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scripts/document_tool.py
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#!/usr/bin/env python
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# coding=utf-8
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# Copyright 2025 The Footscray Coding Collective. All rights reserved.
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"""
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General Document Processing Tool for Smolagents
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This tool processes various types of documents with domain-specific models,
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optimizing for intelligent document parsing, entity extraction, and
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customized retrieval tasks.
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Author: Zhou Wang
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"""
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import os
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import re
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import tempfile
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import time
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from typing import Any, Dict, List, Optional, Union
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import numpy as np
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# Import Smolagents Tool class
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from smolagents import Tool
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# Import NLP components
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try:
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from langchain.text_splitter import RecursiveCharacterTextSplitter
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from llama_index.core import Document, SimpleDirectoryReader, VectorStoreIndex
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from llama_index.core.ingestion import IngestionPipeline
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from llama_index.core.node_parser import MarkdownNodeParser
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from llama_index.embeddings.huggingface import HuggingFaceEmbedding
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from sklearn.metrics.pairwise import cosine_similarity
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except ImportError:
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raise ImportError(
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"Required dependencies not found. Please install with: "
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"pip install llama-index langchain scikit-learn tqdm"
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)
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# Model configurations based on domain specialization
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DOMAIN_MODELS = {
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"legal": {
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"name": "joelito/legal-xlm-roberta-base",
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"description": "Specialized for legal documents with citation preservation",
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"max_length": 512,
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"requires_gpu": True,
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},
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"financial": {
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"name": "thenlper/finetuned-finbert-slot-filling",
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"description": "Financial document analysis with entity extraction",
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"max_length": 512,
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"requires_gpu": False,
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},
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"medical": {
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"name": "microsoft/BiomedNLP-PubMedBERT-base-uncased-abstract-fulltext",
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"description": "Medical text processing optimized for clinical terms",
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"max_length": 512,
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"requires_gpu": True,
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},
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"technical": {
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"name": "allenai/scibert_scivocab_uncased",
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"description": "Scientific and technical document processing",
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"max_length": 512,
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"requires_gpu": True,
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},
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"general": {
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"name": "sentence-transformers/all-mpnet-base-v2",
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"description": "General purpose embedding model for all document types",
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"max_length": 512,
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"requires_gpu": False,
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},
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}
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class DocumentProcessor:
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"""
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Processor for documents with domain-specific models,
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entity preservation, and customizable processing capabilities.
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"""
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def __init__(
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self,
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domain: str = "general",
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model_key: Optional[str] = None,
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use_gpu: bool = False,
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chunk_size: int = 512,
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chunk_overlap: int = 100,
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custom_patterns: Optional[List[str]] = None,
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):
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"""
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Initialize the document processor.
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Args:
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domain: Domain specialization ('legal', 'financial', 'medical', 'technical', 'general')
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model_key: Specific model to use (overrides domain selection)
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use_gpu: Whether to use GPU for embeddings (if available)
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chunk_size: Size of text chunks for processing
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chunk_overlap: Overlap between chunks to preserve context
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custom_patterns: Additional regex patterns for text cleaning
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"""
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# Store domain
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self.domain = domain
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# If model_key provided, use it directly
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if model_key:
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model_name = model_key
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device = "cuda" if use_gpu else "cpu"
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else:
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# Otherwise select model based on domain
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if domain not in DOMAIN_MODELS:
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print(
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f"Warning: Domain '{domain}' not found. Using 'general' as default."
