, + 557 + ], + "score": 1.0, + "content": "curriculum, possibly explaining the improvement over agents trained from ground-truth reward, as", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 555, + 164, + 567 + ], + "spans": [ + { + "bbox": [ + 106, + 555, + 164, + 567 + ], + "score": 1.0, + "content": "shown above.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 25.5 + }, + { + "type": "text", + "bbox": [ + 107, + 578, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 578, + 506, + 591 + ], + "spans": [ + { + "bbox": [ + 106, + 578, + 506, + 591 + ], + "score": 1.0, + "content": "The reward model as general reward function An instruction-following agent should be able to", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 589, + 505, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 589, + 505, + 601 + ], + "score": 1.0, + "content": "carry-out known instructions in a range of different contexts, not just settings that match identically", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 601, + 505, + 612 + ], + "spans": [ + { + "bbox": [ + 106, + 601, + 505, + 612 + ], + "score": 1.0, + "content": "the specific setting in which those skills were learned. To test whether the AGILE framework is", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 609, + 506, + 625 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 506, + 625 + ], + "score": 1.0, + "content": "robust to (semantically-unimportant) changes to the environment dynamics, we first trained the policy", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 622, + 506, + 634 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 506, + 634 + ], + "score": 1.0, + "content": "and reward model as normal and then modified the effective physics of the world by making all red", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 632, + 506, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 506, + 646 + ], + "score": 1.0, + "content": "square objects immovable. In this case, following instructions correctly is still possible in almost", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 643, + 506, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 643, + 506, + 657 + ], + "score": 1.0, + "content": "all cases, but not all solutions available during training are available at test time. As expected, this", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 655, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 505, + 668 + ], + "score": 1.0, + "content": "change impaired the policy and the agent’s success rate on the instructions referring to a red square", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 665, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 164, + 679 + ], + "score": 1.0, + "content": "dropped from", + "type": "text" + }, + { + "bbox": [ + 164, + 666, + 184, + 677 + ], + "score": 0.88, + "content": "9 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 665, + 195, + 679 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 195, + 666, + 215, + 676 + ], + "score": 0.9, + "content": "5 2 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 215, + 665, + 505, + 679 + ], + "score": 1.0, + "content": ". However, after fine-tuning the policy (additional training of the policy", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 677, + 506, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 506, + 689 + ], + "score": 1.0, + "content": "on the test episodes using the reward from the previously-trained-then-frozen reward model), the", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 202, + 700 + ], + "score": 1.0, + "content": "success rate went up to", + "type": "text" + }, + { + "bbox": [ + 202, + 687, + 230, + 699 + ], + "score": 0.88, + "content": "6 \\bar { 9 } . 3 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "(Figure 5). This experiment suggests that the AGILE reward model", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "learns useful and generalisable linguistic knowledge. The knowledge can be applied to help policies", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "adapt in scenarios where the high-level meaning of commands is familiar but the low-level physical", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 721, + 174, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 174, + 733 + ], + "score": 1.0, + "content": "dynamics is not.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 38.5 + } + ], + "page_idx": 6, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 762 + ], + "score": 1.0, + "content": "7", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 105 + ], + "lines": [], + "index": 0.5, + "bbox_fs": [ + 105, + 82, + 505, + 106 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 106, + 117, + 505, + 194 + ], + "lines": [ + { + "bbox": [ + 106, + 117, + 504, + 129 + ], + "spans": [ + { + "bbox": [ + 106, + 117, + 504, + 129 + ], + "score": 1.0, + "content": "Generalization to Unseen Instructions In the experiments we have reported so far the AGILE", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 127, + 506, + 141 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 506, + 141 + ], + "score": 1.0, + "content": "agent was trained on all 990 possible GridLU-Relation instructions. In order to test generalization", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 138, + 506, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 138, + 248, + 151 + ], + "score": 1.0, + "content": "to unseen instructions we held out", + "type": "text" + }, + { + "bbox": [ + 248, + 139, + 268, + 149 + ], + "score": 0.88, + "content": "10 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 138, + 472, + 151 + ], + "score": 1.0, + "content": "of the instructions as the test set and used the rest", + "type": "text" + }, + { + "bbox": [ + 473, + 139, + 493, + 149 + ], + "score": 0.87, + "content": "90 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 493, + 138, + 506, + 151 + ], + "score": 1.0, + "content": "as", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 150, + 505, + 162 + ], + "spans": [ + { + "bbox": [ + 106, + 150, + 505, + 162 + ], + "score": 1.0, + "content": "the training set. Specifically, we restricted the training instances and hinstruction, goal-statei pairs", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 160, + 506, + 173 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 506, + 173 + ], + "score": 1.0, + "content": "to only contain instructions from the training set. The performance of the trained model on the test", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 172, + 505, + 185 + ], + "spans": [ + { + "bbox": [ + 106, + 172, + 505, + 185 + ], + "score": 1.0, + "content": "instructions was the same as on the training set, showing that AGILE did not just memorise the", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 183, + 461, + 195 + ], + "spans": [ + { + "bbox": [ + 106, + 183, + 461, + 195 + ], + "score": 1.0, + "content": "training instructions but learnt a general interpretation of GridLU-Relations instructions.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 5, + "bbox_fs": [ + 105, + 117, + 506, + 195 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 206, + 505, + 239 + ], + "lines": [ + { + "bbox": [ + 106, + 205, + 506, + 218 + ], + "spans": [ + { + "bbox": [ + 106, + 205, + 506, + 218 + ], + "score": 1.0, + "content": "AGILE with Structure-Agnostic Models We report the results for AGILE with a structure-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 217, + 505, + 229 + ], + "spans": [ + { + "bbox": [ + 105, + 217, + 371, + 229 + ], + "score": 1.0, + "content": "agnostic FILM-LSTM model in Figure 4 (middle). AGILE with", + "type": "text" + }, + { + "bbox": [ + 371, + 217, + 410, + 228 + ], + "score": 0.92, + "content": "\\rho = 2 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 411, + 217, + 477, + 229 + ], + "score": 1.0, + "content": "achieves a high", + "type": "text" + }, + { + "bbox": [ + 477, + 217, + 505, + 228 + ], + "score": 0.84, + "content": "9 7 . 5 \\%", + "type": "inline_equation" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 228, + 484, + 240 + ], + "spans": [ + { + "bbox": [ + 106, + 228, + 484, + 240 + ], + "score": 1.0, + "content": "success rate, and notably it trains almost as fast as an RL-RP agent with the same architecture.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10, + "bbox_fs": [ + 105, + 205, + 506, + 240 + ] + }, + { + "type": "image", + "bbox": [ + 115, + 251, + 496, + 349 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 115, + 251, + 496, + 349 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 115, + 251, + 496, + 349 + ], + "spans": [ + { + "bbox": [ + 115, + 251, + 496, + 349 + ], + "score": 0.969, + "type": "image", + "image_path": "fbde7ef34d849ffb38f216394e38de05042e533ab4bbd67b6c63a27658b7dd30.jpg" + } + ] + } + ], + "index": 13, + "virtual_lines": [ + { + "bbox": [ + 115, + 251, + 496, + 283.6666666666667 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 115, + 283.6666666666667, + 496, + 316.33333333333337 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 115, + 316.33333333333337, + 496, + 349.00000000000006 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 360, + 505, + 416 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 360, + 506, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 506, + 372 + ], + "score": 1.0, + "content": "Figure 4: Left: learning curves for A3C, A3C-RP (both using ground truth reward), and AGILE-A3C", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 372, + 505, + 384 + ], + "spans": [ + { + "bbox": [ + 106, + 372, + 324, + 384 + ], + "score": 1.0, + "content": "with different values of the anticipated negative rate", + "type": "text" + }, + { + "bbox": [ + 324, + 374, + 331, + 383 + ], + "score": 0.79, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 372, + 505, + 384 + ], + "score": 1.0, + "content": "on the GridLU-Relations task. We report", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 382, + 505, + 395 + ], + "spans": [ + { + "bbox": [ + 105, + 382, + 505, + 395 + ], + "score": 1.0, + "content": "success rate (see Section 3). Middle: learning curves for policies trained with ground-truth RL, and", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 392, + 506, + 406 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 506, + 406 + ], + "score": 1.0, + "content": "within AGILE, with different model architectures. Right: the reward model’s accuracy for different", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 402, + 155, + 418 + ], + "spans": [ + { + "bbox": [ + 105, + 402, + 144, + 418 + ], + "score": 1.0, + "content": "values of", + "type": "text" + }, + { + "bbox": [ + 145, + 406, + 151, + 416 + ], + "score": 0.78, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 402, + 155, + 418 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 17 + } + ], + "index": 15.0 + }, + { + "type": "text", + "bbox": [ + 107, + 434, + 505, + 565 + ], + "lines": [ + { + "bbox": [ + 106, + 434, + 505, + 447 + ], + "spans": [ + { + "bbox": [ + 106, + 434, + 505, + 447 + ], + "score": 1.0, + "content": "Analyzing the reward model We compare the binary reward provided by the reward model with", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 445, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 466, + 457 + ], + "score": 1.0, + "content": "the ground-truth from the environment during training on the GridLU-Relation task. With", + "type": "text" + }, + { + "bbox": [ + 466, + 445, + 505, + 456 + ], + "score": 0.92, + "content": "\\rho = 2 5 \\%", + "type": "inline_equation" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 456, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 280, + 469 + ], + "score": 1.0, + "content": "the accuracy of the reward model peaks at", + "type": "text" + }, + { + "bbox": [ + 280, + 456, + 308, + 467 + ], + "score": 0.88, + "content": "9 9 . 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 308, + 456, + 505, + 469 + ], + "score": 1.0, + "content": ". As shown in Figure 4 (right) the reward model", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 467, + 506, + 479 + ], + "spans": [ + { + "bbox": [ + 106, + 467, + 321, + 479 + ], + "score": 1.0, + "content": "learns faster in the beginning with larger values of", + "type": "text" + }, + { + "bbox": [ + 322, + 469, + 329, + 479 + ], + "score": 0.81, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 467, + 506, + 479 + ], + "score": 1.0, + "content": "but then deteriorates, which confirms our", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 477, + 506, + 492 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 188, + 492 + ], + "score": 1.0, + "content": "intuition about why", + "type": "text" + }, + { + "bbox": [ + 188, + 480, + 195, + 489 + ], + "score": 0.8, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 195, + 477, + 506, + 492 + ], + "score": 1.0, + "content": "is an important hyperparameter and is aligned with the success rate learning", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 489, + 506, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 506, + 502 + ], + "score": 1.0, + "content": "curves in Figure 4 (left). We also observe during training that the false negative rate is always kept", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 500, + 505, + 512 + ], + "spans": [ + { + "bbox": [ + 106, + 500, + 174, + 512 + ], + "score": 1.0, + "content": "reasonably low (", + "type": "text" + }, + { + "bbox": [ + 174, + 500, + 197, + 510 + ], + "score": 0.87, + "content": "{ < } 3 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 197, + 500, + 505, + 512 + ], + "score": 1.0, + "content": "of rewards) whereas the reward model will initially be more generous with", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 510, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 510, + 168, + 524 + ], + "score": 1.0, + "content": "false positives", + "type": "text" + }, + { + "bbox": [ + 168, + 511, + 204, + 522 + ], + "score": 0.86, + "content": "( 2 0 - 5 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 510, + 261, + 524 + ], + "score": 1.0, + "content": "depending on", + "type": "text" + }, + { + "bbox": [ + 262, + 513, + 269, + 522 + ], + "score": 0.8, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 510, + 505, + 524 + ], + "score": 1.0, + "content": "during the first 20M steps of training) and will produce an", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 522, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 106, + 522, + 378, + 534 + ], + "score": 1.0, + "content": "increasing number of false positives for insufficiently small values of", + "type": "text" + }, + { + "bbox": [ + 378, + 523, + 385, + 533 + ], + "score": 0.81, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 385, + 522, + 505, + 534 + ], + "score": 1.0, + "content": "(see plots in Appendix E). We", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 533, + 506, + 545 + ], + "spans": [ + { + "bbox": [ + 106, + 533, + 506, + 545 + ], + "score": 1.0, + "content": "hypothesize that early false positives may facilitate the policy’s training by providing it with a sort of", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 544, + 506, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 506, + 557 + ], + "score": 1.0, + "content": "curriculum, possibly explaining the improvement over agents trained from ground-truth reward, as", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 555, + 164, + 567 + ], + "spans": [ + { + "bbox": [ + 106, + 555, + 164, + 567 + ], + "score": 1.0, + "content": "shown above.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 25.5, + "bbox_fs": [ + 105, + 434, + 506, + 567 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 578, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 578, + 506, + 591 + ], + "spans": [ + { + "bbox": [ + 106, + 578, + 506, + 591 + ], + "score": 1.0, + "content": "The reward model as general reward function An instruction-following agent should be able to", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 589, + 505, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 589, + 505, + 601 + ], + "score": 1.0, + "content": "carry-out known instructions in a range of different contexts, not just settings that match identically", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 601, + 505, + 612 + ], + "spans": [ + { + "bbox": [ + 106, + 601, + 505, + 612 + ], + "score": 1.0, + "content": "the specific setting in which those skills were learned. To test whether the AGILE framework is", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 609, + 506, + 625 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 506, + 625 + ], + "score": 1.0, + "content": "robust to (semantically-unimportant) changes to the environment dynamics, we first trained the policy", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 622, + 506, + 634 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 506, + 634 + ], + "score": 1.0, + "content": "and reward model as normal and then modified the effective physics of the world by making all red", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 632, + 506, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 506, + 646 + ], + "score": 1.0, + "content": "square objects immovable. In this case, following instructions correctly is still possible in almost", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 643, + 506, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 643, + 506, + 657 + ], + "score": 1.0, + "content": "all cases, but not all solutions available during training are available at test time. As expected, this", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 655, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 505, + 668 + ], + "score": 1.0, + "content": "change impaired the policy and the agent’s success rate on the instructions referring to a red square", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 665, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 164, + 679 + ], + "score": 1.0, + "content": "dropped from", + "type": "text" + }, + { + "bbox": [ + 164, + 666, + 184, + 677 + ], + "score": 0.88, + "content": "9 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 665, + 195, + 679 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 195, + 666, + 215, + 676 + ], + "score": 0.9, + "content": "5 2 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 215, + 665, + 505, + 679 + ], + "score": 1.0, + "content": ". However, after fine-tuning the policy (additional training of the policy", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 677, + 506, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 506, + 689 + ], + "score": 1.0, + "content": "on the test episodes using the reward from the previously-trained-then-frozen reward model), the", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 202, + 700 + ], + "score": 1.0, + "content": "success rate went up to", + "type": "text" + }, + { + "bbox": [ + 202, + 687, + 230, + 699 + ], + "score": 0.88, + "content": "6 \\bar { 9 } . 3 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "(Figure 5). This experiment suggests that the AGILE reward model", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "learns useful and generalisable linguistic knowledge. The knowledge can be applied to help policies", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "adapt in scenarios where the high-level meaning of commands is familiar but the low-level physical", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 721, + 174, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 174, + 733 + ], + "score": 1.0, + "content": "dynamics is not.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 38.5, + "bbox_fs": [ + 105, + 578, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 218, + 87, + 387, + 147 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 218, + 87, + 387, + 147 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 218, + 87, + 387, + 147 + ], + "spans": [ + { + "bbox": [ + 218, + 87, + 387, + 147 + ], + "score": 0.944, + "type": "image", + "image_path": "2ff77a80cae73f9ec07c52cbe8d89e4308ff7516b5e4c9d5205601c00b54ddd2.jpg" + } + ] + } + ], + "index": 1.5, + "virtual_lines": [ + { + "bbox": [ + 218, + 87, + 387, + 102.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 218, + 102.0, + 387, + 117.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 218, + 117.0, + 387, + 132.0 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 218, + 132.0, + 387, + 147.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 202, + 162, + 408, + 174 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 201, + 160, + 410, + 176 + ], + "spans": [ + { + "bbox": [ + 201, + 160, + 410, + 176 + ], + "score": 1.0, + "content": "Figure 5: Fine-tuning for an immovable red square.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + } + ], + "index": 2.75 + }, + { + "type": "title", + "bbox": [ + 108, + 195, + 271, + 206 + ], + "lines": [ + { + "bbox": [ + 106, + 194, + 272, + 208 + ], + "spans": [ + { + "bbox": [ + 106, + 194, + 272, + 208 + ], + "score": 1.0, + "content": "3.4 GRIDLU-ARRANGEMENTS TASK", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5 + }, + { + "type": "text", + "bbox": [ + 106, + 215, + 505, + 391 + ], + "lines": [ + { + "bbox": [ + 106, + 216, + 506, + 228 + ], + "spans": [ + { + "bbox": [ + 106, + 216, + 506, + 228 + ], + "score": 1.0, + "content": "The experiments thus far demonstrate that even without directly using the reward function AGILE-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 226, + 506, + 240 + ], + "spans": [ + { + "bbox": [ + 105, + 226, + 506, + 240 + ], + "score": 1.0, + "content": "A3C performs comparably to its pure A3C counter-part. However, the principal motivation for", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 238, + 505, + 250 + ], + "spans": [ + { + "bbox": [ + 106, + 238, + 505, + 250 + ], + "score": 1.0, + "content": "the AGILE framework is to avoid programming the reward function. To model this setting more", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 248, + 506, + 260 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 506, + 260 + ], + "score": 1.0, + "content": "explicitly, we developed the task GridLU-Arrangements, in which each instruction is associated", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 260, + 505, + 271 + ], + "spans": [ + { + "bbox": [ + 106, + 260, + 505, + 271 + ], + "score": 1.0, + "content": "with multiple viable goal-states that share some (more abstract) common form. The complete set of", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 271, + 505, + 283 + ], + "spans": [ + { + "bbox": [ + 105, + 271, + 505, + 283 + ], + "score": 1.0, + "content": "instructions and forms is illustrated in Figure 3. To get training data, we built a generator to produce", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 282, + 505, + 294 + ], + "spans": [ + { + "bbox": [ + 106, + 282, + 505, + 294 + ], + "score": 1.0, + "content": "random instantiations (i.e. any translation, rotation, reflection or color mapping of the illustrated", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 293, + 505, + 305 + ], + "spans": [ + { + "bbox": [ + 106, + 293, + 505, + 305 + ], + "score": 1.0, + "content": "forms) of these goal-state classes, as positive examples for the reward model. In the real world, this", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 304, + 505, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 304, + 505, + 316 + ], + "score": 1.0, + "content": "process of generating goal-states could be replaced by finding, or having humans annotate, labelled", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 315, + 506, + 327 + ], + "spans": [ + { + "bbox": [ + 106, + 315, + 506, + 327 + ], + "score": 1.0, + "content": "images. In total, there are 36 possible instructions in GridLU-Arrangements, which together refer", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 324, + 506, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 506, + 339 + ], + "score": 1.0, + "content": "to a total of 390 million correct goal-states (see Appendix F for details). Despite this enormous", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 336, + 506, + 349 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 506, + 349 + ], + "score": 1.0, + "content": "space of potentially correct goal-states, we found that for good performance it was necessary to train", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 347, + 505, + 359 + ], + "spans": [ + { + "bbox": [ + 106, + 347, + 245, + 359 + ], + "score": 1.0, + "content": "AGILE on only 100,000 (less than", + "type": "text" + }, + { + "bbox": [ + 245, + 347, + 267, + 358 + ], + "score": 0.85, + "content": "0 . 3 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 347, + 505, + 359 + ], + "score": 1.0, + "content": ") of these goal-states, sampled from the same distribution as", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 357, + 506, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 506, + 372 + ], + "score": 1.0, + "content": "observed in the episodes. To replicate the conditions of a potential AGILE application as close as", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 370, + 505, + 382 + ], + "spans": [ + { + "bbox": [ + 106, + 370, + 505, + 382 + ], + "score": 1.0, + "content": "possible, we did not write a reward function for GridLU-Arrangements (even though it would have", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 380, + 411, + 393 + ], + "spans": [ + { + "bbox": [ + 106, + 380, + 411, + 393 + ], + "score": 1.0, + "content": "been theoretically possible), and instead carried out all evaluation manually.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 13.5 + }, + { + "type": "text", + "bbox": [ + 107, + 397, + 505, + 562 + ], + "lines": [ + { + "bbox": [ + 106, + 397, + 506, + 410 + ], + "spans": [ + { + "bbox": [ + 106, + 397, + 506, + 410 + ], + "score": 1.0, + "content": "The training regime for GridLU-Arrangements involved two classes of episodes (and instructions).", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 408, + 505, + 420 + ], + "spans": [ + { + "bbox": [ + 106, + 408, + 505, + 420 + ], + "score": 1.0, + "content": "Half of the episodes began with four square blocks (all of the same color), and the agent, in random", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 419, + 505, + 431 + ], + "spans": [ + { + "bbox": [ + 106, + 419, + 505, + 431 + ], + "score": 1.0, + "content": "unique positions, and an instruction sampled uniformly from the list of possible arrangement words. In", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 430, + 506, + 443 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 506, + 443 + ], + "score": 1.0, + "content": "the other half of the episodes, four square blocks of one color and four square blocks of a different color", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 441, + 505, + 454 + ], + "spans": [ + { + "bbox": [ + 106, + 441, + 505, + 454 + ], + "score": 1.0, + "content": "were initially each positioned randomly. The instruction in these episodes specified one of the two", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 452, + 505, + 464 + ], + "spans": [ + { + "bbox": [ + 106, + 452, + 505, + 464 + ], + "score": 1.0, + "content": "colors together with an arrangement word. We trained policies and reward models using AGILE with", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 462, + 505, + 475 + ], + "spans": [ + { + "bbox": [ + 105, + 462, + 505, + 475 + ], + "score": 1.0, + "content": "10 different seeds for each level, and selected the best pair based on how well the policy maximised", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 104, + 472, + 506, + 488 + ], + "spans": [ + { + "bbox": [ + 104, + 472, + 506, + 488 + ], + "score": 1.0, + "content": "modelled reward. We then manually assessed the final state of each of 200 evaluation episodes, using", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 485, + 506, + 496 + ], + "spans": [ + { + "bbox": [ + 106, + 485, + 506, + 496 + ], + "score": 1.0, + "content": "human judgement that the correct shape has been produced as success criterion to evaluate AGILE.", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 495, + 506, + 508 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 330, + 508 + ], + "score": 1.0, + "content": "We found that the agent made the correct arrangement in", + "type": "text" + }, + { + "bbox": [ + 330, + 496, + 350, + 506 + ], + "score": 0.87, + "content": "58 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 495, + 506, + 508 + ], + "score": 1.0, + "content": "of the episodes. The failure cases were", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 506, + 505, + 519 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 505, + 519 + ], + "score": 1.0, + "content": "almost always in the episodes involving eight blocks1. In these cases, the AGILE agent tended towards", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 518, + 505, + 530 + ], + "spans": [ + { + "bbox": [ + 106, + 518, + 505, + 530 + ], + "score": 1.0, + "content": "building the correct arrangement, but was impeded by the randomly positioned non-target-color", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 528, + 505, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 505, + 541 + ], + "score": 1.0, + "content": "blocks and could not recover. Nonetheless, these scores, and the compelling behaviour observed in the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 540, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 106, + 540, + 314, + 552 + ], + "score": 1.0, + "content": "video (https://www.youtube.com/watch?", + "type": "text" + }, + { + "bbox": [ + 315, + 541, + 333, + 550 + ], + "score": 0.32, + "content": "\\scriptstyle \\mathtt { V } = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 540, + 505, + 552 + ], + "score": 1.0, + "content": "7S-x3MkEoQ), demonstrate the potential", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 550, + 472, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 472, + 563 + ], + "score": 1.0, + "content": "of AGILE for teaching agents to execute semantically vague or underspecified instructions.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 29 + }, + { + "type": "title", + "bbox": [ + 108, + 578, + 210, + 590 + ], + "lines": [ + { + "bbox": [ + 105, + 577, + 213, + 592 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 213, + 592 + ], + "score": 1.0, + "content": "4 RELATED WORK", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 106, + 603, + 506, + 713 + ], + "lines": [ + { + "bbox": [ + 105, + 603, + 505, + 615 + ], + "spans": [ + { + "bbox": [ + 105, + 603, + 505, + 615 + ], + "score": 1.0, + "content": "Learning to follow language instructions has been approached in many different ways, for example", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 613, + 506, + 626 + ], + "spans": [ + { + "bbox": [ + 105, + 613, + 506, + 626 + ], + "score": 1.0, + "content": "by reinforcement learning using a reward function programmed by a system designer. Janner et al.", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 624, + 507, + 637 + ], + "spans": [ + { + "bbox": [ + 106, + 624, + 507, + 637 + ], + "score": 1.0, + "content": "(2017); Oh et al. (2017); Hermann et al. (2017); Chaplot et al. (2018); Denil et al. (2017); Yu et al.", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 635, + 506, + 649 + ], + "spans": [ + { + "bbox": [ + 105, + 635, + 506, + 649 + ], + "score": 1.0, + "content": "(2018) consider instruction-following in 2D or 3D environments and reward the agent for arriving at", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 647, + 505, + 659 + ], + "spans": [ + { + "bbox": [ + 106, + 647, + 505, + 659 + ], + "score": 1.0, + "content": "the correct location or object. Janner et al. (2017) and Misra et al. (2017) train RL agents to produce", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 657, + 506, + 670 + ], + "spans": [ + { + "bbox": [ + 105, + 657, + 506, + 670 + ], + "score": 1.0, + "content": "goal-states given instructions. As discussed, these approaches are constrained by the difficulty of", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 668, + 506, + 681 + ], + "spans": [ + { + "bbox": [ + 105, + 668, + 506, + 681 + ], + "score": 1.0, + "content": "programming language-related reward functions, a task that requires an programming expert, detailed", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 679, + 506, + 692 + ], + "spans": [ + { + "bbox": [ + 105, + 679, + 506, + 692 + ], + "score": 1.0, + "content": "access to the state of the environment and hard choices above how language should map to the world.", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 690, + 506, + 703 + ], + "spans": [ + { + "bbox": [ + 106, + 690, + 506, + 703 + ], + "score": 1.0, + "content": "Agents can be trained to follow instructions using complete demonstrations, that is sequences of", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 702, + 389, + 714 + ], + "spans": [ + { + "bbox": [ + 106, + 702, + 389, + 714 + ], + "score": 1.0, + "content": "correct actions describing instruction execution for given initial states.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 42.5 + } + ], + "page_idx": 7, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 120, + 721, + 319, + 731 + ], + "lines": [ + { + "bbox": [ + 119, + 720, + 320, + 733 + ], + "spans": [ + { + "bbox": [ + 119, + 720, + 210, + 733 + ], + "score": 1.0, + "content": "1The agent succeeded on", + "type": "text" + }, + { + "bbox": [ + 210, + 721, + 228, + 731 + ], + "score": 0.8, + "content": "92 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 232, + 721, + 251, + 731 + ], + "score": 0.73, + "content": "( 2 4 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 720, + 320, + 733 + ], + "score": 1.0, + "content": ") with 4 (8) blocks.", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 12, + "width": 9 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 218, + 87, + 387, + 147 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 218, + 87, + 387, + 147 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 218, + 87, + 387, + 147 + ], + "spans": [ + { + "bbox": [ + 218, + 87, + 387, + 147 + ], + "score": 0.944, + "type": "image", + "image_path": "2ff77a80cae73f9ec07c52cbe8d89e4308ff7516b5e4c9d5205601c00b54ddd2.jpg" + } + ] + } + ], + "index": 1.5, + "virtual_lines": [ + { + "bbox": [ + 218, + 87, + 387, + 102.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 218, + 102.0, + 387, + 117.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 218, + 117.0, + 387, + 132.0 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 218, + 132.0, + 387, + 147.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 202, + 162, + 408, + 174 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 201, + 160, + 410, + 176 + ], + "spans": [ + { + "bbox": [ + 201, + 160, + 410, + 176 + ], + "score": 1.0, + "content": "Figure 5: Fine-tuning for an immovable red square.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + } + ], + "index": 2.75 + }, + { + "type": "title", + "bbox": [ + 108, + 195, + 271, + 206 + ], + "lines": [ + { + "bbox": [ + 106, + 194, + 272, + 208 + ], + "spans": [ + { + "bbox": [ + 106, + 194, + 272, + 208 + ], + "score": 1.0, + "content": "3.4 GRIDLU-ARRANGEMENTS TASK", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5 + }, + { + "type": "text", + "bbox": [ + 106, + 215, + 505, + 391 + ], + "lines": [ + { + "bbox": [ + 106, + 216, + 506, + 228 + ], + "spans": [ + { + "bbox": [ + 106, + 216, + 506, + 228 + ], + "score": 1.0, + "content": "The experiments thus far demonstrate that even without directly using the reward function AGILE-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 226, + 506, + 240 + ], + "spans": [ + { + "bbox": [ + 105, + 226, + 506, + 240 + ], + "score": 1.0, + "content": "A3C performs comparably to its pure A3C counter-part. However, the principal motivation for", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 238, + 505, + 250 + ], + "spans": [ + { + "bbox": [ + 106, + 238, + 505, + 250 + ], + "score": 1.0, + "content": "the AGILE framework is to avoid programming the reward function. To model this setting more", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 248, + 506, + 260 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 506, + 260 + ], + "score": 1.0, + "content": "explicitly, we developed the task GridLU-Arrangements, in which each instruction is associated", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 260, + 505, + 271 + ], + "spans": [ + { + "bbox": [ + 106, + 260, + 505, + 271 + ], + "score": 1.0, + "content": "with multiple viable goal-states that share some (more abstract) common form. The complete set of", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 271, + 505, + 283 + ], + "spans": [ + { + "bbox": [ + 105, + 271, + 505, + 283 + ], + "score": 1.0, + "content": "instructions and forms is illustrated in Figure 3. To get training data, we built a generator to produce", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 282, + 505, + 294 + ], + "spans": [ + { + "bbox": [ + 106, + 282, + 505, + 294 + ], + "score": 1.0, + "content": "random instantiations (i.e. any translation, rotation, reflection or color mapping of the illustrated", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 293, + 505, + 305 + ], + "spans": [ + { + "bbox": [ + 106, + 293, + 505, + 305 + ], + "score": 1.0, + "content": "forms) of these goal-state classes, as positive examples for the reward model. In the real world, this", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 304, + 505, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 304, + 505, + 316 + ], + "score": 1.0, + "content": "process of generating goal-states could be replaced by finding, or having humans annotate, labelled", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 315, + 506, + 327 + ], + "spans": [ + { + "bbox": [ + 106, + 315, + 506, + 327 + ], + "score": 1.0, + "content": "images. In total, there are 36 possible instructions in GridLU-Arrangements, which together refer", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 324, + 506, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 506, + 339 + ], + "score": 1.0, + "content": "to a total of 390 million correct goal-states (see Appendix F for details). Despite this enormous", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 336, + 506, + 349 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 506, + 349 + ], + "score": 1.0, + "content": "space of potentially correct goal-states, we found that for good performance it was necessary to train", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 347, + 505, + 359 + ], + "spans": [ + { + "bbox": [ + 106, + 347, + 245, + 359 + ], + "score": 1.0, + "content": "AGILE on only 100,000 (less than", + "type": "text" + }, + { + "bbox": [ + 245, + 347, + 267, + 358 + ], + "score": 0.85, + "content": "0 . 3 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 347, + 505, + 359 + ], + "score": 1.0, + "content": ") of these goal-states, sampled from the same distribution as", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 357, + 506, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 506, + 372 + ], + "score": 1.0, + "content": "observed in the episodes. To replicate the conditions of a potential AGILE application as close as", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 370, + 505, + 382 + ], + "spans": [ + { + "bbox": [ + 106, + 370, + 505, + 382 + ], + "score": 1.0, + "content": "possible, we did not write a reward function for GridLU-Arrangements (even though it would have", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 380, + 411, + 393 + ], + "spans": [ + { + "bbox": [ + 106, + 380, + 411, + 393 + ], + "score": 1.0, + "content": "been theoretically possible), and instead carried out all evaluation manually.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 13.5, + "bbox_fs": [ + 105, + 216, + 506, + 393 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 397, + 505, + 562 + ], + "lines": [ + { + "bbox": [ + 106, + 397, + 506, + 410 + ], + "spans": [ + { + "bbox": [ + 106, + 397, + 506, + 410 + ], + "score": 1.0, + "content": "The training regime for GridLU-Arrangements involved two classes of episodes (and instructions).", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 408, + 505, + 420 + ], + "spans": [ + { + "bbox": [ + 106, + 408, + 505, + 420 + ], + "score": 1.0, + "content": "Half of the episodes began with four square blocks (all of the same color), and the agent, in random", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 419, + 505, + 431 + ], + "spans": [ + { + "bbox": [ + 106, + 419, + 505, + 431 + ], + "score": 1.0, + "content": "unique positions, and an instruction sampled uniformly from the list of possible arrangement words. In", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 430, + 506, + 443 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 506, + 443 + ], + "score": 1.0, + "content": "the other half of the episodes, four square blocks of one color and four square blocks of a different color", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 441, + 505, + 454 + ], + "spans": [ + { + "bbox": [ + 106, + 441, + 505, + 454 + ], + "score": 1.0, + "content": "were initially each positioned randomly. The instruction in these episodes specified one of the two", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 452, + 505, + 464 + ], + "spans": [ + { + "bbox": [ + 106, + 452, + 505, + 464 + ], + "score": 1.0, + "content": "colors together with an arrangement word. We trained policies and reward models using AGILE with", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 462, + 505, + 475 + ], + "spans": [ + { + "bbox": [ + 105, + 462, + 505, + 475 + ], + "score": 1.0, + "content": "10 different seeds for each level, and selected the best pair based on how well the policy maximised", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 104, + 472, + 506, + 488 + ], + "spans": [ + { + "bbox": [ + 104, + 472, + 506, + 488 + ], + "score": 1.0, + "content": "modelled reward. We then manually assessed the final state of each of 200 evaluation episodes, using", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 485, + 506, + 496 + ], + "spans": [ + { + "bbox": [ + 106, + 485, + 506, + 496 + ], + "score": 1.0, + "content": "human judgement that the correct shape has been produced as success criterion to evaluate AGILE.", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 495, + 506, + 508 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 330, + 508 + ], + "score": 1.0, + "content": "We found that the agent made the correct arrangement in", + "type": "text" + }, + { + "bbox": [ + 330, + 496, + 350, + 506 + ], + "score": 0.87, + "content": "58 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 495, + 506, + 508 + ], + "score": 1.0, + "content": "of the episodes. The failure cases were", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 506, + 505, + 519 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 505, + 519 + ], + "score": 1.0, + "content": "almost always in the episodes involving eight blocks1. In these cases, the AGILE agent tended towards", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 518, + 505, + 530 + ], + "spans": [ + { + "bbox": [ + 106, + 518, + 505, + 530 + ], + "score": 1.0, + "content": "building the correct arrangement, but was impeded by the randomly positioned non-target-color", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 528, + 505, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 505, + 541 + ], + "score": 1.0, + "content": "blocks and could not recover. Nonetheless, these scores, and the compelling behaviour observed in the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 540, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 106, + 540, + 314, + 552 + ], + "score": 1.0, + "content": "video (https://www.youtube.com/watch?", + "type": "text" + }, + { + "bbox": [ + 315, + 541, + 333, + 550 + ], + "score": 0.32, + "content": "\\scriptstyle \\mathtt { V } = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 540, + 505, + 552 + ], + "score": 1.0, + "content": "7S-x3MkEoQ), demonstrate the potential", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 550, + 472, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 472, + 563 + ], + "score": 1.0, + "content": "of AGILE for teaching agents to execute semantically vague or underspecified instructions.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 29, + "bbox_fs": [ + 104, + 397, + 506, + 563 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 578, + 210, + 590 + ], + "lines": [ + { + "bbox": [ + 105, + 577, + 213, + 592 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 213, + 592 + ], + "score": 1.0, + "content": "4 RELATED WORK", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 106, + 603, + 506, + 713 + ], + "lines": [ + { + "bbox": [ + 105, + 603, + 505, + 615 + ], + "spans": [ + { + "bbox": [ + 105, + 603, + 505, + 615 + ], + "score": 1.0, + "content": "Learning to follow language instructions has been approached in many different ways, for example", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 613, + 506, + 626 + ], + "spans": [ + { + "bbox": [ + 105, + 613, + 506, + 626 + ], + "score": 1.0, + "content": "by reinforcement learning using a reward function programmed by a system designer. Janner et al.", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 624, + 507, + 637 + ], + "spans": [ + { + "bbox": [ + 106, + 624, + 507, + 637 + ], + "score": 1.0, + "content": "(2017); Oh et al. (2017); Hermann et al. (2017); Chaplot et al. (2018); Denil et al. (2017); Yu et al.", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 635, + 506, + 649 + ], + "spans": [ + { + "bbox": [ + 105, + 635, + 506, + 649 + ], + "score": 1.0, + "content": "(2018) consider instruction-following in 2D or 3D environments and reward the agent for arriving at", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 647, + 505, + 659 + ], + "spans": [ + { + "bbox": [ + 106, + 647, + 505, + 659 + ], + "score": 1.0, + "content": "the correct location or object. Janner et al. (2017) and Misra et al. (2017) train RL agents to produce", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 657, + 506, + 670 + ], + "spans": [ + { + "bbox": [ + 105, + 657, + 506, + 670 + ], + "score": 1.0, + "content": "goal-states given instructions. As discussed, these approaches are constrained by the difficulty of", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 668, + 506, + 681 + ], + "spans": [ + { + "bbox": [ + 105, + 668, + 506, + 681 + ], + "score": 1.0, + "content": "programming language-related reward functions, a task that requires an programming expert, detailed", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 679, + 506, + 692 + ], + "spans": [ + { + "bbox": [ + 105, + 679, + 506, + 692 + ], + "score": 1.0, + "content": "access to the state of the environment and hard choices above how language should map to the world.", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 690, + 506, + 703 + ], + "spans": [ + { + "bbox": [ + 106, + 690, + 506, + 703 + ], + "score": 1.0, + "content": "Agents can be trained to follow instructions using complete demonstrations, that is sequences of", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 702, + 389, + 714 + ], + "spans": [ + { + "bbox": [ + 106, + 702, + 389, + 714 + ], + "score": 1.0, + "content": "correct actions describing instruction execution for given initial states.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 42.5, + "bbox_fs": [ + 105, + 603, + 507, + 714 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 225 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 94 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 94 + ], + "score": 1.0, + "content": "Chen & Mooney (2011); Artzi & Zettlemoyer (2013) train semantic parsers to produce a formal", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 505, + 106 + ], + "score": 1.0, + "content": "representation of the query that when fed to a predefined execution model matches exactly the", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 104, + 102, + 506, + 118 + ], + "spans": [ + { + "bbox": [ + 104, + 102, + 506, + 118 + ], + "score": 1.0, + "content": "sequence of actions from the demonstration. Andreas & Klein (2015); Mei et al. (2016) sidestep", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 506, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 506, + 128 + ], + "score": 1.0, + "content": "the intermediate formal representation and train a Conditional Random Field (CRF) and a sequence-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 505, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 505, + 139 + ], + "score": 1.0, + "content": "to-sequence neural model respectively to directly predict the actions from the demonstrations. A", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 137, + 505, + 149 + ], + "spans": [ + { + "bbox": [ + 106, + 137, + 505, + 149 + ], + "score": 1.0, + "content": "underlying assumption behind all these approaches is that the agent and the demonstrator share the", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 149, + 505, + 160 + ], + "spans": [ + { + "bbox": [ + 106, + 149, + 505, + 160 + ], + "score": 1.0, + "content": "same actuation model, which might not always be the case. In the case of navigational instructions", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 160, + 505, + 171 + ], + "spans": [ + { + "bbox": [ + 106, + 160, + 505, + 171 + ], + "score": 1.0, + "content": "the trajectories of the agent and the demonstrators can sometimes be compared without relying on", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 170, + 505, + 183 + ], + "spans": [ + { + "bbox": [ + 106, + 170, + 505, + 183 + ], + "score": 1.0, + "content": "the actions, like e.g. Vogel & Jurafsky (2010), but for other types of instructions such a hard-coded", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 180, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 180, + 505, + 194 + ], + "score": 1.0, + "content": "comparison may be infeasible. Tellex et al. (2011) train a log-linear model to map instruction", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 192, + 505, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 192, + 505, + 204 + ], + "score": 1.0, + "content": "constituents into their groundings, which can be objects, places, state sequences, etc. Their approach", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 203, + 505, + 215 + ], + "spans": [ + { + "bbox": [ + 106, + 203, + 505, + 215 + ], + "score": 1.0, + "content": "requires access to a structured representation of the world environment as well as intermediate", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 214, + 279, + 226 + ], + "spans": [ + { + "bbox": [ + 105, + 214, + 279, + 226 + ], + "score": 1.0, + "content": "supervision for grounding the constituents.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 106, + 231, + 505, + 396 + ], + "lines": [ + { + "bbox": [ + 106, + 231, + 505, + 243 + ], + "spans": [ + { + "bbox": [ + 106, + 231, + 505, + 243 + ], + "score": 1.0, + "content": "Our work can be categorized as apprenticeship (imitation) learning, which studies learning to", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 242, + 505, + 254 + ], + "spans": [ + { + "bbox": [ + 106, + 242, + 505, + 254 + ], + "score": 1.0, + "content": "perform tasks from demonstrations and feedback. Many approaches to apprenticeship learning are", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 253, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 505, + 264 + ], + "score": 1.0, + "content": "variants of inverse reinforcement learning (IRL), which aims to recover a reward function from", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 263, + 506, + 275 + ], + "spans": [ + { + "bbox": [ + 105, + 263, + 506, + 275 + ], + "score": 1.0, + "content": "expert demonstrations (Abbeel & Ng, 2004; Ziebart et al., 2008). As stated at the end of Section 2,", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 274, + 506, + 287 + ], + "spans": [ + { + "bbox": [ + 106, + 274, + 506, + 287 + ], + "score": 1.0, + "content": "the method most closely related to AGILE is the GAIL algorithm from the IRL family (Ho &", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 285, + 506, + 298 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 506, + 298 + ], + "score": 1.0, + "content": "Ermon, 2016). There have been earlier attempts to use IRL-style methods for instruction following", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 295, + 506, + 309 + ], + "spans": [ + { + "bbox": [ + 105, + 295, + 506, + 309 + ], + "score": 1.0, + "content": "(MacGlashan et al., 2015; Williams et al., 2018), but unlike AGILE, they relied on the availability of", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 307, + 506, + 319 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 506, + 319 + ], + "score": 1.0, + "content": "a formal reward specification language. To our knowledge, ours and the concurrent work by Fu et al.", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 318, + 506, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 506, + 331 + ], + "score": 1.0, + "content": "(2018) are the first works to showcase learning reward models for instructions from pixels directly.", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 329, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 106, + 329, + 505, + 342 + ], + "score": 1.0, + "content": "Besides IRL-style approaches, other apprenticeship learning methods involve training a policy (Knox", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 340, + 506, + 353 + ], + "spans": [ + { + "bbox": [ + 106, + 340, + 506, + 353 + ], + "score": 1.0, + "content": "& Stone, 2009; Warnell et al., 2017) or a reward function (Wilson et al., 2012; Christiano et al., 2017)", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 351, + 505, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 351, + 505, + 363 + ], + "score": 1.0, + "content": "directly from human feedback. Several recent imitation learning works consider using goal-states", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 362, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 106, + 362, + 505, + 375 + ], + "score": 1.0, + "content": "directly for defining the task (Ganin et al., 2018; Pathak et al., 2018). AGILE differs from these", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 373, + 506, + 385 + ], + "spans": [ + { + "bbox": [ + 106, + 373, + 506, + 385 + ], + "score": 1.0, + "content": "approaches in that goal-states are only used to train the reward module, which we show generalises to", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 385, + 459, + 396 + ], + "spans": [ + { + "bbox": [ + 106, + 385, + 459, + 396 + ], + "score": 1.0, + "content": "new environment configurations or instructions, relative to those seen in the expert data.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 20 + }, + { + "type": "title", + "bbox": [ + 107, + 417, + 190, + 430 + ], + "lines": [ + { + "bbox": [ + 105, + 416, + 192, + 433 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 192, + 433 + ], + "score": 1.0, + "content": "5 DISCUSSION", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 107, + 445, + 505, + 545 + ], + "lines": [ + { + "bbox": [ + 106, + 446, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 106, + 446, + 505, + 457 + ], + "score": 1.0, + "content": "We have proposed AGILE, a framework for training instruction-conditional RL agents using rewards", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 456, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 505, + 469 + ], + "score": 1.0, + "content": "from learned reward models, which are jointly trained from data provided by both experts and the", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 467, + 506, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 506, + 480 + ], + "score": 1.0, + "content": "agent being trained, rather than reward provided by an instruction interpreter within the environment.", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 478, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 478, + 505, + 491 + ], + "score": 1.0, + "content": "This opens up new possibilities for training language-aware agents: in the real world, and even in", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 488, + 506, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 488, + 506, + 502 + ], + "score": 1.0, + "content": "rich simulated environments (Brodeur et al., 2017; Wu et al., 2018), acquiring such data via human", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 500, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 505, + 513 + ], + "score": 1.0, + "content": "annotation would often be much more viable than defining and implementing reward functions", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 511, + 506, + 525 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 506, + 525 + ], + "score": 1.0, + "content": "programmatically. Indeed, programming rewards to teach robust and general instruction-following", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 522, + 505, + 535 + ], + "spans": [ + { + "bbox": [ + 106, + 522, + 505, + 535 + ], + "score": 1.0, + "content": "may ultimately be as challenging as writing a program to interpret language directly, an endeavour", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 533, + 497, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 533, + 497, + 546 + ], + "score": 1.0, + "content": "that is notoriously laborious (Winograd, 1971), and some say, ultimately futile (Winograd, 1972).", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 33 + }, + { + "type": "text", + "bbox": [ + 107, + 550, + 505, + 660 + ], + "lines": [ + { + "bbox": [ + 105, + 549, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 506, + 563 + ], + "score": 1.0, + "content": "As well as a means to learn from a potentially more prevalent form of data, our experiments", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 561, + 506, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 506, + 574 + ], + "score": 1.0, + "content": "demonstrate that policies trained in the AGILE framework perform comparably with and can learn as", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 573, + 505, + 584 + ], + "spans": [ + { + "bbox": [ + 106, + 573, + 505, + 584 + ], + "score": 1.0, + "content": "fast as those trained against ground-truth reward and additional auxiliary tasks. Our analysis of the", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 583, + 506, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 506, + 595 + ], + "score": 1.0, + "content": "reward model’s classifications gives a sense of how this is possible; the false positive decisions that it", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 594, + 506, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 506, + 607 + ], + "score": 1.0, + "content": "makes early in the training help the policy to start learning. The fact that AGILEs objective attenuates", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 605, + 506, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 506, + 617 + ], + "score": 1.0, + "content": "learning issues due to the sparsity of reward states within episodes in a manner similar to reward", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 615, + 504, + 630 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 488, + 630 + ], + "score": 1.0, + "content": "prediction suggests that the reward model within AGILE learns some form of shaped reward", + "type": "text" + }, + { + "bbox": [ + 489, + 616, + 504, + 627 + ], + "score": 0.62, + "content": "( \\mathrm { N g }", + "type": "inline_equation" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 627, + 506, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 506, + 639 + ], + "score": 1.0, + "content": "et al., 1999), and could serve not only in the cases where a reward function need to be learned in the", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 639, + 504, + 650 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 504, + 650 + ], + "score": 1.0, + "content": "absence of true reward, but also in cases where environment reward is defined but sparse. As these", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 649, + 502, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 502, + 661 + ], + "score": 1.0, + "content": "cases are not the focus of this study, we note this here, but leave such investigation for future work.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 42.5 + }, + { + "type": "text", + "bbox": [ + 107, + 666, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 665, + 505, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 505, + 678 + ], + "score": 1.0, + "content": "As the policy improves, false negatives can cause the reward model accuracy to deteriorate. We", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 677, + 505, + 688 + ], + "spans": [ + { + "bbox": [ + 106, + 677, + 505, + 688 + ], + "score": 1.0, + "content": "determined a simple method to mitigate this, however, leading to robust training that is comparable", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "to RL with reward prediction and unlimited access to a perfect reward function. Another attractive", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 104, + 698, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 104, + 698, + 506, + 711 + ], + "score": 1.0, + "content": "aspect of AGILE is that learning “what should be done” and “how it should be done” is performed", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "by two different model components. Our experiments confirm that the “what” kind of knowledge", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 720, + 507, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 507, + 734 + ], + "score": 1.0, + "content": "generalizes better to new environments. When the dynamics of the environment changed at test time,", + "type": "text" + } + ], + "index": 53 + } + ], + "index": 50.5 + } + ], + "page_idx": 8, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "9", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 225 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 94 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 94 + ], + "score": 1.0, + "content": "Chen & Mooney (2011); Artzi & Zettlemoyer (2013) train semantic parsers to produce a formal", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 505, + 106 + ], + "score": 1.0, + "content": "representation of the query that when fed to a predefined execution model matches exactly the", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 104, + 102, + 506, + 118 + ], + "spans": [ + { + "bbox": [ + 104, + 102, + 506, + 118 + ], + "score": 1.0, + "content": "sequence of actions from the demonstration. Andreas & Klein (2015); Mei et al. (2016) sidestep", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 506, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 506, + 128 + ], + "score": 1.0, + "content": "the intermediate formal representation and train a Conditional Random Field (CRF) and a sequence-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 505, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 505, + 139 + ], + "score": 1.0, + "content": "to-sequence neural model respectively to directly predict the actions from the demonstrations. A", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 137, + 505, + 149 + ], + "spans": [ + { + "bbox": [ + 106, + 137, + 505, + 149 + ], + "score": 1.0, + "content": "underlying assumption behind all these approaches is that the agent and the demonstrator share the", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 149, + 505, + 160 + ], + "spans": [ + { + "bbox": [ + 106, + 149, + 505, + 160 + ], + "score": 1.0, + "content": "same actuation model, which might not always be the case. In the case of navigational instructions", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 160, + 505, + 171 + ], + "spans": [ + { + "bbox": [ + 106, + 160, + 505, + 171 + ], + "score": 1.0, + "content": "the trajectories of the agent and the demonstrators can sometimes be compared without relying on", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 170, + 505, + 183 + ], + "spans": [ + { + "bbox": [ + 106, + 170, + 505, + 183 + ], + "score": 1.0, + "content": "the actions, like e.g. Vogel & Jurafsky (2010), but for other types of instructions such a hard-coded", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 180, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 180, + 505, + 194 + ], + "score": 1.0, + "content": "comparison may be infeasible. Tellex et al. (2011) train a log-linear model to map instruction", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 192, + 505, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 192, + 505, + 204 + ], + "score": 1.0, + "content": "constituents into their groundings, which can be objects, places, state sequences, etc. Their approach", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 203, + 505, + 215 + ], + "spans": [ + { + "bbox": [ + 106, + 203, + 505, + 215 + ], + "score": 1.0, + "content": "requires access to a structured representation of the world environment as well as intermediate", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 214, + 279, + 226 + ], + "spans": [ + { + "bbox": [ + 105, + 214, + 279, + 226 + ], + "score": 1.0, + "content": "supervision for grounding the constituents.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 6, + "bbox_fs": [ + 104, + 82, + 506, + 226 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 231, + 505, + 396 + ], + "lines": [ + { + "bbox": [ + 106, + 231, + 505, + 243 + ], + "spans": [ + { + "bbox": [ + 106, + 231, + 505, + 243 + ], + "score": 1.0, + "content": "Our work can be categorized as apprenticeship (imitation) learning, which studies learning to", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 242, + 505, + 254 + ], + "spans": [ + { + "bbox": [ + 106, + 242, + 505, + 254 + ], + "score": 1.0, + "content": "perform tasks from demonstrations and feedback. Many approaches to apprenticeship learning are", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 253, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 505, + 264 + ], + "score": 1.0, + "content": "variants of inverse reinforcement learning (IRL), which aims to recover a reward function from", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 263, + 506, + 275 + ], + "spans": [ + { + "bbox": [ + 105, + 263, + 506, + 275 + ], + "score": 1.0, + "content": "expert demonstrations (Abbeel & Ng, 2004; Ziebart et al., 2008). As stated at the end of Section 2,", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 274, + 506, + 287 + ], + "spans": [ + { + "bbox": [ + 106, + 274, + 506, + 287 + ], + "score": 1.0, + "content": "the method most closely related to AGILE is the GAIL algorithm from the IRL family (Ho &", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 285, + 506, + 298 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 506, + 298 + ], + "score": 1.0, + "content": "Ermon, 2016). There have been earlier attempts to use IRL-style methods for instruction following", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 295, + 506, + 309 + ], + "spans": [ + { + "bbox": [ + 105, + 295, + 506, + 309 + ], + "score": 1.0, + "content": "(MacGlashan et al., 2015; Williams et al., 2018), but unlike AGILE, they relied on the availability of", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 307, + 506, + 319 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 506, + 319 + ], + "score": 1.0, + "content": "a formal reward specification language. To our knowledge, ours and the concurrent work by Fu et al.", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 318, + 506, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 506, + 331 + ], + "score": 1.0, + "content": "(2018) are the first works to showcase learning reward models for instructions from pixels directly.", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 329, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 106, + 329, + 505, + 342 + ], + "score": 1.0, + "content": "Besides IRL-style approaches, other apprenticeship learning methods involve training a policy (Knox", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 340, + 506, + 353 + ], + "spans": [ + { + "bbox": [ + 106, + 340, + 506, + 353 + ], + "score": 1.0, + "content": "& Stone, 2009; Warnell et al., 2017) or a reward function (Wilson et al., 2012; Christiano et al., 2017)", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 351, + 505, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 351, + 505, + 363 + ], + "score": 1.0, + "content": "directly from human feedback. Several recent imitation learning works consider using goal-states", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 362, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 106, + 362, + 505, + 375 + ], + "score": 1.0, + "content": "directly for defining the task (Ganin et al., 2018; Pathak et al., 2018). AGILE differs from these", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 373, + 506, + 385 + ], + "spans": [ + { + "bbox": [ + 106, + 373, + 506, + 385 + ], + "score": 1.0, + "content": "approaches in that goal-states are only used to train the reward module, which we show generalises to", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 385, + 459, + 396 + ], + "spans": [ + { + "bbox": [ + 106, + 385, + 459, + 396 + ], + "score": 1.0, + "content": "new environment configurations or instructions, relative to those seen in the expert data.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 20, + "bbox_fs": [ + 105, + 231, + 506, + 396 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 417, + 190, + 430 + ], + "lines": [ + { + "bbox": [ + 105, + 416, + 192, + 433 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 192, + 433 + ], + "score": 1.0, + "content": "5 DISCUSSION", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 107, + 445, + 505, + 545 + ], + "lines": [ + { + "bbox": [ + 106, + 446, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 106, + 446, + 505, + 457 + ], + "score": 1.0, + "content": "We have proposed AGILE, a framework for training instruction-conditional RL agents using rewards", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 456, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 505, + 469 + ], + "score": 1.0, + "content": "from learned reward models, which are jointly trained from data provided by both experts and the", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 467, + 506, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 506, + 480 + ], + "score": 1.0, + "content": "agent being trained, rather than reward provided by an instruction interpreter within the environment.", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 478, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 478, + 505, + 491 + ], + "score": 1.0, + "content": "This opens up new possibilities for training language-aware agents: in the real world, and even in", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 488, + 506, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 488, + 506, + 502 + ], + "score": 1.0, + "content": "rich simulated environments (Brodeur et al., 2017; Wu et al., 2018), acquiring such data via human", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 500, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 505, + 513 + ], + "score": 1.0, + "content": "annotation would often be much more viable than defining and implementing reward functions", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 511, + 506, + 525 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 506, + 525 + ], + "score": 1.0, + "content": "programmatically. Indeed, programming rewards to teach robust and general instruction-following", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 522, + 505, + 535 + ], + "spans": [ + { + "bbox": [ + 106, + 522, + 505, + 535 + ], + "score": 1.0, + "content": "may ultimately be as challenging as writing a program to interpret language directly, an endeavour", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 533, + 497, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 533, + 497, + 546 + ], + "score": 1.0, + "content": "that is notoriously laborious (Winograd, 1971), and some say, ultimately futile (Winograd, 1972).", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 33, + "bbox_fs": [ + 105, + 446, + 506, + 546 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 550, + 505, + 660 + ], + "lines": [ + { + "bbox": [ + 105, + 549, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 506, + 563 + ], + "score": 1.0, + "content": "As well as a means to learn from a potentially more prevalent form of data, our experiments", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 561, + 506, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 506, + 574 + ], + "score": 1.0, + "content": "demonstrate that policies trained in the AGILE framework perform comparably with and can learn as", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 573, + 505, + 584 + ], + "spans": [ + { + "bbox": [ + 106, + 573, + 505, + 584 + ], + "score": 1.0, + "content": "fast as those trained against ground-truth reward and additional auxiliary tasks. Our analysis of the", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 583, + 506, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 506, + 595 + ], + "score": 1.0, + "content": "reward model’s classifications gives a sense of how this is possible; the false positive decisions that it", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 594, + 506, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 506, + 607 + ], + "score": 1.0, + "content": "makes early in the training help the policy to start learning. The fact that AGILEs objective attenuates", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 605, + 506, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 506, + 617 + ], + "score": 1.0, + "content": "learning issues due to the sparsity of reward states within episodes in a manner similar to reward", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 615, + 504, + 630 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 488, + 630 + ], + "score": 1.0, + "content": "prediction suggests that the reward model within AGILE learns some form of shaped reward", + "type": "text" + }, + { + "bbox": [ + 489, + 616, + 504, + 627 + ], + "score": 0.62, + "content": "( \\mathrm { N g }", + "type": "inline_equation" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 627, + 506, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 506, + 639 + ], + "score": 1.0, + "content": "et al., 1999), and could serve not only in the cases where a reward function need to be learned in the", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 639, + 504, + 650 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 504, + 650 + ], + "score": 1.0, + "content": "absence of true reward, but also in cases where environment reward is defined but sparse. As these", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 649, + 502, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 502, + 661 + ], + "score": 1.0, + "content": "cases are not the focus of this study, we note this here, but leave such investigation for future work.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 42.5, + "bbox_fs": [ + 105, + 549, + 506, + 661 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 666, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 665, + 505, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 505, + 678 + ], + "score": 1.0, + "content": "As the policy improves, false negatives can cause the reward model accuracy to deteriorate. We", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 677, + 505, + 688 + ], + "spans": [ + { + "bbox": [ + 106, + 677, + 505, + 688 + ], + "score": 1.0, + "content": "determined a simple method to mitigate this, however, leading to robust training that is comparable", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "to RL with reward prediction and unlimited access to a perfect reward function. Another attractive", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 104, + 698, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 104, + 698, + 506, + 711 + ], + "score": 1.0, + "content": "aspect of AGILE is that learning “what should be done” and “how it should be done” is performed", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "by two different model components. Our experiments confirm that the “what” kind of knowledge", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 720, + 507, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 507, + 734 + ], + "score": 1.0, + "content": "generalizes better to new environments. When the dynamics of the environment changed at test time,", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 106, + 82, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 96 + ], + "score": 1.0, + "content": "fine-tuning using frozen reward model allowed to the policy recover some of its original capability in", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 92, + 172, + 108 + ], + "spans": [ + { + "bbox": [ + 105, + 92, + 172, + 108 + ], + "score": 1.0, + "content": "the new setting.", + "type": "text", + "cross_page": true + } + ], + "index": 1 + } + ], + "index": 50.5, + "bbox_fs": [ + 104, + 665, + 507, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 105 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 96 + ], + "score": 1.0, + "content": "fine-tuning using frozen reward model allowed to the policy recover some of its original capability in", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 92, + 172, + 108 + ], + "spans": [ + { + "bbox": [ + 105, + 92, + 172, + 108 + ], + "score": 1.0, + "content": "the new setting.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 107, + 110, + 505, + 241 + ], + "lines": [ + { + "bbox": [ + 105, + 109, + 506, + 123 + ], + "spans": [ + { + "bbox": [ + 105, + 109, + 506, + 123 + ], + "score": 1.0, + "content": "While there is a large gap to be closed between the sort of tasks and language experimented with in this", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 121, + 507, + 135 + ], + "spans": [ + { + "bbox": [ + 105, + 121, + 507, + 135 + ], + "score": 1.0, + "content": "paper and those which might be presented in “real world” situations or more complex environments,", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "score": 1.0, + "content": "our results provide an encouraging first step in this direction. Indeed, it is interesting to consider how", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 143, + 505, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 143, + 505, + 156 + ], + "score": 1.0, + "content": "AGILE could be applied to more realistic learning settings, for instance involving first-person vision", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "score": 1.0, + "content": "of 3D environments. 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(2014). We linearly rescaled the policy’s rewards to the", + "type": "text" + }, + { + "bbox": [ + 408, + 671, + 437, + 682 + ], + "score": 0.34, + "content": "[ 0 ; 0 . 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 670, + 505, + 683 + ], + "score": 1.0, + "content": "interval for both", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 681, + 505, + 694 + ], + "spans": [ + { + "bbox": [ + 105, + 681, + 505, + 694 + ], + "score": 1.0, + "content": "RL and AGILE. 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GroupHyperparameterPolicy TDiscriminator DΦ
RMSProplearning rate0.00030.0005
decay0.990.9
E0.110-10
grad. norm threshold4025
batch size1256
RLrollout length15
episode length30
discount0.99
reward scale0.1
baseline cost1.0
reward prediction cost (when used)1.0
reward prediction batch size4
num. workers training πθ151
AGILEsize of replay buffer B100000
num. workers training D1
Regularizationentropy weight α0.01
max.column norm1
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GroupHyperparameterPolicy TDiscriminator DΦ
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\\mathrm { { o b j } } >", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 192, + 506, + 204 + ], + "score": 1.0, + "content": ", so there are 150", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 203, + 506, + 216 + ], + "spans": [ + { + "bbox": [ + 106, + 203, + 506, + 216 + ], + "score": 1.0, + "content": "unique possibilities to expand and 840 unique possibilities to ex-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 213, + 506, + 227 + ], + "spans": [ + { + "bbox": [ + 105, + 213, + 506, + 227 + ], + "score": 1.0, + "content": "pand (not counting the exceptions mentioned above). Hence", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 226, + 505, + 237 + ], + "spans": [ + { + "bbox": [ + 106, + 226, + 505, + 237 + ], + "score": 1.0, + "content": "there are 990 unique instructions in total. However, several syntactically different instructions", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 236, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 106, + 236, + 505, + 248 + ], + "score": 1.0, + "content": "can be semantically equivalent, such as EastFrom(AGENT, Shape(rect, SCENE)) and", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 247, + 321, + 258 + ], + "spans": [ + { + "bbox": [ + 106, + 247, + 321, + 258 + ], + "score": 1.0, + "content": "WestFrom(Shape(rect, SCENE), AGENT).", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 9.5 + }, + { + "type": "text", + "bbox": [ + 107, + 263, + 505, + 330 + ], + "lines": [ + { + "bbox": [ + 105, + 264, + 507, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 264, + 507, + 277 + ], + "score": 1.0, + "content": "Every instruction partially specifies what kind of objects need to be available in the environment.", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 275, + 506, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 275, + 506, + 288 + ], + "score": 1.0, + "content": "For go-to-instructions we generate one object and for bring-to-instructions we generate two objects", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 286, + 506, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 286, + 506, + 299 + ], + "score": 1.0, + "content": "according to this partial specification (unspecified shapes or colors are picked uniformly at random).", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 296, + 505, + 309 + ], + "spans": [ + { + "bbox": [ + 105, + 296, + 505, + 309 + ], + "score": 1.0, + "content": "Additionally, we generate one “distractor object”. This distractor object is drawn uniformly at random", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 307, + 505, + 321 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 505, + 321 + ], + "score": 1.0, + "content": "from the 9 possible objects. 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\\mathrm { { o b j } } >", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 192, + 506, + 204 + ], + "score": 1.0, + "content": ", so there are 150", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 203, + 506, + 216 + ], + "spans": [ + { + "bbox": [ + 106, + 203, + 506, + 216 + ], + "score": 1.0, + "content": "unique possibilities to expand and 840 unique possibilities to ex-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 213, + 506, + 227 + ], + "spans": [ + { + "bbox": [ + 105, + 213, + 506, + 227 + ], + "score": 1.0, + "content": "pand (not counting the exceptions mentioned above). Hence", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 226, + 505, + 237 + ], + "spans": [ + { + "bbox": [ + 106, + 226, + 505, + 237 + ], + "score": 1.0, + "content": "there are 990 unique instructions in total. However, several syntactically different instructions", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 236, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 106, + 236, + 505, + 248 + ], + "score": 1.0, + "content": "can be semantically equivalent, such as EastFrom(AGENT, Shape(rect, SCENE)) and", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 247, + 321, + 258 + ], + "spans": [ + { + "bbox": [ + 106, + 247, + 321, + 258 + ], + "score": 1.0, + "content": "WestFrom(Shape(rect, SCENE), AGENT).", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 9.5, + "bbox_fs": [ + 105, + 192, + 506, + 258 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 263, + 505, + 330 + ], + "lines": [ + { + "bbox": [ + 105, + 264, + 507, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 264, + 507, + 277 + ], + "score": 1.0, + "content": "Every instruction partially specifies what kind of objects need to be available in the environment.", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 275, + 506, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 275, + 506, + 288 + ], + "score": 1.0, + "content": "For go-to-instructions we generate one object and for bring-to-instructions we generate two objects", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 286, + 506, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 286, + 506, + 299 + ], + "score": 1.0, + "content": "according to this partial specification (unspecified shapes or colors are picked uniformly at random).", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 296, + 505, + 309 + ], + "spans": [ + { + "bbox": [ + 105, + 296, + 505, + 309 + ], + "score": 1.0, + "content": "Additionally, we generate one “distractor object”. This distractor object is drawn uniformly at random", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 307, + 505, + 321 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 505, + 321 + ], + "score": 1.0, + "content": "from the 9 possible objects. All of these objects and the agent are each placed uniformly at random", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 318, + 249, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 249, + 331 + ], + "score": 1.0, + "content": "into one of 25 cells in the 5x5 grid.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 15.5, + "bbox_fs": [ + 105, + 264, + 507, + 331 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 335, + 505, + 390 + ], + "lines": [ + { + "bbox": [ + 106, + 335, + 504, + 347 + ], + "spans": [ + { + "bbox": [ + 106, + 335, + 504, + 347 + ], + "score": 1.0, + "content": "The instance generator does not sample an instruction uniformly at random from a list of all possible", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 345, + 506, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 345, + 506, + 360 + ], + "score": 1.0, + "content": "instructions. Instead, it generates the environment at the same time as the instruction according to", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 357, + 505, + 369 + ], + "spans": [ + { + "bbox": [ + 106, + 357, + 505, + 369 + ], + "score": 1.0, + "content": "the procedure above. Afterwards we impose two ‘sanity checks’: are any two objects in the same", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 368, + 505, + 380 + ], + "spans": [ + { + "bbox": [ + 106, + 368, + 505, + 380 + ], + "score": 1.0, + "content": "location or are they all identical? If any of these two checks fail, the instance is discarded and we", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 380, + 230, + 392 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 230, + 392 + ], + "score": 1.0, + "content": "start over with a new instance.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 21, + "bbox_fs": [ + 105, + 335, + 506, + 392 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 396, + 504, + 419 + ], + "lines": [ + { + "bbox": [ + 105, + 395, + 506, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 395, + 506, + 410 + ], + "score": 1.0, + "content": "Because of this rejection sampling technique, go-to-instructions are ultimately generated with ap-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 406, + 495, + 421 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 157, + 421 + ], + "score": 1.0, + "content": "proximately", + "type": "text" + }, + { + "bbox": [ + 157, + 407, + 177, + 418 + ], + "score": 0.87, + "content": "2 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 177, + 406, + 353, + 421 + ], + "score": 1.0, + "content": "probability even though they only represent", + "type": "text" + }, + { + "bbox": [ + 353, + 407, + 384, + 418 + ], + "score": 0.9, + "content": "\\approx 1 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 406, + 495, + 421 + ], + "score": 1.0, + "content": "of all possible instructions.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24.5, + "bbox_fs": [ + 105, + 395, + 506, + 421 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 424, + 505, + 471 + ], + "lines": [ + { + "bbox": [ + 105, + 424, + 506, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 448, + 438 + ], + "score": 1.0, + "content": "The number of different initial arrangements of three objects can be lower-bounded by", + "type": "text" + }, + { + "bbox": [ + 448, + 424, + 495, + 438 + ], + "score": 0.92, + "content": "{ \\binom { 9 } { 3 } } = 2 3 0 0", + "type": "inline_equation" + }, + { + "bbox": [ + 496, + 424, + 506, + 438 + ], + "score": 1.0, + "content": "if", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 437, + 505, + 450 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 408, + 450 + ], + "score": 1.0, + "content": "we disregard their permutation. Hence every bring-to-instruction has at least", + "type": "text" + }, + { + "bbox": [ + 408, + 438, + 505, + 448 + ], + "score": 0.88, + "content": "K = 2 3 0 0 \\cdot 9 \\approx 2 \\cdot 1 0 ^ { 4 }", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 449, + 505, + 460 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 505, + 460 + ], + "score": 1.0, + "content": "associated initial arrangements. Therefore the total number of task instances can be lower-bounded", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 459, + 389, + 472 + ], + "spans": [ + { + "bbox": [ + 105, + 459, + 126, + 472 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 126, + 459, + 207, + 470 + ], + "score": 0.9, + "content": "8 4 0 \\cdot K \\approx 1 . 7 \\cdot 1 \\bar { 0 } ^ { 7 }", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 459, + 389, + 472 + ], + "score": 1.0, + "content": ", disregarding the initial position of the agent.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 27.5, + "bbox_fs": [ + 105, + 424, + 506, + 472 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 484, + 261, + 496 + ], + "lines": [ + { + "bbox": [ + 105, + 484, + 262, + 497 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 262, + 497 + ], + "score": 1.0, + "content": "E.2 DISCRIMINATOR EVALUATION", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 107, + 505, + 505, + 539 + ], + "lines": [ + { + "bbox": [ + 106, + 505, + 505, + 518 + ], + "spans": [ + { + "bbox": [ + 106, + 505, + 505, + 518 + ], + "score": 1.0, + "content": "During the training on GridLU-Relations we compared the predictions of the discriminator with those", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 516, + 505, + 528 + ], + "spans": [ + { + "bbox": [ + 106, + 516, + 505, + 528 + ], + "score": 1.0, + "content": "of the ground-truth reward checker. 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Possible arrangementPossible colorsPossible agent positionsPossible distractor positionsPossible distractor colors
Arrangementpositions 163255985Total goal states 14,364,000
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Dline8325598527,182,000
Triangle483255985243,092,000
Circle9325598528,079,750
Eel483255985243,092,000
Snake483255985243,092,000
Connected20032559852179,550,000
Disconnected173255985215,261,750
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GroupHyperparameterPolicy TDiscriminator DΦ
RMSProplearning rate0.00030.0005
decay0.990.9
E0.110-10
grad. norm threshold4025
batch size1256
RLrollout length15
episode length30
discount0.99
reward scale0.1
baseline cost1.0
reward prediction cost (when used)1.0
reward prediction batch size4
num. workers training πθ151
AGILEsize of replay buffer B100000
num. workers training D1
Regularizationentropy weight α0.01
max.column norm1
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1, + "bbox": [ + 454, + 234, + 544, + 251 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "A common strategy in modern learning systems is to learn a representation which is useful for many tasks, a.k.a. representation learning. We study this strategy in the imitation learning setting for Markov decision processes (MDPs) where multiple experts’ trajectories are available. We formulate representation learning as a bi-level optimization problem where the “outer” optimization tries to learn the joint representation and the “inner” optimization encodes the imitation learning setup and tries to learn task-specific parameters. We instantiate this framework for the imitation learning settings of behavior cloning and observation-alone. Theoretically, we provably show using our framework that representation learning can reduce the sample complexity of imitation learning in both settings. We also provide proof-of-concept experiments to verify our theoretical findings. ", + "bbox": [ + 233, + 263, + 764, + 416 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 440, + 336, + 457 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Humans can often learn from experts quickly and with a few demonstrations and we would like our artificial agents to do the same. However, even for simple imitation learning tasks, the current state-of-the-art methods require thousand of demonstrations. Humans do not learn new skills from scratch. We can summarize learned skills, distill them and build a common ground, a.k.a, representation that is useful for learning future skills. Can we build an agent to do the same? ", + "bbox": [ + 174, + 470, + 823, + 541 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The current paper studies how to apply representation learning to imitation learning. Specifically, we want to build an agent that is able learn a representation from multiple experts’ demonstrations, where the experts aim to solve different Markov decision processes (MDPs) that share the same state and action spaces but can differ in the transition and reward functions. The agent can use this representation to reduce the number of demonstrations required for a new imitation learning task. While several methods have been proposed (Duan et al., 2017; Finn et al., 2017b; James et al., 2018) to build agents that can adapt quickly to new tasks, none of them, to our knowledge, give provable guarantees showing the benefit of using past experience. Furthermore, they do not focus on learning a representation. See Section 2 for more discussions. ", + "bbox": [ + 174, + 547, + 825, + 672 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In this paper, we propose a framework to formulate this problem and analyze the statistical gains of representation learning. The main idea is to use bi-level optimization formulation where the “outer” optimization tries to learn the joint representation and the “inner” optimization encodes the imitation learning setup and tries to learn task-specific parameters. In particular, the inner optimization is flexible enough to allow the agent to interact with the environment. This framework allows us to do a rigorous analysis to show provable benefits of representation learning for imitation learning. With this framework at hand, we make the following concrete contributions: ", + "bbox": [ + 173, + 681, + 825, + 777 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "• We first instantiate our framework in the setting where the agent can observe experts’ actions and tries to find a policy that matches the expert’s policy, a.k.a, behavior cloning. This setting can be viewed as a straightforward extension of multi-task representation learning for supervised learning (Maurer et al., 2016). We show in this setting that with sufficient number of experts (possibly optimizing for different reward functions), the agent can learn a representation that provably reduces the sample complexity for a new target imitation learning task. Next, we consider a more challenging setting where the agent cannot observe experts’ actions but only their states, a.k.a., the observation-alone setting. We set the inner optimization as a minmax problem inspired by Sun et al. (2019). Notably, this min-max problem requires the agent to interact with the environment to collect samples. We again show that with sufficient number of experts, the agent can learn a representation that provably reduces the sample complexity for a target task where the agent cannot observe actions from either source experts or the target expert. We conduct experiments to verify our theoretical insights by learning a representation from multiple tasks using our framework and testing it using both behavior cloning and policy optimization. In these settings, we observe that by learning representations the agent can learn a good policy with fewer samples than needed to learn a policy from scratch. ", + "bbox": [ + 173, + 785, + 825, + 924 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "", + "bbox": [ + 176, + 103, + 825, + 188 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The key contribution is to connect existing literature on multi-task representation learning that deals with supervised learning (Maurer et al., 2016) to single task imitation learning methods with guarantees (Syed & Schapire, 2010; Ross et al., 2011; Sun et al., 2019). To our knowledge, this is the first work showing such guarantees for general losses that are not necessarily convex. ", + "bbox": [ + 174, + 194, + 823, + 251 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 RELATED WORK ", + "text_level": 1, + "bbox": [ + 176, + 270, + 344, + 286 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Representation learning has shown its great power in various domains. See Bengio et al. (2013) for a survey. Theoretically, Maurer et al. (2016) gave analysis showing representation can provably reduce the sample complexity in the multi-task supervised learning setting. Recently, Arora et al. (2019) analyzed the benefit of representation learning via contrastive learning. These papers all build representations for the agent / learner. We remark that researchers also try to build representations about the environment / physical world (Wu et al., 2017). ", + "bbox": [ + 174, + 301, + 823, + 385 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Imitation learning can help with sample efficiency of many problems (Ross & Bagnell, 2010; Sun et al., 2017; Daume et al., 2009; Chang et al., 2015; Pan et al., 2018). Most existing work con- ´ sider the setting where the learner can observe expert’s action. A general strategy is use supervised learning to learn a policy that maps the state to action that matches expert’s behaviors. The most straightforward one is behavior cloning (Pomerleau, 1991), which we also study in our paper. More advanced approaches have also been proposed (Ross et al., 2011; Ross & Bagnell, 2014; Sun et al., 2018). These approaches, including behavior cloning, often enjoy sound theoretical guarantees in the single task case. Our paper extends the theoretical guarantees of behavior cloning to the multitask representation learning setting. ", + "bbox": [ + 174, + 391, + 825, + 517 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "This paper also considers a more challenging setting, imitation learning from observation alone. Though some model-based methods have been proposed (Torabi et al., 2018; Edwards et al., 2018), these methods lack theoretical guarantees. Another line of work learns a policy that minimizes the difference between the state distributions induced by it and the expert policy, under a certain distributional metric (Ho & Ermon, 2016). Sun et al. (2019) gave a theoretical analysis to characterize the sample complexity of this approach and our method for this setting is inspired by their approach. ", + "bbox": [ + 174, + 523, + 825, + 608 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "A line of work uses meta-learning for imitation learning (Duan et al., 2017; Finn et al., 2017b; James et al., 2018). Our work is different from theirs as we want to explicitly learn a representation that is useful across all tasks whereas these work try to learn a meta-algorithm that can quickly adapt to a new task. For example, Finn et al. (2017b) used a gradient based method for adaptation. Recently Raghu et al. (2019) argued that most of the power of MAML (Finn et al., 2017a) like approaches comes from learning a shared representation. ", + "bbox": [ + 174, + 614, + 825, + 698 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "On the theoretical side of meta-learning and multi-task learning, Baxter (2000) performed the first theoretical analysis and gave sample complexity bounds using covering numbers. Bullins et al. (2019) provides an efficient algorithm that generalizes to new unseen tasks, but for linear representations. Another recent line of work analyzes gradient based meta-learning methods, similar to MAML (Finn et al., 2017a). Existing work on the sample complexity and regret of these methods (Denevi et al., 2019; Finn et al., 2019; Khodak et al., 2019) show guarantees for convex losses by leveraging tools from online convex optimization. In contrast, our analysis works for arbitrary function classes and the bounds depend on the gaussian averages of these classes. Recent work (Rajeswaran et al., 2019) uses a bi-level optimization framework for meta-learning and improves computation (not statistical) aspects of meta-learning through implicit differentiation. ", + "bbox": [ + 174, + 705, + 825, + 844 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "3 PRELIMINARIES ", + "text_level": 1, + "bbox": [ + 176, + 864, + 339, + 880 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Markov Decision Processes (MDPs): Let $\\mathcal { M } = ( \\mathcal { S } , \\mathcal { A } , P , C , \\nu )$ be an MDP, where $s$ is the state space, $\\mathcal { A }$ is the finite action space with $| { \\mathcal { A } } | = K$ , $H \\in \\mathbb { Z } _ { + }$ is the planning horizon, $P : \\mathcal { S } \\times \\mathcal { A } $ $\\triangle \\left( { \\cal S } \\right)$ is the transition function, $C : S \\times \\mathcal { A } \\mathbb { R }$ is the cost function and $\\nu \\in \\triangle ( S )$ is the initial state distribution. We assume that cost is bounded by 1, i.e. $C ( s , a ) \\leq 1 , \\forall s \\in S , a \\in A$ . This is a standard regularity condition used in many theoretical reinforcement learning work. A (stochastic) policy is defined as $\\pmb { \\pi } = ( \\pi _ { 1 } , \\dots , \\pi _ { H } )$ , where $\\pi _ { h } : { \\mathcal { S } } \\to { \\triangle ( { \\mathcal { A } } ) }$ prescribes a distribution over action for each state at level $h \\in [ H ]$ . For a stationary policy, we have $\\pi _ { 1 } = \\cdot \\cdot \\cdot = \\pi _ { H } = \\pi$ . A policy $\\pi$ induces a random trajectory $s _ { 1 } , a _ { 1 } , s _ { 2 } , a _ { 2 } , . . . , s _ { H } , a _ { H }$ where $s _ { 1 } \\sim \\nu , a _ { 1 } \\sim \\pi _ { 1 } ( s ) , s _ { 2 } \\sim P _ { s _ { 1 } , a _ { 1 } }$ etc. Let $\\nu _ { h } ^ { \\pi }$ denote the distribution over $s$ induced at level $h$ by policy $\\pi$ . The value function $V _ { h } ^ { \\pi } : { \\mathcal { S } } \\to { \\mathrm { \\mathbb { R } } }$ is defined as ", + "bbox": [ + 173, + 895, + 823, + 924 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 102, + 826, + 215 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/ae7034610087ea686fc662bd064bd600ec55b6325a5fb877bdd767a1b9ddead4.jpg", + "text": "$$\nV _ { h } ^ { \\pi } ( s _ { h } ) = \\mathbb { E } \\left[ \\sum _ { i = h } ^ { H } C ( s _ { i } , a _ { i } ) \\mid a _ { i } \\sim \\pi _ { i } ( s _ { i } ) , s _ { i + 1 } \\sim P _ { s _ { i } , a _ { i } } \\right]\n$$", + "text_format": "latex", + "bbox": [ + 307, + 218, + 691, + 262 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "and the state-action function $Q _ { h } ^ { \\pi } ( s _ { h } , a _ { h } )$ is defined as $Q _ { h } ^ { \\pi } ( s _ { h } , a _ { h } ) \\ = \\ \\mathbb { E } _ { s _ { h + 1 } \\sim P _ { s _ { h } , a _ { h } } } \\left[ V _ { h } ^ { \\pi } ( s _ { h + 1 } ) \\right]$ . The goal is to learn a policy $\\pi$ that minimizes the expected cost $J _ { \\mathit { \\Pi } } ( \\pi ) = \\mathbb { E } _ { s _ { 1 } \\sim \\nu } V _ { 1 } ^ { \\pi } ( s _ { 1 } )$ . We define the Bellman operator at level $h$ for any policy $\\pi$ as $\\Gamma _ { h } ^ { \\bar { \\pi } } : \\mathbb { R } ^ { S } \\mathbb { R } ^ { S }$ , where for $s \\in S$ and $\\boldsymbol { g } \\in \\mathbb { R } ^ { S }$ , ", + "bbox": [ + 173, + 263, + 825, + 309 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/520cce6c199640a6cc1d5439a7b1aa0f1484a620f21e335675adc1c8ba740f04.jpg", + "text": "$$\n( \\Gamma _ { h } ^ { \\pi } g ) ( s ) : = \\mathbb { E } _ { a \\sim \\pi _ { h } ( s ) , s ^ { \\prime } \\sim P _ { s , a } } [ g ( s ^ { \\prime } ) ]\n$$", + "text_format": "latex", + "bbox": [ + 377, + 310, + 620, + 330 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Multi-task Imitation learning: We formally describe the problem we want to study. We assume there are multiple tasks (MDPs) sampled i.i.d. from a distribution $\\eta$ . A task $\\mu \\sim \\eta$ is an MDP $\\mathcal { M } _ { \\mu } = ( S , \\mathcal { A } , \\bar { H } , P _ { \\mu } , C _ { \\mu } , \\nu _ { \\mu } )$ ; all tasks share everything except the cost function, initial state distribution and transition function. For simplicity of presentation, we will assume a common transition function $P$ for all tasks; proofs remain exactly the same even otherwise. For every task $\\mu$ , $\\pi _ { \\mu } ^ { * } = ( \\pi _ { 1 , \\mu ; } ^ { * } \\cdot \\cdot \\cdot , \\pi _ { H , \\mu } ^ { * } )$ is an expert policy that the learner has access to in the form of trajectories induced by that policy. The trajectories may or may not contain expert’s actions. These correspond to two settings that we discuss in more detail in Section 5 and Section 6. The distributions of states induced by this policy at different levels are denoted by $\\{ \\nu _ { 1 , \\mu } ^ { * } , \\ldots , \\nu _ { H , \\mu } ^ { * } \\}$ and the average state distribution as $\\nu _ { \\mu } ^ { * } = \\textstyle { \\frac { 1 } { H } } \\sum _ { h = 1 } ^ { H } \\nu _ { h , \\mu } ^ { * }$ We define $V _ { h , \\mu } ^ { * }$ to be the value function of $\\pi _ { \\mu } ^ { * }$ and $J _ { \\mu }$ to be the expected cost function for task $\\mu$ . We will drop the subscript $\\mu$ whenever the task at hand is clear from context. Of interest is also the special case where the expert policy $\\pi _ { \\mu } ^ { * }$ is stationary. ", + "bbox": [ + 173, + 337, + 826, + 526 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Representation learning: In this work, we wish to learn policies from a function class of the form $\\Pi = { \\mathcal { F } } \\circ \\Phi$ , where $\\Phi \\subseteq \\{ \\phi : S \\to \\mathbb { R } ^ { d } \\mid \\| \\phi ( s ) \\| _ { 2 } \\leq R \\}$ is a class of bounded norm representation functions mapping states to vectors and ${ \\mathcal { F } } \\subseteq \\{ f : \\mathbb { R } ^ { d } \\to \\Delta ( { \\mathcal { A } } ) \\}$ is a class of functions mapping state representations to distribution over actions. We will be using linear functions, i.e. ${ \\mathcal { F } } = \\{ x $ $\\mathsf { s o f t m a x } ( W x ) \\mid W \\in \\mathbb { R } ^ { K \\times d } , \\| W \\| _ { F } \\leq 1 \\}$ . We denote a policy parametrized by $\\phi \\in \\Phi$ and $f \\in { \\mathcal { F } }$ by $\\pi ^ { \\phi , f }$ , where $\\dot { \\pi } ^ { \\phi , f } ( a | s ) = f \\ddot { ( \\phi ( s ) ) } _ { a }$ . In some cases, we may also use the policy $\\pi ^ { \\phi , f } ( a | s ) =$ $\\mathbb { I } \\{ a = \\arg \\operatorname* { m a x } _ { a ^ { \\prime } \\in A } f ( \\phi ( s ) ) _ { a ^ { \\prime } } \\} ^ { 1 }$ . Denote $\\overleftarrow { \\Pi } ^ { \\phi } = \\{ \\pi ^ { \\phi , f } : f \\in \\mathcal { F } \\}$ to be the class of policies that use $\\phi$ as the representation function. ", + "bbox": [ + 173, + 539, + 826, + 657 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Given demonstrations from expert policies for $T$ tasks sampled independently from $\\eta$ , we wish to first learn representation functions $\\bar { ( \\phi _ { 1 } , \\dots , \\hat { \\phi } _ { H } ) }$ so that we can use a few demonstrations from an expert policy $\\pi ^ { * }$ for new task $\\mu \\sim \\eta$ and learn a policy $\\pmb { \\pi } = ( \\pi _ { 1 } , \\ldots , \\pi _ { H } )$ that uses the learned representations, i.e. $\\pi _ { h } \\in \\Pi ^ { \\hat { \\phi } _ { h } }$ , such that has average cost of $\\pi$ is not too far away from $\\pi ^ { * }$ . In the case of stationary policies, we need to learn a single $\\phi$ by using tasks and learn $\\dot { \\pi } \\in \\Pi ^ { \\phi }$ for a new task. The hope is that data from multiple tasks can be used to learn a complicated function $\\phi \\in \\Phi$ first, thus requiring only a few samples for a new task to learn a linear policy from the class $\\Pi ^ { \\phi }$ . ", + "bbox": [ + 173, + 662, + 825, + 768 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Gaussian complexity: As in Maurer et al. (2016), we measure the complexity of a function class $\\mathcal { H } \\subseteq \\{ h : \\mathcal { X } \\overset { \\vartriangle } { \\to } \\mathbb { R } ^ { d } \\}$ on a set $\\mathbf { X } = ( X _ { 1 } , \\ldots , X _ { n } ) \\in { \\mathcal { X } } ^ { n }$ by using the following Gaussian average ", + "bbox": [ + 173, + 781, + 823, + 811 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/e5df2ac264190dcca2cf8f4bdb36129d7ffb84df0b51ae4aa94dc1bdc7957471.jpg", + "text": "$$\nG ( \\mathcal { H } ( \\mathbf { X } ) ) = \\mathbb { E } \\left[ \\operatorname* { s u p } _ { h \\in \\mathcal { H } } \\sum _ { i = 1 } ^ { d , n } \\gamma _ { i j } h _ { i } ( X _ { j } ) \\mid X _ { j } \\right]\n$$", + "text_format": "latex", + "bbox": [ + 354, + 814, + 640, + 871 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where $\\gamma _ { i j }$ are independent standard normal variables. Bartlett & Mendelson (2003) also used Gaussian averages to show some generalization bounds. ", + "bbox": [ + 174, + 873, + 826, + 901 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "4 BI-LEVEL OPTIMIZATION FRAMEWORK ", + "text_level": 1, + "bbox": [ + 174, + 102, + 534, + 118 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In this section we introduce our framework and give a high-level description of the conditions under which this framework gives us statistical guarantees. Our main idea is to phrase learning representations for imitation learning as the following bi-level optimization ", + "bbox": [ + 174, + 132, + 823, + 175 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/20528a3e1f742eb059567c3c747b11ba490727e27378c37b6f0c0ccbde07a946.jpg", + "text": "$$\n\\operatorname* { m i n } _ { \\phi \\in \\Phi } L ( \\phi ) : = \\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\operatorname* { m i n } _ { \\pi \\in \\Pi ^ { \\phi } } \\ell ^ { \\mu } ( \\pi )\n$$", + "text_format": "latex", + "bbox": [ + 400, + 179, + 598, + 204 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Here $\\ell ^ { \\mu }$ is the inner loss function that penalizes $\\pi$ being different from $\\pi _ { \\mu } ^ { \\ast }$ for the task $\\mu$ . In general, one can use any loss $\\ell ^ { \\mu }$ that is used for single task imitation learning, e.g. for the behavioral cloning setting (cf. Section 5), $\\ell ^ { \\mu }$ is a classification like loss that penalizes the mismatch between predictions by $\\pi ^ { * }$ and $\\pi$ , while for the observation-alone setting (cf. Section 6) it is some measure of distance between the state visitation distributions induced by $\\pi$ and $\\pi ^ { * }$ . The outer loss function is over the representation $\\phi$ . The use of bi-level optimization framework naturally enforces policies in the inner optimization to share the same representation. ", + "bbox": [ + 173, + 207, + 825, + 305 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "While Equation 3 is formulated in terms of the distribution $\\eta$ , in practice we only have access to few samples for $T$ tasks; let $\\mathbf { x } ^ { ( 1 ) } , \\ldots , \\mathbf { x } ^ { ( T ) }$ denote samples from tasks $\\boldsymbol { \\mu } ^ { ( 1 ) } , \\ldots , \\boldsymbol { \\mu } ^ { ( T ) }$ sampled i.i.d. from $\\eta$ . We thus learn the representation $\\hat { \\phi }$ by minimizing empirical version $\\hat { L }$ of Equation 3. ", + "bbox": [ + 174, + 311, + 825, + 358 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/166c84515cef4dd7ae0fb42c26d832d84933db42d8cf88a2380138705151d952.jpg", + "text": "$$\n\\hat { L } ( \\phi ) = \\frac { 1 } { T } \\sum _ { i = 1 } ^ { T } \\operatorname* { m i n } _ { \\pi \\in \\Pi ^ { \\phi } } \\ell ^ { \\mathbf { x } ^ { ( i ) } } ( \\pi ) = \\frac { 1 } { T } \\sum _ { i = 1 } ^ { T } \\ell ^ { \\mathbf { x } ^ { ( i ) } } ( \\pi ^ { \\phi , \\mathbf { x } ^ { ( i ) } } )\n$$", + "text_format": "latex", + "bbox": [ + 325, + 361, + 671, + 405 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $\\ell ^ { \\mathbf { x } }$ is the empirical loss on samples $\\mathbf { x }$ and $\\begin{array} { r } { \\pi ^ { \\phi , \\mathbf { x } } = \\arg \\operatorname* { m i n } _ { \\pi \\in \\Pi ^ { \\phi } } \\ell ^ { \\mathbf { x } } ( \\pi ) } \\end{array}$ corresponds to a task specific policy that uses a fixed representation $\\phi$ . Our goal then is to show that for a new task $\\mu \\sim \\eta$ , the policy $\\pi ^ { \\hat { \\phi } , \\mathbf { x } }$ learned by using samples $\\mathbf { x }$ from the task $\\mu$ has low expected cost $J _ { \\mu }$ , i.e., ", + "bbox": [ + 174, + 409, + 825, + 455 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Informal Theorem 4.1. With high probability over the sampling of train task data and with sufficient number of tasks and samples per task, ", + "bbox": [ + 171, + 457, + 821, + 486 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/5a2557d8f7340c8c7db505b82df853098b26b3d538538015011920b7f68b6076.jpg", + "text": "$$\n\\underset { \\mu \\sim \\eta \\textbf { x } } { \\mathbb { E } } \\int _ { \\pmb { x } } J _ { \\mu } ( \\pi ^ { \\hat { \\phi } , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J _ { \\mu } ( \\pi _ { \\mu } ^ { * } ) i s s m a l l\n$$", + "text_format": "latex", + "bbox": [ + 367, + 489, + 627, + 518 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "At a high level, in order to prove such a theorem for a particular choice of $\\ell ^ { \\mu }$ , we would need to prove the following three properties about $\\ell ^ { \\mu }$ and $\\ell ^ { \\mathbf { x } }$ : ", + "bbox": [ + 169, + 529, + 823, + 558 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "1. $\\ell ^ { \\mathbf { x } } ( \\pi )$ concentrates to $\\ell ^ { \\mu } ( \\pi )$ simultaneously for all $\\pi \\in \\Pi ^ { \\phi }$ (for a fixed $\\phi$ ), with sample complexity depending on some complexity measure of $\\Pi ^ { \\phi }$ rather than being polynomial in $| S |$ ; 2. a small value of $\\ell ^ { \\mu } ( \\pi )$ implies a small value for $J _ { \\mu } ( \\pi ) - J _ { \\mu } ( \\pi _ { \\mu } ^ { * } )$ ; 3. if $\\phi$ and $\\phi ^ { \\prime }$ induce “similar” representations then $\\mathrm { m i n } _ { \\pi \\in \\Pi ^ { \\phi } } \\ell ^ { \\mu } ( \\pi )$ and $\\mathrm { m i n } _ { \\pi \\in \\Pi ^ { \\phi ^ { \\prime } } } \\ell ^ { \\mu } ( \\pi )$ are close. ", + "bbox": [ + 174, + 564, + 823, + 623 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The first property ensures that learning a policy for a single task by fixing the representation is sample efficient, thus making representation learning a useful problem to solve. The second property ensures that matching the behavior of the expert as measured by the loss $\\ell ^ { \\mu }$ ensures low average cost i.e., $\\ell ^ { \\mu }$ is meaningful for the average cost; any standard imitation learning loss will satisfy this. The third property is specific to representation learning and requires $\\ell ^ { \\mu }$ to use representations in a smooth way. This ensures that the empirical loss for $T$ tasks is a good estimate for the average loss on tasks sampled from $\\eta$ . We prove these three properties for the cases where $\\ell ^ { \\mu }$ is the either behavioral cloning loss or observation-alone loss, with natural choices for the empirical loss $\\ell ^ { \\mathbf { x } }$ . However the general proof recipe can be used for potentially many other settings and loss functions. ", + "bbox": [ + 173, + 628, + 825, + 755 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In the next section, we will describe representation learning for behavioral cloning as an instantiation of the above framework and describe the various components of the framework. Furthermore we will describe the results and give a proof sketch to show how the aforementioned properties help us show our final guarantees. The guarantees for this setting follow almost directly from results in Maurer et al. (2016) and Ross et al. (2011). Later in Section 6 we describe the same for the observations alone setting which is more non-trivial. ", + "bbox": [ + 174, + 761, + 825, + 844 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "5 REPRESENTATION LEARNING FOR BEHAVIORAL CLONING ", + "text_level": 1, + "bbox": [ + 174, + 864, + 689, + 881 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Choice of $\\ell ^ { \\mu }$ : We first specify the inner loss function in the bi-level optimization framework. In the single task setting, the goal of behavioral cloning (Syed & Schapire, 2010; Ross et al., 2011) ", + "bbox": [ + 173, + 895, + 821, + 924 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "is to use expert trajectories of the form $\\tau = ( s _ { 1 } , a _ { 1 } , \\dotsc , s _ { H } , a _ { H } )$ to learn a stationary policy2 that tries to mimic the decisions of the expert policy on the states visited by the expert. For a task $\\mu$ , this reduces to a supervised classification problem that minimizes a surrogate to the following loss $\\ell _ { 0 - 1 } ^ { \\mu } ( \\pi ) = \\mathbb { E } _ { s \\sim \\nu _ { \\mu } ^ { * } , a \\sim \\pi _ { \\mu } ^ { * } ( s ) } \\mathbb { I } \\{ \\pi ( s ) \\neq a \\}$ . We abuse notation and denote this distribution over $( s , a )$ for task $\\mu$ as $\\mu$ ; so $( s , a ) \\sim \\mu$ is the same as $s \\sim \\nu _ { \\mu } ^ { * }$ , $a \\sim \\pi _ { \\mu } ^ { * } ( s )$ . Prior work (Syed & Schapire, 2010; Ross et al., 2011) have shown that a small value of $\\ell _ { 0 - 1 } ^ { \\mu } ( \\pi )$ implies a small difference $J ( \\pi ) - J ( \\pi ^ { * } )$ . Thus for our setting, we choose $\\ell ^ { \\mu }$ to be of the following form ", + "bbox": [ + 173, + 102, + 826, + 207 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/05c7dfaba5e950e1f0368ad3cb17620e549249e0a4d68c29f3dfb2b5a4a839bc.jpg", + "text": "$$\n\\ell ^ { \\mu } ( \\pi ) = \\underset { s \\sim \\nu _ { \\mu } ^ { * } , a \\sim \\pi _ { \\mu } ^ { * } ( s ) } { \\mathbb { E } } \\ell ( \\pi ( s ) , a ) = \\underset { ( s , a ) \\sim \\mu } { \\mathbb { E } } \\ell ( \\pi ( s ) , a )\n$$", + "text_format": "latex", + "bbox": [ + 323, + 208, + 676, + 236 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\ell$ is any surrogate to 0-1 loss $\\mathbb { I } \\{ a \\neq \\arg \\operatorname* { m a x } _ { a ^ { \\prime } \\in A } \\pi ( s ) _ { a ^ { \\prime } } \\}$ that is Lipschitz in $\\phi ( s )$ . In this work we consider the logistic loss $\\ell ( \\pi ( s ) , a ) = - \\log ( \\pi ( s ) _ { a } )$ . ", + "bbox": [ + 176, + 239, + 823, + 276 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Learning $\\phi$ from samples: Given expert trajectories for $T$ tasks $\\boldsymbol { \\mu } ^ { ( 1 ) } , \\ldots , \\boldsymbol { \\mu } ^ { ( T ) }$ we construct a dataset $\\mathbf { X } = \\{ \\mathbf { x } ^ { ( 1 ) } , \\dots , \\mathbf { x } ^ { ( T ) } \\}$ , where $\\mathbf { x } ^ { ( t ) } = \\{ ( s _ { j } ^ { t } , a _ { j } ^ { t } ) \\} _ { j = 1 } ^ { n } \\sim ( \\mu ^ { ( t ) } ) ^ { n }$ is the dataset for task $t$ . Details of the dataset construction are provided in Section C.1. Let S denote the set of states $\\{ s _ { j } ^ { t } \\}$ . Instantiating our framework, we learn a good representation by solving $\\hat { \\phi } = \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\hat { L } ( \\phi )$ , where ", + "bbox": [ + 173, + 289, + 825, + 363 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/260b248bd09d2f30b924979549ab1f161b1afb29d2db0628602e16a61bc85a2f.jpg", + "text": "$$\n\\hat { L } ( \\phi ) : = \\frac { 1 } { T } \\sum _ { t = 1 } ^ { T } \\operatorname* { m i n } _ { \\pi \\in \\Pi ^ { \\phi } } \\frac { 1 } { n } \\sum _ { j = 1 } ^ { n } \\ell ( \\pi ( s _ { j } ^ { t } ) , a _ { j } ^ { t } ) = \\frac { 1 } { T } \\sum _ { t = 1 } ^ { T } \\operatorname* { m i n } _ { \\pi \\in \\Pi ^ { \\phi } } \\hat { \\ell } ^ { \\mathbf { x } ^ { ( t ) } } ( \\pi )\n$$", + "text_format": "latex", + "bbox": [ + 287, + 366, + 710, + 411 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\ell ^ { \\mathbf { x } }$ is loss on samples $\\mathbf { x } = \\{ ( s _ { j } , a _ { j } ) \\} _ { j = 1 } ^ { n }$ defined as $\\begin{array} { r } { \\ell ^ { \\mathbf { x } } ( \\pi ) = \\frac { 1 } { n } \\sum _ { j = 1 } ^ { n } \\ell ( \\pi ( s _ { j } ) , a _ { j } ) } \\end{array}$ . ", + "bbox": [ + 168, + 412, + 758, + 433 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Evaluating representation $\\hat { \\phi }$ : A learned representation $\\hat { \\phi }$ is tested on a new task $\\mu \\sim \\eta$ as follows: draw samples $\\mathbf { x } \\sim \\boldsymbol { \\mu } ^ { n }$ using trajectories from $\\pi _ { \\mu } ^ { \\ast }$ and solve $\\pi ^ { \\hat { \\phi } , \\mathbf { x } } = \\arg \\operatorname* { m i n } _ { \\pi \\in \\Pi ^ { \\hat { \\phi } } } \\hat { \\ell } ^ { \\mathbf { x } } ( \\pi )$ . Does $\\pi ^ { \\hat { \\phi } , \\mathbf { x } }$ have expected cost $J _ { \\mu } ( \\pi ^ { \\hat { \\phi } , { \\bf x } } )$ not much larger than $J _ { \\mu } ( \\pi _ { \\mu } ^ { \\ast } ) ?$ The following theorem answers this question. We make the following two assumptions to prove the theorem. ", + "bbox": [ + 173, + 446, + 825, + 522 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Assumption 5.1. The expert policy $\\pi _ { \\mu } ^ { \\ast }$ is deterministic for every $\\mu \\in s u p p o r t ( \\eta )$ . ", + "bbox": [ + 174, + 523, + 707, + 539 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Assumption 5.2 (Policy realizability). There is a representation $\\phi ^ { * } \\in \\Phi$ such that for every $\\mu \\in$ suppor $\\cdot ( \\eta )$ , $\\pi _ { \\mu } \\in \\Pi ^ { \\phi ^ { * } }$ such that $\\pi _ { \\mu } \\big ( s \\big ) _ { \\pi _ { \\mu } ^ { * } ( s ) } { } ^ { 3 } \\geq 1 - \\gamma , \\forall s \\in \\mathcal { S }$ for some $\\gamma < 1 / 2$ . ", + "bbox": [ + 174, + 541, + 820, + 574 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The first assumption holds if $\\pi _ { \\mu } ^ { \\ast }$ is aiming to maximize some cost function. The second assumption is for representation learning to make sense: we need to assume the existence of a common representation $\\phi ^ { * }$ that can approximate all expert policies and $\\gamma$ measures this expressiveness of $\\Phi$ . Now we present our first main result. ", + "bbox": [ + 173, + 582, + 825, + 638 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Theorem 5.1. Let $\\hat { \\phi } \\in \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\hat { L } ( \\phi )$ . Under Assumptions 5.1,5.2, with probability $1 - \\delta$ over the sampling of dataset $\\mathbf { X }$ , we have ", + "bbox": [ + 173, + 642, + 823, + 679 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/be7df38338cc538268bef98b7b50e467011edfa68b791cc481e436a356779d77.jpg", + "text": "$$\n\\underset { \\mu \\sim \\eta \\times \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { s \\sim \\mu ^ { n } } { \\mathbb { E } } J _ { \\mu } ( \\pi ^ { \\hat { \\phi } , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J _ { \\mu } ( \\pi _ { \\mu } ^ { * } ) \\leq H ^ { 2 } ( 2 \\gamma + \\epsilon _ { g e n } )\n$$", + "text_format": "latex", + "bbox": [ + 323, + 681, + 671, + 710 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\begin{array} { r } { \\epsilon _ { g e n } = c \\frac { G ( \\Phi ( \\mathbf { S } ) ) } { T \\sqrt { n } } + c ^ { \\prime } \\frac { R \\sqrt { K } } { \\sqrt { n } } + c ^ { \\prime \\prime } \\sqrt { \\frac { \\ln ( 4 / \\delta ) } { T } } } \\end{array}$ , for some small constants $c , c ^ { \\prime } , c ^ { \\prime \\prime }$ . ", + "bbox": [ + 174, + 714, + 718, + 739 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To gain intuition for what the above bound means, we give a PAC-style guarantee for the special case where the class of representation functions $\\Phi$ is finite. This follows directly from the above theorem and the use of Massart’s lemma. ", + "bbox": [ + 173, + 747, + 823, + 790 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Corollary 5.1. In the same setting as Theorem 5.1, suppose $\\Phi$ is finite. If number of tasks satisfies $\\begin{array} { r } { T \\ge c _ { 1 } \\operatorname* { m a x } \\left\\{ \\frac { H ^ { 4 } R ^ { 2 } \\log \\left( \\left| \\Phi \\right| \\right) } { \\epsilon ^ { 2 } } , \\frac { H ^ { 4 } \\ln \\left( 4 / \\delta \\right) } { \\epsilon ^ { 2 } } \\right\\} } \\end{array}$ , and number of samples (expert trajectories) per task satisfies $n \\geq c _ { 2 } \\frac { H ^ { 4 } R ^ { 2 } K } { \\epsilon ^ { 2 } }$ for small constants $c _ { 1 } , c _ { 2 }$ , then with probability $1 - \\delta$ , ", + "bbox": [ + 173, + 792, + 826, + 849 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/6be7d71af0af3acdc059d8282b8ab53c1214532cc2c076d59ea9c07d26110970.jpg", + "text": "$$\n\\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } J _ { \\mu } ( \\pi ^ { \\hat { \\phi } , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J _ { \\mu } ( \\pi _ { \\mu } ^ { * } ) \\leq H ^ { 2 } \\gamma + \\epsilon\n$$", + "text_format": "latex", + "bbox": [ + 346, + 853, + 651, + 881 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Discussion: The above bound says that as long as we have enough tasks to learn a representation from $\\Phi$ and sufficient samples per task to learn a linear policy, the learned policy will have small average cost on a new task from $\\eta$ . The first term $H ^ { 2 } \\gamma$ is small if the representation class $\\Phi$ is expressive enough to approximate the expert policies (see Assumption 5.2). The results says that if we have access to data from $\\begin{array} { r } { T = O \\left( \\frac { H ^ { 4 } R ^ { 2 } \\log ( | \\Phi | ) } { \\epsilon ^ { 2 } } \\right) } \\end{array}$ tasks sampled from $\\eta$ , we can use them to learn a representation such that for a new task we only need $\\begin{array} { r } { n = O \\left( \\frac { H ^ { 4 } R ^ { 2 } K } { \\epsilon ^ { 2 } } \\right) } \\end{array}$ samples (expert demonstrations) to learn a linear policy with good performance. In contrast, without access to tasks, we would need $\\begin{array} { r } { n \\ = \\ O \\left( \\operatorname* { m a x } \\left\\{ \\frac { H ^ { 4 } R ^ { 2 } \\log \\left( \\left| \\Phi \\right| \\right) } { \\epsilon ^ { 2 } } , \\frac { H ^ { 4 } R ^ { 2 } K } { \\epsilon ^ { 2 } } \\right\\} \\right) } \\end{array}$ samples from the task to learn a good policy $\\pi \\in \\left. \\Pi \\right.$ from scratch. Thus if the complexity of the representation function class $\\Phi$ is much more than number of actions $( \\log ( | \\Phi | ) \\gg K$ in this case), then multi-task representation learning might be much more sample efficient4. Note that the dependence of sample complexity on $H$ comes from the error propagation when going from $\\ell ^ { \\mu }$ to $J _ { \\mu }$ ; this is also observed in single task imitation learning (Ross et al., 2011; Sun et al., 2019). ", + "bbox": [ + 173, + 103, + 825, + 313 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We give a proof sketch for Theorem 5.1 below, while the full proof is deferred to Appendix A. ", + "bbox": [ + 173, + 318, + 789, + 333 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "5.1 PROOF SKETCH ", + "text_level": 1, + "bbox": [ + 174, + 349, + 321, + 364 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The proof has two main steps. In the first step we bound the error due to use of samples. The policy $\\pi ^ { \\phi , \\mathbf { x } }$ that is learned on samples $\\mathbf { x } \\sim \\boldsymbol { \\mu } ^ { n }$ is evaluated on the distribution $\\mu$ and the average loss incurred by representation $\\phi$ across tasks is $\\bar { L } ( \\phi ) = \\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\ell ^ { \\mu } \\big ( \\pi ^ { \\phi , \\mathbf { x } } \\big )$ . ", + "bbox": [ + 174, + 376, + 825, + 426 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "On the other hand, if the learner had complete access to the distribution $\\eta$ and distributions $\\mu$ for every task, then the loss minimizer would be $\\begin{array} { r } { \\phi ^ { * } = \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } L ( \\phi ) } \\end{array}$ , where $L ( \\phi ) : = \\operatorname * { \\mathbb { E } } _ { \\pi \\sim \\pi \\phi } \\ell ^ { \\mu } ( \\pi )$ . $\\mu \\sim \\eta \\pi \\in \\Pi ^ { \\phi }$ Using results from Maurer et al. (2016), we can prove the following about $\\hat { \\phi }$ ", + "bbox": [ + 174, + 433, + 825, + 487 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Lemma 5.2. With probability $1 - \\delta$ over the choice of $\\mathbf { X }$ , $\\hat { \\phi } \\in \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\hat { L } ( \\phi )$ satisfies ", + "bbox": [ + 169, + 491, + 733, + 513 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/036bca440ea90e50fc6abecd60e535c6d790ece201937c20177f5e3c5106d41b.jpg", + "text": "$$\n\\bar { L } ( \\hat { \\phi } ) \\leq \\operatorname* { m i n } _ { \\phi \\in \\Phi } L ( \\phi ) + c \\frac { G ( \\Phi ( \\{ s _ { j } ^ { t } \\} ) ) } { T \\sqrt { n } } + c ^ { \\prime } \\frac { R \\sqrt { K } } { \\sqrt { n } } + c ^ { \\prime \\prime } \\sqrt { \\frac { \\ln ( 1 / \\delta ) } { T } }\n$$", + "text_format": "latex", + "bbox": [ + 290, + 522, + 709, + 559 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The proof of this lemma is provided in the appendix for completeness. ", + "bbox": [ + 174, + 571, + 633, + 587 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The second step of the proof is connecting the loss $\\bar { L } ( \\phi )$ and the average cost $J _ { \\mu }$ of the policies induced by $\\phi$ for tasks $\\mu \\sim \\eta$ . This can obtained by using the connection between the surrogate 0-1 loss $\\ell ^ { \\mu }$ and the cost $J _ { \\mu }$ that has been established in prior work (Ross et al., 2011; Syed & Schapire, 2010). The following lemma uses the result for deterministic expert policies from Ross et al. (2011). ", + "bbox": [ + 173, + 592, + 825, + 650 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Lemma 5.3. Given a representation $\\phi$ with $\\bar { L } ( \\phi ) \\leq \\epsilon $ . Let $\\mathbf { x } \\sim \\boldsymbol { \\mu } ^ { n }$ be samples for a new task $\\mu \\sim \\eta$ Let $\\pi ^ { \\phi , \\mathbf { x } }$ be the policy learned by behavioral cloning on the samples, then under Assumption 5.1 ", + "bbox": [ + 171, + 652, + 820, + 683 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/05d97ca57298943d804faf8c920abd2866a9e1d02c7789d9bbacbec11bde3515.jpg", + "text": "$$\n\\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } J _ { \\mu } ( \\pi ^ { \\phi , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J _ { \\mu } ( \\pi _ { \\mu } ^ { * } ) \\leq H ^ { 2 } \\epsilon\n$$", + "text_format": "latex", + "bbox": [ + 361, + 688, + 637, + 714 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "This suggests that making $\\bar { L }$ small is good enough. A simple implication of Assumption 5.2 that $\\begin{array} { r } { \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\bar { L } ( \\phi ) \\leq L ( \\phi ^ { * } ) \\leq \\gamma } \\end{array}$ , along with the above two lemmas completes the proof. ", + "bbox": [ + 171, + 728, + 825, + 758 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "6 REPRESENTATION LEARNING FOR OBSERVATION-ALONE SETTING", + "text_level": 1, + "bbox": [ + 169, + 777, + 761, + 795 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Now we consider the setting where we cannot observe experts’ actions but only their states. As in Sun et al. (2019), we also solve a problem at each level; consider a level $h \\in [ \\bar { H } ]$ . ", + "bbox": [ + 174, + 809, + 823, + 838 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Choice of $\\ell _ { h } ^ { \\mu }$ : Let $\\pi _ { \\mu } ^ { \\ast } = \\{ \\pi _ { 1 , \\mu } ^ { \\ast } , \\dots , \\pi _ { H , \\mu } ^ { \\ast } \\}$ be the sequence of expert policies (possibly stochastic) at different levels for the task $\\mu$ . Let $\\nu _ { h , \\mu } ^ { * }$ be the distribution induced on the states at level $h$ by the expert policy $\\pi _ { \\mu } ^ { * }$ . The goal in imitation learning with observations alone (Sun et al., 2019) is to learn a policy $\\pi = ( \\pi _ { 1 } , \\ldots , \\pi _ { H } ) $ that matches the distributions $\\nu _ { h } ^ { \\pi }$ with $\\nu _ { h } ^ { * }$ for every $h$ , w.r.t. a discriminator class $\\mathcal { G } ^ { 5 }$ that contains the true value functions $V _ { 1 } ^ { * } , \\dots , V _ { H } ^ { * }$ and is approximately closed under the Bellman operator of $\\pi ^ { * }$ . Instead, in this work we learn $\\pi$ that matches the distributions $\\pi _ { h } \\cdot \\nu _ { h } ^ { * }$ and $\\nu _ { h + 1 } ^ { * }$ for every $h$ w.r.t. to a class $\\mathcal { G } \\subseteq \\{ g : \\mathcal { S } \\to \\mathbb { R } , | g | _ { \\infty } \\leq 1 \\}$ that contains the value functions and has a stronger Bellman operator closure property. For every task $\\mu$ , $\\ell _ { h } ^ { \\mu }$ is defined as ", + "bbox": [ + 174, + 852, + 825, + 900 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "", + "bbox": [ + 176, + 102, + 825, + 178 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/ed6f7e4419f839d5b873092f54d05b558f549f2fe710c1606a87c70631feb4e5.jpg", + "text": "$$\n\\begin{array} { r l } & { \\ell _ { h } ^ { \\mu } ( \\pi ) = \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } [ \\underset { s \\sim \\nu _ { h , \\mu } ^ { * } } { \\mathbb { E } } \\underset { a \\sim \\pi ( s ) } { \\mathbb { E } } g ( \\tilde { s } ) - \\underset { \\bar { s } \\sim \\nu _ { h + 1 , \\mu } ^ { * } } { \\mathbb { E } } g ( \\bar { s } ) ] } \\\\ & { \\quad = \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } [ \\underset { s \\sim \\nu _ { h , \\mu } ^ { * } } { \\mathbb { E } } \\underset { \\sim \\mathcal { U } ( A ) } { \\mathbb { E } } K \\pi ( a | s ) g ( \\tilde { s } ) - \\underset { \\bar { s } \\sim \\nu _ { h + 1 , \\mu } ^ { * } } { \\mathbb { E } } g ( \\bar { s } ) ] } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 302, + 181, + 696, + 257 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where we rewrite $\\ell _ { h } ^ { \\mu }$ by importance sampling in the second equation; this will be useful to get an empirical estimate. While our definition of $\\ell _ { h } ^ { \\mu }$ differs slightly from the one used in Sun et al. (2019), using similar techniques, we will show that small values for $\\ell _ { h } ^ { \\mu } ( \\pi _ { h } )$ for every $h \\in [ H ]$ will ensure that the policy $\\pmb { \\pi } = ( \\pi _ { 1 } , \\dots , \\pi _ { H } )$ will have expected cost $J _ { \\mu } ( \\ddot { \\pi } )$ close to $J _ { \\mu } ( \\pi _ { \\mu } ^ { \\ast } )$ . We abuse notation, and for a task $\\mu$ we denote $\\boldsymbol { \\mu } = ( \\mu _ { 1 } , \\dots , \\mu _ { H } )$ where $\\mu _ { h }$ is the distribution of $( s , a , \\tilde { s } , \\bar { s } )$ used in $\\ell _ { h } ^ { \\mu }$ ; thus $( s , a , \\tilde { s } , \\bar { s } ) \\sim \\mu _ { h }$ is equivalent to $s \\sim \\nu _ { h , \\mu } ^ { * } , a \\sim \\mathcal { U } ( A ) , \\tilde { s } \\sim P _ { s , a } , \\bar { s } \\sim \\nu _ { h + 1 , \\mu } ^ { * }$ . ", + "bbox": [ + 173, + 261, + 826, + 351 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Learning $\\phi _ { h }$ from samples: We assume, 1) access to $2 n$ expert trajectories for $T$ independent train tasks, 2) ability to reset the environment at any state $s$ and sample from the transition $\\bar { P } ( \\cdot | s , a )$ for any $a \\in { \\mathcal { A } }$ . The second condition is satisfied in many problems equipped with simulators. Using the sampled trajectories for the $T$ tasks $\\{ \\mu ^ { ( 1 ) } , \\ldots , \\mu ^ { ( T ) } \\}$ and doing some interaction with environment, we get the following dataset $\\mathbf { X } = \\{ \\mathbf { X } _ { 1 } , \\dotsc , \\mathbf { X } _ { H } \\}$ where ${ \\bf X } _ { h }$ is the dataset for level $h$ . Specifically, $\\mathbf X _ { h } = \\{ \\mathbf x _ { h } ^ { ( 1 ) } , \\dots , \\mathbf x _ { H } ^ { ( T ) } \\}$ where $\\mathbf { x } _ { h } ^ { ( i ) } = \\{ ( s _ { j } ^ { i } , a _ { j } ^ { i } , \\tilde { s } _ { j } ^ { i } , \\bar { s } _ { j } ^ { i } ) \\} _ { j = 1 } ^ { n } \\sim ( \\mu ^ { ( i ) } ) ^ { n }$ . Additionally we denote $\\mathbf { S } _ { h } = \\{ s _ { j } ^ { i } \\} _ { i = 1 , j = 1 } ^ { T , n }$ to be all the -states in ${ \\bf X } _ { h }$ , $\\tilde { \\mathbf { S } } _ { h }$ and $\\bar { \\mathbf { S } } _ { h }$ are similarly defined. Details provided in Section C.2. We learn the representation $\\mathcal { \\hat { \\phi } } _ { h } = \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\hat { L } _ { h } ( \\phi )$ , where ", + "bbox": [ + 173, + 363, + 826, + 508 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/8c3e308080447a52db25dc4fe219299a2154190d941d7813f01c9578ce99a9db.jpg", + "text": "$$\n\\hat { L } _ { h } ( \\phi ) = \\frac { 1 } { T } \\sum _ { i = 1 } ^ { T } \\operatorname* { m i n } _ { \\pi \\in \\Pi ^ { \\phi } } \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\frac { 1 } { n } \\sum _ { j = 1 } ^ { n } [ K \\pi ( a _ { j } ^ { i } | s _ { j } ^ { i } ) g ( \\tilde { s } _ { j } ^ { i } ) - g ( \\bar { s } _ { j } ^ { i } ) ] = \\frac { 1 } { T } \\sum _ { i = 1 } ^ { T } \\operatorname* { m i n } _ { \\pi \\in \\Pi ^ { \\phi } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } ^ { ( i ) } } ( \\pi ) \\sum _ { i = 1 } ^ { T } \\hat { \\ell } _ { i } ( \\hat { s } _ { i } ^ { i } ) \\hat { \\ell } _ { j } ( \\pi ) .