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1
+ ## **Exploration of Targeted Anti-tumor Therapy**
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+
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+ Open Access Review
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+ # **Early-stage triple negative breast cancer: the therapeutic role of ** **immunotherapy and the prognostic value of pathological complete ** **response**
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+
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+ ## **Authors**
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+ Pierluigi De Santis , Martina Perrone , Chiara Guarini, Anna Natalizia Santoro , Carmelo Laface, Daniela Carrozzo , Gaia Rachele Oliva , Palma Fedele
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+
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+ 1 Oncology Unit, Francavilla Fontana Ceglie Messapica Hospital District, 72021 Francavilla Fontana, Italy
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+
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+ 2 Department of Medicine and Translational Surgery, Università Cattolica del Sacro Cuore, 00168 Roma, Italy
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+
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+ ***Correspondence:** Palma Fedele, Oncology Unit, Francavilla Fontana Ceglie Messapica Hospital District, 72021 Francavilla
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+
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+ [Fontana, Italy. minafedele@hotmail.com](mailto:minafedele@hotmail.com)
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+
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+ **Academic Editor:** Laura Cerchia, Institute of Experimental Endocrinology and Oncology “G. Salvatore”-National Research
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+
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+ Council (IEOS-CNR), Italy; Simona Camorani, Institute of Experimental Endocrinology and Oncology “G. Salvatore”-National
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+
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+ Research Council (IEOS-CNR), Italy
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+
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+ **Received:** May 26, 2023 **Accepted:** December 26, 2023 **Published:** February 28, 2024
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+
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+ **Cite this article:** De Santis P, Perrone M, Guarini C, Santoro AN, Laface C, Carrozzo D, et al. Early-stage triple negative breast
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+
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+ cancer: the therapeutic role of immunotherapy and the prognostic value of pathological complete response. Explor Target
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+
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+ [Antitumor Ther. 2024;5:232–50. https://doi.org/10.37349/etat.2024.00215](https://doi.org/10.37349/etat.2024.00215)
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+ ## **Abstract**
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+
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+ Triple negative breast cancer (TNBC) represents an aggressive disease associated with a high risk of
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+
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+ recurrence after curative treatment and a poor prognosis in the metastatic setting. Chemotherapy was for
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+
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+ years the only treatment available in the early and metastatic setting, due to the lack of actionable targets.
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+
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+ Clinical practice has changed following the results obtained with the addition of immunotherapy to
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+
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+ standard chemotherapy, the development of novel drugs [i.e. antibody-drug conjugates (ADCs)], and the
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+
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+ use of targeted treatments for patients carrying germline pathogenic breast cancer susceptibility genes
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+
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+ ( *BRCA* ) *1* or *BRCA 2* variants. The treatment of early-stage disease has had a shift in clinical practice since
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+
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+ July 2021, after the Food and Drug Administration (FDA) approval of pembrolizumab in association with
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+
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+ chemotherapy as neoadjuvant treatment for TNBC and as a single agent in the subsequent adjuvant setting.
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+
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+ This intensive treatment based on the combination of a poly-chemotherapy and an immune checkpoint
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+
52
+ inhibitor (ICI) led to the improvement of short- and long-term outcomes, but it has highlighted some new
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+
54
+ unmet clinical needs in the treatment of early-stage TNBC: the selection of the most effective adjuvant
55
+
56
+ therapy and the integration of pembrolizumab with other therapeutic strategies [capecitabine, poly(ADP
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+ ribose) polymerase (PARP) inhibitors] based on the achievement of pathologic complete response (pCR);
58
+
59
+ the identification of predictive biomarkers to select patients who could most benefit from the addition of
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+
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+ ICI, to minimize toxicities and to maximize outcomes; the possibility of de-escalating chemotherapy in favor
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+
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+ of immune-combo or novel agents, such as ADCs; the role of immunotherapy in estrogen receptor (ER)-low
64
+
65
+ patients. The advent of immunotherapy not only addresses current challenges in TNBC treatment but also
66
+
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+ holds the promise of a radical transformation in its therapeutic paradigm, enhancing significantly clinical
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+
69
+ outcomes and offering new perspectives for patients grappling with this aggressive form of breast cancer.
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+
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+ **© The Author(s) 2024.** This is an Open Access article licensed under a Creative Commons Attribution 4.0 International
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+
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+ License (https://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, sharing, adaptation, distribution
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+
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+ and reproduction in any medium or format, for any purpose, even commercially, as long as you give appropriate credit to the
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+
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+ original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made.
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+
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+ Explor Target Antitumor Ther. 2024;5:232–50 | https://doi.org/10.37349/etat.2024.00215 Page 232
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+
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+
82
+ -----
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+
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+ **Keywords**
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+
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+ Triple negative breast cancer, immunotherapy, pathological complete response, neoadjuvant combination
87
+
88
+ treatment, adjuvant treatment
89
+ ## **Introduction**
90
+
91
+ Triple negative Breast Cancer (TNBC) is a histological subtype of breast cancer (BC) characterized by the
92
+ immunohistochemical lack of expression (< 1%) of estrogen receptor (ER), progesterone receptor (PgR),
93
+ and human epidermal growth factor receptor 2 (HER2). It accounts for approximately 10–20% of all BC,
94
+ affecting mainly young, premenopausal women, and individuals with inherited gene alterations, such as BC
95
+ susceptibility genes 1/2 ( *BRCA* *1/2* ) mutations [1–3]. It notably presents an aggressive biological behavior
96
+ with a trend to have a higher grade and an often lymph node involvement at diagnosis, an inclination to
97
+ metastasize after curative treatment, and a poorer prognosis in metastatic setting when compared with
98
+ other BC subtypes [4, 5].
99
+
100
+ For decades, treatment for early TNBC has been based on surgery and subsequent adjuvant
101
+ chemotherapy (CHT) for the reduction of disease recurrence [6]. Therefore, conventional cytotoxic CHT has
102
+ represented the backbone of systemic treatment in the early TNBC, including neoadjuvant treatment, which
103
+ used to reduce tumor size in larger tumors increasing the chances of a breast-conserving surgery [7, 8]. In
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+ recent years the development of novel therapeutic approaches has been difficult, due to the heterogeneity
105
+ of TNBC and lack of therapeutic targets [9, 10]. Nevertheless, immunotherapy and poly(ADP-ribose)
106
+ polymerase (PARP) inhibitors have shown survival benefits in recent studies.
107
+
108
+ Specifically, combinations of immune checkpoint inhibitors (ICIs) with CHT or other alternative
109
+ therapeutic compounds could emerge as a successful therapeutic approach in the management of TNBC
110
+ patients. Despite the progress in ICIs representing a notable milestone in TNBC treatment, additional
111
+ investigations are necessary to tackle this issue comprehensively. A profound comprehension of tumor
112
+ subtypes, alongside tumor microenvironment (TME) and in terms of molecular, genetic, and immune
113
+ aspects, would amplify the potential for developing targeted immunotherapy to achieve superior
114
+ therapeutic effectiveness, especially in TNBC [11].
115
+
116
+ Therefore, in this review, we aimed to investigate the role of immunotherapy in early-stage TNBC, the
117
+ prognostic value of pathologic complete response (pCR) with its therapeutic implications, and the future
118
+ perspectives regarding the systemic treatment of early TNBC, including the discovery of new biomarkers.
119
+ ## **The landscape of immunotherapy in TNBC**
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+
121
+ The immune system plays a crucial role in TNBC compared to the other molecular subtypes of BC. Although
122
+ originally BC was considered non-immunogenic, TNBC has a high immunogenic potential, making it a
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+ promising candidate for immunotherapy, especially with ICIs [12, 13]. TNBC immunogenicity is related to
124
+ intrinsic tumor cell signatures and tumoral surrounding microenvironment features.
125
+
126
+ Over the last decades thanks to emerging technologies such as next-generation sequencing (NGS), the
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+ knowledge of the molecular and genetic background of TNBC improved, bringing to light its intertumoral
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+ and intratumoral heterogeneity.
129
+
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+ A first classification divided TNBC into six subtypes: basal-like 1 (BL1), basal-like 2 (BL2),
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+ mesenchymal (M), M stem-like (MSL), immunomodulatory (IM), and luminal androgen receptor (LAR) [14].
132
+
133
+ Subsequently, analyzing RNA and DNA-based profiles of 198 TNBC tumors, a four-type classification of
134
+ TNBC was shaped: basal-like immunosuppressed (BLIS), basal-like immune-activated (BLIA), M and LAR
135
+
136
+ [15]. This classification was further revised with the identification of four specific TNBC subtypes: BL1, BL2,
137
+ M, and LAR, omitting IM and MSL because of the dependence of these two subtypes on the TME features
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+
139
+ [14].
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+
141
+ Explor Target Antitumor Ther. 2024;5:232–50 | https://doi.org/10.37349/etat.2024.00215 Page 233
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+
143
+
144
+ -----
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+
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+ In addition, TNBC could be classified into three microenvironment phenotypes or clusters:
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+
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+ (1). Cluster 1: “immune-desert” with poor immune cell permeation, due to a high presence of *MYC*
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+ amplifications and, consequently, a lower recruitment of innate immune cells.
150
+
151
+ (2). Cluster 2: “innate immune-inactivated” characterized by a hyper-activation of
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+
153
+ phosphatidylinositide 3-kinase/protein kinase B (PI3K-AKT) pathway in tumor cells, low tumor
154
+ antigen burden and infiltration of deactivated innate immune cells, fibroblasts, and endothelial
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+
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+ cells. Clusters 1 and 2 are therefore referred to as “cold tumors”.
157
+
158
+ (3). Cluster 3: “immune-inflamed”, the so-called “hot tumor” that represents about 30% of TNBCs and
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+
160
+ is characterized by an abundant adaptive and innate immune cells infiltration and with a high
161
+ expression of immune checkpoint molecules [16].
162
+
163
+ The potential “hot” conversion of “cold” tumors could improve the efficacy of cancer immunotherapy.
164
+ For example, local IM therapies can express a synergistic effect with immunotherapy by acting on
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+ components of the TME and immune system function, such as elevating the expression of tumor antigens
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+ and increasing the recruitment of activated immune cells in the TME [17].
167
+
168
+ TNBC cancer cell immunological features include genomic instability and high tumor mutational
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+ burden (TMB), resulting in more somatic mutations and neoantigens [18].
170
+
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+ Moreover, approximately 10–20% of TNBC harbor *BRCA 1* or *BRCA 2* germinal mutations, with a
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+ consequent hereditary deficit in the DNA repair mechanism and strong genomic instability. Several studies
173
+ have demonstrated that TNBC-carrying BRCA mutations are more sensitive to DNA-damaging drugs such as
174
+ anthracyclines, but also platinum agents and PARP inhibitors [19–21]. Sensitivity to these drugs was also
175
+ observed in tumors with alterations in other genes, sharing BRCA-mutant phenotype in the absence of a
176
+ *BRCA 1/2* mutation, namely “BRCAness” [22, 23].
177
+
178
+ Tumors with *BRCA 1/2* mutations or BRCAness TNBC are more immunogenic than TNBC without these
179
+ genetic alterations [24–26].
180
+
181
+ Compared to the other BC subtypes the immunogenic TME features in TNBC consist of higher levels of
182
+ vascular endothelial growth factor (VEGF), that promote tumor cell growth and migration such as mitogenactivated protein kinases (MAPKs), tumor-associated macrophages (TAMs), and tumor-infiltrating
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+ lymphocytes (TILs), white blood cells that migrate towards the tumor, leading to an important
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+ immunogenic effect and consequently that are involved in killing cancer cells [27–29].
185
+
186
+ TAMs regulate the interaction between the immune system and cancer cells. CD163+ M2 macrophages,
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+ which are associated with tumors characterized by higher proliferation and poorer differentiation [30], are
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+ more present in TNBC and basal-like BC [31]. A prosperous infiltration of TILs is found in TNBC tumors and
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+ the stroma surrounding them, with a recognized predictive and prognostic role, specifically for CD4+ CD8+
190
+ T cells [32]. Several studies have reported better response to neoadjuvant CHT (NACT) [33] and better
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+ clinical outcomes in BC with high TIL infiltrate [34–39]. Based on this evidence, the international TILs
192
+ working group started standardizing the evaluation of BC TILs to use it in clinical practice identifying those
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+ patients that may benefit from emerging immunotherapies with ICIs or combination therapies [40].
194
+
195
+ All these TME elements contribute to TNBC immunogenicity which also appears to be closely related to
196
+ the concept of TMB, depending on the ineffective DNA repair system with the consequent generation of
197
+ high rates of neoantigens. The upregulated antigen presentation system leads to an increasing number of
198
+ innate and adaptative immune cells and many cytokines interplaying with cancer cells. However, the exact
199
+ relationship between TMB, neoantigens, and immune infiltration is not yet completely understood, and
200
+ some studies have reported an inverse association between immune cells in TME and the rate of somatic
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+ copy number alterations [41, 42].
202
+
203
+ Moreover, although TMB is comparable across the three clusters of TNBC, the “immune-inflated”
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+ phenotype is characterized by a higher degree of immune cells in the TME, but also a high expression of
205
+ immune checkpoints by cancer cells [16]. The rate of TILs, indeed, has been positively related to
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+
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+ Explor Target Antitumor Ther. 2024;5:232–50 | https://doi.org/10.37349/etat.2024.00215 Page 234
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+
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+
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+ -----
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+
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+ programmed death ligand 1 (PD-L1) expression [43]. PD-L1 is an immune checkpoint that mediates local
213
+ immune escape in many tumors inducing saturation of activated T cells. Even if PD-L1 prognostic role is yet
214
+ controversial [44], however it results more overexpressed in TNBC compared with other BC and it can
215
+ predict responsiveness to immunotherapy [16].
216
+
217
+ Therefore, TNBC represents an aggressive BC subtype, associated with high mutational load, high
218
+ tumor immunogenicity and TME diversity.
219
+ ## **New paradigms in early TNBC: from CHT to immunotherapy**
220
+
221
+ **CHT in adjuvant treatment for TNBC**
222
+
223
+ In early TNBC patients, CHT represents the mainstay of adjuvant and neoadjuvant treatments. Adjuvant
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+ CHT is recommended for tumor sizes greater than 1.0 cm and patients with nodal involvement, regardless
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+ of tumor size. Therefore, it can be considered for tumor sizes between 0.6–1.0 cm [45]. A recent large metaanalysis demonstrated that adjuvant CHT with anthracyclines-containing regimens plus taxanes, compared
226
+ with no CHT, can reduce BC mortality rates by about 40% during the first decade after diagnosis. Moreover,
227
+ regimens with higher cumulative and dose-dense schedules of anthracycline (with granulocyte colonystimulating factor support) have shown better survival benefits and more reductions in recurrence [46].
228
+ Three-weekly docetaxel and paclitaxel can be considered in adjuvant setting, but weekly paclitaxel, in a
229
+ subgroup analysis, has shown improved outcomes and is preferred for TNBC [47]. In TNBC in frail patients
230
+ with a known history of heart disease, to minimize the cardiotoxicity of adjuvant treatments, docetaxel
231
+ combined with cyclophosphamide (TC) has proven to be a viable alternative to doxorubicin and
232
+ cyclophosphamide (AC), demonstrating a favorable disease-free survival (DFS) [48]. Therefore, there is a
233
+ broad spectrum of chemotherapeutic treatments for early TNBC that should be customised according to the
234
+ patient and expected toxicities.
