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+ # Phase-4 Governance Policy: Semantic Search (FAISS)
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+
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+ ## Purpose
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+
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+ Phase-4 introduces **optional semantic search capabilities** using FAISS to
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+ enhance discovery across **metadata only** associated with publicly released
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+ FOIA records.
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+
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+ This policy governs whether, how, and under what constraints Phase-4 may be
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+ enabled.
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+
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+ ---
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+
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+ ## Scope of Phase-4
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+
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+ Phase-4 MAY include:
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+ - Vector embeddings of **metadata fields only** (title, agency, date, citation)
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+ - User-initiated semantic similarity queries
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+ - In-memory or user-controlled vector stores
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+
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+ Phase-4 MUST NOT include:
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+ - Full-text document embeddings without explicit review
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+ - Automated crawling or indexing
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+ - Cross-user persistence
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+ - Third-party model training on user data
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+ - Background ingestion or scheduled jobs
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+
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+ ---
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+
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+ ## Activation Requirements (ALL REQUIRED)
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+
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+ Phase-4 functionality remains **hard-disabled by default**.
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+
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+ Activation requires:
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+ 1. Legal review approval
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+ 2. Hugging Face Trust & Safety concurrence
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+ 3. Explicit UI opt-in from the user
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+ 4. Clear disclosure of embedding scope and limits
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+ 5. Feature flag activation by maintainers
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+
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+ ---
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+
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+ ## Data Handling Rules
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+
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+ - No raw PDF content stored by default
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+ - No embeddings persisted beyond session unless user exports
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+ - No cross-session correlation
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+ - No private or sensitive data permitted
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+
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+ ---
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+
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+ ## Transparency & Auditability
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+
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+ When enabled, Phase-4 must:
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+ - Log feature activation locally (user-visible)
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+ - Display semantic scope banner
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+ - Provide deterministic reproducibility options
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+ - Include integrity hashes for AI outputs
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+
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+ ---
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+
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+ ## Kill-Switch & Rollback
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+
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+ - Feature flag allows immediate global disablement
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+ - No migration required to roll back
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+ - No user data loss on rollback
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+
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+ ---
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+
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+ ## Governance Review Cadence
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+
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+ - Initial approval: One-time
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+ - Re-review required for:
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+ - New data sources
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+ - New embedding models
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+ - Persistent storage changes
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+
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+ ---
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+
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+ ## Guiding Principle
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+
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+ > Semantic discovery must never compromise transparency, provenance, or user consent.