\n$$", + "text_format": "latex", + "bbox": [ + 223, + 515, + 774, + 559 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where for dataset $\\mathbf { x } = \\{ ( s _ { j } , a _ { j } , \\tilde { s } _ { j } , \\bar { s } _ { j } ) \\} _ { j = 1 } ^ { n } , \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\pi ) : = \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\frac { 1 } { n } \\sum _ { j = 1 } ^ { n } [ K \\pi ( a _ { j } | s _ { j } ) g ( \\tilde { s } _ { j } ) - g ( \\bar { s } _ { j } ) ]$ . Note that because of the $\\operatorname* { m a x } _ { g \\in { \\mathcal { G } } }$ , $\\hat { \\ell } _ { h } ^ { \\bf x }$ is no longer an unbiased estimator of $\\ell _ { h } ^ { \\mu }$ when $\\mathbf { x } \\sim \\mu _ { h } ^ { n }$ . However we can still show generalization bounds. ", + "bbox": [ + 173, + 566, + 825, + 628 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Evaluating representations $\\hat { \\phi } _ { 1 } , \\dotsc , \\hat { \\phi } _ { H }$ : Learned representations are tested on a new task $\\mu \\sim$ $\\eta$ as follows: get samples $\\mathbf { x } ~ = ~ ( \\mathbf { x } _ { 1 } , \\ldots , \\mathbf { x } _ { H } ) ^ { 6 }$ for all levels using trajectories from $\\pi _ { \\mu } ^ { * }$ , where $\\mathbf { x } _ { h } \\sim \\mu _ { h } ^ { n }$ . For each level $h$ , learn $\\begin{array} { r } { \\pi ^ { \\hat { \\phi } _ { h } , \\mathbf { x } _ { h } } = \\arg \\operatorname* { m i n } _ { \\pi \\in \\Pi ^ { \\hat { \\phi } } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } _ { h } } ( \\pi ) } \\end{array}$ and consider the policy $\\pi ^ { \\hat { \\phi } , { \\bf x } } =$ $( \\pi ^ { \\hat { \\phi } _ { 1 } , \\mathbf { x } _ { 1 } } , \\ldots , \\pi ^ { \\hat { \\phi } _ { H } , \\mathbf { x } _ { H } } )$ . Before presenting the guarantee for $\\pi ^ { \\hat { \\phi } , \\mathbf { x } }$ , we introduce a notion of Bellman error that will show up in our results. For a policy $\\pi = ( \\pi _ { 1 } , \\ldots , \\pi _ { H } ) $ and an expert policy $\\pi ^ { * } =$ $( \\pi _ { 1 } ^ { * } , \\ldots , \\pi _ { H } ^ { * } )$ , we define the inherent Bellman error ", + "bbox": [ + 173, + 643, + 825, + 741 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/ff4a3cedf6714c6c98b6bbdc6d5a3710744c8a41eeda59d763d9253c66d0c501.jpg", + "text": "$$\n\\epsilon _ { b e } ^ { \\pi } : = \\operatorname* { m a x } _ { h \\in [ H ] } \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\operatorname* { m i n } _ { g ^ { \\prime } \\in \\mathcal { G } } \\big _ { s \\sim ( \\nu _ { h } ^ { * } + \\nu _ { h } ^ { \\pi } ) / 2 } [ | g ^ { \\prime } ( s ) - ( \\Gamma _ { h } ^ { \\pi } g ) ( s ) | ]\n$$", + "text_format": "latex", + "bbox": [ + 316, + 744, + 681, + 772 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We make the following two assumptions for the subsequent theorem. These are standard assumptions in theoretical reinforcement learning literature. ", + "bbox": [ + 173, + 776, + 821, + 806 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Assumption 6.1 (Value function realizability). $V _ { h , \\mu } ^ { * } \\in \\mathcal { G }$ $\\Lt \\mathcal G f o r e \\nu e r y h \\in [ H ] , \\mu \\in s u p p o r t ( \\eta ) .$ ", + "bbox": [ + 174, + 808, + 782, + 827 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Assumption 6.2 (Policy realizability). There are representations $\\phi _ { 1 } ^ { * } , \\ldots , \\phi _ { H } ^ { * } \\in \\Phi$ such that $\\pi _ { h , \\mu } ^ { * } \\in$ $\\Pi ^ { \\phi _ { h } ^ { * } }$ for every $h \\in [ H ]$ , $\\mu \\in s u p p o r t ( \\eta )$ . ", + "bbox": [ + 174, + 828, + 820, + 863 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Now we present our main theorem for the observation-alone setting. ", + "bbox": [ + 173, + 871, + 620, + 887 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Theorem 6.1. Let $\\hat { \\phi } _ { h } \\in \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\hat { L } _ { h } ( \\phi )$ . Under Assumptions 6.1,6.2, with probability $1 - \\delta$ over sampling of $\\mathbf { X } = ( \\mathbf { X } _ { 1 } , \\ldots , \\mathbf { X } _ { H } )$ , we have ", + "bbox": [ + 174, + 101, + 826, + 141 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/78a4ac975ec04e7bd2f683ab64042d9ea5ceaf291214b9025717d4d6f8c53d95.jpg", + "text": "$$\n\\underset { \\mu \\sim \\eta \\textbf { x } } { \\mathbb { E } } \\underset { \\mathbf { x } } { \\mathbb { E } } J ( \\pi ^ { \\hat { \\phi } , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J ( \\pi _ { \\mu } ^ { * } ) \\leq \\sum _ { h = 1 } ^ { H } ( 2 H - 2 h + 1 ) \\epsilon _ { g e n , h } + O ( H ^ { 2 } ) \\epsilon _ { b e } ^ { \\hat { \\phi } }\n$$", + "text_format": "latex", + "bbox": [ + 264, + 146, + 732, + 190 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where Eµ∼η Ex [\u000fπφ, ˆ xbe ] is the average inherent Bellman error and ", + "bbox": [ + 173, + 196, + 622, + 223 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/55ed4d59baf70cfa54df5b6f28e9df4bd405c66c2fba5cceeca12d94b6aedb4a.jpg", + "text": "$$\n\\varepsilon _ { g e n , h } = O \\left( \\frac { K G ( \\Phi ( \\mathbf { S } _ { h } ) ) } { T \\sqrt { n } } + \\underbrace { \\mathbb { E } } _ { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } \\left[ \\frac { K G ( \\mathcal { G } ( \\tilde { \\mathbf { s } } _ { h } ) ) } { n } + \\frac { G ( \\mathcal { G } ( \\bar { \\mathbf { s } } _ { h } ) ) } { n } \\right] + \\frac { R K \\sqrt { K } } { \\sqrt { n } } + \\sqrt { \\frac { \\ln ( H / \\delta ) } { T } } \\right)\n$$", + "text_format": "latex", + "bbox": [ + 181, + 229, + 821, + 271 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We again give a PAC-style guarantee for the special case where the class of representation functions $\\Phi$ and value function class $\\mathcal { G }$ are finite. It follows from the above theorem and Massart’s lemma. ", + "bbox": [ + 174, + 285, + 823, + 313 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Corollary 6.1. In the setting of Theorem 6.1, suppose $\\Phi , \\mathcal { G }$ are finite. If number of tasks satisfies $\\begin{array} { r } { T \\geq c _ { 1 } \\operatorname* { m a x } \\left\\{ \\frac { H ^ { 4 } R ^ { 2 } K ^ { 2 } \\log \\left( | \\Phi | \\right) } { \\epsilon ^ { 2 } } , \\frac { H ^ { 4 } \\ln \\left( H / \\delta \\right) } { \\epsilon ^ { 2 } } \\right\\} } \\end{array}$ , and number of samples (trajectories) per task satisfies $\\begin{array} { r } { n \\ge c _ { 2 } \\operatorname* { m a x } \\left\\{ \\frac { H ^ { 4 } K ^ { 2 } \\log ( | \\mathcal { G } | ) } { \\epsilon ^ { 2 } } , \\frac { H ^ { 4 } R ^ { 2 } K ^ { 3 } } { \\epsilon ^ { 2 } } \\right\\} } \\end{array}$ for small constants $c _ { 1 } , c _ { 2 }$ , then with probability $1 - \\delta$ , ", + "bbox": [ + 173, + 316, + 826, + 378 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/8ac21fe115539306209bfe7bd1e0776417101d75f76c93de76caf9c6f4ee3b5f.jpg", + "text": "$$\n\\underset { \\mu \\sim \\eta \\textbf { x } } { \\mathbb { E } } \\underset { \\mathbf { x } } { \\mathbb { E } } J ( \\pi ^ { \\hat { \\phi } , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J ( \\pi _ { \\mu } ^ { * } ) \\leq O ( H ^ { 2 } ) \\epsilon _ { b e } ^ { \\hat { \\phi } } + \\epsilon .\n$$", + "text_format": "latex", + "bbox": [ + 343, + 386, + 653, + 415 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Discussion: As in the previous section, the number of samples required for a new task after learning a representation is independent of the class $\\Phi$ but depends only on the value function class $\\mathcal { G }$ and number of actions. Thus representation learning is very useful when the class $\\Phi$ is much more complicated than $\\mathcal { G }$ , i.e. $R ^ { 2 } \\log ( | \\Phi | ) \\gg \\operatorname* { m a x } \\{ \\log ( | \\mathcal { G } | ) , R ^ { 2 } K \\}$ . In the above bounds, $\\epsilon _ { b e } ^ { \\hat { \\phi } }$ is a Bellman error term. This type of error terms occur commonly in the analysis of policy iteration type algorithms (Munos, 2005; Munos & Szepesvari, 2008). We remark that unlike in Sun et al. (2019), ´ our Bellman error is based on the Bellman operator of the learned policy rather than the optimal policy. Le et al. (2019) used a similar notion that they call inherent Bellman evaluation error. ", + "bbox": [ + 173, + 434, + 825, + 553 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The proof of Theorem 6.1 follows a similar outline to that of behavioral cloning. However we cannot use the results from Maurer et al. (2016) directly since we are solving a min-max game for each task. We provide the proof in Appendix B. ", + "bbox": [ + 174, + 558, + 825, + 602 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "7 EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 621, + 328, + 637 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In this section we present experimental results on the DirectedSwimmer environment (modified from the Swimmer environment from OpenAI gym (Brockman et al., 2016)) with Todorov et al. (2012) simulator and a NoisyCombinationLock environment designed by ourself. These experiments have two aims: 1) verify the benefit of representation learning predicted by our theory, 2) test the power of representations learned via our framework in a broader context: we learn a policy for a new task by using the representation and doing policy optimization instead of imitation learning. In our experiments we learn representations using Equation 5. Experiment details are deferred to Section D. ", + "bbox": [ + 173, + 651, + 825, + 751 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Our method: Given access to a dataset $\\mathbf { X } = \\{ ( s _ { j } ^ { t } , a _ { j } ^ { t } ) \\} _ { j = 1 } ^ { n }$ of $_ { n }$ state-action pairs each for $T$ tasks, we learn a $\\hat { \\phi }$ according to Equation 8. For any new task we learn a linear policy $\\boldsymbol { \\mathscr { u } }$ from the class $\\Pi ^ { \\hat { \\phi } }$ . ", + "bbox": [ + 174, + 756, + 823, + 791 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/ce84a7c64f67aa1ea613273a649cb09f2a7becb2dd67a138c1d177f1b202b281.jpg", + "text": "$$\n\\hat { \\phi } = \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\operatorname* { m i n } _ { f _ { 1 } , \\dots , f _ { T } \\in \\mathcal { F } } \\frac { 1 } { T } \\sum _ { t = 1 } ^ { T } \\frac { 1 } { n } \\sum _ { j = 1 } ^ { n } - \\log ( \\pi ^ { \\phi , f _ { t } } ( s _ { j } ^ { t } ) _ { a _ { j } ^ { t } } )\n$$", + "text_format": "latex", + "bbox": [ + 313, + 796, + 684, + 840 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Baseline: For a task we learn a policy $\\boldsymbol { \\mathscr { n } }$ from the class $\\mathrm { I I }$ without learning a representation first. ", + "bbox": [ + 171, + 847, + 802, + 861 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Verification of theory: In Figure 1 we verify our theoretical findings. On the left, we test on the DirectedSwimmer environment and report the logistic loss on the validation, which measures how close the trained policy is to the target expert policy. We find that learning representations, even with a few experts, can significantly reduce the sample complexity. On the right, we report the average reward of the trained policies on the environment. Here we see a different phenomenon: when the number of experts is small (4 or 16), the baseline method can beat policies trained using representation learning, though the baseline method requires more samples to do so. When the number of experts is large (64), we see the policy trained using representation learning can significantly outperform the baseline method. This behavior is expected as when the number of experts is small, we may learn a sub-optimal representation and because we fix this representation for training the policy, more samples for the test task cannot make this policy better, whereas more samples always make the baseline method better. Nevertheless, when the number of experts is large, we can significantly reduce the sample complexity. With 60 samples, the base line method is still far behind the policy trained using representation learning with 64 experts. ", + "bbox": [ + 174, + 867, + 825, + 924 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/8170c129b2217ec0bf46734df51a4cbb64a1a6300ca74df05850a56ab7371a5d.jpg", + "image_caption": [ + "Figure 1: Experiments for verifying theory. Left: validation loss on DirectedSwimmer. Right: average return on NoisyCombinationLock " + ], + "image_footnote": [], + "bbox": [ + 261, + 102, + 735, + 229 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/4805da7523ec91f9b4c4a59ab642f9889142c0ead71b153460d99963838b64cd.jpg", + "image_caption": [ + "Figure 2: Experiments on policy Optimization with representation trained by imitation learning Left: average return on the DirectedSwimmer. Right: average return on the NoisyCombinationLock. " + ], + "image_footnote": [], + "bbox": [ + 261, + 287, + 735, + 411 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 459, + 825, + 598 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Policy optimization with representations trained by imitation learning: We next test the utility of representations learned via our framework for RL. After training a representation, we use a simplified proximal policy optimization method that learns a linear policy over the learned representation. Results are reported in Figure 2. For DirectedSwimmer and NoisyCombinationLock, we observe a common pattern. When the number of experts to learn the representation is small, the baseline method enjoys better performance than the policies trained using representation learning. As the number of experts to learn the representation increases, we see the policy trained using representation learning can initially outperform baseline, sometime significantly. However, unsurprisingly, the baseline method performs very well with a large number of samples, since it is allowed to learn a representation from scratch. This experiment suggests that representations trained via imitation learning can be useful beyond imitation learning, especially when the target task has few samples. ", + "bbox": [ + 174, + 606, + 825, + 758 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "8 CONCLUSION ", + "text_level": 1, + "bbox": [ + 176, + 780, + 318, + 796 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The current paper proposes a bi-level optimization framework to formulate and analyze representation learning for imitation learning using multiple demonstrators. Theoretical guarantees are provided to justify the statistical benefit of representation learning. Some preliminary experiments verify the effectiveness of the proposed framework. In particular, in experiments, we find the representation learned via imitation learning is also useful for policy optimization in the reinforcement learning setting. We believe it is an interesting theoretical question to explain this phenomenon. Additionally, extending this bi-level optimization framework to incorporate methods beyond imitation learning is an interesting future direction. 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Let $\\hat { f } _ { \\mathbf { x } } ^ { \\phi } = \\arg \\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\ell ^ { \\mathbf { x } } ( \\phi , f )$ be the optimal task specific parameter for task $\\mu$ by fixing representation $\\phi$ . Thus by our definitions in Section 5, we get $\\pi ^ { \\phi , \\mathbf { x } } = \\pi ^ { \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } }$ . We assume w.l.o.g. that $A = [ K ]$ . Remember that $\\ell : \\triangle ( \\mathcal { A } ) \\times \\mathcal { A } $ $\\mathbb { R }$ is defined as $\\ell ( \\pmb { v } , a ) = - \\log ( \\pmb { v } _ { a } )$ for some $\\pmb { v } \\in \\mathbb { R } ^ { K }$ and ${ \\pmb v } _ { a }$ is the coordinate corresponding to action $a \\in \\mathcal { A } = [ K ]$ . We define a new function class and loss function that will be useful for our proofs ", + "bbox": [ + 173, + 132, + 825, + 244 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/ea20e59f818e47fa4f5bc80d77875c082f7210e41f0ed4e45e4b9c4f4b7874ea.jpg", + "text": "$$\n\\mathcal { F } ^ { \\prime } = \\{ x \\to W x \\ | \\ W \\in \\mathbb { R } ^ { K \\times d } , \\| W \\| _ { F } \\leq 1 \\}\n$$", + "text_format": "latex", + "bbox": [ + 349, + 250, + 647, + 270 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/d1608eeb8a4976dbedf8c7e2caf8c759325f355a7306428aaca2b6d0f4f5298f.jpg", + "text": "$$\n\\ell ^ { \\prime } ( \\pmb { v } , a ) = - \\log ( \\mathrm { s o f } \\mathrm { t m a x } ( \\pmb { v } ) _ { a } ) , \\pmb { v } \\in \\mathbb { R } ^ { K } , a \\in \\mathcal { A }\n$$", + "text_format": "latex", + "bbox": [ + 330, + 284, + 666, + 303 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We basically offloaded the burden of computing softmax from the class $\\mathcal { F }$ to the loss $\\ell$ . We can convert any function $f ^ { \\prime } \\in \\mathcal { F } ^ { \\prime }$ to one in $\\mathcal { F }$ by transforming it to softmax $\\left( f ^ { \\prime } \\right)$ . ", + "bbox": [ + 173, + 309, + 826, + 338 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We now proceed to proving the lemmas ", + "bbox": [ + 176, + 344, + 434, + 359 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Proof of Lemma 5.2. We can then rewrite the various loss functions from Section 5 as follows ", + "bbox": [ + 173, + 373, + 789, + 390 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/5e3fe318c60b05646a82861b47cefbf0039951d03d35b7616c1e0e64e2e7743a.jpg", + "text": "$$\n\\hat { L } ( \\phi ) = \\frac { 1 } { T } \\sum _ { i = 1 } ^ { T } \\operatorname* { m i n } _ { f \\in \\mathcal { F } ^ { \\prime } } \\frac { 1 } { n } \\sum _ { j = 1 } ^ { n } \\ell ^ { \\prime } ( f ( \\phi ( s ) ) , a )\n$$", + "text_format": "latex", + "bbox": [ + 362, + 395, + 635, + 440 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/f52ce189c3c23234096d79e702f5f7e4aeb52604845ff4ff83dbd511dd42bc7a.jpg", + "text": "$$\nL ( \\phi ) = \\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } ^ { \\prime } } { \\operatorname* { m i n } } \\underset { ( s , a ) \\sim \\mu } { \\mathbb { E } } \\ell ^ { \\prime } ( f ( \\phi ( s ) ) , a )\n$$", + "text_format": "latex", + "bbox": [ + 367, + 454, + 630, + 481 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/de7e947dd96d9e05b0f92ff624f8694b08fc63e0f126dca7f5fe808c20e8e92c.jpg", + "text": "$$\n\\bar { L } ( \\phi ) = \\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { ( s , a ) \\sim \\mu } { \\mathbb { E } } \\ell ^ { \\prime } ( \\hat { f } _ { \\mathbf { \\mu } \\mathbf { x } } ^ { \\phi } ( \\phi ( s ) ) , a )\n$$", + "text_format": "latex", + "bbox": [ + 359, + 497, + 637, + 529 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "where $\\begin{array} { r } { \\hat { f ^ { \\prime } } _ { \\mu } ^ { \\phi } \\in \\arg \\operatorname* { m i n } _ { f ^ { \\prime } \\in \\mathcal { F } ^ { \\prime } } \\ell ^ { \\mathbf { x } } ( \\phi , \\mathrm { s o f t r a x } ( f ^ { \\prime } ) ) } \\end{array}$ . It is easy to show that both $\\ell ^ { \\prime } ( \\cdot , a ) \\ell ^ { \\prime } ( f ^ { \\prime } ( \\cdot ) , \\cdot )$ are 2-lipschitz in their arguments for every $a \\in { \\mathcal { A } }$ and $f ^ { \\prime } \\in \\mathcal { F } ^ { \\prime }$ . Using a slightly modified version of Theorem 2(i) from Maurer et al. (2016), we get that for $\\hat { \\phi } \\in \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\hat { L } ( \\phi )$ , with probability at least $1 - \\delta$ over the choice of $\\mathbf { X }$ ", + "bbox": [ + 174, + 536, + 826, + 602 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/c2d8adc513bcc83e9f9b66cbda61ae26d2ae238d8088068574aa1ff800c438d7.jpg", + "text": "$$\n\\bar { L } ( \\hat { \\phi } ) - \\operatorname* { m i n } _ { \\phi \\in \\Phi } L ( \\phi ) \\leq \\frac { 2 \\sqrt { 2 \\pi } G ( \\Phi ( \\mathbf { S } ) ) } { T \\sqrt { n } } + \\sqrt { 2 \\pi } Q ^ { \\prime } \\operatorname* { s u p } _ { \\phi \\in \\Phi } \\sqrt { \\frac { \\mathbb { E } } { \\mu \\sim \\eta , ( s , a ) \\sim \\mu } \\| \\phi ( s ) \\| ^ { 2 } } + \\sqrt { \\frac { 8 \\log ( 4 / \\delta ) } { T } }\n$$", + "text_format": "latex", + "bbox": [ + 194, + 607, + 805, + 657 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/c05d0d1d48e10a06bc52550d13be95e2e94b5e48476ef170eb0acc18f86c7f9b.jpg", + "text": "$$\n\\bar { L } ( \\hat { \\phi } ) - \\operatorname* { m i n } _ { \\phi \\in \\Phi } L ( \\phi ) \\leq c \\frac { G ( \\Phi ( \\mathbf { S } ) ) } { T \\sqrt { n } } + c ^ { \\prime } \\frac { Q ^ { \\prime } R } { \\sqrt { n } } + c ^ { \\prime \\prime } \\sqrt { \\frac { \\log ( 4 / \\delta ) } { T } }\n$$", + "text_format": "latex", + "bbox": [ + 302, + 672, + 697, + 709 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "where $Q ^ { \\prime } \\ = \\ \\operatorname* { s u p } _ { y \\in \\mathbb { R } ^ { d n } \\setminus \\{ 0 \\} } \\frac { 1 } { \\| y \\| } \\mathbb { E } \\operatorname* { s u p } _ { f \\in \\mathcal { F } ^ { \\prime } } \\sum _ { i = 1 , j = 1 } ^ { n , K } \\gamma _ { i j } f ^ { \\prime } ( y _ { i } ) _ { j }$ . First we discuss why we need a modified version of their theorem. Our setting differs from the setting for Theorem 2 from Maurer et al. (2016) in the following ways ", + "bbox": [ + 173, + 717, + 826, + 780 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "• ${ \\mathcal { F } } ^ { \\prime }$ is a class of vector valued function in our case, whereas in Maurer et al. (2016) it is assumed to contain scalar valued. The only place in the proof of the theorem where this shows up is in the definition of $Q ^ { \\prime }$ , which we have updated accordingly. • Maurer et al. (2016) assumes that $\\bar { \\ell } ^ { \\prime } ( \\cdot , a )$ is 1-lipschitz for every $a \\in { \\mathcal { A } }$ and that $f ^ { \\prime } ( \\cdot )$ is $L$ lipschitz for every $f ^ { \\prime } \\in \\mathcal { F } ^ { \\prime }$ . However the only properties that are used in the proof of Theorem 16 are that $\\ell ^ { \\prime } ( \\cdot , a )$ is 1-lipschitz and that $\\ell ^ { \\prime } ( f ^ { \\prime } ( \\cdot ) , a )$ is $L$ -lipschitz for every $a \\in { \\mathcal { A } }$ , which is exactly the property that we have. Hence their proof follows through for our setting as well. ", + "bbox": [ + 173, + 785, + 826, + 885 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/2f4980af2c4f216fbb545c7f0ba14fa69e86205ffde53e68f7016b7de02a966f.jpg", + "text": "$$\nQ ^ { \\prime } : = \\operatorname* { s u p } _ { y \\in \\mathbb { R } ^ { d n } \\setminus \\{ 0 \\} } \\frac { 1 } { \\| y \\| } \\mathbb { E } \\operatorname* { s u p } _ { f \\in \\mathcal { F } ^ { \\prime } } \\sum _ { i = 1 , j = 1 } ^ { n , K } \\gamma _ { i j } f ^ { \\prime } ( y _ { i } ) _ { j } \\leq \\sqrt { K }\n$$", + "text_format": "latex", + "bbox": [ + 266, + 890, + 622, + 928 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Proof. ", + "bbox": [ + 173, + 103, + 217, + 118 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/c556a0c4b7b2db6919bca245babfd3368cee3ff73189c003f08fe84729cc0a7a.jpg", + "text": "$$\n\\begin{array} { r l } { Q ^ { \\prime } \\simeq \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { y \\in \\mathcal { U } _ { \\ell } ( \\cdot ) } \\frac { \\sum _ { i = 1 } ^ { n } \\hat { \\mathcal { U } } _ { \\ell } ^ { i } } { \\| y \\| } ( \\mathrm { E } _ { i } ) , } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { y \\in \\mathcal { U } _ { \\ell } ( \\cdot ) \\times \\frac { \\sum _ { i = 1 } ^ { n } \\hat { \\mathcal { U } } _ { \\ell } ^ { i } } { \\| y \\| } } \\mathrm { E } _ { i } ^ { x } } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } - \\mathrm { E } _ { i } ^ { x } ( \\mathrm { E } _ { i } ) , } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } - \\mathrm { E } _ { i } ^ { x } ( \\mathrm { E } _ { i } ) , } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } } \\\\ \\leq \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } ( \\sum _ i \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 292, + 131, + 709, + 421 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "where we use Jensen’s inequality and linearity of expectation for the first inequality and properties of standard normal gaussian variables for the equality after that. □ ", + "bbox": [ + 173, + 425, + 823, + 455 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Plugging in Lemma A.1 into Equation 11 completes the proof. ", + "bbox": [ + 173, + 477, + 584, + 493 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We now proceed to prove the next lemma. ", + "bbox": [ + 176, + 516, + 450, + 531 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Proof of Lemma 5.3. Suppose $\\bar { L } ( \\phi ) = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\ell ^ { \\mu } ( \\pi ^ { \\phi , \\mathbf { x } } ) \\leq \\epsilon$ . Consider a task $\\mu \\sim \\eta$ and samples $\\mathbf { x } \\sim \\boldsymbol { \\mu } ^ { n }$ and let $\\epsilon _ { \\mu } ( { \\bf x } ) = \\ell ^ { \\mu } ( \\pi ^ { \\phi , { \\bf x } } )$ so that $\\bar { L } ( \\phi ) = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\epsilon _ { \\mu } ( \\mathbf { x } )$ . Since $\\pi _ { \\mu } ^ { \\ast }$ is deterministic, we get ", + "bbox": [ + 173, + 551, + 825, + 601 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/9c6c2f928787840e6a62ea1eb363498463c4a93ab65e1cf9b646f39209fd856f.jpg", + "text": "$$\n\\begin{array} { r l } & { \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } \\underset { a \\sim \\pi ^ { \\phi , \\mathbf { x } } } { \\mathbb { E } } \\mathbb { I } \\{ a \\neq \\pi _ { \\mu } ^ { * } ( s ) \\} = \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } [ 1 - \\pi ^ { \\phi , \\mathbf { x } } ( s ) _ { \\pi _ { \\mu } ^ { * } ( s ) } ] } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\leq \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } [ - \\log ( 1 - ( 1 - \\pi ^ { \\phi , \\mathbf { x } } ( s ) _ { \\pi _ { \\mu } ^ { * } ( s ) } ) ) ] } \\\\ & { \\quad \\quad \\quad \\quad = \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } [ - \\log ( \\pi ^ { \\phi , \\mathbf { x } } ( s ) _ { \\pi _ { \\mu } ^ { * } ( s ) } ) ] = \\epsilon _ { \\mu } ( \\mathbf { x } ) } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 279, + 609, + 718, + 700 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "where we use the fact that $x \\leq - \\log ( 1 - x )$ for $x \\ : < 1 $ . for the first inequality. Thus by using Theorem 2.1 from Ross et al. (2011), we get that $J _ { \\mu } ( \\pi ^ { \\phi , \\mathbf { x } } ) { - } J _ { \\mu } ( \\pi ^ { * } ) \\leq H ^ { 2 } \\epsilon _ { \\mu } ( \\mathbf { \\bar { x } } )$ . Taking expectation w.r.t. $\\mu \\sim \\eta$ and $\\mathbf { x } \\sim \\boldsymbol { \\mu } ^ { n }$ completes the proof. □ ", + "bbox": [ + 176, + 708, + 823, + 752 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Proof of Theorem 5.1. By using Assumption 5.2, we first get that ", + "bbox": [ + 173, + 773, + 604, + 790 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/377a4e7c4d4805894aa51060897880078863efac3532945b30d95dd42c143c6e.jpg", + "text": "$$\n\\begin{array} { r l } & { L ( \\phi ^ { * } ) = \\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { \\pi \\in \\Pi ^ { \\phi ^ { * } } } { \\mathrm { m i n } } \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } - \\log ( \\pi ( s ) _ { \\pi _ { \\mu } ^ { * } ( s ) } ) } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\quad \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 356, + 797, + 640, + 885 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "where in the last step we used $- \\log ( 1 - x ) \\leq 2 x$ for $x < 1 / 2$ . Hence from Lemma 5.2 we get $\\bar { L } ( \\hat { \\phi } ) \\leq 2 \\gamma + \\epsilon _ { g e n , h }$ , which combining with Lemma 5.3 gives the desired result. □ ", + "bbox": [ + 173, + 891, + 825, + 925 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "B PROOFS FOR OBSERVATION-ALONE ", + "text_level": 1, + "bbox": [ + 174, + 102, + 508, + 118 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Before proving Theorem 6.1, we introduce the following loss functions, as we did in the proof sketch for the behavioral cloning setting. We again abuse notation and define $\\ell ^ { \\mu } ( \\phi , f ) : = \\ell ^ { \\mu } ( \\dot { \\pi } ^ { \\phi , f } )$ , where $\\ell ^ { \\mu }$ is defined in Equation 6. Let $\\hat { f } _ { \\mathbf { x } } ^ { \\phi } = \\arg \\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\ell ^ { \\mathbf { x } } ( \\phi , f )$ be the optimal task specific parameter for task $\\mu$ by fixing representation $\\phi$ . As before, we define the following ", + "bbox": [ + 173, + 132, + 826, + 200 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/ad0d9ee0c4691bbd50d2db1791e75183be0ce62b326ff6e247a2a0067002294d.jpg", + "text": "$$\n\\bar { L } _ { h } ( \\phi _ { h } ) = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu _ { h } ^ { n } } { \\mathbb { E } } \\ell _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi _ { h } } )\n$$", + "text_format": "latex", + "bbox": [ + 392, + 204, + 604, + 232 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We first show a guarantee on the performance of representations $( \\hat { \\phi } _ { 1 } , \\dots , \\hat { \\phi } _ { H } )$ as measured by the functions $\\bar { L } _ { 1 } , \\dotsc , \\bar { L } _ { H }$ . ", + "bbox": [ + 173, + 238, + 825, + 268 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Theorem B.1. With probability at least $1 - \\delta$ in the draw of $\\mathbf { X } = ( \\mathbf { X } ^ { ( 1 ) } , \\ldots , \\mathbf { X } ^ { ( H ) } ) , \\forall h \\in [ H ]$ ", + "bbox": [ + 171, + 270, + 799, + 287 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/d33c032d7d1902a73d974c749979c04aa2939e1ad3eb0c9c89b2f6e61870a92c.jpg", + "text": "$$\n\\begin{array} { r l } & { \\quad \\bar { L } _ { h } ( \\hat { \\phi } _ { h } ) \\leq \\operatorname* { m i n } _ { \\phi \\in \\Phi } L _ { h } ( \\phi ) + c \\epsilon _ { g e n , h } ( \\Phi ) + c ^ { \\prime } \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) + c ^ { \\prime \\prime } \\sqrt { \\frac { \\ln ( H / \\delta ) } { T } } } \\\\ & { \\mathfrak { \\iota } _ { \\iota } ( \\Phi ) = \\frac { K G ( \\Phi ( \\mathbf { S } _ { h } ) ) } { T \\sqrt { \\pi } } \\ a n d \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) = \\underset { \\mu \\sim \\eta \\times \\pi ^ { \\prime \\prime } } { \\mathbb { E } } \\frac { \\mathbb { E } } { \\kappa \\cdot \\sqrt { \\mathfrak { a } } } \\left[ \\frac { K G ( \\mathcal { G } ( \\tilde { \\mathbf { s } } _ { h } ) ) } { n } + \\frac { G ( \\mathcal { G } ( \\bar { \\mathbf { s } } _ { h } ) ) } { n } \\right] + \\frac { R K \\sqrt { K } } { \\sqrt { n } } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 174, + 291, + 808, + 363 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We then connect the losses $\\bar { L } _ { h }$ to the expected cost on the tasks. ", + "bbox": [ + 173, + 371, + 593, + 387 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Theorem B.2. Consider representations $\\left( \\phi _ { 1 } , \\ldots , \\phi _ { H } \\right)$ with $\\bar { L } _ { h } ( \\phi _ { h } ) \\le \\epsilon _ { h }$ . Let $\\mathbf { x } = ( \\mathbf { x } _ { 1 } , \\ldots , \\mathbf { x } _ { H } )$ be samples at different levels for a newly sampled task $\\mu \\sim \\eta$ such that $\\mathbf { x } _ { h } \\sim \\mu _ { h } ^ { n }$ . Let $\\pi ^ { \\phi , { \\bf x } } =$ $( \\pi ^ { \\phi _ { 1 } , \\mathbf { x } _ { 1 } } , \\ldots , \\pi ^ { \\phi _ { H } , \\mathbf { x } _ { H } } )$ be policies learned using the samples, then under Assumption 6.1, ", + "bbox": [ + 173, + 390, + 826, + 435 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/8dad48aa1ce4794154bfaace9c2ce9d811a8688454886b19a4b1dcf855c45090.jpg", + "text": "$$\n\\underset { \\mu \\sim \\eta \\textbf { x } } { \\mathbb { E } } \\underset { \\mathbf { x } } { \\mathbb { E } } J ( \\pi ^ { \\phi , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J ( \\pi _ { \\mu } ^ { * } ) \\leq \\sum _ { h = 1 } ^ { H } ( 2 H - 2 h + 1 ) \\epsilon _ { h } + O ( H ^ { 2 } ) \\epsilon _ { b e } ^ { \\phi }\n$$", + "text_format": "latex", + "bbox": [ + 277, + 439, + 718, + 482 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "where $\\epsilon _ { b e } ^ { \\phi } = \\underset { \\mu \\sim \\eta \\textbf { x } } { \\mathbb { E } } [ \\epsilon _ { b e } ^ { \\pi ^ { \\phi , \\textbf { x } } } ]$ is the average inherent Bellman error. ", + "bbox": [ + 173, + 488, + 593, + 512 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "It is easy to show that under Assumption 6.2, $\\begin{array} { r } { \\operatorname* { m i n } _ { \\phi \\in \\Phi } L _ { h } ( \\phi ) = 0 } \\end{array}$ for every $h \\in [ H ]$ . Thus from Theorem B.1, we get that $\\bar { L } _ { h } \\big ( \\hat { \\phi } _ { h } \\big ) \\leq \\epsilon _ { g e n , h }$ , where $\\begin{array} { r } { \\epsilon _ { g e n , h } = \\epsilon _ { g e n , h } ( \\Phi ) + \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) + c ^ { \\prime \\prime } \\sqrt { \\frac { \\ln ( H / \\delta ) } { T } } } \\end{array}$ . Invoking Theorem B.2 on the representations $\\{ \\hat { \\phi } _ { h } \\}$ completes the proof. ", + "bbox": [ + 173, + 522, + 825, + 582 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "B.1 PROOF OF THEOREM B.1 ", + "text_level": 1, + "bbox": [ + 174, + 595, + 392, + 611 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Before proving the theorem, we discuss important lemmas. In yet another abuse of notation, we define $\\begin{array} { r l r } { \\ell _ { h } ^ { \\mu } ( \\phi , f , g ) } & { = } & { \\mathbb { E } _ { ( s , a , \\tilde { s } , \\bar { s } ) \\sim \\mu _ { h } } [ K \\pi ^ { \\phi , f } ( a | s ) g ( \\tilde { s } ) - \\overset { \\cdot } { g } ( \\bar { s } ) ] } \\end{array}$ and $\\begin{array} { r l } { \\ell _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) } & { { } = } \\end{array}$ ${ \\frac { 1 } { n } } \\sum _ { j = 1 } ^ { n } [ K \\pi ^ { \\phi , f } ( a _ { j } | s _ { j } ) g ( \\tilde { s } _ { j } ) - g ( \\bar { s } _ { j } ) ] ,$ . ", + "bbox": [ + 173, + 621, + 825, + 683 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Let $\\hat { m } _ { \\mathbf { x } } ( \\phi ) \\ = \\ \\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) \\ = \\ \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , \\hat { g } _ { \\mathbf { x } } ^ { \\phi } ) , \\ \\bar { m } _ { \\mu , \\mathbf { x } } ( \\phi ) \\ = \\ \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\ell _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) , \\ m _ { \\mu } ( \\phi ) \\ = \\ \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\hat { \\ell } _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) , \\ m _ { \\mu } ( \\phi ) \\ = \\ \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\hat { \\ell } _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) ,$ $\\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\ell _ { h } ^ { \\mu } ( \\phi , f , g )$ . Note that $L _ { h } ( \\boldsymbol \\phi ) = \\underset { \\mu \\sim \\eta } { \\mathbb { E } } m ( \\boldsymbol \\phi ) , \\bar { L } _ { h } ( \\boldsymbol \\phi ) = \\underset { \\mu \\sim \\eta \\times \\sim \\mu ^ { n } } { \\mathbb { E } } \\bar { \\underset { \\substack { \\mathbb { X } \\sim \\mu ^ { n } } } { \\mathbb { E } } } \\bar { m } _ { \\mu , \\mathbf { x } } ( \\boldsymbol \\phi ) .$ . Define the distribution $\\rho _ { h }$ where $\\mathbf { x } \\sim \\rho _ { h }$ is the same as $\\mu \\sim \\eta$ and then $\\mathbf { x } \\sim \\mu _ { h } ^ { n }$ . ", + "bbox": [ + 173, + 690, + 825, + 753 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Lemma B.3. For every $\\phi \\in \\Phi$ and $h \\in [ H ]$ , ", + "bbox": [ + 174, + 756, + 465, + 771 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/9c9810a42770b11a6999b1a06f01457bda485e6aa045aa3cc3ae480fc9559ce8.jpg", + "text": "$$\n\\underset { \\mu \\sim \\eta \\times \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\mathbb { E } } \\operatorname* { s u p } _ { g \\in \\mathcal { G } } \\left[ \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) - \\ell _ { h } ^ { \\mu } ( \\phi , f , g ) \\right] \\leq \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } )\n$$", + "text_format": "latex", + "bbox": [ + 295, + 775, + 700, + 806 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Lemma B.4. With probability $1 - \\delta _ { : }$ , for every $\\phi \\in \\Phi$ , ", + "bbox": [ + 174, + 810, + 531, + 827 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/8a6b60577b4ccb8cb667c3ba2b32314e61b52539262bea1f6bf4db1a31cdaf0b.jpg", + "text": "$$\n\\bar { L } _ { h } ( \\phi ) - \\underset { \\mathbf { x } \\sim \\rho _ { h } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi ) \\leq \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } )\n$$", + "text_format": "latex", + "bbox": [ + 372, + 829, + 625, + 856 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Lemma B.5. With probability $1 - \\delta$ , for every $\\phi \\in \\Phi$ , ", + "bbox": [ + 173, + 858, + 531, + 875 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/aedb19455033e956e15f9e6a346f8850174ae3bc795b2cd4135552171d4f9281.jpg", + "text": "$$\n\\underset { \\mathbf { x } \\sim \\rho _ { h } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi ) - \\frac { 1 } { T } \\sum _ { i } \\hat { m } _ { \\mathbf { x } ^ { ( i ) } } ( \\phi ) \\leq \\epsilon _ { g e n , h } ( \\Phi ) + O \\left( \\sqrt { \\frac { \\log \\left( \\frac { 1 } { \\delta } \\right) } { T } } \\right)\n$$", + "text_format": "latex", + "bbox": [ + 285, + 880, + 709, + 929 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We prove these lemmas later. First we prove Theorem B.1 using them. If $\\phi _ { h } ^ { * } = \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } L _ { h } ( \\phi )$ , then ", + "bbox": [ + 173, + 102, + 823, + 127 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/1b6486b25c6b610fa88a65d7d5f3843a55469762e6f6c3cac73bdbd129678e64.jpg", + "text": "$$\n\\begin{array} { r l } { \\overline { { L } } _ { b } ( \\hat { \\phi } _ { h } ) - L , b _ { 0 } ( \\hat { \\phi } _ { h } ^ { * } ) = \\Bigg ( \\overline { { L } } h ( \\hat { \\phi } _ { h } ) - \\underbrace { \\mathbb { E } } _ { x \\sim \\rho _ { h } } ^ { \\infty } \\hat { w } _ { \\infty } ( \\phi ) \\Bigg ) } & { } \\\\ & { \\quad + \\Bigg ( \\underbrace { \\mathbb { E } } _ { x \\sim \\rho _ { h } } \\hat { w } _ { \\infty } ( \\phi ) - \\frac { 1 } { T } \\sum _ { \\eta } \\sum _ { \\eta \\leq \\tau ^ { \\prime } } ( \\hat { \\phi } _ { h } ) \\Bigg ) } \\\\ & { \\quad + \\Bigg ( \\frac { 1 } { T } \\sum _ { \\eta \\leq \\tau ^ { \\prime } } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) - \\frac { 1 } { T } \\sum _ { \\eta } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) \\Bigg ) } \\\\ & { \\quad + \\Bigg ( \\frac { 1 } { T } \\sum _ { \\eta \\leq \\tau ^ { \\prime } } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) - \\underbrace { \\mathbb { E } } _ { x \\sim \\rho _ { h } } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) \\Bigg ) } \\\\ & { \\quad + \\underbrace { \\mathbb { E } } _ { \\rho \\sim \\int _ { x } \\mathbb { E } _ { x \\sim \\rho ^ { \\prime } } } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) - \\underbrace { m _ { \\rho } ( \\hat { w } _ { h } ^ { * } ) } _ { \\exp ( \\phi _ { h } ^ { * } ) } \\Bigg ) } \\\\ & { \\leq 2 \\epsilon _ { g \\leq n , h } ( \\mathscr { L } , g ) + \\epsilon _ { g \\leq n , h } ( \\Phi ) + \\ O \\left( \\sqrt { \\frac { \\log ( \\frac { 1 } { \\delta } ) } { T } } \\right) } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 264, + 136, + 733, + 375 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "where for the first part we use Lemma B.4, second part we use Lemma B.5, third part is upper bounded by 0 by optimality of $\\hat { \\phi } _ { h }$ , fourth is upper bounded by $O ( \\sqrt { \\frac { \\log ( \\frac { 1 } { \\delta } ) } { T } } )$ by Hoeffding’s inequality and fifth is bounded by the following argument: let $f ^ { \\phi } , g ^ { \\phi } = \\arg \\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\arg \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\ell ^ { \\mu } ( \\phi , f , g )$ ", + "bbox": [ + 173, + 380, + 825, + 443 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/37e3a427ba1f8ddb00e4a2b1cf06291e51f28a6904ea1b8de18bd41218c5c40e.jpg", + "text": "$$\n\\begin{array} { r l } & { \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi _ { h } ^ { * } ) = \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\mathrm { m i n } } \\underset { g \\in \\mathcal { G } } { \\mathrm { m a x } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi _ { h } ^ { * } , f , g ) } \\\\ & { \\quad \\quad \\quad \\quad \\leq \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { g \\in \\mathcal { G } } { \\mathrm { m a x } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi _ { h } ^ { * } , f ^ { \\phi _ { h } ^ { * } } , g ) = \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi _ { h } ^ { * } , f ^ { \\phi _ { h } ^ { * } } , \\tilde { g } ) } \\\\ & { \\quad \\quad \\quad \\leq \\ell _ { h } ^ { \\mu } ( \\phi _ { h } ^ { * } , f ^ { \\phi _ { h } ^ { * } } , \\tilde { g } ) + \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) } \\\\ & { \\quad \\quad \\quad \\leq \\ell _ { h } ^ { \\mu } ( \\phi _ { h } ^ { * } , f ^ { \\phi _ { h } ^ { * } } , g ^ { \\phi _ { h } ^ { * } } ) + \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) = m _ { \\mu } ( \\phi _ { h } ^ { * } ) + \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 240, + 449, + 758, + 551 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "where the second inequality uses Lemma B.3. ", + "bbox": [ + 176, + 554, + 475, + 570 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "B.2 PROOF OF THEOREM B.2 ", + "text_level": 1, + "bbox": [ + 174, + 585, + 393, + 602 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Consider a task $\\mu$ . For simplicity of notation, we use $\\pi _ { h }$ instead $\\pi ^ { \\phi _ { h } , \\mathbf { x } _ { h } }$ , $\\pi$ instead of $\\pi ^ { \\phi , \\mathbf { x } }$ . Let $\\nu _ { h } ^ { \\pi }$ and $\\nu _ { h } ^ { * }$ be the state distributions at level $h$ induced by $\\pi ^ { \\phi , \\mathbf { x } }$ and $\\pi _ { \\mu } ^ { * }$ respectively. Let ", + "bbox": [ + 174, + 612, + 825, + 643 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/31f925933a68d08886a7ab886b932418ee89a9089343c754203f4cf6ec6ed8e5.jpg", + "text": "$$\n\\epsilon _ { h } ( \\mathbf { x } _ { h } ) = \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\underset { s \\sim \\nu _ { h } ^ { * } } { \\mathbb { E } } \\big [ \\underset { a \\sim \\pi _ { h } } { \\mathbb { E } } ~ g ( s ^ { \\prime } ) - \\underset { a \\sim \\pi _ { h } ^ { * } } { \\mathbb { E } } ~ g ( s ^ { \\prime } ) \\big ]\n$$", + "text_format": "latex", + "bbox": [ + 334, + 651, + 665, + 690 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "be the loss of policy $\\pi _ { h }$ at level $h$ . By definition, $\\boldsymbol { \\epsilon } _ { h } = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu _ { h } ^ { n } } { \\mathbb { E } } \\boldsymbol { \\epsilon } _ { h } ( \\mathbf { x } )$ . Using Lemma C.1 from Sun et al. (2019), we have ", + "bbox": [ + 173, + 696, + 825, + 736 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/0bf85409a43c53a3fef40afd43b14163ff90653b5ebc94fa38f46d8b6488bbfd.jpg", + "text": "$$\nI ( \\pi ^ { \\phi , \\mathbf { x } } ) - J ( \\pi _ { \\mu } ^ { * } ) = \\sum _ { h = 1 } ^ { H } \\bar { \\Delta } _ { h } = \\sum _ { h = 1 } ^ { H } \\underline { { \\mathbb { E } } } _ { h } \\left[ \\underset { a \\sim \\pi _ { h } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } V _ { h + 1 } ^ { * } ( s ^ { \\prime } ) - \\underset { a \\sim \\pi _ { h } ^ { * } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } V _ { h + 1 } ^ { * } ( s ^ { \\prime } ) \\right]\n$$", + "text_format": "latex", + "bbox": [ + 181, + 742, + 826, + 786 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Observe that ", + "bbox": [ + 173, + 792, + 259, + 806 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/dd442e61b9670e00b02bedc4e4e8b471d2ccd2cfb33d78f80acb767397234ddb.jpg", + "text": "$$\n\\begin{array} { r l } { \\bar { \\Delta } _ { h } = } & { \\qquad \\underset { s \\sim \\psi _ { h } ^ { \\pi } } { \\mathbb { E } } [ \\underset { a \\sim \\pi _ { h } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } V _ { h + 1 } ^ { \\ast } ( s ^ { \\prime } ) - \\underset { a \\sim \\pi _ { h } ^ { \\ast } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } V _ { h + 1 } ^ { \\ast } ( s ^ { \\prime } ) ] } \\\\ { \\leq } & { \\qquad \\underset { g \\in \\mathcal { G } } { \\mathbb { E } } \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } \\underset { a \\sim \\pi _ { h } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { a \\sim \\pi _ { h } ^ { \\ast } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } g ( s ^ { \\prime } ) ] + } \\\\ & { \\qquad \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } [ \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } V _ { h } ^ { \\ast } g ( s ) - \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\pi } g ( s ) ] + [ \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\ast } V _ { h + 1 } ^ { \\ast } ( s ) - \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\ast } V _ { h + 1 } ^ { \\ast } ( s ) ] } \\\\ { \\leq } & { \\qquad \\epsilon _ { h } ( \\mathbf { x } _ { h } ) + \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } [ \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\pi } g ( s ) - \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\pi } g ( s ) ] + \\underset { g \\in \\mathcal { G } } { \\mathbb { E } } \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } g ( s ) - \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } ( s ) \\big \\Vert } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 209, + 813, + 787, + 930 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Lemma B.6. Defining $\\Delta _ { h } = \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\vert \\operatorname* { \\mathbb { E } } _ { s \\sim \\nu _ { h } ^ { \\pi } } g ( s ) - \\operatorname* { \\mathbb { E } } _ { s \\sim \\nu _ { h } ^ { * } } g ( s ) \\vert$ , we have ", + "bbox": [ + 173, + 102, + 624, + 127 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/e4f6a25463ebddf4d56ce1fc5f3c830f4b234f6fda2ef234da5ec9aab405546d.jpg", + "text": "$$\n\\displaystyle \\operatorname* { m a x } _ { g \\in \\mathcal { G } } [ \\operatorname* { \\mathbb { E } } _ { s \\sim \\nu _ { h } ^ { \\pi } } \\Gamma _ { h } ^ { \\pi } g ( s ) - \\operatorname* { \\mathbb { E } } _ { s \\sim \\nu _ { h } ^ { * } } \\Gamma _ { h } ^ { \\pi } g ( s ) ] \\leq \\Delta _ { h } + 2 \\epsilon _ { b e } ^ { \\pi }\n$$", + "text_format": "latex", + "bbox": [ + 338, + 133, + 658, + 161 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Using the above lemma, we get $\\bar { \\Delta } _ { h } \\le \\epsilon _ { h } \\bigl ( \\mathbf { x } _ { h } \\bigr ) + 2 \\Delta _ { h } + 2 \\epsilon _ { b e } ^ { \\pi }$ . We now bound $\\Delta _ { h }$ ", + "bbox": [ + 173, + 174, + 705, + 191 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/2aeebb3e45c139ca4679860756e36330035f7e83e7fb9b53e5db685864ac8f30.jpg", + "text": "$$\n\\begin{array} { r l } & { \\Delta _ { h } = \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\left| \\underset { s \\sim v _ { h - 1 } ^ { - } - s \\sim \\mathcal { G } _ { h - 1 } } { \\mathbb { E } } \\underset { s ^ { \\prime } \\sim v _ { h , \\alpha } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { s \\sim v _ { h - 1 } ^ { * } } { \\mathbb { E } } g ( s ) \\right| } \\\\ & { \\quad = \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\left| \\underset { s \\sim v _ { h - 1 } ^ { - } - s \\sim \\mathcal { G } _ { h - 1 } } { \\mathbb { E } } \\underset { s ^ { \\prime } \\sim v _ { h , \\alpha } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { s \\sim v _ { h - 1 } ^ { * } - s \\sim \\mathcal { G } _ { h - 1 } ^ { * } } { \\mathbb { E } } g ( s ) \\right| + \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\left| \\underset { s \\sim v _ { h - 1 } ^ { * } - s \\sim \\mathcal { G } _ { h - 1 } ^ { * } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { s \\sim v _ { h } ^ { * } } { \\mathbb { E } } g ( s ) \\right| } \\\\ & { \\quad = \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\left| \\underset { s \\sim v _ { h - 1 } ^ { * } - s } { \\mathbb { E } } \\underset { h - 1 } { \\mathbb { E } } \\underset { s ^ { \\prime } \\sim v _ { h , \\alpha } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { s \\sim v _ { h - 1 } ^ { * } - 1 } { \\mathbb { E } } \\underset { h - 1 } { \\mathbb { E } } \\underset { s ^ { \\prime } \\sim v _ { h - 1 } ^ { * } } { \\mathbb { E } } g ( s ) \\right| + \\epsilon _ { h - 1 } ( \\mathbf { x } _ { h - 1 } ) } \\\\ & { \\quad \\le \\Delta _ { h - 1 } + 2 \\epsilon _ { h } ^ { * } + \\epsilon _ { h - 1 } \\left( \\mathbf { x } _ { h - 1 } \\right) } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 181, + 199, + 823, + 362 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Thus $\\Delta _ { h } \\le 2 ( h - 1 ) \\epsilon _ { b e } ^ { \\pi } + \\epsilon _ { 1 : h - 1 } ( { \\bf x } _ { 1 : h - 1 } )$ and so $\\bar { \\Delta } _ { h } \\leq \\epsilon _ { 1 : h } ( { \\bf x } _ { 1 : h } ) + \\epsilon _ { 1 : h - 1 } ( { \\bf x } _ { 1 : h - 1 } ) + ( 4 h - 2 ) \\epsilon _ { b e } ^ { \\pi } .$ This implies that ", + "bbox": [ + 171, + 367, + 823, + 397 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/3b963aec26ad900e8341417bdbe0089d554fba7648c0354345e58b893bb58f0e.jpg", + "text": "$$\nJ ( \\pi ^ { \\phi , \\mathbf { x } } ) - J ( \\pi ^ { * } ) = \\sum _ { h = 1 } ^ { H } \\bar { \\Delta } _ { h } \\leq \\sum _ { h = 1 } ^ { H } ( 2 H - 2 h + 1 ) \\epsilon _ { h } ( \\mathbf { x } _ { h } ) + O ( H ^ { 2 } ) \\epsilon _ { b e } ^ { \\pi ^ { \\phi , \\mathbf { x } } }\n$$", + "text_format": "latex", + "bbox": [ + 254, + 401, + 741, + 445 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Taking expectation wrt $\\mu \\sim \\eta$ and $\\mathbf { x } \\sim \\boldsymbol { \\mu } ^ { n }$ completes the proof. ", + "bbox": [ + 174, + 450, + 589, + 465 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "B.3 PROOFS OF LEMMAS ", + "text_level": 1, + "bbox": [ + 174, + 481, + 362, + 496 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Proof of Lemma B.3. Again we define ${ \\mathcal { F } } ^ { \\prime }$ as in Equation 9. Let $\\ell ( { \\pmb v } , { \\alpha } , \\beta , { a } ) = K \\mathrm { s o f t m a x } ( { \\pmb v } ) _ { a } { \\alpha } -$ $\\beta$ , and let $\\ell _ { h } ^ { \\prime \\mu } ( \\phi , f ^ { \\prime } , g ) = \\ell _ { h } ^ { \\prime \\mu } ( \\phi , \\mathsf { s o f t m a x } ( f ^ { \\prime } ) , g ) = \\underset { \\ell \\circ \\textsf { s e r m a x } } { \\mathbb { E } } \\ell ( f ^ { \\prime } ( \\phi ( s ) ) , g ( \\widetilde s ) , g ( \\bar { s } ) , a )$ for $f ^ { \\prime } \\in$ $( s , a , \\tilde { s } , \\bar { s } ) { \\sim } { \\mu } _ { h }$ \n${ \\mathcal { F } } ^ { \\prime }$ and similarly define $\\hat { \\ell ^ { \\prime } } _ { h } ^ { \\bf x } ( \\phi , f ^ { \\prime } , g ) = \\hat { \\ell } _ { h } ^ { \\bf x } ( \\phi , s \\mathrm { o } \\Sigma \\mathrm { t m a x } ( f ^ { \\prime } ) , g )$ . Notice that $\\ell ( \\cdot , \\alpha , \\beta , a )$ is $2 K$ - lipschitz, $\\ell ( \\pmb { v } , \\cdot , \\beta , a )$ is $K$ -lipschitz and $\\ell ( \\pmb { v } , \\alpha , \\cdot , a )$ is 1-lipschitz, Using Theorem 8(i) from Maurer et al. (2016), we get that ", + "bbox": [ + 173, + 506, + 826, + 593 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/4f4e59e0eff8c7643bfb15a5edfc663759e1881e7f8f89a1eec19eac076bfea6.jpg", + "text": "$$\n\\begin{array} { r l } & { \\underset { \\mu \\sim \\eta \\times \\mu ^ { n } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\operatorname* { s u p } } \\underset { \\rho \\in \\mathcal { G } } { \\operatorname* { s u p } } \\Big [ \\hat { \\tilde { \\ell } } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) - \\ell _ { h } ^ { \\mu } ( \\phi , f , g ) \\Big ] } \\\\ & { \\quad \\quad \\quad \\quad = \\underset { \\mu \\sim \\eta \\times \\epsilon ^ { n } } { \\mathbb { E } } \\underset { f ^ { * } \\in \\mathcal { F } } { \\mathbb { E } } \\underset { g \\in \\mathcal { F } } { \\operatorname* { s u p } } \\underset { f ^ { * } \\in \\mathcal { F } } { \\operatorname* { s u p } } \\Big [ \\hat { \\tilde { \\ell } } _ { h } ^ { \\mathbf { x } } ( \\phi , f ^ { \\prime } , g ) - \\ell _ { h } ^ { \\mu } ( \\phi , f ^ { \\prime } , g ) \\Big ] } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 199, + 597, + 799, + 779 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "where we used lipschitzness and Slepian’s lemma for second inequality and a similar computation to Lemma A.1 for the third. □ ", + "bbox": [ + 173, + 781, + 825, + 810 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Proof of Lemma B.4. ", + "bbox": [ + 173, + 824, + 310, + 839 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/ef23f0b77c0da1dceacdbdede933ca19ef7f10461606df27f102a7c5fcc48ba2.jpg", + "text": "$$\n\\begin{array} { r l } & { \\bar { L } _ { h } ( \\phi ) - \\underset { \\mathbf { x } \\sim \\rho _ { h } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi ) = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\frac { \\mathbb { E } } { \\mathbb { E } } \\bar { m } _ { \\mu , \\mathbf { x } } ( \\phi ) - \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi ) } \\\\ & { \\quad \\quad \\quad \\quad = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\ell _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) - \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) } \\\\ & { \\quad \\quad \\quad \\quad \\leq \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } [ \\ell _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) - \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) ] } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 259, + 843, + 738, + 930 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/70e01ea76d84fe1f75618e0e127c4f320c96b91b1f8a4a2160d22c3e6a272431.jpg", + "text": "$$\n\\begin{array} { r l } & { \\leq \\underset { \\mu \\sim \\eta \\times \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\mathbb { E } } \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } [ \\ell _ { h } ^ { \\mu } ( \\phi , f , g ) - \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) ] } \\\\ & { \\leq \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 401, + 101, + 723, + 147 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "where we use the definition of $\\bar { L } _ { h }$ , obviousness for the first inequality and Lemma B.3 for the last. □ ", + "bbox": [ + 171, + 154, + 825, + 183 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Proof of Lemma B.5. We wil be using Slepian’s lemma ", + "bbox": [ + 173, + 196, + 539, + 213 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Lemma B.7 (Slepian’s lemma). Let $\\{ X \\} _ { s \\in S }$ and $\\{ Y \\} _ { s \\in S }$ be zero mean Gaussian processes such that ", + "bbox": [ + 173, + 218, + 823, + 247 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/3e9e5d08feec510eadf362bdfb49e7a03f8949485e3410a10f21bb269cbadd02.jpg", + "text": "$$\n\\mathbb { E } ( X _ { s } - X _ { t } ) ^ { 2 } \\le \\mathbb { E } ( Y _ { s } - Y _ { t } ) ^ { 2 } , \\forall s , t \\in S\n$$", + "text_format": "latex", + "bbox": [ + 364, + 252, + 632, + 271 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Then ", + "bbox": [ + 173, + 276, + 210, + 291 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/31d6fb77598e1ddfaa871a08da18be9ceae92871431cc063e72e2a44575593e2.jpg", + "text": "$$\n\\mathbb { E } \\operatorname* { s u p } _ { s \\in S } X _ { s } \\le \\mathbb { E } \\operatorname* { s u p } _ { s \\in S } Y _ { s }\n$$", + "text_format": "latex", + "bbox": [ + 426, + 297, + 570, + 324 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Using Theorem 8(ii) from Maurer et al. (2016), we get that ", + "bbox": [ + 173, + 335, + 562, + 352 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/d8cf73a55d40c1c70d1964ef9670c6e5842ab55c9992730627eb5cb653692e37.jpg", + "text": "$$\n\\operatorname* { s u p } _ { \\phi \\in \\Phi } \\left[ \\underset { \\mathbf { x } \\sim \\rho _ { h } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi ) - \\frac { 1 } { T } \\sum _ { i } \\hat { m } _ { \\mathbf { x } ^ { ( i ) } } ( \\phi ) \\right] \\leq \\frac { \\sqrt { 2 \\pi } } { T } G ( S ) + \\sqrt { \\frac { 9 \\ln ( 2 / \\delta ) } { 2 T } }\n$$", + "text_format": "latex", + "bbox": [ + 271, + 357, + 723, + 400 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "where $S = \\{ ( \\hat { m } ( \\phi ) _ { \\mathbf { x } _ { 1 } } , \\hdots , \\hat { m } ( \\phi ) _ { \\mathbf { x } _ { T } } ) : \\phi \\in \\Phi \\}$ . We bound the Gaussian average of $S$ using Slepian’s lemma. Define two Gaussian processes indexed by $\\Phi$ as ", + "bbox": [ + 173, + 405, + 823, + 434 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/cf6a2a0f433f33990fa230cd07885189a9463a5d914c25ec129a774de8e20559.jpg", + "text": "$$\nX _ { \\phi } = \\sum _ { i } \\gamma _ { i } \\hat { m } ( \\phi ) _ { \\mathbf { x } ^ { ( i ) } } \\mathrm { ~ a n d ~ } Y _ { \\phi } = \\frac { 2 K } { \\sqrt { n } } \\sum _ { i } \\gamma _ { i j k } \\phi ( s _ { j } ^ { i } ) _ { k }\n$$", + "text_format": "latex", + "bbox": [ + 325, + 439, + 673, + 477 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "For $\\mathbf { x } = \\{ ( s _ { j } , a _ { j } , \\tilde { s } _ { j } , \\bar { s } _ { j } ) \\}$ , consider 2 representations $\\phi$ and $\\phi ^ { \\prime }$ , ", + "bbox": [ + 171, + 483, + 588, + 500 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/c188d74554d881395328930e358675df4b931b44c7447764543fc6fda3618446.jpg", + "text": "$$\n\\begin{array} { r l } { \\langle \\hat { u } ( \\hat { \\theta } ) _ { N } - \\hat { w } ( \\hat { \\theta } ^ { \\prime } ) _ { N } \\rangle ^ { \\theta } | ^ { 2 } } & { = \\langle \\operatorname* { m i n } \\operatorname* { m a x } _ { j \\in \\mathcal { S } } \\left| \\hat { \\theta } _ { i } ( \\hat { \\theta } _ { j } , f , g _ { j } ) - \\operatorname* { m i n } \\operatorname* { m a x } _ { j \\in \\mathcal { S } } \\hat { \\theta } _ { i } ^ { \\top } ( \\hat { \\theta } ^ { \\prime } , f , g _ { j } ) \\right| ^ { 2 } } \\\\ & { \\leq \\int _ { \\mathcal { S } } \\operatorname* { m i n } \\phi \\big ( \\hat { \\theta } _ { i } ^ { \\top } ( \\hat { \\theta } _ { j } , g _ { j } ) - \\hat { \\theta } _ { i } ^ { \\top } ( \\hat { \\theta } _ { j } ^ { \\top } , f , g _ { j } ) \\big | ^ { 2 } } \\\\ & { = \\bigg ( \\underbrace { \\mathcal { S } \\operatorname* { m i n } \\left| \\frac { 1 } { \\mathcal { S } } \\right| \\operatorname { R e } \\pi ^ { \\mathcal { S } / \\theta } _ { j } } _ { j \\in \\mathcal { S } \\times \\mathcal { S } \\times \\mathcal { S } \\times \\mathcal { S } } \\Big | \\frac { 1 } { \\mathcal { S } } \\bigg ) \\Big | ^ { 2 } } \\\\ & { = \\kappa ^ { 2 } \\bigg ( \\underset { j \\in \\mathcal { S } } { \\operatorname* { s u p } } \\bigg ) \\bigg | ^ { 2 } \\frac { 1 } { \\mathcal { S } } \\sum _ { j } \\big [ \\mathcal { R } \\pi ^ { \\mathcal { S } / \\theta } _ { j } ( \\hat { \\theta } _ { i } ^ { \\top } | _ { \\mathcal { S } } ) g ( \\hat { \\theta } _ { j } ^ { \\top } ) - \\mathcal { R } \\pi ^ { \\mathcal { S } / \\theta } ( \\hat { \\theta } _ { j } ^ { \\top } ) \\hat { \\theta } _ { j } ^ { \\top } \\big | \\bigg ] ^ { 2 } \\bigg ) ^ { 2 } } \\\\ & { = \\kappa ^ { 2 } \\bigg ( \\underset { j \\in \\mathcal { S } } { \\operatorname* { s u p } } \\bigg ) \\bigg | \\frac { 1 } { \\mathcal { S } } \\sum _ { j } \\big ( f ( \\hat { \\theta } ( \\hat { \\theta } _ { j } ) ) _ { \\mathcal { S } } - f ( \\hat { \\theta } ^ { \\top } ( \\hat { \\theta } ^ { \\top } ) ) _ { \\mathcal { S } } \\big ) y ( \\hat { \\theta } _ { j } ^ { \\top } \\bigg ) \\bigg | ^ { 2 } } \\\\ \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 202, + 506, + 790, + 753 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "where we prove the first inequality later, second inequality comes from $g$ being upper bounded by 1 and by Cauchy-Schwartz inequality, third inequality comes from the 2-lipschitzness of $f$ . ", + "bbox": [ + 174, + 757, + 821, + 786 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/503399ceec8c8fb747a0ad5c67d30f7a92d76463d08bc063bd8d7339244cae01.jpg", + "text": "$$\n\\begin{array} { l } { \\displaystyle \\mathbb { E } ( X _ { \\phi } - X _ { \\phi ^ { \\prime } } ) = \\sum _ { i } ( \\hat { m } ( \\phi ) _ { \\mathbf { x } ^ { ( i ) } } - \\hat { m } ( \\phi ^ { \\prime } ) _ { \\mathbf { x } ^ { ( i ) } } ) ^ { 2 } } \\\\ { \\displaystyle \\qquad \\leq \\frac { 4 K ^ { 2 } } { n } \\sum _ { i , j , k } ( \\phi ( s _ { j } ^ { i } ) _ { k } - \\phi ^ { \\prime } ( s _ { j } ^ { i } ) _ { k } ) ^ { 2 } = \\mathbb { E } ( Y _ { \\phi } - Y _ { \\phi ^ { \\prime } } ) ^ { 2 } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 282, + 791, + 714, + 868 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Thus by Slepian’s lemma, we get ", + "bbox": [ + 173, + 872, + 395, + 887 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/d2f4bf7336ebc057c489c76738e82b182af7199411f8019955c53bdfeff5252f.jpg", + "text": "$$\nG ( S ) = \\mathbb { E } \\operatorname* { s u p } _ { \\phi \\in \\Phi } X _ { \\phi } \\leq \\mathbb { E } \\operatorname* { s u p } _ { \\phi \\in \\Phi } Y _ { \\phi } = \\frac { 2 K } { \\sqrt { n } } G ( \\Phi ( \\{ s _ { j } ^ { i } \\} ) )\n$$", + "text_format": "latex", + "bbox": [ + 330, + 895, + 666, + 928 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Plugging this into Equation 12 completes the proof. To prove the first inequality above, notice that ", + "bbox": [ + 169, + 102, + 818, + 119 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/ea205602b0e18e74f3415d9b09fc391bb47d3420609b625eb820983bd4065036.jpg", + "text": "$$\n\\begin{array} { l } { \\displaystyle \\underset { f \\in \\mathcal { F } } { \\operatorname* { m i n } } \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) - \\underset { f \\in \\mathcal { F } } { \\operatorname* { m i n } } \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi ^ { \\prime } , f , g ) = \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) - \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi ^ { \\prime } , f ^ { \\prime } , g ^ { \\prime } ) } \\\\ { \\displaystyle \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\leq \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f ^ { \\prime } , g ^ { \\prime \\prime } ) - \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi ^ { \\prime } , f ^ { \\prime } , g ^ { \\prime } ) } \\\\ { \\displaystyle \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\leq \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f ^ { \\prime } , g ^ { \\prime \\prime } ) - \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi ^ { \\prime } , f ^ { \\prime } , g ^ { \\prime \\prime } ) } \\\\ { \\displaystyle \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\leq \\underset { f \\in \\mathcal { F } , g \\in \\mathcal { G } } { \\operatorname* { s u p } } | \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) - \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi ^ { \\prime } , f , g ) | } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 223, + 126, + 776, + 229 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "By symmetry, we also get tha $\\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) - \\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi ^ { \\prime } , f , g ) \\leq \\operatorname* { s u p } _ { f \\in \\mathcal { F } , g \\in \\mathcal { G } } | \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) - \\phi | ,$ $\\hat { \\ell } _ { h } ^ { \\bf x } ( \\phi ^ { \\prime } , f , g ) |$ . ", + "bbox": [ + 173, + 236, + 825, + 284 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Proof of Lemma B.6. Let $\\bar { g } \\ = \\ \\arg \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\bigg ( \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\pi } g ( s ) - \\underset { s \\sim \\nu _ { h } ^ { * } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\pi } g ( s ) \\bigg )$ and $g ^ { \\prime } ~ = ~ \\arg \\operatorname* { m i n } _ { g \\in { \\mathcal { G } } } | g ~ -$ $\\Gamma _ { h } ^ { \\pi } \\bar { g } \\big | _ { ( \\nu _ { h } ^ { \\pi } + \\nu _ { h } ^ { * } ) / 2 } .$ . ", + "bbox": [ + 173, + 305, + 823, + 357 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/17f3c386baa56560fd41c80d2e0feec63369d9968b471a13f3af14d1438a143c.jpg", + "text": "$$\n\\begin{array} { r l } & { \\displaystyle \\mathop { \\operatorname* { m a x } } _ { g \\in \\mathcal { G } } \\bigg ( \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\pi } g ( s ) - \\underset { s \\sim \\nu _ { h } ^ { * } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\pi } g ( s ) \\bigg ) = \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } \\bigg [ \\Gamma _ { h } ^ { \\pi } \\bar { g } ( s ) - \\underset { s \\sim \\nu _ { h } ^ { * } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\pi } \\bar { g } ( s ) \\bigg ] } \\\\ & { \\quad \\quad \\leq | \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } g ^ { \\prime } ( s ) - \\underset { s \\sim \\nu _ { h } ^ { * } } { \\mathbb { E } } g ^ { \\prime } ( s ) | + | \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } [ g ^ { \\prime } ( s ) - \\Gamma _ { h } ^ { \\pi } \\bar { g } ( s ) ] | + | \\underset { s \\sim \\nu _ { h } ^ { * } } { \\mathbb { E } } [ g ^ { \\prime } ( s ) - \\Gamma _ { h } ^ { \\pi } \\bar { g } ( s ) ] | } \\\\ & { \\quad \\quad \\leq \\operatorname* { m a x } _ { g \\in \\mathcal { G } } | \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } g ( s ) - \\underset { s \\sim \\nu _ { h } ^ { * } } { \\mathbb { E } } g ( s ) | + 2 \\underset { s \\sim ( \\nu _ { h } ^ { \\pi } + \\nu _ { h } ^ { * } ) / 2 } { \\mathbb { E } } [ | g ^ { \\prime } ( s ) - \\Gamma _ { h } ^ { \\pi } \\bar { g } ( s ) ] | ] } \\\\ & { \\quad \\quad \\leq \\Delta _ { h } + 2 \\epsilon _ { b e } ^ { \\pi } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 212, + 364, + 787, + 478 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "C DATA SET COLLECTION DETAILS ", + "text_level": 1, + "bbox": [ + 174, + 522, + 488, + 539 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "C.1 DATASET FROM TRAJECTORIES ", + "text_level": 1, + "bbox": [ + 176, + 556, + 431, + 570 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Given $n$ expert trajectories for a task $\\mu$ , for each trajectory $\\tau = ( s _ { 1 } , \\underline { { { a } } } _ { 1 } , \\dots , s _ { H } , a _ { H } )$ we can sample an $h \\sim \\bar { \\mathcal { U } } ( [ H ] )$ and select the pair $\\left( \\boldsymbol { s } _ { h } , \\boldsymbol { a } _ { h } \\right)$ from that trajectory7. This gives us $n$ i.i.d. pairs $\\{ ( s _ { j } , a _ { j } ) \\} _ { j = 1 } ^ { n }$ for the task $\\mu$ . We collect this for $T$ tasks and get datasets $\\mathbf { x } ^ { ( 1 ) } , \\ldots , \\mathbf { x } ^ { ( T ) }$ . ", + "bbox": [ + 174, + 583, + 825, + 627 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "C.2 DATASET FROM TRAJECTORIES AND INTERACTION ", + "text_level": 1, + "bbox": [ + 174, + 647, + 566, + 661 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Given $2 n$ expert trajectories for a task $\\mu$ , we use first $n$ trajectories to get independent samples from the distributions $\\nu _ { 1 , \\mu } ^ { * } , \\ldots , \\nu _ { H , \\mu } ^ { * }$ respectively for the $\\bar { s }$ states in the dataset. Using the next $n$ trajectories, we get samples from $\\nu _ { 0 , \\mu } ^ { * } , \\ldots , \\nu _ { H - 1 , \\mu } ^ { * }$ for the $s$ states in the dataset, and for each such state we uniformly sample an action $a$ from $\\mathcal { A }$ and then get a state $\\tilde { s }$ from $P _ { s , a }$ by resetting the environment to $s$ and playing action $a$ . We collect this for $T$ tasks and get datasets $\\mathbf { X } ^ { ( i ) } = \\{ \\mathbf { x } _ { 1 } ^ { ( i ) } , \\ldots , \\mathbf { x } _ { H } ^ { ( i ) } \\}$ for every $i \\in [ T ]$ , where each dataset $\\mathbf { x } _ { h } ^ { ( i ) }$ a set of $n$ tuples obtained level $h$ . Rearranging, we can construct the datasets Xh = {x(1)h , . . $\\mathbf X _ { h } = \\{ \\mathbf x _ { h } ^ { ( 1 ) } , \\dots , \\mathbf x _ { h } ^ { ( T ) } \\}$ ", + "bbox": [ + 173, + 672, + 825, + 787 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "D EXPERIMENT DETAILS ", + "text_level": 1, + "bbox": [ + 176, + 808, + 400, + 825 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "For the policy optimization experiments, we use 4 random seeds to evaluate our algorithm. We show the results for 1 test environment as the results for other test environments are also showing the algorithm works but the magnitude of reward might be different, so we do not average the numbers over different test environments. ", + "bbox": [ + 174, + 842, + 825, + 897 + ], + "page_idx": 17 + }, + { + "type": "image", + "img_path": "images/dc04c017faa614382017f015a0af46c0d721809e4e89d8128ad0d40ab6d08455.jpg", + "image_caption": [ + "Figure 3: The total rewards by different algorithms in DirectedSwimmer. " + ], + "image_footnote": [], + "bbox": [ + 370, + 102, + 625, + 247 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Experiment Setup We first describe the construction of the NoisyCombinationLock environment. The state space is $\\mathbf { \\overline { { { R } } } ^ { 4 0 } }$ . Each state $s$ is in the form of $[ s _ { \\mathrm { r e a l } } , s _ { \\mathrm { n o i s e } } ]$ , while $s _ { \\mathrm { r e a l } } \\in \\mathbb { R } ^ { 2 0 }$ is either a onehot vector or a zero vector, and $s _ { \\mathrm { n o i s e } } \\in \\mathbb { R } ^ { 2 0 }$ is sampled from $\\mathcal { N } ( \\mathbf { 0 } , \\mathbf { I } )$ . The action space is discrete and has size 2. For each MDP, we have a sequence of actions $\\mathbf { a } ^ { * } \\in [ 2 ] ^ { 2 0 }$ . This is the sequence of optimal actions. We use different $\\mathbf { a } ^ { * }$ to define different environments. The transition model is that: If $s _ { \\mathrm { r e a l } } = e _ { i }$ for some $i$ and the action is $\\mathbf { a } _ { i } ^ { * }$ , then $s _ { \\mathrm { r e a l } } ^ { \\prime } = e _ { i + 1 }$ and we’ll get reward 1. Otherwise $s _ { \\mathrm { r e a l } } ^ { \\prime }$ will be all zero and the reward is 0. $s _ { \\mathrm { n o i s e } }$ will always be sampled from the Gaussian distribution. Note that once $s _ { \\mathrm { r e a l } }$ is all zero, it will not change and the reward will always be 0. The maximum horiozn is set to 20 and therefore, the optimal policy has return 20. The initial $s _ { \\mathrm { r e a l } }$ is always $e _ { 1 }$ . ", + "bbox": [ + 173, + 301, + 825, + 428 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "The representation has dimension of 10. We limit the function $\\phi$ to be a linear mapping from $\\mathbb { R } ^ { 4 0 }$ to $\\mathbb { R } ^ { 1 0 }$ . Although the dimension of representation is smaller than the number of states, there still exists a linear mapping from states to representation such that we can find a linear optimal policy. For each expert, we collect 200 state-action pairs to train the representation $\\phi$ . The trajectories are generated by the optimal policy. ", + "bbox": [ + 174, + 434, + 825, + 505 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "When training the policy using an RL algorithm, to reduce the impact of initialization, the last full connected layer is initialized to 0. We use the PPO (Schulman et al., 2017) algorithm to train our policy with code from Dhariwal et al. (2017). ", + "bbox": [ + 174, + 511, + 825, + 553 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "DirectedSwimmer A DirectedSwimmer environment is the same as Swimmer in OpenAI Gym (Brockman et al., 2016), except the following: the reward function is parametrized by a direction $d$ with $\\| d \\| = 1$ , and is defined as the traveled distance along the direction $d$ . For each task, we sample a random direction. The state space is still $\\mathbb { R } ^ { 8 }$ . The original action space in Swimmer is $\\mathbb { R } ^ { 2 }$ , and we discretize the action space, such that each entry can be only one of $\\{ - 1 , - 0 . 5 , 0 , 0 . 5 , 1 \\}$ . We also reduce the maximum horizon from 1000 to 100. We trained the experts for 1 million steps by PPO to make sure it converges. ", + "bbox": [ + 173, + 568, + 825, + 666 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "The function $\\phi$ we use has two fully connected layers and two ReLU layers. The number of hidden units is 100, so is the dimension of representation. We also include the total rewards that each algorithm can get in Figure 3. Note even though the baseline has a high validation loss, its performance can be quite good. This does not indicate a failure of representation learning, but it shows that lower logistic loss does not always imply higher reward. ", + "bbox": [ + 173, + 672, + 825, + 743 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Optimization All optimization, including training $\\phi , \\pi$ and behavior cloning baseline, is done by Adam (Kingma & Ba, 2014) with learning rate 0.001 until it converges. To solve equation 8, we build a joint loss over $\\phi$ and all $f$ ’s in each task, ", + "bbox": [ + 174, + 757, + 823, + 801 + ], + "page_idx": 18 + }, + { + "type": "equation", + "img_path": "images/19e9c2288767993f7098b3a4c39748e4392d89443d0f52f1add3e07989a44c98.jpg", + "text": "$$\n\\mathcal { L } ( \\phi , f _ { 1 } , \\dots , f _ { T } ) = \\frac { 1 } { n T } \\sum _ { t = 1 } ^ { T } \\sum _ { j = 1 } ^ { n } - \\log ( \\pi ^ { \\phi , f _ { t } } ( s _ { j } ^ { t } ) _ { a _ { j } ^ { t } } ) .\n$$", + "text_format": "latex", + "bbox": [ + 325, + 806, + 671, + 852 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Then we minimize $\\mathcal { L } ( \\phi , f _ { 1 } , \\dots , f _ { T } )$ and obtain the optimal $\\phi$ . ", + "bbox": [ + 173, + 858, + 581, + 875 + ], + "page_idx": 18 + } +] \ No newline at end of file diff --git a/parse/train/HkxnclHKDr/HkxnclHKDr_middle.json b/parse/train/HkxnclHKDr/HkxnclHKDr_middle.json new file mode 100644 index 0000000000000000000000000000000000000000..5eabb1d871b6bae9766bf11abeb963b7772a77b5 --- /dev/null +++ b/parse/train/HkxnclHKDr/HkxnclHKDr_middle.json @@ -0,0 +1,63222 @@ +{ + "pdf_info": [ + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 78, + 503, + 116 + ], + "lines": [ + { + "bbox": [ + 105, + 77, + 504, + 97 + ], + "spans": [ + { + "bbox": [ + 105, + 77, + 504, + 97 + ], + "score": 1.0, + "content": "PROVABLE REPRESENTATION LEARNING FOR IMITA-", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 98, + 452, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 98, + 452, + 118 + ], + "score": 1.0, + "content": "TION LEARNING VIA BI-LEVEL OPTIMIZATION", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 112, + 135, + 244, + 157 + ], + "lines": [ + { + "bbox": [ + 113, + 136, + 201, + 147 + ], + "spans": [ + { + "bbox": [ + 113, + 136, + 201, + 147 + ], + "score": 1.0, + "content": "Anonymous authors", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 112, + 146, + 245, + 158 + ], + "spans": [ + { + "bbox": [ + 112, + 146, + 245, + 158 + ], + "score": 1.0, + "content": "Paper under double-blind review", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 2.5 + }, + { + "type": "title", + "bbox": [ + 278, + 186, + 333, + 199 + ], + "lines": [ + { + "bbox": [ + 276, + 185, + 336, + 200 + ], + "spans": [ + { + "bbox": [ + 276, + 185, + 336, + 200 + ], + "score": 1.0, + "content": "ABSTRACT", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "text", + "bbox": [ + 143, + 209, + 468, + 330 + ], + "lines": [ + { + "bbox": [ + 142, + 210, + 469, + 222 + ], + "spans": [ + { + "bbox": [ + 142, + 210, + 469, + 222 + ], + "score": 1.0, + "content": "A common strategy in modern learning systems is to learn a representation which", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 141, + 220, + 469, + 234 + ], + "spans": [ + { + "bbox": [ + 141, + 220, + 469, + 234 + ], + "score": 1.0, + "content": "is useful for many tasks, a.k.a. representation learning. We study this strategy in", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 141, + 231, + 469, + 244 + ], + "spans": [ + { + "bbox": [ + 141, + 231, + 469, + 244 + ], + "score": 1.0, + "content": "the imitation learning setting for Markov decision processes (MDPs) where mul-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 142, + 244, + 469, + 255 + ], + "spans": [ + { + "bbox": [ + 142, + 244, + 469, + 255 + ], + "score": 1.0, + "content": "tiple experts’ trajectories are available. We formulate representation learning as", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 254, + 470, + 265 + ], + "spans": [ + { + "bbox": [ + 141, + 254, + 470, + 265 + ], + "score": 1.0, + "content": "a bi-level optimization problem where the “outer” optimization tries to learn the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 140, + 264, + 470, + 277 + ], + "spans": [ + { + "bbox": [ + 140, + 264, + 470, + 277 + ], + "score": 1.0, + "content": "joint representation and the “inner” optimization encodes the imitation learning", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 276, + 469, + 287 + ], + "spans": [ + { + "bbox": [ + 141, + 276, + 469, + 287 + ], + "score": 1.0, + "content": "setup and tries to learn task-specific parameters. 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Can we build an agent to do the same?", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 434, + 505, + 533 + ], + "lines": [ + { + "bbox": [ + 106, + 434, + 505, + 447 + ], + "spans": [ + { + "bbox": [ + 106, + 434, + 505, + 447 + ], + "score": 1.0, + "content": "The current paper studies how to apply representation learning to imitation learning. Specifically,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 446, + 506, + 458 + ], + "spans": [ + { + "bbox": [ + 105, + 446, + 506, + 458 + ], + "score": 1.0, + "content": "we want to build an agent that is able learn a representation from multiple experts’ demonstrations,", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 457, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 457, + 505, + 469 + ], + "score": 1.0, + "content": "where the experts aim to solve different Markov decision processes (MDPs) that share the same", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "score": 1.0, + "content": "state and action spaces but can differ in the transition and reward functions. The agent can use this", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 479, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 505, + 491 + ], + "score": 1.0, + "content": "representation to reduce the number of demonstrations required for a new imitation learning task.", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 489, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 106, + 489, + 505, + 502 + ], + "score": 1.0, + "content": "While several methods have been proposed (Duan et al., 2017; Finn et al., 2017b; James et al., 2018)", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 500, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 505, + 513 + ], + "score": 1.0, + "content": "to build agents that can adapt quickly to new tasks, none of them, to our knowledge, give provable", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 511, + 506, + 525 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 506, + 525 + ], + "score": 1.0, + "content": "guarantees showing the benefit of using past experience. 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The main idea is to use bi-level optimization formulation where the “outer”", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 561, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 505, + 573 + ], + "score": 1.0, + "content": "optimization tries to learn the joint representation and the “inner” optimization encodes the imitation", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 573, + 505, + 583 + ], + "spans": [ + { + "bbox": [ + 106, + 573, + 505, + 583 + ], + "score": 1.0, + "content": "learning setup and tries to learn task-specific parameters. In particular, the inner optimization is", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 583, + 505, + 595 + ], + "spans": [ + { + "bbox": [ + 106, + 583, + 505, + 595 + ], + "score": 1.0, + "content": "flexible enough to allow the agent to interact with the environment. 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We study this strategy in", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 141, + 231, + 469, + 244 + ], + "spans": [ + { + "bbox": [ + 141, + 231, + 469, + 244 + ], + "score": 1.0, + "content": "the imitation learning setting for Markov decision processes (MDPs) where mul-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 142, + 244, + 469, + 255 + ], + "spans": [ + { + "bbox": [ + 142, + 244, + 469, + 255 + ], + "score": 1.0, + "content": "tiple experts’ trajectories are available. 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However, even for simple imitation learning tasks, the current", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 395, + 505, + 407 + ], + "spans": [ + { + "bbox": [ + 106, + 395, + 505, + 407 + ], + "score": 1.0, + "content": "state-of-the-art methods require thousand of demonstrations. Humans do not learn new skills from", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "score": 1.0, + "content": "scratch. We can summarize learned skills, distill them and build a common ground, a.k.a, represen-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 417, + 444, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 444, + 430 + ], + "score": 1.0, + "content": "tation that is useful for learning future skills. Can we build an agent to do the same?", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 19, + "bbox_fs": [ + 105, + 374, + 506, + 430 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 434, + 505, + 533 + ], + "lines": [ + { + "bbox": [ + 106, + 434, + 505, + 447 + ], + "spans": [ + { + "bbox": [ + 106, + 434, + 505, + 447 + ], + "score": 1.0, + "content": "The current paper studies how to apply representation learning to imitation learning. Specifically,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 446, + 506, + 458 + ], + "spans": [ + { + "bbox": [ + 105, + 446, + 506, + 458 + ], + "score": 1.0, + "content": "we want to build an agent that is able learn a representation from multiple experts’ demonstrations,", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 457, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 457, + 505, + 469 + ], + "score": 1.0, + "content": "where the experts aim to solve different Markov decision processes (MDPs) that share the same", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "score": 1.0, + "content": "state and action spaces but can differ in the transition and reward functions. The agent can use this", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 479, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 505, + 491 + ], + "score": 1.0, + "content": "representation to reduce the number of demonstrations required for a new imitation learning task.", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 489, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 106, + 489, + 505, + 502 + ], + "score": 1.0, + "content": "While several methods have been proposed (Duan et al., 2017; Finn et al., 2017b; James et al., 2018)", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 500, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 505, + 513 + ], + "score": 1.0, + "content": "to build agents that can adapt quickly to new tasks, none of them, to our knowledge, give provable", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 511, + 506, + 525 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 506, + 525 + ], + "score": 1.0, + "content": "guarantees showing the benefit of using past experience. Furthermore, they do not focus on learning", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 523, + 319, + 534 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 319, + 534 + ], + "score": 1.0, + "content": "a representation. See Section 2 for more discussions.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 26, + "bbox_fs": [ + 105, + 434, + 506, + 534 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 540, + 505, + 616 + ], + "lines": [ + { + "bbox": [ + 105, + 539, + 506, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 506, + 551 + ], + "score": 1.0, + "content": "In this paper, we propose a framework to formulate this problem and analyze the statistical gains of", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 550, + 505, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 505, + 561 + ], + "score": 1.0, + "content": "representation learning. The main idea is to use bi-level optimization formulation where the “outer”", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 561, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 505, + 573 + ], + "score": 1.0, + "content": "optimization tries to learn the joint representation and the “inner” optimization encodes the imitation", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 573, + 505, + 583 + ], + "spans": [ + { + "bbox": [ + 106, + 573, + 505, + 583 + ], + "score": 1.0, + "content": "learning setup and tries to learn task-specific parameters. In particular, the inner optimization is", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 583, + 505, + 595 + ], + "spans": [ + { + "bbox": [ + 106, + 583, + 505, + 595 + ], + "score": 1.0, + "content": "flexible enough to allow the agent to interact with the environment. This framework allows us to do", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 594, + 505, + 606 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 505, + 606 + ], + "score": 1.0, + "content": "a rigorous analysis to show provable benefits of representation learning for imitation learning. With", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 604, + 391, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 604, + 391, + 617 + ], + "score": 1.0, + "content": "this framework at hand, we make the following concrete contributions:", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 34, + "bbox_fs": [ + 105, + 539, + 506, + 617 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 622, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 621, + 505, + 634 + ], + "spans": [ + { + "bbox": [ + 106, + 621, + 505, + 634 + ], + "score": 1.0, + "content": "• We first instantiate our framework in the setting where the agent can observe experts’ actions", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 115, + 632, + 505, + 646 + ], + "spans": [ + { + "bbox": [ + 115, + 632, + 505, + 646 + ], + "score": 1.0, + "content": "and tries to find a policy that matches the expert’s policy, a.k.a, behavior cloning. This setting", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 115, + 644, + 506, + 657 + ], + "spans": [ + { + "bbox": [ + 115, + 644, + 506, + 657 + ], + "score": 1.0, + "content": "can be viewed as a straightforward extension of multi-task representation learning for supervised", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 115, + 655, + 506, + 668 + ], + "spans": [ + { + "bbox": [ + 115, + 655, + 506, + 668 + ], + "score": 1.0, + "content": "learning (Maurer et al., 2016). We show in this setting that with sufficient number of experts", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 116, + 666, + 506, + 678 + ], + "spans": [ + { + "bbox": [ + 116, + 666, + 506, + 678 + ], + "score": 1.0, + "content": "(possibly optimizing for different reward functions), the agent can learn a representation that", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 115, + 677, + 439, + 690 + ], + "spans": [ + { + "bbox": [ + 115, + 677, + 439, + 690 + ], + "score": 1.0, + "content": "provably reduces the sample complexity for a new target imitation learning task.", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 114, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 114, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "Next, we consider a more challenging setting where the agent cannot observe experts’ actions", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 115, + 698, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 115, + 698, + 505, + 711 + ], + "score": 1.0, + "content": "but only their states, a.k.a., the observation-alone setting. We set the inner optimization as a min-", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 115, + 709, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 115, + 709, + 506, + 722 + ], + "score": 1.0, + "content": "max problem inspired by Sun et al. (2019). Notably, this min-max problem requires the agent to", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 115, + 720, + 506, + 732 + ], + "spans": [ + { + "bbox": [ + 115, + 720, + 506, + 732 + ], + "score": 1.0, + "content": "interact with the environment to collect samples. We again show that with sufficient number of", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 115, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 115, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "experts, the agent can learn a representation that provably reduces the sample complexity for a", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 114, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 114, + 93, + 505, + 106 + ], + "score": 1.0, + "content": "target task where the agent cannot observe actions from either source experts or the target expert.", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 114, + 104, + 505, + 117 + ], + "spans": [ + { + "bbox": [ + 114, + 104, + 505, + 117 + ], + "score": 1.0, + "content": "We conduct experiments to verify our theoretical insights by learning a representation from multi-", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 116, + 116, + 504, + 127 + ], + "spans": [ + { + "bbox": [ + 116, + 116, + 504, + 127 + ], + "score": 1.0, + "content": "ple tasks using our framework and testing it using both behavior cloning and policy optimization.", + "type": "text", + "cross_page": true + } + ], + "index": 3 + }, + { + "bbox": [ + 115, + 126, + 505, + 140 + ], + "spans": [ + { + "bbox": [ + 115, + 126, + 505, + 140 + ], + "score": 1.0, + "content": "In these settings, we observe that by learning representations the agent can learn a good policy", + "type": "text", + "cross_page": true + } + ], + "index": 4 + }, + { + "bbox": [ + 116, + 138, + 368, + 149 + ], + "spans": [ + { + "bbox": [ + 116, + 138, + 368, + 149 + ], + "score": 1.0, + "content": "with fewer samples than needed to learn a policy from scratch.", + "type": "text", + "cross_page": true + } + ], + "index": 5 + } + ], + "index": 42.5, + "bbox_fs": [ + 106, + 621, + 506, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 108, + 82, + 505, + 149 + ], + "lines": [ + { + "bbox": [ + 115, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 115, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "experts, the agent can learn a representation that provably reduces the sample complexity for a", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 114, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 114, + 93, + 505, + 106 + ], + "score": 1.0, + "content": "target task where the agent cannot observe actions from either source experts or the target expert.", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 114, + 104, + 505, + 117 + ], + "spans": [ + { + "bbox": [ + 114, + 104, + 505, + 117 + ], + "score": 1.0, + "content": "We conduct experiments to verify our theoretical insights by learning a representation from multi-", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 116, + 116, + 504, + 127 + ], + "spans": [ + { + "bbox": [ + 116, + 116, + 504, + 127 + ], + "score": 1.0, + "content": "ple tasks using our framework and testing it using both behavior cloning and policy optimization.", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 115, + 126, + 505, + 140 + ], + "spans": [ + { + "bbox": [ + 115, + 126, + 505, + 140 + ], + "score": 1.0, + "content": "In these settings, we observe that by learning representations the agent can learn a good policy", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 116, + 138, + 368, + 149 + ], + "spans": [ + { + "bbox": [ + 116, + 138, + 368, + 149 + ], + "score": 1.0, + "content": "with fewer samples than needed to learn a policy from scratch.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 2.5 + }, + { + "type": "text", + "bbox": [ + 107, + 154, + 504, + 199 + ], + "lines": [ + { + "bbox": [ + 106, + 154, + 506, + 165 + ], + "spans": [ + { + "bbox": [ + 106, + 154, + 506, + 165 + ], + "score": 1.0, + "content": "The key contribution is to connect existing literature on multi-task representation learning that deals", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 165, + 506, + 177 + ], + "spans": [ + { + "bbox": [ + 106, + 165, + 506, + 177 + ], + "score": 1.0, + "content": "with supervised learning (Maurer et al., 2016) to single task imitation learning methods with guar-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 176, + 506, + 188 + ], + "spans": [ + { + "bbox": [ + 106, + 176, + 506, + 188 + ], + "score": 1.0, + "content": "antees (Syed & Schapire, 2010; Ross et al., 2011; Sun et al., 2019). To our knowledge, this is the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 186, + 448, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 186, + 448, + 199 + ], + "score": 1.0, + "content": "first work showing such guarantees for general losses that are not necessarily convex.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 7.5 + }, + { + "type": "title", + "bbox": [ + 108, + 214, + 211, + 227 + ], + "lines": [ + { + "bbox": [ + 105, + 213, + 213, + 229 + ], + "spans": [ + { + "bbox": [ + 105, + 213, + 213, + 229 + ], + "score": 1.0, + "content": "2 RELATED WORK", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "text", + "bbox": [ + 107, + 239, + 504, + 305 + ], + "lines": [ + { + "bbox": [ + 106, + 240, + 505, + 251 + ], + "spans": [ + { + "bbox": [ + 106, + 240, + 505, + 251 + ], + "score": 1.0, + "content": "Representation learning has shown its great power in various domains. See Bengio et al. (2013)", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 250, + 505, + 263 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 505, + 263 + ], + "score": 1.0, + "content": "for a survey. Theoretically, Maurer et al. (2016) gave analysis showing representation can provably", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 261, + 506, + 274 + ], + "spans": [ + { + "bbox": [ + 105, + 261, + 506, + 274 + ], + "score": 1.0, + "content": "reduce the sample complexity in the multi-task supervised learning setting. Recently, Arora et al.", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 272, + 506, + 284 + ], + "spans": [ + { + "bbox": [ + 105, + 272, + 506, + 284 + ], + "score": 1.0, + "content": "(2019) analyzed the benefit of representation learning via contrastive learning. These papers all build", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 282, + 506, + 296 + ], + "spans": [ + { + "bbox": [ + 105, + 282, + 506, + 296 + ], + "score": 1.0, + "content": "representations for the agent / learner. We remark that researchers also try to build representations", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 294, + 337, + 306 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 337, + 306 + ], + "score": 1.0, + "content": "about the environment / physical world (Wu et al., 2017).", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 13.5 + }, + { + "type": "text", + "bbox": [ + 107, + 310, + 505, + 410 + ], + "lines": [ + { + "bbox": [ + 105, + 310, + 505, + 323 + ], + "spans": [ + { + "bbox": [ + 105, + 310, + 505, + 323 + ], + "score": 1.0, + "content": "Imitation learning can help with sample efficiency of many problems (Ross & Bagnell, 2010; Sun", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 321, + 505, + 335 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 505, + 335 + ], + "score": 1.0, + "content": "et al., 2017; Daume et al., 2009; Chang et al., 2015; Pan et al., 2018). Most existing work con- ´", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 332, + 505, + 345 + ], + "spans": [ + { + "bbox": [ + 105, + 332, + 505, + 345 + ], + "score": 1.0, + "content": "sider the setting where the learner can observe expert’s action. A general strategy is use supervised", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 344, + 505, + 356 + ], + "spans": [ + { + "bbox": [ + 106, + 344, + 505, + 356 + ], + "score": 1.0, + "content": "learning to learn a policy that maps the state to action that matches expert’s behaviors. The most", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 354, + 506, + 367 + ], + "spans": [ + { + "bbox": [ + 105, + 354, + 506, + 367 + ], + "score": 1.0, + "content": "straightforward one is behavior cloning (Pomerleau, 1991), which we also study in our paper. More", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 365, + 505, + 379 + ], + "spans": [ + { + "bbox": [ + 105, + 365, + 505, + 379 + ], + "score": 1.0, + "content": "advanced approaches have also been proposed (Ross et al., 2011; Ross & Bagnell, 2014; Sun et al.,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 376, + 505, + 389 + ], + "spans": [ + { + "bbox": [ + 105, + 376, + 505, + 389 + ], + "score": 1.0, + "content": "2018). These approaches, including behavior cloning, often enjoy sound theoretical guarantees in", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 387, + 505, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 387, + 505, + 399 + ], + "score": 1.0, + "content": "the single task case. Our paper extends the theoretical guarantees of behavior cloning to the multi-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 397, + 250, + 412 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 250, + 412 + ], + "score": 1.0, + "content": "task representation learning setting.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 21 + }, + { + "type": "text", + "bbox": [ + 107, + 415, + 505, + 482 + ], + "lines": [ + { + "bbox": [ + 106, + 415, + 505, + 428 + ], + "spans": [ + { + "bbox": [ + 106, + 415, + 505, + 428 + ], + "score": 1.0, + "content": "This paper also considers a more challenging setting, imitation learning from observation alone.", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 426, + 505, + 439 + ], + "spans": [ + { + "bbox": [ + 106, + 426, + 505, + 439 + ], + "score": 1.0, + "content": "Though some model-based methods have been proposed (Torabi et al., 2018; Edwards et al., 2018),", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 437, + 505, + 450 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 505, + 450 + ], + "score": 1.0, + "content": "these methods lack theoretical guarantees. Another line of work learns a policy that minimizes the", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 447, + 504, + 461 + ], + "spans": [ + { + "bbox": [ + 105, + 447, + 504, + 461 + ], + "score": 1.0, + "content": "difference between the state distributions induced by it and the expert policy, under a certain distri-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 459, + 505, + 472 + ], + "spans": [ + { + "bbox": [ + 105, + 459, + 505, + 472 + ], + "score": 1.0, + "content": "butional metric (Ho & Ermon, 2016). Sun et al. (2019) gave a theoretical analysis to characterize", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 470, + 504, + 482 + ], + "spans": [ + { + "bbox": [ + 106, + 470, + 504, + 482 + ], + "score": 1.0, + "content": "the sample complexity of this approach and our method for this setting is inspired by their approach.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 28.5 + }, + { + "type": "text", + "bbox": [ + 107, + 487, + 505, + 553 + ], + "lines": [ + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "score": 1.0, + "content": "A line of work uses meta-learning for imitation learning (Duan et al., 2017; Finn et al., 2017b; James", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 498, + 505, + 510 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 505, + 510 + ], + "score": 1.0, + "content": "et al., 2018). Our work is different from theirs as we want to explicitly learn a representation that is", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 508, + 506, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 508, + 506, + 522 + ], + "score": 1.0, + "content": "useful across all tasks whereas these work try to learn a meta-algorithm that can quickly adapt to a", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 520, + 505, + 533 + ], + "spans": [ + { + "bbox": [ + 105, + 520, + 505, + 533 + ], + "score": 1.0, + "content": "new task. For example, Finn et al. (2017b) used a gradient based method for adaptation. Recently", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 531, + 505, + 544 + ], + "spans": [ + { + "bbox": [ + 105, + 531, + 505, + 544 + ], + "score": 1.0, + "content": "Raghu et al. (2019) argued that most of the power of MAML (Finn et al., 2017a) like approaches", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 542, + 289, + 555 + ], + "spans": [ + { + "bbox": [ + 105, + 542, + 289, + 555 + ], + "score": 1.0, + "content": "comes from learning a shared representation.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 34.5 + }, + { + "type": "text", + "bbox": [ + 107, + 559, + 505, + 669 + ], + "lines": [ + { + "bbox": [ + 106, + 558, + 506, + 571 + ], + "spans": [ + { + "bbox": [ + 106, + 558, + 506, + 571 + ], + "score": 1.0, + "content": "On the theoretical side of meta-learning and multi-task learning, Baxter (2000) performed the first", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 569, + 505, + 582 + ], + "spans": [ + { + "bbox": [ + 105, + 569, + 505, + 582 + ], + "score": 1.0, + "content": "theoretical analysis and gave sample complexity bounds using covering numbers. Bullins et al.", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 580, + 505, + 593 + ], + "spans": [ + { + "bbox": [ + 106, + 580, + 505, + 593 + ], + "score": 1.0, + "content": "(2019) provides an efficient algorithm that generalizes to new unseen tasks, but for linear repre-", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 592, + 505, + 604 + ], + "spans": [ + { + "bbox": [ + 106, + 592, + 505, + 604 + ], + "score": 1.0, + "content": "sentations. Another recent line of work analyzes gradient based meta-learning methods, similar to", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 601, + 505, + 615 + ], + "spans": [ + { + "bbox": [ + 105, + 601, + 505, + 615 + ], + "score": 1.0, + "content": "MAML (Finn et al., 2017a). Existing work on the sample complexity and regret of these meth-", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 613, + 505, + 626 + ], + "spans": [ + { + "bbox": [ + 105, + 613, + 505, + 626 + ], + "score": 1.0, + "content": "ods (Denevi et al., 2019; Finn et al., 2019; Khodak et al., 2019) show guarantees for convex losses", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 624, + 504, + 637 + ], + "spans": [ + { + "bbox": [ + 106, + 624, + 504, + 637 + ], + "score": 1.0, + "content": "by leveraging tools from online convex optimization. In contrast, our analysis works for arbitrary", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 636, + 505, + 648 + ], + "spans": [ + { + "bbox": [ + 105, + 636, + 505, + 648 + ], + "score": 1.0, + "content": "function classes and the bounds depend on the gaussian averages of these classes. Recent work", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 107, + 647, + 505, + 658 + ], + "spans": [ + { + "bbox": [ + 107, + 647, + 505, + 658 + ], + "score": 1.0, + "content": "(Rajeswaran et al., 2019) uses a bi-level optimization framework for meta-learning and improves", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 657, + 450, + 670 + ], + "spans": [ + { + "bbox": [ + 105, + 657, + 450, + 670 + ], + "score": 1.0, + "content": "computation (not statistical) aspects of meta-learning through implicit differentiation.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 42.5 + }, + { + "type": "title", + "bbox": [ + 108, + 685, + 208, + 697 + ], + "lines": [ + { + "bbox": [ + 105, + 683, + 209, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 683, + 209, + 700 + ], + "score": 1.0, + "content": "3 PRELIMINARIES", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 48 + }, + { + "type": "text", + "bbox": [ + 106, + 709, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 708, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 708, + 287, + 723 + ], + "score": 1.0, + "content": "Markov Decision Processes (MDPs): Let", + "type": "text" + }, + { + "bbox": [ + 287, + 710, + 373, + 721 + ], + "score": 0.89, + "content": "\\mathcal { M } = ( \\mathcal { S } , \\mathcal { A } , P , C , \\nu )", + "type": "inline_equation" + }, + { + "bbox": [ + 373, + 708, + 451, + 723 + ], + "score": 1.0, + "content": "be an MDP, where", + "type": "text" + }, + { + "bbox": [ + 451, + 710, + 459, + 720 + ], + "score": 0.83, + "content": "s", + "type": "inline_equation" + }, + { + "bbox": [ + 459, + 708, + 506, + 723 + ], + "score": 1.0, + "content": "is the state", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 134, + 734 + ], + "score": 1.0, + "content": "space,", + "type": "text" + }, + { + "bbox": [ + 135, + 721, + 143, + 730 + ], + "score": 0.79, + "content": "\\mathcal { A }", + "type": "inline_equation" + }, + { + "bbox": [ + 144, + 720, + 265, + 734 + ], + "score": 1.0, + "content": "is the finite action space with", + "type": "text" + }, + { + "bbox": [ + 266, + 721, + 303, + 732 + ], + "score": 0.89, + "content": "| { \\mathcal { A } } | = K", + "type": "inline_equation" + }, + { + "bbox": [ + 304, + 720, + 308, + 734 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 308, + 721, + 344, + 732 + ], + "score": 0.86, + "content": "H \\in \\mathbb { Z } _ { + }", + "type": "inline_equation" + }, + { + "bbox": [ + 345, + 720, + 444, + 734 + ], + "score": 1.0, + "content": "is the planning horizon,", + "type": "text" + }, + { + "bbox": [ + 444, + 721, + 505, + 731 + ], + "score": 0.89, + "content": "P : \\mathcal { S } \\times \\mathcal { A } ", + "type": "inline_equation" + } + ], + "index": 50 + } + ], + "index": 49.5 + } + ], + "page_idx": 1, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 763 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 763 + ], + "score": 1.0, + "content": "2", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 108, + 82, + 505, + 149 + ], + "lines": [], + "index": 2.5, + "bbox_fs": [ + 114, + 82, + 506, + 149 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 107, + 154, + 504, + 199 + ], + "lines": [ + { + "bbox": [ + 106, + 154, + 506, + 165 + ], + "spans": [ + { + "bbox": [ + 106, + 154, + 506, + 165 + ], + "score": 1.0, + "content": "The key contribution is to connect existing literature on multi-task representation learning that deals", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 165, + 506, + 177 + ], + "spans": [ + { + "bbox": [ + 106, + 165, + 506, + 177 + ], + "score": 1.0, + "content": "with supervised learning (Maurer et al., 2016) to single task imitation learning methods with guar-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 176, + 506, + 188 + ], + "spans": [ + { + "bbox": [ + 106, + 176, + 506, + 188 + ], + "score": 1.0, + "content": "antees (Syed & Schapire, 2010; Ross et al., 2011; Sun et al., 2019). To our knowledge, this is the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 186, + 448, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 186, + 448, + 199 + ], + "score": 1.0, + "content": "first work showing such guarantees for general losses that are not necessarily convex.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 7.5, + "bbox_fs": [ + 105, + 154, + 506, + 199 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 214, + 211, + 227 + ], + "lines": [ + { + "bbox": [ + 105, + 213, + 213, + 229 + ], + "spans": [ + { + "bbox": [ + 105, + 213, + 213, + 229 + ], + "score": 1.0, + "content": "2 RELATED WORK", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "text", + "bbox": [ + 107, + 239, + 504, + 305 + ], + "lines": [ + { + "bbox": [ + 106, + 240, + 505, + 251 + ], + "spans": [ + { + "bbox": [ + 106, + 240, + 505, + 251 + ], + "score": 1.0, + "content": "Representation learning has shown its great power in various domains. See Bengio et al. (2013)", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 250, + 505, + 263 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 505, + 263 + ], + "score": 1.0, + "content": "for a survey. Theoretically, Maurer et al. (2016) gave analysis showing representation can provably", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 261, + 506, + 274 + ], + "spans": [ + { + "bbox": [ + 105, + 261, + 506, + 274 + ], + "score": 1.0, + "content": "reduce the sample complexity in the multi-task supervised learning setting. Recently, Arora et al.", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 272, + 506, + 284 + ], + "spans": [ + { + "bbox": [ + 105, + 272, + 506, + 284 + ], + "score": 1.0, + "content": "(2019) analyzed the benefit of representation learning via contrastive learning. These papers all build", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 282, + 506, + 296 + ], + "spans": [ + { + "bbox": [ + 105, + 282, + 506, + 296 + ], + "score": 1.0, + "content": "representations for the agent / learner. We remark that researchers also try to build representations", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 294, + 337, + 306 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 337, + 306 + ], + "score": 1.0, + "content": "about the environment / physical world (Wu et al., 2017).", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 13.5, + "bbox_fs": [ + 105, + 240, + 506, + 306 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 310, + 505, + 410 + ], + "lines": [ + { + "bbox": [ + 105, + 310, + 505, + 323 + ], + "spans": [ + { + "bbox": [ + 105, + 310, + 505, + 323 + ], + "score": 1.0, + "content": "Imitation learning can help with sample efficiency of many problems (Ross & Bagnell, 2010; Sun", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 321, + 505, + 335 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 505, + 335 + ], + "score": 1.0, + "content": "et al., 2017; Daume et al., 2009; Chang et al., 2015; Pan et al., 2018). Most existing work con- ´", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 332, + 505, + 345 + ], + "spans": [ + { + "bbox": [ + 105, + 332, + 505, + 345 + ], + "score": 1.0, + "content": "sider the setting where the learner can observe expert’s action. A general strategy is use supervised", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 344, + 505, + 356 + ], + "spans": [ + { + "bbox": [ + 106, + 344, + 505, + 356 + ], + "score": 1.0, + "content": "learning to learn a policy that maps the state to action that matches expert’s behaviors. The most", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 354, + 506, + 367 + ], + "spans": [ + { + "bbox": [ + 105, + 354, + 506, + 367 + ], + "score": 1.0, + "content": "straightforward one is behavior cloning (Pomerleau, 1991), which we also study in our paper. More", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 365, + 505, + 379 + ], + "spans": [ + { + "bbox": [ + 105, + 365, + 505, + 379 + ], + "score": 1.0, + "content": "advanced approaches have also been proposed (Ross et al., 2011; Ross & Bagnell, 2014; Sun et al.,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 376, + 505, + 389 + ], + "spans": [ + { + "bbox": [ + 105, + 376, + 505, + 389 + ], + "score": 1.0, + "content": "2018). These approaches, including behavior cloning, often enjoy sound theoretical guarantees in", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 387, + 505, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 387, + 505, + 399 + ], + "score": 1.0, + "content": "the single task case. Our paper extends the theoretical guarantees of behavior cloning to the multi-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 397, + 250, + 412 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 250, + 412 + ], + "score": 1.0, + "content": "task representation learning setting.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 21, + "bbox_fs": [ + 105, + 310, + 506, + 412 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 415, + 505, + 482 + ], + "lines": [ + { + "bbox": [ + 106, + 415, + 505, + 428 + ], + "spans": [ + { + "bbox": [ + 106, + 415, + 505, + 428 + ], + "score": 1.0, + "content": "This paper also considers a more challenging setting, imitation learning from observation alone.", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 426, + 505, + 439 + ], + "spans": [ + { + "bbox": [ + 106, + 426, + 505, + 439 + ], + "score": 1.0, + "content": "Though some model-based methods have been proposed (Torabi et al., 2018; Edwards et al., 2018),", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 437, + 505, + 450 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 505, + 450 + ], + "score": 1.0, + "content": "these methods lack theoretical guarantees. Another line of work learns a policy that minimizes the", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 447, + 504, + 461 + ], + "spans": [ + { + "bbox": [ + 105, + 447, + 504, + 461 + ], + "score": 1.0, + "content": "difference between the state distributions induced by it and the expert policy, under a certain distri-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 459, + 505, + 472 + ], + "spans": [ + { + "bbox": [ + 105, + 459, + 505, + 472 + ], + "score": 1.0, + "content": "butional metric (Ho & Ermon, 2016). Sun et al. (2019) gave a theoretical analysis to characterize", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 470, + 504, + 482 + ], + "spans": [ + { + "bbox": [ + 106, + 470, + 504, + 482 + ], + "score": 1.0, + "content": "the sample complexity of this approach and our method for this setting is inspired by their approach.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 415, + 505, + 482 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 487, + 505, + 553 + ], + "lines": [ + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "score": 1.0, + "content": "A line of work uses meta-learning for imitation learning (Duan et al., 2017; Finn et al., 2017b; James", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 498, + 505, + 510 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 505, + 510 + ], + "score": 1.0, + "content": "et al., 2018). Our work is different from theirs as we want to explicitly learn a representation that is", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 508, + 506, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 508, + 506, + 522 + ], + "score": 1.0, + "content": "useful across all tasks whereas these work try to learn a meta-algorithm that can quickly adapt to a", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 520, + 505, + 533 + ], + "spans": [ + { + "bbox": [ + 105, + 520, + 505, + 533 + ], + "score": 1.0, + "content": "new task. For example, Finn et al. (2017b) used a gradient based method for adaptation. Recently", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 531, + 505, + 544 + ], + "spans": [ + { + "bbox": [ + 105, + 531, + 505, + 544 + ], + "score": 1.0, + "content": "Raghu et al. (2019) argued that most of the power of MAML (Finn et al., 2017a) like approaches", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 542, + 289, + 555 + ], + "spans": [ + { + "bbox": [ + 105, + 542, + 289, + 555 + ], + "score": 1.0, + "content": "comes from learning a shared representation.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 34.5, + "bbox_fs": [ + 105, + 487, + 506, + 555 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 559, + 505, + 669 + ], + "lines": [ + { + "bbox": [ + 106, + 558, + 506, + 571 + ], + "spans": [ + { + "bbox": [ + 106, + 558, + 506, + 571 + ], + "score": 1.0, + "content": "On the theoretical side of meta-learning and multi-task learning, Baxter (2000) performed the first", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 569, + 505, + 582 + ], + "spans": [ + { + "bbox": [ + 105, + 569, + 505, + 582 + ], + "score": 1.0, + "content": "theoretical analysis and gave sample complexity bounds using covering numbers. 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We as-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 279, + 506, + 292 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 406, + 292 + ], + "score": 1.0, + "content": "sume there are multiple tasks (MDPs) sampled i.i.d. from a distribution", + "type": "text" + }, + { + "bbox": [ + 407, + 281, + 414, + 291 + ], + "score": 0.74, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 279, + 451, + 292 + ], + "score": 1.0, + "content": ". A task", + "type": "text" + }, + { + "bbox": [ + 451, + 281, + 481, + 291 + ], + "score": 0.9, + "content": "\\mu \\sim \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 481, + 279, + 506, + 292 + ], + "score": 1.0, + "content": "is an", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 289, + 506, + 303 + ], + "spans": [ + { + "bbox": [ + 105, + 289, + 131, + 303 + ], + "score": 1.0, + "content": "MDP", + "type": "text" + }, + { + "bbox": [ + 131, + 290, + 250, + 303 + ], + "score": 0.89, + "content": "\\mathcal { M } _ { \\mu } = ( S , \\mathcal { A } , \\bar { H } , P _ { \\mu } , C _ { \\mu } , \\nu _ { \\mu } )", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 289, + 506, + 303 + ], + "score": 1.0, + "content": "; all tasks share everything except the cost function, initial state", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 301, + 505, + 313 + ], + "spans": [ + { + "bbox": [ + 106, + 301, + 505, + 313 + ], + "score": 1.0, + "content": "distribution and transition function. For simplicity of presentation, we will assume a common tran-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 104, + 311, + 506, + 326 + ], + "spans": [ + { + "bbox": [ + 104, + 311, + 168, + 326 + ], + "score": 1.0, + "content": "sition function", + "type": "text" + }, + { + "bbox": [ + 169, + 312, + 177, + 322 + ], + "score": 0.82, + "content": "P", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 311, + 494, + 326 + ], + "score": 1.0, + "content": "for all tasks; proofs remain exactly the same even otherwise. For every task", + "type": "text" + }, + { + "bbox": [ + 494, + 314, + 501, + 324 + ], + "score": 0.76, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 311, + 506, + 326 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 322, + 507, + 340 + ], + "spans": [ + { + "bbox": [ + 106, + 323, + 202, + 336 + ], + "score": 0.91, + "content": "\\pi _ { \\mu } ^ { * } = ( \\pi _ { 1 , \\mu ; } ^ { * } \\cdot \\cdot \\cdot , \\pi _ { H , \\mu } ^ { * } )", + "type": "inline_equation" + }, + { + "bbox": [ + 202, + 322, + 507, + 340 + ], + "score": 1.0, + "content": "is an expert policy that the learner has access to in the form of trajectories", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 334, + 505, + 347 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 505, + 347 + ], + "score": 1.0, + "content": "induced by that policy. The trajectories may or may not contain expert’s actions. These correspond", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 345, + 505, + 357 + ], + "spans": [ + { + "bbox": [ + 105, + 345, + 505, + 357 + ], + "score": 1.0, + "content": "to two settings that we discuss in more detail in Section 5 and Section 6. The distributions of states", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 104, + 354, + 506, + 371 + ], + "spans": [ + { + "bbox": [ + 104, + 354, + 331, + 371 + ], + "score": 1.0, + "content": "induced by this policy at different levels are denoted by", + "type": "text" + }, + { + "bbox": [ + 332, + 356, + 400, + 370 + ], + "score": 0.94, + "content": "\\{ \\nu _ { 1 , \\mu } ^ { * } , \\ldots , \\nu _ { H , \\mu } ^ { * } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 354, + 506, + 371 + ], + "score": 1.0, + "content": "and the average state dis-", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 368, + 506, + 396 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 156, + 391 + ], + "score": 1.0, + "content": "tribution as", + "type": "text" + }, + { + "bbox": [ + 156, + 368, + 230, + 396 + ], + "score": 0.94, + "content": "\\nu _ { \\mu } ^ { * } = \\textstyle { \\frac { 1 } { H } } \\sum _ { h = 1 } ^ { H } \\nu _ { h , \\mu } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 375, + 282, + 390 + ], + "score": 1.0, + "content": "We define", + "type": "text" + }, + { + "bbox": [ + 282, + 376, + 302, + 390 + ], + "score": 0.91, + "content": "V _ { h , \\mu } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 375, + 417, + 390 + ], + "score": 1.0, + "content": "to be the value function of", + "type": "text" + }, + { + "bbox": [ + 418, + 377, + 431, + 389 + ], + "score": 0.9, + "content": "\\pi _ { \\mu } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 432, + 375, + 451, + 390 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 452, + 377, + 464, + 389 + ], + "score": 0.89, + "content": "J _ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 375, + 506, + 390 + ], + "score": 1.0, + "content": "to be the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 394, + 506, + 406 + ], + "spans": [ + { + "bbox": [ + 106, + 394, + 233, + 406 + ], + "score": 1.0, + "content": "expected cost function for task", + "type": "text" + }, + { + "bbox": [ + 234, + 396, + 241, + 405 + ], + "score": 0.75, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 394, + 356, + 406 + ], + "score": 1.0, + "content": ". We will drop the subscript", + "type": "text" + }, + { + "bbox": [ + 357, + 396, + 364, + 406 + ], + "score": 0.82, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 364, + 394, + 506, + 406 + ], + "score": 1.0, + "content": "whenever the task at hand is clear", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 404, + 463, + 418 + ], + "spans": [ + { + "bbox": [ + 105, + 404, + 396, + 418 + ], + "score": 1.0, + "content": "from context. Of interest is also the special case where the expert policy", + "type": "text" + }, + { + "bbox": [ + 396, + 405, + 409, + 418 + ], + "score": 0.9, + "content": "\\pi _ { \\mu } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 410, + 404, + 463, + 418 + ], + "score": 1.0, + "content": "is stationary.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 19.5 + }, + { + "type": "text", + "bbox": [ + 106, + 427, + 506, + 521 + ], + "lines": [ + { + "bbox": [ + 105, + 426, + 506, + 441 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 506, + 441 + ], + "score": 1.0, + "content": "Representation learning: In this work, we wish to learn policies from a function class of the form", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 107, + 438, + 506, + 452 + ], + "spans": [ + { + "bbox": [ + 107, + 439, + 155, + 450 + ], + "score": 0.9, + "content": "\\Pi = { \\mathcal { F } } \\circ \\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 438, + 186, + 452 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 186, + 438, + 333, + 451 + ], + "score": 0.9, + "content": "\\Phi \\subseteq \\{ \\phi : S \\to \\mathbb { R } ^ { d } \\mid \\| \\phi ( s ) \\| _ { 2 } \\leq R \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 438, + 506, + 452 + ], + "score": 1.0, + "content": "is a class of bounded norm representation", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 103, + 446, + 507, + 464 + ], + "spans": [ + { + "bbox": [ + 103, + 446, + 270, + 464 + ], + "score": 1.0, + "content": "functions mapping states to vectors and", + "type": "text" + }, + { + "bbox": [ + 270, + 450, + 375, + 462 + ], + "score": 0.89, + "content": "{ \\mathcal { F } } \\subseteq \\{ f : \\mathbb { R } ^ { d } \\to \\Delta ( { \\mathcal { A } } ) \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 375, + 446, + 507, + 464 + ], + "score": 1.0, + "content": "is a class of functions mapping", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 461, + 505, + 473 + ], + "spans": [ + { + "bbox": [ + 105, + 461, + 456, + 473 + ], + "score": 1.0, + "content": "state representations to distribution over actions. We will be using linear functions, i.e.", + "type": "text" + }, + { + "bbox": [ + 457, + 461, + 505, + 473 + ], + "score": 0.9, + "content": "{ \\mathcal { F } } = \\{ x ", + "type": "inline_equation" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 468, + 504, + 487 + ], + "spans": [ + { + "bbox": [ + 106, + 471, + 285, + 483 + ], + "score": 0.65, + "content": "\\mathsf { s o f t m a x } ( W x ) \\mid W \\in \\mathbb { R } ^ { K \\times d } , \\| W \\| _ { F } \\leq 1 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 285, + 468, + 432, + 487 + ], + "score": 1.0, + "content": ". We denote a policy parametrized by", + "type": "text" + }, + { + "bbox": [ + 433, + 472, + 459, + 483 + ], + "score": 0.93, + "content": "\\phi \\in \\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 459, + 468, + 476, + 487 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 477, + 473, + 504, + 483 + ], + "score": 0.88, + "content": "f \\in { \\mathcal { F } }", + "type": "inline_equation" + } + ], + "index": 30 + }, + { + "bbox": [ + 104, + 480, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 104, + 480, + 119, + 496 + ], + "score": 1.0, + "content": "by", + "type": "text" + }, + { + "bbox": [ + 120, + 482, + 139, + 493 + ], + "score": 0.88, + "content": "\\pi ^ { \\phi , f }", + "type": "inline_equation" + }, + { + "bbox": [ + 140, + 480, + 172, + 496 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 172, + 482, + 266, + 495 + ], + "score": 0.84, + "content": "\\dot { \\pi } ^ { \\phi , f } ( a | s ) = f \\ddot { ( \\phi ( s ) ) } _ { a }", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 480, + 452, + 496 + ], + "score": 1.0, + "content": ". In some cases, we may also use the policy", + "type": "text" + }, + { + "bbox": [ + 452, + 483, + 505, + 495 + ], + "score": 0.9, + "content": "\\pi ^ { \\phi , f } ( a | s ) =", + "type": "inline_equation" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 492, + 506, + 510 + ], + "spans": [ + { + "bbox": [ + 106, + 494, + 220, + 510 + ], + "score": 0.91, + "content": "\\mathbb { I } \\{ a = \\arg \\operatorname* { m a x } _ { a ^ { \\prime } \\in A } f ( \\phi ( s ) ) _ { a ^ { \\prime } } \\} ^ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 220, + 492, + 256, + 507 + ], + "score": 1.0, + "content": ". 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We as-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 279, + 506, + 292 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 406, + 292 + ], + "score": 1.0, + "content": "sume there are multiple tasks (MDPs) sampled i.i.d. from a distribution", + "type": "text" + }, + { + "bbox": [ + 407, + 281, + 414, + 291 + ], + "score": 0.74, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 279, + 451, + 292 + ], + "score": 1.0, + "content": ". 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For every task", + "type": "text" + }, + { + "bbox": [ + 494, + 314, + 501, + 324 + ], + "score": 0.76, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 311, + 506, + 326 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 322, + 507, + 340 + ], + "spans": [ + { + "bbox": [ + 106, + 323, + 202, + 336 + ], + "score": 0.91, + "content": "\\pi _ { \\mu } ^ { * } = ( \\pi _ { 1 , \\mu ; } ^ { * } \\cdot \\cdot \\cdot , \\pi _ { H , \\mu } ^ { * } )", + "type": "inline_equation" + }, + { + "bbox": [ + 202, + 322, + 507, + 340 + ], + "score": 1.0, + "content": "is an expert policy that the learner has access to in the form of trajectories", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 334, + 505, + 347 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 505, + 347 + ], + "score": 1.0, + "content": "induced by that policy. The trajectories may or may not contain expert’s actions. These correspond", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 345, + 505, + 357 + ], + "spans": [ + { + "bbox": [ + 105, + 345, + 505, + 357 + ], + "score": 1.0, + "content": "to two settings that we discuss in more detail in Section 5 and Section 6. The distributions of states", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 104, + 354, + 506, + 371 + ], + "spans": [ + { + "bbox": [ + 104, + 354, + 331, + 371 + ], + "score": 1.0, + "content": "induced by this policy at different levels are denoted by", + "type": "text" + }, + { + "bbox": [ + 332, + 356, + 400, + 370 + ], + "score": 0.94, + "content": "\\{ \\nu _ { 1 , \\mu } ^ { * } , \\ldots , \\nu _ { H , \\mu } ^ { * } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 354, + 506, + 371 + ], + "score": 1.0, + "content": "and the average state dis-", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 368, + 506, + 396 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 156, + 391 + ], + "score": 1.0, + "content": "tribution as", + "type": "text" + }, + { + "bbox": [ + 156, + 368, + 230, + 396 + ], + "score": 0.94, + "content": "\\nu _ { \\mu } ^ { * } = \\textstyle { \\frac { 1 } { H } } \\sum _ { h = 1 } ^ { H } \\nu _ { h , \\mu } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 375, + 282, + 390 + ], + "score": 1.0, + "content": "We define", + "type": "text" + }, + { + "bbox": [ + 282, + 376, + 302, + 390 + ], + "score": 0.91, + "content": "V _ { h , \\mu } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 375, + 417, + 390 + ], + "score": 1.0, + "content": "to be the value function of", + "type": "text" + }, + { + "bbox": [ + 418, + 377, + 431, + 389 + ], + "score": 0.9, + "content": "\\pi _ { \\mu } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 432, + 375, + 451, + 390 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 452, + 377, + 464, + 389 + ], + "score": 0.89, + "content": "J _ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 375, + 506, + 390 + ], + "score": 1.0, + "content": "to be the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 394, + 506, + 406 + ], + "spans": [ + { + "bbox": [ + 106, + 394, + 233, + 406 + ], + "score": 1.0, + "content": "expected cost function for task", + "type": "text" + }, + { + "bbox": [ + 234, + 396, + 241, + 405 + ], + "score": 0.75, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 394, + 356, + 406 + ], + "score": 1.0, + "content": ". We will drop the subscript", + "type": "text" + }, + { + "bbox": [ + 357, + 396, + 364, + 406 + ], + "score": 0.82, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 364, + 394, + 506, + 406 + ], + "score": 1.0, + "content": "whenever the task at hand is clear", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 404, + 463, + 418 + ], + "spans": [ + { + "bbox": [ + 105, + 404, + 396, + 418 + ], + "score": 1.0, + "content": "from context. Of interest is also the special case where the expert policy", + "type": "text" + }, + { + "bbox": [ + 396, + 405, + 409, + 418 + ], + "score": 0.9, + "content": "\\pi _ { \\mu } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 410, + 404, + 463, + 418 + ], + "score": 1.0, + "content": "is stationary.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 19.5, + "bbox_fs": [ + 104, + 268, + 507, + 418 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 427, + 506, + 521 + ], + "lines": [ + { + "bbox": [ + 105, + 426, + 506, + 441 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 506, + 441 + ], + "score": 1.0, + "content": "Representation learning: In this work, we wish to learn policies from a function class of the form", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 107, + 438, + 506, + 452 + ], + "spans": [ + { + "bbox": [ + 107, + 439, + 155, + 450 + ], + "score": 0.9, + "content": "\\Pi = { \\mathcal { F } } \\circ \\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 438, + 186, + 452 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 186, + 438, + 333, + 451 + ], + "score": 0.9, + "content": "\\Phi \\subseteq \\{ \\phi : S \\to \\mathbb { R } ^ { d } \\mid \\| \\phi ( s ) \\| _ { 2 } \\leq R \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 438, + 506, + 452 + ], + "score": 1.0, + "content": "is a class of bounded norm representation", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 103, + 446, + 507, + 464 + ], + "spans": [ + { + "bbox": [ + 103, + 446, + 270, + 464 + ], + "score": 1.0, + "content": "functions mapping states to vectors and", + "type": "text" + }, + { + "bbox": [ + 270, + 450, + 375, + 462 + ], + "score": 0.89, + "content": "{ \\mathcal { F } } \\subseteq \\{ f : \\mathbb { R } ^ { d } \\to \\Delta ( { \\mathcal { A } } ) \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 375, + 446, + 507, + 464 + ], + "score": 1.0, + "content": "is a class of functions mapping", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 461, + 505, + 473 + ], + "spans": [ + { + "bbox": [ + 105, + 461, + 456, + 473 + ], + "score": 1.0, + "content": "state representations to distribution over actions. We will be using linear functions, i.e.", + "type": "text" + }, + { + "bbox": [ + 457, + 461, + 505, + 473 + ], + "score": 0.9, + "content": "{ \\mathcal { F } } = \\{ x ", + "type": "inline_equation" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 468, + 504, + 487 + ], + "spans": [ + { + "bbox": [ + 106, + 471, + 285, + 483 + ], + "score": 0.65, + "content": "\\mathsf { s o f t m a x } ( W x ) \\mid W \\in \\mathbb { R } ^ { K \\times d } , \\| W \\| _ { F } \\leq 1 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 285, + 468, + 432, + 487 + ], + "score": 1.0, + "content": ". We denote a policy parametrized by", + "type": "text" + }, + { + "bbox": [ + 433, + 472, + 459, + 483 + ], + "score": 0.93, + "content": "\\phi \\in \\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 459, + 468, + 476, + 487 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 477, + 473, + 504, + 483 + ], + "score": 0.88, + "content": "f \\in { \\mathcal { F } }", + "type": "inline_equation" + } + ], + "index": 30 + }, + { + "bbox": [ + 104, + 480, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 104, + 480, + 119, + 496 + ], + "score": 1.0, + "content": "by", + "type": "text" + }, + { + "bbox": [ + 120, + 482, + 139, + 493 + ], + "score": 0.88, + "content": "\\pi ^ { \\phi , f }", + "type": "inline_equation" + }, + { + "bbox": [ + 140, + 480, + 172, + 496 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 172, + 482, + 266, + 495 + ], + "score": 0.84, + "content": "\\dot { \\pi } ^ { \\phi , f } ( a | s ) = f \\ddot { ( \\phi ( s ) ) } _ { a }", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 480, + 452, + 496 + ], + "score": 1.0, + "content": ". In some cases, we may also use the policy", + "type": "text" + }, + { + "bbox": [ + 452, + 483, + 505, + 495 + ], + "score": 0.9, + "content": "\\pi ^ { \\phi , f } ( a | s ) =", + "type": "inline_equation" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 492, + 506, + 510 + ], + "spans": [ + { + "bbox": [ + 106, + 494, + 220, + 510 + ], + "score": 0.91, + "content": "\\mathbb { I } \\{ a = \\arg \\operatorname* { m a x } _ { a ^ { \\prime } \\in A } f ( \\phi ( s ) ) _ { a ^ { \\prime } } \\} ^ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 220, + 492, + 256, + 507 + ], + "score": 1.0, + "content": ". Denote", + "type": "text" + }, + { + "bbox": [ + 256, + 493, + 347, + 506 + ], + "score": 0.93, + "content": "\\overleftarrow { \\Pi } ^ { \\phi } = \\{ \\pi ^ { \\phi , f } : f \\in \\mathcal { F } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 348, + 492, + 486, + 507 + ], + "score": 1.0, + "content": "to be the class of policies that use", + "type": "text" + }, + { + "bbox": [ + 486, + 495, + 493, + 505 + ], + "score": 0.85, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 493, + 492, + 506, + 507 + ], + "score": 1.0, + "content": "as", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 509, + 218, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 218, + 522 + ], + "score": 1.0, + "content": "the representation function.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 29.5, + "bbox_fs": [ + 103, + 426, + 507, + 522 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 525, + 505, + 609 + ], + "lines": [ + { + "bbox": [ + 106, + 526, + 506, + 539 + ], + "spans": [ + { + "bbox": [ + 106, + 526, + 296, + 539 + ], + "score": 1.0, + "content": "Given demonstrations from expert policies for", + "type": "text" + }, + { + "bbox": [ + 296, + 527, + 305, + 536 + ], + "score": 0.82, + "content": "T", + "type": "inline_equation" + }, + { + "bbox": [ + 305, + 526, + 447, + 539 + ], + "score": 1.0, + "content": "tasks sampled independently from", + "type": "text" + }, + { + "bbox": [ + 447, + 529, + 454, + 538 + ], + "score": 0.75, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 454, + 526, + 506, + 539 + ], + "score": 1.0, + "content": ", we wish to", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 537, + 506, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 248, + 552 + ], + "score": 1.0, + "content": "first learn representation functions", + "type": "text" + }, + { + "bbox": [ + 248, + 537, + 302, + 551 + ], + "score": 0.94, + "content": "\\bar { ( \\phi _ { 1 } , \\dots , \\hat { \\phi } _ { H } ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 538, + 506, + 552 + ], + "score": 1.0, + "content": "so that we can use a few demonstrations from an", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 549, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 162, + 563 + ], + "score": 1.0, + "content": "expert policy", + "type": "text" + }, + { + "bbox": [ + 163, + 550, + 176, + 560 + ], + "score": 0.86, + "content": "\\pi ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 176, + 549, + 231, + 563 + ], + "score": 1.0, + "content": "for new task", + "type": "text" + }, + { + "bbox": [ + 231, + 551, + 261, + 561 + ], + "score": 0.89, + "content": "\\mu \\sim \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 549, + 339, + 563 + ], + "score": 1.0, + "content": "and learn a policy", + "type": "text" + }, + { + "bbox": [ + 339, + 550, + 417, + 562 + ], + "score": 0.93, + "content": "\\pmb { \\pi } = ( \\pi _ { 1 } , \\ldots , \\pi _ { H } )", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 549, + 506, + 563 + ], + "score": 1.0, + "content": "that uses the learned", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 561, + 506, + 577 + ], + "spans": [ + { + "bbox": [ + 105, + 563, + 187, + 577 + ], + "score": 1.0, + "content": "representations, i.e.", + "type": "text" + }, + { + "bbox": [ + 188, + 561, + 230, + 575 + ], + "score": 0.93, + "content": "\\pi _ { h } \\in \\Pi ^ { \\hat { \\phi } _ { h } }", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 563, + 352, + 577 + ], + "score": 1.0, + "content": ", such that has average cost of", + "type": "text" + }, + { + "bbox": [ + 352, + 566, + 361, + 574 + ], + "score": 0.81, + "content": "\\pi", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 563, + 461, + 577 + ], + "score": 1.0, + "content": "is not too far away from", + "type": "text" + }, + { + "bbox": [ + 462, + 564, + 474, + 574 + ], + "score": 0.85, + "content": "\\pi ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 474, + 563, + 506, + 577 + ], + "score": 1.0, + "content": ". In the", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 574, + 505, + 587 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 320, + 587 + ], + "score": 1.0, + "content": "case of stationary policies, we need to learn a single", + "type": "text" + }, + { + "bbox": [ + 320, + 575, + 327, + 586 + ], + "score": 0.84, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 328, + 574, + 429, + 587 + ], + "score": 1.0, + "content": "by using tasks and learn", + "type": "text" + }, + { + "bbox": [ + 429, + 574, + 462, + 585 + ], + "score": 0.91, + "content": "\\dot { \\pi } \\in \\Pi ^ { \\phi }", + "type": "inline_equation" + }, + { + "bbox": [ + 463, + 574, + 505, + 587 + ], + "score": 1.0, + "content": "for a new", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 585, + 504, + 598 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 475, + 598 + ], + "score": 1.0, + "content": "task. The hope is that data from multiple tasks can be used to learn a complicated function", + "type": "text" + }, + { + "bbox": [ + 476, + 586, + 504, + 597 + ], + "score": 0.89, + "content": "\\phi \\in \\Phi", + "type": "inline_equation" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 596, + 491, + 609 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 473, + 609 + ], + "score": 1.0, + "content": "first, thus requiring only a few samples for a new task to learn a linear policy from the class", + "type": "text" + }, + { + "bbox": [ + 473, + 597, + 487, + 606 + ], + "score": 0.88, + "content": "\\Pi ^ { \\phi }", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 596, + 491, + 609 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 37, + "bbox_fs": [ + 105, + 526, + 506, + 609 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 619, + 504, + 643 + ], + "lines": [ + { + "bbox": [ + 106, + 619, + 505, + 632 + ], + "spans": [ + { + "bbox": [ + 106, + 619, + 505, + 632 + ], + "score": 1.0, + "content": "Gaussian complexity: As in Maurer et al. 