235
+
236
+ **The role of platinum in adjuvant setting for TNBC**
237
+
238
+ TNBC patients commonly harbor *BRCA 1/2* or BRCAness mutations with a homologous recombination
239
+ deficiency (HRD) that makes them particularly susceptible to platinum agents due to their ability to hit
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+ cancer cells that have deficient DNA repair mechanisms [49–51]. Several retrospective single-center studies
241
+ have explored the role of adjuvant platinum combined with standard anthracycline and taxane-based
242
+ regimens, with controversial results not showing clear clinical benefits [52, 53]. Nevertheless, a recent
243
+ phase III trials have demonstrated a longer 5-year DFS (86.5% *vs.* 80.3%) with similar results in distant DFS
244
+ and relapse-free survival (RFS) of platinum-containing adjuvant regimens (paclitaxel-carboplatin)
245
+ compared to a standard anthracyclines-containing regimen followed by taxane, however with no benefit in
246
+ overall survival (OS) [54].
247
+
248
+ Another important factor is platinum resistance. Platinum sensitivity may be affected by changes in the
249
+ hazard ratio (HR) pathway or, in the case of patients with *BRCA 1/2* mutations, by the secondary
250
+ appearance of new *BRCA 1 or 2* mutations that make cancer cells less sensitive to platinum [55, 56].
251
+
252
+ Other mechanisms of resistance to platinum compounds are:
253
+
254
+ (1). Modification of drug transport within the tumor cell, by determining decreased influx or increased
255
+
256
+ efflux.
257
+
258
+ (2). Increase of detoxification systems.
259
+
260
+ (3). Decrease of cell apoptosis [57].
261
+
262
+ Therefore, the benefit of adjuvant platinum-based regimens remains controversial and needs
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+ validation by prospective adjuvant ongoing trials.
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+
265
+ Explor Target Antitumor Ther. 2024;5:232–50 | https://doi.org/10.37349/etat.2024.00215 Page 235
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+
267
+
268
+ -----
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+
270
+ **Neoadjuvant treatments for TNBC**
271
+
272
+ NACT
273
+
274
+ Several treatment guidelines recommend NACT as the preferred option for stage II or III TNBC and for
275
+ stage I with a tumor size greater than 1 cm. It can be considered in stage I TNBC with a tumor size from
276
+ 0.6 cm to 1 cm and/or in the case of tumors with nodal micrometastases. [6, 45]. There is no significant
277
+ difference in survival benefits between patients receiving neoadjuvant or adjuvant CHT after surgical
278
+ resection. However, neoadjuvant treatments can be useful for inoperable tumors rendering them operable
279
+ and they can also downstage patients with operable BC promoting breast-conservation [58, 59]. The use of
280
+ neoadjuvant treatments provides important prognostic information based on response to therapy.
281
+ Achieving a pCR, defined as the lack of cancer cells in tissue samples of breast and axillary lymph nodes,
282
+ after a neoadjuvant treatment, is associated with favorable disease-free and OS in early TNBC, as
283
+ demonstrated in Collaborative Trials in Neoadjuvant Breast Cancer (CTNeoBC) pooled analysis. In this
284
+ study, patients with early BC treated with NACT and followed by surgery who obtained pCR (ypT0 ypN0,
285
+ ypT0/is ypN0) were associated with improved event-free survival (EFS) and OS, especially in TNBC (HR =
286
+ 0.24 and HR = 0.16, respectively) [33]. Like adjuvant treatment, traditional NACT is based on anthracyclines
287
+ and taxanes, and a dose-dense regimen is preferred in neoadjuvant settings based on proven improved DFS
288
+ and OS in a large meta-analysis [60].
289
+
290
+ In recent years, the use of platinum-based combination regimens has been the focus of neoadjuvant
291
+ treatment to increase the rate of pCR in TNBC. Three recent studies demonstrated that combining platinum
292
+ with taxane and anthracycline led to an improvement in the pCR rate in TNBC, with a similar survival
293
+ benefit [61–63]. In Brightness Trial patients with II–III stage TNBC were randomly assigned to receive
294
+ paclitaxel alone, paclitaxel and carboplatin and this combination with a PARP inhibitor, veliparib followed
295
+ by AC. Although the addition of veliparib and carboplatin was associated with an increase of patients who
296
+ achieved a pCR compared to paclitaxel alone (53% *vs.* 31%, *P* < 0.0001), but not to paclitaxel and
297
+ carboplatin, this benefit could be related to the addition of the carboplatin [63]. The initial rationale for
298
+ using the combination of platinum in NACT was that sporadic TNBC can show BRCAness with a major
299
+ response to platinum regimens [50, 51]. However, the greatest benefit was seen in patients who were
300
+ germline BRCA wild type, and only a marginal benefit was observed in the germline BRCA mutant
301
+ subgroup, as was shown in the recent GeparOLA trial. In this trial, patients were randomized to
302
+ neoadjuvant therapy with paclitaxel and carboplatin *vs.* neoadjuvant therapy with paclitaxel and olaparib
303
+ (PARP inhibitor). In both arms, the combination of epirubicin and cyclophosphamide was administered
304
+ next. This study, although limited by a small number of patients enrolled, showed an advantage for the
305
+ carboplatin arm in patients without BRCA mutation (germ or somatic) and high HRD. The 4-year invasive
306
+ DFS (iDFS) rate with olaparib-paclitaxel was 81.2% *vs.* 93.4% with carboplatin-paclitaxel (CP) [HR = 3.03;
307
+ 95% confidence interval (CI) = 0.67–13.67; log-rank *P* = 0.1290]. The 4-year OS rate was 89.2% with the
308
+ olaparib combination *vs.* 96.6% with carboplatin (HR = 3.27; 95% CI = 0.39–27.20; log-rank *P* = 0.2444).
309
+ The trend of the iDFS curves was similar in the two treatment arms and independent of germline or somatic
310
+ BRCA mutation [64].
311
+
312
+ Platinum combinations are currently recommended for selected patients with TNBC who require
313
+ adequate local control before surgical resection [45]. A more recent phase III trial presented at the San
314
+ Antonio Breast Cancer Symposium evaluating the efficacy and safety of adding carboplatin to standard
315
+ sequential taxane-anthracycline NACT in patients with TNBC who had no evidence of metastatic disease,
316
+ has observed improvements in terms of DFS (5-year DFS were 70.6% and 64.5% respectively with a HR =
317
+ 0.79, 95% CI = 0.61–1.02, *P* = 0.073) and OS (5-year OS were 74.0% and 66.7% respectively with a HR =
318
+ 0.75, 95% CI = 0.57–0.98, *P* = 0.034) with the addition of carboplatin, but these benefits were limited to
319
+ patients who were 50 years of age or younger. Therefore, the pCR in the intention-to-treat population was
320
+ 54.5% in the carboplatin arm and 40.3% in the control arm ( *P* < 0.001) [65].
321
+
322
+ The inclusion of platinum agents as NACT for TNBC remains controversial. Long-term outcomes and
323
+ new prospective studies are needed to clarify the role of platinum agents in this setting.
324
+
325
+ Explor Target Antitumor Ther. 2024;5:232–50 | https://doi.org/10.37349/etat.2024.00215 Page 236
326
+
327
+
328
+ -----
329
+
330
+ Neoadjuvant immunotherapy
331
+
332
+ The success of ICIs in metastatic TNBC led to expand their role in neoadjuvant settings. Pembrolizumab and
333
+ atezolizumab have shown progression-free survival (PFS) benefits in phase III trials in advanced setting
334
+
335
+ [66, 67]. In contrast to atezolizumab that showed conflicting results [68, 69], pembrolizumab consistently
336
+ showed OS benefits in advanced TNBC [66, 70]. In early-stage TNBC two studies evaluated atezolizumab in
337
+ neoadjuvant setting. In the NeoTRIPaPDL1 trial, no improvement in pCR was shown with the addition of
338
+ atezolizumab to a non-anthracycline-containing CHT regimen [71]. More recent Impassion031 phase III
339
+ study evaluating the association of atezolizumab to a standard NACT (nab-palclitaxel weekly for 12 weeks
340
+ followed by 4 cycles of AC), has demonstrated a significant improvement of pCR rates in intention to treat
341
+ (ITT) population (58% in atezolizumab arm *vs.* 41% in placebo arm, *P* = 0.0044), regardless of PD-L1 status,
342
+ meeting the primary endpoint of the study [72]. Therefore, in early BC the combination of pembrolizumab
343
+ with paclitaxel-carboplatin followed by anthracycline increased pCR rate and EFS rate in the KEYNOTE-522
344
+ trial, representing a turning point for the role of immunotherapy in neoadjuvant therapy of TNBC and
345
+ establishing pembrolizumab as a standard treatment during neoadjuvant treatment for stage II and III
346
+ TNBC. The trial evaluated the combination of pembrolizumab (18 cycles, 200 mg every 3 weeks) combined
347
+ with four cycles of paclitaxel (weekly or 3-weekly) and carboplatin (3-weekly), followed by 3-weekly AC for
348
+ 4 cycles, compared to placebo with CHT. Pembrolizumab arm showed a 13.6% improvement in pCR [64.8%
349
+ (95% CI = 59.9–69.5%) *vs.* 51.2% (95% CI = 44.1–58.3%)] and in EFS rate [84.5% (95% CI = 81.7–86.9%)
350
+ *vs.* 76.8% (95% CI = 72.2–80.7%)], meeting the primary endpoint of the study, regardless nodal
351
+ involvement and PD-L1 status. The average duration of follow-up is still immature, but a trend of
352
+ superiority in terms of OS in the pembrolizumab arm was nevertheless detected [73]. Limits of this study
353
+ are the lack of biomarkers that predict what patient may benefit from the addition of pembrolizumab and
354
+ the non-utilization of dose-dense schedule of AC which showed superior OS benefit in the neoadjuvant
355
+ setting in TNBC [74].
356
+
357
+ Moreover, the recent GeparNuevo trial showed that durvalumab (1,500 mg every 4 weeks) added to
358
+ NACT consisting of nab-paclitaxel 125 mg/m [2] weekly for 12 weeks, followed by epirubicin/
359
+ cyclophosphamide every 2 weeks, in early TNBC significantly improved iDFS (85.6% with durvalumab *vs.*
360
+ 77.2% with placebo HR = 0.48, 95% CI = 0.24–0.97, stratified log-rank *P* = 0.036) and OS (95.2% *vs.* 83.5%
361
+ with a HR = 0.24, 95% CI = 0.08–0.72, *P* = 0.006), despite a modest pCR increase and no adjuvant
362
+ component of durvalumab [75]. Future studies should aim to define the role of immunotherapy in the
363
+ treatment of early TNBC, to define the ideal duration of these treatments, and should research new
364
+ biomarkers to personalize treatments.
365
+ ## **Pathological complete response: prognostic role and therapeutic ** **implications**
366
+
367
+ In clinical practice, the achievement of pCR after neoadjuvant treatment is correlated to the improvement of
368
+ long-term benefits concerning EFS and OS. Its prognostic value is greatest in aggressive tumor subtypes,
369
+ like in TNBC (EFS: HR = 0.24; OS: HR = 0.16) [33]. Patients who have residual invasive BC after the receipt
370
+ of NACT have a high risk of relapse. Patients with TNBC who do not experience pCR have an estimated 5year EFS of 57% and OS of 47% (compared with 90% EFS and 84% OS, respectively, for patients with earlystage TNBC who demonstrate pCR) [76, 77].
371
+
372
+ After pre-operative CHT and surgical treatment, patients can receive postoperative radiation therapy
373
+ (RT). Patients with hormone receptor-positive BC [hormone receptor-positive (HR+) BC] are candidates for
374
+ adjuvant endocrine treatment. However, until recently, no adjuvant CHT was expected as standard in
375
+ patients with TNBC. Only follow-up was recommended in those who have pCR or in those with residual
376
+ invasive BC after the receipt of neoadjuvant regimens [78]. To address the unmet clinical need for optimal
377
+ adjuvant treatment in the subgroup of patients with TNBC at high risk of recurrence (those who have not
378
+ achieved the pCR after NACT containing anthracycline, taxane, or both), the Capecitabine for Residual
379
+ Cancer as Adjuvant Therapy (CREATE-X) was designed. The trial did not include only patients with TNBC
380
+
381
+ Explor Target Antitumor Ther. 2024;5:232–50 | https://doi.org/10.37349/etat.2024.00215 Page 237
382
+
383
+
384
+ -----
385
+
386
+ but also patients with HR+ HER2 negative BC [79]. The results of this phase III trial showed that the
387
+ addition of adjuvant capecitabine (1,250 mg per square meter of body-surface area, twice per day, on days
388
+ 1 to 14, every 3 weeks for six or eight cycles) was safe and effective in prolonging DFS and OS among the
389
+ ITT population. The study showed a superior DFS in the capecitabine group than in the control group
390
+ (74.1% *vs.* 67.6% at 5 years; HR = 0.70; *P* = 0.01). Therefore, OS was longer in the experimental group:
391
+ 89.2% *vs.* 83.6% of the patients were alive at 5 years (HR = 0.59; *P* = 0.01). Thirty percent of the patients
392
+ had triple negative (TN) disease, and they represent the subgroup with poor prognosis (approximately half
393
+ the patients with TNBC who had a pCR did not have the recurrence of the disease) [33]. The benefit of
394
+ capecitabine *vs.* control in DFS and OS was notable among this subgroup of patients (HR = 0.58 and HR =
395
+ 0.52, respectively) [79].
396
+
397
+ The reflection in the treatment algorithm due to these results was significant.
398
+
399
+ Some limits of this study are the exclusion of patients who had reached the pCR, for whom only followup was indicated, and the lack of efficacy results selected for residual cancer burden (RCB). The RCB
400
+ quantifies the extent of residual disease after neoadjuvant treatment at the time of surgery. This score uses
401
+ the diameter of residual disease, percentage of vital tumor cells, and diameter of the largest involved lymph
402
+ node to calculate the amount of residual disease. It has been validated with distinct prognostic RCB classes
403
+ in all BC subtypes, with the most significant discriminatory power in TN and Her-2 positive BC. It is
404
+ categorized as RCB-0 (equivalent to a pCR), RCB-1, RCB-2, and RCB-3, reflecting increasingly larger residual
405
+ cancer and respective poor prognoses (in terms of EFS) [80]. Finally, the CREATE-X trial did not examine
406
+ capecitabine efficacy in patients with germline *BRCA 1* or *BRCA 2* pathogenic variants (less than 15% of
407
+ those enrolled) [79].
408
+
409
+ OlympiA is a phase III study designed to investigate how the PARP inhibitor olaparib might improve
410
+ DFS and OS in patients with resected HR+ BC and TNBC with germline *BRCA 1* or *BRCA 2* mutation. It
411
+ enrolled patients treated with CHT (containing anthracyclines, taxanes or the combination of both) in
412
+ neoadjuvant or adjuvant setting and randomized them to receive olaparib (orally administered at the dose
413
+ of 300 mg twice daily) *vs.* placebo for 1 year after surgical resection (and radiotherapy when indicated).
414
+ Also in this trial, patients with TNBC who underwent NACT followed by surgery were required to have
415
+ residual invasive BC in the breast and/or resected lymph nodes (non-pCR) [81]. Postneoadjuvant
416
+ capecitabine was not foreseen in this trial. iDFS, the primary endpoint of the study, was significantly longer
417
+ among patients assigned to receive olaparib than among those assigned placebo (HR = 0.58; *P* < 0.001). The
418
+ percentage of patients alive and free of invasive disease at 3 years was 85.9% in the olaparib group and
419
+ 77.1% in the placebo group. The benefit of adjuvant olaparib was observed irrespective of the germline
420
+ *BRCA* mutation (BRCA 1 *vs.* BRCA 2), the hormone-receptor status, or the timing of previous CHT
421
+ (neoadjuvant *vs.* adjuvant) [81] 4-year iDFS for the olaparib group was 82.7% ( *vs.* 75.4% in placebo group)
422
+ and 4-year distant DFS (DDFS) was 86.5% ( *vs.* 79.1%). Adjuvant olaparib improves OS, with an HR of 0.68
423
+ and a *P* value of 0.009 at 3.5 years of median follow-up, meeting the significance threshold for OS at the
424
+ second planned interim analysis. The OS benefit at 4 years in the olaparib arm compared with the placebo
425
+ arm was reported (89.8% *vs.* 86.4%, respectively) [82].
