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"""
RAG engine with vector database support (Gradio version):
- build_rag_chunks_from_file(file, doc_type) -> List[chunk] (with embeddings)
- retrieve_relevant_chunks(question, rag_chunks, top_k) -> (context_text, used_chunks)
- Uses FAISS vector similarity + token overlap rerank
PDF parsing:
- Priority: unstructured.io (better quality)
- Fallback: pypdf (if unstructured fails)
"""
import os
import re
from typing import List, Dict, Tuple, Optional
# Gradio version imports
from syllabus_utils import (
parse_syllabus_docx,
parse_syllabus_pdf,
parse_pptx_slides,
)
from clare_core import (
get_embedding,
cosine_similarity,
)
from langsmith import traceable
from langsmith.run_helpers import set_run_metadata
# Legacy parsers (for enhanced PDF parsing)
from pypdf import PdfReader
from docx import Document
from pptx import Presentation
# ============================
# Optional: Better PDF parsing (unstructured.io)
# ============================
def _safe_import_unstructured():
try:
from unstructured.partition.auto import partition
return partition
except Exception:
try:
# Fallback to older API
from unstructured.partition.pdf import partition_pdf
return partition_pdf
except Exception:
return None
# ============================
# Optional: FAISS vector database
# ============================
def _safe_import_faiss():
try:
import faiss # type: ignore
return faiss
except Exception:
return None
def _clean_text(s: str) -> str:
s = (s or "").replace("\r", "\n")
s = re.sub(r"\n{3,}", "\n\n", s)
return s.strip()
def _split_into_chunks(text: str, max_chars: int = 1400) -> List[str]:
"""Simple deterministic chunker: split by blank lines, then pack into <= max_chars."""
text = _clean_text(text)
if not text:
return []
paras = [p.strip() for p in text.split("\n\n") if p.strip()]
chunks: List[str] = []
buf = ""
for p in paras:
if not buf:
buf = p
continue
if len(buf) + 2 + len(p) <= max_chars:
buf = buf + "\n\n" + p
else:
chunks.append(buf)
buf = p
if buf:
chunks.append(buf)
return chunks
# ----------------------------
# Enhanced PDF parsing (unstructured.io + fallback)
# ----------------------------
def _parse_pdf_enhanced(path: str) -> List[str]:
"""
Enhanced PDF parsing with unstructured.io (priority) + pypdf (fallback).
Returns list of text chunks.
"""
partition_func = _safe_import_unstructured()
# Try unstructured.io first
if partition_func is not None:
try:
# Try new API first (partition function)
if hasattr(partition_func, '__name__') and partition_func.__name__ == 'partition':
elements = partition_func(filename=path)
else:
# Old API (partition_pdf)
elements = partition_func(filename=path)
text_parts: List[str] = []
for elem in elements:
if hasattr(elem, "text") and elem.text:
text_parts.append(str(elem.text).strip())
if text_parts:
full_text = "\n\n".join(text_parts)
full_text = _clean_text(full_text)
if full_text:
# Split into chunks
return _split_into_chunks(full_text)
except Exception as e:
print(f"[rag_engine] unstructured.io parse failed, fallback to pypdf: {repr(e)}")
# Fallback: pypdf (use existing parse_syllabus_pdf logic but return all chunks)
try:
reader = PdfReader(path)
pages_text = []
for page in reader.pages:
text = page.extract_text() or ""
if text.strip():
pages_text.append(text)
full_text = "\n".join(pages_text)
raw_chunks = [chunk.strip() for chunk in full_text.split("\n\n")]
chunks = [c for c in raw_chunks if c]
return chunks
except Exception as e:
print(f"[rag_engine] pypdf parse error: {repr(e)}")
return []
# ----------------------------
# Vector database (FAISS) wrapper
# ----------------------------
class VectorStore:
"""Simple in-memory vector store using FAISS (or fallback to list-based cosine similarity)."""
