AI / tests /test_rerank_chunking.py
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"""
Unit tests for rerank document chunking functionality.
Tests the chunk_documents_for_rerank and aggregate_chunk_scores functions
in lightrag/rerank.py to ensure proper document splitting and score aggregation.
"""
import pytest
from unittest.mock import Mock, patch, AsyncMock
from lightrag.rerank import (
chunk_documents_for_rerank,
aggregate_chunk_scores,
cohere_rerank,
)
class TestChunkDocumentsForRerank:
"""Test suite for chunk_documents_for_rerank function"""
def test_no_chunking_needed_for_short_docs(self):
"""Documents shorter than max_tokens should not be chunked"""
documents = [
"Short doc 1",
"Short doc 2",
"Short doc 3",
]
chunked_docs, doc_indices = chunk_documents_for_rerank(
documents, max_tokens=100, overlap_tokens=10
)
# No chunking should occur
assert len(chunked_docs) == 3
assert chunked_docs == documents
assert doc_indices == [0, 1, 2]
def test_chunking_with_character_fallback(self):
"""Test chunking falls back to character-based when tokenizer unavailable"""
# Create a very long document that exceeds character limit
long_doc = "a" * 2000 # 2000 characters
documents = [long_doc, "short doc"]
with patch("lightrag.utils.TiktokenTokenizer", side_effect=ImportError):
chunked_docs, doc_indices = chunk_documents_for_rerank(
documents,
max_tokens=100, # 100 tokens = ~400 chars
overlap_tokens=10, # 10 tokens = ~40 chars
)
# First doc should be split into chunks, second doc stays whole
assert len(chunked_docs) > 2 # At least one chunk from first doc + second doc
assert chunked_docs[-1] == "short doc" # Last chunk is the short doc
# Verify doc_indices maps chunks to correct original document
assert doc_indices[-1] == 1 # Last chunk maps to document 1
def test_chunking_with_tiktoken_tokenizer(self):
"""Test chunking with actual tokenizer"""
# Create document with known token count
# Approximate: "word " = ~1 token, so 200 words ~ 200 tokens
long_doc = " ".join([f"word{i}" for i in range(200)])
documents = [long_doc, "short"]
chunked_docs, doc_indices = chunk_documents_for_rerank(
documents, max_tokens=50, overlap_tokens=10
)
# Long doc should be split, short doc should remain
assert len(chunked_docs) > 2
assert doc_indices[-1] == 1 # Last chunk is from second document
# Verify overlapping chunks contain overlapping content
if len(chunked_docs) > 2:
# Check that consecutive chunks from same doc have some overlap
for i in range(len(doc_indices) - 1):
if doc_indices[i] == doc_indices[i + 1] == 0:
# Both chunks from first doc, should have overlap
chunk1_words = chunked_docs[i].split()
chunk2_words = chunked_docs[i + 1].split()
# At least one word should be common due to overlap
assert any(word in chunk2_words for word in chunk1_words[-5:])
def test_empty_documents(self):
"""Test handling of empty document list"""
documents = []
chunked_docs, doc_indices = chunk_documents_for_rerank(documents)
assert chunked_docs == []
assert doc_indices == []
def test_single_document_chunking(self):
"""Test chunking of a single long document"""
# Create document with ~100 tokens
long_doc = " ".join([f"token{i}" for i in range(100)])
documents = [long_doc]
chunked_docs, doc_indices = chunk_documents_for_rerank(
documents, max_tokens=30, overlap_tokens=5
)
# Should create multiple chunks
assert len(chunked_docs) > 1
# All chunks should map to document 0
assert all(idx == 0 for idx in doc_indices)
class TestAggregateChunkScores:
"""Test suite for aggregate_chunk_scores function"""
def test_no_chunking_simple_aggregation(self):
"""Test aggregation when no chunking occurred (1:1 mapping)"""
chunk_results = [
{"index": 0, "relevance_score": 0.9},
{"index": 1, "relevance_score": 0.7},
{"index": 2, "relevance_score": 0.5},
]
doc_indices = [0, 1, 2] # 1:1 mapping
num_original_docs = 3
aggregated = aggregate_chunk_scores(
chunk_results, doc_indices, num_original_docs, aggregation="max"
)
# Results should be sorted by score
assert len(aggregated) == 3
assert aggregated[0]["index"] == 0
assert aggregated[0]["relevance_score"] == 0.9
assert aggregated[1]["index"] == 1
assert aggregated[1]["relevance_score"] == 0.7
assert aggregated[2]["index"] == 2
