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"""
Evaluation Metrics for RGB RAG Benchmark
Implements metrics from the research paper:
- Accuracy: For noise robustness and information integration
- Rejection Rate: For negative rejection
- Error Detection Rate & Error Correction Rate: For counterfactual robustness
"""
import re
from typing import List, Dict, Any, Optional, Tuple
from dataclasses import dataclass, field
from collections import defaultdict
@dataclass
class EvaluationResult:
"""Results for a single evaluation."""
task_type: str
model_name: str
total_samples: int = 0
correct: int = 0
incorrect: int = 0
rejected: int = 0
errors_detected: int = 0
errors_corrected: int = 0
# Breakdown by noise level (for noise robustness)
accuracy_by_noise: Dict[int, float] = field(default_factory=dict)
@property
def accuracy(self) -> float:
"""Calculate accuracy percentage."""
if self.total_samples == 0:
return 0.0
return (self.correct / self.total_samples) * 100
@property
def rejection_rate(self) -> float:
"""Calculate rejection rate percentage."""
if self.total_samples == 0:
return 0.0
return (self.rejected / self.total_samples) * 100
@property
def error_detection_rate(self) -> float:
"""Calculate error detection rate percentage."""
if self.total_samples == 0:
return 0.0
return (self.errors_detected / self.total_samples) * 100
@property
def error_correction_rate(self) -> float:
"""Calculate error correction rate percentage."""
if self.total_samples == 0:
return 0.0
return (self.errors_corrected / self.total_samples) * 100
def to_dict(self) -> Dict[str, Any]:
"""Convert to dictionary."""
return {
'task_type': self.task_type,
'model_name': self.model_name,
'total_samples': self.total_samples,
'correct': self.correct,
'accuracy': round(self.accuracy, 2),
'rejected': self.rejected,
'rejection_rate': round(self.rejection_rate, 2),
'errors_detected': self.errors_detected,
'error_detection_rate': round(self.error_detection_rate, 2),
'errors_corrected': self.errors_corrected,
'error_correction_rate': round(self.error_correction_rate, 2),
'accuracy_by_noise': self.accuracy_by_noise,
}
class RGBEvaluator:
"""
Evaluator for RGB benchmark metrics.
"""
# Keywords that indicate the model is rejecting/refusing to answer
# Primary keywords from Figure 3 of the paper - exact phrases expected
PRIMARY_REJECTION_PHRASES = [
"i can not answer the question because of the insufficient information in documents",
"insufficient information in documents",
"can not answer",
"cannot answer",
]
# Secondary rejection keywords for more flexible matching
REJECTION_KEYWORDS = [
"i don't know",
"i cannot",
"i can't",
"unable to",
"not able to",
"insufficient information",
"no information",
"cannot determine",
"cannot answer",
"not enough information",
"don't have enough",
"unable to determine",
"cannot find",
"no relevant",
"not mentioned",
"not provided",
"not specified",
"unclear",
"unknown",
"i'm not sure",
"i am not sure",
"cannot be determined",
"information is not available",
"does not provide",
]
# Keywords indicating error detection in counterfactual scenarios
ERROR_DETECTION_KEYWORDS = [
"incorrect",
"wrong",
"false",
"error",
"mistake",
"inaccurate",
"not true",
"not correct",
"factually incorrect",
"contradicts",
"actually",
"in fact",
"however",
"but actually",
"the correct answer",
"should be",
]
def __init__(self):
"""Initialize the evaluator."""
pass
def normalize_answer(self, answer: str) -> str:
"""
Normalize an answer for comparison.
Removes punctuation, extra whitespace, and converts to lowercase.
Also removes commas from dates for consistent matching.
"""
if not answer:
return ""
# Convert to lowercase
answer = answer.lower().strip()
# Remove common punctuation at the end
answer = re.sub(r'[.!?,;:]+$', '', answer)
# Remove all commas within the text (helps with date matching like "Jan, 2, 2022" -> "jan 2 2022")
answer = answer.replace(',', '')
# Remove extra whitespace
answer = ' '.join(answer.split())
return answer
def is_rejection(self, response: str) -> bool:
"""
Check if the model's response is a rejection (refusing to answer).
According to Figure 3, the expected rejection phrase is:
"I can not answer the question because of the insufficient information in documents."
Args:
response: The model's response text.
Returns:
True if the response is a rejection, False otherwise.
