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explainability.py β SHAP-based token-level and feature-level explainability.
Two explainability layers are provided:
1. Classifier SHAP β KernelExplainer on the clause classifier.
Shows which tokens drove each clause type prediction.
Output: token-level SHAP bar chart (PNG).
2. Power Imbalance SHAP β KernelExplainer on the power scorer features.
Shows which features (sentiment, modal verbs, obligations, assertiveness)
drove the bilateral power imbalance score.
Output: feature-importance SHAP bar chart (PNG).
SHAP KernelExplainer is model-agnostic and works across both models without
modification. Token attribution maps directly to legal clause words, making
this approach legally interpretable.
Usage:
from src.explainability import ExplainabilityEngine
engine = ExplainabilityEngine()
png_path = engine.explain_clause(clause_text, clause_id)
"""
import sys
from pathlib import Path
from typing import Dict, List, Optional, Tuple
import matplotlib
matplotlib.use("Agg") # headless backend β must be set before pyplot import
import matplotlib.pyplot as plt
import numpy as np
import shap
import torch
from loguru import logger
sys.path.insert(0, str(Path(__file__).parent.parent))
import config
from src.clause_classifier import ClauseClassifierInference
from src.power_scorer import PowerImbalanceScorer
logger.remove()
logger.add(config.LOGS_DIR / "explainability.log", rotation="10 MB", level="DEBUG")
logger.add(sys.stderr, level="INFO")
# 1. CLASSIFIER SHAP EXPLAINER
class ClassifierSHAPExplainer:
"""Generates token-level SHAP explanations for clause type predictions.
Uses SHAP KernelExplainer with a bag-of-words input representation.
The model wrapper converts word-masked inputs back to text before
calling the classifier, enabling true token-level attribution.
Note: KernelExplainer is slow (~30s per clause). For production, consider
caching explanations after first computation.
"""
def __init__(self, classifier: Optional[ClauseClassifierInference] = None):
self.classifier = classifier or ClauseClassifierInference()
def _build_word_mask_fn(self, text: str, target_label_idx: int):
"""Build a SHAP-compatible prediction function using word masking.
SHAP KernelExplainer requires a function f(X) β R^n where X is a
binary mask matrix over input features (words here). We mask words
out of the original text and run the classifier on the masked version.
Args:
text: Original clause text.
target_label_idx: Index of the target clause type in CUAD_CLAUSE_TYPES.
Returns:
Tuple of (predict_fn, words) where predict_fn maps masks β probabilities.
"""
words = text.split()
def predict_fn(mask_matrix: np.ndarray) -> np.ndarray:
"""Classify masked clause texts and return target class probability.
Args:
mask_matrix: Binary matrix of shape (n_samples, n_words).
1 = keep word, 0 = mask to [MASK].
Returns:
1D array of target class probabilities, shape (n_samples,).
"""
texts_batch = []
for mask_row in mask_matrix:
masked_words = [
w if mask_row[i] == 1 else "[MASK]"
for i, w in enumerate(words)
]
texts_batch.append(" ".join(masked_words))
preds = self.classifier.predict(texts_batch, threshold=0.0)
probs = np.array([
p["probabilities"].get(config.CUAD_CLAUSE_TYPES[target_label_idx], 0.0)
for p in preds
])
return probs
return predict_fn, words
def explain(
self,
clause_text: str,
target_clause_type: str,
n_background: int = config.SHAP_BACKGROUND_SAMPLES,
max_evals: int = config.SHAP_MAX_EVALS,
) -> Tuple[np.ndarray, List[str]]:
"""Compute token-level SHAP values for a clause.
Args:
clause_text: Raw clause text to explain.
target_clause_type: Name of the CUAD clause type to explain.
n_background: Number of background samples for KernelExplainer.
max_evals: Maximum model evaluations (controls accuracy vs speed).
Returns:
Tuple of (shap_values, words) where shap_values is a 1D array
of per-word attribution scores aligned with the words list.
Raises:
ValueError: If target_clause_type is not in CUAD_CLAUSE_TYPES.
"""
if target_clause_type not in config.CUAD_CLAUSE_TYPES:
raise ValueError(
f"Unknown clause type: {target_clause_type}. "
f"Must be one of {config.CUAD_CLAUSE_TYPES}"
)
target_idx = config.CUAD_CLAUSE_TYPES.index(target_clause_type)
predict_fn, words = self._build_word_mask_fn(clause_text, target_idx)
n_words = len(words)
if n_words == 0:
return np.array([]), []
# Background data: random binary masks (represent "average" input)
rng = np.random.RandomState(config.RANDOM_SEED)
background = rng.randint(0, 2, size=(min(n_background, 50), n_words)).astype(float)
# Single instance to explain: all words present
instance = np.ones((1, n_words))
explainer = shap.KernelExplainer(predict_fn, background)
shap_values = explainer.shap_values(
instance,
nsamples=min(max_evals, 200),
silent=True,
)
return shap_values[0], words
def plot_and_save(
self,
shap_values: np.ndarray,
words: List[str],
clause_id: str,
clause_type: str,
top_n: int = 20,
) -> Path:
"""Generate and save a token-level SHAP bar chart as PNG.
