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"""
多策略 RAG 文件問答系統 v2 — ChromaDB + PDF/DOCX 版本(優化版)
安裝依賴:
pip install gradio groq pypdf python-docx sentence-transformers numpy chromadb scikit-learn
執行:
python multistrategy_rag_chromadb_docx_v2.py
"""
import chromadb
import gradio as gr
import numpy as np
import os
import time
import re
from docx import Document
from docx.oxml.table import CT_Tbl
from docx.oxml.text.paragraph import CT_P
from docx.table import Table
from docx.text.paragraph import Paragraph
from groq import Groq
from pypdf import PdfReader
from sentence_transformers import SentenceTransformer
from sklearn.feature_extraction.text import TfidfVectorizer
from pathlib import Path
from typing import Any
# ══════════════════════════════════════════════════════════
# RAG 核心邏輯(優化版)
# ══════════════════════════════════════════════════════════
class MultiStrategyRAG:
STRATEGY_MAP = {
"semantic": "1 ChromaDB 語意搜尋",
"tfidf": "2 TF-IDF 關鍵詞",
"hybrid": "3 混合搜尋",
"rerank": "4 重新排序",
"multi_query": "5 多查詢擴展",
"compress": "6 上下文壓縮",
"parent_child": "7 父子文檔",
"hyde": "8 假設性答案 HyDE",
}
def __init__(
self,
chroma_path: str = "/tmp/chroma_db",
collection_name: str = "audit_rag_chunks",
child_collection_name: str = "audit_rag_child_chunks",
):
# API client 改為 None,由使用者透過 UI 輸入後動態建立
self.client: Groq | None = None
self.embedding_model = SentenceTransformer(
"sentence-transformers/paraphrase-multilingual-MiniLM-L12-v2"
)
self.chroma_client = chromadb.PersistentClient(path=chroma_path)
self.collection = self.chroma_client.get_or_create_collection(
name=collection_name,
metadata={"hnsw:space": "cosine"},
)
self.child_collection = self.chroma_client.get_or_create_collection(
name=child_collection_name,
metadata={"hnsw:space": "cosine"},
)
self.session_id: str | None = None
self.source_name: str = ""
self.file_type: str = ""
self.chunks: list[str] = []
self.child_chunks: list[str] = []
self.tfidf_vectorizer: TfidfVectorizer | None = None
self.tfidf_matrix = None
# ── API Key 管理 ─────────────────────────────────────
def set_api_key(self, api_key: str) -> None:
"""動態設定 Groq API Key,建立或更新 client。"""
key = (api_key or "").strip()
self.client = Groq(api_key=key) if key else None
# ── 文件載入 ─────────────────────────────────────────
def load_document(self, file_path: str) -> str:
try:
path = Path(file_path)
if not path.exists():
return "✗ 載入失敗:找不到檔案"
suffix = path.suffix.lower()
if suffix not in (".pdf", ".docx"):
return "✗ 目前僅支援 PDF 與 DOCX 檔案"
self.source_name = path.name
self.file_type = suffix.lstrip(".")
