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Create app.py
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app.py
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| 1 |
+
import os
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| 2 |
+
import gradio as gr
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| 3 |
+
import tempfile
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| 4 |
+
import warnings
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| 5 |
+
from pathlib import Path
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| 6 |
+
from typing import List, Dict, Any, Set, Union
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| 7 |
+
from datetime import datetime
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| 8 |
+
import pytesseract
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| 9 |
+
from pdf2image import convert_from_path
|
| 10 |
+
import numpy as np
|
| 11 |
+
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| 12 |
+
from langchain_community.document_loaders import PyPDFLoader, Docx2txtLoader, TextLoader
|
| 13 |
+
from langchain_openai import ChatOpenAI, OpenAIEmbeddings
|
| 14 |
+
from langchain_core.output_parsers import StrOutputParser
|
| 15 |
+
from langchain_core.prompts import ChatPromptTemplate
|
| 16 |
+
from langchain_core.runnables import RunnablePassthrough
|
| 17 |
+
from langchain.text_splitter import RecursiveCharacterTextSplitter
|
| 18 |
+
from langchain_community.vectorstores import FAISS
|
| 19 |
+
from langchain_core.documents import Document
|
| 20 |
+
from langchain.chains import ConversationalRetrievalChain
|
| 21 |
+
from langchain.memory import ConversationBufferMemory
|
| 22 |
+
|
| 23 |
+
# Suppress warnings
|
| 24 |
+
warnings.filterwarnings("ignore", category=FutureWarning)
|
| 25 |
+
|
| 26 |
+
class RiskLevel:
|
| 27 |
+
LOW = "Low"
|
| 28 |
+
MEDIUM = "Medium"
|
| 29 |
+
HIGH = "High"
|
| 30 |
+
CRITICAL = "Critical"
|
| 31 |
+
|
| 32 |
+
class DocumentProcessor:
|
| 33 |
+
"""Enhanced document processing with OCR support."""
|
| 34 |
+
|
| 35 |
+
def __init__(self, chunk_size: int = 1000, chunk_overlap: int = 200):
|
| 36 |
+
self.chunk_size = chunk_size
|
| 37 |
+
self.chunk_overlap = chunk_overlap
|
| 38 |
+
self.text_splitter = RecursiveCharacterTextSplitter(
|
| 39 |
+
chunk_size=chunk_size,
|
| 40 |
+
chunk_overlap=chunk_overlap
|
| 41 |
+
)
|
| 42 |
+
|
| 43 |
+
def process_document(self, content: bytes, doc_type: str) -> List[Document]:
|
| 44 |
+
"""Process document content based on type."""
|
| 45 |
+
with tempfile.NamedTemporaryFile(delete=False, suffix=doc_type) as temp_file:
|
| 46 |
+
temp_file.write(content)
|
| 47 |
+
temp_file_path = temp_file.name
|
| 48 |
+
|
| 49 |
+
try:
|
| 50 |
+
documents = self.load_document(temp_file_path)
|
| 51 |
+
return self.split_documents(documents)
|
| 52 |
+
finally:
|
| 53 |
+
os.unlink(temp_file_path)
|
| 54 |
+
|
| 55 |
+
def load_document(self, file_path: Union[str, Path]) -> List[Document]:
|
| 56 |
+
"""Load document using appropriate loader with OCR support."""
|
| 57 |
+
file_path = Path(file_path)
|
| 58 |
+
suffix = file_path.suffix.lower()
|
| 59 |
+
|
| 60 |
+
if suffix == '.pdf':
|
| 61 |
+
# Try normal PDF loading first
|
| 62 |
+
try:
|
| 63 |
+
loader = PyPDFLoader(str(file_path))
|
| 64 |
+
documents = loader.load()
|
| 65 |
+
if not any(doc.page_content.strip() for doc in documents):
|
| 66 |
+
raise ValueError("No text content found")
|
| 67 |
+
return documents
|
| 68 |
+
except:
|
| 69 |
+
# If normal loading fails, try OCR
|
| 70 |
+
return self._process_pdf_with_ocr(file_path)
|
| 71 |
+
elif suffix == '.docx':
|
| 72 |
+
loader = Docx2txtLoader(str(file_path))
|
| 73 |
+
return loader.load()
|
| 74 |
+
elif suffix == '.txt':
|
| 75 |
+
loader = TextLoader(str(file_path))
|
| 76 |
+
return loader.load()
|
| 77 |
+
else:
|
| 78 |
+
raise ValueError(f"Unsupported file type: {suffix}")
|
| 79 |
+
|
| 80 |
+
def _process_pdf_with_ocr(self, file_path: Path) -> List[Document]:
|
| 81 |
+
"""Process PDF with OCR using Tesseract."""
