File size: 21,903 Bytes
6835659 | 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 247 248 249 250 251 252 253 254 255 256 257 258 259 260 261 262 263 264 265 266 267 268 269 270 271 272 273 274 275 276 277 278 279 280 281 282 283 284 285 286 287 288 289 290 291 292 293 294 295 296 297 298 299 300 301 302 303 304 305 306 307 308 309 310 311 312 313 314 315 316 317 318 319 320 321 322 323 324 325 326 327 328 329 330 331 332 333 334 335 336 337 338 339 340 341 342 343 344 345 346 347 348 349 350 351 352 353 354 355 356 357 358 359 360 361 362 363 364 365 366 367 368 369 370 371 372 373 374 375 376 377 378 379 380 381 382 383 384 385 386 387 388 389 390 391 392 393 394 395 396 397 398 399 400 401 402 403 404 405 406 407 408 409 410 411 412 413 414 415 416 417 418 419 420 421 422 423 424 425 426 427 428 429 430 431 432 433 434 435 436 437 438 439 440 441 442 443 444 445 446 447 448 449 450 451 452 453 454 455 456 457 458 459 460 461 462 463 464 465 466 467 468 469 470 471 472 473 474 475 476 477 478 479 480 481 482 483 484 485 486 487 488 489 490 491 492 493 494 495 496 497 498 499 500 501 502 503 504 505 506 507 508 509 510 511 512 513 514 515 516 517 518 519 520 521 522 523 524 525 526 527 528 529 530 531 532 533 534 535 536 537 538 539 540 541 542 543 544 545 546 547 548 549 550 551 552 553 554 555 556 557 558 559 560 561 562 563 564 565 566 567 568 569 570 571 572 573 574 575 576 577 578 579 580 581 582 583 584 585 586 587 588 589 590 591 592 593 594 595 596 597 598 599 600 601 602 603 604 605 606 607 608 609 610 611 612 613 614 615 616 617 618 619 620 621 622 623 624 625 626 627 628 629 630 631 632 633 634 635 636 637 638 639 640 641 642 643 644 645 646 647 648 649 650 651 652 653 654 655 656 657 658 659 660 661 662 663 664 665 666 667 668 669 670 671 672 673 674 675 676 677 678 679 680 681 682 683 684 685 686 687 688 689 690 691 692 693 694 695 696 697 698 | """
Human Evaluation Analysis Module
Analyzes human evaluation data to compute:
- Intra-rater reliability (Cohen's kappa for self-agreement)
- Inter-rater reliability (Krippendorff's alpha for multi-rater agreement)
- Descriptive statistics
- Correlation with MSCI scores (aggregated across raters)
"""
from __future__ import annotations
from collections import defaultdict
from dataclasses import dataclass
from pathlib import Path
from typing import Dict, List, Optional, Tuple, Any
import json
import numpy as np
from scipy import stats
from src.evaluation.human_eval_schema import (
EvaluationSession,
HumanEvaluation,
ReliabilityMetrics,
)
def compute_cohens_kappa(ratings1: List[int], ratings2: List[int]) -> float:
"""
Compute Cohen's kappa for two sets of ratings.
Args:
ratings1: First set of ratings
ratings2: Second set of ratings (same samples, different time)
Returns:
Cohen's kappa coefficient
"""
if len(ratings1) != len(ratings2):
raise ValueError("Rating lists must have the same length")
n = len(ratings1)
if n == 0:
return 0.0
# Create confusion matrix
categories = sorted(set(ratings1) | set(ratings2))
k = len(categories)
cat_to_idx = {cat: i for i, cat in enumerate(categories)}
confusion = np.zeros((k, k))
for r1, r2 in zip(ratings1, ratings2):
confusion[cat_to_idx[r1], cat_to_idx[r2]] += 1
# Compute observed agreement
p_o = np.trace(confusion) / n
# Compute expected agreement by chance
row_sums = confusion.sum(axis=1)
col_sums = confusion.sum(axis=0)
p_e = np.sum(row_sums * col_sums) / (n * n)
# Cohen's kappa
if p_e == 1.0:
return 1.0
return (p_o - p_e) / (1 - p_e)
def compute_weighted_kappa(
ratings1: List[int], ratings2: List[int], weights: str = "quadratic"
) -> float:
"""
Compute weighted Cohen's kappa for ordinal data.
