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import re
from concurrent.futures import ThreadPoolExecutor
from datetime import datetime, timezone
from typing import TypedDict, Annotated, Optional
from langchain_core.messages import BaseMessage, SystemMessage, HumanMessage, ToolMessage
from langgraph.graph import StateGraph, END
from langgraph.graph.message import add_messages
from agent.tools import (
get_financial_metrics,
search_filing,
search_transcript,
search_news,
get_analyst_expectations,
)
from agent.prompts import SYSTEM_PROMPT, SYNTHESIS_STRUCTURED_PROMPT, language_directive
from agent.schemas import BriefOutput
from agent.post_synthesis import apply_reliability, attach_edge_signals
from agent.evidence import (
NO_VERIFIED_SYNTHESIS_MESSAGE,
evidence_records_from,
evidence_envelope,
is_usable_evidence_payload,
parse_evidence_envelope,
)
from agent.llm import RunConfig, default_config, make_chat_model, build_system_message, ANTHROPIC_DEFAULT_MODEL
TOOLS = [
get_financial_metrics,
search_filing,
search_transcript,
search_news,
get_analyst_expectations,
]
MAX_TOOL_ROUNDS = 10
MODEL = ANTHROPIC_DEFAULT_MODEL # legacy alias — prefer agent.llm.RunConfig for new code
TOOL_BY_NAME = {t.name: t for t in TOOLS}
_EXPECTED_TOOL_SOURCES = {
"get_financial_metrics": {"metrics"},
"search_filing": {"10-K", "10-Q"},
"search_transcript": {"transcript"},
"search_news": {"news"},
"get_analyst_expectations": {"analyst"},
}
def _invoke_one(tc: dict) -> ToolMessage:
"""Invoke a single tool call and return a ToolMessage."""
name = tc["name"]
args = tc.get("args") or {}
tool_call_id = tc.get("id", "")
try:
fn = TOOL_BY_NAME.get(name)
if fn is None:
raise ValueError(f"Unknown tool: {name!r}")
result = fn.invoke(args)
content = result if isinstance(result, str) else str(result)
except Exception as exc:
content = evidence_envelope(
tool=name,
query=args,
status="ERROR",
message=str(exc),
error_code="TOOL_INVOCATION_ERROR",
)
return ToolMessage(tool_call_id=tool_call_id, name=name, content=content)
# Tool names that the agent must touch before synthesis can proceed.
# Without filing AND transcript evidence, the structured brief schema
# (mda_summary, risks_categorized, management_commentary, etc.) cannot
# be filled without fabrication.
REQUIRED_TOOL_NAMES = {"search_filing", "search_transcript"}
class AgentState(TypedDict):
ticker: str
messages: Annotated[list[BaseMessage], add_messages]
tool_round_count: int
nudge_fired: bool
edge_signals: Optional[list[dict]] # precomputed deterministic signals
profile_payloads: Optional[list[str]]
language: Optional[str] # e.g. "French" — prose fields in brief will use this language
brief: Optional[dict]
brief_markdown: Optional[str]
synthesis_error: Optional[str]
coverage: Optional[dict]
verification_report: Optional[dict]
def _called_tool_names(messages: list[BaseMessage]) -> set[str]:
return {m.name for m in messages if isinstance(m, ToolMessage) and getattr(m, "name", None)}
def _filing_call_count(messages: list[BaseMessage]) -> int:
return sum(
1 for m in messages
if isinstance(m, ToolMessage)
and getattr(m, "name", None) == "search_filing"
and is_usable_evidence_payload(m)
)
def _tool_envelopes(messages: list[BaseMessage], name: str) -> list[dict]:
envelopes = []
for message in messages:
if not isinstance(message, ToolMessage) or getattr(message, "name", None) != name:
continue
envelope = parse_evidence_envelope(message)
if envelope and envelope.get("tool") == name:
envelopes.append(envelope)
return envelopes
def _records_for_tool(envelope: dict, name: str):
allowed = _EXPECTED_TOOL_SOURCES.get(name, set())
return [
