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"""
BERT-based Policy Network for FETCH/NO_FETCH decisions
Trained with Reinforcement Learning (Policy Gradient + Entropy Regularization)
This is adapted from your RL.py with:
- PolicyNetwork class (BERT-based)
- State encoding from conversation history
- Action prediction (FETCH vs NO_FETCH)
- Module-level caching (load once on startup)
"""
import torch
import torch.nn as nn
import torch.nn.functional as F
import numpy as np
from typing import List, Dict, Optional, Tuple
from transformers import AutoTokenizer, AutoModel
from app.config import settings
# ============================================================================
# POLICY NETWORK (From RL.py)
# ============================================================================
class PolicyNetwork(nn.Module):
"""
BERT-based Policy Network for deciding FETCH vs NO_FETCH actions.
Architecture:
- Base: BERT-base-uncased (pre-trained)
- Input: Current query + conversation history + previous actions
- Output: 2-class softmax (FETCH=0, NO_FETCH=1)
- Special tokens: [FETCH], [NO_FETCH] for action encoding (encoded as plain text)
Training Details:
- Loss: Policy Gradient + Entropy Regularization
- Optimizer: AdamW
- Reward structure:
* FETCH: +0.5 (always)
* NO_FETCH + Good: +2.0
* NO_FETCH + Bad: -0.5
"""
def __init__(
self,
model_name: str = "bert-base-uncased",
dropout_rate: float = 0.1,
use_multilayer: bool = True,
hidden_size: int = 128,
):
super(PolicyNetwork, self).__init__()
# Load pre-trained BERT and tokenizer
self.bert = AutoModel.from_pretrained(model_name)
self.tokenizer = AutoTokenizer.from_pretrained(model_name)
# β IMPORTANT:
# Do NOT add extra special tokens or resize embeddings here.
# The saved checkpoint was trained with the ORIGINAL BERT vocab
# (vocab_size=30522). Changing vocab size before loading will cause
# the size mismatch error:
# saved=30522, current=30524
self.use_multilayer = use_multilayer
# β
FLEXIBLE CLASSIFIER ARCHITECTURE (with configurable hidden size)
if use_multilayer:
# Multi-layer classifier with specified hidden size (128 or 256)
self.classifier = nn.Sequential(
nn.Linear(self.bert.config.hidden_size, hidden_size),
nn.ReLU(),
nn.Dropout(dropout_rate),
nn.Linear(hidden_size, 2),
)
else:
# Single-layer classifier (fallback)
self.classifier = nn.Linear(self.bert.config.hidden_size, 2)
# Dropout for regularization
self.dropout = nn.Dropout(dropout_rate)
def _init_action_embeddings(self):
"""
(Currently unused)
In an alternative setup, this could initialize random embeddings
for [FETCH] and [NO_FETCH] tokens if they were added as true
special tokens. For this checkpoint we DO NOT change the vocab
size, so we leave this unused to avoid shape mismatches.
"""
with torch.no_grad():
fetch_id = self.tokenizer.convert_tokens_to_ids("[FETCH]")
no_fetch_id = self.tokenizer.convert_tokens_to_ids("[NO_FETCH]")
embedding_dim = self.bert.config.hidden_size
self.bert.embeddings.word_embeddings.weight[fetch_id] = (
torch.randn(embedding_dim) * 0.02
)
self.bert.embeddings.word_embeddings.weight[no_fetch_id] = (
torch.randn(embedding_dim) * 0.02
)
def forward(
self, input_ids: torch.Tensor, attention_mask: torch.Tensor
) -> Tuple[torch.Tensor, torch.Tensor]:
"""
Forward pass through BERT + classifier.
Args:
input_ids: Tokenized input IDs (shape: [batch_size, seq_len])
attention_mask: Attention mask (shape: [batch_size, seq_len])
Returns:
logits: Raw logits (shape: [batch_size, 2])
probs: Softmax probabilities (shape: [batch_size, 2])
"""
outputs = self.bert(input_ids=input_ids, attention_mask=attention_mask)
# [CLS] token representation (first token)
cls_output = outputs.last_hidden_state[:, 0, :]
# Apply dropout
cls_output = self.dropout(cls_output)
# Classification
logits = self.classifier(cls_output)
# Softmax for probabilities
probs = F.softmax(logits, dim=-1)
return logits, probs
def encode_state(
self,
state: Dict,
max_length: int = None,
) -> Dict[str, torch.Tensor]:
"""
Encode conversation state into BERT input format.