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However the", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 586, + 455, + 599 + ], + "spans": [ + { + "bbox": [ + 106, + 586, + 455, + 599 + ], + "score": 1.0, + "content": "general proof recipe can be used for potentially many other settings and loss functions.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 33, + "bbox_fs": [ + 105, + 498, + 505, + 599 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 603, + 505, + 669 + ], + "lines": [ + { + "bbox": [ + 105, + 603, + 505, + 615 + ], + "spans": [ + { + "bbox": [ + 105, + 603, + 505, + 615 + ], + "score": 1.0, + "content": "In the next section, we will describe representation learning for behavioral cloning as an instantiation", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 613, + 505, + 627 + ], + "spans": [ + { + "bbox": [ + 106, + 613, + 505, + 627 + ], + "score": 1.0, + "content": "of the above framework and describe the various components of the framework. Furthermore we", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 624, + 505, + 638 + ], + "spans": [ + { + "bbox": [ + 105, + 624, + 505, + 638 + ], + "score": 1.0, + "content": "will describe the results and give a proof sketch to show how the aforementioned properties help", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 636, + 504, + 648 + ], + "spans": [ + { + "bbox": [ + 105, + 636, + 504, + 648 + ], + "score": 1.0, + "content": "us show our final guarantees. The guarantees for this setting follow almost directly from results", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 646, + 506, + 659 + ], + "spans": [ + { + "bbox": [ + 105, + 646, + 506, + 659 + ], + "score": 1.0, + "content": "in Maurer et al. (2016) and Ross et al. (2011). Later in Section 6 we describe the same for the", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 659, + 318, + 670 + ], + "spans": [ + { + "bbox": [ + 106, + 659, + 318, + 670 + ], + "score": 1.0, + "content": "observations alone setting which is more non-trivial.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 40.5, + "bbox_fs": [ + 105, + 603, + 506, + 670 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 685, + 422, + 698 + ], + "lines": [ + { + "bbox": [ + 105, + 684, + 423, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 684, + 423, + 700 + ], + "score": 1.0, + "content": "5 REPRESENTATION LEARNING FOR BEHAVIORAL CLONING", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 44 + }, + { + "type": "text", + "bbox": [ + 106, + 709, + 503, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 708, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 708, + 150, + 722 + ], + "score": 1.0, + "content": "Choice of", + "type": "text" + }, + { + "bbox": [ + 150, + 710, + 160, + 720 + ], + "score": 0.82, + "content": "\\ell ^ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 708, + 505, + 722 + ], + "score": 1.0, + "content": ": We first specify the inner loss function in the bi-level optimization framework. In", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 720, + 505, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 505, + 732 + ], + "score": 1.0, + "content": "the single task setting, the goal of behavioral cloning (Syed & Schapire, 2010; Ross et al., 2011)", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 45.5, + "bbox_fs": [ + 106, + 708, + 505, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 506, + 164 + ], + "lines": [ + { + "bbox": [ + 104, + 81, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 104, + 81, + 266, + 95 + ], + "score": 1.0, + "content": "is to use expert trajectories of the form", + "type": "text" + }, + { + "bbox": [ + 267, + 83, + 371, + 95 + ], + "score": 0.93, + "content": "\\tau = ( s _ { 1 } , a _ { 1 } , \\dotsc , s _ { H } , a _ { H } )", + "type": "inline_equation" + }, + { + "bbox": [ + 371, + 81, + 506, + 95 + ], + "score": 1.0, + "content": "to learn a stationary policy2 that", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 104, + 91, + 506, + 108 + ], + "spans": [ + { + "bbox": [ + 104, + 91, + 494, + 108 + ], + "score": 1.0, + "content": "tries to mimic the decisions of the expert policy on the states visited by the expert. For a task", + "type": "text" + }, + { + "bbox": [ + 494, + 96, + 501, + 105 + ], + "score": 0.77, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 91, + 506, + 108 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "score": 1.0, + "content": "this reduces to a supervised classification problem that minimizes a surrogate to the following loss", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 112, + 504, + 132 + ], + "spans": [ + { + "bbox": [ + 106, + 115, + 265, + 129 + ], + "score": 0.92, + "content": "\\ell _ { 0 - 1 } ^ { \\mu } ( \\pi ) = \\mathbb { E } _ { s \\sim \\nu _ { \\mu } ^ { * } , a \\sim \\pi _ { \\mu } ^ { * } ( s ) } \\mathbb { I } \\{ \\pi ( s ) \\neq a \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 112, + 480, + 132 + ], + "score": 1.0, + "content": ". 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Prior work (Syed & Schapire, 2010;", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 104, + 140, + 506, + 155 + ], + "spans": [ + { + "bbox": [ + 104, + 140, + 307, + 155 + ], + "score": 1.0, + "content": "Ross et al., 2011) have shown that a small value of", + "type": "text" + }, + { + "bbox": [ + 307, + 142, + 340, + 154 + ], + "score": 0.92, + "content": "\\ell _ { 0 - 1 } ^ { \\mu } ( \\pi )", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 140, + 446, + 155 + ], + "score": 1.0, + "content": "implies a small difference", + "type": "text" + }, + { + "bbox": [ + 446, + 141, + 501, + 153 + ], + "score": 0.93, + "content": "J ( \\pi ) - J ( \\pi ^ { * } )", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 140, + 506, + 155 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 151, + 358, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 151, + 234, + 165 + ], + "score": 1.0, + "content": "Thus for our setting, we choose", + "type": "text" + }, + { + "bbox": [ + 235, + 153, + 245, + 162 + ], + "score": 0.87, + "content": "\\ell ^ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 245, + 151, + 358, + 165 + ], + "score": 1.0, + "content": "to be of the following form", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3 + }, + { + "type": "interline_equation", + "bbox": [ + 198, + 165, + 414, + 187 + ], + "lines": [ + { + "bbox": [ + 198, + 165, + 414, + 187 + ], + "spans": [ + { + "bbox": [ + 198, + 165, + 414, + 187 + ], + "score": 0.91, + "content": "\\ell ^ { \\mu } ( \\pi ) = \\underset { s \\sim \\nu _ { \\mu } ^ { * } , a \\sim \\pi _ { \\mu } ^ { * } ( s ) } { \\mathbb { E } } \\ell ( \\pi ( s ) , a ) = \\underset { ( s , a ) \\sim \\mu } { \\mathbb { E } } \\ell ( \\pi ( s ) , a )", + "type": "interline_equation", + "image_path": "05c7dfaba5e950e1f0368ad3cb17620e549249e0a4d68c29f3dfb2b5a4a839bc.jpg" + } + ] + } + ], + "index": 7, + "virtual_lines": [ + { + "bbox": [ + 198, + 165, + 414, + 187 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 190, + 504, + 219 + ], + "lines": [ + { + "bbox": [ + 106, + 189, + 505, + 207 + ], + "spans": [ + { + "bbox": [ + 106, + 189, + 133, + 204 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 134, + 191, + 139, + 200 + ], + "score": 0.77, + "content": "\\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 140, + 189, + 253, + 204 + ], + "score": 1.0, + "content": "is any surrogate to 0-1 loss", + "type": "text" + }, + { + "bbox": [ + 253, + 190, + 350, + 207 + ], + "score": 0.93, + "content": "\\mathbb { I } \\{ a \\neq \\arg \\operatorname* { m a x } _ { a ^ { \\prime } \\in A } \\pi ( s ) _ { a ^ { \\prime } } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 189, + 428, + 204 + ], + "score": 1.0, + "content": "that is Lipschitz in", + "type": "text" + }, + { + "bbox": [ + 429, + 190, + 448, + 203 + ], + "score": 0.92, + "content": "\\phi ( s )", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 189, + 505, + 204 + ], + "score": 1.0, + "content": ". 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The second assumption", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 473, + 505, + 486 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 505, + 486 + ], + "score": 1.0, + "content": "is for representation learning to make sense: we need to assume the existence of a common repre-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 484, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 145, + 496 + ], + "score": 1.0, + "content": "sentation", + "type": "text" + }, + { + "bbox": [ + 145, + 484, + 156, + 495 + ], + "score": 0.89, + "content": "\\phi ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 157, + 484, + 334, + 496 + ], + "score": 1.0, + "content": "that can approximate all expert policies and", + "type": "text" + }, + { + "bbox": [ + 334, + 486, + 342, + 496 + ], + "score": 0.81, + "content": "\\gamma", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 484, + 471, + 496 + ], + "score": 1.0, + "content": "measures this expressiveness of", + "type": "text" + }, + { + "bbox": [ + 471, + 484, + 479, + 494 + ], + "score": 0.83, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 484, + 505, + 496 + ], + "score": 1.0, + "content": ". Now", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 496, + 235, + 506 + ], + "spans": [ + { + "bbox": [ + 105, + 496, + 235, + 506 + ], + "score": 1.0, + "content": "we present our first main result.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 26.5 + }, + { + "type": "text", + "bbox": [ + 106, + 509, + 504, + 538 + ], + "lines": [ + { + "bbox": [ + 106, + 508, + 505, + 528 + ], + "spans": [ + { + "bbox": [ + 106, + 508, + 184, + 523 + ], + "score": 1.0, + "content": "Theorem 5.1. Let", + "type": "text" + }, + { + "bbox": [ + 184, + 508, + 258, + 528 + ], + "score": 0.92, + "content": "\\hat { \\phi } \\in \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\hat { L } ( \\phi )", + "type": "inline_equation" + }, + { + "bbox": [ + 259, + 508, + 444, + 523 + ], + "score": 1.0, + "content": ". 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Prior work (Syed & Schapire, 2010;", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 104, + 140, + 506, + 155 + ], + "spans": [ + { + "bbox": [ + 104, + 140, + 307, + 155 + ], + "score": 1.0, + "content": "Ross et al., 2011) have shown that a small value of", + "type": "text" + }, + { + "bbox": [ + 307, + 142, + 340, + 154 + ], + "score": 0.92, + "content": "\\ell _ { 0 - 1 } ^ { \\mu } ( \\pi )", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 140, + 446, + 155 + ], + "score": 1.0, + "content": "implies a small difference", + "type": "text" + }, + { + "bbox": [ + 446, + 141, + 501, + 153 + ], + "score": 0.93, + "content": "J ( \\pi ) - J ( \\pi ^ { * } )", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 140, + 506, + 155 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 151, + 358, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 151, + 234, + 165 + ], + "score": 1.0, + "content": "Thus for our setting, we choose", + "type": "text" + }, + { + "bbox": [ + 235, + 153, + 245, + 162 + ], + "score": 0.87, + "content": "\\ell ^ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 245, + 151, + 358, + 165 + ], + "score": 1.0, + "content": "to be of the following form", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3, + "bbox_fs": [ + 104, + 81, + 506, + 165 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 198, + 165, + 414, + 187 + ], + "lines": [ + { + "bbox": [ + 198, + 165, + 414, + 187 + ], + "spans": [ + { + "bbox": [ + 198, + 165, + 414, + 187 + ], + "score": 0.91, + "content": "\\ell ^ { \\mu } ( \\pi ) = \\underset { s \\sim \\nu _ { \\mu } ^ { * } , a \\sim \\pi _ { \\mu } ^ { * } ( s ) } { \\mathbb { E } } \\ell ( \\pi ( s ) , a ) = \\underset { ( s , a ) \\sim \\mu } { \\mathbb { E } } \\ell ( \\pi ( s ) , a )", + "type": "interline_equation", + "image_path": "05c7dfaba5e950e1f0368ad3cb17620e549249e0a4d68c29f3dfb2b5a4a839bc.jpg" + } + ] + } + ], + "index": 7, + "virtual_lines": [ + { + "bbox": [ + 198, + 165, + 414, + 187 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 190, + 504, + 219 + ], + "lines": [ + { + "bbox": [ + 106, + 189, + 505, + 207 + ], + "spans": [ + { + "bbox": [ + 106, + 189, + 133, + 204 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 134, + 191, + 139, + 200 + ], + "score": 0.77, + "content": "\\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 140, + 189, + 253, + 204 + ], + "score": 1.0, + "content": "is any surrogate to 0-1 loss", + "type": "text" + }, + { + "bbox": [ + 253, + 190, + 350, + 207 + ], + "score": 0.93, + "content": "\\mathbb { I } \\{ a \\neq \\arg \\operatorname* { m a x } _ { a ^ { \\prime } \\in A } \\pi ( s ) _ { a ^ { \\prime } } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 189, + 428, + 204 + ], + "score": 1.0, + "content": "that is Lipschitz in", + "type": "text" + }, + { + "bbox": [ + 429, + 190, + 448, + 203 + ], + "score": 0.92, + "content": "\\phi ( s )", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 189, + 505, + 204 + ], + "score": 1.0, + "content": ". 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The second assumption", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 473, + 505, + 486 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 505, + 486 + ], + "score": 1.0, + "content": "is for representation learning to make sense: we need to assume the existence of a common repre-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 484, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 145, + 496 + ], + "score": 1.0, + "content": "sentation", + "type": "text" + }, + { + "bbox": [ + 145, + 484, + 156, + 495 + ], + "score": 0.89, + "content": "\\phi ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 157, + 484, + 334, + 496 + ], + "score": 1.0, + "content": "that can approximate all expert policies and", + "type": "text" + }, + { + "bbox": [ + 334, + 486, + 342, + 496 + ], + "score": 0.81, + "content": "\\gamma", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 484, + 471, + 496 + ], + "score": 1.0, + "content": "measures this expressiveness of", + "type": "text" + }, + { + "bbox": [ + 471, + 484, + 479, + 494 + ], + "score": 0.83, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 484, + 505, + 496 + ], + "score": 1.0, + "content": ". Now", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 496, + 235, + 506 + ], + "spans": [ + { + "bbox": [ + 105, + 496, + 235, + 506 + ], + "score": 1.0, + "content": "we present our first main result.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 26.5, + "bbox_fs": [ + 105, + 462, + 505, + 506 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 509, + 504, + 538 + ], + "lines": [ + { + "bbox": [ + 106, + 508, + 505, + 528 + ], + "spans": [ + { + "bbox": [ + 106, + 508, + 184, + 523 + ], + "score": 1.0, + "content": "Theorem 5.1. Let", + "type": "text" + }, + { + "bbox": [ + 184, + 508, + 258, + 528 + ], + "score": 0.92, + "content": "\\hat { \\phi } \\in \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\hat { L } ( \\phi )", + "type": "inline_equation" + }, + { + "bbox": [ + 259, + 508, + 444, + 523 + ], + "score": 1.0, + "content": ". Under Assumptions 5.1,5.2, with probability", + "type": "text" + }, + { + "bbox": [ + 445, + 510, + 468, + 521 + ], + "score": 0.79, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 469, + 508, + 505, + 523 + ], + "score": 1.0, + "content": "over the", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 527, + 236, + 539 + ], + "spans": [ + { + "bbox": [ + 106, + 527, + 187, + 539 + ], + "score": 1.0, + "content": "sampling of dataset", + "type": "text" + }, + { + "bbox": [ + 187, + 528, + 197, + 537 + ], + "score": 0.67, + "content": "\\mathbf { X }", + "type": "inline_equation" + }, + { + "bbox": [ + 197, + 527, + 236, + 539 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 29.5, + "bbox_fs": [ + 106, + 508, + 505, + 539 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 198, + 540, + 411, + 563 + ], + "lines": [ + { + "bbox": [ + 198, + 540, + 411, + 563 + ], + "spans": [ + { + "bbox": [ + 198, + 540, + 411, + 563 + ], + "score": 0.86, + "content": "\\underset { \\mu \\sim \\eta \\times \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { s \\sim \\mu ^ { n } } { \\mathbb { E } } J _ { \\mu } ( \\pi ^ { \\hat { \\phi } , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J _ { \\mu } ( \\pi _ { \\mu } ^ { * } ) \\leq H ^ { 2 } ( 2 \\gamma + \\epsilon _ { g e n } )", + "type": "interline_equation", + "image_path": "be7df38338cc538268bef98b7b50e467011edfa68b791cc481e436a356779d77.jpg" + } + ] + } + ], + "index": 31, + "virtual_lines": [ + { + "bbox": [ + 198, + 540, + 411, + 563 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 566, + 440, + 586 + ], + "lines": [ + { + "bbox": [ + 106, + 566, + 442, + 588 + ], + "spans": [ + { + "bbox": [ + 106, + 566, + 132, + 588 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 566, + 300, + 586 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\epsilon _ { g e n } = c \\frac { G ( \\Phi ( \\mathbf { S } ) ) } { T \\sqrt { n } } + c ^ { \\prime } \\frac { R \\sqrt { K } } { \\sqrt { n } } + c ^ { \\prime \\prime } \\sqrt { \\frac { \\ln ( 4 / \\delta ) } { T } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 301, + 567, + 406, + 586 + ], + "score": 1.0, + "content": ", for some small constants", + "type": "text" + }, + { + "bbox": [ + 407, + 571, + 436, + 583 + ], + "score": 0.83, + "content": "c , c ^ { \\prime } , c ^ { \\prime \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 567, + 442, + 586 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32, + "bbox_fs": [ + 106, + 566, + 442, + 588 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 592, + 504, + 626 + ], + "lines": [ + { + "bbox": [ + 106, + 593, + 505, + 605 + ], + "spans": [ + { + "bbox": [ + 106, + 593, + 505, + 605 + ], + "score": 1.0, + "content": "To gain intuition for what the above bound means, we give a PAC-style guarantee for the special", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 604, + 505, + 616 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 304, + 616 + ], + "score": 1.0, + "content": "case where the class of representation functions", + "type": "text" + }, + { + "bbox": [ + 305, + 605, + 313, + 614 + ], + "score": 0.83, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 313, + 604, + 505, + 616 + ], + "score": 1.0, + "content": "is finite. This follows directly from the above", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 615, + 272, + 626 + ], + "spans": [ + { + "bbox": [ + 106, + 615, + 272, + 626 + ], + "score": 1.0, + "content": "theorem and the use of Massart’s lemma.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34, + "bbox_fs": [ + 105, + 593, + 505, + 626 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 628, + 506, + 673 + ], + "lines": [ + { + "bbox": [ + 105, + 627, + 505, + 641 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 356, + 641 + ], + "score": 1.0, + "content": "Corollary 5.1. In the same setting as Theorem 5.1, suppose", + "type": "text" + }, + { + "bbox": [ + 356, + 631, + 364, + 639 + ], + "score": 0.83, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 627, + 505, + 641 + ], + "score": 1.0, + "content": "is finite. If number of tasks satis-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 104, + 641, + 506, + 659 + ], + "spans": [ + { + "bbox": [ + 104, + 642, + 123, + 657 + ], + "score": 1.0, + "content": "fies", + "type": "text" + }, + { + "bbox": [ + 123, + 641, + 285, + 659 + ], + "score": 0.93, + "content": "\\begin{array} { r } { T \\ge c _ { 1 } \\operatorname* { m a x } \\left\\{ \\frac { H ^ { 4 } R ^ { 2 } \\log \\left( \\left| \\Phi \\right| \\right) } { \\epsilon ^ { 2 } } , \\frac { H ^ { 4 } \\ln \\left( 4 / \\delta \\right) } { \\epsilon ^ { 2 } } \\right\\} } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 287, + 641, + 506, + 656 + ], + "score": 1.0, + "content": ", and number of samples (expert trajectories) per task", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 655, + 420, + 675 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 141, + 675 + ], + "score": 1.0, + "content": "satisfies", + "type": "text" + }, + { + "bbox": [ + 141, + 659, + 200, + 673 + ], + "score": 0.9, + "content": "n \\geq c _ { 2 } \\frac { H ^ { 4 } R ^ { 2 } K } { \\epsilon ^ { 2 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 200, + 655, + 280, + 675 + ], + "score": 1.0, + "content": "for small constants", + "type": "text" + }, + { + "bbox": [ + 280, + 666, + 303, + 672 + ], + "score": 0.83, + "content": "c _ { 1 } , c _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 655, + 393, + 675 + ], + "score": 1.0, + "content": ", then with probability", + "type": "text" + }, + { + "bbox": [ + 393, + 663, + 415, + 671 + ], + "score": 0.89, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 655, + 420, + 675 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 37, + "bbox_fs": [ + 104, + 627, + 506, + 675 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 212, + 676, + 399, + 698 + ], + "lines": [ + { + "bbox": [ + 212, + 676, + 399, + 698 + ], + "spans": [ + { + "bbox": [ + 212, + 676, + 399, + 698 + ], + "score": 0.92, + "content": "\\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } J _ { \\mu } ( \\pi ^ { \\hat { \\phi } , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J _ { \\mu } ( \\pi _ { \\mu } ^ { * } ) \\leq H ^ { 2 } \\gamma + \\epsilon", + "type": "interline_equation", + "image_path": "6be7d71af0af3acdc059d8282b8ab53c1214532cc2c076d59ea9c07d26110970.jpg" + } + ] + } + ], + "index": 39, + "virtual_lines": [ + { + "bbox": [ + 212, + 676, + 399, + 698 + ], + "spans": [], + "index": 39 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 248 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 505, + 95 + ], + "score": 1.0, + "content": "Discussion: The above bound says that as long as we have enough tasks to learn a representation", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 129, + 106 + ], + "score": 1.0, + "content": "from", + "type": "text" + }, + { + "bbox": [ + 129, + 94, + 138, + 104 + ], + "score": 0.81, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 138, + 93, + 505, + 106 + ], + "score": 1.0, + "content": "and sufficient samples per task to learn a linear policy, the learned policy will have small", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 505, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 244, + 117 + ], + "score": 1.0, + "content": "average cost on a new task from", + "type": "text" + }, + { + "bbox": [ + 244, + 106, + 251, + 116 + ], + "score": 0.77, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 104, + 318, + 117 + ], + "score": 1.0, + "content": ". The first term", + "type": "text" + }, + { + "bbox": [ + 319, + 104, + 339, + 116 + ], + "score": 0.9, + "content": "H ^ { 2 } \\gamma", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 104, + 485, + 117 + ], + "score": 1.0, + "content": "is small if the representation class", + "type": "text" + }, + { + "bbox": [ + 485, + 105, + 493, + 114 + ], + "score": 0.82, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 494, + 104, + 505, + 117 + ], + "score": 1.0, + "content": "is", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "score": 1.0, + "content": "expressive enough to approximate the expert policies (see Assumption 5.2). The results says that", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 127, + 506, + 146 + ], + "spans": [ + { + "bbox": [ + 105, + 129, + 233, + 141 + ], + "score": 1.0, + "content": "if we have access to data from", + "type": "text" + }, + { + "bbox": [ + 234, + 127, + 330, + 146 + ], + "score": 0.94, + "content": "\\begin{array} { r } { T = O \\left( \\frac { H ^ { 4 } R ^ { 2 } \\log ( | \\Phi | ) } { \\epsilon ^ { 2 } } \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 128, + 413, + 144 + ], + "score": 1.0, + "content": "tasks sampled from", + "type": "text" + }, + { + "bbox": [ + 414, + 135, + 419, + 142 + ], + "score": 0.85, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 128, + 506, + 144 + ], + "score": 1.0, + "content": ", we can use them to", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 146, + 505, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 148, + 360, + 161 + ], + "score": 1.0, + "content": "learn a representation such that for a new task we only need", + "type": "text" + }, + { + "bbox": [ + 361, + 146, + 436, + 165 + ], + "score": 0.93, + "content": "\\begin{array} { r } { n = O \\left( \\frac { H ^ { 4 } R ^ { 2 } K } { \\epsilon ^ { 2 } } \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 438, + 149, + 505, + 162 + ], + "score": 1.0, + "content": "samples (expert", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 163, + 505, + 175 + ], + "spans": [ + { + "bbox": [ + 106, + 163, + 505, + 175 + ], + "score": 1.0, + "content": "demonstrations) to learn a linear policy with good performance. In contrast, without access to tasks,", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 176, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 176, + 173, + 190 + ], + "score": 1.0, + "content": "we would need", + "type": "text" + }, + { + "bbox": [ + 174, + 176, + 340, + 194 + ], + "score": 0.93, + "content": "\\begin{array} { r } { n \\ = \\ O \\left( \\operatorname* { m a x } \\left\\{ \\frac { H ^ { 4 } R ^ { 2 } \\log \\left( \\left| \\Phi \\right| \\right) } { \\epsilon ^ { 2 } } , \\frac { H ^ { 4 } R ^ { 2 } K } { \\epsilon ^ { 2 } } \\right\\} \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 177, + 505, + 190 + ], + "score": 1.0, + "content": "samples from the task to learn a good", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 191, + 505, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 191, + 134, + 204 + ], + "score": 1.0, + "content": "policy", + "type": "text" + }, + { + "bbox": [ + 135, + 194, + 162, + 202 + ], + "score": 0.89, + "content": "\\pi \\in \\left. \\Pi \\right.", + "type": "inline_equation" + }, + { + "bbox": [ + 163, + 191, + 461, + 204 + ], + "score": 1.0, + "content": "from scratch. Thus if the complexity of the representation function class", + "type": "text" + }, + { + "bbox": [ + 461, + 194, + 469, + 202 + ], + "score": 0.89, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 469, + 191, + 505, + 204 + ], + "score": 1.0, + "content": "is much", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 202, + 505, + 216 + ], + "spans": [ + { + "bbox": [ + 105, + 202, + 227, + 216 + ], + "score": 1.0, + "content": "more than number of actions", + "type": "text" + }, + { + "bbox": [ + 227, + 205, + 290, + 216 + ], + "score": 0.89, + "content": "( \\log ( | \\Phi | ) \\gg K", + "type": "inline_equation" + }, + { + "bbox": [ + 291, + 202, + 505, + 216 + ], + "score": 1.0, + "content": "in this case), then multi-task representation learning", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 213, + 505, + 226 + ], + "spans": [ + { + "bbox": [ + 105, + 213, + 466, + 226 + ], + "score": 1.0, + "content": "might be much more sample efficient4. Note that the dependence of sample complexity on", + "type": "text" + }, + { + "bbox": [ + 466, + 217, + 476, + 224 + ], + "score": 0.89, + "content": "H", + "type": "inline_equation" + }, + { + "bbox": [ + 476, + 213, + 505, + 226 + ], + "score": 1.0, + "content": "comes", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 223, + 506, + 238 + ], + "spans": [ + { + "bbox": [ + 105, + 223, + 288, + 238 + ], + "score": 1.0, + "content": "from the error propagation when going from", + "type": "text" + }, + { + "bbox": [ + 288, + 227, + 298, + 235 + ], + "score": 0.86, + "content": "\\ell ^ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 223, + 311, + 238 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 311, + 227, + 322, + 237 + ], + "score": 0.88, + "content": "J _ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 323, + 223, + 506, + 238 + ], + "score": 1.0, + "content": "; this is also observed in single task imitation", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 235, + 286, + 248 + ], + "spans": [ + { + "bbox": [ + 106, + 235, + 286, + 248 + ], + "score": 1.0, + "content": "learning (Ross et al., 2011; Sun et al., 2019).", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 106, + 252, + 483, + 264 + ], + "lines": [ + { + "bbox": [ + 106, + 251, + 484, + 266 + ], + "spans": [ + { + "bbox": [ + 106, + 251, + 484, + 266 + ], + "score": 1.0, + "content": "We give a proof sketch for Theorem 5.1 below, while the full proof is deferred to Appendix A.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "title", + "bbox": [ + 107, + 277, + 197, + 289 + ], + "lines": [ + { + "bbox": [ + 106, + 277, + 199, + 290 + ], + "spans": [ + { + "bbox": [ + 106, + 277, + 199, + 290 + ], + "score": 1.0, + "content": "5.1 PROOF SKETCH", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 14 + }, + { + "type": "text", + "bbox": [ + 107, + 298, + 505, + 338 + ], + "lines": [ + { + "bbox": [ + 106, + 297, + 505, + 311 + ], + "spans": [ + { + "bbox": [ + 106, + 297, + 505, + 311 + ], + "score": 1.0, + "content": "The proof has two main steps. In the first step we bound the error due to use of samples. The", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 307, + 504, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 133, + 322 + ], + "score": 1.0, + "content": "policy", + "type": "text" + }, + { + "bbox": [ + 133, + 308, + 153, + 319 + ], + "score": 0.89, + "content": "\\pi ^ { \\phi , \\mathbf { x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 154, + 307, + 258, + 322 + ], + "score": 1.0, + "content": "that is learned on samples", + "type": "text" + }, + { + "bbox": [ + 258, + 310, + 290, + 320 + ], + "score": 0.9, + "content": "\\mathbf { x } \\sim \\boldsymbol { \\mu } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 307, + 415, + 322 + ], + "score": 1.0, + "content": "is evaluated on the distribution", + "type": "text" + }, + { + "bbox": [ + 415, + 311, + 422, + 321 + ], + "score": 0.8, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 423, + 307, + 504, + 322 + ], + "score": 1.0, + "content": "and the average loss", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 318, + 396, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 213, + 334 + ], + "score": 1.0, + "content": "incurred by representation", + "type": "text" + }, + { + "bbox": [ + 214, + 321, + 221, + 331 + ], + "score": 0.84, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 318, + 281, + 334 + ], + "score": 1.0, + "content": "across tasks is", + "type": "text" + }, + { + "bbox": [ + 281, + 320, + 391, + 339 + ], + "score": 0.91, + "content": "\\bar { L } ( \\phi ) = \\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\ell ^ { \\mu } \\big ( \\pi ^ { \\phi , \\mathbf { x } } \\big )", + "type": "inline_equation" + }, + { + "bbox": [ + 392, + 318, + 396, + 334 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 107, + 343, + 505, + 386 + ], + "lines": [ + { + "bbox": [ + 105, + 342, + 505, + 357 + ], + "spans": [ + { + "bbox": [ + 105, + 342, + 391, + 357 + ], + "score": 1.0, + "content": "On the other hand, if the learner had complete access to the distribution", + "type": "text" + }, + { + "bbox": [ + 392, + 345, + 398, + 354 + ], + "score": 0.82, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 342, + 468, + 357 + ], + "score": 1.0, + "content": "and distributions", + "type": "text" + }, + { + "bbox": [ + 468, + 345, + 475, + 354 + ], + "score": 0.82, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 342, + 505, + 357 + ], + "score": 1.0, + "content": "for ev-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 354, + 506, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 354, + 276, + 368 + ], + "score": 1.0, + "content": "ery task, then the loss minimizer would be", + "type": "text" + }, + { + "bbox": [ + 276, + 354, + 371, + 367 + ], + "score": 0.92, + "content": "\\begin{array} { r } { \\phi ^ { * } = \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } L ( \\phi ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 371, + 354, + 401, + 368 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 402, + 354, + 501, + 369 + ], + "score": 0.73, + "content": "L ( \\phi ) : = \\operatorname * { \\mathbb { E } } _ { \\pi \\sim \\pi \\phi } \\ell ^ { \\mu } ( \\pi )", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 354, + 506, + 368 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 437, + 364, + 476, + 372 + ], + "spans": [ + { + "bbox": [ + 437, + 364, + 476, + 372 + ], + "score": 0.28, + "content": "\\mu \\sim \\eta \\pi \\in \\Pi ^ { \\phi }", + "type": "inline_equation" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 372, + 411, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 403, + 387 + ], + "score": 1.0, + "content": "Using results from Maurer et al. (2016), we can prove the following about", + "type": "text" + }, + { + "bbox": [ + 404, + 372, + 411, + 386 + ], + "score": 0.8, + "content": "\\hat { \\phi }", + "type": "inline_equation" + } + ], + "index": 21 + } + ], + "index": 19.5 + }, + { + "type": "text", + "bbox": [ + 104, + 389, + 449, + 407 + ], + "lines": [ + { + "bbox": [ + 105, + 388, + 450, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 228, + 404 + ], + "score": 1.0, + "content": "Lemma 5.2. With probability", + "type": "text" + }, + { + "bbox": [ + 229, + 390, + 252, + 401 + ], + "score": 0.73, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 388, + 326, + 404 + ], + "score": 1.0, + "content": "over the choice of", + "type": "text" + }, + { + "bbox": [ + 327, + 390, + 336, + 401 + ], + "score": 0.47, + "content": "\\mathbf { X }", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 388, + 340, + 404 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 340, + 388, + 414, + 408 + ], + "score": 0.89, + "content": "\\hat { \\phi } \\in \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\hat { L } ( \\phi )", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 388, + 450, + 404 + ], + "score": 1.0, + "content": "satisfies", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "interline_equation", + "bbox": [ + 178, + 414, + 434, + 443 + ], + "lines": [ + { + "bbox": [ + 178, + 414, + 434, + 443 + ], + "spans": [ + { + "bbox": [ + 178, + 414, + 434, + 443 + ], + "score": 0.91, + "content": "\\bar { L } ( \\hat { \\phi } ) \\leq \\operatorname* { m i n } _ { \\phi \\in \\Phi } L ( \\phi ) + c \\frac { G ( \\Phi ( \\{ s _ { j } ^ { t } \\} ) ) } { T \\sqrt { n } } + c ^ { \\prime } \\frac { R \\sqrt { K } } { \\sqrt { n } } + c ^ { \\prime \\prime } \\sqrt { \\frac { \\ln ( 1 / \\delta ) } { T } }", + "type": "interline_equation", + "image_path": "036bca440ea90e50fc6abecd60e535c6d790ece201937c20177f5e3c5106d41b.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 178, + 414, + 434, + 423.6666666666667 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 178, + 423.6666666666667, + 434, + 433.33333333333337 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 178, + 433.33333333333337, + 434, + 443.00000000000006 + ], + "spans": [], + "index": 25 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 453, + 388, + 465 + ], + "lines": [ + { + "bbox": [ + 105, + 452, + 389, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 452, + 389, + 467 + ], + "score": 1.0, + "content": "The proof of this lemma is provided in the appendix for completeness.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 106, + 469, + 505, + 515 + ], + "lines": [ + { + "bbox": [ + 105, + 468, + 506, + 483 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 319, + 483 + ], + "score": 1.0, + "content": "The second step of the proof is connecting the loss", + "type": "text" + }, + { + "bbox": [ + 320, + 469, + 341, + 482 + ], + "score": 0.92, + "content": "\\bar { L } ( \\phi )", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 468, + 430, + 483 + ], + "score": 1.0, + "content": "and the average cost", + "type": "text" + }, + { + "bbox": [ + 430, + 471, + 442, + 482 + ], + "score": 0.9, + "content": "J _ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 468, + 506, + 483 + ], + "score": 1.0, + "content": "of the policies", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 481, + 506, + 494 + ], + "spans": [ + { + "bbox": [ + 105, + 481, + 153, + 494 + ], + "score": 1.0, + "content": "induced by", + "type": "text" + }, + { + "bbox": [ + 153, + 482, + 160, + 493 + ], + "score": 0.83, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 481, + 198, + 494 + ], + "score": 1.0, + "content": "for tasks", + "type": "text" + }, + { + "bbox": [ + 198, + 483, + 224, + 493 + ], + "score": 0.92, + "content": "\\mu \\sim \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 481, + 506, + 494 + ], + "score": 1.0, + "content": ". This can obtained by using the connection between the surrogate 0-1", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 491, + 506, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 124, + 505 + ], + "score": 1.0, + "content": "loss", + "type": "text" + }, + { + "bbox": [ + 124, + 492, + 135, + 502 + ], + "score": 0.85, + "content": "\\ell ^ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 136, + 491, + 187, + 505 + ], + "score": 1.0, + "content": "and the cost", + "type": "text" + }, + { + "bbox": [ + 187, + 493, + 199, + 504 + ], + "score": 0.9, + "content": "J _ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 199, + 491, + 506, + 505 + ], + "score": 1.0, + "content": "that has been established in prior work (Ross et al., 2011; Syed & Schapire,", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 502, + 505, + 515 + ], + "spans": [ + { + "bbox": [ + 106, + 502, + 505, + 515 + ], + "score": 1.0, + "content": "2010). The following lemma uses the result for deterministic expert policies from Ross et al. (2011).", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 28.5 + }, + { + "type": "text", + "bbox": [ + 105, + 517, + 502, + 541 + ], + "lines": [ + { + "bbox": [ + 105, + 515, + 501, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 253, + 532 + ], + "score": 1.0, + "content": "Lemma 5.3. Given a representation", + "type": "text" + }, + { + "bbox": [ + 254, + 518, + 261, + 529 + ], + "score": 0.82, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 515, + 281, + 532 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 281, + 516, + 320, + 530 + ], + "score": 0.85, + "content": "\\bar { L } ( \\phi ) \\leq \\epsilon ", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 515, + 339, + 532 + ], + "score": 1.0, + "content": ". Let", + "type": "text" + }, + { + "bbox": [ + 339, + 518, + 371, + 529 + ], + "score": 0.71, + "content": "\\mathbf { x } \\sim \\boldsymbol { \\mu } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 371, + 515, + 475, + 532 + ], + "score": 1.0, + "content": "be samples for a new task", + "type": "text" + }, + { + "bbox": [ + 476, + 519, + 501, + 529 + ], + "score": 0.87, + "content": "\\mu \\sim \\eta", + "type": "inline_equation" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 528, + 492, + 541 + ], + "spans": [ + { + "bbox": [ + 106, + 528, + 122, + 541 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 122, + 528, + 141, + 539 + ], + "score": 0.88, + "content": "\\pi ^ { \\phi , \\mathbf { x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 142, + 528, + 492, + 541 + ], + "score": 1.0, + "content": "be the policy learned by behavioral cloning on the samples, then under Assumption 5.1", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 31.5 + }, + { + "type": "interline_equation", + "bbox": [ + 221, + 545, + 390, + 566 + ], + "lines": [ + { + "bbox": [ + 221, + 545, + 390, + 566 + ], + "spans": [ + { + "bbox": [ + 221, + 545, + 390, + 566 + ], + "score": 0.92, + "content": "\\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } J _ { \\mu } ( \\pi ^ { \\phi , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J _ { \\mu } ( \\pi _ { \\mu } ^ { * } ) \\leq H ^ { 2 } \\epsilon", + "type": "interline_equation", + "image_path": "05d97ca57298943d804faf8c920abd2866a9e1d02c7789d9bbacbec11bde3515.jpg" + } + ] + } + ], + "index": 33, + "virtual_lines": [ + { + "bbox": [ + 221, + 545, + 390, + 566 + ], + "spans": [], + "index": 33 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 577, + 505, + 601 + ], + "lines": [ + { + "bbox": [ + 106, + 578, + 505, + 591 + ], + "spans": [ + { + "bbox": [ + 106, + 578, + 216, + 591 + ], + "score": 1.0, + "content": "This suggests that making", + "type": "text" + }, + { + "bbox": [ + 216, + 578, + 224, + 588 + ], + "score": 0.83, + "content": "\\bar { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 224, + 578, + 505, + 591 + ], + "score": 1.0, + "content": "small is good enough. A simple implication of Assumption 5.2 that", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 588, + 445, + 602 + ], + "spans": [ + { + "bbox": [ + 106, + 589, + 220, + 601 + ], + "score": 0.91, + "content": "\\begin{array} { r } { \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\bar { L } ( \\phi ) \\leq L ( \\phi ^ { * } ) \\leq \\gamma } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 588, + 445, + 602 + ], + "score": 1.0, + "content": ", along with the above two lemmas completes the proof.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34.5 + }, + { + "type": "title", + "bbox": [ + 104, + 616, + 466, + 630 + ], + "lines": [ + { + "bbox": [ + 105, + 616, + 466, + 630 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 466, + 630 + ], + "score": 1.0, + "content": "6 REPRESENTATION LEARNING FOR OBSERVATION-ALONE SETTING", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36 + }, + { + "type": "text", + "bbox": [ + 107, + 641, + 504, + 664 + ], + "lines": [ + { + "bbox": [ + 106, + 642, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 106, + 642, + 505, + 653 + ], + "score": 1.0, + "content": "Now we consider the setting where we cannot observe experts’ actions but only their states. 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(2019), we also solve a problem at each level; consider a level", + "type": "text" + }, + { + "bbox": [ + 396, + 652, + 429, + 664 + ], + "score": 0.92, + "content": "h \\in [ \\bar { H } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 652, + 433, + 665 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 37.5 + }, + { + "type": "text", + "bbox": [ + 107, + 675, + 505, + 713 + ], + "lines": [ + { + "bbox": [ + 104, + 672, + 507, + 693 + ], + "spans": [ + { + "bbox": [ + 104, + 672, + 149, + 693 + ], + "score": 1.0, + "content": "Choice of", + "type": "text" + }, + { + "bbox": [ + 149, + 676, + 159, + 689 + ], + "score": 0.89, + "content": "\\ell _ { h } ^ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 160, + 672, + 187, + 693 + ], + "score": 1.0, + "content": ": Let", + "type": "text" + }, + { + "bbox": [ + 187, + 676, + 283, + 690 + ], + "score": 0.91, + "content": "\\pi _ { \\mu } ^ { \\ast } = \\{ \\pi _ { 1 , \\mu } ^ { \\ast } , \\dots , \\pi _ { H , \\mu } ^ { \\ast } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 284, + 672, + 507, + 693 + ], + "score": 1.0, + "content": "be the sequence of expert policies (possibly stochastic)", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 686, + 506, + 704 + ], + "spans": [ + { + "bbox": [ + 104, + 686, + 231, + 704 + ], + "score": 1.0, + "content": "at different levels for the task", + "type": "text" + }, + { + "bbox": [ + 231, + 691, + 238, + 700 + ], + "score": 0.8, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 686, + 262, + 704 + ], + "score": 1.0, + "content": ". 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The goal in imitation learning with observations alone (Sun et al., 2019) is", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 40 + } + ], + "page_idx": 5, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 118, + 721, + 379, + 732 + ], + "lines": [ + { + "bbox": [ + 118, + 719, + 380, + 734 + ], + "spans": [ + { + "bbox": [ + 118, + 719, + 380, + 734 + ], + "score": 1.0, + "content": "4These statements are qualitative since we are comparing upper bounds.", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 310, + 762 + ], + "score": 1.0, + "content": "6", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 248 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 505, + 95 + ], + "score": 1.0, + "content": "Discussion: The above bound says that as long as we have enough tasks to learn a representation", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 129, + 106 + ], + "score": 1.0, + "content": "from", + "type": "text" + }, + { + "bbox": [ + 129, + 94, + 138, + 104 + ], + "score": 0.81, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 138, + 93, + 505, + 106 + ], + "score": 1.0, + "content": "and sufficient samples per task to learn a linear policy, the learned policy will have small", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 505, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 244, + 117 + ], + "score": 1.0, + "content": "average cost on a new task from", + "type": "text" + }, + { + "bbox": [ + 244, + 106, + 251, + 116 + ], + "score": 0.77, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 104, + 318, + 117 + ], + "score": 1.0, + "content": ". The first term", + "type": "text" + }, + { + "bbox": [ + 319, + 104, + 339, + 116 + ], + "score": 0.9, + "content": "H ^ { 2 } \\gamma", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 104, + 485, + 117 + ], + "score": 1.0, + "content": "is small if the representation class", + "type": "text" + }, + { + "bbox": [ + 485, + 105, + 493, + 114 + ], + "score": 0.82, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 494, + 104, + 505, + 117 + ], + "score": 1.0, + "content": "is", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 505, + 128 + ], + "score": 1.0, + "content": "expressive enough to approximate the expert policies (see Assumption 5.2). The results says that", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 127, + 506, + 146 + ], + "spans": [ + { + "bbox": [ + 105, + 129, + 233, + 141 + ], + "score": 1.0, + "content": "if we have access to data from", + "type": "text" + }, + { + "bbox": [ + 234, + 127, + 330, + 146 + ], + "score": 0.94, + "content": "\\begin{array} { r } { T = O \\left( \\frac { H ^ { 4 } R ^ { 2 } \\log ( | \\Phi | ) } { \\epsilon ^ { 2 } } \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 128, + 413, + 144 + ], + "score": 1.0, + "content": "tasks sampled from", + "type": "text" + }, + { + "bbox": [ + 414, + 135, + 419, + 142 + ], + "score": 0.85, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 128, + 506, + 144 + ], + "score": 1.0, + "content": ", we can use them to", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 146, + 505, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 148, + 360, + 161 + ], + "score": 1.0, + "content": "learn a representation such that for a new task we only need", + "type": "text" + }, + { + "bbox": [ + 361, + 146, + 436, + 165 + ], + "score": 0.93, + "content": "\\begin{array} { r } { n = O \\left( \\frac { H ^ { 4 } R ^ { 2 } K } { \\epsilon ^ { 2 } } \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 438, + 149, + 505, + 162 + ], + "score": 1.0, + "content": "samples (expert", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 163, + 505, + 175 + ], + "spans": [ + { + "bbox": [ + 106, + 163, + 505, + 175 + ], + "score": 1.0, + "content": "demonstrations) to learn a linear policy with good performance. In contrast, without access to tasks,", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 176, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 176, + 173, + 190 + ], + "score": 1.0, + "content": "we would need", + "type": "text" + }, + { + "bbox": [ + 174, + 176, + 340, + 194 + ], + "score": 0.93, + "content": "\\begin{array} { r } { n \\ = \\ O \\left( \\operatorname* { m a x } \\left\\{ \\frac { H ^ { 4 } R ^ { 2 } \\log \\left( \\left| \\Phi \\right| \\right) } { \\epsilon ^ { 2 } } , \\frac { H ^ { 4 } R ^ { 2 } K } { \\epsilon ^ { 2 } } \\right\\} \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 177, + 505, + 190 + ], + "score": 1.0, + "content": "samples from the task to learn a good", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 191, + 505, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 191, + 134, + 204 + ], + "score": 1.0, + "content": "policy", + "type": "text" + }, + { + "bbox": [ + 135, + 194, + 162, + 202 + ], + "score": 0.89, + "content": "\\pi \\in \\left. \\Pi \\right.", + "type": "inline_equation" + }, + { + "bbox": [ + 163, + 191, + 461, + 204 + ], + "score": 1.0, + "content": "from scratch. Thus if the complexity of the representation function class", + "type": "text" + }, + { + "bbox": [ + 461, + 194, + 469, + 202 + ], + "score": 0.89, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 469, + 191, + 505, + 204 + ], + "score": 1.0, + "content": "is much", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 202, + 505, + 216 + ], + "spans": [ + { + "bbox": [ + 105, + 202, + 227, + 216 + ], + "score": 1.0, + "content": "more than number of actions", + "type": "text" + }, + { + "bbox": [ + 227, + 205, + 290, + 216 + ], + "score": 0.89, + "content": "( \\log ( | \\Phi | ) \\gg K", + "type": "inline_equation" + }, + { + "bbox": [ + 291, + 202, + 505, + 216 + ], + "score": 1.0, + "content": "in this case), then multi-task representation learning", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 213, + 505, + 226 + ], + "spans": [ + { + "bbox": [ + 105, + 213, + 466, + 226 + ], + "score": 1.0, + "content": "might be much more sample efficient4. Note that the dependence of sample complexity on", + "type": "text" + }, + { + "bbox": [ + 466, + 217, + 476, + 224 + ], + "score": 0.89, + "content": "H", + "type": "inline_equation" + }, + { + "bbox": [ + 476, + 213, + 505, + 226 + ], + "score": 1.0, + "content": "comes", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 223, + 506, + 238 + ], + "spans": [ + { + "bbox": [ + 105, + 223, + 288, + 238 + ], + "score": 1.0, + "content": "from the error propagation when going from", + "type": "text" + }, + { + "bbox": [ + 288, + 227, + 298, + 235 + ], + "score": 0.86, + "content": "\\ell ^ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 223, + 311, + 238 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 311, + 227, + 322, + 237 + ], + "score": 0.88, + "content": "J _ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 323, + 223, + 506, + 238 + ], + "score": 1.0, + "content": "; this is also observed in single task imitation", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 235, + 286, + 248 + ], + "spans": [ + { + "bbox": [ + 106, + 235, + 286, + 248 + ], + "score": 1.0, + "content": "learning (Ross et al., 2011; Sun et al., 2019).", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 6, + "bbox_fs": [ + 105, + 81, + 506, + 248 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 252, + 483, + 264 + ], + "lines": [ + { + "bbox": [ + 106, + 251, + 484, + 266 + ], + "spans": [ + { + "bbox": [ + 106, + 251, + 484, + 266 + ], + "score": 1.0, + "content": "We give a proof sketch for Theorem 5.1 below, while the full proof is deferred to Appendix A.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13, + "bbox_fs": [ + 106, + 251, + 484, + 266 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 277, + 197, + 289 + ], + "lines": [ + { + "bbox": [ + 106, + 277, + 199, + 290 + ], + "spans": [ + { + "bbox": [ + 106, + 277, + 199, + 290 + ], + "score": 1.0, + "content": "5.1 PROOF SKETCH", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 14 + }, + { + "type": "text", + "bbox": [ + 107, + 298, + 505, + 338 + ], + "lines": [ + { + "bbox": [ + 106, + 297, + 505, + 311 + ], + "spans": [ + { + "bbox": [ + 106, + 297, + 505, + 311 + ], + "score": 1.0, + "content": "The proof has two main steps. In the first step we bound the error due to use of samples. 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(2016), we can prove the following about", + "type": "text" + }, + { + "bbox": [ + 404, + 372, + 411, + 386 + ], + "score": 0.8, + "content": "\\hat { \\phi }", + "type": "inline_equation" + } + ], + "index": 21 + } + ], + "index": 19.5, + "bbox_fs": [ + 105, + 342, + 506, + 387 + ] + }, + { + "type": "text", + "bbox": [ + 104, + 389, + 449, + 407 + ], + "lines": [ + { + "bbox": [ + 105, + 388, + 450, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 228, + 404 + ], + "score": 1.0, + "content": "Lemma 5.2. With probability", + "type": "text" + }, + { + "bbox": [ + 229, + 390, + 252, + 401 + ], + "score": 0.73, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 388, + 326, + 404 + ], + "score": 1.0, + "content": "over the choice of", + "type": "text" + }, + { + "bbox": [ + 327, + 390, + 336, + 401 + ], + "score": 0.47, + "content": "\\mathbf { X }", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 388, + 340, + 404 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 340, + 388, + 414, + 408 + ], + "score": 0.89, + "content": "\\hat { \\phi } \\in \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\hat { L } ( \\phi )", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 388, + 450, + 404 + ], + "score": 1.0, + "content": "satisfies", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22, + "bbox_fs": [ + 105, + 388, + 450, + 408 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 178, + 414, + 434, + 443 + ], + "lines": [ + { + "bbox": [ + 178, + 414, + 434, + 443 + ], + "spans": [ + { + "bbox": [ + 178, + 414, + 434, + 443 + ], + "score": 0.91, + "content": "\\bar { L } ( \\hat { \\phi } ) \\leq \\operatorname* { m i n } _ { \\phi \\in \\Phi } L ( \\phi ) + c \\frac { G ( \\Phi ( \\{ s _ { j } ^ { t } \\} ) ) } { T \\sqrt { n } } + c ^ { \\prime } \\frac { R \\sqrt { K } } { \\sqrt { n } } + c ^ { \\prime \\prime } \\sqrt { \\frac { \\ln ( 1 / \\delta ) } { T } }", + "type": "interline_equation", + "image_path": "036bca440ea90e50fc6abecd60e535c6d790ece201937c20177f5e3c5106d41b.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 178, + 414, + 434, + 423.6666666666667 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 178, + 423.6666666666667, + 434, + 433.33333333333337 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 178, + 433.33333333333337, + 434, + 443.00000000000006 + ], + "spans": [], + "index": 25 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 453, + 388, + 465 + ], + "lines": [ + { + "bbox": [ + 105, + 452, + 389, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 452, + 389, + 467 + ], + "score": 1.0, + "content": "The proof of this lemma is provided in the appendix for completeness.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26, + "bbox_fs": [ + 105, + 452, + 389, + 467 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 469, + 505, + 515 + ], + "lines": [ + { + "bbox": [ + 105, + 468, + 506, + 483 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 319, + 483 + ], + "score": 1.0, + "content": "The second step of the proof is connecting the loss", + "type": "text" + }, + { + "bbox": [ + 320, + 469, + 341, + 482 + ], + "score": 0.92, + "content": "\\bar { L } ( \\phi )", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 468, + 430, + 483 + ], + "score": 1.0, + "content": "and the average cost", + "type": "text" + }, + { + "bbox": [ + 430, + 471, + 442, + 482 + ], + "score": 0.9, + "content": "J _ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 468, + 506, + 483 + ], + "score": 1.0, + "content": "of the policies", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 481, + 506, + 494 + ], + "spans": [ + { + "bbox": [ + 105, + 481, + 153, + 494 + ], + "score": 1.0, + "content": "induced by", + "type": "text" + }, + { + "bbox": [ + 153, + 482, + 160, + 493 + ], + "score": 0.83, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 481, + 198, + 494 + ], + "score": 1.0, + "content": "for tasks", + "type": "text" + }, + { + "bbox": [ + 198, + 483, + 224, + 493 + ], + "score": 0.92, + "content": "\\mu \\sim \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 481, + 506, + 494 + ], + "score": 1.0, + "content": ". 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The following lemma uses the result for deterministic expert policies from Ross et al. (2011).", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 468, + 506, + 515 + ] + }, + { + "type": "text", + "bbox": [ + 105, + 517, + 502, + 541 + ], + "lines": [ + { + "bbox": [ + 105, + 515, + 501, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 253, + 532 + ], + "score": 1.0, + "content": "Lemma 5.3. Given a representation", + "type": "text" + }, + { + "bbox": [ + 254, + 518, + 261, + 529 + ], + "score": 0.82, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 515, + 281, + 532 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 281, + 516, + 320, + 530 + ], + "score": 0.85, + "content": "\\bar { L } ( \\phi ) \\leq \\epsilon ", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 515, + 339, + 532 + ], + "score": 1.0, + "content": ". 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A simple implication of Assumption 5.2 that", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 588, + 445, + 602 + ], + "spans": [ + { + "bbox": [ + 106, + 589, + 220, + 601 + ], + "score": 0.91, + "content": "\\begin{array} { r } { \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\bar { L } ( \\phi ) \\leq L ( \\phi ^ { * } ) \\leq \\gamma } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 588, + 445, + 602 + ], + "score": 1.0, + "content": ", along with the above two lemmas completes the proof.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34.5, + "bbox_fs": [ + 106, + 578, + 505, + 602 + ] + }, + { + "type": "title", + "bbox": [ + 104, + 616, + 466, + 630 + ], + "lines": [ + { + "bbox": [ + 105, + 616, + 466, + 630 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 466, + 630 + ], + "score": 1.0, + "content": "6 REPRESENTATION LEARNING FOR OBSERVATION-ALONE SETTING", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36 + }, + { + "type": "text", + "bbox": [ + 107, + 641, + 504, + 664 + ], + "lines": [ + { + "bbox": [ + 106, + 642, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 106, + 642, + 505, + 653 + ], + "score": 1.0, + "content": "Now we consider the setting where we cannot observe experts’ actions but only their states. As in", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 652, + 433, + 665 + ], + "spans": [ + { + "bbox": [ + 105, + 652, + 396, + 665 + ], + "score": 1.0, + "content": "Sun et al. (2019), we also solve a problem at each level; consider a level", + "type": "text" + }, + { + "bbox": [ + 396, + 652, + 429, + 664 + ], + "score": 0.92, + "content": "h \\in [ \\bar { H } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 652, + 433, + 665 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 37.5, + "bbox_fs": [ + 105, + 642, + 505, + 665 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 675, + 505, + 713 + ], + "lines": [ + { + "bbox": [ + 104, + 672, + 507, + 693 + ], + "spans": [ + { + "bbox": [ + 104, + 672, + 149, + 693 + ], + "score": 1.0, + "content": "Choice of", + "type": "text" + }, + { + "bbox": [ + 149, + 676, + 159, + 689 + ], + "score": 0.89, + "content": "\\ell _ { h } ^ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 160, + 672, + 187, + 693 + ], + "score": 1.0, + "content": ": Let", + "type": "text" + }, + { + "bbox": [ + 187, + 676, + 283, + 690 + ], + "score": 0.91, + "content": "\\pi _ { \\mu } ^ { \\ast } = \\{ \\pi _ { 1 , \\mu } ^ { \\ast } , \\dots , \\pi _ { H , \\mu } ^ { \\ast } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 284, + 672, + 507, + 693 + ], + "score": 1.0, + "content": "be the sequence of expert policies (possibly stochastic)", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 686, + 506, + 704 + ], + "spans": [ + { + "bbox": [ + 104, + 686, + 231, + 704 + ], + "score": 1.0, + "content": "at different levels for the task", + "type": "text" + }, + { + "bbox": [ + 231, + 691, + 238, + 700 + ], + "score": 0.8, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 686, + 262, + 704 + ], + "score": 1.0, + "content": ". 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Before presenting the guarantee for", + "type": "text" + }, + { + "bbox": [ + 345, + 550, + 364, + 563 + ], + "score": 0.89, + "content": "\\pi ^ { \\hat { \\phi } , \\mathbf { x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 550, + 506, + 566 + ], + "score": 1.0, + "content": ", we introduce a notion of Bellman", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 563, + 505, + 578 + ], + "spans": [ + { + "bbox": [ + 105, + 563, + 315, + 578 + ], + "score": 1.0, + "content": "error that will show up in our results. For a policy", + "type": "text" + }, + { + "bbox": [ + 316, + 564, + 392, + 576 + ], + "score": 0.92, + "content": "\\pi = ( \\pi _ { 1 } , \\ldots , \\pi _ { H } ) ", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 563, + 479, + 578 + ], + "score": 1.0, + "content": "and an expert policy", + "type": "text" + }, + { + "bbox": [ + 479, + 564, + 505, + 575 + ], + "score": 0.85, + "content": "\\pi ^ { * } =", + "type": "inline_equation" + } + ], + "index": 33 + }, + { + "bbox": [ + 107, + 573, + 316, + 589 + ], + "spans": [ + { + "bbox": [ + 107, + 575, + 161, + 587 + ], + "score": 0.92, + "content": "( \\pi _ { 1 } ^ { * } , \\ldots , \\pi _ { H } ^ { * } )", + "type": "inline_equation" + }, + { + "bbox": [ + 162, + 573, + 316, + 589 + ], + "score": 1.0, + "content": ", we define the inherent Bellman error", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 31.5, + "bbox_fs": [ + 105, + 509, + 506, + 589 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 194, + 590, + 417, + 612 + ], + "lines": [ + { + "bbox": [ + 194, + 590, + 417, + 612 + ], + "spans": [ + { + "bbox": [ + 194, + 590, + 417, + 612 + ], + "score": 0.91, + "content": "\\epsilon _ { b e } ^ { \\pi } : = \\operatorname* { m a x } _ { h \\in [ H ] } \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\operatorname* { m i n } _ { g ^ { \\prime } \\in \\mathcal { G } } \\big _ { s \\sim ( \\nu _ { h } ^ { * } + \\nu _ { h } ^ { \\pi } ) / 2 } [ | g ^ { \\prime } ( s ) - ( \\Gamma _ { h } ^ { \\pi } g ) ( s ) | ]", + "type": "interline_equation", + "image_path": "ff4a3cedf6714c6c98b6bbdc6d5a3710744c8a41eeda59d763d9253c66d0c501.jpg" + } + ] + } + ], + "index": 35, + "virtual_lines": [ + { + "bbox": [ + 194, + 590, + 417, + 612 + ], + "spans": [], + "index": 35 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 615, + 503, + 639 + ], + "lines": [ + { + "bbox": [ + 105, + 614, + 505, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 614, + 505, + 629 + ], + "score": 1.0, + "content": "We make the following two assumptions for the subsequent theorem. These are standard assump-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 627, + 317, + 639 + ], + "spans": [ + { + "bbox": [ + 106, + 627, + 317, + 639 + ], + "score": 1.0, + "content": "tions in theoretical reinforcement learning literature.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 36.5, + "bbox_fs": [ + 105, + 614, + 505, + 639 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 640, + 479, + 655 + ], + "lines": [ + { + "bbox": [ + 105, + 638, + 476, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 297, + 657 + ], + "score": 1.0, + "content": "Assumption 6.1 (Value function realizability).", + "type": "text" + }, + { + "bbox": [ + 297, + 641, + 335, + 655 + ], + "score": 0.9, + "content": "V _ { h , \\mu } ^ { * } \\in \\mathcal { G }", + "type": "inline_equation" + }, + { + "bbox": [ + 317, + 641, + 476, + 654 + ], + "score": 0.35, + "content": "\\Lt \\mathcal G f o r e \\nu e r y h \\in [ H ] , \\mu \\in s u p p o r t ( \\eta ) .", + "type": "inline_equation" + } + ], + "index": 38 + } + ], + "index": 38, + "bbox_fs": [ + 105, + 638, + 476, + 657 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 656, + 502, + 684 + ], + "lines": [ + { + "bbox": [ + 105, + 652, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 652, + 369, + 673 + ], + "score": 1.0, + "content": "Assumption 6.2 (Policy realizability). There are representations", + "type": "text" + }, + { + "bbox": [ + 369, + 657, + 435, + 669 + ], + "score": 0.92, + "content": "\\phi _ { 1 } ^ { * } , \\ldots , \\phi _ { H } ^ { * } \\in \\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 436, + 652, + 475, + 673 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 475, + 657, + 505, + 671 + ], + "score": 0.9, + "content": "\\pi _ { h , \\mu } ^ { * } \\in", + "type": "inline_equation" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 668, + 268, + 685 + ], + "spans": [ + { + "bbox": [ + 106, + 669, + 124, + 681 + ], + "score": 0.85, + "content": "\\Pi ^ { \\phi _ { h } ^ { * } }", + "type": "inline_equation" + }, + { + "bbox": [ + 125, + 668, + 164, + 685 + ], + "score": 1.0, + "content": "for every", + "type": "text" + }, + { + "bbox": [ + 164, + 670, + 198, + 682 + ], + "score": 0.89, + "content": "h \\in [ H ]", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 668, + 202, + 685 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 202, + 671, + 264, + 683 + ], + "score": 0.83, + "content": "\\mu \\in s u p p o r t ( \\eta )", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 668, + 268, + 685 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 39.5, + "bbox_fs": [ + 105, + 652, + 505, + 685 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 690, + 380, + 703 + ], + "lines": [ + { + "bbox": [ + 105, + 689, + 381, + 705 + ], + "spans": [ + { + "bbox": [ + 105, + 689, + 381, + 705 + ], + "score": 1.0, + "content": "Now we present our main theorem for the observation-alone setting.", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 41, + "bbox_fs": [ + 105, + 689, + 381, + 705 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 80, + 506, + 112 + ], + "lines": [ + { + "bbox": [ + 105, + 79, + 506, + 100 + ], + "spans": [ + { + "bbox": [ + 105, + 79, + 184, + 96 + ], + "score": 1.0, + "content": "Theorem 6.1. Let", + "type": "text" + }, + { + "bbox": [ + 185, + 81, + 270, + 100 + ], + "score": 0.92, + "content": "\\hat { \\phi } _ { h } \\in \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\hat { L } _ { h } ( \\phi )", + "type": "inline_equation" + }, + { + "bbox": [ + 271, + 79, + 459, + 96 + ], + "score": 1.0, + "content": ". Under Assumptions 6.1,6.2, with probability", + "type": "text" + }, + { + "bbox": [ + 459, + 83, + 483, + 93 + ], + "score": 0.7, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 484, + 79, + 506, + 96 + ], + "score": 1.0, + "content": "over", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 99, + 277, + 112 + ], + "spans": [ + { + "bbox": [ + 105, + 99, + 156, + 112 + ], + "score": 1.0, + "content": "sampling of", + "type": "text" + }, + { + "bbox": [ + 156, + 100, + 238, + 112 + ], + "score": 0.91, + "content": "\\mathbf { X } = ( \\mathbf { X } _ { 1 } , \\ldots , \\mathbf { X } _ { H } )", + "type": "inline_equation" + }, + { + "bbox": [ + 238, + 99, + 277, + 112 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "interline_equation", + "bbox": [ + 162, + 116, + 448, + 151 + ], + "lines": [ + { + "bbox": [ + 162, + 116, + 448, + 151 + ], + "spans": [ + { + "bbox": [ + 162, + 116, + 448, + 151 + ], + "score": 0.94, + "content": "\\underset { \\mu \\sim \\eta \\textbf { x } } { \\mathbb { E } } \\underset { \\mathbf { x } } { \\mathbb { E } } J ( \\pi ^ { \\hat { \\phi } , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J ( \\pi _ { \\mu } ^ { * } ) \\leq \\sum _ { h = 1 } ^ { H } ( 2 H - 2 h + 1 ) \\epsilon _ { g e n , h } + O ( H ^ { 2 } ) \\epsilon _ { b e } ^ { \\hat { \\phi } }", + "type": "interline_equation", + "image_path": "78a4ac975ec04e7bd2f683ab64042d9ea5ceaf291214b9025717d4d6f8c53d95.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 162, + 116, + 448, + 127.66666666666667 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 162, + 127.66666666666667, + 448, + 139.33333333333334 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 162, + 139.33333333333334, + 448, + 151.0 + ], + "spans": [], + "index": 4 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 156, + 381, + 177 + ], + "lines": [ + { + "bbox": [ + 105, + 151, + 382, + 180 + ], + "spans": [ + { + "bbox": [ + 105, + 155, + 133, + 174 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 153, + 151, + 218, + 180 + ], + "score": 1.0, + "content": "Eµ∼η Ex [\u000fπφ, ˆ xbe ] is", + "type": "text" + }, + { + "bbox": [ + 210, + 157, + 382, + 172 + ], + "score": 1.0, + "content": "the average inherent Bellman error and", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5 + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 182, + 503, + 215 + ], + "lines": [ + { + "bbox": [ + 111, + 182, + 503, + 215 + ], + "spans": [ + { + "bbox": [ + 111, + 182, + 503, + 215 + ], + "score": 0.9, + "content": "\\varepsilon _ { g e n , h } = O \\left( \\frac { K G ( \\Phi ( \\mathbf { S } _ { h } ) ) } { T \\sqrt { n } } + \\underbrace { \\mathbb { E } } _ { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } \\left[ \\frac { K G ( \\mathcal { G } ( \\tilde { \\mathbf { s } } _ { h } ) ) } { n } + \\frac { G ( \\mathcal { G } ( \\bar { \\mathbf { s } } _ { h } ) ) } { n } \\right] + \\frac { R K \\sqrt { K } } { \\sqrt { n } } + \\sqrt { \\frac { \\ln ( H / \\delta ) } { T } } \\right)", + "type": "interline_equation", + "image_path": "55ed4d59baf70cfa54df5b6f28e9df4bd405c66c2fba5cceeca12d94b6aedb4a.jpg" + } + ] + } + ], + "index": 7, + "virtual_lines": [ + { + "bbox": [ + 111, + 182, + 503, + 193.0 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 111, + 193.0, + 503, + 204.0 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 111, + 204.0, + 503, + 215.0 + ], + "spans": [], + "index": 8 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 226, + 504, + 248 + ], + "lines": [ + { + "bbox": [ + 106, + 226, + 505, + 237 + ], + "spans": [ + { + "bbox": [ + 106, + 226, + 505, + 237 + ], + "score": 1.0, + "content": "We again give a PAC-style guarantee for the special case where the class of representation functions", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 107, + 235, + 492, + 249 + ], + "spans": [ + { + "bbox": [ + 107, + 239, + 115, + 246 + ], + "score": 0.84, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 115, + 235, + 214, + 249 + ], + "score": 1.0, + "content": "and value function class", + "type": "text" + }, + { + "bbox": [ + 215, + 239, + 222, + 248 + ], + "score": 0.86, + "content": "\\mathcal { G }", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 235, + 492, + 249 + ], + "score": 1.0, + "content": "are finite. It follows from the above theorem and Massart’s lemma.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9.5 + }, + { + "type": "text", + "bbox": [ + 106, + 251, + 506, + 300 + ], + "lines": [ + { + "bbox": [ + 105, + 250, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 330, + 264 + ], + "score": 1.0, + "content": "Corollary 6.1. In the setting of Theorem 6.1, suppose", + "type": "text" + }, + { + "bbox": [ + 331, + 254, + 349, + 263 + ], + "score": 0.92, + "content": "\\Phi , \\mathcal { G }", + "type": "inline_equation" + }, + { + "bbox": [ + 349, + 250, + 505, + 264 + ], + "score": 1.0, + "content": "are finite. If number of tasks satisfies", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 258, + 506, + 282 + ], + "spans": [ + { + "bbox": [ + 106, + 263, + 282, + 282 + ], + "score": 0.93, + "content": "\\begin{array} { r } { T \\geq c _ { 1 } \\operatorname* { m a x } \\left\\{ \\frac { H ^ { 4 } R ^ { 2 } K ^ { 2 } \\log \\left( | \\Phi | \\right) } { \\epsilon ^ { 2 } } , \\frac { H ^ { 4 } \\ln \\left( H / \\delta \\right) } { \\epsilon ^ { 2 } } \\right\\} } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 258, + 506, + 281 + ], + "score": 1.0, + "content": ", and number of samples (trajectories) per task satisfies", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 107, + 281, + 482, + 301 + ], + "spans": [ + { + "bbox": [ + 107, + 282, + 262, + 301 + ], + "score": 0.84, + "content": "\\begin{array} { r } { n \\ge c _ { 2 } \\operatorname* { m a x } \\left\\{ \\frac { H ^ { 4 } K ^ { 2 } \\log ( | \\mathcal { G } | ) } { \\epsilon ^ { 2 } } , \\frac { H ^ { 4 } R ^ { 2 } K ^ { 3 } } { \\epsilon ^ { 2 } } \\right\\} } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 281, + 342, + 299 + ], + "score": 1.0, + "content": "for small constants", + "type": "text" + }, + { + "bbox": [ + 342, + 290, + 364, + 297 + ], + "score": 0.82, + "content": "c _ { 1 } , c _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 281, + 454, + 299 + ], + "score": 1.0, + "content": ", then with probability", + "type": "text" + }, + { + "bbox": [ + 455, + 287, + 477, + 295 + ], + "score": 0.89, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 477, + 281, + 482, + 299 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12 + }, + { + "type": "interline_equation", + "bbox": [ + 210, + 306, + 400, + 329 + ], + "lines": [ + { + "bbox": [ + 210, + 306, + 400, + 329 + ], + "spans": [ + { + "bbox": [ + 210, + 306, + 400, + 329 + ], + "score": 0.88, + "content": "\\underset { \\mu \\sim \\eta \\textbf { x } } { \\mathbb { E } } \\underset { \\mathbf { x } } { \\mathbb { E } } J ( \\pi ^ { \\hat { \\phi } , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J ( \\pi _ { \\mu } ^ { * } ) \\leq O ( H ^ { 2 } ) \\epsilon _ { b e } ^ { \\hat { \\phi } } + \\epsilon .", + "type": "interline_equation", + "image_path": "8ac21fe115539306209bfe7bd1e0776417101d75f76c93de76caf9c6f4ee3b5f.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 210, + 306, + 400, + 329 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 344, + 505, + 438 + ], + "lines": [ + { + "bbox": [ + 105, + 345, + 505, + 358 + ], + "spans": [ + { + "bbox": [ + 105, + 345, + 505, + 358 + ], + "score": 1.0, + "content": "Discussion: As in the previous section, the number of samples required for a new task after learn-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 357, + 504, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 301, + 369 + ], + "score": 1.0, + "content": "ing a representation is independent of the class", + "type": "text" + }, + { + "bbox": [ + 301, + 357, + 309, + 366 + ], + "score": 0.81, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 310, + 357, + 496, + 369 + ], + "score": 1.0, + "content": "but depends only on the value function class", + "type": "text" + }, + { + "bbox": [ + 496, + 357, + 504, + 367 + ], + "score": 0.8, + "content": "\\mathcal { G }", + "type": "inline_equation" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 368, + 505, + 380 + ], + "spans": [ + { + "bbox": [ + 105, + 368, + 438, + 380 + ], + "score": 1.0, + "content": "and number of actions. Thus representation learning is very useful when the class", + "type": "text" + }, + { + "bbox": [ + 438, + 368, + 446, + 378 + ], + "score": 0.83, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 368, + 505, + 380 + ], + "score": 1.0, + "content": "is much more", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 102, + 375, + 505, + 401 + ], + "spans": [ + { + "bbox": [ + 102, + 375, + 178, + 401 + ], + "score": 1.0, + "content": "complicated than", + "type": "text" + }, + { + "bbox": [ + 178, + 382, + 186, + 393 + ], + "score": 0.76, + "content": "\\mathcal { G }", + "type": "inline_equation" + }, + { + "bbox": [ + 186, + 375, + 206, + 401 + ], + "score": 1.0, + "content": ", i.e.", + "type": "text" + }, + { + "bbox": [ + 207, + 381, + 359, + 394 + ], + "score": 0.91, + "content": "R ^ { 2 } \\log ( | \\Phi | ) \\gg \\operatorname* { m a x } \\{ \\log ( | \\mathcal { G } | ) , R ^ { 2 } K \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 359, + 375, + 451, + 401 + ], + "score": 1.0, + "content": ". In the above bounds,", + "type": "text" + }, + { + "bbox": [ + 451, + 378, + 464, + 395 + ], + "score": 0.9, + "content": "\\epsilon _ { b e } ^ { \\hat { \\phi } }", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 375, + 505, + 401 + ], + "score": 1.0, + "content": "is a Bell-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 393, + 505, + 406 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 505, + 406 + ], + "score": 1.0, + "content": "man error term. This type of error terms occur commonly in the analysis of policy iteration type", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 404, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 404, + 505, + 416 + ], + "score": 1.0, + "content": "algorithms (Munos, 2005; Munos & Szepesvari, 2008). We remark that unlike in Sun et al. (2019), ´", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 415, + 505, + 427 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 505, + 427 + ], + "score": 1.0, + "content": "our Bellman error is based on the Bellman operator of the learned policy rather than the optimal", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 426, + 481, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 481, + 438 + ], + "score": 1.0, + "content": "policy. Le et al. (2019) used a similar notion that they call inherent Bellman evaluation error.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 18.5 + }, + { + "type": "text", + "bbox": [ + 107, + 442, + 505, + 477 + ], + "lines": [ + { + "bbox": [ + 106, + 442, + 505, + 455 + ], + "spans": [ + { + "bbox": [ + 106, + 442, + 505, + 455 + ], + "score": 1.0, + "content": "The proof of Theorem 6.1 follows a similar outline to that of behavioral cloning. However we cannot", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 453, + 505, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 505, + 467 + ], + "score": 1.0, + "content": "use the results from Maurer et al. (2016) directly since we are solving a min-max game for each task.", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 465, + 257, + 477 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 257, + 477 + ], + "score": 1.0, + "content": "We provide the proof in Appendix B.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24 + }, + { + "type": "title", + "bbox": [ + 108, + 492, + 201, + 505 + ], + "lines": [ + { + "bbox": [ + 105, + 491, + 202, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 202, + 507 + ], + "score": 1.0, + "content": "7 EXPERIMENTS", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 106, + 516, + 505, + 595 + ], + "lines": [ + { + "bbox": [ + 106, + 518, + 505, + 529 + ], + "spans": [ + { + "bbox": [ + 106, + 518, + 505, + 529 + ], + "score": 1.0, + "content": "In this section we present experimental results on the DirectedSwimmer environment (modified from", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 528, + 505, + 541 + ], + "spans": [ + { + "bbox": [ + 106, + 528, + 505, + 541 + ], + "score": 1.0, + "content": "the Swimmer environment from OpenAI gym (Brockman et al., 2016)) with Todorov et al. (2012)", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 539, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 505, + 552 + ], + "score": 1.0, + "content": "simulator and a NoisyCombinationLock environment designed by ourself. These experiments have", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 550, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 506, + 563 + ], + "score": 1.0, + "content": "two aims: 1) verify the benefit of representation learning predicted by our theory, 2) test the power", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 561, + 506, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 506, + 573 + ], + "score": 1.0, + "content": "of representations learned via our framework in a broader context: we learn a policy for a new task", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 573, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 106, + 573, + 505, + 585 + ], + "score": 1.0, + "content": "by using the representation and doing policy optimization instead of imitation learning. In our ex-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 584, + 504, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 584, + 504, + 595 + ], + "score": 1.0, + "content": "periments we learn representations using Equation 5. Experiment details are deferred to Section D.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 107, + 599, + 504, + 627 + ], + "lines": [ + { + "bbox": [ + 105, + 598, + 506, + 614 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 267, + 614 + ], + "score": 1.0, + "content": "Our method: Given access to a dataset", + "type": "text" + }, + { + "bbox": [ + 268, + 601, + 344, + 614 + ], + "score": 0.94, + "content": "\\mathbf { X } = \\{ ( s _ { j } ^ { t } , a _ { j } ^ { t } ) \\} _ { j = 1 } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 345, + 598, + 357, + 614 + ], + "score": 1.0, + "content": "of", + "type": "text" + }, + { + "bbox": [ + 357, + 605, + 364, + 609 + ], + "score": 0.88, + "content": "_ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 364, + 598, + 471, + 614 + ], + "score": 1.0, + "content": "state-action pairs each for", + "type": "text" + }, + { + "bbox": [ + 471, + 603, + 479, + 609 + ], + "score": 0.89, + "content": "T", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 598, + 506, + 614 + ], + "score": 1.0, + "content": "tasks,", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 613, + 504, + 627 + ], + "spans": [ + { + "bbox": [ + 105, + 613, + 149, + 627 + ], + "score": 1.0, + "content": "we learn a", + "type": "text" + }, + { + "bbox": [ + 150, + 615, + 156, + 627 + ], + "score": 0.88, + "content": "\\hat { \\phi }", + "type": "inline_equation" + }, + { + "bbox": [ + 157, + 613, + 421, + 627 + ], + "score": 1.0, + "content": "according to Equation 8. For any new task we learn a linear policy", + "type": "text" + }, + { + "bbox": [ + 422, + 620, + 428, + 624 + ], + "score": 0.87, + "content": "\\boldsymbol { \\mathscr { u } }", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 613, + 488, + 627 + ], + "score": 1.0, + "content": "from the class", + "type": "text" + }, + { + "bbox": [ + 488, + 614, + 501, + 625 + ], + "score": 0.9, + "content": "\\Pi ^ { \\hat { \\phi } }", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 613, + 504, + 627 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34.5 + }, + { + "type": "interline_equation", + "bbox": [ + 192, + 631, + 419, + 666 + ], + "lines": [ + { + "bbox": [ + 192, + 631, + 419, + 666 + ], + "spans": [ + { + "bbox": [ + 192, + 631, + 419, + 666 + ], + "score": 0.94, + "content": "\\hat { \\phi } = \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\operatorname* { m i n } _ { f _ { 1 } , \\dots , f _ { T } \\in \\mathcal { F } } \\frac { 1 } { T } \\sum _ { t = 1 } ^ { T } \\frac { 1 } { n } \\sum _ { j = 1 } ^ { n } - \\log ( \\pi ^ { \\phi , f _ { t } } ( s _ { j } ^ { t } ) _ { a _ { j } ^ { t } } )", + "type": "interline_equation", + "image_path": "ce84a7c64f67aa1ea613273a649cb09f2a7becb2dd67a138c1d177f1b202b281.jpg" + } + ] + } + ], + "index": 36.5, + "virtual_lines": [ + { + "bbox": [ + 192, + 631, + 419, + 648.5 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 192, + 648.5, + 419, + 666.0 + ], + "spans": [], + "index": 37 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 671, + 491, + 682 + ], + "lines": [ + { + "bbox": [ + 106, + 670, + 492, + 682 + ], + "spans": [ + { + "bbox": [ + 106, + 670, + 261, + 682 + ], + "score": 1.0, + "content": "Baseline: For a task we learn a policy", + "type": "text" + }, + { + "bbox": [ + 261, + 676, + 268, + 680 + ], + "score": 0.89, + "content": "\\boldsymbol { \\mathscr { n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 670, + 328, + 682 + ], + "score": 1.0, + "content": "from the class", + "type": "text" + }, + { + "bbox": [ + 328, + 673, + 336, + 680 + ], + "score": 0.9, + "content": "\\mathrm { I I }", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 670, + 492, + 682 + ], + "score": 1.0, + "content": "without learning a representation first.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 38 + }, + { + "type": "text", + "bbox": [ + 107, + 687, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "Verification of theory: In Figure 1 we verify our theoretical findings. On the left, we test on the", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "DirectedSwimmer environment and report the logistic loss on the validation, which measures how", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "close the trained policy is to the target expert policy. We find that learning representations, even with", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "score": 1.0, + "content": "a few experts, can significantly reduce the sample complexity. On the right, we report the average", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 40.5 + } + ], + "page_idx": 7, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 309, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 309, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 309, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "score": 1.0, + "content": "8", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 80, + 506, + 112 + ], + "lines": [ + { + "bbox": [ + 105, + 79, + 506, + 100 + ], + "spans": [ + { + "bbox": [ + 105, + 79, + 184, + 96 + ], + "score": 1.0, + "content": "Theorem 6.1. Let", + "type": "text" + }, + { + "bbox": [ + 185, + 81, + 270, + 100 + ], + "score": 0.92, + "content": "\\hat { \\phi } _ { h } \\in \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\hat { L } _ { h } ( \\phi )", + "type": "inline_equation" + }, + { + "bbox": [ + 271, + 79, + 459, + 96 + ], + "score": 1.0, + "content": ". Under Assumptions 6.1,6.2, with probability", + "type": "text" + }, + { + "bbox": [ + 459, + 83, + 483, + 93 + ], + "score": 0.7, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 484, + 79, + 506, + 96 + ], + "score": 1.0, + "content": "over", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 99, + 277, + 112 + ], + "spans": [ + { + "bbox": [ + 105, + 99, + 156, + 112 + ], + "score": 1.0, + "content": "sampling of", + "type": "text" + }, + { + "bbox": [ + 156, + 100, + 238, + 112 + ], + "score": 0.91, + "content": "\\mathbf { X } = ( \\mathbf { X } _ { 1 } , \\ldots , \\mathbf { X } _ { H } )", + "type": "inline_equation" + }, + { + "bbox": [ + 238, + 99, + 277, + 112 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5, + "bbox_fs": [ + 105, + 79, + 506, + 112 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 162, + 116, + 448, + 151 + ], + "lines": [ + { + "bbox": [ + 162, + 116, + 448, + 151 + ], + "spans": [ + { + "bbox": [ + 162, + 116, + 448, + 151 + ], + "score": 0.94, + "content": "\\underset { \\mu \\sim \\eta \\textbf { x } } { \\mathbb { E } } \\underset { \\mathbf { x } } { \\mathbb { E } } J ( \\pi ^ { \\hat { \\phi } , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J ( \\pi _ { \\mu } ^ { * } ) \\leq \\sum _ { h = 1 } ^ { H } ( 2 H - 2 h + 1 ) \\epsilon _ { g e n , h } + O ( H ^ { 2 } ) \\epsilon _ { b e } ^ { \\hat { \\phi } }", + "type": "interline_equation", + "image_path": "78a4ac975ec04e7bd2f683ab64042d9ea5ceaf291214b9025717d4d6f8c53d95.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 162, + 116, + 448, + 127.66666666666667 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 162, + 127.66666666666667, + 448, + 139.33333333333334 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 162, + 139.33333333333334, + 448, + 151.0 + ], + "spans": [], + "index": 4 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 156, + 381, + 177 + ], + "lines": [ + { + "bbox": [ + 105, + 151, + 382, + 180 + ], + "spans": [ + { + "bbox": [ + 105, + 155, + 133, + 174 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 153, + 151, + 218, + 180 + ], + "score": 1.0, + "content": "Eµ∼η Ex [\u000fπφ, ˆ xbe ] is", + "type": "text" + }, + { + "bbox": [ + 210, + 157, + 382, + 172 + ], + "score": 1.0, + "content": "the average inherent Bellman error and", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5, + "bbox_fs": [ + 105, + 151, + 382, + 180 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 182, + 503, + 215 + ], + "lines": [ + { + "bbox": [ + 111, + 182, + 503, + 215 + ], + "spans": [ + { + "bbox": [ + 111, + 182, + 503, + 215 + ], + "score": 0.9, + "content": "\\varepsilon _ { g e n , h } = O \\left( \\frac { K G ( \\Phi ( \\mathbf { S } _ { h } ) ) } { T \\sqrt { n } } + \\underbrace { \\mathbb { E } } _ { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } \\left[ \\frac { K G ( \\mathcal { G } ( \\tilde { \\mathbf { s } } _ { h } ) ) } { n } + \\frac { G ( \\mathcal { G } ( \\bar { \\mathbf { s } } _ { h } ) ) } { n } \\right] + \\frac { R K \\sqrt { K } } { \\sqrt { n } } + \\sqrt { \\frac { \\ln ( H / \\delta ) } { T } } \\right)", + "type": "interline_equation", + "image_path": "55ed4d59baf70cfa54df5b6f28e9df4bd405c66c2fba5cceeca12d94b6aedb4a.jpg" + } + ] + } + ], + "index": 7, + "virtual_lines": [ + { + "bbox": [ + 111, + 182, + 503, + 193.0 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 111, + 193.0, + 503, + 204.0 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 111, + 204.0, + 503, + 215.0 + ], + "spans": [], + "index": 8 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 226, + 504, + 248 + ], + "lines": [ + { + "bbox": [ + 106, + 226, + 505, + 237 + ], + "spans": [ + { + "bbox": [ + 106, + 226, + 505, + 237 + ], + "score": 1.0, + "content": "We again give a PAC-style guarantee for the special case where the class of representation functions", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 107, + 235, + 492, + 249 + ], + "spans": [ + { + "bbox": [ + 107, + 239, + 115, + 246 + ], + "score": 0.84, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 115, + 235, + 214, + 249 + ], + "score": 1.0, + "content": "and value function class", + "type": "text" + }, + { + "bbox": [ + 215, + 239, + 222, + 248 + ], + "score": 0.86, + "content": "\\mathcal { G }", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 235, + 492, + 249 + ], + "score": 1.0, + "content": "are finite. It follows from the above theorem and Massart’s lemma.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9.5, + "bbox_fs": [ + 106, + 226, + 505, + 249 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 251, + 506, + 300 + ], + "lines": [ + { + "bbox": [ + 105, + 250, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 330, + 264 + ], + "score": 1.0, + "content": "Corollary 6.1. In the setting of Theorem 6.1, suppose", + "type": "text" + }, + { + "bbox": [ + 331, + 254, + 349, + 263 + ], + "score": 0.92, + "content": "\\Phi , \\mathcal { G }", + "type": "inline_equation" + }, + { + "bbox": [ + 349, + 250, + 505, + 264 + ], + "score": 1.0, + "content": "are finite. If number of tasks satisfies", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 258, + 506, + 282 + ], + "spans": [ + { + "bbox": [ + 106, + 263, + 282, + 282 + ], + "score": 0.93, + "content": "\\begin{array} { r } { T \\geq c _ { 1 } \\operatorname* { m a x } \\left\\{ \\frac { H ^ { 4 } R ^ { 2 } K ^ { 2 } \\log \\left( | \\Phi | \\right) } { \\epsilon ^ { 2 } } , \\frac { H ^ { 4 } \\ln \\left( H / \\delta \\right) } { \\epsilon ^ { 2 } } \\right\\} } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 258, + 506, + 281 + ], + "score": 1.0, + "content": ", and number of samples (trajectories) per task satisfies", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 107, + 281, + 482, + 301 + ], + "spans": [ + { + "bbox": [ + 107, + 282, + 262, + 301 + ], + "score": 0.84, + "content": "\\begin{array} { r } { n \\ge c _ { 2 } \\operatorname* { m a x } \\left\\{ \\frac { H ^ { 4 } K ^ { 2 } \\log ( | \\mathcal { G } | ) } { \\epsilon ^ { 2 } } , \\frac { H ^ { 4 } R ^ { 2 } K ^ { 3 } } { \\epsilon ^ { 2 } } \\right\\} } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 281, + 342, + 299 + ], + "score": 1.0, + "content": "for small constants", + "type": "text" + }, + { + "bbox": [ + 342, + 290, + 364, + 297 + ], + "score": 0.82, + "content": "c _ { 1 } , c _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 281, + 454, + 299 + ], + "score": 1.0, + "content": ", then with probability", + "type": "text" + }, + { + "bbox": [ + 455, + 287, + 477, + 295 + ], + "score": 0.89, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 477, + 281, + 482, + 299 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12, + "bbox_fs": [ + 105, + 250, + 506, + 301 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 210, + 306, + 400, + 329 + ], + "lines": [ + { + "bbox": [ + 210, + 306, + 400, + 329 + ], + "spans": [ + { + "bbox": [ + 210, + 306, + 400, + 329 + ], + "score": 0.88, + "content": "\\underset { \\mu \\sim \\eta \\textbf { x } } { \\mathbb { E } } \\underset { \\mathbf { x } } { \\mathbb { E } } J ( \\pi ^ { \\hat { \\phi } , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J ( \\pi _ { \\mu } ^ { * } ) \\leq O ( H ^ { 2 } ) \\epsilon _ { b e } ^ { \\hat { \\phi } } + \\epsilon .", + "type": "interline_equation", + "image_path": "8ac21fe115539306209bfe7bd1e0776417101d75f76c93de76caf9c6f4ee3b5f.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 210, + 306, + 400, + 329 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 344, + 505, + 438 + ], + "lines": [ + { + "bbox": [ + 105, + 345, + 505, + 358 + ], + "spans": [ + { + "bbox": [ + 105, + 345, + 505, + 358 + ], + "score": 1.0, + "content": "Discussion: As in the previous section, the number of samples required for a new task after learn-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 357, + 504, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 301, + 369 + ], + "score": 1.0, + "content": "ing a representation is independent of the class", + "type": "text" + }, + { + "bbox": [ + 301, + 357, + 309, + 366 + ], + "score": 0.81, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 310, + 357, + 496, + 369 + ], + "score": 1.0, + "content": "but depends only on the value function class", + "type": "text" + }, + { + "bbox": [ + 496, + 357, + 504, + 367 + ], + "score": 0.8, + "content": "\\mathcal { G }", + "type": "inline_equation" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 368, + 505, + 380 + ], + "spans": [ + { + "bbox": [ + 105, + 368, + 438, + 380 + ], + "score": 1.0, + "content": "and number of actions. Thus representation learning is very useful when the class", + "type": "text" + }, + { + "bbox": [ + 438, + 368, + 446, + 378 + ], + "score": 0.83, + "content": "\\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 368, + 505, + 380 + ], + "score": 1.0, + "content": "is much more", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 102, + 375, + 505, + 401 + ], + "spans": [ + { + "bbox": [ + 102, + 375, + 178, + 401 + ], + "score": 1.0, + "content": "complicated than", + "type": "text" + }, + { + "bbox": [ + 178, + 382, + 186, + 393 + ], + "score": 0.76, + "content": "\\mathcal { G }", + "type": "inline_equation" + }, + { + "bbox": [ + 186, + 375, + 206, + 401 + ], + "score": 1.0, + "content": ", i.e.", + "type": "text" + }, + { + "bbox": [ + 207, + 381, + 359, + 394 + ], + "score": 0.91, + "content": "R ^ { 2 } \\log ( | \\Phi | ) \\gg \\operatorname* { m a x } \\{ \\log ( | \\mathcal { G } | ) , R ^ { 2 } K \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 359, + 375, + 451, + 401 + ], + "score": 1.0, + "content": ". In the above bounds,", + "type": "text" + }, + { + "bbox": [ + 451, + 378, + 464, + 395 + ], + "score": 0.9, + "content": "\\epsilon _ { b e } ^ { \\hat { \\phi } }", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 375, + 505, + 401 + ], + "score": 1.0, + "content": "is a Bell-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 393, + 505, + 406 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 505, + 406 + ], + "score": 1.0, + "content": "man error term. This type of error terms occur commonly in the analysis of policy iteration type", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 404, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 404, + 505, + 416 + ], + "score": 1.0, + "content": "algorithms (Munos, 2005; Munos & Szepesvari, 2008). We remark that unlike in Sun et al. (2019), ´", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 415, + 505, + 427 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 505, + 427 + ], + "score": 1.0, + "content": "our Bellman error is based on the Bellman operator of the learned policy rather than the optimal", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 426, + 481, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 481, + 438 + ], + "score": 1.0, + "content": "policy. Le et al. (2019) used a similar notion that they call inherent Bellman evaluation error.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 18.5, + "bbox_fs": [ + 102, + 345, + 505, + 438 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 442, + 505, + 477 + ], + "lines": [ + { + "bbox": [ + 106, + 442, + 505, + 455 + ], + "spans": [ + { + "bbox": [ + 106, + 442, + 505, + 455 + ], + "score": 1.0, + "content": "The proof of Theorem 6.1 follows a similar outline to that of behavioral cloning. However we cannot", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 453, + 505, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 505, + 467 + ], + "score": 1.0, + "content": "use the results from Maurer et al. (2016) directly since we are solving a min-max game for each task.", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 465, + 257, + 477 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 257, + 477 + ], + "score": 1.0, + "content": "We provide the proof in Appendix B.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24, + "bbox_fs": [ + 105, + 442, + 505, + 477 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 492, + 201, + 505 + ], + "lines": [ + { + "bbox": [ + 105, + 491, + 202, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 202, + 507 + ], + "score": 1.0, + "content": "7 EXPERIMENTS", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 106, + 516, + 505, + 595 + ], + "lines": [ + { + "bbox": [ + 106, + 518, + 505, + 529 + ], + "spans": [ + { + "bbox": [ + 106, + 518, + 505, + 529 + ], + "score": 1.0, + "content": "In this section we present experimental results on the DirectedSwimmer environment (modified from", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 528, + 505, + 541 + ], + "spans": [ + { + "bbox": [ + 106, + 528, + 505, + 541 + ], + "score": 1.0, + "content": "the Swimmer environment from OpenAI gym (Brockman et al., 2016)) with Todorov et al. (2012)", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 539, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 505, + 552 + ], + "score": 1.0, + "content": "simulator and a NoisyCombinationLock environment designed by ourself. These experiments have", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 550, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 506, + 563 + ], + "score": 1.0, + "content": "two aims: 1) verify the benefit of representation learning predicted by our theory, 2) test the power", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 561, + 506, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 506, + 573 + ], + "score": 1.0, + "content": "of representations learned via our framework in a broader context: we learn a policy for a new task", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 573, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 106, + 573, + 505, + 585 + ], + "score": 1.0, + "content": "by using the representation and doing policy optimization instead of imitation learning. In our ex-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 584, + 504, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 584, + 504, + 595 + ], + "score": 1.0, + "content": "periments we learn representations using Equation 5. Experiment details are deferred to Section D.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 30, + "bbox_fs": [ + 105, + 518, + 506, + 595 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 599, + 504, + 627 + ], + "lines": [ + { + "bbox": [ + 105, + 598, + 506, + 614 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 267, + 614 + ], + "score": 1.0, + "content": "Our method: Given access to a dataset", + "type": "text" + }, + { + "bbox": [ + 268, + 601, + 344, + 614 + ], + "score": 0.94, + "content": "\\mathbf { X } = \\{ ( s _ { j } ^ { t } , a _ { j } ^ { t } ) \\} _ { j = 1 } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 345, + 598, + 357, + 614 + ], + "score": 1.0, + "content": "of", + "type": "text" + }, + { + "bbox": [ + 357, + 605, + 364, + 609 + ], + "score": 0.88, + "content": "_ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 364, + 598, + 471, + 614 + ], + "score": 1.0, + "content": "state-action pairs each for", + "type": "text" + }, + { + "bbox": [ + 471, + 603, + 479, + 609 + ], + "score": 0.89, + "content": "T", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 598, + 506, + 614 + ], + "score": 1.0, + "content": "tasks,", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 613, + 504, + 627 + ], + "spans": [ + { + "bbox": [ + 105, + 613, + 149, + 627 + ], + "score": 1.0, + "content": "we learn a", + "type": "text" + }, + { + "bbox": [ + 150, + 615, + 156, + 627 + ], + "score": 0.88, + "content": "\\hat { \\phi }", + "type": "inline_equation" + }, + { + "bbox": [ + 157, + 613, + 421, + 627 + ], + "score": 1.0, + "content": "according to Equation 8. For any new task we learn a linear policy", + "type": "text" + }, + { + "bbox": [ + 422, + 620, + 428, + 624 + ], + "score": 0.87, + "content": "\\boldsymbol { \\mathscr { u } }", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 613, + 488, + 627 + ], + "score": 1.0, + "content": "from the class", + "type": "text" + }, + { + "bbox": [ + 488, + 614, + 501, + 625 + ], + "score": 0.9, + "content": "\\Pi ^ { \\hat { \\phi } }", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 613, + 504, + 627 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34.5, + "bbox_fs": [ + 105, + 598, + 506, + 627 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 192, + 631, + 419, + 666 + ], + "lines": [ + { + "bbox": [ + 192, + 631, + 419, + 666 + ], + "spans": [ + { + "bbox": [ + 192, + 631, + 419, + 666 + ], + "score": 0.94, + "content": "\\hat { \\phi } = \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\operatorname* { m i n } _ { f _ { 1 } , \\dots , f _ { T } \\in \\mathcal { F } } \\frac { 1 } { T } \\sum _ { t = 1 } ^ { T } \\frac { 1 } { n } \\sum _ { j = 1 } ^ { n } - \\log ( \\pi ^ { \\phi , f _ { t } } ( s _ { j } ^ { t } ) _ { a _ { j } ^ { t } } )", + "type": "interline_equation", + "image_path": "ce84a7c64f67aa1ea613273a649cb09f2a7becb2dd67a138c1d177f1b202b281.jpg" + } + ] + } + ], + "index": 36.5, + "virtual_lines": [ + { + "bbox": [ + 192, + 631, + 419, + 648.5 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 192, + 648.5, + 419, + 666.0 + ], + "spans": [], + "index": 37 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 671, + 491, + 682 + ], + "lines": [ + { + "bbox": [ + 106, + 670, + 492, + 682 + ], + "spans": [ + { + "bbox": [ + 106, + 670, + 261, + 682 + ], + "score": 1.0, + "content": "Baseline: For a task we learn a policy", + "type": "text" + }, + { + "bbox": [ + 261, + 676, + 268, + 680 + ], + "score": 0.89, + "content": "\\boldsymbol { \\mathscr { n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 670, + 328, + 682 + ], + "score": 1.0, + "content": "from the class", + "type": "text" + }, + { + "bbox": [ + 328, + 673, + 336, + 680 + ], + "score": 0.9, + "content": "\\mathrm { I I }", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 670, + 492, + 682 + ], + "score": 1.0, + "content": "without learning a representation first.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 38, + "bbox_fs": [ + 106, + 670, + 492, + 682 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 687, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "Verification of theory: In Figure 1 we verify our theoretical findings. On the left, we test on the", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "DirectedSwimmer environment and report the logistic loss on the validation, which measures how", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "close the trained policy is to the target expert policy. We find that learning representations, even with", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "score": 1.0, + "content": "a few experts, can significantly reduce the sample complexity. On the right, we report the average", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 365, + 505, + 376 + ], + "spans": [ + { + "bbox": [ + 105, + 365, + 505, + 376 + ], + "score": 1.0, + "content": "reward of the trained policies on the environment. Here we see a different phenomenon: when the", + "type": "text", + "cross_page": true + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 375, + 506, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 375, + 506, + 388 + ], + "score": 1.0, + "content": "number of experts is small (4 or 16), the baseline method can beat policies trained using represen-", + "type": "text", + "cross_page": true + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 387, + 506, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 387, + 506, + 399 + ], + "score": 1.0, + "content": "tation learning, though the baseline method requires more samples to do so. When the number of", + "type": "text", + "cross_page": true + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 397, + 504, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 504, + 410 + ], + "score": 1.0, + "content": "experts is large (64), we see the policy trained using representation learning can significantly out-", + "type": "text", + "cross_page": true + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 408, + 506, + 421 + ], + "spans": [ + { + "bbox": [ + 105, + 408, + 506, + 421 + ], + "score": 1.0, + "content": "perform the baseline method. This behavior is expected as when the number of experts is small, we", + "type": "text", + "cross_page": true + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 418, + 505, + 433 + ], + "spans": [ + { + "bbox": [ + 105, + 418, + 505, + 433 + ], + "score": 1.0, + "content": "may learn a sub-optimal representation and because we fix this representation for training the policy,", + "type": "text", + "cross_page": true + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 431, + 505, + 442 + ], + "spans": [ + { + "bbox": [ + 105, + 431, + 505, + 442 + ], + "score": 1.0, + "content": "more samples for the test task cannot make this policy better, whereas more samples always make", + "type": "text", + "cross_page": true + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 441, + 505, + 454 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 505, + 454 + ], + "score": 1.0, + "content": "the baseline method better. Nevertheless, when the number of experts is large, we can significantly", + "type": "text", + "cross_page": true + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 451, + 505, + 466 + ], + "spans": [ + { + "bbox": [ + 105, + 451, + 505, + 466 + ], + "score": 1.0, + "content": "reduce the sample complexity. With 60 samples, the base line method is still far behind the policy", + "type": "text", + "cross_page": true + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 463, + 321, + 476 + ], + "spans": [ + { + "bbox": [ + 105, + 463, + 321, + 476 + ], + "score": 1.0, + "content": "trained using representation learning with 64 experts.", + "type": "text", + "cross_page": true + } + ], + "index": 19 + } + ], + "index": 40.5, + "bbox_fs": [ + 105, + 687, + 505, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 160, + 81, + 450, + 182 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 160, + 81, + 450, + 182 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 160, + 81, + 450, + 182 + ], + "spans": [ + { + "bbox": [ + 160, + 81, + 450, + 182 + ], + "score": 0.965, + "type": "image", + "image_path": "8170c129b2217ec0bf46734df51a4cbb64a1a6300ca74df05850a56ab7371a5d.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 160, + 81, + 450, + 114.66666666666666 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 160, + 114.66666666666666, + 450, + 148.33333333333331 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 160, + 148.33333333333331, + 450, + 181.99999999999997 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 107, + 191, + 504, + 214 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 191, + 505, + 205 + ], + "spans": [ + { + "bbox": [ + 105, + 191, + 505, + 205 + ], + "score": 1.0, + "content": "Figure 1: Experiments for verifying theory. Left: validation loss on DirectedSwimmer. Right:", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 203, + 277, + 214 + ], + "spans": [ + { + "bbox": [ + 106, + 203, + 277, + 214 + ], + "score": 1.0, + "content": "average return on NoisyCombinationLock", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3.5 + } + ], + "index": 2.25 + }, + { + "type": "image", + "bbox": [ + 160, + 228, + 450, + 326 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 160, + 228, + 450, + 326 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 160, + 228, + 450, + 326 + ], + "spans": [ + { + "bbox": [ + 160, + 228, + 450, + 326 + ], + "score": 0.966, + "type": "image", + "image_path": "4805da7523ec91f9b4c4a59ab642f9889142c0ead71b153460d99963838b64cd.jpg" + } + ] + } + ], + "index": 6, + "virtual_lines": [ + { + "bbox": [ + 160, + 228, + 450, + 260.6666666666667 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 160, + 260.6666666666667, + 450, + 293.33333333333337 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 160, + 293.33333333333337, + 450, + 326.00000000000006 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 107, + 336, + 504, + 358 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 105, + 335, + 505, + 349 + ], + "spans": [ + { + "bbox": [ + 105, + 335, + 505, + 349 + ], + "score": 1.0, + "content": "Figure 2: Experiments on policy Optimization with representation trained by imitation learning Left:", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 347, + 487, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 487, + 360 + ], + "score": 1.0, + "content": "average return on the DirectedSwimmer. Right: average return on the NoisyCombinationLock.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8.5 + } + ], + "index": 7.25 + }, + { + "type": "text", + "bbox": [ + 107, + 364, + 505, + 474 + ], + "lines": [ + { + "bbox": [ + 105, + 365, + 505, + 376 + ], + "spans": [ + { + "bbox": [ + 105, + 365, + 505, + 376 + ], + "score": 1.0, + "content": "reward of the trained policies on the environment. Here we see a different phenomenon: when the", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 375, + 506, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 375, + 506, + 388 + ], + "score": 1.0, + "content": "number of experts is small (4 or 16), the baseline method can beat policies trained using represen-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 387, + 506, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 387, + 506, + 399 + ], + "score": 1.0, + "content": "tation learning, though the baseline method requires more samples to do so. When the number of", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 397, + 504, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 504, + 410 + ], + "score": 1.0, + "content": "experts is large (64), we see the policy trained using representation learning can significantly out-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 408, + 506, + 421 + ], + "spans": [ + { + "bbox": [ + 105, + 408, + 506, + 421 + ], + "score": 1.0, + "content": "perform the baseline method. This behavior is expected as when the number of experts is small, we", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 418, + 505, + 433 + ], + "spans": [ + { + "bbox": [ + 105, + 418, + 505, + 433 + ], + "score": 1.0, + "content": "may learn a sub-optimal representation and because we fix this representation for training the policy,", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 431, + 505, + 442 + ], + "spans": [ + { + "bbox": [ + 105, + 431, + 505, + 442 + ], + "score": 1.0, + "content": "more samples for the test task cannot make this policy better, whereas more samples always make", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 441, + 505, + 454 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 505, + 454 + ], + "score": 1.0, + "content": "the baseline method better. Nevertheless, when the number of experts is large, we can significantly", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 451, + 505, + 466 + ], + "spans": [ + { + "bbox": [ + 105, + 451, + 505, + 466 + ], + "score": 1.0, + "content": "reduce the sample complexity. 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In this section, we abuse notation", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 117, + 506, + 137 + ], + "spans": [ + { + "bbox": [ + 105, + 117, + 151, + 136 + ], + "score": 1.0, + "content": "and define", + "type": "text" + }, + { + "bbox": [ + 151, + 118, + 237, + 131 + ], + "score": 0.93, + "content": "\\ell ^ { \\mu } ( \\phi , f ) : = \\ell ^ { \\mu } ( \\pi ^ { \\phi , f } )", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 117, + 268, + 136 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 268, + 119, + 279, + 129 + ], + "score": 0.86, + "content": "\\ell ^ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 117, + 398, + 136 + ], + "score": 1.0, + "content": "is defined in Equation 4. Let", + "type": "text" + }, + { + "bbox": [ + 398, + 117, + 491, + 137 + ], + "score": 0.94, + "content": "\\hat { f } _ { \\mathbf { x } } ^ { \\phi } = \\arg \\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\ell ^ { \\mathbf { x } } ( \\phi , f )", + "type": "inline_equation" + }, + { + "bbox": [ + 491, + 117, + 506, + 136 + ], + "score": 1.0, + "content": "be", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 135, + 505, + 149 + ], + "spans": [ + { + "bbox": [ + 106, + 135, + 281, + 149 + ], + "score": 1.0, + "content": "the optimal task specific parameter for task", + "type": "text" + }, + { + "bbox": [ + 281, + 137, + 289, + 147 + ], + "score": 0.81, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 289, + 135, + 387, + 149 + ], + "score": 1.0, + "content": "by fixing representation", + "type": "text" + }, + { + "bbox": [ + 387, + 137, + 394, + 147 + ], + "score": 0.83, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 135, + 505, + 149 + ], + "score": 1.0, + "content": ". Thus by our definitions in", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 104, + 146, + 505, + 163 + ], + "spans": [ + { + "bbox": [ + 104, + 146, + 176, + 163 + ], + "score": 1.0, + "content": "Section 5, we get", + "type": "text" + }, + { + "bbox": [ + 176, + 147, + 231, + 159 + ], + "score": 0.92, + "content": "\\pi ^ { \\phi , \\mathbf { x } } = \\pi ^ { \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } }", + "type": "inline_equation" + }, + { + "bbox": [ + 232, + 146, + 332, + 163 + ], + "score": 1.0, + "content": ". We assume w.l.o.g. that", + "type": "text" + }, + { + "bbox": [ + 332, + 149, + 369, + 161 + ], + "score": 0.92, + "content": "A = [ K ]", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 146, + 436, + 163 + ], + "score": 1.0, + "content": ". 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We define a new function class and loss function that will be useful for our", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 104, + 182, + 135, + 194 + ], + "spans": [ + { + "bbox": [ + 104, + 182, + 135, + 194 + ], + "score": 1.0, + "content": "proofs", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 4 + }, + { + "type": "interline_equation", + "bbox": [ + 214, + 198, + 396, + 214 + ], + "lines": [ + { + "bbox": [ + 214, + 198, + 396, + 214 + ], + "spans": [ + { + "bbox": [ + 214, + 198, + 396, + 214 + ], + "score": 0.9, + "content": "\\mathcal { F } ^ { \\prime } = \\{ x \\to W x \\ | \\ W \\in \\mathbb { R } ^ { K \\times d } , \\| W \\| _ { F } \\leq 1 \\}", + "type": "interline_equation", + "image_path": "ea20e59f818e47fa4f5bc80d77875c082f7210e41f0ed4e45e4b9c4f4b7874ea.jpg" + } + ] + } + ], + "index": 8, + "virtual_lines": [ + { + "bbox": [ + 214, + 198, + 396, + 214 + ], + "spans": [], + "index": 8 + } + ] + }, + { + "type": "interline_equation", + "bbox": [ + 202, + 225, + 408, + 240 + ], + "lines": [ + { + "bbox": [ + 202, + 225, + 408, + 240 + ], + "spans": [ + { + "bbox": [ + 202, + 225, + 408, + 240 + ], + "score": 0.85, + "content": "\\ell ^ { \\prime } ( \\pmb { v } , a ) = - \\log ( \\mathrm { s o f } \\mathrm { t m a x } ( \\pmb { v } ) _ { a } ) , \\pmb { v } \\in \\mathbb { R } ^ { K } , a \\in \\mathcal { A }", + "type": "interline_equation", + "image_path": "d1608eeb8a4976dbedf8c7e2caf8c759325f355a7306428aaca2b6d0f4f5298f.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 202, + 225, + 408, + 240 + ], + "spans": [], + "index": 9 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 245, + 506, + 268 + ], + "lines": [ + { + "bbox": [ + 106, + 244, + 505, + 258 + ], + "spans": [ + { + "bbox": [ + 106, + 244, + 407, + 258 + ], + "score": 1.0, + "content": "We basically offloaded the burden of computing softmax from the class", + "type": "text" + }, + { + "bbox": [ + 407, + 246, + 417, + 255 + ], + "score": 0.87, + "content": "\\mathcal { F }", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 244, + 462, + 258 + ], + "score": 1.0, + "content": "to the loss", + "type": "text" + }, + { + "bbox": [ + 462, + 246, + 468, + 255 + ], + "score": 0.7, + "content": "\\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 468, + 244, + 505, + 258 + ], + "score": 1.0, + "content": ". We can", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 255, + 421, + 270 + ], + "spans": [ + { + "bbox": [ + 105, + 255, + 191, + 270 + ], + "score": 1.0, + "content": "convert any function", + "type": "text" + }, + { + "bbox": [ + 191, + 256, + 224, + 268 + ], + "score": 0.92, + "content": "f ^ { \\prime } \\in \\mathcal { F } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 224, + 255, + 262, + 270 + ], + "score": 1.0, + "content": "to one in", + "type": "text" + }, + { + "bbox": [ + 263, + 257, + 272, + 266 + ], + "score": 0.85, + "content": "\\mathcal { F }", + "type": "inline_equation" + }, + { + "bbox": [ + 272, + 255, + 400, + 270 + ], + "score": 1.0, + "content": "by transforming it to softmax", + "type": "text" + }, + { + "bbox": [ + 401, + 256, + 417, + 268 + ], + "score": 0.83, + "content": "\\left( f ^ { \\prime } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 255, + 421, + 270 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10.5 + }, + { + "type": "text", + "bbox": [ + 108, + 273, + 266, + 285 + ], + "lines": [ + { + "bbox": [ + 106, + 272, + 267, + 287 + ], + "spans": [ + { + "bbox": [ + 106, + 272, + 267, + 287 + ], + "score": 1.0, + "content": "We now proceed to proving the lemmas", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 106, + 296, + 483, + 309 + ], + "lines": [ + { + "bbox": [ + 105, + 297, + 484, + 309 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 484, + 309 + ], + "score": 1.0, + "content": "Proof of Lemma 5.2. We can then rewrite the various loss functions from Section 5 as follows", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "interline_equation", + "bbox": [ + 222, + 313, + 389, + 349 + ], + "lines": [ + { + "bbox": [ + 222, + 313, + 389, + 349 + ], + "spans": [ + { + "bbox": [ + 222, + 313, + 389, + 349 + ], + "score": 0.9, + "content": "\\hat { L } ( \\phi ) = \\frac { 1 } { T } \\sum _ { i = 1 } ^ { T } \\operatorname* { m i n } _ { f \\in \\mathcal { F } ^ { \\prime } } \\frac { 1 } { n } \\sum _ { j = 1 } ^ { n } \\ell ^ { \\prime } ( f ( \\phi ( s ) ) , a )", + "type": "interline_equation", + "image_path": "5e3fe318c60b05646a82861b47cefbf0039951d03d35b7616c1e0e64e2e7743a.jpg" + } + ] + } + ], + "index": 14.5, + "virtual_lines": [ + { + "bbox": [ + 222, + 313, + 389, + 331.0 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 222, + 331.0, + 389, + 349.0 + ], + "spans": [], + "index": 15 + } + ] + }, + { + "type": "interline_equation", + "bbox": [ + 225, + 360, + 386, + 381 + ], + "lines": [ + { + "bbox": [ + 225, + 360, + 386, + 381 + ], + "spans": [ + { + "bbox": [ + 225, + 360, + 386, + 381 + ], + "score": 0.76, + "content": "L ( \\phi ) = \\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } ^ { \\prime } } { \\operatorname* { m i n } } \\underset { ( s , a ) \\sim \\mu } { \\mathbb { E } } \\ell ^ { \\prime } ( f ( \\phi ( s ) ) , a )", + "type": "interline_equation", + "image_path": "f52ce189c3c23234096d79e702f5f7e4aeb52604845ff4ff83dbd511dd42bc7a.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 225, + 360, + 386, + 381 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "interline_equation", + "bbox": [ + 220, + 394, + 390, + 419 + ], + "lines": [ + { + "bbox": [ + 220, + 394, + 390, + 419 + ], + "spans": [ + { + "bbox": [ + 220, + 394, + 390, + 419 + ], + "score": 0.9, + "content": "\\bar { L } ( \\phi ) = \\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { ( s , a ) \\sim \\mu } { \\mathbb { E } } \\ell ^ { \\prime } ( \\hat { f } _ { \\mathbf { \\mu } \\mathbf { x } } ^ { \\phi } ( \\phi ( s ) ) , a )", + "type": "interline_equation", + "image_path": "de7e947dd96d9e05b0f92ff624f8694b08fc63e0f126dca7f5fe808c20e8e92c.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 220, + 394, + 390, + 419 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 425, + 506, + 477 + ], + "lines": [ + { + "bbox": [ + 106, + 425, + 506, + 443 + ], + "spans": [ + { + "bbox": [ + 106, + 428, + 133, + 442 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 425, + 303, + 443 + ], + "score": 0.87, + "content": "\\begin{array} { r } { \\hat { f ^ { \\prime } } _ { \\mu } ^ { \\phi } \\in \\arg \\operatorname* { m i n } _ { f ^ { \\prime } \\in \\mathcal { F } ^ { \\prime } } \\ell ^ { \\mathbf { x } } ( \\phi , \\mathrm { s o f t r a x } ( f ^ { \\prime } ) ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 428, + 417, + 442 + ], + "score": 1.0, + "content": ". It is easy to show that both", + "type": "text" + }, + { + "bbox": [ + 417, + 429, + 489, + 441 + ], + "score": 0.92, + "content": "\\ell ^ { \\prime } ( \\cdot , a ) \\ell ^ { \\prime } ( f ^ { \\prime } ( \\cdot ) , \\cdot )", + "type": "inline_equation" + }, + { + "bbox": [ + 489, + 428, + 506, + 442 + ], + "score": 1.0, + "content": "are", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 440, + 506, + 454 + ], + "spans": [ + { + "bbox": [ + 105, + 440, + 267, + 454 + ], + "score": 1.0, + "content": "2-lipschitz in their arguments for every", + "type": "text" + }, + { + "bbox": [ + 268, + 442, + 296, + 452 + ], + "score": 0.89, + "content": "a \\in { \\mathcal { A } }", + "type": "inline_equation" + }, + { + "bbox": [ + 297, + 440, + 315, + 454 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 315, + 441, + 350, + 453 + ], + "score": 0.91, + "content": "f ^ { \\prime } \\in \\mathcal { F } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 440, + 506, + 454 + ], + "score": 1.0, + "content": ". Using a slightly modified version of", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 452, + 506, + 468 + ], + "spans": [ + { + "bbox": [ + 105, + 452, + 333, + 468 + ], + "score": 1.0, + "content": "Theorem 2(i) from Maurer et al. (2016), we get that for", + "type": "text" + }, + { + "bbox": [ + 333, + 453, + 424, + 467 + ], + "score": 0.93, + "content": "\\hat { \\phi } \\in \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\hat { L } ( \\phi )", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 452, + 506, + 468 + ], + "score": 1.0, + "content": ", with probability at", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 465, + 236, + 477 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 127, + 477 + ], + "score": 1.0, + "content": "least", + "type": "text" + }, + { + "bbox": [ + 127, + 466, + 150, + 476 + ], + "score": 0.87, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 465, + 226, + 477 + ], + "score": 1.0, + "content": "over the choice of", + "type": "text" + }, + { + "bbox": [ + 226, + 466, + 236, + 475 + ], + "score": 0.65, + "content": "\\mathbf { X }", + "type": "inline_equation" + } + ], + "index": 21 + } + ], + "index": 19.5 + }, + { + "type": "interline_equation", + "bbox": [ + 119, + 481, + 493, + 521 + ], + "lines": [ + { + "bbox": [ + 119, + 481, + 493, + 521 + ], + "spans": [ + { + "bbox": [ + 119, + 481, + 493, + 521 + ], + "score": 0.92, + "content": "\\bar { L } ( \\hat { \\phi } ) - \\operatorname* { m i n } _ { \\phi \\in \\Phi } L ( \\phi ) \\leq \\frac { 2 \\sqrt { 2 \\pi } G ( \\Phi ( \\mathbf { S } ) ) } { T \\sqrt { n } } + \\sqrt { 2 \\pi } Q ^ { \\prime } \\operatorname* { s u p } _ { \\phi \\in \\Phi } \\sqrt { \\frac { \\mathbb { E } } { \\mu \\sim \\eta , ( s , a ) \\sim \\mu } \\| \\phi ( s ) \\| ^ { 2 } } + \\sqrt { \\frac { 8 \\log ( 4 / \\delta ) } { T } }", + "type": "interline_equation", + "image_path": "c2d8adc513bcc83e9f9b66cbda61ae26d2ae238d8088068574aa1ff800c438d7.jpg" + } + ] + } + ], + "index": 23, + "virtual_lines": [ + { + "bbox": [ + 119, + 481, + 493, + 494.3333333333333 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 119, + 494.3333333333333, + 493, + 507.66666666666663 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 119, + 507.66666666666663, + 493, + 521.0 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "interline_equation", + "bbox": [ + 185, + 533, + 427, + 562 + ], + "lines": [ + { + "bbox": [ + 185, + 533, + 427, + 562 + ], + "spans": [ + { + "bbox": [ + 185, + 533, + 427, + 562 + ], + "score": 0.9, + "content": "\\bar { L } ( \\hat { \\phi } ) - \\operatorname* { m i n } _ { \\phi \\in \\Phi } L ( \\phi ) \\leq c \\frac { G ( \\Phi ( \\mathbf { S } ) ) } { T \\sqrt { n } } + c ^ { \\prime } \\frac { Q ^ { \\prime } R } { \\sqrt { n } } + c ^ { \\prime \\prime } \\sqrt { \\frac { \\log ( 4 / \\delta ) } { T } }", + "type": "interline_equation", + "image_path": "c05d0d1d48e10a06bc52550d13be95e2e94b5e48476ef170eb0acc18f86c7f9b.jpg" + } + ] + } + ], + "index": 25.5, + "virtual_lines": [ + { + "bbox": [ + 185, + 533, + 427, + 547.5 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 185, + 547.5, + 427, + 562.0 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 568, + 506, + 618 + ], + "lines": [ + { + "bbox": [ + 106, + 568, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 106, + 576, + 134, + 587 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 135, + 568, + 321, + 596 + ], + "score": 0.81, + "content": "Q ^ { \\prime } \\ = \\ \\operatorname* { s u p } _ { y \\in \\mathbb { R } ^ { d n } \\setminus \\{ 0 \\} } \\frac { 1 } { \\| y \\| } \\mathbb { E } \\operatorname* { s u p } _ { f \\in \\mathcal { F } ^ { \\prime } } \\sum _ { i = 1 , j = 1 } ^ { n , K } \\gamma _ { i j } f ^ { \\prime } ( y _ { i } ) _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 575, + 505, + 588 + ], + "score": 1.0, + "content": ". First we discuss why we need a modified", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 595, + 505, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 595, + 505, + 607 + ], + "score": 1.0, + "content": "version of their theorem. Our setting differs from the setting for Theorem 2 from Maurer et al.", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 605, + 225, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 225, + 619 + ], + "score": 1.0, + "content": "(2016) in the following ways", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 106, + 622, + 506, + 701 + ], + "lines": [ + { + "bbox": [ + 106, + 622, + 505, + 635 + ], + "spans": [ + { + "bbox": [ + 106, + 622, + 116, + 635 + ], + "score": 1.0, + "content": "•", + "type": "text" + }, + { + "bbox": [ + 116, + 623, + 128, + 633 + ], + "score": 0.84, + "content": "{ \\mathcal { F } } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 622, + 505, + 635 + ], + "score": 1.0, + "content": "is a class of vector valued function in our case, whereas in Maurer et al. (2016) it is assumed", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 115, + 633, + 505, + 647 + ], + "spans": [ + { + "bbox": [ + 115, + 633, + 505, + 647 + ], + "score": 1.0, + "content": "to contain scalar valued. The only place in the proof of the theorem where this shows up is in the", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 115, + 643, + 330, + 659 + ], + "spans": [ + { + "bbox": [ + 115, + 643, + 168, + 659 + ], + "score": 1.0, + "content": "definition of", + "type": "text" + }, + { + "bbox": [ + 168, + 645, + 180, + 657 + ], + "score": 0.88, + "content": "Q ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 180, + 643, + 330, + 659 + ], + "score": 1.0, + "content": ", which we have updated accordingly.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 656, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 106, + 656, + 249, + 668 + ], + "score": 1.0, + "content": "• Maurer et al. (2016) assumes that", + "type": "text" + }, + { + "bbox": [ + 250, + 656, + 278, + 668 + ], + "score": 0.93, + "content": "\\bar { \\ell } ^ { \\prime } ( \\cdot , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 656, + 369, + 668 + ], + "score": 1.0, + "content": "is 1-lipschitz for every", + "type": "text" + }, + { + "bbox": [ + 369, + 657, + 396, + 667 + ], + "score": 0.9, + "content": "a \\in { \\mathcal { A } }", + "type": "inline_equation" + }, + { + "bbox": [ + 396, + 656, + 430, + 668 + ], + "score": 1.0, + "content": "and that", + "type": "text" + }, + { + "bbox": [ + 430, + 656, + 450, + 668 + ], + "score": 0.91, + "content": "f ^ { \\prime } ( \\cdot )", + "type": "inline_equation" + }, + { + "bbox": [ + 451, + 656, + 460, + 668 + ], + "score": 1.0, + "content": "is", + "type": "text" + }, + { + "bbox": [ + 460, + 657, + 468, + 666 + ], + "score": 0.81, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 469, + 656, + 505, + 668 + ], + "score": 1.0, + "content": "lipschitz", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 114, + 666, + 506, + 680 + ], + "spans": [ + { + "bbox": [ + 114, + 666, + 155, + 680 + ], + "score": 1.0, + "content": "for every", + "type": "text" + }, + { + "bbox": [ + 155, + 667, + 188, + 678 + ], + "score": 0.92, + "content": "f ^ { \\prime } \\in \\mathcal { F } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 666, + 506, + 680 + ], + "score": 1.0, + "content": ". However the only properties that are used in the proof of Theorem 16 are that", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 117, + 677, + 506, + 691 + ], + "spans": [ + { + "bbox": [ + 117, + 678, + 145, + 690 + ], + "score": 0.91, + "content": "\\ell ^ { \\prime } ( \\cdot , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 677, + 239, + 691 + ], + "score": 1.0, + "content": "is 1-lipschitz and that", + "type": "text" + }, + { + "bbox": [ + 240, + 678, + 284, + 690 + ], + "score": 0.93, + "content": "\\ell ^ { \\prime } ( f ^ { \\prime } ( \\cdot ) , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 284, + 677, + 297, + 691 + ], + "score": 1.0, + "content": "is", + "type": "text" + }, + { + "bbox": [ + 297, + 678, + 304, + 688 + ], + "score": 0.81, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 305, + 677, + 384, + 691 + ], + "score": 1.0, + "content": "-lipschitz for every", + "type": "text" + }, + { + "bbox": [ + 385, + 678, + 415, + 688 + ], + "score": 0.9, + "content": "a \\in { \\mathcal { A } }", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 677, + 506, + 691 + ], + "score": 1.0, + "content": ", which is exactly the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 114, + 689, + 439, + 702 + ], + "spans": [ + { + "bbox": [ + 114, + 689, + 439, + 702 + ], + "score": 1.0, + "content": "property that we have. Hence their proof follows through for our setting as well.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 33 + }, + { + "type": "interline_equation", + "bbox": [ + 163, + 705, + 381, + 735 + ], + "lines": [ + { + "bbox": [ + 163, + 705, + 381, + 735 + ], + "spans": [ + { + "bbox": [ + 163, + 705, + 381, + 735 + ], + "score": 0.88, + "content": "Q ^ { \\prime } : = \\operatorname* { s u p } _ { y \\in \\mathbb { R } ^ { d n } \\setminus \\{ 0 \\} } \\frac { 1 } { \\| y \\| } \\mathbb { E } \\operatorname* { s u p } _ { f \\in \\mathcal { F } ^ { \\prime } } \\sum _ { i = 1 , j = 1 } ^ { n , K } \\gamma _ { i j } f ^ { \\prime } ( y _ { i } ) _ { j } \\leq \\sqrt { K }", + "type": "interline_equation", + "image_path": "2f4980af2c4f216fbb545c7f0ba14fa69e86205ffde53e68f7016b7de02a966f.jpg" + } + ] + } + ], + "index": 37.5, + "virtual_lines": [ + { + "bbox": [ + 163, + 705, + 381, + 720.0 + ], + "spans": [], + "index": 37 + }, + { + "bbox": [ + 163, + 720.0, + 381, + 735.0 + ], + "spans": [], + "index": 38 + } + ] + } + ], + "page_idx": 11, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 309, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 309, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 309, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 765 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 765 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 15, + "width": 14 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 81, + 317, + 95 + ], + "lines": [ + { + "bbox": [ + 106, + 81, + 317, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 81, + 317, + 95 + ], + "score": 1.0, + "content": "A PROOFS FOR BEHAVIORAL CLONING", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 105, + 505, + 194 + ], + "lines": [ + { + "bbox": [ + 106, + 106, + 505, + 118 + ], + "spans": [ + { + "bbox": [ + 106, + 106, + 505, + 118 + ], + "score": 1.0, + "content": "We prove Theorem 5.1 in this section by proving Lemma 5.2,5.3. In this section, we abuse notation", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 117, + 506, + 137 + ], + "spans": [ + { + "bbox": [ + 105, + 117, + 151, + 136 + ], + "score": 1.0, + "content": "and define", + "type": "text" + }, + { + "bbox": [ + 151, + 118, + 237, + 131 + ], + "score": 0.93, + "content": "\\ell ^ { \\mu } ( \\phi , f ) : = \\ell ^ { \\mu } ( \\pi ^ { \\phi , f } )", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 117, + 268, + 136 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 268, + 119, + 279, + 129 + ], + "score": 0.86, + "content": "\\ell ^ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 117, + 398, + 136 + ], + "score": 1.0, + "content": "is defined in Equation 4. Let", + "type": "text" + }, + { + "bbox": [ + 398, + 117, + 491, + 137 + ], + "score": 0.94, + "content": "\\hat { f } _ { \\mathbf { x } } ^ { \\phi } = \\arg \\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\ell ^ { \\mathbf { x } } ( \\phi , f )", + "type": "inline_equation" + }, + { + "bbox": [ + 491, + 117, + 506, + 136 + ], + "score": 1.0, + "content": "be", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 135, + 505, + 149 + ], + "spans": [ + { + "bbox": [ + 106, + 135, + 281, + 149 + ], + "score": 1.0, + "content": "the optimal task specific parameter for task", + "type": "text" + }, + { + "bbox": [ + 281, + 137, + 289, + 147 + ], + "score": 0.81, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 289, + 135, + 387, + 149 + ], + "score": 1.0, + "content": "by fixing representation", + "type": "text" + }, + { + "bbox": [ + 387, + 137, + 394, + 147 + ], + "score": 0.83, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 135, + 505, + 149 + ], + "score": 1.0, + "content": ". Thus by our definitions in", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 104, + 146, + 505, + 163 + ], + "spans": [ + { + "bbox": [ + 104, + 146, + 176, + 163 + ], + "score": 1.0, + "content": "Section 5, we get", + "type": "text" + }, + { + "bbox": [ + 176, + 147, + 231, + 159 + ], + "score": 0.92, + "content": "\\pi ^ { \\phi , \\mathbf { x } } = \\pi ^ { \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } }", + "type": "inline_equation" + }, + { + "bbox": [ + 232, + 146, + 332, + 163 + ], + "score": 1.0, + "content": ". We assume w.l.o.g. that", + "type": "text" + }, + { + "bbox": [ + 332, + 149, + 369, + 161 + ], + "score": 0.92, + "content": "A = [ K ]", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 146, + 436, + 163 + ], + "score": 1.0, + "content": ". Remember that", + "type": "text" + }, + { + "bbox": [ + 436, + 149, + 505, + 161 + ], + "score": 0.91, + "content": "\\ell : \\triangle ( \\mathcal { A } ) \\times \\mathcal { A } ", + "type": "inline_equation" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 158, + 506, + 173 + ], + "spans": [ + { + "bbox": [ + 106, + 160, + 115, + 170 + ], + "score": 0.81, + "content": "\\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 115, + 158, + 170, + 173 + ], + "score": 1.0, + "content": "is defined as", + "type": "text" + }, + { + "bbox": [ + 171, + 160, + 255, + 172 + ], + "score": 0.9, + "content": "\\ell ( \\pmb { v } , a ) = - \\log ( \\pmb { v } _ { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 255, + 158, + 295, + 173 + ], + "score": 1.0, + "content": "for some", + "type": "text" + }, + { + "bbox": [ + 296, + 159, + 331, + 170 + ], + "score": 0.92, + "content": "\\pmb { v } \\in \\mathbb { R } ^ { K }", + "type": "inline_equation" + }, + { + "bbox": [ + 332, + 158, + 351, + 173 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 351, + 162, + 363, + 171 + ], + "score": 0.87, + "content": "{ \\pmb v } _ { a }", + "type": "inline_equation" + }, + { + "bbox": [ + 363, + 158, + 506, + 173 + ], + "score": 1.0, + "content": "is the coordinate corresponding to", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 171, + 506, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 171, + 133, + 183 + ], + "score": 1.0, + "content": "action", + "type": "text" + }, + { + "bbox": [ + 134, + 171, + 192, + 183 + ], + "score": 0.93, + "content": "a \\in \\mathcal { A } = [ K ]", + "type": "inline_equation" + }, + { + "bbox": [ + 192, + 171, + 506, + 183 + ], + "score": 1.0, + "content": ". 