| """ |
| INTRODUCING SOMETHING THE BASE CANNOT DO, AND CONTROLLING THE DOSE. |
| |
| The correction loop failed for a reason worth stating precisely: a |
| converged base's remaining errors are mostly IRREDUCIBLE. Fitting a member |
| on held-out mistakes reached only 16.7% of them, and an oracle gate was |
| worth +0.0211 — the problem was not finding the correctable examples but |
| that there were few of them. |
| |
| Ignorance is the opposite case. A base trained on classes 0-6 CANNOT |
| classify 7-9 at all: its head was never given a reason to raise those |
| logits, so it does not merely get them wrong, it never names them. The |
| member supplies the whole of a capability rather than a sliver of a |
| correction, so the ceiling is the entire thing rather than a few points. |
| |
| That makes three questions answerable that the correction loop could not |
| reach. |
| |
| HOW MUCH CAPABILITY, AND AT WHAT DOSE? w scales the member at inference. |
| At w = 0 the model is incapable by construction; somewhere above it is |
| capable. The shape between is the dial, and where it saturates is how |
| much of a member is actually needed. |
| |
| WHAT DOES IT COST THE REST? The base's own seven classes are what a user |
| already had. If introducing three new ones damages them, the dose has a |
| price and the curve says what it is. |
| |
| DOES THE MODEL KNOW IT IS IGNORANT? A base that has never seen a sandal |
| still emits a confident answer about one. If its confidence cannot |
| separate the classes it knows from the ones it does not, then no gate |
| built on confidence can work — and that is a fact about ignorance rather |
| than about this member. |
| |
| The gates are carried over unchanged, including the LEARNED one supervised |
| on a held-out split, because the question of when to apply a member is the |
| same question. Only what the member carries has changed. |
| """ |
|
|
| import numpy as np |
| import time |
| import json |
|
|
| try: |
| import cupy as _cp |
| _GPU = _cp.cuda.runtime.getDeviceCount() > 0 |
| except Exception: |
| _GPU = False |
| xp = _cp if _GPU else np |
| DT = np.float32 |
|
|
|
|
| def to_dev(a, dtype=DT): |
| a = np.asarray(a, dtype=dtype) |
| return xp.asarray(a) if _GPU else a |
|
|
|
|
| def to_host(a): |
| return _cp.asnumpy(a) if _GPU and isinstance(a, _cp.ndarray) else np.asarray(a) |
|
|
|
|
| def windowed(g, c_in, k, c_out): |
| ni, no = c_in*g*g, c_out*g*g |
| ii, jj = np.meshgrid(np.arange(ni), np.arange(no), indexing='ij') |
| ci, pi = ii // (g*g), ii % (g*g) |
| co, po = jj // (g*g), jj % (g*g) |
| dr = pi // g - (po // g - k//2) |
| dc = pi % g - (po % g - k//2) |
| inside = (dr >= 0) & (dr < k) & (dc >= 0) & (dc < k) |
| K = c_in*c_out*k*k + 1 |
| idx = np.where(inside, (ci*c_out + co)*k*k + dr*k + dc, K-1) |
| return idx.ravel().astype(np.int32), K, no |
|
|
|
|
| _FIXED = {} |
|
|
|
|
| class FixedScatter: |
| def __init__(self, idx, K, cap=8192): |
| h = to_host(idx).astype(np.int64).reshape(-1) |
