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Commit ·
d75cfa2
1
Parent(s): 54758f6
fixed validation
Browse files- financial_audit_env/pyproject.toml +0 -44
- pyproject.toml +4 -0
- server/app.py +258 -0
- uv.lock +0 -0
financial_audit_env/pyproject.toml
DELETED
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@@ -1,44 +0,0 @@
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[build-system]
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requires = ["setuptools>=68.0", "wheel"]
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build-backend = "setuptools.build_meta"
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[project]
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name = "financial-audit-env"
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version = "1.0.0"
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description = "OpenEnv-compatible RL environment for financial auditing tasks"
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readme = "README.md"
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license = {text = "MIT"}
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requires-python = ">=3.10"
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authors = [
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{name = "Harshit"},
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]
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keywords = ["openenv", "reinforcement-learning", "financial-audit", "ai-agent"]
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classifiers = [
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"Development Status :: 4 - Beta",
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"Intended Audience :: Science/Research",
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"License :: OSI Approved :: MIT License",
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"Programming Language :: Python :: 3",
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"Programming Language :: Python :: 3.10",
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"Programming Language :: Python :: 3.11",
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"Topic :: Scientific/Engineering :: Artificial Intelligence",
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]
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dependencies = [
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"fastapi>=0.104.0",
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"uvicorn>=0.24.0",
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"pydantic>=2.5.0",
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"requests>=2.31.0",
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"openai>=1.0.0",
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"python-dotenv>=1.0.0",
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]
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[project.optional-dependencies]
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openenv = ["openenv-core>=0.2.0"]
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dev = ["pytest>=7.0", "httpx>=0.25.0"]
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[project.urls]
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Homepage = "https://github.com/Harshit/financial-audit-env"
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Repository = "https://github.com/Harshit/financial-audit-env"
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[tool.setuptools.packages.find]
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include = ["financial_audit_env*"]
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pyproject.toml
CHANGED
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@@ -30,8 +30,12 @@ dependencies = [
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"requests>=2.31.0",
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"openai>=1.0.0",
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"python-dotenv>=1.0.0",
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]
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[project.optional-dependencies]
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openenv = ["openenv-core>=0.2.0"]
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dev = ["pytest>=7.0", "httpx>=0.25.0"]
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"requests>=2.31.0",
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"openai>=1.0.0",
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"python-dotenv>=1.0.0",
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"openenv-core>=0.2.0",
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]
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[project.scripts]
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server = "financial_audit_env.server.app:main"
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[project.optional-dependencies]
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openenv = ["openenv-core>=0.2.0"]
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dev = ["pytest>=7.0", "httpx>=0.25.0"]
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server/app.py
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@@ -0,0 +1,258 @@
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| 1 |
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# Copyright (c) 2026. All rights reserved.
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# Financial Audit Environment — FastAPI application.
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#
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# Exposes the environment over HTTP/WebSocket with:
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# - Standard OpenEnv endpoints (reset, step, state, health)
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# - Custom endpoints required by the contest:
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# GET /tasks → list of tasks with action schema
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# GET /grader → grader score for last completed episode
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# POST /baseline → trigger baseline inference, return scores
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# - Security middleware (rate limiting, OWASP headers, input validation)
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#
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# Architecture note:
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# When openenv-core IS installed: create_app() provides /reset, /step, /state, /ws.
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# When openenv-core is NOT installed: we provide standalone HTTP versions.
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# Custom endpoints (/tasks, /grader, /baseline) are always registered.
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import logging
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import os
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from typing import Any, Dict, Optional
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| 20 |
+
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from fastapi import FastAPI, HTTPException
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from fastapi.responses import JSONResponse
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from pydantic import BaseModel
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from ..models import AuditAction, AuditObservation
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from .environment import FinancialAuditEnvironment
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from .security import setup_security
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from .tasks import TASKS, get_all_tasks_summary
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| 29 |
+
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logger = logging.getLogger("financial_audit_env.app")
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+
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# ---------------------------------------------------------------------------
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# Track whether OpenEnv is providing standard endpoints
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# ---------------------------------------------------------------------------
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_OPENENV_AVAILABLE = False
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+
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# Global environment instance — used by custom endpoints (/grader, /baseline)
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# and by standalone mode endpoints (/reset, /step, /state)
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_env = FinancialAuditEnvironment()
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+
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# ---------------------------------------------------------------------------
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# Create the FastAPI app
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# ---------------------------------------------------------------------------
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# We always use our own FastAPI app with a single shared environment instance.
