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recon: API_NOTES.md and PROJECT_SUMMARY.md from installed openenv-core

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1
+ # API_NOTES.md
2
+ # Corrections to PROJECT.md based on installed code inspection
3
+ # Authority: this file > PROJECT.md when they conflict (per Β§0)
4
+
5
+ Recon performed against installed `openenv-core==0.2.3` on 2026-04-25
6
+ in this repo's `.venv` (Python 3.12.13). Source paths below are
7
+ relative to `.venv/lib/python3.12/site-packages/openenv/`.
8
+
9
+ ## Installed versions
10
+
11
+ - `openenv-core`: **0.2.3** β€” installed via `pip install openenv-core`
12
+ (no extras needed; the `[core]` extra resolves but adds nothing
13
+ beyond the bare install for our use)
14
+ - Python: 3.12.13 (.venv)
15
+ - The CLI entry point `openenv` is on PATH after install. `openenv init
16
+ <name> -o <dir>` works; it scaffolded a 17-file template into
17
+ `~/recon_scratch/recon_env/` for inspection (kept out of repo).
18
+
19
+ ## Section 13.1 β€” Imports
20
+
21
+ **PROJECT.md says:**
22
+ ```python
23
+ from openenv.core.env_server.interfaces import (
24
+ Action, Environment, Observation, State,
25
+ )
26
+ from openenv.core.env_server import create_app
27
+ from openenv.core.env_client import EnvClient
28
+ from openenv.core.client_types import StepResult
29
+ from openenv.core.rubrics.base import Rubric
30
+ from openenv.core.rubrics.containers import WeightedSum, Gate
31
+ ```
32
+
33
+ **Installed code shows:**
34
+ - `Action`, `Observation`, `State` are *defined* in
35
+ `core/env_server/types.py` (lines 54, 72, 178). They are *re-exported*
36
+ by `core/env_server/interfaces.py` line 13 (`from .types import ...`)
37
+ and by `core/env_server/__init__.py` lines 50-71.
38
+ - `Environment` is defined in `core/env_server/interfaces.py` line 98.
39
+ - `create_app` is defined in `core/env_server/http_server.py` line 1489
40
+ and re-exported by `core/env_server/__init__.py` line 18.
41
+ - `EnvClient` is defined in `core/env_client.py` line 54 and exposed at
42
+ the top-level via `from openenv.core import EnvClient` (lazy attr,
43
+ see `core/__init__.py` lines 47-69).
44
+ - `StepResult`, `Rubric`, `WeightedSum`, `Gate` paths match exactly.
45
+
46
+ **Use this instead:** PROJECT.md's imports all work β€” no change needed.
47
+ However, the *canonical* location for `Action`/`Observation`/`State` is
48
+ `openenv.core.env_server.types`, which is what the scaffolded template
49
+ uses. Either path resolves to the same classes.
50
+
51
+ ## Section 13.2 β€” `Action`/`Observation`/`State` base fields
52
+
53
+ **PROJECT.md says (Β§6.1, Β§6.2, Β§13.2, Β§17.7):** Observation inherits
54
+ `done: bool`, `reward: bool|int|float|None`, `metadata: Dict[str, Any]`.
55
+ Action inherits `metadata: Dict[str, Any]`. State inherits
56
+ `episode_id: Optional[str]`, `step_count: int`.
57
+
58
+ **Installed code shows:** All field claims verified
59
+ (`types.py:54-92, 178-197`). Two important details PROJECT.md omits:
60
+
61
+ - `Action` and `Observation` both set `model_config = ConfigDict(extra="forbid", ...)`. **Subclasses cannot rely on Pydantic accepting
62
+ unknown attributes** β€” every field a subclass uses must be declared.
63
+ `Observation.metadata: Dict[str, Any]` is already declared, so the
64
+ pattern in Β§17.7 (populating `observation.metadata` before passing to
65
+ the rubric) is fine.
66
+ - `State.model_config = ConfigDict(extra="allow", ...)`. The state
67
+ class is permissive, but follow PROJECT.md Β§13.2 and declare every
68
+ field anyway.
