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from typing import NamedTuple
from flax.core import freeze, unfreeze
import jax.numpy as jnp
from jax import random, tree_util, jit, grad, value_and_grad
from scipy.optimize import linear_sum_assignment, minimize
import numpy as np
import matplotlib.pyplot as plt
import time
import os
import copy
import jax
import jax.lax as lax
import jax.nn as nn
import jax
'''num_heads = 4
#print all layers
layer_paths = []
def collect_layer_paths(path, value):
# Convert path to a readable string by joining path keys
path_str = '/'.join([str(p.key) for p in path])
shape = value.shape
layer_paths.append((path_str, shape))
jax.tree_util.tree_map_with_path(collect_layer_paths, pretrained_params)
print("Layers of the model:")
for path, shape in layer_paths:
print(f" {path} {shape}")'''
'''example output
Layers of the model:
Conv_0/bias (32,)
Conv_0/kernel (4, 4, 3, 32)
Dense_0/bias (10,)
Dense_0/kernel (32, 10)
TransformerEncoderLayer_0/Dense_0/bias (128,)
TransformerEncoderLayer_0/Dense_0/kernel (32, 128)
TransformerEncoderLayer_0/Dense_1/bias (32,)
TransformerEncoderLayer_0/Dense_1/kernel (128, 32)
TransformerEncoderLayer_0/LayerNorm_0/bias (32,)
TransformerEncoderLayer_0/LayerNorm_0/scale (32,)
TransformerEncoderLayer_0/LayerNorm_1/bias (32,)
TransformerEncoderLayer_0/LayerNorm_1/scale (32,)
TransformerEncoderLayer_0/MultiHeadDotProductAttention_0/key/bias (4, 8)
TransformerEncoderLayer_0/MultiHeadDotProductAttention_0/key/kernel (32, 4, 8) #Key projections for 4 attention heads, each with a dimension of 8 (4 heads x 8 = 32, matching the model's hidden size).
TransformerEncoderLayer_0/MultiHeadDotProductAttention_0/out/bias (32,)
TransformerEncoderLayer_0/MultiHeadDotProductAttention_0/out/kernel (4, 8, 32)
TransformerEncoderLayer_0/MultiHeadDotProductAttention_0/query/bias (4, 8)
TransformerEncoderLayer_0/MultiHeadDotProductAttention_0/query/kernel (32, 4, 8)
TransformerEncoderLayer_0/MultiHeadDotProductAttention_0/value/bias (4, 8)
TransformerEncoderLayer_0/MultiHeadDotProductAttention_0/value/kernel (32, 4, 8)
TransformerEncoderLayer_1/Dense_0/bias (128,)
TransformerEncoderLayer_1/Dense_0/kernel (32, 128)
TransformerEncoderLayer_1/Dense_1/bias (32,)
TransformerEncoderLayer_1/Dense_1/kernel (128, 32)
TransformerEncoderLayer_1/LayerNorm_0/bias (32,)
TransformerEncoderLayer_1/LayerNorm_0/scale (32,)
TransformerEncoderLayer_1/LayerNorm_1/bias (32,)
TransformerEncoderLayer_1/LayerNorm_1/scale (32,)
TransformerEncoderLayer_1/MultiHeadDotProductAttention_0/key/bias (4, 8)
TransformerEncoderLayer_1/MultiHeadDotProductAttention_0/key/kernel (32, 4, 8)
TransformerEncoderLayer_1/MultiHeadDotProductAttention_0/out/bias (32,)
TransformerEncoderLayer_1/MultiHeadDotProductAttention_0/out/kernel (4, 8, 32)
TransformerEncoderLayer_1/MultiHeadDotProductAttention_0/query/bias (4, 8)
TransformerEncoderLayer_1/MultiHeadDotProductAttention_0/query/kernel (32, 4, 8)
TransformerEncoderLayer_1/MultiHeadDotProductAttention_0/value/bias (4, 8)
TransformerEncoderLayer_1/MultiHeadDotProductAttention_0/value/kernel (32, 4, 8)
TransformerEncoderLayer_2/Dense_0/bias (128,)
TransformerEncoderLayer_2/Dense_0/kernel (32, 128)
TransformerEncoderLayer_2/Dense_1/bias (32,)
TransformerEncoderLayer_2/Dense_1/kernel (128, 32)
TransformerEncoderLayer_2/LayerNorm_0/bias (32,)
TransformerEncoderLayer_2/LayerNorm_0/scale (32,)
TransformerEncoderLayer_2/LayerNorm_1/bias (32,)
TransformerEncoderLayer_2/LayerNorm_1/scale (32,)
TransformerEncoderLayer_2/MultiHeadDotProductAttention_0/key/bias (4, 8)
TransformerEncoderLayer_2/MultiHeadDotProductAttention_0/key/kernel (32, 4, 8)
TransformerEncoderLayer_2/MultiHeadDotProductAttention_0/out/bias (32,)
TransformerEncoderLayer_2/MultiHeadDotProductAttention_0/out/kernel (4, 8, 32)
TransformerEncoderLayer_2/MultiHeadDotProductAttention_0/query/bias (4, 8)
TransformerEncoderLayer_2/MultiHeadDotProductAttention_0/query/kernel (32, 4, 8)
TransformerEncoderLayer_2/MultiHeadDotProductAttention_0/value/bias (4, 8)
TransformerEncoderLayer_2/MultiHeadDotProductAttention_0/value/kernel (32, 4, 8)
cls_token (1, 1, 32)
pos_embedding (1, 65, 32)
'''
def to_numpy(x):
if isinstance(x, jnp.ndarray):
return np.array(x)
return np.array(x)
@jit
def compute_objective_jax(A, X, X_prime, Y, Y_prime, cond_threshold=1e6):
cond = jnp.linalg.cond(A)
def safe_obj():
A_inv = jnp.linalg.inv(A)
term1 = X - X_prime @ A.T
term2 = Y - Y_prime @ A_inv
return jnp.sum(term1**2) + jnp.sum(term2**2)
return lax.cond(cond > cond_threshold, lambda: jnp.inf, safe_obj)
compute_value_and_grad_jax = jit(value_and_grad(compute_objective_jax))
def solve_orthogonal(X, X_prime, Y, Y_prime):
B = X.T @ X_prime + Y.T @ Y_prime
U, _, Vt = np.linalg.svd(B)
return U @ Vt
def optimize_alignment(A_init, X, X_prime, Y, Y_prime, max_iter=5000):
objective_values = []
grad_norms = []
condition_nums = []
def obj_fn(flat_A):
A = flat_A.reshape(A_init.shape)
obj, grad_val = compute_value_and_grad_jax(jnp.array(A), jnp.array(X), jnp.array(X_prime), jnp.array(Y), jnp.array(Y_prime))
return float(obj), np.array(grad_val).flatten()
def callback(flat_A):
A = flat_A.reshape(A_init.shape)
obj, grad_val = compute_value_and_grad_jax(jnp.array(A), jnp.array(X), jnp.array(X_prime), jnp.array(Y), jnp.array(Y_prime))
grad_norm = jnp.linalg.norm(grad_val, 'fro')
cond = jnp.linalg.cond(jnp.array(A))
objective_values.append(float(obj))
grad_norms.append(float(grad_norm))
condition_nums.append(float(cond))
res = minimize(obj_fn, A_init.flatten(), jac=True, method='L-BFGS-B', options={'maxiter': max_iter}, callback=callback)
A_opt = res.x.reshape(A_init.shape)
return A_opt, objective_values, grad_norms, condition_nums
def get_nested_item(d, keys):
"""Accesses a nested dictionary item using a tuple of keys."""
for key in keys:
d = d[key]
return d
# Helper functions for parameter extraction and reshaping
def extract_attention_params(params, layer_idx):
"""
Extracts MHA parameters from different, known model structures in a compatible way.
This function detects the model type and constructs the correct path to the
attention parameters for a given layer index.
Args:
params: The Flax parameter tree.
layer_idx: The integer index of the transformer layer.
Returns:
A tuple containing:
- A flat tuple of the MHA tensors: (key, key_bias, query, query_bias, value, value_bias, out, out_bias).
- A tuple representing the nested path to the MHA block, for use in updates.