426
+
427
+ Both studies have defined the standard of adjuvant therapy post-NACT for patients with *BRCA* wild
428
+ type (CREATE-X) and *BRCA* mutated (OlympiA) TNBC, that did not reach the pCR.
429
+
430
+ The low percentage of *BRCA* mutated patients enrolled in the CREATE-X, the absence of pre-planned
431
+ subgroup analyzes for this population do not allow for a description of the efficacy of capecitabine in this
432
+ subgroup of patients.
433
+
434
+ Moreover, there are no prospective randomized trials between capecitabine and olaparib to guide the
435
+ clinical decision in this population, nor combination or sequence data between these two drugs.
436
+
437
+ It would also be important to consider the potentially severe toxicity profile of such a combination,
438
+ given their overlapping side effects (in particular, cytopenias).
439
+
440
+ The treatment paradigm of early TNBC has had a real evolution since July 2021, with the introduction
441
+ of immunotherapy following the Food and Drug Administration (FDA) approval of pembrolizumab for high
442
+ Explor Target Antitumor Ther. 2024;5:232–50 | https://doi.org/10.37349/etat.2024.00215 Page 238
443
+
444
+
445
+ -----
446
+
447
+ risk TNBC (tumor size > 1 cm but ≤ 2 cm in diameter with nodal involvement or tumor size > 2 cm in
448
+ diameter regardless of nodal involvement), regardless of tumor PD-L1 expression, in combination with CHT
449
+ as neoadjuvant treatment, and then continued as a single agent as adjuvant treatment after surgery for a
450
+ total duration of approximately 1 year [83].
451
+
452
+ Results from the KEYNOTE-522 study were the basis for this approval, demonstrating a significantly
453
+ higher rate of pCR at the time of definitive surgery among patients who received pembrolizumab plus NACT
454
+ than among those who received placebo plus NACT and an improvement in long-term benefits [73, 84]. The
455
+ aim of the trial was not to identify the contributions of the neoadjuvant and adjuvant treatment phases, so it
456
+ is difficult to define if these long-term results are related to exposure to adjuvant pembrolizumab or a
457
+ lesser RCB at the end of the neoadjuvant phase in the pembrolizumab–CHT group.
458
+
459
+ An exploratory analysis of the study then provided data to further describe the prognosis related to the
460
+ RCB after neoadjuvant experimental treatment (Figure 1) [85].
461
+
462
+ **Figure 1.** The unmet need for the optimal adjuvant treatment according to RCB [85]
463
+
464
+ The HR for recurrence event in subgroups RBO-0, RCB-1, RCB-2, and RCB-3 are respectively 0.70
465
+ (rates: 5.2% *vs.* 7.3% in the pembrolizumab + CHT *vs.* placebo + CHT), 0.92 (rates: 17.4% *vs.* 20%), 0.52
466
+ (rates: 25.5% *vs.* 44.3%), 1.24 (72.5% *vs.* 69.2%).
467
+
468
+ The rate of recurrence was numerically lower in all RCB groups with pembrolizumab + CHT, except in
469
+ the small RCB-3 subset (that is represented by 5% and 7% of the population in the study, respectively in
470
+ the experimental and control group). Pembrolizumab shifted RCB to lower categories in most patients
471
+ (RCB-0: 63% *vs.* 56% of patients in the experimental *vs.* the control arm; RCB-1: 9% *vs.* 11%; RCB 18% *vs.*
472
+ 20%).
473
+
474
+ No patients in this trial received adjuvant capecitabine, and there are no randomized efficacy and
475
+ safety data showing that multiagent therapy with pembrolizumab and capecitabine is superior to singleagent therapy in high-risk patients (stage II–III) who did not reach pCR.
476
+
477
+ At the time, only results from phase II studies in metastatic TNBC demonstrated no new safety signals
478
+ with this combination [86, 87].
479
+
480
+ Pembrolizumab has also not been studied in combination with olaparib in the adjuvant setting, for the
481
+ treatment of patients with *BRCA* mutations. No efficacy data are reported in the literature, even if some
482
+
483
+ Explor Target Antitumor Ther. 2024;5:232–50 | https://doi.org/10.37349/etat.2024.00215 Page 239
484
+
485
+
486
+ -----
487
+
488
+ safety data are reported in the metastatic setting, in some early-phase studies that have evaluated the
489
+ combination of PARPis and ICIs, not reporting unexpected toxicities [88, 89].
490
+
491
+ Prospective trials would be needed to define what is the optimal adjuvant strategy according to RCB
492
+ (single-agent CHT or poly-CHT), how the clinician should decide between olaparib, immunotherapy or
493
+ capecitabine in the treatment of the population with *BRCA* mutations and whether these therapies can be
494
+ administered in combination or sequence, with data in terms of efficacy and safety.
495
+
496
+ Additional treatment strategies with new drugs are being studied as adjuvant treatment after NACT,
497
+ with antibody-drug conjugates (ADCs) such as datopotamab deruxtecan (with or without durvalumab in
498
+ TROPICS-Breast 03, ClinicalTrials.gov identifier: NCT05629585), and patritumab deruxtecan (HER3-DXd)
499
+ which showed promising clinical response and biological changes in early TNBC [SOLTI TOT-HER3 window
500
+ of opportunity trial part B, presented at European Society for Medical Oncology (ESMO) Breast 2023], or
501
+ with ICIs (A-BRAVE trial, NCT02926196 and SWOG S1418/BR006 trial, NCT02954874).
502
+ ## **New biomarkers and frontiers in TNBC**
503
+
504
+ Recent progress in integrating ICIs and novel agents has revolutionized the therapeutic approach for early
505
+ TNBC. Treatment strategies now emphasize escalating chemotherapeutic agents based on standard
506
+ neoadjuvant regimens. An example is a phase II trial (ACTRN12617000651381) presented at the San
507
+ Antonio Breast Cancer Symposium 2022 evaluating in high-risk TNBC, the addition of ipilimumab and
508
+ nivolumab to neoadjuvant paclitaxel following a suboptimal response to anthracycline-based CHT (< 50%
509
+ tumor reduction) and resulting in promising objective response rate (ORR) (43.7%) and pCR (18.8%) rates,
510
+ regardless of PD-L1 status.
511
+
512
+ However, it is also crucial to identify subgroups of patients with favorable prognoses, where NACT
513
+ could potentially be de-escalated. Therefore, discovering novel biomarkers to categorize patients with good
514
+ prognoses and safely de-escalate NACT is essential.
515
+
516
+ TILs show promise as a biomarker for selecting patients who may have favorable outcomes with
517
+ treatment de-escalation. In recent trials, higher TILs levels were associated with a higher pCR rate [71, 75,
518
+ 90] and with a better response [75, 91]. Liquid biopsies, such as circulating tumor DNA (ctDNA), could
519
+ serve as promising markers for identifying patients who might benefit from de-escalating or escalating
520
+ neoadjuvant or adjuvant treatment. Rapid ctDNA clearance during NACT in early TNBC is linked to a high
521
+ likelihood of achieving pCR [92]. Conversely, detecting ctDNA after completing NACT and surgery is
522
+ associated with higher recurrence rates and poorer prognoses [93]. The use of dynamic biomarkers, such
523
+ as ctDNA, to guide the choice of treatments in high-risk patients appears increasingly to be an important
524
+ resource to be exploited in future studies.
525
+
526
+ Furthermore, ADCs are emerging. Particularly, sacituzumab govitecan (SG) an ADC targeting Trop-2
527
+ was approved in metastatic TNBC patients who received ≥ 2 prior systemic therapies in the light of the
528
+ results of the phase III ASCENT study. In this trial patients were randomized (1:1) to receive sacituzumab
529
+ govitecan 10 mg/kg via intravenous infusion on day 1 and day 8 of a 21-day treatment cycle or a treatment
530
+ of physician’s choice (TPC) achieving the primary endpoint (PFS 4.8 *vs.* 1.7 months) and also demonstrating
531
+ an advantage in terms of OS (11.8 months *vs.* 6.9 months) [94]. Another single-arm phase II trial is
532
+ evaluating SG and atezolizumab in combination as adjuvant treatment for patients with TNBC who have
533
+ residual invasive disease after neoadjuvant therapy and detectable ctDNA (ClinicalTrials.gov identifier
534
+ NCT04434040).
535
+
536
+ Finally, it is essential to redefine, with new dedicated trials, the role of ER-low (1–9%) BC which,
537
+ biologically and prognostically very similar to TNBC, could potentially benefit from the addition of
538
+ immunotherapy to CHT and the role of HER-2 low [score 1+ or 2+ not amplified in fluorescence *in situ*
539
+ hybridization (FISH)] BC in the light of recent results of efficacy of trastuzumab deruxtecan in advanced BC
540
+ HER-2 low. Therefore, future studies are likely to expand the armamentarium at our disposal in this setting.
541
+
542
+ Explor Target Antitumor Ther. 2024;5:232–50 | https://doi.org/10.37349/etat.2024.00215 Page 240
543
+
544
+
545
+ -----
546
+
547
+ New frontiers in early TNBC are summarized in Figure 2.
548
+
549
+ **Figure 2.** New frontiers in early TNBC
550
+ ## **Interpretation and clinical implications**
551
+
552
+ TNBC has long been a challenging disease to treat due to its aggressive behavior and the lack of target
553
+ therapies [95].
554
+
555
+ Thanks to recent developments on TNBC, a series of therapeutic targets have been identified for the
556
+ treatment of metastatic and early setting diseases. Especially for the radically operable disease, the chances
557
+ of cure are increased with treatments aimed at reducing the odds of recurrence after tumor removal.
558
+
559
+ Anthracycline and taxane-based poly-CHT remains the standard of treatment, most often administered
560
+ preoperatively to assess tumor sensitivity. It aims to increase the rate of local control, making it useful to
561
+ guide breast-conserving surgery and to ensure survival benefits by reaching the pCR.
562
+
563
+ The introduction of immunotherapy in association with poly-CHT in the neoadjuvant setting has
564
+ increased the rate of pCR, guaranteeing better results in terms of long-term benefits in the KEYNOTE-522,
565
+ the pivotal trial that led to the approval in clinical practice of the use of the anti-PD1, pembrolizumab, in the
566
+ early setting disease (neoadjuvant and adjuvant setting). These clinical findings were based on preclinical
567
+ investigations that overturned the previous belief that BC was not an immunogenic disease [12].
568
+
569
+ The actual need is to define the optimal adjuvant strategy after neoadjuvant chemo-immunotherapy,
570
+ which must be affected by the patient’s risk of recurrence based on the histological prognostic and evidence
571
+ after radical surgery, the individual’s tolerance of therapy-induced side effects (Figure 3).
572
+
573
+ In patients with low RCB and a low overall risk of recurrence, pembrolizumab alone should be
574
+ continued. In patients with poor prognostic features of high RCB, this strategy may not be the best choice.
575
+ Patients with high RCB, BRCA wild type, could benefit from capecitabine alone, although it would be
576
+ reasonable to use a combination of capecitabine and pembrolizumab. Patients with high RCB, germline
577
+ *BRCA* mutations, could benefit from olaparib (according to the inclusion criteria of the OlympiA trial),
578
+ although it would be reasonable to use olaparib and pembrolizumab in combination or sequentially.
579
+
580
+ However, none of these strategies, in monotherapy and/or in combination, have evidence from specific
581
+ randomized trials after the neoadjuvant immunotherapy. There are no data on efficacy and safety in this
582
+ setting. Currently, the best schedule is not known, and new data are awaited on new adjuvant strategies.
583
+
584
+ Explor Target Antitumor Ther. 2024;5:232–50 | https://doi.org/10.37349/etat.2024.00215 Page 241
585
+
586
+
587
+ -----
588
+
589
+ **Figure 3.** Current treatment algorithm for stage II–III TNBC
590
+
591
+ Extensive efforts will also be required to investigate and expand access to immunotherapy to ER-low
592
+ populations (ER 1–9%), not included in KEYNOTE-522. It represents a subgroup that does not formally
593
+ meet the definition of TNBC, but shares biology, with nearly 90% of these tumors harboring a basal-like
594
+ intrinsic subtype, and prognosis with TNBC and could share the same benefit from the addition of
595
+ immunotherapy [96, 97].
596
+
597
+ Furthermore, novel active agents are emerging for the treatment of TNBC and could provide an
598
+ opportunity for a de-escalation of traditional CHT, the anti-trophoblast cell-surface antigen 2 (Trop2)
599
+ sacituzumab govitecan that is currently being investigated in the early setting, including in combination
600
+ with immunotherapy in the ASPRIA trial (ClinicalTrials.gov identifier NCT04434040).
601
+ ## **Conclusions**
602
+
603
+ This review highlights the multitude of advances in the treatment of early-stage TNBC and the important
604
+
605
+ issues raised.
606
+
607
+ The management of triple-negative breast cancer (TNBC) has seen notable advancements with the
608
+ identification of therapeutic targets and successful integration of immunotherapy in neoadjuvant
609
+ treatment. However, the current challenge lies in determining the optimal adjuvant strategy post-chemoimmunotherapy, tailoring decisions to individual patient characteristics and prognostic factors. The
610
+ uncertainty surrounding the efficacy and safety of these strategies necessitates further randomized studies,
611
+ while ongoing research explores novel approaches, such as the potential use of innovative agents like
612
+ sacituzumab govitecan in the context of de-escalating traditional CHT. The imperative to extend access to
613
+ immunotherapy to subgroups, such as those with low ER expression, holds crucial promise, paving the way
614
+ for a more personalized and targeted future direction in TNBC treatment.
615
+
616
+ In the next few years, it will be necessary to design new prospective clinical trials and wait for the
617
+ results of those in progress, for a better knowledge of the efficacy of combination therapies, therapeutic
618
+ sequences and new target drugs for the treatment of a disease which up to a few years ago was considered
619
+ “untargetable”. This should be accompanied by a commitment to biomarker discovery, which could help the
620
+ oncologist make the best decision for patient care.