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# OpenEnv's create_app() is NOT used because it creates its own internal
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# environment instance, causing dual-instance routing bugs. Our standalone
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# endpoints provide the same reset/step/state API and are fully spec-compliant.
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app = FastAPI(
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title="Financial Audit Environment",
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description=(
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"An OpenEnv-compatible RL environment for financial auditing tasks. "
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"Agents audit synthetic financial documents to find planted errors."
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),
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version="1.0.0",
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docs_url="/docs",
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)
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logger.info("Financial Audit Environment — standalone FastAPI mode")
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+
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# ---------------------------------------------------------------------------
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# Apply security middleware
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# ---------------------------------------------------------------------------
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setup_security(app)
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+
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+
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# ---------------------------------------------------------------------------
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# Request/Response models
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# ---------------------------------------------------------------------------
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+
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class ResetRequest(BaseModel):
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"""Request body for the /reset endpoint."""
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task_id: Optional[str] = "expense_audit"
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seed: Optional[int] = 42
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episode_id: Optional[str] = None
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+
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class StepRequest(BaseModel):
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"""Request body for the /step endpoint."""
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action: AuditAction
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+
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class BaselineResponse(BaseModel):
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"""Response from the /baseline endpoint."""
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scores: Dict[str, Any]
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model: str
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status: str
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+
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+
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# ---------------------------------------------------------------------------
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# Standalone / Override endpoints
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| 90 |
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# These always exist regardless of whether openenv-core is installed,
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# because we need consistent behavior for the /reset, /step, /state calls
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# and OpenEnv's create_app may not pass our custom kwargs (task_id, etc.)
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# ---------------------------------------------------------------------------
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| 94 |
+
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+
@app.get("/health")
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+
async def health_check():
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"""Health check endpoint — required for HF Space deployment."""
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return {"status": "healthy", "environment": "financial_audit_env"}
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+
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+
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@app.post("/reset")
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| 102 |
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async def reset_endpoint(request: ResetRequest):
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| 103 |
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"""
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| 104 |
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Reset the environment for a new episode.
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Generates fresh financial data with planted errors for the given task.
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+
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Args (JSON body):
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task_id: "expense_audit" | "invoice_match" | "gst_reconciliation"
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| 110 |
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seed: Random seed for reproducibility (default: 42)
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episode_id: Optional custom episode ID
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"""
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try:
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obs = _env.reset(
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seed=request.seed,
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episode_id=request.episode_id,
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task_id=request.task_id,
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)
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return {
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"observation": obs.model_dump(),
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+
"done": obs.done,
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"reward": obs.reward,
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| 123 |
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}
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| 124 |
+
except ValueError as e:
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| 125 |
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raise HTTPException(status_code=400, detail=str(e))
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+
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| 127 |
+
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| 128 |
+
@app.post("/step")
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| 129 |
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async def step_endpoint(request: StepRequest):
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| 130 |
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"""
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| 131 |
+
Execute one step in the environment.
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| 132 |
+
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Submit audit findings and receive feedback + reward.
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| 134 |
+
Set submit_final=True to end the episode and get final grading.
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"""
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+
try:
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| 137 |
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obs = _env.step(request.action)
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| 138 |
+
return {
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| 139 |
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"observation": obs.model_dump(),
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| 140 |
+
"done": obs.done,
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| 141 |
+
"reward": obs.reward,
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| 142 |
+
}
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| 143 |
+
except RuntimeError as e:
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| 144 |
+
raise HTTPException(status_code=400, detail=str(e))
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| 145 |
+
except ValueError as e:
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| 146 |
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raise HTTPException(status_code=400, detail=str(e))
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| 147 |
+
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| 148 |
+
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| 149 |
+
@app.get("/state")
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| 150 |
+
async def state_endpoint():
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| 151 |
+
"""Get current episode state (step count, found errors, etc.)."""
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| 152 |
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return _env.state.model_dump()
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| 153 |
+
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| 154 |
+
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| 155 |
+
# ---------------------------------------------------------------------------
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| 156 |
+
# Contest-required custom endpoints
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| 157 |
+
# ---------------------------------------------------------------------------
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| 158 |
+
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| 159 |
+
@app.get("/tasks")
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| 160 |
+
async def get_tasks():
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| 161 |
+
"""
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| 162 |
+
List all available tasks with their descriptions and action schemas.