"""
# Detect vit-jax style: params['Transformer']['encoderblock_...']
if 'Transformer' in params and f'encoderblock_{layer_idx}' in params['Transformer']:
mha_path = ('Transformer', f'encoderblock_{layer_idx}', 'MultiHeadDotProductAttention_0')
# Detect cifar_vit style: params['TransformerEncoderLayer_...']
elif f'TransformerEncoderLayer_{layer_idx}' in params:
mha_path = (f'TransformerEncoderLayer_{layer_idx}', 'MultiHeadDotProductAttention_0')
else:
raise KeyError(f"Could not find a known path for attention layer {layer_idx} in the provided params.")
attention_block = get_nested_item(params, mha_path)
key_k, key_b = attention_block['key']['kernel'], attention_block['key']['bias']
query_k, query_b = attention_block['query']['kernel'], attention_block['query']['bias']
value_k, value_b = attention_block['value']['kernel'], attention_block['value']['bias']
out_k, out_b = attention_block['out']['kernel'], attention_block['out']['bias']
return (key_k, key_b, query_k, query_b, value_k, value_b, out_k, out_b), mha_path
def reshape_to_per_head(params, num_heads):
"""
Reshapes batched attention parameters into a list of per-head parameters.
This function assumes a specific shape convention for the input weight and
bias tensors, which is common in Flax/Linen implementations.
Args:
params (dict): A dictionary containing the attention parameters.
Expected keys and tensor shapes are:
- 'query': Weight tensor of shape (D, num_heads, d_k)
- 'query_bias': Bias tensor of shape (num_heads, d_k)
- 'key': Weight tensor of shape (D, num_heads, d_k)
- 'key_bias': Bias tensor of shape (num_heads, d_k)
- 'value': Weight tensor of shape (D, num_heads, d_v)
- 'value_bias': Bias tensor of shape (num_heads, d_v)
- 'out': Weight tensor of shape (num_heads, d_v, D)
num_heads (int): The number of attention heads.
Returns:
A tuple containing lists of per-head parameters:
(W_Q, b_Q, W_K, b_K, W_V, b_V, W_O)
"""
query_kernel = params['query']
assert query_kernel.ndim == 3, f"Expected query weights to be 3D, but got shape {query_kernel.shape}"
assert query_kernel.shape[1] == num_heads, (
f"The second dimension of the query weight tensor should be num_heads ({num_heads}), "
f"but got shape {query_kernel.shape}. Please verify your model's parameter shape convention."
)
W_Q = [params['query'][:, i, :] for i in range(num_heads)]
b_Q = [params['query_bias'][i, :] for i in range(num_heads)]
W_K = [params['key'][:, i, :] for i in range(num_heads)]
b_K = [params['key_bias'][i, :] for i in range(num_heads)]
W_V = [params['value'][:, i, :] for i in range(num_heads)]
b_V = [params['value_bias'][i, :] for i in range(num_heads)]
W_O = [params['out'][i, :, :] for i in range(num_heads)]
return W_Q, b_Q, W_K, b_K, W_V, b_V, W_O
def compute_extended_weights(W, b):
return jnp.vstack([jnp.array(W), jnp.array(b).reshape(1, -1)])
# Helper function to plot multiple curves
def plot_multiple_curves(data_list, title, xlabel, ylabel, labels, save_path):
plt.figure()
for data, label in zip(data_list, labels):
label = f"{label} ({data[-1]:.4f})"
plt.plot(data, label=label)
plt.title(title)
plt.xlabel(xlabel)
plt.ylabel(ylabel)
plt.legend(loc='center left', bbox_to_anchor=(1, 0.5))
plt.savefig(save_path, bbox_inches='tight')
plt.close()
# Stage 1 Function: Find Heads Permutation (Data-Dependent)
# Version 1: Using post-softmax probabilities
def compute_cost_matrix_postsoftmax(W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, activations_a, activations_b, alpha=0.5, epsilon=1e-8):
"""
Computes the cost matrix using post-softmax probabilities and model-specific activations.
"""
B_a, L_a, D_a = activations_a.shape
B_b, L_b, D_b = activations_b.shape
assert B_a == B_b and L_a == L_b and D_a == D_b, "Activations for both models must have the same shape."
# Augment activations for each model separately
X_tilde_a = jnp.concatenate([activations_a, jnp.ones((B_a, L_a, 1))], axis=-1)
X_tilde_b = jnp.concatenate([activations_b, jnp.ones((B_b, L_b, 1))], axis=-1)
d_head = W_Q_a[0].shape[1]
sqrt_d = jnp.sqrt(float(d_head))
C = np.zeros((num_heads, num_heads))
# Pre-compute flattened outputs for model A
P_flat_a, V_flat_a = [], []
for i in range(num_heads):
tilde_W_Q_a_i = compute_extended_weights(W_Q_a[i], b_Q_a[i])
tilde_W_K_a_i = compute_extended_weights(W_K_a[i], b_K_a[i])
tilde_W_V_a_i = compute_extended_weights(W_V_a[i], b_V_a[i])
Q_a_i = X_tilde_a @ tilde_W_Q_a_i
K_a_i = X_tilde_a @ tilde_W_K_a_i
S_a_i = jnp.einsum('bld,bmd->blm', Q_a_i, K_a_i) / sqrt_d
P_a_i = nn.softmax(S_a_i, axis=-1)
P_flat_a.append(P_a_i.flatten())
V_a_i = (X_tilde_a @ tilde_W_V_a_i) @ W_O_a[i]
V_flat_a.append(V_a_i.flatten())
# Pre-compute flattened outputs for model B
P_flat_b, V_flat_b = [], []
for j in range(num_heads):
tilde_W_Q_b_j = compute_extended_weights(W_Q_b[j], b_Q_b[j])
tilde_W_K_b_j = compute_extended_weights(W_K_b[j], b_K_b[j])
tilde_W_V_b_j = compute_extended_weights(W_V_b[j], b_V_b[j])
Q_b_j = X_tilde_b @ tilde_W_Q_b_j
K_b_j = X_tilde_b @ tilde_W_K_b_j
S_b_j = jnp.einsum('bld,bmd->blm', Q_b_j, K_b_j) / sqrt_d
P_b_j = nn.softmax(S_b_j, axis=-1)
P_flat_b.append(P_b_j.flatten())
V_b_j = (X_tilde_b @ tilde_W_V_b_j) @ W_O_b[j]
V_flat_b.append(V_b_j.flatten())
# Compute cost matrix from pre-computed values
for i in range(num_heads):
for j in range(num_heads):
# Cosine similarity for P (post-softmax probabilities)
dot_P = jnp.dot(P_flat_a[i], P_flat_b[j])
norm_P_a = jnp.linalg.norm(P_flat_a[i])
norm_P_b = jnp.linalg.norm(P_flat_b[j])
cost_P = 1.0 - (dot_P / (norm_P_a * norm_P_b + epsilon))
# Cosine similarity for V (value-projections)
dot_V = jnp.dot(V_flat_a[i], V_flat_b[j])
norm_V_a = jnp.linalg.norm(V_flat_a[i])
norm_V_b = jnp.linalg.norm(V_flat_b[j])
cost_V = 1.0 - (dot_V / (norm_V_a * norm_V_b + epsilon))
C[i, j] = alpha * cost_P + (1 - alpha) * cost_V
return C
# Version 2: Using pre-softmax scores
def compute_cost_matrix_presoftmax(W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, activations_a, activations_b, alpha=0.5, epsilon=1e-8):
"""
Computes the cost matrix for attention head permutation using model-specific activations.
"""
B_a, L_a, D_a = activations_a.shape
B_b, L_b, D_b = activations_b.shape
assert B_a == B_b and L_a == L_b and D_a == D_b, "Activations for both models must have the same shape."
