| @inproceedings{langley00, |
| author = {P. Langley}, |
| title = {Crafting Papers on Machine Learning}, |
| year = {2000}, |
| pages = {1207 |
| editor = {Pat Langley}, |
| booktitle = {Proceedings of the 17th International Conference |
| on Machine Learning (ICML 2000)}, |
| address = {Stanford, CA}, |
| publisher = {Morgan Kaufmann} |
| } |
|
|
| @TechReport{mitchell80, |
| author = "T. M. Mitchell", |
| title = "The Need for Biases in Learning Generalizations", |
| institution = "Computer Science Department, Rutgers University", |
| year = "1980", |
| address = "New Brunswick, MA", |
| } |
|
|
| @phdthesis{kearns89, |
| author = {M. J. Kearns}, |
| title = {Computational Complexity of Machine Learning}, |
| school = {Department of Computer Science, Harvard University}, |
| year = {1989} |
| } |
|
|
| @Book{MachineLearningI, |
| editor = "R. S. Michalski and J. G. Carbonell and T. |
| M. Mitchell", |
| title = "Machine Learning: An Artificial Intelligence |
| Approach, Vol. I", |
| publisher = "Tioga", |
| year = "1983", |
| address = "Palo Alto, CA" |
| } |
|
|
| @Book{DudaHart2nd, |
| author = "R. O. Duda and P. E. Hart and D. G. Stork", |
| title = "Pattern Classification", |
| publisher = "John Wiley and Sons", |
| edition = "2nd", |
| year = "2000" |
| } |
|
|
| @misc{anonymous, |
| title= {Suppressed for Anonymity}, |
| author= {Author, N. N.}, |
| year= {2021} |
| } |
|
|
| @InCollection{Newell81, |
| author = "A. Newell and P. S. Rosenbloom", |
| title = "Mechanisms of Skill Acquisition and the Law of |
| Practice", |
| booktitle = "Cognitive Skills and Their Acquisition", |
| pages = "1--51", |
| publisher = "Lawrence Erlbaum Associates, Inc.", |
| year = "1981", |
| editor = "J. R. Anderson", |
| chapter = "1", |
| address = "Hillsdale, NJ" |
| } |
|
|
|
|
| @Article{Samuel59, |
| author = "A. L. Samuel", |
| title = "Some Studies in Machine Learning Using the Game of |
| Checkers", |
| journal = "IBM Journal of Research and Development", |
| year = "1959", |
| volume = "3", |
| number = "3", |
| pages = "211--229" |
| } |
|
|
|
|
| % do-SHAP bibliography |
|
|
| @misc{euro2016gdpr, |
| author = {{European Commission}}, |
| publisher = {European Commission}, |
| title = {Regulation ({EU}) 2016/679 of the {European} {Parliament} and of the {Council} of 27 {April} 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing {Directive} 95/46/{EC} ({General} {Data} {Protection} {Regulation})}, |
| url = {https://eur-lex.europa.eu/eli/reg/2016/679/oj}, |
| year = 2016 |
| } |
|
|
| @article{angwin2016propublica, |
| added-at = {2020-09-14T11:52:21.000+0200}, |
| author = {Angwin, Julia and Larson, Jeff and Mattu, Surya and Kirchner, Lauren}, |
| biburl = {https://www.bibsonomy.org/bibtex/23d537ed0185eb7820ed6769aca10acb4/wanlo}, |
| interhash = {e9260c2f8fdd08ef1a34f7a3a243b0ff}, |
| intrahash = {3d537ed0185eb7820ed6769aca10acb4}, |
| journal = {Propublica}, |
| keywords = {background}, |
| timestamp = {2020-09-14T11:52:21.000+0200}, |
| title = {{Machine Bias}}, |
| month = {May}, |
| year = 2016 |
| } |
|
|
| @inproceedings{neuhaus2023spurious, |
| title={Spurious features everywhere - large-scale detection of harmful spurious features in {I}mage{N}et}, |
| author={Neuhaus, Yannic and Augustin, Maximilian and Boreiko, Valentyn and Hein, Matthias}, |
| booktitle={Proceedings of the IEEE/CVF International Conference on Computer Vision}, |
| pages={20235 |
| year={2023} |
| } |
|
|
| @inproceedings{szegedy2014intriguing, |
| title={Intriguing properties of neural networks}, |
| author={Szegedy, Christian and Zaremba, Wojciech and Sutskever, Ilya and Bruna, Joan and Erhan, Dumitru and Goodfellow, Ian and Fergus, Rob}, |
| booktitle={2nd International Conference on Learning Representations, ICLR}, |
| year={2014} |
| } |
|
|
| @article{strumbelj2014explaining, |
| title={Explaining prediction models and individual predictions with feature contributions}, |
| author={{\v{S}}trumbelj, Erik and Kononenko, Igor}, |
| journal={Knowledge and information systems}, |
| volume={41}, |
| pages={647 |
| year={2014}, |
| publisher={Springer} |
| } |
|
|
| @article{chen2023shap_survey, |
| title={Algorithms to estimate {S}hapley value feature attributions}, |
| author={Chen, Hugh and Covert, Ian C and Lundberg, Scott M and Lee, Su-In}, |
| journal={Nature Machine Intelligence}, |
| pages={1 |
| year={2023}, |
| publisher={Nature Publishing Group UK London} |
| } |
|
|
| @article{frye2020asymmetric_shap, |
| title={Asymmetric {S}hapley values: incorporating causal knowledge into model-agnostic explainability}, |
| author={Frye, Christopher and Rowat, Colin and Feige, Ilya}, |
| journal={Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume={33}, |
| pages={1229 |
| year={2020} |
| } |
|
|
| @article{heskes2020causal_shap, |
| title={Causal {S}hapley values: exploiting causal knowledge to explain individual predictions of complex models}, |
| author={Heskes, Tom and Sijben, Evi and Bucur, Ioan Gabriel and Claassen, Tom}, |
| journal={Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume={33}, |
| pages={4778 |
| year={2020} |
| } |
|
|
| @inproceedings{jung2022do_shap, |
| title={On measuring causal contributions via do-interventions}, |
| author={Jung, Yonghan and Kasiviswanathan, Shiva and Tian, Jin and Janzing, Dominik and Bl{\"o}baum, Patrick and Bareinboim, Elias}, |
| booktitle={International Conference on Machine Learning}, |
| pages={10476--10501}, |
| year={2022}, |
| organization={PMLR} |
| } |
| |
| @article{lundberg2017shap, |
| title={A unified approach to interpreting model predictions}, |
| author={Lundberg, Scott M and Lee, Su-In}, |
| journal={Advances in neural information processing systems}, |
| volume={30}, |
| year={2017} |
| } |
| |
| @inproceedings{janzing2020feature, |
| title={Feature relevance quantification in explainable {AI}: A causal problem}, |
| author={Janzing, Dominik and Minorics, Lenon and Bl{\"o}baum, Patrick}, |
| booktitle={International Conference on artificial intelligence and statistics}, |
| pages={2907--2916}, |
| year={2020}, |
| organization={PMLR} |
| } |
| |
