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Co-authored-by: Ibrahim Ibrahim <ibibrahim@users.noreply.huggingface.co>

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+ ---
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+ language:
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+ - en
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+ license: apache-2.0
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+ tags:
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+ - language
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+ - granite
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+ - embeddings
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+ - sentence-transformers
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+ - sparse-encoder
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+ - sparse
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+ - splade
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+ pipeline_tag: feature-extraction
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+ library_name: sentence-transformers
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+ ---
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+ # Granite-Embedding-30m-Sparse
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+
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+ **Model Summary:**
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+ Granite-Embedding-30m-Sparse is a 30M parameter sparse biencoder embedding model from the Granite Experimental suite that can be used to generate high quality text embeddings. This model produces variable length bag-of-word like dictionary, containing expansions of sentence tokens and their corresponding weights and is trained using a combination of open source relevance-pair datasets with permissive, enterprise-friendly license, and IBM collected and generated datasets. While maintaining competitive scores on academic benchmarks such as BEIR, this model also performs well on many enterprise use cases. This model is developed using retrieval oriented pretraining, contrastive finetuning and knowledge distillation for improved performance.
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+
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+ - **Developers:** Granite Embedding Team, IBM
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+ - **GitHub Repository:** [ibm-granite/granite-embedding-models](https://github.com/ibm-granite/granite-embedding-models)
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+ - **Paper:** [Techincal Report](https://arxiv.org/abs/2502.20204)
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+ - **Release Date**: February 26th, 2025
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+ - **License:** [Apache 2.0](https://www.apache.org/licenses/LICENSE-2.0)
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+
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+ **Supported Languages:**
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+ English.
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+
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+ **Intended use:**
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+ The model is designed to produce variable length bag-of-word like dictionary, containing expansions of sentence tokens and their corresponding weights, for a given text, which can be used for text similarity, retrieval, and search applications.
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+
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+ **Usage with Milvus:**
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+ The model is compatible with Milvus Vector DB and is very easy to use:
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+
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+ First, install the pymilvus library
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+ ```shell
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+ pip install pymilvus[model]
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+ ```
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+
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+ The model can then be used to encode pairs of text and find the similarity between their representations
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+
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+ ```python
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+
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+ from pymilvus import model
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+ from pymilvus import MilvusClient, DataType
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+
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+ client = MilvusClient("./milvus_demo.db")
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+
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+ client.drop_collection(collection_name="my_sparse_collection")
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+
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+ schema = client.create_schema(
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+ auto_id=True,
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+ enable_dynamic_fields=True,
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+ )
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+
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+ schema.add_field(field_name="pk", datatype=DataType.VARCHAR, is_primary=True, max_length=100)
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+ schema.add_field(field_name="id", datatype=DataType.VARCHAR, is_primary=False, max_length=100)
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+ schema.add_field(field_name="embeddings", datatype=DataType.SPARSE_FLOAT_VECTOR)
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+
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+ index_params = client.prepare_index_params()
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+
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+ index_params.add_index(field_name="embeddings",
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+ index_name="sparse_inverted_index",
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+ index_type="SPARSE_INVERTED_INDEX",
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+ metric_type="IP",
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+ params={"drop_ratio_build": 0.2})
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+ client.create_collection(
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+ collection_name="my_sparse_collection",
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+ schema=schema,
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+ index_params=index_params
72
+ )
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+
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+ embeddings_model = model.sparse.SpladeEmbeddingFunction(
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+ model_name="ibm-granite/granite-embedding-30m-sparse",
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+ device="cpu",
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+ batch_size=2,
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+ k_tokens_query=50,
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+ k_tokens_document=192
80
+ )
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+
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+ # Prepare documents to be ingested
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+ docs = [
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+ "Artificial intelligence was founded as an academic discipline in 1956.",
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+ "Alan Turing was the first person to conduct substantial research in AI.",
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+ "Born in Maida Vale, London, Turing was raised in southern England.",
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+ ]
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+
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+ # SpladeEmbeddingFunction.encode_documents returns sparse matrix or sparse array depending
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+ # on the milvus-model version. reshape(1,-1) ensures the format is correct for ingestion.
91
+ doc_vector = [{"embeddings": doc_emb.reshape(1,-1), "id": f"item_{i}"} for i, doc_emb in enumerate(embeddings_model.encode_documents(docs))]
92
+
93
+
94
+ client.insert(
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+ collection_name="my_sparse_collection",
96
+ data=doc_vector
97
+ )
98
+
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+ # Prepare search parameters
100
+ search_params = {
101
+ "params": {"drop_ratio_search": 0.2}, # Additional optional search parameters
102
+ }
103
+
104
+ # Prepare the query vector
105
+
106
+ queries = [
107
+ "When was artificial intelligence founded",
108
+ "Where was Turing born?"
109
+ ]
110
+ query_vector = embeddings_model.encode_documents(queries)
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+
112
+ res = client.search(
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+ collection_name="my_sparse_collection",
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+ data=query_vector,
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+ limit=1, #top k documents to return
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+ output_fields=["id"],
117
+ search_params=search_params,
118
+ )
119
+
120
+ for r in res:
121
+ print(r)
122
+
123
+ ```
124
+
125
+ **Usage with Sentence Transformers:**
126
+
127
+ First install the Sentence Transformers library:
128
+
129
+ ```bash
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+ pip install -U sentence-transformers
131
+ ```
132
+
133
+ Then you can load this model and run inference.