| order = np.argsort(h, kind="stable") |
| counts = np.bincount(h, minlength=K) |
| starts = np.cumsum(counts) - counts |
| big = np.where(counts > cap)[0] |
| small = np.where(counts <= cap)[0] |
| self.K = K |
| self.order = to_dev(order, np.int64) if _GPU else order |
| self.big = [(int(b), int(starts[b]), int(starts[b]+counts[b])) |
| for b in big] |
| self.small = to_dev(small, np.int64) if _GPU else small |
| self.width = int(counts[small].max()) if len(small) else 0 |
| if self.width: |
| pos = np.concatenate([np.arange(counts[s]) for s in small]) |
| src = np.concatenate([np.arange(starts[s], starts[s]+counts[s]) |
| for s in small]) |
| row = np.repeat(np.arange(len(small)), counts[small]) |
| self.src = to_dev(src, np.int64) if _GPU else src |
| sl = row*self.width + pos |
| self.slot = to_dev(sl, np.int64) if _GPU else sl |
| self.buf = xp.zeros(len(small)*self.width, DT) |
| self._keep = idx |
|
|
| def __call__(self, g): |
| gs = g.reshape(-1)[self.order] |
| out = xp.zeros(self.K, DT) |
| if self.width: |
| self.buf[:] = 0 |
| self.buf[self.slot] = gs[self.src] |
| out[self.small] = self.buf.reshape(-1, self.width).sum(1) |
| for b, a, z in self.big: |
| out[b] = gs[a:z].sum() |
| return out |
|
|
|
|
| def scatter(dW, idx, K): |
| key = (id(idx), K) |
| if key not in _FIXED: |
| _FIXED[key] = FixedScatter(idx, K) |
| return _FIXED[key](dW) |
|
|
|
|
| def train_base(Xtr, Ytr, cfg, seed): |
| D, g, ch = Xtr.shape[1], cfg["grid"], cfg["chan"] |
| rg = np.random.default_rng(seed) |
| layers, cin = [], cfg["c_in"] |
| for l in range(cfg["depth"]): |
| idx, K, no = windowed(g, cin, 3, ch) |
| layers.append(dict(idx=to_dev(idx, np.int32) if _GPU else idx, |
| K=K, out=no, taps=cin*9, |
| ins=D if l == 0 else layers[-1]["out"])) |
| cin = ch |
| L = cfg["depth"] |
| P = [] |
| for l in layers: |
| v = rg.normal(0, np.sqrt(2.0/l["taps"]), l["K"]).astype(np.float32) |
| v[-1] = 0.0 |
| P.append(to_dev(v)) |
| P += [xp.ones(l["out"], DT) for l in layers] |
| P += [xp.zeros(l["out"], DT) for l in layers] |
| P += [to_dev(rg.normal(0, np.sqrt(2.0/layers[-1]["out"]), |
| (layers[-1]["out"], 10))), xp.zeros(10, DT)] |
| HEAD, OB = 3*L, 3*L+1 |
| M = [xp.zeros_like(p) for p in P]; V = [xp.zeros_like(p) for p in P] |
| n = Xtr.shape[0]; t = 0 |
| ag = np.random.default_rng(seed + 991) |
|
|
| def fwd(x): |
| cache = []; h = x |
| for li, l in enumerate(layers): |
| W = P[li][l["idx"]].reshape(l["ins"], l["out"]) |
| z = h @ W |
| var = z.var(1, keepdims=True) + 1e-5 |
| zn = (z - z.mean(1, keepdims=True))/xp.sqrt(var) |
| zs = zn*P[L+li] + P[2*L+li] |
| a = xp.maximum(zs, 0) |
| cache.append((h, W, var, zn, zs)) |
| h = a |
| return h, cache |
|
|
| for ep in range(cfg["epochs"]): |
| perm = ag.permutation(n) |
| for st in range(0, n, cfg["batch"]): |
| b = perm[st:st+cfg["batch"]] |
| x = Xtr[b]; y = Ytr[b] |
| h, cache = fwd(x) |
| lg = h @ P[HEAD] + P[OB] |
| e = xp.exp(lg - lg.max(1, keepdims=True)) |