record for record in evidence_records_from(envelope)
if record.ref.source in allowed
]
def _coverage_report(messages: list[BaseMessage]) -> dict:
groups = {
"metrics": "get_financial_metrics",
"filings": "search_filing",
"transcripts": "search_transcript",
"analyst": "get_analyst_expectations",
"news": "search_news",
}
report: dict = {}
for label, name in groups.items():
envelopes = _tool_envelopes(messages, name)
valid_counts = {id(e): len(_records_for_tool(e, name)) for e in envelopes}
ok = [
e for e in envelopes
if e.get("status") == "OK" and valid_counts[id(e)] > 0
]
invalid = [
e for e in envelopes
if e.get("status") == "OK" and valid_counts[id(e)] == 0
]
if ok:
status = "OK"
elif any(e.get("status") == "ERROR" for e in envelopes):
status = "ERROR"
elif invalid:
status = "INVALID"
elif any(e.get("status") == "EMPTY" for e in envelopes):
status = "EMPTY"
else:
status = "NOT_CALLED"
report[label] = {
"status": status,
"successful_calls": len(ok),
"evidence_count": sum(valid_counts[id(e)] for e in ok),
"errors": [
(e.get("error") or {}).get("message", "tool error")
for e in envelopes if e.get("status") == "ERROR"
] + (["invalid evidence record"] if invalid else []),
}
gaps = []
if report["metrics"]["evidence_count"] < 1:
gaps.append("financial metrics unavailable")
if report["filings"]["evidence_count"] < 1:
gaps.append("filing evidence unavailable")
elif report["filings"]["successful_calls"] < 2:
gaps.append("only one filing search completed")
if report["transcripts"]["evidence_count"] < 1:
gaps.append("transcript evidence unavailable")
report["gaps"] = gaps
report["status"] = "COMPLETE" if not gaps else "PARTIAL"
return report
def _can_synthesize(messages: list[BaseMessage]) -> bool:
coverage = _coverage_report(messages)
return (
coverage["metrics"]["evidence_count"] >= 1
and coverage["filings"]["evidence_count"] >= 1
)
def _coverage_gaps(messages: list[BaseMessage]) -> list[str]:
"""Return retryable gaps; EMPTY is confirmed absence, not retryable."""
gaps = []
metrics = _tool_envelopes(messages, "get_financial_metrics")
filings = _tool_envelopes(messages, "search_filing")
transcripts = _tool_envelopes(messages, "search_transcript")
if not any(e.get("status") == "OK" and _records_for_tool(e, "get_financial_metrics") for e in metrics):
gaps.append("get_financial_metrics")
filing_ok = sum(
e.get("status") == "OK" and bool(_records_for_tool(e, "search_filing"))
for e in filings
)
if filing_ok < 2 and not any(e.get("status") == "EMPTY" for e in filings):
gaps.append(f"search_filing (need 2 successful calls; {filing_ok} so far)")
if not any(
e.get("status") == "EMPTY"
or (e.get("status") == "OK" and _records_for_tool(e, "search_transcript"))
for e in transcripts
):
gaps.append("search_transcript")
return gaps
def should_continue(state: AgentState) -> str:
last = state["messages"][-1]
under_cap = state["tool_round_count"] < MAX_TOOL_ROUNDS
if getattr(last, "tool_calls", None) and under_cap:
return "tools"
# Agent stopped emitting tool calls. Check coverage floor before
# routing to synthesis: require ≥2 filing calls + ≥1 transcript call.
if not getattr(last, "tool_calls", None) and under_cap and not state.get("nudge_fired"):
if _coverage_gaps(state["messages"]):
return "nudge"
return "synthesis" if _can_synthesize(state["messages"]) else "partial"
def _extract_json(raw: str) -> str:
"""Extract the first complete JSON object from LLM output.
Uses raw_decode so trailing content — extra commentary, a duplicate object
(e.g. when the model was asked about multiple tickers), or a stray code
fence — is ignored instead of triggering a json.loads 'Extra data' error.