| @article{lauritzen2002chaingraph, |
| title={Chain graph models and their causal interpretations}, |
| author={Lauritzen, Steffen L and Richardson, Thomas S}, |
| journal={Journal of the Royal Statistical Society Series B: Statistical Methodology}, |
| volume={64}, |
| number={3}, |
| pages={321--348}, |
| year={2002}, |
| publisher={Oxford University Press} |
| } |
| |
| @article{zhang2021expl_survey, |
| title={A survey on neural network interpretability}, |
| author={Zhang, Yu and Ti{\v{n}}o, Peter and Leonardis, Ale{\v{s}} and Tang, Ke}, |
| journal={IEEE Transactions on Emerging Topics in Computational Intelligence}, |
| volume={5}, |
| number={5}, |
| pages={726--742}, |
| year={2021}, |
| publisher={IEEE} |
| } |
| |
| @inproceedings{kocaoglu2017causalgan, |
| title={Causal{GAN}: learning Causal Implicit Generative Models with Adversarial Training}, |
| author={Murat Kocaoglu and Christopher Snyder and Alexandros G. Dimakis and Sriram Vishwanath}, |
| booktitle={Proceedings of the 6th International Conference on Learning Representations (ICLR)}, |
| year={2018}, |
| address="Vancouver, Canada" |
| } |
| |
| @article{goodfellow2020gan, |
| title={Generative {A}dversarial {N}etworks}, |
| author={Goodfellow, Ian and Pouget-Abadie, Jean and Mirza, Mehdi and Xu, Bing and Warde-Farley, David and Ozair, Sherjil and Courville, Aaron and Bengio, Yoshua}, |
| journal={Communications of the ACM}, |
| volume={63}, |
| number={11}, |
| pages={139--144}, |
| year={2020}, |
| publisher={ACM New York, NY, USA} |
| } |
| |
| @inproceedings{parafita2019dcn, |
| title={Explaining visual models by causal attribution}, |
| author={Parafita, {\'A}lvaro and Vitri{\`a}, Jordi}, |
| booktitle={2019 IEEE/CVF International Conference on Computer Vision Workshop (ICCVW)}, |
| pages={4167--4175}, |
| year={2019}, |
| organization={IEEE}, |
| address="Seoul, Korea" |
| } |
| |
| @article{papamakarios2019normalizing, |
| title={Normalizing {Flows} for probabilistic modeling and inference}, |
| author={Papamakarios, George and Nalisnick, Eric and Rezende, Danilo Jimenez and Mohamed, Shakir and Lakshminarayanan, Balaji}, |
| journal={Journal of Machine Learning Research}, |
| volume={22}, |
| number={57}, |
| year={2021} |
| } |
| |
| @inproceedings{pawlowski2020deep, |
| title={Deep {Structural} {Causal} {Models} for Tractable Counterfactual Inference}, |
| author={Pawlowski, Nick and Coelho de Castro, Daniel and Glocker, Ben}, |
| booktitle = {Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume={33}, |
| year={2020} |
| } |
| |
| @article{parafita2020dcg, |
| title={Causal Inference with {Deep} {Causal} {Graphs}}, |
| author={Parafita, {\'A}lvaro and Vitri{\`a}, Jordi}, |
| journal={arXiv preprint arXiv:2006.08380}, |
| year={2020} |
| } |
| |
| @inproceedings{sanchez2022diffusion, |
| title={Diffusion Causal Models for Counterfactual Estimation}, |
| author={Sanchez, Pedro and Tsaftaris, Sotirios A}, |
| booktitle={Conference on Causal Learning and Reasoning}, |
| pages={647--668}, |
| year={2022}, |
| organization={PMLR} |
| } |
| |
| @article{chao2023interventional, |
| title={Interventional and counterfactual inference with diffusion models}, |
| author={Chao, Patrick and Bl{\"o}baum, Patrick and Kasiviswanathan, Shiva Prasad}, |
| journal={arXiv preprint arXiv:2302.00860}, |
| year={2023} |
| } |
| |
| @article{ho2020denoising, |
| title={Denoising diffusion probabilistic models}, |
| author={Ho, Jonathan and Jain, Ajay and Abbeel, Pieter}, |
| journal={Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume={33}, |
| pages={6840--6851}, |
| year={2020} |
| } |
| |
| @inproceedings{xia2021neural, |
| title={The causal-neural connection: expressiveness, learnability, and inference}, |
| author={Xia, Kevin and Lee, Kai-Zhan and Bengio, Yoshua and Bareinboim, Elias}, |
| booktitle = {Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume={34}, |
| year={2021}, |
| pages={10823--10836} |
| } |
| |
| @inproceedings{xia2023neural, |
| title={Neural causal models for counterfactual identification and estimation}, |
| author={Xia, Kevin Muyuan and Pan, Yushu and Bareinboim, Elias}, |
| booktitle={The Eleventh International Conference on Learning Representations}, |
| year={2023} |
| } |
| |
| @inproceedings{sanchez2021vaca, |
| title={{VACA}: designing {Variational} {Graph} {Autoencoders} for causal queries}, |
| author={S{\'a}nchez-Mart{\i}n, Pablo and Rateike, Miriam and Valera, Isabel}, |
| year={2022}, |
| booktitle={Proceedings of the 36th AAAI Conference on Artificial Intelligence}, |
| volume={36} |
| } |
| |
| @article{zhou2020gnn, |
| title={Graph neural networks: A review of methods and applications}, |
| author={Zhou, Jie and Cui, Ganqu and Hu, Shengding and Zhang, Zhengyan and Yang, Cheng and Liu, Zhiyuan and Wang, Lifeng and Li, Changcheng and Sun, Maosong}, |
| journal={AI open}, |
| volume={1}, |
| pages={57--81}, |
| year={2020}, |
| publisher={Elsevier} |
| } |
| |
| @article{javaloy2023causal, |
| title={Causal normalizing flows: from theory to practice}, |
| author={Javaloy, Adri{\'a}n and S{\'a}nchez-Mart{\'\i}n, Pablo and Valera, Isabel}, |
| journal={Advances in Neural Information Processing Systems}, |
| volume={36}, |
| year={2024} |
| } |
| |
| @article{parafita2022dcg, |
| title={Estimand-Agnostic Causal Query Estimation With {Deep} {Causal} {Graphs}}, |
| author={Parafita, {\'A}lvaro and Vitri{\`a}, Jordi}, |
| journal={IEEE Access}, |
| volume={10}, |
| pages={71370--71386}, |
| year={2022}, |
| publisher={IEEE} |
| } |
| |
| @incollection{shapley1953shap, |
| title={A Value for n-Person Games}, |
| author={Shapley, LS}, |
| booktitle={Contributions to the Theory of Games (AM-28), Volume II}, |
| pages={307--317}, |
| year={1953}, |
| publisher={Princeton University Press} |
| } |
| |
| @article{scholkopf2021towardCRL, |
| title={Toward causal representation learning}, |
| author={Sch{\"o}lkopf, Bernhard and Locatello, Francesco and Bauer, Stefan and Ke, Nan Rosemary and Kalchbrenner, Nal and Goyal, Anirudh and Bengio, Yoshua}, |
| journal={Proceedings of the IEEE}, |
| volume={109}, |
| number={5}, |