# Augment activations for model A
ones_col_a = jnp.ones((B_a, L_a, 1))
X_tilde_a = jnp.concatenate([activations_a, ones_col_a], axis=-1)
# Augment activations for model B
ones_col_b = jnp.ones((B_b, L_b, 1))
X_tilde_b = jnp.concatenate([activations_b, ones_col_b], axis=-1)
d_head = W_Q_a[0].shape[1]
sqrt_d = jnp.sqrt(float(d_head))
C = np.zeros((num_heads, num_heads))
# Pre-compute all head outputs for model A
S_bar_flat_a, V_flat_a = [], []
for i in range(num_heads):
tilde_W_Q_a_i = compute_extended_weights(W_Q_a[i], b_Q_a[i])
tilde_W_K_a_i = compute_extended_weights(W_K_a[i], b_K_a[i])
tilde_W_V_a_i = compute_extended_weights(W_V_a[i], b_V_a[i])
Q_a_i = X_tilde_a @ tilde_W_Q_a_i
K_a_i = X_tilde_a @ tilde_W_K_a_i
S_a_i = jnp.einsum('bld,bmd->blm', Q_a_i, K_a_i) / sqrt_d
S_bar_a_i = S_a_i - jnp.mean(S_a_i, axis=2, keepdims=True)
S_bar_flat_a.append(S_bar_a_i.flatten())
V_tilde_a_i = X_tilde_a @ tilde_W_V_a_i
V_a_i = V_tilde_a_i @ W_O_a[i]
V_flat_a.append(V_a_i.flatten())
# Pre-compute all head outputs for model B
S_bar_flat_b, V_flat_b = [], []
for j in range(num_heads):
tilde_W_Q_b_j = compute_extended_weights(W_Q_b[j], b_Q_b[j])
tilde_W_K_b_j = compute_extended_weights(W_K_b[j], b_K_b[j])
tilde_W_V_b_j = compute_extended_weights(W_V_b[j], b_V_b[j])
Q_b_j = X_tilde_b @ tilde_W_Q_b_j
K_b_j = X_tilde_b @ tilde_W_K_b_j
S_b_j = jnp.einsum('bld,bmd->blm', Q_b_j, K_b_j) / sqrt_d
S_bar_b_j = S_b_j - jnp.mean(S_b_j, axis=2, keepdims=True)
S_bar_flat_b.append(S_bar_b_j.flatten())
V_tilde_b_j = X_tilde_b @ tilde_W_V_b_j
V_b_j = V_tilde_b_j @ W_O_b[j]
V_flat_b.append(V_b_j.flatten())
# Compute cost matrix from pre-computed values
for i in range(num_heads):
for j in range(num_heads):
# Cosine similarity for S
dot_S = jnp.dot(S_bar_flat_a[i], S_bar_flat_b[j])
norm_S_a = jnp.linalg.norm(S_bar_flat_a[i])
norm_S_b = jnp.linalg.norm(S_bar_flat_b[j])
cos_sim_S = dot_S / (norm_S_a * norm_S_b + epsilon)
cost_S = 1.0 - cos_sim_S
# Cosine similarity for V
dot_V = jnp.dot(V_flat_a[i], V_flat_b[j])
norm_V_a = jnp.linalg.norm(V_flat_a[i])
norm_V_b = jnp.linalg.norm(V_flat_b[j])
cos_sim_V = dot_V / (norm_V_a * norm_V_b + epsilon)
cost_V = 1.0 - cos_sim_V
C[i, j] = (alpha * cost_S + (1 - alpha) * cost_V)
return C
def compute_cost_matrix_data_independent(W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, alpha=0.5):
C = np.zeros((num_heads, num_heads))
for i in range(num_heads):
tilde_W_Q_a_i = compute_extended_weights(W_Q_a[i], b_Q_a[i])
tilde_W_K_a_i = compute_extended_weights(W_K_a[i], b_K_a[i])
tilde_W_V_a_i = compute_extended_weights(W_V_a[i], b_V_a[i])
QKT_a_i = tilde_W_Q_a_i @ tilde_W_K_a_i.T
VO_a_i = tilde_W_V_a_i @ W_O_a[i]
centered_QKT_a_i = QKT_a_i - np.mean(QKT_a_i, axis=1, keepdims=True)
for j in range(num_heads):
tilde_W_Q_b_j = compute_extended_weights(W_Q_b[j], b_Q_b[j])
tilde_W_K_b_j = compute_extended_weights(W_K_b[j], b_K_b[j])
tilde_W_V_b_j = compute_extended_weights(W_V_b[j], b_V_b[j])
QKT_b_j = tilde_W_Q_b_j @ tilde_W_K_b_j.T
VO_b_j = tilde_W_V_b_j @ W_O_b[j]
centered_QKT_b_j = QKT_b_j - np.mean(QKT_b_j, axis=1, keepdims=True)
cost = alpha * np.sum((centered_QKT_a_i - centered_QKT_b_j)**2) + (1 - alpha) * np.sum((VO_a_i - VO_b_j)**2)
C[i, j] = cost
return C
def find_heads_permutation(W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, activations_a, activations_b, alpha, data_independent):
if data_independent:
C = compute_cost_matrix_data_independent(W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, alpha=alpha)
else:
C = compute_cost_matrix_presoftmax(W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, activations_a, activations_b, alpha)
row_ind, col_ind = linear_sum_assignment(to_numpy(C))
print({int(i): int(j) for i, j in zip(row_ind, col_ind)})
return row_ind, col_ind
# Stage 2 Function: Align Single Head (with optional optimization)
def align_single_head(W_Q_a_i, b_Q_a_i, W_K_a_i, b_K_a_i, W_V_a_i, b_V_a_i, W_O_a_i,
W_Q_b_i, b_Q_b_i, W_K_b_i, b_K_b_i, W_V_b_i, b_V_b_i, W_O_b_i,
init_method, optimize):
tilde_W_Q_a_i = compute_extended_weights(W_Q_a_i, b_Q_a_i)
tilde_W_K_a_i = compute_extended_weights(W_K_a_i, b_K_a_i)
tilde_W_V_a_i = compute_extended_weights(W_V_a_i, b_V_a_i)
Y_O_a_i = W_O_a_i.T
tilde_W_Q_b_i = compute_extended_weights(W_Q_b_i, b_Q_b_i)
tilde_W_K_b_i = compute_extended_weights(W_K_b_i, b_K_b_i)
tilde_W_V_b_i = compute_extended_weights(W_V_b_i, b_V_b_i)
Y_O_b_i = W_O_b_i.T
if init_method == 'ortho':
A_init = solve_orthogonal(tilde_W_Q_a_i, tilde_W_Q_b_i, tilde_W_K_a_i, tilde_W_K_b_i)
B_init = solve_orthogonal(Y_O_a_i, Y_O_b_i, tilde_W_V_a_i, tilde_W_V_b_i)
elif init_method == 'random':
while True:
A_init = np.random.normal(loc=1, scale=1, size=(tilde_W_Q_a_i.shape[1], tilde_W_Q_a_i.shape[1]))
if np.linalg.det(A_init) != 0:
break
while True:
B_init = np.random.normal(loc=1, scale=1, size=(tilde_W_V_a_i.shape[1], tilde_W_V_a_i.shape[1]))
if np.linalg.det(B_init) != 0:
break
elif init_method == 'identity':
A_init = np.eye(tilde_W_Q_a_i.shape[1])
B_init = np.eye(tilde_W_V_a_i.shape[1])
else:
raise ValueError("Invalid initialization method")
if optimize:
A, objective_values_A, grad_norms_A, condition_nums_A = optimize_alignment(
A_init, tilde_W_Q_a_i, tilde_W_Q_b_i, tilde_W_K_a_i, tilde_W_K_b_i
)
B, objective_values_B, grad_norms_B, condition_nums_B = optimize_alignment(
B_init, Y_O_a_i, Y_O_b_i, tilde_W_V_a_i, tilde_W_V_b_i
)
else:
A = A_init
B = B_init
A_inv = np.linalg.inv(A)
B_inv = np.linalg.inv(B)
W_Q_aligned = W_Q_b_i @ A.T
b_Q_aligned = b_Q_b_i @ A.T
W_K_aligned = W_K_b_i @ A_inv
b_K_aligned = b_K_b_i @ A_inv
W_V_aligned = W_V_b_i @ B_inv
b_V_aligned = b_V_b_i @ B_inv
W_O_aligned = B @ W_O_b_i
aligned_params = {
'query': {'kernel': W_Q_aligned, 'bias': b_Q_aligned},
'key': {'kernel': W_K_aligned, 'bias': b_K_aligned},
'value': {'kernel': W_V_aligned, 'bias': b_V_aligned},
'out': {'kernel': W_O_aligned}
}
if optimize:
return {
'aligned_params': aligned_params,
'metrics_A': {
'objective_values': objective_values_A,
'grad_norms': grad_norms_A,
'condition_nums': condition_nums_A
},
'metrics_B': {
'objective_values': objective_values_B,
'grad_norms': grad_norms_B,
'condition_nums': condition_nums_B
}
}
return {'aligned_params': aligned_params}
def align_attention_params_main(rng, params_a, params_b, layer_idx, num_heads,
activations_for_layer_a, activations_for_layer_b, plot_path=None, init_method='ortho', permute_heads=True, optimize=True, method_name="", alpha=0.5, data_independent=False):
params_a_extracted, _ = extract_attention_params(params_a, layer_idx)
params_b_extracted, mha_path_b = extract_attention_params(params_b, layer_idx)
params_a_np = {k: np.array(v) for k, v in zip(['key', 'key_bias', 'query', 'query_bias',