134
+ ```python
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+
136
+ from sentence_transformers import SparseEncoder
137
+
138
+ # Download from the 🤗 Hub
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+ model = SparseEncoder("ibm-granite/granite-embedding-30m-sparse")
140
+
141
+ # Run inference
142
+ docs = [
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+ "Artificial intelligence was founded as an academic discipline in 1956.",
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+ "Alan Turing was the first person to conduct substantial research in AI.",
145
+ "Born in Maida Vale, London, Turing was raised in southern England.",
146
+ ]
147
+ docs_embeddings = model.encode_document(docs, max_active_dims=192)
148
+ print(docs_embeddings.shape)
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+ # [3, 50265]
150
+
151
+ queries = ["When was artificial intelligence founded", "Where was Turing born?"]
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+ queries_embeddings = model.encode_query(queries, max_active_dims=50)
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+ print(queries_embeddings.shape)
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+ # [2, 50265]
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+
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+ # Get the similarity scores for the embeddings
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+ similarities = model.similarity(queries_embeddings, docs_embeddings)
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+ print(similarities.shape)
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+ # [2, 3]
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+
161
+ for i, query in enumerate(queries):
162
+ best_doc_index = similarities[i].argmax().item()
163
+
164
+ print(f"Query: {query}")
165
+ print(f"Best doc associate: Similarity: {similarities[i][best_doc_index]:.4f}, Doc: {docs[best_doc_index]}")
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+ intersection = model.intersection(queries_embeddings[i], docs_embeddings[best_doc_index])
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+ decoded_intersection = model.decode(intersection, top_k=10)
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+ print("Top 10 tokens influencing the similarity:")
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+ for token, score in decoded_intersection:
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+ print(f"Token: {token}, Score: {score:.4f}")
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+
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+ # Query: When was artificial intelligence founded
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+ # Best doc associate: Similarity: 12.3641, Doc: Artificial intelligence was founded as an academic discipline in 1956.
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+ # Top 10 tokens influencing the similarity:
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+ # Token: ĠAI, Score: 2.7591
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+ # Token: Ġintelligence, Score: 2.2971
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+ # Token: Ġartificial, Score: 1.7654
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+ # Token: Ġfounded, Score: 1.3254
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+ # Token: Ġinvention, Score: 0.9808
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+ # Token: Ġlearning, Score: 0.4847
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+ # Token: Ġcomputer, Score: 0.4789
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+ # Token: Ġrobot, Score: 0.3466
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+ # Token: Ġestablishment, Score: 0.3371
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+ # Token: Ġscientific, Score: 0.2804
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+ # Query: Where was Turing born?
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+ # Best doc associate: Similarity: 17.1359, Doc: Born in Maida Vale, London, Turing was raised in southern England.
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+ # Top 10 tokens influencing the similarity:
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+ # Token: uring, Score: 2.9761
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+ # Token: ĠTuring, Score: 2.4544
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+ # Token: Ġborn, Score: 2.4314
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+ # Token: ing, Score: 1.7760
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+ # Token: ure, Score: 1.7626
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+ # Token: Ġcomput, Score: 1.3356
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+ # Token: Ġraised, Score: 1.3285
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+ # Token: able, Score: 1.1940
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+ # Token: Ġphilosopher, Score: 0.4118
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+ # Token: Ġmachine, Score: 0.3977
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+
199
+ ```
200
+
201
+ **Evaluation:**
202
+
203
+ Granite-Embedding-30m-Sparse is competive in performance to the naver/splade-v3-distilbert despite being half the parameter size. We also compare the sparse model with similar sized dense embedding counterpart `ibm-granite/granite-embedding-30m-english`. The performance of the models on MTEB Retrieval (i.e., BEIR) is reported below.
204
+ To maintain consistency with results reported by `naver/splade-v3-distilbert`, we do not include CQADupstack and MS-MARCO in the table below.
205
+
206
+ | Model | Paramters (M)| Vocab Size | BEIR Retrieval (13) |
207
+ |---------------------------------|:------------:|:-------------------:|:-------------------: |
208
+ |naver/splade-v3-distilbert |67 |30522 |50.0 |
209
+ |granite-embedding-30m-english |30 |50265 |50.6 |
210
+ |granite-embedding-30m-sparse |30 |50265 |50.8 |
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+
212
+
213
+ **Model Architecture:**
214
+ Granite-Embedding-30m-Sparse is based on an encoder-only RoBERTa like transformer architecture, trained internally at IBM Research.