State structure:
{
'previous_queries': [query1, query2, ...],
'previous_actions': ['FETCH', 'NO_FETCH', ...],
'current_query': 'user query'
}
Encoding format:
"Previous query 1: {q1} [Action: [FETCH]] Previous query 2: {q2} [Action: [NO_FETCH]] Current query: <query>"
Args:
state: State dictionary
max_length: Maximum sequence length (default from config)
Returns:
dict: Tokenized inputs (input_ids, attention_mask)
"""
if max_length is None:
max_length = settings.POLICY_MAX_LEN
# Build state text from conversation history
state_text = ""
# Add previous queries and their actions
prev_queries = state.get("previous_queries", [])
prev_actions = state.get("previous_actions", [])
if prev_queries and prev_actions:
for i, (prev_query, prev_action) in enumerate(
zip(prev_queries, prev_actions)
):
state_text += (
f"Previous query {i+1}: {prev_query} [Action: [{prev_action}]] "
)
# Add current query
current_query = state.get("current_query", "")
state_text += f"Current query: {current_query}"
# Tokenize
encoding = self.tokenizer(
state_text,
truncation=True,
padding="max_length",
max_length=max_length,
return_tensors="pt",
)
return encoding
def predict_action(
self,
state: Dict,
use_dropout: bool = False,
num_samples: int = 10,
) -> Tuple[np.ndarray, Optional[np.ndarray]]:
"""
Predict action probabilities for a given state.
Args:
state: Conversation state dictionary
use_dropout: Whether to use MC Dropout for uncertainty estimation
num_samples: Number of MC Dropout samples (if use_dropout=True)
Returns:
probs: Action probabilities (shape: [1, 2]) - [P(FETCH), P(NO_FETCH)]
uncertainty: Standard deviation across samples (if use_dropout=True)
"""
device = next(self.parameters()).device
if use_dropout:
# MC Dropout for uncertainty estimation
self.train() # Enable dropout during inference
all_probs = []
for _ in range(num_samples):
with torch.no_grad():
encoding = self.encode_state(state)
input_ids = encoding["input_ids"].to(device)
attention_mask = encoding["attention_mask"].to(device)
_, probs = self.forward(input_ids, attention_mask)
all_probs.append(probs.cpu().numpy())
# Average probabilities across samples
avg_probs = np.mean(all_probs, axis=0)
# Calculate uncertainty (standard deviation)
uncertainty = np.std(all_probs, axis=0)
return avg_probs, uncertainty
else:
# Standard inference (no uncertainty estimation)
self.eval()
with torch.no_grad():
encoding = self.encode_state(state)
input_ids = encoding["input_ids"].to(device)
attention_mask = encoding["attention_mask"].to(device)
_, probs = self.forward(input_ids, attention_mask)
return probs.cpu().numpy(), None
# ============================================================================
# MODULE-LEVEL CACHING (Load once on import)
# ============================================================================
# Global variables for caching
POLICY_MODEL: Optional[PolicyNetwork] = None
POLICY_TOKENIZER: Optional[AutoTokenizer] = None
def load_policy_model() -> PolicyNetwork:
"""
Load trained policy model (called once on startup).
Downloads from HuggingFace Hub if not present locally.
Uses module-level caching - model stays in RAM.
Returns:
PolicyNetwork: Loaded policy model
"""
global POLICY_MODEL, POLICY_TOKENIZER
if POLICY_MODEL is None:
# Download model from HF Hub if needed (for deployment)
settings.download_model_if_needed(
hf_filename="models/policy_query_only.pt",
local_path=settings.POLICY_MODEL_PATH,
)
print(f"Loading policy network from {settings.POLICY_MODEL_PATH}...")
try:
# Load checkpoint first to detect architecture
checkpoint = torch.load(
settings.POLICY_MODEL_PATH, map_location=settings.DEVICE
)
# Unwrap if saved as {"model_state_dict": ...}
if isinstance(checkpoint, dict) and "model_state_dict" in checkpoint:
state_dict = checkpoint["model_state_dict"]
else:
state_dict = checkpoint
# β
AUTO-DETECT ARCHITECTURE from checkpoint keys
has_multilayer = "classifier.0.weight" in state_dict
if has_multilayer:
hidden_size = state_dict["classifier.0.weight"].shape[0]
print(
f"π Detected: Multi-layer classifier (hidden_size={hidden_size})"
)
else:
hidden_size = 768 # not really used for single-layer
print("π Detected: Single-layer classifier")
# Create model instance with correct architecture
POLICY_MODEL = PolicyNetwork(
model_name="bert-base-uncased",
dropout_rate=0.1,
use_multilayer=has_multilayer,
hidden_size=hidden_size,
)
# Align vocab size / embeddings with checkpoint
saved_vocab_size = state_dict[
"bert.embeddings.word_embeddings.weight"
].shape[0]
current_vocab_size = (
POLICY_MODEL.bert.embeddings.word_embeddings.num_embeddings
)
if saved_vocab_size != current_vocab_size:
print(
f"β οΈ Vocab size mismatch: saved={saved_vocab_size}, current={current_vocab_size}"
)
print(
"β
Resizing BERT embeddings to match saved checkpoint vocab size..."
