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import os
openai_api_key = os.getenv("OPENAI_API_KEY")
from fastapi import FastAPI
from fastapi.middleware.cors import CORSMiddleware
import gradio as gr
import os
import tempfile
import warnings
from pathlib import Path
from typing import List, Dict, Any, Set, Union
from datetime import datetime
import pytesseract
from pdf2image import convert_from_path
import numpy as np
from langchain_community.document_loaders import PyPDFLoader, Docx2txtLoader, TextLoader
from langchain_openai import ChatOpenAI, OpenAIEmbeddings
from langchain_core.output_parsers import StrOutputParser
from langchain_core.prompts import ChatPromptTemplate
from langchain_core.runnables import RunnablePassthrough
from langchain.text_splitter import RecursiveCharacterTextSplitter
from langchain_community.vectorstores import FAISS
from langchain_core.documents import Document
# Suppress warnings
warnings.filterwarnings("ignore", category=FutureWarning)
class RiskLevel:
LOW = "Low"
MEDIUM = "Medium"
HIGH = "High"
CRITICAL = "Critical"
class DocumentProcessor:
"""Enhanced document processing with OCR support."""
def __init__(self, chunk_size: int = 1000, chunk_overlap: int = 200):
self.chunk_size = chunk_size
self.chunk_overlap = chunk_overlap
self.text_splitter = RecursiveCharacterTextSplitter(
chunk_size=chunk_size,
chunk_overlap=chunk_overlap
)
def process_document(self, content: bytes, doc_type: str) -> List[Document]:
"""Process document content based on type."""
with tempfile.NamedTemporaryFile(delete=False, suffix=doc_type) as temp_file:
temp_file.write(content)
temp_file_path = temp_file.name
try:
documents = self.load_document(temp_file_path)
return self.split_documents(documents)
finally:
os.unlink(temp_file_path)
def load_document(self, file_path: Union[str, Path]) -> List[Document]:
"""Load document using appropriate loader with OCR support."""
file_path = Path(file_path)
suffix = file_path.suffix.lower()
if suffix == '.pdf':
# Try normal PDF loading first
try:
loader = PyPDFLoader(str(file_path))
documents = loader.load()
if not any(doc.page_content.strip() for doc in documents):
raise ValueError("No text content found")
return documents
except:
# If normal loading fails, try OCR
return self._process_pdf_with_ocr(file_path)
elif suffix == '.docx':
loader = Docx2txtLoader(str(file_path))
return loader.load()
elif suffix == '.txt':
loader = TextLoader(str(file_path))
return loader.load()
else:
raise ValueError(f"Unsupported file type: {suffix}")
def _process_pdf_with_ocr(self, file_path: Path) -> List[Document]:
"""Process PDF with OCR using Tesseract."""
documents = []
images = convert_from_path(str(file_path))
for i, image in enumerate(images):
text = pytesseract.image_to_string(image)
if text.strip():
documents.append(Document(
page_content=text,
metadata={"source": str(file_path), "page": i + 1}
))
return documents
def split_documents(self, documents: List[Document]) -> List[Document]:
"""Split documents into chunks."""
return self.text_splitter.split_documents(documents)
class ComplianceAssistant:
"""Compliance and Audit Assistant with risk assessment capabilities."""
def __init__(self, openai_api_key: str):
self.openai_api_key = openai_api_key
self.embeddings = OpenAIEmbeddings(openai_api_key=openai_api_key)
self.vector_store = None
self.doc_processor = DocumentProcessor()
self.llm = ChatOpenAI(
temperature=0,
model_name="gpt-4",
openai_api_key=openai_api_key
)
def process_documents(self, file_paths: List[str]) -> Dict[str, str]:
"""Process documents and add to knowledge base."""
results = {}
for file_path in file_paths:
try:
with open(file_path, 'rb') as f:
content = f.read()
doc_type = Path(file_path).suffix
texts = self.doc_processor.process_document(content, doc_type)
if self.vector_store is None:
self.vector_store = FAISS.from_documents(texts, self.embeddings)
else:
self.vector_store.add_documents(texts)
results[file_path] = "Success"
except Exception as e:
results[file_path] = f"Error: {str(e)}"
return results
def get_compliance_response(self, query: str) -> Dict[str, Any]:
"""Generate compliance-focused response to query."""
