| """ |
| License Compliance Agent for SPARKNET |
| |
| AI-powered license agreement monitoring and compliance verification. |
| Part of Scenario 3: License Compliance Monitoring. |
| |
| PRIVACY & SECURITY NOTES: |
| ------------------------- |
| This agent handles sensitive financial and contractual data. For production deployments: |
| |
| 1. DATA ISOLATION: |
| - License data should be stored in isolated database schemas |
| - Implement row-level security for multi-tenant deployments |
| - Consider geographic data residency requirements |
| |
| 2. GDPR COMPLIANCE: |
| - Implement right-to-erasure for terminated agreements |
| - Maintain data processing records |
| - Enable data portability exports |
| |
| 3. AUDIT REQUIREMENTS: |
| - All compliance checks should be logged |
| - Maintain immutable audit trail |
| - Enable compliance report generation |
| |
| 4. PRIVATE DEPLOYMENT: |
| - Use Ollama for local LLM inference (no data leaves network) |
| - Configure local vector store for document embeddings |
| - Implement on-premise authentication |
| |
| Author: SPARKNET Team |
| Project: VISTA/Horizon EU |
| Status: Placeholder - In Development |
| """ |
|
|
| from typing import Optional, Dict, Any, List |
| from dataclasses import dataclass |
| from datetime import datetime, date |
| from enum import Enum |
| from loguru import logger |
|
|
| |
| |
| |
|
|
|
|
| class ComplianceStatus(str, Enum): |
| """License compliance status.""" |
| COMPLIANT = "compliant" |
| NON_COMPLIANT = "non_compliant" |
| AT_RISK = "at_risk" |
| PENDING_REVIEW = "pending_review" |
| EXPIRED = "expired" |
|
|
|
|
| class PaymentStatus(str, Enum): |
| """Payment tracking status.""" |
| PAID = "paid" |
| PENDING = "pending" |
| OVERDUE = "overdue" |
| DISPUTED = "disputed" |
| WAIVED = "waived" |
|
|
|
|
| @dataclass |
| class LicenseAgreement: |
| """ |
| License agreement data model. |
| |
| GDPR Note: Contains potentially sensitive business information. |
| Implement appropriate access controls and retention policies. |
| """ |
| license_id: str |
| agreement_name: str |
| licensee_name: str |
| licensor_name: str |
| technology_name: str |
| effective_date: date |
| expiration_date: Optional[date] |
| status: ComplianceStatus |
| total_value: Optional[float] |
| currency: str = "EUR" |
| payment_schedule: Optional[List[Dict[str, Any]]] = None |
| milestones: Optional[List[Dict[str, Any]]] = None |
| metadata: Optional[Dict[str, Any]] = None |
|
|
|
|
| @dataclass |
| class PaymentRecord: |
| """ |
| Payment tracking record. |
| |
| GDPR Note: Financial data - ensure encryption and access logging. |
| """ |
| payment_id: str |
| license_id: str |
| amount: float |
| currency: str |
| due_date: date |
| paid_date: Optional[date] |
| status: PaymentStatus |
| payment_type: str |
| notes: Optional[str] = None |
|
|
|
|
| @dataclass |
| class ComplianceAlert: |
| """ |
| Compliance monitoring alert. |
| |
| Used for notifying TTO staff of compliance issues. |
| """ |
| alert_id: str |
| license_id: str |
| alert_type: str |
| severity: str |
| message: str |
| created_at: datetime |
| resolved: bool = False |
| resolved_at: Optional[datetime] = None |
|
|
|
|
| class LicenseComplianceAgent: |
| """ |
| Agent for monitoring license agreement compliance. |
| |
| This agent tracks: |
| - Payment schedules and overdue payments |
| - Milestone completion and deadlines |
| - Agreement expiration dates |
| - Compliance violations and alerts |
| |
| DEPLOYMENT CONSIDERATIONS: |
| -------------------------- |
| For private/on-premise deployment: |
| 1. Configure local Ollama instance for LLM inference |
| 2. Use PostgreSQL with encryption for data storage |
| 3. Implement SSO integration for authentication |
| 4. Enable audit logging for all operations |
| |
| For cloud deployment (Streamlit Cloud): |
| 1. Use secrets management for API keys |
| 2. Configure secure database connection |
| 3. Enable HTTPS for all communications |
| 4. Implement rate limiting for API calls |
| """ |
|
|
| def __init__( |
| self, |
| llm_client: Optional[Any] = None, |
| database_url: Optional[str] = None, |
| ): |
| """ |
| Initialize License Compliance Agent. |
| |
| Args: |
| llm_client: LangChain LLM client for AI analysis |
| database_url: Database connection URL (use secrets management) |