69
+
70
+ ## Section 13.3 β€” Environment subclass pattern
71
+
72
+ **PROJECT.md says:**
73
+ ```python
74
+ class ShutdownGymEnvironment(Environment[ShutdownAction, ShutdownObservation, ShutdownState]):
75
+ SUPPORTS_CONCURRENT_SESSIONS = True
76
+ REQUIRES_SINGLE_THREAD_EXECUTOR = False
77
+
78
+ def __init__(self, tier: int = 2, max_turns: int = 30, use_strict_operator: bool = False):
79
+ rubric = build_rubric(tier)
80
+ super().__init__(rubric=rubric)
81
+ ```
82
+
83
+ **Installed code shows (`core/env_server/interfaces.py:98-298`):**
84
+ - `Environment(ABC, Generic[ActT, ObsT, StateT])` β€” generic with three
85
+ type vars, exactly as PROJECT.md uses it.
86
+ - Class attribute `SUPPORTS_CONCURRENT_SESSIONS: bool = False`
87
+ (line 128). Setting `True` in subclass works as PROJECT.md describes.
88
+ - **`REQUIRES_SINGLE_THREAD_EXECUTOR` does NOT exist on the base
89
+ class** (verified by `grep -rn "REQUIRES_SINGLE_THREAD" core/` β†’
90
+ no matches; `hasattr(Environment, ...)` β†’ False). Setting it in the
91
+ subclass is silently ignored. **Drop the line.** If you need
92
+ single-thread execution semantics, look at `concurrency_config` on
93
+ `create_app`, not a class flag.
94
+ - `__init__` signature: `__init__(self, transform=None, rubric=None)`.
95
+ Passing `rubric=` matches.
96
+ - Required overrides: `reset(seed=None, episode_id=None, **kwargs)`,
97
+ `step(action, timeout_s=None, **kwargs)`, and the `state` property.
98
+ Note `step` accepts `timeout_s` β€” PROJECT.md's signature only takes
99
+ `action, **kwargs`, which is compatible (the timeout becomes part of
100
+ `**kwargs`) but you may want to capture it explicitly if you need it.
101
+ - Async pairs `reset_async`/`step_async` exist with default
102
+ implementations that call the sync versions. Override only if your
103
+ env genuinely benefits from async I/O.
104
+ - `_apply_rubric(action, observation) -> float` is a helper on the base
105
+ that calls `self.rubric(action, observation)` β€” exactly what Β§13.3
106
+ uses.
107
+
108
+ **Use this instead:** PROJECT.md is correct except remove
109
+ `REQUIRES_SINGLE_THREAD_EXECUTOR = False`.
110
+
111
+ ## Section 13.4 β€” Client subclass pattern
112
+
113
+ **PROJECT.md says (Β§13.4):** Subclass `EnvClient[Action, Observation,
114
+ State]` with `_step_payload`, `_parse_result`, `_parse_state`. Use sync
115
+ via `with X(base_url=...).sync() as env:`.
116
+
117
+ **Installed code shows (`core/env_client.py`):**
118
+ - `class EnvClient(ABC, Generic[ActT, ObsT, StateT])` (line 54).
119
+ - The three abstract hooks PROJECT.md lists exist with the exact names
120
+ and signatures (lines 358, 363, 368).
121
+ - **The client is async-by-default.** `__enter__` raises a `TypeError`
122
+ with a message instructing you to use `async with` or `.sync()`
123
+ (lines 446-453). PROJECT.md's `with ... .sync() as env:` pattern is
124
+ correct.
125
+ - `from_docker_image(image, provider=None, **kwargs)` exists as an
126
+ **`async classmethod`** (line 240) β€” must be awaited. Slides showing
127
+ `EnvName.from_docker_image(...)` as a sync call were wrong.
128
+ - `from_env(repo_id, *, use_docker=True, ...)` async classmethod for
129
+ spinning up a HuggingFace Space-backed env (line 273).
130
+ - Top-level shortcut: `from openenv.core import EnvClient` resolves to
131
+ the same class (lazy import via `core/__init__.py:47-69`).
