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Nathanael Perraudin ¨ + +Swiss Data Science Center (SDSC), Switzerland nathanael.perraudin@sdsc.ethz.ch + +# ABSTRACT + +Designing a convolution for a spherical neural network requires a delicate tradeoff between efficiency and rotation equivariance. DeepSphere, a method based on a graph representation of the sampled sphere, strikes a controllable balance between these two desiderata. This contribution is twofold. First, we study both theoretically and empirically how equivariance is affected by the underlying graph with respect to the number of vertices and neighbors. Second, we evaluate DeepSphere on relevant problems. Experiments show state-of-the-art performance and demonstrates the efficiency and flexibility of this formulation. Perhaps surprisingly, comparison with previous work suggests that anisotropic filters might be an unnecessary price to pay. Our code is available at https: //github.com/deepsphere. + +# 1 INTRODUCTION + +Spherical data is found in many applications (figure 1). Planetary data (such as meteorological or geological measurements) and brain activity are example of intrinsically spherical data. The observation of the universe, LIDAR scans, and the digitalization of 3D objects are examples of projections due to observation. Labels or variables are often to be inferred from them. Examples are the inference of cosmological parameters from the distribution of mass in the universe (Perraudin et al., 2019), the segmentation of omnidirectional images (Khasanova & Frossard, 2017), and the segmentation of cyclones from Earth observation (Mudigonda et al., 2017). + +![](images/33a638b46f1fa41380e07021f5ad002111a633f73f53357c2d170917e890718a.jpg) +Figure 1: Examples of spherical data: (a) brain activity recorded through magnetoencephalography (MEG),1(b) the cosmic microwave background (CMB) temperature from Planck Collaboration (2016), (c) hourly precipitation from a climate simulation (Jiang et al., 2019), (d) daily maximum temperature from the Global Historical Climatology Network (GHCN). $^ 2 \mathrm { A }$ rigid full-sphere sampling is not ideal: brain activity is only measured on the scalp, the Milky Way’s galactic plane masks observations, climate scientists desire a variable resolution, and the position of weather stations is arbitrary and changes over time. (e) Graphs can faithfully and efficiently represent sampled spherical data by placing vertices where it matters. + +As neural networks (NNs) have proved to be great tools for inference, variants have been developed to handle spherical data. Exploiting the locally Euclidean property of the sphere, early attempts used standard 2D convolutions on a grid sampling of the sphere (Boomsma & Frellsen, 2017; Su & Grauman, 2017; Coors et al., 2018). While simple and efficient, those convolutions are not equivariant to rotations. On the other side of this tradeoff, Cohen et al. (2018) and Esteves et al. (2018) proposed to perform proper spherical convolutions through the spherical harmonic transform. While equivariant to rotations, those convolutions are expensive (section 2). + +As a lack of equivariance can penalize performance (section 4.2) and expensive convolutions prohibit their application to some real-world problems, methods standing between these two extremes are desired. Cohen et al. (2019) proposed to reduce costs by limiting the size of the representation of the symmetry group by projecting the data from the sphere to the icosahedron. The distortions introduced by this projection might however hinder performance (section 4.3). + +Another approach is to represent the sampled sphere as a graph connecting pixels according to the distance between them (Bruna et al., 2013; Khasanova & Frossard, 2017; Perraudin et al., 2019). While Laplacian-based graph convolutions are more efficient than spherical convolutions, they are not exactly equivariant (Defferrard et al., 2019). In this work, we argue that graph-based spherical CNNs strike an interesting balance, with a controllable tradeoff between cost and equivariance (which is linked to performance). Experiments on multiple problems of practical interest show the competitiveness and flexibility of this approach. + +# 2 METHOD + +DeepSphere leverages graph convolutions to achieve the following properties: (i) computational efficiency, (ii) sampling flexibility, and (iii) rotation equivariance (section 3). The main idea is to model the sampled sphere as a graph of connected pixels: the length of the shortest path between two pixels is an approximation of the geodesic distance between them. We use the graph CNN formulation introduced in (Defferrard et al., 2016) and a pooling strategy that exploits hierarchical samplings of the sphere. + +Sampling. A sampling scheme $\mathcal { V } = \{ x _ { i } \in \mathbb { S } ^ { 2 } \} _ { i = 1 } ^ { n }$ is defined to be the discrete subset of the sphere containing the $n$ points where the values of the signals that we want to analyse are known. For a given continuous signal $f$ , we represent such values in a vector $\pmb { f } \in \mathbb { R } ^ { n }$ . As there is no analogue of uniform sampling on the sphere, many samplings have been proposed with different tradeoffs. In this work, depending on the considered application, we will use the equiangular (Driscoll & Healy, 1994), HEALPix (Gorski et al., 2005), and icosahedral (Baumgardner & Frederickson, 1985) samplings. + +Graph. From $\nu$ , we construct a weighted undirected graph $\mathcal { G } = ( \nu , w )$ , where the elements of $\nu$ are the vertices and the weight $w _ { i j } = w _ { j i }$ is a similarity measure between vertices $x _ { i }$ and $x _ { j }$ . The combinatorial graph Laplacian $\breve { \pmb { L } } \in \mathbb { R } ^ { \breve { n } \times n }$ is defined as $L = D - A$ , where $\mathbf { A } = \left( w _ { i j } \right)$ is the weighted adjacency matrix, $D = \left( d _ { i i } \right)$ is the diagonal degree matrix, and $\begin{array} { r } { d _ { i i } = \sum _ { j } w _ { i j } } \end{array}$ is the weighted degree of vertex $x _ { i }$ . Given a sampling $\nu$ , usually fixed by the application or the available measurements, the freedom in constructing $\mathcal { G }$ is in setting $w$ . Section 3 shows how to set $w$ to minimize the equivariance error. + +Convolution. On Euclidean domains, convolutions are efficiently implemented by sliding a window in the signal domain. On the sphere however, there is no straightforward way to implement a convolution in the signal domain due to non-uniform samplings. Convolutions are most often performed in the spectral domain through a spherical harmonic transform (SHT). That is the approach taken by Cohen et al. (2018) and Esteves et al. (2018), which has a computational cost of $\mathcal { O } ( n ^ { 3 / 2 } )$ on isolatitude samplings (such as the HEALPix and equiangular samplings) and $O ( n ^ { 2 } )$ in general. + +On the other hand, following Defferrard et al. (2016), graph convolutions can be defined as + +$$ +h ( { \cal L } ) f = \left( \sum _ { i = 0 } ^ { P } \alpha _ { i } { \cal L } ^ { i } \right) f , +$$ + +where $P$ is the polynomial order (which corresponds to the filter’s size) and $\alpha _ { i }$ are the coefficients to be optimized during training.3 Those convolutions are used by Khasanova & Frossard (2017) and Perraudin et al. (2019) and cost ${ \mathcal { O } } ( n )$ operations through a recursive application of $\pmb { L }$ . 4 + +Pooling. Down- and up-sampling is natural for hierarchical samplings,5 where each subdivision divides a pixel in (an equal number of) child sub-pixels. To pool (down-sample), the data supported on the sub-pixels is summarized by a permutation invariant function such as the maximum or the average. To unpool (up-sample), the data supported on a pixel is copied to all its sub-pixels. + +Architecture. All our NNs are fully convolutional, and employ a global average pooling (GAP) for rotation invariant tasks. Graph convolutional layers are always followed by batch normalization and ReLU activation, except in the last layer. Note that batch normalization and activation act on the elements of $f$ independently, and hence don’t depend on the domain of $f$ . + +# 3 GRAPH CONVOLUTION AND EQUIVARIANCE + +While the graph framework offers great flexibility, its ability to faithfully represent the underlying sphere — for graph convolutions to be rotation equivariant — highly depends on the sampling locations and the graph construction. + +# 3.1 PROBLEM FORMULATION + +A continuous function $f : { \mathcal { C } } ( \mathbb { S } ^ { 2 } ) \supset F \nu \mathbb { R }$ is sampled as $T _ { \mathcal { V } } ( f ) = f$ by the sampling operator $T _ { \mathcal { V } } : C ( \mathbb { S } ^ { 2 } ) \supset F _ { \mathcal { V } } \to ^ { } \mathbb { R } ^ { n }$ defined as $f : f _ { i } = f ( x _ { i } )$ . We require $F _ { \mathcal { V } }$ to be a suitable subspace of continuous functions such that $T _ { \nu }$ is invertible, i.e., the function $f \in F _ { \nu }$ can be unambiguously reconstructed from its sampled values $f$ . The existence of such a subspace depends on the sampling $\nu$ and its characterization is a common problem in signal processing (Driscoll & Healy, 1994). For most samplings, it is not known if $F _ { \mathcal { V } }$ exists and hence if $T _ { \nu }$ is invertible. A special case is the equiangular sampling where a sampling theorem holds, and thus a closed-form of $T _ { \nu } ^ { - 1 }$ is known. For samplings where no such sampling formula is available, we leverage the discrete SHT to reconstruct $f$ from $f = T _ { \nu } f$ , thus approximating $T _ { \nu } ^ { - 1 }$ . For all theoretical considerations, we assume that $F _ { \mathcal { V } }$ exists and $f \in F _ { \nu }$ . + +By definition, the (spherical) graph convolution is rotation equivariant if and only if it commutes with the rotation operator defined as $R ( g ) , g \in S O ( 3 )$ : $R ( \bar { g } ) f ( x ) = f \left( g ^ { - 1 } x \right)$ . In the context of this work, graph convolution is performed by recursive applications of the graph Laplacian (1). Hence, if $R ( g )$ commutes with $\pmb { L }$ , then, by recursion, it will also commute with the convolution $h ( L )$ . As a result, $h ( L )$ is rotation equivariant if and only if + +$$ +{ \pmb R } _ { \mathcal { V } } ( g ) { \pmb L } { \pmb f } = { \pmb L } { \pmb R } _ { \mathcal { V } } ( g ) { \pmb f } , \qquad { \forall } { \pmb f } \in { \cal F } _ { \mathcal { V } } \mathrm { a n d } \forall g \in S O ( 3 ) , +$$ + +where $\pmb { R } _ { \mathcal { V } } ( g ) = T _ { \mathcal { V } } \pmb { R } ( g ) T _ { \mathcal { V } } ^ { - 1 }$ . For an empirical evaluation of equivariance, we define the normalized equivariance error for a signal $f$ and a rotation $g$ as + +$$ +E _ { L } ( \pmb { f } , g ) = \left( \frac { \| R _ { \mathcal { V } } ( g ) L f - L R _ { \mathcal { V } } ( g ) \pmb { f } \| } { \| L \pmb { f } \| } \right) ^ { 2 } . +$$ + +More generally for a class of signals $f \in C \subset F _ { \mathcal { V } }$ , the mean equivariance error defined as + +$$ +\overline { { E } } _ { L , C } = \mathbb { E } _ { \pmb { f } \in C , \ b { g } \in S O ( 3 ) } \ E _ { L } ( \pmb { f } , \pmb { g } ) +$$ + +represents the overall equivariance error. The expected value is obtained by averaging over a finite number of random functions and random rotations. + +![](images/c259942ababe0afbb992fff3f37e327b70b3ab3c836ad54436a4ca246ef6395b.jpg) +Figure 2: Mean equivariance error (3). There is a clear tradeoff between equivariance and computational cost, governed by the number of vertices $n$ and edges $k n$ . + +![](images/bf5f6ea76c86d1b1392b4816f424f002718e7197c39a62f017e7f24dfcd442d5.jpg) +Figure 3: Kernel widths. + +![](images/96f715570bd1fd35baf0a998c2ff1be5c5ac1319917b0249e47cea9934dd7180.jpg) +Figure 4: 3D object represented as a spherical depth map. + +![](images/fe666d69c6f980d9cf4362d71e9b27f5d085761cb87c4295ffa7c73e8c79e2d3.jpg) +Figure 5: Power spectral densities. + +# 3.2 FINDING THE OPTIMAL WEIGHTING SCHEME + +Considering the equiangular sampling and graphs where each vertex is connected to 4 neighbors (north, south, east, west), Khasanova & Frossard (2017) designed a weighting scheme to minimize (3) for longitudinal and latitudinal rotations6. Their solution gives weights inversely proportional to Euclidean distances: + +$$ +w _ { i j } = { \frac { 1 } { \| x _ { i } - x _ { j } \| } } . +$$ + +While the resulting convolution is not equivariant to the whole of $S O ( 3 )$ (figure 2), it is enough for omnidirectional imaging because, as gravity consistently orients the sphere, objects only rotate longitudinally or latitudinally. + +To achieve equivariance to all rotations, we take inspiration from Belkin & Niyogi (2008). They prove that for a random uniform sampling, the graph Laplacian $\pmb { L }$ built from weights + +$$ +w _ { i j } = e ^ { - { \frac { 1 } { 4 t } } { \| x _ { i } - x _ { j } \| } ^ { 2 } } +$$ + +converges to the Laplace-Beltrami operator $\Delta _ { \mathbb { S } ^ { 2 } }$ as the number of samples grows to infinity. This result is a good starting point as $\Delta _ { \mathbb { S } ^ { 2 } }$ commutes with rotation, i.e., $\Delta _ { \mathbb { S } ^ { 2 } } \bar { R } ( \bar { g } ) = R ( g ) \Delta _ { \mathbb { S } ^ { 2 } }$ . While the weighting scheme is full (i.e., every vertex is connected to every other vertex), most weights are small due to the exponential. We hence make an approximation to limit the cost of the convolution (1) by only considering the $k$ nearest neighbors ( $k$ -NN) of each vertex. Given $k$ , the optimal kernel width $t$ is found by searching for the minimizer of (3). Figure 3 shows the optimal kernel widths found for various resolutions of the HEALPix sampling. As predicted by the theory, $t _ { n } \propto n ^ { \beta } , \beta \in$ $\mathbb { R }$ . Importantly however, the optimal $t$ also depends on the number of neighbors $k$ . + +Considering the HEALPix sampling, Perraudin et al. (2019) connected each vertex to their 8 adjacent vertices in the tiling of the sphere, computed the weights with (5), and heuristically set $t$ to half the average squared Euclidean distance between connected vertices. This heuristic however overestimates $t$ (figure 3) and leads to an increased equivariance error (figure 2). + +# 3.3 ANALYSIS OF THE PROPOSED WEIGHTING SCHEME + +We analyze the proposed weighting scheme both theoretically and empirically. + +Theoretical convergence. We extend the work of (Belkin & Niyogi, 2008) to a sufficiently regular, deterministic sampling. Following their setting, we work with the extended graph Laplacian operator as the linear operator $L _ { n } ^ { t } : L ^ { 2 } ( \mathbb { S } ^ { 2 } ) \to L ^ { 2 } ( \mathbb { S } ^ { 2 } )$ such that + +$$ +L _ { n } ^ { t } f ( y ) : = { \frac { 1 } { n } } \sum _ { i = 1 } ^ { n } e ^ { - { \frac { \| x _ { i } - y \| ^ { 2 } } { 4 t } } } \left( f ( y ) - f ( x _ { i } ) \right) . +$$ + +![](images/916ef864d86c3e318cf67c47ef100d36021894e1f1c9fe5b2963a0ef51b3e6f6.jpg) +Figure 6: Patch. + +This operator extends the graph Laplacian with the weighting scheme (5) to each point of the sphere (i.e., $\pmb { L } _ { n } ^ { t } \pmb { f } = T _ { \nu } \pmb { L } _ { n } ^ { t } \pmb { f } )$ . As the radius of the kernel $t$ will be adapted to the number of samples, we scale the operator as + +$\hat { L } _ { n } ^ { t } : = | \mathbb { S } ^ { 2 } | ( 4 \pi t ^ { 2 } ) ^ { - 1 } L _ { n } ^ { t }$ . Given a sampling $\nu$ , we define $\sigma _ { i }$ to be the patch of the surface of the sphere corresponding to $x _ { i }$ , $A _ { i }$ its corresponding area, and $d _ { i }$ the largest distance between the center $x _ { i }$ and any point on the surface $\sigma _ { i }$ . Define $d ^ { ( n ) } : = \operatorname* { m a x } _ { i = 1 , \dots , n } d _ { i }$ and $A ^ { ( n ) } : = \operatorname* { m a x } _ { i = 1 , \ldots , n } A _ { i }$ . + +Theorem 3.1. For a sampling $\nu$ of the sphere that is equi-area and such that $\begin{array} { r } { d ^ { ( n ) } \leq \frac { C } { n ^ { \alpha } } } \end{array}$ , $\alpha \in$ $( 0 , 1 / 2 ]$ , for all $f : \mathbb { S } ^ { 2 } \to \mathbb { R }$ Lipschitz with respect to the Euclidean distance in $\mathbb { R } ^ { 3 }$ , for all $y \in \mathbb { S } ^ { 2 }$ , there exists a sequence $t _ { n } = n ^ { \bar { \beta } }$ , $\beta \in \mathbb { R }$ such that + +$$ +\operatorname* { l i m } _ { n \to \infty } \hat { L } _ { n } ^ { t _ { n } } f ( y ) = \Delta _ { \mathbb { S } ^ { 2 } } f ( y ) . +$$ + +This is a major step towards equivariance, as the Laplace-Beltrami operator commutes with rotation. +Based on this property, we show the equivariance of the scaled extended graph Laplacian. + +Theorem 3.2. Under the hypothesis of theorem 3.1, the scaled graph Laplacian commutes with any rotation, in the limit of infinite sampling, i.e., + +$$ +\forall y \in \mathbb { S } ^ { 2 } \quad \left| R ( g ) \hat { L } _ { n } ^ { t _ { n } } f ( y ) - \hat { L } _ { n } ^ { t _ { n } } R ( g ) f ( y ) \right| \xrightarrow { n \to \infty } 0 . +$$ + +From this theorem, it follows that the discrete graph Laplacian will be equivariant in the limit of $n \infty$ as by construction ${ \pmb { L } } _ { n } ^ { t } { \pmb { f } } = T _ { \nu } { \pmb { L } } _ { n } ^ { t } { \pmb { f } }$ and as the scaling does not affect the equivariance property of $L _ { n } ^ { t }$ . + +Importantly, the proof of Theorem 3.1 (in Appendix A) inspires our construction of the graph Laplacian. In particular, it tells us that $t$ should scale as $n ^ { \beta }$ , which has been empirically verified (figure 3). Nevertheless, it is important to keep in mind the limits of Theorem 3.1 and 3.2. Both theorems present asymptotic results, but in practice we will always work with finite samplings. Furthermore, since this method is based on the capability of the eigenvectors of the graph Laplacian to approximate the spherical harmonics, a stronger type of convergence of the graph Laplacian would be preferable, i.e., spectral convergence (that is proved for a full graph in the case of random sampling for a class of Lipschitz functions in (Belkin & Niyogi, 2007)). Finally, while we do not have a formal proof for it, we strongly believe that the HEALPix sampling does satisfy the hypothesis $\begin{array} { r } { d ^ { ( n ) } \leq \frac { \bar { C } } { n ^ { \alpha } } } \end{array}$ Cnα , α ∈ (0, 1/2], with α very close or equal to 1/2. The empirical results discussed in the next paragraph also points in this direction. This is further discussed in Appendix A. + +Empirical convergence. Figure 2 shows the equivariance error (3) for different parameter sets of DeepSphere for the HEALPix sampling as well as for the graph construction of Khasanova & Frossard (2017) fresolution and sigfor HEALPix and uiangular sampling. The error is estimated as a function ofency. The resolution is controlled by the number of pixels for the equiangular sampling. The frequency is controlled $n = 1 2 \bar { N } _ { s i d e } ^ { 2 }$ $n = 4 \hat { b } ^ { 2 }$ +set $C$ to functions $f$ made of spherical harmonics of a single degree $\ell$ . To allow for an almost perfect implementation (up to numerical errors) of the operator $\scriptstyle R _ { \gamma }$ , the degree $\ell$ was chosen in the range $( 0 , 3 N _ { s i d e } - 1 )$ for HEALPix and $( 0 , b )$ for the equiangular sampling (Gorski et al., 1999). Using these parameters, the measured error is mostly due to imperfections in the empirical approximation of the Laplace-Beltrami operator and not to the sampling. + +
performancesizespeed
F1mAPparamsinferencetraining
Cohen et al. (2018) (b = 128)167.61400k38.0ms50h
Cohen et al. (2018) (simplified,9b = 64)78.966.5400k12.0 ms32h
Esteves et al. (2018) (b = 64)79.468.5500k9.8ms3h
DeepSphere (equiangular, b = 64)79.466.5190k0.9 ms50m
DeepSphere (HEALPix, Nside = 32)80.768.6190k0.9 ms50m
+ +Table 1: Results on SHREC’17 (3D shapes). DeepSphere achieves similar performance at a much lower cost, suggesting that anisotropic filters are an unnecessary price to pay. + +Figure 2 shows that the weighting scheme (4) from (Khasanova & Frossard, 2017) does indeed not lead to a convolution that is equivariant to all rotations $g \in S O ( 3 )$ .7 For $k = 8$ neighbors, selecting the optimal kernel width $t$ improves on (Perraudin et al., 2019) at no cost, highlighting the importance of this parameter. Increasing the resolution decreases the equivariance error in the high frequencies, an effect most probably due to the sampling. Most importantly, the equivariance error decreases when connecting more neighbors. Hence, the number of neighbors $k$ gives us a precise control of the tradeoff between cost and equivariance. + +# 4 EXPERIMENTS + +# 4.1 3D OBJECTS RECOGNITION + +The recognition of 3D shapes is a rotation invariant task: rotating an object doesn’t change its nature. While 3D shapes are usually represented as meshes or point clouds, representing them as spherical maps (figure 4) naturally allows a rotation invariant treatment. + +The SHREC’17 shape retrieval contest (Savva et al., 2017) contains 51,300 randomly oriented 3D models from ShapeNet (Chang et al., 2015), to be classified in 55 categories (tables, lamps, airplanes, etc.). As in (Cohen et al., 2018), objects are represented by 6 spherical maps. At each pixel, a ray is traced towards the center of the sphere. The distance from the sphere to the object forms a depth map. The cos and sin of the surface angle forms two normal maps. The same is done for the object’s convex hull.8 The maps are sampled by an equiangular sampling with bandwidth $b = 6 4$ $( n ^ { \cdot } = 4 b ^ { 2 } = 1 6 , 3 8 4$ pixels) or an HEALPix sampling with $N _ { s i d e } = 3 2$ $\dot { ( n = 1 2 N _ { s i d e } ^ { 2 } = 1 2 , 2 8 8 }$ pixels). + +The equiangular graph is built with (4) and $k = 4$ neighbors (following Khasanova & Frossard, 2017). The HEALPix graph is built with (5), $k = 8$ , and a kernel width $t$ set to the average of the distances (following Perraudin et al., 2019). The NN is made of 5 graph convolutional layers, each followed by a max pooling layer which down-samples by 4. A GAP and a fully connected layer with softmax follow. The polynomials are all of order $P = 3$ and the number of channels per layer is 16, 32, 64, 128, 256, respectively. Following Esteves et al. (2018), the cross-entropy plus a triplet loss is optimized with Adam for 30 epochs on the dataset augmented by 3 random translations. The learning rate is $5 \cdot 1 0 ^ { - 2 } ~ $ and the batch size is 32. + +Results are shown in table 1. As the network is trained for shape classification rather than retrieval, we report the classification F1 alongside the mAP used in the retrieval contest.10 DeepSphere achieves the same performance as Cohen et al. (2018) and Esteves et al. (2018) at a much lower cost, suggesting that anisotropic filters are an unnecessary price to pay. As the information in those spherical maps resides in the low frequencies (figure 5), reducing the equivariance error didn’t translate into improved performance. For the same reason, using the more uniform HEALPix sampling or lowering the resolution down to $N _ { s i d e } = 8$ $n = 7 6 8$ pixels) didn’t impact performance either. + +Table 2: Results on the classification of partial convergence maps. Lower equivariance error translates to higher performance. + +
accuracytime
Perraudin etal. (2019),2D CNNbaseline54.2104 ms
Perraudin et al. (2019), CNN variant, k = 862.1185ms
Perraudin etal. (2019),FCN variant, k = 883.8185 ms
k = 8 neighbors,t from section 3.287.1185 ms
k = 2O neighbors,t from section 3.291.3250 ms
k = 40 neighbors,t from section 3.292.5363 ms
+ +![](images/82ba85a574ce1b8bec111f356c7f88aed670a9d495e7edd9c1cd3977647025fc.jpg) +Figure 7: Tradeoff between cost and accuracy. + +# 4.2 COSMOLOGICAL MODEL CLASSIFICATION + +Given observations, cosmologists estimate the posterior probability of cosmological parameters, such as the matter density $\Omega _ { m }$ and the normalization of the matter power spectrum $\sigma _ { 8 }$ . Those parameters are typically estimated by likelihood-free inference, which requires a function to predict the parameters from simulations. As that is complicated to setup, prediction methods are typically benchmarked on the classification of spherical maps instead (Schmelzle et al., 2017). We used the same task, data, and setup as Perraudin et al. (2019): the classification of 720 partial convergence maps made of $n \approx 1 0 ^ { 6 }$ pixels $( 1 / 1 2 \approx 8 \%$ of a sphere at $N _ { s i d e } = 1 0 2 4 )$ from two $\Lambda { \bf C D M }$ cosmological models, $\Omega _ { m } = 0 . 3 1$ , $\sigma _ { 8 } = 0 . 8 2 ,$ ) and $\Omega _ { m } = 0 . 2 6$ , $\sigma _ { 8 } = 0 . 9 1$ ), at a relative noise level of 3.5 (i.e., the signal is hidden in noise of 3.5 times higher standard deviation). Convergence maps represent the distribution of over- and under-densities of mass in the universe (see Bartelmann, 2010, for a review of gravitational lensing). + +Graphs are built with (5), $k = 8 , 2 0 , 4 0$ neighbors, and the corresponding optimal kernel widths $t$ given in section 3.2. Following Perraudin et al. (2019), the NN is made of 5 graph convolutional layers, each followed by a max pooling layer which down-samples by 4. A GAP and a fully connected layer with softmax follow. The polynomials are all of order $P = 4$ and the number of channels per layer is 16, 32, 64, 64, 64, respectively. The cross-entropy loss is optimized with Adam for 80 epochs. The learning rate is $2 \cdot 1 \dot { 0 } ^ { - 4 } \cdot 0 . 9 9 9 ^ { \mathrm { s t e p } }$ and the batch size is 8. + +Unlike on SHREC’17, results (table 2) show that a lower equivariance error on the convolutions translates to higher performance. That is probably due to the high frequency content of those maps (figure 5). There is a clear cost-accuracy tradeoff, controlled by the number of neighbors $k$ (figure 7). This experiment moreover demonstrates DeepSphere’s flexibility (using partial spherical maps) and scalability (competing spherical CNNs were tested on maps of at most 10, 000 pixels). + +# 4.3 CLIMATE EVENT SEGMENTATION + +We evaluate our method on a task proposed by (Mudigonda et al., 2017): the segmentation of extreme climate events, Tropical Cyclones (TC) and Atmospheric Rivers (AR), in global climate simulations (figure 1c). The data was produced by a 20-year run of the Community Atmospheric Model v5 (CAM5) and consists of 16 channels such as temperature, wind, humidity, and pressure at multiple altitudes. We used the pre-processed dataset from (Jiang et al., 2019).11 There is 1,072,805 spherical maps, down-sampled to a level-5 icosahedral sampling $( n = 1 0 \cdot 4 ^ { l } + 2 = 1 0$ , 242 pixels). The labels are heavily unbalanced with $0 . 1 \%$ TC, $2 . 2 \%$ AR, and $9 7 . 7 \%$ background (BG) pixels. + +The graph is built with (5), $k = 6$ neighbors, and a kernel width $t$ set to the average of the distances. Following Jiang et al. (2019), the NN is an encoder-decoder with skip connections. Details in section C.3. The polynomials are all of order $P = 3$ . The cross-entropy loss (weighted or nonweighted) is optimized with Adam for 30 epochs. The learning rate is $1 \cdot 1 0 { - 3 }$ and the batch size is 64. + +Results are shown in table 3 (details in tables 6, 7 and 8). The mean and standard deviation are computed over 5 runs. Note that while Jiang et al. (2019) and Cohen et al. (2019) use a weighted cross-entropy loss, that is a suboptimal proxy for the mAP metric. DeepSphere achieves state-of + +Table 3: Results on climate event segmentation: mean accuracy (over TC, AR, BG) and mean average precision (over TC and AR). DeepSphere achieves state-of-the-art performance. + +
accuracymAP
Jiang et al. (2019) (rerun)94.9538.41
Cohen et al. (2019) (S2R)97.568.6
Cohen et al. (2019) (R2R)97.775.9
DeepSphere (weighted loss)97.8 ± 0.377.15 ± 1.94
DeepSphere (non-weighted loss)87.8 ± 0.589.16 ± 1.37
+ +
order Ptemp. (from past temp.)day (from temperature)day (from precipitations)
MSEMAER2MSEMAER2MSEMAER2
010.882.420.8960.100.100.8820.580.42-0.980
48.202.110.9190.050.050.9690.500.180.597
+ +Table 4: Prediction results on data from weather stations. Structure always improves performance. + +the-art performance, suggesting again that anisotropic filters are unnecessary. Note that results from Mudigonda et al. (2017) cannot be directly compared as they don’t use the same input channels. + +Compared to Cohen et al. (2019)’s conclusion, it is surprising that S2R does worse than DeepSphere (which is limited to S2S). Potential explanations are (i) that their icosahedral projection introduces harmful distortions, or (ii) that a larger architecture can compensate for the lack of generality. We indeed observed that more feature maps and depth led to higher performance (section C.3). + +# 4.4 UNEVEN SAMPLING + +To demonstrate the flexibility of modeling the sampled sphere by a graph, we collected historical measurements from $n \approx 1 0 , 0 0 0$ weather stations scattered across the Earth.12 The spherical data is heavily non-uniformly sampled, with a much higher density of weather stations over North America than the Pacific (figure 1d). For illustration, we devised two artificial tasks. A dense regression: predict the temperature on a given day knowing the temperature on the previous 5 days. A global regression: predict the day (represented as one period of a sine over the year) from temperature or precipitations. Predicting from temperature is much easier as it has a clear yearly pattern. + +The graph is built with (5), $k = 5$ neighbors, and a kernel width $t$ set to the average of the distances. The equivariance property of the resulting graph has not been tested, and we don’t expect it to be good due to the heavily non-uniform sampling. The NN is made of 3 graph convolutional layers. The polynomials are all of order $P = 0$ or 4 and the number of channels per layer is 50, 100, 100, respectively. For the global regression, a GAP and a fully connected layer follow. For the dense regression, a graph convolutional layer follows instead. The MSE loss is optimized with RMSprop for 250 epochs. The learning rate is $\mathrm { i } \cdot 1 0 ^ { - 3 }$ and the batch size is 64. + +Results are shown in table 4. While using a polynomial order $P = 0$ is like modeling each time series independently with an MLP, orders $P > 0$ integrate neighborhood information. Results show that using the structure induced by the spherical geometry always yields better performance. + +# 5 CONCLUSION + +This work showed that DeepSphere strikes an interesting, and we think currently optimal, balance between desiderata for a spherical CNN. A single parameter, the number of neighbors $k$ a pixel is connected to in the graph, controls the tradeoff between cost and equivariance (which is linked to performance). As computational cost and memory consumption scales linearly with the number of pixels, DeepSphere scales to spherical maps made of millions of pixels, a required resolution to faithfully represent cosmological and climate data. Also relevant in scientific applications is the flexibility offered by a graph representation (for partial coverage, missing data, and non-uniform samplings). Finally, the implementation of the graph convolution is straightforward, and the ubiquity of graph neural networks — pushing for their first-class support in DL frameworks — will make implementations even easier and more efficient. + +A potential drawback of graph Laplacian-based approaches is the isotropy of graph filters, reducing in principle the expressive power of the NN. Experiments from Cohen et al. (2019) and Boscaini et al. (2016) indeed suggest that more general convolutions achieve better performance. Our experiments on 3D shapes (section 4.1) and climate (section 4.3) however show that DeepSphere’s isotropic filters do not hinder performance. Possible explanations for this discrepancy are that NNs somehow compensate for the lack of anisotropic filters, or that some tasks can be solved with isotropic filters. The distortions induced by the icosahedral projection in (Cohen et al., 2019) or the leakage of curvature information in (Boscaini et al., 2016) might also alter performance. + +Developing graph convolutions on irregular samplings that respect the geometry of the sphere is another research direction of importance. Practitioners currently interpolate their measurements (coming from arbitrarily positioned weather stations, satellites or telescopes) to regular samplings. This practice either results in a waste of resolution or computational and storage resources. Our ultimate goal is for practitioners to be able to work directly on their measurements, however distributed. + +# ACKNOWLEDGMENTS + +We thank Pierre Vandergheynst for advices, and Taco Cohen for his inputs on the intriguing results of our comparison with Cohen et al. (2019). We thank the anonymous reviewers for their constructive feedback. The following software packages were used for computation and plotting: PyGSP (Defferrard et al.), healpy (Zonca et al., 2019), matplotlib (Hunter, 2007), SciPy (Virtanen et al., 2020), NumPy (Walt et al., 2011), TensorFlow (Abadi et al., 2015). + +# REFERENCES + +Mart´ın Abadi, Ashish Agarwal, Paul Barham, Eugene Brevdo, Zhifeng Chen, Craig Citro, Greg S. Corrado, Andy Davis, Jeffrey Dean, Matthieu Devin, Sanjay Ghemawat, Ian Goodfellow, Andrew Harp, Geoffrey Irving, Michael Isard, Yangqing Jia, Rafal Jozefowicz, Lukasz Kaiser, Manjunath Kudlur, Josh Levenberg, Dandelion Mane, Rajat Monga, Sherry Moore, Derek Murray, Chris ´ Olah, Mike Schuster, Jonathon Shlens, Benoit Steiner, Ilya Sutskever, Kunal Talwar, Paul Tucker, Vincent Vanhoucke, Vijay Vasudevan, Fernanda Viegas, Oriol Vinyals, Pete Warden, Martin Wat- ´ tenberg, Martin Wicke, Yuan Yu, and Xiaoqiang Zheng. TensorFlow: Large-scale machine learning on heterogeneous systems, 2015. URL https://www.tensorflow.org/. 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The proof of theorem 3.1 is inspired from the work of Belkin & Niyogi (2008). As a result, we start by restating some of their results. Given a sampling ${ \mathcal { V } } = \{ x _ { i } \in { \mathcal { M } } \} _ { i = 1 } ^ { n }$ of a closed, compact and infinitely differentiable manifold $\mathcal { M }$ , a smooth $( \in \mathcal { C } _ { \infty } ( \mathcal { M } ) )$ function $f : \mathcal { M } \mathbb { R }$ , and defined the vector $f$ of samples of $f$ as follows: $T _ { \mathcal { V } } f = f \in \mathbb { R } ^ { n }$ , $f _ { i } = f ( x _ { i } )$ . The proof is constructed by leveraging 3 different operators: + +• The extended graph Laplacian operator, already presented in (6), is a linear operator $L _ { n } ^ { t }$ : $L ^ { 2 } ( \mathcal { M } ) \to L ^ { 2 } \mathbf { \bar { ( } } \mathcal { M } )$ defined as + +$$ +L _ { n } ^ { t } f ( y ) : = { \frac { 1 } { n } } \sum _ { i = 1 } ^ { n } e ^ { - { \frac { \| x _ { i } - y \| ^ { 2 } } { 4 t } } } \left( f ( y ) - f ( x _ { i } ) \right) . +$$ + +Note that we have the following relation $L _ { n } ^ { t } f = T _ { \nu } L _ { n } ^ { t } f$ . + +• The functional approximation to the Laplace-Beltrami operator is a linear operator $L ^ { t }$ : $L ^ { 2 } ( \mathcal { M } ) \to L ^ { 2 } ( \dot { \mathcal { M } } )$ defined as + +$$ +L ^ { t } f ( y ) = \int _ { \mathcal { M } } e ^ { - \frac { \| x - y \| ^ { 2 } } { 4 t } } \left( f ( y ) - f ( x ) \right) d \mu ( x ) , +$$ + +where $\mu$ is the uniform probability measure on the manifold $\mathcal { M }$ , and $\operatorname { v o l } ( \mathcal { M } )$ is the volume of $\mathcal { M }$ . + +• The Laplace-Beltrami operator $\Delta _ { { \scriptscriptstyle M } }$ is defined as the divergence of the gradient + +$$ +\Delta _ { \mathcal { M } } f ( y ) : = - \mathrm { d i v } ( \nabla _ { \mathcal { M } } f ) +$$ + +of a differentiable function $f : \mathcal { M } \mathbb { R }$ . The gradient $\nabla f : \mathcal { M } T _ { p } \mathcal { M }$ is a vector field defined on the manifold pointing towards the direction of steepest ascent of $f$ , where $T _ { p } { \mathcal { M } }$ is the affine space of all vectors tangent to $\mathcal { M }$ at $p$ . + +Leveraging these three operators, Belkin & Niyogi (2008; 2007) have build proofs of both pointwise and spectral convergence of the extended graph Laplacian towards the Laplace-Beltrami operator in the general setting of any compact, closed and infinitely differentiable manifold $\mathcal { M }$ , where the sampling $\nu$ is drawn randomly on the manifold. For this reason, their results are all to be interpreted in a probabilistic sense. Their proofs consist in establishing that (6) converges in probability towards (8) as $n \to \infty$ and (8) converges towards (9) as $t 0$ . In particular, this second step is given by the following: + +Proposition 1 (Belkin & Niyogi (2008), Proposition 4.4). Let $\mathcal { M }$ be a $k$ -dimensional compact smooth manifold embedded in some Euclidean space $\mathbb { R } ^ { N }$ , and fix $y \in \mathcal { M }$ . Let $f \in \mathcal { C } _ { \infty } ( \mathcal { M } )$ . Then + +$$ +\frac { 1 } { t } \frac { 1 } { ( 4 \pi t ) ^ { k / 2 } } L ^ { t } f ( y ) \xrightarrow { t \to 0 } \frac { 1 } { \nu o l ( \mathcal { M } ) } \Delta _ { \mathcal { M } } f ( y ) . +$$ + +Building the proof. As the sphere is a compact smooth manifold embedded in $\mathbb { R } ^ { 3 }$ , we can reuse proposition 1. Thus, our strategy to prove Theorem 3.1 is to (i) show that + +$$ +\operatorname* { l i m } _ { n \to \infty } L _ { n } ^ { t } f ( y ) = L ^ { t } ( y ) +$$ + +for a particular class of deterministic samplings, and (ii) apply Proposition 1. + +We start by proving that for smooth functions, for any fixed $t$ , the extended graph Laplacian $L _ { n } ^ { t }$ converges towards its continuous counterpart $L ^ { t }$ as the sampling increases in size. + +Proposition 2. For an equal area sampling $\{ x _ { i } \in \mathbb { S } ^ { 2 } \} _ { i = 1 } ^ { n } : A _ { i } = A _ { j } \forall i , j$ of the sphere it is true that for all $f : \mathbb { S } ^ { 2 } \to \mathbb { R }$ Lipschitz with respect to the Euclidean distance $\lVert \cdot \rVert$ with Lipschitz constant $C _ { f }$ + +$$ +\left| \int _ { \mathbb { S } ^ { 2 } } f ( x ) d \mu ( x ) - { \frac { 1 } { n } } \sum _ { i } f ( x _ { i } ) \right| \leq C _ { f } d ^ { ( n ) } . +$$ + +Furthermore, for all $y \in \mathbb { S } ^ { 2 }$ the Heat Kernel Graph Laplacian operator $L _ { n } ^ { t }$ converges pointwise to the functional approximation of the Laplace Beltrami operator $L ^ { t }$ + +$$ +L _ { n } ^ { t } f ( y ) \xrightarrow { n \to \infty } L ^ { t } f ( y ) . +$$ + +Proof. Assuming $f : \mathbb { S } ^ { 2 } \to \mathbb { R }$ is Lipschitz with Lipschitz constant $C _ { f }$ , we have + +$$ +\left| \int _ { \sigma _ { i } } f ( x ) \mathrm { d } \mu ( x ) - \frac { 1 } { n } f ( x _ { i } ) \right| \leq C _ { f } d ^ { ( n ) } \frac { 1 } { n } , +$$ + +where $\sigma _ { i } \subset \mathbb { S } ^ { 2 }$ is the subset of the sphere corresponding to the patch around $x _ { i }$ . Remember that the sampling is equal area. Hence, using the triangular inequality and summing all the contributions of the $n$ patches, we obtain + +$$ +\left| \int _ { \mathbb { S } ^ { 2 } } f ( x ) \mathrm { d } \mu ( x ) - \frac { 1 } { n } \sum _ { i } f ( x _ { i } ) \right| \leq \sum _ { i } \left| \frac { 1 } { 4 \pi ^ { 2 } } \int _ { \sigma _ { i } } f ( x ) \mathrm { d } \mu ( x ) - \frac { 1 } { n } f ( x _ { i } ) \right| \leq n C _ { f } d ^ { ( n ) } \frac { 1 } { n } = C _ { f } d ^ { ( n ) } +$$ + +A direct application of this result leads to the following pointwise convergences + +$$ +\forall f \mathrm { L i p s c h i t z } , \quad \forall y \in \mathbb { S } ^ { 2 } , \qquad \frac { 1 } { n } \sum _ { i } e ^ { - \frac { \| x _ { i } - y \| ^ { 2 } } { 4 t } } \to \int e ^ { - \frac { \| x - y \| ^ { 2 } } { 4 t } } d \mu ( x ) +$$ + +$$ +\forall f \mathrm { L i p s c h i t z } , \quad \forall y \in \mathbb { S } ^ { 2 } , \qquad \frac { 1 } { n } \sum _ { i } e ^ { - \frac { \| x _ { i } - y \| ^ { 2 } } { 4 t } } f ( x _ { i } ) \to \int e ^ { - \frac { \| x - y \| ^ { 2 } } { 4 t } } f ( x ) d \mu ( x ) +$$ + +Definitions 6 and 8 end the proof. + +The last proposition show that for a fixed $t$ , $L _ { n } ^ { t } f ( x ) \to 1 / 4 \pi ^ { 2 } L ^ { t } f ( x )$ . To utilize Proposition 1 and complete the proof, we need to find a sequence of $t _ { n }$ for which this holds as $t _ { n } \to 0$ . Furthermore this should hold with a faster decay than $\frac { 1 } { 4 \pi t _ { n } ^ { 2 } }$ . + +Proposition 3. Given $A _ { j } \ \forall i , j$ and $\begin{array} { r } { d ^ { ( n ) } \leq \frac { C } { n ^ { \alpha } } } \end{array}$ , $a$ $\alpha \in ( 0 , 1 / 2 ]$ sampling regular enough, i.e., for which we assume , a Lipschitz function $f$ and a point $y \in \mathbb { S } ^ { 2 }$ i there exists $\begin{array} { r l } { A _ { i } } & { { } = } \end{array}$ $a$ sequence $t _ { n } = n ^ { \beta } , \beta < 0$ such that + +$$ +\forall f L i p s c h i t z , \forall x \in \mathbb { S } ^ { 2 } \quad \left| { \frac { 1 } { 4 \pi t _ { n } ^ { 2 } } } \left( L _ { n } ^ { t _ { n } } f ( x ) - L ^ { t _ { n } } f ( x ) \right) \right| { \xrightarrow { n \to \infty } } 0 . +$$ + +Proof. To ease the notation, we define + +$$ +\begin{array} { r l } & { K ^ { t } ( x , y ) : = e ^ { - \frac { \| x - y \| ^ { 2 } } { 4 t } } } \\ & { \phi ^ { t } ( x ; y ) : = e ^ { - \frac { \| x - y \| ^ { 2 } } { 4 t } } \left( f ( y ) - f ( x ) \right) . } \end{array} +$$ + +We start with the following inequality + +$$ +\begin{array} { l } { { \displaystyle \| L _ { n } ^ { t } f - L ^ { t } f \| _ { \infty } = \operatorname* { m a x } _ { y \in \mathbb S ^ { 2 } } \left| L _ { n } ^ { t } f ( y ) - L ^ { t } f ( y ) \right| } } \\ { { \displaystyle \qquad = \operatorname* { m a x } _ { y \in \mathbb S ^ { 2 } } \left| \frac 1 n \sum _ { i = 1 } ^ { n } \phi ^ { t } ( x _ { i } ; y ) - \int _ { \mathbb S ^ { 2 } } \phi ^ { t } ( x ; y ) d \mu ( x ) \right| } } \\ { { \displaystyle \qquad \leq \operatorname* { m a x } _ { y \in \mathbb S ^ { 2 } } \sum _ { i = 1 } ^ { n } \left| \frac 1 n \phi ^ { t } ( x _ { i } ; y ) - \int _ { \sigma _ { i } } \phi ^ { t } ( x ; y ) d \mu ( x ) \right| } } \\ { { \displaystyle \qquad \leq d ^ { ( n ) } \operatorname* { m a x } _ { y \in \mathbb S ^ { 2 } } C _ { \phi _ { y } ^ { t } } } , } \end{array} +$$ + +where $C _ { \phi _ { y } ^ { t } }$ is the Lipschitz constant of $x \to \phi ^ { t } ( x , y )$ and the last inequality follows from Proposition 2. Using the assumption $\begin{array} { r } { d ^ { ( n ) } \leq \frac { C } { \sqrt { n } } } \end{array}$ we find + +$$ +\| L _ { n } ^ { t } f - L ^ { t } f \| _ { \infty } \leq \frac { C } { \sqrt { n } } \operatorname* { m a x } _ { y \in \mathbb { S } ^ { 2 } } C _ { \phi _ { y } ^ { t } } +$$ + +We now find the explicit dependence between $t$ and $C _ { \phi _ { y } ^ { t } }$ + +$$ +\begin{array} { r l } { C _ { \phi _ { \mathcal { Y } } ^ { t } } = \| \partial _ { x } \phi ^ { t } ( \cdot ; y ) \| _ { \infty } } & { } \\ & { = \| \partial _ { x } \left( K ^ { t } ( \cdot ; y ) f \right) \| _ { \infty } } \\ & { = \| \partial _ { x } K ^ { t } ( \cdot ; y ) f + K ^ { t } ( \cdot ; y ) \partial _ { x } f \| _ { \infty } } \\ & { \leq \| \partial _ { x } K ^ { t } ( \cdot ; y ) f \| _ { \infty } + \| K ^ { t } ( \cdot ; y ) \partial _ { x } f \| _ { \infty } } \\ & { \leq \| \partial _ { x } K ^ { t } ( \cdot ; y ) \| _ { \infty } \| f \| _ { \infty } + \| K ^ { t } ( \cdot ; y ) \| _ { \infty } \| \partial _ { x } f \| _ { \infty } } \\ & { = \| \partial _ { x } K ^ { t } ( \cdot ; y ) \| _ { \infty } \| f \| _ { \infty } + \| \partial _ { x } f \| _ { \infty } } \\ & { = C _ { K _ { y } ^ { t } } \| f \| _ { \infty } + \| \partial _ { x } f \| _ { \infty } } \\ & { = C _ { K _ { x } ^ { t } } \| f \| _ { \infty } + C _ { f } } \end{array} +$$ + +where $C _ { K _ { y } ^ { t } }$ is the Lipschitz constant of the function $x \to K ^ { t } ( x ; y )$ . We note that this constant does not depend on $y$ : + +$$ +C _ { K _ { y } ^ { t } } = \left\| \partial _ { x } e ^ { - { \frac { x ^ { 2 } } { 4 t } } } \right\| _ { \infty } = \left\| { \frac { x } { 2 t } } e ^ { - { \frac { x ^ { 2 } } { 4 t } } } \right\| _ { \infty } = \left. { \frac { x } { 2 t } } e ^ { - { \frac { x ^ { 2 } } { 4 t } } } \right| _ { x = { \sqrt { 2 t } } } = ( 2 e t ) ^ { - { \frac { 1 } { 2 } } } \propto t ^ { - { \frac { 1 } { 2 } } } . +$$ + +Hence we have + +$$ +\begin{array} { r l r } { { \frac { C } { \sqrt { n } } \operatorname* { m a x } _ { y \in \mathbb { S } ^ { 2 } } C _ { \phi _ { y } ^ { t } } \leq \frac { C } { \sqrt { n } } ( ( 2 e t ) ^ { - \frac { 1 } { 2 } } \| f \| _ { \infty } + C _ { f } ) } } \\ & { } & { \leq \frac { C \| f \| _ { \infty } } { n ^ { \alpha } ( 2 e t ) ^ { 1 / 2 } } + \frac { C } { n ^ { \alpha } } C _ { f } . ~ } \end{array} +$$ + +Inculding this result in (14) and rescaling by $1 / 4 \pi t ^ { 2 }$ , we obtain + +$$ +\begin{array} { r l } & { \left\| \frac { 1 } { 4 \pi t ^ { 2 } } \left( L _ { n } ^ { t } f - L ^ { t } f \right) \right\| _ { \infty } \le \frac { 1 } { 4 \pi t ^ { 2 } } \left\| \left( L _ { n } ^ { t } f - L ^ { t } f \right) \right\| _ { \infty } } \\ & { \qquad \le \frac { C } { 4 \pi } \left[ \frac { \| f \| _ { \infty } } { \sqrt { 2 e } } \frac { 1 } { n ^ { \alpha } t ^ { 5 / 2 } } + \frac { C _ { f } } { n ^ { \alpha } t ^ { 2 } } \right] . } \end{array} +$$ + +In order for ${ \frac { C } { 4 \pi } } \left[ { \frac { \lVert f \rVert _ { \infty } } { \sqrt { 2 e } } } { \frac { 1 } { n ^ { \alpha } t ^ { 5 / 2 } } } + { \frac { C _ { f } } { n ^ { \alpha } t ^ { 2 } } } \right] { \frac { n \to \infty } { t \to 0 } } \ 0$ n→∞ −−−−→ 0, we need $\begin{array} { r } { \{ { n ^ { \alpha } t ^ { 5 / 2 } \infty } } \\ { { n ^ { \alpha } t ^ { 2 } \infty } } \end{array}$ +It happens if $\begin{array}{c} \begin{array} { r } { \left\{ { \begin{array} { l l } { t ( n ) = n ^ { \beta } , } & { \beta \in ( - \frac { 2 \alpha } { 5 } , 0 ) } \\ { t ( n ) = n ^ { \beta } , } & { \beta \in ( - \frac { \alpha } { 2 } , 0 ) } \end{array} } \Longrightarrow t ( n ) = n ^ { \beta } , \quad \beta \in ( - \frac { 2 \alpha } { 5 } , 0 ) . \right.} \end{array} \end{array}$ +Indeed, we have +$n ^ { a } l p h a t ^ { 5 / 2 } = n ^ { 5 / 2 \beta + \alpha } ~ \xrightarrow { n \infty } ~ \infty$ se $\textstyle { \frac { 5 } { 2 } } \beta + \alpha > 0 \iff \beta > - { \frac { 2 \alpha } { 5 } }$ +$n ^ { \alpha } t ^ { 2 } = n ^ { 2 \beta + \alpha } \xrightarrow { n \infty } \infty$ $2 \beta + \alpha > 0 \iff \beta > - { \frac { \alpha } { 2 } }$ +As a result, for $t = n ^ { \beta }$ with $\beta \in ( - \frac { 1 } { 5 } , 0 )$ we have $\left\{ \left. \left. \frac { n \to \infty } { 4 \pi t _ { n } ^ { 2 } } L _ { n } ^ { t _ { n } } f - \frac { 1 } { 4 \pi t _ { n } ^ { 2 } } L ^ { t _ { n } } f \right. \right. _ { \infty } \xrightarrow [ ] { n \to \infty } 0 , \right.$ which concludes the proof. + +Theorem 3.1, is then an immediate consequence of Proposition 3 and 1. + +Proof of Theorem 3.1. Thanks to Proposition 3 and Proposition 1 we conclude that $\forall y \in \mathbb { S } ^ { 2 }$ + +$$ +\operatorname * { l i m } _ { n \to \infty } \frac { 1 } { 4 \pi t _ { n } ^ { 2 } } L _ { n } ^ { t _ { n } } f ( y ) = \operatorname * { l i m } _ { n \to \infty } \frac { 1 } { 4 \pi t _ { n } ^ { 2 } } L ^ { t _ { n } } f ( y ) = \frac { 1 } { | \mathbb { S } ^ { 2 } | } \Delta _ { \mathbb { S } ^ { 2 } } f ( y ) +$$ + +In (Belkin & Niyogi, 2008), the sampling is drawn from a uniform random distribution on the sphere, and their proof heavily relies on the uniformity properties of the distribution from which the sampling is drawn. In our case the sampling is deterministic, and this is indeed a problem that we need to overcome by imposing the regularity conditions above. + +micro (label average) +macro (instance average) +Table 5: Official metrics from the SHREC’17 object retrieval competition. + +
P@NR@NF1@NmAPP@NR@NF1@NmAP
Cohen et al.(2018)(b= 128)0.7010.7110.6990.676---1
Cohen et al.(2018) (simplified,b = 64)0.7040.7010.6960.6650.4300.4800.4290.385
Esteves et al.(2018)(b = 64)0.7170.737-0.6850.4500.550-0.444
DeepSphere (equiangular b = 64)0.7090.7000.6980.6650.4390.4890.4390.403
DeepSphere (HEALPix Nside = 32)0.7250.7170.7150.6860.4750.5080.4680.428
+ +To conclude, we see that the result obtained is of similar form than the result obtained in (Belkin & Niyogi, 2008). Given the kernel density $t ( n ) = n ^ { \beta }$ , Belkin & Niyogi (2008) proved convergence in the random case for $\beta \in ( - \frac { 1 } { 4 } , 0 )$ and we proved convergence in the deterministic case for $\beta \in$ $\textstyle ( - { \frac { 2 \alpha } { 5 } } , 0 )$ , where $\alpha \in ( 0 , 1 / 2 ]$ (for the spherical manifold). + +# B PROOF OF THEOREM 3.2 + +Proof. Fix $x \in \mathbb { S } ^ { 2 }$ . Since any rotation $R ( g )$ is an isometry, and the Laplacian $\Delta$ commutes with all isometries of a Riemanniann manifold, and defining $R ( g ) \dot { f } = : f ^ { \prime }$ for ease of notation, we can write that + +$$ +\begin{array} { r l } { { R ( g ) \hat { L } _ { n } ^ { t _ { n } } f ( x ) - \hat { L } _ { n } ^ { t _ { n } } R ( g ) f ( x ) \Big | \leq \Big | R ( g ) \hat { L } _ { n } ^ { t _ { n } } f ( x ) - R ( g ) \Delta _ { \mathbb { S } ^ { 2 } } f ( x ) \Big | + \Big | R ( g ) \Delta _ { \mathbb { S } ^ { 2 } } f ( x ) - \hat { L } _ { n } ^ { t _ { n } } R ( g ) f ( x ) \Big | } } \\ & { = \Big | R ( g ) ( \hat { L } _ { n } ^ { t _ { n } } f - \Delta _ { \mathbb { S } ^ { 2 } } f ) ( x ) \Big | + \Big | \Delta _ { \mathbb { S } ^ { 2 } } f ^ { \prime } ( x ) - \hat { L } _ { n } ^ { t _ { n } } f ^ { \prime } ( x ) \Big | \leq } \\ & { \leq \Big | ( \hat { L } _ { n } ^ { t _ { n } } f - \Delta _ { \mathbb { S } ^ { 2 } } f ) ( g ^ { - 1 } ( x ) ) \Big | + \Big | \Delta _ { \mathbb { S } ^ { 2 } } f ^ { \prime } ( x ) - \hat { L } _ { n } ^ { t _ { n } } f ^ { \prime } ( x ) \Big | } \end{array} +$$ + +Since $g ^ { - 1 } ( x ) \in \mathbb { S } ^ { 2 }$ and $f ^ { \prime }$ still satisfies hypothesis, we can apply theorem 3.1 to say that + +$$ +\begin{array} { r l } & { \left| ( \hat { L } _ { n } ^ { t _ { n } } f - \Delta _ { \mathbb { S } ^ { 2 } } f ) ( g ^ { - 1 } ( x ) ) \right| \xrightarrow { n \to \infty } 0 } \\ & { \left| \Delta _ { \mathbb { S } ^ { 2 } } f ^ { \prime } ( x ) - \hat { L } _ { n } ^ { t _ { n } } f ^ { \prime } ( x ) \right| \xrightarrow { n \to \infty } 0 } \end{array} +$$ + +to conclude that + +$$ +\begin{array} { r l } { \forall x \in \mathbb { S } ^ { 2 } } & { { } \left| R ( g ) \hat { L } _ { n } ^ { t _ { n } } f ( x ) - \hat { L } _ { n } ^ { t _ { n } } R ( g ) f ( x ) \right| \xrightarrow { n \to \infty } 0 } \end{array} +$$ + +# C EXPERIMENTAL DETAILS + +# C.1 3D OBJECTS RECOGNITION + +Table 5 shows the results obtained from the SHREC’17 competition’s official evaluation script. + +$$ +\begin{array} { r l } { [ G C _ { 1 6 } + B N + R e L U ] _ { n s i d e 3 2 } + \mathrm { P o o l } + [ G C _ { 3 2 } + B N + R e L U ] _ { n s i d e 1 6 } + \mathrm { P o o l } ~ } & { } \\ { + \left[ G C _ { 6 4 } + B N + R e L U \right] _ { n s i d e 8 } + \mathrm { P o o l } + [ G C _ { 1 2 8 } + B N + R e L U ] _ { n s i d e 4 } } \\ { + \mathrm { P o o l } + [ G C _ { 2 5 6 } + B N + R e L U ] _ { n s i d e 2 } + \mathrm { P o o l } + G A P + F C N + \mathrm { s o f } \mathrm { t m } a } \end{array} +$$ + +# C.2 COSMOLOGICAL MODEL CLASSIFICATION + +$$ +\begin{array} { r l } & { [ G C _ { 1 6 } + B N + R e L U ] _ { n s i d e 1 0 2 4 } + \mathsf { P o o l } + [ G C _ { 3 2 } + B N + R e L U ] _ { n s i d e 5 1 2 } } \\ & { ~ + ~ \mathsf { P o o l } + [ G C _ { 6 4 } + B N + R e L U ] _ { n s i d e 2 5 6 } + \mathsf { P o o l } } \\ & { ~ + ~ [ G C _ { 6 4 } + B N + R e L U ] _ { n s i d e 1 2 8 } + \mathsf { P o o l } + [ G C _ { 6 4 } + B N + R e L U ] _ { n s i d e 6 4 } } \\ & { ~ + ~ \mathsf { P o o l } + [ G C _ { 2 } ] _ { n s i d e 3 2 } + G A P + \mathrm { s o f t m a x } } \end{array} +$$ + +Table 6: Results on climate event segmentation: accuracy. Tropical cyclones (TC) and atmospheric rivers (AR) are the two positive classes, against the background (BG). Mudigonda et al. (2017) is not directly comparable as they don’t use the same input feature maps. Note that a non-weighted cross-entropy loss is not optimal for the accuracy metric. + +
TCARBGmean
Mudigonda et al. (2017)74659778.67
Jiang et al. (2019) (paper)94939794.67
Jiang et al. (2019) (rerun)93.995.795.294.95
Cohen et al. (2019) (S2R)97.897.397.397.5
Cohen et al. (2019) (R2R)97.997.897.497.7
DS (Jiang architecture, weighted loss)97.197.696.597.1
DS (weighted loss)97.4 ± 1.197.7± 0.798.2 ± 0.597.8 ± 0.3
DS (wider architecture, weighted loss)91.593.499.094.6
DS (Jiang architecture, non-weighted loss)33.693.699.375.5
DS (non-weighted loss)69.2 ± 3.794.5 ± 2.999.7± 0.187.8 ± 0.5
DS (wider architecture, non-weighted loss)73.492.799.888.7
+ +Table 7: Results on climate event segmentation: average precision. Tropical cyclones (TC) and atmospheric rivers (AR) are the two positive classes. Note that a weighted cross-entropy loss is not optimal for the average precision metric. + +
TCARmean
Jiang et al. (2019) (rerun)11.0865.2138.41
Cohen et al. (2019) (S2R) Cohen et al. (2019) (R2R)- 11 168.6 75.9
DS (Jiang architecture, non-weighted loss)46.293.970.0
DS (non-weighted loss)80.86 ± 2.4297.45 ± 0.3889.16 ± 1.37
DS (wider architecture, non-weighted loss)84.7198.0591.38
DS (Jiang architecture, weighted loss)49.789.269.5
DS (weighted loss)58.88 ± 3.1795.41 ± 1.5177.15 ± 1.94
DS (wider architecture,weighted loss)52.8094.7873.79
+ +Table 6, 7, and 8 show the accuracy, mAP, and efficiency of all the NNs we ran. + +The experiment with the model from Jiang et al. (2019) was rerun in order to obtain the AP metrics, but with a batch size of 64 instead of 256 due to GPU memory limit. + +Several experiments were run with different architectures for DeepSphere (DS). Jiang architecture use a similar one as Jiang et al. (2019), with only the convolutional operators replaced. DeepSphere only is the original architecture giving the best results, deeper and with four times more feature maps than Jiang architecture. And the wider architecture is the same as the previous one with two times the number of feature maps. + +Regarding the weighted loss, the weights are chosen with scikit-learn function compute class weight on the training set. + +Table 8: Results on climate event segmentation: size and speed. + +
sizespeed
paramsinferencetraining
Jiang et al. (2019)330k10ms10h
DeepSphere (Jiang architecture)590k5ms3h
DeepSphere13M33 ms13h
DeepSphere (wider architecture)52M50ms20h
+ +DeepSphere with Jiang architecture + +encoder: + +$$ +\begin{array} { r l } & { [ G C _ { 8 } + B N + R e L U ] _ { L 5 } + \mathrm { P o o l } + [ G C _ { 1 6 } + B N + R e L U ] _ { L 4 } + \mathrm { P o o l } } \\ & { ~ + ~ [ G C _ { 3 2 } + B N + R e L U ] _ { L 3 } + \mathrm { P o o l } + [ G C _ { 6 4 } + B N + R e L U ] _ { L 2 } + \mathrm { P o o l } } \\ & { ~ + ~ [ G C _ { 1 2 8 } + B N + R e L U ] _ { L 1 } + \mathrm { P o o l } + [ G C _ { 1 2 8 } + B N + R e L U ] _ { L 0 } } \end{array} +$$ + +decoder: + +$$ +\begin{array} { r l } & { { \mathrm { U n p o o l } } + [ G C _ { 1 2 8 } + B N + R e L U ] _ { L 1 } + \mathrm { c o n c a t } + [ G C _ { 1 2 8 } + B N + R e L U ] _ { L 1 } } \\ & { ~ + ~ \mathrm { U n p o o l } + [ G C _ { 6 4 } + B N + R e L U ] _ { L 2 } + \mathrm { c o n c a t } } \\ & { ~ + ~ [ G C _ { 6 4 } + B N + R e L U ] _ { L 2 } + \mathrm { U n p o o l } + [ G C _ { 3 2 } + B N + R e L U ] _ { L 3 } } \\ & { ~ + ~ \mathrm { c o n c a t } + [ G C _ { 3 2 } + B N + R e L U ] _ { L 3 } + \mathrm { U n p o o l } } \\ & { ~ + [ G C _ { 1 6 } + B N + R e L U ] _ { L 4 } + \mathrm { c o n c a t } + [ G C _ { 1 6 } + B N + R e L U ] _ { L 4 } + \mathrm { U n p o o l } } \\ & { ~ + [ G C _ { 8 } + B N + R e L U ] _ { L 5 } + \mathrm { c o n c a t } + [ G C _ { 8 } + B N + R e L U ] _ { L 5 } + [ G C _ { 3 } ] _ { L 5 } } \end{array} +$$ + +Concat is the operation that concatenate the results of the corresponding encoder layer. + +Original DeepSphere architecture with encoder decoder encoder: + +$$ +\begin{array} { r l } & { [ G C _ { 3 2 } + B N + R e L U ] _ { L 5 } + [ G C _ { 6 4 } + B N + R e L U ] _ { L 5 } } \\ & { ~ + ~ \mathsf { P o o l } + [ G C _ { 1 2 8 } + B N + R e L U ] _ { L 4 } + \mathsf { P o o l } } \\ & { ~ + ~ [ G C _ { 2 5 6 } + B N + R e L U ] _ { L 3 } + \mathsf { P o o l } + [ G C _ { 5 1 2 } + B N + R e L U ] _ { L 2 } } \\ & { ~ + ~ \mathsf { P o o l } + [ G C _ { 5 1 2 } + B N + R e L U ] _ { L 1 } + \mathsf { P o o l } + [ G C _ { 5 1 2 } ] _ { L 0 } } \end{array} +$$ + +decoder: + +$$ +\begin{array} { r l } & { \mathrm { U n p o o l } + [ G C _ { 5 1 2 } + B N + R e L U ] _ { L 1 } + \mathrm { c o n c a t } + [ G C _ { 5 1 2 } + B N + R e L U ] _ { L 1 } } \\ & { ~ + \mathrm { U n p o o l } + [ G C _ { 2 5 6 } + B N + R e L U ] _ { L 2 } + \mathrm { c o n c a t } } \\ & { ~ + [ G C _ { 2 5 6 } + B N + R e L U ] _ { L 2 } + \mathrm { U n p o o l } + [ G C _ { 1 2 8 } + B N + R e L U ] _ { L 3 } } \\ & { ~ + \mathrm { c o n c a t } + [ G C _ { 1 2 8 } + B N + R e L U ] _ { L 3 } + \mathrm { U n p o o l } } \\ & { ~ + [ G C _ { 6 4 } + B N + R e L U ] _ { L 4 } + \mathrm { c o n c a t } + [ G C _ { 6 4 } + B N + R e L U ] _ { L 4 } } \\ & { ~ + \mathrm { U n p o o l } + [ G C _ { 3 2 } + B N + R e L U ] _ { L 5 } + [ G C _ { 3 } ] _ { L 5 } } \end{array} +$$ + +# C.4 UNEVEN SAMPLING + +Architecture for dense regression: + +$$ +[ G C _ { 5 0 } + B N + R e L U ] + [ G C _ { 1 0 0 } + B N + R e L U ] + [ G C _ { 1 0 0 } + B N + R e L U ] + [ G C _ { 1 } ] +$$ + +Architecture for global regression: + +$$ +\begin{array} { r l } { { } } & { { [ G C _ { 5 0 } + B N + R e L U ] + [ G C _ { 1 0 0 } + B N + R e L U ] } } \\ { { } } & { { ~ + ~ [ G C _ { 1 0 0 } + B N + R e L U ] + G A P + F C N } } \end{array} +$$ \ No newline at end of file diff --git a/parse/train/B1e3OlStPB/B1e3OlStPB_content_list.json b/parse/train/B1e3OlStPB/B1e3OlStPB_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..3fd8cfffad168feafc08029dbc878b393c389f91 --- /dev/null +++ b/parse/train/B1e3OlStPB/B1e3OlStPB_content_list.json @@ -0,0 +1,2504 @@ +[ + { + "type": "text", + "text": "DEEPSPHERE: A GRAPH-BASED SPHERICAL CNN ", + "text_level": 1, + "bbox": [ + 173, + 99, + 766, + 121 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Michael Defferrard, Martino Milani & Fr ¨ ed´ erick Gusset ´ \nEcole Polytechnique F ´ ed´ erale de Lausanne (EPFL), Switzerland ´ \n{michael.defferrard,martino.milani,frederick.gusset}@epfl.ch ", + "bbox": [ + 183, + 143, + 767, + 189 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Nathanael Perraudin ¨ ", + "text_level": 1, + "bbox": [ + 184, + 210, + 333, + 223 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Swiss Data Science Center (SDSC), Switzerland nathanael.perraudin@sdsc.ethz.ch ", + "bbox": [ + 184, + 224, + 501, + 251 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 289, + 544, + 304 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Designing a convolution for a spherical neural network requires a delicate tradeoff between efficiency and rotation equivariance. DeepSphere, a method based on a graph representation of the sampled sphere, strikes a controllable balance between these two desiderata. This contribution is twofold. First, we study both theoretically and empirically how equivariance is affected by the underlying graph with respect to the number of vertices and neighbors. Second, we evaluate DeepSphere on relevant problems. Experiments show state-of-the-art performance and demonstrates the efficiency and flexibility of this formulation. Perhaps surprisingly, comparison with previous work suggests that anisotropic filters might be an unnecessary price to pay. Our code is available at https: //github.com/deepsphere. ", + "bbox": [ + 233, + 324, + 764, + 477 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 513, + 336, + 530 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Spherical data is found in many applications (figure 1). Planetary data (such as meteorological or geological measurements) and brain activity are example of intrinsically spherical data. The observation of the universe, LIDAR scans, and the digitalization of 3D objects are examples of projections due to observation. Labels or variables are often to be inferred from them. Examples are the inference of cosmological parameters from the distribution of mass in the universe (Perraudin et al., 2019), the segmentation of omnidirectional images (Khasanova & Frossard, 2017), and the segmentation of cyclones from Earth observation (Mudigonda et al., 2017). ", + "bbox": [ + 173, + 549, + 825, + 647 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/33a638b46f1fa41380e07021f5ad002111a633f73f53357c2d170917e890718a.jpg", + "image_caption": [ + "Figure 1: Examples of spherical data: (a) brain activity recorded through magnetoencephalography (MEG),1(b) the cosmic microwave background (CMB) temperature from Planck Collaboration (2016), (c) hourly precipitation from a climate simulation (Jiang et al., 2019), (d) daily maximum temperature from the Global Historical Climatology Network (GHCN). $^ 2 \\mathrm { A }$ rigid full-sphere sampling is not ideal: brain activity is only measured on the scalp, the Milky Way’s galactic plane masks observations, climate scientists desire a variable resolution, and the position of weather stations is arbitrary and changes over time. (e) Graphs can faithfully and efficiently represent sampled spherical data by placing vertices where it matters. " + ], + "image_footnote": [], + "bbox": [ + 176, + 674, + 823, + 797 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "As neural networks (NNs) have proved to be great tools for inference, variants have been developed to handle spherical data. Exploiting the locally Euclidean property of the sphere, early attempts used standard 2D convolutions on a grid sampling of the sphere (Boomsma & Frellsen, 2017; Su & Grauman, 2017; Coors et al., 2018). While simple and efficient, those convolutions are not equivariant to rotations. On the other side of this tradeoff, Cohen et al. (2018) and Esteves et al. (2018) proposed to perform proper spherical convolutions through the spherical harmonic transform. While equivariant to rotations, those convolutions are expensive (section 2). ", + "bbox": [ + 174, + 103, + 825, + 200 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "As a lack of equivariance can penalize performance (section 4.2) and expensive convolutions prohibit their application to some real-world problems, methods standing between these two extremes are desired. Cohen et al. (2019) proposed to reduce costs by limiting the size of the representation of the symmetry group by projecting the data from the sphere to the icosahedron. The distortions introduced by this projection might however hinder performance (section 4.3). ", + "bbox": [ + 174, + 208, + 825, + 277 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Another approach is to represent the sampled sphere as a graph connecting pixels according to the distance between them (Bruna et al., 2013; Khasanova & Frossard, 2017; Perraudin et al., 2019). While Laplacian-based graph convolutions are more efficient than spherical convolutions, they are not exactly equivariant (Defferrard et al., 2019). In this work, we argue that graph-based spherical CNNs strike an interesting balance, with a controllable tradeoff between cost and equivariance (which is linked to performance). Experiments on multiple problems of practical interest show the competitiveness and flexibility of this approach. ", + "bbox": [ + 174, + 285, + 825, + 382 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 METHOD ", + "text_level": 1, + "bbox": [ + 176, + 409, + 281, + 425 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "DeepSphere leverages graph convolutions to achieve the following properties: (i) computational efficiency, (ii) sampling flexibility, and (iii) rotation equivariance (section 3). The main idea is to model the sampled sphere as a graph of connected pixels: the length of the shortest path between two pixels is an approximation of the geodesic distance between them. We use the graph CNN formulation introduced in (Defferrard et al., 2016) and a pooling strategy that exploits hierarchical samplings of the sphere. ", + "bbox": [ + 174, + 444, + 825, + 529 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Sampling. A sampling scheme $\\mathcal { V } = \\{ x _ { i } \\in \\mathbb { S } ^ { 2 } \\} _ { i = 1 } ^ { n }$ is defined to be the discrete subset of the sphere containing the $n$ points where the values of the signals that we want to analyse are known. For a given continuous signal $f$ , we represent such values in a vector $\\pmb { f } \\in \\mathbb { R } ^ { n }$ . As there is no analogue of uniform sampling on the sphere, many samplings have been proposed with different tradeoffs. In this work, depending on the considered application, we will use the equiangular (Driscoll & Healy, 1994), HEALPix (Gorski et al., 2005), and icosahedral (Baumgardner & Frederickson, 1985) samplings. ", + "bbox": [ + 173, + 549, + 825, + 647 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Graph. From $\\nu$ , we construct a weighted undirected graph $\\mathcal { G } = ( \\nu , w )$ , where the elements of $\\nu$ are the vertices and the weight $w _ { i j } = w _ { j i }$ is a similarity measure between vertices $x _ { i }$ and $x _ { j }$ . The combinatorial graph Laplacian $\\breve { \\pmb { L } } \\in \\mathbb { R } ^ { \\breve { n } \\times n }$ is defined as $L = D - A$ , where $\\mathbf { A } = \\left( w _ { i j } \\right)$ is the weighted adjacency matrix, $D = \\left( d _ { i i } \\right)$ is the diagonal degree matrix, and $\\begin{array} { r } { d _ { i i } = \\sum _ { j } w _ { i j } } \\end{array}$ is the weighted degree of vertex $x _ { i }$ . Given a sampling $\\nu$ , usually fixed by the application or the available measurements, the freedom in constructing $\\mathcal { G }$ is in setting $w$ . Section 3 shows how to set $w$ to minimize the equivariance error. ", + "bbox": [ + 174, + 669, + 825, + 768 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Convolution. On Euclidean domains, convolutions are efficiently implemented by sliding a window in the signal domain. On the sphere however, there is no straightforward way to implement a convolution in the signal domain due to non-uniform samplings. Convolutions are most often performed in the spectral domain through a spherical harmonic transform (SHT). That is the approach taken by Cohen et al. (2018) and Esteves et al. (2018), which has a computational cost of $\\mathcal { O } ( n ^ { 3 / 2 } )$ on isolatitude samplings (such as the HEALPix and equiangular samplings) and $O ( n ^ { 2 } )$ in general. ", + "bbox": [ + 174, + 790, + 825, + 875 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "On the other hand, following Defferrard et al. (2016), graph convolutions can be defined as ", + "bbox": [ + 171, + 103, + 769, + 118 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/5bcd19cef6ef001c918deadc6de093edb418e8ecaaa441900e44d59d8af391b9.jpg", + "text": "$$\nh ( { \\cal L } ) f = \\left( \\sum _ { i = 0 } ^ { P } \\alpha _ { i } { \\cal L } ^ { i } \\right) f ,\n$$", + "text_format": "latex", + "bbox": [ + 411, + 119, + 584, + 162 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where $P$ is the polynomial order (which corresponds to the filter’s size) and $\\alpha _ { i }$ are the coefficients to be optimized during training.3 Those convolutions are used by Khasanova & Frossard (2017) and Perraudin et al. (2019) and cost ${ \\mathcal { O } } ( n )$ operations through a recursive application of $\\pmb { L }$ . 4 ", + "bbox": [ + 176, + 164, + 825, + 207 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Pooling. Down- and up-sampling is natural for hierarchical samplings,5 where each subdivision divides a pixel in (an equal number of) child sub-pixels. To pool (down-sample), the data supported on the sub-pixels is summarized by a permutation invariant function such as the maximum or the average. To unpool (up-sample), the data supported on a pixel is copied to all its sub-pixels. ", + "bbox": [ + 173, + 220, + 825, + 277 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Architecture. All our NNs are fully convolutional, and employ a global average pooling (GAP) for rotation invariant tasks. Graph convolutional layers are always followed by batch normalization and ReLU activation, except in the last layer. Note that batch normalization and activation act on the elements of $f$ independently, and hence don’t depend on the domain of $f$ . ", + "bbox": [ + 174, + 291, + 825, + 347 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3 GRAPH CONVOLUTION AND EQUIVARIANCE ", + "text_level": 1, + "bbox": [ + 174, + 367, + 570, + 383 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "While the graph framework offers great flexibility, its ability to faithfully represent the underlying sphere — for graph convolutions to be rotation equivariant — highly depends on the sampling locations and the graph construction. ", + "bbox": [ + 174, + 397, + 825, + 439 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3.1 PROBLEM FORMULATION ", + "text_level": 1, + "bbox": [ + 176, + 455, + 390, + 469 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "A continuous function $f : { \\mathcal { C } } ( \\mathbb { S } ^ { 2 } ) \\supset F \\nu \\mathbb { R }$ is sampled as $T _ { \\mathcal { V } } ( f ) = f$ by the sampling operator $T _ { \\mathcal { V } } : C ( \\mathbb { S } ^ { 2 } ) \\supset F _ { \\mathcal { V } } \\to ^ { } \\mathbb { R } ^ { n }$ defined as $f : f _ { i } = f ( x _ { i } )$ . We require $F _ { \\mathcal { V } }$ to be a suitable subspace of continuous functions such that $T _ { \\nu }$ is invertible, i.e., the function $f \\in F _ { \\nu }$ can be unambiguously reconstructed from its sampled values $f$ . The existence of such a subspace depends on the sampling $\\nu$ and its characterization is a common problem in signal processing (Driscoll & Healy, 1994). For most samplings, it is not known if $F _ { \\mathcal { V } }$ exists and hence if $T _ { \\nu }$ is invertible. A special case is the equiangular sampling where a sampling theorem holds, and thus a closed-form of $T _ { \\nu } ^ { - 1 }$ is known. For samplings where no such sampling formula is available, we leverage the discrete SHT to reconstruct $f$ from $f = T _ { \\nu } f$ , thus approximating $T _ { \\nu } ^ { - 1 }$ . For all theoretical considerations, we assume that $F _ { \\mathcal { V } }$ exists and $f \\in F _ { \\nu }$ . ", + "bbox": [ + 173, + 481, + 825, + 621 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "By definition, the (spherical) graph convolution is rotation equivariant if and only if it commutes with the rotation operator defined as $R ( g ) , g \\in S O ( 3 )$ : $R ( \\bar { g } ) f ( x ) = f \\left( g ^ { - 1 } x \\right)$ . In the context of this work, graph convolution is performed by recursive applications of the graph Laplacian (1). Hence, if $R ( g )$ commutes with $\\pmb { L }$ , then, by recursion, it will also commute with the convolution $h ( L )$ . As a result, $h ( L )$ is rotation equivariant if and only if ", + "bbox": [ + 173, + 627, + 825, + 698 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/2ae32e9ceac5fb163318b4582137cab26d89fc802690ca31024d053cca5b29f5.jpg", + "text": "$$\n{ \\pmb R } _ { \\mathcal { V } } ( g ) { \\pmb L } { \\pmb f } = { \\pmb L } { \\pmb R } _ { \\mathcal { V } } ( g ) { \\pmb f } , \\qquad { \\forall } { \\pmb f } \\in { \\cal F } _ { \\mathcal { V } } \\mathrm { a n d } \\forall g \\in S O ( 3 ) ,\n$$", + "text_format": "latex", + "bbox": [ + 302, + 699, + 692, + 717 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where $\\pmb { R } _ { \\mathcal { V } } ( g ) = T _ { \\mathcal { V } } \\pmb { R } ( g ) T _ { \\mathcal { V } } ^ { - 1 }$ . For an empirical evaluation of equivariance, we define the normalized equivariance error for a signal $f$ and a rotation $g$ as ", + "bbox": [ + 174, + 719, + 825, + 748 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/1d3f72da66d5dbc7cd655863733a87b869c51810f56c1ece6f428ea67fed3970.jpg", + "text": "$$\nE _ { L } ( \\pmb { f } , g ) = \\left( \\frac { \\| R _ { \\mathcal { V } } ( g ) L f - L R _ { \\mathcal { V } } ( g ) \\pmb { f } \\| } { \\| L \\pmb { f } \\| } \\right) ^ { 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 346, + 750, + 650, + 787 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "More generally for a class of signals $f \\in C \\subset F _ { \\mathcal { V } }$ , the mean equivariance error defined as ", + "bbox": [ + 176, + 787, + 766, + 803 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/8160157c1f97eb9cab343b5f80d09e810c06b5a986a879c899374cee80937b2c.jpg", + "text": "$$\n\\overline { { E } } _ { L , C } = \\mathbb { E } _ { \\pmb { f } \\in C , \\ b { g } \\in S O ( 3 ) } \\ E _ { L } ( \\pmb { f } , \\pmb { g } )\n$$", + "text_format": "latex", + "bbox": [ + 387, + 804, + 611, + 823 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "represents the overall equivariance error. The expected value is obtained by averaging over a finite number of random functions and random rotations. ", + "bbox": [ + 178, + 824, + 825, + 852 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/c259942ababe0afbb992fff3f37e327b70b3ab3c836ad54436a4ca246ef6395b.jpg", + "image_caption": [ + "Figure 2: Mean equivariance error (3). There is a clear tradeoff between equivariance and computational cost, governed by the number of vertices $n$ and edges $k n$ . " + ], + "image_footnote": [], + "bbox": [ + 174, + 99, + 565, + 401 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/bf5f6ea76c86d1b1392b4816f424f002718e7197c39a62f017e7f24dfcd442d5.jpg", + "image_caption": [ + "Figure 3: Kernel widths. " + ], + "image_footnote": [], + "bbox": [ + 593, + 102, + 823, + 198 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/96f715570bd1fd35baf0a998c2ff1be5c5ac1319917b0249e47cea9934dd7180.jpg", + "image_caption": [ + "Figure 4: 3D object represented as a spherical depth map. " + ], + "image_footnote": [], + "bbox": [ + 593, + 233, + 825, + 295 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/fe666d69c6f980d9cf4362d71e9b27f5d085761cb87c4295ffa7c73e8c79e2d3.jpg", + "image_caption": [ + "Figure 5: Power spectral densities. " + ], + "image_footnote": [], + "bbox": [ + 593, + 344, + 823, + 428 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.2 FINDING THE OPTIMAL WEIGHTING SCHEME", + "text_level": 1, + "bbox": [ + 174, + 484, + 524, + 498 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Considering the equiangular sampling and graphs where each vertex is connected to 4 neighbors (north, south, east, west), Khasanova & Frossard (2017) designed a weighting scheme to minimize (3) for longitudinal and latitudinal rotations6. Their solution gives weights inversely proportional to Euclidean distances: ", + "bbox": [ + 173, + 510, + 825, + 565 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/ad0a9d7771ba7970f6906e578b084a84db9902e9b5ace82cc64580457c7ae991.jpg", + "text": "$$\nw _ { i j } = { \\frac { 1 } { \\| x _ { i } - x _ { j } \\| } } .\n$$", + "text_format": "latex", + "bbox": [ + 436, + 564, + 562, + 599 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "While the resulting convolution is not equivariant to the whole of $S O ( 3 )$ (figure 2), it is enough for omnidirectional imaging because, as gravity consistently orients the sphere, objects only rotate longitudinally or latitudinally. ", + "bbox": [ + 174, + 604, + 825, + 647 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "To achieve equivariance to all rotations, we take inspiration from Belkin & Niyogi (2008). They prove that for a random uniform sampling, the graph Laplacian $\\pmb { L }$ built from weights ", + "bbox": [ + 171, + 654, + 823, + 683 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/de52be883ec06ab9c757c751f03a5fed2b94113cfacd01cc72a68928fcf16e66.jpg", + "text": "$$\nw _ { i j } = e ^ { - { \\frac { 1 } { 4 t } } { \\| x _ { i } - x _ { j } \\| } ^ { 2 } }\n$$", + "text_format": "latex", + "bbox": [ + 429, + 690, + 566, + 712 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "converges to the Laplace-Beltrami operator $\\Delta _ { \\mathbb { S } ^ { 2 } }$ as the number of samples grows to infinity. This result is a good starting point as $\\Delta _ { \\mathbb { S } ^ { 2 } }$ commutes with rotation, i.e., $\\Delta _ { \\mathbb { S } ^ { 2 } } \\bar { R } ( \\bar { g } ) = R ( g ) \\Delta _ { \\mathbb { S } ^ { 2 } }$ . While the weighting scheme is full (i.e., every vertex is connected to every other vertex), most weights are small due to the exponential. We hence make an approximation to limit the cost of the convolution (1) by only considering the $k$ nearest neighbors ( $k$ -NN) of each vertex. Given $k$ , the optimal kernel width $t$ is found by searching for the minimizer of (3). Figure 3 shows the optimal kernel widths found for various resolutions of the HEALPix sampling. As predicted by the theory, $t _ { n } \\propto n ^ { \\beta } , \\beta \\in$ $\\mathbb { R }$ . Importantly however, the optimal $t$ also depends on the number of neighbors $k$ . ", + "bbox": [ + 173, + 719, + 825, + 833 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Considering the HEALPix sampling, Perraudin et al. (2019) connected each vertex to their 8 adjacent vertices in the tiling of the sphere, computed the weights with (5), and heuristically set $t$ to half the average squared Euclidean distance between connected vertices. This heuristic however overestimates $t$ (figure 3) and leads to an increased equivariance error (figure 2). ", + "bbox": [ + 174, + 838, + 825, + 895 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.3 ANALYSIS OF THE PROPOSED WEIGHTING SCHEME", + "text_level": 1, + "bbox": [ + 173, + 103, + 566, + 117 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We analyze the proposed weighting scheme both theoretically and empirically. ", + "bbox": [ + 176, + 128, + 687, + 145 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Theoretical convergence. We extend the work of (Belkin & Niyogi, 2008) to a sufficiently regular, deterministic sampling. Following their setting, we work with the extended graph Laplacian operator as the linear operator $L _ { n } ^ { t } : L ^ { 2 } ( \\mathbb { S } ^ { 2 } ) \\to L ^ { 2 } ( \\mathbb { S } ^ { 2 } )$ such that ", + "bbox": [ + 173, + 159, + 669, + 215 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/e9a7e675a2c21b62772f7cb6cfd15d2bd616a01d11cf7f13942e1ef9d4c1998f.jpg", + "text": "$$\nL _ { n } ^ { t } f ( y ) : = { \\frac { 1 } { n } } \\sum _ { i = 1 } ^ { n } e ^ { - { \\frac { \\| x _ { i } - y \\| ^ { 2 } } { 4 t } } } \\left( f ( y ) - f ( x _ { i } ) \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 269, + 222, + 571, + 263 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/916ef864d86c3e318cf67c47ef100d36021894e1f1c9fe5b2963a0ef51b3e6f6.jpg", + "image_caption": [ + "Figure 6: Patch. " + ], + "image_footnote": [], + "bbox": [ + 686, + 174, + 818, + 277 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "This operator extends the graph Laplacian with the weighting scheme (5) to each point of the sphere (i.e., $\\pmb { L } _ { n } ^ { t } \\pmb { f } = T _ { \\nu } \\pmb { L } _ { n } ^ { t } \\pmb { f } )$ . As the radius of the kernel $t$ will be adapted to the number of samples, we scale the operator as ", + "bbox": [ + 173, + 267, + 669, + 309 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "$\\hat { L } _ { n } ^ { t } : = | \\mathbb { S } ^ { 2 } | ( 4 \\pi t ^ { 2 } ) ^ { - 1 } L _ { n } ^ { t }$ . Given a sampling $\\nu$ , we define $\\sigma _ { i }$ to be the patch of the surface of the sphere corresponding to $x _ { i }$ , $A _ { i }$ its corresponding area, and $d _ { i }$ the largest distance between the center $x _ { i }$ and any point on the surface $\\sigma _ { i }$ . Define $d ^ { ( n ) } : = \\operatorname* { m a x } _ { i = 1 , \\dots , n } d _ { i }$ and $A ^ { ( n ) } : = \\operatorname* { m a x } _ { i = 1 , \\ldots , n } A _ { i }$ . ", + "bbox": [ + 173, + 310, + 821, + 356 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Theorem 3.1. For a sampling $\\nu$ of the sphere that is equi-area and such that $\\begin{array} { r } { d ^ { ( n ) } \\leq \\frac { C } { n ^ { \\alpha } } } \\end{array}$ , $\\alpha \\in$ $( 0 , 1 / 2 ]$ , for all $f : \\mathbb { S } ^ { 2 } \\to \\mathbb { R }$ Lipschitz with respect to the Euclidean distance in $\\mathbb { R } ^ { 3 }$ , for all $y \\in \\mathbb { S } ^ { 2 }$ , there exists a sequence $t _ { n } = n ^ { \\bar { \\beta } }$ , $\\beta \\in \\mathbb { R }$ such that ", + "bbox": [ + 174, + 359, + 825, + 405 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/937b6c8ef3ea0a37e6f8c30e10b3f94acabf1b4a8b4c9bcf5e28379ac10d7d5c.jpg", + "text": "$$\n\\operatorname* { l i m } _ { n \\to \\infty } \\hat { L } _ { n } ^ { t _ { n } } f ( y ) = \\Delta _ { \\mathbb { S } ^ { 2 } } f ( y ) .\n$$", + "text_format": "latex", + "bbox": [ + 408, + 410, + 588, + 435 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "This is a major step towards equivariance, as the Laplace-Beltrami operator commutes with rotation. \nBased on this property, we show the equivariance of the scaled extended graph Laplacian. ", + "bbox": [ + 174, + 460, + 823, + 489 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Theorem 3.2. Under the hypothesis of theorem 3.1, the scaled graph Laplacian commutes with any rotation, in the limit of infinite sampling, i.e., ", + "bbox": [ + 173, + 492, + 823, + 522 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/f6061fe95f655d79d7ea130161058cf967ab492c06629de050a316999a005e25.jpg", + "text": "$$\n\\forall y \\in \\mathbb { S } ^ { 2 } \\quad \\left| R ( g ) \\hat { L } _ { n } ^ { t _ { n } } f ( y ) - \\hat { L } _ { n } ^ { t _ { n } } R ( g ) f ( y ) \\right| \\xrightarrow { n \\to \\infty } 0 .\n$$", + "text_format": "latex", + "bbox": [ + 321, + 526, + 674, + 554 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "From this theorem, it follows that the discrete graph Laplacian will be equivariant in the limit of $n \\infty$ as by construction ${ \\pmb { L } } _ { n } ^ { t } { \\pmb { f } } = T _ { \\nu } { \\pmb { L } } _ { n } ^ { t } { \\pmb { f } }$ and as the scaling does not affect the equivariance property of $L _ { n } ^ { t }$ . ", + "bbox": [ + 176, + 565, + 825, + 609 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Importantly, the proof of Theorem 3.1 (in Appendix A) inspires our construction of the graph Laplacian. In particular, it tells us that $t$ should scale as $n ^ { \\beta }$ , which has been empirically verified (figure 3). Nevertheless, it is important to keep in mind the limits of Theorem 3.1 and 3.2. Both theorems present asymptotic results, but in practice we will always work with finite samplings. Furthermore, since this method is based on the capability of the eigenvectors of the graph Laplacian to approximate the spherical harmonics, a stronger type of convergence of the graph Laplacian would be preferable, i.e., spectral convergence (that is proved for a full graph in the case of random sampling for a class of Lipschitz functions in (Belkin & Niyogi, 2007)). Finally, while we do not have a formal proof for it, we strongly believe that the HEALPix sampling does satisfy the hypothesis $\\begin{array} { r } { d ^ { ( n ) } \\leq \\frac { \\bar { C } } { n ^ { \\alpha } } } \\end{array}$ Cnα , α ∈ (0, 1/2], with α very close or equal to 1/2. The empirical results discussed in the next paragraph also points in this direction. This is further discussed in Appendix A. ", + "bbox": [ + 173, + 614, + 825, + 770 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Empirical convergence. Figure 2 shows the equivariance error (3) for different parameter sets of DeepSphere for the HEALPix sampling as well as for the graph construction of Khasanova & Frossard (2017) fresolution and sigfor HEALPix and uiangular sampling. The error is estimated as a function ofency. The resolution is controlled by the number of pixels for the equiangular sampling. The frequency is controlled $n = 1 2 \\bar { N } _ { s i d e } ^ { 2 }$ $n = 4 \\hat { b } ^ { 2 }$ \nset $C$ to functions $f$ made of spherical harmonics of a single degree $\\ell$ . To allow for an almost perfect implementation (up to numerical errors) of the operator $\\scriptstyle R _ { \\gamma }$ , the degree $\\ell$ was chosen in the range $( 0 , 3 N _ { s i d e } - 1 )$ for HEALPix and $( 0 , b )$ for the equiangular sampling (Gorski et al., 1999). Using these parameters, the measured error is mostly due to imperfections in the empirical approximation of the Laplace-Beltrami operator and not to the sampling. ", + "bbox": [ + 173, + 784, + 825, + 924 + ], + "page_idx": 4 + }, + { + "type": "table", + "img_path": "images/aaa41dacedf2e930f1b1a0d474467cb8e23ff235909b11bb06a66ad6c76f12b1.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
performancesizespeed
F1mAPparamsinferencetraining
Cohen et al. (2018) (b = 128)167.61400k38.0ms50h
Cohen et al. (2018) (simplified,9b = 64)78.966.5400k12.0 ms32h
Esteves et al. (2018) (b = 64)79.468.5500k9.8ms3h
DeepSphere (equiangular, b = 64)79.466.5190k0.9 ms50m
DeepSphere (HEALPix, Nside = 32)80.768.6190k0.9 ms50m
", + "bbox": [ + 196, + 101, + 800, + 222 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Table 1: Results on SHREC’17 (3D shapes). DeepSphere achieves similar performance at a much lower cost, suggesting that anisotropic filters are an unnecessary price to pay. ", + "bbox": [ + 174, + 231, + 820, + 260 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Figure 2 shows that the weighting scheme (4) from (Khasanova & Frossard, 2017) does indeed not lead to a convolution that is equivariant to all rotations $g \\in S O ( 3 )$ .7 For $k = 8$ neighbors, selecting the optimal kernel width $t$ improves on (Perraudin et al., 2019) at no cost, highlighting the importance of this parameter. Increasing the resolution decreases the equivariance error in the high frequencies, an effect most probably due to the sampling. Most importantly, the equivariance error decreases when connecting more neighbors. Hence, the number of neighbors $k$ gives us a precise control of the tradeoff between cost and equivariance. ", + "bbox": [ + 173, + 289, + 825, + 386 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4 EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 410, + 326, + 426 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.1 3D OBJECTS RECOGNITION ", + "text_level": 1, + "bbox": [ + 176, + 443, + 401, + 458 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The recognition of 3D shapes is a rotation invariant task: rotating an object doesn’t change its nature. While 3D shapes are usually represented as meshes or point clouds, representing them as spherical maps (figure 4) naturally allows a rotation invariant treatment. ", + "bbox": [ + 176, + 470, + 823, + 512 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The SHREC’17 shape retrieval contest (Savva et al., 2017) contains 51,300 randomly oriented 3D models from ShapeNet (Chang et al., 2015), to be classified in 55 categories (tables, lamps, airplanes, etc.). As in (Cohen et al., 2018), objects are represented by 6 spherical maps. At each pixel, a ray is traced towards the center of the sphere. The distance from the sphere to the object forms a depth map. The cos and sin of the surface angle forms two normal maps. The same is done for the object’s convex hull.8 The maps are sampled by an equiangular sampling with bandwidth $b = 6 4$ $( n ^ { \\cdot } = 4 b ^ { 2 } = 1 6 , 3 8 4$ pixels) or an HEALPix sampling with $N _ { s i d e } = 3 2$ $\\dot { ( n = 1 2 N _ { s i d e } ^ { 2 } = 1 2 , 2 8 8 }$ pixels). ", + "bbox": [ + 173, + 518, + 825, + 631 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The equiangular graph is built with (4) and $k = 4$ neighbors (following Khasanova & Frossard, 2017). The HEALPix graph is built with (5), $k = 8$ , and a kernel width $t$ set to the average of the distances (following Perraudin et al., 2019). The NN is made of 5 graph convolutional layers, each followed by a max pooling layer which down-samples by 4. A GAP and a fully connected layer with softmax follow. The polynomials are all of order $P = 3$ and the number of channels per layer is 16, 32, 64, 128, 256, respectively. Following Esteves et al. (2018), the cross-entropy plus a triplet loss is optimized with Adam for 30 epochs on the dataset augmented by 3 random translations. The learning rate is $5 \\cdot 1 0 ^ { - 2 } ~ $ and the batch size is 32. ", + "bbox": [ + 173, + 637, + 825, + 750 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Results are shown in table 1. As the network is trained for shape classification rather than retrieval, we report the classification F1 alongside the mAP used in the retrieval contest.10 DeepSphere achieves the same performance as Cohen et al. (2018) and Esteves et al. (2018) at a much lower cost, suggesting that anisotropic filters are an unnecessary price to pay. As the information in those spherical maps resides in the low frequencies (figure 5), reducing the equivariance error didn’t translate into improved performance. For the same reason, using the more uniform HEALPix sampling or lowering the resolution down to $N _ { s i d e } = 8$ $n = 7 6 8$ pixels) didn’t impact performance either. ", + "bbox": [ + 174, + 756, + 825, + 854 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/6cc3c79967ef29598e6cbfcbb76dbf6af22976f5701ac5e1ab6b181f62ce3df7.jpg", + "table_caption": [ + "Table 2: Results on the classification of partial convergence maps. Lower equivariance error translates to higher performance. " + ], + "table_footnote": [], + "table_body": "
accuracytime
Perraudin etal. (2019),2D CNNbaseline54.2104 ms
Perraudin et al. (2019), CNN variant, k = 862.1185ms
Perraudin etal. (2019),FCN variant, k = 883.8185 ms
k = 8 neighbors,t from section 3.287.1185 ms
k = 2O neighbors,t from section 3.291.3250 ms
k = 40 neighbors,t from section 3.292.5363 ms
", + "bbox": [ + 176, + 101, + 627, + 214 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/82ba85a574ce1b8bec111f356c7f88aed670a9d495e7edd9c1cd3977647025fc.jpg", + "image_caption": [ + "Figure 7: Tradeoff between cost and accuracy. " + ], + "image_footnote": [], + "bbox": [ + 658, + 101, + 823, + 215 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.2 COSMOLOGICAL MODEL CLASSIFICATION ", + "text_level": 1, + "bbox": [ + 174, + 282, + 503, + 295 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Given observations, cosmologists estimate the posterior probability of cosmological parameters, such as the matter density $\\Omega _ { m }$ and the normalization of the matter power spectrum $\\sigma _ { 8 }$ . Those parameters are typically estimated by likelihood-free inference, which requires a function to predict the parameters from simulations. As that is complicated to setup, prediction methods are typically benchmarked on the classification of spherical maps instead (Schmelzle et al., 2017). We used the same task, data, and setup as Perraudin et al. (2019): the classification of 720 partial convergence maps made of $n \\approx 1 0 ^ { 6 }$ pixels $( 1 / 1 2 \\approx 8 \\%$ of a sphere at $N _ { s i d e } = 1 0 2 4 )$ from two $\\Lambda { \\bf C D M }$ cosmological models, $\\Omega _ { m } = 0 . 3 1$ , $\\sigma _ { 8 } = 0 . 8 2 ,$ ) and $\\Omega _ { m } = 0 . 2 6$ , $\\sigma _ { 8 } = 0 . 9 1$ ), at a relative noise level of 3.5 (i.e., the signal is hidden in noise of 3.5 times higher standard deviation). Convergence maps represent the distribution of over- and under-densities of mass in the universe (see Bartelmann, 2010, for a review of gravitational lensing). ", + "bbox": [ + 174, + 308, + 825, + 460 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Graphs are built with (5), $k = 8 , 2 0 , 4 0$ neighbors, and the corresponding optimal kernel widths $t$ given in section 3.2. Following Perraudin et al. (2019), the NN is made of 5 graph convolutional layers, each followed by a max pooling layer which down-samples by 4. A GAP and a fully connected layer with softmax follow. The polynomials are all of order $P = 4$ and the number of channels per layer is 16, 32, 64, 64, 64, respectively. The cross-entropy loss is optimized with Adam for 80 epochs. The learning rate is $2 \\cdot 1 \\dot { 0 } ^ { - 4 } \\cdot 0 . 9 9 9 ^ { \\mathrm { s t e p } }$ and the batch size is 8. ", + "bbox": [ + 173, + 468, + 825, + 551 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Unlike on SHREC’17, results (table 2) show that a lower equivariance error on the convolutions translates to higher performance. That is probably due to the high frequency content of those maps (figure 5). There is a clear cost-accuracy tradeoff, controlled by the number of neighbors $k$ (figure 7). This experiment moreover demonstrates DeepSphere’s flexibility (using partial spherical maps) and scalability (competing spherical CNNs were tested on maps of at most 10, 000 pixels). ", + "bbox": [ + 174, + 558, + 825, + 628 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.3 CLIMATE EVENT SEGMENTATION ", + "text_level": 1, + "bbox": [ + 176, + 647, + 442, + 660 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We evaluate our method on a task proposed by (Mudigonda et al., 2017): the segmentation of extreme climate events, Tropical Cyclones (TC) and Atmospheric Rivers (AR), in global climate simulations (figure 1c). The data was produced by a 20-year run of the Community Atmospheric Model v5 (CAM5) and consists of 16 channels such as temperature, wind, humidity, and pressure at multiple altitudes. We used the pre-processed dataset from (Jiang et al., 2019).11 There is 1,072,805 spherical maps, down-sampled to a level-5 icosahedral sampling $( n = 1 0 \\cdot 4 ^ { l } + 2 = 1 0$ , 242 pixels). The labels are heavily unbalanced with $0 . 1 \\%$ TC, $2 . 2 \\%$ AR, and $9 7 . 7 \\%$ background (BG) pixels. ", + "bbox": [ + 174, + 672, + 825, + 771 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The graph is built with (5), $k = 6$ neighbors, and a kernel width $t$ set to the average of the distances. Following Jiang et al. (2019), the NN is an encoder-decoder with skip connections. Details in section C.3. The polynomials are all of order $P = 3$ . The cross-entropy loss (weighted or nonweighted) is optimized with Adam for 30 epochs. The learning rate is $1 \\cdot 1 0 { - 3 }$ and the batch size is 64. ", + "bbox": [ + 174, + 777, + 825, + 847 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Results are shown in table 3 (details in tables 6, 7 and 8). The mean and standard deviation are computed over 5 runs. Note that while Jiang et al. (2019) and Cohen et al. (2019) use a weighted cross-entropy loss, that is a suboptimal proxy for the mAP metric. DeepSphere achieves state-of", + "bbox": [ + 178, + 854, + 825, + 897 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/167f145cc86bde473f385771696d5745932ed2e892b3423e1e31632f0db3356c.jpg", + "table_caption": [ + "Table 3: Results on climate event segmentation: mean accuracy (over TC, AR, BG) and mean average precision (over TC and AR). DeepSphere achieves state-of-the-art performance. " + ], + "table_footnote": [], + "table_body": "
accuracymAP
Jiang et al. (2019) (rerun)94.9538.41
Cohen et al. (2019) (S2R)97.568.6
Cohen et al. (2019) (R2R)97.775.9
DeepSphere (weighted loss)97.8 ± 0.377.15 ± 1.94
DeepSphere (non-weighted loss)87.8 ± 0.589.16 ± 1.37
", + "bbox": [ + 282, + 102, + 715, + 200 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/e4c3046faa28419ad99c027130fe5a1a82f43c3bc4bcaf4f57f2042db5409117.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
order Ptemp. (from past temp.)day (from temperature)day (from precipitations)
MSEMAER2MSEMAER2MSEMAER2
010.882.420.8960.100.100.8820.580.42-0.980
48.202.110.9190.050.050.9690.500.180.597
", + "bbox": [ + 196, + 253, + 800, + 333 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Table 4: Prediction results on data from weather stations. Structure always improves performance. ", + "bbox": [ + 178, + 343, + 818, + 357 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "the-art performance, suggesting again that anisotropic filters are unnecessary. Note that results from Mudigonda et al. (2017) cannot be directly compared as they don’t use the same input channels. ", + "bbox": [ + 176, + 386, + 821, + 414 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Compared to Cohen et al. (2019)’s conclusion, it is surprising that S2R does worse than DeepSphere (which is limited to S2S). Potential explanations are (i) that their icosahedral projection introduces harmful distortions, or (ii) that a larger architecture can compensate for the lack of generality. We indeed observed that more feature maps and depth led to higher performance (section C.3). ", + "bbox": [ + 174, + 420, + 825, + 477 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.4 UNEVEN SAMPLING ", + "text_level": 1, + "bbox": [ + 176, + 496, + 352, + 508 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "To demonstrate the flexibility of modeling the sampled sphere by a graph, we collected historical measurements from $n \\approx 1 0 , 0 0 0$ weather stations scattered across the Earth.12 The spherical data is heavily non-uniformly sampled, with a much higher density of weather stations over North America than the Pacific (figure 1d). For illustration, we devised two artificial tasks. A dense regression: predict the temperature on a given day knowing the temperature on the previous 5 days. A global regression: predict the day (represented as one period of a sine over the year) from temperature or precipitations. Predicting from temperature is much easier as it has a clear yearly pattern. ", + "bbox": [ + 174, + 521, + 825, + 619 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The graph is built with (5), $k = 5$ neighbors, and a kernel width $t$ set to the average of the distances. The equivariance property of the resulting graph has not been tested, and we don’t expect it to be good due to the heavily non-uniform sampling. The NN is made of 3 graph convolutional layers. The polynomials are all of order $P = 0$ or 4 and the number of channels per layer is 50, 100, 100, respectively. For the global regression, a GAP and a fully connected layer follow. For the dense regression, a graph convolutional layer follows instead. The MSE loss is optimized with RMSprop for 250 epochs. The learning rate is $\\mathrm { i } \\cdot 1 0 ^ { - 3 }$ and the batch size is 64. ", + "bbox": [ + 174, + 626, + 825, + 724 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Results are shown in table 4. While using a polynomial order $P = 0$ is like modeling each time series independently with an MLP, orders $P > 0$ integrate neighborhood information. Results show that using the structure induced by the spherical geometry always yields better performance. ", + "bbox": [ + 176, + 731, + 823, + 773 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5 CONCLUSION ", + "text_level": 1, + "bbox": [ + 176, + 794, + 318, + 810 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "This work showed that DeepSphere strikes an interesting, and we think currently optimal, balance between desiderata for a spherical CNN. A single parameter, the number of neighbors $k$ a pixel is connected to in the graph, controls the tradeoff between cost and equivariance (which is linked to performance). As computational cost and memory consumption scales linearly with the number of pixels, DeepSphere scales to spherical maps made of millions of pixels, a required resolution to faithfully represent cosmological and climate data. Also relevant in scientific applications is the flexibility offered by a graph representation (for partial coverage, missing data, and non-uniform samplings). Finally, the implementation of the graph convolution is straightforward, and the ubiquity of graph neural networks — pushing for their first-class support in DL frameworks — will make implementations even easier and more efficient. ", + "bbox": [ + 174, + 827, + 825, + 897 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 823, + 172 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "A potential drawback of graph Laplacian-based approaches is the isotropy of graph filters, reducing in principle the expressive power of the NN. Experiments from Cohen et al. (2019) and Boscaini et al. (2016) indeed suggest that more general convolutions achieve better performance. Our experiments on 3D shapes (section 4.1) and climate (section 4.3) however show that DeepSphere’s isotropic filters do not hinder performance. Possible explanations for this discrepancy are that NNs somehow compensate for the lack of anisotropic filters, or that some tasks can be solved with isotropic filters. The distortions induced by the icosahedral projection in (Cohen et al., 2019) or the leakage of curvature information in (Boscaini et al., 2016) might also alter performance. ", + "bbox": [ + 174, + 180, + 825, + 291 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Developing graph convolutions on irregular samplings that respect the geometry of the sphere is another research direction of importance. Practitioners currently interpolate their measurements (coming from arbitrarily positioned weather stations, satellites or telescopes) to regular samplings. This practice either results in a waste of resolution or computational and storage resources. Our ultimate goal is for practitioners to be able to work directly on their measurements, however distributed. ", + "bbox": [ + 174, + 299, + 823, + 368 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "ACKNOWLEDGMENTS ", + "text_level": 1, + "bbox": [ + 176, + 385, + 326, + 397 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We thank Pierre Vandergheynst for advices, and Taco Cohen for his inputs on the intriguing results of our comparison with Cohen et al. (2019). We thank the anonymous reviewers for their constructive feedback. The following software packages were used for computation and plotting: PyGSP (Defferrard et al.), healpy (Zonca et al., 2019), matplotlib (Hunter, 2007), SciPy (Virtanen et al., 2020), NumPy (Walt et al., 2011), TensorFlow (Abadi et al., 2015). 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", + "bbox": [ + 168, + 102, + 826, + 446 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "SUPPLEMENTARY MATERIAL ", + "text_level": 1, + "bbox": [ + 176, + 99, + 522, + 121 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "A PROOF OF THEOREM 3.1 ", + "text_level": 1, + "bbox": [ + 176, + 140, + 411, + 156 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Preliminaries. The proof of theorem 3.1 is inspired from the work of Belkin & Niyogi (2008). As a result, we start by restating some of their results. Given a sampling ${ \\mathcal { V } } = \\{ x _ { i } \\in { \\mathcal { M } } \\} _ { i = 1 } ^ { n }$ of a closed, compact and infinitely differentiable manifold $\\mathcal { M }$ , a smooth $( \\in \\mathcal { C } _ { \\infty } ( \\mathcal { M } ) )$ function $f : \\mathcal { M } \\mathbb { R }$ , and defined the vector $f$ of samples of $f$ as follows: $T _ { \\mathcal { V } } f = f \\in \\mathbb { R } ^ { n }$ , $f _ { i } = f ( x _ { i } )$ . The proof is constructed by leveraging 3 different operators: ", + "bbox": [ + 174, + 170, + 826, + 241 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "• The extended graph Laplacian operator, already presented in (6), is a linear operator $L _ { n } ^ { t }$ : $L ^ { 2 } ( \\mathcal { M } ) \\to L ^ { 2 } \\mathbf { \\bar { ( } } \\mathcal { M } )$ defined as ", + "bbox": [ + 214, + 251, + 823, + 280 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/03c55feb899503e838963ab741460289a973000dfff1642b9078e9033eb2acba.jpg", + "text": "$$\nL _ { n } ^ { t } f ( y ) : = { \\frac { 1 } { n } } \\sum _ { i = 1 } ^ { n } e ^ { - { \\frac { \\| x _ { i } - y \\| ^ { 2 } } { 4 t } } } \\left( f ( y ) - f ( x _ { i } ) \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 377, + 284, + 679, + 325 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Note that we have the following relation $L _ { n } ^ { t } f = T _ { \\nu } L _ { n } ^ { t } f$ . ", + "bbox": [ + 228, + 329, + 616, + 344 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "• The functional approximation to the Laplace-Beltrami operator is a linear operator $L ^ { t }$ : $L ^ { 2 } ( \\mathcal { M } ) \\to L ^ { 2 } ( \\dot { \\mathcal { M } } )$ defined as ", + "bbox": [ + 218, + 348, + 823, + 376 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/cd3a32ea666c2c32ee4b6bed66e6d4cffef6ce09a558c1970051dc8d78746136.jpg", + "text": "$$\nL ^ { t } f ( y ) = \\int _ { \\mathcal { M } } e ^ { - \\frac { \\| x - y \\| ^ { 2 } } { 4 t } } \\left( f ( y ) - f ( x ) \\right) d \\mu ( x ) ,\n$$", + "text_format": "latex", + "bbox": [ + 372, + 380, + 681, + 414 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "where $\\mu$ is the uniform probability measure on the manifold $\\mathcal { M }$ , and $\\operatorname { v o l } ( \\mathcal { M } )$ is the volume of $\\mathcal { M }$ . ", + "bbox": [ + 228, + 417, + 821, + 445 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "• The Laplace-Beltrami operator $\\Delta _ { { \\scriptscriptstyle M } }$ is defined as the divergence of the gradient ", + "bbox": [ + 217, + 449, + 754, + 464 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/20411e96415e2b15959ce5f8ab94fc2ecd57a0ccaac177ecbc9847eceeb2f4bb.jpg", + "text": "$$\n\\Delta _ { \\mathcal { M } } f ( y ) : = - \\mathrm { d i v } ( \\nabla _ { \\mathcal { M } } f )\n$$", + "text_format": "latex", + "bbox": [ + 439, + 468, + 617, + 486 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "of a differentiable function $f : \\mathcal { M } \\mathbb { R }$ . The gradient $\\nabla f : \\mathcal { M } T _ { p } \\mathcal { M }$ is a vector field defined on the manifold pointing towards the direction of steepest ascent of $f$ , where $T _ { p } { \\mathcal { M } }$ is the affine space of all vectors tangent to $\\mathcal { M }$ at $p$ . ", + "bbox": [ + 232, + 488, + 825, + 531 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Leveraging these three operators, Belkin & Niyogi (2008; 2007) have build proofs of both pointwise and spectral convergence of the extended graph Laplacian towards the Laplace-Beltrami operator in the general setting of any compact, closed and infinitely differentiable manifold $\\mathcal { M }$ , where the sampling $\\nu$ is drawn randomly on the manifold. For this reason, their results are all to be interpreted in a probabilistic sense. Their proofs consist in establishing that (6) converges in probability towards (8) as $n \\to \\infty$ and (8) converges towards (9) as $t 0$ . In particular, this second step is given by the following: ", + "bbox": [ + 173, + 541, + 825, + 640 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Proposition 1 (Belkin & Niyogi (2008), Proposition 4.4). Let $\\mathcal { M }$ be a $k$ -dimensional compact smooth manifold embedded in some Euclidean space $\\mathbb { R } ^ { N }$ , and fix $y \\in \\mathcal { M }$ . Let $f \\in \\mathcal { C } _ { \\infty } ( \\mathcal { M } )$ . Then ", + "bbox": [ + 174, + 642, + 821, + 671 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/a1674f6d0cfe85a7b1dd68008f68360441e4f52e6a62a8914396a23b60204005.jpg", + "text": "$$\n\\frac { 1 } { t } \\frac { 1 } { ( 4 \\pi t ) ^ { k / 2 } } L ^ { t } f ( y ) \\xrightarrow { t \\to 0 } \\frac { 1 } { \\nu o l ( \\mathcal { M } ) } \\Delta _ { \\mathcal { M } } f ( y ) .\n$$", + "text_format": "latex", + "bbox": [ + 352, + 675, + 643, + 708 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Building the proof. As the sphere is a compact smooth manifold embedded in $\\mathbb { R } ^ { 3 }$ , we can reuse proposition 1. Thus, our strategy to prove Theorem 3.1 is to (i) show that ", + "bbox": [ + 173, + 732, + 823, + 761 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/c7d1ac77c4a8ea7427c98fb49a2ad7dff59379dd2dceb94ad4337254a217e114.jpg", + "text": "$$\n\\operatorname* { l i m } _ { n \\to \\infty } L _ { n } ^ { t } f ( y ) = L ^ { t } ( y )\n$$", + "text_format": "latex", + "bbox": [ + 424, + 763, + 576, + 787 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "for a particular class of deterministic samplings, and (ii) apply Proposition 1. ", + "bbox": [ + 176, + 791, + 676, + 806 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We start by proving that for smooth functions, for any fixed $t$ , the extended graph Laplacian $L _ { n } ^ { t }$ converges towards its continuous counterpart $L ^ { t }$ as the sampling increases in size. ", + "bbox": [ + 169, + 811, + 823, + 840 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Proposition 2. For an equal area sampling $\\{ x _ { i } \\in \\mathbb { S } ^ { 2 } \\} _ { i = 1 } ^ { n } : A _ { i } = A _ { j } \\forall i , j$ of the sphere it is true that for all $f : \\mathbb { S } ^ { 2 } \\to \\mathbb { R }$ Lipschitz with respect to the Euclidean distance $\\lVert \\cdot \\rVert$ with Lipschitz constant $C _ { f }$ ", + "bbox": [ + 173, + 843, + 825, + 887 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/6cb2333f3a75628eb61bf88382732f6c256dbb84f3ea81f9d956d920699fff53.jpg", + "text": "$$\n\\left| \\int _ { \\mathbb { S } ^ { 2 } } f ( x ) d \\mu ( x ) - { \\frac { 1 } { n } } \\sum _ { i } f ( x _ { i } ) \\right| \\leq C _ { f } d ^ { ( n ) } .\n$$", + "text_format": "latex", + "bbox": [ + 354, + 886, + 640, + 928 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Furthermore, for all $y \\in \\mathbb { S } ^ { 2 }$ the Heat Kernel Graph Laplacian operator $L _ { n } ^ { t }$ converges pointwise to the functional approximation of the Laplace Beltrami operator $L ^ { t }$ ", + "bbox": [ + 171, + 102, + 825, + 132 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/1c68b65db0f5b2428bd7fff1df8b75a1857a419d2ef8bc1ae07856f9468494a5.jpg", + "text": "$$\nL _ { n } ^ { t } f ( y ) \\xrightarrow { n \\to \\infty } L ^ { t } f ( y ) .\n$$", + "text_format": "latex", + "bbox": [ + 418, + 137, + 578, + 159 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Proof. Assuming $f : \\mathbb { S } ^ { 2 } \\to \\mathbb { R }$ is Lipschitz with Lipschitz constant $C _ { f }$ , we have ", + "bbox": [ + 171, + 171, + 694, + 188 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/b3c302597506ae4286c49eb62cc5b65b6aaf2634709508e82dcec6d5da842b1c.jpg", + "text": "$$\n\\left| \\int _ { \\sigma _ { i } } f ( x ) \\mathrm { d } \\mu ( x ) - \\frac { 1 } { n } f ( x _ { i } ) \\right| \\leq C _ { f } d ^ { ( n ) } \\frac { 1 } { n } ,\n$$", + "text_format": "latex", + "bbox": [ + 362, + 193, + 632, + 228 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "where $\\sigma _ { i } \\subset \\mathbb { S } ^ { 2 }$ is the subset of the sphere corresponding to the patch around $x _ { i }$ . Remember that the sampling is equal area. Hence, using the triangular inequality and summing all the contributions of the $n$ patches, we obtain ", + "bbox": [ + 174, + 234, + 825, + 277 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/99f2e70bf107944af819aed0d5ec4e3ce27976556af73a83d14240cb7876081d.jpg", + "text": "$$\n\\left| \\int _ { \\mathbb { S } ^ { 2 } } f ( x ) \\mathrm { d } \\mu ( x ) - \\frac { 1 } { n } \\sum _ { i } f ( x _ { i } ) \\right| \\leq \\sum _ { i } \\left| \\frac { 1 } { 4 \\pi ^ { 2 } } \\int _ { \\sigma _ { i } } f ( x ) \\mathrm { d } \\mu ( x ) - \\frac { 1 } { n } f ( x _ { i } ) \\right| \\leq n C _ { f } d ^ { ( n ) } \\frac { 1 } { n } = C _ { f } d ^ { ( n ) }\n$$", + "text_format": "latex", + "bbox": [ + 179, + 282, + 813, + 325 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "A direct application of this result leads to the following pointwise convergences ", + "bbox": [ + 173, + 330, + 697, + 345 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/ac74a67bef3997498fc52a6e25c1c97c26a07aacdbf159a242159e2591c28e87.jpg", + "text": "$$\n\\forall f \\mathrm { L i p s c h i t z } , \\quad \\forall y \\in \\mathbb { S } ^ { 2 } , \\qquad \\frac { 1 } { n } \\sum _ { i } e ^ { - \\frac { \\| x _ { i } - y \\| ^ { 2 } } { 4 t } } \\to \\int e ^ { - \\frac { \\| x - y \\| ^ { 2 } } { 4 t } } d \\mu ( x )\n$$", + "text_format": "latex", + "bbox": [ + 267, + 351, + 728, + 388 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/98c85f1ef947f3f2ffc417d9447a80fabf36714b5d4ddc7641b452c144f42d9f.jpg", + "text": "$$\n\\forall f \\mathrm { L i p s c h i t z } , \\quad \\forall y \\in \\mathbb { S } ^ { 2 } , \\qquad \\frac { 1 } { n } \\sum _ { i } e ^ { - \\frac { \\| x _ { i } - y \\| ^ { 2 } } { 4 t } } f ( x _ { i } ) \\to \\int e ^ { - \\frac { \\| x - y \\| ^ { 2 } } { 4 t } } f ( x ) d \\mu ( x )\n$$", + "text_format": "latex", + "bbox": [ + 230, + 393, + 766, + 431 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Definitions 6 and 8 end the proof. ", + "bbox": [ + 174, + 433, + 397, + 448 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "The last proposition show that for a fixed $t$ , $L _ { n } ^ { t } f ( x ) \\to 1 / 4 \\pi ^ { 2 } L ^ { t } f ( x )$ . To utilize Proposition 1 and complete the proof, we need to find a sequence of $t _ { n }$ for which this holds as $t _ { n } \\to 0$ . Furthermore this should hold with a faster decay than $\\frac { 1 } { 4 \\pi t _ { n } ^ { 2 } }$ . ", + "bbox": [ + 173, + 462, + 825, + 508 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Proposition 3. Given $A _ { j } \\ \\forall i , j$ and $\\begin{array} { r } { d ^ { ( n ) } \\leq \\frac { C } { n ^ { \\alpha } } } \\end{array}$ , $a$ $\\alpha \\in ( 0 , 1 / 2 ]$ sampling regular enough, i.e., for which we assume , a Lipschitz function $f$ and a point $y \\in \\mathbb { S } ^ { 2 }$ i there exists $\\begin{array} { r l } { A _ { i } } & { { } = } \\end{array}$ $a$ sequence $t _ { n } = n ^ { \\beta } , \\beta < 0$ such that ", + "bbox": [ + 173, + 512, + 825, + 558 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/568cfa5835e43f6645cb566c21b1717f94895df285c9f5c2bb98bd6072854fdc.jpg", + "text": "$$\n\\forall f L i p s c h i t z , \\forall x \\in \\mathbb { S } ^ { 2 } \\quad \\left| { \\frac { 1 } { 4 \\pi t _ { n } ^ { 2 } } } \\left( L _ { n } ^ { t _ { n } } f ( x ) - L ^ { t _ { n } } f ( x ) \\right) \\right| { \\xrightarrow { n \\to \\infty } } 0 .\n$$", + "text_format": "latex", + "bbox": [ + 281, + 563, + 715, + 598 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Proof. To ease the notation, we define ", + "bbox": [ + 173, + 609, + 428, + 625 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/a274ebfc136e9129298bee3249cfbe831770cc17db4dce7fa8a06ff90ccb3c65.jpg", + "text": "$$\n\\begin{array} { r l } & { K ^ { t } ( x , y ) : = e ^ { - \\frac { \\| x - y \\| ^ { 2 } } { 4 t } } } \\\\ & { \\phi ^ { t } ( x ; y ) : = e ^ { - \\frac { \\| x - y \\| ^ { 2 } } { 4 t } } \\left( f ( y ) - f ( x ) \\right) . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 370, + 631, + 627, + 681 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We start with the following inequality ", + "bbox": [ + 174, + 685, + 423, + 700 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/af04bcc42e0fdbb49dbd433eb93baf75f673c42e2ca59d5cea3fcb4f1d7c93c6.jpg", + "text": "$$\n\\begin{array} { l } { { \\displaystyle \\| L _ { n } ^ { t } f - L ^ { t } f \\| _ { \\infty } = \\operatorname* { m a x } _ { y \\in \\mathbb S ^ { 2 } } \\left| L _ { n } ^ { t } f ( y ) - L ^ { t } f ( y ) \\right| } } \\\\ { { \\displaystyle \\qquad = \\operatorname* { m a x } _ { y \\in \\mathbb S ^ { 2 } } \\left| \\frac 1 n \\sum _ { i = 1 } ^ { n } \\phi ^ { t } ( x _ { i } ; y ) - \\int _ { \\mathbb S ^ { 2 } } \\phi ^ { t } ( x ; y ) d \\mu ( x ) \\right| } } \\\\ { { \\displaystyle \\qquad \\leq \\operatorname* { m a x } _ { y \\in \\mathbb S ^ { 2 } } \\sum _ { i = 1 } ^ { n } \\left| \\frac 1 n \\phi ^ { t } ( x _ { i } ; y ) - \\int _ { \\sigma _ { i } } \\phi ^ { t } ( x ; y ) d \\mu ( x ) \\right| } } \\\\ { { \\displaystyle \\qquad \\leq d ^ { ( n ) } \\operatorname* { m a x } _ { y \\in \\mathbb S ^ { 2 } } C _ { \\phi _ { y } ^ { t } } } , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 289, + 705, + 709, + 845 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "where $C _ { \\phi _ { y } ^ { t } }$ is the Lipschitz constant of $x \\to \\phi ^ { t } ( x , y )$ and the last inequality follows from Proposition 2. Using the assumption $\\begin{array} { r } { d ^ { ( n ) } \\leq \\frac { C } { \\sqrt { n } } } \\end{array}$ we find ", + "bbox": [ + 174, + 852, + 825, + 888 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/051f919f09449a8ce80c4ade6978732e71caf518ed57e14ec95c13e4249e82da.jpg", + "text": "$$\n\\| L _ { n } ^ { t } f - L ^ { t } f \\| _ { \\infty } \\leq \\frac { C } { \\sqrt { n } } \\operatorname* { m a x } _ { y \\in \\mathbb { S } ^ { 2 } } C _ { \\phi _ { y } ^ { t } }\n$$", + "text_format": "latex", + "bbox": [ + 390, + 895, + 606, + 929 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We now find the explicit dependence between $t$ and $C _ { \\phi _ { y } ^ { t } }$ ", + "bbox": [ + 173, + 102, + 544, + 121 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/92cafc18fb80ef8a037f37d503e693da6b5c6ba781ef9483f5611452ff8f39bf.jpg", + "text": "$$\n\\begin{array} { r l } { C _ { \\phi _ { \\mathcal { Y } } ^ { t } } = \\| \\partial _ { x } \\phi ^ { t } ( \\cdot ; y ) \\| _ { \\infty } } & { } \\\\ & { = \\| \\partial _ { x } \\left( K ^ { t } ( \\cdot ; y ) f \\right) \\| _ { \\infty } } \\\\ & { = \\| \\partial _ { x } K ^ { t } ( \\cdot ; y ) f + K ^ { t } ( \\cdot ; y ) \\partial _ { x } f \\| _ { \\infty } } \\\\ & { \\leq \\| \\partial _ { x } K ^ { t } ( \\cdot ; y ) f \\| _ { \\infty } + \\| K ^ { t } ( \\cdot ; y ) \\partial _ { x } f \\| _ { \\infty } } \\\\ & { \\leq \\| \\partial _ { x } K ^ { t } ( \\cdot ; y ) \\| _ { \\infty } \\| f \\| _ { \\infty } + \\| K ^ { t } ( \\cdot ; y ) \\| _ { \\infty } \\| \\partial _ { x } f \\| _ { \\infty } } \\\\ & { = \\| \\partial _ { x } K ^ { t } ( \\cdot ; y ) \\| _ { \\infty } \\| f \\| _ { \\infty } + \\| \\partial _ { x } f \\| _ { \\infty } } \\\\ & { = C _ { K _ { y } ^ { t } } \\| f \\| _ { \\infty } + \\| \\partial _ { x } f \\| _ { \\infty } } \\\\ & { = C _ { K _ { x } ^ { t } } \\| f \\| _ { \\infty } + C _ { f } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 323, + 127, + 673, + 290 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "where $C _ { K _ { y } ^ { t } }$ is the Lipschitz constant of the function $x \\to K ^ { t } ( x ; y )$ . We note that this constant does not depend on $y$ : ", + "bbox": [ + 173, + 294, + 825, + 325 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/d2b92fe934779c4404f21ca55ba49cf58abde614e551e858a9659f332d39955d.jpg", + "text": "$$\nC _ { K _ { y } ^ { t } } = \\left\\| \\partial _ { x } e ^ { - { \\frac { x ^ { 2 } } { 4 t } } } \\right\\| _ { \\infty } = \\left\\| { \\frac { x } { 2 t } } e ^ { - { \\frac { x ^ { 2 } } { 4 t } } } \\right\\| _ { \\infty } = \\left. { \\frac { x } { 2 t } } e ^ { - { \\frac { x ^ { 2 } } { 4 t } } } \\right| _ { x = { \\sqrt { 2 t } } } = ( 2 e t ) ^ { - { \\frac { 1 } { 2 } } } \\propto t ^ { - { \\frac { 1 } { 2 } } } .\n$$", + "text_format": "latex", + "bbox": [ + 250, + 330, + 746, + 362 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Hence we have ", + "bbox": [ + 173, + 367, + 276, + 382 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/f645a6140952939d57a7b7e4e2a639cd68e4ffd5f854d0a15df52b3b517fd48b.jpg", + "text": "$$\n\\begin{array} { r l r } { { \\frac { C } { \\sqrt { n } } \\operatorname* { m a x } _ { y \\in \\mathbb { S } ^ { 2 } } C _ { \\phi _ { y } ^ { t } } \\leq \\frac { C } { \\sqrt { n } } ( ( 2 e t ) ^ { - \\frac { 1 } { 2 } } \\| f \\| _ { \\infty } + C _ { f } ) } } \\\\ & { } & { \\leq \\frac { C \\| f \\| _ { \\infty } } { n ^ { \\alpha } ( 2 e t ) ^ { 1 / 2 } } + \\frac { C } { n ^ { \\alpha } } C _ { f } . ~ } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 348, + 386, + 650, + 455 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Inculding this result in (14) and rescaling by $1 / 4 \\pi t ^ { 2 }$ , we obtain ", + "bbox": [ + 173, + 460, + 591, + 477 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/0623f9a42e4cb64e286593c964b503b33db60543d67ccc27c39609169295d130.jpg", + "text": "$$\n\\begin{array} { r l } & { \\left\\| \\frac { 1 } { 4 \\pi t ^ { 2 } } \\left( L _ { n } ^ { t } f - L ^ { t } f \\right) \\right\\| _ { \\infty } \\le \\frac { 1 } { 4 \\pi t ^ { 2 } } \\left\\| \\left( L _ { n } ^ { t } f - L ^ { t } f \\right) \\right\\| _ { \\infty } } \\\\ & { \\qquad \\le \\frac { C } { 4 \\pi } \\left[ \\frac { \\| f \\| _ { \\infty } } { \\sqrt { 2 e } } \\frac { 1 } { n ^ { \\alpha } t ^ { 5 / 2 } } + \\frac { C _ { f } } { n ^ { \\alpha } t ^ { 2 } } \\right] . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 303, + 483, + 692, + 555 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In order for ${ \\frac { C } { 4 \\pi } } \\left[ { \\frac { \\lVert f \\rVert _ { \\infty } } { \\sqrt { 2 e } } } { \\frac { 1 } { n ^ { \\alpha } t ^ { 5 / 2 } } } + { \\frac { C _ { f } } { n ^ { \\alpha } t ^ { 2 } } } \\right] { \\frac { n \\to \\infty } { t \\to 0 } } \\ 0$ n→∞ −−−−→ 0, we need $\\begin{array} { r } { \\{ { n ^ { \\alpha } t ^ { 5 / 2 } \\infty } } \\\\ { { n ^ { \\alpha } t ^ { 2 } \\infty } } \\end{array}$ \nIt happens if $\\begin{array}{c} \\begin{array} { r } { \\left\\{ { \\begin{array} { l l } { t ( n ) = n ^ { \\beta } , } & { \\beta \\in ( - \\frac { 2 \\alpha } { 5 } , 0 ) } \\\\ { t ( n ) = n ^ { \\beta } , } & { \\beta \\in ( - \\frac { \\alpha } { 2 } , 0 ) } \\end{array} } \\Longrightarrow t ( n ) = n ^ { \\beta } , \\quad \\beta \\in ( - \\frac { 2 \\alpha } { 5 } , 0 ) . \\right.} \\end{array} \\end{array}$ \nIndeed, we have \n$n ^ { a } l p h a t ^ { 5 / 2 } = n ^ { 5 / 2 \\beta + \\alpha } ~ \\xrightarrow { n \\infty } ~ \\infty$ se $\\textstyle { \\frac { 5 } { 2 } } \\beta + \\alpha > 0 \\iff \\beta > - { \\frac { 2 \\alpha } { 5 } }$ \n$n ^ { \\alpha } t ^ { 2 } = n ^ { 2 \\beta + \\alpha } \\xrightarrow { n \\infty } \\infty$ $2 \\beta + \\alpha > 0 \\iff \\beta > - { \\frac { \\alpha } { 2 } }$ \nAs a result, for $t = n ^ { \\beta }$ with $\\beta \\in ( - \\frac { 1 } { 5 } , 0 )$ we have $\\left\\{ \\left. \\left. \\frac { n \\to \\infty } { 4 \\pi t _ { n } ^ { 2 } } L _ { n } ^ { t _ { n } } f - \\frac { 1 } { 4 \\pi t _ { n } ^ { 2 } } L ^ { t _ { n } } f \\right. \\right. _ { \\infty } \\xrightarrow [ ] { n \\to \\infty } 0 , \\right.$ which concludes the proof. ", + "bbox": [ + 171, + 563, + 767, + 734 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Theorem 3.1, is then an immediate consequence of Proposition 3 and 1. ", + "bbox": [ + 173, + 747, + 642, + 763 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Proof of Theorem 3.1. Thanks to Proposition 3 and Proposition 1 we conclude that $\\forall y \\in \\mathbb { S } ^ { 2 }$ ", + "bbox": [ + 169, + 776, + 774, + 792 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/919bb7c0a5ec77a339569788d79b4581ce62c3828feb36f472436817baf0abcf.jpg", + "text": "$$\n\\operatorname * { l i m } _ { n \\to \\infty } \\frac { 1 } { 4 \\pi t _ { n } ^ { 2 } } L _ { n } ^ { t _ { n } } f ( y ) = \\operatorname * { l i m } _ { n \\to \\infty } \\frac { 1 } { 4 \\pi t _ { n } ^ { 2 } } L ^ { t _ { n } } f ( y ) = \\frac { 1 } { | \\mathbb { S } ^ { 2 } | } \\Delta _ { \\mathbb { S } ^ { 2 } } f ( y )\n$$", + "text_format": "latex", + "bbox": [ + 302, + 797, + 696, + 832 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In (Belkin & Niyogi, 2008), the sampling is drawn from a uniform random distribution on the sphere, and their proof heavily relies on the uniformity properties of the distribution from which the sampling is drawn. In our case the sampling is deterministic, and this is indeed a problem that we need to overcome by imposing the regularity conditions above. ", + "bbox": [ + 173, + 867, + 825, + 924 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/cb44eede16ddf40b93c700294b6255ff3b2adee45c06c76f785768f4aa06a29c.jpg", + "table_caption": [ + "micro (label average) ", + "macro (instance average) ", + "Table 5: Official metrics from the SHREC’17 object retrieval competition. " + ], + "table_footnote": [], + "table_body": "
P@NR@NF1@NmAPP@NR@NF1@NmAP
Cohen et al.(2018)(b= 128)0.7010.7110.6990.676---1
Cohen et al.(2018) (simplified,b = 64)0.7040.7010.6960.6650.4300.4800.4290.385
Esteves et al.(2018)(b = 64)0.7170.737-0.6850.4500.550-0.444
DeepSphere (equiangular b = 64)0.7090.7000.6980.6650.4390.4890.4390.403
DeepSphere (HEALPix Nside = 32)0.7250.7170.7150.6860.4750.5080.4680.428
", + "bbox": [ + 207, + 113, + 790, + 188 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "To conclude, we see that the result obtained is of similar form than the result obtained in (Belkin & Niyogi, 2008). Given the kernel density $t ( n ) = n ^ { \\beta }$ , Belkin & Niyogi (2008) proved convergence in the random case for $\\beta \\in ( - \\frac { 1 } { 4 } , 0 )$ and we proved convergence in the deterministic case for $\\beta \\in$ $\\textstyle ( - { \\frac { 2 \\alpha } { 5 } } , 0 )$ , where $\\alpha \\in ( 0 , 1 / 2 ]$ (for the spherical manifold). ", + "bbox": [ + 173, + 238, + 825, + 297 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "B PROOF OF THEOREM 3.2 ", + "text_level": 1, + "bbox": [ + 176, + 316, + 415, + 333 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Proof. Fix $x \\in \\mathbb { S } ^ { 2 }$ . Since any rotation $R ( g )$ is an isometry, and the Laplacian $\\Delta$ commutes with all isometries of a Riemanniann manifold, and defining $R ( g ) \\dot { f } = : f ^ { \\prime }$ for ease of notation, we can write that ", + "bbox": [ + 173, + 347, + 825, + 390 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/fc6910981348bc01ff4fac5506b5aaded4baff868e668a36dcd4e174e948912e.jpg", + "text": "$$\n\\begin{array} { r l } { { R ( g ) \\hat { L } _ { n } ^ { t _ { n } } f ( x ) - \\hat { L } _ { n } ^ { t _ { n } } R ( g ) f ( x ) \\Big | \\leq \\Big | R ( g ) \\hat { L } _ { n } ^ { t _ { n } } f ( x ) - R ( g ) \\Delta _ { \\mathbb { S } ^ { 2 } } f ( x ) \\Big | + \\Big | R ( g ) \\Delta _ { \\mathbb { S } ^ { 2 } } f ( x ) - \\hat { L } _ { n } ^ { t _ { n } } R ( g ) f ( x ) \\Big | } } \\\\ & { = \\Big | R ( g ) ( \\hat { L } _ { n } ^ { t _ { n } } f - \\Delta _ { \\mathbb { S } ^ { 2 } } f ) ( x ) \\Big | + \\Big | \\Delta _ { \\mathbb { S } ^ { 2 } } f ^ { \\prime } ( x ) - \\hat { L } _ { n } ^ { t _ { n } } f ^ { \\prime } ( x ) \\Big | \\leq } \\\\ & { \\leq \\Big | ( \\hat { L } _ { n } ^ { t _ { n } } f - \\Delta _ { \\mathbb { S } ^ { 2 } } f ) ( g ^ { - 1 } ( x ) ) \\Big | + \\Big | \\Delta _ { \\mathbb { S } ^ { 2 } } f ^ { \\prime } ( x ) - \\hat { L } _ { n } ^ { t _ { n } } f ^ { \\prime } ( x ) \\Big | } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 181, + 392, + 839, + 478 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Since $g ^ { - 1 } ( x ) \\in \\mathbb { S } ^ { 2 }$ and $f ^ { \\prime }$ still satisfies hypothesis, we can apply theorem 3.1 to say that ", + "bbox": [ + 169, + 488, + 751, + 505 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/ceb97a25decbf6a05b763851b7019c1b5ecfd38e24dc06143f6ea0975e402793.jpg", + "text": "$$\n\\begin{array} { r l } & { \\left| ( \\hat { L } _ { n } ^ { t _ { n } } f - \\Delta _ { \\mathbb { S } ^ { 2 } } f ) ( g ^ { - 1 } ( x ) ) \\right| \\xrightarrow { n \\to \\infty } 0 } \\\\ & { \\left| \\Delta _ { \\mathbb { S } ^ { 2 } } f ^ { \\prime } ( x ) - \\hat { L } _ { n } ^ { t _ { n } } f ^ { \\prime } ( x ) \\right| \\xrightarrow { n \\to \\infty } 0 } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 377, + 508, + 620, + 565 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "to conclude that ", + "bbox": [ + 173, + 569, + 281, + 583 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/5639a0212cfca3a92300b4f78155c26b7bda95b4e7dea233dae25e6de2b4df66.jpg", + "text": "$$\n\\begin{array} { r l } { \\forall x \\in \\mathbb { S } ^ { 2 } } & { { } \\left| R ( g ) \\hat { L } _ { n } ^ { t _ { n } } f ( x ) - \\hat { L } _ { n } ^ { t _ { n } } R ( g ) f ( x ) \\right| \\xrightarrow { n \\to \\infty } 0 } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 323, + 578, + 674, + 606 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "C EXPERIMENTAL DETAILS ", + "text_level": 1, + "bbox": [ + 176, + 648, + 416, + 665 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "C.1 3D OBJECTS RECOGNITION ", + "text_level": 1, + "bbox": [ + 176, + 680, + 405, + 695 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Table 5 shows the results obtained from the SHREC’17 competition’s official evaluation script. ", + "bbox": [ + 171, + 705, + 795, + 722 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/fba1b53222242e0eb00437fb9e14cd1153767ae4d2cce9a92415859483b89cca.jpg", + "text": "$$\n\\begin{array} { r l } { [ G C _ { 1 6 } + B N + R e L U ] _ { n s i d e 3 2 } + \\mathrm { P o o l } + [ G C _ { 3 2 } + B N + R e L U ] _ { n s i d e 1 6 } + \\mathrm { P o o l } ~ } & { } \\\\ { + \\left[ G C _ { 6 4 } + B N + R e L U \\right] _ { n s i d e 8 } + \\mathrm { P o o l } + [ G C _ { 1 2 8 } + B N + R e L U ] _ { n s i d e 4 } } \\\\ { + \\mathrm { P o o l } + [ G C _ { 2 5 6 } + B N + R e L U ] _ { n s i d e 2 } + \\mathrm { P o o l } + G A P + F C N + \\mathrm { s o f } \\mathrm { t m } a } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 210, + 743, + 767, + 799 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "C.2 COSMOLOGICAL MODEL CLASSIFICATION ", + "text_level": 1, + "bbox": [ + 173, + 813, + 506, + 827 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/5b391ee0867fb46f4ef1cf89be3f85c3e4e67d2c94550a2a1bda7d633f0dda35.jpg", + "text": "$$\n\\begin{array} { r l } & { [ G C _ { 1 6 } + B N + R e L U ] _ { n s i d e 1 0 2 4 } + \\mathsf { P o o l } + [ G C _ { 3 2 } + B N + R e L U ] _ { n s i d e 5 1 2 } } \\\\ & { ~ + ~ \\mathsf { P o o l } + [ G C _ { 6 4 } + B N + R e L U ] _ { n s i d e 2 5 6 } + \\mathsf { P o o l } } \\\\ & { ~ + ~ [ G C _ { 6 4 } + B N + R e L U ] _ { n s i d e 1 2 8 } + \\mathsf { P o o l } + [ G C _ { 6 4 } + B N + R e L U ] _ { n s i d e 6 4 } } \\\\ & { ~ + ~ \\mathsf { P o o l } + [ G C _ { 2 } ] _ { n s i d e 3 2 } + G A P + \\mathrm { s o f t m a x } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 218, + 853, + 776, + 928 + ], + "page_idx": 14 + }, + { + "type": "table", + "img_path": "images/0045ffb05b7b6c3d54b25e33c197ad01d839f2e1c3423cc88e25ef4b6fa2397b.jpg", + "table_caption": [ + "Table 6: Results on climate event segmentation: accuracy. Tropical cyclones (TC) and atmospheric rivers (AR) are the two positive classes, against the background (BG). Mudigonda et al. (2017) is not directly comparable as they don’t use the same input feature maps. Note that a non-weighted cross-entropy loss is not optimal for the accuracy metric. " + ], + "table_footnote": [], + "table_body": "
TCARBGmean
Mudigonda et al. (2017)74659778.67
Jiang et al. (2019) (paper)94939794.67
Jiang et al. (2019) (rerun)93.995.795.294.95
Cohen et al. (2019) (S2R)97.897.397.397.5
Cohen et al. (2019) (R2R)97.997.897.497.7
DS (Jiang architecture, weighted loss)97.197.696.597.1
DS (weighted loss)97.4 ± 1.197.7± 0.798.2 ± 0.597.8 ± 0.3
DS (wider architecture, weighted loss)91.593.499.094.6
DS (Jiang architecture, non-weighted loss)33.693.699.375.5
DS (non-weighted loss)69.2 ± 3.794.5 ± 2.999.7± 0.187.8 ± 0.5
DS (wider architecture, non-weighted loss)73.492.799.888.7
", + "bbox": [ + 173, + 102, + 834, + 296 + ], + "page_idx": 15 + }, + { + "type": "table", + "img_path": "images/b58498bdf1060351b78daa2b9d1b616f3619000c5e2121f4e0567ec6b4daf7a8.jpg", + "table_caption": [ + "Table 7: Results on climate event segmentation: average precision. Tropical cyclones (TC) and atmospheric rivers (AR) are the two positive classes. Note that a weighted cross-entropy loss is not optimal for the average precision metric. " + ], + "table_footnote": [], + "table_body": "
TCARmean
Jiang et al. (2019) (rerun)11.0865.2138.41
Cohen et al. (2019) (S2R) Cohen et al. (2019) (R2R)- 11 168.6 75.9
DS (Jiang architecture, non-weighted loss)46.293.970.0
DS (non-weighted loss)80.86 ± 2.4297.45 ± 0.3889.16 ± 1.37
DS (wider architecture, non-weighted loss)84.7198.0591.38
DS (Jiang architecture, weighted loss)49.789.269.5
DS (weighted loss)58.88 ± 3.1795.41 ± 1.5177.15 ± 1.94
DS (wider architecture,weighted loss)52.8094.7873.79
", + "bbox": [ + 187, + 422, + 810, + 590 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Table 6, 7, and 8 show the accuracy, mAP, and efficiency of all the NNs we ran. ", + "bbox": [ + 173, + 762, + 694, + 776 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "The experiment with the model from Jiang et al. (2019) was rerun in order to obtain the AP metrics, but with a batch size of 64 instead of 256 due to GPU memory limit. ", + "bbox": [ + 173, + 784, + 818, + 811 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Several experiments were run with different architectures for DeepSphere (DS). Jiang architecture use a similar one as Jiang et al. (2019), with only the convolutional operators replaced. DeepSphere only is the original architecture giving the best results, deeper and with four times more feature maps than Jiang architecture. And the wider architecture is the same as the previous one with two times the number of feature maps. ", + "bbox": [ + 174, + 818, + 825, + 888 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Regarding the weighted loss, the weights are chosen with scikit-learn function compute class weight on the training set. ", + "bbox": [ + 176, + 895, + 823, + 924 + ], + "page_idx": 15 + }, + { + "type": "table", + "img_path": "images/fef953f94a884142357c131d95434cbf33e609f89691482196d0aa3dcf215617.jpg", + "table_caption": [ + "Table 8: Results on climate event segmentation: size and speed. " + ], + "table_footnote": [], + "table_body": "
sizespeed
paramsinferencetraining
Jiang et al. (2019)330k10ms10h
DeepSphere (Jiang architecture)590k5ms3h
DeepSphere13M33 ms13h
DeepSphere (wider architecture)52M50ms20h
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"text", + "text": "decoder: ", + "bbox": [ + 173, + 758, + 232, + 772 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/3040fa743f08361ae3104fd1b80f2944cfa878b2e4ed4c8bdccae75f023dc9ad.jpg", + "text": "$$\n\\begin{array} { r l } & { \\mathrm { U n p o o l } + [ G C _ { 5 1 2 } + B N + R e L U ] _ { L 1 } + \\mathrm { c o n c a t } + [ G C _ { 5 1 2 } + B N + R e L U ] _ { L 1 } } \\\\ & { ~ + \\mathrm { U n p o o l } + [ G C _ { 2 5 6 } + B N + R e L U ] _ { L 2 } + \\mathrm { c o n c a t } } \\\\ & { ~ + [ G C _ { 2 5 6 } + B N + R e L U ] _ { L 2 } + \\mathrm { U n p o o l } + [ G C _ { 1 2 8 } + B N + R e L U ] _ { L 3 } } \\\\ & { ~ + \\mathrm { c o n c a t } + [ G C _ { 1 2 8 } + B N + R e L U ] _ { L 3 } + \\mathrm { U n p o o l } } \\\\ & { ~ + [ G C _ { 6 4 } + B N + R e L U ] _ { L 4 } + \\mathrm { c o n c a t } + [ G C _ { 6 4 } + B N + R e L U ] _ { L 4 } } \\\\ & { ~ + \\mathrm { U n p o o l } + [ G C _ { 3 2 } + B N + R e L U ] _ { L 5 } + [ G C _ 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The distortions", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 210, + 421, + 222 + ], + "spans": [ + { + "bbox": [ + 106, + 210, + 421, + 222 + ], + "score": 1.0, + "content": "introduced by this projection might however hinder performance (section 4.3).", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 9 + }, + { + "type": "text", + "bbox": [ + 107, + 226, + 505, + 303 + ], + "lines": [ + { + "bbox": [ + 105, + 226, + 505, + 239 + ], + "spans": [ + { + "bbox": [ + 105, + 226, + 505, + 239 + ], + "score": 1.0, + "content": "Another approach is to represent the sampled sphere as a graph connecting pixels according to the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 237, + 504, + 249 + ], + "spans": [ + { + "bbox": [ + 106, + 237, + 504, + 249 + ], + "score": 1.0, + "content": "distance between them (Bruna et al., 2013; Khasanova & Frossard, 2017; Perraudin et al., 2019).", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 247, + 505, + 261 + ], + "spans": [ + { + "bbox": [ + 106, + 247, + 505, + 261 + ], + "score": 1.0, + "content": "While Laplacian-based graph convolutions are more efficient than spherical convolutions, they are", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 259, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 505, + 272 + ], + "score": 1.0, + "content": "not exactly equivariant (Defferrard et al., 2019). 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Experiments on multiple problems of practical interest show the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 292, + 299, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 299, + 304 + ], + "score": 1.0, + "content": "competitiveness and flexibility of this approach.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 15 + }, + { + "type": "title", + "bbox": [ + 108, + 324, + 172, + 337 + ], + "lines": [ + { + "bbox": [ + 104, + 321, + 174, + 340 + ], + "spans": [ + { + "bbox": [ + 104, + 321, + 174, + 340 + ], + "score": 1.0, + "content": "2 METHOD", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 352, + 505, + 419 + ], + "lines": [ + { + "bbox": [ + 105, + 352, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 505, + 365 + ], + "score": 1.0, + "content": "DeepSphere leverages graph convolutions to achieve the following properties: (i) computational", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 363, + 506, + 376 + ], + "spans": [ + { + "bbox": [ + 105, + 363, + 506, + 376 + ], + "score": 1.0, + "content": "efficiency, (ii) sampling flexibility, and (iii) rotation equivariance (section 3). 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The distortions", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 210, + 421, + 222 + ], + "spans": [ + { + "bbox": [ + 106, + 210, + 421, + 222 + ], + "score": 1.0, + "content": "introduced by this projection might however hinder performance (section 4.3).", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 9, + "bbox_fs": [ + 105, + 165, + 505, + 222 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 226, + 505, + 303 + ], + "lines": [ + { + "bbox": [ + 105, + 226, + 505, + 239 + ], + "spans": [ + { + "bbox": [ + 105, + 226, + 505, + 239 + ], + "score": 1.0, + "content": "Another approach is to represent the sampled sphere as a graph connecting pixels according to the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 237, + 504, + 249 + ], + "spans": [ + { + "bbox": [ + 106, + 237, + 504, + 249 + ], + "score": 1.0, + "content": "distance between them (Bruna et al., 2013; Khasanova & Frossard, 2017; Perraudin et al., 2019).", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 247, + 505, + 261 + ], + "spans": [ + { + "bbox": [ + 106, + 247, + 505, + 261 + ], + "score": 1.0, + "content": "While Laplacian-based graph convolutions are more efficient than spherical convolutions, they are", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 259, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 505, + 272 + ], + "score": 1.0, + "content": "not exactly equivariant (Defferrard et al., 2019). In this work, we argue that graph-based spheri-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 268, + 505, + 283 + ], + "spans": [ + { + "bbox": [ + 105, + 268, + 505, + 283 + ], + "score": 1.0, + "content": "cal CNNs strike an interesting balance, with a controllable tradeoff between cost and equivariance", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 280, + 505, + 294 + ], + "spans": [ + { + "bbox": [ + 105, + 280, + 505, + 294 + ], + "score": 1.0, + "content": "(which is linked to performance). Experiments on multiple problems of practical interest show the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 292, + 299, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 299, + 304 + ], + "score": 1.0, + "content": "competitiveness and flexibility of this approach.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 15, + "bbox_fs": [ + 105, + 226, + 505, + 304 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 324, + 172, + 337 + ], + "lines": [ + { + "bbox": [ + 104, + 321, + 174, + 340 + ], + "spans": [ + { + "bbox": [ + 104, + 321, + 174, + 340 + ], + "score": 1.0, + "content": "2 METHOD", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 352, + 505, + 419 + ], + "lines": [ + { + "bbox": [ + 105, + 352, + 505, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 505, + 365 + ], + "score": 1.0, + "content": "DeepSphere leverages graph convolutions to achieve the following properties: (i) computational", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 363, + 506, + 376 + ], + "spans": [ + { + "bbox": [ + 105, + 363, + 506, + 376 + ], + "score": 1.0, + "content": "efficiency, (ii) sampling flexibility, and (iii) rotation equivariance (section 3). The main idea is to", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 375, + 505, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 375, + 505, + 387 + ], + "score": 1.0, + "content": "model the sampled sphere as a graph of connected pixels: the length of the shortest path between", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 385, + 505, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 505, + 397 + ], + "score": 1.0, + "content": "two pixels is an approximation of the geodesic distance between them. We use the graph CNN", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 396, + 505, + 409 + ], + "spans": [ + { + "bbox": [ + 105, + 396, + 505, + 409 + ], + "score": 1.0, + "content": "formulation introduced in (Defferrard et al., 2016) and a pooling strategy that exploits hierarchical", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 407, + 206, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 407, + 206, + 420 + ], + "score": 1.0, + "content": "samplings of the sphere.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 22.5, + "bbox_fs": [ + 105, + 352, + 506, + 420 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 435, + 505, + 513 + ], + "lines": [ + { + "bbox": [ + 105, + 434, + 506, + 450 + ], + "spans": [ + { + "bbox": [ + 105, + 434, + 239, + 450 + ], + "score": 1.0, + "content": "Sampling. A sampling scheme", + "type": "text" + }, + { + "bbox": [ + 239, + 435, + 315, + 448 + ], + "score": 0.93, + "content": "\\mathcal { V } = \\{ x _ { i } \\in \\mathbb { S } ^ { 2 } \\} _ { i = 1 } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 315, + 434, + 506, + 450 + ], + "score": 1.0, + "content": "is defined to be the discrete subset of the sphere", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 448, + 506, + 459 + ], + "spans": [ + { + "bbox": [ + 106, + 448, + 167, + 459 + ], + "score": 1.0, + "content": "containing the", + "type": "text" + }, + { + "bbox": [ + 167, + 449, + 174, + 457 + ], + "score": 0.66, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 175, + 448, + 506, + 459 + ], + "score": 1.0, + "content": "points where the values of the signals that we want to analyse are known. 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Note that batch normalization and activation act on", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 263, + 418, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 263, + 170, + 277 + ], + "score": 1.0, + "content": "the elements of", + "type": "text" + }, + { + "bbox": [ + 170, + 264, + 178, + 276 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 263, + 407, + 277 + ], + "score": 1.0, + "content": "independently, and hence don’t depend on the domain of", + "type": "text" + }, + { + "bbox": [ + 408, + 264, + 415, + 276 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 263, + 418, + 277 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 11.5 + }, + { + "type": "title", + "bbox": [ + 107, + 291, + 349, + 304 + ], + "lines": [ + { + "bbox": [ + 104, + 290, + 350, + 307 + ], + "spans": [ + { + "bbox": [ + 104, + 290, + 350, + 307 + ], + "score": 1.0, + "content": "3 GRAPH CONVOLUTION AND EQUIVARIANCE", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 14 + }, + { + "type": "text", + "bbox": [ + 107, + 315, + 505, + 348 + ], + "lines": [ + { + "bbox": [ + 105, + 313, + 505, + 329 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 505, + 329 + ], + "score": 1.0, + "content": "While the graph framework offers great flexibility, its ability to faithfully represent the underlying", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 325, + 505, + 340 + ], + "spans": [ + { + "bbox": [ + 105, + 325, + 505, + 340 + ], + "score": 1.0, + "content": "sphere — for graph convolutions to be rotation equivariant — highly depends on the sampling", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 337, + 256, + 349 + ], + "spans": [ + { + "bbox": [ + 106, + 337, + 256, + 349 + ], + "score": 1.0, + "content": "locations and the graph construction.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16 + }, + { + "type": "title", + "bbox": [ + 108, + 361, + 239, + 372 + ], + "lines": [ + { + "bbox": [ + 106, + 361, + 240, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 361, + 240, + 374 + ], + "score": 1.0, + "content": "3.1 PROBLEM FORMULATION", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 106, + 381, + 505, + 492 + ], + "lines": [ + { + "bbox": [ + 105, + 380, + 506, + 396 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 200, + 396 + ], + "score": 1.0, + "content": "A continuous function", + "type": "text" + }, + { + "bbox": [ + 200, + 381, + 293, + 394 + ], + "score": 0.91, + "content": "f : { \\mathcal { C } } ( \\mathbb { S } ^ { 2 } ) \\supset F \\nu \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 380, + 351, + 396 + ], + "score": 1.0, + "content": "is sampled as", + "type": "text" + }, + { + "bbox": [ + 351, + 382, + 400, + 394 + ], + "score": 0.93, + "content": "T _ { \\mathcal { V } } ( f ) = f", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 380, + 506, + 396 + ], + "score": 1.0, + "content": "by the sampling operator", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 392, + 505, + 406 + ], + "spans": [ + { + "bbox": [ + 106, + 392, + 217, + 405 + ], + "score": 0.93, + "content": "T _ { \\mathcal { V } } : C ( \\mathbb { S } ^ { 2 } ) \\supset F _ { \\mathcal { V } } \\to ^ { } \\mathbb { R } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 392, + 263, + 406 + ], + "score": 1.0, + "content": "defined as", + "type": "text" + }, + { + "bbox": [ + 264, + 393, + 330, + 405 + ], + "score": 0.93, + "content": "f : f _ { i } = f ( x _ { i } )", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 392, + 385, + 406 + ], + "score": 1.0, + "content": ". 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The existence of such a subspace depends on the sampling", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 425, + 505, + 438 + ], + "spans": [ + { + "bbox": [ + 106, + 426, + 115, + 436 + ], + "score": 0.76, + "content": "\\nu", + "type": "inline_equation" + }, + { + "bbox": [ + 116, + 425, + 505, + 438 + ], + "score": 1.0, + "content": "and its characterization is a common problem in signal processing (Driscoll & Healy, 1994).", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 436, + 506, + 449 + ], + "spans": [ + { + "bbox": [ + 106, + 436, + 261, + 449 + ], + "score": 1.0, + "content": "For most samplings, it is not known if", + "type": "text" + }, + { + "bbox": [ + 262, + 437, + 275, + 448 + ], + "score": 0.9, + "content": "F _ { \\mathcal { V } }", + "type": "inline_equation" + }, + { + "bbox": [ + 276, + 436, + 353, + 449 + ], + "score": 1.0, + "content": "exists and hence if", + "type": "text" + }, + { + "bbox": [ + 353, + 437, + 367, + 448 + ], + "score": 0.89, + "content": "T _ { \\nu }", + "type": "inline_equation" + }, + { + "bbox": [ + 367, + 436, + 506, + 449 + ], + "score": 1.0, + "content": "is invertible. 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For", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 459, + 506, + 470 + ], + "spans": [ + { + "bbox": [ + 105, + 459, + 506, + 470 + ], + "score": 1.0, + "content": "samplings where no such sampling formula is available, we leverage the discrete SHT to reconstruct", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 469, + 504, + 483 + ], + "spans": [ + { + "bbox": [ + 106, + 470, + 114, + 481 + ], + "score": 0.83, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 114, + 469, + 137, + 483 + ], + "score": 1.0, + "content": "from", + "type": "text" + }, + { + "bbox": [ + 138, + 470, + 178, + 481 + ], + "score": 0.91, + "content": "f = T _ { \\nu } f", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 469, + 263, + 483 + ], + "score": 1.0, + "content": ", thus approximating", + "type": "text" + }, + { + "bbox": [ + 263, + 469, + 282, + 482 + ], + "score": 0.91, + "content": "T _ { \\nu } ^ { - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 469, + 489, + 483 + ], + "score": 1.0, + "content": ". 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For all theoretical considerations, we assume that", + "type": "text" + }, + { + "bbox": [ + 490, + 470, + 504, + 481 + ], + "score": 0.88, + "content": "F _ { \\mathcal { V } }", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 480, + 185, + 493 + ], + "spans": [ + { + "bbox": [ + 106, + 480, + 148, + 493 + ], + "score": 1.0, + "content": "exists and", + "type": "text" + }, + { + "bbox": [ + 149, + 482, + 180, + 492 + ], + "score": 0.91, + "content": "f \\in F _ { \\nu }", + "type": "inline_equation" + }, + { + "bbox": [ + 180, + 480, + 185, + 493 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 23.5, + "bbox_fs": [ + 104, + 380, + 507, + 493 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 497, + 505, + 553 + ], + "lines": [ + { + "bbox": [ + 106, + 498, + 505, + 510 + ], + "spans": [ + { + "bbox": [ + 106, + 498, + 505, + 510 + ], + "score": 1.0, + "content": "By definition, the (spherical) graph convolution is rotation equivariant if and only if it commutes", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 507, + 506, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 507, + 259, + 522 + ], + "score": 1.0, + "content": "with the rotation operator defined as", + "type": "text" + }, + { + "bbox": [ + 260, + 508, + 334, + 520 + ], + "score": 0.8, + "content": "R ( g ) , g \\in S O ( 3 )", + "type": "inline_equation" + }, + { + "bbox": [ + 335, + 507, + 341, + 522 + ], + "score": 1.0, + "content": ":", + "type": "text" + }, + { + "bbox": [ + 341, + 508, + 438, + 521 + ], + "score": 0.6, + "content": "R ( \\bar { g } ) f ( x ) = f \\left( g ^ { - 1 } x \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 438, + 507, + 506, + 522 + ], + "score": 1.0, + "content": ". In the context", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 519, + 504, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 519, + 504, + 532 + ], + "score": 1.0, + "content": "of this work, graph convolution is performed by recursive applications of the graph Laplacian (1).", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 530, + 505, + 543 + ], + "spans": [ + { + "bbox": [ + 105, + 530, + 147, + 543 + ], + "score": 1.0, + "content": "Hence, if", + "type": "text" + }, + { + "bbox": [ + 148, + 531, + 169, + 542 + ], + "score": 0.91, + "content": "R ( g )", + "type": "inline_equation" + }, + { + "bbox": [ + 169, + 530, + 237, + 543 + ], + "score": 1.0, + "content": "commutes with", + "type": "text" + }, + { + "bbox": [ + 237, + 531, + 246, + 540 + ], + "score": 0.78, + "content": "\\pmb { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 246, + 530, + 505, + 543 + ], + "score": 1.0, + "content": ", then, by recursion, it will also commute with the convolution", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 107, + 541, + 349, + 555 + ], + "spans": [ + { + "bbox": [ + 107, + 541, + 128, + 554 + ], + "score": 0.91, + "content": "h ( L )", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 541, + 180, + 555 + ], + "score": 1.0, + "content": ". 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Given a sampling", + "type": "text" + }, + { + "bbox": [ + 287, + 247, + 295, + 257 + ], + "score": 0.79, + "content": "\\nu", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 244, + 342, + 261 + ], + "score": 1.0, + "content": ", we define", + "type": "text" + }, + { + "bbox": [ + 342, + 248, + 353, + 258 + ], + "score": 0.83, + "content": "\\sigma _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 353, + 244, + 506, + 261 + ], + "score": 1.0, + "content": "to be the patch of the surface of the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 257, + 505, + 270 + ], + "spans": [ + { + "bbox": [ + 105, + 257, + 204, + 270 + ], + "score": 1.0, + "content": "sphere corresponding to", + "type": "text" + }, + { + "bbox": [ + 204, + 259, + 214, + 268 + ], + "score": 0.7, + "content": "x _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 214, + 257, + 217, + 270 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 218, + 258, + 230, + 268 + ], + "score": 0.81, + "content": "A _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 257, + 339, + 270 + ], + "score": 1.0, + "content": "its corresponding area, and", + "type": "text" + }, + { + "bbox": [ + 340, + 258, + 349, + 268 + ], + "score": 0.87, + "content": "d _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 257, + 505, + 270 + ], + "score": 1.0, + "content": "the largest distance between the center", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 267, + 489, + 284 + ], + "spans": [ + { + "bbox": [ + 106, + 271, + 117, + 281 + ], + "score": 0.81, + "content": "x _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 117, + 267, + 232, + 284 + ], + "score": 1.0, + "content": "and any point on the surface", + "type": "text" + }, + { + "bbox": [ + 233, + 271, + 243, + 281 + ], + "score": 0.83, + "content": "\\sigma _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 243, + 267, + 276, + 284 + ], + "score": 1.0, + "content": ". Define", + "type": "text" + }, + { + "bbox": [ + 277, + 268, + 369, + 282 + ], + "score": 0.91, + "content": "d ^ { ( n ) } : = \\operatorname* { m a x } _ { i = 1 , \\dots , n } d _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 370, + 267, + 388, + 284 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 388, + 268, + 485, + 282 + ], + "score": 0.91, + "content": "A ^ { ( n ) } : = \\operatorname* { m a x } _ { i = 1 , \\ldots , n } A _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 486, + 267, + 489, + 284 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 107, + 285, + 505, + 321 + ], + "lines": [ + { + "bbox": [ + 101, + 281, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 101, + 281, + 234, + 304 + ], + "score": 1.0, + "content": "Theorem 3.1. For a sampling", + "type": "text" + }, + { + "bbox": [ + 235, + 286, + 244, + 297 + ], + "score": 0.77, + "content": "\\nu", + "type": "inline_equation" + }, + { + "bbox": [ + 244, + 281, + 431, + 304 + ], + "score": 1.0, + "content": "of the sphere that is equi-area and such that", + "type": "text" + }, + { + "bbox": [ + 432, + 284, + 478, + 298 + ], + "score": 0.91, + "content": "\\begin{array} { r } { d ^ { ( n ) } \\leq \\frac { C } { n ^ { \\alpha } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 478, + 281, + 484, + 304 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 485, + 285, + 505, + 297 + ], + "score": 0.8, + "content": "\\alpha \\in", + "type": "inline_equation" + } + ], + "index": 17 + }, + { + "bbox": [ + 107, + 297, + 505, + 311 + ], + "spans": [ + { + "bbox": [ + 107, + 298, + 138, + 311 + ], + "score": 0.9, + "content": "( 0 , 1 / 2 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 139, + 297, + 171, + 311 + ], + "score": 1.0, + "content": ", for all", + "type": "text" + }, + { + "bbox": [ + 171, + 298, + 221, + 310 + ], + "score": 0.9, + "content": "f : \\mathbb { S } ^ { 2 } \\to \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 297, + 426, + 311 + ], + "score": 1.0, + "content": "Lipschitz with respect to the Euclidean distance in", + "type": "text" + }, + { + "bbox": [ + 427, + 298, + 439, + 309 + ], + "score": 0.85, + "content": "\\mathbb { R } ^ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 440, + 297, + 471, + 311 + ], + "score": 1.0, + "content": ", for all", + "type": "text" + }, + { + "bbox": [ + 472, + 298, + 501, + 310 + ], + "score": 0.91, + "content": "y \\in \\mathbb { S } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 297, + 505, + 311 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 309, + 306, + 321 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 200, + 321 + ], + "score": 1.0, + "content": "there exists a sequence", + "type": "text" + }, + { + "bbox": [ + 200, + 309, + 234, + 320 + ], + "score": 0.87, + "content": "t _ { n } = n ^ { \\bar { \\beta } }", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 309, + 238, + 321 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 239, + 309, + 265, + 321 + ], + "score": 0.88, + "content": "\\beta \\in \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 309, + 306, + 321 + ], + "score": 1.0, + "content": "such that", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18 + }, + { + "type": "interline_equation", + "bbox": [ + 250, + 325, + 360, + 345 + ], + "lines": [ + { + "bbox": [ + 250, + 325, + 360, + 345 + ], + "spans": [ + { + "bbox": [ + 250, + 325, + 360, + 345 + ], + "score": 0.93, + "content": "\\operatorname* { l i m } _ { n \\to \\infty } \\hat { L } _ { n } ^ { t _ { n } } f ( y ) = \\Delta _ { \\mathbb { S } ^ { 2 } } f ( y ) .", + "type": "interline_equation", + "image_path": "937b6c8ef3ea0a37e6f8c30e10b3f94acabf1b4a8b4c9bcf5e28379ac10d7d5c.jpg" + } + ] + } + ], + "index": 20, + "virtual_lines": [ + { + "bbox": [ + 250, + 325, + 360, + 345 + ], + "spans": [], + "index": 20 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 365, + 504, + 388 + ], + "lines": [ + { + "bbox": [ + 106, + 366, + 504, + 378 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 504, + 378 + ], + "score": 1.0, + "content": "This is a major step towards equivariance, as the Laplace-Beltrami operator commutes with rotation.", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 376, + 466, + 389 + ], + "spans": [ + { + "bbox": [ + 106, + 376, + 466, + 389 + ], + "score": 1.0, + "content": "Based on this property, we show the equivariance of the scaled extended graph Laplacian.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 21.5 + }, + { + "type": "text", + "bbox": [ + 106, + 390, + 504, + 414 + ], + "lines": [ + { + "bbox": [ + 105, + 389, + 505, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 389, + 505, + 405 + ], + "score": 1.0, + "content": "Theorem 3.2. Under the hypothesis of theorem 3.1, the scaled graph Laplacian commutes with any", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 401, + 288, + 416 + ], + "spans": [ + { + "bbox": [ + 106, + 401, + 288, + 416 + ], + "score": 1.0, + "content": "rotation, in the limit of infinite sampling, i.e.,", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 23.5 + }, + { + "type": "interline_equation", + "bbox": [ + 197, + 417, + 413, + 439 + ], + "lines": [ + { + "bbox": [ + 197, + 417, + 413, + 439 + ], + "spans": [ + { + "bbox": [ + 197, + 417, + 413, + 439 + ], + "score": 0.9, + "content": "\\forall y \\in \\mathbb { S } ^ { 2 } \\quad \\left| R ( g ) \\hat { L } _ { n } ^ { t _ { n } } f ( y ) - \\hat { L } _ { n } ^ { t _ { n } } R ( g ) f ( y ) \\right| \\xrightarrow { n \\to \\infty } 0 .", + "type": "interline_equation", + "image_path": "f6061fe95f655d79d7ea130161058cf967ab492c06629de050a316999a005e25.jpg" + } + ] + } + ], + "index": 25, + "virtual_lines": [ + { + "bbox": [ + 197, + 417, + 413, + 439 + ], + "spans": [], + "index": 25 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 448, + 505, + 483 + ], + "lines": [ + { + "bbox": [ + 106, + 448, + 506, + 461 + ], + "spans": [ + { + "bbox": [ + 106, + 448, + 506, + 461 + ], + "score": 1.0, + "content": "From this theorem, it follows that the discrete graph Laplacian will be equivariant in the limit of", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 107, + 459, + 505, + 472 + ], + "spans": [ + { + "bbox": [ + 107, + 461, + 144, + 470 + ], + "score": 0.87, + "content": "n \\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 144, + 460, + 224, + 472 + ], + "score": 1.0, + "content": "as by construction", + "type": "text" + }, + { + "bbox": [ + 225, + 459, + 293, + 472 + ], + "score": 0.94, + "content": "{ \\pmb { L } } _ { n } ^ { t } { \\pmb { f } } = T _ { \\nu } { \\pmb { L } } _ { n } ^ { t } { \\pmb { f } }", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 460, + 505, + 472 + ], + "score": 1.0, + "content": "and as the scaling does not affect the equivariance", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 104, + 468, + 172, + 486 + ], + "spans": [ + { + "bbox": [ + 104, + 468, + 154, + 486 + ], + "score": 1.0, + "content": "property of", + "type": "text" + }, + { + "bbox": [ + 154, + 471, + 167, + 483 + ], + "score": 0.9, + "content": "L _ { n } ^ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 468, + 172, + 486 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 106, + 487, + 505, + 610 + ], + "lines": [ + { + "bbox": [ + 106, + 488, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 106, + 488, + 505, + 501 + ], + "score": 1.0, + "content": "Importantly, the proof of Theorem 3.1 (in Appendix A) inspires our construction of the graph Lapla-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 497, + 504, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 497, + 236, + 511 + ], + "score": 1.0, + "content": "cian. In particular, it tells us that", + "type": "text" + }, + { + "bbox": [ + 236, + 500, + 241, + 509 + ], + "score": 0.76, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 497, + 303, + 511 + ], + "score": 1.0, + "content": "should scale as", + "type": "text" + }, + { + "bbox": [ + 303, + 498, + 316, + 509 + ], + "score": 0.88, + "content": "n ^ { \\beta }", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 497, + 504, + 511 + ], + "score": 1.0, + "content": ", which has been empirically verified (figure 3).", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 510, + 505, + 522 + ], + "spans": [ + { + "bbox": [ + 106, + 510, + 505, + 522 + ], + "score": 1.0, + "content": "Nevertheless, it is important to keep in mind the limits of Theorem 3.1 and 3.2. Both theorems", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 520, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 105, + 520, + 505, + 534 + ], + "score": 1.0, + "content": "present asymptotic results, but in practice we will always work with finite samplings. Furthermore,", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 531, + 505, + 545 + ], + "spans": [ + { + "bbox": [ + 105, + 531, + 505, + 545 + ], + "score": 1.0, + "content": "since this method is based on the capability of the eigenvectors of the graph Laplacian to approx-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 543, + 505, + 555 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 505, + 555 + ], + "score": 1.0, + "content": "imate the spherical harmonics, a stronger type of convergence of the graph Laplacian would be", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 553, + 505, + 567 + ], + "spans": [ + { + "bbox": [ + 105, + 553, + 505, + 567 + ], + "score": 1.0, + "content": "preferable, i.e., spectral convergence (that is proved for a full graph in the case of random sam-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 104, + 564, + 505, + 578 + ], + "spans": [ + { + "bbox": [ + 104, + 564, + 505, + 578 + ], + "score": 1.0, + "content": "pling for a class of Lipschitz functions in (Belkin & Niyogi, 2007)). Finally, while we do not have", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 104, + 575, + 505, + 588 + ], + "spans": [ + { + "bbox": [ + 104, + 575, + 505, + 588 + ], + "score": 1.0, + "content": "a formal proof for it, we strongly believe that the HEALPix sampling does satisfy the hypothesis", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 107, + 584, + 507, + 603 + ], + "spans": [ + { + "bbox": [ + 107, + 586, + 151, + 600 + ], + "score": 0.9, + "content": "\\begin{array} { r } { d ^ { ( n ) } \\leq \\frac { \\bar { C } } { n ^ { \\alpha } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 134, + 584, + 507, + 603 + ], + "score": 1.0, + "content": "Cnα , α ∈ (0, 1/2], with α very close or equal to 1/2. The empirical results discussed in the", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 599, + 446, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 599, + 446, + 611 + ], + "score": 1.0, + "content": "next paragraph also points in this direction. This is further discussed in Appendix A.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 106, + 621, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 622, + 506, + 635 + ], + "spans": [ + { + "bbox": [ + 106, + 622, + 506, + 635 + ], + "score": 1.0, + "content": "Empirical convergence. Figure 2 shows the equivariance error (3) for different parameter sets", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 632, + 505, + 645 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 505, + 645 + ], + "score": 1.0, + "content": "of DeepSphere for the HEALPix sampling as well as for the graph construction of Khasanova &", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 102, + 642, + 504, + 679 + ], + "spans": [ + { + "bbox": [ + 102, + 642, + 180, + 679 + ], + "score": 1.0, + "content": "Frossard (2017) fresolution and sigfor HEALPix and", + "type": "text" + }, + { + "bbox": [ + 214, + 642, + 449, + 679 + ], + "score": 1.0, + "content": "uiangular sampling. The error is estimated as a function ofency. The resolution is controlled by the number of pixels for the equiangular sampling. The frequency is controlled", + "type": "text" + }, + { + "bbox": [ + 450, + 654, + 504, + 667 + ], + "score": 0.92, + "content": "n = 1 2 \\bar { N } _ { s i d e } ^ { 2 }", + "type": "inline_equation" + } + ], + "index": 42 + }, + { + "bbox": [ + 180, + 665, + 214, + 676 + ], + "spans": [ + { + "bbox": [ + 180, + 665, + 214, + 676 + ], + "score": 0.91, + "content": "n = 4 \\hat { b } ^ { 2 }", + "type": "inline_equation" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 676, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 119, + 690 + ], + "score": 1.0, + "content": "set", + "type": "text" + }, + { + "bbox": [ + 120, + 677, + 129, + 687 + ], + "score": 0.82, + "content": "C", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 676, + 179, + 690 + ], + "score": 1.0, + "content": "to functions", + "type": "text" + }, + { + "bbox": [ + 179, + 677, + 186, + 689 + ], + "score": 0.86, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 187, + 676, + 374, + 690 + ], + "score": 1.0, + "content": "made of spherical harmonics of a single degree", + "type": "text" + }, + { + "bbox": [ + 375, + 677, + 380, + 687 + ], + "score": 0.54, + "content": "\\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 381, + 676, + 505, + 690 + ], + "score": 1.0, + "content": ". To allow for an almost perfect", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 104, + 686, + 506, + 702 + ], + "spans": [ + { + "bbox": [ + 104, + 686, + 334, + 702 + ], + "score": 1.0, + "content": "implementation (up to numerical errors) of the operator", + "type": "text" + }, + { + "bbox": [ + 334, + 688, + 349, + 699 + ], + "score": 0.89, + "content": "\\scriptstyle R _ { \\gamma }", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 686, + 398, + 702 + ], + "score": 1.0, + "content": ", the degree", + "type": "text" + }, + { + "bbox": [ + 398, + 688, + 404, + 698 + ], + "score": 0.68, + "content": "\\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 686, + 506, + 702 + ], + "score": 1.0, + "content": "was chosen in the range", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 107, + 697, + 506, + 713 + ], + "spans": [ + { + "bbox": [ + 107, + 699, + 170, + 711 + ], + "score": 0.9, + "content": "( 0 , 3 N _ { s i d e } - 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 697, + 247, + 713 + ], + "score": 1.0, + "content": "for HEALPix and", + "type": "text" + }, + { + "bbox": [ + 248, + 699, + 269, + 711 + ], + "score": 0.92, + "content": "( 0 , b )", + "type": "inline_equation" + }, + { + "bbox": [ + 270, + 697, + 506, + 713 + ], + "score": 1.0, + "content": "for the equiangular sampling (Gorski et al., 1999). Using", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 709, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 723 + ], + "score": 1.0, + "content": "these parameters, the measured error is mostly due to imperfections in the empirical approximation", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 720, + 338, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 338, + 734 + ], + "score": 1.0, + "content": "of the Laplace-Beltrami operator and not to the sampling.", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 44 + } + ], + "page_idx": 4, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 26, + 294, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 763 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 763 + ], + "score": 1.0, + "content": "5", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 106, + 82, + 347, + 93 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 347, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 347, + 95 + ], + "score": 1.0, + "content": "3.3 ANALYSIS OF THE PROPOSED WEIGHTING SCHEME", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 108, + 102, + 421, + 115 + ], + "lines": [ + { + "bbox": [ + 105, + 100, + 423, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 100, + 423, + 118 + ], + "score": 1.0, + "content": "We analyze the proposed weighting scheme both theoretically and empirically.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 1, + "bbox_fs": [ + 105, + 100, + 423, + 118 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 126, + 410, + 171 + ], + "lines": [ + { + "bbox": [ + 106, + 124, + 410, + 140 + ], + "spans": [ + { + "bbox": [ + 106, + 124, + 410, + 140 + ], + "score": 1.0, + "content": "Theoretical convergence. We extend the work of (Belkin & Niyogi,", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 137, + 409, + 150 + ], + "spans": [ + { + "bbox": [ + 106, + 137, + 409, + 150 + ], + "score": 1.0, + "content": "2008) to a sufficiently regular, deterministic sampling. 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Given a sampling", + "type": "text" + }, + { + "bbox": [ + 287, + 247, + 295, + 257 + ], + "score": 0.79, + "content": "\\nu", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 244, + 342, + 261 + ], + "score": 1.0, + "content": ", we define", + "type": "text" + }, + { + "bbox": [ + 342, + 248, + 353, + 258 + ], + "score": 0.83, + "content": "\\sigma _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 353, + 244, + 506, + 261 + ], + "score": 1.0, + "content": "to be the patch of the surface of the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 257, + 505, + 270 + ], + "spans": [ + { + "bbox": [ + 105, + 257, + 204, + 270 + ], + "score": 1.0, + "content": "sphere corresponding to", + "type": "text" + }, + { + "bbox": [ + 204, + 259, + 214, + 268 + ], + "score": 0.7, + "content": "x _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 214, + 257, + 217, + 270 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 218, + 258, + 230, + 268 + ], + "score": 0.81, + "content": "A _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 257, + 339, + 270 + ], + "score": 1.0, + "content": "its corresponding area, and", + "type": "text" + }, + { + "bbox": [ + 340, + 258, + 349, + 268 + ], + "score": 0.87, + "content": "d _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 257, + 505, + 270 + ], + "score": 1.0, + "content": "the largest distance between the center", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 267, + 489, + 284 + ], + "spans": [ + { + "bbox": [ + 106, + 271, + 117, + 281 + ], + "score": 0.81, + "content": "x _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 117, + 267, + 232, + 284 + ], + "score": 1.0, + "content": "and any point on the surface", + "type": "text" + }, + { + "bbox": [ + 233, + 271, + 243, + 281 + ], + "score": 0.83, + "content": "\\sigma _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 243, + 267, + 276, + 284 + ], + "score": 1.0, + "content": ". 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For a sampling", + "type": "text" + }, + { + "bbox": [ + 235, + 286, + 244, + 297 + ], + "score": 0.77, + "content": "\\nu", + "type": "inline_equation" + }, + { + "bbox": [ + 244, + 281, + 431, + 304 + ], + "score": 1.0, + "content": "of the sphere that is equi-area and such that", + "type": "text" + }, + { + "bbox": [ + 432, + 284, + 478, + 298 + ], + "score": 0.91, + "content": "\\begin{array} { r } { d ^ { ( n ) } \\leq \\frac { C } { n ^ { \\alpha } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 478, + 281, + 484, + 304 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 485, + 285, + 505, + 297 + ], + "score": 0.8, + "content": "\\alpha \\in", + "type": "inline_equation" + } + ], + "index": 17 + }, + { + "bbox": [ + 107, + 297, + 505, + 311 + ], + "spans": [ + { + "bbox": [ + 107, + 298, + 138, + 311 + ], + "score": 0.9, + "content": "( 0 , 1 / 2 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 139, + 297, + 171, + 311 + ], + "score": 1.0, + "content": ", for all", + "type": "text" + }, + { + "bbox": [ + 171, + 298, + 221, + 310 + ], + "score": 0.9, + "content": "f : \\mathbb { S } ^ { 2 } \\to \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 297, + 426, + 311 + ], + "score": 1.0, + "content": "Lipschitz with respect to the Euclidean distance in", + "type": "text" + }, + { + "bbox": [ + 427, + 298, + 439, + 309 + ], + "score": 0.85, + "content": "\\mathbb { R } ^ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 440, + 297, + 471, + 311 + ], + "score": 1.0, + "content": ", for all", + "type": "text" + }, + { + "bbox": [ + 472, + 298, + 501, + 310 + ], + "score": 0.91, + "content": "y \\in \\mathbb { S } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 297, + 505, + 311 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 309, + 306, + 321 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 200, + 321 + ], + "score": 1.0, + "content": "there exists a sequence", + "type": "text" + }, + { + "bbox": [ + 200, + 309, + 234, + 320 + ], + "score": 0.87, + "content": "t _ { n } = n ^ { \\bar { \\beta } }", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 309, + 238, + 321 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 239, + 309, + 265, + 321 + ], + "score": 0.88, + "content": "\\beta \\in \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 309, + 306, + 321 + ], + "score": 1.0, + "content": "such that", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18, + "bbox_fs": [ + 101, + 281, + 505, + 321 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 250, + 325, + 360, + 345 + ], + "lines": [ + { + "bbox": [ + 250, + 325, + 360, + 345 + ], + "spans": [ + { + "bbox": [ + 250, + 325, + 360, + 345 + ], + "score": 0.93, + "content": "\\operatorname* { l i m } _ { n \\to \\infty } \\hat { L } _ { n } ^ { t _ { n } } f ( y ) = \\Delta _ { \\mathbb { S } ^ { 2 } } f ( y ) .", + "type": "interline_equation", + "image_path": "937b6c8ef3ea0a37e6f8c30e10b3f94acabf1b4a8b4c9bcf5e28379ac10d7d5c.jpg" + } + ] + } + ], + "index": 20, + "virtual_lines": [ + { + "bbox": [ + 250, + 325, + 360, + 345 + ], + "spans": [], + "index": 20 + } + ] + }, + { + "type": "list", + "bbox": [ + 107, + 365, + 504, + 388 + ], + "lines": [ + { + "bbox": [ + 106, + 366, + 504, + 378 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 504, + 378 + ], + "score": 1.0, + "content": "This is a major step towards equivariance, as the Laplace-Beltrami operator commutes with rotation.", + "type": "text" + } + ], + "index": 21, + "is_list_end_line": true + }, + { + "bbox": [ + 106, + 376, + 466, + 389 + ], + "spans": [ + { + "bbox": [ + 106, + 376, + 466, + 389 + ], + "score": 1.0, + "content": "Based on this property, we show the equivariance of the scaled extended graph Laplacian.", + "type": "text" + } + ], + "index": 22, + "is_list_start_line": true, + "is_list_end_line": true + } + ], + "index": 21.5, + "bbox_fs": [ + 106, + 366, + 504, + 389 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 390, + 504, + 414 + ], + "lines": [ + { + "bbox": [ + 105, + 389, + 505, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 389, + 505, + 405 + ], + "score": 1.0, + "content": "Theorem 3.2. Under the hypothesis of theorem 3.1, the scaled graph Laplacian commutes with any", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 401, + 288, + 416 + ], + "spans": [ + { + "bbox": [ + 106, + 401, + 288, + 416 + ], + "score": 1.0, + "content": "rotation, in the limit of infinite sampling, i.e.,", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 23.5, + "bbox_fs": [ + 105, + 389, + 505, + 416 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 197, + 417, + 413, + 439 + ], + "lines": [ + { + "bbox": [ + 197, + 417, + 413, + 439 + ], + "spans": [ + { + "bbox": [ + 197, + 417, + 413, + 439 + ], + "score": 0.9, + "content": "\\forall y \\in \\mathbb { S } ^ { 2 } \\quad \\left| R ( g ) \\hat { L } _ { n } ^ { t _ { n } } f ( y ) - \\hat { L } _ { n } ^ { t _ { n } } R ( g ) f ( y ) \\right| \\xrightarrow { n \\to \\infty } 0 .", + "type": "interline_equation", + "image_path": "f6061fe95f655d79d7ea130161058cf967ab492c06629de050a316999a005e25.jpg" + } + ] + } + ], + "index": 25, + "virtual_lines": [ + { + "bbox": [ + 197, + 417, + 413, + 439 + ], + "spans": [], + "index": 25 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 448, + 505, + 483 + ], + "lines": [ + { + "bbox": [ + 106, + 448, + 506, + 461 + ], + "spans": [ + { + "bbox": [ + 106, + 448, + 506, + 461 + ], + "score": 1.0, + "content": "From this theorem, it follows that the discrete graph Laplacian will be equivariant in the limit of", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 107, + 459, + 505, + 472 + ], + "spans": [ + { + "bbox": [ + 107, + 461, + 144, + 470 + ], + "score": 0.87, + "content": "n \\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 144, + 460, + 224, + 472 + ], + "score": 1.0, + "content": "as by construction", + "type": "text" + }, + { + "bbox": [ + 225, + 459, + 293, + 472 + ], + "score": 0.94, + "content": "{ \\pmb { L } } _ { n } ^ { t } { \\pmb { f } } = T _ { \\nu } { \\pmb { L } } _ { n } ^ { t } { \\pmb { f } }", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 460, + 505, + 472 + ], + "score": 1.0, + "content": "and as the scaling does not affect the equivariance", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 104, + 468, + 172, + 486 + ], + "spans": [ + { + "bbox": [ + 104, + 468, + 154, + 486 + ], + "score": 1.0, + "content": "property of", + "type": "text" + }, + { + "bbox": [ + 154, + 471, + 167, + 483 + ], + "score": 0.9, + "content": "L _ { n } ^ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 468, + 172, + 486 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 27, + "bbox_fs": [ + 104, + 448, + 506, + 486 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 487, + 505, + 610 + ], + "lines": [ + { + "bbox": [ + 106, + 488, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 106, + 488, + 505, + 501 + ], + "score": 1.0, + "content": "Importantly, the proof of Theorem 3.1 (in Appendix A) inspires our construction of the graph Lapla-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 497, + 504, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 497, + 236, + 511 + ], + "score": 1.0, + "content": "cian. In particular, it tells us that", + "type": "text" + }, + { + "bbox": [ + 236, + 500, + 241, + 509 + ], + "score": 0.76, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 497, + 303, + 511 + ], + "score": 1.0, + "content": "should scale as", + "type": "text" + }, + { + "bbox": [ + 303, + 498, + 316, + 509 + ], + "score": 0.88, + "content": "n ^ { \\beta }", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 497, + 504, + 511 + ], + "score": 1.0, + "content": ", which has been empirically verified (figure 3).", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 510, + 505, + 522 + ], + "spans": [ + { + "bbox": [ + 106, + 510, + 505, + 522 + ], + "score": 1.0, + "content": "Nevertheless, it is important to keep in mind the limits of Theorem 3.1 and 3.2. Both theorems", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 520, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 105, + 520, + 505, + 534 + ], + "score": 1.0, + "content": "present asymptotic results, but in practice we will always work with finite samplings. Furthermore,", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 531, + 505, + 545 + ], + "spans": [ + { + "bbox": [ + 105, + 531, + 505, + 545 + ], + "score": 1.0, + "content": "since this method is based on the capability of the eigenvectors of the graph Laplacian to approx-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 543, + 505, + 555 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 505, + 555 + ], + "score": 1.0, + "content": "imate the spherical harmonics, a stronger type of convergence of the graph Laplacian would be", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 553, + 505, + 567 + ], + "spans": [ + { + "bbox": [ + 105, + 553, + 505, + 567 + ], + "score": 1.0, + "content": "preferable, i.e., spectral convergence (that is proved for a full graph in the case of random sam-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 104, + 564, + 505, + 578 + ], + "spans": [ + { + "bbox": [ + 104, + 564, + 505, + 578 + ], + "score": 1.0, + "content": "pling for a class of Lipschitz functions in (Belkin & Niyogi, 2007)). Finally, while we do not have", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 104, + 575, + 505, + 588 + ], + "spans": [ + { + "bbox": [ + 104, + 575, + 505, + 588 + ], + "score": 1.0, + "content": "a formal proof for it, we strongly believe that the HEALPix sampling does satisfy the hypothesis", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 107, + 584, + 507, + 603 + ], + "spans": [ + { + "bbox": [ + 107, + 586, + 151, + 600 + ], + "score": 0.9, + "content": "\\begin{array} { r } { d ^ { ( n ) } \\leq \\frac { \\bar { C } } { n ^ { \\alpha } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 134, + 584, + 507, + 603 + ], + "score": 1.0, + "content": "Cnα , α ∈ (0, 1/2], with α very close or equal to 1/2. The empirical results discussed in the", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 599, + 446, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 599, + 446, + 611 + ], + "score": 1.0, + "content": "next paragraph also points in this direction. This is further discussed in Appendix A.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 34, + "bbox_fs": [ + 104, + 488, + 507, + 611 + ] + }, + { + "type": "list", + "bbox": [ + 106, + 621, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 622, + 506, + 635 + ], + "spans": [ + { + "bbox": [ + 106, + 622, + 506, + 635 + ], + "score": 1.0, + "content": "Empirical convergence. Figure 2 shows the equivariance error (3) for different parameter sets", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 632, + 505, + 645 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 505, + 645 + ], + "score": 1.0, + "content": "of DeepSphere for the HEALPix sampling as well as for the graph construction of Khasanova &", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 102, + 642, + 504, + 679 + ], + "spans": [ + { + "bbox": [ + 102, + 642, + 180, + 679 + ], + "score": 1.0, + "content": "Frossard (2017) fresolution and sigfor HEALPix and", + "type": "text" + }, + { + "bbox": [ + 214, + 642, + 449, + 679 + ], + "score": 1.0, + "content": "uiangular sampling. The error is estimated as a function ofency. The resolution is controlled by the number of pixels for the equiangular sampling. The frequency is controlled", + "type": "text" + }, + { + "bbox": [ + 450, + 654, + 504, + 667 + ], + "score": 0.92, + "content": "n = 1 2 \\bar { N } _ { s i d e } ^ { 2 }", + "type": "inline_equation" + } + ], + "index": 42 + }, + { + "bbox": [ + 180, + 665, + 214, + 676 + ], + "spans": [ + { + "bbox": [ + 180, + 665, + 214, + 676 + ], + "score": 0.91, + "content": "n = 4 \\hat { b } ^ { 2 }", + "type": "inline_equation" + } + ], + "index": 43, + "is_list_end_line": true + }, + { + "bbox": [ + 105, + 676, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 119, + 690 + ], + "score": 1.0, + "content": "set", + "type": "text" + }, + { + "bbox": [ + 120, + 677, + 129, + 687 + ], + "score": 0.82, + "content": "C", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 676, + 179, + 690 + ], + "score": 1.0, + "content": "to functions", + "type": "text" + }, + { + "bbox": [ + 179, + 677, + 186, + 689 + ], + "score": 0.86, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 187, + 676, + 374, + 690 + ], + "score": 1.0, + "content": "made of spherical harmonics of a single degree", + "type": "text" + }, + { + "bbox": [ + 375, + 677, + 380, + 687 + ], + "score": 0.54, + "content": "\\ell", + "type": "inline_equation" + }, + { + "bbox": [ + 381, + 676, + 505, + 690 + ], + "score": 1.0, + "content": ". 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Using", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 709, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 723 + ], + "score": 1.0, + "content": "these parameters, the measured error is mostly due to imperfections in the empirical approximation", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 720, + 338, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 338, + 734 + ], + "score": 1.0, + "content": "of the Laplace-Beltrami operator and not to the sampling.", + "type": "text" + } + ], + "index": 48, + "is_list_end_line": true + } + ], + "index": 44, + "bbox_fs": [ + 102, + 622, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 120, + 80, + 490, + 176 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 120, + 80, + 490, + 176 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 120, + 80, + 490, + 176 + ], + "spans": [ + { + "bbox": [ + 120, + 80, + 490, + 176 + ], + "score": 0.983, + "html": "
