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"""
RAG Pipeline with Groq LLM
This module contains all the components for a Retrieval-Augmented Generation pipeline
using Groq LLM, including embedding models, vector store, retriever, and RAG functions.
"""
import os
import uuid
from typing import List, Dict, Any, Optional
import numpy as np
from sentence_transformers import SentenceTransformer
import chromadb
from langchain_groq import ChatGroq
from langchain_community.document_loaders import PyPDFLoader, PyMuPDFLoader, DirectoryLoader
from langchain_text_splitters import RecursiveCharacterTextSplitter
from dotenv import load_dotenv
# Load environment variables
load_dotenv()
def process_pdfs_in_directory(directory_path: str):
"""
Load all PDF files from a directory.
Args:
directory_path: Path to the directory containing PDF files
Returns:
List of Document objects loaded from PDFs
"""
pdf_loader = DirectoryLoader(
directory_path,
glob="**/*.pdf",
loader_cls=PyMuPDFLoader,
show_progress=True,
)
documents = pdf_loader.load()
return documents
def documents_chunking(
documents: List[Any],
chunk_size: int = 800,
chunk_overlap: int = 200
) -> List[Any]:
"""
Split documents into smaller chunks for better retrieval.
Args:
documents: List of Document objects to chunk
chunk_size: Size of each chunk in characters
chunk_overlap: Number of characters to overlap between chunks
Returns:
List of chunked Document objects
"""
splitter = RecursiveCharacterTextSplitter(
chunk_size=chunk_size,
chunk_overlap=chunk_overlap,
)
# Basic cleanup before splitting - normalize whitespace
for d in documents:
d.page_content = " ".join(d.page_content.split())
chunks = splitter.split_documents(documents)
print(f"Processed {len(chunks)} chunks")
return chunks
class EmbeddingModel:
"""Manages sentence transformer models for generating embeddings."""
def __init__(self, model_name: str = "all-MiniLM-L6-v2"):
"""
Initialize the embedding model.
Args:
model_name: Name of the sentence transformer model to use
"""
self.model_name = model_name
self.model = None
self.load_model()
def load_model(self):
"""Load the sentence transformer model."""
self.model = SentenceTransformer(self.model_name)
print(f"Loaded model: {self.model_name}")
print(f"Embedding dimension: {self.model.get_sentence_embedding_dimension()}")
def generate_embedding(self, text: List[str]) -> np.ndarray:
"""
Generate embeddings for a list of texts.
Args:
text: List of text strings to embed
Returns:
numpy array of embeddings with shape (N, D) where N is number of texts
and D is embedding dimension
"""
return self.model.encode(
text,
normalize_embeddings=True, # ensures cosine distance in [0,2], similarity = dot
show_progress_bar=True
)
class VectorStore:
"""Manages ChromaDB vector store for document embeddings."""
def __init__(self, collection_name: str = "pdf_documents", persist_directory: str = "./data/vector_store"):
"""
Initialize the vector store.
Args:
collection_name: Name of the ChromaDB collection
persist_directory: Directory to persist the vector store
"""
self.collection_name = collection_name
self.persist_directory = persist_directory
self.client = None # chromadb.PersistentClient
self.collection = None # chroma Collection
self.initialize_vector_store()
def initialize_vector_store(self):
"""Set up ChromaDB client and collection."""
os.makedirs(self.persist_directory, exist_ok=True)
self.client = chromadb.PersistentClient(path=self.persist_directory)
self.collection = self.client.get_or_create_collection(
name=self.collection_name,
metadata={"description": "PDF Documents Embeddings Collection"},
)
print(f"Vector store initialized with collection: {self.collection_name}")
print(f"Existing number of documents in collection: {self.collection.count()}")
def add_documents(self, documents: List[Any], embeddings: np.ndarray, ids: Optional[List[str]] = None):
"""
Add documents and their embeddings to the vector store.
