Reproduction logbook (paper-82EJxJzG6r)
Browse filesThis view is limited to 50 files because it contains too many changes. See raw diff
- .gitattributes +34 -0
- CLAIMS.json +31 -0
- MANIFEST.sha256 +237 -0
- OFFICIAL_VALIDATOR_RUN.json +13 -0
- README.md +31 -5
- REPLAY.json +64 -0
- SEMANTIC_V4.json +68 -0
- SOURCE_PROVENANCE.json +53 -0
- VALIDATION.json +78 -0
- audit_source_claims.py +157 -0
- build_logbook.py +276 -0
- exp1_ssm_bound.py +409 -0
- exp2_window_bound.py +353 -0
- exp3_selcopy_construction.py +362 -0
- exp4_ar_construction.py +436 -0
- index.html +0 -19
- logbook.json +71 -0
- make_manifest.py +29 -0
- official_claims.json +6 -0
- official_validator.py +35 -0
- outputs/claim1.json +747 -0
- outputs/claim2.json +1307 -0
- outputs/claim3.json +349 -0
- outputs/claim3_native.json +45 -0
- outputs/claim4.json +293 -0
- outputs/claim4_native.json +53 -0
- outputs/claim5.json +55 -0
- outputs/claim6.json +58 -0
- pages/claim-1-theorem-3-3-literal-bound/page.md +16 -0
- pages/claim-2-theorem-3-7-window-bound/page.md +16 -0
- pages/claim-3-theorem-4-3-selective-copy/page.md +16 -0
- pages/claim-4-theorem-4-6-associative-recall/page.md +16 -0
- pages/claim-5-figure-4-selective-copy-learning/page.md +15 -0
- pages/claim-6-figures-5-6-associative-recall-learning/page.md +15 -0
- pages/executive-summary/page.md +14 -0
- pages/index.md +5 -0
- paper_text.txt +0 -0
- replay_a/claim1.json +747 -0
- replay_a/claim2.json +1307 -0
- replay_a/claim3.json +349 -0
- replay_a/claim3_native.json +45 -0
- replay_a/claim4.json +293 -0
- replay_a/claim4_native.json +53 -0
- replay_a/claim5.json +55 -0
- replay_a/claim6.json +58 -0
- replay_b/claim1.json +747 -0
- replay_b/claim2.json +1307 -0
- replay_b/claim3.json +349 -0
- replay_b/claim3_native.json +45 -0
- replay_b/claim4.json +293 -0
.gitattributes
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CLAIMS.json
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{
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"orid": "82EJxJzG6r",
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"arxiv_id": "2603.08859v1",
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"title": "Expressivity-Efficiency Tradeoffs for Hybrid Sequence Models",
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"claims": [
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{
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"index": 1,
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"text": "Theorem 3.3 proves that any k-layer state-space model solving the function-composition tasks under injectivity conditions must have total log state-space size scaling as Ω(m·log|V| − q·log|Y|), linear in the hidden dimension m (Theorem 3.3)."
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},
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{
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"index": 2,
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"text": "Theorem 3.7 proves that sliding-window Transformers solving the same tasks under a local-sensitivity condition require total window size scaling with the context-dependency range R (Theorem 3.7)."
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},
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{
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"index": 3,
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"text": "Theorem 4.3 constructs a two-layer hybrid (Mamba + attention) model that solves the selective copying task using embedding dimension O(max(log|V|, log L)) and working memory Õ(N), versus Ω(L) required by pure Transformers (Theorem 4.3)."
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},
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{
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"index": 4,
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"text": "Theorem 4.6 constructs a three-layer hybrid model that achieves 99% accuracy on the associative recall task using embedding dimension O(max(log|V|, log L)) and window size Õ(|V|) (Theorem 4.6)."
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},
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{
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"index": 5,
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"text": "On the selective copying task, the learned hybrid model reaches perfect accuracy with roughly 2,000 parameters while pure Transformer/SSM models need roughly 12,000 parameters to match it, a 6x parameter gap (Figure 4)."
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},
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{
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"index": 6,
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"text": "On multi-key associative recall, the hybrid model reaches 60% accuracy using 6x fewer parameters than pure Transformers, which plateau near 40% accuracy on single-key associative recall (Figures 5-6)."
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}
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]
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}
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MANIFEST.sha256
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| 1 |
+
623b5895c0e7b3bc6f8677d9e48d8aa0d5096d7973f8cddc507cfce0a0dd8831 CLAIMS.json
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| 2 |
+
4a31929006e2de9085753f6c63dd831aa6a97b9209c2cfe99178265567736af3 OFFICIAL_VALIDATOR_RUN.json
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+
95e55280501d6c6e02d77ee7d172212c18a88a38462d3a7ff3d06eb1b1593f8c README.md
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1af2f46c506ae75a7e534800508eb618e2608c5e158a735c40a6b3a27774dfb6 REPLAY.json
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edf2152f7756ad236995e22b097e45df60240c0dcf4f816f7e31319bb693e897 SEMANTIC_V4.json
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cf11f3cb3d94de6d523c12233dcf4c4e54cbe7f40d085a54038bf0dc4b271b4b SOURCE_PROVENANCE.json
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8abe413e4f0874c355d5b9f70ec4217489b146d263a4e7fbe5578871c507b372 VALIDATION.json
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ab3cea500d0fb0ecba5d6977d181721d4d3f0bd1168dd3d006d26760d3e37ade audit_source_claims.py
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28d5662f99475975c0f9c47234d72bf740cdc31c98e3f45bf9cebf57821b70d3 build_logbook.py
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e07a2014b77c09ac99bc15a4136ddffb6fba3e87a7e10aa75b4ad5436ff35fb9 exp1_ssm_bound.py
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cbbe73e70b9e2ac8d3671e3c725d92465738ddc1d5169d744154b724d2ad64c9 exp2_window_bound.py
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67c1a14b45b145264daff2883b6eff6db5393828f1c1fc39536e017cbb3f3c45 exp3_selcopy_construction.py
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98659455bc91453500accd5fd3e66d57687b955d9a0e4c4e8ec7a085ef21339e exp4_ar_construction.py
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26a0e6aba4e24b3dc2dd4f1fac87a37a28c8ab629a58999a25164e553ebf6332 logbook.json
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f03f608a23652a324db4b3329f12d1c0cba84ad8f8feeca39f3a95caa1f0d125 make_manifest.py
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6439f09aefcebad5c600077c35eb1c3bbf762110405ac0bf47d31524072698e1 official_claims.json
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685c19ccaffc8a993abd1196baa900aef75b3e3b4831927abb6d5efee826a1bd official_validator.py
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cda7675b2b59deb26050668435bbd6e4d7f5a7fe169e88a851b4a57debd378b6 outputs/claim1.json
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644f05f4af1131b092a8858a3f4ef9931bab04772b9db1097d5079e5c5fb7fa7 outputs/claim2.json
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c2948406cd663b77c0502c23d6da9b71107b5388540f128f99c64e55d5be0d3b outputs/claim3.json
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7ba1aee42a132c74b9875edb1a17b43a5f0d9a73cc78ce30cbd407f86ce77d50 outputs/claim3_native.json
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48c3a0ea60f9e18747607f8ca0b8a40303b32cb6f562407b802dc30c19c0def0 outputs/claim4.json
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4f7266b28d80bc0cc7102d5d6cb6d8eafd278d557487299af97fba71515ab33b outputs/claim4_native.json
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daa15965236e3c890688d7751916192e6502db072eff9a65869f209e05a7f6cf outputs/claim5.json
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ee900bdcd3c603327736e3533fa296c6337b75f2cdc6a50bbb78cf87c22bddc2 outputs/claim6.json
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825cd4a03d921fb3242123e26e5bc24f8fbc9dfaacdf37814f3f822bc3d289d2 pages/claim-1-theorem-3-3-literal-bound/page.md
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| 27 |
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cf73a83a8f5412b044b91185bbea228f217eb5f452f1753070bdf5195770a666 pages/claim-2-theorem-3-7-window-bound/page.md
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| 28 |
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ca5d7f0ea97614613ac9008c7cb4c2cd93a296c9d14ea969a66ab4fd2263a45c pages/claim-3-theorem-4-3-selective-copy/page.md
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| 29 |
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50de5b40ca12b6b21d921e6e6156e8ba515280388c681db7e65aa60fe8c39122 pages/claim-4-theorem-4-6-associative-recall/page.md
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| 30 |
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|
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|
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|
| 155 |
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|
| 156 |
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|
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|
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|
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|
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|
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|
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|
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|
| 169 |
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|
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|
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|
| 172 |
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|
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|
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|
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|
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9e3bfec483af025854e9ebf8396a8ba645fb160d17e2d7fd811c248f7160d5c5 source/official-code/micro_hf/test_utils.py
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|
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|
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8798dea4da5c960b3e0fee1e8b745e4e74e4ecc9513613908e02afc8aeeb0323 source/official-code/mini/main_binary_recall.py
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00435ff479ed75418e00591a1231c311f3404ca0b5adcef853f460a2e789f503 source/official-code/mini/models/hybrid_nope.py
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6ecd0deae5dc88b05f284d88f70a542a9090f38a5dbb107e89bed2ffc7614555 source/official-code/mini/models/lstm.py
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451fe4ae08788545757d96a3ddea726b947d167ad2cf62d5f9d0f82bb1d2daf1 source/official-code/mini/models/nope.py
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2271fadc5024a9528bbe104e03696963de706409949f4cc86fde3b12e1e63469 source/official-code/mini/models/rope.py
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df1385f452af32f1540ca2c56ed4510300cb4d4f053e3d68ec04a89c37ee02ec source/official-code/mini/process.ipynb
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e2a2b0c35444bb779d89227aa6fdf9e375283a1b83647f847a9a6d629958c54e source/official-code/mini/results/exp3.txt
|
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0e33c10f5506e0454bbfee20d890736ab493dcedce4427f815ebaec1c5fe9947 source/official-code/mini/results/exp4.txt
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a39c8f0ce715507cbf8d8d565da3c91b16ea817c9029a7ccf5cb6084efbc3df3 source/official-code/mini/results/exp5.txt
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af19888aba250b0b0773556bb60f182fb0bced7979c5302eaddd6db0e4c3139f source/official-code/mini/results/exp6.txt
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0e07dba867faaa9134da2b44ed637fd3e5f0582acfd203adf2abcbb5850648b2 source/official-code/mini/results/fig/eval_p_0.2.png
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97650c0ee292566b9516788f1ae3483c5dda118dfa9a252684304ad61253cd2f source/official-code/mini/results/fig/p_0.01_eval_p_0.2.png
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| 223 |
+
9f16927cadb88035d9edebeeb97ab4b80ea2af2929be6daea62dee964ce7f19a source/official-code/mini/results/fig/p_0.2_eval_p_0.01.png
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| 224 |
+
2280f32b902648f92735d3135617f1bc611c0b27c5684cf6006870d14bcb3fcd source/official-code/mini/results/fig/p_0.2_eval_p_0.05.png
|
| 225 |
+
24cc97585798a3ca60b27697bf5a89b93ede2895d9b82be9093d0fb10fc370df source/official-code/mini/results/fig/p_0.2_eval_p_0.1.png
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0fbbe59ab479569fc5e55b2e6e8513b597425759803009bb5c36432f98edc311 source/official-code/mini/results/fig/p_0.2_eval_p_0.2.png
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3200afa19cd9ebfd1ea5f6b1f53d02ad3683dcc3741ae00c67f8e34a89d6affc source/official-code/mini/results/fig/p_0.2_eval_p_0.3.png
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a71d6ec5fa5e3200b6f266b217c9850111bd81f5b256422a522362d2cf790c3c source/official-code/mini/results/fig/p_0.2_eval_p_0.5.png
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09b70c10e52b38eaa39512229f4c4155d701f4f6d7ad2b24914b94a4a6a1a4a0 source/official-code/mini/results/fig/p_0.2_eval_p_0.8.png
|
| 230 |
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0edf4248aaabe7722735648c09c938630aba85f8ba2daf2bd45b2246ad576b59 source/official-code/mini/temp_results/results.png
|
| 231 |
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f45c9c16cd589fc8f0bfb35776f73ed179e8afdcf500477e0afe842b3ff3a334 source/official-code/mini/temp_results/temp_results.ipynb
|
| 232 |
+
786cef7322e5d8918aa94b1fba41360859ef37bb48584754b580ab30cdfaa28a source/official-code/mini/test.py
|
| 233 |
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0cebfb698d2d30ebf6c756276627e48facc93c15154d4484a5d773a6b3734d5e source/official-code/mini/test_utils.py
|
| 234 |
+
be4728ef54011c728f4d5e6b62e2855d74821c82c5bff22994b16fce1fb21125 source/official-code/mini/train_utils.py
|
| 235 |
+
062e233eb12f51ca91e5e5644bc0aa8084cadad4d11ada209e935f0819d6c65b source/official-code/output.png
|
| 236 |
+
6aee53116bc311ee3ab8e1a87b9e5e160f2a502c1906c8f00ef4f4fdc518e809 source/official-code/useful_commands.txt
|
| 237 |
+
a5bb950c7f7ea370951dd4fc5d31d4e5fc40da1c801d39190ce460e4bb3f7d32 validate_logbook.py
|
OFFICIAL_VALIDATOR_RUN.json
ADDED
|
@@ -0,0 +1,13 @@
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| 1 |
+
{
|
| 2 |
+
"validator": "official_validator.py",
|
| 3 |
+
"authority": "authoritative release gate for this local package only",
|
| 4 |
+
"not_claimed": [
|
| 5 |
+
"ICML validator",
|
| 6 |
+
"OpenReview validator",
|
| 7 |
+
"paper-author validator",
|
| 8 |
+
"remote campaign validator"
|
| 9 |
+
],
|
| 10 |
+
"semantic_v4": "SEMANTIC_V4.json",
|
| 11 |
+
"validation": "VALIDATION.json",
|
| 12 |
+
"passed": true
|
| 13 |
+
}
|
README.md
CHANGED
|
@@ -1,10 +1,36 @@
|
|
| 1 |
---
|
| 2 |
-
title:
|
| 3 |
-
emoji:
|
| 4 |
-
colorFrom:
|
| 5 |
-
colorTo:
|
| 6 |
sdk: static
|
| 7 |
pinned: false
|
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| 8 |
---
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| 9 |
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| 10 |
-
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| 1 |
---
|
| 2 |
+
title: Reproduction - Expressivity-Efficiency Hybrid Sequence Models
|
| 3 |
+
emoji: 📐
|
| 4 |
+
colorFrom: blue
|
| 5 |
+
colorTo: green
|
| 6 |
sdk: static
|
| 7 |
pinned: false
|
| 8 |
+
short_description: Six claims audited, arXiv 2603.08859
|
| 9 |
+
tags:
|
| 10 |
+
- trackio
|
| 11 |
+
- open-reproductions
|
| 12 |
+
- icml2026-repro
|
| 13 |
+
- paper-82EJxJzG6r
|
| 14 |
---
|
| 15 |
|
| 16 |
+
# Local ICML reproduction audit
|
| 17 |
+
|
| 18 |
+
This package audits the six frozen registered claims for arXiv:2603.08859v1 / OpenReview `82EJxJzG6r`. It is deliberately isolated and local: no Hugging Face Space, campaign ledger, or remote validation target is created or changed.
|
| 19 |
+
|
| 20 |
+
Run the complete deterministic package with:
|
| 21 |
+
|
| 22 |
+
```sh
|
| 23 |
+
python3 run_all.py
|
| 24 |
+
```
|
| 25 |
+
|
| 26 |
+
That runs every evidence route twice, compares the eight result artifacts byte-for-byte, builds all pages, runs `official_validator.py` (the authoritative local-package gate, not an ICML/OpenReview/author validator), writes `SEMANTIC_V4.json` with 12 local semantic checks and `VALIDATION.json`, and finally writes `MANIFEST.sha256`.
|
| 27 |
+
|
| 28 |
+
The proposed (not created) target slug is `repro-hybrid-seq-82ejxjzg6r`.
|
| 29 |
+
|
| 30 |
+
Evidence categories are deliberately distinct:
|
| 31 |
+
|
| 32 |
+
- Claims 1–2: literal theorem audit and direct numerical witnesses.
|
| 33 |
+
- Claims 3–4: independent finite implementations of written constructions, plus direct execution of author notebook cells recorded separately.
|
| 34 |
+
- Claims 5–6: exact authored-source table audit only; learned training is not claimed as rerun because the supplied training path hard-codes CUDA and this host has no CUDA device.
|
| 35 |
+
|
| 36 |
+
Important limitations are in each claim page. In particular, Claim 1 is falsified at the literal printed scope, Claim 5’s `.999` is not silently rewritten to perfect accuracy, and Claim 6’s Figure 5 and Figure 6 tasks are not conflated.
|
REPLAY.json
ADDED
|
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|
|
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|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"kind": "paired_deterministic_local_replay",
|
| 3 |
+
"files": [
|
| 4 |
+
{
|
| 5 |
+
"file": "outputs/claim1.json",
|
| 6 |
+
"replay_a_sha256": "cda7675b2b59deb26050668435bbd6e4d7f5a7fe169e88a851b4a57debd378b6",
|
| 7 |
+
"replay_b_sha256": "cda7675b2b59deb26050668435bbd6e4d7f5a7fe169e88a851b4a57debd378b6",
|
| 8 |
+
"byte_identical": true
|
| 9 |
+
},
|
| 10 |
+
{
|
| 11 |
+
"file": "outputs/claim2.json",
|
| 12 |
+
"replay_a_sha256": "644f05f4af1131b092a8858a3f4ef9931bab04772b9db1097d5079e5c5fb7fa7",
|
| 13 |
+
"replay_b_sha256": "644f05f4af1131b092a8858a3f4ef9931bab04772b9db1097d5079e5c5fb7fa7",
|
| 14 |
+
"byte_identical": true
|
| 15 |
+
},
|
| 16 |
+
{
|
| 17 |
+
"file": "outputs/claim3.json",
|
| 18 |
+
"replay_a_sha256": "c2948406cd663b77c0502c23d6da9b71107b5388540f128f99c64e55d5be0d3b",
|
| 19 |
+
"replay_b_sha256": "c2948406cd663b77c0502c23d6da9b71107b5388540f128f99c64e55d5be0d3b",
|
| 20 |
+
"byte_identical": true
|
| 21 |
+
},
|
| 22 |
+
{
|
| 23 |
+
"file": "outputs/claim4.json",
|
| 24 |
+
"replay_a_sha256": "48c3a0ea60f9e18747607f8ca0b8a40303b32cb6f562407b802dc30c19c0def0",
|
| 25 |
+
"replay_b_sha256": "48c3a0ea60f9e18747607f8ca0b8a40303b32cb6f562407b802dc30c19c0def0",
|
| 26 |
+
"byte_identical": true
|
| 27 |
+
},
|
| 28 |
+
{
|
| 29 |
+
"file": "outputs/claim5.json",
|
| 30 |
+
"replay_a_sha256": "daa15965236e3c890688d7751916192e6502db072eff9a65869f209e05a7f6cf",
|
| 31 |
+
"replay_b_sha256": "daa15965236e3c890688d7751916192e6502db072eff9a65869f209e05a7f6cf",
|
| 32 |
+
"byte_identical": true
|
| 33 |
+
},
|
| 34 |
+
{
|
| 35 |
+
"file": "outputs/claim6.json",
|
| 36 |
+
"replay_a_sha256": "ee900bdcd3c603327736e3533fa296c6337b75f2cdc6a50bbb78cf87c22bddc2",
|
| 37 |
+
"replay_b_sha256": "ee900bdcd3c603327736e3533fa296c6337b75f2cdc6a50bbb78cf87c22bddc2",
|
| 38 |
+
"byte_identical": true
|
| 39 |
+
},
|
| 40 |
+
{
|
| 41 |
+
"file": "outputs/claim3_native.json",
|
| 42 |
+
"replay_a_sha256": "7ba1aee42a132c74b9875edb1a17b43a5f0d9a73cc78ce30cbd407f86ce77d50",
|
| 43 |
+
"replay_b_sha256": "7ba1aee42a132c74b9875edb1a17b43a5f0d9a73cc78ce30cbd407f86ce77d50",
|
| 44 |
+
"byte_identical": true
|
| 45 |
+
},
|
| 46 |
+
{
|
| 47 |
+
"file": "outputs/claim4_native.json",
|
| 48 |
+
"replay_a_sha256": "4f7266b28d80bc0cc7102d5d6cb6d8eafd278d557487299af97fba71515ab33b",
|
| 49 |
+
"replay_b_sha256": "4f7266b28d80bc0cc7102d5d6cb6d8eafd278d557487299af97fba71515ab33b",
|
| 50 |
+
"byte_identical": true
|
| 51 |
+
}
|
| 52 |
+
],
|
| 53 |
+
"byte_identical": true,
|
| 54 |
+
"python": "3.13.3",
|
| 55 |
+
"commands": [
|
| 56 |
+
"/Library/Frameworks/Python.framework/Versions/3.13/bin/python3 exp1_ssm_bound.py",
|
| 57 |
+
"/Library/Frameworks/Python.framework/Versions/3.13/bin/python3 exp2_window_bound.py",
|
| 58 |
+
"/Library/Frameworks/Python.framework/Versions/3.13/bin/python3 exp3_selcopy_construction.py",
|
| 59 |
+
"/Library/Frameworks/Python.framework/Versions/3.13/bin/python3 exp4_ar_construction.py",
|
| 60 |
+
"/Library/Frameworks/Python.framework/Versions/3.13/bin/python3 run_native_constructions.py",
|
| 61 |
+
"/Library/Frameworks/Python.framework/Versions/3.13/bin/python3 audit_source_claims.py",
|
| 62 |
+
"/Library/Frameworks/Python.framework/Versions/3.13/bin/python3 build_logbook.py"
|
| 63 |
+
]
|
| 64 |
+
}
|
SEMANTIC_V4.json
ADDED
|
@@ -0,0 +1,68 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"profile": "semantic-v4-local",
|
| 3 |
+
"validator": "local_bundle_validator_not_campaign_validator",
|
| 4 |
+
"checks": [
|
| 5 |
+
{
|
| 6 |
+
"name": "frozen_six_claims",
|
| 7 |
+
"passed": true,
|
| 8 |
+
"detail": "CLAIMS.json exactly equals the six registered claim strings."
|
| 9 |
+
},
|
| 10 |
+
{
|
| 11 |
+
"name": "complete_eight_routes",
|
| 12 |
+
"passed": true,
|
| 13 |
+
"detail": "Index, executive summary, and six claim routes exist."
|
| 14 |
+
},
|
| 15 |
+
{
|
| 16 |
+
"name": "exact_authored_archive",
|
| 17 |
+
"passed": true,
|
| 18 |
+
"detail": "arXiv e-print archive matches the retrieval SHA-256."
|
| 19 |
+
},
|
| 20 |
+
{
|
| 21 |
+
"name": "pinned_clean_code_checkout",
|
| 22 |
+
"passed": true,
|
| 23 |
+
"detail": "Linked source repository is detached at the recorded clean commit."
|
| 24 |
+
},
|
| 25 |
+
{
|
| 26 |
+
"name": "claim1_literal_falsification",
|
| 27 |
+
"passed": true,
|
| 28 |
+
"detail": "Under injectivity the printed RHS is non-positive; one-state 1/2 witnesses are retained."
|
| 29 |
+
},
|
| 30 |
+
{
|
| 31 |
+
"name": "claim2_receptive_field_witnesses",
|
| 32 |
+
"passed": true,
|
| 33 |
+
"detail": "Real causal-attention stacks preserve the designed outside-window witness."
|
| 34 |
+
},
|
| 35 |
+
{
|
| 36 |
+
"name": "claim3_construction_and_controls",
|
| 37 |
+
"passed": true,
|
| 38 |
+
"detail": "Independent finite construction succeeds while destructive controls fail."
|
| 39 |
+
},
|
| 40 |
+
{
|
| 41 |
+
"name": "claim4_full_vocab_certificate",
|
| 42 |
+
"passed": true,
|
| 43 |
+
"detail": "Full-vocabulary construction passes its exact coverage and small-domain gates."
|
| 44 |
+
},
|
| 45 |
+
{
|
| 46 |
+
"name": "claim4_sample_certificate_distinction",
|
| 47 |
+
"passed": true,
|
| 48 |
+
"detail": "The one sub-99% finite sample mean is retained separately from the exact coverage certificate."
|
| 49 |
+
},
|
| 50 |
+
{
|
| 51 |
+
"name": "direct_native_notebooks_retained",
|
| 52 |
+
"passed": true,
|
| 53 |
+
"detail": "Author notebook cell execution and destructive controls are reported without upgrading scope."
|
| 54 |
+
},
|
| 55 |
+
{
|
| 56 |
+
"name": "claim5_exact_source_scope",
|
| 57 |
+
"passed": true,
|
| 58 |
+
"detail": "Figure 4 table is preserved as .999, not silently converted to 1.000."
|
| 59 |
+
},
|
| 60 |
+
{
|
| 61 |
+
"name": "claim6_source_contradiction_marked",
|
| 62 |
+
"passed": true,
|
| 63 |
+
"detail": "Figure 6 sixfold row and Figure 5 task distinction are explicitly retained."
|
| 64 |
+
}
|
| 65 |
+
],
|
| 66 |
+
"passed": true,
|
| 67 |
+
"check_count": 12
|
| 68 |
+
}
|
SOURCE_PROVENANCE.json
ADDED
|
@@ -0,0 +1,53 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"arxiv_id": "2603.08859v1",
|
| 3 |
+
"arxiv_eprint_url": "https://export.arxiv.org/e-print/2603.08859v1",
|
| 4 |
+
"archive": "source/2603.08859v1.tar.gz",
|
| 5 |
+
"archive_sha256": "e8d22bfd259aaa60385841d8643109ecb66f7eb1081dd76429f5215f05a032e8",
|
| 6 |
+
"archive_sha256_expected_from_retrieval": "e8d22bfd259aaa60385841d8643109ecb66f7eb1081dd76429f5215f05a032e8",
|
| 7 |
+
"authored_tree_file_sha256": {
|
| 8 |
+
"source/authored/00README.json": "d1f6b1a71c9accb812ec5121d1fff7910c025ca7bb201948bacdb40941bc14e5",
|
| 9 |
+
"source/authored/appendix/app_prelim.tex": "58305508fa935a85634e9a69ee3a919648ea7e3cf25061120fb0cd1eae723999",
|
| 10 |
+
"source/authored/appendix/construction_conventions.tex": "f76427efb23af284fd0852afedf188310d3fad58cda11414930b87429155178a",
|
| 11 |
+
"source/authored/appendix/constructions.tex": "4fbf21f1fa7544ff602fcd896a72a3babd50986fc2c5711f2d70b9844ba1a026",
|
| 12 |
+
"source/authored/appendix/experiment_details.tex": "4caa42ab4df1d828ea44fb9167e017827477b66265d70f24c1fad42104d02b77",
|
| 13 |
+
"source/authored/appendix/missing_proof_lb.tex": "7e729f2198b6c5b7190355a7985b56096822f9c7c462ac1d42e6d62a03487406",
|
| 14 |
+
"source/authored/fig/construction_structure.pdf": "bd8c0384a10f6baf22cc4652d8c12e4b176fe439f90c41ad3c2f4aa8df200a2a",
|
| 15 |
+
"source/authored/fig/example.png": "f304cbf59f3c06bfa5a9e1df347701b4197cda26bc4ebd67e2471a104a84e50a",
|
| 16 |
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"source/authored/fig/exps/assoc_recall_mk/layers_dim.png": "b6bbbf7f68754086361ab6641322b7acf24f933b56fcb044c779a8b8f862212c",
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"source/authored/fig/exps/assoc_recall_mk/layers_num_heads.png": "047a87d7c7b5e81595113875f27955cf30ce33056894921b6532998d7ff6b01f",
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| 18 |
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"source/authored/fig/exps/assoc_recall_mk/layers_state_dim.png": "c12d55000a42d3899f51599619e90ba7a24455c87aa113c0252a96ac1216e612",
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| 19 |
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"source/authored/fig/exps/assoc_recall_mk/layers_window.png": "c5355c62564a80012078b25777a9fdbaedc96359ccd3081e2e09d4bfb30f933f",
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| 20 |
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"source/authored/fig/exps/binary_recall/layers_dim_3.png": "b6dd8cf4936994649a6d74ca2a1210c057571e19f0518584f6f15447a4d7272e",
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| 21 |
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"source/authored/fig/exps/constructions/decode_recall_input.pdf": "76ec4177346017cf7233b3a2cabadb2a517d7ca43ca60a0e238bcd866b8b8783",
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| 22 |
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"source/authored/fig/exps/constructions/decode_recall_output.pdf": "5b66865ef2ef1491cae85f7faa370e6d17657b583481076709b56dbda1f1cc92",
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| 23 |
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"source/authored/fig/exps/constructions/selective_copy_input.pdf": "392d7bd0ed19eddc8fd084c48d8367618af273c1fbf25fe00b00a66fa6af77b8",
|
| 24 |
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"source/authored/fig/exps/constructions/selective_copy_output.pdf": "563189f4e77fc950e0482d6432c2293c2298f9e6539cfd918fbf0ea8c333c7a7",
|
| 25 |
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"source/authored/fig/exps/mini_decode_recall.png": "3200afa19cd9ebfd1ea5f6b1f53d02ad3683dcc3741ae00c67f8e34a89d6affc",
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| 26 |
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"source/authored/fig/exps/needle/layers_dim.png": "b03026887e3d4046aafb90f766b6a5154a2b742222ee71c53a007c6a1ca57c91",
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| 27 |
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| 35 |
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"source/authored/main.tex": "92a399acca0a701a2fa2c1ed038192ac84dd6ab2430932081cc7283416699b8f",
|
| 36 |
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"source/authored/mathcommands.tex": "3a7753a5a76463a9093767c57462ed42bd99fbe7d9594248b40c4fdd91f9a2e2",
|
| 37 |
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"source/authored/reference.bib": "78b0d784946e5b987b8d5d62755f4463d122d50e49c6312f9989f28a7b16dc43",
|
| 38 |
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"source/authored/sections/conclusion.tex": "c5db291da441eef14b0288d1a3f082fbddb0430b3ec3299d6f83f21982cb7fb8",
|
| 39 |
+
"source/authored/sections/experiments.tex": "fcd88332cbe90aff62337c3add333f71fc542736b3e459015a28f0b08ae3c55b",
|
| 40 |
+
"source/authored/sections/func_comp_and_construct.tex": "bc06eda70de577b8bfe7290e9edd6237bfa7d1feaa793de30306e49dd3d6f226",
|
| 41 |
+
"source/authored/sections/introduction.tex": "cc0766f21b73d5251d78cded3e7573a0a6a4b6cabe454fd06a686ba7f8bcae17",
|
| 42 |
+
"source/authored/sections/prelim_and_notation.tex": "63836f14cc9a172d631ea42ae31e4cb7ca8c09660923ddaaedbb17543d24d559",
|
| 43 |
+
"source/authored/sections/related.tex": "8e80ed9742331f8c5d3954ee88e7b71d2db50f6e2050638625010a703c8b551f",
|
| 44 |
+
"source/authored/sections/tasks.tex": "80ba12f976423975af8377f1e80fb4b4b2622dd8dcca33fe6bbe398a28406408",
|
| 45 |
+
"source/authored/sections/upper_bound.tex": "de2fba5f19810c4de6cc82a404726376a353b8910414c472363a95102041ee3f"
|
| 46 |
+
},
|
| 47 |
+
"paper_linked_code": {
|
| 48 |
+
"remote": "https://github.com/SprocketLab/hybrid-expressivity",
|
| 49 |
+
"checkout": "6be8f8fbc2169290af6f4ba5e4bd53a5c6485f7b",
|
| 50 |
+
"status_porcelain": []
|
| 51 |
+
},
|
| 52 |
+
"code_version_selection": "The arXiv source links to the repository without a commit hash. The detached 6be8f8f checkout is the latest repository commit dated before the 2026-03-09 arXiv v1 submission; it is not asserted to be an author-pinned archival snapshot."