| """ |
| self.llm_client = llm_client |
| self.database_url = database_url |
| self.name = "LicenseComplianceAgent" |
| self.description = "License agreement monitoring and compliance tracking" |
|
|
| logger.info(f"Initialized {self.name} (placeholder)") |
|
|
| async def check_payment_compliance( |
| self, |
| license_id: str, |
| ) -> Dict[str, Any]: |
| """ |
| Check payment compliance for a license agreement. |
| |
| Args: |
| license_id: License agreement identifier |
| |
| Returns: |
| Compliance status with payment details |
| |
| TODO: Implement actual payment tracking logic |
| """ |
| logger.info(f"Checking payment compliance for license: {license_id}") |
|
|
| |
| return { |
| "license_id": license_id, |
| "status": ComplianceStatus.PENDING_REVIEW.value, |
| "message": "Payment compliance check not yet implemented", |
| "payments_due": [], |
| "payments_overdue": [], |
| "next_payment_date": None, |
| "total_outstanding": 0.0, |
| } |
|
|
| async def verify_milestone( |
| self, |
| license_id: str, |
| milestone_id: str, |
| ) -> Dict[str, Any]: |
| """ |
| Verify milestone completion for a license agreement. |
| |
| Args: |
| license_id: License agreement identifier |
| milestone_id: Milestone identifier |
| |
| Returns: |
| Milestone verification result |
| |
| TODO: Implement actual milestone verification logic |
| """ |
| logger.info(f"Verifying milestone {milestone_id} for license: {license_id}") |
|
|
| |
| return { |
| "license_id": license_id, |
| "milestone_id": milestone_id, |
| "status": "pending_verification", |
| "message": "Milestone verification not yet implemented", |
| "evidence_required": True, |
| "verification_deadline": None, |
| } |
|
|
| async def generate_compliance_report( |
| self, |
| license_ids: Optional[List[str]] = None, |
| date_range: Optional[tuple] = None, |
| ) -> Dict[str, Any]: |
| """ |
| Generate compliance report for license agreements. |
| |
| Args: |
| license_ids: Optional list of specific licenses to report on |
| date_range: Optional (start_date, end_date) tuple |
| |
| Returns: |
| Compliance report with summary and details |
| |
| TODO: Implement actual report generation logic |
| """ |
| logger.info("Generating compliance report") |
|
|
| |
| return { |
| "report_id": f"report_{datetime.now().strftime('%Y%m%d_%H%M%S')}", |
| "generated_at": datetime.now().isoformat(), |
| "status": "placeholder", |
| "message": "Compliance report generation not yet implemented", |
| "summary": { |
| "total_licenses": 0, |
| "compliant": 0, |
| "non_compliant": 0, |
| "at_risk": 0, |
| }, |
| "details": [], |
| } |
|
|
| async def create_alert( |
| self, |
| license_id: str, |
| alert_type: str, |
| severity: str, |
| message: str, |
| ) -> ComplianceAlert: |
| """ |
| Create a compliance alert for TTO staff notification. |
| |
| Args: |
| license_id: License agreement identifier |
| alert_type: Type of alert (payment_overdue, milestone_missed, etc.) |
| severity: Alert severity (low, medium, high, critical) |
| message: Alert message |
| |
| Returns: |
| Created compliance alert |
| |
| TODO: Implement actual alert creation and notification logic |
| """ |
| logger.info(f"Creating {severity} alert for license: {license_id}") |
|
|
| alert = ComplianceAlert( |
| alert_id=f"alert_{datetime.now().strftime('%Y%m%d_%H%M%S')}", |
| license_id=license_id, |
| alert_type=alert_type, |
| severity=severity, |
| message=message, |
| created_at=datetime.now(), |
| ) |
|
|
| |
|
|
| return alert |
|
|
| def get_vista_quality_criteria(self) -> Dict[str, Any]: |
| """ |
| Get VISTA quality criteria for compliance monitoring. |
| |
| Returns quality thresholds aligned with VISTA project objectives. |
| """ |
| return { |
| "payment_tracking": { |
| "weight": 0.30, |
| "threshold": 0.95, |
| "description": "Payment records must be accurate and complete", |
| }, |
| "milestone_verification": { |
| "weight": 0.25, |
| "threshold": 0.90, |
| "description": "Milestone verification must include evidence", |
| }, |
| "alert_timeliness": { |
| "weight": 0.25, |
| "threshold": 0.95, |
| "description": "Alerts must be generated within 24 hours of trigger", |
| }, |
| "report_accuracy": { |
| "weight": 0.20, |
| "threshold": 0.98, |
| "description": "Reports must accurately reflect current state", |
| }, |
| } |
|
|