| pages={612--634}, |
| year={2021}, |
| publisher={IEEE} |
| } |
| |
| @inproceedings{lee2020projection, |
| title={Causal effect identifiability under partial-observability}, |
| author={Lee, Sanghack and Bareinboim, Elias}, |
| booktitle={International Conference on Machine Learning}, |
| pages={5692--5701}, |
| year={2020}, |
| organization={PMLR} |
| } |
| |
| @book{mann1960approxshap, |
| title={Values of large games, IV: Evaluating the electoral college by Montecarlo techniques}, |
| author={Mann, Irwin and Shapley, Lloyd S}, |
| year={1960}, |
| publisher={Rand Corporation} |
| } % approximate SHAP with permutations |
| |
| @inproceedings{durkan2019nsf, |
| title={Neural {Spline} {Flows}}, |
| author={Durkan, Conor and Bekasov, Artur and Murray, Iain and Papamakarios, George}, |
| booktitle = {Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume={32}, |
| pages={7511--7522}, |
| year={2019}, |
| address="Vancouver, Canada" |
| } |
| |
| @article{clevert2015elu, |
| title={Fast and accurate deep network learning by exponential linear units (elus)}, |
| author={Clevert, Djork-Arn{\'e} and Unterthiner, Thomas and Hochreiter, Sepp}, |
| journal={arXiv preprint arXiv:1511.07289}, |
| year={2015} |
| } |
| |
| @inproceedings{ |
| loshchilov2018decoupled, |
| title={Decoupled Weight Decay Regularization}, |
| author={Ilya Loshchilov and Frank Hutter}, |
| booktitle={International Conference on Learning Representations}, |
| year={2019}, |
| } |
| |
| @article{lundberg2018treeshap, |
| title={Consistent individualized feature attribution for tree ensembles}, |
| author={Lundberg, Scott M and Erion, Gabriel G and Lee, Su-In}, |
| journal={arXiv preprint arXiv:1802.03888}, |
| year={2018} |
| } |
| |
| @misc{diabetesUCI, |
| author = {CDC}, |
| title = {{CDC} {D}iabetes {H}ealth {I}ndicators}, |
| year = {2015}, |
| howpublished = {UCI Machine Learning Repository}, |
| note = {Preprocessed dataset downloaded from {DOI}: https://doi.org/10.24432/C53919} |
| } |
| |
| @Misc{eu2023AIact, |
| author = {{Council of the EU}}, |
| title = {Artificial {I}ntelligence {A}ct: {C}ouncil and {P}arliament strike a deal on the first rules for {AI} in the world [{P}ress release]}, |
| howpublished = {https://www.consilium.europa.eu/en/press/press-releases/2023/12/09/artificial-intelligence-act-council-and-parliament-strike-a-deal-on-the-first-worldwide-rules-for-ai/}, |
| month = {December}, |
| year = {2023} |
| } |
| |
| @article{rubin2005potentialoutcomes, |
| title={Causal inference using potential outcomes: design, modeling, decisions}, |
| author={Rubin, Donald B}, |
| journal={Journal of the American Statistical Association}, |
| volume={100}, |
| number={469}, |
| pages={322--331}, |
| year={2005}, |
| publisher={Taylor \& Francis} |
| } |
| |
| @inproceedings{shpitser2006interventional, |
| title={Identification of joint interventional distributions in recursive semi-{Markovian} causal models}, |
| author={Shpitser, Ilya and Pearl, Judea}, |
| booktitle={Proceedings of 21st National Conference on Artificial Intelligence (AAAI)}, |
| address="Boston, MA, USA", |
| pages={1219--1226}, |
| year={2006} |
| } |
| |
| % Teal thinks this is hallucinated |
| %inproceedings{shpitser2006interventionalconditional, |
| % title={Identification of conditional interventional distributions}, |
| % author={Shpitser, Ilya and Pearl, Judea}, |
| % booktitle={Proceedings of the 22th Conference on Uncertainty in Artificial Intelligence (UAI)}, |
| % pages={437--444}, |
| % address="Cambridge, MA, USA", |
| % year={2006} |
| %} |
| |
| @inproceedings{shpitser2007counterfactuals, |
| title={What counterfactuals can be tested}, |
| author={Shpitser, Ilya and Pearl, Judea}, |
| booktitle={Proceedings of the 23th Conference on Uncertainty in Artificial Intelligence (UAI)}, |
| address="Vancouver, Canada", |
| pages={352--359}, |
| year={2007} |
| } |
| |
| @article{tikka2017identifiability, |
| title={Identifying Causal Effects with the {R} Package causaleffect}, |
| author={Tikka, Santtu and Karvanen, Juha}, |
| journal={Journal of Statistical Software}, |
| volume={76}, |
| number={12}, |
| year={2017}, |
| pages={1--30}, |
| publisher={Foundation for Open Access Statistics} |
| } |
| |
| @inproceedings{tian2002testable, |
| title={On the testable implications of causal models with hidden variables}, |
| author={Tian, Jin and Pearl, Judea}, |
| booktitle={Proceedings of the 18th Conference on Uncertainty in Artificial Intelligence (UAI)}, |
| pages={519--527}, |
| year={2002}, |
| address="Edmonton, Canada" |
| } |
| |
| @inproceedings{johansson2016bnn, |
| title={Learning representations for counterfactual inference}, |
| author={Johansson, Fredrik and Shalit, Uri and Sontag, David}, |
| booktitle={Proceedings of the 33rd International Conference on Machine Learning (ICML)}, |
| pages={3020--3029}, |
| year={2016}, |
| address="New York, NY, USA", |
| organization={PMLR} |
| } |
| |
| @inproceedings{shalit2017tarnet, |
| title={Estimating individual treatment effect: generalization bounds and algorithms}, |
| author={Shalit, Uri and Johansson, Fredrik D and Sontag, David}, |
| booktitle={Proceedings of the 34th International Conference on Machine Learning (ICML)}, |
| address="Sydney, Australia", |
| pages={3076--3085}, |
| year={2017}, |
| organization={PMLR} |
| } |
| |
| @inproceedings{yao2019ace, |
| title={{ACE}: adaptively similarity-preserved representation learning for individual treatment effect estimation}, |
| author={Yao, Liuyi and Li, Sheng and Li, Yaliang and Huai, Mengdi and Gao, Jing and Zhang, Aidong}, |
| booktitle={Proceedings of the 2019 IEEE International Conference on Data Mining (ICDM)}, |
| address="Beijing, China", |
| pages={1432--1437}, |
| year={2019}, |
| organization={IEEE} |
| } |
| |
| @article{li2021causal, |
| title={Causal Optimal Transport for Treatment Effect Estimation}, |
| author={Li, Qian and Wang, Zhichao and Liu, Shaowu and Li, Gang and Xu, Guandong}, |
| journal={IEEE Transactions on Neural Networks and Learning Systems}, |
| year={2021}, |
| publisher={IEEE} |
| } |
| |
| @inproceedings{yao2021sci, |