Args:
documents: List of document objects (must have page_content and metadata attributes)
embeddings: numpy array of embeddings with shape (N, D)
ids: Optional list of IDs for documents. If None, UUIDs will be generated
"""
if embeddings is None or len(documents) == 0:
raise ValueError("documents and embeddings must be non-empty.")
if embeddings.ndim != 2:
raise ValueError(f"embeddings must be 2D (N, D); got shape {embeddings.shape}")
if len(documents) != embeddings.shape[0]:
raise ValueError("Number of documents and embeddings must be the same.")
n = len(documents)
ids = ids or [str(uuid.uuid4()) for _ in range(n)]
if len(ids) != n:
raise ValueError("Length of ids must match number of documents.")
texts = [doc.page_content for doc in documents]
metadatas = []
for i, doc in enumerate(documents):
md = dict(getattr(doc, "metadata", {}) or {})
md["doc_index"] = i
md["content_length"] = len(doc.page_content)
metadatas.append(md)
embeddings_list = embeddings.tolist()
self.collection.add(
ids=ids,
documents=texts,
metadatas=metadatas,
embeddings=embeddings_list,
)
print(f"Added {n} items. Collection count: {self.collection.count()}")
class RagRetriever:
"""Handles query-based retrieval from the vector store."""
def __init__(self, vector_store: VectorStore, embedding_manager: EmbeddingModel):
"""
Initialize the retriever.
Args:
vector_store: Vector store containing document embeddings
embedding_manager: Manager for generating query embeddings
"""
self.vector_store = vector_store
self.embedding_manager = embedding_manager
def retrieve(
self,
query: str,
top_k: int = 5,
score_threshold: float = 0,
metadata_filters: Optional[Dict[str, Any]] = None
) -> List[Dict[str, Any]]:
"""
Retrieve relevant documents for a query with optional metadata filtering.
Args:
query: The search query
top_k: Number of top results to return
score_threshold: Minimum similarity score threshold
metadata_filters: Optional dictionary of metadata filters (e.g., {"source": "file.pdf", "page": 1})
Supports filtering by any metadata field
Returns:
List of dictionaries containing retrieved documents and metadata
"""
try:
print(f"Retrieving top {top_k} documents for query: '{query}', score threshold: {score_threshold}")
if metadata_filters:
print(f"Metadata filters: {metadata_filters}")
# Check if collection has documents
collection_count = self.vector_store.collection.count()
if collection_count == 0:
print("Warning: Vector store collection is empty!")
return []
query_embedding = self.embedding_manager.generate_embedding([query])[0]
# Build where clause for metadata filtering
# ChromaDB requires $and operator when combining multiple conditions
where_clause = None
if metadata_filters and len(metadata_filters) > 0:
conditions = []
for key, value in metadata_filters.items():
# Skip None, empty dict, empty list, or empty string
if value is None:
continue
if isinstance(value, dict) and len(value) == 0:
continue
if isinstance(value, list):
# Support "in" operator for multiple values
if len(value) == 0:
continue
# Filter out None values from list
value = [v for v in value if v is not None]
if len(value) == 0:
continue
elif len(value) == 1:
# Single value in list, use direct equality
conditions.append({key: value[0]})
else:
# Multiple values, use $in
conditions.append({key: {"$in": value}})
elif isinstance(value, str) and len(value.strip()) == 0:
# Skip empty strings
continue
else:
# Single value (int, str, etc.) - ensure it's not empty
conditions.append({key: value})
# ChromaDB requires exactly one operator at top level
# If multiple conditions, wrap in $and; if single, use directly
if len(conditions) == 0:
where_clause = None
elif len(conditions) == 1:
where_clause = conditions[0]
else:
# Multiple conditions - MUST use $and operator
where_clause = {"$and": conditions}
if where_clause:
print(f"Built where clause: {where_clause}")
query_params = {
"query_embeddings": [query_embedding.tolist()],
"n_results": min(top_k * 2, collection_count), # Get more results to account for filtering
}
if where_clause:
# Final validation: ensure where_clause has exactly one operator at top level
# ChromaDB requires this format
if isinstance(where_clause, dict):
# Check if it's already properly formatted (has $and, $or, or single key)
top_level_keys = list(where_clause.keys())
if len(top_level_keys) > 1 and '$and' not in top_level_keys and '$or' not in top_level_keys:
# Multiple keys without operator - this is the error case
# Rebuild it properly
conditions = [{k: v} for k, v in where_clause.items()]
where_clause = {"$and": conditions}
print(f"Fixed where clause format: {where_clause}")
query_params["where"] = where_clause
print(f"Final where clause being sent: {query_params.get('where')}")
results = self.vector_store.collection.query(**query_params)
retrieved_items = []
if results.get('documents') and results['documents'][0]:
documents = results['documents'][0]
metadatas = results['metadatas'][0]
distances = results['distances'][0]
ids = results['ids'][0]
for i, (doc, md, dist, id_) in enumerate(zip(documents, metadatas, distances, ids)):
score = 1 - dist
# When score_threshold is 0, include all results (even negative scores)
# This handles cases where cosine similarity is negative (dissimilar documents)
if score_threshold == 0 or score >= score_threshold:
retrieved_items.append({
"id": id_,
"document": doc,
"metadata": md,
"score": score,
"distance": dist,
"rank": i + 1,
})
print(f"Retrieved doc {i}: ID={id_}, Score={score:.4f}, Distance={dist:.4f}")
else:
print(f"Doc {i} below threshold: ID={id_}, Score={score:.4f}, Distance={dist:.4f}")
else:
print(f"No documents retrieved. Collection has {collection_count} documents.")