'value', 'value_bias', 'out', 'out_bias'], params_a_extracted)}
params_b_np = {k: np.array(v) for k, v in zip(['key', 'key_bias', 'query', 'query_bias',
'value', 'value_bias', 'out', 'out_bias'], params_b_extracted)}
W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a = reshape_to_per_head(params_a_np, num_heads)
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b = reshape_to_per_head(params_b_np, num_heads)
if permute_heads:
row_ind, col_ind = find_heads_permutation(
W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, activations_for_layer_a, activations_for_layer_b, alpha, data_independent
)
W_Q_b = [W_Q_b[j] for j in col_ind]
b_Q_b = [b_Q_b[j] for j in col_ind]
W_K_b = [W_K_b[j] for j in col_ind]
b_K_b = [b_K_b[j] for j in col_ind]
W_V_b = [W_V_b[j] for j in col_ind]
b_V_b = [b_V_b[j] for j in col_ind]
W_O_b = [W_O_b[j] for j in col_ind]
if optimize:
metrics_A_all = {key: [] for key in ['objective_values', 'grad_norms', 'condition_nums']}
metrics_B_all = {key: [] for key in ['objective_values', 'grad_norms', 'condition_nums']}
aligned_params = {}
for i in range(num_heads):
result = align_single_head(
W_Q_a[i], b_Q_a[i], W_K_a[i], b_K_a[i], W_V_a[i], b_V_a[i], W_O_a[i],
W_Q_b[i], b_Q_b[i], W_K_b[i], b_K_b[i], W_V_b[i], b_V_b[i], W_O_b[i],
init_method, optimize
)
aligned_params[f'head_{i}'] = result['aligned_params']
if optimize:
for key in metrics_A_all:
metrics_A_all[key].append(result['metrics_A'][key])
metrics_B_all[key].append(result['metrics_B'][key])
query_kernel = np.stack([aligned_params[f'head_{i}']['query']['kernel'] for i in range(num_heads)], axis=1)
query_bias = np.stack([aligned_params[f'head_{i}']['query']['bias'] for i in range(num_heads)], axis=0)
key_kernel = np.stack([aligned_params[f'head_{i}']['key']['kernel'] for i in range(num_heads)], axis=1)
key_bias = np.stack([aligned_params[f'head_{i}']['key']['bias'] for i in range(num_heads)], axis=0)
value_kernel = np.stack([aligned_params[f'head_{i}']['value']['kernel'] for i in range(num_heads)], axis=1)
value_bias = np.stack([aligned_params[f'head_{i}']['value']['bias'] for i in range(num_heads)], axis=0)
out_kernel = np.stack([aligned_params[f'head_{i}']['out']['kernel'] for i in range(num_heads)], axis=0)
return_dict = {
'aligned_params': {
'query': {'kernel': jnp.array(query_kernel), 'bias': jnp.array(query_bias)},
'key': {'kernel': jnp.array(key_kernel), 'bias': jnp.array(key_bias)},
'value': {'kernel': jnp.array(value_kernel), 'bias': jnp.array(value_bias)},
'out': {'kernel': jnp.array(out_kernel), 'bias': params_b_np['out_bias']}
},
'mha_path': mha_path_b # Return the path for updating model_b
}
if optimize:
return_dict['metrics_A_all'] = metrics_A_all
return_dict['metrics_B_all'] = metrics_B_all
return return_dict
def matching_attn(rng, params_a, params_b, activations_a, activations_b, finetune_layer_which, num_heads, plot_path):
params_dict = {}
configurations = [
("data_indep_permu_head_init_ortho_no_opt", True, 'ortho', True, False),
#("data_dep_permu_head_init_ortho_no_opt", False, 'ortho', True, False),
#("data_dep_permu_head_init_ortho_opt", 'ortho', True, True),
]
for name, data_independent, init_method, permute_heads, optimize in configurations:
aligned_params = copy.deepcopy(params_b)
if optimize:
layer_to_metrics_A = {}
layer_to_metrics_B = {}
for layer_idx in finetune_layer_which:
activations_for_layer_a = activations_a[layer_idx]
activations_for_layer_b = activations_b[layer_idx]
result = align_attention_params_main(
rng, params_a, aligned_params, layer_idx, num_heads, activations_for_layer_a, activations_for_layer_b, plot_path=None,
init_method=init_method, permute_heads=permute_heads, optimize=optimize, method_name=name, data_independent=data_independent
)
# Update the aligned_params tree using the path returned by the alignment function.
unfrozen_params = unfreeze(aligned_params)
# Navigate to the parent dictionary of the MHA block
temp_dict = unfrozen_params
for key in result['mha_path'][:-1]:
temp_dict = temp_dict[key]
# Update the MHA block with the aligned parameters
temp_dict[result['mha_path'][-1]] = result['aligned_params']
aligned_params = freeze(unfrozen_params)
if optimize:
layer_to_metrics_A[layer_idx] = result['metrics_A_all']
layer_to_metrics_B[layer_idx] = result['metrics_B_all']
total_sum = tree_util.tree_reduce(lambda acc, x: acc + jnp.sum(x), aligned_params, initializer=0)
print(f"{name}: {total_sum}, sanity check")
params_dict[name] = aligned_params
if optimize and plot_path:
os.makedirs(plot_path, exist_ok=True)
num_layers = len(finetune_layer_which)
layers = finetune_layer_which
metric_keys = ['objective_values', 'grad_norms', 'condition_nums']
for metric_key in metric_keys:
fig, axs = plt.subplots(num_layers + 1, 2, figsize=(20, 5 * (num_layers + 1)), sharex='col')
for col in range(2):
if col == 0:
metrics_per_layer = layer_to_metrics_A
alignment_type = "Query/Key Alignment"
else:
metrics_per_layer = layer_to_metrics_B
alignment_type = "Value/Out Alignment"
# Plot per-layer subplots
for row in range(num_layers):
layer = layers[row]
data_list = metrics_per_layer[layer][metric_key]
labels = [f"Head {i}" for i in range(num_heads)]
ax = axs[row, col]
for data, label in zip(data_list, labels):
if data:
final_val = data[-1]
ax.plot(data, label=f"{label} ({final_val:.4f})")
ax.set_title(f"Layer {layer}: {metric_key.replace('_', ' ').capitalize()} - {alignment_type}")
ax.set_xlabel('Iteration')
ax.set_ylabel(metric_key.replace('_', ' ').capitalize())
ax.legend(loc='center left', bbox_to_anchor=(1, 0.5))
# Bottom row: mean across heads for all layers
ax = axs[num_layers, col]
data_list = []
labels = []
for layer in layers:
head_data = metrics_per_layer[layer][metric_key]
if head_data:
max_len = max(len(d) for d in head_data if d)
padded = []
for d in head_data:
if d:
if len(d) < max_len:
last = d[-1]
padded.append(d + [last] * (max_len - len(d)))
else:
padded.append(d)
if padded:
mean_data = np.mean(padded, axis=0).tolist()
data_list.append(mean_data)
final_mean = mean_data[-1]
labels.append(f"Layer {layer} ({final_mean:.4f})")
for data, label in zip(data_list, labels):
ax.plot(data, label=label)
ax.set_title(f"All Layers Mean: {metric_key.replace('_', ' ').capitalize()} - {alignment_type}")
ax.set_xlabel('Iteration')
ax.set_ylabel(metric_key.replace('_', ' ').capitalize())
ax.legend(loc='center left', bbox_to_anchor=(1, 0.5))
plt.tight_layout()
save_path = os.path.join(plot_path, f"{name}_{metric_key}.png")
plt.savefig(save_path, bbox_inches='tight')
plt.close()
return params_dict
#############RoPE#################
def get_rope_matrix(seq_len, d_head):
"""Generates RoPE rotation matrices R[m] of shape (seq_len, d_head/2, 2, 2)."""