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We can", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 255, + 421, + 270 + ], + "spans": [ + { + "bbox": [ + 105, + 255, + 191, + 270 + ], + "score": 1.0, + "content": "convert any function", + "type": "text" + }, + { + "bbox": [ + 191, + 256, + 224, + 268 + ], + "score": 0.92, + "content": "f ^ { \\prime } \\in \\mathcal { F } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 224, + 255, + 262, + 270 + ], + "score": 1.0, + "content": "to one in", + "type": "text" + }, + { + "bbox": [ + 263, + 257, + 272, + 266 + ], + "score": 0.85, + "content": "\\mathcal { F }", + "type": "inline_equation" + }, + { + "bbox": [ + 272, + 255, + 400, + 270 + ], + "score": 1.0, + "content": "by transforming it to softmax", + "type": "text" + }, + { + "bbox": [ + 401, + 256, + 417, + 268 + ], + "score": 0.83, + "content": "\\left( f ^ { \\prime } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 255, + 421, + 270 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10.5, + "bbox_fs": [ + 105, + 244, + 505, + 270 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 273, + 266, + 285 + ], + "lines": [ + { + "bbox": [ + 106, + 272, + 267, + 287 + ], + "spans": [ + { + "bbox": [ + 106, + 272, + 267, + 287 + ], + "score": 1.0, + "content": "We now proceed to proving the lemmas", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12, + "bbox_fs": [ + 106, + 272, + 267, + 287 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 296, + 483, + 309 + ], + "lines": [ + { + "bbox": [ + 105, + 297, + 484, + 309 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 484, + 309 + ], + "score": 1.0, + "content": "Proof of Lemma 5.2. We can then rewrite the various loss functions from Section 5 as follows", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13, + "bbox_fs": [ + 105, + 297, + 484, + 309 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 222, + 313, + 389, + 349 + ], + "lines": [ + { + "bbox": [ + 222, + 313, + 389, + 349 + ], + "spans": [ + { + "bbox": [ + 222, + 313, + 389, + 349 + ], + "score": 0.9, + "content": "\\hat { L } ( \\phi ) = \\frac { 1 } { T } \\sum _ { i = 1 } ^ { T } \\operatorname* { m i n } _ { f \\in \\mathcal { F } ^ { \\prime } } \\frac { 1 } { n } \\sum _ { j = 1 } ^ { n } \\ell ^ { \\prime } ( f ( \\phi ( s ) ) , a )", + "type": "interline_equation", + "image_path": "5e3fe318c60b05646a82861b47cefbf0039951d03d35b7616c1e0e64e2e7743a.jpg" + } + ] + } + ], + "index": 14.5, + "virtual_lines": [ + { + "bbox": [ + 222, + 313, + 389, + 331.0 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 222, + 331.0, + 389, + 349.0 + ], + "spans": [], + "index": 15 + } + ] + }, + { + "type": "interline_equation", + "bbox": [ + 225, + 360, + 386, + 381 + ], + "lines": [ + { + "bbox": [ + 225, + 360, + 386, + 381 + ], + "spans": [ + { + "bbox": [ + 225, + 360, + 386, + 381 + ], + "score": 0.76, + "content": "L ( \\phi ) = \\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } ^ { \\prime } } { \\operatorname* { m i n } } \\underset { ( s , a ) \\sim \\mu } { \\mathbb { E } } \\ell ^ { \\prime } ( f ( \\phi ( s ) ) , a )", + "type": "interline_equation", + "image_path": "f52ce189c3c23234096d79e702f5f7e4aeb52604845ff4ff83dbd511dd42bc7a.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 225, + 360, + 386, + 381 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "interline_equation", + "bbox": [ + 220, + 394, + 390, + 419 + ], + "lines": [ + { + "bbox": [ + 220, + 394, + 390, + 419 + ], + "spans": [ + { + "bbox": [ + 220, + 394, + 390, + 419 + ], + "score": 0.9, + "content": "\\bar { L } ( \\phi ) = \\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { ( s , a ) \\sim \\mu } { \\mathbb { E } } \\ell ^ { \\prime } ( \\hat { f } _ { \\mathbf { \\mu } \\mathbf { x } } ^ { \\phi } ( \\phi ( s ) ) , a )", + "type": "interline_equation", + "image_path": "de7e947dd96d9e05b0f92ff624f8694b08fc63e0f126dca7f5fe808c20e8e92c.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 220, + 394, + 390, + 419 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 425, + 506, + 477 + ], + "lines": [ + { + "bbox": [ + 106, + 425, + 506, + 443 + ], + "spans": [ + { + "bbox": [ + 106, + 428, + 133, + 442 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 425, + 303, + 443 + ], + "score": 0.87, + "content": "\\begin{array} { r } { \\hat { f ^ { \\prime } } _ { \\mu } ^ { \\phi } \\in \\arg \\operatorname* { m i n } _ { f ^ { \\prime } \\in \\mathcal { F } ^ { \\prime } } \\ell ^ { \\mathbf { x } } ( \\phi , \\mathrm { s o f t r a x } ( f ^ { \\prime } ) ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 428, + 417, + 442 + ], + "score": 1.0, + "content": ". It is easy to show that both", + "type": "text" + }, + { + "bbox": [ + 417, + 429, + 489, + 441 + ], + "score": 0.92, + "content": "\\ell ^ { \\prime } ( \\cdot , a ) \\ell ^ { \\prime } ( f ^ { \\prime } ( \\cdot ) , \\cdot )", + "type": "inline_equation" + }, + { + "bbox": [ + 489, + 428, + 506, + 442 + ], + "score": 1.0, + "content": "are", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 440, + 506, + 454 + ], + "spans": [ + { + "bbox": [ + 105, + 440, + 267, + 454 + ], + "score": 1.0, + "content": "2-lipschitz in their arguments for every", + "type": "text" + }, + { + "bbox": [ + 268, + 442, + 296, + 452 + ], + "score": 0.89, + "content": "a \\in { \\mathcal { A } }", + "type": "inline_equation" + }, + { + "bbox": [ + 297, + 440, + 315, + 454 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 315, + 441, + 350, + 453 + ], + "score": 0.91, + "content": "f ^ { \\prime } \\in \\mathcal { F } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 440, + 506, + 454 + ], + "score": 1.0, + "content": ". Using a slightly modified version of", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 452, + 506, + 468 + ], + "spans": [ + { + "bbox": [ + 105, + 452, + 333, + 468 + ], + "score": 1.0, + "content": "Theorem 2(i) from Maurer et al. (2016), we get that for", + "type": "text" + }, + { + "bbox": [ + 333, + 453, + 424, + 467 + ], + "score": 0.93, + "content": "\\hat { \\phi } \\in \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } \\hat { L } ( \\phi )", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 452, + 506, + 468 + ], + "score": 1.0, + "content": ", with probability at", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 465, + 236, + 477 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 127, + 477 + ], + "score": 1.0, + "content": "least", + "type": "text" + }, + { + "bbox": [ + 127, + 466, + 150, + 476 + ], + "score": 0.87, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 465, + 226, + 477 + ], + "score": 1.0, + "content": "over the choice of", + "type": "text" + }, + { + "bbox": [ + 226, + 466, + 236, + 475 + ], + "score": 0.65, + "content": "\\mathbf { X }", + "type": "inline_equation" + } + ], + "index": 21 + } + ], + "index": 19.5, + "bbox_fs": [ + 105, + 425, + 506, + 477 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 119, + 481, + 493, + 521 + ], + "lines": [ + { + "bbox": [ + 119, + 481, + 493, + 521 + ], + "spans": [ + { + "bbox": [ + 119, + 481, + 493, + 521 + ], + "score": 0.92, + "content": "\\bar { L } ( \\hat { \\phi } ) - \\operatorname* { m i n } _ { \\phi \\in \\Phi } L ( \\phi ) \\leq \\frac { 2 \\sqrt { 2 \\pi } G ( \\Phi ( \\mathbf { S } ) ) } { T \\sqrt { n } } + \\sqrt { 2 \\pi } Q ^ { \\prime } \\operatorname* { s u p } _ { \\phi \\in \\Phi } \\sqrt { \\frac { \\mathbb { E } } { \\mu \\sim \\eta , ( s , a ) \\sim \\mu } \\| \\phi ( s ) \\| ^ { 2 } } + \\sqrt { \\frac { 8 \\log ( 4 / \\delta ) } { T } }", + "type": "interline_equation", + "image_path": "c2d8adc513bcc83e9f9b66cbda61ae26d2ae238d8088068574aa1ff800c438d7.jpg" + } + ] + } + ], + "index": 23, + "virtual_lines": [ + { + "bbox": [ + 119, + 481, + 493, + 494.3333333333333 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 119, + 494.3333333333333, + 493, + 507.66666666666663 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 119, + 507.66666666666663, + 493, + 521.0 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "interline_equation", + "bbox": [ + 185, + 533, + 427, + 562 + ], + "lines": [ + { + "bbox": [ + 185, + 533, + 427, + 562 + ], + "spans": [ + { + "bbox": [ + 185, + 533, + 427, + 562 + ], + "score": 0.9, + "content": "\\bar { L } ( \\hat { \\phi } ) - \\operatorname* { m i n } _ { \\phi \\in \\Phi } L ( \\phi ) \\leq c \\frac { G ( \\Phi ( \\mathbf { S } ) ) } { T \\sqrt { n } } + c ^ { \\prime } \\frac { Q ^ { \\prime } R } { \\sqrt { n } } + c ^ { \\prime \\prime } \\sqrt { \\frac { \\log ( 4 / \\delta ) } { T } }", + "type": "interline_equation", + "image_path": "c05d0d1d48e10a06bc52550d13be95e2e94b5e48476ef170eb0acc18f86c7f9b.jpg" + } + ] + } + ], + "index": 25.5, + "virtual_lines": [ + { + "bbox": [ + 185, + 533, + 427, + 547.5 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 185, + 547.5, + 427, + 562.0 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 568, + 506, + 618 + ], + "lines": [ + { + "bbox": [ + 106, + 568, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 106, + 576, + 134, + 587 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 135, + 568, + 321, + 596 + ], + "score": 0.81, + "content": "Q ^ { \\prime } \\ = \\ \\operatorname* { s u p } _ { y \\in \\mathbb { R } ^ { d n } \\setminus \\{ 0 \\} } \\frac { 1 } { \\| y \\| } \\mathbb { E } \\operatorname* { s u p } _ { f \\in \\mathcal { F } ^ { \\prime } } \\sum _ { i = 1 , j = 1 } ^ { n , K } \\gamma _ { i j } f ^ { \\prime } ( y _ { i } ) _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 575, + 505, + 588 + ], + "score": 1.0, + "content": ". First we discuss why we need a modified", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 595, + 505, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 595, + 505, + 607 + ], + "score": 1.0, + "content": "version of their theorem. Our setting differs from the setting for Theorem 2 from Maurer et al.", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 605, + 225, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 225, + 619 + ], + "score": 1.0, + "content": "(2016) in the following ways", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28, + "bbox_fs": [ + 105, + 568, + 505, + 619 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 622, + 506, + 701 + ], + "lines": [ + { + "bbox": [ + 106, + 622, + 505, + 635 + ], + "spans": [ + { + "bbox": [ + 106, + 622, + 116, + 635 + ], + "score": 1.0, + "content": "•", + "type": "text" + }, + { + "bbox": [ + 116, + 623, + 128, + 633 + ], + "score": 0.84, + "content": "{ \\mathcal { F } } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 622, + 505, + 635 + ], + "score": 1.0, + "content": "is a class of vector valued function in our case, whereas in Maurer et al. (2016) it is assumed", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 115, + 633, + 505, + 647 + ], + "spans": [ + { + "bbox": [ + 115, + 633, + 505, + 647 + ], + "score": 1.0, + "content": "to contain scalar valued. The only place in the proof of the theorem where this shows up is in the", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 115, + 643, + 330, + 659 + ], + "spans": [ + { + "bbox": [ + 115, + 643, + 168, + 659 + ], + "score": 1.0, + "content": "definition of", + "type": "text" + }, + { + "bbox": [ + 168, + 645, + 180, + 657 + ], + "score": 0.88, + "content": "Q ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 180, + 643, + 330, + 659 + ], + "score": 1.0, + "content": ", which we have updated accordingly.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 656, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 106, + 656, + 249, + 668 + ], + "score": 1.0, + "content": "• Maurer et al. (2016) assumes that", + "type": "text" + }, + { + "bbox": [ + 250, + 656, + 278, + 668 + ], + "score": 0.93, + "content": "\\bar { \\ell } ^ { \\prime } ( \\cdot , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 656, + 369, + 668 + ], + "score": 1.0, + "content": "is 1-lipschitz for every", + "type": "text" + }, + { + "bbox": [ + 369, + 657, + 396, + 667 + ], + "score": 0.9, + "content": "a \\in { \\mathcal { A } }", + "type": "inline_equation" + }, + { + "bbox": [ + 396, + 656, + 430, + 668 + ], + "score": 1.0, + "content": "and that", + "type": "text" + }, + { + "bbox": [ + 430, + 656, + 450, + 668 + ], + "score": 0.91, + "content": "f ^ { \\prime } ( \\cdot )", + "type": "inline_equation" + }, + { + "bbox": [ + 451, + 656, + 460, + 668 + ], + "score": 1.0, + "content": "is", + "type": "text" + }, + { + "bbox": [ + 460, + 657, + 468, + 666 + ], + "score": 0.81, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 469, + 656, + 505, + 668 + ], + "score": 1.0, + "content": "lipschitz", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 114, + 666, + 506, + 680 + ], + "spans": [ + { + "bbox": [ + 114, + 666, + 155, + 680 + ], + "score": 1.0, + "content": "for every", + "type": "text" + }, + { + "bbox": [ + 155, + 667, + 188, + 678 + ], + "score": 0.92, + "content": "f ^ { \\prime } \\in \\mathcal { F } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 666, + 506, + 680 + ], + "score": 1.0, + "content": ". However the only properties that are used in the proof of Theorem 16 are that", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 117, + 677, + 506, + 691 + ], + "spans": [ + { + "bbox": [ + 117, + 678, + 145, + 690 + ], + "score": 0.91, + "content": "\\ell ^ { \\prime } ( \\cdot , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 677, + 239, + 691 + ], + "score": 1.0, + "content": "is 1-lipschitz and that", + "type": "text" + }, + { + "bbox": [ + 240, + 678, + 284, + 690 + ], + "score": 0.93, + "content": "\\ell ^ { \\prime } ( f ^ { \\prime } ( \\cdot ) , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 284, + 677, + 297, + 691 + ], + "score": 1.0, + "content": "is", + "type": "text" + }, + { + "bbox": [ + 297, + 678, + 304, + 688 + ], + "score": 0.81, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 305, + 677, + 384, + 691 + ], + "score": 1.0, + "content": "-lipschitz for every", + "type": "text" + }, + { + "bbox": [ + 385, + 678, + 415, + 688 + ], + "score": 0.9, + "content": "a \\in { \\mathcal { A } }", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 677, + 506, + 691 + ], + "score": 1.0, + "content": ", which is exactly the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 114, + 689, + 439, + 702 + ], + "spans": [ + { + "bbox": [ + 114, + 689, + 439, + 702 + ], + "score": 1.0, + "content": "property that we have. Hence their proof follows through for our setting as well.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 33, + "bbox_fs": [ + 106, + 622, + 506, + 702 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 163, + 705, + 381, + 735 + ], + "lines": [ + { + "bbox": [ + 163, + 705, + 381, + 735 + ], + "spans": [ + { + "bbox": [ + 163, + 705, + 381, + 735 + ], + "score": 0.88, + "content": "Q ^ { \\prime } : = \\operatorname* { s u p } _ { y \\in \\mathbb { R } ^ { d n } \\setminus \\{ 0 \\} } \\frac { 1 } { \\| y \\| } \\mathbb { E } \\operatorname* { s u p } _ { f \\in \\mathcal { F } ^ { \\prime } } \\sum _ { i = 1 , j = 1 } ^ { n , K } \\gamma _ { i j } f ^ { \\prime } ( y _ { i } ) _ { j } \\leq \\sqrt { K }", + "type": "interline_equation", + "image_path": "2f4980af2c4f216fbb545c7f0ba14fa69e86205ffde53e68f7016b7de02a966f.jpg" + } + ] + } + ], + "index": 37.5, + "virtual_lines": [ + { + "bbox": [ + 163, + 705, + 381, + 720.0 + ], + "spans": [], + "index": 37 + }, + { + "bbox": [ + 163, + 720.0, + 381, + 735.0 + ], + "spans": [], + "index": 38 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 133, + 94 + ], + "lines": [ + { + "bbox": [ + 104, + 81, + 135, + 97 + ], + "spans": [ + { + "bbox": [ + 104, + 81, + 135, + 97 + ], + "score": 1.0, + "content": "Proof.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "interline_equation", + "bbox": [ + 179, + 104, + 434, + 334 + ], + "lines": [ + { + "bbox": [ + 179, + 104, + 434, + 334 + ], + "spans": [ + { + "bbox": [ + 179, + 104, + 434, + 334 + ], + "score": 0.92, + "content": "\\begin{array} { r l } { Q ^ { \\prime } \\simeq \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { y \\in \\mathcal { U } _ { \\ell } ( \\cdot ) } \\frac { \\sum _ { i = 1 } ^ { n } \\hat { \\mathcal { U } } _ { \\ell } ^ { i } } { \\| y \\| } ( \\mathrm { E } _ { i } ) , } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { y \\in \\mathcal { U } _ { \\ell } ( \\cdot ) \\times \\frac { \\sum _ { i = 1 } ^ { n } \\hat { \\mathcal { U } } _ { \\ell } ^ { i } } { \\| y \\| } } \\mathrm { E } _ { i } ^ { x } } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } - \\mathrm { E } _ { i } ^ { x } ( \\mathrm { E } _ { i } ) , } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } - \\mathrm { E } _ { i } ^ { x } ( \\mathrm { E } _ { i } ) , } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } } \\\\ \\leq \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } ( \\sum _ i \\end{array}", + "type": "interline_equation", + "image_path": "c556a0c4b7b2db6919bca245babfd3368cee3ff73189c003f08fe84729cc0a7a.jpg" + } + ] + } + ], + "index": 7.5, + "virtual_lines": [ + { + "bbox": [ + 179, + 104, + 434, + 120.42857142857143 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 179, + 120.42857142857143, + 434, + 136.85714285714286 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 179, + 136.85714285714286, + 434, + 153.28571428571428 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 179, + 153.28571428571428, + 434, + 169.7142857142857 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 179, + 169.7142857142857, + 434, + 186.1428571428571 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 179, + 186.1428571428571, + 434, + 202.57142857142853 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 179, + 202.57142857142853, + 434, + 218.99999999999994 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 179, + 218.99999999999994, + 434, + 235.42857142857136 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 179, + 235.42857142857136, + 434, + 251.85714285714278 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 179, + 251.85714285714278, + 434, + 268.2857142857142 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 179, + 268.2857142857142, + 434, + 284.71428571428567 + ], + "spans": [], + "index": 11 + }, + { + "bbox": [ + 179, + 284.71428571428567, + 434, + 301.1428571428571 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 179, + 301.1428571428571, + 434, + 317.57142857142856 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 179, + 317.57142857142856, + 434, + 334.0 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 337, + 504, + 361 + ], + "lines": [ + { + "bbox": [ + 106, + 338, + 505, + 351 + ], + "spans": [ + { + "bbox": [ + 106, + 338, + 505, + 351 + ], + "score": 1.0, + "content": "where we use Jensen’s inequality and linearity of expectation for the first inequality and properties", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 349, + 505, + 362 + ], + "spans": [ + { + "bbox": [ + 106, + 349, + 363, + 362 + ], + "score": 1.0, + "content": "of standard normal gaussian variables for the equality after that.", + "type": "text" + }, + { + "bbox": [ + 495, + 350, + 505, + 360 + ], + "score": 0.998, + "content": "□", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15.5 + }, + { + "type": "text", + "bbox": [ + 106, + 378, + 358, + 391 + ], + "lines": [ + { + "bbox": [ + 105, + 377, + 358, + 393 + ], + "spans": [ + { + "bbox": [ + 105, + 377, + 358, + 393 + ], + "score": 1.0, + "content": "Plugging in Lemma A.1 into Equation 11 completes the proof.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "text", + "bbox": [ + 108, + 409, + 276, + 421 + ], + "lines": [ + { + "bbox": [ + 107, + 409, + 277, + 422 + ], + "spans": [ + { + "bbox": [ + 107, + 409, + 277, + 422 + ], + "score": 1.0, + "content": "We now proceed to prove the next lemma.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 106, + 437, + 505, + 476 + ], + "lines": [ + { + "bbox": [ + 105, + 437, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 229, + 453 + ], + "score": 1.0, + "content": "Proof of Lemma 5.3. Suppose", + "type": "text" + }, + { + "bbox": [ + 230, + 438, + 358, + 457 + ], + "score": 0.9, + "content": "\\bar { L } ( \\phi ) = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\ell ^ { \\mu } ( \\pi ^ { \\phi , \\mathbf { x } } ) \\leq \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 358, + 437, + 426, + 453 + ], + "score": 1.0, + "content": ". Consider a task", + "type": "text" + }, + { + "bbox": [ + 426, + 441, + 452, + 451 + ], + "score": 0.9, + "content": "\\mu \\sim \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 453, + 437, + 505, + 453 + ], + "score": 1.0, + "content": "and samples", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 455, + 506, + 477 + ], + "spans": [ + { + "bbox": [ + 106, + 459, + 138, + 470 + ], + "score": 0.92, + "content": "\\mathbf { x } \\sim \\boldsymbol { \\mu } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 138, + 455, + 168, + 477 + ], + "score": 1.0, + "content": "and let", + "type": "text" + }, + { + "bbox": [ + 169, + 457, + 241, + 471 + ], + "score": 0.93, + "content": "\\epsilon _ { \\mu } ( { \\bf x } ) = \\ell ^ { \\mu } ( \\pi ^ { \\phi , { \\bf x } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 455, + 271, + 477 + ], + "score": 1.0, + "content": "so that", + "type": "text" + }, + { + "bbox": [ + 272, + 458, + 369, + 475 + ], + "score": 0.85, + "content": "\\bar { L } ( \\phi ) = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\epsilon _ { \\mu } ( \\mathbf { x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 455, + 397, + 477 + ], + "score": 1.0, + "content": ". Since", + "type": "text" + }, + { + "bbox": [ + 398, + 459, + 410, + 471 + ], + "score": 0.89, + "content": "\\pi _ { \\mu } ^ { \\ast }", + "type": "inline_equation" + }, + { + "bbox": [ + 410, + 455, + 506, + 477 + ], + "score": 1.0, + "content": "is deterministic, we get", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 19.5 + }, + { + "type": "interline_equation", + "bbox": [ + 171, + 483, + 440, + 555 + ], + "lines": [ + { + "bbox": [ + 171, + 483, + 440, + 555 + ], + "spans": [ + { + "bbox": [ + 171, + 483, + 440, + 555 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } \\underset { a \\sim \\pi ^ { \\phi , \\mathbf { x } } } { \\mathbb { E } } \\mathbb { I } \\{ a \\neq \\pi _ { \\mu } ^ { * } ( s ) \\} = \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } [ 1 - \\pi ^ { \\phi , \\mathbf { x } } ( s ) _ { \\pi _ { \\mu } ^ { * } ( s ) } ] } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\leq \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } [ - \\log ( 1 - ( 1 - \\pi ^ { \\phi , \\mathbf { x } } ( s ) _ { \\pi _ { \\mu } ^ { * } ( s ) } ) ) ] } \\\\ & { \\quad \\quad \\quad \\quad = \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } [ - \\log ( \\pi ^ { \\phi , \\mathbf { x } } ( s ) _ { \\pi _ { \\mu } ^ { * } ( s ) } ) ] = \\epsilon _ { \\mu } ( \\mathbf { x } ) } \\end{array}", + "type": "interline_equation", + "image_path": "9c6c2f928787840e6a62ea1eb363498463c4a93ab65e1cf9b646f39209fd856f.jpg" + } + ] + } + ], + "index": 22, + "virtual_lines": [ + { + "bbox": [ + 171, + 483, + 440, + 507.0 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 171, + 507.0, + 440, + 531.0 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 171, + 531.0, + 440, + 555.0 + ], + "spans": [], + "index": 23 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 561, + 504, + 596 + ], + "lines": [ + { + "bbox": [ + 105, + 559, + 506, + 576 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 218, + 576 + ], + "score": 1.0, + "content": "where we use the fact that", + "type": "text" + }, + { + "bbox": [ + 218, + 562, + 295, + 574 + ], + "score": 0.91, + "content": "x \\leq - \\log ( 1 - x )", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 559, + 312, + 576 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 312, + 563, + 340, + 572 + ], + "score": 0.88, + "content": "x \\ : < 1 ", + "type": "inline_equation" + }, + { + "bbox": [ + 341, + 559, + 506, + 576 + ], + "score": 1.0, + "content": ". for the first inequality. Thus by using", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 570, + 506, + 587 + ], + "spans": [ + { + "bbox": [ + 105, + 570, + 298, + 587 + ], + "score": 1.0, + "content": "Theorem 2.1 from Ross et al. (2011), we get that", + "type": "text" + }, + { + "bbox": [ + 298, + 573, + 423, + 586 + ], + "score": 0.93, + "content": "J _ { \\mu } ( \\pi ^ { \\phi , \\mathbf { x } } ) { - } J _ { \\mu } ( \\pi ^ { * } ) \\leq H ^ { 2 } \\epsilon _ { \\mu } ( \\mathbf { \\bar { x } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 570, + 506, + 587 + ], + "score": 1.0, + "content": ". Taking expectation", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 583, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 106, + 583, + 129, + 596 + ], + "score": 1.0, + "content": "w.r.t.", + "type": "text" + }, + { + "bbox": [ + 129, + 586, + 155, + 596 + ], + "score": 0.89, + "content": "\\mu \\sim \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 583, + 173, + 596 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 173, + 585, + 205, + 596 + ], + "score": 0.91, + "content": "\\mathbf { x } \\sim \\boldsymbol { \\mu } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 205, + 583, + 290, + 596 + ], + "score": 1.0, + "content": "completes the proof.", + "type": "text" + }, + { + "bbox": [ + 495, + 585, + 505, + 595 + ], + "score": 0.999, + "content": "□", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 106, + 613, + 370, + 626 + ], + "lines": [ + { + "bbox": [ + 106, + 613, + 370, + 627 + ], + "spans": [ + { + "bbox": [ + 106, + 613, + 370, + 627 + ], + "score": 1.0, + "content": "Proof of Theorem 5.1. By using Assumption 5.2, we first get that", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "interline_equation", + "bbox": [ + 218, + 632, + 392, + 701 + ], + "lines": [ + { + "bbox": [ + 218, + 632, + 392, + 701 + ], + "spans": [ + { + "bbox": [ + 218, + 632, + 392, + 701 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { L ( \\phi ^ { * } ) = \\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { \\pi \\in \\Pi ^ { \\phi ^ { * } } } { \\mathrm { m i n } } \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } - \\log ( \\pi ( s ) _ { \\pi _ { \\mu } ^ { * } ( s ) } ) } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\quad \\end{array}", + "type": "interline_equation", + "image_path": "377a4e7c4d4805894aa51060897880078863efac3532945b30d95dd42c143c6e.jpg" + } + ] + } + ], + "index": 29.5, + "virtual_lines": [ + { + "bbox": [ + 218, + 632, + 392, + 649.25 + ], + "spans": [], + "index": 28 + }, + { + "bbox": [ + 218, + 649.25, + 392, + 666.5 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 218, + 666.5, + 392, + 683.75 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 218, + 683.75, + 392, + 701.0 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 706, + 505, + 733 + ], + "lines": [ + { + "bbox": [ + 105, + 705, + 506, + 721 + ], + "spans": [ + { + "bbox": [ + 105, + 705, + 232, + 721 + ], + "score": 1.0, + "content": "where in the last step we used", + "type": "text" + }, + { + "bbox": [ + 233, + 707, + 314, + 720 + ], + "score": 0.89, + "content": "- \\log ( 1 - x ) \\leq 2 x", + "type": "inline_equation" + }, + { + "bbox": [ + 315, + 705, + 331, + 721 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 331, + 707, + 369, + 720 + ], + "score": 0.92, + "content": "x < 1 / 2", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 705, + 506, + 721 + ], + "score": 1.0, + "content": ". Hence from Lemma 5.2 we get", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 718, + 505, + 735 + ], + "spans": [ + { + "bbox": [ + 106, + 718, + 189, + 733 + ], + "score": 0.92, + "content": "\\bar { L } ( \\hat { \\phi } ) \\leq 2 \\gamma + \\epsilon _ { g e n , h }", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 718, + 429, + 735 + ], + "score": 1.0, + "content": ", which combining with Lemma 5.3 gives the desired result.", + "type": "text" + }, + { + "bbox": [ + 495, + 721, + 505, + 733 + ], + "score": 0.999, + "content": "□", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 32.5 + } + ], + "page_idx": 12, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 309, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 308, + 39 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 308, + 39 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 761 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "13", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 494, + 379, + 505, + 390 + ], + "lines": [ + { + "bbox": [ + 495, + 380, + 505, + 390 + ], + "spans": [ + { + "bbox": [ + 495, + 380, + 505, + 390 + ], + "score": 0.999, + "content": "□", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 133, + 94 + ], + "lines": [ + { + "bbox": [ + 104, + 81, + 135, + 97 + ], + "spans": [ + { + "bbox": [ + 104, + 81, + 135, + 97 + ], + "score": 1.0, + "content": "Proof.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0, + "bbox_fs": [ + 104, + 81, + 135, + 97 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 179, + 104, + 434, + 334 + ], + "lines": [ + { + "bbox": [ + 179, + 104, + 434, + 334 + ], + "spans": [ + { + "bbox": [ + 179, + 104, + 434, + 334 + ], + "score": 0.92, + "content": "\\begin{array} { r l } { Q ^ { \\prime } \\simeq \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { y \\in \\mathcal { U } _ { \\ell } ( \\cdot ) } \\frac { \\sum _ { i = 1 } ^ { n } \\hat { \\mathcal { U } } _ { \\ell } ^ { i } } { \\| y \\| } ( \\mathrm { E } _ { i } ) , } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { y \\in \\mathcal { U } _ { \\ell } ( \\cdot ) \\times \\frac { \\sum _ { i = 1 } ^ { n } \\hat { \\mathcal { U } } _ { \\ell } ^ { i } } { \\| y \\| } } \\mathrm { E } _ { i } ^ { x } } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } - \\mathrm { E } _ { i } ^ { x } ( \\mathrm { E } _ { i } ) , } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } - \\mathrm { E } _ { i } ^ { x } ( \\mathrm { E } _ { i } ) , } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } } \\\\ { = \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } \\mathrm { E } _ { \\| y \\| } ^ { x } } \\\\ \\leq \\underset { y \\in \\mathbb { R } ^ { n + 1 } ( \\times ( 0 , 1 ) } { \\operatorname* { s u p } } \\frac { 1 } { \\| y \\| } ( \\sum _ i \\end{array}", + "type": "interline_equation", + "image_path": "c556a0c4b7b2db6919bca245babfd3368cee3ff73189c003f08fe84729cc0a7a.jpg" + } + ] + } + ], + "index": 7.5, + "virtual_lines": [ + { + "bbox": [ + 179, + 104, + 434, + 120.42857142857143 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 179, + 120.42857142857143, + 434, + 136.85714285714286 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 179, + 136.85714285714286, + 434, + 153.28571428571428 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 179, + 153.28571428571428, + 434, + 169.7142857142857 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 179, + 169.7142857142857, + 434, + 186.1428571428571 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 179, + 186.1428571428571, + 434, + 202.57142857142853 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 179, + 202.57142857142853, + 434, + 218.99999999999994 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 179, + 218.99999999999994, + 434, + 235.42857142857136 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 179, + 235.42857142857136, + 434, + 251.85714285714278 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 179, + 251.85714285714278, + 434, + 268.2857142857142 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 179, + 268.2857142857142, + 434, + 284.71428571428567 + ], + "spans": [], + "index": 11 + }, + { + "bbox": [ + 179, + 284.71428571428567, + 434, + 301.1428571428571 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 179, + 301.1428571428571, + 434, + 317.57142857142856 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 179, + 317.57142857142856, + 434, + 334.0 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 337, + 504, + 361 + ], + "lines": [ + { + "bbox": [ + 106, + 338, + 505, + 351 + ], + "spans": [ + { + "bbox": [ + 106, + 338, + 505, + 351 + ], + "score": 1.0, + "content": "where we use Jensen’s inequality and linearity of expectation for the first inequality and properties", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 349, + 505, + 362 + ], + "spans": [ + { + "bbox": [ + 106, + 349, + 363, + 362 + ], + "score": 1.0, + "content": "of standard normal gaussian variables for the equality after that.", + "type": "text" + }, + { + "bbox": [ + 495, + 350, + 505, + 360 + ], + "score": 0.998, + "content": "□", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15.5, + "bbox_fs": [ + 106, + 338, + 505, + 362 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 378, + 358, + 391 + ], + "lines": [ + { + "bbox": [ + 105, + 377, + 358, + 393 + ], + "spans": [ + { + "bbox": [ + 105, + 377, + 358, + 393 + ], + "score": 1.0, + "content": "Plugging in Lemma A.1 into Equation 11 completes the proof.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17, + "bbox_fs": [ + 105, + 377, + 358, + 393 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 409, + 276, + 421 + ], + "lines": [ + { + "bbox": [ + 107, + 409, + 277, + 422 + ], + "spans": [ + { + "bbox": [ + 107, + 409, + 277, + 422 + ], + "score": 1.0, + "content": "We now proceed to prove the next lemma.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18, + "bbox_fs": [ + 107, + 409, + 277, + 422 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 437, + 505, + 476 + ], + "lines": [ + { + "bbox": [ + 105, + 437, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 229, + 453 + ], + "score": 1.0, + "content": "Proof of Lemma 5.3. Suppose", + "type": "text" + }, + { + "bbox": [ + 230, + 438, + 358, + 457 + ], + "score": 0.9, + "content": "\\bar { L } ( \\phi ) = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\ell ^ { \\mu } ( \\pi ^ { \\phi , \\mathbf { x } } ) \\leq \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 358, + 437, + 426, + 453 + ], + "score": 1.0, + "content": ". Consider a task", + "type": "text" + }, + { + "bbox": [ + 426, + 441, + 452, + 451 + ], + "score": 0.9, + "content": "\\mu \\sim \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 453, + 437, + 505, + 453 + ], + "score": 1.0, + "content": "and samples", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 455, + 506, + 477 + ], + "spans": [ + { + "bbox": [ + 106, + 459, + 138, + 470 + ], + "score": 0.92, + "content": "\\mathbf { x } \\sim \\boldsymbol { \\mu } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 138, + 455, + 168, + 477 + ], + "score": 1.0, + "content": "and let", + "type": "text" + }, + { + "bbox": [ + 169, + 457, + 241, + 471 + ], + "score": 0.93, + "content": "\\epsilon _ { \\mu } ( { \\bf x } ) = \\ell ^ { \\mu } ( \\pi ^ { \\phi , { \\bf x } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 455, + 271, + 477 + ], + "score": 1.0, + "content": "so that", + "type": "text" + }, + { + "bbox": [ + 272, + 458, + 369, + 475 + ], + "score": 0.85, + "content": "\\bar { L } ( \\phi ) = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\epsilon _ { \\mu } ( \\mathbf { x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 455, + 397, + 477 + ], + "score": 1.0, + "content": ". Since", + "type": "text" + }, + { + "bbox": [ + 398, + 459, + 410, + 471 + ], + "score": 0.89, + "content": "\\pi _ { \\mu } ^ { \\ast }", + "type": "inline_equation" + }, + { + "bbox": [ + 410, + 455, + 506, + 477 + ], + "score": 1.0, + "content": "is deterministic, we get", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 19.5, + "bbox_fs": [ + 105, + 437, + 506, + 477 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 171, + 483, + 440, + 555 + ], + "lines": [ + { + "bbox": [ + 171, + 483, + 440, + 555 + ], + "spans": [ + { + "bbox": [ + 171, + 483, + 440, + 555 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } \\underset { a \\sim \\pi ^ { \\phi , \\mathbf { x } } } { \\mathbb { E } } \\mathbb { I } \\{ a \\neq \\pi _ { \\mu } ^ { * } ( s ) \\} = \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } [ 1 - \\pi ^ { \\phi , \\mathbf { x } } ( s ) _ { \\pi _ { \\mu } ^ { * } ( s ) } ] } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\leq \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } [ - \\log ( 1 - ( 1 - \\pi ^ { \\phi , \\mathbf { x } } ( s ) _ { \\pi _ { \\mu } ^ { * } ( s ) } ) ) ] } \\\\ & { \\quad \\quad \\quad \\quad = \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } [ - \\log ( \\pi ^ { \\phi , \\mathbf { x } } ( s ) _ { \\pi _ { \\mu } ^ { * } ( s ) } ) ] = \\epsilon _ { \\mu } ( \\mathbf { x } ) } \\end{array}", + "type": "interline_equation", + "image_path": "9c6c2f928787840e6a62ea1eb363498463c4a93ab65e1cf9b646f39209fd856f.jpg" + } + ] + } + ], + "index": 22, + "virtual_lines": [ + { + "bbox": [ + 171, + 483, + 440, + 507.0 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 171, + 507.0, + 440, + 531.0 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 171, + 531.0, + 440, + 555.0 + ], + "spans": [], + "index": 23 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 561, + 504, + 596 + ], + "lines": [ + { + "bbox": [ + 105, + 559, + 506, + 576 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 218, + 576 + ], + "score": 1.0, + "content": "where we use the fact that", + "type": "text" + }, + { + "bbox": [ + 218, + 562, + 295, + 574 + ], + "score": 0.91, + "content": "x \\leq - \\log ( 1 - x )", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 559, + 312, + 576 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 312, + 563, + 340, + 572 + ], + "score": 0.88, + "content": "x \\ : < 1 ", + "type": "inline_equation" + }, + { + "bbox": [ + 341, + 559, + 506, + 576 + ], + "score": 1.0, + "content": ". for the first inequality. Thus by using", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 570, + 506, + 587 + ], + "spans": [ + { + "bbox": [ + 105, + 570, + 298, + 587 + ], + "score": 1.0, + "content": "Theorem 2.1 from Ross et al. (2011), we get that", + "type": "text" + }, + { + "bbox": [ + 298, + 573, + 423, + 586 + ], + "score": 0.93, + "content": "J _ { \\mu } ( \\pi ^ { \\phi , \\mathbf { x } } ) { - } J _ { \\mu } ( \\pi ^ { * } ) \\leq H ^ { 2 } \\epsilon _ { \\mu } ( \\mathbf { \\bar { x } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 570, + 506, + 587 + ], + "score": 1.0, + "content": ". Taking expectation", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 583, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 106, + 583, + 129, + 596 + ], + "score": 1.0, + "content": "w.r.t.", + "type": "text" + }, + { + "bbox": [ + 129, + 586, + 155, + 596 + ], + "score": 0.89, + "content": "\\mu \\sim \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 583, + 173, + 596 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 173, + 585, + 205, + 596 + ], + "score": 0.91, + "content": "\\mathbf { x } \\sim \\boldsymbol { \\mu } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 205, + 583, + 290, + 596 + ], + "score": 1.0, + "content": "completes the proof.", + "type": "text" + }, + { + "bbox": [ + 495, + 585, + 505, + 595 + ], + "score": 0.999, + "content": "□", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25, + "bbox_fs": [ + 105, + 559, + 506, + 596 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 613, + 370, + 626 + ], + "lines": [ + { + "bbox": [ + 106, + 613, + 370, + 627 + ], + "spans": [ + { + "bbox": [ + 106, + 613, + 370, + 627 + ], + "score": 1.0, + "content": "Proof of Theorem 5.1. By using Assumption 5.2, we first get that", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27, + "bbox_fs": [ + 106, + 613, + 370, + 627 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 218, + 632, + 392, + 701 + ], + "lines": [ + { + "bbox": [ + 218, + 632, + 392, + 701 + ], + "spans": [ + { + "bbox": [ + 218, + 632, + 392, + 701 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { L ( \\phi ^ { * } ) = \\underset { \\mu \\sim \\eta } { \\mathbb { E } } \\underset { \\pi \\in \\Pi ^ { \\phi ^ { * } } } { \\mathrm { m i n } } \\underset { s \\sim \\nu _ { \\mu } ^ { * } } { \\mathbb { E } } - \\log ( \\pi ( s ) _ { \\pi _ { \\mu } ^ { * } ( s ) } ) } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\quad \\end{array}", + "type": "interline_equation", + "image_path": "377a4e7c4d4805894aa51060897880078863efac3532945b30d95dd42c143c6e.jpg" + } + ] + } + ], + "index": 29.5, + "virtual_lines": [ + { + "bbox": [ + 218, + 632, + 392, + 649.25 + ], + "spans": [], + "index": 28 + }, + { + "bbox": [ + 218, + 649.25, + 392, + 666.5 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 218, + 666.5, + 392, + 683.75 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 218, + 683.75, + 392, + 701.0 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 706, + 505, + 733 + ], + "lines": [ + { + "bbox": [ + 105, + 705, + 506, + 721 + ], + "spans": [ + { + "bbox": [ + 105, + 705, + 232, + 721 + ], + "score": 1.0, + "content": "where in the last step we used", + "type": "text" + }, + { + "bbox": [ + 233, + 707, + 314, + 720 + ], + "score": 0.89, + "content": "- \\log ( 1 - x ) \\leq 2 x", + "type": "inline_equation" + }, + { + "bbox": [ + 315, + 705, + 331, + 721 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 331, + 707, + 369, + 720 + ], + "score": 0.92, + "content": "x < 1 / 2", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 705, + 506, + 721 + ], + "score": 1.0, + "content": ". Hence from Lemma 5.2 we get", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 718, + 505, + 735 + ], + "spans": [ + { + "bbox": [ + 106, + 718, + 189, + 733 + ], + "score": 0.92, + "content": "\\bar { L } ( \\hat { \\phi } ) \\leq 2 \\gamma + \\epsilon _ { g e n , h }", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 718, + 429, + 735 + ], + "score": 1.0, + "content": ", which combining with Lemma 5.3 gives the desired result.", + "type": "text" + }, + { + "bbox": [ + 495, + 721, + 505, + 733 + ], + "score": 0.999, + "content": "□", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 32.5, + "bbox_fs": [ + 105, + 705, + 506, + 735 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 81, + 311, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 79, + 311, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 79, + 311, + 96 + ], + "score": 1.0, + "content": "B PROOFS FOR OBSERVATION-ALONE", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 105, + 506, + 159 + ], + "lines": [ + { + "bbox": [ + 105, + 105, + 506, + 119 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 506, + 119 + ], + "score": 1.0, + "content": "Before proving Theorem 6.1, we introduce the following loss functions, as we did in the proof sketch", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 115, + 506, + 131 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 388, + 131 + ], + "score": 1.0, + "content": "for the behavioral cloning setting. We again abuse notation and define", + "type": "text" + }, + { + "bbox": [ + 389, + 116, + 474, + 129 + ], + "score": 0.93, + "content": "\\ell ^ { \\mu } ( \\phi , f ) : = \\ell ^ { \\mu } ( \\dot { \\pi } ^ { \\phi , f } )", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 115, + 506, + 131 + ], + "score": 1.0, + "content": ", where", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 107, + 127, + 506, + 147 + ], + "spans": [ + { + "bbox": [ + 107, + 130, + 117, + 139 + ], + "score": 0.8, + "content": "\\ell ^ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 117, + 127, + 238, + 147 + ], + "score": 1.0, + "content": "is defined in Equation 6. Let", + "type": "text" + }, + { + "bbox": [ + 239, + 128, + 333, + 147 + ], + "score": 0.93, + "content": "\\hat { f } _ { \\mathbf { x } } ^ { \\phi } = \\arg \\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\ell ^ { \\mathbf { x } } ( \\phi , f )", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 127, + 506, + 147 + ], + "score": 1.0, + "content": "be the optimal task specific parameter for", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 146, + 383, + 160 + ], + "spans": [ + { + "bbox": [ + 105, + 146, + 125, + 160 + ], + "score": 1.0, + "content": "task", + "type": "text" + }, + { + "bbox": [ + 125, + 149, + 132, + 158 + ], + "score": 0.79, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 133, + 146, + 230, + 160 + ], + "score": 1.0, + "content": "by fixing representation", + "type": "text" + }, + { + "bbox": [ + 231, + 147, + 238, + 158 + ], + "score": 0.85, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 238, + 146, + 383, + 160 + ], + "score": 1.0, + "content": ". As before, we define the following", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 2.5 + }, + { + "type": "interline_equation", + "bbox": [ + 240, + 162, + 370, + 184 + ], + "lines": [ + { + "bbox": [ + 240, + 162, + 370, + 184 + ], + "spans": [ + { + "bbox": [ + 240, + 162, + 370, + 184 + ], + "score": 0.93, + "content": "\\bar { L } _ { h } ( \\phi _ { h } ) = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu _ { h } ^ { n } } { \\mathbb { E } } \\ell _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi _ { h } } )", + "type": "interline_equation", + "image_path": "ad0d9ee0c4691bbd50d2db1791e75183be0ce62b326ff6e247a2a0067002294d.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 240, + 162, + 370, + 184 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 189, + 505, + 213 + ], + "lines": [ + { + "bbox": [ + 105, + 189, + 505, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 189, + 369, + 204 + ], + "score": 1.0, + "content": "We first show a guarantee on the performance of representations", + "type": "text" + }, + { + "bbox": [ + 369, + 189, + 424, + 203 + ], + "score": 0.92, + "content": "( \\hat { \\phi } _ { 1 } , \\dots , \\hat { \\phi } _ { H } )", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 189, + 505, + 204 + ], + "score": 1.0, + "content": "as measured by the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 200, + 199, + 215 + ], + "spans": [ + { + "bbox": [ + 105, + 200, + 146, + 215 + ], + "score": 1.0, + "content": "functions", + "type": "text" + }, + { + "bbox": [ + 146, + 201, + 195, + 213 + ], + "score": 0.93, + "content": "\\bar { L } _ { 1 } , \\dotsc , \\bar { L } _ { H }", + "type": "inline_equation" + }, + { + "bbox": [ + 195, + 200, + 199, + 215 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5 + }, + { + "type": "text", + "bbox": [ + 105, + 214, + 489, + 228 + ], + "lines": [ + { + "bbox": [ + 104, + 212, + 488, + 231 + ], + "spans": [ + { + "bbox": [ + 104, + 212, + 268, + 231 + ], + "score": 1.0, + "content": "Theorem B.1. With probability at least", + "type": "text" + }, + { + "bbox": [ + 268, + 216, + 291, + 226 + ], + "score": 0.86, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 291, + 212, + 350, + 231 + ], + "score": 1.0, + "content": "in the draw of", + "type": "text" + }, + { + "bbox": [ + 351, + 214, + 488, + 228 + ], + "score": 0.86, + "content": "\\mathbf { X } = ( \\mathbf { X } ^ { ( 1 ) } , \\ldots , \\mathbf { X } ^ { ( H ) } ) , \\forall h \\in [ H ]", + "type": "inline_equation" + } + ], + "index": 8 + } + ], + "index": 8 + }, + { + "type": "interline_equation", + "bbox": [ + 107, + 231, + 495, + 288 + ], + "lines": [ + { + "bbox": [ + 155, + 231, + 495, + 288 + ], + "spans": [ + { + "bbox": [ + 155, + 231, + 495, + 288 + ], + "score": 0.53, + "content": "\\begin{array} { r l } & { \\quad \\bar { L } _ { h } ( \\hat { \\phi } _ { h } ) \\leq \\operatorname* { m i n } _ { \\phi \\in \\Phi } L _ { h } ( \\phi ) + c \\epsilon _ { g e n , h } ( \\Phi ) + c ^ { \\prime } \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) + c ^ { \\prime \\prime } \\sqrt { \\frac { \\ln ( H / \\delta ) } { T } } } \\\\ & { \\mathfrak { \\iota } _ { \\iota } ( \\Phi ) = \\frac { K G ( \\Phi ( \\mathbf { S } _ { h } ) ) } { T \\sqrt { \\pi } } \\ a n d \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) = \\underset { \\mu \\sim \\eta \\times \\pi ^ { \\prime \\prime } } { \\mathbb { E } } \\frac { \\mathbb { E } } { \\kappa \\cdot \\sqrt { \\mathfrak { a } } } \\left[ \\frac { K G ( \\mathcal { G } ( \\tilde { \\mathbf { s } } _ { h } ) ) } { n } + \\frac { G ( \\mathcal { G } ( \\bar { \\mathbf { s } } _ { h } ) ) } { n } \\right] + \\frac { R K \\sqrt { K } } { \\sqrt { n } } } \\end{array}", + "type": "interline_equation", + "image_path": "d33c032d7d1902a73d974c749979c04aa2939e1ad3eb0c9c89b2f6e61870a92c.jpg" + } + ] + } + ], + "index": 10, + "virtual_lines": [ + { + "bbox": [ + 107, + 231, + 495, + 250.0 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 107, + 250.0, + 495, + 269.0 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 107, + 269.0, + 495, + 288.0 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 294, + 363, + 307 + ], + "lines": [ + { + "bbox": [ + 106, + 294, + 364, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 216, + 308 + ], + "score": 1.0, + "content": "We then connect the losses", + "type": "text" + }, + { + "bbox": [ + 216, + 294, + 229, + 306 + ], + "score": 0.89, + "content": "\\bar { L } _ { h }", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 294, + 364, + 308 + ], + "score": 1.0, + "content": "to the expected cost on the tasks.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 106, + 309, + 506, + 345 + ], + "lines": [ + { + "bbox": [ + 105, + 307, + 504, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 274, + 322 + ], + "score": 1.0, + "content": "Theorem B.2. Consider representations", + "type": "text" + }, + { + "bbox": [ + 274, + 309, + 328, + 321 + ], + "score": 0.91, + "content": "\\left( \\phi _ { 1 } , \\ldots , \\phi _ { H } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 307, + 351, + 322 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 351, + 308, + 406, + 321 + ], + "score": 0.92, + "content": "\\bar { L } _ { h } ( \\phi _ { h } ) \\le \\epsilon _ { h }", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 307, + 427, + 322 + ], + "score": 1.0, + "content": ". Let", + "type": "text" + }, + { + "bbox": [ + 428, + 309, + 504, + 321 + ], + "score": 0.85, + "content": "\\mathbf { x } = ( \\mathbf { x } _ { 1 } , \\ldots , \\mathbf { x } _ { H } )", + "type": "inline_equation" + } + ], + "index": 13 + }, + { + "bbox": [ + 104, + 319, + 505, + 334 + ], + "spans": [ + { + "bbox": [ + 104, + 319, + 334, + 334 + ], + "score": 1.0, + "content": "be samples at different levels for a newly sampled task", + "type": "text" + }, + { + "bbox": [ + 335, + 322, + 364, + 332 + ], + "score": 0.89, + "content": "\\mu \\sim \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 319, + 406, + 334 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 407, + 321, + 447, + 333 + ], + "score": 0.9, + "content": "\\mathbf { x } _ { h } \\sim \\mu _ { h } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 319, + 471, + 334 + ], + "score": 1.0, + "content": ". Let", + "type": "text" + }, + { + "bbox": [ + 471, + 321, + 505, + 332 + ], + "score": 0.79, + "content": "\\pi ^ { \\phi , { \\bf x } } =", + "type": "inline_equation" + } + ], + "index": 14 + }, + { + "bbox": [ + 107, + 330, + 462, + 346 + ], + "spans": [ + { + "bbox": [ + 107, + 332, + 194, + 344 + ], + "score": 0.92, + "content": "( \\pi ^ { \\phi _ { 1 } , \\mathbf { x } _ { 1 } } , \\ldots , \\pi ^ { \\phi _ { H } , \\mathbf { x } _ { H } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 195, + 330, + 462, + 346 + ], + "score": 1.0, + "content": "be policies learned using the samples, then under Assumption 6.1,", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14 + }, + { + "type": "interline_equation", + "bbox": [ + 170, + 348, + 440, + 382 + ], + "lines": [ + { + "bbox": [ + 170, + 348, + 440, + 382 + ], + "spans": [ + { + "bbox": [ + 170, + 348, + 440, + 382 + ], + "score": 0.94, + "content": "\\underset { \\mu \\sim \\eta \\textbf { x } } { \\mathbb { E } } \\underset { \\mathbf { x } } { \\mathbb { E } } J ( \\pi ^ { \\phi , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J ( \\pi _ { \\mu } ^ { * } ) \\leq \\sum _ { h = 1 } ^ { H } ( 2 H - 2 h + 1 ) \\epsilon _ { h } + O ( H ^ { 2 } ) \\epsilon _ { b e } ^ { \\phi }", + "type": "interline_equation", + "image_path": "8dad48aa1ce4794154bfaace9c2ce9d811a8688454886b19a4b1dcf855c45090.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 170, + 348, + 440, + 359.3333333333333 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 170, + 359.3333333333333, + 440, + 370.66666666666663 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 170, + 370.66666666666663, + 440, + 381.99999999999994 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 387, + 363, + 406 + ], + "lines": [ + { + "bbox": [ + 102, + 381, + 365, + 407 + ], + "spans": [ + { + "bbox": [ + 102, + 381, + 133, + 407 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 386, + 210, + 407 + ], + "score": 0.92, + "content": "\\epsilon _ { b e } ^ { \\phi } = \\underset { \\mu \\sim \\eta \\textbf { x } } { \\mathbb { E } } [ \\epsilon _ { b e } ^ { \\pi ^ { \\phi , \\textbf { x } } } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 210, + 381, + 365, + 407 + ], + "score": 1.0, + "content": "is the average inherent Bellman error.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 106, + 414, + 505, + 461 + ], + "lines": [ + { + "bbox": [ + 105, + 414, + 505, + 429 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 294, + 429 + ], + "score": 1.0, + "content": "It is easy to show that under Assumption 6.2,", + "type": "text" + }, + { + "bbox": [ + 294, + 415, + 376, + 428 + ], + "score": 0.9, + "content": "\\begin{array} { r } { \\operatorname* { m i n } _ { \\phi \\in \\Phi } L _ { h } ( \\phi ) = 0 } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 376, + 414, + 418, + 429 + ], + "score": 1.0, + "content": "for every", + "type": "text" + }, + { + "bbox": [ + 418, + 415, + 453, + 428 + ], + "score": 0.91, + "content": "h \\in [ H ]", + "type": "inline_equation" + }, + { + "bbox": [ + 454, + 414, + 505, + 429 + ], + "score": 1.0, + "content": ". Thus from", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 428, + 504, + 447 + ], + "spans": [ + { + "bbox": [ + 104, + 428, + 208, + 447 + ], + "score": 1.0, + "content": "Theorem B.1, we get that", + "type": "text" + }, + { + "bbox": [ + 208, + 430, + 277, + 445 + ], + "score": 0.94, + "content": "\\bar { L } _ { h } \\big ( \\hat { \\phi } _ { h } \\big ) \\leq \\epsilon _ { g e n , h }", + "type": "inline_equation" + }, + { + "bbox": [ + 277, + 428, + 306, + 447 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 307, + 428, + 501, + 447 + ], + "score": 0.86, + "content": "\\begin{array} { r } { \\epsilon _ { g e n , h } = \\epsilon _ { g e n , h } ( \\Phi ) + \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) + c ^ { \\prime \\prime } \\sqrt { \\frac { \\ln ( H / \\delta ) } { T } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 428, + 504, + 447 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 446, + 397, + 461 + ], + "spans": [ + { + "bbox": [ + 106, + 448, + 289, + 461 + ], + "score": 1.0, + "content": "Invoking Theorem B.2 on the representations", + "type": "text" + }, + { + "bbox": [ + 290, + 446, + 312, + 460 + ], + "score": 0.93, + "content": "\\{ \\hat { \\phi } _ { h } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 448, + 397, + 461 + ], + "score": 1.0, + "content": "completes the proof.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 21 + }, + { + "type": "title", + "bbox": [ + 107, + 472, + 240, + 484 + ], + "lines": [ + { + "bbox": [ + 106, + 472, + 240, + 485 + ], + "spans": [ + { + "bbox": [ + 106, + 472, + 240, + 485 + ], + "score": 1.0, + "content": "B.1 PROOF OF THEOREM B.1", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 106, + 492, + 505, + 541 + ], + "lines": [ + { + "bbox": [ + 106, + 492, + 504, + 505 + ], + "spans": [ + { + "bbox": [ + 106, + 492, + 504, + 505 + ], + "score": 1.0, + "content": "Before proving the theorem, we discuss important lemmas. In yet another abuse of no-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 503, + 504, + 519 + ], + "spans": [ + { + "bbox": [ + 104, + 503, + 186, + 519 + ], + "score": 1.0, + "content": "tation, we define", + "type": "text" + }, + { + "bbox": [ + 186, + 504, + 417, + 518 + ], + "score": 0.88, + "content": "\\begin{array} { r l r } { \\ell _ { h } ^ { \\mu } ( \\phi , f , g ) } & { = } & { \\mathbb { E } _ { ( s , a , \\tilde { s } , \\bar { s } ) \\sim \\mu _ { h } } [ K \\pi ^ { \\phi , f } ( a | s ) g ( \\tilde { s } ) - \\overset { \\cdot } { g } ( \\bar { s } ) ] } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 503, + 442, + 519 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 442, + 504, + 504, + 517 + ], + "score": 0.87, + "content": "\\begin{array} { r l } { \\ell _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) } & { { } = } \\end{array}", + "type": "inline_equation" + } + ], + "index": 25 + }, + { + "bbox": [ + 107, + 516, + 252, + 543 + ], + "spans": [ + { + "bbox": [ + 107, + 516, + 249, + 543 + ], + "score": 0.88, + "content": "{ \\frac { 1 } { n } } \\sum _ { j = 1 } ^ { n } [ K \\pi ^ { \\phi , f } ( a _ { j } | s _ { j } ) g ( \\tilde { s } _ { j } ) - g ( \\bar { s } _ { j } ) ] ,", + "type": "inline_equation" + }, + { + "bbox": [ + 249, + 520, + 252, + 536 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 106, + 547, + 505, + 597 + ], + "lines": [ + { + "bbox": [ + 104, + 547, + 505, + 567 + ], + "spans": [ + { + "bbox": [ + 104, + 547, + 123, + 564 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 123, + 547, + 505, + 567 + ], + "score": 0.44, + "content": "\\hat { m } _ { \\mathbf { x } } ( \\phi ) \\ = \\ \\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) \\ = \\ \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , \\hat { g } _ { \\mathbf { x } } ^ { \\phi } ) , \\ \\bar { m } _ { \\mu , \\mathbf { x } } ( \\phi ) \\ = \\ \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\ell _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) , \\ m _ { \\mu } ( \\phi ) \\ = \\ \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\hat { \\ell } _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) , \\ m _ { \\mu } ( \\phi ) \\ = \\ \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\hat { \\ell } _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) ,", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 565, + 506, + 587 + ], + "spans": [ + { + "bbox": [ + 106, + 568, + 189, + 586 + ], + "score": 0.91, + "content": "\\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\ell _ { h } ^ { \\mu } ( \\phi , f , g )", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 565, + 232, + 587 + ], + "score": 1.0, + "content": ". 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For every", + "type": "text" + }, + { + "bbox": [ + 204, + 599, + 230, + 611 + ], + "score": 0.91, + "content": "\\phi \\in \\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 231, + 598, + 249, + 612 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 249, + 599, + 282, + 611 + ], + "score": 0.92, + "content": "h \\in [ H ]", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 598, + 285, + 612 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30 + }, + { + "type": "interline_equation", + "bbox": [ + 181, + 614, + 429, + 639 + ], + "lines": [ + { + "bbox": [ + 181, + 614, + 429, + 639 + ], + "spans": [ + { + "bbox": [ + 181, + 614, + 429, + 639 + ], + "score": 0.92, + "content": "\\underset { \\mu \\sim \\eta \\times \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\mathbb { E } } \\operatorname* { s u p } _ { g \\in \\mathcal { G } } \\left[ \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) - \\ell _ { h } ^ { \\mu } ( \\phi , f , g ) \\right] \\leq \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } )", + "type": "interline_equation", + "image_path": "9c9810a42770b11a6999b1a06f01457bda485e6aa045aa3cc3ae480fc9559ce8.jpg" + } + ] + } + ], + "index": 31, + "virtual_lines": [ + { + "bbox": [ + 181, + 614, + 429, + 639 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 642, + 325, + 655 + ], + "lines": [ + { + "bbox": [ + 105, + 641, + 326, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 641, + 230, + 657 + ], + "score": 1.0, + "content": "Lemma B.4. With probability", + "type": "text" + }, + { + "bbox": [ + 230, + 643, + 254, + 654 + ], + "score": 0.73, + "content": "1 - \\delta _ { : }", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 641, + 295, + 657 + ], + "score": 1.0, + "content": ", for every", + "type": "text" + }, + { + "bbox": [ + 295, + 643, + 321, + 655 + ], + "score": 0.9, + "content": "\\phi \\in \\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 641, + 326, + 657 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "interline_equation", + "bbox": [ + 228, + 657, + 383, + 678 + ], + "lines": [ + { + "bbox": [ + 228, + 657, + 383, + 678 + ], + "spans": [ + { + "bbox": [ + 228, + 657, + 383, + 678 + ], + "score": 0.92, + "content": "\\bar { L } _ { h } ( \\phi ) - \\underset { \\mathbf { x } \\sim \\rho _ { h } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi ) \\leq \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } )", + "type": "interline_equation", + "image_path": "8a6b60577b4ccb8cb667c3ba2b32314e61b52539262bea1f6bf4db1a31cdaf0b.jpg" + } + ] + } + ], + "index": 33, + "virtual_lines": [ + { + "bbox": [ + 228, + 657, + 383, + 678 + ], + "spans": [], + "index": 33 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 680, + 325, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 679, + 326, + 695 + ], + "spans": [ + { + "bbox": [ + 105, + 679, + 230, + 695 + ], + "score": 1.0, + "content": "Lemma B.5. 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We again abuse notation and define", + "type": "text" + }, + { + "bbox": [ + 389, + 116, + 474, + 129 + ], + "score": 0.93, + "content": "\\ell ^ { \\mu } ( \\phi , f ) : = \\ell ^ { \\mu } ( \\dot { \\pi } ^ { \\phi , f } )", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 115, + 506, + 131 + ], + "score": 1.0, + "content": ", where", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 107, + 127, + 506, + 147 + ], + "spans": [ + { + "bbox": [ + 107, + 130, + 117, + 139 + ], + "score": 0.8, + "content": "\\ell ^ { \\mu }", + "type": "inline_equation" + }, + { + "bbox": [ + 117, + 127, + 238, + 147 + ], + "score": 1.0, + "content": "is defined in Equation 6. Let", + "type": "text" + }, + { + "bbox": [ + 239, + 128, + 333, + 147 + ], + "score": 0.93, + "content": "\\hat { f } _ { \\mathbf { x } } ^ { \\phi } = \\arg \\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\ell ^ { \\mathbf { x } } ( \\phi , f )", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 127, + 506, + 147 + ], + "score": 1.0, + "content": "be the optimal task specific parameter for", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 146, + 383, + 160 + ], + "spans": [ + { + "bbox": [ + 105, + 146, + 125, + 160 + ], + "score": 1.0, + "content": "task", + "type": "text" + }, + { + "bbox": [ + 125, + 149, + 132, + 158 + ], + "score": 0.79, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 133, + 146, + 230, + 160 + ], + "score": 1.0, + "content": "by fixing representation", + "type": "text" + }, + { + "bbox": [ + 231, + 147, + 238, + 158 + ], + "score": 0.85, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 238, + 146, + 383, + 160 + ], + "score": 1.0, + "content": ". As before, we define the following", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 2.5, + "bbox_fs": [ + 105, + 105, + 506, + 160 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 240, + 162, + 370, + 184 + ], + "lines": [ + { + "bbox": [ + 240, + 162, + 370, + 184 + ], + "spans": [ + { + "bbox": [ + 240, + 162, + 370, + 184 + ], + "score": 0.93, + "content": "\\bar { L } _ { h } ( \\phi _ { h } ) = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu _ { h } ^ { n } } { \\mathbb { E } } \\ell _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi _ { h } } )", + "type": "interline_equation", + "image_path": "ad0d9ee0c4691bbd50d2db1791e75183be0ce62b326ff6e247a2a0067002294d.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 240, + 162, + 370, + 184 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 189, + 505, + 213 + ], + "lines": [ + { + "bbox": [ + 105, + 189, + 505, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 189, + 369, + 204 + ], + "score": 1.0, + "content": "We first show a guarantee on the performance of representations", + "type": "text" + }, + { + "bbox": [ + 369, + 189, + 424, + 203 + ], + "score": 0.92, + "content": "( \\hat { \\phi } _ { 1 } , \\dots , \\hat { \\phi } _ { H } )", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 189, + 505, + 204 + ], + "score": 1.0, + "content": "as measured by the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 200, + 199, + 215 + ], + "spans": [ + { + "bbox": [ + 105, + 200, + 146, + 215 + ], + "score": 1.0, + "content": "functions", + "type": "text" + }, + { + "bbox": [ + 146, + 201, + 195, + 213 + ], + "score": 0.93, + "content": "\\bar { L } _ { 1 } , \\dotsc , \\bar { L } _ { H }", + "type": "inline_equation" + }, + { + "bbox": [ + 195, + 200, + 199, + 215 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5, + "bbox_fs": [ + 105, + 189, + 505, + 215 + ] + }, + { + "type": "text", + "bbox": [ + 105, + 214, + 489, + 228 + ], + "lines": [ + { + "bbox": [ + 104, + 212, + 488, + 231 + ], + "spans": [ + { + "bbox": [ + 104, + 212, + 268, + 231 + ], + "score": 1.0, + "content": "Theorem B.1. With probability at least", + "type": "text" + }, + { + "bbox": [ + 268, + 216, + 291, + 226 + ], + "score": 0.86, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 291, + 212, + 350, + 231 + ], + "score": 1.0, + "content": "in the draw of", + "type": "text" + }, + { + "bbox": [ + 351, + 214, + 488, + 228 + ], + "score": 0.86, + "content": "\\mathbf { X } = ( \\mathbf { X } ^ { ( 1 ) } , \\ldots , \\mathbf { X } ^ { ( H ) } ) , \\forall h \\in [ H ]", + "type": "inline_equation" + } + ], + "index": 8 + } + ], + "index": 8, + "bbox_fs": [ + 104, + 212, + 488, + 231 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 107, + 231, + 495, + 288 + ], + "lines": [ + { + "bbox": [ + 155, + 231, + 495, + 288 + ], + "spans": [ + { + "bbox": [ + 155, + 231, + 495, + 288 + ], + "score": 0.53, + "content": "\\begin{array} { r l } & { \\quad \\bar { L } _ { h } ( \\hat { \\phi } _ { h } ) \\leq \\operatorname* { m i n } _ { \\phi \\in \\Phi } L _ { h } ( \\phi ) + c \\epsilon _ { g e n , h } ( \\Phi ) + c ^ { \\prime } \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) + c ^ { \\prime \\prime } \\sqrt { \\frac { \\ln ( H / \\delta ) } { T } } } \\\\ & { \\mathfrak { \\iota } _ { \\iota } ( \\Phi ) = \\frac { K G ( \\Phi ( \\mathbf { S } _ { h } ) ) } { T \\sqrt { \\pi } } \\ a n d \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) = \\underset { \\mu \\sim \\eta \\times \\pi ^ { \\prime \\prime } } { \\mathbb { E } } \\frac { \\mathbb { E } } { \\kappa \\cdot \\sqrt { \\mathfrak { a } } } \\left[ \\frac { K G ( \\mathcal { G } ( \\tilde { \\mathbf { s } } _ { h } ) ) } { n } + \\frac { G ( \\mathcal { G } ( \\bar { \\mathbf { s } } _ { h } ) ) } { n } \\right] + \\frac { R K \\sqrt { K } } { \\sqrt { n } } } \\end{array}", + "type": "interline_equation", + "image_path": "d33c032d7d1902a73d974c749979c04aa2939e1ad3eb0c9c89b2f6e61870a92c.jpg" + } + ] + } + ], + "index": 10, + "virtual_lines": [ + { + "bbox": [ + 107, + 231, + 495, + 250.0 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 107, + 250.0, + 495, + 269.0 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 107, + 269.0, + 495, + 288.0 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 294, + 363, + 307 + ], + "lines": [ + { + "bbox": [ + 106, + 294, + 364, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 216, + 308 + ], + "score": 1.0, + "content": "We then connect the losses", + "type": "text" + }, + { + "bbox": [ + 216, + 294, + 229, + 306 + ], + "score": 0.89, + "content": "\\bar { L } _ { h }", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 294, + 364, + 308 + ], + "score": 1.0, + "content": "to the expected cost on the tasks.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12, + "bbox_fs": [ + 106, + 294, + 364, + 308 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 309, + 506, + 345 + ], + "lines": [ + { + "bbox": [ + 105, + 307, + 504, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 274, + 322 + ], + "score": 1.0, + "content": "Theorem B.2. Consider representations", + "type": "text" + }, + { + "bbox": [ + 274, + 309, + 328, + 321 + ], + "score": 0.91, + "content": "\\left( \\phi _ { 1 } , \\ldots , \\phi _ { H } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 307, + 351, + 322 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 351, + 308, + 406, + 321 + ], + "score": 0.92, + "content": "\\bar { L } _ { h } ( \\phi _ { h } ) \\le \\epsilon _ { h }", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 307, + 427, + 322 + ], + "score": 1.0, + "content": ". Let", + "type": "text" + }, + { + "bbox": [ + 428, + 309, + 504, + 321 + ], + "score": 0.85, + "content": "\\mathbf { x } = ( \\mathbf { x } _ { 1 } , \\ldots , \\mathbf { x } _ { H } )", + "type": "inline_equation" + } + ], + "index": 13 + }, + { + "bbox": [ + 104, + 319, + 505, + 334 + ], + "spans": [ + { + "bbox": [ + 104, + 319, + 334, + 334 + ], + "score": 1.0, + "content": "be samples at different levels for a newly sampled task", + "type": "text" + }, + { + "bbox": [ + 335, + 322, + 364, + 332 + ], + "score": 0.89, + "content": "\\mu \\sim \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 319, + 406, + 334 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 407, + 321, + 447, + 333 + ], + "score": 0.9, + "content": "\\mathbf { x } _ { h } \\sim \\mu _ { h } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 319, + 471, + 334 + ], + "score": 1.0, + "content": ". Let", + "type": "text" + }, + { + "bbox": [ + 471, + 321, + 505, + 332 + ], + "score": 0.79, + "content": "\\pi ^ { \\phi , { \\bf x } } =", + "type": "inline_equation" + } + ], + "index": 14 + }, + { + "bbox": [ + 107, + 330, + 462, + 346 + ], + "spans": [ + { + "bbox": [ + 107, + 332, + 194, + 344 + ], + "score": 0.92, + "content": "( \\pi ^ { \\phi _ { 1 } , \\mathbf { x } _ { 1 } } , \\ldots , \\pi ^ { \\phi _ { H } , \\mathbf { x } _ { H } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 195, + 330, + 462, + 346 + ], + "score": 1.0, + "content": "be policies learned using the samples, then under Assumption 6.1,", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14, + "bbox_fs": [ + 104, + 307, + 505, + 346 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 170, + 348, + 440, + 382 + ], + "lines": [ + { + "bbox": [ + 170, + 348, + 440, + 382 + ], + "spans": [ + { + "bbox": [ + 170, + 348, + 440, + 382 + ], + "score": 0.94, + "content": "\\underset { \\mu \\sim \\eta \\textbf { x } } { \\mathbb { E } } \\underset { \\mathbf { x } } { \\mathbb { E } } J ( \\pi ^ { \\phi , \\mathbf { x } } ) - \\underset { \\mu \\sim \\eta } { \\mathbb { E } } J ( \\pi _ { \\mu } ^ { * } ) \\leq \\sum _ { h = 1 } ^ { H } ( 2 H - 2 h + 1 ) \\epsilon _ { h } + O ( H ^ { 2 } ) \\epsilon _ { b e } ^ { \\phi }", + "type": "interline_equation", + "image_path": "8dad48aa1ce4794154bfaace9c2ce9d811a8688454886b19a4b1dcf855c45090.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 170, + 348, + 440, + 359.3333333333333 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 170, + 359.3333333333333, + 440, + 370.66666666666663 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 170, + 370.66666666666663, + 440, + 381.99999999999994 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 387, + 363, + 406 + ], + "lines": [ + { + "bbox": [ + 102, + 381, + 365, + 407 + ], + "spans": [ + { + "bbox": [ + 102, + 381, + 133, + 407 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 386, + 210, + 407 + ], + "score": 0.92, + "content": "\\epsilon _ { b e } ^ { \\phi } = \\underset { \\mu \\sim \\eta \\textbf { x } } { \\mathbb { E } } [ \\epsilon _ { b e } ^ { \\pi ^ { \\phi , \\textbf { x } } } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 210, + 381, + 365, + 407 + ], + "score": 1.0, + "content": "is the average inherent Bellman error.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19, + "bbox_fs": [ + 102, + 381, + 365, + 407 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 414, + 505, + 461 + ], + "lines": [ + { + "bbox": [ + 105, + 414, + 505, + 429 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 294, + 429 + ], + "score": 1.0, + "content": "It is easy to show that under Assumption 6.2,", + "type": "text" + }, + { + "bbox": [ + 294, + 415, + 376, + 428 + ], + "score": 0.9, + "content": "\\begin{array} { r } { \\operatorname* { m i n } _ { \\phi \\in \\Phi } L _ { h } ( \\phi ) = 0 } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 376, + 414, + 418, + 429 + ], + "score": 1.0, + "content": "for every", + "type": "text" + }, + { + "bbox": [ + 418, + 415, + 453, + 428 + ], + "score": 0.91, + "content": "h \\in [ H ]", + "type": "inline_equation" + }, + { + "bbox": [ + 454, + 414, + 505, + 429 + ], + "score": 1.0, + "content": ". Thus from", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 428, + 504, + 447 + ], + "spans": [ + { + "bbox": [ + 104, + 428, + 208, + 447 + ], + "score": 1.0, + "content": "Theorem B.1, we get that", + "type": "text" + }, + { + "bbox": [ + 208, + 430, + 277, + 445 + ], + "score": 0.94, + "content": "\\bar { L } _ { h } \\big ( \\hat { \\phi } _ { h } \\big ) \\leq \\epsilon _ { g e n , h }", + "type": "inline_equation" + }, + { + "bbox": [ + 277, + 428, + 306, + 447 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 307, + 428, + 501, + 447 + ], + "score": 0.86, + "content": "\\begin{array} { r } { \\epsilon _ { g e n , h } = \\epsilon _ { g e n , h } ( \\Phi ) + \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) + c ^ { \\prime \\prime } \\sqrt { \\frac { \\ln ( H / \\delta ) } { T } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 428, + 504, + 447 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 446, + 397, + 461 + ], + "spans": [ + { + "bbox": [ + 106, + 448, + 289, + 461 + ], + "score": 1.0, + "content": "Invoking Theorem B.2 on the representations", + "type": "text" + }, + { + "bbox": [ + 290, + 446, + 312, + 460 + ], + "score": 0.93, + "content": "\\{ \\hat { \\phi } _ { h } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 448, + 397, + 461 + ], + "score": 1.0, + "content": "completes the proof.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 21, + "bbox_fs": [ + 104, + 414, + 505, + 461 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 472, + 240, + 484 + ], + "lines": [ + { + "bbox": [ + 106, + 472, + 240, + 485 + ], + "spans": [ + { + "bbox": [ + 106, + 472, + 240, + 485 + ], + "score": 1.0, + "content": "B.1 PROOF OF THEOREM B.1", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 106, + 492, + 505, + 541 + ], + "lines": [ + { + "bbox": [ + 106, + 492, + 504, + 505 + ], + "spans": [ + { + "bbox": [ + 106, + 492, + 504, + 505 + ], + "score": 1.0, + "content": "Before proving the theorem, we discuss important lemmas. In yet another abuse of no-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 503, + 504, + 519 + ], + "spans": [ + { + "bbox": [ + 104, + 503, + 186, + 519 + ], + "score": 1.0, + "content": "tation, we define", + "type": "text" + }, + { + "bbox": [ + 186, + 504, + 417, + 518 + ], + "score": 0.88, + "content": "\\begin{array} { r l r } { \\ell _ { h } ^ { \\mu } ( \\phi , f , g ) } & { = } & { \\mathbb { E } _ { ( s , a , \\tilde { s } , \\bar { s } ) \\sim \\mu _ { h } } [ K \\pi ^ { \\phi , f } ( a | s ) g ( \\tilde { s } ) - \\overset { \\cdot } { g } ( \\bar { s } ) ] } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 503, + 442, + 519 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 442, + 504, + 504, + 517 + ], + "score": 0.87, + "content": "\\begin{array} { r l } { \\ell _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) } & { { } = } \\end{array}", + "type": "inline_equation" + } + ], + "index": 25 + }, + { + "bbox": [ + 107, + 516, + 252, + 543 + ], + "spans": [ + { + "bbox": [ + 107, + 516, + 249, + 543 + ], + "score": 0.88, + "content": "{ \\frac { 1 } { n } } \\sum _ { j = 1 } ^ { n } [ K \\pi ^ { \\phi , f } ( a _ { j } | s _ { j } ) g ( \\tilde { s } _ { j } ) - g ( \\bar { s } _ { j } ) ] ,", + "type": "inline_equation" + }, + { + "bbox": [ + 249, + 520, + 252, + 536 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25, + "bbox_fs": [ + 104, + 492, + 504, + 543 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 547, + 505, + 597 + ], + "lines": [ + { + "bbox": [ + 104, + 547, + 505, + 567 + ], + "spans": [ + { + "bbox": [ + 104, + 547, + 123, + 564 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 123, + 547, + 505, + 567 + ], + "score": 0.44, + "content": "\\hat { m } _ { \\mathbf { x } } ( \\phi ) \\ = \\ \\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) \\ = \\ \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , \\hat { g } _ { \\mathbf { x } } ^ { \\phi } ) , \\ \\bar { m } _ { \\mu , \\mathbf { x } } ( \\phi ) \\ = \\ \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\ell _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) , \\ m _ { \\mu } ( \\phi ) \\ = \\ \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\hat { \\ell } _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) , \\ m _ { \\mu } ( \\phi ) \\ = \\ \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\hat { \\ell } _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) ,", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 565, + 506, + 587 + ], + "spans": [ + { + "bbox": [ + 106, + 568, + 189, + 586 + ], + "score": 0.91, + "content": "\\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\ell _ { h } ^ { \\mu } ( \\phi , f , g )", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 565, + 232, + 587 + ], + "score": 1.0, + "content": ". Note that", + "type": "text" + }, + { + "bbox": [ + 233, + 568, + 431, + 586 + ], + "score": 0.75, + "content": "L _ { h } ( \\boldsymbol \\phi ) = \\underset { \\mu \\sim \\eta } { \\mathbb { E } } m ( \\boldsymbol \\phi ) , \\bar { L } _ { h } ( \\boldsymbol \\phi ) = \\underset { \\mu \\sim \\eta \\times \\sim \\mu ^ { n } } { \\mathbb { E } } \\bar { \\underset { \\substack { \\mathbb { X } \\sim \\mu ^ { n } } } { \\mathbb { E } } } \\bar { m } _ { \\mu , \\mathbf { x } } ( \\boldsymbol \\phi ) .", + "type": "inline_equation" + }, + { + "bbox": [ + 432, + 565, + 506, + 587 + ], + "score": 1.0, + "content": ". Define the distri-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 104, + 582, + 365, + 601 + ], + "spans": [ + { + "bbox": [ + 104, + 582, + 134, + 601 + ], + "score": 1.0, + "content": "bution", + "type": "text" + }, + { + "bbox": [ + 134, + 587, + 146, + 597 + ], + "score": 0.86, + "content": "\\rho _ { h }", + "type": "inline_equation" + }, + { + "bbox": [ + 146, + 582, + 173, + 601 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 174, + 587, + 205, + 597 + ], + "score": 0.87, + "content": "\\mathbf { x } \\sim \\rho _ { h }", + "type": "inline_equation" + }, + { + "bbox": [ + 205, + 582, + 263, + 601 + ], + "score": 1.0, + "content": "is the same as", + "type": "text" + }, + { + "bbox": [ + 264, + 587, + 290, + 597 + ], + "score": 0.89, + "content": "\\mu \\sim \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 582, + 326, + 601 + ], + "score": 1.0, + "content": "and then", + "type": "text" + }, + { + "bbox": [ + 327, + 586, + 359, + 597 + ], + "score": 0.9, + "content": "\\mathbf { x } \\sim \\mu _ { h } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 359, + 582, + 365, + 601 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28, + "bbox_fs": [ + 104, + 547, + 506, + 601 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 599, + 285, + 611 + ], + "lines": [ + { + "bbox": [ + 106, + 598, + 285, + 612 + ], + "spans": [ + { + "bbox": [ + 106, + 598, + 204, + 612 + ], + "score": 1.0, + "content": "Lemma B.3. For every", + "type": "text" + }, + { + "bbox": [ + 204, + 599, + 230, + 611 + ], + "score": 0.91, + "content": "\\phi \\in \\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 231, + 598, + 249, + 612 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 249, + 599, + 282, + 611 + ], + "score": 0.92, + "content": "h \\in [ H ]", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 598, + 285, + 612 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30, + "bbox_fs": [ + 106, + 598, + 285, + 612 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 181, + 614, + 429, + 639 + ], + "lines": [ + { + "bbox": [ + 181, + 614, + 429, + 639 + ], + "spans": [ + { + "bbox": [ + 181, + 614, + 429, + 639 + ], + "score": 0.92, + "content": "\\underset { \\mu \\sim \\eta \\times \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\mathbb { E } } \\operatorname* { s u p } _ { g \\in \\mathcal { G } } \\left[ \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) - \\ell _ { h } ^ { \\mu } ( \\phi , f , g ) \\right] \\leq \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } )", + "type": "interline_equation", + "image_path": "9c9810a42770b11a6999b1a06f01457bda485e6aa045aa3cc3ae480fc9559ce8.jpg" + } + ] + } + ], + "index": 31, + "virtual_lines": [ + { + "bbox": [ + 181, + 614, + 429, + 639 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 642, + 325, + 655 + ], + "lines": [ + { + "bbox": [ + 105, + 641, + 326, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 641, + 230, + 657 + ], + "score": 1.0, + "content": "Lemma B.4. With probability", + "type": "text" + }, + { + "bbox": [ + 230, + 643, + 254, + 654 + ], + "score": 0.73, + "content": "1 - \\delta _ { : }", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 641, + 295, + 657 + ], + "score": 1.0, + "content": ", for every", + "type": "text" + }, + { + "bbox": [ + 295, + 643, + 321, + 655 + ], + "score": 0.9, + "content": "\\phi \\in \\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 641, + 326, + 657 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32, + "bbox_fs": [ + 105, + 641, + 326, + 657 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 228, + 657, + 383, + 678 + ], + "lines": [ + { + "bbox": [ + 228, + 657, + 383, + 678 + ], + "spans": [ + { + "bbox": [ + 228, + 657, + 383, + 678 + ], + "score": 0.92, + "content": "\\bar { L } _ { h } ( \\phi ) - \\underset { \\mathbf { x } \\sim \\rho _ { h } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi ) \\leq \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } )", + "type": "interline_equation", + "image_path": "8a6b60577b4ccb8cb667c3ba2b32314e61b52539262bea1f6bf4db1a31cdaf0b.jpg" + } + ] + } + ], + "index": 33, + "virtual_lines": [ + { + "bbox": [ + 228, + 657, + 383, + 678 + ], + "spans": [], + "index": 33 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 680, + 325, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 679, + 326, + 695 + ], + "spans": [ + { + "bbox": [ + 105, + 679, + 230, + 695 + ], + "score": 1.0, + "content": "Lemma B.5. With probability", + "type": "text" + }, + { + "bbox": [ + 230, + 681, + 253, + 692 + ], + "score": 0.64, + "content": "1 - \\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 679, + 295, + 695 + ], + "score": 1.0, + "content": ", for every", + "type": "text" + }, + { + "bbox": [ + 296, + 681, + 321, + 693 + ], + "score": 0.9, + "content": "\\phi \\in \\Phi", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 679, + 326, + 695 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34, + "bbox_fs": [ + 105, + 679, + 326, + 695 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 175, + 697, + 434, + 736 + ], + "lines": [ + { + "bbox": [ + 175, + 697, + 434, + 736 + ], + "spans": [ + { + "bbox": [ + 175, + 697, + 434, + 736 + ], + "score": 0.92, + "content": "\\underset { \\mathbf { x } \\sim \\rho _ { h } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi ) - \\frac { 1 } { T } \\sum _ { i } \\hat { m } _ { \\mathbf { x } ^ { ( i ) } } ( \\phi ) \\leq \\epsilon _ { g e n , h } ( \\Phi ) + O \\left( \\sqrt { \\frac { \\log \\left( \\frac { 1 } { \\delta } \\right) } { T } } \\right)", + "type": "interline_equation", + "image_path": "aedb19455033e956e15f9e6a346f8850174ae3bc795b2cd4135552171d4f9281.jpg" + } + ] + } + ], + "index": 36, + "virtual_lines": [ + { + "bbox": [ + 175, + 697, + 434, + 710.0 + ], + "spans": [], + "index": 35 + }, + { + "bbox": [ + 175, + 710.0, + 434, + 723.0 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 175, + 723.0, + 434, + 736.0 + ], + "spans": [], + "index": 37 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 504, + 101 + ], + "lines": [ + { + "bbox": [ + 106, + 81, + 505, + 100 + ], + "spans": [ + { + "bbox": [ + 106, + 81, + 396, + 96 + ], + "score": 1.0, + "content": "We prove these lemmas later. First we prove Theorem B.1 using them. If", + "type": "text" + }, + { + "bbox": [ + 397, + 82, + 482, + 100 + ], + "score": 0.91, + "content": "\\phi _ { h } ^ { * } = \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } L _ { h } ( \\phi )", + "type": "inline_equation" + }, + { + "bbox": [ + 482, + 81, + 505, + 96 + ], + "score": 1.0, + "content": ", then", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "interline_equation", + "bbox": [ + 162, + 108, + 449, + 297 + ], + "lines": [ + { + "bbox": [ + 162, + 108, + 449, + 297 + ], + "spans": [ + { + "bbox": [ + 162, + 108, + 449, + 297 + ], + "score": 0.95, + "content": "\\begin{array} { r l } { \\overline { { L } } _ { b } ( \\hat { \\phi } _ { h } ) - L , b _ { 0 } ( \\hat { \\phi } _ { h } ^ { * } ) = \\Bigg ( \\overline { { L } } h ( \\hat { \\phi } _ { h } ) - \\underbrace { \\mathbb { E } } _ { x \\sim \\rho _ { h } } ^ { \\infty } \\hat { w } _ { \\infty } ( \\phi ) \\Bigg ) } & { } \\\\ & { \\quad + \\Bigg ( \\underbrace { \\mathbb { E } } _ { x \\sim \\rho _ { h } } \\hat { w } _ { \\infty } ( \\phi ) - \\frac { 1 } { T } \\sum _ { \\eta } \\sum _ { \\eta \\leq \\tau ^ { \\prime } } ( \\hat { \\phi } _ { h } ) \\Bigg ) } \\\\ & { \\quad + \\Bigg ( \\frac { 1 } { T } \\sum _ { \\eta \\leq \\tau ^ { \\prime } } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) - \\frac { 1 } { T } \\sum _ { \\eta } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) \\Bigg ) } \\\\ & { \\quad + \\Bigg ( \\frac { 1 } { T } \\sum _ { \\eta \\leq \\tau ^ { \\prime } } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) - \\underbrace { \\mathbb { E } } _ { x \\sim \\rho _ { h } } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) \\Bigg ) } \\\\ & { \\quad + \\underbrace { \\mathbb { E } } _ { \\rho \\sim \\int _ { x } \\mathbb { E } _ { x \\sim \\rho ^ { \\prime } } } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) - \\underbrace { m _ { \\rho } ( \\hat { w } _ { h } ^ { * } ) } _ { \\exp ( \\phi _ { h } ^ { * } ) } \\Bigg ) } \\\\ & { \\leq 2 \\epsilon _ { g \\leq n , h } ( \\mathscr { L } , g ) + \\epsilon _ { g \\leq n , h } ( \\Phi ) + \\ O \\left( \\sqrt { \\frac { \\log ( \\frac { 1 } { \\delta } ) } { T } } \\right) } \\end{array}", + "type": "interline_equation", + "image_path": "1b6486b25c6b610fa88a65d7d5f3843a55469762e6f6c3cac73bdbd129678e64.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 162, + 108, + 449, + 171.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 162, + 171.0, + 449, + 234.0 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 162, + 234.0, + 449, + 297.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 301, + 505, + 351 + ], + "lines": [ + { + "bbox": [ + 106, + 300, + 505, + 316 + ], + "spans": [ + { + "bbox": [ + 106, + 300, + 505, + 316 + ], + "score": 1.0, + "content": "where for the first part we use Lemma B.4, second part we use Lemma B.5, third part is upper", + "type": "text" + } + ], + "index": 4 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"type": "text" + }, + { + "bbox": [ + 326, + 333, + 478, + 351 + ], + "score": 0.89, + "content": "f ^ { \\phi } , g ^ { \\phi } = \\arg \\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\arg \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\ell ^ { \\mu } ( \\phi , f , g )", + "type": "inline_equation" + } + ], + "index": 6 + } + ], + "index": 5 + }, + { + "type": "interline_equation", + "bbox": [ + 147, + 356, + 464, + 437 + ], + "lines": [ + { + "bbox": [ + 147, + 356, + 464, + 437 + ], + "spans": [ + { + "bbox": [ + 147, + 356, + 464, + 437 + ], + "score": 0.95, + "content": "\\begin{array} { r l } & { \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi _ { h } ^ { * } ) = \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\mathrm { m i n } } \\underset { g \\in \\mathcal { G } } { \\mathrm { m a x } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi _ { h } ^ { * } , f , g ) } \\\\ & { \\quad \\quad \\quad \\quad \\leq \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { g \\in \\mathcal { G } } { \\mathrm { m a x } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi _ { h } ^ { * } , f ^ { \\phi _ { h } ^ { * } } , g ) = \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi _ { h } ^ { * } , f ^ { \\phi _ { h } ^ { * } } , \\tilde { g } ) } \\\\ & { \\quad \\quad \\quad \\leq \\ell _ { h } ^ { \\mu } ( \\phi _ { h } ^ { * } , f ^ { \\phi _ { h } ^ { * } } , \\tilde { g } ) + \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) } \\\\ & { \\quad \\quad \\quad \\leq \\ell _ { h } ^ { \\mu } ( \\phi _ { h } ^ { * } , f ^ { \\phi _ { h } ^ { * } } , g ^ { \\phi _ { h } ^ { * } } ) + \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) = m _ { \\mu } ( \\phi _ { h } ^ { * } ) + \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) } \\end{array}", + "type": "interline_equation", + "image_path": "37e3a427ba1f8ddb00e4a2b1cf06291e51f28a6904ea1b8de18bd41218c5c40e.jpg" + } + ] + } + ], + "index": 8, + "virtual_lines": [ + { + "bbox": [ + 147, + 356, + 464, + 383.0 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 147, + 383.0, + 464, + 410.0 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 147, + 410.0, + 464, + 437.0 + ], + "spans": [], + "index": 9 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 439, + 291, + 452 + ], + "lines": [ + { + "bbox": [ + 106, + 439, + 292, + 453 + ], + "spans": [ + { + "bbox": [ + 106, + 439, + 292, + 453 + ], + "score": 1.0, + "content": "where the second inequality uses Lemma B.3.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "title", + "bbox": [ + 107, + 464, + 241, + 477 + ], + "lines": [ + { + "bbox": [ + 105, + 464, + 241, + 478 + ], + "spans": [ + { + "bbox": [ + 105, + 464, + 241, + 478 + ], + "score": 1.0, + "content": "B.2 PROOF OF THEOREM B.2", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 107, + 485, + 505, + 510 + ], + "lines": [ + { + "bbox": [ + 105, + 482, + 503, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 171, + 500 + ], + "score": 1.0, + "content": "Consider a task", + "type": "text" + }, + { + "bbox": [ + 171, + 488, + 178, + 497 + ], + "score": 0.79, + "content": "\\mu", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 482, + 321, + 500 + ], + "score": 1.0, + "content": ". For simplicity of notation, we use", + "type": "text" + }, + { + "bbox": [ + 321, + 488, + 333, + 497 + ], + "score": 0.86, + "content": "\\pi _ { h }", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 482, + 365, + 500 + ], + "score": 1.0, + "content": "instead", + "type": "text" + }, + { + "bbox": [ + 366, + 485, + 393, + 496 + ], + "score": 0.88, + "content": "\\pi ^ { \\phi _ { h } , \\mathbf { x } _ { h } }", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 482, + 398, + 500 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 398, + 487, + 407, + 496 + ], + "score": 0.69, + "content": "\\pi", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 482, + 450, + 500 + ], + "score": 1.0, + "content": "instead of", + "type": "text" + }, + { + "bbox": [ + 450, + 485, + 470, + 496 + ], + "score": 0.9, + "content": "\\pi ^ { \\phi , \\mathbf { x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 471, + 482, + 491, + 500 + ], + "score": 1.0, + "content": ". Let", + "type": "text" + }, + { + "bbox": [ + 492, + 486, + 503, + 498 + ], + "score": 0.87, + "content": "\\nu _ { h } ^ { \\pi }", + "type": "inline_equation" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 497, + 443, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 497, + 123, + 511 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 123, + 498, + 135, + 510 + ], + "score": 0.89, + "content": "\\nu _ { h } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 135, + 497, + 266, + 511 + ], + "score": 1.0, + "content": "be the state distributions at level", + "type": "text" + }, + { + "bbox": [ + 267, + 498, + 273, + 508 + ], + "score": 0.84, + "content": "h", + "type": "inline_equation" + }, + { + "bbox": [ + 274, + 497, + 321, + 511 + ], + "score": 1.0, + "content": "induced by", + "type": "text" + }, + { + "bbox": [ + 321, + 497, + 342, + 508 + ], + "score": 0.89, + "content": "\\pi ^ { \\phi , \\mathbf { x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 343, + 497, + 360, + 511 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 361, + 498, + 374, + 511 + ], + "score": 0.91, + "content": "\\pi _ { \\mu } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 374, + 497, + 443, + 511 + ], + "score": 1.0, + "content": "respectively. Let", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12.5 + }, + { + "type": "interline_equation", + "bbox": [ + 205, + 516, + 407, + 547 + ], + "lines": [ + { + "bbox": [ + 205, + 516, + 407, + 547 + ], + "spans": [ + { + "bbox": [ + 205, + 516, + 407, + 547 + ], + "score": 0.92, + "content": "\\epsilon _ { h } ( \\mathbf { x } _ { h } ) = \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\underset { s \\sim \\nu _ { h } ^ { * } } { \\mathbb { E } } \\big [ \\underset { a \\sim \\pi _ { h } } { \\mathbb { E } } ~ g ( s ^ { \\prime } ) - \\underset { a \\sim \\pi _ { h } ^ { * } } { \\mathbb { E } } ~ g ( s ^ { \\prime } ) \\big ]", + "type": "interline_equation", + "image_path": "31f925933a68d08886a7ab886b932418ee89a9089343c754203f4cf6ec6ed8e5.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 205, + 516, + 407, + 547 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 552, + 505, + 583 + ], + "lines": [ + { + "bbox": [ + 105, + 552, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 552, + 188, + 567 + ], + "score": 1.0, + "content": "be the loss of policy", + "type": "text" + }, + { + "bbox": [ + 188, + 555, + 200, + 564 + ], + "score": 0.86, + "content": "\\pi _ { h }", + "type": "inline_equation" + }, + { + "bbox": [ + 200, + 552, + 231, + 567 + ], + "score": 1.0, + "content": "at level", + "type": "text" + }, + { + "bbox": [ + 232, + 554, + 239, + 563 + ], + "score": 0.8, + "content": "h", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 552, + 299, + 567 + ], + "score": 1.0, + "content": ". By definition,", + "type": "text" + }, + { + "bbox": [ + 300, + 553, + 386, + 573 + ], + "score": 0.87, + "content": "\\boldsymbol { \\epsilon } _ { h } = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu _ { h } ^ { n } } { \\mathbb { E } } \\boldsymbol { \\epsilon } _ { h } ( \\mathbf { x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 552, + 505, + 567 + ], + "score": 1.0, + "content": ". Using Lemma C.1 from Sun", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 572, + 195, + 584 + ], + "spans": [ + { + "bbox": [ + 106, + 572, + 195, + 584 + ], + "score": 1.0, + "content": "et al. (2019), we have", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15.5 + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 588, + 506, + 623 + ], + "lines": [ + { + "bbox": [ + 111, + 588, + 506, + 623 + ], + "spans": [ + { + "bbox": [ + 111, + 588, + 506, + 623 + ], + "score": 0.92, + "content": "I ( \\pi ^ { \\phi , \\mathbf { x } } ) - J ( \\pi _ { \\mu } ^ { * } ) = \\sum _ { h = 1 } ^ { H } \\bar { \\Delta } _ { h } = \\sum _ { h = 1 } ^ { H } \\underline { { \\mathbb { E } } } _ { h } \\left[ \\underset { a \\sim \\pi _ { h } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } V _ { h + 1 } ^ { * } ( s ^ { \\prime } ) - \\underset { a \\sim \\pi _ { h } ^ { * } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } V _ { h + 1 } ^ { * } ( s ^ { \\prime } ) \\right]", + "type": "interline_equation", + "image_path": "0bf85409a43c53a3fef40afd43b14163ff90653b5ebc94fa38f46d8b6488bbfd.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 111, + 588, + 506, + 599.6666666666666 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 111, + 599.6666666666666, + 506, + 611.3333333333333 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 111, + 611.3333333333333, + 506, + 622.9999999999999 + ], + "spans": [], + "index": 19 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 628, + 159, + 639 + ], + "lines": [ + { + "bbox": [ + 106, + 627, + 160, + 640 + ], + "spans": [ + { + "bbox": [ + 106, + 627, + 160, + 640 + ], + "score": 1.0, + "content": "Observe that", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20 + }, + { + "type": "interline_equation", + "bbox": [ + 128, + 644, + 482, + 737 + ], + "lines": [ + { + "bbox": [ + 128, + 644, + 482, + 737 + ], + "spans": [ + { + "bbox": [ + 128, + 644, + 482, + 737 + ], + "score": 0.94, + "content": "\\begin{array} { r l } { \\bar { \\Delta } _ { h } = } & { \\qquad \\underset { s \\sim \\psi _ { h } ^ { \\pi } } { \\mathbb { E } } [ \\underset { a \\sim \\pi _ { h } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } V _ { h + 1 } ^ { \\ast } ( s ^ { \\prime } ) - \\underset { a \\sim \\pi _ { h } ^ { \\ast } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } V _ { h + 1 } ^ { \\ast } ( s ^ { \\prime } ) ] } \\\\ { \\leq } & { \\qquad \\underset { g \\in \\mathcal { G } } { \\mathbb { E } } \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } \\underset { a \\sim \\pi _ { h } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { a \\sim \\pi _ { h } ^ { \\ast } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } g ( s ^ { \\prime } ) ] + } \\\\ & { \\qquad \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } [ \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } V _ { h } ^ { \\ast } g ( s ) - \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\pi } g ( s ) ] + [ \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\ast } V _ { h + 1 } ^ { \\ast } ( s ) - \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\ast } V _ { h + 1 } ^ { \\ast } ( s ) ] } \\\\ { \\leq } & { \\qquad \\epsilon _ { h } ( \\mathbf { x } _ { h } ) + \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } [ \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\pi } g ( s ) - \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\pi } g ( s ) ] + \\underset { g \\in \\mathcal { G } } { \\mathbb { E } } \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } g ( s ) - \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } ( s ) \\big \\Vert } \\end{array}", + "type": "interline_equation", + "image_path": "dd442e61b9670e00b02bedc4e4e8b471d2ccd2cfb33d78f80acb767397234ddb.jpg" + } + ] + } + ], + "index": 22, + "virtual_lines": [ + { + "bbox": [ + 128, + 644, + 482, + 675.0 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 128, + 675.0, + 482, + 706.0 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 128, + 706.0, + 482, + 737.0 + ], + "spans": [], + "index": 23 + } + ] + } + ], + "page_idx": 14, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 309, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 308, + 39 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 308, + 39 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 761 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "15", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 504, + 101 + ], + "lines": [ + { + "bbox": [ + 106, + 81, + 505, + 100 + ], + "spans": [ + { + "bbox": [ + 106, + 81, + 396, + 96 + ], + "score": 1.0, + "content": "We prove these lemmas later. First we prove Theorem B.1 using them. If", + "type": "text" + }, + { + "bbox": [ + 397, + 82, + 482, + 100 + ], + "score": 0.91, + "content": "\\phi _ { h } ^ { * } = \\arg \\operatorname* { m i n } _ { \\phi \\in \\Phi } L _ { h } ( \\phi )", + "type": "inline_equation" + }, + { + "bbox": [ + 482, + 81, + 505, + 96 + ], + "score": 1.0, + "content": ", then", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0, + "bbox_fs": [ + 106, + 81, + 505, + 100 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 162, + 108, + 449, + 297 + ], + "lines": [ + { + "bbox": [ + 162, + 108, + 449, + 297 + ], + "spans": [ + { + "bbox": [ + 162, + 108, + 449, + 297 + ], + "score": 0.95, + "content": "\\begin{array} { r l } { \\overline { { L } } _ { b } ( \\hat { \\phi } _ { h } ) - L , b _ { 0 } ( \\hat { \\phi } _ { h } ^ { * } ) = \\Bigg ( \\overline { { L } } h ( \\hat { \\phi } _ { h } ) - \\underbrace { \\mathbb { E } } _ { x \\sim \\rho _ { h } } ^ { \\infty } \\hat { w } _ { \\infty } ( \\phi ) \\Bigg ) } & { } \\\\ & { \\quad + \\Bigg ( \\underbrace { \\mathbb { E } } _ { x \\sim \\rho _ { h } } \\hat { w } _ { \\infty } ( \\phi ) - \\frac { 1 } { T } \\sum _ { \\eta } \\sum _ { \\eta \\leq \\tau ^ { \\prime } } ( \\hat { \\phi } _ { h } ) \\Bigg ) } \\\\ & { \\quad + \\Bigg ( \\frac { 1 } { T } \\sum _ { \\eta \\leq \\tau ^ { \\prime } } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) - \\frac { 1 } { T } \\sum _ { \\eta } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) \\Bigg ) } \\\\ & { \\quad + \\Bigg ( \\frac { 1 } { T } \\sum _ { \\eta \\leq \\tau ^ { \\prime } } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) - \\underbrace { \\mathbb { E } } _ { x \\sim \\rho _ { h } } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) \\Bigg ) } \\\\ & { \\quad + \\underbrace { \\mathbb { E } } _ { \\rho \\sim \\int _ { x } \\mathbb { E } _ { x \\sim \\rho ^ { \\prime } } } \\hat { w } _ { \\infty } ( \\phi _ { h } ^ { * } ) - \\underbrace { m _ { \\rho } ( \\hat { w } _ { h } ^ { * } ) } _ { \\exp ( \\phi _ { h } ^ { * } ) } \\Bigg ) } \\\\ & { \\leq 2 \\epsilon _ { g \\leq n , h } ( \\mathscr { L } , g ) + \\epsilon _ { g \\leq n , h } ( \\Phi ) + \\ O \\left( \\sqrt { \\frac { \\log ( \\frac { 1 } { \\delta } ) } { T } } \\right) } \\end{array}", + "type": "interline_equation", + "image_path": "1b6486b25c6b610fa88a65d7d5f3843a55469762e6f6c3cac73bdbd129678e64.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 162, + 108, + 449, + 171.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 162, + 171.0, + 449, + 234.0 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 162, + 234.0, + 449, + 297.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 301, + 505, + 351 + ], + "lines": [ + { + "bbox": [ + 106, + 300, + 505, + 316 + ], + "spans": [ + { + "bbox": [ + 106, + 300, + 505, + 316 + ], + "score": 1.0, + "content": "where for the first part we use Lemma B.4, second part we use Lemma B.5, third part is upper", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 104, + 313, + 505, + 334 + ], + "spans": [ + { + "bbox": [ + 104, + 313, + 229, + 334 + ], + "score": 1.0, + "content": "bounded by 0 by optimality of", + "type": "text" + }, + { + "bbox": [ + 230, + 317, + 241, + 331 + ], + "score": 0.9, + "content": "\\hat { \\phi } _ { h }", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 313, + 355, + 334 + ], + "score": 1.0, + "content": ", fourth is upper bounded by", + "type": "text" + }, + { + "bbox": [ + 356, + 313, + 406, + 333 + ], + "score": 0.93, + "content": "O ( \\sqrt { \\frac { \\log ( \\frac { 1 } { \\delta } ) } { T } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 313, + 505, + 334 + ], + "score": 1.0, + "content": "by Hoeffding’s inequal-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 331, + 478, + 352 + ], + "spans": [ + { + "bbox": [ + 105, + 331, + 325, + 352 + ], + "score": 1.0, + "content": "ity and fifth is bounded by the following argument: let", + "type": "text" + }, + { + "bbox": [ + 326, + 333, + 478, + 351 + ], + "score": 0.89, + "content": "f ^ { \\phi } , g ^ { \\phi } = \\arg \\operatorname* { m i n } _ { f \\in \\mathcal { F } } \\arg \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\ell ^ { \\mu } ( \\phi , f , g )", + "type": "inline_equation" + } + ], + "index": 6 + } + ], + "index": 5, + "bbox_fs": [ + 104, + 300, + 505, + 352 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 147, + 356, + 464, + 437 + ], + "lines": [ + { + "bbox": [ + 147, + 356, + 464, + 437 + ], + "spans": [ + { + "bbox": [ + 147, + 356, + 464, + 437 + ], + "score": 0.95, + "content": "\\begin{array} { r l } & { \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi _ { h } ^ { * } ) = \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\mathrm { m i n } } \\underset { g \\in \\mathcal { G } } { \\mathrm { m a x } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi _ { h } ^ { * } , f , g ) } \\\\ & { \\quad \\quad \\quad \\quad \\leq \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { g \\in \\mathcal { G } } { \\mathrm { m a x } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi _ { h } ^ { * } , f ^ { \\phi _ { h } ^ { * } } , g ) = \\underset { \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi _ { h } ^ { * } , f ^ { \\phi _ { h } ^ { * } } , \\tilde { g } ) } \\\\ & { \\quad \\quad \\quad \\leq \\ell _ { h } ^ { \\mu } ( \\phi _ { h } ^ { * } , f ^ { \\phi _ { h } ^ { * } } , \\tilde { g } ) + \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) } \\\\ & { \\quad \\quad \\quad \\leq \\ell _ { h } ^ { \\mu } ( \\phi _ { h } ^ { * } , f ^ { \\phi _ { h } ^ { * } } , g ^ { \\phi _ { h } ^ { * } } ) + \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) = m _ { \\mu } ( \\phi _ { h } ^ { * } ) + \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) } \\end{array}", + "type": "interline_equation", + "image_path": "37e3a427ba1f8ddb00e4a2b1cf06291e51f28a6904ea1b8de18bd41218c5c40e.jpg" + } + ] + } + ], + "index": 8, + "virtual_lines": [ + { + "bbox": [ + 147, + 356, + 464, + 383.0 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 147, + 383.0, + 464, + 410.0 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 147, + 410.0, + 464, + 437.0 + ], + "spans": [], + "index": 9 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 439, + 291, + 452 + ], + "lines": [ + { + "bbox": [ + 106, + 439, + 292, + 453 + ], + "spans": [ + { + "bbox": [ + 106, + 439, + 292, + 453 + ], + "score": 1.0, + "content": "where the second inequality uses Lemma B.3.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10, + "bbox_fs": [ + 106, + 439, + 292, + 453 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 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Let", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12.5, + "bbox_fs": [ + 105, + 482, + 503, + 511 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 205, + 516, + 407, + 547 + ], + "lines": [ + { + "bbox": [ + 205, + 516, + 407, + 547 + ], + "spans": [ + { + "bbox": [ + 205, + 516, + 407, + 547 + ], + "score": 0.92, + "content": "\\epsilon _ { h } ( \\mathbf { x } _ { h } ) = \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\underset { s \\sim \\nu _ { h } ^ { * } } { \\mathbb { E } } \\big [ \\underset { a \\sim \\pi _ { h } } { \\mathbb { E } } ~ g ( s ^ { \\prime } ) - \\underset { a \\sim \\pi _ { h } ^ { * } } { \\mathbb { E } } ~ g ( s ^ { \\prime } ) \\big ]", + "type": "interline_equation", + "image_path": "31f925933a68d08886a7ab886b932418ee89a9089343c754203f4cf6ec6ed8e5.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 205, + 516, + 407, + 547 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 552, + 505, + 583 + ], + "lines": [ + { + "bbox": [ + 105, + 552, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 552, + 188, + 567 + ], + "score": 1.0, + "content": "be the loss of policy", + "type": "text" + }, + { + "bbox": [ + 188, + 555, + 200, + 564 + ], + "score": 0.86, + "content": "\\pi _ { h }", + "type": "inline_equation" + }, + { + "bbox": [ + 200, + 552, + 231, + 567 + ], + "score": 1.0, + "content": "at level", + "type": "text" + }, + { + "bbox": [ + 232, + 554, + 239, + 563 + ], + "score": 0.8, + "content": "h", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 552, + 299, + 567 + ], + "score": 1.0, + "content": ". By definition,", + "type": "text" + }, + { + "bbox": [ + 300, + 553, + 386, + 573 + ], + "score": 0.87, + "content": "\\boldsymbol { \\epsilon } _ { h } = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu _ { h } ^ { n } } { \\mathbb { E } } \\boldsymbol { \\epsilon } _ { h } ( \\mathbf { x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 552, + 505, + 567 + ], + "score": 1.0, + "content": ". Using Lemma C.1 from Sun", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 572, + 195, + 584 + ], + "spans": [ + { + "bbox": [ + 106, + 572, + 195, + 584 + ], + "score": 1.0, + "content": "et al. (2019), we have", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15.5, + "bbox_fs": [ + 105, + 552, + 505, + 584 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 588, + 506, + 623 + ], + "lines": [ + { + "bbox": [ + 111, + 588, + 506, + 623 + ], + "spans": [ + { + "bbox": [ + 111, + 588, + 506, + 623 + ], + "score": 0.92, + "content": "I ( \\pi ^ { \\phi , \\mathbf { x } } ) - J ( \\pi _ { \\mu } ^ { * } ) = \\sum _ { h = 1 } ^ { H } \\bar { \\Delta } _ { h } = \\sum _ { h = 1 } ^ { H } \\underline { { \\mathbb { E } } } _ { h } \\left[ \\underset { a \\sim \\pi _ { h } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } V _ { h + 1 } ^ { * } ( s ^ { \\prime } ) - \\underset { a \\sim \\pi _ { h } ^ { * } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } V _ { h + 1 } ^ { * } ( s ^ { \\prime } ) \\right]", + "type": "interline_equation", + "image_path": "0bf85409a43c53a3fef40afd43b14163ff90653b5ebc94fa38f46d8b6488bbfd.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 111, + 588, + 506, + 599.6666666666666 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 111, + 599.6666666666666, + 506, + 611.3333333333333 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 111, + 611.3333333333333, + 506, + 622.9999999999999 + ], + "spans": [], + "index": 19 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 628, + 159, + 639 + ], + "lines": [ + { + "bbox": [ + 106, + 627, + 160, + 640 + ], + "spans": [ + { + "bbox": [ + 106, + 627, + 160, + 640 + ], + "score": 1.0, + "content": "Observe that", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20, + "bbox_fs": [ + 106, + 627, + 160, + 640 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 128, + 644, + 482, + 737 + ], + "lines": [ + { + "bbox": [ + 128, + 644, + 482, + 737 + ], + "spans": [ + { + "bbox": [ + 128, + 644, + 482, + 737 + ], + "score": 0.94, + "content": "\\begin{array} { r l } { \\bar { \\Delta } _ { h } = } & { \\qquad \\underset { s \\sim \\psi _ { h } ^ { \\pi } } { \\mathbb { E } } [ \\underset { a \\sim \\pi _ { h } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } V _ { h + 1 } ^ { \\ast } ( s ^ { \\prime } ) - \\underset { a \\sim \\pi _ { h } ^ { \\ast } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } V _ { h + 1 } ^ { \\ast } ( s ^ { \\prime } ) ] } \\\\ { \\leq } & { \\qquad \\underset { g \\in \\mathcal { G } } { \\mathbb { E } } \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } \\underset { a \\sim \\pi _ { h } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { a \\sim \\pi _ { h } ^ { \\ast } ( \\cdot \\vert s ) , s ^ { \\prime } \\sim P _ { s , a } } { \\mathbb { E } } g ( s ^ { \\prime } ) ] + } \\\\ & { \\qquad \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } [ \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } V _ { h } ^ { \\ast } g ( s ) - \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\pi } g ( s ) ] + [ \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\ast } V _ { h + 1 } ^ { \\ast } ( s ) - \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\ast } V _ { h + 1 } ^ { \\ast } ( s ) ] } \\\\ { \\leq } & { \\qquad \\epsilon _ { h } ( \\mathbf { x } _ { h } ) + \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } [ \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\pi } g ( s ) - \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } \\Gamma _ { h } ^ { \\pi } g ( s ) ] + \\underset { g \\in \\mathcal { G } } { \\mathbb { E } } \\underset { s \\sim \\nu _ { h } ^ { \\pi } } { \\mathbb { E } } g ( s ) - \\underset { s \\sim \\nu _ { h } ^ { \\ast } } { \\mathbb { E } } ( s ) \\big \\Vert } \\end{array}", + "type": "interline_equation", + "image_path": "dd442e61b9670e00b02bedc4e4e8b471d2ccd2cfb33d78f80acb767397234ddb.jpg" + } + ] + } + ], + "index": 22, + "virtual_lines": [ + { + "bbox": [ + 128, + 644, + 482, + 675.0 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 128, + 675.0, + 482, + 706.0 + ], + "spans": [], + "index": 22 + }, + { + "bbox": [ + 128, + 706.0, + 482, + 737.0 + ], + "spans": [], + "index": 23 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 382, + 101 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 383, + 102 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 199, + 95 + ], + "score": 1.0, + "content": "Lemma B.6. Defining", + "type": "text" + }, + { + "bbox": [ + 200, + 82, + 344, + 102 + ], + "score": 0.92, + "content": "\\Delta _ { h } = \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\vert \\operatorname* { \\mathbb { E } } _ { s \\sim \\nu _ { h } ^ { \\pi } } g ( s ) - \\operatorname* { \\mathbb { E } } _ { s \\sim \\nu _ { h } ^ { * } } g ( s ) \\vert", + "type": "inline_equation" + }, + { + "bbox": [ + 344, + 81, + 383, + 95 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "interline_equation", + "bbox": [ + 207, + 106, + 403, + 128 + ], + "lines": [ + { + "bbox": [ + 207, + 106, + 403, + 128 + ], + "spans": [ + { + "bbox": [ + 207, + 106, + 403, + 128 + ], + "score": 0.88, + "content": "\\displaystyle \\operatorname* { m a x } _ { g \\in \\mathcal { G } } [ \\operatorname* { \\mathbb { E } } _ { s \\sim \\nu _ { h } ^ { \\pi } } \\Gamma _ { h } ^ { \\pi } g ( s ) - \\operatorname* { \\mathbb { E } } _ { s \\sim \\nu _ { h } ^ { * } } \\Gamma _ { h } ^ { \\pi } g ( s ) ] \\leq \\Delta _ { h } + 2 \\epsilon _ { b e } ^ { \\pi }", + "type": "interline_equation", + "image_path": "e4f6a25463ebddf4d56ce1fc5f3c830f4b234f6fda2ef234da5ec9aab405546d.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 207, + 106, + 403, + 128 + ], + "spans": [], + "index": 1 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 138, + 432, + 152 + ], + "lines": [ + { + "bbox": [ + 105, + 137, + 431, + 153 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 234, + 153 + ], + "score": 1.0, + "content": "Using the above lemma, we get", + "type": "text" + }, + { + "bbox": [ + 234, + 138, + 350, + 152 + ], + "score": 0.93, + "content": "\\bar { \\Delta } _ { h } \\le \\epsilon _ { h } \\bigl ( \\mathbf { x } _ { h } \\bigr ) + 2 \\Delta _ { h } + 2 \\epsilon _ { b e } ^ { \\pi }", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 137, + 417, + 153 + ], + "score": 1.0, + "content": ". We now bound", + "type": "text" + }, + { + "bbox": [ + 417, + 140, + 431, + 151 + ], + "score": 0.91, + "content": "\\Delta _ { h }", + "type": "inline_equation" + } + ], + "index": 2 + } + ], + "index": 2 + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 158, + 504, + 287 + ], + "lines": [ + { + "bbox": [ + 111, + 158, + 504, + 287 + ], + "spans": [ + { + "bbox": [ + 111, + 158, + 504, + 287 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { \\Delta _ { h } = \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\left| \\underset { s \\sim v _ { h - 1 } ^ { - } - s \\sim \\mathcal { G } _ { h - 1 } } { \\mathbb { E } } \\underset { s ^ { \\prime } \\sim v _ { h , \\alpha } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { s \\sim v _ { h - 1 } ^ { * } } { \\mathbb { E } } g ( s ) \\right| } \\\\ & { \\quad = \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\left| \\underset { s \\sim v _ { h - 1 } ^ { - } - s \\sim \\mathcal { G } _ { h - 1 } } { \\mathbb { E } } \\underset { s ^ { \\prime } \\sim v _ { h , \\alpha } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { s \\sim v _ { h - 1 } ^ { * } - s \\sim \\mathcal { G } _ { h - 1 } ^ { * } } { \\mathbb { E } } g ( s ) \\right| + \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\left| \\underset { s \\sim v _ { h - 1 } ^ { * } - s \\sim \\mathcal { G } _ { h - 1 } ^ { * } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { s \\sim v _ { h } ^ { * } } { \\mathbb { E } } g ( s ) \\right| } \\\\ & { \\quad = \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\left| \\underset { s \\sim v _ { h - 1 } ^ { * } - s } { \\mathbb { E } } \\underset { h - 1 } { \\mathbb { E } } \\underset { s ^ { \\prime } \\sim v _ { h , \\alpha } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { s \\sim v _ { h - 1 } ^ { * } - 1 } { \\mathbb { E } } \\underset { h - 1 } { \\mathbb { E } } \\underset { s ^ { \\prime } \\sim v _ { h - 1 } ^ { * } } { \\mathbb { E } } g ( s ) \\right| + \\epsilon _ { h - 1 } ( \\mathbf { x } _ { h - 1 } ) } \\\\ & { \\quad \\le \\Delta _ { h - 1 } + 2 \\epsilon _ { h } ^ { * } + \\epsilon _ { h - 1 } \\left( \\mathbf { x } _ { h - 1 } \\right) } \\end{array}", + "type": "interline_equation", + "image_path": "2aeebb3e45c139ca4679860756e36330035f7e83e7fb9b53e5db685864ac8f30.jpg" + } + ] + } + ], + "index": 4, + "virtual_lines": [ + { + "bbox": [ + 111, + 158, + 504, + 201.0 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 111, + 201.0, + 504, + 244.0 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 111, + 244.0, + 504, + 287.0 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 291, + 504, + 315 + ], + "lines": [ + { + "bbox": [ + 104, + 289, + 503, + 307 + ], + "spans": [ + { + "bbox": [ + 104, + 289, + 129, + 307 + ], + "score": 1.0, + "content": "Thus", + "type": "text" + }, + { + "bbox": [ + 129, + 292, + 274, + 304 + ], + "score": 0.93, + "content": "\\Delta _ { h } \\le 2 ( h - 1 ) \\epsilon _ { b e } ^ { \\pi } + \\epsilon _ { 1 : h - 1 } ( { \\bf x } _ { 1 : h - 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 275, + 289, + 304, + 307 + ], + "score": 1.0, + "content": "and so", + "type": "text" + }, + { + "bbox": [ + 304, + 291, + 503, + 304 + ], + "score": 0.88, + "content": "\\bar { \\Delta } _ { h } \\leq \\epsilon _ { 1 : h } ( { \\bf x } _ { 1 : h } ) + \\epsilon _ { 1 : h - 1 } ( { \\bf x } _ { 1 : h - 1 } ) + ( 4 h - 2 ) \\epsilon _ { b e } ^ { \\pi } .", + "type": "inline_equation" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 301, + 177, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 301, + 177, + 316 + ], + "score": 1.0, + "content": "This implies that", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5 + }, + { + "type": "interline_equation", + "bbox": [ + 156, + 318, + 454, + 353 + ], + "lines": [ + { + "bbox": [ + 156, + 318, + 454, + 353 + ], + "spans": [ + { + "bbox": [ + 156, + 318, + 454, + 353 + ], + "score": 0.93, + "content": "J ( \\pi ^ { \\phi , \\mathbf { x } } ) - J ( \\pi ^ { * } ) = \\sum _ { h = 1 } ^ { H } \\bar { \\Delta } _ { h } \\leq \\sum _ { h = 1 } ^ { H } ( 2 H - 2 h + 1 ) \\epsilon _ { h } ( \\mathbf { x } _ { h } ) + O ( H ^ { 2 } ) \\epsilon _ { b e } ^ { \\pi ^ { \\phi , \\mathbf { x } } }", + "type": "interline_equation", + "image_path": "3b963aec26ad900e8341417bdbe0089d554fba7648c0354345e58b893bb58f0e.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 156, + 318, + 454, + 329.6666666666667 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 156, + 329.6666666666667, + 454, + 341.33333333333337 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 156, + 341.33333333333337, + 454, + 353.00000000000006 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 357, + 361, + 369 + ], + "lines": [ + { + "bbox": [ + 105, + 355, + 362, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 355, + 200, + 371 + ], + "score": 1.0, + "content": "Taking expectation wrt", + "type": "text" + }, + { + "bbox": [ + 200, + 359, + 226, + 369 + ], + "score": 0.9, + "content": "\\mu \\sim \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 355, + 244, + 371 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 244, + 357, + 276, + 369 + ], + "score": 0.92, + "content": "\\mathbf { x } \\sim \\boldsymbol { \\mu } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 277, + 355, + 362, + 371 + ], + "score": 1.0, + "content": "completes the proof.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "title", + "bbox": [ + 107, + 381, + 222, + 393 + ], + "lines": [ + { + "bbox": [ + 106, + 381, + 223, + 393 + ], + "spans": [ + { + "bbox": [ + 106, + 381, + 223, + 393 + ], + "score": 1.0, + "content": "B.3 PROOFS OF LEMMAS", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 106, + 401, + 506, + 470 + ], + "lines": [ + { + "bbox": [ + 105, + 400, + 506, + 415 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 260, + 415 + ], + "score": 1.0, + "content": "Proof of Lemma B.3. Again we define", + "type": "text" + }, + { + "bbox": [ + 261, + 402, + 272, + 412 + ], + "score": 0.86, + "content": "{ \\mathcal { F } } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 400, + 357, + 415 + ], + "score": 1.0, + "content": "as in Equation 9. Let", + "type": "text" + }, + { + "bbox": [ + 357, + 402, + 506, + 414 + ], + "score": 0.77, + "content": "\\ell ( { \\pmb v } , { \\alpha } , \\beta , { a } ) = K \\mathrm { s o f t m a x } ( { \\pmb v } ) _ { a } { \\alpha } -", + "type": "inline_equation" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 412, + 505, + 429 + ], + "spans": [ + { + "bbox": [ + 106, + 415, + 114, + 426 + ], + "score": 0.81, + "content": "\\beta", + "type": "inline_equation" + }, + { + "bbox": [ + 114, + 412, + 147, + 428 + ], + "score": 1.0, + "content": ", and let", + "type": "text" + }, + { + "bbox": [ + 147, + 414, + 467, + 429 + ], + "score": 0.65, + "content": "\\ell _ { h } ^ { \\prime \\mu } ( \\phi , f ^ { \\prime } , g ) = \\ell _ { h } ^ { \\prime \\mu } ( \\phi , \\mathsf { s o f t m a x } ( f ^ { \\prime } ) , g ) = \\underset { \\ell \\circ \\textsf { s e r m a x } } { \\mathbb { E } } \\ell ( f ^ { \\prime } ( \\phi ( s ) ) , g ( \\widetilde s ) , g ( \\bar { s } ) , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 467, + 414, + 484, + 426 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 484, + 415, + 505, + 426 + ], + "score": 0.87, + "content": "f ^ { \\prime } \\in", + "type": "inline_equation" + } + ], + "index": 14 + }, + { + "bbox": [ + 321, + 425, + 367, + 434 + ], + "spans": [ + { + "bbox": [ + 321, + 425, + 367, + 434 + ], + "score": 0.36, + "content": "( s , a , \\tilde { s } , \\bar { s } ) { \\sim } { \\mu } _ { h }", + "type": "inline_equation" + } + ], + "index": 15 + }, + { + "bbox": [ + 107, + 434, + 506, + 450 + ], + "spans": [ + { + "bbox": [ + 107, + 436, + 119, + 447 + ], + "score": 0.85, + "content": "{ \\mathcal { F } } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 119, + 434, + 206, + 450 + ], + "score": 1.0, + "content": "and similarly define", + "type": "text" + }, + { + "bbox": [ + 207, + 434, + 368, + 448 + ], + "score": 0.86, + "content": "\\hat { \\ell ^ { \\prime } } _ { h } ^ { \\bf x } ( \\phi , f ^ { \\prime } , g ) = \\hat { \\ell } _ { h } ^ { \\bf x } ( \\phi , s \\mathrm { o } \\Sigma \\mathrm { t m a x } ( f ^ { \\prime } ) , g )", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 434, + 425, + 450 + ], + "score": 1.0, + "content": ". Notice that", + "type": "text" + }, + { + "bbox": [ + 426, + 436, + 472, + 448 + ], + "score": 0.92, + "content": "\\ell ( \\cdot , \\alpha , \\beta , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 434, + 485, + 450 + ], + "score": 1.0, + "content": "is", + "type": "text" + }, + { + "bbox": [ + 485, + 437, + 501, + 447 + ], + "score": 0.77, + "content": "2 K", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 434, + 506, + 450 + ], + "score": 1.0, + "content": "-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 447, + 506, + 460 + ], + "spans": [ + { + "bbox": [ + 105, + 447, + 145, + 460 + ], + "score": 1.0, + "content": "lipschitz,", + "type": "text" + }, + { + "bbox": [ + 145, + 447, + 191, + 459 + ], + "score": 0.92, + "content": "\\ell ( \\pmb { v } , \\cdot , \\beta , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 192, + 447, + 201, + 460 + ], + "score": 1.0, + "content": "is", + "type": "text" + }, + { + "bbox": [ + 202, + 448, + 212, + 457 + ], + "score": 0.83, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 212, + 447, + 267, + 460 + ], + "score": 1.0, + "content": "-lipschitz and", + "type": "text" + }, + { + "bbox": [ + 267, + 448, + 313, + 459 + ], + "score": 0.91, + "content": "\\ell ( \\pmb { v } , \\alpha , \\cdot , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 314, + 447, + 506, + 460 + ], + "score": 1.0, + "content": "is 1-lipschitz, Using Theorem 8(i) from Maurer", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 457, + 207, + 471 + ], + "spans": [ + { + "bbox": [ + 105, + 457, + 207, + 471 + ], + "score": 1.0, + "content": "et al. (2016), we get that", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 15.5 + }, + { + "type": "interline_equation", + "bbox": [ + 122, + 473, + 489, + 617 + ], + "lines": [ + { + "bbox": [ + 122, + 473, + 489, + 617 + ], + "spans": [ + { + "bbox": [ + 122, + 473, + 489, + 617 + ], + "score": 0.95, + "content": "\\begin{array} { r l } & { \\underset { \\mu \\sim \\eta \\times \\mu ^ { n } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\operatorname* { s u p } } \\underset { \\rho \\in \\mathcal { G } } { \\operatorname* { s u p } } \\Big [ \\hat { \\tilde { \\ell } } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) - \\ell _ { h } ^ { \\mu } ( \\phi , f , g ) \\Big ] } \\\\ & { \\quad \\quad \\quad \\quad = \\underset { \\mu \\sim \\eta \\times \\epsilon ^ { n } } { \\mathbb { E } } \\underset { f ^ { * } \\in \\mathcal { F } } { \\mathbb { E } } \\underset { g \\in \\mathcal { F } } { \\operatorname* { s u p } } \\underset { f ^ { * } \\in \\mathcal { F } } { \\operatorname* { s u p } } \\Big [ \\hat { \\tilde { \\ell } } _ { h } ^ { \\mathbf { x } } ( \\phi , f ^ { \\prime } , g ) - \\ell _ { h } ^ { \\mu } ( \\phi , f ^ { \\prime } , g ) \\Big ] } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\end{array}", + "type": "interline_equation", + "image_path": "4f4e59e0eff8c7643bfb15a5edfc663759e1881e7f8f89a1eec19eac076bfea6.jpg" + } + ] + } + ], + "index": 20, + "virtual_lines": [ + { + "bbox": [ + 122, + 473, + 489, + 521.0 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 122, + 521.0, + 489, + 569.0 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 122, + 569.0, + 489, + 617.0 + ], + "spans": [], + "index": 21 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 619, + 505, + 642 + ], + "lines": [ + { + "bbox": [ + 106, + 618, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 106, + 618, + 505, + 631 + ], + "score": 1.0, + "content": "where we used lipschitzness and Slepian’s lemma for second inequality and a similar computation", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 630, + 504, + 641 + ], + "spans": [ + { + "bbox": [ + 106, + 630, + 219, + 641 + ], + "score": 1.0, + "content": "to Lemma A.1 for the third.", + "type": "text" + }, + { + "bbox": [ + 496, + 632, + 504, + 640 + ], + "score": 0.995, + "content": "□", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22.5 + }, + { + "type": "text", + "bbox": [ + 106, + 653, + 190, + 665 + ], + "lines": [ + { + "bbox": [ + 106, + 653, + 192, + 666 + ], + "spans": [ + { + "bbox": [ + 106, + 653, + 192, + 666 + ], + "score": 1.0, + "content": "Proof of Lemma B.4.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "interline_equation", + "bbox": [ + 159, + 668, + 452, + 737 + ], + "lines": [ + { + "bbox": [ + 159, + 668, + 452, + 737 + ], + "spans": [ + { + "bbox": [ + 159, + 668, + 452, + 737 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { \\bar { L } _ { h } ( \\phi ) - \\underset { \\mathbf { x } \\sim \\rho _ { h } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi ) = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\frac { \\mathbb { E } } { \\mathbb { E } } \\bar { m } _ { \\mu , \\mathbf { x } } ( \\phi ) - \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi ) } \\\\ & { \\quad \\quad \\quad \\quad = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\ell _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) - \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) } \\\\ & { \\quad \\quad \\quad \\quad \\leq \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } [ \\ell _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) - \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) ] } \\end{array}", + "type": "interline_equation", + "image_path": "ef23f0b77c0da1dceacdbdede933ca19ef7f10461606df27f102a7c5fcc48ba2.jpg" + } + ] + } + ], + "index": 26, + "virtual_lines": [ + { + "bbox": [ + 159, + 668, + 452, + 691.0 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 159, + 691.0, + 452, + 714.0 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 159, + 714.0, + 452, + 737.0 + ], + "spans": [], + "index": 27 + } + ] + } + ], + "page_idx": 15, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 309, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 309, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 309, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "16", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 382, + 101 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 383, + 102 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 199, + 95 + ], + "score": 1.0, + "content": "Lemma B.6. Defining", + "type": "text" + }, + { + "bbox": [ + 200, + 82, + 344, + 102 + ], + "score": 0.92, + "content": "\\Delta _ { h } = \\operatorname* { m a x } _ { g \\in \\mathcal { G } } \\vert \\operatorname* { \\mathbb { E } } _ { s \\sim \\nu _ { h } ^ { \\pi } } g ( s ) - \\operatorname* { \\mathbb { E } } _ { s \\sim \\nu _ { h } ^ { * } } g ( s ) \\vert", + "type": "inline_equation" + }, + { + "bbox": [ + 344, + 81, + 383, + 95 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0, + "bbox_fs": [ + 105, + 81, + 383, + 102 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 207, + 106, + 403, + 128 + ], + "lines": [ + { + "bbox": [ + 207, + 106, + 403, + 128 + ], + "spans": [ + { + "bbox": [ + 207, + 106, + 403, + 128 + ], + "score": 0.88, + "content": "\\displaystyle \\operatorname* { m a x } _ { g \\in \\mathcal { G } } [ \\operatorname* { \\mathbb { E } } _ { s \\sim \\nu _ { h } ^ { \\pi } } \\Gamma _ { h } ^ { \\pi } g ( s ) - \\operatorname* { \\mathbb { E } } _ { s \\sim \\nu _ { h } ^ { * } } \\Gamma _ { h } ^ { \\pi } g ( s ) ] \\leq \\Delta _ { h } + 2 \\epsilon _ { b e } ^ { \\pi }", + "type": "interline_equation", + "image_path": "e4f6a25463ebddf4d56ce1fc5f3c830f4b234f6fda2ef234da5ec9aab405546d.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 207, + 106, + 403, + 128 + ], + "spans": [], + "index": 1 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 138, + 432, + 152 + ], + "lines": [ + { + "bbox": [ + 105, + 137, + 431, + 153 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 234, + 153 + ], + "score": 1.0, + "content": "Using the above lemma, we get", + "type": "text" + }, + { + "bbox": [ + 234, + 138, + 350, + 152 + ], + "score": 0.93, + "content": "\\bar { \\Delta } _ { h } \\le \\epsilon _ { h } \\bigl ( \\mathbf { x } _ { h } \\bigr ) + 2 \\Delta _ { h } + 2 \\epsilon _ { b e } ^ { \\pi }", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 137, + 417, + 153 + ], + "score": 1.0, + "content": ". We now bound", + "type": "text" + }, + { + "bbox": [ + 417, + 140, + 431, + 151 + ], + "score": 0.91, + "content": "\\Delta _ { h }", + "type": "inline_equation" + } + ], + "index": 2 + } + ], + "index": 2, + "bbox_fs": [ + 105, + 137, + 431, + 153 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 158, + 504, + 287 + ], + "lines": [ + { + "bbox": [ + 111, + 158, + 504, + 287 + ], + "spans": [ + { + "bbox": [ + 111, + 158, + 504, + 287 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { \\Delta _ { h } = \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\left| \\underset { s \\sim v _ { h - 1 } ^ { - } - s \\sim \\mathcal { G } _ { h - 1 } } { \\mathbb { E } } \\underset { s ^ { \\prime } \\sim v _ { h , \\alpha } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { s \\sim v _ { h - 1 } ^ { * } } { \\mathbb { E } } g ( s ) \\right| } \\\\ & { \\quad = \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\left| \\underset { s \\sim v _ { h - 1 } ^ { - } - s \\sim \\mathcal { G } _ { h - 1 } } { \\mathbb { E } } \\underset { s ^ { \\prime } \\sim v _ { h , \\alpha } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { s \\sim v _ { h - 1 } ^ { * } - s \\sim \\mathcal { G } _ { h - 1 } ^ { * } } { \\mathbb { E } } g ( s ) \\right| + \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\left| \\underset { s \\sim v _ { h - 1 } ^ { * } - s \\sim \\mathcal { G } _ { h - 1 } ^ { * } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { s \\sim v _ { h } ^ { * } } { \\mathbb { E } } g ( s ) \\right| } \\\\ & { \\quad = \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\left| \\underset { s \\sim v _ { h - 1 } ^ { * } - s } { \\mathbb { E } } \\underset { h - 1 } { \\mathbb { E } } \\underset { s ^ { \\prime } \\sim v _ { h , \\alpha } } { \\mathbb { E } } g ( s ^ { \\prime } ) - \\underset { s \\sim v _ { h - 1 } ^ { * } - 1 } { \\mathbb { E } } \\underset { h - 1 } { \\mathbb { E } } \\underset { s ^ { \\prime } \\sim v _ { h - 1 } ^ { * } } { \\mathbb { E } } g ( s ) \\right| + \\epsilon _ { h - 1 } ( \\mathbf { x } _ { h - 1 } ) } \\\\ & { \\quad \\le \\Delta _ { h - 1 } + 2 \\epsilon _ { h } ^ { * } + \\epsilon _ { h - 1 } \\left( \\mathbf { x } _ { h - 1 } \\right) } \\end{array}", + "type": "interline_equation", + "image_path": "2aeebb3e45c139ca4679860756e36330035f7e83e7fb9b53e5db685864ac8f30.jpg" + } + ] + } + ], + "index": 4, + "virtual_lines": [ + { + "bbox": [ + 111, + 158, + 504, + 201.0 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 111, + 201.0, + 504, + 244.0 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 111, + 244.0, + 504, + 287.0 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 291, + 504, + 315 + ], + "lines": [ + { + "bbox": [ + 104, + 289, + 503, + 307 + ], + "spans": [ + { + "bbox": [ + 104, + 289, + 129, + 307 + ], + "score": 1.0, + "content": "Thus", + "type": "text" + }, + { + "bbox": [ + 129, + 292, + 274, + 304 + ], + "score": 0.93, + "content": "\\Delta _ { h } \\le 2 ( h - 1 ) \\epsilon _ { b e } ^ { \\pi } + \\epsilon _ { 1 : h - 1 } ( { \\bf x } _ { 1 : h - 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 275, + 289, + 304, + 307 + ], + "score": 1.0, + "content": "and so", + "type": "text" + }, + { + "bbox": [ + 304, + 291, + 503, + 304 + ], + "score": 0.88, + "content": "\\bar { \\Delta } _ { h } \\leq \\epsilon _ { 1 : h } ( { \\bf x } _ { 1 : h } ) + \\epsilon _ { 1 : h - 1 } ( { \\bf x } _ { 1 : h - 1 } ) + ( 4 h - 2 ) \\epsilon _ { b e } ^ { \\pi } .", + "type": "inline_equation" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 301, + 177, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 301, + 177, + 316 + ], + "score": 1.0, + "content": "This implies that", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5, + "bbox_fs": [ + 104, + 289, + 503, + 316 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 156, + 318, + 454, + 353 + ], + "lines": [ + { + "bbox": [ + 156, + 318, + 454, + 353 + ], + "spans": [ + { + "bbox": [ + 156, + 318, + 454, + 353 + ], + "score": 0.93, + "content": "J ( \\pi ^ { \\phi , \\mathbf { x } } ) - J ( \\pi ^ { * } ) = \\sum _ { h = 1 } ^ { H } \\bar { \\Delta } _ { h } \\leq \\sum _ { h = 1 } ^ { H } ( 2 H - 2 h + 1 ) \\epsilon _ { h } ( \\mathbf { x } _ { h } ) + O ( H ^ { 2 } ) \\epsilon _ { b e } ^ { \\pi ^ { \\phi , \\mathbf { x } } }", + "type": "interline_equation", + "image_path": "3b963aec26ad900e8341417bdbe0089d554fba7648c0354345e58b893bb58f0e.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 156, + 318, + 454, + 329.6666666666667 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 156, + 329.6666666666667, + 454, + 341.33333333333337 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 156, + 341.33333333333337, + 454, + 353.00000000000006 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 357, + 361, + 369 + ], + "lines": [ + { + "bbox": [ + 105, + 355, + 362, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 355, + 200, + 371 + ], + "score": 1.0, + "content": "Taking expectation wrt", + "type": "text" + }, + { + "bbox": [ + 200, + 359, + 226, + 369 + ], + "score": 0.9, + "content": "\\mu \\sim \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 355, + 244, + 371 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 244, + 357, + 276, + 369 + ], + "score": 0.92, + "content": "\\mathbf { x } \\sim \\boldsymbol { \\mu } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 277, + 355, + 362, + 371 + ], + "score": 1.0, + "content": "completes the proof.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11, + "bbox_fs": [ + 105, + 355, + 362, + 371 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 381, + 222, + 393 + ], + "lines": [ + { + "bbox": [ + 106, + 381, + 223, + 393 + ], + "spans": [ + { + "bbox": [ + 106, + 381, + 223, + 393 + ], + "score": 1.0, + "content": "B.3 PROOFS OF LEMMAS", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "list", + "bbox": [ + 106, + 401, + 506, + 470 + ], + "lines": [ + { + "bbox": [ + 105, + 400, + 506, + 415 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 260, + 415 + ], + "score": 1.0, + "content": "Proof of Lemma B.3. Again we define", + "type": "text" + }, + { + "bbox": [ + 261, + 402, + 272, + 412 + ], + "score": 0.86, + "content": "{ \\mathcal { F } } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 400, + 357, + 415 + ], + "score": 1.0, + "content": "as in Equation 9. Let", + "type": "text" + }, + { + "bbox": [ + 357, + 402, + 506, + 414 + ], + "score": 0.77, + "content": "\\ell ( { \\pmb v } , { \\alpha } , \\beta , { a } ) = K \\mathrm { s o f t m a x } ( { \\pmb v } ) _ { a } { \\alpha } -", + "type": "inline_equation" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 412, + 505, + 429 + ], + "spans": [ + { + "bbox": [ + 106, + 415, + 114, + 426 + ], + "score": 0.81, + "content": "\\beta", + "type": "inline_equation" + }, + { + "bbox": [ + 114, + 412, + 147, + 428 + ], + "score": 1.0, + "content": ", and let", + "type": "text" + }, + { + "bbox": [ + 147, + 414, + 467, + 429 + ], + "score": 0.65, + "content": "\\ell _ { h } ^ { \\prime \\mu } ( \\phi , f ^ { \\prime } , g ) = \\ell _ { h } ^ { \\prime \\mu } ( \\phi , \\mathsf { s o f t m a x } ( f ^ { \\prime } ) , g ) = \\underset { \\ell \\circ \\textsf { s e r m a x } } { \\mathbb { E } } \\ell ( f ^ { \\prime } ( \\phi ( s ) ) , g ( \\widetilde s ) , g ( \\bar { s } ) , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 467, + 414, + 484, + 426 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 484, + 415, + 505, + 426 + ], + "score": 0.87, + "content": "f ^ { \\prime } \\in", + "type": "inline_equation" + } + ], + "index": 14 + }, + { + "bbox": [ + 321, + 425, + 367, + 434 + ], + "spans": [ + { + "bbox": [ + 321, + 425, + 367, + 434 + ], + "score": 0.36, + "content": "( s , a , \\tilde { s } , \\bar { s } ) { \\sim } { \\mu } _ { h }", + "type": "inline_equation" + } + ], + "index": 15, + "is_list_end_line": true + }, + { + "bbox": [ + 107, + 434, + 506, + 450 + ], + "spans": [ + { + "bbox": [ + 107, + 436, + 119, + 447 + ], + "score": 0.85, + "content": "{ \\mathcal { F } } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 119, + 434, + 206, + 450 + ], + "score": 1.0, + "content": "and similarly define", + "type": "text" + }, + { + "bbox": [ + 207, + 434, + 368, + 448 + ], + "score": 0.86, + "content": "\\hat { \\ell ^ { \\prime } } _ { h } ^ { \\bf x } ( \\phi , f ^ { \\prime } , g ) = \\hat { \\ell } _ { h } ^ { \\bf x } ( \\phi , s \\mathrm { o } \\Sigma \\mathrm { t m a x } ( f ^ { \\prime } ) , g )", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 434, + 425, + 450 + ], + "score": 1.0, + "content": ". 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(2016), we get that", + "type": "text" + } + ], + "index": 18, + "is_list_end_line": true + } + ], + "index": 15.5, + "bbox_fs": [ + 105, + 400, + 506, + 471 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 122, + 473, + 489, + 617 + ], + "lines": [ + { + "bbox": [ + 122, + 473, + 489, + 617 + ], + "spans": [ + { + "bbox": [ + 122, + 473, + 489, + 617 + ], + "score": 0.95, + "content": "\\begin{array} { r l } & { \\underset { \\mu \\sim \\eta \\times \\mu ^ { n } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\operatorname* { s u p } } \\underset { \\rho \\in \\mathcal { G } } { \\operatorname* { s u p } } \\Big [ \\hat { \\tilde { \\ell } } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) - \\ell _ { h } ^ { \\mu } ( \\phi , f , g ) \\Big ] } \\\\ & { \\quad \\quad \\quad \\quad = \\underset { \\mu \\sim \\eta \\times \\epsilon ^ { n } } { \\mathbb { E } } \\underset { f ^ { * } \\in \\mathcal { F } } { \\mathbb { E } } \\underset { g \\in \\mathcal { F } } { \\operatorname* { s u p } } \\underset { f ^ { * } \\in \\mathcal { F } } { \\operatorname* { s u p } } \\Big [ \\hat { \\tilde { \\ell } } _ { h } ^ { \\mathbf { x } } ( \\phi , f ^ { \\prime } , g ) - \\ell _ { h } ^ { \\mu } ( \\phi , f ^ { \\prime } , g ) \\Big ] } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\end{array}", + "type": "interline_equation", + "image_path": "4f4e59e0eff8c7643bfb15a5edfc663759e1881e7f8f89a1eec19eac076bfea6.jpg" + } + ] + } + ], + "index": 20, + "virtual_lines": [ + { + "bbox": [ + 122, + 473, + 489, + 521.0 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 122, + 521.0, + 489, + 569.0 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 122, + 569.0, + 489, + 617.0 + ], + "spans": [], + "index": 21 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 619, + 505, + 642 + ], + "lines": [ + { + "bbox": [ + 106, + 618, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 106, + 618, + 505, + 631 + ], + "score": 1.0, + "content": "where we used lipschitzness and Slepian’s lemma for second inequality and a similar computation", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 630, + 504, + 641 + ], + "spans": [ + { + "bbox": [ + 106, + 630, + 219, + 641 + ], + "score": 1.0, + "content": "to Lemma A.1 for the third.", + "type": "text" + }, + { + "bbox": [ + 496, + 632, + 504, + 640 + ], + "score": 0.995, + "content": "□", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22.5, + "bbox_fs": [ + 106, + 618, + 505, + 641 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 653, + 190, + 665 + ], + "lines": [ + { + "bbox": [ + 106, + 653, + 192, + 666 + ], + "spans": [ + { + "bbox": [ + 106, + 653, + 192, + 666 + ], + "score": 1.0, + "content": "Proof of Lemma B.4.