215
+
216
+ | Model | granite-embedding-30m-sparse |
217
+ | :--------- | :-------:|
218
+ | Embedding size | **384** |
219
+ | Number of layers | **6** |
220
+ | Number of attention heads | **12** |
221
+ | Intermediate size | **1536** |
222
+ | Activation Function | **GeLU** |
223
+ | Vocabulary Size | **50265**|
224
+ | Max. Sequence Length | **512** |
225
+ | # Parameters | **30M** |
226
+
227
+
228
+ **Training Data:**
229
+ Overall, the training data consists of four key sources: (1) unsupervised title-body paired data scraped from the web, (2) publicly available paired with permissive, enterprise-friendly license, (3) IBM-internal paired data targetting specific technical domains, and (4) IBM-generated synthetic data. The data is listed below:
230
+
231
+ | **Dataset** | **Num. Pairs** |
232
+ |----------------------------------------------------|:---------------:|
233
+ | SPECTER citation triplets | 684,100 |
234
+ | Stack Exchange Duplicate questions (titles) | 304,525 |
235
+ | Stack Exchange Duplicate questions (bodies) | 250,519 |
236
+ | Stack Exchange Duplicate questions (titles+bodies) | 250,460 |
237
+ | Natural Questions (NQ) | 100,231 |
238
+ | SQuAD2.0 | 87,599 |
239
+ | PAQ (Question, Answer) pairs | 64,371,441 |
240
+ | Stack Exchange (Title, Answer) pairs | 4,067,139 |
241
+ | Stack Exchange (Title, Body) pairs | 23,978,013 |
242
+ | Stack Exchange (Title+Body, Answer) pairs | 187,195 |
243
+ | S2ORC Citation pairs (Titles) | 52,603,982 |
244
+ | S2ORC (Title, Abstract) | 41,769,185 |
245
+ | S2ORC (Citations, abstracts) | 52,603,982 |
246
+ | WikiAnswers Duplicate question pairs | 77,427,422 |
247
+ | SearchQA | 582,261 |
248
+ | HotpotQA | 85,000 |
249
+ | Fever | 109,810 |
250
+ | Arxiv | 2,358,545 |
251
+ | Wikipedia | 20,745,403 |
252
+ | PubMed | 20,000,000 |
253
+ | Miracl En Pairs | 9,016 |
254
+ | DBPedia Title-Body Pairs | 4,635,922 |
255
+ | Synthetic: Query-Wikipedia Passage | 1,879,093 |
256
+ | Synthetic: Fact Verification | 9,888 |
257
+ | IBM Internal Triples | 40,290 |
258
+ | IBM Internal Title-Body Pairs | 1,524,586 |
259
+
260
+ Notably, we do not use the popular MS-MARCO retrieval dataset in our training corpus due to its non-commercial license.
261
+
262
+ **Infrastructure:**
263
+ We train Granite Embedding Models using IBM's computing cluster, Cognitive Compute Cluster, which is outfitted with NVIDIA A100 80gb GPUs. This cluster provides a scalable and efficient infrastructure for training our models over multiple GPUs.
264
+
265
+ **Ethical Considerations and Limitations:**
266
+ The data used to train the base language model was filtered to remove text containing hate, abuse, and profanity. Granite-Embedding-30m-Sparse is trained only for English texts, and has a context length of 512 tokens (longer texts will be truncated to this size).
267
+
268
+ **Resources**
269
+ - ⭐️ Learn about the latest updates with Granite: https://www.ibm.com/granite
270
+ - 📄 Get started with tutorials, best practices, and prompt engineering advice: https://www.ibm.com/granite/docs/
271
+ - 💡 Learn about the latest Granite learning resources: https://ibm.biz/granite-learning-resources
272
+
273
+ ## Citation
274
+ ```
275
+ @misc{awasthy2025graniteembeddingmodels,
276
+ title={Granite Embedding Models},
277
+ author={Parul Awasthy and Aashka Trivedi and Yulong Li and Mihaela Bornea and David Cox and Abraham Daniels and Martin Franz and Gabe Goodhart and Bhavani Iyer and Vishwajeet Kumar and Luis Lastras and Scott McCarley and Rudra Murthy and Vignesh P and Sara Rosenthal and Salim Roukos and Jaydeep Sen and Sukriti Sharma and Avirup Sil and Kate Soule and Arafat Sultan and Radu Florian},
278
+ year={2025},
279
+ eprint={2502.20204},
280
+ archivePrefix={arXiv},
281
+ primaryClass={cs.IR},
282
+ url={https://arxiv.org/abs/2502.20204},
283
+ }
284
+ ```
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zero_to_fp32.py ADDED
@@ -0,0 +1,578 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ #!/usr/bin/env python
2
+
3
+ # Copyright (c) Microsoft Corporation.
4
+ # SPDX-License-Identifier: Apache-2.0
5
+
6
+ # DeepSpeed Team
7
+
8
+ # This script extracts fp32 consolidated weights from a zero 1, 2 and 3 DeepSpeed checkpoints. It gets
9
+ # copied into the top level checkpoint dir, so the user can easily do the conversion at any point in
10
+ # the future. Once extracted, the weights don't require DeepSpeed and can be used in any
11
+ # application.
12
+ #
13
+ # example: python zero_to_fp32.py . pytorch_model.bin
14
+
15
+ import argparse
16
+ import torch
17
+ import glob
18
+ import math
19
+ import os
20
+ import re
21
+ from collections import OrderedDict
22
+ from dataclasses import dataclass
23
+
24
+ # while this script doesn't use deepspeed to recover data, since the checkpoints are pickled with
25
+ # DeepSpeed data structures it has to be available in the current python environment.