assert aggregated[2]["relevance_score"] == 0.5
def test_max_aggregation_with_chunks(self):
"""Test max aggregation strategy with multiple chunks per document"""
# 5 chunks: first 3 from doc 0, last 2 from doc 1
chunk_results = [
{"index": 0, "relevance_score": 0.5},
{"index": 1, "relevance_score": 0.8},
{"index": 2, "relevance_score": 0.6},
{"index": 3, "relevance_score": 0.7},
{"index": 4, "relevance_score": 0.4},
]
doc_indices = [0, 0, 0, 1, 1]
num_original_docs = 2
aggregated = aggregate_chunk_scores(
chunk_results, doc_indices, num_original_docs, aggregation="max"
)
# Should take max score for each document
assert len(aggregated) == 2
assert aggregated[0]["index"] == 0
assert aggregated[0]["relevance_score"] == 0.8 # max of 0.5, 0.8, 0.6
assert aggregated[1]["index"] == 1
assert aggregated[1]["relevance_score"] == 0.7 # max of 0.7, 0.4
def test_mean_aggregation_with_chunks(self):
"""Test mean aggregation strategy"""
chunk_results = [
{"index": 0, "relevance_score": 0.6},
{"index": 1, "relevance_score": 0.8},
{"index": 2, "relevance_score": 0.4},
]
doc_indices = [0, 0, 1] # First two chunks from doc 0, last from doc 1
num_original_docs = 2
aggregated = aggregate_chunk_scores(
chunk_results, doc_indices, num_original_docs, aggregation="mean"
)
assert len(aggregated) == 2
assert aggregated[0]["index"] == 0
assert aggregated[0]["relevance_score"] == pytest.approx(0.7) # (0.6 + 0.8) / 2
assert aggregated[1]["index"] == 1
assert aggregated[1]["relevance_score"] == 0.4
def test_first_aggregation_with_chunks(self):
"""Test first aggregation strategy"""
chunk_results = [
{"index": 0, "relevance_score": 0.6},
{"index": 1, "relevance_score": 0.8},
{"index": 2, "relevance_score": 0.4},
]
doc_indices = [0, 0, 1]
num_original_docs = 2
aggregated = aggregate_chunk_scores(
chunk_results, doc_indices, num_original_docs, aggregation="first"
)
assert len(aggregated) == 2
# First should use first score seen for each doc
assert aggregated[0]["index"] == 0
assert aggregated[0]["relevance_score"] == 0.6 # First score for doc 0
assert aggregated[1]["index"] == 1
assert aggregated[1]["relevance_score"] == 0.4
def test_empty_chunk_results(self):
"""Test handling of empty results"""
aggregated = aggregate_chunk_scores([], [], 3, aggregation="max")
assert aggregated == []
def test_documents_with_no_scores(self):
"""Test when some documents have no chunks/scores"""
chunk_results = [
{"index": 0, "relevance_score": 0.9},
{"index": 1, "relevance_score": 0.7},
]
doc_indices = [0, 0] # Both chunks from document 0
num_original_docs = 3 # But we have 3 documents total
aggregated = aggregate_chunk_scores(
chunk_results, doc_indices, num_original_docs, aggregation="max"
)
# Only doc 0 should appear in results
assert len(aggregated) == 1
assert aggregated[0]["index"] == 0
def test_unknown_aggregation_strategy(self):
"""Test that unknown strategy falls back to max"""
chunk_results = [
{"index": 0, "relevance_score": 0.6},
{"index": 1, "relevance_score": 0.8},
]
doc_indices = [0, 0]
num_original_docs = 1
# Use invalid strategy
aggregated = aggregate_chunk_scores(
chunk_results, doc_indices, num_original_docs, aggregation="invalid"
)
# Should fall back to max
assert aggregated[0]["relevance_score"] == 0.8
@pytest.mark.offline
class TestTopNWithChunking:
"""Tests for top_n behavior when chunking is enabled (Bug fix verification)"""
@pytest.mark.asyncio
async def test_top_n_limits_documents_not_chunks(self):
"""
Test that top_n correctly limits documents (not chunks) when chunking is enabled.
Bug scenario: 10 docs expand to 50 chunks. With old behavior, top_n=5 would
return scores for only 5 chunks (possibly all from 1-2 docs). After aggregation,
fewer than 5 documents would be returned.
Fixed behavior: top_n=5 should return exactly 5 documents after aggregation.
"""
# Setup: 5 documents, each producing multiple chunks when chunked
# Using small max_tokens to force chunking
long_docs = [" ".join([f"doc{i}_word{j}" for j in range(50)]) for i in range(5)]
query = "test query"
# First, determine how many chunks will be created by actual chunking
_, doc_indices = chunk_documents_for_rerank(
long_docs, max_tokens=50, overlap_tokens=10
)
num_chunks = len(doc_indices)