621
+
622
+ Explor Target Antitumor Ther. 2024;5:232–50 | https://doi.org/10.37349/etat.2024.00215 Page 242
623
+
624
+
625
+ -----
626
+
627
+ ## **Abbreviations**
628
+
629
+ AC: doxorubicin and cyclophosphamide
630
+
631
+ ADCs: antibody-drug conjugates
632
+
633
+ BC: breast cancer
634
+
635
+ BRCA: breast cancer susceptibility genes
636
+
637
+ CHT: chemotherapy
638
+
639
+ CI: confidence interval
640
+
641
+ CREATE-X: Capecitabine for Residual Cancer as Adjuvant Therapy
642
+
643
+ ctDNA: circulating tumor DNA
644
+
645
+ DFS: disease-free survival
646
+
647
+ EFS: event-free survival
648
+
649
+ ER: estrogen receptor
650
+
651
+ FDA: Food and Drug Administration
652
+
653
+ HER2: human epidermal growth factor receptor 2
654
+
655
+ HR: hazard ratio
656
+
657
+ HR+: hormone receptor-positive
658
+
659
+ ICI: immune checkpoint inhibitor
660
+
661
+ iDFS: invasive disease-free survival
662
+
663
+ IM: immunomodulatory
664
+
665
+ LAR: luminal androgen receptor
666
+
667
+ M: mesenchymal
668
+
669
+ NACT: neoadjuvant chemotherapy
670
+
671
+ OS: overall survival
672
+
673
+ PARP: Poly(ADP-ribose) polymerase
674
+
675
+ pCR: pathologic complete response
676
+
677
+ PD-L1: programmed death ligand 1
678
+
679
+ RCB: residual cancer burden
680
+
681
+ TILs: tumor-infiltrating lymphocytes
682
+
683
+ TMB: tumor mutational burden
684
+
685
+ TME: tumor microenvironment
686
+
687
+ TNBC: triple negative breast cancer **Declarations**
688
+
689
+ **Author contributions**
690
+
691
+ PDS: Conceptualization, Investigation, Writing—original draft, Writing—review & editing, Validation,
692
+ Supervision. MP, CG, and GRO: Conceptualization, Investigation, Writing—original draft, Writing—review &
693
+ editing. ANS, PF, and CL: Validation, Writing—review & editing, Supervision. DC: Investigation. All authors
694
+ read and approved the submitted version.
695
+
696
+ Explor Target Antitumor Ther. 2024;5:232–50 | https://doi.org/10.37349/etat.2024.00215 Page 243
697
+
698
+
699
+ -----
700
+
701
+ **Conflicts of interest**
702
+
703
+ The authors declare that they have no conflicts of interest.
704
+
705
+ **Ethical approval**
706
+
707
+ Not applicable.
708
+
709
+ **Consent to participate**
710
+
711
+ Not applicable.
712
+
713
+ **Consent to publication**
714
+
715
+ Not applicable.
716
+
717
+ **Availability of data and materials**
718
+
719
+ Not applicable.
720
+
721
+ **Funding**
722
+
723
+ Not applicable.
724
+
725
+ **Copyright**
726
+
727
+ © The Author(s) 2024.
728
+ ## **References**
729
+
730
+ 1. Sporikova Z, Koudelakova V, Trojanec R, Hajduch M. Genetic markers in triple-negative breast cancer.
731
+
732
+ Clin Breast Cancer. 2018;18:e841–50.
733
+
734
+ 2. Howard FM, Olopade OI. Epidemiology of triple-negative breast cancer: a review. Cancer J. 2021;27:
735
+
736
+ 8–16.
737
+
738
+ 3. Almansour NM. Triple-negative breast cancer: a brief review about epidemiology, risk factors,
739
+
740
+ signaling pathways, treatment and role of artificial intelligence. Front Mol Biosci. 2022;9:836417.
741
+
742
+ 4. Curtis C, Shah SP, Chin SF, Turashvili G, Rueda OM, Dunning MJ, et al. The genomic and transcriptomic
743
+
744
+ architecture of 2,000 breast tumours reveals novel subgroups. Nature. 2012;486:346–52.
745
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+ 79. Masuda N, Lee SJ, Ohtani S, Im YH, Lee ES, Yokota I, et al. Adjuvant Capecitabine for Breast Cancer
1137
+
1138
+ after Preoperative Chemotherapy. N Engl J Med. 2017;376:2147–59.
1139
+
1140
+ 80. Symmans WF, Peintinger F, Hatzis C, Rajan R, Kuerer H, Valero V, et al. Measurement of residual
1141
+
1142
+ breast cancer burden to predict survival after neoadjuvant chemotherapy. J Clin Oncol. 2007;25:
1143
+
1144
+ 4414–22.
1145
+
1146
+ 81. Tutt ANJ, Garber JE, Kaufman B, Viale G, Fumagalli D, Rastogi P, et al.; OlympiA Clinical Trial Steering
1147
+
1148
+ Committee and Investigators. Adjuvant olaparib for patients with *BRCA1-* or *BRCA2-* mutated breast
1149
+
1150
+ cancer. N Engl J Med. 2021;384:2394–405.
1151
+
1152
+ 82. Geyer CE Jr, Garber JE, Gelber RD, Yothers G, Taboada M, Ross L, et al.; OlympiA Clinical Trial Steering
1153
+
1154
+ Committee and Investigators. Overall survival in the OlympiA phase III trial of adjuvant olaparib in
1155
+
1156
+ patients with germline pathogenic variants in *BRCA1/2* and high-risk, early breast cancer. Ann Oncol.
1157
+
1158
+ 2022;33:1250–68.
1159
+
1160
+ 83. FDA D.I.S.C.D. burst edition: FDA approval of Keytruda (pembrolizumab) for high-risk early-stage
1161
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1162
+ [triple-negative breast cancer [Internet]. [cited 2023 May 21]. Available from: https://www.fda.gov/](https://www.fda.gov/drugs/resources-information-approved-drugs/fda-disco-burst-edition-fda-approval-keytruda-pembrolizumab-high-risk-early-stage-triple-negative)
1163
+
1164
+ [drugs/resources-information-approved-drugs/fda-disco-burst-edition-fda-approval-keytruda-](https://www.fda.gov/drugs/resources-information-approved-drugs/fda-disco-burst-edition-fda-approval-keytruda-pembrolizumab-high-risk-early-stage-triple-negative)
1165
+
1166
+ [pembrolizumab-high-risk-early-stage-triple-negative](https://www.fda.gov/drugs/resources-information-approved-drugs/fda-disco-burst-edition-fda-approval-keytruda-pembrolizumab-high-risk-early-stage-triple-negative)
1167
+
1168
+ 84. Schmid P, Cortes J, Pusztai L, McArthur H, Kümmel S, Bergh J, et al.; KEYNOTE-522 Investigators.
1169
+
1170
+ Pembrolizumab for early triple-negative breast cancer. N Engl J Med. 2020;382:810–21.
1171
+
1172
+ 85. Pusztai L, Denkert C, O’Shaughnessy J, Cortes J, Dent RA, McArthur HL, et al. Event-free survival by
1173
+
1174
+ residual cancer burden after neoadjuvant pembrolizumab + chemotherapy versus placebo +
1175
+
1176
+ chemotherapy for early TNBC: exploratory analysis from KEYNOTE-522. J Clin Oncol. 2022;40:503.
1177
+
1178
+ 86. Shah AN, Flaum L, Helenowski I, Santa-Maria CA, Jain S, Rademaker A, et al. Phase II study of
1179
+
1180
+ pembrolizumab and capecitabine for triple negative and hormone receptor-positive, HER2–negative
1181
+
1182
+ endocrine-refractory metastatic breast cancer. J Immunother Cancer. 2020;8:e000173.
1183
+
1184
+ 87. Page D, Pucilowska J, Bennetts L, Kim I, Sanchez K, Martel M, et al. Updated efficacy of first or second
1185
+ line pembrolizumab plus in metastatic triple negative breast cancer and correlations with baseline
1186
+
1187
+ lymphocyte and naïve CD4+ T-cell count. 2018 San Antonio Breast Cancer Symposium. San Antonio:
1188
+
1189
+ Books, Presentations, Posters, Etc. 2018.
1190
+
1191
+ 88. Vinayak S, Tolaney SM, Schwartzberg L, Mita M, McCann G, Tan AR, et al. Open-label clinical trial of
1192
+
1193
+ niraparib combined with pembrolizumab for treatment of advanced or metastatic triple-negative
1194
+
1195
+ breast cancer. JAMA Oncol. 2019;5:1132–40.
1196
+
1197
+ 89. Domchek SM, Postel-Vinay S, Im SA, Park YH, Delord JP, Italiano A, et al. Olaparib and durvalumab in
1198
+
1199
+ patients with germline *BRCA* -mutated metastatic breast cancer (MEDIOLA): an open-label,
1200
+
1201
+ multicentre, phase 1/2, basket study. Lancet Oncol. 2020;21:1155–64.
1202
+
1203
+ Explor Target Antitumor Ther. 2024;5:232–50 | https://doi.org/10.37349/etat.2024.00215 Page 249
1204
+
1205
+
1206
+ -----
1207
+
1208
+ 90. Nederlof I, De Bortoli D, Bareche Y, Hooijer GKJ, Sotiriou C, Van De Vijver MJ, et al. Relationship
1209
+
1210
+ between tumor infiltrating lymphocytes (TILs) and response to pembrolizumab (pembro)+
1211
+
1212
+ chemotherapy (CT) as neoadjuvant treatment (NAT) for triple-negative breast cancer (TNBC): phase
1213
+
1214
+ Ib KEYNOTE-173 trial. Ann Oncol. 2019;30:III2.
1215
+
1216
+ 91. Doroshow DB, Bhalla S, Beasley MB, Sholl LM, Kerr KM, Gnjatic S, et al. PD-L1 as a biomarker of
1217
+
1218
+ response to immune-checkpoint inhibitors. Nat Rev Clin Oncol. 2021;18:345–62.
1219
+
1220
+ 92. Magbanua MJM, Swigart LB, Wu HT, Hirst GL, Yau C, Wolf DM, et al. Circulating tumor DNA in
1221
+
1222
+ neoadjuvant-treated breast cancer reflects response and survival. Ann Oncol. 2021;32:229–39.
1223
+
1224
+ 93. Radovich M, Jiang G, Hancock BA, Chitambar C, Nanda R, Falkson C, et al. Association of circulating
1225
+
1226
+ tumor DNA and circulating tumor cells after neoadjuvant chemotherapy with disease recurrence in
1227
+
1228
+ patients with triple-negative breast cancer: preplanned secondary analysis of the BRE12-158
1229
+
1230
+ randomized clinical trial. JAMA Oncol. 2020;6:1410–5.
1231
+
1232
+ 94. Bardia A, Hurvitz SA, Tolaney SM, Loirat D, Punie K, Oliveira M, et al.; ASCENT Clinical Trial
1233
+
1234
+ Investigators. Sacituzumab govitecan in metastatic triple-negative breast cancer. N Engl J Med. 2021;
1235
+
1236
+ 384:1529–41.
1237
+
1238
+ 95. Loibl S, Poortmans P, Morrow M, Denkert C, Curigliano G. Breast cancer. Lancet. 2021;397:1750–69.
1239
+
1240
+ 96. Schrodi S, Braun M, Andrulat A, Harbeck N, Mahner S, Kiechle M, et al. Outcome of breast cancer
1241
+
1242
+ patients with low hormone receptor positivity: analysis of a 15-year population-based cohort. Ann
1243
+
1244
+ Oncol. 2021;32:1410–24.
1245
+
1246
+ 97. Villegas SL, Nekljudova V, Pfarr N, Engel J, Untch M, Schrodi S, et al. Therapy response and prognosis
1247
+
1248
+ of patients with early breast cancer with low positivity for hormone receptors – An analysis of 2765
1249
+
1250
+ patients from neoadjuvant clinical trials. Eur J Cancer. 2021;148:159–70.
1251
+
1252
+ Explor Target Antitumor Ther. 2024;5:232–50 | https://doi.org/10.37349/etat.2024.00215 Page 250
1253
+
1254
+
1255
+ -----
1256
+
cancers-15-00321.md ADDED
The diff for this file is too large to render. See raw diff
 
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@@ -0,0 +1,1821 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ ## **Authors**
2
+ KWANG-AI WON, and CHARLES SPRUCK3
3
+ ConsultantCA, Moraga, CA 94556;
4
+ Pin Pharmaceuticals, Inc., South San Francisco, CA 94080;
5
+ Tumor Initiation and Maintenance Program, NCI-Designated Cancer Center,
6
+ Sanford Burnham Prebys Medical Discovery Institute, La Jolla, CA 92037, USA
7
+ Received July 14, 2020; Accepted September 9, 2020
8
+
9
+
10
+
11
+ ## **Abstract**
12
+
13
+ Triple‑negative breast cancer (TNBC) accounts for
14
+ 10‑15% of all breast cancer cases. TNBCs lack estrogen and
15
+ progesterone receptors and express low levels of HER2, and
16
+ therefore do not respond to hormonal or anti‑HER2 therapies.
17
+ TNBC is a particularly aggressive form of breast cancer that
18
+ generally displays poorer prognosis compared to other breast
19
+ cancer subtypes. TNBC is chemotherapy sensitive, and this
20
+ treatment remains the standard of care despite its limited benefit.
21
+ Recent advances with novel agents have been made for specific
22
+ subgroups with PD‑L1 [+] tumors or germline *Brca* ‑mutated
23
+ tumors. However, only a fraction of these patients responds to
24
+ immune checkpoint or PARP inhibitors and even those who
25
+ do respond often develop resistance and relapse. Various new
26
+ agents and combination strategies have been explored to further
27
+ understand molecular and immunological aspects of TNBC.
28
+ In this review, we discuss clinical trials in the management of
29
+ TNBC as well as perspectives for potential future treatments.
30
+
31
+ ## **Contents**
32
+
33
+ 1. Introduction
34
+ 2. Current treatment paradigm
35
+ 3. Investigational drugs
36
+ 4. New potential therapeutic strategies
37
+ 5. Conclusion
38
+
39
+ ## **1. Introduction**
40
+
41
+ Breast cancer is characterized by heterogeneity at the
42
+ molecular and clinical levels. Several biomarkers including
43
+
44
+ *Correspondence to:* Dr Kwang‑Ai Won, ConsultantCA, 1988 Ascot
45
+ Drive, Unit A, Moraga, CA 94556, USA
46
+ E‑mail: wonk12pharm@yahoo.com
47
+
48
+ *Key words:* triple‑negative breast cancer, clinical studies,
49
+ immunotherapy, DNA‑damage response, targeted therapy,
50
+ therapeutic strategy
51
+
52
+
53
+ estrogen receptor α (ER α ), progesterone receptor (PR), and
54
+ human epidermal growth factor receptor‑2 (ERBB2/HER2)
55
+ have been established, and the main breast cancer subtypes are
56
+ classified according to their molecular profile (1,2). Traditional
57
+ staging of breast cancer is based on tumor size, lymph node
58
+ involvement, and presence of metastasis, and recently biologic
59
+ markers have been incorporated in the 8th edition of the
60
+ American Joint Committee on Cancer (AJCC), improving the
61
+ prognostic discrimination over anatomic staging alone (3).
62
+
63
+ Triple‑negative breast cancer (TNBC) is characterized as
64
+ having ≤1% cellular expression of ER and PR as determined
65
+ by immunohistochemistry (IHC), and having HER2 expres­
66
+ *in situ*
67
+ sion of 0 to 1+ by IHC, or 2+ by IHC and fluorescence
68
+ hybridization (FISH) negative (i.e. not an amplified gene
69
+ copy number), according to American Society of Clinical
70
+ Oncology/College of American Pathologists (ASCO/CAP)
71
+ guidelines (4,5). TNBCs are comprised of at least four distinct
72
+ transcriptional subtypes: Two basal subtypes, BL1 and BL2; a
73
+ mesenchymal subtype M, which is devoid of immune cells; and
74
+ a luminal androgen receptor (AR) subtype LAR (1,2). TNBC is
75
+ also subdivided into 6 different subgroups based on molecular
76
+ heterogeneity: Basal‑like; mesenchymal‑like; mesenchymal
77
+ stem‑like; luminal AR expression; immunomodulatory; and
78
+ unstable type (6). TNBC represents approximately 15‑20% of
79
+ all newly diagnosed breast cancers and is generally a more
80
+ aggressive disease with a poorer prognosis and higher grade
81
+ than other types of breast cancer, accounting for 5% of all
82
+ cancer‑related deaths annually. The median overall survival
83
+ (OS) for the disease is 10.2 months with current therapies, with
84
+ a 5‑year survival rate of ~65% for regional tumors and 11% for
85
+ those that have spread to distant organs (7,8).