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)
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domain = "general"
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model_config = DOMAIN_MODELS[domain]
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model_name = model_config["name"]
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device = "cuda" if use_gpu and model_config["requires_gpu"] else "cpu"
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# Initialize embedding model
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try:
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self.embed_model = HuggingFaceEmbedding(
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model_name=model_name,
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device=device,
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tokenizer_kwargs={
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"trust_remote_code": True,
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"max_length": 512,
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"truncation": True,
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},
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)
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# Store model information for reference
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self.model_name = model_name
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self.device = device
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except Exception as e:
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raise RuntimeError(f"Failed to initialize embedding model: {str(e)}")
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# Domain-optimized text splitter
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self.splitter = RecursiveCharacterTextSplitter(
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chunk_size=chunk_size,
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chunk_overlap=chunk_overlap,
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separators=[
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"\n## ",
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"\n### ",
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"\n#### ", # Headers
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"\n\n",
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"\n", # Paragraphs
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". ",
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"! ",
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"? ", # Sentences
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";",
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":", # Clause boundaries
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" ", # Last resort
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],
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)
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# Base cleaning patterns
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self.cleaning_patterns = [
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r"^Page\s\d+(\s+of\s+\d+)?$", # Page numbers
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r"^©.*\b(Company|Inc|Ltd)\b.*$", # Copyright lines
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r"^All rights reserved.*?$", # Legal boilerplate
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r"^-+$", # Separator lines
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r"\d{4}-\d{2}-\d{2} \d{2}:\d{2}(:\d{2})?$", # Timestamps
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r"(?i)^(confidential|proprietary|internal use only)", # Security tags
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]
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# Add custom patterns if provided
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if custom_patterns:
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self.cleaning_patterns.extend(custom_patterns)
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# Join all patterns with the OR operator
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combined_pattern = "|".join(
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f"({pattern})" for pattern in self.cleaning_patterns
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)
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# Compile the combined pattern
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self.cleaning_pattern = re.compile(
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combined_pattern, flags=re.MULTILINE | re.IGNORECASE
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)
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# Initialize domain-specific processors
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self._init_domain_processors()
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def _init_domain_processors(self):
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"""Initialize domain-specific processors based on selected domain."""
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# Domain-specific entity patterns
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self.entity_patterns = {}
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# Set up domain-specific patterns and processors
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if self.domain == "legal":
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self.entity_patterns = {
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"case_citation": r"\[\d{4}\]\s+[A-Z]+\s+\d+", # [2019] UKSC 20
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"statute": r"\b(?:Art\.|Section)\s+\d+(\.\d+)?", # Art. 5, Section 3.1
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"legal_ref": r"\b[A-Za-z]+\s+v\.?\s+[A-Za-z]+", # Smith v. Jones
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}
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self.process_entities = self._process_legal_entities
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if self.domain == "financial":
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self.entity_patterns = {
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"monetary": r"\$\s*\d+(?:\.\d+)?(?:\s*(?:million|billion|trillion))?", # $5.2 million
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"percentage": r"\d+(?:\.\d+)?\s*%", # 10.5%
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"date_range": r"(?:Q[1-4]|FY)\s+\d{4}", # Q2 2023, FY 2022
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}
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self.process_entities = self._process_financial_entities
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if self.domain == "medical":
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self.entity_patterns = {
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"dosage": r"\d+(?:\.\d+)?\s*(?:mg|mcg|g|ml|oz)", # 10mg, 5.5ml
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"medical_code": r"[A-Z]\d{2}(?:\.\d+)?", # ICD codes like E11.9
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"vital_sign": r"\d+(?:\.\d+)?\s*(?:bpm|mmHg|°[CF])", # 120 bpm, 98.6°F
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}
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self.process_entities = self._process_medical_entities
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if self.domain == "technical":
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self.entity_patterns = {
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"version": r"v\d+(?:\.\d+){1,3}", # v1.2.3
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"code_ref": r"(?:\w+\.)+\w+\(\)", # function calls like math.sqrt()
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"tech_standard": r"(?:RFC|ISO|IEEE)\s*\d+", # RFC 1918, ISO 9001
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}
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self.process_entities = self._process_technical_entities
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else: # General domain or fallback
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self.entity_patterns = {
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"url": r"https?://\S+", # URLs
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"email": r"\S+@\S+\.\S+", # Email addresses
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"date": r"\d{1,2}[/-]\d{1,2}[/-]\d{2,4}", # Dates
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}
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self.process_entities = self._process_general_entities
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def _process_legal_entities(self, text: str) -> str:
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"""Process legal document entities."""
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# Preserve citation patterns
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# Pattern 1: Case citations [2019] UKSC 20
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# Already well-structured, so no changes needed
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# Pattern 2: Standardize section references (§3.1, §123)
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processed = re.sub(r"§(\d+(\.\d+)?)", r"Section \1", text)
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# Pattern 3: Handle legal abbreviations (e.g., Art. -> Article)
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processed = re.sub(r"\bArt\.\s+(\d+)", r"Article \1", processed)
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# Pattern 4: Standardize case names with v. and vs.
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processed = re.sub(r"\bv\s+", r"v. ", processed)
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processed = re.sub(r"\bvs\s+", r"v. ", processed)
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return processed
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def _process_financial_entities(self, text: str) -> str:
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"""Process financial document entities."""