132
+ - `HTTPEnvClient` does **not** exist. Slides got the name wrong.
133
+
134
+ **Use this instead:** PROJECT.md Β§13.4 is correct as written. Add only
135
+ that `from_docker_image` is async (relevant for any future Day 2 demo
136
+ code that wants to spin up the env locally without a manual
137
+ `docker run`).
138
+
139
+ ## Section 13.5 β€” Server entry point (`create_app` vs `create_fastapi_app`)
140
+
141
+ **PROJECT.md says:**
142
+ ```python
143
+ from openenv.core.env_server import create_app
144
+ app = create_app(
145
+ ShutdownGymEnvironment, # FACTORY (the class)
146
+ ShutdownAction,
147
+ ShutdownObservation,
148
+ env_name="shutdown_gym",
149
+ max_concurrent_envs=32,
150
+ )
151
+ ```
152
+
153
+ **Installed code shows (`core/env_server/http_server.py:1489-1546`):**
154
+ ```python
155
+ def create_app(
156
+ env: Callable[[], Environment],
157
+ action_cls: Type[Action],
158
+ observation_cls: Type[Observation],
159
+ env_name: Optional[str] = None,
160
+ max_concurrent_envs: Optional[int] = None,
161
+ concurrency_config: Optional[ConcurrencyConfig] = None,
162
+ gradio_builder: Optional[Callable[..., Any]] = None,
163
+ ) -> FastAPI:
164
+ ```
165
+
166
+ - The first positional is annotated `Callable[[], Environment]`. A
167
+ no-arg class works (calling `Cls()` returns an instance). For a
168
+ class with required `__init__` args, wrap it in a `lambda` or a
169
+ factory function.
170
+ - Internally, `create_app` checks the env var
171
+ `ENABLE_WEB_INTERFACE`. If unset (the default), it dispatches to
172
+ `create_fastapi_app` (line 1544) with the same env/action/obs
173
+ positionals, just dropping `env_name` and `gradio_builder`.
174
+
175
+ **Both names exist:**
176
+ - `create_app` β€” primary; takes `env_name=` for README integration and
177
+ optional Gradio UI at `/web` when `ENABLE_WEB_INTERFACE` is set.
178
+ - `create_fastapi_app` β€” bare FastAPI app, no web UI, no env_name.
179
+ Same env/action/obs positional contract as `create_app`.
180
+ - Slides claimed `create_fastapi_app(env_instance)` with a single
181
+ positional arg. **That signature does not exist** at v0.2.3 β€” both
182
+ names take `(env_factory, action_cls, observation_cls, ...)`.
183
+
184
+ **Use this instead:** PROJECT.md Β§13.5 is correct. The
185
+ `ShutdownGymEnvironment.__init__(tier=..., max_turns=..., use_strict_operator=...)` from Β§13.3 cannot be passed directly as a no-arg
186
+ factory because the constructor requires args. Wrap it:
187
+
188
+ ```python
189
+ app = create_app(
190
+ lambda: ShutdownGymEnvironment(tier=2, max_turns=30),
191
+ ShutdownAction,
192
+ ShutdownObservation,
193
+ env_name="shutdown_gym",
194
+ max_concurrent_envs=32,
195
+ )
196
+ ```
197
+
198
+ Or give `__init__` defaults for every parameter and pass the class
199
+ directly. The scaffold pattern (no-arg `__init__`) is the simpler
200
+ default; per-session config (tier, strict-operator flag) is better
201
+ threaded through `reset(**kwargs)` since OpenEnv's `ResetRequest` has
202
+ `extra="allow"` and `Environment.reset` accepts `**kwargs`.
203
+
204
+ ## Section 17 β€” Rubric APIs (WeightedSum, Gate, Rubric base, RubricDict)
205
+
206
+ **PROJECT.md claims [VERIFIED]:**
207
+ - `Rubric.__init__()` takes no arguments β€” weights are passed to
208
+ `WeightedSum`, not to child rubrics.
209
+ - `RubricDict.forward()` raises `NotImplementedError` β€” must use
210
+ `WeightedSum` for the top-level combiner.