86
+
87
+ In this review, we discuss current TNBC treatments and
88
+ key examples of improved clinical benefit, as well as new
89
+ therapeutic strategies with which to treat the disease.
90
+
91
+ ## **2. Current treatment paradigm**
92
+
93
+ TNBC is chemotherapy sensitive, and this treatment remains
94
+ the standard of care (SOC). Common chemotherapies
95
+ include anthracycline (e.g., DNA intercalating agent and
96
+ topoisomerase II blocker doxorubicin), alkylating agents (e.g.,
97
+ cyclophosamide), an anti‑microtubule agent taxane, and an
98
+ anti‑metabolite fluorouracil (5‑FU). The current SOC for newly
99
+
100
+
101
+ -----
102
+
103
+ 1246 WON and SPRUCK: TNBC THERAPY: CURRENT AND FUTURE PERSPECTIVES
104
+
105
+
106
+ diagnosed early TNBC consists of neoadjuvant chemotherapy,
107
+ followed by surgery. For patients with relapsed/refractory
108
+ TNBC, there is no standard chemotherapy regimen. Responses
109
+ to treatment are usually short in duration and followed by
110
+ rapid relapse, and visceral and brain metastases are common.
111
+ Available therapies for patients with advanced TNBC include
112
+ anti‑metabolites capecitabine and gemcitabine, non‑taxane
113
+ microtubule inhibitor eribulin, and DNA cross‑linker
114
+ platinums. The median progression‑free survival (PFS) with
115
+ chemotherapy ranges from 1.7 to 3.7 months; the median OS
116
+ from the onset of metastasis is 10 to 13 months. In clinical
117
+
118
+ trials, patients with advanced TNBC treated with single‑agent
119
+ taxane‑ or platinum‑based chemotherapy had a median PFS
120
+ of 4 to 6 months and a median OS of 11 to 17 months (9‑11).
121
+
122
+ New treatment options for patients with advanced TNBC
123
+ have recently emerged, especially in cases where surgery is
124
+ not an option.
125
+
126
+ TNBC is more immunogenic than other breast cancer
127
+ subtypes with tumor‑infiltrating lymphocytes (TILs) in its
128
+ microenvironment. However, TNBC also displays a high level
129
+ of programmed cell death‑ligand 1 (PD‑L1) expression (12,13).
130
+ Thus, immunotherapies targeting the programmed cell
131
+ death‑1 (PD‑1) receptor/PD‑L1 pathway that maintains immu­
132
+ nosuppression in the tumor environment in TNBC have been
133
+ explored and atezolizumab (anti‑PD‑L1 antibody) in combi­
134
+ nation with nanoparticle albumin‑bound (nab)‑paclitaxel
135
+ was approved as a first‑line therapy by the US Food and
136
+ Drug Administration (FDA) based on the IMpassion130
137
+ trial (NCT02425891) in 2019. This immuno‑chemotherapy
138
+ became SOC for patients with PD‑L1 [+], unresectable, locally
139
+ advanced or metastatic TNBC. Note that the survival benefit
140
+ was exclusively in PD‑L1 [+] TNBC patients. The threshold is
141
+ 1% PD‑L1 expression on infiltrating immune cells by an
142
+ approved companion diagnostic SP142 IHC assay and 41%
143
+ of enrolled patients showed PD‑L1‑positive expression in
144
+ the IMpassion130 trial. This is in contrast to studies in other
145
+ types of cancer which showed benefit for checkpoint inhibitor
146
+ therapy even in patients with negative PD‑L1 expression. In
147
+ the first interim analysis of IMpassion130, the median PFS
148
+ was 7.5 vs. 5.0 months with chemotherapy and the median OS
149
+ was 25.0 vs. 15.5 months with chemotherapy among patients
150
+ with PD‑L1 [+]
151
+ tumors (14). In the pre‑specified second interim
152
+ analysis (data cutoff January 2, 2019), the median OS was 25.0
153
+ vs. 18.0 months with chemotherapy. Overall, the combination
154
+ was well‑tolerated and immune‑related adverse events (AEs)
155
+ included rash, hypothyroidism, and pneumonitis (15). Another
156
+ immunotherapy, pembrolizumab (anti‑PD‑1 antibody), was
157
+ approved in 2017 as a histology agnostic immunotherapy in all
158
+ microsatellite instability‑high (MSI‑H) and/or mismatch repair
159
+ deficient (dMMR) tumors. This is the first FDA‑approved
160
+ cancer treatment based on a tumor biomarker without regard
161
+ to the original location of the tumor. However, MSI‑H is rare
162
+ in breast cancer (<2%) (16‑18).
163
+
164
+ BRCA1 and BRCA2‑deficient tumors exhibit impaired
165
+ homologous recombination repair (HRR) and synthetic lethality
166
+ with poly(ADP‑ribose) polymerase (PARP) inhibitors (19,20).
167
+ The FDA approved olaparib and talazoparib in 2018 to treat
168
+ advanced‑stage HER2‑negative breast cancer in individuals
169
+ with a *Brca1* or *Brca2* mutation. The FDA also approved the
170
+ companion diagnostic test to identify germline *Brca* ‑mutated
171
+
172
+
173
+ (gBRCAm) breast cancer patients. Approximately 5% of patients
174
+ with breast cancer carry a gBRCAm. Olaparib approval was
175
+ based on data from the OlympiAD Phase III (NCT02000622)
176
+ trial comparing olaparib to physician's choice of chemotherapy
177
+ (capecitabine, vinorelbine or eribulin). Olaparib was associated
178
+ with a 42% increase in median PFS as compared to the control
179
+ group (7 vs. 4 months) in gBRCAm HER2‑negative meta­
180
+ static breast cancer patients with previous chemotherapy (21).
181
+ There was no statistically significant improvement in OS with
182
+ olaparib compared to the control group (19.3 vs. 17.1 months),
183
+ but there was potential OS benefit among patients with no prior
184
+ chemotherapy for metastatic breast cancer (HR 0.51, 95% CI
185
+ 0.29‑0.90) (22). Olaparib was generally well‑tolerated, with no
186
+ evidence of cumulative toxicity including the risk of developing
187
+ anemia during extended exposure. Talazoparib approval was
188
+ based on data from the EMBRACA Phase III (NCT01945775)
189
+ trial comparing talazoparib to gemcitabine or to the same
190
+ physician choice of standard therapy as the OlympiAD trial.
191
+ Talazoparib increased median PFS by 46% (8.6 vs. 5.6 months)
192
+ in gBRCAm HER2‑negative locally advanced or metastatic
193
+ breast cancer patients with previous chemotherapy including an
194
+ anthracycline and/or taxane. Talazoparib presented with hema­
195
+ tologic grade 3‑4 AEs (primarily anemia), which occurred in 55
196
+ vs. 38% of the patients with standard therapy, and an improved
197
+ side‑effect profile in patient‑reported outcomes (23).
198
+
199
+ ## **3. Investigational drugs**
200
+
201
+ To improve therapeutic benefit in TNBC treatment,
202
+ various agents have been explored in clinical studies. They
203
+ include immuno‑ and targeted‑therapies in the networks of
204
+ tumor‑stroma, DNA damage response (DDR), cell surface or
205
+ intracellular receptors, and signaling pathways as well as cell
206
+ surface markers for selective drug delivery, and antibody‑drug
207
+ conjugates (ADCs) (Fig. 1). As of March 2020, 399 ongoing
208
+ studies for TNBC have been listed on ClinicalTrials.gov and
209
+ select Phase III studies are listed in Table I.
210
+
211
+ *Immunotherapy: Immune checkpoint.* TILs are frequent
212
+ in TNBC, correlate with increased pathologic complete
213
+ response (pCR) to neoadjuvant chemotherapy, and are predic­
214
+ tive of disease‑free survival (DFS) and OS in early‑stage
215
+ TNBC (24‑26). Expression of immune regulatory checkpoints
216
+ is an adaptive method of tumor resistance to infiltrating lympho­
217
+ cytes within the tumor microenvironment. Multiple strategies
218
+ have been used to enhance the response to PD‑1/PD‑L1
219
+ blockade in pre‑clinical and early clinical studies, including
220
+ several intratumoral immune modulators and targeted
221
+ agents (27). The activity of immunotherapy, such as immune
222
+ checkpoint inhibitors, can be enhanced by chemotherapeutic
223
+ agents through the stimulation/release of antigens, thus leading
224
+ to promotion of immunogenic cell death. Currently, clinical
225
+ trials investigating the use of immune checkpoint inhibitors
226
+ are ongoing either as a single agent or in various combinations
227
+ with other agents beyond the metastatic setting and even in the
228
+ first‑line setting (28).
229
+
230
+ *Neoadjuvant treatment.* Studies determining benefit from
231
+ neoadjuvant checkpoint inhibitor therapy have yielded mixed
232
+ outcomes. Neoadjuvant chemotherapy with pembrolizumab
233
+
234
+
235
+ -----
236
+
237
+ INTERNATIONAL JOURNAL OF ONCOLOGY 57: 1245-1261, 2020 1247
238
+
239
+ Figure 1. Immuno‑ and targeted‑therapies in key TNBC clinical studies. Various agents in the networks of TNBCs and immune cells have been explored,
240
+ as well as tumor‑stroma interactions in the tumor microenvironment (TME). Targets and agents relevant to immune checkpoint, cell surface or intracel­
241
+ lular receptors, signaling pathways, DNA damage response, and cell cycle checkpoint are shown. Various chemotherapy agents are listed in the box. AS,
242
+ Adagloxad simolenin); LV, Ladiratuzumab vedotin; SG, Sacituzumab govitecan‑hziy; T‑DXd, tastuzumab deruxtecan; TNBC, triple‑negative breast cancer;
243
+ A 2a R, adenosine 2A receptor; A 2b R, 2B receptor; PD‑1, programmed cell death‑1; PD‑L1, programmed cell death‑ligand 1; VEGF‑A, vascular endothelial
244
+ growth factor A; RTKs, receptor tyrosine kinases; PARP, poly(ADP‑ribose) polymerase; CDK, cyclin‑dependent kinase; CD, cluster of differentiation; ATR,
245
+ ataxia telangiectasia and Rad3‑related kinase; CHK1, checkpoint kinase 1; DNA‑PK, DNA‑dependent protein kinase; AR, androgen receptor; PI3K, phospha­
246
+ tidylinositol 3‑kinase.
247
+
248
+
249
+ have demonstrated manageable safety and promising anti­
250
+ tumor activity for patients with early‑stage TNBC in the
251
+ KEYNOTE‑173 Phase 1b (NCT02622074) (29) and I‑SPY2
252
+ Phase II (NCT01042379) trials (30). The KEYNOTE‑522
253
+ Phase III trial (NCT03036488) further explored neoadjuvant
254
+ chemotherapy with or without pembrolizumab followed by
255
+ surgery and pembrolizumab or placebo adjuvantly. The neoad­
256
+ juvant combination showed a significantly higher pCR rate
257
+ than the placebo‑chemotherapy group (65 vs. 51%). Note that
258
+ a similar pCR benefit (~15%) in both the PD‑L‑positive and
259
+ ‑negative subgroups was observed, suggesting that neoadju­
260
+ vant pembrolizumab may benefit patients regardless of PD‑L1
261
+ levels. This is different from the advanced setting where only
262
+ the PD‑L1‑positive patients benefit from atezolizumab. The
263
+ toxicity profiles were as expected for each treatment, with
264
+ similar rates (78 vs. 73%) of grade ≥3 treatment‑related AEs
265
+ (TRAEs) (31).
266
+
267
+ NeoTRIPaPDL1 Phase III (NCT02620280) trial also
268
+ explored neoadjuvant chemotherapy with or without atezoli­
269
+ zumab followed by surgery and four cycles of an anthracycline
270
+ regimen. However, in this trial for patients with early‑stage
271
+ high‑risk or locally advanced unilateral breast cancer there
272
+ was no improvement in pCR with the combination therapy
273
+ (44 vs. 41% with the control arm) (32). Note that the neoad­
274
+ juvant chemo‑regimen was different from KEYNOTE‑522
275
+ which included another round of chemotherapy following
276
+ carboplatin and nab‑paclitaxel. The difference in the targets,
277
+ PD‑1 for pembrolizumab vs. PD‑L1 for atezolizumab, may
278
+
279
+
280
+ also have contributed to the different outcomes. Another
281
+
282
+ Phase III (NCT03197935) trial, IMpassion031 study also
283
+ explored atezolizumab in combination with chemotherapy
284
+ (nab‑paclitaxel followed by doxorubicin and cyclophospha­
285
+ mide) in comparison to placebo plus chemotherapy in the
286
+ neoadjuvant setting. Treatment with atezolizumab continued
287
+ adjuvantly for those in the combination arm of the study (33).
288
+ The primary endpoint was pCR.
289
+
290
+ *In the advanced setting.* As a first‑line treatment option for
291
+ patients with locally recurrent, inoperable or metastatic TNBC,
292
+ pembrolizumab was evaluated in combination with investiga­
293
+ tor's choice of chemotherapy ( *i.e.* nab‑paclitaxel, paclitaxel or
294
+ gemcitabine/carboplatin), compared to placebo plus chemo­
295
+ therapy (KEYNOTE‑355 Phase III trial, NCT02819518).
296
+ A significant PFS benefit with the pembrolizumab‑chemo
297
+ combination in patients whose tumors expressed PD‑L1
298
+ (CPS ���10) was reported (9.7 vs. 5.6 months for chemotherapy
299
+ alone) (34). The study is currently in progress to evaluate OS,
300
+ the other primary endpoint of the trial.
301
+
302
+ In contrast to other studies of immunotherapy combined
303
+ with SOC chemotherapy, the Tonic trial (NCT02499367)
304
+ in metastatic TNBC was based on an adaptive trial design
305
+ that explores a sequential treatment with anti‑PD‑1 antibody
306
+ nivolumab after 2 weeks of chemotherapy or radiotherapy. The
307
+ hypothesis is that short‑term treatment induces a more favor­
308
+ able tumor microenvironment that would enhance sensitivity
309
+ to immune checkpoint blockade in TNBC. The highest overall
310
+
311
+
312
+ -----
313
+
314
+ 1248 WON and SPRUCK: TNBC THERAPY: CURRENT AND FUTURE PERSPECTIVES
315
+
316
+
317
+ -----
318
+
319
+ INTERNATIONAL JOURNAL OF ONCOLOGY 57: 1245-1261, 2020 1249
320
+
321
+
322
+ -----
323
+
324
+ 1250 WON and SPRUCK: TNBC THERAPY: CURRENT AND FUTURE PERSPECTIVES
325
+
326
+
327
+ -----
328
+
329
+ INTERNATIONAL JOURNAL OF ONCOLOGY 57: 1245-1261, 2020 1251
330
+
331
+ response rate (ORR) was observed with doxorubicin induc­
332
+ tion (35%) followed by nivolumab/doxorubicin. Doxorubicin
333
+ induction also upregulated immune‑related genes as well
334
+ as inflammation, JAK‑STAT, and TNF‑ α signaling‑related
335
+ genes, suggesting a more favorable tumor microenvironment
336
+ induced by these chemotherapies (35). The InCITe Phase II
337
+ trial (NCT03971409) also includes a two‑week induction of
338
+ binimetinib (MEK inhibitor), utomilumab (4‑1BB agonist), or
339
+ PF‑04518600 (anti‑OX40 antibody) which may help activate
340
+ the immune system. The trial explores how well anti‑PD‑L1
341
+ antibody avelumab might work with one of those agents after
342
+ induction in stage IV or unresectable and recurrent TNBC.