performancesizespeed
F1mAPparamsinferencetraining
Cohen et al. (2018) (b = 128)167.61400k38.0ms50h
Cohen et al. (2018) (simplified,9b = 64)78.966.5400k12.0 ms32h
Esteves et al. (2018) (b = 64)79.468.5500k9.8ms3h
DeepSphere (equiangular, b = 64)79.466.5190k0.9 ms50m
DeepSphere (HEALPix, Nside = 32)80.768.6190k0.9 ms50m
", + "type": "table", + "image_path": "aaa41dacedf2e930f1b1a0d474467cb8e23ff235909b11bb06a66ad6c76f12b1.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 120, + 80, + 490, + 112.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 120, + 112.0, + 490, + 144.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 120, + 144.0, + 490, + 176.0 + ], + "spans": [], + "index": 2 + } + ] + } + ], + "index": 1 + }, + { + "type": "text", + "bbox": [ + 107, + 183, + 502, + 206 + ], + "lines": [ + { + "bbox": [ + 106, + 183, + 504, + 196 + ], + "spans": [ + { + "bbox": [ + 106, + 183, + 504, + 196 + ], + "score": 1.0, + "content": "Table 1: Results on SHREC’17 (3D shapes). 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As the network is trained for shape classification rather than re-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 609, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 505, + 623 + ], + "score": 1.0, + "content": "trieval, we report the classification F1 alongside the mAP used in the retrieval contest.10 DeepSphere", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 621, + 505, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 621, + 505, + 633 + ], + "score": 1.0, + "content": "achieves the same performance as Cohen et al. (2018) and Esteves et al. (2018) at a much lower cost,", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 633, + 505, + 644 + ], + "spans": [ + { + "bbox": [ + 105, + 633, + 505, + 644 + ], + "score": 1.0, + "content": "suggesting that anisotropic filters are an unnecessary price to pay. As the information in those spher-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 643, + 505, + 655 + ], + "spans": [ + { + "bbox": [ + 105, + 643, + 505, + 655 + ], + "score": 1.0, + "content": "ical maps resides in the low frequencies (figure 5), reducing the equivariance error didn’t translate", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 654, + 506, + 667 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 506, + 667 + ], + "score": 1.0, + "content": "into improved performance. 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performancesizespeed
F1mAPparamsinferencetraining
Cohen et al. (2018) (b = 128)167.61400k38.0ms50h
Cohen et al. (2018) (simplified,9b = 64)78.966.5400k12.0 ms32h
Esteves et al. (2018) (b = 64)79.468.5500k9.8ms3h
DeepSphere (equiangular, b = 64)79.466.5190k0.9 ms50m
DeepSphere (HEALPix, Nside = 32)80.768.6190k0.9 ms50m
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accuracytime
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(2019), the NN is an encoder-decoder with skip connections. Details in", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 297, + 651 + ], + "score": 1.0, + "content": "section C.3. The polynomials are all of order", + "type": "text" + }, + { + "bbox": [ + 297, + 639, + 327, + 649 + ], + "score": 0.9, + "content": "P = 3", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 637, + 505, + 651 + ], + "score": 1.0, + "content": ". The cross-entropy loss (weighted or non-", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 649, + 506, + 662 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 385, + 662 + ], + "score": 1.0, + "content": "weighted) is optimized with Adam for 30 epochs. The learning rate is", + "type": "text" + }, + { + "bbox": [ + 386, + 650, + 421, + 660 + ], + "score": 0.86, + "content": "1 \\cdot 1 0 { - 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 422, + 649, + 506, + 662 + ], + "score": 1.0, + "content": "and the batch size is", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 659, + 123, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 123, + 673 + ], + "score": 1.0, + "content": "64.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 42, + "bbox_fs": [ + 105, + 617, + 506, + 673 + ] + }, + { + "type": "text", + "bbox": [ + 109, + 677, + 505, + 711 + ], + "lines": [ + { + "bbox": [ + 107, + 677, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 107, + 677, + 505, + 689 + ], + "score": 1.0, + "content": "Results are shown in table 3 (details in tables 6, 7 and 8). The mean and standard deviation are", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 107, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 107, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "computed over 5 runs. Note that while Jiang et al. (2019) and Cohen et al. (2019) use a weighted", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 107, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 107, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "cross-entropy loss, that is a suboptimal proxy for the mAP metric. DeepSphere achieves state-of-", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 46, + "bbox_fs": [ + 107, + 677, + 505, + 711 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 173, + 81, + 438, + 159 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 173, + 81, + 438, + 159 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 173, + 81, + 438, + 159 + ], + "spans": [ + { + "bbox": [ + 173, + 81, + 438, + 159 + ], + "score": 0.978, + "html": "
accuracymAP
Jiang et al. (2019) (rerun)94.9538.41
Cohen et al. (2019) (S2R)97.568.6
Cohen et al. (2019) (R2R)97.775.9
DeepSphere (weighted loss)97.8 ± 0.377.15 ± 1.94
DeepSphere (non-weighted loss)87.8 ± 0.589.16 ± 1.37
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order Ptemp. (from past temp.)day (from temperature)day (from precipitations)
MSEMAER2MSEMAER2MSEMAER2
010.882.420.8960.100.100.8820.580.42-0.980
48.202.110.9190.050.050.9690.500.180.597
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Structure always improves performance.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 108, + 306, + 503, + 328 + ], + "lines": [ + { + "bbox": [ + 106, + 305, + 505, + 319 + ], + "spans": [ + { + "bbox": [ + 106, + 305, + 505, + 319 + ], + "score": 1.0, + "content": "the-art performance, suggesting again that anisotropic filters are unnecessary. Note that results from", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 317, + 491, + 329 + ], + "spans": [ + { + "bbox": [ + 106, + 317, + 491, + 329 + ], + "score": 1.0, + "content": "Mudigonda et al. (2017) cannot be directly compared as they don’t use the same input channels.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9.5 + }, + { + "type": "text", + "bbox": [ + 107, + 333, + 505, + 378 + ], + "lines": [ + { + "bbox": [ + 105, + 333, + 505, + 346 + ], + "spans": [ + { + "bbox": [ + 105, + 333, + 505, + 346 + ], + "score": 1.0, + "content": "Compared to Cohen et al. (2019)’s conclusion, it is surprising that S2R does worse than DeepSphere", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 344, + 505, + 357 + ], + "spans": [ + { + "bbox": [ + 105, + 344, + 505, + 357 + ], + "score": 1.0, + "content": "(which is limited to S2S). Potential explanations are (i) that their icosahedral projection introduces", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 355, + 505, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 355, + 505, + 369 + ], + "score": 1.0, + "content": "harmful distortions, or (ii) that a larger architecture can compensate for the lack of generality. We", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 367, + 470, + 379 + ], + "spans": [ + { + "bbox": [ + 106, + 367, + 470, + 379 + ], + "score": 1.0, + "content": "indeed observed that more feature maps and depth led to higher performance (section C.3).", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12.5 + }, + { + "type": "title", + "bbox": [ + 108, + 393, + 216, + 403 + ], + "lines": [ + { + "bbox": [ + 106, + 392, + 217, + 405 + ], + "spans": [ + { + "bbox": [ + 106, + 392, + 217, + 405 + ], + "score": 1.0, + "content": "4.4 UNEVEN SAMPLING", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 107, + 413, + 505, + 491 + ], + "lines": [ + { + "bbox": [ + 106, + 413, + 505, + 426 + ], + "spans": [ + { + "bbox": [ + 106, + 413, + 505, + 426 + ], + "score": 1.0, + "content": "To demonstrate the flexibility of modeling the sampled sphere by a graph, we collected historical", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 423, + 506, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 187, + 437 + ], + "score": 1.0, + "content": "measurements from", + "type": "text" + }, + { + "bbox": [ + 187, + 425, + 238, + 436 + ], + "score": 0.8, + "content": "n \\approx 1 0 , 0 0 0", + "type": "inline_equation" + }, + { + "bbox": [ + 238, + 423, + 506, + 437 + ], + "score": 1.0, + "content": "weather stations scattered across the Earth.12 The spherical data is", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "score": 1.0, + "content": "heavily non-uniformly sampled, with a much higher density of weather stations over North America", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 448, + 504, + 459 + ], + "spans": [ + { + "bbox": [ + 106, + 448, + 504, + 459 + ], + "score": 1.0, + "content": "than the Pacific (figure 1d). For illustration, we devised two artificial tasks. A dense regression:", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 458, + 505, + 470 + ], + "spans": [ + { + "bbox": [ + 105, + 458, + 505, + 470 + ], + "score": 1.0, + "content": "predict the temperature on a given day knowing the temperature on the previous 5 days. A global", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 469, + 506, + 482 + ], + "spans": [ + { + "bbox": [ + 105, + 469, + 506, + 482 + ], + "score": 1.0, + "content": "regression: predict the day (represented as one period of a sine over the year) from temperature or", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 480, + 465, + 493 + ], + "spans": [ + { + "bbox": [ + 105, + 480, + 465, + 493 + ], + "score": 1.0, + "content": "precipitations. Predicting from temperature is much easier as it has a clear yearly pattern.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 496, + 505, + 574 + ], + "lines": [ + { + "bbox": [ + 105, + 496, + 505, + 510 + ], + "spans": [ + { + "bbox": [ + 105, + 496, + 215, + 510 + ], + "score": 1.0, + "content": "The graph is built with (5),", + "type": "text" + }, + { + "bbox": [ + 215, + 497, + 240, + 507 + ], + "score": 0.89, + "content": "k = 5", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 496, + 361, + 510 + ], + "score": 1.0, + "content": "neighbors, and a kernel width", + "type": "text" + }, + { + "bbox": [ + 361, + 497, + 366, + 506 + ], + "score": 0.73, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 367, + 496, + 505, + 510 + ], + "score": 1.0, + "content": "set to the average of the distances.", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 508, + 505, + 520 + ], + "spans": [ + { + "bbox": [ + 106, + 508, + 505, + 520 + ], + "score": 1.0, + "content": "The equivariance property of the resulting graph has not been tested, and we don’t expect it to be", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 518, + 505, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 518, + 505, + 532 + ], + "score": 1.0, + "content": "good due to the heavily non-uniform sampling. The NN is made of 3 graph convolutional layers.", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 529, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 106, + 529, + 240, + 542 + ], + "score": 1.0, + "content": "The polynomials are all of order", + "type": "text" + }, + { + "bbox": [ + 240, + 529, + 269, + 540 + ], + "score": 0.9, + "content": "P = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 529, + 505, + 542 + ], + "score": 1.0, + "content": "or 4 and the number of channels per layer is 50, 100, 100,", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 540, + 506, + 554 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 506, + 554 + ], + "score": 1.0, + "content": "respectively. For the global regression, a GAP and a fully connected layer follow. For the dense", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 104, + 550, + 506, + 565 + ], + "spans": [ + { + "bbox": [ + 104, + 550, + 506, + 565 + ], + "score": 1.0, + "content": "regression, a graph convolutional layer follows instead. The MSE loss is optimized with RMSprop", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 562, + 384, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 563, + 251, + 574 + ], + "score": 1.0, + "content": "for 250 epochs. The learning rate is", + "type": "text" + }, + { + "bbox": [ + 251, + 562, + 285, + 573 + ], + "score": 0.91, + "content": "\\mathrm { i } \\cdot 1 0 ^ { - 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 285, + 563, + 384, + 574 + ], + "score": 1.0, + "content": "and the batch size is 64.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 108, + 579, + 504, + 613 + ], + "lines": [ + { + "bbox": [ + 106, + 579, + 506, + 592 + ], + "spans": [ + { + "bbox": [ + 106, + 579, + 362, + 592 + ], + "score": 1.0, + "content": "Results are shown in table 4. While using a polynomial order", + "type": "text" + }, + { + "bbox": [ + 362, + 579, + 393, + 590 + ], + "score": 0.9, + "content": "P = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 579, + 506, + 592 + ], + "score": 1.0, + "content": "is like modeling each time", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 590, + 506, + 603 + ], + "spans": [ + { + "bbox": [ + 105, + 590, + 274, + 603 + ], + "score": 1.0, + "content": "series independently with an MLP, orders", + "type": "text" + }, + { + "bbox": [ + 274, + 591, + 302, + 600 + ], + "score": 0.91, + "content": "P > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 590, + 506, + 603 + ], + "score": 1.0, + "content": "integrate neighborhood information. Results show", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 601, + 477, + 615 + ], + "spans": [ + { + "bbox": [ + 106, + 601, + 477, + 615 + ], + "score": 1.0, + "content": "that using the structure induced by the spherical geometry always yields better performance.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 31 + }, + { + "type": "title", + "bbox": [ + 108, + 629, + 195, + 642 + ], + "lines": [ + { + "bbox": [ + 104, + 628, + 197, + 645 + ], + "spans": [ + { + "bbox": [ + 104, + 628, + 197, + 645 + ], + "score": 1.0, + "content": "5 CONCLUSION", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 33 + }, + { + "type": "text", + "bbox": [ + 107, + 655, + 505, + 711 + ], + "lines": [ + { + "bbox": [ + 105, + 654, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 505, + 668 + ], + "score": 1.0, + "content": "This work showed that DeepSphere strikes an interesting, and we think currently optimal, balance", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 666, + 506, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 457, + 679 + ], + "score": 1.0, + "content": "between desiderata for a spherical CNN. A single parameter, the number of neighbors", + "type": "text" + }, + { + "bbox": [ + 457, + 667, + 464, + 676 + ], + "score": 0.81, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 666, + 506, + 679 + ], + "score": 1.0, + "content": "a pixel is", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 677, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 506, + 690 + ], + "score": 1.0, + "content": "connected to in the graph, controls the tradeoff between cost and equivariance (which is linked to", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 688, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 506, + 701 + ], + "score": 1.0, + "content": "performance). 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accuracymAP
Jiang et al. (2019) (rerun)94.9538.41
Cohen et al. (2019) (S2R)97.568.6
Cohen et al. (2019) (R2R)97.775.9
DeepSphere (weighted loss)97.8 ± 0.377.15 ± 1.94
DeepSphere (non-weighted loss)87.8 ± 0.589.16 ± 1.37
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order Ptemp. (from past temp.)day (from temperature)day (from precipitations)
MSEMAER2MSEMAER2MSEMAER2
010.882.420.8960.100.100.8820.580.42-0.980
48.202.110.9190.050.050.9690.500.180.597
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Structure always improves performance.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8, + "bbox_fs": [ + 108, + 270, + 502, + 285 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 306, + 503, + 328 + ], + "lines": [ + { + "bbox": [ + 106, + 305, + 505, + 319 + ], + "spans": [ + { + "bbox": [ + 106, + 305, + 505, + 319 + ], + "score": 1.0, + "content": "the-art performance, suggesting again that anisotropic filters are unnecessary. Note that results from", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 317, + 491, + 329 + ], + "spans": [ + { + "bbox": [ + 106, + 317, + 491, + 329 + ], + "score": 1.0, + "content": "Mudigonda et al. (2017) cannot be directly compared as they don’t use the same input channels.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9.5, + "bbox_fs": [ + 106, + 305, + 505, + 329 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 333, + 505, + 378 + ], + "lines": [ + { + "bbox": [ + 105, + 333, + 505, + 346 + ], + "spans": [ + { + "bbox": [ + 105, + 333, + 505, + 346 + ], + "score": 1.0, + "content": "Compared to Cohen et al. (2019)’s conclusion, it is surprising that S2R does worse than DeepSphere", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 344, + 505, + 357 + ], + "spans": [ + { + "bbox": [ + 105, + 344, + 505, + 357 + ], + "score": 1.0, + "content": "(which is limited to S2S). Potential explanations are (i) that their icosahedral projection introduces", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 355, + 505, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 355, + 505, + 369 + ], + "score": 1.0, + "content": "harmful distortions, or (ii) that a larger architecture can compensate for the lack of generality. We", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 367, + 470, + 379 + ], + "spans": [ + { + "bbox": [ + 106, + 367, + 470, + 379 + ], + "score": 1.0, + "content": "indeed observed that more feature maps and depth led to higher performance (section C.3).", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12.5, + "bbox_fs": [ + 105, + 333, + 505, + 379 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 393, + 216, + 403 + ], + "lines": [ + { + "bbox": [ + 106, + 392, + 217, + 405 + ], + "spans": [ + { + "bbox": [ + 106, + 392, + 217, + 405 + ], + "score": 1.0, + "content": "4.4 UNEVEN SAMPLING", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 107, + 413, + 505, + 491 + ], + "lines": [ + { + "bbox": [ + 106, + 413, + 505, + 426 + ], + "spans": [ + { + "bbox": [ + 106, + 413, + 505, + 426 + ], + "score": 1.0, + "content": "To demonstrate the flexibility of modeling the sampled sphere by a graph, we collected historical", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 423, + 506, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 187, + 437 + ], + "score": 1.0, + "content": "measurements from", + "type": "text" + }, + { + "bbox": [ + 187, + 425, + 238, + 436 + ], + "score": 0.8, + "content": "n \\approx 1 0 , 0 0 0", + "type": "inline_equation" + }, + { + "bbox": [ + 238, + 423, + 506, + 437 + ], + "score": 1.0, + "content": "weather stations scattered across the Earth.12 The spherical data is", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "score": 1.0, + "content": "heavily non-uniformly sampled, with a much higher density of weather stations over North America", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 448, + 504, + 459 + ], + "spans": [ + { + "bbox": [ + 106, + 448, + 504, + 459 + ], + "score": 1.0, + "content": "than the Pacific (figure 1d). For illustration, we devised two artificial tasks. A dense regression:", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 458, + 505, + 470 + ], + "spans": [ + { + "bbox": [ + 105, + 458, + 505, + 470 + ], + "score": 1.0, + "content": "predict the temperature on a given day knowing the temperature on the previous 5 days. A global", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 469, + 506, + 482 + ], + "spans": [ + { + "bbox": [ + 105, + 469, + 506, + 482 + ], + "score": 1.0, + "content": "regression: predict the day (represented as one period of a sine over the year) from temperature or", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 480, + 465, + 493 + ], + "spans": [ + { + "bbox": [ + 105, + 480, + 465, + 493 + ], + "score": 1.0, + "content": "precipitations. Predicting from temperature is much easier as it has a clear yearly pattern.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 19, + "bbox_fs": [ + 105, + 413, + 506, + 493 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 496, + 505, + 574 + ], + "lines": [ + { + "bbox": [ + 105, + 496, + 505, + 510 + ], + "spans": [ + { + "bbox": [ + 105, + 496, + 215, + 510 + ], + "score": 1.0, + "content": "The graph is built with (5),", + "type": "text" + }, + { + "bbox": [ + 215, + 497, + 240, + 507 + ], + "score": 0.89, + "content": "k = 5", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 496, + 361, + 510 + ], + "score": 1.0, + "content": "neighbors, and a kernel width", + "type": "text" + }, + { + "bbox": [ + 361, + 497, + 366, + 506 + ], + "score": 0.73, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 367, + 496, + 505, + 510 + ], + "score": 1.0, + "content": "set to the average of the distances.", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 508, + 505, + 520 + ], + "spans": [ + { + "bbox": [ + 106, + 508, + 505, + 520 + ], + "score": 1.0, + "content": "The equivariance property of the resulting graph has not been tested, and we don’t expect it to be", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 518, + 505, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 518, + 505, + 532 + ], + "score": 1.0, + "content": "good due to the heavily non-uniform sampling. The NN is made of 3 graph convolutional layers.", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 529, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 106, + 529, + 240, + 542 + ], + "score": 1.0, + "content": "The polynomials are all of order", + "type": "text" + }, + { + "bbox": [ + 240, + 529, + 269, + 540 + ], + "score": 0.9, + "content": "P = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 529, + 505, + 542 + ], + "score": 1.0, + "content": "or 4 and the number of channels per layer is 50, 100, 100,", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 540, + 506, + 554 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 506, + 554 + ], + "score": 1.0, + "content": "respectively. For the global regression, a GAP and a fully connected layer follow. For the dense", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 104, + 550, + 506, + 565 + ], + "spans": [ + { + "bbox": [ + 104, + 550, + 506, + 565 + ], + "score": 1.0, + "content": "regression, a graph convolutional layer follows instead. The MSE loss is optimized with RMSprop", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 562, + 384, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 563, + 251, + 574 + ], + "score": 1.0, + "content": "for 250 epochs. The learning rate is", + "type": "text" + }, + { + "bbox": [ + 251, + 562, + 285, + 573 + ], + "score": 0.91, + "content": "\\mathrm { i } \\cdot 1 0 ^ { - 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 285, + 563, + 384, + 574 + ], + "score": 1.0, + "content": "and the batch size is 64.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 26, + "bbox_fs": [ + 104, + 496, + 506, + 574 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 579, + 504, + 613 + ], + "lines": [ + { + "bbox": [ + 106, + 579, + 506, + 592 + ], + "spans": [ + { + "bbox": [ + 106, + 579, + 362, + 592 + ], + "score": 1.0, + "content": "Results are shown in table 4. While using a polynomial order", + "type": "text" + }, + { + "bbox": [ + 362, + 579, + 393, + 590 + ], + "score": 0.9, + "content": "P = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 579, + 506, + 592 + ], + "score": 1.0, + "content": "is like modeling each time", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 590, + 506, + 603 + ], + "spans": [ + { + "bbox": [ + 105, + 590, + 274, + 603 + ], + "score": 1.0, + "content": "series independently with an MLP, orders", + "type": "text" + }, + { + "bbox": [ + 274, + 591, + 302, + 600 + ], + "score": 0.91, + "content": "P > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 590, + 506, + 603 + ], + "score": 1.0, + "content": "integrate neighborhood information. Results show", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 601, + 477, + 615 + ], + "spans": [ + { + "bbox": [ + 106, + 601, + 477, + 615 + ], + "score": 1.0, + "content": "that using the structure induced by the spherical geometry always yields better performance.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 31, + "bbox_fs": [ + 105, + 579, + 506, + 615 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 629, + 195, + 642 + ], + "lines": [ + { + "bbox": [ + 104, + 628, + 197, + 645 + ], + "spans": [ + { + "bbox": [ + 104, + 628, + 197, + 645 + ], + "score": 1.0, + "content": "5 CONCLUSION", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 33 + }, + { + "type": "text", + "bbox": [ + 107, + 655, + 505, + 711 + ], + "lines": [ + { + "bbox": [ + 105, + 654, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 505, + 668 + ], + "score": 1.0, + "content": "This work showed that DeepSphere strikes an interesting, and we think currently optimal, balance", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 666, + 506, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 457, + 679 + ], + "score": 1.0, + "content": "between desiderata for a spherical CNN. A single parameter, the number of neighbors", + "type": "text" + }, + { + "bbox": [ + 457, + 667, + 464, + 676 + ], + "score": 0.81, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 666, + 506, + 679 + ], + "score": 1.0, + "content": "a pixel is", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 677, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 506, + 690 + ], + "score": 1.0, + "content": "connected to in the graph, controls the tradeoff between cost and equivariance (which is linked to", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 688, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 506, + 701 + ], + "score": 1.0, + "content": "performance). As computational cost and memory consumption scales linearly with the number", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 700, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 700, + 505, + 712 + ], + "score": 1.0, + "content": "of pixels, DeepSphere scales to spherical maps made of millions of pixels, a required resolution", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 82, + 505, + 94 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 94 + ], + "score": 1.0, + "content": "to faithfully represent cosmological and climate data. Also relevant in scientific applications is", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 505, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 505, + 105 + ], + "score": 1.0, + "content": "the flexibility offered by a graph representation (for partial coverage, missing data, and non-uniform", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 505, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 505, + 118 + ], + "score": 1.0, + "content": "samplings). Finally, the implementation of the graph convolution is straightforward, and the ubiquity", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 115, + 506, + 128 + ], + "spans": [ + { + "bbox": [ + 106, + 115, + 506, + 128 + ], + "score": 1.0, + "content": "of graph neural networks — pushing for their first-class support in DL frameworks — will make", + "type": "text", + "cross_page": true + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 127, + 298, + 139 + ], + "spans": [ + { + "bbox": [ + 106, + 127, + 298, + 139 + ], + "score": 1.0, + "content": "implementations even easier and more efficient.", + "type": "text", + "cross_page": true + } + ], + "index": 4 + } + ], + "index": 36, + "bbox_fs": [ + 105, + 654, + 506, + 712 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 504, + 137 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 94 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 94 + ], + "score": 1.0, + "content": "to faithfully represent cosmological and climate data. Also relevant in scientific applications is", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 505, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 505, + 105 + ], + "score": 1.0, + "content": "the flexibility offered by a graph representation (for partial coverage, missing data, and non-uniform", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 505, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 505, + 118 + ], + "score": 1.0, + "content": "samplings). Finally, the implementation of the graph convolution is straightforward, and the ubiquity", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 115, + 506, + 128 + ], + "spans": [ + { + "bbox": [ + 106, + 115, + 506, + 128 + ], + "score": 1.0, + "content": "of graph neural networks — pushing for their first-class support in DL frameworks — will make", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 127, + 298, + 139 + ], + "spans": [ + { + "bbox": [ + 106, + 127, + 298, + 139 + ], + "score": 1.0, + "content": "implementations even easier and more efficient.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 2 + }, + { + "type": "text", + "bbox": [ + 107, + 143, + 505, + 231 + ], + "lines": [ + { + "bbox": [ + 105, + 142, + 505, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 142, + 505, + 156 + ], + "score": 1.0, + "content": "A potential drawback of graph Laplacian-based approaches is the isotropy of graph filters, reducing", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "score": 1.0, + "content": "in principle the expressive power of the NN. Experiments from Cohen et al. (2019) and Boscaini", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 166, + 505, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 166, + 505, + 178 + ], + "score": 1.0, + "content": "et al. (2016) indeed suggest that more general convolutions achieve better performance. Our ex-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 176, + 506, + 189 + ], + "spans": [ + { + "bbox": [ + 105, + 176, + 506, + 189 + ], + "score": 1.0, + "content": "periments on 3D shapes (section 4.1) and climate (section 4.3) however show that DeepSphere’s", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 187, + 505, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 505, + 199 + ], + "score": 1.0, + "content": "isotropic filters do not hinder performance. Possible explanations for this discrepancy are that NNs", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 198, + 505, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 505, + 210 + ], + "score": 1.0, + "content": "somehow compensate for the lack of anisotropic filters, or that some tasks can be solved with", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 209, + 506, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 506, + 221 + ], + "score": 1.0, + "content": "isotropic filters. The distortions induced by the icosahedral projection in (Cohen et al., 2019) or", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 219, + 475, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 219, + 475, + 232 + ], + "score": 1.0, + "content": "the leakage of curvature information in (Boscaini et al., 2016) might also alter performance.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 8.5 + }, + { + "type": "text", + "bbox": [ + 107, + 237, + 504, + 292 + ], + "lines": [ + { + "bbox": [ + 105, + 236, + 505, + 250 + ], + "spans": [ + { + "bbox": [ + 105, + 236, + 505, + 250 + ], + "score": 1.0, + "content": "Developing graph convolutions on irregular samplings that respect the geometry of the sphere is an-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 247, + 505, + 260 + ], + "spans": [ + { + "bbox": [ + 106, + 247, + 505, + 260 + ], + "score": 1.0, + "content": "other research direction of importance. Practitioners currently interpolate their measurements (com-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 259, + 506, + 271 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 506, + 271 + ], + "score": 1.0, + "content": "ing from arbitrarily positioned weather stations, satellites or telescopes) to regular samplings. This", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 269, + 506, + 283 + ], + "spans": [ + { + "bbox": [ + 105, + 269, + 506, + 283 + ], + "score": 1.0, + "content": "practice either results in a waste of resolution or computational and storage resources. Our ultimate", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 280, + 487, + 293 + ], + "spans": [ + { + "bbox": [ + 105, + 280, + 487, + 293 + ], + "score": 1.0, + "content": "goal is for practitioners to be able to work directly on their measurements, however distributed.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 15 + }, + { + "type": "title", + "bbox": [ + 108, + 305, + 200, + 315 + ], + "lines": [ + { + "bbox": [ + 107, + 306, + 200, + 316 + ], + "spans": [ + { + "bbox": [ + 107, + 306, + 200, + 316 + ], + "score": 1.0, + "content": "ACKNOWLEDGMENTS", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 107, + 324, + 505, + 379 + ], + "lines": [ + { + "bbox": [ + 106, + 323, + 505, + 336 + ], + "spans": [ + { + "bbox": [ + 106, + 323, + 505, + 336 + ], + "score": 1.0, + "content": "We thank Pierre Vandergheynst for advices, and Taco Cohen for his inputs on the intriguing results", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 334, + 505, + 347 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 505, + 347 + ], + "score": 1.0, + "content": "of our comparison with Cohen et al. 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For this reason, their results are all to be interpreted", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 473, + 505, + 486 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 505, + 486 + ], + "score": 1.0, + "content": "in a probabilistic sense. 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Let", + "type": "text" + }, + { + "bbox": [ + 370, + 510, + 383, + 520 + ], + "score": 0.75, + "content": "\\mathcal { M }", + "type": "inline_equation" + }, + { + "bbox": [ + 383, + 509, + 407, + 523 + ], + "score": 1.0, + "content": "be a", + "type": "text" + }, + { + "bbox": [ + 407, + 510, + 414, + 519 + ], + "score": 0.77, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 509, + 506, + 523 + ], + "score": 1.0, + "content": "-dimensional compact", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 518, + 499, + 533 + ], + "spans": [ + { + "bbox": [ + 105, + 518, + 320, + 533 + ], + "score": 1.0, + "content": "smooth manifold embedded in some Euclidean space", + "type": "text" + }, + { + "bbox": [ + 320, + 520, + 335, + 531 + ], + "score": 0.89, + "content": "\\mathbb { R } ^ { N }", + "type": "inline_equation" + }, + { + "bbox": [ + 335, + 518, + 369, + 533 + ], + "score": 1.0, + "content": ", and fix", + "type": "text" + }, + { + "bbox": [ + 369, + 520, + 399, + 532 + ], + "score": 0.88, + "content": "y \\in \\mathcal { M }", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 518, + 419, + 533 + ], + "score": 1.0, + "content": ". 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Thus, our strategy to prove Theorem 3.1 is to (i) show that", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 32.5 + }, + { + "type": "interline_equation", + "bbox": [ + 260, + 605, + 353, + 624 + ], + "lines": [ + { + "bbox": [ + 260, + 605, + 353, + 624 + ], + "spans": [ + { + "bbox": [ + 260, + 605, + 353, + 624 + ], + "score": 0.94, + "content": "\\operatorname* { l i m } _ { n \\to \\infty } L _ { n } ^ { t } f ( y ) = L ^ { t } ( y )", + "type": "interline_equation", + "image_path": "c7d1ac77c4a8ea7427c98fb49a2ad7dff59379dd2dceb94ad4337254a217e114.jpg" + } + ] + } + ], + "index": 34, + "virtual_lines": [ + { + "bbox": [ + 260, + 605, + 353, + 624 + ], + "spans": [], + "index": 34 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 627, + 414, + 639 + ], + "lines": [ + { + "bbox": [ + 106, + 626, + 415, + 640 + ], + "spans": [ + { + "bbox": [ + 106, + 626, + 415, + 640 + ], + "score": 1.0, + "content": "for a particular class of deterministic samplings, and (ii) apply Proposition 1.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 35 + }, + { + "type": "text", + "bbox": [ + 104, + 643, + 504, + 666 + ], + "lines": [ + { + "bbox": [ + 106, + 642, + 504, + 658 + ], + "spans": [ + { + "bbox": [ + 106, + 642, + 356, + 658 + ], + "score": 1.0, + "content": "We start by proving that for smooth functions, for any fixed", + "type": "text" + }, + { + "bbox": [ + 357, + 645, + 362, + 654 + ], + "score": 0.71, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 642, + 490, + 658 + ], + "score": 1.0, + "content": ", the extended graph Laplacian", + "type": "text" + }, + { + "bbox": [ + 491, + 644, + 504, + 655 + ], + "score": 0.89, + "content": "L _ { n } ^ { t }", + "type": "inline_equation" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 654, + 435, + 667 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 288, + 667 + ], + "score": 1.0, + "content": "converges towards its continuous counterpart", + "type": "text" + }, + { + "bbox": [ + 289, + 654, + 299, + 664 + ], + "score": 0.88, + "content": "L ^ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 654, + 435, + 667 + ], + "score": 1.0, + "content": "as the sampling increases in size.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 36.5 + }, + { + "type": "text", + "bbox": [ + 106, + 668, + 505, + 703 + ], + "lines": [ + { + "bbox": [ + 104, + 667, + 506, + 683 + ], + "spans": [ + { + "bbox": [ + 104, + 667, + 287, + 683 + ], + "score": 1.0, + "content": "Proposition 2. 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The proof of theorem 3.1 is inspired from the work of Belkin & Niyogi (2008). As", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 104, + 145, + 506, + 162 + ], + "spans": [ + { + "bbox": [ + 104, + 145, + 379, + 162 + ], + "score": 1.0, + "content": "a result, we start by restating some of their results. 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For this reason, their results are all to be interpreted", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 473, + 505, + 486 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 505, + 486 + ], + "score": 1.0, + "content": "in a probabilistic sense. 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Let", + "type": "text" + }, + { + "bbox": [ + 370, + 510, + 383, + 520 + ], + "score": 0.75, + "content": "\\mathcal { M }", + "type": "inline_equation" + }, + { + "bbox": [ + 383, + 509, + 407, + 523 + ], + "score": 1.0, + "content": "be a", + "type": "text" + }, + { + "bbox": [ + 407, + 510, + 414, + 519 + ], + "score": 0.77, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 509, + 506, + 523 + ], + "score": 1.0, + "content": "-dimensional compact", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 518, + 499, + 533 + ], + "spans": [ + { + "bbox": [ + 105, + 518, + 320, + 533 + ], + "score": 1.0, + "content": "smooth manifold embedded in some Euclidean space", + "type": "text" + }, + { + "bbox": [ + 320, + 520, + 335, + 531 + ], + "score": 0.89, + "content": "\\mathbb { R } ^ { N }", + "type": "inline_equation" + }, + { + "bbox": [ + 335, + 518, + 369, + 533 + ], + "score": 1.0, + "content": ", and fix", + "type": "text" + }, + { + "bbox": [ + 369, + 520, + 399, + 532 + ], + "score": 0.88, + "content": "y \\in \\mathcal { M }", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 518, + 419, + 533 + ], + "score": 1.0, + "content": ". 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Thus, our strategy to prove Theorem 3.1 is to (i) show that", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 32.5, + "bbox_fs": [ + 105, + 579, + 506, + 604 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 260, + 605, + 353, + 624 + ], + "lines": [ + { + "bbox": [ + 260, + 605, + 353, + 624 + ], + "spans": [ + { + "bbox": [ + 260, + 605, + 353, + 624 + ], + "score": 0.94, + "content": "\\operatorname* { l i m } _ { n \\to \\infty } L _ { n } ^ { t } f ( y ) = L ^ { t } ( y )", + "type": "interline_equation", + "image_path": "c7d1ac77c4a8ea7427c98fb49a2ad7dff59379dd2dceb94ad4337254a217e114.jpg" + } + ] + } + ], + "index": 34, + "virtual_lines": [ + { + "bbox": [ + 260, + 605, + 353, + 624 + ], + "spans": [], + "index": 34 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 627, + 414, + 639 + ], + "lines": [ + { + "bbox": [ + 106, + 626, + 415, + 640 + ], + "spans": [ + { + "bbox": [ + 106, + 626, + 415, + 640 + ], + "score": 1.0, + "content": "for a particular class of deterministic samplings, and (ii) apply Proposition 1.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 35, + "bbox_fs": [ + 106, + 626, + 415, + 640 + ] + }, + { + "type": "text", + "bbox": [ + 104, + 643, + 504, + 666 + ], + "lines": [ + { + "bbox": [ + 106, + 642, + 504, + 658 + ], + "spans": [ + { + "bbox": [ + 106, + 642, + 356, + 658 + ], + "score": 1.0, + "content": "We start by proving that for smooth functions, for any fixed", + "type": "text" + }, + { + "bbox": [ + 357, + 645, + 362, + 654 + ], + "score": 0.71, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 642, + 490, + 658 + ], + "score": 1.0, + "content": ", the extended graph Laplacian", + "type": "text" + }, + { + "bbox": [ + 491, + 644, + 504, + 655 + ], + "score": 0.89, + "content": "L _ { n } ^ { t }", + "type": "inline_equation" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 654, + 435, + 667 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 288, + 667 + ], + "score": 1.0, + "content": "converges towards its continuous counterpart", + "type": "text" + }, + { + "bbox": [ + 289, + 654, + 299, + 664 + ], + "score": 0.88, + "content": "L ^ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 654, + 435, + 667 + ], + "score": 1.0, + "content": "as the sampling increases in size.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 36.5, + "bbox_fs": [ + 105, + 642, + 504, + 667 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 668, + 505, + 703 + ], + "lines": [ + { + "bbox": [ + 104, + 667, + 506, + 683 + ], + "spans": [ + { + "bbox": [ + 104, + 667, + 287, + 683 + ], + "score": 1.0, + "content": "Proposition 2. For an equal area sampling", + "type": "text" + }, + { + "bbox": [ + 288, + 668, + 411, + 681 + ], + "score": 0.92, + "content": "\\{ x _ { i } \\in \\mathbb { S } ^ { 2 } \\} _ { i = 1 } ^ { n } : A _ { i } = A _ { j } \\forall i , j", + "type": "inline_equation" + }, + { + "bbox": [ + 411, + 667, + 506, + 683 + ], + "score": 1.0, + "content": "of the sphere it is true", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 679, + 505, + 693 + ], + "spans": [ + { + "bbox": [ + 105, + 679, + 152, + 693 + ], + "score": 1.0, + "content": "that for all", + "type": "text" + }, + { + "bbox": [ + 152, + 680, + 201, + 692 + ], + "score": 0.92, + "content": "f : \\mathbb { S } ^ { 2 } \\to \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 679, + 396, + 693 + ], + "score": 1.0, + "content": "Lipschitz with respect to the Euclidean distance", + "type": "text" + }, + { + "bbox": [ + 396, + 681, + 409, + 693 + ], + "score": 0.87, + "content": "\\lVert \\cdot \\rVert", + "type": "inline_equation" + }, + { + "bbox": [ + 410, + 679, + 505, + 693 + ], + "score": 1.0, + "content": "with Lipschitz constant", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 107, + 692, + 120, + 704 + ], + "spans": [ + { + "bbox": [ + 107, + 692, + 120, + 704 + ], + "score": 0.87, + "content": "C _ { f }", + "type": "inline_equation" + } + ], + "index": 40 + } + ], + "index": 39, + "bbox_fs": [ + 104, + 667, + 506, + 704 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 217, + 702, + 392, + 735 + ], + "lines": [ + { + "bbox": [ + 217, + 702, + 392, + 735 + ], + "spans": [ + { + "bbox": [ + 217, + 702, + 392, + 735 + ], + "score": 0.94, + "content": "\\left| \\int _ { \\mathbb { S } ^ { 2 } } f ( x ) d \\mu ( x ) - { \\frac { 1 } { n } } \\sum _ { i } f ( x _ { i } ) \\right| \\leq C _ { f } d ^ { ( n ) } .", + "type": "interline_equation", + "image_path": "6cb2333f3a75628eb61bf88382732f6c256dbb84f3ea81f9d956d920699fff53.jpg" + } + ] + } + ], + "index": 41.5, + "virtual_lines": [ + { + "bbox": [ + 217, + 702, + 392, + 718.5 + ], + "spans": [], + "index": 41 + }, + { + "bbox": [ + 217, + 718.5, + 392, + 735.0 + ], + "spans": [], + "index": 42 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 105, + 81, + 505, + 105 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 190, + 96 + ], + "score": 1.0, + "content": "Furthermore, for all", + "type": "text" + }, + { + "bbox": [ + 190, + 82, + 219, + 94 + ], + "score": 0.92, + "content": "y \\in \\mathbb { S } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 220, + 80, + 397, + 96 + ], + "score": 1.0, + "content": "the Heat Kernel Graph Laplacian operator", + "type": "text" + }, + { + "bbox": [ + 397, + 82, + 410, + 95 + ], + "score": 0.9, + "content": "L _ { n } ^ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 410, + 80, + 506, + 96 + ], + "score": 1.0, + "content": "converges pointwise to", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 92, + 370, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 92, + 358, + 106 + ], + "score": 1.0, + "content": "the functional approximation of the Laplace Beltrami operator", + "type": "text" + }, + { + "bbox": [ + 359, + 93, + 370, + 104 + ], + "score": 0.86, + "content": "L ^ { t }", + "type": "inline_equation" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "interline_equation", + "bbox": [ + 256, + 109, + 354, + 126 + ], + "lines": [ + { + "bbox": [ + 256, + 109, + 354, + 126 + ], + "spans": [ + { + "bbox": [ + 256, + 109, + 354, + 126 + ], + "score": 0.91, + "content": "L _ { n } ^ { t } f ( y ) \\xrightarrow { n \\to \\infty } L ^ { t } f ( y ) .", + "type": "interline_equation", + "image_path": "1c68b65db0f5b2428bd7fff1df8b75a1857a419d2ef8bc1ae07856f9468494a5.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 256, + 109, + 354, + 126 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 136, + 425, + 149 + ], + "lines": [ + { + "bbox": [ + 105, + 134, + 426, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 134, + 179, + 151 + ], + "score": 1.0, + "content": "Proof. Assuming", + "type": "text" + }, + { + "bbox": [ + 180, + 136, + 227, + 148 + ], + "score": 0.92, + "content": "f : \\mathbb { S } ^ { 2 } \\to \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 228, + 134, + 373, + 151 + ], + "score": 1.0, + "content": "is Lipschitz with Lipschitz constant", + "type": "text" + }, + { + "bbox": [ + 373, + 137, + 386, + 149 + ], + "score": 0.89, + "content": "C _ { f }", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 134, + 426, + 151 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3 + }, + { + "type": "interline_equation", + "bbox": [ + 222, + 153, + 387, + 181 + ], + "lines": [ + { + "bbox": [ + 222, + 153, + 387, + 181 + ], + "spans": [ + { + "bbox": [ + 222, + 153, + 387, + 181 + ], + "score": 0.93, + "content": "\\left| \\int _ { \\sigma _ { i } } f ( x ) \\mathrm { d } \\mu ( x ) - \\frac { 1 } { n } f ( x _ { i } ) \\right| \\leq C _ { f } d ^ { ( n ) } \\frac { 1 } { n } ,", + "type": "interline_equation", + "image_path": "b3c302597506ae4286c49eb62cc5b65b6aaf2634709508e82dcec6d5da842b1c.jpg" + } + ] + } + ], + "index": 4, + "virtual_lines": [ + { + "bbox": [ + 222, + 153, + 387, + 181 + ], + "spans": [], + "index": 4 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 186, + 505, + 220 + ], + "lines": [ + { + "bbox": [ + 105, + 185, + 505, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 185, + 133, + 199 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 186, + 167, + 198 + ], + "score": 0.92, + "content": "\\sigma _ { i } \\subset \\mathbb { S } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 167, + 185, + 412, + 199 + ], + "score": 1.0, + "content": "is the subset of the sphere corresponding to the patch around", + "type": "text" + }, + { + "bbox": [ + 412, + 189, + 422, + 198 + ], + "score": 0.83, + "content": "x _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 423, + 185, + 505, + 199 + ], + "score": 1.0, + "content": ". Remember that the", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 198, + 505, + 210 + ], + "spans": [ + { + "bbox": [ + 106, + 198, + 505, + 210 + ], + "score": 1.0, + "content": "sampling is equal area. Hence, using the triangular inequality and summing all the contributions of", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 208, + 206, + 221 + ], + "spans": [ + { + "bbox": [ + 106, + 208, + 121, + 221 + ], + "score": 1.0, + "content": "the", + "type": "text" + }, + { + "bbox": [ + 121, + 210, + 128, + 218 + ], + "score": 0.77, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 208, + 206, + 221 + ], + "score": 1.0, + "content": "patches, we obtain", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6 + }, + { + "type": "interline_equation", + "bbox": [ + 110, + 224, + 498, + 258 + ], + "lines": [ + { + "bbox": [ + 110, + 224, + 498, + 258 + ], + "spans": [ + { + "bbox": [ + 110, + 224, + 498, + 258 + ], + "score": 0.93, + "content": "\\left| \\int _ { \\mathbb { S } ^ { 2 } } f ( x ) \\mathrm { d } \\mu ( x ) - \\frac { 1 } { n } \\sum _ { i } f ( x _ { i } ) \\right| \\leq \\sum _ { i } \\left| \\frac { 1 } { 4 \\pi ^ { 2 } } \\int _ { \\sigma _ { i } } f ( x ) \\mathrm { d } \\mu ( x ) - \\frac { 1 } { n } f ( x _ { i } ) \\right| \\leq n C _ { f } d ^ { ( n ) } \\frac { 1 } { n } = C _ { f } d ^ { ( n ) }", + "type": "interline_equation", + "image_path": "99f2e70bf107944af819aed0d5ec4e3ce27976556af73a83d14240cb7876081d.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 110, + 224, + 498, + 235.33333333333334 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 110, + 235.33333333333334, + 498, + 246.66666666666669 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 110, + 246.66666666666669, + 498, + 258.0 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 262, + 427, + 274 + ], + "lines": [ + { + "bbox": [ + 105, + 261, + 427, + 276 + ], + "spans": [ + { + "bbox": [ + 105, + 261, + 427, + 276 + ], + "score": 1.0, + "content": "A direct application of this result leads to the following pointwise convergences", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "interline_equation", + "bbox": [ + 164, + 278, + 446, + 308 + ], + "lines": [ + { + "bbox": [ + 164, + 278, + 446, + 308 + ], + "spans": [ + { + "bbox": [ + 164, + 278, + 446, + 308 + ], + "score": 0.9, + "content": "\\forall f \\mathrm { L i p s c h i t z } , \\quad \\forall y \\in \\mathbb { S } ^ { 2 } , \\qquad \\frac { 1 } { n } \\sum _ { i } e ^ { - \\frac { \\| x _ { i } - y \\| ^ { 2 } } { 4 t } } \\to \\int e ^ { - \\frac { \\| x - y \\| ^ { 2 } } { 4 t } } d \\mu ( x )", + "type": "interline_equation", + "image_path": "ac74a67bef3997498fc52a6e25c1c97c26a07aacdbf159a242159e2591c28e87.jpg" + } + ] + } + ], + "index": 13, + "virtual_lines": [ + { + "bbox": [ + 164, + 278, + 446, + 288.0 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 164, + 288.0, + 446, + 298.0 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 164, + 298.0, + 446, + 308.0 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "interline_equation", + "bbox": [ + 141, + 312, + 469, + 342 + ], + "lines": [ + { + "bbox": [ + 141, + 312, + 469, + 342 + ], + "spans": [ + { + "bbox": [ + 141, + 312, + 469, + 342 + ], + "score": 0.91, + "content": "\\forall f \\mathrm { L i p s c h i t z } , \\quad \\forall y \\in \\mathbb { S } ^ { 2 } , \\qquad \\frac { 1 } { n } \\sum _ { i } e ^ { - \\frac { \\| x _ { i } - y \\| ^ { 2 } } { 4 t } } f ( x _ { i } ) \\to \\int e ^ { - \\frac { \\| x - y \\| ^ { 2 } } { 4 t } } f ( x ) d \\mu ( x )", + "type": "interline_equation", + "image_path": "98c85f1ef947f3f2ffc417d9447a80fabf36714b5d4ddc7641b452c144f42d9f.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 141, + 312, + 469, + 322.0 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 141, + 322.0, + 469, + 332.0 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 141, + 332.0, + 469, + 342.0 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 343, + 243, + 355 + ], + "lines": [ + { + "bbox": [ + 106, + 343, + 243, + 356 + ], + "spans": [ + { + "bbox": [ + 106, + 343, + 243, + 356 + ], + "score": 1.0, + "content": "Definitions 6 and 8 end the proof.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 106, + 366, + 505, + 403 + ], + "lines": [ + { + "bbox": [ + 106, + 367, + 505, + 380 + ], + "spans": [ + { + "bbox": [ + 106, + 367, + 273, + 380 + ], + "score": 1.0, + "content": "The last proposition show that for a fixed", + "type": "text" + }, + { + "bbox": [ + 273, + 368, + 279, + 378 + ], + "score": 0.47, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 367, + 282, + 380 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 282, + 367, + 387, + 379 + ], + "score": 0.93, + "content": "L _ { n } ^ { t } f ( x ) \\to 1 / 4 \\pi ^ { 2 } L ^ { t } f ( x )", + "type": "inline_equation" + }, + { + "bbox": [ + 387, + 367, + 505, + 380 + ], + "score": 1.0, + "content": ". To utilize Proposition 1 and", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 378, + 505, + 390 + ], + "spans": [ + { + "bbox": [ + 105, + 378, + 309, + 390 + ], + "score": 1.0, + "content": "complete the proof, we need to find a sequence of", + "type": "text" + }, + { + "bbox": [ + 310, + 380, + 320, + 389 + ], + "score": 0.87, + "content": "t _ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 378, + 415, + 390 + ], + "score": 1.0, + "content": "for which this holds as", + "type": "text" + }, + { + "bbox": [ + 416, + 379, + 447, + 389 + ], + "score": 0.91, + "content": "t _ { n } \\to 0", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 378, + 505, + 390 + ], + "score": 1.0, + "content": ". Furthermore", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 388, + 293, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 270, + 405 + ], + "score": 1.0, + "content": "this should hold with a faster decay than", + "type": "text" + }, + { + "bbox": [ + 270, + 388, + 290, + 405 + ], + "score": 0.92, + "content": "\\frac { 1 } { 4 \\pi t _ { n } ^ { 2 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 388, + 293, + 405 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 106, + 406, + 505, + 442 + ], + "lines": [ + { + "bbox": [ + 105, + 403, + 505, + 434 + ], + "spans": [ + { + "bbox": [ + 105, + 403, + 209, + 420 + ], + "score": 1.0, + "content": "Proposition 3. Given", + "type": "text" + }, + { + "bbox": [ + 107, + 417, + 141, + 430 + ], + "score": 0.82, + "content": "A _ { j } \\ \\forall i , j", + "type": "inline_equation" + }, + { + "bbox": [ + 141, + 410, + 159, + 434 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 160, + 416, + 206, + 429 + ], + "score": 0.89, + "content": "\\begin{array} { r } { d ^ { ( n ) } \\leq \\frac { C } { n ^ { \\alpha } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 410, + 213, + 434 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 210, + 408, + 217, + 416 + ], + "score": 0.37, + "content": "a", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 417, + 267, + 429 + ], + "score": 0.92, + "content": "\\alpha \\in ( 0 , 1 / 2 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 403, + 471, + 420 + ], + "score": 1.0, + "content": "sampling regular enough, i.e., for which we assume", + "type": "text" + }, + { + "bbox": [ + 267, + 410, + 355, + 434 + ], + "score": 1.0, + "content": ", a Lipschitz function", + "type": "text" + }, + { + "bbox": [ + 355, + 418, + 362, + 429 + ], + "score": 0.83, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 363, + 410, + 415, + 434 + ], + "score": 1.0, + "content": "and a point", + "type": "text" + }, + { + "bbox": [ + 415, + 417, + 447, + 429 + ], + "score": 0.91, + "content": "y \\in \\mathbb { S } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 410, + 497, + 434 + ], + "score": 1.0, + "content": "i there exists", + "type": "text" + }, + { + "bbox": [ + 472, + 406, + 505, + 418 + ], + "score": 0.84, + "content": "\\begin{array} { r l } { A _ { i } } & { { } = } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 497, + 419, + 504, + 427 + ], + "score": 0.5, + "content": "a", + "type": "inline_equation" + } + ], + "index": 22 + }, + { + "bbox": [ + 104, + 429, + 250, + 442 + ], + "spans": [ + { + "bbox": [ + 104, + 429, + 145, + 442 + ], + "score": 1.0, + "content": "sequence", + "type": "text" + }, + { + "bbox": [ + 146, + 429, + 209, + 442 + ], + "score": 0.89, + "content": "t _ { n } = n ^ { \\beta } , \\beta < 0", + "type": "inline_equation" + }, + { + "bbox": [ + 210, + 429, + 250, + 442 + ], + "score": 1.0, + "content": "such that", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22.5 + }, + { + "type": "interline_equation", + "bbox": [ + 172, + 446, + 438, + 474 + ], + "lines": [ + { + "bbox": [ + 172, + 446, + 438, + 474 + ], + "spans": [ + { + "bbox": [ + 172, + 446, + 438, + 474 + ], + "score": 0.92, + "content": "\\forall f L i p s c h i t z , \\forall x \\in \\mathbb { S } ^ { 2 } \\quad \\left| { \\frac { 1 } { 4 \\pi t _ { n } ^ { 2 } } } \\left( L _ { n } ^ { t _ { n } } f ( x ) - L ^ { t _ { n } } f ( x ) \\right) \\right| { \\xrightarrow { n \\to \\infty } } 0 .", + "type": "interline_equation", + "image_path": "568cfa5835e43f6645cb566c21b1717f94895df285c9f5c2bb98bd6072854fdc.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 172, + 446, + 438, + 474 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 483, + 262, + 495 + ], + "lines": [ + { + "bbox": [ + 106, + 483, + 262, + 496 + ], + "spans": [ + { + "bbox": [ + 106, + 483, + 262, + 496 + ], + "score": 1.0, + "content": "Proof. To ease the notation, we define", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "interline_equation", + "bbox": [ + 227, + 500, + 384, + 540 + ], + "lines": [ + { + "bbox": [ + 227, + 500, + 384, + 540 + ], + "spans": [ + { + "bbox": [ + 227, + 500, + 384, + 540 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { K ^ { t } ( x , y ) : = e ^ { - \\frac { \\| x - y \\| ^ { 2 } } { 4 t } } } \\\\ & { \\phi ^ { t } ( x ; y ) : = e ^ { - \\frac { \\| x - y \\| ^ { 2 } } { 4 t } } \\left( f ( y ) - f ( x ) \\right) . } \\end{array}", + "type": "interline_equation", + "image_path": "a274ebfc136e9129298bee3249cfbe831770cc17db4dce7fa8a06ff90ccb3c65.jpg" + } + ] + } + ], + "index": 26.5, + "virtual_lines": [ + { + "bbox": [ + 227, + 500, + 384, + 520.0 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 227, + 520.0, + 384, + 540.0 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 543, + 259, + 555 + ], + "lines": [ + { + "bbox": [ + 106, + 541, + 259, + 558 + ], + "spans": [ + { + "bbox": [ + 106, + 541, + 259, + 558 + ], + "score": 1.0, + "content": "We start with the following inequality", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "interline_equation", + "bbox": [ + 177, + 559, + 434, + 670 + ], + "lines": [ + { + "bbox": [ + 177, + 559, + 434, + 670 + ], + "spans": [ + { + "bbox": [ + 177, + 559, + 434, + 670 + ], + "score": 0.95, + "content": "\\begin{array} { l } { { \\displaystyle \\| L _ { n } ^ { t } f - L ^ { t } f \\| _ { \\infty } = \\operatorname* { m a x } _ { y \\in \\mathbb S ^ { 2 } } \\left| L _ { n } ^ { t } f ( y ) - L ^ { t } f ( y ) \\right| } } \\\\ { { \\displaystyle \\qquad = \\operatorname* { m a x } _ { y \\in \\mathbb S ^ { 2 } } \\left| \\frac 1 n \\sum _ { i = 1 } ^ { n } \\phi ^ { t } ( x _ { i } ; y ) - \\int _ { \\mathbb S ^ { 2 } } \\phi ^ { t } ( x ; y ) d \\mu ( x ) \\right| } } \\\\ { { \\displaystyle \\qquad \\leq \\operatorname* { m a x } _ { y \\in \\mathbb S ^ { 2 } } \\sum _ { i = 1 } ^ { n } \\left| \\frac 1 n \\phi ^ { t } ( x _ { i } ; y ) - \\int _ { \\sigma _ { i } } \\phi ^ { t } ( x ; y ) d \\mu ( x ) \\right| } } \\\\ { { \\displaystyle \\qquad \\leq d ^ { ( n ) } \\operatorname* { m a x } _ { y \\in \\mathbb S ^ { 2 } } C _ { \\phi _ { y } ^ { t } } } , } \\end{array}", + "type": "interline_equation", + "image_path": "af04bcc42e0fdbb49dbd433eb93baf75f673c42e2ca59d5cea3fcb4f1d7c93c6.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 177, + 559, + 434, + 596.0 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 177, + 596.0, + 434, + 633.0 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 177, + 633.0, + 434, + 670.0 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 675, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 105, + 673, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 673, + 133, + 689 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 676, + 150, + 690 + ], + "score": 0.91, + "content": "C _ { \\phi _ { y } ^ { t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 150, + 673, + 259, + 689 + ], + "score": 1.0, + "content": "is the Lipschitz constant of", + "type": "text" + }, + { + "bbox": [ + 259, + 675, + 314, + 687 + ], + "score": 0.93, + "content": "x \\to \\phi ^ { t } ( x , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 314, + 673, + 505, + 689 + ], + "score": 1.0, + "content": "and the last inequality follows from Proposition", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 687, + 285, + 705 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 206, + 705 + ], + "score": 1.0, + "content": "2. 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Assuming", + "type": "text" + }, + { + "bbox": [ + 180, + 136, + 227, + 148 + ], + "score": 0.92, + "content": "f : \\mathbb { S } ^ { 2 } \\to \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 228, + 134, + 373, + 151 + ], + "score": 1.0, + "content": "is Lipschitz with Lipschitz constant", + "type": "text" + }, + { + "bbox": [ + 373, + 137, + 386, + 149 + ], + "score": 0.89, + "content": "C _ { f }", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 134, + 426, + 151 + ], + "score": 1.0, + "content": ", we have", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3, + "bbox_fs": [ + 105, + 134, + 426, + 151 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 222, + 153, + 387, + 181 + ], + "lines": [ + { + "bbox": [ + 222, + 153, + 387, + 181 + ], + "spans": [ + { + "bbox": [ + 222, + 153, + 387, + 181 + ], + "score": 0.93, + "content": "\\left| \\int _ { \\sigma _ { i } } f ( x ) \\mathrm { d } \\mu ( x ) - \\frac { 1 } { n } f ( x _ { i } ) \\right| \\leq C _ { f } d ^ { ( n ) } \\frac { 1 } { n } ,", + "type": "interline_equation", + "image_path": "b3c302597506ae4286c49eb62cc5b65b6aaf2634709508e82dcec6d5da842b1c.jpg" + } + ] + } + ], + "index": 4, + "virtual_lines": [ + { + "bbox": [ + 222, + 153, + 387, + 181 + ], + "spans": [], + "index": 4 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 186, + 505, + 220 + ], + "lines": [ + { + "bbox": [ + 105, + 185, + 505, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 185, + 133, + 199 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 186, + 167, + 198 + ], + "score": 0.92, + "content": "\\sigma _ { i } \\subset \\mathbb { S } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 167, + 185, + 412, + 199 + ], + "score": 1.0, + "content": "is the subset of the sphere corresponding to the patch around", + "type": "text" + }, + { + "bbox": [ + 412, + 189, + 422, + 198 + ], + "score": 0.83, + "content": "x _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 423, + 185, + 505, + 199 + ], + "score": 1.0, + "content": ". Remember that the", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 198, + 505, + 210 + ], + "spans": [ + { + "bbox": [ + 106, + 198, + 505, + 210 + ], + "score": 1.0, + "content": "sampling is equal area. Hence, using the triangular inequality and summing all the contributions of", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 208, + 206, + 221 + ], + "spans": [ + { + "bbox": [ + 106, + 208, + 121, + 221 + ], + "score": 1.0, + "content": "the", + "type": "text" + }, + { + "bbox": [ + 121, + 210, + 128, + 218 + ], + "score": 0.77, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 208, + 206, + 221 + ], + "score": 1.0, + "content": "patches, we obtain", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6, + "bbox_fs": [ + 105, + 185, + 505, + 221 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 110, + 224, + 498, + 258 + ], + "lines": [ + { + "bbox": [ + 110, + 224, + 498, + 258 + ], + "spans": [ + { + "bbox": [ + 110, + 224, + 498, + 258 + ], + "score": 0.93, + "content": "\\left| \\int _ { \\mathbb { S } ^ { 2 } } f ( x ) \\mathrm { d } \\mu ( x ) - \\frac { 1 } { n } \\sum _ { i } f ( x _ { i } ) \\right| \\leq \\sum _ { i } \\left| \\frac { 1 } { 4 \\pi ^ { 2 } } \\int _ { \\sigma _ { i } } f ( x ) \\mathrm { d } \\mu ( x ) - 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\\frac { \\| x _ { i } - y \\| ^ { 2 } } { 4 t } } \\to \\int e ^ { - \\frac { \\| x - y \\| ^ { 2 } } { 4 t } } d \\mu ( x )", + "type": "interline_equation", + "image_path": "ac74a67bef3997498fc52a6e25c1c97c26a07aacdbf159a242159e2591c28e87.jpg" + } + ] + } + ], + "index": 13, + "virtual_lines": [ + { + "bbox": [ + 164, + 278, + 446, + 288.0 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 164, + 288.0, + 446, + 298.0 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 164, + 298.0, + 446, + 308.0 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "interline_equation", + "bbox": [ + 141, + 312, + 469, + 342 + ], + "lines": [ + { + "bbox": [ + 141, + 312, + 469, + 342 + ], + "spans": [ + { + "bbox": [ + 141, + 312, + 469, + 342 + ], + "score": 0.91, + "content": "\\forall f \\mathrm { L i p s c h i t z } , \\quad \\forall y \\in \\mathbb { S } ^ { 2 } , \\qquad \\frac { 1 } { n } \\sum _ { i } e ^ { - \\frac { \\| x _ { i } - y \\| ^ { 2 } } { 4 t } } f ( x _ { i } ) \\to \\int e ^ { - \\frac { \\| x - y \\| ^ { 2 } } { 4 t } } f ( x ) d \\mu ( x )", + "type": "interline_equation", + "image_path": "98c85f1ef947f3f2ffc417d9447a80fabf36714b5d4ddc7641b452c144f42d9f.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 141, + 312, + 469, + 322.0 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 141, + 322.0, + 469, + 332.0 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 141, + 332.0, + 469, + 342.0 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 343, + 243, + 355 + ], + "lines": [ + { + "bbox": [ + 106, + 343, + 243, + 356 + ], + "spans": [ + { + "bbox": [ + 106, + 343, + 243, + 356 + ], + "score": 1.0, + "content": "Definitions 6 and 8 end the proof.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18, + "bbox_fs": [ + 106, + 343, + 243, + 356 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 366, + 505, + 403 + ], + "lines": [ + { + "bbox": [ + 106, + 367, + 505, + 380 + ], + "spans": [ + { + "bbox": [ + 106, + 367, + 273, + 380 + ], + "score": 1.0, + "content": "The last proposition show that for a fixed", + "type": "text" + }, + { + "bbox": [ + 273, + 368, + 279, + 378 + ], + "score": 0.47, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 367, + 282, + 380 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 282, + 367, + 387, + 379 + ], + "score": 0.93, + "content": "L _ { n } ^ { t } f ( x ) \\to 1 / 4 \\pi ^ { 2 } L ^ { t } f ( x )", + "type": "inline_equation" + }, + { + "bbox": [ + 387, + 367, + 505, + 380 + ], + "score": 1.0, + "content": ". To utilize Proposition 1 and", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 378, + 505, + 390 + ], + "spans": [ + { + "bbox": [ + 105, + 378, + 309, + 390 + ], + "score": 1.0, + "content": "complete the proof, we need to find a sequence of", + "type": "text" + }, + { + "bbox": [ + 310, + 380, + 320, + 389 + ], + "score": 0.87, + "content": "t _ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 378, + 415, + 390 + ], + "score": 1.0, + "content": "for which this holds as", + "type": "text" + }, + { + "bbox": [ + 416, + 379, + 447, + 389 + ], + "score": 0.91, + "content": "t _ { n } \\to 0", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 378, + 505, + 390 + ], + "score": 1.0, + "content": ". Furthermore", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 388, + 293, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 270, + 405 + ], + "score": 1.0, + "content": "this should hold with a faster decay than", + "type": "text" + }, + { + "bbox": [ + 270, + 388, + 290, + 405 + ], + "score": 0.92, + "content": "\\frac { 1 } { 4 \\pi t _ { n } ^ { 2 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 388, + 293, + 405 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20, + "bbox_fs": [ + 105, + 367, + 505, + 405 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 406, + 505, + 442 + ], + "lines": [ + { + "bbox": [ + 105, + 403, + 505, + 434 + ], + "spans": [ + { + "bbox": [ + 105, + 403, + 209, + 420 + ], + "score": 1.0, + "content": "Proposition 3. Given", + "type": "text" + }, + { + "bbox": [ + 107, + 417, + 141, + 430 + ], + "score": 0.82, + "content": "A _ { j } \\ \\forall i , j", + "type": "inline_equation" + }, + { + "bbox": [ + 141, + 410, + 159, + 434 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 160, + 416, + 206, + 429 + ], + "score": 0.89, + "content": "\\begin{array} { r } { d ^ { ( n ) } \\leq \\frac { C } { n ^ { \\alpha } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 410, + 213, + 434 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 210, + 408, + 217, + 416 + ], + "score": 0.37, + "content": "a", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 417, + 267, + 429 + ], + "score": 0.92, + "content": "\\alpha \\in ( 0 , 1 / 2 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 403, + 471, + 420 + ], + "score": 1.0, + "content": "sampling regular enough, i.e., for which we assume", + "type": "text" + }, + { + "bbox": [ + 267, + 410, + 355, + 434 + ], + "score": 1.0, + "content": ", a Lipschitz function", + "type": "text" + }, + { + "bbox": [ + 355, + 418, + 362, + 429 + ], + "score": 0.83, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 363, + 410, + 415, + 434 + ], + "score": 1.0, + "content": "and a point", + "type": "text" + }, + { + "bbox": [ + 415, + 417, + 447, + 429 + ], + "score": 0.91, + "content": "y \\in \\mathbb { S } ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 410, + 497, + 434 + ], + "score": 1.0, + "content": "i there exists", + "type": "text" + }, + { + "bbox": [ + 472, + 406, + 505, + 418 + ], + "score": 0.84, + "content": "\\begin{array} { r l } { A _ { i } } & { { } = } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 497, + 419, + 504, + 427 + ], + "score": 0.5, + "content": "a", + "type": "inline_equation" + } + ], + "index": 22 + }, + { + "bbox": [ + 104, + 429, + 250, + 442 + ], + "spans": [ + { + "bbox": [ + 104, + 429, + 145, + 442 + ], + "score": 1.0, + "content": "sequence", + "type": "text" + }, + { + "bbox": [ + 146, + 429, + 209, + 442 + ], + "score": 0.89, + "content": "t _ { n } = n ^ { \\beta } , \\beta < 0", + "type": "inline_equation" + }, + { + "bbox": [ + 210, + 429, + 250, + 442 + ], + "score": 1.0, + "content": "such that", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22.5, + "bbox_fs": [ + 104, + 403, + 505, + 442 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 172, + 446, + 438, + 474 + ], + "lines": [ + { + "bbox": [ + 172, + 446, + 438, + 474 + ], + "spans": [ + { + "bbox": [ + 172, + 446, + 438, + 474 + ], + "score": 0.92, + "content": "\\forall f L i p s c h i t z , \\forall x \\in \\mathbb { S } ^ { 2 } \\quad \\left| { \\frac { 1 } { 4 \\pi t _ { n } ^ { 2 } } } \\left( L _ { n } ^ { t _ { n } } f ( x ) - L ^ { t _ { n } } f ( x ) \\right) \\right| { \\xrightarrow { n \\to \\infty } } 0 .", + "type": "interline_equation", + "image_path": "568cfa5835e43f6645cb566c21b1717f94895df285c9f5c2bb98bd6072854fdc.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 172, + 446, + 438, + 474 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 483, + 262, + 495 + ], + "lines": [ + { + "bbox": [ + 106, + 483, + 262, + 496 + ], + "spans": [ + { + "bbox": [ + 106, + 483, + 262, + 496 + ], + "score": 1.0, + "content": "Proof. To ease the notation, we define", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25, + "bbox_fs": [ + 106, + 483, + 262, + 496 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 227, + 500, + 384, + 540 + ], + "lines": [ + { + "bbox": [ + 227, + 500, + 384, + 540 + ], + "spans": [ + { + "bbox": [ + 227, + 500, + 384, + 540 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { K ^ { t } ( x , y ) : = e ^ { - \\frac { \\| x - y \\| ^ { 2 } } { 4 t } } } \\\\ & { \\phi ^ { t } ( x ; y ) : = e ^ { - \\frac { \\| x - y \\| ^ { 2 } } { 4 t } } \\left( f ( y ) - f ( x ) \\right) . } \\end{array}", + "type": "interline_equation", + "image_path": "a274ebfc136e9129298bee3249cfbe831770cc17db4dce7fa8a06ff90ccb3c65.jpg" + } + ] + } + ], + "index": 26.5, + "virtual_lines": [ + { + "bbox": [ + 227, + 500, + 384, + 520.0 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 227, + 520.0, + 384, + 540.0 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 543, + 259, + 555 + ], + "lines": [ + { + "bbox": [ + 106, + 541, + 259, + 558 + ], + "spans": [ + { + "bbox": [ + 106, + 541, + 259, + 558 + ], + "score": 1.0, + "content": "We start with the following inequality", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28, + "bbox_fs": [ + 106, + 541, + 259, + 558 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 177, + 559, + 434, + 670 + ], + "lines": [ + { + "bbox": [ + 177, + 559, + 434, + 670 + ], + "spans": [ + { + "bbox": [ + 177, + 559, + 434, + 670 + ], + "score": 0.95, + "content": "\\begin{array} { l } { { \\displaystyle \\| L _ { n } ^ { t } f - L ^ { t } f \\| _ { \\infty } = \\operatorname* { m a x } _ { y \\in \\mathbb S ^ { 2 } } \\left| L _ { n } ^ { t } f ( y ) - L ^ { t } f ( y ) \\right| } } \\\\ { { \\displaystyle \\qquad = \\operatorname* { m a x } _ { y \\in \\mathbb S ^ { 2 } } \\left| \\frac 1 n \\sum _ { i = 1 } ^ { n } \\phi ^ { t } ( x _ { i } ; y ) - \\int _ { \\mathbb S ^ { 2 } } \\phi ^ { t } ( x ; y ) d \\mu ( x ) \\right| } } \\\\ { { \\displaystyle \\qquad \\leq \\operatorname* { m a x } _ { y \\in \\mathbb S ^ { 2 } } \\sum _ { i = 1 } ^ { n } \\left| \\frac 1 n \\phi ^ { t } ( x _ { i } ; y ) - \\int _ { \\sigma _ { i } } \\phi ^ { t } ( x ; y ) d \\mu ( x ) \\right| } } \\\\ { { \\displaystyle \\qquad \\leq d ^ { ( n ) } \\operatorname* { m a x } _ { y \\in \\mathbb S ^ { 2 } } C _ { \\phi _ { y } ^ { t } } } , } \\end{array}", + "type": "interline_equation", + "image_path": "af04bcc42e0fdbb49dbd433eb93baf75f673c42e2ca59d5cea3fcb4f1d7c93c6.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 177, + 559, + 434, + 596.0 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 177, + 596.0, + 434, + 633.0 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 177, + 633.0, + 434, + 670.0 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 675, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 105, + 673, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 673, + 133, + 689 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 676, + 150, + 690 + ], + "score": 0.91, + "content": "C _ { \\phi _ { y } ^ { t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 150, + 673, + 259, + 689 + ], + "score": 1.0, + "content": "is the Lipschitz constant of", + "type": "text" + }, + { + "bbox": [ + 259, + 675, + 314, + 687 + ], + "score": 0.93, + "content": "x \\to \\phi ^ { t } ( x , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 314, + 673, + 505, + 689 + ], + "score": 1.0, + "content": "and the last inequality follows from Proposition", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 687, + 285, + 705 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 206, + 705 + ], + "score": 1.0, + "content": "2. Using the assumption", + "type": "text" + }, + { + "bbox": [ + 206, + 688, + 251, + 705 + ], + "score": 0.94, + "content": "\\begin{array} { r } { d ^ { ( n ) } \\leq \\frac { C } { \\sqrt { n } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 687, + 285, + 705 + ], + "score": 1.0, + "content": "we find", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 32.5, + "bbox_fs": [ + 105, + 673, + 505, + 705 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 239, + 709, + 371, + 736 + ], + "lines": [ + { + "bbox": [ + 239, + 709, + 371, + 736 + ], + "spans": [ + { + "bbox": [ + 239, + 709, + 371, + 736 + ], + "score": 0.94, + "content": "\\| L _ { n } ^ { t } f - L ^ { t } f \\| _ { \\infty } \\leq \\frac { C } { \\sqrt { n } } \\operatorname* { m a x } _ { y \\in \\mathbb { S } ^ { 2 } } C _ { \\phi _ { y } ^ { t } }", + "type": "interline_equation", + "image_path": "051f919f09449a8ce80c4ade6978732e71caf518ed57e14ec95c13e4249e82da.jpg" + } + ] + } + ], + "index": 34, + "virtual_lines": [ + { + "bbox": [ + 239, + 709, + 371, + 736 + ], + "spans": [], + "index": 34 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 333, + 96 + ], + "lines": [ + { + "bbox": [ + 104, + 76, + 332, + 101 + ], + "spans": [ + { + "bbox": [ + 104, + 76, + 291, + 101 + ], + "score": 1.0, + "content": "We now find the explicit dependence between", + "type": "text" + }, + { + "bbox": [ + 291, + 84, + 297, + 92 + ], + "score": 0.79, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 297, + 76, + 314, + 101 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 315, + 83, + 332, + 97 + ], + "score": 0.88, + "content": "C _ { \\phi _ { y } ^ { t } }", + "type": "inline_equation" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "interline_equation", + "bbox": [ + 198, + 101, + 412, + 230 + ], + "lines": [ + { + "bbox": [ + 198, + 101, + 412, + 230 + ], + "spans": [ + { + "bbox": [ + 198, + 101, + 412, + 230 + ], + "score": 0.95, + "content": "\\begin{array} { r l } { C _ { \\phi _ { \\mathcal { Y } } ^ { t } } = \\| \\partial _ { x } \\phi ^ { t } ( \\cdot ; y ) \\| _ { \\infty } } & { } \\\\ & { = \\| \\partial _ { x } \\left( K ^ { t } ( \\cdot ; y ) f \\right) \\| _ { \\infty } } \\\\ & { = \\| \\partial _ { x } K ^ { t } ( \\cdot ; y ) f + K ^ { t } ( \\cdot ; y ) \\partial _ { x } f \\| _ { \\infty } } \\\\ & { \\leq \\| \\partial _ { x } K ^ { t } ( \\cdot ; y ) f \\| _ { \\infty } + \\| K ^ { t } ( \\cdot ; y ) \\partial _ { x } f \\| _ { \\infty } } \\\\ & { \\leq \\| \\partial _ { x } K ^ { t } ( \\cdot ; y ) \\| _ { \\infty } \\| f \\| _ { \\infty } + \\| K ^ { t } ( \\cdot ; y ) \\| _ { \\infty } \\| \\partial _ { x } f \\| _ { \\infty } } \\\\ & { = \\| \\partial _ { x } K ^ { t } ( \\cdot ; y ) \\| _ { \\infty } \\| f \\| _ { \\infty } + \\| \\partial _ { x } f \\| _ { \\infty } } \\\\ & { = C _ { K _ { y } ^ { t } } \\| f \\| _ { \\infty } + \\| \\partial _ { x } f \\| _ { \\infty } } \\\\ & { = C _ { K _ { x } ^ { t } } \\| f \\| _ { \\infty } + C _ { f } } \\end{array}", + "type": "interline_equation", + "image_path": "92cafc18fb80ef8a037f37d503e693da6b5c6ba781ef9483f5611452ff8f39bf.jpg" + } + ] + } + ], + "index": 4.5, + "virtual_lines": [ + { + "bbox": [ + 198, + 101, + 412, + 117.125 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 198, + 117.125, + 412, + 133.25 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 198, + 133.25, + 412, + 149.375 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 198, + 149.375, + 412, + 165.5 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 198, + 165.5, + 412, + 181.625 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 198, + 181.625, + 412, + 197.75 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 198, + 197.75, + 412, + 213.875 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 198, + 213.875, + 412, + 230.0 + ], + "spans": [], + "index": 8 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 233, + 505, + 258 + ], + "lines": [ + { + "bbox": [ + 106, + 233, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 106, + 233, + 133, + 246 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 134, + 234, + 153, + 248 + ], + "score": 0.91, + "content": "C _ { K _ { y } ^ { t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 153, + 233, + 316, + 246 + ], + "score": 1.0, + "content": "is the Lipschitz constant of the function", + "type": "text" + }, + { + "bbox": [ + 316, + 234, + 374, + 246 + ], + "score": 0.94, + "content": "x \\to K ^ { t } ( x ; y )", + "type": "inline_equation" + }, + { + "bbox": [ + 374, + 233, + 505, + 246 + ], + "score": 1.0, + "content": ". We note that this constant does", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 244, + 177, + 261 + ], + "spans": [ + { + "bbox": [ + 105, + 244, + 165, + 261 + ], + "score": 1.0, + "content": "not depend on", + "type": "text" + }, + { + "bbox": [ + 166, + 249, + 172, + 258 + ], + "score": 0.76, + "content": "y", + "type": "inline_equation" + }, + { + "bbox": [ + 172, + 244, + 177, + 261 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9.5 + }, + { + "type": "interline_equation", + "bbox": [ + 153, + 262, + 457, + 287 + ], + "lines": [ + { + "bbox": [ + 153, + 262, + 457, + 287 + ], + "spans": [ + { + "bbox": [ + 153, + 262, + 457, + 287 + ], + "score": 0.93, + "content": "C _ { K _ { y } ^ { t } } = \\left\\| \\partial _ { x } e ^ { - { \\frac { x ^ { 2 } } { 4 t } } } \\right\\| _ { \\infty } = \\left\\| { \\frac { x } { 2 t } } e ^ { - { \\frac { x ^ { 2 } } { 4 t } } } \\right\\| _ { \\infty } = \\left. { \\frac { x } { 2 t } } e ^ { - { \\frac { x ^ { 2 } } { 4 t } } } \\right| _ { x = { \\sqrt { 2 t } } } = ( 2 e t ) ^ { - { \\frac { 1 } { 2 } } } \\propto t ^ { - { \\frac { 1 } { 2 } } } .", + "type": "interline_equation", + "image_path": "d2b92fe934779c4404f21ca55ba49cf58abde614e551e858a9659f332d39955d.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 153, + 262, + 457, + 287 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 291, + 169, + 303 + ], + "lines": [ + { + "bbox": [ + 106, + 290, + 170, + 304 + ], + "spans": [ + { + "bbox": [ + 106, + 290, + 170, + 304 + ], + "score": 1.0, + "content": "Hence we have", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "interline_equation", + "bbox": [ + 213, + 306, + 398, + 361 + ], + "lines": [ + { + "bbox": [ + 213, + 306, + 398, + 361 + ], + "spans": [ + { + "bbox": [ + 213, + 306, + 398, + 361 + ], + "score": 0.93, + "content": "\\begin{array} { r l r } { { \\frac { C } { \\sqrt { n } } \\operatorname* { m a x } _ { y \\in \\mathbb { S } ^ { 2 } } C _ { \\phi _ { y } ^ { t } } \\leq \\frac { C } { \\sqrt { n } } ( ( 2 e t ) ^ { - \\frac { 1 } { 2 } } \\| f \\| _ { \\infty } + C _ { f } ) } } \\\\ & { } & { \\leq \\frac { C \\| f \\| _ { \\infty } } { n ^ { \\alpha } ( 2 e t ) ^ { 1 / 2 } } + \\frac { C } { n ^ { \\alpha } } C _ { f } . ~ } \\end{array}", + "type": "interline_equation", + "image_path": "f645a6140952939d57a7b7e4e2a639cd68e4ffd5f854d0a15df52b3b517fd48b.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 213, + 306, + 398, + 324.3333333333333 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 213, + 324.3333333333333, + 398, + 342.66666666666663 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 213, + 342.66666666666663, + 398, + 360.99999999999994 + ], + "spans": [], + "index": 15 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 365, + 362, + 378 + ], + "lines": [ + { + "bbox": [ + 105, + 364, + 362, + 379 + ], + "spans": [ + { + "bbox": [ + 105, + 364, + 286, + 379 + ], + "score": 1.0, + "content": "Inculding this result in (14) and rescaling by", + "type": "text" + }, + { + "bbox": [ + 286, + 365, + 316, + 378 + ], + "score": 0.91, + "content": "1 / 4 \\pi t ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 364, + 362, + 379 + ], + "score": 1.0, + "content": ", we obtain", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16 + }, + { + "type": "interline_equation", + "bbox": [ + 186, + 383, + 424, + 440 + ], + "lines": [ + { + "bbox": [ + 186, + 383, + 424, + 440 + ], + "spans": [ + { + "bbox": [ + 186, + 383, + 424, + 440 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { \\left\\| \\frac { 1 } { 4 \\pi t ^ { 2 } } \\left( L _ { n } ^ { t } f - L ^ { t } f \\right) \\right\\| _ { \\infty } \\le \\frac { 1 } { 4 \\pi t ^ { 2 } } \\left\\| \\left( L _ { n } ^ { t } f - L ^ { t } f \\right) \\right\\| _ { \\infty } } \\\\ & { \\qquad \\le \\frac { C } { 4 \\pi } \\left[ \\frac { \\| f \\| _ { \\infty } } { \\sqrt { 2 e } } \\frac { 1 } { n ^ { \\alpha } t ^ { 5 / 2 } } + \\frac { C _ { f } } { n ^ { \\alpha } t ^ { 2 } } \\right] . } \\end{array}", + "type": "interline_equation", + "image_path": "0623f9a42e4cb64e286593c964b503b33db60543d67ccc27c39609169295d130.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 186, + 383, + 424, + 402.0 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 186, + 402.0, + 424, + 421.0 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 186, + 421.0, + 424, + 440.0 + ], + "spans": [], + "index": 19 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 446, + 470, + 582 + ], + "lines": [ + { + "bbox": [ + 106, + 444, + 398, + 471 + ], + "spans": [ + { + "bbox": [ + 106, + 450, + 155, + 465 + ], + "score": 1.0, + "content": "In order for", + "type": "text" + }, + { + "bbox": [ + 155, + 448, + 297, + 469 + ], + "score": 0.93, + "content": "{ \\frac { C } { 4 \\pi } } \\left[ { \\frac { \\lVert f \\rVert _ { \\infty } } { \\sqrt { 2 e } } } { \\frac { 1 } { n ^ { \\alpha } t ^ { 5 / 2 } } } + { \\frac { C _ { f } } { n ^ { \\alpha } t ^ { 2 } } } \\right] { \\frac { n \\to \\infty } { t \\to 0 } } \\ 0", + "type": "inline_equation" + }, + { + "bbox": [ + 259, + 448, + 337, + 465 + ], + "score": 1.0, + "content": "n→∞ −−−−→ 0, we need", + "type": "text" + }, + { + "bbox": [ + 336, + 444, + 398, + 471 + ], + "score": 0.42, + "content": "\\begin{array} { r } { \\{ { n ^ { \\alpha } t ^ { 5 / 2 } \\infty } } \\\\ { { n ^ { \\alpha } t ^ { 2 } \\infty } } \\end{array}", + "type": "inline_equation" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 470, + 420, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 158, + 497 + ], + "score": 1.0, + "content": "It happens if", + "type": "text" + }, + { + "bbox": [ + 158, + 473, + 420, + 500 + ], + "score": 0.68, + "content": "\\begin{array}{c} \\begin{array} { r } { \\left\\{ { \\begin{array} { l l } { t ( n ) = n ^ { \\beta } , } & { \\beta \\in ( - \\frac { 2 \\alpha } { 5 } , 0 ) } \\\\ { t ( n ) = n ^ { \\beta } , } & { \\beta \\in ( - \\frac { \\alpha } { 2 } , 0 ) } \\end{array} } \\Longrightarrow t ( n ) = n ^ { \\beta } , \\quad \\beta \\in ( - \\frac { 2 \\alpha } { 5 } , 0 ) . \\right.} \\end{array} \\end{array}", + "type": "inline_equation", + "image_path": "0b4c00539c2be3382f05cc8bd42aaedd922bb924f02e20ce9b01e223fc783c8d.jpg" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 496, + 175, + 511 + ], + "spans": [ + { + "bbox": [ + 106, + 496, + 175, + 511 + ], + "score": 1.0, + "content": "Indeed, we have", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 504, + 388, + 539 + ], + "spans": [ + { + "bbox": [ + 106, + 509, + 245, + 522 + ], + "score": 0.87, + "content": "n ^ { a } l p h a t ^ { 5 / 2 } = n ^ { 5 / 2 \\beta + \\alpha } ~ \\xrightarrow { n \\infty } ~ \\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 245, + 504, + 251, + 539 + ], + "score": 1.0, + "content": "se", + "type": "text" + }, + { + "bbox": [ + 269, + 509, + 388, + 523 + ], + "score": 0.88, + "content": "\\textstyle { \\frac { 5 } { 2 } } \\beta + \\alpha > 0 \\iff \\beta > - { \\frac { 2 \\alpha } { 5 } }", + "type": "inline_equation" + } + ], + "index": 23 + }, + { + "bbox": [ + 123, + 523, + 365, + 537 + ], + "spans": [ + { + "bbox": [ + 123, + 523, + 227, + 535 + ], + "score": 0.85, + "content": "n ^ { \\alpha } t ^ { 2 } = n ^ { 2 \\beta + \\alpha } \\xrightarrow { n \\infty } \\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 525, + 365, + 537 + ], + "score": 0.87, + "content": "2 \\beta + \\alpha > 0 \\iff \\beta > - { \\frac { \\alpha } { 2 } }", + "type": "inline_equation" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 537, + 469, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 542, + 168, + 562 + ], + "score": 1.0, + "content": "As a result, for", + "type": "text" + }, + { + "bbox": [ + 168, + 546, + 198, + 558 + ], + "score": 0.91, + "content": "t = n ^ { \\beta }", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 542, + 219, + 562 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 219, + 546, + 270, + 560 + ], + "score": 0.89, + "content": "\\beta \\in ( - \\frac { 1 } { 5 } , 0 )", + "type": "inline_equation" + }, + { + "bbox": [ + 270, + 542, + 307, + 562 + ], + "score": 1.0, + "content": "we have", + "type": "text" + }, + { + "bbox": [ + 307, + 537, + 469, + 572 + ], + "score": 0.44, + "content": "\\left\\{ \\left. \\left. \\frac { n \\to \\infty } { 4 \\pi t _ { n } ^ { 2 } } L _ { n } ^ { t _ { n } } f - \\frac { 1 } { 4 \\pi t _ { n } ^ { 2 } } L ^ { t _ { n } } f \\right. \\right. _ { \\infty } \\xrightarrow [ ] { n \\to \\infty } 0 , \\right.", + "type": "inline_equation" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 569, + 217, + 581 + ], + "spans": [ + { + "bbox": [ + 106, + 569, + 217, + 581 + ], + "score": 1.0, + "content": "which concludes the proof.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 106, + 592, + 393, + 605 + ], + "lines": [ + { + "bbox": [ + 106, + 591, + 394, + 606 + ], + "spans": [ + { + "bbox": [ + 106, + 591, + 394, + 606 + ], + "score": 1.0, + "content": "Theorem 3.1, is then an immediate consequence of Proposition 3 and 1.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 104, + 615, + 474, + 628 + ], + "lines": [ + { + "bbox": [ + 105, + 615, + 474, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 439, + 629 + ], + "score": 1.0, + "content": "Proof of Theorem 3.1. Thanks to Proposition 3 and Proposition 1 we conclude that", + "type": "text" + }, + { + "bbox": [ + 439, + 616, + 474, + 628 + ], + "score": 0.91, + "content": "\\forall y \\in \\mathbb { S } ^ { 2 }", + "type": "inline_equation" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "interline_equation", + "bbox": [ + 185, + 632, + 426, + 659 + ], + "lines": [ + { + "bbox": [ + 185, + 632, + 426, + 659 + ], + "spans": [ + { + "bbox": [ + 185, + 632, + 426, + 659 + ], + "score": 0.92, + "content": "\\operatorname * { l i m } _ { n \\to \\infty } \\frac { 1 } { 4 \\pi t _ { n } ^ { 2 } } L _ { n } ^ { t _ { n } } f ( y ) = \\operatorname * { l i m } _ { n \\to \\infty } \\frac { 1 } { 4 \\pi t _ { n } ^ { 2 } } L ^ { t _ { n } } f ( y ) = \\frac { 1 } { | \\mathbb { S } ^ { 2 } | } \\Delta _ { \\mathbb { S } ^ { 2 } } f ( y )", + "type": "interline_equation", + "image_path": "919bb7c0a5ec77a339569788d79b4581ce62c3828feb36f472436817baf0abcf.jpg" + } + ] + } + ], + "index": 29, + "virtual_lines": [ + { + "bbox": [ + 185, + 632, + 426, + 659 + ], + "spans": [], + "index": 29 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 687, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "In (Belkin & Niyogi, 2008), the sampling is drawn from a uniform random distribution on the", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "sphere, and their proof heavily relies on the uniformity properties of the distribution from which the", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "sampling is drawn. 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y )", + "type": "inline_equation" + }, + { + "bbox": [ + 374, + 233, + 505, + 246 + ], + "score": 1.0, + "content": ". We note that this constant does", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 244, + 177, + 261 + ], + "spans": [ + { + "bbox": [ + 105, + 244, + 165, + 261 + ], + "score": 1.0, + "content": "not depend on", + "type": "text" + }, + { + "bbox": [ + 166, + 249, + 172, + 258 + ], + "score": 0.76, + "content": "y", + "type": "inline_equation" + }, + { + "bbox": [ + 172, + 244, + 177, + 261 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9.5, + "bbox_fs": [ + 105, + 233, + 505, + 261 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 153, + 262, + 457, + 287 + ], + "lines": [ + { + "bbox": [ + 153, + 262, + 457, + 287 + ], + "spans": [ + { + "bbox": [ + 153, + 262, + 457, + 287 + ], + "score": 0.93, + "content": "C _ { K _ { y } ^ { t } } = \\left\\| \\partial _ { x } e ^ { - { \\frac { x ^ { 2 } } { 4 t } } } \\right\\| _ { \\infty } = \\left\\| { \\frac { x } { 2 t } } e ^ { - { \\frac { x ^ { 2 } } { 4 t } } } \\right\\| _ { \\infty } = \\left. { \\frac { x } { 2 t } } e ^ { - { \\frac { x ^ { 2 } } { 4 t } } } \\right| _ { x = { \\sqrt { 2 t } } } = ( 2 e t ) ^ { - { \\frac { 1 } { 2 } } } \\propto t ^ { - { \\frac { 1 } { 2 } } } .", + "type": "interline_equation", + "image_path": "d2b92fe934779c4404f21ca55ba49cf58abde614e551e858a9659f332d39955d.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 153, + 262, + 457, + 287 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 291, + 169, + 303 + ], + "lines": [ + { + "bbox": [ + 106, + 290, + 170, + 304 + ], + "spans": [ + { + "bbox": [ + 106, + 290, + 170, + 304 + ], + "score": 1.0, + "content": "Hence we have", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12, + "bbox_fs": [ + 106, + 290, + 170, + 304 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 213, + 306, + 398, + 361 + ], + "lines": [ + { + "bbox": [ + 213, + 306, + 398, + 361 + ], + "spans": [ + { + "bbox": [ + 213, + 306, + 398, + 361 + ], + "score": 0.93, + "content": "\\begin{array} { r l r } { { \\frac { C } { \\sqrt { n } } \\operatorname* { m a x } _ { y \\in \\mathbb { S } ^ { 2 } } C _ { \\phi _ { y } ^ { t } } \\leq \\frac { C } { \\sqrt { n } } ( ( 2 e t ) ^ { - \\frac { 1 } { 2 } } \\| f \\| _ { \\infty } + C _ { f } ) } } \\\\ & { } & { \\leq \\frac { C \\| f \\| _ { \\infty } } { n ^ { \\alpha } ( 2 e t ) ^ { 1 / 2 } } + \\frac { C } { n ^ { \\alpha } } C _ { f } . ~ } \\end{array}", + "type": "interline_equation", + "image_path": "f645a6140952939d57a7b7e4e2a639cd68e4ffd5f854d0a15df52b3b517fd48b.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 213, + 306, + 398, + 324.3333333333333 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 213, + 324.3333333333333, + 398, + 342.66666666666663 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 213, + 342.66666666666663, + 398, + 360.99999999999994 + ], + "spans": [], + "index": 15 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 365, + 362, + 378 + ], + "lines": [ + { + "bbox": [ + 105, + 364, + 362, + 379 + ], + "spans": [ + { + "bbox": [ + 105, + 364, + 286, + 379 + ], + "score": 1.0, + "content": "Inculding this result in (14) and rescaling by", + "type": "text" + }, + { + "bbox": [ + 286, + 365, + 316, + 378 + ], + "score": 0.91, + "content": "1 / 4 \\pi t ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 364, + 362, + 379 + ], + "score": 1.0, + "content": ", we obtain", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16, + "bbox_fs": [ + 105, + 364, + 362, + 379 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 186, + 383, + 424, + 440 + ], + "lines": [ + { + "bbox": [ + 186, + 383, + 424, + 440 + ], + "spans": [ + { + "bbox": [ + 186, + 383, + 424, + 440 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { \\left\\| \\frac { 1 } { 4 \\pi t ^ { 2 } } \\left( L _ { n } ^ { t } f - L ^ { t } f \\right) \\right\\| _ { \\infty } \\le \\frac { 1 } { 4 \\pi t ^ { 2 } } \\left\\| \\left( L _ { n } ^ { t } f - L ^ { t } f \\right) \\right\\| _ { \\infty } } \\\\ & { \\qquad \\le \\frac { C } { 4 \\pi } \\left[ \\frac { \\| f \\| _ { \\infty } } { \\sqrt { 2 e } } \\frac { 1 } { n ^ { \\alpha } t ^ { 5 / 2 } } + \\frac { C _ { f } } { n ^ { \\alpha } t ^ { 2 } } \\right] . } \\end{array}", + "type": "interline_equation", + "image_path": "0623f9a42e4cb64e286593c964b503b33db60543d67ccc27c39609169295d130.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 186, + 383, + 424, + 402.0 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 186, + 402.0, + 424, + 421.0 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 186, + 421.0, + 424, + 440.0 + ], + "spans": [], + "index": 19 + } + ] + }, + { + "type": "list", + "bbox": [ + 105, + 446, + 470, + 582 + ], + "lines": [ + { + "bbox": [ + 106, + 444, + 398, + 471 + ], + "spans": [ + { + "bbox": [ + 106, + 450, + 155, + 465 + ], + "score": 1.0, + "content": "In order for", + "type": "text" + }, + { + "bbox": [ + 155, + 448, + 297, + 469 + ], + "score": 0.93, + "content": "{ \\frac { C } { 4 \\pi } } \\left[ { \\frac { \\lVert f \\rVert _ { \\infty } } { \\sqrt { 2 e } } } { \\frac { 1 } { n ^ { \\alpha } t ^ { 5 / 2 } } } + { \\frac { C _ { f } } { n ^ { \\alpha } t ^ { 2 } } } \\right] { \\frac { n \\to \\infty } { t \\to 0 } } \\ 0", + "type": "inline_equation" + }, + { + "bbox": [ + 259, + 448, + 337, + 465 + ], + "score": 1.0, + "content": "n→∞ −−−−→ 0, we need", + "type": "text" + }, + { + "bbox": [ + 336, + 444, + 398, + 471 + ], + "score": 0.42, + "content": "\\begin{array} { r } { \\{ { n ^ { \\alpha } t ^ { 5 / 2 } \\infty } } \\\\ { { n ^ { \\alpha } t ^ { 2 } \\infty } } \\end{array}", + "type": "inline_equation" + } + ], + "index": 20, + "is_list_end_line": true + }, + { + "bbox": [ + 105, + 470, + 420, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 158, + 497 + ], + "score": 1.0, + "content": "It happens if", + "type": "text" + }, + { + "bbox": [ + 158, + 473, + 420, + 500 + ], + "score": 0.68, + "content": "\\begin{array}{c} \\begin{array} { r } { \\left\\{ { \\begin{array} { l l } { t ( n ) = n ^ { \\beta } , } & { \\beta \\in ( - \\frac { 2 \\alpha } { 5 } , 0 ) } \\\\ { t ( n ) = n ^ { \\beta } , } & { \\beta \\in ( - \\frac { \\alpha } { 2 } , 0 ) } \\end{array} } \\Longrightarrow t ( n ) = n ^ { \\beta } , \\quad \\beta \\in ( - \\frac { 2 \\alpha } { 5 } , 0 ) . \\right.} \\end{array} \\end{array}", + "type": "inline_equation", + "image_path": "0b4c00539c2be3382f05cc8bd42aaedd922bb924f02e20ce9b01e223fc783c8d.jpg" + } + ], + "index": 21, + "is_list_start_line": true, + "is_list_end_line": true + }, + { + "bbox": [ + 106, + 496, + 175, + 511 + ], + "spans": [ + { + "bbox": [ + 106, + 496, + 175, + 511 + ], + "score": 1.0, + "content": "Indeed, we have", + "type": "text" + } + ], + "index": 22, + "is_list_start_line": true, + "is_list_end_line": true + }, + { + "bbox": [ + 106, + 504, + 388, + 539 + ], + "spans": [ + { + "bbox": [ + 106, + 509, + 245, + 522 + ], + "score": 0.87, + "content": "n ^ { a } l p h a t ^ { 5 / 2 } = n ^ { 5 / 2 \\beta + \\alpha } ~ \\xrightarrow { n \\infty } ~ \\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 245, + 504, + 251, + 539 + ], + "score": 1.0, + "content": "se", + "type": "text" + }, + { + "bbox": [ + 269, + 509, + 388, + 523 + ], + "score": 0.88, + "content": "\\textstyle { \\frac { 5 } { 2 } } \\beta + \\alpha > 0 \\iff \\beta > - { \\frac { 2 \\alpha } { 5 } }", + "type": "inline_equation" + } + ], + "index": 23, + "is_list_start_line": true, + "is_list_end_line": true + }, + { + "bbox": [ + 123, + 523, + 365, + 537 + ], + "spans": [ + { + "bbox": [ + 123, + 523, + 227, + 535 + ], + "score": 0.85, + "content": "n ^ { \\alpha } t ^ { 2 } = n ^ { 2 \\beta + \\alpha } \\xrightarrow { n \\infty } \\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 525, + 365, + 537 + ], + "score": 0.87, + "content": "2 \\beta + \\alpha > 0 \\iff \\beta > - { \\frac { \\alpha } { 2 } }", + "type": "inline_equation" + } + ], + "index": 24, + "is_list_start_line": true, + "is_list_end_line": true + }, + { + "bbox": [ + 105, + 537, + 469, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 542, + 168, + 562 + ], + "score": 1.0, + "content": "As a result, for", + "type": "text" + }, + { + "bbox": [ + 168, + 546, + 198, + 558 + ], + "score": 0.91, + "content": "t = n ^ { \\beta }", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 542, + 219, + 562 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 219, + 546, + 270, + 560 + ], + "score": 0.89, + "content": "\\beta \\in ( - 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Thanks to Proposition 3 and Proposition 1 we conclude that", + "type": "text" + }, + { + "bbox": [ + 439, + 616, + 474, + 628 + ], + "score": 0.91, + "content": "\\forall y \\in \\mathbb { S } ^ { 2 }", + "type": "inline_equation" + } + ], + "index": 28 + } + ], + "index": 28, + "bbox_fs": [ + 105, + 615, + 474, + 629 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 185, + 632, + 426, + 659 + ], + "lines": [ + { + "bbox": [ + 185, + 632, + 426, + 659 + ], + "spans": [ + { + "bbox": [ + 185, + 632, + 426, + 659 + ], + "score": 0.92, + "content": "\\operatorname * { l i m } _ { n \\to \\infty } \\frac { 1 } { 4 \\pi t _ { n } ^ { 2 } } L _ { n } ^ { t _ { n } } f ( y ) = \\operatorname * { l i m } _ { n \\to \\infty } \\frac { 1 } { 4 \\pi t _ { n } ^ { 2 } } L ^ { t _ { n } } f ( y ) = \\frac { 1 } { | \\mathbb { S } ^ { 2 } | } \\Delta _ { \\mathbb { S } ^ { 2 } } f ( y )", + "type": "interline_equation", + "image_path": "919bb7c0a5ec77a339569788d79b4581ce62c3828feb36f472436817baf0abcf.jpg" + } + ] + } + ], + "index": 29, + "virtual_lines": [ + { + "bbox": [ + 185, + 632, + 426, + 659 + ], + "spans": [], + "index": 29 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 687, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "In (Belkin & Niyogi, 2008), the sampling is drawn from a uniform random distribution on the", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "sphere, and their proof heavily relies on the uniformity properties of the distribution from which the", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "sampling is drawn. 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P@NR@NF1@NmAPP@NR@NF1@NmAP
Cohen et al.(2018)(b= 128)0.7010.7110.6990.676---1
Cohen et al.(2018) (simplified,b = 64)0.7040.7010.6960.6650.4300.4800.4290.385
Esteves et al.(2018)(b = 64)0.7170.737-0.6850.4500.550-0.444
DeepSphere (equiangular b = 64)0.7090.7000.6980.6650.4390.4890.4390.403
DeepSphere (HEALPix Nside = 32)0.7250.7170.7150.6860.4750.5080.4680.428
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Given the kernel density", + "type": "text" + }, + { + "bbox": [ + 272, + 200, + 317, + 212 + ], + "score": 0.95, + "content": "t ( n ) = n ^ { \\beta }", + "type": "inline_equation" + }, + { + "bbox": [ + 317, + 199, + 506, + 213 + ], + "score": 1.0, + "content": ", Belkin & Niyogi (2008) proved convergence", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 210, + 505, + 224 + ], + "spans": [ + { + "bbox": [ + 104, + 210, + 200, + 224 + ], + "score": 1.0, + "content": "in the random case for", + "type": "text" + }, + { + "bbox": [ + 201, + 210, + 253, + 224 + ], + "score": 0.93, + "content": "\\beta \\in ( - \\frac { 1 } { 4 } , 0 )", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 210, + 486, + 224 + ], + "score": 1.0, + "content": "and we proved convergence in the deterministic case for", + "type": "text" + }, + { + "bbox": [ + 486, + 211, + 505, + 223 + ], + "score": 0.87, + "content": "\\beta \\in", + "type": "inline_equation" + } + ], + "index": 8 + }, + { + "bbox": [ + 107, + 222, + 343, + 237 + ], + "spans": [ + { + "bbox": [ + 107, + 223, + 144, + 237 + ], + "score": 0.92, + "content": "\\textstyle ( - { \\frac { 2 \\alpha } { 5 } } , 0 )", + "type": "inline_equation" + }, + { + "bbox": [ + 144, + 222, + 174, + 237 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 175, + 224, + 225, + 236 + ], + "score": 0.93, + "content": "\\alpha \\in ( 0 , 1 / 2 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 222, + 343, + 237 + ], + "score": 1.0, + "content": "(for the spherical manifold).", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 7.5 + }, + { + "type": "title", + "bbox": [ + 108, + 251, + 254, + 264 + ], + "lines": [ + { + "bbox": [ + 105, + 250, + 255, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 255, + 266 + ], + "score": 1.0, + "content": "B PROOF OF THEOREM 3.2", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "text", + "bbox": [ + 106, + 275, + 505, + 309 + ], + "lines": [ + { + "bbox": [ + 105, + 275, + 506, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 275, + 152, + 289 + ], + "score": 1.0, + "content": "Proof. 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P@NR@NF1@NmAPP@NR@NF1@NmAP
Cohen et al.(2018)(b= 128)0.7010.7110.6990.676---1
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\\hat { L } _ { n } ^ { t _ { n } } R ( g ) f ( x ) \\Big | \\leq \\Big | R ( g ) \\hat { L } _ { n } ^ { t _ { n } } f ( x ) - R ( g ) \\Delta _ { \\mathbb { S } ^ { 2 } } f ( x ) \\Big | + \\Big | R ( g ) \\Delta _ { \\mathbb { S } ^ { 2 } } f ( x ) - \\hat { L } _ { n } ^ { t _ { n } } R ( g ) f ( x ) \\Big | } } \\\\ & { = \\Big | R ( g ) ( \\hat { L } _ { n } ^ { t _ { n } } f - \\Delta _ { \\mathbb { S } ^ { 2 } } f ) ( x ) \\Big | + \\Big | \\Delta _ { \\mathbb { S } ^ { 2 } } f ^ { \\prime } ( x ) - \\hat { L } _ { n } ^ { t _ { n } } f ^ { \\prime } ( x ) \\Big | \\leq } \\\\ & { \\leq \\Big | ( \\hat { L } _ { n } ^ { t _ { n } } f - \\Delta _ { \\mathbb { S } ^ { 2 } } f ) ( g ^ { - 1 } ( x ) ) \\Big | + \\Big | \\Delta _ { \\mathbb { S } ^ { 2 } } f ^ { \\prime } ( x ) - \\hat { L } _ { n } ^ { t _ { n } } f ^ { \\prime } ( x ) \\Big | } \\end{array}", + "type": "interline_equation", + "image_path": "fc6910981348bc01ff4fac5506b5aaded4baff868e668a36dcd4e174e948912e.jpg" + } + ] + } + ], + "index": 15, + "virtual_lines": [ + { + "bbox": [ + 111, + 311, + 514, + 333.6666666666667 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 111, + 333.6666666666667, + 514, + 356.33333333333337 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 111, + 356.33333333333337, + 514, + 379.00000000000006 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "text", + "bbox": [ + 104, + 387, + 460, + 400 + ], + "lines": [ + { + "bbox": [ + 105, + 386, + 462, + 402 + ], + "spans": [ + { + "bbox": [ + 105, + 386, + 131, + 402 + ], + "score": 1.0, + "content": "Since", + "type": "text" + }, + { + "bbox": [ + 131, + 387, + 183, + 400 + ], + "score": 0.93, + "content": "g ^ { - 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\\hat { L } _ { n } ^ { t _ { n } } R ( g ) f ( x ) \\right| \\xrightarrow { n \\to \\infty } 0 } \\end{array}", + "type": "interline_equation", + "image_path": "5639a0212cfca3a92300b4f78155c26b7bda95b4e7dea233dae25e6de2b4df66.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 198, + 458, + 413, + 480 + ], + "spans": [], + "index": 21 + } + ] + }, + { + "type": "title", + "bbox": [ + 108, + 514, + 255, + 527 + ], + "lines": [ + { + "bbox": [ + 105, + 513, + 257, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 513, + 257, + 529 + ], + "score": 1.0, + "content": "C EXPERIMENTAL DETAILS", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "title", + "bbox": [ + 108, + 539, + 248, + 551 + ], + "lines": [ + { + "bbox": [ + 106, + 540, + 250, + 551 + ], + "spans": [ + { + "bbox": [ + 106, + 540, + 250, + 551 + ], + "score": 1.0, + "content": "C.1 3D OBJECTS RECOGNITION", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 105, + 559, + 487, + 572 + ], + "lines": [ + { + "bbox": [ + 105, + 558, + 487, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 558, + 487, + 573 + ], + "score": 1.0, + "content": "Table 5 shows the results obtained from the SHREC’17 competition’s official evaluation script.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24, + "bbox_fs": [ + 105, + 558, + 487, + 573 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 129, + 589, + 470, + 633 + ], + "lines": [ + { + "bbox": [ + 129, + 589, + 470, + 633 + ], + "spans": [ + { + "bbox": [ + 129, + 589, + 470, + 633 + ], + "score": 0.88, + "content": "\\begin{array} { r l } { [ G C _ { 1 6 } + B N + R e L U ] _ { n s i d e 3 2 } + \\mathrm { P o o l } + [ G C _ { 3 2 } + B N + R e L U ] _ { n s i d e 1 6 } + \\mathrm { P o o l } ~ } & { } \\\\ { + \\left[ G C _ { 6 4 } + B N + R e L U \\right] _ { n s i d e 8 } + \\mathrm { P o o l } + [ G C _ { 1 2 8 } + B N + R e L U ] _ { n s i d e 4 } } \\\\ { + \\mathrm { P o o l } + [ G C _ { 2 5 6 } + B N + R e L U ] _ { n s i d e 2 } + \\mathrm { P o o l } + G A P + F C N + \\mathrm { s o f } \\mathrm { t m } a } \\end{array}", + "type": "interline_equation", + "image_path": "fba1b53222242e0eb00437fb9e14cd1153767ae4d2cce9a92415859483b89cca.jpg" + } + ] + } + ], + "index": 26, + "virtual_lines": [ + { + "bbox": [ + 129, + 589, + 470, + 603.6666666666666 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 129, + 603.6666666666666, + 470, + 618.3333333333333 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 129, + 618.3333333333333, + 470, + 632.9999999999999 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "title", + "bbox": [ + 106, + 644, + 310, + 655 + ], + "lines": [ + { + "bbox": [ + 106, + 643, + 311, + 656 + ], + "spans": [ + { + "bbox": [ + 106, + 643, + 311, + 656 + ], + "score": 1.0, + "content": "C.2 COSMOLOGICAL MODEL CLASSIFICATION", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "interline_equation", + "bbox": [ + 134, + 676, + 475, + 735 + ], + "lines": [ + { + "bbox": [ + 134, + 676, + 475, + 735 + ], + "spans": [ + { + "bbox": [ + 134, + 676, + 475, + 735 + ], + "score": 0.91, + "content": "\\begin{array} { r l } & { [ G C _ { 1 6 } + B N + R e L U ] _ { n s i d e 1 0 2 4 } + \\mathsf { P o o l } + [ G C _ { 3 2 } + B N + R e L U ] _ { n s i d e 5 1 2 } } \\\\ & { ~ + ~ \\mathsf { P o o l } + [ G C _ { 6 4 } + B N + R e L U ] _ { n s i d e 2 5 6 } + \\mathsf { P o o l } } \\\\ & { ~ + ~ [ G C _ { 6 4 } + B N + R e L U ] _ { n s i d e 1 2 8 } + \\mathsf { P o o l } + [ G C _ { 6 4 } + B N + R e L U ] _ { n s i d e 6 4 } } \\\\ & { ~ + ~ \\mathsf { P o o l } + [ G C _ { 2 } ] _ { n s i d e 3 2 } + G A P + \\mathrm { s o f t m a x } } \\end{array}", + "type": "interline_equation", + "image_path": "5b391ee0867fb46f4ef1cf89be3f85c3e4e67d2c94550a2a1bda7d633f0dda35.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 134, + 676, + 475, + 695.6666666666666 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 134, + 695.6666666666666, + 475, + 715.3333333333333 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 134, + 715.3333333333333, + 475, + 734.9999999999999 + ], + "spans": [], + "index": 31 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 106, + 81, + 511, + 235 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 106, + 81, + 511, + 235 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 81, + 511, + 235 + ], + "spans": [ + { + "bbox": [ + 106, + 81, + 511, + 235 + ], + "score": 0.984, + "html": "
TCARBGmean
Mudigonda et al. (2017)74659778.67
Jiang et al. (2019) (paper)94939794.67
Jiang et al. (2019) (rerun)93.995.795.294.95
Cohen et al. (2019) (S2R)97.897.397.397.5
Cohen et al. (2019) (R2R)97.997.897.497.7
DS (Jiang architecture, weighted loss)97.197.696.597.1
DS (weighted loss)97.4 ± 1.197.7± 0.798.2 ± 0.597.8 ± 0.3
DS (wider architecture, weighted loss)91.593.499.094.6
DS (Jiang architecture, non-weighted loss)33.693.699.375.5
DS (non-weighted loss)69.2 ± 3.794.5 ± 2.999.7± 0.187.8 ± 0.5
DS (wider architecture, non-weighted loss)73.492.799.888.7
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TCARmean
Jiang et al. (2019) (rerun)11.0865.2138.41
Cohen et al. (2019) (S2R) Cohen et al. (2019) (R2R)- 11 168.6 75.9
DS (Jiang architecture, non-weighted loss)46.293.970.0
DS (non-weighted loss)80.86 ± 2.4297.45 ± 0.3889.16 ± 1.37
DS (wider architecture, non-weighted loss)84.7198.0591.38
DS (Jiang architecture, weighted loss)49.789.269.5
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Tropical cyclones (TC) and", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 487, + 505, + 499 + ], + "spans": [ + { + "bbox": [ + 106, + 487, + 505, + 499 + ], + "score": 1.0, + "content": "atmospheric rivers (AR) are the two positive classes. Note that a weighted cross-entropy loss is not", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 498, + 271, + 510 + ], + "spans": [ + { + "bbox": [ + 106, + 498, + 271, + 510 + ], + "score": 1.0, + "content": "optimal for the average precision metric.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 11 + } + ], + "index": 9.5 + }, + { + "type": "text", + "bbox": [ + 106, + 604, + 425, + 615 + ], + "lines": [ + { + "bbox": [ + 105, + 603, + 426, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 603, + 426, + 617 + ], + "score": 1.0, + "content": "Table 6, 7, and 8 show the accuracy, mAP, and efficiency of all the NNs we ran.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 106, + 621, + 501, + 643 + ], + "lines": [ + { + "bbox": [ + 106, + 621, + 502, + 633 + ], + "spans": [ + { + "bbox": [ + 106, + 621, + 502, + 633 + ], + "score": 1.0, + "content": "The experiment with the model from Jiang et al. (2019) was rerun in order to obtain the AP metrics,", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 632, + 381, + 644 + ], + "spans": [ + { + "bbox": [ + 106, + 632, + 381, + 644 + ], + "score": 1.0, + "content": "but with a batch size of 64 instead of 256 due to GPU memory limit.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14.5 + }, + { + "type": "text", + "bbox": [ + 107, + 648, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 106, + 649, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 505, + 661 + ], + "score": 1.0, + "content": "Several experiments were run with different architectures for DeepSphere (DS). Jiang architecture", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 659, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 106, + 659, + 505, + 673 + ], + "score": 1.0, + "content": "use a similar one as Jiang et al. (2019), with only the convolutional operators replaced. DeepSphere", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 671, + 505, + 684 + ], + "spans": [ + { + "bbox": [ + 105, + 671, + 505, + 684 + ], + "score": 1.0, + "content": "only is the original architecture giving the best results, deeper and with four times more feature maps", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 680, + 505, + 695 + ], + "spans": [ + { + "bbox": [ + 105, + 680, + 505, + 695 + ], + "score": 1.0, + "content": "than Jiang architecture. And the wider architecture is the same as the previous one with two times", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 691, + 221, + 706 + ], + "spans": [ + { + "bbox": [ + 105, + 691, + 221, + 706 + ], + "score": 1.0, + "content": "the number of feature maps.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 108, + 709, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 708, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 708, + 506, + 722 + ], + "score": 1.0, + "content": "Regarding the weighted loss, the weights are chosen with scikit-learn function", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 721, + 301, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 301, + 733 + ], + "score": 1.0, + "content": "compute class weight on the training set.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 21.5 + } + ], + "page_idx": 15, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 301, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 14 + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 108, + 567, + 273, + 578 + ], + "lines": [ + { + "bbox": [ + 106, + 567, + 275, + 579 + ], + "spans": [ + { + "bbox": [ + 106, + 567, + 275, + 579 + ], + "score": 1.0, + "content": "C.3 CLIMATE EVENT SEGMENTATION", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "table", + "bbox": [ + 106, + 81, + 511, + 235 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 106, + 81, + 511, + 235 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 81, + 511, + 235 + ], + "spans": [ + { + "bbox": [ + 106, + 81, + 511, + 235 + ], + "score": 0.984, + "html": "
TCARBGmean
Mudigonda et al. (2017)74659778.67
Jiang et al. (2019) (paper)94939794.67
Jiang et al. (2019) (rerun)93.995.795.294.95
Cohen et al. (2019) (S2R)97.897.397.397.5
Cohen et al. (2019) (R2R)97.997.897.497.7
DS (Jiang architecture, weighted loss)97.197.696.597.1
DS (weighted loss)97.4 ± 1.197.7± 0.798.2 ± 0.597.8 ± 0.3
DS (wider architecture, weighted loss)91.593.499.094.6
DS (Jiang architecture, non-weighted loss)33.693.699.375.5
DS (non-weighted loss)69.2 ± 3.794.5 ± 2.999.7± 0.187.8 ± 0.5
DS (wider architecture, non-weighted loss)73.492.799.888.7
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TCARmean
Jiang et al. (2019) (rerun)11.0865.2138.41
Cohen et al. (2019) (S2R) Cohen et al. (2019) (R2R)- 11 168.6 75.9
DS (Jiang architecture, non-weighted loss)46.293.970.0
DS (non-weighted loss)80.86 ± 2.4297.45 ± 0.3889.16 ± 1.37
DS (wider architecture, non-weighted loss)84.7198.0591.38
DS (Jiang architecture, weighted loss)49.789.269.5
DS (weighted loss)58.88 ± 3.1795.41 ± 1.5177.15 ± 1.94
DS (wider architecture,weighted loss)52.8094.7873.79
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performancesizespeed
F1mAPparamsinferencetraining
Cohen et al. (2018) (b = 128)167.61400k38.0ms50h
Cohen et al. (2018) (simplified,9b = 64)78.966.5400k12.0 ms32h
Esteves et al. (2018) (b = 64)79.468.5500k9.8ms3h
DeepSphere (equiangular, b = 64)79.466.5190k0.9 ms50m
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accuracytime
Perraudin etal. (2019),2D CNNbaseline54.2104 ms
Perraudin et al. (2019), CNN variant, k = 862.1185ms
Perraudin etal. (2019),FCN variant, k = 883.8185 ms
k = 8 neighbors,t from section 3.287.1185 ms
k = 2O neighbors,t from section 3.291.3250 ms
k = 40 neighbors,t from section 3.292.5363 ms
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accuracymAP
Jiang et al. (2019) (rerun)94.9538.41
Cohen et al. (2019) (S2R)97.568.6
Cohen et al. (2019) (R2R)97.775.9
DeepSphere (weighted loss)97.8 ± 0.377.15 ± 1.94
DeepSphere (non-weighted loss)87.8 ± 0.589.16 ± 1.37
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order Ptemp. (from past temp.)day (from temperature)day (from precipitations)
MSEMAER2MSEMAER2MSEMAER2
010.882.420.8960.100.100.8820.580.42-0.980
48.202.110.9190.050.050.9690.500.180.597
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P@NR@NF1@NmAPP@NR@NF1@NmAP
Cohen et al.(2018)(b= 128)0.7010.7110.6990.676---1
Cohen et al.(2018) (simplified,b = 64)0.7040.7010.6960.6650.4300.4800.4290.385
Esteves et al.(2018)(b = 64)0.7170.737-0.6850.4500.550-0.444
DeepSphere (equiangular b = 64)0.7090.7000.6980.6650.4390.4890.4390.403
DeepSphere (HEALPix Nside = 32)0.7250.7170.7150.6860.4750.5080.4680.428
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TCARBGmean
Mudigonda et al. (2017)74659778.67
Jiang et al. (2019) (paper)94939794.67
Jiang et al. (2019) (rerun)93.995.795.294.95
Cohen et al. (2019) (S2R)97.897.397.397.5
Cohen et al. (2019) (R2R)97.997.897.497.7
DS (Jiang architecture, weighted loss)97.197.696.597.1
DS (weighted loss)97.4 ± 1.197.7± 0.798.2 ± 0.597.8 ± 0.3
DS (wider architecture, weighted loss)91.593.499.094.6
DS (Jiang architecture, non-weighted loss)33.693.699.375.5
DS (non-weighted loss)69.2 ± 3.794.5 ± 2.999.7± 0.187.8 ± 0.5
DS (wider architecture, non-weighted loss)73.492.799.888.7
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TCARmean
Jiang et al. (2019) (rerun)11.0865.2138.41
Cohen et al. (2019) (S2R) Cohen et al. (2019) (R2R)- 11 168.6 75.9
DS (Jiang architecture, non-weighted loss)46.293.970.0
DS (non-weighted loss)80.86 ± 2.4297.45 ± 0.3889.16 ± 1.37
DS (wider architecture, non-weighted loss)84.7198.0591.38
DS (Jiang architecture, weighted loss)49.789.269.5
DS (weighted loss)58.88 ± 3.1795.41 ± 1.5177.15 ± 1.94
DS (wider architecture,weighted loss)52.8094.7873.79
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paramsinferencetraining
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Due to the constant negative curvature, the hyperbolic space resembles tree metrics and captures the tree-like properties naturally, which enables the hyperbolic embeddings to improve over traditional Euclidean models. However, many real-world hierarchically structured data such as taxonomies and multitree networks have varying local structures and they are not trees, thus they do not ubiquitously match the constant curvature property of the hyperbolic space. To address this limitation of hyperbolic embeddings, we explore the complex hyperbolic space, which has the variable negative curvature, for representation learning. Specifically, we propose to learn the embeddings of hierarchically structured data in the unit ball model of the complex hyperbolic space. The unit ball model based embeddings have a more powerful representation capacity to capture a variety of hierarchical structures. Through experiments on synthetic and real-world data, we show that our approach improves over the hyperbolic embedding models significantly. + +# 16 1 Introduction + +17 Representation learning of data with hierarchical structures is an important machine learning task with +18 many applications, such as taxonomy induction (Fu et al., 2014) and hypernymy detection (Shwartz +19 et al., 2016). In recent years, the hyperbolic embeddings (Nickel and Kiela, 2017, 2018) have been +20 proposed to improve the traditional Euclidean embedding models (Nickel et al., 2011; Bordes et al., +21 2013). The constant negative curvature of the hyperbolic space produces several manifestations, +22 where the most desirable property for representation learning is that the hyperbolic space can be +23 regarded as a continuous approximation to trees (Krioukov et al., 2010). The hyperbolic space is +24 capable of embedding any finite tree while preserving the distances approximately (Gromov, 1987). +25 As a result of the tree-like properties, the hyperbolic space is more suitable to embed hierarchically +26 structured data than Euclidean space. +27 However, the real-world hierarchically structured data are usually not trees since they can have +28 varying local structures while being tree-like globally. For example, although the taxonomies such as +29 WordNet (Miller, 1995) and YAGO (Suchanek et al., 2007) have underlying hierarchical structures, +30 they contain many $1 { - } n$ (1 child links to multiple parents) cases and multitree structures (Griggs et al., +31 2012), which are much more complicated than trees. Thus, the general hierarchically structured data +32 cannot ubiquitously match the constant negative curvature property of the hyperbolic space. +33 To address the challenge, in this paper, we present a new approach to learning the embeddings of +34 hierarchically structured data. Specifically, we embed the data with hierarchical structures into the +35 unit ball model of the complex hyperbolic space. The unit ball model is a projective geometry based +36 model to identify the complex hyperbolic space. One of the main differences between the complex +37 and the real hyperbolic space is that the curvature is no longer constant in the complex hyperbolic +38 space. Instead, it has the variable negative curvature. In practice, the variable negative curvature +39 makes the unit ball model based embeddings more flexible in handling varying structures while the +40 tree-like properties retain the superiority in hierarchies. +41 For empirical evaluation, we first compare our approach with the hyperbolic embedding methods on +42 tree structures to show that the complex hyperbolic space maintains the tree-like properties. Then we +43 evaluate our approach and the baselines on various hierarchically structured data, including synthetic +44 graphs and real-world taxonomies. The experimental results demonstrate the advantages of our +45 approach. To summarize, our work has the following main contributions: + +1. We present a novel embedding approach, which takes advantage of the variable negative curvature of the complex hyperbolic space, to handle data with complicated and various hierarchical structures. To the best of our knowledge, our work is the first to propose complex hyperbolic embeddings. +2. We introduce the embedding algorithm in the unit ball model of the complex hyperbolic space. We formulate the learning and Riemannian optimization in the unit ball model. +3. We evaluate our approach with experiments on an extensive range of synthetic and real-world data and show the remarkable improvements of our approach. + +# 54 2 Related work + +55 Hyperbolic embeddings. Hyperbolic embedding methods have become the leading approach for +56 representation learning of hierarchical structures. (Nickel and Kiela, 2017) learned the representations +57 of hierarchical graphs in the Poncaré ball model of the hyperbolic space and obtained high-quality +58 embeddings for taxonomies. (Ganea et al., 2018a) introduced the hyperbolic entailment cones +59 to formally define the partial ordering relation. (Nickel and Kiela, 2018) proposed to learn the +60 embeddings in the hyperboloid model (also known as the Lorentz model) of the hyperbolic space to +61 avoid the numerical instabilities of the Poncaré ball model. These methods learned the hyperbolic +62 embeddings by Riemannian optimization (Bonnabel, 2013), which was further improved by the +63 Riemannian adaptive optimization (Bécigneul and Ganea, 2019). Additionally, (Yu and Sa, 2019) +64 used an integer-based tiling to solve the numerical instabilities in the hyperbolic embeddings. +65 Another branch of study (Sala et al., 2018; Sonthalia and Gilbert, 2020) learned the hyperbolic +66 embeddings through combinatorial construction. Instead of optimizing the soft-ranking loss by +67 Riemannian SGD to preserve the hierarchical relationships as in (Nickel and Kiela, 2017, 2018), +68 the construction-based methods minimize the reconstruction distortion and focus on the graph +69 reconstruction task. Remarkably, TreeRep (Sonthalia and Gilbert, 2020) can exactly recover the +70 original tree structure when the given graph is a tree. However, both the optimization-based and +71 construction-based hyperbolic embeddings suffer from the limitation in hierarchical graphs with +72 varying local structures. To tackle the challenge, (Gu et al., 2019) extended the construction-based +73 method by jointly learning the curvature and the embeddings of data in a product manifold. Although +74 it can provide a better representation than a single space with constant curvature, it is impractical to +75 search for the best manifold combination among enormous combinations for each new structure. +76 Note that our complex hyperbolic embedding model is different from the hyperbolic embedding +77 methods (Nickel and Kiela, 2017, 2018) or the product manifold embeddings (Gu et al., 2019) since +78 the geometrical spaces are typically of different characteristics. The $n$ -dimensional $\mathit { \Pi } _ { n }$ -d) complex +79 hyperbolic space is not simply the $2 n$ -d hyperbolic space or the product of two $n$ -d hyperbolic spaces. +80 Section 3 will show that their geometries differ markedly. +81 Motivated by the promising results of previous works, extensions to the multi-relational graph +82 hyperbolic embeddings (Balazevic et al., 2019; Chami et al., 2020; Sun et al., 2020) and hyperbolic +83 neural networks (Ganea et al., 2018b; Gülçehre et al., 2019; Liu et al., 2019; Chami et al., 2019; Dai +84 et al., 2021; Shimizu et al., 2021) were explored. Notably, (Chami et al., 2019, 2020) leverages +85 the trainable curvature to compensate for the disparity between the actual data structures and the +86 constant-curvature hyperbolic space, where each layer in the graph neural network or each relation +87 in the multi-relational graph has its own curvature parameterization. Since we only focus on the +88 single-relation graph embeddings and taxonomy embeddings in this work, we do not evaluate the +89 multi-relational knowledge graph embedding models or the neural networks in our tasks. +90 Complex embeddings. The traditional knowledge graph embeddings were learned in the real +91 Euclidean space (Nickel et al., 2011; Bordes et al., 2013; Yang et al., 2015) and were used for +92 knowledge graph inference and reasoning. In recent years, several works suggested utilizing the +93 complex Euclidean space for inferring more relation patterns, such as ComplEx (Trouillon et al., +94 2016) and RotatE (Sun et al., 2019). The computation operations and transformations in the complex +95 space have been demonstrated to be effective in the knowledge graph embeddings. The success of +96 the complex embeddings reveals the potential of the complex space and inspires us to explore the +97 complex hyperbolic space. + +# 98 3 Preliminaries + +# 3.1 Curvature + +100 Before introducing the hyperbolic geometry and the complex hyperbolic geometry, we need to give +101 the definition of curvature, which describes the curve of Riemannian manifolds and controls the rate +102 of geodesic deviation. In this paper, curvature refers to the sectional curvature. +103 Definition 1 (Curvature). Given a Riemannian manifold and two linearly independent tangent vectors +104 at the same point, u and v, the (sectional) curvature is defined as + +$$ +K ( \mathbf { u } , \mathbf { v } ) = \frac { \langle R ( \mathbf { u } , \mathbf { v } ) \mathbf { v } , \mathbf { u } \rangle } { \langle \mathbf { u } , \mathbf { u } \rangle \langle \mathbf { v } , \mathbf { v } \rangle - \langle \mathbf { u } , \mathbf { v } \rangle ^ { 2 } } , +$$ + +where $R$ is the Riemann curvature tensor, defined by the convention $R ( \mathbf { u } , \mathbf { v } ) \mathbf { w } \ = \ \nabla _ { \mathbf { u } } \nabla _ { \mathbf { v } } \mathbf { w } \ -$ $\nabla _ { \mathbf { v } } \nabla _ { \mathbf { u } } \mathbf { w } - \nabla _ { [ \mathbf { u } , \mathbf { v } ] } \mathbf { w }$ . + +# 3.2 Hyperbolic geometry + +108 Hyperbolic space1 is a homogeneous space with constant negative curvature. Here constant means +109 constant both at all points and in all pairs of directions. In the hyperbolic space $\mathbb { H } _ { \mathbb { R } } ^ { n } ( K )$ of dimension +110 $n$ and curvature $K < 0$ , the volume of a ball grows exponentially with its radius $\rho$ : + +$$ +v o l ( B _ { \mathbb { H } _ { \mathbb { R } } ^ { n } ( K ) } ( \rho ) ) \sim e ^ { \sqrt { - K } ( n - 1 ) \rho } . +$$ + +Contrastively, in the Euclidean space 111 $\mathbb { E } ^ { n }$ , the curvature is 0 and the volume of a ball grows polynomi112 ally with its radius: + +$$ +v o l ( B _ { \mathbb { E } ^ { n } } ( \rho ) ) = \frac { \pi ^ { \frac { n } { 2 } } } { \Gamma ( \frac { n } { 2 } ) } \rho ^ { n } \sim \rho ^ { n } . +$$ + +113 The exponential volume growth rate enables the hyperbolic space to have powerful representation +114 capability for tree structures since the number of nodes grows exponentially with the depth in a tree, +115 while the Euclidean space is too flat and narrow to embed trees. + +# 3.3 Complex hyperbolic geometry + +117 Complex hyperbolic space is a homogeneous geometry of variable negative curvature. Its ambient +118 Hermitian vector space $\mathbb { C } ^ { n , 1 }$ is the complex Euclidean space $\mathbb { C } ^ { n + 1 }$ endowed with a Hermitian form +119 $\langle \langle \mathbf { z } , \mathbf { w } \rangle \rangle$ , where $\mathbf { z } , \mathbf { w } \in \mathbb { C } ^ { n + 1 }$ . Then the Hermitian space $\mathbb { C } ^ { n , 1 }$ can be divided into three subsets: +120 $\ddot { V } _ { - } = \overset { \cdot } { \left\{ \mathbf { z } \in \mathbb { C } ^ { n , 1 } | \langle \langle \mathbf { z } , \mathbf { z } \rangle \rangle < 0 \right\} }$ , $V _ { 0 } = \{ \mathbf { z } \in \mathbb { C } ^ { n , 1 } - \{ \mathbf { 0 } \} \vert \langle \langle \mathbf { z } , \mathbf { z } \rangle \rangle = 0 \}$ , and $V _ { + } = \{ \mathbf { z } \in \mathbb { C } ^ { n , 1 } | \langle \langle \mathbf { z } , \mathbf { z } \rangle \rangle >$ +121 $0 \}$ . Let $\mathbb { P }$ be a projection map $\mathbb { P } : \mathbb { C } ^ { n , 1 } - \{ z _ { n + 1 } = 0 \} \mathbb { C } ^ { n }$ , i.e., + +$$ +\mathbb { P } : \left[ { \begin{array} { c } { z _ { 1 } } \\ { \dots } \\ { z _ { n + 1 } } \end{array} } \right] \mapsto \left[ { \begin{array} { c } { z _ { 1 } / z _ { n + 1 } } \\ { \dots } \\ { z _ { n } / z _ { n + 1 } } \end{array} } \right] , { \mathrm { w h e r e ~ } } z _ { n + 1 } \neq 0 . +$$ + +Then the complex hyperbolic space 122 $\mathbb { H } _ { \mathbb { C } } ^ { n }$ and its boundary $\partial \mathbb { H } _ { \mathbb { C } } ^ { n }$ are defined using the projectivization: + +$$ +\mathbb { H } _ { \mathbb { C } } ^ { n } = \mathbb { P } V _ { - } , \qquad \partial \mathbb { H } _ { \mathbb { C } } ^ { n } = \mathbb { P } V _ { 0 } . +$$ + +123 The curvature of the complex hyperbolic space is summarized by (Goldman, 1999) as follows: + +24 Theorem 1. The curvature is not constant in $\mathbb { H } _ { \mathbb { C } } ^ { n }$ . It is pinched between $- 1$ (in the directions of +25 complex projective lines) and $- 1 / 4$ (in the directions of totally real planes). +126 We leave the full proof in Appendix A. The non-constant curvature, which we expect to be favorable +127 for embedding various hierarchical structures, is one of the main differences between $\mathbb { H } _ { \mathbb { C } } ^ { n }$ and the real +128 hyperbolic space $\mathbb { H } _ { \mathbb { R } } ^ { n }$ . + +29 The complex hyperbolic space also has the tree-like exponential volume growth property. The volume of a ball with radius 30 $\rho$ in $\mathbb { H } _ { \mathbb { C } } ^ { n }$ is given by + +$$ +v o l ( B _ { \mathbb { H } _ { \mathbb { C } } ^ { n } } ( \rho ) ) = \frac { 8 ^ { n } \sigma _ { 2 n - 1 } } { 2 n } \sinh ^ { 2 n } ( \rho / 2 ) \sim \frac { 8 ^ { n } \sigma _ { 2 n - 1 } } { 2 n } e ^ { n \rho } , +$$ + +where 131 $\sigma _ { 2 n - 1 } = 2 \pi ^ { n } / n !$ is the Euclidean volume of the unit sphere $S ^ { 2 n - 1 } \in \mathbb { C } ^ { n }$ . + +32 From the properties of the complex hyperbolic geometry, we expect that the complex hyperbolic space can naturally handle data with diverse local structures in virtue of the variable curvature as presented in Theorem 1 while preserving the tree-like properties as shown in Eq. (5). + +# 4 Unit ball embeddings + +We propose to embed the hierarchically structured data into the unit ball model of the complex hyperbolic space. In this section, We introduce our approach in detail. + +# 4.1 The unit ball model + +The unit ball model is one model used to identify the complex hyperbolic space, which can be derived via the projective geometry (Goldman, 1999). We now provide the derivation sketch. + +Take the Hermitian form of 41 $\mathbb { C } ^ { n , 1 }$ in Section 3.3 to be a standard Hermitian form: + +$$ +\langle \langle \mathbf { z } , \mathbf { w } \rangle \rangle = z _ { 1 } { \overline { { w _ { 1 } } } } + \cdot \cdot \cdot + z _ { n } { \overline { { w _ { n } } } } - z _ { n + 1 } { \overline { { w _ { n + 1 } } } } , +$$ + +142 where $\overline { { w } }$ is the conjugate of $w$ . Take $z _ { n + 1 } = 1$ in the projection map $\mathbb { P }$ in Eq. (3), then from Eq. (4) +143 we can derive the formula of the unit ball model: + +$$ +\mathcal { B } _ { \mathbb { C } } ^ { n } = \{ ( z _ { 1 } , \cdot \cdot \cdot , z _ { n } , 1 ) | | z _ { 1 } | ^ { 2 } + \cdot \cdot \cdot + | z _ { n } | ^ { 2 } < 1 \} , +$$ + +144 where $| \cdot |$ is the Euclidean norm. + +The metric on 145 $B _ { \mathbb { C } } ^ { n }$ is Bergman metric, which takes the formula below in 2-d case: + +$$ +d s ^ { 2 } = { \frac { - 4 } { \langle \langle { \bf z } , { \bf z } \rangle \rangle ^ { 2 } } } \operatorname* { d e t } \left[ \langle \langle { \bf z } , { \bf z } \rangle \rangle \langle \langle d { \bf z } , { \bf z } \rangle \rangle \right] . +$$ + +The distance function on 146 $B _ { \mathbb { C } } ^ { n }$ is given by + +$$ +d _ { { \mathcal B } _ { \mathbb C } ^ { n } } ( \mathbf z , \mathbf w ) = a r c o s h ( 2 \frac { \left. \left. \mathbf z , \mathbf w \right. \right. \left. \left. \mathbf w , \mathbf z \right. \right. } { \left. \left. \mathbf z , \mathbf z \right. \right. \left. \left. \mathbf w , \mathbf w \right. \right. } - 1 ) , +$$ + +147 where the Hermitian form $\langle \langle \mathbf { z } , \mathbf { w } \rangle \rangle$ is defined in Eq. (6). + +# 4.2 Embeddings in the unit ball model + +Given the hierarchical data containing a set of nodes $X ~ = ~ \{ x _ { p } \} _ { p = 1 } ^ { m }$ and a set of edges $E =$ $\{ ( x _ { p } , x _ { q } ) | x _ { p } , x _ { q } \in X \}$ , we aim to learn the embeddings of the nodes $\mathbf { \dot { Z } } = \{ \mathbf { z } _ { p } \} _ { p = 1 } ^ { m }$ , where $\mathbf { z } _ { p } \in B _ { \mathbb { C } } ^ { n }$ . + +The objective of the embeddings is to recover the structures of input data, including the distances between the nodes as well as the partial order in the hierarchies. Here we adopt the soft ranking loss used in the Poincaré ball embeddings (Nickel and Kiela, 2017) and the hyperboloid embeddings (Nickel and Kiela, 2018), which aims at preserving the hierarchical relationships among nodes: + +$$ +L = \sum _ { ( x _ { p } , x _ { q } ) \in E } \log \frac { e ^ { - d _ { \mathcal { B } _ { \mathbb { C } } ^ { n } } ( \mathbf { z } _ { p } , \mathbf { z } _ { q } ) } } { \sum _ { x _ { k } \in \mathcal { N } ( x _ { p } ) } e ^ { - d _ { \mathcal { B } _ { \mathbb { C } } ^ { n } } ( \mathbf { z } _ { p } , \mathbf { z } _ { k } ) } } , +$$ + +Algorithm 1 RSGD of the unit ball embeddings. + +
for t = 1 to Tdo dB adBr
Compute and by Eqs. (14) and (15).
dx ay Compute VEL(z) and VRL(z) by Eq. (13).
Update z(t) by Eq. (17).
+ +156 where $\mathcal { N } ( x _ { p } ) = \{ x _ { k } : ( x _ { p } , x _ { k } ) \notin E \tau \} \cup \{ x _ { p } \}$ is the set of negative examples for $x _ { p }$ together with +157 $x _ { p } . \ d _ { B _ { \mathbb { C } } ^ { n } }$ is the distance function in the unit ball model given in Eq. (9). The minimization of $L$ makes +158 the connected nodes closer in the embedding space than those with no observed edges. +159 Note that instead of manually setting the curvature of the learning space or training the curvature +160 as extra parameters, we learn the embeddings directly in the complex hyperbolic space, where the +161 curvature is variable. The learned embeddings are located in different submanifolds of the unit ball +162 model, whose curvatures are different. + +# 163 4.3 Riemannian optimization in the unit ball model + +We learn the embeddings 164 $\mathbf { Z } = \{ \mathbf { z } _ { p } \} _ { p = 1 } ^ { m }$ through solving the optimization problem with constraint: + +$$ +\mathbf { Z } \arg \operatorname* { m i n } _ { \mathbf { Z } } L \qquad s . t . \forall \mathbf { z } _ { p } \in \mathbf { Z } , \mathbf { z } _ { p } \in B _ { \mathbb { C } } ^ { n } . +$$ + +165 For the optimization problems in Riemannian manifolds, (Bonnabel, 2013) presented the Riemannian +166 stochastic gradient descent (RSGD) algorithm, which we employ to optimize Eq. (11). To update an +167 embedding $\mathbf { z } \in B _ { \mathbb { C } } ^ { n }$ ,2 we need to obtain its Riemannian gradient $\nabla _ { R }$ . Specifically, denote $\mathcal { T } _ { \mathbf { z } } B _ { \mathbb { C } } ^ { n }$ as +168 the tangent space of $\mathbf { z }$ , then the embedding is updated at the $t { \cdot }$ -th iteration by + +$$ +\mathbf { z } ^ { ( t ) } \gets \mathbf { z } ^ { ( t - 1 ) } - \eta ^ { ( t ) } \nabla _ { R } L ( \mathbf { z } ) , +$$ + +169 where $\eta ^ { ( t ) }$ is the learning rate at the $t$ -th iteration and $\nabla _ { R } L ( \mathbf { z } ) \in \mathcal { T } _ { \mathbf { z } } B _ { \mathbb { C } } ^ { n }$ is the Riemannian gradient +170 of $L ( \mathbf { z } )$ . Then the Riemannian gradient $\nabla _ { R }$ can be derived from rescaling the Euclidean gradient +171 $\nabla _ { E }$ with the inverse of the metric tensor $d s ^ { 2 }$ and applying the chain rule of differential functions: + +$$ +\nabla _ { R } L ( \mathbf { z } ) = \frac { 1 } { d s ^ { 2 } } \nabla _ { E } L ( \mathbf { z } ) = \frac { 1 } { d s ^ { 2 } } \frac { \partial L ( \mathbf { z } ) } { \partial d _ { B _ { \mathbb { C } } ^ { n } } ( \mathbf { z } , \mathbf { w } ) } \nabla _ { E } d _ { B _ { \mathbb { C } } ^ { n } } ( \mathbf { z } , \mathbf { w } ) , +$$ + +where 172 $d s ^ { 2 }$ is in Eq. (8) and $\frac { \partial L ( \mathbf { z } ) } { \partial d _ { B _ { \mathbb { C } } ^ { n } } ( \mathbf { z } , \mathbf { w } ) }$ is trivial to compute from Eq. (10). + +173 In practical training, we implement and compute the complex hyperbolic embedding as its real part +174 and imaginary part, i.e., $\mathbf { z } = \mathbf { x } + i \mathbf { y }$ , where $i$ represents the imaginary unit, i.e., $i ^ { 2 } = - 1$ . In order to +175 get the gradient of the distance function $\nabla _ { E } d _ { B _ { \mathbb { C } } ^ { n } } ( \mathbf { z } , \mathbf { w } )$ in Eq. (13), we get the partial derivative with +176 regard to the real part and the imaginary part, i.e., $\begin{array} { r } { \nabla _ { E } d _ { { \mathcal B } _ { \mathbb C } ^ { n } } ( { \bf z } , { \bf w } ) = \frac { \partial d _ { { \mathcal B } _ { \mathbb C } ^ { n } } ( { \bf z } , { \bf w } ) } { \partial { \bf x } } + i \frac { \partial d _ { { \mathcal B } _ { \mathbb C } ^ { n } } ( { \bf z } , { \bf w } ) } { \partial { \bf y } } . } \end{array}$ + +177 The partial derivatives of the unit ball model distance take the following formulas: + +$$ +\begin{array} { r l r } & { } & { \displaystyle \frac { \partial d _ { B _ { \mathbb { C } } ^ { n } } } { \partial \mathbf { x } } = \frac { 4 } { \sqrt { p ^ { 2 } - 1 } } \Big ( \frac { R e ( \langle \mathbf { z } , \mathbf { w } \rangle \mathbf { w } ) } { \mathbf { z } , \mathbf { z } \mathbf { w } , \mathbf { w } } - \frac { \mathbf { z } , \mathbf { w } \mathbf { w } , \mathbf { z } \mathbf { x } } { \mathbf { z } , \mathbf { z } ^ { 2 } \mathbf { w } , \mathbf { w } } \Big ) , } \\ & { } & { \displaystyle \frac { \partial d _ { B _ { \mathbb { C } } ^ { n } } } { \partial \mathbf { y } } = \frac { 4 } { \sqrt { p ^ { 2 } - 1 } } \Big ( \frac { I m ( \langle \mathbf { z } , \mathbf { w } \mathbf { w } ) } { \mathbf { z } , \mathbf { z } \mathbf { w } , \mathbf { w } } - \frac { \mathbf { z } , \mathbf { w } \mathbf { w } , \mathbf { z } \mathbf { y } } { \mathbf { z } , \mathbf { z } ^ { 2 } \mathbf { w } , \mathbf { w } } \Big ) , } \end{array} +$$ + +178 where $p = \cosh ( d _ { B _ { \mathbb { C } _ { - } } ^ { n } } ( \mathbf { z } , \mathbf { w } ) )$ , $R e ( \cdot )$ and $I m ( \cdot )$ denote the real and the imaginary part respectively. +179 The full derivation of Eqs. (14) and (15) is given in Appendix B. +180 Since the embedding $\mathbf { z }$ should be constrained within the unit ball model, we apply the same projection +181 strategy as (Nickel and Kiela, 2017) via a small constant $\varepsilon$ : + +$$ +\begin{array} { r } { p r o j ( \mathbf { z } ) = \left\{ \begin{array} { l l } { \mathbf { z } / ( | \mathbf { z } | - \varepsilon ) } & { \mathrm { i f ~ } | \mathbf { z } | \geq 1 , } \\ { \mathbf { z } } & { \mathrm { o t h e r w i s e } . } \end{array} \right. } \end{array} +$$ + +Table 1: The real-world datasets statistics. + +
ICD10YAGO3-wikiObjectsWordNet-noun
Nodes19,15517,37582,115
Edges78,357153,643743,086
Depth61620
Training edges70,521138,277668,776
Valid/Test edges3,9187,68337,155
δ-hyperbolicity0.01.00.5
+ +182 To sum up, the update of $\mathbf { z }$ at the $t$ -th iteration is + +$$ +{ \bf z } ^ { ( t ) } \gets p r o j \big ( { \bf z } ^ { ( t - 1 ) } - \eta ^ { ( t ) } \nabla _ { R } L ( { \bf z } ) \big ) = p r o j \big ( { \bf z } ^ { ( t - 1 ) } - \eta ^ { ( t ) } \frac { 1 } { d s ^ { 2 } } \nabla _ { E } L ( { \bf z } ) \big ) . +$$ + +183 The RSGD steps of the unit ball embeddings are presented in Algorithm 1. + +# 5 Experiments + +In this section, we evaluate the performances of our approach on tree structures and various hierarchical structures, including synthetic graphs and real-world taxonomies. We focus on the graph reconstruction and link prediction tasks. For more experiments, please refer to Appendix D. + +# 5.1 Experimental settings + +# 5.1.1 Data + +We use synthetic and real-world data that exhibit underlying hierarchical structures to evaluate our approach. The details are as follows. + +Synthetic. We generate various balanced trees and compressed graphs using NetworkX package (Hagberg et al., 2008).3 For balanced trees, we generate the balanced tree with degree $r$ and depth $h$ . For compressed graphs, we generate $k$ random trees on $m$ nodes and then aggregate their edges to form a graph. Some examples of the synthetic data are given in Appendix D.1. + +ICD10. The 10-th revision of International Statistical Classification of Diseases and Related Health Problems (ICD10)4 (Brämer, 1988) is a medical classification list provided by the World Health Organization. The classification list forms a tree structure. We construct its full transitive closure as the ICD10 dataset. + +YAGO3-wikiObjects. $\mathrm { Y A G O } 3 ^ { 5 }$ (Mahdisoltani et al., 2015) is a huge semantic knowledge base. It provides a taxonomy derived from Wikipedia and WordNet. We extract the Wikipedia concepts and entities that are descendants of $\langle w i k i c a t \_ O b j e c t s \rangle$ as well as the hypernymy edges among them. We compute the transitive closure of the sampled taxonomy to construct the YAGO3-wikiObjects dataset. + +WordNet-noun. WordNet6 (Miller, 1995) is a large lexical database. The hypernymy relation among all nouns forms a noun hierarchy. We use its full transitive closure as the WordNet-noun dataset. + +For each real-world dataset, we randomly split the edges into train-validation-test sets with the ratio $9 0 \% { : } 5 \% { : } 5 \%$ . We make sure that any node in the validation and test sets must occur in the training set since otherwise, it cannot be predicted. But the edges in the validation and test sets do not occur in the training set since they are disjoint. We provide the statistics of the real-world datasets in Table 1. The Gromov’s $\delta$ -hyperbolicity (Gromov, 1987) measures the tree-likeness of graphs (refer to Appendix C for definition). The lower $\delta$ corresponds to the more tree-like graph and trees have 0 $\delta$ -hyperbolicity. + +# 5.1.2 Tasks + +213 We evaluate the following two tasks: + +3https://networkx.org/documentation/stable/reference/generators.html +4https://www.who.int/standards/classifications/classification-of-diseases +5https://yago-knowledge.org/ +6https://wordnet.princeton.edu/ + +Graph reconstruction. We train the embeddings of the full data and then reconstruct it from the embeddings. The task evaluates representation capacity. + +Link prediction. We train the embeddings on the training set and predict the edges in the test set. +The task evaluates generalization performance. + +# 5.1.3 Baselines + +We compare our approach UnitBall to the following methods: the sate-of-the-art combinatorial construction-based hyperbolic embedding method TreeRep (Sonthalia and Gilbert, 2020), the optimization-based hyperbolic embeddings in the Poincaré ball model (Nickel and Kiela, 2017) and the Hyperboloid model (Nickel and Kiela, 2018), the simple Euclidean embedding model using the same loss function with (Nickel and Kiela, 2017, 2018). Recall that we use the same loss function with Poincaré and Hyperboloid but learn in the unit ball model. Therefore, the comparisons among UnitBall, Poincaré, Hyperboloid, and Euclidean reveal the representation capacities of different geometrical models in different spaces. + +For the baselines, we use their public codes to train the embeddings. For all methods, the hyperparameters are tuned on each validation set for link prediction task and on balanced tree-(15,3) for graph reconstruction task. The hardware information is given in Appendix D.2 and the hyperparameters are listed in Appendix D.3. In all experiments, we report the mean results over 5 running executions. The code of our approach will be publicly available after the publishing of the paper. + +# 5.1.4 Evaluation + +We use the mean average precision (MAP), mean reciprocal rank (MRR), and $\mathbf { H i t s } @ \mathbf { N }$ as our evaluation metrics, which are widely used for evaluating ranking and link prediction. The details of prediction steps and the evaluation metrics are given in Appendix D.4. + +The $n$ -d complex hyperbolic embeddings have around double parameters of the $n$ -d real embeddings since the $n$ -d complex hyperbolic vectors have $n$ -d real part and $n$ -d imaginary part. For a fair comparison, in each experimental setting, we compare our $n$ -d complex hyperbolic embeddings of UnitBall against the $2 n$ -d embeddings of the baselines. The results will also demonstrate that the $n$ -d complex hyperbolic space is not simply the $2 n$ -d hyperbolic space, they have different capacities. + +# 5.2 Graph reconstruction + +# 5.2.1 Results on balanced trees + +To compare the representation capacities of UnitBall and the hyperbolic embedding models for the tree structures, we first evaluate the graph reconstruction task on the synthetic balanced trees. A balanced tree- $( r , h )$ has degree $r$ and depth $h$ , so it has $r ^ { 0 } + \cdots + r ^ { d }$ nodes and $r ^ { 0 } + \cdot \cdot \cdot + r ^ { d } - 1$ edges. The $\delta$ -hyperbolicity of any balanced tree is 0. We embed the balanced trees into 20-d hyperbolic space for the baselines and 10-d complex hyperbolic space for UnitBall. + +Figure 1 presents the MAP and Hits $\textcircled { a } 3$ scores with varying $r$ and $h$ . We see that when the tree is in small scale, e.g., $( r , h ) = ( 1 5 , 3 ) , ( 1 0 , 2 ) , ( 1 0 , 3 ) ,$ all methods have very good performances, demonstrating the expected powerful capacities of hyperbolic geometry and complex hyperbolic geometry on tree structures. However, when the breadth or the depth increases, the performances of Poincaré and Hyperboloid drop rapidly, suggesting that the optimization-based embeddings in $\mathbb { H } _ { \mathbb { R } } ^ { 2 0 }$ are not effective enough for reconstructing trees of such scales. + +In comparison, UnitBall and TreeRep achieve stable performances for larger trees. TreeRep learns a tree structure from the data as an intermediate step and then embeds the learned trees into the hyperbolic space using Sarkar’s construction (Sarkar, 2011). When the input data is a tree, TreeRep exactly recovers the original tree structure. Figure 1 shows that UnitBall achieves comparable or even better performances than TreeRep on the balanced trees. The results demonstrate that UnitBall does not compromise on trees. It produces high-quality embeddings for tree structures. + +# 5.2.2 Results on compressed graphs + +61 To illustrate the benefits of UnitBall on varying hierarchical structures, we now evaluate on the +62 synthetic compressed graphs. The compressed graphs have local tree structures while being more +017 018 045 Figure 2: Evaluation of graph reconstruction on synthetic compressed graphs in 20-d embedding +019 020 047 spaces (10-d complex hyperbolic space for UnitBall). $m$ represents the number of nodes in the graph +021 022 while $k$ 049 represents the number of random trees aggregated to the graph ( $k$ controls the denseness and +023 024 051 noise level of the graph). The statistics of the compressed graphs are provided in the tables. +027 0283 complicated than trees. Each compressed graph- $( m , k )$ consists of $m$ nodes and is aggregated from $k$ +029 0304 random trees on the $m$ nodes. The bigger $k$ corresponds to the denser and noisier graph. +032 Figure 2 depicts the reconstruction results as a function of varying $m$ and $k$ . The results on the +034 compressed graphs are not as good as on balanced trees, especially with the increase of $m$ and $k$ , which +036 represents the increase of graph scale and denseness respectively. Notably, UnitBall outperforms +038 all other methods on the challenging data, showing that UnitBall handles the noisy locally tree-like +039 040 Edges 499 998 1,496 1,985 2,468 2,966 3,452 3,939 4,426 4,890structures better. TreeRep has comparable results with other methods when $( m , k ) \stackrel { \cdot } { = } ( 5 0 \stackrel { \cdot } { 0 } , 1 )$ since +042 δ-when $k = 1$ 0.0 2.5 1.5 1.0 1.0 1.0 1.0 1.0 , the graph is exactly a tree, i.e., $\delta = 0$ . However, when $k > 1$ and $\delta > 0$ , TreeRep cannot +044 achieve promising results, because when the data metrics deviate from tree metrics, it does not help +045 046 much to learn a tree structure from the data as an intermediate step. + +![](images/9de3005402b51537465a18188532da06e302e086075b195a7934c81dfeece90b.jpg) +Figure 1: Evaluation of graph reconstruction on synthetic balanced trees in 20-d embedding spaces009 (10-d complex hyperbolic space for UnitBall). $r$ represents the degree while m(k = 5) 100 200 300 400 500 $h$ represents the depth. 700 800 900 1000 + +![](images/36fdac3464cd6470c4e0db0f4118831ef9e4a2accea6dc15d111a042bd110413.jpg) + +
m(k =5)1002003004005006007008009001000
Edges47898214741,9652,4682.9763,4763.9834,4684,970
δ-hyperbolicity1.01.01.01.01.01.51.51.51.51.5
+ +
k(m = 500)12345678910
Edges4999981,4961,9852.4682.9663,4523,9394,4264,890
δ-hyperbolicity0.02.51.51.01.01.01.01.01.01.0
+ +# 049 050 5.3 Link prediction + +# 053 0545.3.1 Overall results + +In this section, we evaluate the performances on the link prediction task for the real-world taxonomies. Table 2 presents the results in 32-d embedding spaces for baselines and 16-d complex hyperbolic space for UnitBall. Predicting missing links requires stronger generalization capacity than reconstructing graphs, and UnitBall still has the best performances on all three datasets. Besides, we see that Euclidean shows shortages on these hierarchically-structured data, which is consistent with the results in previous works (Nickel and Kiela, 2017, 2018). Similar to the results on the graph reconstruction task, Poincaré and Hyperboloid have very close performances, while Hyperboloid has slightly better results. They have significant improvements over Euclidean, but they still fall behind UnitBall, which + +Table 2: Evaluation of taxonomy link prediction in 32-d embedding spaces (16-d complex hyperbolic space for UnitBall). The best results are shown in boldface. The second best results are underlined. + +
ICD10YAGO3-wikiObjectsWordNet-noun
MAPMRRHits@3MAPMRRHits@3MAPMRRHits@3
Euclidean3.753.722.394.854.452.785.595.363.16
TreeRep4.967.928.4920.1921.8527.199.309.9811.90
Poincaré35.2434.4552.7130.0628.4741.6125.4623.9927.80
Hyperboloid34.8034.0152.8830.8029.2143.1725.6524.1527.50
UnitBall47.8846.9670.2833.3331.8547.4127.2925.9332.95
+ +Table 3: Evaluation of taxonomy link prediction in different embedding dimensions (the embedding dimension for UnitBall is half of other models). The best results are shown in boldface. The second best results are underlined. + +
YAGO3-wikiObjects
8-dimensional32-dimensional128-dimensional
MAPMRRHits@3MAPMRRHits@3MAPMRRHits@3
Euclidean1.020.920.574.854.452.7816.6715.7615.97
TreeRep16.9117.4827.5320.1921.8527.1921.1823.4432.84
Poincaré29.7028.1341.6430.0628.4741.6129.9328.3541.53
Hyperboloid30.8729.2843.5030.8029.2143.1730.6829.0742.86
UnitBall31.4029.9844.2533.3331.8547.4132.7631.2846.25
+ +83 demonstrates our claims that the non-constant negative curvature of the complex hyperbolic space +284 addresses the varying hierarchical structures on real-world datasets. + +We notice that TreeRep does not perform well on the link prediction task. As mentioned in Section 2, the combinatorial construction-based embedding methods (Sala et al., 2018; Gu et al., 2019; Sonthalia and Gilbert, 2020) target on minimizing the reconstruction distortion of data and they can achieve very good results on the graph reconstruction task. But minimizing the reconstruction distortion may overfit the training set, thus resulting in the unpromising generalization performance for unobserved edges. Hence, they are more suitable to learn the representation of graph data without missing links. We also evaluate TreeRep on the real-world taxonomy reconstruction task in Appendix D.5. + +# 5.3.2 Exploring the embedding dimensions + +In this section, we explore the performances in different embedding dimensions. The results on YAGO3-wikiObjects are presented in Table 3. Results on other datasets are in Appendix D.6. We find that with the increase of the embedding dimension, Euclidean can have big improvements, but its performances in 128-d still cannot surpass other methods in 8-d. TreeRep also achieves better results with the increase of dimension, but overall its performances on the link prediction task are not very promising. By comparison, Poincaré, Hyperboloid, and UnitBall achieve great results steadily. 8-d is already enough for Poincaré and Hyperboloid to handle the link prediction task. We notice that UnitBall has small improvements from 4-d to 16-d, then converges to the stable performance. The results demonstrate that the Euclidean embeddings need to increase the dimension to better model the increasing complex hierarchies, while the complex hyperbolic space and the hyperbolic space have strong generalization competence for hierarchical structures. + +# 04 6 Conclusion + +In this paper, we present a novel approach for learning the embeddings of hierarchical structures in the unit ball model of the complex hyperbolic space. We characterize the geometrical properties of the complex hyperbolic space, including the variable negative curvature and the exponential growth of volume of geodesic balls, which are beneficial for data with various hierarchical structures. We exemplify the superiority of our approach over the graph reconstruction task and the link prediction task on both synthetic and real-world data, which cover the tree structures as well as the general hierarchical structures. 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[Yes] The discussions on the limitations of our work are mainly presented in Experiments both in the paper and in Appendix. +(c) Did you discuss any potential negative societal impacts of your work? [No] +(d) Have you read the ethics review guidelines and ensured that your paper conforms to them? [Yes] + +2. If you are including theoretical results... + +(a) Did you state the full set of assumptions of all theoretical results? [Yes] See Section 3 and 4. +(b) Did you include complete proofs of all theoretical results? [Yes] See Appendix A and B. + +3. If you ran experiments... + +(a) Did you include the code, data, and instructions needed to reproduce the main experimental results (either in the supplemental material or as a URL)? [No] The code is proprietary for this moment. The code will be released after the the publishing of the paper. +(b) Did you specify all the training details (e.g., data splits, hyperparameters, how they were chosen)? [Yes] See Section 5.1 and Appendix D.3. +(c) Did you report error bars (e.g., with respect to the random seed after running experiments multiple times)? [No] We report the mean results over 5 running times. +(d) Did you include the total amount of compute and the type of resources used (e.g., type of GPUs, internal cluster, or cloud provider)? [Yes] See Appendix D.2. + +4. If you are using existing assets (e.g., code, data, models) or curating/releasing new assets... + +(a) If your work uses existing assets, did you cite the creators? [Yes] See Section 5.1.1. The data are publicly available. We cite the corresponding references and give the public data links. +(b) Did you mention the license of the assets? [No] +(c) Did you include any new assets either in the supplemental material or as a URL? [No] We do not create new datasets. We sample a taxonomy from YAGO3 and will release it after the the publishing of the paper. +(d) Did you discuss whether and how consent was obtained from people whose data you’re using/curating? [No] +(e) Did you discuss whether the data you are using/curating contains personally identifiable information or offensive content? [No] + +5. If you used crowdsourcing or conducted research with human subjects... + +(a) Did you include the full text of instructions given to participants and screenshots, if applicable? [N/A] +(b) Did you describe any potential participant risks, with links to Institutional Review Board (IRB) approvals, if applicable? [N/A] +(c) Did you include the estimated hourly wage paid to participants and the total amount spent on participant compensation? [N/A] \ No newline at end of file diff --git a/parse/train/I3HOxaZIJ0J/I3HOxaZIJ0J_content_list.json b/parse/train/I3HOxaZIJ0J/I3HOxaZIJ0J_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..153d8a4b9969cda0a194098553348561feb7483c --- /dev/null +++ b/parse/train/I3HOxaZIJ0J/I3HOxaZIJ0J_content_list.json @@ -0,0 +1,1644 @@ +[ + { + "type": "text", + "text": "Unit Ball Model for Embedding Hierarchical Structures in the Complex Hyperbolic Space ", + "text_level": 1, + "bbox": [ + 228, + 122, + 771, + 172 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Anonymous Author(s) \nAffiliation \nAddress \nemail ", + "bbox": [ + 423, + 226, + 578, + 281 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract ", + "text_level": 1, + "bbox": [ + 462, + 318, + 535, + 334 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Learning the representation of data with hierarchical structures in the hyperbolic space attracts increasing attention in recent years. Due to the constant negative curvature, the hyperbolic space resembles tree metrics and captures the tree-like properties naturally, which enables the hyperbolic embeddings to improve over traditional Euclidean models. However, many real-world hierarchically structured data such as taxonomies and multitree networks have varying local structures and they are not trees, thus they do not ubiquitously match the constant curvature property of the hyperbolic space. To address this limitation of hyperbolic embeddings, we explore the complex hyperbolic space, which has the variable negative curvature, for representation learning. Specifically, we propose to learn the embeddings of hierarchically structured data in the unit ball model of the complex hyperbolic space. The unit ball model based embeddings have a more powerful representation capacity to capture a variety of hierarchical structures. Through experiments on synthetic and real-world data, we show that our approach improves over the hyperbolic embedding models significantly. ", + "bbox": [ + 148, + 348, + 766, + 556 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "16 1 Introduction ", + "text_level": 1, + "bbox": [ + 148, + 580, + 312, + 598 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "17 Representation learning of data with hierarchical structures is an important machine learning task with \n18 many applications, such as taxonomy induction (Fu et al., 2014) and hypernymy detection (Shwartz \n19 et al., 2016). In recent years, the hyperbolic embeddings (Nickel and Kiela, 2017, 2018) have been \n20 proposed to improve the traditional Euclidean embedding models (Nickel et al., 2011; Bordes et al., \n21 2013). The constant negative curvature of the hyperbolic space produces several manifestations, \n22 where the most desirable property for representation learning is that the hyperbolic space can be \n23 regarded as a continuous approximation to trees (Krioukov et al., 2010). The hyperbolic space is \n24 capable of embedding any finite tree while preserving the distances approximately (Gromov, 1987). \n25 As a result of the tree-like properties, the hyperbolic space is more suitable to embed hierarchically \n26 structured data than Euclidean space. \n27 However, the real-world hierarchically structured data are usually not trees since they can have \n28 varying local structures while being tree-like globally. For example, although the taxonomies such as \n29 WordNet (Miller, 1995) and YAGO (Suchanek et al., 2007) have underlying hierarchical structures, \n30 they contain many $1 { - } n$ (1 child links to multiple parents) cases and multitree structures (Griggs et al., \n31 2012), which are much more complicated than trees. Thus, the general hierarchically structured data \n32 cannot ubiquitously match the constant negative curvature property of the hyperbolic space. \n33 To address the challenge, in this paper, we present a new approach to learning the embeddings of \n34 hierarchically structured data. Specifically, we embed the data with hierarchical structures into the \n35 unit ball model of the complex hyperbolic space. The unit ball model is a projective geometry based \n36 model to identify the complex hyperbolic space. One of the main differences between the complex \n37 and the real hyperbolic space is that the curvature is no longer constant in the complex hyperbolic \n38 space. Instead, it has the variable negative curvature. In practice, the variable negative curvature \n39 makes the unit ball model based embeddings more flexible in handling varying structures while the \n40 tree-like properties retain the superiority in hierarchies. \n41 For empirical evaluation, we first compare our approach with the hyperbolic embedding methods on \n42 tree structures to show that the complex hyperbolic space maintains the tree-like properties. Then we \n43 evaluate our approach and the baselines on various hierarchically structured data, including synthetic \n44 graphs and real-world taxonomies. The experimental results demonstrate the advantages of our \n45 approach. To summarize, our work has the following main contributions: ", + "bbox": [ + 147, + 612, + 825, + 751 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "", + "bbox": [ + 147, + 756, + 825, + 840 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "", + "bbox": [ + 147, + 847, + 823, + 901 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "", + "bbox": [ + 145, + 92, + 825, + 147 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 147, + 154, + 825, + 223 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "1. We present a novel embedding approach, which takes advantage of the variable negative curvature of the complex hyperbolic space, to handle data with complicated and various hierarchical structures. To the best of our knowledge, our work is the first to propose complex hyperbolic embeddings. \n2. We introduce the embedding algorithm in the unit ball model of the complex hyperbolic space. We formulate the learning and Riemannian optimization in the unit ball model. \n3. We evaluate our approach with experiments on an extensive range of synthetic and real-world data and show the remarkable improvements of our approach. ", + "bbox": [ + 210, + 236, + 825, + 358 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "54 2 Related work ", + "text_level": 1, + "bbox": [ + 147, + 376, + 316, + 393 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "55 Hyperbolic embeddings. Hyperbolic embedding methods have become the leading approach for \n56 representation learning of hierarchical structures. (Nickel and Kiela, 2017) learned the representations \n57 of hierarchical graphs in the Poncaré ball model of the hyperbolic space and obtained high-quality \n58 embeddings for taxonomies. (Ganea et al., 2018a) introduced the hyperbolic entailment cones \n59 to formally define the partial ordering relation. (Nickel and Kiela, 2018) proposed to learn the \n60 embeddings in the hyperboloid model (also known as the Lorentz model) of the hyperbolic space to \n61 avoid the numerical instabilities of the Poncaré ball model. These methods learned the hyperbolic \n62 embeddings by Riemannian optimization (Bonnabel, 2013), which was further improved by the \n63 Riemannian adaptive optimization (Bécigneul and Ganea, 2019). Additionally, (Yu and Sa, 2019) \n64 used an integer-based tiling to solve the numerical instabilities in the hyperbolic embeddings. \n65 Another branch of study (Sala et al., 2018; Sonthalia and Gilbert, 2020) learned the hyperbolic \n66 embeddings through combinatorial construction. Instead of optimizing the soft-ranking loss by \n67 Riemannian SGD to preserve the hierarchical relationships as in (Nickel and Kiela, 2017, 2018), \n68 the construction-based methods minimize the reconstruction distortion and focus on the graph \n69 reconstruction task. Remarkably, TreeRep (Sonthalia and Gilbert, 2020) can exactly recover the \n70 original tree structure when the given graph is a tree. However, both the optimization-based and \n71 construction-based hyperbolic embeddings suffer from the limitation in hierarchical graphs with \n72 varying local structures. To tackle the challenge, (Gu et al., 2019) extended the construction-based \n73 method by jointly learning the curvature and the embeddings of data in a product manifold. Although \n74 it can provide a better representation than a single space with constant curvature, it is impractical to \n75 search for the best manifold combination among enormous combinations for each new structure. \n76 Note that our complex hyperbolic embedding model is different from the hyperbolic embedding \n77 methods (Nickel and Kiela, 2017, 2018) or the product manifold embeddings (Gu et al., 2019) since \n78 the geometrical spaces are typically of different characteristics. The $n$ -dimensional $\\mathit { \\Pi } _ { n }$ -d) complex \n79 hyperbolic space is not simply the $2 n$ -d hyperbolic space or the product of two $n$ -d hyperbolic spaces. \n80 Section 3 will show that their geometries differ markedly. \n81 Motivated by the promising results of previous works, extensions to the multi-relational graph \n82 hyperbolic embeddings (Balazevic et al., 2019; Chami et al., 2020; Sun et al., 2020) and hyperbolic \n83 neural networks (Ganea et al., 2018b; Gülçehre et al., 2019; Liu et al., 2019; Chami et al., 2019; Dai \n84 et al., 2021; Shimizu et al., 2021) were explored. Notably, (Chami et al., 2019, 2020) leverages \n85 the trainable curvature to compensate for the disparity between the actual data structures and the \n86 constant-curvature hyperbolic space, where each layer in the graph neural network or each relation \n87 in the multi-relational graph has its own curvature parameterization. Since we only focus on the \n88 single-relation graph embeddings and taxonomy embeddings in this work, we do not evaluate the \n89 multi-relational knowledge graph embedding models or the neural networks in our tasks. \n90 Complex embeddings. The traditional knowledge graph embeddings were learned in the real \n91 Euclidean space (Nickel et al., 2011; Bordes et al., 2013; Yang et al., 2015) and were used for \n92 knowledge graph inference and reasoning. In recent years, several works suggested utilizing the \n93 complex Euclidean space for inferring more relation patterns, such as ComplEx (Trouillon et al., \n94 2016) and RotatE (Sun et al., 2019). The computation operations and transformations in the complex \n95 space have been demonstrated to be effective in the knowledge graph embeddings. The success of \n96 the complex embeddings reveals the potential of the complex space and inspires us to explore the \n97 complex hyperbolic space. ", + "bbox": [ + 150, + 407, + 825, + 546 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 147, + 553, + 825, + 704 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 147, + 710, + 825, + 780 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 147, + 786, + 825, + 911 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 145, + 90, + 826, + 203 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "98 3 Preliminaries ", + "text_level": 1, + "bbox": [ + 155, + 219, + 318, + 238 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3.1 Curvature ", + "text_level": 1, + "bbox": [ + 173, + 251, + 285, + 266 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "100 Before introducing the hyperbolic geometry and the complex hyperbolic geometry, we need to give \n101 the definition of curvature, which describes the curve of Riemannian manifolds and controls the rate \n102 of geodesic deviation. In this paper, curvature refers to the sectional curvature. \n103 Definition 1 (Curvature). Given a Riemannian manifold and two linearly independent tangent vectors \n104 at the same point, u and v, the (sectional) curvature is defined as ", + "bbox": [ + 142, + 276, + 825, + 319 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "", + "bbox": [ + 148, + 320, + 825, + 349 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/828f48f70483530c3bd4f0869a50fb9649b40756e603ad3921ae696fee3fe417.jpg", + "text": "$$\nK ( \\mathbf { u } , \\mathbf { v } ) = \\frac { \\langle R ( \\mathbf { u } , \\mathbf { v } ) \\mathbf { v } , \\mathbf { u } \\rangle } { \\langle \\mathbf { u } , \\mathbf { u } \\rangle \\langle \\mathbf { v } , \\mathbf { v } \\rangle - \\langle \\mathbf { u } , \\mathbf { v } \\rangle ^ { 2 } } ,\n$$", + "text_format": "latex", + "bbox": [ + 379, + 352, + 616, + 387 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where $R$ is the Riemann curvature tensor, defined by the convention $R ( \\mathbf { u } , \\mathbf { v } ) \\mathbf { w } \\ = \\ \\nabla _ { \\mathbf { u } } \\nabla _ { \\mathbf { v } } \\mathbf { w } \\ -$ $\\nabla _ { \\mathbf { v } } \\nabla _ { \\mathbf { u } } \\mathbf { w } - \\nabla _ { [ \\mathbf { u } , \\mathbf { v } ] } \\mathbf { w }$ . ", + "bbox": [ + 158, + 390, + 823, + 420 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3.2 Hyperbolic geometry ", + "text_level": 1, + "bbox": [ + 173, + 434, + 359, + 449 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "108 Hyperbolic space1 is a homogeneous space with constant negative curvature. Here constant means \n109 constant both at all points and in all pairs of directions. In the hyperbolic space $\\mathbb { H } _ { \\mathbb { R } } ^ { n } ( K )$ of dimension \n110 $n$ and curvature $K < 0$ , the volume of a ball grows exponentially with its radius $\\rho$ : ", + "bbox": [ + 142, + 458, + 825, + 502 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/3abbcac6b7a63fdc9bfabf3b23d10d5f6343b572f6c78cfb1ad77c49aece7ac8.jpg", + "text": "$$\nv o l ( B _ { \\mathbb { H } _ { \\mathbb { R } } ^ { n } ( K ) } ( \\rho ) ) \\sim e ^ { \\sqrt { - K } ( n - 1 ) \\rho } .\n$$", + "text_format": "latex", + "bbox": [ + 388, + 503, + 609, + 526 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Contrastively, in the Euclidean space 111 $\\mathbb { E } ^ { n }$ , the curvature is 0 and the volume of a ball grows polynomi112 ally with its radius: ", + "bbox": [ + 138, + 536, + 830, + 564 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/6a52449f9b8ab86621a854d3139ece15af5cf172f37b4e8e586154dba7f6a276.jpg", + "text": "$$\nv o l ( B _ { \\mathbb { E } ^ { n } } ( \\rho ) ) = \\frac { \\pi ^ { \\frac { n } { 2 } } } { \\Gamma ( \\frac { n } { 2 } ) } \\rho ^ { n } \\sim \\rho ^ { n } .\n$$", + "text_format": "latex", + "bbox": [ + 393, + 561, + 604, + 599 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "113 The exponential volume growth rate enables the hyperbolic space to have powerful representation \n114 capability for tree structures since the number of nodes grows exponentially with the depth in a tree, \n115 while the Euclidean space is too flat and narrow to embed trees. ", + "bbox": [ + 142, + 604, + 825, + 648 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3.3 Complex hyperbolic geometry ", + "text_level": 1, + "bbox": [ + 158, + 662, + 423, + 679 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "117 Complex hyperbolic space is a homogeneous geometry of variable negative curvature. Its ambient \n118 Hermitian vector space $\\mathbb { C } ^ { n , 1 }$ is the complex Euclidean space $\\mathbb { C } ^ { n + 1 }$ endowed with a Hermitian form \n119 $\\langle \\langle \\mathbf { z } , \\mathbf { w } \\rangle \\rangle$ , where $\\mathbf { z } , \\mathbf { w } \\in \\mathbb { C } ^ { n + 1 }$ . Then the Hermitian space $\\mathbb { C } ^ { n , 1 }$ can be divided into three subsets: \n120 $\\ddot { V } _ { - } = \\overset { \\cdot } { \\left\\{ \\mathbf { z } \\in \\mathbb { C } ^ { n , 1 } | \\langle \\langle \\mathbf { z } , \\mathbf { z } \\rangle \\rangle < 0 \\right\\} }$ , $V _ { 0 } = \\{ \\mathbf { z } \\in \\mathbb { C } ^ { n , 1 } - \\{ \\mathbf { 0 } \\} \\vert \\langle \\langle \\mathbf { z } , \\mathbf { z } \\rangle \\rangle = 0 \\}$ , and $V _ { + } = \\{ \\mathbf { z } \\in \\mathbb { C } ^ { n , 1 } | \\langle \\langle \\mathbf { z } , \\mathbf { z } \\rangle \\rangle >$ \n121 $0 \\}$ . Let $\\mathbb { P }$ be a projection map $\\mathbb { P } : \\mathbb { C } ^ { n , 1 } - \\{ z _ { n + 1 } = 0 \\} \\mathbb { C } ^ { n }$ , i.e., ", + "bbox": [ + 140, + 688, + 825, + 760 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/7a680bc64102347b49c0aa06b29cf9dd6b46ef0ac15889fbe55b888a9268ed06.jpg", + "text": "$$\n\\mathbb { P } : \\left[ { \\begin{array} { c } { z _ { 1 } } \\\\ { \\dots } \\\\ { z _ { n + 1 } } \\end{array} } \\right] \\mapsto \\left[ { \\begin{array} { c } { z _ { 1 } / z _ { n + 1 } } \\\\ { \\dots } \\\\ { z _ { n } / z _ { n + 1 } } \\end{array} } \\right] , { \\mathrm { w h e r e ~ } } z _ { n + 1 } \\neq 0 .\n$$", + "text_format": "latex", + "bbox": [ + 346, + 762, + 650, + 806 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Then the complex hyperbolic space 122 $\\mathbb { H } _ { \\mathbb { C } } ^ { n }$ and its boundary $\\partial \\mathbb { H } _ { \\mathbb { C } } ^ { n }$ are defined using the projectivization: ", + "bbox": [ + 135, + 815, + 818, + 832 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/2a78ab94de3e02e1dd8f8bb4716e104982a1a6d50e2f826569619004c10c6498.jpg", + "text": "$$\n\\mathbb { H } _ { \\mathbb { C } } ^ { n } = \\mathbb { P } V _ { - } , \\qquad \\partial \\mathbb { H } _ { \\mathbb { C } } ^ { n } = \\mathbb { P } V _ { 0 } .\n$$", + "text_format": "latex", + "bbox": [ + 398, + 835, + 599, + 852 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "123 The curvature of the complex hyperbolic space is summarized by (Goldman, 1999) as follows: ", + "bbox": [ + 147, + 861, + 792, + 877 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "24 Theorem 1. The curvature is not constant in $\\mathbb { H } _ { \\mathbb { C } } ^ { n }$ . It is pinched between $- 1$ (in the directions of \n25 complex projective lines) and $- 1 / 4$ (in the directions of totally real planes). \n126 We leave the full proof in Appendix A. The non-constant curvature, which we expect to be favorable \n127 for embedding various hierarchical structures, is one of the main differences between $\\mathbb { H } _ { \\mathbb { C } } ^ { n }$ and the real \n128 hyperbolic space $\\mathbb { H } _ { \\mathbb { R } } ^ { n }$ . ", + "bbox": [ + 150, + 90, + 826, + 121 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "", + "bbox": [ + 142, + 130, + 825, + 174 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "29 The complex hyperbolic space also has the tree-like exponential volume growth property. The volume of a ball with radius 30 $\\rho$ in $\\mathbb { H } _ { \\mathbb { C } } ^ { n }$ is given by ", + "bbox": [ + 153, + 178, + 825, + 208 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/a4a773db14afeb683fb17dc971bbc3773bd9f3ef9f2ebfd4fb20d48e8422a482.jpg", + "text": "$$\nv o l ( B _ { \\mathbb { H } _ { \\mathbb { C } } ^ { n } } ( \\rho ) ) = \\frac { 8 ^ { n } \\sigma _ { 2 n - 1 } } { 2 n } \\sinh ^ { 2 n } ( \\rho / 2 ) \\sim \\frac { 8 ^ { n } \\sigma _ { 2 n - 1 } } { 2 n } e ^ { n \\rho } ,\n$$", + "text_format": "latex", + "bbox": [ + 313, + 212, + 683, + 242 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where 131 $\\sigma _ { 2 n - 1 } = 2 \\pi ^ { n } / n !$ is the Euclidean volume of the unit sphere $S ^ { 2 n - 1 } \\in \\mathbb { C } ^ { n }$ . ", + "bbox": [ + 147, + 247, + 702, + 263 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "32 From the properties of the complex hyperbolic geometry, we expect that the complex hyperbolic space can naturally handle data with diverse local structures in virtue of the variable curvature as presented in Theorem 1 while preserving the tree-like properties as shown in Eq. (5). ", + "bbox": [ + 156, + 270, + 825, + 313 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4 Unit ball embeddings ", + "text_level": 1, + "bbox": [ + 163, + 330, + 383, + 348 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We propose to embed the hierarchically structured data into the unit ball model of the complex hyperbolic space. In this section, We introduce our approach in detail. ", + "bbox": [ + 173, + 361, + 823, + 390 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4.1 The unit ball model ", + "text_level": 1, + "bbox": [ + 171, + 405, + 349, + 420 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The unit ball model is one model used to identify the complex hyperbolic space, which can be derived via the projective geometry (Goldman, 1999). We now provide the derivation sketch. ", + "bbox": [ + 168, + 431, + 825, + 460 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Take the Hermitian form of 41 $\\mathbb { C } ^ { n , 1 }$ in Section 3.3 to be a standard Hermitian form: ", + "bbox": [ + 151, + 465, + 702, + 481 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/1dce158db02bd6971980e0788d917663df932b9a322ff7f13d9b88014dc51417.jpg", + "text": "$$\n\\langle \\langle \\mathbf { z } , \\mathbf { w } \\rangle \\rangle = z _ { 1 } { \\overline { { w _ { 1 } } } } + \\cdot \\cdot \\cdot + z _ { n } { \\overline { { w _ { n } } } } - z _ { n + 1 } { \\overline { { w _ { n + 1 } } } } ,\n$$", + "text_format": "latex", + "bbox": [ + 349, + 486, + 647, + 502 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "142 where $\\overline { { w } }$ is the conjugate of $w$ . Take $z _ { n + 1 } = 1$ in the projection map $\\mathbb { P }$ in Eq. (3), then from Eq. (4) \n143 we can derive the formula of the unit ball model: ", + "bbox": [ + 145, + 508, + 816, + 536 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/1c2273723ba7a57b7d53e0bb993ecee0823d8b2c461039393660db516c1cefc5.jpg", + "text": "$$\n\\mathcal { B } _ { \\mathbb { C } } ^ { n } = \\{ ( z _ { 1 } , \\cdot \\cdot \\cdot , z _ { n } , 1 ) | | z _ { 1 } | ^ { 2 } + \\cdot \\cdot \\cdot + | z _ { n } | ^ { 2 } < 1 \\} ,\n$$", + "text_format": "latex", + "bbox": [ + 336, + 541, + 658, + 559 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "144 where $| \\cdot |$ is the Euclidean norm. ", + "bbox": [ + 145, + 564, + 390, + 579 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The metric on 145 $B _ { \\mathbb { C } } ^ { n }$ is Bergman metric, which takes the formula below in 2-d case: ", + "bbox": [ + 147, + 584, + 702, + 599 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/899bd722db47750a05676bc64626eb99bed52ad34eab0c2d963cf315dabb614e.jpg", + "text": "$$\nd s ^ { 2 } = { \\frac { - 4 } { \\langle \\langle { \\bf z } , { \\bf z } \\rangle \\rangle ^ { 2 } } } \\operatorname* { d e t } \\left[ \\langle \\langle { \\bf z } , { \\bf z } \\rangle \\rangle \\langle \\langle d { \\bf z } , { \\bf z } \\rangle \\rangle \\right] .\n$$", + "text_format": "latex", + "bbox": [ + 357, + 606, + 640, + 642 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The distance function on 146 $B _ { \\mathbb { C } } ^ { n }$ is given by ", + "bbox": [ + 143, + 654, + 436, + 669 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/b12c5295191cda6bc95828dabeba24cf020078946731e007eef2e09f0524ad59.jpg", + "text": "$$\nd _ { { \\mathcal B } _ { \\mathbb C } ^ { n } } ( \\mathbf z , \\mathbf w ) = a r c o s h ( 2 \\frac { \\left. \\left. \\mathbf z , \\mathbf w \\right. \\right. \\left. \\left. \\mathbf w , \\mathbf z \\right. \\right. } { \\left. \\left. \\mathbf z , \\mathbf z \\right. \\right. \\left. \\left. \\mathbf w , \\mathbf w \\right. \\right. } - 1 ) ,\n$$", + "text_format": "latex", + "bbox": [ + 351, + 674, + 647, + 708 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "147 where the Hermitian form $\\langle \\langle \\mathbf { z } , \\mathbf { w } \\rangle \\rangle$ is defined in Eq. (6). ", + "bbox": [ + 142, + 713, + 535, + 729 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4.2 Embeddings in the unit ball model ", + "text_level": 1, + "bbox": [ + 165, + 743, + 452, + 758 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Given the hierarchical data containing a set of nodes $X ~ = ~ \\{ x _ { p } \\} _ { p = 1 } ^ { m }$ and a set of edges $E =$ $\\{ ( x _ { p } , x _ { q } ) | x _ { p } , x _ { q } \\in X \\}$ , we aim to learn the embeddings of the nodes $\\mathbf { \\dot { Z } } = \\{ \\mathbf { z } _ { p } \\} _ { p = 1 } ^ { m }$ , where $\\mathbf { z } _ { p } \\in B _ { \\mathbb { C } } ^ { n }$ . ", + "bbox": [ + 171, + 768, + 826, + 801 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The objective of the embeddings is to recover the structures of input data, including the distances between the nodes as well as the partial order in the hierarchies. Here we adopt the soft ranking loss used in the Poincaré ball embeddings (Nickel and Kiela, 2017) and the hyperboloid embeddings (Nickel and Kiela, 2018), which aims at preserving the hierarchical relationships among nodes: ", + "bbox": [ + 173, + 805, + 826, + 871 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/483fc58d9c859d95e737a8d274a44e785e8926ea08c8a57aecef2a4a7b336f52.jpg", + "text": "$$\nL = \\sum _ { ( x _ { p } , x _ { q } ) \\in E } \\log \\frac { e ^ { - d _ { \\mathcal { B } _ { \\mathbb { C } } ^ { n } } ( \\mathbf { z } _ { p } , \\mathbf { z } _ { q } ) } } { \\sum _ { x _ { k } \\in \\mathcal { N } ( x _ { p } ) } e ^ { - d _ { \\mathcal { B } _ { \\mathbb { C } } ^ { n } } ( \\mathbf { z } _ { p } , \\mathbf { z } _ { k } ) } } ,\n$$", + "text_format": "latex", + "bbox": [ + 349, + 869, + 647, + 915 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Algorithm 1 RSGD of the unit ball embeddings. ", + "bbox": [ + 176, + 90, + 493, + 106 + ], + "page_idx": 4 + }, + { + "type": "table", + "img_path": "images/9f2672674d332299f06f22b7b87edeb2135d62a5456c3437f33a1c73b816e5fb.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
for t = 1 to Tdo dB adBr
Compute and by Eqs. (14) and (15).
dx ay Compute VEL(z) and VRL(z) by Eq. (13).
Update z(t) by Eq. (17).