"""
start = raw.find("{")
if start != -1:
try:
_obj, end = json.JSONDecoder().raw_decode(raw, start)
return raw[start:end]
except json.JSONDecodeError:
pass
# Last-resort fallback: original first-{ to last-} heuristic
end = raw.rfind("}")
if start != -1 and end != -1 and end > start:
return raw[start:end + 1]
return raw
def nudge_node(state: AgentState) -> dict:
"""One-shot prod when the agent tries to terminate without minimum coverage."""
gaps = _coverage_gaps(state["messages"])
gaps_str = " and ".join(f"`{g}`" for g in gaps)
nudge = HumanMessage(content=(
f"Before synthesizing, you must satisfy these coverage requirements: {gaps_str}. "
"Filings (10-Q/10-K) are the primary source — `what_changed`, `bull_points`, "
"`bear_points`, and `risks_categorized` must be predominantly filing-sourced. "
"Issue the missing search call(s) now (batched where independent)."
))
return {"messages": [nudge], "nudge_fired": True}
def _partial_brief(state: AgentState, reason: str) -> dict:
coverage = _coverage_report(state.get("messages", []))
company_name = state["ticker"].upper()
filing_date = ""
for envelope in _tool_envelopes(state.get("messages", []), "get_financial_metrics"):
for record in envelope.get("records") or []:
metadata = record.get("metadata") or {}
company_name = metadata.get("company_name") or company_name
filing_date = metadata.get("filing_date") or filing_date
if filing_date:
break
if not filing_date or company_name == state["ticker"].upper():
try:
from storage.metrics_db import get_metrics
metrics = get_metrics(state["ticker"])
if isinstance(metrics, dict):
if company_name == state["ticker"].upper():
company_name = metrics.get("company_name") or company_name
if not filing_date:
filing_date = metrics.get("filing_date") or filing_date
except Exception:
pass
generated_at = datetime.now(timezone.utc).isoformat()
return {
"ticker": state["ticker"].upper(),
"company_name": company_name,
"filing_date": filing_date,
"status": "PARTIAL",
"schema_version": "brief.v2",
"generated_at": generated_at,
"data_as_of": filing_date,
"what_matters_most": NO_VERIFIED_SYNTHESIS_MESSAGE,
"non_obvious_takeaway": "",
"analytical_tensions": [],
"between_the_lines": [],
"earnings_quality_signals": [],
"standout_number": None,
"what_changed": [],
"bull_points": [],
"bear_points": [],
"what_to_watch": [],
"trends": [],
"evidence_notes": [reason] + list(coverage.get("gaps") or []),
"evidence_coverage": {
"status": "INCOMPLETE", "verified": 0, "unverified": 0,
"failed": 0, "total": 0,
},
"verification_report": {
"verified": 0, "unverified": 0, "failed": 0, "removed": 0,
},
"coverage": coverage,
"mda_summary": {
"drivers": [], "headwinds": [], "language_shift": "", "key_quote": None,
},
"risks_categorized": [],
"management_commentary": [],
"guidance_history": [],
"sentiment": None,
"market_expectations": None,
"quarter_deltas": state.get("edge_signals") or [],
"display_policy": {
"event_returns_aligned": False,
"market_expectations_aligned": False,
"aggregate_reliability_meaningful": False,
},
"language": state.get("language") or "English",
"company_profile": None,
}
def _format_signals_message(signals: list[dict]) -> str:
"""Format precomputed edge signals as a compact labelled block for the agent."""