if not query.strip():
raise ValueError("Query cannot be empty")
if self.vector_store is None:
raise RuntimeError("No compliance documents have been processed yet")
# Create the retrieval chain
retriever = self.vector_store.as_retriever(search_kwargs={"k": 4})
# Create the compliance-focused prompt template
template = """You are a compliance and audit expert. Answer the following question based on the provided context:
Context: {context}
Question: {question}
Provide a detailed answer that:
1. Addresses compliance requirements and regulations
2. Identifies potential risks and their severity
3. Suggests mitigation strategies where applicable
4. Cites specific sources and regulations
Response:"""
prompt = ChatPromptTemplate.from_template(template)
# Create the chain
chain = (
{
"context": retriever,
"question": RunnablePassthrough()
}
| prompt
| self.llm
| StrOutputParser()
)
# Get response
answer = chain.invoke(query)
# Get source documents using the new invoke method
source_docs = retriever.invoke(query)
return {
"answer": answer,
"sources": self._format_sources(source_docs)
}
def generate_risk_assessment(self, document_path: str) -> Dict[str, Any]:
"""Generate risk assessment for a specific document."""
try:
with open(document_path, 'rb') as f:
content = f.read()
texts = self.doc_processor.process_document(content, Path(document_path).suffix)
# Create risk assessment prompt
template = """Analyze the following audit document content and provide a structured risk assessment:
Content: {content}
Provide:
1. Executive Summary
2. Key Risk Factors (with severity ratings)
3. Compliance Issues
4. Recommended Actions
5. Timeline for Remediation
Assessment:"""
prompt = ChatPromptTemplate.from_template(template)
# Combine all text content
full_content = "\n".join([doc.page_content for doc in texts])
# Generate assessment
chain = prompt | self.llm | StrOutputParser()
assessment = chain.invoke({"content": full_content})
return {
"assessment": assessment,
"document": Path(document_path).name,
"timestamp": datetime.now().isoformat()
}
except Exception as e:
raise RuntimeError(f"Risk assessment failed: {str(e)}")
def _format_sources(self, source_documents: List[Document]) -> Set[str]:
"""Format source references."""
return {Path(doc.metadata['source']).name for doc in source_documents}
def create_gradio_interface(assistant: ComplianceAssistant) -> gr.Blocks:
"""Create Gradio interface for compliance assistant."""
def handle_file_upload(files: List[tempfile._TemporaryFileWrapper]) -> str:
try:
if not files:
return "No files uploaded."
results = assistant.process_documents([f.name for f in files])
output_lines = []
for file_path, status in results.items():
file_name = Path(file_path).name
if status == "Success":
output_lines.append(f"✓ Successfully processed {file_name}")
else:
output_lines.append(f"❌ {file_name}: {status}")
return "\n".join(output_lines)
except Exception as e:
return f"Error: {str(e)}"
def handle_compliance_query(query: str) -> str:
try:
result = assistant.get_compliance_response(query)
response = result["answer"]
if result["sources"]:
response += f"\n\nSources: {', '.join(result['sources'])}"
return response
except Exception as e:
return f"Error: {str(e)}"
def handle_risk_assessment(file: tempfile._TemporaryFileWrapper) -> str:
try:
if not file:
return "No file selected for risk assessment."
result = assistant.generate_risk_assessment(file.name)
return f"Risk Assessment for {result['document']}\n\n{result['assessment']}"
except Exception as e:
return f"Error: {str(e)}"
# Create interface
with gr.Blocks(title="Compliance and Audit Assistant") as interface:
gr.Markdown("# Compliance and Audit Assistant")
with gr.Tab("Document Processing"):
with gr.Row():
file_input = gr.File(
file_count="multiple",
label="Upload Compliance Documents (PDF, DOCX, TXT)"
)
upload_button = gr.Button("Process Documents")
upload_output = gr.Textbox(label="Processing Status")
with gr.Tab("Compliance Query"):
with gr.Row():
query_input = gr.Textbox(
lines=3,
label="Enter your compliance or regulatory query"
)
query_button = gr.Button("Submit Query")
query_output = gr.Textbox(
lines=10,
label="Assistant Response"
)
with gr.Tab("Risk Assessment"):
with gr.Row():
assessment_file = gr.File(
label="Select Document for Risk Assessment"
)
assess_button = gr.Button("Generate Risk Assessment")
assessment_output = gr.Textbox(
lines=15,
label="Risk Assessment Report"
)
# Set up event handlers
upload_button.click(
fn=handle_file_upload,
inputs=[file_input],
outputs=[upload_output]
)
query_button.click(
fn=handle_compliance_query,
inputs=[query_input],
outputs=[query_output]
)
assess_button.click(
fn=handle_risk_assessment,
inputs=[assessment_file],
outputs=[assessment_output]
)
return interface
def main():
"""Main function to run the compliance assistant."""
# Get OpenAI API key
api_key = os.getenv("OPENAI_API_KEY")
if not api_key:
api_key = input("Please enter your OpenAI API key: ")
os.environ["OPENAI_API_KEY"] = api_key
# Initialize assistant
assistant = ComplianceAssistant(api_key)
# Launch interface
interface = create_gradio_interface(assistant)
interface.launch(share=True, debug=True)
if __name__ == "__main__":
main() |