assert d_head % 2 == 0, "d_head must be even"
# inv_freq: (d_head/2,)
inv_freq = 1.0 / (10000 ** (jnp.arange(0, d_head, 2) / d_head))
t = jnp.arange(seq_len) # (seq_len,)
freqs = jnp.einsum('i,j->ij', t, inv_freq) # (seq_len, d_head/2)
cos_freqs = jnp.cos(freqs) # (seq_len, h)
sin_freqs = jnp.sin(freqs) # (seq_len, h)
# Build rotation matrices per position and subspace: shape (seq_len, h, 2, 2)
# Each 2x2 is [[cos, -sin], [sin, cos]]
R = jnp.stack(
[
jnp.stack([cos_freqs, -sin_freqs], axis=-1), # (seq_len, h, 2) -> first row entries
jnp.stack([sin_freqs, cos_freqs], axis=-1), # (seq_len, h, 2) -> second row entries
],
axis=-2
) # After this stack: shape (seq_len, h, 2, 2)
return R
@jax.jit
def apply_rope(x, R):
"""Applies RoPE to x of shape (B, L, D_k) using R shape (L, D_k/2, 2, 2)."""
B, L, Dk = x.shape
assert Dk % 2 == 0
x_pairs = x.reshape((B, L, Dk//2, 2)) # (B, L, h, 2)
# R must be (L, h, 2, 2)
# einsum: 'b l h c, l h c r -> b l h r' -> back to (B, L, h, 2)
x_rotated = jnp.einsum('blhc,lhcr->blhr', x_pairs, R)
return x_rotated.reshape((B, L, Dk))
def compute_cost_matrix_presoftmax_rope(W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, activations_a, activations_b, alpha=0.5, epsilon=1e-8):
B_a, L_a, D_a = activations_a.shape
B_b, L_b, D_b = activations_b.shape
assert B_a == B_b and L_a == L_b and D_a == D_b
L, d_head = L_a, W_Q_a[0].shape[1]
rope_matrices = get_rope_matrix(L, d_head)
ones_col_a, ones_col_b = jnp.ones((B_a, L_a, 1)), jnp.ones((B_b, L_b, 1))
X_tilde_a = jnp.concatenate([activations_a, ones_col_a], axis=-1)
X_tilde_b = jnp.concatenate([activations_b, ones_col_b], axis=-1)
sqrt_d = jnp.sqrt(float(d_head))
C = np.zeros((num_heads, num_heads))
# Pre-compute for model A
S_bar_flat_a, V_flat_a = [], []
for i in range(num_heads):
tilde_W_Q_a_i, tilde_W_K_a_i, tilde_W_V_a_i = compute_extended_weights(W_Q_a[i], b_Q_a[i]), compute_extended_weights(W_K_a[i], b_K_a[i]), compute_extended_weights(W_V_a[i], b_V_a[i])
Q_rope_a_i, K_rope_a_i = apply_rope(X_tilde_a @ tilde_W_Q_a_i, rope_matrices), apply_rope(X_tilde_a @ tilde_W_K_a_i, rope_matrices)
S_a_i = jnp.einsum('bld,bmd->blm', Q_rope_a_i, K_rope_a_i) / sqrt_d
S_bar_flat_a.append((S_a_i - jnp.mean(S_a_i, axis=2, keepdims=True)).flatten())
V_flat_a.append((X_tilde_a @ tilde_W_V_a_i @ W_O_a[i]).flatten())
# Pre-compute for model B
S_bar_flat_b, V_flat_b = [], []
for j in range(num_heads):
tilde_W_Q_b_j, tilde_W_K_b_j, tilde_W_V_b_j = compute_extended_weights(W_Q_b[j], b_Q_b[j]), compute_extended_weights(W_K_b[j], b_K_b[j]), compute_extended_weights(W_V_b[j], b_V_b[j])
Q_rope_b_j, K_rope_b_j = apply_rope(X_tilde_b @ tilde_W_Q_b_j, rope_matrices), apply_rope(X_tilde_b @ tilde_W_K_b_j, rope_matrices)
S_b_j = jnp.einsum('bld,bmd->blm', Q_rope_b_j, K_rope_b_j) / sqrt_d
S_bar_flat_b.append((S_b_j - jnp.mean(S_b_j, axis=2, keepdims=True)).flatten())
V_flat_b.append((X_tilde_b @ tilde_W_V_b_j @ W_O_b[j]).flatten())
for i in range(num_heads):
for j in range(num_heads):
dot_S = jnp.dot(S_bar_flat_a[i], S_bar_flat_b[j])
norm_S_a, norm_S_b = jnp.linalg.norm(S_bar_flat_a[i]), jnp.linalg.norm(S_bar_flat_b[j])
cost_S = 1.0 - (dot_S / (norm_S_a * norm_S_b + epsilon))
dot_V = jnp.dot(V_flat_a[i], V_flat_b[j])
norm_V_a, norm_V_b = jnp.linalg.norm(V_flat_a[i]), jnp.linalg.norm(V_flat_b[j])
cost_V = 1.0 - (dot_V / (norm_V_a * norm_V_b + epsilon))
C[i, j] = (alpha * cost_S + (1 - alpha) * cost_V)
return C
def find_heads_permutation_rope(W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, activations_a, activations_b, alpha, data_independent):
"""Wrapper to find permutation using the RoPE cost matrix with model-specific activations."""
if data_independent:
C = compute_cost_matrix_data_independent(W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, alpha=alpha)
else:
C = compute_cost_matrix_presoftmax_rope(
W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, activations_a, activations_b, alpha
)
row_ind, col_ind = linear_sum_assignment(to_numpy(C))
print("RoPE Head Permutation:", {int(i): int(j) for i, j in zip(row_ind, col_ind)})
return row_ind, col_ind
from scipy.optimize import minimize_scalar
from scipy.linalg import block_diag
from math import sqrt, cos, sin, atan2
import numpy as np
def solve_rope_qk_alignment(W_Q_a_i, b_Q_a_i, W_K_a_i, b_K_a_i,
W_Q_b_i, b_Q_b_i, W_K_b_i, b_K_b_i):
"""
Solves for the G_RoPE alignment matrix U for a single head's QK weights.
"""
tilde_W_Q_a = compute_extended_weights(W_Q_a_i, b_Q_a_i)
tilde_W_K_a = compute_extended_weights(W_K_a_i, b_K_a_i)
tilde_W_Q_b = compute_extended_weights(W_Q_b_i, b_Q_b_i)
tilde_W_K_b = compute_extended_weights(W_K_b_i, b_K_b_i)
D_k = tilde_W_Q_a.shape[1]
assert D_k % 2 == 0, "Head dimension must be even for RoPE."