lines = ["== PRECOMPUTED EDGE SIGNALS (deterministic, no LLM) ==\n"]
kind_labels = {
"risk_added": "NEW RISK",
"risk_removed": "REMOVED RISK",
"risk_reworded": "REWORDED RISK",
"guidance_language_shift": "GUIDANCE LANGUAGE SHIFT",
"term_frequency": "TERM FREQUENCY SHIFT",
"kpi_dropped": "DROPPED KPI",
"tone_trend": "MANAGEMENT TONE TREND",
"topic_arc": "TRANSCRIPT TOPIC ARC",
"recurring_evasion": "RECURRING Q&A EVASION",
"topic_fade": "PREPARED-REMARKS TOPIC FADE",
}
for i, s in enumerate(signals, 1):
kind = s.get("kind", "")
label = kind_labels.get(kind, kind.upper())
sig = s.get("significance", "MEDIUM")
term = s.get("term", "")
term_str = f" — {term}" if term else ""
lines.append(f"[SIG-{i}] {label}{term_str} [{sig}]")
if s.get("before_text"):
lines.append(f" BEFORE ({s.get('period_from','')}): \"{s['before_text']}\"")
if s.get("after_text"):
lines.append(f" AFTER ({s.get('period_to','')}): \"{s['after_text']}\"")
if s.get("computed_metric"):
lines.append(f" METRIC: {s['computed_metric']}")
lines.append("")
lines.append("== END PRECOMPUTED EDGE SIGNALS ==")
return "\n".join(lines)
MAX_EDGE_SIGNALS = 12
MAX_FILING_SIGNALS = 8
MAX_TRANSCRIPT_SIGNALS = 6
# Output budget for the single-call synthesis (brief + company profile +
# one full evidence_ref per fact). 16384 was inherited from the pre-merge
# two-call split and truncated real AAPL briefs mid-JSON (stop_reason=
# max_tokens at exactly 16384 output tokens). 64000 is the claude-haiku-4-5
# output ceiling; billing only covers tokens actually generated.
SYNTHESIS_MAX_TOKENS = 64000
class SynthesisTruncatedError(RuntimeError):
"""The synthesis stream was cut off by the max_tokens limit."""
def _cap_signals(signals: list[dict], max_total: int = MAX_EDGE_SIGNALS) -> list[dict]:
"""Bound the edge-signal block: per-source caps, then a global cap.
Sorts HIGH→MEDIUM→LOW, keeps at most MAX_FILING_SIGNALS filing-sourced and
MAX_TRANSCRIPT_SIGNALS transcript-sourced signals, then truncates to
max_total so neither module can flood the prompt.
"""
order = {"HIGH": 0, "MEDIUM": 1, "LOW": 2}
signals = sorted(signals, key=lambda s: order.get(s.get("significance", "MEDIUM"), 2))
capped: list[dict] = []
filing_n = transcript_n = 0
for s in signals:
if s.get("source") == "transcript":
if transcript_n >= MAX_TRANSCRIPT_SIGNALS:
continue
transcript_n += 1
else:
if filing_n >= MAX_FILING_SIGNALS:
continue
filing_n += 1
capped.append(s)
return capped[:max_total]
def signals_node(state: AgentState) -> dict:
"""Run deterministic analysis modules and inject signals into conversation."""
ticker = state["ticker"]
raw_signals = []
try:
from analysis.textdiff import compute as compute_text_deltas
raw_signals.extend(compute_text_deltas(ticker))
except Exception as exc:
import sys
print(f"[signals_node] textdiff error: {exc}", file=sys.stderr)
try:
from analysis.tone_drift import compute as compute_tone_deltas
raw_signals.extend(compute_tone_deltas(ticker))
except Exception as exc:
import sys
print(f"[signals_node] tone_drift error: {exc}", file=sys.stderr)
signals = _cap_signals([s.model_dump() for s in raw_signals])
if signals:
msg = HumanMessage(content=_format_signals_message(signals))
return {"edge_signals": signals, "messages": [msg]}
return {"edge_signals": [], "messages": []}
def profile_evidence_node(state: AgentState) -> dict:
"""Inject deterministic profile evidence as parseable human messages."""
from agent.company_profile import collect_profile_evidence
payloads = collect_profile_evidence(state["ticker"], include_metrics=False)
if not payloads:
return {"profile_payloads": [], "messages": []}
messages = [
HumanMessage(
content=(
"== COMPANY PROFILE EVIDENCE "
"(deterministic retrieval, evidence.v1 envelopes follow) =="
)
)
]
messages.extend(HumanMessage(content=payload) for payload in payloads)
return {"profile_payloads": payloads, "messages": messages}
def _pop_company_profile(data: dict) -> dict | None:
"""Remove the separately validated profile section from synthesis output."""