|
| 53 |
+
}
|
VALIDATION.json
ADDED
|
@@ -0,0 +1,78 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"validator": "validate_logbook.py (local bundle validator)",
|
| 3 |
+
"semantic_v4": {
|
| 4 |
+
"profile": "semantic-v4-local",
|
| 5 |
+
"validator": "local_bundle_validator_not_campaign_validator",
|
| 6 |
+
"checks": [
|
| 7 |
+
{
|
| 8 |
+
"name": "frozen_six_claims",
|
| 9 |
+
"passed": true,
|
| 10 |
+
"detail": "CLAIMS.json exactly equals the six registered claim strings."
|
| 11 |
+
},
|
| 12 |
+
{
|
| 13 |
+
"name": "complete_eight_routes",
|
| 14 |
+
"passed": true,
|
| 15 |
+
"detail": "Index, executive summary, and six claim routes exist."
|
| 16 |
+
},
|
| 17 |
+
{
|
| 18 |
+
"name": "exact_authored_archive",
|
| 19 |
+
"passed": true,
|
| 20 |
+
"detail": "arXiv e-print archive matches the retrieval SHA-256."
|
| 21 |
+
},
|
| 22 |
+
{
|
| 23 |
+
"name": "pinned_clean_code_checkout",
|
| 24 |
+
"passed": true,
|
| 25 |
+
"detail": "Linked source repository is detached at the recorded clean commit."
|
| 26 |
+
},
|
| 27 |
+
{
|
| 28 |
+
"name": "claim1_literal_falsification",
|
| 29 |
+
"passed": true,
|
| 30 |
+
"detail": "Under injectivity the printed RHS is non-positive; one-state 1/2 witnesses are retained."
|
| 31 |
+
},
|
| 32 |
+
{
|
| 33 |
+
"name": "claim2_receptive_field_witnesses",
|
| 34 |
+
"passed": true,
|
| 35 |
+
"detail": "Real causal-attention stacks preserve the designed outside-window witness."
|
| 36 |
+
},
|
| 37 |
+
{
|
| 38 |
+
"name": "claim3_construction_and_controls",
|
| 39 |
+
"passed": true,
|
| 40 |
+
"detail": "Independent finite construction succeeds while destructive controls fail."
|
| 41 |
+
},
|
| 42 |
+
{
|
| 43 |
+
"name": "claim4_full_vocab_certificate",
|
| 44 |
+
"passed": true,
|
| 45 |
+
"detail": "Full-vocabulary construction passes its exact coverage and small-domain gates."
|
| 46 |
+
},
|
| 47 |
+
{
|
| 48 |
+
"name": "claim4_sample_certificate_distinction",
|
| 49 |
+
"passed": true,
|
| 50 |
+
"detail": "The one sub-99% finite sample mean is retained separately from the exact coverage certificate."
|
| 51 |
+
},
|
| 52 |
+
{
|
| 53 |
+
"name": "direct_native_notebooks_retained",
|
| 54 |
+
"passed": true,
|
| 55 |
+
"detail": "Author notebook cell execution and destructive controls are reported without upgrading scope."
|
| 56 |
+
},
|
| 57 |
+
{
|
| 58 |
+
"name": "claim5_exact_source_scope",
|
| 59 |
+
"passed": true,
|
| 60 |
+
"detail": "Figure 4 table is preserved as .999, not silently converted to 1.000."
|
| 61 |
+
},
|
| 62 |
+
{
|
| 63 |
+
"name": "claim6_source_contradiction_marked",
|
| 64 |
+
"passed": true,
|
| 65 |
+
"detail": "Figure 6 sixfold row and Figure 5 task distinction are explicitly retained."
|
| 66 |
+
}
|
| 67 |
+
],
|
| 68 |
+
"passed": true,
|
| 69 |
+
"check_count": 12
|
| 70 |
+
},
|
| 71 |
+
"operational": {
|
| 72 |
+
"replay_required": true,
|
| 73 |
+
"byte_identical_replay": true,
|
| 74 |
+
"no_remote_publication": true,
|
| 75 |
+
"official_campaign_validator": "not run: no campaign target was created or modified"
|
| 76 |
+
},
|
| 77 |
+
"passed": true
|
| 78 |
+
}
|
audit_source_claims.py
ADDED
|
@@ -0,0 +1,157 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
"""Exact authored-source audit for the two learned-model claims.
|
| 2 |
+
|
| 3 |
+
No local GPU training is represented as a rerun: the official training code is
|
| 4 |
+
CUDA-only on this host and the repository contains learning-rate metadata and
|
| 5 |
+
figures, but no per-run scalar result artifacts. The appropriate evidence is
|
| 6 |
+
therefore the SHA-pinned authored TeX table/caption itself, including any
|
| 7 |
+
internal numeric conflict.
|
| 8 |
+
"""
|
| 9 |
+
|
| 10 |
+
from __future__ import annotations
|
| 11 |
+
|
| 12 |
+
import hashlib
|
| 13 |
+
import json
|
| 14 |
+
import re
|
| 15 |
+
from pathlib import Path
|
| 16 |
+
|
| 17 |
+
import torch
|
| 18 |
+
|
| 19 |
+
|
| 20 |
+
ROOT = Path(__file__).resolve().parent
|
| 21 |
+
OUT = ROOT / "outputs"
|
| 22 |
+
TEX = ROOT / "source" / "authored" / "sections" / "experiments.tex"
|
| 23 |
+
TRAIN = ROOT / "source" / "official-code" / "micro_hf" / "train_utils.py"
|
| 24 |
+
|
| 25 |
+
|
| 26 |
+
def sha(path: Path) -> str:
|
| 27 |
+
return hashlib.sha256(path.read_bytes()).hexdigest()
|
| 28 |
+
|
| 29 |
+
|
| 30 |
+
def line_of(text: str, needle: str) -> int:
|
| 31 |
+
return text[: text.index(needle)].count("\n") + 1
|
| 32 |
+
|
| 33 |
+
|
| 34 |
+
def table_after(text: str, heading: str) -> tuple[str, list[dict[str, float]]]:
|
| 35 |
+
start = text.index(heading)
|
| 36 |
+
end = text.index("\\end{figure}", start)
|
| 37 |
+
block = text[start:end]
|
| 38 |
+
rows = []
|
| 39 |
+
pat = re.compile(
|
| 40 |
+
r"\$\\sim(\d+)\$\s*&\s*([0-9.]+)\s*&\s*([0-9.]+)"
|
| 41 |
+
r"\s*&\s*([0-9.]+)\s*&\s*([0-9.]+)"
|
| 42 |
+
)
|
| 43 |
+
for m in pat.finditer(block):
|
| 44 |
+
rows.append(
|
| 45 |
+
{
|
| 46 |
+
"parameters_approx": float(m.group(1)),
|
| 47 |
+
"pure_tf": float(m.group(2)),
|
| 48 |
+
"pure_ssm": float(m.group(3)),
|
| 49 |
+
"tf_to_ssm": float(m.group(4)),
|
| 50 |
+
"ssm_to_tf": float(m.group(5)),
|
| 51 |
+
}
|
| 52 |
+
)
|
| 53 |
+
if len(rows) != 4:
|
| 54 |
+
raise RuntimeError(f"expected four rows after {heading!r}, found {len(rows)}")
|
| 55 |
+
return block, rows
|
| 56 |
+
|
| 57 |
+
|
| 58 |
+
def training_route() -> dict[str, object]:
|
| 59 |
+
text = TRAIN.read_text()
|
| 60 |
+
return {
|
| 61 |
+
"official_train_file": str(TRAIN.relative_to(ROOT)),
|
| 62 |
+
"official_train_file_sha256": sha(TRAIN),
|
| 63 |
+
"hard_coded_cuda_calls": text.count(".to('cuda')"),
|
| 64 |
+
"torch_cuda_available_on_this_host": torch.cuda.is_available(),
|
| 65 |
+
"result_artifacts_present": False,
|
| 66 |
+
"reason_no_local_training_rerun": (
|
| 67 |
+
"The official micro_hf entry point hard-codes CUDA tensors; this "
|
| 68 |
+
"host has no CUDA device. The checkout contains figures and lrs.json "
|
| 69 |
+
"metadata but no per-run evaluation JSON/CSV/checkpoint results."
|
| 70 |
+
),
|
| 71 |
+
}
|
| 72 |
+
|
| 73 |
+
|
| 74 |
+
def main() -> None:
|
| 75 |
+
OUT.mkdir(exist_ok=True)
|
| 76 |
+
text = TEX.read_text()
|
| 77 |
+
var_block, var_rows = table_after(text, "\\noindent \\textbf{Selective Copy.}")
|
| 78 |
+
mk_block, mk_rows = table_after(text, "\\noindent \\textbf{Multi-Key Associative Recall.}")
|
| 79 |
+
route = training_route()
|
| 80 |
+
|
| 81 |
+
var_2k = next(r for r in var_rows if r["parameters_approx"] == 2000)
|
| 82 |
+
var_12k = next(r for r in var_rows if r["parameters_approx"] == 12000)
|
| 83 |
+
claim5 = {
|
| 84 |
+
"kind": "exact_authored_source_audit",
|
| 85 |
+
"source": str(TEX.relative_to(ROOT)),
|
| 86 |
+
"source_sha256": sha(TEX),
|
| 87 |
+
"table_heading_line": line_of(text, "\\noindent \\textbf{Selective Copy.}"),
|
| 88 |
+
"caption_line": line_of(text, "At 2000 parameters, hybrid models consistently"),
|
| 89 |
+
"table_rows": var_rows,
|
| 90 |
+
"literal_table_comparison": {
|
| 91 |
+
"hybrid_ssm_to_tf_at_approximately_2000": var_2k["ssm_to_tf"],
|
| 92 |
+
"pure_tf_at_approximately_12000": var_12k["pure_tf"],
|
| 93 |
+
"pure_ssm_at_approximately_12000": var_12k["pure_ssm"],
|
| 94 |
+
"parameter_ratio_12000_over_2000": 12000 / 2000,
|
| 95 |
+
"strict_table_value_is_exactly_one": var_2k["ssm_to_tf"] == 1.0,
|
| 96 |
+
},
|
| 97 |
+
"source_caption_says_perfect": "consistently attain perfect accuracy" in var_block,
|
| 98 |
+
"source_results_says_roughly_six_times": "factor of $6 \\times$" in text,
|
| 99 |
+
"assessment": (
|
| 100 |
+
"The authored table supports the approximate 6x/near-perfect comparison "
|
| 101 |
+
"(.999 versus .923/.931), but its printed .999 is not literally 1.000 "
|
| 102 |
+
"while the caption calls it perfect. This is source evidence, not an "
|
| 103 |
+
"independent learned-model reproduction."
|
| 104 |
+
),
|
| 105 |
+
"training_route": route,
|
| 106 |
+
}
|
| 107 |
+
|
| 108 |
+
mk_2k = next(r for r in mk_rows if r["parameters_approx"] == 2000)
|
| 109 |
+
mk_6k = next(r for r in mk_rows if r["parameters_approx"] == 6000)
|
| 110 |
+
mk_12k = next(r for r in mk_rows if r["parameters_approx"] == 12000)
|
| 111 |
+
single_key_sentence = "none of the pure models achieved greater than 40\\% accuracy"
|
| 112 |
+
claim6 = {
|
| 113 |
+
"kind": "exact_authored_source_audit",
|
| 114 |
+
"source": str(TEX.relative_to(ROOT)),
|
| 115 |
+
"source_sha256": sha(TEX),
|
| 116 |
+
"mkar_table_heading_line": line_of(text, "\\noindent \\textbf{Multi-Key Associative Recall.}"),
|
| 117 |
+
"mkar_caption_line": line_of(text, "hybrid models could perform the task to 60\\%"),
|
| 118 |
+
"single_key_figure_result_line": line_of(text, single_key_sentence),
|
| 119 |
+
"mkar_table_rows": mk_rows,
|
| 120 |
+
"literal_table_checks": {
|
| 121 |
+
"hybrid_ssm_to_tf_at_approximately_2000": mk_2k["ssm_to_tf"],
|
| 122 |
+
"hybrid_ssm_to_tf_at_approximately_6000": mk_6k["ssm_to_tf"],
|
| 123 |
+
"pure_tf_at_approximately_12000": mk_12k["pure_tf"],
|
| 124 |
+
"sixfold_parameter_ratio_from_2000_to_12000": 12000 / 2000,
|
| 125 |
+
"hybrid_reaches_0_60_at_approximately_2000": mk_2k["ssm_to_tf"] >= 0.60,
|
| 126 |
+
"hybrid_reaches_0_60_at_approximately_6000": mk_6k["ssm_to_tf"] >= 0.60,
|
| 127 |
+
"ratio_for_6000_vs_12000": 12000 / 6000,
|
| 128 |
+
},
|
| 129 |
+
"source_caption_claims_60pct_and_six_times": (
|
| 130 |
+
"60\\% accuracy with $6 \\times$ fewer" in mk_block
|
| 131 |
+
),
|
| 132 |
+
"single_key_statement_is_a_different_task": True,
|
| 133 |
+
"assessment": (
|
| 134 |
+
"The authored MKAR table is internally insufficient for the literal "
|
| 135 |
+
"60%-at-6x conjunction: at the 6x row it reports .512 (<.60), while "
|
| 136 |
+
"at .990 the nearest shown pure-TF row is only 2x larger. The caption "
|
| 137 |
+
"asserts the headline, but raw points needed to locate an unshown "
|
| 138 |
+
"60% crossing were not released. The <=40% statement is explicitly "
|
| 139 |
+
"about associative recall with decoding (Figure 5), not MKAR (Figure 6)."
|
| 140 |
+
),
|
| 141 |
+
"training_route": route,
|
| 142 |
+
}
|
| 143 |
+
|
| 144 |
+
(OUT / "claim5.json").write_text(json.dumps(claim5, indent=2) + "\n")
|
| 145 |
+
(OUT / "claim6.json").write_text(json.dumps(claim6, indent=2) + "\n")
|
| 146 |
+
print(
|
| 147 |
+
"claim5 source: hybrid@2k=%.3f, pure@12k=(%.3f, %.3f), ratio=%.1f"
|
| 148 |
+
% (var_2k["ssm_to_tf"], var_12k["pure_tf"], var_12k["pure_ssm"], 6.0)
|
| 149 |
+
)
|
| 150 |
+
print(
|
| 151 |
+
"claim6 source: hybrid@2k=%.3f, hybrid@6k=%.3f, pureTF@12k=%.3f"
|
| 152 |
+
% (mk_2k["ssm_to_tf"], mk_6k["ssm_to_tf"], mk_12k["pure_tf"])
|
| 153 |
+
)
|
| 154 |
+
|
| 155 |
+
|
| 156 |
+
if __name__ == "__main__":
|
| 157 |
+
main()
|
build_logbook.py
ADDED
|
@@ -0,0 +1,276 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
| 1 |
+
"""Build static claim pages and provenance from deterministic result artifacts."""
|
| 2 |
+
|
| 3 |
+
from __future__ import annotations
|
| 4 |
+
|
| 5 |
+
import hashlib
|
| 6 |
+
import json
|
| 7 |
+
import subprocess
|
| 8 |
+
from pathlib import Path
|
| 9 |
+
|
| 10 |
+
|
| 11 |
+
ROOT = Path(__file__).resolve().parent
|
| 12 |
+
OUT = ROOT / "outputs"
|
| 13 |
+
PAGES = ROOT / "pages"
|
| 14 |
+
AUTHORED_ARCHIVE = ROOT / "source" / "2603.08859v1.tar.gz"
|
| 15 |
+
AUTHORED = ROOT / "source" / "authored"
|
| 16 |
+
CODE = ROOT / "source" / "official-code"
|
| 17 |
+
|
| 18 |
+
|
| 19 |
+
CLAIM_SLUGS = [
|
| 20 |
+
"claim-1-theorem-3-3-literal-bound",
|
| 21 |
+
"claim-2-theorem-3-7-window-bound",
|
| 22 |
+
"claim-3-theorem-4-3-selective-copy",
|
| 23 |
+
"claim-4-theorem-4-6-associative-recall",
|
| 24 |
+
"claim-5-figure-4-selective-copy-learning",
|
| 25 |
+
"claim-6-figures-5-6-associative-recall-learning",
|
| 26 |
+
]
|
| 27 |
+
|
| 28 |
+
|
| 29 |
+
def sha(path: Path) -> str:
|
| 30 |
+
return hashlib.sha256(path.read_bytes()).hexdigest()
|
| 31 |
+
|
| 32 |
+
|
| 33 |
+
def load(name: str) -> dict:
|
| 34 |
+
return json.loads((OUT / name).read_text())
|
| 35 |
+
|
| 36 |
+
|
| 37 |
+
def code_info() -> dict:
|
| 38 |
+
return {
|
| 39 |
+
"remote": "https://github.com/SprocketLab/hybrid-expressivity",
|
| 40 |
+
"checkout": subprocess.check_output(
|
| 41 |
+
["git", "-C", str(CODE), "rev-parse", "HEAD"], text=True
|
| 42 |
+
).strip(),
|
| 43 |
+
"status_porcelain": subprocess.check_output(
|
| 44 |
+
["git", "-C", str(CODE), "status", "--porcelain"], text=True
|
| 45 |
+
).splitlines(),
|
| 46 |
+
}
|
| 47 |
+
|
| 48 |
+
|
| 49 |
+
def source_provenance() -> dict:
|
| 50 |
+
files = {}
|
| 51 |
+
for path in sorted(AUTHORED.rglob("*")):
|
| 52 |
+
if path.is_file():
|
| 53 |
+
files[str(path.relative_to(ROOT))] = sha(path)
|
| 54 |
+
return {
|
| 55 |
+
"arxiv_id": "2603.08859v1",
|
| 56 |
+
"arxiv_eprint_url": "https://export.arxiv.org/e-print/2603.08859v1",
|
| 57 |
+
"archive": str(AUTHORED_ARCHIVE.relative_to(ROOT)),
|
| 58 |
+
"archive_sha256": sha(AUTHORED_ARCHIVE),
|
| 59 |
+
"archive_sha256_expected_from_retrieval": "e8d22bfd259aaa60385841d8643109ecb66f7eb1081dd76429f5215f05a032e8",
|
| 60 |
+
"authored_tree_file_sha256": files,
|
| 61 |
+
"paper_linked_code": code_info(),
|
| 62 |
+
"code_version_selection": (
|
| 63 |
+
"The arXiv source links to the repository without a commit hash. "
|
| 64 |
+
"The detached 6be8f8f checkout is the latest repository commit dated "
|
| 65 |
+
"before the 2026-03-09 arXiv v1 submission; it is not asserted to be "
|
| 66 |
+
"an author-pinned archival snapshot."
|
| 67 |
+
),
|
| 68 |
+
}
|
| 69 |
+
|
| 70 |
+
|
| 71 |
+
def claim_page(title: str, status: str, body: str, evidence: list[str], limitations: str) -> str:
|
| 72 |
+
bullets = "\n".join(f"- {item}" for item in evidence)
|
| 73 |
+
return (
|
| 74 |
+
f"# {title}\n\n"
|
| 75 |
+
f"**Assessment: {status}.**\n\n"
|
| 76 |
+
f"{body}\n\n"
|
| 77 |
+
"## Evidence\n\n"
|
| 78 |
+
f"{bullets}\n\n"
|
| 79 |
+
"## Scope and limitations\n\n"
|
| 80 |
+
f"{limitations}\n"
|
| 81 |
+
)
|
| 82 |
+
|
| 83 |
+
|
| 84 |
+
def write_pages() -> dict:
|
| 85 |
+
claims = json.loads((ROOT / "CLAIMS.json").read_text())["claims"]
|
| 86 |
+
c1, c2, c3, c4, c5, c6 = [load(f"claim{i}.json") for i in range(1, 7)]
|
| 87 |
+
n3, n4 = load("claim3_native.json"), load("claim4_native.json")
|
| 88 |
+
PAGES.mkdir(exist_ok=True)
|
| 89 |
+
|
| 90 |
+
pages = []
|
| 91 |
+
bodies = [
|
| 92 |
+
claim_page(
|
| 93 |
+
claims[0]["text"],
|
| 94 |
+
"falsified as a literal positive linear lower-bound claim",
|
| 95 |
+
"Assumption 3.2 makes G: V^m → Y^q injective, so cardinality gives "
|
| 96 |
+
"m·log₂|V| ≤ q·log₂|Y|. The printed right-hand side "
|
| 97 |
+
"m·log|V| − q·log|Y| is therefore never positive under its own "
|
| 98 |
+
"assumption. The appendix instead derives a different Fano bound under "
|
| 99 |
+
"error < 1/8; that is not the printed probability-1/2 theorem.",
|
| 100 |
+
[
|
| 101 |
+
"Exact authored statement: source/authored/sections/func_comp_and_construct.tex:26–28.",
|
| 102 |
+
f"1,296 admissible cardinality configurations: maximum printed RHS = {c1['printed_bound_audit']['max_literal_bound_over_admissible_grid']:.1f}.",
|
| 103 |
+
"Exhaustive binary selective-copy partitions: one state attains exactly 1/2 success for m=2 and m=3, matching the theorem's printed threshold.",
|
| 104 |
+
"The appendix source records its stronger, different prerequisite as err < 1/8 (source/authored/appendix/missing_proof_lb.tex).",
|
| 105 |
+
],
|
| 106 |
+
"This is a literal-statement audit, not a claim that no corrected lower "
|
| 107 |
+
"bound can be proved. The exact selective-copy enumeration is finite; the "
|
| 108 |
+
"cardinality implication itself is general.",
|
| 109 |
+
),
|
| 110 |
+
claim_page(
|
| 111 |
+
claims[1]["text"],
|
| 112 |
+
"supported by explicit paper-task witnesses and exact receptive-field checks",
|
| 113 |
+
"For the selective-copy witnesses, changing only a token outside the "
|
| 114 |
+
"causal receptive field leaves the terminal logits bit-identical. On the "
|
| 115 |
+
"two-point witness distribution this forces accuracy 1/2, below 2/3. "
|
| 116 |
+
"A full-window control separates the same pair.",
|
| 117 |
+
[
|
| 118 |
+
f"{c2['receptive_field_sweep']['configs_tested']} real float64 causal-attention stacks; outside-RF violations = {c2['receptive_field_sweep']['violations_outside_receptive_field']}.",
|
| 119 |
+
f"Maximum terminal-logit change outside RF = {c2['max_abs_delta_when_sumW_below_R']:.1f} for the hard witnesses.",
|
| 120 |
+
f"Full-window control separates {c2['control_full_window_separates_frac']:.0%} of tested witness configurations.",
|
| 121 |
+
"The source proof explicitly identifies the terminal dependency as the last sum_i W_i tokens (appendix/missing_proof_lb.tex).",
|
| 122 |
+
],
|
| 123 |
+
"Finite numerical checks cannot prove the universal theorem. They directly "
|
| 124 |
+
"exercise its stated quantities (window, R, indistinguishability and "
|
| 125 |
+
"success threshold) on the paper's selective-copy task rather than a proxy.",
|
| 126 |
+
),
|
| 127 |
+
claim_page(
|
| 128 |
+
claims[2]["text"],
|
| 129 |
+
"supported for the literal construction; official notebook does not establish its universal scope",
|
| 130 |
+
"A direct transcription of Appendix D.2/D.5 achieves exact final-position "
|
| 131 |
+
"selective copying across exhaustive and large deterministic sweeps, with a "
|
| 132 |
+
"window-minus-one and no-SSM destructive controls. The separately executed "
|
| 133 |
+
"author notebook is included unchanged as provenance and scores only .825 on "
|
| 134 |
+
"the notebook generator's 1,024 final-position examples, so it is not used "
|
| 135 |
+
"as evidence of the theorem's 'every input' quantifier.",
|
| 136 |
+
[
|
| 137 |
+
f"Independent construction: {c3['total_inputs_tested']:,} valid inputs; minimum accuracy = {c3['min_accuracy_over_all_configs']:.6f}.",
|
| 138 |
+
"Includes L=100, |V|=32 and longer L=1,024/4,096 sweeps; these are labelled construction checks, not learned-model runs.",
|
| 139 |
+
f"Native notebook baseline/control: {n3['baseline']['last_position_accuracy']:.6f} / {n3['destructive_control']['last_position_accuracy']:.6f} on {n3['baseline']['eligible_last_position_examples']} eligible examples.",
|
| 140 |
+
"The destructive construction controls remove one attention position, zero the query, or disable selective state update.",
|
| 141 |
+
],
|
| 142 |
+
"The independent checker is a faithful finite implementation of the written "
|
| 143 |
+
"construction, not a mechanized proof. The native notebook's aggregate failure "
|
| 144 |
+
"is retained rather than overwritten or relabelled as a success.",
|
| 145 |
+
),
|
| 146 |
+
claim_page(
|
| 147 |
+
claims[3]["text"],
|
| 148 |
+
"supported by a full-vocabulary construction and exact coverage certificate; native notebook is only a limited check",
|
| 149 |
+
"The Appendix D.4 construction was implemented with the stated full-vocabulary "
|
| 150 |
+
"binary code, last-match positional bias, and a finite softmax separation. "
|
| 151 |
+
"Its exact iid coverage formula is at least .99 for each measured scale; the "
|
| 152 |
+
"5×20,000-instance point estimates track that certificate (one mean, .989820, "
|
| 153 |
+
"is below .99 and is not relabelled as an empirical pass). The implementation "
|
| 154 |
+
"also exhausts three small full-window domains.",
|
| 155 |
+
[
|
| 156 |
+
f"All analytic coverage certificates meet 99%: {c4['all_meet_99pct']}.",
|
| 157 |
+
f"Minimum five-seed empirical mean = {c4['min_success_at_theorem_window']:.6f}; maximum gap from exact coverage = {c4['max_gap_vs_analytic']:.6f}.",
|
| 158 |
+
"Exhaustive full-window domains (|M|, L)=(4,8),(4,9),(8,8) all score 1.0.",
|
| 159 |
+
f"Native authored notebook baseline/control: {n4['baseline']['last_position_accuracy']:.6f} / {n4['destructive_control']['last_position_accuracy']:.6f}; it has no windowed 99%-coverage test.",
|
| 160 |
+
],
|
| 161 |
+
"The native notebook is a direct one-construction execution, not the paper's "
|
| 162 |
+
"probabilistic window experiment. The 99% support comes from the written "
|
| 163 |
+
"construction plus an exact iid coverage calculation and finite tests; it is "
|
| 164 |
+
"not a claimed learned-model training rerun.",
|
| 165 |
+
),
|
| 166 |
+
claim_page(
|
| 167 |
+
claims[4]["text"],
|
| 168 |
+
"authored-source supported, but not independently reproduced",
|
| 169 |
+
"The exact authored Figure 4 table gives SSM→TF .999 at approximately 2,000 "
|
| 170 |
+
"parameters and pure TF/SSM .923/.931 at approximately 12,000 parameters, a "
|
| 171 |
+
"sixfold nominal parameter ratio. The caption calls .999 'perfect', so the "
|
| 172 |
+
"strict word perfect and printed value are internally inconsistent at the "
|
| 173 |
+
"shown precision.",
|
| 174 |
+
[
|
| 175 |
+
f"Pinned source table: hybrid@2k={c5['literal_table_comparison']['hybrid_ssm_to_tf_at_approximately_2000']:.3f}; pure TF/SSM@12k={c5['literal_table_comparison']['pure_tf_at_approximately_12000']:.3f}/{c5['literal_table_comparison']['pure_ssm_at_approximately_12000']:.3f}.",
|
| 176 |
+
"The TeX table, caption, and source-file SHA are in outputs/claim5.json.",
|
| 177 |
+
"The official micro_hf training path contains hard-coded CUDA transfers and this machine has no CUDA device; no local run is presented as a reproduction.",
|
| 178 |
+
],
|
| 179 |
+
"The repository did not contain per-run scalar results, checkpoints, or an "
|
| 180 |
+
"author-pinned code commit in the arXiv archive. This page reports the paper's "
|
| 181 |
+
"own exact table, not an independent empirical confirmation.",
|
| 182 |
+
),
|
| 183 |
+
claim_page(
|
| 184 |
+
claims[5]["text"],
|
| 185 |
+
"not independently established; the authored MKAR table conflicts with the literal numeric conjunction",
|
| 186 |
+
"The Figure 6 table's sixfold row is approximately 2,000 versus 12,000 "
|
| 187 |
+
"parameters, where SSM→TF is .512—not 60%. At the first shown hybrid result "
|
| 188 |
+
"above 60% (.990 at approximately 6,000), the nearest shown pure-TF row is "
|
| 189 |
+
"approximately 12,000, only 2× larger. The caption asserts 60%-at-6×, but the "
|
| 190 |
+
"raw points needed to locate a different crossing were not released.",
|
| 191 |
+
[
|
| 192 |
+
f"Pinned MKAR values: hybrid@2k={c6['literal_table_checks']['hybrid_ssm_to_tf_at_approximately_2000']:.3f}, hybrid@6k={c6['literal_table_checks']['hybrid_ssm_to_tf_at_approximately_6000']:.3f}, pure TF@12k={c6['literal_table_checks']['pure_tf_at_approximately_12000']:.3f}.",
|
| 193 |
+
"The <=40% sentence is from Figure 5's associative recall with decoding, a different task from Figure 6's MKAR; it is not treated as an MKAR plateau measurement.",
|
| 194 |
+
"The exact TeX/table SHA and CUDA-only non-rerun route are recorded in outputs/claim6.json.",
|
| 195 |
+
],
|
| 196 |
+
"This is an authored-source/data audit. It does not infer a curve between "
|
| 197 |
+
"unreleased points or substitute the Figure 5 task for MKAR. A GPU rerun would "
|
| 198 |
+
"require compatible CUDA hardware and a declared protocol; neither is claimed here.",
|
| 199 |
+
),
|
| 200 |
+
]
|
| 201 |
+
|
| 202 |
+
for slug, page in zip(CLAIM_SLUGS, bodies):
|
| 203 |
+
dest = PAGES / slug
|
| 204 |
+
dest.mkdir(exist_ok=True)
|
| 205 |
+
(dest / "page.md").write_text(page)
|
| 206 |
+
pages.append(str((dest / "page.md").relative_to(ROOT)))
|
| 207 |
+
|
| 208 |
+
rows = [
|
| 209 |
+
("1", "Theorem 3.3 literal lower bound", "falsified", "printed RHS non-positive under injectivity"),
|
| 210 |
+
("2", "Theorem 3.7 window lower bound", "supported", "paper-task witnesses and real attention stacks"),
|
| 211 |
+
("3", "Theorem 4.3 selective copy", "supported", "independent construction; native notebook limitation retained"),
|
| 212 |
+
("4", "Theorem 4.6 associative recall", "supported", "full-vocabulary construction and exact coverage"),
|
| 213 |
+
("5", "Figure 4 learned selective copy", "source-supported", "reported table only; .999/perfect rounding conflict"),
|
| 214 |
+
("6", "Figures 5–6 learned recall", "not established", "MKAR table conflicts with 60%-at-6x conjunction"),
|
| 215 |
+
]
|
| 216 |
+
table = "\n".join(f"| {a} | {b} | {c} | {d} |" for a, b, c, d in rows)
|
| 217 |
+
executive = (
|
| 218 |
+
"# Executive summary\n\n"
|
| 219 |
+
"This is a six-claim audit of arXiv:2603.08859v1 / OpenReview `82EJxJzG6r`. "
|
| 220 |
+
"Claim text is frozen in `CLAIMS.json`; evidence does not rewrite scope.\n\n"
|
| 221 |
+
"| claim | subject | assessment | headline |\n| --- | --- | --- | --- |\n"
|
| 222 |
+
+ table
|
| 223 |
+
+ "\n\nThe package distinguishes (1) native author-notebook execution, "
|
| 224 |
+
"(2) an independent implementation of the written constructions, and (3) "
|
| 225 |
+
"exact authored-table evidence. GPU-only learned-model training was not rerun "
|
| 226 |
+
"on this non-CUDA host.\n"
|
| 227 |
+
)
|
| 228 |
+
(PAGES / "executive-summary").mkdir(exist_ok=True)
|
| 229 |
+
(PAGES / "executive-summary" / "page.md").write_text(executive)
|
| 230 |
+
index = (
|
| 231 |
+
"# Reproduction audit: Expressivity-Efficiency Tradeoffs for Hybrid Sequence Models\n\n"
|
| 232 |
+
"Paper: arXiv:2603.08859v1 · OpenReview `82EJxJzG6r`\n\n"
|
| 233 |
+
"Six registered claims are preserved verbatim in `CLAIMS.json`. Run `python3 run_all.py` "
|
| 234 |
+
"for paired deterministic replays, page generation, validation, and a recursive manifest.\n"
|
| 235 |
+
)
|
| 236 |
+
(PAGES / "index.md").write_text(index)
|
| 237 |
+
return {"claim_pages": pages}
|
| 238 |
+
|
| 239 |
+
|
| 240 |
+
def write_logbook(route_info: dict) -> None:
|
| 241 |
+
claims = json.loads((ROOT / "CLAIMS.json").read_text())["claims"]
|
| 242 |
+
children = [
|
| 243 |
+
{"slug": "executive-summary", "title": "Executive summary", "file": "pages/executive-summary/page.md", "children": []}
|
| 244 |
+
]
|
| 245 |
+
for claim, slug in zip(claims, CLAIM_SLUGS):
|
| 246 |
+
children.append(
|
| 247 |
+
{
|
| 248 |
+
"slug": slug,
|
| 249 |
+
"title": f"Claim {claim['index']}: {claim['text']}",
|
| 250 |
+
"file": f"pages/{slug}/page.md",
|
| 251 |
+
"children": [],
|
| 252 |
+
}
|
| 253 |
+
)
|
| 254 |
+
logbook = {
|
| 255 |
+
"schema_version": 1,
|
| 256 |
+
"title": "Reproduction audit: Hybrid Sequence Models",
|
| 257 |
+
"emoji": "🔬",
|
| 258 |
+
"proposed_target_slug": "repro-hybrid-seq-82ejxjzg6r",
|
| 259 |
+
"publication_status": "local-only; no Space created or modified",
|
| 260 |
+
"paper": {"arxiv_id": "2603.08859v1", "openreview_id": "82EJxJzG6r"},
|
| 261 |
+
"updated_at": "2026-07-28T00:00:00+00:00",
|
| 262 |
+
"root": {"slug": "index", "title": "Reproduction audit", "file": "pages/index.md", "children": children},
|
| 263 |
+
"routes_built": route_info,
|
| 264 |
+
}
|
| 265 |
+
(ROOT / "logbook.json").write_text(json.dumps(logbook, indent=2) + "\n")
|
| 266 |
+
|
| 267 |
+
|
| 268 |
+
def main() -> None:
|
| 269 |
+
route_info = write_pages()
|
| 270 |
+
write_logbook(route_info)
|
| 271 |
+
(ROOT / "SOURCE_PROVENANCE.json").write_text(json.dumps(source_provenance(), indent=2) + "\n")
|
| 272 |
+
print("built six claim pages, logbook routes, and source provenance")
|
| 273 |
+
|
| 274 |
+
|
| 275 |
+
if __name__ == "__main__":
|
| 276 |
+
main()
|
exp1_ssm_bound.py
ADDED
|
@@ -0,0 +1,409 @@
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|
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|
|
|
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|
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|
|
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|
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|
|
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|
|
|
|
|
|
|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
"""Claim 1 - Theorem 3.3: SSM state-space lower bound for function composition.
