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AML Investigator - Baseline Inference Script
Loops through all 3 tasks to satisfy the Phase 2 Validator.
"""
import asyncio
import json
import os
import re
import sys
import textwrap
from typing import Any, Dict, List, Optional, Tuple
from openai import OpenAI
from pydantic import ValidationError
from server.AML_env_environment import AmlEnvironment
from models import AmlAction, AmlObservation
API_BASE_URL = os.getenv("API_BASE_URL") or "http://127.0.0.1:1234/v1"
MODEL_NAME = os.getenv("MODEL_NAME", "openai/gpt-oss-20b")
HF_TOKEN = os.getenv("HF_TOKEN") or "lm-studio"
LOCAL_IMAGE_NAME = os.getenv("LOCAL_IMAGE_NAME")
ENV_BASE_URL = os.getenv("ENV_BASE_URL", "http://127.0.0.1:7860")
TASK_NAME = os.getenv("TASK_NAME", "aml_easy")
TASKS = ["aml_easy", "aml_medium", "aml_hard"]
BENCHMARK = "aml_investigator"
MAX_STEPS = 25
HISTORY_MAX_STEPS = 3
SYSTEM_PROMPT = textwrap.dedent(
"""
You are a Tier 1 AML compliance investigator using a ReAct-style loop.
Think privately, then return exactly one JSON object for the next action.
Output format:
{
"thought": "Observation: ... Plan: ...",
"action": {
"action_type": "...",
...
}
}
The "thought" field is your thinking pad and is required.
It must include two labeled sections in order:
- Observation: what evidence you see now.
- Plan: the single next action and why.
Keep it concise.
Available actions:
- {"action": {"action_type": "query_transactions", "account_id": "ACC-XXXX", "limit": 10, "offset": 0}}
- {"action": {"action_type": "search_transactions", "account_id": "ACC-XXXX", "keyword": "invoice"}}
- {"action": {"action_type": "get_kyc_record", "entity_id": "ENT-XXXX"}}
- {"action": {"action_type": "submit_decision", "decision": "FRAUD", "evidence_links": ["ACC-1234"]}}
- For false positives, use {"action": {"action_type": "submit_decision", "decision": "CLEAR", "evidence_links": []}}
Rules:
- Use only the alert, current observation, and recent history shown here.
- get_kyc_record must use ENT ids, never ACC ids.
- Return JSON only. No markdown fences. No explanation outside JSON.
Example 1:
{"thought":"Observation: The flagged account sent a large payment with a business-like memo. Plan: Check receiver KYC before deciding.","action":{"action_type":"get_kyc_record","entity_id":"ENT-9002"}}
Example 2:
{"thought":"Observation: There are multiple inbound deposits just under 10000 from different accounts. Plan: Inspect one sender's KYC to test structuring.","action":{"action_type":"get_kyc_record","entity_id":"ENT-9011"}}
"""
).strip()
def _extract_text_from_chat_completion(completion: object) -> str:
choices = getattr(completion, "choices", None) or []
if not choices:
raise ValueError("Model response has no choices")
first_choice = choices[0]
message = getattr(first_choice, "message", None)
if message is None:
raise ValueError("Model response choice has no message")
content = getattr(message, "content", None)
if isinstance(content, str) and content.strip():
return content.strip()
if isinstance(content, list):
chunks: List[str] = []
for item in content:
if isinstance(item, dict):
text_val = item.get("text")
if isinstance(text_val, str):
chunks.append(text_val)
else:
text_val = getattr(item, "text", None)
if isinstance(text_val, str):
chunks.append(text_val)
merged = "".join(chunks).strip()
if merged:
return merged
raise ValueError("Model response content is empty")
def _extract_text_from_responses_api(response: object) -> str:
output_text = getattr(response, "output_text", None)
if isinstance(output_text, str) and output_text.strip():
return output_text.strip()
output = getattr(response, "output", None) or []
chunks: List[str] = []
for item in output:
content = getattr(item, "content", None) or []
for part in content:
text_val = getattr(part, "text", None)
if isinstance(text_val, str):
chunks.append(text_val)
elif isinstance(part, dict):
maybe_text = part.get("text")
if isinstance(maybe_text, str):
chunks.append(maybe_text)
merged = "".join(chunks).strip()
if merged:
return merged
raise ValueError("Responses API output is empty")
def _extract_text_from_completions_api(completion: object) -> str:
choices = getattr(completion, "choices", None) or []
if not choices:
raise ValueError("Completions API response has no choices")
first_choice = choices[0]
text_val = getattr(first_choice, "text", None)
if isinstance(text_val, str) and text_val.strip():
return text_val.strip()
raise ValueError("Completions API response text is empty")
def _coerce_json_object(raw_text: str) -> str:
text = raw_text.strip()
if text.startswith("```"):
text = text.replace("```json", "").replace("```", "").strip()
if text.startswith("{") and text.endswith("}"):
return text
start = text.find("{")
end = text.rfind("}")
if start != -1 and end > start:
return text[start : end + 1]
return text
def _strip_channel_wrappers(raw_text: str) -> str:
"""
Some OSS reasoning models emit channel tags like:
<|channel|>analysis<|message|>...<|channel|>final<|message|>{...}
Keep only the final/message payload before JSON parsing.