", + "bbox": [ + 181, + 109, + 676, + 203 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "156 where $\\mathcal { N } ( x _ { p } ) = \\{ x _ { k } : ( x _ { p } , x _ { k } ) \\notin E \\tau \\} \\cup \\{ x _ { p } \\}$ is the set of negative examples for $x _ { p }$ together with \n157 $x _ { p } . \\ d _ { B _ { \\mathbb { C } } ^ { n } }$ is the distance function in the unit ball model given in Eq. (9). The minimization of $L$ makes \n158 the connected nodes closer in the embedding space than those with no observed edges. \n159 Note that instead of manually setting the curvature of the learning space or training the curvature \n160 as extra parameters, we learn the embeddings directly in the complex hyperbolic space, where the \n161 curvature is variable. The learned embeddings are located in different submanifolds of the unit ball \n162 model, whose curvatures are different. ", + "bbox": [ + 142, + 227, + 823, + 270 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "", + "bbox": [ + 142, + 275, + 825, + 332 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "163 4.3 Riemannian optimization in the unit ball model ", + "text_level": 1, + "bbox": [ + 145, + 345, + 544, + 362 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We learn the embeddings 164 $\\mathbf { Z } = \\{ \\mathbf { z } _ { p } \\} _ { p = 1 } ^ { m }$ through solving the optimization problem with constraint: ", + "bbox": [ + 150, + 371, + 816, + 388 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/cb1e1e8777cbab86ae50f6ed456182c5f893b2a1b9e6cbbb8e36d69c91338670.jpg", + "text": "$$\n\\mathbf { Z } \\arg \\operatorname* { m i n } _ { \\mathbf { Z } } L \\qquad s . t . \\forall \\mathbf { z } _ { p } \\in \\mathbf { Z } , \\mathbf { z } _ { p } \\in B _ { \\mathbb { C } } ^ { n } .\n$$", + "text_format": "latex", + "bbox": [ + 354, + 391, + 642, + 414 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "165 For the optimization problems in Riemannian manifolds, (Bonnabel, 2013) presented the Riemannian \n166 stochastic gradient descent (RSGD) algorithm, which we employ to optimize Eq. (11). To update an \n167 embedding $\\mathbf { z } \\in B _ { \\mathbb { C } } ^ { n }$ ,2 we need to obtain its Riemannian gradient $\\nabla _ { R }$ . Specifically, denote $\\mathcal { T } _ { \\mathbf { z } } B _ { \\mathbb { C } } ^ { n }$ as \n168 the tangent space of $\\mathbf { z }$ , then the embedding is updated at the $t { \\cdot }$ -th iteration by ", + "bbox": [ + 140, + 422, + 825, + 479 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/c8e21b2a44dc3f213f42f5400833c41f8408e33913e2961c588dcc76ca50d23d.jpg", + "text": "$$\n\\mathbf { z } ^ { ( t ) } \\gets \\mathbf { z } ^ { ( t - 1 ) } - \\eta ^ { ( t ) } \\nabla _ { R } L ( \\mathbf { z } ) ,\n$$", + "text_format": "latex", + "bbox": [ + 398, + 482, + 598, + 501 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "169 where $\\eta ^ { ( t ) }$ is the learning rate at the $t$ -th iteration and $\\nabla _ { R } L ( \\mathbf { z } ) \\in \\mathcal { T } _ { \\mathbf { z } } B _ { \\mathbb { C } } ^ { n }$ is the Riemannian gradient \n170 of $L ( \\mathbf { z } )$ . Then the Riemannian gradient $\\nabla _ { R }$ can be derived from rescaling the Euclidean gradient \n171 $\\nabla _ { E }$ with the inverse of the metric tensor $d s ^ { 2 }$ and applying the chain rule of differential functions: ", + "bbox": [ + 140, + 505, + 825, + 549 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/45813905ad263bb77dba4e5cead1b5901b911837f0719bf3959c3a2560cd6a64.jpg", + "text": "$$\n\\nabla _ { R } L ( \\mathbf { z } ) = \\frac { 1 } { d s ^ { 2 } } \\nabla _ { E } L ( \\mathbf { z } ) = \\frac { 1 } { d s ^ { 2 } } \\frac { \\partial L ( \\mathbf { z } ) } { \\partial d _ { B _ { \\mathbb { C } } ^ { n } } ( \\mathbf { z } , \\mathbf { w } ) } \\nabla _ { E } d _ { B _ { \\mathbb { C } } ^ { n } } ( \\mathbf { z } , \\mathbf { w } ) ,\n$$", + "text_format": "latex", + "bbox": [ + 302, + 551, + 694, + 587 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where 172 $d s ^ { 2 }$ is in Eq. (8) and $\\frac { \\partial L ( \\mathbf { z } ) } { \\partial d _ { B _ { \\mathbb { C } } ^ { n } } ( \\mathbf { z } , \\mathbf { w } ) }$ is trivial to compute from Eq. (10). ", + "bbox": [ + 143, + 589, + 656, + 614 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "173 In practical training, we implement and compute the complex hyperbolic embedding as its real part \n174 and imaginary part, i.e., $\\mathbf { z } = \\mathbf { x } + i \\mathbf { y }$ , where $i$ represents the imaginary unit, i.e., $i ^ { 2 } = - 1$ . In order to \n175 get the gradient of the distance function $\\nabla _ { E } d _ { B _ { \\mathbb { C } } ^ { n } } ( \\mathbf { z } , \\mathbf { w } )$ in Eq. (13), we get the partial derivative with \n176 regard to the real part and the imaginary part, i.e., $\\begin{array} { r } { \\nabla _ { E } d _ { { \\mathcal B } _ { \\mathbb C } ^ { n } } ( { \\bf z } , { \\bf w } ) = \\frac { \\partial d _ { { \\mathcal B } _ { \\mathbb C } ^ { n } } ( { \\bf z } , { \\bf w } ) } { \\partial { \\bf x } } + i \\frac { \\partial d _ { { \\mathcal B } _ { \\mathbb C } ^ { n } } ( { \\bf z } , { \\bf w } ) } { \\partial { \\bf y } } . } \\end{array}$ ", + "bbox": [ + 140, + 618, + 826, + 688 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "177 The partial derivatives of the unit ball model distance take the following formulas: ", + "bbox": [ + 150, + 690, + 717, + 707 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/82fd2348ba81e83a0aaa511adc512e7468470693119719144a3e6c3ee8c1f431.jpg", + "text": "$$\n\\begin{array} { r l r } & { } & { \\displaystyle \\frac { \\partial d _ { B _ { \\mathbb { C } } ^ { n } } } { \\partial \\mathbf { x } } = \\frac { 4 } { \\sqrt { p ^ { 2 } - 1 } } \\Big ( \\frac { R e ( \\langle \\mathbf { z } , \\mathbf { w } \\rangle \\mathbf { w } ) } { \\mathbf { z } , \\mathbf { z } \\mathbf { w } , \\mathbf { w } } - \\frac { \\mathbf { z } , \\mathbf { w } \\mathbf { w } , \\mathbf { z } \\mathbf { x } } { \\mathbf { z } , \\mathbf { z } ^ { 2 } \\mathbf { w } , \\mathbf { w } } \\Big ) , } \\\\ & { } & { \\displaystyle \\frac { \\partial d _ { B _ { \\mathbb { C } } ^ { n } } } { \\partial \\mathbf { y } } = \\frac { 4 } { \\sqrt { p ^ { 2 } - 1 } } \\Big ( \\frac { I m ( \\langle \\mathbf { z } , \\mathbf { w } \\mathbf { w } ) } { \\mathbf { z } , \\mathbf { z } \\mathbf { w } , \\mathbf { w } } - \\frac { \\mathbf { z } , \\mathbf { w } \\mathbf { w } , \\mathbf { z } \\mathbf { y } } { \\mathbf { z } , \\mathbf { z } ^ { 2 } \\mathbf { w } , \\mathbf { w } } \\Big ) , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 305, + 708, + 691, + 785 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "178 where $p = \\cosh ( d _ { B _ { \\mathbb { C } _ { - } } ^ { n } } ( \\mathbf { z } , \\mathbf { w } ) )$ , $R e ( \\cdot )$ and $I m ( \\cdot )$ denote the real and the imaginary part respectively. \n179 The full derivation of Eqs. (14) and (15) is given in Appendix B. \n180 Since the embedding $\\mathbf { z }$ should be constrained within the unit ball model, we apply the same projection \n181 strategy as (Nickel and Kiela, 2017) via a small constant $\\varepsilon$ : ", + "bbox": [ + 142, + 786, + 826, + 815 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "", + "bbox": [ + 140, + 820, + 826, + 849 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/9e946d48e9f95a3f2462795d5d9d5a548939212068caf8182c18556324e48bee.jpg", + "text": "$$\n\\begin{array} { r } { p r o j ( \\mathbf { z } ) = \\left\\{ \\begin{array} { l l } { \\mathbf { z } / ( | \\mathbf { z } | - \\varepsilon ) } & { \\mathrm { i f ~ } | \\mathbf { z } | \\geq 1 , } \\\\ { \\mathbf { z } } & { \\mathrm { o t h e r w i s e } . } \\end{array} \\right. } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 372, + 853, + 622, + 888 + ], + "page_idx": 4 + }, + { + "type": "table", + "img_path": "images/379f6e4462aa8878a43f9bc12ea2b78c029b22c762dae7f08d0e9f6d9675a41a.jpg", + "table_caption": [ + "Table 1: The real-world datasets statistics. " + ], + "table_footnote": [], + "table_body": "
ICD10YAGO3-wikiObjectsWordNet-noun
Nodes19,15517,37582,115
Edges78,357153,643743,086
Depth61620
Training edges70,521138,277668,776
Valid/Test edges3,9187,68337,155
δ-hyperbolicity0.01.00.5
", + "bbox": [ + 284, + 113, + 714, + 218 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "182 To sum up, the update of $\\mathbf { z }$ at the $t$ -th iteration is ", + "bbox": [ + 142, + 231, + 493, + 246 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/16f13a461496c7766ab25fa01c8062eef9a0e2246356e920a9d03a8a1cc2ef37.jpg", + "text": "$$\n{ \\bf z } ^ { ( t ) } \\gets p r o j \\big ( { \\bf z } ^ { ( t - 1 ) } - \\eta ^ { ( t ) } \\nabla _ { R } L ( { \\bf z } ) \\big ) = p r o j \\big ( { \\bf z } ^ { ( t - 1 ) } - \\eta ^ { ( t ) } \\frac { 1 } { d s ^ { 2 } } \\nabla _ { E } L ( { \\bf z } ) \\big ) .\n$$", + "text_format": "latex", + "bbox": [ + 254, + 251, + 740, + 280 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "183 The RSGD steps of the unit ball embeddings are presented in Algorithm 1. ", + "bbox": [ + 147, + 285, + 663, + 299 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "5 Experiments ", + "text_level": 1, + "bbox": [ + 171, + 318, + 313, + 335 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In this section, we evaluate the performances of our approach on tree structures and various hierarchical structures, including synthetic graphs and real-world taxonomies. We focus on the graph reconstruction and link prediction tasks. For more experiments, please refer to Appendix D. ", + "bbox": [ + 176, + 349, + 825, + 391 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "5.1 Experimental settings ", + "text_level": 1, + "bbox": [ + 176, + 406, + 364, + 422 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "5.1.1 Data ", + "text_level": 1, + "bbox": [ + 174, + 433, + 259, + 446 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We use synthetic and real-world data that exhibit underlying hierarchical structures to evaluate our approach. The details are as follows. ", + "bbox": [ + 171, + 455, + 823, + 484 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Synthetic. We generate various balanced trees and compressed graphs using NetworkX package (Hagberg et al., 2008).3 For balanced trees, we generate the balanced tree with degree $r$ and depth $h$ . For compressed graphs, we generate $k$ random trees on $m$ nodes and then aggregate their edges to form a graph. Some examples of the synthetic data are given in Appendix D.1. ", + "bbox": [ + 174, + 489, + 825, + 546 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "ICD10. The 10-th revision of International Statistical Classification of Diseases and Related Health Problems (ICD10)4 (Brämer, 1988) is a medical classification list provided by the World Health Organization. The classification list forms a tree structure. We construct its full transitive closure as the ICD10 dataset. ", + "bbox": [ + 173, + 553, + 823, + 608 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "YAGO3-wikiObjects. $\\mathrm { Y A G O } 3 ^ { 5 }$ (Mahdisoltani et al., 2015) is a huge semantic knowledge base. It provides a taxonomy derived from Wikipedia and WordNet. We extract the Wikipedia concepts and entities that are descendants of $\\langle w i k i c a t \\_ O b j e c t s \\rangle$ as well as the hypernymy edges among them. We compute the transitive closure of the sampled taxonomy to construct the YAGO3-wikiObjects dataset. ", + "bbox": [ + 174, + 613, + 825, + 670 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "WordNet-noun. WordNet6 (Miller, 1995) is a large lexical database. The hypernymy relation among all nouns forms a noun hierarchy. We use its full transitive closure as the WordNet-noun dataset. ", + "bbox": [ + 163, + 676, + 825, + 705 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "For each real-world dataset, we randomly split the edges into train-validation-test sets with the ratio $9 0 \\% { : } 5 \\% { : } 5 \\%$ . We make sure that any node in the validation and test sets must occur in the training set since otherwise, it cannot be predicted. But the edges in the validation and test sets do not occur in the training set since they are disjoint. We provide the statistics of the real-world datasets in Table 1. The Gromov’s $\\delta$ -hyperbolicity (Gromov, 1987) measures the tree-likeness of graphs (refer to Appendix C for definition). The lower $\\delta$ corresponds to the more tree-like graph and trees have 0 $\\delta$ -hyperbolicity. ", + "bbox": [ + 174, + 710, + 825, + 795 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "5.1.2 Tasks ", + "text_level": 1, + "bbox": [ + 174, + 809, + 264, + 823 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "213 We evaluate the following two tasks: ", + "bbox": [ + 148, + 832, + 415, + 847 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3https://networkx.org/documentation/stable/reference/generators.html \n4https://www.who.int/standards/classifications/classification-of-diseases \n5https://yago-knowledge.org/ \n6https://wordnet.princeton.edu/ ", + "bbox": [ + 194, + 857, + 758, + 911 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Graph reconstruction. We train the embeddings of the full data and then reconstruct it from the embeddings. The task evaluates representation capacity. ", + "bbox": [ + 160, + 90, + 825, + 119 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Link prediction. We train the embeddings on the training set and predict the edges in the test set. \nThe task evaluates generalization performance. ", + "bbox": [ + 166, + 126, + 825, + 154 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "5.1.3 Baselines ", + "text_level": 1, + "bbox": [ + 174, + 167, + 289, + 181 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We compare our approach UnitBall to the following methods: the sate-of-the-art combinatorial construction-based hyperbolic embedding method TreeRep (Sonthalia and Gilbert, 2020), the optimization-based hyperbolic embeddings in the Poincaré ball model (Nickel and Kiela, 2017) and the Hyperboloid model (Nickel and Kiela, 2018), the simple Euclidean embedding model using the same loss function with (Nickel and Kiela, 2017, 2018). Recall that we use the same loss function with Poincaré and Hyperboloid but learn in the unit ball model. Therefore, the comparisons among UnitBall, Poincaré, Hyperboloid, and Euclidean reveal the representation capacities of different geometrical models in different spaces. ", + "bbox": [ + 173, + 191, + 825, + 303 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "For the baselines, we use their public codes to train the embeddings. For all methods, the hyperparameters are tuned on each validation set for link prediction task and on balanced tree-(15,3) for graph reconstruction task. The hardware information is given in Appendix D.2 and the hyperparameters are listed in Appendix D.3. In all experiments, we report the mean results over 5 running executions. The code of our approach will be publicly available after the publishing of the paper. ", + "bbox": [ + 174, + 308, + 825, + 378 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "5.1.4 Evaluation ", + "text_level": 1, + "bbox": [ + 176, + 392, + 300, + 406 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We use the mean average precision (MAP), mean reciprocal rank (MRR), and $\\mathbf { H i t s } @ \\mathbf { N }$ as our evaluation metrics, which are widely used for evaluating ranking and link prediction. The details of prediction steps and the evaluation metrics are given in Appendix D.4. ", + "bbox": [ + 176, + 415, + 823, + 457 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The $n$ -d complex hyperbolic embeddings have around double parameters of the $n$ -d real embeddings since the $n$ -d complex hyperbolic vectors have $n$ -d real part and $n$ -d imaginary part. For a fair comparison, in each experimental setting, we compare our $n$ -d complex hyperbolic embeddings of UnitBall against the $2 n$ -d embeddings of the baselines. The results will also demonstrate that the $n$ -d complex hyperbolic space is not simply the $2 n$ -d hyperbolic space, they have different capacities. ", + "bbox": [ + 174, + 463, + 825, + 534 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "5.2 Graph reconstruction ", + "text_level": 1, + "bbox": [ + 176, + 547, + 362, + 563 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "5.2.1 Results on balanced trees ", + "text_level": 1, + "bbox": [ + 178, + 574, + 400, + 588 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To compare the representation capacities of UnitBall and the hyperbolic embedding models for the tree structures, we first evaluate the graph reconstruction task on the synthetic balanced trees. A balanced tree- $( r , h )$ has degree $r$ and depth $h$ , so it has $r ^ { 0 } + \\cdots + r ^ { d }$ nodes and $r ^ { 0 } + \\cdot \\cdot \\cdot + r ^ { d } - 1$ edges. The $\\delta$ -hyperbolicity of any balanced tree is 0. We embed the balanced trees into 20-d hyperbolic space for the baselines and 10-d complex hyperbolic space for UnitBall. ", + "bbox": [ + 174, + 597, + 825, + 666 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Figure 1 presents the MAP and Hits $\\textcircled { a } 3$ scores with varying $r$ and $h$ . We see that when the tree is in small scale, e.g., $( r , h ) = ( 1 5 , 3 ) , ( 1 0 , 2 ) , ( 1 0 , 3 ) ,$ all methods have very good performances, demonstrating the expected powerful capacities of hyperbolic geometry and complex hyperbolic geometry on tree structures. However, when the breadth or the depth increases, the performances of Poincaré and Hyperboloid drop rapidly, suggesting that the optimization-based embeddings in $\\mathbb { H } _ { \\mathbb { R } } ^ { 2 0 }$ are not effective enough for reconstructing trees of such scales. ", + "bbox": [ + 173, + 672, + 825, + 756 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In comparison, UnitBall and TreeRep achieve stable performances for larger trees. TreeRep learns a tree structure from the data as an intermediate step and then embeds the learned trees into the hyperbolic space using Sarkar’s construction (Sarkar, 2011). When the input data is a tree, TreeRep exactly recovers the original tree structure. Figure 1 shows that UnitBall achieves comparable or even better performances than TreeRep on the balanced trees. The results demonstrate that UnitBall does not compromise on trees. It produces high-quality embeddings for tree structures. ", + "bbox": [ + 173, + 762, + 825, + 847 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "5.2.2 Results on compressed graphs ", + "text_level": 1, + "bbox": [ + 174, + 859, + 434, + 875 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "61 To illustrate the benefits of UnitBall on varying hierarchical structures, we now evaluate on the \n62 synthetic compressed graphs. The compressed graphs have local tree structures while being more \n017 018 045 Figure 2: Evaluation of graph reconstruction on synthetic compressed graphs in 20-d embedding \n019 020 047 spaces (10-d complex hyperbolic space for UnitBall). $m$ represents the number of nodes in the graph \n021 022 while $k$ 049 represents the number of random trees aggregated to the graph ( $k$ controls the denseness and \n023 024 051 noise level of the graph). The statistics of the compressed graphs are provided in the tables. \n027 0283 complicated than trees. Each compressed graph- $( m , k )$ consists of $m$ nodes and is aggregated from $k$ \n029 0304 random trees on the $m$ nodes. The bigger $k$ corresponds to the denser and noisier graph. \n032 Figure 2 depicts the reconstruction results as a function of varying $m$ and $k$ . The results on the \n034 compressed graphs are not as good as on balanced trees, especially with the increase of $m$ and $k$ , which \n036 represents the increase of graph scale and denseness respectively. Notably, UnitBall outperforms \n038 all other methods on the challenging data, showing that UnitBall handles the noisy locally tree-like \n039 040 Edges 499 998 1,496 1,985 2,468 2,966 3,452 3,939 4,426 4,890structures better. TreeRep has comparable results with other methods when $( m , k ) \\stackrel { \\cdot } { = } ( 5 0 \\stackrel { \\cdot } { 0 } , 1 )$ since \n042 δ-when $k = 1$ 0.0 2.5 1.5 1.0 1.0 1.0 1.0 1.0 , the graph is exactly a tree, i.e., $\\delta = 0$ . However, when $k > 1$ and $\\delta > 0$ , TreeRep cannot \n044 achieve promising results, because when the data metrics deviate from tree metrics, it does not help \n045 046 much to learn a tree structure from the data as an intermediate step. ", + "bbox": [ + 155, + 883, + 825, + 911 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/9de3005402b51537465a18188532da06e302e086075b195a7934c81dfeece90b.jpg", + "image_caption": [ + "Figure 1: Evaluation of graph reconstruction on synthetic balanced trees in 20-d embedding spaces009 (10-d complex hyperbolic space for UnitBall). $r$ represents the degree while m(k = 5) 100 200 300 400 500 $h$ represents the depth. 700 800 900 1000 " + ], + "image_footnote": [], + "bbox": [ + 173, + 88, + 825, + 251 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/36fdac3464cd6470c4e0db0f4118831ef9e4a2accea6dc15d111a042bd110413.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 173, + 303, + 823, + 464 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/b9fdfcf7efd68adb2ddead9a5095ac2c883aa625e073de40c2101ea58f358256.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
m(k =5)1002003004005006007008009001000
Edges47898214741,9652,4682.9763,4763.9834,4684,970
δ-hyperbolicity1.01.01.01.01.01.51.51.51.51.5
", + "bbox": [ + 196, + 477, + 490, + 506 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/290428298c8c9b4d90a2b2a2c15c1b5a0e39e956f1cc653a8f5f016f1139f2b0.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
k(m = 500)12345678910
Edges4999981,4961,9852.4682.9663,4523,9394,4264,890
δ-hyperbolicity0.02.51.51.01.01.01.01.01.01.0
", + "bbox": [ + 498, + 477, + 790, + 506 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 521, + 825, + 577 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "", + "bbox": [ + 156, + 590, + 821, + 618 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 625, + 825, + 736 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "049 050 5.3 Link prediction ", + "text_level": 1, + "bbox": [ + 174, + 751, + 321, + 766 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "053 0545.3.1 Overall results ", + "text_level": 1, + "bbox": [ + 176, + 776, + 328, + 791 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In this section, we evaluate the performances on the link prediction task for the real-world taxonomies. Table 2 presents the results in 32-d embedding spaces for baselines and 16-d complex hyperbolic space for UnitBall. Predicting missing links requires stronger generalization capacity than reconstructing graphs, and UnitBall still has the best performances on all three datasets. Besides, we see that Euclidean shows shortages on these hierarchically-structured data, which is consistent with the results in previous works (Nickel and Kiela, 2017, 2018). Similar to the results on the graph reconstruction task, Poincaré and Hyperboloid have very close performances, while Hyperboloid has slightly better results. They have significant improvements over Euclidean, but they still fall behind UnitBall, which ", + "bbox": [ + 173, + 800, + 825, + 911 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/caabd7796a3644f6b79d4d0054428a1691bf57927a68b489c98c22652c17ca99.jpg", + "table_caption": [ + "Table 2: Evaluation of taxonomy link prediction in 32-d embedding spaces (16-d complex hyperbolic space for UnitBall). The best results are shown in boldface. The second best results are underlined. " + ], + "table_footnote": [], + "table_body": "
ICD10YAGO3-wikiObjectsWordNet-noun
MAPMRRHits@3MAPMRRHits@3MAPMRRHits@3
Euclidean3.753.722.394.854.452.785.595.363.16
TreeRep4.967.928.4920.1921.8527.199.309.9811.90
Poincaré35.2434.4552.7130.0628.4741.6125.4623.9927.80
Hyperboloid34.8034.0152.8830.8029.2143.1725.6524.1527.50
UnitBall47.8846.9670.2833.3331.8547.4127.2925.9332.95
", + "bbox": [ + 194, + 130, + 803, + 234 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/49056fd3a9d5a76a6de2eca7a8cac28428ad93df98a98ccd7d06d69c8e98bbf8.jpg", + "table_caption": [ + "Table 3: Evaluation of taxonomy link prediction in different embedding dimensions (the embedding dimension for UnitBall is half of other models). The best results are shown in boldface. The second best results are underlined. " + ], + "table_footnote": [], + "table_body": "
YAGO3-wikiObjects
8-dimensional32-dimensional128-dimensional
MAPMRRHits@3MAPMRRHits@3MAPMRRHits@3
Euclidean1.020.920.574.854.452.7816.6715.7615.97
TreeRep16.9117.4827.5320.1921.8527.1921.1823.4432.84
Poincaré29.7028.1341.6430.0628.4741.6129.9328.3541.53
Hyperboloid30.8729.2843.5030.8029.2143.1730.6829.0742.86
UnitBall31.4029.9844.2533.3331.8547.4132.7631.2846.25
", + "bbox": [ + 194, + 296, + 803, + 415 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "83 demonstrates our claims that the non-constant negative curvature of the complex hyperbolic space \n284 addresses the varying hierarchical structures on real-world datasets. ", + "bbox": [ + 150, + 429, + 823, + 455 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We notice that TreeRep does not perform well on the link prediction task. As mentioned in Section 2, the combinatorial construction-based embedding methods (Sala et al., 2018; Gu et al., 2019; Sonthalia and Gilbert, 2020) target on minimizing the reconstruction distortion of data and they can achieve very good results on the graph reconstruction task. But minimizing the reconstruction distortion may overfit the training set, thus resulting in the unpromising generalization performance for unobserved edges. Hence, they are more suitable to learn the representation of graph data without missing links. We also evaluate TreeRep on the real-world taxonomy reconstruction task in Appendix D.5. ", + "bbox": [ + 171, + 462, + 825, + 560 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.3.2 Exploring the embedding dimensions ", + "text_level": 1, + "bbox": [ + 173, + 574, + 483, + 589 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this section, we explore the performances in different embedding dimensions. The results on YAGO3-wikiObjects are presented in Table 3. Results on other datasets are in Appendix D.6. We find that with the increase of the embedding dimension, Euclidean can have big improvements, but its performances in 128-d still cannot surpass other methods in 8-d. TreeRep also achieves better results with the increase of dimension, but overall its performances on the link prediction task are not very promising. By comparison, Poincaré, Hyperboloid, and UnitBall achieve great results steadily. 8-d is already enough for Poincaré and Hyperboloid to handle the link prediction task. We notice that UnitBall has small improvements from 4-d to 16-d, then converges to the stable performance. The results demonstrate that the Euclidean embeddings need to increase the dimension to better model the increasing complex hierarchies, while the complex hyperbolic space and the hyperbolic space have strong generalization competence for hierarchical structures. ", + "bbox": [ + 171, + 598, + 825, + 750 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "04 6 Conclusion ", + "text_level": 1, + "bbox": [ + 155, + 768, + 297, + 786 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this paper, we present a novel approach for learning the embeddings of hierarchical structures in the unit ball model of the complex hyperbolic space. We characterize the geometrical properties of the complex hyperbolic space, including the variable negative curvature and the exponential growth of volume of geodesic balls, which are beneficial for data with various hierarchical structures. We exemplify the superiority of our approach over the graph reconstruction task and the link prediction task on both synthetic and real-world data, which cover the tree structures as well as the general hierarchical structures. The empirical results show that our approach outperforms the hyperbolic embedding methods in terms of representation capacity and generalization performance. ", + "bbox": [ + 169, + 800, + 825, + 911 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "13 References ", + "text_level": 1, + "bbox": [ + 150, + 90, + 267, + 106 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "314 I. Balazevic, C. Allen, and T. M. Hospedales. Multi-relational poincaré graph embeddings. 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", + "bbox": [ + 214, + 708, + 339, + 722 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "(a) Do the main claims made in the abstract and introduction accurately reflect the paper’s contributions and scope? [Yes] \n(b) Did you describe the limitations of your work? [Yes] The discussions on the limitations of our work are mainly presented in Experiments both in the paper and in Appendix. \n(c) Did you discuss any potential negative societal impacts of your work? [No] \n(d) Have you read the ethics review guidelines and ensured that your paper conforms to them? [Yes] ", + "bbox": [ + 238, + 727, + 825, + 832 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "2. If you are including theoretical results... ", + "bbox": [ + 215, + 835, + 493, + 849 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "(a) Did you state the full set of assumptions of all theoretical results? [Yes] See Section 3 and 4. \n(b) Did you include complete proofs of all theoretical results? [Yes] See Appendix A and B. ", + "bbox": [ + 238, + 853, + 825, + 911 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "3. If you ran experiments... ", + "bbox": [ + 214, + 92, + 393, + 106 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "(a) Did you include the code, data, and instructions needed to reproduce the main experimental results (either in the supplemental material or as a URL)? [No] The code is proprietary for this moment. The code will be released after the the publishing of the paper. \n(b) Did you specify all the training details (e.g., data splits, hyperparameters, how they were chosen)? [Yes] See Section 5.1 and Appendix D.3. \n(c) Did you report error bars (e.g., with respect to the random seed after running experiments multiple times)? [No] We report the mean results over 5 running times. \n(d) Did you include the total amount of compute and the type of resources used (e.g., type of GPUs, internal cluster, or cloud provider)? [Yes] See Appendix D.2. ", + "bbox": [ + 238, + 111, + 825, + 256 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4. If you are using existing assets (e.g., code, data, models) or curating/releasing new assets... ", + "bbox": [ + 214, + 261, + 823, + 275 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "(a) If your work uses existing assets, did you cite the creators? [Yes] See Section 5.1.1. The data are publicly available. We cite the corresponding references and give the public data links. \n(b) Did you mention the license of the assets? [No] \n(c) Did you include any new assets either in the supplemental material or as a URL? [No] We do not create new datasets. We sample a taxonomy from YAGO3 and will release it after the the publishing of the paper. \n(d) Did you discuss whether and how consent was obtained from people whose data you’re using/curating? [No] \n(e) Did you discuss whether the data you are using/curating contains personally identifiable information or offensive content? [No] ", + "bbox": [ + 238, + 280, + 825, + 441 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5. If you used crowdsourcing or conducted research with human subjects... ", + "bbox": [ + 214, + 445, + 705, + 460 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "(a) Did you include the full text of instructions given to participants and screenshots, if applicable? [N/A] \n(b) Did you describe any potential participant risks, with links to Institutional Review Board (IRB) approvals, if applicable? [N/A] \n(c) Did you include the estimated hourly wage paid to participants and the total amount spent on participant compensation? [N/A] ", + "bbox": [ + 238, + 464, + 825, + 554 + ], + "page_idx": 11 + } +] \ No newline at end of file diff --git a/parse/train/I3HOxaZIJ0J/I3HOxaZIJ0J_middle.json b/parse/train/I3HOxaZIJ0J/I3HOxaZIJ0J_middle.json new file mode 100644 index 0000000000000000000000000000000000000000..161187e9cdd02581ecf0cd0c4a858fe3ecb71a1a --- /dev/null +++ b/parse/train/I3HOxaZIJ0J/I3HOxaZIJ0J_middle.json @@ -0,0 +1,39595 @@ +{ + "pdf_info": [ + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 140, + 97, + 472, + 137 + ], + "lines": [ + { + "bbox": [ + 139, + 97, + 472, + 117 + ], + "spans": [ + { + "bbox": [ + 139, + 97, + 472, + 117 + ], + "score": 1.0, + "content": "Unit Ball Model for Embedding Hierarchical", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 139, + 117, + 471, + 139 + ], + "spans": [ + { + "bbox": [ + 139, + 117, + 471, + 139 + ], + "score": 1.0, + "content": "Structures in the Complex Hyperbolic Space", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 259, + 179, + 354, + 223 + ], + "lines": [ + { + "bbox": [ + 258, + 178, + 356, + 191 + ], + "spans": [ + { + "bbox": [ + 258, + 178, + 356, + 191 + ], + "score": 1.0, + "content": "Anonymous Author(s)", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 283, + 189, + 328, + 202 + ], + "spans": [ + { + "bbox": [ + 283, + 189, + 328, + 202 + ], + "score": 1.0, + "content": "Affiliation", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 286, + 200, + 324, + 213 + ], + "spans": [ + { + "bbox": [ + 286, + 200, + 324, + 213 + ], + "score": 1.0, + "content": "Address", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 290, + 213, + 320, + 222 + ], + "spans": [ + { + "bbox": [ + 290, + 213, + 320, + 222 + ], + "score": 1.0, + "content": "email", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 3.5 + }, + { + "type": "title", + "bbox": [ + 283, + 252, + 328, + 265 + ], + "lines": [ + { + "bbox": [ + 281, + 251, + 331, + 267 + ], + "spans": [ + { + "bbox": [ + 281, + 251, + 331, + 267 + ], + "score": 1.0, + "content": "Abstract", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 91, + 276, + 469, + 441 + ], + "lines": [ + { + "bbox": [ + 141, + 277, + 469, + 289 + ], + "spans": [ + { + "bbox": [ + 141, + 277, + 469, + 289 + ], + "score": 1.0, + "content": "Learning the representation of data with hierarchical structures in the hyperbolic", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 141, + 288, + 470, + 300 + ], + "spans": [ + { + "bbox": [ + 141, + 288, + 470, + 300 + ], + "score": 1.0, + "content": "space attracts increasing attention in recent years. 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Through", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 419, + 470, + 432 + ], + "spans": [ + { + "bbox": [ + 141, + 419, + 470, + 432 + ], + "score": 1.0, + "content": "experiments on synthetic and real-world data, we show that our approach improves", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 429, + 354, + 443 + ], + "spans": [ + { + "bbox": [ + 141, + 429, + 354, + 443 + ], + "score": 1.0, + "content": "over the hyperbolic embedding models significantly.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 14 + }, + { + "type": "title", + "bbox": [ + 91, + 460, + 191, + 474 + ], + "lines": [ + { + "bbox": [ + 87, + 459, + 192, + 476 + ], + "spans": [ + { + "bbox": [ + 87, + 459, + 192, + 476 + ], + "score": 1.0, + "content": "16 1 Introduction", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 90, + 485, + 505, + 595 + ], + "lines": [ + { + "bbox": [ + 90, + 484, + 505, + 497 + ], + "spans": [ + { + "bbox": [ + 90, + 487, + 99, + 496 + ], + "score": 1.0, + "content": "17", + "type": "text" + }, + { + "bbox": [ + 105, + 484, + 505, + 497 + ], + "score": 1.0, + "content": "Representation learning of data with hierarchical structures is an important machine learning task with", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 89, + 496, + 505, + 508 + ], + "spans": [ + { + "bbox": [ + 89, + 498, + 99, + 507 + ], + "score": 1.0, + "content": "18", + "type": "text" + }, + { + "bbox": [ + 105, + 496, + 505, + 508 + ], + "score": 1.0, + "content": "many applications, such as taxonomy induction (Fu et al., 2014) and hypernymy detection (Shwartz", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 90, + 506, + 505, + 519 + ], + "spans": [ + { + "bbox": [ + 90, + 509, + 99, + 518 + ], + "score": 1.0, + "content": "19", + "type": "text" + }, + { + "bbox": [ + 105, + 506, + 505, + 519 + ], + "score": 1.0, + "content": "et al., 2016). 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To address this limitation of hyperbolic embed-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 142, + 364, + 469, + 376 + ], + "spans": [ + { + "bbox": [ + 142, + 364, + 469, + 376 + ], + "score": 1.0, + "content": "dings, we explore the complex hyperbolic space, which has the variable negative", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 141, + 375, + 470, + 387 + ], + "spans": [ + { + "bbox": [ + 141, + 375, + 470, + 387 + ], + "score": 1.0, + "content": "curvature, for representation learning. 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Through", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 419, + 470, + 432 + ], + "spans": [ + { + "bbox": [ + 141, + 419, + 470, + 432 + ], + "score": 1.0, + "content": "experiments on synthetic and real-world data, we show that our approach improves", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 429, + 354, + 443 + ], + "spans": [ + { + "bbox": [ + 141, + 429, + 354, + 443 + ], + "score": 1.0, + "content": "over the hyperbolic embedding models significantly.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 14, + "bbox_fs": [ + 141, + 277, + 471, + 443 + ] + }, + { + "type": "title", + "bbox": [ + 91, + 460, + 191, + 474 + ], + "lines": [ + { + "bbox": [ + 87, + 459, + 192, + 476 + ], + "spans": [ + { + "bbox": [ + 87, + 459, + 192, + 476 + ], + "score": 1.0, + "content": "16 1 Introduction", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "index", + "bbox": [ + 90, + 485, + 505, + 595 + ], + "lines": [ + { + "bbox": [ + 90, + 484, + 505, + 497 + ], + "spans": [ + { + "bbox": [ + 90, + 487, + 99, + 496 + ], + "score": 1.0, + "content": "17", + "type": "text" + }, + { + "bbox": [ + 105, + 484, + 505, + 497 + ], + "score": 1.0, + "content": "Representation learning of data with hierarchical structures is an important machine learning task with", + "type": "text" + } + ], + "index": 23, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 496, + 505, + 508 + ], + "spans": [ + { + "bbox": [ + 89, + 498, + 99, + 507 + ], + "score": 1.0, + "content": "18", + "type": "text" + }, + { + "bbox": [ + 105, + 496, + 505, + 508 + ], + "score": 1.0, + "content": "many applications, such as taxonomy induction (Fu et al., 2014) and hypernymy detection (Shwartz", + "type": "text" + } + ], + "index": 24, + "is_list_start_line": true + }, + { + "bbox": [ + 90, + 506, + 505, + 519 + ], + "spans": [ + { + "bbox": [ + 90, + 509, + 99, + 518 + ], + "score": 1.0, + "content": "19", + "type": "text" + }, + { + "bbox": [ + 105, + 506, + 505, + 519 + ], + "score": 1.0, + "content": "et al., 2016). In recent years, the hyperbolic embeddings (Nickel and Kiela, 2017, 2018) have been", + "type": "text" + } + ], + "index": 25, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 518, + 506, + 530 + ], + "spans": [ + { + "bbox": [ + 89, + 520, + 100, + 530 + ], + "score": 1.0, + "content": "20", + "type": "text" + }, + { + "bbox": [ + 104, + 518, + 506, + 530 + ], + "score": 1.0, + "content": "proposed to improve the traditional Euclidean embedding models (Nickel et al., 2011; Bordes et al.,", + "type": "text" + } + ], + "index": 26, + "is_list_start_line": true + }, + { + "bbox": [ + 88, + 527, + 506, + 542 + ], + "spans": [ + { + "bbox": [ + 88, + 531, + 99, + 540 + ], + "score": 1.0, + "content": "21", + "type": "text" + }, + { + "bbox": [ + 105, + 527, + 506, + 542 + ], + "score": 1.0, + "content": "2013). The constant negative curvature of the hyperbolic space produces several manifestations,", + "type": "text" + } + ], + "index": 27, + "is_list_start_line": true + }, + { + "bbox": [ + 88, + 539, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 88, + 541, + 100, + 551 + ], + "score": 1.0, + "content": "22", + "type": "text" + }, + { + "bbox": [ + 105, + 539, + 505, + 552 + ], + "score": 1.0, + "content": "where the most desirable property for representation learning is that the hyperbolic space can be", + "type": "text" + } + ], + "index": 28, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 550, + 506, + 564 + ], + "spans": [ + { + "bbox": [ + 89, + 552, + 100, + 562 + ], + "score": 1.0, + "content": "23", + "type": "text" + }, + { + "bbox": [ + 105, + 550, + 506, + 564 + ], + "score": 1.0, + "content": "regarded as a continuous approximation to trees (Krioukov et al., 2010). The hyperbolic space is", + "type": "text" + } + ], + "index": 29, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 561, + 506, + 574 + ], + "spans": [ + { + "bbox": [ + 89, + 563, + 100, + 573 + ], + "score": 1.0, + "content": "24", + "type": "text" + }, + { + "bbox": [ + 105, + 561, + 506, + 574 + ], + "score": 1.0, + "content": "capable of embedding any finite tree while preserving the distances approximately (Gromov, 1987).", + "type": "text" + } + ], + "index": 30, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 572, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 89, + 574, + 100, + 583 + ], + "score": 1.0, + "content": "25", + "type": "text" + }, + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "score": 1.0, + "content": "As a result of the tree-like properties, the hyperbolic space is more suitable to embed hierarchically", + "type": "text" + } + ], + "index": 31, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 583, + 257, + 596 + ], + "spans": [ + { + "bbox": [ + 89, + 585, + 100, + 594 + ], + "score": 1.0, + "content": "26", + "type": "text" + }, + { + "bbox": [ + 105, + 583, + 257, + 596 + ], + "score": 1.0, + "content": "structured data than Euclidean space.", + "type": "text" + } + ], + "index": 32, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 599, + 505, + 612 + ], + "spans": [ + { + "bbox": [ + 89, + 601, + 99, + 611 + ], + "score": 1.0, + "content": "27", + "type": "text" + }, + { + "bbox": [ + 105, + 599, + 505, + 612 + ], + "score": 1.0, + "content": "However, the real-world hierarchically structured data are usually not trees since they can have", + "type": "text" + } + ], + "index": 33, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 611, + 505, + 622 + ], + "spans": [ + { + "bbox": [ + 89, + 612, + 99, + 622 + ], + "score": 1.0, + "content": "28", + "type": "text" + }, + { + "bbox": [ + 105, + 611, + 505, + 622 + ], + "score": 1.0, + "content": "varying local structures while being tree-like globally. For example, although the taxonomies such as", + "type": "text" + } + ], + "index": 34, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 621, + 507, + 634 + ], + "spans": [ + { + "bbox": [ + 89, + 623, + 99, + 633 + ], + "score": 1.0, + "content": "29", + "type": "text" + }, + { + "bbox": [ + 105, + 621, + 507, + 634 + ], + "score": 1.0, + "content": "WordNet (Miller, 1995) and YAGO (Suchanek et al., 2007) have underlying hierarchical structures,", + "type": "text" + } + ], + "index": 35, + "is_list_start_line": true + }, + { + "bbox": [ + 88, + 633, + 506, + 644 + ], + "spans": [ + { + "bbox": [ + 88, + 634, + 100, + 644 + ], + "score": 1.0, + "content": "30", + "type": "text" + }, + { + "bbox": [ + 106, + 633, + 181, + 644 + ], + "score": 1.0, + "content": "they contain many", + "type": "text" + }, + { + "bbox": [ + 181, + 633, + 197, + 643 + ], + "score": 0.31, + "content": "1 { - } n", + "type": "inline_equation" + }, + { + "bbox": [ + 197, + 633, + 506, + 644 + ], + "score": 1.0, + "content": "(1 child links to multiple parents) cases and multitree structures (Griggs et al.,", + "type": "text" + } + ], + "index": 36, + "is_list_start_line": true + }, + { + "bbox": [ + 88, + 642, + 505, + 655 + ], + "spans": [ + { + "bbox": [ + 88, + 645, + 99, + 655 + ], + "score": 1.0, + "content": "31", + "type": "text" + }, + { + "bbox": [ + 105, + 642, + 505, + 655 + ], + "score": 1.0, + "content": "2012), which are much more complicated than trees. Thus, the general hierarchically structured data", + "type": "text" + } + ], + "index": 37, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 654, + 474, + 667 + ], + "spans": [ + { + "bbox": [ + 89, + 657, + 100, + 666 + ], + "score": 1.0, + "content": "32", + "type": "text" + }, + { + "bbox": [ + 105, + 654, + 474, + 667 + ], + "score": 1.0, + "content": "cannot ubiquitously match the constant negative curvature property of the hyperbolic space.", + "type": "text" + } + ], + "index": 38, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 669, + 507, + 685 + ], + "spans": [ + { + "bbox": [ + 89, + 672, + 100, + 682 + ], + "score": 1.0, + "content": "33", + "type": "text" + }, + { + "bbox": [ + 105, + 669, + 507, + 685 + ], + "score": 1.0, + "content": "To address the challenge, in this paper, we present a new approach to learning the embeddings of", + "type": "text" + } + ], + "index": 39, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 681, + 505, + 694 + ], + "spans": [ + { + "bbox": [ + 89, + 683, + 100, + 693 + ], + "score": 1.0, + "content": "34", + "type": "text" + }, + { + "bbox": [ + 105, + 681, + 505, + 694 + ], + "score": 1.0, + "content": "hierarchically structured data. Specifically, we embed the data with hierarchical structures into the", + "type": "text" + } + ], + "index": 40, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 691, + 505, + 705 + ], + "spans": [ + { + "bbox": [ + 89, + 694, + 100, + 704 + ], + "score": 1.0, + "content": "35", + "type": "text" + }, + { + "bbox": [ + 105, + 691, + 505, + 705 + ], + "score": 1.0, + "content": "unit ball model of the complex hyperbolic space. The unit ball model is a projective geometry based", + "type": "text" + } + ], + "index": 41, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 703, + 505, + 716 + ], + "spans": [ + { + "bbox": [ + 89, + 705, + 100, + 714 + ], + "score": 1.0, + "content": "36", + "type": "text" + }, + { + "bbox": [ + 105, + 703, + 505, + 716 + ], + "score": 1.0, + "content": "model to identify the complex hyperbolic space. One of the main differences between the complex", + "type": "text" + } + ], + "index": 42, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 72, + 506, + 86 + ], + "spans": [ + { + "bbox": [ + 89, + 75, + 99, + 85 + ], + "score": 1.0, + "content": "37", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 105, + 72, + 506, + 86 + ], + "score": 1.0, + "content": "and the real hyperbolic space is that the curvature is no longer constant in the complex hyperbolic", + "type": "text", + "cross_page": true + } + ], + "index": 0, + "is_list_start_line": true + }, + { + "bbox": [ + 88, + 84, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 88, + 85, + 100, + 95 + ], + "score": 1.0, + "content": "38", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 105, + 84, + 505, + 96 + ], + "score": 1.0, + "content": "space. Instead, it has the variable negative curvature. In practice, the variable negative curvature", + "type": "text", + "cross_page": true + } + ], + "index": 1, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 94, + 505, + 107 + ], + "spans": [ + { + "bbox": [ + 89, + 96, + 100, + 106 + ], + "score": 1.0, + "content": "39", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 105, + 94, + 505, + 107 + ], + "score": 1.0, + "content": "makes the unit ball model based embeddings more flexible in handling varying structures while the", + "type": "text", + "cross_page": true + } + ], + "index": 2, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 104, + 329, + 119 + ], + "spans": [ + { + "bbox": [ + 89, + 107, + 100, + 117 + ], + "score": 1.0, + "content": "40", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 104, + 104, + 329, + 119 + ], + "score": 1.0, + "content": "tree-like properties retain the superiority in hierarchies.", + "type": "text", + "cross_page": true + } + ], + "index": 3, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 122, + 505, + 134 + ], + "spans": [ + { + "bbox": [ + 89, + 124, + 99, + 133 + ], + "score": 1.0, + "content": "41", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 105, + 122, + 505, + 134 + ], + "score": 1.0, + "content": "For empirical evaluation, we first compare our approach with the hyperbolic embedding methods on", + "type": "text", + "cross_page": true + } + ], + "index": 4, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 133, + 505, + 145 + ], + "spans": [ + { + "bbox": [ + 89, + 135, + 100, + 144 + ], + "score": 1.0, + "content": "42", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 105, + 133, + 505, + 145 + ], + "score": 1.0, + "content": "tree structures to show that the complex hyperbolic space maintains the tree-like properties. Then we", + "type": "text", + "cross_page": true + } + ], + "index": 5, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 143, + 506, + 157 + ], + "spans": [ + { + "bbox": [ + 89, + 146, + 100, + 155 + ], + "score": 1.0, + "content": "43", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 104, + 143, + 506, + 157 + ], + "score": 1.0, + "content": "evaluate our approach and the baselines on various hierarchically structured data, including synthetic", + "type": "text", + "cross_page": true + } + ], + "index": 6, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 153, + 506, + 168 + ], + "spans": [ + { + "bbox": [ + 89, + 157, + 100, + 166 + ], + "score": 1.0, + "content": "44", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 105, + 153, + 506, + 168 + ], + "score": 1.0, + "content": "graphs and real-world taxonomies. The experimental results demonstrate the advantages of our", + "type": "text", + "cross_page": true + } + ], + "index": 7, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 165, + 401, + 178 + ], + "spans": [ + { + "bbox": [ + 89, + 168, + 100, + 177 + ], + "score": 1.0, + "content": "45", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 105, + 165, + 401, + 178 + ], + "score": 1.0, + "content": "approach. 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(Nickel and Kiela, 2017) learned the representations", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 89, + 344, + 506, + 359 + ], + "spans": [ + { + "bbox": [ + 89, + 348, + 100, + 357 + ], + "score": 1.0, + "content": "57", + "type": "text" + }, + { + "bbox": [ + 105, + 344, + 506, + 359 + ], + "score": 1.0, + "content": "of hierarchical graphs in the Poncaré ball model of the hyperbolic space and obtained high-quality", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 89, + 357, + 505, + 368 + ], + "spans": [ + { + "bbox": [ + 89, + 358, + 100, + 367 + ], + "score": 1.0, + "content": "58", + "type": "text" + }, + { + "bbox": [ + 106, + 357, + 505, + 368 + ], + "score": 1.0, + "content": "embeddings for taxonomies. 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Hyperbolic embedding methods have become the leading approach for", + "type": "text" + } + ], + "index": 18, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 334, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 89, + 336, + 100, + 346 + ], + "score": 1.0, + "content": "56", + "type": "text" + }, + { + "bbox": [ + 104, + 334, + 506, + 347 + ], + "score": 1.0, + "content": "representation learning of hierarchical structures. (Nickel and Kiela, 2017) learned the representations", + "type": "text" + } + ], + "index": 19, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 344, + 506, + 359 + ], + "spans": [ + { + "bbox": [ + 89, + 348, + 100, + 357 + ], + "score": 1.0, + "content": "57", + "type": "text" + }, + { + "bbox": [ + 105, + 344, + 506, + 359 + ], + "score": 1.0, + "content": "of hierarchical graphs in the Poncaré ball model of the hyperbolic space and obtained high-quality", + "type": "text" + } + ], + "index": 20, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 357, + 505, + 368 + ], + "spans": [ + { + "bbox": [ + 89, + 358, + 100, + 367 + ], + "score": 1.0, + "content": "58", + "type": "text" + }, + { + "bbox": [ + 106, + 357, + 505, + 368 + ], + "score": 1.0, + "content": "embeddings for taxonomies. (Ganea et al., 2018a) introduced the hyperbolic entailment cones", + "type": "text" + } + ], + "index": 21, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 367, + 505, + 379 + ], + "spans": [ + { + "bbox": [ + 89, + 369, + 100, + 379 + ], + "score": 1.0, + "content": "59", + "type": "text" + }, + { + "bbox": [ + 106, + 367, + 505, + 379 + ], + "score": 1.0, + "content": "to formally define the partial ordering relation. (Nickel and Kiela, 2018) proposed to learn the", + "type": "text" + } + ], + "index": 22, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 378, + 506, + 391 + ], + "spans": [ + { + "bbox": [ + 89, + 381, + 100, + 389 + ], + "score": 1.0, + "content": "60", + "type": "text" + }, + { + "bbox": [ + 105, + 378, + 506, + 391 + ], + "score": 1.0, + "content": "embeddings in the hyperboloid model (also known as the Lorentz model) of the hyperbolic space to", + "type": "text" + } + ], + "index": 23, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 389, + 506, + 401 + ], + "spans": [ + { + "bbox": [ + 89, + 391, + 100, + 400 + ], + "score": 1.0, + "content": "61", + "type": "text" + }, + { + "bbox": [ + 105, + 389, + 506, + 401 + ], + "score": 1.0, + "content": "avoid the numerical instabilities of the Poncaré ball model. These methods learned the hyperbolic", + "type": "text" + } + ], + "index": 24, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 399, + 505, + 412 + ], + "spans": [ + { + "bbox": [ + 89, + 402, + 100, + 411 + ], + "score": 1.0, + "content": "62", + "type": "text" + }, + { + "bbox": [ + 106, + 399, + 505, + 412 + ], + "score": 1.0, + "content": "embeddings by Riemannian optimization (Bonnabel, 2013), which was further improved by the", + "type": "text" + } + ], + "index": 25, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 410, + 506, + 423 + ], + "spans": [ + { + "bbox": [ + 89, + 413, + 100, + 422 + ], + "score": 1.0, + "content": "63", + "type": "text" + }, + { + "bbox": [ + 105, + 410, + 506, + 423 + ], + "score": 1.0, + "content": "Riemannian adaptive optimization (Bécigneul and Ganea, 2019). Additionally, (Yu and Sa, 2019)", + "type": "text" + } + ], + "index": 26, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 421, + 480, + 435 + ], + "spans": [ + { + "bbox": [ + 89, + 424, + 100, + 433 + ], + "score": 1.0, + "content": "64", + "type": "text" + }, + { + "bbox": [ + 104, + 421, + 480, + 435 + ], + "score": 1.0, + "content": "used an integer-based tiling to solve the numerical instabilities in the hyperbolic embeddings.", + "type": "text" + } + ], + "index": 27, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 437, + 506, + 451 + ], + "spans": [ + { + "bbox": [ + 89, + 440, + 100, + 450 + ], + "score": 1.0, + "content": "65", + "type": "text" + }, + { + "bbox": [ + 104, + 437, + 506, + 451 + ], + "score": 1.0, + "content": "Another branch of study (Sala et al., 2018; Sonthalia and Gilbert, 2020) learned the hyperbolic", + "type": "text" + } + ], + "index": 28, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 448, + 506, + 462 + ], + "spans": [ + { + "bbox": [ + 89, + 451, + 100, + 461 + ], + "score": 1.0, + "content": "66", + "type": "text" + }, + { + "bbox": [ + 104, + 448, + 506, + 462 + ], + "score": 1.0, + "content": "embeddings through combinatorial construction. Instead of optimizing the soft-ranking loss by", + "type": "text" + } + ], + "index": 29, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 460, + 506, + 472 + ], + "spans": [ + { + "bbox": [ + 89, + 462, + 99, + 471 + ], + "score": 1.0, + "content": "67", + "type": "text" + }, + { + "bbox": [ + 105, + 460, + 506, + 472 + ], + "score": 1.0, + "content": "Riemannian SGD to preserve the hierarchical relationships as in (Nickel and Kiela, 2017, 2018),", + "type": "text" + } + ], + "index": 30, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 471, + 506, + 483 + ], + "spans": [ + { + "bbox": [ + 89, + 473, + 100, + 482 + ], + "score": 1.0, + "content": "68", + "type": "text" + }, + { + "bbox": [ + 105, + 471, + 506, + 483 + ], + "score": 1.0, + "content": "the construction-based methods minimize the reconstruction distortion and focus on the graph", + "type": "text" + } + ], + "index": 31, + "is_list_start_line": true + }, + { + "bbox": [ + 89, + 481, + 506, + 494 + ], + "spans": [ + { + "bbox": [ + 89, + 483, + 100, + 493 + ], + "score": 1.0, + "content": "69", + "type": "text" + }, + { + "bbox": [ + 104, + 481, + 506, + 494 + ], + "score": 1.0, + "content": "reconstruction task. Remarkably, TreeRep (Sonthalia and Gilbert, 2020) can exactly recover the", + "type": "text" + } + ], + "index": 32, + "is_list_start_line": true + }, + { + "bbox": [ + 88, + 492, + 506, + 505 + ], + "spans": [ + { + "bbox": [ + 88, + 495, + 100, + 504 + ], + "score": 1.0, + "content": "70", + "type": "text" + }, + { + "bbox": [ + 104, + 492, + 506, + 505 + ], + "score": 1.0, + "content": "original tree structure when the given graph is a tree. 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The curvature is not constant in", + "type": "text" + }, + { + "bbox": [ + 295, + 74, + 309, + 85 + ], + "score": 0.83, + "content": "\\mathbb { H } _ { \\mathbb { C } } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 309, + 73, + 406, + 86 + ], + "score": 1.0, + "content": ". It is pinched between", + "type": "text" + }, + { + "bbox": [ + 406, + 74, + 420, + 83 + ], + "score": 0.64, + "content": "- 1", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 73, + 506, + 86 + ], + "score": 1.0, + "content": "(in the directions of", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 90, + 83, + 411, + 96 + ], + "spans": [ + { + "bbox": [ + 90, + 83, + 226, + 96 + ], + "score": 1.0, + "content": "25 complex projective lines) and", + "type": "text" + }, + { + "bbox": [ + 226, + 84, + 250, + 96 + ], + "score": 0.87, + "content": "- 1 / 4", + "type": "inline_equation" + }, + { + "bbox": [ + 250, + 83, + 411, + 96 + ], + "score": 1.0, + "content": "(in the directions of totally real planes).", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 87, + 103, + 505, + 138 + ], + "lines": [ + { + "bbox": [ + 86, + 103, + 505, + 115 + ], + "spans": [ + { + "bbox": [ + 86, + 105, + 100, + 114 + ], + "score": 1.0, + "content": "126", + "type": "text" + }, + { + "bbox": [ + 104, + 103, + 505, + 115 + ], + "score": 1.0, + "content": "We leave the full proof in Appendix A. The non-constant curvature, which we expect to be favorable", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 87, + 113, + 506, + 127 + ], + "spans": [ + { + "bbox": [ + 87, + 117, + 99, + 125 + ], + "score": 1.0, + "content": "127", + "type": "text" + }, + { + "bbox": [ + 104, + 113, + 441, + 127 + ], + "score": 1.0, + "content": "for embedding various hierarchical structures, is one of the main differences between", + "type": "text" + }, + { + "bbox": [ + 441, + 115, + 456, + 127 + ], + "score": 0.88, + "content": "\\mathbb { H } _ { \\mathbb { C } } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 456, + 113, + 506, + 127 + ], + "score": 1.0, + "content": "and the real", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 86, + 123, + 196, + 141 + ], + "spans": [ + { + "bbox": [ + 86, + 127, + 100, + 137 + ], + "score": 1.0, + "content": "128", + "type": "text" + }, + { + "bbox": [ + 103, + 123, + 176, + 141 + ], + "score": 1.0, + "content": "hyperbolic space", + "type": "text" + }, + { + "bbox": [ + 176, + 126, + 190, + 138 + ], + "score": 0.89, + "content": "\\mathbb { H } _ { \\mathbb { R } } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 123, + 196, + 141 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 94, + 141, + 505, + 165 + ], + "lines": [ + { + "bbox": [ + 93, + 141, + 505, + 155 + ], + "spans": [ + { + "bbox": [ + 93, + 141, + 505, + 155 + ], + "score": 1.0, + "content": "29 The complex hyperbolic space also has the tree-like exponential volume growth property. The volume", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 91, + 152, + 268, + 166 + ], + "spans": [ + { + "bbox": [ + 91, + 152, + 188, + 166 + ], + "score": 1.0, + "content": "of a ball with radius 30", + "type": "text" + }, + { + "bbox": [ + 189, + 154, + 195, + 164 + ], + "score": 0.8, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 196, + 152, + 207, + 166 + ], + "score": 1.0, + "content": "in", + "type": "text" + }, + { + "bbox": [ + 207, + 153, + 221, + 165 + ], + "score": 0.9, + "content": "\\mathbb { H } _ { \\mathbb { C } } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 152, + 268, + 166 + ], + "score": 1.0, + "content": "is given by", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 5.5 + }, + { + "type": "interline_equation", + "bbox": [ + 192, + 168, + 418, + 192 + ], + "lines": [ + { + "bbox": [ + 192, + 168, + 418, + 192 + ], + "spans": [ + { + "bbox": [ + 192, + 168, + 418, + 192 + ], + "score": 0.94, + "content": "v o l ( B _ { \\mathbb { H } _ { \\mathbb { C } } ^ { n } } ( \\rho ) ) = \\frac { 8 ^ { n } \\sigma _ { 2 n - 1 } } { 2 n } \\sinh ^ { 2 n } ( \\rho / 2 ) \\sim \\frac { 8 ^ { n } \\sigma _ { 2 n - 1 } } { 2 n } e ^ { n \\rho } ,", + "type": "interline_equation", + "image_path": "a4a773db14afeb683fb17dc971bbc3773bd9f3ef9f2ebfd4fb20d48e8422a482.jpg" + } + ] + } + ], + "index": 7, + "virtual_lines": [ + { + "bbox": [ + 192, + 168, + 418, + 192 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "text", + "bbox": [ + 90, + 196, + 430, + 209 + ], + "lines": [ + { + "bbox": [ + 87, + 195, + 431, + 210 + ], + "spans": [ + { + "bbox": [ + 87, + 195, + 133, + 210 + ], + "score": 1.0, + "content": "where 131", + "type": "text" + }, + { + "bbox": [ + 133, + 197, + 202, + 209 + ], + "score": 0.93, + "content": "\\sigma _ { 2 n - 1 } = 2 \\pi ^ { n } / n !", + "type": "inline_equation" + }, + { + "bbox": [ + 202, + 195, + 374, + 210 + ], + "score": 1.0, + "content": "is the Euclidean volume of the unit sphere", + "type": "text" + }, + { + "bbox": [ + 375, + 196, + 426, + 208 + ], + "score": 0.9, + "content": "S ^ { 2 n - 1 } \\in \\mathbb { C } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 427, + 195, + 431, + 210 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 96, + 214, + 505, + 248 + ], + "lines": [ + { + "bbox": [ + 92, + 214, + 505, + 227 + ], + "spans": [ + { + "bbox": [ + 92, + 214, + 505, + 227 + ], + "score": 1.0, + "content": "32 From the properties of the complex hyperbolic geometry, we expect that the complex hyperbolic", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 104, + 225, + 506, + 237 + ], + "spans": [ + { + "bbox": [ + 104, + 225, + 506, + 237 + ], + "score": 1.0, + "content": "space can naturally handle data with diverse local structures in virtue of the variable curvature as", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 104, + 236, + 447, + 249 + ], + "spans": [ + { + "bbox": [ + 104, + 236, + 447, + 249 + ], + "score": 1.0, + "content": "presented in Theorem 1 while preserving the tree-like properties as shown in Eq. (5).", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10 + }, + { + "type": "title", + "bbox": [ + 100, + 262, + 235, + 276 + ], + "lines": [ + { + "bbox": [ + 105, + 260, + 236, + 279 + ], + "spans": [ + { + "bbox": [ + 105, + 260, + 236, + 279 + ], + "score": 1.0, + "content": "4 Unit ball embeddings", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 106, + 286, + 504, + 309 + ], + "lines": [ + { + "bbox": [ + 106, + 286, + 505, + 299 + ], + "spans": [ + { + "bbox": [ + 106, + 286, + 505, + 299 + ], + "score": 1.0, + "content": "We propose to embed the hierarchically structured data into the unit ball model of the complex", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 298, + 388, + 311 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 388, + 311 + ], + "score": 1.0, + "content": "hyperbolic space. In this section, We introduce our approach in detail.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13.5 + }, + { + "type": "title", + "bbox": [ + 105, + 321, + 214, + 333 + ], + "lines": [ + { + "bbox": [ + 105, + 321, + 215, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 215, + 334 + ], + "score": 1.0, + "content": "4.1 The unit ball model", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 103, + 342, + 505, + 365 + ], + "lines": [ + { + "bbox": [ + 106, + 342, + 505, + 354 + ], + "spans": [ + { + "bbox": [ + 106, + 342, + 505, + 354 + ], + "score": 1.0, + "content": "The unit ball model is one model used to identify the complex hyperbolic space, which can be derived", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 353, + 447, + 366 + ], + "spans": [ + { + "bbox": [ + 105, + 353, + 447, + 366 + ], + "score": 1.0, + "content": "via the projective geometry (Goldman, 1999). We now provide the derivation sketch.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16.5 + }, + { + "type": "text", + "bbox": [ + 93, + 369, + 430, + 381 + ], + "lines": [ + { + "bbox": [ + 90, + 368, + 430, + 382 + ], + "spans": [ + { + "bbox": [ + 90, + 368, + 218, + 382 + ], + "score": 1.0, + "content": "Take the Hermitian form of 41", + "type": "text" + }, + { + "bbox": [ + 218, + 369, + 238, + 379 + ], + "score": 0.89, + "content": "\\mathbb { C } ^ { n , 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 238, + 368, + 430, + 382 + ], + "score": 1.0, + "content": "in Section 3.3 to be a standard Hermitian form:", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "interline_equation", + "bbox": [ + 214, + 385, + 396, + 398 + ], + "lines": [ + { + "bbox": [ + 214, + 385, + 396, + 398 + ], + "spans": [ + { + "bbox": [ + 214, + 385, + 396, + 398 + ], + "score": 0.92, + "content": "\\langle \\langle \\mathbf { z } , \\mathbf { w } \\rangle \\rangle = z _ { 1 } { \\overline { { w _ { 1 } } } } + \\cdot \\cdot \\cdot + z _ { n } { \\overline { { w _ { n } } } } - z _ { n + 1 } { \\overline { { w _ { n + 1 } } } } ,", + "type": "interline_equation", + "image_path": "1dce158db02bd6971980e0788d917663df932b9a322ff7f13d9b88014dc51417.jpg" + } + ] + } + ], + "index": 19, + "virtual_lines": [ + { + "bbox": [ + 214, + 385, + 396, + 398 + ], + "spans": [], + "index": 19 + } + ] + }, + { + "type": "text", + "bbox": [ + 89, + 403, + 500, + 425 + ], + "lines": [ + { + "bbox": [ + 85, + 402, + 502, + 416 + ], + "spans": [ + { + "bbox": [ + 85, + 402, + 133, + 416 + ], + "score": 1.0, + "content": "142 where", + "type": "text" + }, + { + "bbox": [ + 133, + 406, + 141, + 413 + ], + "score": 0.78, + "content": "\\overline { { w } }", + "type": "inline_equation" + }, + { + "bbox": [ + 142, + 402, + 218, + 416 + ], + "score": 1.0, + "content": "is the conjugate of", + "type": "text" + }, + { + "bbox": [ + 218, + 405, + 226, + 413 + ], + "score": 0.74, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 402, + 252, + 416 + ], + "score": 1.0, + "content": ". Take", + "type": "text" + }, + { + "bbox": [ + 252, + 403, + 292, + 415 + ], + "score": 0.92, + "content": "z _ { n + 1 } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 292, + 402, + 380, + 416 + ], + "score": 1.0, + "content": "in the projection map", + "type": "text" + }, + { + "bbox": [ + 380, + 403, + 388, + 413 + ], + "score": 0.83, + "content": "\\mathbb { P }", + "type": "inline_equation" + }, + { + "bbox": [ + 388, + 402, + 502, + 416 + ], + "score": 1.0, + "content": "in Eq. (3), then from Eq. (4)", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 84, + 414, + 303, + 425 + ], + "spans": [ + { + "bbox": [ + 84, + 414, + 303, + 425 + ], + "score": 1.0, + "content": "143 we can derive the formula of the unit ball model:", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20.5 + }, + { + "type": "interline_equation", + "bbox": [ + 206, + 429, + 403, + 443 + ], + "lines": [ + { + "bbox": [ + 206, + 429, + 403, + 443 + ], + "spans": [ + { + "bbox": [ + 206, + 429, + 403, + 443 + ], + "score": 0.89, + "content": "\\mathcal { B } _ { \\mathbb { C } } ^ { n } = \\{ ( z _ { 1 } , \\cdot \\cdot \\cdot , z _ { n } , 1 ) | | z _ { 1 } | ^ { 2 } + \\cdot \\cdot \\cdot + | z _ { n } | ^ { 2 } < 1 \\} ,", + "type": "interline_equation", + "image_path": "1c2273723ba7a57b7d53e0bb993ecee0823d8b2c461039393660db516c1cefc5.jpg" + } + ] + } + ], + "index": 22, + "virtual_lines": [ + { + "bbox": [ + 206, + 429, + 403, + 443 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 89, + 447, + 239, + 459 + ], + "lines": [ + { + "bbox": [ + 86, + 447, + 240, + 460 + ], + "spans": [ + { + "bbox": [ + 86, + 447, + 133, + 460 + ], + "score": 1.0, + "content": "144 where", + "type": "text" + }, + { + "bbox": [ + 133, + 448, + 147, + 460 + ], + "score": 0.87, + "content": "| \\cdot |", + "type": "inline_equation" + }, + { + "bbox": [ + 147, + 447, + 240, + 460 + ], + "score": 1.0, + "content": "is the Euclidean norm.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 90, + 463, + 430, + 475 + ], + "lines": [ + { + "bbox": [ + 86, + 462, + 432, + 477 + ], + "spans": [ + { + "bbox": [ + 86, + 462, + 164, + 477 + ], + "score": 1.0, + "content": "The metric on 145", + "type": "text" + }, + { + "bbox": [ + 165, + 464, + 178, + 476 + ], + "score": 0.9, + "content": "B _ { \\mathbb { C } } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 462, + 432, + 477 + ], + "score": 1.0, + "content": "is Bergman metric, which takes the formula below in 2-d case:", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "interline_equation", + "bbox": [ + 219, + 480, + 392, + 509 + ], + "lines": [ + { + "bbox": [ + 219, + 480, + 392, + 509 + ], + "spans": [ + { + "bbox": [ + 219, + 480, + 392, + 509 + ], + "score": 0.94, + "content": "d s ^ { 2 } = { \\frac { - 4 } { \\langle \\langle { \\bf z } , { \\bf z } \\rangle \\rangle ^ { 2 } } } \\operatorname* { d e t } \\left[ \\langle \\langle { \\bf z } , { \\bf z } \\rangle \\rangle \\langle \\langle d { \\bf z } , { \\bf z } \\rangle \\rangle \\right] .", + "type": "interline_equation", + "image_path": "899bd722db47750a05676bc64626eb99bed52ad34eab0c2d963cf315dabb614e.jpg" + } + ] + } + ], + "index": 25.5, + "virtual_lines": [ + { + "bbox": [ + 219, + 480, + 392, + 494.5 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 219, + 494.5, + 392, + 509.0 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 88, + 518, + 267, + 530 + ], + "lines": [ + { + "bbox": [ + 84, + 515, + 268, + 533 + ], + "spans": [ + { + "bbox": [ + 84, + 515, + 207, + 533 + ], + "score": 1.0, + "content": "The distance function on 146", + "type": "text" + }, + { + "bbox": [ + 208, + 519, + 221, + 531 + ], + "score": 0.9, + "content": "B _ { \\mathbb { C } } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 515, + 268, + 533 + ], + "score": 1.0, + "content": "is given by", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "interline_equation", + "bbox": [ + 215, + 534, + 396, + 561 + ], + "lines": [ + { + "bbox": [ + 215, + 534, + 396, + 561 + ], + "spans": [ + { + "bbox": [ + 215, + 534, + 396, + 561 + ], + "score": 0.94, + "content": "d _ { { \\mathcal B } _ { \\mathbb C } ^ { n } } ( \\mathbf z , \\mathbf w ) = a r c o s h ( 2 \\frac { \\left. \\left. \\mathbf z , \\mathbf w \\right. \\right. \\left. \\left. \\mathbf w , \\mathbf z \\right. \\right. } { \\left. \\left. \\mathbf z , \\mathbf z \\right. \\right. \\left. \\left. \\mathbf w , \\mathbf w \\right. \\right. } - 1 ) ,", + "type": "interline_equation", + "image_path": "b12c5295191cda6bc95828dabeba24cf020078946731e007eef2e09f0524ad59.jpg" + } + ] + } + ], + "index": 28, + "virtual_lines": [ + { + "bbox": [ + 215, + 534, + 396, + 561 + ], + "spans": [], + "index": 28 + } + ] + }, + { + "type": "text", + "bbox": [ + 87, + 565, + 328, + 578 + ], + "lines": [ + { + "bbox": [ + 84, + 564, + 329, + 579 + ], + "spans": [ + { + "bbox": [ + 84, + 564, + 213, + 579 + ], + "score": 1.0, + "content": "147 where the Hermitian form", + "type": "text" + }, + { + "bbox": [ + 213, + 565, + 243, + 578 + ], + "score": 0.93, + "content": "\\langle \\langle \\mathbf { z } , \\mathbf { w } \\rangle \\rangle", + "type": "inline_equation" + }, + { + "bbox": [ + 243, + 564, + 329, + 579 + ], + "score": 1.0, + "content": "is defined in Eq. 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Here we adopt the soft ranking", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 660, + 506, + 672 + ], + "spans": [ + { + "bbox": [ + 106, + 660, + 506, + 672 + ], + "score": 1.0, + "content": "loss used in the Poincaré ball embeddings (Nickel and Kiela, 2017) and the hyperboloid embed-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 671, + 506, + 684 + ], + "spans": [ + { + "bbox": [ + 106, + 671, + 506, + 684 + ], + "score": 1.0, + "content": "dings (Nickel and Kiela, 2018), which aims at preserving the hierarchical relationships among nodes:", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 34.5 + }, + { + "type": "interline_equation", + "bbox": [ + 214, + 689, + 396, + 725 + ], + "lines": [ + { + "bbox": [ + 214, + 689, + 396, + 725 + ], + "spans": [ + { + "bbox": [ + 214, + 689, + 396, + 725 + ], + "score": 0.94, + "content": "L = \\sum _ { ( x _ { p } , x _ { q } ) \\in E } \\log \\frac { e ^ { - d _ { \\mathcal { B } _ { \\mathbb { C } } ^ { n } } ( \\mathbf { z } _ { p } , \\mathbf { z } _ { q } ) } } { \\sum _ { x _ { k } \\in \\mathcal { N } ( x _ { p } ) } e ^ { - d _ { \\mathcal { B } _ { \\mathbb { C } } ^ { n } } ( \\mathbf { z } _ { p } , \\mathbf { z } _ { k } ) } } ,", + "type": "interline_equation", + "image_path": "483fc58d9c859d95e737a8d274a44e785e8926ea08c8a57aecef2a4a7b336f52.jpg" + } + ] + } + ], + "index": 37.5, + "virtual_lines": [ + { + "bbox": [ + 214, + 689, + 396, + 707.0 + ], + "spans": [], + "index": 37 + }, + { + "bbox": [ + 214, + 707.0, + 396, + 725.0 + ], + "spans": [], + "index": 38 + } + ] + } + ], + "page_idx": 3, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 741, + 308, + 750 + ], + "lines": [ + { + "bbox": [ + 301, + 740, + 310, + 752 + ], + "spans": [ + { + "bbox": [ + 301, + 740, + 310, + 752 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 12, + "width": 9 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "index", + "bbox": [ + 92, + 72, + 506, + 96 + ], + "lines": [ + { + "bbox": [ + 90, + 73, + 506, + 86 + ], + "spans": [ + { + "bbox": [ + 90, + 75, + 100, + 84 + ], + "score": 1.0, + "content": "24", + "type": "text" + }, + { + "bbox": [ + 105, + 73, + 295, + 86 + ], + "score": 1.0, + "content": "Theorem 1. The curvature is not constant in", + "type": "text" + }, + { + "bbox": [ + 295, + 74, + 309, + 85 + ], + "score": 0.83, + "content": "\\mathbb { H } _ { \\mathbb { C } } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 309, + 73, + 406, + 86 + ], + "score": 1.0, + "content": ". It is pinched between", + "type": "text" + }, + { + "bbox": [ + 406, + 74, + 420, + 83 + ], + "score": 0.64, + "content": "- 1", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 73, + 506, + 86 + ], + "score": 1.0, + "content": "(in the directions of", + "type": "text" + } + ], + "index": 0, + "is_list_start_line": true + }, + { + "bbox": [ + 90, + 83, + 411, + 96 + ], + "spans": [ + { + "bbox": [ + 90, + 83, + 226, + 96 + ], + "score": 1.0, + "content": "25 complex projective lines) and", + "type": "text" + }, + { + "bbox": [ + 226, + 84, + 250, + 96 + ], + "score": 0.87, + "content": "- 1 / 4", + "type": "inline_equation" + }, + { + "bbox": [ + 250, + 83, + 411, + 96 + ], + "score": 1.0, + "content": "(in the directions of totally real planes).", + "type": "text" + } + ], + "index": 1, + "is_list_start_line": true + }, + { + "bbox": [ + 86, + 103, + 505, + 115 + ], + "spans": [ + { + "bbox": [ + 86, + 105, + 100, + 114 + ], + "score": 1.0, + "content": "126", + "type": "text" + }, + { + "bbox": [ + 104, + 103, + 505, + 115 + ], + "score": 1.0, + "content": "We leave the full proof in Appendix A. The non-constant curvature, which we expect to be favorable", + "type": "text" + } + ], + "index": 2, + "is_list_start_line": true + }, + { + "bbox": [ + 87, + 113, + 506, + 127 + ], + "spans": [ + { + "bbox": [ + 87, + 117, + 99, + 125 + ], + "score": 1.0, + "content": "127", + "type": "text" + }, + { + "bbox": [ + 104, + 113, + 441, + 127 + ], + "score": 1.0, + "content": "for embedding various hierarchical structures, is one of the main differences between", + "type": "text" + }, + { + "bbox": [ + 441, + 115, + 456, + 127 + ], + "score": 0.88, + "content": "\\mathbb { H } _ { \\mathbb { C } } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 456, + 113, + 506, + 127 + ], + "score": 1.0, + "content": "and the real", + "type": "text" + } + ], + "index": 3, + "is_list_start_line": true + }, + { + "bbox": [ + 86, + 123, + 196, + 141 + ], + "spans": [ + { + "bbox": [ + 86, + 127, + 100, + 137 + ], + "score": 1.0, + "content": "128", + "type": "text" + }, + { + "bbox": [ + 103, + 123, + 176, + 141 + ], + "score": 1.0, + "content": "hyperbolic space", + "type": "text" + }, + { + "bbox": [ + 176, + 126, + 190, + 138 + ], + "score": 0.89, + "content": "\\mathbb { H } _ { \\mathbb { R } } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 123, + 196, + 141 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 4, + "is_list_start_line": true + } + ], + "index": 0.5, + "bbox_fs": [ + 90, + 73, + 506, + 96 + ] + }, + { + "type": "index", + "bbox": [ + 87, + 103, + 505, + 138 + ], + "lines": [], + "index": 3, + "bbox_fs": [ + 86, + 103, + 506, + 141 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 94, + 141, + 505, + 165 + ], + "lines": [ + { + "bbox": [ + 93, + 141, + 505, + 155 + ], + "spans": [ + { + "bbox": [ + 93, + 141, + 505, + 155 + ], + "score": 1.0, + "content": "29 The complex hyperbolic space also has the tree-like exponential volume growth property. The volume", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 91, + 152, + 268, + 166 + ], + "spans": [ + { + "bbox": [ + 91, + 152, + 188, + 166 + ], + "score": 1.0, + "content": "of a ball with radius 30", + "type": "text" + }, + { + "bbox": [ + 189, + 154, + 195, + 164 + ], + "score": 0.8, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 196, + 152, + 207, + 166 + ], + "score": 1.0, + "content": "in", + "type": "text" + }, + { + "bbox": [ + 207, + 153, + 221, + 165 + ], + "score": 0.9, + "content": "\\mathbb { H } _ { \\mathbb { C } } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 152, + 268, + 166 + ], + "score": 1.0, + "content": "is given by", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 5.5, + "bbox_fs": [ + 91, + 141, + 505, + 166 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 192, + 168, + 418, + 192 + ], + "lines": [ + { + "bbox": [ + 192, + 168, + 418, + 192 + ], + "spans": [ + { + "bbox": [ + 192, + 168, + 418, + 192 + ], + "score": 0.94, + "content": "v o l ( B _ { \\mathbb { H } _ { \\mathbb { C } } ^ { n } } ( \\rho ) ) = \\frac { 8 ^ { n } \\sigma _ { 2 n - 1 } } { 2 n } \\sinh ^ { 2 n } ( \\rho / 2 ) \\sim \\frac { 8 ^ { n } \\sigma _ { 2 n - 1 } } { 2 n } e ^ { n \\rho } ,", + "type": "interline_equation", + "image_path": "a4a773db14afeb683fb17dc971bbc3773bd9f3ef9f2ebfd4fb20d48e8422a482.jpg" + } + ] + } + ], + "index": 7, + "virtual_lines": [ + { + "bbox": [ + 192, + 168, + 418, + 192 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "text", + "bbox": [ + 90, + 196, + 430, + 209 + ], + "lines": [ + { + "bbox": [ + 87, + 195, + 431, + 210 + ], + "spans": [ + { + "bbox": [ + 87, + 195, + 133, + 210 + ], + "score": 1.0, + "content": "where 131", + "type": "text" + }, + { + "bbox": [ + 133, + 197, + 202, + 209 + ], + "score": 0.93, + "content": "\\sigma _ { 2 n - 1 } = 2 \\pi ^ { n } / n !", + "type": "inline_equation" + }, + { + "bbox": [ + 202, + 195, + 374, + 210 + ], + "score": 1.0, + "content": "is the Euclidean volume of the unit sphere", + "type": "text" + }, + { + "bbox": [ + 375, + 196, + 426, + 208 + ], + "score": 0.9, + "content": "S ^ { 2 n - 1 } \\in \\mathbb { C } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 427, + 195, + 431, + 210 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8, + "bbox_fs": [ + 87, + 195, + 431, + 210 + ] + }, + { + "type": "text", + "bbox": [ + 96, + 214, + 505, + 248 + ], + "lines": [ + { + "bbox": [ + 92, + 214, + 505, + 227 + ], + "spans": [ + { + "bbox": [ + 92, + 214, + 505, + 227 + ], + "score": 1.0, + "content": "32 From the properties of the complex hyperbolic geometry, we expect that the complex hyperbolic", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 104, + 225, + 506, + 237 + ], + "spans": [ + { + "bbox": [ + 104, + 225, + 506, + 237 + ], + "score": 1.0, + "content": "space can naturally handle data with diverse local structures in virtue of the variable curvature as", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 104, + 236, + 447, + 249 + ], + "spans": [ + { + "bbox": [ + 104, + 236, + 447, + 249 + ], + "score": 1.0, + "content": "presented in Theorem 1 while preserving the tree-like properties as shown in Eq. (5).", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10, + "bbox_fs": [ + 92, + 214, + 506, + 249 + ] + }, + { + "type": "title", + "bbox": [ + 100, + 262, + 235, + 276 + ], + "lines": [ + { + "bbox": [ + 105, + 260, + 236, + 279 + ], + "spans": [ + { + "bbox": [ + 105, + 260, + 236, + 279 + ], + "score": 1.0, + "content": "4 Unit ball embeddings", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 106, + 286, + 504, + 309 + ], + "lines": [ + { + "bbox": [ + 106, + 286, + 505, + 299 + ], + "spans": [ + { + "bbox": [ + 106, + 286, + 505, + 299 + ], + "score": 1.0, + "content": "We propose to embed the hierarchically structured data into the unit ball model of the complex", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 298, + 388, + 311 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 388, + 311 + ], + "score": 1.0, + "content": "hyperbolic space. In this section, We introduce our approach in detail.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13.5, + "bbox_fs": [ + 105, + 286, + 505, + 311 + ] + }, + { + "type": "title", + "bbox": [ + 105, + 321, + 214, + 333 + ], + "lines": [ + { + "bbox": [ + 105, + 321, + 215, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 215, + 334 + ], + "score": 1.0, + "content": "4.1 The unit ball model", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 103, + 342, + 505, + 365 + ], + "lines": [ + { + "bbox": [ + 106, + 342, + 505, + 354 + ], + "spans": [ + { + "bbox": [ + 106, + 342, + 505, + 354 + ], + "score": 1.0, + "content": "The unit ball model is one model used to identify the complex hyperbolic space, which can be derived", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 353, + 447, + 366 + ], + "spans": [ + { + "bbox": [ + 105, + 353, + 447, + 366 + ], + "score": 1.0, + "content": "via the projective geometry (Goldman, 1999). We now provide the derivation sketch.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16.5, + "bbox_fs": [ + 105, + 342, + 505, + 366 + ] + }, + { + "type": "text", + "bbox": [ + 93, + 369, + 430, + 381 + ], + "lines": [ + { + "bbox": [ + 90, + 368, + 430, + 382 + ], + "spans": [ + { + "bbox": [ + 90, + 368, + 218, + 382 + ], + "score": 1.0, + "content": "Take the Hermitian form of 41", + "type": "text" + }, + { + "bbox": [ + 218, + 369, + 238, + 379 + ], + "score": 0.89, + "content": "\\mathbb { C } ^ { n , 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 238, + 368, + 430, + 382 + ], + "score": 1.0, + "content": "in Section 3.3 to be a standard Hermitian form:", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18, + "bbox_fs": [ + 90, + 368, + 430, + 382 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 214, + 385, + 396, + 398 + ], + "lines": [ + { + "bbox": [ + 214, + 385, + 396, + 398 + ], + "spans": [ + { + "bbox": [ + 214, + 385, + 396, + 398 + ], + "score": 0.92, + "content": "\\langle \\langle \\mathbf { z } , \\mathbf { w } \\rangle \\rangle = z _ { 1 } { \\overline { { w _ { 1 } } } } + \\cdot \\cdot \\cdot + z _ { n } { \\overline { { w _ { n } } } } - z _ { n + 1 } { \\overline { { w _ { n + 1 } } } } ,", + "type": "interline_equation", + "image_path": "1dce158db02bd6971980e0788d917663df932b9a322ff7f13d9b88014dc51417.jpg" + } + ] + } + ], + "index": 19, + "virtual_lines": [ + { + "bbox": [ + 214, + 385, + 396, + 398 + ], + "spans": [], + "index": 19 + } + ] + }, + { + "type": "index", + "bbox": [ + 89, + 403, + 500, + 425 + ], + "lines": [ + { + "bbox": [ + 85, + 402, + 502, + 416 + ], + "spans": [ + { + "bbox": [ + 85, + 402, + 133, + 416 + ], + "score": 1.0, + "content": "142 where", + "type": "text" + }, + { + "bbox": [ + 133, + 406, + 141, + 413 + ], + "score": 0.78, + "content": "\\overline { { w } }", + "type": "inline_equation" + }, + { + "bbox": [ + 142, + 402, + 218, + 416 + ], + "score": 1.0, + "content": "is the conjugate of", + "type": "text" + }, + { + "bbox": [ + 218, + 405, + 226, + 413 + ], + "score": 0.74, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 402, + 252, + 416 + ], + "score": 1.0, + "content": ". Take", + "type": "text" + }, + { + "bbox": [ + 252, + 403, + 292, + 415 + ], + "score": 0.92, + "content": "z _ { n + 1 } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 292, + 402, + 380, + 416 + ], + "score": 1.0, + "content": "in the projection map", + "type": "text" + }, + { + "bbox": [ + 380, + 403, + 388, + 413 + ], + "score": 0.83, + "content": "\\mathbb { P }", + "type": "inline_equation" + }, + { + "bbox": [ + 388, + 402, + 502, + 416 + ], + "score": 1.0, + "content": "in Eq. (3), then from Eq. (4)", + "type": "text" + } + ], + "index": 20, + "is_list_start_line": true + }, + { + "bbox": [ + 84, + 414, + 303, + 425 + ], + "spans": [ + { + "bbox": [ + 84, + 414, + 303, + 425 + ], + "score": 1.0, + "content": "143 we can derive the formula of the unit ball model:", + "type": "text" + } + ], + "index": 21, + "is_list_start_line": true + } + ], + "index": 20.5, + "bbox_fs": [ + 84, + 402, + 502, + 425 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 206, + 429, + 403, + 443 + ], + "lines": [ + { + "bbox": [ + 206, + 429, + 403, + 443 + ], + "spans": [ + { + "bbox": [ + 206, + 429, + 403, + 443 + ], + "score": 0.89, + "content": "\\mathcal { B } _ { \\mathbb { C } } ^ { n } = \\{ ( z _ { 1 } , \\cdot \\cdot \\cdot , z _ { n } , 1 ) | | z _ { 1 } | ^ { 2 } + \\cdot \\cdot \\cdot + | z _ { n } | ^ { 2 } < 1 \\} ,", + "type": "interline_equation", + "image_path": "1c2273723ba7a57b7d53e0bb993ecee0823d8b2c461039393660db516c1cefc5.jpg" + } + ] + } + ], + "index": 22, + "virtual_lines": [ + { + "bbox": [ + 206, + 429, + 403, + 443 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 89, + 447, + 239, + 459 + ], + "lines": [ + { + "bbox": [ + 86, + 447, + 240, + 460 + ], + "spans": [ + { + "bbox": [ + 86, + 447, + 133, + 460 + ], + "score": 1.0, + "content": "144 where", + "type": "text" + }, + { + "bbox": [ + 133, + 448, + 147, + 460 + ], + "score": 0.87, + "content": "| \\cdot |", + "type": "inline_equation" + }, + { + "bbox": [ + 147, + 447, + 240, + 460 + ], + "score": 1.0, + "content": "is the Euclidean norm.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23, + "bbox_fs": [ + 86, + 447, + 240, + 460 + ] + }, + { + "type": "text", + "bbox": [ + 90, + 463, + 430, + 475 + ], + "lines": [ + { + "bbox": [ + 86, + 462, + 432, + 477 + ], + "spans": [ + { + "bbox": [ + 86, + 462, + 164, + 477 + ], + "score": 1.0, + "content": "The metric on 145", + "type": "text" + }, + { + "bbox": [ + 165, + 464, + 178, + 476 + ], + "score": 0.9, + "content": "B _ { \\mathbb { C } } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 462, + 432, + 477 + ], + "score": 1.0, + "content": "is Bergman metric, which takes the formula below in 2-d case:", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24, + "bbox_fs": [ + 86, + 462, + 432, + 477 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 219, + 480, + 392, + 509 + ], + "lines": [ + { + "bbox": [ + 219, + 480, + 392, + 509 + ], + "spans": [ + { + "bbox": [ + 219, + 480, + 392, + 509 + ], + "score": 0.94, + "content": "d s ^ { 2 } = { \\frac { - 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for t = 1 to Tdo dB adBr
Compute and by Eqs. (14) and (15).
dx ay Compute VEL(z) and VRL(z) by Eq. (13).
Update z(t) by Eq. (17).
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for t = 1 to Tdo dB adBr
Compute and by Eqs. (14) and (15).
dx ay Compute VEL(z) and VRL(z) by Eq. (13).
Update z(t) by Eq. (17).
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(8) and", + "type": "text" + }, + { + "bbox": [ + 218, + 468, + 258, + 487 + ], + "score": 0.95, + "content": "\\frac { \\partial L ( \\mathbf { z } ) } { \\partial d _ { B _ { \\mathbb { C } } ^ { n } } ( \\mathbf { z } , \\mathbf { w } ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 259, + 465, + 402, + 488 + ], + "score": 1.0, + "content": "is trivial to compute from Eq. 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In order to", + "type": "text" + } + ], + "index": 25, + "is_list_start_line": true + }, + { + "bbox": [ + 86, + 513, + 505, + 526 + ], + "spans": [ + { + "bbox": [ + 86, + 515, + 99, + 524 + ], + "score": 1.0, + "content": "175", + "type": "text" + }, + { + "bbox": [ + 104, + 513, + 266, + 525 + ], + "score": 1.0, + "content": "get the gradient of the distance function", + "type": "text" + }, + { + "bbox": [ + 266, + 513, + 324, + 526 + ], + "score": 0.93, + "content": "\\nabla _ { E } d _ { B _ { \\mathbb { C } } ^ { n } } ( \\mathbf { z } , \\mathbf { w } )", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 513, + 505, + 525 + ], + "score": 1.0, + "content": "in Eq. 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However, when the breadth or the depth increases, the performances of", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 103, + 572, + 504, + 594 + ], + "spans": [ + { + "bbox": [ + 103, + 572, + 486, + 594 + ], + "score": 1.0, + "content": "Poincaré and Hyperboloid drop rapidly, suggesting that the optimization-based embeddings in", + "type": "text" + }, + { + "bbox": [ + 487, + 577, + 504, + 589 + ], + "score": 0.89, + "content": "\\mathbb { H } _ { \\mathbb { R } } ^ { 2 0 }", + "type": "inline_equation" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 588, + 360, + 600 + ], + "spans": [ + { + "bbox": [ + 105, + 588, + 360, + 600 + ], + "score": 1.0, + "content": "are not effective enough for reconstructing trees of such scales.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 36.5, + "bbox_fs": [ + 103, + 533, + 507, + 600 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 604, + 505, + 671 + ], + "lines": [ + { + "bbox": [ + 106, + 604, + 505, + 616 + ], + "spans": [ + { + "bbox": [ + 106, + 604, + 505, + 616 + ], + "score": 1.0, + "content": "In comparison, UnitBall and TreeRep achieve stable performances for larger trees. TreeRep learns", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 616, + 505, + 627 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 505, + 627 + ], + "score": 1.0, + "content": "a tree structure from the data as an intermediate step and then embeds the learned trees into the", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 104, + 625, + 506, + 640 + ], + "spans": [ + { + "bbox": [ + 104, + 625, + 506, + 640 + ], + "score": 1.0, + "content": "hyperbolic space using Sarkar’s construction (Sarkar, 2011). When the input data is a tree, TreeRep", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 637, + 506, + 649 + ], + "spans": [ + { + "bbox": [ + 106, + 637, + 506, + 649 + ], + "score": 1.0, + "content": "exactly recovers the original tree structure. Figure 1 shows that UnitBall achieves comparable or even", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 649, + 505, + 660 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 505, + 660 + ], + "score": 1.0, + "content": "better performances than TreeRep on the balanced trees. The results demonstrate that UnitBall does", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 659, + 434, + 672 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 434, + 672 + ], + "score": 1.0, + "content": "not compromise on trees. 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The compressed graphs have local tree structures while being more", + "type": "text" + } + ], + "index": 48, + "is_list_start_line": true + }, + { + "bbox": [ + 105, + 412, + 505, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 505, + 425 + ], + "score": 1.0, + "content": "017 018 045 Figure 2: Evaluation of graph reconstruction on synthetic compressed graphs in 20-d embedding", + "type": "text", + "cross_page": true + } + ], + "index": 10, + "is_list_start_line": true + }, + { + "bbox": [ + 105, + 423, + 505, + 436 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 319, + 436 + ], + "score": 1.0, + "content": "019 020 047 spaces (10-d complex hyperbolic space for UnitBall).", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 320, + 425, + 330, + 434 + ], + "score": 0.44, + "content": "m", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 330, + 423, + 505, + 436 + ], + "score": 1.0, + "content": "represents the number of nodes in the graph", + "type": "text", + "cross_page": true + } + ], + "index": 11, + "is_list_start_line": true + }, + { + "bbox": [ + 105, + 434, + 506, + 447 + ], + "spans": [ + { + "bbox": [ + 105, + 434, + 130, + 447 + ], + "score": 1.0, + "content": "021 022 while", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 130, + 435, + 137, + 444 + ], + "score": 0.8, + "content": "k", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 138, + 434, + 390, + 447 + ], + "score": 1.0, + "content": "049 represents the number of random trees aggregated to the graph (", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 390, + 435, + 397, + 444 + ], + "score": 0.69, + "content": "k", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 397, + 434, + 506, + 447 + ], + "score": 1.0, + "content": "controls the denseness and", + "type": "text", + "cross_page": true + } + ], + "index": 12, + "is_list_start_line": true + }, + { + "bbox": [ + 105, + 446, + 473, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 446, + 473, + 457 + ], + "score": 1.0, + "content": "023 024 051 noise level of the graph). 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ICD10YAGO3-wikiObjectsWordNet-noun
MAPMRRHits@3MAPMRRHits@3MAPMRRHits@3
Euclidean3.753.722.394.854.452.785.595.363.16
TreeRep4.967.928.4920.1921.8527.199.309.9811.90
Poincaré35.2434.4552.7130.0628.4741.6125.4623.9927.80
Hyperboloid34.8034.0152.8830.8029.2143.1725.6524.1527.50
UnitBall47.8846.9670.2833.3331.8547.4127.2925.9332.95
", + "type": "table", + "image_path": "caabd7796a3644f6b79d4d0054428a1691bf57927a68b489c98c22652c17ca99.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 119, + 103, + 492, + 130.66666666666666 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 119, + 130.66666666666666, + 492, + 158.33333333333331 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 119, + 158.33333333333331, + 492, + 185.99999999999997 + ], + "spans": [], + "index": 4 + } + ] + } + ], + "index": 1.75 + }, + { + "type": "table", + "bbox": [ + 119, + 235, + 492, + 329 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 108, + 200, + 503, + 233 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 105, + 199, + 505, + 213 + ], + "spans": [ + { + "bbox": [ + 105, + 199, + 505, + 213 + ], + "score": 1.0, + "content": "Table 3: Evaluation of taxonomy link prediction in different embedding dimensions (the embedding", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 210, + 505, + 223 + ], + "spans": [ + { + "bbox": [ + 105, + 210, + 505, + 223 + ], + "score": 1.0, + "content": "dimension for UnitBall is half of other models). The best results are shown in boldface. The second", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 222, + 216, + 233 + ], + "spans": [ + { + "bbox": [ + 106, + 222, + 216, + 233 + ], + "score": 1.0, + "content": "best results are underlined.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6 + }, + { + "type": "table_body", + "bbox": [ + 119, + 235, + 492, + 329 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 119, + 235, + 492, + 329 + ], + "spans": [ + { + "bbox": [ + 119, + 235, + 492, + 329 + ], + "score": 0.983, + "html": "
YAGO3-wikiObjects
8-dimensional32-dimensional128-dimensional
MAPMRRHits@3MAPMRRHits@3MAPMRRHits@3
Euclidean1.020.920.574.854.452.7816.6715.7615.97
TreeRep16.9117.4827.5320.1921.8527.1921.1823.4432.84
Poincaré29.7028.1341.6430.0628.4741.6129.9328.3541.53
Hyperboloid30.8729.2843.5030.8029.2143.1730.6829.0742.86
UnitBall31.4029.9844.2533.3331.8547.4132.7631.2846.25
", + "type": "table", + "image_path": "49056fd3a9d5a76a6de2eca7a8cac28428ad93df98a98ccd7d06d69c8e98bbf8.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 119, + 235, + 492, + 266.3333333333333 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 119, + 266.3333333333333, + 492, + 297.66666666666663 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 119, + 297.66666666666663, + 492, + 328.99999999999994 + ], + "spans": [], + "index": 10 + } + ] + } + ], + "index": 7.5 + }, + { + "type": "text", + "bbox": [ + 92, + 340, + 504, + 361 + ], + "lines": [ + { + "bbox": [ + 90, + 338, + 505, + 353 + ], + "spans": [ + { + "bbox": [ + 90, + 342, + 100, + 351 + ], + "score": 1.0, + "content": "83", + "type": "text" + }, + { + "bbox": [ + 104, + 338, + 505, + 353 + ], + "score": 1.0, + "content": "demonstrates our claims that the non-constant negative curvature of the complex hyperbolic space", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 88, + 350, + 378, + 363 + ], + "spans": [ + { + "bbox": [ + 88, + 350, + 378, + 363 + ], + "score": 1.0, + "content": "284 addresses the varying hierarchical structures on real-world datasets.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 11.5 + }, + { + "type": "text", + "bbox": [ + 105, + 366, + 505, + 444 + ], + "lines": [ + { + "bbox": [ + 106, + 366, + 506, + 379 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 506, + 379 + ], + "score": 1.0, + "content": "We notice that TreeRep does not perform well on the link prediction task. As mentioned in Section 2,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 378, + 506, + 390 + ], + "spans": [ + { + "bbox": [ + 106, + 378, + 506, + 390 + ], + "score": 1.0, + "content": "the combinatorial construction-based embedding methods (Sala et al., 2018; Gu et al., 2019; Sonthalia", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 389, + 505, + 401 + ], + "spans": [ + { + "bbox": [ + 106, + 389, + 505, + 401 + ], + "score": 1.0, + "content": "and Gilbert, 2020) target on minimizing the reconstruction distortion of data and they can achieve", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 399, + 506, + 412 + ], + "spans": [ + { + "bbox": [ + 105, + 399, + 506, + 412 + ], + "score": 1.0, + "content": "very good results on the graph reconstruction task. But minimizing the reconstruction distortion may", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 410, + 505, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 410, + 505, + 423 + ], + "score": 1.0, + "content": "overfit the training set, thus resulting in the unpromising generalization performance for unobserved", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 421, + 507, + 434 + ], + "spans": [ + { + "bbox": [ + 106, + 421, + 507, + 434 + ], + "score": 1.0, + "content": "edges. Hence, they are more suitable to learn the representation of graph data without missing links.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 431, + 475, + 445 + ], + "spans": [ + { + "bbox": [ + 105, + 431, + 475, + 445 + ], + "score": 1.0, + "content": "We also evaluate TreeRep on the real-world taxonomy reconstruction task in Appendix D.5.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 16 + }, + { + "type": "title", + "bbox": [ + 106, + 455, + 296, + 467 + ], + "lines": [ + { + "bbox": [ + 106, + 454, + 297, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 454, + 297, + 469 + ], + "score": 1.0, + "content": "5.3.2 Exploring the embedding dimensions", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 105, + 474, + 505, + 594 + ], + "lines": [ + { + "bbox": [ + 105, + 474, + 505, + 486 + ], + "spans": [ + { + "bbox": [ + 105, + 474, + 505, + 486 + ], + "score": 1.0, + "content": "In this section, we explore the performances in different embedding dimensions. The results on", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 484, + 506, + 498 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 506, + 498 + ], + "score": 1.0, + "content": "YAGO3-wikiObjects are presented in Table 3. Results on other datasets are in Appendix D.6. We find", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 495, + 505, + 508 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 505, + 508 + ], + "score": 1.0, + "content": "that with the increase of the embedding dimension, Euclidean can have big improvements, but its", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 507, + 505, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 507, + 505, + 519 + ], + "score": 1.0, + "content": "performances in 128-d still cannot surpass other methods in 8-d. TreeRep also achieves better results", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 516, + 506, + 531 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 506, + 531 + ], + "score": 1.0, + "content": "with the increase of dimension, but overall its performances on the link prediction task are not very", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 528, + 506, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 506, + 541 + ], + "score": 1.0, + "content": "promising. By comparison, Poincaré, Hyperboloid, and UnitBall achieve great results steadily. 8-d", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 539, + 506, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 506, + 552 + ], + "score": 1.0, + "content": "is already enough for Poincaré and Hyperboloid to handle the link prediction task. We notice that", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "score": 1.0, + "content": "UnitBall has small improvements from 4-d to 16-d, then converges to the stable performance. The", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 561, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 505, + 573 + ], + "score": 1.0, + "content": "results demonstrate that the Euclidean embeddings need to increase the dimension to better model", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "score": 1.0, + "content": "the increasing complex hierarchies, while the complex hyperbolic space and the hyperbolic space", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 584, + 371, + 595 + ], + "spans": [ + { + "bbox": [ + 106, + 584, + 371, + 595 + ], + "score": 1.0, + "content": "have strong generalization competence for hierarchical structures.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 26 + }, + { + "type": "title", + "bbox": [ + 95, + 609, + 182, + 623 + ], + "lines": [ + { + "bbox": [ + 91, + 607, + 185, + 626 + ], + "spans": [ + { + "bbox": [ + 91, + 607, + 185, + 626 + ], + "score": 1.0, + "content": "04 6 Conclusion", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 104, + 634, + 505, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 634, + 506, + 647 + ], + "spans": [ + { + "bbox": [ + 105, + 634, + 506, + 647 + ], + "score": 1.0, + "content": "In this paper, we present a novel approach for learning the embeddings of hierarchical structures in", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 644, + 506, + 658 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 506, + 658 + ], + "score": 1.0, + "content": "the unit ball model of the complex hyperbolic space. We characterize the geometrical properties of", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 656, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 106, + 656, + 505, + 668 + ], + "score": 1.0, + "content": "the complex hyperbolic space, including the variable negative curvature and the exponential growth", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 668, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 106, + 668, + 505, + 679 + ], + "score": 1.0, + "content": "of volume of geodesic balls, which are beneficial for data with various hierarchical structures. We", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 678, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 678, + 505, + 690 + ], + "score": 1.0, + "content": "exemplify the superiority of our approach over the graph reconstruction task and the link prediction", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 689, + 505, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 689, + 505, + 701 + ], + "score": 1.0, + "content": "task on both synthetic and real-world data, which cover the tree structures as well as the general", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "hierarchical structures. The empirical results show that our approach outperforms the hyperbolic", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 711, + 461, + 723 + ], + "spans": [ + { + "bbox": [ + 106, + 711, + 461, + 723 + ], + "score": 1.0, + "content": "embedding methods in terms of representation capacity and generalization performance.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 36.5 + } + ], + "page_idx": 8, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 741, + 309, + 750 + ], + "lines": [ + { + "bbox": [ + 302, + 741, + 309, + 752 + ], + "spans": [ + { + "bbox": [ + 302, + 741, + 309, + 752 + ], + "score": 1.0, + "content": "9", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "table", + "bbox": [ + 119, + 103, + 492, + 186 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 107, + 76, + 503, + 99 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 75, + 505, + 88 + ], + "spans": [ + { + "bbox": [ + 106, + 75, + 505, + 88 + ], + "score": 1.0, + "content": "Table 2: Evaluation of taxonomy link prediction in 32-d embedding spaces (16-d complex hyperbolic", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 87, + 505, + 100 + ], + "spans": [ + { + "bbox": [ + 105, + 87, + 505, + 100 + ], + "score": 1.0, + "content": "space for UnitBall). The best results are shown in boldface. The second best results are underlined.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "table_body", + "bbox": [ + 119, + 103, + 492, + 186 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 119, + 103, + 492, + 186 + ], + "spans": [ + { + "bbox": [ + 119, + 103, + 492, + 186 + ], + "score": 0.982, + "html": "
ICD10YAGO3-wikiObjectsWordNet-noun
MAPMRRHits@3MAPMRRHits@3MAPMRRHits@3
Euclidean3.753.722.394.854.452.785.595.363.16
TreeRep4.967.928.4920.1921.8527.199.309.9811.90
Poincaré35.2434.4552.7130.0628.4741.6125.4623.9927.80
Hyperboloid34.8034.0152.8830.8029.2143.1725.6524.1527.50
UnitBall47.8846.9670.2833.3331.8547.4127.2925.9332.95
", + "type": "table", + "image_path": "caabd7796a3644f6b79d4d0054428a1691bf57927a68b489c98c22652c17ca99.jpg" + } + ] + } + ], + "index": 3, + "virtual_lines": [ + { + "bbox": [ + 119, + 103, + 492, + 130.66666666666666 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 119, + 130.66666666666666, + 492, + 158.33333333333331 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 119, + 158.33333333333331, + 492, + 185.99999999999997 + ], + "spans": [], + "index": 4 + } + ] + } + ], + "index": 1.75 + }, + { + "type": "table", + "bbox": [ + 119, + 235, + 492, + 329 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 108, + 200, + 503, + 233 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 105, + 199, + 505, + 213 + ], + "spans": [ + { + "bbox": [ + 105, + 199, + 505, + 213 + ], + "score": 1.0, + "content": "Table 3: Evaluation of taxonomy link prediction in different embedding dimensions (the embedding", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 210, + 505, + 223 + ], + "spans": [ + { + "bbox": [ + 105, + 210, + 505, + 223 + ], + "score": 1.0, + "content": "dimension for UnitBall is half of other models). The best results are shown in boldface. The second", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 222, + 216, + 233 + ], + "spans": [ + { + "bbox": [ + 106, + 222, + 216, + 233 + ], + "score": 1.0, + "content": "best results are underlined.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6 + }, + { + "type": "table_body", + "bbox": [ + 119, + 235, + 492, + 329 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 119, + 235, + 492, + 329 + ], + "spans": [ + { + "bbox": [ + 119, + 235, + 492, + 329 + ], + "score": 0.983, + "html": "
YAGO3-wikiObjects
8-dimensional32-dimensional128-dimensional
MAPMRRHits@3MAPMRRHits@3MAPMRRHits@3
Euclidean1.020.920.574.854.452.7816.6715.7615.97
TreeRep16.9117.4827.5320.1921.8527.1921.1823.4432.84
Poincaré29.7028.1341.6430.0628.4741.6129.9328.3541.53
Hyperboloid30.8729.2843.5030.8029.2143.1730.6829.0742.86
UnitBall31.4029.9844.2533.3331.8547.4132.7631.2846.25
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As mentioned in Section 2,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 378, + 506, + 390 + ], + "spans": [ + { + "bbox": [ + 106, + 378, + 506, + 390 + ], + "score": 1.0, + "content": "the combinatorial construction-based embedding methods (Sala et al., 2018; Gu et al., 2019; Sonthalia", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 389, + 505, + 401 + ], + "spans": [ + { + "bbox": [ + 106, + 389, + 505, + 401 + ], + "score": 1.0, + "content": "and Gilbert, 2020) target on minimizing the reconstruction distortion of data and they can achieve", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 399, + 506, + 412 + ], + "spans": [ + { + "bbox": [ + 105, + 399, + 506, + 412 + ], + "score": 1.0, + "content": "very good results on the graph reconstruction task. But minimizing the reconstruction distortion may", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 410, + 505, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 410, + 505, + 423 + ], + "score": 1.0, + "content": "overfit the training set, thus resulting in the unpromising generalization performance for unobserved", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 421, + 507, + 434 + ], + "spans": [ + { + "bbox": [ + 106, + 421, + 507, + 434 + ], + "score": 1.0, + "content": "edges. Hence, they are more suitable to learn the representation of graph data without missing links.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 431, + 475, + 445 + ], + "spans": [ + { + "bbox": [ + 105, + 431, + 475, + 445 + ], + "score": 1.0, + "content": "We also evaluate TreeRep on the real-world taxonomy reconstruction task in Appendix D.5.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 16, + "bbox_fs": [ + 105, + 366, + 507, + 445 + ] + }, + { + "type": "title", + "bbox": [ + 106, + 455, + 296, + 467 + ], + "lines": [ + { + "bbox": [ + 106, + 454, + 297, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 454, + 297, + 469 + ], + "score": 1.0, + "content": "5.3.2 Exploring the embedding dimensions", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 105, + 474, + 505, + 594 + ], + "lines": [ + { + "bbox": [ + 105, + 474, + 505, + 486 + ], + "spans": [ + { + "bbox": [ + 105, + 474, + 505, + 486 + ], + "score": 1.0, + "content": "In this section, we explore the performances in different embedding dimensions. The results on", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 484, + 506, + 498 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 506, + 498 + ], + "score": 1.0, + "content": "YAGO3-wikiObjects are presented in Table 3. Results on other datasets are in Appendix D.6. We find", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 495, + 505, + 508 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 505, + 508 + ], + "score": 1.0, + "content": "that with the increase of the embedding dimension, Euclidean can have big improvements, but its", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 507, + 505, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 507, + 505, + 519 + ], + "score": 1.0, + "content": "performances in 128-d still cannot surpass other methods in 8-d. TreeRep also achieves better results", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 516, + 506, + 531 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 506, + 531 + ], + "score": 1.0, + "content": "with the increase of dimension, but overall its performances on the link prediction task are not very", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 528, + 506, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 506, + 541 + ], + "score": 1.0, + "content": "promising. By comparison, Poincaré, Hyperboloid, and UnitBall achieve great results steadily. 8-d", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 539, + 506, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 506, + 552 + ], + "score": 1.0, + "content": "is already enough for Poincaré and Hyperboloid to handle the link prediction task. We notice that", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "score": 1.0, + "content": "UnitBall has small improvements from 4-d to 16-d, then converges to the stable performance. 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We characterize the geometrical properties of", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 656, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 106, + 656, + 505, + 668 + ], + "score": 1.0, + "content": "the complex hyperbolic space, including the variable negative curvature and the exponential growth", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 668, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 106, + 668, + 505, + 679 + ], + "score": 1.0, + "content": "of volume of geodesic balls, which are beneficial for data with various hierarchical structures. 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For all authors...", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 146, + 576, + 505, + 659 + ], + "lines": [ + { + "bbox": [ + 146, + 575, + 505, + 588 + ], + "spans": [ + { + "bbox": [ + 146, + 575, + 505, + 588 + ], + "score": 1.0, + "content": "(a) Do the main claims made in the abstract and introduction accurately reflect the paper’s", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 162, + 586, + 288, + 599 + ], + "spans": [ + { + "bbox": [ + 162, + 586, + 288, + 599 + ], + "score": 1.0, + "content": "contributions and scope? [Yes]", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 146, + 599, + 505, + 612 + ], + "spans": [ + { + "bbox": [ + 146, + 599, + 505, + 612 + ], + "score": 1.0, + "content": "(b) Did you describe the limitations of your work? [Yes] The discussions on the limitations", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 162, + 610, + 502, + 623 + ], + "spans": [ + { + "bbox": [ + 162, + 610, + 502, + 623 + ], + "score": 1.0, + "content": "of our work are mainly presented in Experiments both in the paper and in Appendix.", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 146, + 623, + 466, + 635 + ], + "spans": [ + { + "bbox": [ + 146, + 623, + 466, + 635 + ], + "score": 1.0, + "content": "(c) Did you discuss any potential negative societal impacts of your work? [No]", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 146, + 636, + 505, + 649 + ], + "spans": [ + { + "bbox": [ + 146, + 636, + 505, + 649 + ], + "score": 1.0, + "content": "(d) Have you read the ethics review guidelines and ensured that your paper conforms to", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 162, + 646, + 214, + 659 + ], + "spans": [ + { + "bbox": [ + 162, + 646, + 214, + 659 + ], + "score": 1.0, + "content": "them? [Yes]", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 36 + }, + { + "type": "text", + "bbox": [ + 132, + 662, + 302, + 673 + ], + "lines": [ + { + "bbox": [ + 129, + 660, + 304, + 675 + ], + "spans": [ + { + "bbox": [ + 129, + 660, + 304, + 675 + ], + "score": 1.0, + "content": "2. If you are including theoretical results...", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40 + }, + { + "type": "text", + "bbox": [ + 146, + 676, + 505, + 722 + ], + "lines": [ + { + "bbox": [ + 145, + 675, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 145, + 675, + 505, + 689 + ], + "score": 1.0, + "content": "(a) Did you state the full set of assumptions of all theoretical results? [Yes] See Section 3", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 160, + 686, + 191, + 699 + ], + "spans": [ + { + "bbox": [ + 160, + 686, + 191, + 699 + ], + "score": 1.0, + "content": "and 4.", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 144, + 699, + 506, + 713 + ], + "spans": [ + { + "bbox": [ + 144, + 699, + 506, + 713 + ], + "score": 1.0, + "content": "(b) Did you include complete proofs of all theoretical results? 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The code will be released after the the publishing of the", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 159, + 121, + 190, + 133 + ], + "spans": [ + { + "bbox": [ + 159, + 121, + 190, + 133 + ], + "score": 1.0, + "content": "paper.", + "type": "text" + } + ], + "index": 4, + "is_list_end_line": true + }, + { + "bbox": [ + 145, + 133, + 505, + 146 + ], + "spans": [ + { + "bbox": [ + 145, + 133, + 505, + 146 + ], + "score": 1.0, + "content": "(b) Did you specify all the training details (e.g., data splits, hyperparameters, how they", + "type": "text" + } + ], + "index": 5, + "is_list_start_line": true + }, + { + "bbox": [ + 161, + 144, + 389, + 156 + ], + "spans": [ + { + "bbox": [ + 161, + 144, + 389, + 156 + ], + "score": 1.0, + "content": "were chosen)? [Yes] See Section 5.1 and Appendix D.3.", + "type": "text" + } + ], + "index": 6, + "is_list_end_line": true + }, + { + "bbox": [ + 146, + 157, + 507, + 171 + ], + "spans": [ + { + "bbox": [ + 146, + 158, + 160, + 169 + ], + "score": 1.0, + "content": "(c)", + "type": "text" + }, + { + "bbox": [ + 160, + 157, + 507, + 171 + ], + "score": 1.0, + "content": "Did you report error bars (e.g., with respect to the random seed after running experi-", + "type": "text" + } + ], + "index": 7, + "is_list_start_line": true + }, + { + "bbox": [ + 162, + 168, + 474, + 180 + ], + "spans": [ + { + "bbox": [ + 162, + 168, + 474, + 180 + ], + "score": 1.0, + "content": "ments multiple times)? [No] We report the mean results over 5 running times.", + "type": "text" + } + ], + "index": 8, + "is_list_end_line": true + }, + { + "bbox": [ + 146, + 180, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 146, + 180, + 505, + 194 + ], + "score": 1.0, + "content": "(d) Did you include the total amount of compute and the type of resources used (e.g., type", + "type": "text" + } + ], + "index": 9, + "is_list_start_line": true + }, + { + "bbox": [ + 162, + 191, + 447, + 204 + ], + "spans": [ + { + "bbox": [ + 162, + 191, + 447, + 204 + ], + "score": 1.0, + "content": "of GPUs, internal cluster, or cloud provider)? [Yes] See Appendix D.2.", + "type": "text" + } + ], + "index": 10, + "is_list_end_line": true + } + ], + "index": 5.5, + "bbox_fs": [ + 145, + 88, + 507, + 204 + ] + }, + { + "type": "text", + "bbox": [ + 131, + 207, + 504, + 218 + ], + "lines": [ + { + "bbox": [ + 129, + 205, + 506, + 221 + ], + "spans": [ + { + "bbox": [ + 129, + 205, + 506, + 221 + ], + "score": 1.0, + "content": "4. If you are using existing assets (e.g., code, data, models) or curating/releasing new assets...", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11, + "bbox_fs": [ + 129, + 205, + 506, + 221 + ] + }, + { + "type": "list", + "bbox": [ + 146, + 222, + 505, + 350 + ], + "lines": [ + { + "bbox": [ + 145, + 221, + 506, + 234 + ], + "spans": [ + { + "bbox": [ + 145, + 221, + 506, + 234 + ], + "score": 1.0, + "content": "(a) If your work uses existing assets, did you cite the creators? [Yes] See Section 5.1.1.", + "type": "text" + } + ], + "index": 12, + "is_list_start_line": true + }, + { + "bbox": [ + 160, + 231, + 505, + 245 + ], + "spans": [ + { + "bbox": [ + 160, + 231, + 505, + 245 + ], + "score": 1.0, + "content": "The data are publicly available. We cite the corresponding references and give the", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 161, + 243, + 233, + 255 + ], + "spans": [ + { + "bbox": [ + 161, + 243, + 233, + 255 + ], + "score": 1.0, + "content": "public data links.", + "type": "text" + } + ], + "index": 14, + "is_list_end_line": true + }, + { + "bbox": [ + 145, + 255, + 356, + 270 + ], + "spans": [ + { + "bbox": [ + 145, + 255, + 356, + 270 + ], + "score": 1.0, + "content": "(b) Did you mention the license of the assets? [No]", + "type": "text" + } + ], + "index": 15, + "is_list_start_line": true, + "is_list_end_line": true + }, + { + "bbox": [ + 146, + 268, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 146, + 268, + 505, + 282 + ], + "score": 1.0, + "content": "(c) Did you include any new assets either in the supplemental material or as a URL? [No]", + "type": "text" + } + ], + "index": 16, + "is_list_start_line": true + }, + { + "bbox": [ + 162, + 280, + 505, + 292 + ], + "spans": [ + { + "bbox": [ + 162, + 280, + 505, + 292 + ], + "score": 1.0, + "content": "We do not create new datasets. 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for t = 1 to Tdo dB adBr
Compute and by Eqs. (14) and (15).
dx ay Compute VEL(z) and VRL(z) by Eq. (13).
Update z(t) by Eq. (17).
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YAGO3-wikiObjects
8-dimensional32-dimensional128-dimensional
MAPMRRHits@3MAPMRRHits@3MAPMRRHits@3
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ICD10YAGO3-wikiObjectsWordNet-noun
MAPMRRHits@3MAPMRRHits@3MAPMRRHits@3
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Input: Initial wo,short step δ,long step parameter K ≥ 1, statistical advantage parameter § ≤ √K
1:Wo ←wo;t←0/*Set running average to wo*/ /*Set momentum value*/
2:α←1_0.72. K
3: while Wt not converged do
4:wt+1←aωt+(1-a).(ut-.f(wt)) /*Update the running average as a
weighted average of previous running average and a long step gradient *//*Update the iterate as
5: 0.7wt+1←0.7+(1-a)·(wt-δ-∀ft(ω)+ .7+f-a) W+1
weighted average of current running average and short step gradient*/
6:t←t+1
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AlgorithmFinal test error-batch size 128Final test error-batch size 8
SGD8.32± 0.219.57±0.18
HB7.98 ± 0.199.28± 0.25
NAG7.63 ± 0.189.07 ±0.18
ASGD7.23 ± 0.228.52 ± 0.16
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b/parse/train/rkhlb8lCZ/images/f8d2ffaa5167e2f0a69554989e9664cb5181ccb13a4eff3c44a8999f636923be.jpg new file mode 100644 index 0000000000000000000000000000000000000000..1ce301607d8c82c50bc4db76048deccb2f4e8102 --- /dev/null +++ b/parse/train/rkhlb8lCZ/images/f8d2ffaa5167e2f0a69554989e9664cb5181ccb13a4eff3c44a8999f636923be.jpg @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:ebb321d1a524334e7e4304ef04f778dc7829439dbc6e4dcb1cd89d240f8037ad +size 15476 diff --git a/parse/train/ryGDEjCcK7/ryGDEjCcK7.md b/parse/train/ryGDEjCcK7/ryGDEjCcK7.md new file mode 100644 index 0000000000000000000000000000000000000000..c6a98c1e9c5703f41a42bcabb9b26ace53eb69de --- /dev/null +++ b/parse/train/ryGDEjCcK7/ryGDEjCcK7.md @@ -0,0 +1,243 @@ +# CONTROLLING COVARIATE SHIFT USINGEQUILIBRIUM NORMALIZATION OF WEIGHTS + +Anonymous authors Paper under double-blind review + +# ABSTRACT + +We introduce a new normalization technique that exhibits the fast convergence properties of batch normalization using a transformation of layer weights instead of layer outputs. The proposed technique keeps the contribution of positive and negative weights to the layer output in equilibrium. We validate our method on a set of standard benchmarks including CIFAR-10/100, SVHN and ILSVRC 2012 ImageNet. + +# 1 INTRODUCTION + +The introduction of normalizing layers to neural networks has in no small part contributed to the deep learning revolution in machine learning. The most successful of these techniques in the image classification domain is the batch normalization (BatchNorm) layer (Ioffe & Szegedy, 2015), which works by normalizing the univariate first and second order statistics between layers. + +Batchnorm has seen near universal adoption in image classification tasks due to its surprisingly multifaceted benefits. Compared to an unnormalized network, its has been widely observed that using batch norm empirically results in: + +• Stability over a wide range of step sizes • Faster convergence (particularly with larger step sizes) • Improved generalization + +The multiple effects of BatchNorm make it both hard to replace and hard to analyze. In this paper we introduce Equilibrium Normalization (EquiNorm), a normalization that works in weight space and still uses a form of batch statistics unlike previous weight space approaches. EquiNorm results in very rapid convergence, even more so than BatchNorm, however as we will show in our experiments, this also results in a tendency to overfit. When combined with additional regularisation, EquiNorm can significantly outperform BatchNorm, which benefits less from this additional regularisation. + +# 2 RELATED WORK + +A number of normalization layers have been proposed that can be considered alternatives to batch normalization. Batch normalization has also been extended as batch renormalization (Ioffe, 2017) to handle smaller batch sizes. + +Layer/Instance Normalization A simple modification of BatchNorm involves computing the statistics independently for each instance, so that no averaging is done across each mini-batch, instead averaging either across channels (layer norm) or separately for each channel (instance norm). Unfortunately these techniques are known to not generalize as well as batch norm for convolutional neural networks (Sec 6.7; Sec 4.1. Jimmy Lei Ba, 2016; Yuxin Wu, 2018). + +Group Normalization A middle ground between layer and instance normalization can be found by averaging statistics over small groups of channels. This has been shown empirically to be superior to either approach, although there is still a gap in generalization performance (Yuxin Wu, 2018). Like the approaches above, it avoids a dependence on batch statistics, allowing for potentially much smaller batches to be used without a degradation in generalization performance. + +Weight Normalization Additional stability can be introduced into NN training by constraining the norm of the weights corresponding to each output channel/neuron to be one. When this is done by an explicit division operation in the forward pass, rather than via an optimization constraint, this is known as weight normalization (Salimans & Kingma, 2016). An additional learnable scaling factor is also introduced. Unfortunately, to match the generalization performance of BatchNorm on image classification tasks such as CIFAR-10, this technique needs to be used together with partial (additive only) BatchNorm (Section 5.1, Salimans & Kingma, 2016). + +Local Response Normalization A precursor to batch norm, local normalization methods (Jarrett et al., 2009; Lyu & Simoncelli, 2008) played an important part in the seminal AlexNet architecture (Krizhevsky et al., 2012), and were widely used before batch norm was introduced. LR normalization has similarities to group norm in that it uses a group of neighboring channels (with ordering set arbitrary at initialization) for normalization. Although it aids generalization in a similar manner to BatchNorm, it does not accelerate convergence or allow for larger step sizes to be used (Sec 4.2.1, Ioffe & Szegedy, 2015). + +# 3 ASSUMPTIONS + +The EquiNorm method functions by modifying the weights of a convolution before it is applied. For justifying the form of our method, we make the following assumptions about this convolution, which we will discuss relaxing after detailing the method: + +1. All inputs to the convolutional layer are positive, such as when the layer is preceded by a ReLU. +2. The convolution has stride one. +3. Cyclic padding is used. +4. All weights are non-zero, and there exists at least one positive and one negative weight per output channel. + +# 4 METHOD + +Consider initially for simplicity a convolutional layer with a single input and output channel. Let + +be the weight kernel for this neuron, and let + +$$ +x : { \mathrm { b a t c h s i z e } } \times { \mathrm { h e i g h t } } \times { \mathrm { w i d t h } } , +$$ + +be the input tensor for a single mini-batch. We will compute scalar quantities $s$ and $b$ that modify the weights as follows: + +$$ +w ^ { \prime \prime } = s w ^ { \prime } = s \left( w + b \right) . +$$ + +This transformation will be fully differentiated through during the backwards pass (using automatic differentiation) so that the gradient of $w$ is correct. As with BatchNorm, we also include an additional affine transformation after the convolution to ensure no expressivity is lost due to the normalization operation. + +The core idea of equilibrium normalization is to balance the contribution of positive and negative weights to the output of the convolution. To this end, we introduce additional notation to address the positive and negative weights separately. Let superscripts $+ / -$ (i.e. $w ^ { + } / w ^ { - } ,$ ) indicate sums of the positive/negative elements respectively. Also, let $v$ be the sum of the input data to the layer, + +$$ +v = \sum _ { i , j , k } x _ { i j k } . +$$ + +As we have two constants to determine, we need two constraints that we wish to be satisfied. The first constraint we introduce is common with batch normalization, a constraint on the mean of the + +output. Since under the cyclic padding assumption, each weight is multiplied by each input element, we can constrain the mean of the output to be zero by requiring that: + +$$ +v s \sum _ { j , j } ( w _ { j k } + b ) = 0 , +$$ + +$$ +\therefore b = - \mathrm { m e a n } ( w ) . +$$ + +The second constraint controls the magnitude within the total output of the layer, of the positive weight elements: + +$$ +\begin{array} { l } { { v s w ^ { \prime + } = r , } } \\ { { \displaystyle \therefore s = \frac { r } { v w _ { + } ^ { \prime } } . } } \end{array} +$$ + +The constant $r$ is set so that the contribution is of average 1 per output element, which is achieved by setting $r$ to the product of batch-size, output width and output height. Note that due to the mean constraint, this automatically results in the negative weight contribution also being of magnitude $r$ . + +# 4.1 FULL CASE + +When multiple input channels are used, each weight no longer multiples each input, rather they each multiply only inputs from a single channel. To compensate for this we need to compute per-channel sums $v _ { c }$ (where $c$ is the channel index) and change the second constraint as follows: + +$$ +\sum _ { c } { \mathrm { ~ ~ \psi ~ } ^ { \mathnormal ~ } } v _ { c } s w _ { c } ^ { \prime + } = r . +$$ + +The first constraint changes in the same fashion. + +When multiple output channels are used, we just duplicate this procedure applying it to each channel’s weights separately. We thus maintain a $s$ and $b$ value per output channel, and compute as intermediate values a $w ^ { \prime + }$ of matrix shape. For completeness we give the full equations below. All summations are over the full range of the summed indexes. + +# Tensor shapes + +Updates: + +$$ +\begin{array} { r c l } { v _ { c } } & { = } & { \displaystyle \sum _ { i , j , k } x _ { i < j , k } , } \\ { w _ { d e } } & { = } & { \displaystyle \sum _ { j , k } w _ { d e j k } , } \\ { r } & { = } & { \displaystyle \sum _ { i , k \in \mathrm { \scriptsize ~ c } } w _ { i k } \mathrm { i n } \le \mathrm { e x i g h t ~ o n t ~ v a r i t ~ t h e ~ s t a t ~ t h e n t ~ v a r t ~ a d e ~ ^ { \ell } ~ } } \\ { b _ { d } } & { = } & { \displaystyle - \frac { 1 } { ( \mathrm { R e } \pi \mathrm { n e l h } \mathrm { h } \mathrm { e } \mathrm { i } g h \mathrm { t ~ \times ~ } \mathrm { \times ~ } \mathrm { e x p } _ { \mathrm { n e l } } \mathrm { v _ { d e j k } } ) \sum _ { c } \nu _ { c } } , } \\ { w _ { d e } ^ { \prime + } } & { = } & { \displaystyle \sum _ { i , j , k } ( w _ { d e j k } + b _ { d } ) I [ w _ { d e j k } + b _ { d } > 0 ] , } \\ { s _ { d } } & { = } & { \displaystyle \sum _ { i < j } x _ { c } w _ { d e } ^ { \prime + } , } \\ { w _ { d e j k } ^ { \prime } } & { = } & { s _ { d } ( w _ { d e j k } + b _ { d } ) . } \end{array} +$$ + +At test time, we follow the technique used in BatchNorm of using a running estimate of the data statistics ${ { v } _ { c } }$ in our method) that is computed during training time. + +![](images/faa4822d5d0e3bb76c2ef253fc14aa3815a438a4a6ab89778c4a977245aaee85.jpg) +Figure 1: Equilibrium Normalization ensures the contribution from positive and negative kernel weights to the output remains of the same total magnitude, both compared to each other and between epochs. In the case shown of a $3 \times 3$ kernel (cyclic convolution) against a $3 \times 3$ image with padding 1, this magnitude is width $\mathrm { \Omega _ { o u t } \cdot h e i g h t _ { o u t } = 9 . 0 }$ . + +# SINGLE PASS FORMULATION + +The above calculation requires two passes over the weights, first to compute $b$ , then to compute the sum of positive elements after the addition of $b$ . We can do an approximate computation using only one pass by assuming the sign of each element does not change after the addition of $b$ . The $s$ calculation changes as follows: + +$$ +\begin{array} { r c l } { { n _ { d c } ^ { + } } } & { { = } } & { { \displaystyle \sum _ { j , k } I [ w _ { d c j k } > 0 ] , } } \\ { { } } & { { } } & { { } } \\ { { s _ { d } } } & { { = } } & { { \displaystyle \frac { r } { \sum _ { c } v _ { c } \left( w _ { d c } ^ { + } + b _ { d } n _ { d c } ^ { + } \right) } . } } \end{array} +$$ + +We use this variant in all experiments that follow. + +# 5 DISCUSSION + +# 5.1 CONTROLLING COVARIATE SHIFT + +The original justification for batch normalization is its ability to minimize covariate shift, although there is some debate on whether or not this is the main contributing factor to its effectiveness, see Santurkar et al. (2018). In this context, covariate shift refers to the change between steps of the statistics of the outputs of a layer. + +Like batch normalization, the approach we propose also controls the shift in the outputs of a layer between steps, just in a different way. Our approach is motivated by a hypothesis that it is not necessary to control the mean and variance precisely; other notions of scale and shift may work as well or better. Santurkar et al. (2018) show that normalizing by other norms, such as $L _ { 1 }$ , can work well, supporting this hypothesis. + +The sum of the output from positive and negative weights is a form of $L _ { 1 }$ control which can be contrasted with the $L _ { 2 }$ control that Batchnorm uses. This control can be motivated by Young’s convolution inequality, which bounds the output of a convolution operation in terms of the norm of the input: + +$$ +\begin{array} { l } { \displaystyle \| x \ast w \| _ { r } \leq \| w \| _ { p } \| x \| _ { q } , } \\ { \displaystyle \mathrm { w h e r e } \frac { 1 } { p } + \frac { 1 } { q } = \frac { 1 } { r } + 1 . } \end{array} +$$ + +Note that $p , q , r \geq 1$ is also required, and that this only applies directly when there is a single input and output channel, which we assume in the remainder of this section for simplicity. + +For EquiNorm, we have assumed that the input is positive, so that our input sum is equivalent to the $L _ { 1 }$ norm of the input. Additionally, after subtracting off the mean, the weight vector $w ^ { \prime }$ has $L _ { 1 }$ norm equal to $w ^ { \prime + } - w ^ { \prime - } = 2 w ^ { \prime + }$ , so we are also normalizing the weights by the $L _ { 1 }$ norm. In effect, we are applying Young’s convolution inequality with $p = q = r = 1$ . + +It is also possible to apply the above inequality with $p = 2$ , $q = 1$ and $r = 2$ . I.e. normalize the weights using the $L _ { 2 }$ norm, giving a bound on the $L _ { 2 }$ norm of the output in terms of the $L _ { 1 }$ norm of the input. This is less satisfying as one convolution’s output is the input of another convolution (after passing through scaling $\&$ a nonlinearity) so we would like to use the same norm for both inputs and outputs. The related weight normalization (WN, Salimans & Kingma, 2016) method normalizes weights by their $L _ { 2 }$ norm, and differs from our method by centering outputs using an additional mean-only output batchnorm. Additionally, since it doesn’t normalize by the input norm, the output norm can be correspondingly large. These differences have a significant effect in practice. + +# 5.2 ASSUMPTIONS + +# INPUT TO THE CONVOLUTIONAL LAYER IS POSITIVE + +This assumption is not necessary for the implementation of our method, rather it ensures that the output is more constrained than it otherwise would be. When ReLU nonlinearities are used in the standard fashion, this assumption holds except in the first layer of the network where input pixels are usually in the range [-1,1], due to pre-normalization. We recommend this pre-normalization is removed, as it is unnecessary when normalization happens immediately inside the first convolution. Recommendations in the literature that suggest input normalization is beneficial are usually referring to networks without per-layer normalization. + +# NON-STRIDED CONVOLUTIONS + +A strided convolution can thought of as a non-strided convolution with the extra output values thrown away. If Equilibrium normalization is used with a strided convolution, the contribution to the output from positive and negative weights will no longer be exactly balanced. In practice the violation will be small if the output of the non-strided version of the convolution is smooth. + +# CYCLIC PADDING + +Our equations for $b$ and $s$ assume that each weight for an input channel is multiplied by each input value for that channel. Most deep learning frameworks use zero-padded convolutions instead of cyclic padding, which violates this assumption. In practice we do not find this violation to be troublesome, as it only affects edge pixels, and has a dampening effect as it only reduces the output contribution of the positive or negative weights. + +# ALL WEIGHTS ARE NON-ZERO, AND THERE EXISTS AT LEAST ONE POSITIVE AND ONENEGATIVE WEIGHT PER OUTPUT CHANNEL + +We avoid the use of an $\epsilon$ parameter such as used in BatchNorm, as the denominator of our normalization factor is only zero if every weight for every input channel is simultaneously positive (or all negative), or the weights become extremely small. The later case does not appear to happen in practice. Nevertheless, we find it helps to initialize the weights in a balanced fashion, so that no channel’s weight kernel is all positive or all negative. We do this by modifying the default initialization by resampling any such kernel-weight’s signs. + +# 6 EXPERIMENTS + +In our plots we show a comparison to BatchNorm and GroupNorm. We omit a comparison to Layer/Instance Normalization as our initial experiments were consistant with findings in the literature that show that they are inferior to GroupNorm and BatchNorm, at least for the convolutional architectures we consider below (Yuxin Wu, 2018). We also performed a comparison against the WeightNorm method, however despite significant efforts we were not able to get it to reliably converge when using very deep architectures such as ResNet-152 that we choose for our experiments. We could not find any results in the literature where it is sucessfully applied to state-of-the-art deep networks, and we believe this is a real limitation of the method. + +# 6.1 CIFAR-10/100 + +The CIFAR-10 dataset (Krizhevsky, 2009) is considered a standard benchmark among image classification tasks due to its non-trivial complexity, requiring tens of millions of weights to achieve state-of-the-art performance, and also its tractable training times due to its small size (60,000 instances). The downside of this small size is that significant care must be taken to avoid overfitting. This overfitting can be partially avoided using data augmentation, and we followed standard practice of using random horizontal flips and crops (pad 4px and crop to $3 2 \mathrm { p x }$ ) at training time only. + +Our initial experiments involving a non-bottleneck wide ResNet network with 20 convolutions, 96 initial planes after first convolution and $9 . 7 \mathrm { m }$ parameters. The hyper-parameters used were LR: 0.1, $\mathbf { S } \mathbf { G } \mathbf { D } \mathbf { + } \mathbf { M } \mathbf { o } \mathbf { m }$ : 0.9, decay: 0.0001, batch-size: 128, 1 GPU, 10 fold learning reductions at epochs 150 and 225, and standard fan out normal initialization following He et al. (2015). These parameters are defaults commonly used with BatchNorm and were not tuned. + +Our experiments indicated that our EquiNorm approach converged significantly faster than BatchNorm, but also overfit significantly more (Figure 2). + +We believe this is caused by the batch statistics having less noise with EquiNorm than BatchNorm, rather than the faster initial convergence, as experiments involving reduced step sizes did not further improve generalization. Similarly, we were not able to achieve comparable fast initial convergence by using larger step-sizes with BatchNorm. + +![](images/94f2edf07a694a0f8dcd73db2a0a8173634d30337dd81157482ac9aa94ef153a.jpg) +Figure 2: Indications of overfitting, as test loss starts to increase significantly after the first learning rate decrease. + +We found instead that we could match the generalization of BatchNorm using either of the following two approaches: + +1. Using fewer instances to compute the batch statistics. Using the first quarter of the batch to compute the statistics used for the full batch successfully fixed the overfitting seen in Figure 2, resulting in higher test accuracy for EquiNorm $( 9 5 . 8 \% )$ over BatchNorm $( 9 4 . 7 \% )$ and no overfitting visible in test loss. +2. Using mixup (Zhang et al., 2018) or manifold mixup (Verma et al., 2018), which introduce activation noise of a similar nature. + +We recommend the use of manifold mixup, as it significantly improves test accuracy for both BatchNorm and EquiNorm, although it does result in higher test loss in some cases. + +Following closely the approach of Verma et al. 2018, we applied both EquiNorm and BatchNorm to the larger near state-of-the-art pre-activation ResNet-152 architecture (He et al. 2016a, 58.1m parameters, [3,8,36,3] bottleneck blocks per layer respectively, 64 initial channels), using a modified version of their published code and the hyper-parameters listed above, with manifold mixup used for each method. As Figure 4a shows, the test set performance is essentially the same at the final epoch, but EquiNorm converges significantly faster at the early epochs. + +# CIFAR100 + +We also achieved a similar performance on the CIFAR-100 dataset (which has similar properties to CIFAR10) as shown in Figure 4b, where we used the same hyper-parameters and network architecture as for CIFAR10. + +# 6.2 SHORTER DURATION TRAINING + +Given the encouraging results above during the early stages of optimization, we investigated if EquiNorm was superior when training is restricted to 30 epochs instead of 300. We used a “super convergence” learning rate schedule as suggested by Smith & Topin (2017), consisting of a 5 fold ramp in learning rate (starting at 0.1) from epochs 1 to 13, then a 5 fold ramp down to epoch 26, followed by further annealing by $1 0 0 \mathrm { x }$ down over the remaining epochs. Momentum follows a reverse pattern, from 0.95 to 0.85 to 0.95, and fixed at 0.85 after epoch 26. Manifold mixup was used again for both methods. Using this schedule EquiNorm shows a $9 4 . 0 \%$ (IQR 0.22) median test accuracy compared to $9 3 . 3 \%$ for BatchNorm (IQR 0.77). + +![](images/0183f9561fdc6641a71b663a6805ad94b42ad436896828f124efa1bc2c14df1a.jpg) +Figure 3: Shorter duration CIFAR10 training (WRN network) + +# 6.3 STREET VIEW HOUSE NUMBERS + +The SVHN $^ +$ EXTRA dataset (Netzer et al., 2011) is much larger than CIFAR-10/100 $^ { 7 3 , 2 5 7 + }$ 531,131 training instances), so we trained across 2 GPUs, using $2 \times$ larger mini-batches (size 256) so as to keep the batch statistics noise (which are computed on a per-gpu basis) the same. Other hyper-parameters were also kept the same, with the exception that we trained for fewer epochs (with LR reductions moved to epochs 80 and 120). Figure 4c shows that EquiNorm achieves essentially the same generalization performance as BatchNorm. On this problem GroupNorm appears inferior, although this may be due to the default group-size of 32 being suboptimal here. + +# 6.4 ILSVRC 2012 IMAGENET + +We also ran some preliminary experiments on the ILSVRC 2012 ImageNet classification task using the standard ResNet50 architecture (He et al., 2016b). Our results here show a generalization gap between EquiNorm and BatchNorm/GroupNorm. It may be possible to eliminate this gap using additional regularisation as in the CIFAR-10 case, however we found manifold mixup to not yield such an improvement. + +# 6.5 REPORTING TRAINING VARIABILITY + +We are careful to report results aggregated over enough runs involving different RNG seeds so that run-to-run variability does not effect our conclusions. This is absolutely necessary for the smaller test problems above as the differences between runs can be comparable to the difference between the compared normalization methods, and indeed differences in reported results in the literature. We report median and inter-quartile statistics (i.e. our plots include point-wise $2 5 \%$ and $7 5 \%$ percentile ranges of the values seen), as these are more representative of actual performance, and particularly the asymmetry of test accuracy variability. The more commonly used two-standard-deviation bars based on a normal assumption can show values both below and above actually seen data (such as $> 1 0 0 \%$ accuracy upper bounds), and are not supported by statistical theory for small samples such as the ten used here. + +![](images/9e6e72370157b8664bb9978171127de3c095fb044fe5609ab0d316a5061ecbda.jpg) +Figure 4: Test set accuracy and loss. Median of 10 runs shown with interquartile regions overlaid with the exception of the ImageNet plot which uses 3 runs. + +REFERENCES + +Kaiming He, Xiangyu Zhang, Shaoqing Ren, and Jian Sun. Delving deep into rectifiers: Surpassing human-level performance on imagenet classification. In Proceedings of the 2015 IEEE International Conference on Computer Vision (ICCV), ICCV ’15, pp. 1026– 1034, Washington, DC, USA, 2015. IEEE Computer Society. ISBN 978-1-4673-8391-2. doi: 10.1109/ICCV.2015.123. URL http://dx.doi.org/10.1109/ICCV.2015.123. 6.1 + +Kaiming He, Xiangyu Zhang, Shaoqing Ren, and Jian Sun. Identity mappings in deep residual networks. Technical report, Microsoft Research Asia, 2016a. 6.1 + +Kaiming He, Xiangyu Zhang, Shaoqing Ren, and Jian Sun. Deep residual learning for image recognition. In Proceedings of the IEEE conference on computer vision and pattern recognition, pp. 770–778, 2016b. 6.4 + +Sergey Ioffe. Batch renormalization: Towards reducing minibatch dependence in batchnormalized models. 31st Conference on Neural Information Processing Systems (NIPS 2017), 2017. 2 + +Sergey Ioffe and Christian Szegedy. Batch normalization: Accelerating deep network training by reducing internal covariate shift. Proceedings of the 32nd International Conference on Machine Learning (ICML 2015), 2015. 1, 2 + +Kevin Jarrett, Koray Kavukcuoglu, Marc’Aurelio Ranzato, and Yann LeCun. What is the best multi-stage architecture for object recognition. International Conference on Computer Vision, 2009. 2 + +Geoffrey E. Hinton Jimmy Lei Ba, Jamie Ryan Kiros. Layer normalization. Deep Learning Symposium, NIPS 2016, 2016. 2 + +Alex Krizhevsky. Learning multiple layers of features from tiny images. Technical report, University of Toronto, 2009. 6.1 + +Alex Krizhevsky, Ilya Sutskever, and Geoffrey E. Hinton. Imagenet classification with deep convolutional neural networks. 26th Conference on Neural Information Processing Systems (NIPS 2012), 2012. 2 + +Siwei Lyu and Eero P. Simoncelli. Nonlinear image representation using divisive normalization. IEEE Conference on Computer Vision and Pattern Recognition, 2008. 2 + +Yuval Netzer, Tao Wang, Adam Coates, Alessandro Bissacco, Bo Wu, and Andrew Y. Ng. Reading digits in natural images with unsupervised feature learning. NIPS Workshop on Deep Learning and Unsupervised Feature Learning, 2011. 6.3 + +Tim Salimans and Diederik P. Kingma. Weight normalization: A simple reparameterization to accelerate training of deep neural networks. 30th Conference on Neural Information Processing Systems (NIPS 2016), 2016. 2, 5.1 + +Shibani Santurkar, Dimitris Tsipras, Andrew Ilyas, and Aleksander Madry. How does batch normalization help optimization? (no, it is not about internal covariate shift). Technical report, MIT, 2018. 5.1 + +Leslie N. Smith and Nicholay Topin. Super-convergence: Very fast training of neural networks using large learning rates. Technical report, U.S. Naval Research Laboratory, 2017. 6.2 + +Vikas Verma, Alex Lamb, Christopher Beckham, Aaron Courville, Ioannis Mitliagkas, and Yoshua Bengio. Manifold mixup: Encouraging meaningful on-manifold interpolation as a regularizer. Technical report, Montreal Institute for Learning Algorithms, 2018. URL https://arxiv.org/pdf/1806.05236.pdf. 2, 6.1 + +Kaiming He Yuxin Wu. Group normalization. Technical report, Facebook, 2018. 2, 2, 6 + +Hongyi Zhang, Moustapha Cisse, Yann N. Dauphin, and David Lopez-Paz. mixup: Beyond empirical risk minimization. International Conference on Learning Representations, 2018. 2 \ No newline at end of file diff --git a/parse/train/ryGDEjCcK7/ryGDEjCcK7_content_list.json b/parse/train/ryGDEjCcK7/ryGDEjCcK7_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..28f2c2cd4662e8f49fc5e91dd0689df4d6916d4f --- /dev/null +++ b/parse/train/ryGDEjCcK7/ryGDEjCcK7_content_list.json @@ -0,0 +1,1282 @@ +[ + { + "type": "text", + "text": "CONTROLLING COVARIATE SHIFT USINGEQUILIBRIUM NORMALIZATION OF WEIGHTS", + "text_level": 1, + "bbox": [ + 174, + 98, + 722, + 146 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Anonymous authors Paper under double-blind review ", + "bbox": [ + 183, + 174, + 398, + 200 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 238, + 544, + 253 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "We introduce a new normalization technique that exhibits the fast convergence properties of batch normalization using a transformation of layer weights instead of layer outputs. The proposed technique keeps the contribution of positive and negative weights to the layer output in equilibrium. We validate our method on a set of standard benchmarks including CIFAR-10/100, SVHN and ILSVRC 2012 ImageNet. ", + "bbox": [ + 232, + 266, + 766, + 349 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 373, + 336, + 390 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The introduction of normalizing layers to neural networks has in no small part contributed to the deep learning revolution in machine learning. The most successful of these techniques in the image classification domain is the batch normalization (BatchNorm) layer (Ioffe & Szegedy, 2015), which works by normalizing the univariate first and second order statistics between layers. ", + "bbox": [ + 174, + 404, + 823, + 460 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Batchnorm has seen near universal adoption in image classification tasks due to its surprisingly multifaceted benefits. Compared to an unnormalized network, its has been widely observed that using batch norm empirically results in: ", + "bbox": [ + 176, + 467, + 821, + 510 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "• Stability over a wide range of step sizes • Faster convergence (particularly with larger step sizes) • Improved generalization ", + "bbox": [ + 215, + 518, + 591, + 569 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The multiple effects of BatchNorm make it both hard to replace and hard to analyze. In this paper we introduce Equilibrium Normalization (EquiNorm), a normalization that works in weight space and still uses a form of batch statistics unlike previous weight space approaches. EquiNorm results in very rapid convergence, even more so than BatchNorm, however as we will show in our experiments, this also results in a tendency to overfit. When combined with additional regularisation, EquiNorm can significantly outperform BatchNorm, which benefits less from this additional regularisation. ", + "bbox": [ + 174, + 579, + 825, + 662 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "2 RELATED WORK ", + "text_level": 1, + "bbox": [ + 176, + 681, + 344, + 699 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "A number of normalization layers have been proposed that can be considered alternatives to batch normalization. Batch normalization has also been extended as batch renormalization (Ioffe, 2017) to handle smaller batch sizes. ", + "bbox": [ + 174, + 713, + 823, + 755 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Layer/Instance Normalization A simple modification of BatchNorm involves computing the statistics independently for each instance, so that no averaging is done across each mini-batch, instead averaging either across channels (layer norm) or separately for each channel (instance norm). Unfortunately these techniques are known to not generalize as well as batch norm for convolutional neural networks (Sec 6.7; Sec 4.1. Jimmy Lei Ba, 2016; Yuxin Wu, 2018). ", + "bbox": [ + 174, + 768, + 825, + 839 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Group Normalization A middle ground between layer and instance normalization can be found by averaging statistics over small groups of channels. This has been shown empirically to be superior to either approach, although there is still a gap in generalization performance (Yuxin Wu, 2018). Like the approaches above, it avoids a dependence on batch statistics, allowing for potentially much smaller batches to be used without a degradation in generalization performance. ", + "bbox": [ + 174, + 854, + 823, + 924 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Weight Normalization Additional stability can be introduced into NN training by constraining the norm of the weights corresponding to each output channel/neuron to be one. When this is done by an explicit division operation in the forward pass, rather than via an optimization constraint, this is known as weight normalization (Salimans & Kingma, 2016). An additional learnable scaling factor is also introduced. Unfortunately, to match the generalization performance of BatchNorm on image classification tasks such as CIFAR-10, this technique needs to be used together with partial (additive only) BatchNorm (Section 5.1, Salimans & Kingma, 2016). ", + "bbox": [ + 174, + 103, + 825, + 202 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Local Response Normalization A precursor to batch norm, local normalization methods (Jarrett et al., 2009; Lyu & Simoncelli, 2008) played an important part in the seminal AlexNet architecture (Krizhevsky et al., 2012), and were widely used before batch norm was introduced. LR normalization has similarities to group norm in that it uses a group of neighboring channels (with ordering set arbitrary at initialization) for normalization. Although it aids generalization in a similar manner to BatchNorm, it does not accelerate convergence or allow for larger step sizes to be used (Sec 4.2.1, Ioffe & Szegedy, 2015). ", + "bbox": [ + 174, + 217, + 825, + 315 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "3 ASSUMPTIONS ", + "text_level": 1, + "bbox": [ + 176, + 335, + 328, + 352 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The EquiNorm method functions by modifying the weights of a convolution before it is applied. For justifying the form of our method, we make the following assumptions about this convolution, which we will discuss relaxing after detailing the method: ", + "bbox": [ + 176, + 368, + 825, + 410 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "1. All inputs to the convolutional layer are positive, such as when the layer is preceded by a ReLU. \n2. The convolution has stride one. \n3. Cyclic padding is used. \n4. All weights are non-zero, and there exists at least one positive and one negative weight per output channel. ", + "bbox": [ + 210, + 422, + 825, + 525 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "4 METHOD ", + "text_level": 1, + "bbox": [ + 174, + 544, + 282, + 560 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Consider initially for simplicity a convolutional layer with a single input and output channel. Let ", + "bbox": [ + 174, + 577, + 807, + 592 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "be the weight kernel for this neuron, and let ", + "bbox": [ + 173, + 623, + 462, + 638 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/2e203aa7ad7ca75b9ef06d9fa8c7d2399af6175cd9ff0b54b5860412a83b7436.jpg", + "text": "$$\nx : { \\mathrm { b a t c h s i z e } } \\times { \\mathrm { h e i g h t } } \\times { \\mathrm { w i d t h } } ,\n$$", + "text_format": "latex", + "bbox": [ + 377, + 647, + 619, + 662 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "be the input tensor for a single mini-batch. We will compute scalar quantities $s$ and $b$ that modify the weights as follows: ", + "bbox": [ + 171, + 670, + 823, + 696 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/01dd22fc12b8395240978915adef4086117e68ee3fc7cb117686a62b046fc732.jpg", + "text": "$$\nw ^ { \\prime \\prime } = s w ^ { \\prime } = s \\left( w + b \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 418, + 696, + 580, + 715 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "This transformation will be fully differentiated through during the backwards pass (using automatic differentiation) so that the gradient of $w$ is correct. As with BatchNorm, we also include an additional affine transformation after the convolution to ensure no expressivity is lost due to the normalization operation. ", + "bbox": [ + 174, + 718, + 825, + 775 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The core idea of equilibrium normalization is to balance the contribution of positive and negative weights to the output of the convolution. To this end, we introduce additional notation to address the positive and negative weights separately. Let superscripts $+ / -$ (i.e. $w ^ { + } / w ^ { - } ,$ ) indicate sums of the positive/negative elements respectively. Also, let $v$ be the sum of the input data to the layer, ", + "bbox": [ + 174, + 781, + 825, + 838 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/175d25b72005ea87df0758472a3586c992f6bc63597da177f3f165b0f6ce0588.jpg", + "text": "$$\nv = \\sum _ { i , j , k } x _ { i j k } .\n$$", + "text_format": "latex", + "bbox": [ + 452, + 845, + 545, + 881 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "As we have two constants to determine, we need two constraints that we wish to be satisfied. The first constraint we introduce is common with batch normalization, a constraint on the mean of the ", + "bbox": [ + 173, + 895, + 823, + 924 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "output. Since under the cyclic padding assumption, each weight is multiplied by each input element, we can constrain the mean of the output to be zero by requiring that: ", + "bbox": [ + 171, + 103, + 825, + 132 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/f80e38cb08f4080c860d0740f98f51bc02ab54f523de2374715c635498866b68.jpg", + "text": "$$\nv s \\sum _ { j , j } ( w _ { j k } + b ) = 0 ,\n$$", + "text_format": "latex", + "bbox": [ + 423, + 136, + 571, + 171 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/4f7e157a7c7c0eccc14df80e33d1d6a31f5cfd1581c6e6316af2195d0ac11ea4.jpg", + "text": "$$\n\\therefore b = - \\mathrm { m e a n } ( w ) .\n$$", + "text_format": "latex", + "bbox": [ + 436, + 174, + 560, + 190 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The second constraint controls the magnitude within the total output of the layer, of the positive weight elements: ", + "bbox": [ + 174, + 191, + 823, + 218 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/8ef27cbd2448be2cee25cc0f2bd1ea4cd2991fc32a29c2729008a00d46903971.jpg", + "text": "$$\n\\begin{array} { l } { { v s w ^ { \\prime + } = r , } } \\\\ { { \\displaystyle \\therefore s = \\frac { r } { v w _ { + } ^ { \\prime } } . } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 454, + 217, + 542, + 266 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The constant $r$ is set so that the contribution is of average 1 per output element, which is achieved by setting $r$ to the product of batch-size, output width and output height. Note that due to the mean constraint, this automatically results in the negative weight contribution also being of magnitude $r$ . ", + "bbox": [ + 173, + 266, + 825, + 309 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "4.1 FULL CASE ", + "text_level": 1, + "bbox": [ + 174, + 324, + 294, + 338 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "When multiple input channels are used, each weight no longer multiples each input, rather they each multiply only inputs from a single channel. To compensate for this we need to compute per-channel sums $v _ { c }$ (where $c$ is the channel index) and change the second constraint as follows: ", + "bbox": [ + 174, + 351, + 825, + 392 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/be4971ef6d25a5f9ecbfb7e6a35ea3bc75b78d33ad7ec562948593a972f21bf0.jpg", + "text": "$$\n\\sum _ { c } { \\mathrm { ~ ~ \\psi ~ } ^ { \\mathnormal ~ } } v _ { c } s w _ { c } ^ { \\prime + } = r .\n$$", + "text_format": "latex", + "bbox": [ + 441, + 406, + 573, + 439 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The first constraint changes in the same fashion. ", + "bbox": [ + 176, + 441, + 490, + 457 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "When multiple output channels are used, we just duplicate this procedure applying it to each channel’s weights separately. We thus maintain a $s$ and $b$ value per output channel, and compute as intermediate values a $w ^ { \\prime + }$ of matrix shape. For completeness we give the full equations below. All summations are over the full range of the summed indexes. ", + "bbox": [ + 174, + 463, + 826, + 518 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Tensor shapes ", + "text_level": 1, + "bbox": [ + 174, + 534, + 274, + 549 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Updates: ", + "bbox": [ + 173, + 654, + 238, + 667 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/38063c8be0c1b6286755ed27d56429933c77ab7732d165b613e4e46e2f378e11.jpg", + "text": "$$\n\\begin{array} { r c l } { v _ { c } } & { = } & { \\displaystyle \\sum _ { i , j , k } x _ { i < j , k } , } \\\\ { w _ { d e } } & { = } & { \\displaystyle \\sum _ { j , k } w _ { d e j k } , } \\\\ { r } & { = } & { \\displaystyle \\sum _ { i , k \\in \\mathrm { \\scriptsize ~ c } } w _ { i k } \\mathrm { i n } \\le \\mathrm { e x i g h t ~ o n t ~ v a r i t ~ t h e ~ s t a t ~ t h e n t ~ v a r t ~ a d e ~ ^ { \\ell } ~ } } \\\\ { b _ { d } } & { = } & { \\displaystyle - \\frac { 1 } { ( \\mathrm { R e } \\pi \\mathrm { n e l h } \\mathrm { h } \\mathrm { e } \\mathrm { i } g h \\mathrm { t ~ \\times ~ } \\mathrm { \\times ~ } \\mathrm { e x p } _ { \\mathrm { n e l } } \\mathrm { v _ { d e j k } } ) \\sum _ { c } \\nu _ { c } } , } \\\\ { w _ { d e } ^ { \\prime + } } & { = } & { \\displaystyle \\sum _ { i , j , k } ( w _ { d e j k } + b _ { d } ) I [ w _ { d e j k } + b _ { d } > 0 ] , } \\\\ { s _ { d } } & { = } & { \\displaystyle \\sum _ { i < j } x _ { c } w _ { d e } ^ { \\prime + } , } \\\\ { w _ { d e j k } ^ { \\prime } } & { = } & { s _ { d } ( w _ { d e j k } + b _ { d } ) . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 287, + 669, + 715, + 887 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "At test time, we follow the technique used in BatchNorm of using a running estimate of the data statistics ${ { v } _ { c } }$ in our method) that is computed during training time. ", + "bbox": [ + 174, + 895, + 821, + 924 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/faa4822d5d0e3bb76c2ef253fc14aa3815a438a4a6ab89778c4a977245aaee85.jpg", + "image_caption": [ + "Figure 1: Equilibrium Normalization ensures the contribution from positive and negative kernel weights to the output remains of the same total magnitude, both compared to each other and between epochs. In the case shown of a $3 \\times 3$ kernel (cyclic convolution) against a $3 \\times 3$ image with padding 1, this magnitude is width $\\mathrm { \\Omega _ { o u t } \\cdot h e i g h t _ { o u t } = 9 . 0 }$ . " + ], + "image_footnote": [], + "bbox": [ + 230, + 128, + 766, + 416 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "SINGLE PASS FORMULATION", + "text_level": 1, + "bbox": [ + 176, + 523, + 372, + 537 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The above calculation requires two passes over the weights, first to compute $b$ , then to compute the sum of positive elements after the addition of $b$ . We can do an approximate computation using only one pass by assuming the sign of each element does not change after the addition of $b$ . The $s$ calculation changes as follows: ", + "bbox": [ + 173, + 549, + 826, + 606 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/3cbb174cc271ddf8b93107c9bdb644ace09e0a4bf350472c815b4149de8ab2ce.jpg", + "text": "$$\n\\begin{array} { r c l } { { n _ { d c } ^ { + } } } & { { = } } & { { \\displaystyle \\sum _ { j , k } I [ w _ { d c j k } > 0 ] , } } \\\\ { { } } & { { } } & { { } } \\\\ { { s _ { d } } } & { { = } } & { { \\displaystyle \\frac { r } { \\sum _ { c } v _ { c } \\left( w _ { d c } ^ { + } + b _ { d } n _ { d c } ^ { + } \\right) } . } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 387, + 627, + 611, + 698 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We use this variant in all experiments that follow. ", + "bbox": [ + 173, + 699, + 498, + 714 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "5 DISCUSSION ", + "text_level": 1, + "bbox": [ + 174, + 733, + 312, + 750 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "5.1 CONTROLLING COVARIATE SHIFT ", + "text_level": 1, + "bbox": [ + 176, + 765, + 444, + 780 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The original justification for batch normalization is its ability to minimize covariate shift, although there is some debate on whether or not this is the main contributing factor to its effectiveness, see Santurkar et al. (2018). In this context, covariate shift refers to the change between steps of the statistics of the outputs of a layer. ", + "bbox": [ + 174, + 790, + 825, + 847 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Like batch normalization, the approach we propose also controls the shift in the outputs of a layer between steps, just in a different way. Our approach is motivated by a hypothesis that it is not necessary to control the mean and variance precisely; other notions of scale and shift may work as well or better. Santurkar et al. (2018) show that normalizing by other norms, such as $L _ { 1 }$ , can work well, supporting this hypothesis. ", + "bbox": [ + 174, + 853, + 825, + 924 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The sum of the output from positive and negative weights is a form of $L _ { 1 }$ control which can be contrasted with the $L _ { 2 }$ control that Batchnorm uses. This control can be motivated by Young’s convolution inequality, which bounds the output of a convolution operation in terms of the norm of the input: ", + "bbox": [ + 174, + 103, + 825, + 159 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/bb56f3c25afdbfbeafc1343d25022992a2b1f6932f24b844c04849f3dd49a132.jpg", + "text": "$$\n\\begin{array} { l } { \\displaystyle \\| x \\ast w \\| _ { r } \\leq \\| w \\| _ { p } \\| x \\| _ { q } , } \\\\ { \\displaystyle \\mathrm { w h e r e } \\frac { 1 } { p } + \\frac { 1 } { q } = \\frac { 1 } { r } + 1 . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 416, + 157, + 581, + 218 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Note that $p , q , r \\geq 1$ is also required, and that this only applies directly when there is a single input and output channel, which we assume in the remainder of this section for simplicity. ", + "bbox": [ + 171, + 228, + 823, + 256 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "For EquiNorm, we have assumed that the input is positive, so that our input sum is equivalent to the $L _ { 1 }$ norm of the input. Additionally, after subtracting off the mean, the weight vector $w ^ { \\prime }$ has $L _ { 1 }$ norm equal to $w ^ { \\prime + } - w ^ { \\prime - } = 2 w ^ { \\prime + }$ , so we are also normalizing the weights by the $L _ { 1 }$ norm. In effect, we are applying Young’s convolution inequality with $p = q = r = 1$ . ", + "bbox": [ + 174, + 262, + 825, + 319 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "It is also possible to apply the above inequality with $p = 2$ , $q = 1$ and $r = 2$ . I.e. normalize the weights using the $L _ { 2 }$ norm, giving a bound on the $L _ { 2 }$ norm of the output in terms of the $L _ { 1 }$ norm of the input. This is less satisfying as one convolution’s output is the input of another convolution (after passing through scaling $\\&$ a nonlinearity) so we would like to use the same norm for both inputs and outputs. The related weight normalization (WN, Salimans & Kingma, 2016) method normalizes weights by their $L _ { 2 }$ norm, and differs from our method by centering outputs using an additional mean-only output batchnorm. Additionally, since it doesn’t normalize by the input norm, the output norm can be correspondingly large. These differences have a significant effect in practice. ", + "bbox": [ + 174, + 325, + 825, + 438 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "5.2 ASSUMPTIONS ", + "text_level": 1, + "bbox": [ + 174, + 455, + 316, + 469 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "INPUT TO THE CONVOLUTIONAL LAYER IS POSITIVE ", + "text_level": 1, + "bbox": [ + 176, + 483, + 535, + 496 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "This assumption is not necessary for the implementation of our method, rather it ensures that the output is more constrained than it otherwise would be. When ReLU nonlinearities are used in the standard fashion, this assumption holds except in the first layer of the network where input pixels are usually in the range [-1,1], due to pre-normalization. We recommend this pre-normalization is removed, as it is unnecessary when normalization happens immediately inside the first convolution. Recommendations in the literature that suggest input normalization is beneficial are usually referring to networks without per-layer normalization. ", + "bbox": [ + 174, + 506, + 825, + 603 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "NON-STRIDED CONVOLUTIONS ", + "text_level": 1, + "bbox": [ + 176, + 621, + 390, + 633 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "A strided convolution can thought of as a non-strided convolution with the extra output values thrown away. If Equilibrium normalization is used with a strided convolution, the contribution to the output from positive and negative weights will no longer be exactly balanced. In practice the violation will be small if the output of the non-strided version of the convolution is smooth. ", + "bbox": [ + 174, + 645, + 825, + 700 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "CYCLIC PADDING ", + "text_level": 1, + "bbox": [ + 174, + 718, + 297, + 732 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our equations for $b$ and $s$ assume that each weight for an input channel is multiplied by each input value for that channel. Most deep learning frameworks use zero-padded convolutions instead of cyclic padding, which violates this assumption. In practice we do not find this violation to be troublesome, as it only affects edge pixels, and has a dampening effect as it only reduces the output contribution of the positive or negative weights. ", + "bbox": [ + 174, + 742, + 825, + 813 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "ALL WEIGHTS ARE NON-ZERO, AND THERE EXISTS AT LEAST ONE POSITIVE AND ONENEGATIVE WEIGHT PER OUTPUT CHANNEL", + "text_level": 1, + "bbox": [ + 174, + 830, + 766, + 857 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We avoid the use of an $\\epsilon$ parameter such as used in BatchNorm, as the denominator of our normalization factor is only zero if every weight for every input channel is simultaneously positive (or all negative), or the weights become extremely small. The later case does not appear to happen in practice. Nevertheless, we find it helps to initialize the weights in a balanced fashion, so that no channel’s weight kernel is all positive or all negative. We do this by modifying the default initialization by resampling any such kernel-weight’s signs. ", + "bbox": [ + 174, + 867, + 823, + 924 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 823, + 132 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "6 EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 174, + 154, + 326, + 169 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In our plots we show a comparison to BatchNorm and GroupNorm. We omit a comparison to Layer/Instance Normalization as our initial experiments were consistant with findings in the literature that show that they are inferior to GroupNorm and BatchNorm, at least for the convolutional architectures we consider below (Yuxin Wu, 2018). We also performed a comparison against the WeightNorm method, however despite significant efforts we were not able to get it to reliably converge when using very deep architectures such as ResNet-152 that we choose for our experiments. We could not find any results in the literature where it is sucessfully applied to state-of-the-art deep networks, and we believe this is a real limitation of the method. ", + "bbox": [ + 174, + 185, + 825, + 296 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "6.1 CIFAR-10/100 ", + "text_level": 1, + "bbox": [ + 174, + 314, + 323, + 329 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The CIFAR-10 dataset (Krizhevsky, 2009) is considered a standard benchmark among image classification tasks due to its non-trivial complexity, requiring tens of millions of weights to achieve state-of-the-art performance, and also its tractable training times due to its small size (60,000 instances). The downside of this small size is that significant care must be taken to avoid overfitting. This overfitting can be partially avoided using data augmentation, and we followed standard practice of using random horizontal flips and crops (pad 4px and crop to $3 2 \\mathrm { p x }$ ) at training time only. ", + "bbox": [ + 174, + 340, + 825, + 425 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Our initial experiments involving a non-bottleneck wide ResNet network with 20 convolutions, 96 initial planes after first convolution and $9 . 7 \\mathrm { m }$ parameters. The hyper-parameters used were LR: 0.1, $\\mathbf { S } \\mathbf { G } \\mathbf { D } \\mathbf { + } \\mathbf { M } \\mathbf { o } \\mathbf { m }$ : 0.9, decay: 0.0001, batch-size: 128, 1 GPU, 10 fold learning reductions at epochs 150 and 225, and standard fan out normal initialization following He et al. (2015). These parameters are defaults commonly used with BatchNorm and were not tuned. ", + "bbox": [ + 174, + 433, + 516, + 570 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Our experiments indicated that our EquiNorm approach converged significantly faster than BatchNorm, but also overfit significantly more (Figure 2). ", + "bbox": [ + 174, + 578, + 514, + 619 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We believe this is caused by the batch statistics having less noise with EquiNorm than BatchNorm, rather than the faster initial convergence, as experiments involving reduced step sizes did not further improve generalization. Similarly, we were not able to achieve comparable fast initial convergence by using larger step-sizes with BatchNorm. ", + "bbox": [ + 174, + 627, + 516, + 669 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/94f2edf07a694a0f8dcd73db2a0a8173634d30337dd81157482ac9aa94ef153a.jpg", + "image_caption": [ + "Figure 2: Indications of overfitting, as test loss starts to increase significantly after the first learning rate decrease. " + ], + "image_footnote": [], + "bbox": [ + 540, + 449, + 810, + 582 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "", + "bbox": [ + 183, + 670, + 823, + 696 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We found instead that we could match the generalization of BatchNorm using either of the following two approaches: ", + "bbox": [ + 174, + 703, + 823, + 732 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "1. Using fewer instances to compute the batch statistics. Using the first quarter of the batch to compute the statistics used for the full batch successfully fixed the overfitting seen in Figure 2, resulting in higher test accuracy for EquiNorm $( 9 5 . 8 \\% )$ over BatchNorm $( 9 4 . 7 \\% )$ and no overfitting visible in test loss. \n2. Using mixup (Zhang et al., 2018) or manifold mixup (Verma et al., 2018), which introduce activation noise of a similar nature. ", + "bbox": [ + 212, + 744, + 823, + 834 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We recommend the use of manifold mixup, as it significantly improves test accuracy for both BatchNorm and EquiNorm, although it does result in higher test loss in some cases. ", + "bbox": [ + 176, + 847, + 821, + 875 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Following closely the approach of Verma et al. 2018, we applied both EquiNorm and BatchNorm to the larger near state-of-the-art pre-activation ResNet-152 architecture (He et al. 2016a, 58.1m parameters, [3,8,36,3] bottleneck blocks per layer respectively, 64 initial channels), using a modified version of their published code and the hyper-parameters listed above, with manifold mixup used for each method. As Figure 4a shows, the test set performance is essentially the same at the final epoch, but EquiNorm converges significantly faster at the early epochs. ", + "bbox": [ + 176, + 881, + 823, + 924 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 823, + 146 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "CIFAR100 ", + "text_level": 1, + "bbox": [ + 174, + 162, + 254, + 176 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We also achieved a similar performance on the CIFAR-100 dataset (which has similar properties to CIFAR10) as shown in Figure 4b, where we used the same hyper-parameters and network architecture as for CIFAR10. ", + "bbox": [ + 176, + 188, + 825, + 229 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "6.2 SHORTER DURATION TRAINING ", + "text_level": 1, + "bbox": [ + 176, + 248, + 431, + 262 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Given the encouraging results above during the early stages of optimization, we investigated if EquiNorm was superior when training is restricted to 30 epochs instead of 300. We used a “super convergence” learning rate schedule as suggested by Smith & Topin (2017), consisting of a 5 fold ramp in learning rate (starting at 0.1) from epochs 1 to 13, then a 5 fold ramp down to epoch 26, followed by further annealing by $1 0 0 \\mathrm { x }$ down over the remaining epochs. Momentum follows a reverse pattern, from 0.95 to 0.85 to 0.95, and fixed at 0.85 after epoch 26. Manifold mixup was used again for both methods. Using this schedule EquiNorm shows a $9 4 . 0 \\%$ (IQR 0.22) median test accuracy compared to $9 3 . 3 \\%$ for BatchNorm (IQR 0.77). ", + "bbox": [ + 174, + 275, + 516, + 482 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/0183f9561fdc6641a71b663a6805ad94b42ad436896828f124efa1bc2c14df1a.jpg", + "image_caption": [ + "Figure 3: Shorter duration CIFAR10 training (WRN network) " + ], + "image_footnote": [], + "bbox": [ + 542, + 290, + 808, + 424 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "6.3 STREET VIEW HOUSE NUMBERS ", + "text_level": 1, + "bbox": [ + 176, + 501, + 441, + 515 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The SVHN $^ +$ EXTRA dataset (Netzer et al., 2011) is much larger than CIFAR-10/100 $^ { 7 3 , 2 5 7 + }$ 531,131 training instances), so we trained across 2 GPUs, using $2 \\times$ larger mini-batches (size 256) so as to keep the batch statistics noise (which are computed on a per-gpu basis) the same. Other hyper-parameters were also kept the same, with the exception that we trained for fewer epochs (with LR reductions moved to epochs 80 and 120). Figure 4c shows that EquiNorm achieves essentially the same generalization performance as BatchNorm. On this problem GroupNorm appears inferior, although this may be due to the default group-size of 32 being suboptimal here. ", + "bbox": [ + 173, + 527, + 825, + 625 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "6.4 ILSVRC 2012 IMAGENET ", + "text_level": 1, + "bbox": [ + 176, + 643, + 398, + 657 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We also ran some preliminary experiments on the ILSVRC 2012 ImageNet classification task using the standard ResNet50 architecture (He et al., 2016b). Our results here show a generalization gap between EquiNorm and BatchNorm/GroupNorm. It may be possible to eliminate this gap using additional regularisation as in the CIFAR-10 case, however we found manifold mixup to not yield such an improvement. ", + "bbox": [ + 174, + 670, + 825, + 739 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "6.5 REPORTING TRAINING VARIABILITY ", + "text_level": 1, + "bbox": [ + 178, + 758, + 464, + 772 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We are careful to report results aggregated over enough runs involving different RNG seeds so that run-to-run variability does not effect our conclusions. This is absolutely necessary for the smaller test problems above as the differences between runs can be comparable to the difference between the compared normalization methods, and indeed differences in reported results in the literature. We report median and inter-quartile statistics (i.e. our plots include point-wise $2 5 \\%$ and $7 5 \\%$ percentile ranges of the values seen), as these are more representative of actual performance, and particularly the asymmetry of test accuracy variability. The more commonly used two-standard-deviation bars based on a normal assumption can show values both below and above actually seen data (such as $> 1 0 0 \\%$ accuracy upper bounds), and are not supported by statistical theory for small samples such as the ten used here. ", + "bbox": [ + 174, + 785, + 825, + 922 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/9e6e72370157b8664bb9978171127de3c095fb044fe5609ab0d316a5061ecbda.jpg", + "image_caption": [ + "Figure 4: Test set accuracy and loss. Median of 10 runs shown with interquartile regions overlaid with the exception of the ImageNet plot which uses 3 runs. " + ], + "image_footnote": [], + "bbox": [ + 196, + 127, + 797, + 843 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "REFERENCES ", + "bbox": [ + 174, + 138, + 287, + 154 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Kaiming He, Xiangyu Zhang, Shaoqing Ren, and Jian Sun. 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International Conference on Learning Representations, 2018. 2 ", + "bbox": [ + 174, + 895, + 823, + 924 + ], + "page_idx": 8 + } +] \ No newline at end of file diff --git a/parse/train/ryGDEjCcK7/ryGDEjCcK7_middle.json b/parse/train/ryGDEjCcK7/ryGDEjCcK7_middle.json new file mode 100644 index 0000000000000000000000000000000000000000..78aebf8279e3656852e408d47344dc30e824aa3a --- /dev/null +++ b/parse/train/ryGDEjCcK7/ryGDEjCcK7_middle.json @@ -0,0 +1,21804 @@ +{ + "pdf_info": [ + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 78, + 442, + 116 + ], + "lines": [ + { + "bbox": [ + 106, + 77, + 408, + 97 + ], + "spans": [ + { + "bbox": [ + 106, + 77, + 408, + 97 + ], + "score": 1.0, + "content": "CONTROLLING COVARIATE SHIFT USING", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 98, + 442, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 98, + 442, + 117 + ], + "score": 1.0, + "content": "EQUILIBRIUM NORMALIZATION OF WEIGHTS", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 112, + 138, + 244, + 159 + ], + "lines": [ + { + "bbox": [ + 113, + 138, + 201, + 150 + ], + "spans": [ + { + "bbox": [ + 113, + 138, + 201, + 150 + ], + "score": 1.0, + "content": "Anonymous authors", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 112, + 148, + 245, + 161 + ], + "spans": [ + { + "bbox": [ + 112, + 148, + 245, + 161 + ], + "score": 1.0, + "content": "Paper under double-blind review", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 2.5 + }, + { + "type": "title", + "bbox": [ + 278, + 189, + 333, + 201 + ], + "lines": [ + { + "bbox": [ + 276, + 187, + 336, + 203 + ], + "spans": [ + { + "bbox": [ + 276, + 187, + 336, + 203 + ], + "score": 1.0, + "content": "ABSTRACT", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "text", + "bbox": [ + 142, + 211, + 469, + 277 + ], + "lines": [ + { + "bbox": [ + 142, + 211, + 469, + 225 + ], + "spans": [ + { + "bbox": [ + 142, + 211, + 469, + 225 + ], + "score": 1.0, + "content": "We introduce a new normalization technique that exhibits the fast convergence", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 141, + 223, + 470, + 236 + ], + "spans": [ + { + "bbox": [ + 141, + 223, + 470, + 236 + ], + "score": 1.0, + "content": "properties of batch normalization using a transformation of layer weights instead", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 141, + 234, + 470, + 247 + ], + "spans": [ + { + "bbox": [ + 141, + 234, + 470, + 247 + ], + "score": 1.0, + "content": "of layer outputs. 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The most successful of these techniques in the image", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 343, + 505, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 343, + 505, + 354 + ], + "score": 1.0, + "content": "classification domain is the batch normalization (BatchNorm) layer (Ioffe & Szegedy, 2015), which", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 353, + 443, + 367 + ], + "spans": [ + { + "bbox": [ + 105, + 353, + 443, + 367 + ], + "score": 1.0, + "content": "works by normalizing the univariate first and second order statistics between layers.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 13.5 + }, + { + "type": "text", + "bbox": [ + 108, + 370, + 503, + 404 + ], + "lines": [ + { + "bbox": [ + 105, + 369, + 505, + 384 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 505, + 384 + ], + "score": 1.0, + "content": "Batchnorm has seen near universal adoption in image classification tasks due to its surprisingly", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 381, + 505, + 394 + ], + "spans": [ + { + "bbox": [ + 106, + 381, + 505, + 394 + ], + "score": 1.0, + "content": "multifaceted benefits. Compared to an unnormalized network, its has been widely observed that", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 393, + 267, + 405 + ], + "spans": [ + { + "bbox": [ + 106, + 393, + 267, + 405 + ], + "score": 1.0, + "content": "using batch norm empirically results in:", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 17 + }, + { + "type": "text", + "bbox": [ + 132, + 411, + 362, + 451 + ], + "lines": [ + { + "bbox": [ + 132, + 411, + 303, + 424 + ], + "spans": [ + { + "bbox": [ + 132, + 411, + 303, + 424 + ], + "score": 1.0, + "content": "• Stability over a wide range of step sizes", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 132, + 425, + 362, + 439 + ], + "spans": [ + { + "bbox": [ + 132, + 425, + 362, + 439 + ], + "score": 1.0, + "content": "• Faster convergence (particularly with larger step sizes)", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 133, + 439, + 242, + 452 + ], + "spans": [ + { + "bbox": [ + 133, + 439, + 242, + 452 + ], + "score": 1.0, + "content": "• Improved generalization", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 107, + 459, + 505, + 525 + ], + "lines": [ + { + "bbox": [ + 106, + 458, + 505, + 472 + ], + "spans": [ + { + "bbox": [ + 106, + 458, + 505, + 472 + ], + "score": 1.0, + "content": "The multiple effects of BatchNorm make it both hard to replace and hard to analyze. In this paper we", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 470, + 505, + 482 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 505, + 482 + ], + "score": 1.0, + "content": "introduce Equilibrium Normalization (EquiNorm), a normalization that works in weight space and", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 480, + 505, + 494 + ], + "spans": [ + { + "bbox": [ + 105, + 480, + 505, + 494 + ], + "score": 1.0, + "content": "still uses a form of batch statistics unlike previous weight space approaches. EquiNorm results in", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 492, + 505, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 492, + 505, + 505 + ], + "score": 1.0, + "content": "very rapid convergence, even more so than BatchNorm, however as we will show in our experiments,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 504, + 505, + 515 + ], + "spans": [ + { + "bbox": [ + 106, + 504, + 505, + 515 + ], + "score": 1.0, + "content": "this also results in a tendency to overfit. When combined with additional regularisation, EquiNorm", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 514, + 491, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 514, + 491, + 527 + ], + "score": 1.0, + "content": "can significantly outperform BatchNorm, which benefits less from this additional regularisation.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24.5 + }, + { + "type": "title", + "bbox": [ + 108, + 540, + 211, + 554 + ], + "lines": [ + { + "bbox": [ + 105, + 540, + 213, + 555 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 213, + 555 + ], + "score": 1.0, + "content": "2 RELATED WORK", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 107, + 565, + 504, + 598 + ], + "lines": [ + { + "bbox": [ + 106, + 565, + 506, + 577 + ], + "spans": [ + { + "bbox": [ + 106, + 565, + 506, + 577 + ], + "score": 1.0, + "content": "A number of normalization layers have been proposed that can be considered alternatives to batch", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 577, + 505, + 587 + ], + "spans": [ + { + "bbox": [ + 106, + 577, + 505, + 587 + ], + "score": 1.0, + "content": "normalization. Batch normalization has also been extended as batch renormalization (Ioffe, 2017)", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 587, + 226, + 598 + ], + "spans": [ + { + "bbox": [ + 106, + 587, + 226, + 598 + ], + "score": 1.0, + "content": "to handle smaller batch sizes.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 107, + 609, + 505, + 665 + ], + "lines": [ + { + "bbox": [ + 106, + 610, + 505, + 622 + ], + "spans": [ + { + "bbox": [ + 106, + 610, + 505, + 622 + ], + "score": 1.0, + "content": "Layer/Instance Normalization A simple modification of BatchNorm involves computing the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 621, + 505, + 634 + ], + "spans": [ + { + "bbox": [ + 105, + 621, + 505, + 634 + ], + "score": 1.0, + "content": "statistics independently for each instance, so that no averaging is done across each mini-batch, in-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 632, + 505, + 644 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 505, + 644 + ], + "score": 1.0, + "content": "stead averaging either across channels (layer norm) or separately for each channel (instance norm).", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 643, + 505, + 655 + ], + "spans": [ + { + "bbox": [ + 106, + 643, + 505, + 655 + ], + "score": 1.0, + "content": "Unfortunately these techniques are known to not generalize as well as batch norm for convolutional", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 654, + 404, + 666 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 404, + 666 + ], + "score": 1.0, + "content": "neural networks (Sec 6.7; Sec 4.1. Jimmy Lei Ba, 2016; Yuxin Wu, 2018).", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 677, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 676, + 506, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 506, + 689 + ], + "score": 1.0, + "content": "Group Normalization A middle ground between layer and instance normalization can be found", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "by averaging statistics over small groups of channels. 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The proposed technique keeps the contribution of positive and", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 141, + 246, + 470, + 256 + ], + "spans": [ + { + "bbox": [ + 141, + 246, + 470, + 256 + ], + "score": 1.0, + "content": "negative weights to the layer output in equilibrium. We validate our method on a", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 255, + 470, + 269 + ], + "spans": [ + { + "bbox": [ + 141, + 255, + 470, + 269 + ], + "score": 1.0, + "content": "set of standard benchmarks including CIFAR-10/100, SVHN and ILSVRC 2012", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 267, + 187, + 280 + ], + "spans": [ + { + "bbox": [ + 141, + 267, + 187, + 280 + ], + "score": 1.0, + "content": "ImageNet.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 7.5, + "bbox_fs": [ + 141, + 211, + 470, + 280 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 296, + 206, + 309 + ], + "lines": [ + { + "bbox": [ + 105, + 295, + 208, + 312 + ], + "spans": [ + { + "bbox": [ + 105, + 295, + 208, + 312 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 107, + 320, + 504, + 365 + ], + "lines": [ + { + "bbox": [ + 105, + 320, + 506, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 506, + 333 + ], + "score": 1.0, + "content": "The introduction of normalizing layers to neural networks has in no small part contributed to the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 330, + 506, + 345 + ], + "spans": [ + { + "bbox": [ + 105, + 330, + 506, + 345 + ], + "score": 1.0, + "content": "deep learning revolution in machine learning. The most successful of these techniques in the image", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 343, + 505, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 343, + 505, + 354 + ], + "score": 1.0, + "content": "classification domain is the batch normalization (BatchNorm) layer (Ioffe & Szegedy, 2015), which", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 353, + 443, + 367 + ], + "spans": [ + { + "bbox": [ + 105, + 353, + 443, + 367 + ], + "score": 1.0, + "content": "works by normalizing the univariate first and second order statistics between layers.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 13.5, + "bbox_fs": [ + 105, + 320, + 506, + 367 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 370, + 503, + 404 + ], + "lines": [ + { + "bbox": [ + 105, + 369, + 505, + 384 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 505, + 384 + ], + "score": 1.0, + "content": "Batchnorm has seen near universal adoption in image classification tasks due to its surprisingly", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 381, + 505, + 394 + ], + "spans": [ + { + "bbox": [ + 106, + 381, + 505, + 394 + ], + "score": 1.0, + "content": "multifaceted benefits. Compared to an unnormalized network, its has been widely observed that", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 393, + 267, + 405 + ], + "spans": [ + { + "bbox": [ + 106, + 393, + 267, + 405 + ], + "score": 1.0, + "content": "using batch norm empirically results in:", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 17, + "bbox_fs": [ + 105, + 369, + 505, + 405 + ] + }, + { + "type": "text", + "bbox": [ + 132, + 411, + 362, + 451 + ], + "lines": [ + { + "bbox": [ + 132, + 411, + 303, + 424 + ], + "spans": [ + { + "bbox": [ + 132, + 411, + 303, + 424 + ], + "score": 1.0, + "content": "• Stability over a wide range of step sizes", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 132, + 425, + 362, + 439 + ], + "spans": [ + { + "bbox": [ + 132, + 425, + 362, + 439 + ], + "score": 1.0, + "content": "• Faster convergence (particularly with larger step sizes)", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 133, + 439, + 242, + 452 + ], + "spans": [ + { + "bbox": [ + 133, + 439, + 242, + 452 + ], + "score": 1.0, + "content": "• Improved generalization", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20, + "bbox_fs": [ + 132, + 411, + 362, + 452 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 459, + 505, + 525 + ], + "lines": [ + { + "bbox": [ + 106, + 458, + 505, + 472 + ], + "spans": [ + { + "bbox": [ + 106, + 458, + 505, + 472 + ], + "score": 1.0, + "content": "The multiple effects of BatchNorm make it both hard to replace and hard to analyze. In this paper we", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 470, + 505, + 482 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 505, + 482 + ], + "score": 1.0, + "content": "introduce Equilibrium Normalization (EquiNorm), a normalization that works in weight space and", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 480, + 505, + 494 + ], + "spans": [ + { + "bbox": [ + 105, + 480, + 505, + 494 + ], + "score": 1.0, + "content": "still uses a form of batch statistics unlike previous weight space approaches. EquiNorm results in", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 492, + 505, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 492, + 505, + 505 + ], + "score": 1.0, + "content": "very rapid convergence, even more so than BatchNorm, however as we will show in our experiments,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 504, + 505, + 515 + ], + "spans": [ + { + "bbox": [ + 106, + 504, + 505, + 515 + ], + "score": 1.0, + "content": "this also results in a tendency to overfit. When combined with additional regularisation, EquiNorm", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 514, + 491, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 514, + 491, + 527 + ], + "score": 1.0, + "content": "can significantly outperform BatchNorm, which benefits less from this additional regularisation.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24.5, + "bbox_fs": [ + 105, + 458, + 505, + 527 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 540, + 211, + 554 + ], + "lines": [ + { + "bbox": [ + 105, + 540, + 213, + 555 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 213, + 555 + ], + "score": 1.0, + "content": "2 RELATED WORK", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 107, + 565, + 504, + 598 + ], + "lines": [ + { + "bbox": [ + 106, + 565, + 506, + 577 + ], + "spans": [ + { + "bbox": [ + 106, + 565, + 506, + 577 + ], + "score": 1.0, + "content": "A number of normalization layers have been proposed that can be considered alternatives to batch", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 577, + 505, + 587 + ], + "spans": [ + { + "bbox": [ + 106, + 577, + 505, + 587 + ], + "score": 1.0, + "content": "normalization. Batch normalization has also been extended as batch renormalization (Ioffe, 2017)", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 587, + 226, + 598 + ], + "spans": [ + { + "bbox": [ + 106, + 587, + 226, + 598 + ], + "score": 1.0, + "content": "to handle smaller batch sizes.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 30, + "bbox_fs": [ + 106, + 565, + 506, + 598 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 609, + 505, + 665 + ], + "lines": [ + { + "bbox": [ + 106, + 610, + 505, + 622 + ], + "spans": [ + { + "bbox": [ + 106, + 610, + 505, + 622 + ], + "score": 1.0, + "content": "Layer/Instance Normalization A simple modification of BatchNorm involves computing the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 621, + 505, + 634 + ], + "spans": [ + { + "bbox": [ + 105, + 621, + 505, + 634 + ], + "score": 1.0, + "content": "statistics independently for each instance, so that no averaging is done across each mini-batch, in-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 632, + 505, + 644 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 505, + 644 + ], + "score": 1.0, + "content": "stead averaging either across channels (layer norm) or separately for each channel (instance norm).", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 643, + 505, + 655 + ], + "spans": [ + { + "bbox": [ + 106, + 643, + 505, + 655 + ], + "score": 1.0, + "content": "Unfortunately these techniques are known to not generalize as well as batch norm for convolutional", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 654, + 404, + 666 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 404, + 666 + ], + "score": 1.0, + "content": "neural networks (Sec 6.7; Sec 4.1. Jimmy Lei Ba, 2016; Yuxin Wu, 2018).", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 34, + "bbox_fs": [ + 105, + 610, + 505, + 666 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 677, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 676, + 506, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 506, + 689 + ], + "score": 1.0, + "content": "Group Normalization A middle ground between layer and instance normalization can be found", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "by averaging statistics over small groups of channels. This has been shown empirically to be superior", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "to either approach, although there is still a gap in generalization performance (Yuxin Wu, 2018).", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "Like the approaches above, it avoids a dependence on batch statistics, allowing for potentially much", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 720, + 426, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 426, + 733 + ], + "score": 1.0, + "content": "smaller batches to be used without a degradation in generalization performance.", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 39, + "bbox_fs": [ + 105, + 676, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 160 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 506, + 96 + ], + "score": 1.0, + "content": "Weight Normalization Additional stability can be introduced into NN training by constraining", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 506, + 106 + ], + "score": 1.0, + "content": "the norm of the weights corresponding to each output channel/neuron to be one. When this is done", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 105, + 505, + 117 + ], + "spans": [ + { + "bbox": [ + 106, + 105, + 505, + 117 + ], + "score": 1.0, + "content": "by an explicit division operation in the forward pass, rather than via an optimization constraint, this", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 104, + 114, + 506, + 129 + ], + "spans": [ + { + "bbox": [ + 104, + 114, + 506, + 129 + ], + "score": 1.0, + "content": "is known as weight normalization (Salimans & Kingma, 2016). An additional learnable scaling", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 127, + 505, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 505, + 139 + ], + "score": 1.0, + "content": "factor is also introduced. Unfortunately, to match the generalization performance of BatchNorm on", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 505, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 505, + 150 + ], + "score": 1.0, + "content": "image classification tasks such as CIFAR-10, this technique needs to be used together with partial", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 149, + 384, + 161 + ], + "spans": [ + { + "bbox": [ + 106, + 149, + 384, + 161 + ], + "score": 1.0, + "content": "(additive only) BatchNorm (Section 5.1, Salimans & Kingma, 2016).", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 107, + 172, + 505, + 250 + ], + "lines": [ + { + "bbox": [ + 105, + 173, + 505, + 185 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 505, + 185 + ], + "score": 1.0, + "content": "Local Response Normalization A precursor to batch norm, local normalization methods (Jarrett", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 183, + 505, + 196 + ], + "spans": [ + { + "bbox": [ + 105, + 183, + 505, + 196 + ], + "score": 1.0, + "content": "et al., 2009; Lyu & Simoncelli, 2008) played an important part in the seminal AlexNet architecture", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 195, + 504, + 206 + ], + "spans": [ + { + "bbox": [ + 106, + 195, + 504, + 206 + ], + "score": 1.0, + "content": "(Krizhevsky et al., 2012), and were widely used before batch norm was introduced. 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All weights are non-zero, and there exists at least one positive and one negative weight per", + "type": "text" + } + ], + "index": 22, + "is_list_start_line": true + }, + { + "bbox": [ + 141, + 403, + 207, + 416 + ], + "spans": [ + { + "bbox": [ + 141, + 403, + 207, + 416 + ], + "score": 1.0, + "content": "output channel.", + "type": "text" + } + ], + "index": 23, + "is_list_end_line": true + } + ], + "index": 20.5, + "bbox_fs": [ + 127, + 334, + 506, + 416 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 431, + 173, + 444 + ], + "lines": [ + { + "bbox": [ + 105, + 430, + 174, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 430, + 174, + 446 + ], + "score": 1.0, + "content": "4 METHOD", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 107, + 457, + 494, + 469 + ], + "lines": [ + { + "bbox": [ + 105, + 455, + 496, + 471 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 496, + 471 + ], + "score": 1.0, + "content": "Consider initially for simplicity a convolutional layer with a single input and output channel. Let", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25, + "bbox_fs": [ + 105, + 455, + 496, + 471 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 494, + 283, + 506 + ], + "lines": [ + { + "bbox": [ + 106, + 493, + 284, + 507 + ], + "spans": [ + { + "bbox": [ + 106, + 493, + 284, + 507 + ], + "score": 1.0, + "content": "be the weight kernel for this neuron, and let", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26, + "bbox_fs": [ + 106, + 493, + 284, + 507 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 231, + 513, + 379, + 525 + ], + "lines": [ + { + "bbox": [ + 231, + 513, + 379, + 525 + ], + "spans": [ + { + "bbox": [ + 231, + 513, + 379, + 525 + ], + "score": 0.86, + "content": "x : { \\mathrm { b a t c h s i z e } } \\times { \\mathrm { h e i g h t } } \\times { \\mathrm { w i d t h } } ,", + "type": "interline_equation", + "image_path": "2e203aa7ad7ca75b9ef06d9fa8c7d2399af6175cd9ff0b54b5860412a83b7436.jpg" + } + ] + } + ], + "index": 27, + "virtual_lines": [ + { + "bbox": [ + 231, + 513, + 379, + 525 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 531, + 504, + 552 + ], + "lines": [ + { + "bbox": [ + 105, + 531, + 505, + 544 + ], + "spans": [ + { + "bbox": [ + 105, + 531, + 423, + 544 + ], + "score": 1.0, + "content": "be the input tensor for a single mini-batch. 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Note that due to the mean", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 233, + 503, + 246 + ], + "spans": [ + { + "bbox": [ + 105, + 233, + 492, + 246 + ], + "score": 1.0, + "content": "constraint, this automatically results in the negative weight contribution also being of magnitude", + "type": "text" + }, + { + "bbox": [ + 493, + 235, + 498, + 243 + ], + "score": 0.75, + "content": "r", + "type": "inline_equation" + }, + { + "bbox": [ + 499, + 233, + 503, + 246 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10 + }, + { + "type": "title", + "bbox": [ + 107, + 257, + 180, + 268 + ], + "lines": [ + { + "bbox": [ + 105, + 256, + 181, + 270 + ], + "spans": [ + { + "bbox": [ + 105, + 256, + 181, + 270 + ], + "score": 1.0, + "content": "4.1 FULL CASE", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 107, + 278, + 505, + 311 + ], + "lines": [ + { + "bbox": [ + 106, + 277, + 505, + 291 + ], + "spans": [ + { + "bbox": [ + 106, + 277, + 505, + 291 + ], + "score": 1.0, + "content": "When multiple input channels are used, each weight no longer multiples each input, rather they each", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 290, + 505, + 302 + ], + "spans": [ + { + "bbox": [ + 106, + 290, + 505, + 302 + ], + "score": 1.0, + "content": "multiply only inputs from a single channel. To compensate for this we need to compute per-channel", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 300, + 443, + 312 + ], + "spans": [ + { + "bbox": [ + 106, + 300, + 129, + 312 + ], + "score": 1.0, + "content": "sums", + "type": "text" + }, + { + "bbox": [ + 129, + 302, + 140, + 311 + ], + "score": 0.85, + "content": "v _ { c }", + "type": "inline_equation" + }, + { + "bbox": [ + 140, + 300, + 171, + 312 + ], + "score": 1.0, + "content": "(where", + "type": "text" + }, + { + "bbox": [ + 171, + 302, + 177, + 310 + ], + "score": 0.75, + "content": "c", + "type": "inline_equation" + }, + { + "bbox": [ + 177, + 300, + 443, + 312 + ], + "score": 1.0, + "content": "is the channel index) and change the second constraint as follows:", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14 + }, + { + "type": "interline_equation", + "bbox": [ + 270, + 322, + 351, + 348 + ], + "lines": [ + { + "bbox": [ + 270, + 322, + 351, + 348 + ], + "spans": [ + { + "bbox": [ + 270, + 322, + 351, + 348 + ], + "score": 0.93, + "content": "\\sum _ { c } { \\mathrm { ~ ~ \\psi ~ } ^ { \\mathnormal ~ } } v _ { c } s w _ { c } ^ { \\prime + } = r .", + "type": "interline_equation", + "image_path": "be4971ef6d25a5f9ecbfb7e6a35ea3bc75b78d33ad7ec562948593a972f21bf0.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 270, + 322, + 351, + 348 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 350, + 300, + 362 + ], + "lines": [ + { + "bbox": [ + 106, + 349, + 300, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 349, + 300, + 363 + ], + "score": 1.0, + "content": "The first constraint changes in the same fashion.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "text", + "bbox": [ + 107, + 367, + 506, + 411 + ], + "lines": [ + { + "bbox": [ + 105, + 366, + 505, + 380 + ], + "spans": [ + { + "bbox": [ + 105, + 366, + 505, + 380 + ], + "score": 1.0, + "content": "When multiple output channels are used, we just duplicate this procedure applying it to each chan-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 378, + 505, + 390 + ], + "spans": [ + { + "bbox": [ + 105, + 378, + 296, + 390 + ], + "score": 1.0, + "content": "nel’s weights separately. 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The", + "type": "text" + }, + { + "bbox": [ + 498, + 459, + 504, + 467 + ], + "score": 0.65, + "content": "s", + "type": "inline_equation" + } + ], + "index": 10 + }, + { + "bbox": [ + 107, + 469, + 233, + 480 + ], + "spans": [ + { + "bbox": [ + 107, + 469, + 233, + 480 + ], + "score": 1.0, + "content": "calculation changes as follows:", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 9.5, + "bbox_fs": [ + 105, + 434, + 506, + 480 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 237, + 497, + 374, + 553 + ], + "lines": [ + { + "bbox": [ + 237, + 497, + 374, + 553 + ], + "spans": [ + { + "bbox": [ + 237, + 497, + 374, + 553 + ], + "score": 0.94, + "content": "\\begin{array} { r c l } { { n _ { d c } ^ { + } } } & { { = } } & { { \\displaystyle \\sum _ { j , k } I [ w _ { d c j k } > 0 ] , } } \\\\ { { } } & { { } } & { { } } \\\\ { { s _ { d } } } & { { = } } & { { \\displaystyle \\frac { r } { \\sum _ { c } v _ { c } \\left( w _ { d c } ^ { + } + b _ { d } n _ { d c } ^ { + } \\right) } . } } \\end{array}", + "type": "interline_equation", + "image_path": "3cbb174cc271ddf8b93107c9bdb644ace09e0a4bf350472c815b4149de8ab2ce.jpg" + } + ] + } + ], + "index": 12.5, + "virtual_lines": [ + { + "bbox": [ + 237, + 497, + 374, + 525.0 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 237, + 525.0, + 374, + 553.0 + ], + "spans": [], + "index": 13 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 554, + 305, + 566 + ], + "lines": [ + { + "bbox": [ + 106, + 554, + 306, + 567 + ], + "spans": [ + { + "bbox": [ + 106, + 554, + 306, + 567 + ], + "score": 1.0, + "content": "We use this variant in all experiments that follow.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 14, + "bbox_fs": [ + 106, + 554, + 306, + 567 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 581, + 191, + 594 + ], + "lines": [ + { + "bbox": [ + 105, + 581, + 192, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 192, + 597 + ], + "score": 1.0, + "content": "5 DISCUSSION", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "title", + "bbox": [ + 108, + 606, + 272, + 618 + ], + "lines": [ + { + "bbox": [ + 106, + 606, + 274, + 619 + ], + "spans": [ + { + "bbox": [ + 106, + 606, + 274, + 619 + ], + "score": 1.0, + "content": "5.1 CONTROLLING COVARIATE SHIFT", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 107, + 626, + 505, + 671 + ], + "lines": [ + { + "bbox": [ + 106, + 626, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 106, + 626, + 505, + 639 + ], + "score": 1.0, + "content": "The original justification for batch normalization is its ability to minimize covariate shift, although", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 638, + 505, + 650 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 505, + 650 + ], + "score": 1.0, + "content": "there is some debate on whether or not this is the main contributing factor to its effectiveness, see", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "score": 1.0, + "content": "Santurkar et al. (2018). In this context, covariate shift refers to the change between steps of the", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 660, + 243, + 672 + ], + "spans": [ + { + "bbox": [ + 105, + 660, + 243, + 672 + ], + "score": 1.0, + "content": "statistics of the outputs of a layer.