)
POLICY_MODEL.bert.resize_token_embeddings(saved_vocab_size)
# Move to device
POLICY_MODEL = POLICY_MODEL.to(settings.DEVICE)
# Load weights (shapes now match, so strict=False is just safety)
POLICY_MODEL.load_state_dict(state_dict, strict=False)
# Set to evaluation mode
POLICY_MODEL.eval()
# Cache tokenizer
POLICY_TOKENIZER = POLICY_MODEL.tokenizer
print("β
Policy network loaded and cached")
print(
f" Model vocab size: {POLICY_MODEL.bert.embeddings.word_embeddings.num_embeddings}"
)
print(f" Tokenizer vocab size: {len(POLICY_MODEL.tokenizer)}")
except FileNotFoundError:
print(f"β Policy model file not found: {settings.POLICY_MODEL_PATH}")
print(
f"β οΈ Make sure models are uploaded to HuggingFace Hub: {settings.HF_MODEL_REPO}"
)
raise
except Exception as e:
print(f"β Failed to load policy model: {e}")
import traceback
traceback.print_exc()
raise
return POLICY_MODEL
# ============================================================================
# PREDICTION FUNCTIONS
# ============================================================================
def create_state_from_history(
current_query: str,
conversation_history: List[Dict],
max_history: int = 2,
) -> Dict:
"""
Create state dictionary from conversation history.
Extracts last N query-action pairs.
Args:
current_query: Current user query
conversation_history: List of conversation turns
Each turn: {'role': 'user'/'assistant', 'content': '...', 'metadata': {...}}
max_history: Maximum number of previous turns to include (default: 2)
Returns:
dict: State dictionary for policy network
"""
state = {
"current_query": current_query,
"previous_queries": [],
"previous_actions": [],
}
if not conversation_history:
return state
# Extract last N conversation turns (user + assistant pairs)
relevant_history = conversation_history[-(max_history * 2) :]
for i, turn in enumerate(relevant_history):
# User turns
if turn.get("role") == "user":
query = turn.get("content", "")
state["previous_queries"].append(query)
# Look for corresponding assistant turn
if i + 1 < len(relevant_history):
bot_turn = relevant_history[i + 1]
if bot_turn.get("role") == "assistant":
metadata = bot_turn.get("metadata", {})
action = metadata.get("policy_action", "FETCH")
state["previous_actions"].append(action)
return state
def predict_policy_action(
query: str,
history: List[Dict] = None,
return_probs: bool = False,
) -> Dict:
"""
Predict FETCH/NO_FETCH action for a query.
Args:
query: User query text
history: Conversation history (optional)
return_probs: Whether to return full probability distribution
Returns:
dict: Prediction results
{
'action': 'FETCH' or 'NO_FETCH',
'confidence': float (0-1),
'fetch_prob': float,
'no_fetch_prob': float,
'should_retrieve': bool
}
"""
# Load model (cached after first call)
model = load_policy_model()
# Create state from history
if history is None:
history = []
state = create_state_from_history(query, history)
# Predict action
probs, _ = model.predict_action(state, use_dropout=False)
# Extract probabilities
fetch_prob = float(probs[0][0])
no_fetch_prob = float(probs[0][1])
# Determine action (argmax)
action_idx = int(np.argmax(probs[0]))
action = "FETCH" if action_idx == 0 else "NO_FETCH"
confidence = float(probs[0][action_idx])
# Check confidence threshold
should_retrieve = (action == "FETCH") or (
action == "NO_FETCH" and confidence < settings.CONFIDENCE_THRESHOLD
)
result = {
"action": action,
"confidence": confidence,
"should_retrieve": should_retrieve,
"policy_decision": action,
}
if return_probs:
result["fetch_prob"] = fetch_prob
result["no_fetch_prob"] = no_fetch_prob
return result
# ============================================================================
# USAGE EXAMPLE (for reference)
# ============================================================================
"""
# In your service file:
from app.ml.policy_network import predict_policy_action
# Predict action
history = [
{'role': 'user', 'content': 'What is my balance?'},
{'role': 'assistant', 'content': '$1000', 'metadata': {'policy_action': 'FETCH'}}
]
result = predict_policy_action(
query="Thank you!",
history=history,
return_probs=True
)
print(result)
# {
# 'action': 'NO_FETCH',
# 'confidence': 0.95,
# 'should_retrieve': False,
# 'fetch_prob': 0.05,
# 'no_fetch_prob': 0.95
# }
""" |