|
| 2 |
+
|
| 3 |
+
The paper (Definition 3.1) considers F(u, v) with u in V^m, v in V^n, and
|
| 4 |
+
Assumption 3.2: there is a query set Q = {v^(1),...,v^(q)} such that
|
| 5 |
+
G(u) := (F(u,v^(1)), ..., F(u,v^(q)))
|
| 6 |
+
is an injection. Theorem 3.3 then asserts that any k-layer SSM computing F
|
| 7 |
+
needs sum_i log|S_i| >= Omega(m log|V| - q log|Y|).
|
| 8 |
+
|
| 9 |
+
We instantiate the *canonical* member of the family, the one the paper itself
|
| 10 |
+
uses in Theorem 4.2 / D.1 for selective copying:
|
| 11 |
+
|
| 12 |
+
F(u, v) = u_v , u in V^m, v in [m], Y = V, Q = {1,...,m}, q = m.
|
| 13 |
+
|
| 14 |
+
G(u) = u is an injection, so Assumption 3.2 holds by construction.
|
| 15 |
+
|
| 16 |
+
What we compute (all exact, no sampling):
|
| 17 |
+
|
| 18 |
+
A. Fooling set. All |V|^m prefixes are pairwise separated by some query.
|
| 19 |
+
Checked over every unordered pair.
|
| 20 |
+
B. Minimum state count. A single-layer SSM's behaviour on this task is
|
| 21 |
+
determined by (i) the partition of prefixes induced by the state after
|
| 22 |
+
reading u and (ii) an arbitrary decoder r(state, query). We grant the
|
| 23 |
+
decoder unlimited power, which only *weakens* the lower bound we verify.
|
| 24 |
+
Exhaustive enumeration over ALL set partitions gives the exact optimal
|
| 25 |
+
accuracy A*(s) for every state budget s. A*(s) = 1 iff s >= |V|^m.
|
| 26 |
+
C. Negative control with a closed form. With exactly |V|^m - 1 states the
|
| 27 |
+
best possible accuracy is exactly 1 - 1/(m |V|^m): one pair of prefixes
|
| 28 |
+
must be merged, the cheapest pair is at Hamming distance 1, and merging
|
| 29 |
+
costs exactly one wrong (prefix, query) cell. Verified against brute
|
| 30 |
+
force over all C(N,2) merges.
|
| 31 |
+
D. Lemma 3.5. k stacked SSM layers are simulated by one layer whose state
|
| 32 |
+
space is the product; verified behaviourally on all short inputs, and the
|
| 33 |
+
product bound is shown tight on a witness.
|
| 34 |
+
E. Audit of the two constants in the printed statement of Theorem 3.3.
|
| 35 |
+
|
| 36 |
+
Run: python3 exp1_ssm_bound.py
|
| 37 |
+
"""
|
| 38 |
+
|
| 39 |
+
import itertools
|
| 40 |
+
import json
|
| 41 |
+
import math
|
| 42 |
+
import os
|
| 43 |
+
import random
|
| 44 |
+
|
| 45 |
+
import numpy as np
|
| 46 |
+
|
| 47 |
+
OUT = os.path.join(os.path.dirname(os.path.abspath(__file__)), "outputs")
|
| 48 |
+
os.makedirs(OUT, exist_ok=True)
|
| 49 |
+
|
| 50 |
+
|
| 51 |
+
# --------------------------------------------------------------------------
|
| 52 |
+
# A. fooling set: every pair of prefixes is separated by some query in Q
|
| 53 |
+
# --------------------------------------------------------------------------
|
| 54 |
+
def fooling_set(m, V):
|
| 55 |
+
"""Return (n_prefixes, n_pairs, n_separated, min_separating_queries)."""
|
| 56 |
+
prefixes = list(itertools.product(range(V), repeat=m))
|
| 57 |
+
n = len(prefixes)
|
| 58 |
+
sep = 0
|
| 59 |
+
min_sep_q = m + 1
|
| 60 |
+
for a in range(n):
|
| 61 |
+
ua = prefixes[a]
|
| 62 |
+
for b in range(a + 1, n):
|
| 63 |
+
ub = prefixes[b]
|
| 64 |
+
# queries j in [m] on which the required answers differ
|
| 65 |
+
k = sum(1 for j in range(m) if ua[j] != ub[j])
|
| 66 |
+
if k > 0:
|
| 67 |
+
sep += 1
|
| 68 |
+
min_sep_q = min(min_sep_q, k)
|
| 69 |
+
return n, n * (n - 1) // 2, sep, min_sep_q
|
| 70 |
+
|
| 71 |
+
|
| 72 |
+
# --------------------------------------------------------------------------
|
| 73 |
+
# B. exact optimal accuracy for a given state budget, by exhaustive partition
|
| 74 |
+
# --------------------------------------------------------------------------
|
| 75 |
+
def _partitions(collection):
|
| 76 |
+
"""All set partitions of a list (Knuth / standard recursive generator)."""
|
| 77 |
+
collection = list(collection)
|
| 78 |
+
if len(collection) == 1:
|
| 79 |
+
yield [collection]
|
| 80 |
+
return
|
| 81 |
+
first = collection[0]
|
| 82 |
+
for smaller in _partitions(collection[1:]):
|
| 83 |
+
for i, subset in enumerate(smaller):
|
| 84 |
+
yield smaller[:i] + [[first] + subset] + smaller[i + 1:]
|
| 85 |
+
yield [[first]] + smaller
|
| 86 |
+
|
| 87 |
+
|
| 88 |
+
def block_correct(block, m):
|
| 89 |
+
"""Number of correct (prefix, query) cells achievable by the best decoder."""
|
| 90 |
+
tot = 0
|
| 91 |
+
for j in range(m):
|
| 92 |
+
counts = {}
|
| 93 |
+
for u in block:
|
| 94 |
+
counts[u[j]] = counts.get(u[j], 0) + 1
|
| 95 |
+
tot += max(counts.values())
|
| 96 |
+
return tot
|
| 97 |
+
|
| 98 |
+
|
| 99 |
+
def exact_accuracy_curve(m, V):
|
| 100 |
+
"""A*(s) for every s = 1..|V|^m, by exhaustive enumeration of partitions."""
|
| 101 |
+
prefixes = list(itertools.product(range(V), repeat=m))
|
| 102 |
+
n = len(prefixes)
|
| 103 |
+
best = {s: 0 for s in range(1, n + 1)}
|
| 104 |
+
total_cells = n * m
|
| 105 |
+
for part in _partitions(prefixes):
|
| 106 |
+
s = len(part)
|
| 107 |
+
c = sum(block_correct(b, m) for b in part)
|
| 108 |
+
if c > best[s]:
|
| 109 |
+
best[s] = c
|
| 110 |
+
# A*(s) is monotone non-decreasing in s (more states never hurt)
|
| 111 |
+
run = 0
|
| 112 |
+
curve = {}
|
| 113 |
+
for s in range(1, n + 1):
|
| 114 |
+
run = max(run, best[s])
|
| 115 |
+
curve[s] = run / total_cells
|
| 116 |
+
return curve
|
| 117 |
+
|
| 118 |
+
|
| 119 |
+
def min_states_for(curve, p):
|
| 120 |
+
for s in sorted(curve):
|
| 121 |
+
if curve[s] >= p - 1e-12:
|
| 122 |
+
return s
|
| 123 |
+
return None
|
| 124 |
+
|
| 125 |
+
|
| 126 |
+
# --------------------------------------------------------------------------
|
| 127 |
+
# C. negative control: |V|^m - 1 states, exact closed form
|
| 128 |
+
# --------------------------------------------------------------------------
|
| 129 |
+
def best_accuracy_one_merge(m, V):
|
| 130 |
+
"""Brute force over all C(N,2) merges; the rest of the prefixes stay alone."""
|
| 131 |
+
prefixes = list(itertools.product(range(V), repeat=m))
|
| 132 |
+
n = len(prefixes)
|
| 133 |
+
total_cells = n * m
|
| 134 |
+
best = -1
|
| 135 |
+
witness = None
|
| 136 |
+
for a in range(n):
|
| 137 |
+
for b in range(a + 1, n):
|
| 138 |
+
ua, ub = prefixes[a], prefixes[b]
|
| 139 |
+
# everything outside the merged pair is correct on all m queries
|
| 140 |
+
c = (n - 2) * m + block_correct([ua, ub], m)
|
| 141 |
+
if c > best:
|
| 142 |
+
best = c
|
| 143 |
+
witness = (ua, ub)
|
| 144 |
+
return best / total_cells, witness
|
| 145 |
+
|
| 146 |
+
|
| 147 |
+
# --------------------------------------------------------------------------
|
| 148 |
+
# D. Lemma 3.5: k SSM layers collapse to one with product state space
|
| 149 |
+
# --------------------------------------------------------------------------
|
| 150 |
+
def lemma_35_check(rng, k, sizes, alphabet, max_len):
|
| 151 |
+
"""Build k random SSM layers, simulate them stacked and as a product
|
| 152 |
+
automaton, and compare outputs on every input string up to max_len."""
|
| 153 |
+
layers = []
|
| 154 |
+
alpha_in = alphabet
|
| 155 |
+
for j in range(k):
|
| 156 |
+
s = sizes[j]
|
| 157 |
+
u = rng.integers(0, s, size=(s, alpha_in)) # update rule
|
| 158 |
+
r = rng.integers(0, alphabet, size=s) # output map
|
| 159 |
+
layers.append((u, r, s))
|
| 160 |
+
alpha_in = alphabet
|
| 161 |
+
|
| 162 |
+
def run_stacked(seq):
|
| 163 |
+
cur = list(seq)
|
| 164 |
+
for (u, r, s) in layers:
|
| 165 |
+
st = 0
|
| 166 |
+
out = []
|
| 167 |
+
for tok in cur:
|
| 168 |
+
st = int(u[st, tok])
|
| 169 |
+
out.append(int(r[st]))
|
| 170 |
+
cur = out
|
| 171 |
+
return tuple(cur)
|
| 172 |
+
|
| 173 |
+
# single-layer product simulation
|
| 174 |
+
prod_states = {}
|
| 175 |
+
|
| 176 |
+
def run_product(seq):
|
| 177 |
+
st = tuple(0 for _ in layers)
|
| 178 |
+
out = []
|
| 179 |
+
for tok in seq:
|
| 180 |
+
new = []
|
| 181 |
+
sym = tok
|
| 182 |
+
for (u, r, s), cs in zip(layers, st):
|
| 183 |
+
ns = int(u[cs, sym])
|
| 184 |
+
new.append(ns)
|
| 185 |
+
sym = int(r[ns])
|
| 186 |
+
st = tuple(new)
|
| 187 |
+
prod_states[st] = True
|
| 188 |
+
out.append(sym)
|
| 189 |
+
return tuple(out)
|
| 190 |
+
|
| 191 |
+
mismatches = 0
|
| 192 |
+
tested = 0
|
| 193 |
+
for L in range(1, max_len + 1):
|
| 194 |
+
for seq in itertools.product(range(alphabet), repeat=L):
|
| 195 |
+
tested += 1
|
| 196 |
+
if run_stacked(seq) != run_product(seq):
|
| 197 |
+
mismatches += 1
|
| 198 |
+
return {
|
| 199 |
+
"k": k,
|
| 200 |
+
"sizes": list(sizes),
|
| 201 |
+
"product_bound": int(np.prod(sizes)),
|
| 202 |
+
"reachable_product_states": len(prod_states),
|
| 203 |
+
"sequences_tested": tested,
|
| 204 |
+
"behaviour_mismatches": mismatches,
|
| 205 |
+
"bound_respected": bool(len(prod_states) <= int(np.prod(sizes))),
|
| 206 |
+
}
|
| 207 |
+
|
| 208 |
+
|
| 209 |
+
# --------------------------------------------------------------------------
|
| 210 |
+
# E. audit of the printed bound
|
| 211 |
+
# --------------------------------------------------------------------------
|
| 212 |
+
def h2(p):
|
| 213 |
+
if p <= 0 or p >= 1:
|
| 214 |
+
return 0.0
|
| 215 |
+
return -p * math.log2(p) - (1 - p) * math.log2(1 - p)
|
| 216 |
+
|
| 217 |
+
|
| 218 |
+
def audit_printed_bound():
|
| 219 |
+
"""Two independent audits of the literal statement of Theorem 3.3.
|
| 220 |
+
|
| 221 |
+
(i) The body writes Omega(m log|V| - q log|Y|). Assumption 3.2 requires
|
| 222 |
+
G: V^m -> Y^q to be injective, hence |V|^m <= |Y|^q, hence
|
| 223 |
+
m log|V| - q log|Y| <= 0 for EVERY admissible (m,|V|,q,|Y|).
|
| 224 |
+
(ii) The appendix (proof of Theorem 3.3, eq. before the Q.E.D.) actually
|
| 225 |
+
derives log|S| >= m log|V| - q (H2(1/8) + log|Y|/8) under err < 1/8.
|
| 226 |
+
That form is strictly positive and linear in m.
|
| 227 |
+
"""
|
| 228 |
+
rows = []
|
| 229 |
+
worst_literal = -math.inf
|
| 230 |
+
for m in range(1, 13):
|
| 231 |
+
for Vs in (2, 3, 4, 8, 16, 32):
|
| 232 |
+
for Ys in (2, 3, 4, 8, 16, 32):
|
| 233 |
+
# smallest q for which injectivity V^m -> Y^q is possible
|
| 234 |
+
qmin = math.ceil(m * math.log2(Vs) / math.log2(Ys))
|
| 235 |
+
for q in (qmin, qmin + 1, qmin + 3):
|
| 236 |
+
lit = m * math.log2(Vs) - q * math.log2(Ys)
|
| 237 |
+
app = m * math.log2(Vs) - q * (h2(1 / 8) + math.log2(Ys) / 8)
|
| 238 |
+
worst_literal = max(worst_literal, lit)
|
| 239 |
+
rows.append({"m": m, "V": Vs, "Y": Ys, "q": q,
|
| 240 |
+
"literal": lit, "appendix": app})
|
| 241 |
+
# the selective-copying instantiation used in Theorem 4.2: m = q = N, Y = V
|
| 242 |
+
inst = []
|
| 243 |
+
for Ms in (2, 4, 8, 16, 26, 32):
|
| 244 |
+
for N in range(2, 13):
|
| 245 |
+
lit = N * math.log2(Ms) - N * math.log2(Ms)
|
| 246 |
+
app = N * math.log2(Ms) - N * (h2(1 / 8) + math.log2(Ms) / 8)
|
| 247 |
+
inst.append({"N": N, "M": Ms, "literal": lit, "appendix": app})
|
| 248 |
+
# slope of the appendix form in N, for each M
|
| 249 |
+
slopes = {}
|
| 250 |
+
for Ms in (2, 4, 8, 16, 26, 32):
|
| 251 |
+
xs = np.array([r["N"] for r in inst if r["M"] == Ms], float)
|
| 252 |
+
ys = np.array([r["appendix"] for r in inst if r["M"] == Ms], float)
|
| 253 |
+
A = np.vstack([xs, np.ones_like(xs)]).T
|
| 254 |
+
coef, *_ = np.linalg.lstsq(A, ys, rcond=None)
|
| 255 |
+
pred = math.log2(Ms) - (h2(1 / 8) + math.log2(Ms) / 8)
|
| 256 |
+
slopes[str(Ms)] = {"fitted_slope": float(coef[0]),
|
| 257 |
+
"closed_form_slope": pred,
|
| 258 |
+
"abs_err": abs(float(coef[0]) - pred)}
|
| 259 |
+
return {
|
| 260 |
+
"n_admissible_configs": len(rows),
|
| 261 |
+
"max_literal_bound_over_admissible_grid": worst_literal,
|
| 262 |
+
"literal_bound_ever_positive": bool(worst_literal > 0),
|
| 263 |
+
"min_appendix_bound_on_instantiation": min(r["appendix"] for r in inst),
|
| 264 |
+
"appendix_slope_in_m": slopes,
|
| 265 |
+
"note": ("literal = m*log2|V| - q*log2|Y| (Thm 3.3 as printed); "
|
| 266 |
+
"appendix = m*log2|V| - q*(H2(1/8)+log2|Y|/8) (proof, err<1/8)"),
|
| 267 |
+
}
|
| 268 |
+
|
| 269 |
+
|
| 270 |
+
def trivial_guessing_accuracy(Ys):
|
| 271 |
+
"""A 1-state (constant) SSM's success probability under uniform Y."""
|
| 272 |
+
return 1.0 / Ys
|
| 273 |
+
|
| 274 |
+
|
| 275 |
+
# --------------------------------------------------------------------------
|
| 276 |
+
def main():
|
| 277 |
+
res = {"task": "F(u,v) = u_v with Q = [m]; G(u)=u is injective (Asm 3.2)"}
|
| 278 |
+
|
| 279 |
+
# ---- A + B + C on a grid ------------------------------------------
|
| 280 |
+
grid = []
|
| 281 |
+
for V in (2, 3, 4):
|
| 282 |
+
for m in range(2, 11):
|
| 283 |
+
n = V ** m
|
| 284 |
+
if n > 4096:
|
| 285 |
+
continue
|
| 286 |
+
row = {"m": m, "V": V, "n_prefixes": n}
|
| 287 |
+
row["log2_states_required"] = math.log2(n)
|
| 288 |
+
row["theory_m_log2_V"] = m * math.log2(V)
|
| 289 |
+
row["abs_residual"] = abs(row["log2_states_required"] - row["theory_m_log2_V"])
|
| 290 |
+
if n <= 512:
|
| 291 |
+
np_, pairs, sep, minq = fooling_set(m, V)
|
| 292 |
+
row["pairs_checked"] = pairs
|
| 293 |
+
row["pairs_separated"] = sep
|
| 294 |
+
row["all_pairs_separated"] = bool(sep == pairs)
|
| 295 |
+
row["min_separating_queries"] = minq
|
| 296 |
+
# closed-form negative control
|
| 297 |
+
row["control_states"] = n - 1
|
| 298 |
+
row["control_acc_closed_form"] = 1.0 - 1.0 / (m * n)
|
| 299 |
+
if n <= 256:
|
| 300 |
+
acc, wit = best_accuracy_one_merge(m, V)
|
| 301 |
+
row["control_acc_bruteforce"] = acc
|
| 302 |
+
row["control_acc_gap"] = abs(acc - row["control_acc_closed_form"])
|
| 303 |
+
row["control_witness_pair"] = [list(wit[0]), list(wit[1])]
|
| 304 |
+
grid.append(row)
|
| 305 |
+
res["grid"] = grid
|
| 306 |
+
res["max_residual_log2_states"] = max(r["abs_residual"] for r in grid)
|
| 307 |
+
res["max_control_gap"] = max(r["control_acc_gap"] for r in grid
|
| 308 |
+
if "control_acc_gap" in r)
|
| 309 |
+
res["all_pairs_separated_everywhere"] = all(
|
| 310 |
+
r.get("all_pairs_separated", True) for r in grid)
|
| 311 |
+
|
| 312 |
+
# ---- linear-in-m fit ------------------------------------------------
|
| 313 |
+
fits = {}
|
| 314 |
+
for V in (2, 3, 4):
|
| 315 |
+
xs = np.array([r["m"] for r in grid if r["V"] == V], float)
|
| 316 |
+
ys = np.array([r["log2_states_required"] for r in grid if r["V"] == V], float)
|
| 317 |
+
A = np.vstack([xs, np.ones_like(xs)]).T
|
| 318 |
+
coef, *_ = np.linalg.lstsq(A, ys, rcond=None)
|
| 319 |
+
pred = A @ coef
|
| 320 |
+
ss_res = float(np.sum((ys - pred) ** 2))
|
| 321 |
+
ss_tot = float(np.sum((ys - ys.mean()) ** 2))
|
| 322 |
+
fits[str(V)] = {
|
| 323 |
+
"fitted_slope": float(coef[0]),
|
| 324 |
+
"theory_slope_log2_V": math.log2(V),
|
| 325 |
+
"slope_abs_err": abs(float(coef[0]) - math.log2(V)),
|
| 326 |
+
"intercept": float(coef[1]),
|
| 327 |
+
"R2": 1.0 - ss_res / ss_tot,
|
| 328 |
+
"max_abs_residual": float(np.max(np.abs(ys - pred))),
|
| 329 |
+
}
|
| 330 |
+
res["linear_in_m_fit"] = fits
|
| 331 |
+
|
| 332 |
+
# ---- exhaustive optimal-accuracy curves ------------------------------
|
| 333 |
+
curves = []
|
| 334 |
+
for (m, V) in [(2, 2), (3, 2), (2, 3)]:
|
| 335 |
+
c = exact_accuracy_curve(m, V)
|
| 336 |
+
n = V ** m
|
| 337 |
+
curves.append({
|
| 338 |
+
"m": m, "V": V, "n_prefixes": n,
|
| 339 |
+
"partitions_enumerated": "Bell(%d)" % n,
|
| 340 |
+
"A_star": {str(s): c[s] for s in sorted(c)},
|
| 341 |
+
"min_states_acc_1.0": min_states_for(c, 1.0),
|
| 342 |
+
"min_states_acc_0.875": min_states_for(c, 0.875),
|
| 343 |
+
"min_states_acc_0.9": min_states_for(c, 0.9),
|
| 344 |
+
"min_states_acc_0.5": min_states_for(c, 0.5),
|
| 345 |
+
"A_star_at_n_minus_1": c[n - 1],
|
| 346 |
+
"closed_form_at_n_minus_1": 1.0 - 1.0 / (m * n),
|
| 347 |
+
})
|
| 348 |
+
res["exhaustive_accuracy_curves"] = curves
|
| 349 |
+
res["exhaustive_min_states_equals_Vm"] = all(
|
| 350 |
+
c["min_states_acc_1.0"] == c["n_prefixes"] for c in curves)
|
| 351 |
+
res["max_curve_control_gap"] = max(
|
| 352 |
+
abs(c["A_star_at_n_minus_1"] - c["closed_form_at_n_minus_1"]) for c in curves)
|
| 353 |
+
|
| 354 |
+
# ---- D. Lemma 3.5 ----------------------------------------------------
|
| 355 |
+
rng = np.random.default_rng(0)
|
| 356 |
+
lem = []
|
| 357 |
+
for trial, (k, sizes, alpha, ml) in enumerate([
|
| 358 |
+
(2, (2, 3), 2, 8), (3, (2, 2, 2), 2, 7), (2, (3, 4), 3, 5),
|
| 359 |
+
(4, (2, 2, 2, 2), 2, 6), (3, (2, 3, 2), 3, 4)]):
|
| 360 |
+
lem.append(lemma_35_check(rng, k, sizes, alpha, ml))
|
| 361 |
+
res["lemma_3_5"] = lem
|
| 362 |
+
res["lemma_3_5_total_mismatches"] = sum(x["behaviour_mismatches"] for x in lem)
|
| 363 |
+
res["lemma_3_5_bound_always_respected"] = all(x["bound_respected"] for x in lem)
|
| 364 |
+
|
| 365 |
+
# tightness: search random layer stacks for one whose reachable product
|
| 366 |
+
# state count meets the product bound with equality
|
| 367 |
+
tight = []
|
| 368 |
+
for (k, sizes, alpha, ml) in [(2, (2, 3), 3, 6), (2, (3, 3), 3, 6),
|
| 369 |
+
(3, (2, 2, 2), 3, 6)]:
|
| 370 |
+
best = None
|
| 371 |
+
for _ in range(4000):
|
| 372 |
+
r = lemma_35_check(np.random.default_rng(rng.integers(1 << 30)),
|
| 373 |
+
k, sizes, alpha, ml)
|
| 374 |
+
if best is None or r["reachable_product_states"] > best["reachable_product_states"]:
|
| 375 |
+
best = r
|
| 376 |
+
if r["reachable_product_states"] == r["product_bound"]:
|
| 377 |
+
break
|
| 378 |
+
best["bound_is_tight"] = bool(
|
| 379 |
+
best["reachable_product_states"] == best["product_bound"])
|
| 380 |
+
tight.append(best)
|
| 381 |
+
res["lemma_3_5_tightness"] = tight
|
| 382 |
+
res["lemma_3_5_tight_witnesses"] = sum(1 for t in tight if t["bound_is_tight"])
|
| 383 |
+
|
| 384 |
+
# ---- E. audit of the printed bound ------------------------------------
|
| 385 |
+
res["printed_bound_audit"] = audit_printed_bound()
|
| 386 |
+
res["one_state_guessing_accuracy"] = {
|
| 387 |
+
str(y): trivial_guessing_accuracy(y) for y in (2, 3, 4, 8, 26, 32)}
|
| 388 |
+
|
| 389 |
+
with open(os.path.join(OUT, "claim1.json"), "w") as f:
|
| 390 |
+
json.dump(res, f, indent=1)
|
| 391 |
+
|
| 392 |
+
print("max residual log2(states) vs m*log2|V| :",
|
| 393 |
+
res["max_residual_log2_states"])
|
| 394 |
+
print("all fooling pairs separated :",
|
| 395 |
+
res["all_pairs_separated_everywhere"])
|
| 396 |
+
print("exhaustive min-states == |V|^m :",
|
| 397 |
+
res["exhaustive_min_states_equals_Vm"])
|
| 398 |
+
print("max |bruteforce - closed form| control :", res["max_control_gap"])
|
| 399 |
+
print("Lemma 3.5 mismatches :",
|
| 400 |
+
res["lemma_3_5_total_mismatches"])
|
| 401 |
+
print("max of literal bound over grid :",
|
| 402 |
+
res["printed_bound_audit"]["max_literal_bound_over_admissible_grid"])
|
| 403 |
+
for V, f in fits.items():
|
| 404 |
+
print(" |V|=%s slope=%.16f (theory %.16f) R2=%.16f"
|
| 405 |
+
% (V, f["fitted_slope"], f["theory_slope_log2_V"], f["R2"]))
|
| 406 |
+
|
| 407 |
+
|
| 408 |
+
if __name__ == "__main__":
|
| 409 |
+
main()
|
exp2_window_bound.py
ADDED
|
@@ -0,0 +1,353 @@
|
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|
| 1 |
+
"""Claim 2 - Theorem 3.7: sliding-window Transformers need total window >= R.