Args:
ratings1: First set of ratings
ratings2: Second set of ratings
weights: "linear" or "quadratic" weighting scheme
Returns:
Weighted kappa coefficient
"""
if len(ratings1) != len(ratings2):
raise ValueError("Rating lists must have the same length")
n = len(ratings1)
if n == 0:
return 0.0
# Get all categories
all_ratings = set(ratings1) | set(ratings2)
min_cat, max_cat = min(all_ratings), max(all_ratings)
categories = list(range(min_cat, max_cat + 1))
k = len(categories)
cat_to_idx = {cat: i for i, cat in enumerate(categories)}
# Create confusion matrix
confusion = np.zeros((k, k))
for r1, r2 in zip(ratings1, ratings2):
confusion[cat_to_idx[r1], cat_to_idx[r2]] += 1
# Create weight matrix
weight_matrix = np.zeros((k, k))
for i in range(k):
for j in range(k):
if weights == "linear":
weight_matrix[i, j] = abs(i - j) / (k - 1)
else: # quadratic
weight_matrix[i, j] = ((i - j) ** 2) / ((k - 1) ** 2)
# Normalize confusion matrix
confusion = confusion / n
# Marginal distributions
row_sums = confusion.sum(axis=1)
col_sums = confusion.sum(axis=0)
# Expected matrix
expected = np.outer(row_sums, col_sums)
# Weighted observed and expected
w_observed = np.sum(weight_matrix * confusion)
w_expected = np.sum(weight_matrix * expected)
if w_expected == 0:
return 1.0
return 1 - (w_observed / w_expected)
def compute_intra_rater_reliability(
session: EvaluationSession,
) -> Optional[ReliabilityMetrics]:
"""
Compute intra-rater reliability from re-rated samples.
Args:
session: Evaluation session containing evaluations
Returns:
ReliabilityMetrics or None if no re-ratings available
"""
# Find paired evaluations (first rating vs re-rating)
first_ratings: Dict[str, HumanEvaluation] = {}
reratings: Dict[str, HumanEvaluation] = {}
for eval in session.evaluations:
if eval.sample_id in session.rerating_sample_ids:
if eval.is_rerating:
reratings[eval.sample_id] = eval
else:
first_ratings[eval.sample_id] = eval
# Get paired samples
paired_ids = set(first_ratings.keys()) & set(reratings.keys())
if not paired_ids:
return None
# Extract rating pairs for each dimension
dimensions = [
"text_image_coherence",
"text_audio_coherence",
"image_audio_coherence",
"overall_coherence",
]
all_first = []
all_second = []
for sample_id in paired_ids:
first = first_ratings[sample_id]
second = reratings[sample_id]
for dim in dimensions:
all_first.append(getattr(first, dim))
all_second.append(getattr(second, dim))
# Compute metrics
kappa = compute_cohens_kappa(all_first, all_second)
weighted_kappa = compute_weighted_kappa(all_first, all_second, weights="quadratic")
# Simple agreement
agreements = sum(1 for f, s in zip(all_first, all_second) if f == s)
percent_agreement = agreements / len(all_first) * 100
# Mean absolute difference
mad = np.mean([abs(f - s) for f, s in zip(all_first, all_second)])
return ReliabilityMetrics(
kappa=kappa,
percent_agreement=percent_agreement,
weighted_kappa=weighted_kappa,
mean_absolute_difference=mad,
n_reratings=len(paired_ids),
)
@dataclass
class HumanEvalSummary:
"""Summary statistics for human evaluations."""
n_samples: int
n_evaluations: int
# Per-dimension statistics
text_image_mean: float
text_image_std: float
text_audio_mean: float
text_audio_std: float
image_audio_mean: float
image_audio_std: float
overall_mean: float
overall_std: float
# Aggregated scores
mean_weighted_score: float
std_weighted_score: float
# Reliability
reliability: Optional[ReliabilityMetrics]
def to_dict(self) -> Dict[str, Any]:
"""Convert to dictionary."""
return {
"n_samples": self.n_samples,
"n_evaluations": self.n_evaluations,
"text_image": {"mean": self.text_image_mean, "std": self.text_image_std},
"text_audio": {"mean": self.text_audio_mean, "std": self.text_audio_std},
"image_audio": {"mean": self.image_audio_mean, "std": self.image_audio_std},
"overall": {"mean": self.overall_mean, "std": self.overall_std},
"weighted_score": {"mean": self.mean_weighted_score, "std": self.std_weighted_score},
"reliability": self.reliability.to_dict() if self.reliability else None,
}
def compute_human_eval_summary(session: EvaluationSession) -> HumanEvalSummary:
"""
Compute summary statistics for human evaluations.