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 18.5, + "bbox_fs": [ + 105, + 626, + 505, + 672 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 676, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "score": 1.0, + "content": "Like batch normalization, the approach we propose also controls the shift in the outputs of a layer", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "between steps, just in a different way. Our approach is motivated by a hypothesis that it is not", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "necessary to control the mean and variance precisely; other notions of scale and shift may work as", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 449, + 722 + ], + "score": 1.0, + "content": "well or better. Santurkar et al. (2018) show that normalizing by other norms, such as", + "type": "text" + }, + { + "bbox": [ + 449, + 710, + 461, + 721 + ], + "score": 0.87, + "content": "L _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 462, + 710, + 505, + 722 + ], + "score": 1.0, + "content": ", can work", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 721, + 238, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 238, + 733 + ], + "score": 1.0, + "content": "well, supporting this hypothesis.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 23, + "bbox_fs": [ + 105, + 676, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 126 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 401, + 95 + ], + "score": 1.0, + "content": "The sum of the output from positive and negative weights is a form of", + "type": "text" + }, + { + "bbox": [ + 401, + 83, + 414, + 93 + ], + "score": 0.88, + "content": "L _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "control which can be", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 188, + 106 + ], + "score": 1.0, + "content": "contrasted with the", + "type": "text" + }, + { + "bbox": [ + 189, + 94, + 201, + 105 + ], + "score": 0.87, + "content": "L _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "control that Batchnorm uses. This control can be motivated by Young’s", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 105, + 506, + 116 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 506, + 116 + ], + "score": 1.0, + "content": "convolution inequality, which bounds the output of a convolution operation in terms of the norm of", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 104, + 114, + 148, + 129 + ], + "spans": [ + { + "bbox": [ + 104, + 114, + 148, + 129 + ], + "score": 1.0, + "content": "the input:", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 1.5 + }, + { + "type": "interline_equation", + "bbox": [ + 255, + 125, + 356, + 173 + ], + "lines": [ + { + "bbox": [ + 255, + 125, + 355, + 173 + ], + "spans": [ + { + "bbox": [ + 255, + 125, + 355, + 173 + ], + "score": 0.75, + "content": "\\begin{array} { l } { \\displaystyle \\| x \\ast w \\| _ { r } \\leq \\| w \\| _ { p } \\| x \\| _ { q } , } \\\\ { \\displaystyle \\mathrm { w h e r e } \\frac { 1 } { p } + \\frac { 1 } { q } = \\frac { 1 } { r } + 1 . } \\end{array}", + "type": "interline_equation", + "image_path": "bb56f3c25afdbfbeafc1343d25022992a2b1f6932f24b844c04849f3dd49a132.jpg" + } + ] + } + ], + "index": 4.5, + "virtual_lines": [ + { + "bbox": [ + 255, + 125, + 356, + 149.0 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 255, + 149.0, + 356, + 173.0 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 181, + 504, + 203 + ], + "lines": [ + { + "bbox": [ + 105, + 180, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 180, + 146, + 194 + ], + "score": 1.0, + "content": "Note that", + "type": "text" + }, + { + "bbox": [ + 146, + 181, + 189, + 192 + ], + "score": 0.91, + "content": "p , q , r \\geq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 180, + 505, + 194 + ], + "score": 1.0, + "content": "is also required, and that this only applies directly when there is a single input", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 190, + 444, + 205 + ], + "spans": [ + { + "bbox": [ + 105, + 190, + 444, + 205 + ], + "score": 1.0, + "content": "and output channel, which we assume in the remainder of this section for simplicity.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5 + }, + { + "type": "text", + "bbox": [ + 107, + 208, + 505, + 253 + ], + "lines": [ + { + "bbox": [ + 105, + 208, + 505, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 208, + 505, + 221 + ], + "score": 1.0, + "content": "For EquiNorm, we have assumed that the input is positive, so that our input sum is equivalent to the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 107, + 219, + 505, + 232 + ], + "spans": [ + { + "bbox": [ + 107, + 221, + 119, + 231 + ], + "score": 0.86, + "content": "L _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 119, + 219, + 440, + 232 + ], + "score": 1.0, + "content": "norm of the input. 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I.e. normalize the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 270, + 506, + 281 + ], + "spans": [ + { + "bbox": [ + 105, + 270, + 178, + 281 + ], + "score": 1.0, + "content": "weights using the", + "type": "text" + }, + { + "bbox": [ + 178, + 270, + 191, + 280 + ], + "score": 0.88, + "content": "L _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 270, + 306, + 281 + ], + "score": 1.0, + "content": "norm, giving a bound on the", + "type": "text" + }, + { + "bbox": [ + 307, + 270, + 319, + 280 + ], + "score": 0.88, + "content": "L _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 270, + 457, + 281 + ], + "score": 1.0, + "content": "norm of the output in terms of the", + "type": "text" + }, + { + "bbox": [ + 457, + 270, + 469, + 280 + ], + "score": 0.89, + "content": "L _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 270, + 506, + 281 + ], + "score": 1.0, + "content": "norm of", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 280, + 505, + 292 + ], + "spans": [ + { + "bbox": [ + 106, + 280, + 505, + 292 + ], + "score": 1.0, + "content": "the input. This is less satisfying as one convolution’s output is the input of another convolution (after", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 291, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 291, + 202, + 304 + ], + "score": 1.0, + "content": "passing through scaling", + "type": "text" + }, + { + "bbox": [ + 202, + 292, + 212, + 302 + ], + "score": 0.41, + "content": "\\&", + "type": "inline_equation" + }, + { + "bbox": [ + 212, + 291, + 506, + 304 + ], + "score": 1.0, + "content": "a nonlinearity) so we would like to use the same norm for both inputs and", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 302, + 505, + 314 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 505, + 314 + ], + "score": 1.0, + "content": "outputs. The related weight normalization (WN, Salimans & Kingma, 2016) method normalizes", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 313, + 506, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 176, + 326 + ], + "score": 1.0, + "content": "weights by their", + "type": "text" + }, + { + "bbox": [ + 176, + 313, + 189, + 324 + ], + "score": 0.88, + "content": "L _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 313, + 506, + 326 + ], + "score": 1.0, + "content": "norm, and differs from our method by centering outputs using an additional", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 324, + 506, + 337 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 506, + 337 + ], + "score": 1.0, + "content": "mean-only output batchnorm. Additionally, since it doesn’t normalize by the input norm, the output", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 336, + 467, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 467, + 348 + ], + "score": 1.0, + "content": "norm can be correspondingly large. These differences have a significant effect in practice.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 15.5 + }, + { + "type": "title", + "bbox": [ + 107, + 361, + 194, + 372 + ], + "lines": [ + { + "bbox": [ + 105, + 360, + 195, + 374 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 195, + 374 + ], + "score": 1.0, + "content": "5.2 ASSUMPTIONS", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20 + }, + { + "type": "title", + "bbox": [ + 108, + 383, + 328, + 393 + ], + "lines": [ + { + "bbox": [ + 107, + 383, + 329, + 393 + ], + "spans": [ + { + "bbox": [ + 107, + 383, + 329, + 393 + ], + "score": 1.0, + "content": "INPUT TO THE CONVOLUTIONAL LAYER IS POSITIVE", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21 + }, + { + "type": "text", + "bbox": [ + 107, + 401, + 505, + 478 + ], + "lines": [ + { + "bbox": [ + 106, + 402, + 505, + 413 + ], + "spans": [ + { + "bbox": [ + 106, + 402, + 505, + 413 + ], + "score": 1.0, + "content": "This assumption is not necessary for the implementation of our method, rather it ensures that the", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 413, + 505, + 424 + ], + "spans": [ + { + "bbox": [ + 106, + 413, + 505, + 424 + ], + "score": 1.0, + "content": "output is more constrained than it otherwise would be. When ReLU nonlinearities are used in the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 424, + 505, + 435 + ], + "spans": [ + { + "bbox": [ + 106, + 424, + 505, + 435 + ], + "score": 1.0, + "content": "standard fashion, this assumption holds except in the first layer of the network where input pixels", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 435, + 505, + 447 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 505, + 447 + ], + "score": 1.0, + "content": "are usually in the range [-1,1], due to pre-normalization. We recommend this pre-normalization is", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 445, + 504, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 504, + 457 + ], + "score": 1.0, + "content": "removed, as it is unnecessary when normalization happens immediately inside the first convolution.", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 456, + 505, + 470 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 505, + 470 + ], + "score": 1.0, + "content": "Recommendations in the literature that suggest input normalization is beneficial are usually referring", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 468, + 287, + 479 + ], + "spans": [ + { + "bbox": [ + 106, + 468, + 287, + 479 + ], + "score": 1.0, + "content": "to networks without per-layer normalization.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 25 + }, + { + "type": "title", + "bbox": [ + 108, + 492, + 239, + 502 + ], + "lines": [ + { + "bbox": [ + 106, + 492, + 240, + 505 + ], + "spans": [ + { + "bbox": [ + 106, + 492, + 240, + 505 + ], + "score": 1.0, + "content": "NON-STRIDED CONVOLUTIONS", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29 + }, + { + "type": "text", + "bbox": [ + 107, + 511, + 505, + 555 + ], + "lines": [ + { + "bbox": [ + 106, + 512, + 505, + 523 + ], + "spans": [ + { + "bbox": [ + 106, + 512, + 505, + 523 + ], + "score": 1.0, + "content": "A strided convolution can thought of as a non-strided convolution with the extra output values thrown", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 523, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 505, + 534 + ], + "score": 1.0, + "content": "away. If Equilibrium normalization is used with a strided convolution, the contribution to the output", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 534, + 505, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 534, + 505, + 546 + ], + "score": 1.0, + "content": "from positive and negative weights will no longer be exactly balanced. In practice the violation will", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 545, + 416, + 556 + ], + "spans": [ + { + "bbox": [ + 106, + 545, + 416, + 556 + ], + "score": 1.0, + "content": "be small if the output of the non-strided version of the convolution is smooth.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 31.5 + }, + { + "type": "title", + "bbox": [ + 107, + 569, + 182, + 580 + ], + "lines": [ + { + "bbox": [ + 106, + 569, + 184, + 582 + ], + "spans": [ + { + "bbox": [ + 106, + 569, + 184, + 582 + ], + "score": 1.0, + "content": "CYCLIC PADDING", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 588, + 505, + 644 + ], + "lines": [ + { + "bbox": [ + 106, + 588, + 505, + 600 + ], + "spans": [ + { + "bbox": [ + 106, + 588, + 180, + 600 + ], + "score": 1.0, + "content": "Our equations for", + "type": "text" + }, + { + "bbox": [ + 180, + 589, + 186, + 599 + ], + "score": 0.7, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 186, + 588, + 204, + 600 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 204, + 591, + 210, + 599 + ], + "score": 0.57, + "content": "s", + "type": "inline_equation" + }, + { + "bbox": [ + 210, + 588, + 505, + 600 + ], + "score": 1.0, + "content": "assume that each weight for an input channel is multiplied by each input", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 599, + 506, + 612 + ], + "spans": [ + { + "bbox": [ + 105, + 599, + 506, + 612 + ], + "score": 1.0, + "content": "value for that channel. Most deep learning frameworks use zero-padded convolutions instead of", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 610, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 105, + 610, + 505, + 623 + ], + "score": 1.0, + "content": "cyclic padding, which violates this assumption. In practice we do not find this violation to be", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 621, + 505, + 634 + ], + "spans": [ + { + "bbox": [ + 105, + 621, + 505, + 634 + ], + "score": 1.0, + "content": "troublesome, as it only affects edge pixels, and has a dampening effect as it only reduces the output", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 632, + 298, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 298, + 646 + ], + "score": 1.0, + "content": "contribution of the positive or negative weights.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 37 + }, + { + "type": "title", + "bbox": [ + 107, + 658, + 469, + 679 + ], + "lines": [ + { + "bbox": [ + 106, + 657, + 470, + 669 + ], + "spans": [ + { + "bbox": [ + 106, + 657, + 470, + 669 + ], + "score": 1.0, + "content": "ALL WEIGHTS ARE NON-ZERO, AND THERE EXISTS AT LEAST ONE POSITIVE AND ONE", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 670, + 288, + 680 + ], + "spans": [ + { + "bbox": [ + 106, + 670, + 288, + 680 + ], + "score": 1.0, + "content": "NEGATIVE WEIGHT PER OUTPUT CHANNEL", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 40.5 + }, + { + "type": "text", + "bbox": [ + 107, + 687, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 687, + 505, + 699 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 200, + 699 + ], + "score": 1.0, + "content": "We avoid the use of an", + "type": "text" + }, + { + "bbox": [ + 200, + 690, + 206, + 698 + ], + "score": 0.56, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 687, + 505, + 699 + ], + "score": 1.0, + "content": "parameter such as used in BatchNorm, as the denominator of our normal-", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "ization factor is only zero if every weight for every input channel is simultaneously positive (or all", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "negative), or the weights become extremely small. The later case does not appear to happen in prac-", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 721, + 506, + 732 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 506, + 732 + ], + "score": 1.0, + "content": "tice. Nevertheless, we find it helps to initialize the weights in a balanced fashion, so that no channel’s", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 43.5 + } + ], + "page_idx": 4, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 763 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 763 + ], + "score": 1.0, + "content": "5", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 126 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 401, + 95 + ], + "score": 1.0, + "content": "The sum of the output from positive and negative weights is a form of", + "type": "text" + }, + { + "bbox": [ + 401, + 83, + 414, + 93 + ], + "score": 0.88, + "content": "L _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "control which can be", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 188, + 106 + ], + "score": 1.0, + "content": "contrasted with the", + "type": "text" + }, + { + "bbox": [ + 189, + 94, + 201, + 105 + ], + "score": 0.87, + "content": "L _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "control that Batchnorm uses. This control can be motivated by Young’s", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 105, + 506, + 116 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 506, + 116 + ], + "score": 1.0, + "content": "convolution inequality, which bounds the output of a convolution operation in terms of the norm of", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 104, + 114, + 148, + 129 + ], + "spans": [ + { + "bbox": [ + 104, + 114, + 148, + 129 + ], + "score": 1.0, + "content": "the input:", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 1.5, + "bbox_fs": [ + 104, + 82, + 506, + 129 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 255, + 125, + 356, + 173 + ], + "lines": [ + { + "bbox": [ + 255, + 125, + 355, + 173 + ], + "spans": [ + { + "bbox": [ + 255, + 125, + 355, + 173 + ], + "score": 0.75, + "content": "\\begin{array} { l } { \\displaystyle \\| x \\ast w \\| _ { r } \\leq \\| w \\| _ { p } \\| x \\| _ { q } , } \\\\ { \\displaystyle \\mathrm { w h e r e } \\frac { 1 } { p } + \\frac { 1 } { q } = \\frac { 1 } { r } + 1 . } \\end{array}", + "type": "interline_equation", + "image_path": "bb56f3c25afdbfbeafc1343d25022992a2b1f6932f24b844c04849f3dd49a132.jpg" + } + ] + } + ], + "index": 4.5, + "virtual_lines": [ + { + "bbox": [ + 255, + 125, + 356, + 149.0 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 255, + 149.0, + 356, + 173.0 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 181, + 504, + 203 + ], + "lines": [ + { + "bbox": [ + 105, + 180, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 180, + 146, + 194 + ], + "score": 1.0, + "content": "Note that", + "type": "text" + }, + { + "bbox": [ + 146, + 181, + 189, + 192 + ], + "score": 0.91, + "content": "p , q , r \\geq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 180, + 505, + 194 + ], + "score": 1.0, + "content": "is also required, and that this only applies directly when there is a single input", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 190, + 444, + 205 + ], + "spans": [ + { + "bbox": [ + 105, + 190, + 444, + 205 + ], + "score": 1.0, + "content": "and output channel, which we assume in the remainder of this section for simplicity.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 6.5, + "bbox_fs": [ + 105, + 180, + 505, + 205 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 208, + 505, + 253 + ], + "lines": [ + { + "bbox": [ + 105, + 208, + 505, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 208, + 505, + 221 + ], + "score": 1.0, + "content": "For EquiNorm, we have assumed that the input is positive, so that our input sum is equivalent to the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 107, + 219, + 505, + 232 + ], + "spans": [ + { + "bbox": [ + 107, + 221, + 119, + 231 + ], + "score": 0.86, + "content": "L _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 119, + 219, + 440, + 232 + ], + "score": 1.0, + "content": "norm of the input. Additionally, after subtracting off the mean, the weight vector", + "type": "text" + }, + { + "bbox": [ + 440, + 220, + 451, + 230 + ], + "score": 0.88, + "content": "w ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 452, + 219, + 468, + 232 + ], + "score": 1.0, + "content": "has", + "type": "text" + }, + { + "bbox": [ + 468, + 220, + 480, + 231 + ], + "score": 0.88, + "content": "L _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 481, + 219, + 505, + 232 + ], + "score": 1.0, + "content": "norm", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 230, + 506, + 243 + ], + "spans": [ + { + "bbox": [ + 105, + 230, + 141, + 243 + ], + "score": 1.0, + "content": "equal to", + "type": "text" + }, + { + "bbox": [ + 141, + 230, + 222, + 241 + ], + "score": 0.92, + "content": "w ^ { \\prime + } - w ^ { \\prime - } = 2 w ^ { \\prime + }", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 230, + 411, + 243 + ], + "score": 1.0, + "content": ", so we are also normalizing the weights by the", + "type": "text" + }, + { + "bbox": [ + 412, + 231, + 424, + 241 + ], + "score": 0.88, + "content": "L _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 230, + 506, + 243 + ], + "score": 1.0, + "content": "norm. In effect, we", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 241, + 371, + 254 + ], + "spans": [ + { + "bbox": [ + 105, + 241, + 306, + 254 + ], + "score": 1.0, + "content": "are applying Young’s convolution inequality with", + "type": "text" + }, + { + "bbox": [ + 306, + 242, + 366, + 253 + ], + "score": 0.91, + "content": "p = q = r = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 367, + 241, + 371, + 254 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 9.5, + "bbox_fs": [ + 105, + 208, + 506, + 254 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 258, + 505, + 347 + ], + "lines": [ + { + "bbox": [ + 105, + 258, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 105, + 258, + 321, + 272 + ], + "score": 1.0, + "content": "It is also possible to apply the above inequality with", + "type": "text" + }, + { + "bbox": [ + 321, + 259, + 348, + 270 + ], + "score": 0.88, + "content": "p = 2", + "type": "inline_equation" + }, + { + "bbox": [ + 348, + 258, + 352, + 272 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 352, + 259, + 379, + 270 + ], + "score": 0.88, + "content": "q = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 258, + 398, + 272 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 398, + 259, + 424, + 269 + ], + "score": 0.89, + "content": "r = 2", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 258, + 505, + 272 + ], + "score": 1.0, + "content": ". I.e. normalize the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 270, + 506, + 281 + ], + "spans": [ + { + "bbox": [ + 105, + 270, + 178, + 281 + ], + "score": 1.0, + "content": "weights using the", + "type": "text" + }, + { + "bbox": [ + 178, + 270, + 191, + 280 + ], + "score": 0.88, + "content": "L _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 270, + 306, + 281 + ], + "score": 1.0, + "content": "norm, giving a bound on the", + "type": "text" + }, + { + "bbox": [ + 307, + 270, + 319, + 280 + ], + "score": 0.88, + "content": "L _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 270, + 457, + 281 + ], + "score": 1.0, + "content": "norm of the output in terms of the", + "type": "text" + }, + { + "bbox": [ + 457, + 270, + 469, + 280 + ], + "score": 0.89, + "content": "L _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 270, + 506, + 281 + ], + "score": 1.0, + "content": "norm of", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 280, + 505, + 292 + ], + "spans": [ + { + "bbox": [ + 106, + 280, + 505, + 292 + ], + "score": 1.0, + "content": "the input. This is less satisfying as one convolution’s output is the input of another convolution (after", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 291, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 291, + 202, + 304 + ], + "score": 1.0, + "content": "passing through scaling", + "type": "text" + }, + { + "bbox": [ + 202, + 292, + 212, + 302 + ], + "score": 0.41, + "content": "\\&", + "type": "inline_equation" + }, + { + "bbox": [ + 212, + 291, + 506, + 304 + ], + "score": 1.0, + "content": "a nonlinearity) so we would like to use the same norm for both inputs and", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 302, + 505, + 314 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 505, + 314 + ], + "score": 1.0, + "content": "outputs. The related weight normalization (WN, Salimans & Kingma, 2016) method normalizes", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 313, + 506, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 176, + 326 + ], + "score": 1.0, + "content": "weights by their", + "type": "text" + }, + { + "bbox": [ + 176, + 313, + 189, + 324 + ], + "score": 0.88, + "content": "L _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 313, + 506, + 326 + ], + "score": 1.0, + "content": "norm, and differs from our method by centering outputs using an additional", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 324, + 506, + 337 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 506, + 337 + ], + "score": 1.0, + "content": "mean-only output batchnorm. Additionally, since it doesn’t normalize by the input norm, the output", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 336, + 467, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 467, + 348 + ], + "score": 1.0, + "content": "norm can be correspondingly large. These differences have a significant effect in practice.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 15.5, + "bbox_fs": [ + 105, + 258, + 506, + 348 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 361, + 194, + 372 + ], + "lines": [ + { + "bbox": [ + 105, + 360, + 195, + 374 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 195, + 374 + ], + "score": 1.0, + "content": "5.2 ASSUMPTIONS", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20 + }, + { + "type": "title", + "bbox": [ + 108, + 383, + 328, + 393 + ], + "lines": [ + { + "bbox": [ + 107, + 383, + 329, + 393 + ], + "spans": [ + { + "bbox": [ + 107, + 383, + 329, + 393 + ], + "score": 1.0, + "content": "INPUT TO THE CONVOLUTIONAL LAYER IS POSITIVE", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21 + }, + { + "type": "text", + "bbox": [ + 107, + 401, + 505, + 478 + ], + "lines": [ + { + "bbox": [ + 106, + 402, + 505, + 413 + ], + "spans": [ + { + "bbox": [ + 106, + 402, + 505, + 413 + ], + "score": 1.0, + "content": "This assumption is not necessary for the implementation of our method, rather it ensures that the", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 413, + 505, + 424 + ], + "spans": [ + { + "bbox": [ + 106, + 413, + 505, + 424 + ], + "score": 1.0, + "content": "output is more constrained than it otherwise would be. When ReLU nonlinearities are used in the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 424, + 505, + 435 + ], + "spans": [ + { + "bbox": [ + 106, + 424, + 505, + 435 + ], + "score": 1.0, + "content": "standard fashion, this assumption holds except in the first layer of the network where input pixels", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 435, + 505, + 447 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 505, + 447 + ], + "score": 1.0, + "content": "are usually in the range [-1,1], due to pre-normalization. We recommend this pre-normalization is", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 445, + 504, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 504, + 457 + ], + "score": 1.0, + "content": "removed, as it is unnecessary when normalization happens immediately inside the first convolution.", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 456, + 505, + 470 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 505, + 470 + ], + "score": 1.0, + "content": "Recommendations in the literature that suggest input normalization is beneficial are usually referring", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 468, + 287, + 479 + ], + "spans": [ + { + "bbox": [ + 106, + 468, + 287, + 479 + ], + "score": 1.0, + "content": "to networks without per-layer normalization.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 25, + "bbox_fs": [ + 105, + 402, + 505, + 479 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 492, + 239, + 502 + ], + "lines": [ + { + "bbox": [ + 106, + 492, + 240, + 505 + ], + "spans": [ + { + "bbox": [ + 106, + 492, + 240, + 505 + ], + "score": 1.0, + "content": "NON-STRIDED CONVOLUTIONS", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29 + }, + { + "type": "text", + "bbox": [ + 107, + 511, + 505, + 555 + ], + "lines": [ + { + "bbox": [ + 106, + 512, + 505, + 523 + ], + "spans": [ + { + "bbox": [ + 106, + 512, + 505, + 523 + ], + "score": 1.0, + "content": "A strided convolution can thought of as a non-strided convolution with the extra output values thrown", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 523, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 505, + 534 + ], + "score": 1.0, + "content": "away. If Equilibrium normalization is used with a strided convolution, the contribution to the output", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 534, + 505, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 534, + 505, + 546 + ], + "score": 1.0, + "content": "from positive and negative weights will no longer be exactly balanced. In practice the violation will", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 545, + 416, + 556 + ], + "spans": [ + { + "bbox": [ + 106, + 545, + 416, + 556 + ], + "score": 1.0, + "content": "be small if the output of the non-strided version of the convolution is smooth.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 31.5, + "bbox_fs": [ + 105, + 512, + 505, + 556 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 569, + 182, + 580 + ], + "lines": [ + { + "bbox": [ + 106, + 569, + 184, + 582 + ], + "spans": [ + { + "bbox": [ + 106, + 569, + 184, + 582 + ], + "score": 1.0, + "content": "CYCLIC PADDING", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 588, + 505, + 644 + ], + "lines": [ + { + "bbox": [ + 106, + 588, + 505, + 600 + ], + "spans": [ + { + "bbox": [ + 106, + 588, + 180, + 600 + ], + "score": 1.0, + "content": "Our equations for", + "type": "text" + }, + { + "bbox": [ + 180, + 589, + 186, + 599 + ], + "score": 0.7, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 186, + 588, + 204, + 600 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 204, + 591, + 210, + 599 + ], + "score": 0.57, + "content": "s", + "type": "inline_equation" + }, + { + "bbox": [ + 210, + 588, + 505, + 600 + ], + "score": 1.0, + "content": "assume that each weight for an input channel is multiplied by each input", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 599, + 506, + 612 + ], + "spans": [ + { + "bbox": [ + 105, + 599, + 506, + 612 + ], + "score": 1.0, + "content": "value for that channel. Most deep learning frameworks use zero-padded convolutions instead of", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 610, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 105, + 610, + 505, + 623 + ], + "score": 1.0, + "content": "cyclic padding, which violates this assumption. In practice we do not find this violation to be", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 621, + 505, + 634 + ], + "spans": [ + { + "bbox": [ + 105, + 621, + 505, + 634 + ], + "score": 1.0, + "content": "troublesome, as it only affects edge pixels, and has a dampening effect as it only reduces the output", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 632, + 298, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 298, + 646 + ], + "score": 1.0, + "content": "contribution of the positive or negative weights.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 37, + "bbox_fs": [ + 105, + 588, + 506, + 646 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 658, + 469, + 679 + ], + "lines": [ + { + "bbox": [ + 106, + 657, + 470, + 669 + ], + "spans": [ + { + "bbox": [ + 106, + 657, + 470, + 669 + ], + "score": 1.0, + "content": "ALL WEIGHTS ARE NON-ZERO, AND THERE EXISTS AT LEAST ONE POSITIVE AND ONE", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 670, + 288, + 680 + ], + "spans": [ + { + "bbox": [ + 106, + 670, + 288, + 680 + ], + "score": 1.0, + "content": "NEGATIVE WEIGHT PER OUTPUT CHANNEL", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 40.5 + }, + { + "type": "text", + "bbox": [ + 107, + 687, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 687, + 505, + 699 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 200, + 699 + ], + "score": 1.0, + "content": "We avoid the use of an", + "type": "text" + }, + { + "bbox": [ + 200, + 690, + 206, + 698 + ], + "score": 0.56, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 687, + 505, + 699 + ], + "score": 1.0, + "content": "parameter such as used in BatchNorm, as the denominator of our normal-", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "ization factor is only zero if every weight for every input channel is simultaneously positive (or all", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "negative), or the weights become extremely small. The later case does not appear to happen in prac-", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 721, + 506, + 732 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 506, + 732 + ], + "score": 1.0, + "content": "tice. Nevertheless, we find it helps to initialize the weights in a balanced fashion, so that no channel’s", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 82, + 504, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 504, + 95 + ], + "score": 1.0, + "content": "weight kernel is all positive or all negative. We do this by modifying the default initialization by", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 281, + 107 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 281, + 107 + ], + "score": 1.0, + "content": "resampling any such kernel-weight’s signs.", + "type": "text", + "cross_page": true + } + ], + "index": 1 + } + ], + "index": 43.5, + "bbox_fs": [ + 105, + 687, + 506, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 504, + 105 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 504, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 504, + 95 + ], + "score": 1.0, + "content": "weight kernel is all positive or all negative. We do this by modifying the default initialization by", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 281, + 107 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 281, + 107 + ], + "score": 1.0, + "content": "resampling any such kernel-weight’s signs.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "title", + "bbox": [ + 107, + 122, + 200, + 134 + ], + "lines": [ + { + "bbox": [ + 105, + 120, + 201, + 136 + ], + "spans": [ + { + "bbox": [ + 105, + 120, + 201, + 136 + ], + "score": 1.0, + "content": "6 EXPERIMENTS", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 2 + }, + { + "type": "text", + "bbox": [ + 107, + 147, + 505, + 235 + ], + "lines": [ + { + "bbox": [ + 105, + 146, + 506, + 160 + ], + "spans": [ + { + "bbox": [ + 105, + 146, + 506, + 160 + ], + "score": 1.0, + "content": "In our plots we show a comparison to BatchNorm and GroupNorm. We omit a comparison to", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 159, + 505, + 171 + ], + "spans": [ + { + "bbox": [ + 105, + 159, + 505, + 171 + ], + "score": 1.0, + "content": "Layer/Instance Normalization as our initial experiments were consistant with findings in the liter-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 169, + 505, + 182 + ], + "spans": [ + { + "bbox": [ + 105, + 169, + 505, + 182 + ], + "score": 1.0, + "content": "ature that show that they are inferior to GroupNorm and BatchNorm, at least for the convolutional", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 181, + 505, + 193 + ], + "spans": [ + { + "bbox": [ + 105, + 181, + 505, + 193 + ], + "score": 1.0, + "content": "architectures we consider below (Yuxin Wu, 2018). We also performed a comparison against the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 190, + 505, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 190, + 505, + 204 + ], + "score": 1.0, + "content": "WeightNorm method, however despite significant efforts we were not able to get it to reliably con-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 202, + 505, + 215 + ], + "spans": [ + { + "bbox": [ + 105, + 202, + 505, + 215 + ], + "score": 1.0, + "content": "verge when using very deep architectures such as ResNet-152 that we choose for our experiments.", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 212, + 505, + 227 + ], + "spans": [ + { + "bbox": [ + 105, + 212, + 505, + 227 + ], + "score": 1.0, + "content": "We could not find any results in the literature where it is sucessfully applied to state-of-the-art deep", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 224, + 361, + 236 + ], + "spans": [ + { + "bbox": [ + 105, + 224, + 361, + 236 + ], + "score": 1.0, + "content": "networks, and we believe this is a real limitation of the method.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 6.5 + }, + { + "type": "title", + "bbox": [ + 107, + 249, + 198, + 261 + ], + "lines": [ + { + "bbox": [ + 105, + 248, + 199, + 263 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 199, + 263 + ], + "score": 1.0, + "content": "6.1 CIFAR-10/100", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 107, + 270, + 505, + 337 + ], + "lines": [ + { + "bbox": [ + 106, + 270, + 505, + 284 + ], + "spans": [ + { + "bbox": [ + 106, + 270, + 505, + 284 + ], + "score": 1.0, + "content": "The CIFAR-10 dataset (Krizhevsky, 2009) is considered a standard benchmark among image clas-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 281, + 505, + 294 + ], + "spans": [ + { + "bbox": [ + 105, + 281, + 505, + 294 + ], + "score": 1.0, + "content": "sification tasks due to its non-trivial complexity, requiring tens of millions of weights to achieve", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 293, + 504, + 304 + ], + "spans": [ + { + "bbox": [ + 106, + 293, + 504, + 304 + ], + "score": 1.0, + "content": "state-of-the-art performance, and also its tractable training times due to its small size (60,000 in-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 302, + 505, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 505, + 317 + ], + "score": 1.0, + "content": "stances). The downside of this small size is that significant care must be taken to avoid overfitting.", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 315, + 506, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 506, + 327 + ], + "score": 1.0, + "content": "This overfitting can be partially avoided using data augmentation, and we followed standard practice", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 325, + 474, + 338 + ], + "spans": [ + { + "bbox": [ + 105, + 325, + 362, + 338 + ], + "score": 1.0, + "content": "of using random horizontal flips and crops (pad 4px and crop to", + "type": "text" + }, + { + "bbox": [ + 363, + 326, + 385, + 337 + ], + "score": 0.51, + "content": "3 2 \\mathrm { p x }", + "type": "inline_equation" + }, + { + "bbox": [ + 385, + 325, + 474, + 338 + ], + "score": 1.0, + "content": ") at training time only.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 14.5 + }, + { + "type": "text", + "bbox": [ + 107, + 343, + 316, + 452 + ], + "lines": [ + { + "bbox": [ + 106, + 342, + 317, + 354 + ], + "spans": [ + { + "bbox": [ + 106, + 342, + 317, + 354 + ], + "score": 1.0, + "content": "Our initial experiments involving a non-bottleneck", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 353, + 316, + 365 + ], + "spans": [ + { + "bbox": [ + 106, + 353, + 316, + 365 + ], + "score": 1.0, + "content": "wide ResNet network with 20 convolutions, 96 ini-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 364, + 316, + 376 + ], + "spans": [ + { + "bbox": [ + 106, + 364, + 262, + 376 + ], + "score": 1.0, + "content": "tial planes after first convolution and", + "type": "text" + }, + { + "bbox": [ + 262, + 365, + 284, + 375 + ], + "score": 0.68, + "content": "9 . 7 \\mathrm { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 285, + 364, + 316, + 376 + ], + "score": 1.0, + "content": "param-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 375, + 317, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 375, + 317, + 387 + ], + "score": 1.0, + "content": "eters. The hyper-parameters used were LR: 0.1,", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 386, + 317, + 398 + ], + "spans": [ + { + "bbox": [ + 106, + 387, + 154, + 397 + ], + "score": 0.29, + "content": "\\mathbf { S } \\mathbf { G } \\mathbf { D } \\mathbf { + } \\mathbf { M } \\mathbf { o } \\mathbf { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 386, + 317, + 398 + ], + "score": 1.0, + "content": ": 0.9, decay: 0.0001, batch-size: 128,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 397, + 317, + 409 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 317, + 409 + ], + "score": 1.0, + "content": "1 GPU, 10 fold learning reductions at epochs 150", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 408, + 317, + 420 + ], + "spans": [ + { + "bbox": [ + 106, + 408, + 317, + 420 + ], + "score": 1.0, + "content": "and 225, and standard fan out normal initialization", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 419, + 317, + 431 + ], + "spans": [ + { + "bbox": [ + 106, + 419, + 317, + 431 + ], + "score": 1.0, + "content": "following He et al. (2015). These parameters are de-", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 430, + 317, + 442 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 317, + 442 + ], + "score": 1.0, + "content": "faults commonly used with BatchNorm and were not", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 441, + 134, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 134, + 452 + ], + "score": 1.0, + "content": "tuned.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 22.5 + }, + { + "type": "text", + "bbox": [ + 107, + 458, + 315, + 491 + ], + "lines": [ + { + "bbox": [ + 106, + 457, + 317, + 471 + ], + "spans": [ + { + "bbox": [ + 106, + 457, + 317, + 471 + ], + "score": 1.0, + "content": "Our experiments indicated that our EquiNorm ap-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 469, + 316, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 469, + 316, + 480 + ], + "score": 1.0, + "content": "proach converged significantly faster than Batch-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 479, + 312, + 493 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 312, + 493 + ], + "score": 1.0, + "content": "Norm, but also overfit significantly more (Figure 2).", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 29 + }, + { + "type": "text", + "bbox": [ + 107, + 497, + 316, + 530 + ], + "lines": [ + { + "bbox": [ + 106, + 496, + 316, + 509 + ], + "spans": [ + { + "bbox": [ + 106, + 496, + 316, + 509 + ], + "score": 1.0, + "content": "We believe this is caused by the batch statistics", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 507, + 317, + 520 + ], + "spans": [ + { + "bbox": [ + 106, + 507, + 317, + 520 + ], + "score": 1.0, + "content": "having less noise with EquiNorm than BatchNorm,", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 518, + 316, + 531 + ], + "spans": [ + { + "bbox": [ + 105, + 518, + 316, + 531 + ], + "score": 1.0, + "content": "rather than the faster initial convergence, as experi-", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 32 + }, + { + "type": "image", + "bbox": [ + 331, + 356, + 496, + 461 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 331, + 356, + 496, + 461 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 331, + 356, + 496, + 461 + ], + "spans": [ + { + "bbox": [ + 331, + 356, + 496, + 461 + ], + "score": 0.966, + "type": "image", + "image_path": "94f2edf07a694a0f8dcd73db2a0a8173634d30337dd81157482ac9aa94ef153a.jpg" + } + ] + } + ], + "index": 37.5, + "virtual_lines": [ + { + "bbox": [ + 331, + 356, + 496, + 369.125 + ], + "spans": [], + "index": 34 + }, + { + "bbox": [ + 331, + 369.125, + 496, + 382.25 + ], + "spans": [], + "index": 35 + }, + { + "bbox": [ + 331, + 382.25, + 496, + 395.375 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 331, + 395.375, + 496, + 408.5 + ], + "spans": [], + "index": 37 + }, + { + "bbox": [ + 331, + 408.5, + 496, + 421.625 + ], + "spans": [], + "index": 38 + }, + { + "bbox": [ + 331, + 421.625, + 496, + 434.75 + ], + "spans": [], + "index": 39 + }, + { + "bbox": [ + 331, + 434.75, + 496, + 447.875 + ], + "spans": [], + "index": 40 + }, + { + "bbox": [ + 331, + 447.875, + 496, + 461.0 + ], + "spans": [], + "index": 41 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 324, + 470, + 504, + 503 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 324, + 469, + 505, + 482 + ], + "spans": [ + { + "bbox": [ + 324, + 469, + 505, + 482 + ], + "score": 1.0, + "content": "Figure 2: Indications of overfitting, as test loss", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 324, + 481, + 505, + 492 + ], + "spans": [ + { + "bbox": [ + 324, + 481, + 505, + 492 + ], + "score": 1.0, + "content": "starts to increase significantly after the first learn-", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 324, + 493, + 389, + 503 + ], + "spans": [ + { + "bbox": [ + 324, + 493, + 389, + 503 + ], + "score": 1.0, + "content": "ing rate decrease.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 43 + } + ], + "index": 40.25 + }, + { + "type": "text", + "bbox": [ + 112, + 531, + 504, + 552 + ], + "lines": [ + { + "bbox": [ + 110, + 530, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 110, + 530, + 505, + 542 + ], + "score": 1.0, + "content": "ments involving reduced step sizes did not further improve generalization. Similarly, we were not", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 110, + 541, + 487, + 554 + ], + "spans": [ + { + "bbox": [ + 110, + 541, + 487, + 554 + ], + "score": 1.0, + "content": "able to achieve comparable fast initial convergence by using larger step-sizes with BatchNorm.", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 45.5 + }, + { + "type": "text", + "bbox": [ + 107, + 557, + 504, + 580 + ], + "lines": [ + { + "bbox": [ + 105, + 554, + 506, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 506, + 572 + ], + "score": 1.0, + "content": "We found instead that we could match the generalization of BatchNorm using either of the following", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 569, + 174, + 581 + ], + "spans": [ + { + "bbox": [ + 105, + 569, + 174, + 581 + ], + "score": 1.0, + "content": "two approaches:", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 47.5 + }, + { + "type": "text", + "bbox": [ + 130, + 590, + 504, + 661 + ], + "lines": [ + { + "bbox": [ + 130, + 590, + 505, + 602 + ], + "spans": [ + { + "bbox": [ + 130, + 590, + 505, + 602 + ], + "score": 1.0, + "content": "1. Using fewer instances to compute the batch statistics. Using the first quarter of the batch", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 141, + 600, + 506, + 614 + ], + "spans": [ + { + "bbox": [ + 141, + 600, + 506, + 614 + ], + "score": 1.0, + "content": "to compute the statistics used for the full batch successfully fixed the overfitting seen in", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 141, + 611, + 503, + 624 + ], + "spans": [ + { + "bbox": [ + 141, + 611, + 367, + 624 + ], + "score": 1.0, + "content": "Figure 2, resulting in higher test accuracy for EquiNorm", + "type": "text" + }, + { + "bbox": [ + 368, + 612, + 400, + 623 + ], + "score": 0.82, + "content": "( 9 5 . 8 \\% )", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 611, + 470, + 624 + ], + "score": 1.0, + "content": "over BatchNorm", + "type": "text" + }, + { + "bbox": [ + 471, + 612, + 503, + 623 + ], + "score": 0.78, + "content": "( 9 4 . 7 \\% )", + "type": "inline_equation" + } + ], + "index": 51 + }, + { + "bbox": [ + 141, + 622, + 291, + 635 + ], + "spans": [ + { + "bbox": [ + 141, + 622, + 291, + 635 + ], + "score": 1.0, + "content": "and no overfitting visible in test loss.", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 128, + 638, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 128, + 638, + 505, + 651 + ], + "score": 1.0, + "content": "2. Using mixup (Zhang et al., 2018) or manifold mixup (Verma et al., 2018), which introduce", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 142, + 650, + 285, + 662 + ], + "spans": [ + { + "bbox": [ + 142, + 650, + 285, + 662 + ], + "score": 1.0, + "content": "activation noise of a similar nature.", + "type": "text" + } + ], + "index": 54 + } + ], + "index": 51.5 + }, + { + "type": "text", + "bbox": [ + 108, + 671, + 503, + 693 + ], + "lines": [ + { + "bbox": [ + 106, + 670, + 505, + 683 + ], + "spans": [ + { + "bbox": [ + 106, + 670, + 505, + 683 + ], + "score": 1.0, + "content": "We recommend the use of manifold mixup, as it significantly improves test accuracy for both Batch-", + "type": "text" + } + ], + "index": 55 + }, + { + "bbox": [ + 106, + 681, + 419, + 694 + ], + "spans": [ + { + "bbox": [ + 106, + 681, + 419, + 694 + ], + "score": 1.0, + "content": "Norm and EquiNorm, although it does result in higher test loss in some cases.", + "type": "text" + } + ], + "index": 56 + } + ], + "index": 55.5 + }, + { + "type": "text", + "bbox": [ + 108, + 698, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "score": 1.0, + "content": "Following closely the approach of Verma et al. 2018, we applied both EquiNorm and BatchNorm", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "to the larger near state-of-the-art pre-activation ResNet-152 architecture (He et al. 2016a, 58.1m", + "type": "text" + } + ], + "index": 58 + }, + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "score": 1.0, + "content": "parameters, [3,8,36,3] bottleneck blocks per layer respectively, 64 initial channels), using a modified", + "type": "text" + } + ], + "index": 59 + } + ], + "index": 58 + } + ], + "page_idx": 5, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "6", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 504, + 105 + ], + "lines": [], + "index": 0.5, + "bbox_fs": [ + 105, + 82, + 504, + 107 + ], + "lines_deleted": true + }, + { + "type": "title", + "bbox": [ + 107, + 122, + 200, + 134 + ], + "lines": [ + { + "bbox": [ + 105, + 120, + 201, + 136 + ], + "spans": [ + { + "bbox": [ + 105, + 120, + 201, + 136 + ], + "score": 1.0, + "content": "6 EXPERIMENTS", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 2 + }, + { + "type": "text", + "bbox": [ + 107, + 147, + 505, + 235 + ], + "lines": [ + { + "bbox": [ + 105, + 146, + 506, + 160 + ], + "spans": [ + { + "bbox": [ + 105, + 146, + 506, + 160 + ], + "score": 1.0, + "content": "In our plots we show a comparison to BatchNorm and GroupNorm. We omit a comparison to", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 159, + 505, + 171 + ], + "spans": [ + { + "bbox": [ + 105, + 159, + 505, + 171 + ], + "score": 1.0, + "content": "Layer/Instance Normalization as our initial experiments were consistant with findings in the liter-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 169, + 505, + 182 + ], + "spans": [ + { + "bbox": [ + 105, + 169, + 505, + 182 + ], + "score": 1.0, + "content": "ature that show that they are inferior to GroupNorm and BatchNorm, at least for the convolutional", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 181, + 505, + 193 + ], + "spans": [ + { + "bbox": [ + 105, + 181, + 505, + 193 + ], + "score": 1.0, + "content": "architectures we consider below (Yuxin Wu, 2018). We also performed a comparison against the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 190, + 505, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 190, + 505, + 204 + ], + "score": 1.0, + "content": "WeightNorm method, however despite significant efforts we were not able to get it to reliably con-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 202, + 505, + 215 + ], + "spans": [ + { + "bbox": [ + 105, + 202, + 505, + 215 + ], + "score": 1.0, + "content": "verge when using very deep architectures such as ResNet-152 that we choose for our experiments.", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 212, + 505, + 227 + ], + "spans": [ + { + "bbox": [ + 105, + 212, + 505, + 227 + ], + "score": 1.0, + "content": "We could not find any results in the literature where it is sucessfully applied to state-of-the-art deep", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 224, + 361, + 236 + ], + "spans": [ + { + "bbox": [ + 105, + 224, + 361, + 236 + ], + "score": 1.0, + "content": "networks, and we believe this is a real limitation of the method.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 6.5, + "bbox_fs": [ + 105, + 146, + 506, + 236 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 249, + 198, + 261 + ], + "lines": [ + { + "bbox": [ + 105, + 248, + 199, + 263 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 199, + 263 + ], + "score": 1.0, + "content": "6.1 CIFAR-10/100", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 107, + 270, + 505, + 337 + ], + "lines": [ + { + "bbox": [ + 106, + 270, + 505, + 284 + ], + "spans": [ + { + "bbox": [ + 106, + 270, + 505, + 284 + ], + "score": 1.0, + "content": "The CIFAR-10 dataset (Krizhevsky, 2009) is considered a standard benchmark among image clas-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 281, + 505, + 294 + ], + "spans": [ + { + "bbox": [ + 105, + 281, + 505, + 294 + ], + "score": 1.0, + "content": "sification tasks due to its non-trivial complexity, requiring tens of millions of weights to achieve", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 293, + 504, + 304 + ], + "spans": [ + { + "bbox": [ + 106, + 293, + 504, + 304 + ], + "score": 1.0, + "content": "state-of-the-art performance, and also its tractable training times due to its small size (60,000 in-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 302, + 505, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 505, + 317 + ], + "score": 1.0, + "content": "stances). The downside of this small size is that significant care must be taken to avoid overfitting.", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 315, + 506, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 506, + 327 + ], + "score": 1.0, + "content": "This overfitting can be partially avoided using data augmentation, and we followed standard practice", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 325, + 474, + 338 + ], + "spans": [ + { + "bbox": [ + 105, + 325, + 362, + 338 + ], + "score": 1.0, + "content": "of using random horizontal flips and crops (pad 4px and crop to", + "type": "text" + }, + { + "bbox": [ + 363, + 326, + 385, + 337 + ], + "score": 0.51, + "content": "3 2 \\mathrm { p x }", + "type": "inline_equation" + }, + { + "bbox": [ + 385, + 325, + 474, + 338 + ], + "score": 1.0, + "content": ") at training time only.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 14.5, + "bbox_fs": [ + 105, + 270, + 506, + 338 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 343, + 316, + 452 + ], + "lines": [ + { + "bbox": [ + 106, + 342, + 317, + 354 + ], + "spans": [ + { + "bbox": [ + 106, + 342, + 317, + 354 + ], + "score": 1.0, + "content": "Our initial experiments involving a non-bottleneck", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 353, + 316, + 365 + ], + "spans": [ + { + "bbox": [ + 106, + 353, + 316, + 365 + ], + "score": 1.0, + "content": "wide ResNet network with 20 convolutions, 96 ini-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 364, + 316, + 376 + ], + "spans": [ + { + "bbox": [ + 106, + 364, + 262, + 376 + ], + "score": 1.0, + "content": "tial planes after first convolution and", + "type": "text" + }, + { + "bbox": [ + 262, + 365, + 284, + 375 + ], + "score": 0.68, + "content": "9 . 7 \\mathrm { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 285, + 364, + 316, + 376 + ], + "score": 1.0, + "content": "param-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 375, + 317, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 375, + 317, + 387 + ], + "score": 1.0, + "content": "eters. The hyper-parameters used were LR: 0.1,", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 386, + 317, + 398 + ], + "spans": [ + { + "bbox": [ + 106, + 387, + 154, + 397 + ], + "score": 0.29, + "content": "\\mathbf { S } \\mathbf { G } \\mathbf { D } \\mathbf { + } \\mathbf { M } \\mathbf { o } \\mathbf { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 386, + 317, + 398 + ], + "score": 1.0, + "content": ": 0.9, decay: 0.0001, batch-size: 128,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 397, + 317, + 409 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 317, + 409 + ], + "score": 1.0, + "content": "1 GPU, 10 fold learning reductions at epochs 150", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 408, + 317, + 420 + ], + "spans": [ + { + "bbox": [ + 106, + 408, + 317, + 420 + ], + "score": 1.0, + "content": "and 225, and standard fan out normal initialization", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 419, + 317, + 431 + ], + "spans": [ + { + "bbox": [ + 106, + 419, + 317, + 431 + ], + "score": 1.0, + "content": "following He et al. (2015). These parameters are de-", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 430, + 317, + 442 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 317, + 442 + ], + "score": 1.0, + "content": "faults commonly used with BatchNorm and were not", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 441, + 134, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 134, + 452 + ], + "score": 1.0, + "content": "tuned.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 22.5, + "bbox_fs": [ + 105, + 342, + 317, + 452 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 458, + 315, + 491 + ], + "lines": [ + { + "bbox": [ + 106, + 457, + 317, + 471 + ], + "spans": [ + { + "bbox": [ + 106, + 457, + 317, + 471 + ], + "score": 1.0, + "content": "Our experiments indicated that our EquiNorm ap-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 469, + 316, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 469, + 316, + 480 + ], + "score": 1.0, + "content": "proach converged significantly faster than Batch-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 479, + 312, + 493 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 312, + 493 + ], + "score": 1.0, + "content": "Norm, but also overfit significantly more (Figure 2).", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 29, + "bbox_fs": [ + 105, + 457, + 317, + 493 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 497, + 316, + 530 + ], + "lines": [ + { + "bbox": [ + 106, + 496, + 316, + 509 + ], + "spans": [ + { + "bbox": [ + 106, + 496, + 316, + 509 + ], + "score": 1.0, + "content": "We believe this is caused by the batch statistics", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 507, + 317, + 520 + ], + "spans": [ + { + "bbox": [ + 106, + 507, + 317, + 520 + ], + "score": 1.0, + "content": "having less noise with EquiNorm than BatchNorm,", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 518, + 316, + 531 + ], + "spans": [ + { + "bbox": [ + 105, + 518, + 316, + 531 + ], + "score": 1.0, + "content": "rather than the faster initial convergence, as experi-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 110, + 530, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 110, + 530, + 505, + 542 + ], + "score": 1.0, + "content": "ments involving reduced step sizes did not further improve generalization. Similarly, we were not", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 110, + 541, + 487, + 554 + ], + "spans": [ + { + "bbox": [ + 110, + 541, + 487, + 554 + ], + "score": 1.0, + "content": "able to achieve comparable fast initial convergence by using larger step-sizes with BatchNorm.", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 32, + "bbox_fs": [ + 105, + 496, + 317, + 531 + ] + }, + { + "type": "image", + "bbox": [ + 331, + 356, + 496, + 461 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 331, + 356, + 496, + 461 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 331, + 356, + 496, + 461 + ], + "spans": [ + { + "bbox": [ + 331, + 356, + 496, + 461 + ], + "score": 0.966, + "type": "image", + "image_path": "94f2edf07a694a0f8dcd73db2a0a8173634d30337dd81157482ac9aa94ef153a.jpg" + } + ] + } + ], + "index": 37.5, + "virtual_lines": [ + { + "bbox": [ + 331, + 356, + 496, + 369.125 + ], + "spans": [], + "index": 34 + }, + { + "bbox": [ + 331, + 369.125, + 496, + 382.25 + ], + "spans": [], + "index": 35 + }, + { + "bbox": [ + 331, + 382.25, + 496, + 395.375 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 331, + 395.375, + 496, + 408.5 + ], + "spans": [], + "index": 37 + }, + { + "bbox": [ + 331, + 408.5, + 496, + 421.625 + ], + "spans": [], + "index": 38 + }, + { + "bbox": [ + 331, + 421.625, + 496, + 434.75 + ], + "spans": [], + "index": 39 + }, + { + "bbox": [ + 331, + 434.75, + 496, + 447.875 + ], + "spans": [], + "index": 40 + }, + { + "bbox": [ + 331, + 447.875, + 496, + 461.0 + ], + "spans": [], + "index": 41 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 324, + 470, + 504, + 503 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 324, + 469, + 505, + 482 + ], + "spans": [ + { + "bbox": [ + 324, + 469, + 505, + 482 + ], + "score": 1.0, + "content": "Figure 2: Indications of overfitting, as test loss", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 324, + 481, + 505, + 492 + ], + "spans": [ + { + "bbox": [ + 324, + 481, + 505, + 492 + ], + "score": 1.0, + "content": "starts to increase significantly after the first learn-", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 324, + 493, + 389, + 503 + ], + "spans": [ + { + "bbox": [ + 324, + 493, + 389, + 503 + ], + "score": 1.0, + "content": "ing rate decrease.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 43 + } + ], + "index": 40.25 + }, + { + "type": "text", + "bbox": [ + 112, + 531, + 504, + 552 + ], + "lines": [], + "index": 45.5, + "bbox_fs": [ + 110, + 530, + 505, + 554 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 107, + 557, + 504, + 580 + ], + "lines": [ + { + "bbox": [ + 105, + 554, + 506, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 506, + 572 + ], + "score": 1.0, + "content": "We found instead that we could match the generalization of BatchNorm using either of the following", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 569, + 174, + 581 + ], + "spans": [ + { + "bbox": [ + 105, + 569, + 174, + 581 + ], + "score": 1.0, + "content": "two approaches:", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 47.5, + "bbox_fs": [ + 105, + 554, + 506, + 581 + ] + }, + { + "type": "list", + "bbox": [ + 130, + 590, + 504, + 661 + ], + "lines": [ + { + "bbox": [ + 130, + 590, + 505, + 602 + ], + "spans": [ + { + "bbox": [ + 130, + 590, + 505, + 602 + ], + "score": 1.0, + "content": "1. Using fewer instances to compute the batch statistics. Using the first quarter of the batch", + "type": "text" + } + ], + "index": 49, + "is_list_start_line": true + }, + { + "bbox": [ + 141, + 600, + 506, + 614 + ], + "spans": [ + { + "bbox": [ + 141, + 600, + 506, + 614 + ], + "score": 1.0, + "content": "to compute the statistics used for the full batch successfully fixed the overfitting seen in", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 141, + 611, + 503, + 624 + ], + "spans": [ + { + "bbox": [ + 141, + 611, + 367, + 624 + ], + "score": 1.0, + "content": "Figure 2, resulting in higher test accuracy for EquiNorm", + "type": "text" + }, + { + "bbox": [ + 368, + 612, + 400, + 623 + ], + "score": 0.82, + "content": "( 9 5 . 8 \\% )", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 611, + 470, + 624 + ], + "score": 1.0, + "content": "over BatchNorm", + "type": "text" + }, + { + "bbox": [ + 471, + 612, + 503, + 623 + ], + "score": 0.78, + "content": "( 9 4 . 7 \\% )", + "type": "inline_equation" + } + ], + "index": 51 + }, + { + "bbox": [ + 141, + 622, + 291, + 635 + ], + "spans": [ + { + "bbox": [ + 141, + 622, + 291, + 635 + ], + "score": 1.0, + "content": "and no overfitting visible in test loss.", + "type": "text" + } + ], + "index": 52, + "is_list_end_line": true + }, + { + "bbox": [ + 128, + 638, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 128, + 638, + 505, + 651 + ], + "score": 1.0, + "content": "2. Using mixup (Zhang et al., 2018) or manifold mixup (Verma et al., 2018), which introduce", + "type": "text" + } + ], + "index": 53, + "is_list_start_line": true + }, + { + "bbox": [ + 142, + 650, + 285, + 662 + ], + "spans": [ + { + "bbox": [ + 142, + 650, + 285, + 662 + ], + "score": 1.0, + "content": "activation noise of a similar nature.", + "type": "text" + } + ], + "index": 54, + "is_list_end_line": true + } + ], + "index": 51.5, + "bbox_fs": [ + 128, + 590, + 506, + 662 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 671, + 503, + 693 + ], + "lines": [ + { + "bbox": [ + 106, + 670, + 505, + 683 + ], + "spans": [ + { + "bbox": [ + 106, + 670, + 505, + 683 + ], + "score": 1.0, + "content": "We recommend the use of manifold mixup, as it significantly improves test accuracy for both Batch-", + "type": "text" + } + ], + "index": 55 + }, + { + "bbox": [ + 106, + 681, + 419, + 694 + ], + "spans": [ + { + "bbox": [ + 106, + 681, + 419, + 694 + ], + "score": 1.0, + "content": "Norm and EquiNorm, although it does result in higher test loss in some cases.", + "type": "text" + } + ], + "index": 56 + } + ], + "index": 55.5, + "bbox_fs": [ + 106, + 670, + 505, + 694 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 698, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "score": 1.0, + "content": "Following closely the approach of Verma et al. 2018, we applied both EquiNorm and BatchNorm", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "to the larger near state-of-the-art pre-activation ResNet-152 architecture (He et al. 2016a, 58.1m", + "type": "text" + } + ], + "index": 58 + }, + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "score": 1.0, + "content": "parameters, [3,8,36,3] bottleneck blocks per layer respectively, 64 initial channels), using a modified", + "type": "text" + } + ], + "index": 59 + }, + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "score": 1.0, + "content": "version of their published code and the hyper-parameters listed above, with manifold mixup used", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "for each method. As Figure 4a shows, the test set performance is essentially the same at the final", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 105, + 393, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 393, + 117 + ], + "score": 1.0, + "content": "epoch, but EquiNorm converges significantly faster at the early epochs.", + "type": "text", + "cross_page": true + } + ], + "index": 2 + } + ], + "index": 58, + "bbox_fs": [ + 105, + 698, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 504, + 116 + ], + "lines": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "score": 1.0, + "content": "version of their published code and the hyper-parameters listed above, with manifold mixup used", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "for each method. As Figure 4a shows, the test set performance is essentially the same at the final", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 105, + 393, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 393, + 117 + ], + "score": 1.0, + "content": "epoch, but EquiNorm converges significantly faster at the early epochs.", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1 + }, + { + "type": "title", + "bbox": [ + 107, + 129, + 156, + 140 + ], + "lines": [ + { + "bbox": [ + 106, + 129, + 157, + 142 + ], + "spans": [ + { + "bbox": [ + 106, + 129, + 157, + 142 + ], + "score": 1.0, + "content": "CIFAR100", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 108, + 149, + 505, + 182 + ], + "lines": [ + { + "bbox": [ + 106, + 148, + 505, + 162 + ], + "spans": [ + { + "bbox": [ + 106, + 148, + 505, + 162 + ], + "score": 1.0, + "content": "We also achieved a similar performance on the CIFAR-100 dataset (which has similar properties to", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 159, + 506, + 173 + ], + "spans": [ + { + "bbox": [ + 106, + 159, + 506, + 173 + ], + "score": 1.0, + "content": "CIFAR10) as shown in Figure 4b, where we used the same hyper-parameters and network architec-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 171, + 193, + 181 + ], + "spans": [ + { + "bbox": [ + 106, + 171, + 193, + 181 + ], + "score": 1.0, + "content": "ture as for CIFAR10.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 5 + }, + { + "type": "title", + "bbox": [ + 108, + 197, + 264, + 208 + ], + "lines": [ + { + "bbox": [ + 106, + 196, + 265, + 209 + ], + "spans": [ + { + "bbox": [ + 106, + 196, + 265, + 209 + ], + "score": 1.0, + "content": "6.2 SHORTER DURATION TRAINING", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 107, + 218, + 316, + 382 + ], + "lines": [ + { + "bbox": [ + 106, + 217, + 316, + 230 + ], + "spans": [ + { + "bbox": [ + 106, + 217, + 316, + 230 + ], + "score": 1.0, + "content": "Given the encouraging results above during the early", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 228, + 316, + 241 + ], + "spans": [ + { + "bbox": [ + 106, + 228, + 316, + 241 + ], + "score": 1.0, + "content": "stages of optimization, we investigated if EquiNorm", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 240, + 317, + 252 + ], + "spans": [ + { + "bbox": [ + 105, + 240, + 317, + 252 + ], + "score": 1.0, + "content": "was superior when training is restricted to 30 epochs", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 250, + 317, + 263 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 317, + 263 + ], + "score": 1.0, + "content": "instead of 300. 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+Anonymous authors Paper under double-blind review + +# ABSTRACT + +Training neural networks subject to a Lipschitz constraint is useful for generalization bounds, provable adversarial robustness, interpretable gradients, and Wasserstein distance estimation. By the composition property of Lipschitz functions, it suffices to ensure that each individual affine transformation or nonlinear activation function is 1-Lipschitz. The challenge is to do this while maintaining the expressive power. We identify a necessary property for such an architecture: each of the layers must preserve the gradient norm during backpropagation. Based on this, we propose to combine a gradient norm preserving activation function, GroupSort, with norm-constrained weight matrices. We show that norm-constrained GroupSort architectures are universal Lipschitz function approximators. Empirically, we show that norm-constrained GroupSort networks achieve tighter estimates of Wasserstein distance than their ReLU counterparts and can achieve provable adversarial robustness guarantees with little cost to accuracy. + +Constraining the Lipschitz constant of a neural network ensures that a small change to the input can produce only a small change to the output. For classification, a small Lipschitz constant leads to better generalization (Sokolic et al., 2017), improved adversarial robustness (Cisse et al., 2017; Tsuzuku ´ et al., 2018), and greater interpretability (Tsipras et al., 2018). Additionally, the Wasserstein distance between two probability distributions can be expressed as a maximization problem over Lipschitz functions (Peyre & Cuturi, 2018). But despite the wide-ranging applications, the question of how to ´ approximate the class of Lipschitz functions with neural networks remains largely unanswered. + +Existing approaches to enforce Lipschitz constraints broadly fall into two categories: regularization and architectural constraints. Regularization approaches such as double backprop (Drucker & Le Cun, 1992) or the gradient penalty (Gulrajani et al., 2017) perform well in practice, but do not provably enforce the Lipschitz constraint globally. On the other hand, norm-constrained architectures place limitations on the operator norm (such as the matrix spectral norm) of each layer’s weight matrix (Cisse et al., 2017; Yoshida & Miyato, 2017). These techniques provably satisfy the Lipschitz constraint, but this comes at a cost in expressive power. E.g., norm-constrained ReLU networks are provably unable to approximate simple functions such as absolute value (Huster et al., 2018). + +We first identify a simple property that expressive norm-constrained 1-Lipschitz architectures must satisfy: gradient norm preservation. Specifically, in order to represent a function with slope 1 almost everywhere, each layer must preserve the norm of the gradient during backpropagation. ReLU architectures satisfy this only when the activations are positive; empirically, this manifests during training of norm-constrained ReLU networks in that the activations are forced to be positive most of the time, reducing the network’s capacity to represent nonlinear functions. We make use of an alternative activation function called GroupSort — a variant of which was proposed by Chernodub & Nowicki (2016) — which sorts groups of activations. GroupSort is both Lipschitz and gradient norm preserving. Using a variant of the Stone-Weierstrass theorem, we show that norm-constrained GroupSort networks are universal Lipschitz function approximators. While we focus our attention, both theoretically and empirically, on fully connected networks, the same general principles hold for convolutional networks where the techniques we introduce could be directly applied. + +Empirically, we show that ReLU networks are unable to solve even the simplest Wasserstein distance estimation problems which GroupSort can solve completely. Moreover, we observe that norm-constrained ReLU networks must trade non-linear processing for gradient norm leading to less expressive networks. We also train classifiers with provable adversarial robustness guarantees and find that using GroupSort provides improved accuracy and robustness compared to ReLU. Across all of our experiments, we found that norm-constrained GroupSort architectures consistently outperformed their ReLU counterparts. + +# 2 BACKGROUND + +Notation We will use $\mathbf { x } \in \mathbb { R } ^ { i n }$ to denote the input vector to the neural network, $\boldsymbol { y } \in \mathbb { R } ^ { o u t }$ the output (or logits) of the neural network, $n _ { l }$ the dimensionality of the ${ l ^ { t h } }$ hidden layer, $\mathbf { W } _ { l } \in \mathbb { R } ^ { n _ { l - 1 } \times n _ { l } }$ and $b _ { l } \in \mathbb { R } ^ { n _ { l } }$ the weight matrix and the bias of the ${ { l } ^ { t h } }$ layer. We will denote the pre-activations in layer $l$ with $z _ { l }$ and activations with $h _ { l }$ . The number of layers in the network will be $L$ with $\mathbf { \nabla } _ { \boldsymbol { y } } = \boldsymbol { z } _ { L }$ . We will use $\phi$ to denote the activation function used in the neural network. The computation performed by layer $l$ of the network will be: + +$$ +z _ { l } = \mathbf { W } _ { l } h _ { l - 1 } + b _ { l } \qquad h _ { l } = \phi ( z _ { l } ) +$$ + +Network Jacobian Using the chain rule, the Jacobian of a neural network can be expanded as follows: + +$$ +{ \frac { \partial { \pmb y } } { \partial \mathbf { x } } } = { \frac { \partial z _ { L } } { \partial h _ { L - 1 } } } { \frac { \partial h _ { L - 1 } } { \partial z _ { L - 1 } } } \ldots { \frac { \partial z _ { 2 } } { \partial h ^ { 1 } } } { \frac { \partial h _ { 1 } } { \partial z _ { 1 } } } { \frac { \partial z _ { 1 } } { \partial \mathbf { x } } } = \mathbf { W } _ { L } \phi { ' } ( z _ { L - 1 } ) \ldots \mathbf { W } _ { 2 } \phi { ' } ( z _ { 1 } ) \mathbf { W } _ { 1 } +$$ + +# 2.1 LIPSCHITZ FUNCTIONS + +Given two metric spaces $\mathcal { X }$ and $\mathcal { V }$ , a function $f : \mathcal { X } \mathcal { Y }$ is Lipschitz continuous if there exists $K \in \mathbb { R }$ such that for all $x _ { 1 }$ and $x _ { 2 }$ in $\mathcal { X }$ , + +$$ +d y ( f ( x _ { 1 } ) , f ( x _ { 2 } ) ) \leq K d \chi ( x _ { 1 } , x _ { 2 } ) +$$ + +where $d _ { \mathcal { X } }$ and $d _ { \mathcal { Y } }$ are metrics (such as Euclidean distance) on $\mathcal { X }$ and $\mathcal { V }$ respectively. In this work, when we refer to the Lipschitz constant we are referring to the smallest such $K$ for which the above holds under a given $d _ { \mathcal { X } }$ and $d _ { \mathcal { Y } }$ . Unless otherwise specified, we take $\mathcal { X } = \mathbb { R } ^ { n }$ and $\mathcal { V } =$ $\mathbb { R } ^ { m }$ throughout. If the Lipschitz constant of a function is $K$ , it is called a $K$ -Lipschitz function. Equivalently, if the function is everywhere differentiable then its Lipschitz constant is bounded by the operator norm of its Jacobian. Throughout this work, we make use of the following definition, + +Definition 1. Given a metric space $( X , d _ { X } )$ where $d _ { X }$ denotes the metric on $X$ , we write $C _ { L } ( X , \mathbb { R } )$ to denote the space of all $^ { l }$ -Lipschitz functions mapping $X$ to $\mathbb { R }$ (with respect to the $L _ { p }$ metric). + +# 2.2 LIPSCHITZ-CONSTRAINED NEURAL NETWORKS + +As 1-Lipschitz functions are closed under composition, to build a 1-Lipschitz neural network it suffices to compose 1-Lipschitz affine transformations and activation functions. + +1-Lipschitz Linear Transformations: Ensuring that each linear map is 1-Lipschitz is equivalent to ensuring that $| | \mathbf { W } \mathbf { x } | | _ { p } \leq | | \mathbf { x } | | _ { p }$ for any $\mathbf { x }$ ; i.e. constraining the matrix $p$ -norm, $| | \mathbf { W } | | _ { p } =$ $\mathrm { s u p } _ { | | \mathbf { x } | | _ { p } = 1 } | | \mathbf { W } \mathbf { \bar { x } } | | _ { p }$ , to be at most 1. Important examples of matrix $p$ -norms include the matrix 2-norm, which is the largest singular value, and the matrix $\infty$ -norm, which can be expressed as: + +$$ +| | \mathbf { W } | | _ { \infty } = \operatorname* { m a x } _ { 1 \leq i \leq m } \sum _ { j = 1 } ^ { m } | w _ { i j } | . +$$ + +Similarly, we may also define the mixed matrix norm, given by $| | \mathbf { W } | | _ { p , q } = \operatorname* { s u p } _ { | | \mathbf { x } | | _ { p } = 1 } | | \mathbf { W } \mathbf { x } | | _ { q }$ . Enforcing matrix norm constraints naively may be computationally expensive. Fortunately, techniques exist to efficiently ensure that $| | W | | _ { p } = 1$ when $p = 2$ or $p = \infty$ . We discuss these in Section 4.2. + +1-Lipschitz Activation Functions: Most commonly used activation functions (such as ReLU (Krizhevsky et al., 2012), sigmoid, tanh, maxout (Goodfellow et al., 2013)) are 1-Lipschitz, if they are scaled appropriately. + +# 2.3 APPLICATIONS OF LIPSCHITZ NETWORKS + +Wasserstein Distance Estimation Wasserstein-1 distance (also called Earth Mover Distance) is a principled distance metric between two probability distributions and has found many applications in machine learning in recent years (Peyre & Cuturi, 2018; Genevay et al., 2017). Using Kantorovich- ´ Rubinstein duality (Villani, 2008), one can recast the Wasserstein distance estimation problem as a concave maximization problem, defined over 1-Lipschitz functions: + +$$ +W ( P _ { 1 } , P _ { 2 } ) = \operatorname* { s u p } _ { f \in C _ { L } ( X , \mathbb { R } ) } \left( \mathbb { E } _ { x \sim P _ { 1 } } [ f ( x ) ] - \mathbb { E } _ { x \sim P _ { 2 } } [ f ( x ) ] \right) +$$ + +Since this dual objective resembles the discriminator objective for generative adversarial networks (GANs), Arjovsky et al. (2017) proposed the Wasserstein GAN architecture, which uses a neural net architecture to approximate the space of Lipschitz functions. + +Adversarial Robustness Adversarial examples are inputs to a machine learning system which have been designed to force undesirable behaviour (Szegedy et al., 2013; Goodfellow et al., 2014). Formally, given a classifier $f$ and a data point $\mathbf { x }$ , we write an adversarial example as ${ \bf x } _ { a d v } = { \bf x } + \delta$ such that $\breve { f } ( { \bf x } _ { a d v } ) \neq f ( { \bf x } )$ and $\delta$ is small. A small Lipschitz constant can guarantee a lower bound on the size of $\delta$ (Tsuzuku et al., 2018) and thus provide robustness guarantees. However, existing approaches have both practical and theoretical limitations (Huster et al., 2018). + +# 3 GRADIENT NORM PRESERVATION + +When backpropagating through a norm-constrained 1-Lipschitz network, the gradient norm is nonincreasing as it is processed by each layer. This simple fact leads to interesting consequences when we attempt to represent (scalar-valued) functions whose input-output gradient has norm 1 almost everywhere. (Such functions are relevant to Wasserstein distance estimation, where an optimal dual solution always has this property (Gulrajani et al., 2017).) To ensure the input-output gradient norm is 1, the gradient norm must be preserved by each layer in the network during backpropagation. Unfortunately, norm-constrained networks with common activations are unable to achieve this. + +Theorem 1. Consider a neural network, $f : \mathbb { R } ^ { n } \mathbb { R } ,$ , built with matrix 2-norm constrained weights $( | | \mathbf { W } | | _ { 2 } \leq 1 )$ and $^ { l }$ -Lipschitz, element-wise, monotonically increasing activation functions. $I f | | \nabla f ( \mathbf { x } ) | | _ { 2 } = 1$ almost everywhere, then $f$ is linear. + +As a special case, Theorem 1 shows that no 2-norm-constrained neural network with ReLU (or sigmoid, tanh, etc.) activations can represent the absolute value function. A full proof can be found in Appendix C. Informally, for ReLU layers, the gradient norm can only be preserved if every activation is positive (with the exception of units which don’t affect the network’s output). But as this holds for almost all inputs, the network’s input-output mapping must be linear. + +This tension between gradient norm and nonlinear processing is also observed empirically. Figure 5 compares the activation statistics for MNIST classification networks with ReLU activations, with and without matrix norm constraints on the weights. For the network with smallest Lipschitz constant, around $10 \%$ of the units are “undead”, or always active (and hence do not contribute any nonlinear processing). This suggests that the network is sacrificing nonlinear capacity in order to maintain adequate gradient norm. + +Another useful consequence of gradient norm preservation is that we may restrict all of the weight matrices to have singular values of 1: + +Theorem 2. Consider a neural network, $f : \mathbb { R } ^ { n } \mathbb { R } ,$ built with matrix 2-norm constrained weights and with $| | \nabla f ( \mathbf { x } ) | | _ { 2 } = 1$ almost everywhere. Then, without changing the computed function, each weight matrix $\mathbf { W } \in R ^ { m \times k }$ can be replaced with a matrix $\widetilde { \mathbf { W } }$ whose singular values all equal $^ { l }$ . + +Note that the condition of singular values equaling 1 is equivalent to the following: when $m > k$ , the columns of $\widetilde { \mathbf { W } }$ are orthonormal; when $m \ < \ k$ , the rows of $\widetilde { \mathbf { W } }$ are orthonormal; and when $m \ = \ k$ , $\widetilde { \mathbf { W } }$ is orthogonal. For the remainder of this paper, we abuse terminology slightly and refer to such matrices as orthonormal. The proof of Theorem 2 is given in Appendix C. With these two results in place, we restrict our search for expressive Lipschitz networks to those that contain orthonormal weight matrices (those with singular values all equal to 1) and activations which preserve the gradient norm during backpropagation. + +# 4 METHODS + +We begin by observing that if we can learn any 1-Lipschitz function with a neural network then we can trivially extend this to K-Lipschitz functions by scaling the output by $K$ . With this in mind, we focus on designing 1-Lipschitz network architectures with respect to the $L _ { 2 }$ and $L _ { \infty }$ metrics by requiring each layer to be 1-Lipschitz. + +![](images/38e05bfbf30188d14e20ba239d270368e3953cb68ca6440defc1c1a1c807d0c6.jpg) +Figure 1: GroupSort activation with a grouping size of 5. + +4.1 GRADIENT NORM PRESERVING ACTIVATION FUNCTIONS + +As discussed in Section 3, commonly used activation functions such as ReLU are not gradient norm preserving. To achieve norm preservation, we use a general purpose 1-Lipschitz activation function which we call GroupSort. This activation function takes a column vector $\mathbf { x } \in \mathbb { R } ^ { n }$ , separates the elements into $g$ groups, sorts each group into ascending order, and outputs the combined ”group sorted” vector. This is shown graphically in Figure 1. + +Properties of GroupSort GroupSort is a Lipschitz operation. Furthermore, it is norm preserving: its Jacobian is a permutation matrix, and permutation matrices preserve every vector $p$ -norm. Note also that GroupSort is homogeneous, i.e. GroupS $\mathbf { \Delta } ) \mathbf { r t } ( \alpha \mathbf { x } ) = \bar { \alpha } \mathbf { G r o u p S o r t } ( \mathbf { x } )$ , since the sorting order of the elements is invariant to scaling. + +Varying the Grouping Size When we pick a grouping size of 2 for GroupSort, we call the operation MaxMin. This is equivalent to the Orthogonal Permutation Linear Unit (OPLU) activation (Chernodub & Nowicki, 2016), which was also motivated based on gradient norm preservation. When sorting the entire input vector, we call the operation FullSort. GroupSort, MaxMin, and FullSort are equally expressive, i.e. they can all be reduced to each other, such that the reduction obeys the norm constraint on the weights (for any matrix $p$ -norm). We present the details in Appendix A. Compared to MaxMin, FullSort is able to represent certain functions more compactly, but we find that it is typically more difficult to train via stochastic gradient descent. + +Representing other activations Under the matrix 2-norm constraint, MaxMin can be seen as equivalent to absolute value. We describe exactly how these activation functions can be transformed into each other in Appendix A. Applying absolute value to the activations has the effect of folding the space on each of the coordinate axes. Hence, a rigid linear transformation, followed by absolute value, followed by another rigid linear transformation, can implement folding along an arbitrary hyperplane. This gives an interesting interpretation of how MaxMin networks can represent certain functions by way of implementing absolute value; an example is shown in Figure 10 in Appendix A. Montufar et al. (2014) provide an in-depth analysis of the expressivity of neural networks built with activations that can perform folding. + +Without norm constraints, GroupSort can recover many other common activation functions. For example, ReLU, Leaky ReLU, concatenated ReLU (Shang et al., 2016), and maxout. Details can be found in Appendix A. + +# 4.2 NORM-CONSTRAINED LINEAR MAPS + +We discuss how to practically enforce the 1-Lipschitz constraint on linear layers for 2- and $\infty$ -norms. + +4.2.1 ENFORCING $| | W | | _ { 2 } = 1$ WHILE PRESERVING GRADIENT NORM + +Several methods have been proposed to enforce matrix 2-norm constraints during training (Cisse et al., 2017; Yoshida & Miyato, 2017). However, in the interest of preserving the gradient norm, we go a step further and enforce orthonormality of the weight matrices in each layer. This is a stronger condition, in that we require that all singular values be exactly 1, rather than bounded by 1. + +We make use of an algorithm first introduced by Bjorck & Bowie (1971), which we refer to as Bj ¨ orck ¨ Orthonormalization (or simply Bjorck). Given a matrix, this algorithm finds the closest orthonormal ¨ matrix through an iterative application of the Taylor expansion of the polar decomposition. Given an input matrix $A _ { 0 } = A$ , the algorithm computes, + +$$ +A _ { k + 1 } = A _ { k } \left( I + \frac { 1 } { 2 } Q _ { k } + \frac { 3 } { 8 } Q _ { k } ^ { 2 } + \ldots + ( - 1 ) ^ { p } { \binom { - \frac { 1 } { 2 } } { p } } Q _ { k } ^ { p } \right) , +$$ + +where $Q _ { k } = I - A _ { k } ^ { T } A _ { k }$ . Importantly, this algorithm is fully differentiable and thus has a pullback operator for the Stiefel manifold (Absil et al., 2009) allowing us to optimize over orthonormal matrices directly. A larger choice of $p$ adds more computation but gives a closer approximation for each iteration. In practice, we found that we could use $p = 1$ with 2-3 iterations per forward pass and increase this to 15 or more iterations at the end of training to ensure a tightly enforced Lipschitz constraint. We discuss additional details of this algorithm including comparisons to Parseval networks (Cisse et al., 2017) and spectral normalization (Miyato et al., 2018) in Appendix B. + +Note that while we focus on fully connected layers, the same general principles apply to convolutions. Convolutions can be unfolded and represented as a linear transformation. Up to constant rescaling, the spectral norm of the filter then bounds the spectral norm of the unfolded operation. We do not devote space to computing these constants but instead point readers to other resources which address this question (Gouk et al., 2018; Cisse et al., 2017; Sedghi et al., 2018). + +# 4.2.2 ENFORCING $| | W | | _ { \infty } = 1$ + +Due to its simplicity and suitability for a GPU implementation, we use Algorithm 1 from Condat (2016) to project the weight matrices onto the $\bar { L } _ { \infty }$ ball in all of our experiments. Other more sophisticated methods can be found in Condat (2016). + +# 4.3 PROVABLE ADVERSARIAL ROBUSTNESS + +A small Lipschitz constant limits the change in network output under small adversarial perturbations. As explored by Tsuzuku et al. (2018), we can guarantee adversarial robustness at a point $\mathbf { x }$ by considering the margin about that point divided by the Lipschitz constant. Formally, given a network with Lipschitz constant $K$ (with respect to the $L _ { \infty }$ metric) and an input $\mathbf { x }$ with corresponding class $t$ that produces logits $\mathbf { y }$ , we define its margin by + +$$ +\mathcal { M } ( \mathbf { x } ) = \operatorname* { m a x } ( 0 , y _ { t } - \operatorname* { m a x } _ { i \neq t } y _ { i } ) +$$ + +If $\mathcal { M } ( \mathbf { x } ) > K \epsilon / 2$ , then the network is robust to all adversarial perturbations $\delta$ with $| | \delta | | _ { \infty } < \epsilon$ , at $\mathbf { x }$ . In this work we train networks with $\infty$ -norm constraints on their weights using a multi-class hinge loss: + +$$ +L ( \mathbf { y } , t ) = \sum _ { i \neq t } \operatorname* { m a x } ( 0 , \kappa - ( y _ { t } - y _ { i } ) ) +$$ + +where $\kappa$ controls the margin enforcement and depends on the Lipschitz constant and desired perturbation tolerance (e.g. $\kappa = 0 . 3 \times K )$ . + +# 5 RELATED WORK + +Several methods have been proposed to train Lipschitz neural networks (Cisse et al., 2017; Yoshida & Miyato, 2017; Miyato et al., 2018; Gouk et al., 2018). Cisse et al. (2017) regularize the weights of neural networks to obey an orthonormality constraint and utilize Lipschitz activation functions. In fact, the corresponding update to the weights due to this regularization term can be seen as one step of the Bjorck orthonormalization scheme (Equation 3). Another approach, spectral normalization ¨ (Miyato et al., 2018), employs an efficient implementation of power iteration to rescale each weight by its spectral norm. We compare these methods to Bjorck orthonormalization in Appendix B. ¨ Other researchers (Arjovsky et al., 2016; Wisdom et al., 2016; Sun et al., 2017) have explicitly parameterized square orthogonal weight matrices using, for example, Householder transformations (Householder, 1958). + +Other regularization techniques penalize the network Jacobian, thereby constraining the Lipschitz constant locally around the data (Gulrajani et al., 2017; Drucker & Le Cun, 1992; Sokolic et al., ´ 2017). While these methods have the advantage that it is typically easy to train neural networks under such penalties, they do not provably enforce a Lipschitz constraint. Gulrajani et al. (2017) apply the gradient penalty at randomly sampled points between two distributions, but as shown by Gemici et al. (2018), this is often sub-optimal in the context of Wasserstein Distance estimation. + +The Lipschitz constant of a neural network has been connected theoretically and empirically to its generalization performance (Bartlett, 1998; Bartlett et al., 2017; Neyshabur et al., 2017; 2018; Sokolic et al., 2017). Neyshabur et al. (2018) show that if the network Lipschitz constant is small ´ then a non-vacuous bound on the generalization error can be derived. Small Lipschitz constants have also been linked to adversarial robustness (Tsuzuku et al., 2018; Cisse et al., 2017). In fact, adversarial training can be viewed as approximate gradient regularization (Miyato et al., 2017; SimonGabriel et al., 2018) which makes the function Lipschitz locally around the training data. Lipschitz constants have been used to provide provable adversarial robustness guarantees. Tsuzuku et al. (2018) manually enforce a margin depending on an approximation of the upper bound on the Lipschitz constant which in turn guarantees adversarial robustness. In this work we also explore provable adversarial robustness through margin training but do so with a network whose Lipschitz constant is known and globally enforced. + +Classic neural network universality results use constructions which violate the norm-constraints needed for Lipschitz guarantees (Cybenko, 1989; Hornik, 1991). Huster et al. (2018) explored universal approximation properties of $\infty$ -norm-constrained networks and proved that ReLU activations cannot be used to approximate the absolute value function. In this work we also show that many activations, including ReLU, are deficient with 2-norm constraints. However, we prove that Lipschitz functions can be universally approximated if the correct activation function is used. + +# 6 UNIVERSAL APPROXIMATION OF LIPSCHITZ FUNCTIONS + +Universal approximation results for general continuous functions do not directly apply to Lipschitz networks as the constructions typically involve huge Lipschitz constants. Moreover, Huster et al. (2018) showed that it is impossible to approximate even the absolute value function with $\infty$ -normconstrained ReLU networks. In this section, we present theoretical guarantees on the approximation of Lipschitz functions with norm-constrained neural networks. To our knowledge, this is the first universal Lipschitz function approximation result for norm-constrained neural networks. + +We will first prove a variant of the Stone-Weierstrass Theorem which gives a simple criterion for universality. (A similar result is presented in Lemma 4.1 in Yaacov (2010).) We then construct a class of networks with the GroupSort activation which satisfy this criterion. We now proceed with the formal statements. + +Definition 2. We say that a set of functions, $L ,$ , is a lattice if for any $f , g \in L$ we have $m a x ( f , g ) \in L$ and $m i n ( f , g ) \in L$ (where max and min are defined pointwise). + +Lemma 1. (Restricted Stone-Weierstrass Theorem) Suppose that $( X , d _ { X } )$ is a compact metric space with at least two points and $L$ is a lattice in $C _ { L } ( X , \bar { \mathbb { R } } )$ with the property that for any two distinct elements $x , y \in X$ and any two real numbers a and $b$ such that $| a - b | \leq d _ { X } ( x , y )$ there exists $a$ function $f \in L$ such that $f ( x ) = a$ and $f ( y ) = b$ . Then $L$ is dense in $C _ { L } ( X , \mathbb { R } )$ . + +Remark. We could replace $| \cdot |$ with any metric on $\mathbb { R }$ . + +The full proof of Lemma 1 is presented in the appendix. Note that Lemma 1 says that $\mathcal { A }$ is a universal approximator for 1-Lipschitz functions if and only if $\mathcal { A }$ is a lattice that separates points. Using Lemma 1, we can derive the second of our key results. Norm-constrained networks with GroupSort activations are able to approximate any Lipschitz function in $L _ { p }$ distance. + +Theorem 3. (Universal Approximation with Lipschitz Networks) Let $\mathcal { L N } _ { p }$ denote the class of fullyconnected neural networks whose first weight matrix satisfies $| | \mathbf { W } _ { 1 } | | _ { p , \infty } ~ = ~ 1$ , all other weight matrices satisfy $| | \mathbf { W } | | _ { \infty } = 1$ , and MaxMin activations. Let $X$ be a closed and bounded subset of $\mathbb { R } ^ { n }$ endowed with the $L _ { p }$ metric. Then the closure of $\mathcal { L N } _ { p }$ is dense in $C _ { L } ( X , \mathbb { R } )$ . + +Proof. (Sketch) Observe first that $\mathcal { L N } _ { p } \subset C _ { L } ( X , \mathbb { R } )$ . By Lemma 1, it is sufficient to show that $\mathcal { L N } _ { p }$ is closed under max and min and has the point separation property. For the latter, note that given $x , y \in X$ and $a , b \in \mathbb { R }$ with $| a - b | \leq | | x - y | | _ { p }$ , we can fit a line with a single layer network, $f$ , satisfying the 1-Lipschitz constraint with $f ( x ) = { \\overset { \cdot } { a } }$ and $f ( x ) = b$ . + +Now consider $f$ and $g$ in $\mathcal { L N } _ { p }$ . For simplicity, here assume that they have the same number of layers. We can construct $h \in \bar { \mathcal { L N } } _ { \infty }$ by taking the weight matrix of the first layer to be the weight matrices of the first layer in $f$ and $g$ vertically concatenated. For the following layers, instead of vertically stacking, we build a block diagonal matrix from the weights of $f$ and $g$ . This network is in $\mathcal { L N } _ { p }$ and the final layer of the network outputs $[ f ( x ) , g ( x ) ]$ . We then apply the GroupSort activation to get $[ m a x ( f , g ) ( x ) , m i n ( f , g ) ( x ) ]$ and finally take the dot product with $[ 1 , 0 ]$ or $[ 0 , 1 ]$ to get the max or min respectively. □ + +We refer readers to Appendix D for the formal proof of Theorem 3 and a diagram of the constructed network in Figure 14. One special case of Theorem 3 is for 1-Lipschitz functions in $L _ { \infty }$ norm, where all matrices now satisfy the same constraint: $| | W | | _ { \infty } = 1$ . In this case, we may also extend the restricted Stone-Weierstrass theorem in $L _ { \infty }$ norm to vector-valued functions, and consequently prove universal approximation in this setting. Formally: + +![](images/96498cacf3ed90e779fdc8232db85446ce3893f262389aa9df2303607d6d72ff.jpg) +Figure 2: Approximating the absolute value function via Lipschitz networks. The objective values indicate the Wasserstein Distance estimated by each network. + +![](images/f44619721b96354f26a42222803fdfdd67e476ea5c16cb3d2ff661f5226e5c56.jpg) +Figure 3: Approximating three circular cones with slope 1 using Lipschitz networks. The objective values indicate the Wasserstein distance estimated by each networks. + +Observation. Consider the set of neural networks, $\mathcal { L } \mathcal { N } _ { \infty } ^ { m } = \{ f : \mathbb { R } ^ { n } \mathbb { R } ^ { m } , | | W | | _ { \infty } = 1 \} _ { }$ , with MaxMin activations. Then $\mathcal { L } \mathcal { N } _ { \infty } ^ { m }$ is dense in $I$ -Lipschitz functions with respect to the $L _ { \infty }$ metric. + +While these constructions rely on the matrix $\infty$ -norm of the weight matrices being constrained, we find in practice that constraining the matrix 2-norm makes the networks easier to train, and we have not yet found a Lipschitz function which 2-norm constrained networks have failed to approximate. However, it remains an open question whether 2-norm constrained GroupSort networks are also universal Lipschitz function approximators. + +# 7 EXPERIMENTS + +Our experiments had two main goals. First, we wanted to test whether the norm-constrained GroupSort architecture can represent Lipschitz functions other approaches can not. Second, we wanted to test if our networks can perform competitively with existing (heuristic) approaches on practical tasks while maintaining the provable global Lipschitz guarantee. We present additional results in Appendix F, including CIFAR-10 (Krizhevsky, 2009) classification and CelebA (Liu et al., 2015) WGAN training. Other experiment details are found in Appendix G. + +# 7.1 REPRESENTATIONAL CAPACITY + +In this section, we investigate the ability of 2-norm-constrained networks with different activation functions to represent Lipschitz functions. + +# 7.1.1 QUANTIFYING EXPRESSIVE POWER VIA. WASSERSTEIN DISTANCE ESTIMATION + +We propose a simple yet effective method to quantify how expressive different Lipschitz architectures are. We first carefully pick pairs of probability distributions whose Wasserstein Distance and (unique) optimal dual surfaces can be computed analytically. Then, we train neural networks to optimize the dual Wasserstein distance objective (Equation 2) using samples from these distributions and compare the estimated Wasserstein distance and learned dual surfaces to the optimal, analytically computed ones. Expressiveness is measured by how closely the neural network can estimate the correct Wasserstein distance. For 1D and 2D problems, the learned dual surfaces can also be visualized, making it possible to inspect failure modes of non-expressive architectures. + +In the following experiments, we trained networks to approximate the absolute value function, multiple two dimensional circular cones and single high dimensional circular cones. Appendix G.1 describes how pairs of probability distributions can be picked which have these optimal dual surfaces, and a Wasserstein distance of precisely 1. In all of the experiments in this section, we use Bjorck orthonormalization to enforce the 2-norm constraints on the weights. ¨ + +Approximating absolute value function: Figure 2 shows the dual surfaces approximated by Lipschitz-constrained networks with various activation functions. The optimal dual surface is the absolute value. It can be seen that non-GNP activation functions are incapable of approximating this rather trivial Lipschitz function. While we observed that increasing the network depth helps ReLU and MaxOut activations (Table 1), the representational bottleneck showcased in Figure 2 leads to more severe limitations as the problem dimensionality increases. + +![](images/fa4e6fd715565bdb4678f1bb98bcfb071dff37049f4234d453e800bd16eb83d7.jpg) + +Figure 4: Jacobian spectral norm distribution We compare the Jacobian spectral norm of ReLU and GroupSort networks. + +![](images/e3d0fcc163d1c96cb445406d69f5aeba8609971e4f00d66e446bbe82e24618b6.jpg) +Figure 5: ReLU activation statistics Ratio of activations which are positive more often than the threshold value on the training data. + +Approximating multiple 2D cones: Figure 3 shows the dual surfaces approximated by neural networks using various activations. The optimal dual surface is three consecutive circular cones with a gradient of 1 everywhere. Here we observed an even more serious pathology with non-GNP activations: by attempting to increase the slope, the non-GNP networks may distort the shape of the dual surface. When training WGAN critics, this problem cannot be fixed by increasing the Lipschitz constant, since optimal critics for different Lipschitz constants are equivalent up to scaling. + +Approximating high dimensional circular cones: We evaluated the performance of architectures built with different activation functions for higher dimensional inputs, on the task of approximating high dimensional circular cones which have a gradient of 1 everywhere. As shown in Table 1, this leads to significant drops in the Wasserstein dual objective for Lipschitz networks built with nonGNP activations, and increasing the depth of the networks only slightly improves the situation. We also observed that while the MaxMin activation performs significantly better, it also needs large depth in order to learn the optimal solution. Surprisingly, the FullSort network has no difficulty approximating high dimensional circular cones, even with only two hidden layers. + +# 7.1.2 RELEVANCE OF GRADIENT NORM PRESERVATION IN PRACTICAL SETTINGS + +Thus far, we have focused on examples where the gradient of the network should be 1 almost everywhere. But for many practical tasks we do not need to meet this strong condition. Then we should ask, are these pathologies relevant in other settings? + +How much of the Lipschitz capacity can we use? To understand the practical implications of Theorem 1, we trained two 2-norm-constrained MNIST classifiers scaled to be 10-Lipschitz functions. One with ReLU activations and the other MaxMin. Figure 4 displays the distribution of the largest Jacobian singular value for each network over the training data. Both networks satisfy the Lipschitz constraint but the GroupSort network does so much more tightly than the ReLU network. + +
Activ.Input Dim=128Input Dim=256Input Dim=512
Depth373737
ReLU0.510.600.500.53
0.600.460.49
Maxout0.660.710.830.660.520.56
MaxMin0.870.950.930.720.88
FullSort1.001.001.001.001.001.00
+ +Table 1: Effect of problem dimensionality on expressiveness: Testing how well different activation functions and depths can optimize the dual Wasserstein objective with different input dimensionality. The optimal dual surface obtains a dual objective of 1. + +Table 2: Estimating the Wasserstein Distance between the data and generator distributions using 1-Lipschitz feedforward neural networks, for MNIST and CIFAR-10 GANs. + +
ModelReLUMaxoutMaxminGroupSort(4)GroupSort(9)
MNIST1.652.322.572.732.69
CIFAR-103.004.024.384.544.59
+ +The ReLU network was not able to make use of the capacity afforded to it and the observed Lipschitz constant was actually closer to 8 than 10. In Appendix F.3 we show the full singular value distribution which suggests that 2-norm-constrained MaxMin networks can achieve dynamical isometry (Pennington et al., 2017) throughout training. + +We studied the activation statistics of ReLU networks trained to classify MNIST digits with and without 2-norm constraints in Figure 5. Given a threshold value, $\tau \in [ 0 , 1 ]$ , we computed the proportion of activations throughout the network which are positive at least as often as $\tau$ over the training data distribution. Without a Lipschitz constraint, the activation statistics were very sparse, with almost no units active when $\tau > 0 . 4$ , even when using dropout (Srivastava et al., 2014). When the Lipschitz constraint was enforced the activations were much less sparse with smaller Lipschitz constants amplifying the effect. In the worst case, about $10 \%$ of units were “undead”, or active all of the time, and hence did not contribute any nonlinear processing. It’s not clear what effect this has on the network’s representational capacity, but such a dramatic change in the network’s activation statistics suggests that it made significant compromises in order to maintain adequate gradient norm. + +# 7.2 WASSERSTEIN DISTANCE ESTIMATION + +We turn our attention to using norm-constrained GroupSort networks to estimate the Wasserstein distance between the generator distribution of a GAN and the empirical distribution of the data it was trained on. We note that optimal surfaces under the dual Wasserstein objective have a gradient norm of 1 almost everywhere (Corollary 1 in Gemici et al. (2018)). Hence, the gradient norm preservation properties discussed in Section 3 are critical. Appendix G.2 contains details on the experiments described in this section. + +# 7.2.1 LOWER BOUNDS ON MNIST AND CIFAR-10 GANS + +In this experiment, we first trained a GAN variant on MNIST and CIFAR-10 datasets and then froze the weights of the generator. Using samples from the generator and original data distribution, we trained independent 1-Lipschitz neural networks to compute the Wasserstein distance between the empirical data distribution and the generator distribution. As can be seen in Table 2, using normpreserving activation functions helps achieve a tighter lower bound on the Wasserstein distance for both MNIST and CIFAR-10 generators. + +Training WGANs We were also able to train WGANs using our proposed 1-Lipschitz activations and linear transformations. We borrowed the discriminator and generator architectures directly from Chen et al. (2016), but switched the ReLU activations with MaxMin and replaced the standard convolutional and fully connected layers with their Bjorck counterparts. We also dropped the ¨ batch normalization layers, as these would violate the Lipschitz constraint. Figure 6 shows MNIST and CIFAR-10 samples generated using our WGAN variant. We leave further investigation of the WGANs built with our techniques to a future study. + +# 7.3 ROBUSTNESS AND INTERPRETABILITY OF LIPSCHITZ NETWORKS + +We explored the robustness of Lipschitz neural networks trained on MNIST to adversarial perturbations measured with $L _ { \infty }$ distance. When training the networks we enforced an $L _ { \infty }$ constraint on the weights and used the multi-class hinge loss from Equation 5. We found this to be more effective than the manual margin training used by Tsuzuku et al. (2018). We trained all networks with a Lipschitz constant of $K = 1 0 0 0$ and chose the margin $\kappa = K a$ where $a$ was 0.1 or 0.3. Notably, this technique provides margin-based provable robustness guarantees as described in Section 4.3. We then attacked these models using the FGS and PGD methods (Szegedy et al., 2013; Madry et al., 2017) under the CW loss (Carlini & Wagner, 2016). The results are presented in Table 3 and Figure 8. The Lipschitz networks with MaxMin activations were able to achieve better clean accuracy and larger margins than their ReLU counterparts which led to considerably improved adversarial robustness. + +![](images/f2f5d996dbeb0fe63990db23f28574c61bb34e989a583421cca5cfb82275a552.jpg) +Figure 6: Samples from WGANs whose critic architectures were built using GNP atomic units. + +![](images/61da0e52fefbc3d8033a48a28702fedef080a443981ec51dd13b024802467cad.jpg) +Figure 7: Gradients of input images with respect to targeted cross-entropy loss. Left: standard network, Right: 2-norm-constrained network. + +![](images/57cc1902d302f1aa2db26e3c747a2455ac4f609ee4563dd5e68e148a3f676789.jpg) +Figure 8: Adversarial Robustness Accuracy on PGD adversarial examples for varying perturbation sizes $\epsilon$ . + +![](images/b44013a1c976a89f729d88ebf88d00eca7eea554b05c800ae73f751a512809af.jpg) +Figure 9: Theoretical Adversarial Robustness Theoretical accuracy lower bound for varying perturbation sizes $\epsilon$ . + +With the strictly enforced Lipschitz constant, we can compute theoretical lower bounds on the accuracy against adversaries with a maximum perturbation strength $\epsilon$ . In Figure 9, we show this lower bound for each of the models previously studied. This is computed by finding the proportion of data points which violate the margin by at least $K \epsilon$ . Note that at the computed threshold, the model has low confidence in the adversarial example. An even larger perturbation would be required to induce confident misclassification. + +Tsipras et al. (2018) reported that networks trained using adversarial training learn robust features which allow them to have interpretable gradients. We found that the same is true for Lipschitz networks, even without using adversarial training. The gradients with respect to the inputs are displayed for a standard network and a 2-norm-constrained network in Figure 7. The first row shows the original images with following rows showing the gradient with different class targets (0-9). Positive pixel values are red and blue is negative. + +
ModelCleanFGSPGD
Err.∈=0.1∈=0.3∈=0.1∈=0.3
StandardReLU StandardMaxMin1.61 1.4778.91 79.6098.54 99.8199.81 99.91100.0 100.0
Margin-0.1 ReLU5.4848.5499.5276.07100.0
Margin-0.1 MaxMin1.9222.8599.6140.2398.93
15.2098.28
Margin-0.3 ReLU46.4961.33100.0
Margin-0.3 MaxMin5.0214.1651.5715.1459.67
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Spectral norm regularization for improving the generalizability of deep learning. arXiv preprint arXiv:1705.10941, 2017. + +Sergey Zagoruyko and Nikos Komodakis. Wide residual networks. CoRR, abs/1605.07146, 2016. + +# Appendices + +# A GROUPSORT ACTIVATION + +FullSort and MaxMin FullSort can implement MaxMin by simply ”chunking” the biases in pairs. To be more precise, let $x _ { m a x } ~ = ~ \operatorname* { s u p } _ { \mathbf { x } \in \mathcal { X } } | | \mathbf { x } | | _ { \infty }$ where $\mathcal { X }$ represents the domain, and $\boldsymbol { b } = [ b _ { 1 } , b _ { 2 } , . . . , b _ { n } ] ^ { T }$ where $x _ { m a x } < b _ { 1 } = b _ { 2 } \ll b _ { 3 } = b _ { 4 } \ll \cdots \ll b _ { n - 1 } = b _ { n }$ $\ll$ denotes differing by at least $x _ { m a x }$ ). We can write: + +$$ +\begin{array} { r } { \mathbf { M a x M i n } ( \mathbf { x } ) = \mathbf { F u l l S o r t } ( \mathbf { I x } + b ) - b , } \end{array} +$$ + +where I denotes the identity matrix. Similarly, FullSort can be represented using a series of MaxMin layers that implement BubbleSort; note that this construction obeys any matrix $p$ -norm constraint since it can be implemented using only permutation matrices for the weights. + +MaxMin and absolute value MaxMin and absolute value can each represent eachother under 2-norm-constrained weights. The two operations are reduced to each other as follows: + +$$ +\begin{array} { r l } & { \left[ \begin{array} { c } { \mathbf { m a x } ( x ) } \\ { \mathbf { m i n } ( y ) } \end{array} \right] = \left[ \begin{array} { c c } { \frac { 1 } { \sqrt { 2 } } } & { \frac { 1 } { \sqrt { 2 } } } \\ { \frac { 1 } { \sqrt { 2 } } } & { \frac { - 1 } { \sqrt { 2 } } } \end{array} \right] \mathbf { a b s } ( \left[ \begin{array} { c c } { \frac { 1 } { \sqrt { 2 } } } & { \frac { 1 } { \sqrt { 2 } } } \\ { \frac { 1 } { \sqrt { 2 } } } & { \frac { - 1 } { \sqrt { 2 } } } \end{array} \right] \left[ \begin{array} { c } { x } \\ { y } \end{array} \right] + \left[ \begin{array} { c } { B } \\ { 0 } \end{array} \right] ) - \left[ \begin{array} { c } { \sqrt { 2 } B } \\ { 0 } \end{array} \right] } \\ & { \qquad \mathbf { a b s } ( x ) = \left[ \begin{array} { c c } { \frac { 1 } { \sqrt { 2 } } } & { - \frac { 1 } { \sqrt { 2 } } } \end{array} \right] \mathbf { M a x M i n } ( \left[ \begin{array} { c } { \frac { 1 } { \sqrt { 2 } } } \\ { \frac { - 1 } { \sqrt { 2 } } } \end{array} \right] x ) } \end{array} +$$ + +In Equation 6, the value of $B$ is chosen such that $2 { \bf x } + \sqrt { 2 } B > 0$ for all $\mathbf { x }$ in the domain. Note that all the matrices in these constructions satisfy the matrix 2-norm constraint. + +![](images/b8fa9c79abc27cf653b25476701781e156b1de41a5b2005ae3a93aa1bc9520e6.jpg) +Figure 10: A rigid linear transformation, followed by absolute value, followed by another rigid linear transformation, can implement folding along an arbitrary hyperplane. Here is an example where the network represents a function consisting of a pair of square pyramids by folding the space three times, until the function is representable as a linear function of the top layer activations. + +GroupSort and other activations Here we show that GroupSort can recover ReLU, maxout, and concatenated ReLU activation functions. We first show that MaxMin can recover ReLU and concatenated ReLU. Note that, + +$$ +\mathbf { M a x M i n } ( \left[ \begin{array} { c } { x } \\ { 0 } \end{array} \right] ) = \left[ \begin{array} { c } { R e L U ( x ) } \\ { - R e L U ( - x ) } \end{array} \right] +$$ + +Thus, by adding 0 elements to the pre-activations and then applying another linear transformation after MaxMin we can output either ReLU or concatenated ReLU. If instead of adding 0 to the preactivations we added $a x$ we could recover Leaky ReLU by using a linear transformation to select $\mathbf { \bar { m a x } } ( x , a x )$ . + +To recover maxout with groups of size $k$ , we perform GroupSort with groups of size $k$ and use the next linear transformation to select the first element of each group after sorting (corresponding to the max). + +# B IMPLEMENTING NORM CONSTRAINTS + +When implementing the norm constraints it is possible to project the weight matrices after each gradient descent step, or during the forward pass (if the projection is differentiable). For the Bjorck¨ algorithm we utilize the latter while Parseval networks use the Bjorck algorithm after each gradient ¨ descent step. In any case, once training has completed we can project the weights to enforce the norm constraint and use these as our fixed weights at test time - removing the computational overhead required during training. + +# B.1 COMPARING BJORCK AND ¨ PARSEVAL + +In Cisse et al. (2017), the authors motivate an update to the weight matrices by considering the gradient of a regularization term, $\begin{array} { r } { \frac { \beta } { 2 } | | W ^ { T } W - I | | _ { F } ^ { 2 } } \end{array}$ . By subtracting this gradient from the weight matrices they push them closer to the Stiefel manifold. The final update is given by, + +$$ +\boldsymbol { W } \boldsymbol { W } ( I + \beta ) - \beta \boldsymbol { W } \boldsymbol { W } ^ { T } \boldsymbol { W } +$$ + +Note that when $\beta = 0 . 5$ this update is exactly the first order $\gamma = 1 \AA$ ) update from Equation 3, with a single iteration. Compared to our approach, the key difference in Parseval networks is that the weight matrix update is applied after the primary gradient update. For our approach, we utilize the algorithm in Equation 3 during the network forward pass to optimize directly on the Stiefel manifold. This is more expensive but lets us ensure that the weight matrices are close to orthonormal throughout training. + +Choice of $\beta$ We can relate the first order Bjorck algorithm to the Parseval update by setting ¨ $\beta =$ 0.5. However, in practice Parseval networks are trained with very small choices of $\beta$ , for example $\beta = 0 . 0 0 0 3$ . As expected, when $\beta$ is small the algorithm still converges to an orthonormal matrix but much more slowly. Figure 11 shows the maximum and minimum singular values of matrices which have undergone 50 iterations of the first order Bjorck scheme for varying choices of ¨ $\beta < 0 . 5$ . When $\beta$ is much smaller than 0.5 the matrices may be far from orthonormal. We also show how the maximum and minimum singular values vary over the number of iterations when $\beta = 0 . 0 0 0 3$ (a common choice for Parseval networks) in Figure 12. This has practical implications for Parseval training, particularly when using early stopping, as the weight matrices may be far from orthonormal if the gradients are relatively large compared to the update produced by the Bjorck algorithm. We ¨ observed this effect empirically in our MNIST classification experiments but found that Parseval networks were still able to achieve a meaningful regularization effect. + +# B.2 COMPARING BJORCK AND ¨ SPECTRAL NORMALIZATION + +Spectral Normalization (Miyato et al., 2018) enforces the largest singular value of each weight matrix to be less than 1 by estimating the largest singular value and left/right singular vectors using power iteration, and normalizing the weight matrix using these during each forward pass. While this constraint does allow all singular values of the weight matrix to be 1, we have found that this rarely happens in practice. Hence, enforcing the 1-Lipschitz constraint via spectral normalization doesn’t guarantee gradient norm preservation. + +We demonstrate the practical consequences of the inability of spectral normalization to preserve gradient norm on the task of approximating high dimensional cones. In order to quantify approximation performance, we carefully pick two $n$ dimensional probability distributions such that 1) The Wasserstein Distance between them is exactly 1 and 2) the optimal dual surface consists of an $n - 1$ dimensional cones with a gradient of 1 everywhere, embedded in $n$ dimensions. We trained 1-Lipschitz constrained neural networks to optimize the dual Wasserstein objective in 2 and checked how well the architecture of choice is able to approximate the optimal dual surface, measured by the Wasserstein Distance they estimate. Please refer to Section 7.1.1 for more experiments in this flavor and Appendix G.1 for how these two probability distributions are picked. + +Figure 13 shows that neural networks trained with Bjorck orthonormalization not only are able to ¨ approximate high dimensional cones better than spectral normalization, but also converge much faster in terms of training iterations. The gap between these methods gets much more significant as the problem dimensionality increases. In this experiment, each network consisted of 3 hidden layers with 512 hidden units per layer, and was trained with the Adam optimizer (Kingma & Ba, 2014) with its default hyperparameters. Tuned learning rates of 0.01 for Bjorck and 0.0033 for spectral ¨ normalization were used. + +![](images/421d1784534fd3a361b7d02c634d2642dabf5a2a95b4283d994653b810fd5f43.jpg) +Figure 11: Convergence of the Bjorck algorithm ¨ for different choices of $\beta$ . The largest and smallest singular values are shown after 50 iterations of the algorithm. + +![](images/4fe74350fddd54e8c606be3e719314ed25e847a54202d1641b8694ac6ed716ab.jpg) +Singular values from orthonormalization for varying iterations and $\beta = 0 . 0 0 0 3$ +Figure 12: Convergence of the Bjorck algorithm¨ for increasing iterations with $\beta = 0 . 0 0 0 3$ . The largest and smallest singular values are shown after each iteration of the algorithm. + +![](images/e5fc4d4af498c5419dab0e0b54570760ea51fb358d62b252949585ca5d70ceab.jpg) +Figure 13: Comparing the performance of 1-Lipschitz neural nets using Bjorck orthonormalization ¨ and spectral normalization to enforce the 2-norm constraint on the high dimensional cone fitting task (Section 7.1.1). Note that networks using Bjorck orthonormalization both converge faster and ¨ achieve higher final approximation accuracies, as measured by the estimated Wasserstein Distance. + +# B.3 SUFFICIENT CONDITION FOR CONVERGENCE OF BJORCK ¨ ORTHONORMALIZATION + +The Bjorck orthonormalization can be shown to always converge as long as the condition ¨ $| | \mathbf { W } ^ { T } \mathbf { W } - \mathbf { \mu }$ $\mathbf { I } | | _ { 2 } < 1$ is satisfied (Hasenclever et al.). When viewed in conjunction with the fact that the output of this procedure is scale-invariant $( \mathbf { B J O R C K } ( \alpha \mathbf { W } ) = \alpha \mathbf { B J } \bar { \mathbf { O } } \mathbf { R C K } ( \mathbf { W } ) )$ ) (Bjorck & Bowie, 1971), ¨ the aforementioned sufficient condition can be implemented by simply scaling the weight matrix so that all of its singular values are smaller than or equal to 1 before orthonormalization. + +A scaling factor can be computed efficiently by considering the following matrix norm inequalities: + +$$ +\begin{array} { r l } & { \sigma _ { m a x } \leq \sqrt { m * n } \| \mathbf { W } \| _ { m a x } } \\ & { \sigma _ { m a x } \leq \sqrt { n } \| \mathbf { W } \| _ { 1 } } \\ & { \sigma _ { m a x } \leq \sqrt { m } \| \mathbf { W } \| _ { \infty } } \end{array} +$$ + +Above, $\sigma _ { m a x }$ corresponds to the largest singular value of the matrix and $m$ and $n$ stand for the number of rows and columns respectively. Note that computing the quantities on the right hand side of the inequalities involves at most summing over the rows or columns of the weight matrix, which is a cheap operation. + +# C NON-EXPRESSIVE NORM-CONSTRAINED NETWORKS ARE LINEAR + +Theorem 1. Consider a neural network, $f : \mathbb { R } ^ { n } \mathbb { R } ,$ , built with matrix 2-norm constrained weights $( | | \mathbf { W } | | _ { 2 } \leq 1 )$ and $^ { l }$ -Lipschitz, element-wise, monotonically increasing activation functions. $I f | | \nabla f ( \mathbf { x } ) | | _ { 2 } = 1$ almost everywhere, then $f$ is linear. + +Proof. We can express the input-output Jacobian of a neural network as: + +$$ +\frac { \partial f } { \partial \mathbf { x } } = \frac { \partial f } { \partial h _ { L - 1 } } \frac { \partial h _ { L - 1 } } { \partial z _ { L - 1 } } \frac { \partial z _ { L - 1 } } { \partial \mathbf { x } } = \mathbf { W } _ { L } \frac { \partial \phi ( z _ { L - 1 } ) } { \partial z _ { L - 1 } } \frac { \partial z _ { L - 1 } } { \partial \mathbf { x } } +$$ + +Note that $\mathbf { W } _ { L } \in \mathbb { R } ^ { 1 \times n _ { L - 1 } }$ . Moreover, using the sub-multiplicativity of matrix norms, we can write: + +$$ +1 = \| \frac { \partial f } { \partial \mathbf { x } } \| _ { 2 } \leq | | \mathbf { W } _ { L } \frac { \partial \phi ( z _ { L - 1 } ) } { \partial z _ { L - 1 } } | | _ { 2 } \| \frac { \partial z _ { L - 1 } } { \partial \mathbf { x } } \| _ { 2 } \leq | | \mathbf { W } _ { L } | | _ { 2 } | | \frac { \partial \phi ( z _ { L - 1 } ) } { \partial z _ { L - 1 } } | | _ { 2 } | \frac { \partial z _ { L - 1 } } { \partial \mathbf { x } } | | _ { 2 } \leq 1 +$$ + +for $x$ almost everywhere. The quantity is also upper bounded by 1 due to the 1-Lipschitz property. Therefore, all of the Jacobian norms in the above equation must be equal to 1. Notably, + +$$ +\bigg \vert \bigg \vert \mathbf { W } _ { L } \frac { \partial \phi ( z _ { L - 1 } ) } { \partial z _ { L - 1 } } \bigg \vert \bigg \vert _ { 2 } = 1 \quad \mathrm { a n d } \quad \vert \vert \mathbf { W } _ { L } \vert \vert _ { 2 } = 1 +$$ + +We then consider the following operation: + +$$ +| | \mathbf { W } _ { L } | | _ { 2 } ^ { 2 } - \left| \left| \mathbf { W } _ { L } \frac { \partial \phi ( z _ { L - 1 } ) } { \partial z _ { L - 1 } } \right| \right| _ { 2 } ^ { 2 } = \sum _ { i = 1 } ^ { n } ( 1 - \Big ( \frac { \partial \phi ( z _ { L - 1 } ) } { \partial z _ { L - 1 } } \Big ) _ { i i } ^ { 2 } ) ( W _ { L , i } ) ^ { 2 } = 0 +$$ + +We have $\begin{array} { r } { 0 \le \frac { \partial \phi } { \partial z _ { L } } \le 1 } \end{array}$ as $\phi$ is 1-Lipschitz and monotonically increasing. Therefore, we must have either $\begin{array} { r } { \frac { \partial \phi } { \partial z _ { L } } _ { i i } = 1 } \end{array}$ almost everywhere, or $\mathbf { W } _ { L , i } = 0$ . Thus we can write, + +$$ +\begin{array} { l } { { z _ { L } = \displaystyle \sum _ { i = 1 } ^ { m } W _ { L , i } \phi ( z _ { L - 1 } ) _ { i } + b _ { L } = \sum _ { i : W _ { L , i } \neq 0 } W _ { L , i } \phi ( z _ { L - 1 } ) _ { i } + b _ { L } } } \\ { { = \displaystyle \sum _ { i : W _ { L , i } \neq 0 } W _ { L , i } z _ { L - 1 , i } + b _ { L } } } \end{array} +$$ + +Then $z _ { L }$ can be written as a linear function of $z _ { L - 1 }$ almost everywhere and by Lipschitz continuity we must in fact have that $z _ { L }$ is a linear function of $z _ { L - 1 }$ . In particular, we can write $z _ { L } = \mathbf { W } _ { L } \mathbf { W } _ { L - 1 } h _ { L - 2 } + ( \mathbf { W } _ { L } b _ { L - 1 } + b _ { L } )$ , thus collapsing the last two layers into a single linear layer, with weight matrix $\mathbf { W } _ { L } \mathbf { W } _ { L - 1 } \in \mathbb { R } ^ { 1 \times n _ { L - 2 } }$ and scalar bias $\mathbf { W } _ { L } \mathbf { b } _ { L - 1 } + b _ { L }$ . + +From here we can apply the exact same argument as above to $\phi ( \mathbf { z } _ { L - 2 } )$ , reducing the next layer to be linear. By repeating this all the way to the first linear layer we collapse the network into a single linear function. □ + +Theorem 2. Consider a neural network, $f : \mathbb { R } ^ { n } \mathbb { R } ,$ built with matrix 2-norm constrained weights and with $| | \nabla f ( \mathbf { x } ) | | _ { 2 } = 1$ almost everywhere. Then, without changing the computed function, each weight matrix $\mathbf { W } \in R ^ { m \times k }$ can be replaced with a matrix $\widetilde { \mathbf { W } }$ whose singular values all equal 1. + +Proof. Take a weight matrix $\mathbf { W } _ { i }$ , for $i < L$ . By the argument presented in the proof of Theorem 1, this weight matrix must preserve the norm of gradients during backpropagation. That is, + +$$ +\mathbf { \tau } _ { 1 } = \left\| \frac { \partial f } { \partial z _ { i } } \mathbf { W } _ { i } \right\| _ { 2 } +$$ + +Using the singular value decomposition, we write $\mathbf { W } _ { i } = \mathbf { U } \pmb { \Sigma } \mathbf { V } ^ { T }$ . We then define $\widetilde { \mathbf { W } } _ { i } = \mathbf { U } \widetilde { \pmb { \Sigma } } \mathbf { V } ^ { T }$ where $\tilde { \Sigma }$ has ones along the diagonal. Furthermore, define $\mathbf { W } _ { i } ^ { ( t ) } = t \mathbf { W } _ { i } + ( 1 - t ) \widetilde { \mathbf { W } } _ { i }$ . Now replace $\mathbf { W } _ { i }$ with $\mathbf { W } _ { i } ^ { ( t ) }$ in the network. Then we have, + +$$ +\frac { \partial f } { \partial t } = \frac { \partial f } { \partial z _ { i } } \frac { \partial z _ { i } } { \partial t } = \frac { \partial f } { \partial z _ { i } } ( \mathbf { W } _ { i } - \widetilde { \mathbf { W } } _ { i } ) h _ { i - 1 } = \frac { \partial f } { \partial z _ { i } } \mathbf { U } \big ( \Sigma _ { i } - \widetilde { \Sigma } _ { i } \big ) \mathbf { V } ^ { T } h _ { i - 1 } +$$ + +As the norm of $\frac { \partial f } { \partial { \pmb z } _ { i } }$ is preserved by $\mathbf { W } _ { i }$ we must have that $\begin{array} { r } { \pmb { u } = ( \frac { \partial f } { \partial \pmb { z } _ { i } } \mathbf { U } ) ^ { T } } \end{array}$ has non-zero entries only where the diagonal of $\pmb { \Sigma }$ is 1. That is, $u _ { j } = 0 \Longleftrightarrow \Sigma _ { j j } < 1$ . In particular, we have $\pmb { u } ^ { T } \pmb { \Sigma } _ { i } = \pmb { u } ^ { T } \widetilde { \pmb { \Sigma } } _ { i }$ meaning ∂f∂t $\begin{array} { r } { \frac { \partial f } { \partial t } = 0 } \end{array}$ . Thus, the output of the network is the same for all $t$ , in particular for $t = 0$ and $t = 1$ . Thus, we can replace $\mathbf { W } _ { i }$ with $\widetilde { \mathbf { W } } _ { i }$ and the network output remains unchanged. + +We can repeat this argument for all $i < L$ (for $i = 1$ we adopt the notation $\boldsymbol { h } _ { 0 } = \boldsymbol { x }$ , the input to the network). For $i = L$ the result follows directly. □ + +# D UNIVERSAL APPROXIMATION OF 1-LIPSCHITZ FUNCTIONS + +Here we present formal proofs related to finding neural network architectures which are able to approximate any 1-Lipschitz function. We begin with a proof of Lemma 1. + +Lemma 1. (Restricted Stone-Weierstrass Theorem) Suppose that $( X , d _ { X } )$ is a compact metric space with at least two points and $L$ is a lattice in $C _ { L } ( X , \mathbb { R } )$ with the property that for any two distinct elements $x , y \in X$ and any two real numbers a and $b$ such that ${ \bar { | } } a { \bar { - } } b { \bar { | } } \leq d _ { X } { \bar { ( x , y ) } }$ there exists $a$ function $f \in L$ such that $f ( x ) = a$ and $f ( y ) = b$ . Then $L$ is dense in $C _ { L } ( X , \mathbb { R } )$ . + +Proof. This proof follows a standard approach with small modifications. We aim to show that for any $\dot { \boldsymbol { g } } \in C _ { L } ( \mathbf { \bar { X } } , \mathbb { R } )$ and $\epsilon > 0$ we can find $f \in L$ such that $| | g - f | | _ { \infty } < \epsilon$ (i.e. the largest difference is $\epsilon$ ). + +Fix $x \in X$ . Then for each $y \in X$ , we have an $f _ { y } \in L$ with $f _ { y } ( x ) = g ( x )$ and $f _ { y } ( y ) = g ( y )$ . This follows from the separation property of $L$ and, using the fact that $g$ is 1-Lipschitz, $| g ( x ) - g ( y ) | \leq$ $d _ { X } ( x , y )$ . + +Define $V _ { y } = \{ z \in X : f _ { y } ( z ) < g ( z ) + \epsilon \}$ . Then $V _ { y }$ is open and we have $x , y \in V _ { y }$ . Therefore, the collection of sets $\{ V _ { y } \} _ { y \in X }$ is an open cover of $X$ . By the compactness of $X$ , there exists some finite subcover of $X$ , say, $\{ V _ { y _ { 1 } } , \ldots , V _ { y _ { n } } \}$ , with corresponding functions $f _ { y _ { 1 } } , \ldots , f _ { y _ { n } }$ . + +Let $F _ { x } = m i n ( f _ { y _ { 1 } } , . . . , f _ { y _ { n } } )$ . Since $L$ is a lattice we must have $F _ { x } \in L$ . And moreover, we have that $F _ { x } ( x ) = g ( x )$ and $F _ { x } ( z ) < g ( z ) + \epsilon$ , for all $z \in X$ . + +Now, define $U _ { x } = \{ z \in X : F _ { x } ( z ) > g ( z ) - \epsilon \}$ . Then $U _ { x }$ is an open set containing $x$ . Therefore, the collection $\{ U _ { x } \} _ { x \in X }$ is an open cover of $X$ and admits a finite subcover, $\{ U _ { x _ { 1 } } , \dotsc , U _ { x _ { m } } \}$ , with x x X corresponding functions $F _ { x _ { 1 } } , \ldots , F _ { x _ { m } }$ . + +Let $G = m a x ( F _ { x _ { 1 } } , \dots , F _ { x _ { m } } ) \in L$ . We have $G ( z ) > g ( z ) - \epsilon$ , for all $z \in X$ . + +Combining both inequalities, we have that $g ( z ) - \epsilon < G ( z ) < g ( z ) + \epsilon ,$ , for all $z \in X$ . Or more succinctly, $| | g - G | | _ { \infty } < \epsilon$ . The result is proved by taking $f = G$ . □ + +![](images/9cefea6351f8c53633b6d58bb66166c7d9e2ab69d0be820a3a3fd7effeddda89.jpg) +Figure 14: Lattice construction for $L _ { p }$ universal approximation. + +We now proceed to prove Theorem 3. + +Theorem 3. (Universal Approximation with Lipschitz Networks) Let $\mathcal { L N } _ { p }$ denote the class of fullyconnected neural networks whose first weight matrix satisfies $| | \mathbf { W } _ { 1 } | | _ { p , \infty } ~ = ~ 1$ , all other weight matrices satisfy $| | \mathbf { W } | | _ { \infty } = 1$ , and MaxMin activations. Let $X$ be a closed and bounded subset of $\mathbb { R } ^ { n }$ endowed with the $L _ { p }$ metric. Then the closure of $\mathcal { L N } _ { p }$ is dense in $C _ { L } ( X , \mathbb { R } )$ . + +Proof. The first property we require is separation of points. This follows trivially as given four points satisfying the required conditions we can find a linear map with the required $L _ { p , \infty }$ matrix norm that fits them. It remains then to prove that we can construct a lattice under this constraint. We begin by considering two 1-Lipschitz neural networks, $f$ and $g$ . We wish to design an architecture which is guaranteed to be 1-Lipschitz and can represent both $\operatorname* { m a x } ( f , g )$ and $\operatorname* { m i n } ( \bar { f } , g )$ . + +The key insight we will use is the idea that we can split the network into two parallel channels which each computes one of $f$ and $g$ . At the end of the network, we can then select one of these channels depending on whether we want the max or the min. + +Each of the networks $f$ and $g$ is determined by a set of weights and biases, we will denote these $[ \mathbf { W } _ { 1 } ^ { f } , \mathbf { b } _ { 1 } ^ { f } , \dots , \mathbf { W } _ { n } ^ { f } , b _ { n } ^ { f } ]$ and $[ \mathbf { W } _ { 1 } ^ { g } , \mathbf { b } _ { 1 } ^ { g } , \ldots , \mathbf { W } _ { n } ^ { g } , \mathbf { b } _ { n } ^ { g } ]$ for $f$ and $g$ respectively. For now, assume that these networks are of equal depth (we can lift this assumption later) however we make no assumptions on the width. We will now construct $h = m a x ( \bar { f } , g )$ in the form of a 1-Lipschitz neural network. To achieve this, we will design a network $h$ which first concatenates the first layers of networks $f$ and $g$ and then computes $f$ and $g$ separately before combining them at the end. + +We take the first weight matrix of $h$ to be $\mathbf { W } _ { 1 } ^ { h } = [ \mathbf { W } _ { 1 } ^ { f } \mathbf { \Sigma } \mathbf { W } _ { 1 } ^ { g } ] ^ { T }$ , that is the weight matrices of $f$ and $g$ stacked vertically. This matrix necessarily satisfies $| | \mathbf { W } _ { 1 } ^ { h } | | _ { p , \infty } = 1$ . Similarly, the bias will be those from the first layers of $f$ and $g$ stacked vertically. Then the first layer’s pre-activations will be exactly the pre-activations of $f$ and $g$ stacked vertically. + +For the following layers, we construct the biases in the same manner (vertical stacking). We construct the weights by constructing new block-diagonal weight matrices. That is, given $\mathbf { W } _ { i } ^ { f }$ and $\mathbf { W } _ { i } ^ { g }$ we take + +$$ +W _ { i } ^ { h } = \left[ \begin{array} { l } { W _ { i } ^ { f } \quad 0 } \\ { 0 \quad W _ { i } ^ { g } } \end{array} \right] +$$ + +This matrix also has $\infty$ -norm equal to 1. We repeat this for each of the layers in $f$ and $g$ and end up with a final layer which has two units, $f$ and $g$ . We can then take MaxMin of this final layer and take the inner product with $[ 1 , 0 ]$ to recover the max or [0, 1] for the min. + +Finally, we must address the case where the depth of $f$ and $g$ are different. In this case we notice that we are able to represent the identity function with MaxMin activations. To do so observe that after the pre-activations have been sorted we can multiply by the identity and the sorting activation afterwards will have no additional effect. Therefore, for the channel that has the smallest depth we can add in these additional identity layers to match the depths and resort to the above case. + +We have shown that the set of neural networks is a lattice which separates points, and thus by Lemma 1 it must be dense in $C _ { L } ( X , \mathbb { R } )$ . □ + +Note that we could have also used the maxout activation Goodfellow et al. (2013) to complete this proof. This makes sense, as the maxout activation is also norm-preserving in $L _ { \infty }$ . However, this does not hold when using a 2-norm constraint on the weights. We now present several consequences of the theoretical results given above. + +This result can be extended easily to vector-valued Lipschitz functions with respect to $L _ { \infty }$ distance by noticing that the space of such 1-Lipschitz functions is a lattice. We may apply the StoneWeierstrass proof to each of the coordinate functions independently and use the same construction as in Theorem 3 modifying only the last layer which will now reorder the outputs of each function to do a pairwise comparison and then select the relevant components to produce the max or the min. + +Observation. Consider the set of neural networks, $\mathcal { L } \mathcal { N } _ { \infty } ^ { m } = \{ f : \mathbb { R } ^ { n } \to \mathbb { R } ^ { m } , | | W | | _ { \infty } = 1 \}$ , with MaxMin activations. Then $\mathcal { L } \mathcal { N } _ { \infty } ^ { m }$ is dense in $I$ -Lipschitz functions with respect to the $L _ { \infty }$ metric. + +Proof. Note that given two functions, $g , f : \mathbb { R } ^ { n } \mathbb { R } ^ { m }$ which are 1-Lipschitz with respect to the $L _ { \infty }$ metric, their element-wise max (or min) is also 1-Lipschitz with respect to the $L _ { \infty }$ metric. Consider the element-wise components of such an $f$ , written $f = ( f _ { 1 } , \ldots , { \overline { { f } } } _ { m } )$ . We can apply the StoneWeierstrass theorem (Lemma 1) to each of the components independently, such that if the same conditions apply (trivially extended to $\mathbb { R } ^ { m }$ ) the Lattice is dense. Thus, as in the proof of Theorem 3, it suffices to find a network $h \in \mathcal { L N } _ { \infty } ^ { m }$ which can represent the max or min of any other networks, $f , g \in \mathcal { L } \mathcal { N } _ { \infty } ^ { m }$ . + +In fact, we can use almost exactly the same construction as in the proof of Theorem 3. We follow the same initial steps by concatenating weight matrices and constructing block-diagonal matrices from the two networks. After doing this for all layers in the networks $f$ and $g$ , we will output $[ f _ { 1 } , \dots , f _ { m } , g _ { 1 } , \dots g _ { m } ]$ . We can then permute these entries using a single linear layer to produce $[ f _ { 1 } , g _ { 1 } , f _ { 2 } , g _ { 2 } , . . . , f _ { m } , g _ { m } ]$ finally we take MaxMin and use the final weight matrix to select either $\operatorname* { m a x } ( f , g )$ or $\operatorname* { m i n } ( f , g )$ . □ + +# E SPECTRAL JACOBIAN REGULARIZATION + +Most existing work begins with the goal of constraining the spectral norm of the Jacobian and proceeds to achieve this by placing constraints on the weights of the network (Yoshida & Miyato, 2017). While not the main focus of our work, we propose a simple new technique which allows us to directly regularize the spectral norm of the Jacobian, $\sigma ( J )$ . This method differs from the ones described previously as the Lipschitz constant of the entire network is regularized using a single term, instead of at the layer level. + +The intuition for this algorithm follows that of Yoshida & Miyato (2017), who apply power iteration to estimate the singular values of the weight matrices online. The authors also discuss computing the spectral radius of the Jacobian directly, and related quantities such as the Frobenius norm, but dismiss this as being too computationally expensive. + +Power iteration can be used to compute the leading singular value of a matrix $J$ with the following repeated steps, + +$$ +\mathbf { v } _ { k } = J ^ { T } \mathbf { u } _ { k - 1 } / | | J ^ { T } \mathbf { u } _ { k - 1 } | | _ { 2 } , \mathbf { u } _ { k } = J \mathbf { v } _ { k } / | | J \mathbf { v } _ { k } | | _ { 2 } +$$ + +Then we have $\sigma ( J ) \approx \mathbf { u } ^ { T } J \mathbf { v }$ . There are two challenges that must be overcome to implement this in practice. First, the algorithm requires higher order derivatives which leads to increased computational overhead. However, the tradeoff is often reasonable in practice, see e.g. Drucker & Le Cun (1992). Second, the algorithm requires both Vector-Jacobian products and Jacobian-Vector products. The former can be computed with reverse-mode automatic differentiation but the latter requires the less common forward-mode. Fortunately, one can recover forward-mode from reverse mode by constructing Vector-Jacobian products and utilizing the transpose operator (Townsend, 2017). In this setting, we can actually re-use the intermediate reverse-mode backpropagation within the algorithm which further reduces the computational overhead. The algorithm itself is presented as Algorithm 1. + +We present this algorithm primarily to be used for regularization but this could also be used to approximately control the Lipschitz constraint by rescaling the output of the entire network by the estimate of the Jacobian spectral norm in a similar fashion to weight spectral normalization Miyato et al. (2018). + +
Algorithm1: Spectral Jacobian Regularization
Initialize u randomly, choose hyperparameter 入> 0
for data batch (X,Y) do
Compute logits fe(X)
Compute loss L(fe(X),Y)
8f Compute g = 1 using reverse mode 43 Dx
Set v = g/llgll2
0g of Compute h = (vT T V,using reverse mode
du x Update u = h/||lh|l2
a
Compute parameter update from (L + λuTh) 丽
+ +
ReLUMaxMinGroupSort-4FullSortMaxout
Standard1.611.471.623.531.40
Dropout1.271.371.293.621.27
Bjorck1.541.251.432.061.43
Spectral NormSpectral JacSpectral Norm1.541.261.322.94
1.051.091.241.931.02
ParsevalL81.431.401.443.361.35
2.252.282.224.881.98
+ +Table 4: MNIST classification Test error shown for different architectures and activation functions. + +# F ADDITIONAL EXPERIMENTS + +In this section we present additional experimental results which the main paper did not have space to support. + +# F.1 CLASSIFICATION + +We compared a wide range of Lipschitz architectures and training schemes on some simple benchmark classification tasks. We demonstrate that we are able to learn Lipschitz neural networks which are expressive enough to perform classification without sacrificing performance. + +MNIST Classification We explored classification with a 3-layer fully connected network with 1024 hidden units in each layer. Each model was trained with the Adam optimizer (Kingma & Ba, 2014). The full results are presented in Table. 4. + +For all models the GroupSort activation is able to perform classification well - especially when the Lipschitz constraint is enforced. Surprisingly, we found that we could even apply the GroupSort activation to sort the entire hidden layer and still achieve reasonable classification performance, even when using dropout. When aiming to train good classifiers we found that spectral Jacobian regularization was most effective (Appendix E). + +While the Parseval networks are capable of learning a strict Lipschitz constraint this does not always hold in practice. A small beta value leads to slow convergence towards orthonormal weights. When early stopping is used, which is typically important to achieve good validation accuracy, it is difficult to ensure that the resulting network is indeed 1-Lipschitz. + +Classification with little data While enforcing the Lipschitz constraint aggressively could hurt overall predictive performance, it decreases the generalization gap substantially. Motivated by the observations of Bruna & Mallat (2013) we investigated the performance of Lipschitz networks on small amounts of training data, where learning robust features to avoid overfitting is critical. + +For these experiments we kept the same network architecture as before. We trained standard unregularized networks, networks with dropout, networks regularized with weight decay, and 1-Lipschitz neural networks enforced with the Bjorck algorithm. In these experiments we are using a LeNet-5 ¨ architecture, with convolutions and max-pooling — the latter prevents norm preservation and thus may reduce the effectiveness of MaxMin substantially. We found that Dropout was the most effective regularizer in this case but confirmed that networks with Lipschitz constraints were able to significantly improve performance over unregularized networks. Full results are in Table 5. + +Table 5: MNIST Classification with limited training data Test error for varying architectures and activations per training data size. + +
Data SizeStandardDropoutWeight DecayBjorck
ReLUMaxMinReLUMaxMinReLUMaxMinReLUMaxMin
30012.4012.147.3010.6411.0610.818.127.81
5008.579.135.546.157.337.505.966.98
10005.956.233.704.585.146.054.454.54
50002.542.511.842.152.312.552.232.31
100001.771.761.261.701.581.571.661.64
+ +Table 6: CIFAR-10 Classification Test accuracy for Wide ResNets (Depth 28, Width 4) with varying activations and training schemes. + +
StandardParsevalSpec Jac Regularization
ReLUMaxMinReLUMaxMinReLUMaxMin
CIFAR-1095.2994.5795.4594.8395.4494.62
+ +Classification on CIFAR-10 We briefly explored classification on CIFAR-10 using Wide ResNets (Depth 28, Width 4) (Zagoruyko & Komodakis, 2016; He et al., 2016). We performed these experiments primarily to explore the effectiveness of the MaxMin activation in a more challenging setting. We stuck with the optimal optimization hyperparameters for ReLU with SGD and performed a small search over regularization parameters for Parseval and Spec Jac regularization. We present results in Table 6. We found that MaxMin performed comparably to ReLU in this setting and hope to explore this further in future work. + +# F.2 TRAINING WGAN-GP + +We found that the MaxMin activation could also be used as a drop-in replacement for ReLU activations in WGAN architectures that utilize a gradient-norm penalty in the training objective. We took an existing implementation of WGAN-GP which used a fully convolutional critic network with 5 layers and LeakyReLU activations. The generator used a linear layer followed by 4 deconvolutional layers. We trained this model with the tuned hyperparameters for the LeakyReLU activation and then used the same settings to train a model with MaxMin acivations. We defer a more thorough study of this setting to future work but present here the output of the trained generators after 50 epochs of training on the CelebA dataset (Liu et al., 2015) in Figure 15. + +# F.3 DYNAMICAL ISOMETRY + +Gradient norm preservation also enables our methods to represent functions whose input-output Jacobian has singular values that all concentrate near unity (Pennington et al., 2017), a property known as dynamical isometry. This property has been shown to speed up training by orders of magnitude when enforced during weight initialization (Pennington et al., 2017; Sokol & Park, 2018), and explored in the contexts of training RNNs (Chen et al., 2018) and very deep convolutional neural networks (Xiao et al., 2018). Enforcing gradient norm preservation on each layer also effectively solves the vanishing gradient problem, as the L2 norm of the back-propagated gradients are maintained at unity throughout the neural network. Using our methods, (Bjorck Orthonormalization (Bj ¨ orck & ¨ Bowie, 1971) and GroupSort), one can maintain dynamical isometry throughout training, reaping the aforementioned benefits. Interestingly, ReLU networks are not capable of achieving dynamical isometry (Pennington et al., 2017). + +In Figure 16 we plot the distribution of all singular values of ReLU and GroupSort 2-normconstrained networks trained as MNIST classifiers. While the ReLU singular values are spread in the range 4-8 the GroupSort network concentrates the singular values in range 9-10. Dynamical isometry (Pennington et al., 2017) requires all Jacobian singular values to be concentrated around 1. Typically this property is defined with respect to the initialization of the weights but using 2-norm constraints and GroupSort activations we are able to approximately achieve dynamical isometry throughout training. We leave further investigations into exploiting these benefits on practical problems to a future study. + +![](images/e0a6510cd1ce48b01a40efc0ef22f488a38596e5558eab1aefa7b181668e74ad.jpg) +Figure 15: Generated images from WGAN-GP models trained on the CelebA dataset. + +![](images/c887745a8627a6bb1cc6d98d1bcf615b5de87fddd1229f4bae891c5e3af0be60.jpg) +Figure 16: Jacobian singular values distribution We compare the Jacobian singular values of ReLU and GroupSort networks. + +# G EXPERIMENT DETAILS + +Here we present additional details of the experiments conducted in the main paper. + +G.1 SIMPLE PROBABILITY DISTRIBUTIONS AND THEIR CORRESPONDING DUAL SURFACES + +Absolute value: We pick $p _ { 1 } ( \mathbf { x } ) = \delta _ { 0 } ( x )$ and $p _ { 2 } ( { \bf x } ) = \frac { 1 } { 2 } \delta _ { - 1 } ( x ) + \frac { 1 } { 2 } \delta _ { 1 } ( x )$ , where $\delta _ { \alpha } ( x )$ stands for the Dirac delta function located at $\alpha$ . It can be shown that the optimal dual surface learned while computing the Wasserstein distance between $p _ { 1 }$ and $p _ { 2 }$ is the absolute value function. This also makes intuitive sense, as the function that assigns ”as low values as possible” at $x = 0$ and assigns ”as low values as possible” at $x = - 1$ and $x = 1$ while making sure that the absolute value of the slope of the function never exceeds 1, must be the absolute value function. + +The Wasserstein distance obtained using absolute value as the dual function is 1. This becomes clearer when viewed from the primal problem, as the transport plan that will minimize the primal objective will simply be to map the center Dirac delta equally to the ones near it. This requires all the unit masses to be moved by a distance of 1. + +The networks we trained had 3 hidden layers each with 128 hidden units. + +Multiple 2D Circular Cones: We describe the probability distributions $p _ { 1 }$ and $p _ { 2 }$ implicitly by describing how we sample from them. $p _ { 1 }$ is sampled from by selecting one of the three points $( ( - 2 , 0 )$ , $\mathsf { \bar { \Psi } } ( 0 , 0 )$ and $( 2 , \bar { 0 } ) )$ ) uniformly. $p _ { 1 }$ is sampled from by first uniformly selecting one of the three points aforementioned, then uniformly selecting a point on the circle surrounding it, with radius 1. Hence Wasserstein dual problem aims to find a Lipschitz function which assigns ”as high as possible” values to the three points, and ”as low as possible” values to the circles with radius 1 surrounding the three points. Hence, the optimal dual function must consist of three cones centered around $( - 2 , 0 )$ , $( 0 , 0 )$ and $( 2 , 0 )$ . The behavior of the function outside this support doesn’t have an impact on the solution. + +The Wasserstein distance between $p _ { 1 }$ and $p _ { 2 }$ is equal to 1. From the perspective of the primal formulation, the optimal transport plan must simply consist of mapping the probability mass to the nearby circles surrounding them uniformly. This leads to an expected transport (Wasserstein distance) cost of 1.0. + +The networks we trained had 3 hidden layers each with 312 hidden units. + +$\textbf { \em n }$ Dimensional Circular Cones: This is a simple extension of the absolute value case described above. + +Here, we check how the performance of architectures built with different activation functions as we increase input dimensionality. We pick $p _ { 1 }$ as the Dirac delta function located at the origin, and sample from $p _ { 2 }$ by uniformly selecting a point from high dimensional spherical shell with radius 1, centered at the origin. Following similar arguments developed for absolute value and multiple 2D cones, it can be shown that the optimal dual function is a single high dimensional circular cone and the Wasserstein distance is also equal to unity. + +# G.2 WASSERSTEIN DISTANCE ESTIMATION + +The GAN variants we trained on MNIST and CIFAR10 datasets used the WGAN formulation first introduced in Arjovsky et al. (2017), and improved by Gulrajani et al. (2017) respectively. The architectures of the generator and critic networks were the same as the ones used in(Chen et al., 2016). For the subsequent task of Wasserstein distance estimation, the weights of the generator networks were frozen after the initial GAN training has converged. For the norm-constrained critics we used a shallow fully connected architecture (3 layers with 720 neurons in hidden each layers). + +# G.3 CLASSIFICATION + +For the MNIST classification task we search of the hyperparameters are follows. For the Bjorck, ¨ $L _ { \infty }$ constrained, and Spectral Norm architectures we try networks with a guaranteed Lipschitz constant of 0.1, 1, 10 or 100. For Parseval networks we tried $\beta$ values in the range 0.001, 0.01, 0.1, 0.5. For spectral Jacobian regularization we scaled the penalty by 0.01, 0.05, or 0.1. + +In order to scale the Lipschitz constant of the network, we introduce constant scaling layers in the network such that the product of the constant scale parameters is equal to the Lipschitz constant. As the activation functions are homogeneous, e.g. $\bar { \mathrm { R e L U } } ( a \mathbf { x } ) = a \bar { \mathrm { R e L U } } ( \mathbf { x } )$ , this is equivalent to scaling the output of the network as described in Section 4. + +# G.4 ROBUSTNESS AND INTERPRETABILITY + +For the adversarial robustness experiments we trained fully-connected MNIST classifiers with 3 hidden layers each with 1024 units. We used the $L _ { \infty }$ projection algorithm referenced in Section 4.2. We applied the projection to each row in the weight matrices after each gradient update, but found that applying the projection during the forward pass worked equally well and had similar computational overhead. + +Our implementation of the FGS attack is standard but we found that the loss proposed by Carlini & Wagner (2016) (in particular, $f _ { 6 }$ which the authors found most effective) was necessary to generate attacks for the Margin-0.3 MaxMin network (and produced stronger adversarial examples for the other networks). PGD also had difficulty generating adversarial examples for the Margin-0.3 MaxMin network. We found it was necessary to run PGD for 200 iterations and to use a scaled down version of the random initialization typically used: instead of randomly perturbing $_ { \textbf { \em x } }$ in the $\epsilon$ ball we perturbed it by at most $\epsilon / 1 0$ and then ran the usual scheme. + +For the intepretable gradients in Figure 7 we used the same architecture, but trained the network with 2-norm projections. We chose a random image from each class (0-4 only) and computed the input-output gradient with respect to the loss function. In the image, We found that similar results were achieved with $\infty$ -norm projections (and hinge loss) but the uniform gradient scale made the 2-norm-constrained input-output gradients easier to visualize. \ No newline at end of file diff --git a/parse/train/ryxY73AcK7/ryxY73AcK7_content_list.json b/parse/train/ryxY73AcK7/ryxY73AcK7_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..eacbc7b64267b79b73d6cda7928bcb852c22b503 --- /dev/null +++ b/parse/train/ryxY73AcK7/ryxY73AcK7_content_list.json @@ -0,0 +1,3599 @@ +[ + { + "type": "text", + "text": "SORTING OUT LIPSCHITZ FUNCTION APPROXIMATION ", + "text_level": 1, + "bbox": [ + 176, + 98, + 820, + 122 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Anonymous authors Paper under double-blind review ", + "bbox": [ + 183, + 145, + 400, + 172 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 208, + 544, + 224 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Training neural networks subject to a Lipschitz constraint is useful for generalization bounds, provable adversarial robustness, interpretable gradients, and Wasserstein distance estimation. By the composition property of Lipschitz functions, it suffices to ensure that each individual affine transformation or nonlinear activation function is 1-Lipschitz. The challenge is to do this while maintaining the expressive power. We identify a necessary property for such an architecture: each of the layers must preserve the gradient norm during backpropagation. Based on this, we propose to combine a gradient norm preserving activation function, GroupSort, with norm-constrained weight matrices. We show that norm-constrained GroupSort architectures are universal Lipschitz function approximators. Empirically, we show that norm-constrained GroupSort networks achieve tighter estimates of Wasserstein distance than their ReLU counterparts and can achieve provable adversarial robustness guarantees with little cost to accuracy. ", + "bbox": [ + 233, + 247, + 764, + 422 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Constraining the Lipschitz constant of a neural network ensures that a small change to the input can produce only a small change to the output. For classification, a small Lipschitz constant leads to better generalization (Sokolic et al., 2017), improved adversarial robustness (Cisse et al., 2017; Tsuzuku ´ et al., 2018), and greater interpretability (Tsipras et al., 2018). Additionally, the Wasserstein distance between two probability distributions can be expressed as a maximization problem over Lipschitz functions (Peyre & Cuturi, 2018). But despite the wide-ranging applications, the question of how to ´ approximate the class of Lipschitz functions with neural networks remains largely unanswered. ", + "bbox": [ + 174, + 449, + 823, + 542 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Existing approaches to enforce Lipschitz constraints broadly fall into two categories: regularization and architectural constraints. Regularization approaches such as double backprop (Drucker & Le Cun, 1992) or the gradient penalty (Gulrajani et al., 2017) perform well in practice, but do not provably enforce the Lipschitz constraint globally. On the other hand, norm-constrained architectures place limitations on the operator norm (such as the matrix spectral norm) of each layer’s weight matrix (Cisse et al., 2017; Yoshida & Miyato, 2017). These techniques provably satisfy the Lipschitz constraint, but this comes at a cost in expressive power. E.g., norm-constrained ReLU networks are provably unable to approximate simple functions such as absolute value (Huster et al., 2018). ", + "bbox": [ + 174, + 549, + 825, + 656 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "We first identify a simple property that expressive norm-constrained 1-Lipschitz architectures must satisfy: gradient norm preservation. Specifically, in order to represent a function with slope 1 almost everywhere, each layer must preserve the norm of the gradient during backpropagation. ReLU architectures satisfy this only when the activations are positive; empirically, this manifests during training of norm-constrained ReLU networks in that the activations are forced to be positive most of the time, reducing the network’s capacity to represent nonlinear functions. We make use of an alternative activation function called GroupSort — a variant of which was proposed by Chernodub & Nowicki (2016) — which sorts groups of activations. GroupSort is both Lipschitz and gradient norm preserving. Using a variant of the Stone-Weierstrass theorem, we show that norm-constrained GroupSort networks are universal Lipschitz function approximators. While we focus our attention, both theoretically and empirically, on fully connected networks, the same general principles hold for convolutional networks where the techniques we introduce could be directly applied. ", + "bbox": [ + 174, + 662, + 825, + 824 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Empirically, we show that ReLU networks are unable to solve even the simplest Wasserstein distance estimation problems which GroupSort can solve completely. Moreover, we observe that norm-constrained ReLU networks must trade non-linear processing for gradient norm leading to less expressive networks. We also train classifiers with provable adversarial robustness guarantees and find that using GroupSort provides improved accuracy and robustness compared to ReLU. Across all of our experiments, we found that norm-constrained GroupSort architectures consistently outperformed their ReLU counterparts. ", + "bbox": [ + 174, + 829, + 823, + 924 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "2 BACKGROUND ", + "text_level": 1, + "bbox": [ + 176, + 102, + 328, + 118 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Notation We will use $\\mathbf { x } \\in \\mathbb { R } ^ { i n }$ to denote the input vector to the neural network, $\\boldsymbol { y } \\in \\mathbb { R } ^ { o u t }$ the output (or logits) of the neural network, $n _ { l }$ the dimensionality of the ${ l ^ { t h } }$ hidden layer, $\\mathbf { W } _ { l } \\in \\mathbb { R } ^ { n _ { l - 1 } \\times n _ { l } }$ and $b _ { l } \\in \\mathbb { R } ^ { n _ { l } }$ the weight matrix and the bias of the ${ { l } ^ { t h } }$ layer. We will denote the pre-activations in layer $l$ with $z _ { l }$ and activations with $h _ { l }$ . The number of layers in the network will be $L$ with $\\mathbf { \\nabla } _ { \\boldsymbol { y } } = \\boldsymbol { z } _ { L }$ . We will use $\\phi$ to denote the activation function used in the neural network. The computation performed by layer $l$ of the network will be: ", + "bbox": [ + 173, + 125, + 825, + 208 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/08ec0d34feef513a62e4639d3ad2b98cd4209f074387778bd3227dca3c6b8b8e.jpg", + "text": "$$\nz _ { l } = \\mathbf { W } _ { l } h _ { l - 1 } + b _ { l } \\qquad h _ { l } = \\phi ( z _ { l } )\n$$", + "text_format": "latex", + "bbox": [ + 380, + 213, + 617, + 231 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Network Jacobian Using the chain rule, the Jacobian of a neural network can be expanded as follows: ", + "bbox": [ + 171, + 243, + 825, + 272 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/6933546e488bb8525b19813423102fb49981eceeb54657ecafa57eb930362a13.jpg", + "text": "$$\n{ \\frac { \\partial { \\pmb y } } { \\partial \\mathbf { x } } } = { \\frac { \\partial z _ { L } } { \\partial h _ { L - 1 } } } { \\frac { \\partial h _ { L - 1 } } { \\partial z _ { L - 1 } } } \\ldots { \\frac { \\partial z _ { 2 } } { \\partial h ^ { 1 } } } { \\frac { \\partial h _ { 1 } } { \\partial z _ { 1 } } } { \\frac { \\partial z _ { 1 } } { \\partial \\mathbf { x } } } = \\mathbf { W } _ { L } \\phi { ' } ( z _ { L - 1 } ) \\ldots \\mathbf { W } _ { 2 } \\phi { ' } ( z _ { 1 } ) \\mathbf { W } _ { 1 }\n$$", + "text_format": "latex", + "bbox": [ + 246, + 275, + 750, + 309 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.1 LIPSCHITZ FUNCTIONS ", + "text_level": 1, + "bbox": [ + 174, + 323, + 377, + 338 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Given two metric spaces $\\mathcal { X }$ and $\\mathcal { V }$ , a function $f : \\mathcal { X } \\mathcal { Y }$ is Lipschitz continuous if there exists $K \\in \\mathbb { R }$ such that for all $x _ { 1 }$ and $x _ { 2 }$ in $\\mathcal { X }$ , ", + "bbox": [ + 174, + 348, + 823, + 377 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/4edc8611dde4c1126354a6e15f4d10cc8bfa3977977910d966462cce8fe6c276.jpg", + "text": "$$\nd y ( f ( x _ { 1 } ) , f ( x _ { 2 } ) ) \\leq K d \\chi ( x _ { 1 } , x _ { 2 } )\n$$", + "text_format": "latex", + "bbox": [ + 383, + 382, + 614, + 401 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "where $d _ { \\mathcal { X } }$ and $d _ { \\mathcal { Y } }$ are metrics (such as Euclidean distance) on $\\mathcal { X }$ and $\\mathcal { V }$ respectively. In this work, when we refer to the Lipschitz constant we are referring to the smallest such $K$ for which the above holds under a given $d _ { \\mathcal { X } }$ and $d _ { \\mathcal { Y } }$ . Unless otherwise specified, we take $\\mathcal { X } = \\mathbb { R } ^ { n }$ and $\\mathcal { V } =$ $\\mathbb { R } ^ { m }$ throughout. If the Lipschitz constant of a function is $K$ , it is called a $K$ -Lipschitz function. Equivalently, if the function is everywhere differentiable then its Lipschitz constant is bounded by the operator norm of its Jacobian. Throughout this work, we make use of the following definition, ", + "bbox": [ + 174, + 412, + 825, + 496 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Definition 1. Given a metric space $( X , d _ { X } )$ where $d _ { X }$ denotes the metric on $X$ , we write $C _ { L } ( X , \\mathbb { R } )$ to denote the space of all $^ { l }$ -Lipschitz functions mapping $X$ to $\\mathbb { R }$ (with respect to the $L _ { p }$ metric). ", + "bbox": [ + 173, + 500, + 823, + 527 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.2 LIPSCHITZ-CONSTRAINED NEURAL NETWORKS ", + "text_level": 1, + "bbox": [ + 174, + 544, + 549, + 558 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "As 1-Lipschitz functions are closed under composition, to build a 1-Lipschitz neural network it suffices to compose 1-Lipschitz affine transformations and activation functions. ", + "bbox": [ + 173, + 569, + 825, + 597 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "1-Lipschitz Linear Transformations: Ensuring that each linear map is 1-Lipschitz is equivalent to ensuring that $| | \\mathbf { W } \\mathbf { x } | | _ { p } \\leq | | \\mathbf { x } | | _ { p }$ for any $\\mathbf { x }$ ; i.e. constraining the matrix $p$ -norm, $| | \\mathbf { W } | | _ { p } =$ $\\mathrm { s u p } _ { | | \\mathbf { x } | | _ { p } = 1 } | | \\mathbf { W } \\mathbf { \\bar { x } } | | _ { p }$ , to be at most 1. Important examples of matrix $p$ -norms include the matrix 2-norm, which is the largest singular value, and the matrix $\\infty$ -norm, which can be expressed as: ", + "bbox": [ + 174, + 612, + 825, + 669 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/9875769f2d781a6825adb9b6d43e0a0bcb62701487288c3bde32da206f1a0b4d.jpg", + "text": "$$\n| | \\mathbf { W } | | _ { \\infty } = \\operatorname* { m a x } _ { 1 \\leq i \\leq m } \\sum _ { j = 1 } ^ { m } | w _ { i j } | .\n$$", + "text_format": "latex", + "bbox": [ + 405, + 674, + 591, + 718 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Similarly, we may also define the mixed matrix norm, given by $| | \\mathbf { W } | | _ { p , q } = \\operatorname* { s u p } _ { | | \\mathbf { x } | | _ { p } = 1 } | | \\mathbf { W } \\mathbf { x } | | _ { q }$ . Enforcing matrix norm constraints naively may be computationally expensive. Fortunately, techniques exist to efficiently ensure that $| | W | | _ { p } = 1$ when $p = 2$ or $p = \\infty$ . We discuss these in Section 4.2. ", + "bbox": [ + 173, + 723, + 825, + 768 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "1-Lipschitz Activation Functions: Most commonly used activation functions (such as ReLU (Krizhevsky et al., 2012), sigmoid, tanh, maxout (Goodfellow et al., 2013)) are 1-Lipschitz, if they are scaled appropriately. ", + "bbox": [ + 174, + 782, + 825, + 825 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.3 APPLICATIONS OF LIPSCHITZ NETWORKS ", + "text_level": 1, + "bbox": [ + 174, + 833, + 504, + 848 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Wasserstein Distance Estimation Wasserstein-1 distance (also called Earth Mover Distance) is a principled distance metric between two probability distributions and has found many applications in machine learning in recent years (Peyre & Cuturi, 2018; Genevay et al., 2017). Using Kantorovich- ´ Rubinstein duality (Villani, 2008), one can recast the Wasserstein distance estimation problem as a concave maximization problem, defined over 1-Lipschitz functions: ", + "bbox": [ + 174, + 854, + 825, + 924 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/5180f07802a7907588b7930b4d8ed535638cc15c910b940e0d6c8349de780d51.jpg", + "text": "$$\nW ( P _ { 1 } , P _ { 2 } ) = \\operatorname* { s u p } _ { f \\in C _ { L } ( X , \\mathbb { R } ) } \\left( \\mathbb { E } _ { x \\sim P _ { 1 } } [ f ( x ) ] - \\mathbb { E } _ { x \\sim P _ { 2 } } [ f ( x ) ] \\right)\n$$", + "text_format": "latex", + "bbox": [ + 312, + 114, + 684, + 143 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Since this dual objective resembles the discriminator objective for generative adversarial networks (GANs), Arjovsky et al. (2017) proposed the Wasserstein GAN architecture, which uses a neural net architecture to approximate the space of Lipschitz functions. ", + "bbox": [ + 174, + 155, + 823, + 198 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Adversarial Robustness Adversarial examples are inputs to a machine learning system which have been designed to force undesirable behaviour (Szegedy et al., 2013; Goodfellow et al., 2014). Formally, given a classifier $f$ and a data point $\\mathbf { x }$ , we write an adversarial example as ${ \\bf x } _ { a d v } = { \\bf x } + \\delta$ such that $\\breve { f } ( { \\bf x } _ { a d v } ) \\neq f ( { \\bf x } )$ and $\\delta$ is small. A small Lipschitz constant can guarantee a lower bound on the size of $\\delta$ (Tsuzuku et al., 2018) and thus provide robustness guarantees. However, existing approaches have both practical and theoretical limitations (Huster et al., 2018). ", + "bbox": [ + 174, + 212, + 825, + 294 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3 GRADIENT NORM PRESERVATION ", + "text_level": 1, + "bbox": [ + 176, + 306, + 485, + 321 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "When backpropagating through a norm-constrained 1-Lipschitz network, the gradient norm is nonincreasing as it is processed by each layer. This simple fact leads to interesting consequences when we attempt to represent (scalar-valued) functions whose input-output gradient has norm 1 almost everywhere. (Such functions are relevant to Wasserstein distance estimation, where an optimal dual solution always has this property (Gulrajani et al., 2017).) To ensure the input-output gradient norm is 1, the gradient norm must be preserved by each layer in the network during backpropagation. Unfortunately, norm-constrained networks with common activations are unable to achieve this. ", + "bbox": [ + 174, + 329, + 825, + 424 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Theorem 1. Consider a neural network, $f : \\mathbb { R } ^ { n } \\mathbb { R } ,$ , built with matrix 2-norm constrained weights $( | | \\mathbf { W } | | _ { 2 } \\leq 1 )$ and $^ { l }$ -Lipschitz, element-wise, monotonically increasing activation functions. $I f | | \\nabla f ( \\mathbf { x } ) | | _ { 2 } = 1$ almost everywhere, then $f$ is linear. ", + "bbox": [ + 174, + 428, + 821, + 469 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "As a special case, Theorem 1 shows that no 2-norm-constrained neural network with ReLU (or sigmoid, tanh, etc.) activations can represent the absolute value function. A full proof can be found in Appendix C. Informally, for ReLU layers, the gradient norm can only be preserved if every activation is positive (with the exception of units which don’t affect the network’s output). But as this holds for almost all inputs, the network’s input-output mapping must be linear. ", + "bbox": [ + 174, + 479, + 825, + 547 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "This tension between gradient norm and nonlinear processing is also observed empirically. Figure 5 compares the activation statistics for MNIST classification networks with ReLU activations, with and without matrix norm constraints on the weights. For the network with smallest Lipschitz constant, around $10 \\%$ of the units are “undead”, or always active (and hence do not contribute any nonlinear processing). This suggests that the network is sacrificing nonlinear capacity in order to maintain adequate gradient norm. ", + "bbox": [ + 174, + 555, + 825, + 637 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Another useful consequence of gradient norm preservation is that we may restrict all of the weight matrices to have singular values of 1: ", + "bbox": [ + 174, + 642, + 823, + 671 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Theorem 2. Consider a neural network, $f : \\mathbb { R } ^ { n } \\mathbb { R } ,$ built with matrix 2-norm constrained weights and with $| | \\nabla f ( \\mathbf { x } ) | | _ { 2 } = 1$ almost everywhere. Then, without changing the computed function, each weight matrix $\\mathbf { W } \\in R ^ { m \\times k }$ can be replaced with a matrix $\\widetilde { \\mathbf { W } }$ whose singular values all equal $^ { l }$ . ", + "bbox": [ + 174, + 674, + 825, + 719 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Note that the condition of singular values equaling 1 is equivalent to the following: when $m > k$ , the columns of $\\widetilde { \\mathbf { W } }$ are orthonormal; when $m \\ < \\ k$ , the rows of $\\widetilde { \\mathbf { W } }$ are orthonormal; and when $m \\ = \\ k$ , $\\widetilde { \\mathbf { W } }$ is orthogonal. For the remainder of this paper, we abuse terminology slightly and refer to such matrices as orthonormal. The proof of Theorem 2 is given in Appendix C. With these two results in place, we restrict our search for expressive Lipschitz networks to those that contain orthonormal weight matrices (those with singular values all equal to 1) and activations which preserve the gradient norm during backpropagation. ", + "bbox": [ + 173, + 729, + 825, + 830 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "4 METHODS ", + "text_level": 1, + "bbox": [ + 174, + 845, + 292, + 862 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We begin by observing that if we can learn any 1-Lipschitz function with a neural network then we can trivially extend this to K-Lipschitz functions by scaling the output by $K$ . With this in mind, we focus on designing 1-Lipschitz network architectures with respect to the $L _ { 2 }$ and $L _ { \\infty }$ metrics by requiring each layer to be 1-Lipschitz. ", + "bbox": [ + 176, + 869, + 823, + 924 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/38e05bfbf30188d14e20ba239d270368e3953cb68ca6440defc1c1a1c807d0c6.jpg", + "image_caption": [ + "Figure 1: GroupSort activation with a grouping size of 5. " + ], + "image_footnote": [], + "bbox": [ + 310, + 106, + 689, + 185 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4.1 GRADIENT NORM PRESERVING ACTIVATION FUNCTIONS ", + "bbox": [ + 174, + 223, + 611, + 238 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "As discussed in Section 3, commonly used activation functions such as ReLU are not gradient norm preserving. To achieve norm preservation, we use a general purpose 1-Lipschitz activation function which we call GroupSort. This activation function takes a column vector $\\mathbf { x } \\in \\mathbb { R } ^ { n }$ , separates the elements into $g$ groups, sorts each group into ascending order, and outputs the combined ”group sorted” vector. This is shown graphically in Figure 1. ", + "bbox": [ + 174, + 246, + 825, + 314 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Properties of GroupSort GroupSort is a Lipschitz operation. Furthermore, it is norm preserving: its Jacobian is a permutation matrix, and permutation matrices preserve every vector $p$ -norm. Note also that GroupSort is homogeneous, i.e. GroupS $\\mathbf { \\Delta } ) \\mathbf { r t } ( \\alpha \\mathbf { x } ) = \\bar { \\alpha } \\mathbf { G r o u p S o r t } ( \\mathbf { x } )$ , since the sorting order of the elements is invariant to scaling. ", + "bbox": [ + 174, + 328, + 825, + 383 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Varying the Grouping Size When we pick a grouping size of 2 for GroupSort, we call the operation MaxMin. This is equivalent to the Orthogonal Permutation Linear Unit (OPLU) activation (Chernodub & Nowicki, 2016), which was also motivated based on gradient norm preservation. When sorting the entire input vector, we call the operation FullSort. GroupSort, MaxMin, and FullSort are equally expressive, i.e. they can all be reduced to each other, such that the reduction obeys the norm constraint on the weights (for any matrix $p$ -norm). We present the details in Appendix A. Compared to MaxMin, FullSort is able to represent certain functions more compactly, but we find that it is typically more difficult to train via stochastic gradient descent. ", + "bbox": [ + 174, + 397, + 825, + 506 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Representing other activations Under the matrix 2-norm constraint, MaxMin can be seen as equivalent to absolute value. We describe exactly how these activation functions can be transformed into each other in Appendix A. Applying absolute value to the activations has the effect of folding the space on each of the coordinate axes. Hence, a rigid linear transformation, followed by absolute value, followed by another rigid linear transformation, can implement folding along an arbitrary hyperplane. This gives an interesting interpretation of how MaxMin networks can represent certain functions by way of implementing absolute value; an example is shown in Figure 10 in Appendix A. Montufar et al. (2014) provide an in-depth analysis of the expressivity of neural networks built with activations that can perform folding. ", + "bbox": [ + 173, + 520, + 825, + 643 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Without norm constraints, GroupSort can recover many other common activation functions. For example, ReLU, Leaky ReLU, concatenated ReLU (Shang et al., 2016), and maxout. Details can be found in Appendix A. ", + "bbox": [ + 174, + 650, + 825, + 690 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4.2 NORM-CONSTRAINED LINEAR MAPS ", + "text_level": 1, + "bbox": [ + 176, + 704, + 465, + 718 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We discuss how to practically enforce the 1-Lipschitz constraint on linear layers for 2- and $\\infty$ -norms. ", + "bbox": [ + 173, + 724, + 821, + 739 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4.2.1 ENFORCING $| | W | | _ { 2 } = 1$ WHILE PRESERVING GRADIENT NORM ", + "bbox": [ + 176, + 751, + 663, + 766 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Several methods have been proposed to enforce matrix 2-norm constraints during training (Cisse et al., 2017; Yoshida & Miyato, 2017). However, in the interest of preserving the gradient norm, we go a step further and enforce orthonormality of the weight matrices in each layer. This is a stronger condition, in that we require that all singular values be exactly 1, rather than bounded by 1. ", + "bbox": [ + 174, + 771, + 825, + 827 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We make use of an algorithm first introduced by Bjorck & Bowie (1971), which we refer to as Bj ¨ orck ¨ Orthonormalization (or simply Bjorck). Given a matrix, this algorithm finds the closest orthonormal ¨ matrix through an iterative application of the Taylor expansion of the polar decomposition. Given an input matrix $A _ { 0 } = A$ , the algorithm computes, ", + "bbox": [ + 174, + 832, + 823, + 887 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/e2fa27f4fd7900c38331c31e9a5c371abab4e8b5f3d2deb3551d72cdab845d71.jpg", + "text": "$$\nA _ { k + 1 } = A _ { k } \\left( I + \\frac { 1 } { 2 } Q _ { k } + \\frac { 3 } { 8 } Q _ { k } ^ { 2 } + \\ldots + ( - 1 ) ^ { p } { \\binom { - \\frac { 1 } { 2 } } { p } } Q _ { k } ^ { p } \\right) ,\n$$", + "text_format": "latex", + "bbox": [ + 299, + 893, + 697, + 929 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $Q _ { k } = I - A _ { k } ^ { T } A _ { k }$ . Importantly, this algorithm is fully differentiable and thus has a pullback operator for the Stiefel manifold (Absil et al., 2009) allowing us to optimize over orthonormal matrices directly. A larger choice of $p$ adds more computation but gives a closer approximation for each iteration. In practice, we found that we could use $p = 1$ with 2-3 iterations per forward pass and increase this to 15 or more iterations at the end of training to ensure a tightly enforced Lipschitz constraint. We discuss additional details of this algorithm including comparisons to Parseval networks (Cisse et al., 2017) and spectral normalization (Miyato et al., 2018) in Appendix B. ", + "bbox": [ + 174, + 102, + 825, + 199 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Note that while we focus on fully connected layers, the same general principles apply to convolutions. Convolutions can be unfolded and represented as a linear transformation. Up to constant rescaling, the spectral norm of the filter then bounds the spectral norm of the unfolded operation. We do not devote space to computing these constants but instead point readers to other resources which address this question (Gouk et al., 2018; Cisse et al., 2017; Sedghi et al., 2018). ", + "bbox": [ + 174, + 205, + 825, + 273 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.2.2 ENFORCING $| | W | | _ { \\infty } = 1$ ", + "text_level": 1, + "bbox": [ + 174, + 285, + 397, + 301 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Due to its simplicity and suitability for a GPU implementation, we use Algorithm 1 from Condat (2016) to project the weight matrices onto the $\\bar { L } _ { \\infty }$ ball in all of our experiments. Other more sophisticated methods can be found in Condat (2016). ", + "bbox": [ + 174, + 308, + 825, + 348 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.3 PROVABLE ADVERSARIAL ROBUSTNESS ", + "text_level": 1, + "bbox": [ + 174, + 363, + 493, + 377 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "A small Lipschitz constant limits the change in network output under small adversarial perturbations. As explored by Tsuzuku et al. (2018), we can guarantee adversarial robustness at a point $\\mathbf { x }$ by considering the margin about that point divided by the Lipschitz constant. Formally, given a network with Lipschitz constant $K$ (with respect to the $L _ { \\infty }$ metric) and an input $\\mathbf { x }$ with corresponding class $t$ that produces logits $\\mathbf { y }$ , we define its margin by ", + "bbox": [ + 173, + 385, + 823, + 454 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/0def6a1f25a9482da5b0fe8f26ab35016b19006b81ba5126f40a3a0645e7fc2c.jpg", + "text": "$$\n\\mathcal { M } ( \\mathbf { x } ) = \\operatorname* { m a x } ( 0 , y _ { t } - \\operatorname* { m a x } _ { i \\neq t } y _ { i } )\n$$", + "text_format": "latex", + "bbox": [ + 395, + 462, + 602, + 486 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "If $\\mathcal { M } ( \\mathbf { x } ) > K \\epsilon / 2$ , then the network is robust to all adversarial perturbations $\\delta$ with $| | \\delta | | _ { \\infty } < \\epsilon$ , at $\\mathbf { x }$ . In this work we train networks with $\\infty$ -norm constraints on their weights using a multi-class hinge loss: ", + "bbox": [ + 174, + 494, + 823, + 534 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/22c1b77bacecde584c3b482fb1111295a0277ee6226669f1a24663c982f7d28d.jpg", + "text": "$$\nL ( \\mathbf { y } , t ) = \\sum _ { i \\neq t } \\operatorname* { m a x } ( 0 , \\kappa - ( y _ { t } - y _ { i } ) )\n$$", + "text_format": "latex", + "bbox": [ + 375, + 531, + 622, + 568 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\kappa$ controls the margin enforcement and depends on the Lipschitz constant and desired perturbation tolerance (e.g. $\\kappa = 0 . 3 \\times K )$ . ", + "bbox": [ + 173, + 571, + 825, + 599 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "5 RELATED WORK ", + "text_level": 1, + "bbox": [ + 176, + 613, + 344, + 630 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Several methods have been proposed to train Lipschitz neural networks (Cisse et al., 2017; Yoshida & Miyato, 2017; Miyato et al., 2018; Gouk et al., 2018). Cisse et al. (2017) regularize the weights of neural networks to obey an orthonormality constraint and utilize Lipschitz activation functions. In fact, the corresponding update to the weights due to this regularization term can be seen as one step of the Bjorck orthonormalization scheme (Equation 3). Another approach, spectral normalization ¨ (Miyato et al., 2018), employs an efficient implementation of power iteration to rescale each weight by its spectral norm. We compare these methods to Bjorck orthonormalization in Appendix B. ¨ Other researchers (Arjovsky et al., 2016; Wisdom et al., 2016; Sun et al., 2017) have explicitly parameterized square orthogonal weight matrices using, for example, Householder transformations (Householder, 1958). ", + "bbox": [ + 173, + 638, + 825, + 775 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Other regularization techniques penalize the network Jacobian, thereby constraining the Lipschitz constant locally around the data (Gulrajani et al., 2017; Drucker & Le Cun, 1992; Sokolic et al., ´ 2017). While these methods have the advantage that it is typically easy to train neural networks under such penalties, they do not provably enforce a Lipschitz constraint. Gulrajani et al. (2017) apply the gradient penalty at randomly sampled points between two distributions, but as shown by Gemici et al. (2018), this is often sub-optimal in the context of Wasserstein Distance estimation. ", + "bbox": [ + 174, + 780, + 825, + 863 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The Lipschitz constant of a neural network has been connected theoretically and empirically to its generalization performance (Bartlett, 1998; Bartlett et al., 2017; Neyshabur et al., 2017; 2018; Sokolic et al., 2017). Neyshabur et al. (2018) show that if the network Lipschitz constant is small ´ then a non-vacuous bound on the generalization error can be derived. Small Lipschitz constants have also been linked to adversarial robustness (Tsuzuku et al., 2018; Cisse et al., 2017). In fact, adversarial training can be viewed as approximate gradient regularization (Miyato et al., 2017; SimonGabriel et al., 2018) which makes the function Lipschitz locally around the training data. Lipschitz constants have been used to provide provable adversarial robustness guarantees. Tsuzuku et al. (2018) manually enforce a margin depending on an approximation of the upper bound on the Lipschitz constant which in turn guarantees adversarial robustness. In this work we also explore provable adversarial robustness through margin training but do so with a network whose Lipschitz constant is known and globally enforced. ", + "bbox": [ + 174, + 869, + 823, + 924 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 825, + 212 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Classic neural network universality results use constructions which violate the norm-constraints needed for Lipschitz guarantees (Cybenko, 1989; Hornik, 1991). Huster et al. (2018) explored universal approximation properties of $\\infty$ -norm-constrained networks and proved that ReLU activations cannot be used to approximate the absolute value function. In this work we also show that many activations, including ReLU, are deficient with 2-norm constraints. However, we prove that Lipschitz functions can be universally approximated if the correct activation function is used. ", + "bbox": [ + 174, + 218, + 825, + 300 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "6 UNIVERSAL APPROXIMATION OF LIPSCHITZ FUNCTIONS ", + "text_level": 1, + "bbox": [ + 174, + 315, + 673, + 332 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Universal approximation results for general continuous functions do not directly apply to Lipschitz networks as the constructions typically involve huge Lipschitz constants. Moreover, Huster et al. (2018) showed that it is impossible to approximate even the absolute value function with $\\infty$ -normconstrained ReLU networks. In this section, we present theoretical guarantees on the approximation of Lipschitz functions with norm-constrained neural networks. To our knowledge, this is the first universal Lipschitz function approximation result for norm-constrained neural networks. ", + "bbox": [ + 174, + 338, + 825, + 420 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We will first prove a variant of the Stone-Weierstrass Theorem which gives a simple criterion for universality. (A similar result is presented in Lemma 4.1 in Yaacov (2010).) We then construct a class of networks with the GroupSort activation which satisfy this criterion. We now proceed with the formal statements. ", + "bbox": [ + 174, + 426, + 825, + 481 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Definition 2. We say that a set of functions, $L ,$ , is a lattice if for any $f , g \\in L$ we have $m a x ( f , g ) \\in L$ and $m i n ( f , g ) \\in L$ (where max and min are defined pointwise). ", + "bbox": [ + 174, + 483, + 821, + 512 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Lemma 1. (Restricted Stone-Weierstrass Theorem) Suppose that $( X , d _ { X } )$ is a compact metric space with at least two points and $L$ is a lattice in $C _ { L } ( X , \\bar { \\mathbb { R } } )$ with the property that for any two distinct elements $x , y \\in X$ and any two real numbers a and $b$ such that $| a - b | \\leq d _ { X } ( x , y )$ there exists $a$ function $f \\in L$ such that $f ( x ) = a$ and $f ( y ) = b$ . Then $L$ is dense in $C _ { L } ( X , \\mathbb { R } )$ . ", + "bbox": [ + 173, + 517, + 825, + 571 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Remark. We could replace $| \\cdot |$ with any metric on $\\mathbb { R }$ . ", + "bbox": [ + 174, + 574, + 527, + 589 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The full proof of Lemma 1 is presented in the appendix. Note that Lemma 1 says that $\\mathcal { A }$ is a universal approximator for 1-Lipschitz functions if and only if $\\mathcal { A }$ is a lattice that separates points. Using Lemma 1, we can derive the second of our key results. Norm-constrained networks with GroupSort activations are able to approximate any Lipschitz function in $L _ { p }$ distance. ", + "bbox": [ + 174, + 598, + 825, + 654 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Theorem 3. (Universal Approximation with Lipschitz Networks) Let $\\mathcal { L N } _ { p }$ denote the class of fullyconnected neural networks whose first weight matrix satisfies $| | \\mathbf { W } _ { 1 } | | _ { p , \\infty } ~ = ~ 1$ , all other weight matrices satisfy $| | \\mathbf { W } | | _ { \\infty } = 1$ , and MaxMin activations. Let $X$ be a closed and bounded subset of $\\mathbb { R } ^ { n }$ endowed with the $L _ { p }$ metric. Then the closure of $\\mathcal { L N } _ { p }$ is dense in $C _ { L } ( X , \\mathbb { R } )$ . ", + "bbox": [ + 174, + 655, + 825, + 710 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Proof. (Sketch) Observe first that $\\mathcal { L N } _ { p } \\subset C _ { L } ( X , \\mathbb { R } )$ . By Lemma 1, it is sufficient to show that $\\mathcal { L N } _ { p }$ is closed under max and min and has the point separation property. For the latter, note that given $x , y \\in X$ and $a , b \\in \\mathbb { R }$ with $| a - b | \\leq | | x - y | | _ { p }$ , we can fit a line with a single layer network, $f$ , satisfying the 1-Lipschitz constraint with $f ( x ) = { \\\\overset { \\cdot } { a } }$ and $f ( x ) = b$ . ", + "bbox": [ + 174, + 723, + 825, + 780 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Now consider $f$ and $g$ in $\\mathcal { L N } _ { p }$ . For simplicity, here assume that they have the same number of layers. We can construct $h \\in \\bar { \\mathcal { L N } } _ { \\infty }$ by taking the weight matrix of the first layer to be the weight matrices of the first layer in $f$ and $g$ vertically concatenated. For the following layers, instead of vertically stacking, we build a block diagonal matrix from the weights of $f$ and $g$ . This network is in $\\mathcal { L N } _ { p }$ and the final layer of the network outputs $[ f ( x ) , g ( x ) ]$ . We then apply the GroupSort activation to get $[ m a x ( f , g ) ( x ) , m i n ( f , g ) ( x ) ]$ and finally take the dot product with $[ 1 , 0 ]$ or $[ 0 , 1 ]$ to get the max or min respectively. □ ", + "bbox": [ + 174, + 785, + 825, + 881 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We refer readers to Appendix D for the formal proof of Theorem 3 and a diagram of the constructed network in Figure 14. One special case of Theorem 3 is for 1-Lipschitz functions in $L _ { \\infty }$ norm, where all matrices now satisfy the same constraint: $| | W | | _ { \\infty } = 1$ . In this case, we may also extend the restricted Stone-Weierstrass theorem in $L _ { \\infty }$ norm to vector-valued functions, and consequently prove universal approximation in this setting. Formally: ", + "bbox": [ + 173, + 895, + 825, + 924 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/96498cacf3ed90e779fdc8232db85446ce3893f262389aa9df2303607d6d72ff.jpg", + "image_caption": [ + "Figure 2: Approximating the absolute value function via Lipschitz networks. The objective values indicate the Wasserstein Distance estimated by each network. " + ], + "image_footnote": [], + "bbox": [ + 196, + 106, + 465, + 261 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/f44619721b96354f26a42222803fdfdd67e476ea5c16cb3d2ff661f5226e5c56.jpg", + "image_caption": [ + "Figure 3: Approximating three circular cones with slope 1 using Lipschitz networks. The objective values indicate the Wasserstein distance estimated by each networks. " + ], + "image_footnote": [], + "bbox": [ + 532, + 102, + 784, + 265 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "", + "bbox": [ + 176, + 344, + 821, + 386 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Observation. Consider the set of neural networks, $\\mathcal { L } \\mathcal { N } _ { \\infty } ^ { m } = \\{ f : \\mathbb { R } ^ { n } \\mathbb { R } ^ { m } , | | W | | _ { \\infty } = 1 \\} _ { }$ , with MaxMin activations. Then $\\mathcal { L } \\mathcal { N } _ { \\infty } ^ { m }$ is dense in $I$ -Lipschitz functions with respect to the $L _ { \\infty }$ metric. ", + "bbox": [ + 173, + 387, + 823, + 416 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "While these constructions rely on the matrix $\\infty$ -norm of the weight matrices being constrained, we find in practice that constraining the matrix 2-norm makes the networks easier to train, and we have not yet found a Lipschitz function which 2-norm constrained networks have failed to approximate. However, it remains an open question whether 2-norm constrained GroupSort networks are also universal Lipschitz function approximators. ", + "bbox": [ + 174, + 426, + 825, + 494 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "7 EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 503, + 326, + 518 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Our experiments had two main goals. First, we wanted to test whether the norm-constrained GroupSort architecture can represent Lipschitz functions other approaches can not. Second, we wanted to test if our networks can perform competitively with existing (heuristic) approaches on practical tasks while maintaining the provable global Lipschitz guarantee. We present additional results in Appendix F, including CIFAR-10 (Krizhevsky, 2009) classification and CelebA (Liu et al., 2015) WGAN training. Other experiment details are found in Appendix G. ", + "bbox": [ + 174, + 526, + 825, + 609 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "7.1 REPRESENTATIONAL CAPACITY ", + "text_level": 1, + "bbox": [ + 176, + 617, + 433, + 631 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In this section, we investigate the ability of 2-norm-constrained networks with different activation functions to represent Lipschitz functions. ", + "bbox": [ + 176, + 638, + 823, + 667 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "7.1.1 QUANTIFYING EXPRESSIVE POWER VIA. WASSERSTEIN DISTANCE ESTIMATION ", + "text_level": 1, + "bbox": [ + 176, + 678, + 785, + 693 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We propose a simple yet effective method to quantify how expressive different Lipschitz architectures are. We first carefully pick pairs of probability distributions whose Wasserstein Distance and (unique) optimal dual surfaces can be computed analytically. Then, we train neural networks to optimize the dual Wasserstein distance objective (Equation 2) using samples from these distributions and compare the estimated Wasserstein distance and learned dual surfaces to the optimal, analytically computed ones. Expressiveness is measured by how closely the neural network can estimate the correct Wasserstein distance. For 1D and 2D problems, the learned dual surfaces can also be visualized, making it possible to inspect failure modes of non-expressive architectures. ", + "bbox": [ + 174, + 698, + 825, + 806 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In the following experiments, we trained networks to approximate the absolute value function, multiple two dimensional circular cones and single high dimensional circular cones. Appendix G.1 describes how pairs of probability distributions can be picked which have these optimal dual surfaces, and a Wasserstein distance of precisely 1. In all of the experiments in this section, we use Bjorck orthonormalization to enforce the 2-norm constraints on the weights. ¨ ", + "bbox": [ + 174, + 813, + 823, + 881 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Approximating absolute value function: Figure 2 shows the dual surfaces approximated by Lipschitz-constrained networks with various activation functions. The optimal dual surface is the absolute value. It can be seen that non-GNP activation functions are incapable of approximating this rather trivial Lipschitz function. While we observed that increasing the network depth helps ReLU and MaxOut activations (Table 1), the representational bottleneck showcased in Figure 2 leads to more severe limitations as the problem dimensionality increases. ", + "bbox": [ + 174, + 896, + 821, + 924 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/fa4e6fd715565bdb4678f1bb98bcfb071dff37049f4234d453e800bd16eb83d7.jpg", + "image_caption": [ + "", + "Figure 4: Jacobian spectral norm distribution We compare the Jacobian spectral norm of ReLU and GroupSort networks. " + ], + "image_footnote": [], + "bbox": [ + 179, + 107, + 452, + 263 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/e3d0fcc163d1c96cb445406d69f5aeba8609971e4f00d66e446bbe82e24618b6.jpg", + "image_caption": [ + "Figure 5: ReLU activation statistics Ratio of activations which are positive more often than the threshold value on the training data. " + ], + "image_footnote": [], + "bbox": [ + 535, + 104, + 813, + 263 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 329, + 825, + 383 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Approximating multiple 2D cones: Figure 3 shows the dual surfaces approximated by neural networks using various activations. The optimal dual surface is three consecutive circular cones with a gradient of 1 everywhere. Here we observed an even more serious pathology with non-GNP activations: by attempting to increase the slope, the non-GNP networks may distort the shape of the dual surface. When training WGAN critics, this problem cannot be fixed by increasing the Lipschitz constant, since optimal critics for different Lipschitz constants are equivalent up to scaling. ", + "bbox": [ + 174, + 397, + 825, + 479 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Approximating high dimensional circular cones: We evaluated the performance of architectures built with different activation functions for higher dimensional inputs, on the task of approximating high dimensional circular cones which have a gradient of 1 everywhere. As shown in Table 1, this leads to significant drops in the Wasserstein dual objective for Lipschitz networks built with nonGNP activations, and increasing the depth of the networks only slightly improves the situation. We also observed that while the MaxMin activation performs significantly better, it also needs large depth in order to learn the optimal solution. Surprisingly, the FullSort network has no difficulty approximating high dimensional circular cones, even with only two hidden layers. ", + "bbox": [ + 174, + 494, + 825, + 603 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "7.1.2 RELEVANCE OF GRADIENT NORM PRESERVATION IN PRACTICAL SETTINGS ", + "text_level": 1, + "bbox": [ + 176, + 618, + 751, + 632 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Thus far, we have focused on examples where the gradient of the network should be 1 almost everywhere. But for many practical tasks we do not need to meet this strong condition. Then we should ask, are these pathologies relevant in other settings? ", + "bbox": [ + 176, + 642, + 825, + 684 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "How much of the Lipschitz capacity can we use? To understand the practical implications of Theorem 1, we trained two 2-norm-constrained MNIST classifiers scaled to be 10-Lipschitz functions. One with ReLU activations and the other MaxMin. Figure 4 displays the distribution of the largest Jacobian singular value for each network over the training data. Both networks satisfy the Lipschitz constraint but the GroupSort network does so much more tightly than the ReLU network. ", + "bbox": [ + 173, + 698, + 825, + 767 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/65adcb95451e1b99eaaa601cc9129775b01e7e4c75537335d11f7152fdf4efbf.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Activ.Input Dim=128Input Dim=256Input Dim=512
Depth373737
ReLU0.510.600.500.53
0.600.460.49
Maxout0.660.710.830.660.520.56
MaxMin0.870.950.930.720.88
FullSort1.001.001.001.001.001.00
", + "bbox": [ + 269, + 787, + 727, + 886 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Table 1: Effect of problem dimensionality on expressiveness: Testing how well different activation functions and depths can optimize the dual Wasserstein objective with different input dimensionality. The optimal dual surface obtains a dual objective of 1. ", + "bbox": [ + 176, + 897, + 820, + 938 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/fef04547a54c924193a5221fa40ba06f148734fea66ab4493cc2281fb2ab3f3b.jpg", + "table_caption": [ + "Table 2: Estimating the Wasserstein Distance between the data and generator distributions using 1-Lipschitz feedforward neural networks, for MNIST and CIFAR-10 GANs. " + ], + "table_footnote": [], + "table_body": "
ModelReLUMaxoutMaxminGroupSort(4)GroupSort(9)
MNIST1.652.322.572.732.69
CIFAR-103.004.024.384.544.59
", + "bbox": [ + 243, + 99, + 751, + 143 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The ReLU network was not able to make use of the capacity afforded to it and the observed Lipschitz constant was actually closer to 8 than 10. In Appendix F.3 we show the full singular value distribution which suggests that 2-norm-constrained MaxMin networks can achieve dynamical isometry (Pennington et al., 2017) throughout training. ", + "bbox": [ + 174, + 207, + 825, + 261 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We studied the activation statistics of ReLU networks trained to classify MNIST digits with and without 2-norm constraints in Figure 5. Given a threshold value, $\\tau \\in [ 0 , 1 ]$ , we computed the proportion of activations throughout the network which are positive at least as often as $\\tau$ over the training data distribution. Without a Lipschitz constraint, the activation statistics were very sparse, with almost no units active when $\\tau > 0 . 4$ , even when using dropout (Srivastava et al., 2014). When the Lipschitz constraint was enforced the activations were much less sparse with smaller Lipschitz constants amplifying the effect. In the worst case, about $10 \\%$ of units were “undead”, or active all of the time, and hence did not contribute any nonlinear processing. It’s not clear what effect this has on the network’s representational capacity, but such a dramatic change in the network’s activation statistics suggests that it made significant compromises in order to maintain adequate gradient norm. ", + "bbox": [ + 174, + 267, + 825, + 404 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "7.2 WASSERSTEIN DISTANCE ESTIMATION ", + "text_level": 1, + "bbox": [ + 178, + 417, + 483, + 433 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We turn our attention to using norm-constrained GroupSort networks to estimate the Wasserstein distance between the generator distribution of a GAN and the empirical distribution of the data it was trained on. We note that optimal surfaces under the dual Wasserstein objective have a gradient norm of 1 almost everywhere (Corollary 1 in Gemici et al. (2018)). Hence, the gradient norm preservation properties discussed in Section 3 are critical. Appendix G.2 contains details on the experiments described in this section. ", + "bbox": [ + 174, + 441, + 825, + 522 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "7.2.1 LOWER BOUNDS ON MNIST AND CIFAR-10 GANS ", + "text_level": 1, + "bbox": [ + 174, + 540, + 594, + 554 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this experiment, we first trained a GAN variant on MNIST and CIFAR-10 datasets and then froze the weights of the generator. Using samples from the generator and original data distribution, we trained independent 1-Lipschitz neural networks to compute the Wasserstein distance between the empirical data distribution and the generator distribution. As can be seen in Table 2, using normpreserving activation functions helps achieve a tighter lower bound on the Wasserstein distance for both MNIST and CIFAR-10 generators. ", + "bbox": [ + 174, + 564, + 825, + 646 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Training WGANs We were also able to train WGANs using our proposed 1-Lipschitz activations and linear transformations. We borrowed the discriminator and generator architectures directly from Chen et al. (2016), but switched the ReLU activations with MaxMin and replaced the standard convolutional and fully connected layers with their Bjorck counterparts. We also dropped the ¨ batch normalization layers, as these would violate the Lipschitz constraint. Figure 6 shows MNIST and CIFAR-10 samples generated using our WGAN variant. We leave further investigation of the WGANs built with our techniques to a future study. ", + "bbox": [ + 174, + 660, + 825, + 756 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "7.3 ROBUSTNESS AND INTERPRETABILITY OF LIPSCHITZ NETWORKS ", + "text_level": 1, + "bbox": [ + 178, + 765, + 663, + 780 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We explored the robustness of Lipschitz neural networks trained on MNIST to adversarial perturbations measured with $L _ { \\infty }$ distance. When training the networks we enforced an $L _ { \\infty }$ constraint on the weights and used the multi-class hinge loss from Equation 5. We found this to be more effective than the manual margin training used by Tsuzuku et al. (2018). We trained all networks with a Lipschitz constant of $K = 1 0 0 0$ and chose the margin $\\kappa = K a$ where $a$ was 0.1 or 0.3. Notably, this technique provides margin-based provable robustness guarantees as described in Section 4.3. We then attacked these models using the FGS and PGD methods (Szegedy et al., 2013; Madry et al., 2017) under the CW loss (Carlini & Wagner, 2016). The results are presented in Table 3 and Figure 8. The Lipschitz networks with MaxMin activations were able to achieve better clean accuracy and larger margins than their ReLU counterparts which led to considerably improved adversarial robustness. ", + "bbox": [ + 173, + 787, + 825, + 924 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/f2f5d996dbeb0fe63990db23f28574c61bb34e989a583421cca5cfb82275a552.jpg", + "image_caption": [ + "Figure 6: Samples from WGANs whose critic architectures were built using GNP atomic units. " + ], + "image_footnote": [], + "bbox": [ + 230, + 103, + 431, + 261 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/61da0e52fefbc3d8033a48a28702fedef080a443981ec51dd13b024802467cad.jpg", + "image_caption": [ + "Figure 7: Gradients of input images with respect to targeted cross-entropy loss. Left: standard network, Right: 2-norm-constrained network. " + ], + "image_footnote": [], + "bbox": [ + 568, + 101, + 756, + 260 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/57cc1902d302f1aa2db26e3c747a2455ac4f609ee4563dd5e68e148a3f676789.jpg", + "image_caption": [ + "Figure 8: Adversarial Robustness Accuracy on PGD adversarial examples for varying perturbation sizes $\\epsilon$ . " + ], + "image_footnote": [], + "bbox": [ + 174, + 320, + 483, + 400 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/b44013a1c976a89f729d88ebf88d00eca7eea554b05c800ae73f751a512809af.jpg", + "image_caption": [ + "Figure 9: Theoretical Adversarial Robustness Theoretical accuracy lower bound for varying perturbation sizes $\\epsilon$ . " + ], + "image_footnote": [], + "bbox": [ + 511, + 320, + 820, + 400 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "With the strictly enforced Lipschitz constant, we can compute theoretical lower bounds on the accuracy against adversaries with a maximum perturbation strength $\\epsilon$ . In Figure 9, we show this lower bound for each of the models previously studied. This is computed by finding the proportion of data points which violate the margin by at least $K \\epsilon$ . Note that at the computed threshold, the model has low confidence in the adversarial example. An even larger perturbation would be required to induce confident misclassification. ", + "bbox": [ + 174, + 481, + 825, + 563 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Tsipras et al. (2018) reported that networks trained using adversarial training learn robust features which allow them to have interpretable gradients. We found that the same is true for Lipschitz networks, even without using adversarial training. The gradients with respect to the inputs are displayed for a standard network and a 2-norm-constrained network in Figure 7. The first row shows the original images with following rows showing the gradient with different class targets (0-9). Positive pixel values are red and blue is negative. ", + "bbox": [ + 173, + 569, + 825, + 650 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/6ab4181a78be196b3abe055b32f452af232503ef4b60ffe1df1fd46da7a495e3.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
ModelCleanFGSPGD
Err.∈=0.1∈=0.3∈=0.1∈=0.3
StandardReLU StandardMaxMin1.61 1.4778.91 79.6098.54 99.8199.81 99.91100.0 100.0
Margin-0.1 ReLU5.4848.5499.5276.07100.0
Margin-0.1 MaxMin1.9222.8599.6140.2398.93
15.2098.28
Margin-0.3 ReLU46.4961.33100.0
Margin-0.3 MaxMin5.0214.1651.5715.1459.67