|
| 82 |
+
documents = []
|
| 83 |
+
images = convert_from_path(str(file_path))
|
| 84 |
+
|
| 85 |
+
for i, image in enumerate(images):
|
| 86 |
+
text = pytesseract.image_to_string(image)
|
| 87 |
+
if text.strip():
|
| 88 |
+
documents.append(Document(
|
| 89 |
+
page_content=text,
|
| 90 |
+
metadata={"source": str(file_path), "page": i + 1}
|
| 91 |
+
))
|
| 92 |
+
|
| 93 |
+
return documents
|
| 94 |
+
|
| 95 |
+
def split_documents(self, documents: List[Document]) -> List[Document]:
|
| 96 |
+
"""Split documents into chunks."""
|
| 97 |
+
return self.text_splitter.split_documents(documents)
|
| 98 |
+
|
| 99 |
+
class AuditCopilot:
|
| 100 |
+
"""Integrated Audit Copilot with multi-functionality."""
|
| 101 |
+
|
| 102 |
+
def __init__(self, openai_api_key: str = None):
|
| 103 |
+
self.openai_api_key = openai_api_key or os.getenv('OPENAI_API_KEY')
|
| 104 |
+
if not self.openai_api_key:
|
| 105 |
+
raise ValueError("OPENAI_API_KEY environment variable is not set")
|
| 106 |
+
|
| 107 |
+
self.embeddings = OpenAIEmbeddings(openai_api_key=self.openai_api_key)
|
| 108 |
+
self.vector_store = None
|
| 109 |
+
self.chain = None
|
| 110 |
+
self.chat_history = []
|
| 111 |
+
self.doc_processor = DocumentProcessor()
|
| 112 |
+
|
| 113 |
+
# Initialize LLM model - using GPT-3.5-turbo for all functionalities
|
| 114 |
+
self.llm = ChatOpenAI(
|
| 115 |
+
model_name="gpt-3.5-turbo",
|
| 116 |
+
temperature=0,
|
| 117 |
+
openai_api_key=self.openai_api_key
|
| 118 |
+
)
|
| 119 |
+
|
| 120 |
+
# Try to initialize with default document if available
|
| 121 |
+
try:
|
| 122 |
+
default_pdf = "IAASB-Drafting-Principles-Guidelines.pdf"
|
| 123 |
+
if os.path.exists(default_pdf):
|
| 124 |
+
with open(default_pdf, 'rb') as f:
|
| 125 |
+
self.process_documents([default_pdf])
|
| 126 |
+
print(f"Successfully initialized with {default_pdf}")
|
| 127 |
+
except Exception as e:
|
| 128 |
+
print(f"Note: Could not initialize with default document: {str(e)}")
|
| 129 |
+
# Continue initialization without failing
|
| 130 |
+
|
| 131 |
+
def process_documents(self, file_paths: List[str]) -> Dict[str, str]:
|
| 132 |
+
"""Process documents and add to knowledge base."""
|
| 133 |
+
results = {}
|
| 134 |
+
|
| 135 |
+
for file_path in file_paths:
|
| 136 |
+
try:
|
| 137 |
+
with open(file_path, 'rb') as f:
|
| 138 |
+
content = f.read()
|
| 139 |
+
|
| 140 |
+
doc_type = Path(file_path).suffix
|
| 141 |
+
texts = self.doc_processor.process_document(content, doc_type)
|
| 142 |
+
|
| 143 |
+
if self.vector_store is None:
|
| 144 |
+
self.vector_store = FAISS.from_documents(texts, self.embeddings)
|
| 145 |
+
else:
|
| 146 |
+
self.vector_store.add_documents(texts)
|
| 147 |
+
|
| 148 |
+
# Initialize conversation chain whenever vector store is updated
|
| 149 |
+
self._initialize_conversation_chain()
|
| 150 |
+
|
| 151 |
+
results[file_path] = "Success"
|
| 152 |
+
except Exception as e:
|
| 153 |
+
results[file_path] = f"Error: {str(e)}"
|
| 154 |
+
|
| 155 |
+
return results
|
| 156 |
+
|
| 157 |
+
def _initialize_conversation_chain(self):
|
| 158 |
+
"""Initialize or reinitialize the conversation chain."""