26
+ from deepspeed.utils import logger
27
+ from deepspeed.checkpoint.constants import (DS_VERSION, OPTIMIZER_STATE_DICT, SINGLE_PARTITION_OF_FP32_GROUPS,
28
+ FP32_FLAT_GROUPS, ZERO_STAGE, PARTITION_COUNT, PARAM_SHAPES, BUFFER_NAMES,
29
+ FROZEN_PARAM_SHAPES, FROZEN_PARAM_FRAGMENTS)
30
+
31
+
32
+ @dataclass
33
+ class zero_model_state:
34
+ buffers: dict()
35
+ param_shapes: dict()
36
+ shared_params: list
37
+ ds_version: int
38
+ frozen_param_shapes: dict()
39
+ frozen_param_fragments: dict()
40
+
41
+
42
+ debug = 0
43
+
44
+ # load to cpu
45
+ device = torch.device('cpu')
46
+
47
+
48
+ def atoi(text):
49
+ return int(text) if text.isdigit() else text
50
+
51
+
52
+ def natural_keys(text):
53
+ '''
54
+ alist.sort(key=natural_keys) sorts in human order
55
+ http://nedbatchelder.com/blog/200712/human_sorting.html
56
+ (See Toothy's implementation in the comments)
57
+ '''
58
+ return [atoi(c) for c in re.split(r'(\d+)', text)]
59
+
60
+
61
+ def get_model_state_file(checkpoint_dir, zero_stage):
62
+ if not os.path.isdir(checkpoint_dir):
63
+ raise FileNotFoundError(f"Directory '{checkpoint_dir}' doesn't exist")
64
+
65
+ # there should be only one file
66
+ if zero_stage <= 2:
67
+ file = os.path.join(checkpoint_dir, "mp_rank_00_model_states.pt")
68
+ elif zero_stage == 3:
69
+ file = os.path.join(checkpoint_dir, "zero_pp_rank_0_mp_rank_00_model_states.pt")
70
+
71
+ if not os.path.exists(file):
72
+ raise FileNotFoundError(f"can't find model states file at '{file}'")
73
+
74
+ return file
75
+
76
+
77
+ def get_checkpoint_files(checkpoint_dir, glob_pattern):
78
+ # XXX: need to test that this simple glob rule works for multi-node setup too
79
+ ckpt_files = sorted(glob.glob(os.path.join(checkpoint_dir, glob_pattern)), key=natural_keys)
80
+
81
+ if len(ckpt_files) == 0:
82
+ raise FileNotFoundError(f"can't find {glob_pattern} files in directory '{checkpoint_dir}'")
83
+
84
+ return ckpt_files
85
+
86
+
87
+ def get_optim_files(checkpoint_dir):
88
+ return get_checkpoint_files(checkpoint_dir, "*_optim_states.pt")
89
+
90
+
91
+ def get_model_state_files(checkpoint_dir):
92
+ return get_checkpoint_files(checkpoint_dir, "*_model_states.pt")
93
+
94
+
95
+ def parse_model_states(files):
96
+ zero_model_states = []
97
+ for file in files:
98
+ state_dict = torch.load(file, map_location=device)
99
+
100
+ if BUFFER_NAMES not in state_dict:
101
+ raise ValueError(f"{file} is not a model state checkpoint")
102
+ buffer_names = state_dict[BUFFER_NAMES]
103
+ if debug:
104
+ print("Found buffers:", buffer_names)
105
+
106
+ # recover just the buffers while restoring them to fp32 if they were saved in fp16
107
+ buffers = {k: v.float() for k, v in state_dict["module"].items() if k in buffer_names}
108
+ param_shapes = state_dict[PARAM_SHAPES]
109
+
110
+ # collect parameters that are included in param_shapes
111
+ param_names = []
112
+ for s in param_shapes:
113
+ for name in s.keys():
114
+ param_names.append(name)
115
+
116
+ # update with frozen parameters
117
+ frozen_param_shapes = state_dict.get(FROZEN_PARAM_SHAPES, None)
118
+ if frozen_param_shapes is not None:
119
+ if debug:
120
+ print(f"Found frozen_param_shapes: {frozen_param_shapes}")
121
+ param_names += list(frozen_param_shapes.keys())
122
+
123
+ # handle shared params
124
+ shared_params = [[k, v] for k, v in state_dict["shared_params"].items()]
125
+
126
+ ds_version = state_dict.get(DS_VERSION, None)
127
+
128
+ frozen_param_fragments = state_dict.get(FROZEN_PARAM_FRAGMENTS, None)
129
+
130
+ z_model_state = zero_model_state(buffers=buffers,
131
+ param_shapes=param_shapes,
132
+ shared_params=shared_params,
133
+ ds_version=ds_version,
134
+ frozen_param_shapes=frozen_param_shapes,
135
+ frozen_param_fragments=frozen_param_fragments)
136
+ zero_model_states.append(z_model_state)
137
+
138
+ return zero_model_states
139
+
140
+
141
+ def parse_optim_states(files, ds_checkpoint_dir):
142
+
143
+ total_files = len(files)
144
+ state_dicts = []
145
+ for f in files:
146
+ state_dicts.append(torch.load(f, map_location=device))
147
+
148
+ if not ZERO_STAGE in state_dicts[0][OPTIMIZER_STATE_DICT]:
149
+ raise ValueError(f"{files[0]} is not a zero checkpoint")
150
+ zero_stage = state_dicts[0][OPTIMIZER_STATE_DICT][ZERO_STAGE]
151
+ world_size = state_dicts[0][OPTIMIZER_STATE_DICT][PARTITION_COUNT]
152
+
153
+ # For ZeRO-2 each param group can have different partition_count as data parallelism for expert
154
+ # parameters can be different from data parallelism for non-expert parameters. So we can just
155
+ # use the max of the partition_count to get the dp world_size.