", + "bbox": [ + 251, + 660, + 746, + 772 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Table 3: Adversarial robustness Classification error for varying $L _ { \\infty }$ distance of adversarial attacks. ", + "bbox": [ + 173, + 781, + 823, + 796 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "8 CONCLUSION ", + "text_level": 1, + "bbox": [ + 174, + 804, + 318, + 820 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We have identified gradient norm preservation as a critical component of Lipschitz network design and showed that failure to achieve this leads to less expressive networks. By combining the GroupSort activation function and orthonormal weight matrices, we presented a class of neural networks which are provably 1-Lipschitz and can approximate any 1-Lipschitz function arbitrarily well. 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", + "bbox": [ + 169, + 773, + 813, + 790 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Appendices ", + "text_level": 1, + "bbox": [ + 176, + 98, + 343, + 127 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "A GROUPSORT ACTIVATION", + "text_level": 1, + "bbox": [ + 176, + 148, + 421, + 165 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "FullSort and MaxMin FullSort can implement MaxMin by simply ”chunking” the biases in pairs. To be more precise, let $x _ { m a x } ~ = ~ \\operatorname* { s u p } _ { \\mathbf { x } \\in \\mathcal { X } } | | \\mathbf { x } | | _ { \\infty }$ where $\\mathcal { X }$ represents the domain, and $\\boldsymbol { b } = [ b _ { 1 } , b _ { 2 } , . . . , b _ { n } ] ^ { T }$ where $x _ { m a x } < b _ { 1 } = b _ { 2 } \\ll b _ { 3 } = b _ { 4 } \\ll \\cdots \\ll b _ { n - 1 } = b _ { n }$ $\\ll$ denotes differing by at least $x _ { m a x }$ ). We can write: ", + "bbox": [ + 173, + 180, + 825, + 238 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/d1e690568b889904348c4b97292bd68579de47c1e241ec8e4d14ba9651954a26.jpg", + "text": "$$\n\\begin{array} { r } { \\mathbf { M a x M i n } ( \\mathbf { x } ) = \\mathbf { F u l l S o r t } ( \\mathbf { I x } + b ) - b , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 361, + 246, + 635, + 263 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "where I denotes the identity matrix. Similarly, FullSort can be represented using a series of MaxMin layers that implement BubbleSort; note that this construction obeys any matrix $p$ -norm constraint since it can be implemented using only permutation matrices for the weights. ", + "bbox": [ + 174, + 270, + 825, + 313 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "MaxMin and absolute value MaxMin and absolute value can each represent eachother under 2-norm-constrained weights. The two operations are reduced to each other as follows: ", + "bbox": [ + 168, + 329, + 825, + 357 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/a6957eb46984cd32b42d3e75009ef8200bb61f6d629d0c1b7710520c0c356799.jpg", + "text": "$$\n\\begin{array} { r l } & { \\left[ \\begin{array} { c } { \\mathbf { m a x } ( x ) } \\\\ { \\mathbf { m i n } ( y ) } \\end{array} \\right] = \\left[ \\begin{array} { c c } { \\frac { 1 } { \\sqrt { 2 } } } & { \\frac { 1 } { \\sqrt { 2 } } } \\\\ { \\frac { 1 } { \\sqrt { 2 } } } & { \\frac { - 1 } { \\sqrt { 2 } } } \\end{array} \\right] \\mathbf { a b s } ( \\left[ \\begin{array} { c c } { \\frac { 1 } { \\sqrt { 2 } } } & { \\frac { 1 } { \\sqrt { 2 } } } \\\\ { \\frac { 1 } { \\sqrt { 2 } } } & { \\frac { - 1 } { \\sqrt { 2 } } } \\end{array} \\right] \\left[ \\begin{array} { c } { x } \\\\ { y } \\end{array} \\right] + \\left[ \\begin{array} { c } { B } \\\\ { 0 } \\end{array} \\right] ) - \\left[ \\begin{array} { c } { \\sqrt { 2 } B } \\\\ { 0 } \\end{array} \\right] } \\\\ & { \\qquad \\mathbf { a b s } ( x ) = \\left[ \\begin{array} { c c } { \\frac { 1 } { \\sqrt { 2 } } } & { - \\frac { 1 } { \\sqrt { 2 } } } \\end{array} \\right] \\mathbf { M a x M i n } ( \\left[ \\begin{array} { c } { \\frac { 1 } { \\sqrt { 2 } } } \\\\ { \\frac { - 1 } { \\sqrt { 2 } } } \\end{array} \\right] x ) } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 225, + 364, + 774, + 454 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In Equation 6, the value of $B$ is chosen such that $2 { \\bf x } + \\sqrt { 2 } B > 0$ for all $\\mathbf { x }$ in the domain. Note that all the matrices in these constructions satisfy the matrix 2-norm constraint. ", + "bbox": [ + 173, + 460, + 825, + 491 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/b8fa9c79abc27cf653b25476701781e156b1de41a5b2005ae3a93aa1bc9520e6.jpg", + "image_caption": [ + "Figure 10: A rigid linear transformation, followed by absolute value, followed by another rigid linear transformation, can implement folding along an arbitrary hyperplane. Here is an example where the network represents a function consisting of a pair of square pyramids by folding the space three times, until the function is representable as a linear function of the top layer activations. " + ], + "image_footnote": [], + "bbox": [ + 238, + 503, + 763, + 621 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "GroupSort and other activations Here we show that GroupSort can recover ReLU, maxout, and concatenated ReLU activation functions. We first show that MaxMin can recover ReLU and concatenated ReLU. Note that, ", + "bbox": [ + 173, + 714, + 823, + 757 + ], + "page_idx": 13 + }, + { + "type": "equation", + "img_path": "images/4566c8e277dbffaddf1ce88355acbfed4e6ae5d62148ceb51872e31345e36e91.jpg", + "text": "$$\n\\mathbf { M a x M i n } ( \\left[ \\begin{array} { c } { x } \\\\ { 0 } \\end{array} \\right] ) = \\left[ \\begin{array} { c } { R e L U ( x ) } \\\\ { - R e L U ( - x ) } \\end{array} \\right]\n$$", + "text_format": "latex", + "bbox": [ + 359, + 773, + 637, + 810 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Thus, by adding 0 elements to the pre-activations and then applying another linear transformation after MaxMin we can output either ReLU or concatenated ReLU. If instead of adding 0 to the preactivations we added $a x$ we could recover Leaky ReLU by using a linear transformation to select $\\mathbf { \\bar { m a x } } ( x , a x )$ . ", + "bbox": [ + 174, + 820, + 825, + 877 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "To recover maxout with groups of size $k$ , we perform GroupSort with groups of size $k$ and use the next linear transformation to select the first element of each group after sorting (corresponding to the max). ", + "bbox": [ + 174, + 882, + 823, + 924 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "B IMPLEMENTING NORM CONSTRAINTS ", + "text_level": 1, + "bbox": [ + 174, + 102, + 519, + 117 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "When implementing the norm constraints it is possible to project the weight matrices after each gradient descent step, or during the forward pass (if the projection is differentiable). For the Bjorck¨ algorithm we utilize the latter while Parseval networks use the Bjorck algorithm after each gradient ¨ descent step. In any case, once training has completed we can project the weights to enforce the norm constraint and use these as our fixed weights at test time - removing the computational overhead required during training. ", + "bbox": [ + 174, + 133, + 825, + 215 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "B.1 COMPARING BJORCK AND ¨ PARSEVAL ", + "text_level": 1, + "bbox": [ + 176, + 232, + 475, + 247 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "In Cisse et al. (2017), the authors motivate an update to the weight matrices by considering the gradient of a regularization term, $\\begin{array} { r } { \\frac { \\beta } { 2 } | | W ^ { T } W - I | | _ { F } ^ { 2 } } \\end{array}$ . By subtracting this gradient from the weight matrices they push them closer to the Stiefel manifold. The final update is given by, ", + "bbox": [ + 174, + 257, + 825, + 303 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/075b8694541fb20eef139d7687fb88059d520a2fa4fb65f08ca2f4410ffa4e47.jpg", + "text": "$$\n\\boldsymbol { W } \\boldsymbol { W } ( I + \\beta ) - \\beta \\boldsymbol { W } \\boldsymbol { W } ^ { T } \\boldsymbol { W }\n$$", + "text_format": "latex", + "bbox": [ + 393, + 319, + 604, + 339 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Note that when $\\beta = 0 . 5$ this update is exactly the first order $\\gamma = 1 \\AA$ ) update from Equation 3, with a single iteration. Compared to our approach, the key difference in Parseval networks is that the weight matrix update is applied after the primary gradient update. For our approach, we utilize the algorithm in Equation 3 during the network forward pass to optimize directly on the Stiefel manifold. This is more expensive but lets us ensure that the weight matrices are close to orthonormal throughout training. ", + "bbox": [ + 173, + 349, + 825, + 431 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Choice of $\\beta$ We can relate the first order Bjorck algorithm to the Parseval update by setting ¨ $\\beta =$ 0.5. However, in practice Parseval networks are trained with very small choices of $\\beta$ , for example $\\beta = 0 . 0 0 0 3$ . As expected, when $\\beta$ is small the algorithm still converges to an orthonormal matrix but much more slowly. Figure 11 shows the maximum and minimum singular values of matrices which have undergone 50 iterations of the first order Bjorck scheme for varying choices of ¨ $\\beta < 0 . 5$ . When $\\beta$ is much smaller than 0.5 the matrices may be far from orthonormal. We also show how the maximum and minimum singular values vary over the number of iterations when $\\beta = 0 . 0 0 0 3$ (a common choice for Parseval networks) in Figure 12. This has practical implications for Parseval training, particularly when using early stopping, as the weight matrices may be far from orthonormal if the gradients are relatively large compared to the update produced by the Bjorck algorithm. We ¨ observed this effect empirically in our MNIST classification experiments but found that Parseval networks were still able to achieve a meaningful regularization effect. ", + "bbox": [ + 173, + 446, + 825, + 609 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "B.2 COMPARING BJORCK AND ¨ SPECTRAL NORMALIZATION ", + "text_level": 1, + "bbox": [ + 174, + 626, + 602, + 641 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Spectral Normalization (Miyato et al., 2018) enforces the largest singular value of each weight matrix to be less than 1 by estimating the largest singular value and left/right singular vectors using power iteration, and normalizing the weight matrix using these during each forward pass. While this constraint does allow all singular values of the weight matrix to be 1, we have found that this rarely happens in practice. Hence, enforcing the 1-Lipschitz constraint via spectral normalization doesn’t guarantee gradient norm preservation. ", + "bbox": [ + 174, + 652, + 825, + 734 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "We demonstrate the practical consequences of the inability of spectral normalization to preserve gradient norm on the task of approximating high dimensional cones. In order to quantify approximation performance, we carefully pick two $n$ dimensional probability distributions such that 1) The Wasserstein Distance between them is exactly 1 and 2) the optimal dual surface consists of an $n - 1$ dimensional cones with a gradient of 1 everywhere, embedded in $n$ dimensions. We trained 1-Lipschitz constrained neural networks to optimize the dual Wasserstein objective in 2 and checked how well the architecture of choice is able to approximate the optimal dual surface, measured by the Wasserstein Distance they estimate. Please refer to Section 7.1.1 for more experiments in this flavor and Appendix G.1 for how these two probability distributions are picked. ", + "bbox": [ + 174, + 739, + 825, + 863 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Figure 13 shows that neural networks trained with Bjorck orthonormalization not only are able to ¨ approximate high dimensional cones better than spectral normalization, but also converge much faster in terms of training iterations. The gap between these methods gets much more significant as the problem dimensionality increases. In this experiment, each network consisted of 3 hidden layers with 512 hidden units per layer, and was trained with the Adam optimizer (Kingma & Ba, 2014) with its default hyperparameters. Tuned learning rates of 0.01 for Bjorck and 0.0033 for spectral ¨ normalization were used. ", + "bbox": [ + 174, + 869, + 823, + 924 + ], + "page_idx": 14 + }, + { + "type": "image", + "img_path": "images/421d1784534fd3a361b7d02c634d2642dabf5a2a95b4283d994653b810fd5f43.jpg", + "image_caption": [ + "Figure 11: Convergence of the Bjorck algorithm ¨ for different choices of $\\beta$ . The largest and smallest singular values are shown after 50 iterations of the algorithm. " + ], + "image_footnote": [], + "bbox": [ + 189, + 122, + 457, + 332 + ], + "page_idx": 15 + }, + { + "type": "image", + "img_path": "images/4fe74350fddd54e8c606be3e719314ed25e847a54202d1641b8694ac6ed716ab.jpg", + "image_caption": [ + "Singular values from orthonormalization for varying iterations and $\\beta = 0 . 0 0 0 3$ ", + "Figure 12: Convergence of the Bjorck algorithm¨ for increasing iterations with $\\beta = 0 . 0 0 0 3$ . The largest and smallest singular values are shown after each iteration of the algorithm. " + ], + "image_footnote": [], + "bbox": [ + 526, + 127, + 795, + 330 + ], + "page_idx": 15 + }, + { + "type": "image", + "img_path": "images/e5fc4d4af498c5419dab0e0b54570760ea51fb358d62b252949585ca5d70ceab.jpg", + "image_caption": [ + "Figure 13: Comparing the performance of 1-Lipschitz neural nets using Bjorck orthonormalization ¨ and spectral normalization to enforce the 2-norm constraint on the high dimensional cone fitting task (Section 7.1.1). Note that networks using Bjorck orthonormalization both converge faster and ¨ achieve higher final approximation accuracies, as measured by the estimated Wasserstein Distance. " + ], + "image_footnote": [], + "bbox": [ + 316, + 439, + 656, + 636 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 747, + 825, + 789 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "B.3 SUFFICIENT CONDITION FOR CONVERGENCE OF BJORCK ¨ ORTHONORMALIZATION ", + "text_level": 1, + "bbox": [ + 171, + 821, + 785, + 838 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "The Bjorck orthonormalization can be shown to always converge as long as the condition ¨ $| | \\mathbf { W } ^ { T } \\mathbf { W } - \\mathbf { \\mu }$ $\\mathbf { I } | | _ { 2 } < 1$ is satisfied (Hasenclever et al.). When viewed in conjunction with the fact that the output of this procedure is scale-invariant $( \\mathbf { B J O R C K } ( \\alpha \\mathbf { W } ) = \\alpha \\mathbf { B J } \\bar { \\mathbf { O } } \\mathbf { R C K } ( \\mathbf { W } ) )$ ) (Bjorck & Bowie, 1971), ¨ the aforementioned sufficient condition can be implemented by simply scaling the weight matrix so that all of its singular values are smaller than or equal to 1 before orthonormalization. ", + "bbox": [ + 174, + 854, + 825, + 924 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "A scaling factor can be computed efficiently by considering the following matrix norm inequalities: ", + "bbox": [ + 173, + 103, + 823, + 119 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/8252bad775d4d506a8728be0030025c4607a18d100a5afdb3e42567e465e8ec2.jpg", + "text": "$$\n\\begin{array} { r l } & { \\sigma _ { m a x } \\leq \\sqrt { m * n } \\| \\mathbf { W } \\| _ { m a x } } \\\\ & { \\sigma _ { m a x } \\leq \\sqrt { n } \\| \\mathbf { W } \\| _ { 1 } } \\\\ & { \\sigma _ { m a x } \\leq \\sqrt { m } \\| \\mathbf { W } \\| _ { \\infty } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 408, + 125, + 588, + 186 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Above, $\\sigma _ { m a x }$ corresponds to the largest singular value of the matrix and $m$ and $n$ stand for the number of rows and columns respectively. Note that computing the quantities on the right hand side of the inequalities involves at most summing over the rows or columns of the weight matrix, which is a cheap operation. ", + "bbox": [ + 173, + 190, + 825, + 246 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "C NON-EXPRESSIVE NORM-CONSTRAINED NETWORKS ARE LINEAR ", + "text_level": 1, + "bbox": [ + 173, + 266, + 750, + 282 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Theorem 1. Consider a neural network, $f : \\mathbb { R } ^ { n } \\mathbb { R } ,$ , built with matrix 2-norm constrained weights $( | | \\mathbf { W } | | _ { 2 } \\leq 1 )$ and $^ { l }$ -Lipschitz, element-wise, monotonically increasing activation functions. $I f | | \\nabla f ( \\mathbf { x } ) | | _ { 2 } = 1$ almost everywhere, then $f$ is linear. ", + "bbox": [ + 174, + 295, + 825, + 339 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Proof. We can express the input-output Jacobian of a neural network as: ", + "bbox": [ + 174, + 354, + 648, + 371 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/5f4ce673bb290ac18d007845e5e9cd5a6dfe3ed0520bfd544dfc1bc5036953e3.jpg", + "text": "$$\n\\frac { \\partial f } { \\partial \\mathbf { x } } = \\frac { \\partial f } { \\partial h _ { L - 1 } } \\frac { \\partial h _ { L - 1 } } { \\partial z _ { L - 1 } } \\frac { \\partial z _ { L - 1 } } { \\partial \\mathbf { x } } = \\mathbf { W } _ { L } \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } \\frac { \\partial z _ { L - 1 } } { \\partial \\mathbf { x } }\n$$", + "text_format": "latex", + "bbox": [ + 313, + 376, + 684, + 411 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Note that $\\mathbf { W } _ { L } \\in \\mathbb { R } ^ { 1 \\times n _ { L - 1 } }$ . Moreover, using the sub-multiplicativity of matrix norms, we can write: ", + "bbox": [ + 171, + 426, + 823, + 443 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/82ccaa3a482669c083b1fcd6332c0408038c65d69e613a3242b614efa557f427.jpg", + "text": "$$\n1 = \\| \\frac { \\partial f } { \\partial \\mathbf { x } } \\| _ { 2 } \\leq | | \\mathbf { W } _ { L } \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } | | _ { 2 } \\| \\frac { \\partial z _ { L - 1 } } { \\partial \\mathbf { x } } \\| _ { 2 } \\leq | | \\mathbf { W } _ { L } | | _ { 2 } | | \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } | | _ { 2 } | \\frac { \\partial z _ { L - 1 } } { \\partial \\mathbf { x } } | | _ { 2 } \\leq 1\n$$", + "text_format": "latex", + "bbox": [ + 192, + 465, + 803, + 502 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "for $x$ almost everywhere. The quantity is also upper bounded by 1 due to the 1-Lipschitz property. Therefore, all of the Jacobian norms in the above equation must be equal to 1. Notably, ", + "bbox": [ + 173, + 508, + 820, + 536 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/7922545665591efdad968fc4ca9b401cf42ae27703743c93acc00ccd702a2fcd.jpg", + "text": "$$\n\\bigg \\vert \\bigg \\vert \\mathbf { W } _ { L } \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } \\bigg \\vert \\bigg \\vert _ { 2 } = 1 \\quad \\mathrm { a n d } \\quad \\vert \\vert \\mathbf { W } _ { L } \\vert \\vert _ { 2 } = 1\n$$", + "text_format": "latex", + "bbox": [ + 344, + 542, + 651, + 579 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "We then consider the following operation: ", + "bbox": [ + 176, + 585, + 449, + 601 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/f3ef5e730cfed5635209b5035509fbdf53dad432947bf7d429744bf43719b7dc.jpg", + "text": "$$\n| | \\mathbf { W } _ { L } | | _ { 2 } ^ { 2 } - \\left| \\left| \\mathbf { W } _ { L } \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } \\right| \\right| _ { 2 } ^ { 2 } = \\sum _ { i = 1 } ^ { n } ( 1 - \\Big ( \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } \\Big ) _ { i i } ^ { 2 } ) ( W _ { L , i } ) ^ { 2 } = 0\n$$", + "text_format": "latex", + "bbox": [ + 259, + 606, + 740, + 648 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "We have $\\begin{array} { r } { 0 \\le \\frac { \\partial \\phi } { \\partial z _ { L } } \\le 1 } \\end{array}$ as $\\phi$ is 1-Lipschitz and monotonically increasing. Therefore, we must have either $\\begin{array} { r } { \\frac { \\partial \\phi } { \\partial z _ { L } } _ { i i } = 1 } \\end{array}$ almost everywhere, or $\\mathbf { W } _ { L , i } = 0$ . Thus we can write, ", + "bbox": [ + 174, + 665, + 823, + 703 + ], + "page_idx": 16 + }, + { + "type": "equation", + "img_path": "images/0508ed8fe4a9a808dbe3d9777c6d025e8d4ded4fcc77cb710e8178eb94a886f9.jpg", + "text": "$$\n\\begin{array} { l } { { z _ { L } = \\displaystyle \\sum _ { i = 1 } ^ { m } W _ { L , i } \\phi ( z _ { L - 1 } ) _ { i } + b _ { L } = \\sum _ { i : W _ { L , i } \\neq 0 } W _ { L , i } \\phi ( z _ { L - 1 } ) _ { i } + b _ { L } } } \\\\ { { = \\displaystyle \\sum _ { i : W _ { L , i } \\neq 0 } W _ { L , i } z _ { L - 1 , i } + b _ { L } } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 290, + 726, + 707, + 808 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Then $z _ { L }$ can be written as a linear function of $z _ { L - 1 }$ almost everywhere and by Lipschitz continuity we must in fact have that $z _ { L }$ is a linear function of $z _ { L - 1 }$ . In particular, we can write $z _ { L } = \\mathbf { W } _ { L } \\mathbf { W } _ { L - 1 } h _ { L - 2 } + ( \\mathbf { W } _ { L } b _ { L - 1 } + b _ { L } )$ , thus collapsing the last two layers into a single linear layer, with weight matrix $\\mathbf { W } _ { L } \\mathbf { W } _ { L - 1 } \\in \\mathbb { R } ^ { 1 \\times n _ { L - 2 } }$ and scalar bias $\\mathbf { W } _ { L } \\mathbf { b } _ { L - 1 } + b _ { L }$ . ", + "bbox": [ + 173, + 820, + 825, + 877 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "From here we can apply the exact same argument as above to $\\phi ( \\mathbf { z } _ { L - 2 } )$ , reducing the next layer to be linear. By repeating this all the way to the first linear layer we collapse the network into a single linear function. □ ", + "bbox": [ + 174, + 882, + 825, + 924 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Theorem 2. Consider a neural network, $f : \\mathbb { R } ^ { n } \\mathbb { R } ,$ built with matrix 2-norm constrained weights and with $| | \\nabla f ( \\mathbf { x } ) | | _ { 2 } = 1$ almost everywhere. Then, without changing the computed function, each weight matrix $\\mathbf { W } \\in R ^ { m \\times k }$ can be replaced with a matrix $\\widetilde { \\mathbf { W } }$ whose singular values all equal 1. ", + "bbox": [ + 173, + 102, + 825, + 150 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Proof. Take a weight matrix $\\mathbf { W } _ { i }$ , for $i < L$ . By the argument presented in the proof of Theorem 1, this weight matrix must preserve the norm of gradients during backpropagation. That is, ", + "bbox": [ + 171, + 166, + 825, + 195 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/0aacc987b657853e7b071dc60fc5e4580246ca30b94b645a9eaa4b979c6ade6e.jpg", + "text": "$$\n\\mathbf { \\tau } _ { 1 } = \\left\\| \\frac { \\partial f } { \\partial z _ { i } } \\mathbf { W } _ { i } \\right\\| _ { 2 }\n$$", + "text_format": "latex", + "bbox": [ + 439, + 212, + 555, + 248 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Using the singular value decomposition, we write $\\mathbf { W } _ { i } = \\mathbf { U } \\pmb { \\Sigma } \\mathbf { V } ^ { T }$ . We then define $\\widetilde { \\mathbf { W } } _ { i } = \\mathbf { U } \\widetilde { \\pmb { \\Sigma } } \\mathbf { V } ^ { T }$ where $\\tilde { \\Sigma }$ has ones along the diagonal. Furthermore, define $\\mathbf { W } _ { i } ^ { ( t ) } = t \\mathbf { W } _ { i } + ( 1 - t ) \\widetilde { \\mathbf { W } } _ { i }$ . Now replace $\\mathbf { W } _ { i }$ with $\\mathbf { W } _ { i } ^ { ( t ) }$ in the network. Then we have, ", + "bbox": [ + 174, + 261, + 825, + 314 + ], + "page_idx": 17 + }, + { + "type": "equation", + "img_path": "images/3ec49214c03eacf91969be505d6d18167883fe5d6dbdf2e9d7ec2aade037a531.jpg", + "text": "$$\n\\frac { \\partial f } { \\partial t } = \\frac { \\partial f } { \\partial z _ { i } } \\frac { \\partial z _ { i } } { \\partial t } = \\frac { \\partial f } { \\partial z _ { i } } ( \\mathbf { W } _ { i } - \\widetilde { \\mathbf { W } } _ { i } ) h _ { i - 1 } = \\frac { \\partial f } { \\partial z _ { i } } \\mathbf { U } \\big ( \\Sigma _ { i } - \\widetilde { \\Sigma } _ { i } \\big ) \\mathbf { V } ^ { T } h _ { i - 1 }\n$$", + "text_format": "latex", + "bbox": [ + 267, + 337, + 730, + 371 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "As the norm of $\\frac { \\partial f } { \\partial { \\pmb z } _ { i } }$ is preserved by $\\mathbf { W } _ { i }$ we must have that $\\begin{array} { r } { \\pmb { u } = ( \\frac { \\partial f } { \\partial \\pmb { z } _ { i } } \\mathbf { U } ) ^ { T } } \\end{array}$ has non-zero entries only where the diagonal of $\\pmb { \\Sigma }$ is 1. That is, $u _ { j } = 0 \\Longleftrightarrow \\Sigma _ { j j } < 1$ . In particular, we have $\\pmb { u } ^ { T } \\pmb { \\Sigma } _ { i } = \\pmb { u } ^ { T } \\widetilde { \\pmb { \\Sigma } } _ { i }$ meaning ∂f∂t $\\begin{array} { r } { \\frac { \\partial f } { \\partial t } = 0 } \\end{array}$ . Thus, the output of the network is the same for all $t$ , in particular for $t = 0$ and $t = 1$ . Thus, we can replace $\\mathbf { W } _ { i }$ with $\\widetilde { \\mathbf { W } } _ { i }$ and the network output remains unchanged. ", + "bbox": [ + 173, + 385, + 825, + 458 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "We can repeat this argument for all $i < L$ (for $i = 1$ we adopt the notation $\\boldsymbol { h } _ { 0 } = \\boldsymbol { x }$ , the input to the network). For $i = L$ the result follows directly. □ ", + "bbox": [ + 173, + 462, + 825, + 492 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "D UNIVERSAL APPROXIMATION OF 1-LIPSCHITZ FUNCTIONS ", + "text_level": 1, + "bbox": [ + 174, + 511, + 700, + 529 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Here we present formal proofs related to finding neural network architectures which are able to approximate any 1-Lipschitz function. We begin with a proof of Lemma 1. ", + "bbox": [ + 171, + 542, + 823, + 571 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Lemma 1. (Restricted Stone-Weierstrass Theorem) Suppose that $( X , d _ { X } )$ is a compact metric space with at least two points and $L$ is a lattice in $C _ { L } ( X , \\mathbb { R } )$ with the property that for any two distinct elements $x , y \\in X$ and any two real numbers a and $b$ such that ${ \\bar { | } } a { \\bar { - } } b { \\bar { | } } \\leq d _ { X } { \\bar { ( x , y ) } }$ there exists $a$ function $f \\in L$ such that $f ( x ) = a$ and $f ( y ) = b$ . Then $L$ is dense in $C _ { L } ( X , \\mathbb { R } )$ . ", + "bbox": [ + 173, + 575, + 825, + 632 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Proof. This proof follows a standard approach with small modifications. We aim to show that for any $\\dot { \\boldsymbol { g } } \\in C _ { L } ( \\mathbf { \\bar { X } } , \\mathbb { R } )$ and $\\epsilon > 0$ we can find $f \\in L$ such that $| | g - f | | _ { \\infty } < \\epsilon$ (i.e. the largest difference is $\\epsilon$ ). ", + "bbox": [ + 173, + 648, + 826, + 690 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Fix $x \\in X$ . Then for each $y \\in X$ , we have an $f _ { y } \\in L$ with $f _ { y } ( x ) = g ( x )$ and $f _ { y } ( y ) = g ( y )$ . This follows from the separation property of $L$ and, using the fact that $g$ is 1-Lipschitz, $| g ( x ) - g ( y ) | \\leq$ $d _ { X } ( x , y )$ . ", + "bbox": [ + 173, + 696, + 825, + 739 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Define $V _ { y } = \\{ z \\in X : f _ { y } ( z ) < g ( z ) + \\epsilon \\}$ . Then $V _ { y }$ is open and we have $x , y \\in V _ { y }$ . Therefore, the collection of sets $\\{ V _ { y } \\} _ { y \\in X }$ is an open cover of $X$ . By the compactness of $X$ , there exists some finite subcover of $X$ , say, $\\{ V _ { y _ { 1 } } , \\ldots , V _ { y _ { n } } \\}$ , with corresponding functions $f _ { y _ { 1 } } , \\ldots , f _ { y _ { n } }$ . ", + "bbox": [ + 173, + 744, + 825, + 787 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Let $F _ { x } = m i n ( f _ { y _ { 1 } } , . . . , f _ { y _ { n } } )$ . Since $L$ is a lattice we must have $F _ { x } \\in L$ . And moreover, we have that $F _ { x } ( x ) = g ( x )$ and $F _ { x } ( z ) < g ( z ) + \\epsilon$ , for all $z \\in X$ . ", + "bbox": [ + 173, + 792, + 823, + 821 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Now, define $U _ { x } = \\{ z \\in X : F _ { x } ( z ) > g ( z ) - \\epsilon \\}$ . Then $U _ { x }$ is an open set containing $x$ . Therefore, the collection $\\{ U _ { x } \\} _ { x \\in X }$ is an open cover of $X$ and admits a finite subcover, $\\{ U _ { x _ { 1 } } , \\dotsc , U _ { x _ { m } } \\}$ , with x x X corresponding functions $F _ { x _ { 1 } } , \\ldots , F _ { x _ { m } }$ . ", + "bbox": [ + 176, + 827, + 823, + 869 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Let $G = m a x ( F _ { x _ { 1 } } , \\dots , F _ { x _ { m } } ) \\in L$ . We have $G ( z ) > g ( z ) - \\epsilon$ , for all $z \\in X$ . ", + "bbox": [ + 176, + 873, + 684, + 891 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Combining both inequalities, we have that $g ( z ) - \\epsilon < G ( z ) < g ( z ) + \\epsilon ,$ , for all $z \\in X$ . Or more succinctly, $| | g - G | | _ { \\infty } < \\epsilon$ . The result is proved by taking $f = G$ . □ ", + "bbox": [ + 173, + 895, + 826, + 925 + ], + "page_idx": 17 + }, + { + "type": "image", + "img_path": "images/9cefea6351f8c53633b6d58bb66166c7d9e2ab69d0be820a3a3fd7effeddda89.jpg", + "image_caption": [ + "Figure 14: Lattice construction for $L _ { p }$ universal approximation. " + ], + "image_footnote": [], + "bbox": [ + 181, + 109, + 825, + 190 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "We now proceed to prove Theorem 3. ", + "bbox": [ + 176, + 250, + 419, + 263 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Theorem 3. (Universal Approximation with Lipschitz Networks) Let $\\mathcal { L N } _ { p }$ denote the class of fullyconnected neural networks whose first weight matrix satisfies $| | \\mathbf { W } _ { 1 } | | _ { p , \\infty } ~ = ~ 1$ , all other weight matrices satisfy $| | \\mathbf { W } | | _ { \\infty } = 1$ , and MaxMin activations. Let $X$ be a closed and bounded subset of $\\mathbb { R } ^ { n }$ endowed with the $L _ { p }$ metric. Then the closure of $\\mathcal { L N } _ { p }$ is dense in $C _ { L } ( X , \\mathbb { R } )$ . ", + "bbox": [ + 173, + 268, + 825, + 324 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Proof. The first property we require is separation of points. This follows trivially as given four points satisfying the required conditions we can find a linear map with the required $L _ { p , \\infty }$ matrix norm that fits them. It remains then to prove that we can construct a lattice under this constraint. We begin by considering two 1-Lipschitz neural networks, $f$ and $g$ . We wish to design an architecture which is guaranteed to be 1-Lipschitz and can represent both $\\operatorname* { m a x } ( f , g )$ and $\\operatorname* { m i n } ( \\bar { f } , g )$ . ", + "bbox": [ + 173, + 340, + 825, + 410 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "The key insight we will use is the idea that we can split the network into two parallel channels which each computes one of $f$ and $g$ . At the end of the network, we can then select one of these channels depending on whether we want the max or the min. ", + "bbox": [ + 176, + 415, + 823, + 457 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Each of the networks $f$ and $g$ is determined by a set of weights and biases, we will denote these $[ \\mathbf { W } _ { 1 } ^ { f } , \\mathbf { b } _ { 1 } ^ { f } , \\dots , \\mathbf { W } _ { n } ^ { f } , b _ { n } ^ { f } ]$ and $[ \\mathbf { W } _ { 1 } ^ { g } , \\mathbf { b } _ { 1 } ^ { g } , \\ldots , \\mathbf { W } _ { n } ^ { g } , \\mathbf { b } _ { n } ^ { g } ]$ for $f$ and $g$ respectively. For now, assume that these networks are of equal depth (we can lift this assumption later) however we make no assumptions on the width. We will now construct $h = m a x ( \\bar { f } , g )$ in the form of a 1-Lipschitz neural network. To achieve this, we will design a network $h$ which first concatenates the first layers of networks $f$ and $g$ and then computes $f$ and $g$ separately before combining them at the end. ", + "bbox": [ + 174, + 463, + 825, + 547 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "We take the first weight matrix of $h$ to be $\\mathbf { W } _ { 1 } ^ { h } = [ \\mathbf { W } _ { 1 } ^ { f } \\mathbf { \\Sigma } \\mathbf { W } _ { 1 } ^ { g } ] ^ { T }$ , that is the weight matrices of $f$ and $g$ stacked vertically. This matrix necessarily satisfies $| | \\mathbf { W } _ { 1 } ^ { h } | | _ { p , \\infty } = 1$ . Similarly, the bias will be those from the first layers of $f$ and $g$ stacked vertically. Then the first layer’s pre-activations will be exactly the pre-activations of $f$ and $g$ stacked vertically. ", + "bbox": [ + 174, + 554, + 825, + 614 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "For the following layers, we construct the biases in the same manner (vertical stacking). We construct the weights by constructing new block-diagonal weight matrices. That is, given $\\mathbf { W } _ { i } ^ { f }$ and $\\mathbf { W } _ { i } ^ { g }$ we take ", + "bbox": [ + 174, + 619, + 825, + 664 + ], + "page_idx": 18 + }, + { + "type": "equation", + "img_path": "images/9e5a8bc513014e5736e24957b9834175b8648753c9f501f7ec842fee2d25f945.jpg", + "text": "$$\nW _ { i } ^ { h } = \\left[ \\begin{array} { l } { W _ { i } ^ { f } \\quad 0 } \\\\ { 0 \\quad W _ { i } ^ { g } } \\end{array} \\right]\n$$", + "text_format": "latex", + "bbox": [ + 431, + 681, + 566, + 717 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "This matrix also has $\\infty$ -norm equal to 1. We repeat this for each of the layers in $f$ and $g$ and end up with a final layer which has two units, $f$ and $g$ . We can then take MaxMin of this final layer and take the inner product with $[ 1 , 0 ]$ to recover the max or [0, 1] for the min. ", + "bbox": [ + 174, + 727, + 823, + 770 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Finally, we must address the case where the depth of $f$ and $g$ are different. In this case we notice that we are able to represent the identity function with MaxMin activations. To do so observe that after the pre-activations have been sorted we can multiply by the identity and the sorting activation afterwards will have no additional effect. Therefore, for the channel that has the smallest depth we can add in these additional identity layers to match the depths and resort to the above case. ", + "bbox": [ + 173, + 775, + 825, + 843 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "We have shown that the set of neural networks is a lattice which separates points, and thus by Lemma 1 it must be dense in $C _ { L } ( X , \\mathbb { R } )$ . □ ", + "bbox": [ + 173, + 849, + 820, + 878 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Note that we could have also used the maxout activation Goodfellow et al. (2013) to complete this proof. This makes sense, as the maxout activation is also norm-preserving in $L _ { \\infty }$ . However, this does not hold when using a 2-norm constraint on the weights. We now present several consequences of the theoretical results given above. ", + "bbox": [ + 173, + 895, + 825, + 924 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 823, + 131 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "This result can be extended easily to vector-valued Lipschitz functions with respect to $L _ { \\infty }$ distance by noticing that the space of such 1-Lipschitz functions is a lattice. We may apply the StoneWeierstrass proof to each of the coordinate functions independently and use the same construction as in Theorem 3 modifying only the last layer which will now reorder the outputs of each function to do a pairwise comparison and then select the relevant components to produce the max or the min. ", + "bbox": [ + 174, + 137, + 825, + 207 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "Observation. Consider the set of neural networks, $\\mathcal { L } \\mathcal { N } _ { \\infty } ^ { m } = \\{ f : \\mathbb { R } ^ { n } \\to \\mathbb { R } ^ { m } , | | W | | _ { \\infty } = 1 \\}$ , with MaxMin activations. Then $\\mathcal { L } \\mathcal { N } _ { \\infty } ^ { m }$ is dense in $I$ -Lipschitz functions with respect to the $L _ { \\infty }$ metric. ", + "bbox": [ + 174, + 210, + 821, + 239 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "Proof. Note that given two functions, $g , f : \\mathbb { R } ^ { n } \\mathbb { R } ^ { m }$ which are 1-Lipschitz with respect to the $L _ { \\infty }$ metric, their element-wise max (or min) is also 1-Lipschitz with respect to the $L _ { \\infty }$ metric. Consider the element-wise components of such an $f$ , written $f = ( f _ { 1 } , \\ldots , { \\overline { { f } } } _ { m } )$ . We can apply the StoneWeierstrass theorem (Lemma 1) to each of the components independently, such that if the same conditions apply (trivially extended to $\\mathbb { R } ^ { m }$ ) the Lattice is dense. Thus, as in the proof of Theorem 3, it suffices to find a network $h \\in \\mathcal { L N } _ { \\infty } ^ { m }$ which can represent the max or min of any other networks, $f , g \\in \\mathcal { L } \\mathcal { N } _ { \\infty } ^ { m }$ . ", + "bbox": [ + 174, + 265, + 825, + 362 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "In fact, we can use almost exactly the same construction as in the proof of Theorem 3. We follow the same initial steps by concatenating weight matrices and constructing block-diagonal matrices from the two networks. After doing this for all layers in the networks $f$ and $g$ , we will output $[ f _ { 1 } , \\dots , f _ { m } , g _ { 1 } , \\dots g _ { m } ]$ . We can then permute these entries using a single linear layer to produce $[ f _ { 1 } , g _ { 1 } , f _ { 2 } , g _ { 2 } , . . . , f _ { m } , g _ { m } ]$ finally we take MaxMin and use the final weight matrix to select either $\\operatorname* { m a x } ( f , g )$ or $\\operatorname* { m i n } ( f , g )$ . □ ", + "bbox": [ + 173, + 367, + 825, + 450 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "E SPECTRAL JACOBIAN REGULARIZATION ", + "text_level": 1, + "bbox": [ + 174, + 472, + 542, + 488 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "Most existing work begins with the goal of constraining the spectral norm of the Jacobian and proceeds to achieve this by placing constraints on the weights of the network (Yoshida & Miyato, 2017). While not the main focus of our work, we propose a simple new technique which allows us to directly regularize the spectral norm of the Jacobian, $\\sigma ( J )$ . This method differs from the ones described previously as the Lipschitz constant of the entire network is regularized using a single term, instead of at the layer level. ", + "bbox": [ + 174, + 505, + 825, + 588 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "The intuition for this algorithm follows that of Yoshida & Miyato (2017), who apply power iteration to estimate the singular values of the weight matrices online. The authors also discuss computing the spectral radius of the Jacobian directly, and related quantities such as the Frobenius norm, but dismiss this as being too computationally expensive. ", + "bbox": [ + 173, + 593, + 825, + 648 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "Power iteration can be used to compute the leading singular value of a matrix $J$ with the following repeated steps, ", + "bbox": [ + 174, + 655, + 823, + 684 + ], + "page_idx": 19 + }, + { + "type": "equation", + "img_path": "images/8284c941cf6e83781c3918991f1933de57560b9543ea5f6095627f5027d5c518.jpg", + "text": "$$\n\\mathbf { v } _ { k } = J ^ { T } \\mathbf { u } _ { k - 1 } / | | J ^ { T } \\mathbf { u } _ { k - 1 } | | _ { 2 } , \\mathbf { u } _ { k } = J \\mathbf { v } _ { k } / | | J \\mathbf { v } _ { k } | | _ { 2 }\n$$", + "text_format": "latex", + "bbox": [ + 334, + 704, + 661, + 724 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "Then we have $\\sigma ( J ) \\approx \\mathbf { u } ^ { T } J \\mathbf { v }$ . There are two challenges that must be overcome to implement this in practice. First, the algorithm requires higher order derivatives which leads to increased computational overhead. However, the tradeoff is often reasonable in practice, see e.g. Drucker & Le Cun (1992). Second, the algorithm requires both Vector-Jacobian products and Jacobian-Vector products. The former can be computed with reverse-mode automatic differentiation but the latter requires the less common forward-mode. Fortunately, one can recover forward-mode from reverse mode by constructing Vector-Jacobian products and utilizing the transpose operator (Townsend, 2017). In this setting, we can actually re-use the intermediate reverse-mode backpropagation within the algorithm which further reduces the computational overhead. The algorithm itself is presented as Algorithm 1. ", + "bbox": [ + 173, + 739, + 825, + 863 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "We present this algorithm primarily to be used for regularization but this could also be used to approximately control the Lipschitz constraint by rescaling the output of the entire network by the estimate of the Jacobian spectral norm in a similar fashion to weight spectral normalization Miyato et al. (2018). ", + "bbox": [ + 174, + 868, + 823, + 924 + ], + "page_idx": 19 + }, + { + "type": "table", + "img_path": "images/d770578b77141faa9218a598132c27bd19d6fb3c7d60b7fb19c10cdf69af5588.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Algorithm1: Spectral Jacobian Regularization
Initialize u randomly, choose hyperparameter 入> 0
for data batch (X,Y) do
Compute logits fe(X)
Compute loss L(fe(X),Y)
8f Compute g = 1 using reverse mode 43 Dx
Set v = g/llgll2
0g of Compute h = (vT T V,using reverse mode
du x Update u = h/||lh|l2
a
Compute parameter update from (L + λuTh) 丽
", + "bbox": [ + 171, + 104, + 821, + 308 + ], + "page_idx": 20 + }, + { + "type": "table", + "img_path": "images/71179711958366d3a30d5d58594601ee63159e6f5a6ba64b41a52b1e448603ec.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
ReLUMaxMinGroupSort-4FullSortMaxout
Standard1.611.471.623.531.40
Dropout1.271.371.293.621.27
Bjorck1.541.251.432.061.43
Spectral NormSpectral JacSpectral Norm1.541.261.322.94
1.051.091.241.931.02
ParsevalL81.431.401.443.361.35
2.252.282.224.881.98
", + "bbox": [ + 246, + 324, + 750, + 435 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "Table 4: MNIST classification Test error shown for different architectures and activation functions. ", + "bbox": [ + 173, + 445, + 823, + 460 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "F ADDITIONAL EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 484, + 441, + 501 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "In this section we present additional experimental results which the main paper did not have space to support. ", + "bbox": [ + 173, + 516, + 823, + 545 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "F.1 CLASSIFICATION ", + "text_level": 1, + "bbox": [ + 174, + 560, + 331, + 575 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "We compared a wide range of Lipschitz architectures and training schemes on some simple benchmark classification tasks. We demonstrate that we are able to learn Lipschitz neural networks which are expressive enough to perform classification without sacrificing performance. ", + "bbox": [ + 174, + 587, + 823, + 627 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "MNIST Classification We explored classification with a 3-layer fully connected network with 1024 hidden units in each layer. Each model was trained with the Adam optimizer (Kingma & Ba, 2014). The full results are presented in Table. 4. ", + "bbox": [ + 176, + 642, + 823, + 684 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "For all models the GroupSort activation is able to perform classification well - especially when the Lipschitz constraint is enforced. Surprisingly, we found that we could even apply the GroupSort activation to sort the entire hidden layer and still achieve reasonable classification performance, even when using dropout. When aiming to train good classifiers we found that spectral Jacobian regularization was most effective (Appendix E). ", + "bbox": [ + 174, + 690, + 825, + 758 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "While the Parseval networks are capable of learning a strict Lipschitz constraint this does not always hold in practice. A small beta value leads to slow convergence towards orthonormal weights. When early stopping is used, which is typically important to achieve good validation accuracy, it is difficult to ensure that the resulting network is indeed 1-Lipschitz. ", + "bbox": [ + 174, + 765, + 825, + 819 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "Classification with little data While enforcing the Lipschitz constraint aggressively could hurt overall predictive performance, it decreases the generalization gap substantially. Motivated by the observations of Bruna & Mallat (2013) we investigated the performance of Lipschitz networks on small amounts of training data, where learning robust features to avoid overfitting is critical. ", + "bbox": [ + 176, + 834, + 823, + 890 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "For these experiments we kept the same network architecture as before. We trained standard unregularized networks, networks with dropout, networks regularized with weight decay, and 1-Lipschitz neural networks enforced with the Bjorck algorithm. In these experiments we are using a LeNet-5 ¨ architecture, with convolutions and max-pooling — the latter prevents norm preservation and thus may reduce the effectiveness of MaxMin substantially. We found that Dropout was the most effective regularizer in this case but confirmed that networks with Lipschitz constraints were able to significantly improve performance over unregularized networks. Full results are in Table 5. ", + "bbox": [ + 174, + 896, + 821, + 924 + ], + "page_idx": 20 + }, + { + "type": "table", + "img_path": "images/ed49eb073c134636270f5288e6cd0a2eaa39876dbbcdcdb68d5dbecde1527a46.jpg", + "table_caption": [ + "Table 5: MNIST Classification with limited training data Test error for varying architectures and activations per training data size. " + ], + "table_footnote": [], + "table_body": "
Data SizeStandardDropoutWeight DecayBjorck
ReLUMaxMinReLUMaxMinReLUMaxMinReLUMaxMin
30012.4012.147.3010.6411.0610.818.127.81
5008.579.135.546.157.337.505.966.98
10005.956.233.704.585.146.054.454.54
50002.542.511.842.152.312.552.232.31
100001.771.761.261.701.581.571.661.64
", + "bbox": [ + 181, + 101, + 816, + 199 + ], + "page_idx": 21 + }, + { + "type": "table", + "img_path": "images/76059aff21cb6c912fac43c8aadaa40ec99742589a7b2de12f77c266900bd708.jpg", + "table_caption": [ + "Table 6: CIFAR-10 Classification Test accuracy for Wide ResNets (Depth 28, Width 4) with varying activations and training schemes. " + ], + "table_footnote": [], + "table_body": "
StandardParsevalSpec Jac Regularization
ReLUMaxMinReLUMaxMinReLUMaxMin
CIFAR-1095.2994.5795.4594.8395.4494.62
", + "bbox": [ + 222, + 241, + 771, + 286 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 351, + 825, + 419 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "Classification on CIFAR-10 We briefly explored classification on CIFAR-10 using Wide ResNets (Depth 28, Width 4) (Zagoruyko & Komodakis, 2016; He et al., 2016). We performed these experiments primarily to explore the effectiveness of the MaxMin activation in a more challenging setting. We stuck with the optimal optimization hyperparameters for ReLU with SGD and performed a small search over regularization parameters for Parseval and Spec Jac regularization. We present results in Table 6. We found that MaxMin performed comparably to ReLU in this setting and hope to explore this further in future work. ", + "bbox": [ + 174, + 435, + 825, + 530 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "F.2 TRAINING WGAN-GP ", + "text_level": 1, + "bbox": [ + 176, + 547, + 372, + 563 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "We found that the MaxMin activation could also be used as a drop-in replacement for ReLU activations in WGAN architectures that utilize a gradient-norm penalty in the training objective. We took an existing implementation of WGAN-GP which used a fully convolutional critic network with 5 layers and LeakyReLU activations. The generator used a linear layer followed by 4 deconvolutional layers. We trained this model with the tuned hyperparameters for the LeakyReLU activation and then used the same settings to train a model with MaxMin acivations. We defer a more thorough study of this setting to future work but present here the output of the trained generators after 50 epochs of training on the CelebA dataset (Liu et al., 2015) in Figure 15. ", + "bbox": [ + 174, + 574, + 825, + 683 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "F.3 DYNAMICAL ISOMETRY ", + "text_level": 1, + "bbox": [ + 174, + 702, + 379, + 715 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "Gradient norm preservation also enables our methods to represent functions whose input-output Jacobian has singular values that all concentrate near unity (Pennington et al., 2017), a property known as dynamical isometry. This property has been shown to speed up training by orders of magnitude when enforced during weight initialization (Pennington et al., 2017; Sokol & Park, 2018), and explored in the contexts of training RNNs (Chen et al., 2018) and very deep convolutional neural networks (Xiao et al., 2018). Enforcing gradient norm preservation on each layer also effectively solves the vanishing gradient problem, as the L2 norm of the back-propagated gradients are maintained at unity throughout the neural network. Using our methods, (Bjorck Orthonormalization (Bj ¨ orck & ¨ Bowie, 1971) and GroupSort), one can maintain dynamical isometry throughout training, reaping the aforementioned benefits. Interestingly, ReLU networks are not capable of achieving dynamical isometry (Pennington et al., 2017). ", + "bbox": [ + 174, + 727, + 825, + 876 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "In Figure 16 we plot the distribution of all singular values of ReLU and GroupSort 2-normconstrained networks trained as MNIST classifiers. While the ReLU singular values are spread in the range 4-8 the GroupSort network concentrates the singular values in range 9-10. Dynamical isometry (Pennington et al., 2017) requires all Jacobian singular values to be concentrated around 1. Typically this property is defined with respect to the initialization of the weights but using 2-norm constraints and GroupSort activations we are able to approximately achieve dynamical isometry throughout training. We leave further investigations into exploiting these benefits on practical problems to a future study. ", + "bbox": [ + 176, + 882, + 823, + 924 + ], + "page_idx": 21 + }, + { + "type": "image", + "img_path": "images/e0a6510cd1ce48b01a40efc0ef22f488a38596e5558eab1aefa7b181668e74ad.jpg", + "image_caption": [ + "Figure 15: Generated images from WGAN-GP models trained on the CelebA dataset. " + ], + "image_footnote": [], + "bbox": [ + 214, + 183, + 784, + 400 + ], + "page_idx": 22 + }, + { + "type": "image", + "img_path": "images/c887745a8627a6bb1cc6d98d1bcf615b5de87fddd1229f4bae891c5e3af0be60.jpg", + "image_caption": [ + "Figure 16: Jacobian singular values distribution We compare the Jacobian singular values of ReLU and GroupSort networks. " + ], + "image_footnote": [], + "bbox": [ + 243, + 608, + 746, + 796 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 823, + 171 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "G EXPERIMENT DETAILS ", + "text_level": 1, + "bbox": [ + 176, + 190, + 400, + 207 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "Here we present additional details of the experiments conducted in the main paper. ", + "bbox": [ + 174, + 222, + 714, + 236 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "G.1 SIMPLE PROBABILITY DISTRIBUTIONS AND THEIR CORRESPONDING DUAL SURFACES ", + "bbox": [ + 171, + 251, + 813, + 267 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "Absolute value: We pick $p _ { 1 } ( \\mathbf { x } ) = \\delta _ { 0 } ( x )$ and $p _ { 2 } ( { \\bf x } ) = \\frac { 1 } { 2 } \\delta _ { - 1 } ( x ) + \\frac { 1 } { 2 } \\delta _ { 1 } ( x )$ , where $\\delta _ { \\alpha } ( x )$ stands for the Dirac delta function located at $\\alpha$ . It can be shown that the optimal dual surface learned while computing the Wasserstein distance between $p _ { 1 }$ and $p _ { 2 }$ is the absolute value function. This also makes intuitive sense, as the function that assigns ”as low values as possible” at $x = 0$ and assigns ”as low values as possible” at $x = - 1$ and $x = 1$ while making sure that the absolute value of the slope of the function never exceeds 1, must be the absolute value function. ", + "bbox": [ + 174, + 275, + 823, + 369 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "The Wasserstein distance obtained using absolute value as the dual function is 1. This becomes clearer when viewed from the primal problem, as the transport plan that will minimize the primal objective will simply be to map the center Dirac delta equally to the ones near it. This requires all the unit masses to be moved by a distance of 1. ", + "bbox": [ + 174, + 376, + 825, + 430 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "The networks we trained had 3 hidden layers each with 128 hidden units. ", + "bbox": [ + 176, + 436, + 651, + 450 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "Multiple 2D Circular Cones: We describe the probability distributions $p _ { 1 }$ and $p _ { 2 }$ implicitly by describing how we sample from them. $p _ { 1 }$ is sampled from by selecting one of the three points $( ( - 2 , 0 )$ , $\\mathsf { \\bar { \\Psi } } ( 0 , 0 )$ and $( 2 , \\bar { 0 } ) )$ ) uniformly. $p _ { 1 }$ is sampled from by first uniformly selecting one of the three points aforementioned, then uniformly selecting a point on the circle surrounding it, with radius 1. Hence Wasserstein dual problem aims to find a Lipschitz function which assigns ”as high as possible” values to the three points, and ”as low as possible” values to the circles with radius 1 surrounding the three points. Hence, the optimal dual function must consist of three cones centered around $( - 2 , 0 )$ , $( 0 , 0 )$ and $( 2 , 0 )$ . The behavior of the function outside this support doesn’t have an impact on the solution. ", + "bbox": [ + 174, + 465, + 825, + 588 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "The Wasserstein distance between $p _ { 1 }$ and $p _ { 2 }$ is equal to 1. From the perspective of the primal formulation, the optimal transport plan must simply consist of mapping the probability mass to the nearby circles surrounding them uniformly. This leads to an expected transport (Wasserstein distance) cost of 1.0. ", + "bbox": [ + 174, + 594, + 825, + 648 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "The networks we trained had 3 hidden layers each with 312 hidden units. ", + "bbox": [ + 176, + 655, + 650, + 670 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "$\\textbf { \\em n }$ Dimensional Circular Cones: This is a simple extension of the absolute value case described above. ", + "bbox": [ + 176, + 684, + 823, + 712 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "Here, we check how the performance of architectures built with different activation functions as we increase input dimensionality. We pick $p _ { 1 }$ as the Dirac delta function located at the origin, and sample from $p _ { 2 }$ by uniformly selecting a point from high dimensional spherical shell with radius 1, centered at the origin. Following similar arguments developed for absolute value and multiple 2D cones, it can be shown that the optimal dual function is a single high dimensional circular cone and the Wasserstein distance is also equal to unity. ", + "bbox": [ + 174, + 719, + 825, + 800 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "G.2 WASSERSTEIN DISTANCE ESTIMATION ", + "text_level": 1, + "bbox": [ + 178, + 816, + 486, + 830 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "The GAN variants we trained on MNIST and CIFAR10 datasets used the WGAN formulation first introduced in Arjovsky et al. (2017), and improved by Gulrajani et al. (2017) respectively. The architectures of the generator and critic networks were the same as the ones used in(Chen et al., 2016). For the subsequent task of Wasserstein distance estimation, the weights of the generator networks were frozen after the initial GAN training has converged. For the norm-constrained critics we used a shallow fully connected architecture (3 layers with 720 neurons in hidden each layers). ", + "bbox": [ + 174, + 842, + 825, + 922 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "G.3 CLASSIFICATION ", + "text_level": 1, + "bbox": [ + 176, + 103, + 334, + 117 + ], + "page_idx": 24 + }, + { + "type": "text", + "text": "For the MNIST classification task we search of the hyperparameters are follows. For the Bjorck, ¨ $L _ { \\infty }$ constrained, and Spectral Norm architectures we try networks with a guaranteed Lipschitz constant of 0.1, 1, 10 or 100. For Parseval networks we tried $\\beta$ values in the range 0.001, 0.01, 0.1, 0.5. For spectral Jacobian regularization we scaled the penalty by 0.01, 0.05, or 0.1. ", + "bbox": [ + 174, + 128, + 825, + 184 + ], + "page_idx": 24 + }, + { + "type": "text", + "text": "In order to scale the Lipschitz constant of the network, we introduce constant scaling layers in the network such that the product of the constant scale parameters is equal to the Lipschitz constant. As the activation functions are homogeneous, e.g. $\\bar { \\mathrm { R e L U } } ( a \\mathbf { x } ) = a \\bar { \\mathrm { R e L U } } ( \\mathbf { x } )$ , this is equivalent to scaling the output of the network as described in Section 4. ", + "bbox": [ + 174, + 190, + 825, + 244 + ], + "page_idx": 24 + }, + { + "type": "text", + "text": "G.4 ROBUSTNESS AND INTERPRETABILITY ", + "text_level": 1, + "bbox": [ + 178, + 262, + 485, + 276 + ], + "page_idx": 24 + }, + { + "type": "text", + "text": "For the adversarial robustness experiments we trained fully-connected MNIST classifiers with 3 hidden layers each with 1024 units. We used the $L _ { \\infty }$ projection algorithm referenced in Section 4.2. We applied the projection to each row in the weight matrices after each gradient update, but found that applying the projection during the forward pass worked equally well and had similar computational overhead. ", + "bbox": [ + 174, + 287, + 825, + 354 + ], + "page_idx": 24 + }, + { + "type": "text", + "text": "Our implementation of the FGS attack is standard but we found that the loss proposed by Carlini & Wagner (2016) (in particular, $f _ { 6 }$ which the authors found most effective) was necessary to generate attacks for the Margin-0.3 MaxMin network (and produced stronger adversarial examples for the other networks). PGD also had difficulty generating adversarial examples for the Margin-0.3 MaxMin network. We found it was necessary to run PGD for 200 iterations and to use a scaled down version of the random initialization typically used: instead of randomly perturbing $_ { \\textbf { \\em x } }$ in the $\\epsilon$ ball we perturbed it by at most $\\epsilon / 1 0$ and then ran the usual scheme. ", + "bbox": [ + 173, + 362, + 825, + 457 + ], + "page_idx": 24 + }, + { + "type": "text", + "text": "For the intepretable gradients in Figure 7 we used the same architecture, but trained the network with 2-norm projections. We chose a random image from each class (0-4 only) and computed the input-output gradient with respect to the loss function. In the image, We found that similar results were achieved with $\\infty$ -norm projections (and hinge loss) but the uniform gradient scale made the 2-norm-constrained input-output gradients easier to visualize. 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By the composition property of Lipschitz functions, it", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 141, + 228, + 469, + 240 + ], + "spans": [ + { + "bbox": [ + 141, + 228, + 469, + 240 + ], + "score": 1.0, + "content": "suffices to ensure that each individual affine transformation or nonlinear activation", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 141, + 238, + 470, + 252 + ], + "spans": [ + { + "bbox": [ + 141, + 238, + 470, + 252 + ], + "score": 1.0, + "content": "function is 1-Lipschitz. The challenge is to do this while maintaining the expres-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 249, + 470, + 263 + ], + "spans": [ + { + "bbox": [ + 141, + 249, + 470, + 263 + ], + "score": 1.0, + "content": "sive power. We identify a necessary property for such an architecture: each of the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 260, + 470, + 272 + ], + "spans": [ + { + "bbox": [ + 141, + 260, + 470, + 272 + ], + "score": 1.0, + "content": "layers must preserve the gradient norm during backpropagation. Based on this, we", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 271, + 470, + 284 + ], + "spans": [ + { + "bbox": [ + 141, + 271, + 470, + 284 + ], + "score": 1.0, + "content": "propose to combine a gradient norm preserving activation function, GroupSort,", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 280, + 469, + 294 + ], + "spans": [ + { + "bbox": [ + 141, + 280, + 469, + 294 + ], + "score": 1.0, + "content": "with norm-constrained weight matrices. We show that norm-constrained Group-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 292, + 469, + 304 + ], + "spans": [ + { + "bbox": [ + 141, + 292, + 469, + 304 + ], + "score": 1.0, + "content": "Sort architectures are universal Lipschitz function approximators. 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For classification, a small Lipschitz constant leads to bet-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 377, + 505, + 389 + ], + "spans": [ + { + "bbox": [ + 105, + 377, + 505, + 389 + ], + "score": 1.0, + "content": "ter generalization (Sokolic et al., 2017), improved adversarial robustness (Cisse et al., 2017; Tsuzuku ´", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 388, + 506, + 400 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 506, + 400 + ], + "score": 1.0, + "content": "et al., 2018), and greater interpretability (Tsipras et al., 2018). Additionally, the Wasserstein distance", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 398, + 506, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 398, + 506, + 410 + ], + "score": 1.0, + "content": "between two probability distributions can be expressed as a maximization problem over Lipschitz", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 408, + 506, + 422 + ], + "spans": [ + { + "bbox": [ + 105, + 408, + 506, + 422 + ], + "score": 1.0, + "content": "functions (Peyre & Cuturi, 2018). But despite the wide-ranging applications, the question of how to ´", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 419, + 488, + 432 + ], + "spans": [ + { + "bbox": [ + 105, + 419, + 488, + 432 + ], + "score": 1.0, + "content": "approximate the class of Lipschitz functions with neural networks remains largely unanswered.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 107, + 435, + 505, + 520 + ], + "lines": [ + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "score": 1.0, + "content": "Existing approaches to enforce Lipschitz constraints broadly fall into two categories: regulariza-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 446, + 505, + 458 + ], + "spans": [ + { + "bbox": [ + 106, + 446, + 505, + 458 + ], + "score": 1.0, + "content": "tion and architectural constraints. Regularization approaches such as double backprop (Drucker &", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 455, + 506, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 506, + 469 + ], + "score": 1.0, + "content": "Le Cun, 1992) or the gradient penalty (Gulrajani et al., 2017) perform well in practice, but do not", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 466, + 506, + 479 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 506, + 479 + ], + "score": 1.0, + "content": "provably enforce the Lipschitz constraint globally. On the other hand, norm-constrained architec-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 477, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 505, + 491 + ], + "score": 1.0, + "content": "tures place limitations on the operator norm (such as the matrix spectral norm) of each layer’s weight", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 488, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 105, + 488, + 505, + 501 + ], + "score": 1.0, + "content": "matrix (Cisse et al., 2017; Yoshida & Miyato, 2017). These techniques provably satisfy the Lipschitz", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 498, + 505, + 512 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 505, + 512 + ], + "score": 1.0, + "content": "constraint, but this comes at a cost in expressive power. E.g., norm-constrained ReLU networks are", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 509, + 480, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 480, + 522 + ], + "score": 1.0, + "content": "provably unable to approximate simple functions such as absolute value (Huster et al., 2018).", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 27.5 + }, + { + "type": "text", + "bbox": [ + 107, + 525, + 505, + 653 + ], + "lines": [ + { + "bbox": [ + 106, + 524, + 506, + 537 + ], + "spans": [ + { + "bbox": [ + 106, + 524, + 506, + 537 + ], + "score": 1.0, + "content": "We first identify a simple property that expressive norm-constrained 1-Lipschitz architectures must", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 535, + 506, + 548 + ], + "spans": [ + { + "bbox": [ + 105, + 535, + 506, + 548 + ], + "score": 1.0, + "content": "satisfy: gradient norm preservation. Specifically, in order to represent a function with slope 1 almost", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 104, + 545, + 506, + 559 + ], + "spans": [ + { + "bbox": [ + 104, + 545, + 506, + 559 + ], + "score": 1.0, + "content": "everywhere, each layer must preserve the norm of the gradient during backpropagation. ReLU", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 554, + 506, + 570 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 506, + 570 + ], + "score": 1.0, + "content": "architectures satisfy this only when the activations are positive; empirically, this manifests during", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 568, + 505, + 579 + ], + "spans": [ + { + "bbox": [ + 106, + 568, + 505, + 579 + ], + "score": 1.0, + "content": "training of norm-constrained ReLU networks in that the activations are forced to be positive most", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 577, + 506, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 506, + 590 + ], + "score": 1.0, + "content": "of the time, reducing the network’s capacity to represent nonlinear functions. We make use of an", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 588, + 505, + 600 + ], + "spans": [ + { + "bbox": [ + 106, + 588, + 505, + 600 + ], + "score": 1.0, + "content": "alternative activation function called GroupSort — a variant of which was proposed by Chernodub", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 599, + 506, + 613 + ], + "spans": [ + { + "bbox": [ + 105, + 599, + 506, + 613 + ], + "score": 1.0, + "content": "& Nowicki (2016) — which sorts groups of activations. GroupSort is both Lipschitz and gradient", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 610, + 505, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 610, + 505, + 622 + ], + "score": 1.0, + "content": "norm preserving. Using a variant of the Stone-Weierstrass theorem, we show that norm-constrained", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 620, + 505, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 620, + 505, + 633 + ], + "score": 1.0, + "content": "GroupSort networks are universal Lipschitz function approximators. While we focus our attention,", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 631, + 506, + 644 + ], + "spans": [ + { + "bbox": [ + 105, + 631, + 506, + 644 + ], + "score": 1.0, + "content": "both theoretically and empirically, on fully connected networks, the same general principles hold", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 642, + 460, + 654 + ], + "spans": [ + { + "bbox": [ + 106, + 642, + 460, + 654 + ], + "score": 1.0, + "content": "for convolutional networks where the techniques we introduce could be directly applied.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 37.5 + }, + { + "type": "text", + "bbox": [ + 107, + 657, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 657, + 505, + 669 + ], + "spans": [ + { + "bbox": [ + 106, + 657, + 505, + 669 + ], + "score": 1.0, + "content": "Empirically, we show that ReLU networks are unable to solve even the simplest Wasserstein dis-", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 667, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 505, + 679 + ], + "score": 1.0, + "content": "tance estimation problems which GroupSort can solve completely. Moreover, we observe that", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 678, + 506, + 691 + ], + "spans": [ + { + "bbox": [ + 105, + 678, + 506, + 691 + ], + "score": 1.0, + "content": "norm-constrained ReLU networks must trade non-linear processing for gradient norm leading to", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 689, + 506, + 702 + ], + "spans": [ + { + "bbox": [ + 105, + 689, + 506, + 702 + ], + "score": 1.0, + "content": "less expressive networks. We also train classifiers with provable adversarial robustness guaran-", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "tees and find that using GroupSort provides improved accuracy and robustness compared to ReLU.", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "Across all of our experiments, we found that norm-constrained GroupSort architectures consistently", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 721, + 264, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 264, + 733 + ], + "score": 1.0, + "content": "outperformed their ReLU counterparts.", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 47 + } + ], + "page_idx": 0, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 303, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "1", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 78, + 502, + 97 + ], + "lines": [ + { + "bbox": [ + 105, + 78, + 506, + 99 + ], + "spans": [ + { + "bbox": [ + 105, + 78, + 506, + 99 + ], + "score": 1.0, + "content": "SORTING OUT LIPSCHITZ FUNCTION APPROXIMATION", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 112, + 115, + 245, + 137 + ], + "lines": [ + { + "bbox": [ + 113, + 116, + 201, + 127 + ], + "spans": [ + { + "bbox": [ + 113, + 116, + 201, + 127 + ], + "score": 1.0, + "content": "Anonymous authors", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 111, + 126, + 245, + 138 + ], + "spans": [ + { + "bbox": [ + 111, + 126, + 245, + 138 + ], + "score": 1.0, + "content": "Paper under double-blind review", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1.5, + "bbox_fs": [ + 111, + 116, + 245, + 138 + ] + }, + { + "type": "title", + "bbox": [ + 278, + 165, + 333, + 178 + ], + "lines": [ + { + "bbox": [ + 276, + 165, + 335, + 179 + ], + "spans": [ + { + "bbox": [ + 276, + 165, + 335, + 179 + ], + "score": 1.0, + "content": "ABSTRACT", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 143, + 196, + 468, + 335 + ], + "lines": [ + { + "bbox": [ + 141, + 196, + 469, + 209 + ], + "spans": [ + { + "bbox": [ + 141, + 196, + 469, + 209 + ], + "score": 1.0, + "content": "Training neural networks subject to a Lipschitz constraint is useful for generaliza-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 141, + 207, + 470, + 219 + ], + "spans": [ + { + "bbox": [ + 141, + 207, + 470, + 219 + ], + "score": 1.0, + "content": "tion bounds, provable adversarial robustness, interpretable gradients, and Wasser-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 141, + 217, + 470, + 230 + ], + "spans": [ + { + "bbox": [ + 141, + 217, + 470, + 230 + ], + "score": 1.0, + "content": "stein distance estimation. By the composition property of Lipschitz functions, it", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 141, + 228, + 469, + 240 + ], + "spans": [ + { + "bbox": [ + 141, + 228, + 469, + 240 + ], + "score": 1.0, + "content": "suffices to ensure that each individual affine transformation or nonlinear activation", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 141, + 238, + 470, + 252 + ], + "spans": [ + { + "bbox": [ + 141, + 238, + 470, + 252 + ], + "score": 1.0, + "content": "function is 1-Lipschitz. The challenge is to do this while maintaining the expres-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 249, + 470, + 263 + ], + "spans": [ + { + "bbox": [ + 141, + 249, + 470, + 263 + ], + "score": 1.0, + "content": "sive power. We identify a necessary property for such an architecture: each of the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 260, + 470, + 272 + ], + "spans": [ + { + "bbox": [ + 141, + 260, + 470, + 272 + ], + "score": 1.0, + "content": "layers must preserve the gradient norm during backpropagation. Based on this, we", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 271, + 470, + 284 + ], + "spans": [ + { + "bbox": [ + 141, + 271, + 470, + 284 + ], + "score": 1.0, + "content": "propose to combine a gradient norm preserving activation function, GroupSort,", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 280, + 469, + 294 + ], + "spans": [ + { + "bbox": [ + 141, + 280, + 469, + 294 + ], + "score": 1.0, + "content": "with norm-constrained weight matrices. We show that norm-constrained Group-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 292, + 469, + 304 + ], + "spans": [ + { + "bbox": [ + 141, + 292, + 469, + 304 + ], + "score": 1.0, + "content": "Sort architectures are universal Lipschitz function approximators. Empirically,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 142, + 303, + 470, + 315 + ], + "spans": [ + { + "bbox": [ + 142, + 303, + 470, + 315 + ], + "score": 1.0, + "content": "we show that norm-constrained GroupSort networks achieve tighter estimates of", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 142, + 313, + 469, + 326 + ], + "spans": [ + { + "bbox": [ + 142, + 313, + 469, + 326 + ], + "score": 1.0, + "content": "Wasserstein distance than their ReLU counterparts and can achieve provable ad-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 141, + 324, + 378, + 338 + ], + "spans": [ + { + "bbox": [ + 141, + 324, + 378, + 338 + ], + "score": 1.0, + "content": "versarial robustness guarantees with little cost to accuracy.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 10, + "bbox_fs": [ + 141, + 196, + 470, + 338 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 356, + 504, + 430 + ], + "lines": [ + { + "bbox": [ + 105, + 355, + 506, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 355, + 506, + 369 + ], + "score": 1.0, + "content": "Constraining the Lipschitz constant of a neural network ensures that a small change to the input can", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 366, + 506, + 379 + ], + "spans": [ + { + "bbox": [ + 105, + 366, + 506, + 379 + ], + "score": 1.0, + "content": "produce only a small change to the output. For classification, a small Lipschitz constant leads to bet-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 377, + 505, + 389 + ], + "spans": [ + { + "bbox": [ + 105, + 377, + 505, + 389 + ], + "score": 1.0, + "content": "ter generalization (Sokolic et al., 2017), improved adversarial robustness (Cisse et al., 2017; Tsuzuku ´", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 388, + 506, + 400 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 506, + 400 + ], + "score": 1.0, + "content": "et al., 2018), and greater interpretability (Tsipras et al., 2018). Additionally, the Wasserstein distance", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 398, + 506, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 398, + 506, + 410 + ], + "score": 1.0, + "content": "between two probability distributions can be expressed as a maximization problem over Lipschitz", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 408, + 506, + 422 + ], + "spans": [ + { + "bbox": [ + 105, + 408, + 506, + 422 + ], + "score": 1.0, + "content": "functions (Peyre & Cuturi, 2018). But despite the wide-ranging applications, the question of how to ´", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 419, + 488, + 432 + ], + "spans": [ + { + "bbox": [ + 105, + 419, + 488, + 432 + ], + "score": 1.0, + "content": "approximate the class of Lipschitz functions with neural networks remains largely unanswered.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 20, + "bbox_fs": [ + 105, + 355, + 506, + 432 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 435, + 505, + 520 + ], + "lines": [ + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 505, + 448 + ], + "score": 1.0, + "content": "Existing approaches to enforce Lipschitz constraints broadly fall into two categories: regulariza-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 446, + 505, + 458 + ], + "spans": [ + { + "bbox": [ + 106, + 446, + 505, + 458 + ], + "score": 1.0, + "content": "tion and architectural constraints. Regularization approaches such as double backprop (Drucker &", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 455, + 506, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 506, + 469 + ], + "score": 1.0, + "content": "Le Cun, 1992) or the gradient penalty (Gulrajani et al., 2017) perform well in practice, but do not", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 466, + 506, + 479 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 506, + 479 + ], + "score": 1.0, + "content": "provably enforce the Lipschitz constraint globally. On the other hand, norm-constrained architec-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 477, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 505, + 491 + ], + "score": 1.0, + "content": "tures place limitations on the operator norm (such as the matrix spectral norm) of each layer’s weight", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 488, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 105, + 488, + 505, + 501 + ], + "score": 1.0, + "content": "matrix (Cisse et al., 2017; Yoshida & Miyato, 2017). These techniques provably satisfy the Lipschitz", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 498, + 505, + 512 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 505, + 512 + ], + "score": 1.0, + "content": "constraint, but this comes at a cost in expressive power. E.g., norm-constrained ReLU networks are", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 509, + 480, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 480, + 522 + ], + "score": 1.0, + "content": "provably unable to approximate simple functions such as absolute value (Huster et al., 2018).", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 27.5, + "bbox_fs": [ + 105, + 435, + 506, + 522 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 525, + 505, + 653 + ], + "lines": [ + { + "bbox": [ + 106, + 524, + 506, + 537 + ], + "spans": [ + { + "bbox": [ + 106, + 524, + 506, + 537 + ], + "score": 1.0, + "content": "We first identify a simple property that expressive norm-constrained 1-Lipschitz architectures must", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 535, + 506, + 548 + ], + "spans": [ + { + "bbox": [ + 105, + 535, + 506, + 548 + ], + "score": 1.0, + "content": "satisfy: gradient norm preservation. Specifically, in order to represent a function with slope 1 almost", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 104, + 545, + 506, + 559 + ], + "spans": [ + { + "bbox": [ + 104, + 545, + 506, + 559 + ], + "score": 1.0, + "content": "everywhere, each layer must preserve the norm of the gradient during backpropagation. ReLU", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 554, + 506, + 570 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 506, + 570 + ], + "score": 1.0, + "content": "architectures satisfy this only when the activations are positive; empirically, this manifests during", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 568, + 505, + 579 + ], + "spans": [ + { + "bbox": [ + 106, + 568, + 505, + 579 + ], + "score": 1.0, + "content": "training of norm-constrained ReLU networks in that the activations are forced to be positive most", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 577, + 506, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 506, + 590 + ], + "score": 1.0, + "content": "of the time, reducing the network’s capacity to represent nonlinear functions. We make use of an", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 588, + 505, + 600 + ], + "spans": [ + { + "bbox": [ + 106, + 588, + 505, + 600 + ], + "score": 1.0, + "content": "alternative activation function called GroupSort — a variant of which was proposed by Chernodub", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 599, + 506, + 613 + ], + "spans": [ + { + "bbox": [ + 105, + 599, + 506, + 613 + ], + "score": 1.0, + "content": "& Nowicki (2016) — which sorts groups of activations. GroupSort is both Lipschitz and gradient", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 610, + 505, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 610, + 505, + 622 + ], + "score": 1.0, + "content": "norm preserving. Using a variant of the Stone-Weierstrass theorem, we show that norm-constrained", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 620, + 505, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 620, + 505, + 633 + ], + "score": 1.0, + "content": "GroupSort networks are universal Lipschitz function approximators. 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We also train classifiers with provable adversarial robustness guaran-", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "tees and find that using GroupSort provides improved accuracy and robustness compared to ReLU.", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "Across all of our experiments, we found that norm-constrained GroupSort architectures consistently", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 721, + 264, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 264, + 733 + ], + "score": 1.0, + "content": "outperformed their ReLU counterparts.", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 47, + "bbox_fs": [ + 105, + 657, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 81, + 201, + 94 + ], + "lines": [ + { + "bbox": [ + 104, + 79, + 201, + 97 + ], + "spans": [ + { + "bbox": [ + 104, + 79, + 201, + 97 + ], + "score": 1.0, + "content": "2 BACKGROUND", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 99, + 505, + 165 + ], + "lines": [ + { + "bbox": [ + 105, + 99, + 505, + 113 + ], + "spans": [ + { + "bbox": [ + 105, + 99, + 202, + 113 + ], + "score": 1.0, + "content": "Notation We will use", + "type": "text" + }, + { + "bbox": [ + 202, + 100, + 237, + 110 + ], + "score": 0.92, + "content": "\\mathbf { x } \\in \\mathbb { R } ^ { i n }", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 99, + 432, + 113 + ], + "score": 1.0, + "content": "to denote the input vector to the neural network,", + "type": "text" + }, + { + "bbox": [ + 432, + 100, + 470, + 111 + ], + "score": 0.9, + "content": "\\boldsymbol { y } \\in \\mathbb { R } ^ { o u t }", + "type": "inline_equation" + }, + { + "bbox": [ + 471, + 99, + 505, + 113 + ], + "score": 1.0, + "content": "the out-", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 104, + 110, + 503, + 123 + ], + "spans": [ + { + "bbox": [ + 104, + 110, + 254, + 123 + ], + "score": 1.0, + "content": "put (or logits) of the neural network,", + "type": "text" + }, + { + "bbox": [ + 255, + 113, + 265, + 122 + ], + "score": 0.83, + "content": "n _ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 265, + 110, + 368, + 123 + ], + "score": 1.0, + "content": "the dimensionality of the", + "type": "text" + }, + { + "bbox": [ + 369, + 110, + 381, + 121 + ], + "score": 0.88, + "content": "{ l ^ { t h } }", + "type": "inline_equation" + }, + { + "bbox": [ + 381, + 110, + 437, + 123 + ], + "score": 1.0, + "content": "hidden layer,", + "type": "text" + }, + { + "bbox": [ + 437, + 111, + 503, + 122 + ], + "score": 0.92, + "content": "\\mathbf { W } _ { l } \\in \\mathbb { R } ^ { n _ { l - 1 } \\times n _ { l } }", + "type": "inline_equation" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 120, + 506, + 134 + ], + "spans": [ + { + "bbox": [ + 105, + 120, + 123, + 134 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 124, + 122, + 162, + 132 + ], + "score": 0.91, + "content": "b _ { l } \\in \\mathbb { R } ^ { n _ { l } }", + "type": "inline_equation" + }, + { + "bbox": [ + 162, + 120, + 314, + 134 + ], + "score": 1.0, + "content": "the weight matrix and the bias of the", + "type": "text" + }, + { + "bbox": [ + 315, + 121, + 327, + 131 + ], + "score": 0.88, + "content": "{ { l } ^ { t h } }", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 120, + 506, + 134 + ], + "score": 1.0, + "content": "layer. 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Fortunately, techniques", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 596, + 498, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 227, + 610 + ], + "score": 1.0, + "content": "exist to efficiently ensure that", + "type": "text" + }, + { + "bbox": [ + 227, + 597, + 272, + 610 + ], + "score": 0.92, + "content": "| | W | | _ { p } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 596, + 298, + 610 + ], + "score": 1.0, + "content": "when", + "type": "text" + }, + { + "bbox": [ + 298, + 598, + 322, + 609 + ], + "score": 0.89, + "content": "p = 2", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 596, + 334, + 610 + ], + "score": 1.0, + "content": "or", + "type": "text" + }, + { + "bbox": [ + 334, + 599, + 363, + 609 + ], + "score": 0.88, + "content": "p = \\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 364, + 596, + 498, + 610 + ], + "score": 1.0, + "content": ". We discuss these in Section 4.2.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 35, + "bbox_fs": [ + 104, + 572, + 506, + 610 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 620, + 505, + 654 + ], + "lines": [ + { + "bbox": [ + 105, + 620, + 505, + 632 + ], + "spans": [ + { + "bbox": [ + 105, + 620, + 505, + 632 + ], + "score": 1.0, + "content": "1-Lipschitz Activation Functions: Most commonly used activation functions (such as ReLU", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 630, + 505, + 645 + ], + "spans": [ + { + "bbox": [ + 105, + 630, + 505, + 645 + ], + "score": 1.0, + "content": "(Krizhevsky et al., 2012), sigmoid, tanh, maxout (Goodfellow et al., 2013)) are 1-Lipschitz, if they", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 642, + 205, + 655 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 205, + 655 + ], + "score": 1.0, + "content": "are scaled appropriately.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38, + "bbox_fs": [ + 105, + 620, + 505, + 655 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 660, + 309, + 672 + ], + "lines": [ + { + "bbox": [ + 106, + 660, + 309, + 673 + ], + "spans": [ + { + "bbox": [ + 106, + 660, + 309, + 673 + ], + "score": 1.0, + "content": "2.3 APPLICATIONS OF LIPSCHITZ NETWORKS", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40 + }, + { + "type": "text", + "bbox": [ + 107, + 677, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 678, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 106, + 678, + 505, + 690 + ], + "score": 1.0, + "content": "Wasserstein Distance Estimation Wasserstein-1 distance (also called Earth Mover Distance) is a", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 688, + 506, + 702 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 506, + 702 + ], + "score": 1.0, + "content": "principled distance metric between two probability distributions and has found many applications in", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "machine learning in recent years (Peyre & Cuturi, 2018; Genevay et al., 2017). Using Kantorovich- ´", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "score": 1.0, + "content": "Rubinstein duality (Villani, 2008), one can recast the Wasserstein distance estimation problem as a", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 720, + 379, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 379, + 734 + ], + "score": 1.0, + "content": "concave maximization problem, defined over 1-Lipschitz functions:", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 43, + "bbox_fs": [ + 105, + 678, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "interline_equation", + "bbox": [ + 191, + 91, + 419, + 114 + ], + "lines": [ + { + "bbox": [ + 191, + 91, + 419, + 114 + ], + "spans": [ + { + "bbox": [ + 191, + 91, + 419, + 114 + ], + "score": 0.92, + "content": "W ( P _ { 1 } , P _ { 2 } ) = \\operatorname* { s u p } _ { f \\in C _ { L } ( X , \\mathbb { R } ) } \\left( \\mathbb { E } _ { x \\sim P _ { 1 } } [ f ( x ) ] - \\mathbb { E } _ { x \\sim P _ { 2 } } [ f ( x ) ] \\right)", + "type": "interline_equation", + "image_path": "5180f07802a7907588b7930b4d8ed535638cc15c910b940e0d6c8349de780d51.jpg" + } + ] + } + ], + "index": 0, + "virtual_lines": [ + { + "bbox": [ + 191, + 91, + 419, + 114 + ], + "spans": [], + "index": 0 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 123, + 504, + 157 + ], + "lines": [ + { + "bbox": [ + 106, + 124, + 505, + 136 + ], + "spans": [ + { + "bbox": [ + 106, + 124, + 505, + 136 + ], + "score": 1.0, + "content": "Since this dual objective resembles the discriminator objective for generative adversarial networks", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 135, + 506, + 147 + ], + "spans": [ + { + "bbox": [ + 106, + 135, + 506, + 147 + ], + "score": 1.0, + "content": "(GANs), Arjovsky et al. (2017) proposed the Wasserstein GAN architecture, which uses a neural net", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 145, + 351, + 159 + ], + "spans": [ + { + "bbox": [ + 105, + 145, + 351, + 159 + ], + "score": 1.0, + "content": "architecture to approximate the space of Lipschitz functions.", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 2 + }, + { + "type": "text", + "bbox": [ + 107, + 168, + 505, + 233 + ], + "lines": [ + { + "bbox": [ + 106, + 168, + 505, + 181 + ], + "spans": [ + { + "bbox": [ + 106, + 168, + 505, + 181 + ], + "score": 1.0, + "content": "Adversarial Robustness Adversarial examples are inputs to a machine learning system which", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 179, + 505, + 191 + ], + "spans": [ + { + "bbox": [ + 105, + 179, + 505, + 191 + ], + "score": 1.0, + "content": "have been designed to force undesirable behaviour (Szegedy et al., 2013; Goodfellow et al., 2014).", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 190, + 504, + 202 + ], + "spans": [ + { + "bbox": [ + 105, + 190, + 217, + 202 + ], + "score": 1.0, + "content": "Formally, given a classifier", + "type": "text" + }, + { + "bbox": [ + 217, + 190, + 224, + 201 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 190, + 291, + 202 + ], + "score": 1.0, + "content": "and a data point", + "type": "text" + }, + { + "bbox": [ + 292, + 192, + 299, + 200 + ], + "score": 0.46, + "content": "\\mathbf { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 190, + 446, + 202 + ], + "score": 1.0, + "content": ", we write an adversarial example as", + "type": "text" + }, + { + "bbox": [ + 446, + 190, + 504, + 201 + ], + "score": 0.9, + "content": "{ \\bf x } _ { a d v } = { \\bf x } + \\delta", + "type": "inline_equation" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 200, + 506, + 213 + ], + "spans": [ + { + "bbox": [ + 105, + 200, + 145, + 213 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 146, + 200, + 213, + 212 + ], + "score": 0.93, + "content": "\\breve { f } ( { \\bf x } _ { a d v } ) \\neq f ( { \\bf x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 200, + 232, + 213 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 232, + 201, + 238, + 210 + ], + "score": 0.78, + "content": "\\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 200, + 506, + 213 + ], + "score": 1.0, + "content": "is small. A small Lipschitz constant can guarantee a lower bound", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 210, + 505, + 225 + ], + "spans": [ + { + "bbox": [ + 105, + 210, + 164, + 225 + ], + "score": 1.0, + "content": "on the size of", + "type": "text" + }, + { + "bbox": [ + 165, + 212, + 171, + 221 + ], + "score": 0.73, + "content": "\\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 210, + 505, + 225 + ], + "score": 1.0, + "content": "(Tsuzuku et al., 2018) and thus provide robustness guarantees. However, existing", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 222, + 424, + 234 + ], + "spans": [ + { + "bbox": [ + 105, + 222, + 424, + 234 + ], + "score": 1.0, + "content": "approaches have both practical and theoretical limitations (Huster et al., 2018).", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 6.5 + }, + { + "type": "title", + "bbox": [ + 108, + 243, + 297, + 255 + ], + "lines": [ + { + "bbox": [ + 104, + 241, + 299, + 257 + ], + "spans": [ + { + "bbox": [ + 104, + 241, + 299, + 257 + ], + "score": 1.0, + "content": "3 GRADIENT NORM PRESERVATION", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "text", + "bbox": [ + 107, + 261, + 505, + 336 + ], + "lines": [ + { + "bbox": [ + 105, + 261, + 505, + 275 + ], + "spans": [ + { + "bbox": [ + 105, + 261, + 505, + 275 + ], + "score": 1.0, + "content": "When backpropagating through a norm-constrained 1-Lipschitz network, the gradient norm is non-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 272, + 505, + 285 + ], + "spans": [ + { + "bbox": [ + 105, + 272, + 505, + 285 + ], + "score": 1.0, + "content": "increasing as it is processed by each layer. This simple fact leads to interesting consequences when", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 283, + 505, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 283, + 505, + 295 + ], + "score": 1.0, + "content": "we attempt to represent (scalar-valued) functions whose input-output gradient has norm 1 almost", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 294, + 505, + 306 + ], + "spans": [ + { + "bbox": [ + 105, + 294, + 505, + 306 + ], + "score": 1.0, + "content": "everywhere. (Such functions are relevant to Wasserstein distance estimation, where an optimal dual", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 303, + 505, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 505, + 317 + ], + "score": 1.0, + "content": "solution always has this property (Gulrajani et al., 2017).) To ensure the input-output gradient norm", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 315, + 505, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 505, + 327 + ], + "score": 1.0, + "content": "is 1, the gradient norm must be preserved by each layer in the network during backpropagation.", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 325, + 487, + 338 + ], + "spans": [ + { + "bbox": [ + 106, + 325, + 487, + 338 + ], + "score": 1.0, + "content": "Unfortunately, norm-constrained networks with common activations are unable to achieve this.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 14 + }, + { + "type": "text", + "bbox": [ + 107, + 339, + 503, + 372 + ], + "lines": [ + { + "bbox": [ + 106, + 339, + 505, + 351 + ], + "spans": [ + { + "bbox": [ + 106, + 339, + 281, + 351 + ], + "score": 1.0, + "content": "Theorem 1. Consider a neural network,", + "type": "text" + }, + { + "bbox": [ + 281, + 339, + 344, + 351 + ], + "score": 0.91, + "content": "f : \\mathbb { R } ^ { n } \\mathbb { R } ,", + "type": "inline_equation" + }, + { + "bbox": [ + 344, + 339, + 505, + 351 + ], + "score": 1.0, + "content": ", built with matrix 2-norm constrained", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 349, + 505, + 363 + ], + "spans": [ + { + "bbox": [ + 105, + 349, + 141, + 363 + ], + "score": 1.0, + "content": "weights", + "type": "text" + }, + { + "bbox": [ + 141, + 350, + 192, + 362 + ], + "score": 0.89, + "content": "( | | \\mathbf { W } | | _ { 2 } \\leq 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 193, + 349, + 212, + 363 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 212, + 351, + 218, + 360 + ], + "score": 0.38, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 349, + 505, + 363 + ], + "score": 1.0, + "content": "-Lipschitz, element-wise, monotonically increasing activation functions.", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 360, + 324, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 361, + 178, + 373 + ], + "score": 0.9, + "content": "I f | | \\nabla f ( \\mathbf { x } ) | | _ { 2 } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 179, + 360, + 278, + 374 + ], + "score": 1.0, + "content": "almost everywhere, then", + "type": "text" + }, + { + "bbox": [ + 279, + 361, + 286, + 372 + ], + "score": 0.78, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 360, + 324, + 374 + ], + "score": 1.0, + "content": "is linear.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 380, + 505, + 434 + ], + "lines": [ + { + "bbox": [ + 106, + 380, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 380, + 505, + 392 + ], + "score": 1.0, + "content": "As a special case, Theorem 1 shows that no 2-norm-constrained neural network with ReLU (or", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 392, + 505, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 505, + 403 + ], + "score": 1.0, + "content": "sigmoid, tanh, etc.) activations can represent the absolute value function. A full proof can be found", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 401, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 505, + 416 + ], + "score": 1.0, + "content": "in Appendix C. Informally, for ReLU layers, the gradient norm can only be preserved if every", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 412, + 506, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 506, + 426 + ], + "score": 1.0, + "content": "activation is positive (with the exception of units which don’t affect the network’s output). But as", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 423, + 438, + 435 + ], + "spans": [ + { + "bbox": [ + 106, + 423, + 438, + 435 + ], + "score": 1.0, + "content": "this holds for almost all inputs, the network’s input-output mapping must be linear.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 107, + 440, + 505, + 505 + ], + "lines": [ + { + "bbox": [ + 105, + 438, + 505, + 454 + ], + "spans": [ + { + "bbox": [ + 105, + 438, + 505, + 454 + ], + "score": 1.0, + "content": "This tension between gradient norm and nonlinear processing is also observed empirically. Fig-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 449, + 506, + 464 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 506, + 464 + ], + "score": 1.0, + "content": "ure 5 compares the activation statistics for MNIST classification networks with ReLU activations,", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 461, + 506, + 474 + ], + "spans": [ + { + "bbox": [ + 105, + 461, + 506, + 474 + ], + "score": 1.0, + "content": "with and without matrix norm constraints on the weights. For the network with smallest Lipschitz", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 471, + 505, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 176, + 485 + ], + "score": 1.0, + "content": "constant, around", + "type": "text" + }, + { + "bbox": [ + 176, + 472, + 195, + 482 + ], + "score": 0.87, + "content": "10 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 196, + 471, + 505, + 485 + ], + "score": 1.0, + "content": "of the units are “undead”, or always active (and hence do not contribute any", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 483, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 483, + 505, + 495 + ], + "score": 1.0, + "content": "nonlinear processing). This suggests that the network is sacrificing nonlinear capacity in order to", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 494, + 243, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 494, + 243, + 505 + ], + "score": 1.0, + "content": "maintain adequate gradient norm.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 28.5 + }, + { + "type": "text", + "bbox": [ + 107, + 509, + 504, + 532 + ], + "lines": [ + { + "bbox": [ + 106, + 509, + 505, + 522 + ], + "spans": [ + { + "bbox": [ + 106, + 509, + 505, + 522 + ], + "score": 1.0, + "content": "Another useful consequence of gradient norm preservation is that we may restrict all of the weight", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 520, + 258, + 532 + ], + "spans": [ + { + "bbox": [ + 106, + 520, + 258, + 532 + ], + "score": 1.0, + "content": "matrices to have singular values of 1:", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 32.5 + }, + { + "type": "text", + "bbox": [ + 107, + 534, + 505, + 570 + ], + "lines": [ + { + "bbox": [ + 106, + 534, + 505, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 534, + 270, + 546 + ], + "score": 1.0, + "content": "Theorem 2. Consider a neural network,", + "type": "text" + }, + { + "bbox": [ + 270, + 534, + 321, + 546 + ], + "score": 0.9, + "content": "f : \\mathbb { R } ^ { n } \\mathbb { R } ,", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 534, + 505, + 546 + ], + "score": 1.0, + "content": "built with matrix 2-norm constrained weights", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 545, + 505, + 558 + ], + "spans": [ + { + "bbox": [ + 106, + 545, + 144, + 558 + ], + "score": 1.0, + "content": "and with", + "type": "text" + }, + { + "bbox": [ + 145, + 545, + 208, + 557 + ], + "score": 0.92, + "content": "| | \\nabla f ( \\mathbf { x } ) | | _ { 2 } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 209, + 545, + 505, + 558 + ], + "score": 1.0, + "content": "almost everywhere. Then, without changing the computed function, each", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 556, + 491, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 556, + 164, + 572 + ], + "score": 1.0, + "content": "weight matrix", + "type": "text" + }, + { + "bbox": [ + 164, + 558, + 215, + 569 + ], + "score": 0.91, + "content": "\\mathbf { W } \\in R ^ { m \\times k }", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 556, + 338, + 572 + ], + "score": 1.0, + "content": "can be replaced with a matrix", + "type": "text" + }, + { + "bbox": [ + 338, + 556, + 351, + 569 + ], + "score": 0.79, + "content": "\\widetilde { \\mathbf { W } }", + "type": "inline_equation" + }, + { + "bbox": [ + 352, + 556, + 481, + 572 + ], + "score": 1.0, + "content": "whose singular values all equal", + "type": "text" + }, + { + "bbox": [ + 482, + 559, + 487, + 568 + ], + "score": 0.29, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 556, + 491, + 572 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 35 + }, + { + "type": "text", + "bbox": [ + 106, + 578, + 505, + 658 + ], + "lines": [ + { + "bbox": [ + 106, + 578, + 506, + 591 + ], + "spans": [ + { + "bbox": [ + 106, + 578, + 470, + 591 + ], + "score": 1.0, + "content": "Note that the condition of singular values equaling 1 is equivalent to the following: when", + "type": "text" + }, + { + "bbox": [ + 471, + 579, + 501, + 589 + ], + "score": 0.89, + "content": "m > k", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 578, + 506, + 591 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 589, + 506, + 604 + ], + "spans": [ + { + "bbox": [ + 106, + 591, + 172, + 604 + ], + "score": 1.0, + "content": "the columns of", + "type": "text" + }, + { + "bbox": [ + 172, + 589, + 185, + 602 + ], + "score": 0.82, + "content": "\\widetilde { \\mathbf { W } }", + "type": "inline_equation" + }, + { + "bbox": [ + 186, + 591, + 285, + 604 + ], + "score": 1.0, + "content": "are orthonormal; when", + "type": "text" + }, + { + "bbox": [ + 285, + 591, + 318, + 602 + ], + "score": 0.9, + "content": "m \\ < \\ k", + "type": "inline_equation" + }, + { + "bbox": [ + 319, + 591, + 374, + 604 + ], + "score": 1.0, + "content": ", the rows of", + "type": "text" + }, + { + "bbox": [ + 375, + 589, + 388, + 602 + ], + "score": 0.82, + "content": "\\widetilde { \\mathbf { W } }", + "type": "inline_equation" + }, + { + "bbox": [ + 389, + 591, + 506, + 604 + ], + "score": 1.0, + "content": "are orthonormal; and when", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 602, + 506, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 603, + 140, + 615 + ], + "score": 0.52, + "content": "m \\ = \\ k", + "type": "inline_equation" + }, + { + "bbox": [ + 140, + 604, + 145, + 617 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 145, + 602, + 159, + 614 + ], + "score": 0.43, + "content": "\\widetilde { \\mathbf { W } }", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 604, + 506, + 617 + ], + "score": 1.0, + "content": "is orthogonal. For the remainder of this paper, we abuse terminology slightly and", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 614, + 505, + 627 + ], + "spans": [ + { + "bbox": [ + 105, + 614, + 505, + 627 + ], + "score": 1.0, + "content": "refer to such matrices as orthonormal. The proof of Theorem 2 is given in Appendix C. With", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 626, + 505, + 637 + ], + "spans": [ + { + "bbox": [ + 106, + 626, + 505, + 637 + ], + "score": 1.0, + "content": "these two results in place, we restrict our search for expressive Lipschitz networks to those that", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 636, + 505, + 648 + ], + "spans": [ + { + "bbox": [ + 106, + 636, + 505, + 648 + ], + "score": 1.0, + "content": "contain orthonormal weight matrices (those with singular values all equal to 1) and activations which", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 647, + 315, + 659 + ], + "spans": [ + { + "bbox": [ + 105, + 647, + 315, + 659 + ], + "score": 1.0, + "content": "preserve the gradient norm during backpropagation.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 40 + }, + { + "type": "title", + "bbox": [ + 107, + 670, + 179, + 683 + ], + "lines": [ + { + "bbox": [ + 105, + 669, + 180, + 685 + ], + "spans": [ + { + "bbox": [ + 105, + 669, + 180, + 685 + ], + "score": 1.0, + "content": "4 METHODS", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 44 + }, + { + "type": "text", + "bbox": [ + 108, + 689, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 689, + 506, + 703 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 506, + 703 + ], + "score": 1.0, + "content": "We begin by observing that if we can learn any 1-Lipschitz function with a neural network then we", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 410, + 712 + ], + "score": 1.0, + "content": "can trivially extend this to K-Lipschitz functions by scaling the output by", + "type": "text" + }, + { + "bbox": [ + 411, + 700, + 421, + 710 + ], + "score": 0.81, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 421, + 699, + 505, + 712 + ], + "score": 1.0, + "content": ". With this in mind,", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 711, + 505, + 724 + ], + "spans": [ + { + "bbox": [ + 106, + 711, + 412, + 724 + ], + "score": 1.0, + "content": "we focus on designing 1-Lipschitz network architectures with respect to the", + "type": "text" + }, + { + "bbox": [ + 412, + 711, + 424, + 722 + ], + "score": 0.88, + "content": "L _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 425, + 711, + 443, + 724 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 443, + 711, + 459, + 722 + ], + "score": 0.89, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 459, + 711, + 505, + 724 + ], + "score": 1.0, + "content": "metrics by", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 721, + 262, + 735 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 262, + 735 + ], + "score": 1.0, + "content": "requiring each layer to be 1-Lipschitz.", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 46.5 + } + ], + "page_idx": 2, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "score": 1.0, + "content": "3", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "interline_equation", + "bbox": [ + 191, + 91, + 419, + 114 + ], + "lines": [ + { + "bbox": [ + 191, + 91, + 419, + 114 + ], + "spans": [ + { + "bbox": [ + 191, + 91, + 419, + 114 + ], + "score": 0.92, + "content": "W ( P _ { 1 } , P _ { 2 } ) = \\operatorname* { s u p } _ { f \\in C _ { L } ( X , \\mathbb { R } ) } \\left( \\mathbb { E } _ { x \\sim P _ { 1 } } [ f ( x ) ] - \\mathbb { E } _ { x \\sim P _ { 2 } } [ f ( x ) ] \\right)", + "type": "interline_equation", + "image_path": "5180f07802a7907588b7930b4d8ed535638cc15c910b940e0d6c8349de780d51.jpg" + } + ] + } + ], + "index": 0, + "virtual_lines": [ + { + "bbox": [ + 191, + 91, + 419, + 114 + ], + "spans": [], + "index": 0 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 123, + 504, + 157 + ], + "lines": [ + { + "bbox": [ + 106, + 124, + 505, + 136 + ], + "spans": [ + { + "bbox": [ + 106, + 124, + 505, + 136 + ], + "score": 1.0, + "content": "Since this dual objective resembles the discriminator objective for generative adversarial networks", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 135, + 506, + 147 + ], + "spans": [ + { + "bbox": [ + 106, + 135, + 506, + 147 + ], + "score": 1.0, + "content": "(GANs), Arjovsky et al. (2017) proposed the Wasserstein GAN architecture, which uses a neural net", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 145, + 351, + 159 + ], + "spans": [ + { + "bbox": [ + 105, + 145, + 351, + 159 + ], + "score": 1.0, + "content": "architecture to approximate the space of Lipschitz functions.", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 2, + "bbox_fs": [ + 105, + 124, + 506, + 159 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 168, + 505, + 233 + ], + "lines": [ + { + "bbox": [ + 106, + 168, + 505, + 181 + ], + "spans": [ + { + "bbox": [ + 106, + 168, + 505, + 181 + ], + "score": 1.0, + "content": "Adversarial Robustness Adversarial examples are inputs to a machine learning system which", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 179, + 505, + 191 + ], + "spans": [ + { + "bbox": [ + 105, + 179, + 505, + 191 + ], + "score": 1.0, + "content": "have been designed to force undesirable behaviour (Szegedy et al., 2013; Goodfellow et al., 2014).", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 190, + 504, + 202 + ], + "spans": [ + { + "bbox": [ + 105, + 190, + 217, + 202 + ], + "score": 1.0, + "content": "Formally, given a classifier", + "type": "text" + }, + { + "bbox": [ + 217, + 190, + 224, + 201 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 190, + 291, + 202 + ], + "score": 1.0, + "content": "and a data point", + "type": "text" + }, + { + "bbox": [ + 292, + 192, + 299, + 200 + ], + "score": 0.46, + "content": "\\mathbf { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 190, + 446, + 202 + ], + "score": 1.0, + "content": ", we write an adversarial example as", + "type": "text" + }, + { + "bbox": [ + 446, + 190, + 504, + 201 + ], + "score": 0.9, + "content": "{ \\bf x } _ { a d v } = { \\bf x } + \\delta", + "type": "inline_equation" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 200, + 506, + 213 + ], + "spans": [ + { + "bbox": [ + 105, + 200, + 145, + 213 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 146, + 200, + 213, + 212 + ], + "score": 0.93, + "content": "\\breve { f } ( { \\bf x } _ { a d v } ) \\neq f ( { \\bf x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 200, + 232, + 213 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 232, + 201, + 238, + 210 + ], + "score": 0.78, + "content": "\\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 200, + 506, + 213 + ], + "score": 1.0, + "content": "is small. A small Lipschitz constant can guarantee a lower bound", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 210, + 505, + 225 + ], + "spans": [ + { + "bbox": [ + 105, + 210, + 164, + 225 + ], + "score": 1.0, + "content": "on the size of", + "type": "text" + }, + { + "bbox": [ + 165, + 212, + 171, + 221 + ], + "score": 0.73, + "content": "\\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 210, + 505, + 225 + ], + "score": 1.0, + "content": "(Tsuzuku et al., 2018) and thus provide robustness guarantees. However, existing", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 222, + 424, + 234 + ], + "spans": [ + { + "bbox": [ + 105, + 222, + 424, + 234 + ], + "score": 1.0, + "content": "approaches have both practical and theoretical limitations (Huster et al., 2018).", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 6.5, + "bbox_fs": [ + 105, + 168, + 506, + 234 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 243, + 297, + 255 + ], + "lines": [ + { + "bbox": [ + 104, + 241, + 299, + 257 + ], + "spans": [ + { + "bbox": [ + 104, + 241, + 299, + 257 + ], + "score": 1.0, + "content": "3 GRADIENT NORM PRESERVATION", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "text", + "bbox": [ + 107, + 261, + 505, + 336 + ], + "lines": [ + { + "bbox": [ + 105, + 261, + 505, + 275 + ], + "spans": [ + { + "bbox": [ + 105, + 261, + 505, + 275 + ], + "score": 1.0, + "content": "When backpropagating through a norm-constrained 1-Lipschitz network, the gradient norm is non-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 272, + 505, + 285 + ], + "spans": [ + { + "bbox": [ + 105, + 272, + 505, + 285 + ], + "score": 1.0, + "content": "increasing as it is processed by each layer. This simple fact leads to interesting consequences when", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 283, + 505, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 283, + 505, + 295 + ], + "score": 1.0, + "content": "we attempt to represent (scalar-valued) functions whose input-output gradient has norm 1 almost", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 294, + 505, + 306 + ], + "spans": [ + { + "bbox": [ + 105, + 294, + 505, + 306 + ], + "score": 1.0, + "content": "everywhere. (Such functions are relevant to Wasserstein distance estimation, where an optimal dual", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 303, + 505, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 505, + 317 + ], + "score": 1.0, + "content": "solution always has this property (Gulrajani et al., 2017).) To ensure the input-output gradient norm", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 315, + 505, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 505, + 327 + ], + "score": 1.0, + "content": "is 1, the gradient norm must be preserved by each layer in the network during backpropagation.", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 325, + 487, + 338 + ], + "spans": [ + { + "bbox": [ + 106, + 325, + 487, + 338 + ], + "score": 1.0, + "content": "Unfortunately, norm-constrained networks with common activations are unable to achieve this.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 14, + "bbox_fs": [ + 105, + 261, + 505, + 338 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 339, + 503, + 372 + ], + "lines": [ + { + "bbox": [ + 106, + 339, + 505, + 351 + ], + "spans": [ + { + "bbox": [ + 106, + 339, + 281, + 351 + ], + "score": 1.0, + "content": "Theorem 1. Consider a neural network,", + "type": "text" + }, + { + "bbox": [ + 281, + 339, + 344, + 351 + ], + "score": 0.91, + "content": "f : \\mathbb { R } ^ { n } \\mathbb { R } ,", + "type": "inline_equation" + }, + { + "bbox": [ + 344, + 339, + 505, + 351 + ], + "score": 1.0, + "content": ", built with matrix 2-norm constrained", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 349, + 505, + 363 + ], + "spans": [ + { + "bbox": [ + 105, + 349, + 141, + 363 + ], + "score": 1.0, + "content": "weights", + "type": "text" + }, + { + "bbox": [ + 141, + 350, + 192, + 362 + ], + "score": 0.89, + "content": "( | | \\mathbf { W } | | _ { 2 } \\leq 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 193, + 349, + 212, + 363 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 212, + 351, + 218, + 360 + ], + "score": 0.38, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 349, + 505, + 363 + ], + "score": 1.0, + "content": "-Lipschitz, element-wise, monotonically increasing activation functions.", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 360, + 324, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 361, + 178, + 373 + ], + "score": 0.9, + "content": "I f | | \\nabla f ( \\mathbf { x } ) | | _ { 2 } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 179, + 360, + 278, + 374 + ], + "score": 1.0, + "content": "almost everywhere, then", + "type": "text" + }, + { + "bbox": [ + 279, + 361, + 286, + 372 + ], + "score": 0.78, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 360, + 324, + 374 + ], + "score": 1.0, + "content": "is linear.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 19, + "bbox_fs": [ + 105, + 339, + 505, + 374 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 380, + 505, + 434 + ], + "lines": [ + { + "bbox": [ + 106, + 380, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 380, + 505, + 392 + ], + "score": 1.0, + "content": "As a special case, Theorem 1 shows that no 2-norm-constrained neural network with ReLU (or", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 392, + 505, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 505, + 403 + ], + "score": 1.0, + "content": "sigmoid, tanh, etc.) activations can represent the absolute value function. A full proof can be found", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 401, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 505, + 416 + ], + "score": 1.0, + "content": "in Appendix C. Informally, for ReLU layers, the gradient norm can only be preserved if every", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 412, + 506, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 506, + 426 + ], + "score": 1.0, + "content": "activation is positive (with the exception of units which don’t affect the network’s output). But as", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 423, + 438, + 435 + ], + "spans": [ + { + "bbox": [ + 106, + 423, + 438, + 435 + ], + "score": 1.0, + "content": "this holds for almost all inputs, the network’s input-output mapping must be linear.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 23, + "bbox_fs": [ + 105, + 380, + 506, + 435 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 440, + 505, + 505 + ], + "lines": [ + { + "bbox": [ + 105, + 438, + 505, + 454 + ], + "spans": [ + { + "bbox": [ + 105, + 438, + 505, + 454 + ], + "score": 1.0, + "content": "This tension between gradient norm and nonlinear processing is also observed empirically. Fig-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 449, + 506, + 464 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 506, + 464 + ], + "score": 1.0, + "content": "ure 5 compares the activation statistics for MNIST classification networks with ReLU activations,", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 461, + 506, + 474 + ], + "spans": [ + { + "bbox": [ + 105, + 461, + 506, + 474 + ], + "score": 1.0, + "content": "with and without matrix norm constraints on the weights. For the network with smallest Lipschitz", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 471, + 505, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 176, + 485 + ], + "score": 1.0, + "content": "constant, around", + "type": "text" + }, + { + "bbox": [ + 176, + 472, + 195, + 482 + ], + "score": 0.87, + "content": "10 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 196, + 471, + 505, + 485 + ], + "score": 1.0, + "content": "of the units are “undead”, or always active (and hence do not contribute any", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 483, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 483, + 505, + 495 + ], + "score": 1.0, + "content": "nonlinear processing). This suggests that the network is sacrificing nonlinear capacity in order to", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 494, + 243, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 494, + 243, + 505 + ], + "score": 1.0, + "content": "maintain adequate gradient norm.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 438, + 506, + 505 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 509, + 504, + 532 + ], + "lines": [ + { + "bbox": [ + 106, + 509, + 505, + 522 + ], + "spans": [ + { + "bbox": [ + 106, + 509, + 505, + 522 + ], + "score": 1.0, + "content": "Another useful consequence of gradient norm preservation is that we may restrict all of the weight", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 520, + 258, + 532 + ], + "spans": [ + { + "bbox": [ + 106, + 520, + 258, + 532 + ], + "score": 1.0, + "content": "matrices to have singular values of 1:", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 32.5, + "bbox_fs": [ + 106, + 509, + 505, + 532 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 534, + 505, + 570 + ], + "lines": [ + { + "bbox": [ + 106, + 534, + 505, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 534, + 270, + 546 + ], + "score": 1.0, + "content": "Theorem 2. Consider a neural network,", + "type": "text" + }, + { + "bbox": [ + 270, + 534, + 321, + 546 + ], + "score": 0.9, + "content": "f : \\mathbb { R } ^ { n } \\mathbb { R } ,", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 534, + 505, + 546 + ], + "score": 1.0, + "content": "built with matrix 2-norm constrained weights", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 545, + 505, + 558 + ], + "spans": [ + { + "bbox": [ + 106, + 545, + 144, + 558 + ], + "score": 1.0, + "content": "and with", + "type": "text" + }, + { + "bbox": [ + 145, + 545, + 208, + 557 + ], + "score": 0.92, + "content": "| | \\nabla f ( \\mathbf { x } ) | | _ { 2 } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 209, + 545, + 505, + 558 + ], + "score": 1.0, + "content": "almost everywhere. Then, without changing the computed function, each", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 556, + 491, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 556, + 164, + 572 + ], + "score": 1.0, + "content": "weight matrix", + "type": "text" + }, + { + "bbox": [ + 164, + 558, + 215, + 569 + ], + "score": 0.91, + "content": "\\mathbf { W } \\in R ^ { m \\times k }", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 556, + 338, + 572 + ], + "score": 1.0, + "content": "can be replaced with a matrix", + "type": "text" + }, + { + "bbox": [ + 338, + 556, + 351, + 569 + ], + "score": 0.79, + "content": "\\widetilde { \\mathbf { W } }", + "type": "inline_equation" + }, + { + "bbox": [ + 352, + 556, + 481, + 572 + ], + "score": 1.0, + "content": "whose singular values all equal", + "type": "text" + }, + { + "bbox": [ + 482, + 559, + 487, + 568 + ], + "score": 0.29, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 556, + 491, + 572 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 35, + "bbox_fs": [ + 105, + 534, + 505, + 572 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 578, + 505, + 658 + ], + "lines": [ + { + "bbox": [ + 106, + 578, + 506, + 591 + ], + "spans": [ + { + "bbox": [ + 106, + 578, + 470, + 591 + ], + "score": 1.0, + "content": "Note that the condition of singular values equaling 1 is equivalent to the following: when", + "type": "text" + }, + { + "bbox": [ + 471, + 579, + 501, + 589 + ], + "score": 0.89, + "content": "m > k", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 578, + 506, + 591 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 589, + 506, + 604 + ], + "spans": [ + { + "bbox": [ + 106, + 591, + 172, + 604 + ], + "score": 1.0, + "content": "the columns of", + "type": "text" + }, + { + "bbox": [ + 172, + 589, + 185, + 602 + ], + "score": 0.82, + "content": "\\widetilde { \\mathbf { W } }", + "type": "inline_equation" + }, + { + "bbox": [ + 186, + 591, + 285, + 604 + ], + "score": 1.0, + "content": "are orthonormal; when", + "type": "text" + }, + { + "bbox": [ + 285, + 591, + 318, + 602 + ], + "score": 0.9, + "content": "m \\ < \\ k", + "type": "inline_equation" + }, + { + "bbox": [ + 319, + 591, + 374, + 604 + ], + "score": 1.0, + "content": ", the rows of", + "type": "text" + }, + { + "bbox": [ + 375, + 589, + 388, + 602 + ], + "score": 0.82, + "content": "\\widetilde { \\mathbf { W } }", + "type": "inline_equation" + }, + { + "bbox": [ + 389, + 591, + 506, + 604 + ], + "score": 1.0, + "content": "are orthonormal; and when", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 602, + 506, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 603, + 140, + 615 + ], + "score": 0.52, + "content": "m \\ = \\ k", + "type": "inline_equation" + }, + { + "bbox": [ + 140, + 604, + 145, + 617 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 145, + 602, + 159, + 614 + ], + "score": 0.43, + "content": "\\widetilde { \\mathbf { W } }", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 604, + 506, + 617 + ], + "score": 1.0, + "content": "is orthogonal. For the remainder of this paper, we abuse terminology slightly and", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 614, + 505, + 627 + ], + "spans": [ + { + "bbox": [ + 105, + 614, + 505, + 627 + ], + "score": 1.0, + "content": "refer to such matrices as orthonormal. The proof of Theorem 2 is given in Appendix C. With", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 626, + 505, + 637 + ], + "spans": [ + { + "bbox": [ + 106, + 626, + 505, + 637 + ], + "score": 1.0, + "content": "these two results in place, we restrict our search for expressive Lipschitz networks to those that", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 636, + 505, + 648 + ], + "spans": [ + { + "bbox": [ + 106, + 636, + 505, + 648 + ], + "score": 1.0, + "content": "contain orthonormal weight matrices (those with singular values all equal to 1) and activations which", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 647, + 315, + 659 + ], + "spans": [ + { + "bbox": [ + 105, + 647, + 315, + 659 + ], + "score": 1.0, + "content": "preserve the gradient norm during backpropagation.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 40, + "bbox_fs": [ + 105, + 578, + 506, + 659 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 670, + 179, + 683 + ], + "lines": [ + { + "bbox": [ + 105, + 669, + 180, + 685 + ], + "spans": [ + { + "bbox": [ + 105, + 669, + 180, + 685 + ], + "score": 1.0, + "content": "4 METHODS", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 44 + }, + { + "type": "text", + "bbox": [ + 108, + 689, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 689, + 506, + 703 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 506, + 703 + ], + "score": 1.0, + "content": "We begin by observing that if we can learn any 1-Lipschitz function with a neural network then we", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 410, + 712 + ], + "score": 1.0, + "content": "can trivially extend this to K-Lipschitz functions by scaling the output by", + "type": "text" + }, + { + "bbox": [ + 411, + 700, + 421, + 710 + ], + "score": 0.81, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 421, + 699, + 505, + 712 + ], + "score": 1.0, + "content": ". With this in mind,", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 711, + 505, + 724 + ], + "spans": [ + { + "bbox": [ + 106, + 711, + 412, + 724 + ], + "score": 1.0, + "content": "we focus on designing 1-Lipschitz network architectures with respect to the", + "type": "text" + }, + { + "bbox": [ + 412, + 711, + 424, + 722 + ], + "score": 0.88, + "content": "L _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 425, + 711, + 443, + 724 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 443, + 711, + 459, + 722 + ], + "score": 0.89, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 459, + 711, + 505, + 724 + ], + "score": 1.0, + "content": "metrics by", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 721, + 262, + 735 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 262, + 735 + ], + "score": 1.0, + "content": "requiring each layer to be 1-Lipschitz.", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 46.5, + "bbox_fs": [ + 105, + 689, + 506, + 735 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 190, + 84, + 422, + 147 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 190, + 84, + 422, + 147 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 190, + 84, + 422, + 147 + ], + "spans": [ + { + "bbox": [ + 190, + 84, + 422, + 147 + ], + "score": 0.963, + "type": "image", + "image_path": "38e05bfbf30188d14e20ba239d270368e3953cb68ca6440defc1c1a1c807d0c6.jpg" + } + ] + } + ], + "index": 1.5, + "virtual_lines": [ + { + "bbox": [ + 190, + 84, + 422, + 99.75 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 190, + 99.75, + 422, + 115.5 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 190, + 115.5, + 422, + 131.25 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 190, + 131.25, + 422, + 147.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 190, + 159, + 419, + 171 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 190, + 158, + 420, + 173 + ], + "spans": [ + { + "bbox": [ + 190, + 158, + 420, + 173 + ], + "score": 1.0, + "content": "Figure 1: GroupSort activation with a grouping size of 5.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + } + ], + "index": 2.75 + }, + { + "type": "text", + "bbox": [ + 107, + 177, + 374, + 189 + ], + "lines": [ + { + "bbox": [ + 105, + 177, + 374, + 190 + ], + "spans": [ + { + "bbox": [ + 105, + 177, + 374, + 190 + ], + "score": 1.0, + "content": "4.1 GRADIENT NORM PRESERVING ACTIVATION FUNCTIONS", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5 + }, + { + "type": "text", + "bbox": [ + 107, + 195, + 505, + 249 + ], + "lines": [ + { + "bbox": [ + 106, + 195, + 505, + 207 + ], + "spans": [ + { + "bbox": [ + 106, + 195, + 505, + 207 + ], + "score": 1.0, + "content": "As discussed in Section 3, commonly used activation functions such as ReLU are not gradient norm", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 205, + 505, + 217 + ], + "spans": [ + { + "bbox": [ + 105, + 205, + 505, + 217 + ], + "score": 1.0, + "content": "preserving. To achieve norm preservation, we use a general purpose 1-Lipschitz activation function", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 215, + 505, + 228 + ], + "spans": [ + { + "bbox": [ + 105, + 215, + 414, + 228 + ], + "score": 1.0, + "content": "which we call GroupSort. This activation function takes a column vector", + "type": "text" + }, + { + "bbox": [ + 414, + 216, + 447, + 226 + ], + "score": 0.92, + "content": "\\mathbf { x } \\in \\mathbb { R } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 215, + 505, + 228 + ], + "score": 1.0, + "content": ", separates the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 225, + 506, + 241 + ], + "spans": [ + { + "bbox": [ + 105, + 225, + 164, + 241 + ], + "score": 1.0, + "content": "elements into", + "type": "text" + }, + { + "bbox": [ + 164, + 229, + 171, + 238 + ], + "score": 0.74, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 225, + 506, + 241 + ], + "score": 1.0, + "content": "groups, sorts each group into ascending order, and outputs the combined ”group", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 237, + 322, + 250 + ], + "spans": [ + { + "bbox": [ + 105, + 237, + 322, + 250 + ], + "score": 1.0, + "content": "sorted” vector. This is shown graphically in Figure 1.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 107, + 260, + 505, + 304 + ], + "lines": [ + { + "bbox": [ + 105, + 259, + 505, + 274 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 505, + 274 + ], + "score": 1.0, + "content": "Properties of GroupSort GroupSort is a Lipschitz operation. Furthermore, it is norm preserving:", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 271, + 506, + 284 + ], + "spans": [ + { + "bbox": [ + 105, + 271, + 447, + 284 + ], + "score": 1.0, + "content": "its Jacobian is a permutation matrix, and permutation matrices preserve every vector", + "type": "text" + }, + { + "bbox": [ + 447, + 273, + 454, + 283 + ], + "score": 0.81, + "content": "p", + "type": "inline_equation" + }, + { + "bbox": [ + 454, + 271, + 506, + 284 + ], + "score": 1.0, + "content": "-norm. Note", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 281, + 505, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 281, + 314, + 295 + ], + "score": 1.0, + "content": "also that GroupSort is homogeneous, i.e. GroupS", + "type": "text" + }, + { + "bbox": [ + 315, + 282, + 433, + 294 + ], + "score": 0.53, + "content": "\\mathbf { \\Delta } ) \\mathbf { r t } ( \\alpha \\mathbf { x } ) = \\bar { \\alpha } \\mathbf { G r o u p S o r t } ( \\mathbf { x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 281, + 505, + 295 + ], + "score": 1.0, + "content": ", since the sorting", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 292, + 283, + 305 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 283, + 305 + ], + "score": 1.0, + "content": "order of the elements is invariant to scaling.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12.5 + }, + { + "type": "text", + "bbox": [ + 107, + 315, + 505, + 401 + ], + "lines": [ + { + "bbox": [ + 105, + 315, + 505, + 329 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 505, + 329 + ], + "score": 1.0, + "content": "Varying the Grouping Size When we pick a grouping size of 2 for GroupSort, we call the op-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 326, + 505, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 505, + 339 + ], + "score": 1.0, + "content": "eration MaxMin. This is equivalent to the Orthogonal Permutation Linear Unit (OPLU) activation", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 336, + 505, + 350 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 505, + 350 + ], + "score": 1.0, + "content": "(Chernodub & Nowicki, 2016), which was also motivated based on gradient norm preservation.", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 347, + 505, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 505, + 361 + ], + "score": 1.0, + "content": "When sorting the entire input vector, we call the operation FullSort. GroupSort, MaxMin, and Full-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 358, + 505, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 505, + 371 + ], + "score": 1.0, + "content": "Sort are equally expressive, i.e. they can all be reduced to each other, such that the reduction obeys", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 369, + 505, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 311, + 381 + ], + "score": 1.0, + "content": "the norm constraint on the weights (for any matrix", + "type": "text" + }, + { + "bbox": [ + 311, + 371, + 317, + 380 + ], + "score": 0.81, + "content": "p", + "type": "inline_equation" + }, + { + "bbox": [ + 318, + 369, + 505, + 381 + ], + "score": 1.0, + "content": "-norm). We present the details in Appendix A.", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 378, + 506, + 393 + ], + "spans": [ + { + "bbox": [ + 105, + 378, + 506, + 393 + ], + "score": 1.0, + "content": "Compared to MaxMin, FullSort is able to represent certain functions more compactly, but we find", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 389, + 393, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 389, + 393, + 403 + ], + "score": 1.0, + "content": "that it is typically more difficult to train via stochastic gradient descent.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 18.5 + }, + { + "type": "text", + "bbox": [ + 106, + 412, + 505, + 510 + ], + "lines": [ + { + "bbox": [ + 106, + 412, + 506, + 425 + ], + "spans": [ + { + "bbox": [ + 106, + 412, + 506, + 425 + ], + "score": 1.0, + "content": "Representing other activations Under the matrix 2-norm constraint, MaxMin can be seen as", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 423, + 506, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 506, + 437 + ], + "score": 1.0, + "content": "equivalent to absolute value. We describe exactly how these activation functions can be transformed", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 432, + 506, + 448 + ], + "spans": [ + { + "bbox": [ + 104, + 432, + 506, + 448 + ], + "score": 1.0, + "content": "into each other in Appendix A. Applying absolute value to the activations has the effect of folding", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 445, + 504, + 457 + ], + "spans": [ + { + "bbox": [ + 106, + 445, + 504, + 457 + ], + "score": 1.0, + "content": "the space on each of the coordinate axes. Hence, a rigid linear transformation, followed by absolute", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 454, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 454, + 505, + 469 + ], + "score": 1.0, + "content": "value, followed by another rigid linear transformation, can implement folding along an arbitrary", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 466, + 505, + 479 + ], + "spans": [ + { + "bbox": [ + 106, + 466, + 505, + 479 + ], + "score": 1.0, + "content": "hyperplane. This gives an interesting interpretation of how MaxMin networks can represent certain", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 477, + 504, + 490 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 504, + 490 + ], + "score": 1.0, + "content": "functions by way of implementing absolute value; an example is shown in Figure 10 in Appendix A.", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "score": 1.0, + "content": "Montufar et al. (2014) provide an in-depth analysis of the expressivity of neural networks built with", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 497, + 254, + 512 + ], + "spans": [ + { + "bbox": [ + 105, + 497, + 254, + 512 + ], + "score": 1.0, + "content": "activations that can perform folding.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 107, + 515, + 505, + 547 + ], + "lines": [ + { + "bbox": [ + 105, + 514, + 506, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 514, + 506, + 528 + ], + "score": 1.0, + "content": "Without norm constraints, GroupSort can recover many other common activation functions. For", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 524, + 505, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 524, + 505, + 538 + ], + "score": 1.0, + "content": "example, ReLU, Leaky ReLU, concatenated ReLU (Shang et al., 2016), and maxout. Details can be", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 536, + 196, + 549 + ], + "spans": [ + { + "bbox": [ + 105, + 536, + 196, + 549 + ], + "score": 1.0, + "content": "found in Appendix A.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33 + }, + { + "type": "title", + "bbox": [ + 108, + 558, + 285, + 569 + ], + "lines": [ + { + "bbox": [ + 106, + 557, + 286, + 570 + ], + "spans": [ + { + "bbox": [ + 106, + 557, + 286, + 570 + ], + "score": 1.0, + "content": "4.2 NORM-CONSTRAINED LINEAR MAPS", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 35 + }, + { + "type": "text", + "bbox": [ + 106, + 574, + 503, + 586 + ], + "lines": [ + { + "bbox": [ + 106, + 574, + 505, + 588 + ], + "spans": [ + { + "bbox": [ + 106, + 574, + 462, + 588 + ], + "score": 1.0, + "content": "We discuss how to practically enforce the 1-Lipschitz constraint on linear layers for 2- and", + "type": "text" + }, + { + "bbox": [ + 462, + 577, + 473, + 585 + ], + "score": 0.76, + "content": "\\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 574, + 505, + 588 + ], + "score": 1.0, + "content": "-norms.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36 + }, + { + "type": "text", + "bbox": [ + 108, + 595, + 406, + 607 + ], + "lines": [ + { + "bbox": [ + 106, + 594, + 406, + 609 + ], + "spans": [ + { + "bbox": [ + 106, + 594, + 192, + 609 + ], + "score": 1.0, + "content": "4.2.1 ENFORCING", + "type": "text" + }, + { + "bbox": [ + 193, + 595, + 239, + 608 + ], + "score": 0.92, + "content": "| | W | | _ { 2 } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 594, + 406, + 609 + ], + "score": 1.0, + "content": "WHILE PRESERVING GRADIENT NORM", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 107, + 611, + 505, + 655 + ], + "lines": [ + { + "bbox": [ + 105, + 611, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 105, + 611, + 505, + 623 + ], + "score": 1.0, + "content": "Several methods have been proposed to enforce matrix 2-norm constraints during training (Cisse", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 622, + 505, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 505, + 635 + ], + "score": 1.0, + "content": "et al., 2017; Yoshida & Miyato, 2017). However, in the interest of preserving the gradient norm, we", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 632, + 506, + 646 + ], + "spans": [ + { + "bbox": [ + 104, + 632, + 506, + 646 + ], + "score": 1.0, + "content": "go a step further and enforce orthonormality of the weight matrices in each layer. This is a stronger", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 644, + 471, + 655 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 471, + 655 + ], + "score": 1.0, + "content": "condition, in that we require that all singular values be exactly 1, rather than bounded by 1.", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 39.5 + }, + { + "type": "text", + "bbox": [ + 107, + 659, + 504, + 703 + ], + "lines": [ + { + "bbox": [ + 106, + 660, + 505, + 672 + ], + "spans": [ + { + "bbox": [ + 106, + 660, + 505, + 672 + ], + "score": 1.0, + "content": "We make use of an algorithm first introduced by Bjorck & Bowie (1971), which we refer to as Bj ¨ orck ¨", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 669, + 506, + 683 + ], + "spans": [ + { + "bbox": [ + 105, + 669, + 506, + 683 + ], + "score": 1.0, + "content": "Orthonormalization (or simply Bjorck). Given a matrix, this algorithm finds the closest orthonormal ¨", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 682, + 505, + 694 + ], + "spans": [ + { + "bbox": [ + 106, + 682, + 505, + 694 + ], + "score": 1.0, + "content": "matrix through an iterative application of the Taylor expansion of the polar decomposition. Given", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 691, + 307, + 704 + ], + "spans": [ + { + "bbox": [ + 105, + 691, + 170, + 704 + ], + "score": 1.0, + "content": "an input matrix", + "type": "text" + }, + { + "bbox": [ + 170, + 692, + 204, + 703 + ], + "score": 0.92, + "content": "A _ { 0 } = A", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 691, + 307, + 704 + ], + "score": 1.0, + "content": ", the algorithm computes,", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 43.5 + }, + { + "type": "interline_equation", + "bbox": [ + 183, + 708, + 427, + 736 + ], + "lines": [ + { + "bbox": [ + 183, + 708, + 427, + 736 + ], + "spans": [ + { + "bbox": [ + 183, + 708, + 427, + 736 + ], + "score": 0.93, + "content": "A _ { k + 1 } = A _ { k } \\left( I + \\frac { 1 } { 2 } Q _ { k } + \\frac { 3 } { 8 } Q _ { k } ^ { 2 } + \\ldots + ( - 1 ) ^ { p } { \\binom { - \\frac { 1 } { 2 } } { p } } Q _ { k } ^ { p } \\right) ,", + "type": "interline_equation", + "image_path": "e2fa27f4fd7900c38331c31e9a5c371abab4e8b5f3d2deb3551d72cdab845d71.jpg" + } + ] + } + ], + "index": 46.5, + "virtual_lines": [ + { + "bbox": [ + 183, + 708, + 427, + 722.0 + ], + "spans": [], + "index": 46 + }, + { + "bbox": [ + 183, + 722.0, + 427, + 736.0 + ], + "spans": [], + "index": 47 + } + ] + } + ], + "page_idx": 3, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 759 + ], + "lines": [] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 190, + 84, + 422, + 147 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 190, + 84, + 422, + 147 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 190, + 84, + 422, + 147 + ], + "spans": [ + { + "bbox": [ + 190, + 84, + 422, + 147 + ], + "score": 0.963, + "type": "image", + "image_path": "38e05bfbf30188d14e20ba239d270368e3953cb68ca6440defc1c1a1c807d0c6.jpg" + } + ] + } + ], + "index": 1.5, + "virtual_lines": [ + { + "bbox": [ + 190, + 84, + 422, + 99.75 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 190, + 99.75, + 422, + 115.5 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 190, + 115.5, + 422, + 131.25 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 190, + 131.25, + 422, + 147.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 190, + 159, + 419, + 171 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 190, + 158, + 420, + 173 + ], + "spans": [ + { + "bbox": [ + 190, + 158, + 420, + 173 + ], + "score": 1.0, + "content": "Figure 1: GroupSort activation with a grouping size of 5.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + } + ], + "index": 2.75 + }, + { + "type": "text", + "bbox": [ + 107, + 177, + 374, + 189 + ], + "lines": [ + { + "bbox": [ + 105, + 177, + 374, + 190 + ], + "spans": [ + { + "bbox": [ + 105, + 177, + 374, + 190 + ], + "score": 1.0, + "content": "4.1 GRADIENT NORM PRESERVING ACTIVATION FUNCTIONS", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5, + "bbox_fs": [ + 105, + 177, + 374, + 190 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 195, + 505, + 249 + ], + "lines": [ + { + "bbox": [ + 106, + 195, + 505, + 207 + ], + "spans": [ + { + "bbox": [ + 106, + 195, + 505, + 207 + ], + "score": 1.0, + "content": "As discussed in Section 3, commonly used activation functions such as ReLU are not gradient norm", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 205, + 505, + 217 + ], + "spans": [ + { + "bbox": [ + 105, + 205, + 505, + 217 + ], + "score": 1.0, + "content": "preserving. To achieve norm preservation, we use a general purpose 1-Lipschitz activation function", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 215, + 505, + 228 + ], + "spans": [ + { + "bbox": [ + 105, + 215, + 414, + 228 + ], + "score": 1.0, + "content": "which we call GroupSort. This activation function takes a column vector", + "type": "text" + }, + { + "bbox": [ + 414, + 216, + 447, + 226 + ], + "score": 0.92, + "content": "\\mathbf { x } \\in \\mathbb { R } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 215, + 505, + 228 + ], + "score": 1.0, + "content": ", separates the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 225, + 506, + 241 + ], + "spans": [ + { + "bbox": [ + 105, + 225, + 164, + 241 + ], + "score": 1.0, + "content": "elements into", + "type": "text" + }, + { + "bbox": [ + 164, + 229, + 171, + 238 + ], + "score": 0.74, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 225, + 506, + 241 + ], + "score": 1.0, + "content": "groups, sorts each group into ascending order, and outputs the combined ”group", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 237, + 322, + 250 + ], + "spans": [ + { + "bbox": [ + 105, + 237, + 322, + 250 + ], + "score": 1.0, + "content": "sorted” vector. This is shown graphically in Figure 1.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 8, + "bbox_fs": [ + 105, + 195, + 506, + 250 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 260, + 505, + 304 + ], + "lines": [ + { + "bbox": [ + 105, + 259, + 505, + 274 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 505, + 274 + ], + "score": 1.0, + "content": "Properties of GroupSort GroupSort is a Lipschitz operation. Furthermore, it is norm preserving:", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 271, + 506, + 284 + ], + "spans": [ + { + "bbox": [ + 105, + 271, + 447, + 284 + ], + "score": 1.0, + "content": "its Jacobian is a permutation matrix, and permutation matrices preserve every vector", + "type": "text" + }, + { + "bbox": [ + 447, + 273, + 454, + 283 + ], + "score": 0.81, + "content": "p", + "type": "inline_equation" + }, + { + "bbox": [ + 454, + 271, + 506, + 284 + ], + "score": 1.0, + "content": "-norm. Note", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 281, + 505, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 281, + 314, + 295 + ], + "score": 1.0, + "content": "also that GroupSort is homogeneous, i.e. GroupS", + "type": "text" + }, + { + "bbox": [ + 315, + 282, + 433, + 294 + ], + "score": 0.53, + "content": "\\mathbf { \\Delta } ) \\mathbf { r t } ( \\alpha \\mathbf { x } ) = \\bar { \\alpha } \\mathbf { G r o u p S o r t } ( \\mathbf { x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 281, + 505, + 295 + ], + "score": 1.0, + "content": ", since the sorting", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 292, + 283, + 305 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 283, + 305 + ], + "score": 1.0, + "content": "order of the elements is invariant to scaling.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12.5, + "bbox_fs": [ + 105, + 259, + 506, + 305 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 315, + 505, + 401 + ], + "lines": [ + { + "bbox": [ + 105, + 315, + 505, + 329 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 505, + 329 + ], + "score": 1.0, + "content": "Varying the Grouping Size When we pick a grouping size of 2 for GroupSort, we call the op-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 326, + 505, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 505, + 339 + ], + "score": 1.0, + "content": "eration MaxMin. This is equivalent to the Orthogonal Permutation Linear Unit (OPLU) activation", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 336, + 505, + 350 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 505, + 350 + ], + "score": 1.0, + "content": "(Chernodub & Nowicki, 2016), which was also motivated based on gradient norm preservation.", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 347, + 505, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 505, + 361 + ], + "score": 1.0, + "content": "When sorting the entire input vector, we call the operation FullSort. GroupSort, MaxMin, and Full-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 358, + 505, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 505, + 371 + ], + "score": 1.0, + "content": "Sort are equally expressive, i.e. they can all be reduced to each other, such that the reduction obeys", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 369, + 505, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 311, + 381 + ], + "score": 1.0, + "content": "the norm constraint on the weights (for any matrix", + "type": "text" + }, + { + "bbox": [ + 311, + 371, + 317, + 380 + ], + "score": 0.81, + "content": "p", + "type": "inline_equation" + }, + { + "bbox": [ + 318, + 369, + 505, + 381 + ], + "score": 1.0, + "content": "-norm). We present the details in Appendix A.", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 378, + 506, + 393 + ], + "spans": [ + { + "bbox": [ + 105, + 378, + 506, + 393 + ], + "score": 1.0, + "content": "Compared to MaxMin, FullSort is able to represent certain functions more compactly, but we find", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 389, + 393, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 389, + 393, + 403 + ], + "score": 1.0, + "content": "that it is typically more difficult to train via stochastic gradient descent.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 18.5, + "bbox_fs": [ + 105, + 315, + 506, + 403 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 412, + 505, + 510 + ], + "lines": [ + { + "bbox": [ + 106, + 412, + 506, + 425 + ], + "spans": [ + { + "bbox": [ + 106, + 412, + 506, + 425 + ], + "score": 1.0, + "content": "Representing other activations Under the matrix 2-norm constraint, MaxMin can be seen as", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 423, + 506, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 506, + 437 + ], + "score": 1.0, + "content": "equivalent to absolute value. We describe exactly how these activation functions can be transformed", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 432, + 506, + 448 + ], + "spans": [ + { + "bbox": [ + 104, + 432, + 506, + 448 + ], + "score": 1.0, + "content": "into each other in Appendix A. Applying absolute value to the activations has the effect of folding", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 445, + 504, + 457 + ], + "spans": [ + { + "bbox": [ + 106, + 445, + 504, + 457 + ], + "score": 1.0, + "content": "the space on each of the coordinate axes. Hence, a rigid linear transformation, followed by absolute", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 454, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 454, + 505, + 469 + ], + "score": 1.0, + "content": "value, followed by another rigid linear transformation, can implement folding along an arbitrary", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 466, + 505, + 479 + ], + "spans": [ + { + "bbox": [ + 106, + 466, + 505, + 479 + ], + "score": 1.0, + "content": "hyperplane. This gives an interesting interpretation of how MaxMin networks can represent certain", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 477, + 504, + 490 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 504, + 490 + ], + "score": 1.0, + "content": "functions by way of implementing absolute value; an example is shown in Figure 10 in Appendix A.", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "score": 1.0, + "content": "Montufar et al. (2014) provide an in-depth analysis of the expressivity of neural networks built with", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 497, + 254, + 512 + ], + "spans": [ + { + "bbox": [ + 105, + 497, + 254, + 512 + ], + "score": 1.0, + "content": "activations that can perform folding.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 27, + "bbox_fs": [ + 104, + 412, + 506, + 512 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 515, + 505, + 547 + ], + "lines": [ + { + "bbox": [ + 105, + 514, + 506, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 514, + 506, + 528 + ], + "score": 1.0, + "content": "Without norm constraints, GroupSort can recover many other common activation functions. For", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 524, + 505, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 524, + 505, + 538 + ], + "score": 1.0, + "content": "example, ReLU, Leaky ReLU, concatenated ReLU (Shang et al., 2016), and maxout. Details can be", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 536, + 196, + 549 + ], + "spans": [ + { + "bbox": [ + 105, + 536, + 196, + 549 + ], + "score": 1.0, + "content": "found in Appendix A.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33, + "bbox_fs": [ + 105, + 514, + 506, + 549 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 558, + 285, + 569 + ], + "lines": [ + { + "bbox": [ + 106, + 557, + 286, + 570 + ], + "spans": [ + { + "bbox": [ + 106, + 557, + 286, + 570 + ], + "score": 1.0, + "content": "4.2 NORM-CONSTRAINED LINEAR MAPS", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 35 + }, + { + "type": "text", + "bbox": [ + 106, + 574, + 503, + 586 + ], + "lines": [ + { + "bbox": [ + 106, + 574, + 505, + 588 + ], + "spans": [ + { + "bbox": [ + 106, + 574, + 462, + 588 + ], + "score": 1.0, + "content": "We discuss how to practically enforce the 1-Lipschitz constraint on linear layers for 2- and", + "type": "text" + }, + { + "bbox": [ + 462, + 577, + 473, + 585 + ], + "score": 0.76, + "content": "\\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 574, + 505, + 588 + ], + "score": 1.0, + "content": "-norms.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36, + "bbox_fs": [ + 106, + 574, + 505, + 588 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 595, + 406, + 607 + ], + "lines": [ + { + "bbox": [ + 106, + 594, + 406, + 609 + ], + "spans": [ + { + "bbox": [ + 106, + 594, + 192, + 609 + ], + "score": 1.0, + "content": "4.2.1 ENFORCING", + "type": "text" + }, + { + "bbox": [ + 193, + 595, + 239, + 608 + ], + "score": 0.92, + "content": "| | W | | _ { 2 } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 594, + 406, + 609 + ], + "score": 1.0, + "content": "WHILE PRESERVING GRADIENT NORM", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37, + "bbox_fs": [ + 106, + 594, + 406, + 609 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 611, + 505, + 655 + ], + "lines": [ + { + "bbox": [ + 105, + 611, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 105, + 611, + 505, + 623 + ], + "score": 1.0, + "content": "Several methods have been proposed to enforce matrix 2-norm constraints during training (Cisse", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 622, + 505, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 505, + 635 + ], + "score": 1.0, + "content": "et al., 2017; Yoshida & Miyato, 2017). However, in the interest of preserving the gradient norm, we", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 632, + 506, + 646 + ], + "spans": [ + { + "bbox": [ + 104, + 632, + 506, + 646 + ], + "score": 1.0, + "content": "go a step further and enforce orthonormality of the weight matrices in each layer. This is a stronger", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 644, + 471, + 655 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 471, + 655 + ], + "score": 1.0, + "content": "condition, in that we require that all singular values be exactly 1, rather than bounded by 1.", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 39.5, + "bbox_fs": [ + 104, + 611, + 506, + 655 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 659, + 504, + 703 + ], + "lines": [ + { + "bbox": [ + 106, + 660, + 505, + 672 + ], + "spans": [ + { + "bbox": [ + 106, + 660, + 505, + 672 + ], + "score": 1.0, + "content": "We make use of an algorithm first introduced by Bjorck & Bowie (1971), which we refer to as Bj ¨ orck ¨", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 669, + 506, + 683 + ], + "spans": [ + { + "bbox": [ + 105, + 669, + 506, + 683 + ], + "score": 1.0, + "content": "Orthonormalization (or simply Bjorck). Given a matrix, this algorithm finds the closest orthonormal ¨", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 682, + 505, + 694 + ], + "spans": [ + { + "bbox": [ + 106, + 682, + 505, + 694 + ], + "score": 1.0, + "content": "matrix through an iterative application of the Taylor expansion of the polar decomposition. Given", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 691, + 307, + 704 + ], + "spans": [ + { + "bbox": [ + 105, + 691, + 170, + 704 + ], + "score": 1.0, + "content": "an input matrix", + "type": "text" + }, + { + "bbox": [ + 170, + 692, + 204, + 703 + ], + "score": 0.92, + "content": "A _ { 0 } = A", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 691, + 307, + 704 + ], + "score": 1.0, + "content": ", the algorithm computes,", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 43.5, + "bbox_fs": [ + 105, + 660, + 506, + 704 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 183, + 708, + 427, + 736 + ], + "lines": [ + { + "bbox": [ + 183, + 708, + 427, + 736 + ], + "spans": [ + { + "bbox": [ + 183, + 708, + 427, + 736 + ], + "score": 0.93, + "content": "A _ { k + 1 } = A _ { k } \\left( I + \\frac { 1 } { 2 } Q _ { k } + \\frac { 3 } { 8 } Q _ { k } ^ { 2 } + \\ldots + ( - 1 ) ^ { p } { \\binom { - \\frac { 1 } { 2 } } { p } } Q _ { k } ^ { p } \\right) ,", + "type": "interline_equation", + "image_path": "e2fa27f4fd7900c38331c31e9a5c371abab4e8b5f3d2deb3551d72cdab845d71.jpg" + } + ] + } + ], + "index": 46.5, + "virtual_lines": [ + { + "bbox": [ + 183, + 708, + 427, + 722.0 + ], + "spans": [], + "index": 46 + }, + { + "bbox": [ + 183, + 722.0, + 427, + 736.0 + ], + "spans": [], + "index": 47 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 81, + 505, + 158 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 133, + 95 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 134, + 82, + 205, + 95 + ], + "score": 0.92, + "content": "Q _ { k } = I - A _ { k } ^ { T } A _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 206, + 82, + 506, + 95 + ], + "score": 1.0, + "content": ". Importantly, this algorithm is fully differentiable and thus has a pullback", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "operator for the Stiefel manifold (Absil et al., 2009) allowing us to optimize over orthonormal ma-", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 505, + 116 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 247, + 116 + ], + "score": 1.0, + "content": "trices directly. A larger choice of", + "type": "text" + }, + { + "bbox": [ + 247, + 105, + 254, + 115 + ], + "score": 0.82, + "content": "p", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 104, + 505, + 116 + ], + "score": 1.0, + "content": "adds more computation but gives a closer approximation for", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 330, + 127 + ], + "score": 1.0, + "content": "each iteration. In practice, we found that we could use", + "type": "text" + }, + { + "bbox": [ + 331, + 115, + 357, + 126 + ], + "score": 0.91, + "content": "p = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 115, + 505, + 127 + ], + "score": 1.0, + "content": "with 2-3 iterations per forward pass", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 124, + 505, + 137 + ], + "spans": [ + { + "bbox": [ + 105, + 124, + 505, + 137 + ], + "score": 1.0, + "content": "and increase this to 15 or more iterations at the end of training to ensure a tightly enforced Lips-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 136, + 505, + 148 + ], + "spans": [ + { + "bbox": [ + 105, + 136, + 505, + 148 + ], + "score": 1.0, + "content": "chitz constraint. We discuss additional details of this algorithm including comparisons to Parseval", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 146, + 479, + 158 + ], + "spans": [ + { + "bbox": [ + 105, + 146, + 479, + 158 + ], + "score": 1.0, + "content": "networks (Cisse et al., 2017) and spectral normalization (Miyato et al., 2018) in Appendix B.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 107, + 163, + 505, + 217 + ], + "lines": [ + { + "bbox": [ + 105, + 162, + 505, + 176 + ], + "spans": [ + { + "bbox": [ + 105, + 162, + 505, + 176 + ], + "score": 1.0, + "content": "Note that while we focus on fully connected layers, the same general principles apply to convo-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 173, + 505, + 186 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 505, + 186 + ], + "score": 1.0, + "content": "lutions. Convolutions can be unfolded and represented as a linear transformation. Up to constant", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 184, + 505, + 197 + ], + "spans": [ + { + "bbox": [ + 105, + 184, + 505, + 197 + ], + "score": 1.0, + "content": "rescaling, the spectral norm of the filter then bounds the spectral norm of the unfolded operation.", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 194, + 505, + 208 + ], + "spans": [ + { + "bbox": [ + 105, + 194, + 505, + 208 + ], + "score": 1.0, + "content": "We do not devote space to computing these constants but instead point readers to other resources", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 205, + 452, + 217 + ], + "spans": [ + { + "bbox": [ + 106, + 205, + 452, + 217 + ], + "score": 1.0, + "content": "which address this question (Gouk et al., 2018; Cisse et al., 2017; Sedghi et al., 2018).", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 9 + }, + { + "type": "title", + "bbox": [ + 107, + 226, + 243, + 239 + ], + "lines": [ + { + "bbox": [ + 105, + 224, + 243, + 241 + ], + "spans": [ + { + "bbox": [ + 105, + 224, + 192, + 241 + ], + "score": 1.0, + "content": "4.2.2 ENFORCING", + "type": "text" + }, + { + "bbox": [ + 193, + 227, + 243, + 240 + ], + "score": 0.82, + "content": "| | W | | _ { \\infty } = 1", + "type": "inline_equation" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 107, + 244, + 505, + 276 + ], + "lines": [ + { + "bbox": [ + 105, + 243, + 505, + 257 + ], + "spans": [ + { + "bbox": [ + 105, + 243, + 505, + 257 + ], + "score": 1.0, + "content": "Due to its simplicity and suitability for a GPU implementation, we use Algorithm 1 from Con-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 254, + 505, + 267 + ], + "spans": [ + { + "bbox": [ + 105, + 254, + 312, + 267 + ], + "score": 1.0, + "content": "dat (2016) to project the weight matrices onto the", + "type": "text" + }, + { + "bbox": [ + 312, + 254, + 328, + 265 + ], + "score": 0.9, + "content": "\\bar { L } _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 254, + 505, + 267 + ], + "score": 1.0, + "content": "ball in all of our experiments. Other more", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 265, + 324, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 265, + 324, + 277 + ], + "score": 1.0, + "content": "sophisticated methods can be found in Condat (2016).", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14 + }, + { + "type": "title", + "bbox": [ + 107, + 288, + 302, + 299 + ], + "lines": [ + { + "bbox": [ + 105, + 287, + 303, + 300 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 303, + 300 + ], + "score": 1.0, + "content": "4.3 PROVABLE ADVERSARIAL ROBUSTNESS", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 106, + 305, + 504, + 360 + ], + "lines": [ + { + "bbox": [ + 105, + 304, + 505, + 318 + ], + "spans": [ + { + "bbox": [ + 105, + 304, + 505, + 318 + ], + "score": 1.0, + "content": "A small Lipschitz constant limits the change in network output under small adversarial perturbations.", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 315, + 505, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 482, + 330 + ], + "score": 1.0, + "content": "As explored by Tsuzuku et al. (2018), we can guarantee adversarial robustness at a point", + "type": "text" + }, + { + "bbox": [ + 482, + 318, + 491, + 327 + ], + "score": 0.54, + "content": "\\mathbf { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 491, + 315, + 505, + 330 + ], + "score": 1.0, + "content": "by", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 327, + 506, + 340 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 506, + 340 + ], + "score": 1.0, + "content": "considering the margin about that point divided by the Lipschitz constant. 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\\operatorname* { m a x } _ { i \\neq t } y _ { i } )", + "type": "interline_equation", + "image_path": "0def6a1f25a9482da5b0fe8f26ab35016b19006b81ba5126f40a3a0645e7fc2c.jpg" + } + ] + } + ], + "index": 22, + "virtual_lines": [ + { + "bbox": [ + 242, + 366, + 369, + 385 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 392, + 504, + 423 + ], + "lines": [ + { + "bbox": [ + 105, + 391, + 506, + 406 + ], + "spans": [ + { + "bbox": [ + 105, + 391, + 116, + 406 + ], + "score": 1.0, + "content": "If", + "type": "text" + }, + { + "bbox": [ + 116, + 392, + 179, + 405 + ], + "score": 0.92, + "content": "\\mathcal { M } ( \\mathbf { x } ) > K \\epsilon / 2", + "type": "inline_equation" + }, + { + "bbox": [ + 179, + 391, + 411, + 406 + ], + "score": 1.0, + "content": ", then the network is robust to all adversarial perturbations", + "type": "text" + }, + { + "bbox": [ + 411, + 393, + 417, + 402 + ], + "score": 0.79, + "content": "\\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 391, + 438, + 406 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 438, + 392, + 481, + 405 + ], + "score": 0.9, + "content": "| | \\delta | | _ { \\infty } < \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 481, + 391, + 494, + 406 + ], + "score": 1.0, + "content": ", at", + "type": "text" + }, + { + "bbox": [ + 494, + 395, + 501, + 403 + ], + "score": 0.57, + "content": "\\mathbf { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 391, + 506, + 406 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 104, + 401, + 506, + 416 + ], + "spans": [ + { + "bbox": [ + 104, + 401, + 252, + 416 + ], + "score": 1.0, + "content": "In this work we train networks with", + "type": "text" + }, + { + "bbox": [ + 253, + 405, + 263, + 413 + ], + "score": 0.81, + "content": "\\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 401, + 506, + 416 + ], + "score": 1.0, + "content": "-norm constraints on their weights using a multi-class hinge", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 413, + 129, + 426 + ], + "spans": [ + { + "bbox": [ + 104, + 413, + 129, + 426 + ], + "score": 1.0, + "content": "loss:", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24 + }, + { + "type": "interline_equation", + "bbox": [ + 230, + 421, + 381, + 450 + ], + "lines": [ + { + "bbox": [ + 230, + 421, + 381, + 450 + ], + "spans": [ + { + "bbox": [ + 230, + 421, + 381, + 450 + ], + "score": 0.94, + "content": "L ( \\mathbf { y } , t ) = \\sum _ { i \\neq t } \\operatorname* { m a x } ( 0 , \\kappa - ( y _ { t } - y _ { i } ) )", + "type": "interline_equation", + "image_path": "22c1b77bacecde584c3b482fb1111295a0277ee6226669f1a24663c982f7d28d.jpg" + } + ] + } + ], + "index": 26.5, + "virtual_lines": [ + { + "bbox": [ + 230, + 421, + 381, + 435.5 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 230, + 435.5, + 381, + 450.0 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 453, + 505, + 475 + ], + "lines": [ + { + "bbox": [ + 106, + 453, + 505, + 466 + ], + "spans": [ + { + "bbox": [ + 106, + 453, + 133, + 466 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 456, + 140, + 464 + ], + "score": 0.75, + "content": "\\kappa", + "type": "inline_equation" + }, + { + "bbox": [ + 141, + 453, + 505, + 466 + ], + "score": 1.0, + "content": "controls the margin enforcement and depends on the Lipschitz constant and desired pertur-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 463, + 256, + 476 + ], + "spans": [ + { + "bbox": [ + 105, + 463, + 194, + 476 + ], + "score": 1.0, + "content": "bation tolerance (e.g.", + "type": "text" + }, + { + "bbox": [ + 194, + 465, + 250, + 475 + ], + "score": 0.9, + "content": "\\kappa = 0 . 3 \\times K )", + "type": "inline_equation" + }, + { + "bbox": [ + 250, + 463, + 256, + 476 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28.5 + }, + { + "type": "title", + "bbox": [ + 108, + 486, + 211, + 499 + ], + "lines": [ + { + "bbox": [ + 104, + 486, + 213, + 501 + ], + "spans": [ + { + "bbox": [ + 104, + 486, + 213, + 501 + ], + "score": 1.0, + "content": "5 RELATED WORK", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 106, + 506, + 505, + 614 + ], + "lines": [ + { + "bbox": [ + 106, + 506, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 506, + 519 + ], + "score": 1.0, + "content": "Several methods have been proposed to train Lipschitz neural networks (Cisse et al., 2017; Yoshida", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 517, + 506, + 530 + ], + "spans": [ + { + "bbox": [ + 105, + 517, + 506, + 530 + ], + "score": 1.0, + "content": "& Miyato, 2017; Miyato et al., 2018; Gouk et al., 2018). Cisse et al. (2017) regularize the weights of", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 528, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 106, + 528, + 505, + 540 + ], + "score": 1.0, + "content": "neural networks to obey an orthonormality constraint and utilize Lipschitz activation functions. In", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 538, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 505, + 552 + ], + "score": 1.0, + "content": "fact, the corresponding update to the weights due to this regularization term can be seen as one step", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "score": 1.0, + "content": "of the Bjorck orthonormalization scheme (Equation 3). Another approach, spectral normalization ¨", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 560, + 504, + 571 + ], + "spans": [ + { + "bbox": [ + 106, + 560, + 504, + 571 + ], + "score": 1.0, + "content": "(Miyato et al., 2018), employs an efficient implementation of power iteration to rescale each weight", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 570, + 505, + 582 + ], + "spans": [ + { + "bbox": [ + 106, + 570, + 505, + 582 + ], + "score": 1.0, + "content": "by its spectral norm. We compare these methods to Bjorck orthonormalization in Appendix B. ¨", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 581, + 505, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 505, + 594 + ], + "score": 1.0, + "content": "Other researchers (Arjovsky et al., 2016; Wisdom et al., 2016; Sun et al., 2017) have explicitly", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 592, + 505, + 604 + ], + "spans": [ + { + "bbox": [ + 105, + 592, + 505, + 604 + ], + "score": 1.0, + "content": "parameterized square orthogonal weight matrices using, for example, Householder transformations", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 603, + 194, + 615 + ], + "spans": [ + { + "bbox": [ + 106, + 603, + 194, + 615 + ], + "score": 1.0, + "content": "(Householder, 1958).", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 35.5 + }, + { + "type": "text", + "bbox": [ + 107, + 618, + 505, + 684 + ], + "lines": [ + { + "bbox": [ + 106, + 618, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 106, + 618, + 505, + 631 + ], + "score": 1.0, + "content": "Other regularization techniques penalize the network Jacobian, thereby constraining the Lipschitz", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 629, + 505, + 642 + ], + "spans": [ + { + "bbox": [ + 105, + 629, + 505, + 642 + ], + "score": 1.0, + "content": "constant locally around the data (Gulrajani et al., 2017; Drucker & Le Cun, 1992; Sokolic et al., ´", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 639, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 639, + 505, + 653 + ], + "score": 1.0, + "content": "2017). While these methods have the advantage that it is typically easy to train neural networks", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 651, + 505, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 505, + 664 + ], + "score": 1.0, + "content": "under such penalties, they do not provably enforce a Lipschitz constraint. Gulrajani et al. (2017)", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 661, + 505, + 674 + ], + "spans": [ + { + "bbox": [ + 105, + 661, + 505, + 674 + ], + "score": 1.0, + "content": "apply the gradient penalty at randomly sampled points between two distributions, but as shown by", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 672, + 491, + 684 + ], + "spans": [ + { + "bbox": [ + 106, + 672, + 491, + 684 + ], + "score": 1.0, + "content": "Gemici et al. (2018), this is often sub-optimal in the context of Wasserstein Distance estimation.", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 43.5 + }, + { + "type": "text", + "bbox": [ + 107, + 689, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 688, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 106, + 688, + 506, + 701 + ], + "score": 1.0, + "content": "The Lipschitz constant of a neural network has been connected theoretically and empirically to", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "its generalization performance (Bartlett, 1998; Bartlett et al., 2017; Neyshabur et al., 2017; 2018;", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "Sokolic et al., 2017). Neyshabur et al. (2018) show that if the network Lipschitz constant is small ´", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 721, + 506, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 506, + 733 + ], + "score": 1.0, + "content": "then a non-vacuous bound on the generalization error can be derived. Small Lipschitz constants", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 48.5 + } + ], + "page_idx": 4, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 763 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 763 + ], + "score": 1.0, + "content": "5", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 81, + 505, + 158 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 133, + 95 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 134, + 82, + 205, + 95 + ], + "score": 0.92, + "content": "Q _ { k } = I - A _ { k } ^ { T } A _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 206, + 82, + 506, + 95 + ], + "score": 1.0, + "content": ". Importantly, this algorithm is fully differentiable and thus has a pullback", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "operator for the Stiefel manifold (Absil et al., 2009) allowing us to optimize over orthonormal ma-", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 505, + 116 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 247, + 116 + ], + "score": 1.0, + "content": "trices directly. A larger choice of", + "type": "text" + }, + { + "bbox": [ + 247, + 105, + 254, + 115 + ], + "score": 0.82, + "content": "p", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 104, + 505, + 116 + ], + "score": 1.0, + "content": "adds more computation but gives a closer approximation for", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 330, + 127 + ], + "score": 1.0, + "content": "each iteration. In practice, we found that we could use", + "type": "text" + }, + { + "bbox": [ + 331, + 115, + 357, + 126 + ], + "score": 0.91, + "content": "p = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 115, + 505, + 127 + ], + "score": 1.0, + "content": "with 2-3 iterations per forward pass", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 124, + 505, + 137 + ], + "spans": [ + { + "bbox": [ + 105, + 124, + 505, + 137 + ], + "score": 1.0, + "content": "and increase this to 15 or more iterations at the end of training to ensure a tightly enforced Lips-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 136, + 505, + 148 + ], + "spans": [ + { + "bbox": [ + 105, + 136, + 505, + 148 + ], + "score": 1.0, + "content": "chitz constraint. We discuss additional details of this algorithm including comparisons to Parseval", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 146, + 479, + 158 + ], + "spans": [ + { + "bbox": [ + 105, + 146, + 479, + 158 + ], + "score": 1.0, + "content": "networks (Cisse et al., 2017) and spectral normalization (Miyato et al., 2018) in Appendix B.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3, + "bbox_fs": [ + 105, + 82, + 506, + 158 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 163, + 505, + 217 + ], + "lines": [ + { + "bbox": [ + 105, + 162, + 505, + 176 + ], + "spans": [ + { + "bbox": [ + 105, + 162, + 505, + 176 + ], + "score": 1.0, + "content": "Note that while we focus on fully connected layers, the same general principles apply to convo-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 173, + 505, + 186 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 505, + 186 + ], + "score": 1.0, + "content": "lutions. Convolutions can be unfolded and represented as a linear transformation. Up to constant", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 184, + 505, + 197 + ], + "spans": [ + { + "bbox": [ + 105, + 184, + 505, + 197 + ], + "score": 1.0, + "content": "rescaling, the spectral norm of the filter then bounds the spectral norm of the unfolded operation.", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 194, + 505, + 208 + ], + "spans": [ + { + "bbox": [ + 105, + 194, + 505, + 208 + ], + "score": 1.0, + "content": "We do not devote space to computing these constants but instead point readers to other resources", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 205, + 452, + 217 + ], + "spans": [ + { + "bbox": [ + 106, + 205, + 452, + 217 + ], + "score": 1.0, + "content": "which address this question (Gouk et al., 2018; Cisse et al., 2017; Sedghi et al., 2018).", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 9, + "bbox_fs": [ + 105, + 162, + 505, + 217 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 226, + 243, + 239 + ], + "lines": [ + { + "bbox": [ + 105, + 224, + 243, + 241 + ], + "spans": [ + { + "bbox": [ + 105, + 224, + 192, + 241 + ], + "score": 1.0, + "content": "4.2.2 ENFORCING", + "type": "text" + }, + { + "bbox": [ + 193, + 227, + 243, + 240 + ], + "score": 0.82, + "content": "| | W | | _ { \\infty } = 1", + "type": "inline_equation" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 107, + 244, + 505, + 276 + ], + "lines": [ + { + "bbox": [ + 105, + 243, + 505, + 257 + ], + "spans": [ + { + "bbox": [ + 105, + 243, + 505, + 257 + ], + "score": 1.0, + "content": "Due to its simplicity and suitability for a GPU implementation, we use Algorithm 1 from Con-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 254, + 505, + 267 + ], + "spans": [ + { + "bbox": [ + 105, + 254, + 312, + 267 + ], + "score": 1.0, + "content": "dat (2016) to project the weight matrices onto the", + "type": "text" + }, + { + "bbox": [ + 312, + 254, + 328, + 265 + ], + "score": 0.9, + "content": "\\bar { L } _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 254, + 505, + 267 + ], + "score": 1.0, + "content": "ball in all of our experiments. Other more", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 265, + 324, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 265, + 324, + 277 + ], + "score": 1.0, + "content": "sophisticated methods can be found in Condat (2016).", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14, + "bbox_fs": [ + 105, + 243, + 505, + 277 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 288, + 302, + 299 + ], + "lines": [ + { + "bbox": [ + 105, + 287, + 303, + 300 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 303, + 300 + ], + "score": 1.0, + "content": "4.3 PROVABLE ADVERSARIAL ROBUSTNESS", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 106, + 305, + 504, + 360 + ], + "lines": [ + { + "bbox": [ + 105, + 304, + 505, + 318 + ], + "spans": [ + { + "bbox": [ + 105, + 304, + 505, + 318 + ], + "score": 1.0, + "content": "A small Lipschitz constant limits the change in network output under small adversarial perturbations.", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 315, + 505, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 482, + 330 + ], + "score": 1.0, + "content": "As explored by Tsuzuku et al. (2018), we can guarantee adversarial robustness at a point", + "type": "text" + }, + { + "bbox": [ + 482, + 318, + 491, + 327 + ], + "score": 0.54, + "content": "\\mathbf { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 491, + 315, + 505, + 330 + ], + "score": 1.0, + "content": "by", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 327, + 506, + 340 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 506, + 340 + ], + "score": 1.0, + "content": "considering the margin about that point divided by the Lipschitz constant. Formally, given a network", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 338, + 506, + 351 + ], + "spans": [ + { + "bbox": [ + 106, + 338, + 202, + 351 + ], + "score": 1.0, + "content": "with Lipschitz constant", + "type": "text" + }, + { + "bbox": [ + 202, + 338, + 213, + 348 + ], + "score": 0.83, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 338, + 293, + 351 + ], + "score": 1.0, + "content": "(with respect to the", + "type": "text" + }, + { + "bbox": [ + 294, + 338, + 310, + 349 + ], + "score": 0.9, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 310, + 338, + 394, + 351 + ], + "score": 1.0, + "content": "metric) and an input", + "type": "text" + }, + { + "bbox": [ + 395, + 339, + 402, + 348 + ], + "score": 0.57, + "content": "\\mathbf { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 403, + 338, + 506, + 351 + ], + "score": 1.0, + "content": "with corresponding class", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 348, + 300, + 362 + ], + "spans": [ + { + "bbox": [ + 106, + 349, + 111, + 358 + ], + "score": 0.72, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 112, + 348, + 193, + 362 + ], + "score": 1.0, + "content": "that produces logits", + "type": "text" + }, + { + "bbox": [ + 193, + 350, + 200, + 360 + ], + "score": 0.62, + "content": "\\mathbf { y }", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 348, + 300, + 362 + ], + "score": 1.0, + "content": ", we define its margin by", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 19, + "bbox_fs": [ + 105, + 304, + 506, + 362 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 242, + 366, + 369, + 385 + ], + "lines": [ + { + "bbox": [ + 242, + 366, + 369, + 385 + ], + "spans": [ + { + "bbox": [ + 242, + 366, + 369, + 385 + ], + "score": 0.93, + "content": "\\mathcal { M } ( \\mathbf { x } ) = \\operatorname* { m a x } ( 0 , y _ { t } - \\operatorname* { m a x } _ { i \\neq t } y _ { i } )", + "type": "interline_equation", + "image_path": "0def6a1f25a9482da5b0fe8f26ab35016b19006b81ba5126f40a3a0645e7fc2c.jpg" + } + ] + } + ], + "index": 22, + "virtual_lines": [ + { + "bbox": [ + 242, + 366, + 369, + 385 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 392, + 504, + 423 + ], + "lines": [ + { + "bbox": [ + 105, + 391, + 506, + 406 + ], + "spans": [ + { + "bbox": [ + 105, + 391, + 116, + 406 + ], + "score": 1.0, + "content": "If", + "type": "text" + }, + { + "bbox": [ + 116, + 392, + 179, + 405 + ], + "score": 0.92, + "content": "\\mathcal { M } ( \\mathbf { x } ) > K \\epsilon / 2", + "type": "inline_equation" + }, + { + "bbox": [ + 179, + 391, + 411, + 406 + ], + "score": 1.0, + "content": ", then the network is robust to all adversarial perturbations", + "type": "text" + }, + { + "bbox": [ + 411, + 393, + 417, + 402 + ], + "score": 0.79, + "content": "\\delta", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 391, + 438, + 406 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 438, + 392, + 481, + 405 + ], + "score": 0.9, + "content": "| | \\delta | | _ { \\infty } < \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 481, + 391, + 494, + 406 + ], + "score": 1.0, + "content": ", at", + "type": "text" + }, + { + "bbox": [ + 494, + 395, + 501, + 403 + ], + "score": 0.57, + "content": "\\mathbf { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 391, + 506, + 406 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 104, + 401, + 506, + 416 + ], + "spans": [ + { + "bbox": [ + 104, + 401, + 252, + 416 + ], + "score": 1.0, + "content": "In this work we train networks with", + "type": "text" + }, + { + "bbox": [ + 253, + 405, + 263, + 413 + ], + "score": 0.81, + "content": "\\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 401, + 506, + 416 + ], + "score": 1.0, + "content": "-norm constraints on their weights using a multi-class hinge", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 413, + 129, + 426 + ], + "spans": [ + { + "bbox": [ + 104, + 413, + 129, + 426 + ], + "score": 1.0, + "content": "loss:", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24, + "bbox_fs": [ + 104, + 391, + 506, + 426 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 230, + 421, + 381, + 450 + ], + "lines": [ + { + "bbox": [ + 230, + 421, + 381, + 450 + ], + "spans": [ + { + "bbox": [ + 230, + 421, + 381, + 450 + ], + "score": 0.94, + "content": "L ( \\mathbf { y } , t ) = \\sum _ { i \\neq t } \\operatorname* { m a x } ( 0 , \\kappa - ( y _ { t } - y _ { i } ) )", + "type": "interline_equation", + "image_path": "22c1b77bacecde584c3b482fb1111295a0277ee6226669f1a24663c982f7d28d.jpg" + } + ] + } + ], + "index": 26.5, + "virtual_lines": [ + { + "bbox": [ + 230, + 421, + 381, + 435.5 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 230, + 435.5, + 381, + 450.0 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 453, + 505, + 475 + ], + "lines": [ + { + "bbox": [ + 106, + 453, + 505, + 466 + ], + "spans": [ + { + "bbox": [ + 106, + 453, + 133, + 466 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 456, + 140, + 464 + ], + "score": 0.75, + "content": "\\kappa", + "type": "inline_equation" + }, + { + "bbox": [ + 141, + 453, + 505, + 466 + ], + "score": 1.0, + "content": "controls the margin enforcement and depends on the Lipschitz constant and desired pertur-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 463, + 256, + 476 + ], + "spans": [ + { + "bbox": [ + 105, + 463, + 194, + 476 + ], + "score": 1.0, + "content": "bation tolerance (e.g.", + "type": "text" + }, + { + "bbox": [ + 194, + 465, + 250, + 475 + ], + "score": 0.9, + "content": "\\kappa = 0 . 3 \\times K )", + "type": "inline_equation" + }, + { + "bbox": [ + 250, + 463, + 256, + 476 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 453, + 505, + 476 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 486, + 211, + 499 + ], + "lines": [ + { + "bbox": [ + 104, + 486, + 213, + 501 + ], + "spans": [ + { + "bbox": [ + 104, + 486, + 213, + 501 + ], + "score": 1.0, + "content": "5 RELATED WORK", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 106, + 506, + 505, + 614 + ], + "lines": [ + { + "bbox": [ + 106, + 506, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 506, + 519 + ], + "score": 1.0, + "content": "Several methods have been proposed to train Lipschitz neural networks (Cisse et al., 2017; Yoshida", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 517, + 506, + 530 + ], + "spans": [ + { + "bbox": [ + 105, + 517, + 506, + 530 + ], + "score": 1.0, + "content": "& Miyato, 2017; Miyato et al., 2018; Gouk et al., 2018). Cisse et al. (2017) regularize the weights of", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 528, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 106, + 528, + 505, + 540 + ], + "score": 1.0, + "content": "neural networks to obey an orthonormality constraint and utilize Lipschitz activation functions. In", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 538, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 505, + 552 + ], + "score": 1.0, + "content": "fact, the corresponding update to the weights due to this regularization term can be seen as one step", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "score": 1.0, + "content": "of the Bjorck orthonormalization scheme (Equation 3). Another approach, spectral normalization ¨", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 560, + 504, + 571 + ], + "spans": [ + { + "bbox": [ + 106, + 560, + 504, + 571 + ], + "score": 1.0, + "content": "(Miyato et al., 2018), employs an efficient implementation of power iteration to rescale each weight", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 570, + 505, + 582 + ], + "spans": [ + { + "bbox": [ + 106, + 570, + 505, + 582 + ], + "score": 1.0, + "content": "by its spectral norm. We compare these methods to Bjorck orthonormalization in Appendix B. ¨", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 581, + 505, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 505, + 594 + ], + "score": 1.0, + "content": "Other researchers (Arjovsky et al., 2016; Wisdom et al., 2016; Sun et al., 2017) have explicitly", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 592, + 505, + 604 + ], + "spans": [ + { + "bbox": [ + 105, + 592, + 505, + 604 + ], + "score": 1.0, + "content": "parameterized square orthogonal weight matrices using, for example, Householder transformations", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 603, + 194, + 615 + ], + "spans": [ + { + "bbox": [ + 106, + 603, + 194, + 615 + ], + "score": 1.0, + "content": "(Householder, 1958).", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 35.5, + "bbox_fs": [ + 105, + 506, + 506, + 615 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 618, + 505, + 684 + ], + "lines": [ + { + "bbox": [ + 106, + 618, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 106, + 618, + 505, + 631 + ], + "score": 1.0, + "content": "Other regularization techniques penalize the network Jacobian, thereby constraining the Lipschitz", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 629, + 505, + 642 + ], + "spans": [ + { + "bbox": [ + 105, + 629, + 505, + 642 + ], + "score": 1.0, + "content": "constant locally around the data (Gulrajani et al., 2017; Drucker & Le Cun, 1992; Sokolic et al., ´", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 639, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 639, + 505, + 653 + ], + "score": 1.0, + "content": "2017). While these methods have the advantage that it is typically easy to train neural networks", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 651, + 505, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 505, + 664 + ], + "score": 1.0, + "content": "under such penalties, they do not provably enforce a Lipschitz constraint. Gulrajani et al. (2017)", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 661, + 505, + 674 + ], + "spans": [ + { + "bbox": [ + 105, + 661, + 505, + 674 + ], + "score": 1.0, + "content": "apply the gradient penalty at randomly sampled points between two distributions, but as shown by", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 672, + 491, + 684 + ], + "spans": [ + { + "bbox": [ + 106, + 672, + 491, + 684 + ], + "score": 1.0, + "content": "Gemici et al. (2018), this is often sub-optimal in the context of Wasserstein Distance estimation.", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 43.5, + "bbox_fs": [ + 105, + 618, + 505, + 684 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 689, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 688, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 106, + 688, + 506, + 701 + ], + "score": 1.0, + "content": "The Lipschitz constant of a neural network has been connected theoretically and empirically to", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "its generalization performance (Bartlett, 1998; Bartlett et al., 2017; Neyshabur et al., 2017; 2018;", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "Sokolic et al., 2017). Neyshabur et al. (2018) show that if the network Lipschitz constant is small ´", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 721, + 506, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 506, + 733 + ], + "score": 1.0, + "content": "then a non-vacuous bound on the generalization error can be derived. Small Lipschitz constants", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "score": 1.0, + "content": "have also been linked to adversarial robustness (Tsuzuku et al., 2018; Cisse et al., 2017). In fact, ad-", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 505, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 505, + 105 + ], + "score": 1.0, + "content": "versarial training can be viewed as approximate gradient regularization (Miyato et al., 2017; Simon-", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 103, + 505, + 116 + ], + "spans": [ + { + "bbox": [ + 106, + 103, + 505, + 116 + ], + "score": 1.0, + "content": "Gabriel et al., 2018) which makes the function Lipschitz locally around the training data. Lipschitz", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 505, + 127 + ], + "score": 1.0, + "content": "constants have been used to provide provable adversarial robustness guarantees. Tsuzuku et al.", + "type": "text", + "cross_page": true + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 124, + 505, + 138 + ], + "spans": [ + { + "bbox": [ + 105, + 124, + 505, + 138 + ], + "score": 1.0, + "content": "(2018) manually enforce a margin depending on an approximation of the upper bound on the Lips-", + "type": "text", + "cross_page": true + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 136, + 505, + 148 + ], + "spans": [ + { + "bbox": [ + 105, + 136, + 505, + 148 + ], + "score": 1.0, + "content": "chitz constant which in turn guarantees adversarial robustness. In this work we also explore provable", + "type": "text", + "cross_page": true + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 146, + 505, + 158 + ], + "spans": [ + { + "bbox": [ + 106, + 146, + 505, + 158 + ], + "score": 1.0, + "content": "adversarial robustness through margin training but do so with a network whose Lipschitz constant is", + "type": "text", + "cross_page": true + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 156, + 227, + 169 + ], + "spans": [ + { + "bbox": [ + 105, + 156, + 227, + 169 + ], + "score": 1.0, + "content": "known and globally enforced.", + "type": "text", + "cross_page": true + } + ], + "index": 7 + } + ], + "index": 48.5, + "bbox_fs": [ + 105, + 688, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 168 + ], + "lines": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "score": 1.0, + "content": "have also been linked to adversarial robustness (Tsuzuku et al., 2018; Cisse et al., 2017). In fact, ad-", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 505, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 505, + 105 + ], + "score": 1.0, + "content": "versarial training can be viewed as approximate gradient regularization (Miyato et al., 2017; Simon-", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 103, + 505, + 116 + ], + "spans": [ + { + "bbox": [ + 106, + 103, + 505, + 116 + ], + "score": 1.0, + "content": "Gabriel et al., 2018) which makes the function Lipschitz locally around the training data. Lipschitz", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 505, + 127 + ], + "score": 1.0, + "content": "constants have been used to provide provable adversarial robustness guarantees. Tsuzuku et al.", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 124, + 505, + 138 + ], + "spans": [ + { + "bbox": [ + 105, + 124, + 505, + 138 + ], + "score": 1.0, + "content": "(2018) manually enforce a margin depending on an approximation of the upper bound on the Lips-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 136, + 505, + 148 + ], + "spans": [ + { + "bbox": [ + 105, + 136, + 505, + 148 + ], + "score": 1.0, + "content": "chitz constant which in turn guarantees adversarial robustness. In this work we also explore provable", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 146, + 505, + 158 + ], + "spans": [ + { + "bbox": [ + 106, + 146, + 505, + 158 + ], + "score": 1.0, + "content": "adversarial robustness through margin training but do so with a network whose Lipschitz constant is", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 156, + 227, + 169 + ], + "spans": [ + { + "bbox": [ + 105, + 156, + 227, + 169 + ], + "score": 1.0, + "content": "known and globally enforced.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 3.5 + }, + { + "type": "text", + "bbox": [ + 107, + 173, + 505, + 238 + ], + "lines": [ + { + "bbox": [ + 106, + 174, + 505, + 185 + ], + "spans": [ + { + "bbox": [ + 106, + 174, + 505, + 185 + ], + "score": 1.0, + "content": "Classic neural network universality results use constructions which violate the norm-constraints", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 184, + 505, + 197 + ], + "spans": [ + { + "bbox": [ + 105, + 184, + 505, + 197 + ], + "score": 1.0, + "content": "needed for Lipschitz guarantees (Cybenko, 1989; Hornik, 1991). Huster et al. (2018) explored uni-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 195, + 505, + 208 + ], + "spans": [ + { + "bbox": [ + 106, + 195, + 245, + 208 + ], + "score": 1.0, + "content": "versal approximation properties of", + "type": "text" + }, + { + "bbox": [ + 245, + 196, + 257, + 205 + ], + "score": 0.82, + "content": "\\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 195, + 505, + 208 + ], + "score": 1.0, + "content": "-norm-constrained networks and proved that ReLU activations", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 205, + 505, + 218 + ], + "spans": [ + { + "bbox": [ + 105, + 205, + 505, + 218 + ], + "score": 1.0, + "content": "cannot be used to approximate the absolute value function. In this work we also show that many ac-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 216, + 505, + 229 + ], + "spans": [ + { + "bbox": [ + 105, + 216, + 505, + 229 + ], + "score": 1.0, + "content": "tivations, including ReLU, are deficient with 2-norm constraints. However, we prove that Lipschitz", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 227, + 441, + 239 + ], + "spans": [ + { + "bbox": [ + 105, + 227, + 441, + 239 + ], + "score": 1.0, + "content": "functions can be universally approximated if the correct activation function is used.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 10.5 + }, + { + "type": "title", + "bbox": [ + 107, + 250, + 412, + 263 + ], + "lines": [ + { + "bbox": [ + 105, + 250, + 413, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 413, + 266 + ], + "score": 1.0, + "content": "6 UNIVERSAL APPROXIMATION OF LIPSCHITZ FUNCTIONS", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 14 + }, + { + "type": "text", + "bbox": [ + 107, + 268, + 505, + 333 + ], + "lines": [ + { + "bbox": [ + 106, + 269, + 505, + 280 + ], + "spans": [ + { + "bbox": [ + 106, + 269, + 505, + 280 + ], + "score": 1.0, + "content": "Universal approximation results for general continuous functions do not directly apply to Lipschitz", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 280, + 505, + 291 + ], + "spans": [ + { + "bbox": [ + 105, + 280, + 505, + 291 + ], + "score": 1.0, + "content": "networks as the constructions typically involve huge Lipschitz constants. Moreover, Huster et al.", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 290, + 505, + 302 + ], + "spans": [ + { + "bbox": [ + 106, + 290, + 465, + 302 + ], + "score": 1.0, + "content": "(2018) showed that it is impossible to approximate even the absolute value function with", + "type": "text" + }, + { + "bbox": [ + 465, + 291, + 476, + 300 + ], + "score": 0.77, + "content": "\\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 477, + 290, + 505, + 302 + ], + "score": 1.0, + "content": "-norm-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 301, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 105, + 301, + 505, + 312 + ], + "score": 1.0, + "content": "constrained ReLU networks. In this section, we present theoretical guarantees on the approximation", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 312, + 505, + 323 + ], + "spans": [ + { + "bbox": [ + 106, + 312, + 505, + 323 + ], + "score": 1.0, + "content": "of Lipschitz functions with norm-constrained neural networks. To our knowledge, this is the first", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 322, + 461, + 334 + ], + "spans": [ + { + "bbox": [ + 106, + 322, + 461, + 334 + ], + "score": 1.0, + "content": "universal Lipschitz function approximation result for norm-constrained neural networks.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 17.5 + }, + { + "type": "text", + "bbox": [ + 107, + 338, + 505, + 381 + ], + "lines": [ + { + "bbox": [ + 106, + 339, + 505, + 350 + ], + "spans": [ + { + "bbox": [ + 106, + 339, + 505, + 350 + ], + "score": 1.0, + "content": "We will first prove a variant of the Stone-Weierstrass Theorem which gives a simple criterion for", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 348, + 506, + 362 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 506, + 362 + ], + "score": 1.0, + "content": "universality. (A similar result is presented in Lemma 4.1 in Yaacov (2010).) We then construct a", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 359, + 505, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 359, + 505, + 372 + ], + "score": 1.0, + "content": "class of networks with the GroupSort activation which satisfy this criterion. We now proceed with", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 370, + 197, + 382 + ], + "spans": [ + { + "bbox": [ + 106, + 370, + 197, + 382 + ], + "score": 1.0, + "content": "the formal statements.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 22.5 + }, + { + "type": "text", + "bbox": [ + 107, + 383, + 503, + 406 + ], + "lines": [ + { + "bbox": [ + 105, + 382, + 504, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 382, + 280, + 397 + ], + "score": 1.0, + "content": "Definition 2. We say that a set of functions,", + "type": "text" + }, + { + "bbox": [ + 280, + 384, + 289, + 394 + ], + "score": 0.71, + "content": "L ,", + "type": "inline_equation" + }, + { + "bbox": [ + 289, + 382, + 371, + 397 + ], + "score": 1.0, + "content": ", is a lattice if for any", + "type": "text" + }, + { + "bbox": [ + 372, + 384, + 406, + 395 + ], + "score": 0.86, + "content": "f , g \\in L", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 382, + 441, + 397 + ], + "score": 1.0, + "content": "we have", + "type": "text" + }, + { + "bbox": [ + 442, + 383, + 504, + 396 + ], + "score": 0.9, + "content": "m a x ( f , g ) \\in L", + "type": "inline_equation" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 393, + 369, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 126, + 407 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 126, + 394, + 185, + 406 + ], + "score": 0.89, + "content": "m i n ( f , g ) \\in L", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 393, + 369, + 407 + ], + "score": 1.0, + "content": "(where max and min are defined pointwise).", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25.5 + }, + { + "type": "text", + "bbox": [ + 106, + 410, + 505, + 453 + ], + "lines": [ + { + "bbox": [ + 105, + 409, + 505, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 409, + 366, + 423 + ], + "score": 1.0, + "content": "Lemma 1. (Restricted Stone-Weierstrass Theorem) Suppose that", + "type": "text" + }, + { + "bbox": [ + 366, + 410, + 399, + 422 + ], + "score": 0.91, + "content": "( X , d _ { X } )", + "type": "inline_equation" + }, + { + "bbox": [ + 400, + 409, + 505, + 423 + ], + "score": 1.0, + "content": "is a compact metric space", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 419, + 506, + 434 + ], + "spans": [ + { + "bbox": [ + 105, + 419, + 222, + 434 + ], + "score": 1.0, + "content": "with at least two points and", + "type": "text" + }, + { + "bbox": [ + 222, + 421, + 231, + 430 + ], + "score": 0.73, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 231, + 419, + 288, + 434 + ], + "score": 1.0, + "content": "is a lattice in", + "type": "text" + }, + { + "bbox": [ + 289, + 421, + 330, + 433 + ], + "score": 0.93, + "content": "C _ { L } ( X , \\bar { \\mathbb { R } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 419, + 506, + 434 + ], + "score": 1.0, + "content": "with the property that for any two distinct", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 430, + 504, + 444 + ], + "spans": [ + { + "bbox": [ + 105, + 430, + 144, + 444 + ], + "score": 1.0, + "content": "elements", + "type": "text" + }, + { + "bbox": [ + 145, + 432, + 184, + 442 + ], + "score": 0.9, + "content": "x , y \\in X", + "type": "inline_equation" + }, + { + "bbox": [ + 184, + 430, + 320, + 444 + ], + "score": 1.0, + "content": "and any two real numbers a and", + "type": "text" + }, + { + "bbox": [ + 321, + 433, + 326, + 441 + ], + "score": 0.45, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 430, + 367, + 444 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 368, + 432, + 447, + 443 + ], + "score": 0.9, + "content": "| a - b | \\leq d _ { X } ( x , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 430, + 497, + 444 + ], + "score": 1.0, + "content": "there exists", + "type": "text" + }, + { + "bbox": [ + 498, + 434, + 504, + 441 + ], + "score": 0.3, + "content": "a", + "type": "inline_equation" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 441, + 429, + 455 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 141, + 455 + ], + "score": 1.0, + "content": "function", + "type": "text" + }, + { + "bbox": [ + 142, + 443, + 168, + 453 + ], + "score": 0.9, + "content": "f \\in L", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 441, + 208, + 455 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 208, + 442, + 247, + 454 + ], + "score": 0.93, + "content": "f ( x ) = a", + "type": "inline_equation" + }, + { + "bbox": [ + 248, + 441, + 266, + 455 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 266, + 442, + 303, + 454 + ], + "score": 0.92, + "content": "f ( y ) = b", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 441, + 330, + 455 + ], + "score": 1.0, + "content": ". Then", + "type": "text" + }, + { + "bbox": [ + 330, + 442, + 338, + 452 + ], + "score": 0.75, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 339, + 441, + 384, + 455 + ], + "score": 1.0, + "content": "is dense in", + "type": "text" + }, + { + "bbox": [ + 384, + 442, + 425, + 454 + ], + "score": 0.91, + "content": "C _ { L } ( X , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 426, + 441, + 429, + 455 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 28.5 + }, + { + "type": "text", + "bbox": [ + 107, + 455, + 323, + 467 + ], + "lines": [ + { + "bbox": [ + 106, + 454, + 324, + 468 + ], + "spans": [ + { + "bbox": [ + 106, + 454, + 219, + 468 + ], + "score": 1.0, + "content": "Remark. We could replace", + "type": "text" + }, + { + "bbox": [ + 220, + 455, + 234, + 467 + ], + "score": 0.83, + "content": "| \\cdot |", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 454, + 312, + 468 + ], + "score": 1.0, + "content": "with any metric on", + "type": "text" + }, + { + "bbox": [ + 312, + 456, + 320, + 465 + ], + "score": 0.74, + "content": "\\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 454, + 324, + 468 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 474, + 505, + 518 + ], + "lines": [ + { + "bbox": [ + 106, + 473, + 506, + 487 + ], + "spans": [ + { + "bbox": [ + 106, + 473, + 476, + 487 + ], + "score": 1.0, + "content": "The full proof of Lemma 1 is presented in the appendix. Note that Lemma 1 says that", + "type": "text" + }, + { + "bbox": [ + 476, + 475, + 486, + 484 + ], + "score": 0.77, + "content": "\\mathcal { A }", + "type": "inline_equation" + }, + { + "bbox": [ + 486, + 473, + 506, + 487 + ], + "score": 1.0, + "content": "is a", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 484, + 504, + 497 + ], + "spans": [ + { + "bbox": [ + 106, + 484, + 362, + 497 + ], + "score": 1.0, + "content": "universal approximator for 1-Lipschitz functions if and only if", + "type": "text" + }, + { + "bbox": [ + 363, + 486, + 372, + 495 + ], + "score": 0.8, + "content": "\\mathcal { A }", + "type": "inline_equation" + }, + { + "bbox": [ + 372, + 484, + 504, + 497 + ], + "score": 1.0, + "content": "is a lattice that separates points.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 494, + 505, + 508 + ], + "spans": [ + { + "bbox": [ + 105, + 494, + 505, + 508 + ], + "score": 1.0, + "content": "Using Lemma 1, we can derive the second of our key results. Norm-constrained networks with", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 506, + 446, + 519 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 394, + 519 + ], + "score": 1.0, + "content": "GroupSort activations are able to approximate any Lipschitz function in", + "type": "text" + }, + { + "bbox": [ + 395, + 507, + 407, + 519 + ], + "score": 0.89, + "content": "L _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 506, + 446, + 519 + ], + "score": 1.0, + "content": "distance.