|
| 2 |
+
|
| 3 |
+
Assumption 3.6 (R-local sensitivity): there exist x, x' with
|
| 4 |
+
x[L-R+1:L] == x'[L-R+1:L] but F(x) != F(x').
|
| 5 |
+
Theorem 3.7: any stack of k Transformer layers with window sizes W_1..W_k that
|
| 6 |
+
computes F with probability 2/3 must satisfy sum_i W_i >= R.
|
| 7 |
+
|
| 8 |
+
Three independent pieces of evidence, all exact:
|
| 9 |
+
|
| 10 |
+
A. RECEPTIVE FIELD. Run *real* float64 sliding-window causal Transformer
|
| 11 |
+
stacks (softmax attention + MLP + residual + layernorm) with random
|
| 12 |
+
weights. Perturb input position p, read the output at position L.
|
| 13 |
+
Prediction: the output changes only for p > L - (1 + sum_i (W_i - 1)).
|
| 14 |
+
Since 1 + sum(W_i - 1) <= sum W_i, sum_i W_i < R implies the two
|
| 15 |
+
local-sensitivity witnesses are indistinguishable. We record the maximum
|
| 16 |
+
|delta| in the output logits outside the receptive field; the theorem
|
| 17 |
+
requires it to be exactly 0.
|
| 18 |
+
|
| 19 |
+
B. WITNESSES. Explicit local-sensitivity witness pairs for the paper's own
|
| 20 |
+
selective-copying task (Definition 4.1). We search for the largest R
|
| 21 |
+
admitting a witness and compare to the paper's claim (R = L/2 in the
|
| 22 |
+
proof of Theorem 4.2, giving Omega(L)).
|
| 23 |
+
|
| 24 |
+
C. THE ACTUAL FAILURE PROBABILITY. Feed the witness pair through a
|
| 25 |
+
window-limited stack; if sum W_i < R the two outputs are bit-identical,
|
| 26 |
+
so under the uniform distribution on {x, x'} the model is correct with
|
| 27 |
+
probability exactly 1/2 < 2/3. Measured, not assumed.
|
| 28 |
+
|
| 29 |
+
NEGATIVE CONTROL. With sum_i W_i >= R we *construct* a stack that separates
|
| 30 |
+
the same witness pair (outputs differ), so the bound is tight rather than
|
| 31 |
+
vacuous.
|
| 32 |
+
|
| 33 |
+
Run: python3 exp2_window_bound.py
|
| 34 |
+
"""
|
| 35 |
+
|
| 36 |
+
import json
|
| 37 |
+
import math
|
| 38 |
+
import os
|
| 39 |
+
|
| 40 |
+
import numpy as np
|
| 41 |
+
|
| 42 |
+
OUT = os.path.join(os.path.dirname(os.path.abspath(__file__)), "outputs")
|
| 43 |
+
os.makedirs(OUT, exist_ok=True)
|
| 44 |
+
|
| 45 |
+
|
| 46 |
+
# Apple Accelerate raises spurious divide/overflow RuntimeWarnings inside
|
| 47 |
+
# matmul even on finite inputs. numerical_gate() below re-derives the same
|
| 48 |
+
# products with einsum and asserts finiteness before we silence them.
|
| 49 |
+
np.seterr(all="ignore")
|
| 50 |
+
|
| 51 |
+
|
| 52 |
+
def numerical_gate():
|
| 53 |
+
rng = np.random.default_rng(0)
|
| 54 |
+
worst = 0.0
|
| 55 |
+
for n in (8, 16, 64, 256, 512):
|
| 56 |
+
A = rng.normal(size=(n, 8))
|
| 57 |
+
B = rng.normal(size=(8, 16))
|
| 58 |
+
worst = max(worst, float(np.max(np.abs(A @ B - np.einsum("ij,jk->ik", A, B)))))
|
| 59 |
+
finite = True
|
| 60 |
+
mx = 0.0
|
| 61 |
+
for L, k in ((64, 4), (128, 3), (256, 4), (512, 4)):
|
| 62 |
+
m = WindowedTransformer(L, 8, [max(2, (L - 2) // k)] * k, seed=L + k)
|
| 63 |
+
y = m.forward(np.random.default_rng(L).integers(0, 8, size=L))
|
| 64 |
+
finite = finite and bool(np.all(np.isfinite(y)))
|
| 65 |
+
mx = max(mx, float(np.max(np.abs(y))))
|
| 66 |
+
return {"max_abs_matmul_minus_einsum": worst,
|
| 67 |
+
"all_forward_outputs_finite": finite,
|
| 68 |
+
"max_abs_logit": mx,
|
| 69 |
+
"note": "Accelerate RuntimeWarnings are spurious; verified here"}
|
| 70 |
+
|
| 71 |
+
|
| 72 |
+
def jsonable(o):
|
| 73 |
+
if isinstance(o, (np.integer,)):
|
| 74 |
+
return int(o)
|
| 75 |
+
if isinstance(o, (np.floating,)):
|
| 76 |
+
return float(o)
|
| 77 |
+
if isinstance(o, np.ndarray):
|
| 78 |
+
return o.tolist()
|
| 79 |
+
raise TypeError(str(type(o)))
|
| 80 |
+
|
| 81 |
+
|
| 82 |
+
# --------------------------------------------------------------------------
|
| 83 |
+
# a real sliding-window causal Transformer stack (float64, numpy)
|
| 84 |
+
# --------------------------------------------------------------------------
|
| 85 |
+
def layernorm(X, eps=1e-5):
|
| 86 |
+
mu = X.mean(axis=1, keepdims=True)
|
| 87 |
+
sd = X.std(axis=1, keepdims=True)
|
| 88 |
+
return (X - mu) / (sd + eps)
|
| 89 |
+
|
| 90 |
+
|
| 91 |
+
def softmax_rows(S):
|
| 92 |
+
S = S - S.max(axis=1, keepdims=True)
|
| 93 |
+
E = np.exp(S)
|
| 94 |
+
return E / E.sum(axis=1, keepdims=True)
|
| 95 |
+
|
| 96 |
+
|
| 97 |
+
class WindowedTransformer:
|
| 98 |
+
"""k layers, layer i has causal sliding window W_i (attends to the W_i most
|
| 99 |
+
recent positions, itself included)."""
|
| 100 |
+
|
| 101 |
+
def __init__(self, L, d, windows, seed):
|
| 102 |
+
rng = np.random.default_rng(seed)
|
| 103 |
+
self.L, self.d, self.windows = L, d, list(windows)
|
| 104 |
+
self.emb = rng.normal(size=(64, d)) # token -> R^d
|
| 105 |
+
self.pos = rng.normal(size=(L, d)) * 0.1
|
| 106 |
+
self.layers = []
|
| 107 |
+
for W in windows:
|
| 108 |
+
self.layers.append({
|
| 109 |
+
"Wq": rng.normal(size=(d, d)) / math.sqrt(d),
|
| 110 |
+
"Wk": rng.normal(size=(d, d)) / math.sqrt(d),
|
| 111 |
+
"Wv": rng.normal(size=(d, d)) / math.sqrt(d),
|
| 112 |
+
"Wo": rng.normal(size=(d, d)) / math.sqrt(d),
|
| 113 |
+
"U1": rng.normal(size=(d, 2 * d)) / math.sqrt(d),
|
| 114 |
+
"U2": rng.normal(size=(2 * d, d)) / math.sqrt(2 * d),
|
| 115 |
+
"W": W,
|
| 116 |
+
})
|
| 117 |
+
self.head = rng.normal(size=(d, 8)) / math.sqrt(d)
|
| 118 |
+
# causal sliding-window masks
|
| 119 |
+
idx = np.arange(L)
|
| 120 |
+
self.masks = []
|
| 121 |
+
for W in windows:
|
| 122 |
+
m = (idx[:, None] >= idx[None, :]) & (idx[:, None] - idx[None, :] < W)
|
| 123 |
+
self.masks.append(m)
|
| 124 |
+
|
| 125 |
+
def forward(self, tokens):
|
| 126 |
+
X = self.emb[np.asarray(tokens)] + self.pos
|
| 127 |
+
for lay, mask in zip(self.layers, self.masks):
|
| 128 |
+
Q, K, V = X @ lay["Wq"], X @ lay["Wk"], X @ lay["Wv"]
|
| 129 |
+
S = (Q @ K.T) / math.sqrt(self.d)
|
| 130 |
+
S = np.where(mask, S, -np.inf)
|
| 131 |
+
A = softmax_rows(S)
|
| 132 |
+
X = X + (A @ V) @ lay["Wo"]
|
| 133 |
+
X = layernorm(X)
|
| 134 |
+
H = X @ lay["U1"]
|
| 135 |
+
X = X + np.maximum(H, 0) @ lay["U2"]
|
| 136 |
+
X = layernorm(X)
|
| 137 |
+
return X[-1] @ self.head # logits at the last position
|
| 138 |
+
|
| 139 |
+
|
| 140 |
+
def receptive_field(windows):
|
| 141 |
+
"""Positions L-rf+1..L can influence output L; rf = 1 + sum(W_i - 1)."""
|
| 142 |
+
return 1 + sum(w - 1 for w in windows)
|
| 143 |
+
|
| 144 |
+
|
| 145 |
+
# --------------------------------------------------------------------------
|
| 146 |
+
# A. receptive-field sweep with real float attention
|
| 147 |
+
# --------------------------------------------------------------------------
|
| 148 |
+
def receptive_field_sweep(Ls, seeds, d=8, vocab=8):
|
| 149 |
+
rows = []
|
| 150 |
+
worst_outside = 0.0
|
| 151 |
+
worst_inside_zero = 0
|
| 152 |
+
violations = 0
|
| 153 |
+
n_cfg = 0
|
| 154 |
+
rng = np.random.default_rng(12345)
|
| 155 |
+
for L in Ls:
|
| 156 |
+
for k in (1, 2, 3, 4):
|
| 157 |
+
for s in range(seeds):
|
| 158 |
+
cap = max(2, (L - 2) // k)
|
| 159 |
+
windows = [int(rng.integers(1, cap + 1)) for _ in range(k)]
|
| 160 |
+
rf = receptive_field(windows)
|
| 161 |
+
if rf >= L:
|
| 162 |
+
continue
|
| 163 |
+
n_cfg += 1
|
| 164 |
+
model = WindowedTransformer(L, d, windows, seed=1000 * L + 10 * k + s)
|
| 165 |
+
base = np.array(rng.integers(0, vocab, size=L))
|
| 166 |
+
y0 = model.forward(base)
|
| 167 |
+
# perturb one position strictly outside the receptive field
|
| 168 |
+
p_out = L - rf - 1 # 0-indexed
|
| 169 |
+
alt = base.copy()
|
| 170 |
+
alt[p_out] = (alt[p_out] + 1) % vocab
|
| 171 |
+
d_out = float(np.max(np.abs(model.forward(alt) - y0)))
|
| 172 |
+
# perturb the position just inside the receptive field boundary
|
| 173 |
+
p_in = L - rf
|
| 174 |
+
alt2 = base.copy()
|
| 175 |
+
alt2[p_in] = (alt2[p_in] + 1) % vocab
|
| 176 |
+
d_in = float(np.max(np.abs(model.forward(alt2) - y0)))
|
| 177 |
+
worst_outside = max(worst_outside, d_out)
|
| 178 |
+
if d_out != 0.0:
|
| 179 |
+
violations += 1
|
| 180 |
+
if d_in == 0.0:
|
| 181 |
+
worst_inside_zero += 1
|
| 182 |
+
if len(rows) < 40:
|
| 183 |
+
rows.append({"L": L, "k": k, "windows": windows,
|
| 184 |
+
"sum_W": int(sum(windows)), "rf": rf,
|
| 185 |
+
"max_abs_delta_outside_rf": d_out,
|
| 186 |
+
"max_abs_delta_inside_rf": d_in})
|
| 187 |
+
return {
|
| 188 |
+
"configs_tested": n_cfg,
|
| 189 |
+
"violations_outside_receptive_field": violations,
|
| 190 |
+
"max_abs_delta_outside_receptive_field": worst_outside,
|
| 191 |
+
"configs_with_no_effect_just_inside_rf": worst_inside_zero,
|
| 192 |
+
"sample_rows": rows,
|
| 193 |
+
}
|
| 194 |
+
|
| 195 |
+
|
| 196 |
+
# --------------------------------------------------------------------------
|
| 197 |
+
# B. local-sensitivity witnesses for selective copying (Definition 4.1)
|
| 198 |
+
# --------------------------------------------------------------------------
|
| 199 |
+
def selcopy_F(x, N):
|
| 200 |
+
"""x is a list of ints; tokens 1..N are number tokens with value = token,
|
| 201 |
+
other tokens are >= N+1. F(x) = x[L+1-n] (1-indexed) with n the value of
|
| 202 |
+
the LAST number token. Returns None if no number token."""
|
| 203 |
+
L = len(x)
|
| 204 |
+
n = None
|
| 205 |
+
for i in range(L):
|
| 206 |
+
if 1 <= x[i] <= N:
|
| 207 |
+
n = x[i]
|
| 208 |
+
if n is None or n > L:
|
| 209 |
+
return None
|
| 210 |
+
return x[L - n] # 0-indexed: position L+1-n
|
| 211 |
+
|
| 212 |
+
|
| 213 |
+
def largest_R_witness(L, N, M, rng, tries=20000):
|
| 214 |
+
"""Largest R for which we can exhibit x, x' agreeing on the last R
|
| 215 |
+
positions but with F(x) != F(x')."""
|
| 216 |
+
V = N + M
|
| 217 |
+
best = None
|
| 218 |
+
for _ in range(tries):
|
| 219 |
+
x = list(rng.integers(N + 1, V + 1, size=L)) # all non-number
|
| 220 |
+
# put the only number token at position 0 (1-indexed position 1)
|
| 221 |
+
n1 = int(rng.integers(1, N + 1))
|
| 222 |
+
n2 = int(rng.integers(1, N + 1))
|
| 223 |
+
if n1 == n2:
|
| 224 |
+
continue
|
| 225 |
+
x1 = x.copy(); x1[0] = n1
|
| 226 |
+
x2 = x.copy(); x2[0] = n2
|
| 227 |
+
f1, f2 = selcopy_F(x1, N), selcopy_F(x2, N)
|
| 228 |
+
if f1 is None or f2 is None or f1 == f2:
|
| 229 |
+
continue
|
| 230 |
+
# they agree on positions 2..L -> R = L - 1
|
| 231 |
+
R = L - 1
|
| 232 |
+
assert x1[1:] == x2[1:]
|
| 233 |
+
if best is None or R > best["R"]:
|
| 234 |
+
best = {"R": R, "x": x1, "x_prime": x2, "F_x": f1, "F_xprime": f2}
|
| 235 |
+
if best["R"] == L - 1:
|
| 236 |
+
break
|
| 237 |
+
return best
|
| 238 |
+
|
| 239 |
+
|
| 240 |
+
# --------------------------------------------------------------------------
|
| 241 |
+
# C/control. does a window-limited stack actually confuse the witness pair?
|
| 242 |
+
# --------------------------------------------------------------------------
|
| 243 |
+
def witness_indistinguishability(L, N, M, seeds=5):
|
| 244 |
+
rng = np.random.default_rng(7)
|
| 245 |
+
rows = []
|
| 246 |
+
max_delta_when_short = 0.0
|
| 247 |
+
n_short = n_long = 0
|
| 248 |
+
n_long_separated = 0
|
| 249 |
+
for s in range(seeds):
|
| 250 |
+
w = largest_R_witness(L, N, M, np.random.default_rng(100 + s))
|
| 251 |
+
R = w["R"]
|
| 252 |
+
for k in (1, 2, 3):
|
| 253 |
+
# (i) sum W_i < R -> must be indistinguishable
|
| 254 |
+
budget = R - 1
|
| 255 |
+
windows = [max(1, budget // k)] * k
|
| 256 |
+
while receptive_field(windows) > R - 1 and windows[0] > 1:
|
| 257 |
+
windows = [x - 1 for x in windows]
|
| 258 |
+
model = WindowedTransformer(L, 8, windows, seed=42 + 7 * s + k)
|
| 259 |
+
dshort = float(np.max(np.abs(model.forward(w["x"])
|
| 260 |
+
- model.forward(w["x_prime"]))))
|
| 261 |
+
max_delta_when_short = max(max_delta_when_short, dshort)
|
| 262 |
+
n_short += 1
|
| 263 |
+
# (ii) sum W_i >= R -> the stack CAN separate them (control)
|
| 264 |
+
windows2 = [L] * k
|
| 265 |
+
model2 = WindowedTransformer(L, 8, windows2, seed=99 + 7 * s + k)
|
| 266 |
+
dlong = float(np.max(np.abs(model2.forward(w["x"])
|
| 267 |
+
- model2.forward(w["x_prime"]))))
|
| 268 |
+
n_long += 1
|
| 269 |
+
if dlong > 0:
|
| 270 |
+
n_long_separated += 1
|
| 271 |
+
rows.append({"L": L, "R": R, "k": k, "windows_short": windows,
|
| 272 |
+
"sum_W_short": int(sum(windows)),
|
| 273 |
+
"rf_short": receptive_field(windows),
|
| 274 |
+
"max_abs_delta_short": dshort,
|
| 275 |
+
"windows_long": windows2,
|
| 276 |
+
"sum_W_long": int(sum(windows2)),
|
| 277 |
+
"max_abs_delta_long": dlong})
|
| 278 |
+
return {
|
| 279 |
+
"pairs": rows,
|
| 280 |
+
"n_short_window_tests": n_short,
|
| 281 |
+
"max_abs_delta_when_sumW_below_R": max_delta_when_short,
|
| 282 |
+
"n_long_window_tests": n_long,
|
| 283 |
+
"n_long_window_separated": n_long_separated,
|
| 284 |
+
}
|
| 285 |
+
|
| 286 |
+
|
| 287 |
+
def main():
|
| 288 |
+
res = {}
|
| 289 |
+
res["numerical_gate"] = numerical_gate()
|
| 290 |
+
|
| 291 |
+
# ---- A ---------------------------------------------------------------
|
| 292 |
+
res["receptive_field_sweep"] = receptive_field_sweep(
|
| 293 |
+
Ls=[16, 32, 64, 128, 256, 512], seeds=40)
|
| 294 |
+
|
| 295 |
+
# ---- B ---------------------------------------------------------------
|
| 296 |
+
wit = []
|
| 297 |
+
for L in (8, 16, 32, 64, 128, 256):
|
| 298 |
+
for s in range(5):
|
| 299 |
+
rng = np.random.default_rng(1000 * L + s)
|
| 300 |
+
w = largest_R_witness(L, N=6, M=26, rng=rng)
|
| 301 |
+
same_last_R = w["x"][L - w["R"]:] == w["x_prime"][L - w["R"]:]
|
| 302 |
+
wit.append({
|
| 303 |
+
"L": L, "seed": s,
|
| 304 |
+
"R_measured": w["R"],
|
| 305 |
+
"R_theory_max": L - 1,
|
| 306 |
+
"R_claimed_in_Thm_4_2": L // 2,
|
| 307 |
+
"same_in_every_window_below_R": bool(same_last_R),
|
| 308 |
+
"F_x": w["F_x"], "F_xprime": w["F_xprime"],
|
| 309 |
+
"outputs_differ": bool(w["F_x"] != w["F_xprime"]),
|
| 310 |
+
})
|
| 311 |
+
res["local_sensitivity_witnesses"] = wit
|
| 312 |
+
res["all_witnesses_valid"] = all(
|
| 313 |
+
r["same_in_every_window_below_R"] and r["outputs_differ"] and
|
| 314 |
+
r["R_measured"] == r["R_theory_max"] for r in wit)
|
| 315 |
+
res["R_measured_equals_L_minus_1_everywhere"] = all(
|
| 316 |
+
r["R_measured"] == r["L"] - 1 for r in wit)
|
| 317 |
+
|
| 318 |
+
# ---- C + negative control -------------------------------------------
|
| 319 |
+
ind = {}
|
| 320 |
+
for L in (16, 32, 64):
|
| 321 |
+
ind[str(L)] = witness_indistinguishability(L, N=6, M=26, seeds=3)
|
| 322 |
+
res["witness_indistinguishability"] = ind
|
| 323 |
+
res["max_abs_delta_when_sumW_below_R"] = max(
|
| 324 |
+
v["max_abs_delta_when_sumW_below_R"] for v in ind.values())
|
| 325 |
+
res["control_full_window_separates_frac"] = (
|
| 326 |
+
sum(v["n_long_window_separated"] for v in ind.values())
|
| 327 |
+
/ sum(v["n_long_window_tests"] for v in ind.values()))
|
| 328 |
+
# success probability under D = uniform{x, x'} when the model cannot see R
|
| 329 |
+
res["success_prob_when_sumW_below_R"] = 0.5
|
| 330 |
+
res["threshold_in_theorem"] = 2.0 / 3.0
|
| 331 |
+
res["fails_theorem_threshold"] = bool(0.5 < 2.0 / 3.0)
|
| 332 |
+
|
| 333 |
+
with open(os.path.join(OUT, "claim2.json"), "w") as f:
|
| 334 |
+
json.dump(res, f, indent=1, default=jsonable)
|
| 335 |
+
|
| 336 |
+
print("numerical gate |matmul-einsum| :",
|
| 337 |
+
res["numerical_gate"]["max_abs_matmul_minus_einsum"])
|
| 338 |
+
rf = res["receptive_field_sweep"]
|
| 339 |
+
print("configs tested (real float attention) :", rf["configs_tested"])
|
| 340 |
+
print("violations outside receptive field :",
|
| 341 |
+
rf["violations_outside_receptive_field"])
|
| 342 |
+
print("max |delta| outside receptive field :",
|
| 343 |
+
rf["max_abs_delta_outside_receptive_field"])
|
| 344 |
+
print("R_measured == L-1 for every witness :",
|
| 345 |
+
res["R_measured_equals_L_minus_1_everywhere"])
|
| 346 |
+
print("max |delta| on witness when sum W < R :",
|
| 347 |
+
res["max_abs_delta_when_sumW_below_R"])
|
| 348 |
+
print("control: full window separates fraction :",
|
| 349 |
+
res["control_full_window_separates_frac"])
|
| 350 |
+
|
| 351 |
+
|
| 352 |
+
if __name__ == "__main__":
|
| 353 |
+
main()
|
exp3_selcopy_construction.py
ADDED
|
@@ -0,0 +1,362 @@
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|
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|
|
|
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|
|
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|
|
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|
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|
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|
|
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|
|
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|
|
|
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|
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|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
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|
|
|
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|
|
|
|
|
|
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|
|
|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
"""Claim 3 - Theorem 4.3: two-layer hybrid (Mamba + attention) solves selective
|
| 2 |
+
copying with embedding dim O(max(log|V|, log L)) and working memory ~O(N).
|
| 3 |
+
|
| 4 |
+
The construction is transcribed literally from Appendix D.2:
|
| 5 |
+
|
| 6 |
+
Embedding (blocks of width c = max(bits(|V|), bits(L)) each):
|
| 7 |
+
b0 = psi'(x_i) binary +-1 code of the token
|
| 8 |
+
b1 = 1{x_i in N} psi'(x_i) gated copy (the paper's second row)
|
| 9 |
+
b2 = 0 SSM output slot
|
| 10 |
+
b3 = 0 attention output slot
|
| 11 |
+
b4 = phi(i) = psi'(L + 1 - i) position code, as in D.2
|
| 12 |
+
g = 1{x_i in N} one extra scalar, the Mamba gate
|
| 13 |
+
|
| 14 |
+
Mamba layer (W_A = I, Delta(x) = 1{x in N}, W_B picks b1, W_C writes b2):
|
| 15 |
+
H_t = (1 - Delta_t) H_{t-1} + Delta_t (W_B Phi_t)
|
| 16 |
+
so H_t = psi'(n_t) with n_t the value of the most recent number token.
|
| 17 |
+
|
| 18 |
+
Attention layer, causal sliding window of size N:
|
| 19 |
+
q_i = M * b2(i) = M psi'(n_i), k_j = b4(j) = psi'(L+1-j), v_j = psi'(x_j)
|
| 20 |
+
The score M <psi'(n_i), psi'(L+1-j)> is maximal (= M c) exactly at
|
| 21 |
+
j* = L + 1 - n_i, so the readout is psi'(x_{L+1-n_L}) = F(x).
|
| 22 |
+
|
| 23 |
+
As the paper states in D.5, the construction is only required to be correct
|
| 24 |
+
at the LAST position, which is where we score it.
|
| 25 |
+
|
| 26 |
+
Evidence: exhaustive enumeration of every valid input at small scale, large
|
| 27 |
+
random sweeps at paper scale, and three negative controls that must break.
|
| 28 |
+
|
| 29 |
+
Run: python3 exp3_selcopy_construction.py
|
| 30 |
+
"""
|
| 31 |
+
|
| 32 |
+
import itertools
|
| 33 |
+
import json
|
| 34 |
+
import math
|
| 35 |
+
import os
|
| 36 |
+
|
| 37 |
+
import numpy as np
|
| 38 |
+
|
| 39 |
+
np.seterr(all="ignore") # Accelerate spurious warnings; gated below
|
| 40 |
+
OUT = os.path.join(os.path.dirname(os.path.abspath(__file__)), "outputs")
|
| 41 |
+
os.makedirs(OUT, exist_ok=True)
|
| 42 |
+
|
| 43 |
+
BIG = 30.0 # softmax inverse temperature M of the proof
|
| 44 |
+
|
| 45 |
+
|
| 46 |
+
def jsonable(o):
|
| 47 |
+
if isinstance(o, np.integer):
|
| 48 |
+
return int(o)
|
| 49 |
+
if isinstance(o, np.floating):
|
| 50 |
+
return float(o)
|
| 51 |
+
if isinstance(o, np.ndarray):
|
| 52 |
+
return o.tolist()
|
| 53 |
+
raise TypeError(str(type(o)))
|
| 54 |
+
|
| 55 |
+
|
| 56 |
+
# --------------------------------------------------------------------------
|
| 57 |
+
class SelCopy:
|
| 58 |
+
"""Definition 4.1. Number tokens carry ids equal to their offset value."""
|
| 59 |
+
|
| 60 |
+
def __init__(self, offsets, M, L):
|
| 61 |
+
self.offsets = sorted(offsets)
|
| 62 |
+
self.M = M
|
| 63 |
+
self.L = L
|
| 64 |
+
self.max_off = max(self.offsets)
|
| 65 |
+
# token ids: number tokens = the offsets themselves; others follow
|
| 66 |
+
self.other = list(range(self.max_off + 1, self.max_off + 1 + M))
|
| 67 |
+
self.vocab = self.offsets + self.other
|
| 68 |
+
self.V = len(self.vocab)
|
| 69 |
+
self.is_num = np.zeros(max(self.vocab) + 1, bool)
|
| 70 |
+
self.is_num[self.offsets] = True
|
| 71 |
+
self.c = max((max(self.vocab)).bit_length(), L.bit_length())
|
| 72 |
+
self.window = self.max_off
|
| 73 |
+
|
| 74 |
+
# ---- reference implementation of the task ---------------------------
|
| 75 |
+
def target(self, X):
|
| 76 |
+
"""X: (B, L) token ids. Returns (target, n_last, valid)."""
|
| 77 |
+
B, L = X.shape
|
| 78 |
+
num = self.is_num[X]
|
| 79 |
+
n_last = np.where(num, X, 0)
|
| 80 |
+
# running max index of a number token -> value of the LAST number token
|
| 81 |
+
last = np.zeros(B, int)
|
| 82 |
+
out = np.zeros((B, L), int)
|
| 83 |
+
for t in range(L):
|
| 84 |
+
last = np.where(num[:, t], X[:, t], last)
|
| 85 |
+
out[:, t] = last
|
| 86 |
+
nL = out[:, -1]
|
| 87 |
+
valid = (nL > 0) & (nL <= L)
|
| 88 |
+
jstar = L - nL # 0-indexed position L+1-n
|
| 89 |
+
tgt = X[np.arange(B), np.clip(jstar, 0, L - 1)]
|
| 90 |
+
return tgt, nL, valid, jstar, out
|
| 91 |
+
|
| 92 |
+
# ---- codes ----------------------------------------------------------
|
| 93 |
+
def code(self, ints):
|
| 94 |
+
"""+-1 binary code of a non-negative integer array, width c."""
|
| 95 |
+
a = np.asarray(ints)
|
| 96 |
+
bits = ((a[..., None] >> np.arange(self.c)) & 1).astype(np.float64)
|
| 97 |
+
return 2.0 * bits - 1.0
|
| 98 |
+
|
| 99 |
+
def embed(self, X):
|
| 100 |
+
B, L = X.shape
|
| 101 |
+
c = self.c
|
| 102 |
+
num = self.is_num[X].astype(np.float64)
|
| 103 |
+
E = np.zeros((B, L, 5 * c + 1))
|
| 104 |
+
E[:, :, 0:c] = self.code(X)
|
| 105 |
+
E[:, :, c:2 * c] = num[..., None] * self.code(X)
|
| 106 |
+
# b2, b3 stay zero
|
| 107 |
+
pos = np.broadcast_to(np.arange(1, L + 1), (B, L))
|
| 108 |
+
E[:, :, 4 * c:5 * c] = self.code(L + 1 - pos)
|
| 109 |
+
E[:, :, 5 * c] = num
|
| 110 |
+
return E
|
| 111 |
+
|
| 112 |
+
# ---- layers ---------------------------------------------------------
|
| 113 |
+
def mamba(self, E, selective=True):
|
| 114 |
+
"""H_t = (1-D_t) H_{t-1} + D_t W_B Phi_t ; writes H into block b2."""
|
| 115 |
+
B, L, d = E.shape
|
| 116 |
+
c = self.c
|
| 117 |
+
WB = np.zeros((c, d)); WB[:, c:2 * c] = np.eye(c) # picks b1
|
| 118 |
+
WC = np.zeros((d, c)); WC[2 * c:3 * c, :] = np.eye(c) # writes b2
|
| 119 |
+
gate_sel = np.zeros(d); gate_sel[5 * c] = 1.0 # reads g
|
| 120 |
+
H = np.zeros((B, c))
|
| 121 |
+
out = E.copy()
|
| 122 |
+
for t in range(L):
|
| 123 |
+
phi = E[:, t, :]
|
| 124 |
+
D = (phi @ gate_sel)[:, None] if selective else np.ones((B, 1))
|
| 125 |
+
H = (1.0 - D) * H + D * (phi @ WB.T)
|
| 126 |
+
out[:, t, :] += H @ WC.T
|
| 127 |
+
return out
|
| 128 |
+
|
| 129 |
+
def attention_last(self, Z, window, big=BIG, blind_query=False):
|
| 130 |
+
"""Causal sliding-window attention evaluated at the last position."""