return data.pop("company_profile", None)
def _finalize_synthesis_profile(
state: AgentState,
profile_section: dict,
model: str | None,
) -> dict | None:
"""Finalize and persist a synthesized profile without risking the brief."""
try:
from agent.company_profile import finalize_profile_from_synthesis
from storage import company_profiles
all_payloads = list(state.get("messages") or []) + list(
state.get("profile_payloads") or []
)
profile = finalize_profile_from_synthesis(
state["ticker"], profile_section, all_payloads, model
)
company_profiles.save_profile(state["ticker"], profile)
return profile
except Exception as exc:
import sys
print(
f"[synthesis] company profile finalization failed: {exc}",
file=sys.stderr,
)
return None
def create_graph(config: Optional[RunConfig] = None):
cfg = config or default_config()
llm = make_chat_model(cfg)
llm_with_tools = llm.bind_tools(TOOLS)
def agent_node(state: AgentState) -> dict:
system_block = build_system_message(cfg, SYSTEM_PROMPT)
response = llm_with_tools.invoke([system_block] + state["messages"])
return {"messages": [response]}
def tool_node(state: AgentState) -> dict:
last = state["messages"][-1]
tool_calls = getattr(last, "tool_calls", None) or []
if not tool_calls:
return {"messages": [], "tool_round_count": state["tool_round_count"] + 1}
with ThreadPoolExecutor(max_workers=min(8, len(tool_calls))) as ex:
results = list(ex.map(_invoke_one, tool_calls))
return {"messages": results, "tool_round_count": state["tool_round_count"] + 1}
def partial_node(state: AgentState) -> dict:
brief = _partial_brief(state, "Required evidence was unavailable or invalid.")
return {
"brief": brief,
"brief_markdown": None,
"synthesis_error": None,
"coverage": brief["coverage"],
"verification_report": brief["verification_report"],
}
def synthesis_node(state: AgentState) -> dict:
try:
llm_plain = make_chat_model(cfg, max_tokens=SYNTHESIS_MAX_TOKENS)
# Main prompt — cached (ephemeral) on Anthropic. Keep this block stable
# so the cache hit rate is preserved regardless of the chosen language.
lang = state.get("language") or "English"
extra_texts = [language_directive(lang)] if lang != "English" else None
system_block = build_system_message(cfg, SYNTHESIS_STRUCTURED_PROMPT, extra_texts)
synthesis_messages = [system_block] + state["messages"]
# If cap was hit mid-round the last AIMessage may still carry tool_calls.
# Anthropic rejects conversations where tool_use blocks have no matching
# tool_result — insert stubs so the message history is valid.
last_msg = synthesis_messages[-1]
if getattr(last_msg, "tool_calls", None):
stubs = [
ToolMessage(
tool_call_id=tc["id"],
name=tc["name"],
content=evidence_envelope(
tool=tc["name"], query=tc.get("args") or {}, status="ERROR",
message="Tool call interrupted at round cap.",
error_code="ROUND_CAP_INTERRUPTED",
),
)
for tc in last_msg.tool_calls
]
synthesis_messages = synthesis_messages + stubs
if not isinstance(synthesis_messages[-1], HumanMessage):
synthesis_messages = synthesis_messages + [
HumanMessage(content="Now produce the structured research brief as a JSON object.")
]
chunks = []
stop_reason = None
for chunk in llm_plain.stream(synthesis_messages):
metadata = getattr(chunk, "response_metadata", None) or {}
stop_reason = (
metadata.get("stop_reason")
or metadata.get("finish_reason")
or stop_reason
)
text = chunk.content if isinstance(chunk.content, str) else ""
if text:
chunks.append(text)
if stop_reason in ("max_tokens", "length"):
raise SynthesisTruncatedError(
"Synthesis output was truncated by the token limit "
f"(max_tokens={SYNTHESIS_MAX_TOKENS}); the brief JSON was incomplete."