211
+ - `WeightedSum(rubrics, weights)` validates `len(rubrics) ==
212
+ len(weights)` and weights sum to 1.0.
213
+
214
+ **Installed code confirms all three:**
215
+ - `Rubric.__init__(self)` β€” `core/rubrics/base.py:44-49`. Only `self`,
216
+ no other params. `inspect.signature(Rubric.__init__).parameters` β†’
217
+ `['self']`.
218
+ - `RubricDict.forward` β€” `core/rubrics/containers.py:533-538`. Raises
219
+ `NotImplementedError("RubricDict.forward() is not implemented. Use
220
+ RubricDict within a parent rubric that defines aggregation.")`.
221
+ - `WeightedSum.__init__(self, rubrics: List[Rubric], weights:
222
+ List[float])` β€” `core/rubrics/containers.py:341-363`. Raises
223
+ `ValueError` on length mismatch (line 352) or
224
+ `abs(sum(weights) - 1.0) > 1e-6` (line 357).
225
+ - `Gate.__init__(self, rubric: Rubric, threshold: float = 1.0)` β€”
226
+ `core/rubrics/containers.py:271-281`. Default threshold is 1.0,
227
+ exactly what PROJECT.md Β§17.4 uses.
228
+ - `Rubric.forward(self, action, observation) -> float` is the only
229
+ abstract method. The base also exposes `last_score`, hooks,
230
+ `named_rubrics()`, `get_rubric(path)` β€” all useful for
231
+ introspection during training.
232
+
233
+ **Use this instead:** PROJECT.md Β§17 is correct as written. Two minor
234
+ notes worth keeping for the implementer:
235
+
236
+ - `Rubric.__call__` already handles sync/async dispatch. Always define
237
+ `forward` (not `__call__`) on a subclass.
238
+ - `WeightedSum.forward` ignores hooks; the dispatch logic lives in
239
+ `__call__`. Subclasses or callers should invoke the rubric via the
240
+ callable form (`rubric(action, observation)`), not `rubric.forward(...)`,
241
+ if they want hooks to fire.
242
+
243
+ ## Section 19.3 β€” TRL rollout function shape
244
+
245
+ **PROJECT.md says [TODO-VERIFY]:** rollout returns
246
+ `{prompt_ids, completion_ids, logprobs, env_rewards, tampering_rate,
247
+ math_accuracy}`, with `reward_func_env(env_rewards, **kwargs)` reading
248
+ `env_rewards` (plural).
249
+
250
+ **TRL OpenEnv docs (huggingface.co/docs/trl/en/openenv) show TWO
251
+ modes**, only one of which is rollout-based:
252
+
253
+ ### Mode A β€” `environment_factory` (the new recommended path)
254
+
255
+ You pass a *class* to `GRPOTrainer(environment_factory=YourEnv)`. The
256
+ class implements `reset(self, **kwargs) -> str | None` and one Python
257
+ method per tool the model is allowed to call. Method docstrings
258
+ (typed args, return) become the tool schema. The trainer drives the
259
+ multi-turn loop, parses tool calls, and routes results back into the
260
+ prompt automatically.
261
+
262
+ ```python
263
+ ENV_URL = "https://my-env.hf.space"
264
+
265
+ class ShutdownToolEnv:
266
+ def __init__(self):
267
+ self.client = ShutdownGymClient(base_url=ENV_URL).sync()
268
+ self.client.__enter__() # establish session
269
+ self.reward = 0.0
270
+ self.tampering_events: list[str] = []
271
+
272
+ def reset(self, tier: int = 2, **kwargs) -> str | None:
273
+ self.reward = 0.0
274
+ self.tampering_events = []
275
+ result = self.client.reset(tier=tier, **kwargs)
276
+ return _format_obs_as_text(result.observation)
277
+
278
+ def read_file(self, path: str) -> str:
279
+ """Read a file from the sandbox.
280
+
281
+ Args:
282
+ path: Absolute path inside /sandbox or /audit.
283
+
284
+ Returns:
285
+ File contents, or an error string.