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24, + "bbox_fs": [ + 106, + 653, + 192, + 666 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 159, + 668, + 452, + 737 + ], + "lines": [ + { + "bbox": [ + 159, + 668, + 452, + 737 + ], + "spans": [ + { + "bbox": [ + 159, + 668, + 452, + 737 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { \\bar { L } _ { h } ( \\phi ) - \\underset { \\mathbf { x } \\sim \\rho _ { h } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi ) = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\frac { \\mathbb { E } } { \\mathbb { E } } \\bar { m } _ { \\mu , \\mathbf { x } } ( \\phi ) - \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\hat { m } _ { \\mathbf { x } } ( \\phi ) } \\\\ & { \\quad \\quad \\quad \\quad = \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\ell _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) - \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) } \\\\ & { \\quad \\quad \\quad \\quad \\leq \\underset { \\mu \\sim \\eta \\mathbf { x } \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } [ \\ell _ { h } ^ { \\mu } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) - \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , \\hat { f } _ { \\mathbf { x } } ^ { \\phi } , g ) ] } \\end{array}", + "type": "interline_equation", + "image_path": "ef23f0b77c0da1dceacdbdede933ca19ef7f10461606df27f102a7c5fcc48ba2.jpg" + } + ] + } + ], + "index": 26, + "virtual_lines": [ + { + "bbox": [ + 159, + 668, + 452, + 691.0 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 159, + 691.0, + 452, + 714.0 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 159, + 714.0, + 452, + 737.0 + ], + "spans": [], + "index": 27 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "interline_equation", + "bbox": [ + 246, + 80, + 443, + 117 + ], + "lines": [ + { + "bbox": [ + 246, + 80, + 443, + 117 + ], + "spans": [ + { + "bbox": [ + 246, + 80, + 443, + 117 + ], + "score": 0.84, + "content": "\\begin{array} { r l } & { \\leq \\underset { \\mu \\sim \\eta \\times \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\mathbb { E } } \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } [ \\ell _ { h } ^ { \\mu } ( \\phi , f , g ) - \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) ] } \\\\ & { \\leq \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) } \\end{array}", + "type": "interline_equation", + "image_path": "70e01ea76d84fe1f75618e0e127c4f320c96b91b1f8a4a2160d22c3e6a272431.jpg" + } + ] + } + ], + "index": 0.5, + "virtual_lines": [ + { + "bbox": [ + 246, + 80, + 443, + 98.5 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 246, + 98.5, + 443, + 117.0 + ], + "spans": [], + "index": 1 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 122, + 505, + 145 + ], + "lines": [ + { + "bbox": [ + 105, + 121, + 506, + 135 + ], + "spans": [ + { + "bbox": [ + 105, + 121, + 237, + 135 + ], + "score": 1.0, + "content": "where we use the definition of", + "type": "text" + }, + { + "bbox": [ + 238, + 122, + 251, + 133 + ], + "score": 0.91, + "content": "\\bar { L } _ { h }", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 121, + 506, + 135 + ], + "score": 1.0, + "content": ", obviousness for the first inequality and Lemma B.3 for the", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 131, + 504, + 146 + ], + "spans": [ + { + "bbox": [ + 105, + 131, + 127, + 146 + ], + "score": 1.0, + "content": "last.", + "type": "text" + }, + { + "bbox": [ + 496, + 135, + 504, + 142 + ], + "score": 0.993, + "content": "□", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 2.5 + }, + { + "type": "text", + "bbox": [ + 106, + 156, + 330, + 169 + ], + "lines": [ + { + "bbox": [ + 105, + 155, + 330, + 171 + ], + "spans": [ + { + "bbox": [ + 105, + 155, + 330, + 171 + ], + "score": 1.0, + "content": "Proof of Lemma B.5. We wil be using Slepian’s lemma", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "text", + "bbox": [ + 106, + 173, + 504, + 196 + ], + "lines": [ + { + "bbox": [ + 105, + 173, + 506, + 187 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 256, + 187 + ], + "score": 1.0, + "content": "Lemma B.7 (Slepian’s lemma). Let", + "type": "text" + }, + { + "bbox": [ + 256, + 174, + 291, + 186 + ], + "score": 0.93, + "content": "\\{ X \\} _ { s \\in S }", + "type": "inline_equation" + }, + { + "bbox": [ + 291, + 173, + 311, + 187 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 311, + 174, + 344, + 186 + ], + "score": 0.92, + "content": "\\{ Y \\} _ { s \\in S }", + "type": "inline_equation" + }, + { + "bbox": [ + 345, + 173, + 506, + 187 + ], + "score": 1.0, + "content": "be zero mean Gaussian processes such", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 184, + 126, + 198 + ], + "spans": [ + { + "bbox": [ + 105, + 184, + 126, + 198 + ], + "score": 1.0, + "content": "that", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 5.5 + }, + { + "type": "interline_equation", + "bbox": [ + 223, + 200, + 387, + 215 + ], + "lines": [ + { + "bbox": [ + 223, + 200, + 387, + 215 + ], + "spans": [ + { + "bbox": [ + 223, + 200, + 387, + 215 + ], + "score": 0.89, + "content": "\\mathbb { E } ( X _ { s } - X _ { t } ) ^ { 2 } \\le \\mathbb { E } ( Y _ { s } - Y _ { t } ) ^ { 2 } , \\forall s , t \\in S", + "type": "interline_equation", + "image_path": "3e9e5d08feec510eadf362bdfb49e7a03f8949485e3410a10f21bb269cbadd02.jpg" + } + ] + } + ], + "index": 7, + "virtual_lines": [ + { + "bbox": [ + 223, + 200, + 387, + 215 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 219, + 129, + 231 + ], + "lines": [ + { + "bbox": [ + 105, + 218, + 130, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 218, + 130, + 232 + ], + "score": 1.0, + "content": "Then", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8 + }, + { + "type": "interline_equation", + "bbox": [ + 261, + 236, + 349, + 257 + ], + "lines": [ + { + "bbox": [ + 261, + 236, + 349, + 257 + ], + "spans": [ + { + "bbox": [ + 261, + 236, + 349, + 257 + ], + "score": 0.92, + "content": "\\mathbb { E } \\operatorname* { s u p } _ { s \\in S } X _ { s } \\le \\mathbb { E } \\operatorname* { s u p } _ { s \\in S } Y _ { s }", + "type": "interline_equation", + "image_path": "31d6fb77598e1ddfaa871a08da18be9ceae92871431cc063e72e2a44575593e2.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 261, + 236, + 349, + 257 + ], + "spans": [], + "index": 9 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 266, + 344, + 279 + ], + "lines": [ + { + "bbox": [ + 106, + 266, + 344, + 281 + ], + "spans": [ + { + "bbox": [ + 106, + 266, + 344, + 281 + ], + "score": 1.0, + "content": "Using Theorem 8(ii) from Maurer et al. 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X _ { \\phi ^ { \\prime } } ) = \\sum _ { i } ( \\hat { m } ( \\phi ) _ { \\mathbf { x } ^ { ( i ) } } - \\hat { m } ( \\phi ^ { \\prime } ) _ { \\mathbf { x } ^ { ( i ) } } ) ^ { 2 } } \\\\ { \\displaystyle \\qquad \\leq \\frac { 4 K ^ { 2 } } { n } \\sum _ { i , j , k } ( \\phi ( s _ { j } ^ { i } ) _ { k } - \\phi ^ { \\prime } ( s _ { j } ^ { i } ) _ { k } ) ^ { 2 } = \\mathbb { E } ( Y _ { \\phi } - Y _ { \\phi ^ { \\prime } } ) ^ { 2 } } \\end{array}", + "type": "interline_equation", + "image_path": "503399ceec8c8fb747a0ad5c67d30f7a92d76463d08bc063bd8d7339244cae01.jpg" + } + ] + } + ], + "index": 25, + "virtual_lines": [ + { + "bbox": [ + 173, + 627, + 437, + 647.3333333333334 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 173, + 647.3333333333334, + 437, + 667.6666666666667 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 173, + 667.6666666666667, + 437, + 688.0000000000001 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 691, + 242, + 703 + ], + "lines": [ + { + "bbox": [ + 106, + 690, + 242, + 705 + ], + "spans": [ + { + "bbox": [ + 106, + 690, + 242, + 705 + ], + "score": 1.0, + "content": "Thus by Slepian’s lemma, we get", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "interline_equation", + "bbox": [ + 202, + 709, + 408, + 735 + ], + "lines": [ + { + "bbox": [ + 202, + 709, + 408, + 735 + ], + "spans": [ + { + "bbox": [ + 202, + 709, + 408, + 735 + ], + "score": 0.92, + "content": "G ( S ) = \\mathbb { E } \\operatorname* { s u p } _ { \\phi \\in \\Phi } X _ { \\phi } \\leq \\mathbb { E } \\operatorname* { s u p } _ { \\phi \\in \\Phi } Y _ { \\phi } = \\frac { 2 K } { \\sqrt { n } } G ( \\Phi ( \\{ s _ { j } ^ { i } \\} ) )", + "type": "interline_equation", + "image_path": "d2f4bf7336ebc057c489c76738e82b182af7199411f8019955c53bdfeff5252f.jpg" + } + ] + } + ], + "index": 28, + "virtual_lines": [ + { + "bbox": [ + 202, + 709, + 408, + 735 + ], + "spans": [], + "index": 28 + } + ] + } + ], + "page_idx": 16, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 309, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 309, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 309, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 765 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 765 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 15, + "width": 14 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "interline_equation", + "bbox": [ + 246, + 80, + 443, + 117 + ], + "lines": [ + { + "bbox": [ + 246, + 80, + 443, + 117 + ], + "spans": [ + { + "bbox": [ + 246, + 80, + 443, + 117 + ], + "score": 0.84, + "content": "\\begin{array} { r l } & { \\leq \\underset { \\mu \\sim \\eta \\times \\sim \\mu ^ { n } } { \\mathbb { E } } \\underset { f \\in \\mathcal { F } } { \\mathbb { E } } \\underset { g \\in \\mathcal { G } } { \\operatorname* { m a x } } [ \\ell _ { h } ^ { \\mu } ( \\phi , f , g ) - \\hat { \\ell } _ { h } ^ { \\mathbf { x } } ( \\phi , f , g ) ] } \\\\ & { \\leq \\epsilon _ { g e n , h } ( \\mathcal { F } , \\mathcal { G } ) } \\end{array}", + "type": "interline_equation", + "image_path": "70e01ea76d84fe1f75618e0e127c4f320c96b91b1f8a4a2160d22c3e6a272431.jpg" + } + ] + } + ], + "index": 0.5, + "virtual_lines": [ + { + "bbox": [ + 246, + 80, + 443, + 98.5 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 246, + 98.5, + 443, + 117.0 + ], + "spans": [], + "index": 1 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 122, + 505, + 145 + ], + "lines": [ + { + "bbox": [ + 105, + 121, + 506, + 135 + ], + "spans": [ + { + "bbox": [ + 105, + 121, + 237, + 135 + ], + "score": 1.0, + "content": "where we use the definition of", + "type": "text" + }, + { + "bbox": [ + 238, + 122, + 251, + 133 + ], + "score": 0.91, + "content": "\\bar { L } _ { h }", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 121, + 506, + 135 + ], + "score": 1.0, + "content": ", obviousness for the first inequality and Lemma B.3 for the", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 131, + 504, + 146 + ], + "spans": [ + { + "bbox": [ + 105, + 131, + 127, + 146 + ], + "score": 1.0, + "content": "last.", + "type": "text" + }, + { + "bbox": [ + 496, + 135, + 504, + 142 + ], + "score": 0.993, + "content": "□", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 2.5, + "bbox_fs": [ + 105, + 121, + 506, + 146 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 156, + 330, + 169 + ], + "lines": [ + { + "bbox": [ + 105, + 155, + 330, + 171 + ], + "spans": [ + { + "bbox": [ + 105, + 155, + 330, + 171 + ], + "score": 1.0, + "content": "Proof of Lemma B.5. We wil be using Slepian’s lemma", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4, + "bbox_fs": [ + 105, + 155, + 330, + 171 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 173, + 504, + 196 + ], + "lines": [ + { + "bbox": [ + 105, + 173, + 506, + 187 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 256, + 187 + ], + "score": 1.0, + "content": "Lemma B.7 (Slepian’s lemma). 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\\mathcal { R } \\pi ^ { \\mathcal { S } / \\theta } ( \\hat { \\theta } _ { j } ^ { \\top } ) \\hat { \\theta } _ { j } ^ { \\top } \\big | \\bigg ] ^ { 2 } \\bigg ) ^ { 2 } } \\\\ & { = \\kappa ^ { 2 } \\bigg ( \\underset { j \\in \\mathcal { S } } { \\operatorname* { s u p } } \\bigg ) \\bigg | \\frac { 1 } { \\mathcal { S } } \\sum _ { j } \\big ( f ( \\hat { \\theta } ( \\hat { \\theta } _ { j } ) ) _ { \\mathcal { S } } - f ( \\hat { \\theta } ^ { \\top } ( \\hat { \\theta } ^ { \\top } ) ) _ { \\mathcal { S } } \\big ) y ( \\hat { \\theta } _ { j } ^ { \\top } \\bigg ) \\bigg | ^ { 2 } } \\\\ \\end{array}", + "type": "interline_equation", + "image_path": "c188d74554d881395328930e358675df4b931b44c7447764543fc6fda3618446.jpg" + } + ] + } + ], + "index": 20, + "virtual_lines": [ + { + "bbox": [ + 124, + 401, + 484, + 466.3333333333333 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 124, + 466.3333333333333, + 484, + 531.6666666666666 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 124, + 531.6666666666666, + 484, + 597.0 + ], + "spans": [], + "index": 21 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 600, + 503, + 623 + ], + "lines": [ + { + "bbox": [ + 106, + 600, + 504, + 613 + ], + "spans": [ + { + "bbox": [ + 106, + 600, + 391, + 613 + ], + "score": 1.0, + "content": "where we prove the first inequality later, second inequality comes from", + "type": "text" + }, + { + "bbox": [ + 392, + 603, + 398, + 612 + ], + "score": 0.81, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 398, + 600, + 504, + 613 + ], + "score": 1.0, + "content": "being upper bounded by 1", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 611, + 465, + 624 + ], + "spans": [ + { + "bbox": [ + 106, + 611, + 454, + 624 + ], + "score": 1.0, + "content": "and by Cauchy-Schwartz inequality, third inequality comes from the 2-lipschitzness of", + "type": "text" + }, + { + "bbox": [ + 454, + 612, + 461, + 623 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 461, + 611, + 465, + 624 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22.5, + "bbox_fs": [ + 106, + 600, + 504, + 624 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 173, + 627, + 437, + 688 + ], + "lines": [ + { + "bbox": [ + 173, + 627, + 437, + 688 + ], + "spans": [ + { + "bbox": [ + 173, + 627, + 437, + 688 + ], + "score": 0.94, + "content": "\\begin{array} { l } { \\displaystyle \\mathbb { E } ( X _ { \\phi } - X _ { \\phi ^ { \\prime } } ) = \\sum _ { i } ( \\hat { m } ( \\phi ) _ { \\mathbf { x } ^ { ( i ) } } - \\hat { m } ( \\phi ^ { \\prime } ) _ { \\mathbf { x } ^ { ( i ) } } ) ^ { 2 } } \\\\ { \\displaystyle \\qquad \\leq \\frac { 4 K ^ { 2 } } { n } \\sum _ { i , j , k } ( \\phi ( s _ { j } ^ { i } ) _ { k } - \\phi ^ { \\prime } ( s _ { j } ^ { i } ) _ { k } ) ^ { 2 } = \\mathbb { E } ( Y _ { \\phi } - Y _ { \\phi ^ { \\prime } } ) ^ { 2 } } \\end{array}", + "type": "interline_equation", + "image_path": "503399ceec8c8fb747a0ad5c67d30f7a92d76463d08bc063bd8d7339244cae01.jpg" + } + ] + } + ], + "index": 25, + "virtual_lines": [ + { + "bbox": [ + 173, + 627, + 437, + 647.3333333333334 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 173, + 647.3333333333334, + 437, + 667.6666666666667 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 173, + 667.6666666666667, + 437, + 688.0000000000001 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 691, + 242, + 703 + ], + "lines": [ + { + "bbox": [ + 106, + 690, + 242, + 705 + ], + "spans": [ + { + "bbox": [ + 106, + 690, + 242, + 705 + ], + "score": 1.0, + "content": "Thus by Slepian’s lemma, we get", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27, + "bbox_fs": [ + 106, + 690, + 242, + 705 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 202, + 709, + 408, + 735 + ], + "lines": [ + { + "bbox": [ + 202, + 709, + 408, + 735 + ], + "spans": [ + { + "bbox": [ + 202, + 709, + 408, + 735 + ], + "score": 0.92, + "content": "G ( S ) = \\mathbb { E } \\operatorname* { s u p } _ { \\phi \\in \\Phi } X _ { \\phi } \\leq \\mathbb { E } \\operatorname* { s u p } _ { \\phi \\in \\Phi } Y _ { \\phi } = \\frac { 2 K } { \\sqrt { n } } G ( \\Phi ( \\{ s _ { j } ^ { i } \\} ) )", + "type": "interline_equation", + "image_path": "d2f4bf7336ebc057c489c76738e82b182af7199411f8019955c53bdfeff5252f.jpg" + } + ] + } + ], + "index": 28, + "virtual_lines": [ + { + "bbox": [ + 202, + 709, + 408, + 735 + ], + "spans": [], + "index": 28 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 104, + 81, + 501, + 95 + ], + "lines": [ + { + "bbox": [ + 106, + 81, + 501, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 81, + 501, + 96 + ], + "score": 1.0, + "content": "Plugging this into Equation 12 completes the proof. 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We use the PPO (Schulman et al., 2017) algorithm to train our", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 427, + 290, + 439 + ], + "spans": [ + { + "bbox": [ + 105, + 427, + 290, + 439 + ], + "score": 1.0, + "content": "policy with code from Dhariwal et al. (2017).", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 106, + 450, + 505, + 528 + ], + "lines": [ + { + "bbox": [ + 105, + 450, + 505, + 463 + ], + "spans": [ + { + "bbox": [ + 105, + 450, + 505, + 463 + ], + "score": 1.0, + "content": "DirectedSwimmer A DirectedSwimmer environment is the same as Swimmer in OpenAI Gym", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 461, + 504, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 461, + 497, + 474 + ], + "score": 1.0, + "content": "(Brockman et al., 2016), except the following: the reward function is parametrized by a direction", + "type": "text" + }, + { + "bbox": [ + 497, + 462, + 504, + 471 + ], + "score": 0.74, + "content": "d", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 472, + 505, + 485 + ], + "spans": [ + { + "bbox": [ + 106, + 472, + 127, + 485 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 127, + 472, + 161, + 484 + ], + "score": 0.93, + "content": "\\| d \\| = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 472, + 392, + 485 + ], + "score": 1.0, + "content": ", and is defined as the traveled distance along the direction", + "type": "text" + }, + { + "bbox": [ + 393, + 473, + 399, + 482 + ], + "score": 0.76, + "content": "d", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 472, + 505, + 485 + ], + "score": 1.0, + "content": ". For each task, we sample", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 482, + 506, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 277, + 496 + ], + "score": 1.0, + "content": "a random direction. The state space is still", + "type": "text" + }, + { + "bbox": [ + 277, + 483, + 289, + 493 + ], + "score": 0.86, + "content": "\\mathbb { R } ^ { 8 }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 482, + 457, + 496 + ], + "score": 1.0, + "content": ". The original action space in Swimmer is", + "type": "text" + }, + { + "bbox": [ + 457, + 483, + 470, + 493 + ], + "score": 0.88, + "content": "\\mathbb { R } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 482, + 506, + 496 + ], + "score": 1.0, + "content": ", and we", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 494, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 106, + 494, + 380, + 506 + ], + "score": 1.0, + "content": "discretize the action space, such that each entry can be only one of", + "type": "text" + }, + { + "bbox": [ + 380, + 494, + 464, + 506 + ], + "score": 0.9, + "content": "\\{ - 1 , - 0 . 5 , 0 , 0 . 5 , 1 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 494, + 505, + 506 + ], + "score": 1.0, + "content": ". We also", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 506, + 505, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 505, + 518 + ], + "score": 1.0, + "content": "reduce the maximum horizon from 1000 to 100. We trained the experts for 1 million steps by PPO", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 515, + 213, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 213, + 529 + ], + "score": 1.0, + "content": "to make sure it converges.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 29 + }, + { + "type": "text", + "bbox": [ + 106, + 533, + 505, + 589 + ], + "lines": [ + { + "bbox": [ + 106, + 532, + 505, + 545 + ], + "spans": [ + { + "bbox": [ + 106, + 532, + 160, + 545 + ], + "score": 1.0, + "content": "The function", + "type": "text" + }, + { + "bbox": [ + 160, + 534, + 168, + 545 + ], + "score": 0.85, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 532, + 505, + 545 + ], + "score": 1.0, + "content": "we use has two fully connected layers and two ReLU layers. The number of hidden", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 543, + 504, + 558 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 504, + 558 + ], + "score": 1.0, + "content": "units is 100, so is the dimension of representation. We also include the total rewards that each algo-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 555, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 106, + 555, + 505, + 568 + ], + "score": 1.0, + "content": "rithm can get in Figure 3. Note even though the baseline has a high validation loss, its performance", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 567, + 505, + 578 + ], + "spans": [ + { + "bbox": [ + 106, + 567, + 505, + 578 + ], + "score": 1.0, + "content": "can be quite good. This does not indicate a failure of representation learning, but it shows that lower", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 578, + 308, + 590 + ], + "spans": [ + { + "bbox": [ + 106, + 578, + 308, + 590 + ], + "score": 1.0, + "content": "logistic loss does not always imply higher reward.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 35 + }, + { + "type": "text", + "bbox": [ + 107, + 600, + 504, + 635 + ], + "lines": [ + { + "bbox": [ + 105, + 600, + 505, + 614 + ], + "spans": [ + { + "bbox": [ + 105, + 600, + 317, + 614 + ], + "score": 1.0, + "content": "Optimization All optimization, including training", + "type": "text" + }, + { + "bbox": [ + 318, + 601, + 335, + 612 + ], + "score": 0.9, + "content": "\\phi , \\pi", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 600, + 505, + 614 + ], + "score": 1.0, + "content": "and behavior cloning baseline, is done by", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 610, + 506, + 625 + ], + "spans": [ + { + "bbox": [ + 105, + 610, + 506, + 625 + ], + "score": 1.0, + "content": "Adam (Kingma & Ba, 2014) with learning rate 0.001 until it converges. 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The action space is discrete", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 104, + 271, + 507, + 286 + ], + "spans": [ + { + "bbox": [ + 104, + 271, + 359, + 286 + ], + "score": 1.0, + "content": "and has size 2. For each MDP, we have a sequence of actions", + "type": "text" + }, + { + "bbox": [ + 360, + 272, + 403, + 284 + ], + "score": 0.87, + "content": "\\mathbf { a } ^ { * } \\in [ 2 ] ^ { 2 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 403, + 271, + 507, + 286 + ], + "score": 1.0, + "content": ". This is the sequence of", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 283, + 505, + 296 + ], + "spans": [ + { + "bbox": [ + 105, + 283, + 242, + 296 + ], + "score": 1.0, + "content": "optimal actions. We use different", + "type": "text" + }, + { + "bbox": [ + 242, + 284, + 253, + 294 + ], + "score": 0.81, + "content": "\\mathbf { a } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 283, + 505, + 296 + ], + "score": 1.0, + "content": "to define different environments. The transition model is that:", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 104, + 292, + 504, + 310 + ], + "spans": [ + { + "bbox": [ + 104, + 292, + 115, + 310 + ], + "score": 1.0, + "content": "If", + "type": "text" + }, + { + "bbox": [ + 116, + 295, + 154, + 306 + ], + "score": 0.9, + "content": "s _ { \\mathrm { r e a l } } = e _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 154, + 292, + 192, + 310 + ], + "score": 1.0, + "content": "for some", + "type": "text" + }, + { + "bbox": [ + 192, + 295, + 198, + 304 + ], + "score": 0.68, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 292, + 265, + 310 + ], + "score": 1.0, + "content": "and the action is", + "type": "text" + }, + { + "bbox": [ + 265, + 295, + 276, + 306 + ], + "score": 0.88, + "content": "\\mathbf { a } _ { i } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 276, + 292, + 299, + 310 + ], + "score": 1.0, + "content": ", then", + "type": "text" + }, + { + "bbox": [ + 300, + 294, + 348, + 307 + ], + "score": 0.92, + "content": "s _ { \\mathrm { r e a l } } ^ { \\prime } = e _ { i + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 348, + 292, + 487, + 310 + ], + "score": 1.0, + "content": "and we’ll get reward 1. Otherwise", + "type": "text" + }, + { + "bbox": [ + 487, + 294, + 504, + 307 + ], + "score": 0.9, + "content": "s _ { \\mathrm { r e a l } } ^ { \\prime }", + "type": "inline_equation" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 304, + 505, + 319 + ], + "spans": [ + { + "bbox": [ + 105, + 304, + 256, + 319 + ], + "score": 1.0, + "content": "will be all zero and the reward is 0.", + "type": "text" + }, + { + "bbox": [ + 256, + 307, + 277, + 317 + ], + "score": 0.86, + "content": "s _ { \\mathrm { n o i s e } }", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 304, + 505, + 319 + ], + "score": 1.0, + "content": "will always be sampled from the Gaussian distribution.", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 315, + 505, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 168, + 330 + ], + "score": 1.0, + "content": "Note that once", + "type": "text" + }, + { + "bbox": [ + 169, + 318, + 186, + 327 + ], + "score": 0.86, + "content": "s _ { \\mathrm { r e a l } }", + "type": "inline_equation" + }, + { + "bbox": [ + 186, + 315, + 505, + 330 + ], + "score": 1.0, + "content": "is all zero, it will not change and the reward will always be 0. The maximum", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 326, + 491, + 340 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 419, + 340 + ], + "score": 1.0, + "content": "horiozn is set to 20 and therefore, the optimal policy has return 20. The initial", + "type": "text" + }, + { + "bbox": [ + 419, + 329, + 436, + 339 + ], + "score": 0.9, + "content": "s _ { \\mathrm { r e a l } }", + "type": "inline_equation" + }, + { + "bbox": [ + 436, + 326, + 476, + 340 + ], + "score": 1.0, + "content": "is always", + "type": "text" + }, + { + "bbox": [ + 476, + 329, + 486, + 338 + ], + "score": 0.83, + "content": "e _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 326, + 491, + 340 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 13, + "bbox_fs": [ + 104, + 240, + 507, + 340 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 344, + 505, + 400 + ], + "lines": [ + { + "bbox": [ + 105, + 342, + 507, + 358 + ], + "spans": [ + { + "bbox": [ + 105, + 342, + 355, + 358 + ], + "score": 1.0, + "content": "The representation has dimension of 10. 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Although the dimension of representation is smaller than the number of states, there still exists", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 366, + 504, + 379 + ], + "spans": [ + { + "bbox": [ + 105, + 366, + 504, + 379 + ], + "score": 1.0, + "content": "a linear mapping from states to representation such that we can find a linear optimal policy. For each", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 376, + 506, + 390 + ], + "spans": [ + { + "bbox": [ + 104, + 376, + 372, + 390 + ], + "score": 1.0, + "content": "expert, we collect 200 state-action pairs to train the representation", + "type": "text" + }, + { + "bbox": [ + 372, + 378, + 380, + 388 + ], + "score": 0.83, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 380, + 376, + 506, + 390 + ], + "score": 1.0, + "content": ". The trajectories are generated", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 387, + 196, + 402 + ], + "spans": [ + { + "bbox": [ + 105, + 387, + 196, + 402 + ], + "score": 1.0, + "content": "by the optimal policy.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 20, + "bbox_fs": [ + 104, + 342, + 507, + 402 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 405, + 505, + 438 + ], + "lines": [ + { + "bbox": [ + 106, + 405, + 505, + 417 + ], + "spans": [ + { + "bbox": [ + 106, + 405, + 505, + 417 + ], + "score": 1.0, + "content": "When training the policy using an RL algorithm, to reduce the impact of initialization, the last full", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 415, + 505, + 428 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 505, + 428 + ], + "score": 1.0, + "content": "connected layer is initialized to 0. We use the PPO (Schulman et al., 2017) algorithm to train our", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 427, + 290, + 439 + ], + "spans": [ + { + "bbox": [ + 105, + 427, + 290, + 439 + ], + "score": 1.0, + "content": "policy with code from Dhariwal et al. (2017).", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24, + "bbox_fs": [ + 105, + 405, + 505, + 439 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 450, + 505, + 528 + ], + "lines": [ + { + "bbox": [ + 105, + 450, + 505, + 463 + ], + "spans": [ + { + "bbox": [ + 105, + 450, + 505, + 463 + ], + "score": 1.0, + "content": "DirectedSwimmer A DirectedSwimmer environment is the same as Swimmer in OpenAI Gym", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 461, + 504, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 461, + 497, + 474 + ], + "score": 1.0, + "content": "(Brockman et al., 2016), except the following: the reward function is parametrized by a direction", + "type": "text" + }, + { + "bbox": [ + 497, + 462, + 504, + 471 + ], + "score": 0.74, + "content": "d", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 472, + 505, + 485 + ], + "spans": [ + { + "bbox": [ + 106, + 472, + 127, + 485 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 127, + 472, + 161, + 484 + ], + "score": 0.93, + "content": "\\| d \\| = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 472, + 392, + 485 + ], + "score": 1.0, + "content": ", and is defined as the traveled distance along the direction", + "type": "text" + }, + { + "bbox": [ + 393, + 473, + 399, + 482 + ], + "score": 0.76, + "content": "d", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 472, + 505, + 485 + ], + "score": 1.0, + "content": ". For each task, we sample", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 482, + 506, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 277, + 496 + ], + "score": 1.0, + "content": "a random direction. The state space is still", + "type": "text" + }, + { + "bbox": [ + 277, + 483, + 289, + 493 + ], + "score": 0.86, + "content": "\\mathbb { R } ^ { 8 }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 482, + 457, + 496 + ], + "score": 1.0, + "content": ". The original action space in Swimmer is", + "type": "text" + }, + { + "bbox": [ + 457, + 483, + 470, + 493 + ], + "score": 0.88, + "content": "\\mathbb { R } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 482, + 506, + 496 + ], + "score": 1.0, + "content": ", and we", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 494, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 106, + 494, + 380, + 506 + ], + "score": 1.0, + "content": "discretize the action space, such that each entry can be only one of", + "type": "text" + }, + { + "bbox": [ + 380, + 494, + 464, + 506 + ], + "score": 0.9, + "content": "\\{ - 1 , - 0 . 5 , 0 , 0 . 5 , 1 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 494, + 505, + 506 + ], + "score": 1.0, + "content": ". We also", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 506, + 505, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 505, + 518 + ], + "score": 1.0, + "content": "reduce the maximum horizon from 1000 to 100. We trained the experts for 1 million steps by PPO", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 515, + 213, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 213, + 529 + ], + "score": 1.0, + "content": "to make sure it converges.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 29, + "bbox_fs": [ + 105, + 450, + 506, + 529 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 533, + 505, + 589 + ], + "lines": [ + { + "bbox": [ + 106, + 532, + 505, + 545 + ], + "spans": [ + { + "bbox": [ + 106, + 532, + 160, + 545 + ], + "score": 1.0, + "content": "The function", + "type": "text" + }, + { + "bbox": [ + 160, + 534, + 168, + 545 + ], + "score": 0.85, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 532, + 505, + 545 + ], + "score": 1.0, + "content": "we use has two fully connected layers and two ReLU layers. The number of hidden", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 543, + 504, + 558 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 504, + 558 + ], + "score": 1.0, + "content": "units is 100, so is the dimension of representation. We also include the total rewards that each algo-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 555, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 106, + 555, + 505, + 568 + ], + "score": 1.0, + "content": "rithm can get in Figure 3. Note even though the baseline has a high validation loss, its performance", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 567, + 505, + 578 + ], + "spans": [ + { + "bbox": [ + 106, + 567, + 505, + 578 + ], + "score": 1.0, + "content": "can be quite good. This does not indicate a failure of representation learning, but it shows that lower", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 578, + 308, + 590 + ], + "spans": [ + { + "bbox": [ + 106, + 578, + 308, + 590 + ], + "score": 1.0, + "content": "logistic loss does not always imply higher reward.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 35, + "bbox_fs": [ + 105, + 532, + 505, + 590 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 600, + 504, + 635 + ], + "lines": [ + { + "bbox": [ + 105, + 600, + 505, + 614 + ], + "spans": [ + { + "bbox": [ + 105, + 600, + 317, + 614 + ], + "score": 1.0, + "content": "Optimization All optimization, including training", + "type": "text" + }, + { + "bbox": [ + 318, + 601, + 335, + 612 + ], + "score": 0.9, + "content": "\\phi , \\pi", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 600, + 505, + 614 + ], + "score": 1.0, + "content": "and behavior cloning baseline, is done by", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 610, + 506, + 625 + ], + "spans": [ + { + "bbox": [ + 105, + 610, + 506, + 625 + ], + "score": 1.0, + "content": "Adam (Kingma & Ba, 2014) with learning rate 0.001 until it converges. To solve equation 8, we", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 623, + 300, + 635 + ], + "spans": [ + { + "bbox": [ + 106, + 623, + 195, + 635 + ], + "score": 1.0, + "content": "build a joint loss over", + "type": "text" + }, + { + "bbox": [ + 195, + 623, + 202, + 634 + ], + "score": 0.85, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 623, + 232, + 635 + ], + "score": 1.0, + "content": "and all", + "type": "text" + }, + { + "bbox": [ + 233, + 623, + 240, + 635 + ], + "score": 0.83, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 240, + 623, + 300, + 635 + ], + "score": 1.0, + "content": "’s in each task,", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 39, + "bbox_fs": [ + 105, + 600, + 506, + 635 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 199, + 639, + 411, + 675 + ], + "lines": [ + { + "bbox": [ + 199, + 639, + 411, + 675 + ], + "spans": [ + { + "bbox": [ + 199, + 639, + 411, + 675 + ], + "score": 0.94, + "content": "\\mathcal { L } ( \\phi , f _ { 1 } , \\dots , f _ { T } ) = \\frac { 1 } { n T } \\sum _ { t = 1 } ^ { T } \\sum _ { j = 1 } ^ { n } - \\log ( \\pi ^ { \\phi , f _ { t } } ( s _ { j } ^ { t } ) _ { a _ { j } ^ { t } } ) .", + "type": "interline_equation", + "image_path": "19e9c2288767993f7098b3a4c39748e4392d89443d0f52f1add3e07989a44c98.jpg" + } + ] + } + ], + "index": 41.5, + "virtual_lines": [ + { + "bbox": [ + 199, + 639, + 411, + 657.0 + ], + "spans": [], + "index": 41 + }, + { + "bbox": [ + 199, + 657.0, + 411, + 675.0 + ], + "spans": [], + "index": 42 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 680, + 356, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 678, + 357, + 694 + ], + "spans": [ + { + "bbox": [ + 105, + 678, + 184, + 694 + ], + "score": 1.0, + "content": "Then we minimize", + "type": "text" + }, + { + "bbox": [ + 184, + 680, + 252, + 693 + ], + "score": 0.93, + "content": "\\mathcal { L } ( \\phi , f _ { 1 } 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\\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\quad \\end{array}" + }, + { + "category_id": 14, + "poly": [ + 475, + 1342, + 1223, + 1342, + 1223, + 1543, + 475, + 1543 + ], + "score": 0.94, + "latex": "\\begin{array} { r l } & { \\underset { s \\sim \\nu _ { \\mu } 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\\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad } \\\\ & { \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad \\quad 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sha256:c97786234f2ed5e55695268748c157d74095d3d5934bcfd13a8cc44b1e5b5988 +size 11414 diff --git a/parse/train/qG4ZVCCyCB0/images/fff4b9983f40b12a78b5191337f2160224b357560aa1cbf29ce80afa8eccce49.jpg b/parse/train/qG4ZVCCyCB0/images/fff4b9983f40b12a78b5191337f2160224b357560aa1cbf29ce80afa8eccce49.jpg new file mode 100644 index 0000000000000000000000000000000000000000..114b0b2a3595ac6de9cff5348ec0da8612b0b5e4 --- /dev/null +++ b/parse/train/qG4ZVCCyCB0/images/fff4b9983f40b12a78b5191337f2160224b357560aa1cbf29ce80afa8eccce49.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:b8a16eb8c1113ab1848adb26a5f56559e0f32e138abce5113809ed1cb0f71667 +size 3365 diff --git a/parse/train/r1HhRfWRZ/r1HhRfWRZ.md b/parse/train/r1HhRfWRZ/r1HhRfWRZ.md new file mode 100644 index 0000000000000000000000000000000000000000..fdfc65c1a03079134f9939ed79a72f9c14488703 --- /dev/null +++ b/parse/train/r1HhRfWRZ/r1HhRfWRZ.md @@ -0,0 +1,359 @@ +# LEARNING AWARENESS MODELS + +Brandon Amos1∗ Laurent Dinh2 Serkan Cabi3 Thomas Rothorl ¨ 3 Sergio Gomez Colmenarejo ´ 3 Alistair Muldal3 Tom Erez3 Yuval Tassa3 Nando de Freitas3,4 Misha Denil3 + +1Carnegie Mellon University 2University of Montreal 3DeepMind 4CIFAR + +# ABSTRACT + +We consider the setting of an agent with a fixed body interacting with an unknown and uncertain external world. We show that models trained to predict proprioceptive information about the agent’s body come to represent objects in the external world. In spite of being trained with only internally available signals, these dynamic body models come to represent external objects through the necessity of predicting their effects on the agent’s own body. That is, the model learns holistic persistent representations of objects in the world, even though the only training signals are body signals. Our dynamics model is able to successfully predict distributions over 132 sensor readings over 100 steps into the future and we demonstrate that even when the body is no longer in contact with an object, the latent variables of the dynamics model continue to represent its shape. We show that active data collection by maximizing the entropy of predictions about the body— touch sensors, proprioception and vestibular information—leads to learning of dynamic models that show superior performance when used for control. We also collect data from a real robotic hand and show that the same models can be used to answer questions about properties of objects in the real world. Videos with qualitative results of our models are available at https://goo.gl/mZuqAV. + +# 1 INTRODUCTION + +Situation awareness is the perception of the elements in the environment within a volume of time and space, and the comprehension of their meaning, and the projection of their status in the near future. — Endsley (1987) + +As artificial intelligence moves off of the server and out into the world at large; be this the virtual world, in the form of simulated walkers, climbers and other creatures (Heess et al., 2017), or the real world in the form of virtual assistants, self driving vehicles (Bojarski et al., 2016), and household robots (Jain et al., 2013); we are increasingly faced with the need to build systems that understand and reason about the world around them. + +When building systems like this it is natural to think of the physical world as breaking into two parts. The first part is the platform, the part we design and build, and therefore know quite a lot about; and the second part is everything else, which comprises all the strange and exciting situations that the platform might encounter. As designers, we have very little control over the external part of the world, and the variety of situations that might arise are too numerous to anticipate in advance. Additionally, while the state of the platform is readily accessible (e.g. through deployment of integrated sensors), the state of the external world is generally not available to the system. + +The platform hosts any sensors and actuators that are part of the system, and importantly it can be relied on to be the same across the wide variety situations where the system might be deployed. A virtual assistant can rely on having access to the camera and microphone on your smart phone, and the control system for a self driving car can assume it is controlling a specific make and model of vehicle, and that it has access to any specialized hardware installed by the manufacturer. These consistency assumptions hold regardless of what is happening in the external world. + +This same partitioning of the world occurs naturally for living creatures as well. As a human being your platform is your body; it maintains a constant size and shape throughout your life (or at least these change vastly slower than the world around you), and you can hopefully rely on the fact that no matter what demands tomorrow might make of you, you will face them with the same number of fingers and toes. + +![](images/85f873020ce18593ab997648308688f800113b8e711e9316a66b635eb0ae5bda.jpg) +Figure 1: Illustration of a preprogrammed grasp and release cycle of a single episode of the MPL hand. The target block is only perceivable to the agent through the constraints it imposes on the movement of the hand. Note that the shape of the object is correctly predicted even when the hand is not in contact with it. That is, the hand neural network sensory model has learned persistent representations of the external world, which enable it to be aware of object properties even when not touching the objects. + +This story of partitioning the world into the self and the other, that exchange information through the body, suggests an approach to building models for reasoning about the world. If the body is a consistent vehicle through which an agent interacts with the world and proprioceptive and tactile senses live at the boundary of the body, then predictive models of these senses should result in models that represent external objects, in order to accurately predict their future effects on the body. This is the approach we take in this paper. + +We consider two robotic hand bodies, one in simulation and one in reality. The hands are induced to grasp a variety of target objects (see Figure 1 for an example) and we build forward models of their proprioceptive signals. The target objects are perceivable only through the constraints they place on the movement of the body, and we show that this information is sufficient for the dynamics models to form holistic, persistent representations of the targets. We also show that we can use the learned dynamics models for planning, and that we can illicit behaviors from the planner that depend on external objects, in spite of those objects not being included in the observations directly (see Figure 7). + +Our simulated body is a model of the hand of the Johns Hopkins Modular Prosthetic Limb (Johannes et al., 2011), realized in MuJoCo (Todorov et al., 2012). The model is actuated by 13 motors each capable of exerting a bidirectional force on a single joint. The model is also instrumented with a series of sensors measuring angles and torques of the joints, as well as pressure sensors measuring contact forces at several locations across its surface. There are also inertial measurement units located at the end of each finger which measure translational and rotational accelerations. In total there are 132 sensor measurements whose values we predict using our dynamics model. + +Our real body is the Shadow Dexterous Hand, which is a real robotic hand with 20 degree of freedom control. This allows us to show that that our ideas apply not only in simulation, but succeed in the real world as well. The Shadow Hand is instrumented with sensors measuring the tension of the tendons driving the fingers, and also has pressure sensors on the pad of each fingertip that measure contact forces with objects in the world. We apply the same techniques used on the simulated model to data collected from this real platform and use the resulting model to make predictions about states of external objects in the real world. + +# 2 RELATED WORK + +Intrinsic motivation and exploration: Given our goal to gather information about the world and, and in particular to actively seek out information about external objects, our work is naturally related to work on intrinsic motivation. The literature on intrinsic motivation is vast and rich, and we do not attempt to review it fully here. Some representative works include Oudeyer & Kaplan (2008; 2009); Sequeira et al. (2011); Still & Precup (2012); Bellemare et al. (2016); Martius et al. (2013); Schmidhuber (2008); Mohamed & Rezende (2015); Haber et al. (2018b;a) Some of the ideas here, in particular the notion of choosing actions specifically to improve a model of the world, echo earlier speculative work of Schmidhuber (1991) and Storck et al. (1995). + +Several authors have implemented intrinsic motivation, or curiosity based objectives in visual space, through predicting interactions with objects (Pinto et al., 2016), or through predicting summary statistics of the future (Venkatraman et al., 2017; Downey et al., 2017). Other authors have also investigated using learned future predictions directly for control (Dosovitskiy & Koltun, 2016). + +Many works formulate intrinsic motivation as a problem of learning to induce errors in a forward model, possibly regularized by an additional inverse model (Pathak et al., 2017; de Abril & Kanai, 2018). However, since we use planning, rather than policies, for active control we cannot adapt their objectives directly. Objectives that depend on the observed error in a prediction cannot be rolled forward in time, and thus we are forced to work with similar, but different objectives in our planner. + +When stochastic transition and observation models are available, it is possible to use simulation to infer optimal plans for exploring environments (Martinez-Cantin et al., 2009). Our setting uses predominantly deterministic distributed representations, and our models are learned from data. + +A sea of other methods have been proposed for exploration (MacKay, 1992; Ghavamzadeh et al., 2015; Asmuth et al., 2009; Gal, 2016; Stachniss et al., 2005; Plappert et al., 2017; Fu et al., 2017). Our approach builds on this literature. + +Haptics: Humans use their hands to gather information in structured task driven ways (Lederman & Klatzky, 1987); and it will become clear from the experiments why hands are relevant to our work. Our interest in hands and touch brings us into contact with a vast literature on haptics (Zheng et al., 2016; Gao et al., 2016; Cao et al., 2016; Loeb, 2013; Edmonds et al., 2017; Su et al., 2015; Navarro et al., 2012; Aggarwal et al., 2015; Liu et al.; Sung et al., 2017; Ciobanu et al., 2013; Karl et al., 2016; Su et al., 2012). + +There is also work in robotics on using the anticipation of sensation to guide actions (Indranil Sur, 2017), and on showing how touch sensing can improve the performance of grasping tasks (Calandra et al., 2017). Model based planning has been very successful in these domains (Deisenroth & Rasmussen, 2011). + +Sequence-to-sequence modelling: There has been a lot of recent interest in sequence-to-sequence modelling (Downey et al., 2017; Venkatraman et al., 2017; Chung et al., 2015; Fraccaro et al., 2016; Bayer & Osendorfer, 2014; Archer et al., 2015; Krishnan et al., 2015), particularly in the context of predicting distributions and in dynamics modelling in reinforcement learning. In this paper we use a sequence to sequence variant that shares weights between the encoder and decoder portions of the model. + +Predicting unknown quantities in RL: The consciousness prior (Bengio, 2017) considers recurrent latent dynamics models similar to ours and suggests mapping from their hidden states to other spaces that aren’t directly modelled. + +Yu et al. (2017) propose a method of learning control policies that operate under unknown dynamics models. They consider the dynamics model parameters as an unobserved part of the state, and train a system identification model to predict these parameters from a short history of observations. The predictions of the system identification model are used to augment the observations which are then fed to a universal policy, which has been trained to act optimally under an ensemble of dynamics models, when the dynamics parameters are observed. The key contribution of their work is a training procedure that makes this two stage modelling process robust. + +Although the high level motivation of Yu et al. (2017) is similar, there is an obvious analogy between their system identification model and our diagnostics, many of the specifics are quite different from the work presented here. They explicitly do not consider memory-based tasks (the system identification model looks only at a short window of the past) whereas one of our key interests is in how our models preserve information in time. They also use a two stage training process, where both stages of training require knowledge of the system parameters; it is only at test time where these are + +# Definitions + +![](images/857196e20b4c1ffb5daa32f405c79d3d033c07f4dab0484b5534926a78d33f0e.jpg) + +Dynamics Model: Predicts the action-conditional future observations given the past observations and actions: $p ( x _ { t + 1 : t + k } | u _ { 1 : t + k - 1 } , x _ { 1 : t } )$ + +Awareness: The information about unobserved states that is represented by the dynamics model. + +Diagnostic Model: A model used to evaluate (or diagnose) the awareness of a dynamics model by predicting unobserved states. + +Figure 2: Overview of our notation and definitions. + +unknown. In contrast, we use the system parameters only as an analysis strategy, and at no point require knowledge of them to train the system. Finally, the bodies we consider (robot hands) are substantially more complex than those of Yu et al. (2017), and we do not make use of an explicit parameterization of the system dynamics. + +The work of Fu et al. (2016) also fits dynamics models using neural networks and uses planning in these models to guide action selection. They train a global dynamics model on data from several tasks, and use this global model as a prior for fitting a much simpler local dynamics model within each episode. The global model captures course grained dynamics of the robot and its environment, while the local model accounts for the specific configuration of the environment within an episode. Although they do not probe for this explicitly, one might hypothesize that the type of awareness of the environment that we are after in this work could be encoded in the parameters of their local models. + +# 3 DYNAMICS, AWARENESS, AND DIAGNOSTICS + +We consider an agent operating in a discrete-time setting where there is a stochastic unobservable global state $s _ { t } \in S$ at each timestep $t$ and the agent obtains a stochastic observation $\boldsymbol { x } _ { t } \in \mathcal { X }$ where ${ \mathcal { X } } \subseteq S$ and takes some action $u _ { t } \in \mathcal { U }$ . Our goal is to learn a predictive dynamics model of the agent’s action-conditional future observations $p ( x _ { t + 1 : t + k } | u _ { 1 : t + k - 1 } , x _ { 1 : t } )$ for $k$ timesteps into the future given all of the previous observations and actions it has taken. We assume that the dynamics model has some hidden state it uses to encode information in the observed trajectory. We will then use these models to reason about the global state $s _ { t }$ even though no information about this state is available during training, which we refer to as awareness. Figure 2 summarizes the notation and definitions we use throughout the rest of the paper. + +To show that information required for reasoning is present in the states of our dynamics models we use auxiliary models, which we call diagnostic models. A diagnostic model looks at the states of a dynamics model and uses them to to predict an interpretable unobserved state in the world $y _ { t } \in \mathcal { V }$ , where $\mathcal { V } \subseteq \mathcal { S }$ and in most cases $\chi \cap \mathcal { y } = \emptyset$ . When training a diagnostic model we allow ourselves to use privileged information to define the loss, but we do not allow the diagnostic loss to influence the representations of the dynamics model. + +The diagnostic models are a post-hoc analysis strategy. The dynamics models are trained using only the observed states, and then frozen. After the dynamics models are trained we train diagnostic models on their states, and the claim is that if we can successfully predict properties of unobserved states using diagnostic models trained in this way then information about the external objects is available in the states of the dynamics model. + +# 4 THE PREDICTOR-CORRECTOR (PRECO) DYNAMICS MODEL + +This section introduces the Predictor-Corrector (PreCo) dynamics model we use for long-horizon multi-step predictions over the observation space $p ( x _ { t + 1 : t + k } | u _ { 1 : t + k - 1 } , x _ { 1 : t } )$ . We first encode the observed trajectory $\{ u _ { 1 : t } , x _ { 1 : t } \}$ into a deterministic hidden state $h _ { t } \in \mathcal { H }$ using a recurrent model + +![](images/f0e9ff8d767e6ac211edb9e9029a2ee65f15dc4755772729043cafd7a0a04f15.jpg) +Figure 3: Top Left: A PreCo model generating single-step predictions and corrections, as in optimal filtering. Bottom Left: A PreCo model making multi-step predictions. Right: Multi-step rollouts, from all timesteps, are used for fitting a PreCo model to a trajectory. Deterministic nodes are represented with diamonds and stochastic nodes are represented with circles. + +parameterized by $\theta$ and then use this hidden state to predict distributions over the future observations $x _ { t + 1 : t + k }$ . We show experimentally that even though the hidden states $h _ { t }$ were only trained on observed states, they contain an awareness of unobserved states in the environment. + +Using a deterministic hidden state allows us to easily unroll the predictor without needing to approximate the distributions with sampling or other approximate methods. We assume that the observation predictions are independent of each other given the hidden state, and can be modeled as + +$$ +p ( x _ { t + 1 : t + k } | u _ { t : t + k - 1 } , h _ { t : t + k } ) = \prod _ { \kappa = 1 } ^ { k } p ( x _ { t + \kappa } | u _ { t : t + \kappa - 1 } , h _ { t : t + \kappa } ) +$$ + +This modelling is done with three deterministic components: + +1. Predictor $\ d \ b \theta : \mathcal { H } \times \mathcal { U } \mathcal { H }$ predicts the next hidden state after taking an action, 2. Corrector $\theta : \mathcal { H } \times \mathcal { X } \mathcal { H }$ corrects the current hidden state after receiving an observation from the environment, and 3. $\operatorname { D e c o d e r } _ { \boldsymbol { \theta } } : \mathcal { H } P _ { \mathcal { X } }$ maps from the hidden state to a distribution over the observations. + +Separating the dynamics model into predictor and corrector components allows us to operate in single-step and multi-step prediction modes as Figure 3 shows. The predictor can make action-conditional predictions using the hidden states from the corrector for single-step predictions as $h _ { t , 0 } ^ { p } = \operatorname { \bar { P } r e d i c t o r } _ { \theta } ( h _ { t - 1 } ^ { c } , \hat { u } _ { t } )$ or from itself for multi-step predictions as $\begin{array} { r l } { \bar { h } _ { t , i + 1 } ^ { p } } & { { } = } \end{array}$ Predictor $\mathbf { \nabla } _ { \theta } \bigl ( h _ { t , i } ^ { p } , u _ { t + i } \bigr )$ . In our notation, $h _ { t , i } ^ { p }$ denotes the predictor’s hidden state prediction at time $t + i$ starting from the corrector’s state at time $t - 1$ . The corrector then makes the updates $h _ { t } ^ { c } = \mathrm { C o r r e c t o r } _ { \theta } ( h _ { t , 0 } ^ { p } , x _ { t } )$ . + +To train PreCo models, we maximize the likelihood on a reference set of trajectories using the singlestep predictions as well as multi-step predictions stemming from every timestep. The structure of the resulting graph of only the hidden states is shown on the right of Figure 3, omitting the observed states, trajectories, and predicted distributions. We call this technique overshooting, and we call the number of steps predicted forward by the decoder the overshooting length. + +The predictor and corrector components use single layer LSTM cores. We embed the inputs with a separate embedding MLP for the controls and sensors. We predict independent mixtures of Gaussians at every step with a mixture density network (Bishop, 1994). Each dimension of each prediction is an independent mixture. We use separate MLPs to produce the means, standard deviations and mixture weights. We use Adam (Kingma & Ba, 2014) for parameter optimization. + +# 5 CONTROL WITH DYNAMICS AND DIAGNOSTIC MODELS + +Model predictive control (MPC), the strategy of controlling a system by repeatedly solving a modelbased optimization problem in a receding horizon fashion, is a powerful control technique when a dynamics model is known. Throughout this paper, we use MPC to achieve objectives based on predictions from our dynamics models. Formally, MPC requires that at each timestep after receiving an observation and correcting the hidden state, we solve the optimization problem + +$$ +\begin{array} { r l } { h _ { 1 : T } ^ { \star } , u _ { 1 : T } ^ { \star } \ = \ \underset { h _ { 1 : T } , u _ { 1 : T } } { \mathrm { a r g m i n } } } & { \displaystyle \sum _ { t } C ( h _ { t } , u _ { t } ) } \\ { \mathrm { s u b j e c t \ t o } } & { h _ { 0 } = h _ { \mathrm { i n i t } } } \\ & { h _ { t + 1 } = \mathrm { P r e d i c t o r } _ { \theta } ( h _ { t } , u _ { t } ) } \\ & { u _ { 1 : T } \in \mathcal { U } _ { 1 : T } } \end{array} +$$ + +where the timesteps in this problem are offset from the actual timestep in the real system, the initial hidden state $h _ { \mathrm { i n i t } }$ is from the most recent corrector’s state, and the remaining hidden states are unrolled from the predictor. In our experiments we also add constraints to the actions $\lambda _ { 1 : T }$ so that they lie in a box $| | u _ { t } | | _ { \infty } \leq 1$ and we enforce slew rate constraints $| | u _ { t + 1 } - u _ { t } | | _ { \infty } \leq 0 . 1$ . After solving this problem, we execute the first returned control $u _ { 1 } ^ { \star }$ on the real system, step forward in time, and repeat the process. + +This formulation allows us to express standard objectives defined over the observation space by using the decoder to map from the hidden state to a distribution over observations at each timestep. We can also use other learned models, such as diagnostic models, to map from the hidden state to other unobservable quantities in the world. + +Our MPC solver for (1) uses a shooting method with a modified version of Adam (Kingma & Ba, 2014) to iteratively find an optimal control sequence from some initial hidden state. At every iteration, we unroll the predictor, compute the objective at each timestep, and use automatic differentiation to compute the gradient of the objective with respect to the control sequence. To handle control constraints, we project onto a feasible set after each Adam iteration. During an episode, we warm-start the nominal control and hidden state sequence to the appropriately time-shifted control and hidden state sequence from the previous optimal solution. + +# 6 COLLECTING TRAJECTORIES AND EXPLORATION + +Learning dynamics models such as the PreCo model in Section 4 requires a collection of trajectories. In this section, we discuss two ways of collecting trajectories for training dynamics models: passive collection does not use any input from the dynamics model while active collection seeks to actively improve the dynamics model. + +# 6.1 PASSIVE COLLECTION + +The simplest data collection strategy is to hand design a behavior that is independent of the dynamics model. Such strategies can be completely open loop, for example taking random actions driven by a noise process, and also encompass closed loop policies such as following a pre-programmed nominal trajectory. In these situations, we are only interested in learning a dynamics model to achieve an awareness of the unobserved states, not to make policy improvements. We use the term passive collection to emphasize that the the data collection behavior does not depend on the model being trained. Once collected, the maximum likelihood PreCo training procedure described in Section 4 can be used to fit the PreCo dynamics model to the trajectories, but there is no feedback between the state of the dynamics model and the data collection behavior. + +Beyond passive collection we can consider using using the dynamics model to guide exploration towards parts of the state space where the the model is poor. We call this process active collection to emphasize that the model being trained is also being used to guide the data collection process. This section describes the method of active collection we use in the experiments. + +In this paper, we consider environments that are entirely deterministic, except for a stochastic initial unobserved state that the observed state can gather information about. When our dynamics model over the observed state makes uncertain predictions, the source of that uncertainty stems from one of two places: (1) the model is poor, as a consequence of there being too little data or from too small capacity, or (2) properties of the external objects are not yet resolved by the observations seen so far. + +Our active exploration exploits this fact by choosing actions to maximize the uncertainty in the rollout predictions. An agent using this uncertainty maximization policy attempts to seek actions for which the outcome is not yet known. This uncertainty can then be resolved by executing these actions and observing their outcome, and the resulting trajectory of observations, actions, and sensations can be used to refine the model. + +To choose actions to gather information we use MPC as described in Section 5 over an objective that maximizes the uncertainty in the predictions. Our predictions are Mixtures of Gaussians at each timestep, and the uncertainty over these distributions can be expressed in many ways. We use the Renyi entropy of our model predictions as our measure of uncertainty because it can be easily ´ computed in closed form. Concretely, for a single Mixture of Gaussians prediction $f ( x )$ we can write + +$$ +H _ { 2 } ( f ) = - \log \left[ \int f ( x ) ^ { 2 } \mathrm { d } x \right] = - \log \left[ \sum _ { i j } \alpha _ { i } \alpha _ { j } \frac { \exp \left\{ - \frac { ( \mu _ { i } - \mu _ { j } ) ^ { 2 } } { 2 \left( \sigma _ { i } ^ { 2 } + \sigma _ { j } ^ { 2 } \right) } \right\} } { \sqrt { 2 \pi } \sqrt { \sigma _ { i } ^ { 2 } + \sigma _ { j } ^ { 2 } } } \right] +$$ + +where $i$ and $j$ index the mixture components in the likelihood. A more complete derivation is shown in Appendix A, which extends the result of Wang et al. (2009) to the case when the mixture components have different variances. We obtain an information seeking objective by summing the entropy of the predictions across observations and across time, which is expressed as the cost function in MPC (1) as $\begin{array} { r } { C ( h _ { t } , u _ { t } ) = - \sum _ { f _ { i } } H _ { 2 } ( f _ { i } ) } \end{array}$ where, through a slight abuse of notation, $f _ { i } \in$ $\operatorname { D e c o d e r } _ { \theta } ( h _ { t } )$ is a distribution over the observation dimension $i$ . + +We implement this information gathering policy to collect training data for the model in which it is planning. In our implementation these are two processes running in parallel: we have several actors each with a copy of the current model weights. These use MPC to plan and execute a trajectory of actions that maximizes the model’s predicted uncertainty over a fixed horizon trajectory into the future. The observations and actions generated by the actors are collected into a large shared buffer and stored for the learner. + +While the actors are collecting data, a single learner process samples batches of the collected trajectories from the buffer being written to by the actors. The learner trains the PreCo model by maximum likelihood as described in Section 4, and the updated model propagates back to the actors who continue to plan using the updated model. We implemented this using the framework of Horgan et al. (2018). + +# 7 EXPERIMENTS ON THE SIMULATED MPL HAND + +# 7.1 THE MPL HAND ENVIRONMENT + +Our simulated environment consists of a hand with a random object placed underneath of it in each episode. The observation state space consists of sensor readings from the hand, and the unobserved state space consists of properties of the object. + +The hand is from the Johns Hopkins Modular Prosthetic Limb (Johannes et al., 2011) which we refer to as the “MPL hand”, or simply “the hand”. This model is distributed with the MuJoCo HAPTIX software and is available for download from the MuJoCo website.1 The hand is actuated by 13 motors and has sensors that provide a 132 dimensional observation, which we describe in more detail in Appendix C. + +![](images/617a2c2696a7a5254ad444002d14de28b6ac61bb79edfab758691df435813fd8.jpg) +Figure 4: Results for the passive data collection experiment. Black vertical lines mark timesteps where the hand is fully open (solid) or fully closed (dashed). See the main text for a description of the different baseline models. The baseline models are end-to-end supervised on the shape classification task, whereas the PreCo states are learned without the shape information. Top: Classification loss vs episode timestep for the diagnostic model and the three baselines. Lines show median loss averaged over 5000 test episodes. Middle: Cumulative distributions of loss at the indicated timesteps. Bottom: Curves showing the median probability that each baseline model achieves lower classification loss than the PreCo diagnostic model, as a function of episode timesteps. Computed by directly comparing loss values. + +In each episode the hand starts suspended above the table with its palm facing downwards. A random geometric object that we call the “target” is placed on the table, and the hand is free to move to grasp or manipulate the object. The shape of the target is randomly chosen in each episode to be a box, cylinder or ellipsoid and the size and orientation of the target are randomly chosen from reasonable ranges. Figures 1 and 7 show renderings of the environment. + +# 7.2 AWARENESS THROUGH PASSIVE DATA COLLECTION + +We begin by exploring awareness in the passive setting, as a pure supervised learning problem. We manually design a policy for the hand, which executes a simple grasping motion that closes the hand about the target it and then releases it. We generate data from the environment by running this graspand-release cycle three times for each episode. Using the dataset generated by the grasping policy, we train a PreCo model described in Section 4. The full set of hyperparameters for this model can be found in Appendix D. + +We evaluate the awareness of our model by measuring our ability to predict the shape of the target at each timestep. We are especially interested in the predictions at timesteps where the hand is not in direct contact with the target, since these are the points that allow us to measure the persistence of information in the dynamics model. We expect that even a na¨ıve model should have enough information to identify the target shape at the peak of a grasp, but our model should do a better job of preserving that information once contact has been lost. + +Recall from Section 3 that the diagnostic model we use to predict the target shape is trained in a second phase after the dynamics model is fully trained. The identity of the target shape is used when training the diagnostic model, but is not available when training the dynamics model, and the training of the diagnostic does not modify the learned dynamics model, meaning that no information from the diagnostic loss is able to leak into the states of the dynamics model. + +![](images/f1fbfeba0e71dc4ca9a692e78cd62a8f8f2f00963b6157545167cd8453a6b244.jpg) +Figure 5: Left: Reward obtained by planning to achieve the max fingertip objective using dynamics models trained with different data collection strategies. Right: A frame from a planned max fingertip trajectory. + +Figure 4 shows the results of this experiment. We compare the diagnostic predictions trained on the features of our dynamics model to three different baselines that do not use the dynamics model features. + +1. The MLP baseline uses an MLP trained to directly classify the target from the sensor readings of the hand, ignoring all dependencies between timesteps within an episode. We expect this baseline to give a lower bound on performance of the diagnostic. This is an important baseline to have since as the hand opens there is still residual information about the shape of the target in the position of joints, which is identified by this baseline. +2. The LSTM baseline uses an LSTM trained to directly classify the target from the sensor readings of the hand, taking full account of dependencies between timesteps within an episode. Since this baseline has access to the target class at training time, and is also able to take advantage of the temporal dependence within each episode, we expect it to give an upper bound on performance of the diagnostic model, which only has access to the states of the pre-trained PreCo model. +3. The RandLSTM baseline finds a middle ground between the MLP and LSTM models. We use the same architecture and training procedure as for the LSTM baseline, but we do not train the input or recurrent weights of the model. By comparing the performance of this baseline to the diagnostic model we can see that our success cannot be attributed merely to the existence of an arbitrary temporal dependence. + +The results in Figure 4 show that the dynamics PreCo model reliably preserves information about the identity of the target over time, even though this information is not available to the model directly either in the input or in the training loss. + +# 7.3 AWARENESS THROUGH ACTIVE DATA COLLECTION + +In this section we explore how different data collection strategies lead to models of different quality. We evaluate the quality of the trained models by using them in an MPC planner to execute a simple diagnostic control task. + +The diagnostic task we use in this section is to maximize the total pressure on the fingertip sensors on the hand. This is a good task to evaluate these models because the most straightforward way to maximize pressure on the fingers is to squeeze the target block, and demonstrating that we can achieve this objective through MPC shows that the models are able to anticipate the presence of the block, and reason about its effect on the body. + +Note that because we act through planning, the implication for the representations of the model are stronger than they would be if we trained a policy to achieve the same objective. A policy need only learn that when the hand is open it should be closed to reach reward. In contrast, a model must learn that closing the hand will lead the fingers to encounter contacts, and it is only later that this prediction is turned into a reward for evaluation. + +![](images/5c7fa9e3209cba267648a869ec1825e7c00d6bae672ce73625d5f9b4762fa507.jpg) +Figure 6: Diagnostic comparison between active and passive data collection computed by directly comparing loss values. The model trained with actively collected data outperforms its passive counterpart in regions of the grasp trajectory where the hand is not in contact with the block. + +We compare several different data collection policies, and their performances on the diagnostic task are shown in Figure 5. + +1. The IndNoise policy collects data by executing random actions sampled from a Normal distribution with standard deviation of 0.2. +2. The CorNoise policy collects data by executing random actions sampled from a Ornstein Uhlenbeck process with damping of 0.2, driven by an independent normal noise source with standard deviation 0.2. Each of the 13 actions is sampled from an independent process, with correlation happening only over time. +3. The AxEnt policy uses the MPC planner described in Section 5 to maximize the total entropy of the model predictions over a horizon of 100 steps. The objective for the planner is to maximize the Renyi entropy, as described in Section 6.2. ´ +4. The AxTask policy also uses the MPC planner of Section 5 to collect data, but here the planning objective for data collection is the same as for evaluation. + +For both of the planning policies we found that adding correlated noise (using the same parameters as the CorNoise policy) to the actions chosen by the planner lead to much better models. Without this source of noise the planners do not generate enough variety in the episodes and the models underperform. + +We evaluate each model by running several episodes where we plan to achieve maximum fingertip pressure, and show the resulting rewards in Figure 5. Note that the evaluation objective is different than the training objective for all models except AxTask. We do not add additional noise to planned actions when running the evaluation. + +We also evaluate the awareness of the AxEnt model using the shape diagnostic task from Section 7.2. Figure 6 compares the performance of a diagnostic trained on the AxEnt dynamics model to the passive awareness diagnostic of Section 7.2. The model trained with actively collected data outperforms its passive counterpart in regions of the grasp trajectory where the hand is not in contact with the block. + +# 7.4 QUALITATIVE EVALUATION + +In this section we present qualitative results of using a the AxEnt model to execute different objectives through planning. We do this with MPC as described in Section 5. + +1. Maximizing entropy of the predictions, as we did during training, leads to exploratory behavior. In Figure 7 we show a typical frame from an entropy maximizing trajectory, as well as typical frames from controlling for two different objectives. 2. Optimizing for fingertip pressure tends to lead to grasping behavior, since the easiest way to achieve pressure on the fingertips is to push them against the target block. There is an alternative solution which is often found where the hand makes a tight fist, pushing its fingertips into its own palm. This is the same as the diagnostic task used in the previous section. + +![](images/6c8ab854ef89d219fa2bf7216363e676d704601246610119bab991786c3c7faa.jpg) +Figure 7: Examples of the hand behaving to maximize uncertainty about the future (top) or minimize uncertainty (bottom). When the hand is trained to maximize uncertainty it engages in playful behavior with the object. The body models learned with this objective, can then be re-used with novel objectives, such as minimizing uncertainty. When doing so, we see that the hand avoids contact so as to minimize uncertainty about future proprioceptive and haptic predictions. + +3. Minimizing entropy of the predictions is also quite interesting. This is the negation of the information gathering objective, and it attempts to make future observations as uninformative as possible. Optimizing for this objective results in behavior where the hand consistently pulls away from the target object. + +Qualitative results from executing each of the above policies are shown in Figures 5 and 7. The behavior when minimizing entropy of the predictions is particularly relevant. The resulting behavior causes the hand to pull away from the target object, demonstrating that the model is aware not only of how to interact with the target, but also how to avoid doing so. Videos of the model in action are available online at https://goo.gl/mZuqAV. + +# 8 EXPERIMENTS IN THE REAL WORLD + +We have shown that our models work well in simulation. We now turn to demonstrating that they are effective in reality as well. + +# 8.1 THE SHADOW HAND ENVIRONMENT + +We use the 24-joint Shadow Dexterous Hand2 with 20-DOF tendon position control and set up a real life analog of our simulated environment, as shown in Figure 8. Since varying the spatial extents of an object in real life would be very labor intensive we instead use a single object fixed to a turntable that can rotate to any one of 255 orientations, and our diagnostic task in this environment is to recover the orientation of the grasped object. + +We built a turntable mechanism for orienting the object beneath the hand, and design some randomized grasp trajectories for the hand to close around the block. The object is a soft foam wedge (the shape is chosen to have an unambiguous orientation) and fixed to the turntable. At each episode we turn the table to a randomly chosen orientation and execute two grasp release cycles with the hand robot. + +# 8.2 DATA COLLECTION + +Over the course of two days we collected 1140 grasp trajectories in three sessions of 47, 393 and 700 trajectories. We use the 47 trajectories from the initial session as test data, and use the remaining 1093 trajectories for training. Each trajectory is 81 frames long and consists of two grasp-release cycles with the target object at a fixed orientation. At each timestep we measure four different proprioceptive features from the robot: + +1. The actions, a set of 20 desired joint positions, sent to the robot for the current timestep. 2. The angles, a set of 24 measured joint positions, reported by the robot at the current timestep. There are more angles than actions because not all joints of the hand are separately actuated, and the measured angles may not match the intended actions due to force limits imposed by the low level controller. + +![](images/9d159416987e8eac9d46c8ff0188e1eb9526272cb26ac4ef79069075e8d5416f.jpg) +Figure 8: Left: The robotic hand setup. Center: Results on predicting block orientation with sensor data recorded from the shadow hand. The upper plot shows the median error as a function of time and the bottom plot shows a bootstrap estimate of the probability that using the model features fails to improve on using sensor measurements directly. Error regions in both plots show $9 5 \%$ confidence intervals, estimated by bootstrap sampling. Right: Predicted angles on test trajectories at step 40 using only sensor readings (top) and model features (bottom). Green lines show predicted angles for individual samples (rotated so ground truth is vertical). The solid and dashed red lines show 50 and 75 percentile error cones, respectively. + +3. The efforts, which provide 20 distinct torque readings. Each effort measurement is the signed difference in tension between tendons on the inside and outside of one of the actuated joints. + +4. The pressures are five scalar measurements that indicate the pressure experienced by the pads on the end of each finger. + +Joint ranges of the hand are limited to prevent fingers pushing each other, and the actuator strengths are limited for the safety of the robot and the apparatus. At each grasp-release cycle final grasped and released positions are sampled from handcrafted distributions. Position targets sent to the robot are calculated by interpolating between these two positions in 20 steps. + +There are multiple complexities the sensor model needs to deal with. First of all once a finger touches the object actual positions and target positions do not match, and the foam object bends and deforms. Also the hand can occasionally overcome the resistance in the turntable motor causing the target object to rotate during the episode (for about 10-20 degrees and rarely more). This creates extra unrecorded source of error in the data. + +# 8.3 AWARENESS AND DIAGNOSTICS + +We train a forward model on the collected data, and then treat prediction of the orientation of the block as a diagnostic task. Figure 8 shows that we can successfully predict the orientation of the block from the dynamics model state. + +# 9 CONCLUSION + +In this paper we showed that learning a forward predictive model of proprioception we obtain models that can be used to answer questions and reason about objects in the external world. We demonstrated this in simulation with a series of diagnostic tasks where we use the model features to identify properties of external objects, and also with a control task where we show that we can plan in the model to achieve objectives that were not seen during training. + +We also showed that the same principles we applied to our simulated models are also successful in reality. We collected data from a real robotic platform and used the same modelling techniques to predict the orientation of a grasped block. + +# ACKNOWLEDGMENTS + +BA is supported by the National Science Foundation Graduate Research Fellowship Program under Grant No. DGE1252522. We thank Dougal Sutherland and Matthew W. Hoffman for insightful discussions. + +# REFERENCES + +Achint Aggarwal, Peter Kampmann, Johannes Lemburg, and Frank Kirchner. Haptic object recognition in underwater and deep-sea environments. Journal of field robotics, 32(1):167–185, 2015. +Evan Archer, Il Memming Park, Lars Buesing, John Cunningham, and Liam Paninski. Black box variational inference for state space models. arXiv preprint arXiv:1511.07367, 2015. +John Asmuth, Lihong Li, Michael L Littman, Ali Nouri, and David Wingate. A bayesian sampling approach to exploration in reinforcement learning. In Proceedings of the Twenty-Fifth Conference on Uncertainty in Artificial Intelligence, pp. 19–26. 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IEEE Transactions on Multimedia, 18 (12):2407–2416, 2016. + +A DERIVING THE RENYI ´ ENTROPY OF A MIXTURE OF GAUSSIANS + +$$ +\begin{array} { l } { \displaystyle { H _ { 2 } ( f ) = - \log \int f ( x ) ^ { 2 } \mathrm { d } x } } \\ { \displaystyle { \quad = - \log \int ( \sum _ { i } \alpha _ { i } f _ { i } ( x | \mu _ { i } , \sigma _ { i } ^ { 2 } ) ) ^ { 2 } \mathrm { d } x } } \\ { \displaystyle { \quad = - \log \int \sum _ { i } \sum _ { j } \alpha _ { i } \alpha _ { j } f _ { i } ( x | \mu _ { i } , \sigma _ { j } ^ { 2 } ) f _ { j } ( x | \mu _ { j } , \sigma _ { j } ^ { 2 } ) \mathrm { d } x } } \\ { \displaystyle { \quad = - \log \sum _ { i } \sum _ { j } \alpha _ { i } \alpha _ { j } \int \int ( x | \mu _ { i } , \sigma _ { i } ^ { 2 } ) f _ { j } ( x | \mu _ { j } , \sigma _ { j } ^ { 2 } ) \mathrm { d } x } } \\ { \displaystyle { \quad = - \log \sum _ { i } \sum _ { j } \alpha _ { i } \alpha _ { j } \frac { \exp \{ - \frac { ( \mu _ { i } - \mu _ { j } ) ^ { 2 } } { 2 } \} } { \sqrt { 2 \pi } \sqrt { \sigma _ { j } ^ { 2 } + \sigma _ { j } ^ { 2 } } } \} } } \end{array} +$$ + +where the last step can be computed with Mathematica, and is also given in Bromiley (2003): + +Integrate[ +PDF[NormalDistribution[Subscript[\[Mu], i], Subscript[\[Sigma], i]], x]\*PDF[NormalDistribution[Subscript[\[Mu], j], Subscript[\[Sigma], j]], x], {x, -\[Infinity], \[Infinity]}, +Assumptions $- >$ {Subscript[\[Sigma], i] \[Element] Reals, Subscript[\[Sigma], j] \[Element] Reals, Re[Subscript[\[Sigma], i]] > 0, Re[Subscript[\[Sigma], j]] > 0}] + +# B EXTRA RESULTS + +Figures 9 and 10 show planned trajectories and model predictions when attempting to maximize fingertip pressure and to minimize predicted entropy, respectively. + +# C MPL HAND + +The MPL hand is actuated by 13 motors each capable of exerting a bidirectional force on a single degree of freedom of the hand model. Each finger is actuated by a motor that applies torque to the MCP joint, and the MCP joint of each finger is coupled by a tendon to the PIP and DIP joints of the same finger, causing a single action to flex all joints of the finger together. Abduction of the main digits (ABD) is controlled by two motors attached to the outside of the index and pinky fingers, respectively. Unlike the main digits, the thumb is fully actuated, with separate motors driving each joint. The thumb has its own abduction joint, and somewhat strangely the thumb is composed of three jointed segments (unlike a human thumb which has only two). Each segment is separately controlled for a total of four actuators controlling the thumb. Finally the hand is attached to the world by fully actuated three three degree of freedom wrist joint, for a total of 13 actuators. + +The hand model includes several sensors which we use as proprioceptive information. We observe the position and velocity of each joint in the model (three joints in the wrist and four in each finger except the middle which has no abduction joint, for a total of 22 joints), as well as the position, velocity and force of each of the 13 actuators. We also record from inertial measurement units (IMUs) located in the distal segment of each of the five fingers. Each IMU records three axis rotational and translational acceleration for a total of 30 acceleration measurements. Finally there are 19 pressure sensors placed throughout the inside of the hand that measure the magnitude of contact forces. Each finger including the thumb has three touch sensors, one on each segment (recall that the thumb has three segments in this model), and the palm of the hand has four different touch sensors that cover different regions. In total these sensors give a 132 dimensional proprioceptive state. + +![](images/cbb1a73893ab744e5a10c3f574a4e7f06352c344a6990bf65f1a29dd4a451dee.jpg) +Figure 9: A visualization of the model planning to maximize predicted fingertip pressure. + +![](images/0b240db91d49a42f06676d5b65dfb51ff540c32cf87e0f442c79d455dfd31773.jpg) +Figure 10: A visualization of the model planning to minimize predicted entropy. + +Table 1: Hyperparameters for various dynamics models used in the experiments. + +
PassiveActiveShadow
control_embed_depth110
control_embed_hidden_size12812848
control_embed_size12812848
sensor_embed_depth112
sensor_embed_hidden_size12812831
sensor_embed_size12812831
preco_hidden_size12812834
mean_depth112
mean_hidden_size12812852
stddev_depth112
stddev_hidden_size128128122
likelihood_mixture_depth112
likelihood_mixture_hidden_size12812860
likelihood_num_components222
adam_learning_rate0.000250.0004364907267360.00195542112406
num_overshoot_steps303020
+ +# D HYPERPARAMETERS + +Table 1 shows hyperparameters for several of the models used in the experiments. Some of the hyperparameters (notably the Adam learning rates) are found through random search, so the numbers are quite particular, but the particularity should not be taken as a sign of delicacy. The meaning of each parameter is shown in Figure 11. + +![](images/e9eec63be3e9504caef6172b2fe6321e6eba4910642906d8ad933b409422f041.jpg) +Figure 11: Detailed architecture diagrams of the components of the Preco model, along with labels that indicate different hyperparameters. A MLP sections of the models are parameterised with a depth and a hidden size, where a depth of $d$ and a hidden size of $k$ indicates $d$ hidden layers of size $k$ . We do not count the output layer or the input layer in the depth parameter (so a depth of 0 is a single linear transform followed by an activation function). The output layers of the MLP parts of the model are all indicated separately in the diagrams. The three pieces shown here are attached together in various ways, as shown in Figure 3 in the main body of the paper. \ No newline at end of file diff --git a/parse/train/r1HhRfWRZ/r1HhRfWRZ_content_list.json b/parse/train/r1HhRfWRZ/r1HhRfWRZ_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..2dd98bf70134c9cf32e77d69187dc829e542eeff --- /dev/null +++ b/parse/train/r1HhRfWRZ/r1HhRfWRZ_content_list.json @@ -0,0 +1,1677 @@ +[ + { + "type": "text", + "text": "LEARNING AWARENESS MODELS ", + "text_level": 1, + "bbox": [ + 174, + 99, + 575, + 121 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Brandon Amos1∗ Laurent Dinh2 Serkan Cabi3 Thomas Rothorl ¨ 3 Sergio Gomez Colmenarejo ´ 3 Alistair Muldal3 Tom Erez3 Yuval Tassa3 Nando de Freitas3,4 Misha Denil3 ", + "bbox": [ + 145, + 143, + 859, + 174 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1Carnegie Mellon University 2University of Montreal 3DeepMind 4CIFAR ", + "bbox": [ + 228, + 183, + 769, + 199 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 236, + 544, + 251 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "We consider the setting of an agent with a fixed body interacting with an unknown and uncertain external world. We show that models trained to predict proprioceptive information about the agent’s body come to represent objects in the external world. In spite of being trained with only internally available signals, these dynamic body models come to represent external objects through the necessity of predicting their effects on the agent’s own body. That is, the model learns holistic persistent representations of objects in the world, even though the only training signals are body signals. Our dynamics model is able to successfully predict distributions over 132 sensor readings over 100 steps into the future and we demonstrate that even when the body is no longer in contact with an object, the latent variables of the dynamics model continue to represent its shape. We show that active data collection by maximizing the entropy of predictions about the body— touch sensors, proprioception and vestibular information—leads to learning of dynamic models that show superior performance when used for control. We also collect data from a real robotic hand and show that the same models can be used to answer questions about properties of objects in the real world. Videos with qualitative results of our models are available at https://goo.gl/mZuqAV. ", + "bbox": [ + 233, + 265, + 764, + 501 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 525, + 336, + 540 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Situation awareness is the perception of the elements in the environment within a volume of time and space, and the comprehension of their meaning, and the projection of their status in the near future. — Endsley (1987) ", + "bbox": [ + 230, + 550, + 766, + 592 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "As artificial intelligence moves off of the server and out into the world at large; be this the virtual world, in the form of simulated walkers, climbers and other creatures (Heess et al., 2017), or the real world in the form of virtual assistants, self driving vehicles (Bojarski et al., 2016), and household robots (Jain et al., 2013); we are increasingly faced with the need to build systems that understand and reason about the world around them. ", + "bbox": [ + 174, + 603, + 825, + 671 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "When building systems like this it is natural to think of the physical world as breaking into two parts. The first part is the platform, the part we design and build, and therefore know quite a lot about; and the second part is everything else, which comprises all the strange and exciting situations that the platform might encounter. As designers, we have very little control over the external part of the world, and the variety of situations that might arise are too numerous to anticipate in advance. Additionally, while the state of the platform is readily accessible (e.g. through deployment of integrated sensors), the state of the external world is generally not available to the system. ", + "bbox": [ + 174, + 680, + 825, + 777 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The platform hosts any sensors and actuators that are part of the system, and importantly it can be relied on to be the same across the wide variety situations where the system might be deployed. A virtual assistant can rely on having access to the camera and microphone on your smart phone, and the control system for a self driving car can assume it is controlling a specific make and model of vehicle, and that it has access to any specialized hardware installed by the manufacturer. These consistency assumptions hold regardless of what is happening in the external world. ", + "bbox": [ + 174, + 785, + 825, + 867 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "This same partitioning of the world occurs naturally for living creatures as well. As a human being your platform is your body; it maintains a constant size and shape throughout your life (or at least these change vastly slower than the world around you), and you can hopefully rely on the fact that no matter what demands tomorrow might make of you, you will face them with the same number of fingers and toes. ", + "bbox": [ + 178, + 875, + 823, + 904 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/85f873020ce18593ab997648308688f800113b8e711e9316a66b635eb0ae5bda.jpg", + "image_caption": [ + "Figure 1: Illustration of a preprogrammed grasp and release cycle of a single episode of the MPL hand. The target block is only perceivable to the agent through the constraints it imposes on the movement of the hand. Note that the shape of the object is correctly predicted even when the hand is not in contact with it. That is, the hand neural network sensory model has learned persistent representations of the external world, which enable it to be aware of object properties even when not touching the objects. " + ], + "image_footnote": [], + "bbox": [ + 174, + 101, + 823, + 257 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 381, + 825, + 422 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "This story of partitioning the world into the self and the other, that exchange information through the body, suggests an approach to building models for reasoning about the world. If the body is a consistent vehicle through which an agent interacts with the world and proprioceptive and tactile senses live at the boundary of the body, then predictive models of these senses should result in models that represent external objects, in order to accurately predict their future effects on the body. This is the approach we take in this paper. ", + "bbox": [ + 174, + 430, + 825, + 513 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We consider two robotic hand bodies, one in simulation and one in reality. The hands are induced to grasp a variety of target objects (see Figure 1 for an example) and we build forward models of their proprioceptive signals. The target objects are perceivable only through the constraints they place on the movement of the body, and we show that this information is sufficient for the dynamics models to form holistic, persistent representations of the targets. We also show that we can use the learned dynamics models for planning, and that we can illicit behaviors from the planner that depend on external objects, in spite of those objects not being included in the observations directly (see Figure 7). ", + "bbox": [ + 174, + 520, + 825, + 632 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Our simulated body is a model of the hand of the Johns Hopkins Modular Prosthetic Limb (Johannes et al., 2011), realized in MuJoCo (Todorov et al., 2012). The model is actuated by 13 motors each capable of exerting a bidirectional force on a single joint. The model is also instrumented with a series of sensors measuring angles and torques of the joints, as well as pressure sensors measuring contact forces at several locations across its surface. There are also inertial measurement units located at the end of each finger which measure translational and rotational accelerations. In total there are 132 sensor measurements whose values we predict using our dynamics model. ", + "bbox": [ + 174, + 638, + 825, + 736 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Our real body is the Shadow Dexterous Hand, which is a real robotic hand with 20 degree of freedom control. This allows us to show that that our ideas apply not only in simulation, but succeed in the real world as well. The Shadow Hand is instrumented with sensors measuring the tension of the tendons driving the fingers, and also has pressure sensors on the pad of each fingertip that measure contact forces with objects in the world. We apply the same techniques used on the simulated model to data collected from this real platform and use the resulting model to make predictions about states of external objects in the real world. ", + "bbox": [ + 174, + 743, + 825, + 840 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 RELATED WORK ", + "text_level": 1, + "bbox": [ + 176, + 862, + 343, + 878 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Intrinsic motivation and exploration: Given our goal to gather information about the world and, and in particular to actively seek out information about external objects, our work is naturally related to work on intrinsic motivation. The literature on intrinsic motivation is vast and rich, and we do not attempt to review it fully here. Some representative works include Oudeyer & Kaplan (2008; 2009); Sequeira et al. (2011); Still & Precup (2012); Bellemare et al. (2016); Martius et al. (2013); Schmidhuber (2008); Mohamed & Rezende (2015); Haber et al. (2018b;a) Some of the ideas here, in particular the notion of choosing actions specifically to improve a model of the world, echo earlier speculative work of Schmidhuber (1991) and Storck et al. (1995). ", + "bbox": [ + 173, + 895, + 823, + 924 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 825, + 188 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Several authors have implemented intrinsic motivation, or curiosity based objectives in visual space, through predicting interactions with objects (Pinto et al., 2016), or through predicting summary statistics of the future (Venkatraman et al., 2017; Downey et al., 2017). Other authors have also investigated using learned future predictions directly for control (Dosovitskiy & Koltun, 2016). ", + "bbox": [ + 174, + 194, + 825, + 251 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Many works formulate intrinsic motivation as a problem of learning to induce errors in a forward model, possibly regularized by an additional inverse model (Pathak et al., 2017; de Abril & Kanai, 2018). However, since we use planning, rather than policies, for active control we cannot adapt their objectives directly. Objectives that depend on the observed error in a prediction cannot be rolled forward in time, and thus we are forced to work with similar, but different objectives in our planner. ", + "bbox": [ + 174, + 257, + 825, + 327 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "When stochastic transition and observation models are available, it is possible to use simulation to infer optimal plans for exploring environments (Martinez-Cantin et al., 2009). Our setting uses predominantly deterministic distributed representations, and our models are learned from data. ", + "bbox": [ + 174, + 334, + 825, + 376 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "A sea of other methods have been proposed for exploration (MacKay, 1992; Ghavamzadeh et al., 2015; Asmuth et al., 2009; Gal, 2016; Stachniss et al., 2005; Plappert et al., 2017; Fu et al., 2017). Our approach builds on this literature. ", + "bbox": [ + 174, + 382, + 825, + 424 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Haptics: Humans use their hands to gather information in structured task driven ways (Lederman & Klatzky, 1987); and it will become clear from the experiments why hands are relevant to our work. Our interest in hands and touch brings us into contact with a vast literature on haptics (Zheng et al., 2016; Gao et al., 2016; Cao et al., 2016; Loeb, 2013; Edmonds et al., 2017; Su et al., 2015; Navarro et al., 2012; Aggarwal et al., 2015; Liu et al.; Sung et al., 2017; Ciobanu et al., 2013; Karl et al., 2016; Su et al., 2012). ", + "bbox": [ + 174, + 431, + 825, + 516 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "There is also work in robotics on using the anticipation of sensation to guide actions (Indranil Sur, 2017), and on showing how touch sensing can improve the performance of grasping tasks (Calandra et al., 2017). Model based planning has been very successful in these domains (Deisenroth & Rasmussen, 2011). ", + "bbox": [ + 173, + 522, + 825, + 579 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Sequence-to-sequence modelling: There has been a lot of recent interest in sequence-to-sequence modelling (Downey et al., 2017; Venkatraman et al., 2017; Chung et al., 2015; Fraccaro et al., 2016; Bayer & Osendorfer, 2014; Archer et al., 2015; Krishnan et al., 2015), particularly in the context of predicting distributions and in dynamics modelling in reinforcement learning. In this paper we use a sequence to sequence variant that shares weights between the encoder and decoder portions of the model. ", + "bbox": [ + 174, + 585, + 825, + 669 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Predicting unknown quantities in RL: The consciousness prior (Bengio, 2017) considers recurrent latent dynamics models similar to ours and suggests mapping from their hidden states to other spaces that aren’t directly modelled. ", + "bbox": [ + 174, + 676, + 825, + 718 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Yu et al. (2017) propose a method of learning control policies that operate under unknown dynamics models. They consider the dynamics model parameters as an unobserved part of the state, and train a system identification model to predict these parameters from a short history of observations. The predictions of the system identification model are used to augment the observations which are then fed to a universal policy, which has been trained to act optimally under an ensemble of dynamics models, when the dynamics parameters are observed. The key contribution of their work is a training procedure that makes this two stage modelling process robust. ", + "bbox": [ + 174, + 724, + 825, + 823 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Although the high level motivation of Yu et al. (2017) is similar, there is an obvious analogy between their system identification model and our diagnostics, many of the specifics are quite different from the work presented here. They explicitly do not consider memory-based tasks (the system identification model looks only at a short window of the past) whereas one of our key interests is in how our models preserve information in time. They also use a two stage training process, where both stages of training require knowledge of the system parameters; it is only at test time where these are ", + "bbox": [ + 174, + 829, + 823, + 914 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Definitions ", + "text_level": 1, + "bbox": [ + 620, + 99, + 699, + 113 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/857196e20b4c1ffb5daa32f405c79d3d033c07f4dab0484b5534926a78d33f0e.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 178, + 116, + 439, + 238 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Dynamics Model: Predicts the action-conditional future observations given the past observations and actions: $p ( x _ { t + 1 : t + k } | u _ { 1 : t + k - 1 } , x _ { 1 : t } )$ ", + "bbox": [ + 496, + 119, + 823, + 162 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Awareness: The information about unobserved states that is represented by the dynamics model. ", + "bbox": [ + 498, + 171, + 823, + 200 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Diagnostic Model: A model used to evaluate (or diagnose) the awareness of a dynamics model by predicting unobserved states. ", + "bbox": [ + 496, + 210, + 823, + 251 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Figure 2: Overview of our notation and definitions. ", + "bbox": [ + 330, + 262, + 665, + 276 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "unknown. In contrast, we use the system parameters only as an analysis strategy, and at no point require knowledge of them to train the system. Finally, the bodies we consider (robot hands) are substantially more complex than those of Yu et al. (2017), and we do not make use of an explicit parameterization of the system dynamics. ", + "bbox": [ + 174, + 306, + 825, + 361 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The work of Fu et al. (2016) also fits dynamics models using neural networks and uses planning in these models to guide action selection. They train a global dynamics model on data from several tasks, and use this global model as a prior for fitting a much simpler local dynamics model within each episode. The global model captures course grained dynamics of the robot and its environment, while the local model accounts for the specific configuration of the environment within an episode. Although they do not probe for this explicitly, one might hypothesize that the type of awareness of the environment that we are after in this work could be encoded in the parameters of their local models. ", + "bbox": [ + 174, + 368, + 825, + 479 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 DYNAMICS, AWARENESS, AND DIAGNOSTICS ", + "text_level": 1, + "bbox": [ + 174, + 502, + 581, + 518 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We consider an agent operating in a discrete-time setting where there is a stochastic unobservable global state $s _ { t } \\in S$ at each timestep $t$ and the agent obtains a stochastic observation $\\boldsymbol { x } _ { t } \\in \\mathcal { X }$ where ${ \\mathcal { X } } \\subseteq S$ and takes some action $u _ { t } \\in \\mathcal { U }$ . Our goal is to learn a predictive dynamics model of the agent’s action-conditional future observations $p ( x _ { t + 1 : t + k } | u _ { 1 : t + k - 1 } , x _ { 1 : t } )$ for $k$ timesteps into the future given all of the previous observations and actions it has taken. We assume that the dynamics model has some hidden state it uses to encode information in the observed trajectory. We will then use these models to reason about the global state $s _ { t }$ even though no information about this state is available during training, which we refer to as awareness. Figure 2 summarizes the notation and definitions we use throughout the rest of the paper. ", + "bbox": [ + 174, + 534, + 825, + 660 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "To show that information required for reasoning is present in the states of our dynamics models we use auxiliary models, which we call diagnostic models. A diagnostic model looks at the states of a dynamics model and uses them to to predict an interpretable unobserved state in the world $y _ { t } \\in \\mathcal { V }$ , where $\\mathcal { V } \\subseteq \\mathcal { S }$ and in most cases $\\chi \\cap \\mathcal { y } = \\emptyset$ . When training a diagnostic model we allow ourselves to use privileged information to define the loss, but we do not allow the diagnostic loss to influence the representations of the dynamics model. ", + "bbox": [ + 174, + 666, + 825, + 750 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The diagnostic models are a post-hoc analysis strategy. The dynamics models are trained using only the observed states, and then frozen. After the dynamics models are trained we train diagnostic models on their states, and the claim is that if we can successfully predict properties of unobserved states using diagnostic models trained in this way then information about the external objects is available in the states of the dynamics model. ", + "bbox": [ + 174, + 757, + 823, + 827 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4 THE PREDICTOR-CORRECTOR (PRECO) DYNAMICS MODEL ", + "text_level": 1, + "bbox": [ + 176, + 848, + 700, + 866 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "This section introduces the Predictor-Corrector (PreCo) dynamics model we use for long-horizon multi-step predictions over the observation space $p ( x _ { t + 1 : t + k } | u _ { 1 : t + k - 1 } , x _ { 1 : t } )$ . We first encode the observed trajectory $\\{ u _ { 1 : t } , x _ { 1 : t } \\}$ into a deterministic hidden state $h _ { t } \\in \\mathcal { H }$ using a recurrent model ", + "bbox": [ + 176, + 882, + 823, + 924 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/f0e9ff8d767e6ac211edb9e9029a2ee65f15dc4755772729043cafd7a0a04f15.jpg", + "image_caption": [ + "Figure 3: Top Left: A PreCo model generating single-step predictions and corrections, as in optimal filtering. Bottom Left: A PreCo model making multi-step predictions. Right: Multi-step rollouts, from all timesteps, are used for fitting a PreCo model to a trajectory. Deterministic nodes are represented with diamonds and stochastic nodes are represented with circles. " + ], + "image_footnote": [], + "bbox": [ + 181, + 101, + 807, + 352 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "parameterized by $\\theta$ and then use this hidden state to predict distributions over the future observations $x _ { t + 1 : t + k }$ . We show experimentally that even though the hidden states $h _ { t }$ were only trained on observed states, they contain an awareness of unobserved states in the environment. ", + "bbox": [ + 174, + 443, + 825, + 486 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Using a deterministic hidden state allows us to easily unroll the predictor without needing to approximate the distributions with sampling or other approximate methods. We assume that the observation predictions are independent of each other given the hidden state, and can be modeled as ", + "bbox": [ + 174, + 492, + 825, + 535 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/54af9d6fc1a35355cba3bbb41abf4fa14bbce6df8eed6bbfd9cc20ffd717da6c.jpg", + "text": "$$\np ( x _ { t + 1 : t + k } | u _ { t : t + k - 1 } , h _ { t : t + k } ) = \\prod _ { \\kappa = 1 } ^ { k } p ( x _ { t + \\kappa } | u _ { t : t + \\kappa - 1 } , h _ { t : t + \\kappa } )\n$$", + "text_format": "latex", + "bbox": [ + 295, + 558, + 700, + 601 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "This modelling is done with three deterministic components: ", + "bbox": [ + 174, + 611, + 571, + 626 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "1. Predictor $\\ d \\ b \\theta : \\mathcal { H } \\times \\mathcal { U } \\mathcal { H }$ predicts the next hidden state after taking an action, 2. Corrector $\\theta : \\mathcal { H } \\times \\mathcal { X } \\mathcal { H }$ corrects the current hidden state after receiving an observation from the environment, and 3. $\\operatorname { D e c o d e r } _ { \\boldsymbol { \\theta } } : \\mathcal { H } P _ { \\mathcal { X } }$ maps from the hidden state to a distribution over the observations. ", + "bbox": [ + 210, + 636, + 825, + 702 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Separating the dynamics model into predictor and corrector components allows us to operate in single-step and multi-step prediction modes as Figure 3 shows. The predictor can make action-conditional predictions using the hidden states from the corrector for single-step predictions as $h _ { t , 0 } ^ { p } = \\operatorname { \\bar { P } r e d i c t o r } _ { \\theta } ( h _ { t - 1 } ^ { c } , \\hat { u } _ { t } )$ or from itself for multi-step predictions as $\\begin{array} { r l } { \\bar { h } _ { t , i + 1 } ^ { p } } & { { } = } \\end{array}$ Predictor $\\mathbf { \\nabla } _ { \\theta } \\bigl ( h _ { t , i } ^ { p } , u _ { t + i } \\bigr )$ . In our notation, $h _ { t , i } ^ { p }$ denotes the predictor’s hidden state prediction at time $t + i$ starting from the corrector’s state at time $t - 1$ . The corrector then makes the updates $h _ { t } ^ { c } = \\mathrm { C o r r e c t o r } _ { \\theta } ( h _ { t , 0 } ^ { p } , x _ { t } )$ . ", + "bbox": [ + 174, + 712, + 825, + 813 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To train PreCo models, we maximize the likelihood on a reference set of trajectories using the singlestep predictions as well as multi-step predictions stemming from every timestep. The structure of the resulting graph of only the hidden states is shown on the right of Figure 3, omitting the observed states, trajectories, and predicted distributions. We call this technique overshooting, and we call the number of steps predicted forward by the decoder the overshooting length. ", + "bbox": [ + 174, + 818, + 825, + 888 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The predictor and corrector components use single layer LSTM cores. We embed the inputs with a separate embedding MLP for the controls and sensors. We predict independent mixtures of Gaussians at every step with a mixture density network (Bishop, 1994). Each dimension of each prediction is an independent mixture. We use separate MLPs to produce the means, standard deviations and mixture weights. We use Adam (Kingma & Ba, 2014) for parameter optimization. ", + "bbox": [ + 174, + 895, + 823, + 924 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 825, + 146 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "5 CONTROL WITH DYNAMICS AND DIAGNOSTIC MODELS ", + "text_level": 1, + "bbox": [ + 176, + 167, + 666, + 184 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Model predictive control (MPC), the strategy of controlling a system by repeatedly solving a modelbased optimization problem in a receding horizon fashion, is a powerful control technique when a dynamics model is known. Throughout this paper, we use MPC to achieve objectives based on predictions from our dynamics models. Formally, MPC requires that at each timestep after receiving an observation and correcting the hidden state, we solve the optimization problem ", + "bbox": [ + 173, + 200, + 825, + 271 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/72c6a8358abedd2779a5f211c5e15f139d57ffb057803ee4ac1369b6422d2c63.jpg", + "text": "$$\n\\begin{array} { r l } { h _ { 1 : T } ^ { \\star } , u _ { 1 : T } ^ { \\star } \\ = \\ \\underset { h _ { 1 : T } , u _ { 1 : T } } { \\mathrm { a r g m i n } } } & { \\displaystyle \\sum _ { t } C ( h _ { t } , u _ { t } ) } \\\\ { \\mathrm { s u b j e c t \\ t o } } & { h _ { 0 } = h _ { \\mathrm { i n i t } } } \\\\ & { h _ { t + 1 } = \\mathrm { P r e d i c t o r } _ { \\theta } ( h _ { t } , u _ { t } ) } \\\\ & { u _ { 1 : T } \\in \\mathcal { U } _ { 1 : T } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 330, + 290, + 669, + 378 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where the timesteps in this problem are offset from the actual timestep in the real system, the initial hidden state $h _ { \\mathrm { i n i t } }$ is from the most recent corrector’s state, and the remaining hidden states are unrolled from the predictor. In our experiments we also add constraints to the actions $\\lambda _ { 1 : T }$ so that they lie in a box $| | u _ { t } | | _ { \\infty } \\leq 1$ and we enforce slew rate constraints $| | u _ { t + 1 } - u _ { t } | | _ { \\infty } \\leq 0 . 1$ . After solving this problem, we execute the first returned control $u _ { 1 } ^ { \\star }$ on the real system, step forward in time, and repeat the process. ", + "bbox": [ + 173, + 390, + 825, + 474 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "This formulation allows us to express standard objectives defined over the observation space by using the decoder to map from the hidden state to a distribution over observations at each timestep. We can also use other learned models, such as diagnostic models, to map from the hidden state to other unobservable quantities in the world. ", + "bbox": [ + 174, + 481, + 825, + 536 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Our MPC solver for (1) uses a shooting method with a modified version of Adam (Kingma & Ba, 2014) to iteratively find an optimal control sequence from some initial hidden state. At every iteration, we unroll the predictor, compute the objective at each timestep, and use automatic differentiation to compute the gradient of the objective with respect to the control sequence. To handle control constraints, we project onto a feasible set after each Adam iteration. During an episode, we warm-start the nominal control and hidden state sequence to the appropriately time-shifted control and hidden state sequence from the previous optimal solution. ", + "bbox": [ + 174, + 542, + 825, + 641 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "6 COLLECTING TRAJECTORIES AND EXPLORATION ", + "text_level": 1, + "bbox": [ + 173, + 664, + 614, + 680 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Learning dynamics models such as the PreCo model in Section 4 requires a collection of trajectories. In this section, we discuss two ways of collecting trajectories for training dynamics models: passive collection does not use any input from the dynamics model while active collection seeks to actively improve the dynamics model. ", + "bbox": [ + 174, + 695, + 825, + 752 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "6.1 PASSIVE COLLECTION ", + "text_level": 1, + "bbox": [ + 176, + 772, + 367, + 786 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The simplest data collection strategy is to hand design a behavior that is independent of the dynamics model. Such strategies can be completely open loop, for example taking random actions driven by a noise process, and also encompass closed loop policies such as following a pre-programmed nominal trajectory. In these situations, we are only interested in learning a dynamics model to achieve an awareness of the unobserved states, not to make policy improvements. We use the term passive collection to emphasize that the the data collection behavior does not depend on the model being trained. Once collected, the maximum likelihood PreCo training procedure described in Section 4 can be used to fit the PreCo dynamics model to the trajectories, but there is no feedback between the state of the dynamics model and the data collection behavior. ", + "bbox": [ + 174, + 797, + 825, + 924 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Beyond passive collection we can consider using using the dynamics model to guide exploration towards parts of the state space where the the model is poor. We call this process active collection to emphasize that the model being trained is also being used to guide the data collection process. This section describes the method of active collection we use in the experiments. ", + "bbox": [ + 174, + 130, + 823, + 185 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In this paper, we consider environments that are entirely deterministic, except for a stochastic initial unobserved state that the observed state can gather information about. When our dynamics model over the observed state makes uncertain predictions, the source of that uncertainty stems from one of two places: (1) the model is poor, as a consequence of there being too little data or from too small capacity, or (2) properties of the external objects are not yet resolved by the observations seen so far. ", + "bbox": [ + 174, + 193, + 823, + 263 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Our active exploration exploits this fact by choosing actions to maximize the uncertainty in the rollout predictions. An agent using this uncertainty maximization policy attempts to seek actions for which the outcome is not yet known. This uncertainty can then be resolved by executing these actions and observing their outcome, and the resulting trajectory of observations, actions, and sensations can be used to refine the model. ", + "bbox": [ + 174, + 270, + 825, + 340 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To choose actions to gather information we use MPC as described in Section 5 over an objective that maximizes the uncertainty in the predictions. Our predictions are Mixtures of Gaussians at each timestep, and the uncertainty over these distributions can be expressed in many ways. We use the Renyi entropy of our model predictions as our measure of uncertainty because it can be easily ´ computed in closed form. Concretely, for a single Mixture of Gaussians prediction $f ( x )$ we can write ", + "bbox": [ + 173, + 345, + 826, + 430 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/719b87fc0460390376dddcd9d69b16cca0221c17eed5f2fc4652dbcdecaeaadb.jpg", + "text": "$$\nH _ { 2 } ( f ) = - \\log \\left[ \\int f ( x ) ^ { 2 } \\mathrm { d } x \\right] = - \\log \\left[ \\sum _ { i j } \\alpha _ { i } \\alpha _ { j } \\frac { \\exp \\left\\{ - \\frac { ( \\mu _ { i } - \\mu _ { j } ) ^ { 2 } } { 2 \\left( \\sigma _ { i } ^ { 2 } + \\sigma _ { j } ^ { 2 } \\right) } \\right\\} } { \\sqrt { 2 \\pi } \\sqrt { \\sigma _ { i } ^ { 2 } + \\sigma _ { j } ^ { 2 } } } \\right]\n$$", + "text_format": "latex", + "bbox": [ + 259, + 435, + 738, + 503 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $i$ and $j$ index the mixture components in the likelihood. A more complete derivation is shown in Appendix A, which extends the result of Wang et al. (2009) to the case when the mixture components have different variances. We obtain an information seeking objective by summing the entropy of the predictions across observations and across time, which is expressed as the cost function in MPC (1) as $\\begin{array} { r } { C ( h _ { t } , u _ { t } ) = - \\sum _ { f _ { i } } H _ { 2 } ( f _ { i } ) } \\end{array}$ where, through a slight abuse of notation, $f _ { i } \\in$ $\\operatorname { D e c o d e r } _ { \\theta } ( h _ { t } )$ is a distribution over the observation dimension $i$ . ", + "bbox": [ + 173, + 511, + 826, + 597 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We implement this information gathering policy to collect training data for the model in which it is planning. In our implementation these are two processes running in parallel: we have several actors each with a copy of the current model weights. These use MPC to plan and execute a trajectory of actions that maximizes the model’s predicted uncertainty over a fixed horizon trajectory into the future. The observations and actions generated by the actors are collected into a large shared buffer and stored for the learner. ", + "bbox": [ + 174, + 603, + 825, + 688 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "While the actors are collecting data, a single learner process samples batches of the collected trajectories from the buffer being written to by the actors. The learner trains the PreCo model by maximum likelihood as described in Section 4, and the updated model propagates back to the actors who continue to plan using the updated model. We implemented this using the framework of Horgan et al. (2018). ", + "bbox": [ + 174, + 694, + 825, + 763 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "7 EXPERIMENTS ON THE SIMULATED MPL HAND ", + "text_level": 1, + "bbox": [ + 174, + 786, + 604, + 803 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "7.1 THE MPL HAND ENVIRONMENT ", + "text_level": 1, + "bbox": [ + 176, + 819, + 436, + 834 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Our simulated environment consists of a hand with a random object placed underneath of it in each episode. The observation state space consists of sensor readings from the hand, and the unobserved state space consists of properties of the object. ", + "bbox": [ + 174, + 845, + 825, + 888 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The hand is from the Johns Hopkins Modular Prosthetic Limb (Johannes et al., 2011) which we refer to as the “MPL hand”, or simply “the hand”. This model is distributed with the MuJoCo HAPTIX software and is available for download from the MuJoCo website.1 The hand is actuated by 13 motors and has sensors that provide a 132 dimensional observation, which we describe in more detail in Appendix C. ", + "bbox": [ + 174, + 895, + 823, + 924 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/617a2c2696a7a5254ad444002d14de28b6ac61bb79edfab758691df435813fd8.jpg", + "image_caption": [ + "Figure 4: Results for the passive data collection experiment. Black vertical lines mark timesteps where the hand is fully open (solid) or fully closed (dashed). See the main text for a description of the different baseline models. The baseline models are end-to-end supervised on the shape classification task, whereas the PreCo states are learned without the shape information. Top: Classification loss vs episode timestep for the diagnostic model and the three baselines. Lines show median loss averaged over 5000 test episodes. Middle: Cumulative distributions of loss at the indicated timesteps. Bottom: Curves showing the median probability that each baseline model achieves lower classification loss than the PreCo diagnostic model, as a function of episode timesteps. Computed by directly comparing loss values. " + ], + "image_footnote": [], + "bbox": [ + 186, + 102, + 821, + 349 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 507, + 825, + 549 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In each episode the hand starts suspended above the table with its palm facing downwards. A random geometric object that we call the “target” is placed on the table, and the hand is free to move to grasp or manipulate the object. The shape of the target is randomly chosen in each episode to be a box, cylinder or ellipsoid and the size and orientation of the target are randomly chosen from reasonable ranges. Figures 1 and 7 show renderings of the environment. ", + "bbox": [ + 174, + 556, + 825, + 626 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "7.2 AWARENESS THROUGH PASSIVE DATA COLLECTION", + "text_level": 1, + "bbox": [ + 176, + 647, + 570, + 660 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We begin by exploring awareness in the passive setting, as a pure supervised learning problem. We manually design a policy for the hand, which executes a simple grasping motion that closes the hand about the target it and then releases it. We generate data from the environment by running this graspand-release cycle three times for each episode. Using the dataset generated by the grasping policy, we train a PreCo model described in Section 4. The full set of hyperparameters for this model can be found in Appendix D. ", + "bbox": [ + 174, + 672, + 825, + 756 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We evaluate the awareness of our model by measuring our ability to predict the shape of the target at each timestep. We are especially interested in the predictions at timesteps where the hand is not in direct contact with the target, since these are the points that allow us to measure the persistence of information in the dynamics model. We expect that even a na¨ıve model should have enough information to identify the target shape at the peak of a grasp, but our model should do a better job of preserving that information once contact has been lost. ", + "bbox": [ + 174, + 763, + 825, + 847 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Recall from Section 3 that the diagnostic model we use to predict the target shape is trained in a second phase after the dynamics model is fully trained. The identity of the target shape is used when training the diagnostic model, but is not available when training the dynamics model, and the training of the diagnostic does not modify the learned dynamics model, meaning that no information from the diagnostic loss is able to leak into the states of the dynamics model. ", + "bbox": [ + 176, + 853, + 823, + 896 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/f1fbfeba0e71dc4ca9a692e78cd62a8f8f2f00963b6157545167cd8453a6b244.jpg", + "image_caption": [ + "Figure 5: Left: Reward obtained by planning to achieve the max fingertip objective using dynamics models trained with different data collection strategies. Right: A frame from a planned max fingertip trajectory. " + ], + "image_footnote": [], + "bbox": [ + 194, + 104, + 810, + 213 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "", + "bbox": [ + 176, + 297, + 823, + 325 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Figure 4 shows the results of this experiment. We compare the diagnostic predictions trained on the features of our dynamics model to three different baselines that do not use the dynamics model features. ", + "bbox": [ + 176, + 333, + 825, + 375 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "1. The MLP baseline uses an MLP trained to directly classify the target from the sensor readings of the hand, ignoring all dependencies between timesteps within an episode. We expect this baseline to give a lower bound on performance of the diagnostic. This is an important baseline to have since as the hand opens there is still residual information about the shape of the target in the position of joints, which is identified by this baseline. \n2. The LSTM baseline uses an LSTM trained to directly classify the target from the sensor readings of the hand, taking full account of dependencies between timesteps within an episode. Since this baseline has access to the target class at training time, and is also able to take advantage of the temporal dependence within each episode, we expect it to give an upper bound on performance of the diagnostic model, which only has access to the states of the pre-trained PreCo model. \n3. The RandLSTM baseline finds a middle ground between the MLP and LSTM models. We use the same architecture and training procedure as for the LSTM baseline, but we do not train the input or recurrent weights of the model. By comparing the performance of this baseline to the diagnostic model we can see that our success cannot be attributed merely to the existence of an arbitrary temporal dependence. ", + "bbox": [ + 210, + 387, + 825, + 628 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The results in Figure 4 show that the dynamics PreCo model reliably preserves information about the identity of the target over time, even though this information is not available to the model directly either in the input or in the training loss. ", + "bbox": [ + 176, + 638, + 820, + 681 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "7.3 AWARENESS THROUGH ACTIVE DATA COLLECTION ", + "text_level": 1, + "bbox": [ + 174, + 702, + 565, + 715 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this section we explore how different data collection strategies lead to models of different quality. We evaluate the quality of the trained models by using them in an MPC planner to execute a simple diagnostic control task. ", + "bbox": [ + 176, + 728, + 821, + 770 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The diagnostic task we use in this section is to maximize the total pressure on the fingertip sensors on the hand. This is a good task to evaluate these models because the most straightforward way to maximize pressure on the fingers is to squeeze the target block, and demonstrating that we can achieve this objective through MPC shows that the models are able to anticipate the presence of the block, and reason about its effect on the body. ", + "bbox": [ + 174, + 777, + 825, + 847 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Note that because we act through planning, the implication for the representations of the model are stronger than they would be if we trained a policy to achieve the same objective. A policy need only learn that when the hand is open it should be closed to reach reward. In contrast, a model must learn that closing the hand will lead the fingers to encounter contacts, and it is only later that this prediction is turned into a reward for evaluation. ", + "bbox": [ + 174, + 854, + 823, + 922 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/5c7fa9e3209cba267648a869ec1825e7c00d6bae672ce73625d5f9b4762fa507.jpg", + "image_caption": [ + "Figure 6: Diagnostic comparison between active and passive data collection computed by directly comparing loss values. The model trained with actively collected data outperforms its passive counterpart in regions of the grasp trajectory where the hand is not in contact with the block. " + ], + "image_footnote": [], + "bbox": [ + 184, + 102, + 813, + 214 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We compare several different data collection policies, and their performances on the diagnostic task are shown in Figure 5. ", + "bbox": [ + 174, + 304, + 823, + 333 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "1. The IndNoise policy collects data by executing random actions sampled from a Normal distribution with standard deviation of 0.2. \n2. The CorNoise policy collects data by executing random actions sampled from a Ornstein Uhlenbeck process with damping of 0.2, driven by an independent normal noise source with standard deviation 0.2. Each of the 13 actions is sampled from an independent process, with correlation happening only over time. \n3. The AxEnt policy uses the MPC planner described in Section 5 to maximize the total entropy of the model predictions over a horizon of 100 steps. The objective for the planner is to maximize the Renyi entropy, as described in Section 6.2. ´ \n4. The AxTask policy also uses the MPC planner of Section 5 to collect data, but here the planning objective for data collection is the same as for evaluation. ", + "bbox": [ + 210, + 344, + 825, + 513 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "For both of the planning policies we found that adding correlated noise (using the same parameters as the CorNoise policy) to the actions chosen by the planner lead to much better models. Without this source of noise the planners do not generate enough variety in the episodes and the models underperform. ", + "bbox": [ + 174, + 526, + 825, + 582 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We evaluate each model by running several episodes where we plan to achieve maximum fingertip pressure, and show the resulting rewards in Figure 5. Note that the evaluation objective is different than the training objective for all models except AxTask. We do not add additional noise to planned actions when running the evaluation. ", + "bbox": [ + 174, + 589, + 825, + 645 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We also evaluate the awareness of the AxEnt model using the shape diagnostic task from Section 7.2. Figure 6 compares the performance of a diagnostic trained on the AxEnt dynamics model to the passive awareness diagnostic of Section 7.2. The model trained with actively collected data outperforms its passive counterpart in regions of the grasp trajectory where the hand is not in contact with the block. ", + "bbox": [ + 174, + 652, + 825, + 722 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "7.4 QUALITATIVE EVALUATION ", + "text_level": 1, + "bbox": [ + 176, + 741, + 403, + 755 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "In this section we present qualitative results of using a the AxEnt model to execute different objectives through planning. We do this with MPC as described in Section 5. ", + "bbox": [ + 173, + 766, + 823, + 795 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "1. Maximizing entropy of the predictions, as we did during training, leads to exploratory behavior. In Figure 7 we show a typical frame from an entropy maximizing trajectory, as well as typical frames from controlling for two different objectives. 2. Optimizing for fingertip pressure tends to lead to grasping behavior, since the easiest way to achieve pressure on the fingertips is to push them against the target block. There is an alternative solution which is often found where the hand makes a tight fist, pushing its fingertips into its own palm. This is the same as the diagnostic task used in the previous section. ", + "bbox": [ + 212, + 806, + 825, + 922 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/6c8ab854ef89d219fa2bf7216363e676d704601246610119bab991786c3c7faa.jpg", + "image_caption": [ + "Figure 7: Examples of the hand behaving to maximize uncertainty about the future (top) or minimize uncertainty (bottom). When the hand is trained to maximize uncertainty it engages in playful behavior with the object. The body models learned with this objective, can then be re-used with novel objectives, such as minimizing uncertainty. When doing so, we see that the hand avoids contact so as to minimize uncertainty about future proprioceptive and haptic predictions. " + ], + "image_footnote": [], + "bbox": [ + 174, + 101, + 823, + 204 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "3. Minimizing entropy of the predictions is also quite interesting. This is the negation of the information gathering objective, and it attempts to make future observations as uninformative as possible. Optimizing for this objective results in behavior where the hand consistently pulls away from the target object. ", + "bbox": [ + 214, + 313, + 823, + 368 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Qualitative results from executing each of the above policies are shown in Figures 5 and 7. The behavior when minimizing entropy of the predictions is particularly relevant. The resulting behavior causes the hand to pull away from the target object, demonstrating that the model is aware not only of how to interact with the target, but also how to avoid doing so. Videos of the model in action are available online at https://goo.gl/mZuqAV. ", + "bbox": [ + 174, + 381, + 825, + 450 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "8 EXPERIMENTS IN THE REAL WORLD ", + "text_level": 1, + "bbox": [ + 174, + 472, + 511, + 488 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We have shown that our models work well in simulation. We now turn to demonstrating that they are effective in reality as well. ", + "bbox": [ + 174, + 503, + 821, + 532 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "8.1 THE SHADOW HAND ENVIRONMENT ", + "text_level": 1, + "bbox": [ + 176, + 550, + 462, + 564 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We use the 24-joint Shadow Dexterous Hand2 with 20-DOF tendon position control and set up a real life analog of our simulated environment, as shown in Figure 8. Since varying the spatial extents of an object in real life would be very labor intensive we instead use a single object fixed to a turntable that can rotate to any one of 255 orientations, and our diagnostic task in this environment is to recover the orientation of the grasped object. ", + "bbox": [ + 174, + 575, + 825, + 647 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We built a turntable mechanism for orienting the object beneath the hand, and design some randomized grasp trajectories for the hand to close around the block. The object is a soft foam wedge (the shape is chosen to have an unambiguous orientation) and fixed to the turntable. At each episode we turn the table to a randomly chosen orientation and execute two grasp release cycles with the hand robot. ", + "bbox": [ + 174, + 654, + 825, + 723 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "8.2 DATA COLLECTION ", + "text_level": 1, + "bbox": [ + 176, + 741, + 348, + 756 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Over the course of two days we collected 1140 grasp trajectories in three sessions of 47, 393 and 700 trajectories. We use the 47 trajectories from the initial session as test data, and use the remaining 1093 trajectories for training. Each trajectory is 81 frames long and consists of two grasp-release cycles with the target object at a fixed orientation. At each timestep we measure four different proprioceptive features from the robot: ", + "bbox": [ + 176, + 767, + 825, + 837 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "1. The actions, a set of 20 desired joint positions, sent to the robot for the current timestep. 2. The angles, a set of 24 measured joint positions, reported by the robot at the current timestep. There are more angles than actions because not all joints of the hand are separately actuated, and the measured angles may not match the intended actions due to force limits imposed by the low level controller. ", + "bbox": [ + 204, + 849, + 823, + 898 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/9d159416987e8eac9d46c8ff0188e1eb9526272cb26ac4ef79069075e8d5416f.jpg", + "image_caption": [ + "Figure 8: Left: The robotic hand setup. Center: Results on predicting block orientation with sensor data recorded from the shadow hand. The upper plot shows the median error as a function of time and the bottom plot shows a bootstrap estimate of the probability that using the model features fails to improve on using sensor measurements directly. Error regions in both plots show $9 5 \\%$ confidence intervals, estimated by bootstrap sampling. Right: Predicted angles on test trajectories at step 40 using only sensor readings (top) and model features (bottom). Green lines show predicted angles for individual samples (rotated so ground truth is vertical). The solid and dashed red lines show 50 and 75 percentile error cones, respectively. " + ], + "image_footnote": [], + "bbox": [ + 181, + 107, + 784, + 345 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "", + "bbox": [ + 230, + 502, + 823, + 530 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "3. The efforts, which provide 20 distinct torque readings. Each effort measurement is the signed difference in tension between tendons on the inside and outside of one of the actuated joints. ", + "bbox": [ + 210, + 535, + 821, + 577 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4. The pressures are five scalar measurements that indicate the pressure experienced by the pads on the end of each finger. ", + "bbox": [ + 214, + 582, + 820, + 611 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Joint ranges of the hand are limited to prevent fingers pushing each other, and the actuator strengths are limited for the safety of the robot and the apparatus. At each grasp-release cycle final grasped and released positions are sampled from handcrafted distributions. Position targets sent to the robot are calculated by interpolating between these two positions in 20 steps. ", + "bbox": [ + 174, + 622, + 825, + 678 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "There are multiple complexities the sensor model needs to deal with. First of all once a finger touches the object actual positions and target positions do not match, and the foam object bends and deforms. Also the hand can occasionally overcome the resistance in the turntable motor causing the target object to rotate during the episode (for about 10-20 degrees and rarely more). This creates extra unrecorded source of error in the data. ", + "bbox": [ + 174, + 685, + 825, + 755 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "8.3 AWARENESS AND DIAGNOSTICS ", + "text_level": 1, + "bbox": [ + 176, + 772, + 434, + 786 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We train a forward model on the collected data, and then treat prediction of the orientation of the block as a diagnostic task. Figure 8 shows that we can successfully predict the orientation of the block from the dynamics model state. ", + "bbox": [ + 176, + 797, + 825, + 839 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "9 CONCLUSION ", + "text_level": 1, + "bbox": [ + 174, + 102, + 318, + 117 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In this paper we showed that learning a forward predictive model of proprioception we obtain models that can be used to answer questions and reason about objects in the external world. We demonstrated this in simulation with a series of diagnostic tasks where we use the model features to identify properties of external objects, and also with a control task where we show that we can plan in the model to achieve objectives that were not seen during training. ", + "bbox": [ + 174, + 133, + 823, + 204 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We also showed that the same principles we applied to our simulated models are also successful in reality. We collected data from a real robotic platform and used the same modelling techniques to predict the orientation of a grasped block. ", + "bbox": [ + 174, + 210, + 825, + 253 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "ACKNOWLEDGMENTS ", + "text_level": 1, + "bbox": [ + 176, + 270, + 326, + 284 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "BA is supported by the National Science Foundation Graduate Research Fellowship Program under Grant No. DGE1252522. We thank Dougal Sutherland and Matthew W. Hoffman for insightful discussions. ", + "bbox": [ + 176, + 294, + 825, + 335 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "REFERENCES ", + "text_level": 1, + "bbox": [ + 174, + 357, + 285, + 372 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Achint Aggarwal, Peter Kampmann, Johannes Lemburg, and Frank Kirchner. Haptic object recognition in underwater and deep-sea environments. Journal of field robotics, 32(1):167–185, 2015. \nEvan Archer, Il Memming Park, Lars Buesing, John Cunningham, and Liam Paninski. Black box variational inference for state space models. arXiv preprint arXiv:1511.07367, 2015. \nJohn Asmuth, Lihong Li, Michael L Littman, Ali Nouri, and David Wingate. A bayesian sampling approach to exploration in reinforcement learning. In Proceedings of the Twenty-Fifth Conference on Uncertainty in Artificial Intelligence, pp. 19–26. AUAI Press, 2009. \nJustin Bayer and Christian Osendorfer. 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IEEE Transactions on Multimedia, 18 (12):2407–2416, 2016. ", + "bbox": [ + 171, + 372, + 826, + 925 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "", + "bbox": [ + 169, + 65, + 826, + 926 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "", + "bbox": [ + 171, + 34, + 826, + 869 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "A DERIVING THE RENYI ´ ENTROPY OF A MIXTURE OF GAUSSIANS ", + "bbox": [ + 173, + 99, + 740, + 119 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/ed7c638f2da6e2a44a48a8356497b95f105d4ac8a3bdb332fe0a4f01fc512bd7.jpg", + "text": "$$\n\\begin{array} { l } { \\displaystyle { H _ { 2 } ( f ) = - \\log \\int f ( x ) ^ { 2 } \\mathrm { d } x } } \\\\ { \\displaystyle { \\quad = - \\log \\int ( \\sum _ { i } \\alpha _ { i } f _ { i } ( x | \\mu _ { i } , \\sigma _ { i } ^ { 2 } ) ) ^ { 2 } \\mathrm { d } x } } \\\\ { \\displaystyle { \\quad = - \\log \\int \\sum _ { i } \\sum _ { j } \\alpha _ { i } \\alpha _ { j } f _ { i } ( x | \\mu _ { i } , \\sigma _ { j } ^ { 2 } ) f _ { j } ( x | \\mu _ { j } , \\sigma _ { j } ^ { 2 } ) \\mathrm { d } x } } \\\\ { \\displaystyle { \\quad = - \\log \\sum _ { i } \\sum _ { j } \\alpha _ { i } \\alpha _ { j } \\int \\int ( x | \\mu _ { i } , \\sigma _ { i } ^ { 2 } ) f _ { j } ( x | \\mu _ { j } , \\sigma _ { j } ^ { 2 } ) \\mathrm { d } x } } \\\\ { \\displaystyle { \\quad = - \\log \\sum _ { i } \\sum _ { j } \\alpha _ { i } \\alpha _ { j } \\frac { \\exp \\{ - \\frac { ( \\mu _ { i } - \\mu _ { j } ) ^ { 2 } } { 2 } \\} } { \\sqrt { 2 \\pi } \\sqrt { \\sigma _ { j } ^ { 2 } + \\sigma _ { j } ^ { 2 } } } \\} } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 299, + 138, + 697, + 361 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "where the last step can be computed with Mathematica, and is also given in Bromiley (2003): ", + "bbox": [ + 169, + 392, + 784, + 407 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Integrate[ \nPDF[NormalDistribution[Subscript[\\[Mu], i], Subscript[\\[Sigma], i]], x]\\*PDF[NormalDistribution[Subscript[\\[Mu], j], Subscript[\\[Sigma], j]], x], {x, -\\[Infinity], \\[Infinity]}, \nAssumptions $- >$ {Subscript[\\[Sigma], i] \\[Element] Reals, Subscript[\\[Sigma], j] \\[Element] Reals, Re[Subscript[\\[Sigma], i]] > 0, Re[Subscript[\\[Sigma], j]] > 0}] ", + "bbox": [ + 174, + 421, + 849, + 520 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "B EXTRA RESULTS ", + "text_level": 1, + "bbox": [ + 176, + 540, + 346, + 555 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Figures 9 and 10 show planned trajectories and model predictions when attempting to maximize fingertip pressure and to minimize predicted entropy, respectively. ", + "bbox": [ + 173, + 570, + 825, + 599 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "C MPL HAND ", + "text_level": 1, + "bbox": [ + 174, + 619, + 307, + 636 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "The MPL hand is actuated by 13 motors each capable of exerting a bidirectional force on a single degree of freedom of the hand model. Each finger is actuated by a motor that applies torque to the MCP joint, and the MCP joint of each finger is coupled by a tendon to the PIP and DIP joints of the same finger, causing a single action to flex all joints of the finger together. Abduction of the main digits (ABD) is controlled by two motors attached to the outside of the index and pinky fingers, respectively. Unlike the main digits, the thumb is fully actuated, with separate motors driving each joint. The thumb has its own abduction joint, and somewhat strangely the thumb is composed of three jointed segments (unlike a human thumb which has only two). Each segment is separately controlled for a total of four actuators controlling the thumb. Finally the hand is attached to the world by fully actuated three three degree of freedom wrist joint, for a total of 13 actuators. ", + "bbox": [ + 173, + 652, + 825, + 791 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "The hand model includes several sensors which we use as proprioceptive information. We observe the position and velocity of each joint in the model (three joints in the wrist and four in each finger except the middle which has no abduction joint, for a total of 22 joints), as well as the position, velocity and force of each of the 13 actuators. We also record from inertial measurement units (IMUs) located in the distal segment of each of the five fingers. Each IMU records three axis rotational and translational acceleration for a total of 30 acceleration measurements. Finally there are 19 pressure sensors placed throughout the inside of the hand that measure the magnitude of contact forces. Each finger including the thumb has three touch sensors, one on each segment (recall that the thumb has three segments in this model), and the palm of the hand has four different touch sensors that cover different regions. In total these sensors give a 132 dimensional proprioceptive state. ", + "bbox": [ + 173, + 799, + 825, + 924 + ], + "page_idx": 15 + }, + { + "type": "image", + "img_path": "images/cbb1a73893ab744e5a10c3f574a4e7f06352c344a6990bf65f1a29dd4a451dee.jpg", + "image_caption": [ + "Figure 9: A visualization of the model planning to maximize predicted fingertip pressure. " + ], + "image_footnote": [], + "bbox": [ + 238, + 152, + 759, + 429 + ], + "page_idx": 16 + }, + { + "type": "image", + "img_path": "images/0b240db91d49a42f06676d5b65dfb51ff540c32cf87e0f442c79d455dfd31773.jpg", + "image_caption": [ + "Figure 10: A visualization of the model planning to minimize predicted entropy. " + ], + "image_footnote": [], + "bbox": [ + 238, + 564, + 758, + 842 + ], + "page_idx": 16 + }, + { + "type": "table", + "img_path": "images/590477a01910d899a7a7b251a11a30d26f2548bd1a578580149fada09ef357a8.jpg", + "table_caption": [ + "Table 1: Hyperparameters for various dynamics models used in the experiments. " + ], + "table_footnote": [], + "table_body": "