Args:
session: Evaluation session
Returns:
HumanEvalSummary with descriptive statistics
"""
# Filter out re-ratings for summary stats
evals = [e for e in session.evaluations if not e.is_rerating]
if not evals:
raise ValueError("No evaluations found in session")
# Extract ratings
ti = [e.text_image_coherence for e in evals]
ta = [e.text_audio_coherence for e in evals]
ia = [e.image_audio_coherence for e in evals]
overall = [e.overall_coherence for e in evals]
weighted = [e.weighted_score() for e in evals]
# Compute reliability
reliability = compute_intra_rater_reliability(session)
return HumanEvalSummary(
n_samples=len(set(e.sample_id for e in evals)),
n_evaluations=len(evals),
text_image_mean=np.mean(ti),
text_image_std=np.std(ti),
text_audio_mean=np.mean(ta),
text_audio_std=np.std(ta),
image_audio_mean=np.mean(ia),
image_audio_std=np.std(ia),
overall_mean=np.mean(overall),
overall_std=np.std(overall),
mean_weighted_score=np.mean(weighted),
std_weighted_score=np.std(weighted),
reliability=reliability,
)
def compute_human_msci_correlation(
session: EvaluationSession,
msci_scores: Optional[Dict[str, float]] = None,
) -> Dict[str, Any]:
"""
Compute correlation between human ratings and MSCI scores.
Args:
session: Evaluation session with human ratings
msci_scores: Optional dict mapping sample_id to MSCI score.
If None, uses msci_score from sample metadata.
Returns:
Dictionary with correlation statistics
"""
# Get paired human scores and MSCI scores
human_weighted = []
human_overall = []
msci_values = []
sample_msci = {}
if msci_scores:
sample_msci = msci_scores
else:
# Try to extract from session samples
for sample in session.samples:
if sample.msci_score is not None:
sample_msci[sample.sample_id] = sample.msci_score
for eval in session.evaluations:
if eval.is_rerating:
continue
if eval.sample_id in sample_msci:
human_weighted.append(eval.weighted_score())
human_overall.append(eval.overall_coherence / 5.0) # Normalize to 0-1
msci_values.append(sample_msci[eval.sample_id])
if len(msci_values) < 3:
return {
"error": "Insufficient paired data for correlation",
"n_paired": len(msci_values),
}
# Spearman correlation (for ordinal human ratings)
spearman_weighted = stats.spearmanr(msci_values, human_weighted)
spearman_overall = stats.spearmanr(msci_values, human_overall)
# Pearson correlation
pearson_weighted = stats.pearsonr(msci_values, human_weighted)
pearson_overall = stats.pearsonr(msci_values, human_overall)
return {
"n_paired": len(msci_values),
"msci_vs_weighted_human": {
"spearman_rho": spearman_weighted.correlation,
"spearman_p": spearman_weighted.pvalue,
"pearson_r": pearson_weighted.statistic,
"pearson_p": pearson_weighted.pvalue,
},
"msci_vs_overall_human": {
"spearman_rho": spearman_overall.correlation,
"spearman_p": spearman_overall.pvalue,
"pearson_r": pearson_overall.statistic,
"pearson_p": pearson_overall.pvalue,
},
"interpretation": _interpret_correlation(spearman_weighted.correlation, spearman_weighted.pvalue),
}
def _interpret_correlation(rho: float, p: float, alpha: float = 0.05) -> str:
"""Generate human-readable interpretation of correlation."""
if p >= alpha:
return f"No significant correlation (ρ={rho:.3f}, p={p:.4f} ≥ {alpha})"
strength = "weak" if abs(rho) < 0.3 else "moderate" if abs(rho) < 0.6 else "strong"
direction = "positive" if rho > 0 else "negative"
return f"Significant {strength} {direction} correlation (ρ={rho:.3f}, p={p:.4f})"
def analyze_by_condition(session: EvaluationSession) -> Dict[str, Dict[str, Any]]:
"""
Analyze human ratings grouped by experimental condition.
Args:
session: Evaluation session
Returns:
Dictionary with statistics per condition
"""
# Group evaluations by condition
by_condition: Dict[str, List[HumanEvaluation]] = defaultdict(list)
# Create sample_id to condition mapping
sample_to_condition = {s.sample_id: s.condition for s in session.samples}
for eval in session.evaluations:
if eval.is_rerating:
continue
condition = sample_to_condition.get(eval.sample_id, "unknown")
by_condition[condition].append(eval)
results = {}
for condition, evals in by_condition.items():
if not evals:
continue
weighted = [e.weighted_score() for e in evals]
overall = [e.overall_coherence for e in evals]
results[condition] = {
"n": len(evals),
"weighted_score": {
"mean": np.mean(weighted),
"std": np.std(weighted),
"median": np.median(weighted),
},
"overall_coherence": {
"mean": np.mean(overall),
"std": np.std(overall),
"median": np.median(overall),
},
}
return results
def generate_analysis_report(
session: EvaluationSession,
output_path: Optional[Path] = None,
) -> Dict[str, Any]:
"""
Generate a comprehensive analysis report.