def __init__(self):
self.faiss = _safe_import_faiss()
self.index = None
self.chunks: List[Dict] = []
self.use_faiss = False
def build_index(self, chunks: List[Dict]):
"""Build FAISS index from chunks with embeddings."""
self.chunks = chunks or []
if not self.chunks:
return
# Filter chunks that have embeddings
chunks_with_emb = [c for c in self.chunks if c.get("embedding") is not None]
if not chunks_with_emb:
print("[rag_engine] No chunks with embeddings, using list-based retrieval")
return
if self.faiss is None:
print("[rag_engine] FAISS not available, using list-based cosine similarity")
return
try:
dim = len(chunks_with_emb[0]["embedding"])
# Use L2 (Euclidean) index for FAISS
self.index = self.faiss.IndexFlatL2(dim)
embeddings = [c["embedding"] for c in chunks_with_emb]
import numpy as np
vectors = np.array(embeddings, dtype=np.float32)
self.index.add(vectors)
self.use_faiss = True
print(f"[rag_engine] Built FAISS index with {len(chunks_with_emb)} vectors")
except Exception as e:
print(f"[rag_engine] FAISS index build failed: {repr(e)}, using list-based")
self.use_faiss = False
def search(self, query_embedding: List[float], k: int) -> List[Tuple[float, Dict]]:
"""
Search top-k chunks by vector similarity.
Returns: List[(similarity_score, chunk_dict)]
"""
if not query_embedding or not self.chunks:
return []
chunks_with_emb = [c for c in self.chunks if c.get("embedding") is not None]
if not chunks_with_emb:
return []
if self.use_faiss and self.index is not None:
try:
import numpy as np
query_vec = np.array([query_embedding], dtype=np.float32)
distances, indices = self.index.search(query_vec, min(k, len(chunks_with_emb)))
results: List[Tuple[float, Dict]] = []
for dist, idx in zip(distances[0], indices[0]):
if idx < len(chunks_with_emb):
# Convert L2 distance to similarity (1 / (1 + distance))
similarity = 1.0 / (1.0 + float(dist))
results.append((similarity, chunks_with_emb[idx]))
return results
except Exception as e:
print(f"[rag_engine] FAISS search error: {repr(e)}, fallback to list-based")
# Fallback: list-based cosine similarity
results: List[Tuple[float, Dict]] = []
for chunk in chunks_with_emb:
emb = chunk.get("embedding")
if emb:
sim = cosine_similarity(query_embedding, emb)
results.append((sim, chunk))
results.sort(key=lambda x: x[0], reverse=True)
return results[:k]
# ----------------------------
# Public API (Gradio version)
# ----------------------------
def build_rag_chunks_from_file(file, doc_type_val: str) -> List[Dict]:
"""
从文件构建 RAG chunk 列表(session 级别),支持向量数据库。
支持两种输入形式:
- file 是上传文件对象(带 .name)
- file 是字符串路径(用于预加载 Module10)
每个 chunk 结构:
{
"text": str,
"embedding": List[float],
"source_file": "module10_responsible_ai.pdf",
"section": "Literature Review / Paper – chunk 3",
"doc_type": str # NEW
}
"""
# 1) 统一拿到文件路径
if isinstance(file, str):
file_path = file
else:
file_path = getattr(file, "name", None)
if not file_path:
return []
ext = os.path.splitext(file_path)[1].lower()
basename = os.path.basename(file_path)
try:
# 2) 解析文件 → 文本块列表
texts: List[str] = []
if ext == ".docx":
# Use existing parser for docx
texts = parse_syllabus_docx(file_path)
elif ext == ".pdf":
# Use enhanced PDF parser (unstructured.io + fallback)
texts = _parse_pdf_enhanced(file_path)
# If enhanced parser returns empty, fallback to existing parser
if not texts:
texts = parse_syllabus_pdf(file_path)
elif ext == ".pptx":
texts = parse_pptx_slides(file_path)
else:
print(f"[RAG] unsupported file type for RAG: {ext}")
return []
# 3) 对每个文本块做 embedding,并附上 metadata
# First, collect all chunk texts for batch embedding generation
chunk_texts: List[str] = []
chunk_metadata: List[Tuple[int, int]] = [] # (idx, sub_chunk_idx)
for idx, t in enumerate(texts):
text = (t or "").strip()
if not text:
continue
# Split large texts into smaller chunks if needed
text_chunks = _split_into_chunks(text) if len(text) > 1400 else [text]
for j, chunk_text in enumerate(text_chunks):
chunk_texts.append(chunk_text)
chunk_metadata.append((idx, j))
# Generate embeddings in batch (much faster than individual calls)
embeddings: List[Optional[List[float]]] = []
if chunk_texts:
try:
from config import client, EMBEDDING_MODEL
# Batch embeddings (OpenAI supports up to 2048, use 100 per batch for reliability)
batch_size = 100
for i in range(0, len(chunk_texts), batch_size):
batch = chunk_texts[i:i + batch_size]
resp = client.embeddings.create(
model=EMBEDDING_MODEL,
input=batch,
)
batch_embeddings = [item.embedding for item in resp.data]
embeddings.extend(batch_embeddings)
except Exception as e:
print(f"[RAG] batch embedding error: {repr(e)}, falling back to individual calls")
# Fallback to individual calls
embeddings = []
for chunk_text in chunk_texts:
emb = get_embedding(chunk_text)
embeddings.append(emb)
# Build chunks with embeddings
chunks: List[Dict] = []
for (chunk_text, (idx, j)), emb in zip(zip(chunk_texts, chunk_metadata), embeddings):
if emb is None:
continue
text_chunks_for_idx = _split_into_chunks(texts[idx]) if len(texts[idx]) > 1400 else [texts[idx]]
section_label = f"{doc_type_val} – chunk {idx + 1}" + (f"#{j + 1}" if len(text_chunks_for_idx) > 1 else "")
chunks.append(
{
"text": chunk_text,
"embedding": emb,
"source_file": basename,
"section": section_label,
"doc_type": doc_type_val,
}
)
print(
f"[RAG] built {len(chunks)} chunks from file ({ext}, doc_type={doc_type_val}, path={basename})"
)
return chunks
except Exception as e:
print(f"[RAG] error while building chunks: {repr(e)}")
return []
@traceable(run_type="retriever", name="retrieve_relevant_chunks")
def retrieve_relevant_chunks(
question: str,
rag_chunks: List[Dict],
top_k: int = 3,
use_vector_search: bool = True,
vector_similarity_threshold: float = 0.7,
) -> Tuple[str, List[Dict]]:
"""
用 embedding 对当前问题做检索,从 rag_chunks 中找出最相关的 top_k 段落。
支持 FAISS 向量数据库 + token overlap rerank。
返回:
- context_text: 拼接后的文本(给 LLM 用)
- used_chunks: 本轮实际用到的 chunk 列表(给 reference 用)
"""
if not rag_chunks:
return "", []
q_emb = get_embedding(question)
if q_emb is None:
return "", []
# Token overlap helpers (used for rerank + relevance gating)
q_tokens = set(re.findall(r"[a-zA-Z0-9]+", (question or "").lower()))
q_token_count = max(1, len(q_tokens))
def _token_overlap(text: str) -> int:
if not text:
return 0
t_tokens = set(re.findall(r"[a-zA-Z0-9]+", text.lower()))
return len(q_tokens.intersection(t_tokens)) if q_tokens else 0
# Heuristic: if query does not look like it's about course materials, be conservative
doc_hint_tokens = [
"module", "week", "lab", "assignment", "syllabus", "lecture", "slide", "ppt", "pdf", "docx",
"课程", "模块", "周", "实验", "作业", "讲义", "课件", "大纲", "论文",
]
looks_like_course_query = any(t in (question or "").lower() for t in doc_hint_tokens)
# ----------------------------
# Vector search path (if enabled and embeddings available)
# ----------------------------
chunks_with_emb = [c for c in rag_chunks if c.get("embedding") is not None]