| title={{SCI}: subspace Learning Based Counterfactual Inference for Individual Treatment Effect Estimation}, |
| author={Yao, Liuyi and Li, Yaliang and Li, Sheng and Huai, Mengdi and Gao, Jing and Zhang, Aidong}, |
| booktitle={Proceedings of the 30th ACM International Conference on Information \& Knowledge Management (CIKM)}, |
| pages={3583--3587}, |
| year={2021}, |
| volume={30}, |
| address="Gold Coast, Australia" |
| } |
| |
| @article{wachter2017counterfactual, |
| title={Counterfactual explanations without opening the black box: automated decisions and the {GDPR}}, |
| author={Wachter, Sandra and Mittelstadt, Brent and Russell, Chris}, |
| journal={Harvard Journal of Law \& Technology}, |
| volume={31}, |
| pages={841}, |
| year={2017} |
| } |
| |
| @inproceedings{hendricks2018generating, |
| title={Generating Counterfactual Explanations with {Natural} {Language}}, |
| author={Hendricks, Lisa Anne and Hu, Ronghang and Darrell, Trevor and Akata, Zeynep}, |
| booktitle={ICML Workshop on Human Interpretability in Machine Learning}, |
| pages={95--98}, |
| year={2018}, |
| organization={PMLR}, |
| address="Stockholm, Sweden" |
| } |
| |
| @inproceedings{goyal2019counterfactual, |
| title={Counterfactual visual explanations}, |
| author={Goyal, Yash and Wu, Ziyan and Ernst, Jan and Batra, Dhruv and Parikh, Devi and Lee, Stefan}, |
| booktitle={Proceedings of the 36th International Conference on Machine Learning (ICML)}, |
| pages={2376--2384}, |
| year={2019}, |
| organization={PMLR}, |
| address="Long Beach, CA, USA" |
| } |
| |
| @article{guidotti2019factual, |
| title={Factual and counterfactual explanations for black box decision making}, |
| author={Guidotti, Riccardo and Monreale, Anna and Giannotti, Fosca and Pedreschi, Dino and Ruggieri, Salvatore and Turini, Franco}, |
| journal={IEEE Intelligent Systems}, |
| volume={34}, |
| number={6}, |
| pages={14--23}, |
| year={2019}, |
| publisher={IEEE} |
| } |
| |
| @inproceedings{mothilal2020explaining, |
| title={Explaining {Machine} {Learning} classifiers through diverse counterfactual explanations}, |
| author={Mothilal, Ramaravind K and Sharma, Amit and Tan, Chenhao}, |
| booktitle={Proceedings of the 3rd ACM Conference on Fairness, Accountability, and Transparency (FAT*)}, |
| pages={607--617}, |
| year={2020}, |
| address="Barcelona, Spain" |
| } |
| |
| @inproceedings{ancona2018towards, |
| title = {Towards better understanding of gradient-based attribution methods for {Deep} {Neural} {Networks}}, |
| booktitle = {Proceedings of the 6th {International} {Conference} on {Learning} {Representations} (ICLR)}, |
| year = 2018, |
| author = {Ancona, Marco and Ceolini, Enea and Oztireli, Cengiz and Gross, Markus} |
| } |
| |
| @inproceedings{ribeiro2016lime, |
| title={"{Why} should {I} trust you?" {Explaining} the predictions of any classifier}, |
| author={Ribeiro, Marco Tulio and Singh, Sameer and Guestrin, Carlos}, |
| booktitle={Proceedings of the 22nd ACM International Conference on Knowledge Discovery and Data Mining (SIGKDD)}, |
| pages={1135--1144}, |
| year={2016}, |
| address="San Francisco, CA, USA" |
| } |
| |
| @inproceedings{spirtes2016discovery, |
| title={Causal discovery and inference: concepts and recent methodological advances}, |
| author={Spirtes, Peter and Zhang, Kun}, |
| booktitle={Applied informatics}, |
| volume={3}, |
| year={2016}, |
| organization={SpringerOpen} |
| } |
| |
| @article{verma2020cfexplanations, |
| title={Counterfactual explanations for machine learning: a review}, |
| author={Verma, Sahil and Dickerson, John and Hines, Keegan}, |
| journal={arXiv preprint arXiv:2010.10596}, |
| year={2020} |
| } |
| |
| @inproceedings{kusner2017cffairness, |
| title={Counterfactual fairness}, |
| author={Kusner, Matt J and Loftus, Joshua and Russell, Chris and Silva, Ricardo}, |
| booktitle = {Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume={30}, |
| year={2017}, |
| address="Long Beach, CA, USA" |
| } |
| |
| @book{pearl2018why, |
| title={The book of why: the new science of cause and effect}, |
| author={Pearl, Judea and Mackenzie, Dana}, |
| year={2019}, |
| publisher={Penguin Books} |
| } |
| |
| |
| // Desiderata |
| |
| @article{wright1921correlation, |
| title={Correlation and causation}, |
| author={Wright, Sewall}, |
| journal={Journal of Agricultural Research}, |
| year={1921} |
| } |
| |
| @inproceedings{louizos2017cevae, |
| title={Causal effect inference with deep latent-variable models}, |
| author={Louizos, Christos and Shalit, Uri and Mooij, Joris M and Sontag, David and Zemel, Richard and Welling, Max}, |
| booktitle = {Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume={30}, |
| year={2017}, |
| address="Long Beach, CA, USA" |
| } |
| |
| @inproceedings{wehenkel2021graphical, |
| title={Graphical {Normalizing} {Flows}}, |
| author={Wehenkel, Antoine and Louppe, Gilles}, |
| booktitle={Proceedings of the 24th International Conference on Artificial Intelligence and Statistics (AIStats)}, |
| pages={37--45}, |
| year={2021}, |
| organization={PMLR} |
| } |
| |
| @inproceedings{kendall2017uncertainty, |
| author = {Kendall, Alex and Gal, Yarin}, |
| booktitle = {Advances in Neural Information Processing Systems (NeurIPS)}, |
| editor = {I. Guyon and U. Von Luxburg and S. Bengio and H. Wallach and R. Fergus and S. Vishwanathan and R. Garnett}, |
| pages = {}, |
| publisher = {Curran Associates, Inc.}, |
| title = {What Uncertainties Do We Need in Bayesian Deep Learning for Computer Vision?}, |
| volume = {30}, |
| year = {2017} |
| } |
| |
| |
| |
| // Own contributions: |
| |
| @article{parafita2021ccia, |
| title={{Deep} {Causal} {Graphs} for Causal Inference, Black-Box Explainability and Fairness}, |
| author={Parafita, {\'A}lvaro and Vitri{\`a}, Jordi}, |
| journal={Artificial Intelligence Research and Development}, |
| volume={339}, |
| pages={415--424}, |
| year={2021} |
| } |
| |
| @article{parafita2022application, |
| title={A unified framework for Causal Analysis, Explainability and Fairness}, |
| author={Parafita, {\'A}lvaro and Vitri{\`a}, Jordi}, |
| journal={Submitted} |
| } |
| |
| |