|
| 131 |
+
B, L, d = Z.shape
|
| 132 |
+
c = self.c
|
| 133 |
+
Wq = np.zeros((c, d)); Wq[:, 2 * c:3 * c] = big * np.eye(c) # b2
|
| 134 |
+
Wk = np.zeros((c, d)); Wk[:, 4 * c:5 * c] = np.eye(c) # b4
|
| 135 |
+
Wv = np.zeros((c, d)); Wv[:, 0:c] = np.eye(c) # b0
|
| 136 |
+
lo = max(0, L - window)
|
| 137 |
+
q = Z[:, -1, :] @ Wq.T
|
| 138 |
+
if blind_query:
|
| 139 |
+
q = np.zeros_like(q)
|
| 140 |
+
K = Z[:, lo:L, :] @ Wk.T
|
| 141 |
+
V = Z[:, lo:L, :] @ Wv.T
|
| 142 |
+
S = np.einsum("bc,btc->bt", q, K)
|
| 143 |
+
S = S - S.max(axis=1, keepdims=True)
|
| 144 |
+
A = np.exp(S)
|
| 145 |
+
A /= A.sum(axis=1, keepdims=True)
|
| 146 |
+
read = np.einsum("bt,btc->bc", A, V)
|
| 147 |
+
return read, A, lo
|
| 148 |
+
|
| 149 |
+
# ---- decoding -------------------------------------------------------
|
| 150 |
+
def decode(self, read):
|
| 151 |
+
"""Nearest +-1 codeword among the vocabulary."""
|
| 152 |
+
cw = self.code(np.array(self.vocab)) # (V, c)
|
| 153 |
+
sims = read @ cw.T
|
| 154 |
+
idx = np.argmax(sims, axis=1)
|
| 155 |
+
top = np.sort(sims, axis=1)
|
| 156 |
+
margin = top[:, -1] - top[:, -2]
|
| 157 |
+
return np.array(self.vocab)[idx], margin
|
| 158 |
+
|
| 159 |
+
# ---- full model -----------------------------------------------------
|
| 160 |
+
def run(self, X, window=None, selective=True, blind_query=False, big=BIG):
|
| 161 |
+
window = self.window if window is None else window
|
| 162 |
+
E = self.embed(X)
|
| 163 |
+
Z = self.mamba(E, selective=selective)
|
| 164 |
+
read, A, lo = self.attention_last(Z, window, big=big,
|
| 165 |
+
blind_query=blind_query)
|
| 166 |
+
pred, margin = self.decode(read)
|
| 167 |
+
return pred, margin, A, lo, Z
|
| 168 |
+
|
| 169 |
+
|
| 170 |
+
# --------------------------------------------------------------------------
|
| 171 |
+
def all_sequences(V_ids, L):
|
| 172 |
+
"""Every sequence in V^L as an (|V|^L, L) int array."""
|
| 173 |
+
n = len(V_ids) ** L
|
| 174 |
+
X = np.zeros((n, L), int)
|
| 175 |
+
ids = np.array(V_ids)
|
| 176 |
+
for pos in range(L):
|
| 177 |
+
rep = len(V_ids) ** (L - pos - 1)
|
| 178 |
+
X[:, pos] = np.tile(np.repeat(ids, rep), n // (rep * len(V_ids)))
|
| 179 |
+
return X
|
| 180 |
+
|
| 181 |
+
|
| 182 |
+
MAX_ELEMS = 2.0e7 # cap on B * L * d floats held at once
|
| 183 |
+
|
| 184 |
+
|
| 185 |
+
def evaluate(task, X, **kw):
|
| 186 |
+
"""Chunked so that memory stays bounded at long L / large batches."""
|
| 187 |
+
tgt, nL, valid, jstar, _ = task.target(X)
|
| 188 |
+
X = X[valid]; tgt = tgt[valid]; nL = nL[valid]; jstar = jstar[valid]
|
| 189 |
+
n = len(X)
|
| 190 |
+
d = 5 * task.c + 1
|
| 191 |
+
step = max(1, int(MAX_ELEMS // (task.L * d)))
|
| 192 |
+
n_ok = n_att = n_ssm = 0
|
| 193 |
+
leak = 0.0
|
| 194 |
+
minmarg = np.inf
|
| 195 |
+
c = task.c
|
| 196 |
+
for lo_i in range(0, n, step):
|
| 197 |
+
hi = min(n, lo_i + step)
|
| 198 |
+
pred, margin, A, lo, Z = task.run(X[lo_i:hi], **kw)
|
| 199 |
+
n_ok += int(np.sum(pred == tgt[lo_i:hi]))
|
| 200 |
+
n_att += int(np.sum(lo + np.argmax(A, axis=1) == jstar[lo_i:hi]))
|
| 201 |
+
n_ssm += int(np.sum(np.all(
|
| 202 |
+
np.sign(Z[:, -1, 2 * c:3 * c]) == np.sign(task.code(nL[lo_i:hi])),
|
| 203 |
+
axis=1)))
|
| 204 |
+
leak = max(leak, float(np.max(1.0 - A.max(axis=1))))
|
| 205 |
+
minmarg = min(minmarg, float(np.min(margin)))
|
| 206 |
+
return {"n_inputs": int(n), "accuracy": n_ok / n,
|
| 207 |
+
"attention_argmax_correct": n_att / n,
|
| 208 |
+
"ssm_state_correct": n_ssm / n,
|
| 209 |
+
"max_softmax_leakage": leak,
|
| 210 |
+
"min_decode_margin": float(minmarg)}
|
| 211 |
+
|
| 212 |
+
|
| 213 |
+
def main():
|
| 214 |
+
res = {"softmax_inverse_temperature_M": BIG}
|
| 215 |
+
|
| 216 |
+
# ---- correctness gate ------------------------------------------------
|
| 217 |
+
t = SelCopy([1, 2, 3], M=2, L=5)
|
| 218 |
+
X = all_sequences(t.vocab, 5)
|
| 219 |
+
tgt, nL, valid, jstar, running = t.target(X)
|
| 220 |
+
# re-derive F by a slow, independent reference
|
| 221 |
+
slow = []
|
| 222 |
+
nchk = min(5000, len(X))
|
| 223 |
+
for row in X[:nchk]:
|
| 224 |
+
n = 0
|
| 225 |
+
for v in row:
|
| 226 |
+
if t.is_num[v]:
|
| 227 |
+
n = int(v)
|
| 228 |
+
slow.append(int(row[len(row) - n]) if 0 < n <= len(row) else -1)
|
| 229 |
+
fast = [int(tgt[i]) if valid[i] else -1 for i in range(nchk)]
|
| 230 |
+
res["gate_reference_target_mismatches"] = int(sum(
|
| 231 |
+
1 for a, b in zip(slow, fast) if a != b))
|
| 232 |
+
cw = t.code(np.array(t.vocab))
|
| 233 |
+
res["gate_codes_injective"] = bool(len(np.unique(cw, axis=0)) == len(t.vocab))
|
| 234 |
+
res["gate_matmul_vs_einsum"] = float(np.max(np.abs(
|
| 235 |
+
cw @ cw.T - np.einsum("ij,kj->ik", cw, cw))))
|
| 236 |
+
|
| 237 |
+
# ---- exhaustive ------------------------------------------------------
|
| 238 |
+
exh = []
|
| 239 |
+
for offsets, M, L in [([1, 2, 3], 2, 5), ([1, 2, 3], 3, 6),
|
| 240 |
+
([1, 2, 3, 4], 3, 7)]:
|
| 241 |
+
task = SelCopy(offsets, M, L)
|
| 242 |
+
X = all_sequences(task.vocab, L)
|
| 243 |
+
r = evaluate(task, X)
|
| 244 |
+
r.update({"offsets": offsets, "M": M, "L": L, "V": task.V,
|
| 245 |
+
"embed_dim": 5 * task.c + 1, "code_width_c": task.c,
|
| 246 |
+
"log2_V": math.log2(task.V), "log2_L": math.log2(L),
|
| 247 |
+
"window": task.window, "working_memory_ratio": task.window / L,
|
| 248 |
+
"mamba_states": len(offsets) + 1,
|
| 249 |
+
"exhaustive": True})
|
| 250 |
+
exh.append(r)
|
| 251 |
+
res["exhaustive"] = exh
|
| 252 |
+
|
| 253 |
+
# ---- random sweeps, including the paper's own scale -------------------
|
| 254 |
+
rnd = []
|
| 255 |
+
configs = [
|
| 256 |
+
([1, 2, 3, 4, 5, 6], 4, 16, 200000),
|
| 257 |
+
([5, 6, 7, 8, 9, 10], 26, 100, 200000), # paper E.1 selective copy
|
| 258 |
+
([5, 6, 7, 8, 9, 10], 194, 100, 100000), # paper E.2, |V| = 200
|
| 259 |
+
([5, 6, 7, 8, 9, 10], 994, 100, 100000), # paper E.2, |V| = 1000
|
| 260 |
+
(list(range(1, 33)), 480, 1024, 30000),
|
| 261 |
+
(list(range(1, 65)), 960, 4096, 6000),
|
| 262 |
+
]
|
| 263 |
+
for offsets, M, L, nsamp in configs:
|
| 264 |
+
task = SelCopy(offsets, M, L)
|
| 265 |
+
accs = []
|
| 266 |
+
row = None
|
| 267 |
+
for seed in range(3):
|
| 268 |
+
rng = np.random.default_rng(seed)
|
| 269 |
+
X = rng.choice(task.vocab, size=(nsamp // 3, L))
|
| 270 |
+
r = evaluate(task, X)
|
| 271 |
+
accs.append(r["accuracy"])
|
| 272 |
+
row = r
|
| 273 |
+
row["accuracy_mean_over_seeds"] = float(np.mean(accs))
|
| 274 |
+
row["accuracy_std_over_seeds"] = float(np.std(accs))
|
| 275 |
+
row["n_inputs_total"] = int(nsamp // 3 * 3)
|
| 276 |
+
row.update({"offsets_min_max": [min(offsets), max(offsets)],
|
| 277 |
+
"n_offsets": len(offsets), "M": M, "L": L, "V": task.V,
|
| 278 |
+
"embed_dim": 5 * task.c + 1, "code_width_c": task.c,
|
| 279 |
+
"log2_V": math.log2(task.V), "log2_L": math.log2(L),
|
| 280 |
+
"window": task.window,
|
| 281 |
+
"working_memory_ratio": task.window / L,
|
| 282 |
+
"mamba_states": len(offsets) + 1})
|
| 283 |
+
rnd.append(row)
|
| 284 |
+
res["random_sweeps"] = rnd
|
| 285 |
+
res["total_inputs_tested"] = int(sum(r["n_inputs"] for r in exh)
|
| 286 |
+
+ sum(r["n_inputs_total"] for r in rnd))
|
| 287 |
+
res["min_accuracy_over_all_configs"] = min(
|
| 288 |
+
[r["accuracy"] for r in exh] + [r["accuracy_mean_over_seeds"] for r in rnd])
|
| 289 |
+
|
| 290 |
+
# ---- scaling of the embedding dimension ------------------------------
|
| 291 |
+
scal = []
|
| 292 |
+
for r in exh + rnd:
|
| 293 |
+
scal.append({"V": r["V"], "L": r["L"], "embed_dim": r["embed_dim"],
|
| 294 |
+
"bound_max_log2": max(r["log2_V"], r["log2_L"]),
|
| 295 |
+
"ratio": r["embed_dim"] / max(r["log2_V"], r["log2_L"])})
|
| 296 |
+
xs = np.array([math.log(s["bound_max_log2"]) for s in scal])
|
| 297 |
+
ys = np.array([math.log(s["embed_dim"]) for s in scal])
|
| 298 |
+
A = np.vstack([xs, np.ones_like(xs)]).T
|
| 299 |
+
coef, *_ = np.linalg.lstsq(A, ys, rcond=None)
|
| 300 |
+
pred = A @ coef
|
| 301 |
+
r2 = 1.0 - float(np.sum((ys - pred) ** 2)) / float(np.sum((ys - ys.mean()) ** 2))
|
| 302 |
+
res["embed_dim_scaling"] = {"rows": scal, "loglog_slope": float(coef[0]),
|
| 303 |
+
"R2": r2, "max_ratio": max(s["ratio"] for s in scal)}
|
| 304 |
+
|
| 305 |
+
# ---- negative controls ------------------------------------------------
|
| 306 |
+
ctl = []
|
| 307 |
+
for offsets, M, L in [([5, 6, 7, 8, 9, 10], 26, 100),
|
| 308 |
+
([1, 2, 3, 4, 5, 6], 4, 16)]:
|
| 309 |
+
task = SelCopy(offsets, M, L)
|
| 310 |
+
rng = np.random.default_rng(0)
|
| 311 |
+
X = rng.choice(task.vocab, size=(60000, L))
|
| 312 |
+
base = evaluate(task, X)
|
| 313 |
+
short = evaluate(task, X, window=task.window - 1)
|
| 314 |
+
blind = evaluate(task, X, blind_query=True)
|
| 315 |
+
nonsel = evaluate(task, X, selective=False)
|
| 316 |
+
# predicted loss of the short window: instances whose offset is maximal
|
| 317 |
+
tgt, nL, valid, _, _ = task.target(X)
|
| 318 |
+
p_max = float(np.mean(nL[valid] == task.max_off))
|
| 319 |
+
ctl.append({
|
| 320 |
+
"offsets": [min(offsets), max(offsets)], "M": M, "L": L,
|
| 321 |
+
"full_construction_accuracy": base["accuracy"],
|
| 322 |
+
"control_window_minus_1_accuracy": short["accuracy"],
|
| 323 |
+
"control_window_minus_1_lower_bound": 1.0 - p_max,
|
| 324 |
+
"control_window_minus_1_excess_over_bound":
|
| 325 |
+
short["accuracy"] - (1.0 - p_max),
|
| 326 |
+
"frac_instances_needing_max_offset": p_max,
|
| 327 |
+
"control_no_ssm_query_accuracy": blind["accuracy"],
|
| 328 |
+
"control_nonselective_ssm_accuracy": nonsel["accuracy"],
|
| 329 |
+
"control_nonselective_ssm_state_correct": nonsel["ssm_state_correct"],
|
| 330 |
+
"chance_level": 1.0 / task.V,
|
| 331 |
+
"analytic_softmax_leakage_bound": float((task.window - 1)
|
| 332 |
+
* math.exp(-2.0 * BIG)),
|
| 333 |
+
})
|
| 334 |
+
res["negative_controls"] = ctl
|
| 335 |
+
|
| 336 |
+
with open(os.path.join(OUT, "claim3.json"), "w") as f:
|
| 337 |
+
json.dump(res, f, indent=1, default=jsonable)
|
| 338 |
+
|
| 339 |
+
print("gate: reference mismatches :", res["gate_reference_target_mismatches"])
|
| 340 |
+
print("gate: codes injective :", res["gate_codes_injective"])
|
| 341 |
+
print("total inputs tested :", res["total_inputs_tested"])
|
| 342 |
+
print("min accuracy over all configs :", res["min_accuracy_over_all_configs"])
|
| 343 |
+
for r in exh:
|
| 344 |
+
print(" exhaustive V=%2d L=%2d n=%7d acc=%.6f att=%.6f leak=%.3e d=%d"
|
| 345 |
+
% (r["V"], r["L"], r["n_inputs"], r["accuracy"],
|
| 346 |
+
r["attention_argmax_correct"], r["max_softmax_leakage"],
|
| 347 |
+
r["embed_dim"]))
|
| 348 |
+
for r in rnd:
|
| 349 |
+
print(" random V=%4d L=%5d n=%7d acc=%.6f d=%3d mem=%.4f"
|
| 350 |
+
% (r["V"], r["L"], r["n_inputs_total"], r["accuracy_mean_over_seeds"],
|
| 351 |
+
r["embed_dim"], r["working_memory_ratio"]))
|
| 352 |
+
for c in ctl:
|
| 353 |
+
print(" control L=%d: full=%.4f W-1=%.4f (bound %.4f) noSSM=%.4f nonsel=%.4f"
|
| 354 |
+
% (c["L"], c["full_construction_accuracy"],
|
| 355 |
+
c["control_window_minus_1_accuracy"],
|
| 356 |
+
c["control_window_minus_1_lower_bound"],
|
| 357 |
+
c["control_no_ssm_query_accuracy"],
|
| 358 |
+
c["control_nonselective_ssm_accuracy"]))
|
| 359 |
+
|
| 360 |
+
|
| 361 |
+
if __name__ == "__main__":
|
| 362 |
+
main()
|
exp4_ar_construction.py
ADDED
|
@@ -0,0 +1,436 @@
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|
| 1 |
+
"""Claim 4 - Theorem 4.6: three-layer hybrid solves associative recall with
|
| 2 |
+
decoding at 99% success, embedding dim O(max(log|V|,log L)), window ~O(|V|).
|
| 3 |
+
|
| 4 |
+
Task (Definition 4.4). V = M u {0,1}. v(x) is the 0-1 subsequence of x and
|
| 5 |
+
Phi(v) in M is the word token whose binary representation is v. The answer is
|
| 6 |
+
the token following the LAST occurrence of Phi(v(x)).
|
| 7 |
+
|
| 8 |
+
Construction, transcribed from Appendix D.4:
|
| 9 |
+
|
| 10 |
+
Mamba layer. W_A = I - S with S the shift, Delta(x) = 1{x in {0,1}}, so the
|
| 11 |
+
state is a shift register over the bit subsequence and
|
| 12 |
+
H_t = phi(n_t), n_t = the token decoded from the bits seen so far.
|
| 13 |
+
Attention layer 1 (2 heads). Head 1 has (B_i)_j = -inf * 1(j != i-1), i.e. it
|
| 14 |
+
copies the previous token into a second slot; head 2 is the identity.
|
| 15 |
+
Attention layer 2 (1 head), sliding window w.
|
| 16 |
+
q_i = M phi(n_i), k_i = psi'(x_{i-1}), v_i = psi'(x_i),
|
| 17 |
+
plus the paper's positional bias B so that the argmax lands on the LAST
|
| 18 |
+
matching position. The readout is psi'(x_{i*+1}) = the answer.
|
| 19 |
+
|
| 20 |
+
The 99% figure in Theorem 4.6 is a coverage statement: for uniform word tokens
|
| 21 |
+
the last occurrence of the key lies inside a window of size ~O(|M|) with
|
| 22 |
+
probability 1 - (1-1/|M|)^{n_w}. We compute that probability in closed form,
|
| 23 |
+
choose the window from it, and check the measured success against it.
|
| 24 |
+
|
| 25 |
+
NEGATIVE CONTROLS. (i) window = |M| must give ~1 - 1/e = 0.632. (ii) removing
|
| 26 |
+
the Mamba layer (no decoded key) must collapse to chance. (iii) removing the
|
| 27 |
+
positional bias must fail exactly on the instances where the key occurs more
|
| 28 |
+
than once in the window.
|
| 29 |
+
|
| 30 |
+
Run: python3 exp4_ar_construction.py
|
| 31 |
+
"""
|
| 32 |
+
|
| 33 |
+
import json
|
| 34 |
+
import math
|
| 35 |
+
import os
|
| 36 |
+
|
| 37 |
+
import numpy as np
|
| 38 |
+
|
| 39 |
+
np.seterr(all="ignore")
|
| 40 |
+
OUT = os.path.join(os.path.dirname(os.path.abspath(__file__)), "outputs")
|
| 41 |
+
os.makedirs(OUT, exist_ok=True)
|
| 42 |
+
|
| 43 |
+
|
| 44 |
+
def jsonable(o):
|
| 45 |
+
if isinstance(o, np.integer):
|
| 46 |
+
return int(o)
|
| 47 |
+
if isinstance(o, np.floating):
|
| 48 |
+
return float(o)
|
| 49 |
+
if isinstance(o, np.ndarray):
|
| 50 |
+
return o.tolist()
|
| 51 |
+
raise TypeError(str(type(o)))
|
| 52 |
+
|
| 53 |
+
|
| 54 |
+
class ARDecode:
|
| 55 |
+
"""|M| word tokens with ids 0..|M|-1; bit tokens have ids |M| and |M|+1."""
|
| 56 |
+
|
| 57 |
+
def __init__(self, Mw, L):
|
| 58 |
+
assert Mw & (Mw - 1) == 0, "|M| must be a power of two"
|
| 59 |
+
self.Mw = Mw
|
| 60 |
+
self.L = L
|
| 61 |
+
self.ds = int(math.log2(Mw)) # bits per decoded word key
|
| 62 |
+
self.V = Mw + 2
|
| 63 |
+
# The proof's psi' encodes the *whole* vocabulary. The Mamba register
|
| 64 |
+
# still consumes only ds bit tokens, but it is initialized at -1 and
|
| 65 |
+
# therefore yields the c-bit code of the decoded word (with leading
|
| 66 |
+
# zero bits) after those ds updates. Using only ds bits for every
|
| 67 |
+
# token aliases the two bit-token ids to word ids and lets a trailing
|
| 68 |
+
# bit spuriously win the attention match.
|
| 69 |
+
self.c = int(math.ceil(math.log2(self.V)))
|
| 70 |
+
self.p = max(1, L.bit_length())
|
| 71 |
+
self.n_word = L - self.ds # word positions 0..n_word-1
|
| 72 |
+
self.d = 4 * self.c + self.p + 2
|
| 73 |
+
|
| 74 |
+
# ---- data ------------------------------------------------------------
|
| 75 |
+
def sample(self, n, rng):
|
| 76 |
+
words = rng.integers(0, self.Mw, size=(n, self.n_word))
|
| 77 |
+
bits = rng.integers(0, 2, size=(n, self.ds))
|
| 78 |
+
X = np.concatenate([words, self.Mw + bits], axis=1)
|
| 79 |
+
return X, bits
|
| 80 |
+
|
| 81 |
+
def key_of(self, bits):
|
| 82 |
+
w = (1 << np.arange(self.ds - 1, -1, -1))
|
| 83 |
+
return (bits * w).sum(axis=1)
|
| 84 |
+
|
| 85 |
+
def target(self, X, bits):
|
| 86 |
+
"""Token immediately after the last occurrence of the decoded key.
|
| 87 |
+
|
| 88 |
+
The task definition allows that successor to be either a word or a bit
|
| 89 |
+
token. In particular, the last word may be the key and its successor
|
| 90 |
+
the first trailing bit. Restricting successors to word tokens would
|
| 91 |
+
silently change Definition 4.4 and incorrectly count that valid case
|
| 92 |
+
as a failure.
|
| 93 |
+
"""
|
| 94 |
+
n = len(X)
|
| 95 |
+
key = self.key_of(bits)
|
| 96 |
+
W = X[:, :self.n_word]
|
| 97 |
+
hit = (W == key[:, None])
|
| 98 |
+
any_hit = hit.any(axis=1)
|
| 99 |
+
istar = np.where(any_hit, self.n_word - 1 - hit[:, ::-1].argmax(axis=1), -1)
|
| 100 |
+
tgt = np.where(any_hit, X[np.arange(n), np.clip(istar + 1, 0, self.L - 1)], -1)
|
| 101 |
+
return key, istar, tgt, any_hit
|
| 102 |
+
|
| 103 |
+
# ---- codes -----------------------------------------------------------
|
| 104 |
+
def wcode(self, ids):
|
| 105 |
+
a = np.asarray(ids)
|
| 106 |
+
bits = ((a[..., None] >> np.arange(self.c - 1, -1, -1)) & 1)
|
| 107 |
+
return 2.0 * bits - 1.0
|
| 108 |
+
|
| 109 |
+
def pcode(self, ids):
|
| 110 |
+
a = np.asarray(ids)
|
| 111 |
+
bits = ((a[..., None] >> np.arange(self.p)) & 1)
|
| 112 |
+
return 2.0 * bits - 1.0
|
| 113 |
+
|
| 114 |
+
# ---- the three layers ------------------------------------------------
|
| 115 |
+
def embed(self, X):
|
| 116 |
+
n, L = X.shape
|
| 117 |
+
c, p, d = self.c, self.p, self.d
|
| 118 |
+
E = np.zeros((n, L, d))
|
| 119 |
+
is_word = (X < self.Mw)
|
| 120 |
+
E[:, :, 0:c] = self.wcode(X)
|
| 121 |
+
E[:, :, 3 * c] = np.where(~is_word, (X - self.Mw) * 2.0 - 1.0, 0.0) # +-1 bit
|
| 122 |
+
E[:, :, 3 * c + 1] = (~is_word).astype(float) # gate g
|
| 123 |
+
pos = np.broadcast_to(np.arange(L), (n, L))
|
| 124 |
+
E[:, :, 3 * c + 2:3 * c + 2 + p] = self.pcode(pos)
|
| 125 |
+
return E
|
| 126 |
+
|
| 127 |
+
def mamba(self, E, active=True):
|
| 128 |
+
"""Shift register over the bit subsequence -> phi(n_t) in block b3."""
|
| 129 |
+
n, L, d = E.shape
|
| 130 |
+
c = self.c
|
| 131 |
+
out = E.copy()
|
| 132 |
+
H = -np.ones((n, c)) # empty register
|
| 133 |
+
for t in range(L):
|
| 134 |
+
g = E[:, t, 3 * c + 1:3 * c + 2]
|
| 135 |
+
b = E[:, t, 3 * c:3 * c + 1]
|
| 136 |
+
if active:
|
| 137 |
+
Hs = np.concatenate([H[:, 1:], b], axis=1) # S H + bit
|
| 138 |
+
H = (1.0 - g) * H + g * Hs
|
| 139 |
+
out[:, t, 2 * c:3 * c] = H
|
| 140 |
+
return out
|
| 141 |
+
|
| 142 |
+
def attn1(self, Z, exact_shift=True):
|
| 143 |
+
"""Previous-token head: (B_i)_j = -inf 1(j != i-1). Writes b1."""
|
| 144 |
+
n, L, d = Z.shape
|
| 145 |
+
c = self.c
|
| 146 |
+
out = Z.copy()
|
| 147 |
+
prev = np.zeros((n, L, c))
|
| 148 |
+
prev[:, 1:, :] = Z[:, :-1, 0:c]
|
| 149 |
+
out[:, :, c:2 * c] = prev
|
| 150 |
+
if not exact_shift:
|
| 151 |
+
return out
|
| 152 |
+
return out
|
| 153 |
+
|
| 154 |
+
def attn1_via_softmax(self, Z):
|
| 155 |
+
"""Same head written as a real masked softmax attention, for the gate."""
|
| 156 |
+
n, L, d = Z.shape
|
| 157 |
+
c = self.c
|
| 158 |
+
idx = np.arange(L)
|
| 159 |
+
mask = (idx[:, None] - 1) == idx[None, :]
|
| 160 |
+
S = np.where(mask, 0.0, -np.inf)
|
| 161 |
+
S[0, :] = np.where(idx == 0, 0.0, -np.inf) # position 0 -> itself
|
| 162 |
+
A = np.exp(S - S.max(axis=1, keepdims=True))
|
| 163 |
+
A /= A.sum(axis=1, keepdims=True)
|
| 164 |
+
prev = np.einsum("ij,njc->nic", A, Z[:, :, 0:c])
|
| 165 |
+
prev[:, 0, :] = 0.0
|
| 166 |
+
out = Z.copy()
|
| 167 |
+
out[:, :, c:2 * c] = prev
|
| 168 |
+
return out
|
| 169 |
+
|
| 170 |
+
def attn2(self, Z, window, use_bias=True, blind_query=False):
|
| 171 |
+
"""Windowed recall head evaluated at the last position."""
|
| 172 |
+
n, L, d = Z.shape
|
| 173 |
+
c, p = self.c, self.p
|
| 174 |
+
big = 100.0 * L
|
| 175 |
+
lo = max(0, L - window)
|
| 176 |
+
q = big * Z[:, -1, 2 * c:3 * c]
|
| 177 |
+
if blind_query:
|
| 178 |
+
q = np.zeros_like(q)
|
| 179 |
+
K = Z[:, lo:L, c:2 * c]
|
| 180 |
+
V = Z[:, lo:L, 0:c]
|
| 181 |
+
S = np.einsum("nc,ntc->nt", q, K)
|
| 182 |
+
if use_bias:
|
| 183 |
+
# Appendix D.4 permits an arbitrary positional bias B whose only
|
| 184 |
+
# job is to select the *last* tied key. Use the literal position
|
| 185 |
+
# order as B, scaled so adjacent tied locations differ by big/(4L)
|
| 186 |
+
# (making finite softmax choose the last one), while its complete
|
| 187 |
+
# range is at most big/4. A wrong binary key loses at least
|
| 188 |
+
# 2*big, so B cannot turn a non-match into a match. The earlier
|
| 189 |
+
# signed-bit surrogate was not monotone in position and therefore
|
| 190 |
+
# was not a faithful realization of the stated B.
|
| 191 |
+
posval = np.arange(lo, L, dtype=float)[None, :] / float(L + 1)
|
| 192 |
+
S = S + (big / 4.0) * posval
|
| 193 |
+
S = S - S.max(axis=1, keepdims=True)
|
| 194 |
+
A = np.exp(S)
|
| 195 |
+
A /= A.sum(axis=1, keepdims=True)
|
| 196 |
+
read = np.einsum("nt,ntc->nc", A, V)
|
| 197 |
+
return read, A, lo
|
| 198 |
+
|
| 199 |
+
def decode(self, read):
|
| 200 |
+
# psi' in Appendix D.4 is a code for the full vocabulary, not only
|
| 201 |
+
# word tokens. This is required when the answer is a trailing bit.
|
| 202 |
+
cw = self.wcode(np.arange(self.V))
|
| 203 |
+
sims = read @ cw.T
|
| 204 |
+
idx = np.argmax(sims, axis=1)
|
| 205 |
+
top = np.sort(sims, axis=1)
|
| 206 |
+
return idx, top[:, -1] - top[:, -2]
|
| 207 |
+
|
| 208 |
+
def run(self, X, window, mamba_on=True, use_bias=True, blind_query=False,
|
| 209 |
+
softmax_shift=False):
|
| 210 |
+
E = self.embed(X)
|
| 211 |
+
Z = self.mamba(E, active=mamba_on)
|
| 212 |
+
Z = self.attn1_via_softmax(Z) if softmax_shift else self.attn1(Z)
|
| 213 |
+
read, A, lo = self.attn2(Z, window, use_bias=use_bias,
|
| 214 |
+
blind_query=blind_query)
|
| 215 |
+
pred, margin = self.decode(read)
|
| 216 |
+
return pred, margin, A, lo, Z
|
| 217 |
+
|
| 218 |
+
|
| 219 |
+
# --------------------------------------------------------------------------
|
| 220 |
+
def required_window(Mw, ds, delta=0.01):
|
| 221 |
+
"""Smallest window w such that P(key's last occurrence is in-window) >= 1-delta."""
|
| 222 |
+
p = 1.0 / Mw
|
| 223 |
+
n_w = math.ceil(math.log(delta) / math.log(1.0 - p))
|
| 224 |
+
return int(n_w + ds + 1), int(n_w)
|
| 225 |
+
|
| 226 |
+
|
| 227 |
+
def analytic_success(Mw, n_eligible, n_in_window):
|
| 228 |
+
p = 1.0 / Mw
|
| 229 |
+
p_exists = 1.0 - (1.0 - p) ** n_eligible
|
| 230 |
+
p_in = 1.0 - (1.0 - p) ** min(n_eligible, n_in_window)
|
| 231 |
+
# p_in is the unconditional coverage probability and hence a conservative
|
| 232 |
+
# certificate even if one treats inputs with no key occurrence as failures.
|
| 233 |
+
return p_in, p_exists
|
| 234 |
+
|
| 235 |
+
|
| 236 |
+
def eligible_keys_in_window(task, window):
|
| 237 |
+
"""How many word-key positions have their successor in the last window."""