if use_vector_search and chunks_with_emb:
try:
# Build vector store and search
store = VectorStore()
store.build_index(chunks_with_emb)
vector_results = store.search(q_emb, k=top_k * 2) # Get 2x candidates for rerank
# Filter by similarity threshold
candidates: List[Tuple[float, Dict]] = []
for sim_score, chunk in vector_results:
if sim_score >= vector_similarity_threshold:
candidates.append((float(sim_score), chunk))
if candidates:
# Rerank by token overlap
scored: List[Tuple[float, Dict]] = []
for sim_score, c in candidates:
text = (c.get("text") or "")
if not text:
continue
token_score = _token_overlap(text)
token_ratio = min(1.0, float(token_score) / float(q_token_count))
# Combined score: 70% vector similarity + 30% token overlap (normalized)
combined_score = 0.7 * float(sim_score) + 0.3 * token_ratio
c2 = dict(c)
c2["_rag_vector_sim"] = float(sim_score)
c2["_rag_token_overlap"] = int(token_score)
c2["_rag_token_overlap_ratio"] = float(token_ratio)
c2["_rag_score"] = float(combined_score)
scored.append((combined_score, c2))
scored.sort(key=lambda x: x[0], reverse=True)
top_items = [(float(sim), it) for sim, it in scored[:top_k]]
else:
# Vector search found nothing above threshold, fallback to cosine similarity
top_items = []
except Exception as e:
print(f"[rag_engine] vector search error: {repr(e)}, fallback to cosine similarity")
top_items = []
else:
top_items = []
# ----------------------------
# Fallback: pure cosine similarity (if vector search failed or disabled)
# ----------------------------
if not top_items:
scored = []
for item in chunks_with_emb:
emb = item.get("embedding")
text = item.get("text", "")
if not emb or not text:
continue
sim = cosine_similarity(q_emb, emb)
token_score = _token_overlap(text)
token_ratio = min(1.0, float(token_score) / float(q_token_count))
combined_score = 0.7 * float(sim) + 0.3 * token_ratio
it2 = dict(item)
it2["_rag_vector_sim"] = float(sim)
it2["_rag_token_overlap"] = int(token_score)
it2["_rag_token_overlap_ratio"] = float(token_ratio)
it2["_rag_score"] = float(combined_score)
scored.append((combined_score, it2))
if not scored:
return "", []
scored.sort(key=lambda x: x[0], reverse=True)
top_items = scored[:top_k]
if not top_items:
return "", []
# ----------------------------
# Relevance gating (avoid misleading refs for unrelated questions)
# ----------------------------
best_score = max(float(it.get("_rag_score", 0.0)) for _sim, it in top_items)
best_overlap = max(int(it.get("_rag_token_overlap", 0)) for _sim, it in top_items)
# If query doesn't look like course query and we have zero token overlap, treat as no-RAG
if (not looks_like_course_query) and best_overlap <= 0:
return "", []
# If combined score is too low, treat as no-RAG
if best_score < 0.35:
return "", []
# 供 LLM 使用的拼接上下文
top_texts = [it["text"] for _sim, it in top_items]
context_text = "\n---\n".join(top_texts)
# 供 reference & logging 使用的详细 chunk
used_chunks = [it for _sim, it in top_items]
# LangSmith metadata(可选)
try:
previews = [
{
"score": float(it.get("_rag_score", sim)),
"text_preview": it["text"][:200],
"source_file": it.get("source_file"),
"section": it.get("section"),
}
for sim, it in top_items
]
set_run_metadata(
question=question,
retrieved_chunks=previews,
)
except Exception as e:
print(f"[LangSmith metadata error in retrieve_relevant_chunks] {repr(e)}")
return context_text, used_chunks
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