|
| 159 |
+
if self.vector_store is None:
|
| 160 |
+
return
|
| 161 |
+
|
| 162 |
+
memory = ConversationBufferMemory(
|
| 163 |
+
memory_key="chat_history",
|
| 164 |
+
return_messages=True
|
| 165 |
+
)
|
| 166 |
+
|
| 167 |
+
self.chain = ConversationalRetrievalChain.from_llm(
|
| 168 |
+
llm=self.llm,
|
| 169 |
+
retriever=self.vector_store.as_retriever(search_kwargs={"k": 4}),
|
| 170 |
+
memory=memory,
|
| 171 |
+
verbose=True
|
| 172 |
+
)
|
| 173 |
+
|
| 174 |
+
def get_response(self, question: str) -> str:
|
| 175 |
+
"""Get conversational response from the chain."""
|
| 176 |
+
if not self.chain:
|
| 177 |
+
return "I don't have any documents to work with yet. Please upload audit documents first."
|
| 178 |
+
|
| 179 |
+
try:
|
| 180 |
+
if not question or not isinstance(question, str):
|
| 181 |
+
return "Please provide a valid question."
|
| 182 |
+
|
| 183 |
+
response = self.chain({"question": question})
|
| 184 |
+
|
| 185 |
+
if not response or 'answer' not in response:
|
| 186 |
+
return "I'm unable to generate a response. Please try again."
|
| 187 |
+
|
| 188 |
+
self.chat_history.append((question, response['answer']))
|
| 189 |
+
return response['answer']
|
| 190 |
+
|
| 191 |
+
except Exception as e:
|
| 192 |
+
error_msg = f"Error generating response: {str(e)}"
|
| 193 |
+
print(error_msg) # For logging
|
| 194 |
+
return error_msg
|
| 195 |
+
|
| 196 |
+
def get_compliance_response(self, query: str) -> Dict[str, Any]:
|
| 197 |
+
"""Generate compliance-focused response to query."""
|
| 198 |
+
if not query.strip():
|
| 199 |
+
raise ValueError("Query cannot be empty")
|
| 200 |
+
|
| 201 |
+
if self.vector_store is None:
|
| 202 |
+
raise RuntimeError("No compliance documents have been processed yet")
|
| 203 |
+
|
| 204 |
+
# Create the retrieval chain
|
| 205 |
+
retriever = self.vector_store.as_retriever(search_kwargs={"k": 4})
|
| 206 |
+
|
| 207 |
+
# Create the compliance-focused prompt template
|
| 208 |
+
template = """You are Amy, an audit copilot and compliance expert. Answer the following question based on the provided context:
|
| 209 |
+
|
| 210 |
+
Context: {context}
|
| 211 |
+
Question: {question}
|
| 212 |
+
|
| 213 |
+
Provide a detailed answer that:
|
| 214 |
+
1. Addresses compliance requirements and regulations
|
| 215 |
+
2. Identifies potential risks and their severity
|
| 216 |
+
3. Suggests mitigation strategies where applicable
|
| 217 |
+
4. Cites specific sources and regulations
|
| 218 |
+
|
| 219 |
+
Response:"""
|
| 220 |
+
|
| 221 |
+
prompt = ChatPromptTemplate.from_template(template)
|
| 222 |
+
|
| 223 |
+
# Create the chain
|
| 224 |
+
chain = (
|
| 225 |
+
{
|
| 226 |
+
"context": retriever,
|
| 227 |
+
"question": RunnablePassthrough()
|
| 228 |
+
}
|
| 229 |
+
| prompt
|
| 230 |
+
| self.llm
|
| 231 |
+
| StrOutputParser()
|
| 232 |
+
)
|
| 233 |
+
|
| 234 |
+
# Get response
|
| 235 |
+
answer = chain.invoke(query)
|
| 236 |
+
|
| 237 |
+
# Get source documents
|
| 238 |
+
source_docs = retriever.invoke(query)
|
| 239 |
+
|
| 240 |
+
return {
|
| 241 |
+
"answer": answer,
|
| 242 |
+
"sources": self._format_sources(source_docs)
|
| 243 |
+
}
|
| 244 |
+
|
| 245 |
+
def generate_risk_assessment(self, file_path: str) -> Dict[str, Any]:
|
| 246 |
+
"""Generate risk assessment for a specific document using GPT-3.5-turbo."""