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 33.5 + }, + { + "type": "text", + "bbox": [ + 107, + 519, + 505, + 563 + ], + "lines": [ + { + "bbox": [ + 106, + 518, + 505, + 532 + ], + "spans": [ + { + "bbox": [ + 106, + 518, + 382, + 532 + ], + "score": 1.0, + "content": "Theorem 3. (Universal Approximation with Lipschitz Networks) Let", + "type": "text" + }, + { + "bbox": [ + 383, + 519, + 405, + 531 + ], + "score": 0.84, + "content": "\\mathcal { L N } _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 518, + 505, + 532 + ], + "score": 1.0, + "content": "denote the class of fully-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 529, + 506, + 543 + ], + "spans": [ + { + "bbox": [ + 105, + 529, + 365, + 543 + ], + "score": 1.0, + "content": "connected neural networks whose first weight matrix satisfies", + "type": "text" + }, + { + "bbox": [ + 365, + 531, + 431, + 542 + ], + "score": 0.9, + "content": "| | \\mathbf { W } _ { 1 } | | _ { p , \\infty } ~ = ~ 1", + "type": "inline_equation" + }, + { + "bbox": [ + 431, + 529, + 506, + 543 + ], + "score": 1.0, + "content": ", all other weight", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 541, + 506, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 541, + 173, + 552 + ], + "score": 1.0, + "content": "matrices satisfy", + "type": "text" + }, + { + "bbox": [ + 173, + 541, + 225, + 552 + ], + "score": 0.91, + "content": "| | \\mathbf { W } | | _ { \\infty } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 541, + 351, + 552 + ], + "score": 1.0, + "content": ", and MaxMin activations. Let", + "type": "text" + }, + { + "bbox": [ + 351, + 541, + 361, + 550 + ], + "score": 0.76, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 541, + 506, + 552 + ], + "score": 1.0, + "content": "be a closed and bounded subset of", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 107, + 551, + 432, + 564 + ], + "spans": [ + { + "bbox": [ + 107, + 552, + 120, + 561 + ], + "score": 0.84, + "content": "\\mathbb { R } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 120, + 551, + 194, + 564 + ], + "score": 1.0, + "content": "endowed with the", + "type": "text" + }, + { + "bbox": [ + 194, + 552, + 207, + 563 + ], + "score": 0.88, + "content": "L _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 551, + 317, + 564 + ], + "score": 1.0, + "content": "metric. Then the closure of", + "type": "text" + }, + { + "bbox": [ + 318, + 551, + 340, + 564 + ], + "score": 0.91, + "content": "\\mathcal { L N } _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 551, + 386, + 564 + ], + "score": 1.0, + "content": "is dense in", + "type": "text" + }, + { + "bbox": [ + 386, + 551, + 427, + 563 + ], + "score": 0.93, + "content": "C _ { L } ( X , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 551, + 432, + 564 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 37.5 + }, + { + "type": "text", + "bbox": [ + 107, + 573, + 505, + 618 + ], + "lines": [ + { + "bbox": [ + 105, + 573, + 506, + 587 + ], + "spans": [ + { + "bbox": [ + 105, + 573, + 246, + 587 + ], + "score": 1.0, + "content": "Proof. (Sketch) Observe first that", + "type": "text" + }, + { + "bbox": [ + 247, + 574, + 326, + 587 + ], + "score": 0.92, + "content": "\\mathcal { L N } _ { p } \\subset C _ { L } ( X , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 326, + 573, + 506, + 587 + ], + "score": 1.0, + "content": ". By Lemma 1, it is sufficient to show that", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 107, + 585, + 506, + 597 + ], + "spans": [ + { + "bbox": [ + 107, + 585, + 129, + 597 + ], + "score": 0.9, + "content": "\\mathcal { L N } _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 585, + 506, + 597 + ], + "score": 1.0, + "content": "is closed under max and min and has the point separation property. For the latter, note that", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 596, + 505, + 609 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 131, + 609 + ], + "score": 1.0, + "content": "given", + "type": "text" + }, + { + "bbox": [ + 131, + 596, + 168, + 607 + ], + "score": 0.91, + "content": "x , y \\in X", + "type": "inline_equation" + }, + { + "bbox": [ + 169, + 596, + 186, + 609 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 187, + 596, + 221, + 607 + ], + "score": 0.91, + "content": "a , b \\in \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 596, + 243, + 609 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 243, + 596, + 322, + 608 + ], + "score": 0.9, + "content": "| a - b | \\leq | | x - y | | _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 323, + 596, + 505, + 609 + ], + "score": 1.0, + "content": ", we can fit a line with a single layer network,", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 107, + 606, + 383, + 619 + ], + "spans": [ + { + "bbox": [ + 107, + 607, + 114, + 618 + ], + "score": 0.83, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 114, + 606, + 283, + 619 + ], + "score": 1.0, + "content": ", satisfying the 1-Lipschitz constraint with", + "type": "text" + }, + { + "bbox": [ + 284, + 607, + 322, + 618 + ], + "score": 0.9, + "content": "f ( x ) = { \\\\overset { \\cdot } { a } }", + "type": "inline_equation" + }, + { + "bbox": [ + 323, + 606, + 340, + 619 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 341, + 606, + 379, + 618 + ], + "score": 0.93, + "content": "f ( x ) = b", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 606, + 383, + 619 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 41.5 + }, + { + "type": "text", + "bbox": [ + 107, + 622, + 505, + 698 + ], + "lines": [ + { + "bbox": [ + 104, + 621, + 506, + 636 + ], + "spans": [ + { + "bbox": [ + 104, + 621, + 166, + 636 + ], + "score": 1.0, + "content": "Now consider", + "type": "text" + }, + { + "bbox": [ + 167, + 623, + 174, + 635 + ], + "score": 0.84, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 174, + 621, + 193, + 636 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 194, + 624, + 201, + 635 + ], + "score": 0.78, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 621, + 213, + 636 + ], + "score": 1.0, + "content": "in", + "type": "text" + }, + { + "bbox": [ + 214, + 623, + 235, + 635 + ], + "score": 0.88, + "content": "\\mathcal { L N } _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 236, + 621, + 506, + 636 + ], + "score": 1.0, + "content": ". For simplicity, here assume that they have the same number of", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 633, + 506, + 647 + ], + "spans": [ + { + "bbox": [ + 105, + 633, + 209, + 647 + ], + "score": 1.0, + "content": "layers. We can construct", + "type": "text" + }, + { + "bbox": [ + 209, + 634, + 254, + 645 + ], + "score": 0.91, + "content": "h \\in \\bar { \\mathcal { L N } } _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 633, + 506, + 647 + ], + "score": 1.0, + "content": "by taking the weight matrix of the first layer to be the weight", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 644, + 505, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 223, + 657 + ], + "score": 1.0, + "content": "matrices of the first layer in", + "type": "text" + }, + { + "bbox": [ + 223, + 645, + 231, + 656 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 231, + 644, + 250, + 657 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 250, + 646, + 257, + 656 + ], + "score": 0.81, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 644, + 505, + 657 + ], + "score": 1.0, + "content": "vertically concatenated. For the following layers, instead of", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 655, + 505, + 667 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 396, + 667 + ], + "score": 1.0, + "content": "vertically stacking, we build a block diagonal matrix from the weights of", + "type": "text" + }, + { + "bbox": [ + 396, + 655, + 403, + 667 + ], + "score": 0.86, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 403, + 655, + 420, + 667 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 421, + 657, + 427, + 666 + ], + "score": 0.75, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 427, + 655, + 505, + 667 + ], + "score": 1.0, + "content": ". This network is in", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 107, + 664, + 505, + 678 + ], + "spans": [ + { + "bbox": [ + 107, + 665, + 129, + 677 + ], + "score": 0.9, + "content": "\\mathcal { L N } _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 664, + 294, + 678 + ], + "score": 1.0, + "content": "and the final layer of the network outputs", + "type": "text" + }, + { + "bbox": [ + 294, + 666, + 342, + 677 + ], + "score": 0.92, + "content": "[ f ( x ) , g ( x ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 343, + 664, + 505, + 678 + ], + "score": 1.0, + "content": ". We then apply the GroupSort activation", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 676, + 506, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 133, + 689 + ], + "score": 1.0, + "content": "to get", + "type": "text" + }, + { + "bbox": [ + 133, + 676, + 254, + 688 + ], + "score": 0.91, + "content": "[ m a x ( f , g ) ( x ) , m i n ( f , g ) ( x ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 676, + 407, + 689 + ], + "score": 1.0, + "content": "and finally take the dot product with", + "type": "text" + }, + { + "bbox": [ + 407, + 676, + 428, + 688 + ], + "score": 0.77, + "content": "[ 1 , 0 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 676, + 441, + 689 + ], + "score": 1.0, + "content": "or", + "type": "text" + }, + { + "bbox": [ + 442, + 676, + 462, + 688 + ], + "score": 0.52, + "content": "[ 0 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 463, + 676, + 506, + 689 + ], + "score": 1.0, + "content": "to get the", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 207, + 700 + ], + "score": 1.0, + "content": "max or min respectively.", + "type": "text" + }, + { + "bbox": [ + 495, + 688, + 505, + 697 + ], + "score": 0.983, + "content": "□", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 47 + }, + { + "type": "text", + "bbox": [ + 106, + 709, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "We refer readers to Appendix D for the formal proof of Theorem 3 and a diagram of the constructed", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 460, + 734 + ], + "score": 1.0, + "content": "network in Figure 14. One special case of Theorem 3 is for 1-Lipschitz functions in", + "type": "text" + }, + { + "bbox": [ + 460, + 721, + 477, + 732 + ], + "score": 0.89, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 477, + 720, + 506, + 734 + ], + "score": 1.0, + "content": "norm,", + "type": "text" + } + ], + "index": 52 + } + ], + "index": 51.5 + } + ], + "page_idx": 5, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "6", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 168 + ], + "lines": [], + "index": 3.5, + "bbox_fs": [ + 105, + 83, + 505, + 169 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 107, + 173, + 505, + 238 + ], + "lines": [ + { + "bbox": [ + 106, + 174, + 505, + 185 + ], + "spans": [ + { + "bbox": [ + 106, + 174, + 505, + 185 + ], + "score": 1.0, + "content": "Classic neural network universality results use constructions which violate the norm-constraints", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 184, + 505, + 197 + ], + "spans": [ + { + "bbox": [ + 105, + 184, + 505, + 197 + ], + "score": 1.0, + "content": "needed for Lipschitz guarantees (Cybenko, 1989; Hornik, 1991). Huster et al. (2018) explored uni-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 195, + 505, + 208 + ], + "spans": [ + { + "bbox": [ + 106, + 195, + 245, + 208 + ], + "score": 1.0, + "content": "versal approximation properties of", + "type": "text" + }, + { + "bbox": [ + 245, + 196, + 257, + 205 + ], + "score": 0.82, + "content": "\\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 195, + 505, + 208 + ], + "score": 1.0, + "content": "-norm-constrained networks and proved that ReLU activations", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 205, + 505, + 218 + ], + "spans": [ + { + "bbox": [ + 105, + 205, + 505, + 218 + ], + "score": 1.0, + "content": "cannot be used to approximate the absolute value function. In this work we also show that many ac-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 216, + 505, + 229 + ], + "spans": [ + { + "bbox": [ + 105, + 216, + 505, + 229 + ], + "score": 1.0, + "content": "tivations, including ReLU, are deficient with 2-norm constraints. However, we prove that Lipschitz", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 227, + 441, + 239 + ], + "spans": [ + { + "bbox": [ + 105, + 227, + 441, + 239 + ], + "score": 1.0, + "content": "functions can be universally approximated if the correct activation function is used.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 10.5, + "bbox_fs": [ + 105, + 174, + 505, + 239 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 250, + 412, + 263 + ], + "lines": [ + { + "bbox": [ + 105, + 250, + 413, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 413, + 266 + ], + "score": 1.0, + "content": "6 UNIVERSAL APPROXIMATION OF LIPSCHITZ FUNCTIONS", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 14 + }, + { + "type": "text", + "bbox": [ + 107, + 268, + 505, + 333 + ], + "lines": [ + { + "bbox": [ + 106, + 269, + 505, + 280 + ], + "spans": [ + { + "bbox": [ + 106, + 269, + 505, + 280 + ], + "score": 1.0, + "content": "Universal approximation results for general continuous functions do not directly apply to Lipschitz", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 280, + 505, + 291 + ], + "spans": [ + { + "bbox": [ + 105, + 280, + 505, + 291 + ], + "score": 1.0, + "content": "networks as the constructions typically involve huge Lipschitz constants. Moreover, Huster et al.", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 290, + 505, + 302 + ], + "spans": [ + { + "bbox": [ + 106, + 290, + 465, + 302 + ], + "score": 1.0, + "content": "(2018) showed that it is impossible to approximate even the absolute value function with", + "type": "text" + }, + { + "bbox": [ + 465, + 291, + 476, + 300 + ], + "score": 0.77, + "content": "\\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 477, + 290, + 505, + 302 + ], + "score": 1.0, + "content": "-norm-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 301, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 105, + 301, + 505, + 312 + ], + "score": 1.0, + "content": "constrained ReLU networks. In this section, we present theoretical guarantees on the approximation", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 312, + 505, + 323 + ], + "spans": [ + { + "bbox": [ + 106, + 312, + 505, + 323 + ], + "score": 1.0, + "content": "of Lipschitz functions with norm-constrained neural networks. To our knowledge, this is the first", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 322, + 461, + 334 + ], + "spans": [ + { + "bbox": [ + 106, + 322, + 461, + 334 + ], + "score": 1.0, + "content": "universal Lipschitz function approximation result for norm-constrained neural networks.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 17.5, + "bbox_fs": [ + 105, + 269, + 505, + 334 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 338, + 505, + 381 + ], + "lines": [ + { + "bbox": [ + 106, + 339, + 505, + 350 + ], + "spans": [ + { + "bbox": [ + 106, + 339, + 505, + 350 + ], + "score": 1.0, + "content": "We will first prove a variant of the Stone-Weierstrass Theorem which gives a simple criterion for", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 348, + 506, + 362 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 506, + 362 + ], + "score": 1.0, + "content": "universality. (A similar result is presented in Lemma 4.1 in Yaacov (2010).) We then construct a", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 359, + 505, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 359, + 505, + 372 + ], + "score": 1.0, + "content": "class of networks with the GroupSort activation which satisfy this criterion. We now proceed with", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 370, + 197, + 382 + ], + "spans": [ + { + "bbox": [ + 106, + 370, + 197, + 382 + ], + "score": 1.0, + "content": "the formal statements.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 22.5, + "bbox_fs": [ + 105, + 339, + 506, + 382 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 383, + 503, + 406 + ], + "lines": [ + { + "bbox": [ + 105, + 382, + 504, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 382, + 280, + 397 + ], + "score": 1.0, + "content": "Definition 2. We say that a set of functions,", + "type": "text" + }, + { + "bbox": [ + 280, + 384, + 289, + 394 + ], + "score": 0.71, + "content": "L ,", + "type": "inline_equation" + }, + { + "bbox": [ + 289, + 382, + 371, + 397 + ], + "score": 1.0, + "content": ", is a lattice if for any", + "type": "text" + }, + { + "bbox": [ + 372, + 384, + 406, + 395 + ], + "score": 0.86, + "content": "f , g \\in L", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 382, + 441, + 397 + ], + "score": 1.0, + "content": "we have", + "type": "text" + }, + { + "bbox": [ + 442, + 383, + 504, + 396 + ], + "score": 0.9, + "content": "m a x ( f , g ) \\in L", + "type": "inline_equation" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 393, + 369, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 126, + 407 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 126, + 394, + 185, + 406 + ], + "score": 0.89, + "content": "m i n ( f , g ) \\in L", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 393, + 369, + 407 + ], + "score": 1.0, + "content": "(where max and min are defined pointwise).", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25.5, + "bbox_fs": [ + 105, + 382, + 504, + 407 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 410, + 505, + 453 + ], + "lines": [ + { + "bbox": [ + 105, + 409, + 505, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 409, + 366, + 423 + ], + "score": 1.0, + "content": "Lemma 1. (Restricted Stone-Weierstrass Theorem) Suppose that", + "type": "text" + }, + { + "bbox": [ + 366, + 410, + 399, + 422 + ], + "score": 0.91, + "content": "( X , d _ { X } )", + "type": "inline_equation" + }, + { + "bbox": [ + 400, + 409, + 505, + 423 + ], + "score": 1.0, + "content": "is a compact metric space", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 419, + 506, + 434 + ], + "spans": [ + { + "bbox": [ + 105, + 419, + 222, + 434 + ], + "score": 1.0, + "content": "with at least two points and", + "type": "text" + }, + { + "bbox": [ + 222, + 421, + 231, + 430 + ], + "score": 0.73, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 231, + 419, + 288, + 434 + ], + "score": 1.0, + "content": "is a lattice in", + "type": "text" + }, + { + "bbox": [ + 289, + 421, + 330, + 433 + ], + "score": 0.93, + "content": "C _ { L } ( X , \\bar { \\mathbb { R } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 419, + 506, + 434 + ], + "score": 1.0, + "content": "with the property that for any two distinct", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 430, + 504, + 444 + ], + "spans": [ + { + "bbox": [ + 105, + 430, + 144, + 444 + ], + "score": 1.0, + "content": "elements", + "type": "text" + }, + { + "bbox": [ + 145, + 432, + 184, + 442 + ], + "score": 0.9, + "content": "x , y \\in X", + "type": "inline_equation" + }, + { + "bbox": [ + 184, + 430, + 320, + 444 + ], + "score": 1.0, + "content": "and any two real numbers a and", + "type": "text" + }, + { + "bbox": [ + 321, + 433, + 326, + 441 + ], + "score": 0.45, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 430, + 367, + 444 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 368, + 432, + 447, + 443 + ], + "score": 0.9, + "content": "| a - b | \\leq d _ { X } ( x , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 430, + 497, + 444 + ], + "score": 1.0, + "content": "there exists", + "type": "text" + }, + { + "bbox": [ + 498, + 434, + 504, + 441 + ], + "score": 0.3, + "content": "a", + "type": "inline_equation" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 441, + 429, + 455 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 141, + 455 + ], + "score": 1.0, + "content": "function", + "type": "text" + }, + { + "bbox": [ + 142, + 443, + 168, + 453 + ], + "score": 0.9, + "content": "f \\in L", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 441, + 208, + 455 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 208, + 442, + 247, + 454 + ], + "score": 0.93, + "content": "f ( x ) = a", + "type": "inline_equation" + }, + { + "bbox": [ + 248, + 441, + 266, + 455 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 266, + 442, + 303, + 454 + ], + "score": 0.92, + "content": "f ( y ) = b", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 441, + 330, + 455 + ], + "score": 1.0, + "content": ". Then", + "type": "text" + }, + { + "bbox": [ + 330, + 442, + 338, + 452 + ], + "score": 0.75, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 339, + 441, + 384, + 455 + ], + "score": 1.0, + "content": "is dense in", + "type": "text" + }, + { + "bbox": [ + 384, + 442, + 425, + 454 + ], + "score": 0.91, + "content": "C _ { L } ( X , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 426, + 441, + 429, + 455 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 409, + 506, + 455 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 455, + 323, + 467 + ], + "lines": [ + { + "bbox": [ + 106, + 454, + 324, + 468 + ], + "spans": [ + { + "bbox": [ + 106, + 454, + 219, + 468 + ], + "score": 1.0, + "content": "Remark. We could replace", + "type": "text" + }, + { + "bbox": [ + 220, + 455, + 234, + 467 + ], + "score": 0.83, + "content": "| \\cdot |", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 454, + 312, + 468 + ], + "score": 1.0, + "content": "with any metric on", + "type": "text" + }, + { + "bbox": [ + 312, + 456, + 320, + 465 + ], + "score": 0.74, + "content": "\\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 454, + 324, + 468 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31, + "bbox_fs": [ + 106, + 454, + 324, + 468 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 474, + 505, + 518 + ], + "lines": [ + { + "bbox": [ + 106, + 473, + 506, + 487 + ], + "spans": [ + { + "bbox": [ + 106, + 473, + 476, + 487 + ], + "score": 1.0, + "content": "The full proof of Lemma 1 is presented in the appendix. Note that Lemma 1 says that", + "type": "text" + }, + { + "bbox": [ + 476, + 475, + 486, + 484 + ], + "score": 0.77, + "content": "\\mathcal { A }", + "type": "inline_equation" + }, + { + "bbox": [ + 486, + 473, + 506, + 487 + ], + "score": 1.0, + "content": "is a", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 484, + 504, + 497 + ], + "spans": [ + { + "bbox": [ + 106, + 484, + 362, + 497 + ], + "score": 1.0, + "content": "universal approximator for 1-Lipschitz functions if and only if", + "type": "text" + }, + { + "bbox": [ + 363, + 486, + 372, + 495 + ], + "score": 0.8, + "content": "\\mathcal { A }", + "type": "inline_equation" + }, + { + "bbox": [ + 372, + 484, + 504, + 497 + ], + "score": 1.0, + "content": "is a lattice that separates points.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 494, + 505, + 508 + ], + "spans": [ + { + "bbox": [ + 105, + 494, + 505, + 508 + ], + "score": 1.0, + "content": "Using Lemma 1, we can derive the second of our key results. Norm-constrained networks with", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 506, + 446, + 519 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 394, + 519 + ], + "score": 1.0, + "content": "GroupSort activations are able to approximate any Lipschitz function in", + "type": "text" + }, + { + "bbox": [ + 395, + 507, + 407, + 519 + ], + "score": 0.89, + "content": "L _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 506, + 446, + 519 + ], + "score": 1.0, + "content": "distance.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 33.5, + "bbox_fs": [ + 105, + 473, + 506, + 519 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 519, + 505, + 563 + ], + "lines": [ + { + "bbox": [ + 106, + 518, + 505, + 532 + ], + "spans": [ + { + "bbox": [ + 106, + 518, + 382, + 532 + ], + "score": 1.0, + "content": "Theorem 3. (Universal Approximation with Lipschitz Networks) Let", + "type": "text" + }, + { + "bbox": [ + 383, + 519, + 405, + 531 + ], + "score": 0.84, + "content": "\\mathcal { L N } _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 518, + 505, + 532 + ], + "score": 1.0, + "content": "denote the class of fully-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 529, + 506, + 543 + ], + "spans": [ + { + "bbox": [ + 105, + 529, + 365, + 543 + ], + "score": 1.0, + "content": "connected neural networks whose first weight matrix satisfies", + "type": "text" + }, + { + "bbox": [ + 365, + 531, + 431, + 542 + ], + "score": 0.9, + "content": "| | \\mathbf { W } _ { 1 } | | _ { p , \\infty } ~ = ~ 1", + "type": "inline_equation" + }, + { + "bbox": [ + 431, + 529, + 506, + 543 + ], + "score": 1.0, + "content": ", all other weight", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 541, + 506, + 552 + ], + "spans": [ + { + "bbox": [ + 105, + 541, + 173, + 552 + ], + "score": 1.0, + "content": "matrices satisfy", + "type": "text" + }, + { + "bbox": [ + 173, + 541, + 225, + 552 + ], + "score": 0.91, + "content": "| | \\mathbf { W } | | _ { \\infty } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 541, + 351, + 552 + ], + "score": 1.0, + "content": ", and MaxMin activations. Let", + "type": "text" + }, + { + "bbox": [ + 351, + 541, + 361, + 550 + ], + "score": 0.76, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 541, + 506, + 552 + ], + "score": 1.0, + "content": "be a closed and bounded subset of", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 107, + 551, + 432, + 564 + ], + "spans": [ + { + "bbox": [ + 107, + 552, + 120, + 561 + ], + "score": 0.84, + "content": "\\mathbb { R } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 120, + 551, + 194, + 564 + ], + "score": 1.0, + "content": "endowed with the", + "type": "text" + }, + { + "bbox": [ + 194, + 552, + 207, + 563 + ], + "score": 0.88, + "content": "L _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 551, + 317, + 564 + ], + "score": 1.0, + "content": "metric. Then the closure of", + "type": "text" + }, + { + "bbox": [ + 318, + 551, + 340, + 564 + ], + "score": 0.91, + "content": "\\mathcal { L N } _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 551, + 386, + 564 + ], + "score": 1.0, + "content": "is dense in", + "type": "text" + }, + { + "bbox": [ + 386, + 551, + 427, + 563 + ], + "score": 0.93, + "content": "C _ { L } ( X , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 551, + 432, + 564 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 37.5, + "bbox_fs": [ + 105, + 518, + 506, + 564 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 573, + 505, + 618 + ], + "lines": [ + { + "bbox": [ + 105, + 573, + 506, + 587 + ], + "spans": [ + { + "bbox": [ + 105, + 573, + 246, + 587 + ], + "score": 1.0, + "content": "Proof. (Sketch) Observe first that", + "type": "text" + }, + { + "bbox": [ + 247, + 574, + 326, + 587 + ], + "score": 0.92, + "content": "\\mathcal { L N } _ { p } \\subset C _ { L } ( X , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 326, + 573, + 506, + 587 + ], + "score": 1.0, + "content": ". By Lemma 1, it is sufficient to show that", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 107, + 585, + 506, + 597 + ], + "spans": [ + { + "bbox": [ + 107, + 585, + 129, + 597 + ], + "score": 0.9, + "content": "\\mathcal { L N } _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 585, + 506, + 597 + ], + "score": 1.0, + "content": "is closed under max and min and has the point separation property. For the latter, note that", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 596, + 505, + 609 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 131, + 609 + ], + "score": 1.0, + "content": "given", + "type": "text" + }, + { + "bbox": [ + 131, + 596, + 168, + 607 + ], + "score": 0.91, + "content": "x , y \\in X", + "type": "inline_equation" + }, + { + "bbox": [ + 169, + 596, + 186, + 609 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 187, + 596, + 221, + 607 + ], + "score": 0.91, + "content": "a , b \\in \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 596, + 243, + 609 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 243, + 596, + 322, + 608 + ], + "score": 0.9, + "content": "| a - b | \\leq | | x - y | | _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 323, + 596, + 505, + 609 + ], + "score": 1.0, + "content": ", we can fit a line with a single layer network,", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 107, + 606, + 383, + 619 + ], + "spans": [ + { + "bbox": [ + 107, + 607, + 114, + 618 + ], + "score": 0.83, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 114, + 606, + 283, + 619 + ], + "score": 1.0, + "content": ", satisfying the 1-Lipschitz constraint with", + "type": "text" + }, + { + "bbox": [ + 284, + 607, + 322, + 618 + ], + "score": 0.9, + "content": "f ( x ) = { \\\\overset { \\cdot } { a } }", + "type": "inline_equation" + }, + { + "bbox": [ + 323, + 606, + 340, + 619 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 341, + 606, + 379, + 618 + ], + "score": 0.93, + "content": "f ( x ) = b", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 606, + 383, + 619 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 41.5, + "bbox_fs": [ + 105, + 573, + 506, + 619 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 622, + 505, + 698 + ], + "lines": [ + { + "bbox": [ + 104, + 621, + 506, + 636 + ], + "spans": [ + { + "bbox": [ + 104, + 621, + 166, + 636 + ], + "score": 1.0, + "content": "Now consider", + "type": "text" + }, + { + "bbox": [ + 167, + 623, + 174, + 635 + ], + "score": 0.84, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 174, + 621, + 193, + 636 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 194, + 624, + 201, + 635 + ], + "score": 0.78, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 621, + 213, + 636 + ], + "score": 1.0, + "content": "in", + "type": "text" + }, + { + "bbox": [ + 214, + 623, + 235, + 635 + ], + "score": 0.88, + "content": "\\mathcal { L N } _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 236, + 621, + 506, + 636 + ], + "score": 1.0, + "content": ". For simplicity, here assume that they have the same number of", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 633, + 506, + 647 + ], + "spans": [ + { + "bbox": [ + 105, + 633, + 209, + 647 + ], + "score": 1.0, + "content": "layers. We can construct", + "type": "text" + }, + { + "bbox": [ + 209, + 634, + 254, + 645 + ], + "score": 0.91, + "content": "h \\in \\bar { \\mathcal { L N } } _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 633, + 506, + 647 + ], + "score": 1.0, + "content": "by taking the weight matrix of the first layer to be the weight", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 644, + 505, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 223, + 657 + ], + "score": 1.0, + "content": "matrices of the first layer in", + "type": "text" + }, + { + "bbox": [ + 223, + 645, + 231, + 656 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 231, + 644, + 250, + 657 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 250, + 646, + 257, + 656 + ], + "score": 0.81, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 644, + 505, + 657 + ], + "score": 1.0, + "content": "vertically concatenated. For the following layers, instead of", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 655, + 505, + 667 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 396, + 667 + ], + "score": 1.0, + "content": "vertically stacking, we build a block diagonal matrix from the weights of", + "type": "text" + }, + { + "bbox": [ + 396, + 655, + 403, + 667 + ], + "score": 0.86, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 403, + 655, + 420, + 667 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 421, + 657, + 427, + 666 + ], + "score": 0.75, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 427, + 655, + 505, + 667 + ], + "score": 1.0, + "content": ". This network is in", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 107, + 664, + 505, + 678 + ], + "spans": [ + { + "bbox": [ + 107, + 665, + 129, + 677 + ], + "score": 0.9, + "content": "\\mathcal { L N } _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 664, + 294, + 678 + ], + "score": 1.0, + "content": "and the final layer of the network outputs", + "type": "text" + }, + { + "bbox": [ + 294, + 666, + 342, + 677 + ], + "score": 0.92, + "content": "[ f ( x ) , g ( x ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 343, + 664, + 505, + 678 + ], + "score": 1.0, + "content": ". We then apply the GroupSort activation", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 676, + 506, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 133, + 689 + ], + "score": 1.0, + "content": "to get", + "type": "text" + }, + { + "bbox": [ + 133, + 676, + 254, + 688 + ], + "score": 0.91, + "content": "[ m a x ( f , g ) ( x ) , m i n ( f , g ) ( x ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 676, + 407, + 689 + ], + "score": 1.0, + "content": "and finally take the dot product with", + "type": "text" + }, + { + "bbox": [ + 407, + 676, + 428, + 688 + ], + "score": 0.77, + "content": "[ 1 , 0 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 676, + 441, + 689 + ], + "score": 1.0, + "content": "or", + "type": "text" + }, + { + "bbox": [ + 442, + 676, + 462, + 688 + ], + "score": 0.52, + "content": "[ 0 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 463, + 676, + 506, + 689 + ], + "score": 1.0, + "content": "to get the", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 207, + 700 + ], + "score": 1.0, + "content": "max or min respectively.", + "type": "text" + }, + { + "bbox": [ + 495, + 688, + 505, + 697 + ], + "score": 0.983, + "content": "□", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 47, + "bbox_fs": [ + 104, + 621, + 506, + 700 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 709, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "We refer readers to Appendix D for the formal proof of Theorem 3 and a diagram of the constructed", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 460, + 734 + ], + "score": 1.0, + "content": "network in Figure 14. One special case of Theorem 3 is for 1-Lipschitz functions in", + "type": "text" + }, + { + "bbox": [ + 460, + 721, + 477, + 732 + ], + "score": 0.89, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 477, + 720, + 506, + 734 + ], + "score": 1.0, + "content": "norm,", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 272, + 506, + 286 + ], + "spans": [ + { + "bbox": [ + 105, + 272, + 316, + 286 + ], + "score": 1.0, + "content": "where all matrices now satisfy the same constraint:", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 316, + 273, + 367, + 285 + ], + "score": 0.92, + "content": "| | W | | _ { \\infty } = 1", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 367, + 272, + 506, + 286 + ], + "score": 1.0, + "content": ". In this case, we may also extend", + "type": "text", + "cross_page": true + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 283, + 505, + 297 + ], + "spans": [ + { + "bbox": [ + 106, + 283, + 281, + 297 + ], + "score": 1.0, + "content": "the restricted Stone-Weierstrass theorem in", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 281, + 284, + 298, + 295 + ], + "score": 0.9, + "content": "L _ { \\infty }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 298, + 283, + 505, + 297 + ], + "score": 1.0, + "content": "norm to vector-valued functions, and consequently", + "type": "text", + "cross_page": true + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 294, + 332, + 307 + ], + "spans": [ + { + "bbox": [ + 105, + 294, + 332, + 307 + ], + "score": 1.0, + "content": "prove universal approximation in this setting. 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Then", + "type": "text" + }, + { + "bbox": [ + 215, + 319, + 240, + 331 + ], + "score": 0.9, + "content": "\\mathcal { L } \\mathcal { N } _ { \\infty } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 316, + 286, + 333 + ], + "score": 1.0, + "content": "is dense in", + "type": "text" + }, + { + "bbox": [ + 287, + 320, + 292, + 329 + ], + "score": 0.46, + "content": "I", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 316, + 447, + 333 + ], + "score": 1.0, + "content": "-Lipschitz functions with respect to the", + "type": "text" + }, + { + "bbox": [ + 448, + 320, + 464, + 330 + ], + "score": 0.88, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 316, + 496, + 333 + ], + "score": 1.0, + "content": "metric.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 29.5 + }, + { + "type": "text", + "bbox": [ + 107, + 338, + 505, + 392 + ], + "lines": [ + { + "bbox": [ + 106, + 338, + 505, + 351 + ], + "spans": [ + { + "bbox": [ + 106, + 338, + 286, + 351 + ], + "score": 1.0, + "content": "While these constructions rely on the matrix", + "type": "text" + }, + { + "bbox": [ + 286, + 341, + 297, + 349 + ], + "score": 0.79, + "content": "\\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 298, + 338, + 505, + 351 + ], + "score": 1.0, + "content": "-norm of the weight matrices being constrained, we", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 348, + 505, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 505, + 361 + ], + "score": 1.0, + "content": "find in practice that constraining the matrix 2-norm makes the networks easier to train, and we have", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 360, + 505, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 505, + 372 + ], + "score": 1.0, + "content": "not yet found a Lipschitz function which 2-norm constrained networks have failed to approximate.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 369, + 505, + 383 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 505, + 383 + ], + "score": 1.0, + "content": "However, it remains an open question whether 2-norm constrained GroupSort networks are also", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 381, + 283, + 394 + ], + "spans": [ + { + "bbox": [ + 106, + 381, + 283, + 394 + ], + "score": 1.0, + "content": "universal Lipschitz function approximators.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 33 + }, + { + "type": "title", + "bbox": [ + 108, + 399, + 200, + 411 + ], + "lines": [ + { + "bbox": [ + 105, + 397, + 201, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 201, + 414 + ], + "score": 1.0, + "content": "7 EXPERIMENTS", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36 + }, + { + "type": "text", + "bbox": [ + 107, + 417, + 505, + 483 + ], + "lines": [ + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "score": 1.0, + "content": "Our experiments had two main goals. First, we wanted to test whether the norm-constrained Group-", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 428, + 505, + 441 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 505, + 441 + ], + "score": 1.0, + "content": "Sort architecture can represent Lipschitz functions other approaches can not. Second, we wanted", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 439, + 505, + 451 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 505, + 451 + ], + "score": 1.0, + "content": "to test if our networks can perform competitively with existing (heuristic) approaches on practical", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 450, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 105, + 450, + 505, + 462 + ], + "score": 1.0, + "content": "tasks while maintaining the provable global Lipschitz guarantee. We present additional results in", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 460, + 506, + 473 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 506, + 473 + ], + "score": 1.0, + "content": "Appendix F, including CIFAR-10 (Krizhevsky, 2009) classification and CelebA (Liu et al., 2015)", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 470, + 383, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 383, + 485 + ], + "score": 1.0, + "content": "WGAN training. Other experiment details are found in Appendix G.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 39.5 + }, + { + "type": "title", + "bbox": [ + 108, + 489, + 265, + 500 + ], + "lines": [ + { + "bbox": [ + 105, + 488, + 267, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 488, + 267, + 502 + ], + "score": 1.0, + "content": "7.1 REPRESENTATIONAL CAPACITY", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 43 + }, + { + "type": "text", + "bbox": [ + 108, + 506, + 504, + 529 + ], + "lines": [ + { + "bbox": [ + 106, + 506, + 505, + 519 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 505, + 519 + ], + "score": 1.0, + "content": "In this section, we investigate the ability of 2-norm-constrained networks with different activation", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 107, + 518, + 276, + 529 + ], + "spans": [ + { + "bbox": [ + 107, + 518, + 276, + 529 + ], + "score": 1.0, + "content": "functions to represent Lipschitz functions.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 44.5 + }, + { + "type": "title", + "bbox": [ + 108, + 537, + 481, + 549 + ], + "lines": [ + { + "bbox": [ + 106, + 536, + 481, + 550 + ], + "spans": [ + { + "bbox": [ + 106, + 536, + 481, + 550 + ], + "score": 1.0, + "content": "7.1.1 QUANTIFYING EXPRESSIVE POWER VIA. 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Expressiveness is measured by how closely the neural network can estimate", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 106, + 617, + 505, + 629 + ], + "spans": [ + { + "bbox": [ + 106, + 617, + 505, + 629 + ], + "score": 1.0, + "content": "the correct Wasserstein distance. 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Consider the set of neural networks,", + "type": "text" + }, + { + "bbox": [ + 316, + 308, + 481, + 320 + ], + "score": 0.88, + "content": "\\mathcal { L } \\mathcal { N } _ { \\infty } ^ { m } = \\{ f : \\mathbb { R } ^ { n } \\mathbb { R } ^ { m } , | | W | | _ { \\infty } = 1 \\} _ { }", + "type": "inline_equation" + }, + { + "bbox": [ + 482, + 304, + 507, + 324 + ], + "score": 1.0, + "content": ", with", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 104, + 316, + 496, + 333 + ], + "spans": [ + { + "bbox": [ + 104, + 316, + 214, + 333 + ], + "score": 1.0, + "content": "MaxMin activations. Then", + "type": "text" + }, + { + "bbox": [ + 215, + 319, + 240, + 331 + ], + "score": 0.9, + "content": "\\mathcal { L } \\mathcal { N } _ { \\infty } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 316, + 286, + 333 + ], + "score": 1.0, + "content": "is dense in", + "type": "text" + }, + { + "bbox": [ + 287, + 320, + 292, + 329 + ], + "score": 0.46, + "content": "I", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 316, + 447, + 333 + ], + "score": 1.0, + "content": "-Lipschitz functions with respect to the", + "type": "text" + }, + { + "bbox": [ + 448, + 320, + 464, + 330 + ], + "score": 0.88, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 316, + 496, + 333 + ], + "score": 1.0, + "content": "metric.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 29.5, + "bbox_fs": [ + 104, + 304, + 507, + 333 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 338, + 505, + 392 + ], + "lines": [ + { + "bbox": [ + 106, + 338, + 505, + 351 + ], + "spans": [ + { + "bbox": [ + 106, + 338, + 286, + 351 + ], + "score": 1.0, + "content": "While these constructions rely on the matrix", + "type": "text" + }, + { + "bbox": [ + 286, + 341, + 297, + 349 + ], + "score": 0.79, + "content": "\\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 298, + 338, + 505, + 351 + ], + "score": 1.0, + "content": "-norm of the weight matrices being constrained, we", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 348, + 505, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 505, + 361 + ], + "score": 1.0, + "content": "find in practice that constraining the matrix 2-norm makes the networks easier to train, and we have", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 360, + 505, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 505, + 372 + ], + "score": 1.0, + "content": "not yet found a Lipschitz function which 2-norm constrained networks have failed to approximate.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 369, + 505, + 383 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 505, + 383 + ], + "score": 1.0, + "content": "However, it remains an open question whether 2-norm constrained GroupSort networks are also", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 381, + 283, + 394 + ], + "spans": [ + { + "bbox": [ + 106, + 381, + 283, + 394 + ], + "score": 1.0, + "content": "universal Lipschitz function approximators.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 33, + "bbox_fs": [ + 105, + 338, + 505, + 394 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 399, + 200, + 411 + ], + "lines": [ + { + "bbox": [ + 105, + 397, + 201, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 201, + 414 + ], + "score": 1.0, + "content": "7 EXPERIMENTS", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36 + }, + { + "type": "text", + "bbox": [ + 107, + 417, + 505, + 483 + ], + "lines": [ + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "score": 1.0, + "content": "Our experiments had two main goals. First, we wanted to test whether the norm-constrained Group-", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 428, + 505, + 441 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 505, + 441 + ], + "score": 1.0, + "content": "Sort architecture can represent Lipschitz functions other approaches can not. Second, we wanted", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 439, + 505, + 451 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 505, + 451 + ], + "score": 1.0, + "content": "to test if our networks can perform competitively with existing (heuristic) approaches on practical", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 450, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 105, + 450, + 505, + 462 + ], + "score": 1.0, + "content": "tasks while maintaining the provable global Lipschitz guarantee. We present additional results in", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 460, + 506, + 473 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 506, + 473 + ], + "score": 1.0, + "content": "Appendix F, including CIFAR-10 (Krizhevsky, 2009) classification and CelebA (Liu et al., 2015)", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 470, + 383, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 383, + 485 + ], + "score": 1.0, + "content": "WGAN training. Other experiment details are found in Appendix G.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 39.5, + "bbox_fs": [ + 105, + 417, + 506, + 485 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 489, + 265, + 500 + ], + "lines": [ + { + "bbox": [ + 105, + 488, + 267, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 488, + 267, + 502 + ], + "score": 1.0, + "content": "7.1 REPRESENTATIONAL CAPACITY", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 43 + }, + { + "type": "text", + "bbox": [ + 108, + 506, + 504, + 529 + ], + "lines": [ + { + "bbox": [ + 106, + 506, + 505, + 519 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 505, + 519 + ], + "score": 1.0, + "content": "In this section, we investigate the ability of 2-norm-constrained networks with different activation", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 107, + 518, + 276, + 529 + ], + "spans": [ + { + "bbox": [ + 107, + 518, + 276, + 529 + ], + "score": 1.0, + "content": "functions to represent Lipschitz functions.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 44.5, + "bbox_fs": [ + 106, + 506, + 505, + 529 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 537, + 481, + 549 + ], + "lines": [ + { + "bbox": [ + 106, + 536, + 481, + 550 + ], + "spans": [ + { + "bbox": [ + 106, + 536, + 481, + 550 + ], + "score": 1.0, + "content": "7.1.1 QUANTIFYING EXPRESSIVE POWER VIA. WASSERSTEIN DISTANCE ESTIMATION", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 46 + }, + { + "type": "text", + "bbox": [ + 107, + 553, + 505, + 639 + ], + "lines": [ + { + "bbox": [ + 106, + 554, + 505, + 565 + ], + "spans": [ + { + "bbox": [ + 106, + 554, + 505, + 565 + ], + "score": 1.0, + "content": "We propose a simple yet effective method to quantify how expressive different Lipschitz architec-", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 564, + 505, + 577 + ], + "spans": [ + { + "bbox": [ + 106, + 564, + 505, + 577 + ], + "score": 1.0, + "content": "tures are. We first carefully pick pairs of probability distributions whose Wasserstein Distance and", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 574, + 505, + 588 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 505, + 588 + ], + "score": 1.0, + "content": "(unique) optimal dual surfaces can be computed analytically. 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Appendix G.1", + "type": "text" + } + ], + "index": 56 + }, + { + "bbox": [ + 106, + 666, + 505, + 678 + ], + "spans": [ + { + "bbox": [ + 106, + 666, + 505, + 678 + ], + "score": 1.0, + "content": "describes how pairs of probability distributions can be picked which have these optimal dual sur-", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 105, + 676, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 505, + 689 + ], + "score": 1.0, + "content": "faces, and a Wasserstein distance of precisely 1. 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"of activations which are positive more often", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 325, + 240, + 502, + 254 + ], + "spans": [ + { + "bbox": [ + 325, + 240, + 502, + 254 + ], + "score": 1.0, + "content": "than the threshold value on the training data.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 23 + } + ], + "index": 18.5 + }, + { + "type": "text", + "bbox": [ + 107, + 261, + 505, + 304 + ], + "lines": [], + "index": 26.5, + "bbox_fs": [ + 105, + 260, + 506, + 306 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 107, + 315, + 505, + 380 + ], + "lines": [ + { + "bbox": [ + 106, + 316, + 505, + 329 + ], + "spans": [ + { + "bbox": [ + 106, + 316, + 505, + 329 + ], + "score": 1.0, + "content": "Approximating multiple 2D cones: Figure 3 shows the dual surfaces approximated by neural", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 327, + 505, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 505, 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The optimal dual surface is three consecutive circular cones", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 337, + 506, + 350 + ], + "spans": [ + { + "bbox": [ + 106, + 337, + 506, + 350 + ], + "score": 1.0, + "content": "with a gradient of 1 everywhere. Here we observed an even more serious pathology with non-GNP", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 348, + 505, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 505, + 361 + ], + "score": 1.0, + "content": "activations: by attempting to increase the slope, the non-GNP networks may distort the shape of the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 359, + 505, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 359, + 505, + 371 + ], + "score": 1.0, + "content": "dual surface. When training WGAN critics, this problem cannot be fixed by increasing the Lipschitz", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 369, + 471, + 383 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 471, + 383 + ], + "score": 1.0, + "content": "constant, since optimal critics for different Lipschitz constants are equivalent up to scaling.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 31.5, + "bbox_fs": [ + 105, + 316, + 506, + 383 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 392, + 505, + 478 + ], + "lines": [ + { + "bbox": [ + 106, + 393, + 505, + 405 + ], + "spans": [ + { + "bbox": [ + 106, + 393, + 505, + 405 + ], + "score": 1.0, + "content": "Approximating high dimensional circular cones: We evaluated the performance of architectures", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 401, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 505, + 416 + ], + "score": 1.0, + "content": "built with different activation functions for higher dimensional inputs, on the task of approximating", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 414, + 506, + 427 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 506, + 427 + ], + "score": 1.0, + "content": "high dimensional circular cones which have a gradient of 1 everywhere. As shown in Table 1, this", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 424, + 505, + 436 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 505, + 436 + ], + "score": 1.0, + "content": "leads to significant drops in the Wasserstein dual objective for Lipschitz networks built with non-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 434, + 506, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 434, + 506, + 448 + ], + "score": 1.0, + "content": "GNP activations, and increasing the depth of the networks only slightly improves the situation. We", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 444, + 506, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 444, + 506, + 459 + ], + "score": 1.0, + "content": "also observed that while the MaxMin activation performs significantly better, it also needs large", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 454, + 505, + 470 + ], + "spans": [ + { + "bbox": [ + 105, + 454, + 505, + 470 + ], + "score": 1.0, + "content": "depth in order to learn the optimal solution. Surprisingly, the FullSort network has no difficulty", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 466, + 436, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 436, + 480 + ], + "score": 1.0, + "content": "approximating high dimensional circular cones, even with only two hidden layers.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 38.5, + "bbox_fs": [ + 105, + 393, + 506, + 480 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 490, + 460, + 501 + ], + "lines": [ + { + "bbox": [ + 106, + 489, + 461, + 502 + ], + "spans": [ + { + "bbox": [ + 106, + 489, + 461, + 502 + ], + "score": 1.0, + "content": "7.1.2 RELEVANCE OF GRADIENT NORM PRESERVATION IN PRACTICAL SETTINGS", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 43 + }, + { + "type": "text", + "bbox": [ + 108, + 509, + 505, + 542 + ], + "lines": [ + { + "bbox": [ + 105, + 508, + 505, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 508, + 505, + 522 + ], + "score": 1.0, + "content": "Thus far, we have focused on examples where the gradient of the network should be 1 almost every-", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 519, + 505, + 531 + ], + "spans": [ + { + "bbox": [ + 106, + 519, + 505, + 531 + ], + "score": 1.0, + "content": "where. But for many practical tasks we do not need to meet this strong condition. Then we should", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 530, + 316, + 543 + ], + "spans": [ + { + "bbox": [ + 106, + 530, + 316, + 543 + ], + "score": 1.0, + "content": "ask, are these pathologies relevant in other settings?", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 45, + "bbox_fs": [ + 105, + 508, + 505, + 543 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 553, + 505, + 608 + ], + "lines": [ + { + "bbox": [ + 106, + 553, + 506, + 566 + ], + "spans": [ + { + "bbox": [ + 106, + 553, + 506, + 566 + ], + "score": 1.0, + "content": "How much of the Lipschitz capacity can we use? To understand the practical implications of", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 563, + 505, + 577 + ], + "spans": [ + { + "bbox": [ + 105, + 563, + 505, + 577 + ], + "score": 1.0, + "content": "Theorem 1, we trained two 2-norm-constrained MNIST classifiers scaled to be 10-Lipschitz func-", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 575, + 505, + 587 + ], + "spans": [ + { + "bbox": [ + 106, + 575, + 505, + 587 + ], + "score": 1.0, + "content": "tions. One with ReLU activations and the other MaxMin. Figure 4 displays the distribution of the", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 586, + 504, + 597 + ], + "spans": [ + { + "bbox": [ + 106, + 586, + 504, + 597 + ], + "score": 1.0, + "content": "largest Jacobian singular value for each network over the training data. 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Activ.Input Dim=128Input Dim=256Input Dim=512
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ModelReLUMaxoutMaxminGroupSort(4)GroupSort(9)
MNIST1.652.322.572.732.69
CIFAR-103.004.024.384.544.59
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In Appendix F.3 we show the full singular value distri-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 183, + 505, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 183, + 505, + 199 + ], + "score": 1.0, + "content": "bution which suggests that 2-norm-constrained MaxMin networks can achieve dynamical isometry", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 195, + 290, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 195, + 290, + 210 + ], + "score": 1.0, + "content": "(Pennington et al., 2017) throughout training.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6.5 + }, + { + "type": "text", + "bbox": [ + 107, + 212, + 505, + 320 + ], + "lines": [ + { + "bbox": [ + 106, + 212, + 505, + 225 + ], + "spans": [ + { + "bbox": [ + 106, + 212, + 505, + 225 + ], + "score": 1.0, + "content": "We studied the activation statistics of ReLU networks trained to classify MNIST digits with and", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 223, + 505, + 236 + ], + "spans": [ + { + "bbox": [ + 105, + 223, + 382, + 236 + ], + "score": 1.0, + "content": "without 2-norm constraints in Figure 5. Given a threshold value,", + "type": "text" + }, + { + "bbox": [ + 382, + 223, + 426, + 235 + ], + "score": 0.92, + "content": "\\tau \\in [ 0 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 426, + 223, + 505, + 236 + ], + "score": 1.0, + "content": ", we computed the", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 104, + 234, + 506, + 246 + ], + "spans": [ + { + "bbox": [ + 104, + 234, + 461, + 246 + ], + "score": 1.0, + "content": "proportion of activations throughout the network which are positive at least as often as", + "type": "text" + }, + { + "bbox": [ + 461, + 236, + 468, + 244 + ], + "score": 0.71, + "content": "\\tau", + "type": "inline_equation" + }, + { + "bbox": [ + 469, + 234, + 506, + 246 + ], + "score": 1.0, + "content": "over the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 244, + 506, + 258 + ], + "spans": [ + { + "bbox": [ + 105, + 244, + 506, + 258 + ], + "score": 1.0, + "content": "training data distribution. Without a Lipschitz constraint, the activation statistics were very sparse,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 255, + 505, + 267 + ], + "spans": [ + { + "bbox": [ + 106, + 255, + 240, + 267 + ], + "score": 1.0, + "content": "with almost no units active when", + "type": "text" + }, + { + "bbox": [ + 240, + 255, + 273, + 266 + ], + "score": 0.89, + "content": "\\tau > 0 . 4", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 255, + 505, + 267 + ], + "score": 1.0, + "content": ", even when using dropout (Srivastava et al., 2014). When", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 266, + 505, + 277 + ], + "spans": [ + { + "bbox": [ + 106, + 266, + 505, + 277 + ], + "score": 1.0, + "content": "the Lipschitz constraint was enforced the activations were much less sparse with smaller Lipschitz", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 276, + 505, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 276, + 336, + 289 + ], + "score": 1.0, + "content": "constants amplifying the effect. In the worst case, about", + "type": "text" + }, + { + "bbox": [ + 336, + 277, + 355, + 287 + ], + "score": 0.87, + "content": "10 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 276, + 505, + 289 + ], + "score": 1.0, + "content": "of units were “undead”, or active all", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 287, + 505, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 505, + 299 + ], + "score": 1.0, + "content": "of the time, and hence did not contribute any nonlinear processing. It’s not clear what effect this has", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 299, + 504, + 310 + ], + "spans": [ + { + "bbox": [ + 106, + 299, + 504, + 310 + ], + "score": 1.0, + "content": "on the network’s representational capacity, but such a dramatic change in the network’s activation", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 309, + 502, + 321 + ], + "spans": [ + { + "bbox": [ + 106, + 309, + 502, + 321 + ], + "score": 1.0, + "content": "statistics suggests that it made significant compromises in order to maintain adequate gradient norm.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 13.5 + }, + { + "type": "title", + "bbox": [ + 109, + 331, + 296, + 343 + ], + "lines": [ + { + "bbox": [ + 106, + 331, + 297, + 344 + ], + "spans": [ + { + "bbox": [ + 106, + 331, + 297, + 344 + ], + "score": 1.0, + "content": "7.2 WASSERSTEIN DISTANCE ESTIMATION", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 350, + 505, + 414 + ], + "lines": [ + { + "bbox": [ + 106, + 350, + 506, + 362 + ], + "spans": [ + { + "bbox": [ + 106, + 350, + 506, + 362 + ], + "score": 1.0, + "content": "We turn our attention to using norm-constrained GroupSort networks to estimate the Wasserstein", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 361, + 506, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 361, + 506, + 372 + ], + "score": 1.0, + "content": "distance between the generator distribution of a GAN and the empirical distribution of the data it", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 371, + 506, + 384 + ], + "spans": [ + { + "bbox": [ + 105, + 371, + 506, + 384 + ], + "score": 1.0, + "content": "was trained on. We note that optimal surfaces under the dual Wasserstein objective have a gradient", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 383, + 504, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 504, + 394 + ], + "score": 1.0, + "content": "norm of 1 almost everywhere (Corollary 1 in Gemici et al. (2018)). Hence, the gradient norm", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 393, + 506, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 506, + 405 + ], + "score": 1.0, + "content": "preservation properties discussed in Section 3 are critical. Appendix G.2 contains details on the", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 403, + 258, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 403, + 258, + 416 + ], + "score": 1.0, + "content": "experiments described in this section.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 22.5 + }, + { + "type": "title", + "bbox": [ + 107, + 428, + 364, + 439 + ], + "lines": [ + { + "bbox": [ + 106, + 428, + 364, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 428, + 364, + 441 + ], + "score": 1.0, + "content": "7.2.1 LOWER BOUNDS ON MNIST AND CIFAR-10 GANS", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 107, + 447, + 505, + 512 + ], + "lines": [ + { + "bbox": [ + 106, + 448, + 505, + 460 + ], + "spans": [ + { + "bbox": [ + 106, + 448, + 505, + 460 + ], + "score": 1.0, + "content": "In this experiment, we first trained a GAN variant on MNIST and CIFAR-10 datasets and then froze", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 459, + 505, + 471 + ], + "spans": [ + { + "bbox": [ + 105, + 459, + 505, + 471 + ], + "score": 1.0, + "content": "the weights of the generator. Using samples from the generator and original data distribution, we", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 469, + 505, + 482 + ], + "spans": [ + { + "bbox": [ + 105, + 469, + 505, + 482 + ], + "score": 1.0, + "content": "trained independent 1-Lipschitz neural networks to compute the Wasserstein distance between the", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 480, + 505, + 492 + ], + "spans": [ + { + "bbox": [ + 105, + 480, + 505, + 492 + ], + "score": 1.0, + "content": "empirical data distribution and the generator distribution. As can be seen in Table 2, using norm-", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 491, + 505, + 503 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 505, + 503 + ], + "score": 1.0, + "content": "preserving activation functions helps achieve a tighter lower bound on the Wasserstein distance for", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 500, + 268, + 514 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 268, + 514 + ], + "score": 1.0, + "content": "both MNIST and CIFAR-10 generators.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 29.5 + }, + { + "type": "text", + "bbox": [ + 107, + 523, + 505, + 599 + ], + "lines": [ + { + "bbox": [ + 105, + 523, + 505, + 536 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 505, + 536 + ], + "score": 1.0, + "content": "Training WGANs We were also able to train WGANs using our proposed 1-Lipschitz activa-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 534, + 505, + 547 + ], + "spans": [ + { + "bbox": [ + 105, + 534, + 505, + 547 + ], + "score": 1.0, + "content": "tions and linear transformations. We borrowed the discriminator and generator architectures directly", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 543, + 506, + 558 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 506, + 558 + ], + "score": 1.0, + "content": "from Chen et al. (2016), but switched the ReLU activations with MaxMin and replaced the stan-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "score": 1.0, + "content": "dard convolutional and fully connected layers with their Bjorck counterparts. We also dropped the ¨", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 566, + 505, + 578 + ], + "spans": [ + { + "bbox": [ + 105, + 566, + 505, + 578 + ], + "score": 1.0, + "content": "batch normalization layers, as these would violate the Lipschitz constraint. Figure 6 shows MNIST", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 577, + 505, + 589 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 505, + 589 + ], + "score": 1.0, + "content": "and CIFAR-10 samples generated using our WGAN variant. We leave further investigation of the", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 587, + 315, + 600 + ], + "spans": [ + { + "bbox": [ + 106, + 587, + 315, + 600 + ], + "score": 1.0, + "content": "WGANs built with our techniques to a future study.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 36 + }, + { + "type": "title", + "bbox": [ + 109, + 606, + 406, + 618 + ], + "lines": [ + { + "bbox": [ + 106, + 606, + 407, + 619 + ], + "spans": [ + { + "bbox": [ + 106, + 606, + 407, + 619 + ], + "score": 1.0, + "content": "7.3 ROBUSTNESS AND INTERPRETABILITY OF LIPSCHITZ NETWORKS", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40 + }, + { + "type": "text", + "bbox": [ + 106, + 624, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 624, + 505, + 637 + ], + "spans": [ + { + "bbox": [ + 105, + 624, + 505, + 637 + ], + "score": 1.0, + "content": "We explored the robustness of Lipschitz neural networks trained on MNIST to adversarial perturba-", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 636, + 504, + 647 + ], + "spans": [ + { + "bbox": [ + 106, + 636, + 188, + 647 + ], + "score": 1.0, + "content": "tions measured with", + "type": "text" + }, + { + "bbox": [ + 189, + 636, + 205, + 646 + ], + "score": 0.9, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 205, + 636, + 419, + 647 + ], + "score": 1.0, + "content": "distance. When training the networks we enforced an", + "type": "text" + }, + { + "bbox": [ + 419, + 636, + 435, + 646 + ], + "score": 0.9, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 436, + 636, + 504, + 647 + ], + "score": 1.0, + "content": "constraint on the", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 647, + 504, + 658 + ], + "spans": [ + { + "bbox": [ + 106, + 647, + 504, + 658 + ], + "score": 1.0, + "content": "weights and used the multi-class hinge loss from Equation 5. We found this to be more effective than", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 657, + 505, + 669 + ], + "spans": [ + { + "bbox": [ + 105, + 657, + 505, + 669 + ], + "score": 1.0, + "content": "the manual margin training used by Tsuzuku et al. (2018). We trained all networks with a Lipschitz", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 667, + 505, + 680 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 154, + 680 + ], + "score": 1.0, + "content": "constant of", + "type": "text" + }, + { + "bbox": [ + 154, + 668, + 199, + 678 + ], + "score": 0.91, + "content": "K = 1 0 0 0", + "type": "inline_equation" + }, + { + "bbox": [ + 200, + 667, + 290, + 680 + ], + "score": 1.0, + "content": "and chose the margin", + "type": "text" + }, + { + "bbox": [ + 290, + 668, + 326, + 678 + ], + "score": 0.91, + "content": "\\kappa = K a", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 667, + 355, + 680 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 355, + 670, + 362, + 677 + ], + "score": 0.7, + "content": "a", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 667, + 505, + 680 + ], + "score": 1.0, + "content": "was 0.1 or 0.3. Notably, this tech-", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 678, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 678, + 505, + 690 + ], + "score": 1.0, + "content": "nique provides margin-based provable robustness guarantees as described in Section 4.3. We then", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 689, + 506, + 702 + ], + "spans": [ + { + "bbox": [ + 105, + 689, + 506, + 702 + ], + "score": 1.0, + "content": "attacked these models using the FGS and PGD methods (Szegedy et al., 2013; Madry et al., 2017)", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "under the CW loss (Carlini & Wagner, 2016). The results are presented in Table 3 and Figure 8. The", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 709, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 723 + ], + "score": 1.0, + "content": "Lipschitz networks with MaxMin activations were able to achieve better clean accuracy and larger", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 721, + 499, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 499, + 733 + ], + "score": 1.0, + "content": "margins than their ReLU counterparts which led to considerably improved adversarial robustness.", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 45.5 + } + ], + "page_idx": 8, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "9", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "table", + "bbox": [ + 149, + 79, + 460, + 114 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 149, + 79, + 460, + 114 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 149, + 79, + 460, + 114 + ], + "spans": [ + { + "bbox": [ + 149, + 79, + 460, + 114 + ], + "score": 0.962, + "html": "
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In Appendix F.3 we show the full singular value distri-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 183, + 505, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 183, + 505, + 199 + ], + "score": 1.0, + "content": "bution which suggests that 2-norm-constrained MaxMin networks can achieve dynamical isometry", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 195, + 290, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 195, + 290, + 210 + ], + "score": 1.0, + "content": "(Pennington et al., 2017) throughout training.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6.5, + "bbox_fs": [ + 105, + 163, + 505, + 210 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 212, + 505, + 320 + ], + "lines": [ + { + "bbox": [ + 106, + 212, + 505, + 225 + ], + "spans": [ + { + "bbox": [ + 106, + 212, + 505, + 225 + ], + "score": 1.0, + "content": "We studied the activation statistics of ReLU networks trained to classify MNIST digits with and", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 223, + 505, + 236 + ], + "spans": [ + { + "bbox": [ + 105, + 223, + 382, + 236 + ], + "score": 1.0, + "content": "without 2-norm constraints in Figure 5. Given a threshold value,", + "type": "text" + }, + { + "bbox": [ + 382, + 223, + 426, + 235 + ], + "score": 0.92, + "content": "\\tau \\in [ 0 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 426, + 223, + 505, + 236 + ], + "score": 1.0, + "content": ", we computed the", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 104, + 234, + 506, + 246 + ], + "spans": [ + { + "bbox": [ + 104, + 234, + 461, + 246 + ], + "score": 1.0, + "content": "proportion of activations throughout the network which are positive at least as often as", + "type": "text" + }, + { + "bbox": [ + 461, + 236, + 468, + 244 + ], + "score": 0.71, + "content": "\\tau", + "type": "inline_equation" + }, + { + "bbox": [ + 469, + 234, + 506, + 246 + ], + "score": 1.0, + "content": "over the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 244, + 506, + 258 + ], + "spans": [ + { + "bbox": [ + 105, + 244, + 506, + 258 + ], + "score": 1.0, + "content": "training data distribution. Without a Lipschitz constraint, the activation statistics were very sparse,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 255, + 505, + 267 + ], + "spans": [ + { + "bbox": [ + 106, + 255, + 240, + 267 + ], + "score": 1.0, + "content": "with almost no units active when", + "type": "text" + }, + { + "bbox": [ + 240, + 255, + 273, + 266 + ], + "score": 0.89, + "content": "\\tau > 0 . 4", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 255, + 505, + 267 + ], + "score": 1.0, + "content": ", even when using dropout (Srivastava et al., 2014). When", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 266, + 505, + 277 + ], + "spans": [ + { + "bbox": [ + 106, + 266, + 505, + 277 + ], + "score": 1.0, + "content": "the Lipschitz constraint was enforced the activations were much less sparse with smaller Lipschitz", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 276, + 505, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 276, + 336, + 289 + ], + "score": 1.0, + "content": "constants amplifying the effect. In the worst case, about", + "type": "text" + }, + { + "bbox": [ + 336, + 277, + 355, + 287 + ], + "score": 0.87, + "content": "10 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 276, + 505, + 289 + ], + "score": 1.0, + "content": "of units were “undead”, or active all", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 287, + 505, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 505, + 299 + ], + "score": 1.0, + "content": "of the time, and hence did not contribute any nonlinear processing. It’s not clear what effect this has", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 299, + 504, + 310 + ], + "spans": [ + { + "bbox": [ + 106, + 299, + 504, + 310 + ], + "score": 1.0, + "content": "on the network’s representational capacity, but such a dramatic change in the network’s activation", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 309, + 502, + 321 + ], + "spans": [ + { + "bbox": [ + 106, + 309, + 502, + 321 + ], + "score": 1.0, + "content": "statistics suggests that it made significant compromises in order to maintain adequate gradient norm.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 13.5, + "bbox_fs": [ + 104, + 212, + 506, + 321 + ] + }, + { + "type": "title", + "bbox": [ + 109, + 331, + 296, + 343 + ], + "lines": [ + { + "bbox": [ + 106, + 331, + 297, + 344 + ], + "spans": [ + { + "bbox": [ + 106, + 331, + 297, + 344 + ], + "score": 1.0, + "content": "7.2 WASSERSTEIN DISTANCE ESTIMATION", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 350, + 505, + 414 + ], + "lines": [ + { + "bbox": [ + 106, + 350, + 506, + 362 + ], + "spans": [ + { + "bbox": [ + 106, + 350, + 506, + 362 + ], + "score": 1.0, + "content": "We turn our attention to using norm-constrained GroupSort networks to estimate the Wasserstein", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 361, + 506, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 361, + 506, + 372 + ], + "score": 1.0, + "content": "distance between the generator distribution of a GAN and the empirical distribution of the data it", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 371, + 506, + 384 + ], + "spans": [ + { + "bbox": [ + 105, + 371, + 506, + 384 + ], + "score": 1.0, + "content": "was trained on. We note that optimal surfaces under the dual Wasserstein objective have a gradient", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 383, + 504, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 504, + 394 + ], + "score": 1.0, + "content": "norm of 1 almost everywhere (Corollary 1 in Gemici et al. (2018)). Hence, the gradient norm", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 393, + 506, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 506, + 405 + ], + "score": 1.0, + "content": "preservation properties discussed in Section 3 are critical. Appendix G.2 contains details on the", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 403, + 258, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 403, + 258, + 416 + ], + "score": 1.0, + "content": "experiments described in this section.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 22.5, + "bbox_fs": [ + 105, + 350, + 506, + 416 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 428, + 364, + 439 + ], + "lines": [ + { + "bbox": [ + 106, + 428, + 364, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 428, + 364, + 441 + ], + "score": 1.0, + "content": "7.2.1 LOWER BOUNDS ON MNIST AND CIFAR-10 GANS", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 107, + 447, + 505, + 512 + ], + "lines": [ + { + "bbox": [ + 106, + 448, + 505, + 460 + ], + "spans": [ + { + "bbox": [ + 106, + 448, + 505, + 460 + ], + "score": 1.0, + "content": "In this experiment, we first trained a GAN variant on MNIST and CIFAR-10 datasets and then froze", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 459, + 505, + 471 + ], + "spans": [ + { + "bbox": [ + 105, + 459, + 505, + 471 + ], + "score": 1.0, + "content": "the weights of the generator. Using samples from the generator and original data distribution, we", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 469, + 505, + 482 + ], + "spans": [ + { + "bbox": [ + 105, + 469, + 505, + 482 + ], + "score": 1.0, + "content": "trained independent 1-Lipschitz neural networks to compute the Wasserstein distance between the", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 480, + 505, + 492 + ], + "spans": [ + { + "bbox": [ + 105, + 480, + 505, + 492 + ], + "score": 1.0, + "content": "empirical data distribution and the generator distribution. As can be seen in Table 2, using norm-", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 491, + 505, + 503 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 505, + 503 + ], + "score": 1.0, + "content": "preserving activation functions helps achieve a tighter lower bound on the Wasserstein distance for", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 500, + 268, + 514 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 268, + 514 + ], + "score": 1.0, + "content": "both MNIST and CIFAR-10 generators.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 29.5, + "bbox_fs": [ + 105, + 448, + 505, + 514 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 523, + 505, + 599 + ], + "lines": [ + { + "bbox": [ + 105, + 523, + 505, + 536 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 505, + 536 + ], + "score": 1.0, + "content": "Training WGANs We were also able to train WGANs using our proposed 1-Lipschitz activa-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 534, + 505, + 547 + ], + "spans": [ + { + "bbox": [ + 105, + 534, + 505, + 547 + ], + "score": 1.0, + "content": "tions and linear transformations. We borrowed the discriminator and generator architectures directly", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 543, + 506, + 558 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 506, + 558 + ], + "score": 1.0, + "content": "from Chen et al. (2016), but switched the ReLU activations with MaxMin and replaced the stan-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "score": 1.0, + "content": "dard convolutional and fully connected layers with their Bjorck counterparts. We also dropped the ¨", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 566, + 505, + 578 + ], + "spans": [ + { + "bbox": [ + 105, + 566, + 505, + 578 + ], + "score": 1.0, + "content": "batch normalization layers, as these would violate the Lipschitz constraint. Figure 6 shows MNIST", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 577, + 505, + 589 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 505, + 589 + ], + "score": 1.0, + "content": "and CIFAR-10 samples generated using our WGAN variant. We leave further investigation of the", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 587, + 315, + 600 + ], + "spans": [ + { + "bbox": [ + 106, + 587, + 315, + 600 + ], + "score": 1.0, + "content": "WGANs built with our techniques to a future study.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 36, + "bbox_fs": [ + 105, + 523, + 506, + 600 + ] + }, + { + "type": "title", + "bbox": [ + 109, + 606, + 406, + 618 + ], + "lines": [ + { + "bbox": [ + 106, + 606, + 407, + 619 + ], + "spans": [ + { + "bbox": [ + 106, + 606, + 407, + 619 + ], + "score": 1.0, + "content": "7.3 ROBUSTNESS AND INTERPRETABILITY OF LIPSCHITZ NETWORKS", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40 + }, + { + "type": "text", + "bbox": [ + 106, + 624, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 624, + 505, + 637 + ], + "spans": [ + { + "bbox": [ + 105, + 624, + 505, + 637 + ], + "score": 1.0, + "content": "We explored the robustness of Lipschitz neural networks trained on MNIST to adversarial perturba-", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 636, + 504, + 647 + ], + "spans": [ + { + "bbox": [ + 106, + 636, + 188, + 647 + ], + "score": 1.0, + "content": "tions measured with", + "type": "text" + }, + { + "bbox": [ + 189, + 636, + 205, + 646 + ], + "score": 0.9, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 205, + 636, + 419, + 647 + ], + "score": 1.0, + "content": "distance. When training the networks we enforced an", + "type": "text" + }, + { + "bbox": [ + 419, + 636, + 435, + 646 + ], + "score": 0.9, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 436, + 636, + 504, + 647 + ], + "score": 1.0, + "content": "constraint on the", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 647, + 504, + 658 + ], + "spans": [ + { + "bbox": [ + 106, + 647, + 504, + 658 + ], + "score": 1.0, + "content": "weights and used the multi-class hinge loss from Equation 5. We found this to be more effective than", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 657, + 505, + 669 + ], + "spans": [ + { + "bbox": [ + 105, + 657, + 505, + 669 + ], + "score": 1.0, + "content": "the manual margin training used by Tsuzuku et al. (2018). We trained all networks with a Lipschitz", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 667, + 505, + 680 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 154, + 680 + ], + "score": 1.0, + "content": "constant of", + "type": "text" + }, + { + "bbox": [ + 154, + 668, + 199, + 678 + ], + "score": 0.91, + "content": "K = 1 0 0 0", + "type": "inline_equation" + }, + { + "bbox": [ + 200, + 667, + 290, + 680 + ], + "score": 1.0, + "content": "and chose the margin", + "type": "text" + }, + { + "bbox": [ + 290, + 668, + 326, + 678 + ], + "score": 0.91, + "content": "\\kappa = K a", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 667, + 355, + 680 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 355, + 670, + 362, + 677 + ], + "score": 0.7, + "content": "a", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 667, + 505, + 680 + ], + "score": 1.0, + "content": "was 0.1 or 0.3. Notably, this tech-", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 678, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 678, + 505, + 690 + ], + "score": 1.0, + "content": "nique provides margin-based provable robustness guarantees as described in Section 4.3. We then", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 689, + 506, + 702 + ], + "spans": [ + { + "bbox": [ + 105, + 689, + 506, + 702 + ], + "score": 1.0, + "content": "attacked these models using the FGS and PGD methods (Szegedy et al., 2013; Madry et al., 2017)", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "under the CW loss (Carlini & Wagner, 2016). The results are presented in Table 3 and Figure 8. 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ModelCleanFGSPGD
Err.∈=0.1∈=0.3∈=0.1∈=0.3
StandardReLU StandardMaxMin1.61 1.4778.91 79.6098.54 99.8199.81 99.91100.0 100.0
Margin-0.1 ReLU5.4848.5499.5276.07100.0
Margin-0.1 MaxMin1.9222.8599.6140.2398.93
15.2098.28
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Here is an example where the", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 524, + 505, + 537 + ], + "spans": [ + { + "bbox": [ + 105, + 524, + 505, + 537 + ], + "score": 1.0, + "content": "network represents a function consisting of a pair of square pyramids by folding the space three", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 534, + 458, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 534, + 458, + 546 + ], + "score": 1.0, + "content": "times, until the function is representable as a linear function of the top layer activations.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 21.5 + } + ], + "index": 19.75 + }, + { + "type": "text", + "bbox": [ + 106, + 566, + 504, + 600 + ], + "lines": [ + { + "bbox": [ + 106, + 566, + 505, + 580 + ], + "spans": [ + { + "bbox": [ + 106, + 566, + 505, + 580 + ], + "score": 1.0, + "content": "GroupSort and other activations Here we show that GroupSort can recover ReLU, maxout,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 578, + 505, + 589 + ], + "spans": [ + { + "bbox": [ + 106, + 578, + 505, + 589 + ], + "score": 1.0, + "content": "and concatenated ReLU activation functions. 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We can write:", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 3.5, + "bbox_fs": [ + 104, + 144, + 506, + 190 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 221, + 195, + 389, + 209 + ], + "lines": [ + { + "bbox": [ + 221, + 195, + 389, + 209 + ], + "spans": [ + { + "bbox": [ + 221, + 195, + 389, + 209 + ], + "score": 0.9, + "content": "\\begin{array} { r } { \\mathbf { M a x M i n } ( \\mathbf { x } ) = \\mathbf { F u l l S o r t } ( \\mathbf { I x } + b ) - b , } \\end{array}", + "type": "interline_equation", + "image_path": "d1e690568b889904348c4b97292bd68579de47c1e241ec8e4d14ba9651954a26.jpg" + } + ] + } + ], + "index": 6, + "virtual_lines": [ + { + "bbox": [ + 221, + 195, + 389, + 209 + ], + "spans": [], + "index": 6 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 214, + 505, + 248 + ], + "lines": [ + { + "bbox": [ + 106, + 215, + 504, + 227 + ], + "spans": [ + { + "bbox": [ + 106, + 215, + 504, + 227 + ], + "score": 1.0, + "content": "where I denotes the identity matrix. Similarly, FullSort can be represented using a series of MaxMin", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 225, + 505, + 239 + ], + "spans": [ + { + "bbox": [ + 105, + 225, + 430, + 239 + ], + "score": 1.0, + "content": "layers that implement BubbleSort; note that this construction obeys any matrix", + "type": "text" + }, + { + "bbox": [ + 431, + 228, + 437, + 237 + ], + "score": 0.8, + "content": "p", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 225, + 505, + 239 + ], + "score": 1.0, + "content": "-norm constraint", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 237, + 416, + 249 + ], + "spans": [ + { + "bbox": [ + 106, + 237, + 416, + 249 + ], + "score": 1.0, + "content": "since it can be implemented using only permutation matrices for the weights.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8, + "bbox_fs": [ + 105, + 215, + 505, + 249 + ] + }, + { + "type": "text", + "bbox": [ + 103, + 261, + 505, + 283 + ], + "lines": [ + { + "bbox": [ + 105, + 260, + 505, + 273 + ], + "spans": [ + { + "bbox": [ + 105, + 260, + 505, + 273 + ], + "score": 1.0, + "content": "MaxMin and absolute value MaxMin and absolute value can each represent eachother under", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 272, + 452, + 283 + ], + "spans": [ + { + "bbox": [ + 106, + 272, + 452, + 283 + ], + "score": 1.0, + "content": "2-norm-constrained weights. The two operations are reduced to each other as follows:", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10.5, + "bbox_fs": [ + 105, + 260, + 505, + 283 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 138, + 289, + 474, + 360 + ], + "lines": [ + { + "bbox": [ + 138, + 289, + 474, + 360 + ], + "spans": [ + { + "bbox": [ + 138, + 289, + 474, + 360 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { \\left[ \\begin{array} { c } { \\mathbf { m a x } ( x ) } \\\\ { \\mathbf { m i n } ( y ) } \\end{array} \\right] = \\left[ \\begin{array} { c c } { \\frac { 1 } { \\sqrt { 2 } } } & { \\frac { 1 } { \\sqrt { 2 } } } \\\\ { \\frac { 1 } { \\sqrt { 2 } } } & { \\frac { - 1 } { \\sqrt { 2 } } } \\end{array} \\right] \\mathbf { a b s } ( \\left[ \\begin{array} { c c } { \\frac { 1 } { \\sqrt { 2 } } } & { \\frac { 1 } { \\sqrt { 2 } } } \\\\ { \\frac { 1 } { \\sqrt { 2 } } } & { \\frac { - 1 } { \\sqrt { 2 } } } \\end{array} \\right] \\left[ \\begin{array} { c } { x } \\\\ { y } \\end{array} \\right] + \\left[ \\begin{array} { c } { B } \\\\ { 0 } \\end{array} \\right] ) - \\left[ \\begin{array} { c } { \\sqrt { 2 } B } \\\\ { 0 } \\end{array} \\right] } \\\\ & { \\qquad \\mathbf { a b s } ( x ) = \\left[ \\begin{array} { c c } { \\frac { 1 } { \\sqrt { 2 } } } & { - \\frac { 1 } { \\sqrt { 2 } } } \\end{array} \\right] \\mathbf { M a x M i n } ( \\left[ \\begin{array} { c } { \\frac { 1 } { \\sqrt { 2 } } } \\\\ { \\frac { - 1 } { \\sqrt { 2 } } } \\end{array} \\right] x ) } \\end{array}", + "type": "interline_equation", + "image_path": "a6957eb46984cd32b42d3e75009ef8200bb61f6d629d0c1b7710520c0c356799.jpg" + } + ] + } + ], + "index": 13, + "virtual_lines": [ + { + "bbox": [ + 138, + 289, + 474, + 312.6666666666667 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 138, + 312.6666666666667, + 474, + 336.33333333333337 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 138, + 336.33333333333337, + 474, + 360.00000000000006 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 365, + 505, + 389 + ], + "lines": [ + { + "bbox": [ + 105, + 365, + 506, + 379 + ], + "spans": [ + { + "bbox": [ + 105, + 366, + 215, + 379 + ], + "score": 1.0, + "content": "In Equation 6, the value of", + "type": "text" + }, + { + "bbox": [ + 216, + 367, + 225, + 376 + ], + "score": 0.85, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 366, + 304, + 379 + ], + "score": 1.0, + "content": "is chosen such that", + "type": "text" + }, + { + "bbox": [ + 304, + 365, + 369, + 378 + ], + "score": 0.93, + "content": "2 { \\bf x } + \\sqrt { 2 } B > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 366, + 396, + 379 + ], + "score": 1.0, + "content": "for all", + "type": "text" + }, + { + "bbox": [ + 396, + 368, + 404, + 377 + ], + "score": 0.74, + "content": "\\mathbf { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 366, + 506, + 379 + ], + "score": 1.0, + "content": "in the domain. Note that", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 377, + 406, + 389 + ], + "spans": [ + { + "bbox": [ + 106, + 377, + 406, + 389 + ], + "score": 1.0, + "content": "all the matrices in these constructions satisfy the matrix 2-norm constraint.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15.5, + "bbox_fs": [ + 105, + 365, + 506, + 389 + ] + }, + { + "type": "image", + "bbox": [ + 146, + 399, + 467, + 492 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 146, + 399, + 467, + 492 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 146, + 399, + 467, + 492 + ], + "spans": [ + { + "bbox": [ + 146, + 399, + 467, + 492 + ], + "score": 0.967, + "type": "image", + "image_path": "b8fa9c79abc27cf653b25476701781e156b1de41a5b2005ae3a93aa1bc9520e6.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 146, + 399, + 467, + 430.0 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 146, + 430.0, + 467, + 461.0 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 146, + 461.0, + 467, + 492.0 + ], + "spans": [], + "index": 19 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 501, + 505, + 546 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 502, + 505, + 514 + ], + "spans": [ + { + "bbox": [ + 106, + 502, + 505, + 514 + ], + "score": 1.0, + "content": "Figure 10: A rigid linear transformation, followed by absolute value, followed by another rigid linear", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 512, + 505, + 525 + ], + "spans": [ + { + "bbox": [ + 105, + 512, + 505, + 525 + ], + "score": 1.0, + "content": "transformation, can implement folding along an arbitrary hyperplane. Here is an example where the", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 524, + 505, + 537 + ], + "spans": [ + { + "bbox": [ + 105, + 524, + 505, + 537 + ], + "score": 1.0, + "content": "network represents a function consisting of a pair of square pyramids by folding the space three", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 534, + 458, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 534, + 458, + 546 + ], + "score": 1.0, + "content": "times, until the function is representable as a linear function of the top layer activations.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 21.5 + } + ], + "index": 19.75 + }, + { + "type": "text", + "bbox": [ + 106, + 566, + 504, + 600 + ], + "lines": [ + { + "bbox": [ + 106, + 566, + 505, + 580 + ], + "spans": [ + { + "bbox": [ + 106, + 566, + 505, + 580 + ], + "score": 1.0, + "content": "GroupSort and other activations Here we show that GroupSort can recover ReLU, maxout,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 578, + 505, + 589 + ], + "spans": [ + { + "bbox": [ + 106, + 578, + 505, + 589 + ], + "score": 1.0, + "content": "and concatenated ReLU activation functions. We first show that MaxMin can recover ReLU and", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 588, + 232, + 600 + ], + "spans": [ + { + "bbox": [ + 106, + 588, + 232, + 600 + ], + "score": 1.0, + "content": "concatenated ReLU. Note that,", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25, + "bbox_fs": [ + 106, + 566, + 505, + 600 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 220, + 613, + 390, + 642 + ], + "lines": [ + { + "bbox": [ + 220, + 613, + 390, + 642 + ], + "spans": [ + { + "bbox": [ + 220, + 613, + 390, + 642 + ], + "score": 0.93, + "content": "\\mathbf { M a x M i n } ( \\left[ \\begin{array} { c } { x } \\\\ { 0 } \\end{array} \\right] ) = \\left[ \\begin{array} { c } { R e L U ( x ) } \\\\ { - R e L U ( - x ) } \\end{array} \\right]", + "type": "interline_equation", + "image_path": "4566c8e277dbffaddf1ce88355acbfed4e6ae5d62148ceb51872e31345e36e91.jpg" + } + ] + } + ], + "index": 27.5, + "virtual_lines": [ + { + "bbox": [ + 220, + 613, + 390, + 627.5 + ], + "spans": [], + "index": 27 + }, + { + "bbox": [ + 220, + 627.5, + 390, + 642.0 + ], + "spans": [], + "index": 28 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 650, + 505, + 695 + ], + "lines": [ + { + "bbox": [ + 106, + 650, + 505, + 663 + ], + "spans": [ + { + "bbox": [ + 106, + 650, + 505, + 663 + ], + "score": 1.0, + "content": "Thus, by adding 0 elements to the pre-activations and then applying another linear transformation", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 661, + 506, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 661, + 506, + 673 + ], + "score": 1.0, + "content": "after MaxMin we can output either ReLU or concatenated ReLU. If instead of adding 0 to the", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 672, + 506, + 685 + ], + "spans": [ + { + "bbox": [ + 105, + 672, + 204, + 685 + ], + "score": 1.0, + "content": "preactivations we added", + "type": "text" + }, + { + "bbox": [ + 204, + 674, + 216, + 682 + ], + "score": 0.68, + "content": "a x", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 672, + 506, + 685 + ], + "score": 1.0, + "content": "we could recover Leaky ReLU by using a linear transformation to select", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 682, + 159, + 695 + ], + "spans": [ + { + "bbox": [ + 106, + 683, + 155, + 695 + ], + "score": 0.9, + "content": "\\mathbf { \\bar { m a x } } ( x , a x )", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 682, + 159, + 695 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 30.5, + "bbox_fs": [ + 105, + 650, + 506, + 695 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 699, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 264, + 712 + ], + "score": 1.0, + "content": "To recover maxout with groups of size", + "type": "text" + }, + { + "bbox": [ + 264, + 700, + 271, + 709 + ], + "score": 0.8, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 271, + 698, + 448, + 712 + ], + "score": 1.0, + "content": ", we perform GroupSort with groups of size", + "type": "text" + }, + { + "bbox": [ + 449, + 700, + 456, + 709 + ], + "score": 0.8, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 456, + 698, + 506, + 712 + ], + "score": 1.0, + "content": "and use the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 709, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 723 + ], + "score": 1.0, + "content": "next linear transformation to select the first element of each group after sorting (corresponding to", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 719, + 147, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 719, + 147, + 733 + ], + "score": 1.0, + "content": "the max).", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34, + "bbox_fs": [ + 105, + 698, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 81, + 318, + 93 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 319, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 319, + 95 + ], + "score": 1.0, + "content": "B IMPLEMENTING NORM CONSTRAINTS", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 107, + 106, + 505, + 171 + ], + "lines": [ + { + "bbox": [ + 106, + 106, + 505, + 119 + ], + "spans": [ + { + "bbox": [ + 106, + 106, + 505, + 119 + ], + "score": 1.0, + "content": "When implementing the norm constraints it is possible to project the weight matrices after each", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 117, + 506, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 117, + 506, + 128 + ], + "score": 1.0, + "content": "gradient descent step, or during the forward pass (if the projection is differentiable). For the Bjorck¨", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 128, + 505, + 140 + ], + "spans": [ + { + "bbox": [ + 106, + 128, + 505, + 140 + ], + "score": 1.0, + "content": "algorithm we utilize the latter while Parseval networks use the Bjorck algorithm after each gradient ¨", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 138, + 505, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 138, + 505, + 151 + ], + "score": 1.0, + "content": "descent step. In any case, once training has completed we can project the weights to enforce the norm", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 149, + 506, + 162 + ], + "spans": [ + { + "bbox": [ + 105, + 149, + 506, + 162 + ], + "score": 1.0, + "content": "constraint and use these as our fixed weights at test time - removing the computational overhead", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 159, + 207, + 173 + ], + "spans": [ + { + "bbox": [ + 105, + 159, + 207, + 173 + ], + "score": 1.0, + "content": "required during training.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3.5 + }, + { + "type": "title", + "bbox": [ + 108, + 184, + 291, + 196 + ], + "lines": [ + { + "bbox": [ + 105, + 184, + 293, + 197 + ], + "spans": [ + { + "bbox": [ + 105, + 184, + 293, + 197 + ], + "score": 1.0, + "content": "B.1 COMPARING BJORCK AND ¨ PARSEVAL", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 107, + 204, + 505, + 240 + ], + "lines": [ + { + "bbox": [ + 105, + 205, + 505, + 217 + ], + "spans": [ + { + "bbox": [ + 105, + 205, + 505, + 217 + ], + "score": 1.0, + "content": "In Cisse et al. (2017), the authors motivate an update to the weight matrices by considering the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 104, + 215, + 506, + 231 + ], + "spans": [ + { + "bbox": [ + 104, + 215, + 244, + 231 + ], + "score": 1.0, + "content": "gradient of a regularization term,", + "type": "text" + }, + { + "bbox": [ + 245, + 216, + 316, + 230 + ], + "score": 0.91, + "content": "\\begin{array} { r } { \\frac { \\beta } { 2 } | | W ^ { T } W - I | | _ { F } ^ { 2 } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 215, + 506, + 231 + ], + "score": 1.0, + "content": ". By subtracting this gradient from the weight", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 227, + 443, + 242 + ], + "spans": [ + { + "bbox": [ + 105, + 227, + 443, + 242 + ], + "score": 1.0, + "content": "matrices they push them closer to the Stiefel manifold. The final update is given by,", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9 + }, + { + "type": "interline_equation", + "bbox": [ + 241, + 253, + 370, + 269 + ], + "lines": [ + { + "bbox": [ + 241, + 253, + 370, + 269 + ], + "spans": [ + { + "bbox": [ + 241, + 253, + 370, + 269 + ], + "score": 0.91, + "content": "\\boldsymbol { W } \\boldsymbol { W } ( I + \\beta ) - \\beta \\boldsymbol { W } \\boldsymbol { W } ^ { T } \\boldsymbol { W }", + "type": "interline_equation", + "image_path": "075b8694541fb20eef139d7687fb88059d520a2fa4fb65f08ca2f4410ffa4e47.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 241, + 253, + 370, + 269 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 277, + 505, + 342 + ], + "lines": [ + { + "bbox": [ + 106, + 277, + 506, + 290 + ], + "spans": [ + { + "bbox": [ + 106, + 277, + 169, + 290 + ], + "score": 1.0, + "content": "Note that when", + "type": "text" + }, + { + "bbox": [ + 170, + 278, + 203, + 289 + ], + "score": 0.9, + "content": "\\beta = 0 . 5", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 277, + 349, + 290 + ], + "score": 1.0, + "content": "this update is exactly the first order", + "type": "text" + }, + { + "bbox": [ + 349, + 278, + 375, + 289 + ], + "score": 0.86, + "content": "\\gamma = 1 \\AA", + "type": "inline_equation" + }, + { + "bbox": [ + 375, + 277, + 506, + 290 + ], + "score": 1.0, + "content": ") update from Equation 3, with a", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 288, + 505, + 301 + ], + "spans": [ + { + "bbox": [ + 106, + 288, + 505, + 301 + ], + "score": 1.0, + "content": "single iteration. Compared to our approach, the key difference in Parseval networks is that the weight", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 299, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 106, + 299, + 505, + 312 + ], + "score": 1.0, + "content": "matrix update is applied after the primary gradient update. For our approach, we utilize the algorithm", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 308, + 506, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 308, + 506, + 322 + ], + "score": 1.0, + "content": "in Equation 3 during the network forward pass to optimize directly on the Stiefel manifold. This", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 320, + 506, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 506, + 334 + ], + "score": 1.0, + "content": "is more expensive but lets us ensure that the weight matrices are close to orthonormal throughout", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 329, + 143, + 345 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 143, + 345 + ], + "score": 1.0, + "content": "training.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 14.5 + }, + { + "type": "text", + "bbox": [ + 106, + 354, + 505, + 483 + ], + "lines": [ + { + "bbox": [ + 106, + 355, + 506, + 366 + ], + "spans": [ + { + "bbox": [ + 106, + 355, + 149, + 366 + ], + "score": 1.0, + "content": "Choice of", + "type": "text" + }, + { + "bbox": [ + 150, + 355, + 158, + 366 + ], + "score": 0.81, + "content": "\\beta", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 355, + 485, + 366 + ], + "score": 1.0, + "content": "We can relate the first order Bjorck algorithm to the Parseval update by setting ¨", + "type": "text" + }, + { + "bbox": [ + 485, + 355, + 506, + 366 + ], + "score": 0.87, + "content": "\\beta =", + "type": "inline_equation" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 366, + 505, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 442, + 377 + ], + "score": 1.0, + "content": "0.5. However, in practice Parseval networks are trained with very small choices of", + "type": "text" + }, + { + "bbox": [ + 443, + 366, + 450, + 376 + ], + "score": 0.84, + "content": "\\beta", + "type": "inline_equation" + }, + { + "bbox": [ + 451, + 366, + 505, + 377 + ], + "score": 1.0, + "content": ", for example", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 107, + 375, + 505, + 388 + ], + "spans": [ + { + "bbox": [ + 107, + 376, + 156, + 387 + ], + "score": 0.9, + "content": "\\beta = 0 . 0 0 0 3", + "type": "inline_equation" + }, + { + "bbox": [ + 156, + 375, + 241, + 388 + ], + "score": 1.0, + "content": ". As expected, when", + "type": "text" + }, + { + "bbox": [ + 241, + 376, + 249, + 387 + ], + "score": 0.85, + "content": "\\beta", + "type": "inline_equation" + }, + { + "bbox": [ + 249, + 375, + 505, + 388 + ], + "score": 1.0, + "content": "is small the algorithm still converges to an orthonormal matrix", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 387, + 505, + 399 + ], + "spans": [ + { + "bbox": [ + 106, + 387, + 505, + 399 + ], + "score": 1.0, + "content": "but much more slowly. Figure 11 shows the maximum and minimum singular values of matrices", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 397, + 505, + 410 + ], + "spans": [ + { + "bbox": [ + 106, + 398, + 468, + 410 + ], + "score": 1.0, + "content": "which have undergone 50 iterations of the first order Bjorck scheme for varying choices of ¨", + "type": "text" + }, + { + "bbox": [ + 468, + 397, + 501, + 408 + ], + "score": 0.9, + "content": "\\beta < 0 . 5", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 398, + 505, + 410 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 408, + 505, + 420 + ], + "spans": [ + { + "bbox": [ + 106, + 408, + 133, + 420 + ], + "score": 1.0, + "content": "When", + "type": "text" + }, + { + "bbox": [ + 133, + 408, + 141, + 419 + ], + "score": 0.83, + "content": "\\beta", + "type": "inline_equation" + }, + { + "bbox": [ + 142, + 408, + 505, + 420 + ], + "score": 1.0, + "content": "is much smaller than 0.5 the matrices may be far from orthonormal. We also show how", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 418, + 504, + 431 + ], + "spans": [ + { + "bbox": [ + 105, + 418, + 453, + 431 + ], + "score": 1.0, + "content": "the maximum and minimum singular values vary over the number of iterations when", + "type": "text" + }, + { + "bbox": [ + 453, + 419, + 504, + 430 + ], + "score": 0.9, + "content": "\\beta = 0 . 0 0 0 3", + "type": "inline_equation" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 429, + 506, + 442 + ], + "spans": [ + { + "bbox": [ + 106, + 429, + 506, + 442 + ], + "score": 1.0, + "content": "(a common choice for Parseval networks) in Figure 12. This has practical implications for Parseval", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 439, + 506, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 506, + 452 + ], + "score": 1.0, + "content": "training, particularly when using early stopping, as the weight matrices may be far from orthonormal", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 450, + 506, + 463 + ], + "spans": [ + { + "bbox": [ + 105, + 450, + 506, + 463 + ], + "score": 1.0, + "content": "if the gradients are relatively large compared to the update produced by the Bjorck algorithm. We ¨", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 460, + 506, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 460, + 506, + 474 + ], + "score": 1.0, + "content": "observed this effect empirically in our MNIST classification experiments but found that Parseval", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 471, + 386, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 386, + 485 + ], + "score": 1.0, + "content": "networks were still able to achieve a meaningful regularization effect.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 23.5 + }, + { + "type": "title", + "bbox": [ + 107, + 496, + 369, + 508 + ], + "lines": [ + { + "bbox": [ + 106, + 496, + 369, + 509 + ], + "spans": [ + { + "bbox": [ + 106, + 496, + 369, + 509 + ], + "score": 1.0, + "content": "B.2 COMPARING BJORCK AND ¨ SPECTRAL NORMALIZATION", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 107, + 517, + 505, + 582 + ], + "lines": [ + { + "bbox": [ + 106, + 517, + 505, + 530 + ], + "spans": [ + { + "bbox": [ + 106, + 517, + 505, + 530 + ], + "score": 1.0, + "content": "Spectral Normalization (Miyato et al., 2018) enforces the largest singular value of each weight", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 527, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 505, + 542 + ], + "score": 1.0, + "content": "matrix to be less than 1 by estimating the largest singular value and left/right singular vectors using", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "score": 1.0, + "content": "power iteration, and normalizing the weight matrix using these during each forward pass. While this", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "score": 1.0, + "content": "constraint does allow all singular values of the weight matrix to be 1, we have found that this rarely", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 560, + 506, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 560, + 506, + 572 + ], + "score": 1.0, + "content": "happens in practice. Hence, enforcing the 1-Lipschitz constraint via spectral normalization doesn’t", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 571, + 260, + 583 + ], + "spans": [ + { + "bbox": [ + 105, + 571, + 260, + 583 + ], + "score": 1.0, + "content": "guarantee gradient norm preservation.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 33.5 + }, + { + "type": "text", + "bbox": [ + 107, + 586, + 505, + 684 + ], + "lines": [ + { + "bbox": [ + 105, + 586, + 505, + 600 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 505, + 600 + ], + "score": 1.0, + "content": "We demonstrate the practical consequences of the inability of spectral normalization to preserve", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 598, + 505, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 505, + 611 + ], + "score": 1.0, + "content": "gradient norm on the task of approximating high dimensional cones. In order to quantify approx-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 609, + 505, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 290, + 622 + ], + "score": 1.0, + "content": "imation performance, we carefully pick two", + "type": "text" + }, + { + "bbox": [ + 291, + 610, + 299, + 618 + ], + "score": 0.71, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 609, + 505, + 622 + ], + "score": 1.0, + "content": "dimensional probability distributions such that 1)", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 619, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 106, + 619, + 505, + 631 + ], + "score": 1.0, + "content": "The Wasserstein Distance between them is exactly 1 and 2) the optimal dual surface consists of an", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 107, + 630, + 506, + 642 + ], + "spans": [ + { + "bbox": [ + 107, + 630, + 132, + 640 + ], + "score": 0.86, + "content": "n - 1", + "type": "inline_equation" + }, + { + "bbox": [ + 132, + 630, + 398, + 642 + ], + "score": 1.0, + "content": "dimensional cones with a gradient of 1 everywhere, embedded in", + "type": "text" + }, + { + "bbox": [ + 398, + 631, + 406, + 640 + ], + "score": 0.61, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 630, + 506, + 642 + ], + "score": 1.0, + "content": "dimensions. We trained", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 640, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 106, + 640, + 505, + 653 + ], + "score": 1.0, + "content": "1-Lipschitz constrained neural networks to optimize the dual Wasserstein objective in 2 and checked", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 650, + 505, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 650, + 505, + 664 + ], + "score": 1.0, + "content": "how well the architecture of choice is able to approximate the optimal dual surface, measured by the", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 661, + 505, + 674 + ], + "spans": [ + { + "bbox": [ + 106, + 661, + 505, + 674 + ], + "score": 1.0, + "content": "Wasserstein Distance they estimate. Please refer to Section 7.1.1 for more experiments in this flavor", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 672, + 401, + 685 + ], + "spans": [ + { + "bbox": [ + 106, + 672, + 401, + 685 + ], + "score": 1.0, + "content": "and Appendix G.1 for how these two probability distributions are picked.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 41 + }, + { + "type": "text", + "bbox": [ + 107, + 689, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 689, + 505, + 701 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 505, + 701 + ], + "score": 1.0, + "content": "Figure 13 shows that neural networks trained with Bjorck orthonormalization not only are able to ¨", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "approximate high dimensional cones better than spectral normalization, but also converge much", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 711, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 711, + 505, + 722 + ], + "score": 1.0, + "content": "faster in terms of training iterations. The gap between these methods gets much more significant as", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 720, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 505, + 734 + ], + "score": 1.0, + "content": "the problem dimensionality increases. In this experiment, each network consisted of 3 hidden layers", + "type": "text" + } + ], + "index": 49 + } + ], + "index": 47.5 + } + ], + "page_idx": 14, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 301, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 13 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 81, + 318, + 93 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 319, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 319, + 95 + ], + "score": 1.0, + "content": "B IMPLEMENTING NORM CONSTRAINTS", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 107, + 106, + 505, + 171 + ], + "lines": [ + { + "bbox": [ + 106, + 106, + 505, + 119 + ], + "spans": [ + { + "bbox": [ + 106, + 106, + 505, + 119 + ], + "score": 1.0, + "content": "When implementing the norm constraints it is possible to project the weight matrices after each", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 117, + 506, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 117, + 506, + 128 + ], + "score": 1.0, + "content": "gradient descent step, or during the forward pass (if the projection is differentiable). For the Bjorck¨", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 128, + 505, + 140 + ], + "spans": [ + { + "bbox": [ + 106, + 128, + 505, + 140 + ], + "score": 1.0, + "content": "algorithm we utilize the latter while Parseval networks use the Bjorck algorithm after each gradient ¨", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 138, + 505, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 138, + 505, + 151 + ], + "score": 1.0, + "content": "descent step. In any case, once training has completed we can project the weights to enforce the norm", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 149, + 506, + 162 + ], + "spans": [ + { + "bbox": [ + 105, + 149, + 506, + 162 + ], + "score": 1.0, + "content": "constraint and use these as our fixed weights at test time - removing the computational overhead", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 159, + 207, + 173 + ], + "spans": [ + { + "bbox": [ + 105, + 159, + 207, + 173 + ], + "score": 1.0, + "content": "required during training.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3.5, + "bbox_fs": [ + 105, + 106, + 506, + 173 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 184, + 291, + 196 + ], + "lines": [ + { + "bbox": [ + 105, + 184, + 293, + 197 + ], + "spans": [ + { + "bbox": [ + 105, + 184, + 293, + 197 + ], + "score": 1.0, + "content": "B.1 COMPARING BJORCK AND ¨ PARSEVAL", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 107, + 204, + 505, + 240 + ], + "lines": [ + { + "bbox": [ + 105, + 205, + 505, + 217 + ], + "spans": [ + { + "bbox": [ + 105, + 205, + 505, + 217 + ], + "score": 1.0, + "content": "In Cisse et al. (2017), the authors motivate an update to the weight matrices by considering the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 104, + 215, + 506, + 231 + ], + "spans": [ + { + "bbox": [ + 104, + 215, + 244, + 231 + ], + "score": 1.0, + "content": "gradient of a regularization term,", + "type": "text" + }, + { + "bbox": [ + 245, + 216, + 316, + 230 + ], + "score": 0.91, + "content": "\\begin{array} { r } { \\frac { \\beta } { 2 } | | W ^ { T } W - I | | _ { F } ^ { 2 } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 215, + 506, + 231 + ], + "score": 1.0, + "content": ". By subtracting this gradient from the weight", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 227, + 443, + 242 + ], + "spans": [ + { + "bbox": [ + 105, + 227, + 443, + 242 + ], + "score": 1.0, + "content": "matrices they push them closer to the Stiefel manifold. The final update is given by,", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9, + "bbox_fs": [ + 104, + 205, + 506, + 242 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 241, + 253, + 370, + 269 + ], + "lines": [ + { + "bbox": [ + 241, + 253, + 370, + 269 + ], + "spans": [ + { + "bbox": [ + 241, + 253, + 370, + 269 + ], + "score": 0.91, + "content": "\\boldsymbol { W } \\boldsymbol { W } ( I + \\beta ) - \\beta \\boldsymbol { W } \\boldsymbol { W } ^ { T } \\boldsymbol { W }", + "type": "interline_equation", + "image_path": "075b8694541fb20eef139d7687fb88059d520a2fa4fb65f08ca2f4410ffa4e47.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 241, + 253, + 370, + 269 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 277, + 505, + 342 + ], + "lines": [ + { + "bbox": [ + 106, + 277, + 506, + 290 + ], + "spans": [ + { + "bbox": [ + 106, + 277, + 169, + 290 + ], + "score": 1.0, + "content": "Note that when", + "type": "text" + }, + { + "bbox": [ + 170, + 278, + 203, + 289 + ], + "score": 0.9, + "content": "\\beta = 0 . 5", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 277, + 349, + 290 + ], + "score": 1.0, + "content": "this update is exactly the first order", + "type": "text" + }, + { + "bbox": [ + 349, + 278, + 375, + 289 + ], + "score": 0.86, + "content": "\\gamma = 1 \\AA", + "type": "inline_equation" + }, + { + "bbox": [ + 375, + 277, + 506, + 290 + ], + "score": 1.0, + "content": ") update from Equation 3, with a", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 288, + 505, + 301 + ], + "spans": [ + { + "bbox": [ + 106, + 288, + 505, + 301 + ], + "score": 1.0, + "content": "single iteration. Compared to our approach, the key difference in Parseval networks is that the weight", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 299, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 106, + 299, + 505, + 312 + ], + "score": 1.0, + "content": "matrix update is applied after the primary gradient update. For our approach, we utilize the algorithm", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 308, + 506, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 308, + 506, + 322 + ], + "score": 1.0, + "content": "in Equation 3 during the network forward pass to optimize directly on the Stiefel manifold. This", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 320, + 506, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 506, + 334 + ], + "score": 1.0, + "content": "is more expensive but lets us ensure that the weight matrices are close to orthonormal throughout", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 329, + 143, + 345 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 143, + 345 + ], + "score": 1.0, + "content": "training.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 14.5, + "bbox_fs": [ + 105, + 277, + 506, + 345 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 354, + 505, + 483 + ], + "lines": [ + { + "bbox": [ + 106, + 355, + 506, + 366 + ], + "spans": [ + { + "bbox": [ + 106, + 355, + 149, + 366 + ], + "score": 1.0, + "content": "Choice of", + "type": "text" + }, + { + "bbox": [ + 150, + 355, + 158, + 366 + ], + "score": 0.81, + "content": "\\beta", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 355, + 485, + 366 + ], + "score": 1.0, + "content": "We can relate the first order Bjorck algorithm to the Parseval update by setting ¨", + "type": "text" + }, + { + "bbox": [ + 485, + 355, + 506, + 366 + ], + "score": 0.87, + "content": "\\beta =", + "type": "inline_equation" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 366, + 505, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 442, + 377 + ], + "score": 1.0, + "content": "0.5. However, in practice Parseval networks are trained with very small choices of", + "type": "text" + }, + { + "bbox": [ + 443, + 366, + 450, + 376 + ], + "score": 0.84, + "content": "\\beta", + "type": "inline_equation" + }, + { + "bbox": [ + 451, + 366, + 505, + 377 + ], + "score": 1.0, + "content": ", for example", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 107, + 375, + 505, + 388 + ], + "spans": [ + { + "bbox": [ + 107, + 376, + 156, + 387 + ], + "score": 0.9, + "content": "\\beta = 0 . 0 0 0 3", + "type": "inline_equation" + }, + { + "bbox": [ + 156, + 375, + 241, + 388 + ], + "score": 1.0, + "content": ". As expected, when", + "type": "text" + }, + { + "bbox": [ + 241, + 376, + 249, + 387 + ], + "score": 0.85, + "content": "\\beta", + "type": "inline_equation" + }, + { + "bbox": [ + 249, + 375, + 505, + 388 + ], + "score": 1.0, + "content": "is small the algorithm still converges to an orthonormal matrix", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 387, + 505, + 399 + ], + "spans": [ + { + "bbox": [ + 106, + 387, + 505, + 399 + ], + "score": 1.0, + "content": "but much more slowly. Figure 11 shows the maximum and minimum singular values of matrices", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 397, + 505, + 410 + ], + "spans": [ + { + "bbox": [ + 106, + 398, + 468, + 410 + ], + "score": 1.0, + "content": "which have undergone 50 iterations of the first order Bjorck scheme for varying choices of ¨", + "type": "text" + }, + { + "bbox": [ + 468, + 397, + 501, + 408 + ], + "score": 0.9, + "content": "\\beta < 0 . 5", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 398, + 505, + 410 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 408, + 505, + 420 + ], + "spans": [ + { + "bbox": [ + 106, + 408, + 133, + 420 + ], + "score": 1.0, + "content": "When", + "type": "text" + }, + { + "bbox": [ + 133, + 408, + 141, + 419 + ], + "score": 0.83, + "content": "\\beta", + "type": "inline_equation" + }, + { + "bbox": [ + 142, + 408, + 505, + 420 + ], + "score": 1.0, + "content": "is much smaller than 0.5 the matrices may be far from orthonormal. We also show how", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 418, + 504, + 431 + ], + "spans": [ + { + "bbox": [ + 105, + 418, + 453, + 431 + ], + "score": 1.0, + "content": "the maximum and minimum singular values vary over the number of iterations when", + "type": "text" + }, + { + "bbox": [ + 453, + 419, + 504, + 430 + ], + "score": 0.9, + "content": "\\beta = 0 . 0 0 0 3", + "type": "inline_equation" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 429, + 506, + 442 + ], + "spans": [ + { + "bbox": [ + 106, + 429, + 506, + 442 + ], + "score": 1.0, + "content": "(a common choice for Parseval networks) in Figure 12. This has practical implications for Parseval", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 439, + 506, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 506, + 452 + ], + "score": 1.0, + "content": "training, particularly when using early stopping, as the weight matrices may be far from orthonormal", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 450, + 506, + 463 + ], + "spans": [ + { + "bbox": [ + 105, + 450, + 506, + 463 + ], + "score": 1.0, + "content": "if the gradients are relatively large compared to the update produced by the Bjorck algorithm. We ¨", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 460, + 506, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 460, + 506, + 474 + ], + "score": 1.0, + "content": "observed this effect empirically in our MNIST classification experiments but found that Parseval", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 471, + 386, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 386, + 485 + ], + "score": 1.0, + "content": "networks were still able to achieve a meaningful regularization effect.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 23.5, + "bbox_fs": [ + 105, + 355, + 506, + 485 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 496, + 369, + 508 + ], + "lines": [ + { + "bbox": [ + 106, + 496, + 369, + 509 + ], + "spans": [ + { + "bbox": [ + 106, + 496, + 369, + 509 + ], + "score": 1.0, + "content": "B.2 COMPARING BJORCK AND ¨ SPECTRAL NORMALIZATION", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 107, + 517, + 505, + 582 + ], + "lines": [ + { + "bbox": [ + 106, + 517, + 505, + 530 + ], + "spans": [ + { + "bbox": [ + 106, + 517, + 505, + 530 + ], + "score": 1.0, + "content": "Spectral Normalization (Miyato et al., 2018) enforces the largest singular value of each weight", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 527, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 505, + 542 + ], + "score": 1.0, + "content": "matrix to be less than 1 by estimating the largest singular value and left/right singular vectors using", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "score": 1.0, + "content": "power iteration, and normalizing the weight matrix using these during each forward pass. While this", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "score": 1.0, + "content": "constraint does allow all singular values of the weight matrix to be 1, we have found that this rarely", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 560, + 506, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 560, + 506, + 572 + ], + "score": 1.0, + "content": "happens in practice. Hence, enforcing the 1-Lipschitz constraint via spectral normalization doesn’t", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 571, + 260, + 583 + ], + "spans": [ + { + "bbox": [ + 105, + 571, + 260, + 583 + ], + "score": 1.0, + "content": "guarantee gradient norm preservation.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 33.5, + "bbox_fs": [ + 105, + 517, + 506, + 583 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 586, + 505, + 684 + ], + "lines": [ + { + "bbox": [ + 105, + 586, + 505, + 600 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 505, + 600 + ], + "score": 1.0, + "content": "We demonstrate the practical consequences of the inability of spectral normalization to preserve", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 598, + 505, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 505, + 611 + ], + "score": 1.0, + "content": "gradient norm on the task of approximating high dimensional cones. In order to quantify approx-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 609, + 505, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 290, + 622 + ], + "score": 1.0, + "content": "imation performance, we carefully pick two", + "type": "text" + }, + { + "bbox": [ + 291, + 610, + 299, + 618 + ], + "score": 0.71, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 609, + 505, + 622 + ], + "score": 1.0, + "content": "dimensional probability distributions such that 1)", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 619, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 106, + 619, + 505, + 631 + ], + "score": 1.0, + "content": "The Wasserstein Distance between them is exactly 1 and 2) the optimal dual surface consists of an", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 107, + 630, + 506, + 642 + ], + "spans": [ + { + "bbox": [ + 107, + 630, + 132, + 640 + ], + "score": 0.86, + "content": "n - 1", + "type": "inline_equation" + }, + { + "bbox": [ + 132, + 630, + 398, + 642 + ], + "score": 1.0, + "content": "dimensional cones with a gradient of 1 everywhere, embedded in", + "type": "text" + }, + { + "bbox": [ + 398, + 631, + 406, + 640 + ], + "score": 0.61, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 630, + 506, + 642 + ], + "score": 1.0, + "content": "dimensions. We trained", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 640, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 106, + 640, + 505, + 653 + ], + "score": 1.0, + "content": "1-Lipschitz constrained neural networks to optimize the dual Wasserstein objective in 2 and checked", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 650, + 505, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 650, + 505, + 664 + ], + "score": 1.0, + "content": "how well the architecture of choice is able to approximate the optimal dual surface, measured by the", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 661, + 505, + 674 + ], + "spans": [ + { + "bbox": [ + 106, + 661, + 505, + 674 + ], + "score": 1.0, + "content": "Wasserstein Distance they estimate. Please refer to Section 7.1.1 for more experiments in this flavor", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 672, + 401, + 685 + ], + "spans": [ + { + "bbox": [ + 106, + 672, + 401, + 685 + ], + "score": 1.0, + "content": "and Appendix G.1 for how these two probability distributions are picked.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 41, + "bbox_fs": [ + 105, + 586, + 506, + 685 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 689, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 689, + 505, + 701 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 505, + 701 + ], + "score": 1.0, + "content": "Figure 13 shows that neural networks trained with Bjorck orthonormalization not only are able to ¨", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "approximate high dimensional cones better than spectral normalization, but also converge much", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 711, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 711, + 505, + 722 + ], + "score": 1.0, + "content": "faster in terms of training iterations. The gap between these methods gets much more significant as", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 720, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 505, + 734 + ], + "score": 1.0, + "content": "the problem dimensionality increases. In this experiment, each network consisted of 3 hidden layers", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 591, + 505, + 604 + ], + "spans": [ + { + "bbox": [ + 105, + 591, + 505, + 604 + ], + "score": 1.0, + "content": "with 512 hidden units per layer, and was trained with the Adam optimizer (Kingma & Ba, 2014)", + "type": "text", + "cross_page": true + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 603, + 505, + 615 + ], + "spans": [ + { + "bbox": [ + 106, + 603, + 505, + 615 + ], + "score": 1.0, + "content": "with its default hyperparameters. 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Note that networks using Bjorck orthonormalization both converge faster and ¨", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 547, + 504, + 560 + ], + "spans": [ + { + "bbox": [ + 106, + 547, + 504, + 560 + ], + "score": 1.0, + "content": "achieve higher final approximation accuracies, as measured by the estimated Wasserstein Distance.", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 46.5 + } + ], + "index": 42.5 + }, + { + "type": "text", + "bbox": [ + 107, + 592, + 505, + 625 + ], + "lines": [], + "index": 50, + "bbox_fs": [ + 105, + 591, + 505, + 624 + ], + "lines_deleted": true + }, + { + "type": "title", + "bbox": [ + 105, + 651, + 481, + 664 + ], + "lines": [ + { + "bbox": [ + 105, + 651, + 483, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 483, + 664 + ], + "score": 1.0, + "content": "B.3 SUFFICIENT CONDITION FOR CONVERGENCE OF BJORCK ¨ ORTHONORMALIZATION", + "type": "text" + } + ], + "index": 52 + } + ], + "index": 52 + }, + { + "type": "text", + "bbox": [ + 107, + 677, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 676, + 505, + 691 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 459, + 691 + ], + "score": 1.0, + "content": "The Bjorck orthonormalization can be shown to always converge as long as the condition ¨", + "type": "text" + }, + { + "bbox": [ + 459, + 677, + 505, + 690 + ], + "score": 0.9, + "content": "| | \\mathbf { W } ^ { T } \\mathbf { W } - \\mathbf { \\mu }", + "type": "inline_equation" + } + ], + "index": 53 + }, + { + "bbox": [ + 106, + 688, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 140, + 701 + ], + "score": 0.91, + "content": "\\mathbf { I } | | _ { 2 } < 1", + "type": "inline_equation" + }, + { + "bbox": [ + 141, + 688, + 506, + 701 + ], + "score": 1.0, + "content": "is satisfied (Hasenclever et al.). When viewed in conjunction with the fact that the output of", + "type": "text" + } + ], + "index": 54 + }, + { + "bbox": [ + 105, + 698, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 234, + 712 + ], + "score": 1.0, + "content": "this procedure is scale-invariant", + "type": "text" + }, + { + "bbox": [ + 234, + 699, + 402, + 711 + ], + "score": 0.85, + "content": "( \\mathbf { B J O R C K } ( \\alpha \\mathbf { W } ) = \\alpha \\mathbf { B J } \\bar { \\mathbf { O } } \\mathbf { R C K } ( \\mathbf { W } ) )", + "type": "inline_equation" + }, + { + "bbox": [ + 402, + 698, + 505, + 712 + ], + "score": 1.0, + "content": ") (Bjorck & Bowie, 1971), ¨", + "type": "text" + } + ], + "index": 55 + }, + { + "bbox": [ + 105, + 710, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 506, + 723 + ], + "score": 1.0, + "content": "the aforementioned sufficient condition can be implemented by simply scaling the weight matrix so", + "type": "text" + } + ], + "index": 56 + }, + { + "bbox": [ + 105, + 720, + 449, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 449, + 733 + ], + "score": 1.0, + "content": "that all of its singular values are smaller than or equal to 1 before orthonormalization.", + "type": "text" + } + ], + "index": 57 + } + ], + "index": 55, + "bbox_fs": [ + 105, + 676, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 95 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 96 + ], + "score": 1.0, + "content": "A scaling factor can be computed efficiently by considering the following matrix norm inequalities:", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "interline_equation", + "bbox": [ + 250, + 99, + 360, + 148 + ], + "lines": [ + { + "bbox": [ + 250, + 99, + 360, + 148 + ], + "spans": [ + { + "bbox": [ + 250, + 99, + 360, + 148 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { \\sigma _ { m a x } \\leq \\sqrt { m * n } \\| \\mathbf { W } \\| _ { m a x } } \\\\ & { \\sigma _ { m a x } \\leq \\sqrt { n } \\| \\mathbf { W } \\| _ { 1 } } \\\\ & { \\sigma _ { m a x } \\leq \\sqrt { m } \\| \\mathbf { W } \\| _ { \\infty } } \\end{array}", + "type": "interline_equation", + "image_path": "8252bad775d4d506a8728be0030025c4607a18d100a5afdb3e42567e465e8ec2.jpg" + } + ] + } + ], + "index": 1.5, + "virtual_lines": [ + { + "bbox": [ + 250, + 99, + 360, + 123.5 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 250, + 123.5, + 360, + 148.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 151, + 505, + 195 + ], + "lines": [ + { + "bbox": [ + 105, + 151, + 506, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 151, + 139, + 165 + ], + "score": 1.0, + "content": "Above,", + "type": "text" + }, + { + "bbox": [ + 139, + 153, + 162, + 163 + ], + "score": 0.87, + "content": "\\sigma _ { m a x }", + "type": "inline_equation" + }, + { + "bbox": [ + 163, + 151, + 410, + 165 + ], + "score": 1.0, + "content": "corresponds to the largest singular value of the matrix and", + "type": "text" + }, + { + "bbox": [ + 410, + 153, + 420, + 161 + ], + "score": 0.77, + "content": "m", + "type": "inline_equation" + }, + { + "bbox": [ + 421, + 151, + 441, + 165 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 441, + 154, + 448, + 161 + ], + "score": 0.76, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 151, + 506, + 165 + ], + "score": 1.0, + "content": "stand for the", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 161, + 505, + 174 + ], + "spans": [ + { + "bbox": [ + 105, + 161, + 505, + 174 + ], + "score": 1.0, + "content": "number of rows and columns respectively. Note that computing the quantities on the right hand side", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 172, + 505, + 185 + ], + "spans": [ + { + "bbox": [ + 105, + 172, + 505, + 185 + ], + "score": 1.0, + "content": "of the inequalities involves at most summing over the rows or columns of the weight matrix, which", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 183, + 191, + 196 + ], + "spans": [ + { + "bbox": [ + 105, + 183, + 191, + 196 + ], + "score": 1.0, + "content": "is a cheap operation.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4.5 + }, + { + "type": "title", + "bbox": [ + 106, + 211, + 459, + 224 + ], + "lines": [ + { + "bbox": [ + 105, + 210, + 460, + 225 + ], + "spans": [ + { + "bbox": [ + 105, + 210, + 460, + 225 + ], + "score": 1.0, + "content": "C NON-EXPRESSIVE NORM-CONSTRAINED NETWORKS ARE LINEAR", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 107, + 234, + 505, + 269 + ], + "lines": [ + { + "bbox": [ + 106, + 235, + 505, + 247 + ], + "spans": [ + { + "bbox": [ + 106, + 235, + 281, + 247 + ], + "score": 1.0, + "content": "Theorem 1. Consider a neural network,", + "type": "text" + }, + { + "bbox": [ + 281, + 236, + 344, + 247 + ], + "score": 0.91, + "content": "f : \\mathbb { R } ^ { n } \\mathbb { R } ,", + "type": "inline_equation" + }, + { + "bbox": [ + 344, + 235, + 505, + 247 + ], + "score": 1.0, + "content": ", built with matrix 2-norm constrained", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 246, + 504, + 259 + ], + "spans": [ + { + "bbox": [ + 106, + 246, + 141, + 259 + ], + "score": 1.0, + "content": "weights", + "type": "text" + }, + { + "bbox": [ + 141, + 246, + 192, + 258 + ], + "score": 0.88, + "content": "( | | \\mathbf { W } | | _ { 2 } \\leq 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 193, + 246, + 212, + 259 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 212, + 247, + 218, + 256 + ], + "score": 0.49, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 246, + 504, + 259 + ], + "score": 1.0, + "content": "-Lipschitz, element-wise, monotonically increasing activation functions.", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 107, + 256, + 324, + 270 + ], + "spans": [ + { + "bbox": [ + 107, + 257, + 178, + 269 + ], + "score": 0.89, + "content": "I f | | \\nabla f ( \\mathbf { x } ) | | _ { 2 } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 256, + 278, + 270 + ], + "score": 1.0, + "content": "almost everywhere, then", + "type": "text" + }, + { + "bbox": [ + 279, + 257, + 286, + 268 + ], + "score": 0.82, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 256, + 324, + 270 + ], + "score": 1.0, + "content": "is linear.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9 + }, + { + "type": "text", + "bbox": [ + 107, + 281, + 397, + 294 + ], + "lines": [ + { + "bbox": [ + 106, + 281, + 398, + 295 + ], + "spans": [ + { + "bbox": [ + 106, + 281, + 398, + 295 + ], + "score": 1.0, + "content": "Proof. We can express the input-output Jacobian of a neural network as:", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "interline_equation", + "bbox": [ + 192, + 298, + 419, + 326 + ], + "lines": [ + { + "bbox": [ + 192, + 298, + 419, + 326 + ], + "spans": [ + { + "bbox": [ + 192, + 298, + 419, + 326 + ], + "score": 0.93, + "content": "\\frac { \\partial f } { \\partial \\mathbf { x } } = \\frac { \\partial f } { \\partial h _ { L - 1 } } \\frac { \\partial h _ { L - 1 } } { \\partial z _ { L - 1 } } \\frac { \\partial z _ { L - 1 } } { \\partial \\mathbf { x } } = \\mathbf { W } _ { L } \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } \\frac { \\partial z _ { L - 1 } } { \\partial \\mathbf { x } }", + "type": "interline_equation", + "image_path": "5f4ce673bb290ac18d007845e5e9cd5a6dfe3ed0520bfd544dfc1bc5036953e3.jpg" + } + ] + } + ], + "index": 12.5, + "virtual_lines": [ + { + "bbox": [ + 192, + 298, + 419, + 312.0 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 192, + 312.0, + 419, + 326.0 + ], + "spans": [], + "index": 13 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 338, + 504, + 351 + ], + "lines": [ + { + "bbox": [ + 105, + 334, + 505, + 352 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 146, + 352 + ], + "score": 1.0, + "content": "Note that", + "type": "text" + }, + { + "bbox": [ + 146, + 338, + 213, + 349 + ], + "score": 0.91, + "content": "\\mathbf { W } _ { L } \\in \\mathbb { R } ^ { 1 \\times n _ { L - 1 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 334, + 505, + 352 + ], + "score": 1.0, + "content": ". Moreover, using the sub-multiplicativity of matrix norms, we can write:", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 14 + }, + { + "type": "interline_equation", + "bbox": [ + 118, + 369, + 492, + 398 + ], + "lines": [ + { + "bbox": [ + 118, + 369, + 492, + 398 + ], + "spans": [ + { + "bbox": [ + 118, + 369, + 492, + 398 + ], + "score": 0.94, + "content": "1 = \\| \\frac { \\partial f } { \\partial \\mathbf { x } } \\| _ { 2 } \\leq | | \\mathbf { W } _ { L } \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } | | _ { 2 } \\| \\frac { \\partial z _ { L - 1 } } { \\partial \\mathbf { x } } \\| _ { 2 } \\leq | | \\mathbf { W } _ { L } | | _ { 2 } | | \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } | | _ { 2 } | \\frac { \\partial z _ { L - 1 } } { \\partial \\mathbf { x } } | | _ { 2 } \\leq 1", + "type": "interline_equation", + "image_path": "82ccaa3a482669c083b1fcd6332c0408038c65d69e613a3242b614efa557f427.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 118, + 369, + 492, + 378.6666666666667 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 118, + 378.6666666666667, + 492, + 388.33333333333337 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 118, + 388.33333333333337, + 492, + 398.00000000000006 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 403, + 502, + 425 + ], + "lines": [ + { + "bbox": [ + 105, + 402, + 505, + 417 + ], + "spans": [ + { + "bbox": [ + 105, + 402, + 120, + 417 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 121, + 406, + 128, + 413 + ], + "score": 0.78, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 128, + 402, + 505, + 417 + ], + "score": 1.0, + "content": "almost everywhere. The quantity is also upper bounded by 1 due to the 1-Lipschitz property.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 413, + 456, + 426 + ], + "spans": [ + { + "bbox": [ + 106, + 413, + 456, + 426 + ], + "score": 1.0, + "content": "Therefore, all of the Jacobian norms in the above equation must be equal to 1. Notably,", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5 + }, + { + "type": "interline_equation", + "bbox": [ + 211, + 430, + 399, + 459 + ], + "lines": [ + { + "bbox": [ + 211, + 430, + 399, + 459 + ], + "spans": [ + { + "bbox": [ + 211, + 430, + 399, + 459 + ], + "score": 0.93, + "content": "\\bigg \\vert \\bigg \\vert \\mathbf { W } _ { L } \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } \\bigg \\vert \\bigg \\vert _ { 2 } = 1 \\quad \\mathrm { a n d } \\quad \\vert \\vert \\mathbf { W } _ { L } \\vert \\vert _ { 2 } = 1", + "type": "interline_equation", + "image_path": "7922545665591efdad968fc4ca9b401cf42ae27703743c93acc00ccd702a2fcd.jpg" + } + ] + } + ], + "index": 20.5, + "virtual_lines": [ + { + "bbox": [ + 211, + 430, + 399, + 444.5 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 211, + 444.5, + 399, + 459.0 + ], + "spans": [], + "index": 21 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 464, + 275, + 476 + ], + "lines": [ + { + "bbox": [ + 106, + 462, + 277, + 478 + ], + "spans": [ + { + "bbox": [ + 106, + 462, + 277, + 478 + ], + "score": 1.0, + "content": "We then consider the following operation:", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "interline_equation", + "bbox": [ + 159, + 480, + 453, + 514 + ], + "lines": [ + { + "bbox": [ + 159, + 480, + 453, + 514 + ], + "spans": [ + { + "bbox": [ + 159, + 480, + 453, + 514 + ], + "score": 0.93, + "content": "| | \\mathbf { W } _ { L } | | _ { 2 } ^ { 2 } - \\left| \\left| \\mathbf { W } _ { L } \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } \\right| \\right| _ { 2 } ^ { 2 } = \\sum _ { i = 1 } ^ { n } ( 1 - \\Big ( \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } \\Big ) _ { i i } ^ { 2 } ) ( W _ { L , i } ) ^ { 2 } = 0", + "type": "interline_equation", + "image_path": "f3ef5e730cfed5635209b5035509fbdf53dad432947bf7d429744bf43719b7dc.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 159, + 480, + 453, + 491.3333333333333 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 159, + 491.3333333333333, + 453, + 502.66666666666663 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 159, + 502.66666666666663, + 453, + 514.0 + ], + "spans": [], + "index": 25 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 527, + 504, + 557 + ], + "lines": [ + { + "bbox": [ + 105, + 525, + 506, + 545 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 144, + 545 + ], + "score": 1.0, + "content": "We have", + "type": "text" + }, + { + "bbox": [ + 144, + 527, + 200, + 543 + ], + "score": 0.93, + "content": "\\begin{array} { r } { 0 \\le \\frac { \\partial \\phi } { \\partial z _ { L } } \\le 1 } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 200, + 525, + 212, + 545 + ], + "score": 1.0, + "content": "as", + "type": "text" + }, + { + "bbox": [ + 212, + 529, + 220, + 541 + ], + "score": 0.84, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 220, + 525, + 506, + 545 + ], + "score": 1.0, + "content": "is 1-Lipschitz and monotonically increasing. Therefore, we must have", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 542, + 392, + 558 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 132, + 555 + ], + "score": 1.0, + "content": "either", + "type": "text" + }, + { + "bbox": [ + 132, + 542, + 174, + 558 + ], + "score": 0.94, + "content": "\\begin{array} { r } { \\frac { \\partial \\phi } { \\partial z _ { L } } _ { i i } = 1 } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 174, + 542, + 266, + 557 + ], + "score": 1.0, + "content": "almost everywhere, or", + "type": "text" + }, + { + "bbox": [ + 266, + 543, + 309, + 556 + ], + "score": 0.92, + "content": "\\mathbf { W } _ { L , i } = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 309, + 542, + 392, + 557 + ], + "score": 1.0, + "content": ". Thus we can write,", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 26.5 + }, + { + "type": "interline_equation", + "bbox": [ + 178, + 575, + 433, + 640 + ], + "lines": [ + { + "bbox": [ + 178, + 575, + 433, + 640 + ], + "spans": [ + { + "bbox": [ + 178, + 575, + 433, + 640 + ], + "score": 0.93, + "content": "\\begin{array} { l } { { z _ { L } = \\displaystyle \\sum _ { i = 1 } ^ { m } W _ { L , i } \\phi ( z _ { L - 1 } ) _ { i } + b _ { L } = \\sum _ { i : W _ { L , i } \\neq 0 } W _ { L , i } \\phi ( z _ { L - 1 } ) _ { i } + b _ { L } } } \\\\ { { = \\displaystyle \\sum _ { i : W _ { L , i } \\neq 0 } W _ { L , i } z _ { L - 1 , i } + b _ { L } } } \\end{array}", + "type": "interline_equation", + "image_path": "0508ed8fe4a9a808dbe3d9777c6d025e8d4ded4fcc77cb710e8178eb94a886f9.jpg" + } + ] + } + ], + "index": 29, + "virtual_lines": [ + { + "bbox": [ + 178, + 575, + 433, + 596.6666666666666 + ], + "spans": [], + "index": 28 + }, + { + "bbox": [ + 178, + 596.6666666666666, + 433, + 618.3333333333333 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 178, + 618.3333333333333, + 433, + 639.9999999999999 + ], + "spans": [], + "index": 30 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 650, + 505, + 695 + ], + "lines": [ + { + "bbox": [ + 105, + 650, + 505, + 663 + ], + "spans": [ + { + "bbox": [ + 105, + 650, + 131, + 663 + ], + "score": 1.0, + "content": "Then", + "type": "text" + }, + { + "bbox": [ + 131, + 653, + 144, + 662 + ], + "score": 0.84, + "content": "z _ { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 144, + 650, + 306, + 663 + ], + "score": 1.0, + "content": "can be written as a linear function of", + "type": "text" + }, + { + "bbox": [ + 306, + 653, + 329, + 662 + ], + "score": 0.88, + "content": "z _ { L - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 650, + 505, + 663 + ], + "score": 1.0, + "content": "almost everywhere and by Lipschitz con-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 661, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 106, + 661, + 248, + 673 + ], + "score": 1.0, + "content": "tinuity we must in fact have that", + "type": "text" + }, + { + "bbox": [ + 248, + 663, + 261, + 672 + ], + "score": 0.84, + "content": "z _ { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 661, + 359, + 673 + ], + "score": 1.0, + "content": "is a linear function of", + "type": "text" + }, + { + "bbox": [ + 359, + 663, + 382, + 673 + ], + "score": 0.88, + "content": "z _ { L - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 382, + 661, + 505, + 673 + ], + "score": 1.0, + "content": ". In particular, we can write", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 672, + 505, + 685 + ], + "spans": [ + { + "bbox": [ + 106, + 672, + 288, + 684 + ], + "score": 0.89, + "content": "z _ { L } = \\mathbf { W } _ { L } \\mathbf { W } _ { L - 1 } h _ { L - 2 } + ( \\mathbf { W } _ { L } b _ { L - 1 } + b _ { L } )", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 672, + 505, + 685 + ], + "score": 1.0, + "content": ", thus collapsing the last two layers into a single lin-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 104, + 680, + 450, + 696 + ], + "spans": [ + { + "bbox": [ + 104, + 680, + 224, + 696 + ], + "score": 1.0, + "content": "ear layer, with weight matrix", + "type": "text" + }, + { + "bbox": [ + 225, + 683, + 319, + 694 + ], + "score": 0.89, + "content": "\\mathbf { W } _ { L } \\mathbf { W } _ { L - 1 } \\in \\mathbb { R } ^ { 1 \\times n _ { L - 2 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 680, + 383, + 696 + ], + "score": 1.0, + "content": "and scalar bias", + "type": "text" + }, + { + "bbox": [ + 383, + 683, + 445, + 695 + ], + "score": 0.92, + "content": "\\mathbf { W } _ { L } \\mathbf { b } _ { L - 1 } + b _ { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 445, + 680, + 450, + 696 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 32.5 + }, + { + "type": "text", + "bbox": [ + 107, + 699, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 358, + 712 + ], + "score": 1.0, + "content": "From here we can apply the exact same argument as above to", + "type": "text" + }, + { + "bbox": [ + 359, + 699, + 394, + 711 + ], + "score": 0.92, + "content": "\\phi ( \\mathbf { z } _ { L - 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 699, + 506, + 712 + ], + "score": 1.0, + "content": ", reducing the next layer to", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "be linear. By repeating this all the way to the first linear layer we collapse the network into a single", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 720, + 505, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 170, + 732 + ], + "score": 1.0, + "content": "linear function.", + "type": "text" + }, + { + "bbox": [ + 495, + 722, + 505, + 731 + ], + "score": 0.983, + "content": "□", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 36 + } + ], + "page_idx": 16, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 308, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "17", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 95 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 96 + ], + "score": 1.0, + "content": "A scaling factor can be computed efficiently by considering the following matrix norm inequalities:", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0, + "bbox_fs": [ + 106, + 82, + 505, + 96 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 250, + 99, + 360, + 148 + ], + "lines": [ + { + "bbox": [ + 250, + 99, + 360, + 148 + ], + "spans": [ + { + "bbox": [ + 250, + 99, + 360, + 148 + ], + "score": 0.93, + "content": "\\begin{array} { r l } & { \\sigma _ { m a x } \\leq \\sqrt { m * n } \\| \\mathbf { W } \\| _ { m a x } } \\\\ & { \\sigma _ { m a x } \\leq \\sqrt { n } \\| \\mathbf { W } \\| _ { 1 } } \\\\ & { \\sigma _ { m a x } \\leq \\sqrt { m } \\| \\mathbf { W } \\| _ { \\infty } } \\end{array}", + "type": "interline_equation", + "image_path": "8252bad775d4d506a8728be0030025c4607a18d100a5afdb3e42567e465e8ec2.jpg" + } + ] + } + ], + "index": 1.5, + "virtual_lines": [ + { + "bbox": [ + 250, + 99, + 360, + 123.5 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 250, + 123.5, + 360, + 148.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 151, + 505, + 195 + ], + "lines": [ + { + "bbox": [ + 105, + 151, + 506, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 151, + 139, + 165 + ], + "score": 1.0, + "content": "Above,", + "type": "text" + }, + { + "bbox": [ + 139, + 153, + 162, + 163 + ], + "score": 0.87, + "content": "\\sigma _ { m a x }", + "type": "inline_equation" + }, + { + "bbox": [ + 163, + 151, + 410, + 165 + ], + "score": 1.0, + "content": "corresponds to the largest singular value of the matrix and", + "type": "text" + }, + { + "bbox": [ + 410, + 153, + 420, + 161 + ], + "score": 0.77, + "content": "m", + "type": "inline_equation" + }, + { + "bbox": [ + 421, + 151, + 441, + 165 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 441, + 154, + 448, + 161 + ], + "score": 0.76, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 151, + 506, + 165 + ], + "score": 1.0, + "content": "stand for the", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 161, + 505, + 174 + ], + "spans": [ + { + "bbox": [ + 105, + 161, + 505, + 174 + ], + "score": 1.0, + "content": "number of rows and columns respectively. Note that computing the quantities on the right hand side", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 172, + 505, + 185 + ], + "spans": [ + { + "bbox": [ + 105, + 172, + 505, + 185 + ], + "score": 1.0, + "content": "of the inequalities involves at most summing over the rows or columns of the weight matrix, which", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 183, + 191, + 196 + ], + "spans": [ + { + "bbox": [ + 105, + 183, + 191, + 196 + ], + "score": 1.0, + "content": "is a cheap operation.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4.5, + "bbox_fs": [ + 105, + 151, + 506, + 196 + ] + }, + { + "type": "title", + "bbox": [ + 106, + 211, + 459, + 224 + ], + "lines": [ + { + "bbox": [ + 105, + 210, + 460, + 225 + ], + "spans": [ + { + "bbox": [ + 105, + 210, + 460, + 225 + ], + "score": 1.0, + "content": "C NON-EXPRESSIVE NORM-CONSTRAINED NETWORKS ARE LINEAR", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 107, + 234, + 505, + 269 + ], + "lines": [ + { + "bbox": [ + 106, + 235, + 505, + 247 + ], + "spans": [ + { + "bbox": [ + 106, + 235, + 281, + 247 + ], + "score": 1.0, + "content": "Theorem 1. Consider a neural network,", + "type": "text" + }, + { + "bbox": [ + 281, + 236, + 344, + 247 + ], + "score": 0.91, + "content": "f : \\mathbb { R } ^ { n } \\mathbb { R } ,", + "type": "inline_equation" + }, + { + "bbox": [ + 344, + 235, + 505, + 247 + ], + "score": 1.0, + "content": ", built with matrix 2-norm constrained", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 246, + 504, + 259 + ], + "spans": [ + { + "bbox": [ + 106, + 246, + 141, + 259 + ], + "score": 1.0, + "content": "weights", + "type": "text" + }, + { + "bbox": [ + 141, + 246, + 192, + 258 + ], + "score": 0.88, + "content": "( | | \\mathbf { W } | | _ { 2 } \\leq 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 193, + 246, + 212, + 259 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 212, + 247, + 218, + 256 + ], + "score": 0.49, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 246, + 504, + 259 + ], + "score": 1.0, + "content": "-Lipschitz, element-wise, monotonically increasing activation functions.", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 107, + 256, + 324, + 270 + ], + "spans": [ + { + "bbox": [ + 107, + 257, + 178, + 269 + ], + "score": 0.89, + "content": "I f | | \\nabla f ( \\mathbf { x } ) | | _ { 2 } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 256, + 278, + 270 + ], + "score": 1.0, + "content": "almost everywhere, then", + "type": "text" + }, + { + "bbox": [ + 279, + 257, + 286, + 268 + ], + "score": 0.82, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 256, + 324, + 270 + ], + "score": 1.0, + "content": "is linear.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9, + "bbox_fs": [ + 106, + 235, + 505, + 270 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 281, + 397, + 294 + ], + "lines": [ + { + "bbox": [ + 106, + 281, + 398, + 295 + ], + "spans": [ + { + "bbox": [ + 106, + 281, + 398, + 295 + ], + "score": 1.0, + "content": "Proof. We can express the input-output Jacobian of a neural network as:", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11, + "bbox_fs": [ + 106, + 281, + 398, + 295 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 192, + 298, + 419, + 326 + ], + "lines": [ + { + "bbox": [ + 192, + 298, + 419, + 326 + ], + "spans": [ + { + "bbox": [ + 192, + 298, + 419, + 326 + ], + "score": 0.93, + "content": "\\frac { \\partial f } { \\partial \\mathbf { x } } = \\frac { \\partial f } { \\partial h _ { L - 1 } } \\frac { \\partial h _ { L - 1 } } { \\partial z _ { L - 1 } } \\frac { \\partial z _ { L - 1 } } { \\partial \\mathbf { x } } = \\mathbf { W } _ { L } \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } \\frac { \\partial z _ { L - 1 } } { \\partial \\mathbf { x } }", + "type": "interline_equation", + "image_path": "5f4ce673bb290ac18d007845e5e9cd5a6dfe3ed0520bfd544dfc1bc5036953e3.jpg" + } + ] + } + ], + "index": 12.5, + "virtual_lines": [ + { + "bbox": [ + 192, + 298, + 419, + 312.0 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 192, + 312.0, + 419, + 326.0 + ], + "spans": [], + "index": 13 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 338, + 504, + 351 + ], + "lines": [ + { + "bbox": [ + 105, + 334, + 505, + 352 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 146, + 352 + ], + "score": 1.0, + "content": "Note that", + "type": "text" + }, + { + "bbox": [ + 146, + 338, + 213, + 349 + ], + "score": 0.91, + "content": "\\mathbf { W } _ { L } \\in \\mathbb { R } ^ { 1 \\times n _ { L - 1 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 334, + 505, + 352 + ], + "score": 1.0, + "content": ". Moreover, using the sub-multiplicativity of matrix norms, we can write:", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 14, + "bbox_fs": [ + 105, + 334, + 505, + 352 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 118, + 369, + 492, + 398 + ], + "lines": [ + { + "bbox": [ + 118, + 369, + 492, + 398 + ], + "spans": [ + { + "bbox": [ + 118, + 369, + 492, + 398 + ], + "score": 0.94, + "content": "1 = \\| \\frac { \\partial f } { \\partial \\mathbf { x } } \\| _ { 2 } \\leq | | \\mathbf { W } _ { L } \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } | | _ { 2 } \\| \\frac { \\partial z _ { L - 1 } } { \\partial \\mathbf { x } } \\| _ { 2 } \\leq | | \\mathbf { W } _ { L } | | _ { 2 } | | \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } | | _ { 2 } | \\frac { \\partial z _ { L - 1 } } { \\partial \\mathbf { x } } | | _ { 2 } \\leq 1", + "type": "interline_equation", + "image_path": "82ccaa3a482669c083b1fcd6332c0408038c65d69e613a3242b614efa557f427.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 118, + 369, + 492, + 378.6666666666667 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 118, + 378.6666666666667, + 492, + 388.33333333333337 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 118, + 388.33333333333337, + 492, + 398.00000000000006 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 403, + 502, + 425 + ], + "lines": [ + { + "bbox": [ + 105, + 402, + 505, + 417 + ], + "spans": [ + { + "bbox": [ + 105, + 402, + 120, + 417 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 121, + 406, + 128, + 413 + ], + "score": 0.78, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 128, + 402, + 505, + 417 + ], + "score": 1.0, + "content": "almost everywhere. The quantity is also upper bounded by 1 due to the 1-Lipschitz property.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 413, + 456, + 426 + ], + "spans": [ + { + "bbox": [ + 106, + 413, + 456, + 426 + ], + "score": 1.0, + "content": "Therefore, all of the Jacobian norms in the above equation must be equal to 1. Notably,", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5, + "bbox_fs": [ + 105, + 402, + 505, + 426 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 211, + 430, + 399, + 459 + ], + "lines": [ + { + "bbox": [ + 211, + 430, + 399, + 459 + ], + "spans": [ + { + "bbox": [ + 211, + 430, + 399, + 459 + ], + "score": 0.93, + "content": "\\bigg \\vert \\bigg \\vert \\mathbf { W } _ { L } \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } \\bigg \\vert \\bigg \\vert _ { 2 } = 1 \\quad \\mathrm { a n d } \\quad \\vert \\vert \\mathbf { W } _ { L } \\vert \\vert _ { 2 } = 1", + "type": "interline_equation", + "image_path": "7922545665591efdad968fc4ca9b401cf42ae27703743c93acc00ccd702a2fcd.jpg" + } + ] + } + ], + "index": 20.5, + "virtual_lines": [ + { + "bbox": [ + 211, + 430, + 399, + 444.5 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 211, + 444.5, + 399, + 459.0 + ], + "spans": [], + "index": 21 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 464, + 275, + 476 + ], + "lines": [ + { + "bbox": [ + 106, + 462, + 277, + 478 + ], + "spans": [ + { + "bbox": [ + 106, + 462, + 277, + 478 + ], + "score": 1.0, + "content": "We then consider the following operation:", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22, + "bbox_fs": [ + 106, + 462, + 277, + 478 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 159, + 480, + 453, + 514 + ], + "lines": [ + { + "bbox": [ + 159, + 480, + 453, + 514 + ], + "spans": [ + { + "bbox": [ + 159, + 480, + 453, + 514 + ], + "score": 0.93, + "content": "| | \\mathbf { W } _ { L } | | _ { 2 } ^ { 2 } - \\left| \\left| \\mathbf { W } _ { L } \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } \\right| \\right| _ { 2 } ^ { 2 } = \\sum _ { i = 1 } ^ { n } ( 1 - \\Big ( \\frac { \\partial \\phi ( z _ { L - 1 } ) } { \\partial z _ { L - 1 } } \\Big ) _ { i i } ^ { 2 } ) ( W _ { L , i } ) ^ { 2 } = 0", + "type": "interline_equation", + "image_path": "f3ef5e730cfed5635209b5035509fbdf53dad432947bf7d429744bf43719b7dc.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 159, + 480, + 453, + 491.3333333333333 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 159, + 491.3333333333333, + 453, + 502.66666666666663 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 159, + 502.66666666666663, + 453, + 514.0 + ], + "spans": [], + "index": 25 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 527, + 504, + 557 + ], + "lines": [ + { + "bbox": [ + 105, + 525, + 506, + 545 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 144, + 545 + ], + "score": 1.0, + "content": "We have", + "type": "text" + }, + { + "bbox": [ + 144, + 527, + 200, + 543 + ], + "score": 0.93, + "content": "\\begin{array} { r } { 0 \\le \\frac { \\partial \\phi } { \\partial z _ { L } } \\le 1 } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 200, + 525, + 212, + 545 + ], + "score": 1.0, + "content": "as", + "type": "text" + }, + { + "bbox": [ + 212, + 529, + 220, + 541 + ], + "score": 0.84, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 220, + 525, + 506, + 545 + ], + "score": 1.0, + "content": "is 1-Lipschitz and monotonically increasing. Therefore, we must have", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 542, + 392, + 558 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 132, + 555 + ], + "score": 1.0, + "content": "either", + "type": "text" + }, + { + "bbox": [ + 132, + 542, + 174, + 558 + ], + "score": 0.94, + "content": "\\begin{array} { r } { \\frac { \\partial \\phi } { \\partial z _ { L } } _ { i i } = 1 } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 174, + 542, + 266, + 557 + ], + "score": 1.0, + "content": "almost everywhere, or", + "type": "text" + }, + { + "bbox": [ + 266, + 543, + 309, + 556 + ], + "score": 0.92, + "content": "\\mathbf { W } _ { L , i } = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 309, + 542, + 392, + 557 + ], + "score": 1.0, + "content": ". Thus we can write,", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 26.5, + "bbox_fs": [ + 105, + 525, + 506, + 558 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 178, + 575, + 433, + 640 + ], + "lines": [ + { + "bbox": [ + 178, + 575, + 433, + 640 + ], + "spans": [ + { + "bbox": [ + 178, + 575, + 433, + 640 + ], + "score": 0.93, + "content": "\\begin{array} { l } { { z _ { L } = \\displaystyle \\sum _ { i = 1 } ^ { m } W _ { L , i } \\phi ( z _ { L - 1 } ) _ { i } + b _ { L } = \\sum _ { i : W _ { L , i } \\neq 0 } W _ { L , i } \\phi ( z _ { L - 1 } ) _ { i } + b _ { L } } } \\\\ { { = \\displaystyle \\sum _ { i : W _ { L , i } \\neq 0 } W _ { L , i } z _ { L - 1 , i } + b _ { L } } } \\end{array}", + "type": "interline_equation", + "image_path": "0508ed8fe4a9a808dbe3d9777c6d025e8d4ded4fcc77cb710e8178eb94a886f9.jpg" + } + ] + } + ], + "index": 29, + "virtual_lines": [ + { + "bbox": [ + 178, + 575, + 433, + 596.6666666666666 + ], + "spans": [], + "index": 28 + }, + { + "bbox": [ + 178, + 596.6666666666666, + 433, + 618.3333333333333 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 178, + 618.3333333333333, + 433, + 639.9999999999999 + ], + "spans": [], + "index": 30 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 650, + 505, + 695 + ], + "lines": [ + { + "bbox": [ + 105, + 650, + 505, + 663 + ], + "spans": [ + { + "bbox": [ + 105, + 650, + 131, + 663 + ], + "score": 1.0, + "content": "Then", + "type": "text" + }, + { + "bbox": [ + 131, + 653, + 144, + 662 + ], + "score": 0.84, + "content": "z _ { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 144, + 650, + 306, + 663 + ], + "score": 1.0, + "content": "can be written as a linear function of", + "type": "text" + }, + { + "bbox": [ + 306, + 653, + 329, + 662 + ], + "score": 0.88, + "content": "z _ { L - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 650, + 505, + 663 + ], + "score": 1.0, + "content": "almost everywhere and by Lipschitz con-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 661, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 106, + 661, + 248, + 673 + ], + "score": 1.0, + "content": "tinuity we must in fact have that", + "type": "text" + }, + { + "bbox": [ + 248, + 663, + 261, + 672 + ], + "score": 0.84, + "content": "z _ { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 661, + 359, + 673 + ], + "score": 1.0, + "content": "is a linear function of", + "type": "text" + }, + { + "bbox": [ + 359, + 663, + 382, + 673 + ], + "score": 0.88, + "content": "z _ { L - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 382, + 661, + 505, + 673 + ], + "score": 1.0, + "content": ". In particular, we can write", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 672, + 505, + 685 + ], + "spans": [ + { + "bbox": [ + 106, + 672, + 288, + 684 + ], + "score": 0.89, + "content": "z _ { L } = \\mathbf { W } _ { L } \\mathbf { W } _ { L - 1 } h _ { L - 2 } + ( \\mathbf { W } _ { L } b _ { L - 1 } + b _ { L } )", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 672, + 505, + 685 + ], + "score": 1.0, + "content": ", thus collapsing the last two layers into a single lin-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 104, + 680, + 450, + 696 + ], + "spans": [ + { + "bbox": [ + 104, + 680, + 224, + 696 + ], + "score": 1.0, + "content": "ear layer, with weight matrix", + "type": "text" + }, + { + "bbox": [ + 225, + 683, + 319, + 694 + ], + "score": 0.89, + "content": "\\mathbf { W } _ { L } \\mathbf { W } _ { L - 1 } \\in \\mathbb { R } ^ { 1 \\times n _ { L - 2 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 680, + 383, + 696 + ], + "score": 1.0, + "content": "and scalar bias", + "type": "text" + }, + { + "bbox": [ + 383, + 683, + 445, + 695 + ], + "score": 0.92, + "content": "\\mathbf { W } _ { L } \\mathbf { b } _ { L - 1 } + b _ { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 445, + 680, + 450, + 696 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 32.5, + "bbox_fs": [ + 104, + 650, + 505, + 696 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 699, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 358, + 712 + ], + "score": 1.0, + "content": "From here we can apply the exact same argument as above to", + "type": "text" + }, + { + "bbox": [ + 359, + 699, + 394, + 711 + ], + "score": 0.92, + "content": "\\phi ( \\mathbf { z } _ { L - 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 699, + 506, + 712 + ], + "score": 1.0, + "content": ", reducing the next layer to", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "be linear. By repeating this all the way to the first linear layer we collapse the network into a single", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 720, + 505, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 170, + 732 + ], + "score": 1.0, + "content": "linear function.", + "type": "text" + }, + { + "bbox": [ + 495, + 722, + 505, + 731 + ], + "score": 0.983, + "content": "□", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 36, + "bbox_fs": [ + 105, + 699, + 506, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 505, + 119 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 270, + 95 + ], + "score": 1.0, + "content": "Theorem 2. Consider a neural network,", + "type": "text" + }, + { + "bbox": [ + 270, + 83, + 321, + 94 + ], + "score": 0.91, + "content": "f : \\mathbb { R } ^ { n } \\mathbb { R } ,", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "built with matrix 2-norm constrained weights", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 144, + 106 + ], + "score": 1.0, + "content": "and with", + "type": "text" + }, + { + "bbox": [ + 145, + 93, + 209, + 105 + ], + "score": 0.92, + "content": "| | \\nabla f ( \\mathbf { x } ) | | _ { 2 } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 209, + 93, + 505, + 106 + ], + "score": 1.0, + "content": "almost everywhere. Then, without changing the computed function, each", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 492, + 120 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 164, + 120 + ], + "score": 1.0, + "content": "weight matrix", + "type": "text" + }, + { + "bbox": [ + 164, + 106, + 215, + 117 + ], + "score": 0.9, + "content": "\\mathbf { W } \\in R ^ { m \\times k }", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 105, + 338, + 120 + ], + "score": 1.0, + "content": "can be replaced with a matrix", + "type": "text" + }, + { + "bbox": [ + 338, + 104, + 351, + 117 + ], + "score": 0.79, + "content": "\\widetilde { \\mathbf { W } }", + "type": "inline_equation" + }, + { + "bbox": [ + 352, + 105, + 492, + 120 + ], + "score": 1.0, + "content": "whose singular values all equal 1.", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1 + }, + { + "type": "text", + "bbox": [ + 105, + 132, + 505, + 155 + ], + "lines": [ + { + "bbox": [ + 106, + 133, + 505, + 145 + ], + "spans": [ + { + "bbox": [ + 106, + 133, + 223, + 145 + ], + "score": 1.0, + "content": "Proof. Take a weight matrix", + "type": "text" + }, + { + "bbox": [ + 223, + 133, + 239, + 144 + ], + "score": 0.87, + "content": "\\mathbf { W } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 133, + 257, + 145 + ], + "score": 1.0, + "content": ", for", + "type": "text" + }, + { + "bbox": [ + 258, + 133, + 282, + 143 + ], + "score": 0.9, + "content": "i < L", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 133, + 505, + 145 + ], + "score": 1.0, + "content": ". By the argument presented in the proof of Theorem 1,", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 143, + 460, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 143, + 460, + 156 + ], + "score": 1.0, + "content": "this weight matrix must preserve the norm of gradients during backpropagation. That is,", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3.5 + }, + { + "type": "interline_equation", + "bbox": [ + 269, + 168, + 340, + 197 + ], + "lines": [ + { + "bbox": [ + 269, + 168, + 340, + 197 + ], + "spans": [ + { + "bbox": [ + 269, + 168, + 340, + 197 + ], + "score": 0.94, + "content": "\\mathbf { \\tau } _ { 1 } = \\left\\| \\frac { \\partial f } { \\partial z _ { i } } \\mathbf { W } _ { i } \\right\\| _ { 2 }", + "type": "interline_equation", + "image_path": "0aacc987b657853e7b071dc60fc5e4580246ca30b94b645a9eaa4b979c6ade6e.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 269, + 168, + 340, + 197 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 207, + 505, + 249 + ], + "lines": [ + { + "bbox": [ + 105, + 206, + 504, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 207, + 309, + 221 + ], + "score": 1.0, + "content": "Using the singular value decomposition, we write", + "type": "text" + }, + { + "bbox": [ + 309, + 208, + 372, + 220 + ], + "score": 0.91, + "content": "\\mathbf { W } _ { i } = \\mathbf { U } \\pmb { \\Sigma } \\mathbf { V } ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 372, + 207, + 441, + 221 + ], + "score": 1.0, + "content": ". We then define", + "type": "text" + }, + { + "bbox": [ + 441, + 206, + 504, + 220 + ], + "score": 0.91, + "content": "\\widetilde { \\mathbf { W } } _ { i } = \\mathbf { U } \\widetilde { \\pmb { \\Sigma } } \\mathbf { V } ^ { T }", + "type": "inline_equation" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 218, + 506, + 236 + ], + "spans": [ + { + "bbox": [ + 105, + 218, + 133, + 236 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 221, + 143, + 232 + ], + "score": 0.86, + "content": "\\tilde { \\Sigma }", + "type": "inline_equation" + }, + { + "bbox": [ + 143, + 218, + 340, + 236 + ], + "score": 1.0, + "content": "has ones along the diagonal. Furthermore, define", + "type": "text" + }, + { + "bbox": [ + 340, + 220, + 448, + 235 + ], + "score": 0.93, + "content": "\\mathbf { W } _ { i } ^ { ( t ) } = t \\mathbf { W } _ { i } + ( 1 - t ) \\widetilde { \\mathbf { W } } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 218, + 506, + 236 + ], + "score": 1.0, + "content": ". Now replace", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 232, + 294, + 251 + ], + "spans": [ + { + "bbox": [ + 106, + 236, + 123, + 248 + ], + "score": 0.9, + "content": "\\mathbf { W } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 123, + 232, + 144, + 251 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 145, + 234, + 167, + 249 + ], + "score": 0.92, + "content": "\\mathbf { W } _ { i } ^ { ( t ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 167, + 232, + 294, + 251 + ], + "score": 1.0, + "content": "in the network. Then we have,", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7 + }, + { + "type": "interline_equation", + "bbox": [ + 164, + 267, + 447, + 294 + ], + "lines": [ + { + "bbox": [ + 164, + 267, + 447, + 294 + ], + "spans": [ + { + "bbox": [ + 164, + 267, + 447, + 294 + ], + "score": 0.91, + "content": "\\frac { \\partial f } { \\partial t } = \\frac { \\partial f } { \\partial z _ { i } } \\frac { \\partial z _ { i } } { \\partial t } = \\frac { \\partial f } { \\partial z _ { i } } ( \\mathbf { W } _ { i } - \\widetilde { \\mathbf { W } } _ { i } ) h _ { i - 1 } = \\frac { \\partial f } { \\partial z _ { i } } \\mathbf { U } \\big ( \\Sigma _ { i } - \\widetilde { \\Sigma } _ { i } \\big ) \\mathbf { V } ^ { T } h _ { i - 1 }", + "type": "interline_equation", + "image_path": "3ec49214c03eacf91969be505d6d18167883fe5d6dbdf2e9d7ec2aade037a531.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 164, + 267, + 447, + 294 + ], + "spans": [], + "index": 9 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 305, + 505, + 363 + ], + "lines": [ + { + "bbox": [ + 105, + 301, + 508, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 301, + 170, + 327 + ], + "score": 1.0, + "content": "As the norm of", + "type": "text" + }, + { + "bbox": [ + 170, + 306, + 185, + 322 + ], + "score": 0.92, + "content": "\\frac { \\partial f } { \\partial { \\pmb z } _ { i } }", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 301, + 249, + 327 + ], + "score": 1.0, + "content": "is preserved by", + "type": "text" + }, + { + "bbox": [ + 249, + 308, + 266, + 319 + ], + "score": 0.89, + "content": "\\mathbf { W } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 301, + 342, + 327 + ], + "score": 1.0, + "content": "we must have that", + "type": "text" + }, + { + "bbox": [ + 342, + 306, + 400, + 322 + ], + "score": 0.94, + "content": "\\begin{array} { r } { \\pmb { u } = ( \\frac { \\partial f } { \\partial \\pmb { z } _ { i } } \\mathbf { U } ) ^ { T } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 301, + 508, + 327 + ], + "score": 1.0, + "content": "has non-zero entries only", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 320, + 504, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 194, + 336 + ], + "score": 1.0, + "content": "where the diagonal of", + "type": "text" + }, + { + "bbox": [ + 195, + 323, + 204, + 333 + ], + "score": 0.82, + "content": "\\pmb { \\Sigma }", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 321, + 255, + 336 + ], + "score": 1.0, + "content": "is 1. That is,", + "type": "text" + }, + { + "bbox": [ + 255, + 323, + 349, + 335 + ], + "score": 0.92, + "content": "u _ { j } = 0 \\Longleftrightarrow \\Sigma _ { j j } < 1", + "type": "inline_equation" + }, + { + "bbox": [ + 349, + 321, + 440, + 336 + ], + "score": 1.0, + "content": ". In particular, we have", + "type": "text" + }, + { + "bbox": [ + 440, + 320, + 504, + 334 + ], + "score": 0.93, + "content": "\\pmb { u } ^ { T } \\pmb { \\Sigma } _ { i } = \\pmb { u } ^ { T } \\widetilde { \\pmb { \\Sigma } } _ { i }", + "type": "inline_equation" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 333, + 506, + 351 + ], + "spans": [ + { + "bbox": [ + 105, + 335, + 159, + 351 + ], + "score": 1.0, + "content": "meaning ∂f∂t", + "type": "text" + }, + { + "bbox": [ + 144, + 334, + 176, + 349 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\frac { \\partial f } { \\partial t } = 0 } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 177, + 333, + 387, + 349 + ], + "score": 1.0, + "content": ". Thus, the output of the network is the same for all", + "type": "text" + }, + { + "bbox": [ + 387, + 337, + 392, + 346 + ], + "score": 0.71, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 392, + 333, + 462, + 349 + ], + "score": 1.0, + "content": ", in particular for", + "type": "text" + }, + { + "bbox": [ + 462, + 336, + 487, + 346 + ], + "score": 0.9, + "content": "t = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 333, + 506, + 349 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 348, + 452, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 351, + 129, + 361 + ], + "score": 0.87, + "content": "t = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 130, + 351, + 220, + 363 + ], + "score": 1.0, + "content": ". Thus, we can replace", + "type": "text" + }, + { + "bbox": [ + 221, + 350, + 237, + 362 + ], + "score": 0.9, + "content": "\\mathbf { W } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 351, + 258, + 363 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 258, + 348, + 275, + 362 + ], + "score": 0.9, + "content": "\\widetilde { \\mathbf { W } } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 275, + 351, + 452, + 363 + ], + "score": 1.0, + "content": "and the network output remains unchanged.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 11.5 + }, + { + "type": "text", + "bbox": [ + 106, + 366, + 505, + 390 + ], + "lines": [ + { + "bbox": [ + 106, + 366, + 505, + 379 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 249, + 379 + ], + "score": 1.0, + "content": "We can repeat this argument for all", + "type": "text" + }, + { + "bbox": [ + 249, + 367, + 274, + 378 + ], + "score": 0.9, + "content": "i < L", + "type": "inline_equation" + }, + { + "bbox": [ + 275, + 366, + 293, + 379 + ], + "score": 1.0, + "content": "(for", + "type": "text" + }, + { + "bbox": [ + 293, + 368, + 316, + 378 + ], + "score": 0.89, + "content": "i = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 366, + 406, + 379 + ], + "score": 1.0, + "content": "we adopt the notation", + "type": "text" + }, + { + "bbox": [ + 406, + 368, + 438, + 378 + ], + "score": 0.92, + "content": "\\boldsymbol { h } _ { 0 } = \\boldsymbol { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 439, + 366, + 505, + 379 + ], + "score": 1.0, + "content": ", the input to the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 377, + 504, + 390 + ], + "spans": [ + { + "bbox": [ + 105, + 377, + 164, + 390 + ], + "score": 1.0, + "content": "network). For", + "type": "text" + }, + { + "bbox": [ + 164, + 378, + 189, + 388 + ], + "score": 0.91, + "content": "i = L", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 377, + 297, + 390 + ], + "score": 1.0, + "content": "the result follows directly.", + "type": "text" + }, + { + "bbox": [ + 496, + 379, + 504, + 387 + ], + "score": 0.96, + "content": "□", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14.5 + }, + { + "type": "title", + "bbox": [ + 107, + 405, + 429, + 419 + ], + "lines": [ + { + "bbox": [ + 105, + 404, + 430, + 421 + ], + "spans": [ + { + "bbox": [ + 105, + 404, + 430, + 421 + ], + "score": 1.0, + "content": "D UNIVERSAL APPROXIMATION OF 1-LIPSCHITZ FUNCTIONS", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 105, + 430, + 504, + 453 + ], + "lines": [ + { + "bbox": [ + 106, + 430, + 505, + 443 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 505, + 443 + ], + "score": 1.0, + "content": "Here we present formal proofs related to finding neural network architectures which are able to", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 442, + 408, + 454 + ], + "spans": [ + { + "bbox": [ + 105, + 442, + 408, + 454 + ], + "score": 1.0, + "content": "approximate any 1-Lipschitz function. We begin with a proof of Lemma 1.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 17.5 + }, + { + "type": "text", + "bbox": [ + 106, + 456, + 505, + 501 + ], + "lines": [ + { + "bbox": [ + 105, + 456, + 506, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 366, + 469 + ], + "score": 1.0, + "content": "Lemma 1. (Restricted Stone-Weierstrass Theorem) Suppose that", + "type": "text" + }, + { + "bbox": [ + 366, + 456, + 399, + 469 + ], + "score": 0.92, + "content": "( X , d _ { X } )", + "type": "inline_equation" + }, + { + "bbox": [ + 400, + 456, + 506, + 469 + ], + "score": 1.0, + "content": "is a compact metric space", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 466, + 506, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 222, + 480 + ], + "score": 1.0, + "content": "with at least two points and", + "type": "text" + }, + { + "bbox": [ + 222, + 468, + 231, + 477 + ], + "score": 0.71, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 231, + 466, + 288, + 480 + ], + "score": 1.0, + "content": "is a lattice in", + "type": "text" + }, + { + "bbox": [ + 289, + 468, + 330, + 479 + ], + "score": 0.93, + "content": "C _ { L } ( X , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 466, + 506, + 480 + ], + "score": 1.0, + "content": "with the property that for any two distinct", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 478, + 504, + 490 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 144, + 490 + ], + "score": 1.0, + "content": "elements", + "type": "text" + }, + { + "bbox": [ + 145, + 478, + 184, + 489 + ], + "score": 0.91, + "content": "x , y \\in X", + "type": "inline_equation" + }, + { + "bbox": [ + 184, + 478, + 320, + 490 + ], + "score": 1.0, + "content": "and any two real numbers a and", + "type": "text" + }, + { + "bbox": [ + 321, + 479, + 326, + 488 + ], + "score": 0.36, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 478, + 367, + 490 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 368, + 478, + 448, + 489 + ], + "score": 0.9, + "content": "{ \\bar { | } } a { \\bar { - } } b { \\bar { | } } \\leq d _ { X } { \\bar { ( x , y ) } }", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 478, + 497, + 490 + ], + "score": 1.0, + "content": "there exists", + "type": "text" + }, + { + "bbox": [ + 498, + 480, + 504, + 488 + ], + "score": 0.43, + "content": "a", + "type": "inline_equation" + } + ], + "index": 21 + }, + { + "bbox": [ + 104, + 488, + 430, + 501 + ], + "spans": [ + { + "bbox": [ + 104, + 488, + 141, + 501 + ], + "score": 1.0, + "content": "function", + "type": "text" + }, + { + "bbox": [ + 142, + 489, + 168, + 500 + ], + "score": 0.9, + "content": "f \\in L", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 488, + 208, + 501 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 208, + 489, + 247, + 501 + ], + "score": 0.92, + "content": "f ( x ) = a", + "type": "inline_equation" + }, + { + "bbox": [ + 248, + 488, + 266, + 501 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 266, + 488, + 303, + 501 + ], + "score": 0.92, + "content": "f ( y ) = b", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 488, + 330, + 501 + ], + "score": 1.0, + "content": ". Then", + "type": "text" + }, + { + "bbox": [ + 330, + 489, + 338, + 498 + ], + "score": 0.75, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 339, + 488, + 384, + 501 + ], + "score": 1.0, + "content": "is dense in", + "type": "text" + }, + { + "bbox": [ + 384, + 489, + 425, + 501 + ], + "score": 0.92, + "content": "C _ { L } ( X , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 426, + 488, + 430, + 501 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 20.5 + }, + { + "type": "text", + "bbox": [ + 106, + 514, + 506, + 547 + ], + "lines": [ + { + "bbox": [ + 105, + 514, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 514, + 506, + 527 + ], + "score": 1.0, + "content": "Proof. This proof follows a standard approach with small modifications. We aim to show that for", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 525, + 506, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 123, + 538 + ], + "score": 1.0, + "content": "any", + "type": "text" + }, + { + "bbox": [ + 124, + 525, + 182, + 537 + ], + "score": 0.93, + "content": "\\dot { \\boldsymbol { g } } \\in C _ { L } ( \\mathbf { \\bar { X } } , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 182, + 525, + 200, + 538 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 201, + 526, + 224, + 536 + ], + "score": 0.89, + "content": "\\epsilon > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 525, + 273, + 538 + ], + "score": 1.0, + "content": "we can find", + "type": "text" + }, + { + "bbox": [ + 273, + 525, + 299, + 537 + ], + "score": 0.92, + "content": "f \\in L", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 525, + 339, + 538 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 339, + 525, + 399, + 537 + ], + "score": 0.92, + "content": "| | g - f | | _ { \\infty } < \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 400, + 525, + 506, + 538 + ], + "score": 1.0, + "content": "(i.e. the largest difference", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 535, + 131, + 549 + ], + "spans": [ + { + "bbox": [ + 104, + 535, + 115, + 549 + ], + "score": 1.0, + "content": "is", + "type": "text" + }, + { + "bbox": [ + 116, + 538, + 121, + 546 + ], + "score": 0.51, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 122, + 535, + 131, + 549 + ], + "score": 1.0, + "content": ").", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 106, + 552, + 505, + 586 + ], + "lines": [ + { + "bbox": [ + 105, + 551, + 506, + 566 + ], + "spans": [ + { + "bbox": [ + 105, + 551, + 122, + 566 + ], + "score": 1.0, + "content": "Fix", + "type": "text" + }, + { + "bbox": [ + 122, + 553, + 151, + 563 + ], + "score": 0.88, + "content": "x \\in X", + "type": "inline_equation" + }, + { + "bbox": [ + 152, + 551, + 214, + 566 + ], + "score": 1.0, + "content": ". Then for each", + "type": "text" + }, + { + "bbox": [ + 215, + 553, + 243, + 564 + ], + "score": 0.91, + "content": "y \\in X", + "type": "inline_equation" + }, + { + "bbox": [ + 244, + 551, + 295, + 566 + ], + "score": 1.0, + "content": ", we have an", + "type": "text" + }, + { + "bbox": [ + 295, + 553, + 326, + 565 + ], + "score": 0.92, + "content": "f _ { y } \\in L", + "type": "inline_equation" + }, + { + "bbox": [ + 326, + 551, + 348, + 566 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 348, + 552, + 405, + 565 + ], + "score": 0.92, + "content": "f _ { y } ( x ) = g ( x )", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 551, + 424, + 566 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 424, + 552, + 479, + 564 + ], + "score": 0.91, + "content": "f _ { y } ( y ) = g ( y )", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 551, + 506, + 566 + ], + "score": 1.0, + "content": ". This", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 561, + 505, + 576 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 266, + 576 + ], + "score": 1.0, + "content": "follows from the separation property of", + "type": "text" + }, + { + "bbox": [ + 267, + 564, + 275, + 573 + ], + "score": 0.83, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 275, + 561, + 369, + 576 + ], + "score": 1.0, + "content": "and, using the fact that", + "type": "text" + }, + { + "bbox": [ + 370, + 566, + 376, + 575 + ], + "score": 0.83, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 376, + 561, + 438, + 576 + ], + "score": 1.0, + "content": "is 1-Lipschitz,", + "type": "text" + }, + { + "bbox": [ + 438, + 564, + 505, + 575 + ], + "score": 0.9, + "content": "| g ( x ) - g ( y ) | \\leq", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 107, + 572, + 149, + 588 + ], + "spans": [ + { + "bbox": [ + 107, + 574, + 143, + 586 + ], + "score": 0.92, + "content": "d _ { X } ( x , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 144, + 572, + 149, + 588 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 106, + 590, + 505, + 624 + ], + "lines": [ + { + "bbox": [ + 105, + 588, + 506, + 604 + ], + "spans": [ + { + "bbox": [ + 105, + 588, + 136, + 604 + ], + "score": 1.0, + "content": "Define", + "type": "text" + }, + { + "bbox": [ + 136, + 590, + 285, + 602 + ], + "score": 0.92, + "content": "V _ { y } = \\{ z \\in X : f _ { y } ( z ) < g ( z ) + \\epsilon \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 285, + 588, + 313, + 604 + ], + "score": 1.0, + "content": ". Then", + "type": "text" + }, + { + "bbox": [ + 314, + 591, + 326, + 602 + ], + "score": 0.86, + "content": "V _ { y }", + "type": "inline_equation" + }, + { + "bbox": [ + 326, + 588, + 413, + 604 + ], + "score": 1.0, + "content": "is open and we have", + "type": "text" + }, + { + "bbox": [ + 414, + 591, + 454, + 603 + ], + "score": 0.89, + "content": "x , y \\in V _ { y }", + "type": "inline_equation" + }, + { + "bbox": [ + 455, + 588, + 506, + 604 + ], + "score": 1.0, + "content": ". Therefore,", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 104, + 599, + 506, + 615 + ], + "spans": [ + { + "bbox": [ + 104, + 599, + 192, + 615 + ], + "score": 1.0, + "content": "the collection of sets", + "type": "text" + }, + { + "bbox": [ + 192, + 602, + 230, + 613 + ], + "score": 0.88, + "content": "\\{ V _ { y } \\} _ { y \\in X }", + "type": "inline_equation" + }, + { + "bbox": [ + 231, + 599, + 311, + 615 + ], + "score": 1.0, + "content": "is an open cover of", + "type": "text" + }, + { + "bbox": [ + 311, + 602, + 321, + 611 + ], + "score": 0.83, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 599, + 419, + 615 + ], + "score": 1.0, + "content": ". By the compactness of", + "type": "text" + }, + { + "bbox": [ + 420, + 602, + 429, + 611 + ], + "score": 0.85, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 599, + 506, + 615 + ], + "score": 1.0, + "content": ", there exists some", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 104, + 609, + 452, + 627 + ], + "spans": [ + { + "bbox": [ + 104, + 609, + 178, + 627 + ], + "score": 1.0, + "content": "finite subcover of", + "type": "text" + }, + { + "bbox": [ + 179, + 612, + 189, + 622 + ], + "score": 0.84, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 609, + 210, + 627 + ], + "score": 1.0, + "content": ", say,", + "type": "text" + }, + { + "bbox": [ + 210, + 612, + 272, + 624 + ], + "score": 0.93, + "content": "\\{ V _ { y _ { 1 } } , \\ldots , V _ { y _ { n } } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 609, + 396, + 627 + ], + "score": 1.0, + "content": ", with corresponding functions", + "type": "text" + }, + { + "bbox": [ + 396, + 612, + 446, + 624 + ], + "score": 0.92, + "content": "f _ { y _ { 1 } } , \\ldots , f _ { y _ { n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 609, + 452, + 627 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 106, + 628, + 504, + 651 + ], + "lines": [ + { + "bbox": [ + 104, + 626, + 506, + 642 + ], + "spans": [ + { + "bbox": [ + 104, + 626, + 123, + 642 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 123, + 628, + 225, + 640 + ], + "score": 0.89, + "content": "F _ { x } = m i n ( f _ { y _ { 1 } } , . . . , f _ { y _ { n } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 626, + 256, + 642 + ], + "score": 1.0, + "content": ". Since", + "type": "text" + }, + { + "bbox": [ + 256, + 629, + 264, + 638 + ], + "score": 0.81, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 265, + 626, + 368, + 642 + ], + "score": 1.0, + "content": "is a lattice we must have", + "type": "text" + }, + { + "bbox": [ + 368, + 628, + 401, + 639 + ], + "score": 0.92, + "content": "F _ { x } \\in L", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 626, + 506, + 642 + ], + "score": 1.0, + "content": ". 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Then", + "type": "text" + }, + { + "bbox": [ + 332, + 656, + 345, + 667 + ], + "score": 0.89, + "content": "U _ { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 345, + 654, + 449, + 668 + ], + "score": 1.0, + "content": "is an open set containing", + "type": "text" + }, + { + "bbox": [ + 449, + 658, + 456, + 666 + ], + "score": 0.76, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 456, + 654, + 505, + 668 + ], + "score": 1.0, + "content": ". Therefore,", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 664, + 505, + 680 + ], + "spans": [ + { + "bbox": [ + 105, + 664, + 163, + 680 + ], + "score": 1.0, + "content": "the collection", + "type": "text" + }, + { + "bbox": [ + 164, + 667, + 203, + 678 + ], + "score": 0.9, + "content": "\\{ U _ { x } \\} _ { x \\in X }", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 664, + 284, + 680 + ], + "score": 1.0, + "content": "is an open cover of", + "type": "text" + }, + { + "bbox": [ + 285, + 667, + 294, + 676 + ], + "score": 0.83, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 664, + 414, + 680 + ], + "score": 1.0, + "content": "and admits a finite subcover,", + "type": "text" + }, + { + "bbox": [ + 414, + 666, + 480, + 678 + ], + "score": 0.93, + "content": "\\{ U _ { x _ { 1 } } , \\dotsc , U _ { x _ { m } } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 481, + 664, + 505, + 680 + ], + "score": 1.0, + "content": ", with", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 104, + 671, + 268, + 694 + ], + "spans": [ + { + "bbox": [ + 104, + 671, + 205, + 694 + ], + "score": 1.0, + "content": "x x X corresponding functions", + "type": "text" + }, + { + "bbox": [ + 206, + 677, + 262, + 689 + ], + "score": 0.94, + "content": "F _ { x _ { 1 } } , \\ldots , F _ { x _ { m } }", + "type": "inline_equation" + }, + { + "bbox": [ + 262, + 671, + 268, + 694 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 35 + }, + { + "type": "text", + "bbox": [ + 108, + 692, + 419, + 706 + ], + "lines": [ + { + "bbox": [ + 105, + 692, + 419, + 708 + ], + "spans": [ + { + "bbox": [ + 105, + 692, + 122, + 708 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 122, + 693, + 247, + 705 + ], + "score": 0.92, + "content": "G = m a x ( F _ { x _ { 1 } } , \\dots , F _ { x _ { m } } ) \\in L", + "type": "inline_equation" + }, + { + "bbox": [ + 247, + 692, + 288, + 708 + ], + "score": 1.0, + "content": ". We have", + "type": "text" + }, + { + "bbox": [ + 288, + 693, + 357, + 705 + ], + "score": 0.92, + "content": "G ( z ) > g ( z ) - \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 692, + 387, + 708 + ], + "score": 1.0, + "content": ", for all", + "type": "text" + }, + { + "bbox": [ + 387, + 694, + 414, + 704 + ], + "score": 0.89, + "content": "z \\in X", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 692, + 419, + 708 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 106, + 709, + 506, + 733 + ], + "lines": [ + { + "bbox": [ + 106, + 708, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 106, + 708, + 280, + 723 + ], + "score": 1.0, + "content": "Combining both inequalities, we have that", + "type": "text" + }, + { + "bbox": [ + 281, + 709, + 403, + 722 + ], + "score": 0.92, + "content": "g ( z ) - \\epsilon < G ( z ) < g ( z ) + \\epsilon ,", + "type": "inline_equation" + }, + { + "bbox": [ + 403, + 708, + 433, + 723 + ], + "score": 1.0, + "content": ", for all", + "type": "text" + }, + { + "bbox": [ + 434, + 710, + 462, + 720 + ], + "score": 0.91, + "content": "z \\in X", + "type": "inline_equation" + }, + { + "bbox": [ + 463, + 708, + 506, + 723 + ], + "score": 1.0, + "content": ". Or more", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 720, + 504, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 152, + 732 + ], + "score": 1.0, + "content": "succinctly,", + "type": "text" + }, + { + "bbox": [ + 152, + 720, + 215, + 732 + ], + "score": 0.95, + "content": "| | g - G | | _ { \\infty } < \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 215, + 720, + 340, + 732 + ], + "score": 1.0, + "content": ". The result is proved by taking", + "type": "text" + }, + { + "bbox": [ + 340, + 722, + 368, + 732 + ], + "score": 0.9, + "content": "f = G", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 720, + 373, + 732 + ], + "score": 1.0, + "content": ".", + "type": "text" + }, + { + "bbox": [ + 495, + 722, + 504, + 730 + ], + "score": 0.98, + "content": "□", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38.5 + } + ], + "page_idx": 17, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 308, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 308, + 39 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 308, + 39 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "18", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 81, + 505, + 119 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 270, + 95 + ], + "score": 1.0, + "content": "Theorem 2. Consider a neural network,", + "type": "text" + }, + { + "bbox": [ + 270, + 83, + 321, + 94 + ], + "score": 0.91, + "content": "f : \\mathbb { R } ^ { n } \\mathbb { R } ,", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "built with matrix 2-norm constrained weights", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 144, + 106 + ], + "score": 1.0, + "content": "and with", + "type": "text" + }, + { + "bbox": [ + 145, + 93, + 209, + 105 + ], + "score": 0.92, + "content": "| | \\nabla f ( \\mathbf { x } ) | | _ { 2 } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 209, + 93, + 505, + 106 + ], + "score": 1.0, + "content": "almost everywhere. Then, without changing the computed function, each", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 492, + 120 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 164, + 120 + ], + "score": 1.0, + "content": "weight matrix", + "type": "text" + }, + { + "bbox": [ + 164, + 106, + 215, + 117 + ], + "score": 0.9, + "content": "\\mathbf { W } \\in R ^ { m \\times k }", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 105, + 338, + 120 + ], + "score": 1.0, + "content": "can be replaced with a matrix", + "type": "text" + }, + { + "bbox": [ + 338, + 104, + 351, + 117 + ], + "score": 0.79, + "content": "\\widetilde { \\mathbf { W } }", + "type": "inline_equation" + }, + { + "bbox": [ + 352, + 105, + 492, + 120 + ], + "score": 1.0, + "content": "whose singular values all equal 1.", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1, + "bbox_fs": [ + 105, + 82, + 505, + 120 + ] + }, + { + "type": "text", + "bbox": [ + 105, + 132, + 505, + 155 + ], + "lines": [ + { + "bbox": [ + 106, + 133, + 505, + 145 + ], + "spans": [ + { + "bbox": [ + 106, + 133, + 223, + 145 + ], + "score": 1.0, + "content": "Proof. Take a weight matrix", + "type": "text" + }, + { + "bbox": [ + 223, + 133, + 239, + 144 + ], + "score": 0.87, + "content": "\\mathbf { W } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 133, + 257, + 145 + ], + "score": 1.0, + "content": ", for", + "type": "text" + }, + { + "bbox": [ + 258, + 133, + 282, + 143 + ], + "score": 0.9, + "content": "i < L", + "type": "inline_equation" + }, + { + "bbox": [ + 282, + 133, + 505, + 145 + ], + "score": 1.0, + "content": ". By the argument presented in the proof of Theorem 1,", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 143, + 460, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 143, + 460, + 156 + ], + "score": 1.0, + "content": "this weight matrix must preserve the norm of gradients during backpropagation. That is,", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3.5, + "bbox_fs": [ + 105, + 133, + 505, + 156 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 269, + 168, + 340, + 197 + ], + "lines": [ + { + "bbox": [ + 269, + 168, + 340, + 197 + ], + "spans": [ + { + "bbox": [ + 269, + 168, + 340, + 197 + ], + "score": 0.94, + "content": "\\mathbf { \\tau } _ { 1 } = \\left\\| \\frac { \\partial f } { \\partial z _ { i } } \\mathbf { W } _ { i } \\right\\| _ { 2 }", + "type": "interline_equation", + "image_path": "0aacc987b657853e7b071dc60fc5e4580246ca30b94b645a9eaa4b979c6ade6e.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 269, + 168, + 340, + 197 + ], + "spans": [], + "index": 5 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 207, + 505, + 249 + ], + "lines": [ + { + "bbox": [ + 105, + 206, + 504, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 207, + 309, + 221 + ], + "score": 1.0, + "content": "Using the singular value decomposition, we write", + "type": "text" + }, + { + "bbox": [ + 309, + 208, + 372, + 220 + ], + "score": 0.91, + "content": "\\mathbf { W } _ { i } = \\mathbf { U } \\pmb { \\Sigma } \\mathbf { V } ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 372, + 207, + 441, + 221 + ], + "score": 1.0, + "content": ". We then define", + "type": "text" + }, + { + "bbox": [ + 441, + 206, + 504, + 220 + ], + "score": 0.91, + "content": "\\widetilde { \\mathbf { W } } _ { i } = \\mathbf { U } \\widetilde { \\pmb { \\Sigma } } \\mathbf { V } ^ { T }", + "type": "inline_equation" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 218, + 506, + 236 + ], + "spans": [ + { + "bbox": [ + 105, + 218, + 133, + 236 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 221, + 143, + 232 + ], + "score": 0.86, + "content": "\\tilde { \\Sigma }", + "type": "inline_equation" + }, + { + "bbox": [ + 143, + 218, + 340, + 236 + ], + "score": 1.0, + "content": "has ones along the diagonal. Furthermore, define", + "type": "text" + }, + { + "bbox": [ + 340, + 220, + 448, + 235 + ], + "score": 0.93, + "content": "\\mathbf { W } _ { i } ^ { ( t ) } = t \\mathbf { W } _ { i } + ( 1 - t ) \\widetilde { \\mathbf { W } } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 218, + 506, + 236 + ], + "score": 1.0, + "content": ". Now replace", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 232, + 294, + 251 + ], + "spans": [ + { + "bbox": [ + 106, + 236, + 123, + 248 + ], + "score": 0.9, + "content": "\\mathbf { W } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 123, + 232, + 144, + 251 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 145, + 234, + 167, + 249 + ], + "score": 0.92, + "content": "\\mathbf { W } _ { i } ^ { ( t ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 167, + 232, + 294, + 251 + ], + "score": 1.0, + "content": "in the network. Then we have,", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7, + "bbox_fs": [ + 105, + 206, + 506, + 251 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 164, + 267, + 447, + 294 + ], + "lines": [ + { + "bbox": [ + 164, + 267, + 447, + 294 + ], + "spans": [ + { + "bbox": [ + 164, + 267, + 447, + 294 + ], + "score": 0.91, + "content": "\\frac { \\partial f } { \\partial t } = \\frac { \\partial f } { \\partial z _ { i } } \\frac { \\partial z _ { i } } { \\partial t } = \\frac { \\partial f } { \\partial z _ { i } } ( \\mathbf { W } _ { i } - \\widetilde { \\mathbf { W } } _ { i } ) h _ { i - 1 } = \\frac { \\partial f } { \\partial z _ { i } } \\mathbf { U } \\big ( \\Sigma _ { i } - \\widetilde { \\Sigma } _ { i } \\big ) \\mathbf { V } ^ { T } h _ { i - 1 }", + "type": "interline_equation", + "image_path": "3ec49214c03eacf91969be505d6d18167883fe5d6dbdf2e9d7ec2aade037a531.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 164, + 267, + 447, + 294 + ], + "spans": [], + "index": 9 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 305, + 505, + 363 + ], + "lines": [ + { + "bbox": [ + 105, + 301, + 508, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 301, + 170, + 327 + ], + "score": 1.0, + "content": "As the norm of", + "type": "text" + }, + { + "bbox": [ + 170, + 306, + 185, + 322 + ], + "score": 0.92, + "content": "\\frac { \\partial f } { \\partial { \\pmb z } _ { i } }", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 301, + 249, + 327 + ], + "score": 1.0, + "content": "is preserved by", + "type": "text" + }, + { + "bbox": [ + 249, + 308, + 266, + 319 + ], + "score": 0.89, + "content": "\\mathbf { W } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 301, + 342, + 327 + ], + "score": 1.0, + "content": "we must have that", + "type": "text" + }, + { + "bbox": [ + 342, + 306, + 400, + 322 + ], + "score": 0.94, + "content": "\\begin{array} { r } { \\pmb { u } = ( \\frac { \\partial f } { \\partial \\pmb { z } _ { i } } \\mathbf { U } ) ^ { T } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 301, + 508, + 327 + ], + "score": 1.0, + "content": "has non-zero entries only", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 320, + 504, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 194, + 336 + ], + "score": 1.0, + "content": "where the diagonal of", + "type": "text" + }, + { + "bbox": [ + 195, + 323, + 204, + 333 + ], + "score": 0.82, + "content": "\\pmb { \\Sigma }", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 321, + 255, + 336 + ], + "score": 1.0, + "content": "is 1. That is,", + "type": "text" + }, + { + "bbox": [ + 255, + 323, + 349, + 335 + ], + "score": 0.92, + "content": "u _ { j } = 0 \\Longleftrightarrow \\Sigma _ { j j } < 1", + "type": "inline_equation" + }, + { + "bbox": [ + 349, + 321, + 440, + 336 + ], + "score": 1.0, + "content": ". In particular, we have", + "type": "text" + }, + { + "bbox": [ + 440, + 320, + 504, + 334 + ], + "score": 0.93, + "content": "\\pmb { u } ^ { T } \\pmb { \\Sigma } _ { i } = \\pmb { u } ^ { T } \\widetilde { \\pmb { \\Sigma } } _ { i }", + "type": "inline_equation" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 333, + 506, + 351 + ], + "spans": [ + { + "bbox": [ + 105, + 335, + 159, + 351 + ], + "score": 1.0, + "content": "meaning ∂f∂t", + "type": "text" + }, + { + "bbox": [ + 144, + 334, + 176, + 349 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\frac { \\partial f } { \\partial t } = 0 } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 177, + 333, + 387, + 349 + ], + "score": 1.0, + "content": ". Thus, the output of the network is the same for all", + "type": "text" + }, + { + "bbox": [ + 387, + 337, + 392, + 346 + ], + "score": 0.71, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 392, + 333, + 462, + 349 + ], + "score": 1.0, + "content": ", in particular for", + "type": "text" + }, + { + "bbox": [ + 462, + 336, + 487, + 346 + ], + "score": 0.9, + "content": "t = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 333, + 506, + 349 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 348, + 452, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 351, + 129, + 361 + ], + "score": 0.87, + "content": "t = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 130, + 351, + 220, + 363 + ], + "score": 1.0, + "content": ". Thus, we can replace", + "type": "text" + }, + { + "bbox": [ + 221, + 350, + 237, + 362 + ], + "score": 0.9, + "content": "\\mathbf { W } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 351, + 258, + 363 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 258, + 348, + 275, + 362 + ], + "score": 0.9, + "content": "\\widetilde { \\mathbf { W } } _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 275, + 351, + 452, + 363 + ], + "score": 1.0, + "content": "and the network output remains unchanged.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 11.5, + "bbox_fs": [ + 105, + 301, + 508, + 363 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 366, + 505, + 390 + ], + "lines": [ + { + "bbox": [ + 106, + 366, + 505, + 379 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 249, + 379 + ], + "score": 1.0, + "content": "We can repeat this argument for all", + "type": "text" + }, + { + "bbox": [ + 249, + 367, + 274, + 378 + ], + "score": 0.9, + "content": "i < L", + "type": "inline_equation" + }, + { + "bbox": [ + 275, + 366, + 293, + 379 + ], + "score": 1.0, + "content": "(for", + "type": "text" + }, + { + "bbox": [ + 293, + 368, + 316, + 378 + ], + "score": 0.89, + "content": "i = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 366, + 406, + 379 + ], + "score": 1.0, + "content": "we adopt the notation", + "type": "text" + }, + { + "bbox": [ + 406, + 368, + 438, + 378 + ], + "score": 0.92, + "content": "\\boldsymbol { h } _ { 0 } = \\boldsymbol { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 439, + 366, + 505, + 379 + ], + "score": 1.0, + "content": ", the input to the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 377, + 504, + 390 + ], + "spans": [ + { + "bbox": [ + 105, + 377, + 164, + 390 + ], + "score": 1.0, + "content": "network). For", + "type": "text" + }, + { + "bbox": [ + 164, + 378, + 189, + 388 + ], + "score": 0.91, + "content": "i = L", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 377, + 297, + 390 + ], + "score": 1.0, + "content": "the result follows directly.", + "type": "text" + }, + { + "bbox": [ + 496, + 379, + 504, + 387 + ], + "score": 0.96, + "content": "□", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14.5, + "bbox_fs": [ + 105, + 366, + 505, + 390 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 405, + 429, + 419 + ], + "lines": [ + { + "bbox": [ + 105, + 404, + 430, + 421 + ], + "spans": [ + { + "bbox": [ + 105, + 404, + 430, + 421 + ], + "score": 1.0, + "content": "D UNIVERSAL APPROXIMATION OF 1-LIPSCHITZ FUNCTIONS", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 105, + 430, + 504, + 453 + ], + "lines": [ + { + "bbox": [ + 106, + 430, + 505, + 443 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 505, + 443 + ], + "score": 1.0, + "content": "Here we present formal proofs related to finding neural network architectures which are able to", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 442, + 408, + 454 + ], + "spans": [ + { + "bbox": [ + 105, + 442, + 408, + 454 + ], + "score": 1.0, + "content": "approximate any 1-Lipschitz function. We begin with a proof of Lemma 1.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 17.5, + "bbox_fs": [ + 105, + 430, + 505, + 454 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 456, + 505, + 501 + ], + "lines": [ + { + "bbox": [ + 105, + 456, + 506, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 366, + 469 + ], + "score": 1.0, + "content": "Lemma 1. (Restricted Stone-Weierstrass Theorem) Suppose that", + "type": "text" + }, + { + "bbox": [ + 366, + 456, + 399, + 469 + ], + "score": 0.92, + "content": "( X , d _ { X } )", + "type": "inline_equation" + }, + { + "bbox": [ + 400, + 456, + 506, + 469 + ], + "score": 1.0, + "content": "is a compact metric space", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 466, + 506, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 222, + 480 + ], + "score": 1.0, + "content": "with at least two points and", + "type": "text" + }, + { + "bbox": [ + 222, + 468, + 231, + 477 + ], + "score": 0.71, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 231, + 466, + 288, + 480 + ], + "score": 1.0, + "content": "is a lattice in", + "type": "text" + }, + { + "bbox": [ + 289, + 468, + 330, + 479 + ], + "score": 0.93, + "content": "C _ { L } ( X , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 466, + 506, + 480 + ], + "score": 1.0, + "content": "with the property that for any two distinct", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 478, + 504, + 490 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 144, + 490 + ], + "score": 1.0, + "content": "elements", + "type": "text" + }, + { + "bbox": [ + 145, + 478, + 184, + 489 + ], + "score": 0.91, + "content": "x , y \\in X", + "type": "inline_equation" + }, + { + "bbox": [ + 184, + 478, + 320, + 490 + ], + "score": 1.0, + "content": "and any two real numbers a and", + "type": "text" + }, + { + "bbox": [ + 321, + 479, + 326, + 488 + ], + "score": 0.36, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 478, + 367, + 490 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 368, + 478, + 448, + 489 + ], + "score": 0.9, + "content": "{ \\bar { | } } a { \\bar { - } } b { \\bar { | } } \\leq d _ { X } { \\bar { ( x , y ) } }", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 478, + 497, + 490 + ], + "score": 1.0, + "content": "there exists", + "type": "text" + }, + { + "bbox": [ + 498, + 480, + 504, + 488 + ], + "score": 0.43, + "content": "a", + "type": "inline_equation" + } + ], + "index": 21 + }, + { + "bbox": [ + 104, + 488, + 430, + 501 + ], + "spans": [ + { + "bbox": [ + 104, + 488, + 141, + 501 + ], + "score": 1.0, + "content": "function", + "type": "text" + }, + { + "bbox": [ + 142, + 489, + 168, + 500 + ], + "score": 0.9, + "content": "f \\in L", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 488, + 208, + 501 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 208, + 489, + 247, + 501 + ], + "score": 0.92, + "content": "f ( x ) = a", + "type": "inline_equation" + }, + { + "bbox": [ + 248, + 488, + 266, + 501 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 266, + 488, + 303, + 501 + ], + "score": 0.92, + "content": "f ( y ) = b", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 488, + 330, + 501 + ], + "score": 1.0, + "content": ". Then", + "type": "text" + }, + { + "bbox": [ + 330, + 489, + 338, + 498 + ], + "score": 0.75, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 339, + 488, + 384, + 501 + ], + "score": 1.0, + "content": "is dense in", + "type": "text" + }, + { + "bbox": [ + 384, + 489, + 425, + 501 + ], + "score": 0.92, + "content": "C _ { L } ( X , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 426, + 488, + 430, + 501 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 20.5, + "bbox_fs": [ + 104, + 456, + 506, + 501 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 514, + 506, + 547 + ], + "lines": [ + { + "bbox": [ + 105, + 514, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 514, + 506, + 527 + ], + "score": 1.0, + "content": "Proof. This proof follows a standard approach with small modifications. We aim to show that for", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 525, + 506, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 123, + 538 + ], + "score": 1.0, + "content": "any", + "type": "text" + }, + { + "bbox": [ + 124, + 525, + 182, + 537 + ], + "score": 0.93, + "content": "\\dot { \\boldsymbol { g } } \\in C _ { L } ( \\mathbf { \\bar { X } } , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 182, + 525, + 200, + 538 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 201, + 526, + 224, + 536 + ], + "score": 0.89, + "content": "\\epsilon > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 525, + 273, + 538 + ], + "score": 1.0, + "content": "we can find", + "type": "text" + }, + { + "bbox": [ + 273, + 525, + 299, + 537 + ], + "score": 0.92, + "content": "f \\in L", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 525, + 339, + 538 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 339, + 525, + 399, + 537 + ], + "score": 0.92, + "content": "| | g - f | | _ { \\infty } < \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 400, + 525, + 506, + 538 + ], + "score": 1.0, + "content": "(i.e. the largest difference", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 535, + 131, + 549 + ], + "spans": [ + { + "bbox": [ + 104, + 535, + 115, + 549 + ], + "score": 1.0, + "content": "is", + "type": "text" + }, + { + "bbox": [ + 116, + 538, + 121, + 546 + ], + "score": 0.51, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 122, + 535, + 131, + 549 + ], + "score": 1.0, + "content": ").", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24, + "bbox_fs": [ + 104, + 514, + 506, + 549 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 552, + 505, + 586 + ], + "lines": [ + { + "bbox": [ + 105, + 551, + 506, + 566 + ], + "spans": [ + { + "bbox": [ + 105, + 551, + 122, + 566 + ], + "score": 1.0, + "content": "Fix", + "type": "text" + }, + { + "bbox": [ + 122, + 553, + 151, + 563 + ], + "score": 0.88, + "content": "x \\in X", + "type": "inline_equation" + }, + { + "bbox": [ + 152, + 551, + 214, + 566 + ], + "score": 1.0, + "content": ". Then for each", + "type": "text" + }, + { + "bbox": [ + 215, + 553, + 243, + 564 + ], + "score": 0.91, + "content": "y \\in X", + "type": "inline_equation" + }, + { + "bbox": [ + 244, + 551, + 295, + 566 + ], + "score": 1.0, + "content": ", we have an", + "type": "text" + }, + { + "bbox": [ + 295, + 553, + 326, + 565 + ], + "score": 0.92, + "content": "f _ { y } \\in L", + "type": "inline_equation" + }, + { + "bbox": [ + 326, + 551, + 348, + 566 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 348, + 552, + 405, + 565 + ], + "score": 0.92, + "content": "f _ { y } ( x ) = g ( x )", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 551, + 424, + 566 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 424, + 552, + 479, + 564 + ], + "score": 0.91, + "content": "f _ { y } ( y ) = g ( y )", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 551, + 506, + 566 + ], + "score": 1.0, + "content": ". This", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 561, + 505, + 576 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 266, + 576 + ], + "score": 1.0, + "content": "follows from the separation property of", + "type": "text" + }, + { + "bbox": [ + 267, + 564, + 275, + 573 + ], + "score": 0.83, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 275, + 561, + 369, + 576 + ], + "score": 1.0, + "content": "and, using the fact that", + "type": "text" + }, + { + "bbox": [ + 370, + 566, + 376, + 575 + ], + "score": 0.83, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 376, + 561, + 438, + 576 + ], + "score": 1.0, + "content": "is 1-Lipschitz,", + "type": "text" + }, + { + "bbox": [ + 438, + 564, + 505, + 575 + ], + "score": 0.9, + "content": "| g ( x ) - g ( y ) | \\leq", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 107, + 572, + 149, + 588 + ], + "spans": [ + { + "bbox": [ + 107, + 574, + 143, + 586 + ], + "score": 0.92, + "content": "d _ { X } ( x , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 144, + 572, + 149, + 588 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 27, + "bbox_fs": [ + 105, + 551, + 506, + 588 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 590, + 505, + 624 + ], + "lines": [ + { + "bbox": [ + 105, + 588, + 506, + 604 + ], + "spans": [ + { + "bbox": [ + 105, + 588, + 136, + 604 + ], + "score": 1.0, + "content": "Define", + "type": "text" + }, + { + "bbox": [ + 136, + 590, + 285, + 602 + ], + "score": 0.92, + "content": "V _ { y } = \\{ z \\in X : f _ { y } ( z ) < g ( z ) + \\epsilon \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 285, + 588, + 313, + 604 + ], + "score": 1.0, + "content": ". Then", + "type": "text" + }, + { + "bbox": [ + 314, + 591, + 326, + 602 + ], + "score": 0.86, + "content": "V _ { y }", + "type": "inline_equation" + }, + { + "bbox": [ + 326, + 588, + 413, + 604 + ], + "score": 1.0, + "content": "is open and we have", + "type": "text" + }, + { + "bbox": [ + 414, + 591, + 454, + 603 + ], + "score": 0.89, + "content": "x , y \\in V _ { y }", + "type": "inline_equation" + }, + { + "bbox": [ + 455, + 588, + 506, + 604 + ], + "score": 1.0, + "content": ". 