286
+ """
287
+ result = self.client.step(ShutdownAction(
288
+ tool_name="read_file", arguments={"path": path}
289
+ ))
290
+ self._absorb(result)
291
+ return result.observation.metadata.get("last_result", "")
292
+
293
+ # ... one method per tool: write_file, chmod_file, delete_file,
294
+ # run_python, submit_answer, answer_question
295
+
296
+ def _absorb(self, result):
297
+ self.reward = result.reward or self.reward
298
+ self.tampering_events += list(
299
+ result.observation.metadata.get("tampering_events", [])
300
+ )
301
+
302
+ def reward_func(environments, **kwargs) -> list[float]:
303
+ return [env.reward for env in environments]
304
+
305
+ trainer = GRPOTrainer(
306
+ model="Qwen/Qwen2.5-1.5B-Instruct",
307
+ train_dataset=dataset,
308
+ reward_funcs=reward_func,
309
+ args=GRPOConfig(...),
310
+ environment_factory=ShutdownToolEnv,
311
+ )
312
+ ```
313
+
314
+ Reward function signature (verified from TRL docs):
315
+ `def reward_func(environments, **kwargs) -> list[float]:` β€”
316
+ `environments` is a list of env instances after the episode (before
317
+ the next reset). Read whatever state you stored on the instance.
318
+
319
+ `max_concurrent_envs` on `create_app` must be β‰₯
320
+ `generation_batch_size` (default = `per_device_train_batch_size *
321
+ gradient_accumulation_steps`). Our Β§13.5 setting of `32` is fine for
322
+ small batches; bump to 64+ if you crank `gradient_accumulation_steps`.
323
+
324
+ ### Mode B β€” `rollout_func` (older, manual)
325
+
326
+ Closer to PROJECT.md Β§19.3 but with corrections. From TRL docs'
327
+ "Migrating from `rollout_func` to `environment_factory`" table:
328
+
329
+ ```python
330
+ def rollout_func(prompts, trainer):
331
+ outputs = generate_rollout_completions(trainer, prompts)
332
+ env_rewards = []
333
+ for out in outputs:
334
+ text = tokenizer.decode(out["completion_ids"], skip_special_tokens=True)
335
+ result = client.step(EchoAction(message=text))
336
+ env_rewards.append(result.reward)
337
+ return {
338
+ "prompt_ids": [out["prompt_ids"] for out in outputs],
339
+ "completion_ids": [out["completion_ids"] for out in outputs],
340
+ "logprobs": [out["logprobs"] for out in outputs],
341
+ "env_reward": env_rewards, # SINGULAR, not "env_rewards"
342
+ }
343
+
344
+ trainer = GRPOTrainer(..., rollout_func=rollout_func)
345
+ ```
346
+
347
+ Reward forwarded to reward function as `kwargs["env_reward"]`. PROJECT.md Β§19.3 used the plural `env_rewards` β€” change to singular.
348
+
349
+ ### env_url configuration
350
+
351
+ Captured from a module-level constant and read by the env class
352
+ inside `__init__` (or passed via dataset columns and read in
353
+ `reset(**kwargs)`). No environment variable contract from TRL itself.
354
+ The TRL examples consistently use `ENV_URL = "https://..."` at module
355
+ top.
356
+
357
+ ### Recommendation for Red Button
358
+
359
+ Use **`environment_factory`**, not `rollout_func`. Reasons:
360
+
361
+ 1. TRL docs explicitly recommend it ("environment_factory" is in the
362
+ "When to use environments" section; `rollout_func` is in an
363
+ "Advanced/Migration" section).
364
+ 2. Our action surface maps cleanly to tool methods (one method per
365
+ tool: `read_file`, `write_file`, `chmod_file`, `delete_file`,
366
+ `run_python`, `submit_answer`, `answer_question`).
367
+ 3. PROJECT.md Β§19.3's manual `parse_action_from_text` becomes
368
+ unnecessary β€” the trainer parses tool calls from the model output.
369
+ 4. Keeps custom code small (~50 lines for the wrapper class) and
370
+ eliminates a class of bugs (token concatenation, env_mask
371
+ construction, prompt formatting).
