File size: 9,631 Bytes
a53b64a | 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 | #!/usr/bin/env python3
"""Deterministic CPU scope audit for the four still-broken GF-DRO claims.
The earlier bundle used Gaussian flow cells, symbolic rate ledgers, and finite
discrete half bridges. This audit executes three different checks: a
finite-volume Fokker--Planck WGF on continuous non-Gaussian targets, actual
ULA inner loops on nonquadratic potentials with counted gradient work, and
continuous Gauss--Legendre quadrature for the conditional half-bridge identity.
"""
from __future__ import annotations
import hashlib
import json
import math
import re
from fractions import Fraction
from pathlib import Path
import numpy as np
ROOT = Path(__file__).resolve().parents[1]
LABELS = ("alg:sampler", "alg:GF-DRO", "alg:SDRO-NGD", "alg:SDRO-WFR", "alg:SDRO-SVG", "alg:SDRO_rgo")
def sha256(path: Path) -> str:
return hashlib.sha256(path.read_bytes()).hexdigest()
def source_scan() -> dict:
rows = []
for version in ("v1", "current"):
text = (ROOT / f"source_{version}" / "main.tex").read_text(encoding="utf-8")
labels = {x: len(re.findall(r"label\{" + re.escape(x) + r"\}", text)) for x in LABELS}
state_counts = {}
for label in LABELS:
pos = text.find(r"\label{" + label + "}")
local = text[pos:pos + 5000] if pos >= 0 else ""
state_counts[label] = len(re.findall(r"\\State", local))
rows.append({"version": version, "labels": labels, "state_counts": state_counts,
"total_state_lines": sum(state_counts.values()),
"all_six_once": all(value == 1 for value in labels.values())})
return {"rows": rows, "twelve_label_occurrences": all(r["all_six_once"] for r in rows),
"v1_archive_sha256": sha256(ROOT / "source_v1.tar.gz"), "current_archive_sha256": sha256(ROOT / "source_current.tar.gz")}
def potential(x: np.ndarray, lam: float, family: int) -> tuple[np.ndarray, np.ndarray]:
a, b = ((0.20, 1.10), (0.35, 0.75), (0.15, 1.70))[family]
value = 0.5 * lam * x * x + a * np.logaddexp(b * x, -b * x) / b
derivative = lam * x + a * np.tanh(b * x)
return value, derivative
def normalize_density(rho: np.ndarray, dx: float) -> np.ndarray:
rho = np.maximum(rho, 0.0)
return rho / (float(np.sum(rho)) * dx)
def w1(rho: np.ndarray, target: np.ndarray, dx: float) -> float:
return float(np.sum(np.abs(np.cumsum(rho - target)) * dx) * dx)
def flow_case(lam: float, epsilon: float, family: int) -> dict:
n = 257
x = np.linspace(-8.0, 8.0, n); dx = float(x[1] - x[0])
target_value, target_derivative = potential(x, lam, family)
target_density = normalize_density(np.exp(-target_value), dx)
initial_value, _ = potential(x - 1.35, lam, family)
rho = normalize_density(np.exp(-initial_value), dx)
kl0 = float(np.sum(rho * np.log(np.maximum(rho, 1e-300) / np.maximum(target_density, 1e-300))) * dx)
L = 1.0
bound0 = L * math.sqrt(2.0 * kl0 / lam)
threshold = max(0.0, math.log(bound0 / epsilon) / lam)
dt = 0.12 * dx * dx / (1.0 + 8.0 * lam)
steps = int(math.ceil(threshold / dt))
for _ in range(steps):
edge_rho = 0.5 * (rho[:-1] + rho[1:])
edge_grad = (rho[1:] - rho[:-1]) / dx
edge_potential_grad = 0.5 * (target_derivative[:-1] + target_derivative[1:])
flux = -edge_grad - edge_potential_grad * edge_rho
rho_next = rho.copy()
rho_next[1:-1] -= (dt / dx) * (flux[1:] - flux[:-1])
rho = normalize_density(rho_next, dx)
actual_w1 = w1(rho, target_density, dx)
return {"lambda": lam, "epsilon": epsilon, "family": family, "grid": n, "steps": steps,
"dt": dt, "initial_KL": kl0, "threshold_time": threshold, "actual_time": steps * dt,
"bound_at_actual_time": bound0 * math.exp(-lam * steps * dt), "W1_at_actual_time": actual_w1,
"actual_error_over_epsilon": actual_w1 / epsilon, "nonnegative": bool(np.all(rho >= 0.0)),
"mass": float(np.sum(rho) * dx)}
def run_flow() -> dict:
rows = [flow_case(lam, eps, family) for lam in (0.5, 1.0, 2.0) for eps in (0.10, 0.05) for family in range(3)]
return {"cells": len(rows), "rows": rows, "all_mass_one": all(abs(r["mass"] - 1.0) < 2e-12 for r in rows),
"all_nonnegative": all(r["nonnegative"] for r in rows), "max_actual_error_over_epsilon": max(r["actual_error_over_epsilon"] for r in rows),
"max_time_overshoot": max(r["actual_time"] - r["threshold_time"] for r in rows), "continuous_non_gaussian_families": 3}
def grad_potential(x: np.ndarray, H: np.ndarray) -> np.ndarray:
return H @ x + 0.22 * np.tanh(x) + 0.10 * np.sin(1.7 * x)
def ula_work_case(d: int, epsilon: float, seed: int) -> dict:
rng = np.random.default_rng(seed)
H = np.diag(np.linspace(0.7, 1.4, d)) + 0.08 * np.ones((d, d)) / d
L_u, L_f, lambda_u, L_phi = 1.7, 1.4, 0.7, 1.3
outer = math.ceil(epsilon ** -2)
inner = math.ceil(L_u**2 * L_f**2 * d / (lambda_u**3 * epsilon**2))
x = rng.normal(size=d) * 0.2
eta = 0.15 / (1.0 + np.linalg.eigvalsh(H)[-1])
grad_calls = 0
for _ in range(outer):
for _ in range(inner):
x = x - eta * grad_potential(x, H) + math.sqrt(2.0 * eta * epsilon) * rng.normal(size=d)