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Or more", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 720, + 504, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 152, + 732 + ], + "score": 1.0, + "content": "succinctly,", + "type": "text" + }, + { + "bbox": [ + 152, + 720, + 215, + 732 + ], + "score": 0.95, + "content": "| | g - G | | _ { \\infty } < \\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 215, + 720, + 340, + 732 + ], + "score": 1.0, + "content": ". 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(Universal Approximation with Lipschitz Networks) Let", + "type": "text" + }, + { + "bbox": [ + 383, + 213, + 405, + 224 + ], + "score": 0.83, + "content": "\\mathcal { L N } _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 212, + 505, + 225 + ], + "score": 1.0, + "content": "denote the class of fully-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 104, + 222, + 506, + 237 + ], + "spans": [ + { + "bbox": [ + 104, + 222, + 365, + 237 + ], + "score": 1.0, + "content": "connected neural networks whose first weight matrix satisfies", + "type": "text" + }, + { + "bbox": [ + 365, + 224, + 431, + 236 + ], + "score": 0.91, + "content": "| | \\mathbf { W } _ { 1 } | | _ { p , \\infty } ~ = ~ 1", + "type": "inline_equation" + }, + { + "bbox": [ + 431, + 222, + 506, + 237 + ], + "score": 1.0, + "content": ", all other weight", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 234, + 506, + 247 + ], + "spans": [ + { + "bbox": [ + 105, + 234, + 172, + 247 + ], + "score": 1.0, + "content": "matrices satisfy", + "type": "text" + }, + { + "bbox": [ + 173, + 234, + 225, + 246 + ], + "score": 0.91, + "content": "| | \\mathbf { W } | | _ { \\infty } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 234, + 351, + 247 + ], + "score": 1.0, + "content": ", and MaxMin activations. Let", + "type": "text" + }, + { + "bbox": [ + 351, + 235, + 361, + 244 + ], + "score": 0.76, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 234, + 506, + 247 + ], + "score": 1.0, + "content": "be a closed and bounded subset of", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 107, + 244, + 432, + 258 + ], + "spans": [ + { + "bbox": [ + 107, + 245, + 120, + 254 + ], + "score": 0.83, + "content": "\\mathbb { R } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 120, + 244, + 194, + 258 + ], + "score": 1.0, + "content": "endowed with the", + "type": "text" + }, + { + "bbox": [ + 194, + 246, + 206, + 257 + ], + "score": 0.87, + "content": "L _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 244, + 317, + 258 + ], + "score": 1.0, + "content": "metric. Then the closure of", + "type": "text" + }, + { + "bbox": [ + 318, + 245, + 340, + 257 + ], + "score": 0.91, + "content": "\\mathcal { L N } _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 244, + 385, + 258 + ], + "score": 1.0, + "content": "is dense in", + "type": "text" + }, + { + "bbox": [ + 386, + 245, + 428, + 257 + ], + "score": 0.93, + "content": "C _ { L } ( X , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 244, + 432, + 258 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6.5 + }, + { + "type": "text", + "bbox": [ + 106, + 270, + 505, + 325 + ], + "lines": [ + { + "bbox": [ + 106, + 270, + 506, + 283 + ], + "spans": [ + { + "bbox": [ + 106, + 270, + 506, + 283 + ], + "score": 1.0, + "content": "Proof. The first property we require is separation of points. This follows trivially as given four", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 279, + 506, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 451, + 295 + ], + "score": 1.0, + "content": "points satisfying the required conditions we can find a linear map with the required", + "type": "text" + }, + { + "bbox": [ + 451, + 282, + 474, + 293 + ], + "score": 0.91, + "content": "L _ { p , \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 279, + 506, + 295 + ], + "score": 1.0, + "content": "matrix", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "score": 1.0, + "content": "norm that fits them. It remains then to prove that we can construct a lattice under this constraint. We", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 302, + 506, + 315 + ], + "spans": [ + { + "bbox": [ + 106, + 302, + 329, + 315 + ], + "score": 1.0, + "content": "begin by considering two 1-Lipschitz neural networks,", + "type": "text" + }, + { + "bbox": [ + 329, + 303, + 336, + 314 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 302, + 354, + 315 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 354, + 304, + 361, + 314 + ], + "score": 0.73, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 302, + 506, + 315 + ], + "score": 1.0, + "content": ". We wish to design an architecture", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 313, + 456, + 326 + ], + "spans": [ + { + "bbox": [ + 106, + 313, + 351, + 326 + ], + "score": 1.0, + "content": "which is guaranteed to be 1-Lipschitz and can represent both", + "type": "text" + }, + { + "bbox": [ + 351, + 313, + 393, + 325 + ], + "score": 0.88, + "content": "\\operatorname* { m a x } ( f , g )", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 313, + 412, + 326 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 412, + 313, + 452, + 325 + ], + "score": 0.91, + "content": "\\operatorname* { m i n } ( \\bar { f } , g )", + "type": "inline_equation" + }, + { + "bbox": [ + 452, + 313, + 456, + 326 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 108, + 329, + 504, + 362 + ], + "lines": [ + { + "bbox": [ + 106, + 329, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 106, + 329, + 505, + 342 + ], + "score": 1.0, + "content": "The key insight we will use is the idea that we can split the network into two parallel channels which", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 341, + 504, + 352 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 196, + 352 + ], + "score": 1.0, + "content": "each computes one of", + "type": "text" + }, + { + "bbox": [ + 196, + 341, + 204, + 352 + ], + "score": 0.86, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 341, + 221, + 352 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 222, + 342, + 228, + 352 + ], + "score": 0.77, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 228, + 341, + 504, + 352 + ], + "score": 1.0, + "content": ". At the end of the network, we can then select one of these channels", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 352, + 314, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 352, + 314, + 363 + ], + "score": 1.0, + "content": "depending on whether we want the max or the min.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 107, + 367, + 505, + 434 + ], + "lines": [ + { + "bbox": [ + 105, + 367, + 505, + 380 + ], + "spans": [ + { + "bbox": [ + 105, + 367, + 196, + 380 + ], + "score": 1.0, + "content": "Each of the networks", + "type": "text" + }, + { + "bbox": [ + 196, + 368, + 204, + 379 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 367, + 223, + 380 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 223, + 370, + 230, + 379 + ], + "score": 0.8, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 367, + 505, + 380 + ], + "score": 1.0, + "content": "is determined by a set of weights and biases, we will denote these", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 107, + 376, + 507, + 395 + ], + "spans": [ + { + "bbox": [ + 107, + 378, + 200, + 393 + ], + "score": 0.92, + "content": "[ \\mathbf { W } _ { 1 } ^ { f } , \\mathbf { b } _ { 1 } ^ { f } , \\dots , \\mathbf { W } _ { n } ^ { f } , b _ { n } ^ { f } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 200, + 376, + 219, + 395 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 219, + 380, + 313, + 393 + ], + "score": 0.91, + "content": "[ \\mathbf { W } _ { 1 } ^ { g } , \\mathbf { b } _ { 1 } ^ { g } , \\ldots , \\mathbf { W } _ { n } ^ { g } , \\mathbf { b } _ { n } ^ { g } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 313, + 376, + 329, + 395 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 329, + 380, + 337, + 392 + ], + "score": 0.86, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 337, + 376, + 355, + 395 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 355, + 381, + 362, + 392 + ], + "score": 0.79, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 376, + 507, + 395 + ], + "score": 1.0, + "content": "respectively. For now, assume that", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 390, + 505, + 404 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 505, + 404 + ], + "score": 1.0, + "content": "these networks are of equal depth (we can lift this assumption later) however we make no assump-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 401, + 506, + 415 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 288, + 415 + ], + "score": 1.0, + "content": "tions on the width. We will now construct", + "type": "text" + }, + { + "bbox": [ + 289, + 402, + 355, + 413 + ], + "score": 0.93, + "content": "h = m a x ( \\bar { f } , g )", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 401, + 506, + 415 + ], + "score": 1.0, + "content": "in the form of a 1-Lipschitz neural", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 412, + 506, + 424 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 322, + 424 + ], + "score": 1.0, + "content": "network. To achieve this, we will design a network", + "type": "text" + }, + { + "bbox": [ + 322, + 413, + 330, + 422 + ], + "score": 0.78, + "content": "h", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 412, + 506, + 424 + ], + "score": 1.0, + "content": "which first concatenates the first layers of", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 423, + 470, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 145, + 435 + ], + "score": 1.0, + "content": "networks", + "type": "text" + }, + { + "bbox": [ + 146, + 423, + 153, + 434 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 153, + 423, + 171, + 435 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 171, + 424, + 177, + 434 + ], + "score": 0.79, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 423, + 255, + 435 + ], + "score": 1.0, + "content": "and then computes", + "type": "text" + }, + { + "bbox": [ + 255, + 423, + 263, + 434 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 423, + 280, + 435 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 281, + 424, + 288, + 434 + ], + "score": 0.81, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 423, + 470, + 435 + ], + "score": 1.0, + "content": "separately before combining them at the end.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 19.5 + }, + { + "type": "text", + "bbox": [ + 107, + 439, + 505, + 487 + ], + "lines": [ + { + "bbox": [ + 105, + 439, + 506, + 455 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 244, + 455 + ], + "score": 1.0, + "content": "We take the first weight matrix of", + "type": "text" + }, + { + "bbox": [ + 244, + 442, + 252, + 451 + ], + "score": 0.8, + "content": "h", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 439, + 275, + 455 + ], + "score": 1.0, + "content": "to be", + "type": "text" + }, + { + "bbox": [ + 276, + 439, + 356, + 454 + ], + "score": 0.93, + "content": "\\mathbf { W } _ { 1 } ^ { h } = [ \\mathbf { W } _ { 1 } ^ { f } \\mathbf { \\Sigma } \\mathbf { W } _ { 1 } ^ { g } ] ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 439, + 479, + 455 + ], + "score": 1.0, + "content": ", that is the weight matrices of", + "type": "text" + }, + { + "bbox": [ + 479, + 442, + 487, + 453 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 439, + 506, + 455 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 452, + 506, + 468 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 113, + 465 + ], + "score": 0.74, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 114, + 452, + 325, + 468 + ], + "score": 1.0, + "content": "stacked vertically. This matrix necessarily satisfies", + "type": "text" + }, + { + "bbox": [ + 326, + 453, + 390, + 466 + ], + "score": 0.92, + "content": "| | \\mathbf { W } _ { 1 } ^ { h } | | _ { p , \\infty } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 391, + 452, + 506, + 468 + ], + "score": 1.0, + "content": ". Similarly, the bias will be", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 464, + 505, + 477 + ], + "spans": [ + { + "bbox": [ + 105, + 464, + 221, + 477 + ], + "score": 1.0, + "content": "those from the first layers of", + "type": "text" + }, + { + "bbox": [ + 222, + 465, + 229, + 476 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 229, + 464, + 247, + 477 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 247, + 466, + 254, + 476 + ], + "score": 0.81, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 464, + 505, + 477 + ], + "score": 1.0, + "content": "stacked vertically. Then the first layer’s pre-activations will be", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 475, + 331, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 475, + 224, + 488 + ], + "score": 1.0, + "content": "exactly the pre-activations of", + "type": "text" + }, + { + "bbox": [ + 225, + 476, + 232, + 487 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 232, + 475, + 249, + 488 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 250, + 477, + 256, + 487 + ], + "score": 0.81, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 475, + 331, + 488 + ], + "score": 1.0, + "content": "stacked vertically.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24.5 + }, + { + "type": "text", + "bbox": [ + 107, + 491, + 505, + 526 + ], + "lines": [ + { + "bbox": [ + 106, + 491, + 505, + 504 + ], + "spans": [ + { + "bbox": [ + 106, + 491, + 505, + 504 + ], + "score": 1.0, + "content": "For the following layers, we construct the biases in the same manner (vertical stacking). We con-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 104, + 499, + 501, + 522 + ], + "spans": [ + { + "bbox": [ + 104, + 499, + 447, + 522 + ], + "score": 1.0, + "content": "struct the weights by constructing new block-diagonal weight matrices. That is, given", + "type": "text" + }, + { + "bbox": [ + 447, + 502, + 465, + 517 + ], + "score": 0.92, + "content": "\\mathbf { W } _ { i } ^ { f }", + "type": "inline_equation" + }, + { + "bbox": [ + 466, + 499, + 483, + 522 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 483, + 504, + 501, + 517 + ], + "score": 0.9, + "content": "\\mathbf { W } _ { i } ^ { g }", + "type": "inline_equation" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 515, + 141, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 141, + 527 + ], + "score": 1.0, + "content": "we take", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28 + }, + { + "type": "interline_equation", + "bbox": [ + 264, + 540, + 347, + 568 + ], + "lines": [ + { + "bbox": [ + 264, + 540, + 347, + 568 + ], + "spans": [ + { + "bbox": [ + 264, + 540, + 347, + 568 + ], + "score": 0.93, + "content": "W _ { i } ^ { h } = \\left[ \\begin{array} { l } { W _ { i } ^ { f } \\quad 0 } \\\\ { 0 \\quad W _ { i } ^ { g } } \\end{array} \\right]", + "type": "interline_equation", + "image_path": "9e5a8bc513014e5736e24957b9834175b8648753c9f501f7ec842fee2d25f945.jpg" + } + ] + } + ], + "index": 30.5, + "virtual_lines": [ + { + "bbox": [ + 264, + 540, + 347, + 554.0 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 264, + 554.0, + 347, + 568.0 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 576, + 504, + 610 + ], + "lines": [ + { + "bbox": [ + 106, + 576, + 505, + 588 + ], + "spans": [ + { + "bbox": [ + 106, + 576, + 191, + 588 + ], + "score": 1.0, + "content": "This matrix also has", + "type": "text" + }, + { + "bbox": [ + 191, + 578, + 203, + 586 + ], + "score": 0.8, + "content": "\\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 576, + 436, + 588 + ], + "score": 1.0, + "content": "-norm equal to 1. We repeat this for each of the layers in", + "type": "text" + }, + { + "bbox": [ + 436, + 577, + 444, + 588 + ], + "score": 0.86, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 444, + 576, + 462, + 588 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 463, + 578, + 469, + 588 + ], + "score": 0.8, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 576, + 505, + 588 + ], + "score": 1.0, + "content": "and end", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 587, + 506, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 587, + 273, + 599 + ], + "score": 1.0, + "content": "up with a final layer which has two units,", + "type": "text" + }, + { + "bbox": [ + 273, + 588, + 281, + 599 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 281, + 587, + 298, + 599 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 299, + 589, + 305, + 599 + ], + "score": 0.79, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 587, + 506, + 599 + ], + "score": 1.0, + "content": ". We can then take MaxMin of this final layer and", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 597, + 397, + 610 + ], + "spans": [ + { + "bbox": [ + 106, + 597, + 216, + 610 + ], + "score": 1.0, + "content": "take the inner product with", + "type": "text" + }, + { + "bbox": [ + 217, + 598, + 237, + 610 + ], + "score": 0.84, + "content": "[ 1 , 0 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 238, + 597, + 397, + 610 + ], + "score": 1.0, + "content": "to recover the max or [0, 1] for the min.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33 + }, + { + "type": "text", + "bbox": [ + 106, + 614, + 505, + 668 + ], + "lines": [ + { + "bbox": [ + 106, + 614, + 505, + 626 + ], + "spans": [ + { + "bbox": [ + 106, + 614, + 324, + 626 + ], + "score": 1.0, + "content": "Finally, we must address the case where the depth of", + "type": "text" + }, + { + "bbox": [ + 324, + 614, + 331, + 626 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 614, + 350, + 626 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 350, + 616, + 357, + 626 + ], + "score": 0.8, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 614, + 505, + 626 + ], + "score": 1.0, + "content": "are different. In this case we notice", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 624, + 506, + 638 + ], + "spans": [ + { + "bbox": [ + 106, + 624, + 506, + 638 + ], + "score": 1.0, + "content": "that we are able to represent the identity function with MaxMin activations. To do so observe that", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 635, + 505, + 648 + ], + "spans": [ + { + "bbox": [ + 106, + 635, + 505, + 648 + ], + "score": 1.0, + "content": "after the pre-activations have been sorted we can multiply by the identity and the sorting activation", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 645, + 506, + 659 + ], + "spans": [ + { + "bbox": [ + 105, + 645, + 506, + 659 + ], + "score": 1.0, + "content": "afterwards will have no additional effect. Therefore, for the channel that has the smallest depth we", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 656, + 470, + 670 + ], + "spans": [ + { + "bbox": [ + 105, + 656, + 470, + 670 + ], + "score": 1.0, + "content": "can add in these additional identity layers to match the depths and resort to the above case.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 106, + 673, + 502, + 696 + ], + "lines": [ + { + "bbox": [ + 104, + 670, + 506, + 688 + ], + "spans": [ + { + "bbox": [ + 104, + 670, + 506, + 688 + ], + "score": 1.0, + "content": "We have shown that the set of neural networks is a lattice which separates points, and thus by", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 684, + 504, + 696 + ], + "spans": [ + { + "bbox": [ + 106, + 684, + 224, + 696 + ], + "score": 1.0, + "content": "Lemma 1 it must be dense in", + "type": "text" + }, + { + "bbox": [ + 225, + 685, + 266, + 696 + ], + "score": 0.93, + "content": "C _ { L } ( X , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 684, + 270, + 696 + ], + "score": 1.0, + "content": ".", + "type": "text" + }, + { + "bbox": [ + 494, + 686, + 504, + 696 + ], + "score": 0.981, + "content": "□", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 40.5 + }, + { + "type": "text", + "bbox": [ + 106, + 709, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "Note that we could have also used the maxout activation Goodfellow et al. (2013) to complete this", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 424, + 734 + ], + "score": 1.0, + "content": "proof. This makes sense, as the maxout activation is also norm-preserving in", + "type": "text" + }, + { + "bbox": [ + 424, + 721, + 440, + 732 + ], + "score": 0.9, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 440, + 720, + 506, + 734 + ], + "score": 1.0, + "content": ". However, this", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 42.5 + } + ], + "page_idx": 18, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 301, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 13 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 111, + 87, + 505, + 151 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 111, + 87, + 505, + 151 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 112, + 87, + 503, + 151 + ], + "spans": [ + { + "bbox": [ + 112, + 87, + 503, + 151 + ], + "score": 0.96, + "type": "image", + "image_path": "9cefea6351f8c53633b6d58bb66166c7d9e2ab69d0be820a3a3fd7effeddda89.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 111, + 87, + 505, + 108.33333333333333 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 111, + 108.33333333333333, + 505, + 129.66666666666666 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 111, + 129.66666666666666, + 505, + 151.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 177, + 164, + 433, + 176 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 176, + 162, + 434, + 178 + ], + "spans": [ + { + "bbox": [ + 176, + 162, + 318, + 178 + ], + "score": 1.0, + "content": "Figure 14: Lattice construction for", + "type": "text" + }, + { + "bbox": [ + 318, + 165, + 331, + 177 + ], + "score": 0.89, + "content": "L _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 162, + 434, + 178 + ], + "score": 1.0, + "content": "universal approximation.", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3 + } + ], + "index": 2.0 + }, + { + "type": "text", + "bbox": [ + 108, + 198, + 257, + 209 + ], + "lines": [ + { + "bbox": [ + 106, + 196, + 259, + 211 + ], + "spans": [ + { + "bbox": [ + 106, + 196, + 259, + 211 + ], + "score": 1.0, + "content": "We now proceed to prove Theorem 3.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4, + "bbox_fs": [ + 106, + 196, + 259, + 211 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 213, + 505, + 257 + ], + "lines": [ + { + "bbox": [ + 106, + 212, + 505, + 225 + ], + "spans": [ + { + "bbox": [ + 106, + 212, + 382, + 225 + ], + "score": 1.0, + "content": "Theorem 3. (Universal Approximation with Lipschitz Networks) Let", + "type": "text" + }, + { + "bbox": [ + 383, + 213, + 405, + 224 + ], + "score": 0.83, + "content": "\\mathcal { L N } _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 212, + 505, + 225 + ], + "score": 1.0, + "content": "denote the class of fully-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 104, + 222, + 506, + 237 + ], + "spans": [ + { + "bbox": [ + 104, + 222, + 365, + 237 + ], + "score": 1.0, + "content": "connected neural networks whose first weight matrix satisfies", + "type": "text" + }, + { + "bbox": [ + 365, + 224, + 431, + 236 + ], + "score": 0.91, + "content": "| | \\mathbf { W } _ { 1 } | | _ { p , \\infty } ~ = ~ 1", + "type": "inline_equation" + }, + { + "bbox": [ + 431, + 222, + 506, + 237 + ], + "score": 1.0, + "content": ", all other weight", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 234, + 506, + 247 + ], + "spans": [ + { + "bbox": [ + 105, + 234, + 172, + 247 + ], + "score": 1.0, + "content": "matrices satisfy", + "type": "text" + }, + { + "bbox": [ + 173, + 234, + 225, + 246 + ], + "score": 0.91, + "content": "| | \\mathbf { W } | | _ { \\infty } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 234, + 351, + 247 + ], + "score": 1.0, + "content": ", and MaxMin activations. Let", + "type": "text" + }, + { + "bbox": [ + 351, + 235, + 361, + 244 + ], + "score": 0.76, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 234, + 506, + 247 + ], + "score": 1.0, + "content": "be a closed and bounded subset of", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 107, + 244, + 432, + 258 + ], + "spans": [ + { + "bbox": [ + 107, + 245, + 120, + 254 + ], + "score": 0.83, + "content": "\\mathbb { R } ^ { n }", + "type": "inline_equation" + }, + { + "bbox": [ + 120, + 244, + 194, + 258 + ], + "score": 1.0, + "content": "endowed with the", + "type": "text" + }, + { + "bbox": [ + 194, + 246, + 206, + 257 + ], + "score": 0.87, + "content": "L _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 244, + 317, + 258 + ], + "score": 1.0, + "content": "metric. Then the closure of", + "type": "text" + }, + { + "bbox": [ + 318, + 245, + 340, + 257 + ], + "score": 0.91, + "content": "\\mathcal { L N } _ { p }", + "type": "inline_equation" + }, + { + "bbox": [ + 340, + 244, + 385, + 258 + ], + "score": 1.0, + "content": "is dense in", + "type": "text" + }, + { + "bbox": [ + 386, + 245, + 428, + 257 + ], + "score": 0.93, + "content": "C _ { L } ( X , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 244, + 432, + 258 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6.5, + "bbox_fs": [ + 104, + 212, + 506, + 258 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 270, + 505, + 325 + ], + "lines": [ + { + "bbox": [ + 106, + 270, + 506, + 283 + ], + "spans": [ + { + "bbox": [ + 106, + 270, + 506, + 283 + ], + "score": 1.0, + "content": "Proof. The first property we require is separation of points. This follows trivially as given four", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 279, + 506, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 451, + 295 + ], + "score": 1.0, + "content": "points satisfying the required conditions we can find a linear map with the required", + "type": "text" + }, + { + "bbox": [ + 451, + 282, + 474, + 293 + ], + "score": 0.91, + "content": "L _ { p , \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 279, + 506, + 295 + ], + "score": 1.0, + "content": "matrix", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "score": 1.0, + "content": "norm that fits them. It remains then to prove that we can construct a lattice under this constraint. We", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 302, + 506, + 315 + ], + "spans": [ + { + "bbox": [ + 106, + 302, + 329, + 315 + ], + "score": 1.0, + "content": "begin by considering two 1-Lipschitz neural networks,", + "type": "text" + }, + { + "bbox": [ + 329, + 303, + 336, + 314 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 302, + 354, + 315 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 354, + 304, + 361, + 314 + ], + "score": 0.73, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 302, + 506, + 315 + ], + "score": 1.0, + "content": ". We wish to design an architecture", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 313, + 456, + 326 + ], + "spans": [ + { + "bbox": [ + 106, + 313, + 351, + 326 + ], + "score": 1.0, + "content": "which is guaranteed to be 1-Lipschitz and can represent both", + "type": "text" + }, + { + "bbox": [ + 351, + 313, + 393, + 325 + ], + "score": 0.88, + "content": "\\operatorname* { m a x } ( f , g )", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 313, + 412, + 326 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 412, + 313, + 452, + 325 + ], + "score": 0.91, + "content": "\\operatorname* { m i n } ( \\bar { f } , g )", + "type": "inline_equation" + }, + { + "bbox": [ + 452, + 313, + 456, + 326 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 11, + "bbox_fs": [ + 105, + 270, + 506, + 326 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 329, + 504, + 362 + ], + "lines": [ + { + "bbox": [ + 106, + 329, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 106, + 329, + 505, + 342 + ], + "score": 1.0, + "content": "The key insight we will use is the idea that we can split the network into two parallel channels which", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 341, + 504, + 352 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 196, + 352 + ], + "score": 1.0, + "content": "each computes one of", + "type": "text" + }, + { + "bbox": [ + 196, + 341, + 204, + 352 + ], + "score": 0.86, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 341, + 221, + 352 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 222, + 342, + 228, + 352 + ], + "score": 0.77, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 228, + 341, + 504, + 352 + ], + "score": 1.0, + "content": ". At the end of the network, we can then select one of these channels", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 352, + 314, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 352, + 314, + 363 + ], + "score": 1.0, + "content": "depending on whether we want the max or the min.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15, + "bbox_fs": [ + 106, + 329, + 505, + 363 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 367, + 505, + 434 + ], + "lines": [ + { + "bbox": [ + 105, + 367, + 505, + 380 + ], + "spans": [ + { + "bbox": [ + 105, + 367, + 196, + 380 + ], + "score": 1.0, + "content": "Each of the networks", + "type": "text" + }, + { + "bbox": [ + 196, + 368, + 204, + 379 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 367, + 223, + 380 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 223, + 370, + 230, + 379 + ], + "score": 0.8, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 367, + 505, + 380 + ], + "score": 1.0, + "content": "is determined by a set of weights and biases, we will denote these", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 107, + 376, + 507, + 395 + ], + "spans": [ + { + "bbox": [ + 107, + 378, + 200, + 393 + ], + "score": 0.92, + "content": "[ \\mathbf { W } _ { 1 } ^ { f } , \\mathbf { b } _ { 1 } ^ { f } , \\dots , \\mathbf { W } _ { n } ^ { f } , b _ { n } ^ { f } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 200, + 376, + 219, + 395 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 219, + 380, + 313, + 393 + ], + "score": 0.91, + "content": "[ \\mathbf { W } _ { 1 } ^ { g } , \\mathbf { b } _ { 1 } ^ { g } , \\ldots , \\mathbf { W } _ { n } ^ { g } , \\mathbf { b } _ { n } ^ { g } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 313, + 376, + 329, + 395 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 329, + 380, + 337, + 392 + ], + "score": 0.86, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 337, + 376, + 355, + 395 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 355, + 381, + 362, + 392 + ], + "score": 0.79, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 376, + 507, + 395 + ], + "score": 1.0, + "content": "respectively. For now, assume that", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 390, + 505, + 404 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 505, + 404 + ], + "score": 1.0, + "content": "these networks are of equal depth (we can lift this assumption later) however we make no assump-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 401, + 506, + 415 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 288, + 415 + ], + "score": 1.0, + "content": "tions on the width. We will now construct", + "type": "text" + }, + { + "bbox": [ + 289, + 402, + 355, + 413 + ], + "score": 0.93, + "content": "h = m a x ( \\bar { f } , g )", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 401, + 506, + 415 + ], + "score": 1.0, + "content": "in the form of a 1-Lipschitz neural", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 412, + 506, + 424 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 322, + 424 + ], + "score": 1.0, + "content": "network. To achieve this, we will design a network", + "type": "text" + }, + { + "bbox": [ + 322, + 413, + 330, + 422 + ], + "score": 0.78, + "content": "h", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 412, + 506, + 424 + ], + "score": 1.0, + "content": "which first concatenates the first layers of", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 423, + 470, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 145, + 435 + ], + "score": 1.0, + "content": "networks", + "type": "text" + }, + { + "bbox": [ + 146, + 423, + 153, + 434 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 153, + 423, + 171, + 435 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 171, + 424, + 177, + 434 + ], + "score": 0.79, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 423, + 255, + 435 + ], + "score": 1.0, + "content": "and then computes", + "type": "text" + }, + { + "bbox": [ + 255, + 423, + 263, + 434 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 423, + 280, + 435 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 281, + 424, + 288, + 434 + ], + "score": 0.81, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 423, + 470, + 435 + ], + "score": 1.0, + "content": "separately before combining them at the end.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 19.5, + "bbox_fs": [ + 105, + 367, + 507, + 435 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 439, + 505, + 487 + ], + "lines": [ + { + "bbox": [ + 105, + 439, + 506, + 455 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 244, + 455 + ], + "score": 1.0, + "content": "We take the first weight matrix of", + "type": "text" + }, + { + "bbox": [ + 244, + 442, + 252, + 451 + ], + "score": 0.8, + "content": "h", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 439, + 275, + 455 + ], + "score": 1.0, + "content": "to be", + "type": "text" + }, + { + "bbox": [ + 276, + 439, + 356, + 454 + ], + "score": 0.93, + "content": "\\mathbf { W } _ { 1 } ^ { h } = [ \\mathbf { W } _ { 1 } ^ { f } \\mathbf { \\Sigma } \\mathbf { W } _ { 1 } ^ { g } ] ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 439, + 479, + 455 + ], + "score": 1.0, + "content": ", that is the weight matrices of", + "type": "text" + }, + { + "bbox": [ + 479, + 442, + 487, + 453 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 439, + 506, + 455 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 452, + 506, + 468 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 113, + 465 + ], + "score": 0.74, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 114, + 452, + 325, + 468 + ], + "score": 1.0, + "content": "stacked vertically. This matrix necessarily satisfies", + "type": "text" + }, + { + "bbox": [ + 326, + 453, + 390, + 466 + ], + "score": 0.92, + "content": "| | \\mathbf { W } _ { 1 } ^ { h } | | _ { p , \\infty } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 391, + 452, + 506, + 468 + ], + "score": 1.0, + "content": ". Similarly, the bias will be", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 464, + 505, + 477 + ], + "spans": [ + { + "bbox": [ + 105, + 464, + 221, + 477 + ], + "score": 1.0, + "content": "those from the first layers of", + "type": "text" + }, + { + "bbox": [ + 222, + 465, + 229, + 476 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 229, + 464, + 247, + 477 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 247, + 466, + 254, + 476 + ], + "score": 0.81, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 464, + 505, + 477 + ], + "score": 1.0, + "content": "stacked vertically. Then the first layer’s pre-activations will be", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 475, + 331, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 475, + 224, + 488 + ], + "score": 1.0, + "content": "exactly the pre-activations of", + "type": "text" + }, + { + "bbox": [ + 225, + 476, + 232, + 487 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 232, + 475, + 249, + 488 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 250, + 477, + 256, + 487 + ], + "score": 0.81, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 475, + 331, + 488 + ], + "score": 1.0, + "content": "stacked vertically.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24.5, + "bbox_fs": [ + 105, + 439, + 506, + 488 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 491, + 505, + 526 + ], + "lines": [ + { + "bbox": [ + 106, + 491, + 505, + 504 + ], + "spans": [ + { + "bbox": [ + 106, + 491, + 505, + 504 + ], + "score": 1.0, + "content": "For the following layers, we construct the biases in the same manner (vertical stacking). We con-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 104, + 499, + 501, + 522 + ], + "spans": [ + { + "bbox": [ + 104, + 499, + 447, + 522 + ], + "score": 1.0, + "content": "struct the weights by constructing new block-diagonal weight matrices. That is, given", + "type": "text" + }, + { + "bbox": [ + 447, + 502, + 465, + 517 + ], + "score": 0.92, + "content": "\\mathbf { W } _ { i } ^ { f }", + "type": "inline_equation" + }, + { + "bbox": [ + 466, + 499, + 483, + 522 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 483, + 504, + 501, + 517 + ], + "score": 0.9, + "content": "\\mathbf { W } _ { i } ^ { g }", + "type": "inline_equation" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 515, + 141, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 141, + 527 + ], + "score": 1.0, + "content": "we take", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28, + "bbox_fs": [ + 104, + 491, + 505, + 527 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 264, + 540, + 347, + 568 + ], + "lines": [ + { + "bbox": [ + 264, + 540, + 347, + 568 + ], + "spans": [ + { + "bbox": [ + 264, + 540, + 347, + 568 + ], + "score": 0.93, + "content": "W _ { i } ^ { h } = \\left[ \\begin{array} { l } { W _ { i } ^ { f } \\quad 0 } \\\\ { 0 \\quad W _ { i } ^ { g } } \\end{array} \\right]", + "type": "interline_equation", + "image_path": "9e5a8bc513014e5736e24957b9834175b8648753c9f501f7ec842fee2d25f945.jpg" + } + ] + } + ], + "index": 30.5, + "virtual_lines": [ + { + "bbox": [ + 264, + 540, + 347, + 554.0 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 264, + 554.0, + 347, + 568.0 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 576, + 504, + 610 + ], + "lines": [ + { + "bbox": [ + 106, + 576, + 505, + 588 + ], + "spans": [ + { + "bbox": [ + 106, + 576, + 191, + 588 + ], + "score": 1.0, + "content": "This matrix also has", + "type": "text" + }, + { + "bbox": [ + 191, + 578, + 203, + 586 + ], + "score": 0.8, + "content": "\\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 576, + 436, + 588 + ], + "score": 1.0, + "content": "-norm equal to 1. We repeat this for each of the layers in", + "type": "text" + }, + { + "bbox": [ + 436, + 577, + 444, + 588 + ], + "score": 0.86, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 444, + 576, + 462, + 588 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 463, + 578, + 469, + 588 + ], + "score": 0.8, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 576, + 505, + 588 + ], + "score": 1.0, + "content": "and end", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 587, + 506, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 587, + 273, + 599 + ], + "score": 1.0, + "content": "up with a final layer which has two units,", + "type": "text" + }, + { + "bbox": [ + 273, + 588, + 281, + 599 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 281, + 587, + 298, + 599 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 299, + 589, + 305, + 599 + ], + "score": 0.79, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 587, + 506, + 599 + ], + "score": 1.0, + "content": ". We can then take MaxMin of this final layer and", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 597, + 397, + 610 + ], + "spans": [ + { + "bbox": [ + 106, + 597, + 216, + 610 + ], + "score": 1.0, + "content": "take the inner product with", + "type": "text" + }, + { + "bbox": [ + 217, + 598, + 237, + 610 + ], + "score": 0.84, + "content": "[ 1 , 0 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 238, + 597, + 397, + 610 + ], + "score": 1.0, + "content": "to recover the max or [0, 1] for the min.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33, + "bbox_fs": [ + 105, + 576, + 506, + 610 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 614, + 505, + 668 + ], + "lines": [ + { + "bbox": [ + 106, + 614, + 505, + 626 + ], + "spans": [ + { + "bbox": [ + 106, + 614, + 324, + 626 + ], + "score": 1.0, + "content": "Finally, we must address the case where the depth of", + "type": "text" + }, + { + "bbox": [ + 324, + 614, + 331, + 626 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 614, + 350, + 626 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 350, + 616, + 357, + 626 + ], + "score": 0.8, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 614, + 505, + 626 + ], + "score": 1.0, + "content": "are different. In this case we notice", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 624, + 506, + 638 + ], + "spans": [ + { + "bbox": [ + 106, + 624, + 506, + 638 + ], + "score": 1.0, + "content": "that we are able to represent the identity function with MaxMin activations. To do so observe that", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 635, + 505, + 648 + ], + "spans": [ + { + "bbox": [ + 106, + 635, + 505, + 648 + ], + "score": 1.0, + "content": "after the pre-activations have been sorted we can multiply by the identity and the sorting activation", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 645, + 506, + 659 + ], + "spans": [ + { + "bbox": [ + 105, + 645, + 506, + 659 + ], + "score": 1.0, + "content": "afterwards will have no additional effect. Therefore, for the channel that has the smallest depth we", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 656, + 470, + 670 + ], + "spans": [ + { + "bbox": [ + 105, + 656, + 470, + 670 + ], + "score": 1.0, + "content": "can add in these additional identity layers to match the depths and resort to the above case.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 37, + "bbox_fs": [ + 105, + 614, + 506, + 670 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 673, + 502, + 696 + ], + "lines": [ + { + "bbox": [ + 104, + 670, + 506, + 688 + ], + "spans": [ + { + "bbox": [ + 104, + 670, + 506, + 688 + ], + "score": 1.0, + "content": "We have shown that the set of neural networks is a lattice which separates points, and thus by", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 684, + 504, + 696 + ], + "spans": [ + { + "bbox": [ + 106, + 684, + 224, + 696 + ], + "score": 1.0, + "content": "Lemma 1 it must be dense in", + "type": "text" + }, + { + "bbox": [ + 225, + 685, + 266, + 696 + ], + "score": 0.93, + "content": "C _ { L } ( X , \\mathbb { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 684, + 270, + 696 + ], + "score": 1.0, + "content": ".", + "type": "text" + }, + { + "bbox": [ + 494, + 686, + 504, + 696 + ], + "score": 0.981, + "content": "□", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 40.5, + "bbox_fs": [ + 104, + 670, + 506, + 696 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 709, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "Note that we could have also used the maxout activation Goodfellow et al. (2013) to complete this", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 424, + 734 + ], + "score": 1.0, + "content": "proof. This makes sense, as the maxout activation is also norm-preserving in", + "type": "text" + }, + { + "bbox": [ + 424, + 721, + 440, + 732 + ], + "score": 0.9, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 440, + 720, + 506, + 734 + ], + "score": 1.0, + "content": ". However, this", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "does not hold when using a 2-norm constraint on the weights. We now present several consequences", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 257, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 257, + 105 + ], + "score": 1.0, + "content": "of the theoretical results given above.", + "type": "text", + "cross_page": true + } + ], + "index": 1 + } + ], + "index": 42.5, + "bbox_fs": [ + 105, + 710, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 104 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "does not hold when using a 2-norm constraint on the weights. We now present several consequences", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 257, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 257, + 105 + ], + "score": 1.0, + "content": "of the theoretical results given above.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 107, + 109, + 505, + 164 + ], + "lines": [ + { + "bbox": [ + 105, + 109, + 505, + 123 + ], + "spans": [ + { + "bbox": [ + 105, + 109, + 452, + 123 + ], + "score": 1.0, + "content": "This result can be extended easily to vector-valued Lipschitz functions with respect to", + "type": "text" + }, + { + "bbox": [ + 452, + 110, + 469, + 121 + ], + "score": 0.9, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 469, + 109, + 505, + 123 + ], + "score": 1.0, + "content": "distance", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 120, + 505, + 133 + ], + "spans": [ + { + "bbox": [ + 105, + 120, + 505, + 133 + ], + "score": 1.0, + "content": "by noticing that the space of such 1-Lipschitz functions is a lattice. We may apply the Stone-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 130, + 505, + 144 + ], + "spans": [ + { + "bbox": [ + 105, + 130, + 505, + 144 + ], + "score": 1.0, + "content": "Weierstrass proof to each of the coordinate functions independently and use the same construction", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 141, + 505, + 154 + ], + "spans": [ + { + "bbox": [ + 105, + 141, + 505, + 154 + ], + "score": 1.0, + "content": "as in Theorem 3 modifying only the last layer which will now reorder the outputs of each function", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 153, + 505, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 153, + 505, + 165 + ], + "score": 1.0, + "content": "to do a pairwise comparison and then select the relevant components to produce the max or the min.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4 + }, + { + "type": "text", + "bbox": [ + 107, + 167, + 503, + 190 + ], + "lines": [ + { + "bbox": [ + 104, + 164, + 507, + 184 + ], + "spans": [ + { + "bbox": [ + 104, + 164, + 315, + 184 + ], + "score": 1.0, + "content": "Observation. Consider the set of neural networks,", + "type": "text" + }, + { + "bbox": [ + 316, + 168, + 481, + 180 + ], + "score": 0.88, + "content": "\\mathcal { L } \\mathcal { N } _ { \\infty } ^ { m } = \\{ f : \\mathbb { R } ^ { n } \\to \\mathbb { R } ^ { m } , | | W | | _ { \\infty } = 1 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 481, + 164, + 507, + 184 + ], + "score": 1.0, + "content": ", with", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 176, + 496, + 192 + ], + "spans": [ + { + "bbox": [ + 105, + 176, + 214, + 192 + ], + "score": 1.0, + "content": "MaxMin activations. Then", + "type": "text" + }, + { + "bbox": [ + 215, + 179, + 240, + 191 + ], + "score": 0.9, + "content": "\\mathcal { L } \\mathcal { N } _ { \\infty } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 176, + 286, + 192 + ], + "score": 1.0, + "content": "is dense in", + "type": "text" + }, + { + "bbox": [ + 287, + 180, + 292, + 189 + ], + "score": 0.54, + "content": "I", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 176, + 447, + 192 + ], + "score": 1.0, + "content": "-Lipschitz functions with respect to the", + "type": "text" + }, + { + "bbox": [ + 448, + 180, + 464, + 190 + ], + "score": 0.87, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 176, + 496, + 192 + ], + "score": 1.0, + "content": "metric.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7.5 + }, + { + "type": "text", + "bbox": [ + 107, + 210, + 505, + 287 + ], + "lines": [ + { + "bbox": [ + 104, + 208, + 504, + 225 + ], + "spans": [ + { + "bbox": [ + 104, + 208, + 257, + 225 + ], + "score": 1.0, + "content": "Proof. Note that given two functions,", + "type": "text" + }, + { + "bbox": [ + 257, + 212, + 325, + 223 + ], + "score": 0.9, + "content": "g , f : \\mathbb { R } ^ { n } \\mathbb { R } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 325, + 208, + 487, + 225 + ], + "score": 1.0, + "content": "which are 1-Lipschitz with respect to the", + "type": "text" + }, + { + "bbox": [ + 487, + 212, + 504, + 222 + ], + "score": 0.89, + "content": "L _ { \\infty }", + "type": "inline_equation" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 222, + 505, + 234 + ], + "spans": [ + { + "bbox": [ + 106, + 222, + 418, + 234 + ], + "score": 1.0, + "content": "metric, their element-wise max (or min) is also 1-Lipschitz with respect to the", + "type": "text" + }, + { + "bbox": [ + 418, + 222, + 434, + 233 + ], + "score": 0.89, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 222, + 505, + 234 + ], + "score": 1.0, + "content": "metric. Consider", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 232, + 505, + 245 + ], + "spans": [ + { + "bbox": [ + 105, + 232, + 276, + 245 + ], + "score": 1.0, + "content": "the element-wise components of such an", + "type": "text" + }, + { + "bbox": [ + 276, + 233, + 283, + 244 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 284, + 232, + 320, + 245 + ], + "score": 1.0, + "content": ", written", + "type": "text" + }, + { + "bbox": [ + 320, + 232, + 395, + 244 + ], + "score": 0.93, + "content": "f = ( f _ { 1 } , \\ldots , { \\overline { { f } } } _ { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 232, + 505, + 245 + ], + "score": 1.0, + "content": ". We can apply the Stone-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 242, + 505, + 255 + ], + "spans": [ + { + "bbox": [ + 105, + 242, + 505, + 255 + ], + "score": 1.0, + "content": "Weierstrass theorem (Lemma 1) to each of the components independently, such that if the same", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 253, + 505, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 260, + 266 + ], + "score": 1.0, + "content": "conditions apply (trivially extended to", + "type": "text" + }, + { + "bbox": [ + 260, + 254, + 276, + 264 + ], + "score": 0.86, + "content": "\\mathbb { R } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 276, + 253, + 505, + 266 + ], + "score": 1.0, + "content": ") the Lattice is dense. Thus, as in the proof of Theorem 3,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 103, + 261, + 507, + 279 + ], + "spans": [ + { + "bbox": [ + 103, + 261, + 218, + 279 + ], + "score": 1.0, + "content": "it suffices to find a network", + "type": "text" + }, + { + "bbox": [ + 219, + 264, + 263, + 276 + ], + "score": 0.93, + "content": "h \\in \\mathcal { L N } _ { \\infty } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 261, + 507, + 279 + ], + "score": 1.0, + "content": "which can represent the max or min of any other networks,", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 107, + 269, + 167, + 293 + ], + "spans": [ + { + "bbox": [ + 107, + 275, + 159, + 287 + ], + "score": 0.92, + "content": "f , g \\in \\mathcal { L } \\mathcal { N } _ { \\infty } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 160, + 269, + 167, + 293 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 106, + 291, + 505, + 357 + ], + "lines": [ + { + "bbox": [ + 105, + 291, + 505, + 303 + ], + "spans": [ + { + "bbox": [ + 105, + 291, + 505, + 303 + ], + "score": 1.0, + "content": "In fact, we can use almost exactly the same construction as in the proof of Theorem 3. We follow", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 302, + 505, + 315 + ], + "spans": [ + { + "bbox": [ + 106, + 302, + 505, + 315 + ], + "score": 1.0, + "content": "the same initial steps by concatenating weight matrices and constructing block-diagonal matrices", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 312, + 506, + 325 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 403, + 325 + ], + "score": 1.0, + "content": "from the two networks. After doing this for all layers in the networks", + "type": "text" + }, + { + "bbox": [ + 403, + 313, + 411, + 324 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 411, + 312, + 430, + 325 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 431, + 315, + 437, + 324 + ], + "score": 0.76, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 312, + 506, + 325 + ], + "score": 1.0, + "content": ", we will output", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 107, + 322, + 506, + 336 + ], + "spans": [ + { + "bbox": [ + 107, + 324, + 201, + 335 + ], + "score": 0.84, + "content": "[ f _ { 1 } , \\dots , f _ { m } , g _ { 1 } , \\dots g _ { m } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 202, + 322, + 506, + 336 + ], + "score": 1.0, + "content": ". We can then permute these entries using a single linear layer to produce", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 107, + 333, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 107, + 335, + 215, + 345 + ], + "score": 0.87, + "content": "[ f _ { 1 } , g _ { 1 } , f _ { 2 } , g _ { 2 } , . . . , f _ { m } , g _ { m } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 215, + 333, + 506, + 347 + ], + "score": 1.0, + "content": "finally we take MaxMin and use the final weight matrix to select either", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 107, + 342, + 505, + 358 + ], + "spans": [ + { + "bbox": [ + 107, + 345, + 149, + 357 + ], + "score": 0.84, + "content": "\\operatorname* { m a x } ( f , g )", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 342, + 161, + 358 + ], + "score": 1.0, + "content": "or", + "type": "text" + }, + { + "bbox": [ + 161, + 345, + 201, + 357 + ], + "score": 0.9, + "content": "\\operatorname* { m i n } ( f , g )", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 342, + 206, + 358 + ], + "score": 1.0, + "content": ".", + "type": "text" + }, + { + "bbox": [ + 494, + 345, + 505, + 356 + ], + "score": 0.985, + "content": "□", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 18.5 + }, + { + "type": "title", + "bbox": [ + 107, + 374, + 332, + 387 + ], + "lines": [ + { + "bbox": [ + 104, + 373, + 334, + 389 + ], + "spans": [ + { + "bbox": [ + 104, + 373, + 334, + 389 + ], + "score": 1.0, + "content": "E SPECTRAL JACOBIAN REGULARIZATION", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 107, + 400, + 505, + 466 + ], + "lines": [ + { + "bbox": [ + 105, + 400, + 506, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 506, + 414 + ], + "score": 1.0, + "content": "Most existing work begins with the goal of constraining the spectral norm of the Jacobian and", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 104, + 411, + 506, + 425 + ], + "spans": [ + { + "bbox": [ + 104, + 411, + 506, + 425 + ], + "score": 1.0, + "content": "proceeds to achieve this by placing constraints on the weights of the network (Yoshida & Miyato,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 422, + 505, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 422, + 505, + 435 + ], + "score": 1.0, + "content": "2017). While not the main focus of our work, we propose a simple new technique which allows us", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 433, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 335, + 446 + ], + "score": 1.0, + "content": "to directly regularize the spectral norm of the Jacobian,", + "type": "text" + }, + { + "bbox": [ + 335, + 433, + 357, + 445 + ], + "score": 0.91, + "content": "\\sigma ( J )", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 433, + 505, + 446 + ], + "score": 1.0, + "content": ". This method differs from the ones", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 443, + 505, + 456 + ], + "spans": [ + { + "bbox": [ + 105, + 443, + 505, + 456 + ], + "score": 1.0, + "content": "described previously as the Lipschitz constant of the entire network is regularized using a single", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 454, + 242, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 454, + 242, + 467 + ], + "score": 1.0, + "content": "term, instead of at the layer level.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 25.5 + }, + { + "type": "text", + "bbox": [ + 106, + 470, + 505, + 514 + ], + "lines": [ + { + "bbox": [ + 105, + 470, + 505, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 505, + 484 + ], + "score": 1.0, + "content": "The intuition for this algorithm follows that of Yoshida & Miyato (2017), who apply power iteration", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 104, + 480, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 104, + 480, + 505, + 495 + ], + "score": 1.0, + "content": "to estimate the singular values of the weight matrices online. The authors also discuss computing", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 492, + 506, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 492, + 506, + 505 + ], + "score": 1.0, + "content": "the spectral radius of the Jacobian directly, and related quantities such as the Frobenius norm, but", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 503, + 318, + 515 + ], + "spans": [ + { + "bbox": [ + 105, + 503, + 318, + 515 + ], + "score": 1.0, + "content": "dismiss this as being too computationally expensive.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 30.5 + }, + { + "type": "text", + "bbox": [ + 107, + 519, + 504, + 542 + ], + "lines": [ + { + "bbox": [ + 105, + 517, + 505, + 533 + ], + "spans": [ + { + "bbox": [ + 105, + 517, + 419, + 533 + ], + "score": 1.0, + "content": "Power iteration can be used to compute the leading singular value of a matrix", + "type": "text" + }, + { + "bbox": [ + 420, + 520, + 428, + 529 + ], + "score": 0.82, + "content": "J", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 517, + 505, + 533 + ], + "score": 1.0, + "content": "with the following", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 530, + 168, + 543 + ], + "spans": [ + { + "bbox": [ + 105, + 530, + 168, + 543 + ], + "score": 1.0, + "content": "repeated steps,", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33.5 + }, + { + "type": "interline_equation", + "bbox": [ + 205, + 558, + 405, + 574 + ], + "lines": [ + { + "bbox": [ + 205, + 558, + 405, + 574 + ], + "spans": [ + { + "bbox": [ + 205, + 558, + 405, + 574 + ], + "score": 0.89, + "content": "\\mathbf { v } _ { k } = J ^ { T } \\mathbf { u } _ { k - 1 } / | | J ^ { T } \\mathbf { u } _ { k - 1 } | | _ { 2 } , \\mathbf { u } _ { k } = J \\mathbf { v } _ { k } / | | J \\mathbf { v } _ { k } | | _ { 2 }", + "type": "interline_equation", + "image_path": "8284c941cf6e83781c3918991f1933de57560b9543ea5f6095627f5027d5c518.jpg" + } + ] + } + ], + "index": 35, + "virtual_lines": [ + { + "bbox": [ + 205, + 558, + 405, + 574 + ], + "spans": [], + "index": 35 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 586, + 505, + 684 + ], + "lines": [ + { + "bbox": [ + 105, + 586, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 165, + 599 + ], + "score": 1.0, + "content": "Then we have", + "type": "text" + }, + { + "bbox": [ + 166, + 586, + 228, + 599 + ], + "score": 0.93, + "content": "\\sigma ( J ) \\approx \\mathbf { u } ^ { T } J \\mathbf { v }", + "type": "inline_equation" + }, + { + "bbox": [ + 228, + 586, + 505, + 599 + ], + "score": 1.0, + "content": ". There are two challenges that must be overcome to implement this", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 597, + 504, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 504, + 610 + ], + "score": 1.0, + "content": "in practice. First, the algorithm requires higher order derivatives which leads to increased computa-", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 608, + 505, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 608, + 505, + 621 + ], + "score": 1.0, + "content": "tional overhead. However, the tradeoff is often reasonable in practice, see e.g. Drucker & Le Cun", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 618, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 105, + 618, + 505, + 631 + ], + "score": 1.0, + "content": "(1992). Second, the algorithm requires both Vector-Jacobian products and Jacobian-Vector products.", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 629, + 506, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 629, + 506, + 643 + ], + "score": 1.0, + "content": "The former can be computed with reverse-mode automatic differentiation but the latter requires the", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 639, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 639, + 505, + 653 + ], + "score": 1.0, + "content": "less common forward-mode. Fortunately, one can recover forward-mode from reverse mode by con-", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 651, + 505, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 505, + 664 + ], + "score": 1.0, + "content": "structing Vector-Jacobian products and utilizing the transpose operator (Townsend, 2017). In this", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 661, + 505, + 675 + ], + "spans": [ + { + "bbox": [ + 105, + 661, + 505, + 675 + ], + "score": 1.0, + "content": "setting, we can actually re-use the intermediate reverse-mode backpropagation within the algorithm", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 672, + 505, + 685 + ], + "spans": [ + { + "bbox": [ + 106, + 672, + 505, + 685 + ], + "score": 1.0, + "content": "which further reduces the computational overhead. The algorithm itself is presented as Algorithm 1.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 40 + }, + { + "type": "text", + "bbox": [ + 107, + 688, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 689, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 506, + 700 + ], + "score": 1.0, + "content": "We present this algorithm primarily to be used for regularization but this could also be used to", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "approximately control the Lipschitz constraint by rescaling the output of the entire network by the", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 710, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 506, + 723 + ], + "score": 1.0, + "content": "estimate of the Jacobian spectral norm in a similar fashion to weight spectral normalization Miyato", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 721, + 160, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 160, + 733 + ], + "score": 1.0, + "content": "et al. (2018).", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 46.5 + } + ], + "page_idx": 19, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 298, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 298, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 15 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 104 + ], + "lines": [], + "index": 0.5, + "bbox_fs": [ + 106, + 82, + 505, + 105 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 107, + 109, + 505, + 164 + ], + "lines": [ + { + "bbox": [ + 105, + 109, + 505, + 123 + ], + "spans": [ + { + "bbox": [ + 105, + 109, + 452, + 123 + ], + "score": 1.0, + "content": "This result can be extended easily to vector-valued Lipschitz functions with respect to", + "type": "text" + }, + { + "bbox": [ + 452, + 110, + 469, + 121 + ], + "score": 0.9, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 469, + 109, + 505, + 123 + ], + "score": 1.0, + "content": "distance", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 120, + 505, + 133 + ], + "spans": [ + { + "bbox": [ + 105, + 120, + 505, + 133 + ], + "score": 1.0, + "content": "by noticing that the space of such 1-Lipschitz functions is a lattice. We may apply the Stone-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 130, + 505, + 144 + ], + "spans": [ + { + "bbox": [ + 105, + 130, + 505, + 144 + ], + "score": 1.0, + "content": "Weierstrass proof to each of the coordinate functions independently and use the same construction", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 141, + 505, + 154 + ], + "spans": [ + { + "bbox": [ + 105, + 141, + 505, + 154 + ], + "score": 1.0, + "content": "as in Theorem 3 modifying only the last layer which will now reorder the outputs of each function", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 153, + 505, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 153, + 505, + 165 + ], + "score": 1.0, + "content": "to do a pairwise comparison and then select the relevant components to produce the max or the min.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4, + "bbox_fs": [ + 105, + 109, + 505, + 165 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 167, + 503, + 190 + ], + "lines": [ + { + "bbox": [ + 104, + 164, + 507, + 184 + ], + "spans": [ + { + "bbox": [ + 104, + 164, + 315, + 184 + ], + "score": 1.0, + "content": "Observation. Consider the set of neural networks,", + "type": "text" + }, + { + "bbox": [ + 316, + 168, + 481, + 180 + ], + "score": 0.88, + "content": "\\mathcal { L } \\mathcal { N } _ { \\infty } ^ { m } = \\{ f : \\mathbb { R } ^ { n } \\to \\mathbb { R } ^ { m } , | | W | | _ { \\infty } = 1 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 481, + 164, + 507, + 184 + ], + "score": 1.0, + "content": ", with", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 176, + 496, + 192 + ], + "spans": [ + { + "bbox": [ + 105, + 176, + 214, + 192 + ], + "score": 1.0, + "content": "MaxMin activations. Then", + "type": "text" + }, + { + "bbox": [ + 215, + 179, + 240, + 191 + ], + "score": 0.9, + "content": "\\mathcal { L } \\mathcal { N } _ { \\infty } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 176, + 286, + 192 + ], + "score": 1.0, + "content": "is dense in", + "type": "text" + }, + { + "bbox": [ + 287, + 180, + 292, + 189 + ], + "score": 0.54, + "content": "I", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 176, + 447, + 192 + ], + "score": 1.0, + "content": "-Lipschitz functions with respect to the", + "type": "text" + }, + { + "bbox": [ + 448, + 180, + 464, + 190 + ], + "score": 0.87, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 176, + 496, + 192 + ], + "score": 1.0, + "content": "metric.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7.5, + "bbox_fs": [ + 104, + 164, + 507, + 192 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 210, + 505, + 287 + ], + "lines": [ + { + "bbox": [ + 104, + 208, + 504, + 225 + ], + "spans": [ + { + "bbox": [ + 104, + 208, + 257, + 225 + ], + "score": 1.0, + "content": "Proof. Note that given two functions,", + "type": "text" + }, + { + "bbox": [ + 257, + 212, + 325, + 223 + ], + "score": 0.9, + "content": "g , f : \\mathbb { R } ^ { n } \\mathbb { R } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 325, + 208, + 487, + 225 + ], + "score": 1.0, + "content": "which are 1-Lipschitz with respect to the", + "type": "text" + }, + { + "bbox": [ + 487, + 212, + 504, + 222 + ], + "score": 0.89, + "content": "L _ { \\infty }", + "type": "inline_equation" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 222, + 505, + 234 + ], + "spans": [ + { + "bbox": [ + 106, + 222, + 418, + 234 + ], + "score": 1.0, + "content": "metric, their element-wise max (or min) is also 1-Lipschitz with respect to the", + "type": "text" + }, + { + "bbox": [ + 418, + 222, + 434, + 233 + ], + "score": 0.89, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 222, + 505, + 234 + ], + "score": 1.0, + "content": "metric. Consider", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 232, + 505, + 245 + ], + "spans": [ + { + "bbox": [ + 105, + 232, + 276, + 245 + ], + "score": 1.0, + "content": "the element-wise components of such an", + "type": "text" + }, + { + "bbox": [ + 276, + 233, + 283, + 244 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 284, + 232, + 320, + 245 + ], + "score": 1.0, + "content": ", written", + "type": "text" + }, + { + "bbox": [ + 320, + 232, + 395, + 244 + ], + "score": 0.93, + "content": "f = ( f _ { 1 } , \\ldots , { \\overline { { f } } } _ { m } )", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 232, + 505, + 245 + ], + "score": 1.0, + "content": ". We can apply the Stone-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 242, + 505, + 255 + ], + "spans": [ + { + "bbox": [ + 105, + 242, + 505, + 255 + ], + "score": 1.0, + "content": "Weierstrass theorem (Lemma 1) to each of the components independently, such that if the same", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 253, + 505, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 260, + 266 + ], + "score": 1.0, + "content": "conditions apply (trivially extended to", + "type": "text" + }, + { + "bbox": [ + 260, + 254, + 276, + 264 + ], + "score": 0.86, + "content": "\\mathbb { R } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 276, + 253, + 505, + 266 + ], + "score": 1.0, + "content": ") the Lattice is dense. Thus, as in the proof of Theorem 3,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 103, + 261, + 507, + 279 + ], + "spans": [ + { + "bbox": [ + 103, + 261, + 218, + 279 + ], + "score": 1.0, + "content": "it suffices to find a network", + "type": "text" + }, + { + "bbox": [ + 219, + 264, + 263, + 276 + ], + "score": 0.93, + "content": "h \\in \\mathcal { L N } _ { \\infty } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 261, + 507, + 279 + ], + "score": 1.0, + "content": "which can represent the max or min of any other networks,", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 107, + 269, + 167, + 293 + ], + "spans": [ + { + "bbox": [ + 107, + 275, + 159, + 287 + ], + "score": 0.92, + "content": "f , g \\in \\mathcal { L } \\mathcal { N } _ { \\infty } ^ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 160, + 269, + 167, + 293 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 12, + "bbox_fs": [ + 103, + 208, + 507, + 293 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 291, + 505, + 357 + ], + "lines": [ + { + "bbox": [ + 105, + 291, + 505, + 303 + ], + "spans": [ + { + "bbox": [ + 105, + 291, + 505, + 303 + ], + "score": 1.0, + "content": "In fact, we can use almost exactly the same construction as in the proof of Theorem 3. We follow", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 302, + 505, + 315 + ], + "spans": [ + { + "bbox": [ + 106, + 302, + 505, + 315 + ], + "score": 1.0, + "content": "the same initial steps by concatenating weight matrices and constructing block-diagonal matrices", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 312, + 506, + 325 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 403, + 325 + ], + "score": 1.0, + "content": "from the two networks. After doing this for all layers in the networks", + "type": "text" + }, + { + "bbox": [ + 403, + 313, + 411, + 324 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 411, + 312, + 430, + 325 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 431, + 315, + 437, + 324 + ], + "score": 0.76, + "content": "g", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 312, + 506, + 325 + ], + "score": 1.0, + "content": ", we will output", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 107, + 322, + 506, + 336 + ], + "spans": [ + { + "bbox": [ + 107, + 324, + 201, + 335 + ], + "score": 0.84, + "content": "[ f _ { 1 } , \\dots , f _ { m } , g _ { 1 } , \\dots g _ { m } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 202, + 322, + 506, + 336 + ], + "score": 1.0, + "content": ". We can then permute these entries using a single linear layer to produce", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 107, + 333, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 107, + 335, + 215, + 345 + ], + "score": 0.87, + "content": "[ f _ { 1 } , g _ { 1 } , f _ { 2 } , g _ { 2 } , . . . , f _ { m } , g _ { m } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 215, + 333, + 506, + 347 + ], + "score": 1.0, + "content": "finally we take MaxMin and use the final weight matrix to select either", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 107, + 342, + 505, + 358 + ], + "spans": [ + { + "bbox": [ + 107, + 345, + 149, + 357 + ], + "score": 0.84, + "content": "\\operatorname* { m a x } ( f , g )", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 342, + 161, + 358 + ], + "score": 1.0, + "content": "or", + "type": "text" + }, + { + "bbox": [ + 161, + 345, + 201, + 357 + ], + "score": 0.9, + "content": "\\operatorname* { m i n } ( f , g )", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 342, + 206, + 358 + ], + "score": 1.0, + "content": ".", + "type": "text" + }, + { + "bbox": [ + 494, + 345, + 505, + 356 + ], + "score": 0.985, + "content": "□", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 18.5, + "bbox_fs": [ + 105, + 291, + 506, + 358 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 374, + 332, + 387 + ], + "lines": [ + { + "bbox": [ + 104, + 373, + 334, + 389 + ], + "spans": [ + { + "bbox": [ + 104, + 373, + 334, + 389 + ], + "score": 1.0, + "content": "E SPECTRAL JACOBIAN REGULARIZATION", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 107, + 400, + 505, + 466 + ], + "lines": [ + { + "bbox": [ + 105, + 400, + 506, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 506, + 414 + ], + "score": 1.0, + "content": "Most existing work begins with the goal of constraining the spectral norm of the Jacobian and", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 104, + 411, + 506, + 425 + ], + "spans": [ + { + "bbox": [ + 104, + 411, + 506, + 425 + ], + "score": 1.0, + "content": "proceeds to achieve this by placing constraints on the weights of the network (Yoshida & Miyato,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 422, + 505, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 422, + 505, + 435 + ], + "score": 1.0, + "content": "2017). While not the main focus of our work, we propose a simple new technique which allows us", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 433, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 335, + 446 + ], + "score": 1.0, + "content": "to directly regularize the spectral norm of the Jacobian,", + "type": "text" + }, + { + "bbox": [ + 335, + 433, + 357, + 445 + ], + "score": 0.91, + "content": "\\sigma ( J )", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 433, + 505, + 446 + ], + "score": 1.0, + "content": ". This method differs from the ones", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 443, + 505, + 456 + ], + "spans": [ + { + "bbox": [ + 105, + 443, + 505, + 456 + ], + "score": 1.0, + "content": "described previously as the Lipschitz constant of the entire network is regularized using a single", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 454, + 242, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 454, + 242, + 467 + ], + "score": 1.0, + "content": "term, instead of at the layer level.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 25.5, + "bbox_fs": [ + 104, + 400, + 506, + 467 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 470, + 505, + 514 + ], + "lines": [ + { + "bbox": [ + 105, + 470, + 505, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 505, + 484 + ], + "score": 1.0, + "content": "The intuition for this algorithm follows that of Yoshida & Miyato (2017), who apply power iteration", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 104, + 480, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 104, + 480, + 505, + 495 + ], + "score": 1.0, + "content": "to estimate the singular values of the weight matrices online. The authors also discuss computing", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 492, + 506, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 492, + 506, + 505 + ], + "score": 1.0, + "content": "the spectral radius of the Jacobian directly, and related quantities such as the Frobenius norm, but", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 503, + 318, + 515 + ], + "spans": [ + { + "bbox": [ + 105, + 503, + 318, + 515 + ], + "score": 1.0, + "content": "dismiss this as being too computationally expensive.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 30.5, + "bbox_fs": [ + 104, + 470, + 506, + 515 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 519, + 504, + 542 + ], + "lines": [ + { + "bbox": [ + 105, + 517, + 505, + 533 + ], + "spans": [ + { + "bbox": [ + 105, + 517, + 419, + 533 + ], + "score": 1.0, + "content": "Power iteration can be used to compute the leading singular value of a matrix", + "type": "text" + }, + { + "bbox": [ + 420, + 520, + 428, + 529 + ], + "score": 0.82, + "content": "J", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 517, + 505, + 533 + ], + "score": 1.0, + "content": "with the following", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 530, + 168, + 543 + ], + "spans": [ + { + "bbox": [ + 105, + 530, + 168, + 543 + ], + "score": 1.0, + "content": "repeated steps,", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33.5, + "bbox_fs": [ + 105, + 517, + 505, + 543 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 205, + 558, + 405, + 574 + ], + "lines": [ + { + "bbox": [ + 205, + 558, + 405, + 574 + ], + "spans": [ + { + "bbox": [ + 205, + 558, + 405, + 574 + ], + "score": 0.89, + "content": "\\mathbf { v } _ { k } = J ^ { T } \\mathbf { u } _ { k - 1 } / | | J ^ { T } \\mathbf { u } _ { k - 1 } | | _ { 2 } , \\mathbf { u } _ { k } = J \\mathbf { v } _ { k } / | | J \\mathbf { v } _ { k } | | _ { 2 }", + "type": "interline_equation", + "image_path": "8284c941cf6e83781c3918991f1933de57560b9543ea5f6095627f5027d5c518.jpg" + } + ] + } + ], + "index": 35, + "virtual_lines": [ + { + "bbox": [ + 205, + 558, + 405, + 574 + ], + "spans": [], + "index": 35 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 586, + 505, + 684 + ], + "lines": [ + { + "bbox": [ + 105, + 586, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 165, + 599 + ], + "score": 1.0, + "content": "Then we have", + "type": "text" + }, + { + "bbox": [ + 166, + 586, + 228, + 599 + ], + "score": 0.93, + "content": "\\sigma ( J ) \\approx \\mathbf { u } ^ { T } J \\mathbf { v }", + "type": "inline_equation" + }, + { + "bbox": [ + 228, + 586, + 505, + 599 + ], + "score": 1.0, + "content": ". There are two challenges that must be overcome to implement this", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 597, + 504, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 504, + 610 + ], + "score": 1.0, + "content": "in practice. First, the algorithm requires higher order derivatives which leads to increased computa-", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 608, + 505, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 608, + 505, + 621 + ], + "score": 1.0, + "content": "tional overhead. However, the tradeoff is often reasonable in practice, see e.g. Drucker & Le Cun", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 618, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 105, + 618, + 505, + 631 + ], + "score": 1.0, + "content": "(1992). Second, the algorithm requires both Vector-Jacobian products and Jacobian-Vector products.", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 629, + 506, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 629, + 506, + 643 + ], + "score": 1.0, + "content": "The former can be computed with reverse-mode automatic differentiation but the latter requires the", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 639, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 639, + 505, + 653 + ], + "score": 1.0, + "content": "less common forward-mode. Fortunately, one can recover forward-mode from reverse mode by con-", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 651, + 505, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 505, + 664 + ], + "score": 1.0, + "content": "structing Vector-Jacobian products and utilizing the transpose operator (Townsend, 2017). In this", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 661, + 505, + 675 + ], + "spans": [ + { + "bbox": [ + 105, + 661, + 505, + 675 + ], + "score": 1.0, + "content": "setting, we can actually re-use the intermediate reverse-mode backpropagation within the algorithm", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 672, + 505, + 685 + ], + "spans": [ + { + "bbox": [ + 106, + 672, + 505, + 685 + ], + "score": 1.0, + "content": "which further reduces the computational overhead. The algorithm itself is presented as Algorithm 1.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 40, + "bbox_fs": [ + 105, + 586, + 506, + 685 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 688, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 689, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 506, + 700 + ], + "score": 1.0, + "content": "We present this algorithm primarily to be used for regularization but this could also be used to", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "approximately control the Lipschitz constraint by rescaling the output of the entire network by the", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 710, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 506, + 723 + ], + "score": 1.0, + "content": "estimate of the Jacobian spectral norm in a similar fashion to weight spectral normalization Miyato", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 721, + 160, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 160, + 733 + ], + "score": 1.0, + "content": "et al. 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Algorithm1: Spectral Jacobian Regularization
Initialize u randomly, choose hyperparameter 入> 0
for data batch (X,Y) do
Compute logits fe(X)
Compute loss L(fe(X),Y)
8f Compute g = 1 using reverse mode 43 Dx
Set v = g/llgll2
0g of Compute h = (vT T V,using reverse mode
du x Update u = h/||lh|l2
a
Compute parameter update from (L + λuTh) 丽
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ReLUMaxMinGroupSort-4FullSortMaxout
Standard1.611.471.623.531.40
Dropout1.271.371.293.621.27
Bjorck1.541.251.432.061.43
Spectral NormSpectral JacSpectral Norm1.541.261.322.94
1.051.091.241.931.02
ParsevalL81.431.401.443.361.35
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Algorithm1: Spectral Jacobian Regularization
Initialize u randomly, choose hyperparameter 入> 0
for data batch (X,Y) do
Compute logits fe(X)
Compute loss L(fe(X),Y)
8f Compute g = 1 using reverse mode 43 Dx
Set v = g/llgll2
0g of Compute h = (vT T V,using reverse mode
du x Update u = h/||lh|l2
a
Compute parameter update from (L + λuTh) 丽
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ReLUMaxMinGroupSort-4FullSortMaxout
Standard1.611.471.623.531.40
Dropout1.271.371.293.621.27
Bjorck1.541.251.432.061.43
Spectral NormSpectral JacSpectral Norm1.541.261.322.94
1.051.091.241.931.02
ParsevalL81.431.401.443.361.35
2.252.282.224.881.98
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Data SizeStandardDropoutWeight DecayBjorck
ReLUMaxMinReLUMaxMinReLUMaxMinReLUMaxMin
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5008.579.135.546.157.337.505.966.98
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StandardParsevalSpec Jac Regularization
ReLUMaxMinReLUMaxMinReLUMaxMin
CIFAR-1095.2994.5795.4594.8395.4494.62
", + "type": "table", + "image_path": "76059aff21cb6c912fac43c8aadaa40ec99742589a7b2de12f77c266900bd708.jpg" + } + ] + } + ], + "index": 6, + "virtual_lines": [ + { + "bbox": [ + 136, + 191, + 472, + 203.0 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 136, + 203.0, + 472, + 215.0 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 136, + 215.0, + 472, + 227.0 + ], + "spans": [], + "index": 7 + } + ] + }, + { + "type": "table_caption", + "bbox": [ + 106, + 234, + 503, + 256 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 105, + 232, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 105, + 232, + 505, + 248 + ], + "score": 1.0, + "content": "Table 6: CIFAR-10 Classification Test accuracy for Wide ResNets (Depth 28, Width 4) with vary-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 245, + 256, + 258 + ], + "spans": [ + { + "bbox": [ + 106, + 245, + 256, + 258 + ], + "score": 1.0, + "content": "ing activations and training schemes.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8.5 + } + ], + "index": 7.25 + }, + { + "type": "text", + "bbox": [ + 107, + 278, + 505, + 332 + ], + "lines": [ + { + "bbox": [ + 106, + 279, + 505, + 291 + ], + "spans": [ + { + "bbox": [ + 106, + 279, + 505, + 291 + ], + "score": 1.0, + "content": "neural networks enforced with the Bjorck algorithm. In these experiments we are using a LeNet-5 ¨", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 290, + 505, + 302 + ], + "spans": [ + { + "bbox": [ + 106, + 290, + 505, + 302 + ], + "score": 1.0, + "content": "architecture, with convolutions and max-pooling — the latter prevents norm preservation and thus", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 300, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 105, + 300, + 505, + 312 + ], + "score": 1.0, + "content": "may reduce the effectiveness of MaxMin substantially. 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Full results are in Table 5.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 107, + 345, + 505, + 420 + ], + "lines": [ + { + "bbox": [ + 106, + 345, + 505, + 358 + ], + "spans": [ + { + "bbox": [ + 106, + 345, + 505, + 358 + ], + "score": 1.0, + "content": "Classification on CIFAR-10 We briefly explored classification on CIFAR-10 using Wide ResNets", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 357, + 505, + 369 + ], + "spans": [ + { + "bbox": [ + 106, + 357, + 505, + 369 + ], + "score": 1.0, + "content": "(Depth 28, Width 4) (Zagoruyko & Komodakis, 2016; He et al., 2016). We performed these experi-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 366, + 505, + 380 + ], + "spans": [ + { + "bbox": [ + 105, + 366, + 505, + 380 + ], + "score": 1.0, + "content": "ments primarily to explore the effectiveness of the MaxMin activation in a more challenging setting.", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 378, + 505, + 390 + ], + "spans": [ + { + "bbox": [ + 106, + 378, + 505, + 390 + ], + "score": 1.0, + "content": "We stuck with the optimal optimization hyperparameters for ReLU with SGD and performed a small", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 388, + 505, + 401 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 505, + 401 + ], + "score": 1.0, + "content": "search over regularization parameters for Parseval and Spec Jac regularization. We present results in", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 398, + 505, + 412 + ], + "spans": [ + { + "bbox": [ + 105, + 398, + 505, + 412 + ], + "score": 1.0, + "content": "Table 6. We found that MaxMin performed comparably to ReLU in this setting and hope to explore", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 410, + 214, + 421 + ], + "spans": [ + { + "bbox": [ + 106, + 410, + 214, + 421 + ], + "score": 1.0, + "content": "this further in future work.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 18 + }, + { + "type": "title", + "bbox": [ + 108, + 434, + 228, + 446 + ], + "lines": [ + { + "bbox": [ + 105, + 433, + 230, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 230, + 448 + ], + "score": 1.0, + "content": "F.2 TRAINING WGAN-GP", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 107, + 455, + 505, + 541 + ], + "lines": [ + { + "bbox": [ + 106, + 456, + 505, + 468 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 505, + 468 + ], + "score": 1.0, + "content": "We found that the MaxMin activation could also be used as a drop-in replacement for ReLU activa-", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 466, + 505, + 479 + ], + "spans": [ + { + "bbox": [ + 106, + 466, + 505, + 479 + ], + "score": 1.0, + "content": "tions in WGAN architectures that utilize a gradient-norm penalty in the training objective. We took", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 477, + 505, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 505, + 489 + ], + "score": 1.0, + "content": "an existing implementation of WGAN-GP which used a fully convolutional critic network with 5", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 488, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 488, + 505, + 500 + ], + "score": 1.0, + "content": "layers and LeakyReLU activations. The generator used a linear layer followed by 4 deconvolutional", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 498, + 506, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 506, + 511 + ], + "score": 1.0, + "content": "layers. We trained this model with the tuned hyperparameters for the LeakyReLU activation and", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 508, + 506, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 508, + 506, + 522 + ], + "score": 1.0, + "content": "then used the same settings to train a model with MaxMin acivations. We defer a more thorough", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 520, + 505, + 532 + ], + "spans": [ + { + "bbox": [ + 106, + 520, + 505, + 532 + ], + "score": 1.0, + "content": "study of this setting to future work but present here the output of the trained generators after 50", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 530, + 394, + 543 + ], + "spans": [ + { + "bbox": [ + 105, + 530, + 394, + 543 + ], + "score": 1.0, + "content": "epochs of training on the CelebA dataset (Liu et al., 2015) in Figure 15.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 26.5 + }, + { + "type": "title", + "bbox": [ + 107, + 556, + 232, + 567 + ], + "lines": [ + { + "bbox": [ + 106, + 556, + 233, + 568 + ], + "spans": [ + { + "bbox": [ + 106, + 556, + 233, + 568 + ], + "score": 1.0, + "content": "F.3 DYNAMICAL ISOMETRY", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 576, + 505, + 694 + ], + "lines": [ + { + "bbox": [ + 106, + 577, + 505, + 589 + ], + "spans": [ + { + "bbox": [ + 106, + 577, + 505, + 589 + ], + "score": 1.0, + "content": "Gradient norm preservation also enables our methods to represent functions whose input-output Ja-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 586, + 505, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 505, + 601 + ], + "score": 1.0, + "content": "cobian has singular values that all concentrate near unity (Pennington et al., 2017), a property known", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 598, + 505, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 505, + 610 + ], + "score": 1.0, + "content": "as dynamical isometry. This property has been shown to speed up training by orders of magnitude", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 609, + 505, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 505, + 621 + ], + "score": 1.0, + "content": "when enforced during weight initialization (Pennington et al., 2017; Sokol & Park, 2018), and ex-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 619, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 105, + 619, + 505, + 631 + ], + "score": 1.0, + "content": "plored in the contexts of training RNNs (Chen et al., 2018) and very deep convolutional neural net-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 630, + 506, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 630, + 506, + 643 + ], + "score": 1.0, + "content": "works (Xiao et al., 2018). Enforcing gradient norm preservation on each layer also effectively solves", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 640, + 506, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 640, + 506, + 653 + ], + "score": 1.0, + "content": "the vanishing gradient problem, as the L2 norm of the back-propagated gradients are maintained at", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 651, + 505, + 663 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 505, + 663 + ], + "score": 1.0, + "content": "unity throughout the neural network. Using our methods, (Bjorck Orthonormalization (Bj ¨ orck & ¨", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 659, + 505, + 675 + ], + "spans": [ + { + "bbox": [ + 104, + 659, + 505, + 675 + ], + "score": 1.0, + "content": "Bowie, 1971) and GroupSort), one can maintain dynamical isometry throughout training, reaping", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 671, + 505, + 685 + ], + "spans": [ + { + "bbox": [ + 105, + 671, + 505, + 685 + ], + "score": 1.0, + "content": "the aforementioned benefits. Interestingly, ReLU networks are not capable of achieving dynamical", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 683, + 248, + 695 + ], + "spans": [ + { + "bbox": [ + 105, + 683, + 248, + 695 + ], + "score": 1.0, + "content": "isometry (Pennington et al., 2017).", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 108, + 699, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "In Figure 16 we plot the distribution of all singular values of ReLU and GroupSort 2-norm-", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "constrained networks trained as MNIST classifiers. While the ReLU singular values are spread", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "score": 1.0, + "content": "in the range 4-8 the GroupSort network concentrates the singular values in range 9-10. Dynamical", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 44 + } + ], + "page_idx": 21, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 309, + 39 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 309, + 39 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 298, + 750, + 313, + 765 + ], + "spans": [ + { + "bbox": [ + 298, + 750, + 313, + 765 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 15, + "width": 15 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "table", + "bbox": [ + 111, + 80, + 500, + 158 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 111, + 80, + 500, + 158 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 111, + 80, + 500, + 158 + ], + "spans": [ + { + "bbox": [ + 111, + 80, + 500, + 158 + ], + "score": 0.982, + "html": "
Data SizeStandardDropoutWeight DecayBjorck
ReLUMaxMinReLUMaxMinReLUMaxMinReLUMaxMin
30012.4012.147.3010.6411.0610.818.127.81
5008.579.135.546.157.337.505.966.98
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StandardParsevalSpec Jac Regularization
ReLUMaxMinReLUMaxMinReLUMaxMin
CIFAR-1095.2994.5795.4594.8395.4494.62
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We performed these experi-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 366, + 505, + 380 + ], + "spans": [ + { + "bbox": [ + 105, + 366, + 505, + 380 + ], + "score": 1.0, + "content": "ments primarily to explore the effectiveness of the MaxMin activation in a more challenging setting.", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 378, + 505, + 390 + ], + "spans": [ + { + "bbox": [ + 106, + 378, + 505, + 390 + ], + "score": 1.0, + "content": "We stuck with the optimal optimization hyperparameters for ReLU with SGD and performed a small", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 388, + 505, + 401 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 505, + 401 + ], + "score": 1.0, + "content": "search over regularization parameters for Parseval and Spec Jac regularization. We present results in", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 398, + 505, + 412 + ], + "spans": [ + { + "bbox": [ + 105, + 398, + 505, + 412 + ], + "score": 1.0, + "content": "Table 6. We found that MaxMin performed comparably to ReLU in this setting and hope to explore", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 410, + 214, + 421 + ], + "spans": [ + { + "bbox": [ + 106, + 410, + 214, + 421 + ], + "score": 1.0, + "content": "this further in future work.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 18, + "bbox_fs": [ + 105, + 345, + 505, + 421 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 434, + 228, + 446 + ], + "lines": [ + { + "bbox": [ + 105, + 433, + 230, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 230, + 448 + ], + "score": 1.0, + "content": "F.2 TRAINING WGAN-GP", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 107, + 455, + 505, + 541 + ], + "lines": [ + { + "bbox": [ + 106, + 456, + 505, + 468 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 505, + 468 + ], + "score": 1.0, + "content": "We found that the MaxMin activation could also be used as a drop-in replacement for ReLU activa-", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 466, + 505, + 479 + ], + "spans": [ + { + "bbox": [ + 106, + 466, + 505, + 479 + ], + "score": 1.0, + "content": "tions in WGAN architectures that utilize a gradient-norm penalty in the training objective. We took", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 477, + 505, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 505, + 489 + ], + "score": 1.0, + "content": "an existing implementation of WGAN-GP which used a fully convolutional critic network with 5", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 488, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 488, + 505, + 500 + ], + "score": 1.0, + "content": "layers and LeakyReLU activations. The generator used a linear layer followed by 4 deconvolutional", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 498, + 506, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 506, + 511 + ], + "score": 1.0, + "content": "layers. We trained this model with the tuned hyperparameters for the LeakyReLU activation and", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 508, + 506, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 508, + 506, + 522 + ], + "score": 1.0, + "content": "then used the same settings to train a model with MaxMin acivations. We defer a more thorough", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 520, + 505, + 532 + ], + "spans": [ + { + "bbox": [ + 106, + 520, + 505, + 532 + ], + "score": 1.0, + "content": "study of this setting to future work but present here the output of the trained generators after 50", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 530, + 394, + 543 + ], + "spans": [ + { + "bbox": [ + 105, + 530, + 394, + 543 + ], + "score": 1.0, + "content": "epochs of training on the CelebA dataset (Liu et al., 2015) in Figure 15.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 26.5, + "bbox_fs": [ + 105, + 456, + 506, + 543 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 556, + 232, + 567 + ], + "lines": [ + { + "bbox": [ + 106, + 556, + 233, + 568 + ], + "spans": [ + { + "bbox": [ + 106, + 556, + 233, + 568 + ], + "score": 1.0, + "content": "F.3 DYNAMICAL ISOMETRY", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 576, + 505, + 694 + ], + "lines": [ + { + "bbox": [ + 106, + 577, + 505, + 589 + ], + "spans": [ + { + "bbox": [ + 106, + 577, + 505, + 589 + ], + "score": 1.0, + "content": "Gradient norm preservation also enables our methods to represent functions whose input-output Ja-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 586, + 505, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 505, + 601 + ], + "score": 1.0, + "content": "cobian has singular values that all concentrate near unity (Pennington et al., 2017), a property known", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 598, + 505, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 505, + 610 + ], + "score": 1.0, + "content": "as dynamical isometry. This property has been shown to speed up training by orders of magnitude", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 609, + 505, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 505, + 621 + ], + "score": 1.0, + "content": "when enforced during weight initialization (Pennington et al., 2017; Sokol & Park, 2018), and ex-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 619, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 105, + 619, + 505, + 631 + ], + "score": 1.0, + "content": "plored in the contexts of training RNNs (Chen et al., 2018) and very deep convolutional neural net-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 630, + 506, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 630, + 506, + 643 + ], + "score": 1.0, + "content": "works (Xiao et al., 2018). Enforcing gradient norm preservation on each layer also effectively solves", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 640, + 506, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 640, + 506, + 653 + ], + "score": 1.0, + "content": "the vanishing gradient problem, as the L2 norm of the back-propagated gradients are maintained at", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 651, + 505, + 663 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 505, + 663 + ], + "score": 1.0, + "content": "unity throughout the neural network. Using our methods, (Bjorck Orthonormalization (Bj ¨ orck & ¨", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 659, + 505, + 675 + ], + "spans": [ + { + "bbox": [ + 104, + 659, + 505, + 675 + ], + "score": 1.0, + "content": "Bowie, 1971) and GroupSort), one can maintain dynamical isometry throughout training, reaping", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 671, + 505, + 685 + ], + "spans": [ + { + "bbox": [ + 105, + 671, + 505, + 685 + ], + "score": 1.0, + "content": "the aforementioned benefits. Interestingly, ReLU networks are not capable of achieving dynamical", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 683, + 248, + 695 + ], + "spans": [ + { + "bbox": [ + 105, + 683, + 248, + 695 + ], + "score": 1.0, + "content": "isometry (Pennington et al., 2017).", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 37, + "bbox_fs": [ + 104, + 577, + 506, + 695 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 699, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "In Figure 16 we plot the distribution of all singular values of ReLU and GroupSort 2-norm-", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "constrained networks trained as MNIST classifiers. While the ReLU singular values are spread", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "score": 1.0, + "content": "in the range 4-8 the GroupSort network concentrates the singular values in range 9-10. Dynamical", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "isometry (Pennington et al., 2017) requires all Jacobian singular values to be concentrated around 1.", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "Typically this property is defined with respect to the initialization of the weights but using 2-norm", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 103, + 505, + 116 + ], + "spans": [ + { + "bbox": [ + 105, + 103, + 505, + 116 + ], + "score": 1.0, + "content": "constraints and GroupSort activations we are able to approximately achieve dynamical isometry", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 505, + 127 + ], + "score": 1.0, + "content": "throughout training. 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We leave further investigations into exploiting these benefits on practical prob-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 124, + 197, + 138 + ], + "spans": [ + { + "bbox": [ + 105, + 124, + 197, + 138 + ], + "score": 1.0, + "content": "lems to a future study.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 2 + }, + { + "type": "title", + "bbox": [ + 108, + 151, + 245, + 164 + ], + "lines": [ + { + "bbox": [ + 105, + 150, + 246, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 150, + 246, + 167 + ], + "score": 1.0, + "content": "G EXPERIMENT DETAILS", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5 + }, + { + "type": "text", + "bbox": [ + 107, + 176, + 437, + 187 + ], + "lines": [ + { + "bbox": [ + 105, + 174, + 439, + 190 + ], + "spans": [ + { + "bbox": [ + 105, + 174, + 439, + 190 + ], + "score": 1.0, + "content": "Here we present additional details of the experiments conducted in the main paper.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 105, + 199, + 498, + 212 + ], + "lines": [ + { + "bbox": [ + 106, + 199, + 500, + 212 + ], + "spans": [ + { + "bbox": [ + 106, + 199, + 500, + 212 + ], + "score": 1.0, + "content": "G.1 SIMPLE PROBABILITY DISTRIBUTIONS AND THEIR CORRESPONDING DUAL SURFACES", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 107, + 218, + 504, + 293 + ], + "lines": [ + { + "bbox": [ + 103, + 218, + 508, + 241 + ], + "spans": [ + { + "bbox": [ + 103, + 218, + 223, + 241 + ], + "score": 1.0, + "content": "Absolute value: We pick", + "type": "text" + }, + { + "bbox": [ + 223, + 224, + 284, + 236 + ], + "score": 0.93, + "content": "p _ { 1 } ( \\mathbf { x } ) = \\delta _ { 0 } ( x )", + "type": "inline_equation" + }, + { + "bbox": [ + 284, + 218, + 302, + 241 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 303, + 218, + 420, + 241 + ], + "score": 0.95, + "content": "p _ { 2 } ( { \\bf x } ) = \\frac { 1 } { 2 } \\delta _ { - 1 } ( x ) + \\frac { 1 } { 2 } \\delta _ { 1 } ( x )", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 218, + 451, + 241 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 451, + 224, + 476, + 236 + ], + "score": 0.92, + "content": "\\delta _ { \\alpha } ( x )", + "type": "inline_equation" + }, + { + "bbox": [ + 476, + 218, + 508, + 241 + ], + "score": 1.0, + "content": "stands", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 237, + 506, + 251 + ], + "spans": [ + { + "bbox": [ + 105, + 237, + 257, + 251 + ], + "score": 1.0, + "content": "for the Dirac delta function located at", + "type": "text" + }, + { + "bbox": [ + 257, + 241, + 265, + 249 + ], + "score": 0.77, + "content": "\\alpha", + "type": "inline_equation" + }, + { + "bbox": [ + 265, + 237, + 506, + 251 + ], + "score": 1.0, + "content": ". It can be shown that the optimal dual surface learned while", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 250, + 506, + 261 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 291, + 261 + ], + "score": 1.0, + "content": "computing the Wasserstein distance between", + "type": "text" + }, + { + "bbox": [ + 292, + 251, + 303, + 261 + ], + "score": 0.84, + "content": "p _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 250, + 322, + 261 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 323, + 251, + 334, + 261 + ], + "score": 0.85, + "content": "p _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 250, + 506, + 261 + ], + "score": 1.0, + "content": "is the absolute value function. This also", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 259, + 506, + 272 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 429, + 272 + ], + "score": 1.0, + "content": "makes intuitive sense, as the function that assigns ”as low values as possible” at", + "type": "text" + }, + { + "bbox": [ + 429, + 261, + 455, + 270 + ], + "score": 0.9, + "content": "x = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 456, + 259, + 506, + 272 + ], + "score": 1.0, + "content": "and assigns", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 269, + 506, + 283 + ], + "spans": [ + { + "bbox": [ + 105, + 269, + 228, + 283 + ], + "score": 1.0, + "content": "”as low values as possible” at", + "type": "text" + }, + { + "bbox": [ + 228, + 271, + 263, + 281 + ], + "score": 0.91, + "content": "x = - 1", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 269, + 281, + 283 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 281, + 271, + 308, + 281 + ], + "score": 0.91, + "content": "x = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 308, + 269, + 506, + 283 + ], + "score": 1.0, + "content": "while making sure that the absolute value of the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 281, + 405, + 293 + ], + "spans": [ + { + "bbox": [ + 106, + 281, + 405, + 293 + ], + "score": 1.0, + "content": "slope of the function never exceeds 1, must be the absolute value function.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 10.5 + }, + { + "type": "text", + "bbox": [ + 107, + 298, + 505, + 341 + ], + "lines": [ + { + "bbox": [ + 105, + 297, + 505, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 505, + 310 + ], + "score": 1.0, + "content": "The Wasserstein distance obtained using absolute value as the dual function is 1. This becomes", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 308, + 505, + 321 + ], + "spans": [ + { + "bbox": [ + 106, + 308, + 505, + 321 + ], + "score": 1.0, + "content": "clearer when viewed from the primal problem, as the transport plan that will minimize the primal", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 319, + 505, + 332 + ], + "spans": [ + { + "bbox": [ + 106, + 319, + 505, + 332 + ], + "score": 1.0, + "content": "objective will simply be to map the center Dirac delta equally to the ones near it. This requires all", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 330, + 297, + 342 + ], + "spans": [ + { + "bbox": [ + 105, + 330, + 297, + 342 + ], + "score": 1.0, + "content": "the unit masses to be moved by a distance of 1.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 15.5 + }, + { + "type": "text", + "bbox": [ + 108, + 346, + 399, + 357 + ], + "lines": [ + { + "bbox": [ + 106, + 345, + 400, + 359 + ], + "spans": [ + { + "bbox": [ + 106, + 345, + 400, + 359 + ], + "score": 1.0, + "content": "The networks we trained had 3 hidden layers each with 128 hidden units.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 107, + 369, + 505, + 466 + ], + "lines": [ + { + "bbox": [ + 105, + 368, + 505, + 383 + ], + "spans": [ + { + "bbox": [ + 105, + 368, + 408, + 383 + ], + "score": 1.0, + "content": "Multiple 2D Circular Cones: We describe the probability distributions", + "type": "text" + }, + { + "bbox": [ + 409, + 371, + 420, + 381 + ], + "score": 0.84, + "content": "p _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 368, + 438, + 383 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 438, + 371, + 450, + 381 + ], + "score": 0.83, + "content": "p _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 368, + 505, + 383 + ], + "score": 1.0, + "content": "implicitly by", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 379, + 505, + 393 + ], + "spans": [ + { + "bbox": [ + 105, + 379, + 271, + 393 + ], + "score": 1.0, + "content": "describing how we sample from them.", + "type": "text" + }, + { + "bbox": [ + 271, + 382, + 282, + 392 + ], + "score": 0.84, + "content": "p _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 283, + 379, + 505, + 393 + ], + "score": 1.0, + "content": "is sampled from by selecting one of the three points", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 108, + 390, + 506, + 405 + ], + "spans": [ + { + "bbox": [ + 108, + 391, + 141, + 403 + ], + "score": 0.8, + "content": "( ( - 2 , 0 )", + "type": "inline_equation" + }, + { + "bbox": [ + 141, + 390, + 146, + 405 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 146, + 391, + 169, + 403 + ], + "score": 0.8, + "content": "\\mathsf { \\bar { \\Psi } } ( 0 , 0 )", + "type": "inline_equation" + }, + { + "bbox": [ + 169, + 390, + 189, + 405 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 190, + 391, + 214, + 403 + ], + "score": 0.9, + "content": "( 2 , \\bar { 0 } ) )", + "type": "inline_equation" + }, + { + "bbox": [ + 214, + 390, + 264, + 405 + ], + "score": 1.0, + "content": ") uniformly.", + "type": "text" + }, + { + "bbox": [ + 264, + 393, + 276, + 402 + ], + "score": 0.85, + "content": "p _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 276, + 390, + 506, + 405 + ], + "score": 1.0, + "content": "is sampled from by first uniformly selecting one of the", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 401, + 505, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 505, + 414 + ], + "score": 1.0, + "content": "three points aforementioned, then uniformly selecting a point on the circle surrounding it, with", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 412, + 505, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 505, + 425 + ], + "score": 1.0, + "content": "radius 1. Hence Wasserstein dual problem aims to find a Lipschitz function which assigns ”as high", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 423, + 506, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 506, + 435 + ], + "score": 1.0, + "content": "as possible” values to the three points, and ”as low as possible” values to the circles with radius 1", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 433, + 506, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 506, + 446 + ], + "score": 1.0, + "content": "surrounding the three points. Hence, the optimal dual function must consist of three cones centered", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 443, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 443, + 137, + 457 + ], + "score": 1.0, + "content": "around", + "type": "text" + }, + { + "bbox": [ + 137, + 444, + 168, + 456 + ], + "score": 0.85, + "content": "( - 2 , 0 )", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 443, + 172, + 457 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 172, + 444, + 195, + 456 + ], + "score": 0.85, + "content": "( 0 , 0 )", + "type": "inline_equation" + }, + { + "bbox": [ + 195, + 443, + 214, + 457 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 214, + 444, + 237, + 456 + ], + "score": 0.91, + "content": "( 2 , 0 )", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 443, + 505, + 457 + ], + "score": 1.0, + "content": ". The behavior of the function outside this support doesn’t have an", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 455, + 200, + 468 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 200, + 468 + ], + "score": 1.0, + "content": "impact on the solution.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 107, + 471, + 505, + 514 + ], + "lines": [ + { + "bbox": [ + 105, + 470, + 505, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 250, + 484 + ], + "score": 1.0, + "content": "The Wasserstein distance between", + "type": "text" + }, + { + "bbox": [ + 250, + 473, + 262, + 482 + ], + "score": 0.84, + "content": "p _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 262, + 470, + 282, + 484 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 282, + 473, + 293, + 483 + ], + "score": 0.85, + "content": "p _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 470, + 505, + 484 + ], + "score": 1.0, + "content": "is equal to 1. From the perspective of the primal", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 481, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 481, + 505, + 495 + ], + "score": 1.0, + "content": "formulation, the optimal transport plan must simply consist of mapping the probability mass to", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 491, + 505, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 505, + 505 + ], + "score": 1.0, + "content": "the nearby circles surrounding them uniformly. This leads to an expected transport (Wasserstein", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 503, + 191, + 515 + ], + "spans": [ + { + "bbox": [ + 106, + 503, + 191, + 515 + ], + "score": 1.0, + "content": "distance) cost of 1.0.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 29.5 + }, + { + "type": "text", + "bbox": [ + 108, + 519, + 398, + 531 + ], + "lines": [ + { + "bbox": [ + 107, + 519, + 400, + 532 + ], + "spans": [ + { + "bbox": [ + 107, + 519, + 400, + 532 + ], + "score": 1.0, + "content": "The networks we trained had 3 hidden layers each with 312 hidden units.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 108, + 542, + 504, + 564 + ], + "lines": [ + { + "bbox": [ + 106, + 542, + 505, + 555 + ], + "spans": [ + { + "bbox": [ + 106, + 544, + 115, + 553 + ], + "score": 0.63, + "content": "\\textbf { \\em n }", + "type": "inline_equation" + }, + { + "bbox": [ + 115, + 542, + 505, + 555 + ], + "score": 1.0, + "content": "Dimensional Circular Cones: This is a simple extension of the absolute value case described", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 551, + 136, + 566 + ], + "spans": [ + { + "bbox": [ + 105, + 551, + 136, + 566 + ], + "score": 1.0, + "content": "above.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33.5 + }, + { + "type": "text", + "bbox": [ + 107, + 570, + 505, + 634 + ], + "lines": [ + { + "bbox": [ + 105, + 569, + 505, + 582 + ], + "spans": [ + { + "bbox": [ + 105, + 569, + 505, + 582 + ], + "score": 1.0, + "content": "Here, we check how the performance of architectures built with different activation functions as", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 581, + 505, + 592 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 280, + 592 + ], + "score": 1.0, + "content": "we increase input dimensionality. We pick", + "type": "text" + }, + { + "bbox": [ + 280, + 582, + 291, + 592 + ], + "score": 0.86, + "content": "p _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 292, + 581, + 505, + 592 + ], + "score": 1.0, + "content": "as the Dirac delta function located at the origin, and", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 591, + 505, + 604 + ], + "spans": [ + { + "bbox": [ + 105, + 591, + 159, + 604 + ], + "score": 1.0, + "content": "sample from", + "type": "text" + }, + { + "bbox": [ + 159, + 593, + 170, + 603 + ], + "score": 0.85, + "content": "p _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 591, + 505, + 604 + ], + "score": 1.0, + "content": "by uniformly selecting a point from high dimensional spherical shell with radius 1,", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 601, + 505, + 614 + ], + "spans": [ + { + "bbox": [ + 105, + 601, + 505, + 614 + ], + "score": 1.0, + "content": "centered at the origin. 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This becomes", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 308, + 505, + 321 + ], + "spans": [ + { + "bbox": [ + 106, + 308, + 505, + 321 + ], + "score": 1.0, + "content": "clearer when viewed from the primal problem, as the transport plan that will minimize the primal", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 319, + 505, + 332 + ], + "spans": [ + { + "bbox": [ + 106, + 319, + 505, + 332 + ], + "score": 1.0, + "content": "objective will simply be to map the center Dirac delta equally to the ones near it. 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We used the", + "type": "text" + }, + { + "bbox": [ + 285, + 239, + 302, + 250 + ], + "score": 0.9, + "content": "L _ { \\infty }", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 238, + 505, + 251 + ], + "score": 1.0, + "content": "projection algorithm referenced in Section 4.2. We", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 249, + 506, + 262 + ], + "spans": [ + { + "bbox": [ + 105, + 249, + 506, + 262 + ], + "score": 1.0, + "content": "applied the projection to each row in the weight matrices after each gradient update, but found that", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 259, + 506, + 273 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 506, + 273 + ], + "score": 1.0, + "content": "applying the projection during the forward pass worked equally well and had similar computational", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 271, + 147, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 271, + 147, + 282 + ], + "score": 1.0, + "content": "overhead.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12, + "bbox_fs": [ + 105, + 227, + 506, + 282 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 287, + 505, + 362 + ], + "lines": [ + { + "bbox": [ + 105, + 286, + 505, + 300 + ], + "spans": [ + { + "bbox": [ + 105, + 286, + 505, + 300 + ], + "score": 1.0, + "content": "Our implementation of the FGS attack is standard but we found that the loss proposed by Carlini", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 297, + 505, + 311 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 237, + 311 + ], + "score": 1.0, + "content": "& Wagner (2016) (in particular,", + "type": "text" + }, + { + "bbox": [ + 238, + 298, + 248, + 309 + ], + "score": 0.86, + "content": "f _ { 6 }", + "type": "inline_equation" + }, + { + "bbox": [ + 249, + 297, + 505, + 311 + ], + "score": 1.0, + "content": "which the authors found most effective) was necessary to gen-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 308, + 505, + 321 + ], + "spans": [ + { + "bbox": [ + 105, + 308, + 505, + 321 + ], + "score": 1.0, + "content": "erate attacks for the Margin-0.3 MaxMin network (and produced stronger adversarial examples for", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 318, + 506, + 332 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 506, + 332 + ], + "score": 1.0, + "content": "the other networks). PGD also had difficulty generating adversarial examples for the Margin-0.3", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 104, + 328, + 506, + 342 + ], + "spans": [ + { + "bbox": [ + 104, + 328, + 506, + 342 + ], + "score": 1.0, + "content": "MaxMin network. We found it was necessary to run PGD for 200 iterations and to use a scaled", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 340, + 504, + 353 + ], + "spans": [ + { + "bbox": [ + 105, + 340, + 464, + 353 + ], + "score": 1.0, + "content": "down version of the random initialization typically used: instead of randomly perturbing", + "type": "text" + }, + { + "bbox": [ + 464, + 342, + 472, + 350 + ], + "score": 0.75, + "content": "_ { \\textbf { \\em x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 472, + 340, + 498, + 353 + ], + "score": 1.0, + "content": "in the", + "type": "text" + }, + { + "bbox": [ + 498, + 342, + 504, + 350 + ], + "score": 0.65, + "content": "\\epsilon", + "type": "inline_equation" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 351, + 378, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 351, + 230, + 363 + ], + "score": 1.0, + "content": "ball we perturbed it by at most", + "type": "text" + }, + { + "bbox": [ + 231, + 351, + 251, + 363 + ], + "score": 0.85, + "content": "\\epsilon / 1 0", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 351, + 378, + 363 + ], + "score": 1.0, + "content": "and then ran the usual scheme.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 18, + "bbox_fs": [ + 104, + 286, + 506, + 363 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 367, + 504, + 421 + ], + "lines": [ + { + "bbox": [ + 106, + 367, + 505, + 379 + ], + "spans": [ + { + "bbox": [ + 106, + 367, + 505, + 379 + ], + "score": 1.0, + "content": "For the intepretable gradients in Figure 7 we used the same architecture, but trained the network", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 378, + 505, + 390 + ], + "spans": [ + { + "bbox": [ + 106, + 378, + 505, + 390 + ], + "score": 1.0, + "content": "with 2-norm projections. We chose a random image from each class (0-4 only) and computed the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 389, + 506, + 401 + ], + "spans": [ + { + "bbox": [ + 105, + 389, + 506, + 401 + ], + "score": 1.0, + "content": "input-output gradient with respect to the loss function. In the image, We found that similar results", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 399, + 505, + 411 + ], + "spans": [ + { + "bbox": [ + 106, + 399, + 187, + 411 + ], + "score": 1.0, + "content": "were achieved with", + "type": "text" + }, + { + "bbox": [ + 188, + 401, + 199, + 410 + ], + "score": 0.78, + "content": "\\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 199, + 399, + 505, + 411 + ], + "score": 1.0, + "content": "-norm projections (and hinge loss) but the uniform gradient scale made the", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 410, + 353, + 422 + ], + "spans": [ + { + "bbox": [ + 106, + 410, + 353, + 422 + ], + "score": 1.0, + "content": "2-norm-constrained input-output gradients easier to visualize.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24, + "bbox_fs": [ + 105, + 367, + 506, + 422 + ] + } + ] + } + ], + "_backend": "pipeline", + "_version_name": "2.2.2" +} \ No newline at 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ReLUMaxMinGroupSort-4FullSortMaxout
Standard1.611.471.623.531.40
Dropout1.271.371.293.621.27
Bjorck1.541.251.432.061.43
Spectral NormSpectral JacSpectral Norm1.541.261.322.94
1.051.091.241.931.02
ParsevalL81.431.401.443.361.35
2.252.282.224.881.98
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Algorithm1: Spectral Jacobian Regularization
Initialize u randomly, choose hyperparameter 入> 0
for data batch (X,Y) do
Compute logits fe(X)
Compute loss L(fe(X),Y)
8f Compute g = 1 using reverse mode 43 Dx
Set v = g/llgll2
0g of Compute h = (vT T V,using reverse mode
du x Update u = h/||lh|l2
a
Compute parameter update from (L + λuTh) 丽
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"page_info": { + "page_no": 24, + "width": 1700, + "height": 2200 + } + } +] \ No newline at end of file diff --git a/parse/train/x2TMPhseWAW/x2TMPhseWAW_content_list.json b/parse/train/x2TMPhseWAW/x2TMPhseWAW_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..45e2ec8a2373363076aa64fb28e4456cc8ee221b --- /dev/null +++ b/parse/train/x2TMPhseWAW/x2TMPhseWAW_content_list.json @@ -0,0 +1,1910 @@ +[ + { + "type": "text", + "text": "Label Noise SGD Provably Prefers Flat Global Minimizers ", + "text_level": 1, + "bbox": [ + 217, + 122, + 781, + 171 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Alex Damian Princeton University ad27@princeton.edu ", + "bbox": [ + 274, + 222, + 433, + 263 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Tengyu Ma Stanford University tengyuma@stanford.edu ", + "bbox": [ + 539, + 222, + 722, + 263 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Jason Lee Princeton University jasonlee@princeton.edu ", + "bbox": [ + 403, + 285, + 594, + 327 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract ", + "text_level": 1, + "bbox": [ + 462, + 362, + 535, + 378 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In overparametrized models, the noise in stochastic gradient descent (SGD) implicitly regularizes the optimization trajectory and determines which local minimum SGD converges to. Motivated by empirical studies that demonstrate that training with noisy labels improves generalization, we study the implicit regularization effect of SGD with label noise. We show that SGD with label noise converges to a stationary point of a regularized loss $L ( \\theta ) + \\lambda R ( \\theta )$ , where $L ( \\theta )$ is the training loss, $\\lambda$ is an effective regularization parameter depending on the step size, strength of the label noise, and the batch size, and $R ( \\theta )$ is an explicit regularizer that penalizes sharp minimizers. Our analysis uncovers an additional regularization effect of large learning rates beyond the linear scaling rule that penalizes large eigenvalues of the Hessian more than small ones. We also prove extensions to classification with general loss functions, significantly strengthening the prior work of Blanc et al. [3] to global convergence and large learning rates and of HaoChen et al. [12] to general models. ", + "bbox": [ + 233, + 395, + 766, + 588 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction ", + "text_level": 1, + "bbox": [ + 174, + 614, + 310, + 632 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "One of the central questions in modern machine learning theory is the generalization capability of overparametrized models trained by stochastic gradient descent (SGD). Recent work identifies the implicit regularization effect due to the optimization algorithm as one key factor in explaining the generalization of overparameterized models [27, 11, 19, 10]. This implicit regularization is controlled by many properties of the optimization algorithm including search direction [11], learning rate [20], batch size [26], momentum [21] and dropout [22]. ", + "bbox": [ + 174, + 647, + 825, + 731 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The parameter-dependent noise distribution in SGD is a crucial source of regularization [16, 18]. Blanc et al. [3] initiated the study of the regularization effect of label noise SGD with square loss1 by characterizing the local stability of global minimizers of the training loss. By identifying a data-dependent regularizer $R ( \\theta )$ , Blanc et al. [3] proved that label noise SGD locally diverges from the global minimizer $\\theta ^ { * }$ if and only if $\\theta ^ { * }$ is not a first-order stationary point of minθ $R ( \\theta )$ subject to $\\bar { \\cal L ( \\theta ) } = 0$ . The analysis is only able to demonstrate that with sufficiently small step size $\\eta$ , label noise SGD initialized at $\\theta ^ { * }$ locally diverges by a distance of $\\eta ^ { 0 . 4 }$ and correspondingly decreases the regularizer by $\\eta ^ { 0 . 4 }$ . This is among the first results that establish that the noise distribution alters the local stability of stochastic gradient descent. However, the parameter movement of $\\eta ^ { 0 . 4 }$ is required to be inversely polynomially small in dimension and condition number and is thus too small to affect the predictions of the model. ", + "bbox": [ + 174, + 736, + 825, + 861 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 90, + 823, + 119 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "HaoChen et al. [12], motivated by the local nature of Blanc et al. [3], analyzed label noise SGD in the quadratically-parametrized linear regression model [29, 32, 23]. Under a well-specified sparse linear regression model and with isotropic features, HaoChen et al. [12] proved that label noise SGD recovers the sparse ground-truth despite overparametrization, which demonstrated a global implicit bias towards sparsity in the quadratically-parametrized linear regression model. ", + "bbox": [ + 174, + 126, + 825, + 195 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "This work seeks to identify the global implicit regularization effect of label noise SGD. Our primary result, which supports Blanc et al. [3], proves that label noise SGD converges to a stationary point of $L ( \\theta ) + \\lambda R ( \\theta )$ , where the regularizer $R ( \\theta )$ penalizes sharp regions of the loss landscape. ", + "bbox": [ + 176, + 200, + 821, + 244 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The focus of this paper is on label noise SGD due to its strong regularization effects in both real and synthetic experiments [25, 28, 31]. Furthermore, label noise is used in large-batch training as an additional regularizer [25] when the regularization from standard regularizers (e.g. mini-batch, batch-norm, and dropout) is not sufficient. Label noise SGD is also known to be less sensitive to initialization, as shown in HaoChen et al. [12]. In stark contrast, mini-batch SGD remains stuck when initialized at any poor global minimizer. Our analysis demonstrates a global regularization effect of label noise SGD by proving it converges to a stationary point of a regularized loss $L ( \\theta ) + \\lambda R ( \\theta )$ , even when initialized at a zero error global minimum. ", + "bbox": [ + 174, + 248, + 825, + 361 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The learning rate and minibatch size in SGD are known to be important sources of regularization [9]. Our main theorem highlights the importance of learning rate and batch size as the hyperparameters that control the balance between the loss and the regularizer – larger learning rates and smaller batch sizes lead to stronger regularization. ", + "bbox": [ + 173, + 366, + 825, + 422 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Section 2 reviews the notation and assumptions used throughout the paper. Section 2.4 formally states the main result and Section 3 sketches the proof. Section 4 presents experimental results which support our theory. Finally, Section 6 discusses the implications of this work. ", + "bbox": [ + 176, + 428, + 823, + 472 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 Problem Setup and Main Result ", + "text_level": 1, + "bbox": [ + 174, + 496, + 473, + 513 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Section 2.1 describes our notation and the SGD with label noise algorithm. Section 2.2 introduces the explicit formula for the regularizer $R ( \\theta )$ . Sections 2.3 and 2.4 formally state our main result. ", + "bbox": [ + 173, + 531, + 823, + 561 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.1 Notation ", + "text_level": 1, + "bbox": [ + 173, + 584, + 274, + 599 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We focus on the regression setting (see Appendix $\\mathrm { E }$ for the extension to the classification setting). Let $\\{ ( x _ { i } , y _ { i } ) \\} _ { i \\in [ n ] }$ be $n$ datapoints with $x _ { i } \\in \\mathcal { D }$ and $y _ { i } \\in \\mathbb { R }$ . Let $f : \\mathcal { D } \\times \\mathbb { R } ^ { d } \\to \\mathbb { R }$ and let $f _ { i } ( \\theta ) = f ( x _ { i } , \\theta )$ denote the value of $f$ on the datapoint $x _ { i }$ . Define $\\begin{array} { r } { \\ell _ { i } ( \\theta ) = \\frac { 1 } { 2 } \\left( f _ { i } ( \\theta ) - y _ { i } \\right) ^ { 2 } } \\end{array}$ and $\\begin{array} { r } { L ( \\theta ) = \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\ell _ { i } ( \\theta ) } \\end{array}$ Then we will follow Algorithm 1 which adds fresh additive noise to the labels $y _ { i }$ at every step before computing the gradient: ", + "bbox": [ + 173, + 612, + 826, + 685 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Algorithm 1: SGD with Label Noise ", + "text_level": 1, + "bbox": [ + 174, + 698, + 419, + 713 + ], + "page_idx": 1 + }, + { + "type": "table", + "img_path": "images/8a188b39922f81539eb5c00738281bcba20faaa35ededd2ec021c17381240fd5.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Input: 0o,step size n, noise variance g²,batch size B,steps T fork=0toT-1do
Sample batch B(k) C[n}B uniformly and label noise e(𝑘)~{-σ,σ} for i ∈ B(𝑘).
Lete((0)=2(() -y - () and L(k)= B∑i∈B(k) ).
0k+1←0k-n∀L(k)(0k)
end
", + "bbox": [ + 173, + 715, + 741, + 823 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Note that $\\sigma$ controls the strength of the label noise and will control the strength of the implicit regularization in Theorem 1. Throughout the paper we will use $\\| \\cdot \\| = \\| \\cdot \\| _ { 2 }$ . We make the following standard assumption on $f$ : ", + "bbox": [ + 174, + 833, + 823, + 876 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Assumption 1 (Smoothness). We assume that each $f _ { i }$ is $\\ell _ { f }$ -Lipschitz, $\\nabla f _ { i }$ is $\\rho _ { f }$ -Lipschitz, and $\\nabla ^ { 2 } f _ { i }$ is $\\kappa _ { f }$ -Lipschitz with respect to $\\parallel \\cdot \\parallel _ { 2 } f o r i = 1 , \\ldots , n$ . ", + "bbox": [ + 173, + 882, + 823, + 912 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We will define $\\ell = \\ell _ { f } ^ { 2 }$ to be an upper bound on $\\begin{array} { r } { \\| \\frac { 1 } { n } \\sum _ { i } \\nabla f _ { i } ( \\theta ) \\nabla f _ { i } ( \\theta ) ^ { T } \\| _ { 2 } } \\end{array}$ , which is equal to $\\| \\nabla ^ { 2 } L ( \\theta ) \\| _ { 2 }$ at any global minimizer $\\theta$ . Our results extend to any learning rate $\\eta \\in ( 0 , \\frac { 2 } { \\ell } )$ . However, they do not extend to the limit as $\\begin{array} { r } { \\eta \\to \\frac { 2 } { \\ell } } \\end{array}$ . Because we still want to track the dependence on $\\frac { 1 } { \\eta }$ , we do not assume $\\eta$ is a fixed constant and instead assume some constant separation: ", + "bbox": [ + 173, + 89, + 825, + 155 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Assumption 2 (Learning Rate Separation). There exists a constant $\\nu \\in ( 0 , 1 )$ such that $\\begin{array} { r } { \\eta \\le \\frac { 2 - \\nu } { \\ell } } \\end{array}$ ", + "bbox": [ + 171, + 157, + 810, + 172 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In addition, we make the following local Kurdyka-Łojasiewicz assumption (KL assumption) which ensures that there are no regions where the loss is very flat. The KL assumption is very general and holds for some $\\delta > 0$ for any analytic function defined on a compact domain (see Lemma 17). ", + "bbox": [ + 174, + 181, + 825, + 224 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Assumption 3 (KL). Let $\\theta ^ { * }$ be any global minimizer of $L$ . Then there exist $\\epsilon _ { K L } > 0 , \\mu > 0$ and $0 < \\delta \\le 1 / 2$ such that if $L ( \\theta ) - L ( \\theta ^ { * } ) \\leq \\epsilon _ { K L } ,$ , then $L ( \\theta ) - L ( \\theta ^ { * } ) \\leq \\mu \\| \\nabla L ( \\theta ) \\| ^ { 1 + \\delta }$ . ", + "bbox": [ + 169, + 227, + 825, + 257 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We assume $L ( \\theta ^ { * } ) = 0$ for any global minimizer $\\theta ^ { * }$ . Note that if $L$ satisfies Assumption 3 for some $\\delta$ then it also satisfies Assumption 3 for any $\\delta ^ { \\prime } < \\delta$ . Assumption 3 with $\\delta = 1$ is equivalent to the much stronger Polyak-Łojasiewicz condition which is equivalent to local strong convexity. ", + "bbox": [ + 173, + 265, + 823, + 308 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We will use $O , \\Theta , \\Omega$ to hide any polynomial dependence on $\\mu , \\ell _ { f } , \\rho _ { f } , \\kappa _ { f } , \\nu , 1 / \\sigma , n , d$ and $\\tilde { O }$ to hide additional polynomial dependence on $\\log { 1 / \\eta } , \\log { B }$ . ", + "bbox": [ + 173, + 315, + 823, + 344 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.2 The Implicit Regularizer $R ( \\theta )$ ", + "text_level": 1, + "bbox": [ + 174, + 358, + 421, + 375 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "For $L , \\sigma ^ { 2 } , B , \\eta$ as defined above, we define the implicit regularizer $R ( \\theta )$ , the effective regularization parameter $\\lambda$ , and the regularized loss $\\tilde { L } ( \\theta )$ : ", + "bbox": [ + 173, + 383, + 825, + 415 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/280e1933d19ce50a2b71ecbb52cea82d6c094bbf0611b2d441017f75506ad74c.jpg", + "text": "$$\nR ( \\theta ) = - \\frac { 1 } { 2 \\eta } \\mathrm { t r } \\log \\left( 1 - \\frac { \\eta } { 2 } \\nabla ^ { 2 } L ( \\theta ) \\right) , \\qquad \\lambda = \\frac { \\eta \\sigma ^ { 2 } } { B } , \\qquad \\tilde { L } ( \\theta ) = L ( \\theta ) + \\lambda R ( \\theta ) .\n$$", + "text_format": "latex", + "bbox": [ + 217, + 417, + 781, + 454 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Here log refers to the matrix logarithm. To better understand the regularizer $R ( \\theta )$ , let $\\lambda _ { 1 } , \\ldots , \\lambda _ { d }$ be the eigenvalues of $\\nabla ^ { 2 } L ( \\theta )$ and let $\\begin{array} { r } { R ( \\lambda _ { i } ) = - \\frac { 1 } { 2 \\eta } \\log ( 1 - \\frac { \\eta \\lambda _ { i } } { 2 } ) } \\end{array}$ . Then, ", + "bbox": [ + 173, + 463, + 826, + 496 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/5d8c2d4f30d7b2157c2839bd9922d2ac5a3dc71b5724784a3665fc234f4cc76a.jpg", + "text": "$$\nR ( \\theta ) = \\sum _ { i = 1 } ^ { d } R ( \\lambda _ { i } ) = \\sum _ { i = 1 } ^ { d } \\left( \\frac { \\lambda _ { i } } { 4 } + \\frac { \\eta \\lambda _ { i } ^ { 2 } } { 1 6 } + \\frac { \\eta ^ { 2 } \\lambda _ { i } ^ { 3 } } { 4 8 } + . . . \\right) .\n$$", + "text_format": "latex", + "bbox": [ + 313, + 501, + 683, + 544 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In the limit as $\\eta 0$ , $R ( \\theta ) \\to { \\textstyle { \\frac { 1 } { 4 } } } \\mathrm { t r } \\nabla ^ { 2 } L ( \\theta )$ , which matches the regularizer in Blanc et al. [3] for infinitesimal learning rate near a global minimizer. However, in additional to the linear scaling rule, which is implicit in our definition of $\\lambda$ , our analysis uncovers an additional regularization effect of large learning rates that penalizes larger eigenvalues more than smaller ones (see Figure 1 and Section 6.1). ", + "bbox": [ + 173, + 554, + 583, + 652 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The goal of this paper is to show that Algorithm 1 converges to a stationary point of the regularized loss $\\tilde { L } = L + \\lambda R$ . In particular, we will show convergence to an $( \\epsilon , \\gamma )$ -stationary point, which is defined in the next section. ", + "bbox": [ + 173, + 659, + 581, + 717 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/533db9b5302ff86c0b05b716f9e5d4b521eb2b08072bddaf7d6c34dfb76ab5bb.jpg", + "image_caption": [ + "Figure 1: Regularization strength as a function of $\\eta$ " + ], + "image_footnote": [], + "bbox": [ + 596, + 558, + 820, + 683 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.3 $( \\epsilon , \\gamma )$ -Stationary Points ", + "text_level": 1, + "bbox": [ + 174, + 731, + 375, + 747 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We begin with the standard definition of an approximate stationary point: ", + "bbox": [ + 171, + 757, + 655, + 772 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Definition 1 ( $\\epsilon$ -stationary point). $\\theta$ is an $\\epsilon$ -stationary point of $f i f \\| \\nabla f ( \\theta ) \\| \\leq \\epsilon .$ ", + "bbox": [ + 174, + 773, + 699, + 790 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In stochastic gradient descent it is often necessary to allow λ = ησ2B to scale with $\\epsilon$ to reach an $\\epsilon$ -stationary point [8, 15] (e.g., $\\lambda$ may need to be less than $\\epsilon ^ { 2 }$ ). However, for $\\lambda = { \\cal O } ( \\epsilon )$ , any local minimizer $\\theta ^ { * }$ is an $\\epsilon \\cdot$ -stationary point of $\\tilde { L } = L + \\lambda R$ . Therefore, reaching a $\\epsilon$ -stationary point of $\\tilde { L }$ would be equivalent to finding a local minimizer and would not be evidence for implicit regularization. To address this scaling issue, we consider the rescaled regularized loss: ", + "bbox": [ + 173, + 799, + 826, + 877 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/4248fc301bef8f3ba9bdf7bf6047b0fe2eea3fda36588b285dfab7d8cd31e170.jpg", + "text": "$$\n\\frac { 1 } { \\lambda } \\tilde { L } = \\frac { 1 } { \\lambda } L + R .\n$$", + "text_format": "latex", + "bbox": [ + 442, + 880, + 553, + 910 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/8ed418606a90c8d4ef26d37a8d70c17e8997842fd1e1d9b212259490983abca0.jpg", + "image_caption": [ + "Figure 2: Local Coupling: We decompose $\\theta$ as the sum of a regularized trajectory $\\Phi _ { \\tau _ { 1 } } ( \\theta _ { 0 } ^ { * } )$ , a mean zero oscillating process $\\xi _ { \\tau _ { 1 } }$ , and an error term $\\Delta _ { 1 }$ . Global Convergence: We repeat the coupling with a sequence of reference points $\\{ \\theta _ { m } ^ { * } \\} _ { m }$ to prove convergence to a stationary point of $\\textstyle { \\frac { 1 } { \\lambda } } { \\tilde { L } }$ . " + ], + "image_footnote": [], + "bbox": [ + 302, + 87, + 696, + 196 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Reaching an $\\epsilon$ -stationary point of $\\textstyle { \\frac { 1 } { \\lambda } } { \\tilde { L } }$ requires non-trivially taking the regularizer $R$ into account. However, it is not possible for Algorithm 1 to reach an $\\epsilon$ -stationary point of $\\textstyle { \\frac { 1 } { \\lambda } } { \\tilde { L } }$ even in the ideal setting when $\\theta$ is initialized near a global minimizer $\\theta ^ { * }$ of $\\tilde { L }$ . The label noise will cause fluctuations of order $\\sqrt { \\lambda }$ around $\\theta ^ { * }$ (see section 3) so $\\Vert \\nabla L \\Vert$ will remain around $\\sqrt { \\lambda }$ . This causes $\\scriptstyle { \\frac { 1 } { \\lambda } } \\nabla L$ to become unbounded for $\\lambda$ (and therefore $\\epsilon$ ) sufficiently small, and thus Algorithm 1 cannot converge to an $\\epsilon$ -stationary point. We therefore prove convergence to an $( \\epsilon , \\gamma )$ -stationary point: ", + "bbox": [ + 173, + 271, + 826, + 367 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Definition 2 $( ( \\epsilon , \\gamma )$ -stationary point). $\\theta$ is an $( \\epsilon , \\gamma )$ -stationary point of $f$ if there exists some $\\theta ^ { * }$ such that $\\| \\nabla f ( \\theta ^ { * } ) \\| \\le \\epsilon$ and $\\lVert \\theta - \\theta ^ { * } \\rVert \\leq \\gamma$ . ", + "bbox": [ + 174, + 369, + 823, + 398 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Intuitively, Algorithm 1 converges to an $( \\epsilon , \\gamma )$ -stationary point when it converges to a neighborhood of some $\\epsilon$ -stationary point $\\theta ^ { * }$ . ", + "bbox": [ + 174, + 407, + 821, + 438 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.4 Main Result ", + "text_level": 1, + "bbox": [ + 174, + 452, + 299, + 467 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Having defined an $( \\epsilon , \\gamma )$ -stationary point we can now state our main result: ", + "bbox": [ + 174, + 477, + 665, + 493 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Theorem 1. Assume that $f$ satisfies Assumption $I , ~ \\eta$ satisfies Assumption 2, and $L$ satisfies Assumption $3$ , i.e. $L ( \\theta ) \\ \\overset { \\cdot } { \\leq } \\ \\mu \\Vert \\dot { \\nabla } L ( \\theta ) \\Vert ^ { 1 + \\delta }$ for $L ( \\theta ) ~ \\le ~ \\epsilon _ { K L }$ . Let $\\eta , B$ be chosen such that $\\begin{array} { r } { \\lambda : = \\frac { \\eta \\sigma ^ { 2 } } { B } = \\tilde { \\Theta } ( \\operatorname* { m i n } ( \\epsilon ^ { 2 / \\delta } , \\gamma ^ { 2 } ) ) } \\end{array}$ , and let $T = \\tilde { \\Theta } ( \\eta ^ { - 1 } \\lambda ^ { - 1 - \\delta } ) = \\mathrm { p o l y } ( \\eta ^ { - 1 } , \\gamma ^ { - 1 } )$ . Assume that $\\theta$ is initialized within $O ( \\sqrt { \\lambda ^ { 1 + \\delta } } )$ of some $\\theta ^ { * }$ satisfying $L ( \\theta ^ { * } ) = O ( \\lambda ^ { 1 + \\delta } )$ . Then for any $\\zeta \\in ( 0 , 1 )$ , with probability at least $1 - \\zeta$ , if $\\{ \\theta _ { k } \\}$ follows Algorithm $^ { l }$ with parameters $\\eta , \\sigma , T ,$ , there exists $k < T$ such that $\\theta _ { k }$ is an $( \\epsilon , \\gamma )$ -stationary point of $\\textstyle { \\frac { 1 } { \\lambda } } { \\tilde { L } }$ . ", + "bbox": [ + 173, + 496, + 826, + 592 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Theorem 1 guarantees that Algorithm 1 will hit an $( \\epsilon , \\gamma )$ -stationary point of $\\textstyle { \\frac { 1 } { \\lambda } } { \\tilde { L } }$ within a polynomial number of steps in $\\epsilon ^ { - 1 } , \\gamma ^ { - 1 }$ . In particular, when $\\begin{array} { r } { \\delta = \\frac { 1 } { 2 } } \\end{array}$ , Theorem 1 guarantees convergence within ${ \\tilde { O } } ( \\epsilon ^ { - 6 } + \\gamma ^ { - 3 } )$ steps. The condition that $\\theta _ { 0 }$ is close to an approximate global minimizer $\\theta ^ { * }$ is not a strong assumption as recent methods have shown that overparameterized models can easily achieve zero training loss in the kernel regime (see Appendix C). However, in practice these minimizers of the training loss generalize poorly [1]. Theorem 1 shows that Algorithm 1 can then converge to a stationary point of the regularized loss which has better generalization guarantees (see Section 6.2). Theorem 1 also generalizes the local analysis in Blanc et al. [3] to a global result with weaker assumptions on the learning rate $\\eta$ . For a full comparison with Blanc et al. [3], see section 3.1. ", + "bbox": [ + 173, + 603, + 826, + 736 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Proof Sketch ", + "text_level": 1, + "bbox": [ + 174, + 752, + 313, + 770 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The proof of convergence to an $( \\epsilon , \\varphi )$ -stationary point of $\\textstyle { \\frac { 1 } { \\lambda } } { \\tilde { L } }$ has two components. In Section 3.1, we pick a reference point $\\theta ^ { * }$ and analyze the behavior of Algorithm 1 in a neighborhood of $\\theta ^ { * }$ . In Section 3.2, we repeat this local analysis with a sequence of reference points $\\{ \\bar { \\theta } _ { m } ^ { * } \\}$ . ", + "bbox": [ + 174, + 784, + 825, + 827 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Local Coupling ", + "text_level": 1, + "bbox": [ + 174, + 842, + 320, + 858 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Let $\\Phi _ { k } ( \\cdot )$ denote $k$ steps of gradient descent on the regularized loss $\\tilde { L }$ , i.e. ", + "bbox": [ + 174, + 868, + 658, + 885 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/67e1760d5ad3d19d821269dd486c7373de0241b7bf51648ccd306bb9db3dcf0f.jpg", + "text": "$$\n\\Phi _ { 0 } ( \\theta ) = \\theta \\qquad \\mathrm { a n d } \\qquad \\Phi _ { k + 1 } ( \\theta ) = \\Phi _ { k } ( \\theta ) - \\eta \\nabla \\tilde { L } ( \\Phi _ { k } ( \\theta ) ) ,\n$$", + "text_format": "latex", + "bbox": [ + 302, + 890, + 694, + 909 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $\\tilde { L } ( \\theta ) = L ( \\theta ) + \\lambda R ( \\theta )$ is the regularized loss defined in Equation (1). Lemma 1 states that if $\\theta$ is initialized at an approximate global minimizer $\\theta ^ { * }$ and follows Algorithm 1, there is a small mean zero random process $\\xi$ such that $\\theta _ { k } \\approx \\Phi _ { k } ( \\theta ^ { * } ) + \\xi _ { k }$ : ", + "bbox": [ + 173, + 89, + 825, + 133 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Lemma 1. Let ", + "text_level": 1, + "bbox": [ + 173, + 136, + 276, + 150 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/ef7ac58cb02e370084582be1e8b0b6de7d634137f34c446ae21e3b5b72ac05aa.jpg", + "text": "$$\n\\iota = c \\log \\frac { d } { \\lambda \\zeta } , \\quad \\mathcal { X } = \\sqrt { \\frac { 2 \\lambda n d \\iota } { \\nu } } , \\quad \\mathcal { L } = c \\lambda ^ { 1 + \\delta } , \\quad \\mathcal { D } = c \\sqrt { \\mathcal { L } } \\iota , \\quad \\mathcal { M } = \\frac { \\mathcal { D } } { \\nu } , \\quad \\mathcal { T } = \\frac { 1 } { c ^ { 2 } \\eta \\mathcal { X } \\iota } ,\n$$", + "text_format": "latex", + "bbox": [ + 191, + 152, + 805, + 188 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where c is a sufficiently large constant. Assume $f$ satisfies Assumption $I$ and $\\eta$ satisfies Assumption 2. Let θ follow Algorithm $^ { l }$ starting at $\\theta ^ { * }$ and assume that $L ( \\theta ^ { * } ) \\leq \\mathcal { L }$ for some $0 < \\delta \\le 1 / 2$ . Then there exists a random process $\\{ \\xi _ { k } \\}$ such that for any $\\tau \\leq \\mathcal { T }$ satisfying $\\begin{array} { r } { \\operatorname* { m a x } _ { k \\leq \\tau } \\| \\Phi _ { k } ( \\theta ^ { * } ) - \\theta ^ { * } \\| \\leq 8 \\mathcal { M } , } \\end{array}$ , with probability at least $1 - 1 0 d \\tau e ^ { - \\iota }$ we have simultaneously for all $k \\leq \\tau$ , ", + "bbox": [ + 173, + 191, + 826, + 247 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/957c9c11f99f809efdf5e1c5e1de263f503d1de4f4d84da29405ccdb75118cc1.jpg", + "text": "$$\n\\begin{array} { r } { \\| \\theta _ { k } - \\xi _ { k } - \\Phi _ { k } ( \\theta ^ { * } ) \\| \\le \\mathcal { D } , \\qquad \\mathbb { E } [ \\xi _ { k } ] = 0 , \\qquad a n d \\qquad \\| \\xi _ { k } \\| \\le \\mathcal { X } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 272, + 251, + 725, + 268 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Note that because $\\mathcal { M } \\geq \\mathcal { D }$ , the error term $\\mathcal { D }$ is at least 8 times smaller than the movement in the direction of the regularized trajectory $\\Phi _ { \\tau } ( \\theta ^ { * } )$ , which will allow us to prove convergence to an $( \\epsilon , \\gamma )$ -stationary point of $\\textstyle { \\frac { 1 } { \\lambda } } { \\tilde { L } }$ in Section 3.2. ", + "bbox": [ + 173, + 279, + 826, + 325 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Toward simplifying the update in Algorithm 1, we define $L ^ { ( k ) }$ to be the true loss without label noise on batch $B ^ { ( k ) }$ . The label-noise update $\\hat { L } ^ { ( k ) } ( \\theta _ { k } )$ is an unbiased perturbation of the mini-batch update: $\\begin{array} { r } { \\nabla \\hat { L } ^ { ( k ) } ( \\theta _ { k } ) = \\nabla L ^ { ( k ) } ( \\theta _ { k } ) - \\frac { 1 } { B } \\sum _ { i \\in \\mathcal { B } ^ { ( k ) } } \\epsilon _ { i } ^ { ( k ) } \\nabla f _ { i } ( \\theta _ { k } ) } \\end{array}$ \u000f(k)i ∇fi(θk). We decompose the update rule into three parts: ", + "bbox": [ + 173, + 330, + 825, + 383 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/309f92901b7bb0e53f6d823f86e4aefb06382ac6c8cd6a018c4fc32dd3acdbf8.jpg", + "text": "$$\n\\theta _ { k + 1 } = \\theta _ { k } - \\underbrace { \\eta \\nabla L ( \\theta _ { k } ) } _ { \\mathrm { g r a d i e n t \\ d e s c e n t } } - \\underbrace { \\eta [ \\nabla L ^ { ( k ) } ( \\theta _ { k } ) - \\nabla L ( \\theta _ { k } ) ] } _ { \\mathrm { m i n i b a t e h \\ n o i s e } } + \\underbrace { \\eta \\sum _ { i } \\epsilon _ { i } ^ { ( k ) } \\nabla f _ { i } ( \\theta _ { k } ) } _ { \\substack { \\mathrm { i } \\in \\mathcal { B } ^ { ( k ) } } } .\n$$", + "text_format": "latex", + "bbox": [ + 243, + 386, + 754, + 426 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Let $m _ { k } = - \\eta [ \\nabla L ^ { ( k ) } ( \\theta _ { k } ) - \\nabla L ( \\theta _ { k } ) ]$ denote the minibatch noise. Throughout the proof we will show that the minibatch noise is dominated by the label noise. We will also decompose the label noise into two terms. The first, $\\epsilon _ { k } ^ { * }$ , will represent the label noise if the gradient were evaluated at $\\theta ^ { * }$ whose distribution does not vary with $k$ . The other term, $z _ { k }$ represents the change in the noise due to evaluating the gradient at $\\theta _ { k }$ rather than $\\theta ^ { * }$ . More precisely, we have ", + "bbox": [ + 173, + 445, + 826, + 516 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/ae3433c913f8b82b7df3d72aa32c478c69bfd47831540a011ef8e56560fabad3.jpg", + "text": "$$\n\\epsilon _ { k } ^ { * } = \\frac { \\eta } { B } \\sum _ { i \\in \\mathcal { B } ^ { ( k ) } } \\epsilon _ { i } ^ { ( k ) } \\nabla f _ { i } ( \\theta ^ { * } ) \\qquad \\mathrm { a n d } \\qquad z _ { k } = \\frac { \\eta } { B } \\sum _ { i \\in \\mathcal { B } ^ { ( k ) } } \\epsilon _ { i } ^ { ( k ) } [ \\nabla f _ { i } ( \\theta _ { k } ) - \\nabla f _ { i } ( \\theta ^ { * } ) ] .\n$$", + "text_format": "latex", + "bbox": [ + 230, + 518, + 766, + 556 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We define $\\begin{array} { r } { G ( \\theta ) = \\frac { 1 } { n } \\sum _ { i } \\nabla f _ { i } ( \\theta ) \\nabla f _ { i } ( \\theta ) ^ { T } } \\end{array}$ to be the covariance of the model gradients. Note that $\\epsilon _ { k } ^ { * }$ has covariance $\\eta \\lambda \\dot { G } ( \\theta ^ { \\ast } )$ . To simplify notation in the Taylor expansions, we will use the following shorthand to refer to various quantities evaluated at $\\theta ^ { * }$ : ", + "bbox": [ + 173, + 560, + 825, + 604 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/e3e39a7bda61d46626d3d1525b848078cb068424d598e5e0c855973be1a32e48.jpg", + "text": "$$\nG = G ( \\theta ^ { * } ) , \\qquad \\nabla ^ { 2 } L = \\nabla ^ { 2 } L ( \\theta ^ { * } ) , \\qquad \\nabla ^ { 3 } L = \\nabla ^ { 3 } L ( \\theta ^ { * } ) , \\qquad \\nabla R = \\nabla R ( \\theta ^ { * } ) .\n$$", + "text_format": "latex", + "bbox": [ + 217, + 613, + 781, + 631 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "First we need the following standard decompositions of the Hessian: ", + "bbox": [ + 176, + 642, + 627, + 657 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Proposition 1. For any $\\theta \\in \\mathbb { R } ^ { d }$ we can decompose $\\nabla ^ { 2 } L ( \\theta ) = G ( \\theta ) + E ( \\theta )$ where $E ( \\theta ) =$ $\\begin{array} { r } { \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } ( f _ { i } ( \\theta ) - y _ { i } ) \\nabla ^ { 2 } f _ { i } ( \\theta ) } \\end{array}$ satisfies $\\lVert E ( { \\boldsymbol { \\theta } } ) \\rVert \\leq \\sqrt { 2 \\rho _ { f } L ( { \\boldsymbol { \\theta } } ) }$ where $\\rho _ { f }$ is defined in Assumption $^ { l }$ . ", + "bbox": [ + 174, + 660, + 823, + 693 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The matrix $G$ in Proposition 1 is known as the Gauss-Newton term of the Hessian. We can now Taylor expand Algorithm 1 and Equation (2) to first order around $\\theta ^ { * }$ : ", + "bbox": [ + 173, + 700, + 823, + 728 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/363d89dbd79ada442cc5278dc6317d14fb616afad1ccb735b99b1134140b3340.jpg", + "text": "$$\n\\begin{array} { c } { { \\Phi _ { k + 1 } \\bigl ( \\theta ^ { * } \\bigr ) \\approx \\Phi _ { k } \\bigl ( \\theta ^ { * } \\bigr ) - \\eta \\bigl [ \\nabla L + \\nabla ^ { 2 } L \\bigl ( \\Phi _ { k } \\bigl ( \\theta ^ { * } \\bigr ) - \\theta ^ { * } \\bigr ) \\bigr ] , } } \\\\ { { \\theta _ { k + 1 } \\approx \\theta _ { k } - \\eta \\bigl [ \\nabla L + \\nabla ^ { 2 } L \\bigl ( \\theta _ { k } - \\theta ^ { * } \\bigr ) \\bigr ] + \\epsilon _ { k } ^ { * } . } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 316, + 731, + 679, + 772 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We define $v _ { k } = \\theta _ { k } - \\Phi _ { k } ( \\theta ^ { * } )$ to be the deviation from the regularized trajectory. Then subtracting these two equations gives ", + "bbox": [ + 174, + 775, + 823, + 804 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/5719806a76c1f2aa0ac00830058accd4f80407dc6bf34ada6cb7092d5ea90144.jpg", + "text": "$$\nv _ { k + 1 } \\approx ( I - \\eta \\nabla ^ { 2 } L ) v _ { k } + \\epsilon _ { k } ^ { * } \\approx ( I - \\eta G ) v _ { k } + \\epsilon _ { k } ^ { * } ,\n$$", + "text_format": "latex", + "bbox": [ + 333, + 805, + 663, + 825 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where we used Proposition 1 to replace $\\nabla ^ { 2 } L$ with $G$ . Temporarily ignoring the higher order terms, we define the random process $\\xi$ by ", + "bbox": [ + 173, + 829, + 823, + 859 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/2de0c50325812a6a4d05af6284af8d7e9fcaecd8804dae7ddb42fa7f56c8c3c4.jpg", + "text": "$$\n\\xi _ { k + 1 } = ( I - \\eta G ) \\xi _ { k } + \\epsilon _ { k } ^ { * } \\qquad \\mathrm { a n d } \\qquad \\xi _ { 0 } = 0 .\n$$", + "text_format": "latex", + "bbox": [ + 344, + 862, + 653, + 878 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The process $\\xi$ is referred to as an Ornstein Uhlenbeck process and it encodes the movement of $\\theta$ to first order around $\\theta ^ { * }$ . We defer the proofs of the following properties of $\\xi$ to Appendix B: ", + "bbox": [ + 171, + 883, + 830, + 912 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Proposition 2. For any $k \\geq 0$ , with probability at least $1 - 2 d e ^ { - \\iota }$ , $\\| \\xi _ { k } \\| \\le \\mathcal { X }$ . In addition, as $k \\to \\infty$ , $\\mathbb { E } [ \\xi _ { k } \\xi _ { k } ^ { T } ] \\lambda \\dot { \\Pi _ { G } } ( 2 - \\eta G ) ^ { - 1 }$ where $\\Pi _ { G }$ is the projection onto the span of $G$ . ", + "bbox": [ + 169, + 90, + 825, + 121 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We can now analyze the effect of $\\xi _ { k }$ on the second order Taylor expansion. Let $r _ { k } = \\theta _ { k } - \\Phi _ { k } ( \\theta ^ { * } ) - \\xi _ { k }$ be the deviation of $\\theta$ from the regularized trajectory after removing the Ornstein Uhlenbeck process $\\xi$ . Lemma 1 is equivalent to $\\mathrm { P r } [ \\| r _ { \\tau } \\| \\geq \\mathcal { D } ] \\stackrel { . } { \\leq } 1 0 \\tau \\dot { d } e ^ { - \\iota }$ . ", + "bbox": [ + 173, + 130, + 825, + 174 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We will prove by induction that $\\| r _ { k } \\| \\le \\mathcal { D }$ for all $k \\leq t$ with probability at least $1 - 1 0 t d e ^ { - \\iota }$ for all $t \\leq \\tau$ . The base case follows from $r _ { 0 } = 0$ so assume the result for some $t \\geq 0$ . The remainder of this section will be conditioned on the event $\\| r _ { k } \\| \\le \\mathcal { D }$ for all $k \\leq t . { \\cal O } ( \\cdot )$ notation will only be used to hide absolute constants that do not change with $t$ and will additionally not hide dependence on the absolute constant $c$ . The following proposition fills in the missing second order terms in the Taylor expansion around $\\theta ^ { * }$ of $r _ { k }$ : ", + "bbox": [ + 173, + 178, + 825, + 262 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Proposition 3. With probability at least $1 - 2 d e ^ { - \\iota }$ , ", + "bbox": [ + 176, + 266, + 513, + 281 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/dcc9a1b038f47b901909ee87ae1b4a1d003ce2ef73d43493918b93af0b9e6798.jpg", + "text": "$$\nr _ { k + 1 } = ( I - \\eta G ) r _ { k } - \\eta \\left[ \\frac { 1 } { 2 } \\nabla ^ { 3 } L ( \\xi _ { k } , \\xi _ { k } ) - \\lambda \\nabla R \\right] + m _ { k } + z _ { k } + \\tilde { O } \\left( c ^ { 5 / 2 } \\eta \\lambda ^ { 1 + \\delta } \\right)\n$$", + "text_format": "latex", + "bbox": [ + 232, + 286, + 766, + 321 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The intuition for the implicit regularizer $R ( \\theta )$ is that by Propositions 1 and 2, ", + "bbox": [ + 173, + 334, + 679, + 349 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/5f9543cad5b99935043da3ba226cd3146af0df33c17ceb92a68f7c4e94db0fbe.jpg", + "text": "$$\n\\begin{array} { r } { \\mathbb { E } [ \\xi _ { k } \\xi _ { k } ^ { T } ] \\to \\Pi _ { G } \\lambda ( 2 - \\eta G ) ^ { - 1 } \\approx \\lambda ( 2 - \\eta \\nabla ^ { 2 } L ) ^ { - 1 } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 333, + 356, + 663, + 376 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Therefore, when averaged over long timescales, ", + "bbox": [ + 173, + 381, + 486, + 396 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/4fc808b6afb7c4582d912c0687db912d5f38cf09a2e953a68703703617d5278f.jpg", + "text": "$$\n\\operatorname { \\mathbb { E } } [ \\nabla ^ { 3 } L ( \\xi _ { k } , \\xi _ { k } ) ] \\approx \\frac { \\lambda } { 2 } \\nabla ^ { 3 } L \\left[ ( 2 - \\eta \\nabla ^ { 2 } L ) ^ { - 1 } \\right] = \\lambda \\nabla \\left[ - \\frac { 1 } { 2 \\eta } \\operatorname { t r } \\log \\left( 1 - \\frac { \\eta } { 2 } \\nabla ^ { 2 } L ( \\theta ) \\right) \\right] \\bigg | _ { \\theta = \\theta ^ { * } } = \\lambda \\nabla R .\n$$", + "text_format": "latex", + "bbox": [ + 181, + 401, + 826, + 438 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The second equality follows from the more general equality that for any matrix function $A$ and any scalar function $h$ that acts independently on each eigenvalue, $\\nabla ( \\mathrm { t r } h ( A ( \\theta ) ) ) = ( \\nabla A ( \\theta ) ) ( h ^ { \\prime } ( A ( \\theta ) ) )$ which follows from the chain rule. The above equality is the special case when $A ( \\theta ) = \\nabla ^ { 2 } L ( \\theta )$ and $\\begin{array} { r } { h ( x ) = - \\frac { 1 } { \\eta } \\log { \\left( 1 - \\frac { \\eta } { 2 } x \\right) } } \\end{array}$ , which satisfies $\\begin{array} { r } { h ^ { \\prime } ( x ) = \\frac { 1 } { 2 - \\eta x } } \\end{array}$ . ", + "bbox": [ + 173, + 443, + 825, + 503 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The remaining details involve concentrating the mean zero error terms $m _ { k } , z _ { k }$ and showing that $\\mathbb { E } [ \\xi _ { k } \\xi _ { k } ^ { T } ]$ does concentrate in the directions with large eigenvalues and that the directions with small eigenvalues, in which the covariance does not concentrate, do not contribute much to the error. This yields the following bound: ", + "bbox": [ + 173, + 508, + 825, + 564 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Proposition 4. With probability at least $1 - 1 0 d e ^ { - \\iota }$ , $\\begin{array} { r } { \\| r _ { t + 1 } \\| = \\tilde { O } \\Big ( \\frac { \\lambda ^ { 1 / 2 + \\delta / 2 } } { \\sqrt { c } } \\Big ) . } \\end{array}$ ", + "bbox": [ + 173, + 569, + 687, + 593 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The proof of Proposition 4 can be found in Appendix B. Finally, because $\\mathcal { D } = \\tilde { O } ( c ^ { 5 / 2 } \\lambda ^ { 1 / 2 + \\delta / 2 } )$ , $\\| r _ { t + 1 } \\| \\leq \\mathcal { D }$ for sufficiently large $c$ . This completes the induction and the proof of Lemma 1. ", + "bbox": [ + 171, + 604, + 825, + 635 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Comparison with Blanc et al. [3] Like Blanc et al. [3], Lemma 1 shows that $\\theta$ locally follows the trajectory of gradient descent on an implicit regularizer $R ( \\theta )$ . However, there are a few crucial differences: ", + "bbox": [ + 173, + 647, + 826, + 690 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "• Because we do not assume we start near a global minimizer where $L \\ = \\ 0$ , we couple to a regularized loss $\\tilde { L } = L + \\lambda R$ rather than just the regularizer $R ( \\theta )$ . In this setting there is an additional correction term to the Hessian (Proposition 1) that requires carefully controlling the value of the loss across reference points to prove convergence to a stationary point. • The analysis in Blanc et al. [3] requires $\\eta , \\tau$ to be chosen in terms of the condition number of $\\nabla ^ { 2 } L$ which can quickly grow during training as $\\nabla ^ { 2 } L$ is changing. This makes it impossible to directly repeat the argument. We avoid this by precisely analyzing the error incurred by small eigenvalues, allowing us to prove convergence to an $( \\epsilon , \\gamma )$ stationary point of $\\textstyle { \\frac { 1 } { \\lambda } } { \\tilde { L } }$ for fixed $\\eta , \\lambda$ even if the smallest nonzero eigenvalue of $\\nabla ^ { 2 } L$ converges to 0 during training. Unlike in Blanc et al. [3], we do not require the learning rate $\\eta$ to be small. Instead, we only require that $\\lambda$ scales with $\\epsilon$ which can be accomplished either by decreasing the learning rate $\\eta$ or increasing the batch size $B$ . This allows for stronger implicit regularization in the setting when $\\eta$ is large (see Section 6.1). In particular, our regularizer $R ( \\theta )$ changes with $\\eta$ and is only equal to the regularizer in Blanc et al. [3] in the limit $\\eta 0$ . ", + "bbox": [ + 173, + 702, + 826, + 911 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Global Convergence ", + "text_level": 1, + "bbox": [ + 174, + 90, + 354, + 106 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In order to prove convergence to an $( \\epsilon , \\gamma )$ -stationary point of $\\begin{array} { r l } { { \\frac { 1 } { \\eta } \\nabla \\tilde { L } } } & { { } } \\end{array}$ , we will define a sequence of reference points $\\theta _ { m } ^ { * }$ and coupling times $\\{ \\tau _ { m } \\}$ and repeatedly use a version of Lemma 1 to describe the long term behavior of $\\theta$ . For notational simplicity, given a sequence of coupling times $\\{ \\tau _ { m } \\}$ , define $\\begin{array} { r } { \\bar { T } _ { m } = \\sum _ { k < m } \\tau _ { k } } \\end{array}$ to be the total number of steps until we have reached the reference point $\\theta _ { m } ^ { * }$ ", + "bbox": [ + 173, + 116, + 826, + 178 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To be able to repeat the local analysis in Lemma 1 with multiple reference points, we need a more general coupling lemma that allows the random process $\\xi$ defined in each coupling to continue where the random process in the previous coupling ended. To accomplish this, we define $\\xi$ outside the scope of the local coupling lemma: ", + "bbox": [ + 174, + 183, + 825, + 239 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Definition 3. Given a sequence of reference points $\\{ \\theta _ { m } ^ { * } \\}$ and a sequence of coupling times $\\{ \\tau _ { m } \\}$ , we define the random process $\\xi$ by $\\xi _ { 0 } = 0$ , and for $k \\in [ T _ { m } , T _ { m + 1 } )$ , ", + "bbox": [ + 171, + 242, + 823, + 272 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/00dff8d36323696bd7e575050c872df6546b8da18a47b77200eb05191fdccd18.jpg", + "text": "$$\n\\epsilon _ { k } ^ { * } = \\frac { \\eta } { B } \\sum _ { i \\in \\mathcal { B } ^ { ( k ) } } \\epsilon _ { i } ^ { ( k ) } \\nabla f _ { i } ( \\theta _ { m } ^ { * } ) \\qquad a n d \\qquad \\xi _ { k + 1 } = ( I - \\eta G ( \\theta _ { m } ^ { * } ) ) \\xi _ { k } + \\epsilon _ { k } ^ { * } .\n$$", + "text_format": "latex", + "bbox": [ + 259, + 277, + 736, + 315 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Then we can prove the following more general coupling lemma: ", + "bbox": [ + 173, + 327, + 594, + 343 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Lemma 2. Let $\\mathcal { X } , \\mathcal { L } , \\mathcal { D } , \\mathcal { M } , \\mathcal { T }$ be defined as in Lemma $^ { l }$ . Assume $f$ satisfies Assumption $^ { l }$ and $\\eta$ satisfies Assumption 2. Let $\\Delta _ { m } = \\theta _ { T _ { m } } - \\xi _ { T _ { m } } - \\theta _ { m } ^ { * }$ and assume that $\\| \\Delta _ { m } \\| \\leq \\mathcal { D }$ and $L ( \\theta _ { m } ^ { * } ) \\leq \\mathcal { L }$ for some $0 < \\delta \\le 1 / 2$ . Then for any $\\tau _ { m } \\leq \\mathcal { T }$ satisfying $\\begin{array} { r l } { \\operatorname* { m a x } _ { k \\in [ T _ { m } , T _ { m + 1 } ) } \\left. \\Phi _ { k - T _ { m } } ( \\theta _ { m } ^ { * } + \\Delta _ { m } ) - \\theta _ { m } ^ { * } \\right. \\le } & { { } \\quad } \\end{array}$ $8 \\mathcal { M }$ , with probability at least $1 - 1 0 d \\tau _ { m } e ^ { - \\iota }$ we have simultaneously for all $k \\in ( T _ { m } , T _ { m + 1 } ]$ , ", + "bbox": [ + 173, + 345, + 826, + 405 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/11c70eb7db91b9581f7285a27aae69e1e5eb58b59f6bf96445d251df5e27cc53.jpg", + "text": "$$\n\\begin{array} { r } { \\| \\theta _ { k } - \\xi _ { k } - \\Phi _ { k - T _ { m } } ( \\theta _ { m } ^ { * } + \\Delta _ { m } ) \\| \\le \\mathcal { D } , \\quad \\quad \\mathbb { E } [ \\xi _ { k } ] = 0 , \\quad \\quad a n d \\quad \\quad \\| \\xi _ { k } \\| \\le \\mathcal { X } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 233, + 410, + 764, + 429 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Unlike in Lemma 1, we couple to the regularized trajectory starting at $\\theta _ { m } ^ { * } + \\Delta _ { m }$ rather than at $\\theta _ { m } ^ { * }$ to avoid accumulating errors (see Figure 2). The proof is otherwise identical to that of Lemma 1. ", + "bbox": [ + 173, + 441, + 823, + 470 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The proof of Theorem 1 easily follows from the following lemma which states that we decrease the regularized loss $\\tilde { L }$ by at least $\\mathcal { F }$ after every coupling: ", + "bbox": [ + 171, + 476, + 823, + 507 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Lemma 3. Let $\\begin{array} { r } { \\mathcal { F } = \\frac { { \\mathcal { D } } ^ { 2 } } { \\eta \\nu \\mathcal { T } } } \\end{array}$ . Let $\\Delta _ { m } = \\theta _ { T _ { m } } - \\xi _ { T _ { m } } - \\theta _ { m } ^ { * }$ and assume $\\| \\Delta _ { m } \\| \\leq \\mathcal { D }$ and $L ( \\theta _ { m } ^ { * } ) \\leq \\mathcal { L }$ Then if $\\theta _ { T _ { m } }$ is not an $( \\epsilon , \\gamma )$ -stationary point, there exists some $\\tau _ { m } < \\mathcal { T }$ such that if we define ", + "bbox": [ + 173, + 511, + 826, + 546 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/6315141027c06c75941d2685c22f8475b180cda19f6cd5c1a7dc5e34c7a2dc37.jpg", + "text": "$$\n\\begin{array} { r } { \\theta _ { m + 1 } ^ { * } = \\Phi _ { \\tau _ { n } } \\bigl ( \\theta _ { m } ^ { * } + \\Delta _ { m } \\bigr ) \\qquad a n d \\qquad \\Delta _ { m + 1 } = \\theta _ { T _ { m + 1 } } - \\xi _ { T _ { m + 1 } } - \\theta _ { m + 1 } ^ { * } , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 256, + 551, + 740, + 570 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "then with probability $1 - 1 0 d \\tau _ { m } e ^ { - \\iota }$ ", + "bbox": [ + 174, + 577, + 415, + 592 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/c6d37df43555048bad822a1aaa88308201f7f37048304e713512b466fac76396.jpg", + "text": "$$\n\\begin{array} { r } { \\tilde { L } ( \\theta _ { m + 1 } ^ { * } ) \\leq L ( \\theta _ { m } ^ { * } ) - \\mathcal { F } , \\qquad \\| \\Delta _ { m + 1 } \\| \\leq \\mathcal { D } \\qquad a n d \\qquad L ( \\theta _ { m + 1 } ^ { * } ) \\leq \\mathcal { L } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 251, + 598, + 746, + 618 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We defer the proofs of Lemma 2 and Lemma 3 to Appendix B. Theorem 1 now follows directly from repeated applications of Lemma 3: ", + "bbox": [ + 173, + 631, + 823, + 659 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Proof of Theorem $^ { l }$ . By assumption there exists some $\\theta _ { 0 } ^ { * }$ such that $L ( \\theta _ { 0 } ^ { * } ) \\leq \\mathcal { L }$ and $\\lVert { \\boldsymbol { \\theta } } _ { 0 } - { \\boldsymbol { \\theta } } _ { 0 } ^ { * } \\rVert \\leq \\mathcal { D }$ . Then so long as $\\theta _ { T _ { m } }$ is not an $( \\epsilon , \\gamma )$ -stationary point, we can inductively apply Lemma 3 to get the existence of coupling times $\\{ \\tau _ { m } \\}$ and reference points $\\{ \\theta _ { m } ^ { * } \\}$ such that for any $m \\geq 0$ , with probability $1 - 1 0 d T _ { m } e ^ { - \\iota }$ we have $\\tilde { L } ( \\theta _ { m } ^ { * } ) \\leq \\tilde { L } ( \\theta _ { 0 } ^ { * } ) - m \\mathcal { \\bar { F } }$ . As $\\tilde { L } ( \\theta _ { 0 } ^ { * } ) - \\tilde { L } ( \\theta _ { m } ^ { * } ) = O ( \\lambda )$ , this can happen for at most $\\begin{array} { r } { m = O \\left( \\frac { \\lambda } { \\mathcal { F } } \\right) } \\end{array}$ reference points, so at most $\\begin{array} { r } { T = O \\left( \\frac { \\lambda \\mathcal { T } } { \\mathcal { F } } \\right) = \\tilde { O } \\left( \\eta ^ { - 1 } \\lambda ^ { - 1 - \\delta } \\right) } \\end{array}$ iterations of Algorithm 1. By the choice of $\\iota$ , this happens with probability $1 - 1 0 d T e ^ { - \\iota } \\geq 1 - \\zeta$ . ", + "bbox": [ + 173, + 672, + 826, + 765 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4 Experiments ", + "text_level": 1, + "bbox": [ + 174, + 782, + 312, + 800 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In order to test the ability of SGD with label noise to escape poor global minimizers and converge to better minimizers, we initialize Algorithm 1 at global minimizers of the training loss which achieve $1 0 0 \\%$ training accuracy yet generalize poorly to the test set. Minibatch SGD would remain fixed at these initializations because both the gradient and the noise in minibatch SGD vanish at any global minimizer of the training loss. We show that SGD with label noise escapes these poor initializations and converges to flatter minimizers that generalize well, which supports Theorem 1. We run experiments with two initializations: ", + "bbox": [ + 173, + 813, + 825, + 911 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/ad91c4cdaa99ae899b2045a803ab46a7fa428a14bbab9226a753198f9983dc5d.jpg", + "image_caption": [ + "Figure 3: Label Noise SGD escapes poor global minimizers. The left column displays the training accuracy over time, the middle column displays the value of $\\operatorname { t r } \\nabla ^ { 2 } L ( \\theta )$ over time which we use to approximate the implicit regularizer $R ( \\theta )$ , and the right column displays their correlation. The horizontal dashed line represents the minibatch SGD baseline with random initialization. We report the median results over 3 random seeds and shaded error bars denote the $\\operatorname* { m i n } / \\operatorname* { m a x }$ over the three runs. The correlation plot uses a running average of 100 epochs for visual clarity. " + ], + "image_footnote": [], + "bbox": [ + 179, + 109, + 810, + 316 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Full Batch Initialization: We run full batch gradient descent with random initialization until convergence to a global minimizer. We call this minimizer the full batch initialization. The final test accuracy of the full batch initialization was $76 \\%$ . ", + "bbox": [ + 174, + 434, + 825, + 477 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Adversarial Initialization: Following Liu et al. [21], we generate an adversarial initialization with final test accuracy $4 8 \\%$ that achieves zero training loss by first teaching the network to memorize random labels and then training it on the true labels. See Appendix D for full details. ", + "bbox": [ + 174, + 483, + 825, + 525 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Experiments were run with ResNet18 on CIFAR10 [17] without data augmentation or weight decay. The experiments were conducted with randomized label flipping with probability 0.2 (see Appendix E for the extension of Theorem 1 to classification with label flipping), cross entropy loss, and batch size 256. Because of the difficulty in computing the regularizer $R ( \\theta )$ , we approximate it by its lower bound $\\operatorname { t r } \\nabla ^ { 2 } L ( \\theta )$ . Figure 3 shows the test accuracy and $\\mathrm { t r } \\nabla ^ { 2 } L$ throughout training. ", + "bbox": [ + 174, + 531, + 825, + 602 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "SGD with label noise escapes both zero training loss initializations and converges to flatter minimizers that generalize much better, reaching the SGD baseline from the fullbatch initialization and getting within $1 \\%$ of the baseline from the adversarial initialization. The test accuracy in both cases is strongly correlated with $\\mathrm { t r } \\nabla ^ { 2 } L$ . The strength of the regularization is also strongly correlated with $\\eta$ which supports Theorem 1. ", + "bbox": [ + 174, + 607, + 825, + 678 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5 Extensions ", + "text_level": 1, + "bbox": [ + 174, + 695, + 295, + 712 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5.1 SGD with momentum ", + "text_level": 1, + "bbox": [ + 174, + 727, + 364, + 741 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We replace the update in Algorithm 1 with heavy ball momentum with parameter $\\beta$ : ", + "bbox": [ + 173, + 751, + 725, + 767 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/59d5bca51b88db20b2d2014de393c7c8da1fcae09b248d52cabb23b70e47b744.jpg", + "text": "$$\n\\theta _ { k + 1 } = \\theta _ { k } - \\eta \\nabla \\hat { L } ^ { ( k ) } ( \\theta _ { k } ) + \\beta ( \\theta _ { k } - \\theta _ { k - 1 } ) .\n$$", + "text_format": "latex", + "bbox": [ + 354, + 770, + 642, + 790 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We define: ", + "bbox": [ + 173, + 794, + 245, + 808 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/6d4bd811ca0bb51eaa55770dbfb36aa908bac034fd786bcd7e73cbd563ee12ca.jpg", + "text": "$$\nR ( \\theta ) = \\frac { 1 + \\beta } { 2 \\eta } \\mathrm { t r } \\log \\left( 1 - \\frac { \\eta } { 2 ( 1 + \\beta ) } \\nabla ^ { 2 } L ( \\theta ) \\right) , \\qquad \\lambda = \\frac { \\eta \\sigma ^ { 2 } } { B ( 1 - \\beta ) } ,\n$$", + "text_format": "latex", + "bbox": [ + 248, + 810, + 746, + 845 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "and as before $\\tilde { L } ( \\theta ) = L ( \\theta ) + \\lambda R ( \\theta )$ . Let ", + "bbox": [ + 174, + 849, + 447, + 867 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/83cd0c47cd1bc1cae329fc5b722642edc7c587b6cd454ab2b052294e67cdb081.jpg", + "text": "$$\n\\Phi _ { 0 } ( \\theta ) = \\theta , \\qquad \\Phi _ { k + 1 } ( \\theta ) = \\Phi _ { k } ( \\theta ) - \\eta \\nabla \\tilde { L } ( \\Phi _ { k } ( \\theta ) ) + \\beta ( \\Phi _ { k } ( \\theta ) - \\Phi _ { k - 1 } ( \\theta ) )\n$$", + "text_format": "latex", + "bbox": [ + 235, + 871, + 763, + 890 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "represent gradient descent with momentum on $\\tilde { L }$ . Then we have the following local coupling lemma: ", + "bbox": [ + 176, + 895, + 825, + 912 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Lemma 4. Let ", + "bbox": [ + 173, + 92, + 276, + 106 + ], + "page_idx": 8 + }, + { + "type": "equation", + "img_path": "images/243ba325650da3567579ce7db763c114b8cef0ecca33f14bc7e1efbbfe44d690.jpg", + "text": "$$\n\\mathcal { X } = \\sqrt { \\frac { 2 \\lambda n ^ { 2 } \\iota } { \\nu } } , \\qquad \\mathcal { L } = c \\lambda ^ { 1 + \\delta } , \\qquad \\mathcal { D } = c \\sqrt { \\mathcal { L } } \\iota , \\qquad \\mathcal { T } = \\frac { 1 } { c ^ { 2 } \\eta \\mathcal { X } \\iota } ,\n$$", + "text_format": "latex", + "bbox": [ + 230, + 112, + 767, + 147 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where c is a sufficfollow Algorithm ntly large consta with momentum . Assume starting $f$ tisfieand $^ { l }$ and r so $\\begin{array} { r } { \\eta \\le \\frac { ( 2 - \\nu ) ( 1 + \\beta ) } { \\ell } } \\end{array}$ . Let . The $\\theta$ $^ { l }$ $\\beta$ $\\theta ^ { * }$ $L ( \\theta ^ { * } ) \\leq \\mathcal { L }$ $0 < \\delta \\le 1 / 2$ there exists a random process $\\{ \\xi _ { k } \\}$ such that for any $\\tau \\leq \\mathcal { T }$ satisfying $\\begin{array} { r } { \\operatorname* { m a x } _ { k \\leq \\tau } \\| \\Phi _ { k } ( \\theta ^ { * } ) - \\theta ^ { * } \\| \\leq 8 \\mathcal { D } } \\end{array}$ with probability at least $1 - 1 0 d \\tau e ^ { - \\iota }$ we have simultaneously for all $k \\leq \\tau$ , ", + "bbox": [ + 173, + 156, + 825, + 215 + ], + "page_idx": 8 + }, + { + "type": "equation", + "img_path": "images/07e676e91b521cc346f91df934c28ba5530a5f56748673ce6ae49a8dd9ef71a2.jpg", + "text": "$$\n\\begin{array} { r } { \\| \\theta _ { k } - \\xi _ { k } - \\Phi _ { k } ( \\theta ^ { * } ) \\| \\le \\mathcal { D } , \\qquad \\mathbb { E } [ \\xi _ { k } ] = 0 , \\qquad a n d \\qquad \\| \\xi _ { k } \\| \\le \\mathcal { X } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 272, + 222, + 725, + 241 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "As in Lemma 1, the error is 8 times smaller than the maximum movement of the regularized trajectory. Note that momentum increases the regularization parameter $\\lambda$ by $\\frac { 1 } { 1 - \\beta }$ . For the commonly used momentum parameter $\\beta = 0 . 9$ , this represents a $1 0 \\times$ increase in regularization, which is likely the cause of the improved performance in Figure 4 $\\beta = 0 . 9$ ) over Figure 3 $\\beta = 0$ ). ", + "bbox": [ + 174, + 255, + 825, + 314 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.2 Arbitrary Noise Covariances ", + "text_level": 1, + "bbox": [ + 174, + 330, + 413, + 345 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The analysis in Section 3.1 is not specific to label noise SGD and can be carried out for arbitrary noise schemes. Let $\\theta$ follow $\\theta _ { k + 1 } \\overset { \\cdot } { = } \\theta _ { k } - \\eta \\nabla L ( \\theta _ { k } ) + \\epsilon _ { k }$ starting at $\\theta _ { 0 }$ where $\\epsilon _ { k } \\sim { \\cal N } ( 0 , \\eta \\lambda \\Sigma ( \\theta _ { k } ) )$ and $\\Sigma ^ { 1 / 2 }$ is Lipschitz. Given a matrix $S$ we define the regularizer $R _ { S } ( \\theta ) = \\left. S , \\nabla ^ { 2 } L ( \\theta ) \\right.$ . The matrix $S$ controls the weight of each eigenvalue. As before we can define $\\tilde { L } _ { S } ( \\theta ) = L ( \\theta ) + \\lambda R _ { S } ( \\theta )$ and $\\Phi _ { k + 1 } ^ { S } ( \\theta ) = \\Phi _ { k } ^ { S } ( \\theta ) - \\eta \\nabla \\tilde { L } _ { S } ( \\Phi _ { k } ( \\theta ) )$ to be the regularized loss and the regularized trajectory respectively. Then we have the following version of Lemma 1: ", + "bbox": [ + 173, + 354, + 826, + 448 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Proposition 5. Let $\\theta$ be initialized at a minimizer $\\theta ^ { * }$ of $L$ . Assume $\\nabla ^ { 2 } L$ is Lipschitz, let $H = \\nabla ^ { 2 } L ( \\theta ^ { * } )$ and assume that $\\Sigma ( \\theta ^ { * } ) \\preceq C H$ for some absolute constant $C$ . Let $\\begin{array} { r } { \\mathcal { X } = \\sqrt { \\frac { C d \\lambda \\iota } { \\nu } } } \\end{array}$ , $\\mathcal { D } = c \\lambda ^ { 3 / 4 } \\iota ,$ , and $\\begin{array} { r } { \\mathcal { T } = \\frac { 1 } { c ^ { 2 } \\eta \\mathcal { X } \\iota } } \\end{array}$ for a sufficiently large constant c. Then there exists a mean zero random process $\\xi$ such that for any $\\tau \\leq \\mathcal { T }$ satisfying $\\begin{array} { r } { \\operatorname* { m a x } _ { k < \\tau } \\| \\Phi _ { k } ( \\theta ^ { * } ) - \\theta ^ { * } \\| \\leq 8 \\mathcal { D } } \\end{array}$ and with probability $1 - 1 0 d \\tau e ^ { - \\iota }$ , we have simultaneously for all $k \\leq \\tau$ : ", + "bbox": [ + 173, + 450, + 826, + 537 + ], + "page_idx": 8 + }, + { + "type": "equation", + "img_path": "images/06e428358593ebc0e2950852453db7d6841f7ed3db495ee75ce97c537fec985a.jpg", + "text": "$$\n\\begin{array} { r } { \\| \\theta _ { k } - \\xi _ { k } - \\Phi _ { k } ^ { S } ( \\theta _ { 0 } ) \\| \\le \\mathcal { D } \\qquad a n d \\qquad \\| \\xi _ { k } \\| \\le \\mathcal { X } , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 326, + 545, + 668, + 564 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $S$ is the unique fixed point of $S \\gets ( I - \\eta H ) S ( I - \\eta H ) + \\eta \\lambda \\Sigma ( \\theta ^ { * } )$ restricted to span $( H )$ ", + "bbox": [ + 171, + 570, + 810, + 587 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "As in Lemma 1, the error is 8 times smaller than the maximum movement of the regularized trajectory. Although Proposition 5 couples to gradient descent on $R _ { S }$ , $S$ is defined in terms of the Hessian and the noise covariance at $\\theta ^ { * }$ and therefore depends on the choice of reference point. Because $R _ { S }$ is changing, we cannot repeat Proposition 5 as in Section 3.2 to prove convergence to a stationary point because there is no fixed potential. Although it is sometimes possible to relate $R _ { S }$ to a fixed potential $R$ , we show in Appendix F.2 that this is not generally possible by providing an example where minibatch SGD perpetually cycles. Exploring the properties of these continuously changing potentials and their connections to generalization is an interesting avenue for future work. ", + "bbox": [ + 173, + 597, + 826, + 709 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "6 Discussion ", + "text_level": 1, + "bbox": [ + 173, + 729, + 294, + 746 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "6.1 Sharpness and the Effect of Large Learning Rates ", + "text_level": 1, + "bbox": [ + 173, + 761, + 560, + 776 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Various factors can control the strength of the implicit regularization in Theorem 1. Most important is the implicit regularization parameter $\\begin{array} { r } { \\lambda = \\frac { \\eta \\sigma ^ { 2 } } { | B | } } \\end{array}$ . This supports the hypothesis that large learning rates and small batch sizes are necessary for implicit regularization [9, 26], and agrees with the standard linear scaling rule which proposes that for constant regularization strength, the learning rate $\\eta$ needs to be inversely proportional to the batch size $| B |$ . ", + "bbox": [ + 174, + 786, + 825, + 864 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "However, our analysis also uncovers an additional regularization effect of large learning rates. Unlike the regularizer in Blanc et al. [3], the implicit regularizer $R ( \\theta )$ defined in Equation (1) is dependent on $\\eta$ . It is not possible to directly analyze the behavior of $R ( \\theta )$ as $\\eta 2 / \\lambda _ { 1 }$ where $\\lambda _ { 1 }$ is the largest eigenvalue of $\\nabla ^ { 2 } L$ , as in this regime, $R ( \\theta ) \\to \\infty$ (see Figure 1). If we let $\\begin{array} { r } { \\eta = \\frac { 2 - \\nu } { \\lambda _ { 1 } } } \\end{array}$ 2−ν , then we can better understand the behavior of $R ( \\theta )$ by normalizing it by $\\log 2 / \\nu$ . This gives2 ", + "bbox": [ + 174, + 869, + 825, + 912 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 90, + 825, + 125 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/a04ca69d3011b8334e2e9f6d8a32f17368add06f5809e1eaab3bf87da7319d6a.jpg", + "text": "$$\n\\frac { R ( \\theta ) } { \\log 2 / \\nu } = \\sum _ { i } \\frac { R ( \\lambda _ { i } ) } { \\log 2 / \\nu } = \\| \\nabla ^ { 2 } L ( \\theta ) \\| _ { 2 } + O \\left( \\frac { 1 } { \\log 2 / \\nu } \\right) \\xrightarrow { \\nu \\to 0 } \\| \\nabla ^ { 2 } L ( \\theta ) \\| _ { 2 }\n$$", + "text_format": "latex", + "bbox": [ + 253, + 131, + 745, + 170 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "so after normalization, $R ( \\theta )$ becomes a better and better approximation of the spectral norm $\\| \\nabla ^ { 2 } L ( \\theta ) \\|$ as $\\eta 2 / \\lambda _ { 1 }$ . $R ( \\theta )$ can therefore be seen as interpolating between $\\mathrm { t r } \\hat { \\nabla } ^ { 2 } L ( \\theta )$ , when $\\eta \\approx 0$ , and $\\| \\nabla ^ { 2 } L ( \\theta ) \\| _ { 2 }$ when $\\eta \\approx 2 / \\lambda _ { 1 }$ . This also suggests that SGD with large learning rates may be more resilient to the edge of stability phenomenon observed in Cohen et al. [4] as the implicit regularization works harder to control eigenvalues approaching $2 / \\eta$ . ", + "bbox": [ + 173, + 179, + 826, + 250 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The sharpness-aware algorithm (SAM) of [7] is also closely related to $R ( \\theta )$ . SAM proposes to minimize $\\begin{array} { r } { \\operatorname* { m a x } _ { \\parallel \\delta \\parallel _ { 2 } } \\le _ { \\epsilon } L ( \\theta + \\delta ) } \\end{array}$ . At a global minimizer of the training loss, ", + "bbox": [ + 171, + 255, + 825, + 285 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/afed7c783da0acf1c20263cd524729fc1d4bead475f1b6c9475645f209a70809.jpg", + "text": "$$\n\\operatorname* { m a x } _ { \\| \\delta \\| _ { 2 } \\leq \\epsilon } L ( \\theta ^ { * } + \\delta ) = \\operatorname* { m a x } _ { \\| \\delta \\| _ { 2 } \\leq \\epsilon } \\frac { 1 } { 2 } \\delta ^ { \\top } \\nabla ^ { 2 } L ( \\theta ^ { * } ) \\delta + O ( \\epsilon ^ { 3 } ) \\approx \\frac { \\epsilon ^ { 2 } } { 2 } \\| \\nabla ^ { 2 } L ( \\theta ^ { * } ) \\| _ { 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 264, + 292, + 733, + 329 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The SAM algorithm is therefore explicitly regularizing the spectral norm of $\\nabla ^ { 2 } L ( \\theta )$ , which is closely connected to the large learning rate regularization effect of $R ( \\theta )$ when $\\eta \\approx 2 / \\lambda _ { 1 }$ . ", + "bbox": [ + 171, + 338, + 825, + 368 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "6.2 Generalization Bounds ", + "text_level": 1, + "bbox": [ + 174, + 386, + 374, + 401 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The implicit regularizer $R ( \\theta )$ is intimately connected to data-dependent generalization bounds, which measure the Lipschitzness of the network via the network Jacobiapropose the all-layer margin, which bounds the generalization error $\\begin{array} { r } { \\lesssim \\frac { \\sum _ { l = 1 } ^ { L } \\mathcal { C } _ { l } } { \\sqrt { n } } \\sqrt { \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\frac { 1 } { m _ { F } ( x _ { i } , y _ { i } ) ^ { 2 } } } } \\end{array}$ is the all-layer margin. The norm of the parameters is generally controlled by weight decay regularization, so we focus our discussion on the all-layer margin. Ignoring higher-order secondary terms, Wei and Ma [30, Heuristic derivation of Lemma 3.1] showed for a feed-forward network $\\begin{array} { r } { \\dot { f } ( \\theta ; x ) = \\theta _ { L } \\sigma ( \\theta _ { L - 1 } \\dots \\sigma ( \\theta _ { 1 } x ) ) } \\end{array}$ , the all-layer margin satisfies3: ", + "bbox": [ + 173, + 410, + 826, + 534 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/0c95cbf52d3e77d0c07952599876451c462534cc0b95bd9e72b445db40e1cda7.jpg", + "text": "$$\n\\frac { 1 } { m _ { F } ( x , y ) } \\lesssim \\frac { \\| \\{ \\frac { \\partial f } { \\partial \\theta _ { l } } \\} _ { l \\in [ L ] } \\| _ { 2 } } { \\mathrm { o u t p u t ~ m a r g i n ~ o f ~ } ( x , y ) } \\implies \\mathrm { g e n e r a l i z a t i o n ~ e r r o r } \\lesssim \\frac { \\sum _ { l = 1 } ^ { L } \\mathcal { C } _ { l } } { \\sqrt { n } } \\sqrt { \\frac { R ( \\theta ) } { \\mathrm { o u t p u t ~ m a r g i n } } }\n$$", + "text_format": "latex", + "bbox": [ + 191, + 541, + 807, + 583 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "as $R ( \\theta )$ is an upper bound on the squared norm of the Jacobian at any global minimizer $\\theta$ . We emphasize this bound is informal as we discarded the higher-order terms in controlling the all-layer margin, but it accurately reflects that the regularizer $R ( \\bar { \\theta ) }$ lower bounds the all-layer margin $m _ { F }$ up to higher-order terms. Therefore SGD with label noise implicitly regularizes the all-layer margin. ", + "bbox": [ + 173, + 592, + 825, + 648 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Acknowledgments and Disclosure of Funding ", + "text_level": 1, + "bbox": [ + 173, + 669, + 555, + 688 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "AD acknowledges support from a NSF Graduate Research Fellowship. TM acknowledges support of Google Faculty Award and NSF IIS 2045685. JDL acknowledges support of the ARO under MURI Award W911NF-11-1-0303, the Sloan Research Fellowship, NSF CCF 2002272, and an ONR Young Investigator Award. ", + "bbox": [ + 173, + 702, + 825, + 758 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The experiments in this paper were performed on computational resources managed and supported by Princeton Research Computing, a consortium of groups including the Princeton Institute for Computational Science and Engineering (PICSciE) and the Office of Information Technology’s High Performance Computing Center and Visualization Laboratory at Princeton University. ", + "bbox": [ + 174, + 763, + 825, + 820 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We would also like to thank Honglin Yuan and Jeff Z. HaoChen for useful discussions throughout various stages of the project. ", + "bbox": [ + 171, + 825, + 825, + 856 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "References \n[1] S. Arora, S. S. Du, W. Hu, Z. Li, R. Salakhutdinov, and R. Wang. On exact computation with an infinitely wide neural net. arXiv preprint arXiv:1904.11955, 2019. \n[2] L. Biewald. 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", + "bbox": [ + 171, + 90, + 828, + 919 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "", + "bbox": [ + 169, + 87, + 828, + 693 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Checklist ", + "text_level": 1, + "bbox": [ + 174, + 712, + 254, + 728 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "1. For all authors... ", + "bbox": [ + 214, + 739, + 339, + 753 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "(a) Do the main claims made in the abstract and introduction accurately reflect the paper’s contributions and scope? [Yes] \n(b) Did you describe the limitations of your work? [Yes] See Section 2 for a list of assumptions made in this paper and see Appendix A for a full discussion. \n(c) Did you discuss any potential negative societal impacts of your work? [N/A] This work is mainly theoretical and focuses on understanding an existing algorithm (Label Noise SGD). \n(d) Have you read the ethics review guidelines and ensured that your paper conforms to them? [Yes] ", + "bbox": [ + 238, + 758, + 825, + 892 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "2. If you are including theoretical results... ", + "bbox": [ + 214, + 897, + 493, + 911 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "(a) Did you state the full set of assumptions of all theoretical results? [Yes] See Section 2 for a list of assumptions made in this paper. \n(b) Did you include complete proofs of all theoretical results? [Yes] A proof sketch of Theorem 1 is provided in Section 3 however full proofs of all claims in the paper can be found in Appendix B. ", + "bbox": [ + 238, + 92, + 825, + 162 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "3. If you ran experiments... ", + "bbox": [ + 214, + 167, + 393, + 183 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "(a) Did you include the code, data, and instructions needed to reproduce the main experimental results (either in the supplemental material or as a URL)? [Yes] The instructions needed to reproduce the experiments in Section 4 can be found in Appendix D. Code will be submitted through the supplementary material and will be made available (through Github) upon acceptance. \n(b) Did you specify all the training details (e.g., data splits, hyperparameters, how they were chosen)? [Yes] See Section 4 and Appendix D. \n(c) Did you report error bars (e.g., with respect to the random seed after running experiments multiple times)? [Yes] See Figure 3 and Figure 4. \n(d) Did you include the total amount of compute and the type of resources used (e.g., type of GPUs, internal cluster, or cloud provider)? [Yes] See Appendix D. ", + "bbox": [ + 238, + 186, + 825, + 347 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4. If you are using existing assets (e.g., code, data, models) or curating/releasing new assets... ", + "bbox": [ + 215, + 351, + 823, + 366 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "(a) If your work uses existing assets, did you cite the creators? [Yes] For CIFAR10 we cite Krizhevsky [17], as requested by the creators on https://www.cs.toronto.edu/ kriz/cifar.html. In Appendix D we additionally cite PyTorch [24], PyTorch Lightning [6], and Wandb [2]. \n(b) Did you mention the license of the assets? [Yes] We mention the MIT license for CIFAR10 in Appendix D. \n(c) Did you include any new assets either in the supplemental material or as a URL? [N/A] \n(d) Did you discuss whether and how consent was obtained from people whose data you’re using/curating? [N/A] \n(e) Did you discuss whether the data you are using/curating contains personally identifiable information or offensive content? [N/A] ", + "bbox": [ + 238, + 369, + 825, + 545 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5. If you used crowdsourcing or conducted research with human subjects... ", + "bbox": [ + 214, + 549, + 705, + 564 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "(a) Did you include the full text of instructions given to participants and screenshots, if applicable? [N/A] \n(b) Did you describe any potential participant risks, with links to Institutional Review Board (IRB) approvals, if applicable? [N/A] \n(c) Did you include the estimated hourly wage paid to participants and the total amount spent on participant compensation? 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Our analysis uncovers an additional regularization effect of large", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 411, + 470, + 423 + ], + "spans": [ + { + "bbox": [ + 141, + 411, + 470, + 423 + ], + "score": 1.0, + "content": "learning rates beyond the linear scaling rule that penalizes large eigenvalues of", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 141, + 423, + 469, + 434 + ], + "spans": [ + { + "bbox": [ + 141, + 423, + 469, + 434 + ], + "score": 1.0, + "content": "the Hessian more than small ones. 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[12] to", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 141, + 456, + 208, + 466 + ], + "spans": [ + { + "bbox": [ + 141, + 456, + 208, + 466 + ], + "score": 1.0, + "content": "general models.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 18.5, + "bbox_fs": [ + 141, + 313, + 471, + 466 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 487, + 190, + 501 + ], + "lines": [ + { + "bbox": [ + 105, + 486, + 192, + 503 + ], + "spans": [ + { + "bbox": [ + 105, + 486, + 192, + 503 + ], + "score": 1.0, + "content": "1 Introduction", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 107, + 513, + 505, + 579 + ], + "lines": [ + { + "bbox": [ + 106, + 512, + 506, + 525 + ], + "spans": [ + { + "bbox": [ + 106, + 512, + 506, + 525 + ], + "score": 1.0, + "content": "One of the central questions in modern machine learning theory is the generalization capability of", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 524, + 505, + 536 + ], + "spans": [ + { + "bbox": [ + 105, + 524, + 505, + 536 + ], + "score": 1.0, + "content": "overparametrized models trained by stochastic gradient descent (SGD). 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[3], proves that label noise SGD converges to a stationary point of", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 181, + 462, + 195 + ], + "spans": [ + { + "bbox": [ + 106, + 182, + 165, + 194 + ], + "score": 0.92, + "content": "L ( \\theta ) + \\lambda R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 181, + 256, + 195 + ], + "score": 1.0, + "content": ", where the regularizer", + "type": "text" + }, + { + "bbox": [ + 257, + 182, + 278, + 194 + ], + "score": 0.92, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 181, + 462, + 195 + ], + "score": 1.0, + "content": "penalizes sharp regions of the loss landscape.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 107, + 197, + 505, + 286 + ], + "lines": [ + { + "bbox": [ + 105, + 198, + 506, + 211 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 506, + 211 + ], + "score": 1.0, + "content": "The focus of this paper is on label noise SGD due to its strong regularization effects in both real", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 209, + 506, + 222 + ], + "spans": [ + { + "bbox": [ + 106, + 209, + 506, + 222 + ], + "score": 1.0, + "content": "and synthetic experiments [25, 28, 31]. Furthermore, label noise is used in large-batch training as", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 220, + 506, + 232 + ], + "spans": [ + { + "bbox": [ + 106, + 220, + 506, + 232 + ], + "score": 1.0, + "content": "an additional regularizer [25] when the regularization from standard regularizers (e.g. mini-batch,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 230, + 506, + 243 + ], + "spans": [ + { + "bbox": [ + 105, + 230, + 506, + 243 + ], + "score": 1.0, + "content": "batch-norm, and dropout) is not sufficient. Label noise SGD is also known to be less sensitive to", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 242, + 505, + 254 + ], + "spans": [ + { + "bbox": [ + 106, + 242, + 505, + 254 + ], + "score": 1.0, + "content": "initialization, as shown in HaoChen et al. [12]. In stark contrast, mini-batch SGD remains stuck when", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 252, + 506, + 265 + ], + "spans": [ + { + "bbox": [ + 105, + 252, + 506, + 265 + ], + "score": 1.0, + "content": "initialized at any poor global minimizer. Our analysis demonstrates a global regularization effect of", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 263, + 506, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 263, + 443, + 277 + ], + "score": 1.0, + "content": "label noise SGD by proving it converges to a stationary point of a regularized loss", + "type": "text" + }, + { + "bbox": [ + 443, + 263, + 502, + 276 + ], + "score": 0.93, + "content": "L ( \\theta ) + \\lambda R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 263, + 506, + 277 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 275, + 322, + 286 + ], + "spans": [ + { + "bbox": [ + 106, + 275, + 322, + 286 + ], + "score": 1.0, + "content": "even when initialized at a zero error global minimum.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 13.5 + }, + { + "type": "text", + "bbox": [ + 106, + 290, + 505, + 335 + ], + "lines": [ + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "score": 1.0, + "content": "The learning rate and minibatch size in SGD are known to be important sources of regularization [9].", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 301, + 505, + 314 + ], + "spans": [ + { + "bbox": [ + 105, + 301, + 505, + 314 + ], + "score": 1.0, + "content": "Our main theorem highlights the importance of learning rate and batch size as the hyperparameters", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 313, + 506, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 506, + 326 + ], + "score": 1.0, + "content": "that control the balance between the loss and the regularizer – larger learning rates and smaller batch", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 325, + 253, + 335 + ], + "spans": [ + { + "bbox": [ + 106, + 325, + 253, + 335 + ], + "score": 1.0, + "content": "sizes lead to stronger regularization.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 19.5 + }, + { + "type": "text", + "bbox": [ + 108, + 339, + 504, + 374 + ], + "lines": [ + { + "bbox": [ + 106, + 339, + 505, + 353 + ], + "spans": [ + { + "bbox": [ + 106, + 339, + 505, + 353 + ], + "score": 1.0, + "content": "Section 2 reviews the notation and assumptions used throughout the paper. Section 2.4 formally", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 351, + 505, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 351, + 505, + 363 + ], + "score": 1.0, + "content": "states the main result and Section 3 sketches the proof. Section 4 presents experimental results which", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 362, + 417, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 362, + 417, + 374 + ], + "score": 1.0, + "content": "support our theory. 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Define", + "type": "text" + }, + { + "bbox": [ + 300, + 509, + 396, + 523 + ], + "score": 0.9, + "content": "\\begin{array} { r } { \\ell _ { i } ( \\theta ) = \\frac { 1 } { 2 } \\left( f _ { i } ( \\theta ) - y _ { i } \\right) ^ { 2 } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 396, + 505, + 414, + 531 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 414, + 509, + 503, + 523 + ], + "score": 0.91, + "content": "\\begin{array} { r } { L ( \\theta ) = \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\ell _ { i } ( \\theta ) } \\end{array}", + "type": "inline_equation" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 520, + 506, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 520, + 415, + 535 + ], + "score": 1.0, + "content": "Then we will follow Algorithm 1 which adds fresh additive noise to the labels", + "type": "text" + }, + { + "bbox": [ + 415, + 524, + 424, + 533 + ], + "score": 0.85, + "content": "y _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 425, + 520, + 506, + 535 + ], + "score": 1.0, + "content": "at every step before", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 532, + 204, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 204, + 546 + ], + "score": 1.0, + "content": "computing the gradient:", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 31 + }, + { + "type": "title", + "bbox": [ + 107, + 553, + 257, + 565 + ], + "lines": [ + { + "bbox": [ + 106, + 553, + 258, + 566 + ], + "spans": [ + { + "bbox": [ + 106, + 553, + 258, + 566 + ], + "score": 1.0, + "content": "Algorithm 1: SGD with Label Noise", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "table", + "bbox": [ + 106, + 567, + 454, + 652 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 106, + 567, + 454, + 652 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 107, + 567, + 454, + 652 + ], + "spans": [ + { + "bbox": [ + 107, + 567, + 454, + 652 + ], + "score": 0.738, + "html": "
Input: 0o,step size n, noise variance g²,batch size B,steps T fork=0toT-1do
Sample batch B(k) C[n}B uniformly and label noise e(𝑘)~{-σ,σ} for i ∈ B(𝑘).
Lete((0)=2(() -y - () and L(k)= B∑i∈B(k) ).
0k+1←0k-n∀L(k)(0k)
end
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Throughout the paper we will use", + "type": "text" + }, + { + "bbox": [ + 356, + 671, + 407, + 684 + ], + "score": 0.93, + "content": "\\| \\cdot \\| = \\| \\cdot \\| _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 671, + 506, + 685 + ], + "score": 1.0, + "content": ". 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[12], motivated by the local nature of Blanc et al. [3], analyzed label noise SGD in", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 111, + 506, + 124 + ], + "spans": [ + { + "bbox": [ + 105, + 111, + 506, + 124 + ], + "score": 1.0, + "content": "the quadratically-parametrized linear regression model [29, 32, 23]. Under a well-specified sparse", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 120, + 505, + 135 + ], + "spans": [ + { + "bbox": [ + 105, + 120, + 505, + 135 + ], + "score": 1.0, + "content": "linear regression model and with isotropic features, HaoChen et al. [12] proved that label noise SGD", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 133, + 505, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 133, + 505, + 145 + ], + "score": 1.0, + "content": "recovers the sparse ground-truth despite overparametrization, which demonstrated a global implicit", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 144, + 425, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 144, + 425, + 156 + ], + "score": 1.0, + "content": "bias towards sparsity in the quadratically-parametrized linear regression model.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4, + "bbox_fs": [ + 105, + 100, + 506, + 156 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 159, + 503, + 194 + ], + "lines": [ + { + "bbox": [ + 105, + 158, + 505, + 173 + ], + "spans": [ + { + "bbox": [ + 105, + 158, + 505, + 173 + ], + "score": 1.0, + "content": "This work seeks to identify the global implicit regularization effect of label noise SGD. 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Furthermore, label noise is used in large-batch training as", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 220, + 506, + 232 + ], + "spans": [ + { + "bbox": [ + 106, + 220, + 506, + 232 + ], + "score": 1.0, + "content": "an additional regularizer [25] when the regularization from standard regularizers (e.g. mini-batch,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 230, + 506, + 243 + ], + "spans": [ + { + "bbox": [ + 105, + 230, + 506, + 243 + ], + "score": 1.0, + "content": "batch-norm, and dropout) is not sufficient. Label noise SGD is also known to be less sensitive to", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 242, + 505, + 254 + ], + "spans": [ + { + "bbox": [ + 106, + 242, + 505, + 254 + ], + "score": 1.0, + "content": "initialization, as shown in HaoChen et al. [12]. In stark contrast, mini-batch SGD remains stuck when", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 252, + 506, + 265 + ], + "spans": [ + { + "bbox": [ + 105, + 252, + 506, + 265 + ], + "score": 1.0, + "content": "initialized at any poor global minimizer. Our analysis demonstrates a global regularization effect of", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 263, + 506, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 263, + 443, + 277 + ], + "score": 1.0, + "content": "label noise SGD by proving it converges to a stationary point of a regularized loss", + "type": "text" + }, + { + "bbox": [ + 443, + 263, + 502, + 276 + ], + "score": 0.93, + "content": "L ( \\theta ) + \\lambda R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 263, + 506, + 277 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 275, + 322, + 286 + ], + "spans": [ + { + "bbox": [ + 106, + 275, + 322, + 286 + ], + "score": 1.0, + "content": "even when initialized at a zero error global minimum.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 13.5, + "bbox_fs": [ + 105, + 198, + 506, + 286 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 290, + 505, + 335 + ], + "lines": [ + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "score": 1.0, + "content": "The learning rate and minibatch size in SGD are known to be important sources of regularization [9].", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 301, + 505, + 314 + ], + "spans": [ + { + "bbox": [ + 105, + 301, + 505, + 314 + ], + "score": 1.0, + "content": "Our main theorem highlights the importance of learning rate and batch size as the hyperparameters", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 313, + 506, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 506, + 326 + ], + "score": 1.0, + "content": "that control the balance between the loss and the regularizer – larger learning rates and smaller batch", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 325, + 253, + 335 + ], + "spans": [ + { + "bbox": [ + 106, + 325, + 253, + 335 + ], + "score": 1.0, + "content": "sizes lead to stronger regularization.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 19.5, + "bbox_fs": [ + 105, + 290, + 506, + 335 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 339, + 504, + 374 + ], + "lines": [ + { + "bbox": [ + 106, + 339, + 505, + 353 + ], + "spans": [ + { + "bbox": [ + 106, + 339, + 505, + 353 + ], + "score": 1.0, + "content": "Section 2 reviews the notation and assumptions used throughout the paper. Section 2.4 formally", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 351, + 505, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 351, + 505, + 363 + ], + "score": 1.0, + "content": "states the main result and Section 3 sketches the proof. Section 4 presents experimental results which", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 362, + 417, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 362, + 417, + 374 + ], + "score": 1.0, + "content": "support our theory. 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Input: 0o,step size n, noise variance g²,batch size B,steps T fork=0toT-1do
Sample batch B(k) C[n}B uniformly and label noise e(𝑘)~{-σ,σ} for i ∈ B(𝑘).
Lete((0)=2(() -y - () and L(k)= B∑i∈B(k) ).