Args:
shap_values: SHAP attribution values (1D array, len = n_words).
words: Word list aligned with shap_values.
clause_id: Unique clause identifier (used in filename).
clause_type: Clause type label for the plot title.
top_n: Number of top words to display.
Returns:
Path to the saved PNG file.
"""
if len(shap_values) == 0 or len(words) == 0:
logger.warning(f"Empty SHAP values for clause {clause_id}. Skipping plot.")
return None
# Select top N words by absolute SHAP value
top_indices = np.argsort(np.abs(shap_values))[-top_n:][::-1]
top_words = [words[i] for i in top_indices]
top_vals = shap_values[top_indices]
colors = ["#C0392B" if v > 0 else "#2980B9" for v in top_vals]
fig, ax = plt.subplots(figsize=(10, 6), facecolor="#0D1B2A")
ax.set_facecolor("#0D1B2A")
bars = ax.barh(range(len(top_words)), top_vals, color=colors, edgecolor="none")
ax.set_yticks(range(len(top_words)))
ax.set_yticklabels(top_words, fontsize=10, color="#F0E68C")
ax.set_xlabel("SHAP Value (Token Attribution)", color="#F0E68C", fontsize=11)
ax.set_title(
f"Token-Level SHAP: {clause_type}\n(Clause ID: {clause_id[:8]}...)",
color="#F0E68C", fontsize=13, pad=12,
)
ax.tick_params(colors="#F0E68C")
ax.spines["bottom"].set_color("#F0E68C")
ax.spines["left"].set_color("#F0E68C")
ax.spines["top"].set_visible(False)
ax.spines["right"].set_visible(False)
ax.axvline(0, color="#F0E68C", linewidth=0.8, alpha=0.5)
# Add legend
from matplotlib.patches import Patch
legend = [
Patch(color="#C0392B", label="Pushes toward Party A"),
Patch(color="#2980B9", label="Pushes toward Party B"),
]
ax.legend(handles=legend, loc="lower right", facecolor="#0D1B2A",
labelcolor="#F0E68C", edgecolor="#F0E68C")
plt.tight_layout()
output_path = config.SHAP_OUTPUT_DIR / f"shap_classifier_{clause_id}.png"
plt.savefig(str(output_path), dpi=150, bbox_inches="tight", facecolor=fig.get_facecolor())
plt.close(fig)
logger.info(f"SHAP plot saved: {output_path}")
return output_path
# 2. POWER IMBALANCE SHAP EXPLAINER
class PowerImbalanceSHAPExplainer:
"""Generates feature-level SHAP explanations for power imbalance scores.
Features: sentiment, modal_verbs, obligations, assertiveness, length.
Shows which features drove the clause's power imbalance toward
Party A or Party B.
"""
FEATURE_NAMES = [
"sentiment_score",
"modal_score",
"obligation_score",
"assertiveness_score",
"length_score",
]
def __init__(self, power_scorer: Optional[PowerImbalanceScorer] = None):
self.power_scorer = power_scorer or PowerImbalanceScorer()
def _build_predict_fn(self, base_text: str):
"""Build a prediction function that maps feature values β imbalance score.
Since we want to explain at the feature level (not token level),
we perturb individual feature values and observe the imbalance change.
Args:
base_text: The clause text being explained.
Returns:
Tuple of (predict_fn, background, base_features).
"""
# Get base feature values
scores = self.power_scorer.score([base_text])
base = scores[0]
base_features = np.array([
base["sentiment_score"],
base["modal_score"],
base["obligation_score"],
base["assertiveness_score"],
base["length_score"],
])
def predict_fn(feature_matrix: np.ndarray) -> np.ndarray:
"""Map perturbed feature vectors to predicted imbalance scores.
Args:
feature_matrix: Shape (n_samples, n_features).
Returns:
1D imbalance scores, shape (n_samples,).
"""
results = []
for feature_row in feature_matrix:
s, m, o, a, ln = feature_row
party_a_raw = (
config.POWER_WEIGHT_SENTIMENT * (1.0 - s) +
config.POWER_WEIGHT_MODAL_VERBS * m +
config.POWER_WEIGHT_OBLIGATIONS * o +
config.POWER_WEIGHT_ASSERTIVENESS * a
)
party_b_raw = (
config.POWER_WEIGHT_SENTIMENT * s +
config.POWER_WEIGHT_MODAL_VERBS * (1.0 - m) +
config.POWER_WEIGHT_OBLIGATIONS * (1.0 - o) +
config.POWER_WEIGHT_ASSERTIVENESS * (1.0 - a)
)
amplifier = 0.8 + 0.4 * ln
party_a = float(np.clip(party_a_raw * amplifier * 100, 0, 100))
party_b = float(np.clip(party_b_raw * amplifier * 100, 0, 100))
results.append(party_a - party_b)
return np.array(results)
# Background: all-0.5 (neutral feature values)
background = np.full((1, 5), 0.5)
return predict_fn, background, base_features
def explain(self, clause_text: str) -> Tuple[np.ndarray, np.ndarray]:
"""Compute feature-level SHAP values for power imbalance.