Args:
session: Evaluation session
output_path: Optional path to save JSON report
Returns:
Dictionary with complete analysis
"""
report = {
"session_id": session.session_id,
"evaluator_id": session.evaluator_id,
"started_at": session.started_at,
"completed_at": session.completed_at,
"summary": compute_human_eval_summary(session).to_dict(),
"by_condition": analyze_by_condition(session),
"msci_correlation": compute_human_msci_correlation(session),
}
if output_path:
output_path = Path(output_path)
output_path.parent.mkdir(parents=True, exist_ok=True)
with output_path.open("w", encoding="utf-8") as f:
json.dump(report, f, indent=2, ensure_ascii=False)
return report
# =========================================================================
# Multi-rater analysis (RQ3)
# =========================================================================
def compute_krippendorff_alpha(
data_matrix: np.ndarray,
level: str = "ordinal",
) -> float:
"""
Compute Krippendorff's alpha for inter-rater reliability.
Args:
data_matrix: Shape (n_raters, n_items). Use np.nan for missing values.
level: "nominal", "ordinal", or "interval" measurement level.
Returns:
Krippendorff's alpha coefficient (-1 to 1, >0.667 acceptable).
"""
n_raters, n_items = data_matrix.shape
# Collect all valid value pairs within each item
# D_o = observed disagreement, D_e = expected disagreement
all_values = []
pairs_observed = []
for item in range(n_items):
values = data_matrix[:, item]
valid = values[~np.isnan(values)]
if len(valid) < 2:
continue
all_values.extend(valid)
# All pairs within this item
for i in range(len(valid)):
for j in range(i + 1, len(valid)):
pairs_observed.append((valid[i], valid[j]))
if not pairs_observed:
return 0.0
all_values = np.array(all_values)
# Distance function
if level == "nominal":
def dist(a, b):
return 0.0 if a == b else 1.0
elif level == "ordinal":
# For ordinal: use squared rank difference
unique_vals = np.sort(np.unique(all_values))
val_to_rank = {v: i for i, v in enumerate(unique_vals)}
def dist(a, b):
return (val_to_rank[a] - val_to_rank[b]) ** 2
else: # interval
def dist(a, b):
return (a - b) ** 2
# Observed disagreement
D_o = np.mean([dist(a, b) for a, b in pairs_observed])
# Expected disagreement (all possible pairs from marginal distribution)
n_total = len(all_values)
D_e_sum = 0.0
count = 0
for i in range(n_total):
for j in range(i + 1, n_total):
D_e_sum += dist(all_values[i], all_values[j])
count += 1
D_e = D_e_sum / count if count > 0 else 0.0
if D_e == 0:
return 1.0 # Perfect agreement if no variance
alpha = 1.0 - D_o / D_e
return alpha
def aggregate_multi_rater_sessions(
sessions: List[EvaluationSession],
) -> Dict[str, Dict[str, Any]]:
"""
Aggregate evaluations across multiple raters for the same samples.
Args:
sessions: List of completed evaluation sessions (same sample set).
Returns:
Dictionary mapping sample_id to aggregated scores.
"""
# Collect all evaluations per sample (excluding re-ratings)
by_sample: Dict[str, List[HumanEvaluation]] = defaultdict(list)
for session in sessions:
for ev in session.evaluations:
if ev.is_rerating:
continue
by_sample[ev.sample_id].append(ev)
# Compute mean scores per sample
aggregated = {}
for sample_id, evals in by_sample.items():
ti = [e.text_image_coherence for e in evals]
ta = [e.text_audio_coherence for e in evals]
ia = [e.image_audio_coherence for e in evals]
overall = [e.overall_coherence for e in evals]
weighted = [e.weighted_score() for e in evals]
aggregated[sample_id] = {
"n_raters": len(evals),
"text_image": {"mean": float(np.mean(ti)), "std": float(np.std(ti))},
"text_audio": {"mean": float(np.mean(ta)), "std": float(np.std(ta))},
"image_audio": {"mean": float(np.mean(ia)), "std": float(np.std(ia))},
"overall": {"mean": float(np.mean(overall)), "std": float(np.std(overall))},
"weighted_score": {"mean": float(np.mean(weighted)), "std": float(np.std(weighted))},
"evaluator_ids": [e.evaluator_id for e in evals],
}
return aggregated
def compute_inter_rater_reliability(
sessions: List[EvaluationSession],
) -> Dict[str, Any]:
"""
Compute inter-rater reliability across multiple evaluators.