return retrieved_items
except Exception as e:
print(f"Error in retrieve: {str(e)}")
raise
def create_groq_llm(
model_name: str = "llama-3.1-8b-instant",
temperature: float = 0.1,
max_tokens: int = 1024
) -> ChatGroq:
"""
Create and configure a Groq LLM instance.
Args:
model_name: Name of the Groq model to use
temperature: Sampling temperature (0.0 to 1.0)
max_tokens: Maximum tokens in the response
Returns:
Configured ChatGroq instance
"""
groq_api_key = os.getenv("GROQ_API_KEY")
if not groq_api_key:
raise ValueError("GROQ_API_KEY not found in environment variables. Please set it in .env file.")
return ChatGroq(
model_name=model_name,
api_key=groq_api_key,
temperature=temperature,
max_tokens=max_tokens,
)
def rag_pipeline(query: str, retriever: RagRetriever, llm: ChatGroq, top_k: int = 5) -> str:
"""
Simple RAG pipeline that retrieves context and generates an answer.
Args:
query: User query
retriever: RagRetriever instance
llm: ChatGroq LLM instance
top_k: Number of documents to retrieve
Returns:
Generated answer as a string
"""
results = retriever.retrieve(query, top_k=top_k)
context = "\n".join([r["document"] for r in results]) if results else ""
if not context:
return "No relevant information found in the context."
prompt = f"""Use the following context to answer the question.
Context: {context}
Question: {query}
Answer:"""
response = llm.invoke(prompt)
return response.content
def summarize_answer(answer: str, llm: ChatGroq, max_length: int = 150) -> str:
"""
Extract important/key points from an answer to keep memory concise.
Args:
answer: Full answer text
llm: LLM instance for summarization
max_length: Maximum length of summary
Returns:
Concise summary of key points
"""
if len(answer) <= max_length:
return answer
prompt = f"""Extract the key points and important information from this answer.
Keep it concise (max {max_length} characters). Focus on facts, conclusions, and actionable information.
Answer:
{answer}
Key points:"""
try:
response = llm.invoke(prompt)
summary = response.content.strip()
return summary[:max_length] if len(summary) > max_length else summary
except:
# Fallback: return first part of answer
return answer[:max_length] + "..."
def rag_pipeline_with_memory(
query: str,
retriever: RagRetriever,
llm: ChatGroq,
conversation_history: List[Dict[str, str]] = None,
top_k: int = 5,
metadata_filters: Optional[Dict[str, Any]] = None
) -> str:
"""
RAG pipeline with conversation memory that includes previous context.