U_blocks = []
J = jnp.array([[0, -1], [1, 0]])
for j in range(D_k // 2):
# 1. Slice submatrices for the j-th 2D subspace
sl = slice(2 * j, 2 * j + 2)
Q_a_j, Q_b_j = tilde_W_Q_a[:, sl], tilde_W_Q_b[:, sl]
K_a_j, K_b_j = tilde_W_K_a[:, sl], tilde_W_K_b[:, sl]
# 2. Precompute constants
N_Q = jnp.sum(Q_b_j**2)
N_K = jnp.sum(K_b_j**2)
C_Q = Q_a_j.T @ Q_b_j
C_K = K_a_j.T @ K_b_j
c_q = 0.5 * (jnp.trace(C_Q) + 1j * jnp.trace(C_Q @ J))
c_k = 0.5 * (jnp.trace(C_K) + 1j * jnp.trace(C_K @ J))
A = jnp.abs(c_q)**2
B = jnp.abs(c_k)**2
C = 2 * jnp.real(c_q * jnp.conj(c_k))
# Convert all JAX/Device arrays to native Python/NumPy types for SciPy
N_Q_f, N_K_f = float(N_Q), float(N_K)
A_f, B_f, C_f = float(A), float(B), float(C)
c_q_f = complex(c_q)
c_k_f = complex(c_k)
# Define the 1D scalar objective function using native floats
def g_objective(x):
x = float(x)
# Protect the sqrt argument from tiny negative values due to roundoff
inner_term = A_f * x + (B_f / x) + C_f
safe_inner = max(inner_term, 1e-20)
return x * N_Q_f + N_K_f / x - 4.0 * sqrt(safe_inner)
# 4. Find the minimizer x* using robust bounds
res = minimize_scalar(g_objective, bounds=(1e-8, 1e8), method='bounded')
x_star = res.x
# 5. Reconstruct the optimal 2x2 alignment matrix U_j using NumPy/math
r_star = sqrt(x_star)
combined_c = r_star * c_q_f + (1 / r_star) * c_k_f
if abs(combined_c) < 1e-30:
theta_star = 0.0
else:
theta_star = -atan2(combined_c.imag, combined_c.real)
a = r_star * cos(theta_star)
b = r_star * sin(theta_star)
U_j = np.array([[a, -b], [b, a]])
U_blocks.append(U_j)
# 6. Assemble the full block-diagonal matrix U
U_opt = block_diag(*U_blocks)
condU = np.linalg.cond(U_opt)
if condU > 1e12:
# fallback: scale blocks to have minimum magnitude, or add small diag:
eps = 1e-6
U_opt = U_opt + eps * np.eye(U_opt.shape[0])
return U_opt
def align_attention_params_main_rope(params_a, params_b, layer_idx, num_heads,
activations_for_layer_a, activations_for_layer_b,
init_method_vo='ortho', permu_heads=True, optimize_vo=True, alpha=0.5, data_independent=False):
"""
Aligns a single MHA layer with RoPE using model-specific activations.
COMPATIBLE with multiple model structures.
"""
# Use the compatible extractor to get params and the update path ---
params_a_extracted, _ = extract_attention_params(params_a, layer_idx)
params_b_extracted, mha_path_b = extract_attention_params(params_b, layer_idx)
params_a_np = {k: np.array(v) for k, v in zip(['key', 'key_bias', 'query', 'query_bias', 'value', 'value_bias', 'out', 'out_bias'], params_a_extracted)}
params_b_np = {k: np.array(v) for k, v in zip(['key', 'key_bias', 'query', 'query_bias', 'value', 'value_bias', 'out', 'out_bias'], params_b_extracted)}
W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a = reshape_to_per_head(params_a_np, num_heads)
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b = reshape_to_per_head(params_b_np, num_heads)
if permu_heads:
# --- Stage 1: Head Permutation (RoPE version) ---
row_ind, col_ind = find_heads_permutation_rope(
W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, activations_for_layer_a, activations_for_layer_b, alpha, data_independent
)
# --- Reorder heads of model B --- (No changes here)
W_Q_b = [W_Q_b[j] for j in col_ind]
b_Q_b = [b_Q_b[j] for j in col_ind]
W_K_b = [W_K_b[j] for j in col_ind]
b_K_b = [b_K_b[j] for j in col_ind]
W_V_b = [W_V_b[j] for j in col_ind]
b_V_b = [b_V_b[j] for j in col_ind]
W_O_b = [W_O_b[j] for j in col_ind]
# --- Stage 2: Per-Head Parameter Alignment --- (No changes here)
aligned_params_list = []
for i in range(num_heads):
# ... (rest of the function is identical)
# QK Alignment (RoPE specific)
U = solve_rope_qk_alignment(
W_Q_a[i], b_Q_a[i], W_K_a[i], b_K_a[i],
W_Q_b[i], b_Q_b[i], W_K_b[i], b_K_b[i]
)
U_inv = np.linalg.inv(U)
W_Q_aligned = W_Q_b[i] @ U.T
b_Q_aligned = b_Q_b[i] @ U.T
W_K_aligned = W_K_b[i] @ U_inv
b_K_aligned = b_K_b[i] @ U_inv
# VO Alignment (Standard MHA logic, as it's unaffected by RoPE)
tilde_W_V_a_i = compute_extended_weights(W_V_a[i], b_V_a[i])
Y_O_a_i = W_O_a[i].T
tilde_W_V_b_i = compute_extended_weights(W_V_b[i], b_V_b[i])
Y_O_b_i = W_O_b[i].T
if init_method_vo == 'ortho':
B_init = solve_orthogonal(Y_O_a_i, Y_O_b_i, tilde_W_V_a_i, tilde_W_V_b_i)
else:
B_init = np.identity(W_O_b[i].shape[0])
if optimize_vo:
B, _, _, _ = optimize_alignment(B_init, Y_O_a_i, Y_O_b_i, tilde_W_V_a_i, tilde_W_V_b_i)
else:
B = B_init
B_inv = np.linalg.inv(B)
W_V_aligned = W_V_b[i] @ B_inv
b_V_aligned = b_V_b[i] @ B_inv
W_O_aligned = B @ W_O_b[i]
aligned_params_list.append({
'query': {'kernel': W_Q_aligned, 'bias': b_Q_aligned},
'key': {'kernel': W_K_aligned, 'bias': b_K_aligned},
'value': {'kernel': W_V_aligned, 'bias': b_V_aligned},
'out': {'kernel': W_O_aligned}
})
# --- Reassemble Parameters --- (No changes here)
query_kernel = np.stack([p['query']['kernel'] for p in aligned_params_list], axis=1)
query_bias = np.stack([p['query']['bias'] for p in aligned_params_list], axis=0)
key_kernel = np.stack([p['key']['kernel'] for p in aligned_params_list], axis=1)
key_bias = np.stack([p['key']['bias'] for p in aligned_params_list], axis=0)
value_kernel = np.stack([p['value']['kernel'] for p in aligned_params_list], axis=1)
value_bias = np.stack([p['value']['bias'] for p in aligned_params_list], axis=0)
out_kernel = np.stack([p['out']['kernel'] for p in aligned_params_list], axis=0)
return {
'aligned_params': {
'query': {'kernel': jnp.array(query_kernel), 'bias': jnp.array(query_bias)},
'key': {'kernel': jnp.array(key_kernel), 'bias': jnp.array(key_bias)},
'value': {'kernel': jnp.array(value_kernel), 'bias': jnp.array(value_bias)},
'out': {'kernel': jnp.array(out_kernel), 'bias': jnp.array(params_b_np['out_bias'])}
},
'mha_path': mha_path_b
}
def matching_attn_rope(params_a, params_b, activations_a, activations_b, finetune_layer_which, num_heads, alpha=0.5):
"""
Main function to align RoPE-based MHA layers using separate activations for each model.
COMPATIBLE with multiple model structures.
Args:
params_a (dict): Parameters of the reference model A.
params_b (dict): Parameters of the model B to be aligned.
activations (dict): Dictionary mapping layer_idx to input activations.
finetune_layer_which (list): List of layer indices to align.
num_heads (int): Number of attention heads.
alpha (float): Weighting factor for permutation cost matrix calculation.
Returns:
dict: A dictionary where keys are method names and values are the
aligned parameters for model B.