156
+
157
+ if type(world_size) is list:
158
+ world_size = max(world_size)
159
+
160
+ if world_size != total_files:
161
+ raise ValueError(
162
+ f"Expected {world_size} of '*_optim_states.pt' under '{ds_checkpoint_dir}' but found {total_files} files. "
163
+ "Possibly due to an overwrite of an old checkpoint, or a checkpoint didn't get saved by one or more processes."
164
+ )
165
+
166
+ # the groups are named differently in each stage
167
+ if zero_stage <= 2:
168
+ fp32_groups_key = SINGLE_PARTITION_OF_FP32_GROUPS
169
+ elif zero_stage == 3:
170
+ fp32_groups_key = FP32_FLAT_GROUPS
171
+ else:
172
+ raise ValueError(f"unknown zero stage {zero_stage}")
173
+
174
+ if zero_stage <= 2:
175
+ fp32_flat_groups = [state_dicts[i][OPTIMIZER_STATE_DICT][fp32_groups_key] for i in range(len(state_dicts))]
176
+ elif zero_stage == 3:
177
+ # if there is more than one param group, there will be multiple flattened tensors - one
178
+ # flattened tensor per group - for simplicity merge them into a single tensor
179
+ #
180
+ # XXX: could make the script more memory efficient for when there are multiple groups - it
181
+ # will require matching the sub-lists of param_shapes for each param group flattened tensor
182
+
183
+ fp32_flat_groups = [
184
+ torch.cat(state_dicts[i][OPTIMIZER_STATE_DICT][fp32_groups_key], 0) for i in range(len(state_dicts))
185
+ ]
186
+
187
+ return zero_stage, world_size, fp32_flat_groups
188
+
189
+
190
+ def _get_fp32_state_dict_from_zero_checkpoint(ds_checkpoint_dir):
191
+ """
192
+ Returns fp32 state_dict reconstructed from ds checkpoint
193
+
194
+ Args:
195
+ - ``ds_checkpoint_dir``: path to the deepspeed checkpoint folder (where the optimizer files are)
196
+
197
+ """
198
+ print(f"Processing zero checkpoint '{ds_checkpoint_dir}'")
199
+
200
+ optim_files = get_optim_files(ds_checkpoint_dir)
201
+ zero_stage, world_size, fp32_flat_groups = parse_optim_states(optim_files, ds_checkpoint_dir)
202
+ print(f"Detected checkpoint of type zero stage {zero_stage}, world_size: {world_size}")
203
+
204
+ model_files = get_model_state_files(ds_checkpoint_dir)
205
+
206
+ zero_model_states = parse_model_states(model_files)
207
+ print(f'Parsing checkpoint created by deepspeed=={zero_model_states[0].ds_version}')
208
+
209
+ if zero_stage <= 2:
210
+ return _get_fp32_state_dict_from_zero2_checkpoint(world_size, fp32_flat_groups, zero_model_states)
211
+ elif zero_stage == 3:
212
+ return _get_fp32_state_dict_from_zero3_checkpoint(world_size, fp32_flat_groups, zero_model_states)
213
+
214
+
215
+ def _zero2_merge_frozen_params(state_dict, zero_model_states):
216
+ if zero_model_states[0].frozen_param_shapes is None or len(zero_model_states[0].frozen_param_shapes) == 0:
217
+ return
218
+
219
+ frozen_param_shapes = zero_model_states[0].frozen_param_shapes
220
+ frozen_param_fragments = zero_model_states[0].frozen_param_fragments
221
+
222
+ if debug:
223
+ num_elem = sum(s.numel() for s in frozen_param_shapes.values())
224
+ print(f'rank 0: {FROZEN_PARAM_SHAPES}.numel = {num_elem}')
225
+
226
+ wanted_params = len(frozen_param_shapes)
227
+ wanted_numel = sum(s.numel() for s in frozen_param_shapes.values())
228
+ avail_numel = sum([p.numel() for p in frozen_param_fragments.values()])
229
+ print(f'Frozen params: Have {avail_numel} numels to process.')
230
+ print(f'Frozen params: Need {wanted_numel} numels in {wanted_params} params')
231
+
232
+ total_params = 0
233
+ total_numel = 0
234
+ for name, shape in frozen_param_shapes.items():
235
+ total_params += 1
236
+ unpartitioned_numel = shape.numel()
237
+ total_numel += unpartitioned_numel
238
+
239
+ state_dict[name] = frozen_param_fragments[name]
240
+
241
+ if debug:
242
+ print(f"{name} full shape: {shape} unpartitioned numel {unpartitioned_numel} ")
243
+
244
+ print(f"Reconstructed Frozen fp32 state dict with {total_params} params {total_numel} elements")
245
+
246
+
247
+ def _zero2_merge_trainable_params(state_dict, world_size, fp32_flat_groups, zero_model_states):
248
+ param_shapes = zero_model_states[0].param_shapes
249
+
250
+ # Reconstruction protocol:
251
+ #
252
+ # XXX: document this
253
+
254
+ if debug:
255
+ for i in range(world_size):
256
+ for j in range(len(fp32_flat_groups[0])):
257
+ print(f"{FP32_FLAT_GROUPS}[{i}][{j}].shape={fp32_flat_groups[i][j].shape}")
258
+
259
+ # XXX: memory usage doubles here (zero2)
260
+ num_param_groups = len(fp32_flat_groups[0])
261
+ merged_single_partition_of_fp32_groups = []
262
+ for i in range(num_param_groups):
263
+ merged_partitions = [sd[i] for sd in fp32_flat_groups]
264
+ full_single_fp32_vector = torch.cat(merged_partitions, 0)
265
+ merged_single_partition_of_fp32_groups.append(full_single_fp32_vector)
266
+ avail_numel = sum(
267
+ [full_single_fp32_vector.numel() for full_single_fp32_vector in merged_single_partition_of_fp32_groups])
268
+
269
+ if debug:
270
+ wanted_params = sum([len(shapes) for shapes in param_shapes])
271
+ wanted_numel = sum([sum(shape.numel() for shape in shapes.values()) for shapes in param_shapes])
272
+ # not asserting if there is a mismatch due to possible padding
273
+ print(f"Have {avail_numel} numels to process.")