Args:
query: Current user query
retriever: RagRetriever instance
llm: ChatGroq LLM instance
conversation_history: List of previous messages in format [{"role": "user", "content": "..."}, {"role": "assistant", "content": "..."}]
top_k: Number of documents to retrieve
metadata_filters: Optional dictionary of metadata filters (e.g., {"source": "file.pdf"})
Returns:
Generated answer as a string
"""
# Retrieve with score_threshold=0 to get all results, even with low similarity
results = retriever.retrieve(
query,
top_k=top_k,
score_threshold=0,
metadata_filters=metadata_filters
)
context = "\n".join([r["document"] for r in results]) if results else ""
if not context:
# Check if vector store has any documents
collection_count = retriever.vector_store.collection.count()
if collection_count == 0:
return "No documents have been processed yet. Please upload and process documents first."
else:
return f"No relevant information found in the context. The vector store has {collection_count} documents, but none matched your query. Try rephrasing your question or check if the documents contain the information you're looking for."
# Build conversation history string (use concise versions for memory efficiency)
history_text = ""
if conversation_history:
history_text = "\n\nPrevious conversation (key points):\n"
for msg in conversation_history[-6:]: # Keep last 6 messages (3 exchanges)
role = msg.get("role", "user")
if role == "user":
# Store full user query
content = msg.get("content", "")
history_text += f"User: {content}\n"
elif role == "assistant":
# Use concise version if available, otherwise full content
content = msg.get("concise", msg.get("content", ""))
history_text += f"Assistant: {content}\n"
# Build prompt with context and conversation history
prompt = f"""Use the following context from the documents to answer the question.
{history_text}
Current question: {query}
Context from documents:
{context}
Based on the context above and the conversation history, provide a helpful answer. If the question refers to something from the previous conversation, use that context along with the document context.
Answer:"""
response = llm.invoke(prompt)
return response.content
# def rag_advanced(
# query: str,
# retriever: RagRetriever,
# llm: ChatGroq,
# top_k: int = 5,
# min_score: float = 0.2,
# return_context: bool = False
# ) -> Dict[str, Any]:
# """
# Advanced RAG pipeline with extra features:
# - Returns answer, sources, confidence score, and optionally full context.
# Args:
# query: User query
# retriever: RagRetriever instance
# llm: ChatGroq LLM instance
# top_k: Number of documents to retrieve
# min_score: Minimum similarity score threshold
# return_context: Whether to include full context in the response
# Returns:
# Dictionary containing:
# - answer: Generated answer
# - sources: List of source documents with metadata
# - confidence: Maximum similarity score
# - context: Full context (if return_context=True)
# """
# results = retriever.retrieve(query, top_k=top_k, score_threshold=min_score)
# if not results:
# return {
# 'answer': 'No relevant context found.',
# 'sources': [],
# 'confidence': 0.0,
# 'context': ''
# }
# # Prepare context and sources
# context = "\n\n".join([doc['document'] for doc in results])
# sources = [{
# 'source': doc['metadata'].get('source_file', doc['metadata'].get('source', 'unknown')),
# 'page': doc['metadata'].get('page', 'unknown'),
# 'score': doc['score'],
# 'preview': doc['document'][:300] + '...'
# } for doc in results]
# confidence = max([doc['score'] for doc in results])
# # Generate answer
# prompt = f"""Use the following context to answer the question concisely.
# Context:
# {context}
# Question: {query}
# Answer:"""
# response = llm.invoke(prompt)
# output = {
# 'answer': response.content,
# 'sources': sources,
# 'confidence': confidence
# }
# if return_context:
# output['context'] = context
# return output
# Example usage (commented out)
"""
if __name__ == "__main__":
# Step 1: Load PDF documents
documents = process_pdfs_in_directory("../data/pdf")
# Step 2: Chunk documents
chunked_documents = documents_chunking(documents, chunk_size=800, chunk_overlap=200)
# Step 3: Initialize components
embedding_manager = EmbeddingModel()
vectorstore = VectorStore()
# Step 4: Generate embeddings and add to vector store
texts = [doc.page_content for doc in chunked_documents]
embeddings = embedding_manager.generate_embedding(texts)
vectorstore.add_documents(documents=chunked_documents, embeddings=embeddings)
# Step 5: Initialize retriever and LLM
retriever = RagRetriever(vector_store=vectorstore, embedding_manager=embedding_manager)
llm = create_groq_llm()
# Step 6: Use RAG pipeline
answer = rag_pipeline("What is attention?", retriever, llm)
print(answer)
"""
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