)
raw = "".join(chunks)
clean = _extract_json(raw)
data = json.loads(clean)
profile_section = _pop_company_profile(data)
brief = BriefOutput.model_validate(data)
brief_dict = apply_reliability(
brief.model_dump(), evidence_payloads=state.get("messages", [])
)
brief_dict = attach_edge_signals(brief_dict, state.get("edge_signals"))
brief_dict["language"] = lang
coverage = _coverage_report(state.get("messages", []))
evidence_coverage = brief_dict.get("evidence_coverage") or {}
if evidence_coverage.get("verified", 0) < 1:
note = (
"Synthesis contained no claim that passed deterministic "
"evidence verification."
)
brief_dict["evidence_notes"] = (
list(brief_dict.get("evidence_notes") or []) + [note]
)[:6]
generated_at = datetime.now(timezone.utc).isoformat()
evidence_dates = []
for message in state.get("messages", []):
envelope = parse_evidence_envelope(message)
if not envelope or envelope.get("status") != "OK":
continue
evidence_dates.extend(
record.get("ref", {}).get("as_of")
for record in envelope.get("records") or []
if record.get("ref", {}).get("as_of")
)
brief_dict["schema_version"] = "brief.v2"
brief_dict["generated_at"] = generated_at
brief_dict["model"] = cfg.model
brief_dict["data_as_of"] = max(evidence_dates) if evidence_dates else brief_dict.get("filing_date", "")
brief_dict["coverage"] = coverage
if coverage.get("status") != "COMPLETE" or evidence_coverage.get("status") != "VERIFIED":
brief_dict["status"] = "PARTIAL"
market = brief_dict.get("market_expectations") or {}
brief_dict["display_policy"] = {
"event_returns_aligned": (
market.get("event_aligned") is True
and market.get("event_comparison_allowed") is True
),
"market_expectations_aligned": (
market.get("period_aligned") is True
and market.get("comparison_allowed") is True
),
"aggregate_reliability_meaningful": False,
}
if isinstance(profile_section, dict) and profile_section:
brief_dict["company_profile"] = _finalize_synthesis_profile(
state, profile_section, cfg.model
)
else:
brief_dict["company_profile"] = None
return {
"brief": brief_dict,
"brief_markdown": None,
"synthesis_error": None,
"coverage": coverage,
"verification_report": brief_dict.get("verification_report"),
}
except Exception as exc:
import sys
print(f"[synthesis error] {exc}", file=sys.stderr)
if isinstance(exc, SynthesisTruncatedError):
reason = str(exc)
else:
reason = f"Synthesis failed validation: {exc}"
partial = _partial_brief(state, reason)
return {
"brief": partial,
"brief_markdown": None,
"synthesis_error": str(exc),
"coverage": partial["coverage"],
"verification_report": partial["verification_report"],
}
builder = StateGraph(AgentState)
builder.add_node("signals", signals_node)
builder.add_node("profile_evidence", profile_evidence_node)
builder.add_node("agent", agent_node)
builder.add_node("tools", tool_node)
builder.add_node("nudge", nudge_node)
builder.add_node("synthesis", synthesis_node)
builder.add_node("partial", partial_node)
builder.set_entry_point("signals")
builder.add_edge("signals", "profile_evidence")
builder.add_edge("profile_evidence", "agent")
builder.add_conditional_edges(
"agent",
should_continue,
{"tools": "tools", "nudge": "nudge", "synthesis": "synthesis", "partial": "partial"},
)
builder.add_edge("tools", "agent")
builder.add_edge("nudge", "agent")
builder.add_edge("synthesis", END)
builder.add_edge("partial", END)
return builder.compile()
def run_brief(ticker: str, language: str = "English", config: Optional[RunConfig] = None) -> Optional[dict]:
graph = create_graph(config)
final = graph.invoke({
"ticker": ticker.upper(),
"messages": [HumanMessage(content=f"Generate a research brief for {ticker.upper()}.")],
"tool_round_count": 0,
"nudge_fired": False,
"edge_signals": None,
"profile_payloads": None,
"language": language,
"brief": None,
"brief_markdown": None,
"synthesis_error": None,
"coverage": None,
"verification_report": None,
})
return final.get("brief")
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