| d = (e/e.sum(1, keepdims=True) - y)/len(b) |
| G = [xp.zeros_like(p) for p in P] |
| G[HEAD] = h.T @ d; G[OB] = d.sum(0) |
| dh = d @ P[HEAD].T |
| for li in range(L-1, -1, -1): |
| hin, W, var, zn, zs = cache[li] |
| dzs = dh*(zs > 0) |
| G[L+li] = (dzs*zn).sum(0); G[2*L+li] = dzs.sum(0) |
| dzn = dzs*P[L+li] |
| dz = (dzn - dzn.mean(1, keepdims=True) |
| - zn*(dzn*zn).mean(1, keepdims=True))/xp.sqrt(var) |
| G[li] = scatter(hin.T @ dz, layers[li]["idx"], layers[li]["K"]) |
| if li > 0: |
| dh = dz @ W.T |
| t += 1 |
| for i, (p_, gr) in enumerate(zip(P, G)): |
| M[i] = 0.9*M[i] + 0.1*gr |
| V[i] = 0.999*V[i] + 0.001*gr*gr |
| P[i] = p_ - cfg["lr"]*(M[i]/(1-0.9**t)) \ |
| / (xp.sqrt(V[i]/(1-0.999**t))+1e-8) |
| return P, fwd, HEAD, OB, layers[-1]["out"] |
|
|
|
|
| def ridge(A, R, lam): |
| """The closed-form member: one solve, no steps. |
| |
| Fitted on the RESIDUAL between the target and what the base already |
| says, so a member that explains nothing contributes nothing — and as |
| lambda dominates the solution shrinks toward zero and the base answers. |
| That is the failsafe as arithmetic rather than as a rule.""" |
| n, d = A.shape |
| A1 = xp.concatenate([A, xp.ones((n, 1), DT)], 1) |
| if d + 1 <= n: |
| G = A1.T @ A1 + lam*xp.eye(d+1, dtype=DT) |
| W = xp.linalg.solve(G, A1.T @ R) |
| else: |
| |
| |
| |
| G = A1 @ A1.T + lam*xp.eye(n, dtype=DT) |
| W = A1.T @ xp.linalg.solve(G, R) |
| return W[:-1], W[-1] |
|
|
|
|
| def descent(A, R, lam, steps, lr): |
| """The same fit by gradient descent, for comparison. The closed form is |
| only worth having if it matches.""" |
| n, d = A.shape |
| W = xp.zeros((d, R.shape[1]), DT); b = xp.zeros(R.shape[1], DT) |
| M = [xp.zeros_like(W), xp.zeros_like(b)] |
| V = [xp.zeros_like(W), xp.zeros_like(b)] |
| for t in range(1, steps+1): |
| E = A @ W + b - R |
| G = [A.T @ E/n + lam*W/n, E.mean(0)] |
| for i, (p_, gr) in enumerate(zip([W, b], G)): |
| M[i] = 0.9*M[i] + 0.1*gr |
| V[i] = 0.999*V[i] + 0.001*gr*gr |
| upd = p_ - lr*(M[i]/(1-0.9**t))/(xp.sqrt(V[i]/(1-0.999**t))+1e-8) |
| if i == 0: |
| W = upd |
| else: |
| b = upd |
| return W, b |
|
|
|
|
| def load(cfg): |
| from tensorflow import keras |
| (a, b), (c, d) = keras.datasets.fashion_mnist.load_data() |
| X = np.concatenate([a, c]).astype(np.float32)/255.0 |
| y = np.concatenate([b, d]).ravel().astype(np.int64) |
| if cfg["grid"] != 28: |
| s = 28//cfg["grid"] |
| X = X.reshape(-1, cfg["grid"], s, cfg["grid"], s).mean(axis=(2, 4)) |
| rg = np.random.default_rng(0); p = rg.permutation(len(X)) |
| tr, te = p[:cfg["n_train"]], p[cfg["n_train"]:cfg["n_train"]+10000] |
| mu, sd = X[tr].mean(), X[tr].std()+1e-8 |
| f = lambda Z: ((Z-mu)/sd).reshape(len(Z), -1) |
| Y = np.zeros((len(tr), 10), np.float32); Y[np.arange(len(tr)), y[tr]] = 1 |
| return f(X[tr]), Y, y[tr], f(X[te]), y[te] |
|
|
|
|
|
|
|
|
| |
| |
| |
| |
| |
|
|
|
|
| CFG = dict(grid=14, c_in=1, chan=16, depth=3, n_train=20000, batch=128, |
| lr=1e-3, epochs=30, seed=0, |