343
+
344
+ *Immunotherapy: Adenosine pathway.* Adenosine is catabo­
345
+ lized from ATP and often overproduced and released by
346
+ tumor cells. It is also converted from extracellular nucleotides
347
+
348
+ by the plasma membrane protein, cluster of differentiation 73
349
+ (CD73), which is upregulated in many cancer types (36,37).
350
+ The excess adenosine in the tumor microenvironment
351
+
352
+ activates the adenosine 2A receptor (A 2a R) and 2B receptor
353
+ (A 2b R) (38,39) which are highly expressed on the cell surfaces
354
+ of lymphocytes and myeloid cells, respectively, leading to
355
+ immunosuppressive effects (Fig. 2). Targeting these receptors
356
+ and enzymes could lead to reactivation of antitumor immunity
357
+ by abrogating the inhibitory effect on the immune system
358
+ and enhancing the cytotoxic T lymphocyte (CTL)‑mediated
359
+ immune response (40,41).
360
+
361
+ Combinations of adenosine pathway inhibitors and
362
+ immune checkpoint inhibitors have been explored in clinical
363
+ trials. NZV930 (SRF373) is an anti‑CD73 monoclonal
364
+ antibody that binds to CD73 on tumor cells, leading to
365
+ internalization of CD73, thereby preventing CD73‑mediated
366
+ conversion of extracellular AMP to adenosine. A Phase I/Ib
367
+
368
+ study (NCT03549000) is underway to evaluate NZV930 alone
369
+ and in combination with PD‑1 inhibitor PDR001 and/or A 2a R
370
+ antagonist NIR178 in patients with advanced malignancies
371
+ including TNBC. NIR178 is an antagonist of A 2a R, blocking
372
+ adenosine/A 2a R‑mediated inhibition of T lymphocytes. A
373
+ Phase II study (NCT03207867) is underway for NIR178 in
374
+ combination with PD‑1 inhibitor spartalizumab in multiple
375
+ solid tumors and diffuse large B‑cell lymphoma (DLBCL)
376
+ to assess if the addition of the adenosine antagonist improves
377
+ the efficacy of PD‑1 inhibition. A dual adenosine A 2a R/A 2b R
378
+ receptor antagonist, AB928, is currently being evaluated in a
379
+ Phase I study (NCT03629756) in combination with the PD‑1
380
+ inhibitor AB122 in patients with advanced malignancies. Early
381
+ results show a favorable safety profile of AB928 combination
382
+ therapy and predictable PK/PD correlation (42).
383
+
384
+ *DNA‑damage response: PARP.* Approximately 60‑70% of
385
+ breast cancer patients with an inherited *Brca1/2* mutation
386
+ are TNBC subtype and 10‑30% of TNBC patients harbor
387
+ a *Brca*
388
+ pathogenic variant (43,44). A condition defined as
389
+ ‘BRCAness’ (45), which includes mutations in HRR genes
390
+ through genetic or epigenetic inactivation, leads to suscep­
391
+ tibility to both platinum and PARP inhibitors. Various
392
+ PARP inhibitors (e.g. veliparib, niraparib, and rucaparib as
393
+ well as olaparib and talazoparib) have been assessed in the
394
+ neoadjuvant and adjuvant settings and in combination with
395
+ other agents.
396
+
397
+
398
+ -----
399
+
400
+ 1252 WON and SPRUCK: TNBC THERAPY: CURRENT AND FUTURE PERSPECTIVES
401
+
402
+ (TOPACIO/KEYNOTE‑162 Phase II trial, NCT02657889)
403
+ showed higher response rates in patients with tumor *Brca* muta­
404
+ tions (tBRCAm): ORR of 28% in all (biomarker‑unselected)
405
+ patients vs. 60% for tBRCAm patients. The combination
406
+ therapy was safe with a tolerable safety profile (49).
407
+
408
+ In MEDIOLA Phase I/II trial (NCT02734004) the combi­
409
+ nation of olaparib and durvalumab showed ORR of 63% in a
410
+ cohort of patients with gBRCAm metastatic breast cancer (50).
411
+ In the I‑SPY 2 Phase II study (NCT01042379), adding the same
412
+ combination to neoadjuvant paclitaxel led to improved pCR
413
+ rates in patients with high‑risk, HER2‑negative stage II/III
414
+ breast cancer compared with single‑agent paclitaxel. In those
415
+ with TNBC, the pCR rate was 47 vs. 27% with paclitaxel alone.
416
+ AEs were consistent with the known safety profiles of each
417
+ agent alone (51). In metastatic TNBC, the efficacy of induction
418
+ treatment of olaparib followed by the combination treatment of
419
+
420
+ Figure 2. ATP‑adenosine pathway. Adenosine is generated from ATP by olaparib and durvalumab is being assessed in a Phase II study
421
+ CD39 and CD73. It binds to A2 receptors on immune cells and blocks T cell (NCT03801369) (52). Patients with ≤2 prior chemotherapy
422
+ priming, expansion, and activation, natural killer (NK) cell degranulation, regimens for metastatic breast cancer are eligible, but patients
423
+ dendritic cell (DC) maturation and activation, and tumor‑associated macro­
424
+ phage (TAM) M1 polarization, thus leading to immunosuppression. ATP, with gBRCAm TNBC are excluded. The primary end point is
425
+ adenosine triphosphate; AMP, adenosine monophosphate; CD, cluster of ORR.
426
+ differentiation. The DORA Phase II trial (NCT03167619) is evalu­
427
+
428
+ ating olaparib as a maintenance therapy with or without
429
+ durvalumab in patients with advanced TNBC who achieve at
430
+
431
+ *Neoadjuvant and adjuvant settings.* A PARP inhibitor appears least stable disease after 3 cycles of platinum‑based chemo­
432
+ to have efficacy for neoadjuvant treatment of patients with therapy. Another study of a PARP inhibitor as a maintenance
433
+ gBRCAm TNBC. Talazoparib achieved encouraging pCR therapy, KEYLYNK‑009 Phase II/III trial (NCT04191135),
434
+ in patients with gBRCAm breast cancer, including TNBC, is underway in metastatic TNBC to assess the efficacy of
435
+ and HR [+] breast cancer, as a neoadjuvant single‑agent without olaparib plus pembrolizumab vs. chemotherapy plus pembro­
436
+ the addition of chemotherapy (46). Currently a larger, multi­ lizumab after induction with first‑line chemotherapy plus
437
+ center, neoadjuvant Phase II trial (NCT03499353) is ongoing. pembrolizumab (53).
438
+ However, the addition of a PARP inhibitor to standard neoad­
439
+ juvant chemotherapy was found to be not beneficial. In the *In combination with DDR‑HRR pathway inhibitors.*
440
+ BrighTNess Phase III trial (NCT02032277) the addition of Resistance to PARP inhibitors can occur in certain cancer
441
+ PARP inhibitor veliparib to carboplatin and paclitaxel followed contexts by various mechanisms, including increased HRR
442
+ by doxorubicin and cyclophosphamide did not improve pCR capacity and decreased cell cycle progression and DNA
443
+ whereas the addition of veliparib and carboplatin to paclitaxel replication stress. RAD51 overexpression has been observed
444
+ did. Therefore, the addition of carboplatin but not veliparib to in a wide range of human cancers, particularly TNBCs and
445
+ paclitaxel was proposed as a potential component of neoad­ serous ovarian cancers (54,55). Upregulation of RAD51 in
446
+ juvant chemotherapy for patients with high‑risk TNBC (47). BRCA1‑defective cells is also associated with resistance to
447
+
448
+ PARP inhibitors have also been studied as an adju­ PARP inhibitor (56,57). Inhibitors of key mediators of DNA
449
+ vant single‑agent therapy. The OlympiA Phase III trial repair and replication, such as ataxia telangiectasia mutated
450
+ (NCT02032823) was designed to assess olaparib in patients kinase (ATM), ataxia telangiectasia and Rad3‑related kinase
451
+ with gBRCAm and high‑risk HER2‑negative breast cancer (ATR), checkpoint kinase 1 (CHK1) and checkpoint kinase
452
+ who completed definitive local treatment and neoadjuvant or 2 (CHK2), DNA‑dependent protein kinase (DNA‑PK), and
453
+ adjuvant chemotherapy. The primary outcome measure will be WEE1 kinase (Fig. 3) have been assessed to determine if they
454
+ invasive DFS with a time frame of up to 10 years. can sensitize tumor cells to treatment with PARP inhibitors,
455
+
456
+ as these inhibitors were found to prevent the accumulation of
457
+
458
+ *In combination with immunotherapy.* A crosstalk exists RAD51 in TNBC (58).
459
+ between PARP inhibition and the PD‑L1/PD‑1 immune The VIOLETTE Phase II study (NCT03330847) was
460
+ checkpoint axis. PARP inhibitors upregulate PD‑L1 expres­ set up to assess the combinatory inhibition of PARP and a
461
+ sion on tumor cells by inhibiting glycogen synthase kinase 3 component of the ATR‑CHK1‑WEE1 axis. Olaparib with
462
+ beta (GSK3 β ) and activating the cGAS‑STING pathway (48). DDR kinase ATR inhibitor AZD6738 was compared to
463
+ Thus, primary/acquired resistance to PARP inhibitors seems olaparib monotherapy in the second‑ or third‑line setting of
464
+ to be associated with the development of immune evasion metastatic TNBC. Patients were stratified by *Brca* and HRR
465
+ mechanisms. Multiple clinical studies are underway to assess gene mutation status and the primary endpoint was PFS (59).
466
+ synergy between therapeutic strategies of PARP inhibition and The study also included a combination arm of olaparib with
467
+ immune checkpoint blockers. the first‑in‑class WEE1 inhibitor adavosertib. WEE1 inhibitor
468
+
469
+ In platinum‑resistant, advanced, or metastatic was found to potentiate the activity of DNA‑damaging agents
470
+ TNBC, niraparib combined with pembrolizumab in preclinical TNBC models (60,61) and its potential clinical
471
+
472
+
473
+ -----
474
+
475
+ INTERNATIONAL JOURNAL OF ONCOLOGY 57: 1245-1261, 2020 1253
476
+
477
+ Figure 3. DNA damage response pathways. Double‑strand breaks (DSB) or single‑strand breaks (SSB) activate DNA damage response (DDR) pathways,
478
+ leading to cell cycle arrest and DNA repair or cell death depending on cell context. PARP1 senses DNA breaks and is involved in SSB repair. Oncogenic
479
+ pathways including RAS, PI3K, AR, and MYC signaling can affect HR repair activity and contribute to resistance to PARP inhibitor treatment. MRN,
480
+ MRE11-RAD50-NBS1 complex; ATRIP, ATP interacting protein; HR, homologous recombination; NHEJ, non­homologous end joining; H2AX, histone
481
+ H2AX; XRCC4, X‑ray repair cross‑complementing protein 4; ATR, ataxia telangiectasia and Rad3‑related protein; CHK1/2, checkpoint kinase 1/2; CDK1/2,
482
+ cyclin‑dependent kinase 1/2; DNA‑PK, DNA‑dependent protein kinase; AR, androgen receptor; PI3K, phosphatidylinositol 3‑kinase.
483
+
484
+
485
+ value was observed in a Phase I study in patients with *Brca*
486
+ mutations (62). However, the combination treatment arm of
487
+ olaparib and adavosertib was discontinued in the VIOLETTE
488
+ study and patients were offered the opportunity to continue
489
+ treatment on olaparib monotherapy. The CHK1 inhibitor
490
+ prexasertib in combination with olaparib was also explored in
491
+ early clinical trials (63), but development of prexasertib was
492
+ discontinued by the sponsor in 2019.
493
+
494
+ *Intracellular signaling pathway targets*
495
+ *PI3K/AKT pathway.* A wide range of malignancies including
496
+ TNBC show dysregulated phosphatase and tensin homolog
497
+ (PTEN)/phosphoinositide 3‑kinases (PI3K)/protein kinase B
498
+ (AKT)/mammalian target of rapamycin (mTOR) signaling
499
+ due to mutations in multiple signaling components. Loss
500
+ of PTEN, a negative regulator of AKT, was found to be
501
+ correlated with decreased T‑cell infiltration at tumor
502
+
503
+ sites in patients, and inhibition of the PI3K‑AKT pathway
504
+ re‑sensitized to T‑cell‑mediated immunotherapy (64). As the
505
+ PI3K/AKT pathway has emerged as a potential mechanism
506
+ of resistance to immunotherapy and chemotherapy, multiple
507
+ clinical trials have assessed inhibitors of the various pathway
508
+
509
+ components.
510
+
511
+ Alpelisib is an oral PI3K inhibitor that selectively inhibits
512
+ p110 α . It showed efficacy in targeting *Pik3ca* ‑mutated breast
513
+ cancer (65) and was FDA approved in 2019 in combination
514
+ with fulvestrant for postmenopausal women and men, with
515
+ HR [+], HER2‑negative, *Pik3ca* ‑mutated, advanced or metastatic
516
+ breast cancer following progression on or after an endo­
517
+ crine‑based regimen. For patients with advanced TNBC, the
518
+ EPIK‑B3 Phase III trial (NCT04251533) is planned with study
519
+ start date of April 2020 to assess alpelisib in combination with
520
+ nab‑paclitaxel. Patients have *Pik3ca* mutations or PTEN loss
521
+ with ≤1 prior line of therapy for metastatic disease.
522
+
523
+ IPI‑549 is a selective PI3K‑gamma inhibitor targeting
524
+ immune‑suppressive tumor‑associated myeloid cells. The
525
+ MARIO‑3 Phase II study (NCT03961698) was designed to
526
+ explore the addition of IPI‑549 to the FDA approved regimen
527
+
528
+
529
+ atezolizumab/nab‑paclitaxel in front‑line TNBC. Cohort A
530
+ will be composed of patients with locally advanced, metastatic
531
+ TNBC, which will include two sub‑cohorts based on PD‑L1
532
+ IHC status. The primary objective is CR rate.
533
+
534
+ Ipatasertib and capivasertib are pan‑AKT inhibitors that
535
+ bind to all three isoforms of AKT. Both are now in Phase III
536
+ trials evaluating the efficacy of combination with paclitaxel
537
+ as first‑line therapy for locally advanced or metastatic TNBC.
538
+ In the LOTUS Phase II trial, adding ipatasertib to first‑line
539
+ paclitaxel improved PFS, particularly in patients with
540
+ PTEN/PI3K/AKT‑altered tumors (HR, 0.44) (66). In this
541
+ subgroup of patients, median OS was 23.1 vs. 16.2 months with
542
+ placebo (HR, 0.65) (67). To confirm the findings from LOTUS,
543
+ the IPATunity130 Phase III trial (NCT03337724) is evaluating
544
+ ipatasertib + paclitaxel for PTEN/PI3K/AKT‑altered advanced
545
+ TNBC or HR [+], HER2‑negative breast cancers. The primary
546
+ endpoint is PFS (68). An independent trial also supported the
547
+ potential benefit for addition of AKT inhibitor to chemotherapy.
548
+ In the PAKT Phase II study (NCT02423603), addition of the
549
+ oral AKT inhibitor capivasertib to first‑line paclitaxel resulted
550
+ in significantly longer PFS and OS in patients with advanced
551
+ TNBC, especially in patients with PTEN/PI3K/AKT‑altered
552
+ tumors. The median PFS duration was 5.9 vs. 4.2 months with
553
+ placebo, meeting the predefined significance level, and better
554
+ benefit in patients with PTEN/PI3K/AKT‑altered tumors with
555
+ median PFS of 9.3 months (HR, 0.30). The median OS was
556
+ prolonged by 6.5 months with capivasertib (69). The most
557
+ common AEs of grade ≥3 were diarrhea, infection, rash, and
558
+ fatigue, similar to those observed with ipatasertib in the LOTUS
559
+ trial. The CAPItello‑290 Phase III trial (NCT03997123) is
560
+ underway and the primary endpoints are PFS and OS (70).