"""
response_lower = response.lower().strip()
# Check for exact primary phrases first (as per Figure 3)
for phrase in self.PRIMARY_REJECTION_PHRASES:
if phrase in response_lower:
return True
# Fall back to more flexible keyword matching
for keyword in self.REJECTION_KEYWORDS:
if keyword in response_lower:
return True
return False
def is_correct(self, response: str, ground_truth: str, strict: bool = False) -> bool:
"""
Check if the response matches the ground truth answer.
Supports pipe-separated alternatives (for information integration with variants).
Args:
response: The model's response.
ground_truth: The correct answer (can be pipe-separated alternatives).
strict: If True, requires exact match. If False, allows partial match.
Returns:
True if the answer is correct, False otherwise.
"""
norm_response = self.normalize_answer(response)
if not norm_response:
return False
# Handle pipe-separated alternatives (information integration with answer variants)
if "|" in ground_truth:
alternatives = [self.normalize_answer(alt.strip()) for alt in ground_truth.split("|")]
# Check if response matches ANY of the alternatives
for alternative in alternatives:
if not alternative:
continue
# Check each matching strategy for this alternative
if strict:
if norm_response == alternative:
return True
else:
# Substring match
if alternative in norm_response:
return True
# Short answer in long answer
if len(norm_response) < len(alternative) and norm_response in alternative:
return True
# Token overlap
truth_tokens = set(alternative.split())
response_tokens = set(norm_response.split())
if len(truth_tokens) > 0:
overlap = len(truth_tokens & response_tokens) / len(truth_tokens)
if overlap >= 0.8:
return True
return False
# Single answer (original logic)
norm_truth = self.normalize_answer(ground_truth)
if not norm_truth:
return False
if strict:
return norm_response == norm_truth
# Check if ground truth is contained in response
if norm_truth in norm_response:
return True
# Check if response is contained in ground truth (for short answers)
if len(norm_response) < len(norm_truth) and norm_response in norm_truth:
return True
# Check for token overlap
truth_tokens = set(norm_truth.split())
response_tokens = set(norm_response.split())
if len(truth_tokens) > 0:
overlap = len(truth_tokens & response_tokens) / len(truth_tokens)
if overlap >= 0.8: # 80% token overlap
return True
return False
def detects_error(self, response: str, counterfactual_answer: Optional[str]) -> bool:
"""
Check if the model detects an error in counterfactual information.
Args:
response: The model's response.
counterfactual_answer: The incorrect answer in the documents.
Returns:
True if the model detected the error, False otherwise.
"""
response_lower = response.lower()
# Check for error detection keywords
for keyword in self.ERROR_DETECTION_KEYWORDS:
if keyword in response_lower:
return True
# Check if model explicitly rejects the counterfactual answer
if counterfactual_answer:
cf_lower = counterfactual_answer.lower()
# Look for patterns like "X is incorrect" or "not X"
if f"not {cf_lower}" in response_lower or f"{cf_lower} is wrong" in response_lower:
return True
return False
def corrects_error(self, response: str, correct_answer: str, counterfactual_answer: Optional[str]) -> bool:
"""
Check if the model corrects the error with the right answer.
Args:
response: The model's response.
correct_answer: The actual correct answer.
counterfactual_answer: The incorrect answer in the documents.
Returns:
True if the model corrected the error, False otherwise.
"""
# First check if the model provides the correct answer
if not self.is_correct(response, correct_answer):
return False
# Make sure it's not just repeating the counterfactual
if counterfactual_answer:
norm_response = self.normalize_answer(response)
norm_cf = self.normalize_answer(counterfactual_answer)
# If response contains both, that's okay (it detected and corrected)
# If it only contains the counterfactual, that's not correcting
if norm_cf in norm_response and self.normalize_answer(correct_answer) not in norm_response:
return False
return True
def evaluate_noise_robustness(
self,
responses: List[str],
ground_truths: List[str],
model_name: str,
noise_ratio: float
) -> EvaluationResult:
"""
Evaluate noise robustness for a specific noise ratio.
Args:
responses: List of model responses.
ground_truths: List of correct answers.
model_name: Name of the model being evaluated.
noise_ratio: The noise ratio tested (0.0 to 1.0).
Returns:
EvaluationResult with accuracy metrics.
"""
result = EvaluationResult(
task_type=f"noise_robustness_{int(noise_ratio*100)}%",
model_name=model_name,
total_samples=len(responses)
)
# Calculate accuracy for this noise level
for response, truth in zip(responses, ground_truths):
if self.is_correct(response, truth):
result.correct += 1
else:
result.incorrect += 1
return result
def evaluate_negative_rejection(
self,
responses: List[str],
model_name: str
) -> EvaluationResult:
"""
Evaluate negative rejection (ability to reject when no answer exists).