|
| 247 |
+
try:
|
| 248 |
+
with open(file_path, 'rb') as f:
|
| 249 |
+
content = f.read()
|
| 250 |
+
|
| 251 |
+
texts = self.doc_processor.process_document(content, Path(file_path).suffix)
|
| 252 |
+
|
| 253 |
+
# Enhanced risk assessment prompt optimized for GPT-3.5-turbo
|
| 254 |
+
template = """You are Amy, an audit copilot specializing in risk assessment. Analyze the following audit document content and provide a comprehensive structured risk assessment:
|
| 255 |
+
|
| 256 |
+
Content: {content}
|
| 257 |
+
|
| 258 |
+
Provide a structured risk assessment with the following components:
|
| 259 |
+
1. Executive Summary: Brief overview of the document and key findings (2-3 sentences)
|
| 260 |
+
2. Key Risk Factors: Identify 3-5 specific risks with clear severity ratings (Low/Medium/High/Critical)
|
| 261 |
+
3. Compliance Issues: List any specific compliance concerns with relevant regulatory references
|
| 262 |
+
4. Recommended Actions: Provide actionable mitigation strategies with clear prioritization
|
| 263 |
+
5. Implementation Timeline: Suggest realistic timeframes for addressing each risk area
|
| 264 |
+
|
| 265 |
+
Format your assessment with clear headers and bullet points where appropriate. Be specific, concise, and actionable.
|
| 266 |
+
|
| 267 |
+
Assessment:"""
|
| 268 |
+
|
| 269 |
+
prompt = ChatPromptTemplate.from_template(template)
|
| 270 |
+
|
| 271 |
+
# Process content in manageable chunks if too large
|
| 272 |
+
# Combine text content, limiting to approximately 8000 tokens
|
| 273 |
+
texts_content = [doc.page_content for doc in texts]
|
| 274 |
+
full_content = "\n".join(texts_content[:min(len(texts_content), 15)])
|
| 275 |
+
|
| 276 |
+
# Generate assessment
|
| 277 |
+
chain = prompt | self.llm | StrOutputParser()
|
| 278 |
+
assessment = chain.invoke({"content": full_content})
|
| 279 |
+
|
| 280 |
+
return {
|
| 281 |
+
"assessment": assessment,
|
| 282 |
+
"document": Path(file_path).name,
|
| 283 |
+
"timestamp": datetime.now().isoformat()
|
| 284 |
+
}
|
| 285 |
+
except Exception as e:
|
| 286 |
+
raise RuntimeError(f"Risk assessment failed: {str(e)}")
|
| 287 |
+
|
| 288 |
+
def _format_sources(self, source_documents: List[Document]) -> Set[str]:
|
| 289 |
+
"""Format source references."""
|
| 290 |
+
return {Path(doc.metadata['source']).name for doc in source_documents}
|
| 291 |
+
|
| 292 |
+
def create_gradio_interface():
|
| 293 |
+
"""Create Gradio interface for the integrated audit copilot."""
|
| 294 |
+
try:
|
| 295 |
+
# Get OpenAI API key
|
| 296 |
+
api_key = os.getenv("OPENAI_API_KEY")
|
| 297 |
+
|
| 298 |
+
# Initialize copilot
|
| 299 |
+
copilot = AuditCopilot(api_key)
|
| 300 |
+
|
| 301 |
+
with gr.Blocks(title="Amy - Your Audit Copilot") as demo:
|
| 302 |
+
gr.Markdown("# Amy - Your Audit Copilot")
|
| 303 |
+
gr.Markdown("I can help you with audit document analysis, compliance questions, and risk assessment.")
|
| 304 |
+
|
| 305 |
+
with gr.Tab("Document Processing"):
|
| 306 |
+
with gr.Row():
|
| 307 |
+
file_input = gr.File(
|
| 308 |
+
file_count="multiple",
|
| 309 |
+
label="Upload Audit Documents (PDF, DOCX, TXT)"
|
| 310 |
+
)
|
| 311 |
+
upload_button = gr.Button("Process Documents")
|
| 312 |
+
upload_output = gr.Textbox(label="Processing Status")
|
| 313 |
+
|
| 314 |
+
with gr.Tab("Conversation"):
|
| 315 |
+
# Chat section
|
| 316 |
+
chatbot = gr.Chatbot(label="Conversation with Amy")
|
| 317 |
+
msg = gr.Textbox(label="Ask me anything about your audit documents", placeholder="Type your question here...")