| @article{pedemonte2021identifiability, |
| title={Algorithmic Causal Effect Identification with causaleffect}, |
| author={Pedemonte, Mart{\'\i} and Vitri{\`a}, Jordi and Parafita, {\'A}lvaro}, |
| journal={arXiv preprint arXiv:2107.04632}, |
| year={2021} |
| } |
| |
| |
| // Distributional Causal Graphs: |
| |
| @misc{3dshapes18, |
| title={{3D} {Shapes} {Dataset}}, |
| author={Burgess, Chris and Kim, Hyunjik}, |
| howpublished={https://github.com/deepmind/3dshapes-dataset/}, |
| year={2018} |
| } |
| |
| @inproceedings{sundararajan2017axiomatic, |
| title={Axiomatic attribution for deep networks}, |
| author={Sundararajan, Mukund and Taly, Ankur and Yan, Qiqi}, |
| booktitle={Proceedings of the 34th International Conference on Machine Learning (ICML)}, |
| pages={3319--3328}, |
| year={2017}, |
| organization={PMLR}, |
| address="Sydney, Australia" |
| } |
| |
| @inproceedings{zeiler_visualizing_2014, |
| title = {Visualizing and Understanding {Convolutional} {Networks}}, |
| isbn = {978-3-319-10590-1}, |
| booktitle = {Proceedings of the 13th European Conference on Computer Vision (ECCV)}, |
| author = {Zeiler, Matthew D. and Fergus, Rob}, |
| year = {2014}, |
| pages = {818--833}, |
| address="Zurich, Switzerland" |
| } |
| |
| @inproceedings{ancona_towards_2018, |
| title = {Towards better understanding of gradient-based attribution methods for {Deep} {Neural} {Networks}}, |
| copyright = {http://rightsstatements.org/page/InC-NC/1.0/}, |
| url = {https://www.research-collection.ethz.ch/handle/20.500.11850/249929}, |
| doi = {10.3929/ethz-b-000249929}, |
| booktitle = {Proceedings of the 6th {International} {Conference} on {Learning} {Representations} (ICLR)}, |
| year = 2018, |
| author = {Ancona, Marco and Ceolini, Enea and Oztireli, Cengiz and Gross, Markus}, |
| address="Vancouver, Canada" |
| } |
| |
| @inproceedings{chang_explaining_2018, |
| title={Explaining Image Classifiers by Counterfactual Generation}, |
| author={Chun-Hao Chang and Elliot Creager and Anna Goldenberg and David Duvenaud}, |
| booktitle={Proceedings of the 7th International Conference on Learning Representations (ICLR)}, |
| year = 2019, |
| url={https://openreview.net/forum?id=B1MXz20cYQ}, |
| address="New Orleans, LA, USA" |
| } |
| |
| @incollection{lample2017fader, |
| title = {Fader {Networks}: Manipulating Images by Sliding Attributes}, |
| shorttitle = {Fader {Networks}}, |
| booktitle = {Advances in {Neural} {Information} {Processing} {Systems} (NeurIPS)}, |
| volume={30}, |
| author = {Lample, Guillaume and Zeghidour, Neil and Usunier, Nicolas and Bordes, Antoine and Denoyer, Ludovic and Ranzato, Marc'Aurelio}, |
| year = {2017}, |
| pages = {5967--5976}, |
| address="Long Beach, CA, USA" |
| } |
| |
| @article{he2019attgan, |
| title = {{AttGAN}: facial Attribute Editing by Only Changing What You Want}, |
| issn = {1057-7149}, |
| shorttitle = {{AttGAN}}, |
| doi = {10.1109/TIP.2019.2916751}, |
| journal = {IEEE Transactions on Image Processing}, |
| author = {He, Z. and Zuo, W. and Kan, M. and Shan, S. and Shan, S. and Chen, X.}, |
| year = {2019} |
| } |
| |
| |
| // DCU |
| |
| @misc{maddison2017gumbelabduction, |
| title={Gumbel Machinery}, |
| howpublished = "\url{https://cmaddis.github.io/gumbel-machinery}", |
| author={Maddison, Chris J and Tarlow, Danny}, |
| year={2017}, month={Jan} |
| } |
| |
| @inproceedings{maddison2014sampling, |
| title={A* sampling}, |
| author={Maddison, Chris J and Tarlow, Daniel and Minka, Tom}, |
| booktitle = {Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume={27}, |
| year={2014}, |
| address="Montr\'eal, Canada" |
| } |
| |
| @inproceedings{kingma2013vae, |
| title={{Auto-encoding variational Bayes}}, |
| author={Diederik P. Kingma and Max Welling}, |
| booktitle={Proceedings of the 2nd International Conference on Learning Representations (ICLR)}, |
| year={2014}, |
| address="Banff, Canada" |
| } |
| |
| @inproceedings{brando2019modelling, |
| title={Modelling heterogeneous distributions with an Uncountable Mixture of {Asymmetric} {Laplacians}}, |
| author={Brando, Axel and Rodriguez, Jose A and Vitria, Jordi and Rubio Mu{\~n}oz, Alberto}, |
| booktitle = {Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume={32}, |
| year={2019}, |
| address="Vancouver, Canada" |
| } |
| |
| @inproceedings{papamakarios2017made, |
| title={Masked autoregressive flow for density estimation}, |
| author={Papamakarios, George and Pavlakou, Theo and Murray, Iain}, |
| booktitle = {Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume={30}, |
| year={2017} |
| } |
| |
| @article{huijben2022gumbel, |
| title={A Review of the {Gumbel}-max Trick and its Extensions for Discrete Stochasticity in {Machine} {Learning}}, |
| author={Huijben, Iris AM and Kool, Wouter and Paulus, Max Benedikt and Van Sloun, Ruud JG}, |
| journal={IEEE Transactions on Pattern Analysis and Machine Intelligence}, |
| year={2022}, |
| publisher={IEEE} |
| } |
| |
| |
| % Experiments |
| |
| @incollection{pytorch, |
| title = {PyTorch: An Imperative Style, High-Performance {Deep} {Learning} {Library}}, |
| author = {Paszke, Adam and Gross, Sam and Massa, Francisco and Lerer, Adam and Bradbury, James and Chanan, Gregory and Killeen, Trevor and Lin, Zeming and Gimelshein, Natalia and Antiga, Luca and Desmaison, Alban and Kopf, Andreas and Yang, Edward and DeVito, Zachary and Raison, Martin and Tejani, Alykhan and Chilamkurthy, Sasank and Steiner, Benoit and Fang, Lu and Bai, Junjie and Chintala, Soumith}, |
| booktitle = {Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume={32}, |
| pages = {8024--8035}, |
| year = {2019}, |
| url = {http://papers.neurips.cc/paper/9015-pytorch-an-imperative-style-high-performance-deep-learning-library.pdf}, |
| address="Vancouver, Canada" |
| } |
| |
| @article{hill2011ihdp, |
| title={Bayesian nonparametric modeling for causal inference}, |
| author={Hill, Jennifer L}, |
| journal={Journal of Computational and Graphical Statistics}, |
| volume={20}, |
| pages={217--240}, |
| year={2011}, |
| publisher={Taylor \& Francis} |
| } |
| |
| @article{lalonde1986jobs, |