self.session_id = (
f"{int(time.time())}_{re.sub(r'[^a-zA-Z0-9]+', '_', path.stem)[:40]}"
)
if suffix == ".pdf":
full_text, stats = self._extract_pdf(path)
else:
full_text, stats = self._extract_docx(path)
if not full_text.strip():
return "✗ 載入失敗:文件沒有可擷取文字,可能是掃描圖片檔,需先 OCR"
self.chunks = self._split(full_text, chunk_size=800, overlap=150)
if not self.chunks:
return "✗ 載入失敗:切段後沒有有效內容"
self._build_chroma_index()
self._build_tfidf_index()
self._build_child_index()
return (
f"✓ 成功載入 {self.source_name}\n"
f"類型:{suffix.upper().lstrip('.')}\n"
f"{len(self.chunks)} 個主片段 · ChromaDB Session:{self.session_id}"
)
except Exception as exc:
return f"✗ 載入失敗:{type(exc).__name__}: {exc}"
# ── 文字擷取 ─────────────────────────────────────────
def _extract_pdf(self, path: Path) -> tuple[str, str]:
reader = PdfReader(str(path))
parts = []
for idx, page in enumerate(reader.pages, 1):
text = page.extract_text() or ""
if text.strip():
parts.append(f"\n[PDF 第 {idx} 頁]\n{text}")
return "\n".join(parts), f"{len(reader.pages)} 頁"
def _extract_docx(self, path: Path) -> tuple[str, str]:
doc = Document(str(path))
blocks: list[str] = []
para_count = table_count = 0
for child in doc.element.body.iterchildren():
if isinstance(child, CT_P):
text = Paragraph(child, doc).text.strip()
if text:
para_count += 1
blocks.append(text)
elif isinstance(child, CT_Tbl):
table_count += 1
tbl_text = self._table_to_text(Table(child, doc))
if tbl_text.strip():
blocks.append(f"\n[DOCX 表格 {table_count}]\n{tbl_text}")
return "\n\n".join(blocks), f"{para_count} 段落 / {table_count} 表格"
def _table_to_text(self, table: Table) -> str:
rows = []
for row in table.rows:
cells = [re.sub(r"\s+", " ", c.text).strip() for c in row.cells if c.text.strip()]
if cells:
rows.append(" | ".join(cells))
return "\n".join(rows)
def _split(self, text: str, chunk_size: int, overlap: int) -> list[str]:
clean = re.sub(r"\s+", " ", text).strip()
step = max(1, chunk_size - overlap)
return [
c for start in range(0, len(clean), step)
if (c := clean[start: start + chunk_size].strip())
]
# ── Index 建立 ───────────────────────────────────────
def _encode(self, texts: list[str]) -> list[list[float]]:
return (
self.embedding_model
.encode(texts, convert_to_numpy=True, normalize_embeddings=True, show_progress_bar=False)
.astype("float32")
.tolist()
)
def _build_chroma_index(self) -> None:
sid = self.session_id
ids = [f"{sid}_chunk_{i:05d}" for i in range(len(self.chunks))]
metas = [
{"session_id": sid, "source": self.source_name,
"file_type": self.file_type, "chunk_index": i}
for i in range(len(self.chunks))
]
self.collection.add(ids=ids, documents=self.chunks,
metadatas=metas, embeddings=self._encode(self.chunks))
def _build_tfidf_index(self) -> None:
self.tfidf_vectorizer = TfidfVectorizer(analyzer="char", ngram_range=(2, 4), max_features=3000)
self.tfidf_matrix = self.tfidf_vectorizer.fit_transform(self.chunks)
def _build_child_index(self) -> None:
sid = self.session_id
child_docs, child_ids, child_metas = [], [], []
for pidx, parent in enumerate(self.chunks):
for cidx, child in enumerate(self._split(parent, chunk_size=300, overlap=50)):
child_docs.append(child)
child_ids.append(f"{sid}_parent_{pidx:05d}_child_{cidx:03d}")
child_metas.append({"session_id": sid, "source": self.source_name,