"""
params_dict = {}
# Define a single configuration for RoPE alignment.
# The VO part can optionally be optimized after orthogonal initialization.
configurations = [
("data_indep_permu_head_init_ortho_no_opt", True, 'ortho', True, False),
#("data_dep_permu_head_init_ortho_no_opt", False, 'ortho', True, False),
#("data_dep_permu_head_init_ortho_opt", 'ortho', True, True),
]
for name, data_independent, init_method_vo, permu_heads, optimize_vo in configurations:
print(f"--- Running RoPE Alignment Configuration: {name} ---")
# Start with a deepcopy of params_b to modify iteratively ---
aligned_params = copy.deepcopy(params_b)
for layer_idx in finetune_layer_which:
print(f"Aligning Layer {layer_idx}...")
activations_for_layer_a = activations_a[layer_idx]
activations_for_layer_b = activations_b[layer_idx]
# Call the main alignment function for a single RoPE MHA layer
result = align_attention_params_main_rope(
params_a=params_a,
params_b=aligned_params,
layer_idx=layer_idx,
num_heads=num_heads,
activations_for_layer_a=activations_for_layer_a,
activations_for_layer_b=activations_for_layer_b,
init_method_vo=init_method_vo,
permu_heads=permu_heads,
optimize_vo=optimize_vo,
alpha=alpha,
data_independent=data_independent
)
# Update the aligned_params tree using the path ---
unfrozen_params = unfreeze(aligned_params)
# Navigate to the parent dictionary of the MHA block
temp_dict = unfrozen_params
for key in result['mha_path'][:-1]:
temp_dict = temp_dict[key]
# Update the MHA block with the aligned parameters
temp_dict[result['mha_path'][-1]] = result['aligned_params']
aligned_params = freeze(unfrozen_params)
# Sanity check
total_sum = tree_util.tree_reduce(lambda acc, x: acc + jnp.sum(x), aligned_params, initializer=0)
print(f"Finished configuration '{name}'. Total parameter sum: {total_sum:.4f}\n")
params_dict[name] = aligned_params
return params_dict
# this function performs matching on all possible heads permutations
# thus only support len(finetune_layer_which)==1 i.e. at 1 layer only
import itertools
layer_key_prefix = 'TransformerEncoderLayer'
attention_key = 'MultiHeadDotProductAttention_0'
def matching_attn_all_heads_permu(rng, params_a, params_b, finetune_layer_which, num_heads, plot_path, rope_use=False, activations_a=None, activations_b=None):
"""
Performs matching for all possible head permutations for a single layer and records the
optimal permutation for several data-dependent and independent methods.
Args:
rng: JAX random key.
params_a: Parameters of the first model.
params_b: Parameters of the second model.
finetune_layer_which: A list containing the index of the layer to finetune (must have length 1).
num_heads: The number of attention heads.
plot_path: Path for saving plots (not used in this version but kept for consistency).
rope_use: Boolean indicating if RoPE is used in the model.
activations_a: A dictionary of activations from model A, keyed by layer index.
activations_b: A dictionary of activations from model B, keyed by layer index.
Returns:
A tuple containing:
- params_dict: Dictionary of aligned parameters for different settings and permutations.
- heads_objective_values: Dictionary of objective values for each permutation.
- heads_permutation_sol: Dictionary storing the optimal permutation for each calculation method.
"""
assert len(finetune_layer_which) == 1, "This function only supports one layer at a time."
params_dict = defaultdict(lambda: defaultdict(dict))
heads_objective_values = defaultdict(lambda: defaultdict(dict))
heads_permutation_sol = {}
C_dict = {}
layer_idx = finetune_layer_which[0]
layer_key = f'{layer_key_prefix}_{layer_idx}'
# --- Extract and reshape weights ---
params_a_extracted = extract_attention_params(params_a, layer_key, attention_key)
params_b_extracted = extract_attention_params(params_b, layer_key, attention_key)
params_a_np = {k: np.array(v) for k, v in zip(['key', 'key_bias', 'query', 'query_bias', 'value', 'value_bias', 'out', 'out_bias'], params_a_extracted)}
params_b_np = {k: np.array(v) for k, v in zip(['key', 'key_bias', 'query', 'query_bias', 'value', 'value_bias', 'out', 'out_bias'], params_b_extracted)}
W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a = reshape_to_per_head(params_a_np, num_heads)
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b = reshape_to_per_head(params_b_np, num_heads)
# --- Define permutation settings ---
head_permu_settings = [
("data-independent", True, None),
#("data-dependent_acti-b-use", False, True),
#("data-dependent_acti-b-notuse", False, False),
]
alpha = 0.5 # Using a fixed alpha as in the original script
# --- Calculate cost matrices and find optimal permutations for each method ---
print("Calculating cost matrices and optimal permutations for each method...")
for name, data_independent, activation_b_use in head_permu_settings:
if data_independent:
C = compute_cost_matrix_data_independent(W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, alpha=alpha)
else:
# For data-dependent methods
assert activations_a is not None, "Activations for model A must be provided for data-dependent methods."
# Use model B's activations if specified, otherwise use model A's activations for both
current_activations_b = activations_b[layer_idx] if activation_b_use and activations_b else activations_a[layer_idx]
if rope_use:
C = compute_cost_matrix_presoftmax_rope(W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, activations_a[layer_idx], current_activations_b, alpha=alpha)
else:
C = compute_cost_matrix_presoftmax(W_Q_a, b_Q_a, W_K_a, b_K_a, W_V_a, b_V_a, W_O_a,
W_Q_b, b_Q_b, W_K_b, b_K_b, W_V_b, b_V_b, W_O_b,
num_heads, activations_a[layer_idx], current_activations_b, alpha=alpha)
C_dict[name] = C
row_ind, col_ind = linear_sum_assignment(C)
# Store the permutation mapping row_ind (model A) to col_ind (model B)
# We sort by row_ind to ensure the permutation is always in the order [perm_for_head_0, perm_for_head_1, ...]
permutation_solution = [int(col_ind[i]) for i in np.argsort(row_ind)]
heads_permutation_sol[name] = ([int(_) for _ in row_ind], [int(_) for _ in col_ind])
print(f" - Method '{name}': Optimal permutation is {permutation_solution}")
# --- Iterate through all possible permutations for alignment and interpolation ---
permutations_to_evaluate = list(itertools.permutations(range(num_heads)))
# Collect unique permutations from heads_permutation_sol
S = set()
for name, _, _ in head_permu_settings:
_, col_ind = heads_permutation_sol[name]
col_ind = [int(_) for _ in col_ind]
S.add(tuple(col_ind)) # Convert to tuple for set compatibility
# Initialize permutations to use
permutations_to_use = set(S)
max_permutations = 24
# Sample additional permutations up to max_permutations
while len(permutations_to_use) < max_permutations:
perm = tuple(np.random.permutation(num_heads))
permutations_to_use.add(perm) # Set ensures no duplicates
permutations_to_evaluate = permutations_to_use
print(f"\nEvaluating all {len(permutations_to_evaluate)} possible head permutations...")
# Define alignment settings
alignment_settings = [
("init_ortho_no_opt", 'ortho', False),
#("init_ortho_opt", 'ortho', True),
]
for setting_name, init_method, optimize in alignment_settings:
for perm_tuple in permutations_to_evaluate:
perm = list(perm_tuple)
# Create a fresh copy of model B parameters for this specific permutation
params_b_permuted = copy.deepcopy(unfreeze(params_b))
# Manually permute the attention heads of model B for the specified layer
# This is done by re-indexing the weight tensors according to `perm`
params_b_layer = params_b_permuted[layer_key][attention_key]
perm_array = np.array(perm)
# Permute dimensions related to heads
params_b_layer['query']['kernel'] = params_b_layer['query']['kernel'][:, perm_array, :]
params_b_layer['query']['bias'] = params_b_layer['query']['bias'][perm_array, :]
params_b_layer['key']['kernel'] = params_b_layer['key']['kernel'][:, perm_array, :]
params_b_layer['key']['bias'] = params_b_layer['key']['bias'][perm_array, :]
params_b_layer['value']['kernel'] = params_b_layer['value']['kernel'][:, perm_array, :]
params_b_layer['value']['bias'] = params_b_layer['value']['bias'][perm_array, :]
params_b_layer['out']['kernel'] = params_b_layer['out']['kernel'][perm_array, :, :]
# Align the permuted model B to model A
if rope_use:
aligned_result = align_attention_params_main_rope(
params_a, params_b_permuted, layer_idx, num_heads,
activations_a[layer_idx],
activations_b[layer_idx],
init_method_vo=init_method, permu_heads=False, optimize_vo=optimize, alpha=alpha
)
# The rope main function returns the aligned MHA block directly
result_to_store = aligned_result
else:
# Standard alignment. `permute_heads` is False because we do it manually above.
result_dict = align_attention_params_main(
rng, params_a, params_b_permuted, layer_idx, num_heads,
activations_a[layer_idx],
activations_b[layer_idx],
plot_path=None, init_method=init_method,
permute_heads=False, optimize=optimize, alpha=alpha
)
result_to_store = result_dict
perm_str = str([int(_) for _ in perm])
params_dict[setting_name][perm_str] = result_to_store
# --- Calculate objective cost for this permutation against each method's cost matrix ---
for method_name, C_matrix in C_dict.items():
# The cost is the sum of C[i, j] for the mapping i -> perm[i]
total_cost = sum(C_matrix[i, perm[i]] for i in range(num_heads))
heads_objective_values[method_name][setting_name][perm_str] = float(total_cost)
print("Finished evaluating all permutations.")
return params_dict, heads_objective_values, heads_permutation_sol
##########Transformers matching
import copy
import jax.numpy as jnp
import numpy as np
from flax.core import unfreeze, freeze
from scipy.optimize import linear_sum_assignment
# --- Helper Functions (from your draft and my previous code) ---
def get_nested_item(d, keys):
"""Accesses a nested dictionary item using a tuple of keys."""
for key in keys:
d = d[key]
return d
def set_nested_item(d, keys, value):
"""Sets a value in a nested dictionary using a tuple of keys."""
current = d
for key in keys[:-1]:
current = current[key]
current[keys[-1]] = value
def extract_ffn_params(params, layer_idx):
"""
Extracts FFN parameters from different, known model structures in a compatible way.