|
| 238 |
+
lo = max(0, task.L - window)
|
| 239 |
+
return max(0, task.n_word - max(0, lo - 1))
|
| 240 |
+
|
| 241 |
+
|
| 242 |
+
def evaluate(task, X, bits, window, **kw):
|
| 243 |
+
key, istar, tgt, ok = task.target(X, bits)
|
| 244 |
+
Xs, ts = X[ok], tgt[ok]
|
| 245 |
+
# Stream all large/exhaustive grids. This changes no inputs or arithmetic
|
| 246 |
+
# and prevents a full 8^5 x bit-grid from allocating several simultaneous
|
| 247 |
+
# dense attention tensors.
|
| 248 |
+
n = len(Xs)
|
| 249 |
+
chunk = 10000
|
| 250 |
+
n_acc = n_ssm = n_att = 0
|
| 251 |
+
leak = 0.0
|
| 252 |
+
min_margin = np.inf
|
| 253 |
+
c = task.c
|
| 254 |
+
keyc = task.wcode(key[ok])
|
| 255 |
+
istars = istar[ok]
|
| 256 |
+
for start in range(0, n, chunk):
|
| 257 |
+
stop = min(n, start + chunk)
|
| 258 |
+
pred, margin, A, lo, Z = task.run(Xs[start:stop], window, **kw)
|
| 259 |
+
n_acc += int(np.sum(pred == ts[start:stop]))
|
| 260 |
+
n_ssm += int(np.sum(np.all(
|
| 261 |
+
np.sign(Z[:, -1, 2 * c:3 * c]) == keyc[start:stop], axis=1)))
|
| 262 |
+
att_pos = lo + np.argmax(A, axis=1)
|
| 263 |
+
n_att += int(np.sum(att_pos == (istars[start:stop] + 1)))
|
| 264 |
+
leak = max(leak, float(np.max(1.0 - A.max(axis=1))) )
|
| 265 |
+
min_margin = min(min_margin, float(np.min(margin)))
|
| 266 |
+
return {"n_instances": int(n),
|
| 267 |
+
"frac_target_defined": float(np.mean(ok)),
|
| 268 |
+
"success": n_acc / n,
|
| 269 |
+
"ssm_key_decoded_correctly": n_ssm / n,
|
| 270 |
+
"attention_argmax_correct": n_att / n,
|
| 271 |
+
"max_softmax_leakage": leak,
|
| 272 |
+
"min_decode_margin": min_margin}
|
| 273 |
+
|
| 274 |
+
|
| 275 |
+
def all_sequences_small(task):
|
| 276 |
+
"""Exhaustive enumeration for tiny |M|, L (word part x bit part)."""
|
| 277 |
+
Mw, nw, ds = task.Mw, task.n_word, task.ds
|
| 278 |
+
nwords = Mw ** nw
|
| 279 |
+
W = np.zeros((nwords, nw), int)
|
| 280 |
+
for pos in range(nw):
|
| 281 |
+
rep = Mw ** (nw - pos - 1)
|
| 282 |
+
W[:, pos] = np.tile(np.repeat(np.arange(Mw), rep), nwords // (rep * Mw))
|
| 283 |
+
B = np.zeros((2 ** ds, ds), int)
|
| 284 |
+
for pos in range(ds):
|
| 285 |
+
rep = 2 ** (ds - pos - 1)
|
| 286 |
+
B[:, pos] = np.tile(np.repeat(np.arange(2), rep), (2 ** ds) // (rep * 2))
|
| 287 |
+
Wr = np.repeat(W, len(B), axis=0)
|
| 288 |
+
Br = np.tile(B, (len(W), 1))
|
| 289 |
+
X = np.concatenate([Wr, task.Mw + Br], axis=1)
|
| 290 |
+
return X, Br
|
| 291 |
+
|
| 292 |
+
|
| 293 |
+
def main():
|
| 294 |
+
res = {}
|
| 295 |
+
|
| 296 |
+
# ---- correctness gates ------------------------------------------------
|
| 297 |
+
t = ARDecode(4, 8)
|
| 298 |
+
X, bits = t.sample(2000, np.random.default_rng(0))
|
| 299 |
+
Za = t.attn1(t.mamba(t.embed(X)))
|
| 300 |
+
Zb = t.attn1_via_softmax(t.mamba(t.embed(X)))
|
| 301 |
+
res["gate_shift_head_vs_softmax_attention"] = float(np.max(np.abs(Za - Zb)))
|
| 302 |
+
key, istar, tgt, ok = t.target(X, bits)
|
| 303 |
+
slow = []
|
| 304 |
+
for r in range(200):
|
| 305 |
+
k = int(key[r]); w = X[r, :t.n_word]
|
| 306 |
+
pos = [i for i in range(t.n_word) if w[i] == k]
|
| 307 |
+
slow.append(int(X[r, pos[-1] + 1]) if pos else -1)
|
| 308 |
+
fast = [int(tgt[r]) if ok[r] else -1 for r in range(200)]
|
| 309 |
+
res["gate_reference_target_mismatches"] = int(
|
| 310 |
+
sum(1 for a, b in zip(slow, fast) if a != b))
|
| 311 |
+
|
| 312 |
+
# ---- exhaustive, full window -------------------------------------------
|
| 313 |
+
exh = []
|
| 314 |
+
for Mw, L in [(4, 8), (4, 9), (8, 8)]:
|
| 315 |
+
task = ARDecode(Mw, L)
|
| 316 |
+
X, bits = all_sequences_small(task)
|
| 317 |
+
r = evaluate(task, X, bits, window=L)
|
| 318 |
+
r.update({"Mw": Mw, "L": L, "V": task.V, "ds": task.ds,
|
| 319 |
+
"embed_dim": task.d, "window": L, "exhaustive": True,
|
| 320 |
+
"n_enumerated": int(len(X))})
|
| 321 |
+
exh.append(r)
|
| 322 |
+
res["exhaustive_full_window"] = exh
|
| 323 |
+
|
| 324 |
+
# ---- the theorem's window, at scale -------------------------------------
|
| 325 |
+
rows = []
|
| 326 |
+
for Mw, L in [(8, 100), (16, 200), (32, 400), (64, 800), (128, 1600)]:
|
| 327 |
+
task = ARDecode(Mw, L)
|
| 328 |
+
w_req, n_w = required_window(Mw, task.ds, delta=0.01)
|
| 329 |
+
n_in_window = eligible_keys_in_window(task, w_req)
|
| 330 |
+
pred_succ, p_exists = analytic_success(Mw, task.n_word, n_in_window)
|
| 331 |
+
accs = []
|
| 332 |
+
row = None
|
| 333 |
+
for seed in range(5):
|
| 334 |
+
rng = np.random.default_rng(1000 + seed)
|
| 335 |
+
X, bits = task.sample(20000, rng)
|
| 336 |
+
row = evaluate(task, X, bits, window=w_req)
|
| 337 |
+
accs.append(row["success"])
|
| 338 |
+
row["success_mean"] = float(np.mean(accs))
|
| 339 |
+
row["success_std"] = float(np.std(accs))
|
| 340 |
+
row["n_instances_total"] = int(sum(1 for _ in range(5)) * row["n_instances"])
|
| 341 |
+
row.update({"Mw": Mw, "L": L, "V": task.V, "ds": task.ds,
|
| 342 |
+
"embed_dim": task.d,
|
| 343 |
+
"bound_max_log2": max(math.log2(task.V), math.log2(L)),
|
| 344 |
+
"window_required": w_req,
|
| 345 |
+
"window_over_Mw": w_req / Mw,
|
| 346 |
+
"window_over_L": w_req / L,
|
| 347 |
+
"analytic_success": pred_succ,
|
| 348 |
+
"abs_gap_vs_analytic": abs(float(np.mean(accs)) - pred_succ),
|
| 349 |
+
"empirical_mean_meets_99pct": bool(np.mean(accs) >= 0.99),
|
| 350 |
+
"analytic_certificate_meets_99pct": bool(pred_succ >= 0.99),
|
| 351 |
+
"seeds": 5})
|
| 352 |
+
rows.append(row)
|
| 353 |
+
res["theorem_window"] = rows
|
| 354 |
+
res["min_success_at_theorem_window"] = min(r["success_mean"] for r in rows)
|
| 355 |
+
res["max_gap_vs_analytic"] = max(r["abs_gap_vs_analytic"] for r in rows)
|
| 356 |
+
res["all_meet_99pct"] = all(r["analytic_certificate_meets_99pct"] for r in rows)
|
| 357 |
+
|
| 358 |
+
# ---- window sweep + negative controls -----------------------------------
|
| 359 |
+
ctl = []
|
| 360 |
+
for Mw, L in [(16, 200), (32, 400)]:
|
| 361 |
+
task = ARDecode(Mw, L)
|
| 362 |
+
rng = np.random.default_rng(7)
|
| 363 |
+
X, bits = task.sample(40000, rng)
|
| 364 |
+
w_req, _ = required_window(Mw, task.ds, delta=0.01)
|
| 365 |
+
full = evaluate(task, X, bits, window=L)
|
| 366 |
+
thm = evaluate(task, X, bits, window=w_req)
|
| 367 |
+
tiny = evaluate(task, X, bits, window=Mw)
|
| 368 |
+
pred_tiny, _ = analytic_success(Mw, task.n_word,
|
| 369 |
+
eligible_keys_in_window(task, Mw))
|
| 370 |
+
blind = evaluate(task, X, bits, window=w_req, blind_query=True)
|
| 371 |
+
nomamba = evaluate(task, X, bits, window=w_req, mamba_on=False)
|
| 372 |
+
nobias = evaluate(task, X, bits, window=w_req, use_bias=False)
|
| 373 |
+
# instances where the key occurs more than once inside the window
|
| 374 |
+
key, istar, tgt, ok = task.target(X, bits)
|
| 375 |
+
Wr = X[ok][:, :task.n_word]
|
| 376 |
+
lo = max(0, L - w_req)
|
| 377 |
+
inw = Wr[:, max(0, lo - 1):task.n_word]
|
| 378 |
+
nrep = (inw == key[ok][:, None]).sum(axis=1)
|
| 379 |
+
p_multi = float(np.mean(nrep > 1))
|
| 380 |
+
ctl.append({
|
| 381 |
+
"Mw": Mw, "L": L, "window_required": w_req,
|
| 382 |
+
"full_window_success": full["success"],
|
| 383 |
+
"theorem_window_success": thm["success"],
|
| 384 |
+
"control_window_eq_Mw_success": tiny["success"],
|
| 385 |
+
"control_window_eq_Mw_analytic": pred_tiny,
|
| 386 |
+
"control_window_eq_Mw_gap": abs(tiny["success"] - pred_tiny),
|
| 387 |
+
"one_minus_1_over_e": 1.0 - 1.0 / math.e,
|
| 388 |
+
"control_blind_query_success": blind["success"],
|
| 389 |
+
"control_no_mamba_success": nomamba["success"],
|
| 390 |
+
"control_no_mamba_key_decoded": nomamba["ssm_key_decoded_correctly"],
|
| 391 |
+
"control_no_positional_bias_success": nobias["success"],
|
| 392 |
+
"frac_key_repeated_in_window": p_multi,
|
| 393 |
+
"control_no_bias_predicted_ceiling": 1.0 - p_multi,
|
| 394 |
+
"chance_level": 1.0 / Mw,
|
| 395 |
+
})
|
| 396 |
+
res["negative_controls"] = ctl
|
| 397 |
+
|
| 398 |
+
# ---- window sweep --------------------------------------------------------
|
| 399 |
+
task = ARDecode(32, 400)
|
| 400 |
+
rng = np.random.default_rng(3)
|
| 401 |
+
X, bits = task.sample(30000, rng)
|
| 402 |
+
sweep = []
|
| 403 |
+
for w in [8, 16, 32, 64, 96, 128, 154, 200, 300, 400]:
|
| 404 |
+
r = evaluate(task, X, bits, window=w)
|
| 405 |
+
pa, _ = analytic_success(32, task.n_word,
|
| 406 |
+
eligible_keys_in_window(task, w))
|
| 407 |
+
sweep.append({"window": w, "success": r["success"], "analytic": pa,
|
| 408 |
+
"abs_gap": abs(r["success"] - pa)})
|
| 409 |
+
res["window_sweep_Mw32_L400"] = sweep
|
| 410 |
+
res["window_sweep_max_gap"] = max(s["abs_gap"] for s in sweep)
|
| 411 |
+
|
| 412 |
+
with open(os.path.join(OUT, "claim4.json"), "w") as f:
|
| 413 |
+
json.dump(res, f, indent=1, default=jsonable)
|
| 414 |
+
|
| 415 |
+
print("gate shift-head vs softmax attn :", res["gate_shift_head_vs_softmax_attention"])
|
| 416 |
+
print("gate reference mismatches :", res["gate_reference_target_mismatches"])
|
| 417 |
+
for r in exh:
|
| 418 |
+
print(" exhaustive |M|=%d L=%d n=%6d success=%.6f ssm=%.4f"
|
| 419 |
+
% (r["Mw"], r["L"], r["n_enumerated"], r["success"],
|
| 420 |
+
r["ssm_key_decoded_correctly"]))
|
| 421 |
+
for r in rows:
|
| 422 |
+
print(" |M|=%3d L=%4d w=%4d (%.2f|M|, %.3fL) success=%.5f+-%.5f analytic=%.5f d=%d"
|
| 423 |
+
% (r["Mw"], r["L"], r["window_required"], r["window_over_Mw"],
|
| 424 |
+
r["window_over_L"], r["success_mean"], r["success_std"],
|
| 425 |
+
r["analytic_success"], r["embed_dim"]))
|
| 426 |
+
for c in ctl:
|
| 427 |
+
print(" ctl |M|=%d: full=%.4f thm=%.4f w=|M|:%.4f (analytic %.4f, 1-1/e=%.4f) blind=%.4f nomamba=%.4f nobias=%.4f"
|
| 428 |
+
% (c["Mw"], c["full_window_success"], c["theorem_window_success"],
|
| 429 |
+
c["control_window_eq_Mw_success"], c["control_window_eq_Mw_analytic"],
|
| 430 |
+
c["one_minus_1_over_e"], c["control_blind_query_success"],
|
| 431 |
+
c["control_no_mamba_success"], c["control_no_positional_bias_success"]))
|
| 432 |
+
print("window sweep max |measured-analytic| :", res["window_sweep_max_gap"])
|
| 433 |
+
|
| 434 |
+
|
| 435 |
+
if __name__ == "__main__":
|
| 436 |
+
main()
|
index.html
DELETED
|
@@ -1,19 +0,0 @@
|
|
| 1 |
-
<!doctype html>
|
| 2 |
-
<html>
|
| 3 |
-
<head>
|
| 4 |
-
<meta charset="utf-8" />
|
| 5 |
-
<meta name="viewport" content="width=device-width" />
|
| 6 |
-
<title>My static Space</title>
|
| 7 |
-
<link rel="stylesheet" href="style.css" />
|
| 8 |
-
</head>
|
| 9 |
-
<body>
|
| 10 |
-
<div class="card">
|
| 11 |
-
<h1>Welcome to your static Space!</h1>
|
| 12 |
-
<p>You can modify this app directly by editing <i>index.html</i> in the Files and versions tab.</p>
|
| 13 |
-
<p>
|
| 14 |
-
Also don't forget to check the
|
| 15 |
-
<a href="https://huggingface.co/docs/hub/spaces" target="_blank">Spaces documentation</a>.
|
| 16 |
-
</p>
|
| 17 |
-
</div>
|
| 18 |
-
</body>
|
| 19 |
-
</html>
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
logbook.json
ADDED
|
@@ -0,0 +1,71 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"schema_version": 1,
|
| 3 |
+
"title": "Reproduction audit: Hybrid Sequence Models",
|
| 4 |
+
"emoji": "\ud83d\udd2c",
|
| 5 |
+
"proposed_target_slug": "repro-hybrid-seq-82ejxjzg6r",
|
| 6 |
+
"publication_status": "local-only; no Space created or modified",
|
| 7 |
+
"paper": {
|
| 8 |
+
"arxiv_id": "2603.08859v1",
|
| 9 |
+
"openreview_id": "82EJxJzG6r"
|
| 10 |
+
},
|
| 11 |
+
"updated_at": "2026-07-28T00:00:00+00:00",
|
| 12 |
+
"root": {
|
| 13 |
+
"slug": "index",
|
| 14 |
+
"title": "Reproduction audit",
|
| 15 |
+
"file": "pages/index.md",
|
| 16 |
+
"children": [
|
| 17 |
+
{
|
| 18 |
+
"slug": "executive-summary",
|
| 19 |
+
"title": "Executive summary",
|
| 20 |
+
"file": "pages/executive-summary/page.md",
|
| 21 |
+
"children": []
|
| 22 |
+
},
|
| 23 |
+
{
|
| 24 |
+
"slug": "claim-1-theorem-3-3-literal-bound",
|
| 25 |
+
"title": "Claim 1: Theorem 3.3 proves that any k-layer state-space model solving the function-composition tasks under injectivity conditions must have total log state-space size scaling as \u03a9(m\u00b7log|V| \u2212 q\u00b7log|Y|), linear in the hidden dimension m (Theorem 3.3).",
|
| 26 |
+
"file": "pages/claim-1-theorem-3-3-literal-bound/page.md",
|
| 27 |
+
"children": []
|
| 28 |
+
},
|
| 29 |
+
{
|
| 30 |
+
"slug": "claim-2-theorem-3-7-window-bound",
|
| 31 |
+
"title": "Claim 2: Theorem 3.7 proves that sliding-window Transformers solving the same tasks under a local-sensitivity condition require total window size scaling with the context-dependency range R (Theorem 3.7).",
|
| 32 |
+
"file": "pages/claim-2-theorem-3-7-window-bound/page.md",
|
| 33 |
+
"children": []
|
| 34 |
+
},
|
| 35 |
+
{
|
| 36 |
+
"slug": "claim-3-theorem-4-3-selective-copy",
|
| 37 |
+
"title": "Claim 3: Theorem 4.3 constructs a two-layer hybrid (Mamba + attention) model that solves the selective copying task using embedding dimension O(max(log|V|, log L)) and working memory \u00d5(N), versus \u03a9(L) required by pure Transformers (Theorem 4.3).",
|
| 38 |
+
"file": "pages/claim-3-theorem-4-3-selective-copy/page.md",
|
| 39 |
+
"children": []
|
| 40 |
+
},
|
| 41 |
+
{
|
| 42 |
+
"slug": "claim-4-theorem-4-6-associative-recall",
|
| 43 |
+
"title": "Claim 4: Theorem 4.6 constructs a three-layer hybrid model that achieves 99% accuracy on the associative recall task using embedding dimension O(max(log|V|, log L)) and window size \u00d5(|V|) (Theorem 4.6).",
|
| 44 |
+
"file": "pages/claim-4-theorem-4-6-associative-recall/page.md",
|
| 45 |
+
"children": []
|
| 46 |
+
},
|
| 47 |
+
{
|
| 48 |
+
"slug": "claim-5-figure-4-selective-copy-learning",
|
| 49 |
+
"title": "Claim 5: On the selective copying task, the learned hybrid model reaches perfect accuracy with roughly 2,000 parameters while pure Transformer/SSM models need roughly 12,000 parameters to match it, a 6x parameter gap (Figure 4).",
|
| 50 |
+
"file": "pages/claim-5-figure-4-selective-copy-learning/page.md",
|
| 51 |
+
"children": []
|
| 52 |
+
},
|
| 53 |
+
{
|
| 54 |
+
"slug": "claim-6-figures-5-6-associative-recall-learning",
|
| 55 |
+
"title": "Claim 6: On multi-key associative recall, the hybrid model reaches 60% accuracy using 6x fewer parameters than pure Transformers, which plateau near 40% accuracy on single-key associative recall (Figures 5-6).",
|
| 56 |
+
"file": "pages/claim-6-figures-5-6-associative-recall-learning/page.md",
|
| 57 |
+
"children": []
|
| 58 |
+
}
|
| 59 |
+
]
|
| 60 |
+
},
|
| 61 |
+
"routes_built": {
|
| 62 |
+
"claim_pages": [
|
| 63 |
+
"pages/claim-1-theorem-3-3-literal-bound/page.md",
|
| 64 |
+
"pages/claim-2-theorem-3-7-window-bound/page.md",
|
| 65 |
+
"pages/claim-3-theorem-4-3-selective-copy/page.md",
|
| 66 |
+
"pages/claim-4-theorem-4-6-associative-recall/page.md",
|
| 67 |
+
"pages/claim-5-figure-4-selective-copy-learning/page.md",
|
| 68 |
+
"pages/claim-6-figures-5-6-associative-recall-learning/page.md"
|
| 69 |
+
]
|
| 70 |
+
}
|
| 71 |
+
}
|
make_manifest.py
ADDED
|
@@ -0,0 +1,29 @@
|
|
|
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|
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|
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|
|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
"""Write a sorted, recursive SHA-256 manifest for the local package."""
|
| 2 |
+
|
| 3 |
+
from __future__ import annotations
|
| 4 |
+
|
| 5 |
+
import hashlib
|
| 6 |
+
from pathlib import Path
|
| 7 |
+
|
| 8 |
+
|
| 9 |
+
ROOT = Path(__file__).resolve().parent
|
| 10 |
+
EXCLUDED_PARTS = {".git", "__pycache__"}
|
| 11 |
+
EXCLUDED_NAMES = {"MANIFEST.sha256"}
|
| 12 |
+
|
| 13 |
+
|
| 14 |
+
def main() -> None:
|
| 15 |
+
entries = []
|
| 16 |
+
for path in sorted(ROOT.rglob("*")):
|
| 17 |
+
if not path.is_file() or path.name in EXCLUDED_NAMES:
|
| 18 |
+
continue
|
| 19 |
+
relative = path.relative_to(ROOT)
|
| 20 |
+
if any(part in EXCLUDED_PARTS for part in relative.parts):
|
| 21 |
+
continue
|
| 22 |
+
entries.append(f"{hashlib.sha256(path.read_bytes()).hexdigest()} {relative.as_posix()}")
|
| 23 |
+
text = "\n".join(entries) + "\n"
|
| 24 |
+
(ROOT / "MANIFEST.sha256").write_text(text)
|
| 25 |
+
print(f"manifest entries: {len(entries)}")
|
| 26 |
+
|
| 27 |
+
|
| 28 |
+
if __name__ == "__main__":
|
| 29 |
+
main()
|
official_claims.json
ADDED
|
@@ -0,0 +1,6 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"source": "/Users/sshpro/icml-pending/claims_anchored.json",
|
| 3 |
+
"source_key": "82EJxJzG6r",
|
| 4 |
+
"note": "Literal registered claim text copied without edits before evidence was attached.",
|
| 5 |
+
"claims_file": "CLAIMS.json"
|
| 6 |
+
}
|
official_validator.py
ADDED
|
@@ -0,0 +1,35 @@
|
|
|
|
|
|
|
|
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|
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|
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|
|
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|
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|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
"""Authoritative read-only validator for this *local* evidence package.
|
| 2 |
+
|
| 3 |
+
"Official" here means the package's release gate. It is explicitly not
|
| 4 |
+
represented as a validator maintained by ICML, OpenReview, the paper authors,
|
| 5 |
+
or a remote reproduction campaign.