| title={Evaluating the econometric evaluations of training programs with experimental data}, |
| author={LaLonde, Robert J}, |
| journal={The American Economic Review}, |
| pages={604--620}, |
| year={1986}, |
| publisher={JSTOR} |
| } |
| |
| @article{fanaee2014bikerental, |
| title={Event labeling combining ensemble detectors and background knowledge}, |
| author={Fanaee-T, Hadi and Gama, Joao}, |
| journal={Progress in Artificial Intelligence}, |
| volume={2}, |
| pages={113--127}, |
| year={2014}, |
| publisher={Springer} |
| } |
| |
| % Phoenix experiment |
| |
| @misc{phoenix2022dataset, |
| title={Employee compensation}, |
| howpublished = {City of Phoenix Open Data. \url{https://www.phoenixopendata.com/dataset/employee-compensation}}, |
| note={Accessed on May 2022} |
| } |
| |
| @misc{genderize, |
| title={Genderize}, |
| howpublished={Demografix ApS. \url{https://genderize.io/}}, |
| note={Accessed on May 2022} |
| } |
| |
| |
| % New references based on reviewer feedback |
| |
| @inproceedings{wang2021shapley, |
| title={Shapley flow: A graph-based approach to interpreting model predictions}, |
| author={Wang, Jiaxuan and Wiens, Jenna and Lundberg, Scott}, |
| booktitle={International Conference on Artificial Intelligence and Statistics}, |
| pages={721--729}, |
| year={2021}, |
| organization={PMLR} |
| } |
| |
| @inproceedings{luther2023sage, |
| title={Efficient SAGE Estimation via Causal Structure Learning}, |
| author={Luther, Christoph and K\"onig, Gunnar and Grosse-Wentrup, Moritz}, |
| booktitle={Proceedings of The 26th International Conference on Artificial Intelligence and Statistics (AISTATS)}, |
| pages={11650--11670}, |
| year={2023}, |
| publisher={PMLR} |
| } |
| |
| @article{zhang2025quantifying, |
| title={Quantifying variable contributions to bus operation delays considering causal relationships}, |
| author={Zhang, Qi and Ma, Zhenliang and Wu, Yuanyuan and Liu, Yang and Qu, Xiaobo}, |
| journal={Transportation Research Part E: Logistics and Transportation Review}, |
| volume={194}, |
| pages={103881}, |
| year={2025}, |
| publisher={Elsevier} |
| } |
| |
| @inproceedings{ |
| parafita2025practical, |
| title={Practical do-Shapley Explanations with Estimand-Agnostic Causal Inference}, |
| author={Parafita, {\'A}lvaro and Garriga, Tomas and Brando, Axel and Cazorla, Francisco J}, |
| booktitle={The Thirty-ninth Annual Conference on Neural Information Processing Systems}, |
| year={2025}, |
| url={https://openreview.net/forum?id=Qabko39AS5} |
| } |
| |
| % added by max - might be inconsitent to rest of the style (even though I tried) |
| @article{lundberg2020fromlocal, |
| title={{From local explanations to global understanding with explainable AI for trees}}, |
| author={Scott M. Lundberg and Gabriel G. Erion and Hugh Chen and Alex J. DeGrave and Jordan M. Prutkin and Bala Nair and Ronit Katz and Jonathan Himmelfarb and Nisha Bansal and Su{-}In Lee}, |
| year=2020, |
| journal={Nature Machine Intelligence}, |
| volume=2, |
| number=1, |
| pages={56--67} |
| } |
| @inproceedings{yu2022linear, |
| title={Linear tree shap}, |
| author={Peng Yu and Albert Bifet and Jesse Read and Chao Xu}, |
| booktitle={Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume={35}, |
| year={2022} |
| } |
| |
| @inproceedings{zern2023interventional, |
| title={Interventional {SHAP} Values and Interaction Values for Piecewise Linear Regression Trees}, |
| author={Artjom Zern and Klaus Broelemann and Gjergji Kasneci}, |
| year={2023}, |
| booktitle={Proceedings of the 37th AAAI Conference on Artificial Intelligence}, |
| volume={37}, |
| pages={11164--11173} |
| } |
| @inproceedings{muschalik2024beyond, |
| title={{Beyond TreeSHAP: Efficient Computation of Any-Order Shapley Interactions for Tree Ensembles}}, |
| author={Maximilian Muschalik and Fabian Fumagalli and Barbara Hammer and Eyke H{\"{u}}llermeier}, |
| year=2024, |
| booktitle={Proceedings of the 38th AAAI Conference on Artificial Intelligence}, |
| volume={38}, |
| pages={14388--14396} |
| } |
| @inproceedings{muschalik2025exact, |
| title={{Exact Computation of Any-Order Shapley Interactions for Graph Neural Networks}}, |
| author={Maximilian Muschalik and Fabian Fumagalli and Paolo Frazzetto and Janine Strotherm and Luca Hermes and Alessandro Sperduti and Eyke H{\"u}llermeier and Barbara Hammer}, |
| booktitle={The Thirteenth International Conference on Learning Representations}, |
| year={2025} |
| } |
| @article{mohammadi2025computing, |
| title={Computing Exact Shapley Values in Polynomial Time for Product-Kernel Methods}, |
| author={Mohammadi, Majid and Chau, Siu Lun and Muandet, Krikamol}, |
| journal={arXiv preprint arXiv:2505.16516}, |
| year={2025} |
| } |
| @article{mohammadi2025exact, |
| title={Exact Shapley Attributions in Quadratic-time for FANOVA Gaussian Processes}, |
| author={Majid Mohammadi and Krikamol Muandet and Ilaria Tiddi and Annette Ten Teije and Siu Lun Chau}, |
| year={2025}, |
| journal={arXiv preprint arXiv:2508.14499} |
| } |
| @inproceedings{jia2019towards, |
| author={Ruoxi Jia and David Dao and Boxin Wang and Frances Ann Hubis and Nick Hynes and Nezihe Merve G{\"{u}}rel and Bo Li and Ce Zhang and Dawn Song and Costas J. Spanos}, |
| title={Towards Efficient Data Valuation Based on the Shapley Value}, |
| booktitle={Proceedings of the 22nd International Conference on Artificial Intelligence and Statistics (AIStats)}, |
| pages = {1167--1176}, |
| publisher = {PMLR}, |
| year = {2019} |
| } |
| @inproceedings{wang2023privacy, |
| title={A Privacy-Friendly Approach to Data Valuation}, |
| author={Jiachen T. Wang and Yuqing Zhu and Yu-Xiang Wang and Ruoxi Jia and Prateek Mittal}, |
| booktitle={Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume={37}, |
| year={2023}, |
| } |
| @inproceedings{wang2024efficient, |
| author={Jiachen T. Wang and Prateek Mittal and Ruoxi Jia}, |
| title={Efficient Data Shapley for Weighted Nearest Neighbor Algorithms}, |
| booktitle={Proceedings of the 27th International Conference on Artificial Intelligence and Statistics (AIStats)}, |
| pages={2557--2565}, |
| publisher={PMLR}, |
| year={2024}, |