0k+1←0k-n∀L(k)(0k)
end
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Throughout the paper we will use", + "type": "text" + }, + { + "bbox": [ + 356, + 671, + 407, + 684 + ], + "score": 0.93, + "content": "\\| \\cdot \\| = \\| \\cdot \\| _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 671, + 506, + 685 + ], + "score": 1.0, + "content": ". 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\\frac { 1 } { 2 \\eta } \\mathrm { t r } \\log \\left( 1 - \\frac { \\eta } { 2 } \\nabla ^ { 2 } L ( \\theta ) \\right) , \\qquad \\lambda = \\frac { \\eta \\sigma ^ { 2 } } { B } , \\qquad \\tilde { L } ( \\theta ) = L ( \\theta ) + \\lambda R ( \\theta ) .", + "type": "interline_equation", + "image_path": "280e1933d19ce50a2b71ecbb52cea82d6c094bbf0611b2d441017f75506ad74c.jpg" + } + ] + } + ], + "index": 19, + "virtual_lines": [ + { + "bbox": [ + 133, + 331, + 478, + 340.6666666666667 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 133, + 340.6666666666667, + 478, + 350.33333333333337 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 133, + 350.33333333333337, + 478, + 360.00000000000006 + ], + "spans": [], + "index": 20 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 367, + 506, + 393 + ], + "lines": [ + { + "bbox": [ + 105, + 365, + 506, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 365, + 410, + 381 + ], + "score": 1.0, + "content": "Here log refers to the matrix logarithm. 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\\theta ^ { * } \\rVert \\leq \\gamma", + "type": "inline_equation" + }, + { + "bbox": [ + 260, + 302, + 264, + 317 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14.5 + }, + { + "type": "text", + "bbox": [ + 107, + 323, + 503, + 347 + ], + "lines": [ + { + "bbox": [ + 105, + 322, + 505, + 337 + ], + "spans": [ + { + "bbox": [ + 105, + 322, + 267, + 337 + ], + "score": 1.0, + "content": "Intuitively, Algorithm 1 converges to an", + "type": "text" + }, + { + "bbox": [ + 268, + 324, + 290, + 336 + ], + "score": 0.92, + "content": "( \\epsilon , \\gamma )", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 322, + 505, + 337 + ], + "score": 1.0, + "content": "-stationary point when it converges to a neighborhood", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 334, + 228, + 347 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 141, + 347 + ], + "score": 1.0, + "content": "of some", + "type": "text" + }, + { + "bbox": [ + 141, + 337, + 146, + 345 + ], + "score": 0.71, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 146, + 334, + 213, + 347 + ], + "score": 1.0, + "content": "-stationary point", + "type": "text" + }, + { + "bbox": [ + 213, + 335, + 223, + 345 + ], + "score": 0.85, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 224, + 334, + 228, + 347 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16.5 + }, + { + "type": "title", + "bbox": [ + 107, + 358, + 183, + 370 + ], + "lines": [ + { + "bbox": [ + 105, + 357, + 185, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 185, + 372 + ], + "score": 1.0, + "content": "2.4 Main Result", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 107, + 378, + 407, + 391 + ], + "lines": [ + { + "bbox": [ + 105, + 378, + 408, + 393 + ], + "spans": [ + { + "bbox": [ + 105, + 378, + 182, + 393 + ], + "score": 1.0, + "content": "Having defined an", + "type": "text" + }, + { + "bbox": [ + 182, + 379, + 205, + 391 + ], + "score": 0.9, + "content": "( \\epsilon , \\gamma )", + "type": "inline_equation" + }, + { + "bbox": [ + 205, + 378, + 408, + 393 + ], + "score": 1.0, + "content": "-stationary point we can now state our main result:", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 106, + 393, + 506, + 469 + ], + "lines": [ + { + "bbox": [ + 106, + 392, + 506, + 406 + ], + "spans": [ + { + "bbox": [ + 106, + 392, + 219, + 406 + ], + "score": 1.0, + "content": "Theorem 1. Assume that", + "type": "text" + }, + { + "bbox": [ + 219, + 394, + 226, + 405 + ], + "score": 0.81, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 392, + 317, + 406 + ], + "score": 1.0, + "content": "satisfies Assumption", + "type": "text" + }, + { + "bbox": [ + 318, + 394, + 337, + 405 + ], + "score": 0.35, + "content": "I , ~ \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 337, + 392, + 459, + 406 + ], + "score": 1.0, + "content": "satisfies Assumption 2, and", + "type": "text" + }, + { + "bbox": [ + 459, + 394, + 468, + 403 + ], + "score": 0.71, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 468, + 392, + 506, + 406 + ], + "score": 1.0, + "content": "satisfies", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 403, + 506, + 417 + ], + "spans": [ + { + "bbox": [ + 104, + 403, + 157, + 417 + ], + "score": 1.0, + "content": "Assumption", + "type": "text" + }, + { + "bbox": [ + 157, + 405, + 164, + 414 + ], + "score": 0.33, + "content": "3", + "type": "inline_equation" + }, + { + "bbox": [ + 164, + 403, + 191, + 417 + ], + "score": 1.0, + "content": ", i.e.", + "type": "text" + }, + { + "bbox": [ + 191, + 404, + 290, + 416 + ], + "score": 0.89, + "content": "L ( \\theta ) \\ \\overset { \\cdot } { \\leq } \\ \\mu \\Vert \\dot { \\nabla } L ( \\theta ) \\Vert ^ { 1 + \\delta }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 403, + 309, + 417 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 309, + 405, + 367, + 416 + ], + "score": 0.89, + "content": "L ( \\theta ) ~ \\le ~ \\epsilon _ { K L }", + "type": "inline_equation" + }, + { + "bbox": [ + 367, + 403, + 395, + 417 + ], + "score": 1.0, + "content": ". Let", + "type": "text" + }, + { + "bbox": [ + 395, + 405, + 414, + 416 + ], + "score": 0.89, + "content": "\\eta , B", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 403, + 506, + 417 + ], + "score": 1.0, + "content": "be chosen such that", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 415, + 504, + 432 + ], + "spans": [ + { + "bbox": [ + 106, + 415, + 236, + 432 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\lambda : = \\frac { \\eta \\sigma ^ { 2 } } { B } = \\tilde { \\Theta } ( \\operatorname* { m i n } ( \\epsilon ^ { 2 / \\delta } , \\gamma ^ { 2 } ) ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 236, + 416, + 273, + 432 + ], + "score": 1.0, + "content": ", and let", + "type": "text" + }, + { + "bbox": [ + 273, + 417, + 436, + 431 + ], + "score": 0.91, + "content": "T = \\tilde { \\Theta } ( \\eta ^ { - 1 } \\lambda ^ { - 1 - \\delta } ) = \\mathrm { p o l y } ( \\eta ^ { - 1 } , \\gamma ^ { - 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 416, + 497, + 432 + ], + "score": 1.0, + "content": ". 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Then for any", + "type": "text" + }, + { + "bbox": [ + 461, + 432, + 502, + 444 + ], + "score": 0.92, + "content": "\\zeta \\in ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 430, + 507, + 446 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 443, + 505, + 456 + ], + "spans": [ + { + "bbox": [ + 106, + 444, + 208, + 456 + ], + "score": 1.0, + "content": "with probability at least", + "type": "text" + }, + { + "bbox": [ + 209, + 444, + 232, + 455 + ], + "score": 0.84, + "content": "1 - \\zeta", + "type": "inline_equation" + }, + { + "bbox": [ + 233, + 444, + 246, + 456 + ], + "score": 1.0, + "content": ", if", + "type": "text" + }, + { + "bbox": [ + 247, + 443, + 267, + 456 + ], + "score": 0.91, + "content": "\\{ \\theta _ { k } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 267, + 444, + 345, + 456 + ], + "score": 1.0, + "content": "follows Algorithm", + "type": "text" + }, + { + "bbox": [ + 346, + 445, + 352, + 453 + ], + "score": 0.65, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 352, + 444, + 424, + 456 + ], + "score": 1.0, + "content": "with parameters", + "type": "text" + }, + { + "bbox": [ + 424, + 444, + 452, + 455 + ], + "score": 0.91, + "content": "\\eta , \\sigma , T ,", + "type": "inline_equation" + }, + { + "bbox": [ + 452, + 444, + 505, + 456 + ], + "score": 1.0, + "content": ", there exists", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 455, + 326, + 470 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 134, + 466 + ], + "score": 0.89, + "content": "k < T", + "type": "inline_equation" + }, + { + "bbox": [ + 134, + 455, + 173, + 470 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 174, + 456, + 184, + 467 + ], + "score": 0.87, + "content": "\\theta _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 455, + 208, + 470 + ], + "score": 1.0, + "content": "is an", + "type": "text" + }, + { + "bbox": [ + 208, + 456, + 230, + 468 + ], + "score": 0.9, + "content": "( \\epsilon , \\gamma )", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 455, + 309, + 470 + ], + "score": 1.0, + "content": "-stationary point of", + "type": "text" + }, + { + "bbox": [ + 309, + 455, + 324, + 469 + ], + "score": 0.9, + "content": "\\textstyle { \\frac { 1 } { \\lambda } } { \\tilde { L } }", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 455, + 326, + 470 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 22.5 + }, + { + "type": "text", + "bbox": [ + 106, + 478, + 506, + 583 + ], + "lines": [ + { + "bbox": [ + 105, + 477, + 506, + 493 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 307, + 493 + ], + "score": 1.0, + "content": "Theorem 1 guarantees that Algorithm 1 will hit an", + "type": "text" + }, + { + "bbox": [ + 308, + 479, + 330, + 491 + ], + "score": 0.9, + "content": "( \\epsilon , \\gamma )", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 478, + 407, + 493 + ], + "score": 1.0, + "content": "-stationary point of", + "type": "text" + }, + { + "bbox": [ + 407, + 477, + 422, + 492 + ], + "score": 0.92, + "content": "\\textstyle { \\frac { 1 } { \\lambda } } { \\tilde { L } }", + "type": "inline_equation" + }, + { + "bbox": [ + 423, + 478, + 506, + 493 + ], + "score": 1.0, + "content": "within a polynomial", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 104, + 489, + 507, + 507 + ], + "spans": [ + { + "bbox": [ + 104, + 489, + 183, + 507 + ], + "score": 1.0, + "content": "number of steps in", + "type": "text" + }, + { + "bbox": [ + 183, + 491, + 220, + 503 + ], + "score": 0.92, + "content": "\\epsilon ^ { - 1 } , \\gamma ^ { - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 220, + 489, + 303, + 507 + ], + "score": 1.0, + "content": ". In particular, when", + "type": "text" + }, + { + "bbox": [ + 303, + 491, + 328, + 505 + ], + "score": 0.92, + "content": "\\begin{array} { r } { \\delta = \\frac { 1 } { 2 } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 489, + 507, + 507 + ], + "score": 1.0, + "content": ", Theorem 1 guarantees convergence within", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 107, + 503, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 107, + 503, + 167, + 517 + ], + "score": 0.92, + "content": "{ \\tilde { O } } ( \\epsilon ^ { - 6 } + \\gamma ^ { - 3 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 167, + 503, + 270, + 519 + ], + "score": 1.0, + "content": "steps. The condition that", + "type": "text" + }, + { + "bbox": [ + 270, + 505, + 281, + 516 + ], + "score": 0.88, + "content": "\\theta _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 281, + 503, + 461, + 519 + ], + "score": 1.0, + "content": "is close to an approximate global minimizer", + "type": "text" + }, + { + "bbox": [ + 461, + 505, + 472, + 515 + ], + "score": 0.85, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 503, + 506, + 519 + ], + "score": 1.0, + "content": "is not a", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 516, + 505, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 505, + 528 + ], + "score": 1.0, + "content": "strong assumption as recent methods have shown that overparameterized models can easily achieve", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 104, + 527, + 506, + 540 + ], + "spans": [ + { + "bbox": [ + 104, + 527, + 506, + 540 + ], + "score": 1.0, + "content": "zero training loss in the kernel regime (see Appendix C). However, in practice these minimizers", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 538, + 506, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 506, + 551 + ], + "score": 1.0, + "content": "of the training loss generalize poorly [1]. Theorem 1 shows that Algorithm 1 can then converge to", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 548, + 506, + 561 + ], + "spans": [ + { + "bbox": [ + 104, + 548, + 506, + 561 + ], + "score": 1.0, + "content": "a stationary point of the regularized loss which has better generalization guarantees (see Section", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 559, + 506, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 506, + 573 + ], + "score": 1.0, + "content": "6.2). Theorem 1 also generalizes the local analysis in Blanc et al. [3] to a global result with weaker", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 571, + 485, + 583 + ], + "spans": [ + { + "bbox": [ + 105, + 571, + 238, + 583 + ], + "score": 1.0, + "content": "assumptions on the learning rate", + "type": "text" + }, + { + "bbox": [ + 238, + 573, + 244, + 582 + ], + "score": 0.78, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 245, + 571, + 485, + 583 + ], + "score": 1.0, + "content": ". For a full comparison with Blanc et al. 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Assume that", + "type": "text" + }, + { + "bbox": [ + 219, + 394, + 226, + 405 + ], + "score": 0.81, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 392, + 317, + 406 + ], + "score": 1.0, + "content": "satisfies Assumption", + "type": "text" + }, + { + "bbox": [ + 318, + 394, + 337, + 405 + ], + "score": 0.35, + "content": "I , ~ \\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 337, + 392, + 459, + 406 + ], + "score": 1.0, + "content": "satisfies Assumption 2, and", + "type": "text" + }, + { + "bbox": [ + 459, + 394, + 468, + 403 + ], + "score": 0.71, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 468, + 392, + 506, + 406 + ], + "score": 1.0, + "content": "satisfies", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 403, + 506, + 417 + ], + "spans": [ + { + "bbox": [ + 104, + 403, + 157, + 417 + ], + "score": 1.0, + "content": "Assumption", + "type": "text" + }, + { + "bbox": [ + 157, + 405, + 164, + 414 + ], + "score": 0.33, + "content": "3", + "type": "inline_equation" + }, + { + "bbox": [ + 164, + 403, + 191, + 417 + ], + "score": 1.0, + "content": ", i.e.", + "type": "text" + }, + { + "bbox": [ + 191, + 404, + 290, + 416 + ], + "score": 0.89, + "content": "L ( \\theta ) \\ \\overset { \\cdot } { \\leq } \\ \\mu \\Vert \\dot { \\nabla } L ( \\theta ) \\Vert ^ { 1 + \\delta }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 403, + 309, + 417 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 309, + 405, + 367, + 416 + ], + "score": 0.89, + "content": "L ( \\theta ) ~ \\le ~ \\epsilon _ { K L }", + "type": "inline_equation" + }, + { + "bbox": [ + 367, + 403, + 395, + 417 + ], + "score": 1.0, + "content": ". Let", + "type": "text" + }, + { + "bbox": [ + 395, + 405, + 414, + 416 + ], + "score": 0.89, + "content": "\\eta , B", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 403, + 506, + 417 + ], + "score": 1.0, + "content": "be chosen such that", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 415, + 504, + 432 + ], + "spans": [ + { + "bbox": [ + 106, + 415, + 236, + 432 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\lambda : = \\frac { \\eta \\sigma ^ { 2 } } { B } = \\tilde { \\Theta } ( \\operatorname* { m i n } ( \\epsilon ^ { 2 / \\delta } , \\gamma ^ { 2 } ) ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 236, + 416, + 273, + 432 + ], + "score": 1.0, + "content": ", and let", + "type": "text" + }, + { + "bbox": [ + 273, + 417, + 436, + 431 + ], + "score": 0.91, + "content": "T = \\tilde { \\Theta } ( \\eta ^ { - 1 } \\lambda ^ { - 1 - \\delta } ) = \\mathrm { p o l y } ( \\eta ^ { - 1 } , \\gamma ^ { - 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 416, + 497, + 432 + ], + "score": 1.0, + "content": ". 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In particular, when", + "type": "text" + }, + { + "bbox": [ + 303, + 491, + 328, + 505 + ], + "score": 0.92, + "content": "\\begin{array} { r } { \\delta = \\frac { 1 } { 2 } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 489, + 507, + 507 + ], + "score": 1.0, + "content": ", Theorem 1 guarantees convergence within", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 107, + 503, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 107, + 503, + 167, + 517 + ], + "score": 0.92, + "content": "{ \\tilde { O } } ( \\epsilon ^ { - 6 } + \\gamma ^ { - 3 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 167, + 503, + 270, + 519 + ], + "score": 1.0, + "content": "steps. The condition that", + "type": "text" + }, + { + "bbox": [ + 270, + 505, + 281, + 516 + ], + "score": 0.88, + "content": "\\theta _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 281, + 503, + 461, + 519 + ], + "score": 1.0, + "content": "is close to an approximate global minimizer", + "type": "text" + }, + { + "bbox": [ + 461, + 505, + 472, + 515 + ], + "score": 0.85, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 503, + 506, + 519 + ], + "score": 1.0, + "content": "is not a", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 516, + 505, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 505, + 528 + ], + "score": 1.0, + "content": "strong assumption as recent methods have shown that overparameterized models can easily achieve", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 104, + 527, + 506, + 540 + ], + "spans": [ + { + "bbox": [ + 104, + 527, + 506, + 540 + ], + "score": 1.0, + "content": "zero training loss in the kernel regime (see Appendix C). However, in practice these minimizers", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 538, + 506, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 506, + 551 + ], + "score": 1.0, + "content": "of the training loss generalize poorly [1]. Theorem 1 shows that Algorithm 1 can then converge to", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 548, + 506, + 561 + ], + "spans": [ + { + "bbox": [ + 104, + 548, + 506, + 561 + ], + "score": 1.0, + "content": "a stationary point of the regularized loss which has better generalization guarantees (see Section", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 559, + 506, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 506, + 573 + ], + "score": 1.0, + "content": "6.2). Theorem 1 also generalizes the local analysis in Blanc et al. [3] to a global result with weaker", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 571, + 485, + 583 + ], + "spans": [ + { + "bbox": [ + 105, + 571, + 238, + 583 + ], + "score": 1.0, + "content": "assumptions on the learning rate", + "type": "text" + }, + { + "bbox": [ + 238, + 573, + 244, + 582 + ], + "score": 0.78, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 245, + 571, + 485, + 583 + ], + "score": 1.0, + "content": ". For a full comparison with Blanc et al. 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Let", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3 + }, + { + "type": "interline_equation", + "bbox": [ + 117, + 121, + 493, + 149 + ], + "lines": [ + { + "bbox": [ + 117, + 121, + 493, + 149 + ], + "spans": [ + { + "bbox": [ + 117, + 121, + 493, + 149 + ], + "score": 0.92, + "content": "\\iota = c \\log \\frac { d } { \\lambda \\zeta } , \\quad \\mathcal { X } = \\sqrt { \\frac { 2 \\lambda n d \\iota } { \\nu } } , \\quad \\mathcal { L } = c \\lambda ^ { 1 + \\delta } , \\quad \\mathcal { D } = c \\sqrt { \\mathcal { L } } \\iota , \\quad \\mathcal { M } = \\frac { \\mathcal { D } } { \\nu } , \\quad \\mathcal { T } = \\frac { 1 } { c ^ { 2 } \\eta \\mathcal { X } \\iota } ,", + "type": "interline_equation", + "image_path": "ef7ac58cb02e370084582be1e8b0b6de7d634137f34c446ae21e3b5b72ac05aa.jpg" + } + ] + } + ], + "index": 4, + "virtual_lines": [ + { + "bbox": [ + 117, + 121, + 493, + 149 + ], + "spans": [], + "index": 4 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 152, + 506, + 196 + ], + "lines": [ + { + "bbox": [ + 106, + 153, + 506, + 164 + ], + "spans": [ + { + "bbox": [ + 106, + 153, + 293, + 164 + ], + "score": 1.0, + "content": "where c is a sufficiently large constant. 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The label-noise update", + "type": "text" + }, + { + "bbox": [ + 258, + 275, + 294, + 288 + ], + "score": 0.93, + "content": "\\hat { L } ^ { ( k ) } ( \\theta _ { k } )", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 273, + 507, + 290 + ], + "score": 1.0, + "content": "is an unbiased perturbation of the mini-batch update:", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 284, + 509, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 288, + 316, + 304 + ], + "score": 0.76, + "content": "\\begin{array} { r } { \\nabla \\hat { L } ^ { ( k ) } ( \\theta _ { k } ) = \\nabla L ^ { ( k ) } ( \\theta _ { k } ) - \\frac { 1 } { B } \\sum _ { i \\in \\mathcal { B } ^ { ( k ) } } \\epsilon _ { i } ^ { ( k ) } \\nabla f _ { i } ( \\theta _ { k } ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 265, + 284, + 509, + 308 + ], + "score": 1.0, + "content": "\u000f(k)i ∇fi(θk). We decompose the update rule into three parts:", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14 + }, + { + "type": "interline_equation", + "bbox": [ + 149, + 306, + 462, + 338 + ], + "lines": [ + { + "bbox": [ + 149, + 306, + 462, + 338 + ], + "spans": [ + { + "bbox": [ + 149, + 306, + 462, + 338 + ], + "score": 0.84, + "content": "\\theta _ { k + 1 } = \\theta _ { k } - \\underbrace { \\eta \\nabla L ( \\theta _ { k } ) } _ { \\mathrm { g r a d i e n t \\ d e s c e n t } } - \\underbrace { \\eta [ \\nabla L ^ { ( k ) } ( \\theta _ { k } ) - \\nabla L ( \\theta _ { k } ) ] } _ { \\mathrm { m i n i b a t e h \\ n o i s e } } + \\underbrace { \\eta \\sum _ { i } \\epsilon _ { i } ^ { ( k ) } \\nabla f _ { i } ( \\theta _ { k } ) } _ { \\substack { \\mathrm { i } \\in \\mathcal { B } ^ { ( k ) } } } .", + "type": "interline_equation", + "image_path": "309f92901b7bb0e53f6d823f86e4aefb06382ac6c8cd6a018c4fc32dd3acdbf8.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 149, + 306, + 462, + 316.6666666666667 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 149, + 316.6666666666667, + 462, + 327.33333333333337 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 149, + 327.33333333333337, + 462, + 338.00000000000006 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 353, + 506, + 409 + ], + "lines": [ + { + "bbox": [ + 105, + 352, + 506, + 368 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 123, + 368 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 123, + 353, + 261, + 366 + ], + "score": 0.93, + "content": "m _ { k } = - \\eta [ \\nabla L ^ { ( k ) } ( \\theta _ { k } ) - \\nabla L ( \\theta _ { k } ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 352, + 506, + 368 + ], + "score": 1.0, + "content": "denote the minibatch noise. Throughout the proof we will", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 365, + 505, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 365, + 505, + 377 + ], + "score": 1.0, + "content": "show that the minibatch noise is dominated by the label noise. We will also decompose the label", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 375, + 504, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 375, + 231, + 388 + ], + "score": 1.0, + "content": "noise into two terms. 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The other term,", + "type": "text" + }, + { + "bbox": [ + 331, + 389, + 342, + 398 + ], + "score": 0.86, + "content": "z _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 385, + 506, + 400 + ], + "score": 1.0, + "content": "represents the change in the noise due to", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 397, + 382, + 411 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 209, + 411 + ], + "score": 1.0, + "content": "evaluating the gradient at", + "type": "text" + }, + { + "bbox": [ + 209, + 398, + 220, + 409 + ], + "score": 0.88, + "content": "\\theta _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 397, + 267, + 411 + ], + "score": 1.0, + "content": "rather than", + "type": "text" + }, + { + "bbox": [ + 267, + 398, + 277, + 408 + ], + "score": 0.84, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 397, + 382, + 411 + ], + "score": 1.0, + "content": ". More precisely, we have", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 21 + }, + { + "type": "interline_equation", + "bbox": [ + 141, + 411, + 469, + 441 + ], + "lines": [ + { + "bbox": [ + 141, + 411, + 469, + 441 + ], + "spans": [ + { + "bbox": [ + 141, + 411, + 469, + 441 + ], + "score": 0.91, + "content": "\\epsilon _ { k } ^ { * } = \\frac { \\eta } { B } \\sum _ { i \\in \\mathcal { B } ^ { ( k ) } } \\epsilon _ { i } ^ { ( k ) } \\nabla f _ { i } ( \\theta ^ { * } ) \\qquad \\mathrm { a n d } \\qquad z _ { k } = \\frac { \\eta } { B } \\sum _ { i \\in \\mathcal { B } ^ { ( k ) } } \\epsilon _ { i } ^ { ( k ) } [ \\nabla f _ { i } ( \\theta _ { k } ) - \\nabla f _ { i } ( \\theta ^ { * } ) ] .", + "type": "interline_equation", + "image_path": "ae3433c913f8b82b7df3d72aa32c478c69bfd47831540a011ef8e56560fabad3.jpg" + } + ] + } + ], + "index": 25, + "virtual_lines": [ + { + "bbox": [ + 141, + 411, + 469, + 421.0 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 141, + 421.0, + 469, + 431.0 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 141, + 431.0, + 469, + 441.0 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 444, + 505, + 479 + ], + "lines": [ + { + "bbox": [ + 104, + 442, + 504, + 459 + ], + "spans": [ + { + "bbox": [ + 104, + 442, + 149, + 459 + ], + "score": 1.0, + "content": "We define", + "type": "text" + }, + { + "bbox": [ + 149, + 444, + 273, + 457 + ], + "score": 0.91, + "content": "\\begin{array} { r } { G ( \\theta ) = \\frac { 1 } { n } \\sum _ { i } \\nabla f _ { i } ( \\theta ) \\nabla f _ { i } ( \\theta ) ^ { T } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 442, + 493, + 459 + ], + "score": 1.0, + "content": "to be the covariance of the model gradients. Note that", + "type": "text" + }, + { + "bbox": [ + 494, + 446, + 504, + 457 + ], + "score": 0.87, + "content": "\\epsilon _ { k } ^ { * }", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 455, + 505, + 470 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 168, + 470 + ], + "score": 1.0, + "content": "has covariance", + "type": "text" + }, + { + "bbox": [ + 169, + 456, + 206, + 468 + ], + "score": 0.81, + "content": "\\eta \\lambda \\dot { G } ( \\theta ^ { \\ast } )", + "type": "inline_equation" + }, + { + "bbox": [ + 206, + 455, + 505, + 470 + ], + "score": 1.0, + "content": ". To simplify notation in the Taylor expansions, we will use the following", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 466, + 328, + 479 + ], + "spans": [ + { + "bbox": [ + 106, + 466, + 313, + 479 + ], + "score": 1.0, + "content": "shorthand to refer to various quantities evaluated at", + "type": "text" + }, + { + "bbox": [ + 313, + 467, + 323, + 477 + ], + "score": 0.87, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 466, + 328, + 479 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28 + }, + { + "type": "interline_equation", + "bbox": [ + 133, + 486, + 478, + 500 + ], + "lines": [ + { + "bbox": [ + 133, + 486, + 478, + 500 + ], + "spans": [ + { + "bbox": [ + 133, + 486, + 478, + 500 + ], + "score": 0.89, + "content": "G = G ( \\theta ^ { * } ) , \\qquad \\nabla ^ { 2 } L = \\nabla ^ { 2 } L ( \\theta ^ { * } ) , \\qquad \\nabla ^ { 3 } L = \\nabla ^ { 3 } L ( \\theta ^ { * } ) , \\qquad \\nabla R = \\nabla R ( \\theta ^ { * } ) .", + "type": "interline_equation", + "image_path": "e3e39a7bda61d46626d3d1525b848078cb068424d598e5e0c855973be1a32e48.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 133, + 486, + 478, + 500 + ], + "spans": [], + "index": 30 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 509, + 384, + 521 + ], + "lines": [ + { + "bbox": [ + 106, + 509, + 381, + 522 + ], + "spans": [ + { + "bbox": [ + 106, + 509, + 381, + 522 + ], + "score": 1.0, + "content": "First we need the following standard decompositions of the Hessian:", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 523, + 504, + 549 + ], + "lines": [ + { + "bbox": [ + 105, + 521, + 505, + 537 + ], + "spans": [ + { + "bbox": [ + 105, + 521, + 210, + 537 + ], + "score": 1.0, + "content": "Proposition 1. For any", + "type": "text" + }, + { + "bbox": [ + 210, + 522, + 246, + 533 + ], + "score": 0.91, + "content": "\\theta \\in \\mathbb { R } ^ { d }", + "type": "inline_equation" + }, + { + "bbox": [ + 246, + 521, + 331, + 537 + ], + "score": 1.0, + "content": "we can decompose", + "type": "text" + }, + { + "bbox": [ + 331, + 522, + 438, + 535 + ], + "score": 0.91, + "content": "\\nabla ^ { 2 } L ( \\theta ) = G ( \\theta ) + E ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 438, + 521, + 469, + 537 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 469, + 523, + 505, + 535 + ], + "score": 0.9, + "content": "E ( \\theta ) =", + "type": "inline_equation" + } + ], + "index": 32 + }, + { + "bbox": [ + 107, + 529, + 502, + 552 + ], + "spans": [ + { + "bbox": [ + 107, + 534, + 223, + 549 + ], + "score": 0.9, + "content": "\\begin{array} { r } { \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } ( f _ { i } ( \\theta ) - y _ { i } ) \\nabla ^ { 2 } f _ { i } ( \\theta ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 223, + 529, + 259, + 552 + ], + "score": 1.0, + "content": "satisfies", + "type": "text" + }, + { + "bbox": [ + 259, + 534, + 349, + 549 + ], + "score": 0.92, + "content": "\\lVert E ( { \\boldsymbol { \\theta } } ) \\rVert \\leq \\sqrt { 2 \\rho _ { f } L ( { \\boldsymbol { \\theta } } ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 349, + 529, + 376, + 552 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 376, + 537, + 388, + 548 + ], + "score": 0.8, + "content": "\\rho _ { f }", + "type": "inline_equation" + }, + { + "bbox": [ + 388, + 529, + 489, + 552 + ], + "score": 1.0, + "content": "is defined in Assumption", + "type": "text" + }, + { + "bbox": [ + 489, + 537, + 495, + 546 + ], + "score": 0.56, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 495, + 529, + 502, + 552 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 32.5 + }, + { + "type": "text", + "bbox": [ + 106, + 555, + 504, + 577 + ], + "lines": [ + { + "bbox": [ + 105, + 554, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 154, + 568 + ], + "score": 1.0, + "content": "The matrix", + "type": "text" + }, + { + "bbox": [ + 155, + 556, + 164, + 565 + ], + "score": 0.82, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 164, + 554, + 505, + 568 + ], + "score": 1.0, + "content": "in Proposition 1 is known as the Gauss-Newton term of the Hessian. We can now", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 565, + 384, + 578 + ], + "spans": [ + { + "bbox": [ + 105, + 565, + 368, + 578 + ], + "score": 1.0, + "content": "Taylor expand Algorithm 1 and Equation (2) to first order around", + "type": "text" + }, + { + "bbox": [ + 369, + 567, + 379, + 576 + ], + "score": 0.87, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 565, + 384, + 578 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34.5 + }, + { + "type": "interline_equation", + "bbox": [ + 194, + 579, + 416, + 612 + ], + "lines": [ + { + "bbox": [ + 194, + 579, + 416, + 612 + ], + "spans": [ + { + "bbox": [ + 194, + 579, + 416, + 612 + ], + "score": 0.9, + "content": "\\begin{array} { c } { { \\Phi _ { k + 1 } \\bigl ( \\theta ^ { * } \\bigr ) \\approx \\Phi _ { k } \\bigl ( \\theta ^ { * } \\bigr ) - \\eta \\bigl [ \\nabla L + \\nabla ^ { 2 } L \\bigl ( \\Phi _ { k } \\bigl ( \\theta ^ { * } \\bigr ) - \\theta ^ { * } \\bigr ) \\bigr ] , } } \\\\ { { \\theta _ { k + 1 } \\approx \\theta _ { k } - \\eta \\bigl [ \\nabla L + \\nabla ^ { 2 } L \\bigl ( \\theta _ { k } - \\theta ^ { * } \\bigr ) \\bigr ] + \\epsilon _ { k } ^ { * } . } } \\end{array}", + "type": "interline_equation", + "image_path": "363d89dbd79ada442cc5278dc6317d14fb616afad1ccb735b99b1134140b3340.jpg" + } + ] + } + ], + "index": 36.5, + "virtual_lines": [ + { + "bbox": [ + 194, + 579, + 416, + 595.5 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 194, + 595.5, + 416, + 612.0 + ], + "spans": [], + "index": 37 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 614, + 504, + 637 + ], + "lines": [ + { + "bbox": [ + 105, + 611, + 506, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 611, + 149, + 629 + ], + "score": 1.0, + "content": "We define", + "type": "text" + }, + { + "bbox": [ + 150, + 614, + 225, + 626 + ], + "score": 0.93, + "content": "v _ { k } = \\theta _ { k } - \\Phi _ { k } ( \\theta ^ { * } )", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 611, + 506, + 629 + ], + "score": 1.0, + "content": "to be the deviation from the regularized trajectory. Then subtracting", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 624, + 211, + 638 + ], + "spans": [ + { + "bbox": [ + 105, + 624, + 211, + 638 + ], + "score": 1.0, + "content": "these two equations gives", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38.5 + }, + { + "type": "interline_equation", + "bbox": [ + 204, + 638, + 406, + 654 + ], + "lines": [ + { + "bbox": [ + 204, + 638, + 406, + 654 + ], + "spans": [ + { + "bbox": [ + 204, + 638, + 406, + 654 + ], + "score": 0.89, + "content": "v _ { k + 1 } \\approx ( I - \\eta \\nabla ^ { 2 } L ) v _ { k } + \\epsilon _ { k } ^ { * } \\approx ( I - \\eta G ) v _ { k } + \\epsilon _ { k } ^ { * } ,", + "type": "interline_equation", + "image_path": "5719806a76c1f2aa0ac00830058accd4f80407dc6bf34ada6cb7092d5ea90144.jpg" + } + ] + } + ], + "index": 40, + "virtual_lines": [ + { + "bbox": [ + 204, + 638, + 406, + 654 + ], + "spans": [], + "index": 40 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 657, + 504, + 681 + ], + "lines": [ + { + "bbox": [ + 105, + 655, + 506, + 672 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 267, + 672 + ], + "score": 1.0, + "content": "where we used Proposition 1 to replace", + "type": "text" + }, + { + "bbox": [ + 267, + 657, + 288, + 668 + ], + "score": 0.9, + "content": "\\nabla ^ { 2 } L", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 655, + 309, + 672 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 310, + 658, + 318, + 668 + ], + "score": 0.81, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 319, + 655, + 506, + 672 + ], + "score": 1.0, + "content": ". Temporarily ignoring the higher order terms,", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 667, + 247, + 682 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 227, + 682 + ], + "score": 1.0, + "content": "we define the random process", + "type": "text" + }, + { + "bbox": [ + 227, + 669, + 233, + 680 + ], + "score": 0.85, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 667, + 247, + 682 + ], + "score": 1.0, + "content": "by", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 41.5 + }, + { + "type": "interline_equation", + "bbox": [ + 211, + 683, + 400, + 696 + ], + "lines": [ + { + "bbox": [ + 211, + 683, + 400, + 696 + ], + "spans": [ + { + "bbox": [ + 211, + 683, + 400, + 696 + ], + "score": 0.9, + "content": "\\xi _ { k + 1 } = ( I - \\eta G ) \\xi _ { k } + \\epsilon _ { k } ^ { * } \\qquad \\mathrm { a n d } \\qquad \\xi _ { 0 } = 0 .", + "type": "interline_equation", + "image_path": "2de0c50325812a6a4d05af6284af8d7e9fcaecd8804dae7ddb42fa7f56c8c3c4.jpg" + } + ] + } + ], + "index": 43, + "virtual_lines": [ + { + "bbox": [ + 211, + 683, + 400, + 696 + ], + "spans": [], + "index": 43 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 700, + 508, + 723 + ], + "lines": [ + { + "bbox": [ + 106, + 700, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 700, + 157, + 712 + ], + "score": 1.0, + "content": "The process", + "type": "text" + }, + { + "bbox": [ + 157, + 700, + 163, + 712 + ], + "score": 0.84, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 164, + 700, + 487, + 712 + ], + "score": 1.0, + "content": "is referred to as an Ornstein Uhlenbeck process and it encodes the movement of", + "type": "text" + }, + { + "bbox": [ + 488, + 701, + 493, + 710 + ], + "score": 0.82, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 494, + 700, + 505, + 712 + ], + "score": 1.0, + "content": "to", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 710, + 465, + 723 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 178, + 723 + ], + "score": 1.0, + "content": "first order around", + "type": "text" + }, + { + "bbox": [ + 178, + 711, + 189, + 721 + ], + "score": 0.85, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 710, + 394, + 723 + ], + "score": 1.0, + "content": ". 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Lemma 1 states that if", + "type": "text" + }, + { + "bbox": [ + 498, + 73, + 504, + 83 + ], + "score": 0.77, + "content": "\\theta", + "type": "inline_equation" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 83, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 83, + 303, + 96 + ], + "score": 1.0, + "content": "is initialized at an approximate global minimizer", + "type": "text" + }, + { + "bbox": [ + 303, + 84, + 313, + 93 + ], + "score": 0.85, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 314, + 83, + 505, + 96 + ], + "score": 1.0, + "content": "and follows Algorithm 1, there is a small mean", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 95, + 316, + 107 + ], + "spans": [ + { + "bbox": [ + 106, + 95, + 191, + 107 + ], + "score": 1.0, + "content": "zero random process", + "type": "text" + }, + { + "bbox": [ + 191, + 95, + 198, + 106 + ], + "score": 0.85, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 95, + 237, + 107 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 237, + 95, + 312, + 106 + ], + "score": 0.92, + "content": "\\theta _ { k } \\approx \\Phi _ { k } ( \\theta ^ { * } ) + \\xi _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 95, + 316, + 107 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1, + "bbox_fs": [ + 105, + 71, + 505, + 107 + ] + }, + { + "type": "title", + "bbox": [ + 106, + 108, + 169, + 119 + ], + "lines": [ + { + "bbox": [ + 106, + 107, + 170, + 121 + ], + "spans": [ + { + "bbox": [ + 106, + 107, + 170, + 121 + ], + "score": 1.0, + "content": "Lemma 1. Let", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3 + }, + { + "type": "interline_equation", + "bbox": [ + 117, + 121, + 493, + 149 + ], + "lines": [ + { + "bbox": [ + 117, + 121, + 493, + 149 + ], + "spans": [ + { + "bbox": [ + 117, + 121, + 493, + 149 + ], + "score": 0.92, + "content": "\\iota = c \\log \\frac { d } { \\lambda \\zeta } , \\quad \\mathcal { X } = \\sqrt { \\frac { 2 \\lambda n d \\iota } { \\nu } } , \\quad \\mathcal { L } = c \\lambda ^ { 1 + \\delta } , \\quad \\mathcal { D } = c \\sqrt { \\mathcal { L } } \\iota , \\quad \\mathcal { M } = \\frac { \\mathcal { D } } { \\nu } , \\quad \\mathcal { T } = \\frac { 1 } { c ^ { 2 } \\eta \\mathcal { X } \\iota } ,", + "type": "interline_equation", + "image_path": "ef7ac58cb02e370084582be1e8b0b6de7d634137f34c446ae21e3b5b72ac05aa.jpg" + } + ] + } + ], + "index": 4, + "virtual_lines": [ + { + "bbox": [ + 117, + 121, + 493, + 149 + ], + "spans": [], + "index": 4 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 152, + 506, + 196 + ], + "lines": [ + { + "bbox": [ + 106, + 153, + 506, + 164 + ], + "spans": [ + { + "bbox": [ + 106, + 153, + 293, + 164 + ], + "score": 1.0, + "content": "where c is a sufficiently large constant. Assume", + "type": "text" + }, + { + "bbox": [ + 294, + 153, + 301, + 164 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 301, + 153, + 383, + 164 + ], + "score": 1.0, + "content": "satisfies Assumption", + "type": "text" + }, + { + "bbox": [ + 384, + 153, + 389, + 162 + ], + "score": 0.36, + "content": "I", + "type": "inline_equation" + }, + { + "bbox": [ + 390, + 153, + 408, + 164 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 408, + 154, + 415, + 164 + ], + "score": 0.7, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 153, + 506, + 164 + ], + "score": 1.0, + "content": "satisfies Assumption 2.", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 162, + 505, + 175 + ], + "spans": [ + { + "bbox": [ + 105, + 162, + 195, + 175 + ], + "score": 1.0, + "content": "Let θ follow Algorithm", + "type": "text" + }, + { + "bbox": [ + 196, + 164, + 201, + 173 + ], + "score": 0.34, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 162, + 244, + 175 + ], + "score": 1.0, + "content": "starting at", + "type": "text" + }, + { + "bbox": [ + 244, + 164, + 254, + 173 + ], + "score": 0.87, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 255, + 162, + 320, + 175 + ], + "score": 1.0, + "content": "and assume that", + "type": "text" + }, + { + "bbox": [ + 320, + 163, + 369, + 175 + ], + "score": 0.91, + "content": "L ( \\theta ^ { * } ) \\leq \\mathcal { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 162, + 405, + 175 + ], + "score": 1.0, + "content": "for some", + "type": "text" + }, + { + "bbox": [ + 405, + 163, + 457, + 174 + ], + "score": 0.9, + "content": "0 < \\delta \\le 1 / 2", + "type": "inline_equation" + }, + { + "bbox": [ + 457, + 162, + 505, + 175 + ], + "score": 1.0, + "content": ". Then there", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 173, + 507, + 187 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 207, + 187 + ], + "score": 1.0, + "content": "exists a random process", + "type": "text" + }, + { + "bbox": [ + 207, + 174, + 227, + 186 + ], + "score": 0.91, + "content": "\\{ \\xi _ { k } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 173, + 299, + 187 + ], + "score": 1.0, + "content": "such that for any", + "type": "text" + }, + { + "bbox": [ + 300, + 174, + 330, + 185 + ], + "score": 0.91, + "content": "\\tau \\leq \\mathcal { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 173, + 373, + 187 + ], + "score": 1.0, + "content": "satisfying", + "type": "text" + }, + { + "bbox": [ + 374, + 174, + 503, + 186 + ], + "score": 0.87, + "content": "\\begin{array} { r } { \\operatorname* { m a x } _ { k \\leq \\tau } \\| \\Phi _ { k } ( \\theta ^ { * } ) - \\theta ^ { * } \\| \\leq 8 \\mathcal { M } , } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 504, + 173, + 507, + 187 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 184, + 412, + 198 + ], + "spans": [ + { + "bbox": [ + 105, + 184, + 204, + 198 + ], + "score": 1.0, + "content": "with probability at least", + "type": "text" + }, + { + "bbox": [ + 204, + 185, + 257, + 196 + ], + "score": 0.9, + "content": "1 - 1 0 d \\tau e ^ { - \\iota }", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 184, + 383, + 198 + ], + "score": 1.0, + "content": "we have simultaneously for all", + "type": "text" + }, + { + "bbox": [ + 383, + 186, + 408, + 196 + ], + "score": 0.86, + "content": "k \\leq \\tau", + "type": "inline_equation" + }, + { + "bbox": [ + 408, + 184, + 412, + 198 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6.5, + "bbox_fs": [ + 105, + 153, + 507, + 198 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 167, + 199, + 444, + 213 + ], + "lines": [ + { + "bbox": [ + 167, + 199, + 444, + 213 + ], + "spans": [ + { + "bbox": [ + 167, + 199, + 444, + 213 + ], + "score": 0.86, + "content": "\\begin{array} { r } { \\| \\theta _ { k } - \\xi _ { k } - \\Phi _ { k } ( \\theta ^ { * } ) \\| \\le \\mathcal { D } , \\qquad \\mathbb { E } [ \\xi _ { k } ] = 0 , \\qquad a n d \\qquad \\| \\xi _ { k } \\| \\le \\mathcal { X } . } \\end{array}", + "type": "interline_equation", + "image_path": "957c9c11f99f809efdf5e1c5e1de263f503d1de4f4d84da29405ccdb75118cc1.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 167, + 199, + 444, + 213 + ], + "spans": [], + "index": 9 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 221, + 506, + 258 + ], + "lines": [ + { + "bbox": [ + 106, + 221, + 505, + 234 + ], + "spans": [ + { + "bbox": [ + 106, + 221, + 184, + 234 + ], + "score": 1.0, + "content": "Note that because", + "type": "text" + }, + { + "bbox": [ + 184, + 221, + 223, + 232 + ], + "score": 0.91, + "content": "\\mathcal { M } \\geq \\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 223, + 221, + 289, + 234 + ], + "score": 1.0, + "content": ", the error term", + "type": "text" + }, + { + "bbox": [ + 290, + 222, + 299, + 231 + ], + "score": 0.86, + "content": "\\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 221, + 505, + 234 + ], + "score": 1.0, + "content": "is at least 8 times smaller than the movement in", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 231, + 506, + 246 + ], + "spans": [ + { + "bbox": [ + 105, + 231, + 276, + 246 + ], + "score": 1.0, + "content": "the direction of the regularized trajectory", + "type": "text" + }, + { + "bbox": [ + 276, + 232, + 306, + 245 + ], + "score": 0.93, + "content": "\\Phi _ { \\tau } ( \\theta ^ { * } )", + "type": "inline_equation" + }, + { + "bbox": [ + 307, + 231, + 506, + 246 + ], + "score": 1.0, + "content": ", which will allow us to prove convergence to an", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 244, + 283, + 258 + ], + "spans": [ + { + "bbox": [ + 106, + 245, + 128, + 257 + ], + "score": 0.91, + "content": "( \\epsilon , \\gamma )", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 245, + 207, + 258 + ], + "score": 1.0, + "content": "-stationary point of", + "type": "text" + }, + { + "bbox": [ + 207, + 244, + 221, + 258 + ], + "score": 0.91, + "content": "\\textstyle { \\frac { 1 } { \\lambda } } { \\tilde { L } }", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 245, + 283, + 258 + ], + "score": 1.0, + "content": "in Section 3.2.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 11, + "bbox_fs": [ + 105, + 221, + 506, + 258 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 262, + 505, + 304 + ], + "lines": [ + { + "bbox": [ + 105, + 261, + 506, + 276 + ], + "spans": [ + { + "bbox": [ + 105, + 261, + 334, + 276 + ], + "score": 1.0, + "content": "Toward simplifying the update in Algorithm 1, we define", + "type": "text" + }, + { + "bbox": [ + 335, + 263, + 353, + 274 + ], + "score": 0.91, + "content": "L ^ { ( k ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 353, + 261, + 506, + 276 + ], + "score": 1.0, + "content": "to be the true loss without label noise", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 273, + 507, + 290 + ], + "spans": [ + { + "bbox": [ + 105, + 273, + 142, + 290 + ], + "score": 1.0, + "content": "on batch", + "type": "text" + }, + { + "bbox": [ + 143, + 275, + 161, + 287 + ], + "score": 0.89, + "content": "B ^ { ( k ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 162, + 273, + 258, + 290 + ], + "score": 1.0, + "content": ". The label-noise update", + "type": "text" + }, + { + "bbox": [ + 258, + 275, + 294, + 288 + ], + "score": 0.93, + "content": "\\hat { L } ^ { ( k ) } ( \\theta _ { k } )", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 273, + 507, + 290 + ], + "score": 1.0, + "content": "is an unbiased perturbation of the mini-batch update:", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 284, + 509, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 288, + 316, + 304 + ], + "score": 0.76, + "content": "\\begin{array} { r } { \\nabla \\hat { L } ^ { ( k ) } ( \\theta _ { k } ) = \\nabla L ^ { ( k ) } ( \\theta _ { k } ) - \\frac { 1 } { B } \\sum _ { i \\in \\mathcal { B } ^ { ( k ) } } \\epsilon _ { i } ^ { ( k ) } \\nabla f _ { i } ( \\theta _ { k } ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 265, + 284, + 509, + 308 + ], + "score": 1.0, + "content": "\u000f(k)i ∇fi(θk). We decompose the update rule into three parts:", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14, + "bbox_fs": [ + 105, + 261, + 509, + 308 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 149, + 306, + 462, + 338 + ], + "lines": [ + { + "bbox": [ + 149, + 306, + 462, + 338 + ], + "spans": [ + { + "bbox": [ + 149, + 306, + 462, + 338 + ], + "score": 0.84, + "content": "\\theta _ { k + 1 } = \\theta _ { k } - \\underbrace { \\eta \\nabla L ( \\theta _ { k } ) } _ { \\mathrm { g r a d i e n t \\ d e s c e n t } } - \\underbrace { \\eta [ \\nabla L ^ { ( k ) } ( \\theta _ { k } ) - \\nabla L ( \\theta _ { k } ) ] } _ { \\mathrm { m i n i b a t e h \\ n o i s e } } + \\underbrace { \\eta \\sum _ { i } \\epsilon _ { i } ^ { ( k ) } \\nabla f _ { i } ( \\theta _ { k } ) } _ { \\substack { \\mathrm { i } \\in \\mathcal { B } ^ { ( k ) } } } .", + "type": "interline_equation", + "image_path": "309f92901b7bb0e53f6d823f86e4aefb06382ac6c8cd6a018c4fc32dd3acdbf8.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 149, + 306, + 462, + 316.6666666666667 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 149, + 316.6666666666667, + 462, + 327.33333333333337 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 149, + 327.33333333333337, + 462, + 338.00000000000006 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 353, + 506, + 409 + ], + "lines": [ + { + "bbox": [ + 105, + 352, + 506, + 368 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 123, + 368 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 123, + 353, + 261, + 366 + ], + "score": 0.93, + "content": "m _ { k } = - \\eta [ \\nabla L ^ { ( k ) } ( \\theta _ { k } ) - \\nabla L ( \\theta _ { k } ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 352, + 506, + 368 + ], + "score": 1.0, + "content": "denote the minibatch noise. Throughout the proof we will", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 365, + 505, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 365, + 505, + 377 + ], + "score": 1.0, + "content": "show that the minibatch noise is dominated by the label noise. We will also decompose the label", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 375, + 504, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 375, + 231, + 388 + ], + "score": 1.0, + "content": "noise into two terms. The first,", + "type": "text" + }, + { + "bbox": [ + 232, + 376, + 242, + 388 + ], + "score": 0.88, + "content": "\\epsilon _ { k } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 375, + 493, + 388 + ], + "score": 1.0, + "content": ", will represent the label noise if the gradient were evaluated at", + "type": "text" + }, + { + "bbox": [ + 493, + 376, + 504, + 386 + ], + "score": 0.84, + "content": "\\theta ^ { * }", + "type": "inline_equation" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 385, + 506, + 400 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 256, + 400 + ], + "score": 1.0, + "content": "whose distribution does not vary with", + "type": "text" + }, + { + "bbox": [ + 257, + 388, + 263, + 397 + ], + "score": 0.8, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 385, + 331, + 400 + ], + "score": 1.0, + "content": ". The other term,", + "type": "text" + }, + { + "bbox": [ + 331, + 389, + 342, + 398 + ], + "score": 0.86, + "content": "z _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 385, + 506, + 400 + ], + "score": 1.0, + "content": "represents the change in the noise due to", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 397, + 382, + 411 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 209, + 411 + ], + "score": 1.0, + "content": "evaluating the gradient at", + "type": "text" + }, + { + "bbox": [ + 209, + 398, + 220, + 409 + ], + "score": 0.88, + "content": "\\theta _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 397, + 267, + 411 + ], + "score": 1.0, + "content": "rather than", + "type": "text" + }, + { + "bbox": [ + 267, + 398, + 277, + 408 + ], + "score": 0.84, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 397, + 382, + 411 + ], + "score": 1.0, + "content": ". More precisely, we have", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 21, + "bbox_fs": [ + 105, + 352, + 506, + 411 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 141, + 411, + 469, + 441 + ], + "lines": [ + { + "bbox": [ + 141, + 411, + 469, + 441 + ], + "spans": [ + { + "bbox": [ + 141, + 411, + 469, + 441 + ], + "score": 0.91, + "content": "\\epsilon _ { k } ^ { * } = \\frac { \\eta } { B } \\sum _ { i \\in \\mathcal { B } ^ { ( k ) } } \\epsilon _ { i } ^ { ( k ) } \\nabla f _ { i } ( \\theta ^ { * } ) \\qquad \\mathrm { a n d } \\qquad z _ { k } = \\frac { \\eta } { B } \\sum _ { i \\in \\mathcal { B } ^ { ( k ) } } \\epsilon _ { i } ^ { ( k ) } [ \\nabla f _ { i } ( \\theta _ { k } ) - \\nabla f _ { i } ( \\theta ^ { * } ) ] .", + "type": "interline_equation", + "image_path": "ae3433c913f8b82b7df3d72aa32c478c69bfd47831540a011ef8e56560fabad3.jpg" + } + ] + } + ], + "index": 25, + "virtual_lines": [ + { + "bbox": [ + 141, + 411, + 469, + 421.0 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 141, + 421.0, + 469, + 431.0 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 141, + 431.0, + 469, + 441.0 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 444, + 505, + 479 + ], + "lines": [ + { + "bbox": [ + 104, + 442, + 504, + 459 + ], + "spans": [ + { + "bbox": [ + 104, + 442, + 149, + 459 + ], + "score": 1.0, + "content": "We define", + "type": "text" + }, + { + "bbox": [ + 149, + 444, + 273, + 457 + ], + "score": 0.91, + "content": "\\begin{array} { r } { G ( \\theta ) = \\frac { 1 } { n } \\sum _ { i } \\nabla f _ { i } ( \\theta ) \\nabla f _ { i } ( \\theta ) ^ { T } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 442, + 493, + 459 + ], + "score": 1.0, + "content": "to be the covariance of the model gradients. Note that", + "type": "text" + }, + { + "bbox": [ + 494, + 446, + 504, + 457 + ], + "score": 0.87, + "content": "\\epsilon _ { k } ^ { * }", + "type": "inline_equation" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 455, + 505, + 470 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 168, + 470 + ], + "score": 1.0, + "content": "has covariance", + "type": "text" + }, + { + "bbox": [ + 169, + 456, + 206, + 468 + ], + "score": 0.81, + "content": "\\eta \\lambda \\dot { G } ( \\theta ^ { \\ast } )", + "type": "inline_equation" + }, + { + "bbox": [ + 206, + 455, + 505, + 470 + ], + "score": 1.0, + "content": ". To simplify notation in the Taylor expansions, we will use the following", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 466, + 328, + 479 + ], + "spans": [ + { + "bbox": [ + 106, + 466, + 313, + 479 + ], + "score": 1.0, + "content": "shorthand to refer to various quantities evaluated at", + "type": "text" + }, + { + "bbox": [ + 313, + 467, + 323, + 477 + ], + "score": 0.87, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 466, + 328, + 479 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28, + "bbox_fs": [ + 104, + 442, + 505, + 479 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 133, + 486, + 478, + 500 + ], + "lines": [ + { + "bbox": [ + 133, + 486, + 478, + 500 + ], + "spans": [ + { + "bbox": [ + 133, + 486, + 478, + 500 + ], + "score": 0.89, + "content": "G = G ( \\theta ^ { * } ) , \\qquad \\nabla ^ { 2 } L = \\nabla ^ { 2 } L ( \\theta ^ { * } ) , \\qquad \\nabla ^ { 3 } L = \\nabla ^ { 3 } L ( \\theta ^ { * } ) , \\qquad \\nabla R = \\nabla R ( \\theta ^ { * } ) .", + "type": "interline_equation", + "image_path": "e3e39a7bda61d46626d3d1525b848078cb068424d598e5e0c855973be1a32e48.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 133, + 486, + 478, + 500 + ], + "spans": [], + "index": 30 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 509, + 384, + 521 + ], + "lines": [ + { + "bbox": [ + 106, + 509, + 381, + 522 + ], + "spans": [ + { + "bbox": [ + 106, + 509, + 381, + 522 + ], + "score": 1.0, + "content": "First we need the following standard decompositions of the Hessian:", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31, + "bbox_fs": [ + 106, + 509, + 381, + 522 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 523, + 504, + 549 + ], + "lines": [ + { + "bbox": [ + 105, + 521, + 505, + 537 + ], + "spans": [ + { + "bbox": [ + 105, + 521, + 210, + 537 + ], + "score": 1.0, + "content": "Proposition 1. For any", + "type": "text" + }, + { + "bbox": [ + 210, + 522, + 246, + 533 + ], + "score": 0.91, + "content": "\\theta \\in \\mathbb { R } ^ { d }", + "type": "inline_equation" + }, + { + "bbox": [ + 246, + 521, + 331, + 537 + ], + "score": 1.0, + "content": "we can decompose", + "type": "text" + }, + { + "bbox": [ + 331, + 522, + 438, + 535 + ], + "score": 0.91, + "content": "\\nabla ^ { 2 } L ( \\theta ) = G ( \\theta ) + E ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 438, + 521, + 469, + 537 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 469, + 523, + 505, + 535 + ], + "score": 0.9, + "content": "E ( \\theta ) =", + "type": "inline_equation" + } + ], + "index": 32 + }, + { + "bbox": [ + 107, + 529, + 502, + 552 + ], + "spans": [ + { + "bbox": [ + 107, + 534, + 223, + 549 + ], + "score": 0.9, + "content": "\\begin{array} { r } { \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } ( f _ { i } ( \\theta ) - y _ { i } ) \\nabla ^ { 2 } f _ { i } ( \\theta ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 223, + 529, + 259, + 552 + ], + "score": 1.0, + "content": "satisfies", + "type": "text" + }, + { + "bbox": [ + 259, + 534, + 349, + 549 + ], + "score": 0.92, + "content": "\\lVert E ( { \\boldsymbol { \\theta } } ) \\rVert \\leq \\sqrt { 2 \\rho _ { f } L ( { \\boldsymbol { \\theta } } ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 349, + 529, + 376, + 552 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 376, + 537, + 388, + 548 + ], + "score": 0.8, + "content": "\\rho _ { f }", + "type": "inline_equation" + }, + { + "bbox": [ + 388, + 529, + 489, + 552 + ], + "score": 1.0, + "content": "is defined in Assumption", + "type": "text" + }, + { + "bbox": [ + 489, + 537, + 495, + 546 + ], + "score": 0.56, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 495, + 529, + 502, + 552 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 32.5, + "bbox_fs": [ + 105, + 521, + 505, + 552 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 555, + 504, + 577 + ], + "lines": [ + { + "bbox": [ + 105, + 554, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 154, + 568 + ], + "score": 1.0, + "content": "The matrix", + "type": "text" + }, + { + "bbox": [ + 155, + 556, + 164, + 565 + ], + "score": 0.82, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 164, + 554, + 505, + 568 + ], + "score": 1.0, + "content": "in Proposition 1 is known as the Gauss-Newton term of the Hessian. We can now", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 565, + 384, + 578 + ], + "spans": [ + { + "bbox": [ + 105, + 565, + 368, + 578 + ], + "score": 1.0, + "content": "Taylor expand Algorithm 1 and Equation (2) to first order around", + "type": "text" + }, + { + "bbox": [ + 369, + 567, + 379, + 576 + ], + "score": 0.87, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 565, + 384, + 578 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34.5, + "bbox_fs": [ + 105, + 554, + 505, + 578 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 194, + 579, + 416, + 612 + ], + "lines": [ + { + "bbox": [ + 194, + 579, + 416, + 612 + ], + "spans": [ + { + "bbox": [ + 194, + 579, + 416, + 612 + ], + "score": 0.9, + "content": "\\begin{array} { c } { { \\Phi _ { k + 1 } \\bigl ( \\theta ^ { * } \\bigr ) \\approx \\Phi _ { k } \\bigl ( \\theta ^ { * } \\bigr ) - \\eta \\bigl [ \\nabla L + \\nabla ^ { 2 } L \\bigl ( \\Phi _ { k } \\bigl ( \\theta ^ { * } \\bigr ) - \\theta ^ { * } \\bigr ) \\bigr ] , } } \\\\ { { \\theta _ { k + 1 } \\approx \\theta _ { k } - \\eta \\bigl [ \\nabla L + \\nabla ^ { 2 } L \\bigl ( \\theta _ { k } - \\theta ^ { * } \\bigr ) \\bigr ] + \\epsilon _ { k } ^ { * } . } } \\end{array}", + "type": "interline_equation", + "image_path": "363d89dbd79ada442cc5278dc6317d14fb616afad1ccb735b99b1134140b3340.jpg" + } + ] + } + ], + "index": 36.5, + "virtual_lines": [ + { + "bbox": [ + 194, + 579, + 416, + 595.5 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 194, + 595.5, + 416, + 612.0 + ], + "spans": [], + "index": 37 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 614, + 504, + 637 + ], + "lines": [ + { + "bbox": [ + 105, + 611, + 506, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 611, + 149, + 629 + ], + "score": 1.0, + "content": "We define", + "type": "text" + }, + { + "bbox": [ + 150, + 614, + 225, + 626 + ], + "score": 0.93, + "content": "v _ { k } = \\theta _ { k } - \\Phi _ { k } ( \\theta ^ { * } )", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 611, + 506, + 629 + ], + "score": 1.0, + "content": "to be the deviation from the regularized trajectory. Then subtracting", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 624, + 211, + 638 + ], + "spans": [ + { + "bbox": [ + 105, + 624, + 211, + 638 + ], + "score": 1.0, + "content": "these two equations gives", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38.5, + "bbox_fs": [ + 105, + 611, + 506, + 638 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 204, + 638, + 406, + 654 + ], + "lines": [ + { + "bbox": [ + 204, + 638, + 406, + 654 + ], + "spans": [ + { + "bbox": [ + 204, + 638, + 406, + 654 + ], + "score": 0.89, + "content": "v _ { k + 1 } \\approx ( I - \\eta \\nabla ^ { 2 } L ) v _ { k } + \\epsilon _ { k } ^ { * } \\approx ( I - \\eta G ) v _ { k } + \\epsilon _ { k } ^ { * } ,", + "type": "interline_equation", + "image_path": "5719806a76c1f2aa0ac00830058accd4f80407dc6bf34ada6cb7092d5ea90144.jpg" + } + ] + } + ], + "index": 40, + "virtual_lines": [ + { + "bbox": [ + 204, + 638, + 406, + 654 + ], + "spans": [], + "index": 40 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 657, + 504, + 681 + ], + "lines": [ + { + "bbox": [ + 105, + 655, + 506, + 672 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 267, + 672 + ], + "score": 1.0, + "content": "where we used Proposition 1 to replace", + "type": "text" + }, + { + "bbox": [ + 267, + 657, + 288, + 668 + ], + "score": 0.9, + "content": "\\nabla ^ { 2 } L", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 655, + 309, + 672 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 310, + 658, + 318, + 668 + ], + "score": 0.81, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 319, + 655, + 506, + 672 + ], + "score": 1.0, + "content": ". Temporarily ignoring the higher order terms,", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 667, + 247, + 682 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 227, + 682 + ], + "score": 1.0, + "content": "we define the random process", + "type": "text" + }, + { + "bbox": [ + 227, + 669, + 233, + 680 + ], + "score": 0.85, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 667, + 247, + 682 + ], + "score": 1.0, + "content": "by", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 41.5, + "bbox_fs": [ + 105, + 655, + 506, + 682 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 211, + 683, + 400, + 696 + ], + "lines": [ + { + "bbox": [ + 211, + 683, + 400, + 696 + ], + "spans": [ + { + "bbox": [ + 211, + 683, + 400, + 696 + ], + "score": 0.9, + "content": "\\xi _ { k + 1 } = ( I - \\eta G ) \\xi _ { k } + \\epsilon _ { k } ^ { * } \\qquad \\mathrm { a n d } \\qquad \\xi _ { 0 } = 0 .", + "type": "interline_equation", + "image_path": "2de0c50325812a6a4d05af6284af8d7e9fcaecd8804dae7ddb42fa7f56c8c3c4.jpg" + } + ] + } + ], + "index": 43, + "virtual_lines": [ + { + "bbox": [ + 211, + 683, + 400, + 696 + ], + "spans": [], + "index": 43 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 700, + 508, + 723 + ], + "lines": [ + { + "bbox": [ + 106, + 700, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 700, + 157, + 712 + ], + "score": 1.0, + "content": "The process", + "type": "text" + }, + { + "bbox": [ + 157, + 700, + 163, + 712 + ], + "score": 0.84, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 164, + 700, + 487, + 712 + ], + "score": 1.0, + "content": "is referred to as an Ornstein Uhlenbeck process and it encodes the movement of", + "type": "text" + }, + { + "bbox": [ + 488, + 701, + 493, + 710 + ], + "score": 0.82, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 494, + 700, + 505, + 712 + ], + "score": 1.0, + "content": "to", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 710, + 465, + 723 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 178, + 723 + ], + "score": 1.0, + "content": "first order around", + "type": "text" + }, + { + "bbox": [ + 178, + 711, + 189, + 721 + ], + "score": 0.85, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 710, + 394, + 723 + ], + "score": 1.0, + "content": ". 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For any", + "type": "text" + }, + { + "bbox": [ + 212, + 73, + 238, + 83 + ], + "score": 0.88, + "content": "k \\geq 0", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 71, + 343, + 86 + ], + "score": 1.0, + "content": ", with probability at least", + "type": "text" + }, + { + "bbox": [ + 343, + 73, + 386, + 83 + ], + "score": 0.87, + "content": "1 - 2 d e ^ { - \\iota }", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 71, + 390, + 86 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 391, + 73, + 437, + 85 + ], + "score": 0.87, + "content": "\\| \\xi _ { k } \\| \\le \\mathcal { X }", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 71, + 506, + 86 + ], + "score": 1.0, + "content": ". In addition, as", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 82, + 451, + 97 + ], + "spans": [ + { + "bbox": [ + 106, + 84, + 138, + 94 + ], + "score": 0.85, + "content": "k \\to \\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 139, + 82, + 142, + 97 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 142, + 83, + 260, + 96 + ], + "score": 0.92, + "content": "\\mathbb { E } [ \\xi _ { k } \\xi _ { k } ^ { T } ] \\lambda \\dot { \\Pi _ { G } } ( 2 - \\eta G ) ^ { - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 82, + 288, + 97 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 288, + 84, + 303, + 95 + ], + "score": 0.88, + "content": "\\Pi _ { G }", + "type": "inline_equation" + }, + { + "bbox": [ + 304, + 82, + 438, + 97 + ], + "score": 1.0, + "content": "is the projection onto the span of", + "type": "text" + }, + { + "bbox": [ + 438, + 84, + 447, + 93 + ], + "score": 0.8, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 82, + 451, + 97 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 106, + 103, + 505, + 138 + ], + "lines": [ + { + "bbox": [ + 105, + 102, + 504, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 102, + 235, + 117 + ], + "score": 1.0, + "content": "We can now analyze the effect of", + "type": "text" + }, + { + "bbox": [ + 236, + 104, + 246, + 115 + ], + "score": 0.89, + "content": "\\xi _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 246, + 102, + 412, + 117 + ], + "score": 1.0, + "content": "on the second order Taylor expansion. Let", + "type": "text" + }, + { + "bbox": [ + 412, + 104, + 504, + 116 + ], + "score": 0.92, + "content": "r _ { k } = \\theta _ { k } - \\Phi _ { k } ( \\theta ^ { * } ) - \\xi _ { k }", + "type": "inline_equation" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 183, + 127 + ], + "score": 1.0, + "content": "be the deviation of", + "type": "text" + }, + { + "bbox": [ + 183, + 115, + 189, + 125 + ], + "score": 0.77, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 114, + 505, + 127 + ], + "score": 1.0, + "content": "from the regularized trajectory after removing the Ornstein Uhlenbeck process", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 126, + 330, + 138 + ], + "spans": [ + { + "bbox": [ + 106, + 126, + 113, + 137 + ], + "score": 0.76, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 113, + 126, + 220, + 138 + ], + "score": 1.0, + "content": ". Lemma 1 is equivalent to", + "type": "text" + }, + { + "bbox": [ + 220, + 126, + 327, + 138 + ], + "score": 0.93, + "content": "\\mathrm { P r } [ \\| r _ { \\tau } \\| \\geq \\mathcal { D } ] \\stackrel { . } { \\leq } 1 0 \\tau \\dot { d } e ^ { - \\iota }", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 126, + 330, + 138 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 106, + 141, + 505, + 208 + ], + "lines": [ + { + "bbox": [ + 105, + 141, + 506, + 155 + ], + "spans": [ + { + "bbox": [ + 105, + 141, + 234, + 155 + ], + "score": 1.0, + "content": "We will prove by induction that", + "type": "text" + }, + { + "bbox": [ + 235, + 141, + 277, + 154 + ], + "score": 0.92, + "content": "\\| r _ { k } \\| \\le \\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 277, + 141, + 304, + 155 + ], + "score": 1.0, + "content": "for all", + "type": "text" + }, + { + "bbox": [ + 304, + 142, + 328, + 153 + ], + "score": 0.91, + "content": "k \\leq t", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 141, + 426, + 155 + ], + "score": 1.0, + "content": "with probability at least", + "type": "text" + }, + { + "bbox": [ + 426, + 142, + 477, + 153 + ], + "score": 0.91, + "content": "1 - 1 0 t d e ^ { - \\iota }", + "type": "inline_equation" + }, + { + "bbox": [ + 477, + 141, + 506, + 155 + ], + "score": 1.0, + "content": "for all", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 153, + 506, + 165 + ], + "spans": [ + { + "bbox": [ + 106, + 153, + 130, + 164 + ], + "score": 0.88, + "content": "t \\leq \\tau", + "type": "inline_equation" + }, + { + "bbox": [ + 131, + 153, + 244, + 165 + ], + "score": 1.0, + "content": ". The base case follows from", + "type": "text" + }, + { + "bbox": [ + 244, + 154, + 272, + 164 + ], + "score": 0.89, + "content": "r _ { 0 } = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 272, + 153, + 390, + 165 + ], + "score": 1.0, + "content": "so assume the result for some", + "type": "text" + }, + { + "bbox": [ + 391, + 154, + 414, + 164 + ], + "score": 0.9, + "content": "t \\geq 0", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 153, + 506, + 165 + ], + "score": 1.0, + "content": ". The remainder of this", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 164, + 506, + 177 + ], + "spans": [ + { + "bbox": [ + 105, + 164, + 269, + 177 + ], + "score": 1.0, + "content": "section will be conditioned on the event", + "type": "text" + }, + { + "bbox": [ + 269, + 164, + 311, + 176 + ], + "score": 0.93, + "content": "\\| r _ { k } \\| \\le \\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 164, + 339, + 177 + ], + "score": 1.0, + "content": "for all", + "type": "text" + }, + { + "bbox": [ + 339, + 164, + 387, + 176 + ], + "score": 0.78, + "content": "k \\leq t . { \\cal O } ( \\cdot )", + "type": "inline_equation" + }, + { + "bbox": [ + 387, + 164, + 506, + 177 + ], + "score": 1.0, + "content": "notation will only be used to", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 174, + 505, + 187 + ], + "spans": [ + { + "bbox": [ + 105, + 174, + 299, + 187 + ], + "score": 1.0, + "content": "hide absolute constants that do not change with", + "type": "text" + }, + { + "bbox": [ + 300, + 177, + 305, + 185 + ], + "score": 0.76, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 305, + 174, + 505, + 187 + ], + "score": 1.0, + "content": "and will additionally not hide dependence on the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 185, + 506, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 185, + 178, + 199 + ], + "score": 1.0, + "content": "absolute constant", + "type": "text" + }, + { + "bbox": [ + 178, + 188, + 184, + 196 + ], + "score": 0.69, + "content": "c", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 185, + 506, + 199 + ], + "score": 1.0, + "content": ". The following proposition fills in the missing second order terms in the Taylor", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 196, + 217, + 210 + ], + "spans": [ + { + "bbox": [ + 106, + 196, + 179, + 210 + ], + "score": 1.0, + "content": "expansion around", + "type": "text" + }, + { + "bbox": [ + 180, + 197, + 190, + 207 + ], + "score": 0.85, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 196, + 202, + 210 + ], + "score": 1.0, + "content": "of", + "type": "text" + }, + { + "bbox": [ + 202, + 198, + 213, + 208 + ], + "score": 0.86, + "content": "r _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 196, + 217, + 210 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 7.5 + }, + { + "type": "text", + "bbox": [ + 108, + 211, + 314, + 223 + ], + "lines": [ + { + "bbox": [ + 106, + 210, + 315, + 225 + ], + "spans": [ + { + "bbox": [ + 106, + 210, + 269, + 225 + ], + "score": 1.0, + "content": "Proposition 3. With probability at least", + "type": "text" + }, + { + "bbox": [ + 270, + 211, + 312, + 222 + ], + "score": 0.9, + "content": "1 - 2 d e ^ { - \\iota }", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 210, + 315, + 225 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "interline_equation", + "bbox": [ + 142, + 227, + 469, + 255 + ], + "lines": [ + { + "bbox": [ + 142, + 227, + 469, + 255 + ], + "spans": [ + { + "bbox": [ + 142, + 227, + 469, + 255 + ], + "score": 0.9, + "content": "r _ { k + 1 } = ( I - \\eta G ) r _ { k } - \\eta \\left[ \\frac { 1 } { 2 } \\nabla ^ { 3 } L ( \\xi _ { k } , \\xi _ { k } ) - \\lambda \\nabla R \\right] + m _ { k } + z _ { k } + \\tilde { O } \\left( c ^ { 5 / 2 } \\eta \\lambda ^ { 1 + \\delta } \\right)", + "type": "interline_equation", + "image_path": "dcc9a1b038f47b901909ee87ae1b4a1d003ce2ef73d43493918b93af0b9e6798.jpg" + } + ] + } + ], + "index": 12, + "virtual_lines": [ + { + "bbox": [ + 142, + 227, + 469, + 255 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 265, + 416, + 277 + ], + "lines": [ + { + "bbox": [ + 105, + 263, + 417, + 280 + ], + "spans": [ + { + "bbox": [ + 105, + 263, + 268, + 280 + ], + "score": 1.0, + "content": "The intuition for the implicit regularizer", + "type": "text" + }, + { + "bbox": [ + 268, + 266, + 290, + 278 + ], + "score": 0.92, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 263, + 417, + 280 + ], + "score": 1.0, + "content": "is that by Propositions 1 and 2,", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "interline_equation", + "bbox": [ + 204, + 282, + 406, + 298 + ], + "lines": [ + { + "bbox": [ + 204, + 282, + 406, + 298 + ], + "spans": [ + { + "bbox": [ + 204, + 282, + 406, + 298 + ], + "score": 0.88, + "content": "\\begin{array} { r } { \\mathbb { E } [ \\xi _ { k } \\xi _ { k } ^ { T } ] \\to \\Pi _ { G } \\lambda ( 2 - \\eta G ) ^ { - 1 } \\approx \\lambda ( 2 - \\eta \\nabla ^ { 2 } L ) ^ { - 1 } . } \\end{array}", + "type": "interline_equation", + "image_path": "5f9543cad5b99935043da3ba226cd3146af0df33c17ceb92a68f7c4e94db0fbe.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 204, + 282, + 406, + 298 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 302, + 298, + 314 + ], + "lines": [ + { + "bbox": [ + 106, + 301, + 300, + 316 + ], + "spans": [ + { + "bbox": [ + 106, + 301, + 300, + 316 + ], + "score": 1.0, + "content": "Therefore, when averaged over long timescales,", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15 + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 318, + 506, + 347 + ], + "lines": [ + { + "bbox": [ + 111, + 318, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 111, + 318, + 506, + 347 + ], + "score": 0.9, + "content": "\\operatorname { \\mathbb { E } } [ \\nabla ^ { 3 } L ( \\xi _ { k } , \\xi _ { k } ) ] \\approx \\frac { \\lambda } { 2 } \\nabla ^ { 3 } L \\left[ ( 2 - \\eta \\nabla ^ { 2 } L ) ^ { - 1 } \\right] = \\lambda \\nabla \\left[ - \\frac { 1 } { 2 \\eta } \\operatorname { t r } \\log \\left( 1 - \\frac { \\eta } { 2 } \\nabla ^ { 2 } L ( \\theta ) \\right) \\right] \\bigg | _ { \\theta = \\theta ^ { * } } = \\lambda \\nabla R .", + "type": "interline_equation", + "image_path": "4fc808b6afb7c4582d912c0687db912d5f38cf09a2e953a68703703617d5278f.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 111, + 318, + 506, + 327.6666666666667 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 111, + 327.6666666666667, + 506, + 337.33333333333337 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 111, + 337.33333333333337, + 506, + 347.00000000000006 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 351, + 505, + 399 + ], + "lines": [ + { + "bbox": [ + 105, + 350, + 506, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 350, + 461, + 365 + ], + "score": 1.0, + "content": "The second equality follows from the more general equality that for any matrix function", + "type": "text" + }, + { + "bbox": [ + 462, + 352, + 470, + 361 + ], + "score": 0.8, + "content": "A", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 350, + 506, + 365 + ], + "score": 1.0, + "content": "and any", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 362, + 504, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 168, + 375 + ], + "score": 1.0, + "content": "scalar function", + "type": "text" + }, + { + "bbox": [ + 168, + 363, + 175, + 372 + ], + "score": 0.82, + "content": "h", + "type": "inline_equation" + }, + { + "bbox": [ + 175, + 362, + 351, + 375 + ], + "score": 1.0, + "content": "that acts independently on each eigenvalue,", + "type": "text" + }, + { + "bbox": [ + 351, + 362, + 504, + 374 + ], + "score": 0.9, + "content": "\\nabla ( \\mathrm { t r } h ( A ( \\theta ) ) ) = ( \\nabla A ( \\theta ) ) ( h ^ { \\prime } ( A ( \\theta ) ) )", + "type": "inline_equation" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 372, + 506, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 372, + 420, + 387 + ], + "score": 1.0, + "content": "which follows from the chain rule. The above equality is the special case when", + "type": "text" + }, + { + "bbox": [ + 420, + 374, + 487, + 385 + ], + "score": 0.91, + "content": "A ( \\theta ) = \\nabla ^ { 2 } L ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 372, + 506, + 387 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 381, + 337, + 403 + ], + "spans": [ + { + "bbox": [ + 106, + 384, + 209, + 399 + ], + "score": 0.93, + "content": "\\begin{array} { r } { h ( x ) = - \\frac { 1 } { \\eta } \\log { \\left( 1 - \\frac { \\eta } { 2 } x \\right) } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 210, + 381, + 274, + 403 + ], + "score": 1.0, + "content": ", which satisfies", + "type": "text" + }, + { + "bbox": [ + 274, + 384, + 332, + 399 + ], + "score": 0.94, + "content": "\\begin{array} { r } { h ^ { \\prime } ( x ) = \\frac { 1 } { 2 - \\eta x } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 332, + 381, + 337, + 403 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 20.5 + }, + { + "type": "text", + "bbox": [ + 106, + 403, + 505, + 447 + ], + "lines": [ + { + "bbox": [ + 104, + 402, + 506, + 416 + ], + "spans": [ + { + "bbox": [ + 104, + 402, + 401, + 416 + ], + "score": 1.0, + "content": "The remaining details involve concentrating the mean zero error terms", + "type": "text" + }, + { + "bbox": [ + 401, + 406, + 430, + 415 + ], + "score": 0.89, + "content": "m _ { k } , z _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 402, + 506, + 416 + ], + "score": 1.0, + "content": "and showing that", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 412, + 506, + 428 + ], + "spans": [ + { + "bbox": [ + 106, + 414, + 140, + 426 + ], + "score": 0.92, + "content": "\\mathbb { E } [ \\xi _ { k } \\xi _ { k } ^ { T } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 141, + 412, + 506, + 428 + ], + "score": 1.0, + "content": "does concentrate in the directions with large eigenvalues and that the directions with small", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 425, + 505, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 425, + 505, + 437 + ], + "score": 1.0, + "content": "eigenvalues, in which the covariance does not concentrate, do not contribute much to the error. This", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 437, + 218, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 218, + 448 + ], + "score": 1.0, + "content": "yields the following bound:", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24.5 + }, + { + "type": "text", + "bbox": [ + 106, + 451, + 421, + 470 + ], + "lines": [ + { + "bbox": [ + 97, + 446, + 420, + 479 + ], + "spans": [ + { + "bbox": [ + 97, + 446, + 269, + 479 + ], + "score": 1.0, + "content": "Proposition 4. With probability at least", + "type": "text" + }, + { + "bbox": [ + 269, + 453, + 316, + 466 + ], + "score": 0.79, + "content": "1 - 1 0 d e ^ { - \\iota }", + "type": "inline_equation" + }, + { + "bbox": [ + 317, + 446, + 320, + 479 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 321, + 450, + 420, + 471 + ], + "score": 0.78, + "content": "\\begin{array} { r } { \\| r _ { t + 1 } \\| = \\tilde { O } \\Big ( \\frac { \\lambda ^ { 1 / 2 + \\delta / 2 } } { \\sqrt { c } } \\Big ) . } \\end{array}", + "type": "inline_equation" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 105, + 479, + 505, + 503 + ], + "lines": [ + { + "bbox": [ + 104, + 478, + 506, + 493 + ], + "spans": [ + { + "bbox": [ + 104, + 478, + 409, + 493 + ], + "score": 1.0, + "content": "The proof of Proposition 4 can be found in Appendix B. Finally, because", + "type": "text" + }, + { + "bbox": [ + 410, + 478, + 502, + 492 + ], + "score": 0.92, + "content": "\\mathcal { D } = \\tilde { O } ( c ^ { 5 / 2 } \\lambda ^ { 1 / 2 + \\delta / 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 478, + 506, + 493 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 107, + 491, + 480, + 504 + ], + "spans": [ + { + "bbox": [ + 107, + 491, + 158, + 504 + ], + "score": 0.92, + "content": "\\| r _ { t + 1 } \\| \\leq \\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 491, + 242, + 504 + ], + "score": 1.0, + "content": "for sufficiently large", + "type": "text" + }, + { + "bbox": [ + 243, + 494, + 248, + 501 + ], + "score": 0.61, + "content": "c", + "type": "inline_equation" + }, + { + "bbox": [ + 249, + 491, + 480, + 504 + ], + "score": 1.0, + "content": ". This completes the induction and the proof of Lemma 1.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28.5 + }, + { + "type": "text", + "bbox": [ + 106, + 513, + 506, + 547 + ], + "lines": [ + { + "bbox": [ + 106, + 514, + 505, + 527 + ], + "spans": [ + { + "bbox": [ + 106, + 514, + 434, + 527 + ], + "score": 1.0, + "content": "Comparison with Blanc et al. [3] Like Blanc et al. [3], Lemma 1 shows that", + "type": "text" + }, + { + "bbox": [ + 434, + 515, + 441, + 524 + ], + "score": 0.78, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 514, + 505, + 527 + ], + "score": 1.0, + "content": "locally follows", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 524, + 506, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 524, + 346, + 538 + ], + "score": 1.0, + "content": "the trajectory of gradient descent on an implicit regularizer", + "type": "text" + }, + { + "bbox": [ + 347, + 525, + 367, + 537 + ], + "score": 0.91, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 368, + 524, + 506, + 538 + ], + "score": 1.0, + "content": ". However, there are a few crucial", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 535, + 156, + 549 + ], + "spans": [ + { + "bbox": [ + 106, + 535, + 156, + 549 + ], + "score": 1.0, + "content": "differences:", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 106, + 556, + 506, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 555, + 506, + 570 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 403, + 570 + ], + "score": 1.0, + "content": "• Because we do not assume we start near a global minimizer where", + "type": "text" + }, + { + "bbox": [ + 403, + 557, + 434, + 567 + ], + "score": 0.9, + "content": "L \\ = \\ 0", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 555, + 506, + 570 + ], + "score": 1.0, + "content": ", we couple to a", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 114, + 568, + 505, + 581 + ], + "spans": [ + { + "bbox": [ + 114, + 568, + 182, + 581 + ], + "score": 1.0, + "content": "regularized loss", + "type": "text" + }, + { + "bbox": [ + 183, + 568, + 241, + 579 + ], + "score": 0.93, + "content": "\\tilde { L } = L + \\lambda R", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 568, + 371, + 581 + ], + "score": 1.0, + "content": "rather than just the regularizer", + "type": "text" + }, + { + "bbox": [ + 371, + 569, + 392, + 581 + ], + "score": 0.91, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 568, + 505, + 581 + ], + "score": 1.0, + "content": ". In this setting there is an", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 114, + 579, + 505, + 592 + ], + "spans": [ + { + "bbox": [ + 114, + 579, + 505, + 592 + ], + "score": 1.0, + "content": "additional correction term to the Hessian (Proposition 1) that requires carefully controlling the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 114, + 591, + 447, + 604 + ], + "spans": [ + { + "bbox": [ + 114, + 591, + 447, + 604 + ], + "score": 1.0, + "content": "value of the loss across reference points to prove convergence to a stationary point.", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 107, + 604, + 506, + 618 + ], + "spans": [ + { + "bbox": [ + 107, + 604, + 281, + 618 + ], + "score": 1.0, + "content": "• The analysis in Blanc et al. [3] requires", + "type": "text" + }, + { + "bbox": [ + 281, + 608, + 298, + 617 + ], + "score": 0.84, + "content": "\\eta , \\tau", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 604, + 506, + 618 + ], + "score": 1.0, + "content": "to be chosen in terms of the condition number of", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 115, + 614, + 506, + 630 + ], + "spans": [ + { + "bbox": [ + 115, + 616, + 136, + 627 + ], + "score": 0.89, + "content": "\\nabla ^ { 2 } L", + "type": "inline_equation" + }, + { + "bbox": [ + 136, + 614, + 313, + 630 + ], + "score": 1.0, + "content": "which can quickly grow during training as", + "type": "text" + }, + { + "bbox": [ + 314, + 616, + 335, + 627 + ], + "score": 0.91, + "content": "\\nabla ^ { 2 } L", + "type": "inline_equation" + }, + { + "bbox": [ + 335, + 614, + 506, + 630 + ], + "score": 1.0, + "content": "is changing. This makes it impossible to", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 114, + 626, + 505, + 641 + ], + "spans": [ + { + "bbox": [ + 114, + 626, + 505, + 641 + ], + "score": 1.0, + "content": "directly repeat the argument. We avoid this by precisely analyzing the error incurred by small", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 113, + 638, + 504, + 654 + ], + "spans": [ + { + "bbox": [ + 113, + 638, + 330, + 654 + ], + "score": 1.0, + "content": "eigenvalues, allowing us to prove convergence to an", + "type": "text" + }, + { + "bbox": [ + 331, + 640, + 353, + 652 + ], + "score": 0.91, + "content": "( \\epsilon , \\gamma )", + "type": "inline_equation" + }, + { + "bbox": [ + 354, + 638, + 433, + 654 + ], + "score": 1.0, + "content": "stationary point of", + "type": "text" + }, + { + "bbox": [ + 433, + 638, + 448, + 653 + ], + "score": 0.92, + "content": "\\textstyle { \\frac { 1 } { \\lambda } } { \\tilde { L } }", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 638, + 487, + 654 + ], + "score": 1.0, + "content": "for fixed", + "type": "text" + }, + { + "bbox": [ + 487, + 640, + 504, + 651 + ], + "score": 0.88, + "content": "\\eta , \\lambda", + "type": "inline_equation" + } + ], + "index": 40 + }, + { + "bbox": [ + 113, + 650, + 432, + 666 + ], + "spans": [ + { + "bbox": [ + 113, + 650, + 285, + 666 + ], + "score": 1.0, + "content": "even if the smallest nonzero eigenvalue of", + "type": "text" + }, + { + "bbox": [ + 285, + 651, + 306, + 663 + ], + "score": 0.9, + "content": "\\nabla ^ { 2 } L", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 650, + 432, + 666 + ], + "score": 1.0, + "content": "converges to 0 during training.", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 110, + 666, + 505, + 680 + ], + "spans": [ + { + "bbox": [ + 110, + 666, + 372, + 680 + ], + "score": 1.0, + "content": "Unlike in Blanc et al. [3], we do not require the learning rate", + "type": "text" + }, + { + "bbox": [ + 372, + 669, + 379, + 679 + ], + "score": 0.81, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 666, + 505, + 680 + ], + "score": 1.0, + "content": "to be small. Instead, we only", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 113, + 677, + 506, + 691 + ], + "spans": [ + { + "bbox": [ + 113, + 677, + 163, + 691 + ], + "score": 1.0, + "content": "require that", + "type": "text" + }, + { + "bbox": [ + 163, + 678, + 170, + 688 + ], + "score": 0.78, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 677, + 217, + 691 + ], + "score": 1.0, + "content": "scales with", + "type": "text" + }, + { + "bbox": [ + 218, + 680, + 223, + 688 + ], + "score": 0.78, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 223, + 677, + 487, + 691 + ], + "score": 1.0, + "content": "which can be accomplished either by decreasing the learning rate", + "type": "text" + }, + { + "bbox": [ + 487, + 680, + 493, + 690 + ], + "score": 0.78, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 494, + 677, + 506, + 691 + ], + "score": 1.0, + "content": "or", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 114, + 689, + 505, + 702 + ], + "spans": [ + { + "bbox": [ + 114, + 689, + 213, + 702 + ], + "score": 1.0, + "content": "increasing the batch size", + "type": "text" + }, + { + "bbox": [ + 213, + 690, + 222, + 699 + ], + "score": 0.8, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 689, + 488, + 702 + ], + "score": 1.0, + "content": ". This allows for stronger implicit regularization in the setting when", + "type": "text" + }, + { + "bbox": [ + 488, + 691, + 495, + 700 + ], + "score": 0.83, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 495, + 689, + 505, + 702 + ], + "score": 1.0, + "content": "is", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 114, + 700, + 505, + 713 + ], + "spans": [ + { + "bbox": [ + 114, + 700, + 325, + 713 + ], + "score": 1.0, + "content": "large (see Section 6.1). In particular, our regularizer", + "type": "text" + }, + { + "bbox": [ + 325, + 701, + 345, + 712 + ], + "score": 0.91, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 346, + 700, + 402, + 713 + ], + "score": 1.0, + "content": "changes with", + "type": "text" + }, + { + "bbox": [ + 402, + 702, + 409, + 712 + ], + "score": 0.8, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 409, + 700, + 505, + 713 + ], + "score": 1.0, + "content": "and is only equal to the", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 114, + 711, + 310, + 724 + ], + "spans": [ + { + "bbox": [ + 114, + 711, + 279, + 724 + ], + "score": 1.0, + "content": "regularizer in Blanc et al. [3] in the limit", + "type": "text" + }, + { + "bbox": [ + 279, + 712, + 306, + 722 + ], + "score": 0.87, + "content": "\\eta 0", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 711, + 310, + 724 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 39.5 + } + ], + "page_idx": 5, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 742, + 309, + 750 + ], + "lines": [ + { + "bbox": [ + 302, + 741, + 310, + 752 + ], + "spans": [ + { + "bbox": [ + 302, + 741, + 310, + 752 + ], + "score": 1.0, + "content": "6", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 104, + 72, + 505, + 96 + ], + "lines": [ + { + "bbox": [ + 105, + 71, + 506, + 86 + ], + "spans": [ + { + "bbox": [ + 105, + 71, + 212, + 86 + ], + "score": 1.0, + "content": "Proposition 2. For any", + "type": "text" + }, + { + "bbox": [ + 212, + 73, + 238, + 83 + ], + "score": 0.88, + "content": "k \\geq 0", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 71, + 343, + 86 + ], + "score": 1.0, + "content": ", with probability at least", + "type": "text" + }, + { + "bbox": [ + 343, + 73, + 386, + 83 + ], + "score": 0.87, + "content": "1 - 2 d e ^ { - \\iota }", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 71, + 390, + 86 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 391, + 73, + 437, + 85 + ], + "score": 0.87, + "content": "\\| \\xi _ { k } \\| \\le \\mathcal { X }", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 71, + 506, + 86 + ], + "score": 1.0, + "content": ". In addition, as", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 82, + 451, + 97 + ], + "spans": [ + { + "bbox": [ + 106, + 84, + 138, + 94 + ], + "score": 0.85, + "content": "k \\to \\infty", + "type": "inline_equation" + }, + { + "bbox": [ + 139, + 82, + 142, + 97 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 142, + 83, + 260, + 96 + ], + "score": 0.92, + "content": "\\mathbb { E } [ \\xi _ { k } \\xi _ { k } ^ { T } ] \\lambda \\dot { \\Pi _ { G } } ( 2 - \\eta G ) ^ { - 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 82, + 288, + 97 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 288, + 84, + 303, + 95 + ], + "score": 0.88, + "content": "\\Pi _ { G }", + "type": "inline_equation" + }, + { + "bbox": [ + 304, + 82, + 438, + 97 + ], + "score": 1.0, + "content": "is the projection onto the span of", + "type": "text" + }, + { + "bbox": [ + 438, + 84, + 447, + 93 + ], + "score": 0.8, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 82, + 451, + 97 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5, + "bbox_fs": [ + 105, + 71, + 506, + 97 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 103, + 505, + 138 + ], + "lines": [ + { + "bbox": [ + 105, + 102, + 504, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 102, + 235, + 117 + ], + "score": 1.0, + "content": "We can now analyze the effect of", + "type": "text" + }, + { + "bbox": [ + 236, + 104, + 246, + 115 + ], + "score": 0.89, + "content": "\\xi _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 246, + 102, + 412, + 117 + ], + "score": 1.0, + "content": "on the second order Taylor expansion. Let", + "type": "text" + }, + { + "bbox": [ + 412, + 104, + 504, + 116 + ], + "score": 0.92, + "content": "r _ { k } = \\theta _ { k } - \\Phi _ { k } ( \\theta ^ { * } ) - \\xi _ { k }", + "type": "inline_equation" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 183, + 127 + ], + "score": 1.0, + "content": "be the deviation of", + "type": "text" + }, + { + "bbox": [ + 183, + 115, + 189, + 125 + ], + "score": 0.77, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 114, + 505, + 127 + ], + "score": 1.0, + "content": "from the regularized trajectory after removing the Ornstein Uhlenbeck process", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 126, + 330, + 138 + ], + "spans": [ + { + "bbox": [ + 106, + 126, + 113, + 137 + ], + "score": 0.76, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 113, + 126, + 220, + 138 + ], + "score": 1.0, + "content": ". Lemma 1 is equivalent to", + "type": "text" + }, + { + "bbox": [ + 220, + 126, + 327, + 138 + ], + "score": 0.93, + "content": "\\mathrm { P r } [ \\| r _ { \\tau } \\| \\geq \\mathcal { D } ] \\stackrel { . } { \\leq } 1 0 \\tau \\dot { d } e ^ { - \\iota }", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 126, + 330, + 138 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3, + "bbox_fs": [ + 105, + 102, + 505, + 138 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 141, + 505, + 208 + ], + "lines": [ + { + "bbox": [ + 105, + 141, + 506, + 155 + ], + "spans": [ + { + "bbox": [ + 105, + 141, + 234, + 155 + ], + "score": 1.0, + "content": "We will prove by induction that", + "type": "text" + }, + { + "bbox": [ + 235, + 141, + 277, + 154 + ], + "score": 0.92, + "content": "\\| r _ { k } \\| \\le \\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 277, + 141, + 304, + 155 + ], + "score": 1.0, + "content": "for all", + "type": "text" + }, + { + "bbox": [ + 304, + 142, + 328, + 153 + ], + "score": 0.91, + "content": "k \\leq t", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 141, + 426, + 155 + ], + "score": 1.0, + "content": "with probability at least", + "type": "text" + }, + { + "bbox": [ + 426, + 142, + 477, + 153 + ], + "score": 0.91, + "content": "1 - 1 0 t d e ^ { - \\iota }", + "type": "inline_equation" + }, + { + "bbox": [ + 477, + 141, + 506, + 155 + ], + "score": 1.0, + "content": "for all", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 153, + 506, + 165 + ], + "spans": [ + { + "bbox": [ + 106, + 153, + 130, + 164 + ], + "score": 0.88, + "content": "t \\leq \\tau", + "type": "inline_equation" + }, + { + "bbox": [ + 131, + 153, + 244, + 165 + ], + "score": 1.0, + "content": ". The base case follows from", + "type": "text" + }, + { + "bbox": [ + 244, + 154, + 272, + 164 + ], + "score": 0.89, + "content": "r _ { 0 } = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 272, + 153, + 390, + 165 + ], + "score": 1.0, + "content": "so assume the result for some", + "type": "text" + }, + { + "bbox": [ + 391, + 154, + 414, + 164 + ], + "score": 0.9, + "content": "t \\geq 0", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 153, + 506, + 165 + ], + "score": 1.0, + "content": ". The remainder of this", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 164, + 506, + 177 + ], + "spans": [ + { + "bbox": [ + 105, + 164, + 269, + 177 + ], + "score": 1.0, + "content": "section will be conditioned on the event", + "type": "text" + }, + { + "bbox": [ + 269, + 164, + 311, + 176 + ], + "score": 0.93, + "content": "\\| r _ { k } \\| \\le \\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 164, + 339, + 177 + ], + "score": 1.0, + "content": "for all", + "type": "text" + }, + { + "bbox": [ + 339, + 164, + 387, + 176 + ], + "score": 0.78, + "content": "k \\leq t . { \\cal O } ( \\cdot )", + "type": "inline_equation" + }, + { + "bbox": [ + 387, + 164, + 506, + 177 + ], + "score": 1.0, + "content": "notation will only be used to", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 174, + 505, + 187 + ], + "spans": [ + { + "bbox": [ + 105, + 174, + 299, + 187 + ], + "score": 1.0, + "content": "hide absolute constants that do not change with", + "type": "text" + }, + { + "bbox": [ + 300, + 177, + 305, + 185 + ], + "score": 0.76, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 305, + 174, + 505, + 187 + ], + "score": 1.0, + "content": "and will additionally not hide dependence on the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 185, + 506, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 185, + 178, + 199 + ], + "score": 1.0, + "content": "absolute constant", + "type": "text" + }, + { + "bbox": [ + 178, + 188, + 184, + 196 + ], + "score": 0.69, + "content": "c", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 185, + 506, + 199 + ], + "score": 1.0, + "content": ". The following proposition fills in the missing second order terms in the Taylor", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 196, + 217, + 210 + ], + "spans": [ + { + "bbox": [ + 106, + 196, + 179, + 210 + ], + "score": 1.0, + "content": "expansion around", + "type": "text" + }, + { + "bbox": [ + 180, + 197, + 190, + 207 + ], + "score": 0.85, + "content": "\\theta ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 196, + 202, + 210 + ], + "score": 1.0, + "content": "of", + "type": "text" + }, + { + "bbox": [ + 202, + 198, + 213, + 208 + ], + "score": 0.86, + "content": "r _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 196, + 217, + 210 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 7.5, + "bbox_fs": [ + 105, + 141, + 506, + 210 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 211, + 314, + 223 + ], + "lines": [ + { + "bbox": [ + 106, + 210, + 315, + 225 + ], + "spans": [ + { + "bbox": [ + 106, + 210, + 269, + 225 + ], + "score": 1.0, + "content": "Proposition 3. With probability at least", + "type": "text" + }, + { + "bbox": [ + 270, + 211, + 312, + 222 + ], + "score": 0.9, + "content": "1 - 2 d e ^ { - \\iota }", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 210, + 315, + 225 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11, + "bbox_fs": [ + 106, + 210, + 315, + 225 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 142, + 227, + 469, + 255 + ], + "lines": [ + { + "bbox": [ + 142, + 227, + 469, + 255 + ], + "spans": [ + { + "bbox": [ + 142, + 227, + 469, + 255 + ], + "score": 0.9, + "content": "r _ { k + 1 } = ( I - \\eta G ) r _ { k } - \\eta \\left[ \\frac { 1 } { 2 } \\nabla ^ { 3 } L ( \\xi _ { k } , \\xi _ { k } ) - \\lambda \\nabla R \\right] + m _ { k } + z _ { k } + \\tilde { O } \\left( c ^ { 5 / 2 } \\eta \\lambda ^ { 1 + \\delta } \\right)", + "type": "interline_equation", + "image_path": "dcc9a1b038f47b901909ee87ae1b4a1d003ce2ef73d43493918b93af0b9e6798.jpg" + } + ] + } + ], + "index": 12, + "virtual_lines": [ + { + "bbox": [ + 142, + 227, + 469, + 255 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 265, + 416, + 277 + ], + "lines": [ + { + "bbox": [ + 105, + 263, + 417, + 280 + ], + "spans": [ + { + "bbox": [ + 105, + 263, + 268, + 280 + ], + "score": 1.0, + "content": "The intuition for the implicit regularizer", + "type": "text" + }, + { + "bbox": [ + 268, + 266, + 290, + 278 + ], + "score": 0.92, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 263, + 417, + 280 + ], + "score": 1.0, + "content": "is that by Propositions 1 and 2,", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13, + "bbox_fs": [ + 105, + 263, + 417, + 280 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 204, + 282, + 406, + 298 + ], + "lines": [ + { + "bbox": [ + 204, + 282, + 406, + 298 + ], + "spans": [ + { + "bbox": [ + 204, + 282, + 406, + 298 + ], + "score": 0.88, + "content": "\\begin{array} { r } { \\mathbb { E } [ \\xi _ { k } \\xi _ { k } ^ { T } ] \\to \\Pi _ { G } \\lambda ( 2 - \\eta G ) ^ { - 1 } \\approx \\lambda ( 2 - \\eta \\nabla ^ { 2 } L ) ^ { - 1 } . } \\end{array}", + "type": "interline_equation", + "image_path": "5f9543cad5b99935043da3ba226cd3146af0df33c17ceb92a68f7c4e94db0fbe.jpg" + } + ] + } + ], + "index": 14, + "virtual_lines": [ + { + "bbox": [ + 204, + 282, + 406, + 298 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 302, + 298, + 314 + ], + "lines": [ + { + "bbox": [ + 106, + 301, + 300, + 316 + ], + "spans": [ + { + "bbox": [ + 106, + 301, + 300, + 316 + ], + "score": 1.0, + "content": "Therefore, when averaged over long timescales,", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 15, + "bbox_fs": [ + 106, + 301, + 300, + 316 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 318, + 506, + 347 + ], + "lines": [ + { + "bbox": [ + 111, + 318, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 111, + 318, + 506, + 347 + ], + "score": 0.9, + "content": "\\operatorname { \\mathbb { E } } [ \\nabla ^ { 3 } L ( \\xi _ { k } , \\xi _ { k } ) ] \\approx \\frac { \\lambda } { 2 } \\nabla ^ { 3 } L \\left[ ( 2 - \\eta \\nabla ^ { 2 } L ) ^ { - 1 } \\right] = \\lambda \\nabla \\left[ - \\frac { 1 } { 2 \\eta } \\operatorname { t r } \\log \\left( 1 - \\frac { \\eta } { 2 } \\nabla ^ { 2 } L ( \\theta ) \\right) \\right] \\bigg | _ { \\theta = \\theta ^ { * } } = \\lambda \\nabla R .", + "type": "interline_equation", + "image_path": "4fc808b6afb7c4582d912c0687db912d5f38cf09a2e953a68703703617d5278f.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 111, + 318, + 506, + 327.6666666666667 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 111, + 327.6666666666667, + 506, + 337.33333333333337 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 111, + 337.33333333333337, + 506, + 347.00000000000006 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 351, + 505, + 399 + ], + "lines": [ + { + "bbox": [ + 105, + 350, + 506, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 350, + 461, + 365 + ], + "score": 1.0, + "content": "The second equality follows from the more general equality that for any matrix function", + "type": "text" + }, + { + "bbox": [ + 462, + 352, + 470, + 361 + ], + "score": 0.8, + "content": "A", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 350, + 506, + 365 + ], + "score": 1.0, + "content": "and any", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 362, + 504, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 168, + 375 + ], + "score": 1.0, + "content": "scalar function", + "type": "text" + }, + { + "bbox": [ + 168, + 363, + 175, + 372 + ], + "score": 0.82, + "content": "h", + "type": "inline_equation" + }, + { + "bbox": [ + 175, + 362, + 351, + 375 + ], + "score": 1.0, + "content": "that acts independently on each eigenvalue,", + "type": "text" + }, + { + "bbox": [ + 351, + 362, + 504, + 374 + ], + "score": 0.9, + "content": "\\nabla ( \\mathrm { t r } h ( A ( \\theta ) ) ) = ( \\nabla A ( \\theta ) ) ( h ^ { \\prime } ( A ( \\theta ) ) )", + "type": "inline_equation" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 372, + 506, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 372, + 420, + 387 + ], + "score": 1.0, + "content": "which follows from the chain rule. The above equality is the special case when", + "type": "text" + }, + { + "bbox": [ + 420, + 374, + 487, + 385 + ], + "score": 0.91, + "content": "A ( \\theta ) = \\nabla ^ { 2 } L ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 372, + 506, + 387 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 381, + 337, + 403 + ], + "spans": [ + { + "bbox": [ + 106, + 384, + 209, + 399 + ], + "score": 0.93, + "content": "\\begin{array} { r } { h ( x ) = - \\frac { 1 } { \\eta } \\log { \\left( 1 - \\frac { \\eta } { 2 } x \\right) } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 210, + 381, + 274, + 403 + ], + "score": 1.0, + "content": ", which satisfies", + "type": "text" + }, + { + "bbox": [ + 274, + 384, + 332, + 399 + ], + "score": 0.94, + "content": "\\begin{array} { r } { h ^ { \\prime } ( x ) = \\frac { 1 } { 2 - \\eta x } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 332, + 381, + 337, + 403 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 20.5, + "bbox_fs": [ + 105, + 350, + 506, + 403 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 403, + 505, + 447 + ], + "lines": [ + { + "bbox": [ + 104, + 402, + 506, + 416 + ], + "spans": [ + { + "bbox": [ + 104, + 402, + 401, + 416 + ], + "score": 1.0, + "content": "The remaining details involve concentrating the mean zero error terms", + "type": "text" + }, + { + "bbox": [ + 401, + 406, + 430, + 415 + ], + "score": 0.89, + "content": "m _ { k } , z _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 402, + 506, + 416 + ], + "score": 1.0, + "content": "and showing that", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 412, + 506, + 428 + ], + "spans": [ + { + "bbox": [ + 106, + 414, + 140, + 426 + ], + "score": 0.92, + "content": "\\mathbb { E } [ \\xi _ { k } \\xi _ { k } ^ { T } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 141, + 412, + 506, + 428 + ], + "score": 1.0, + "content": "does concentrate in the directions with large eigenvalues and that the directions with small", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 425, + 505, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 425, + 505, + 437 + ], + "score": 1.0, + "content": "eigenvalues, in which the covariance does not concentrate, do not contribute much to the error. This", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 437, + 218, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 218, + 448 + ], + "score": 1.0, + "content": "yields the following bound:", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24.5, + "bbox_fs": [ + 104, + 402, + 506, + 448 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 451, + 421, + 470 + ], + "lines": [ + { + "bbox": [ + 97, + 446, + 420, + 479 + ], + "spans": [ + { + "bbox": [ + 97, + 446, + 269, + 479 + ], + "score": 1.0, + "content": "Proposition 4. With probability at least", + "type": "text" + }, + { + "bbox": [ + 269, + 453, + 316, + 466 + ], + "score": 0.79, + "content": "1 - 1 0 d e ^ { - \\iota }", + "type": "inline_equation" + }, + { + "bbox": [ + 317, + 446, + 320, + 479 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 321, + 450, + 420, + 471 + ], + "score": 0.78, + "content": "\\begin{array} { r } { \\| r _ { t + 1 } \\| = \\tilde { O } \\Big ( \\frac { \\lambda ^ { 1 / 2 + \\delta / 2 } } { \\sqrt { c } } \\Big ) . } \\end{array}", + "type": "inline_equation" + } + ], + "index": 27 + } + ], + "index": 27, + "bbox_fs": [ + 97, + 446, + 420, + 479 + ] + }, + { + "type": "text", + "bbox": [ + 105, + 479, + 505, + 503 + ], + "lines": [ + { + "bbox": [ + 104, + 478, + 506, + 493 + ], + "spans": [ + { + "bbox": [ + 104, + 478, + 409, + 493 + ], + "score": 1.0, + "content": "The proof of Proposition 4 can be found in Appendix B. Finally, because", + "type": "text" + }, + { + "bbox": [ + 410, + 478, + 502, + 492 + ], + "score": 0.92, + "content": "\\mathcal { D } = \\tilde { O } ( c ^ { 5 / 2 } \\lambda ^ { 1 / 2 + \\delta / 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 478, + 506, + 493 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 107, + 491, + 480, + 504 + ], + "spans": [ + { + "bbox": [ + 107, + 491, + 158, + 504 + ], + "score": 0.92, + "content": "\\| r _ { t + 1 } \\| \\leq \\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 491, + 242, + 504 + ], + "score": 1.0, + "content": "for sufficiently large", + "type": "text" + }, + { + "bbox": [ + 243, + 494, + 248, + 501 + ], + "score": 0.61, + "content": "c", + "type": "inline_equation" + }, + { + "bbox": [ + 249, + 491, + 480, + 504 + ], + "score": 1.0, + "content": ". This completes the induction and the proof of Lemma 1.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28.5, + "bbox_fs": [ + 104, + 478, + 506, + 504 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 513, + 506, + 547 + ], + "lines": [ + { + "bbox": [ + 106, + 514, + 505, + 527 + ], + "spans": [ + { + "bbox": [ + 106, + 514, + 434, + 527 + ], + "score": 1.0, + "content": "Comparison with Blanc et al. [3] Like Blanc et al. [3], Lemma 1 shows that", + "type": "text" + }, + { + "bbox": [ + 434, + 515, + 441, + 524 + ], + "score": 0.78, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 514, + 505, + 527 + ], + "score": 1.0, + "content": "locally follows", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 524, + 506, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 524, + 346, + 538 + ], + "score": 1.0, + "content": "the trajectory of gradient descent on an implicit regularizer", + "type": "text" + }, + { + "bbox": [ + 347, + 525, + 367, + 537 + ], + "score": 0.91, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 368, + 524, + 506, + 538 + ], + "score": 1.0, + "content": ". However, there are a few crucial", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 535, + 156, + 549 + ], + "spans": [ + { + "bbox": [ + 106, + 535, + 156, + 549 + ], + "score": 1.0, + "content": "differences:", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 31, + "bbox_fs": [ + 105, + 514, + 506, + 549 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 556, + 506, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 555, + 506, + 570 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 403, + 570 + ], + "score": 1.0, + "content": "• Because we do not assume we start near a global minimizer where", + "type": "text" + }, + { + "bbox": [ + 403, + 557, + 434, + 567 + ], + "score": 0.9, + "content": "L \\ = \\ 0", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 555, + 506, + 570 + ], + "score": 1.0, + "content": ", we couple to a", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 114, + 568, + 505, + 581 + ], + "spans": [ + { + "bbox": [ + 114, + 568, + 182, + 581 + ], + "score": 1.0, + "content": "regularized loss", + "type": "text" + }, + { + "bbox": [ + 183, + 568, + 241, + 579 + ], + "score": 0.93, + "content": "\\tilde { L } = L + \\lambda R", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 568, + 371, + 581 + ], + "score": 1.0, + "content": "rather than just the regularizer", + "type": "text" + }, + { + "bbox": [ + 371, + 569, + 392, + 581 + ], + "score": 0.91, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 568, + 505, + 581 + ], + "score": 1.0, + "content": ". In this setting there is an", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 114, + 579, + 505, + 592 + ], + "spans": [ + { + "bbox": [ + 114, + 579, + 505, + 592 + ], + "score": 1.0, + "content": "additional correction term to the Hessian (Proposition 1) that requires carefully controlling the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 114, + 591, + 447, + 604 + ], + "spans": [ + { + "bbox": [ + 114, + 591, + 447, + 604 + ], + "score": 1.0, + "content": "value of the loss across reference points to prove convergence to a stationary point.", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 107, + 604, + 506, + 618 + ], + "spans": [ + { + "bbox": [ + 107, + 604, + 281, + 618 + ], + "score": 1.0, + "content": "• The analysis in Blanc et al. [3] requires", + "type": "text" + }, + { + "bbox": [ + 281, + 608, + 298, + 617 + ], + "score": 0.84, + "content": "\\eta , \\tau", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 604, + 506, + 618 + ], + "score": 1.0, + "content": "to be chosen in terms of the condition number of", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 115, + 614, + 506, + 630 + ], + "spans": [ + { + "bbox": [ + 115, + 616, + 136, + 627 + ], + "score": 0.89, + "content": "\\nabla ^ { 2 } L", + "type": "inline_equation" + }, + { + "bbox": [ + 136, + 614, + 313, + 630 + ], + "score": 1.0, + "content": "which can quickly grow during training as", + "type": "text" + }, + { + "bbox": [ + 314, + 616, + 335, + 627 + ], + "score": 0.91, + "content": "\\nabla ^ { 2 } L", + "type": "inline_equation" + }, + { + "bbox": [ + 335, + 614, + 506, + 630 + ], + "score": 1.0, + "content": "is changing. This makes it impossible to", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 114, + 626, + 505, + 641 + ], + "spans": [ + { + "bbox": [ + 114, + 626, + 505, + 641 + ], + "score": 1.0, + "content": "directly repeat the argument. 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[3], we do not require the learning rate", + "type": "text" + }, + { + "bbox": [ + 372, + 669, + 379, + 679 + ], + "score": 0.81, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 666, + 505, + 680 + ], + "score": 1.0, + "content": "to be small. Instead, we only", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 113, + 677, + 506, + 691 + ], + "spans": [ + { + "bbox": [ + 113, + 677, + 163, + 691 + ], + "score": 1.0, + "content": "require that", + "type": "text" + }, + { + "bbox": [ + 163, + 678, + 170, + 688 + ], + "score": 0.78, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 677, + 217, + 691 + ], + "score": 1.0, + "content": "scales with", + "type": "text" + }, + { + "bbox": [ + 218, + 680, + 223, + 688 + ], + "score": 0.78, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 223, + 677, + 487, + 691 + ], + "score": 1.0, + "content": "which can be accomplished either by decreasing the learning rate", + "type": "text" + }, + { + "bbox": [ + 487, + 680, + 493, + 690 + ], + "score": 0.78, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 494, + 677, + 506, + 691 + ], + "score": 1.0, + "content": "or", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 114, + 689, + 505, + 702 + ], + "spans": [ + { + "bbox": [ + 114, + 689, + 213, + 702 + ], + "score": 1.0, + "content": "increasing the batch size", + "type": "text" + }, + { + "bbox": [ + 213, + 690, + 222, + 699 + ], + "score": 0.8, + "content": "B", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 689, + 488, + 702 + ], + "score": 1.0, + "content": ". This allows for stronger implicit regularization in the setting when", + "type": "text" + }, + { + "bbox": [ + 488, + 691, + 495, + 700 + ], + "score": 0.83, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 495, + 689, + 505, + 702 + ], + "score": 1.0, + "content": "is", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 114, + 700, + 505, + 713 + ], + "spans": [ + { + "bbox": [ + 114, + 700, + 325, + 713 + ], + "score": 1.0, + "content": "large (see Section 6.1). In particular, our regularizer", + "type": "text" + }, + { + "bbox": [ + 325, + 701, + 345, + 712 + ], + "score": 0.91, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 346, + 700, + 402, + 713 + ], + "score": 1.0, + "content": "changes with", + "type": "text" + }, + { + "bbox": [ + 402, + 702, + 409, + 712 + ], + "score": 0.8, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 409, + 700, + 505, + 713 + ], + "score": 1.0, + "content": "and is only equal to the", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 114, + 711, + 310, + 724 + ], + "spans": [ + { + "bbox": [ + 114, + 711, + 279, + 724 + ], + "score": 1.0, + "content": "regularizer in Blanc et al. [3] in the limit", + "type": "text" + }, + { + "bbox": [ + 279, + 712, + 306, + 722 + ], + "score": 0.87, + "content": "\\eta 0", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 711, + 310, + 724 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 39.5, + "bbox_fs": [ + 105, + 555, + 506, + 724 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 72, + 217, + 84 + ], + "lines": [ + { + "bbox": [ + 105, + 70, + 218, + 87 + ], + "spans": [ + { + "bbox": [ + 105, + 70, + 218, + 87 + ], + "score": 1.0, + "content": "3.2 Global Convergence", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 92, + 506, + 141 + ], + "lines": [ + { + "bbox": [ + 104, + 92, + 506, + 108 + ], + "spans": [ + { + "bbox": [ + 104, + 93, + 255, + 108 + ], + "score": 1.0, + "content": "In order to prove convergence to an", + "type": "text" + }, + { + "bbox": [ + 255, + 94, + 278, + 106 + ], + "score": 0.91, + "content": "( \\epsilon , \\gamma )", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 93, + 358, + 108 + ], + "score": 1.0, + "content": "-stationary point of", + "type": "text" + }, + { + "bbox": [ + 359, + 92, + 381, + 108 + ], + "score": 0.93, + "content": "\\begin{array} { r l } { { \\frac { 1 } { \\eta } \\nabla \\tilde { L } } } & { { } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 381, + 93, + 506, + 108 + ], + "score": 1.0, + "content": ", we will define a sequence of", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 104, + 105, + 506, + 122 + ], + "spans": [ + { + "bbox": [ + 104, + 105, + 173, + 122 + ], + "score": 1.0, + "content": "reference points", + "type": "text" + }, + { + "bbox": [ + 173, + 108, + 186, + 119 + ], + "score": 0.89, + "content": "\\theta _ { m } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 187, + 105, + 267, + 122 + ], + "score": 1.0, + "content": "and coupling times", + "type": "text" + }, + { + "bbox": [ + 267, + 107, + 290, + 119 + ], + "score": 0.92, + "content": "\\{ \\tau _ { m } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 105, + 506, + 122 + ], + "score": 1.0, + "content": "and repeatedly use a version of Lemma 1 to describe", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 117, + 507, + 131 + ], + "spans": [ + { + "bbox": [ + 105, + 117, + 214, + 131 + ], + "score": 1.0, + "content": "the long term behavior of", + "type": "text" + }, + { + "bbox": [ + 214, + 119, + 220, + 128 + ], + "score": 0.81, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 117, + 479, + 131 + ], + "score": 1.0, + "content": ". 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To accomplish this, we define", + "type": "text" + }, + { + "bbox": [ + 428, + 168, + 434, + 179 + ], + "score": 0.84, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 167, + 505, + 180 + ], + "score": 1.0, + "content": "outside the scope", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 178, + 224, + 191 + ], + "spans": [ + { + "bbox": [ + 105, + 178, + 224, + 191 + ], + "score": 1.0, + "content": "of the local coupling lemma:", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6.5 + }, + { + "type": "text", + "bbox": [ + 105, + 192, + 504, + 216 + ], + "lines": [ + { + "bbox": [ + 104, + 191, + 506, + 208 + ], + "spans": [ + { + "bbox": [ + 104, + 191, + 308, + 208 + ], + "score": 1.0, + "content": "Definition 3. Given a sequence of reference points", + "type": "text" + }, + { + "bbox": [ + 309, + 193, + 331, + 205 + ], + "score": 0.91, + "content": "\\{ \\theta _ { m } ^ { * } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 332, + 191, + 465, + 208 + ], + "score": 1.0, + "content": "and a sequence of coupling times", + "type": "text" + }, + { + "bbox": [ + 465, + 193, + 487, + 205 + ], + "score": 0.92, + "content": "\\{ \\tau _ { m } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 488, + 191, + 506, + 208 + ], + "score": 1.0, + "content": ", we", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 202, + 367, + 218 + ], + "spans": [ + { + "bbox": [ + 105, + 202, + 213, + 218 + ], + "score": 1.0, + "content": "define the random process", + "type": "text" + }, + { + "bbox": [ + 213, + 204, + 219, + 216 + ], + "score": 0.77, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 220, + 202, + 232, + 218 + ], + "score": 1.0, + "content": "by", + "type": "text" + }, + { + "bbox": [ + 232, + 204, + 261, + 216 + ], + "score": 0.91, + "content": "\\xi _ { 0 } = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 202, + 296, + 218 + ], + "score": 1.0, + "content": ", and for", + "type": "text" + }, + { + "bbox": [ + 296, + 204, + 362, + 216 + ], + "score": 0.92, + "content": "k \\in [ T _ { m } , T _ { m + 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 202, + 367, + 218 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9.5 + }, + { + "type": "interline_equation", + "bbox": [ + 159, + 220, + 451, + 250 + ], + "lines": [ + { + "bbox": [ + 159, + 220, + 451, + 250 + ], + "spans": [ + { + "bbox": [ + 159, + 220, + 451, + 250 + ], + "score": 0.94, + "content": "\\epsilon _ { k } ^ { * } = \\frac { \\eta } { B } \\sum _ { i \\in \\mathcal { B } ^ { ( k ) } } \\epsilon _ { i } ^ { ( k ) } \\nabla f _ { i } ( \\theta _ { m } ^ { * } ) \\qquad a n d \\qquad \\xi _ { k + 1 } = ( I - \\eta G ( \\theta _ { m } ^ { * } ) ) \\xi _ { k } + \\epsilon _ { k } ^ { * } .", + "type": "interline_equation", + "image_path": "00dff8d36323696bd7e575050c872df6546b8da18a47b77200eb05191fdccd18.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 159, + 220, + 451, + 250 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 259, + 364, + 272 + ], + "lines": [ + { + "bbox": [ + 105, + 258, + 365, + 273 + ], + "spans": [ + { + "bbox": [ + 105, + 258, + 365, + 273 + ], + "score": 1.0, + "content": "Then we can prove the following more general coupling lemma:", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 106, + 274, + 506, + 321 + ], + "lines": [ + { + "bbox": [ + 105, + 273, + 504, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 273, + 169, + 288 + ], + "score": 1.0, + "content": "Lemma 2. Let", + "type": "text" + }, + { + "bbox": [ + 170, + 274, + 242, + 286 + ], + "score": 0.92, + "content": "\\mathcal { X } , \\mathcal { L } , \\mathcal { D } , \\mathcal { M } , \\mathcal { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 273, + 339, + 288 + ], + "score": 1.0, + "content": "be defined as in Lemma", + "type": "text" + }, + { + "bbox": [ + 339, + 276, + 344, + 285 + ], + "score": 0.54, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 345, + 273, + 382, + 288 + ], + "score": 1.0, + "content": ". Assume", + "type": "text" + }, + { + "bbox": [ + 382, + 275, + 389, + 286 + ], + "score": 0.84, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 389, + 273, + 473, + 288 + ], + "score": 1.0, + "content": "satisfies Assumption", + "type": "text" + }, + { + "bbox": [ + 473, + 276, + 478, + 285 + ], + "score": 0.48, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 273, + 497, + 288 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 497, + 277, + 504, + 286 + ], + "score": 0.75, + "content": "\\eta", + "type": "inline_equation" + } + ], + "index": 13 + }, + { + "bbox": [ + 104, + 284, + 507, + 300 + ], + "spans": [ + { + "bbox": [ + 104, + 284, + 212, + 300 + ], + "score": 1.0, + "content": "satisfies Assumption 2. Let", + "type": "text" + }, + { + "bbox": [ + 212, + 286, + 305, + 297 + ], + "score": 0.9, + "content": "\\Delta _ { m } = \\theta _ { T _ { m } } - \\xi _ { T _ { m } } - \\theta _ { m } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 284, + 372, + 300 + ], + "score": 1.0, + "content": "and assume that", + "type": "text" + }, + { + "bbox": [ + 372, + 286, + 421, + 297 + ], + "score": 0.85, + "content": "\\| \\Delta _ { m } \\| \\leq \\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 421, + 284, + 439, + 300 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 439, + 286, + 490, + 297 + ], + "score": 0.87, + "content": "L ( \\theta _ { m } ^ { * } ) \\leq \\mathcal { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 491, + 284, + 507, + 300 + ], + "score": 1.0, + "content": "for", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 295, + 505, + 310 + ], + "spans": [ + { + "bbox": [ + 104, + 295, + 129, + 310 + ], + "score": 1.0, + "content": "some", + "type": "text" + }, + { + "bbox": [ + 129, + 297, + 181, + 309 + ], + "score": 0.92, + "content": "0 < \\delta \\le 1 / 2", + "type": "inline_equation" + }, + { + "bbox": [ + 181, + 295, + 237, + 310 + ], + "score": 1.0, + "content": ". Then for any", + "type": "text" + }, + { + "bbox": [ + 237, + 298, + 274, + 308 + ], + "score": 0.89, + "content": "\\tau _ { m } \\leq \\mathcal { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 274, + 295, + 313, + 310 + ], + "score": 1.0, + "content": "satisfying", + "type": "text" + }, + { + "bbox": [ + 313, + 297, + 505, + 309 + ], + "score": 0.69, + "content": "\\begin{array} { r l } { \\operatorname* { m a x } _ { k \\in [ T _ { m } , T _ { m + 1 } ) } \\left. \\Phi _ { k - T _ { m } } ( \\theta _ { m } ^ { * } + \\Delta _ { m } ) - \\theta _ { m } ^ { * } \\right. \\le } & { { } \\quad } \\end{array}", + "type": "inline_equation" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 307, + 482, + 323 + ], + "spans": [ + { + "bbox": [ + 106, + 309, + 124, + 320 + ], + "score": 0.83, + "content": "8 \\mathcal { M }", + "type": "inline_equation" + }, + { + "bbox": [ + 125, + 307, + 226, + 323 + ], + "score": 1.0, + "content": ", with probability at least", + "type": "text" + }, + { + "bbox": [ + 227, + 309, + 286, + 320 + ], + "score": 0.91, + "content": "1 - 1 0 d \\tau _ { m } e ^ { - \\iota }", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 307, + 412, + 323 + ], + "score": 1.0, + "content": "we have simultaneously for all", + "type": "text" + }, + { + "bbox": [ + 412, + 309, + 478, + 321 + ], + "score": 0.91, + "content": "k \\in ( T _ { m } , T _ { m + 1 } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 478, + 307, + 482, + 323 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 14.5 + }, + { + "type": "interline_equation", + "bbox": [ + 143, + 325, + 468, + 340 + ], + "lines": [ + { + "bbox": [ + 143, + 325, + 468, + 340 + ], + "spans": [ + { + "bbox": [ + 143, + 325, + 468, + 340 + ], + "score": 0.85, + "content": "\\begin{array} { r } { \\| \\theta _ { k } - \\xi _ { k } - \\Phi _ { k - T _ { m } } ( \\theta _ { m } ^ { * } + \\Delta _ { m } ) \\| \\le \\mathcal { D } , \\quad \\quad \\mathbb { E } [ \\xi _ { k } ] = 0 , \\quad \\quad a n d \\quad \\quad \\| \\xi _ { k } \\| \\le \\mathcal { X } . } \\end{array}", + "type": "interline_equation", + "image_path": "11c70eb7db91b9581f7285a27aae69e1e5eb58b59f6bf96445d251df5e27cc53.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 143, + 325, + 468, + 340 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 350, + 504, + 373 + ], + "lines": [ + { + "bbox": [ + 105, + 348, + 506, + 366 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 383, + 366 + ], + "score": 1.0, + "content": "Unlike in Lemma 1, we couple to the regularized trajectory starting at", + "type": "text" + }, + { + "bbox": [ + 383, + 351, + 424, + 362 + ], + "score": 0.92, + "content": "\\theta _ { m } ^ { * } + \\Delta _ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 425, + 348, + 480, + 366 + ], + "score": 1.0, + "content": "rather than at", + "type": "text" + }, + { + "bbox": [ + 480, + 351, + 493, + 362 + ], + "score": 0.91, + "content": "\\theta _ { m } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 494, + 348, + 506, + 366 + ], + "score": 1.0, + "content": "to", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 361, + 485, + 373 + ], + "spans": [ + { + "bbox": [ + 105, + 361, + 485, + 373 + ], + "score": 1.0, + "content": "avoid accumulating errors (see Figure 2). The proof is otherwise identical to that of Lemma 1.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5 + }, + { + "type": "text", + "bbox": [ + 105, + 377, + 504, + 402 + ], + "lines": [ + { + "bbox": [ + 106, + 377, + 505, + 390 + ], + "spans": [ + { + "bbox": [ + 106, + 377, + 505, + 390 + ], + "score": 1.0, + "content": "The proof of Theorem 1 easily follows from the following lemma which states that we decrease the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 388, + 321, + 404 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 172, + 404 + ], + "score": 1.0, + "content": "regularized loss", + "type": "text" + }, + { + "bbox": [ + 172, + 388, + 180, + 400 + ], + "score": 0.85, + "content": "\\tilde { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 180, + 388, + 223, + 404 + ], + "score": 1.0, + "content": "by at least", + "type": "text" + }, + { + "bbox": [ + 224, + 390, + 235, + 400 + ], + "score": 0.86, + "content": "\\mathcal { F }", + "type": "inline_equation" + }, + { + "bbox": [ + 236, + 388, + 321, + 404 + ], + "score": 1.0, + "content": "after every coupling:", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20.5 + }, + { + "type": "text", + "bbox": [ + 106, + 405, + 506, + 433 + ], + "lines": [ + { + "bbox": [ + 105, + 402, + 502, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 402, + 169, + 423 + ], + "score": 1.0, + "content": "Lemma 3. Let", + "type": "text" + }, + { + "bbox": [ + 170, + 405, + 213, + 421 + ], + "score": 0.92, + "content": "\\begin{array} { r } { \\mathcal { F } = \\frac { { \\mathcal { D } } ^ { 2 } } { \\eta \\nu \\mathcal { T } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 402, + 233, + 423 + ], + "score": 1.0, + "content": ". Let", + "type": "text" + }, + { + "bbox": [ + 234, + 407, + 333, + 420 + ], + "score": 0.92, + "content": "\\Delta _ { m } = \\theta _ { T _ { m } } - \\xi _ { T _ { m } } - \\theta _ { m } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 402, + 383, + 423 + ], + "score": 1.0, + "content": "and assume", + "type": "text" + }, + { + "bbox": [ + 384, + 407, + 433, + 420 + ], + "score": 0.92, + "content": "\\| \\Delta _ { m } \\| \\leq \\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 433, + 402, + 451, + 423 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 451, + 407, + 502, + 420 + ], + "score": 0.92, + "content": "L ( \\theta _ { m } ^ { * } ) \\leq \\mathcal { L }", + "type": "inline_equation" + } + ], + "index": 22 + }, + { + "bbox": [ + 104, + 418, + 481, + 434 + ], + "spans": [ + { + "bbox": [ + 104, + 418, + 136, + 434 + ], + "score": 1.0, + "content": "Then if", + "type": "text" + }, + { + "bbox": [ + 137, + 421, + 154, + 433 + ], + "score": 0.86, + "content": "\\theta _ { T _ { m } }", + "type": "inline_equation" + }, + { + "bbox": [ + 154, + 418, + 192, + 434 + ], + "score": 1.0, + "content": "is not an", + "type": "text" + }, + { + "bbox": [ + 193, + 421, + 215, + 433 + ], + "score": 0.89, + "content": "( \\epsilon , \\gamma )", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 418, + 356, + 434 + ], + "score": 1.0, + "content": "-stationary point, there exists some", + "type": "text" + }, + { + "bbox": [ + 356, + 421, + 392, + 432 + ], + "score": 0.92, + "content": "\\tau _ { m } < \\mathcal { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 418, + 481, + 434 + ], + "score": 1.0, + "content": "such that if we define", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22.5 + }, + { + "type": "interline_equation", + "bbox": [ + 157, + 437, + 453, + 452 + ], + "lines": [ + { + "bbox": [ + 157, + 437, + 453, + 452 + ], + "spans": [ + { + "bbox": [ + 157, + 437, + 453, + 452 + ], + "score": 0.87, + "content": "\\begin{array} { r } { \\theta _ { m + 1 } ^ { * } = \\Phi _ { \\tau _ { n } } \\bigl ( \\theta _ { m } ^ { * } + \\Delta _ { m } \\bigr ) \\qquad a n d \\qquad \\Delta _ { m + 1 } = \\theta _ { T _ { m + 1 } } - \\xi _ { T _ { m + 1 } } - \\theta _ { m + 1 } ^ { * } , } \\end{array}", + "type": "interline_equation", + "image_path": "6315141027c06c75941d2685c22f8475b180cda19f6cd5c1a7dc5e34c7a2dc37.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 157, + 437, + 453, + 452 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 457, + 254, + 469 + ], + "lines": [ + { + "bbox": [ + 105, + 455, + 251, + 472 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 192, + 472 + ], + "score": 1.0, + "content": "then with probability", + "type": "text" + }, + { + "bbox": [ + 192, + 457, + 251, + 469 + ], + "score": 0.91, + "content": "1 - 1 0 d \\tau _ { m } e ^ { - \\iota }", + "type": "inline_equation" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "interline_equation", + "bbox": [ + 154, + 474, + 457, + 490 + ], + "lines": [ + { + "bbox": [ + 154, + 474, + 457, + 490 + ], + "spans": [ + { + "bbox": [ + 154, + 474, + 457, + 490 + ], + "score": 0.84, + "content": "\\begin{array} { r } { \\tilde { L } ( \\theta _ { m + 1 } ^ { * } ) \\leq L ( \\theta _ { m } ^ { * } ) - \\mathcal { F } , \\qquad \\| \\Delta _ { m + 1 } \\| \\leq \\mathcal { D } \\qquad a n d \\qquad L ( \\theta _ { m + 1 } ^ { * } ) \\leq \\mathcal { L } . } \\end{array}", + "type": "interline_equation", + "image_path": "c6d37df43555048bad822a1aaa88308201f7f37048304e713512b466fac76396.jpg" + } + ] + } + ], + "index": 26, + "virtual_lines": [ + { + "bbox": [ + 154, + 474, + 457, + 490 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 500, + 504, + 522 + ], + "lines": [ + { + "bbox": [ + 105, + 498, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 505, + 513 + ], + "score": 1.0, + "content": "We defer the proofs of Lemma 2 and Lemma 3 to Appendix B. Theorem 1 now follows directly from", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 511, + 248, + 523 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 248, + 523 + ], + "score": 1.0, + "content": "repeated applications of Lemma 3:", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 27.5 + }, + { + "type": "text", + "bbox": [ + 106, + 533, + 506, + 606 + ], + "lines": [ + { + "bbox": [ + 105, + 533, + 507, + 548 + ], + "spans": [ + { + "bbox": [ + 105, + 533, + 179, + 548 + ], + "score": 1.0, + "content": "Proof of Theorem", + "type": "text" + }, + { + "bbox": [ + 180, + 535, + 185, + 544 + ], + "score": 0.29, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 533, + 322, + 548 + ], + "score": 1.0, + "content": ". By assumption there exists some", + "type": "text" + }, + { + "bbox": [ + 322, + 535, + 333, + 546 + ], + "score": 0.9, + "content": "\\theta _ { 0 } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 533, + 372, + 548 + ], + "score": 1.0, + "content": "such that", + "type": "text" + }, + { + "bbox": [ + 372, + 534, + 421, + 546 + ], + "score": 0.92, + "content": "L ( \\theta _ { 0 } ^ { * } ) \\leq \\mathcal { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 422, + 533, + 439, + 548 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 440, + 534, + 503, + 546 + ], + "score": 0.92, + "content": "\\lVert { \\boldsymbol { \\theta } } _ { 0 } - { \\boldsymbol { \\theta } } _ { 0 } ^ { * } \\rVert \\leq \\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 533, + 507, + 548 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 544, + 506, + 558 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 175, + 558 + ], + "score": 1.0, + "content": "Then so long as", + "type": "text" + }, + { + "bbox": [ + 176, + 545, + 193, + 557 + ], + "score": 0.91, + "content": "\\theta _ { T _ { m } }", + "type": "inline_equation" + }, + { + "bbox": [ + 193, + 544, + 235, + 558 + ], + "score": 1.0, + "content": "is not an", + "type": "text" + }, + { + "bbox": [ + 235, + 545, + 257, + 556 + ], + "score": 0.91, + "content": "( \\epsilon , \\gamma )", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 544, + 506, + 558 + ], + "score": 1.0, + "content": "-stationary point, we can inductively apply Lemma 3 to get", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 555, + 506, + 570 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 239, + 570 + ], + "score": 1.0, + "content": "the existence of coupling times", + "type": "text" + }, + { + "bbox": [ + 239, + 556, + 262, + 568 + ], + "score": 0.91, + "content": "\\{ \\tau _ { m } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 262, + 555, + 351, + 570 + ], + "score": 1.0, + "content": "and reference points", + "type": "text" + }, + { + "bbox": [ + 351, + 556, + 374, + 568 + ], + "score": 0.92, + "content": "\\{ \\theta _ { m } ^ { * } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 374, + 555, + 449, + 570 + ], + "score": 1.0, + "content": "such that for any", + "type": "text" + }, + { + "bbox": [ + 449, + 556, + 480, + 567 + ], + "score": 0.89, + "content": "m \\geq 0", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 555, + 506, + 570 + ], + "score": 1.0, + "content": ", with", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 567, + 506, + 582 + ], + "spans": [ + { + "bbox": [ + 104, + 567, + 154, + 582 + ], + "score": 1.0, + "content": "probability", + "type": "text" + }, + { + "bbox": [ + 155, + 568, + 217, + 580 + ], + "score": 0.92, + "content": "1 - 1 0 d T _ { m } e ^ { - \\iota }", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 567, + 257, + 582 + ], + "score": 1.0, + "content": "we have", + "type": "text" + }, + { + "bbox": [ + 257, + 567, + 357, + 581 + ], + "score": 0.94, + "content": "\\tilde { L } ( \\theta _ { m } ^ { * } ) \\leq \\tilde { L } ( \\theta _ { 0 } ^ { * } ) - m \\mathcal { \\bar { F } }", + "type": "inline_equation" + }, + { + "bbox": [ + 358, + 567, + 379, + 582 + ], + "score": 1.0, + "content": ". As", + "type": "text" + }, + { + "bbox": [ + 379, + 567, + 483, + 580 + ], + "score": 0.91, + "content": "\\tilde { L } ( \\theta _ { 0 } ^ { * } ) - \\tilde { L } ( \\theta _ { m } ^ { * } ) = O ( \\lambda )", + "type": "inline_equation" + }, + { + "bbox": [ + 483, + 567, + 506, + 582 + ], + "score": 1.0, + "content": ", this", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 104, + 579, + 502, + 596 + ], + "spans": [ + { + "bbox": [ + 104, + 579, + 203, + 596 + ], + "score": 1.0, + "content": "can happen for at most", + "type": "text" + }, + { + "bbox": [ + 203, + 580, + 255, + 595 + ], + "score": 0.92, + "content": "\\begin{array} { r } { m = O \\left( \\frac { \\lambda } { \\mathcal { F } } \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 255, + 579, + 372, + 596 + ], + "score": 1.0, + "content": "reference points, so at most", + "type": "text" + }, + { + "bbox": [ + 373, + 581, + 502, + 594 + ], + "score": 0.91, + "content": "\\begin{array} { r } { T = O \\left( \\frac { \\lambda \\mathcal { T } } { \\mathcal { F } } \\right) = \\tilde { O } \\left( \\eta ^ { - 1 } \\lambda ^ { - 1 - \\delta } \\right) } \\end{array}", + "type": "inline_equation" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 593, + 506, + 606 + ], + "spans": [ + { + "bbox": [ + 105, + 593, + 274, + 606 + ], + "score": 1.0, + "content": "iterations of Algorithm 1. By the choice of", + "type": "text" + }, + { + "bbox": [ + 275, + 596, + 279, + 604 + ], + "score": 0.74, + "content": "\\iota", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 593, + 397, + 606 + ], + "score": 1.0, + "content": ", this happens with probability", + "type": "text" + }, + { + "bbox": [ + 398, + 594, + 483, + 605 + ], + "score": 0.89, + "content": "1 - 1 0 d T e ^ { - \\iota } \\geq 1 - \\zeta", + "type": "inline_equation" + }, + { + "bbox": [ + 483, + 593, + 506, + 606 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 31.5 + }, + { + "type": "title", + "bbox": [ + 107, + 620, + 191, + 634 + ], + "lines": [ + { + "bbox": [ + 104, + 618, + 193, + 637 + ], + "spans": [ + { + "bbox": [ + 104, + 618, + 193, + 637 + ], + "score": 1.0, + "content": "4 Experiments", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 35 + }, + { + "type": "text", + "bbox": [ + 106, + 644, + 505, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 645, + 505, + 658 + ], + "spans": [ + { + "bbox": [ + 105, + 645, + 505, + 658 + ], + "score": 1.0, + "content": "In order to test the ability of SGD with label noise to escape poor global minimizers and converge", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 657, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 106, + 657, + 505, + 668 + ], + "score": 1.0, + "content": "to better minimizers, we initialize Algorithm 1 at global minimizers of the training loss which", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 667, + 505, + 680 + ], + "spans": [ + { + "bbox": [ + 106, + 667, + 139, + 680 + ], + "score": 1.0, + "content": "achieve", + "type": "text" + }, + { + "bbox": [ + 139, + 667, + 164, + 678 + ], + "score": 0.88, + "content": "1 0 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 164, + 667, + 505, + 680 + ], + "score": 1.0, + "content": "training accuracy yet generalize poorly to the test set. Minibatch SGD would remain", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 678, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 106, + 678, + 505, + 690 + ], + "score": 1.0, + "content": "fixed at these initializations because both the gradient and the noise in minibatch SGD vanish at", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 688, + 506, + 702 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 506, + 702 + ], + "score": 1.0, + "content": "any global minimizer of the training loss. We show that SGD with label noise escapes these poor", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 699, + 507, + 713 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 507, + 713 + ], + "score": 1.0, + "content": "initializations and converges to flatter minimizers that generalize well, which supports Theorem 1.", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 711, + 285, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 711, + 285, + 722 + ], + "score": 1.0, + "content": "We run experiments with two initializations:", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 39 + } + ], + "page_idx": 6, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 741, + 308, + 750 + ], + "lines": [ + { + "bbox": [ + 302, + 741, + 309, + 752 + ], + "spans": [ + { + "bbox": [ + 302, + 741, + 309, + 752 + ], + "score": 1.0, + "content": "7", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 72, + 217, + 84 + ], + "lines": [ + { + "bbox": [ + 105, + 70, + 218, + 87 + ], + "spans": [ + { + "bbox": [ + 105, + 70, + 218, + 87 + ], + "score": 1.0, + "content": "3.2 Global Convergence", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 92, + 506, + 141 + ], + "lines": [ + { + "bbox": [ + 104, + 92, + 506, + 108 + ], + "spans": [ + { + "bbox": [ + 104, + 93, + 255, + 108 + ], + "score": 1.0, + "content": "In order to prove convergence to an", + "type": "text" + }, + { + "bbox": [ + 255, + 94, + 278, + 106 + ], + "score": 0.91, + "content": "( \\epsilon , \\gamma )", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 93, + 358, + 108 + ], + "score": 1.0, + "content": "-stationary point of", + "type": "text" + }, + { + "bbox": [ + 359, + 92, + 381, + 108 + ], + "score": 0.93, + "content": "\\begin{array} { r l } { { \\frac { 1 } { \\eta } \\nabla \\tilde { L } } } & { { } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 381, + 93, + 506, + 108 + ], + "score": 1.0, + "content": ", we will define a sequence of", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 104, + 105, + 506, + 122 + ], + "spans": [ + { + "bbox": [ + 104, + 105, + 173, + 122 + ], + "score": 1.0, + "content": "reference points", + "type": "text" + }, + { + "bbox": [ + 173, + 108, + 186, + 119 + ], + "score": 0.89, + "content": "\\theta _ { m } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 187, + 105, + 267, + 122 + ], + "score": 1.0, + "content": "and coupling times", + "type": "text" + }, + { + "bbox": [ + 267, + 107, + 290, + 119 + ], + "score": 0.92, + "content": "\\{ \\tau _ { m } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 105, + 506, + 122 + ], + "score": 1.0, + "content": "and repeatedly use a version of Lemma 1 to describe", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 117, + 507, + 131 + ], + "spans": [ + { + "bbox": [ + 105, + 117, + 214, + 131 + ], + "score": 1.0, + "content": "the long term behavior of", + "type": "text" + }, + { + "bbox": [ + 214, + 119, + 220, + 128 + ], + "score": 0.81, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 117, + 479, + 131 + ], + "score": 1.0, + "content": ". For notational simplicity, given a sequence of coupling times", + "type": "text" + }, + { + "bbox": [ + 479, + 118, + 502, + 130 + ], + "score": 0.9, + "content": "\\{ \\tau _ { m } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 117, + 507, + 131 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 104, + 126, + 502, + 145 + ], + "spans": [ + { + "bbox": [ + 104, + 126, + 133, + 145 + ], + "score": 1.0, + "content": "define", + "type": "text" + }, + { + "bbox": [ + 133, + 129, + 200, + 142 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\bar { T } _ { m } = \\sum _ { k < m } \\tau _ { k } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 126, + 489, + 145 + ], + "score": 1.0, + "content": "to be the total number of steps until we have reached the reference point", + "type": "text" + }, + { + "bbox": [ + 490, + 130, + 502, + 141 + ], + "score": 0.89, + "content": "\\theta _ { m } ^ { * }", + "type": "inline_equation" + } + ], + "index": 4 + } + ], + "index": 2.5, + "bbox_fs": [ + 104, + 92, + 507, + 145 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 145, + 505, + 190 + ], + "lines": [ + { + "bbox": [ + 105, + 145, + 505, + 158 + ], + "spans": [ + { + "bbox": [ + 105, + 145, + 505, + 158 + ], + "score": 1.0, + "content": "To be able to repeat the local analysis in Lemma 1 with multiple reference points, we need a more", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 156, + 506, + 168 + ], + "spans": [ + { + "bbox": [ + 105, + 156, + 326, + 168 + ], + "score": 1.0, + "content": "general coupling lemma that allows the random process", + "type": "text" + }, + { + "bbox": [ + 327, + 157, + 333, + 168 + ], + "score": 0.84, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 156, + 506, + 168 + ], + "score": 1.0, + "content": "defined in each coupling to continue where", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 167, + 505, + 180 + ], + "spans": [ + { + "bbox": [ + 105, + 167, + 428, + 180 + ], + "score": 1.0, + "content": "the random process in the previous coupling ended. To accomplish this, we define", + "type": "text" + }, + { + "bbox": [ + 428, + 168, + 434, + 179 + ], + "score": 0.84, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 167, + 505, + 180 + ], + "score": 1.0, + "content": "outside the scope", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 178, + 224, + 191 + ], + "spans": [ + { + "bbox": [ + 105, + 178, + 224, + 191 + ], + "score": 1.0, + "content": "of the local coupling lemma:", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6.5, + "bbox_fs": [ + 105, + 145, + 506, + 191 + ] + }, + { + "type": "text", + "bbox": [ + 105, + 192, + 504, + 216 + ], + "lines": [ + { + "bbox": [ + 104, + 191, + 506, + 208 + ], + "spans": [ + { + "bbox": [ + 104, + 191, + 308, + 208 + ], + "score": 1.0, + "content": "Definition 3. Given a sequence of reference points", + "type": "text" + }, + { + "bbox": [ + 309, + 193, + 331, + 205 + ], + "score": 0.91, + "content": "\\{ \\theta _ { m } ^ { * } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 332, + 191, + 465, + 208 + ], + "score": 1.0, + "content": "and a sequence of coupling times", + "type": "text" + }, + { + "bbox": [ + 465, + 193, + 487, + 205 + ], + "score": 0.92, + "content": "\\{ \\tau _ { m } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 488, + 191, + 506, + 208 + ], + "score": 1.0, + "content": ", we", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 202, + 367, + 218 + ], + "spans": [ + { + "bbox": [ + 105, + 202, + 213, + 218 + ], + "score": 1.0, + "content": "define the random process", + "type": "text" + }, + { + "bbox": [ + 213, + 204, + 219, + 216 + ], + "score": 0.77, + "content": "\\xi", + "type": "inline_equation" + }, + { + "bbox": [ + 220, + 202, + 232, + 218 + ], + "score": 1.0, + "content": "by", + "type": "text" + }, + { + "bbox": [ + 232, + 204, + 261, + 216 + ], + "score": 0.91, + "content": "\\xi _ { 0 } = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 202, + 296, + 218 + ], + "score": 1.0, + "content": ", and for", + "type": "text" + }, + { + "bbox": [ + 296, + 204, + 362, + 216 + ], + "score": 0.92, + "content": "k \\in [ T _ { m } , T _ { m + 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 202, + 367, + 218 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 9.5, + "bbox_fs": [ + 104, + 191, + 506, + 218 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 159, + 220, + 451, + 250 + ], + "lines": [ + { + "bbox": [ + 159, + 220, + 451, + 250 + ], + "spans": [ + { + "bbox": [ + 159, + 220, + 451, + 250 + ], + "score": 0.94, + "content": "\\epsilon _ { k } ^ { * } = \\frac { \\eta } { B } \\sum _ { i \\in \\mathcal { B } ^ { ( k ) } } \\epsilon _ { i } ^ { ( k ) } \\nabla f _ { i } ( \\theta _ { m } ^ { * } ) \\qquad a n d \\qquad \\xi _ { k + 1 } = ( I - \\eta G ( \\theta _ { m } ^ { * } ) ) \\xi _ { k } + \\epsilon _ { k } ^ { * } .", + "type": "interline_equation", + "image_path": "00dff8d36323696bd7e575050c872df6546b8da18a47b77200eb05191fdccd18.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 159, + 220, + 451, + 250 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 259, + 364, + 272 + ], + "lines": [ + { + "bbox": [ + 105, + 258, + 365, + 273 + ], + "spans": [ + { + "bbox": [ + 105, + 258, + 365, + 273 + ], + "score": 1.0, + "content": "Then we can prove the following more general coupling lemma:", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12, + "bbox_fs": [ + 105, + 258, + 365, + 273 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 274, + 506, + 321 + ], + "lines": [ + { + "bbox": [ + 105, + 273, + 504, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 273, + 169, + 288 + ], + "score": 1.0, + "content": "Lemma 2. Let", + "type": "text" + }, + { + "bbox": [ + 170, + 274, + 242, + 286 + ], + "score": 0.92, + "content": "\\mathcal { X } , \\mathcal { L } , \\mathcal { D } , \\mathcal { M } , \\mathcal { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 273, + 339, + 288 + ], + "score": 1.0, + "content": "be defined as in Lemma", + "type": "text" + }, + { + "bbox": [ + 339, + 276, + 344, + 285 + ], + "score": 0.54, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 345, + 273, + 382, + 288 + ], + "score": 1.0, + "content": ". Assume", + "type": "text" + }, + { + "bbox": [ + 382, + 275, + 389, + 286 + ], + "score": 0.84, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 389, + 273, + 473, + 288 + ], + "score": 1.0, + "content": "satisfies Assumption", + "type": "text" + }, + { + "bbox": [ + 473, + 276, + 478, + 285 + ], + "score": 0.48, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 273, + 497, + 288 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 497, + 277, + 504, + 286 + ], + "score": 0.75, + "content": "\\eta", + "type": "inline_equation" + } + ], + "index": 13 + }, + { + "bbox": [ + 104, + 284, + 507, + 300 + ], + "spans": [ + { + "bbox": [ + 104, + 284, + 212, + 300 + ], + "score": 1.0, + "content": "satisfies Assumption 2. Let", + "type": "text" + }, + { + "bbox": [ + 212, + 286, + 305, + 297 + ], + "score": 0.9, + "content": "\\Delta _ { m } = \\theta _ { T _ { m } } - \\xi _ { T _ { m } } - \\theta _ { m } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 284, + 372, + 300 + ], + "score": 1.0, + "content": "and assume that", + "type": "text" + }, + { + "bbox": [ + 372, + 286, + 421, + 297 + ], + "score": 0.85, + "content": "\\| \\Delta _ { m } \\| \\leq \\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 421, + 284, + 439, + 300 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 439, + 286, + 490, + 297 + ], + "score": 0.87, + "content": "L ( \\theta _ { m } ^ { * } ) \\leq \\mathcal { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 491, + 284, + 507, + 300 + ], + "score": 1.0, + "content": "for", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 295, + 505, + 310 + ], + "spans": [ + { + "bbox": [ + 104, + 295, + 129, + 310 + ], + "score": 1.0, + "content": "some", + "type": "text" + }, + { + "bbox": [ + 129, + 297, + 181, + 309 + ], + "score": 0.92, + "content": "0 < \\delta \\le 1 / 2", + "type": "inline_equation" + }, + { + "bbox": [ + 181, + 295, + 237, + 310 + ], + "score": 1.0, + "content": ". Then for any", + "type": "text" + }, + { + "bbox": [ + 237, + 298, + 274, + 308 + ], + "score": 0.89, + "content": "\\tau _ { m } \\leq \\mathcal { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 274, + 295, + 313, + 310 + ], + "score": 1.0, + "content": "satisfying", + "type": "text" + }, + { + "bbox": [ + 313, + 297, + 505, + 309 + ], + "score": 0.69, + "content": "\\begin{array} { r l } { \\operatorname* { m a x } _ { k \\in [ T _ { m } , T _ { m + 1 } ) } \\left. \\Phi _ { k - T _ { m } } ( \\theta _ { m } ^ { * } + \\Delta _ { m } ) - \\theta _ { m } ^ { * } \\right. \\le } & { { } \\quad } \\end{array}", + "type": "inline_equation" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 307, + 482, + 323 + ], + "spans": [ + { + "bbox": [ + 106, + 309, + 124, + 320 + ], + "score": 0.83, + "content": "8 \\mathcal { M }", + "type": "inline_equation" + }, + { + "bbox": [ + 125, + 307, + 226, + 323 + ], + "score": 1.0, + "content": ", with probability at least", + "type": "text" + }, + { + "bbox": [ + 227, + 309, + 286, + 320 + ], + "score": 0.91, + "content": "1 - 1 0 d \\tau _ { m } e ^ { - \\iota }", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 307, + 412, + 323 + ], + "score": 1.0, + "content": "we have simultaneously for all", + "type": "text" + }, + { + "bbox": [ + 412, + 309, + 478, + 321 + ], + "score": 0.91, + "content": "k \\in ( T _ { m } , T _ { m + 1 } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 478, + 307, + 482, + 323 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 14.5, + "bbox_fs": [ + 104, + 273, + 507, + 323 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 143, + 325, + 468, + 340 + ], + "lines": [ + { + "bbox": [ + 143, + 325, + 468, + 340 + ], + "spans": [ + { + "bbox": [ + 143, + 325, + 468, + 340 + ], + "score": 0.85, + "content": "\\begin{array} { r } { \\| \\theta _ { k } - \\xi _ { k } - \\Phi _ { k - T _ { m } } ( \\theta _ { m } ^ { * } + \\Delta _ { m } ) \\| \\le \\mathcal { D } , \\quad \\quad \\mathbb { E } [ \\xi _ { k } ] = 0 , \\quad \\quad a n d \\quad \\quad \\| \\xi _ { k } \\| \\le \\mathcal { X } . } \\end{array}", + "type": "interline_equation", + "image_path": "11c70eb7db91b9581f7285a27aae69e1e5eb58b59f6bf96445d251df5e27cc53.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 143, + 325, + 468, + 340 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 350, + 504, + 373 + ], + "lines": [ + { + "bbox": [ + 105, + 348, + 506, + 366 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 383, + 366 + ], + "score": 1.0, + "content": "Unlike in Lemma 1, we couple to the regularized trajectory starting at", + "type": "text" + }, + { + "bbox": [ + 383, + 351, + 424, + 362 + ], + "score": 0.92, + "content": "\\theta _ { m } ^ { * } + \\Delta _ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 425, + 348, + 480, + 366 + ], + "score": 1.0, + "content": "rather than at", + "type": "text" + }, + { + "bbox": [ + 480, + 351, + 493, + 362 + ], + "score": 0.91, + "content": "\\theta _ { m } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 494, + 348, + 506, + 366 + ], + "score": 1.0, + "content": "to", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 361, + 485, + 373 + ], + "spans": [ + { + "bbox": [ + 105, + 361, + 485, + 373 + ], + "score": 1.0, + "content": "avoid accumulating errors (see Figure 2). The proof is otherwise identical to that of Lemma 1.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5, + "bbox_fs": [ + 105, + 348, + 506, + 373 + ] + }, + { + "type": "text", + "bbox": [ + 105, + 377, + 504, + 402 + ], + "lines": [ + { + "bbox": [ + 106, + 377, + 505, + 390 + ], + "spans": [ + { + "bbox": [ + 106, + 377, + 505, + 390 + ], + "score": 1.0, + "content": "The proof of Theorem 1 easily follows from the following lemma which states that we decrease the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 388, + 321, + 404 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 172, + 404 + ], + "score": 1.0, + "content": "regularized loss", + "type": "text" + }, + { + "bbox": [ + 172, + 388, + 180, + 400 + ], + "score": 0.85, + "content": "\\tilde { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 180, + 388, + 223, + 404 + ], + "score": 1.0, + "content": "by at least", + "type": "text" + }, + { + "bbox": [ + 224, + 390, + 235, + 400 + ], + "score": 0.86, + "content": "\\mathcal { F }", + "type": "inline_equation" + }, + { + "bbox": [ + 236, + 388, + 321, + 404 + ], + "score": 1.0, + "content": "after every coupling:", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20.5, + "bbox_fs": [ + 105, + 377, + 505, + 404 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 405, + 506, + 433 + ], + "lines": [ + { + "bbox": [ + 105, + 402, + 502, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 402, + 169, + 423 + ], + "score": 1.0, + "content": "Lemma 3. Let", + "type": "text" + }, + { + "bbox": [ + 170, + 405, + 213, + 421 + ], + "score": 0.92, + "content": "\\begin{array} { r } { \\mathcal { F } = \\frac { { \\mathcal { D } } ^ { 2 } } { \\eta \\nu \\mathcal { T } } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 402, + 233, + 423 + ], + "score": 1.0, + "content": ". Let", + "type": "text" + }, + { + "bbox": [ + 234, + 407, + 333, + 420 + ], + "score": 0.92, + "content": "\\Delta _ { m } = \\theta _ { T _ { m } } - \\xi _ { T _ { m } } - \\theta _ { m } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 402, + 383, + 423 + ], + "score": 1.0, + "content": "and assume", + "type": "text" + }, + { + "bbox": [ + 384, + 407, + 433, + 420 + ], + "score": 0.92, + "content": "\\| \\Delta _ { m } \\| \\leq \\mathcal { D }", + "type": "inline_equation" + }, + { + "bbox": [ + 433, + 402, + 451, + 423 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 451, + 407, + 502, + 420 + ], + "score": 0.92, + "content": "L ( \\theta _ { m } ^ { * } ) \\leq \\mathcal { L }", + "type": "inline_equation" + } + ], + "index": 22 + }, + { + "bbox": [ + 104, + 418, + 481, + 434 + ], + "spans": [ + { + "bbox": [ + 104, + 418, + 136, + 434 + ], + "score": 1.0, + "content": "Then if", + "type": "text" + }, + { + "bbox": [ + 137, + 421, + 154, + 433 + ], + "score": 0.86, + "content": "\\theta _ { T _ { m } }", + "type": "inline_equation" + }, + { + "bbox": [ + 154, + 418, + 192, + 434 + ], + "score": 1.0, + "content": "is not an", + "type": "text" + }, + { + "bbox": [ + 193, + 421, + 215, + 433 + ], + "score": 0.89, + "content": "( \\epsilon , \\gamma )", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 418, + 356, + 434 + ], + "score": 1.0, + "content": "-stationary point, there exists some", + "type": "text" + }, + { + "bbox": [ + 356, + 421, + 392, + 432 + ], + "score": 0.92, + "content": "\\tau _ { m } < \\mathcal { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 418, + 481, + 434 + ], + "score": 1.0, + "content": "such that if we define", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 22.5, + "bbox_fs": [ + 104, + 402, + 502, + 434 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 157, + 437, + 453, + 452 + ], + "lines": [ + { + "bbox": [ + 157, + 437, + 453, + 452 + ], + "spans": [ + { + "bbox": [ + 157, + 437, + 453, + 452 + ], + "score": 0.87, + "content": "\\begin{array} { r } { \\theta _ { m + 1 } ^ { * } = \\Phi _ { \\tau _ { n } } \\bigl ( \\theta _ { m } ^ { * } + \\Delta _ { m } \\bigr ) \\qquad a n d \\qquad \\Delta _ { m + 1 } = \\theta _ { T _ { m + 1 } } - \\xi _ { T _ { m + 1 } } - \\theta _ { m + 1 } ^ { * } , } \\end{array}", + "type": "interline_equation", + "image_path": "6315141027c06c75941d2685c22f8475b180cda19f6cd5c1a7dc5e34c7a2dc37.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 157, + 437, + 453, + 452 + ], + "spans": [], + "index": 24 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 457, + 254, + 469 + ], + "lines": [ + { + "bbox": [ + 105, + 455, + 251, + 472 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 192, + 472 + ], + "score": 1.0, + "content": "then with probability", + "type": "text" + }, + { + "bbox": [ + 192, + 457, + 251, + 469 + ], + "score": 0.91, + "content": "1 - 1 0 d \\tau _ { m } e ^ { - \\iota }", + "type": "inline_equation" + } + ], + "index": 25 + } + ], + "index": 25, + "bbox_fs": [ + 105, + 455, + 251, + 472 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 154, + 474, + 457, + 490 + ], + "lines": [ + { + "bbox": [ + 154, + 474, + 457, + 490 + ], + "spans": [ + { + "bbox": [ + 154, + 474, + 457, + 490 + ], + "score": 0.84, + "content": "\\begin{array} { r } { \\tilde { L } ( \\theta _ { m + 1 } ^ { * } ) \\leq L ( \\theta _ { m } ^ { * } ) - \\mathcal { F } , \\qquad \\| \\Delta _ { m + 1 } \\| \\leq \\mathcal { D } \\qquad a n d \\qquad L ( \\theta _ { m + 1 } ^ { * } ) \\leq \\mathcal { L } . } \\end{array}", + "type": "interline_equation", + "image_path": "c6d37df43555048bad822a1aaa88308201f7f37048304e713512b466fac76396.jpg" + } + ] + } + ], + "index": 26, + "virtual_lines": [ + { + "bbox": [ + 154, + 474, + 457, + 490 + ], + "spans": [], + "index": 26 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 500, + 504, + 522 + ], + "lines": [ + { + "bbox": [ + 105, + 498, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 505, + 513 + ], + "score": 1.0, + "content": "We defer the proofs of Lemma 2 and Lemma 3 to Appendix B. Theorem 1 now follows directly from", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 511, + 248, + 523 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 248, + 523 + ], + "score": 1.0, + "content": "repeated applications of Lemma 3:", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 27.5, + "bbox_fs": [ + 105, + 498, + 505, + 523 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 533, + 506, + 606 + ], + "lines": [ + { + "bbox": [ + 105, + 533, + 507, + 548 + ], + "spans": [ + { + "bbox": [ + 105, + 533, + 179, + 548 + ], + "score": 1.0, + "content": "Proof of Theorem", + "type": "text" + }, + { + "bbox": [ + 180, + 535, + 185, + 544 + ], + "score": 0.29, + "content": "^ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 533, + 322, + 548 + ], + "score": 1.0, + "content": ". 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As", + "type": "text" + }, + { + "bbox": [ + 379, + 567, + 483, + 580 + ], + "score": 0.91, + "content": "\\tilde { L } ( \\theta _ { 0 } ^ { * } ) - \\tilde { L } ( \\theta _ { m } ^ { * } ) = O ( \\lambda )", + "type": "inline_equation" + }, + { + "bbox": [ + 483, + 567, + 506, + 582 + ], + "score": 1.0, + "content": ", this", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 104, + 579, + 502, + 596 + ], + "spans": [ + { + "bbox": [ + 104, + 579, + 203, + 596 + ], + "score": 1.0, + "content": "can happen for at most", + "type": "text" + }, + { + "bbox": [ + 203, + 580, + 255, + 595 + ], + "score": 0.92, + "content": "\\begin{array} { r } { m = O \\left( \\frac { \\lambda } { \\mathcal { F } } \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 255, + 579, + 372, + 596 + ], + "score": 1.0, + "content": "reference points, so at most", + "type": "text" + }, + { + "bbox": [ + 373, + 581, + 502, + 594 + ], + "score": 0.91, + "content": "\\begin{array} { r } { T = O \\left( \\frac { \\lambda \\mathcal { T } } { \\mathcal { F } } \\right) = \\tilde { O } \\left( \\eta ^ { - 1 } \\lambda ^ { - 1 - \\delta } \\right) } \\end{array}", + "type": "inline_equation" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 593, + 506, + 606 + ], + "spans": [ + { + "bbox": [ + 105, + 593, + 274, + 606 + ], + "score": 1.0, + "content": "iterations of Algorithm 1. By the choice of", + "type": "text" + }, + { + "bbox": [ + 275, + 596, + 279, + 604 + ], + "score": 0.74, + "content": "\\iota", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 593, + 397, + 606 + ], + "score": 1.0, + "content": ", this happens with probability", + "type": "text" + }, + { + "bbox": [ + 398, + 594, + 483, + 605 + ], + "score": 0.89, + "content": "1 - 1 0 d T e ^ { - \\iota } \\geq 1 - \\zeta", + "type": "inline_equation" + }, + { + "bbox": [ + 483, + 593, + 506, + 606 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 31.5, + "bbox_fs": [ + 104, + 533, + 507, + 606 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 620, + 191, + 634 + ], + "lines": [ + { + "bbox": [ + 104, + 618, + 193, + 637 + ], + "spans": [ + { + "bbox": [ + 104, + 618, + 193, + 637 + ], + "score": 1.0, + "content": "4 Experiments", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 35 + }, + { + "type": "text", + "bbox": [ + 106, + 644, + 505, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 645, + 505, + 658 + ], + "spans": [ + { + "bbox": [ + 105, + 645, + 505, + 658 + ], + "score": 1.0, + "content": "In order to test the ability of SGD with label noise to escape poor global minimizers and converge", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 657, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 106, + 657, + 505, + 668 + ], + "score": 1.0, + "content": "to better minimizers, we initialize Algorithm 1 at global minimizers of the training loss which", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 667, + 505, + 680 + ], + "spans": [ + { + "bbox": [ + 106, + 667, + 139, + 680 + ], + "score": 1.0, + "content": "achieve", + "type": "text" + }, + { + "bbox": [ + 139, + 667, + 164, + 678 + ], + "score": 0.88, + "content": "1 0 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 164, + 667, + 505, + 680 + ], + "score": 1.0, + "content": "training accuracy yet generalize poorly to the test set. Minibatch SGD would remain", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 678, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 106, + 678, + 505, + 690 + ], + "score": 1.0, + "content": "fixed at these initializations because both the gradient and the noise in minibatch SGD vanish at", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 688, + 506, + 702 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 506, + 702 + ], + "score": 1.0, + "content": "any global minimizer of the training loss. We show that SGD with label noise escapes these poor", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 699, + 507, + 713 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 507, + 713 + ], + "score": 1.0, + "content": "initializations and converges to flatter minimizers that generalize well, which supports Theorem 1.", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 711, + 285, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 711, + 285, + 722 + ], + "score": 1.0, + "content": "We run experiments with two initializations:", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 39, + "bbox_fs": [ + 105, + 645, + 507, + 722 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 110, + 87, + 496, + 251 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 110, + 87, + 496, + 251 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 110, + 87, + 496, + 251 + ], + "spans": [ + { + "bbox": [ + 110, + 87, + 496, + 251 + ], + "score": 0.972, + "type": "image", + "image_path": "ad91c4cdaa99ae899b2045a803ab46a7fa428a14bbab9226a753198f9983dc5d.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 110, + 87, + 496, + 141.66666666666666 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 110, + 141.66666666666666, + 496, + 196.33333333333331 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 110, + 196.33333333333331, + 496, + 250.99999999999997 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 258, + 506, + 325 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 257, + 506, + 272 + ], + "spans": [ + { + "bbox": [ + 105, + 257, + 506, + 272 + ], + "score": 1.0, + "content": "Figure 3: Label Noise SGD escapes poor global minimizers. The left column displays the training", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 269, + 506, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 269, + 359, + 282 + ], + "score": 1.0, + "content": "accuracy over time, the middle column displays the value of", + "type": "text" + }, + { + "bbox": [ + 359, + 269, + 402, + 281 + ], + "score": 0.92, + "content": "\\operatorname { t r } \\nabla ^ { 2 } L ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 402, + 269, + 506, + 282 + ], + "score": 1.0, + "content": "over time which we use", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 281, + 506, + 293 + ], + "spans": [ + { + "bbox": [ + 105, + 281, + 266, + 293 + ], + "score": 1.0, + "content": "to approximate the implicit regularizer", + "type": "text" + }, + { + "bbox": [ + 267, + 281, + 288, + 293 + ], + "score": 0.92, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 281, + 506, + 293 + ], + "score": 1.0, + "content": ", and the right column displays their correlation. The", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "score": 1.0, + "content": "horizontal dashed line represents the minibatch SGD baseline with random initialization. We report", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 302, + 506, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 392, + 315 + ], + "score": 1.0, + "content": "the median results over 3 random seeds and shaded error bars denote the", + "type": "text" + }, + { + "bbox": [ + 392, + 303, + 428, + 313 + ], + "score": 0.28, + "content": "\\operatorname* { m i n } / \\operatorname* { m a x }", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 302, + 506, + 315 + ], + "score": 1.0, + "content": "over the three runs.", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 313, + 409, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 409, + 326 + ], + "score": 1.0, + "content": "The correlation plot uses a running average of 100 epochs for visual clarity.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 5.5 + } + ], + "index": 3.25 + }, + { + "type": "text", + "bbox": [ + 107, + 344, + 505, + 378 + ], + "lines": [ + { + "bbox": [ + 106, + 345, + 505, + 356 + ], + "spans": [ + { + "bbox": [ + 106, + 345, + 505, + 356 + ], + "score": 1.0, + "content": "Full Batch Initialization: We run full batch gradient descent with random initialization until", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 356, + 506, + 368 + ], + "spans": [ + { + "bbox": [ + 105, + 356, + 506, + 368 + ], + "score": 1.0, + "content": "convergence to a global minimizer. We call this minimizer the full batch initialization. The final test", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 367, + 304, + 378 + ], + "spans": [ + { + "bbox": [ + 105, + 367, + 280, + 378 + ], + "score": 1.0, + "content": "accuracy of the full batch initialization was", + "type": "text" + }, + { + "bbox": [ + 281, + 367, + 300, + 377 + ], + "score": 0.85, + "content": "76 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 367, + 304, + 378 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10 + }, + { + "type": "text", + "bbox": [ + 107, + 383, + 505, + 416 + ], + "lines": [ + { + "bbox": [ + 105, + 383, + 505, + 396 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 505, + 396 + ], + "score": 1.0, + "content": "Adversarial Initialization: Following Liu et al. [21], we generate an adversarial initialization with", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 394, + 505, + 406 + ], + "spans": [ + { + "bbox": [ + 106, + 394, + 182, + 406 + ], + "score": 1.0, + "content": "final test accuracy", + "type": "text" + }, + { + "bbox": [ + 183, + 394, + 202, + 405 + ], + "score": 0.88, + "content": "4 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 394, + 505, + 406 + ], + "score": 1.0, + "content": "that achieves zero training loss by first teaching the network to memorize", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 405, + 447, + 417 + ], + "spans": [ + { + "bbox": [ + 105, + 405, + 447, + 417 + ], + "score": 1.0, + "content": "random labels and then training it on the true labels. See Appendix D for full details.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 107, + 421, + 505, + 477 + ], + "lines": [ + { + "bbox": [ + 105, + 421, + 507, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 421, + 507, + 435 + ], + "score": 1.0, + "content": "Experiments were run with ResNet18 on CIFAR10 [17] without data augmentation or weight decay.", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 431, + 506, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 431, + 506, + 446 + ], + "score": 1.0, + "content": "The experiments were conducted with randomized label flipping with probability 0.2 (see Appendix E", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 442, + 505, + 456 + ], + "spans": [ + { + "bbox": [ + 105, + 442, + 505, + 456 + ], + "score": 1.0, + "content": "for the extension of Theorem 1 to classification with label flipping), cross entropy loss, and batch", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 452, + 506, + 468 + ], + "spans": [ + { + "bbox": [ + 105, + 452, + 357, + 468 + ], + "score": 1.0, + "content": "size 256. 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Figure 3 shows the test accuracy and", + "type": "text" + }, + { + "bbox": [ + 330, + 465, + 360, + 475 + ], + "score": 0.9, + "content": "\\mathrm { t r } \\nabla ^ { 2 } L", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 463, + 443, + 479 + ], + "score": 1.0, + "content": "throughout training.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 17 + }, + { + "type": "text", + "bbox": [ + 107, + 481, + 505, + 537 + ], + "lines": [ + { + "bbox": [ + 106, + 481, + 505, + 493 + ], + "spans": [ + { + "bbox": [ + 106, + 481, + 505, + 493 + ], + "score": 1.0, + "content": "SGD with label noise escapes both zero training loss initializations and converges to flatter minimizers", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 491, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 505, + 506 + ], + "score": 1.0, + "content": "that generalize much better, reaching the SGD baseline from the fullbatch initialization and getting", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 502, + 506, + 516 + ], + "spans": [ + { + "bbox": [ + 105, + 502, + 135, + 516 + ], + "score": 1.0, + "content": "within", + "type": "text" + }, + { + "bbox": [ + 135, + 503, + 150, + 514 + ], + "score": 0.87, + "content": "1 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 502, + 506, + 516 + ], + "score": 1.0, + "content": "of the baseline from the adversarial initialization. The test accuracy in both cases is", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 512, + 502, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 512, + 203, + 528 + ], + "score": 1.0, + "content": "strongly correlated with", + "type": "text" + }, + { + "bbox": [ + 203, + 514, + 233, + 524 + ], + "score": 0.9, + "content": "\\mathrm { t r } \\nabla ^ { 2 } L", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 512, + 496, + 528 + ], + "score": 1.0, + "content": ". The strength of the regularization is also strongly correlated with", + "type": "text" + }, + { + "bbox": [ + 496, + 516, + 502, + 526 + ], + "score": 0.78, + "content": "\\eta", + "type": "inline_equation" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 525, + 218, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 218, + 538 + ], + "score": 1.0, + "content": "which supports Theorem 1.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 22 + }, + { + "type": "title", + "bbox": [ + 107, + 551, + 181, + 564 + ], + "lines": [ + { + "bbox": [ + 104, + 549, + 182, + 567 + ], + "spans": [ + { + "bbox": [ + 104, + 549, + 182, + 567 + ], + "score": 1.0, + "content": "5 Extensions", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "title", + "bbox": [ + 107, + 576, + 223, + 587 + ], + "lines": [ + { + "bbox": [ + 105, + 574, + 225, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 225, + 590 + ], + "score": 1.0, + "content": "5.1 SGD with momentum", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 106, + 595, + 444, + 608 + ], + "lines": [ + { + "bbox": [ + 105, + 595, + 444, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 595, + 432, + 610 + ], + "score": 1.0, + "content": "We replace the update in Algorithm 1 with heavy ball momentum with parameter", + "type": "text" + }, + { + "bbox": [ + 433, + 596, + 440, + 608 + ], + "score": 0.84, + "content": "\\beta", + "type": "inline_equation" + }, + { + "bbox": [ + 440, + 595, + 444, + 610 + ], + "score": 1.0, + "content": ":", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "interline_equation", + "bbox": [ + 217, + 610, + 393, + 626 + ], + "lines": [ + { + "bbox": [ + 217, + 610, + 393, + 626 + ], + "spans": [ + { + "bbox": [ + 217, + 610, + 393, + 626 + ], + "score": 0.91, + "content": "\\theta _ { k + 1 } = \\theta _ { k } - \\eta \\nabla \\hat { L } ^ { ( k ) } ( \\theta _ { k } ) + \\beta ( \\theta _ { k } - \\theta _ { k - 1 } ) .", + "type": "interline_equation", + "image_path": "59d5bca51b88db20b2d2014de393c7c8da1fcae09b248d52cabb23b70e47b744.jpg" + } + ] + } + ], + "index": 28, + "virtual_lines": [ + { + "bbox": [ + 217, + 610, + 393, + 626 + ], + "spans": [], + "index": 28 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 629, + 150, + 640 + ], + "lines": [ + { + "bbox": [ + 105, + 628, + 152, + 642 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 152, + 642 + ], + "score": 1.0, + "content": "We define:", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29 + }, + { + "type": "interline_equation", + "bbox": [ + 152, + 642, + 457, + 670 + ], + "lines": [ + { + "bbox": [ + 152, + 642, + 457, + 670 + ], + "spans": [ + { + "bbox": [ + 152, + 642, + 457, + 670 + ], + "score": 0.91, + "content": "R ( \\theta ) = \\frac { 1 + \\beta } { 2 \\eta } \\mathrm { t r } \\log \\left( 1 - \\frac { \\eta } { 2 ( 1 + \\beta ) } \\nabla ^ { 2 } L ( \\theta ) \\right) , \\qquad \\lambda = \\frac { \\eta \\sigma ^ { 2 } } { B ( 1 - \\beta ) } ,", + "type": "interline_equation", + "image_path": "6d4bd811ca0bb51eaa55770dbfb36aa908bac034fd786bcd7e73cbd563ee12ca.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 152, + 642, + 457, + 670 + ], + "spans": [], + "index": 30 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 673, + 274, + 687 + ], + "lines": [ + { + "bbox": [ + 106, + 673, + 275, + 688 + ], + "spans": [ + { + "bbox": [ + 106, + 673, + 162, + 688 + ], + "score": 1.0, + "content": "and as before", + "type": "text" + }, + { + "bbox": [ + 162, + 673, + 254, + 687 + ], + "score": 0.93, + "content": "\\tilde { L } ( \\theta ) = L ( \\theta ) + \\lambda R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 673, + 275, + 688 + ], + "score": 1.0, + "content": ". Let", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "interline_equation", + "bbox": [ + 144, + 690, + 467, + 705 + ], + "lines": [ + { + "bbox": [ + 144, + 690, + 467, + 705 + ], + "spans": [ + { + "bbox": [ + 144, + 690, + 467, + 705 + ], + "score": 0.88, + "content": "\\Phi _ { 0 } ( \\theta ) = \\theta , \\qquad \\Phi _ { k + 1 } ( \\theta ) = \\Phi _ { k } ( \\theta ) - \\eta \\nabla \\tilde { L } ( \\Phi _ { k } ( \\theta ) ) + \\beta ( \\Phi _ { k } ( \\theta ) - \\Phi _ { k - 1 } ( \\theta ) )", + "type": "interline_equation", + "image_path": "83cd0c47cd1bc1cae329fc5b722642edc7c587b6cd454ab2b052294e67cdb081.jpg" + } + ] + } + ], + "index": 32, + "virtual_lines": [ + { + "bbox": [ + 144, + 690, + 467, + 705 + ], + "spans": [], + "index": 32 + } + ] + }, + { + "type": "text", + "bbox": [ + 108, + 709, + 505, + 723 + ], + "lines": [ + { + "bbox": [ + 105, + 708, + 507, + 725 + ], + "spans": [ + { + "bbox": [ + 105, + 708, + 291, + 725 + ], + "score": 1.0, + "content": "represent gradient descent with momentum on", + "type": "text" + }, + { + "bbox": [ + 291, + 709, + 299, + 721 + ], + "score": 0.85, + "content": "\\tilde { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 708, + 507, + 725 + ], + "score": 1.0, + "content": ". 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The left column displays the training", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 269, + 506, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 269, + 359, + 282 + ], + "score": 1.0, + "content": "accuracy over time, the middle column displays the value of", + "type": "text" + }, + { + "bbox": [ + 359, + 269, + 402, + 281 + ], + "score": 0.92, + "content": "\\operatorname { t r } \\nabla ^ { 2 } L ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 402, + 269, + 506, + 282 + ], + "score": 1.0, + "content": "over time which we use", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 281, + 506, + 293 + ], + "spans": [ + { + "bbox": [ + 105, + 281, + 266, + 293 + ], + "score": 1.0, + "content": "to approximate the implicit regularizer", + "type": "text" + }, + { + "bbox": [ + 267, + 281, + 288, + 293 + ], + "score": 0.92, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 281, + 506, + 293 + ], + "score": 1.0, + "content": ", and the right column displays their correlation. The", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "score": 1.0, + "content": "horizontal dashed line represents the minibatch SGD baseline with random initialization. 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We call this minimizer the full batch initialization. The final test", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 367, + 304, + 378 + ], + "spans": [ + { + "bbox": [ + 105, + 367, + 280, + 378 + ], + "score": 1.0, + "content": "accuracy of the full batch initialization was", + "type": "text" + }, + { + "bbox": [ + 281, + 367, + 300, + 377 + ], + "score": 0.85, + "content": "76 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 300, + 367, + 304, + 378 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10, + "bbox_fs": [ + 105, + 345, + 506, + 378 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 383, + 505, + 416 + ], + "lines": [ + { + "bbox": [ + 105, + 383, + 505, + 396 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 505, + 396 + ], + "score": 1.0, + "content": "Adversarial Initialization: Following Liu et al. [21], we generate an adversarial initialization with", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 394, + 505, + 406 + ], + "spans": [ + { + "bbox": [ + 106, + 394, + 182, + 406 + ], + "score": 1.0, + "content": "final test accuracy", + "type": "text" + }, + { + "bbox": [ + 183, + 394, + 202, + 405 + ], + "score": 0.88, + "content": "4 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 394, + 505, + 406 + ], + "score": 1.0, + "content": "that achieves zero training loss by first teaching the network to memorize", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 405, + 447, + 417 + ], + "spans": [ + { + "bbox": [ + 105, + 405, + 447, + 417 + ], + "score": 1.0, + "content": "random labels and then training it on the true labels. See Appendix D for full details.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13, + "bbox_fs": [ + 105, + 383, + 505, + 417 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 421, + 505, + 477 + ], + "lines": [ + { + "bbox": [ + 105, + 421, + 507, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 421, + 507, + 435 + ], + "score": 1.0, + "content": "Experiments were run with ResNet18 on CIFAR10 [17] without data augmentation or weight decay.", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 431, + 506, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 431, + 506, + 446 + ], + "score": 1.0, + "content": "The experiments were conducted with randomized label flipping with probability 0.2 (see Appendix E", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 442, + 505, + 456 + ], + "spans": [ + { + "bbox": [ + 105, + 442, + 505, + 456 + ], + "score": 1.0, + "content": "for the extension of Theorem 1 to classification with label flipping), cross entropy loss, and batch", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 452, + 506, + 468 + ], + "spans": [ + { + "bbox": [ + 105, + 452, + 357, + 468 + ], + "score": 1.0, + "content": "size 256. 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Figure 3 shows the test accuracy and", + "type": "text" + }, + { + "bbox": [ + 330, + 465, + 360, + 475 + ], + "score": 0.9, + "content": "\\mathrm { t r } \\nabla ^ { 2 } L", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 463, + 443, + 479 + ], + "score": 1.0, + "content": "throughout training.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 17, + "bbox_fs": [ + 105, + 421, + 507, + 479 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 481, + 505, + 537 + ], + "lines": [ + { + "bbox": [ + 106, + 481, + 505, + 493 + ], + "spans": [ + { + "bbox": [ + 106, + 481, + 505, + 493 + ], + "score": 1.0, + "content": "SGD with label noise escapes both zero training loss initializations and converges to flatter minimizers", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 491, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 505, + 506 + ], + "score": 1.0, + "content": "that generalize much better, reaching the SGD baseline from the fullbatch initialization and getting", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 502, + 506, + 516 + ], + "spans": [ + { + "bbox": [ + 105, + 502, + 135, + 516 + ], + "score": 1.0, + "content": "within", + "type": "text" + }, + { + "bbox": [ + 135, + 503, + 150, + 514 + ], + "score": 0.87, + "content": "1 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 502, + 506, + 516 + ], + "score": 1.0, + "content": "of the baseline from the adversarial initialization. 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Let", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "interline_equation", + "bbox": [ + 141, + 89, + 470, + 117 + ], + "lines": [ + { + "bbox": [ + 141, + 89, + 470, + 117 + ], + "spans": [ + { + "bbox": [ + 141, + 89, + 470, + 117 + ], + "score": 0.9, + "content": "\\mathcal { X } = \\sqrt { \\frac { 2 \\lambda n ^ { 2 } \\iota } { \\nu } } , \\qquad \\mathcal { L } = c \\lambda ^ { 1 + \\delta } , \\qquad \\mathcal { D } = c \\sqrt { \\mathcal { L } } \\iota , \\qquad \\mathcal { T } = \\frac { 1 } { c ^ { 2 } \\eta \\mathcal { X } \\iota } ,", + "type": "interline_equation", + "image_path": "243ba325650da3567579ce7db763c114b8cef0ecca33f14bc7e1efbbfe44d690.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 141, + 89, + 470, + 117 + ], + "spans": [], + "index": 1 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 124, + 505, + 171 + ], + "lines": [ + { + "bbox": [ + 104, + 121, + 504, + 149 + ], + "spans": [ + { + "bbox": [ + 104, + 121, + 178, + 149 + ], + "score": 1.0, + "content": "where c is a sufficfollow Algorithm", + "type": "text" + }, + { + "bbox": [ + 185, + 121, + 253, + 149 + ], + "score": 1.0, + "content": "ntly large consta with momentum", + "type": "text" + }, + { + "bbox": [ + 261, + 121, + 297, + 149 + ], + "score": 1.0, + "content": ". 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Then we have the following version of Lemma 1:", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 14.5 + }, + { + "type": "text", + "bbox": [ + 106, + 357, + 506, + 426 + ], + "lines": [ + { + "bbox": [ + 105, + 357, + 505, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 182, + 372 + ], + "score": 1.0, + "content": "Proposition 5. 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Most important is", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 635, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 635, + 254, + 652 + ], + "score": 1.0, + "content": "the implicit regularization parameter", + "type": "text" + }, + { + "bbox": [ + 254, + 635, + 289, + 653 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\lambda = \\frac { \\eta \\sigma ^ { 2 } } { | B | } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 289, + 635, + 505, + 652 + ], + "score": 1.0, + "content": ". 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Unlike", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 699, + 506, + 713 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 335, + 713 + ], + "score": 1.0, + "content": "the regularizer in Blanc et al. [3], the implicit regularizer", + "type": "text" + }, + { + "bbox": [ + 335, + 701, + 356, + 712 + ], + "score": 0.9, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 699, + 506, + 713 + ], + "score": 1.0, + "content": "defined in Equation (1) is dependent", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 711, + 505, + 724 + ], + "spans": [ + { + "bbox": [ + 105, + 711, + 119, + 724 + ], + "score": 1.0, + "content": "on", + "type": "text" + }, + { + "bbox": [ + 119, + 713, + 126, + 722 + ], + "score": 0.72, + "content": "\\eta", + "type": "inline_equation" + }, + { + "bbox": [ + 126, + 711, + 336, + 724 + ], + "score": 1.0, + "content": ". 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Let", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0, + "bbox_fs": [ + 106, + 72, + 170, + 86 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 141, + 89, + 470, + 117 + ], + "lines": [ + { + "bbox": [ + 141, + 89, + 470, + 117 + ], + "spans": [ + { + "bbox": [ + 141, + 89, + 470, + 117 + ], + "score": 0.9, + "content": "\\mathcal { X } = \\sqrt { \\frac { 2 \\lambda n ^ { 2 } \\iota } { \\nu } } , \\qquad \\mathcal { L } = c \\lambda ^ { 1 + \\delta } , \\qquad \\mathcal { D } = c \\sqrt { \\mathcal { L } } \\iota , \\qquad \\mathcal { T } = \\frac { 1 } { c ^ { 2 } \\eta \\mathcal { X } \\iota } ,", + "type": "interline_equation", + "image_path": "243ba325650da3567579ce7db763c114b8cef0ecca33f14bc7e1efbbfe44d690.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 141, + 89, + 470, + 117 + ], + "spans": [], + "index": 1 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 124, + 505, + 171 + ], + "lines": [ + { + "bbox": [ + 104, + 121, + 504, + 149 + ], + "spans": [ + { + "bbox": [ + 104, + 121, + 178, + 149 + ], + "score": 1.0, + "content": "where c is a sufficfollow Algorithm", + "type": "text" + }, + { + "bbox": [ + 185, + 121, + 253, + 149 + ], + "score": 1.0, + "content": "ntly large consta with momentum", + "type": "text" + }, + { + "bbox": [ + 261, + 121, + 297, + 149 + ], + "score": 1.0, + "content": ". 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At a global minimizer of the training loss,", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10.5 + }, + { + "type": "interline_equation", + "bbox": [ + 162, + 232, + 449, + 261 + ], + "lines": [ + { + "bbox": [ + 162, + 232, + 449, + 261 + ], + "spans": [ + { + "bbox": [ + 162, + 232, + 449, + 261 + ], + "score": 0.94, + "content": "\\operatorname* { m a x } _ { \\| \\delta \\| _ { 2 } \\leq \\epsilon } L ( \\theta ^ { * } + \\delta ) = \\operatorname* { m a x } _ { \\| \\delta \\| _ { 2 } \\leq \\epsilon } \\frac { 1 } { 2 } \\delta ^ { \\top } \\nabla ^ { 2 } L ( \\theta ^ { * } ) \\delta + O ( \\epsilon ^ { 3 } ) \\approx \\frac { \\epsilon ^ { 2 } } { 2 } \\| \\nabla ^ { 2 } L ( \\theta ^ { * } ) \\| _ { 2 } .", + "type": "interline_equation", + "image_path": "afed7c783da0acf1c20263cd524729fc1d4bead475f1b6c9475645f209a70809.jpg" + } + ] + } + ], + "index": 13, + "virtual_lines": [ + { + "bbox": [ + 162, + 232, + 449, + 241.66666666666666 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 162, + 241.66666666666666, + 449, + 251.33333333333331 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 162, + 251.33333333333331, + 449, + 261.0 + ], + "spans": [], + "index": 14 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 268, + 505, + 292 + ], + "lines": [ + { + "bbox": [ + 105, + 267, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 267, + 403, + 282 + ], + "score": 1.0, + "content": "The SAM algorithm is therefore explicitly regularizing the spectral norm of", + "type": "text" + }, + { + "bbox": [ + 403, + 268, + 436, + 280 + ], + "score": 0.91, + "content": "\\nabla ^ { 2 } L ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 267, + 505, + 282 + ], + "score": 1.0, + "content": ", which is closely", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 279, + 434, + 294 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 342, + 294 + ], + "score": 1.0, + "content": "connected to the large learning rate regularization effect of", + "type": "text" + }, + { + "bbox": [ + 343, + 280, + 364, + 292 + ], + "score": 0.92, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 364, + 279, + 389, + 294 + ], + "score": 1.0, + "content": "when", + "type": "text" + }, + { + "bbox": [ + 389, + 280, + 429, + 292 + ], + "score": 0.91, + "content": "\\eta \\approx 2 / \\lambda _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 279, + 434, + 294 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15.5 + }, + { + "type": "title", + "bbox": [ + 107, + 306, + 229, + 318 + ], + "lines": [ + { + "bbox": [ + 106, + 305, + 229, + 319 + ], + "spans": [ + { + "bbox": [ + 106, + 305, + 229, + 319 + ], + "score": 1.0, + "content": "6.2 Generalization Bounds", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "text", + "bbox": [ + 106, + 325, + 506, + 423 + ], + "lines": [ + { + "bbox": [ + 105, + 326, + 505, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 201, + 338 + ], + "score": 1.0, + "content": "The implicit regularizer", + "type": "text" + }, + { + "bbox": [ + 201, + 326, + 222, + 339 + ], + "score": 0.92, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 326, + 505, + 338 + ], + "score": 1.0, + "content": "is intimately connected to data-dependent generalization bounds, which", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 103, + 337, + 502, + 375 + ], + "spans": [ + { + "bbox": [ + 103, + 337, + 373, + 375 + ], + "score": 1.0, + "content": "measure the Lipschitzness of the network via the network Jacobiapropose the all-layer margin, which bounds the generalization error", + "type": "text" + }, + { + "bbox": [ + 373, + 348, + 502, + 369 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\lesssim \\frac { \\sum _ { l = 1 } ^ { L } \\mathcal { C } _ { l } } { \\sqrt { n } } \\sqrt { \\frac { 1 } { n } \\sum _ { i = 1 } ^ { n } \\frac { 1 } { m _ { F } ( x _ { i } , y _ { i } ) ^ { 2 } } } } \\end{array}", + "type": "inline_equation" + } + ], + "index": 19 + }, + { + "bbox": [ + 357, + 367, + 506, + 379 + ], + "spans": [ + { + "bbox": [ + 357, + 367, + 506, + 379 + ], + "score": 1.0, + "content": "is the all-layer margin. The norm of", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 379, + 505, + 390 + ], + "spans": [ + { + "bbox": [ + 106, + 379, + 505, + 390 + ], + "score": 1.0, + "content": "the parameters is generally controlled by weight decay regularization, so we focus our discussion on", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 388, + 505, + 401 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 505, + 401 + ], + "score": 1.0, + "content": "the all-layer margin. Ignoring higher-order secondary terms, Wei and Ma [30, Heuristic derivation", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 399, + 506, + 413 + ], + "spans": [ + { + "bbox": [ + 105, + 399, + 317, + 413 + ], + "score": 1.0, + "content": "of Lemma 3.1] showed for a feed-forward network", + "type": "text" + }, + { + "bbox": [ + 317, + 399, + 449, + 412 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\dot { f } ( \\theta ; x ) = \\theta _ { L } \\sigma ( \\theta _ { L - 1 } \\dots \\sigma ( \\theta _ { 1 } x ) ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 399, + 506, + 413 + ], + "score": 1.0, + "content": ", the all-layer", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 411, + 178, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 411, + 178, + 423 + ], + "score": 1.0, + "content": "margin satisfies3:", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 21 + }, + { + "type": "interline_equation", + "bbox": [ + 117, + 429, + 494, + 462 + ], + "lines": [ + { + "bbox": [ + 117, + 429, + 494, + 462 + ], + "spans": [ + { + "bbox": [ + 117, + 429, + 494, + 462 + ], + "score": 0.92, + "content": "\\frac { 1 } { m _ { F } ( x , y ) } \\lesssim \\frac { \\| \\{ \\frac { \\partial f } { \\partial \\theta _ { l } } \\} _ { l \\in [ L ] } \\| _ { 2 } } { \\mathrm { o u t p u t ~ m a r g i n ~ o f ~ } ( x , y ) } \\implies \\mathrm { g e n e r a l i z a t i o n ~ e r r o r } \\lesssim \\frac { \\sum _ { l = 1 } ^ { L } \\mathcal { C } _ { l } } { \\sqrt { n } } \\sqrt { \\frac { R ( \\theta ) } { \\mathrm { o u t p u t ~ m a r g i n } } }", + "type": "interline_equation", + "image_path": "0c95cbf52d3e77d0c07952599876451c462534cc0b95bd9e72b445db40e1cda7.jpg" + } + ] + } + ], + "index": 26, + "virtual_lines": [ + { + "bbox": [ + 117, + 429, + 494, + 440.0 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 117, + 440.0, + 494, + 451.0 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 117, + 451.0, + 494, + 462.0 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 469, + 505, + 514 + ], + "lines": [ + { + "bbox": [ + 105, + 469, + 506, + 483 + ], + "spans": [ + { + "bbox": [ + 105, + 469, + 118, + 483 + ], + "score": 1.0, + "content": "as", + "type": "text" + }, + { + "bbox": [ + 118, + 470, + 140, + 482 + ], + "score": 0.91, + "content": "R ( \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 140, + 469, + 476, + 483 + ], + "score": 1.0, + "content": "is an upper bound on the squared norm of the Jacobian at any global minimizer", + "type": "text" + }, + { + "bbox": [ + 477, + 470, + 483, + 480 + ], + "score": 0.75, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 483, + 469, + 506, + 483 + ], + "score": 1.0, + "content": ". 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Therefore SGD with label noise implicitly regularizes the all-layer margin.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 29.5 + }, + { + "type": "title", + "bbox": [ + 106, + 530, + 340, + 545 + ], + "lines": [ + { + "bbox": [ + 106, + 529, + 341, + 548 + ], + "spans": [ + { + "bbox": [ + 106, + 529, + 341, + 548 + ], + "score": 1.0, + "content": "Acknowledgments and Disclosure of Funding", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 106, + 556, + 505, + 601 + ], + "lines": [ + { + "bbox": [ + 106, + 557, + 506, + 569 + ], + "spans": [ + { + "bbox": [ + 106, + 557, + 506, + 569 + ], + "score": 1.0, + "content": "AD acknowledges support from a NSF Graduate Research Fellowship. TM acknowledges support of", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 567, + 506, + 581 + ], + "spans": [ + { + "bbox": [ + 105, + 567, + 506, + 581 + ], + "score": 1.0, + "content": "Google Faculty Award and NSF IIS 2045685. JDL acknowledges support of the ARO under MURI", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 104, + 577, + 506, + 592 + ], + "spans": [ + { + "bbox": [ + 104, + 577, + 506, + 592 + ], + "score": 1.0, + "content": "Award W911NF-11-1-0303, the Sloan Research Fellowship, NSF CCF 2002272, and an ONR Young", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 590, + 187, + 602 + ], + "spans": [ + { + "bbox": [ + 105, + 590, + 187, + 602 + ], + "score": 1.0, + "content": "Investigator Award.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 34.5 + }, + { + "type": "text", + "bbox": [ + 107, + 605, + 505, + 650 + ], + "lines": [ + { + "bbox": [ + 105, + 605, + 506, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 506, + 619 + ], + "score": 1.0, + "content": "The experiments in this paper were performed on computational resources managed and supported", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 616, + 506, + 630 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 506, + 630 + ], + "score": 1.0, + "content": "by Princeton Research Computing, a consortium of groups including the Princeton Institute for", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 627, + 505, + 641 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 641 + ], + "score": 1.0, + "content": "Computational Science and Engineering (PICSciE) and the Office of Information Technology’s High", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 638, + 452, + 652 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 452, + 652 + ], + "score": 1.0, + "content": "Performance Computing Center and Visualization Laboratory at Princeton University.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 38.5 + }, + { + "type": "text", + "bbox": [ + 105, + 654, + 505, + 678 + ], + "lines": [ + { + "bbox": [ + 105, + 654, + 505, + 667 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 505, + 667 + ], + "score": 1.0, + "content": "We would also like to thank Honglin Yuan and Jeff Z. HaoChen for useful discussions throughout", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 665, + 222, + 678 + ], + "spans": [ + { + "bbox": [ + 106, + 665, + 222, + 678 + ], + "score": 1.0, + "content": "various stages of the project.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 41.5 + } + ], + "page_idx": 9, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 688, + 506, + 724 + ], + "lines": [ + { + "bbox": [ + 118, + 686, + 462, + 700 + ], + "spans": [ + { + "bbox": [ + 118, + 686, + 183, + 700 + ], + "score": 1.0, + "content": "2Here we assume", + "type": "text" + }, + { + "bbox": [ + 184, + 689, + 216, + 699 + ], + "score": 0.9, + "content": "\\lambda _ { 1 } > \\lambda _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 216, + 686, + 256, + 700 + ], + "score": 1.0, + "content": ". If instead", + "type": "text" + }, + { + "bbox": [ + 256, + 689, + 343, + 699 + ], + "score": 0.9, + "content": "\\lambda _ { 1 } = . . . = \\lambda _ { k } > \\lambda _ { k + 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 344, + 686, + 408, + 700 + ], + "score": 1.0, + "content": ", this limit will be", + "type": "text" + }, + { + "bbox": [ + 408, + 687, + 457, + 700 + ], + "score": 0.93, + "content": "k \\| \\nabla ^ { 2 } L ( \\theta ) \\| _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 457, + 686, + 462, + 700 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ] + }, + { + "bbox": [ + 118, + 697, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 118, + 697, + 247, + 712 + ], + "score": 1.0, + "content": "3The output margin is defined as", + "type": "text" + }, + { + "bbox": [ + 247, + 700, + 295, + 711 + ], + "score": 0.79, + "content": "{ \\mathrm { m i n } } _ { i } f _ { i } ( \\theta ) y _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 697, + 506, + 712 + ], + "score": 1.0, + "content": ". 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Therefore SGD with label noise implicitly regularizes the all-layer margin.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 29.5, + "bbox_fs": [ + 104, + 469, + 506, + 515 + ] + }, + { + "type": "title", + "bbox": [ + 106, + 530, + 340, + 545 + ], + "lines": [ + { + "bbox": [ + 106, + 529, + 341, + 548 + ], + "spans": [ + { + "bbox": [ + 106, + 529, + 341, + 548 + ], + "score": 1.0, + "content": "Acknowledgments and Disclosure of Funding", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 106, + 556, + 505, + 601 + ], + "lines": [ + { + "bbox": [ + 106, + 557, + 506, + 569 + ], + "spans": [ + { + "bbox": [ + 106, + 557, + 506, + 569 + ], + "score": 1.0, + "content": "AD acknowledges support from a NSF Graduate Research Fellowship. TM acknowledges support of", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 567, + 506, + 581 + ], + "spans": [ + { + "bbox": [ + 105, + 567, + 506, + 581 + ], + "score": 1.0, + "content": "Google Faculty Award and NSF IIS 2045685. 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Input: 0o,step size n, noise variance g²,batch size B,steps T fork=0toT-1do
Sample batch B(k) C[n}B uniformly and label noise e(𝑘)~{-σ,σ} for i ∈ B(𝑘).
Lete((0)=2(() -y - () and L(k)= B∑i∈B(k) ).
0k+1←0k-n∀L(k)(0k)
end
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