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# Pattern 1: Standardize monetary values
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processed = re.sub(
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r"\$\s*(\d+)(?:,\d{3})*(?:\.\d+)?",
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lambda m: f"${float(m.group(1).replace(',', ''))}",
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text,
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)
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# Pattern 2: Standardize percentage representations
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processed = re.sub(r"(\d+(?:\.\d+)?)\s*(?:percent|pct)", r"\1%", processed)
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# Pattern 3: Standardize fiscal periods
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processed = re.sub(r"(?:fiscal year|FY)\s+(\d{4})", r"FY \1", processed)
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# Pattern 4: Standardize quarterly references
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processed = re.sub(r"(?:quarter|Q)(\d)\s+(\d{4})", r"Q\1 \2", processed)
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return processed
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def _process_medical_entities(self, text: str) -> str:
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"""Process medical document entities."""
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# Pattern 1: Standardize dosage format
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processed = re.sub(
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r"(\d+(?:\.\d+)?)\s*(milligrams?|mcgs?|grams?|milliliters?)",
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lambda m: f"{m.group(1)} {m.group(2)[0:2]}",
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text,
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)
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# Pattern 2: Standardize temperature format
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processed = re.sub(r"(\d+(?:\.\d+)?)\s*degrees?\s*([CF])", r"\1°\2", processed)
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# Pattern 3: Standardize vital signs
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processed = re.sub(
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r"(\d+(?:\.\d+)?)\s*(?:beats per minute|BPM)", r"\1 bpm", processed
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)
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return processed
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def _process_technical_entities(self, text: str) -> str:
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"""Process technical document entities."""
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# Pattern 1: Standardize version numbers
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processed = re.sub(r"version\s+(\d+(?:\.\d+){1,3})", r"v\1", text)
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# Pattern 2: RFC/ISO pattern standardization
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processed = re.sub(r"\b(RFC|ISO|IEEE)\s*[:#]?\s*(\d+)", r"\1 \2", processed)
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# Pattern 3: Standardize code references
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# This is a simplified example
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processed = re.sub(r"function\s+(\w+)\s*\(", r"\1(", processed)
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return processed
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def _process_general_entities(self, text: str) -> str:
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"""Process general document entities."""
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# General cleaning and standardization
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processed = text
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# URLs preserved as-is
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# Simple date standardization
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processed = re.sub(
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r"(\d{1,2})/(\d{1,2})/(\d{2})(?!\d)",
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r"\1/\2/20\3", # Assume 2-digit years are 2000s
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processed,
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)
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return processed
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def remove_boilerplate(self, text: str) -> str:
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"""
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Remove common document boilerplate patterns from text.
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Args:
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text: The input text to process
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Returns:
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Text with boilerplate patterns removed
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"""
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return self.cleaning_pattern.sub("", text)
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def clean_text(self, text: str) -> str:
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"""
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Clean text while preserving domain-specific entities.
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Args:
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text: The input text to clean
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Returns:
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Cleaned text with domain entities preserved
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"""
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# First remove boilerplate
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cleaned = self.remove_boilerplate(text)
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# Then process domain-specific entities
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cleaned = self.process_entities(cleaned)
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return cleaned
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def create_pipeline(self) -> IngestionPipeline:
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"""
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Create a document processing pipeline.
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Returns:
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Configured IngestionPipeline object
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"""
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return IngestionPipeline(
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transformations=[
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self.clean_text,
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MarkdownNodeParser(),
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self.splitter,
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self.embed_model,
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]
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)
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def validate_entity_retention(self, documents: List[Document]) -> Dict[str, float]:
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"""
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Measure semantic similarity of entities before/after text cleaning.