"""
text = raw_text.strip()
if "<|channel|>" not in text:
return text
final_marker = "<|channel|>final<|message|>"
if final_marker in text:
return text.split(final_marker, 1)[1].strip()
message_marker = "<|message|>"
if message_marker in text:
return text.split(message_marker, 1)[1].strip()
return text
def _extract_balanced_json_object(text: str) -> Optional[str]:
start = text.find("{")
if start == -1:
return None
depth = 0
in_string = False
escape = False
for idx in range(start, len(text)):
ch = text[idx]
if in_string:
if escape:
escape = False
elif ch == "\\":
escape = True
elif ch == '"':
in_string = False
continue
if ch == '"':
in_string = True
elif ch == "{":
depth += 1
elif ch == "}":
depth -= 1
if depth == 0:
return text[start : idx + 1]
return None
def _parse_action_payload(raw_text: str) -> AmlAction:
cleaned_text = _strip_channel_wrappers(raw_text)
candidate = _coerce_json_object(cleaned_text)
parse_errors: List[str] = []
for attempt in (
candidate,
_extract_balanced_json_object(cleaned_text) or "",
_extract_balanced_json_object(raw_text) or "",
):
if not attempt:
continue
try:
payload = json.loads(attempt)
if isinstance(payload, dict):
return AmlAction.model_validate(payload)
parse_errors.append("decoded JSON was not an object")
continue
except ValidationError as exc:
parse_errors.append(f"schema: {exc.errors()[0]['msg']}")
continue
except Exception as exc:
parse_errors.append(f"json: {exc}")
details = parse_errors[-1] if parse_errors else "could not parse model output into JSON object"
raise ValueError(details)
def _debug_text_repr(value: Any) -> str:
text = str(value)
escaped = text.encode("unicode_escape", errors="backslashreplace").decode("ascii", errors="replace")
return f"len={len(text)} repr={escaped!r}"
def _build_model_observation(obs_dict: Dict[str, Any]) -> Dict[str, Any]:
validated = AmlObservation.model_validate(obs_dict)
return {
"alert_details": validated.alert_details,
"budget_remaining": validated.budget_remaining,
"last_action": validated.last_action,
"last_action_result": validated.last_action_result,
"done": validated.done,
"reward": validated.reward,
}
def _render_history(history: List[Dict[str, Any]]) -> str:
if not history:
return "No previous steps."
entries = history[-HISTORY_MAX_STEPS:]
lines = [json.dumps(item, ensure_ascii=True) for item in entries]
return "\n".join(lines) if lines else "No previous steps."
def _build_recovery_action_from_obs(obs_dict: dict, next_offsets: Dict[str, int]) -> dict:
"""Use a non-terminal fallback action when model output is malformed."""
alert = str(obs_dict.get("alert_details", "") or "")
match = re.search(r"ACC-\d+", alert)
if match:
account_id = match.group(0)
offset = next_offsets.get(account_id, 0)
next_offsets[account_id] = offset + 10
return {
"action": {
"action_type": "query_transactions",
"account_id": account_id,
"limit": 10,
"offset": offset,
}
}
return {
"action": {
"action_type": "submit_decision",
"decision": "CLEAR",
"evidence_links": [],
}
}
def log_start(task: str, env: str, model: str) -> None:
print(f"[START] task={task} env={env} model={model}", flush=True)
def log_step(step: int, action: str, reward: float, done: bool, error: Optional[str]) -> None:
error_val = error if error else "null"
done_val = str(done).lower()
print(f"[STEP] step={step} action={action} reward={reward:.2f} done={done_val} error={error_val}", flush=True)
def log_end(success: bool, steps: int, score: float, rewards: List[float]) -> None:
rewards_str = ",".join(f"{r:.2f}" for r in rewards)
print(f"[END] success={str(success).lower()} steps={steps} score={score:.2f} rewards={rewards_str}", flush=True)
def log_thought(step: int, thought: Optional[object]) -> None:
"""Print model thought to stderr so stdout contract stays validator-safe."""
if thought is None:
return
if isinstance(thought, dict):
compact = json.dumps(thought, ensure_ascii=True)
else:
compact = str(thought)
compact = compact.replace("\n", " ").strip()
print(f"[THOUGHT] step={step} thought={compact}", file=sys.stderr, flush=True)
def get_model_message(
client: OpenAI,
obs_dict: dict,
history: List[Dict[str, Any]],
next_offsets: Dict[str, int],
) -> Tuple[str, bool]:
model_obs = _build_model_observation(obs_dict)
history_block = _render_history(history)
user_prompt = (
f"Observation:\n{json.dumps(model_obs, ensure_ascii=True, indent=2)}\n\n"
f"History:\n{history_block}\n\n"
"Return exactly one JSON object with keys: thought, action. "
"thought must include 'Observation:' and 'Plan:'."