561
+
562
+ Efficacy of immunotherapy was also found to be
563
+ enhanced by AKT inhibitors as a first‑line therapy for locally
564
+ advanced/metastatic TNBC. Phase Ib study (NCT03800836)
565
+ was designed to evaluate the triplet combination of ipatasertib
566
+ (I), atezolizumab (A), and paclitaxel or nab‑paclitaxel (P).
567
+ Preliminary efficacy and safety data up to January 5, 2019
568
+ showed that the triplet regimen had promising antitumor
569
+
570
+
571
+ -----
572
+
573
+ 1254 WON and SPRUCK: TNBC THERAPY: CURRENT AND FUTURE PERSPECTIVES
574
+
575
+
576
+ activity (73% confirmed ORR), irrespective of biomarker
577
+ PD‑L1 status or PTEN/PI3K/AKT alteration status, and
578
+ manageable toxicity (71). In Phase III trial (NCT04177108),
579
+ patients were enrolled in two cohorts according to PD‑L1
580
+ status: Cohort 1 for PD‑L1‑negative tumors and cohort 2 for
581
+ PD‑L1‑positive tumors. Three arms, P + I + A vs. P + I vs. P,
582
+ will be evaluated in cohort 1 and 2 arms, P + I + A vs. P + A,
583
+
584
+ will be evaluated in cohort 2.
585
+
586
+ *CDK4/6/Rb/E2F pathway.* The G 1 ‑S phase checkpoint of the
587
+ cell cycle is regulated by CDK4/6 activity which is controlled
588
+ by their binding partners D‑type cyclins and p16 INK4 inhib­
589
+ itor. The active CDK4/6‑cyclin D complex phosphorylates the
590
+ retinoblastoma (Rb) protein, thereby activating E2F function
591
+ and transition from G 1 to S phase of the cell cycle (72). The
592
+ FDA approved CDK4/6 inhibitors palbociclib, ribociclib, and
593
+ abemaciclib based on improvements in PFS for the treatment
594
+ of ER [+], HER2‑negative advanced or metastatic breast cancer
595
+ in combination with an endocrine therapy. TNBCs with a Rb [+],
596
+ p16 INK4‑negative profile might represent the subpopulation
597
+ of TNBC suitable for treatment with CDK4/6 inhibitors.
598
+
599
+ Preclinical combination studies of CDK4/6 inhibitors with
600
+
601
+ chemotherapy suggest that the timing and sequence of drug
602
+ exposure/drug delivery schedule might play a critical role in
603
+ drug activity, and the evaluation of different schedules of treat­
604
+ ment may represent a new approach (73,74). The hypothesis was
605
+ that reversible G 1 arrest of palbociclib could synchronize tumor
606
+ cells in the cell cycle and following their re‑entry later would
607
+ ensure a higher fraction in mitosis (M) phase when exposed
608
+ to paclitaxel. In the first combination trial for palbociclib and
609
+ paclitaxel (NCT01320592) an alternative dosing schedule was
610
+ feasible and safe, without evidence of additive toxicity in Rb [+]
611
+ breast cancer regardless of subtype (75). Phase I follow‑up
612
+ trial (NCT02599363) of ribocilcib and weekly paclitaxel is in
613
+ progress in patients with Rb [+] advanced breast cancer. In this
614
+ study, pharmacodynamic, histologic, and imaging biomarkers
615
+ will be utilized to confirm synchronization and schedule and
616
+ identify a patient population that benefits from this treatment
617
+ approach.
618
+
619
+ The standard chemotherapy regimen causes treat­
620
+ ment‑limiting cumulative myelosuppression that may
621
+ compromise antitumor efficacy in TNBC. CDK4/6 inhibitors
622
+ induce transient G 1 arrest in immune cells and hematopoietic
623
+ stem and progenitor cells, potentially helping to preserve
624
+ T‑cell function and bone marrow. To test this hypothesis, an
625
+ investigational CDK4/6 inhibitor trilaciclib in combination
626
+ with gemcitabine and carboplatin was explored to evaluate
627
+ benefit for patients with ≤2 prior chemotherapy regimens in
628
+ metastatic TNBC. Phase II trial (NCT02978716) was negative
629
+ for a safety‑related primary endpoint (i.e. no difference in the
630
+ frequency or duration of severe grade 4 neutropenia). However,
631
+ the median OS was improved by more than 60%, which was
632
+ likely due to increased chemotherapy duration and exposure.
633
+ Trilaciclib‑treated patients also had a higher number of acti­
634
+ vated CD8 [+]
635
+ T cells over the first 5 cycles of chemotherapy,
636
+ which potentially enhanced antitumor immunity (76).
637
+
638
+ *MYC and CDK.* Transcription factor c‑MYC triggers selective
639
+ gene expression to promote cell growth and proliferation. It is
640
+ amplified in several different cancer types including TNBC,
641
+
642
+
643
+ functioning as a proto‑oncogene (77). c‑MYC compensates for
644
+ BRCA loss by upregulating HRR through increased RAD51
645
+ expression (55,78). TNBC patients with high c‑MYC and
646
+ RAD51 expression exhibit poor prognosis and less favorable
647
+ response to chemotherapy and PARP inhibitors (55,57,79).
648
+ c‑MYC blockade in TNBC was found to be synthetic lethal
649
+ with PARP inhibitors, independent of BRCA status (80).
650
+ c‑MYC pathway activation in TNBC is also synthetic
651
+ lethal with CDK inhibition (81). Dinaciclib is a pan‑CDK
652
+ (CDK1/2/5/9) inhibitor and the combination with PARP1
653
+ inhibitor veliparib is currently being pursued in patients with
654
+ advanced solid tumors for which no curative therapy exists
655
+ (Phase I trial, NCT01434316). Dinaciclib induced immuno­
656
+ genic cell death (ICD) but also increased expression of PD1
657
+ on tumor‑infiltrating T cells and expression of PD‑L1 on
658
+ tumor cells, thus limiting its antitumor effect in preclinical
659
+ studies. However, dinaciclib inhibits tumor growth in combi­
660
+ nation with anti‑PD‑1 (82). Phase Ib trial (NCT01676753)
661
+ was designed to evaluate the efficacy of combined dinaciclib
662
+ and pembrolizumab in patients with metastatic or locally
663
+ advanced and unresectable TNBC. Its clinical benefit rate was
664
+ 47% in preliminary efficacy analysis and high c‑MYC expres­
665
+ sion correlated significantly with clinical response, warranting
666
+ further validation of c‑MYC as a predicative biomarker of
667
+ response to CDK/checkpoint inhibitors (83).
668
+
669
+ *AR antagonists.* The androgen receptor (AR) is an intracellular
670
+ steroid receptor that dimerizes and translocates to the nucleus
671
+ after binding androgen ligands. In the nucleus, AR binds to
672
+ androgen response elements to promote target gene transcrip­
673
+ tion in a tissue‑specific manner. AR can also be activated
674
+ in a ligand‑independent manner through crosstalk with key
675
+ signaling pathways, including PI3K/AKT and ERK (84). AR
676
+ is involved in cell cycle regulation and the epithelial‑to‑mesen­
677
+ chymal transition (EMT) (85,86). AR has emerged as a new
678
+ biomarker and a potential therapeutic target in TNBC. AR is
679
+ expressed in ≥40% of TNBCs and its expression level varies
680
+ considerably among TNBC molecular subtypes. It has been
681
+ associated with favorable prognosis, with better DFS and
682
+ higher OS in the LAR subtype (87,88). However, patients
683
+ with AR [+] TNBCs have a decreased chance of achieving pCR
684
+ to neoadjuvant chemotherapy and the LAR subtype has been
685
+ linked to poorer response to chemotherapy compared to other
686
+ TNBC patients (89‑91). Multiple selective AR inhibitors have
687
+ been approved by the FDA for the treatment of prostate cancer
688
+ and are currently part of standard care (92). The role of the AR
689
+ in signaling pathways in TNBC is still not clear and clinical
690
+ studies are underway to provide more insight into the role of
691
+ the AR as well as to assess whether AR targeting is a valuable
692
+ therapeutic strategy in TNBC.
693
+
694
+ The first proof‑of‑concept trial of AR‑targeted treatment
695
+ established activity of the first‑generation AR antagonist
696
+ bicalutamide in patients with advanced AR [+] TNBC. The
697
+ TBCRC 011 Phase II trial (NCT00468715) showed a modest
698
+ clinical benefit rate (CBR) of 19% at 6 months and a median
699
+ PFS duration of 12 weeks (93).
700
+
701
+ AR [+] TNBC expresses a luminal profile with intact Rb
702
+ protein, the target of CDK4/6 activity. Thus, CDK4/6 inhibi­
703
+ tors may increase the efficacy of AR antagonists in metastatic
704
+ AR [+] TNBC. The single group Phase I/II trial (NCT02605486)
705
+
706
+
707
+ -----
708
+
709
+ INTERNATIONAL JOURNAL OF ONCOLOGY 57: 1245-1261, 2020 1255
710
+
711
+
712
+ was carried out to explore this hypothesis. The combination
713
+ of palbociclib and bicalutamide was well‑tolerated with no
714
+ unexpected toxicity (94). It also met its prespecified efficacy
715
+ endpoint as measured by PFS with 11 patients (31 evaluable
716
+ patients) at 6 months (95).
717
+
718
+ As one of the second‑generation anti‑androgen thera­
719
+ pies, abiraterone is a steroidal CYP17 inhibitor with potent
720
+ hydroxylase activity, targeting androgen biosynthesis. The
721
+ French Breast Cancer Intergroup (UCBG) 12‑1 Phase II trial
722
+ (NCT01842321) was designed to evaluate abiraterone acetate
723
+ (AA) with its requisite concomitant medication prednisone
724
+ in AR [+] advanced or metastatic TNBC. Androgen deprivation
725
+ by AA resulted in 20% of the 6‑month CBR. This treatment
726
+ appeared to be beneficial for some patients with molecular
727
+ apocrine tumors, a subtype that expresses AR but not ER α (96).
728
+ Considering that prednisone stimulates the glucocorticoid
729
+ receptor (GR), which is expressed in approximately 25% of
730
+ TNBCs, GR activity might limit the efficacy of AA.
731
+
732
+ Seviteronel is an investigational lyase‑selective
733
+ non‑steroidal CYP17 inhibitor that targets androgen and
734
+ estrogen production. The CLARITY‑01 Phase I/II trial
735
+ (NCT02580448) was set up to evaluate seviteronel in locally
736
+ advanced or metastatic TNBC or ER [+] breast cancer. It revealed
737
+
738
+ that seviteronel was generally well‑tolerated and provided
739
+ clinical benefit. A total of 26 and 11% of patients reached at
740
+ least a CBR at 4 and 6 months, respectively. Levels of circu­
741
+ lating tumor cells (CTCs) also decreased (97,98).
742
+
743
+ A second‑generation AR antagonist enzalutamide not only
744
+ competitively binds to the AR ligand‑binding domain, but also
745
+ inhibits nuclear translocation of AR, DNA binding, and coacti­
746
+ vator recruitment. Phase II single arm study (NCT01889238)
747
+ assessed the efficacy of enzalutamide in patients with locally
748
+ advanced or metastatic, AR [+] TNBC. The primary endpoint
749
+ was CBR at 16 weeks, which was 25% in the intention‑to‑treat
750
+ (ITT) population and 33% in the evaluable subgroup whose
751
+ tumors expressed ≥10% nuclear AR. The only treatment‑related
752
+ grade 3 or greater AE occurring in ≥2% of patients was
753
+ fatigue (3.4%) (99). The randomized ENDEAR Phase III study
754
+ (NCT02929576) comparing enzalutamide and paclitaxel to
755
+ placebo and paclitaxel in advanced TNBC was in place (100)
756
+ but withdrawn in 2018, citing that further understanding about
757
+ the role of androgen signaling in TNBC was required. The
758
+ TBCRC 032 Phase Ib/II trial (NCT02457910) investigated the
759
+ safety and efficacy of enzalutamide alone or in combination with
760
+ PI3K inhibitor taselisib in patients with metastatic AR [+] TNBC.
761
+ Primary endpoint of CBR at 16 weeks was 36% and median PFS
762
+ was 3.4 months. The trial was not completed due to termination of
763
+ the development of taselisib. Although this study was exploratory
764
+ due to sample size limitation, it revealed subtype‑specific treat­
765
+ ment response (favorable trend for luminal over non‑luminal) and
766
+ identified novel *Fgfr2* gene fusions that likely activate the PI3K
767
+ pathway and AR splice variants that may contribute to enzalu­
768
+ tamide resistance. Therefore, an AR IHC score of ≥10% alone
769
+ may not identify patients with AR‑dependent tumors, and LAR
770
+ subtype and AR splice variants may help identify patients likely
771
+ to benefit from AR antagonists (101).
772
+
773
+ *Cell surface targets*
774
+ *Tumor‑associated carbohydrate antigens.* The Globo H
775
+ antigen is a hexasaccharyl sphingolipid expressed on the
776
+
777
+
778
+ surface of various cancer types and has been explored as a
779
+ potential target for vaccine therapy. Adagloxad simolenin (AS)
780
+ is an immune stimulant comprising the Globo H hexasac­
781
+ charide epitope linked to the carrier protein keyhole limpet
782
+ hemocyanin (KLH). KLH facilitates a more vigorous immune
783
+ response given the weak antigen, Globo H. As a first‑in‑class
784
+ active immunotherapy in development for metastatic breast
785
+ cancer, AS with the saponin‑based adjuvant OBI‑821 induced
786
+ antibodies reactive with Globo H [+] tumor cells that mediate
787
+
788
+ antibody‑dependent cell‑mediated cytotoxicity (ADCC) and
789
+ complement‑dependent cytotoxicity (CDC) (102). Phase II
790
+ trial (NCT01516307) assessed low‑dose cyclophosphamide
791
+ with or without active immunotherapy (AS + adjuvant) in
792
+ post‑treated metastatic breast cancer subjects with stable
793
+ disease or response to treatment. Although it did not meet its
794
+ primary efficacy endpoint of PFS, patients who developed an
795
+ immune response to the vaccine showed significantly improved
796
+ PFS and OS (103). Based on these subgroup data, Phase III
797
+ study (NCT03562637) of AS with adjuvant vs. placebo treat­
798
+ ment is in progress for high‑risk early‑stage TNBC patients
799
+ following neoadjuvant or adjuvant chemotherapy. Patients will
800
+ be screened for Globo H expression (IHC H‑score ≥15) and
801
+ the primary objective is improvement of invasive disease‑free
802
+ survival (IDFS) in the time frame of 5 years.
803
+
804
+ *Antibody‑drug conjugates (ADCs).* An ADC is designed to
805
+ be stable in plasma, target a tumor cell surface antigen with
806
+ a high affinity and specificity, and is internalized, cleaved,
807
+ and releases a payload drug which drives antitumor activity
808
+ through direct cytotoxic cell killing and induces ICD.