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Args:
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documents: List of Document objects to validate
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Returns:
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Dictionary with validation metrics
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"""
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if not documents:
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return {"entity_retention": 0.0, "processing_time": 0.0}
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start_time = time.time()
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# Extract original texts
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original_texts = [doc.text for doc in documents[:5]] # Sample for performance
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# Apply cleaning
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processed_texts = [self.clean_text(text) for text in original_texts]
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# Calculate embeddings
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try:
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# Direct access to the underlying HuggingFace model
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orig_embeds = self.embed_model._model.encode(original_texts)
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proc_embeds = self.embed_model._model.encode(processed_texts)
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| 389 |
-
|
| 390 |
-
# Calculate similarity
|
| 391 |
-
similarities = cosine_similarity(orig_embeds, proc_embeds).diagonal()
|
| 392 |
-
avg_similarity = float(np.mean(similarities))
|
| 393 |
-
|
| 394 |
-
processing_time = time.time() - start_time
|
| 395 |
-
|
| 396 |
-
return {
|
| 397 |
-
"entity_retention": avg_similarity * 100, # As percentage
|
| 398 |
-
"processing_time": processing_time,
|
| 399 |
-
"sample_size": len(original_texts),
|
| 400 |
-
}
|
| 401 |
-
except Exception as e:
|
| 402 |
-
return {"entity_retention": 0.0, "processing_time": 0.0, "error": str(e)}
|
| 403 |
-
|
| 404 |
-
def process_documents(self, documents: List[Document]) -> Dict[str, Any]:
|
| 405 |
-
"""
|
| 406 |
-
Process a list of documents.
|
| 407 |
-
|
| 408 |
-
Args:
|
| 409 |
-
documents: List of Document objects to process
|
| 410 |
-
|
| 411 |
-
Returns:
|
| 412 |
-
Dictionary with processing results and stats
|
| 413 |
-
"""
|
| 414 |
-
if not documents:
|
| 415 |
-
return {"status": "error", "message": "No documents provided"}
|
| 416 |
-
|
| 417 |
-
try:
|
| 418 |
-
# Create pipeline and process documents
|
| 419 |
-
pipeline = self.create_pipeline()
|
| 420 |
-
nodes = pipeline.run(documents=documents)
|
| 421 |
-
|
| 422 |
-
# Create vector index
|
| 423 |
-
index = VectorStoreIndex(nodes)
|
| 424 |
-
query_engine = index.as_query_engine()
|
| 425 |
-
|
| 426 |
-
# Return success with stats
|
| 427 |
-
return {
|
| 428 |
-
"status": "success",
|
| 429 |
-
"nodes_count": len(nodes),
|
| 430 |
-
"documents_count": len(documents),
|
| 431 |
-
"domain": self.domain,
|
| 432 |
-
"model_name": self.model_name,
|
| 433 |
-
"query_engine": query_engine, # This will be used for querying
|
| 434 |
-
}
|
| 435 |
-
except Exception as e:
|
| 436 |
-
return {"status": "error", "message": str(e)}
|
| 437 |
-
|
| 438 |
-
|
| 439 |
-
class DocumentProcessorTool(Tool):
|
| 440 |
-
"""
|
| 441 |
-
General-purpose document processing tool with domain specialization.
|
| 442 |
-
"""
|
| 443 |
-
|
| 444 |
-
name = "document_processor"
|
| 445 |
-
description = (
|
| 446 |
-
"Processes documents with domain-specific models optimized for "
|
| 447 |
-
"entity preservation and retrieval performance. Supports legal, "
|
| 448 |
-
"financial, medical, technical and general document types."
|
| 449 |
-
)
|
| 450 |
-
inputs = {
|
| 451 |
-
"text": {
|
| 452 |
-
"type": "string",
|
| 453 |
-
"description": "Document text to process. Provide either text or file_paths.",
|
| 454 |
-
"optional": True,
|
| 455 |
-
},
|
| 456 |
-
"file_paths": {
|
| 457 |
-
"type": "string",
|
| 458 |
-
"description": "Comma-separated list of file paths or a directory path containing documents. Provide either text or file_paths.",
|
| 459 |
-
"optional": True,
|
| 460 |
-
},
|
| 461 |
-
"domain": {
|
| 462 |
-
"type": "string",
|
| 463 |
-
"description": "Document domain for specialized processing: legal, financial, medical, technical, or general.",
|
| 464 |
-
"default": "general",
|
| 465 |
-
},
|
| 466 |
-
"model_name": {
|
| 467 |
-
"type": "string",
|
| 468 |
-
"description": "Specific embedding model name to use (optional, overrides domain selection).",
|
| 469 |
-
"optional": True,
|
| 470 |
-
},
|
| 471 |
-
"query": {
|
| 472 |
-
"type": "string",
|
| 473 |
-
"description": "Optional query to run against the processed documents.",
|
| 474 |
-
"optional": True,
|
| 475 |
-
},
|
| 476 |
-
"validate_entities": {
|
| 477 |
-
"type": "boolean",
|
| 478 |
-
"description": "Whether to validate entity retention in the processed documents.",
|
| 479 |
-
"default": False,
|
| 480 |
-
},
|
| 481 |
-
"use_gpu": {
|
| 482 |
-
"type": "boolean",
|
| 483 |
-
"description": "Whether to use GPU for embedding calculations if available.",
|
| 484 |
-
"default": False,
|
| 485 |
-
},
|
| 486 |
-
}
|
| 487 |
-
output_type = "string"
|
| 488 |
-
|
| 489 |
-
def _load_documents(self, input_path: str) -> List[Document]:
|
| 490 |
-
"""
|
| 491 |
-
Load documents from a file path or directory.
