""" License Compliance Agent for SPARKNET AI-powered license agreement monitoring and compliance verification. Part of Scenario 3: License Compliance Monitoring. PRIVACY & SECURITY NOTES: ------------------------- This agent handles sensitive financial and contractual data. For production deployments: 1. DATA ISOLATION: - License data should be stored in isolated database schemas - Implement row-level security for multi-tenant deployments - Consider geographic data residency requirements 2. GDPR COMPLIANCE: - Implement right-to-erasure for terminated agreements - Maintain data processing records - Enable data portability exports 3. AUDIT REQUIREMENTS: - All compliance checks should be logged - Maintain immutable audit trail - Enable compliance report generation 4. PRIVATE DEPLOYMENT: - Use Ollama for local LLM inference (no data leaves network) - Configure local vector store for document embeddings - Implement on-premise authentication Author: SPARKNET Team Project: VISTA/Horizon EU Status: Placeholder - In Development """ from typing import Optional, Dict, Any, List from dataclasses import dataclass from datetime import datetime, date from enum import Enum from loguru import logger # Note: These imports would be implemented when the module is fully developed # from ..base_agent import BaseAgent, Task # from ...llm.langchain_ollama_client import LangChainOllamaClient class ComplianceStatus(str, Enum): """License compliance status.""" COMPLIANT = "compliant" NON_COMPLIANT = "non_compliant" AT_RISK = "at_risk" PENDING_REVIEW = "pending_review" EXPIRED = "expired" class PaymentStatus(str, Enum): """Payment tracking status.""" PAID = "paid" PENDING = "pending" OVERDUE = "overdue" DISPUTED = "disputed" WAIVED = "waived" @dataclass class LicenseAgreement: """ License agreement data model. GDPR Note: Contains potentially sensitive business information. Implement appropriate access controls and retention policies. """ license_id: str agreement_name: str licensee_name: str licensor_name: str technology_name: str effective_date: date expiration_date: Optional[date] status: ComplianceStatus total_value: Optional[float] currency: str = "EUR" payment_schedule: Optional[List[Dict[str, Any]]] = None milestones: Optional[List[Dict[str, Any]]] = None metadata: Optional[Dict[str, Any]] = None @dataclass class PaymentRecord: """ Payment tracking record. GDPR Note: Financial data - ensure encryption and access logging. """ payment_id: str license_id: str amount: float currency: str due_date: date paid_date: Optional[date] status: PaymentStatus payment_type: str # royalty, upfront, milestone, etc. notes: Optional[str] = None @dataclass class ComplianceAlert: """ Compliance monitoring alert. Used for notifying TTO staff of compliance issues. """ alert_id: str license_id: str alert_type: str # payment_overdue, milestone_missed, expiring_soon, etc. severity: str # low, medium, high, critical message: str created_at: datetime resolved: bool = False resolved_at: Optional[datetime] = None class LicenseComplianceAgent: """ Agent for monitoring license agreement compliance. This agent tracks: - Payment schedules and overdue payments - Milestone completion and deadlines - Agreement expiration dates - Compliance violations and alerts DEPLOYMENT CONSIDERATIONS: -------------------------- For private/on-premise deployment: 1. Configure local Ollama instance for LLM inference 2. Use PostgreSQL with encryption for data storage 3. Implement SSO integration for authentication 4. Enable audit logging for all operations For cloud deployment (Streamlit Cloud): 1. Use secrets management for API keys 2. Configure secure database connection 3. Enable HTTPS for all communications 4. Implement rate limiting for API calls """ def __init__( self, llm_client: Optional[Any] = None, # LangChainOllamaClient when implemented database_url: Optional[str] = None, ): """ Initialize License Compliance Agent. Args: llm_client: LangChain LLM client for AI analysis database_url: Database connection URL (use secrets management) """ self.llm_client = llm_client self.database_url = database_url self.name = "LicenseComplianceAgent" self.description = "License agreement monitoring and compliance tracking" logger.info(f"Initialized {self.name} (placeholder)") async def check_payment_compliance( self, license_id: str, ) -> Dict[str, Any]: """ Check payment compliance for a license agreement. Args: license_id: License agreement identifier Returns: Compliance status with payment details TODO: Implement actual payment tracking logic """ logger.info(f"Checking payment compliance for license: {license_id}") # Placeholder response return { "license_id": license_id, "status": ComplianceStatus.PENDING_REVIEW.value, "message": "Payment compliance check not yet implemented", "payments_due": [], "payments_overdue": [], "next_payment_date": None, "total_outstanding": 0.0, } async def verify_milestone( self, license_id: str, milestone_id: str, ) -> Dict[str, Any]: """ Verify milestone completion for a license agreement. Args: license_id: License agreement identifier milestone_id: Milestone identifier Returns: Milestone verification result TODO: Implement actual milestone verification logic """ logger.info(f"Verifying milestone {milestone_id} for license: {license_id}") # Placeholder response return { "license_id": license_id, "milestone_id": milestone_id, "status": "pending_verification", "message": "Milestone verification not yet implemented", "evidence_required": True, "verification_deadline": None, } async def generate_compliance_report( self, license_ids: Optional[List[str]] = None, date_range: Optional[tuple] = None, ) -> Dict[str, Any]: """ Generate compliance report for license agreements. Args: license_ids: Optional list of specific licenses to report on date_range: Optional (start_date, end_date) tuple Returns: Compliance report with summary and details TODO: Implement actual report generation logic """ logger.info("Generating compliance report") # Placeholder response return { "report_id": f"report_{datetime.now().strftime('%Y%m%d_%H%M%S')}", "generated_at": datetime.now().isoformat(), "status": "placeholder", "message": "Compliance report generation not yet implemented", "summary": { "total_licenses": 0, "compliant": 0, "non_compliant": 0, "at_risk": 0, }, "details": [], } async def create_alert( self, license_id: str, alert_type: str, severity: str, message: str, ) -> ComplianceAlert: """ Create a compliance alert for TTO staff notification. Args: license_id: License agreement identifier alert_type: Type of alert (payment_overdue, milestone_missed, etc.) severity: Alert severity (low, medium, high, critical) message: Alert message Returns: Created compliance alert TODO: Implement actual alert creation and notification logic """ logger.info(f"Creating {severity} alert for license: {license_id}") alert = ComplianceAlert( alert_id=f"alert_{datetime.now().strftime('%Y%m%d_%H%M%S')}", license_id=license_id, alert_type=alert_type, severity=severity, message=message, created_at=datetime.now(), ) # TODO: Send notification (email, Slack, etc.) return alert def get_vista_quality_criteria(self) -> Dict[str, Any]: """ Get VISTA quality criteria for compliance monitoring. Returns quality thresholds aligned with VISTA project objectives. """ return { "payment_tracking": { "weight": 0.30, "threshold": 0.95, "description": "Payment records must be accurate and complete", }, "milestone_verification": { "weight": 0.25, "threshold": 0.90, "description": "Milestone verification must include evidence", }, "alert_timeliness": { "weight": 0.25, "threshold": 0.95, "description": "Alerts must be generated within 24 hours of trigger", }, "report_accuracy": { "weight": 0.20, "threshold": 0.98, "description": "Reports must accurately reflect current state", }, }