|
| 318 |
+
clear = gr.Button("Clear Chat")
|
| 319 |
+
|
| 320 |
+
with gr.Tab("Compliance Query"):
|
| 321 |
+
with gr.Row():
|
| 322 |
+
query_input = gr.Textbox(
|
| 323 |
+
lines=3,
|
| 324 |
+
label="Enter your compliance or regulatory query"
|
| 325 |
+
)
|
| 326 |
+
query_button = gr.Button("Submit Query")
|
| 327 |
+
query_output = gr.Textbox(
|
| 328 |
+
lines=10,
|
| 329 |
+
label="Amy's Response"
|
| 330 |
+
)
|
| 331 |
+
|
| 332 |
+
with gr.Tab("Risk Assessment"):
|
| 333 |
+
with gr.Row():
|
| 334 |
+
assessment_file = gr.File(
|
| 335 |
+
label="Select Document for Risk Assessment"
|
| 336 |
+
)
|
| 337 |
+
assess_button = gr.Button("Generate Risk Assessment")
|
| 338 |
+
assessment_output = gr.Textbox(
|
| 339 |
+
lines=15,
|
| 340 |
+
label="Risk Assessment Report"
|
| 341 |
+
)
|
| 342 |
+
|
| 343 |
+
# Set up event handlers
|
| 344 |
+
def handle_file_upload(files):
|
| 345 |
+
try:
|
| 346 |
+
if not files:
|
| 347 |
+
return "No files uploaded."
|
| 348 |
+
|
| 349 |
+
results = copilot.process_documents([f.name for f in files])
|
| 350 |
+
|
| 351 |
+
output_lines = []
|
| 352 |
+
for file_path, status in results.items():
|
| 353 |
+
file_name = Path(file_path).name
|
| 354 |
+
if status == "Success":
|
| 355 |
+
output_lines.append(f"✓ Successfully processed {file_name}")
|
| 356 |
+
else:
|
| 357 |
+
output_lines.append(f"❌ {file_name}: {status}")
|
| 358 |
+
|
| 359 |
+
return "\n".join(output_lines)
|
| 360 |
+
except Exception as e:
|
| 361 |
+
return f"Error: {str(e)}"
|
| 362 |
+
|
| 363 |
+
def respond(message, chat_history):
|
| 364 |
+
if not message.strip():
|
| 365 |
+
return "", chat_history
|
| 366 |
+
bot_message = copilot.get_response(message)
|
| 367 |
+
chat_history.append((message, bot_message))
|
| 368 |
+
return "", chat_history
|
| 369 |
+
|
| 370 |
+
def handle_compliance_query(query):
|
| 371 |
+
try:
|
| 372 |
+
result = copilot.get_compliance_response(query)
|
| 373 |
+
response = result["answer"]
|
| 374 |
+
if result["sources"]:
|
| 375 |
+
response += f"\n\nSources: {', '.join(result['sources'])}"
|
| 376 |
+
return response
|
| 377 |
+
except Exception as e:
|
| 378 |
+
return f"Error: {str(e)}"
|
| 379 |
+
|
| 380 |
+
def handle_risk_assessment(file):
|
| 381 |
+
try:
|
| 382 |
+
if not file:
|
| 383 |
+
return "No file selected for risk assessment."
|
| 384 |
+
|
| 385 |
+
result = copilot.generate_risk_assessment(file.name)
|
| 386 |
+
return f"Risk Assessment for {result['document']}\n\n{result['assessment']}"
|
| 387 |
+
except Exception as e:
|
| 388 |
+
return f"Error: {str(e)}"
|
| 389 |
+
|
| 390 |
+
# Connect event handlers
|
| 391 |
+
upload_button.click(
|
| 392 |
+
fn=handle_file_upload,
|
| 393 |
+
inputs=[file_input],
|
| 394 |
+
outputs=[upload_output]
|
| 395 |
+
)
|
| 396 |
+
|
| 397 |
+
msg.submit(respond, [msg, chatbot], [msg, chatbot])
|
| 398 |
+
clear.click(lambda: None, None, chatbot, queue=False)
|
| 399 |
+
|
| 400 |
+
query_button.click(
|
| 401 |
+
fn=handle_compliance_query,
|
| 402 |
+
inputs=[query_input],
|
| 403 |
+
outputs=[query_output]
|
| 404 |
+
)
|
| 405 |
+
|
| 406 |
+
assess_button.click(
|
| 407 |
+
fn=handle_risk_assessment,
|
| 408 |
+
inputs=[assessment_file],
|
| 409 |
+
outputs=[assessment_output]
|
| 410 |
+
)
|
| 411 |
+
|
| 412 |
+
return demo
|
| 413 |
+
|
| 414 |
+
except Exception as e:
|
| 415 |
+
print(f"Error creating interface: {str(e)}")
|
| 416 |
+
raise
|
| 417 |
+
|
| 418 |
+
if __name__ == "__main__":
|
| 419 |
+
try:
|
| 420 |
+
demo = create_gradio_interface()
|
| 421 |
+
demo.launch(share=True)
|
| 422 |
+
except Exception as e:
|
| 423 |
+
print(f"Error launching application: {str(e)}")
|