opensoc-env / schema.py
shivam2k3's picture
OpenSOC v1
bb6a031
"""
schema.py — OpenSOC incident & action schema.
This module is the single source of truth for what the attacker is allowed to
emit and what the defender is allowed to respond with. The verifier and
rubric both depend on the constraints here; they should never be relaxed
without updating the corresponding tests in `tests/test_schema.py` and
`tests/test_verifier.py`.
Design principles
-----------------
1. The *attacker* controls structured parameters (event types, field values),
never the ground-truth label directly. The label is derived deterministically
from the params by `verifier.compute_ground_truth` so that the reward can
never be hacked by attacker text.
2. Every event has a stable `log_id` of the form `L<turn>-<n>` so that the
defender can cite a triggering event and earn a small bonus. This is
regex-verifiable.
3. The defender's action set is a fixed enum of five SOC responses ranked by
"cost" (dismiss = cheapest, escalate = most expensive). This lets the
rubric grade over- vs under-reaction.
"""
from __future__ import annotations
import enum
import ipaddress
import re
from typing import Any, Dict, List, Optional
from pydantic import BaseModel, Field, field_validator, model_validator
# ---------------------------------------------------------------------------
# Defender action set (fixed enum, ordered by escalation cost)
# ---------------------------------------------------------------------------
class TriageAction(str, enum.Enum):
DISMISS = "dismiss"
MONITOR = "monitor"
QUARANTINE_HOST = "quarantine_host"
BLOCK_IP = "block_ip"
ESCALATE = "escalate"
# Cost ordering — used by rubric to compute over-/under-reaction penalties.
# Higher number = more disruptive / expensive action.
ACTION_COST: Dict[TriageAction, int] = {
TriageAction.DISMISS: 0,
TriageAction.MONITOR: 1,
TriageAction.QUARANTINE_HOST: 2,
TriageAction.BLOCK_IP: 2,
TriageAction.ESCALATE: 3,
}
# Actions that are considered "containment" — used by rubric to detect
# over-reaction on benign incidents.
CONTAINMENT_ACTIONS = {TriageAction.QUARANTINE_HOST, TriageAction.BLOCK_IP}
# ---------------------------------------------------------------------------
# Event taxonomy
# ---------------------------------------------------------------------------
class EventType(str, enum.Enum):
# Auth / identity
AUTH_LOGIN_SUCCESS = "auth.login_success"
AUTH_LOGIN_FAILURE = "auth.login_failure"
AUTH_PASSWORD_RESET = "auth.password_reset"
AUTH_MFA_FAILURE = "auth.mfa_failure"
AUTH_PRIVILEGE_GRANT = "auth.privilege_grant"
# Process
PROC_START = "proc.start"
PROC_PARENT_MISMATCH = "proc.parent_mismatch"
PROC_LOLBIN = "proc.lolbin_use"
# Network
NET_OUTBOUND = "net.outbound_connection"
NET_DNS_QUERY = "net.dns_query"
NET_BEACON = "net.beacon"
NET_PORT_SCAN_HIT = "net.port_scan_hit"
# File / object
FILE_WRITE = "file.write"
FILE_DELETE = "file.delete"
FILE_RENAME_DOUBLE_EXT = "file.rename_double_ext"
# Email / phishing
EMAIL_RECEIVED = "email.received"
EMAIL_LINK_CLICKED = "email.link_clicked"
EMAIL_ATTACHMENT_OPENED = "email.attachment_opened"
# Cloud / SaaS
CLOUD_API_CALL = "cloud.api_call"
CLOUD_KEY_CREATED = "cloud.key_created"
# Endpoint detection signals
EDR_BEHAVIOR_MATCH = "edr.behavior_match"
# Categories the attacker can target (informational for shaping; final
# triage label is computed from parameter content, not from `category`).
class IncidentCategory(str, enum.Enum):
BENIGN_NOISE = "benign_noise"
BRUTE_FORCE = "brute_force"
PHISHING = "phishing"
LATERAL_MOVEMENT = "lateral_movement"
PRIVILEGE_ESCALATION = "privilege_escalation"
DATA_EXFILTRATION = "data_exfiltration"
MALWARE_EXECUTION = "malware_execution"
C2_BEACON = "c2_beacon"
INSIDER_DATA_ACCESS = "insider_data_access"
# ---------------------------------------------------------------------------
# Constants used for plausibility checks
# ---------------------------------------------------------------------------
SEVERITIES = ("info", "low", "medium", "high", "critical")
LOG_ID_PATTERN = re.compile(r"^L\d+-\d+$")
ISO_TS_PATTERN = re.compile(
r"^\d{4}-\d{2}-\d{2}T\d{2}:\d{2}:\d{2}(?:\.\d+)?Z$"
)
# Internal RFC1918 ranges — a connection from internal->internal does NOT
# look like exfil even if bytes are large. The verifier uses this.
INTERNAL_NETS = [
ipaddress.ip_network("10.0.0.0/8"),
ipaddress.ip_network("172.16.0.0/12"),
ipaddress.ip_network("192.168.0.0/16"),
]
# Living-off-the-land binaries the attacker can mark as `lolbin_use` events.
KNOWN_LOLBINS = {
"powershell.exe", "pwsh.exe", "cmd.exe", "wmic.exe", "rundll32.exe",
"regsvr32.exe", "mshta.exe", "certutil.exe", "bitsadmin.exe",
"schtasks.exe", "wscript.exe", "cscript.exe",
}
# Suspicious LOLBin parents — a lolbin spawned by Office or a browser is
# strongly indicative of malicious code execution.
SUSPICIOUS_LOLBIN_PARENTS = {
"winword.exe", "excel.exe", "powerpnt.exe", "outlook.exe",
"chrome.exe", "msedge.exe", "firefox.exe",
}
def is_internal_ip(ip_str: str) -> bool:
"""Return True if `ip_str` is in any RFC1918 range."""