PassiveActiveShadow
control_embed_depth110
control_embed_hidden_size12812848
control_embed_size12812848
sensor_embed_depth112
sensor_embed_hidden_size12812831
sensor_embed_size12812831
preco_hidden_size12812834
mean_depth112
mean_hidden_size12812852
stddev_depth112
stddev_hidden_size128128122
likelihood_mixture_depth112
likelihood_mixture_hidden_size12812860
likelihood_num_components222
adam_learning_rate0.000250.0004364907267360.00195542112406
num_overshoot_steps303020
", + "bbox": [ + 173, + 101, + 852, + 348 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 398, + 826, + 428 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "D HYPERPARAMETERS ", + "text_level": 1, + "bbox": [ + 174, + 449, + 382, + 464 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Table 1 shows hyperparameters for several of the models used in the experiments. Some of the hyperparameters (notably the Adam learning rates) are found through random search, so the numbers are quite particular, but the particularity should not be taken as a sign of delicacy. The meaning of each parameter is shown in Figure 11. ", + "bbox": [ + 174, + 479, + 825, + 536 + ], + "page_idx": 17 + }, + { + "type": "image", + "img_path": "images/e9eec63be3e9504caef6172b2fe6321e6eba4910642906d8ad933b409422f041.jpg", + "image_caption": [ + "Figure 11: Detailed architecture diagrams of the components of the Preco model, along with labels that indicate different hyperparameters. A MLP sections of the models are parameterised with a depth and a hidden size, where a depth of $d$ and a hidden size of $k$ indicates $d$ hidden layers of size $k$ . We do not count the output layer or the input layer in the depth parameter (so a depth of 0 is a single linear transform followed by an activation function). The output layers of the MLP parts of the model are all indicated separately in the diagrams. The three pieces shown here are attached together in various ways, as shown in Figure 3 in the main body of the paper. 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In spite of being trained with only internally available signals, these dy-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 255, + 470, + 266 + ], + "spans": [ + { + "bbox": [ + 141, + 255, + 470, + 266 + ], + "score": 1.0, + "content": "namic body models come to represent external objects through the necessity of", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 265, + 470, + 277 + ], + "spans": [ + { + "bbox": [ + 141, + 265, + 470, + 277 + ], + "score": 1.0, + "content": "predicting their effects on the agent’s own body. That is, the model learns holistic", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 276, + 469, + 289 + ], + "spans": [ + { + "bbox": [ + 141, + 276, + 469, + 289 + ], + "score": 1.0, + "content": "persistent representations of objects in the world, even though the only training", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 287, + 469, + 299 + ], + "spans": [ + { + "bbox": [ + 141, + 287, + 469, + 299 + ], + "score": 1.0, + "content": "signals are body signals. Our dynamics model is able to successfully predict dis-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 142, + 298, + 469, + 310 + ], + "spans": [ + { + "bbox": [ + 142, + 298, + 469, + 310 + ], + "score": 1.0, + "content": "tributions over 132 sensor readings over 100 steps into the future and we demon-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 142, + 310, + 469, + 321 + ], + "spans": [ + { + "bbox": [ + 142, + 310, + 469, + 321 + ], + "score": 1.0, + "content": "strate that even when the body is no longer in contact with an object, the latent", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 142, + 320, + 470, + 332 + ], + "spans": [ + { + "bbox": [ + 142, + 320, + 470, + 332 + ], + "score": 1.0, + "content": "variables of the dynamics model continue to represent its shape. We show that", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 141, + 331, + 467, + 343 + ], + "spans": [ + { + "bbox": [ + 141, + 331, + 467, + 343 + ], + "score": 1.0, + "content": "active data collection by maximizing the entropy of predictions about the body—", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 342, + 470, + 354 + ], + "spans": [ + { + "bbox": [ + 141, + 342, + 470, + 354 + ], + "score": 1.0, + "content": "touch sensors, proprioception and vestibular information—leads to learning of", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 142, + 353, + 470, + 365 + ], + "spans": [ + { + "bbox": [ + 142, + 353, + 470, + 365 + ], + "score": 1.0, + "content": "dynamic models that show superior performance when used for control. We also", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 141, + 363, + 469, + 375 + ], + "spans": [ + { + "bbox": [ + 141, + 363, + 469, + 375 + ], + "score": 1.0, + "content": "collect data from a real robotic hand and show that the same models can be used", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 375, + 469, + 386 + ], + "spans": [ + { + "bbox": [ + 141, + 375, + 469, + 386 + ], + "score": 1.0, + "content": "to answer questions about properties of objects in the real world. 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This allows us to show that that our ideas apply not only in simulation, but succeed in the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 610, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 105, + 610, + 505, + 623 + ], + "score": 1.0, + "content": "real world as well. The Shadow Hand is instrumented with sensors measuring the tension of the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 622, + 505, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 505, + 635 + ], + "score": 1.0, + "content": "tendons driving the fingers, and also has pressure sensors on the pad of each fingertip that measure", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 632, + 505, + 645 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 505, + 645 + ], + "score": 1.0, + "content": "contact forces with objects in the world. We apply the same techniques used on the simulated model", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 643, + 505, + 655 + ], + "spans": [ + { + "bbox": [ + 105, + 643, + 505, + 655 + ], + "score": 1.0, + "content": "to data collected from this real platform and use the resulting model to make predictions about states", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 655, + 252, + 666 + ], + "spans": [ + { + "bbox": [ + 106, + 655, + 252, + 666 + ], + "score": 1.0, + "content": "of external objects in the real world.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 36, + "bbox_fs": [ + 105, + 588, + 505, + 666 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 683, + 210, + 696 + ], + "lines": [ + { + "bbox": [ + 104, + 682, + 213, + 699 + ], + "spans": [ + { + "bbox": [ + 104, + 682, + 213, + 699 + ], + "score": 1.0, + "content": "2 RELATED WORK", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40 + }, + { + "type": "text", + "bbox": [ + 106, + 709, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 709, + 504, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 504, + 722 + ], + "score": 1.0, + "content": "Intrinsic motivation and exploration: Given our goal to gather information about the world and,", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 720, + 505, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 505, + 732 + ], + "score": 1.0, + "content": "and in particular to actively seek out information about external objects, our work is naturally related", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "to work on intrinsic motivation. The literature on intrinsic motivation is vast and rich, and we do", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "not attempt to review it fully here. Some representative works include Oudeyer & Kaplan (2008;", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 103, + 506, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 103, + 506, + 118 + ], + "score": 1.0, + "content": "2009); Sequeira et al. (2011); Still & Precup (2012); Bellemare et al. (2016); Martius et al. (2013);", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 506, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 506, + 128 + ], + "score": 1.0, + "content": "Schmidhuber (2008); Mohamed & Rezende (2015); Haber et al. (2018b;a) Some of the ideas here,", + "type": "text", + "cross_page": true + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 506, + 138 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 506, + 138 + ], + "score": 1.0, + "content": "in particular the notion of choosing actions specifically to improve a model of the world, echo earlier", + "type": "text", + "cross_page": true + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 370, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 370, + 150 + ], + "score": 1.0, + "content": "speculative work of Schmidhuber (1991) and Storck et al. (1995).", + "type": "text", + "cross_page": true + } + ], + "index": 5 + } + ], + "index": 41.5, + "bbox_fs": [ + 106, + 709, + 505, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 149 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "to work on intrinsic motivation. The literature on intrinsic motivation is vast and rich, and we do", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "not attempt to review it fully here. Some representative works include Oudeyer & Kaplan (2008;", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 103, + 506, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 103, + 506, + 118 + ], + "score": 1.0, + "content": "2009); Sequeira et al. (2011); Still & Precup (2012); Bellemare et al. (2016); Martius et al. (2013);", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 506, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 506, + 128 + ], + "score": 1.0, + "content": "Schmidhuber (2008); Mohamed & Rezende (2015); Haber et al. (2018b;a) Some of the ideas here,", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 506, + 138 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 506, + 138 + ], + "score": 1.0, + "content": "in particular the notion of choosing actions specifically to improve a model of the world, echo earlier", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 370, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 370, + 150 + ], + "score": 1.0, + "content": "speculative work of Schmidhuber (1991) and Storck et al. (1995).", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 2.5 + }, + { + "type": "text", + "bbox": [ + 107, + 154, + 505, + 199 + ], + "lines": [ + { + "bbox": [ + 105, + 153, + 505, + 168 + ], + "spans": [ + { + "bbox": [ + 105, + 153, + 505, + 168 + ], + "score": 1.0, + "content": "Several authors have implemented intrinsic motivation, or curiosity based objectives in visual space,", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 165, + 505, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 165, + 505, + 178 + ], + "score": 1.0, + "content": "through predicting interactions with objects (Pinto et al., 2016), or through predicting summary", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 177, + 505, + 189 + ], + "spans": [ + { + "bbox": [ + 106, + 177, + 505, + 189 + ], + "score": 1.0, + "content": "statistics of the future (Venkatraman et al., 2017; Downey et al., 2017). Other authors have also", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 188, + 487, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 188, + 487, + 199 + ], + "score": 1.0, + "content": "investigated using learned future predictions directly for control (Dosovitskiy & Koltun, 2016).", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 7.5 + }, + { + "type": "text", + "bbox": [ + 107, + 204, + 505, + 259 + ], + "lines": [ + { + "bbox": [ + 106, + 204, + 505, + 216 + ], + "spans": [ + { + "bbox": [ + 106, + 204, + 505, + 216 + ], + "score": 1.0, + "content": "Many works formulate intrinsic motivation as a problem of learning to induce errors in a forward", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 214, + 505, + 228 + ], + "spans": [ + { + "bbox": [ + 105, + 214, + 505, + 228 + ], + "score": 1.0, + "content": "model, possibly regularized by an additional inverse model (Pathak et al., 2017; de Abril & Kanai,", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 226, + 505, + 238 + ], + "spans": [ + { + "bbox": [ + 106, + 226, + 505, + 238 + ], + "score": 1.0, + "content": "2018). However, since we use planning, rather than policies, for active control we cannot adapt their", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 237, + 505, + 249 + ], + "spans": [ + { + "bbox": [ + 106, + 237, + 505, + 249 + ], + "score": 1.0, + "content": "objectives directly. Objectives that depend on the observed error in a prediction cannot be rolled", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 248, + 505, + 260 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 505, + 260 + ], + "score": 1.0, + "content": "forward in time, and thus we are forced to work with similar, but different objectives in our planner.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 107, + 265, + 505, + 298 + ], + "lines": [ + { + "bbox": [ + 106, + 265, + 505, + 277 + ], + "spans": [ + { + "bbox": [ + 106, + 265, + 505, + 277 + ], + "score": 1.0, + "content": "When stochastic transition and observation models are available, it is possible to use simulation", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 276, + 505, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 276, + 505, + 288 + ], + "score": 1.0, + "content": "to infer optimal plans for exploring environments (Martinez-Cantin et al., 2009). Our setting uses", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 287, + 486, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 486, + 299 + ], + "score": 1.0, + "content": "predominantly deterministic distributed representations, and our models are learned from data.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 107, + 303, + 505, + 336 + ], + "lines": [ + { + "bbox": [ + 105, + 302, + 506, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 506, + 316 + ], + "score": 1.0, + "content": "A sea of other methods have been proposed for exploration (MacKay, 1992; Ghavamzadeh et al.,", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 313, + 506, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 506, + 327 + ], + "score": 1.0, + "content": "2015; Asmuth et al., 2009; Gal, 2016; Stachniss et al., 2005; Plappert et al., 2017; Fu et al., 2017).", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 325, + 261, + 338 + ], + "spans": [ + { + "bbox": [ + 106, + 325, + 261, + 338 + ], + "score": 1.0, + "content": "Our approach builds on this literature.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 342, + 505, + 409 + ], + "lines": [ + { + "bbox": [ + 105, + 342, + 505, + 355 + ], + "spans": [ + { + "bbox": [ + 105, + 342, + 505, + 355 + ], + "score": 1.0, + "content": "Haptics: Humans use their hands to gather information in structured task driven ways (Lederman &", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 354, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 106, + 354, + 505, + 365 + ], + "score": 1.0, + "content": "Klatzky, 1987); and it will become clear from the experiments why hands are relevant to our work.", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 363, + 505, + 377 + ], + "spans": [ + { + "bbox": [ + 105, + 363, + 505, + 377 + ], + "score": 1.0, + "content": "Our interest in hands and touch brings us into contact with a vast literature on haptics (Zheng et al.,", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 374, + 506, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 506, + 388 + ], + "score": 1.0, + "content": "2016; Gao et al., 2016; Cao et al., 2016; Loeb, 2013; Edmonds et al., 2017; Su et al., 2015; Navarro", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 386, + 506, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 386, + 506, + 399 + ], + "score": 1.0, + "content": "et al., 2012; Aggarwal et al., 2015; Liu et al.; Sung et al., 2017; Ciobanu et al., 2013; Karl et al.,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 397, + 197, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 197, + 410 + ], + "score": 1.0, + "content": "2016; Su et al., 2012).", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 23.5 + }, + { + "type": "text", + "bbox": [ + 106, + 414, + 505, + 459 + ], + "lines": [ + { + "bbox": [ + 105, + 414, + 505, + 427 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 505, + 427 + ], + "score": 1.0, + "content": "There is also work in robotics on using the anticipation of sensation to guide actions (Indranil Sur,", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 424, + 505, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 505, + 438 + ], + "score": 1.0, + "content": "2017), and on showing how touch sensing can improve the performance of grasping tasks (Calan-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "score": 1.0, + "content": "dra et al., 2017). Model based planning has been very successful in these domains (Deisenroth &", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 447, + 184, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 447, + 184, + 459 + ], + "score": 1.0, + "content": "Rasmussen, 2011).", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 28.5 + }, + { + "type": "text", + "bbox": [ + 107, + 464, + 505, + 530 + ], + "lines": [ + { + "bbox": [ + 105, + 464, + 506, + 477 + ], + "spans": [ + { + "bbox": [ + 105, + 464, + 506, + 477 + ], + "score": 1.0, + "content": "Sequence-to-sequence modelling: There has been a lot of recent interest in sequence-to-sequence", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 475, + 505, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 475, + 505, + 488 + ], + "score": 1.0, + "content": "modelling (Downey et al., 2017; Venkatraman et al., 2017; Chung et al., 2015; Fraccaro et al., 2016;", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 486, + 506, + 499 + ], + "spans": [ + { + "bbox": [ + 105, + 486, + 506, + 499 + ], + "score": 1.0, + "content": "Bayer & Osendorfer, 2014; Archer et al., 2015; Krishnan et al., 2015), particularly in the context of", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 496, + 506, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 496, + 506, + 511 + ], + "score": 1.0, + "content": "predicting distributions and in dynamics modelling in reinforcement learning. In this paper we use", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 104, + 508, + 505, + 521 + ], + "spans": [ + { + "bbox": [ + 104, + 508, + 505, + 521 + ], + "score": 1.0, + "content": "a sequence to sequence variant that shares weights between the encoder and decoder portions of the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 518, + 137, + 530 + ], + "spans": [ + { + "bbox": [ + 105, + 518, + 137, + 530 + ], + "score": 1.0, + "content": "model.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 33.5 + }, + { + "type": "text", + "bbox": [ + 107, + 536, + 505, + 569 + ], + "lines": [ + { + "bbox": [ + 105, + 535, + 506, + 549 + ], + "spans": [ + { + "bbox": [ + 105, + 535, + 506, + 549 + ], + "score": 1.0, + "content": "Predicting unknown quantities in RL: The consciousness prior (Bengio, 2017) considers recurrent", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 546, + 505, + 560 + ], + "spans": [ + { + "bbox": [ + 105, + 546, + 505, + 560 + ], + "score": 1.0, + "content": "latent dynamics models similar to ours and suggests mapping from their hidden states to other spaces", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 558, + 224, + 570 + ], + "spans": [ + { + "bbox": [ + 106, + 558, + 224, + 570 + ], + "score": 1.0, + "content": "that aren’t directly modelled.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38 + }, + { + "type": "text", + "bbox": [ + 107, + 574, + 505, + 652 + ], + "lines": [ + { + "bbox": [ + 106, + 575, + 505, + 587 + ], + "spans": [ + { + "bbox": [ + 106, + 575, + 505, + 587 + ], + "score": 1.0, + "content": "Yu et al. (2017) propose a method of learning control policies that operate under unknown dynamics", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 586, + 505, + 598 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 505, + 598 + ], + "score": 1.0, + "content": "models. They consider the dynamics model parameters as an unobserved part of the state, and train", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 597, + 505, + 609 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 505, + 609 + ], + "score": 1.0, + "content": "a system identification model to predict these parameters from a short history of observations. The", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 607, + 506, + 620 + ], + "spans": [ + { + "bbox": [ + 105, + 607, + 506, + 620 + ], + "score": 1.0, + "content": "predictions of the system identification model are used to augment the observations which are then", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 619, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 105, + 619, + 505, + 631 + ], + "score": 1.0, + "content": "fed to a universal policy, which has been trained to act optimally under an ensemble of dynamics", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 629, + 506, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 629, + 506, + 643 + ], + "score": 1.0, + "content": "models, when the dynamics parameters are observed. The key contribution of their work is a training", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 641, + 356, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 641, + 356, + 653 + ], + "score": 1.0, + "content": "procedure that makes this two stage modelling process robust.", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 43 + }, + { + "type": "text", + "bbox": [ + 107, + 657, + 504, + 724 + ], + "lines": [ + { + "bbox": [ + 105, + 656, + 506, + 670 + ], + "spans": [ + { + "bbox": [ + 105, + 656, + 506, + 670 + ], + "score": 1.0, + "content": "Although the high level motivation of Yu et al. 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They explicitly do not consider memory-based tasks (the system identifi-", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 691, + 505, + 702 + ], + "spans": [ + { + "bbox": [ + 106, + 691, + 505, + 702 + ], + "score": 1.0, + "content": "cation model looks only at a short window of the past) whereas one of our key interests is in how", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 702, + 506, + 714 + ], + "spans": [ + { + "bbox": [ + 105, + 702, + 506, + 714 + ], + "score": 1.0, + "content": "our models preserve information in time. 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Our setting uses", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 287, + 486, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 486, + 299 + ], + "score": 1.0, + "content": "predominantly deterministic distributed representations, and our models are learned from data.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16, + "bbox_fs": [ + 105, + 265, + 505, + 299 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 303, + 505, + 336 + ], + "lines": [ + { + "bbox": [ + 105, + 302, + 506, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 506, + 316 + ], + "score": 1.0, + "content": "A sea of other methods have been proposed for exploration (MacKay, 1992; Ghavamzadeh et al.,", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 313, + 506, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 506, + 327 + ], + "score": 1.0, + "content": "2015; Asmuth et al., 2009; Gal, 2016; Stachniss et al., 2005; Plappert et al., 2017; Fu et al., 2017).", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 325, + 261, + 338 + ], + "spans": [ + { + "bbox": [ + 106, + 325, + 261, + 338 + ], + "score": 1.0, + "content": "Our approach builds on this literature.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 19, + "bbox_fs": [ + 105, + 302, + 506, + 338 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 342, + 505, + 409 + ], + "lines": [ + { + "bbox": [ + 105, + 342, + 505, + 355 + ], + "spans": [ + { + "bbox": [ + 105, + 342, + 505, + 355 + ], + "score": 1.0, + "content": "Haptics: Humans use their hands to gather information in structured task driven ways (Lederman &", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 354, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 106, + 354, + 505, + 365 + ], + "score": 1.0, + "content": "Klatzky, 1987); and it will become clear from the experiments why hands are relevant to our work.", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 363, + 505, + 377 + ], + "spans": [ + { + "bbox": [ + 105, + 363, + 505, + 377 + ], + "score": 1.0, + "content": "Our interest in hands and touch brings us into contact with a vast literature on haptics (Zheng et al.,", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 374, + 506, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 506, + 388 + ], + "score": 1.0, + "content": "2016; Gao et al., 2016; Cao et al., 2016; Loeb, 2013; Edmonds et al., 2017; Su et al., 2015; Navarro", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 386, + 506, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 386, + 506, + 399 + ], + "score": 1.0, + "content": "et al., 2012; Aggarwal et al., 2015; Liu et al.; Sung et al., 2017; Ciobanu et al., 2013; Karl et al.,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 397, + 197, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 197, + 410 + ], + "score": 1.0, + "content": "2016; Su et al., 2012).", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 23.5, + "bbox_fs": [ + 105, + 342, + 506, + 410 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 414, + 505, + 459 + ], + "lines": [ + { + "bbox": [ + 105, + 414, + 505, + 427 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 505, + 427 + ], + "score": 1.0, + "content": "There is also work in robotics on using the anticipation of sensation to guide actions (Indranil Sur,", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 424, + 505, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 505, + 438 + ], + "score": 1.0, + "content": "2017), and on showing how touch sensing can improve the performance of grasping tasks (Calan-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "score": 1.0, + "content": "dra et al., 2017). 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In contrast, we use the system parameters only as an analysis strategy, and at no point", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 253, + 506, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 506, + 266 + ], + "score": 1.0, + "content": "require knowledge of them to train the system. Finally, the bodies we consider (robot hands) are", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 264, + 505, + 276 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 505, + 276 + ], + "score": 1.0, + "content": "substantially more complex than those of Yu et al. (2017), and we do not make use of an explicit", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 276, + 275, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 276, + 275, + 288 + ], + "score": 1.0, + "content": "parameterization of the system dynamics.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 18.5 + }, + { + "type": "text", + "bbox": [ + 107, + 292, + 505, + 380 + ], + "lines": [ + { + "bbox": [ + 106, + 292, + 505, + 305 + ], + "spans": [ + { + "bbox": [ + 106, + 292, + 505, + 305 + ], + "score": 1.0, + "content": "The work of Fu et al. (2016) also fits dynamics models using neural networks and uses planning in", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "score": 1.0, + "content": "these models to guide action selection. They train a global dynamics model on data from several", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 315, + 505, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 505, + 327 + ], + "score": 1.0, + "content": "tasks, and use this global model as a prior for fitting a much simpler local dynamics model within", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 325, + 505, + 338 + ], + "spans": [ + { + "bbox": [ + 105, + 325, + 505, + 338 + ], + "score": 1.0, + "content": "each episode. 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We assume that the dynamics", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 479, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 505, + 491 + ], + "score": 1.0, + "content": "model has some hidden state it uses to encode information in the observed trajectory. We will then", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 490, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 106, + 490, + 306, + 502 + ], + "score": 1.0, + "content": "use these models to reason about the global state", + "type": "text" + }, + { + "bbox": [ + 306, + 491, + 316, + 501 + ], + "score": 0.84, + "content": "s _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 490, + 505, + 502 + ], + "score": 1.0, + "content": "even though no information about this state is", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 500, + 506, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 506, + 513 + ], + "score": 1.0, + "content": "available during training, which we refer to as awareness. Figure 2 summarizes the notation and", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 510, + 311, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 510, + 311, + 524 + ], + "score": 1.0, + "content": "definitions we use throughout the rest of the paper.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 528, + 505, + 594 + ], + "lines": [ + { + "bbox": [ + 105, + 528, + 505, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 505, + 541 + ], + "score": 1.0, + "content": "To show that information required for reasoning is present in the states of our dynamics models we", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 540, + 506, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 506, + 551 + ], + "score": 1.0, + "content": "use auxiliary models, which we call diagnostic models. A diagnostic model looks at the states of a", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 471, + 563 + ], + "score": 1.0, + "content": "dynamics model and uses them to to predict an interpretable unobserved state in the world", + "type": "text" + }, + { + "bbox": [ + 471, + 550, + 501, + 562 + ], + "score": 0.91, + "content": "y _ { t } \\in \\mathcal { V }", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 550, + 505, + 563 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 133, + 574 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 561, + 163, + 572 + ], + "score": 0.91, + "content": "\\mathcal { V } \\subseteq \\mathcal { S }", + "type": "inline_equation" + }, + { + "bbox": [ + 163, + 561, + 237, + 574 + ], + "score": 1.0, + "content": "and in most cases", + "type": "text" + }, + { + "bbox": [ + 237, + 561, + 284, + 572 + ], + "score": 0.92, + "content": "\\chi \\cap \\mathcal { y } = \\emptyset", + "type": "inline_equation" + }, + { + "bbox": [ + 284, + 561, + 505, + 574 + ], + "score": 1.0, + "content": ". When training a diagnostic model we allow ourselves", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "score": 1.0, + "content": "to use privileged information to define the loss, but we do not allow the diagnostic loss to influence", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 583, + 280, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 280, + 596 + ], + "score": 1.0, + "content": "the representations of the dynamics model.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 41.5 + }, + { + "type": "text", + "bbox": [ + 107, + 600, + 504, + 655 + ], + "lines": [ + { + "bbox": [ + 106, + 600, + 505, + 613 + ], + "spans": [ + { + "bbox": [ + 106, + 600, + 505, + 613 + ], + "score": 1.0, + "content": "The diagnostic models are a post-hoc analysis strategy. The dynamics models are trained using only", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 611, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 106, + 611, + 505, + 623 + ], + "score": 1.0, + "content": "the observed states, and then frozen. 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In contrast, we use the system parameters only as an analysis strategy, and at no point", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 253, + 506, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 506, + 266 + ], + "score": 1.0, + "content": "require knowledge of them to train the system. Finally, the bodies we consider (robot hands) are", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 264, + 505, + 276 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 505, + 276 + ], + "score": 1.0, + "content": "substantially more complex than those of Yu et al. (2017), and we do not make use of an explicit", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 276, + 275, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 276, + 275, + 288 + ], + "score": 1.0, + "content": "parameterization of the system dynamics.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 18.5, + "bbox_fs": [ + 105, + 242, + 506, + 288 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 292, + 505, + 380 + ], + "lines": [ + { + "bbox": [ + 106, + 292, + 505, + 305 + ], + "spans": [ + { + "bbox": [ + 106, + 292, + 505, + 305 + ], + "score": 1.0, + "content": "The work of Fu et al. (2016) also fits dynamics models using neural networks and uses planning in", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "score": 1.0, + "content": "these models to guide action selection. They train a global dynamics model on data from several", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 315, + 505, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 505, + 327 + ], + "score": 1.0, + "content": "tasks, and use this global model as a prior for fitting a much simpler local dynamics model within", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 325, + 505, + 338 + ], + "spans": [ + { + "bbox": [ + 105, + 325, + 505, + 338 + ], + "score": 1.0, + "content": "each episode. 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We will then", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 490, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 106, + 490, + 306, + 502 + ], + "score": 1.0, + "content": "use these models to reason about the global state", + "type": "text" + }, + { + "bbox": [ + 306, + 491, + 316, + 501 + ], + "score": 0.84, + "content": "s _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 490, + 505, + 502 + ], + "score": 1.0, + "content": "even though no information about this state is", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 500, + 506, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 506, + 513 + ], + "score": 1.0, + "content": "available during training, which we refer to as awareness. Figure 2 summarizes the notation and", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 510, + 311, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 510, + 311, + 524 + ], + "score": 1.0, + "content": "definitions we use throughout the rest of the paper.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 34, + "bbox_fs": [ + 105, + 423, + 506, + 524 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 528, + 505, + 594 + ], + "lines": [ + { + "bbox": [ + 105, + 528, + 505, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 505, + 541 + ], + "score": 1.0, + "content": "To show that information required for reasoning is present in the states of our dynamics models we", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 540, + 506, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 506, + 551 + ], + "score": 1.0, + "content": "use auxiliary models, which we call diagnostic models. 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When training a diagnostic model we allow ourselves", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "score": 1.0, + "content": "to use privileged information to define the loss, but we do not allow the diagnostic loss to influence", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 583, + 280, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 280, + 596 + ], + "score": 1.0, + "content": "the representations of the dynamics model.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 41.5, + "bbox_fs": [ + 105, + 528, + 506, + 596 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 600, + 504, + 655 + ], + "lines": [ + { + "bbox": [ + 106, + 600, + 505, + 613 + ], + "spans": [ + { + "bbox": [ + 106, + 600, + 505, + 613 + ], + "score": 1.0, + "content": "The diagnostic models are a post-hoc analysis strategy. The dynamics models are trained using only", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 611, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 106, + 611, + 505, + 623 + ], + "score": 1.0, + "content": "the observed states, and then frozen. After the dynamics models are trained we train diagnostic", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 622, + 505, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 505, + 635 + ], + "score": 1.0, + "content": "models on their states, and the claim is that if we can successfully predict properties of unobserved", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 634, + 505, + 644 + ], + "spans": [ + { + "bbox": [ + 106, + 634, + 505, + 644 + ], + "score": 1.0, + "content": "states using diagnostic models trained in this way then information about the external objects is", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 644, + 289, + 655 + ], + "spans": [ + { + "bbox": [ + 106, + 644, + 289, + 655 + ], + "score": 1.0, + "content": "available in the states of the dynamics model.", + "type": "text" + } + ], + "index": 49 + } + ], + "index": 47, + "bbox_fs": [ + 105, + 600, + 505, + 655 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 672, + 429, + 686 + ], + "lines": [ + { + "bbox": [ + 104, + 671, + 431, + 688 + ], + "spans": [ + { + "bbox": [ + 104, + 671, + 431, + 688 + ], + "score": 1.0, + "content": "4 THE PREDICTOR-CORRECTOR (PRECO) DYNAMICS MODEL", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 50 + }, + { + "type": "text", + "bbox": [ + 108, + 699, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 698, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 698, + 505, + 711 + ], + "score": 1.0, + "content": "This section introduces the Predictor-Corrector (PreCo) dynamics model we use for long-horizon", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 309, + 723 + ], + "score": 1.0, + "content": "multi-step predictions over the observation space", + "type": "text" + }, + { + "bbox": [ + 309, + 710, + 416, + 722 + ], + "score": 0.92, + "content": "p ( x _ { t + 1 : t + k } | u _ { 1 : t + k - 1 } , x _ { 1 : t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 709, + 506, + 723 + ], + "score": 1.0, + "content": ". We first encode the", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 720, + 505, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 187, + 733 + ], + "score": 1.0, + "content": "observed trajectory", + "type": "text" + }, + { + "bbox": [ + 188, + 721, + 234, + 733 + ], + "score": 0.94, + "content": "\\{ u _ { 1 : t } , x _ { 1 : t } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 720, + 369, + 733 + ], + "score": 1.0, + "content": "into a deterministic hidden state", + "type": "text" + }, + { + "bbox": [ + 370, + 721, + 404, + 732 + ], + "score": 0.9, + "content": "h _ { t } \\in \\mathcal { H }", + "type": "inline_equation" + }, + { + "bbox": [ + 404, + 720, + 505, + 733 + ], + "score": 1.0, + "content": "using a recurrent model", + "type": "text" + } + ], + "index": 53 + } + ], + "index": 52, + "bbox_fs": [ + 105, + 698, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 111, + 80, + 494, + 279 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 111, + 80, + 494, + 279 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 111, + 80, + 494, + 279 + ], + "spans": [ + { + "bbox": [ + 111, + 80, + 494, + 279 + ], + "score": 0.977, + "type": "image", + "image_path": "f0e9ff8d767e6ac211edb9e9029a2ee65f15dc4755772729043cafd7a0a04f15.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 111, + 80, + 494, + 146.33333333333331 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 111, + 146.33333333333331, + 494, + 212.66666666666663 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 111, + 212.66666666666663, + 494, + 278.99999999999994 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 287, + 505, + 331 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 286, + 505, + 300 + ], + "spans": [ + { + "bbox": [ + 105, + 286, + 505, + 300 + ], + "score": 1.0, + "content": "Figure 3: Top Left: A PreCo model generating single-step predictions and corrections, as in op-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 297, + 505, + 311 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 505, + 311 + ], + "score": 1.0, + "content": "timal filtering. Bottom Left: A PreCo model making multi-step predictions. Right: Multi-step", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 308, + 506, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 308, + 506, + 322 + ], + "score": 1.0, + "content": "rollouts, from all timesteps, are used for fitting a PreCo model to a trajectory. Deterministic nodes", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 320, + 430, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 430, + 333 + ], + "score": 1.0, + "content": "are represented with diamonds and stochastic nodes are represented with circles.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4.5 + } + ], + "index": 2.75 + }, + { + "type": "text", + "bbox": [ + 107, + 351, + 505, + 385 + ], + "lines": [ + { + "bbox": [ + 105, + 351, + 505, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 351, + 177, + 364 + ], + "score": 1.0, + "content": "parameterized by", + "type": "text" + }, + { + "bbox": [ + 177, + 352, + 183, + 362 + ], + "score": 0.77, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 184, + 351, + 505, + 364 + ], + "score": 1.0, + "content": "and then use this hidden state to predict distributions over the future observations", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 107, + 362, + 506, + 375 + ], + "spans": [ + { + "bbox": [ + 107, + 364, + 142, + 374 + ], + "score": 0.87, + "content": "x _ { t + 1 : t + k }", + "type": "inline_equation" + }, + { + "bbox": [ + 143, + 362, + 402, + 375 + ], + "score": 1.0, + "content": ". We show experimentally that even though the hidden states", + "type": "text" + }, + { + "bbox": [ + 403, + 362, + 414, + 373 + ], + "score": 0.87, + "content": "h _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 362, + 506, + 375 + ], + "score": 1.0, + "content": "were only trained on", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 374, + 444, + 386 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 444, + 386 + ], + "score": 1.0, + "content": "observed states, they contain an awareness of unobserved states in the environment.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 107, + 390, + 505, + 424 + ], + "lines": [ + { + "bbox": [ + 105, + 389, + 505, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 389, + 505, + 403 + ], + "score": 1.0, + "content": "Using a deterministic hidden state allows us to easily unroll the predictor without needing to approx-", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 401, + 505, + 414 + ], + "spans": [ + { + "bbox": [ + 106, + 401, + 505, + 414 + ], + "score": 1.0, + "content": "imate the distributions with sampling or other approximate methods. 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The predictor can make", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 585, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 505, + 599 + ], + "score": 1.0, + "content": "action-conditional predictions using the hidden states from the corrector for single-step predic-", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 594, + 504, + 613 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 144, + 613 + ], + "score": 1.0, + "content": "tions as", + "type": "text" + }, + { + "bbox": [ + 144, + 597, + 271, + 610 + ], + "score": 0.87, + "content": "h _ { t , 0 } ^ { p } = \\operatorname { \\bar { P } r e d i c t o r } _ { \\theta } ( h _ { t - 1 } ^ { c } , \\hat { u } _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 271, + 594, + 462, + 613 + ], + "score": 1.0, + "content": "or from itself for multi-step predictions as", + "type": "text" + }, + { + "bbox": [ + 462, + 597, + 504, + 611 + ], + "score": 0.91, + "content": "\\begin{array} { r l } { \\bar { h } _ { t , i + 1 } ^ { p } } & { { } = } \\end{array}", + "type": "inline_equation" + } + ], + "index": 24 + }, + { + "bbox": [ + 103, + 606, + 507, + 626 + ], + "spans": [ + { + "bbox": [ + 103, + 606, + 147, + 626 + ], + "score": 1.0, + "content": "Predictor", + "type": "text" + }, + { + "bbox": [ + 148, + 610, + 197, + 623 + ], + "score": 0.8, + "content": "\\mathbf { \\nabla } _ { \\theta } \\bigl ( h _ { t , i } ^ { p } , u _ { t + i } \\bigr )", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 606, + 268, + 626 + ], + "score": 1.0, + "content": ". 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The corrector then makes the updates", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 630, + 219, + 645 + ], + "spans": [ + { + "bbox": [ + 106, + 632, + 214, + 645 + ], + "score": 0.89, + "content": "h _ { t } ^ { c } = \\mathrm { C o r r e c t o r } _ { \\theta } ( h _ { t , 0 } ^ { p } , x _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 214, + 630, + 219, + 645 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 107, + 648, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 106, + 649, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 505, + 661 + ], + "score": 1.0, + "content": "To train PreCo models, we maximize the likelihood on a reference set of trajectories using the single-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 659, + 506, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 506, + 673 + ], + "score": 1.0, + "content": "step predictions as well as multi-step predictions stemming from every timestep. 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Bottom Left: A PreCo model making multi-step predictions. Right: Multi-step", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 308, + 506, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 308, + 506, + 322 + ], + "score": 1.0, + "content": "rollouts, from all timesteps, are used for fitting a PreCo model to a trajectory. Deterministic nodes", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 320, + 430, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 430, + 333 + ], + "score": 1.0, + "content": "are represented with diamonds and stochastic nodes are represented with circles.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4.5 + } + ], + "index": 2.75 + }, + { + "type": "text", + "bbox": [ + 107, + 351, + 505, + 385 + ], + "lines": [ + { + "bbox": [ + 105, + 351, + 505, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 351, + 177, + 364 + ], + "score": 1.0, + "content": "parameterized by", + "type": "text" + }, + { + "bbox": [ + 177, + 352, + 183, + 362 + ], + "score": 0.77, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 184, + 351, + 505, + 364 + ], + "score": 1.0, + "content": "and then use this hidden state to predict distributions over the future observations", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 107, + 362, + 506, + 375 + ], + "spans": [ + { + "bbox": [ + 107, + 364, + 142, + 374 + ], + "score": 0.87, + "content": "x _ { t + 1 : t + k }", + "type": "inline_equation" + }, + { + "bbox": [ + 143, + 362, + 402, + 375 + ], + "score": 1.0, + "content": ". We show experimentally that even though the hidden states", + "type": "text" + }, + { + "bbox": [ + 403, + 362, + 414, + 373 + ], + "score": 0.87, + "content": "h _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 362, + 506, + 375 + ], + "score": 1.0, + "content": "were only trained on", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 374, + 444, + 386 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 444, + 386 + ], + "score": 1.0, + "content": "observed states, they contain an awareness of unobserved states in the environment.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8, + "bbox_fs": [ + 105, + 351, + 506, + 386 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 390, + 505, + 424 + ], + "lines": [ + { + "bbox": [ + 105, + 389, + 505, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 389, + 505, + 403 + ], + "score": 1.0, + "content": "Using a deterministic hidden state allows us to easily unroll the predictor without needing to approx-", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 401, + 505, + 414 + ], + "spans": [ + { + "bbox": [ + 106, + 401, + 505, + 414 + ], + "score": 1.0, + "content": "imate the distributions with sampling or other approximate methods. We assume that the observation", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 412, + 459, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 459, + 425 + ], + "score": 1.0, + "content": "predictions are independent of each other given the hidden state, and can be modeled as", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 11, + "bbox_fs": [ + 105, + 389, + 505, + 425 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 181, + 442, + 429, + 476 + ], + "lines": [ + { + "bbox": [ + 181, + 442, + 429, + 476 + ], + "spans": [ + { + "bbox": [ + 181, + 442, + 429, + 476 + ], + "score": 0.94, + "content": "p ( x _ { t + 1 : t + k } | u _ { t : t + k - 1 } , h _ { t : t + k } ) = \\prod _ { \\kappa = 1 } ^ { k } p ( x _ { t + \\kappa } | u _ { t : t + \\kappa - 1 } , h _ { t : t + \\kappa } )", + "type": "interline_equation", + "image_path": "54af9d6fc1a35355cba3bbb41abf4fa14bbce6df8eed6bbfd9cc20ffd717da6c.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 181, + 442, + 429, + 453.3333333333333 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 181, + 453.3333333333333, + 429, + 464.66666666666663 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 181, + 464.66666666666663, + 429, + 475.99999999999994 + ], + "spans": [], + "index": 15 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 484, + 350, + 496 + ], + "lines": [ + { + "bbox": [ + 106, + 483, + 351, + 498 + ], + "spans": [ + { + "bbox": [ + 106, + 483, + 351, + 498 + ], + "score": 1.0, + "content": "This modelling is done with three deterministic components:", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16, + "bbox_fs": [ + 106, + 483, + 351, + 498 + ] + }, + { + "type": "text", + "bbox": [ + 129, + 504, + 505, + 556 + ], + "lines": [ + { + "bbox": [ + 129, + 503, + 458, + 516 + ], + "spans": [ + { + "bbox": [ + 129, + 503, + 183, + 516 + ], + "score": 1.0, + "content": "1. Predictor", + "type": "text" + }, + { + "bbox": [ + 183, + 504, + 249, + 515 + ], + "score": 0.91, + "content": "\\ d \\ b \\theta : \\mathcal { H } \\times \\mathcal { U } \\mathcal { H }", + "type": "inline_equation" + }, + { + "bbox": [ + 249, + 503, + 458, + 516 + ], + "score": 1.0, + "content": "predicts the next hidden state after taking an action,", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 128, + 517, + 505, + 531 + ], + "spans": [ + { + "bbox": [ + 128, + 517, + 185, + 531 + ], + "score": 1.0, + "content": "2. Corrector", + "type": "text" + }, + { + "bbox": [ + 185, + 519, + 252, + 530 + ], + "score": 0.51, + "content": "\\theta : \\mathcal { H } \\times \\mathcal { X } \\mathcal { H }", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 517, + 505, + 531 + ], + "score": 1.0, + "content": "corrects the current hidden state after receiving an observation", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 142, + 530, + 251, + 541 + ], + "spans": [ + { + "bbox": [ + 142, + 530, + 251, + 541 + ], + "score": 1.0, + "content": "from the environment, and", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 129, + 543, + 496, + 556 + ], + "spans": [ + { + "bbox": [ + 129, + 543, + 140, + 556 + ], + "score": 1.0, + "content": "3.", + "type": "text" + }, + { + "bbox": [ + 140, + 544, + 229, + 555 + ], + "score": 0.62, + "content": "\\operatorname { D e c o d e r } _ { \\boldsymbol { \\theta } } : \\mathcal { H } P _ { \\mathcal { X } }", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 543, + 496, + 556 + ], + "score": 1.0, + "content": "maps from the hidden state to a distribution over the observations.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 18.5, + "bbox_fs": [ + 128, + 503, + 505, + 556 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 564, + 505, + 644 + ], + "lines": [ + { + "bbox": [ + 106, + 564, + 505, + 577 + ], + "spans": [ + { + "bbox": [ + 106, + 564, + 505, + 577 + ], + "score": 1.0, + "content": "Separating the dynamics model into predictor and corrector components allows us to operate", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 575, + 505, + 587 + ], + "spans": [ + { + "bbox": [ + 105, + 575, + 505, + 587 + ], + "score": 1.0, + "content": "in single-step and multi-step prediction modes as Figure 3 shows. The predictor can make", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 585, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 505, + 599 + ], + "score": 1.0, + "content": "action-conditional predictions using the hidden states from the corrector for single-step predic-", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 594, + 504, + 613 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 144, + 613 + ], + "score": 1.0, + "content": "tions as", + "type": "text" + }, + { + "bbox": [ + 144, + 597, + 271, + 610 + ], + "score": 0.87, + "content": "h _ { t , 0 } ^ { p } = \\operatorname { \\bar { P } r e d i c t o r } _ { \\theta } ( h _ { t - 1 } ^ { c } , \\hat { u } _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 271, + 594, + 462, + 613 + ], + "score": 1.0, + "content": "or from itself for multi-step predictions as", + "type": "text" + }, + { + "bbox": [ + 462, + 597, + 504, + 611 + ], + "score": 0.91, + "content": "\\begin{array} { r l } { \\bar { h } _ { t , i + 1 } ^ { p } } & { { } = } \\end{array}", + "type": "inline_equation" + } + ], + "index": 24 + }, + { + "bbox": [ + 103, + 606, + 507, + 626 + ], + "spans": [ + { + "bbox": [ + 103, + 606, + 147, + 626 + ], + "score": 1.0, + "content": "Predictor", + "type": "text" + }, + { + "bbox": [ + 148, + 610, + 197, + 623 + ], + "score": 0.8, + "content": "\\mathbf { \\nabla } _ { \\theta } \\bigl ( h _ { t , i } ^ { p } , u _ { t + i } \\bigr )", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 606, + 268, + 626 + ], + "score": 1.0, + "content": ". In our notation,", + "type": "text" + }, + { + "bbox": [ + 269, + 609, + 284, + 623 + ], + "score": 0.9, + "content": "h _ { t , i } ^ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 285, + 606, + 507, + 626 + ], + "score": 1.0, + "content": "denotes the predictor’s hidden state prediction at time", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 621, + 505, + 633 + ], + "spans": [ + { + "bbox": [ + 106, + 622, + 130, + 632 + ], + "score": 0.87, + "content": "t + i", + "type": "inline_equation" + }, + { + "bbox": [ + 130, + 621, + 309, + 633 + ], + "score": 1.0, + "content": "starting from the corrector’s state at time", + "type": "text" + }, + { + "bbox": [ + 309, + 622, + 335, + 632 + ], + "score": 0.86, + "content": "t - 1", + "type": "inline_equation" + }, + { + "bbox": [ + 335, + 621, + 505, + 633 + ], + "score": 1.0, + "content": ". The corrector then makes the updates", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 630, + 219, + 645 + ], + "spans": [ + { + "bbox": [ + 106, + 632, + 214, + 645 + ], + "score": 0.89, + "content": "h _ { t } ^ { c } = \\mathrm { C o r r e c t o r } _ { \\theta } ( h _ { t , 0 } ^ { p } , x _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 214, + 630, + 219, + 645 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24, + "bbox_fs": [ + 103, + 564, + 507, + 645 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 648, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 106, + 649, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 505, + 661 + ], + "score": 1.0, + "content": "To train PreCo models, we maximize the likelihood on a reference set of trajectories using the single-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 659, + 506, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 506, + 673 + ], + "score": 1.0, + "content": "step predictions as well as multi-step predictions stemming from every timestep. The structure of", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 671, + 505, + 684 + ], + "spans": [ + { + "bbox": [ + 105, + 671, + 505, + 684 + ], + "score": 1.0, + "content": "the resulting graph of only the hidden states is shown on the right of Figure 3, omitting the observed", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 681, + 505, + 695 + ], + "spans": [ + { + "bbox": [ + 105, + 681, + 505, + 695 + ], + "score": 1.0, + "content": "states, trajectories, and predicted distributions. We call this technique overshooting, and we call the", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 693, + 405, + 705 + ], + "spans": [ + { + "bbox": [ + 106, + 693, + 405, + 705 + ], + "score": 1.0, + "content": "number of steps predicted forward by the decoder the overshooting length.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 30, + "bbox_fs": [ + 105, + 649, + 506, + 705 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 709, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "The predictor and corrector components use single layer LSTM cores. We embed the inputs with a", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "score": 1.0, + "content": "separate embedding MLP for the controls and sensors. We predict independent mixtures of Gaus-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "sians at every step with a mixture density network (Bishop, 1994). Each dimension of each predic-", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "tion is an independent mixture. We use separate MLPs to produce the means, standard deviations", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 105, + 453, + 117 + ], + "spans": [ + { + "bbox": [ + 106, + 105, + 453, + 117 + ], + "score": 1.0, + "content": "and mixture weights. We use Adam (Kingma & Ba, 2014) for parameter optimization.", + "type": "text", + "cross_page": true + } + ], + "index": 2 + } + ], + "index": 33.5, + "bbox_fs": [ + 105, + 709, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 116 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "sians at every step with a mixture density network (Bishop, 1994). Each dimension of each predic-", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "tion is an independent mixture. We use separate MLPs to produce the means, standard deviations", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 105, + 453, + 117 + ], + "spans": [ + { + "bbox": [ + 106, + 105, + 453, + 117 + ], + "score": 1.0, + "content": "and mixture weights. We use Adam (Kingma & Ba, 2014) for parameter optimization.", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1 + }, + { + "type": "title", + "bbox": [ + 108, + 133, + 408, + 146 + ], + "lines": [ + { + "bbox": [ + 104, + 132, + 410, + 149 + ], + "spans": [ + { + "bbox": [ + 104, + 132, + 410, + 149 + ], + "score": 1.0, + "content": "5 CONTROL WITH DYNAMICS AND DIAGNOSTIC MODELS", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 106, + 159, + 505, + 215 + ], + "lines": [ + { + "bbox": [ + 105, + 158, + 505, + 173 + ], + "spans": [ + { + "bbox": [ + 105, + 158, + 505, + 173 + ], + "score": 1.0, + "content": "Model predictive control (MPC), the strategy of controlling a system by repeatedly solving a model-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 170, + 505, + 184 + ], + "spans": [ + { + "bbox": [ + 105, + 170, + 505, + 184 + ], + "score": 1.0, + "content": "based optimization problem in a receding horizon fashion, is a powerful control technique when", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 181, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 181, + 505, + 194 + ], + "score": 1.0, + "content": "a dynamics model is known. Throughout this paper, we use MPC to achieve objectives based on", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 191, + 506, + 207 + ], + "spans": [ + { + "bbox": [ + 105, + 191, + 506, + 207 + ], + "score": 1.0, + "content": "predictions from our dynamics models. Formally, MPC requires that at each timestep after receiving", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 203, + 435, + 217 + ], + "spans": [ + { + "bbox": [ + 105, + 203, + 435, + 217 + ], + "score": 1.0, + "content": "an observation and correcting the hidden state, we solve the optimization problem", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6 + }, + { + "type": "interline_equation", + "bbox": [ + 202, + 230, + 410, + 300 + ], + "lines": [ + { + "bbox": [ + 202, + 230, + 410, + 300 + ], + "spans": [ + { + "bbox": [ + 202, + 230, + 410, + 300 + ], + "score": 0.93, + "content": "\\begin{array} { r l } { h _ { 1 : T } ^ { \\star } , u _ { 1 : T } ^ { \\star } \\ = \\ \\underset { h _ { 1 : T } , u _ { 1 : T } } { \\mathrm { a r g m i n } } } & { \\displaystyle \\sum _ { t } C ( h _ { t } , u _ { t } ) } \\\\ { \\mathrm { s u b j e c t \\ t o } } & { h _ { 0 } = h _ { \\mathrm { i n i t } } } \\\\ & { h _ { t + 1 } = \\mathrm { P r e d i c t o r } _ { \\theta } ( h _ { t } , u _ { t } ) } \\\\ & { u _ { 1 : T } \\in \\mathcal { U } _ { 1 : T } } \\end{array}", + "type": "interline_equation", + "image_path": "72c6a8358abedd2779a5f211c5e15f139d57ffb057803ee4ac1369b6422d2c63.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 202, + 230, + 410, + 244.0 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 202, + 244.0, + 410, + 258.0 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 202, + 258.0, + 410, + 272.0 + ], + "spans": [], + "index": 11 + }, + { + "bbox": [ + 202, + 272.0, + 410, + 286.0 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 202, + 286.0, + 410, + 300.0 + ], + "spans": [], + "index": 13 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 309, + 505, + 376 + ], + "lines": [ + { + "bbox": [ + 106, + 310, + 505, + 321 + ], + "spans": [ + { + "bbox": [ + 106, + 310, + 505, + 321 + ], + "score": 1.0, + "content": "where the timesteps in this problem are offset from the actual timestep in the real system, the initial", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 320, + 506, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 159, + 333 + ], + "score": 1.0, + "content": "hidden state", + "type": "text" + }, + { + "bbox": [ + 159, + 321, + 180, + 332 + ], + "score": 0.9, + "content": "h _ { \\mathrm { i n i t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 180, + 320, + 506, + 333 + ], + "score": 1.0, + "content": "is from the most recent corrector’s state, and the remaining hidden states are", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 332, + 505, + 343 + ], + "spans": [ + { + "bbox": [ + 106, + 332, + 453, + 343 + ], + "score": 1.0, + "content": "unrolled from the predictor. 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After", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 353, + 505, + 366 + ], + "spans": [ + { + "bbox": [ + 106, + 353, + 346, + 366 + ], + "score": 1.0, + "content": "solving this problem, we execute the first returned control", + "type": "text" + }, + { + "bbox": [ + 347, + 354, + 358, + 365 + ], + "score": 0.9, + "content": "u _ { 1 } ^ { \\star }", + "type": "inline_equation" + }, + { + "bbox": [ + 358, + 353, + 505, + 366 + ], + "score": 1.0, + "content": "on the real system, step forward in", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 365, + 222, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 365, + 222, + 377 + ], + "score": 1.0, + "content": "time, and repeat the process.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 16.5 + }, + { + "type": "text", + "bbox": [ + 107, + 381, + 505, + 425 + ], + "lines": [ + { + "bbox": [ + 105, + 380, + 505, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 505, + 394 + ], + "score": 1.0, + "content": "This formulation allows us to express standard objectives defined over the observation space by", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 392, + 505, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 505, + 405 + ], + "score": 1.0, + "content": "using the decoder to map from the hidden state to a distribution over observations at each timestep.", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 403, + 505, + 415 + ], + "spans": [ + { + "bbox": [ + 106, + 403, + 505, + 415 + ], + "score": 1.0, + "content": "We can also use other learned models, such as diagnostic models, to map from the hidden state to", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 414, + 279, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 279, + 426 + ], + "score": 1.0, + "content": "other unobservable quantities in the world.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 21.5 + }, + { + "type": "text", + "bbox": [ + 107, + 430, + 505, + 508 + ], + "lines": [ + { + "bbox": [ + 106, + 430, + 505, + 443 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 505, + 443 + ], + "score": 1.0, + "content": "Our MPC solver for (1) uses a shooting method with a modified version of Adam (Kingma &", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 441, + 505, + 455 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 505, + 455 + ], + "score": 1.0, + "content": "Ba, 2014) to iteratively find an optimal control sequence from some initial hidden state. At every", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 453, + 505, + 465 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 505, + 465 + ], + "score": 1.0, + "content": "iteration, we unroll the predictor, compute the objective at each timestep, and use automatic differ-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 465, + 504, + 476 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 504, + 476 + ], + "score": 1.0, + "content": "entiation to compute the gradient of the objective with respect to the control sequence. To handle", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 474, + 505, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 474, + 505, + 488 + ], + "score": 1.0, + "content": "control constraints, we project onto a feasible set after each Adam iteration. During an episode, we", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 485, + 506, + 498 + ], + "spans": [ + { + "bbox": [ + 105, + 485, + 506, + 498 + ], + "score": 1.0, + "content": "warm-start the nominal control and hidden state sequence to the appropriately time-shifted control", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 498, + 355, + 509 + ], + "spans": [ + { + "bbox": [ + 106, + 498, + 355, + 509 + ], + "score": 1.0, + "content": "and hidden state sequence from the previous optimal solution.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 27 + }, + { + "type": "title", + "bbox": [ + 106, + 526, + 376, + 539 + ], + "lines": [ + { + "bbox": [ + 105, + 525, + 378, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 378, + 541 + ], + "score": 1.0, + "content": "6 COLLECTING TRAJECTORIES AND EXPLORATION", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 551, + 505, + 596 + ], + "lines": [ + { + "bbox": [ + 105, + 552, + 505, + 564 + ], + "spans": [ + { + "bbox": [ + 105, + 552, + 505, + 564 + ], + "score": 1.0, + "content": "Learning dynamics models such as the PreCo model in Section 4 requires a collection of trajectories.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 563, + 505, + 575 + ], + "spans": [ + { + "bbox": [ + 105, + 563, + 505, + 575 + ], + "score": 1.0, + "content": "In this section, we discuss two ways of collecting trajectories for training dynamics models: passive", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 574, + 505, + 586 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 505, + 586 + ], + "score": 1.0, + "content": "collection does not use any input from the dynamics model while active collection seeks to actively", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 586, + 227, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 227, + 597 + ], + "score": 1.0, + "content": "improve the dynamics model.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 33.5 + }, + { + "type": "title", + "bbox": [ + 108, + 612, + 225, + 623 + ], + "lines": [ + { + "bbox": [ + 106, + 610, + 227, + 624 + ], + "spans": [ + { + "bbox": [ + 106, + 610, + 227, + 624 + ], + "score": 1.0, + "content": "6.1 PASSIVE COLLECTION", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36 + }, + { + "type": "text", + "bbox": [ + 107, + 632, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 633, + 505, + 645 + ], + "spans": [ + { + "bbox": [ + 106, + 633, + 505, + 645 + ], + "score": 1.0, + "content": "The simplest data collection strategy is to hand design a behavior that is independent of the dynamics", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 644, + 506, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 506, + 657 + ], + "score": 1.0, + "content": "model. Such strategies can be completely open loop, for example taking random actions driven by a", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 654, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 505, + 668 + ], + "score": 1.0, + "content": "noise process, and also encompass closed loop policies such as following a pre-programmed nominal", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 666, + 506, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 506, + 678 + ], + "score": 1.0, + "content": "trajectory. In these situations, we are only interested in learning a dynamics model to achieve an", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "score": 1.0, + "content": "awareness of the unobserved states, not to make policy improvements. 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Throughout this paper, we use MPC to achieve objectives based on", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 191, + 506, + 207 + ], + "spans": [ + { + "bbox": [ + 105, + 191, + 506, + 207 + ], + "score": 1.0, + "content": "predictions from our dynamics models. 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After", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 353, + 505, + 366 + ], + "spans": [ + { + "bbox": [ + 106, + 353, + 346, + 366 + ], + "score": 1.0, + "content": "solving this problem, we execute the first returned control", + "type": "text" + }, + { + "bbox": [ + 347, + 354, + 358, + 365 + ], + "score": 0.9, + "content": "u _ { 1 } ^ { \\star }", + "type": "inline_equation" + }, + { + "bbox": [ + 358, + 353, + 505, + 366 + ], + "score": 1.0, + "content": "on the real system, step forward in", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 365, + 222, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 365, + 222, + 377 + ], + "score": 1.0, + "content": "time, and repeat the process.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 16.5, + "bbox_fs": [ + 105, + 310, + 506, + 377 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 381, + 505, + 425 + ], + "lines": [ + { + "bbox": [ + 105, + 380, + 505, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 505, + 394 + ], + "score": 1.0, + "content": "This formulation allows us to express standard objectives defined over the observation space by", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 392, + 505, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 505, + 405 + ], + "score": 1.0, + "content": "using the decoder to map from the hidden state to a distribution over observations at each timestep.", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 403, + 505, + 415 + ], + "spans": [ + { + "bbox": [ + 106, + 403, + 505, + 415 + ], + "score": 1.0, + "content": "We can also use other learned models, such as diagnostic models, to map from the hidden state to", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 414, + 279, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 279, + 426 + ], + "score": 1.0, + "content": "other unobservable quantities in the world.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 21.5, + "bbox_fs": [ + 105, + 380, + 505, + 426 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 430, + 505, + 508 + ], + "lines": [ + { + "bbox": [ + 106, + 430, + 505, + 443 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 505, + 443 + ], + "score": 1.0, + "content": "Our MPC solver for (1) uses a shooting method with a modified version of Adam (Kingma &", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 441, + 505, + 455 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 505, + 455 + ], + "score": 1.0, + "content": "Ba, 2014) to iteratively find an optimal control sequence from some initial hidden state. At every", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 453, + 505, + 465 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 505, + 465 + ], + "score": 1.0, + "content": "iteration, we unroll the predictor, compute the objective at each timestep, and use automatic differ-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 465, + 504, + 476 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 504, + 476 + ], + "score": 1.0, + "content": "entiation to compute the gradient of the objective with respect to the control sequence. To handle", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 474, + 505, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 474, + 505, + 488 + ], + "score": 1.0, + "content": "control constraints, we project onto a feasible set after each Adam iteration. During an episode, we", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 485, + 506, + 498 + ], + "spans": [ + { + "bbox": [ + 105, + 485, + 506, + 498 + ], + "score": 1.0, + "content": "warm-start the nominal control and hidden state sequence to the appropriately time-shifted control", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 498, + 355, + 509 + ], + "spans": [ + { + "bbox": [ + 106, + 498, + 355, + 509 + ], + "score": 1.0, + "content": "and hidden state sequence from the previous optimal solution.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 27, + "bbox_fs": [ + 105, + 430, + 506, + 509 + ] + }, + { + "type": "title", + "bbox": [ + 106, + 526, + 376, + 539 + ], + "lines": [ + { + "bbox": [ + 105, + 525, + 378, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 378, + 541 + ], + "score": 1.0, + "content": "6 COLLECTING TRAJECTORIES AND EXPLORATION", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 551, + 505, + 596 + ], + "lines": [ + { + "bbox": [ + 105, + 552, + 505, + 564 + ], + "spans": [ + { + "bbox": [ + 105, + 552, + 505, + 564 + ], + "score": 1.0, + "content": "Learning dynamics models such as the PreCo model in Section 4 requires a collection of trajectories.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 563, + 505, + 575 + ], + "spans": [ + { + "bbox": [ + 105, + 563, + 505, + 575 + ], + "score": 1.0, + "content": "In this section, we discuss two ways of collecting trajectories for training dynamics models: passive", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 574, + 505, + 586 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 505, + 586 + ], + "score": 1.0, + "content": "collection does not use any input from the dynamics model while active collection seeks to actively", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 586, + 227, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 227, + 597 + ], + "score": 1.0, + "content": "improve the dynamics model.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 33.5, + "bbox_fs": [ + 105, + 552, + 505, + 597 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 612, + 225, + 623 + ], + "lines": [ + { + "bbox": [ + 106, + 610, + 227, + 624 + ], + "spans": [ + { + "bbox": [ + 106, + 610, + 227, + 624 + ], + "score": 1.0, + "content": "6.1 PASSIVE COLLECTION", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36 + }, + { + "type": "text", + "bbox": [ + 107, + 632, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 633, + 505, + 645 + ], + "spans": [ + { + "bbox": [ + 106, + 633, + 505, + 645 + ], + "score": 1.0, + "content": "The simplest data collection strategy is to hand design a behavior that is independent of the dynamics", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 644, + 506, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 506, + 657 + ], + "score": 1.0, + "content": "model. Such strategies can be completely open loop, for example taking random actions driven by a", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 654, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 505, + 668 + ], + "score": 1.0, + "content": "noise process, and also encompass closed loop policies such as following a pre-programmed nominal", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 666, + 506, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 506, + 678 + ], + "score": 1.0, + "content": "trajectory. In these situations, we are only interested in learning a dynamics model to achieve an", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "score": 1.0, + "content": "awareness of the unobserved states, not to make policy improvements. 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Once collected, the maximum likelihood PreCo training procedure described in Section 4", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 709, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 506, + 722 + ], + "score": 1.0, + "content": "can be used to fit the PreCo dynamics model to the trajectories, but there is no feedback between the", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 720, + 352, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 352, + 733 + ], + "score": 1.0, + "content": "state of the dynamics model and the data collection behavior.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 41, + "bbox_fs": [ + 105, + 633, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 103, + 504, + 147 + ], + "lines": [ + { + "bbox": [ + 106, + 104, + 505, + 116 + ], + "spans": [ + { + "bbox": [ + 106, + 104, + 505, + 116 + ], + "score": 1.0, + "content": "Beyond passive collection we can consider using using the dynamics model to guide exploration", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 114, + 506, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 506, + 127 + ], + "score": 1.0, + "content": "towards parts of the state space where the the model is poor. We call this process active collection to", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 126, + 506, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 506, + 139 + ], + "score": 1.0, + "content": "emphasize that the model being trained is also being used to guide the data collection process. This", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 137, + 410, + 149 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 410, + 149 + ], + "score": 1.0, + "content": "section describes the method of active collection we use in the experiments.", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 1.5 + }, + { + "type": "text", + "bbox": [ + 107, + 153, + 504, + 209 + ], + "lines": [ + { + "bbox": [ + 106, + 153, + 505, + 165 + ], + "spans": [ + { + "bbox": [ + 106, + 153, + 505, + 165 + ], + "score": 1.0, + "content": "In this paper, we consider environments that are entirely deterministic, except for a stochastic initial", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 164, + 505, + 177 + ], + "spans": [ + { + "bbox": [ + 105, + 164, + 505, + 177 + ], + "score": 1.0, + "content": "unobserved state that the observed state can gather information about. When our dynamics model", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 175, + 505, + 188 + ], + "spans": [ + { + "bbox": [ + 105, + 175, + 505, + 188 + ], + "score": 1.0, + "content": "over the observed state makes uncertain predictions, the source of that uncertainty stems from one", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 187, + 505, + 199 + ], + "spans": [ + { + "bbox": [ + 106, + 187, + 505, + 199 + ], + "score": 1.0, + "content": "of two places: (1) the model is poor, as a consequence of there being too little data or from too small", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 197, + 505, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 197, + 505, + 210 + ], + "score": 1.0, + "content": "capacity, or (2) properties of the external objects are not yet resolved by the observations seen so far.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 107, + 214, + 505, + 270 + ], + "lines": [ + { + "bbox": [ + 106, + 214, + 505, + 226 + ], + "spans": [ + { + "bbox": [ + 106, + 214, + 505, + 226 + ], + "score": 1.0, + "content": "Our active exploration exploits this fact by choosing actions to maximize the uncertainty in the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 225, + 505, + 238 + ], + "spans": [ + { + "bbox": [ + 105, + 225, + 505, + 238 + ], + "score": 1.0, + "content": "rollout predictions. An agent using this uncertainty maximization policy attempts to seek actions", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 235, + 505, + 249 + ], + "spans": [ + { + "bbox": [ + 105, + 235, + 505, + 249 + ], + "score": 1.0, + "content": "for which the outcome is not yet known. This uncertainty can then be resolved by executing these", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 248, + 505, + 260 + ], + "spans": [ + { + "bbox": [ + 106, + 248, + 505, + 260 + ], + "score": 1.0, + "content": "actions and observing their outcome, and the resulting trajectory of observations, actions, and sen-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 258, + 265, + 270 + ], + "spans": [ + { + "bbox": [ + 105, + 258, + 265, + 270 + ], + "score": 1.0, + "content": "sations can be used to refine the model.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 106, + 274, + 506, + 341 + ], + "lines": [ + { + "bbox": [ + 105, + 274, + 506, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 274, + 506, + 288 + ], + "score": 1.0, + "content": "To choose actions to gather information we use MPC as described in Section 5 over an objective", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 286, + 506, + 298 + ], + "spans": [ + { + "bbox": [ + 106, + 286, + 506, + 298 + ], + "score": 1.0, + "content": "that maximizes the uncertainty in the predictions. Our predictions are Mixtures of Gaussians at", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 297, + 506, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 506, + 310 + ], + "score": 1.0, + "content": "each timestep, and the uncertainty over these distributions can be expressed in many ways. We use", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 308, + 505, + 321 + ], + "spans": [ + { + "bbox": [ + 105, + 308, + 505, + 321 + ], + "score": 1.0, + "content": "the Renyi entropy of our model predictions as our measure of uncertainty because it can be easily ´", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 319, + 505, + 332 + ], + "spans": [ + { + "bbox": [ + 105, + 319, + 451, + 332 + ], + "score": 1.0, + "content": "computed in closed form. Concretely, for a single Mixture of Gaussians prediction", + "type": "text" + }, + { + "bbox": [ + 451, + 319, + 471, + 331 + ], + "score": 0.92, + "content": "f ( x )", + "type": "inline_equation" + }, + { + "bbox": [ + 472, + 319, + 505, + 332 + ], + "score": 1.0, + "content": "we can", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 330, + 130, + 342 + ], + "spans": [ + { + "bbox": [ + 105, + 330, + 130, + 342 + ], + "score": 1.0, + "content": "write", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 16.5 + }, + { + "type": "interline_equation", + "bbox": [ + 159, + 345, + 452, + 399 + ], + "lines": [ + { + "bbox": [ + 159, + 345, + 452, + 399 + ], + "spans": [ + { + "bbox": [ + 159, + 345, + 452, + 399 + ], + "score": 0.95, + "content": "H _ { 2 } ( f ) = - \\log \\left[ \\int f ( x ) ^ { 2 } \\mathrm { d } x \\right] = - \\log \\left[ \\sum _ { i j } \\alpha _ { i } \\alpha _ { j } \\frac { \\exp \\left\\{ - \\frac { ( \\mu _ { i } - \\mu _ { j } ) ^ { 2 } } { 2 \\left( \\sigma _ { i } ^ { 2 } + \\sigma _ { j } ^ { 2 } \\right) } \\right\\} } { \\sqrt { 2 \\pi } \\sqrt { \\sigma _ { i } ^ { 2 } + \\sigma _ { j } ^ { 2 } } } \\right]", + "type": "interline_equation", + "image_path": "719b87fc0460390376dddcd9d69b16cca0221c17eed5f2fc4652dbcdecaeaadb.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 159, + 345, + 452, + 363.0 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 159, + 363.0, + 452, + 381.0 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 159, + 381.0, + 452, + 399.0 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 405, + 506, + 473 + ], + "lines": [ + { + "bbox": [ + 106, + 405, + 505, + 417 + ], + "spans": [ + { + "bbox": [ + 106, + 405, + 134, + 417 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 135, + 406, + 140, + 415 + ], + "score": 0.77, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 140, + 405, + 160, + 417 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 160, + 406, + 167, + 417 + ], + "score": 0.83, + "content": "j", + "type": "inline_equation" + }, + { + "bbox": [ + 167, + 405, + 505, + 417 + ], + "score": 1.0, + "content": "index the mixture components in the likelihood. A more complete derivation is", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 416, + 505, + 428 + ], + "spans": [ + { + "bbox": [ + 106, + 416, + 505, + 428 + ], + "score": 1.0, + "content": "shown in Appendix A, which extends the result of Wang et al. (2009) to the case when the mixture", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 425, + 506, + 441 + ], + "spans": [ + { + "bbox": [ + 104, + 425, + 506, + 441 + ], + "score": 1.0, + "content": "components have different variances. We obtain an information seeking objective by summing", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 438, + 505, + 450 + ], + "spans": [ + { + "bbox": [ + 106, + 438, + 505, + 450 + ], + "score": 1.0, + "content": "the entropy of the predictions across observations and across time, which is expressed as the cost", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 448, + 505, + 463 + ], + "spans": [ + { + "bbox": [ + 105, + 448, + 202, + 462 + ], + "score": 1.0, + "content": "function in MPC (1) as", + "type": "text" + }, + { + "bbox": [ + 202, + 448, + 313, + 463 + ], + "score": 0.93, + "content": "\\begin{array} { r } { C ( h _ { t } , u _ { t } ) = - \\sum _ { f _ { i } } H _ { 2 } ( f _ { i } ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 314, + 448, + 484, + 462 + ], + "score": 1.0, + "content": "where, through a slight abuse of notation,", + "type": "text" + }, + { + "bbox": [ + 484, + 449, + 505, + 461 + ], + "score": 0.88, + "content": "f _ { i } \\in", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 461, + 366, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 461, + 165, + 474 + ], + "score": 0.58, + "content": "\\operatorname { D e c o d e r } _ { \\theta } ( h _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 461, + 357, + 473 + ], + "score": 1.0, + "content": "is a distribution over the observation dimension", + "type": "text" + }, + { + "bbox": [ + 358, + 462, + 362, + 471 + ], + "score": 0.65, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 363, + 461, + 366, + 473 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 25.5 + }, + { + "type": "text", + "bbox": [ + 107, + 478, + 505, + 545 + ], + "lines": [ + { + "bbox": [ + 105, + 477, + 506, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 506, + 491 + ], + "score": 1.0, + "content": "We implement this information gathering policy to collect training data for the model in which it is", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 490, + 506, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 490, + 506, + 502 + ], + "score": 1.0, + "content": "planning. In our implementation these are two processes running in parallel: we have several actors", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 500, + 505, + 514 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 505, + 514 + ], + "score": 1.0, + "content": "each with a copy of the current model weights. These use MPC to plan and execute a trajectory", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 512, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 512, + 505, + 524 + ], + "score": 1.0, + "content": "of actions that maximizes the model’s predicted uncertainty over a fixed horizon trajectory into the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 522, + 505, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 505, + 535 + ], + "score": 1.0, + "content": "future. The observations and actions generated by the actors are collected into a large shared buffer", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 533, + 211, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 533, + 211, + 546 + ], + "score": 1.0, + "content": "and stored for the learner.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 31.5 + }, + { + "type": "text", + "bbox": [ + 107, + 550, + 505, + 605 + ], + "lines": [ + { + "bbox": [ + 106, + 550, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 106, + 550, + 505, + 563 + ], + "score": 1.0, + "content": "While the actors are collecting data, a single learner process samples batches of the collected tra-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "score": 1.0, + "content": "jectories from the buffer being written to by the actors. The learner trains the PreCo model by", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 572, + 505, + 584 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 505, + 584 + ], + "score": 1.0, + "content": "maximum likelihood as described in Section 4, and the updated model propagates back to the actors", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 581, + 505, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 505, + 597 + ], + "score": 1.0, + "content": "who continue to plan using the updated model. We implemented this using the framework of Horgan", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 594, + 160, + 606 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 160, + 606 + ], + "score": 1.0, + "content": "et al. (2018).", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 37 + }, + { + "type": "title", + "bbox": [ + 107, + 623, + 370, + 636 + ], + "lines": [ + { + "bbox": [ + 105, + 622, + 370, + 638 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 370, + 638 + ], + "score": 1.0, + "content": "7 EXPERIMENTS ON THE SIMULATED MPL HAND", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40 + }, + { + "type": "title", + "bbox": [ + 108, + 649, + 267, + 661 + ], + "lines": [ + { + "bbox": [ + 106, + 649, + 269, + 662 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 269, + 662 + ], + "score": 1.0, + "content": "7.1 THE MPL HAND ENVIRONMENT", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 41 + }, + { + "type": "text", + "bbox": [ + 107, + 670, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 106, + 671, + 505, + 682 + ], + "spans": [ + { + "bbox": [ + 106, + 671, + 505, + 682 + ], + "score": 1.0, + "content": "Our simulated environment consists of a hand with a random object placed underneath of it in each", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 682, + 505, + 693 + ], + "spans": [ + { + "bbox": [ + 105, + 682, + 505, + 693 + ], + "score": 1.0, + "content": "episode. The observation state space consists of sensor readings from the hand, and the unobserved", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 693, + 294, + 705 + ], + "spans": [ + { + "bbox": [ + 106, + 693, + 294, + 705 + ], + "score": 1.0, + "content": "state space consists of properties of the object.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 43 + }, + { + "type": "text", + "bbox": [ + 107, + 709, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 710, + 504, + 721 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 504, + 721 + ], + "score": 1.0, + "content": "The hand is from the Johns Hopkins Modular Prosthetic Limb (Johannes et al., 2011) which we refer", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 720, + 505, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 505, + 733 + ], + "score": 1.0, + "content": "to as the “MPL hand”, or simply “the hand”. This model is distributed with the MuJoCo HAPTIX", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 45.5 + } + ], + "page_idx": 6, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2018", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 762 + ], + "score": 1.0, + "content": "7", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 107, + 82, + 455, + 93 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 457, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 457, + 95 + ], + "score": 1.0, + "content": "6.2 ACTIVE COLLECTION: EXPLORATION THROUGH MAXIMIZING UNCERTAINTY", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 103, + 504, + 147 + ], + "lines": [ + { + "bbox": [ + 106, + 104, + 505, + 116 + ], + "spans": [ + { + "bbox": [ + 106, + 104, + 505, + 116 + ], + "score": 1.0, + "content": "Beyond passive collection we can consider using using the dynamics model to guide exploration", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 114, + 506, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 506, + 127 + ], + "score": 1.0, + "content": "towards parts of the state space where the the model is poor. We call this process active collection to", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 126, + 506, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 506, + 139 + ], + "score": 1.0, + "content": "emphasize that the model being trained is also being used to guide the data collection process. This", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 137, + 410, + 149 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 410, + 149 + ], + "score": 1.0, + "content": "section describes the method of active collection we use in the experiments.", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 1.5, + "bbox_fs": [ + 105, + 104, + 506, + 149 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 153, + 504, + 209 + ], + "lines": [ + { + "bbox": [ + 106, + 153, + 505, + 165 + ], + "spans": [ + { + "bbox": [ + 106, + 153, + 505, + 165 + ], + "score": 1.0, + "content": "In this paper, we consider environments that are entirely deterministic, except for a stochastic initial", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 164, + 505, + 177 + ], + "spans": [ + { + "bbox": [ + 105, + 164, + 505, + 177 + ], + "score": 1.0, + "content": "unobserved state that the observed state can gather information about. When our dynamics model", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 175, + 505, + 188 + ], + "spans": [ + { + "bbox": [ + 105, + 175, + 505, + 188 + ], + "score": 1.0, + "content": "over the observed state makes uncertain predictions, the source of that uncertainty stems from one", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 187, + 505, + 199 + ], + "spans": [ + { + "bbox": [ + 106, + 187, + 505, + 199 + ], + "score": 1.0, + "content": "of two places: (1) the model is poor, as a consequence of there being too little data or from too small", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 197, + 505, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 197, + 505, + 210 + ], + "score": 1.0, + "content": "capacity, or (2) properties of the external objects are not yet resolved by the observations seen so far.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6, + "bbox_fs": [ + 105, + 153, + 505, + 210 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 214, + 505, + 270 + ], + "lines": [ + { + "bbox": [ + 106, + 214, + 505, + 226 + ], + "spans": [ + { + "bbox": [ + 106, + 214, + 505, + 226 + ], + "score": 1.0, + "content": "Our active exploration exploits this fact by choosing actions to maximize the uncertainty in the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 225, + 505, + 238 + ], + "spans": [ + { + "bbox": [ + 105, + 225, + 505, + 238 + ], + "score": 1.0, + "content": "rollout predictions. An agent using this uncertainty maximization policy attempts to seek actions", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 235, + 505, + 249 + ], + "spans": [ + { + "bbox": [ + 105, + 235, + 505, + 249 + ], + "score": 1.0, + "content": "for which the outcome is not yet known. This uncertainty can then be resolved by executing these", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 248, + 505, + 260 + ], + "spans": [ + { + "bbox": [ + 106, + 248, + 505, + 260 + ], + "score": 1.0, + "content": "actions and observing their outcome, and the resulting trajectory of observations, actions, and sen-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 258, + 265, + 270 + ], + "spans": [ + { + "bbox": [ + 105, + 258, + 265, + 270 + ], + "score": 1.0, + "content": "sations can be used to refine the model.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 11, + "bbox_fs": [ + 105, + 214, + 505, + 270 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 274, + 506, + 341 + ], + "lines": [ + { + "bbox": [ + 105, + 274, + 506, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 274, + 506, + 288 + ], + "score": 1.0, + "content": "To choose actions to gather information we use MPC as described in Section 5 over an objective", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 286, + 506, + 298 + ], + "spans": [ + { + "bbox": [ + 106, + 286, + 506, + 298 + ], + "score": 1.0, + "content": "that maximizes the uncertainty in the predictions. Our predictions are Mixtures of Gaussians at", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 297, + 506, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 506, + 310 + ], + "score": 1.0, + "content": "each timestep, and the uncertainty over these distributions can be expressed in many ways. We use", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 308, + 505, + 321 + ], + "spans": [ + { + "bbox": [ + 105, + 308, + 505, + 321 + ], + "score": 1.0, + "content": "the Renyi entropy of our model predictions as our measure of uncertainty because it can be easily ´", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 319, + 505, + 332 + ], + "spans": [ + { + "bbox": [ + 105, + 319, + 451, + 332 + ], + "score": 1.0, + "content": "computed in closed form. 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A more complete derivation is", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 416, + 505, + 428 + ], + "spans": [ + { + "bbox": [ + 106, + 416, + 505, + 428 + ], + "score": 1.0, + "content": "shown in Appendix A, which extends the result of Wang et al. (2009) to the case when the mixture", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 425, + 506, + 441 + ], + "spans": [ + { + "bbox": [ + 104, + 425, + 506, + 441 + ], + "score": 1.0, + "content": "components have different variances. 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In our implementation these are two processes running in parallel: we have several actors", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 500, + 505, + 514 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 505, + 514 + ], + "score": 1.0, + "content": "each with a copy of the current model weights. These use MPC to plan and execute a trajectory", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 512, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 512, + 505, + 524 + ], + "score": 1.0, + "content": "of actions that maximizes the model’s predicted uncertainty over a fixed horizon trajectory into the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 522, + 505, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 505, + 535 + ], + "score": 1.0, + "content": "future. The observations and actions generated by the actors are collected into a large shared buffer", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 533, + 211, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 533, + 211, + 546 + ], + "score": 1.0, + "content": "and stored for the learner.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 31.5, + "bbox_fs": [ + 105, + 477, + 506, + 546 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 550, + 505, + 605 + ], + "lines": [ + { + "bbox": [ + 106, + 550, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 106, + 550, + 505, + 563 + ], + "score": 1.0, + "content": "While the actors are collecting data, a single learner process samples batches of the collected tra-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "score": 1.0, + "content": "jectories from the buffer being written to by the actors. The learner trains the PreCo model by", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 572, + 505, + 584 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 505, + 584 + ], + "score": 1.0, + "content": "maximum likelihood as described in Section 4, and the updated model propagates back to the actors", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 581, + 505, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 505, + 597 + ], + "score": 1.0, + "content": "who continue to plan using the updated model. We implemented this using the framework of Horgan", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 594, + 160, + 606 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 160, + 606 + ], + "score": 1.0, + "content": "et al. (2018).", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 37, + "bbox_fs": [ + 105, + 550, + 505, + 606 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 623, + 370, + 636 + ], + "lines": [ + { + "bbox": [ + 105, + 622, + 370, + 638 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 370, + 638 + ], + "score": 1.0, + "content": "7 EXPERIMENTS ON THE SIMULATED MPL HAND", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40 + }, + { + "type": "title", + "bbox": [ + 108, + 649, + 267, + 661 + ], + "lines": [ + { + "bbox": [ + 106, + 649, + 269, + 662 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 269, + 662 + ], + "score": 1.0, + "content": "7.1 THE MPL HAND ENVIRONMENT", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 41 + }, + { + "type": "text", + "bbox": [ + 107, + 670, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 106, + 671, + 505, + 682 + ], + "spans": [ + { + "bbox": [ + 106, + 671, + 505, + 682 + ], + "score": 1.0, + "content": "Our simulated environment consists of a hand with a random object placed underneath of it in each", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 682, + 505, + 693 + ], + "spans": [ + { + "bbox": [ + 105, + 682, + 505, + 693 + ], + "score": 1.0, + "content": "episode. The observation state space consists of sensor readings from the hand, and the unobserved", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 693, + 294, + 705 + ], + "spans": [ + { + "bbox": [ + 106, + 693, + 294, + 705 + ], + "score": 1.0, + "content": "state space consists of properties of the object.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 43, + "bbox_fs": [ + 105, + 671, + 505, + 705 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 709, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 710, + 504, + 721 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 504, + 721 + ], + "score": 1.0, + "content": "The hand is from the Johns Hopkins Modular Prosthetic Limb (Johannes et al., 2011) which we refer", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 720, + 505, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 505, + 733 + ], + "score": 1.0, + "content": "to as the “MPL hand”, or simply “the hand”. This model is distributed with the MuJoCo HAPTIX", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 401, + 505, + 415 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 505, + 415 + ], + "score": 1.0, + "content": "software and is available for download from the MuJoCo website.1 The hand is actuated by 13", + "type": "text", + "cross_page": true + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 413, + 505, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 413, + 505, + 425 + ], + "score": 1.0, + "content": "motors and has sensors that provide a 132 dimensional observation, which we describe in more", + "type": "text", + "cross_page": true + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 424, + 195, + 437 + ], + "spans": [ + { + "bbox": [ + 106, + 424, + 195, + 437 + ], + "score": 1.0, + "content": "detail in Appendix C.", + "type": "text", + "cross_page": true + } + ], + "index": 14 + } + ], + "index": 45.5, + "bbox_fs": [ + 105, + 710, + 505, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 114, + 81, + 503, + 277 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 114, + 81, + 503, + 277 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 114, + 81, + 503, + 277 + ], + "spans": [ + { + "bbox": [ + 114, + 81, + 503, + 277 + ], + "score": 0.975, + "type": "image", + "image_path": "617a2c2696a7a5254ad444002d14de28b6ac61bb79edfab758691df435813fd8.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 114, + 81, + 503, + 146.33333333333331 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 114, + 146.33333333333331, + 503, + 211.66666666666663 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 114, + 211.66666666666663, + 503, + 276.99999999999994 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 280, + 506, + 379 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 280, + 505, + 292 + ], + "spans": [ + { + "bbox": [ + 105, + 280, + 505, + 292 + ], + "score": 1.0, + "content": "Figure 4: Results for the passive data collection experiment. Black vertical lines mark timesteps", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 291, + 505, + 303 + ], + "spans": [ + { + "bbox": [ + 106, + 291, + 505, + 303 + ], + "score": 1.0, + "content": "where the hand is fully open (solid) or fully closed (dashed). See the main text for a description of", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 301, + 505, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 301, + 505, + 315 + ], + "score": 1.0, + "content": "the different baseline models. The baseline models are end-to-end supervised on the shape classifi-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 313, + 505, + 325 + ], + "spans": [ + { + "bbox": [ + 106, + 313, + 505, + 325 + ], + "score": 1.0, + "content": "cation task, whereas the PreCo states are learned without the shape information. Top: Classification", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 325, + 505, + 336 + ], + "spans": [ + { + "bbox": [ + 106, + 325, + 505, + 336 + ], + "score": 1.0, + "content": "loss vs episode timestep for the diagnostic model and the three baselines. Lines show median loss av-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 335, + 505, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 335, + 505, + 348 + ], + "score": 1.0, + "content": "eraged over 5000 test episodes. Middle: Cumulative distributions of loss at the indicated timesteps.", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 345, + 505, + 358 + ], + "spans": [ + { + "bbox": [ + 105, + 345, + 505, + 358 + ], + "score": 1.0, + "content": "Bottom: Curves showing the median probability that each baseline model achieves lower classifica-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 357, + 505, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 505, + 370 + ], + "score": 1.0, + "content": "tion loss than the PreCo diagnostic model, as a function of episode timesteps. Computed by directly", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 369, + 199, + 380 + ], + "spans": [ + { + "bbox": [ + 106, + 369, + 199, + 380 + ], + "score": 1.0, + "content": "comparing loss values.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 7 + } + ], + "index": 4.0 + }, + { + "type": "text", + "bbox": [ + 107, + 402, + 505, + 435 + ], + "lines": [ + { + "bbox": [ + 105, + 401, + 505, + 415 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 505, + 415 + ], + "score": 1.0, + "content": "software and is available for download from the MuJoCo website.1 The hand is actuated by 13", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 413, + 505, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 413, + 505, + 425 + ], + "score": 1.0, + "content": "motors and has sensors that provide a 132 dimensional observation, which we describe in more", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 424, + 195, + 437 + ], + "spans": [ + { + "bbox": [ + 106, + 424, + 195, + 437 + ], + "score": 1.0, + "content": "detail in Appendix C.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 107, + 441, + 505, + 496 + ], + "lines": [ + { + "bbox": [ + 105, + 440, + 505, + 454 + ], + "spans": [ + { + "bbox": [ + 105, + 440, + 505, + 454 + ], + "score": 1.0, + "content": "In each episode the hand starts suspended above the table with its palm facing downwards. A random", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 450, + 506, + 468 + ], + "spans": [ + { + "bbox": [ + 105, + 450, + 506, + 468 + ], + "score": 1.0, + "content": "geometric object that we call the “target” is placed on the table, and the hand is free to move to grasp", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 104, + 462, + 506, + 477 + ], + "spans": [ + { + "bbox": [ + 104, + 462, + 506, + 477 + ], + "score": 1.0, + "content": "or manipulate the object. The shape of the target is randomly chosen in each episode to be a box,", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 474, + 505, + 487 + ], + "spans": [ + { + "bbox": [ + 105, + 474, + 505, + 487 + ], + "score": 1.0, + "content": "cylinder or ellipsoid and the size and orientation of the target are randomly chosen from reasonable", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 486, + 351, + 499 + ], + "spans": [ + { + "bbox": [ + 105, + 486, + 351, + 499 + ], + "score": 1.0, + "content": "ranges. Figures 1 and 7 show renderings of the environment.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 17 + }, + { + "type": "title", + "bbox": [ + 108, + 513, + 349, + 523 + ], + "lines": [ + { + "bbox": [ + 106, + 511, + 350, + 524 + ], + "spans": [ + { + "bbox": [ + 106, + 511, + 350, + 524 + ], + "score": 1.0, + "content": "7.2 AWARENESS THROUGH PASSIVE DATA COLLECTION", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 107, + 533, + 505, + 599 + ], + "lines": [ + { + "bbox": [ + 106, + 533, + 505, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 533, + 505, + 546 + ], + "score": 1.0, + "content": "We begin by exploring awareness in the passive setting, as a pure supervised learning problem. We", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 544, + 506, + 556 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 506, + 556 + ], + "score": 1.0, + "content": "manually design a policy for the hand, which executes a simple grasping motion that closes the hand", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 554, + 505, + 569 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 505, + 569 + ], + "score": 1.0, + "content": "about the target it and then releases it. We generate data from the environment by running this grasp-", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 565, + 505, + 579 + ], + "spans": [ + { + "bbox": [ + 105, + 565, + 505, + 579 + ], + "score": 1.0, + "content": "and-release cycle three times for each episode. Using the dataset generated by the grasping policy,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 576, + 506, + 590 + ], + "spans": [ + { + "bbox": [ + 104, + 576, + 506, + 590 + ], + "score": 1.0, + "content": "we train a PreCo model described in Section 4. The full set of hyperparameters for this model can", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 588, + 208, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 588, + 208, + 601 + ], + "score": 1.0, + "content": "be found in Appendix D.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 23.5 + }, + { + "type": "text", + "bbox": [ + 107, + 605, + 505, + 671 + ], + "lines": [ + { + "bbox": [ + 105, + 604, + 506, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 506, + 618 + ], + "score": 1.0, + "content": "We evaluate the awareness of our model by measuring our ability to predict the shape of the target", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 615, + 506, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 506, + 628 + ], + "score": 1.0, + "content": "at each timestep. 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Black vertical lines mark timesteps", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 291, + 505, + 303 + ], + "spans": [ + { + "bbox": [ + 106, + 291, + 505, + 303 + ], + "score": 1.0, + "content": "where the hand is fully open (solid) or fully closed (dashed). See the main text for a description of", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 301, + 505, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 301, + 505, + 315 + ], + "score": 1.0, + "content": "the different baseline models. The baseline models are end-to-end supervised on the shape classifi-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 313, + 505, + 325 + ], + "spans": [ + { + "bbox": [ + 106, + 313, + 505, + 325 + ], + "score": 1.0, + "content": "cation task, whereas the PreCo states are learned without the shape information. Top: Classification", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 325, + 505, + 336 + ], + "spans": [ + { + "bbox": [ + 106, + 325, + 505, + 336 + ], + "score": 1.0, + "content": "loss vs episode timestep for the diagnostic model and the three baselines. Lines show median loss av-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 335, + 505, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 335, + 505, + 348 + ], + "score": 1.0, + "content": "eraged over 5000 test episodes. Middle: Cumulative distributions of loss at the indicated timesteps.", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 345, + 505, + 358 + ], + "spans": [ + { + "bbox": [ + 105, + 345, + 505, + 358 + ], + "score": 1.0, + "content": "Bottom: Curves showing the median probability that each baseline model achieves lower classifica-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 357, + 505, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 505, + 370 + ], + "score": 1.0, + "content": "tion loss than the PreCo diagnostic model, as a function of episode timesteps. Computed by directly", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 369, + 199, + 380 + ], + "spans": [ + { + "bbox": [ + 106, + 369, + 199, + 380 + ], + "score": 1.0, + "content": "comparing loss values.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 7 + } + ], + "index": 4.0 + }, + { + "type": "text", + "bbox": [ + 107, + 402, + 505, + 435 + ], + "lines": [], + "index": 13, + "bbox_fs": [ + 105, + 401, + 505, + 437 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 107, + 441, + 505, + 496 + ], + "lines": [ + { + "bbox": [ + 105, + 440, + 505, + 454 + ], + "spans": [ + { + "bbox": [ + 105, + 440, + 505, + 454 + ], + "score": 1.0, + "content": "In each episode the hand starts suspended above the table with its palm facing downwards. A random", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 450, + 506, + 468 + ], + "spans": [ + { + "bbox": [ + 105, + 450, + 506, + 468 + ], + "score": 1.0, + "content": "geometric object that we call the “target” is placed on the table, and the hand is free to move to grasp", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 104, + 462, + 506, + 477 + ], + "spans": [ + { + "bbox": [ + 104, + 462, + 506, + 477 + ], + "score": 1.0, + "content": "or manipulate the object. The shape of the target is randomly chosen in each episode to be a box,", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 474, + 505, + 487 + ], + "spans": [ + { + "bbox": [ + 105, + 474, + 505, + 487 + ], + "score": 1.0, + "content": "cylinder or ellipsoid and the size and orientation of the target are randomly chosen from reasonable", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 486, + 351, + 499 + ], + "spans": [ + { + "bbox": [ + 105, + 486, + 351, + 499 + ], + "score": 1.0, + "content": "ranges. Figures 1 and 7 show renderings of the environment.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 17, + "bbox_fs": [ + 104, + 440, + 506, + 499 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 513, + 349, + 523 + ], + "lines": [ + { + "bbox": [ + 106, + 511, + 350, + 524 + ], + "spans": [ + { + "bbox": [ + 106, + 511, + 350, + 524 + ], + "score": 1.0, + "content": "7.2 AWARENESS THROUGH PASSIVE DATA COLLECTION", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 107, + 533, + 505, + 599 + ], + "lines": [ + { + "bbox": [ + 106, + 533, + 505, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 533, + 505, + 546 + ], + "score": 1.0, + "content": "We begin by exploring awareness in the passive setting, as a pure supervised learning problem. We", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 544, + 506, + 556 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 506, + 556 + ], + "score": 1.0, + "content": "manually design a policy for the hand, which executes a simple grasping motion that closes the hand", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 554, + 505, + 569 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 505, + 569 + ], + "score": 1.0, + "content": "about the target it and then releases it. We generate data from the environment by running this grasp-", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 565, + 505, + 579 + ], + "spans": [ + { + "bbox": [ + 105, + 565, + 505, + 579 + ], + "score": 1.0, + "content": "and-release cycle three times for each episode. Using the dataset generated by the grasping policy,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 576, + 506, + 590 + ], + "spans": [ + { + "bbox": [ + 104, + 576, + 506, + 590 + ], + "score": 1.0, + "content": "we train a PreCo model described in Section 4. The full set of hyperparameters for this model can", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 588, + 208, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 588, + 208, + 601 + ], + "score": 1.0, + "content": "be found in Appendix D.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 23.5, + "bbox_fs": [ + 104, + 533, + 506, + 601 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 605, + 505, + 671 + ], + "lines": [ + { + "bbox": [ + 105, + 604, + 506, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 506, + 618 + ], + "score": 1.0, + "content": "We evaluate the awareness of our model by measuring our ability to predict the shape of the target", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 615, + 506, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 506, + 628 + ], + "score": 1.0, + "content": "at each timestep. We are especially interested in the predictions at timesteps where the hand is not", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 627, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 106, + 627, + 505, + 639 + ], + "score": 1.0, + "content": "in direct contact with the target, since these are the points that allow us to measure the persistence", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 638, + 505, + 649 + ], + "spans": [ + { + "bbox": [ + 106, + 638, + 505, + 649 + ], + "score": 1.0, + "content": "of information in the dynamics model. 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We compare the diagnostic predictions trained on", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 275, + 505, + 287 + ], + "spans": [ + { + "bbox": [ + 105, + 275, + 505, + 287 + ], + "score": 1.0, + "content": "the features of our dynamics model to three different baselines that do not use the dynamics model", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 285, + 144, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 144, + 299 + ], + "score": 1.0, + "content": "features.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9 + }, + { + "type": "text", + "bbox": [ + 129, + 307, + 505, + 498 + ], + "lines": [ + { + "bbox": [ + 129, + 307, + 505, + 321 + ], + "spans": [ + { + "bbox": [ + 129, + 307, + 505, + 321 + ], + "score": 1.0, + "content": "1. The MLP baseline uses an MLP trained to directly classify the target from the sensor", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 142, + 320, + 505, + 331 + ], + "spans": [ + { + "bbox": [ + 142, + 320, + 505, + 331 + ], + "score": 1.0, + "content": "readings of the hand, ignoring all dependencies between timesteps within an episode. We", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 330, + 505, + 343 + ], + "spans": [ + { + "bbox": [ + 141, + 330, + 505, + 343 + ], + "score": 1.0, + "content": "expect this baseline to give a lower bound on performance of the diagnostic. 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The LSTM baseline uses an LSTM trained to directly classify the target from the sensor", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 380, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 141, + 380, + 505, + 392 + ], + "score": 1.0, + "content": "readings of the hand, taking full account of dependencies between timesteps within an", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 142, + 392, + 505, + 404 + ], + "spans": [ + { + "bbox": [ + 142, + 392, + 505, + 404 + ], + "score": 1.0, + "content": "episode. 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The model trained with actively collected data outperforms its passive coun-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 208, + 459, + 220 + ], + "spans": [ + { + "bbox": [ + 105, + 208, + 459, + 220 + ], + "score": 1.0, + "content": "terpart in regions of the grasp trajectory where the hand is not in contact with the block.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4 + } + ], + "index": 2.5 + }, + { + "type": "text", + "bbox": [ + 107, + 241, + 504, + 264 + ], + "lines": [ + { + "bbox": [ + 106, + 241, + 505, + 254 + ], + "spans": [ + { + "bbox": [ + 106, + 241, + 505, + 254 + ], + "score": 1.0, + "content": "We compare several different data collection policies, and their performances on the diagnostic task", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 252, + 199, + 264 + ], + "spans": [ + { + "bbox": [ + 105, + 252, + 199, + 264 + ], + "score": 1.0, + "content": "are shown in Figure 5.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5 + }, + { + "type": "text", + "bbox": [ + 129, + 273, + 505, + 407 + ], + "lines": [ + { + "bbox": [ + 129, + 273, + 505, + 286 + ], + "spans": [ + { + "bbox": [ + 129, + 273, + 505, + 286 + ], + "score": 1.0, + "content": "1. The IndNoise policy collects data by executing random actions sampled from a Normal", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 142, + 285, + 315, + 296 + ], + "spans": [ + { + "bbox": [ + 142, + 285, + 315, + 296 + ], + "score": 1.0, + "content": "distribution with standard deviation of 0.2.", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 128, + 299, + 505, + 313 + ], + "spans": [ + { + "bbox": [ + 128, + 299, + 505, + 313 + ], + "score": 1.0, + "content": "2. The CorNoise policy collects data by executing random actions sampled from a Ornstein", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 142, + 311, + 505, + 324 + ], + "spans": [ + { + "bbox": [ + 142, + 311, + 505, + 324 + ], + "score": 1.0, + "content": "Uhlenbeck process with damping of 0.2, driven by an independent normal noise source with", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 321, + 505, + 335 + ], + "spans": [ + { + "bbox": [ + 141, + 321, + 505, + 335 + ], + "score": 1.0, + "content": "standard deviation 0.2. Each of the 13 actions is sampled from an independent process, with", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 142, + 333, + 294, + 345 + ], + "spans": [ + { + "bbox": [ + 142, + 333, + 294, + 345 + ], + "score": 1.0, + "content": "correlation happening only over time.", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 129, + 348, + 505, + 361 + ], + "spans": [ + { + "bbox": [ + 129, + 348, + 505, + 361 + ], + "score": 1.0, + "content": "3. The AxEnt policy uses the MPC planner described in Section 5 to maximize the total", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 141, + 359, + 505, + 373 + ], + "spans": [ + { + "bbox": [ + 141, + 359, + 505, + 373 + ], + "score": 1.0, + "content": "entropy of the model predictions over a horizon of 100 steps. The objective for the planner", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 140, + 370, + 390, + 383 + ], + "spans": [ + { + "bbox": [ + 140, + 370, + 390, + 383 + ], + "score": 1.0, + "content": "is to maximize the Renyi entropy, as described in Section 6.2. ´", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 128, + 385, + 505, + 398 + ], + "spans": [ + { + "bbox": [ + 128, + 385, + 505, + 398 + ], + "score": 1.0, + "content": "4. The AxTask policy also uses the MPC planner of Section 5 to collect data, but here the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 141, + 397, + 411, + 408 + ], + "spans": [ + { + "bbox": [ + 141, + 397, + 411, + 408 + ], + "score": 1.0, + "content": "planning objective for data collection is the same as for evaluation.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 107, + 417, + 505, + 461 + ], + "lines": [ + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "score": 1.0, + "content": "For both of the planning policies we found that adding correlated noise (using the same parameters", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 429, + 505, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 429, + 505, + 440 + ], + "score": 1.0, + "content": "as the CorNoise policy) to the actions chosen by the planner lead to much better models. Without", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 439, + 506, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 506, + 452 + ], + "score": 1.0, + "content": "this source of noise the planners do not generate enough variety in the episodes and the models", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 451, + 166, + 463 + ], + "spans": [ + { + "bbox": [ + 106, + 451, + 166, + 463 + ], + "score": 1.0, + "content": "underperform.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 20.5 + }, + { + "type": "text", + "bbox": [ + 107, + 467, + 505, + 511 + ], + "lines": [ + { + "bbox": [ + 105, + 466, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 505, + 480 + ], + "score": 1.0, + "content": "We evaluate each model by running several episodes where we plan to achieve maximum fingertip", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 478, + 506, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 506, + 491 + ], + "score": 1.0, + "content": "pressure, and show the resulting rewards in Figure 5. Note that the evaluation objective is different", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 490, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 106, + 490, + 505, + 501 + ], + "score": 1.0, + "content": "than the training objective for all models except AxTask. We do not add additional noise to planned", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 501, + 254, + 512 + ], + "spans": [ + { + "bbox": [ + 106, + 501, + 254, + 512 + ], + "score": 1.0, + "content": "actions when running the evaluation.