|
| 6 |
+
"""
|
| 7 |
+
|
| 8 |
+
from __future__ import annotations
|
| 9 |
+
|
| 10 |
+
import json
|
| 11 |
+
import subprocess
|
| 12 |
+
import sys
|
| 13 |
+
from pathlib import Path
|
| 14 |
+
|
| 15 |
+
|
| 16 |
+
ROOT = Path(__file__).resolve().parent
|
| 17 |
+
|
| 18 |
+
|
| 19 |
+
def main() -> None:
|
| 20 |
+
subprocess.run([sys.executable, "validate_logbook.py", "--require-replay"], cwd=ROOT, check=True)
|
| 21 |
+
report = {
|
| 22 |
+
"validator": "official_validator.py",
|
| 23 |
+
"authority": "authoritative release gate for this local package only",
|
| 24 |
+
"not_claimed": ["ICML validator", "OpenReview validator", "paper-author validator", "remote campaign validator"],
|
| 25 |
+
"semantic_v4": "SEMANTIC_V4.json",
|
| 26 |
+
"validation": "VALIDATION.json",
|
| 27 |
+
"passed": True,
|
| 28 |
+
}
|
| 29 |
+
(ROOT / "OFFICIAL_VALIDATOR_RUN.json").write_text(json.dumps(report, indent=2) + "\n")
|
| 30 |
+
subprocess.run([sys.executable, "make_manifest.py"], cwd=ROOT, check=True)
|
| 31 |
+
print("official local package validator: PASS (semantic-v4 12/12)")
|
| 32 |
+
|
| 33 |
+
|
| 34 |
+
if __name__ == "__main__":
|
| 35 |
+
main()
|
outputs/claim1.json
ADDED
|
@@ -0,0 +1,747 @@
|
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| 1 |
+
{
|
| 2 |
+
"task": "F(u,v) = u_v with Q = [m]; G(u)=u is injective (Asm 3.2)",
|
| 3 |
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|
| 4 |
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|
| 5 |
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| 6 |
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| 7 |
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| 8 |
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| 9 |
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| 10 |
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| 11 |
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| 12 |
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|
| 13 |
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|
| 14 |
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|
| 15 |
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|
| 16 |
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|
| 17 |
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|
| 18 |
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|
| 19 |
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|
| 20 |
+
[
|
| 21 |
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0,
|
| 22 |
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0
|
| 23 |
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|
| 24 |
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[
|
| 25 |
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0,
|
| 26 |
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| 27 |
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|
| 28 |
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]
|
| 29 |
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|
| 30 |
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{
|
| 31 |
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|
| 32 |
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|
| 33 |
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|
| 34 |
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|
| 35 |
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|
| 36 |
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| 37 |
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|
| 38 |
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| 39 |
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|
| 40 |
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| 41 |
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|
| 42 |
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|
| 43 |
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| 44 |
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| 45 |
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|
| 46 |
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|
| 47 |
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|
| 48 |
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|
| 49 |
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|
| 50 |
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|
| 51 |
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| 52 |
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| 53 |
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| 54 |
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| 55 |
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|
| 56 |
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|
| 57 |
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|
| 58 |
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|
| 59 |
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|
| 60 |
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| 61 |
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| 62 |
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| 63 |
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| 64 |
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| 65 |
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| 66 |
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| 67 |
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| 68 |
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| 69 |
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|
| 70 |
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|
| 71 |
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|
| 72 |
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| 73 |
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| 74 |
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| 75 |
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| 76 |
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| 77 |
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| 78 |
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| 81 |
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| 82 |
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| 83 |
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| 84 |
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| 85 |
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| 86 |
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| 87 |
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| 88 |
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| 89 |
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| 90 |
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| 110 |
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| 116 |
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| 119 |
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| 120 |
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| 121 |
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| 137 |
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| 138 |
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| 139 |
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| 140 |
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| 141 |
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| 142 |
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| 143 |
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| 144 |
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| 145 |
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| 146 |
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| 147 |
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| 148 |
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| 149 |
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| 150 |
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| 151 |
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| 152 |
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| 153 |
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|
| 154 |
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{
|
| 155 |
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| 156 |
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| 157 |
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| 158 |
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| 166 |
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| 729 |
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"abs_err": 0.0
|
| 730 |
+
},
|
| 731 |
+
"32": {
|
| 732 |
+
"fitted_slope": 3.831435556800403,
|
| 733 |
+
"closed_form_slope": 3.8314355568004035,
|
| 734 |
+
"abs_err": 4.440892098500626e-16
|
| 735 |
+
}
|
| 736 |
+
},
|
| 737 |
+
"note": "literal = m*log2|V| - q*log2|Y| (Thm 3.3 as printed); appendix = m*log2|V| - q*(H2(1/8)+log2|Y|/8) (proof, err<1/8)"
|
| 738 |
+
},
|
| 739 |
+
"one_state_guessing_accuracy": {
|
| 740 |
+
"2": 0.5,
|
| 741 |
+
"3": 0.3333333333333333,
|
| 742 |
+
"4": 0.25,
|
| 743 |
+
"8": 0.125,
|
| 744 |
+
"26": 0.038461538461538464,
|
| 745 |
+
"32": 0.03125
|
| 746 |
+
}
|
| 747 |
+
}
|
outputs/claim2.json
ADDED
|
@@ -0,0 +1,1307 @@
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|
|
| 1 |
+
{
|
| 2 |
+
"numerical_gate": {
|
| 3 |
+
"max_abs_matmul_minus_einsum": 1.7763568394002505e-15,
|
| 4 |
+
"all_forward_outputs_finite": true,
|
| 5 |
+
"max_abs_logit": 2.1417444637761154,
|
| 6 |
+
"note": "Accelerate RuntimeWarnings are spurious; verified here"
|
| 7 |
+
},
|
| 8 |
+
"receptive_field_sweep": {
|
| 9 |
+
"configs_tested": 960,
|
| 10 |
+
"violations_outside_receptive_field": 0,
|
| 11 |
+
"max_abs_delta_outside_receptive_field": 0.0,
|
| 12 |
+
"configs_with_no_effect_just_inside_rf": 0,
|
| 13 |
+
"sample_rows": [
|
| 14 |
+
{
|
| 15 |
+
"L": 16,
|
| 16 |
+
"k": 1,
|
| 17 |
+
"windows": [
|
| 18 |
+
10
|
| 19 |
+
],
|
| 20 |
+
"sum_W": 10,
|
| 21 |
+
"rf": 10,
|
| 22 |
+
"max_abs_delta_outside_rf": 0.0,
|
| 23 |
+
"max_abs_delta_inside_rf": 0.28581609351223836
|
| 24 |
+
},
|
| 25 |
+
{
|
| 26 |
+
"L": 16,
|
| 27 |
+
"k": 1,
|
| 28 |
+
"windows": [
|
| 29 |
+
10
|
| 30 |
+
],
|
| 31 |
+
"sum_W": 10,
|
| 32 |
+
"rf": 10,
|
| 33 |
+
"max_abs_delta_outside_rf": 0.0,
|
| 34 |
+
"max_abs_delta_inside_rf": 0.03444175010002626
|
| 35 |
+
},
|
| 36 |
+
{
|
| 37 |
+
"L": 16,
|
| 38 |
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"k": 1,
|
| 39 |
+
"windows": [
|
| 40 |
+
3
|
| 41 |
+
],
|
| 42 |
+
"sum_W": 3,
|
| 43 |
+
"rf": 3,
|
| 44 |
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"max_abs_delta_outside_rf": 0.0,
|
| 45 |
+
"max_abs_delta_inside_rf": 0.2040553116237531
|
| 46 |
+
},
|
| 47 |
+
{
|
| 48 |
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"L": 16,
|
| 49 |
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|
| 50 |
+
"windows": [
|
| 51 |
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12
|
| 52 |
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],
|
| 53 |
+
"sum_W": 12,
|
| 54 |
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"rf": 12,
|
| 55 |
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"max_abs_delta_outside_rf": 0.0,
|
| 56 |
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"max_abs_delta_inside_rf": 0.014197238946864754
|
| 57 |
+
},
|
| 58 |
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{
|
| 59 |
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"L": 16,
|
| 60 |
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|
| 61 |
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"windows": [
|
| 62 |
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11
|
| 63 |
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],
|
| 64 |
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"sum_W": 11,
|
| 65 |
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"rf": 11,
|
| 66 |
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"max_abs_delta_outside_rf": 0.0,
|
| 67 |
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"max_abs_delta_inside_rf": 0.14570162697464065
|
| 68 |
+
},
|
| 69 |
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{
|
| 70 |
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"L": 16,
|
| 71 |
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"k": 1,
|
| 72 |
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"windows": [
|
| 73 |
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5
|
| 74 |
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],
|
| 75 |
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"sum_W": 5,
|
| 76 |
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"rf": 5,
|
| 77 |
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|
| 78 |
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"max_abs_delta_inside_rf": 0.32986723460250333
|
| 79 |
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},
|
| 80 |
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{
|
| 81 |
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"L": 16,
|
| 82 |
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|
| 83 |
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|
| 84 |
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9
|
| 85 |
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|
| 86 |
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|
| 87 |
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|
| 88 |
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|
| 89 |
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"max_abs_delta_inside_rf": 0.1968814430783481
|
| 90 |
+
},
|
| 91 |
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{
|
| 92 |
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"L": 16,
|
| 93 |
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|
| 94 |
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| 95 |
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7
|
| 96 |
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],
|
| 97 |
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|
| 98 |
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|
| 99 |
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|
| 100 |
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|
| 101 |
+
},
|
| 102 |
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{
|
| 103 |
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"L": 16,
|
| 104 |
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|
| 105 |
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| 106 |
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9
|
| 107 |
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],
|
| 108 |
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|
| 109 |
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|
| 110 |
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|
| 111 |
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"max_abs_delta_inside_rf": 0.2698237935195511
|
| 112 |
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},
|
| 113 |
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{
|
| 114 |
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"L": 16,
|
| 115 |
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|
| 116 |
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| 117 |
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4
|
| 118 |
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],
|
| 119 |
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|
| 120 |
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|
| 121 |
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|
| 122 |
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|
| 123 |
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},
|
| 124 |
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{
|
| 125 |
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"L": 16,
|
| 126 |
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|
| 127 |
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| 128 |
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12
|
| 129 |
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],
|
| 130 |
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|
| 131 |
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|
| 132 |
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|
| 133 |
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"max_abs_delta_inside_rf": 0.07127460286707321
|
| 134 |
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},
|
| 135 |
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{
|
| 136 |
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"L": 16,
|
| 137 |
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|
| 138 |
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| 139 |
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14
|
| 140 |
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],
|
| 141 |
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|
| 142 |
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|
| 143 |
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|
| 144 |
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|
| 145 |
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},
|
| 146 |
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{
|
| 147 |
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"L": 16,
|
| 148 |
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|
| 149 |
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"windows": [
|
| 150 |
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9
|
| 151 |
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],
|
| 152 |
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|
| 153 |
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"rf": 9,
|
| 154 |
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|
| 155 |
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"max_abs_delta_inside_rf": 0.003750870881970958
|
| 156 |
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},
|
| 157 |
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{
|
| 158 |
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"L": 16,
|
| 159 |
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|
| 160 |
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| 161 |
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2
|
| 162 |
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],
|
| 163 |
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"sum_W": 2,
|
| 164 |
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|
| 165 |
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|
| 166 |
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"max_abs_delta_inside_rf": 2.407640189683196
|
| 167 |
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},
|
| 168 |
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{
|
| 169 |
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"L": 16,
|
| 170 |
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|
| 171 |
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| 172 |
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11
|
| 173 |
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],
|
| 174 |
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|
| 175 |
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"rf": 11,
|
| 176 |
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|
| 177 |
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"max_abs_delta_inside_rf": 0.28417810626585305
|
| 178 |
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},
|
| 179 |
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{
|
| 180 |
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"L": 16,
|
| 181 |
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|
| 182 |
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| 183 |
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2
|
| 184 |
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],
|
| 185 |
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"sum_W": 2,
|
| 186 |
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"rf": 2,
|
| 187 |
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|
| 188 |
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"max_abs_delta_inside_rf": 0.5150917655838505
|
| 189 |
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},
|
| 190 |
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{
|
| 191 |
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"L": 16,
|
| 192 |
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"k": 1,
|
| 193 |
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"windows": [
|
| 194 |
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1
|
| 195 |
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],
|
| 196 |
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"sum_W": 1,
|
| 197 |
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"rf": 1,
|
| 198 |
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|
| 199 |
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"max_abs_delta_inside_rf": 2.026287079665709
|
| 200 |
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},
|
| 201 |
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{
|
| 202 |
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"L": 16,
|
| 203 |
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|
| 204 |
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| 205 |
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5
|
| 206 |
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|
| 207 |
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|
| 208 |
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|
| 209 |
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|
| 210 |
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|
| 211 |
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},
|
| 212 |
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{
|
| 213 |
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"L": 16,
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|
| 1042 |
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| 1043 |
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| 1044 |
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| 1045 |
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| 1046 |
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| 1047 |
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| 1077 |
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| 1079 |
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| 1080 |
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| 1083 |
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| 1086 |
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| 1092 |
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| 1101 |
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| 1128 |
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| 1129 |
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| 1130 |
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| 1214 |
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| 1215 |
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| 1216 |
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| 1226 |
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| 1229 |
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| 1234 |
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| 1256 |
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| 1264 |
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| 1265 |
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| 1267 |
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| 1269 |
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| 1270 |
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| 1271 |
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| 1272 |
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| 1273 |
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| 1274 |
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| 1279 |
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|
| 1280 |
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| 1281 |
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| 1282 |
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20
|
| 1283 |
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|
| 1284 |
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|
| 1285 |
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|
| 1286 |
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|
| 1287 |
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|
| 1288 |
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64,
|
| 1289 |
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|
| 1290 |
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|
| 1291 |
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|
| 1292 |
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|
| 1293 |
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|
| 1294 |
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| 1295 |
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|
| 1296 |
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|
| 1297 |
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|
| 1298 |
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|
| 1299 |
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|
| 1300 |
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}
|
| 1301 |
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},
|
| 1302 |
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"max_abs_delta_when_sumW_below_R": 0.0,
|
| 1303 |
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|
| 1304 |
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"success_prob_when_sumW_below_R": 0.5,
|
| 1305 |
+
"threshold_in_theorem": 0.6666666666666666,
|
| 1306 |
+
"fails_theorem_threshold": true
|
| 1307 |
+
}
|
outputs/claim3.json
ADDED
|
@@ -0,0 +1,349 @@
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| 349 |
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|
outputs/claim3_native.json
ADDED
|
@@ -0,0 +1,45 @@
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|
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|
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|
|
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|
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|
|
|
|
| 1 |
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{
|
| 2 |
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|
| 3 |
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|
| 4 |
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|
| 6 |
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"notebook": "source/official-code/constructions/construction_var_copy.ipynb",
|
| 7 |
+
"notebook_sha256": "78b23ac5677e16533425aba2036f691776ccb87b6195394a24d47f98384fb9b9",
|
| 8 |
+
"executed_code_cells": [
|
| 9 |
+
1,
|
| 10 |
+
2,
|
| 11 |
+
3,
|
| 12 |
+
4,
|
| 13 |
+
5,
|
| 14 |
+
6,
|
| 15 |
+
7,
|
| 16 |
+
8,
|
| 17 |
+
9,
|
| 18 |
+
10,
|
| 19 |
+
11,
|
| 20 |
+
12,
|
| 21 |
+
13,
|
| 22 |
+
14,
|
| 23 |
+
15,
|
| 24 |
+
16,
|
| 25 |
+
17,
|
| 26 |
+
18
|
| 27 |
+
],
|
| 28 |
+
"device": "cpu",
|
| 29 |
+
"torch_version": "2.6.0",
|
| 30 |
+
"baseline": {
|
| 31 |
+
"n_batches": 256,
|
| 32 |
+
"examples_per_batch": 4,
|
| 33 |
+
"eligible_last_position_examples": 1024,
|
| 34 |
+
"correct_last_position_examples": 845,
|
| 35 |
+
"last_position_accuracy": 0.8251953125
|
| 36 |
+
},
|
| 37 |
+
"destructive_control": {
|
| 38 |
+
"ablation": "first SimpleSSM Delta vector set to zero in memory",
|
| 39 |
+
"eligible_last_position_examples": 1024,
|
| 40 |
+
"correct_last_position_examples": 56,
|
| 41 |
+
"last_position_accuracy": 0.0546875
|
| 42 |
+
},
|
| 43 |
+
"control_is_lower": true,
|
| 44 |
+
"scope": "Construction cells plus deterministic last-position batches; not a learned-model training rerun."
|
| 45 |
+
}
|
outputs/claim4.json
ADDED
|
@@ -0,0 +1,293 @@
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|
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|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
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|
| 3 |
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|
| 4 |
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|
| 5 |
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|
| 6 |
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|
| 7 |
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| 8 |
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| 12 |
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| 13 |
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| 14 |
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| 15 |
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|
| 16 |
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|
| 17 |
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|
| 18 |
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|
| 19 |
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|
| 20 |
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| 21 |
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| 22 |
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| 23 |
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| 30 |
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| 31 |
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| 32 |
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| 40 |
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| 50 |
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| 51 |
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| 52 |
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|
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| 55 |
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| 56 |
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| 57 |
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|
| 58 |
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| 59 |
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|
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| 250 |
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| 256 |
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|
| 257 |
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| 262 |
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|
| 263 |
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|
| 264 |
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|
| 265 |
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| 268 |
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"window": 154,
|
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| 270 |
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| 274 |
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|
| 275 |
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| 279 |
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| 280 |
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"window": 300,
|
| 281 |
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|
| 282 |
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| 283 |
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|
| 284 |
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| 285 |
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{
|
| 286 |
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"window": 400,
|
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|
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|
| 291 |
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],
|
| 292 |
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"window_sweep_max_gap": 0.012721894428953995
|
| 293 |
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|
outputs/claim4_native.json
ADDED
|
@@ -0,0 +1,53 @@
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"kind": "direct_native_notebook_execution",
|
| 3 |
+
"official_repository": "https://github.com/SprocketLab/hybrid-expressivity",
|
| 4 |
+
"repository_checkout": "6be8f8fbc2169290af6f4ba5e4bd53a5c6485f7b",
|
| 5 |
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"repository_is_git_checkout": true,
|
| 6 |
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"notebook": "source/official-code/constructions/construction_decode_recall.ipynb",
|
| 7 |
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"notebook_sha256": "a6fa59b59c813a5349e8ff8995ba1e9bc8016586e25b1d961f3f5c30b94fa641",
|
| 8 |
+
"executed_code_cells": [
|
| 9 |
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1,
|
| 10 |
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2,
|
| 11 |
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3,
|
| 12 |
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4,
|
| 13 |
+
5,
|
| 14 |
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6,
|
| 15 |
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7,
|
| 16 |
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8,
|
| 17 |
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|
| 18 |
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10,
|
| 19 |
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11,
|
| 20 |
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12,
|
| 21 |
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13,
|
| 22 |
+
14,
|
| 23 |
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15,
|
| 24 |
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16,
|
| 25 |
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17,
|
| 26 |
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18,
|
| 27 |
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19,
|
| 28 |
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20,
|
| 29 |
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21,
|
| 30 |
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22,
|
| 31 |
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23,
|
| 32 |
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24,
|
| 33 |
+
26,
|
| 34 |
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27
|
| 35 |
+
],
|
| 36 |
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"device": "cpu",
|
| 37 |
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"torch_version": "2.6.0",
|
| 38 |
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"baseline": {
|
| 39 |
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"n_batches": 256,
|
| 40 |
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"examples_per_batch": 4,
|
| 41 |
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"eligible_last_position_examples": 952,
|
| 42 |
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"correct_last_position_examples": 883,
|
| 43 |
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"last_position_accuracy": 0.9275210084033614
|
| 44 |
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},
|
| 45 |
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"destructive_control": {
|
| 46 |
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"ablation": "first SimpleSSM Delta vector set to zero in memory",
|
| 47 |
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"eligible_last_position_examples": 952,
|
| 48 |
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"correct_last_position_examples": 25,
|
| 49 |
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"last_position_accuracy": 0.026260504201680673
|
| 50 |
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},
|
| 51 |
+
"control_is_lower": true,
|
| 52 |
+
"scope": "Construction cells plus deterministic last-position batches; not a learned-model training rerun."
|
| 53 |
+
}
|
outputs/claim5.json
ADDED
|
@@ -0,0 +1,55 @@
|
|
|
|
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|
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|
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|
|
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|
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|
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|
|
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|
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|
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|
|
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|
|
|
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|
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|
|
|
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|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"kind": "exact_authored_source_audit",
|
| 3 |
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"source": "source/authored/sections/experiments.tex",
|
| 4 |
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"source_sha256": "fcd88332cbe90aff62337c3add333f71fc542736b3e459015a28f0b08ae3c55b",
|
| 5 |
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"table_heading_line": 26,
|
| 6 |
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"caption_line": 42,
|
| 7 |
+
"table_rows": [
|
| 8 |
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{
|
| 9 |
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"parameters_approx": 1000.0,
|
| 10 |
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"pure_tf": 0.056,
|
| 11 |
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"pure_ssm": 0.084,
|
| 12 |
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"tf_to_ssm": 0.1,
|
| 13 |
+
"ssm_to_tf": 0.087
|
| 14 |
+
},
|
| 15 |
+
{
|
| 16 |
+
"parameters_approx": 2000.0,
|
| 17 |
+
"pure_tf": 0.352,
|
| 18 |
+
"pure_ssm": 0.305,
|
| 19 |
+
"tf_to_ssm": 0.433,
|
| 20 |
+
"ssm_to_tf": 0.999
|
| 21 |
+
},
|
| 22 |
+
{
|
| 23 |
+
"parameters_approx": 6000.0,
|
| 24 |
+
"pure_tf": 0.727,
|
| 25 |
+
"pure_ssm": 0.485,
|
| 26 |
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"tf_to_ssm": 0.822,
|
| 27 |
+
"ssm_to_tf": 1.0
|
| 28 |
+
},
|
| 29 |
+
{
|
| 30 |
+
"parameters_approx": 12000.0,
|
| 31 |
+
"pure_tf": 0.923,
|
| 32 |
+
"pure_ssm": 0.931,
|
| 33 |
+
"tf_to_ssm": 0.908,
|
| 34 |
+
"ssm_to_tf": 1.0
|
| 35 |
+
}
|
| 36 |
+
],
|
| 37 |
+
"literal_table_comparison": {
|
| 38 |
+
"hybrid_ssm_to_tf_at_approximately_2000": 0.999,
|
| 39 |
+
"pure_tf_at_approximately_12000": 0.923,
|
| 40 |
+
"pure_ssm_at_approximately_12000": 0.931,
|
| 41 |
+
"parameter_ratio_12000_over_2000": 6.0,
|
| 42 |
+
"strict_table_value_is_exactly_one": false
|
| 43 |
+
},
|
| 44 |
+
"source_caption_says_perfect": true,
|
| 45 |
+
"source_results_says_roughly_six_times": true,
|
| 46 |
+
"assessment": "The authored table supports the approximate 6x/near-perfect comparison (.999 versus .923/.931), but its printed .999 is not literally 1.000 while the caption calls it perfect. This is source evidence, not an independent learned-model reproduction.",
|
| 47 |
+
"training_route": {
|
| 48 |
+
"official_train_file": "source/official-code/micro_hf/train_utils.py",
|
| 49 |
+
"official_train_file_sha256": "ec4ccc0fa03f636f141904484f54763576e741c6f3586b1405343bb844c7c040",
|
| 50 |
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"hard_coded_cuda_calls": 1,
|
| 51 |
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"torch_cuda_available_on_this_host": false,
|
| 52 |
+
"result_artifacts_present": false,
|
| 53 |
+
"reason_no_local_training_rerun": "The official micro_hf entry point hard-codes CUDA tensors; this host has no CUDA device. The checkout contains figures and lrs.json metadata but no per-run evaluation JSON/CSV/checkpoint results."
|
| 54 |
+
}
|
| 55 |
+
}
|
outputs/claim6.json
ADDED
|
@@ -0,0 +1,58 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
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|
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|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"kind": "exact_authored_source_audit",
|
| 3 |
+
"source": "source/authored/sections/experiments.tex",
|
| 4 |
+
"source_sha256": "fcd88332cbe90aff62337c3add333f71fc542736b3e459015a28f0b08ae3c55b",
|
| 5 |
+
"mkar_table_heading_line": 63,
|
| 6 |
+
"mkar_caption_line": 80,
|
| 7 |
+
"single_key_figure_result_line": 60,
|
| 8 |
+
"mkar_table_rows": [
|
| 9 |
+
{
|
| 10 |
+
"parameters_approx": 1000.0,
|
| 11 |
+
"pure_tf": 0.124,
|
| 12 |
+
"pure_ssm": 0.158,
|
| 13 |
+
"tf_to_ssm": 0.131,
|
| 14 |
+
"ssm_to_tf": 0.144
|
| 15 |
+
},
|
| 16 |
+
{
|
| 17 |
+
"parameters_approx": 2000.0,
|
| 18 |
+
"pure_tf": 0.159,
|
| 19 |
+
"pure_ssm": 0.173,
|
| 20 |
+
"tf_to_ssm": 0.183,
|
| 21 |
+
"ssm_to_tf": 0.512
|
| 22 |
+
},
|
| 23 |
+
{
|
| 24 |
+
"parameters_approx": 6000.0,
|
| 25 |
+
"pure_tf": 0.23,
|
| 26 |
+
"pure_ssm": 0.356,
|
| 27 |
+
"tf_to_ssm": 0.286,
|
| 28 |
+
"ssm_to_tf": 0.99
|
| 29 |
+
},
|
| 30 |
+
{
|
| 31 |
+
"parameters_approx": 12000.0,
|
| 32 |
+
"pure_tf": 0.668,
|
| 33 |
+
"pure_ssm": 0.517,
|
| 34 |
+
"tf_to_ssm": 0.524,
|
| 35 |
+
"ssm_to_tf": 0.989
|
| 36 |
+
}
|
| 37 |
+
],
|
| 38 |
+
"literal_table_checks": {
|
| 39 |
+
"hybrid_ssm_to_tf_at_approximately_2000": 0.512,
|
| 40 |
+
"hybrid_ssm_to_tf_at_approximately_6000": 0.99,
|
| 41 |
+
"pure_tf_at_approximately_12000": 0.668,
|
| 42 |
+
"sixfold_parameter_ratio_from_2000_to_12000": 6.0,
|
| 43 |
+
"hybrid_reaches_0_60_at_approximately_2000": false,
|
| 44 |
+
"hybrid_reaches_0_60_at_approximately_6000": true,
|
| 45 |
+
"ratio_for_6000_vs_12000": 2.0
|
| 46 |
+
},
|
| 47 |
+
"source_caption_claims_60pct_and_six_times": true,
|
| 48 |
+
"single_key_statement_is_a_different_task": true,
|
| 49 |
+
"assessment": "The authored MKAR table is internally insufficient for the literal 60%-at-6x conjunction: at the 6x row it reports .512 (<.60), while at .990 the nearest shown pure-TF row is only 2x larger. The caption asserts the headline, but raw points needed to locate an unshown 60% crossing were not released. The <=40% statement is explicitly about associative recall with decoding (Figure 5), not MKAR (Figure 6).",
|
| 50 |
+
"training_route": {
|
| 51 |
+
"official_train_file": "source/official-code/micro_hf/train_utils.py",
|
| 52 |
+
"official_train_file_sha256": "ec4ccc0fa03f636f141904484f54763576e741c6f3586b1405343bb844c7c040",
|
| 53 |
+
"hard_coded_cuda_calls": 1,
|
| 54 |
+
"torch_cuda_available_on_this_host": false,
|
| 55 |
+
"result_artifacts_present": false,
|
| 56 |
+
"reason_no_local_training_rerun": "The official micro_hf entry point hard-codes CUDA tensors; this host has no CUDA device. The checkout contains figures and lrs.json metadata but no per-run evaluation JSON/CSV/checkpoint results."
|
| 57 |
+
}
|
| 58 |
+
}
|
pages/claim-1-theorem-3-3-literal-bound/page.md
ADDED
|
@@ -0,0 +1,16 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
|
| 1 |
+
# Theorem 3.3 proves that any k-layer state-space model solving the function-composition tasks under injectivity conditions must have total log state-space size scaling as Ω(m·log|V| − q·log|Y|), linear in the hidden dimension m (Theorem 3.3).
|
| 2 |
+
|
| 3 |
+
**Assessment: falsified as a literal positive linear lower-bound claim.**
|
| 4 |
+
|
| 5 |
+
Assumption 3.2 makes G: V^m → Y^q injective, so cardinality gives m·log₂|V| ≤ q·log₂|Y|. The printed right-hand side m·log|V| − q·log|Y| is therefore never positive under its own assumption. The appendix instead derives a different Fano bound under error < 1/8; that is not the printed probability-1/2 theorem.
|
| 6 |
+
|
| 7 |
+
## Evidence
|
| 8 |
+
|
| 9 |
+
- Exact authored statement: source/authored/sections/func_comp_and_construct.tex:26–28.
|
| 10 |
+
- 1,296 admissible cardinality configurations: maximum printed RHS = 0.0.
|
| 11 |
+
- Exhaustive binary selective-copy partitions: one state attains exactly 1/2 success for m=2 and m=3, matching the theorem's printed threshold.
|
| 12 |
+
- The appendix source records its stronger, different prerequisite as err < 1/8 (source/authored/appendix/missing_proof_lb.tex).
|
| 13 |
+
|
| 14 |
+
## Scope and limitations
|
| 15 |
+
|
| 16 |
+
This is a literal-statement audit, not a claim that no corrected lower bound can be proved. The exact selective-copy enumeration is finite; the cardinality implication itself is general.
|
pages/claim-2-theorem-3-7-window-bound/page.md
ADDED
|
@@ -0,0 +1,16 @@
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|
| 1 |
+
# Theorem 3.7 proves that sliding-window Transformers solving the same tasks under a local-sensitivity condition require total window size scaling with the context-dependency range R (Theorem 3.7).
|
| 2 |
+
|
| 3 |
+
**Assessment: supported by explicit paper-task witnesses and exact receptive-field checks.**
|
| 4 |
+
|
| 5 |
+
For the selective-copy witnesses, changing only a token outside the causal receptive field leaves the terminal logits bit-identical. On the two-point witness distribution this forces accuracy 1/2, below 2/3. A full-window control separates the same pair.
|
| 6 |
+
|
| 7 |
+
## Evidence
|
| 8 |
+
|
| 9 |
+
- 960 real float64 causal-attention stacks; outside-RF violations = 0.
|
| 10 |
+
- Maximum terminal-logit change outside RF = 0.0 for the hard witnesses.
|
| 11 |
+
- Full-window control separates 100% of tested witness configurations.
|
| 12 |
+
- The source proof explicitly identifies the terminal dependency as the last sum_i W_i tokens (appendix/missing_proof_lb.tex).
|
| 13 |
+
|
| 14 |
+
## Scope and limitations
|
| 15 |
+
|
| 16 |
+
Finite numerical checks cannot prove the universal theorem. They directly exercise its stated quantities (window, R, indistinguishability and success threshold) on the paper's selective-copy task rather than a proxy.
|
pages/claim-3-theorem-4-3-selective-copy/page.md
ADDED
|
@@ -0,0 +1,16 @@
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|
| 1 |
+
# Theorem 4.3 constructs a two-layer hybrid (Mamba + attention) model that solves the selective copying task using embedding dimension O(max(log|V|, log L)) and working memory Õ(N), versus Ω(L) required by pure Transformers (Theorem 4.3).
|
| 2 |
+
|
| 3 |
+
**Assessment: supported for the literal construction; official notebook does not establish its universal scope.**
|
| 4 |
+
|
| 5 |
+
A direct transcription of Appendix D.2/D.5 achieves exact final-position selective copying across exhaustive and large deterministic sweeps, with a window-minus-one and no-SSM destructive controls. The separately executed author notebook is included unchanged as provenance and scores only .825 on the notebook generator's 1,024 final-position examples, so it is not used as evidence of the theorem's 'every input' quantifier.
|
| 6 |
+
|
| 7 |
+
## Evidence
|
| 8 |
+
|
| 9 |
+
- Independent construction: 1,506,370 valid inputs; minimum accuracy = 1.000000.
|
| 10 |
+
- Includes L=100, |V|=32 and longer L=1,024/4,096 sweeps; these are labelled construction checks, not learned-model runs.
|
| 11 |
+
- Native notebook baseline/control: 0.825195 / 0.054688 on 1024 eligible examples.
|
| 12 |
+
- The destructive construction controls remove one attention position, zero the query, or disable selective state update.
|
| 13 |
+
|
| 14 |
+
## Scope and limitations
|
| 15 |
+
|
| 16 |
+
The independent checker is a faithful finite implementation of the written construction, not a mechanized proof. The native notebook's aggregate failure is retained rather than overwritten or relabelled as a success.
|
pages/claim-4-theorem-4-6-associative-recall/page.md
ADDED
|
@@ -0,0 +1,16 @@
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|
| 1 |
+
# Theorem 4.6 constructs a three-layer hybrid model that achieves 99% accuracy on the associative recall task using embedding dimension O(max(log|V|, log L)) and window size Õ(|V|) (Theorem 4.6).
|
| 2 |
+
|
| 3 |
+
**Assessment: supported by a full-vocabulary construction and exact coverage certificate; native notebook is only a limited check.**
|
| 4 |
+
|
| 5 |
+
The Appendix D.4 construction was implemented with the stated full-vocabulary binary code, last-match positional bias, and a finite softmax separation. Its exact iid coverage formula is at least .99 for each measured scale; the 5×20,000-instance point estimates track that certificate (one mean, .989820, is below .99 and is not relabelled as an empirical pass). The implementation also exhausts three small full-window domains.
|
| 6 |
+
|
| 7 |
+
## Evidence
|
| 8 |
+
|
| 9 |
+
- All analytic coverage certificates meet 99%: True.
|
| 10 |
+
- Minimum five-seed empirical mean = 0.989820; maximum gap from exact coverage = 0.000619.
|
| 11 |
+
- Exhaustive full-window domains (|M|, L)=(4,8),(4,9),(8,8) all score 1.0.
|
| 12 |
+
- Native authored notebook baseline/control: 0.927521 / 0.026261; it has no windowed 99%-coverage test.
|
| 13 |
+
|
| 14 |
+
## Scope and limitations
|
| 15 |
+
|
| 16 |
+
The native notebook is a direct one-construction execution, not the paper's probabilistic window experiment. The 99% support comes from the written construction plus an exact iid coverage calculation and finite tests; it is not a claimed learned-model training rerun.
|
pages/claim-5-figure-4-selective-copy-learning/page.md
ADDED
|
@@ -0,0 +1,15 @@
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|
| 1 |
+
# On the selective copying task, the learned hybrid model reaches perfect accuracy with roughly 2,000 parameters while pure Transformer/SSM models need roughly 12,000 parameters to match it, a 6x parameter gap (Figure 4).
|
| 2 |
+
|
| 3 |
+
**Assessment: authored-source supported, but not independently reproduced.**
|
| 4 |
+
|
| 5 |
+
The exact authored Figure 4 table gives SSM→TF .999 at approximately 2,000 parameters and pure TF/SSM .923/.931 at approximately 12,000 parameters, a sixfold nominal parameter ratio. The caption calls .999 'perfect', so the strict word perfect and printed value are internally inconsistent at the shown precision.
|
| 6 |
+
|
| 7 |
+
## Evidence
|
| 8 |
+
|
| 9 |
+
- Pinned source table: hybrid@2k=0.999; pure TF/SSM@12k=0.923/0.931.
|
| 10 |
+
- The TeX table, caption, and source-file SHA are in outputs/claim5.json.
|
| 11 |
+
- The official micro_hf training path contains hard-coded CUDA transfers and this machine has no CUDA device; no local run is presented as a reproduction.
|
| 12 |
+
|
| 13 |
+
## Scope and limitations
|
| 14 |
+
|
| 15 |
+
The repository did not contain per-run scalar results, checkpoints, or an author-pinned code commit in the arXiv archive. This page reports the paper's own exact table, not an independent empirical confirmation.
|
pages/claim-6-figures-5-6-associative-recall-learning/page.md
ADDED
|
@@ -0,0 +1,15 @@
|
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|
| 1 |
+
# On multi-key associative recall, the hybrid model reaches 60% accuracy using 6x fewer parameters than pure Transformers, which plateau near 40% accuracy on single-key associative recall (Figures 5-6).
|
| 2 |
+
|
| 3 |
+
**Assessment: not independently established; the authored MKAR table conflicts with the literal numeric conjunction.**
|
| 4 |
+
|
| 5 |
+
The Figure 6 table's sixfold row is approximately 2,000 versus 12,000 parameters, where SSM→TF is .512—not 60%. At the first shown hybrid result above 60% (.990 at approximately 6,000), the nearest shown pure-TF row is approximately 12,000, only 2× larger. The caption asserts 60%-at-6×, but the raw points needed to locate a different crossing were not released.
|
| 6 |
+
|
| 7 |
+
## Evidence
|
| 8 |
+
|
| 9 |
+
- Pinned MKAR values: hybrid@2k=0.512, hybrid@6k=0.990, pure TF@12k=0.668.
|
| 10 |
+
- The <=40% sentence is from Figure 5's associative recall with decoding, a different task from Figure 6's MKAR; it is not treated as an MKAR plateau measurement.
|
| 11 |
+
- The exact TeX/table SHA and CUDA-only non-rerun route are recorded in outputs/claim6.json.
|
| 12 |
+
|
| 13 |
+
## Scope and limitations
|
| 14 |
+
|
| 15 |
+
This is an authored-source/data audit. It does not infer a curve between unreleased points or substitute the Figure 5 task for MKAR. A GPU rerun would require compatible CUDA hardware and a declared protocol; neither is claimed here.
|
pages/executive-summary/page.md
ADDED
|
@@ -0,0 +1,14 @@
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|
| 1 |
+
# Executive summary
|
| 2 |
+
|
| 3 |
+
This is a six-claim audit of arXiv:2603.08859v1 / OpenReview `82EJxJzG6r`. Claim text is frozen in `CLAIMS.json`; evidence does not rewrite scope.
|
| 4 |
+
|
| 5 |
+
| claim | subject | assessment | headline |
|
| 6 |
+
| --- | --- | --- | --- |
|
| 7 |
+
| 1 | Theorem 3.3 literal lower bound | falsified | printed RHS non-positive under injectivity |
|
| 8 |
+
| 2 | Theorem 3.7 window lower bound | supported | paper-task witnesses and real attention stacks |
|
| 9 |
+
| 3 | Theorem 4.3 selective copy | supported | independent construction; native notebook limitation retained |
|
| 10 |
+
| 4 | Theorem 4.6 associative recall | supported | full-vocabulary construction and exact coverage |
|
| 11 |
+
| 5 | Figure 4 learned selective copy | source-supported | reported table only; .999/perfect rounding conflict |
|
| 12 |
+
| 6 | Figures 5–6 learned recall | not established | MKAR table conflicts with 60%-at-6x conjunction |
|
| 13 |
+
|
| 14 |
+
The package distinguishes (1) native author-notebook execution, (2) an independent implementation of the written constructions, and (3) exact authored-table evidence. GPU-only learned-model training was not rerun on this non-CUDA host.
|
pages/index.md
ADDED
|
@@ -0,0 +1,5 @@
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|
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|
| 1 |
+
# Reproduction audit: Expressivity-Efficiency Tradeoffs for Hybrid Sequence Models
|
| 2 |
+
|
| 3 |
+
Paper: arXiv:2603.08859v1 · OpenReview `82EJxJzG6r`
|
| 4 |
+
|
| 5 |
+
Six registered claims are preserved verbatim in `CLAIMS.json`. Run `python3 run_all.py` for paired deterministic replays, page generation, validation, and a recursive manifest.
|
paper_text.txt
ADDED
|
The diff for this file is too large to render.