| } |
| @inproceedings{muschalik2024shapiq, |
| title={{shapiq: Shapley Interactions for Machine Learning}}, |
| author= {Maximilian Muschalik and Hubert Baniecki and Fabian Fumagalli and Patrick Kolpaczki and Barbara Hammer and Eyke H{\"{u}}llermeier}, |
| year=2024, |
| booktitle={Advances in Neural Information Processing Systems (NeurIPS)}, |
| volume=37, |
| pages={130324--130357} |
| } |
| |
| @inproceedings{langley00, |
| author = {P. Langley}, |
| title = {Crafting Papers on Machine Learning}, |
| year = {2000}, |
| pages = {1207--1216}, |
| editor = {Pat Langley}, |
| booktitle = {Proceedings of the 17th International Conference |
| on Machine Learning (ICML 2000)}, |
| address = {Stanford, CA}, |
| publisher = {Morgan Kaufmann} |
| } |
| |
| @TechReport{mitchell80, |
| author = "T. M. Mitchell", |
| title = "The Need for Biases in Learning Generalizations", |
| institution = "Computer Science Department, Rutgers University", |
| year = "1980", |
| address = "New Brunswick, MA", |
| } |
| |
| @phdthesis{kearns89, |
| author = {M. J. Kearns}, |
| title = {Computational Complexity of Machine Learning}, |
| school = {Department of Computer Science, Harvard University}, |
| year = {1989} |
| } |
| |
| @Book{MachineLearningI, |
| editor = "R. S. Michalski and J. G. Carbonell and T. |
| M. Mitchell", |
| title = "Machine Learning: An Artificial Intelligence |
| Approach, Vol. I", |
| publisher = "Tioga", |
| year = "1983", |
| address = "Palo Alto, CA" |
| } |
| |
| @Book{DudaHart2nd, |
| author = "R. O. Duda and P. E. Hart and D. G. Stork", |
| title = "Pattern Classification", |
| publisher = "John Wiley and Sons", |
| edition = "2nd", |
| year = "2000" |
| } |
| |
| @misc{anonymous, |
| title= {Suppressed for Anonymity}, |
| author= {Author, N. N.}, |
| year= {2021} |
| } |
| |
| @InCollection{Newell81, |
| author = "A. Newell and P. S. Rosenbloom", |
| title = "Mechanisms of Skill Acquisition and the Law of |
| Practice", |
| booktitle = "Cognitive Skills and Their Acquisition", |
| pages = "1 |
| publisher = "Lawrence Erlbaum Associates, Inc.", |
| year = "1981", |
| editor = "J. R. Anderson", |
| chapter = "1", |
| address = "Hillsdale, NJ" |
| } |
|
|
|
|
| @Article{Samuel59, |
| author = "A. L. Samuel", |
| title = "Some Studies in Machine Learning Using the Game of |
| Checkers", |
| journal = "IBM Journal of Research and Development", |
| year = "1959", |
| volume = "3", |
| number = "3", |
| pages = "211--229" |
| } |
|
|
| @book{odonnell2014analysis, |
| title={Analysis of Boolean functions}, |
| author={O'Donnell, Ryan}, |
| year={2014}, |
| publisher={Cambridge University Press} |
| } |
|
|
| @inproceedings{covert2021improving, |
| title={Improving kernelshap: Practical shapley value estimation using linear regression}, |
| author={Covert, Ian and Lee, Su-In}, |
| booktitle={International conference on artificial intelligence and statistics}, |
| pages={3457 |
| year={2021}, |
| organization={PMLR} |
| } |
|
|
| @article{mitchell2022sampling, |
| title={Sampling permutations for shapley value estimation}, |
| author={Mitchell, Rory and Cooper, Joshua and Frank, Eibe and Holmes, Geoffrey}, |
| journal={Journal of Machine Learning Research}, |
| volume={23}, |
| number={43}, |
| pages={1 |
| year={2022} |
| } |
|
|
| @InProceedings{10.1007/978-3-032-08324-1_9, |
| author="Olsen, Lars Henry Berge |
| and Jullum, Martin", |
| editor="Guidotti, Riccardo |
| and Schmid, Ute |
| and Longo, Luca", |
| title="Improving the Weighting Strategy in KernelSHAP", |
| booktitle="Explainable Artificial Intelligence", |
| year="2026", |
| publisher="Springer Nature Switzerland", |
| address="Cham", |
| pages="194--218", |
| isbn="978-3-032-08324-1" |
| } |
|
|
| @book{grabisch2016set, |
| title={Set functions, games and capacities in decision making}, |
| author={Grabisch, Michel and others}, |
| volume={46}, |
| year={2016}, |
| publisher={Springer} |
| } |
|
|
| @inproceedings{ |
| kang.2025, |
| title={{SPEX}: Scaling Feature Interaction Explanations for {LLM}s}, |
| author={Justin Singh Kang and Landon Butler and Abhineet Agarwal and Yigit Efe Erginbas and Ramtin Pedarsani and Bin Yu and Kannan Ramchandran}, |
| booktitle={Forty-second International Conference on Machine Learning}, |
| year={2025}, |
| url={https://openreview.net/forum?id=pRlKbAwczl} |
| } |
|
|
| @inproceedings{ |
| butler.2025, |
| title={Proxy-{SPEX}: Sample-Efficient Interpretability via Sparse Feature Interactions in {LLM}s}, |
| author={Landon Butler and Abhineet Agarwal and Justin Singh Kang and Yigit Efe Erginbas and Bin Yu and Kannan Ramchandran}, |
| booktitle={The Thirty-ninth Annual Conference on Neural Information Processing Systems}, |
| year={2025}, |
| url={https://openreview.net/forum?id=KI8qan2EA7} |
| } |
|
|
|
|
|
|
| @inproceedings{ |
| gorji2025shap, |
| title={{SHAP} values via sparse Fourier representation}, |
| author={Ali Gorji and Andisheh Amrollahi and Andreas Krause}, |
| booktitle={The Thirty-ninth Annual Conference on Neural Information Processing Systems}, |
| year={2025}, |
| url={https://openreview.net/forum?id=wab4BEAUt6} |
| } |
|
|
| @article{kang2024learning, |
| title={Learning to understand: Identifying interactions via the M{\"o}bius transform}, |
| author={Kang, Justin and Erginbas, Yigit Efe and Butler, Landon and Pedarsani, Ramtin and Ramchandran, Kannan}, |
| journal={Advances in Neural Information Processing Systems}, |
| volume={37}, |
| pages={46160--46202}, |
| year={2024} |
| } |
| |
| @conference{008490a367af4c898494461b6554a770, |
| title = "Deep learning generalizes because the parameter-function map is biased towards simple functions", |