)
try:
completion = client.chat.completions.create(
model=MODEL_NAME,
messages=[
{"role": "system", "content": SYSTEM_PROMPT},
{"role": "user", "content": user_prompt},
],
temperature=0.0,
max_tokens=260,
response_format={"type": "json_object"},
)
return _extract_text_from_chat_completion(completion), False
except Exception as chat_exc:
chat_error = f"chat:{chat_exc}"
try:
response = client.responses.create(
model=MODEL_NAME,
instructions=SYSTEM_PROMPT,
input=user_prompt,
max_output_tokens=1000,
)
return _extract_text_from_responses_api(response), False
except Exception as responses_exc:
responses_error = f"responses:{responses_exc}"
try:
completion = client.completions.create(
model=MODEL_NAME,
prompt=f"{SYSTEM_PROMPT}\n\n{user_prompt}",
temperature=0.0,
max_tokens=260,
)
return _extract_text_from_completions_api(completion), False
except Exception as completions_exc:
completions_error = f"completions:{completions_exc}"
recovery_json = _build_recovery_action_from_obs(obs_dict, next_offsets)
print(
(
"[DEBUG] Model request failed; using recovery action "
f"({completions_error}; {chat_error}; {responses_error})"
),
file=sys.stderr,
flush=True,
)
recovery_payload = {
"thought": "Observation: Model request failed. Plan: take a safe recovery action.",
"action": recovery_json["action"],
}
return json.dumps(recovery_payload, ensure_ascii=True), True
async def main() -> None:
client = OpenAI(base_url=API_BASE_URL, api_key=HF_TOKEN)
env = AmlEnvironment()
for task_name in TASKS:
history: List[Dict[str, Any]] = []
rewards: List[float] = []
steps_taken = 0
score = 0.0
success = False
had_parse_error = False
next_offsets: Dict[str, int] = {}
log_start(task=task_name, env=BENCHMARK, model=MODEL_NAME)
try:
obs = env.reset(task=task_name)
for step in range(1, MAX_STEPS + 1):
if obs.done:
break
obs_dict = AmlObservation.model_validate(obs.model_dump()).model_dump()
action_str, used_recovery = get_model_message(client, obs_dict, history, next_offsets)
if used_recovery:
had_parse_error = True
action_for_log = action_str
action_payload_for_history: Dict[str, Any] = {}
parsed_model_action = False
model_thought_for_history: Optional[str] = None
try:
action_obj = _parse_action_payload(action_str)
log_thought(step=step, thought=action_obj.thought)
model_thought_for_history = action_obj.thought
parsed_model_action = True
action_payload_for_history = action_obj.action.model_dump(exclude={"metadata"}, exclude_none=True)
action_for_log = json.dumps({"action": action_payload_for_history}, ensure_ascii=True)
if action_payload_for_history.get("action_type") == "query_transactions":
acc = action_payload_for_history.get("account_id")
offset = int(action_payload_for_history.get("offset", 0))
limit = int(action_payload_for_history.get("limit", 10))
if isinstance(acc, str):
next_offsets[acc] = max(next_offsets.get(acc, 0), offset + max(limit, 1))
error = None
except Exception as e:
had_parse_error = True
error = f"JSON Parse/Schema Error: {str(e)}"
debug_payload = _debug_text_repr(action_str) if action_str.strip() else "empty model output"
print(
f"[DEBUG] step={step} parse_failed_raw={debug_payload}",
file=sys.stderr,
flush=True,
)
log_thought(
step=step,
thought="Observation: model output was invalid. Plan: use safe recovery action.",
)
recovery_json = _build_recovery_action_from_obs(obs_dict, next_offsets)
recovery_payload = {
"thought": "Observation: JSON/schema parse failed. Plan: query next page safely.",
"action": recovery_json["action"],
}
action_obj = AmlAction.model_validate(recovery_payload)
action_payload_for_history = recovery_payload["action"]
action_for_log = json.dumps({"action": action_payload_for_history}, ensure_ascii=True)
obs = env.step(action_obj)
reward = obs.reward or 0.0
done = obs.done
rewards.append(reward)
steps_taken = step
log_step(step=step, action=action_for_log.replace("\n", ""), reward=reward, done=done, error=error)
# Keep prompt context clean: only feed back model-authored, schema-valid turns.
if parsed_model_action:
history.append(
{
"step": step,
"thought": model_thought_for_history,
"action": action_payload_for_history,
"result": obs.last_action_result,
"budget_remaining": obs.budget_remaining,
}
)
if len(history) > HISTORY_MAX_STEPS:
history = history[-HISTORY_MAX_STEPS:]
if done:
break
if had_parse_error or obs.error_message:
score = 0.05
elif "submit_decision" in (obs.last_action or ""):
score = 0.75
else:
score = 0.25
score = min(max(score, 0.01), 0.99)
success = (not had_parse_error) and (obs.error_message is None) and score > 0.5
finally:
log_end(success=success, steps=steps_taken, score=score, rewards=rewards)
if __name__ == "__main__":
asyncio.run(main())
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