try:
ip = ipaddress.ip_address(ip_str)
except ValueError:
return False
return any(ip in net for net in INTERNAL_NETS)
# ---------------------------------------------------------------------------
# Pydantic models
# ---------------------------------------------------------------------------
class Event(BaseModel):
"""A single structured log event."""
log_id: str = Field(..., description="Stable id of the form 'L<turn>-<n>'.")
timestamp: str = Field(..., description="ISO-8601 UTC timestamp.")
source: str = Field(
"endpoint",
description="Logical source bucket: endpoint | network | identity | email | cloud | edr",
)
event_type: EventType
fields: Dict[str, Any] = Field(default_factory=dict)
@field_validator("log_id")
@classmethod
def _check_log_id(cls, v: str) -> str:
if not LOG_ID_PATTERN.match(v):
raise ValueError(f"log_id must match L<turn>-<n>, got {v!r}")
return v
@field_validator("timestamp")
@classmethod
def _check_ts(cls, v: str) -> str:
if not ISO_TS_PATTERN.match(v):
raise ValueError(f"timestamp must be ISO-8601 UTC, got {v!r}")
return v
class Alert(BaseModel):
"""SIEM-style alert summary the defender sees first."""
alert_id: str
category: IncidentCategory
severity: str = Field("medium", description="One of: info, low, medium, high, critical.")
summary: str
host: str = "host-001"
user: str = "user-001"
@field_validator("severity")
@classmethod
def _check_severity(cls, v: str) -> str:
if v not in SEVERITIES:
raise ValueError(f"severity must be one of {SEVERITIES}, got {v!r}")
return v
class IncidentParams(BaseModel):
"""Parameters the attacker chooses; the env materializes these into an Incident.
The triage label that ends up in the defender's reward is derived
*deterministically* from the events here by `verifier.compute_ground_truth`.
`target_label` is purely a shaping hint: if the attacker's events imply a
different label than `target_label`, the schema validator rejects the
incident (so the attacker cannot lie about its own intent).
"""
target_label: TriageAction
category: IncidentCategory
events: List[Event]
narrative: str = Field("", description="Free-text scratchpad; ignored by the verifier.")
@field_validator("events")
@classmethod
def _events_nonempty(cls, v: List[Event]) -> List[Event]:
if not v:
raise ValueError("events must contain at least one Event")
if len(v) > 32:
raise ValueError("events list capped at 32 entries")
return v
@model_validator(mode="after")
def _events_have_unique_ids(self) -> "IncidentParams":
ids = [e.log_id for e in self.events]
if len(set(ids)) != len(ids):
raise ValueError("event log_ids must be unique")
return self
@model_validator(mode="after")
def _timestamps_monotonic(self) -> "IncidentParams":
ts = [e.timestamp for e in self.events]
if ts != sorted(ts):
raise ValueError("event timestamps must be non-decreasing")
return self
class Incident(BaseModel):
"""Materialized incident the env shows to the defender."""
alert: Alert
log_window: List[Event]
triggering_log_id: str = Field(
..., description="The log_id the verifier deemed most diagnostic."
)
@field_validator("triggering_log_id")
@classmethod
def _check_trigger_id(cls, v: str) -> str:
if not LOG_ID_PATTERN.match(v):
raise ValueError(f"triggering_log_id must match L<turn>-<n>, got {v!r}")
return v
class CraftIncident(BaseModel):
"""Attacker-facing action wrapper."""
target_label: TriageAction
category: IncidentCategory
events: List[Event]
narrative: str = ""
class SubmitTriage(BaseModel):
"""Defender-facing action wrapper."""
action: TriageAction
cited_log_id: str = Field(..., description="Log id that drove the decision.")
rationale: str = ""
@field_validator("cited_log_id")
@classmethod
def _check_cited_log_id(cls, v: str) -> str:
if not LOG_ID_PATTERN.match(v):
raise ValueError(f"cited_log_id must match L<turn>-<n>, got {v!r}")
return v
class Action(BaseModel):
"""OpenEnv-style action union: exactly one field non-null per /step."""
craft_incident: Optional[CraftIncident] = None
submit_triage: Optional[SubmitTriage] = None
# ---------------------------------------------------------------------------
# Convenience builders for tests / generators
# ---------------------------------------------------------------------------
def make_log_id(turn: int, n: int) -> str:
"""Return a canonically-formatted log id."""
return f"L{turn}-{n}"
def make_event(
turn: int,
n: int,
event_type: EventType,
timestamp: str,
*,
source: str = "endpoint",
**fields: Any,
) -> Event:
"""Compact helper used by `generator.py` and tests."""
return Event(
log_id=make_log_id(turn, n),
timestamp=timestamp,
source=source,
event_type=event_type,
fields=dict(fields),
)