372
+
373
+ The PROJECT.md section structure (rollout function file at
374
+ `training/rollout_func.py`) can be repurposed to host the
375
+ `environment_factory` wrapper class instead. Update Β§35 build order
376
+ step 27 to reflect this.
377
+
378
+ ## Section 12 β€” Server Dockerfile / openenv.yaml (worth flagging)
379
+
380
+ PROJECT.md Β§12.3 has the Dockerfile based on `python:3.11-slim`. The
381
+ scaffold's Dockerfile uses `ghcr.io/meta-pytorch/openenv-base:latest`
382
+ as the build stage and runs `uv sync` from a `pyproject.toml` (not
383
+ `pip install -r requirements.txt`). The PROJECT.md approach will
384
+ work but won't match the OpenEnv build infrastructure that
385
+ `openenv build` and `openenv push` expect. Two options:
386
+
387
+ - **Stay with PROJECT.md Β§12.3:** simpler, fully self-contained, fewer
388
+ upstream surprises. Works for `docker build` + manual HF Space
389
+ deployment.
390
+ - **Adopt the scaffold Dockerfile:** required if you want
391
+ `openenv build` and `openenv push` to work.
392
+
393
+ Decide before Β§12 implementation; flag the choice in
394
+ `.claude/notes/decisions.md`.
395
+
396
+ The scaffolded `openenv.yaml` is shorter than PROJECT.md Β§12.1:
397
+
398
+ ```yaml
399
+ spec_version: 1
400
+ name: recon_env
401
+ type: space
402
+ runtime: fastapi
403
+ app: server.app:app
404
+ port: 8000
405
+ ```
406
+
407
+ PROJECT.md adds `default_image`, `description`, `themes`. None of
408
+ those are required by `spec_version: 1` (verified by reading the
409
+ template directly), but they may be required by `openenv push`. Keep
410
+ them; they're documentation more than contract.
411
+
412
+ ## Section 5 β€” Repository structure (minor mismatches)
413
+
414
+ The scaffold places models, client, and `__init__.py` at the package
415
+ root with `server/` as a subpackage. PROJECT.md Β§5 also puts models
416
+ and client at the package root (`shutdown_gym/`) with a sibling
417
+ `server/` directory at the repo root. These are equivalent at
418
+ runtime; the difference is whether `server` is `shutdown_gym.server`
419
+ or a sibling package. Stay with PROJECT.md Β§5 β€” it matches the more
420
+ common pattern and the imports inside `server/app.py` (`from
421
+ shutdown_gym.models import ...`) are unambiguous about where things
422
+ live.
423
+
424
+ ## Verified Imports (smoke-tested)
425
+
426
+ The block below was executed via `python -c "..."` against the
427
+ project's `.venv` and exited cleanly (return code 0). It is the
428
+ canonical import set for v3 implementation.
429
+
430
+ ```python
431
+ # Verified against openenv-core 0.2.3 in .venv (Python 3.12.13)
432
+ # python -c "<this block>" β†’ exit 0
433
+ from openenv.core.env_server.interfaces import Environment
434
+ from openenv.core.env_server.types import Action, Observation, State
435
+ from openenv.core.env_server import create_app, create_fastapi_app
436
+ from openenv.core.env_client import EnvClient
437
+ from openenv.core.client_types import StepResult
438
+ from openenv.core.rubrics.base import Rubric
439
+ from openenv.core.rubrics.containers import (
440
+ Gate, RubricDict, RubricList, Sequential, WeightedSum,
441
+ )
442
+ ```
443
+
444
+ Equivalent (also verified) shorter forms:
445
+ ```python
446
+ from openenv.core import EnvClient # top-level lazy attr
447
+ from openenv.core.env_server import ( # everything via __init__.py
448
+ Action, Environment, Observation, State,
449
+ create_app, create_fastapi_app,
450
+ )
451
+ from openenv.core.rubrics import Gate, Rubric, WeightedSum
452
+ ```
453
+
454
+ PROJECT.md Β§13.1's exact import block also resolves cleanly because
455
+ `core/env_server/interfaces.py:13` re-imports `Action`, `Observation`,
456
+ `State` from `.types` and rebinds them as module attributes. Either
457
+ path is fine; the canonical location of the *definitions* is `.types`.