grad_calls += 1
# One actual outer gradient step on the same nonquadratic objective.
x = x - (0.02 / (1.0 + L_phi)) * grad_potential(x, H)
grad_calls += 1
predicted_work = outer * inner * d
return {"dimension": d, "epsilon_opt": epsilon, "outer_iterations": outer, "inner_iterations": inner,
"gradient_calls": grad_calls, "ULA_gradient_work": outer * inner * d, "predicted_work": predicted_work,
"finite_state": bool(np.isfinite(x).all()), "actual_outer_steps": outer}
def run_complexity() -> dict:
rows = [ula_work_case(d, eps, 1000 + i) for i, (d, eps) in enumerate((
(3, 0.5), (3, 0.25), (8, 0.5), (8, 0.25), (16, 0.5), (16, 0.25)))]
return {"cells": len(rows), "rows": rows, "all_work_counts_exact": all(r["gradient_calls"] >= r["outer_iterations"] and r["ULA_gradient_work"] == r["predicted_work"] for r in rows),
"all_states_finite": all(r["finite_state"] for r in rows), "max_inner_iterations": max(r["inner_iterations"] for r in rows)}
def half_bridge_continuous() -> dict:
nodes, weights = np.polynomial.legendre.leggauss(72)
x = 3.5 * nodes; w = 3.5 * weights
y = 4.0 * nodes; wy = 4.0 * weights
base = np.exp(-0.5 * x * x - 0.12 * np.cos(1.3 * x)); base /= np.sum(w * base)
rows = []
for tau, eps in ((0.4, 0.5), (0.8, 0.5), (0.4, 0.9), (0.8, 0.9)):
V = 0.18 * y * y + 0.09 * np.logaddexp(y, -y)
c = 0.22 * (x[:, None] - y[None, :]) ** 2 + 0.06 * np.sin(x[:, None] * y[None, :])
h = 2.0 * tau * V[None, :] + c
raw_g = np.exp(-(h - np.max(-h / eps, axis=1)[:, None] * -eps) / eps)
g = raw_g / np.sum(raw_g * wy[None, :], axis=1)[:, None]
q_raw = g * (1.0 + 0.22 * np.sin(x[:, None] + 0.7 * y[None, :]))
q = q_raw / np.sum(q_raw * wy[None, :], axis=1)[:, None]
mixture = np.sum((base * w)[:, None] * q, axis=0)
direct_integrand = h + eps * np.log(np.maximum(q, 1e-300))
kl_integrand = eps * np.log(np.maximum(q, 1e-300) / np.maximum(g, 1e-300)) - eps * np.log(np.sum(np.exp(-h / eps) * wy[None, :], axis=1))[:, None]
direct = float(np.sum((base * w)[:, None] * q * direct_integrand * wy[None, :]))
decomposed = float(np.sum((base * w)[:, None] * q * kl_integrand * wy[None, :]))
rows.append({"tau": tau, "epsilon": eps, "x_nodes": len(x), "y_nodes": len(y),
"x_mass_error": abs(float(np.sum(base * w)) - 1.0), "conditional_mass_max_error": float(np.max(np.abs(np.sum(q * wy[None, :], axis=1) - 1.0))),
"mixture_mass_error": abs(float(np.sum(mixture * wy)) - 1.0), "objective_identity_residual": abs(direct - decomposed),
"continuous_density": True})
return {"cells": len(rows), "rows": rows, "max_x_mass_error": max(r["x_mass_error"] for r in rows),
"max_conditional_mass_error": max(r["conditional_mass_max_error"] for r in rows),
"max_mixture_mass_error": max(r["mixture_mass_error"] for r in rows),
"max_objective_identity_residual": max(r["objective_identity_residual"] for r in rows),
"all_continuous": all(r["continuous_density"] for r in rows)}
def main() -> None:
result = {"schema": "gradient-flow-non-gaussian-scope-v1", "source_scan": source_scan(), "claim_2_non_gaussian_flow": run_flow(),
"claim_4_actual_ula_work": run_complexity(), "claim_6_continuous_half_bridge": half_bridge_continuous()}
result["all_gates_pass"] = (
result["source_scan"]["twelve_label_occurrences"]
and result["claim_2_non_gaussian_flow"]["all_mass_one"]
and result["claim_2_non_gaussian_flow"]["all_nonnegative"]
and result["claim_2_non_gaussian_flow"]["max_actual_error_over_epsilon"] < 1.0
and result["claim_4_actual_ula_work"]["all_work_counts_exact"]
and result["claim_4_actual_ula_work"]["all_states_finite"]
and result["claim_6_continuous_half_bridge"]["all_continuous"]
and result["claim_6_continuous_half_bridge"]["max_mixture_mass_error"] < 2e-12
and result["claim_6_continuous_half_bridge"]["max_objective_identity_residual"] < 2e-12
)
print(json.dumps(result, indent=2, sort_keys=True))
if not result["all_gates_pass"]:
raise SystemExit("non-Gaussian scope audit failed")
if __name__ == "__main__":
main()
|