274
+ print(f"Need {wanted_numel} numels in {wanted_params} params.")
275
+
276
+ # params
277
+ # XXX: for huge models that can't fit into the host's RAM we will have to recode this to support
278
+ # out-of-core computing solution
279
+ total_numel = 0
280
+ total_params = 0
281
+ for shapes, full_single_fp32_vector in zip(param_shapes, merged_single_partition_of_fp32_groups):
282
+ offset = 0
283
+ avail_numel = full_single_fp32_vector.numel()
284
+ for name, shape in shapes.items():
285
+
286
+ unpartitioned_numel = shape.numel()
287
+ total_numel += unpartitioned_numel
288
+ total_params += 1
289
+
290
+ if debug:
291
+ print(f"{name} full shape: {shape} unpartitioned numel {unpartitioned_numel} ")
292
+ state_dict[name] = full_single_fp32_vector.narrow(0, offset, unpartitioned_numel).view(shape)
293
+ offset += unpartitioned_numel
294
+
295
+ # Z2 started to align to 2*world_size to improve nccl performance. Therefore both offset and
296
+ # avail_numel can differ by anywhere between 0..2*world_size. Due to two unrelated complex
297
+ # paddings performed in the code it's almost impossible to predict the exact numbers w/o the
298
+ # live optimizer object, so we are checking that the numbers are within the right range
299
+ align_to = 2 * world_size
300
+
301
+ def zero2_align(x):
302
+ return align_to * math.ceil(x / align_to)
303
+
304
+ if debug:
305
+ print(f"original offset={offset}, avail_numel={avail_numel}")
306
+
307
+ offset = zero2_align(offset)
308
+ avail_numel = zero2_align(avail_numel)
309
+
310
+ if debug:
311
+ print(f"aligned offset={offset}, avail_numel={avail_numel}")
312
+
313
+ # Sanity check
314
+ if offset != avail_numel:
315
+ raise ValueError(f"consumed {offset} numels out of {avail_numel} - something is wrong")
316
+
317
+ print(f"Reconstructed fp32 state dict with {total_params} params {total_numel} elements")
318
+
319
+
320
+ def _get_fp32_state_dict_from_zero2_checkpoint(world_size, fp32_flat_groups, zero_model_states):
321
+ state_dict = OrderedDict()
322
+
323
+ # buffers
324
+ buffers = zero_model_states[0].buffers
325
+ state_dict.update(buffers)
326
+ if debug:
327
+ print(f"added {len(buffers)} buffers")
328
+
329
+ _zero2_merge_frozen_params(state_dict, zero_model_states)
330
+
331
+ _zero2_merge_trainable_params(state_dict, world_size, fp32_flat_groups, zero_model_states)
332
+
333
+ # recover shared parameters
334
+ for pair in zero_model_states[0].shared_params:
335
+ if pair[1] in state_dict:
336
+ state_dict[pair[0]] = state_dict[pair[1]]
337
+
338
+ return state_dict
339
+
340
+
341
+ def zero3_partitioned_param_info(unpartitioned_numel, world_size):
342
+ remainder = unpartitioned_numel % world_size
343
+ padding_numel = (world_size - remainder) if remainder else 0
344
+ partitioned_numel = math.ceil(unpartitioned_numel / world_size)
345
+ return partitioned_numel, padding_numel
346
+
347
+
348
+ def _zero3_merge_frozen_params(state_dict, world_size, zero_model_states):
349
+ if zero_model_states[0].frozen_param_shapes is None or len(zero_model_states[0].frozen_param_shapes) == 0:
350
+ return
351
+
352
+ if debug:
353
+ for i in range(world_size):
354
+ num_elem = sum(s.numel() for s in zero_model_states[i].frozen_param_fragments.values())
355
+ print(f'rank {i}: {FROZEN_PARAM_SHAPES}.numel = {num_elem}')
356
+
357
+ frozen_param_shapes = zero_model_states[0].frozen_param_shapes
358
+ wanted_params = len(frozen_param_shapes)
359
+ wanted_numel = sum(s.numel() for s in frozen_param_shapes.values())
360
+ avail_numel = sum([p.numel() for p in zero_model_states[0].frozen_param_fragments.values()]) * world_size
361
+ print(f'Frozen params: Have {avail_numel} numels to process.')