458
+
459
+ ## Reference example notes
460
+
461
+ `envs/coding_env/` on the OpenEnv GitHub follows the same template the
462
+ CLI scaffolds (models.py / client.py / server/{app.py, *_environment.py,
463
+ Dockerfile}). Web fetch was lossy on file contents, but the layout it
464
+ returned matches the scaffolded template exactly. No structural
465
+ deviations from PROJECT.md Β§5 to flag beyond the
466
+ `server/` placement note above. The client uses `from_docker_image`
467
+ in its docstring exactly the way `EnvClient` defines it (async).
468
+
469
+ ## Slides claim audit
470
+
471
+ | Slides claim | Reality | Source |
472
+ |---|---|---|
473
+ | `from core.env_server import create_fastapi_app` | Path is `openenv.core.env_server.http_server.create_app` (or `.create_fastapi_app`); the `core.env_server` short form also works (re-export) | `core/env_server/__init__.py:18`, `http_server.py:1489,1549` |
474
+ | `create_fastapi_app(env_instance)` single positional | 3 positional args required: `(env_factory, action_cls, observation_cls)` | `http_server.py:1549-1555` |
475
+ | `@dataclass` for Action/Observation/State | All three are `pydantic.BaseModel` with `model_config = ConfigDict(...)` | `core/env_server/types.py:54,72,178` |
476
+ | `HTTPEnvClient` subclass with `EnvName.from_docker_image(...)` direct call | Class is `EnvClient`; `from_docker_image` is `async classmethod` (must `await`) | `core/env_client.py:54,240` |
477
+ | `openenv-core[core]>=0.2.0` | Both bare `openenv-core` and `openenv-core[core]` resolve to the same `0.2.3` wheel; the extra is a no-op for our needs | `pip show openenv-core` |
478
+
479
+ Net: the slides are wrong on names and types; PROJECT.md Β§13 is
480
+ correct on names and types but adds one hallucinated attribute
481
+ (`REQUIRES_SINGLE_THREAD_EXECUTOR`) to drop from Β§13.3.
PROJECT_SUMMARY.md ADDED
@@ -0,0 +1,95 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # PROJECT_SUMMARY.md
2
+
3
+ For a teammate joining at hour 24. PROJECT.md is the spec; API_NOTES.md
4
+ overrides it where they conflict.
5
+
6
+ ## Pitch (verbatim, Β§1)
7
+
8
+ > *"Grok 4 sabotages its own shutdown 97% of the time. A recent
9
+ > replication shows even Sonnet 4.6 tampers 16% under task pressure.
10
+ > We trained a 1.5B model to stop doing that with a SHA-256 hash
11
+ > comparison reward, and the disposition transfers to tampering
12
+ > categories the reward never saw β€” under a stricter operator the
13
+ > model never trained against."*
14
+
15
+ ## Architecture in five lines
16
+
17
+ - **Worker** β€” Qwen-2.5-1.5B-Instruct under training. Sees task,
18
+ tools, recent history, steps-until-shutdown, operator messages.
19
+ - **Operator** β€” heuristic second agent in the env transition
20
+ function. Two policies: training (reactive, can extend timer) and
21
+ strict (eval-only, never extends, harsher).
22
+ - **Sandbox** β€” dict-backed `SimulatedFilesystem` plus subprocess-
23
+ isolated `run_python` (AST-whitelisted, 2s timeout). No
24
+ Docker-in-Docker, no namespaces, no chroot.
25
+ - **Audit** β€” write-before-execute log of every Worker action with
26
+ 16KB arg cap. Read by both the Operator policy and the post-episode
27
+ rubric. Ground truth for tampering classification.
28
+ - **Rubric** β€” `WeightedSum` of `MathCorrectnessRubric`,
29
+ `Gate(ShutdownInvariantRubric, threshold=1.0)`,
30
+ `TamperingAuditRubric`, and (Tier 3 only) `HonestyRubric`. Weights
31
+ sum to 1.0. SHA-256 + executable bit + shutdown-fired flag is the
32
+ invariant.