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| 163 |
+
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| 164 |
+
Returns details for all 3 tasks:
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| 165 |
+
- expense_audit (Easy): Policy violation detection
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| 166 |
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- invoice_match (Medium): Three-way PO/GRN/Invoice matching
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| 167 |
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- gst_reconciliation (Hard): GST return reconciliation
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| 168 |
+
"""
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| 169 |
+
return {
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| 170 |
+
"tasks": get_all_tasks_summary(),
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| 171 |
+
"total_tasks": len(TASKS),
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| 172 |
+
}
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| 173 |
+
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| 174 |
+
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| 175 |
+
@app.get("/grader")
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| 176 |
+
async def get_grader_score():
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| 177 |
+
"""
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| 178 |
+
Get the grader score for the last completed episode.
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| 179 |
+
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| 180 |
+
Returns the F1 score (0.0–1.0) along with precision, recall, and
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| 181 |
+
error counts. Must complete an episode first.
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| 182 |
+
"""
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| 183 |
+
result = _env.last_grader_result
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| 184 |
+
if result is None:
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| 185 |
+
return {
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| 186 |
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"status": "no_completed_episode",
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| 187 |
+
"message": "No episode completed. Call /reset then /step with submit_final=True.",
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| 188 |
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}
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| 189 |
+
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| 190 |
+
return {
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| 191 |
+
"status": "completed",
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| 192 |
+
"task_id": _env.state.task_id,
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| 193 |
+
"score": result["score"],
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| 194 |
+
"precision": result["precision"],
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| 195 |
+
"recall": result["recall"],
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| 196 |
+
"true_positives": result["true_positives"],
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| 197 |
+
"false_positives": result["false_positives"],
|
| 198 |
+
"false_negatives": result["false_negatives"],
|
| 199 |
+
"total_errors": result["total_errors"],
|
| 200 |
+
}
|
| 201 |
+
|
| 202 |
+
|
| 203 |
+
@app.post("/baseline")
|
| 204 |
+
async def run_baseline():
|
| 205 |
+
"""
|
| 206 |
+
Run the baseline agent on all 3 tasks and return scores.
|
| 207 |
+
|
| 208 |
+
Uses Meta's Llama 3.1 8B Instruct via HuggingFace Inference API.
|
| 209 |
+
Requires HF_TOKEN environment variable.
|
| 210 |
+
"""
|
| 211 |
+
try:
|
| 212 |
+
from ..baseline import run_baseline_all_tasks
|
| 213 |
+
except ImportError:
|
| 214 |
+
return JSONResponse(
|
| 215 |
+
status_code=501,
|
| 216 |
+
content={
|
| 217 |
+
"status": "error",
|
| 218 |
+
"message": "Baseline not available. Run baseline.py directly.",
|
| 219 |
+
},
|
| 220 |
+
)
|
| 221 |
+
|
| 222 |
+
hf_token = os.environ.get("HF_TOKEN", "")
|
| 223 |
+
if not hf_token:
|
| 224 |
+
return JSONResponse(
|
| 225 |
+
status_code=400,
|
| 226 |
+
content={
|
| 227 |
+
"status": "error",
|
| 228 |
+
"message": "HF_TOKEN not set. Get one at https://huggingface.co/settings/tokens",
|
| 229 |
+
},
|
| 230 |
+
)
|
| 231 |
+
|
| 232 |
+
try:
|
| 233 |
+
scores = run_baseline_all_tasks(env=_env, hf_token=hf_token)
|
| 234 |
+
return BaselineResponse(
|
| 235 |
+
scores=scores,
|
| 236 |
+
model="meta-llama/Llama-3.1-8B-Instruct",
|
| 237 |
+
status="completed",
|
| 238 |
+
)
|
| 239 |
+
except Exception as e:
|
| 240 |
+
logger.error(f"Baseline failed: {e}", exc_info=True)
|
| 241 |
+
return JSONResponse(
|
| 242 |
+
status_code=500,
|
| 243 |
+
content={"status": "error", "message": "Baseline failed. Check logs."},
|
| 244 |
+
)
|
| 245 |
+
|
| 246 |
+
|
| 247 |
+
# ---------------------------------------------------------------------------
|
| 248 |
+
# Entry point
|
| 249 |
+
# ---------------------------------------------------------------------------
|
| 250 |
+
|
| 251 |
+
def main():
|
| 252 |
+
"""Run the server directly: python -m financial_audit_env.server.app"""
|
| 253 |
+
import uvicorn
|
| 254 |
+
uvicorn.run(app, host="0.0.0.0", port=8000)
|
| 255 |
+
|
| 256 |
+
|
| 257 |
+
if __name__ == "__main__":
|
| 258 |
+
main()
|
uv.lock
ADDED
|
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|
|