Args:
responses: List of model responses.
model_name: Name of the model being evaluated.
Returns:
EvaluationResult with rejection rate.
"""
result = EvaluationResult(
task_type="negative_rejection",
model_name=model_name,
total_samples=len(responses)
)
for response in responses:
if self.is_rejection(response):
result.rejected += 1
else:
result.incorrect += 1 # Should have rejected but didn't
return result
def evaluate_information_integration(
self,
responses: List[str],
ground_truths: List[str],
model_name: str
) -> EvaluationResult:
"""
Evaluate information integration (ability to combine info from multiple docs).
Args:
responses: List of model responses.
ground_truths: List of correct answers.
model_name: Name of the model being evaluated.
Returns:
EvaluationResult with accuracy metrics.
"""
result = EvaluationResult(
task_type="information_integration",
model_name=model_name,
total_samples=len(responses)
)
for response, truth in zip(responses, ground_truths):
if self.is_correct(response, truth):
result.correct += 1
else:
result.incorrect += 1
return result
def evaluate_counterfactual_robustness(
self,
responses: List[str],
ground_truths: List[str],
counterfactual_answers: List[str],
model_name: str
) -> EvaluationResult:
"""
Evaluate counterfactual robustness.
Args:
responses: List of model responses.
ground_truths: List of correct answers.
counterfactual_answers: List of counterfactual (wrong) answers.
model_name: Name of the model being evaluated.
Returns:
EvaluationResult with error detection and correction rates.
"""
result = EvaluationResult(
task_type="counterfactual_robustness",
model_name=model_name,
total_samples=len(responses)
)
for response, truth, cf_answer in zip(responses, ground_truths, counterfactual_answers):
if self.detects_error(response, cf_answer):
result.errors_detected += 1
if self.corrects_error(response, truth, cf_answer):
result.errors_corrected += 1
result.correct += 1
else:
result.incorrect += 1
return result
def format_results_table(results: List[EvaluationResult]) -> str:
"""
Format evaluation results as a readable table.
Args:
results: List of evaluation results.
Returns:
Formatted string table.
"""
output = []
output.append("\n" + "="*80)
output.append("RGB RAG EVALUATION RESULTS")
output.append("="*80)
# Group by task type
by_task = defaultdict(list)
for r in results:
by_task[r.task_type].append(r)
for task_type, task_results in by_task.items():
output.append(f"\n--- {task_type.upper().replace('_', ' ')} ---")
if task_type == "noise_robustness":
output.append(f"{'Model':<30} {'Accuracy':<10} {'Noise Level Breakdown'}")
output.append("-" * 70)
for r in task_results:
noise_str = " | ".join([f"N{k}:{v:.1f}%" for k, v in r.accuracy_by_noise.items()])
output.append(f"{r.model_name:<30} {r.accuracy:>6.2f}% {noise_str}")
elif task_type == "negative_rejection":
output.append(f"{'Model':<30} {'Rejection Rate':<15} {'Samples'}")
output.append("-" * 60)
for r in task_results:
output.append(f"{r.model_name:<30} {r.rejection_rate:>10.2f}% {r.total_samples}")
elif task_type == "information_integration":
output.append(f"{'Model':<30} {'Accuracy':<10} {'Correct/Total'}")
output.append("-" * 60)
for r in task_results:
output.append(f"{r.model_name:<30} {r.accuracy:>6.2f}% {r.correct}/{r.total_samples}")
elif task_type == "counterfactual_robustness":
output.append(f"{'Model':<30} {'Error Det.':<12} {'Error Corr.':<12}")
output.append("-" * 60)
for r in task_results:
output.append(
f"{r.model_name:<30} {r.error_detection_rate:>8.2f}% {r.error_correction_rate:>8.2f}%"
)
output.append("\n" + "="*80)
return "\n".join(output)
if __name__ == "__main__":
# Test the evaluator
evaluator = RGBEvaluator()
# Test rejection detection
test_responses = [
"I don't know the answer to that question.",
"The capital of France is Paris.",
"I cannot determine the answer from the given information.",
"Based on the documents, the answer is 42.",
]
print("Testing rejection detection:")
for resp in test_responses:
print(f" '{resp[:50]}...' -> Rejection: {evaluator.is_rejection(resp)}")
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