"file_type": self.file_type,
"parent_index": pidx, "child_index": cidx})
self.child_chunks = child_docs
if child_docs:
self.child_collection.add(ids=child_ids, documents=child_docs,
metadatas=child_metas, embeddings=self._encode(child_docs))
# ── 工具函式 ─────────────────────────────────────────
def _where(self) -> dict[str, str]:
return {"session_id": self.session_id or ""}
def _chroma_search(self, query: str, k: int, child: bool = False) -> list[dict[str, Any]]:
if not self.session_id:
return []
col = self.child_collection if child else self.collection
results = col.query(
query_embeddings=self._encode([query]),
n_results=max(1, k),
where=self._where(),
include=["documents", "metadatas", "distances"],
)
docs = results.get("documents", [[]])[0] or []
metas = results.get("metadatas", [[]])[0] or []
dists = results.get("distances", [[]])[0] or []
return [{"text": d, "metadata": m or {}, "distance": dist}
for d, m, dist in zip(docs, metas, dists)]
def _dedupe(self, chunks: list[str], k: int) -> list[str]:
seen: set[str] = set()
out: list[str] = []
for c in chunks:
key = c[:120]
if key not in seen:
seen.add(key)
out.append(c)
if len(out) >= k:
break
return out
def _llm(self, prompt: str, max_tokens: int = 300, temperature: float = 0.3) -> str | None:
if not self.client:
return None
try:
r = self.client.chat.completions.create(
model="llama-3.1-8b-instant",
messages=[{"role": "user", "content": prompt}],
max_tokens=max_tokens,
temperature=temperature,
)
return r.choices[0].message.content
except Exception:
return None
# ── 8 種策略 ──────────────────────────────────────────
def s_semantic(self, query: str, k: int = 3) -> list[str]:
return [r["text"] for r in self._chroma_search(query, k)]
def s_tfidf(self, query: str, k: int = 3) -> list[str]:
if self.tfidf_vectorizer is None or self.tfidf_matrix is None:
return []
qv = self.tfidf_vectorizer.transform([query])
scores = (self.tfidf_matrix * qv.T).toarray().flatten()
return [self.chunks[i] for i in scores.argsort()[-k:][::-1]]
def s_hybrid(self, query: str, k: int = 3) -> list[str]:
return self._dedupe(
self.s_semantic(query, k * 2) + self.s_tfidf(query, k * 2), k
)
def s_rerank(self, query: str, k: int = 3) -> list[str]:
candidates = self.s_semantic(query, k * 2)
if not self.client:
return candidates[:k]
scored: list[tuple[str, float]] = []
for chunk in candidates:
prompt = (f"問題:{query}\n\n文本:{chunk[:500]}\n\n"
f"請只輸出 0 到 10 的相關度分數(僅數字):")
resp = self._llm(prompt, max_tokens=10, temperature=0)
nums = re.findall(r"\d+(?:\.\d+)?", resp or "")
scored.append((chunk, float(nums[0]) if nums else 0.0))
scored.sort(key=lambda x: x[1], reverse=True)
return [c for c, _ in scored[:k]]
def s_multi_query(self, query: str, k: int = 3) -> list[str]:
queries = [query]
prompt = f"將以下問題改寫成 3 個角度不同的繁體中文問題,每行一題,不加編號:\n{query}"
resp = self._llm(prompt, max_tokens=200, temperature=0.7)
if resp:
extras = [ln.strip("-• 1234567890.、 ") for ln in resp.splitlines() if ln.strip()]
queries += extras[:3]
chunks: list[str] = []
for q in queries:
chunks.extend(self.s_semantic(q, 2))
return self._dedupe(chunks, k)
def s_compress(self, query: str, k: int = 3) -> list[str]:
chunks = self.s_semantic(query, k)
if not self.client:
return chunks
compressed = []