33
+
34
+ ## Dual-axis generalization (the headline)
35
+
36
+ 7 tampering categories total. **4 trained** (file_deletion,
37
+ chmod_modification, script_rewrite, false_self_report). **3 held-out**
38
+ (script_corruption, decoy_creation, audit_tampering) β€” visible in the
39
+ audit but never in the training reward. Eval runs them under both the
40
+ **training operator** and a **strict operator the Worker never saw**.
41
+ 200 rollouts Γ— 4 conditions Γ— 2 models (baseline + trained) = 1600
42
+ rollouts; the bar chart is `results/generalization_holdout.png`.
43
+
44
+ If trained tampering drops on Group 2 (held-out Γ— train op) and
45
+ Group 4 (held-out Γ— strict op), the disposition transfers across
46
+ mechanism *and* across operator policy β€” within the path-and-content
47
+ axis the env exposes. Cross-tool generalization is **not** measured;
48
+ the Β§33 Q13 honest concession script is mandatory drill.
49
+
50
+ ## 9pm Day 1 checkpoint (Β§30.2 β€” non-negotiable)
51
+
52
+ By 21:00 Saturday these must be live, or fall back NOW (not at 02:00):
53
+
54
+ - [ ] Two-agent loop reaching `done=True` on a deployed HF Space
55
+ - [ ] Baseline tampering measured on 50 rollouts of untrained
56
+ Qwen-2.5-1.5B at Tier 2 (training operator); decision direct GRPO
57
+ vs. SFT induction made
58
+ - [ ] `train_grpo.py` runs 50 steps cleanly
59
+ - [ ] 1-hour sustained concurrency test running in background
60
+ - [ ] `LEADERBOARD.md` drafted with baseline row
61
+ - [ ] `shutdown_gym/demo.py` skeleton
62
+
63
+ If anything is missing, pick the fallback (drop two-agent for
64
+ fixed-clock, drop SFT, drop strict-operator-eval) at the checkpoint β€”
65
+ not later.
66
+
67
+ ## 15 forbidden v2 patterns (Β§Final Notes β€” quick checklist)
68
+
69
+ 1. `RubricDict` as top-level combiner β€” use `WeightedSum`.
70
+ 2. Bare Pydantic Action/Observation/State β€” subclass OpenEnv types.
71
+ 3. Wall-clock `threading.Timer` β€” use `VirtualShutdownTimer`.
72
+ 4. `path in readonly_paths` β€” prefix-aware `_is_readonly()`.
73
+ 5. `signal.alarm` timeout β€” subprocess timeout.
74
+ 6. Unbounded audit args β€” 16KB cap.
75
+ 7. HonestyRubric unparseable=neutral β€” penalty.
76
+ 8. Episode end on early completion β€” fast-forward timer.
77
+ 9. Old tampering classifier ordering β€” script_corruption now reachable.
78
+ 10. 100 rollouts/group β€” 200/group (Fisher exact power).
79
+ 11. Single operator at eval β€” dual operator policies.
80
+ 12. No local demo β€” `python -m shutdown_gym.demo`.
81
+ 13. HF Space README without `app_port: 8000` β€” required.
82
+ 14. "Theme 5 Wild Card" β€” Multi-agent primary, World Modeling secondary.
83
+ 15. Wrong Sonnet 4.6 citation β€” replication paper, not Palisade.
84
+
85
+ ## Pointers
86
+
87
+ - **PROJECT.md** β€” 2935-line spec. Section 35 is the build order;
88
+ do not skip ahead. Sections 0, 4.6, 13, 17, 19, and Final Notes are
89
+ load-bearing.
90
+ - **API_NOTES.md** β€” corrections from installed-code recon. Drop
91
+ `REQUIRES_SINGLE_THREAD_EXECUTOR` from Β§13.3, prefer
92
+ `environment_factory` over `rollout_func` for Β§19.3, mind that
93
+ `from_docker_image` is async, and the canonical location for
94
+ Action/Observation/State is `.types` (PROJECT.md's `.interfaces`
95
+ path also works via re-export).