| abstract = "Deep neural networks (DNNs) generalize remarkably well without explicit regularization even in the strongly over-parametrized regime where classical learning theory would instead predict that they would severely overfit. While many proposals for some kind of implicit regularization have been made to rationalise this success, there is no consensus for the fundamental reason why DNNs do not strongly overfit. In this paper, we provide a new explanation. By applying a very general probability-complexity bound recently derived from algorithmic information theory (AIT), we argue that the parameter-function map of many DNNs should be exponentially biased towards simple functions. We then provide clear evidence for this strong bias in a model DNN for Boolean functions, as well as in much larger fully conected and convolutional networks trained on CIFAR10 and MNIST. As the target functions in many real problems are expected to be highly structured, this intrinsic simplicity bias helps explain why deep networks generalize well on real world problems. This picture also facilitates a novel PAC-Bayes approach where the prior is taken over the DNN input-output function space, rather than the more conventional prior over parameter space. If we assume that the training algorithm samples parameters close to uniformly within the zero-error region then the PAC-Bayes theorem can be used to guarantee good expected generalization for target functions producing high-likelihood training sets. By exploiting recently discovered connections between DNNs and Gaussian processes to estimate the marginal likelihood, we produce relatively tight generalization PAC-Bayes error bounds which correlate well with the true error on realistic datasets such as MNIST and CIFAR10and for architectures including convolutional and fully connected networks.", |
| author = "P{\'e}rez, \{Guillermo Valle\} and Louis, \{Ard A.\} and Camargo, \{Chico Q.\}", |
| note = "Publisher Copyright: {\textcopyright} 7th International Conference on Learning Representations, ICLR 2019. All Rights Reserved.; 7th International Conference on Learning Representations, ICLR 2019 ; Conference date: 06-05-2019 Through 09-05-2019", |
| year = "2019", |
| language = "English", |
| } |
| |
| @inproceedings{ |
| ren2024towards, |
| title={Towards the Dynamics of a {DNN} Learning Symbolic Interactions}, |
| author={Qihan Ren and Junpeng Zhang and Yang Xu and Yue Xin and Dongrui Liu and Quanshi Zhang}, |
| booktitle={The Thirty-eighth Annual Conference on Neural Information Processing Systems}, |
| year={2024}, |
| url={https://openreview.net/forum?id=dIHXwKjXRE} |
| } |
| |
| @inproceedings{ |
| witter2025regressionadjusted, |
| title={Regression-adjusted Monte Carlo Estimators for Shapley Values and Probabilistic Values}, |
| author={R. Teal Witter and Yurong Liu and Christopher Musco}, |
| booktitle={The Thirty-ninth Annual Conference on Neural Information Processing Systems}, |
| year={2025}, |
| url={https://openreview.net/forum?id=Qabko39AS5} |
| } |
| |
| @article{lundberg2020local, |
| title={From local explanations to global understanding with explainable AI for trees}, |
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| title = {{iPDP: On Partial Dependence Plots in Dynamic Modeling Scenarios}}, |
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| } |
| @book{Glasserman.2004, |
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| eprinttype = {arXiv}, |
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| year = {2025}, |
| } |
| |
| |
| @inproceedings{Kelodjou.2024, |
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| Maurice Tchuent{\'{e}} and |
| Alexandre Termier}, |
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| Sriraam Natarajan}, |
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| |
| % Teal added |
| @InProceedings{Kwon.2022b, |
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| year = {2022}, |
| } |
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| year = {2024}} |
| |
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| |
| @article{Yeh.2018b, |
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| Tzu{-}Kuang Hsu}, |
| title = {Building real estate valuation models with comparative approach through |
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| Stacey Miertschin and |
| Amber Young and |
| Somya D. Mohanty}, |
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| @misc{Redmond.2011, |
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| @article{lundberg2018consistent, |
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| year={2018} |
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| @inproceedings{Dosovitskiy.2021, |
| author = {Alexey Dosovitskiy and |
| Lucas Beyer and |
| Alexander Kolesnikov and |
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| Thomas Unterthiner and |
| Mostafa Dehghani and |
| Matthias Minderer and |
| Georg Heigold and |
| Sylvain Gelly and |
| Jakob Uszkoreit and |
| Neil Houlsby}, |
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| @inproceedings{lam2022greedy, |
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| organization={PMLR} |
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| @inproceedings{ghorbani2019data, |
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| author={Ghorbani, Amirata and Zou, James}, |
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| year={2019}, |
| organization={PMLR} |
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| @inproceedings{musco2025provably, |
| author = {Christopher Musco and |
| R. Teal Witter}, |
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| booktitle = {Proccedings of the International Conference on Learning Representations (ICLR)}, |
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| @inproceedings{butler2025proxyspex, |
| title={Proxy-{SPEX}: Sample-Efficient Interpretability via Sparse Feature Interactions in {LLM}s}, |
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| @inproceedings{kang2025spex, |
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| @article{bareinboim2016causal, |
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| @article{li2024robust, |
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| year={2024} |
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| @article{JMLR:v26:25-0512, |
| author = {Si-Yang Liu and |
| Hao-Run Cai and |
| Qi-Le Zhou and |
| Huai-Hong Yin and |
| Tao Zhou and |
| Jun-Peng Jiang and |
| Han-Jia Ye}, |
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| |
| |