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Create PHASE4_GOVERNANCE_POLICY.md
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PHASE4_GOVERNANCE_POLICY.md
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# Phase-4 Governance Policy: Semantic Search (FAISS)
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## Purpose
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Phase-4 introduces **optional semantic search capabilities** using FAISS to
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enhance discovery across **metadata only** associated with publicly released
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FOIA records.
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This policy governs whether, how, and under what constraints Phase-4 may be
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enabled.
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---
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## Scope of Phase-4
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Phase-4 MAY include:
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- Vector embeddings of **metadata fields only** (title, agency, date, citation)
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- User-initiated semantic similarity queries
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- In-memory or user-controlled vector stores
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Phase-4 MUST NOT include:
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- Full-text document embeddings without explicit review
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- Automated crawling or indexing
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- Cross-user persistence
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- Third-party model training on user data
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- Background ingestion or scheduled jobs
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---
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## Activation Requirements (ALL REQUIRED)
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Phase-4 functionality remains **hard-disabled by default**.
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Activation requires:
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1. Legal review approval
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2. Hugging Face Trust & Safety concurrence
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3. Explicit UI opt-in from the user
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4. Clear disclosure of embedding scope and limits
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5. Feature flag activation by maintainers
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---
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## Data Handling Rules
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- No raw PDF content stored by default
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- No embeddings persisted beyond session unless user exports
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- No cross-session correlation
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- No private or sensitive data permitted
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---
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## Transparency & Auditability
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When enabled, Phase-4 must:
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- Log feature activation locally (user-visible)
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- Display semantic scope banner
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- Provide deterministic reproducibility options
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- Include integrity hashes for AI outputs
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---
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## Kill-Switch & Rollback
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- Feature flag allows immediate global disablement
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- No migration required to roll back
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- No user data loss on rollback
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---
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## Governance Review Cadence
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- Initial approval: One-time
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- Re-review required for:
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- New data sources
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- New embedding models
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- Persistent storage changes
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---
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## Guiding Principle
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> Semantic discovery must never compromise transparency, provenance, or user consent.
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