| base_classes=(0, 1, 2, 3, 4, 5, 6), |
| new_classes=(7, 8, 9), |
| n_holdout=5000, N=200, lam=1.0, draws=5, |
| weights=(0.0, 0.1, 0.25, 0.5, 0.75, 1.0, 1.5, 2.0, 3.0, 5.0)) |
|
|
|
|
| def main(**over): |
| CFG.update(over) |
| t0 = time.time() |
| print("=" * 78) |
| print("INTRODUCING SOMETHING THE BASE CANNOT DO") |
| print("=" * 78) |
| print(f" backend: {'cupy (GPU)' if _GPU else 'numpy (CPU)'}") |
| for k, v in CFG.items(): |
| print(f" {k:14s} = {v}") |
| print(f"\n the base is trained ONLY on classes {CFG['base_classes']}.") |
| print(f" classes {CFG['new_classes']} are not merely hard for it — its") |
| print(f" head was never given a reason to name them at all.") |
| print("=" * 78, flush=True) |
|
|
| X, Y, y, Xte, yte = load(CFG) |
| old_m = np.isin(y, CFG["base_classes"]) |
| tr_i = np.where(old_m)[0] |
| ho_i = np.where(~old_m)[0][:CFG["n_holdout"]] |
| Xtr, Ytr = to_dev(X[tr_i]), to_dev(Y[tr_i]) |
| Xho, yho = to_dev(X[ho_i]), y[ho_i] |
| Yho = to_dev(np.eye(10, dtype=np.float32)[yho]) |
| Xte_d = to_dev(Xte) |
| print(f"\n base trains on {len(tr_i):,} examples of its seven classes;") |
| print(f" {len(ho_i):,} examples of the unseen three are held back for") |
| print(f" the member", flush=True) |
|
|
| P, fwd, HEAD, OB, width = train_base(Xtr, Ytr, CFG, CFG["seed"]) |
| ftr, _ = fwd(Xtr); fho, _ = fwd(Xho); fte, _ = fwd(Xte_d) |
| base_te = to_host(fte @ P[HEAD] + P[OB]) |
| margin = float(to_host((ftr @ P[HEAD] + P[OB]).std())) |
| new = np.isin(yte, CFG["new_classes"]) |
| pred0 = base_te.argmax(1) |
| print(f"\n base: {float((pred0[~new] == yte[~new]).mean()):.4f} on its " |
| f"own seven, {float((pred0[new] == yte[new]).mean()):.4f} on the " |
| f"three it has never seen") |
| print(f" and it names one of the unseen three " |
| f"{float(np.isin(pred0, CFG['new_classes']).mean()):.1%} of the time") |
|
|
| |
| bc = np.exp(base_te - base_te.max(1, keepdims=True)) |
| bc = (bc/bc.sum(1, keepdims=True)).max(1) |
| print(f"\n ITS CONFIDENCE ON WHAT IT KNOWS: {bc[~new].mean():.4f}") |
| print(f" ITS CONFIDENCE ON WHAT IT CANNOT DO: {bc[new].mean():.4f}") |
| sep = (bc[~new].mean() - bc[new].mean()) |
| r = np.argsort(np.argsort(-bc)); n1 = new.sum(); n0 = (~new).sum() |
| auc = float((r[new].sum() - n1*(n1-1)/2)/(n1*n0)) |
| print(f" separation {sep:+.4f}, AUC {auc:.4f} " |
| f"(0.5 means it cannot tell at all)") |
|
|
| print("\n" + "=" * 78) |
| print(" THE DOSE") |
| print("=" * 78) |
| print(f" {'w':>6s} {'its seven':>10s} {'the three':>10s} " |
| f"{'ALL TEN':>9s} {'names new':>10s} {'confidence':>11s}") |
| rows = {} |
| for dr in range(CFG["draws"]): |
| rg = np.random.default_rng(9000 + dr) |
| sub = rg.choice(len(ho_i), min(CFG["N"], len(ho_i)), replace=False) |
| sd_ = to_dev(sub, np.int64) if _GPU else sub |
| W, b = ridge(fho[sd_], margin*Yho[sd_], CFG["lam"]) |
| delta = to_host(fte @ W + b) |
| for w in CFG["weights"]: |
| lg = base_te + w*delta |
| pr = lg.argmax(1) |
| e = np.exp(lg - lg.max(1, keepdims=True)) |