This function detects the model type and constructs the correct path to the
FFN parameters for a given layer index.
Args:
params: The Flax parameter tree.
layer_idx: The integer index of the transformer layer.
Returns:
A tuple containing:
- W1, b1, W2 (FFN weights and biases for Dense_0 and Dense_1).
- dense0_path, dense1_path (tuples representing the nested paths to Dense_0 and Dense_1).
"""
# Detect cifar_vit style: params['TransformerEncoderLayer_...']
if f'TransformerEncoderLayer_{layer_idx}' in params:
base_path_tuple = (f'TransformerEncoderLayer_{layer_idx}',)
dense0_path = base_path_tuple + ('Dense_0',)
dense1_path = base_path_tuple + ('Dense_1',)
# Detect vit-jax style: params['Transformer']['encoderblock_...']
elif 'Transformer' in params and f'encoderblock_{layer_idx}' in params['Transformer']:
# Note: vit-jax often nests the MLP in its own block, e.g., 'MlpBlock_0'
# We check for its existence for robustness.
encoder_block = get_nested_item(params, ('Transformer', f'encoderblock_{layer_idx}'))
mlp_key = next((k for k in encoder_block if 'MlpBlock' in k), None)
if mlp_key:
base_path_tuple = ('Transformer', f'encoderblock_{layer_idx}', mlp_key)
else: # Fallback if no explicit MlpBlock
base_path_tuple = ('Transformer', f'encoderblock_{layer_idx}')
dense0_path = base_path_tuple + ('Dense_0',)
dense1_path = base_path_tuple + ('Dense_1',)
else:
raise KeyError(f"Could not find a known path for FFN layer {layer_idx} in the provided params.")
dense0_block = get_nested_item(params, dense0_path)
dense1_block = get_nested_item(params, dense1_path)
W1 = dense0_block['kernel']
b1 = dense0_block['bias']
W2 = dense1_block['kernel']
return W1, b1, W2, dense0_path, dense1_path
# --- Core Functions ---
def matching_transformer_ffn(params_a, params_b, finetune_layer_which):
"""
Aligns the FFN components of two models for the specified layers.
This function computes the optimal permutation of hidden neurons in the FFN
of model B to match model A. The permutation is found by solving a Linear
Assignment Problem (LAP) where the cost is the sum of squared L2 distances
between the incoming (weights + bias) and outgoing weights of each neuron pair.
Args:
params_a (dict): Parameters of the reference model A.
params_b (dict): Parameters of the model B to be aligned.
finetune_layer_which (list): List of layer indices to align.
Returns:
dict: The aligned parameters for model B.
"""
aligned_params_b = copy.deepcopy(params_b)
for layer_idx in finetune_layer_which:
# Extract parameters and paths for both models
W1_a, b1_a, W2_a, _, _ = extract_ffn_params(params_a, layer_idx)
W1_b, b1_b, W2_b, dense0_path_b, dense1_path_b = extract_ffn_params(aligned_params_b, layer_idx)
# Convert to NumPy for computation
W1_a, b1_a, W2_a = np.array(W1_a), np.array(b1_a), np.array(W2_a)
W1_b, b1_b, W2_b = np.array(W1_b), np.array(b1_b), np.array(W2_b)
D_hidden = W1_a.shape[1]
assert W1_b.shape[1] == D_hidden, f"FFN hidden dimensions for layer {layer_idx} must match."
# Compute cost matrix C
C = np.zeros((D_hidden, D_hidden), dtype=np.float32)
for i in range(D_hidden):
# Incoming weights and bias for neuron i of model A
in_a = np.concatenate([W1_a[:, i], [b1_a[i]]])
# Outgoing weights for neuron i of model A
out_a = W2_a[i, :]
for j in range(D_hidden):
in_b = np.concatenate([W1_b[:, j], [b1_b[j]]])
out_b = W2_b[j, :]
# Cost is the sum of squared Euclidean distances
cost = np.linalg.norm(in_a - in_b)**2 + np.linalg.norm(out_a - out_b)**2
C[i, j] = cost
# Solve LAP. `col_ind` gives the permutation for model B's neurons.
row_ind, col_ind = linear_sum_assignment(C)
# Permute the weights of model B according to the solution
W1_aligned = W1_b[:, col_ind]
b1_aligned = b1_b[col_ind]
W2_aligned = W2_b[col_ind, :]
# Update the parameter dictionary for model B
unfrozen_params = unfreeze(aligned_params_b)
set_nested_item(unfrozen_params, dense0_path_b + ('kernel',), jnp.array(W1_aligned))
set_nested_item(unfrozen_params, dense0_path_b + ('bias',), jnp.array(b1_aligned))
set_nested_item(unfrozen_params, dense1_path_b + ('kernel',), jnp.array(W2_aligned))
aligned_params_b = freeze(unfrozen_params)
return aligned_params_b
def matching_transformer_block(rng, params_a, params_b, activations_a, activations_b, finetune_layer_which, num_heads, rope_use=False, plot_path=None):
"""
Aligns entire Transformer blocks by sequentially aligning their MHA and FFN components.
This function first calls the appropriate MHA alignment function (`matching_attn` or
`matching_attn_rope`), which returns a dictionary of aligned parameters for various
configurations. It then iterates through this dictionary, applying the FFN
alignment to each MHA-aligned model.
Args:
rng: JAX random key.
params_a (dict): Parameters of the reference model A.
params_b (dict): Parameters of the model B to be aligned.
activations_a (dict): Dictionary of activations from model A, keyed by layer index.
activations_b (dict): Dictionary of activations from model B, keyed by layer index.
finetune_layer_which (list): List of layer indices to align.
num_heads (int): Number of attention heads.
rope_use (bool): If True, use RoPE-specific MHA alignment.
plot_path (str, optional): Path for saving diagnostic plots.
Returns:
dict: A dictionary where keys are configuration names (e.g., 'data_indep_...`)
and values are the fully aligned (MHA + FFN) parameter dictionaries.
"""
print("--- Starting Transformer Block Alignment ---")
# Step 1: Align the MHA component for all specified layers and configurations.
print("\nStep 1: Aligning Multi-Head Attention components...")
if rope_use:
mha_aligned_params_dict = matching_attn_rope(params_a, params_b, activations_a, activations_b, finetune_layer_which, num_heads)
else:
mha_aligned_params_dict = matching_attn(rng, params_a, params_b, activations_a, activations_b, finetune_layer_which, num_heads, plot_path)
print("MHA alignment complete.")
# Step 2: For each MHA-aligned model, align its FFN component.
print("\nStep 2: Aligning Feed-Forward Network components for each configuration...")
fully_aligned_params_dict = {}
for config_name, mha_aligned_params in mha_aligned_params_dict.items():
print(f" - Aligning FFN for configuration: '{config_name}'")
fully_aligned_params = matching_transformer_ffn(params_a, mha_aligned_params, finetune_layer_which)
fully_aligned_params_dict[config_name] = fully_aligned_params
print("FFN alignment complete.")
print("\n--- Transformer Block Alignment Finished ---")
return fully_aligned_params_dict |