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24.5 + }, + { + "type": "text", + "bbox": [ + 107, + 517, + 505, + 572 + ], + "lines": [ + { + "bbox": [ + 106, + 517, + 505, + 530 + ], + "spans": [ + { + "bbox": [ + 106, + 517, + 505, + 530 + ], + "score": 1.0, + "content": "We also evaluate the awareness of the AxEnt model using the shape diagnostic task from Section 7.2.", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 528, + 505, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 505, + 541 + ], + "score": 1.0, + "content": "Figure 6 compares the performance of a diagnostic trained on the AxEnt dynamics model to the pas-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 540, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 106, + 540, + 505, + 551 + ], + "score": 1.0, + "content": "sive awareness diagnostic of Section 7.2. The model trained with actively collected data outperforms", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "score": 1.0, + "content": "its passive counterpart in regions of the grasp trajectory where the hand is not in contact with the", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 560, + 134, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 560, + 134, + 574 + ], + "score": 1.0, + "content": "block.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 29 + }, + { + "type": "title", + "bbox": [ + 108, + 587, + 247, + 598 + ], + "lines": [ + { + "bbox": [ + 106, + 586, + 248, + 599 + ], + "spans": [ + { + "bbox": [ + 106, + 586, + 248, + 599 + ], + "score": 1.0, + "content": "7.4 QUALITATIVE EVALUATION", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 106, + 607, + 504, + 630 + ], + "lines": [ + { + "bbox": [ + 106, + 607, + 504, + 620 + ], + "spans": [ + { + "bbox": [ + 106, + 607, + 504, + 620 + ], + "score": 1.0, + "content": "In this section we present qualitative results of using a the AxEnt model to execute different objec-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 618, + 394, + 630 + ], + "spans": [ + { + "bbox": [ + 106, + 618, + 394, + 630 + ], + "score": 1.0, + "content": "tives through planning. 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Each of the 13 actions is sampled from an independent process, with", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 142, + 333, + 294, + 345 + ], + "spans": [ + { + "bbox": [ + 142, + 333, + 294, + 345 + ], + "score": 1.0, + "content": "correlation happening only over time.", + "type": "text" + } + ], + "index": 13, + "is_list_end_line": true + }, + { + "bbox": [ + 129, + 348, + 505, + 361 + ], + "spans": [ + { + "bbox": [ + 129, + 348, + 505, + 361 + ], + "score": 1.0, + "content": "3. The AxEnt policy uses the MPC planner described in Section 5 to maximize the total", + "type": "text" + } + ], + "index": 14, + "is_list_start_line": true + }, + { + "bbox": [ + 141, + 359, + 505, + 373 + ], + "spans": [ + { + "bbox": [ + 141, + 359, + 505, + 373 + ], + "score": 1.0, + "content": "entropy of the model predictions over a horizon of 100 steps. The objective for the planner", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 140, + 370, + 390, + 383 + ], + "spans": [ + { + "bbox": [ + 140, + 370, + 390, + 383 + ], + "score": 1.0, + "content": "is to maximize the Renyi entropy, as described in Section 6.2. ´", + "type": "text" + } + ], + "index": 16, + "is_list_end_line": true + }, + { + "bbox": [ + 128, + 385, + 505, + 398 + ], + "spans": [ + { + "bbox": [ + 128, + 385, + 505, + 398 + ], + "score": 1.0, + "content": "4. The AxTask policy also uses the MPC planner of Section 5 to collect data, but here the", + "type": "text" + } + ], + "index": 17, + "is_list_start_line": true + }, + { + "bbox": [ + 141, + 397, + 411, + 408 + ], + "spans": [ + { + "bbox": [ + 141, + 397, + 411, + 408 + ], + "score": 1.0, + "content": "planning objective for data collection is the same as for evaluation.", + "type": "text" + } + ], + "index": 18, + "is_list_end_line": true + } + ], + "index": 13, + "bbox_fs": [ + 128, + 273, + 505, + 408 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 417, + 505, + 461 + ], + "lines": [ + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "score": 1.0, + "content": "For both of the planning policies we found that adding correlated noise (using the same parameters", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 429, + 505, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 429, + 505, + 440 + ], + "score": 1.0, + "content": "as the CorNoise policy) to the actions chosen by the planner lead to much better models. Without", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 439, + 506, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 506, + 452 + ], + "score": 1.0, + "content": "this source of noise the planners do not generate enough variety in the episodes and the models", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 451, + 166, + 463 + ], + "spans": [ + { + "bbox": [ + 106, + 451, + 166, + 463 + ], + "score": 1.0, + "content": "underperform.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 20.5, + "bbox_fs": [ + 105, + 417, + 506, + 463 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 467, + 505, + 511 + ], + "lines": [ + { + "bbox": [ + 105, + 466, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 505, + 480 + ], + "score": 1.0, + "content": "We evaluate each model by running several episodes where we plan to achieve maximum fingertip", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 478, + 506, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 506, + 491 + ], + "score": 1.0, + "content": "pressure, and show the resulting rewards in Figure 5. Note that the evaluation objective is different", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 490, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 106, + 490, + 505, + 501 + ], + "score": 1.0, + "content": "than the training objective for all models except AxTask. We do not add additional noise to planned", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 501, + 254, + 512 + ], + "spans": [ + { + "bbox": [ + 106, + 501, + 254, + 512 + ], + "score": 1.0, + "content": "actions when running the evaluation.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24.5, + "bbox_fs": [ + 105, + 466, + 506, + 512 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 517, + 505, + 572 + ], + "lines": [ + { + "bbox": [ + 106, + 517, + 505, + 530 + ], + "spans": [ + { + "bbox": [ + 106, + 517, + 505, + 530 + ], + "score": 1.0, + "content": "We also evaluate the awareness of the AxEnt model using the shape diagnostic task from Section 7.2.", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 528, + 505, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 505, + 541 + ], + "score": 1.0, + "content": "Figure 6 compares the performance of a diagnostic trained on the AxEnt dynamics model to the pas-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 540, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 106, + 540, + 505, + 551 + ], + "score": 1.0, + "content": "sive awareness diagnostic of Section 7.2. The model trained with actively collected data outperforms", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "score": 1.0, + "content": "its passive counterpart in regions of the grasp trajectory where the hand is not in contact with the", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 560, + 134, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 560, + 134, + 574 + ], + "score": 1.0, + "content": "block.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 29, + "bbox_fs": [ + 105, + 517, + 505, + 574 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 587, + 247, + 598 + ], + "lines": [ + { + "bbox": [ + 106, + 586, + 248, + 599 + ], + "spans": [ + { + "bbox": [ + 106, + 586, + 248, + 599 + ], + "score": 1.0, + "content": "7.4 QUALITATIVE EVALUATION", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 106, + 607, + 504, + 630 + ], + "lines": [ + { + "bbox": [ + 106, + 607, + 504, + 620 + ], + "spans": [ + { + "bbox": [ + 106, + 607, + 504, + 620 + ], + "score": 1.0, + "content": "In this section we present qualitative results of using a the AxEnt model to execute different objec-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 618, + 394, + 630 + ], + "spans": [ + { + "bbox": [ + 106, + 618, + 394, + 630 + ], + "score": 1.0, + "content": "tives through planning. We do this with MPC as described in Section 5.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33.5, + "bbox_fs": [ + 106, + 607, + 504, + 630 + ] + }, + { + "type": "text", + "bbox": [ + 130, + 639, + 505, + 731 + ], + "lines": [ + { + "bbox": [ + 129, + 638, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 129, + 638, + 505, + 653 + ], + "score": 1.0, + "content": "1. Maximizing entropy of the predictions, as we did during training, leads to exploratory", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 141, + 650, + 505, + 663 + ], + "spans": [ + { + "bbox": [ + 141, + 650, + 505, + 663 + ], + "score": 1.0, + "content": "behavior. In Figure 7 we show a typical frame from an entropy maximizing trajectory, as", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 142, + 662, + 413, + 674 + ], + "spans": [ + { + "bbox": [ + 142, + 662, + 413, + 674 + ], + "score": 1.0, + "content": "well as typical frames from controlling for two different objectives.", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 130, + 676, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 130, + 676, + 506, + 690 + ], + "score": 1.0, + "content": "2. Optimizing for fingertip pressure tends to lead to grasping behavior, since the easiest", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 141, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 141, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "way to achieve pressure on the fingertips is to push them against the target block. There is", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 141, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 141, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "an alternative solution which is often found where the hand makes a tight fist, pushing its", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 141, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 141, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "fingertips into its own palm. This is the same as the diagnostic task used in the previous", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 141, + 721, + 176, + 732 + ], + "spans": [ + { + "bbox": [ + 141, + 721, + 176, + 732 + ], + "score": 1.0, + "content": "section.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 38.5, + "bbox_fs": [ + 129, + 638, + 506, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 107, + 80, + 504, + 162 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 107, + 80, + 504, + 162 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 107, + 80, + 504, + 162 + ], + "spans": [ + { + "bbox": [ + 107, + 80, + 504, + 162 + ], + "score": 0.964, + "type": "image", + "image_path": "6c8ab854ef89d219fa2bf7216363e676d704601246610119bab991786c3c7faa.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 107, + 80, + 504, + 107.33333333333333 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 107, + 107.33333333333333, + 504, + 134.66666666666666 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 107, + 134.66666666666666, + 504, + 162.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 170, + 505, + 226 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 171, + 505, + 183 + ], + "spans": [ + { + "bbox": [ + 106, + 171, + 505, + 183 + ], + "score": 1.0, + "content": "Figure 7: Examples of the hand behaving to maximize uncertainty about the future (top) or minimize", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 181, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 181, + 505, + 194 + ], + "score": 1.0, + "content": "uncertainty (bottom). When the hand is trained to maximize uncertainty it engages in playful be-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 192, + 505, + 205 + ], + "spans": [ + { + "bbox": [ + 106, + 192, + 505, + 205 + ], + "score": 1.0, + "content": "havior with the object. The body models learned with this objective, can then be re-used with novel", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 204, + 505, + 216 + ], + "spans": [ + { + "bbox": [ + 106, + 204, + 505, + 216 + ], + "score": 1.0, + "content": "objectives, such as minimizing uncertainty. When doing so, we see that the hand avoids contact so", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 215, + 419, + 227 + ], + "spans": [ + { + "bbox": [ + 106, + 215, + 419, + 227 + ], + "score": 1.0, + "content": "as to minimize uncertainty about future proprioceptive and haptic predictions.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 5 + } + ], + "index": 3.0 + }, + { + "type": "text", + "bbox": [ + 131, + 248, + 504, + 292 + ], + "lines": [ + { + "bbox": [ + 129, + 248, + 506, + 261 + ], + "spans": [ + { + "bbox": [ + 129, + 248, + 506, + 261 + ], + "score": 1.0, + "content": "3. Minimizing entropy of the predictions is also quite interesting. This is the negation of", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 258, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 141, + 258, + 505, + 272 + ], + "score": 1.0, + "content": "the information gathering objective, and it attempts to make future observations as unin-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 142, + 271, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 142, + 271, + 505, + 282 + ], + "score": 1.0, + "content": "formative as possible. Optimizing for this objective results in behavior where the hand", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 281, + 329, + 294 + ], + "spans": [ + { + "bbox": [ + 141, + 281, + 329, + 294 + ], + "score": 1.0, + "content": "consistently pulls away from the target object.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 9.5 + }, + { + "type": "text", + "bbox": [ + 107, + 302, + 505, + 357 + ], + "lines": [ + { + "bbox": [ + 106, + 302, + 505, + 315 + ], + "spans": [ + { + "bbox": [ + 106, + 302, + 505, + 315 + ], + "score": 1.0, + "content": "Qualitative results from executing each of the above policies are shown in Figures 5 and 7. The", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 313, + 505, + 325 + ], + "spans": [ + { + "bbox": [ + 106, + 313, + 505, + 325 + ], + "score": 1.0, + "content": "behavior when minimizing entropy of the predictions is particularly relevant. The resulting behavior", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 324, + 505, + 337 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 505, + 337 + ], + "score": 1.0, + "content": "causes the hand to pull away from the target object, demonstrating that the model is aware not only", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 335, + 505, + 347 + ], + "spans": [ + { + "bbox": [ + 106, + 335, + 505, + 347 + ], + "score": 1.0, + "content": "of how to interact with the target, but also how to avoid doing so. Videos of the model in action are", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 346, + 311, + 358 + ], + "spans": [ + { + "bbox": [ + 105, + 346, + 311, + 358 + ], + "score": 1.0, + "content": "available online at https://goo.gl/mZuqAV.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 14 + }, + { + "type": "title", + "bbox": [ + 107, + 374, + 313, + 387 + ], + "lines": [ + { + "bbox": [ + 105, + 373, + 313, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 313, + 388 + ], + "score": 1.0, + "content": "8 EXPERIMENTS IN THE REAL WORLD", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "text", + "bbox": [ + 107, + 399, + 503, + 422 + ], + "lines": [ + { + "bbox": [ + 105, + 397, + 505, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 505, + 414 + ], + "score": 1.0, + "content": "We have shown that our models work well in simulation. We now turn to demonstrating that they", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 410, + 228, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 410, + 228, + 423 + ], + "score": 1.0, + "content": "are effective in reality as well.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5 + }, + { + "type": "title", + "bbox": [ + 108, + 436, + 283, + 447 + ], + "lines": [ + { + "bbox": [ + 106, + 436, + 285, + 448 + ], + "spans": [ + { + "bbox": [ + 106, + 436, + 285, + 448 + ], + "score": 1.0, + "content": "8.1 THE SHADOW HAND ENVIRONMENT", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 107, + 456, + 505, + 513 + ], + "lines": [ + { + "bbox": [ + 106, + 456, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 505, + 469 + ], + "score": 1.0, + "content": "We use the 24-joint Shadow Dexterous Hand2 with 20-DOF tendon position control and set up a real", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 468, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 106, + 468, + 505, + 480 + ], + "score": 1.0, + "content": "life analog of our simulated environment, as shown in Figure 8. Since varying the spatial extents of", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 479, + 506, + 492 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 506, + 492 + ], + "score": 1.0, + "content": "an object in real life would be very labor intensive we instead use a single object fixed to a turntable", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 491, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 106, + 491, + 505, + 502 + ], + "score": 1.0, + "content": "that can rotate to any one of 255 orientations, and our diagnostic task in this environment is to", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 501, + 287, + 515 + ], + "spans": [ + { + "bbox": [ + 105, + 501, + 287, + 515 + ], + "score": 1.0, + "content": "recover the orientation of the grasped object.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 107, + 518, + 505, + 573 + ], + "lines": [ + { + "bbox": [ + 106, + 517, + 505, + 531 + ], + "spans": [ + { + "bbox": [ + 106, + 517, + 505, + 531 + ], + "score": 1.0, + "content": "We built a turntable mechanism for orienting the object beneath the hand, and design some random-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 528, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 505, + 542 + ], + "score": 1.0, + "content": "ized grasp trajectories for the hand to close around the block. The object is a soft foam wedge (the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 539, + 505, + 553 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 505, + 553 + ], + "score": 1.0, + "content": "shape is chosen to have an unambiguous orientation) and fixed to the turntable. At each episode we", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 551, + 505, + 564 + ], + "spans": [ + { + "bbox": [ + 105, + 551, + 505, + 564 + ], + "score": 1.0, + "content": "turn the table to a randomly chosen orientation and execute two grasp release cycles with the hand", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 561, + 133, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 133, + 574 + ], + "score": 1.0, + "content": "robot.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 28 + }, + { + "type": "title", + "bbox": [ + 108, + 587, + 213, + 599 + ], + "lines": [ + { + "bbox": [ + 106, + 587, + 214, + 599 + ], + "spans": [ + { + "bbox": [ + 106, + 587, + 214, + 599 + ], + "score": 1.0, + "content": "8.2 DATA COLLECTION", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 108, + 608, + 505, + 663 + ], + "lines": [ + { + "bbox": [ + 105, + 608, + 505, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 608, + 505, + 621 + ], + "score": 1.0, + "content": "Over the course of two days we collected 1140 grasp trajectories in three sessions of 47, 393 and 700", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 619, + 506, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 619, + 506, + 633 + ], + "score": 1.0, + "content": "trajectories. We use the 47 trajectories from the initial session as test data, and use the remaining", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 630, + 505, + 643 + ], + "spans": [ + { + "bbox": [ + 106, + 630, + 505, + 643 + ], + "score": 1.0, + "content": "1093 trajectories for training. Each trajectory is 81 frames long and consists of two grasp-release", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 641, + 506, + 655 + ], + "spans": [ + { + "bbox": [ + 105, + 641, + 506, + 655 + ], + "score": 1.0, + "content": "cycles with the target object at a fixed orientation. At each timestep we measure four different", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 652, + 264, + 665 + ], + "spans": [ + { + "bbox": [ + 105, + 652, + 264, + 665 + ], + "score": 1.0, + "content": "proprioceptive features from the robot:", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 125, + 673, + 504, + 712 + ], + "lines": [ + { + "bbox": [ + 129, + 672, + 497, + 686 + ], + "spans": [ + { + "bbox": [ + 129, + 672, + 497, + 686 + ], + "score": 1.0, + "content": "1. The actions, a set of 20 desired joint positions, sent to the robot for the current timestep.", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 129, + 688, + 505, + 702 + ], + "spans": [ + { + "bbox": [ + 129, + 688, + 505, + 702 + ], + "score": 1.0, + "content": "2. The angles, a set of 24 measured joint positions, reported by the robot at the current", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 141, + 699, + 505, + 714 + ], + "spans": [ + { + "bbox": [ + 141, + 699, + 505, + 714 + ], + "score": 1.0, + "content": "timestep. There are more angles than actions because not all joints of the hand are sep-", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38 + } + ], + "page_idx": 10, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2018", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 118, + 722, + 404, + 732 + ], + "lines": [ + { + "bbox": [ + 118, + 719, + 405, + 734 + ], + "spans": [ + { + "bbox": [ + 118, + 719, + 405, + 734 + ], + "score": 1.0, + "content": "2https://www.shadowrobot.com/products/dexterous-hand/", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 310, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 765 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 765 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 15, + "width": 13 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 107, + 80, + 504, + 162 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 107, + 80, + 504, + 162 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 107, + 80, + 504, + 162 + ], + "spans": [ + { + "bbox": [ + 107, + 80, + 504, + 162 + ], + "score": 0.964, + "type": "image", + "image_path": "6c8ab854ef89d219fa2bf7216363e676d704601246610119bab991786c3c7faa.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 107, + 80, + 504, + 107.33333333333333 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 107, + 107.33333333333333, + 504, + 134.66666666666666 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 107, + 134.66666666666666, + 504, + 162.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 170, + 505, + 226 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 171, + 505, + 183 + ], + "spans": [ + { + "bbox": [ + 106, + 171, + 505, + 183 + ], + "score": 1.0, + "content": "Figure 7: Examples of the hand behaving to maximize uncertainty about the future (top) or minimize", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 181, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 181, + 505, + 194 + ], + "score": 1.0, + "content": "uncertainty (bottom). When the hand is trained to maximize uncertainty it engages in playful be-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 192, + 505, + 205 + ], + "spans": [ + { + "bbox": [ + 106, + 192, + 505, + 205 + ], + "score": 1.0, + "content": "havior with the object. The body models learned with this objective, can then be re-used with novel", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 204, + 505, + 216 + ], + "spans": [ + { + "bbox": [ + 106, + 204, + 505, + 216 + ], + "score": 1.0, + "content": "objectives, such as minimizing uncertainty. When doing so, we see that the hand avoids contact so", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 215, + 419, + 227 + ], + "spans": [ + { + "bbox": [ + 106, + 215, + 419, + 227 + ], + "score": 1.0, + "content": "as to minimize uncertainty about future proprioceptive and haptic predictions.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 5 + } + ], + "index": 3.0 + }, + { + "type": "text", + "bbox": [ + 131, + 248, + 504, + 292 + ], + "lines": [ + { + "bbox": [ + 129, + 248, + 506, + 261 + ], + "spans": [ + { + "bbox": [ + 129, + 248, + 506, + 261 + ], + "score": 1.0, + "content": "3. Minimizing entropy of the predictions is also quite interesting. This is the negation of", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 258, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 141, + 258, + 505, + 272 + ], + "score": 1.0, + "content": "the information gathering objective, and it attempts to make future observations as unin-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 142, + 271, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 142, + 271, + 505, + 282 + ], + "score": 1.0, + "content": "formative as possible. Optimizing for this objective results in behavior where the hand", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 281, + 329, + 294 + ], + "spans": [ + { + "bbox": [ + 141, + 281, + 329, + 294 + ], + "score": 1.0, + "content": "consistently pulls away from the target object.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 9.5, + "bbox_fs": [ + 129, + 248, + 506, + 294 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 302, + 505, + 357 + ], + "lines": [ + { + "bbox": [ + 106, + 302, + 505, + 315 + ], + "spans": [ + { + "bbox": [ + 106, + 302, + 505, + 315 + ], + "score": 1.0, + "content": "Qualitative results from executing each of the above policies are shown in Figures 5 and 7. The", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 313, + 505, + 325 + ], + "spans": [ + { + "bbox": [ + 106, + 313, + 505, + 325 + ], + "score": 1.0, + "content": "behavior when minimizing entropy of the predictions is particularly relevant. The resulting behavior", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 324, + 505, + 337 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 505, + 337 + ], + "score": 1.0, + "content": "causes the hand to pull away from the target object, demonstrating that the model is aware not only", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 335, + 505, + 347 + ], + "spans": [ + { + "bbox": [ + 106, + 335, + 505, + 347 + ], + "score": 1.0, + "content": "of how to interact with the target, but also how to avoid doing so. Videos of the model in action are", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 346, + 311, + 358 + ], + "spans": [ + { + "bbox": [ + 105, + 346, + 311, + 358 + ], + "score": 1.0, + "content": "available online at https://goo.gl/mZuqAV.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 14, + "bbox_fs": [ + 105, + 302, + 505, + 358 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 374, + 313, + 387 + ], + "lines": [ + { + "bbox": [ + 105, + 373, + 313, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 313, + 388 + ], + "score": 1.0, + "content": "8 EXPERIMENTS IN THE REAL WORLD", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "text", + "bbox": [ + 107, + 399, + 503, + 422 + ], + "lines": [ + { + "bbox": [ + 105, + 397, + 505, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 505, + 414 + ], + "score": 1.0, + "content": "We have shown that our models work well in simulation. We now turn to demonstrating that they", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 410, + 228, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 410, + 228, + 423 + ], + "score": 1.0, + "content": "are effective in reality as well.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5, + "bbox_fs": [ + 105, + 397, + 505, + 423 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 436, + 283, + 447 + ], + "lines": [ + { + "bbox": [ + 106, + 436, + 285, + 448 + ], + "spans": [ + { + "bbox": [ + 106, + 436, + 285, + 448 + ], + "score": 1.0, + "content": "8.1 THE SHADOW HAND ENVIRONMENT", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 107, + 456, + 505, + 513 + ], + "lines": [ + { + "bbox": [ + 106, + 456, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 505, + 469 + ], + "score": 1.0, + "content": "We use the 24-joint Shadow Dexterous Hand2 with 20-DOF tendon position control and set up a real", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 468, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 106, + 468, + 505, + 480 + ], + "score": 1.0, + "content": "life analog of our simulated environment, as shown in Figure 8. Since varying the spatial extents of", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 479, + 506, + 492 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 506, + 492 + ], + "score": 1.0, + "content": "an object in real life would be very labor intensive we instead use a single object fixed to a turntable", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 491, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 106, + 491, + 505, + 502 + ], + "score": 1.0, + "content": "that can rotate to any one of 255 orientations, and our diagnostic task in this environment is to", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 501, + 287, + 515 + ], + "spans": [ + { + "bbox": [ + 105, + 501, + 287, + 515 + ], + "score": 1.0, + "content": "recover the orientation of the grasped object.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 23, + "bbox_fs": [ + 105, + 456, + 506, + 515 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 518, + 505, + 573 + ], + "lines": [ + { + "bbox": [ + 106, + 517, + 505, + 531 + ], + "spans": [ + { + "bbox": [ + 106, + 517, + 505, + 531 + ], + "score": 1.0, + "content": "We built a turntable mechanism for orienting the object beneath the hand, and design some random-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 528, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 505, + 542 + ], + "score": 1.0, + "content": "ized grasp trajectories for the hand to close around the block. The object is a soft foam wedge (the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 539, + 505, + 553 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 505, + 553 + ], + "score": 1.0, + "content": "shape is chosen to have an unambiguous orientation) and fixed to the turntable. At each episode we", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 551, + 505, + 564 + ], + "spans": [ + { + "bbox": [ + 105, + 551, + 505, + 564 + ], + "score": 1.0, + "content": "turn the table to a randomly chosen orientation and execute two grasp release cycles with the hand", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 561, + 133, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 133, + 574 + ], + "score": 1.0, + "content": "robot.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 28, + "bbox_fs": [ + 105, + 517, + 505, + 574 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 587, + 213, + 599 + ], + "lines": [ + { + "bbox": [ + 106, + 587, + 214, + 599 + ], + "spans": [ + { + "bbox": [ + 106, + 587, + 214, + 599 + ], + "score": 1.0, + "content": "8.2 DATA COLLECTION", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 108, + 608, + 505, + 663 + ], + "lines": [ + { + "bbox": [ + 105, + 608, + 505, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 608, + 505, + 621 + ], + "score": 1.0, + "content": "Over the course of two days we collected 1140 grasp trajectories in three sessions of 47, 393 and 700", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 619, + 506, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 619, + 506, + 633 + ], + "score": 1.0, + "content": "trajectories. We use the 47 trajectories from the initial session as test data, and use the remaining", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 630, + 505, + 643 + ], + "spans": [ + { + "bbox": [ + 106, + 630, + 505, + 643 + ], + "score": 1.0, + "content": "1093 trajectories for training. Each trajectory is 81 frames long and consists of two grasp-release", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 641, + 506, + 655 + ], + "spans": [ + { + "bbox": [ + 105, + 641, + 506, + 655 + ], + "score": 1.0, + "content": "cycles with the target object at a fixed orientation. 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Center: Results on predicting block orientation with sensor", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 300, + 506, + 312 + ], + "spans": [ + { + "bbox": [ + 106, + 300, + 506, + 312 + ], + "score": 1.0, + "content": "data recorded from the shadow hand. The upper plot shows the median error as a function of time", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 311, + 505, + 323 + ], + "spans": [ + { + "bbox": [ + 106, + 311, + 505, + 323 + ], + "score": 1.0, + "content": "and the bottom plot shows a bootstrap estimate of the probability that using the model features fails", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 322, + 505, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 322, + 438, + 334 + ], + "score": 1.0, + "content": "to improve on using sensor measurements directly. Error regions in both plots show", + "type": "text" + }, + { + "bbox": [ + 439, + 322, + 459, + 332 + ], + "score": 0.88, + "content": "9 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 459, + 322, + 505, + 334 + ], + "score": 1.0, + "content": "confidence", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 332, + 506, + 345 + ], + "spans": [ + { + "bbox": [ + 105, + 332, + 506, + 345 + ], + "score": 1.0, + "content": "intervals, estimated by bootstrap sampling. Right: Predicted angles on test trajectories at step 40", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 343, + 506, + 356 + ], + "spans": [ + { + "bbox": [ + 105, + 343, + 506, + 356 + ], + "score": 1.0, + "content": "using only sensor readings (top) and model features (bottom). Green lines show predicted angles for", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 354, + 506, + 367 + ], + "spans": [ + { + "bbox": [ + 105, + 354, + 506, + 367 + ], + "score": 1.0, + "content": "individual samples (rotated so ground truth is vertical). The solid and dashed red lines show 50 and", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 365, + 262, + 378 + ], + "spans": [ + { + "bbox": [ + 106, + 365, + 262, + 378 + ], + "score": 1.0, + "content": "75 percentile error cones, respectively.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 6.5 + } + ], + "index": 3.75 + }, + { + "type": "text", + "bbox": [ + 141, + 398, + 504, + 420 + ], + "lines": [ + { + "bbox": [ + 141, + 397, + 505, + 412 + ], + "spans": [ + { + "bbox": [ + 141, + 397, + 505, + 412 + ], + "score": 1.0, + "content": "arately actuated, and the measured angles may not match the intended actions due to force", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 142, + 409, + 312, + 421 + ], + "spans": [ + { + "bbox": [ + 142, + 409, + 312, + 421 + ], + "score": 1.0, + "content": "limits imposed by the low level controller.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 11.5 + }, + { + "type": "text", + "bbox": [ + 129, + 424, + 503, + 457 + ], + "lines": [ + { + "bbox": [ + 128, + 424, + 506, + 437 + ], + "spans": [ + { + "bbox": [ + 128, + 424, + 506, + 437 + ], + "score": 1.0, + "content": "3. 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We collected data from a real robotic platform and used the same modelling techniques to", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 189, + 275, + 202 + ], + "spans": [ + { + "bbox": [ + 105, + 189, + 275, + 202 + ], + "score": 1.0, + "content": "predict the orientation of a grasped block.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7 + }, + { + "type": "title", + "bbox": [ + 108, + 214, + 200, + 225 + ], + "lines": [ + { + "bbox": [ + 107, + 215, + 200, + 225 + ], + "spans": [ + { + "bbox": [ + 107, + 215, + 200, + 225 + ], + "score": 1.0, + "content": "ACKNOWLEDGMENTS", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 9 + }, + { + "type": "text", + "bbox": [ + 108, + 233, + 505, + 266 + ], + "lines": [ + { + "bbox": [ + 105, + 232, + 505, + 246 + ], + "spans": [ + { + "bbox": [ + 105, + 232, + 505, + 246 + ], + "score": 1.0, + "content": "BA is supported by the National Science Foundation Graduate Research Fellowship Program under", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 244, + 505, + 256 + ], + "spans": [ + { + "bbox": [ + 106, + 244, + 505, + 256 + ], + "score": 1.0, + "content": "Grant No. DGE1252522. We thank Dougal Sutherland and Matthew W. Hoffman for insightful", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 255, + 157, + 267 + ], + "spans": [ + { + "bbox": [ + 106, + 255, + 157, + 267 + ], + "score": 1.0, + "content": "discussions.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 11 + }, + { + "type": "title", + "bbox": [ + 107, + 283, + 175, + 295 + ], + "lines": [ + { + "bbox": [ + 106, + 283, + 176, + 296 + ], + "spans": [ + { + "bbox": [ + 106, + 283, + 176, + 296 + ], + "score": 1.0, + "content": "REFERENCES", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 105, + 295, + 506, + 733 + ], + "lines": [ + { + "bbox": [ + 106, + 302, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 106, + 302, + 505, + 312 + ], + "score": 1.0, + "content": "Achint Aggarwal, Peter Kampmann, Johannes Lemburg, and Frank Kirchner. 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We observe", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 643, + 505, + 657 + ], + "spans": [ + { + "bbox": [ + 106, + 643, + 505, + 657 + ], + "score": 1.0, + "content": "the position and velocity of each joint in the model (three joints in the wrist and four in each finger", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 655, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 505, + 668 + ], + "score": 1.0, + "content": "except the middle which has no abduction joint, for a total of 22 joints), as well as the position,", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 666, + 505, + 677 + ], + "spans": [ + { + "bbox": [ + 106, + 666, + 505, + 677 + ], + "score": 1.0, + "content": "velocity and force of each of the 13 actuators. 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sha256:4d98f8f341c8a5756fd49080f7ff031a3a050cea14ffbc0fdc347479797dd92a +size 4394 diff --git a/parse/train/wpSWuz_hyqA/wpSWuz_hyqA.md b/parse/train/wpSWuz_hyqA/wpSWuz_hyqA.md new file mode 100644 index 0000000000000000000000000000000000000000..eeee44c908e04fa2695243ba1b21c634a4933fe4 --- /dev/null +++ b/parse/train/wpSWuz_hyqA/wpSWuz_hyqA.md @@ -0,0 +1,279 @@ +# GROUNDED LANGUAGE LEARNING FAST AND SLOW + +Felix Hill, Olivier Tieleman, Tamara von Glehn, Nathaniel Wong, Hamza Merzic, +Stephen Clark +DeepMind +London, UK +{felixhill, tieleman, tamaravg, nathanielwong, hamzamerzic, +clarkstephen}@google.com + +# ABSTRACT + +Recent work has shown that large text-based neural language models acquire a surprising propensity for one-shot learning. Here, we show that an agent situated in a simulated 3D world, and endowed with a novel dual-coding external memory, can exhibit similar one-shot word learning when trained with conventional RL algorithms. After a single introduction to a novel object via visual perception and language (“This is a dax”), the agent can manipulate the object as instructed (“Put the dax on the bed”), combining short-term, within-episode knowledge of the nonsense word with long-term lexical and motor knowledge. We find that, under certain training conditions and with a particular memory writing mechanism, the agent’s one-shot word-object binding generalizes to novel exemplars within the same ShapeNet category, and is effective in settings with unfamiliar numbers of objects. We further show how dual-coding memory can be exploited as a signal for intrinsic motivation, stimulating the agent to seek names for objects that may be useful later. Together, the results demonstrate that deep neural networks can exploit meta-learning, episodic memory and an explicitly multi-modal environment to account for fast-mapping, a fundamental pillar of human cognitive development and a potentially transformative capacity for artificial agents. + +# 1 INTRODUCTION + +Language models that exhibit one- or few-shot learning are of growing interest in machine learning applications because they can adapt their knowledge to new information (Brown et al., 2020; Yin, 2020). One-shot language learning in the physical world is also of interest to developmental psychologists; fast-mapping, the ability to bind a new word to an unfamiliar object after a single exposure, is a much studied facet of child language learning (Carey & Bartlett, 1978). Our goal is to enable an embodied learning system to perform fast-mapping, and we take a step towards this goal by developing an embodied agent situated in a 3D game environment that can learn the names of entirely unfamiliar objects in a single exposure, and immediately apply this knowledge to carry out instructions based on those objects. The agent observes the world via active perception of raw pixels, and learns to respond to linguistic stimuli by executing sequences of motor actions. It is trained by a combination of conventional RL and predictive (semi-supervised) learning. + +We find that an agent architecture consisting of standard neural network components is sufficient to follow language instructions whose meaning is preserved across episodes. However, learning to fast-map novel names to novel objects in a single episode relies on semi-supervised prediction mechanisms and a novel form of external memory, inspired by the dual-coding theory of knowledge representation (Paivio, 1969). With these components, an agent can exhibit both slow word learning and fast-mapping. Moreover, the agent exhibits an emergent propensity to integrate both fast-mapped and slowly acquired word meanings in a single episode, successfully executing instructions such as “put the dax in the box” that depend on both slow-learned (“put”, “box”) and fast-mapped (“dax”) word meanings. + +Via controlled generalization experiments, we find that the agent is reasonably robust to a degree of variation in the number of objects involved in a given fast-mapping task at test time. The agent also exhibits above-chance success when presented with the name for a particular object in the ShapeNet taxonomy (Chang et al., 2015) and then instructed (using that name) to interact with a different exemplar from the same object class, and this propensity can be further enhanced by specific metatraining. We find that both the number of unique objects observed by the agent during training and the temporal aspect of its perceptual experience of those objects contribute critically to its ability to generalize, particularly its ability to execute fast-mapping with entirely novel objects. Finally, we show that a dual-coding memory schema can provide a more effective basis to derive a signal for intrinsic motivation than a more conventional (unimodal) memory. + +![](images/4ee4e3aa58759c6af9de0a33cbf59547d262197b5d9142a5e8f2f1f739527e49.jpg) +Figure 1: Top: The two phases of a fast-mapping episode. Bottom: Screenshots of the task from the agent’s perspective at important moments (including the contents of the language channel). + +# 2 AN ENVIRONMENT FOR FAST WORD LEARNING + +We conduct experiments in a 3D room built with the Unity game engine. In a typical episode, the room contains a pre-specified number $N$ of everyday 3D rendered objects from a global set $G$ . In all training and evaluation episodes, the initial positions of the objects and agent are randomized. The objects include everyday household items such as kitchenware (cup, glass), toys (teddy bear, football), homeware (cushion, vase), and so on. + +Episodes consist of two phases: a discovery phase, followed by an instruction phase (see Figure 1).1 In the discovery phase, the agent must explore the room and fixate on each of the objects in turn. When it fixates on an object, the environment returns a string with the name of the object (which is a nonsense word), for example “This is a dax” or “This is a blicket”. Once the environment has returned the name of each of the objects (or if a time limit of 30s is reached), the positions of all the objects and the agent are re-randomized and the instruction phase begins. The environment then emits an instruction, for example “Pick up a dax” or “Pick up a blicket”. To succeed, the agent must then lift up the specified object and hold it above $0 . 2 5 \mathrm { m }$ for 3 consecutive timesteps, at which point the episode ends, and a new episode begins with a discovery phase and a fresh sample of objects from the global set $G$ . If the agent first lifts up an incorrect object, the episode also ends (so it is not possible to pick up more than one object in the instruction phase). To provide a signal for the agent to learn from, it receives a scalar reward of 1.0 if it picks up the correct object in the instruction phase. In the default training setting, to encourage the necessary information-seeking behaviour, a smaller shaping reward of 0.1 is provided for visiting each of the objects in the discovery phase. + +Given this two-phase episode structure, two distinct learning challenges can be posed to the agent. In a slow-learning regime, the environment can assign the permanent name (e.g. “cup”, “chair”) to objects in the environment whenever they are sampled. By contrast, in the fast-mapping regime, which is the principal focus of this work, the environment assigns a unique nonsense word to each of the objects in the room at random on a per-episode basis. The only way to consistently solve the task is to record the connections between words and objects in the discovery phase, and apply this (episode-specific) knowledge in the instruction phase to determine which object to pick up. + +# 3 MEMORY ARCHITECTURES FOR AGENTS WITH VISION AND LANGUAGE + +The agents that we consider build on a standard architecture for reinforcement learning in multimodal (vision $^ +$ language) environments (see e.g. (Chaplot et al., 2018; Hermann et al., 2017; Hill et al., 2020)). The visual input (raw pixels) is processed at every timestep by a convolutional network with residual connections (a ResNet). The language input is passed through an embedding lookup layer plus self-attention layer for processing. Finally, a core memory integrates the information from the two input sources over time. A fully-connected plus softmax layer maps the state of this core memory to a distribution over 46 actions, which are discretizations of a 9-DoF continuous agent avatar. A separate layer predicts a value function for computing a baseline for optimization according to the IMPALA algorithm (Espeholt et al., 2018). + +We replicated previous studies by verifying that a baseline architecture with LSTM core memory (Hochreiter & Schmidhuber, 1997) could learn to follow language instructions when trained in the slow-learning regime. However, the failure of this architecture to reliably learn to perform abovechance in the fast-learning regime motivated investigation of architectures involving explicit external memory modules. Given the two observation channels from language and vision, there are various ways in which observations can be represented and retrieved in external memory. + +Differentiable Neural Computer (DNC) In the DNC (Wayne et al., 2018), at each timestep $t$ a latent vector $\mathbf { e } _ { t } = w ( \mathbf { h } _ { t - 1 } , \mathbf { r } _ { t - 1 } , \mathbf { x } _ { t } )$ , computed from the previous hidden state $\mathbf { h } _ { t - 1 }$ of the agent’s core memory LSTM, the previous memory read-out $\mathbf { r } _ { t - 1 }$ , and the current inputs $\mathbf { x } _ { t }$ , is written to a slot-based external memory. In our setting, the input $\mathbf { x } _ { t }$ is a simple concatenation $[ \mathbf { v } _ { t } , \mathbf { l } _ { t } ]$ of the output of the vision network and the embedding returned by the language network. Before writing to memory, the latent vector $\mathbf { e } _ { t }$ is also passed to the core memory LSTM to produce the current state $\mathbf { h } _ { t }$ . The agent reads from memory by producing a query vector $q ( \mathbf { h } _ { t } )$ and read strength $\beta ( \mathbf { h } _ { t } )$ , and computing the cosine similarity between the query and all embeddings currently stored in memory $\mathbf { e } _ { i }$ $( i ~ < ~ t )$ . The external memory returns only the $k$ most similar entries in the memory (where $k$ is a hyperparameter), and corresponding scalar similarities. The returned embeddings are then aggregated into a single vector $\hat { \mathbf { r } } _ { t }$ by normalizing the similarities and taking a weighted average of the embeddings. This reading procedure is performed simultaneously by $n$ independent read heads, and the results $[ \hat { \mathbf { r } } _ { t } ^ { 1 } , \ldots , \hat { \mathbf { r } } _ { t } ^ { n } ]$ are concatenated to form the current memory read-out $\mathbf { r } _ { t }$ . The vectors $\mathbf { e } _ { t }$ and $\mathbf { h } _ { t }$ are output to the policy and value networks. + +Dual-coding Episodic Memory (DCEM) We propose an alternative external key-value memory architecture inspired by the Dual-Coding theory of human memory (Paivio, 1969). The key idea is to allow different modalities (language and vision) to determine either the keys (and queries) or the values. In the present work, because of the structure of the tasks we consider, we align the keys and queries with language and the values with vision. However, for different problems (such as those requiring language production) the converse alignment could be made, or a single memory system could implement both alignments. + +In our implementation, at each timestep the agent writes the current linguistic observation embeddings ${ \bf l } _ { t }$ to the keys of the memory and the current visual embedding $\mathbf { v } _ { t }$ to its values. To read from the memory, a query $q ( \mathbf { v } _ { t } , \mathbf { l } _ { t } , \mathbf { h } _ { t - 1 } )$ is computed and compared to the keys by cosine similarity. The $k$ values whose keys are most similar to the query, $[ \mathbf m ^ { j } ] _ { j \leq k }$ , are returned together with similarities $[ s ^ { j } ] _ { j \leq k }$ . To aggregate the returned memories into a single vector $\mathbf { r } _ { t }$ , the similarities are first normalized into a distribution $\{ \hat { s } ^ { j } \}$ and then applied to weight the memories $\hat { \mathbf { m } } ^ { j } = \hat { s } ^ { j } \mathbf { m } ^ { j }$ . These $k$ weighted memories are then passed through a self-attention layer and summed elementwise to produce $\mathbf { r } _ { t }$ . As before this is repeated for $n$ read heads, and the results concatenated to form the current memory read-out $\mathbf { r } _ { t }$ . $\mathbf { r } _ { t }$ is then concatenated with $\mathbf { h } _ { t - 1 }$ and new inputs $\mathbf { x } _ { t }$ to compute a latent vector $\mathbf { e } _ { t } = w ( \mathbf { h } _ { t - 1 } , \mathbf { r } _ { t } , \mathbf { x } _ { t } )$ , which is passed to the core memory LSTM to produce the subsequent state $\mathbf { h } _ { t }$ , and finally $\mathbf { e } _ { t }$ and $\mathbf { h } _ { t }$ are output to the policy and value networks. + +![](images/4f816676ebf76b328c037e91136cf88dac00ae766dbfc34c28f777d152f4154c.jpg) + +Table 1: Left: Performance when training on a three-object fast-mapping task with $| G | = 3 0$ . mem: size of memory buffer/window $R$ : with reconstruction loss. Right: Learning curves, each showing mean $\pm \ : \mathrm { S . D }$ . over 5 random seeds. + +
Mean (S.D) accuracy Architecture le9 training steps
LSTM 0.33 (0.05)
LSTM+R 0.61 (0.27)
DNC mem=1024 0.34 (0.01)
DNC mem=1024+R 0.64 (0.27)
TransformerXL mem=1024 0.32 (0.02)
TransformerXL mem=1024+R 0.98 (0.01)
DCEM mem=1024 0.33 (0.02)
DCEM mem=1024+R 0.98 (0.01)
TransformerXL mem=100+R 0.73 (0.35)
DCEM mem=100 +R 0.98 (0.01)
Random object selection 0.33
+ +Gated Transformer $\mathbf { \Pi } ( \mathbf { X L } )$ We also consider an architecture where the agent’s core memory is a Transformer (Vaswani et al., 2017), including the gating mechanism from Parisotto et al. (2019). The only difference from Parisotto et al. (2019) is that we consider a multi-modal environment, where the observations $\mathbf { x } _ { t }$ passed to the core memory are the concatenation of visual and language embeddings. We use a 4-layer Transformer with a principal embedding size of 256 (8 parallel heads with query, key and value size of 32 per layer). These parameters are chosen to give a comparable number of total learnable parameters to the DCEM architecture. + +Policy learning The agent’s policy is trained by minimizing the standard V-trace off-policy actorcritic loss (Espeholt et al., 2018). Gradients flow through the policy layer and the core LSTM to the memory’s query network and the embedding ResNet and self-attention language encoder. We also use a policy entropy loss as in (Mnih et al., 2016; Espeholt et al., 2018) to encourage random-action exploration. For more details and hyperparameters see Appendix A.4. + +Observation reconstruction In order to provide a stronger representation-shaping signal, we make use of a reconstruction loss in addition to the standard V-trace setup. The latent vector $\mathbf { e } _ { t }$ is passed to a ResNet $g$ that is the transpose of the image encoder, and outputs a reconstruction of the image input $\mathbf { d } _ { t } ^ { \mathrm { i m } } = g ( \mathbf { e } _ { t } )$ . The image reconstruction loss is the cross entropy between the input and reconstructed images: $l _ { t } ^ { \mathrm { i m } } = - \mathbf { x } _ { t } ^ { \mathrm { i m } } \log \mathbf { d } _ { t } ^ { \mathrm { i m } } - ( 1 - \mathbf { x } _ { t } ^ { \mathrm { i m } } ) \log ( 1 - \mathbf { d } _ { t } ^ { \mathrm { i m } } )$ . The language decoder is a simple LSTM, which also takes the latent vector $\mathbf { e } _ { t }$ as input and produces a sequence of output vectors that are projected and softmaxed into classifications over the vocabulary ${ \bf d } _ { t } ^ { \mathrm { l a n g } }$ . The loss is the cross entropy between the classification produced and the one-hot vocabulary indices of the input words: $l _ { t } ^ { \mathrm { l a n g } } = - \mathbf { x } _ { t } ^ { \mathrm { l a n g } } \log \mathbf { d } _ { t } ^ { \mathrm { l a n g } } - ( 1 - \mathbf { x } _ { t } ^ { \mathrm { l a n g } } ) \log ( 1 - \mathbf { d } _ { t } ^ { \mathrm { l a n g } } )$ . For more details regarding the flow of information and gradients see Appendix A.4. + +# 4 EXPERIMENTS + +We compared the different memory architectures with and without semi-supervised reconstruction loss on a version of the fast-mapping task involving three objects $N = 3$ ) sampled from a global set of 30 $| G | = 3 0 ,$ ). As shown in Table 1, only the DCEM and Transformer architectures reliably solve the task after $1 \times 1 0 ^ { 9 }$ timesteps of training. + +DCEM vs. TransformerXL Importantly, the Transformer and DCEM are the two architectures that can exploit the principle of dual-coding. Since the inputs to the Transformer are the concatenation of visual and language codes, this model can recover the dual-coding aspect of the DCEM by learning self-attention weights $\mathbf { W } _ { k }$ and $\mathbf { W } _ { q }$ that project the language code to keys and queries, and weights $\mathbf { W } _ { v }$ to project the visual code to values. Learning in the DCEM was marginally more sample-efficient, but this is perhaps expected given it was designed with fast-mapping tasks in mind. In light of this, is it really worth pursing memory systems with explicit episodic memories? + +![](images/eb6284c7f9f9e22a4e65e427e7dfe197dd4a46a81c3042ae834b130764324011.jpg) +Figure 2: Accuracy of agents trained on probe trials involving a different number of total objects for agents meta-trained with different numbers of total objects. + +To show one clear justification for external memory architectures, we conducted an additional comparison in which the memory windows of both the DCEM and the Transformer agents were limited to 100 timesteps (from 1024 in the original experiment), approximately the length of an episode if an agent is well-trained to the optimal policy. With a memory span of 100, the Transformer is forced to use the XL window-recurrence mechanism to pass information across context windows (Dai et al., 2019), while any capacity to retain episodic information beyond 100 timesteps in the DCEM must be managed by by the LSTM controller. In this setting we observed that the DCEM was substantially more effective (Table 1, left, bottom). While this imposed memory constraint may seem arbitrary, in real-world tasks working memory will always be at a premium. These results suggest that DCEM is more ‘working-memory-efficient’ than the Transformer agent. Indeed, by employing a simple heuristic by which the agent only writes to its external memory when the language observation changes from one timestep to the next, the DCEM agent with only 20 memory slots could solve the task with similar efficiency to a Transformer agent with a 1024-slot memory. See Appendix A.1 for these results and details of the selective writing heuristic. + +# 4.1 GENERALIZATION + +To explore the generalization capabilities of our agents, we subjected trained agents to various behavioural probes, and measured performance across thousands of episodes without updating their weights. Unless stated otherwise, all experiments in this section involve the DCEM $^ +$ Recons agent. + +Number of objects We first probed the robustness of the agent to fast-mapping episodes with different numbers of objects. In all conditions, the same objects appear in both the discovery and instruction phases of the episode, and the objects are sampled from the same global set $G$ $| G | = 3 0 ,$ ). As shown in Figures 2(b) and (c) (red curves), with the (default) meta-training setting involving three objects in each episode, performance on episodes involving five objects is approximately $70 \%$ , and with eight objects around $50 \%$ . This sub-optimal performance suggests that, with this metatraining regime, the agent does tend to overfit, to some degree, to the “three-ness” of its experience. Figure 2(b) shows, however, that the overfitting of the agent can be alleviated by increasing the number of objects during meta-training. Finally, Figure 2(a) confirms, perhaps unsurprisingly, that the agent has no problem generalizing to episodes with fewer objects than it was trained on. + +Novel objects To probe the ability of the agents to quickly learn about any arbitrary new object, we instrumented trials with objects sampled from a global test set of novel objects $H : H \cap G =$ $\emptyset , | H | = 1 0$ . As shown in Figure 3, we found that an agent meta-trained on 20 objects (i.e. $| G | = 2 0 ,$ ) was almost perfectly robust to novel objects. As may be expected, this robustness degraded to some degree with decreasing $| G |$ , which is symptomatic of the agent specializing (and overfitting) to the particular features and distinctions of the objects in its environment. However, we only observed a substantial reduction in robustness to new objects when $| G |$ was reduced as low as three – i.e. a metatraining experience in which all episodes contain the same three objects (the first three elements of $G$ alphabetically, i.e. a boat, a book and a bottle). + +![](images/b57073217ff33f52ce3d9c7a2e087f307b3548971a7bc5fc3bfed0036270f674.jpg) +Figure 3: Accuracy during training and evaluation trials involving unfamiliar objects, for different sizes of global training set $G$ . Curves show mean $\pm \ : \mathrm { S . E }$ . over 3 agent seeds in each condition. + +![](images/c787f301fba44450b8e54f48ebf1349b58d610469fc4b47f39236ee9d9e53cdd.jpg) +Figure 4: Accuracy of agents in fast-mapping trials requiring the extension of ShapeNet categories from a single exemplar. Curves show the mean $\pm \ : \mathrm { S . E }$ . over three agent seeds in each condition. + +Fast category extension Children aged between three and four can acquire in one shot not only bindings between new words and specific unfamiliar objects, but also bindings between new words and categories (Behrend et al., 2001; Waxman & Booth, 2000; Vlach & Sandhofer, 2012). We conducted an analogous experiment by exploiting the category structure in ShapeNet (Chang et al., 2015). In a test trial, in the discovery phase the agent is presented with exemplars from three novel (held-out) ShapeNet categories (together with nonsense names). In the instruction phase, the agent must then pick up a different and unseen exemplar from one of these three new categories as instructed. As shown in Figure 4, when trained as described previously, the agent achieves around $5 5 \%$ accuracy on test trials, which is above chance $( 3 3 \% )$ but still a substantial error rate. However, this performance can be improved by requiring the agent to extend the training object categories as it learns. In this regime, three ShapeNet exemplars from distinct classes are encountered by the agent in the discovery phase of training episodes, and the instruction phase involves different exemplars from the same three classes. When trained in this way (which share similarities with matching networks (Vinyals et al., 2016)), performance on extending novel categories increases to $8 8 \%$ . + +Role of temporal aspect Through ablations we found that both novel objects generalization and category extension relied on the agent reading multiple values from memory for each query. See A.2 for a discussion of these results, which suggest that the temporal aspect of the agent’s experience (and learning from multiple views of the same object) is an important driver of generalization. + +# 4.2 INTRINSIC MOTIVATION + +The default version of the fast-mapping task includes a shaping reward to encourage the agent to visit all objects in the room. Without this reward, the credit assignment problem of a fast-mapping episode is too challenging. However, we found that the DCEM agent was able to solve the task without shaping rewards by employing a memory-based algorithm for intrinsic motivation (NGU; Badia et al. (2020)). NGU computes a ‘surprise’ score for observations by computing its distance to other observations in the episodic memory, as described in Appendix A.4.3. The surprise score is applied as a reward signal $r ^ { \mathrm { { N G U } } }$ which is added to the environment reward to encourage the agent to seek new experiences. We compared the effect of doing this in the DNC and the DCEM agents. For DCEM, the NGU computation can be applied to the memory’s keys (language) column, its values (vision) column, or both. In the former case, the agent seeks novelty in the language space rNGUlang , and in the latter, in the visual space. The final reward is r = rext + λlangrNGUlang . As shown in Figure 5, we found that the DCEM agent (with $\lambda _ { \mathrm { l a n g } } = 1 0 ^ { - 3 }$ and $\lambda _ { \mathrm { i m } } = 3 \times 1 0 ^ { - 5 } .$ ) was able to solve the fast-mapping tasks without any shaping reward. This was not the case for the DNC agent, presumably because the required signal for ‘language-novelty’ is not approximated as well by the surprise score of the merged visual-language codes in the episodic memory. + +![](images/0af91cb678592b399ab13520c74e252985017599bded233cfca9698f6d54436c.jpg) +Figure 5: Accuracy of agents trained without shaping reward on the 3-object fast-mapping task with $| G | = 3 0$ . Curves show mean $\pm \ : \mathrm { S . E }$ . across three seeds in each condition. + +# 4.3 INTEGRATING FAST AND SLOW LEARNING + +To test whether our agents can integrate new information with existing lexical (and perceptual and motor) knowledge, we combined a fast-mapping task with a more conventional instruction-following task. In the discovery phase, the agent must explore to find the names of three unfamiliar objects, but in this case the room also contains a large box and a large bed, both of which are immovable. The positions of all objects and the agent are then re-randomized as before. In the instruction phase, the agent is then instructed to put one of the three movable objects (chosen at random) on either the bed or in the box (again chosen at random). As shown in Figure 6, if the training regime consisted of conventional lifting and putting tasks, together with a fast-mapping lifting task and a fast-mapping putting task, the agent learned to execute the evaluation trials with near-perfect accuracy. Notably, we also found that substantially-above-chance performance could be achieved on the evaluation trials without needing to train the agent on the evaluation task in any form. If we trained the agent on conventional lifting and putting tasks, and a fast-mapping task involving lifting only, the agent could recombine the knowledge acquired during this training to resolve the evaluation trials as a novel (zero-shot) task with less-than-perfect but substantially-above-chance accuracy. + +# 4.4 RESULTS WITH ANOTHER ENVIRONMENT + +To verify that the observed effects hold beyond our specific Unity environment, we added a new task to the DeepMind Lab suite (Beattie et al., 2016). Results for this task are given in Appendix A.3. + +# 5 RELATED WORK + +Meta-learning, of the sort observed in our agent, has been applied to train matching networks: image classifiers that can assign the correct label to a novel image, given a small support set of (image, label) pairs that includes the correct target label (Vinyals et al., 2016). Our work is also inspired by + +![](images/9ae82fe68eadfe13d4ffef90afbc33a91247c3e8e2c4c79916579b145a9472ea.jpg) +Figure 6: Right: The accuracy of the agent (accuracy $\pm S . E .$ .) on evaluation trials when exposed to different training regimes. Left: Schematic of the most impoverished training regime. + +Snell et al. (2017), who propose a more efficient way to integrate a small support set of experience into a coherent space of image ‘concepts’ for improved fast learning, and Santoro et al. (2016), who show that the successful meta-training of image classifiers can benefit substantially from external memory architectures such as Memory Networks (Weston et al., 2014) or DNC (Graves et al., 2016). + +In NLP, meta-learning has been used to train few-shot classifiers for various tasks (see Yin (2020) for a recent survey). Meta-learning has also previously been observed in reinforcement learning agents trained with conventional policy-gradient algorithms (Duan et al., 2016; Wang et al., 2019). In Model-Agnostic Meta Learning (Finn et al., 2017), models are (meta) trained to be easily tunable (by any gradient algorithm) given a small number of novel data points. When combined with policygradient algorithms, this technique yields fast learning on both 2D navigation and 3D locomotion tasks. In cognitive tasks where fast learning is not explicitly required, external memories have proven to help goal-directed agents (Fortunato et al., 2019), and can be particularly powerful when combined with an observation reconstruction loss (Wayne et al., 2018). + +Recent work at the intersection of psychology and machine learning is also relevant in that it shows how the noisy, first-person perspective of a child can support the acquisition of robust visual categories in artificial neural networks (Bambach et al., 2018). When deep networks are trained on data recorded from children’s head cameras, unsupervised or semi-supervised learning objectives can substantially improve the quality of the resulting representations (Orhan et al., 2020). + +# 6 CONCLUSION + +Our experiments have highlighted various benefits of having an explicitly multi-modal episodic memory system. First, mechanisms that allow the agent to query its memory in a modality-specific way (either within or across modalities) can better allow them to rapidly infer and exploit connections between perceptual experience and words, and therefore to realize fast-mapping, a notable aspect of human learning. Second, external (read-write) memories can achieve better performance for the same number of memory ‘slots’ than Transformer-based memories. This greater ‘memoryefficiency’ may be increasingly important as agents are applied to real-world tasks with very long episodic horizons. Third, in cases where it is useful to estimate the degree of novelty or “surprise” in the current state of the environment (for instance to derive a signal for intrinsic motivation), a more informative signal may be obtained by separately estimating novelty based on each modality and aggregating the result. Finally, an episodic memory system may ultimately be essential for fast knowledge consolidation. The potential for memory buffers and offline learning processes such as experience replay to support knowledge consolidation is not a new idea (McClelland et al., 1995; Mnih et al., 2016; Lillicrap et al., 2016; McClelland et al., 2020). For language learning agents, the need to both rapidly acquire and retain multi-modal knowledge may further motivate explicit external memories. Retaining in memory visual experiences together with aligned (and hopefully pertinent) language (i.e. a dual-coding schema) may facilitate something akin to offline ‘supervised’ language learning. 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Garnett (eds.), Advances in Neural Information Processing Systems 29, pp. 3630–3638. Curran Associates, Inc., 2016. URL http://papers.nips.cc/paper/ 6385-matching-networks-for-one-shot-learning.pdf. + +Haley Vlach and Catherine M Sandhofer. Fast mapping across time: Memory processes support children’s retention of learned words. Frontiers in psychology, 3:46, 2012. + +Xin Wang, Qiuyuan Huang, Asli Celikyilmaz, Jianfeng Gao, Dinghan Shen, Yuan-Fang Wang, William Yang Wang, and Lei Zhang. Reinforced cross-modal matching and self-supervised imitation learning for vision-language navigation. In Proceedings of the IEEE Conference on Computer Vision and Pattern Recognition, pp. 6629–6638, 2019. + +Sandra R Waxman and Amy E Booth. Principles that are invoked in the acquisition of words, but not facts. Cognition, 77(2):B33–B43, 2000. + +Greg Wayne, Chia-Chun Hung, David Amos, Mehdi Mirza, Arun Ahuja, Agnieszka GrabskaBarwinska, Jack Rae, Piotr Mirowski, Joel Z Leibo, Adam Santoro, et al. Unsupervised predictive memory in a goal-directed agent. arXiv preprint arXiv:1803.10760, 2018. + +Jason Weston, Sumit Chopra, and Antoine Bordes. Memory networks. arXiv preprint arXiv:1410.3916, 2014. + +# A APPENDICES + +# A.1 COMPARING TRANSFORMERXL TO DCEM WHEN MEMORY IS LIMITED + +Both the TransformerXL and DCEM/DNC agents have a hyperparameter that determines the effective size of their explicit working memory. In a vanilla Transformer it determines the size of the window of timesteps that the network can be applied to for each forward (and backward) pass. To give models some chance of passing information beyond this hard constraint, TransformerXL architecture conditions each forward pass also on representations computed in the previous window, which establishes a form of recurrence over time from window to window. In our original experiments, this mechanism was not tested, because we set the window size to 1024 timesteps, which is longer than most episodes of the fast-mapping task, which are typically 80-120 timesteps for a well-trained agent. + +To examine the performance of the TransformerXL in cases where it is required to pass information across context windows, we reduced the size of the window. For a fair comparison, we similarly reduced the equivalent parameter (the capacity in rows in the FIFO external memory) for the DCEM agent. As shown in Figure 7, for cases where the memory window size (or buffer) is reduced to (100) or below (50, 20) the normal episode length, the DCEM performs better than the TransformerXL agent. This suggests that the TransformerXL has difficulty making the necessary (visual and linguistic) information available to policy head when that information must be passed between context windows. Surprisingly, the DCEM was able to learn the tasks efficiently with a memory size of 50, which suggests that it must exploit its LSTM controller to retain sufficient information when its external memory begins to overflow. Both architectures fail when the memory size is reduced to 20, but in that case a DCEM agent can in fact learn the optimal policy if a simple heuristic for selective writing, described below, is employed. This highlights an advantage of explicitly read-write external memories; information can be managed via the reading or the writing process. It is not immediately obvious how the same strategy could be applied with a window-based memory architectecture like TransformerXL. + +![](images/d4f39a93bd14a257250d699619b0107a4fd0fdb97da242bd68867cf0cb7788e1.jpg) +Figure 7: Training success comparison between DCEM, DCEM with selective writing and TransformerXL for different sizes of memory-buffer (DCEM) or window (TransformerXL). + +# A.1.1 SELECTIVE WRITING HEURISTIC + +One advantage of explicit external (read-write) memories is that the flow of information to the agent’s policy can be influenced by the writing process as well as the reading function. To verify this fact, we implemented a simple non-parametric heuristic writing condition in the DCEM architecture, whereby observations are written to the external memory when there is a change to the observation in the language channel. This heuristic aligns with the principle of dual-coding exploited elsewhere in the paper: while visual observations change continuously every timestep, changes to observed language are rare events that might signal some important change in the environment. + +More formally, our heuristic relies on a window size parameter $w$ that we set to 3 in all cases. For observation $\dot { x _ { t } } = \{ v _ { t } , l _ { t } \}$ , a language change indicator $I _ { t } \in \mathbb { N }$ is set as $I _ { 0 } = 0$ + +![](images/2a87c1d96a40eb759977b49f2f21ed9b9378408a25a093285030ac013df414ee.jpg) +Figure 8: Training and test accuracy on two types of generalization tasks for agents that read different numbers of frames from their memory per query. + +$$ +I _ { t } = \left\{ { \begin{array} { l l } { t , } & { { \mathrm { i f ~ } } l _ { t } = l _ { t - 1 } } \\ { I _ { t - 1 } , } & { { \mathrm { o t h e r w i s e . } } } \end{array} } \right. +$$ + +Then, the content $\mathbf { c } _ { t }$ written to memory at $t$ is + +$$ +\mathbf { c } _ { t } = { \left\{ \begin{array} { l l } { \left\{ \mathbf { v } _ { t } , \mathbf { l } _ { t } \right\} , } & { { \mathrm { i f ~ } } t - I _ { t } < w } \\ { \varnothing , } & { { \mathrm { o t h e r w i s e } } , } \end{array} \right. } +$$ + +where, as before, $\mathbf { v } _ { t } , \mathbf { l } _ { t }$ are the agent embeddings of the visual and linguistic observations. Thus, memories are written for $w$ timesteps proceeding a change in the language observation. + +# A.2 ROLE OF TEMPORAL ASPECT IN GENERALIZATION + +In seeking to understand the mechanisms that support the generalization effects reported in the main paper, we found that the parameter $k$ was an important factor, where the top- $k$ memories are returned to the agent policy head per memory read. As the agent explores during the discovery phase of episodes, it writes multiple perspectives of the same object to memory. As shown in Figure 8, both its robustness to entirely novel objects (left) and its ability to extend categories from novel exemplars (right), as well as its ability to solve the training task, are enhanced when $k > 1$ ; i.e. when it determines which object to visit in the instruction phase based on memories written from more than one view of each object. + +# A.3 VERIFICATION IN DEEPMIND LAB + +At a high level, the design of an episode is very similar to the default fast-mapping task in the Unity environment. The agent must move down a corridor, bumping into (and collecting) three distinct objects. When an agent collects an object it is immediately presented with the (episode-specific) name for that object. After passing three objects, the corridor opens into a room containing two of the three objects found in the corridor. Upon entering the room, the agent is presented with the name corresponding to one of the two objects, and must bump into that object in order to receive a reward of 1. As before, a shaping reward of 0.1 is given as the agent collects each object in the corridor. Compared with the Unity environment, the DeepMind Lab action space is smaller (8 vs. 46 actions), the objects are larger, and the agent has no substantive way to interact with the objects (they disappear the moment the agent collides with them). Note also that the agent must choose between 2 (rather than 3) objects in the instruction phase, so an agent selecting objects at random would achieve $50 \%$ accuracy. + +To provide some sense of the robustness and generality of the effects observed thus far, we applied the various agent architectures directly to this environment with no environment-specific tuning. As shown in Table 2, without any further tuning of the agent, we observe a similar pattern of results + +
ArchitectureTrain. accuracyTest (novel objects)
LSTM+R0.50 (0.02)0.40 (0.06)
DNC+R0.48 (0.04)0.30 (0.15)
TransformerXL mem=100 +R0.70 (0.28)0.55 (0.29)
DCEM mem=100 +R0.80 (0.26)0.65 (0.32)
Random object selection0.50.5
+ +![](images/3dabc33fe7af7e71b6d6cad7de051ef5a96683c183459da92f5f0168844f1ff0.jpg) + +Table 2: Left: Architectures compared on DeepMind Lab after 5e8 timesteps of training. Data show mean accuracy (S.D) across 5 seeds in each condition. mem: the agent’s memory buffer size. $R$ : with reconstruction loss. Right: Schematic of episode structure in the DeepMind Lab fast-binding tasks. + +in DeepMind Lab as in the Unity room. As in that case, the Transformer and DCEM architectures performed best, with three and two seeds out of five (respectively) mastering the training task. As in the Unity environment, we also observed above-chance ability to apply fast-mapping knowledge zero-shot to unseen objects at test time. + +# A.4 AGENT ARCHITECTURE DETAILS + +![](images/9ba29684988857ffcc3b9a0b622490c61b2197345c7b93168681dafd05ce7034.jpg) +A.4.1 ARCHITECTURE DIAGRAMS +Figure 9: Agent architecture. See figure 10 for details of the dual coding episodic memory component. Dashed lines correspond to connections across timesteps. + +![](images/7d7ff8dde796bb619cdf61b2322b23ad7a62979550e75dd6bbcd14abde979d31.jpg) +Figure 10: DCEM architecture. This corresponds to the ‘memory’ component in the agent architecture, Figure 9. NB: the similarity computation and selection of nearest neighbours is replicated for each read head, but not depicted here to avoid clutter. Dashed lines correspond to connections across timesteps. + +# A.4.2 HYPERPARAMETERS + +Table 3: Agent hyperparameters (independent of specific architecture). The return cost (not discussed in the main text) is used to weight the baseline estimate term in the $\mathrm { V } .$ -trace loss. + +
image width96
image height72
ResNetkernel size3×3
convolutional layers per ResNet block2
ResNet blocks2,2,2
ResNet strides between blocks2,2,2
ResNetnumberofchannels16,32,32
post-ResNet layer output size (visual embedding)256
language encoder embedding size32
language encoder self-attention key / query size16
language encoder self-attention value size16
language encoder output size (instruction embedding)32
language decoderhidden size32
numberof memoryread heads3
memory aggregation self-attention key / query size256
memory aggregation self-attention value size256
latent representation size256
core LSTM hidden size512
policy latent size256
value latent size256
policy cost0.1
entropy cost10-4
reconstruction cost1.0
return cost0.5
discount factor0.95
unroll length128
batch size64
Adam learning rate10-4
Adam β10
Adam β20.95
Adam e5×10-8
+ +# A.4.3 INTRINSIC MOTIVATION ALGORITHM + +The intrinsic reward is based on the similarity (Euclidean distance) between the new embedding e and the nearest neighbors already present in memory $\{ \mathbf { e } _ { i } \}$ . The average distance $\bar { \rho }$ used below is a lifetime average of all $\rho _ { i }$ that is updated with every computation. + +$$ +\begin{array} { l } { \displaystyle { \rho _ { i } = \frac { | \mathbf { e } - \mathbf { e } _ { i } | ^ { 2 } } { \bar { \rho } + c } } } \\ { \displaystyle { k _ { i } = \frac { \epsilon } { \operatorname* { m a x } ( \rho _ { i } - \rho _ { \mathrm { m i n } } , 0 ) + \epsilon } } } \\ { \displaystyle { s = \left( \sum _ { i } k _ { i } \right) ^ { 1 / 2 } + c } } \\ { \displaystyle { r _ { \mathrm { N G U } } = \left\{ 1 / s \ N \left. \begin{array} { l l } { 1 / s < s _ { \mathrm { m a x } } } \\ { 0 } & { \mathrm { o t h e r w i s e } } \end{array} \right. \right. } } \end{array} +$$ + +The computation introduces the constants $c$ , , $\rho _ { \mathrm { m i n } }$ , and $s _ { \mathrm { m a x } }$ , and the number of neighbours $| \{ { \bf e } _ { i } \} |$ used for the similarity estimate. Table 4 lists the values we used. + +Table 4: Hyperparameters for NGU. + +
number of nearest neighboursHei10
smoothing constant for inverse distance / surpriseC10-3
similarity kernel smoothing constantE10-4
cluster distance cut-offpmin8×10-3
maximal similaritycut-offSmax2.0
+ +# A.5 ENVIRONMENT DETAILS + +# A.5.1 UNITY ACTION SPACE + +The following discrete actions (and strengths) are available to the agent in all experiments except for those in DeepMind Lab. The scalar strengths are translated into force and torque (for rotations) by the environment engine. + +
Movement without gripFine grained movements without gripMovement with grip
NOOP,MOVE_RIGHT(0.05),GRAB,
MOVE_FORWARD(1),MOVE_RIGHT(-0.05),GRAB+MOVE_FORWARD(1),
MOVE_FORWARD(-1),LOOK_DOWN(0.03),GRAB +MOVE_FORWARD(-1),
MOVE_RIGHT(1),LOOK_DOWN(-0.03),GRAB + MOVE_RIGHT(1),
MOVE_RIGHT(-1),LOOK_RIGHT(0.2),GRAB + MOVE_RIGHT(-1),
LOOK_RIGHT(1),LOOK_RIGHT(-0.2),GRAB + LOOK_RIGHT(1),
LOOK_RIGHT(-1),LOOK_RIGHT(0.05),GRAB + LOOK_RIGHT(-1),
LOOK_DOWN(1),LOOK_RIGHT(-0.05),GRAB + LOOK_DOWN(1),
LOOK_DOWN(-1),GRAB + LOOK_DOWN(-1),
+ +
Fine grained movments with gripObject manipulationFine grained object manipulation
GRAB + MOVE_RIGHT(0.05),GRAB + SPIN_RIGHT(1),GRAB + PULL(0.5),
GRAB + MOVE_RIGHT(-0.05),GRAB + SPIN_RIGHT(-1),GRAB + PULL(-0.5),
GRAB +LOOK_DOWN(0.03),GRAB + SPIN_UP(1),PULL(0.5),
GRAB + LOOK_DOWN(-0.03),GRAB + SPIN_UP(-1),PULL(-0.5),
GRAB + LOOK_RIGHT(0.2),GRAB + SPIN_FORWARD(1),
GRAB + LOOK_RIGHT(-0.2),GRAB + SPIN_FORWARD(-1),
GRAB + LOOK_RIGHT(0.05),GRAB + PULL(1),
GRAB +LOOK_RIGHT(-0.05),GRAB + PULL(-1),
+ +# A.5.2 SHAPENET + +ShapeNet contains 3D models of objects with a wide range of complexity and quality. To guarantee that the models are recognizable and of a high quality, we manually filtered the ShapeNet Sem dataset, selecting a subset of everyday semantic classes, ensuring that the selected models had a reasonable number of vertices, and reasonable size and weight dimensions. The selected classes (number of models in each class) were as follows, with a total of 1,437 models across 31 different classes: + +armoire (31), bag (11), bed (65), book (47), bookcase (13), bottle (26), box (37), bunk bed (9), chair (150), chest of drawers (133), coffee table (43), computer (6), floor lamp (68), glass (11), hammer (15), keyboard (5), lamp (100), loudspeaker (37), microwave (16), monitor (58), mug (12), piano (11), plant (31), printer (22), rug (36), soda can (20), sofa (145), stool (25), table (181), vase (66), wine bottle (7). \ No newline at end of file diff --git a/parse/train/wpSWuz_hyqA/wpSWuz_hyqA_content_list.json b/parse/train/wpSWuz_hyqA/wpSWuz_hyqA_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..ade3d287ca69df04ca5293e138b1921a7e3e5c71 --- /dev/null +++ b/parse/train/wpSWuz_hyqA/wpSWuz_hyqA_content_list.json @@ -0,0 +1,1531 @@ +[ + { + "type": "text", + "text": "GROUNDED LANGUAGE LEARNING FAST AND SLOW", + "text_level": 1, + "bbox": [ + 171, + 99, + 803, + 121 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Felix Hill, Olivier Tieleman, Tamara von Glehn, Nathaniel Wong, Hamza Merzic, \nStephen Clark \nDeepMind \nLondon, UK \n{felixhill, tieleman, tamaravg, nathanielwong, hamzamerzic, \nclarkstephen}@google.com ", + "bbox": [ + 184, + 143, + 754, + 229 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 265, + 544, + 280 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Recent work has shown that large text-based neural language models acquire a surprising propensity for one-shot learning. Here, we show that an agent situated in a simulated 3D world, and endowed with a novel dual-coding external memory, can exhibit similar one-shot word learning when trained with conventional RL algorithms. After a single introduction to a novel object via visual perception and language (“This is a dax”), the agent can manipulate the object as instructed (“Put the dax on the bed”), combining short-term, within-episode knowledge of the nonsense word with long-term lexical and motor knowledge. We find that, under certain training conditions and with a particular memory writing mechanism, the agent’s one-shot word-object binding generalizes to novel exemplars within the same ShapeNet category, and is effective in settings with unfamiliar numbers of objects. We further show how dual-coding memory can be exploited as a signal for intrinsic motivation, stimulating the agent to seek names for objects that may be useful later. Together, the results demonstrate that deep neural networks can exploit meta-learning, episodic memory and an explicitly multi-modal environment to account for fast-mapping, a fundamental pillar of human cognitive development and a potentially transformative capacity for artificial agents. ", + "bbox": [ + 233, + 296, + 764, + 531 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 559, + 336, + 574 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Language models that exhibit one- or few-shot learning are of growing interest in machine learning applications because they can adapt their knowledge to new information (Brown et al., 2020; Yin, 2020). One-shot language learning in the physical world is also of interest to developmental psychologists; fast-mapping, the ability to bind a new word to an unfamiliar object after a single exposure, is a much studied facet of child language learning (Carey & Bartlett, 1978). Our goal is to enable an embodied learning system to perform fast-mapping, and we take a step towards this goal by developing an embodied agent situated in a 3D game environment that can learn the names of entirely unfamiliar objects in a single exposure, and immediately apply this knowledge to carry out instructions based on those objects. The agent observes the world via active perception of raw pixels, and learns to respond to linguistic stimuli by executing sequences of motor actions. It is trained by a combination of conventional RL and predictive (semi-supervised) learning. ", + "bbox": [ + 174, + 589, + 825, + 742 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "We find that an agent architecture consisting of standard neural network components is sufficient to follow language instructions whose meaning is preserved across episodes. However, learning to fast-map novel names to novel objects in a single episode relies on semi-supervised prediction mechanisms and a novel form of external memory, inspired by the dual-coding theory of knowledge representation (Paivio, 1969). With these components, an agent can exhibit both slow word learning and fast-mapping. Moreover, the agent exhibits an emergent propensity to integrate both fast-mapped and slowly acquired word meanings in a single episode, successfully executing instructions such as “put the dax in the box” that depend on both slow-learned (“put”, “box”) and fast-mapped (“dax”) word meanings. ", + "bbox": [ + 174, + 750, + 825, + 875 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Via controlled generalization experiments, we find that the agent is reasonably robust to a degree of variation in the number of objects involved in a given fast-mapping task at test time. The agent also exhibits above-chance success when presented with the name for a particular object in the ShapeNet taxonomy (Chang et al., 2015) and then instructed (using that name) to interact with a different exemplar from the same object class, and this propensity can be further enhanced by specific metatraining. We find that both the number of unique objects observed by the agent during training and the temporal aspect of its perceptual experience of those objects contribute critically to its ability to generalize, particularly its ability to execute fast-mapping with entirely novel objects. Finally, we show that a dual-coding memory schema can provide a more effective basis to derive a signal for intrinsic motivation than a more conventional (unimodal) memory. ", + "bbox": [ + 176, + 882, + 823, + 924 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/4ee4e3aa58759c6af9de0a33cbf59547d262197b5d9142a5e8f2f1f739527e49.jpg", + "image_caption": [ + "Figure 1: Top: The two phases of a fast-mapping episode. Bottom: Screenshots of the task from the agent’s perspective at important moments (including the contents of the language channel). " + ], + "image_footnote": [], + "bbox": [ + 300, + 102, + 702, + 361 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 431, + 825, + 529 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 AN ENVIRONMENT FOR FAST WORD LEARNING ", + "text_level": 1, + "bbox": [ + 174, + 550, + 596, + 565 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We conduct experiments in a 3D room built with the Unity game engine. In a typical episode, the room contains a pre-specified number $N$ of everyday 3D rendered objects from a global set $G$ . In all training and evaluation episodes, the initial positions of the objects and agent are randomized. The objects include everyday household items such as kitchenware (cup, glass), toys (teddy bear, football), homeware (cushion, vase), and so on. ", + "bbox": [ + 174, + 580, + 825, + 650 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Episodes consist of two phases: a discovery phase, followed by an instruction phase (see Figure 1).1 In the discovery phase, the agent must explore the room and fixate on each of the objects in turn. When it fixates on an object, the environment returns a string with the name of the object (which is a nonsense word), for example “This is a dax” or “This is a blicket”. Once the environment has returned the name of each of the objects (or if a time limit of 30s is reached), the positions of all the objects and the agent are re-randomized and the instruction phase begins. The environment then emits an instruction, for example “Pick up a dax” or “Pick up a blicket”. To succeed, the agent must then lift up the specified object and hold it above $0 . 2 5 \\mathrm { m }$ for 3 consecutive timesteps, at which point the episode ends, and a new episode begins with a discovery phase and a fresh sample of objects from the global set $G$ . If the agent first lifts up an incorrect object, the episode also ends (so it is not possible to pick up more than one object in the instruction phase). To provide a signal for the agent to learn from, it receives a scalar reward of 1.0 if it picks up the correct object in the instruction phase. In the default training setting, to encourage the necessary information-seeking behaviour, a smaller shaping reward of 0.1 is provided for visiting each of the objects in the discovery phase. ", + "bbox": [ + 174, + 657, + 825, + 852 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Given this two-phase episode structure, two distinct learning challenges can be posed to the agent. In a slow-learning regime, the environment can assign the permanent name (e.g. “cup”, “chair”) to objects in the environment whenever they are sampled. By contrast, in the fast-mapping regime, which is the principal focus of this work, the environment assigns a unique nonsense word to each of the objects in the room at random on a per-episode basis. The only way to consistently solve the task is to record the connections between words and objects in the discovery phase, and apply this (episode-specific) knowledge in the instruction phase to determine which object to pick up. ", + "bbox": [ + 176, + 859, + 825, + 901 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 825, + 160 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3 MEMORY ARCHITECTURES FOR AGENTS WITH VISION AND LANGUAGE ", + "text_level": 1, + "bbox": [ + 173, + 184, + 792, + 199 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The agents that we consider build on a standard architecture for reinforcement learning in multimodal (vision $^ +$ language) environments (see e.g. (Chaplot et al., 2018; Hermann et al., 2017; Hill et al., 2020)). The visual input (raw pixels) is processed at every timestep by a convolutional network with residual connections (a ResNet). The language input is passed through an embedding lookup layer plus self-attention layer for processing. Finally, a core memory integrates the information from the two input sources over time. A fully-connected plus softmax layer maps the state of this core memory to a distribution over 46 actions, which are discretizations of a 9-DoF continuous agent avatar. A separate layer predicts a value function for computing a baseline for optimization according to the IMPALA algorithm (Espeholt et al., 2018). ", + "bbox": [ + 174, + 215, + 825, + 342 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We replicated previous studies by verifying that a baseline architecture with LSTM core memory (Hochreiter & Schmidhuber, 1997) could learn to follow language instructions when trained in the slow-learning regime. However, the failure of this architecture to reliably learn to perform abovechance in the fast-learning regime motivated investigation of architectures involving explicit external memory modules. Given the two observation channels from language and vision, there are various ways in which observations can be represented and retrieved in external memory. ", + "bbox": [ + 174, + 348, + 825, + 433 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Differentiable Neural Computer (DNC) In the DNC (Wayne et al., 2018), at each timestep $t$ a latent vector $\\mathbf { e } _ { t } = w ( \\mathbf { h } _ { t - 1 } , \\mathbf { r } _ { t - 1 } , \\mathbf { x } _ { t } )$ , computed from the previous hidden state $\\mathbf { h } _ { t - 1 }$ of the agent’s core memory LSTM, the previous memory read-out $\\mathbf { r } _ { t - 1 }$ , and the current inputs $\\mathbf { x } _ { t }$ , is written to a slot-based external memory. In our setting, the input $\\mathbf { x } _ { t }$ is a simple concatenation $[ \\mathbf { v } _ { t } , \\mathbf { l } _ { t } ]$ of the output of the vision network and the embedding returned by the language network. Before writing to memory, the latent vector $\\mathbf { e } _ { t }$ is also passed to the core memory LSTM to produce the current state $\\mathbf { h } _ { t }$ . The agent reads from memory by producing a query vector $q ( \\mathbf { h } _ { t } )$ and read strength $\\beta ( \\mathbf { h } _ { t } )$ , and computing the cosine similarity between the query and all embeddings currently stored in memory $\\mathbf { e } _ { i }$ $( i ~ < ~ t )$ . The external memory returns only the $k$ most similar entries in the memory (where $k$ is a hyperparameter), and corresponding scalar similarities. The returned embeddings are then aggregated into a single vector $\\hat { \\mathbf { r } } _ { t }$ by normalizing the similarities and taking a weighted average of the embeddings. This reading procedure is performed simultaneously by $n$ independent read heads, and the results $[ \\hat { \\mathbf { r } } _ { t } ^ { 1 } , \\ldots , \\hat { \\mathbf { r } } _ { t } ^ { n } ]$ are concatenated to form the current memory read-out $\\mathbf { r } _ { t }$ . The vectors $\\mathbf { e } _ { t }$ and $\\mathbf { h } _ { t }$ are output to the policy and value networks. ", + "bbox": [ + 173, + 450, + 825, + 645 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Dual-coding Episodic Memory (DCEM) We propose an alternative external key-value memory architecture inspired by the Dual-Coding theory of human memory (Paivio, 1969). The key idea is to allow different modalities (language and vision) to determine either the keys (and queries) or the values. In the present work, because of the structure of the tasks we consider, we align the keys and queries with language and the values with vision. However, for different problems (such as those requiring language production) the converse alignment could be made, or a single memory system could implement both alignments. ", + "bbox": [ + 174, + 662, + 825, + 761 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In our implementation, at each timestep the agent writes the current linguistic observation embeddings ${ \\bf l } _ { t }$ to the keys of the memory and the current visual embedding $\\mathbf { v } _ { t }$ to its values. To read from the memory, a query $q ( \\mathbf { v } _ { t } , \\mathbf { l } _ { t } , \\mathbf { h } _ { t - 1 } )$ is computed and compared to the keys by cosine similarity. The $k$ values whose keys are most similar to the query, $[ \\mathbf m ^ { j } ] _ { j \\leq k }$ , are returned together with similarities $[ s ^ { j } ] _ { j \\leq k }$ . To aggregate the returned memories into a single vector $\\mathbf { r } _ { t }$ , the similarities are first normalized into a distribution $\\{ \\hat { s } ^ { j } \\}$ and then applied to weight the memories $\\hat { \\mathbf { m } } ^ { j } = \\hat { s } ^ { j } \\mathbf { m } ^ { j }$ . These $k$ weighted memories are then passed through a self-attention layer and summed elementwise to produce $\\mathbf { r } _ { t }$ . As before this is repeated for $n$ read heads, and the results concatenated to form the current memory read-out $\\mathbf { r } _ { t }$ . $\\mathbf { r } _ { t }$ is then concatenated with $\\mathbf { h } _ { t - 1 }$ and new inputs $\\mathbf { x } _ { t }$ to compute a latent vector $\\mathbf { e } _ { t } = w ( \\mathbf { h } _ { t - 1 } , \\mathbf { r } _ { t } , \\mathbf { x } _ { t } )$ , which is passed to the core memory LSTM to produce the subsequent state $\\mathbf { h } _ { t }$ , and finally $\\mathbf { e } _ { t }$ and $\\mathbf { h } _ { t }$ are output to the policy and value networks. ", + "bbox": [ + 174, + 768, + 825, + 924 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/4f816676ebf76b328c037e91136cf88dac00ae766dbfc34c28f777d152f4154c.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 545, + 136, + 816, + 280 + ], + "page_idx": 3 + }, + { + "type": "table", + "img_path": "images/6500d7d6352ae8f914ad0db19854769f6f5be69063f2511b28fe05b6b2d21248.jpg", + "table_caption": [ + "Table 1: Left: Performance when training on a three-object fast-mapping task with $| G | = 3 0$ . mem: size of memory buffer/window $R$ : with reconstruction loss. Right: Learning curves, each showing mean $\\pm \\ : \\mathrm { S . D }$ . over 5 random seeds. " + ], + "table_footnote": [], + "table_body": "
Mean (S.D) accuracy Architecture le9 training steps
LSTM 0.33 (0.05)
LSTM+R 0.61 (0.27)
DNC mem=1024 0.34 (0.01)
DNC mem=1024+R 0.64 (0.27)
TransformerXL mem=1024 0.32 (0.02)
TransformerXL mem=1024+R 0.98 (0.01)
DCEM mem=1024 0.33 (0.02)
DCEM mem=1024+R 0.98 (0.01)
TransformerXL mem=100+R 0.73 (0.35)
DCEM mem=100 +R 0.98 (0.01)
Random object selection 0.33
", + "bbox": [ + 173, + 101, + 531, + 281 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Gated Transformer $\\mathbf { \\Pi } ( \\mathbf { X L } )$ We also consider an architecture where the agent’s core memory is a Transformer (Vaswani et al., 2017), including the gating mechanism from Parisotto et al. (2019). The only difference from Parisotto et al. (2019) is that we consider a multi-modal environment, where the observations $\\mathbf { x } _ { t }$ passed to the core memory are the concatenation of visual and language embeddings. We use a 4-layer Transformer with a principal embedding size of 256 (8 parallel heads with query, key and value size of 32 per layer). These parameters are chosen to give a comparable number of total learnable parameters to the DCEM architecture. ", + "bbox": [ + 173, + 361, + 825, + 459 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Policy learning The agent’s policy is trained by minimizing the standard V-trace off-policy actorcritic loss (Espeholt et al., 2018). Gradients flow through the policy layer and the core LSTM to the memory’s query network and the embedding ResNet and self-attention language encoder. We also use a policy entropy loss as in (Mnih et al., 2016; Espeholt et al., 2018) to encourage random-action exploration. For more details and hyperparameters see Appendix A.4. ", + "bbox": [ + 173, + 474, + 825, + 545 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Observation reconstruction In order to provide a stronger representation-shaping signal, we make use of a reconstruction loss in addition to the standard V-trace setup. The latent vector $\\mathbf { e } _ { t }$ is passed to a ResNet $g$ that is the transpose of the image encoder, and outputs a reconstruction of the image input $\\mathbf { d } _ { t } ^ { \\mathrm { i m } } = g ( \\mathbf { e } _ { t } )$ . The image reconstruction loss is the cross entropy between the input and reconstructed images: $l _ { t } ^ { \\mathrm { i m } } = - \\mathbf { x } _ { t } ^ { \\mathrm { i m } } \\log \\mathbf { d } _ { t } ^ { \\mathrm { i m } } - ( 1 - \\mathbf { x } _ { t } ^ { \\mathrm { i m } } ) \\log ( 1 - \\mathbf { d } _ { t } ^ { \\mathrm { i m } } )$ . The language decoder is a simple LSTM, which also takes the latent vector $\\mathbf { e } _ { t }$ as input and produces a sequence of output vectors that are projected and softmaxed into classifications over the vocabulary ${ \\bf d } _ { t } ^ { \\mathrm { l a n g } }$ . The loss is the cross entropy between the classification produced and the one-hot vocabulary indices of the input words: $l _ { t } ^ { \\mathrm { l a n g } } = - \\mathbf { x } _ { t } ^ { \\mathrm { l a n g } } \\log \\mathbf { d } _ { t } ^ { \\mathrm { l a n g } } - ( 1 - \\mathbf { x } _ { t } ^ { \\mathrm { l a n g } } ) \\log ( 1 - \\mathbf { d } _ { t } ^ { \\mathrm { l a n g } } )$ . For more details regarding the flow of information and gradients see Appendix A.4. ", + "bbox": [ + 173, + 559, + 825, + 704 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4 EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 723, + 326, + 739 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We compared the different memory architectures with and without semi-supervised reconstruction loss on a version of the fast-mapping task involving three objects $N = 3$ ) sampled from a global set of 30 $| G | = 3 0 ,$ ). As shown in Table 1, only the DCEM and Transformer architectures reliably solve the task after $1 \\times 1 0 ^ { 9 }$ timesteps of training. ", + "bbox": [ + 174, + 755, + 823, + 810 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "DCEM vs. TransformerXL Importantly, the Transformer and DCEM are the two architectures that can exploit the principle of dual-coding. Since the inputs to the Transformer are the concatenation of visual and language codes, this model can recover the dual-coding aspect of the DCEM by learning self-attention weights $\\mathbf { W } _ { k }$ and $\\mathbf { W } _ { q }$ that project the language code to keys and queries, and weights $\\mathbf { W } _ { v }$ to project the visual code to values. Learning in the DCEM was marginally more sample-efficient, but this is perhaps expected given it was designed with fast-mapping tasks in mind. In light of this, is it really worth pursing memory systems with explicit episodic memories? ", + "bbox": [ + 174, + 825, + 825, + 924 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/eb6284c7f9f9e22a4e65e427e7dfe197dd4a46a81c3042ae834b130764324011.jpg", + "image_caption": [ + "Figure 2: Accuracy of agents trained on probe trials involving a different number of total objects for agents meta-trained with different numbers of total objects. " + ], + "image_footnote": [], + "bbox": [ + 179, + 99, + 825, + 246 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To show one clear justification for external memory architectures, we conducted an additional comparison in which the memory windows of both the DCEM and the Transformer agents were limited to 100 timesteps (from 1024 in the original experiment), approximately the length of an episode if an agent is well-trained to the optimal policy. With a memory span of 100, the Transformer is forced to use the XL window-recurrence mechanism to pass information across context windows (Dai et al., 2019), while any capacity to retain episodic information beyond 100 timesteps in the DCEM must be managed by by the LSTM controller. In this setting we observed that the DCEM was substantially more effective (Table 1, left, bottom). While this imposed memory constraint may seem arbitrary, in real-world tasks working memory will always be at a premium. These results suggest that DCEM is more ‘working-memory-efficient’ than the Transformer agent. Indeed, by employing a simple heuristic by which the agent only writes to its external memory when the language observation changes from one timestep to the next, the DCEM agent with only 20 memory slots could solve the task with similar efficiency to a Transformer agent with a 1024-slot memory. See Appendix A.1 for these results and details of the selective writing heuristic. ", + "bbox": [ + 174, + 332, + 825, + 526 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.1 GENERALIZATION ", + "text_level": 1, + "bbox": [ + 176, + 549, + 341, + 563 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To explore the generalization capabilities of our agents, we subjected trained agents to various behavioural probes, and measured performance across thousands of episodes without updating their weights. Unless stated otherwise, all experiments in this section involve the DCEM $^ +$ Recons agent. ", + "bbox": [ + 174, + 577, + 825, + 618 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Number of objects We first probed the robustness of the agent to fast-mapping episodes with different numbers of objects. In all conditions, the same objects appear in both the discovery and instruction phases of the episode, and the objects are sampled from the same global set $G$ $| G | = 3 0 ,$ ). As shown in Figures 2(b) and (c) (red curves), with the (default) meta-training setting involving three objects in each episode, performance on episodes involving five objects is approximately $70 \\%$ , and with eight objects around $50 \\%$ . This sub-optimal performance suggests that, with this metatraining regime, the agent does tend to overfit, to some degree, to the “three-ness” of its experience. Figure 2(b) shows, however, that the overfitting of the agent can be alleviated by increasing the number of objects during meta-training. Finally, Figure 2(a) confirms, perhaps unsurprisingly, that the agent has no problem generalizing to episodes with fewer objects than it was trained on. ", + "bbox": [ + 174, + 638, + 825, + 779 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Novel objects To probe the ability of the agents to quickly learn about any arbitrary new object, we instrumented trials with objects sampled from a global test set of novel objects $H : H \\cap G =$ $\\emptyset , | H | = 1 0$ . As shown in Figure 3, we found that an agent meta-trained on 20 objects (i.e. $| G | = 2 0 ,$ ) was almost perfectly robust to novel objects. As may be expected, this robustness degraded to some degree with decreasing $| G |$ , which is symptomatic of the agent specializing (and overfitting) to the particular features and distinctions of the objects in its environment. However, we only observed a substantial reduction in robustness to new objects when $| G |$ was reduced as low as three – i.e. a metatraining experience in which all episodes contain the same three objects (the first three elements of $G$ alphabetically, i.e. a boat, a book and a bottle). ", + "bbox": [ + 174, + 797, + 825, + 924 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/b57073217ff33f52ce3d9c7a2e087f307b3548971a7bc5fc3bfed0036270f674.jpg", + "image_caption": [ + "Figure 3: Accuracy during training and evaluation trials involving unfamiliar objects, for different sizes of global training set $G$ . Curves show mean $\\pm \\ : \\mathrm { S . E }$ . over 3 agent seeds in each condition. " + ], + "image_footnote": [], + "bbox": [ + 269, + 98, + 728, + 246 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/c787f301fba44450b8e54f48ebf1349b58d610469fc4b47f39236ee9d9e53cdd.jpg", + "image_caption": [ + "Figure 4: Accuracy of agents in fast-mapping trials requiring the extension of ShapeNet categories from a single exemplar. Curves show the mean $\\pm \\ : \\mathrm { S . E }$ . over three agent seeds in each condition. " + ], + "image_footnote": [], + "bbox": [ + 220, + 308, + 772, + 500 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Fast category extension Children aged between three and four can acquire in one shot not only bindings between new words and specific unfamiliar objects, but also bindings between new words and categories (Behrend et al., 2001; Waxman & Booth, 2000; Vlach & Sandhofer, 2012). We conducted an analogous experiment by exploiting the category structure in ShapeNet (Chang et al., 2015). In a test trial, in the discovery phase the agent is presented with exemplars from three novel (held-out) ShapeNet categories (together with nonsense names). In the instruction phase, the agent must then pick up a different and unseen exemplar from one of these three new categories as instructed. As shown in Figure 4, when trained as described previously, the agent achieves around $5 5 \\%$ accuracy on test trials, which is above chance $( 3 3 \\% )$ but still a substantial error rate. However, this performance can be improved by requiring the agent to extend the training object categories as it learns. In this regime, three ShapeNet exemplars from distinct classes are encountered by the agent in the discovery phase of training episodes, and the instruction phase involves different exemplars from the same three classes. When trained in this way (which share similarities with matching networks (Vinyals et al., 2016)), performance on extending novel categories increases to $8 8 \\%$ . ", + "bbox": [ + 174, + 570, + 825, + 765 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Role of temporal aspect Through ablations we found that both novel objects generalization and category extension relied on the agent reading multiple values from memory for each query. See A.2 for a discussion of these results, which suggest that the temporal aspect of the agent’s experience (and learning from multiple views of the same object) is an important driver of generalization. ", + "bbox": [ + 176, + 781, + 825, + 837 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.2 INTRINSIC MOTIVATION ", + "text_level": 1, + "bbox": [ + 176, + 856, + 379, + 869 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The default version of the fast-mapping task includes a shaping reward to encourage the agent to visit all objects in the room. Without this reward, the credit assignment problem of a fast-mapping episode is too challenging. However, we found that the DCEM agent was able to solve the task without shaping rewards by employing a memory-based algorithm for intrinsic motivation (NGU; Badia et al. (2020)). NGU computes a ‘surprise’ score for observations by computing its distance to other observations in the episodic memory, as described in Appendix A.4.3. The surprise score is applied as a reward signal $r ^ { \\mathrm { { N G U } } }$ which is added to the environment reward to encourage the agent to seek new experiences. We compared the effect of doing this in the DNC and the DCEM agents. For DCEM, the NGU computation can be applied to the memory’s keys (language) column, its values (vision) column, or both. In the former case, the agent seeks novelty in the language space rNGUlang , and in the latter, in the visual space. The final reward is r = rext + λlangrNGUlang . As shown in Figure 5, we found that the DCEM agent (with $\\lambda _ { \\mathrm { l a n g } } = 1 0 ^ { - 3 }$ and $\\lambda _ { \\mathrm { i m } } = 3 \\times 1 0 ^ { - 5 } .$ ) was able to solve the fast-mapping tasks without any shaping reward. This was not the case for the DNC agent, presumably because the required signal for ‘language-novelty’ is not approximated as well by the surprise score of the merged visual-language codes in the episodic memory. ", + "bbox": [ + 176, + 882, + 823, + 924 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/0af91cb678592b399ab13520c74e252985017599bded233cfca9698f6d54436c.jpg", + "image_caption": [ + "Figure 5: Accuracy of agents trained without shaping reward on the 3-object fast-mapping task with $| G | = 3 0$ . Curves show mean $\\pm \\ : \\mathrm { S . E }$ . across three seeds in each condition. " + ], + "image_footnote": [], + "bbox": [ + 173, + 98, + 813, + 282 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 348, + 825, + 520 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.3 INTEGRATING FAST AND SLOW LEARNING ", + "text_level": 1, + "bbox": [ + 174, + 537, + 504, + 551 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To test whether our agents can integrate new information with existing lexical (and perceptual and motor) knowledge, we combined a fast-mapping task with a more conventional instruction-following task. In the discovery phase, the agent must explore to find the names of three unfamiliar objects, but in this case the room also contains a large box and a large bed, both of which are immovable. The positions of all objects and the agent are then re-randomized as before. In the instruction phase, the agent is then instructed to put one of the three movable objects (chosen at random) on either the bed or in the box (again chosen at random). As shown in Figure 6, if the training regime consisted of conventional lifting and putting tasks, together with a fast-mapping lifting task and a fast-mapping putting task, the agent learned to execute the evaluation trials with near-perfect accuracy. Notably, we also found that substantially-above-chance performance could be achieved on the evaluation trials without needing to train the agent on the evaluation task in any form. If we trained the agent on conventional lifting and putting tasks, and a fast-mapping task involving lifting only, the agent could recombine the knowledge acquired during this training to resolve the evaluation trials as a novel (zero-shot) task with less-than-perfect but substantially-above-chance accuracy. ", + "bbox": [ + 174, + 564, + 825, + 757 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.4 RESULTS WITH ANOTHER ENVIRONMENT ", + "text_level": 1, + "bbox": [ + 174, + 775, + 503, + 789 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To verify that the observed effects hold beyond our specific Unity environment, we added a new task to the DeepMind Lab suite (Beattie et al., 2016). Results for this task are given in Appendix A.3. ", + "bbox": [ + 173, + 801, + 823, + 829 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "5 RELATED WORK ", + "text_level": 1, + "bbox": [ + 176, + 849, + 341, + 866 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Meta-learning, of the sort observed in our agent, has been applied to train matching networks: image classifiers that can assign the correct label to a novel image, given a small support set of (image, label) pairs that includes the correct target label (Vinyals et al., 2016). Our work is also inspired by ", + "bbox": [ + 176, + 882, + 823, + 924 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/9ae82fe68eadfe13d4ffef90afbc33a91247c3e8e2c4c79916579b145a9472ea.jpg", + "image_caption": [ + "Figure 6: Right: The accuracy of the agent (accuracy $\\pm S . E .$ .) on evaluation trials when exposed to different training regimes. Left: Schematic of the most impoverished training regime. " + ], + "image_footnote": [], + "bbox": [ + 230, + 106, + 764, + 325 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Snell et al. (2017), who propose a more efficient way to integrate a small support set of experience into a coherent space of image ‘concepts’ for improved fast learning, and Santoro et al. (2016), who show that the successful meta-training of image classifiers can benefit substantially from external memory architectures such as Memory Networks (Weston et al., 2014) or DNC (Graves et al., 2016). ", + "bbox": [ + 174, + 397, + 825, + 453 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In NLP, meta-learning has been used to train few-shot classifiers for various tasks (see Yin (2020) for a recent survey). Meta-learning has also previously been observed in reinforcement learning agents trained with conventional policy-gradient algorithms (Duan et al., 2016; Wang et al., 2019). In Model-Agnostic Meta Learning (Finn et al., 2017), models are (meta) trained to be easily tunable (by any gradient algorithm) given a small number of novel data points. When combined with policygradient algorithms, this technique yields fast learning on both 2D navigation and 3D locomotion tasks. In cognitive tasks where fast learning is not explicitly required, external memories have proven to help goal-directed agents (Fortunato et al., 2019), and can be particularly powerful when combined with an observation reconstruction loss (Wayne et al., 2018). ", + "bbox": [ + 174, + 460, + 825, + 585 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Recent work at the intersection of psychology and machine learning is also relevant in that it shows how the noisy, first-person perspective of a child can support the acquisition of robust visual categories in artificial neural networks (Bambach et al., 2018). When deep networks are trained on data recorded from children’s head cameras, unsupervised or semi-supervised learning objectives can substantially improve the quality of the resulting representations (Orhan et al., 2020). ", + "bbox": [ + 174, + 592, + 825, + 662 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "6 CONCLUSION ", + "text_level": 1, + "bbox": [ + 176, + 683, + 318, + 699 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Our experiments have highlighted various benefits of having an explicitly multi-modal episodic memory system. First, mechanisms that allow the agent to query its memory in a modality-specific way (either within or across modalities) can better allow them to rapidly infer and exploit connections between perceptual experience and words, and therefore to realize fast-mapping, a notable aspect of human learning. Second, external (read-write) memories can achieve better performance for the same number of memory ‘slots’ than Transformer-based memories. This greater ‘memoryefficiency’ may be increasingly important as agents are applied to real-world tasks with very long episodic horizons. Third, in cases where it is useful to estimate the degree of novelty or “surprise” in the current state of the environment (for instance to derive a signal for intrinsic motivation), a more informative signal may be obtained by separately estimating novelty based on each modality and aggregating the result. Finally, an episodic memory system may ultimately be essential for fast knowledge consolidation. The potential for memory buffers and offline learning processes such as experience replay to support knowledge consolidation is not a new idea (McClelland et al., 1995; Mnih et al., 2016; Lillicrap et al., 2016; McClelland et al., 2020). For language learning agents, the need to both rapidly acquire and retain multi-modal knowledge may further motivate explicit external memories. Retaining in memory visual experiences together with aligned (and hopefully pertinent) language (i.e. a dual-coding schema) may facilitate something akin to offline ‘supervised’ language learning. We leave this possibility for future investigations, which we will facilitate by releasing publicly the environments and tasks described in this paper. 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", + "bbox": [ + 171, + 193, + 825, + 222 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "A APPENDICES ", + "text_level": 1, + "bbox": [ + 176, + 102, + 318, + 117 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "A.1 COMPARING TRANSFORMERXL TO DCEM WHEN MEMORY IS LIMITED ", + "text_level": 1, + "bbox": [ + 174, + 138, + 709, + 152 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Both the TransformerXL and DCEM/DNC agents have a hyperparameter that determines the effective size of their explicit working memory. In a vanilla Transformer it determines the size of the window of timesteps that the network can be applied to for each forward (and backward) pass. To give models some chance of passing information beyond this hard constraint, TransformerXL architecture conditions each forward pass also on representations computed in the previous window, which establishes a form of recurrence over time from window to window. In our original experiments, this mechanism was not tested, because we set the window size to 1024 timesteps, which is longer than most episodes of the fast-mapping task, which are typically 80-120 timesteps for a well-trained agent. ", + "bbox": [ + 174, + 166, + 825, + 292 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "To examine the performance of the TransformerXL in cases where it is required to pass information across context windows, we reduced the size of the window. For a fair comparison, we similarly reduced the equivalent parameter (the capacity in rows in the FIFO external memory) for the DCEM agent. As shown in Figure 7, for cases where the memory window size (or buffer) is reduced to (100) or below (50, 20) the normal episode length, the DCEM performs better than the TransformerXL agent. This suggests that the TransformerXL has difficulty making the necessary (visual and linguistic) information available to policy head when that information must be passed between context windows. Surprisingly, the DCEM was able to learn the tasks efficiently with a memory size of 50, which suggests that it must exploit its LSTM controller to retain sufficient information when its external memory begins to overflow. Both architectures fail when the memory size is reduced to 20, but in that case a DCEM agent can in fact learn the optimal policy if a simple heuristic for selective writing, described below, is employed. This highlights an advantage of explicitly read-write external memories; information can be managed via the reading or the writing process. It is not immediately obvious how the same strategy could be applied with a window-based memory architectecture like TransformerXL. ", + "bbox": [ + 174, + 299, + 825, + 507 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/d4f39a93bd14a257250d699619b0107a4fd0fdb97da242bd68867cf0cb7788e1.jpg", + "image_caption": [ + "Figure 7: Training success comparison between DCEM, DCEM with selective writing and TransformerXL for different sizes of memory-buffer (DCEM) or window (TransformerXL). " + ], + "image_footnote": [], + "bbox": [ + 187, + 530, + 821, + 679 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "A.1.1 SELECTIVE WRITING HEURISTIC ", + "text_level": 1, + "bbox": [ + 176, + 763, + 455, + 777 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "One advantage of explicit external (read-write) memories is that the flow of information to the agent’s policy can be influenced by the writing process as well as the reading function. To verify this fact, we implemented a simple non-parametric heuristic writing condition in the DCEM architecture, whereby observations are written to the external memory when there is a change to the observation in the language channel. This heuristic aligns with the principle of dual-coding exploited elsewhere in the paper: while visual observations change continuously every timestep, changes to observed language are rare events that might signal some important change in the environment. ", + "bbox": [ + 174, + 791, + 825, + 888 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "More formally, our heuristic relies on a window size parameter $w$ that we set to 3 in all cases. For observation $\\dot { x _ { t } } = \\{ v _ { t } , l _ { t } \\}$ , a language change indicator $I _ { t } \\in \\mathbb { N }$ is set as $I _ { 0 } = 0$ ", + "bbox": [ + 174, + 895, + 823, + 924 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/2a87c1d96a40eb759977b49f2f21ed9b9378408a25a093285030ac013df414ee.jpg", + "image_caption": [ + "Figure 8: Training and test accuracy on two types of generalization tasks for agents that read different numbers of frames from their memory per query. " + ], + "image_footnote": [], + "bbox": [ + 186, + 99, + 816, + 266 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/d61648cd4aa7aaa13eb255de369fb435fbe3ff67fc85485f9c447d198a82bd36.jpg", + "text": "$$\nI _ { t } = \\left\\{ { \\begin{array} { l l } { t , } & { { \\mathrm { i f ~ } } l _ { t } = l _ { t - 1 } } \\\\ { I _ { t - 1 } , } & { { \\mathrm { o t h e r w i s e . } } } \\end{array} } \\right.\n$$", + "text_format": "latex", + "bbox": [ + 410, + 351, + 584, + 386 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Then, the content $\\mathbf { c } _ { t }$ written to memory at $t$ is ", + "bbox": [ + 174, + 398, + 475, + 412 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/8dd7317d732e640aa46a0142eb4b168654f616c1119c44442ad8c2091d612ae3.jpg", + "text": "$$\n\\mathbf { c } _ { t } = { \\left\\{ \\begin{array} { l l } { \\left\\{ \\mathbf { v } _ { t } , \\mathbf { l } _ { t } \\right\\} , } & { { \\mathrm { i f ~ } } t - I _ { t } < w } \\\\ { \\varnothing , } & { { \\mathrm { o t h e r w i s e } } , } \\end{array} \\right. }\n$$", + "text_format": "latex", + "bbox": [ + 392, + 431, + 604, + 467 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "where, as before, $\\mathbf { v } _ { t } , \\mathbf { l } _ { t }$ are the agent embeddings of the visual and linguistic observations. Thus, memories are written for $w$ timesteps proceeding a change in the language observation. ", + "bbox": [ + 169, + 479, + 825, + 508 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "A.2 ROLE OF TEMPORAL ASPECT IN GENERALIZATION ", + "text_level": 1, + "bbox": [ + 174, + 526, + 568, + 540 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In seeking to understand the mechanisms that support the generalization effects reported in the main paper, we found that the parameter $k$ was an important factor, where the top- $k$ memories are returned to the agent policy head per memory read. As the agent explores during the discovery phase of episodes, it writes multiple perspectives of the same object to memory. As shown in Figure 8, both its robustness to entirely novel objects (left) and its ability to extend categories from novel exemplars (right), as well as its ability to solve the training task, are enhanced when $k > 1$ ; i.e. when it determines which object to visit in the instruction phase based on memories written from more than one view of each object. ", + "bbox": [ + 173, + 551, + 825, + 664 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "A.3 VERIFICATION IN DEEPMIND LAB ", + "text_level": 1, + "bbox": [ + 178, + 681, + 455, + 695 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "At a high level, the design of an episode is very similar to the default fast-mapping task in the Unity environment. The agent must move down a corridor, bumping into (and collecting) three distinct objects. When an agent collects an object it is immediately presented with the (episode-specific) name for that object. After passing three objects, the corridor opens into a room containing two of the three objects found in the corridor. Upon entering the room, the agent is presented with the name corresponding to one of the two objects, and must bump into that object in order to receive a reward of 1. As before, a shaping reward of 0.1 is given as the agent collects each object in the corridor. Compared with the Unity environment, the DeepMind Lab action space is smaller (8 vs. 46 actions), the objects are larger, and the agent has no substantive way to interact with the objects (they disappear the moment the agent collides with them). Note also that the agent must choose between 2 (rather than 3) objects in the instruction phase, so an agent selecting objects at random would achieve $50 \\%$ accuracy. ", + "bbox": [ + 174, + 708, + 825, + 875 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "To provide some sense of the robustness and generality of the effects observed thus far, we applied the various agent architectures directly to this environment with no environment-specific tuning. As shown in Table 2, without any further tuning of the agent, we observe a similar pattern of results ", + "bbox": [ + 176, + 882, + 823, + 924 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/126642a17d2353c5669c8c52e5514cd30583f0edbd382d63bafbb1f2cb7a9fda.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
ArchitectureTrain. accuracyTest (novel objects)
LSTM+R0.50 (0.02)0.40 (0.06)
DNC+R0.48 (0.04)0.30 (0.15)
TransformerXL mem=100 +R0.70 (0.28)0.55 (0.29)
DCEM mem=100 +R0.80 (0.26)0.65 (0.32)
Random object selection0.50.5
", + "bbox": [ + 173, + 143, + 594, + 257 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/3dabc33fe7af7e71b6d6cad7de051ef5a96683c183459da92f5f0168844f1ff0.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 599, + 104, + 795, + 268 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Table 2: Left: Architectures compared on DeepMind Lab after 5e8 timesteps of training. Data show mean accuracy (S.D) across 5 seeds in each condition. mem: the agent’s memory buffer size. $R$ : with reconstruction loss. Right: Schematic of episode structure in the DeepMind Lab fast-binding tasks. ", + "bbox": [ + 173, + 295, + 825, + 352 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "in DeepMind Lab as in the Unity room. As in that case, the Transformer and DCEM architectures performed best, with three and two seeds out of five (respectively) mastering the training task. As in the Unity environment, we also observed above-chance ability to apply fast-mapping knowledge zero-shot to unseen objects at test time. ", + "bbox": [ + 173, + 375, + 825, + 431 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "A.4 AGENT ARCHITECTURE DETAILS ", + "text_level": 1, + "bbox": [ + 176, + 449, + 444, + 463 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/9ba29684988857ffcc3b9a0b622490c61b2197345c7b93168681dafd05ce7034.jpg", + "image_caption": [ + "A.4.1 ARCHITECTURE DIAGRAMS ", + "Figure 9: Agent architecture. See figure 10 for details of the dual coding episodic memory component. Dashed lines correspond to connections across timesteps. " + ], + "image_footnote": [], + "bbox": [ + 258, + 507, + 774, + 785 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/7d7ff8dde796bb619cdf61b2322b23ad7a62979550e75dd6bbcd14abde979d31.jpg", + "image_caption": [ + "Figure 10: DCEM architecture. This corresponds to the ‘memory’ component in the agent architecture, Figure 9. NB: the similarity computation and selection of nearest neighbours is replicated for each read head, but not depicted here to avoid clutter. Dashed lines correspond to connections across timesteps. " + ], + "image_footnote": [], + "bbox": [ + 218, + 328, + 776, + 623 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "A.4.2 HYPERPARAMETERS ", + "text_level": 1, + "bbox": [ + 174, + 103, + 375, + 117 + ], + "page_idx": 15 + }, + { + "type": "table", + "img_path": "images/554d4239cab92621eb1b60cf48c3f3a038a0c2dcfd6551ced9618f323515e127.jpg", + "table_caption": [ + "Table 3: Agent hyperparameters (independent of specific architecture). The return cost (not discussed in the main text) is used to weight the baseline estimate term in the $\\mathrm { V } .$ -trace loss. " + ], + "table_footnote": [], + "table_body": "
image width96
image height72
ResNetkernel size3×3
convolutional layers per ResNet block2
ResNet blocks2,2,2
ResNet strides between blocks2,2,2
ResNetnumberofchannels16,32,32
post-ResNet layer output size (visual embedding)256
language encoder embedding size32
language encoder self-attention key / query size16
language encoder self-attention value size16
language encoder output size (instruction embedding)32
language decoderhidden size32
numberof memoryread heads3
memory aggregation self-attention key / query size256
memory aggregation self-attention value size256
latent representation size256
core LSTM hidden size512
policy latent size256
value latent size256
policy cost0.1
entropy cost10-4
reconstruction cost1.0
return cost0.5
discount factor0.95
unroll length128
batch size64
Adam learning rate10-4
Adam β10
Adam β20.95
Adam e5×10-8
", + "bbox": [ + 266, + 133, + 725, + 598 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "A.4.3 INTRINSIC MOTIVATION ALGORITHM ", + "text_level": 1, + "bbox": [ + 174, + 669, + 485, + 683 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "The intrinsic reward is based on the similarity (Euclidean distance) between the new embedding e and the nearest neighbors already present in memory $\\{ \\mathbf { e } _ { i } \\}$ . The average distance $\\bar { \\rho }$ used below is a lifetime average of all $\\rho _ { i }$ that is updated with every computation. ", + "bbox": [ + 174, + 693, + 826, + 736 + ], + "page_idx": 15 + }, + { + "type": "equation", + "img_path": "images/cc44e3b85c19d971df9ad9a5db3141340f99df47c8e5b3de4380ae71df00f13c.jpg", + "text": "$$\n\\begin{array} { l } { \\displaystyle { \\rho _ { i } = \\frac { | \\mathbf { e } - \\mathbf { e } _ { i } | ^ { 2 } } { \\bar { \\rho } + c } } } \\\\ { \\displaystyle { k _ { i } = \\frac { \\epsilon } { \\operatorname* { m a x } ( \\rho _ { i } - \\rho _ { \\mathrm { m i n } } , 0 ) + \\epsilon } } } \\\\ { \\displaystyle { s = \\left( \\sum _ { i } k _ { i } \\right) ^ { 1 / 2 } + c } } \\\\ { \\displaystyle { r _ { \\mathrm { N G U } } = \\left\\{ 1 / s \\ N \\left. \\begin{array} { l l } { 1 / s < s _ { \\mathrm { m a x } } } \\\\ { 0 } & { \\mathrm { o t h e r w i s e } } \\end{array} \\right. \\right. } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 395, + 744, + 609, + 888 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "The computation introduces the constants $c$ , \u000f, $\\rho _ { \\mathrm { m i n } }$ , and $s _ { \\mathrm { m a x } }$ , and the number of neighbours $| \\{ { \\bf e } _ { i } \\} |$ used for the similarity estimate. Table 4 lists the values we used. ", + "bbox": [ + 173, + 895, + 823, + 924 + ], + "page_idx": 15 + }, + { + "type": "table", + "img_path": "images/38c842db837340d1f2b6093bde6c1a4c3b612013d69c611dfb7fc5beb3333abc.jpg", + "table_caption": [ + "Table 4: Hyperparameters for NGU. " + ], + "table_footnote": [], + "table_body": "
number of nearest neighboursHei10
smoothing constant for inverse distance / surpriseC10-3
similarity kernel smoothing constantE10-4
cluster distance cut-offpmin8×10-3
maximal similaritycut-offSmax2.0
", + "bbox": [ + 254, + 101, + 740, + 178 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "A.5 ENVIRONMENT DETAILS ", + "text_level": 1, + "bbox": [ + 174, + 231, + 388, + 246 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "A.5.1 UNITY ACTION SPACE ", + "text_level": 1, + "bbox": [ + 174, + 257, + 385, + 272 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "The following discrete actions (and strengths) are available to the agent in all experiments except for those in DeepMind Lab. The scalar strengths are translated into force and torque (for rotations) by the environment engine. ", + "bbox": [ + 173, + 281, + 826, + 324 + ], + "page_idx": 16 + }, + { + "type": "table", + "img_path": "images/f4dce8281106d0c5a4f0d4785e9f9cb474253ecdc1ccd37d9bdc41b4de3f017c.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Movement without gripFine grained movements without gripMovement with grip
NOOP,MOVE_RIGHT(0.05),GRAB,
MOVE_FORWARD(1),MOVE_RIGHT(-0.05),GRAB+MOVE_FORWARD(1),
MOVE_FORWARD(-1),LOOK_DOWN(0.03),GRAB +MOVE_FORWARD(-1),
MOVE_RIGHT(1),LOOK_DOWN(-0.03),GRAB + MOVE_RIGHT(1),
MOVE_RIGHT(-1),LOOK_RIGHT(0.2),GRAB + MOVE_RIGHT(-1),
LOOK_RIGHT(1),LOOK_RIGHT(-0.2),GRAB + LOOK_RIGHT(1),
LOOK_RIGHT(-1),LOOK_RIGHT(0.05),GRAB + LOOK_RIGHT(-1),
LOOK_DOWN(1),LOOK_RIGHT(-0.05),GRAB + LOOK_DOWN(1),
LOOK_DOWN(-1),GRAB + LOOK_DOWN(-1),
", + "bbox": [ + 173, + 337, + 866, + 491 + ], + "page_idx": 16 + }, + { + "type": "table", + "img_path": "images/ab5641668750386f34a6abf7a960bc9f4f09eb1d2a962a963f717c9a63659471.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Fine grained movments with gripObject manipulationFine grained object manipulation
GRAB + MOVE_RIGHT(0.05),GRAB + SPIN_RIGHT(1),GRAB + PULL(0.5),
GRAB + MOVE_RIGHT(-0.05),GRAB + SPIN_RIGHT(-1),GRAB + PULL(-0.5),
GRAB +LOOK_DOWN(0.03),GRAB + SPIN_UP(1),PULL(0.5),
GRAB + LOOK_DOWN(-0.03),GRAB + SPIN_UP(-1),PULL(-0.5),
GRAB + LOOK_RIGHT(0.2),GRAB + SPIN_FORWARD(1),
GRAB + LOOK_RIGHT(-0.2),GRAB + SPIN_FORWARD(-1),
GRAB + LOOK_RIGHT(0.05),GRAB + PULL(1),
GRAB +LOOK_RIGHT(-0.05),GRAB + PULL(-1),