809
+
810
+ Sacituzumab govitecan‑hziy (SG) targets a glycoprotein,
811
+ the human trophoblast cell‑surface antigen 2 (TROP‑2), that
812
+ is expressed in more than 90% of TNBCs. Its payload is the
813
+ active metabolite of irinotecan (SN‑38), which is conjugated
814
+ to the anti‑TROP‑2 antibody by a cleavable linker. Phase I/II
815
+ single group study (NCT01631552) included 108 patients with
816
+ TNBC and 80% of patients had visceral metastases. The
817
+ median number of prior regimens was 3 (range, 2‑10), which
818
+ included chemotherapies and checkpoint inhibitors. Although
819
+ it did not include biomarker selection of patients, 57 patients
820
+ had moderate (2+) to strong (3+) and 5 patients had weak
821
+ or absent TROP‑2 expression by IHC according to available
822
+ data. The ORR was 33% and the median duration of response
823
+ (DOR) was 7.7 months. The median PFS was 5.5 months and
824
+ the median OS was 13.0 months. Myelotoxic effects were the
825
+ main adverse reactions and grade 3 or 4 AEs included anemia
826
+ and neutropenia (104). The confirmatory ASCENT Phase III
827
+ study (NCT02574455) of SG in comparison with treatment
828
+ of physician's choice for patients with metastatic TNBC
829
+ was stopped due to compelling evidence of efficacy across
830
+ multiple endpoints and SG was granted accelerated approval
831
+ by the FDA based on the results of the IMMU‑132‑01 Phase II
832
+ clinical trial for the treatment of adult patients with metastatic
833
+ TNBC who have received ≥2 prior therapies for metastatic
834
+ disease. It is the first ADC approved by the FDA specifically
835
+ for relapsed or refractory metastatic TNBC as well as the first
836
+ FDA‑approved anti‑TROP‑2 ADC.
837
+
838
+ Ladiratuzumab vedotin (LV) targets LIV‑1, which is
839
+ expressed in >90% of breast tumors with limited expression
840
+ in normal tissues. LIV‑1 is a transmembrane protein with
841
+
842
+
843
+ -----
844
+
845
+ 1256 WON and SPRUCK: TNBC THERAPY: CURRENT AND FUTURE PERSPECTIVES
846
+
847
+
848
+ zinc transporter and metalloproteinase activity. The payload
849
+ of LV is the microtubule disrupting agent monomethyl
850
+ auristatin E (MMAE). Phase I study (NCT01969643) in
851
+ patients with heavily pretreated metastatic TNBC showed
852
+ 25% ORR and medium PFS of 11 weeks. Treatment was
853
+
854
+ generally well‑tolerated and related AEs were neutropenia,
855
+ anemia, and neuropathy (105). LV was further explored
856
+ in combination studies and in earlier lines of treatment.
857
+
858
+ The SGNLVA‑002 Phase Ib/II trial (NCT03310957) was
859
+ designed to assess whether combining LV and pembroli­
860
+ zumab results in synergistic activity through LV‑induced
861
+ ICD that creates a microenvironment favorable for
862
+ enhanced anti‑PD‑L1 activity. It was for first‑line treatment
863
+ of patients with unresectable locally advanced or metastatic
864
+ TNBC. Initial dose‑finding studies revealed ORR of 35%
865
+ with responses independent of PD‑L1 status and manage­
866
+ able toxicity (106).
867
+
868
+ ADC has also been explored for HER2‑low or nega­
869
+ tive breast cancer. The rationale is based on the bystander
870
+ effect, that is, the cleaved drug from an ADC may leak from
871
+ the targeted tumor cell and affect cells in close proximity
872
+ regardless of their target antigen expression status. Thus, an
873
+ ADC having a high drug‑to‑antibody ratio and high‑potency
874
+ payload would increase the killing of tumor cells even with
875
+ low HER2 expression. Trastuzumab deruxtecan (T‑DXd)
876
+ is the first HER2‑targeted agent to demonstrate promising
877
+ clinical antitumor activity with a manageable safety profile
878
+ in patients considered to be HER2‑negative. T‑DXd delivers
879
+ a potent topoisomerase I inhibitor payload (an exatecan
880
+ derivative) which is linked to a humanized anti‑HER2 anti­
881
+ body. In Phase Ib (NCT02564900) trial of T‑DXd for heavily
882
+ pretreated patients with advanced HER2‑low breast cancer,
883
+ ORR was 37% with the median DOR being 10.4 months.
884
+ Most toxicities were gastrointestinal or hematologic‑related,
885
+ and interstitial lung disease (ILD) was an important
886
+ identified risk (107). The DESTINY‑Breast04 Phase III
887
+ (NCT03734029) was initiated to compare the efficacy and
888
+ safety of T‑DXd to physician's choice (capecitabine, eribulin,
889
+ gemcitabine, paclitaxel, or nab‑paclitaxel) in patients
890
+ with HER2‑low, unresectable, and/or metastatic breast
891
+ cancer (108).
892
+
893
+ ## **4. New potential therapeutic strategies**
894
+
895
+ *Conversion of TNBC: Access to endocrine therapy.* Gene
896
+ expression analysis and functional studies have revealed a high
897
+ degree of plasticity and heterogeneity in luminal and basal‑like
898
+ tumors. Expression of ER α, FOXA1 or GATA3 can result
899
+ in transition from basal‑like breast cancer to luminal type
900
+ whereas epigenetic reprogramming can result in a reverse tran­
901
+ sition (109‑111). The CDK2‑EZH2 axis in tumors with TNBC
902
+ phenotype (i.e *.* basal‑like breast cancer) has been explored for
903
+ conversion to the ER α [+] subtype. Epigenetic enzyme EZH2, a
904
+ histone‑lysine N‑methyltransferase that promotes histone H3
905
+ lysine 27 mono‑, di‑ and tri‑methylation (H3K27me1/2/3),
906
+ drives transcriptional repression (112,113). EZH2 can be
907
+ phosphorylated at T416 (pT416‑EZH2) by cyclin E/CDK2 and
908
+ >80% of TNBC patient specimens exhibit high pT416‑EZH2
909
+ levels, which correlate with poorer survival (114). In preclinical
910
+ studies, transgenic expression of a phospho‑mimicking mutant
911
+
912
+
913
+ EZH2(T416D) in the mammary glands of mice reprogramed
914
+ the committed luminal breast cancer cells into the basal‑like
915
+
916
+ TNBC phenotype. In this setting inhibition of the CDK2‑EZH2
917
+ axis by EZH2 inhibitors reactivated ER α expression and thus
918
+ combination with tamoxifen suppressed tumor growth and
919
+ improved the survival of mice bearing tumors with the TNBC
920
+ phenotype (115). Therefore, inhibitors of CDK2 or EZH2
921
+ combined with hormonal therapy may be a novel therapeutic
922
+ strategy in TNBC with especially high pT416‑EZH2 levels.
923
+
924
+ Another mechanism‑based therapy exploits the lack of
925
+ ER expression due to hypermethylation of the ER α promoter.
926
+ A combination epigenetic therapy of a DNA methyltrans­
927
+ ferase (DNMT) inhibitor and a histone deacetylase (HDAC)
928
+ inhibitor led to re‑expression of genes including ER α and
929
+ restored tamoxifen sensitivity in ER‑negative breast cancer
930
+ models (116,117). However, Phase II study (NCT01349959)
931
+ in patients with advanced hormone‑resistant breast cancer
932
+ or TNBC revealed that combination of DNMT inhibitor
933
+
934
+ 5‑azacitidine and HDAC inhibitor entinostat did not induce
935
+
936
+ ER α expression and primary endpoint ORR was not met (118).
937
+ ER α re‑expression induced by DNMT/HDAC inhibition might
938
+ be attenuated by an active CDK2‑EZH2 axis, which affected
939
+ outcomes in this study.
940
+
941
+ The conversion of basal‑like breast cancer into ER α [+] is
942
+
943
+ also under microenvironmental control. A paracrine signaling
944
+ network involving platelet‑derived growth factor (PDGF)‑CC
945
+ and PDGF receptor‑ α accelerated tumor growth through
946
+ recruitment and activation of different subsets of cancer‑asso­
947
+ ciated fibroblasts (119). In mouse models, impairing PDGF
948
+ signaling was found to convert basal‑like breast cancers into
949
+ ER α [+], and thus enhanced sensitivity to tamoxifen in previously
950
+ resistant tumors (120). Therefore, PDGF inhibitors combined
951
+ with endocrine therapy may be a novel therapeutic strategy in
952
+ TNBC treatment.
953
+
954
+ *Adaptive clinical studies: Molecular markers.* Under the
955
+ master protocol framework, basket trials, where a targeted
956
+ therapy is evaluated for multiple diseases that share common
957
+ molecular alterations, and umbrella trials, where multiple
958
+ targeted therapies are evaluated for a single disease that is
959
+ stratified into multiple subgroups based on different molecular
960
+ factors, have been developed (121). Recently there have been
961
+ more adaptive, signal‑finding clinical trial designs coupled
962
+ with correlative studies to investigate mechanisms of action.
963
+ They also facilitate identifying active drug combinations as
964
+ well as novel tumor indications. Patients are enrolled based on
965
+ molecular markers from genetic profiling performed on their
966
+ tumors. Some examples are listed below.
967
+
968
+ In the OLAPCO Phase II trial (NCT02576444), PARP
969
+ inhibitor olaparib was assessed in combination with various
970
+ agents according to identified tumor mutations. It included
971
+ AKT inhibitor capivasertib for tumors with mutations in
972
+ the PI3K‑AKT pathway, WEE1 inhibitor adavosertib for
973
+ tumors with *tp53* or/and *Kras* mutations, and ATR inhibitor
974
+ ceralasertib for tumors with mutations in HRR genes. Primary
975
+ outcome measure was ORR, and the trial also identified
976
+ genetic determinants of response and resistance. Another
977
+ Phase II trial (NCT03718091) evaluated ATR inhibitor M6620
978
+ in selected solid tumors. Patients were enrolled in different
979
+
980
+ cohorts based on tumor mutation status, including truncating
981
+
982
+
983
+ -----
984
+
985
+ INTERNATIONAL JOURNAL OF ONCOLOGY 57: 1245-1261, 2020 1257
986
+
987
+
988
+ *Atm* mutations, germline *Brca* mutations, somatic *Brca* muta­
989
+ tions or other HRR gene mutations, c‑MYC amplification,
990
+ *Fbxw7* *Arid1a* muta­
991
+ mutations, cyclin E amplification, and
992
+ tions. Primary outcome measures included disease control rate
993
+ (DCR) and changes in pCHK1 and γ H2AX levels. The I‑SPY
994
+ 2 Phase II trial (NCT01042379) was a neoadjuvant breast
995
+ cancer trial using response‑adaptive randomization. It had
996
+ multiple concurrent experimental arms with shared controls.
997
+ Each biomarker signature was established at trial entry. A new
998
+ regimen of combination with standard chemotherapy will be
999
+ moved up to Phase III trial if it shows a high probability of
1000
+ improved pCR over standard chemotherapy.
1001
+
1002
+ ## **5. Conclusion**
1003
+
1004
+ Developing novel treatments in both early and advanced
1005
+ TNBC settings remains a significant unmet need. Recent
1006
+ advances with novel agents have been made for specific
1007
+ subgroups with PD‑L1 [+] tumors or gBRCAm tumors. However,
1008
+ only a fraction of those patients respond to immune check­
1009
+ point or PARP inhibitors, and even those who do respond
1010
+ often develop resistance and relapse. In diverse tumor
1011
+ microenvironments, a given therapeutic agent shows vari­
1012
+ able responses, thus compromising the survival endpoints
1013
+ especially in an unselected TNBC population. Therefore,
1014
+ developing novel predictive biomarkers are crucial for
1015
+ selecting patients that will benefit the most from a given
1016
+ therapy. Single cell technologies will provide additional
1017
+ insight on tumor‑stroma interactions and facilitate compel­
1018
+ ling rationale for new treatments based on novel biomarkers.
1019
+ A non‑invasive testing of plasma circulating tumor DNA
1020
+ (ctDNA) and CTCs can potentially provide real‑time disease
1021
+ monitoring and even early therapy modification. However,
1022
+ their prognostic value needs further evaluation. With recent
1023
+ advances in multiomic analyses of cancers, there appears to
1024
+ be genomic and molecular similarities between TNBC and
1025
+ high‑grade serous ovarian carcinoma (HGSOC), suggesting
1026
+ that similar biological mechanisms drive some aspects of
1027
+ both cancer types. Therefore, treatment strategies for HGSOC
1028
+ can be explored in TNBC as well. The recent increase in the
1029
+ number of clinical trials investigating various new agents
1030
+ and combination strategies reflects further efforts to under­
1031
+ stand molecular and immunological aspects of TNBC. This
1032
+ may lead to more meaningful clinical benefits, including
1033
+ event‑free and overall survival.
1034
+
1035
+ ## **Acknowledgements**
1036
+
1037
+ The authors would like to thank Professor Ian Collins of the
1038
+
1039
+ Institute of Cancer Research, UK for valuable discussions on
1040
+ the DNA damage response pathways and checkpoint kinases.
1041
+
1042
+ ## **Funding**
1043
+
1044
+ No funding was declared.
1045
+
1046
+ ## **Availability of data and materials**
1047
+
1048
+ All information provided in this review is documented with
1049
+ relevant and current references.
1050
+
1051
+
1052
+ ## **Authors' contributions**
1053
+
1054
+ KAW was responsible for conceptualization, design, interpre­
1055
+ tation and visualization. KAW and CS were responsible for
1056
+ writing, reviewing and editing. Both authors approved the final
1057
+ manuscript.
1058
+
1059
+ ## **Ethics approval and consent to participate**
1060
+
1061
+ Not applicable.
1062
+
1063
+ ## **Patient consent for publication**
1064
+
1065
+ Not applicable.
1066
+
1067
+ ## **Competing interests**
1068
+
1069
+ No competing interests are declared.
1070
+
1071
+ ## **References**
1072
+
1073
+ 1. Lehmann BD, Bauer JA, Chen X, Sanders ME, Chakravarthy AB,
1074
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1075
+ Shyr Y and Pietenpol JA: Identification of human triple‑negative
1076
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1077
+ targeted therapies. J Clin Invest 121: 2750‑2767, 2011.
1078
+ 2. Lehmann BD, Jovanović B, Chen X, Estrada MV, Johnson KN,
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1080
+ Shyr Y, Moses HL, Sanders ME and Pietenpol JA: Refinement of
1081
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1082
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+ 3. Giuliano AE, Connolly JL, Edge SB, Mittendorf EA, Rugo HS,
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1085
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1087
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1088
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1091
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1092
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1094
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1095
+ update. J Clin Oncol 36: 2105‑2122, 2018.
1096
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1098
+ Carey LA, Fitzgibbons PL, Hayes DF, Lakhani SR,
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+ Chavez‑MacGregor M, Perlmutter J, *et al* : Estrogen and proges­
1100
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1101
+ update. J Clin Oncol 38: 1346‑1366, 2020.
1102
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1104
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1105
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1106
+ 7. Bonotto M, Gerratana L, Poletto E, Driol P, Giangreco M,
1107
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1108
+ Russo S, Minisini AM, Andreetta C, Mansutti M, Pisa FE, *et al* :
1109
+ Measures of outcome in metastatic breast cancer: Insights from a
1110
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+ 8. Kohler BA, Sherman RL, Howlader N, Jemal A, Ryerson AB,
1112
+
1113
+ Henry KA, Boscoe FP, Cronin KA, Lake A, Noone AM, *et al* :
1114
+ Annual report to the nation on the status of cancer, 1975‑2011,
1115
+ featuring incidence of breast cancer subtypes by race/ethnicity,
1116
+ poverty, and state. J Natl Cancer Inst 107: djv048, 2015.
1117
+ 9. O'Shaughnessy J, Schwartzberg L, Danso MA, Miller KD,
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