for chunk in chunks:
prompt = (f"從以下文本中,提取與問題「{query}」最相關的 1-2 句,"
f"保留繁體中文,不要添加任何解釋:\n\n{chunk}")
resp = self._llm(prompt, max_tokens=180, temperature=0)
compressed.append((resp or "").strip() or chunk[:350])
return compressed
def s_parent_child(self, query: str, k: int = 3) -> list[str]:
hits = self._chroma_search(query, k * 3, child=True)
seen_parents: list[int] = []
for h in hits:
pidx = h.get("metadata", {}).get("parent_index")
if isinstance(pidx, int) and pidx not in seen_parents:
seen_parents.append(pidx)
if len(seen_parents) >= k:
break
return [self.chunks[i] for i in seen_parents if 0 <= i < len(self.chunks)]
def s_hyde(self, query: str, k: int = 3) -> list[str]:
prompt = f"請對以下問題給出一段假設性簡短答案(繁體中文):\n{query}"
hypo = self._llm(prompt, max_tokens=250, temperature=0.7) or query
return self.s_semantic(hypo, k)
# ── 策略路由 ──────────────────────────────────────────
_FN = {
"semantic": s_semantic,
"tfidf": s_tfidf,
"hybrid": s_hybrid,
"rerank": s_rerank,
"multi_query": s_multi_query,
"compress": s_compress,
"parent_child": s_parent_child,
"hyde": s_hyde,
}
def generate_answer(self, query: str, strategy_key: str, top_k: int):
if not self.chunks:
return "請先上傳並載入 PDF 或 DOCX 文件。", ""
if not query.strip():
return "請輸入問題。", ""
fn = self._FN.get(strategy_key, self.s_semantic)
chunks = fn(self, query, int(top_k))
context = "\n\n—\n\n".join(chunks)
strategy_label = self.STRATEGY_MAP.get(strategy_key, strategy_key)
source_preview = (
f"文件:{self.source_name}\n"
f"策略:{strategy_label} · 片段數:{len(chunks)}\n"
f"ChromaDB Session:{self.session_id}\n\n"
f"{'─' * 56}\n\n{context}"
)
if not self.client:
return (
"⚠ 尚未設定 Groq API Key。\n"
"請在左欄「Step 00」輸入您的 Groq API Key 並點擊「套用」後再提問。\n\n"
"(檢索已完成,可在下方「查看檢索到的文本片段」確認結果)",
source_preview,
)
prompt = f"""請根據以下上下文回答問題。若上下文無相關資訊,請明確說明無法從文件回答,不要自行編造。
上下文:
{context}
問題:{query}
請用繁體中文詳細回答,並以條列方式整理重點:"""
try:
r = self.client.chat.completions.create(
model="llama-3.1-8b-instant",
messages=[
{"role": "system", "content": "你是專業的文件分析與 RAG 問答助手。"},
{"role": "user", "content": prompt},
],
max_tokens=1024,
temperature=0.3,
)
return r.choices[0].message.content, source_preview
except Exception as exc:
return f"生成失敗:{type(exc).__name__}: {exc}", source_preview
# ══════════════════════════════════════════════════════════
# Gradio UI
# ══════════════════════════════════════════════════════════
STRATEGY_INFO = [
("semantic", "語意搜尋", "ChromaDB 向量相似度,最通用", "🔍"),
("tfidf", "TF-IDF", "字元 n-gram 關鍵詞統計", "📊"),
("hybrid", "混合搜尋", "語意 + TF-IDF 結果合併去重", "⚡"),
("rerank", "重新排序", "LLM 對候選片段二次評分", "🎯"),
("multi_query", "多查詢擴展", "自動生成多角度問題聯合搜尋", "🔄"),
("compress", "上下文壓縮", "LLM 提取最相關句子精簡上下文", "✂️"),
("parent_child", "父子文檔", "小片段定位 → 回傳對應大片段", "📂"),
("hyde", "HyDE", "先生成假設答案再語意搜尋", "💡"),
]
CSS = """
body, .gradio-container { background:#f5f4f1 !important; }
#hdr {
background:#fff;
border:1px solid #e5e0d8;
border-radius:14px;
padding:28px 36px;
margin-bottom:20px;
border-top: 4px solid #2d6a4f;
}
.hdr-eyebrow { font-size:11px; letter-spacing:2.5px; color:#2d6a4f; text-transform:uppercase; margin-bottom:6px; }
.hdr-title { font-size:26px; font-weight:700; color:#1a1714; margin:0 0 6px; }
.hdr-sub { font-size:14px; color:#6b5e56; }
.pill { display:inline-block; margin:10px 5px 0 0; padding:3px 10px; border-radius:16px;