362
+ print(f'Frozen params: Need {wanted_numel} numels in {wanted_params} params')
363
+
364
+ total_params = 0
365
+ total_numel = 0
366
+ for name, shape in zero_model_states[0].frozen_param_shapes.items():
367
+ total_params += 1
368
+ unpartitioned_numel = shape.numel()
369
+ total_numel += unpartitioned_numel
370
+
371
+ param_frags = tuple(model_state.frozen_param_fragments[name] for model_state in zero_model_states)
372
+ state_dict[name] = torch.cat(param_frags, 0).narrow(0, 0, unpartitioned_numel).view(shape)
373
+
374
+ partitioned_numel, partitioned_padding_numel = zero3_partitioned_param_info(unpartitioned_numel, world_size)
375
+
376
+ if debug:
377
+ print(
378
+ f"Frozen params: {total_params} {name} full shape: {shape} partition0 numel={partitioned_numel} partitioned_padding_numel={partitioned_padding_numel}"
379
+ )
380
+
381
+ print(f"Reconstructed Frozen fp32 state dict with {total_params} params {total_numel} elements")
382
+
383
+
384
+ def _zero3_merge_trainable_params(state_dict, world_size, fp32_flat_groups, zero_model_states):
385
+ param_shapes = zero_model_states[0].param_shapes
386
+ avail_numel = fp32_flat_groups[0].numel() * world_size
387
+ # Reconstruction protocol: For zero3 we need to zip the partitions together at boundary of each
388
+ # param, re-consolidating each param, while dealing with padding if any
389
+
390
+ # merge list of dicts, preserving order
391
+ param_shapes = {k: v for d in param_shapes for k, v in d.items()}
392
+
393
+ if debug:
394
+ for i in range(world_size):
395
+ print(f"{FP32_FLAT_GROUPS}[{i}].shape={fp32_flat_groups[i].shape}")
396
+
397
+ wanted_params = len(param_shapes)
398
+ wanted_numel = sum(shape.numel() for shape in param_shapes.values())
399
+ # not asserting if there is a mismatch due to possible padding
400
+ avail_numel = fp32_flat_groups[0].numel() * world_size
401
+ print(f"Trainable params: Have {avail_numel} numels to process.")
402
+ print(f"Trainable params: Need {wanted_numel} numels in {wanted_params} params.")
403
+
404
+ # params
405
+ # XXX: for huge models that can't fit into the host's RAM we will have to recode this to support
406
+ # out-of-core computing solution
407
+ offset = 0
408
+ total_numel = 0
409
+ total_params = 0
410
+ for name, shape in param_shapes.items():
411
+
412
+ unpartitioned_numel = shape.numel()
413
+ total_numel += unpartitioned_numel
414
+ total_params += 1
415
+
416
+ partitioned_numel, partitioned_padding_numel = zero3_partitioned_param_info(unpartitioned_numel, world_size)
417
+
418
+ if debug:
419
+ print(
420
+ f"Trainable params: {total_params} {name} full shape: {shape} partition0 numel={partitioned_numel} partitioned_padding_numel={partitioned_padding_numel}"
421
+ )
422
+
423
+ # XXX: memory usage doubles here
424
+ state_dict[name] = torch.cat(
425
+ tuple(fp32_flat_groups[i].narrow(0, offset, partitioned_numel) for i in range(world_size)),
426
+ 0).narrow(0, 0, unpartitioned_numel).view(shape)
427
+ offset += partitioned_numel
428
+
429
+ offset *= world_size
430
+
431
+ # Sanity check
432
+ if offset != avail_numel:
433
+ raise ValueError(f"consumed {offset} numels out of {avail_numel} - something is wrong")
434
+
435
+ print(f"Reconstructed Trainable fp32 state dict with {total_params} params {total_numel} elements")
436
+
437
+
438
+ def _get_fp32_state_dict_from_zero3_checkpoint(world_size, fp32_flat_groups, zero_model_states):
439
+ state_dict = OrderedDict()
440
+
441
+ # buffers
442
+ buffers = zero_model_states[0].buffers
443
+ state_dict.update(buffers)
444
+ if debug:
445
+ print(f"added {len(buffers)} buffers")
446
+
447
+ _zero3_merge_frozen_params(state_dict, world_size, zero_model_states)
448
+
449
+ _zero3_merge_trainable_params(state_dict, world_size, fp32_flat_groups, zero_model_states)
450
+
451
+ # recover shared parameters
452
+ for pair in zero_model_states[0].shared_params:
453
+ if pair[1] in state_dict:
454
+ state_dict[pair[0]] = state_dict[pair[1]]
455
+
456
+ return state_dict
457
+
458
+
459
+ def get_fp32_state_dict_from_zero_checkpoint(checkpoint_dir, tag=None):
460
+ """
461
+ Convert ZeRO 2 or 3 checkpoint into a single fp32 consolidated state_dict that can be loaded with
462
+ ``load_state_dict()`` and used for training without DeepSpeed or shared with others, for example
463
+ via a model hub.
464
+
465
+ Args:
466
+ - ``checkpoint_dir``: path to the desired checkpoint folder
467
+ - ``tag``: checkpoint tag used as a unique identifier for checkpoint. If not provided will attempt to load tag in 'latest' file. e.g., ``global_step14``
468
+
469
+ Returns:
470
+ - pytorch ``state_dict``
471
+
472
+ Note: this approach may not work if your application doesn't have sufficient free CPU memory and
473
+ you may need to use the offline approach using the ``zero_to_fp32.py`` script that is saved with
474
+ the checkpoint.