|
| 492 |
-
|
| 493 |
-
Args:
|
| 494 |
-
input_path: Path to a file or directory
|
| 495 |
-
|
| 496 |
-
Returns:
|
| 497 |
-
List of Document objects
|
| 498 |
-
"""
|
| 499 |
-
if os.path.isfile(input_path):
|
| 500 |
-
# Create a SimpleDirectoryReader for the file's directory
|
| 501 |
-
# and filter to only include this file
|
| 502 |
-
directory = os.path.dirname(input_path)
|
| 503 |
-
filename = os.path.basename(input_path)
|
| 504 |
-
|
| 505 |
-
return SimpleDirectoryReader(
|
| 506 |
-
input_dir=directory,
|
| 507 |
-
required_exts=[
|
| 508 |
-
os.path.splitext(filename)[1][1:]
|
| 509 |
-
], # Extension without dot
|
| 510 |
-
filename_as_id=True,
|
| 511 |
-
).load_data()
|
| 512 |
-
|
| 513 |
-
elif os.path.isdir(input_path):
|
| 514 |
-
return SimpleDirectoryReader(
|
| 515 |
-
input_dir=input_path,
|
| 516 |
-
filename_as_id=True,
|
| 517 |
-
).load_data()
|
| 518 |
-
|
| 519 |
-
else:
|
| 520 |
-
raise ValueError(f"Path not found: {input_path}")
|
| 521 |
-
|
| 522 |
-
def _create_document_from_text(self, text: str) -> List[Document]:
|
| 523 |
-
"""
|
| 524 |
-
Create a Document object from text.
|
| 525 |
-
|
| 526 |
-
Args:
|
| 527 |
-
text: Text content
|
| 528 |
-
|
| 529 |
-
Returns:
|
| 530 |
-
List containing a single Document object
|
| 531 |
-
"""
|
| 532 |
-
# Create a temporary file to store the text
|
| 533 |
-
with tempfile.NamedTemporaryFile(
|
| 534 |
-
mode="w", suffix=".md", delete=False
|
| 535 |
-
) as temp_file:
|
| 536 |
-
temp_file.write(text)
|
| 537 |
-
temp_path = temp_file.name
|
| 538 |
-
|
| 539 |
-
try:
|
| 540 |
-
# Load the document from the temporary file
|
| 541 |
-
documents = self._load_documents(temp_path)
|
| 542 |
-
return documents
|
| 543 |
-
finally:
|
| 544 |
-
# Clean up the temporary file
|
| 545 |
-
os.remove(temp_path)
|
| 546 |
-
|
| 547 |
-
def forward(
|
| 548 |
-
self,
|
| 549 |
-
text: Optional[str] = None,
|
| 550 |
-
file_paths: Optional[str] = None,
|
| 551 |
-
domain: str = "general",
|
| 552 |
-
model_name: Optional[str] = None,
|
| 553 |
-
query: Optional[str] = None,
|
| 554 |
-
validate_entities: bool = False,
|
| 555 |
-
use_gpu: bool = False,
|
| 556 |
-
) -> str:
|
| 557 |
-
"""
|
| 558 |
-
Process documents and optionally run a query.
|
| 559 |
-
|
| 560 |
-
Args:
|
| 561 |
-
text: Document text to process
|
| 562 |
-
file_paths: Comma-separated list of file paths or a directory path
|
| 563 |
-
domain: Document domain specialization
|
| 564 |
-
model_name: Specific embedding model to use
|
| 565 |
-
query: Optional query to run against the processed documents
|
| 566 |
-
validate_entities: Whether to validate entity retention
|
| 567 |
-
use_gpu: Whether to use GPU for embeddings
|
| 568 |
-
|
| 569 |
-
Returns:
|
| 570 |
-
Processing results or query response as a string
|
| 571 |
-
"""
|
| 572 |
-
# Validate inputs
|
| 573 |
-
if not text and not file_paths:
|
| 574 |
-
return "Error: Either text or file_paths must be provided."