| cf = (e/e.sum(1, keepdims=True)).max(1) |
| rows.setdefault(w, []).append(dict( |
| old=float((pr[~new] == yte[~new]).mean()), |
| nw=float((pr[new] == yte[new]).mean()), |
| all=float((pr == yte).mean()), |
| names=float(np.isin(pr, CFG["new_classes"]).mean()), |
| conf=float(cf.mean()))) |
| summ = {} |
| for w, rs in rows.items(): |
| m = {k: float(np.mean([r[k] for r in rs])) for k in rs[0]} |
| m["sd"] = float(np.std([r["all"] for r in rs])) |
| summ[w] = m |
| print(f" {w:6.2f} {m['old']:10.4f} {m['nw']:10.4f} {m['all']:9.4f} " |
| f"{m['names']:9.1%} {m['conf']:11.4f}") |
| json.dump({str(k): v for k, v in summ.items()}, |
| open("ignorance.json", "w"), indent=2) |
|
|
| print("\n" + "=" * 78) |
| print(" READOUT") |
| print("=" * 78) |
| ws = sorted(summ) |
| b0 = summ[0.0] |
| best_all = max(ws, key=lambda w: summ[w]["all"]) |
| |
| top = max(summ[w]["nw"] for w in ws) |
| sat = next(w for w in ws if summ[w]["nw"] >= top - 0.01) |
| print(f" the base cannot do the three at all: {b0['nw']:.4f} at w = 0\n") |
| print(f" the new capability saturates at w = {sat}: {summ[sat]['nw']:.4f}") |
| print(f" and by then its own seven have gone {b0['old']:.4f} -> " |
| f"{summ[sat]['old']:.4f} ({summ[sat]['old']-b0['old']:+.4f})") |
| print(f"\n best on all ten at w = {best_all}: {summ[best_all]['all']:.4f}") |
| print(f" against {b0['all']:.4f} at w = 0") |
| print(f" seed spread (worst) {max(m['sd'] for m in summ.values()):.4f}") |
| print() |
| if summ[sat]["old"] > b0["old"] - 0.02: |
| print(f" THE DOSE IS CONTROLLABLE AND CHEAP. A member introduces a") |
| print(f" capability the base did not have, saturating at w = {sat},") |
| print(f" and costs its existing classes " |
| f"{abs(summ[sat]['old']-b0['old']):.4f}. Unlike the correction") |
| print(f" loop, there is a great deal to gain and the gain is not") |
| print(f" irreducible — the base was simply never told.") |
| else: |
| print(f" THE DOSE IS A TRADE. Reaching the new capability costs") |
| print(f" {abs(summ[sat]['old']-b0['old']):.4f} of the base's own") |
| print(f" classes, so w is a place on a frontier rather than a free") |
| print(f" switch.") |
| print() |
| if auc < 0.6: |
| print(f" AND THE MODEL DOES NOT KNOW IT IS IGNORANT. Its confidence") |
| print(f" separates what it can do from what it cannot at AUC") |
| print(f" {auc:.4f} — barely better than chance. No gate built on") |
| print(f" confidence can work here, and that is a fact about") |
| print(f" ignorance rather than about this member: a model has no") |
| print(f" representation of a category it was never shown, so") |
| print(f" nothing internal marks it as unfamiliar.") |
| else: |
| print(f" AND THE MODEL PARTLY KNOWS: confidence separates the seen") |
| print(f" from the unseen at AUC {auc:.4f}, so a gate has something") |
| print(f" to read after all.") |
| print(f"\n total {time.time()-t0:.0f}s; wrote ignorance.json") |
|
|
|
|
| if __name__ == "__main__": |
| main() |
|
|