Args:
sessions: List of evaluation sessions (same sample set).
Returns:
Dictionary with Krippendorff's alpha per dimension and overall.
"""
# Get common sample IDs (rated by all raters)
sample_sets = []
for session in sessions:
ids = {e.sample_id for e in session.evaluations if not e.is_rerating}
sample_sets.append(ids)
common_ids = sorted(set.intersection(*sample_sets)) if sample_sets else []
if len(common_ids) < 3:
return {"error": "Too few common samples for reliability analysis",
"n_common": len(common_ids)}
n_raters = len(sessions)
n_items = len(common_ids)
id_to_idx = {sid: i for i, sid in enumerate(common_ids)}
dimensions = {
"text_image": "text_image_coherence",
"text_audio": "text_audio_coherence",
"image_audio": "image_audio_coherence",
"overall": "overall_coherence",
}
results = {"n_raters": n_raters, "n_common_samples": n_items}
for dim_name, attr_name in dimensions.items():
matrix = np.full((n_raters, n_items), np.nan)
for rater_idx, session in enumerate(sessions):
for ev in session.evaluations:
if ev.is_rerating:
continue
if ev.sample_id in id_to_idx:
matrix[rater_idx, id_to_idx[ev.sample_id]] = getattr(ev, attr_name)
alpha = compute_krippendorff_alpha(matrix, level="ordinal")
results[dim_name] = {
"krippendorff_alpha": round(alpha, 4),
"interpretation": _interpret_alpha(alpha),
}
# Weighted score dimension
w_matrix = np.full((n_raters, n_items), np.nan)
for rater_idx, session in enumerate(sessions):
for ev in session.evaluations:
if ev.is_rerating:
continue
if ev.sample_id in id_to_idx:
w_matrix[rater_idx, id_to_idx[ev.sample_id]] = ev.weighted_score()
alpha_w = compute_krippendorff_alpha(w_matrix, level="interval")
results["weighted_score"] = {
"krippendorff_alpha": round(alpha_w, 4),
"interpretation": _interpret_alpha(alpha_w),
}
return results
def _interpret_alpha(alpha: float) -> str:
"""Interpret Krippendorff's alpha value."""
if alpha >= 0.80:
return "good agreement"
elif alpha >= 0.667:
return "acceptable agreement"
elif alpha >= 0.40:
return "moderate agreement"
else:
return "poor agreement"
def compute_multi_rater_msci_correlation(
sessions: List[EvaluationSession],
sample_msci: Dict[str, float],
) -> Dict[str, Any]:
"""
Compute Spearman correlation between average human scores and MSCI.
Args:
sessions: List of evaluation sessions.
sample_msci: Mapping sample_id -> MSCI score.
Returns:
Correlation statistics with bootstrap 95% CI.
"""
aggregated = aggregate_multi_rater_sessions(sessions)
human_scores = []
msci_scores = []
for sample_id, agg in aggregated.items():
if sample_id in sample_msci:
human_scores.append(agg["weighted_score"]["mean"])
msci_scores.append(sample_msci[sample_id])
if len(human_scores) < 5:
return {"error": "Too few paired samples", "n_paired": len(human_scores)}
human_arr = np.array(human_scores)
msci_arr = np.array(msci_scores)
# Spearman rho
spearman = stats.spearmanr(msci_arr, human_arr)
# Pearson r
pearson = stats.pearsonr(msci_arr, human_arr)
# Bootstrap 95% CI for Spearman rho
n_boot = 10000
rng = np.random.default_rng(42)
boot_rhos = []
for _ in range(n_boot):
idx = rng.choice(len(human_arr), size=len(human_arr), replace=True)
r, _ = stats.spearmanr(msci_arr[idx], human_arr[idx])
boot_rhos.append(r)
ci_lower = float(np.percentile(boot_rhos, 2.5))
ci_upper = float(np.percentile(boot_rhos, 97.5))
return {
"n_paired": len(human_scores),
"spearman_rho": round(float(spearman.correlation), 4),
"spearman_p": float(spearman.pvalue),
"spearman_95ci": [round(ci_lower, 4), round(ci_upper, 4)],
"pearson_r": round(float(pearson.statistic), 4),
"pearson_p": float(pearson.pvalue),
"interpretation": _interpret_correlation(
float(spearman.correlation), float(spearman.pvalue)
),
}
|