|
| 575 |
-
|
| 576 |
-
try:
|
| 577 |
-
# Initialize processor
|
| 578 |
-
processor = DocumentProcessor(
|
| 579 |
-
domain=domain,
|
| 580 |
-
model_key=model_name,
|
| 581 |
-
use_gpu=use_gpu,
|
| 582 |
-
)
|
| 583 |
-
|
| 584 |
-
# Load documents
|
| 585 |
-
documents = []
|
| 586 |
-
|
| 587 |
-
if text:
|
| 588 |
-
documents.extend(self._create_document_from_text(text))
|
| 589 |
-
|
| 590 |
-
if file_paths:
|
| 591 |
-
# Handle comma-separated paths
|
| 592 |
-
paths = [path.strip() for path in file_paths.split(",")]
|
| 593 |
-
|
| 594 |
-
for path in paths:
|
| 595 |
-
try:
|
| 596 |
-
docs = self._load_documents(path)
|
| 597 |
-
documents.extend(docs)
|
| 598 |
-
except Exception as e:
|
| 599 |
-
return f"Error loading documents from {path}: {str(e)}"
|
| 600 |
-
|
| 601 |
-
# Check if we have documents to process
|
| 602 |
-
if not documents:
|
| 603 |
-
return "Error: No valid documents found."
|
| 604 |
-
|
| 605 |
-
# Validate entity retention if requested
|
| 606 |
-
validation_results = {}
|
| 607 |
-
if validate_entities:
|
| 608 |
-
validation_results = processor.validate_entity_retention(documents)
|
| 609 |
-
|
| 610 |
-
# Process documents
|
| 611 |
-
result = processor.process_documents(documents)
|
| 612 |
-
|
| 613 |
-
if result["status"] != "success":
|
| 614 |
-
return f"Processing error: {result['message']}"
|
| 615 |
-
|
| 616 |
-
# Run query if provided
|
| 617 |
-
if query and "query_engine" in result:
|
| 618 |
-
query_engine = result["query_engine"]
|
| 619 |
-
response = query_engine.query(query)
|
| 620 |
-
|
| 621 |
-
# Format the response
|
| 622 |
-
output = f"Query: {query}\n\nResponse: {response}\n\n"
|
| 623 |
-
output += f"Documents processed: {result['documents_count']}\n"
|
| 624 |
-
output += f"Text chunks: {result['nodes_count']}\n"
|
| 625 |
-
output += f"Domain: {result['domain']}\n"
|
| 626 |
-
output += f"Model: {result['model_name']}\n"
|
| 627 |
-
|
| 628 |
-
# Add validation results if available
|
| 629 |
-
if validation_results:
|
| 630 |
-
output += "\n=== Entity Retention Validation ===\n"
|
| 631 |
-
output += f"Entity retention: {validation_results.get('entity_retention', 0):.2f}%\n"
|
| 632 |
-
output += f"Processing time: {validation_results.get('processing_time', 0):.2f} seconds\n"
|
| 633 |
-
|
| 634 |
-
return output
|
| 635 |
-
|
| 636 |
-
# If no query, return processing stats
|
| 637 |
-
output = "Document processing complete.\n\n"
|
| 638 |
-
output += f"Documents processed: {result['documents_count']}\n"
|
| 639 |
-
output += f"Text chunks: {result['nodes_count']}\n"
|
| 640 |
-
output += f"Domain: {result['domain']}\n"
|
| 641 |
-
output += f"Model: {result['model_name']}\n"
|
| 642 |
-
|
| 643 |
-
# Add validation results if available
|
| 644 |
-
if validation_results:
|
| 645 |
-
output += "\n=== Entity Retention Validation ===\n"
|
| 646 |
-
output += f"Entity retention: {validation_results.get('entity_retention', 0):.2f}%\n"
|
| 647 |
-
output += f"Processing time: {validation_results.get('processing_time', 0):.2f} seconds\n"
|
| 648 |
-
|
| 649 |
-
output += "\nThe documents are now ready for querying. Use the 'query' parameter to run a query."
|
| 650 |
-
|
| 651 |
-
return output
|
| 652 |
-
|
| 653 |
-
except Exception as e:
|
| 654 |
-
return f"Error: {str(e)}"
|
|
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