font-size:11px; background:#e8f4f0; color:#2d6a4f; border:1px solid rgba(45,106,79,.2); }
.pill-amber { background:#fdf4e3; color:#b87a1a; border-color:rgba(184,122,26,.25); }
/* API Key 區塊 */
#apikey-box {
background: #fffbf2;
border: 1.5px solid #f0c96a;
border-radius: 10px;
padding: 12px 14px;
margin-bottom: 8px;
}
.strat-grid { display:grid; grid-template-columns:repeat(4,1fr); gap:10px; margin:10px 0 16px; }
.strat-card {
background:#fff;
border:1.5px solid #e5e0d8;
border-radius:10px;
padding:10px 12px;
cursor:pointer;
transition:border-color .15s, box-shadow .15s;
text-align:left;
width:100%;
}
.strat-card:hover { border-color:#2d6a4f; box-shadow:0 2px 8px rgba(45,106,79,.12); }
.strat-card.active { border-color:#2d6a4f; background:#f0f9f5; box-shadow:0 2px 10px rgba(45,106,79,.18); }
.strat-icon { font-size:20px; margin-bottom:4px; }
.strat-name { font-size:13px; font-weight:700; color:#1a1714; margin:0 0 2px; }
.strat-desc { font-size:11px; color:#7a6e67; line-height:1.4; }
.sec-label { font-size:11px; letter-spacing:1.5px; text-transform:uppercase;
color:#7a6e67; font-weight:700; margin:16px 0 8px; }
.card-box { background:#fff !important; border:1px solid #e5e0d8 !important;
border-radius:12px !important; padding:16px !important; }
#ask-btn { background:#2d6a4f !important; color:#fff !important; border:0 !important; border-radius:8px !important; }
#apply-key-btn { background:#b87a1a !important; color:#fff !important; border:0 !important; border-radius:8px !important; }
"""
HEADER_HTML = """
<div id="hdr">
<div class="hdr-eyebrow">Intelligent Document Analysis · v2</div>
<div class="hdr-title">多策略 RAG 文件問答系統</div>
<div class="hdr-sub">支援 PDF / DOCX 上傳,採用 ChromaDB 持久化向量資料庫與 8 種 RAG 檢索策略</div>
<div>
<span class="pill">▸ Groq API</span>
<span class="pill">▸ llama-3.1-8b-instant</span>
<span class="pill pill-amber">▸ ChromaDB</span>
<span class="pill pill-amber">▸ PDF / DOCX</span>
<span class="pill">▸ SentenceTransformers</span>
</div>
</div>
"""
def build_strategy_menu(selected: str = "semantic") -> str:
cards = []
for key, name, desc, icon in STRATEGY_INFO:
active_cls = "active" if key == selected else ""
cards.append(
f"""<button class="strat-card {active_cls}" onclick="selectStrategy('{key}', this)" type="button">
<div class="strat-icon">{icon}</div>
<div class="strat-name">{name}</div>
<div class="strat-desc">{desc}</div>
</button>"""
)
return f'<div class="strat-grid">{" ".join(cards)}</div>'
STRATEGY_MENU_JS = """
<script>
function selectStrategy(key, el) {
document.querySelectorAll('.strat-card').forEach(c => c.classList.remove('active'));
el.classList.add('active');
const inp = document.getElementById('strategy-hidden');
if (inp) { inp.value = key; inp.dispatchEvent(new Event('input')); }
}
</script>
"""
EXAMPLE_QS = [
["這份文件的主要內容是什麼?"],
["文件中提到哪些重要概念或定義?"],
["有哪些關鍵數據、統計資料或案例?"],
["文件的結論或建議是什麼?"],
["文件提及哪些潛在風險或挑戰?"],
]
def create_interface():
# 啟動時嘗試從環境變數讀取(可留空)
env_key = os.getenv("GROQ_API_KEY", "").strip()
rag = MultiStrategyRAG(chroma_path="/tmp/chroma_db")
if env_key:
rag.set_api_key(env_key)
current_strategy = {"key": "semantic"}
def apply_api_key(api_key: str):
key = (api_key or "").strip()
rag.set_api_key(key)
if key:
masked = key[:8] + "****" + key[-4:] if len(key) > 12 else "****"
return f"✓ API Key 已套用({masked})"
return "⚠ API Key 已清除,無法呼叫 LLM"
def upload_document(file):
if file is None:
return "⚠ 請選擇 PDF 或 DOCX 檔案"
return rag.load_document(file.name)
def set_strategy(key: str):
current_strategy["key"] = key
return f"✓ 已選擇策略:{dict((k, n) for k, n, *_ in STRATEGY_INFO).get(key, key)}"
def ask(query, top_k):
return rag.generate_answer(query, current_strategy["key"], int(top_k))
with gr.Blocks(
title="多策略 RAG 文件問答 v2",
css=CSS,
theme=gr.themes.Base(
primary_hue=gr.themes.colors.green,
neutral_hue=gr.themes.colors.stone,
),
) as demo:
gr.HTML(HEADER_HTML)
with gr.Row(equal_height=False):
# ── 左欄 ──────────────────────────────────
with gr.Column(scale=1, min_width=320, elem_classes="card-box"):
# ★ Step 00:API Key 輸入(新增)
gr.HTML("<div class='sec-label'>Step 00 · Groq API Key</div>")
with gr.Group(elem_id="apikey-box"):
api_key_input = gr.Textbox(
label="",
placeholder="gsk_xxxxxxxxxxxxxxxxxxxxxxxx",
value=env_key, # 若環境變數已設定則預填
type="password", # 輸入時遮蔽顯示
lines=1,
show_label=False,
)
apply_key_btn = gr.Button(
"套用 API Key", size="sm", elem_id="apply-key-btn"
)
api_key_status = gr.Textbox(
value="✓ API Key 已從環境變數載入" if env_key else "⚠ 尚未設定 API Key",
interactive=False,
lines=1,
label="",
show_label=False,
)
# Step 01:上傳文件
gr.HTML("<div class='sec-label'>Step 01 · 上傳文件</div>")
file_input = gr.File(label="PDF / DOCX", file_types=[".pdf", ".docx"])
load_btn = gr.Button("↑ 載入文件")
status = gr.Textbox(label="狀態", interactive=False, lines=3)
# Step 02:RAG 策略
gr.HTML("<div class='sec-label'>Step 02 · 選擇 RAG 策略</div>")
gr.HTML(build_strategy_menu("semantic"))
strategy_input = gr.Textbox(
value="semantic",
elem_id="strategy-hidden",
label="",
visible=False,
)
strategy_status = gr.Textbox(
value="✓ 已選擇策略:語意搜尋",
interactive=False,
lines=1,
label="目前策略",
)
gr.HTML(STRATEGY_MENU_JS)
# Step 03:參數
gr.HTML("<div class='sec-label'>Step 03 · 搜尋參數</div>")
topk = gr.Slider(minimum=1, maximum=10, value=3, step=1, label="Top-K 片段數量")
# ── 右欄:問答 ────────────────────────────
with gr.Column(scale=2, elem_classes="card-box"):
gr.HTML("<div class='sec-label'>Step 04 · 輸入問題</div>")
qin = gr.Textbox(
label="",
placeholder="例如:這份文件的核心論點是什麼?",
lines=4,
)
ask_btn = gr.Button("提問", variant="primary", size="lg", elem_id="ask-btn")
gr.HTML("<div class='sec-label'>AI 回答</div>")
ans = gr.Textbox(label="", lines=12, interactive=False)
with gr.Accordion("▸ 查看檢索到的文本片段", open=False):
src = gr.Textbox(label="", lines=10, interactive=False)
gr.Examples(examples=EXAMPLE_QS, inputs=qin, label="範例問題")
# ── 事件綁定 ──────────────────────────────────
apply_key_btn.click(fn=apply_api_key, inputs=[api_key_input], outputs=[api_key_status])
api_key_input.submit(fn=apply_api_key, inputs=[api_key_input], outputs=[api_key_status])
load_btn.click(fn=upload_document, inputs=[file_input], outputs=[status])
strategy_input.change(fn=set_strategy, inputs=[strategy_input], outputs=[strategy_status])
ask_btn.click(fn=ask, inputs=[qin, topk], outputs=[ans, src])
qin.submit(fn=ask, inputs=[qin, topk], outputs=[ans, src])
return demo
if __name__ == "__main__":
demo = create_interface()
demo.launch(share=False, server_name="0.0.0.0",show_error=True)
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