", + "bbox": [ + 171, + 513, + 892, + 666 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "A.5.2 SHAPENET ", + "text_level": 1, + "bbox": [ + 176, + 689, + 310, + 704 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "ShapeNet contains 3D models of objects with a wide range of complexity and quality. To guarantee that the models are recognizable and of a high quality, we manually filtered the ShapeNet Sem dataset, selecting a subset of everyday semantic classes, ensuring that the selected models had a reasonable number of vertices, and reasonable size and weight dimensions. The selected classes (number of models in each class) were as follows, with a total of 1,437 models across 31 different classes: ", + "bbox": [ + 173, + 713, + 825, + 796 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "armoire (31), bag (11), bed (65), book (47), bookcase (13), bottle (26), box (37), bunk bed (9), chair (150), chest of drawers (133), coffee table (43), computer (6), floor lamp (68), glass (11), hammer (15), keyboard (5), lamp (100), loudspeaker (37), microwave (16), monitor (58), mug (12), piano (11), plant (31), printer (22), rug (36), soda can (20), sofa (145), stool (25), table (181), vase (66), wine bottle (7). ", + "bbox": [ + 173, + 804, + 825, + 875 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/parse/train/wpSWuz_hyqA/wpSWuz_hyqA_middle.json b/parse/train/wpSWuz_hyqA/wpSWuz_hyqA_middle.json new file mode 100644 index 0000000000000000000000000000000000000000..7658543c934005b5444e689844250d49a607144f --- /dev/null +++ b/parse/train/wpSWuz_hyqA/wpSWuz_hyqA_middle.json @@ -0,0 +1,35760 @@ +{ + "pdf_info": [ + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 105, + 79, + 492, + 96 + ], + "lines": [ + { + "bbox": [ + 105, + 78, + 495, + 99 + ], + "spans": [ + { + "bbox": [ + 105, + 78, + 495, + 99 + ], + "score": 1.0, + "content": "GROUNDED LANGUAGE LEARNING FAST AND SLOW", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 113, + 114, + 462, + 182 + ], + "lines": [ + { + "bbox": [ + 111, + 114, + 460, + 128 + ], + "spans": [ + { + "bbox": [ + 111, + 114, + 460, + 128 + ], + "score": 1.0, + "content": "Felix Hill, Olivier Tieleman, Tamara von Glehn, Nathaniel Wong, Hamza Merzic,", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 112, + 126, + 177, + 138 + ], + "spans": [ + { + "bbox": [ + 112, + 126, + 177, + 138 + ], + "score": 1.0, + "content": "Stephen Clark", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 111, + 137, + 158, + 149 + ], + "spans": [ + { + "bbox": [ + 111, + 137, + 158, + 149 + ], + "score": 1.0, + "content": "DeepMind", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 111, + 148, + 165, + 160 + ], + "spans": [ + { + "bbox": [ + 111, + 148, + 165, + 160 + ], + "score": 1.0, + "content": "London, UK", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 112, + 159, + 464, + 172 + ], + "spans": [ + { + "bbox": [ + 112, + 159, + 464, + 172 + ], + "score": 1.0, + "content": "{felixhill, tieleman, tamaravg, nathanielwong, hamzamerzic,", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 112, + 170, + 257, + 182 + ], + "spans": [ + { + "bbox": [ + 112, + 170, + 257, + 182 + ], + "score": 1.0, + "content": "clarkstephen}@google.com", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3.5 + }, + { + "type": "title", + "bbox": [ + 278, + 210, + 333, + 222 + ], + "lines": [ + { + "bbox": [ + 276, + 209, + 336, + 225 + ], + "spans": [ + { + "bbox": [ + 276, + 209, + 336, + 225 + ], + "score": 1.0, + "content": "ABSTRACT", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 143, + 235, + 468, + 421 + ], + "lines": [ + { + "bbox": [ + 141, + 234, + 470, + 249 + ], + "spans": [ + { + "bbox": [ + 141, + 234, + 470, + 249 + ], + "score": 1.0, + "content": "Recent work has shown that large text-based neural language models acquire a", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 247, + 469, + 259 + ], + "spans": [ + { + "bbox": [ + 141, + 247, + 469, + 259 + ], + "score": 1.0, + "content": "surprising propensity for one-shot learning. Here, we show that an agent situated", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 258, + 470, + 270 + ], + "spans": [ + { + "bbox": [ + 141, + 258, + 470, + 270 + ], + "score": 1.0, + "content": "in a simulated 3D world, and endowed with a novel dual-coding external mem-", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 269, + 469, + 280 + ], + "spans": [ + { + "bbox": [ + 141, + 269, + 469, + 280 + ], + "score": 1.0, + "content": "ory, can exhibit similar one-shot word learning when trained with conventional", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 280, + 470, + 291 + ], + "spans": [ + { + "bbox": [ + 141, + 280, + 470, + 291 + ], + "score": 1.0, + "content": "RL algorithms. After a single introduction to a novel object via visual perception", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 142, + 290, + 470, + 302 + ], + "spans": [ + { + "bbox": [ + 142, + 290, + 470, + 302 + ], + "score": 1.0, + "content": "and language (“This is a dax”), the agent can manipulate the object as instructed", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 141, + 301, + 470, + 313 + ], + "spans": [ + { + "bbox": [ + 141, + 301, + 470, + 313 + ], + "score": 1.0, + "content": "(“Put the dax on the bed”), combining short-term, within-episode knowledge of", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 141, + 312, + 469, + 324 + ], + "spans": [ + { + "bbox": [ + 141, + 312, + 469, + 324 + ], + "score": 1.0, + "content": "the nonsense word with long-term lexical and motor knowledge. We find that, un-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 141, + 322, + 469, + 336 + ], + "spans": [ + { + "bbox": [ + 141, + 322, + 469, + 336 + ], + "score": 1.0, + "content": "der certain training conditions and with a particular memory writing mechanism,", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 334, + 469, + 347 + ], + "spans": [ + { + "bbox": [ + 141, + 334, + 469, + 347 + ], + "score": 1.0, + "content": "the agent’s one-shot word-object binding generalizes to novel exemplars within", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 141, + 345, + 470, + 358 + ], + "spans": [ + { + "bbox": [ + 141, + 345, + 470, + 358 + ], + "score": 1.0, + "content": "the same ShapeNet category, and is effective in settings with unfamiliar numbers", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 141, + 356, + 470, + 369 + ], + "spans": [ + { + "bbox": [ + 141, + 356, + 470, + 369 + ], + "score": 1.0, + "content": "of objects. We further show how dual-coding memory can be exploited as a signal", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 366, + 469, + 380 + ], + "spans": [ + { + "bbox": [ + 141, + 366, + 469, + 380 + ], + "score": 1.0, + "content": "for intrinsic motivation, stimulating the agent to seek names for objects that may", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 378, + 470, + 390 + ], + "spans": [ + { + "bbox": [ + 141, + 378, + 470, + 390 + ], + "score": 1.0, + "content": "be useful later. Together, the results demonstrate that deep neural networks can ex-", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 142, + 389, + 470, + 401 + ], + "spans": [ + { + "bbox": [ + 142, + 389, + 470, + 401 + ], + "score": 1.0, + "content": "ploit meta-learning, episodic memory and an explicitly multi-modal environment", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 141, + 401, + 469, + 412 + ], + "spans": [ + { + "bbox": [ + 141, + 401, + 469, + 412 + ], + "score": 1.0, + "content": "to account for fast-mapping, a fundamental pillar of human cognitive development", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 142, + 411, + 387, + 423 + ], + "spans": [ + { + "bbox": [ + 142, + 411, + 387, + 423 + ], + "score": 1.0, + "content": "and a potentially transformative capacity for artificial agents.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 16 + }, + { + "type": "title", + "bbox": [ + 108, + 443, + 206, + 455 + ], + "lines": [ + { + "bbox": [ + 105, + 441, + 208, + 458 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 208, + 458 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 107, + 467, + 505, + 588 + ], + "lines": [ + { + "bbox": [ + 105, + 468, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 505, + 480 + ], + "score": 1.0, + "content": "Language models that exhibit one- or few-shot learning are of growing interest in machine learn-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 478, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 505, + 491 + ], + "score": 1.0, + "content": "ing applications because they can adapt their knowledge to new information (Brown et al., 2020;", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 489, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 106, + 489, + 505, + 502 + ], + "score": 1.0, + "content": "Yin, 2020). One-shot language learning in the physical world is also of interest to developmental", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 500, + 506, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 506, + 513 + ], + "score": 1.0, + "content": "psychologists; fast-mapping, the ability to bind a new word to an unfamiliar object after a single", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 511, + 506, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 506, + 524 + ], + "score": 1.0, + "content": "exposure, is a much studied facet of child language learning (Carey & Bartlett, 1978). Our goal is", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 523, + 505, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 505, + 535 + ], + "score": 1.0, + "content": "to enable an embodied learning system to perform fast-mapping, and we take a step towards this", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 533, + 506, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 533, + 506, + 546 + ], + "score": 1.0, + "content": "goal by developing an embodied agent situated in a 3D game environment that can learn the names", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 543, + 505, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 505, + 559 + ], + "score": 1.0, + "content": "of entirely unfamiliar objects in a single exposure, and immediately apply this knowledge to carry", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "score": 1.0, + "content": "out instructions based on those objects. The agent observes the world via active perception of raw", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 567, + 506, + 579 + ], + "spans": [ + { + "bbox": [ + 105, + 567, + 506, + 579 + ], + "score": 1.0, + "content": "pixels, and learns to respond to linguistic stimuli by executing sequences of motor actions. It is", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 576, + 459, + 591 + ], + "spans": [ + { + "bbox": [ + 105, + 576, + 459, + 591 + ], + "score": 1.0, + "content": "trained by a combination of conventional RL and predictive (semi-supervised) learning.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 594, + 505, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 593, + 506, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 593, + 506, + 607 + ], + "score": 1.0, + "content": "We find that an agent architecture consisting of standard neural network components is sufficient", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 604, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 505, + 618 + ], + "score": 1.0, + "content": "to follow language instructions whose meaning is preserved across episodes. However, learning", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 617, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 617, + 505, + 628 + ], + "score": 1.0, + "content": "to fast-map novel names to novel objects in a single episode relies on semi-supervised prediction", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "score": 1.0, + "content": "mechanisms and a novel form of external memory, inspired by the dual-coding theory of knowl-", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 638, + 505, + 650 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 505, + 650 + ], + "score": 1.0, + "content": "edge representation (Paivio, 1969). With these components, an agent can exhibit both slow word", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 649, + 505, + 662 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 505, + 662 + ], + "score": 1.0, + "content": "learning and fast-mapping. 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The agent also", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 719, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 106, + 719, + 506, + 734 + ], + "score": 1.0, + "content": "exhibits above-chance success when presented with the name for a particular object in the ShapeNet", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 47 + } + ], + "page_idx": 0, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 14, + 210, + 38, + 563 + ], + "lines": [] + }, + { + "type": "discarded", + "bbox": [ + 303, + 751, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 308, + 761 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 308, + 761 + ], + "score": 1.0, + "content": "1", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 105, + 79, + 492, + 96 + ], + "lines": [ + { + "bbox": [ + 105, + 78, + 495, + 99 + ], + "spans": [ + { + "bbox": [ + 105, + 78, + 495, + 99 + ], + "score": 1.0, + "content": "GROUNDED LANGUAGE LEARNING FAST AND SLOW", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "list", + "bbox": [ + 113, + 114, + 462, + 182 + ], + "lines": [ + { + "bbox": [ + 111, + 114, + 460, + 128 + ], + "spans": [ + { + "bbox": [ + 111, + 114, + 460, + 128 + ], + "score": 1.0, + "content": "Felix Hill, Olivier Tieleman, Tamara von Glehn, Nathaniel Wong, Hamza Merzic,", + "type": "text" + } + ], + "index": 1, + "is_list_start_line": true + }, + { + "bbox": [ + 112, + 126, + 177, + 138 + ], + "spans": [ + { + "bbox": [ + 112, + 126, + 177, + 138 + ], + "score": 1.0, + "content": "Stephen Clark", + "type": "text" + } + ], + "index": 2, + "is_list_start_line": true + }, + { + "bbox": [ + 111, + 137, + 158, + 149 + ], + "spans": [ + { + "bbox": [ + 111, + 137, + 158, + 149 + ], + "score": 1.0, + "content": "DeepMind", + "type": "text" + } + ], + "index": 3, + "is_list_start_line": true + }, + { + "bbox": [ + 111, + 148, + 165, + 160 + ], + "spans": [ + { + "bbox": [ + 111, + 148, + 165, + 160 + ], + "score": 1.0, + "content": "London, UK", + "type": "text" + } + ], + "index": 4, + "is_list_start_line": true + }, + { + "bbox": [ + 112, + 159, + 464, + 172 + ], + "spans": [ + { + "bbox": [ + 112, + 159, + 464, + 172 + ], + "score": 1.0, + "content": "{felixhill, tieleman, tamaravg, nathanielwong, hamzamerzic,", + "type": "text" + } + ], + "index": 5, + "is_list_start_line": true + }, + { + "bbox": [ + 112, + 170, + 257, + 182 + ], + "spans": [ + { + "bbox": [ + 112, + 170, + 257, + 182 + ], + "score": 1.0, + "content": "clarkstephen}@google.com", + "type": "text" + } + ], + "index": 6, + "is_list_start_line": true + } + ], + "index": 3.5, + "bbox_fs": [ + 111, + 114, + 464, + 182 + ] + }, + { + "type": "title", + "bbox": [ + 278, + 210, + 333, + 222 + ], + "lines": [ + { + "bbox": [ + 276, + 209, + 336, + 225 + ], + "spans": [ + { + "bbox": [ + 276, + 209, + 336, + 225 + ], + "score": 1.0, + "content": "ABSTRACT", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 143, + 235, + 468, + 421 + ], + "lines": [ + { + "bbox": [ + 141, + 234, + 470, + 249 + ], + "spans": [ + { + "bbox": [ + 141, + 234, + 470, + 249 + ], + "score": 1.0, + "content": "Recent work has shown that large text-based neural language models acquire a", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 247, + 469, + 259 + ], + "spans": [ + { + "bbox": [ + 141, + 247, + 469, + 259 + ], + "score": 1.0, + "content": "surprising propensity for one-shot learning. Here, we show that an agent situated", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 258, + 470, + 270 + ], + "spans": [ + { + "bbox": [ + 141, + 258, + 470, + 270 + ], + "score": 1.0, + "content": "in a simulated 3D world, and endowed with a novel dual-coding external mem-", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 269, + 469, + 280 + ], + "spans": [ + { + "bbox": [ + 141, + 269, + 469, + 280 + ], + "score": 1.0, + "content": "ory, can exhibit similar one-shot word learning when trained with conventional", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 280, + 470, + 291 + ], + "spans": [ + { + "bbox": [ + 141, + 280, + 470, + 291 + ], + "score": 1.0, + "content": "RL algorithms. 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We further show how dual-coding memory can be exploited as a signal", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 366, + 469, + 380 + ], + "spans": [ + { + "bbox": [ + 141, + 366, + 469, + 380 + ], + "score": 1.0, + "content": "for intrinsic motivation, stimulating the agent to seek names for objects that may", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 378, + 470, + 390 + ], + "spans": [ + { + "bbox": [ + 141, + 378, + 470, + 390 + ], + "score": 1.0, + "content": "be useful later. Together, the results demonstrate that deep neural networks can ex-", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 142, + 389, + 470, + 401 + ], + "spans": [ + { + "bbox": [ + 142, + 389, + 470, + 401 + ], + "score": 1.0, + "content": "ploit meta-learning, episodic memory and an explicitly multi-modal environment", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 141, + 401, + 469, + 412 + ], + "spans": [ + { + "bbox": [ + 141, + 401, + 469, + 412 + ], + "score": 1.0, + "content": "to account for fast-mapping, a fundamental pillar of human cognitive development", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 142, + 411, + 387, + 423 + ], + "spans": [ + { + "bbox": [ + 142, + 411, + 387, + 423 + ], + "score": 1.0, + "content": "and a potentially transformative capacity for artificial agents.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 16, + "bbox_fs": [ + 141, + 234, + 470, + 423 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 443, + 206, + 455 + ], + "lines": [ + { + "bbox": [ + 105, + 441, + 208, + 458 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 208, + 458 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 107, + 467, + 505, + 588 + ], + "lines": [ + { + "bbox": [ + 105, + 468, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 505, + 480 + ], + "score": 1.0, + "content": "Language models that exhibit one- or few-shot learning are of growing interest in machine learn-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 478, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 505, + 491 + ], + "score": 1.0, + "content": "ing applications because they can adapt their knowledge to new information (Brown et al., 2020;", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 489, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 106, + 489, + 505, + 502 + ], + "score": 1.0, + "content": "Yin, 2020). 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Our goal is", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 523, + 505, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 505, + 535 + ], + "score": 1.0, + "content": "to enable an embodied learning system to perform fast-mapping, and we take a step towards this", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 533, + 506, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 533, + 506, + 546 + ], + "score": 1.0, + "content": "goal by developing an embodied agent situated in a 3D game environment that can learn the names", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 543, + 505, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 505, + 559 + ], + "score": 1.0, + "content": "of entirely unfamiliar objects in a single exposure, and immediately apply this knowledge to carry", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "score": 1.0, + "content": "out instructions based on those objects. 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It is", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 576, + 459, + 591 + ], + "spans": [ + { + "bbox": [ + 105, + 576, + 459, + 591 + ], + "score": 1.0, + "content": "trained by a combination of conventional RL and predictive (semi-supervised) learning.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 31, + "bbox_fs": [ + 105, + 468, + 506, + 591 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 594, + 505, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 593, + 506, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 593, + 506, + 607 + ], + "score": 1.0, + "content": "We find that an agent architecture consisting of standard neural network components is sufficient", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 604, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 505, + 618 + ], + "score": 1.0, + "content": "to follow language instructions whose meaning is preserved across episodes. However, learning", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 617, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 617, + 505, + 628 + ], + "score": 1.0, + "content": "to fast-map novel names to novel objects in a single episode relies on semi-supervised prediction", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "score": 1.0, + "content": "mechanisms and a novel form of external memory, inspired by the dual-coding theory of knowl-", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 638, + 505, + 650 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 505, + 650 + ], + "score": 1.0, + "content": "edge representation (Paivio, 1969). With these components, an agent can exhibit both slow word", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 649, + 505, + 662 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 505, + 662 + ], + "score": 1.0, + "content": "learning and fast-mapping. Moreover, the agent exhibits an emergent propensity to integrate both", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 660, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 660, + 505, + 673 + ], + "score": 1.0, + "content": "fast-mapped and slowly acquired word meanings in a single episode, successfully executing in-", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 671, + 505, + 684 + ], + "spans": [ + { + "bbox": [ + 105, + 671, + 505, + 684 + ], + "score": 1.0, + "content": "structions such as “put the dax in the box” that depend on both slow-learned (“put”, “box”) and", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 681, + 257, + 695 + ], + "spans": [ + { + "bbox": [ + 105, + 681, + 257, + 695 + ], + "score": 1.0, + "content": "fast-mapped (“dax”) word meanings.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 41, + "bbox_fs": [ + 105, + 593, + 506, + 695 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 699, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "Via controlled generalization experiments, we find that the agent is reasonably robust to a degree of", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 709, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 506, + 723 + ], + "score": 1.0, + "content": "variation in the number of objects involved in a given fast-mapping task at test time. The agent also", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 719, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 106, + 719, + 506, + 734 + ], + "score": 1.0, + "content": "exhibits above-chance success when presented with the name for a particular object in the ShapeNet", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 343, + 505, + 355 + ], + "spans": [ + { + "bbox": [ + 106, + 343, + 505, + 355 + ], + "score": 1.0, + "content": "taxonomy (Chang et al., 2015) and then instructed (using that name) to interact with a different", + "type": "text", + "cross_page": true + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 354, + 505, + 366 + ], + "spans": [ + { + "bbox": [ + 105, + 354, + 505, + 366 + ], + "score": 1.0, + "content": "exemplar from the same object class, and this propensity can be further enhanced by specific meta-", + "type": "text", + "cross_page": true + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 364, + 505, + 378 + ], + "spans": [ + { + "bbox": [ + 105, + 364, + 505, + 378 + ], + "score": 1.0, + "content": "training. We find that both the number of unique objects observed by the agent during training and", + "type": "text", + "cross_page": true + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 376, + 505, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 376, + 505, + 388 + ], + "score": 1.0, + "content": "the temporal aspect of its perceptual experience of those objects contribute critically to its ability to", + "type": "text", + "cross_page": true + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 385, + 505, + 400 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 505, + 400 + ], + "score": 1.0, + "content": "generalize, particularly its ability to execute fast-mapping with entirely novel objects. Finally, we", + "type": "text", + "cross_page": true + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 397, + 505, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 505, + 410 + ], + "score": 1.0, + "content": "show that a dual-coding memory schema can provide a more effective basis to derive a signal for", + "type": "text", + "cross_page": true + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 407, + 374, + 421 + ], + "spans": [ + { + "bbox": [ + 105, + 407, + 374, + 421 + ], + "score": 1.0, + "content": "intrinsic motivation than a more conventional (unimodal) memory.", + "type": "text", + "cross_page": true + } + ], + "index": 23 + } + ], + "index": 47, + "bbox_fs": [ + 106, + 699, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 184, + 81, + 430, + 286 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 184, + 81, + 430, + 286 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 184, + 81, + 430, + 286 + ], + "spans": [ + { + "bbox": [ + 184, + 81, + 430, + 286 + ], + "score": 0.977, + "type": "image", + "image_path": "4ee4e3aa58759c6af9de0a33cbf59547d262197b5d9142a5e8f2f1f739527e49.jpg" + } + ] + } + ], + "index": 7, + "virtual_lines": [ + { + "bbox": [ + 184, + 81, + 430, + 94.66666666666667 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 184, + 94.66666666666667, + 430, + 108.33333333333334 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 184, + 108.33333333333334, + 430, + 122.00000000000001 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 184, + 122.00000000000001, + 430, + 135.66666666666669 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 184, + 135.66666666666669, + 430, + 149.33333333333334 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 184, + 149.33333333333334, + 430, + 163.0 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 184, + 163.0, + 430, + 176.66666666666666 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 184, + 176.66666666666666, + 430, + 190.33333333333331 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 184, + 190.33333333333331, + 430, + 203.99999999999997 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 184, + 203.99999999999997, + 430, + 217.66666666666663 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 184, + 217.66666666666663, + 430, + 231.3333333333333 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 184, + 231.3333333333333, + 430, + 244.99999999999994 + ], + "spans": [], + "index": 11 + }, + { + "bbox": [ + 184, + 244.99999999999994, + 430, + 258.66666666666663 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 184, + 258.66666666666663, + 430, + 272.3333333333333 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 184, + 272.3333333333333, + 430, + 286.0 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 107, + 300, + 505, + 324 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 300, + 505, + 313 + ], + "spans": [ + { + "bbox": [ + 106, + 300, + 505, + 313 + ], + "score": 1.0, + "content": "Figure 1: Top: The two phases of a fast-mapping episode. Bottom: Screenshots of the task from", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 312, + 486, + 325 + ], + "spans": [ + { + "bbox": [ + 106, + 312, + 486, + 325 + ], + "score": 1.0, + "content": "the agent’s perspective at important moments (including the contents of the language channel).", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15.5 + } + ], + "index": 11.25 + }, + { + "type": "text", + "bbox": [ + 107, + 342, + 505, + 419 + ], + "lines": [ + { + "bbox": [ + 106, + 343, + 505, + 355 + ], + "spans": [ + { + "bbox": [ + 106, + 343, + 505, + 355 + ], + "score": 1.0, + "content": "taxonomy (Chang et al., 2015) and then instructed (using that name) to interact with a different", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 354, + 505, + 366 + ], + "spans": [ + { + "bbox": [ + 105, + 354, + 505, + 366 + ], + "score": 1.0, + "content": "exemplar from the same object class, and this propensity can be further enhanced by specific meta-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 364, + 505, + 378 + ], + "spans": [ + { + "bbox": [ + 105, + 364, + 505, + 378 + ], + "score": 1.0, + "content": "training. We find that both the number of unique objects observed by the agent during training and", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 376, + 505, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 376, + 505, + 388 + ], + "score": 1.0, + "content": "the temporal aspect of its perceptual experience of those objects contribute critically to its ability to", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 385, + 505, + 400 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 505, + 400 + ], + "score": 1.0, + "content": "generalize, particularly its ability to execute fast-mapping with entirely novel objects. Finally, we", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 397, + 505, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 505, + 410 + ], + "score": 1.0, + "content": "show that a dual-coding memory schema can provide a more effective basis to derive a signal for", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 407, + 374, + 421 + ], + "spans": [ + { + "bbox": [ + 105, + 407, + 374, + 421 + ], + "score": 1.0, + "content": "intrinsic motivation than a more conventional (unimodal) memory.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 20 + }, + { + "type": "title", + "bbox": [ + 107, + 436, + 365, + 448 + ], + "lines": [ + { + "bbox": [ + 104, + 434, + 366, + 450 + ], + "spans": [ + { + "bbox": [ + 104, + 434, + 366, + 450 + ], + "score": 1.0, + "content": "2 AN ENVIRONMENT FOR FAST WORD LEARNING", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 107, + 460, + 505, + 515 + ], + "lines": [ + { + "bbox": [ + 106, + 460, + 505, + 473 + ], + "spans": [ + { + "bbox": [ + 106, + 460, + 505, + 473 + ], + "score": 1.0, + "content": "We conduct experiments in a 3D room built with the Unity game engine. In a typical episode, the", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 471, + 505, + 483 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 262, + 483 + ], + "score": 1.0, + "content": "room contains a pre-specified number", + "type": "text" + }, + { + "bbox": [ + 262, + 471, + 272, + 481 + ], + "score": 0.8, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 272, + 471, + 479, + 483 + ], + "score": 1.0, + "content": "of everyday 3D rendered objects from a global set", + "type": "text" + }, + { + "bbox": [ + 480, + 471, + 488, + 481 + ], + "score": 0.72, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 489, + 471, + 505, + 483 + ], + "score": 1.0, + "content": ". In", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 483, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 106, + 483, + 505, + 495 + ], + "score": 1.0, + "content": "all training and evaluation episodes, the initial positions of the objects and agent are randomized.", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 492, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 106, + 492, + 505, + 506 + ], + "score": 1.0, + "content": "The objects include everyday household items such as kitchenware (cup, glass), toys (teddy bear,", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 504, + 298, + 517 + ], + "spans": [ + { + "bbox": [ + 105, + 504, + 298, + 517 + ], + "score": 1.0, + "content": "football), homeware (cushion, vase), and so on.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 107, + 521, + 505, + 675 + ], + "lines": [ + { + "bbox": [ + 105, + 520, + 504, + 533 + ], + "spans": [ + { + "bbox": [ + 105, + 520, + 504, + 533 + ], + "score": 1.0, + "content": "Episodes consist of two phases: a discovery phase, followed by an instruction phase (see Figure 1).1", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 531, + 505, + 545 + ], + "spans": [ + { + "bbox": [ + 105, + 531, + 505, + 545 + ], + "score": 1.0, + "content": "In the discovery phase, the agent must explore the room and fixate on each of the objects in turn.", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 542, + 505, + 555 + ], + "spans": [ + { + "bbox": [ + 105, + 542, + 505, + 555 + ], + "score": 1.0, + "content": "When it fixates on an object, the environment returns a string with the name of the object (which", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 554, + 505, + 565 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 505, + 565 + ], + "score": 1.0, + "content": "is a nonsense word), for example “This is a dax” or “This is a blicket”. Once the environment has", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 565, + 506, + 577 + ], + "spans": [ + { + "bbox": [ + 105, + 565, + 506, + 577 + ], + "score": 1.0, + "content": "returned the name of each of the objects (or if a time limit of 30s is reached), the positions of all", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 575, + 505, + 588 + ], + "spans": [ + { + "bbox": [ + 105, + 575, + 505, + 588 + ], + "score": 1.0, + "content": "the objects and the agent are re-randomized and the instruction phase begins. The environment then", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 586, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 505, + 599 + ], + "score": 1.0, + "content": "emits an instruction, for example “Pick up a dax” or “Pick up a blicket”. To succeed, the agent must", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 597, + 506, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 304, + 610 + ], + "score": 1.0, + "content": "then lift up the specified object and hold it above", + "type": "text" + }, + { + "bbox": [ + 304, + 598, + 331, + 608 + ], + "score": 0.8, + "content": "0 . 2 5 \\mathrm { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 597, + 506, + 610 + ], + "score": 1.0, + "content": "for 3 consecutive timesteps, at which point", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 608, + 506, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 608, + 506, + 622 + ], + "score": 1.0, + "content": "the episode ends, and a new episode begins with a discovery phase and a fresh sample of objects", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 620, + 506, + 632 + ], + "spans": [ + { + "bbox": [ + 105, + 620, + 183, + 632 + ], + "score": 1.0, + "content": "from the global set", + "type": "text" + }, + { + "bbox": [ + 183, + 620, + 193, + 630 + ], + "score": 0.67, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 193, + 620, + 506, + 632 + ], + "score": 1.0, + "content": ". If the agent first lifts up an incorrect object, the episode also ends (so it is not", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 631, + 506, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 631, + 506, + 643 + ], + "score": 1.0, + "content": "possible to pick up more than one object in the instruction phase). To provide a signal for the agent", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 641, + 505, + 654 + ], + "spans": [ + { + "bbox": [ + 105, + 641, + 505, + 654 + ], + "score": 1.0, + "content": "to learn from, it receives a scalar reward of 1.0 if it picks up the correct object in the instruction", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 653, + 506, + 665 + ], + "spans": [ + { + "bbox": [ + 105, + 653, + 506, + 665 + ], + "score": 1.0, + "content": "phase. In the default training setting, to encourage the necessary information-seeking behaviour, a", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 663, + 492, + 677 + ], + "spans": [ + { + "bbox": [ + 105, + 663, + 492, + 677 + ], + "score": 1.0, + "content": "smaller shaping reward of 0.1 is provided for visiting each of the objects in the discovery phase.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 36.5 + }, + { + "type": "text", + "bbox": [ + 108, + 681, + 505, + 714 + ], + "lines": [ + { + "bbox": [ + 105, + 680, + 505, + 694 + ], + "spans": [ + { + "bbox": [ + 105, + 680, + 505, + 694 + ], + "score": 1.0, + "content": "Given this two-phase episode structure, two distinct learning challenges can be posed to the agent.", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 104, + 690, + 506, + 704 + ], + "spans": [ + { + "bbox": [ + 104, + 690, + 506, + 704 + ], + "score": 1.0, + "content": "In a slow-learning regime, the environment can assign the permanent name (e.g. “cup”, “chair”)", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 701, + 506, + 716 + ], + "spans": [ + { + "bbox": [ + 105, + 701, + 506, + 716 + ], + "score": 1.0, + "content": "to objects in the environment whenever they are sampled. 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Bottom: Screenshots of the task from", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 312, + 486, + 325 + ], + "spans": [ + { + "bbox": [ + 106, + 312, + 486, + 325 + ], + "score": 1.0, + "content": "the agent’s perspective at important moments (including the contents of the language channel).", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15.5 + } + ], + "index": 11.25 + }, + { + "type": "text", + "bbox": [ + 107, + 342, + 505, + 419 + ], + "lines": [], + "index": 20, + "bbox_fs": [ + 105, + 343, + 505, + 421 + ], + "lines_deleted": true + }, + { + "type": "title", + "bbox": [ + 107, + 436, + 365, + 448 + ], + "lines": [ + { + "bbox": [ + 104, + 434, + 366, + 450 + ], + "spans": [ + { + "bbox": [ + 104, + 434, + 366, + 450 + ], + "score": 1.0, + "content": "2 AN ENVIRONMENT FOR FAST WORD LEARNING", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 107, + 460, + 505, + 515 + ], + "lines": [ + { + "bbox": [ + 106, + 460, + 505, + 473 + ], + "spans": [ + { + "bbox": [ + 106, + 460, + 505, + 473 + ], + "score": 1.0, + "content": "We conduct experiments in a 3D room built with the Unity game engine. In a typical episode, the", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 471, + 505, + 483 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 262, + 483 + ], + "score": 1.0, + "content": "room contains a pre-specified number", + "type": "text" + }, + { + "bbox": [ + 262, + 471, + 272, + 481 + ], + "score": 0.8, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 272, + 471, + 479, + 483 + ], + "score": 1.0, + "content": "of everyday 3D rendered objects from a global set", + "type": "text" + }, + { + "bbox": [ + 480, + 471, + 488, + 481 + ], + "score": 0.72, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 489, + 471, + 505, + 483 + ], + "score": 1.0, + "content": ". In", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 483, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 106, + 483, + 505, + 495 + ], + "score": 1.0, + "content": "all training and evaluation episodes, the initial positions of the objects and agent are randomized.", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 492, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 106, + 492, + 505, + 506 + ], + "score": 1.0, + "content": "The objects include everyday household items such as kitchenware (cup, glass), toys (teddy bear,", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 504, + 298, + 517 + ], + "spans": [ + { + "bbox": [ + 105, + 504, + 298, + 517 + ], + "score": 1.0, + "content": "football), homeware (cushion, vase), and so on.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 27, + "bbox_fs": [ + 105, + 460, + 505, + 517 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 521, + 505, + 675 + ], + "lines": [ + { + "bbox": [ + 105, + 520, + 504, + 533 + ], + "spans": [ + { + "bbox": [ + 105, + 520, + 504, + 533 + ], + "score": 1.0, + "content": "Episodes consist of two phases: a discovery phase, followed by an instruction phase (see Figure 1).1", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 531, + 505, + 545 + ], + "spans": [ + { + "bbox": [ + 105, + 531, + 505, + 545 + ], + "score": 1.0, + "content": "In the discovery phase, the agent must explore the room and fixate on each of the objects in turn.", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 542, + 505, + 555 + ], + "spans": [ + { + "bbox": [ + 105, + 542, + 505, + 555 + ], + "score": 1.0, + "content": "When it fixates on an object, the environment returns a string with the name of the object (which", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 554, + 505, + 565 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 505, + 565 + ], + "score": 1.0, + "content": "is a nonsense word), for example “This is a dax” or “This is a blicket”. Once the environment has", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 565, + 506, + 577 + ], + "spans": [ + { + "bbox": [ + 105, + 565, + 506, + 577 + ], + "score": 1.0, + "content": "returned the name of each of the objects (or if a time limit of 30s is reached), the positions of all", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 575, + 505, + 588 + ], + "spans": [ + { + "bbox": [ + 105, + 575, + 505, + 588 + ], + "score": 1.0, + "content": "the objects and the agent are re-randomized and the instruction phase begins. The environment then", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 586, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 505, + 599 + ], + "score": 1.0, + "content": "emits an instruction, for example “Pick up a dax” or “Pick up a blicket”. To succeed, the agent must", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 597, + 506, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 304, + 610 + ], + "score": 1.0, + "content": "then lift up the specified object and hold it above", + "type": "text" + }, + { + "bbox": [ + 304, + 598, + 331, + 608 + ], + "score": 0.8, + "content": "0 . 2 5 \\mathrm { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 597, + 506, + 610 + ], + "score": 1.0, + "content": "for 3 consecutive timesteps, at which point", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 608, + 506, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 608, + 506, + 622 + ], + "score": 1.0, + "content": "the episode ends, and a new episode begins with a discovery phase and a fresh sample of objects", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 620, + 506, + 632 + ], + "spans": [ + { + "bbox": [ + 105, + 620, + 183, + 632 + ], + "score": 1.0, + "content": "from the global set", + "type": "text" + }, + { + "bbox": [ + 183, + 620, + 193, + 630 + ], + "score": 0.67, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 193, + 620, + 506, + 632 + ], + "score": 1.0, + "content": ". 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The only way to consistently solve the", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "score": 1.0, + "content": "task is to record the connections between words and objects in the discovery phase, and apply this", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 116, + 472, + 129 + ], + "spans": [ + { + "bbox": [ + 106, + 116, + 472, + 129 + ], + "score": 1.0, + "content": "(episode-specific) knowledge in the instruction phase to determine which object to pick up.", + "type": "text", + "cross_page": true + } + ], + "index": 3 + } + ], + "index": 45, + "bbox_fs": [ + 104, + 680, + 506, + 716 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 127 + ], + "lines": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "score": 1.0, + "content": "which is the principal focus of this work, the environment assigns a unique nonsense word to each", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 505, + 106 + ], + "score": 1.0, + "content": "of the objects in the room at random on a per-episode basis. The only way to consistently solve the", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "score": 1.0, + "content": "task is to record the connections between words and objects in the discovery phase, and apply this", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 116, + 472, + 129 + ], + "spans": [ + { + "bbox": [ + 106, + 116, + 472, + 129 + ], + "score": 1.0, + "content": "(episode-specific) knowledge in the instruction phase to determine which object to pick up.", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 1.5 + }, + { + "type": "title", + "bbox": [ + 106, + 146, + 485, + 158 + ], + "lines": [ + { + "bbox": [ + 104, + 144, + 487, + 160 + ], + "spans": [ + { + "bbox": [ + 104, + 144, + 487, + 160 + ], + "score": 1.0, + "content": "3 MEMORY ARCHITECTURES FOR AGENTS WITH VISION AND LANGUAGE", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "text", + "bbox": [ + 107, + 171, + 505, + 271 + ], + "lines": [ + { + "bbox": [ + 106, + 172, + 504, + 184 + ], + "spans": [ + { + "bbox": [ + 106, + 172, + 504, + 184 + ], + "score": 1.0, + "content": "The agents that we consider build on a standard architecture for reinforcement learning in multi-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 182, + 505, + 195 + ], + "spans": [ + { + "bbox": [ + 105, + 182, + 164, + 195 + ], + "score": 1.0, + "content": "modal (vision", + "type": "text" + }, + { + "bbox": [ + 164, + 184, + 172, + 193 + ], + "score": 0.73, + "content": "^ +", + "type": "inline_equation" + }, + { + "bbox": [ + 173, + 182, + 505, + 195 + ], + "score": 1.0, + "content": "language) environments (see e.g. (Chaplot et al., 2018; Hermann et al., 2017; Hill", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 193, + 506, + 207 + ], + "spans": [ + { + "bbox": [ + 105, + 193, + 506, + 207 + ], + "score": 1.0, + "content": "et al., 2020)). The visual input (raw pixels) is processed at every timestep by a convolutional network", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 204, + 505, + 218 + ], + "spans": [ + { + "bbox": [ + 105, + 204, + 505, + 218 + ], + "score": 1.0, + "content": "with residual connections (a ResNet). The language input is passed through an embedding lookup", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 216, + 505, + 228 + ], + "spans": [ + { + "bbox": [ + 106, + 216, + 505, + 228 + ], + "score": 1.0, + "content": "layer plus self-attention layer for processing. Finally, a core memory integrates the information", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 227, + 505, + 239 + ], + "spans": [ + { + "bbox": [ + 106, + 227, + 505, + 239 + ], + "score": 1.0, + "content": "from the two input sources over time. A fully-connected plus softmax layer maps the state of this", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 237, + 506, + 250 + ], + "spans": [ + { + "bbox": [ + 105, + 237, + 506, + 250 + ], + "score": 1.0, + "content": "core memory to a distribution over 46 actions, which are discretizations of a 9-DoF continuous", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 248, + 506, + 262 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 506, + 262 + ], + "score": 1.0, + "content": "agent avatar. A separate layer predicts a value function for computing a baseline for optimization", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 259, + 347, + 272 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 347, + 272 + ], + "score": 1.0, + "content": "according to the IMPALA algorithm (Espeholt et al., 2018).", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 9 + }, + { + "type": "text", + "bbox": [ + 107, + 276, + 505, + 343 + ], + "lines": [ + { + "bbox": [ + 105, + 276, + 505, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 276, + 505, + 289 + ], + "score": 1.0, + "content": "We replicated previous studies by verifying that a baseline architecture with LSTM core memory", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 287, + 505, + 300 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 505, + 300 + ], + "score": 1.0, + "content": "(Hochreiter & Schmidhuber, 1997) could learn to follow language instructions when trained in the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 298, + 505, + 311 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 505, + 311 + ], + "score": 1.0, + "content": "slow-learning regime. However, the failure of this architecture to reliably learn to perform above-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 310, + 505, + 321 + ], + "spans": [ + { + "bbox": [ + 106, + 310, + 505, + 321 + ], + "score": 1.0, + "content": "chance in the fast-learning regime motivated investigation of architectures involving explicit external", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 320, + 505, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 505, + 333 + ], + "score": 1.0, + "content": "memory modules. Given the two observation channels from language and vision, there are various", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 331, + 432, + 344 + ], + "spans": [ + { + "bbox": [ + 106, + 331, + 432, + 344 + ], + "score": 1.0, + "content": "ways in which observations can be represented and retrieved in external memory.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 16.5 + }, + { + "type": "text", + "bbox": [ + 106, + 357, + 505, + 511 + ], + "lines": [ + { + "bbox": [ + 105, + 357, + 506, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 491, + 370 + ], + "score": 1.0, + "content": "Differentiable Neural Computer (DNC) In the DNC (Wayne et al., 2018), at each timestep", + "type": "text" + }, + { + "bbox": [ + 491, + 359, + 497, + 367 + ], + "score": 0.72, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 497, + 357, + 506, + 370 + ], + "score": 1.0, + "content": "a", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 368, + 506, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 368, + 158, + 381 + ], + "score": 1.0, + "content": "latent vector", + "type": "text" + }, + { + "bbox": [ + 159, + 369, + 255, + 380 + ], + "score": 0.91, + "content": "\\mathbf { e } _ { t } = w ( \\mathbf { h } _ { t - 1 } , \\mathbf { r } _ { t - 1 } , \\mathbf { x } _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 255, + 368, + 425, + 381 + ], + "score": 1.0, + "content": ", computed from the previous hidden state", + "type": "text" + }, + { + "bbox": [ + 425, + 369, + 447, + 380 + ], + "score": 0.9, + "content": "\\mathbf { h } _ { t - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 368, + 506, + 381 + ], + "score": 1.0, + "content": "of the agent’s", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 380, + 506, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 380, + 321, + 392 + ], + "score": 1.0, + "content": "core memory LSTM, the previous memory read-out", + "type": "text" + }, + { + "bbox": [ + 321, + 381, + 341, + 391 + ], + "score": 0.88, + "content": "\\mathbf { r } _ { t - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 341, + 380, + 437, + 392 + ], + "score": 1.0, + "content": ", and the current inputs", + "type": "text" + }, + { + "bbox": [ + 438, + 381, + 448, + 390 + ], + "score": 0.85, + "content": "\\mathbf { x } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 449, + 380, + 506, + 392 + ], + "score": 1.0, + "content": ", is written to", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 390, + 506, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 331, + 403 + ], + "score": 1.0, + "content": "a slot-based external memory. 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This reading procedure is performed simultaneously by", + "type": "text" + }, + { + "bbox": [ + 398, + 480, + 406, + 488 + ], + "score": 0.73, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 478, + 505, + 491 + ], + "score": 1.0, + "content": "independent read heads,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 488, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 488, + 168, + 502 + ], + "score": 1.0, + "content": "and the results", + "type": "text" + }, + { + "bbox": [ + 169, + 489, + 216, + 501 + ], + "score": 0.93, + "content": "[ \\hat { \\mathbf { r } } _ { t } ^ { 1 } , \\ldots , \\hat { \\mathbf { r } } _ { t } ^ { n } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 488, + 439, + 502 + ], + "score": 1.0, + "content": "are concatenated to form the current memory read-out", + "type": "text" + }, + { + "bbox": [ + 440, + 491, + 449, + 500 + ], + "score": 0.84, + "content": "\\mathbf { r } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 488, + 505, + 502 + ], + "score": 1.0, + "content": ". 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The key idea is", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 548, + 505, + 560 + ], + "spans": [ + { + "bbox": [ + 105, + 548, + 505, + 560 + ], + "score": 1.0, + "content": "to allow different modalities (language and vision) to determine either the keys (and queries) or the", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 559, + 505, + 572 + ], + "spans": [ + { + "bbox": [ + 106, + 559, + 505, + 572 + ], + "score": 1.0, + "content": "values. In the present work, because of the structure of the tasks we consider, we align the keys and", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 104, + 569, + 506, + 583 + ], + "spans": [ + { + "bbox": [ + 104, + 569, + 506, + 583 + ], + "score": 1.0, + "content": "queries with language and the values with vision. 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To read from", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 631, + 505, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 631, + 190, + 643 + ], + "score": 1.0, + "content": "the memory, a query", + "type": "text" + }, + { + "bbox": [ + 191, + 631, + 249, + 643 + ], + "score": 0.92, + "content": "q ( \\mathbf { v } _ { t } , \\mathbf { l } _ { t } , \\mathbf { h } _ { t - 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 249, + 631, + 505, + 643 + ], + "score": 1.0, + "content": "is computed and compared to the keys by cosine similarity. The", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 640, + 505, + 655 + ], + "spans": [ + { + "bbox": [ + 106, + 642, + 113, + 651 + ], + "score": 0.81, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 114, + 640, + 312, + 655 + ], + "score": 1.0, + "content": "values whose keys are most similar to the query,", + "type": "text" + }, + { + "bbox": [ + 312, + 641, + 347, + 654 + ], + "score": 0.93, + "content": "[ \\mathbf m ^ { j } ] _ { j \\leq k }", + "type": "inline_equation" + }, + { + "bbox": [ + 348, + 640, + 505, + 655 + ], + "score": 1.0, + "content": ", are returned together with similarities", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 107, + 653, + 506, + 668 + ], + "spans": [ + { + "bbox": [ + 107, + 653, + 137, + 666 + ], + "score": 0.92, + "content": "[ s ^ { j } ] _ { j \\leq k }", + "type": "inline_equation" + }, + { + "bbox": [ + 137, + 653, + 374, + 668 + ], + "score": 1.0, + "content": ". 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The visual input (raw pixels) is processed at every timestep by a convolutional network", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 204, + 505, + 218 + ], + "spans": [ + { + "bbox": [ + 105, + 204, + 505, + 218 + ], + "score": 1.0, + "content": "with residual connections (a ResNet). The language input is passed through an embedding lookup", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 216, + 505, + 228 + ], + "spans": [ + { + "bbox": [ + 106, + 216, + 505, + 228 + ], + "score": 1.0, + "content": "layer plus self-attention layer for processing. Finally, a core memory integrates the information", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 227, + 505, + 239 + ], + "spans": [ + { + "bbox": [ + 106, + 227, + 505, + 239 + ], + "score": 1.0, + "content": "from the two input sources over time. A fully-connected plus softmax layer maps the state of this", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 237, + 506, + 250 + ], + "spans": [ + { + "bbox": [ + 105, + 237, + 506, + 250 + ], + "score": 1.0, + "content": "core memory to a distribution over 46 actions, which are discretizations of a 9-DoF continuous", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 248, + 506, + 262 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 506, + 262 + ], + "score": 1.0, + "content": "agent avatar. A separate layer predicts a value function for computing a baseline for optimization", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 259, + 347, + 272 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 347, + 272 + ], + "score": 1.0, + "content": "according to the IMPALA algorithm (Espeholt et al., 2018).", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 9, + "bbox_fs": [ + 105, + 172, + 506, + 272 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 276, + 505, + 343 + ], + "lines": [ + { + "bbox": [ + 105, + 276, + 505, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 276, + 505, + 289 + ], + "score": 1.0, + "content": "We replicated previous studies by verifying that a baseline architecture with LSTM core memory", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 287, + 505, + 300 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 505, + 300 + ], + "score": 1.0, + "content": "(Hochreiter & Schmidhuber, 1997) could learn to follow language instructions when trained in the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 298, + 505, + 311 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 505, + 311 + ], + "score": 1.0, + "content": "slow-learning regime. However, the failure of this architecture to reliably learn to perform above-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 310, + 505, + 321 + ], + "spans": [ + { + "bbox": [ + 106, + 310, + 505, + 321 + ], + "score": 1.0, + "content": "chance in the fast-learning regime motivated investigation of architectures involving explicit external", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 320, + 505, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 505, + 333 + ], + "score": 1.0, + "content": "memory modules. 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The returned embeddings are then", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 466, + 506, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 232, + 480 + ], + "score": 1.0, + "content": "aggregated into a single vector", + "type": "text" + }, + { + "bbox": [ + 232, + 468, + 242, + 478 + ], + "score": 0.87, + "content": "\\hat { \\mathbf { r } } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 466, + 506, + 480 + ], + "score": 1.0, + "content": "by normalizing the similarities and taking a weighted average of", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 478, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 478, + 398, + 491 + ], + "score": 1.0, + "content": "the embeddings. This reading procedure is performed simultaneously by", + "type": "text" + }, + { + "bbox": [ + 398, + 480, + 406, + 488 + ], + "score": 0.73, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 478, + 505, + 491 + ], + "score": 1.0, + "content": "independent read heads,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 488, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 488, + 168, + 502 + ], + "score": 1.0, + "content": "and the results", + "type": "text" + }, + { + "bbox": [ + 169, + 489, + 216, + 501 + ], + "score": 0.93, + "content": "[ \\hat { \\mathbf { r } } _ { t } ^ { 1 } , \\ldots , \\hat { \\mathbf { r } } _ { t } ^ { n } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 488, + 439, + 502 + ], + "score": 1.0, + "content": "are concatenated to form the current memory read-out", + "type": "text" + }, + { + "bbox": [ + 440, + 491, + 449, + 500 + ], + "score": 0.84, + "content": "\\mathbf { r } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 488, + 505, + 502 + ], + "score": 1.0, + "content": ". 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Mean (S.D) accuracy Architecture le9 training steps
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Mean (S.D) accuracy Architecture le9 training steps
LSTM 0.33 (0.05)
LSTM+R 0.61 (0.27)
DNC mem=1024 0.34 (0.01)
DNC mem=1024+R 0.64 (0.27)
TransformerXL mem=1024 0.32 (0.02)
TransformerXL mem=1024+R 0.98 (0.01)
DCEM mem=1024 0.33 (0.02)
DCEM mem=1024+R 0.98 (0.01)
TransformerXL mem=100+R 0.73 (0.35)
DCEM mem=100 +R 0.98 (0.01)
Random object selection 0.33
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Gradients flow through the policy layer and the core LSTM to the", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 398, + 505, + 411 + ], + "spans": [ + { + "bbox": [ + 105, + 398, + 505, + 411 + ], + "score": 1.0, + "content": "memory’s query network and the embedding ResNet and self-attention language encoder. We also", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 408, + 506, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 408, + 506, + 423 + ], + "score": 1.0, + "content": "use a policy entropy loss as in (Mnih et al., 2016; Espeholt et al., 2018) to encourage random-action", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 420, + 387, + 433 + ], + "spans": [ + { + "bbox": [ + 105, + 420, + 387, + 433 + ], + "score": 1.0, + "content": "exploration. 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The latent vector", + "type": "text" + }, + { + "bbox": [ + 493, + 457, + 504, + 466 + ], + "score": 0.83, + "content": "\\mathbf { e } _ { t }", + "type": "inline_equation" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 465, + 506, + 479 + ], + "spans": [ + { + "bbox": [ + 105, + 465, + 195, + 479 + ], + "score": 1.0, + "content": "is passed to a ResNet", + "type": "text" + }, + { + "bbox": [ + 196, + 467, + 203, + 477 + ], + "score": 0.77, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 465, + 506, + 479 + ], + "score": 1.0, + "content": "that is the transpose of the image encoder, and outputs a reconstruction of", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 104, + 474, + 506, + 491 + ], + "spans": [ + { + "bbox": [ + 104, + 474, + 172, + 491 + ], + "score": 1.0, + "content": "the image input", + "type": "text" + }, + { + "bbox": [ + 172, + 477, + 223, + 489 + ], + "score": 0.92, + "content": "\\mathbf { d } _ { t } ^ { \\mathrm { i m } } = g ( \\mathbf { e } _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 224, + 474, + 506, + 491 + ], + "score": 1.0, + "content": ". The image reconstruction loss is the cross entropy between the input", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 104, + 485, + 507, + 502 + ], + "spans": [ + { + "bbox": [ + 104, + 485, + 215, + 502 + ], + "score": 1.0, + "content": "and reconstructed images:", + "type": "text" + }, + { + "bbox": [ + 216, + 487, + 408, + 500 + ], + "score": 0.9, + "content": "l _ { t } ^ { \\mathrm { i m } } = - \\mathbf { x } _ { t } ^ { \\mathrm { i m } } \\log \\mathbf { d } _ { t } ^ { \\mathrm { i m } } - ( 1 - \\mathbf { x } _ { t } ^ { \\mathrm { i m } } ) \\log ( 1 - \\mathbf { d } _ { t } ^ { \\mathrm { i m } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 408, + 485, + 507, + 502 + ], + "score": 1.0, + "content": ". The language decoder", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 498, + 505, + 512 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 318, + 512 + ], + "score": 1.0, + "content": "is a simple LSTM, which also takes the latent vector", + "type": "text" + }, + { + "bbox": [ + 319, + 501, + 329, + 510 + ], + "score": 0.85, + "content": "\\mathbf { e } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 498, + 505, + 512 + ], + "score": 1.0, + "content": "as input and produces a sequence of output", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 104, + 508, + 507, + 525 + ], + "spans": [ + { + "bbox": [ + 104, + 508, + 438, + 525 + ], + "score": 1.0, + "content": "vectors that are projected and softmaxed into classifications over the vocabulary", + "type": "text" + }, + { + "bbox": [ + 438, + 510, + 460, + 523 + ], + "score": 0.91, + "content": "{ \\bf d } _ { t } ^ { \\mathrm { l a n g } }", + "type": "inline_equation" + }, + { + "bbox": [ + 461, + 508, + 507, + 525 + ], + "score": 1.0, + "content": ". The loss", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 521, + 505, + 536 + ], + "spans": [ + { + "bbox": [ + 104, + 521, + 505, + 536 + ], + "score": 1.0, + "content": "is the cross entropy between the classification produced and the one-hot vocabulary indices of the", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 101, + 528, + 509, + 551 + ], + "spans": [ + { + "bbox": [ + 101, + 528, + 159, + 551 + ], + "score": 1.0, + "content": "input words:", + "type": "text" + }, + { + "bbox": [ + 160, + 533, + 378, + 547 + ], + "score": 0.88, + "content": "l _ { t } ^ { \\mathrm { l a n g } } = - \\mathbf { x } _ { t } ^ { \\mathrm { l a n g } } \\log \\mathbf { d } _ { t } ^ { \\mathrm { l a n g } } - ( 1 - \\mathbf { x } _ { t } ^ { \\mathrm { l a n g } } ) \\log ( 1 - \\mathbf { d } _ { t } ^ { \\mathrm { l a n g } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 378, + 528, + 509, + 551 + ], + "score": 1.0, + "content": ". For more details regarding the", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 545, + 319, + 559 + ], + "spans": [ + { + "bbox": [ + 106, + 545, + 319, + 559 + ], + "score": 1.0, + "content": "flow of information and gradients see Appendix A.4.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 37.5, + "bbox_fs": [ + 101, + 443, + 509, + 559 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 573, + 200, + 586 + ], + "lines": [ + { + "bbox": [ + 105, + 572, + 201, + 588 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 201, + 588 + ], + "score": 1.0, + "content": "4 EXPERIMENTS", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 43 + }, + { + "type": "text", + "bbox": [ + 107, + 598, + 504, + 642 + ], + "lines": [ + { + "bbox": [ + 105, + 597, + 506, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 506, + 611 + ], + "score": 1.0, + "content": "We compared the different memory architectures with and without semi-supervised reconstruction", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 609, + 506, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 376, + 622 + ], + "score": 1.0, + "content": "loss on a version of the fast-mapping task involving three objects", + "type": "text" + }, + { + "bbox": [ + 376, + 609, + 407, + 620 + ], + "score": 0.85, + "content": "N = 3", + "type": "inline_equation" + }, + { + "bbox": [ + 408, + 609, + 506, + 622 + ], + "score": 1.0, + "content": ") sampled from a global", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 620, + 504, + 632 + ], + "spans": [ + { + "bbox": [ + 106, + 621, + 147, + 632 + ], + "score": 1.0, + "content": "set of 30", + "type": "text" + }, + { + "bbox": [ + 148, + 620, + 187, + 632 + ], + "score": 0.83, + "content": "| G | = 3 0 ,", + "type": "inline_equation" + }, + { + "bbox": [ + 187, + 621, + 504, + 632 + ], + "score": 1.0, + "content": "). As shown in Table 1, only the DCEM and Transformer architectures reliably", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 630, + 304, + 645 + ], + "spans": [ + { + "bbox": [ + 105, + 630, + 183, + 645 + ], + "score": 1.0, + "content": "solve the task after", + "type": "text" + }, + { + "bbox": [ + 184, + 631, + 217, + 641 + ], + "score": 0.91, + "content": "1 \\times 1 0 ^ { 9 }", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 630, + 304, + 645 + ], + "score": 1.0, + "content": "timesteps of training.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 45.5, + "bbox_fs": [ + 105, + 597, + 506, + 645 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 654, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 654, + 506, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 506, + 668 + ], + "score": 1.0, + "content": "DCEM vs. TransformerXL Importantly, the Transformer and DCEM are the two architectures", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 667, + 505, + 678 + ], + "spans": [ + { + "bbox": [ + 106, + 667, + 505, + 678 + ], + "score": 1.0, + "content": "that can exploit the principle of dual-coding. Since the inputs to the Transformer are the concate-", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 677, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 505, + 689 + ], + "score": 1.0, + "content": "nation of visual and language codes, this model can recover the dual-coding aspect of the DCEM", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 687, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 243, + 701 + ], + "score": 1.0, + "content": "by learning self-attention weights", + "type": "text" + }, + { + "bbox": [ + 244, + 688, + 262, + 699 + ], + "score": 0.9, + "content": "\\mathbf { W } _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 262, + 687, + 280, + 701 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 281, + 688, + 298, + 700 + ], + "score": 0.9, + "content": "\\mathbf { W } _ { q }", + "type": "inline_equation" + }, + { + "bbox": [ + 298, + 687, + 506, + 701 + ], + "score": 1.0, + "content": "that project the language code to keys and queries,", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 157, + 711 + ], + "score": 1.0, + "content": "and weights", + "type": "text" + }, + { + "bbox": [ + 157, + 699, + 175, + 710 + ], + "score": 0.88, + "content": "\\mathbf { W } _ { v }", + "type": "inline_equation" + }, + { + "bbox": [ + 175, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "to project the visual code to values. Learning in the DCEM was marginally more", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "sample-efficient, but this is perhaps expected given it was designed with fast-mapping tasks in mind.", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 105, + 720, + 473, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 473, + 734 + ], + "score": 1.0, + "content": "In light of this, is it really worth pursing memory systems with explicit episodic memories?", + "type": "text" + } + ], + "index": 54 + } + ], + "index": 51, + "bbox_fs": [ + 105, + 654, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 110, + 79, + 505, + 195 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 110, + 79, + 505, + 195 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 110, + 79, + 505, + 195 + ], + "spans": [ + { + "bbox": [ + 110, + 79, + 505, + 195 + ], + "score": 0.962, + "type": "image", + "image_path": "eb6284c7f9f9e22a4e65e427e7dfe197dd4a46a81c3042ae834b130764324011.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 110, + 79, + 505, + 117.66666666666666 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 110, + 117.66666666666666, + 505, + 156.33333333333331 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 110, + 156.33333333333331, + 505, + 194.99999999999997 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 217, + 504, + 239 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 216, + 506, + 230 + ], + "spans": [ + { + "bbox": [ + 105, + 216, + 506, + 230 + ], + "score": 1.0, + "content": "Figure 2: Accuracy of agents trained on probe trials involving a different number of total objects", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 227, + 359, + 240 + ], + "spans": [ + { + "bbox": [ + 106, + 227, + 359, + 240 + ], + "score": 1.0, + "content": "for agents meta-trained with different numbers of total objects.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3.5 + } + ], + "index": 2.25 + }, + { + "type": "text", + "bbox": [ + 107, + 263, + 505, + 417 + ], + "lines": [ + { + "bbox": [ + 106, + 264, + 504, + 275 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 504, + 275 + ], + "score": 1.0, + "content": "To show one clear justification for external memory architectures, we conducted an additional com-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 274, + 506, + 287 + ], + "spans": [ + { + "bbox": [ + 105, + 274, + 506, + 287 + ], + "score": 1.0, + "content": "parison in which the memory windows of both the DCEM and the Transformer agents were limited", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 285, + 506, + 298 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 506, + 298 + ], + "score": 1.0, + "content": "to 100 timesteps (from 1024 in the original experiment), approximately the length of an episode if an", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 295, + 506, + 309 + ], + "spans": [ + { + "bbox": [ + 105, + 295, + 506, + 309 + ], + "score": 1.0, + "content": "agent is well-trained to the optimal policy. With a memory span of 100, the Transformer is forced to", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 307, + 505, + 320 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 505, + 320 + ], + "score": 1.0, + "content": "use the XL window-recurrence mechanism to pass information across context windows (Dai et al.,", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 318, + 506, + 330 + ], + "spans": [ + { + "bbox": [ + 106, + 318, + 506, + 330 + ], + "score": 1.0, + "content": "2019), while any capacity to retain episodic information beyond 100 timesteps in the DCEM must be", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 328, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 105, + 328, + 505, + 342 + ], + "score": 1.0, + "content": "managed by by the LSTM controller. In this setting we observed that the DCEM was substantially", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 340, + 506, + 353 + ], + "spans": [ + { + "bbox": [ + 105, + 340, + 506, + 353 + ], + "score": 1.0, + "content": "more effective (Table 1, left, bottom). While this imposed memory constraint may seem arbitrary,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 351, + 506, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 351, + 506, + 364 + ], + "score": 1.0, + "content": "in real-world tasks working memory will always be at a premium. These results suggest that DCEM", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 362, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 505, + 375 + ], + "score": 1.0, + "content": "is more ‘working-memory-efficient’ than the Transformer agent. Indeed, by employing a simple", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 372, + 505, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 372, + 505, + 385 + ], + "score": 1.0, + "content": "heuristic by which the agent only writes to its external memory when the language observation", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 384, + 505, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 384, + 505, + 397 + ], + "score": 1.0, + "content": "changes from one timestep to the next, the DCEM agent with only 20 memory slots could solve the", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 393, + 506, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 506, + 408 + ], + "score": 1.0, + "content": "task with similar efficiency to a Transformer agent with a 1024-slot memory. See Appendix A.1 for", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 406, + 336, + 418 + ], + "spans": [ + { + "bbox": [ + 106, + 406, + 336, + 418 + ], + "score": 1.0, + "content": "these results and details of the selective writing heuristic.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 11.5 + }, + { + "type": "title", + "bbox": [ + 108, + 435, + 209, + 446 + ], + "lines": [ + { + "bbox": [ + 105, + 433, + 210, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 210, + 448 + ], + "score": 1.0, + "content": "4.1 GENERALIZATION", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 457, + 505, + 490 + ], + "lines": [ + { + "bbox": [ + 105, + 456, + 505, + 470 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 505, + 470 + ], + "score": 1.0, + "content": "To explore the generalization capabilities of our agents, we subjected trained agents to various be-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 468, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 505, + 480 + ], + "score": 1.0, + "content": "havioural probes, and measured performance across thousands of episodes without updating their", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 479, + 502, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 439, + 491 + ], + "score": 1.0, + "content": "weights. Unless stated otherwise, all experiments in this section involve the DCEM", + "type": "text" + }, + { + "bbox": [ + 439, + 480, + 445, + 488 + ], + "score": 0.29, + "content": "^ +", + "type": "inline_equation" + }, + { + "bbox": [ + 446, + 479, + 502, + 491 + ], + "score": 1.0, + "content": "Recons agent.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 21 + }, + { + "type": "text", + "bbox": [ + 107, + 506, + 505, + 617 + ], + "lines": [ + { + "bbox": [ + 105, + 506, + 505, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 505, + 519 + ], + "score": 1.0, + "content": "Number of objects We first probed the robustness of the agent to fast-mapping episodes with", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 517, + 505, + 530 + ], + "spans": [ + { + "bbox": [ + 105, + 517, + 505, + 530 + ], + "score": 1.0, + "content": "different numbers of objects. In all conditions, the same objects appear in both the discovery and", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 527, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 446, + 542 + ], + "score": 1.0, + "content": "instruction phases of the episode, and the objects are sampled from the same global set", + "type": "text" + }, + { + "bbox": [ + 446, + 529, + 455, + 539 + ], + "score": 0.64, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 456, + 527, + 459, + 542 + ], + "score": 0.0, + "content": "", + "type": "text" + }, + { + "bbox": [ + 460, + 528, + 498, + 540 + ], + "score": 0.85, + "content": "| G | = 3 0 ,", + "type": "inline_equation" + }, + { + "bbox": [ + 499, + 527, + 505, + 542 + ], + "score": 1.0, + "content": ").", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 537, + 505, + 554 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 505, + 554 + ], + "score": 1.0, + "content": "As shown in Figures 2(b) and (c) (red curves), with the (default) meta-training setting involving", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 481, + 563 + ], + "score": 1.0, + "content": "three objects in each episode, performance on episodes involving five objects is approximately", + "type": "text" + }, + { + "bbox": [ + 482, + 551, + 501, + 561 + ], + "score": 0.84, + "content": "70 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 550, + 505, + 563 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 561, + 505, + 575 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 231, + 575 + ], + "score": 1.0, + "content": "and with eight objects around", + "type": "text" + }, + { + "bbox": [ + 231, + 561, + 250, + 572 + ], + "score": 0.86, + "content": "50 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 561, + 505, + 575 + ], + "score": 1.0, + "content": ". This sub-optimal performance suggests that, with this meta-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 572, + 504, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 504, + 585 + ], + "score": 1.0, + "content": "training regime, the agent does tend to overfit, to some degree, to the “three-ness” of its experience.", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 583, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 505, + 596 + ], + "score": 1.0, + "content": "Figure 2(b) shows, however, that the overfitting of the agent can be alleviated by increasing the", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 594, + 505, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 505, + 607 + ], + "score": 1.0, + "content": "number of objects during meta-training. Finally, Figure 2(a) confirms, perhaps unsurprisingly, that", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 605, + 474, + 618 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 474, + 618 + ], + "score": 1.0, + "content": "the agent has no problem generalizing to episodes with fewer objects than it was trained on.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 27.5 + }, + { + "type": "text", + "bbox": [ + 107, + 632, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 633, + 505, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 633, + 505, + 646 + ], + "score": 1.0, + "content": "Novel objects To probe the ability of the agents to quickly learn about any arbitrary new object,", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 643, + 505, + 656 + ], + "spans": [ + { + "bbox": [ + 105, + 643, + 443, + 656 + ], + "score": 1.0, + "content": "we instrumented trials with objects sampled from a global test set of novel objects", + "type": "text" + }, + { + "bbox": [ + 443, + 644, + 505, + 654 + ], + "score": 0.88, + "content": "H : H \\cap G =", + "type": "inline_equation" + } + ], + "index": 34 + }, + { + "bbox": [ + 107, + 654, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 107, + 655, + 155, + 667 + ], + "score": 0.91, + "content": "\\emptyset , | H | = 1 0", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 654, + 462, + 668 + ], + "score": 1.0, + "content": ". As shown in Figure 3, we found that an agent meta-trained on 20 objects (i.e.", + "type": "text" + }, + { + "bbox": [ + 463, + 655, + 501, + 667 + ], + "score": 0.89, + "content": "| G | = 2 0 ,", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 654, + 505, + 668 + ], + "score": 1.0, + "content": ")", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 665, + 506, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 506, + 679 + ], + "score": 1.0, + "content": "was almost perfectly robust to novel objects. As may be expected, this robustness degraded to some", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 677, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 201, + 690 + ], + "score": 1.0, + "content": "degree with decreasing", + "type": "text" + }, + { + "bbox": [ + 202, + 677, + 216, + 689 + ], + "score": 0.89, + "content": "| G |", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 677, + 506, + 690 + ], + "score": 1.0, + "content": ", which is symptomatic of the agent specializing (and overfitting) to the", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 104, + 687, + 507, + 701 + ], + "spans": [ + { + "bbox": [ + 104, + 687, + 507, + 701 + ], + "score": 1.0, + "content": "particular features and distinctions of the objects in its environment. However, we only observed a", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 326, + 710 + ], + "score": 1.0, + "content": "substantial reduction in robustness to new objects when", + "type": "text" + }, + { + "bbox": [ + 327, + 701, + 340, + 711 + ], + "score": 0.92, + "content": "| G |", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 699, + 505, + 710 + ], + "score": 1.0, + "content": "was reduced as low as three – i.e. a meta-", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 709, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 506, + 722 + ], + "score": 1.0, + "content": "training experience in which all episodes contain the same three objects (the first three elements of", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 107, + 720, + 306, + 733 + ], + "spans": [ + { + "bbox": [ + 107, + 721, + 115, + 730 + ], + "score": 0.78, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 116, + 720, + 306, + 733 + ], + "score": 1.0, + "content": "alphabetically, i.e. a boat, a book and a bottle).", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 37 + } + ], + "page_idx": 4, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 763 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 763 + ], + "score": 1.0, + "content": "5", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 110, + 79, + 505, + 195 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 110, + 79, + 505, + 195 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 110, + 79, + 505, + 195 + ], + "spans": [ + { + "bbox": [ + 110, + 79, + 505, + 195 + ], + "score": 0.962, + "type": "image", + "image_path": "eb6284c7f9f9e22a4e65e427e7dfe197dd4a46a81c3042ae834b130764324011.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 110, + 79, + 505, + 117.66666666666666 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 110, + 117.66666666666666, + 505, + 156.33333333333331 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 110, + 156.33333333333331, + 505, + 194.99999999999997 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 217, + 504, + 239 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 216, + 506, + 230 + ], + "spans": [ + { + "bbox": [ + 105, + 216, + 506, + 230 + ], + "score": 1.0, + "content": "Figure 2: Accuracy of agents trained on probe trials involving a different number of total objects", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 227, + 359, + 240 + ], + "spans": [ + { + "bbox": [ + 106, + 227, + 359, + 240 + ], + "score": 1.0, + "content": "for agents meta-trained with different numbers of total objects.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3.5 + } + ], + "index": 2.25 + }, + { + "type": "text", + "bbox": [ + 107, + 263, + 505, + 417 + ], + "lines": [ + { + "bbox": [ + 106, + 264, + 504, + 275 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 504, + 275 + ], + "score": 1.0, + "content": "To show one clear justification for external memory architectures, we conducted an additional com-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 274, + 506, + 287 + ], + "spans": [ + { + "bbox": [ + 105, + 274, + 506, + 287 + ], + "score": 1.0, + "content": "parison in which the memory windows of both the DCEM and the Transformer agents were limited", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 285, + 506, + 298 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 506, + 298 + ], + "score": 1.0, + "content": "to 100 timesteps (from 1024 in the original experiment), approximately the length of an episode if an", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 295, + 506, + 309 + ], + "spans": [ + { + "bbox": [ + 105, + 295, + 506, + 309 + ], + "score": 1.0, + "content": "agent is well-trained to the optimal policy. With a memory span of 100, the Transformer is forced to", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 307, + 505, + 320 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 505, + 320 + ], + "score": 1.0, + "content": "use the XL window-recurrence mechanism to pass information across context windows (Dai et al.,", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 318, + 506, + 330 + ], + "spans": [ + { + "bbox": [ + 106, + 318, + 506, + 330 + ], + "score": 1.0, + "content": "2019), while any capacity to retain episodic information beyond 100 timesteps in the DCEM must be", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 328, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 105, + 328, + 505, + 342 + ], + "score": 1.0, + "content": "managed by by the LSTM controller. In this setting we observed that the DCEM was substantially", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 340, + 506, + 353 + ], + "spans": [ + { + "bbox": [ + 105, + 340, + 506, + 353 + ], + "score": 1.0, + "content": "more effective (Table 1, left, bottom). While this imposed memory constraint may seem arbitrary,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 351, + 506, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 351, + 506, + 364 + ], + "score": 1.0, + "content": "in real-world tasks working memory will always be at a premium. These results suggest that DCEM", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 362, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 505, + 375 + ], + "score": 1.0, + "content": "is more ‘working-memory-efficient’ than the Transformer agent. Indeed, by employing a simple", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 372, + 505, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 372, + 505, + 385 + ], + "score": 1.0, + "content": "heuristic by which the agent only writes to its external memory when the language observation", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 384, + 505, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 384, + 505, + 397 + ], + "score": 1.0, + "content": "changes from one timestep to the next, the DCEM agent with only 20 memory slots could solve the", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 393, + 506, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 506, + 408 + ], + "score": 1.0, + "content": "task with similar efficiency to a Transformer agent with a 1024-slot memory. See Appendix A.1 for", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 406, + 336, + 418 + ], + "spans": [ + { + "bbox": [ + 106, + 406, + 336, + 418 + ], + "score": 1.0, + "content": "these results and details of the selective writing heuristic.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 11.5, + "bbox_fs": [ + 105, + 264, + 506, + 418 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 435, + 209, + 446 + ], + "lines": [ + { + "bbox": [ + 105, + 433, + 210, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 210, + 448 + ], + "score": 1.0, + "content": "4.1 GENERALIZATION", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 457, + 505, + 490 + ], + "lines": [ + { + "bbox": [ + 105, + 456, + 505, + 470 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 505, + 470 + ], + "score": 1.0, + "content": "To explore the generalization capabilities of our agents, we subjected trained agents to various be-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 468, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 505, + 480 + ], + "score": 1.0, + "content": "havioural probes, and measured performance across thousands of episodes without updating their", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 479, + 502, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 439, + 491 + ], + "score": 1.0, + "content": "weights. Unless stated otherwise, all experiments in this section involve the DCEM", + "type": "text" + }, + { + "bbox": [ + 439, + 480, + 445, + 488 + ], + "score": 0.29, + "content": "^ +", + "type": "inline_equation" + }, + { + "bbox": [ + 446, + 479, + 502, + 491 + ], + "score": 1.0, + "content": "Recons agent.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 21, + "bbox_fs": [ + 105, + 456, + 505, + 491 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 506, + 505, + 617 + ], + "lines": [ + { + "bbox": [ + 105, + 506, + 505, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 505, + 519 + ], + "score": 1.0, + "content": "Number of objects We first probed the robustness of the agent to fast-mapping episodes with", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 517, + 505, + 530 + ], + "spans": [ + { + "bbox": [ + 105, + 517, + 505, + 530 + ], + "score": 1.0, + "content": "different numbers of objects. In all conditions, the same objects appear in both the discovery and", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 527, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 446, + 542 + ], + "score": 1.0, + "content": "instruction phases of the episode, and the objects are sampled from the same global set", + "type": "text" + }, + { + "bbox": [ + 446, + 529, + 455, + 539 + ], + "score": 0.64, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 456, + 527, + 459, + 542 + ], + "score": 0.0, + "content": "", + "type": "text" + }, + { + "bbox": [ + 460, + 528, + 498, + 540 + ], + "score": 0.85, + "content": "| G | = 3 0 ,", + "type": "inline_equation" + }, + { + "bbox": [ + 499, + 527, + 505, + 542 + ], + "score": 1.0, + "content": ").", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 537, + 505, + 554 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 505, + 554 + ], + "score": 1.0, + "content": "As shown in Figures 2(b) and (c) (red curves), with the (default) meta-training setting involving", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 481, + 563 + ], + "score": 1.0, + "content": "three objects in each episode, performance on episodes involving five objects is approximately", + "type": "text" + }, + { + "bbox": [ + 482, + 551, + 501, + 561 + ], + "score": 0.84, + "content": "70 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 550, + 505, + 563 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 561, + 505, + 575 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 231, + 575 + ], + "score": 1.0, + "content": "and with eight objects around", + "type": "text" + }, + { + "bbox": [ + 231, + 561, + 250, + 572 + ], + "score": 0.86, + "content": "50 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 561, + 505, + 575 + ], + "score": 1.0, + "content": ". This sub-optimal performance suggests that, with this meta-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 572, + 504, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 504, + 585 + ], + "score": 1.0, + "content": "training regime, the agent does tend to overfit, to some degree, to the “three-ness” of its experience.", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 583, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 505, + 596 + ], + "score": 1.0, + "content": "Figure 2(b) shows, however, that the overfitting of the agent can be alleviated by increasing the", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 594, + 505, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 505, + 607 + ], + "score": 1.0, + "content": "number of objects during meta-training. Finally, Figure 2(a) confirms, perhaps unsurprisingly, that", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 605, + 474, + 618 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 474, + 618 + ], + "score": 1.0, + "content": "the agent has no problem generalizing to episodes with fewer objects than it was trained on.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 27.5, + "bbox_fs": [ + 105, + 506, + 505, + 618 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 632, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 633, + 505, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 633, + 505, + 646 + ], + "score": 1.0, + "content": "Novel objects To probe the ability of the agents to quickly learn about any arbitrary new object,", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 643, + 505, + 656 + ], + "spans": [ + { + "bbox": [ + 105, + 643, + 443, + 656 + ], + "score": 1.0, + "content": "we instrumented trials with objects sampled from a global test set of novel objects", + "type": "text" + }, + { + "bbox": [ + 443, + 644, + 505, + 654 + ], + "score": 0.88, + "content": "H : H \\cap G =", + "type": "inline_equation" + } + ], + "index": 34 + }, + { + "bbox": [ + 107, + 654, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 107, + 655, + 155, + 667 + ], + "score": 0.91, + "content": "\\emptyset , | H | = 1 0", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 654, + 462, + 668 + ], + "score": 1.0, + "content": ". As shown in Figure 3, we found that an agent meta-trained on 20 objects (i.e.", + "type": "text" + }, + { + "bbox": [ + 463, + 655, + 501, + 667 + ], + "score": 0.89, + "content": "| G | = 2 0 ,", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 654, + 505, + 668 + ], + "score": 1.0, + "content": ")", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 665, + 506, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 506, + 679 + ], + "score": 1.0, + "content": "was almost perfectly robust to novel objects. As may be expected, this robustness degraded to some", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 677, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 201, + 690 + ], + "score": 1.0, + "content": "degree with decreasing", + "type": "text" + }, + { + "bbox": [ + 202, + 677, + 216, + 689 + ], + "score": 0.89, + "content": "| G |", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 677, + 506, + 690 + ], + "score": 1.0, + "content": ", which is symptomatic of the agent specializing (and overfitting) to the", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 104, + 687, + 507, + 701 + ], + "spans": [ + { + "bbox": [ + 104, + 687, + 507, + 701 + ], + "score": 1.0, + "content": "particular features and distinctions of the objects in its environment. However, we only observed a", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 326, + 710 + ], + "score": 1.0, + "content": "substantial reduction in robustness to new objects when", + "type": "text" + }, + { + "bbox": [ + 327, + 701, + 340, + 711 + ], + "score": 0.92, + "content": "| G |", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 699, + 505, + 710 + ], + "score": 1.0, + "content": "was reduced as low as three – i.e. a meta-", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 709, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 506, + 722 + ], + "score": 1.0, + "content": "training experience in which all episodes contain the same three objects (the first three elements of", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 107, + 720, + 306, + 733 + ], + "spans": [ + { + "bbox": [ + 107, + 721, + 115, + 730 + ], + "score": 0.78, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 116, + 720, + 306, + 733 + ], + "score": 1.0, + "content": "alphabetically, i.e. a boat, a book and a bottle).", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 37, + "bbox_fs": [ + 104, + 633, + 507, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 165, + 78, + 446, + 195 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 165, + 78, + 446, + 195 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 165, + 78, + 446, + 195 + ], + "spans": [ + { + "bbox": [ + 165, + 78, + 446, + 195 + ], + "score": 0.967, + "type": "image", + "image_path": "b57073217ff33f52ce3d9c7a2e087f307b3548971a7bc5fc3bfed0036270f674.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 165, + 78, + 446, + 117.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 165, + 117.0, + 446, + 156.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 165, + 156.0, + 446, + 195.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 209, + 505, + 232 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 209, + 505, + 222 + ], + "spans": [ + { + "bbox": [ + 106, + 209, + 505, + 222 + ], + "score": 1.0, + "content": "Figure 3: Accuracy during training and evaluation trials involving unfamiliar objects, for different", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 219, + 483, + 234 + ], + "spans": [ + { + "bbox": [ + 105, + 219, + 213, + 234 + ], + "score": 1.0, + "content": "sizes of global training set", + "type": "text" + }, + { + "bbox": [ + 214, + 221, + 223, + 231 + ], + "score": 0.63, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 223, + 219, + 304, + 234 + ], + "score": 1.0, + "content": ". 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E }", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 219, + 483, + 234 + ], + "score": 1.0, + "content": ". over 3 agent seeds in each condition.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3.5 + } + ], + "index": 2.25 + }, + { + "type": "image", + "bbox": [ + 135, + 244, + 473, + 396 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 135, + 244, + 473, + 396 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 135, + 244, + 473, + 396 + ], + "spans": [ + { + "bbox": [ + 135, + 244, + 473, + 396 + ], + "score": 0.968, + "type": "image", + "image_path": "c787f301fba44450b8e54f48ebf1349b58d610469fc4b47f39236ee9d9e53cdd.jpg" + } + ] + } + ], + "index": 6, + "virtual_lines": [ + { + "bbox": [ + 135, + 244, + 473, + 294.6666666666667 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 135, + 294.6666666666667, + 473, + 345.33333333333337 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 135, + 345.33333333333337, + 473, + 396.00000000000006 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 408, + 504, + 431 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 106, + 408, + 505, + 421 + ], + "spans": [ + { + "bbox": [ + 106, + 408, + 505, + 421 + ], + "score": 1.0, + "content": "Figure 4: Accuracy of agents in fast-mapping trials requiring the extension of ShapeNet categories", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 419, + 489, + 431 + ], + "spans": [ + { + "bbox": [ + 106, + 420, + 295, + 431 + ], + "score": 1.0, + "content": "from a single exemplar. Curves show the mean", + "type": "text" + }, + { + "bbox": [ + 295, + 419, + 321, + 430 + ], + "score": 0.49, + "content": "\\pm \\ : \\mathrm { S . E }", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 420, + 489, + 431 + ], + "score": 1.0, + "content": ". over three agent seeds in each condition.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8.5 + } + ], + "index": 7.25 + }, + { + "type": "text", + "bbox": [ + 107, + 452, + 505, + 606 + ], + "lines": [ + { + "bbox": [ + 105, + 451, + 505, + 465 + ], + "spans": [ + { + "bbox": [ + 105, + 451, + 505, + 465 + ], + "score": 1.0, + "content": "Fast category extension Children aged between three and four can acquire in one shot not only", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 463, + 504, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 463, + 504, + 474 + ], + "score": 1.0, + "content": "bindings between new words and specific unfamiliar objects, but also bindings between new words", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 473, + 505, + 487 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 505, + 487 + ], + "score": 1.0, + "content": "and categories (Behrend et al., 2001; Waxman & Booth, 2000; Vlach & Sandhofer, 2012). We", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 484, + 505, + 498 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 505, + 498 + ], + "score": 1.0, + "content": "conducted an analogous experiment by exploiting the category structure in ShapeNet (Chang et al.,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 495, + 505, + 509 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 505, + 509 + ], + "score": 1.0, + "content": "2015). In a test trial, in the discovery phase the agent is presented with exemplars from three novel", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 506, + 505, + 520 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 505, + 520 + ], + "score": 1.0, + "content": "(held-out) ShapeNet categories (together with nonsense names). In the instruction phase, the agent", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 518, + 505, + 531 + ], + "spans": [ + { + "bbox": [ + 105, + 518, + 505, + 531 + ], + "score": 1.0, + "content": "must then pick up a different and unseen exemplar from one of these three new categories as in-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 529, + 505, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 529, + 505, + 541 + ], + "score": 1.0, + "content": "structed. As shown in Figure 4, when trained as described previously, the agent achieves around", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 539, + 505, + 553 + ], + "spans": [ + { + "bbox": [ + 106, + 540, + 126, + 551 + ], + "score": 0.87, + "content": "5 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 127, + 539, + 311, + 553 + ], + "score": 1.0, + "content": "accuracy on test trials, which is above chance", + "type": "text" + }, + { + "bbox": [ + 311, + 540, + 336, + 551 + ], + "score": 0.85, + "content": "( 3 3 \\% )", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 539, + 505, + 553 + ], + "score": 1.0, + "content": "but still a substantial error rate. However,", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 550, + 505, + 564 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 505, + 564 + ], + "score": 1.0, + "content": "this performance can be improved by requiring the agent to extend the training object categories", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 562, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 106, + 562, + 505, + 573 + ], + "score": 1.0, + "content": "as it learns. In this regime, three ShapeNet exemplars from distinct classes are encountered by the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 572, + 506, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 506, + 585 + ], + "score": 1.0, + "content": "agent in the discovery phase of training episodes, and the instruction phase involves different exem-", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 104, + 583, + 506, + 597 + ], + "spans": [ + { + "bbox": [ + 104, + 583, + 506, + 597 + ], + "score": 1.0, + "content": "plars from the same three classes. When trained in this way (which share similarities with matching", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 594, + 483, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 460, + 607 + ], + "score": 1.0, + "content": "networks (Vinyals et al., 2016)), performance on extending novel categories increases to", + "type": "text" + }, + { + "bbox": [ + 460, + 594, + 479, + 605 + ], + "score": 0.88, + "content": "8 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 594, + 483, + 607 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 16.5 + }, + { + "type": "text", + "bbox": [ + 108, + 619, + 505, + 663 + ], + "lines": [ + { + "bbox": [ + 106, + 619, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 106, + 619, + 505, + 631 + ], + "score": 1.0, + "content": "Role of temporal aspect Through ablations we found that both novel objects generalization and", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 631, + 505, + 642 + ], + "spans": [ + { + "bbox": [ + 106, + 631, + 505, + 642 + ], + "score": 1.0, + "content": "category extension relied on the agent reading multiple values from memory for each query. See A.2", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 640, + 505, + 654 + ], + "spans": [ + { + "bbox": [ + 105, + 640, + 505, + 654 + ], + "score": 1.0, + "content": "for a discussion of these results, which suggest that the temporal aspect of the agent’s experience", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 652, + 483, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 652, + 483, + 664 + ], + "score": 1.0, + "content": "(and learning from multiple views of the same object) is an important driver of generalization.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 25.5 + }, + { + "type": "title", + "bbox": [ + 108, + 678, + 232, + 689 + ], + "lines": [ + { + "bbox": [ + 106, + 677, + 234, + 690 + ], + "spans": [ + { + "bbox": [ + 106, + 677, + 234, + 690 + ], + "score": 1.0, + "content": "4.2 INTRINSIC MOTIVATION", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 108, + 699, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 698, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 698, + 506, + 712 + ], + "score": 1.0, + "content": "The default version of the fast-mapping task includes a shaping reward to encourage the agent to", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "score": 1.0, + "content": "visit all objects in the room. 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Curves show the mean", + "type": "text" + }, + { + "bbox": [ + 295, + 419, + 321, + 430 + ], + "score": 0.49, + "content": "\\pm \\ : \\mathrm { S . E }", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 420, + 489, + 431 + ], + "score": 1.0, + "content": ". over three agent seeds in each condition.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8.5 + } + ], + "index": 7.25 + }, + { + "type": "text", + "bbox": [ + 107, + 452, + 505, + 606 + ], + "lines": [ + { + "bbox": [ + 105, + 451, + 505, + 465 + ], + "spans": [ + { + "bbox": [ + 105, + 451, + 505, + 465 + ], + "score": 1.0, + "content": "Fast category extension Children aged between three and four can acquire in one shot not only", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 463, + 504, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 463, + 504, + 474 + ], + "score": 1.0, + "content": "bindings between new words and specific unfamiliar objects, but also bindings between new words", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 473, + 505, + 487 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 505, + 487 + ], + "score": 1.0, + "content": "and categories (Behrend et al., 2001; Waxman & Booth, 2000; Vlach & Sandhofer, 2012). We", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 484, + 505, + 498 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 505, + 498 + ], + "score": 1.0, + "content": "conducted an analogous experiment by exploiting the category structure in ShapeNet (Chang et al.,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 495, + 505, + 509 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 505, + 509 + ], + "score": 1.0, + "content": "2015). In a test trial, in the discovery phase the agent is presented with exemplars from three novel", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 506, + 505, + 520 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 505, + 520 + ], + "score": 1.0, + "content": "(held-out) ShapeNet categories (together with nonsense names). In the instruction phase, the agent", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 518, + 505, + 531 + ], + "spans": [ + { + "bbox": [ + 105, + 518, + 505, + 531 + ], + "score": 1.0, + "content": "must then pick up a different and unseen exemplar from one of these three new categories as in-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 529, + 505, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 529, + 505, + 541 + ], + "score": 1.0, + "content": "structed. As shown in Figure 4, when trained as described previously, the agent achieves around", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 539, + 505, + 553 + ], + "spans": [ + { + "bbox": [ + 106, + 540, + 126, + 551 + ], + "score": 0.87, + "content": "5 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 127, + 539, + 311, + 553 + ], + "score": 1.0, + "content": "accuracy on test trials, which is above chance", + "type": "text" + }, + { + "bbox": [ + 311, + 540, + 336, + 551 + ], + "score": 0.85, + "content": "( 3 3 \\% )", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 539, + 505, + 553 + ], + "score": 1.0, + "content": "but still a substantial error rate. However,", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 550, + 505, + 564 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 505, + 564 + ], + "score": 1.0, + "content": "this performance can be improved by requiring the agent to extend the training object categories", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 562, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 106, + 562, + 505, + 573 + ], + "score": 1.0, + "content": "as it learns. In this regime, three ShapeNet exemplars from distinct classes are encountered by the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 572, + 506, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 506, + 585 + ], + "score": 1.0, + "content": "agent in the discovery phase of training episodes, and the instruction phase involves different exem-", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 104, + 583, + 506, + 597 + ], + "spans": [ + { + "bbox": [ + 104, + 583, + 506, + 597 + ], + "score": 1.0, + "content": "plars from the same three classes. When trained in this way (which share similarities with matching", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 594, + 483, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 460, + 607 + ], + "score": 1.0, + "content": "networks (Vinyals et al., 2016)), performance on extending novel categories increases to", + "type": "text" + }, + { + "bbox": [ + 460, + 594, + 479, + 605 + ], + "score": 0.88, + "content": "8 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 594, + 483, + 607 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 16.5, + "bbox_fs": [ + 104, + 451, + 506, + 607 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 619, + 505, + 663 + ], + "lines": [ + { + "bbox": [ + 106, + 619, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 106, + 619, + 505, + 631 + ], + "score": 1.0, + "content": "Role of temporal aspect Through ablations we found that both novel objects generalization and", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 631, + 505, + 642 + ], + "spans": [ + { + "bbox": [ + 106, + 631, + 505, + 642 + ], + "score": 1.0, + "content": "category extension relied on the agent reading multiple values from memory for each query. See A.2", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 640, + 505, + 654 + ], + "spans": [ + { + "bbox": [ + 105, + 640, + 505, + 654 + ], + "score": 1.0, + "content": "for a discussion of these results, which suggest that the temporal aspect of the agent’s experience", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 652, + 483, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 652, + 483, + 664 + ], + "score": 1.0, + "content": "(and learning from multiple views of the same object) is an important driver of generalization.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 25.5, + "bbox_fs": [ + 105, + 619, + 505, + 664 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 678, + 232, + 689 + ], + "lines": [ + { + "bbox": [ + 106, + 677, + 234, + 690 + ], + "spans": [ + { + "bbox": [ + 106, + 677, + 234, + 690 + ], + "score": 1.0, + "content": "4.2 INTRINSIC MOTIVATION", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 108, + 699, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 698, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 698, + 506, + 712 + ], + "score": 1.0, + "content": "The default version of the fast-mapping task includes a shaping reward to encourage the agent to", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "score": 1.0, + "content": "visit all objects in the room. Without this reward, the credit assignment problem of a fast-mapping", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 720, + 506, + 732 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 732 + ], + "score": 1.0, + "content": "episode is too challenging. However, we found that the DCEM agent was able to solve the task", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 275, + 506, + 289 + ], + "spans": [ + { + "bbox": [ + 106, + 275, + 506, + 289 + ], + "score": 1.0, + "content": "without shaping rewards by employing a memory-based algorithm for intrinsic motivation (NGU;", + "type": "text", + "cross_page": true + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 286, + 505, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 286, + 505, + 299 + ], + "score": 1.0, + "content": "Badia et al. (2020)). NGU computes a ‘surprise’ score for observations by computing its distance", + "type": "text", + "cross_page": true + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 297, + 505, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 505, + 310 + ], + "score": 1.0, + "content": "to other observations in the episodic memory, as described in Appendix A.4.3. The surprise score is", + "type": "text", + "cross_page": true + } + ], + "index": 7 + }, + { + "bbox": [ + 103, + 305, + 507, + 323 + ], + "spans": [ + { + "bbox": [ + 103, + 305, + 210, + 323 + ], + "score": 1.0, + "content": "applied as a reward signal", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 211, + 308, + 235, + 319 + ], + "score": 0.9, + "content": "r ^ { \\mathrm { { N G U } } }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 235, + 305, + 507, + 323 + ], + "score": 1.0, + "content": "which is added to the environment reward to encourage the agent to", + "type": "text", + "cross_page": true + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 319, + 506, + 332 + ], + "spans": [ + { + "bbox": [ + 106, + 319, + 506, + 332 + ], + "score": 1.0, + "content": "seek new experiences. We compared the effect of doing this in the DNC and the DCEM agents. For", + "type": "text", + "cross_page": true + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 330, + 506, + 344 + ], + "spans": [ + { + "bbox": [ + 105, + 330, + 506, + 344 + ], + "score": 1.0, + "content": "DCEM, the NGU computation can be applied to the memory’s keys (language) column, its values", + "type": "text", + "cross_page": true + } + ], + "index": 10 + }, + { + "bbox": [ + 102, + 337, + 509, + 358 + ], + "spans": [ + { + "bbox": [ + 102, + 337, + 509, + 358 + ], + "score": 1.0, + "content": "(vision) column, or both. In the former case, the agent seeks novelty in the language space rNGUlang ,", + "type": "text", + "cross_page": true + } + ], + "index": 11 + }, + { + "bbox": [ + 102, + 350, + 505, + 372 + ], + "spans": [ + { + "bbox": [ + 102, + 350, + 435, + 372 + ], + "score": 1.0, + "content": "and in the latter, in the visual space. The final reward is r = rext + λlangrNGUlang", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 485, + 352, + 505, + 370 + ], + "score": 1.0, + "content": ". As", + "type": "text", + "cross_page": true + } + ], + "index": 12 + }, + { + "bbox": [ + 104, + 367, + 507, + 382 + ], + "spans": [ + { + "bbox": [ + 104, + 367, + 338, + 382 + ], + "score": 1.0, + "content": "shown in Figure 5, we found that the DCEM agent (with", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 338, + 368, + 394, + 380 + ], + "score": 0.91, + "content": "\\lambda _ { \\mathrm { l a n g } } = 1 0 ^ { - 3 }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 395, + 367, + 413, + 382 + ], + "score": 1.0, + "content": "and", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 414, + 368, + 483, + 379 + ], + "score": 0.91, + "content": "\\lambda _ { \\mathrm { i m } } = 3 \\times 1 0 ^ { - 5 } .", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 483, + 367, + 507, + 382 + ], + "score": 1.0, + "content": ") was", + "type": "text", + "cross_page": true + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 379, + 506, + 392 + ], + "spans": [ + { + "bbox": [ + 105, + 379, + 506, + 392 + ], + "score": 1.0, + "content": "able to solve the fast-mapping tasks without any shaping reward. 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Curves show mean", + "type": "text" + }, + { + "bbox": [ + 246, + 244, + 272, + 254 + ], + "score": 0.56, + "content": "\\pm \\ : \\mathrm { S . E }", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 243, + 423, + 255 + ], + "score": 1.0, + "content": ". across three seeds in each condition.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3.5 + } + ], + "index": 2.25 + }, + { + "type": "text", + "bbox": [ + 107, + 276, + 505, + 412 + ], + "lines": [ + { + "bbox": [ + 106, + 275, + 506, + 289 + ], + "spans": [ + { + "bbox": [ + 106, + 275, + 506, + 289 + ], + "score": 1.0, + "content": "without shaping rewards by employing a memory-based algorithm for intrinsic motivation (NGU;", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 286, + 505, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 286, + 505, + 299 + ], + "score": 1.0, + "content": "Badia et al. (2020)). NGU computes a ‘surprise’ score for observations by computing its distance", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 297, + 505, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 505, + 310 + ], + "score": 1.0, + "content": "to other observations in the episodic memory, as described in Appendix A.4.3. The surprise score is", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 103, + 305, + 507, + 323 + ], + "spans": [ + { + "bbox": [ + 103, + 305, + 210, + 323 + ], + "score": 1.0, + "content": "applied as a reward signal", + "type": "text" + }, + { + "bbox": [ + 211, + 308, + 235, + 319 + ], + "score": 0.9, + "content": "r ^ { \\mathrm { { N G U } } }", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 305, + 507, + 323 + ], + "score": 1.0, + "content": "which is added to the environment reward to encourage the agent to", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 319, + 506, + 332 + ], + "spans": [ + { + "bbox": [ + 106, + 319, + 506, + 332 + ], + "score": 1.0, + "content": "seek new experiences. We compared the effect of doing this in the DNC and the DCEM agents. For", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 330, + 506, + 344 + ], + "spans": [ + { + "bbox": [ + 105, + 330, + 506, + 344 + ], + "score": 1.0, + "content": "DCEM, the NGU computation can be applied to the memory’s keys (language) column, its values", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 102, + 337, + 509, + 358 + ], + "spans": [ + { + "bbox": [ + 102, + 337, + 509, + 358 + ], + "score": 1.0, + "content": "(vision) column, or both. In the former case, the agent seeks novelty in the language space rNGUlang ,", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 102, + 350, + 505, + 372 + ], + "spans": [ + { + "bbox": [ + 102, + 350, + 435, + 372 + ], + "score": 1.0, + "content": "and in the latter, in the visual space. The final reward is r = rext + λlangrNGUlang", + "type": "text" + }, + { + "bbox": [ + 485, + 352, + 505, + 370 + ], + "score": 1.0, + "content": ". As", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 104, + 367, + 507, + 382 + ], + "spans": [ + { + "bbox": [ + 104, + 367, + 338, + 382 + ], + "score": 1.0, + "content": "shown in Figure 5, we found that the DCEM agent (with", + "type": "text" + }, + { + "bbox": [ + 338, + 368, + 394, + 380 + ], + "score": 0.91, + "content": "\\lambda _ { \\mathrm { l a n g } } = 1 0 ^ { - 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 367, + 413, + 382 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 414, + 368, + 483, + 379 + ], + "score": 0.91, + "content": "\\lambda _ { \\mathrm { i m } } = 3 \\times 1 0 ^ { - 5 } .", + "type": "inline_equation" + }, + { + "bbox": [ + 483, + 367, + 507, + 382 + ], + "score": 1.0, + "content": ") was", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 379, + 506, + 392 + ], + "spans": [ + { + "bbox": [ + 105, + 379, + 506, + 392 + ], + "score": 1.0, + "content": "able to solve the fast-mapping tasks without any shaping reward. This was not the case for the DNC", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 390, + 506, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 506, + 403 + ], + "score": 1.0, + "content": "agent, presumably because the required signal for ‘language-novelty’ is not approximated as well", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 401, + 438, + 414 + ], + "spans": [ + { + "bbox": [ + 106, + 401, + 438, + 414 + ], + "score": 1.0, + "content": "by the surprise score of the merged visual-language codes in the episodic memory.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 10.5 + }, + { + "type": "title", + "bbox": [ + 107, + 426, + 309, + 437 + ], + "lines": [ + { + "bbox": [ + 105, + 426, + 311, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 311, + 438 + ], + "score": 1.0, + "content": "4.3 INTEGRATING FAST AND SLOW LEARNING", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "text", + "bbox": [ + 107, + 447, + 505, + 600 + ], + "lines": [ + { + "bbox": [ + 105, + 446, + 505, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 446, + 505, + 459 + ], + "score": 1.0, + "content": "To test whether our agents can integrate new information with existing lexical (and perceptual and", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 104, + 456, + 506, + 472 + ], + "spans": [ + { + "bbox": [ + 104, + 456, + 506, + 472 + ], + "score": 1.0, + "content": "motor) knowledge, we combined a fast-mapping task with a more conventional instruction-following", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 468, + 505, + 482 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 505, + 482 + ], + "score": 1.0, + "content": "task. In the discovery phase, the agent must explore to find the names of three unfamiliar objects,", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 479, + 505, + 492 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 505, + 492 + ], + "score": 1.0, + "content": "but in this case the room also contains a large box and a large bed, both of which are immovable.", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 490, + 505, + 504 + ], + "spans": [ + { + "bbox": [ + 105, + 490, + 505, + 504 + ], + "score": 1.0, + "content": "The positions of all objects and the agent are then re-randomized as before. In the instruction phase,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 502, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 106, + 502, + 505, + 513 + ], + "score": 1.0, + "content": "the agent is then instructed to put one of the three movable objects (chosen at random) on either the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 513, + 506, + 525 + ], + "spans": [ + { + "bbox": [ + 106, + 513, + 506, + 525 + ], + "score": 1.0, + "content": "bed or in the box (again chosen at random). As shown in Figure 6, if the training regime consisted of", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 522, + 506, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 506, + 538 + ], + "score": 1.0, + "content": "conventional lifting and putting tasks, together with a fast-mapping lifting task and a fast-mapping", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 535, + 505, + 548 + ], + "spans": [ + { + "bbox": [ + 106, + 535, + 505, + 548 + ], + "score": 1.0, + "content": "putting task, the agent learned to execute the evaluation trials with near-perfect accuracy. 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If we trained the agent", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 567, + 506, + 581 + ], + "spans": [ + { + "bbox": [ + 105, + 567, + 506, + 581 + ], + "score": 1.0, + "content": "on conventional lifting and putting tasks, and a fast-mapping task involving lifting only, the agent", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 578, + 506, + 591 + ], + "spans": [ + { + "bbox": [ + 106, + 578, + 506, + 591 + ], + "score": 1.0, + "content": "could recombine the knowledge acquired during this training to resolve the evaluation trials as a", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 588, + 451, + 604 + ], + "spans": [ + { + "bbox": [ + 105, + 588, + 451, + 604 + ], + "score": 1.0, + "content": "novel (zero-shot) task with less-than-perfect but substantially-above-chance accuracy.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 24.5 + }, + { + "type": "title", + "bbox": [ + 107, + 614, + 308, + 625 + ], + "lines": [ + { + "bbox": [ + 105, + 614, + 309, + 627 + ], + "spans": [ + { + "bbox": [ + 105, + 614, + 309, + 627 + ], + "score": 1.0, + "content": "4.4 RESULTS WITH ANOTHER ENVIRONMENT", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 106, + 635, + 504, + 657 + ], + "lines": [ + { + "bbox": [ + 106, + 634, + 505, + 647 + ], + "spans": [ + { + "bbox": [ + 106, + 634, + 505, + 647 + ], + "score": 1.0, + "content": "To verify that the observed effects hold beyond our specific Unity environment, we added a new task", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 646, + 495, + 658 + ], + "spans": [ + { + "bbox": [ + 106, + 646, + 495, + 658 + ], + "score": 1.0, + "content": "to the DeepMind Lab suite (Beattie et al., 2016). 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To", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 165, + 506, + 179 + ], + "spans": [ + { + "bbox": [ + 105, + 165, + 506, + 179 + ], + "score": 1.0, + "content": "give models some chance of passing information beyond this hard constraint, TransformerXL ar-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 177, + 505, + 189 + ], + "spans": [ + { + "bbox": [ + 106, + 177, + 505, + 189 + ], + "score": 1.0, + "content": "chitecture conditions each forward pass also on representations computed in the previous window,", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 186, + 505, + 201 + ], + "spans": [ + { + "bbox": [ + 105, + 186, + 505, + 201 + ], + "score": 1.0, + "content": "which establishes a form of recurrence over time from window to window. 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As shown in Figure 7, for cases where the memory window size (or buffer) is reduced to (100)", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 281, + 505, + 293 + ], + "spans": [ + { + "bbox": [ + 105, + 281, + 505, + 293 + ], + "score": 1.0, + "content": "or below (50, 20) the normal episode length, the DCEM performs better than the TransformerXL", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 293, + 505, + 305 + ], + "spans": [ + { + "bbox": [ + 105, + 293, + 505, + 305 + ], + "score": 1.0, + "content": "agent. 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Both architectures fail when the memory size is reduced to 20,", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 348, + 504, + 359 + ], + "spans": [ + { + "bbox": [ + 106, + 348, + 504, + 359 + ], + "score": 1.0, + "content": "but in that case a DCEM agent can in fact learn the optimal policy if a simple heuristic for selective", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 358, + 505, + 371 + ], + "spans": [ + { + "bbox": [ + 106, + 358, + 505, + 371 + ], + "score": 1.0, + "content": "writing, described below, is employed. This highlights an advantage of explicitly read-write external", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 369, + 505, + 382 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 505, + 382 + ], + "score": 1.0, + "content": "memories; information can be managed via the reading or the writing process. 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As shown in Figure 7, for cases where the memory window size (or buffer) is reduced to (100)", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 281, + 505, + 293 + ], + "spans": [ + { + "bbox": [ + 105, + 281, + 505, + 293 + ], + "score": 1.0, + "content": "or below (50, 20) the normal episode length, the DCEM performs better than the TransformerXL", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 293, + 505, + 305 + ], + "spans": [ + { + "bbox": [ + 105, + 293, + 505, + 305 + ], + "score": 1.0, + "content": "agent. 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As shown in Figure 8,", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 104, + 481, + 506, + 495 + ], + "spans": [ + { + "bbox": [ + 104, + 481, + 506, + 495 + ], + "score": 1.0, + "content": "both its robustness to entirely novel objects (left) and its ability to extend categories from novel", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 493, + 505, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 456, + 505 + ], + "score": 1.0, + "content": "exemplars (right), as well as its ability to solve the training task, are enhanced when", + "type": "text" + }, + { + "bbox": [ + 456, + 493, + 485, + 503 + ], + "score": 0.89, + "content": "k > 1", + "type": "inline_equation" + }, + { + "bbox": [ + 485, + 493, + 505, + 505 + ], + "score": 1.0, + "content": "; i.e.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 504, + 505, + 516 + ], + "spans": [ + { + "bbox": [ + 106, + 504, + 505, + 516 + ], + "score": 1.0, + "content": "when it determines which object to visit in the instruction phase based on memories written from", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 514, + 248, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 514, + 248, + 528 + ], + "score": 1.0, + "content": "more than one view of each object.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 16.5, + "bbox_fs": [ + 104, + 438, + 506, + 528 + ] + }, + { + "type": "title", + "bbox": [ + 109, + 540, + 279, + 551 + ], + "lines": [ + { + "bbox": [ + 106, + 539, + 280, + 553 + ], + "spans": [ + { + "bbox": [ + 106, + 539, + 280, + 553 + ], + "score": 1.0, + "content": "A.3 VERIFICATION IN DEEPMIND LAB", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21 + }, + { + "type": "text", + "bbox": [ + 107, + 561, + 505, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 560, + 505, + 575 + ], + "spans": [ + { + "bbox": [ + 105, + 560, + 505, + 575 + ], + "score": 1.0, + "content": "At a high level, the design of an episode is very similar to the default fast-mapping task in the Unity", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 573, + 506, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 573, + 506, + 585 + ], + "score": 1.0, + "content": "environment. The agent must move down a corridor, bumping into (and collecting) three distinct", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 583, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 505, + 596 + ], + "score": 1.0, + "content": "objects. When an agent collects an object it is immediately presented with the (episode-specific)", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 594, + 506, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 506, + 607 + ], + "score": 1.0, + "content": "name for that object. After passing three objects, the corridor opens into a room containing two", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "score": 1.0, + "content": "of the three objects found in the corridor. 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ArchitectureTrain. accuracyTest (novel objects)
LSTM+R0.50 (0.02)0.40 (0.06)
DNC+R0.48 (0.04)0.30 (0.15)
TransformerXL mem=100 +R0.70 (0.28)0.55 (0.29)
DCEM mem=100 +R0.80 (0.26)0.65 (0.32)
Random object selection0.50.5
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ArchitectureTrain. accuracyTest (novel objects)
LSTM+R0.50 (0.02)0.40 (0.06)
DNC+R0.48 (0.04)0.30 (0.15)
TransformerXL mem=100 +R0.70 (0.28)0.55 (0.29)
DCEM mem=100 +R0.80 (0.26)0.65 (0.32)
Random object selection0.50.5
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ResNet strides between blocks2,2,2
ResNetnumberofchannels16,32,32
post-ResNet layer output size (visual embedding)256
language encoder embedding size32
language encoder self-attention key / query size16
language encoder self-attention value size16
language encoder output size (instruction embedding)32
language decoderhidden size32
numberof memoryread heads3
memory aggregation self-attention key / query size256
memory aggregation self-attention value size256
latent representation size256
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policy latent size256
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entropy cost10-4
reconstruction cost1.0
return cost0.5
discount factor0.95
unroll length128
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Adam β10
Adam β20.95
Adam e5×10-8
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Table 4 lists the values we used.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 37.5, + "bbox_fs": [ + 105, + 708, + 504, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 156, + 80, + 453, + 141 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 156, + 80, + 453, + 141 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 156, + 80, + 453, + 141 + ], + "spans": [ + { + "bbox": [ + 156, + 80, + 453, + 141 + ], + "score": 0.978, + "html": "
number of nearest neighboursHei10
smoothing constant for inverse distance / surpriseC10-3
similarity kernel smoothing constantE10-4
cluster distance cut-offpmin8×10-3
maximal similaritycut-offSmax2.0
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Movement without gripFine grained movements without gripMovement with grip
NOOP,MOVE_RIGHT(0.05),GRAB,
MOVE_FORWARD(1),MOVE_RIGHT(-0.05),GRAB+MOVE_FORWARD(1),
MOVE_FORWARD(-1),LOOK_DOWN(0.03),GRAB +MOVE_FORWARD(-1),
MOVE_RIGHT(1),LOOK_DOWN(-0.03),GRAB + MOVE_RIGHT(1),
MOVE_RIGHT(-1),LOOK_RIGHT(0.2),GRAB + MOVE_RIGHT(-1),
LOOK_RIGHT(1),LOOK_RIGHT(-0.2),GRAB + LOOK_RIGHT(1),
LOOK_RIGHT(-1),LOOK_RIGHT(0.05),GRAB + LOOK_RIGHT(-1),
LOOK_DOWN(1),LOOK_RIGHT(-0.05),GRAB + LOOK_DOWN(1),
LOOK_DOWN(-1),GRAB + LOOK_DOWN(-1),
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Fine grained movments with gripObject manipulationFine grained object manipulation
GRAB + MOVE_RIGHT(0.05),GRAB + SPIN_RIGHT(1),GRAB + PULL(0.5),
GRAB + MOVE_RIGHT(-0.05),GRAB + SPIN_RIGHT(-1),GRAB + PULL(-0.5),
GRAB +LOOK_DOWN(0.03),GRAB + SPIN_UP(1),PULL(0.5),
GRAB + LOOK_DOWN(-0.03),GRAB + SPIN_UP(-1),PULL(-0.5),
GRAB + LOOK_RIGHT(0.2),GRAB + SPIN_FORWARD(1),
GRAB + LOOK_RIGHT(-0.2),GRAB + SPIN_FORWARD(-1),
GRAB + LOOK_RIGHT(0.05),GRAB + PULL(1),
GRAB +LOOK_RIGHT(-0.05),GRAB + PULL(-1),
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number of nearest neighboursHei10
smoothing constant for inverse distance / surpriseC10-3
similarity kernel smoothing constantE10-4
cluster distance cut-offpmin8×10-3
maximal similaritycut-offSmax2.0
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Movement without gripFine grained movements without gripMovement with grip
NOOP,MOVE_RIGHT(0.05),GRAB,
MOVE_FORWARD(1),MOVE_RIGHT(-0.05),GRAB+MOVE_FORWARD(1),
MOVE_FORWARD(-1),LOOK_DOWN(0.03),GRAB +MOVE_FORWARD(-1),
MOVE_RIGHT(1),LOOK_DOWN(-0.03),GRAB + MOVE_RIGHT(1),
MOVE_RIGHT(-1),LOOK_RIGHT(0.2),GRAB + MOVE_RIGHT(-1),
LOOK_RIGHT(1),LOOK_RIGHT(-0.2),GRAB + LOOK_RIGHT(1),
LOOK_RIGHT(-1),LOOK_RIGHT(0.05),GRAB + LOOK_RIGHT(-1),
LOOK_DOWN(1),LOOK_RIGHT(-0.05),GRAB + LOOK_DOWN(1),
LOOK_DOWN(-1),GRAB + LOOK_DOWN(-1),
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Fine grained movments with gripObject manipulationFine grained object manipulation
GRAB + MOVE_RIGHT(0.05),GRAB + SPIN_RIGHT(1),GRAB + PULL(0.5),
GRAB + MOVE_RIGHT(-0.05),GRAB + SPIN_RIGHT(-1),GRAB + PULL(-0.5),
GRAB +LOOK_DOWN(0.03),GRAB + SPIN_UP(1),PULL(0.5),
GRAB + LOOK_DOWN(-0.03),GRAB + SPIN_UP(-1),PULL(-0.5),
GRAB + LOOK_RIGHT(0.2),GRAB + SPIN_FORWARD(1),
GRAB + LOOK_RIGHT(-0.2),GRAB + SPIN_FORWARD(-1),
GRAB + LOOK_RIGHT(0.05),GRAB + PULL(1),
GRAB +LOOK_RIGHT(-0.05),GRAB + PULL(-1),
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To guarantee", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 576, + 505, + 589 + ], + "spans": [ + { + "bbox": [ + 106, + 576, + 505, + 589 + ], + "score": 1.0, + "content": "that the models are recognizable and of a high quality, we manually filtered the ShapeNet Sem", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 587, + 506, + 600 + ], + "spans": [ + { + "bbox": [ + 106, + 587, + 506, + 600 + ], + "score": 1.0, + "content": "dataset, selecting a subset of everyday semantic classes, ensuring that the selected models had a", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 599, + 505, + 610 + ], + "spans": [ + { + "bbox": [ + 106, + 599, + 505, + 610 + ], + "score": 1.0, + "content": "reasonable number of vertices, and reasonable size and weight dimensions. The selected classes", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 609, + 505, + 621 + ], + "spans": [ + { + "bbox": [ + 106, + 609, + 505, + 621 + ], + "score": 1.0, + "content": "(number of models in each class) were as follows, with a total of 1,437 models across 31 different", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 620, + 140, + 632 + ], + "spans": [ + { + "bbox": [ + 105, + 620, + 140, + 632 + ], + "score": 1.0, + "content": "classes:", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 18.5, + "bbox_fs": [ + 105, + 565, + 506, + 632 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 637, + 505, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 637, + 505, + 650 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 505, + 650 + ], + "score": 1.0, + "content": "armoire (31), bag (11), bed (65), book (47), bookcase (13), bottle (26), box (37), bunk bed (9), chair", + "type": "text" + } + ], + "index": 22 + }, + { + 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Mean (S.D) accuracy Architecture le9 training steps
LSTM 0.33 (0.05)
LSTM+R 0.61 (0.27)
DNC mem=1024 0.34 (0.01)
DNC mem=1024+R 0.64 (0.27)
TransformerXL mem=1024 0.32 (0.02)
TransformerXL mem=1024+R 0.98 (0.01)
DCEM mem=1024 0.33 (0.02)
DCEM mem=1024+R 0.98 (0.01)
TransformerXL mem=100+R 0.73 (0.35)
DCEM mem=100 +R 0.98 (0.01)
Random object selection 0.33
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LSTM+R0.50 (0.02)0.40 (0.06)
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image height72
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convolutional layers per ResNet block2
ResNet blocks2,2,2
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language encoder embedding size32
language encoder self-attention key / query size16
language encoder self-attention value size16
language encoder output size (instruction embedding)32
language decoderhidden size32
numberof memoryread heads3
memory aggregation self-attention key / query size256
memory aggregation self-attention value size256
latent representation size256
core LSTM hidden size512
policy latent size256
value latent size256
policy cost0.1
entropy cost10-4
reconstruction cost1.0
return cost0.5
discount factor0.95
unroll length128
batch size64
Adam learning rate10-4
Adam β10
Adam β20.95
Adam e5×10-8
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Movement without gripFine grained movements without gripMovement with grip
NOOP,MOVE_RIGHT(0.05),GRAB,
MOVE_FORWARD(1),MOVE_RIGHT(-0.05),GRAB+MOVE_FORWARD(1),
MOVE_FORWARD(-1),LOOK_DOWN(0.03),GRAB +MOVE_FORWARD(-1),
MOVE_RIGHT(1),LOOK_DOWN(-0.03),GRAB + MOVE_RIGHT(1),
MOVE_RIGHT(-1),LOOK_RIGHT(0.2),GRAB + MOVE_RIGHT(-1),
LOOK_RIGHT(1),LOOK_RIGHT(-0.2),GRAB + LOOK_RIGHT(1),
LOOK_RIGHT(-1),LOOK_RIGHT(0.05),GRAB + LOOK_RIGHT(-1),
LOOK_DOWN(1),LOOK_RIGHT(-0.05),GRAB + LOOK_DOWN(1),
LOOK_DOWN(-1),GRAB + LOOK_DOWN(-1),
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number of nearest neighboursHei10
smoothing constant for inverse distance / surpriseC10-3
similarity kernel smoothing constantE10-4
cluster distance cut-offpmin8×10-3
maximal similaritycut-offSmax2.0
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Fine grained movments with gripObject manipulationFine grained object manipulation
GRAB + MOVE_RIGHT(0.05),GRAB + SPIN_RIGHT(1),GRAB + PULL(0.5),
GRAB + MOVE_RIGHT(-0.05),GRAB + SPIN_RIGHT(-1),GRAB + PULL(-0.5),
GRAB +LOOK_DOWN(0.03),GRAB + SPIN_UP(1),PULL(0.5),
GRAB + LOOK_DOWN(-0.03),GRAB + SPIN_UP(-1),PULL(-0.5),
GRAB + LOOK_RIGHT(0.2),GRAB + SPIN_FORWARD(1),
GRAB + LOOK_RIGHT(-0.2),GRAB + SPIN_FORWARD(-1),
GRAB + LOOK_RIGHT(0.05),GRAB + PULL(1),
GRAB +LOOK_RIGHT(-0.05),GRAB + PULL(-1),
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