# Mock API returns scores for ALL chunks (simulating disabled API-level top_n)
# Give different scores to ensure doc 0 gets highest, doc 1 second, etc.
# Assign scores based on original document index (lower doc index = higher score)
mock_chunk_scores = []
for i in range(num_chunks):
original_doc = doc_indices[i]
# Higher score for lower doc index, with small variation per chunk
base_score = 0.9 - (original_doc * 0.1)
mock_chunk_scores.append({"index": i, "relevance_score": base_score})
mock_response = Mock()
mock_response.status = 200
mock_response.json = AsyncMock(return_value={"results": mock_chunk_scores})
mock_response.request_info = None
mock_response.history = None
mock_response.headers = {}
mock_response.__aenter__ = AsyncMock(return_value=mock_response)
mock_response.__aexit__ = AsyncMock(return_value=None)
mock_session = Mock()
mock_session.post = Mock(return_value=mock_response)
mock_session.__aenter__ = AsyncMock(return_value=mock_session)
mock_session.__aexit__ = AsyncMock(return_value=None)
with patch("lightrag.rerank.aiohttp.ClientSession", return_value=mock_session):
result = await cohere_rerank(
query=query,
documents=long_docs,
api_key="test-key",
base_url="http://test.com/rerank",
enable_chunking=True,
max_tokens_per_doc=50, # Match chunking above
top_n=3, # Request top 3 documents
)
# Verify: should get exactly 3 documents (not unlimited chunks)
assert len(result) == 3
# All results should have valid document indices (0-4)
assert all(0 <= r["index"] < 5 for r in result)
# Results should be sorted by score (descending)
assert all(
result[i]["relevance_score"] >= result[i + 1]["relevance_score"]
for i in range(len(result) - 1)
)
# The top 3 docs should be 0, 1, 2 (highest scores)
result_indices = [r["index"] for r in result]
assert set(result_indices) == {0, 1, 2}
@pytest.mark.asyncio
async def test_api_receives_no_top_n_when_chunking_enabled(self):
"""
Test that the API request does NOT include top_n when chunking is enabled.
This ensures all chunk scores are retrieved for proper aggregation.
"""
documents = [" ".join([f"word{i}" for i in range(100)]), "short doc"]
query = "test query"
captured_payload = {}
mock_response = Mock()
mock_response.status = 200
mock_response.json = AsyncMock(
return_value={
"results": [
{"index": 0, "relevance_score": 0.9},
{"index": 1, "relevance_score": 0.8},
{"index": 2, "relevance_score": 0.7},
]
}
)
mock_response.request_info = None
mock_response.history = None
mock_response.headers = {}
mock_response.__aenter__ = AsyncMock(return_value=mock_response)
mock_response.__aexit__ = AsyncMock(return_value=None)
def capture_post(*args, **kwargs):
captured_payload.update(kwargs.get("json", {}))
return mock_response
mock_session = Mock()
mock_session.post = Mock(side_effect=capture_post)
mock_session.__aenter__ = AsyncMock(return_value=mock_session)
mock_session.__aexit__ = AsyncMock(return_value=None)
with patch("lightrag.rerank.aiohttp.ClientSession", return_value=mock_session):
await cohere_rerank(
query=query,
documents=documents,
api_key="test-key",
base_url="http://test.com/rerank",
enable_chunking=True,
max_tokens_per_doc=30,
top_n=1, # User wants top 1 document
)
# Verify: API payload should NOT have top_n (disabled for chunking)
assert "top_n" not in captured_payload
@pytest.mark.asyncio
async def test_top_n_not_modified_when_chunking_disabled(self):
"""
Test that top_n is passed through to API when chunking is disabled.
"""
documents = ["doc1", "doc2"]
query = "test query"
captured_payload = {}
mock_response = Mock()
mock_response.status = 200
mock_response.json = AsyncMock(
return_value={
"results": [
{"index": 0, "relevance_score": 0.9},
]
}
)
mock_response.request_info = None
mock_response.history = None
mock_response.headers = {}
mock_response.__aenter__ = AsyncMock(return_value=mock_response)
mock_response.__aexit__ = AsyncMock(return_value=None)
def capture_post(*args, **kwargs):
captured_payload.update(kwargs.get("json", {}))
return mock_response
mock_session = Mock()
mock_session.post = Mock(side_effect=capture_post)
mock_session.__aenter__ = AsyncMock(return_value=mock_session)
mock_session.__aexit__ = AsyncMock(return_value=None)
with patch("lightrag.rerank.aiohttp.ClientSession", return_value=mock_session):
await cohere_rerank(
query=query,
documents=documents,
api_key="test-key",
base_url="http://test.com/rerank",
enable_chunking=False, # Chunking disabled
top_n=1,
)
# Verify: API payload should have top_n when chunking is disabled
assert captured_payload.get("top_n") == 1
@pytest.mark.offline
class TestCohereRerankChunking:
"""Integration tests for cohere_rerank with chunking enabled"""
@pytest.mark.asyncio
async def test_cohere_rerank_with_chunking_disabled(self):
"""Test that chunking can be disabled"""
documents = ["doc1", "doc2"]
query = "test query"
# Mock the generic_rerank_api
with patch(
"lightrag.rerank.generic_rerank_api", new_callable=AsyncMock
) as mock_api:
mock_api.return_value = [
{"index": 0, "relevance_score": 0.9},
{"index": 1, "relevance_score": 0.7},
]
result = await cohere_rerank(
query=query,
documents=documents,
api_key="test-key",
enable_chunking=False,
max_tokens_per_doc=100,
)
# Verify generic_rerank_api was called with correct parameters
mock_api.assert_called_once()
call_kwargs = mock_api.call_args[1]
assert call_kwargs["enable_chunking"] is False
assert call_kwargs["max_tokens_per_doc"] == 100
# Result should mirror mocked scores
assert len(result) == 2
assert result[0]["index"] == 0
assert result[0]["relevance_score"] == 0.9
assert result[1]["index"] == 1
assert result[1]["relevance_score"] == 0.7
@pytest.mark.asyncio
async def test_cohere_rerank_with_chunking_enabled(self):
"""Test that chunking parameters are passed through"""
documents = ["doc1", "doc2"]
query = "test query"
with patch(
"lightrag.rerank.generic_rerank_api", new_callable=AsyncMock
) as mock_api:
mock_api.return_value = [
{"index": 0, "relevance_score": 0.9},
{"index": 1, "relevance_score": 0.7},
]
result = await cohere_rerank(
query=query,
documents=documents,
api_key="test-key",
enable_chunking=True,
max_tokens_per_doc=480,
)
# Verify parameters were passed
call_kwargs = mock_api.call_args[1]
assert call_kwargs["enable_chunking"] is True
assert call_kwargs["max_tokens_per_doc"] == 480
# Result should mirror mocked scores
assert len(result) == 2
assert result[0]["index"] == 0
assert result[0]["relevance_score"] == 0.9
assert result[1]["index"] == 1
assert result[1]["relevance_score"] == 0.7
@pytest.mark.asyncio
async def test_cohere_rerank_default_parameters(self):
"""Test default parameter values for cohere_rerank"""
documents = ["doc1"]
query = "test"
with patch(
"lightrag.rerank.generic_rerank_api", new_callable=AsyncMock
) as mock_api:
mock_api.return_value = [{"index": 0, "relevance_score": 0.9}]
result = await cohere_rerank(
query=query, documents=documents, api_key="test-key"
)
# Verify default values
call_kwargs = mock_api.call_args[1]
assert call_kwargs["enable_chunking"] is False
assert call_kwargs["max_tokens_per_doc"] == 4096
assert call_kwargs["model"] == "rerank-v3.5"
# Result should mirror mocked scores
assert len(result) == 1
assert result[0]["index"] == 0
assert result[0]["relevance_score"] == 0.9
@pytest.mark.offline
class TestEndToEndChunking:
"""End-to-end tests for chunking workflow"""
@pytest.mark.asyncio
async def test_end_to_end_chunking_workflow(self):
"""Test complete chunking workflow from documents to aggregated results"""
# Create documents where first one needs chunking
long_doc = " ".join([f"word{i}" for i in range(100)])
documents = [long_doc, "short doc"]
query = "test query"
# Mock the HTTP call inside generic_rerank_api
mock_response = Mock()
mock_response.status = 200
mock_response.json = AsyncMock(
return_value={
"results": [
{"index": 0, "relevance_score": 0.5}, # chunk 0 from doc 0
{"index": 1, "relevance_score": 0.8}, # chunk 1 from doc 0
{"index": 2, "relevance_score": 0.6}, # chunk 2 from doc 0
{"index": 3, "relevance_score": 0.7}, # doc 1 (short)
]
}
)
mock_response.request_info = None
mock_response.history = None
mock_response.headers = {}
# Make mock_response an async context manager (for `async with session.post() as response`)
mock_response.__aenter__ = AsyncMock(return_value=mock_response)
mock_response.__aexit__ = AsyncMock(return_value=None)
mock_session = Mock()
# session.post() returns an async context manager, so return mock_response which is now one
mock_session.post = Mock(return_value=mock_response)
mock_session.__aenter__ = AsyncMock(return_value=mock_session)
mock_session.__aexit__ = AsyncMock(return_value=None)
with patch("lightrag.rerank.aiohttp.ClientSession", return_value=mock_session):
result = await cohere_rerank(
query=query,
documents=documents,
api_key="test-key",
base_url="http://test.com/rerank",
enable_chunking=True,
max_tokens_per_doc=30, # Force chunking of long doc
)
# Should get 2 results (one per original document)
# The long doc's chunks should be aggregated
assert len(result) <= len(documents)
# Results should be sorted by score
assert all(
result[i]["relevance_score"] >= result[i + 1]["relevance_score"]
for i in range(len(result) - 1)
)