475
+
476
+ A typical usage might be ::
477
+
478
+ from deepspeed.utils.zero_to_fp32 import get_fp32_state_dict_from_zero_checkpoint
479
+ # do the training and checkpoint saving
480
+ state_dict = get_fp32_state_dict_from_zero_checkpoint(checkpoint_dir) # already on cpu
481
+ model = model.cpu() # move to cpu
482
+ model.load_state_dict(state_dict)
483
+ # submit to model hub or save the model to share with others
484
+
485
+ In this example the ``model`` will no longer be usable in the deepspeed context of the same
486
+ application. i.e. you will need to re-initialize the deepspeed engine, since
487
+ ``model.load_state_dict(state_dict)`` will remove all the deepspeed magic from it.
488
+
489
+ If you want it all done for you, use ``load_state_dict_from_zero_checkpoint`` instead.
490
+
491
+ """
492
+ if tag is None:
493
+ latest_path = os.path.join(checkpoint_dir, 'latest')
494
+ if os.path.isfile(latest_path):
495
+ with open(latest_path, 'r') as fd:
496
+ tag = fd.read().strip()
497
+ else:
498
+ raise ValueError(f"Unable to find 'latest' file at {latest_path}")
499
+
500
+ ds_checkpoint_dir = os.path.join(checkpoint_dir, tag)
501
+
502
+ if not os.path.isdir(ds_checkpoint_dir):
503
+ raise FileNotFoundError(f"Directory '{ds_checkpoint_dir}' doesn't exist")
504
+
505
+ return _get_fp32_state_dict_from_zero_checkpoint(ds_checkpoint_dir)
506
+
507
+
508
+ def convert_zero_checkpoint_to_fp32_state_dict(checkpoint_dir, output_file, tag=None):
509
+ """
510
+ Convert ZeRO 2 or 3 checkpoint into a single fp32 consolidated ``state_dict`` file that can be
511
+ loaded with ``torch.load(file)`` + ``load_state_dict()`` and used for training without DeepSpeed.
512
+
513
+ Args:
514
+ - ``checkpoint_dir``: path to the desired checkpoint folder. (one that contains the tag-folder, like ``global_step14``)
515
+ - ``output_file``: path to the pytorch fp32 state_dict output file (e.g. path/pytorch_model.bin)
516
+ - ``tag``: checkpoint tag used as a unique identifier for checkpoint. If not provided will attempt to load tag in the file named ``latest`` in the checkpoint folder, e.g., ``global_step14``
517
+ """
518
+
519
+ state_dict = get_fp32_state_dict_from_zero_checkpoint(checkpoint_dir, tag)
520
+ print(f"Saving fp32 state dict to {output_file}")
521
+ torch.save(state_dict, output_file)
522
+
523
+
524
+ def load_state_dict_from_zero_checkpoint(model, checkpoint_dir, tag=None):
525
+ """
526
+ 1. Put the provided model to cpu
527
+ 2. Convert ZeRO 2 or 3 checkpoint into a single fp32 consolidated ``state_dict``
528
+ 3. Load it into the provided model
529
+
530
+ Args:
531
+ - ``model``: the model object to update
532
+ - ``checkpoint_dir``: path to the desired checkpoint folder. (one that contains the tag-folder, like ``global_step14``)
533
+ - ``tag``: checkpoint tag used as a unique identifier for checkpoint. If not provided will attempt to load tag in the file named ``latest`` in the checkpoint folder, e.g., ``global_step14``
534
+
535
+ Returns:
536
+ - ``model`: modified model
537
+
538
+ Make sure you have plenty of CPU memory available before you call this function. If you don't
539
+ have enough use the ``zero_to_fp32.py`` utility to do the conversion. You will find it
540
+ conveniently placed for you in the checkpoint folder.
541
+
542
+ A typical usage might be ::
543
+
544
+ from deepspeed.utils.zero_to_fp32 import load_state_dict_from_zero_checkpoint
545
+ model = load_state_dict_from_zero_checkpoint(trainer.model, checkpoint_dir)
546
+ # submit to model hub or save the model to share with others
547
+
548
+ Note, that once this was run, the ``model`` will no longer be usable in the deepspeed context
549
+ of the same application. i.e. you will need to re-initialize the deepspeed engine, since
550
+ ``model.load_state_dict(state_dict)`` will remove all the deepspeed magic from it.
551
+
552
+ """
553
+ logger.info(f"Extracting fp32 weights")
554
+ state_dict = get_fp32_state_dict_from_zero_checkpoint(checkpoint_dir, tag)
555
+
556
+ logger.info(f"Overwriting model with fp32 weights")
557
+ model = model.cpu()
558
+ model.load_state_dict(state_dict, strict=False)
559
+
560
+ return model
561
+
562
+
563
+ if __name__ == "__main__":
564
+
565
+ parser = argparse.ArgumentParser()
566
+ parser.add_argument("checkpoint_dir",
567
+ type=str,
568
+ help="path to the desired checkpoint folder, e.g., path/checkpoint-12")
569
+ parser.add_argument(
570
+ "output_file",
571
+ type=str,
572
+ help="path to the pytorch fp32 state_dict output file (e.g. path/checkpoint-12/pytorch_model.bin)")
573
+ parser.add_argument("-d", "--debug", action='store_true', help="enable debug")
574
+ args = parser.parse_args()
575
+
576
+ debug = args.debug
577
+
578
+ convert_zero_checkpoint_to_fp32_state_dict(args.checkpoint_dir, args.output_file)