See raw diff
|
|
|
replay_a/claim1.json
ADDED
|
@@ -0,0 +1,747 @@
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|
| 1 |
+
{
|
| 2 |
+
"task": "F(u,v) = u_v with Q = [m]; G(u)=u is injective (Asm 3.2)",
|
| 3 |
+
"grid": [
|
| 4 |
+
{
|
| 5 |
+
"m": 2,
|
| 6 |
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|
| 7 |
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|
| 8 |
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|
| 9 |
+
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|
| 10 |
+
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|
| 11 |
+
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|
| 12 |
+
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|
| 13 |
+
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|
| 14 |
+
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|
| 15 |
+
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|
| 16 |
+
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|
| 17 |
+
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|
| 18 |
+
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|
| 19 |
+
"control_witness_pair": [
|
| 20 |
+
[
|
| 21 |
+
0,
|
| 22 |
+
0
|
| 23 |
+
],
|
| 24 |
+
[
|
| 25 |
+
0,
|
| 26 |
+
1
|
| 27 |
+
]
|
| 28 |
+
]
|
| 29 |
+
},
|
| 30 |
+
{
|
| 31 |
+
"m": 3,
|
| 32 |
+
"V": 2,
|
| 33 |
+
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|
| 34 |
+
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|
| 35 |
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|
| 36 |
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|
| 37 |
+
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|
| 38 |
+
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|
| 39 |
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|
| 40 |
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|
| 41 |
+
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|
| 42 |
+
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|
| 43 |
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|
| 44 |
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|
| 45 |
+
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|
| 46 |
+
[
|
| 47 |
+
0,
|
| 48 |
+
0,
|
| 49 |
+
0
|
| 50 |
+
],
|
| 51 |
+
[
|
| 52 |
+
0,
|
| 53 |
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0,
|
| 54 |
+
1
|
| 55 |
+
]
|
| 56 |
+
]
|
| 57 |
+
},
|
| 58 |
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{
|
| 59 |
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|
| 60 |
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|
| 61 |
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|
| 62 |
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|
| 63 |
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|
| 64 |
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|
| 65 |
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|
| 66 |
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|
| 67 |
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|
| 68 |
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|
| 69 |
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|
| 70 |
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|
| 71 |
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|
| 72 |
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|
| 73 |
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|
| 74 |
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[
|
| 75 |
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0,
|
| 76 |
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0,
|
| 77 |
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0,
|
| 78 |
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0
|
| 79 |
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|
| 80 |
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[
|
| 81 |
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0,
|
| 82 |
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0,
|
| 83 |
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0,
|
| 84 |
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1
|
| 85 |
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]
|
| 86 |
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]
|
| 87 |
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},
|
| 88 |
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{
|
| 89 |
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|
| 90 |
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|
| 91 |
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|
| 92 |
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|
| 93 |
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|
| 94 |
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|
| 95 |
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|
| 96 |
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|
| 97 |
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|
| 98 |
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|
| 99 |
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|
| 100 |
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|
| 101 |
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|
| 102 |
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|
| 103 |
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|
| 104 |
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[
|
| 105 |
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0,
|
| 106 |
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0,
|
| 107 |
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0,
|
| 108 |
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0,
|
| 109 |
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0
|
| 110 |
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],
|
| 111 |
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[
|
| 112 |
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0,
|
| 113 |
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0,
|
| 114 |
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0,
|
| 115 |
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0,
|
| 116 |
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1
|
| 117 |
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]
|
| 118 |
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]
|
| 119 |
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},
|
| 120 |
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{
|
| 121 |
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|
| 122 |
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|
| 123 |
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|
| 124 |
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|
| 125 |
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|
| 126 |
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|
| 127 |
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|
| 128 |
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|
| 129 |
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|
| 130 |
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|
| 131 |
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|
| 132 |
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|
| 133 |
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|
| 134 |
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|
| 135 |
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|
| 136 |
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[
|
| 137 |
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0,
|
| 138 |
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0,
|
| 139 |
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0,
|
| 140 |
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0,
|
| 141 |
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0,
|
| 142 |
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0
|
| 143 |
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],
|
| 144 |
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[
|
| 145 |
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0,
|
| 146 |
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0,
|
| 147 |
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0,
|
| 148 |
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0,
|
| 149 |
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0,
|
| 150 |
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1
|
| 151 |
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]
|
| 152 |
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]
|
| 153 |
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},
|
| 154 |
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{
|
| 155 |
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"m": 7,
|
| 156 |
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|
| 157 |
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|
| 158 |
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|
| 159 |
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|
| 160 |
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|
| 161 |
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|
| 162 |
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|
| 163 |
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|
| 164 |
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|
| 165 |
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|
| 166 |
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|
| 167 |
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|
| 168 |
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|
| 169 |
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|
| 170 |
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|
| 171 |
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0,
|
| 172 |
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0,
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| 173 |
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|
| 174 |
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|
| 175 |
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0,
|
| 176 |
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0,
|
| 177 |
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0
|
| 178 |
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|
| 179 |
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|
| 180 |
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0,
|
| 181 |
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0,
|
| 182 |
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0,
|
| 183 |
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0,
|
| 184 |
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|
| 185 |
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0,
|
| 186 |
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1
|
| 187 |
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]
|
| 188 |
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]
|
| 189 |
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},
|
| 190 |
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{
|
| 191 |
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"m": 8,
|
| 192 |
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|
| 193 |
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|
| 194 |
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|
| 195 |
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|
| 196 |
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|
| 197 |
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|
| 198 |
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|
| 199 |
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|
| 200 |
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|
| 201 |
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|
| 202 |
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|
| 203 |
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|
| 204 |
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|
| 205 |
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|
| 206 |
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|
| 207 |
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0,
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| 208 |
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| 209 |
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| 210 |
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| 211 |
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| 212 |
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| 213 |
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| 214 |
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|
| 215 |
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|
| 216 |
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| 217 |
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0,
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| 218 |
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| 219 |
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| 220 |
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| 221 |
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| 222 |
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| 223 |
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| 224 |
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| 225 |
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|
| 226 |
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]
|
| 227 |
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},
|
| 228 |
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{
|
| 229 |
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|
| 230 |
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|
| 231 |
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| 232 |
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|
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|
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|
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|
| 239 |
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|
| 240 |
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|
| 241 |
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},
|
| 242 |
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{
|
| 243 |
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|
| 244 |
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| 245 |
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|
| 246 |
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| 247 |
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|
| 249 |
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|
| 250 |
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|
| 251 |
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},
|
| 252 |
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{
|
| 253 |
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| 254 |
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| 255 |
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|
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|
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|
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| 264 |
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| 268 |
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| 269 |
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0,
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| 270 |
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0
|
| 271 |
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"product_bound": 9,
|
| 678 |
+
"reachable_product_states": 9,
|
| 679 |
+
"sequences_tested": 1092,
|
| 680 |
+
"behaviour_mismatches": 0,
|
| 681 |
+
"bound_respected": true,
|
| 682 |
+
"bound_is_tight": true
|
| 683 |
+
},
|
| 684 |
+
{
|
| 685 |
+
"k": 3,
|
| 686 |
+
"sizes": [
|
| 687 |
+
2,
|
| 688 |
+
2,
|
| 689 |
+
2
|
| 690 |
+
],
|
| 691 |
+
"product_bound": 8,
|
| 692 |
+
"reachable_product_states": 8,
|
| 693 |
+
"sequences_tested": 1092,
|
| 694 |
+
"behaviour_mismatches": 0,
|
| 695 |
+
"bound_respected": true,
|
| 696 |
+
"bound_is_tight": true
|
| 697 |
+
}
|
| 698 |
+
],
|
| 699 |
+
"lemma_3_5_tight_witnesses": 3,
|
| 700 |
+
"printed_bound_audit": {
|
| 701 |
+
"n_admissible_configs": 1296,
|
| 702 |
+
"max_literal_bound_over_admissible_grid": 0.0,
|
| 703 |
+
"literal_bound_ever_positive": false,
|
| 704 |
+
"min_appendix_bound_on_instantiation": 0.6628711136008072,
|
| 705 |
+
"appendix_slope_in_m": {
|
| 706 |
+
"2": {
|
| 707 |
+
"fitted_slope": 0.3314355568004036,
|
| 708 |
+
"closed_form_slope": 0.3314355568004036,
|
| 709 |
+
"abs_err": 0.0
|
| 710 |
+
},
|
| 711 |
+
"4": {
|
| 712 |
+
"fitted_slope": 1.2064355568004035,
|
| 713 |
+
"closed_form_slope": 1.2064355568004035,
|
| 714 |
+
"abs_err": 0.0
|
| 715 |
+
},
|
| 716 |
+
"8": {
|
| 717 |
+
"fitted_slope": 2.0814355568004035,
|
| 718 |
+
"closed_form_slope": 2.0814355568004035,
|
| 719 |
+
"abs_err": 0.0
|
| 720 |
+
},
|
| 721 |
+
"16": {
|
| 722 |
+
"fitted_slope": 2.9564355568004044,
|
| 723 |
+
"closed_form_slope": 2.9564355568004035,
|
| 724 |
+
"abs_err": 8.881784197001252e-16
|
| 725 |
+
},
|
| 726 |
+
"26": {
|
| 727 |
+
"fitted_slope": 3.569320310173859,
|
| 728 |
+
"closed_form_slope": 3.569320310173859,
|
| 729 |
+
"abs_err": 0.0
|
| 730 |
+
},
|
| 731 |
+
"32": {
|
| 732 |
+
"fitted_slope": 3.831435556800403,
|
| 733 |
+
"closed_form_slope": 3.8314355568004035,
|
| 734 |
+
"abs_err": 4.440892098500626e-16
|
| 735 |
+
}
|
| 736 |
+
},
|
| 737 |
+
"note": "literal = m*log2|V| - q*log2|Y| (Thm 3.3 as printed); appendix = m*log2|V| - q*(H2(1/8)+log2|Y|/8) (proof, err<1/8)"
|
| 738 |
+
},
|
| 739 |
+
"one_state_guessing_accuracy": {
|
| 740 |
+
"2": 0.5,
|
| 741 |
+
"3": 0.3333333333333333,
|
| 742 |
+
"4": 0.25,
|
| 743 |
+
"8": 0.125,
|
| 744 |
+
"26": 0.038461538461538464,
|
| 745 |
+
"32": 0.03125
|
| 746 |
+
}
|
| 747 |
+
}
|
replay_a/claim2.json
ADDED
|
@@ -0,0 +1,1307 @@
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|
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|
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|
|
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|
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|
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|
|
| 1 |
+
{
|
| 2 |
+
"numerical_gate": {
|
| 3 |
+
"max_abs_matmul_minus_einsum": 1.7763568394002505e-15,
|
| 4 |
+
"all_forward_outputs_finite": true,
|
| 5 |
+
"max_abs_logit": 2.1417444637761154,
|
| 6 |
+
"note": "Accelerate RuntimeWarnings are spurious; verified here"
|
| 7 |
+
},
|
| 8 |
+
"receptive_field_sweep": {
|
| 9 |
+
"configs_tested": 960,
|
| 10 |
+
"violations_outside_receptive_field": 0,
|
| 11 |
+
"max_abs_delta_outside_receptive_field": 0.0,
|
| 12 |
+
"configs_with_no_effect_just_inside_rf": 0,
|
| 13 |
+
"sample_rows": [
|
| 14 |
+
{
|
| 15 |
+
"L": 16,
|
| 16 |
+
"k": 1,
|
| 17 |
+
"windows": [
|
| 18 |
+
10
|
| 19 |
+
],
|
| 20 |
+
"sum_W": 10,
|
| 21 |
+
"rf": 10,
|
| 22 |
+
"max_abs_delta_outside_rf": 0.0,
|
| 23 |
+
"max_abs_delta_inside_rf": 0.28581609351223836
|
| 24 |
+
},
|
| 25 |
+
{
|
| 26 |
+
"L": 16,
|
| 27 |
+
"k": 1,
|
| 28 |
+
"windows": [
|
| 29 |
+
10
|
| 30 |
+
],
|
| 31 |
+
"sum_W": 10,
|
| 32 |
+
"rf": 10,
|
| 33 |
+
"max_abs_delta_outside_rf": 0.0,
|
| 34 |
+
"max_abs_delta_inside_rf": 0.03444175010002626
|
| 35 |
+
},
|
| 36 |
+
{
|
| 37 |
+
"L": 16,
|
| 38 |
+
"k": 1,
|
| 39 |
+
"windows": [
|
| 40 |
+
3
|
| 41 |
+
],
|
| 42 |
+
"sum_W": 3,
|
| 43 |
+
"rf": 3,
|
| 44 |
+
"max_abs_delta_outside_rf": 0.0,
|
| 45 |
+
"max_abs_delta_inside_rf": 0.2040553116237531
|
| 46 |
+
},
|
| 47 |
+
{
|
| 48 |
+
"L": 16,
|
| 49 |
+
"k": 1,
|
| 50 |
+
"windows": [
|
| 51 |
+
12
|
| 52 |
+
],
|
| 53 |
+
"sum_W": 12,
|
| 54 |
+
"rf": 12,
|
| 55 |
+
"max_abs_delta_outside_rf": 0.0,
|
| 56 |
+
"max_abs_delta_inside_rf": 0.014197238946864754
|
| 57 |
+
},
|
| 58 |
+
{
|
| 59 |
+
"L": 16,
|
| 60 |
+
"k": 1,
|
| 61 |
+
"windows": [
|
| 62 |
+
11
|
| 63 |
+
],
|
| 64 |
+
"sum_W": 11,
|
| 65 |
+
"rf": 11,
|
| 66 |
+
"max_abs_delta_outside_rf": 0.0,
|
| 67 |
+
"max_abs_delta_inside_rf": 0.14570162697464065
|
| 68 |
+
},
|
| 69 |
+
{
|
| 70 |
+
"L": 16,
|
| 71 |
+
"k": 1,
|
| 72 |
+
"windows": [
|
| 73 |
+
5
|
| 74 |
+
],
|
| 75 |
+
"sum_W": 5,
|
| 76 |
+
"rf": 5,
|
| 77 |
+
"max_abs_delta_outside_rf": 0.0,
|
| 78 |
+
"max_abs_delta_inside_rf": 0.32986723460250333
|
| 79 |
+
},
|
| 80 |
+
{
|
| 81 |
+
"L": 16,
|
| 82 |
+
"k": 1,
|
| 83 |
+
"windows": [
|
| 84 |
+
9
|
| 85 |
+
],
|
| 86 |
+
"sum_W": 9,
|
| 87 |
+
"rf": 9,
|
| 88 |
+
"max_abs_delta_outside_rf": 0.0,
|
| 89 |
+
"max_abs_delta_inside_rf": 0.1968814430783481
|
| 90 |
+
},
|
| 91 |
+
{
|
| 92 |
+
"L": 16,
|
| 93 |
+
"k": 1,
|
| 94 |
+
"windows": [
|
| 95 |
+
7
|
| 96 |
+
],
|
| 97 |
+
"sum_W": 7,
|
| 98 |
+
"rf": 7,
|
| 99 |
+
"max_abs_delta_outside_rf": 0.0,
|
| 100 |
+
"max_abs_delta_inside_rf": 0.030041848233613166
|
| 101 |
+
},
|
| 102 |
+
{
|
| 103 |
+
"L": 16,
|
| 104 |
+
"k": 1,
|
| 105 |
+
"windows": [
|
| 106 |
+
9
|
| 107 |
+
],
|
| 108 |
+
"sum_W": 9,
|
| 109 |
+
"rf": 9,
|
| 110 |
+
"max_abs_delta_outside_rf": 0.0,
|
| 111 |
+
"max_abs_delta_inside_rf": 0.2698237935195511
|
| 112 |
+
},
|
| 113 |
+
{
|
| 114 |
+
"L": 16,
|
| 115 |
+
"k": 1,
|
| 116 |
+
"windows": [
|
| 117 |
+
4
|
| 118 |
+
],
|
| 119 |
+
"sum_W": 4,
|
| 120 |
+
"rf": 4,
|
| 121 |
+
"max_abs_delta_outside_rf": 0.0,
|
| 122 |
+
"max_abs_delta_inside_rf": 0.14797709583183694
|
| 123 |
+
},
|
| 124 |
+
{
|
| 125 |
+
"L": 16,
|
| 126 |
+
"k": 1,
|
| 127 |
+
"windows": [
|
| 128 |
+
12
|
| 129 |
+
],
|
| 130 |
+
"sum_W": 12,
|
| 131 |
+
"rf": 12,
|
| 132 |
+
"max_abs_delta_outside_rf": 0.0,
|
| 133 |
+
"max_abs_delta_inside_rf": 0.07127460286707321
|
| 134 |
+
},
|
| 135 |
+
{
|
| 136 |
+
"L": 16,
|
| 137 |
+
"k": 1,
|
| 138 |
+
"windows": [
|
| 139 |
+
14
|
| 140 |
+
],
|
| 141 |
+
"sum_W": 14,
|
| 142 |
+
"rf": 14,
|
| 143 |
+
"max_abs_delta_outside_rf": 0.0,
|
| 144 |
+
"max_abs_delta_inside_rf": 0.10168374636975316
|
| 145 |
+
},
|
| 146 |
+
{
|
| 147 |
+
"L": 16,
|
| 148 |
+
"k": 1,
|
| 149 |
+
"windows": [
|
| 150 |
+
9
|
| 151 |
+
],
|
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|
replay_a/claim3.json
ADDED
|
@@ -0,0 +1,349 @@
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"analytic_softmax_leakage_bound": 7.880859686426868e-26
|
| 329 |
+
},
|
| 330 |
+
{
|
| 331 |
+
"offsets": [
|
| 332 |
+
1,
|
| 333 |
+
6
|
| 334 |
+
],
|
| 335 |
+
"M": 4,
|
| 336 |
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"L": 16,
|
| 337 |
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|
| 338 |
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"control_window_minus_1_accuracy": 0.8489333333333333,
|
| 339 |
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"control_window_minus_1_lower_bound": 0.8313833333333334,
|
| 340 |
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"control_window_minus_1_excess_over_bound": 0.017549999999999955,
|
| 341 |
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"frac_instances_needing_max_offset": 0.16861666666666666,
|
| 342 |
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"control_no_ssm_query_accuracy": 0.26435,
|
| 343 |
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"control_nonselective_ssm_accuracy": 0.6937666666666666,
|
| 344 |
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"control_nonselective_ssm_state_correct": 0.6011666666666666,
|
| 345 |
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|
| 346 |
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"analytic_softmax_leakage_bound": 4.37825538134826e-26
|
| 347 |
+
}
|
| 348 |
+
]
|
| 349 |
+
}
|
replay_a/claim3_native.json
ADDED
|
@@ -0,0 +1,45 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"kind": "direct_native_notebook_execution",
|
| 3 |
+
"official_repository": "https://github.com/SprocketLab/hybrid-expressivity",
|
| 4 |
+
"repository_checkout": "6be8f8fbc2169290af6f4ba5e4bd53a5c6485f7b",
|
| 5 |
+
"repository_is_git_checkout": true,
|
| 6 |
+
"notebook": "source/official-code/constructions/construction_var_copy.ipynb",
|
| 7 |
+
"notebook_sha256": "78b23ac5677e16533425aba2036f691776ccb87b6195394a24d47f98384fb9b9",
|
| 8 |
+
"executed_code_cells": [
|
| 9 |
+
1,
|
| 10 |
+
2,
|
| 11 |
+
3,
|
| 12 |
+
4,
|
| 13 |
+
5,
|
| 14 |
+
6,
|
| 15 |
+
7,
|
| 16 |
+
8,
|
| 17 |
+
9,
|
| 18 |
+
10,
|
| 19 |
+
11,
|
| 20 |
+
12,
|
| 21 |
+
13,
|
| 22 |
+
14,
|
| 23 |
+
15,
|
| 24 |
+
16,
|
| 25 |
+
17,
|
| 26 |
+
18
|
| 27 |
+
],
|
| 28 |
+
"device": "cpu",
|
| 29 |
+
"torch_version": "2.6.0",
|
| 30 |
+
"baseline": {
|
| 31 |
+
"n_batches": 256,
|
| 32 |
+
"examples_per_batch": 4,
|
| 33 |
+
"eligible_last_position_examples": 1024,
|
| 34 |
+
"correct_last_position_examples": 845,
|
| 35 |
+
"last_position_accuracy": 0.8251953125
|
| 36 |
+
},
|
| 37 |
+
"destructive_control": {
|
| 38 |
+
"ablation": "first SimpleSSM Delta vector set to zero in memory",
|
| 39 |
+
"eligible_last_position_examples": 1024,
|
| 40 |
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"correct_last_position_examples": 56,
|
| 41 |
+
"last_position_accuracy": 0.0546875
|
| 42 |
+
},
|
| 43 |
+
"control_is_lower": true,
|
| 44 |
+
"scope": "Construction cells plus deterministic last-position batches; not a learned-model training rerun."
|
| 45 |
+
}
|
replay_a/claim4.json
ADDED
|
@@ -0,0 +1,293 @@
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|
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|
|
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|
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|
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|
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|
|
|
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|
|
|
|
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|
|
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|
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|
|
|
|
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|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
|
|
|
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|
|
|
|
|
|
|
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|
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|
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|
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|
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|
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|
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|
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|
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|
|
|
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|
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|
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|
|
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|
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|
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|
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|
|
|
|
|
|
|
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|
|
|
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|
|
|
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|
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|
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|
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|
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|
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|
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|
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|
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|
|
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|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
|
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|
|
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|
|
|
|
|
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|
|
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|
|
|
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|
|
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|
|
|
|
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|
|
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|
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|
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|
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|
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|
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|
|
|
|
|
|
| 1 |
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{
|
| 2 |
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|
| 3 |
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|
| 4 |
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| 5 |
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| 6 |
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| 7 |
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| 8 |
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replay_a/claim4_native.json
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replay_a/claim5.json
ADDED
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replay_a/claim6.json
ADDED
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| 41 |
+
"pure_tf_at_approximately_12000": 0.668,
|
| 42 |
+
"sixfold_parameter_ratio_from_2000_to_12000": 6.0,
|
| 43 |
+
"hybrid_reaches_0_60_at_approximately_2000": false,
|
| 44 |
+
"hybrid_reaches_0_60_at_approximately_6000": true,
|
| 45 |
+
"ratio_for_6000_vs_12000": 2.0
|
| 46 |
+
},
|
| 47 |
+
"source_caption_claims_60pct_and_six_times": true,
|
| 48 |
+
"single_key_statement_is_a_different_task": true,
|
| 49 |
+
"assessment": "The authored MKAR table is internally insufficient for the literal 60%-at-6x conjunction: at the 6x row it reports .512 (<.60), while at .990 the nearest shown pure-TF row is only 2x larger. The caption asserts the headline, but raw points needed to locate an unshown 60% crossing were not released. The <=40% statement is explicitly about associative recall with decoding (Figure 5), not MKAR (Figure 6).",
|
| 50 |
+
"training_route": {
|
| 51 |
+
"official_train_file": "source/official-code/micro_hf/train_utils.py",
|
| 52 |
+
"official_train_file_sha256": "ec4ccc0fa03f636f141904484f54763576e741c6f3586b1405343bb844c7c040",
|
| 53 |
+
"hard_coded_cuda_calls": 1,
|
| 54 |
+
"torch_cuda_available_on_this_host": false,
|
| 55 |
+
"result_artifacts_present": false,
|
| 56 |
+
"reason_no_local_training_rerun": "The official micro_hf entry point hard-codes CUDA tensors; this host has no CUDA device. The checkout contains figures and lrs.json metadata but no per-run evaluation JSON/CSV/checkpoint results."
|
| 57 |
+
}
|
| 58 |
+
}
|
replay_b/claim1.json
ADDED
|
@@ -0,0 +1,747 @@
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|
|
|
| 1 |
+
{
|
| 2 |
+
"task": "F(u,v) = u_v with Q = [m]; G(u)=u is injective (Asm 3.2)",
|
| 3 |
+
"grid": [
|
| 4 |
+
{
|
| 5 |
+
"m": 2,
|
| 6 |
+
"V": 2,
|
| 7 |
+
"n_prefixes": 4,
|
| 8 |
+
"log2_states_required": 2.0,
|
| 9 |
+
"theory_m_log2_V": 2.0,
|
| 10 |
+
"abs_residual": 0.0,
|
| 11 |
+
"pairs_checked": 6,
|
| 12 |
+
"pairs_separated": 6,
|
| 13 |
+
"all_pairs_separated": true,
|
| 14 |
+
"min_separating_queries": 1,
|
| 15 |
+
"control_states": 3,
|
| 16 |
+
"control_acc_closed_form": 0.875,
|
| 17 |
+
"control_acc_bruteforce": 0.875,
|
| 18 |
+
"control_acc_gap": 0.0,
|
| 19 |
+
"control_witness_pair": [
|
| 20 |
+
[
|
| 21 |
+
0,
|
| 22 |
+
0
|
| 23 |
+
],
|
| 24 |
+
[
|
| 25 |
+
0,
|
| 26 |
+
1
|
| 27 |
+
]
|
| 28 |
+
]
|
| 29 |
+
},
|
| 30 |
+
{
|
| 31 |
+
"m": 3,
|
| 32 |
+
"V": 2,
|
| 33 |
+
"n_prefixes": 8,
|
| 34 |
+
"log2_states_required": 3.0,
|
| 35 |
+
"theory_m_log2_V": 3.0,
|
| 36 |
+
"abs_residual": 0.0,
|
| 37 |
+
"pairs_checked": 28,
|
| 38 |
+
"pairs_separated": 28,
|
| 39 |
+
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| 735 |
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}
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| 736 |
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},
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| 737 |
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"note": "literal = m*log2|V| - q*log2|Y| (Thm 3.3 as printed); appendix = m*log2|V| - q*(H2(1/8)+log2|Y|/8) (proof, err<1/8)"
|
| 738 |
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| 740 |
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}
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| 747 |
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}
|
replay_b/claim2.json
ADDED
|
@@ -0,0 +1,1307 @@
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|
| 1 |
+
{
|
| 2 |
+
"numerical_gate": {
|
| 3 |
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|
| 4 |
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|
| 5 |
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"max_abs_logit": 2.1417444637761154,
|
| 6 |
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"note": "Accelerate RuntimeWarnings are spurious; verified here"
|
| 7 |
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},
|
| 8 |
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"receptive_field_sweep": {
|
| 9 |
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"configs_tested": 960,
|
| 10 |
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"violations_outside_receptive_field": 0,
|
| 11 |
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"max_abs_delta_outside_receptive_field": 0.0,
|
| 12 |
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|
| 13 |
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|
| 14 |
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|
| 15 |
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| 16 |
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| 17 |
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| 18 |
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| 19 |
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| 20 |
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|
| 21 |
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| 22 |
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|
| 23 |
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|
| 24 |
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|
| 25 |
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| 26 |
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| 27 |
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| 28 |
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| 29 |
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|
| 30 |
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|
| 31 |
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|
| 32 |
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| 33 |
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| 34 |
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| 35 |
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| 36 |
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| 37 |
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| 38 |
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| 39 |
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| 40 |
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| 41 |
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| 42 |
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| 43 |
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| 44 |
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| 45 |
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| 46 |
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| 47 |
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| 48 |
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| 49 |
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| 50 |
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| 51 |
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| 52 |
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| 53 |
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| 54 |
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| 55 |
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| 56 |
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| 57 |
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| 58 |
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| 59 |
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| 60 |
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| 61 |
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| 62 |
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| 63 |
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| 64 |
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| 65 |
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| 66 |
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| 67 |
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| 68 |
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| 69 |
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| 70 |
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| 71 |
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| 72 |
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| 73 |
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| 74 |
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| 75 |
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| 76 |
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| 77 |
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| 78 |
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| 79 |
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| 80 |
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| 81 |
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| 83 |
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| 85 |
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| 89 |
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| 90 |
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| 91 |
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| 96 |
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| 129 |
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| 134 |
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| 135 |
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| 146 |
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| 148 |
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| 149 |
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| 151 |
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| 153 |
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| 155 |
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| 156 |
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| 157 |
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| 159 |
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| 162 |
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| 167 |
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| 168 |
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| 190 |
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| 195 |
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| 233 |
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| 234 |
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|
replay_b/claim3.json
ADDED
|
@@ -0,0 +1,349 @@
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| 347 |
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| 348 |
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| 349 |
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|
replay_b/claim3_native.json
ADDED
|
@@ -0,0 +1,45 @@
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|
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|
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|
|
|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
|
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|
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|
|
|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
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|
|
|
|
|
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|
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|
|
|
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|
|
|
|
|
|
|
|
|
| 1 |
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{
|
| 2 |
+
"kind": "direct_native_notebook_execution",
|
| 3 |
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|
| 4 |
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| 5 |
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|
| 6 |
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"notebook": "source/official-code/constructions/construction_var_copy.ipynb",
|
| 7 |
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|
| 8 |
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|
| 9 |
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|
| 10 |
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|
| 11 |
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|
| 12 |
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|
| 13 |
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|
| 14 |
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|
| 15 |
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| 16 |
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|
| 17 |
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|
| 18 |
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|
| 19 |
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|
| 20 |
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12,
|
| 21 |
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13,
|
| 22 |
+
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|
| 23 |
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|
| 24 |
+
16,
|
| 25 |
+
17,
|
| 26 |
+
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|
| 27 |
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],
|
| 28 |
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"device": "cpu",
|
| 29 |
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|
| 30 |
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|
| 31 |
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|
| 32 |
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| 33 |
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|
| 34 |
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| 35 |
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| 36 |
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| 37 |
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|
| 38 |
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"ablation": "first SimpleSSM Delta vector set to zero in memory",
|
| 39 |
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| 40 |
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| 41 |
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| 42 |
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|
| 43 |
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|
| 44 |
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"scope": "Construction cells plus deterministic last-position batches; not a learned-model training rerun."
|
| 45 |
+
}
|
replay_b/claim4.json
ADDED
|
@@ -0,0 +1,293 @@
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