Args:
clause_text: Raw clause text.
Returns:
Tuple of (shap_values, base_features) both as 1D arrays.
"""
predict_fn, background, base_features = self._build_predict_fn(clause_text)
explainer = shap.KernelExplainer(predict_fn, background)
shap_values = explainer.shap_values(
base_features.reshape(1, -1),
nsamples=100,
silent=True,
)
return shap_values[0], base_features
def plot_and_save(
self,
shap_values: np.ndarray,
base_features: np.ndarray,
clause_id: str,
) -> Path:
"""Generate and save a feature-level SHAP plot as PNG.
Args:
shap_values: SHAP values for each feature (1D, len=5).
base_features: Actual feature values (1D, len=5).
clause_id: Clause identifier for filename.
Returns:
Path to the saved PNG file.
"""
feature_labels = [
f"Sentiment\n({base_features[0]:.2f})",
f"Modal Verbs\n({base_features[1]:.2f})",
f"Obligations\n({base_features[2]:.2f})",
f"Assertiveness\n({base_features[3]:.2f})",
f"Length\n({base_features[4]:.2f})",
]
colors = ["#C0392B" if v > 0 else "#2980B9" for v in shap_values]
fig, ax = plt.subplots(figsize=(9, 5), facecolor="#0D1B2A")
ax.set_facecolor("#0D1B2A")
ax.barh(feature_labels, shap_values, color=colors, edgecolor="none")
ax.set_xlabel("SHAP Value (β Party A | β Party B)", color="#F0E68C", fontsize=11)
ax.set_title(
f"Feature Contributions to Power Imbalance\n(Clause: {clause_id[:8]}...)",
color="#F0E68C", fontsize=13, pad=12,
)
ax.tick_params(colors="#F0E68C")
ax.spines["bottom"].set_color("#F0E68C")
ax.spines["left"].set_color("#F0E68C")
ax.spines["top"].set_visible(False)
ax.spines["right"].set_visible(False)
ax.axvline(0, color="#F0E68C", linewidth=0.8, alpha=0.5)
ax.set_yticklabels(feature_labels, color="#F0E68C", fontsize=10)
from matplotlib.patches import Patch
legend = [
Patch(color="#C0392B", label="Favours Party A"),
Patch(color="#2980B9", label="Favours Party B"),
]
ax.legend(handles=legend, facecolor="#0D1B2A", labelcolor="#F0E68C",
edgecolor="#F0E68C", loc="lower right")
plt.tight_layout()
output_path = config.SHAP_OUTPUT_DIR / f"shap_power_{clause_id}.png"
plt.savefig(str(output_path), dpi=150, bbox_inches="tight",
facecolor=fig.get_facecolor())
plt.close(fig)
logger.info(f"Power SHAP plot saved: {output_path}")
return output_path
# 3. UNIFIED EXPLAINABILITY ENGINE
class ExplainabilityEngine:
"""Unified interface for generating both classifier and power SHAP explanations.
Lazily initialises sub-explainers to avoid loading heavy models unnecessarily.
"""
def __init__(self):
self._classifier_explainer: Optional[ClassifierSHAPExplainer] = None
self._power_explainer: Optional[PowerImbalanceSHAPExplainer] = None
@property
def classifier_explainer(self) -> ClassifierSHAPExplainer:
"""Lazy-load classifier SHAP explainer."""
if self._classifier_explainer is None:
self._classifier_explainer = ClassifierSHAPExplainer()
return self._classifier_explainer
@property
def power_explainer(self) -> PowerImbalanceSHAPExplainer:
"""Lazy-load power imbalance SHAP explainer."""
if self._power_explainer is None:
self._power_explainer = PowerImbalanceSHAPExplainer()
return self._power_explainer
def explain_clause(
self,
clause_text: str,
clause_id: str,
clause_type: Optional[str] = None,
) -> Dict:
"""Generate both classifier and power SHAP explanations for a clause.
Args:
clause_text: Raw clause text.
clause_id: Unique clause identifier.
clause_type: Target clause type for classifier explanation.
If None, uses the highest-probability predicted type.
Returns:
Dict with:
'classifier_shap_path': Path to classifier SHAP PNG (or None)
'power_shap_path': Path to power SHAP PNG
'classifier_shap_values': list of (word, shap_value) pairs
'power_shap_values': dict of feature β shap_value
"""
result: Dict = {
"classifier_shap_path": None,
"power_shap_path": None,
"classifier_shap_values": [],
"power_shap_values": {},
}
# --- Classifier SHAP ---
try:
if clause_type is None:
# Predict and use top clause type
pred = self.classifier_explainer.classifier.predict_single(clause_text)
if pred["clause_types"]:
clause_type = pred["clause_types"][0]
if clause_type:
shap_vals, words = self.classifier_explainer.explain(
clause_text, clause_type
)
png_path = self.classifier_explainer.plot_and_save(
shap_vals, words, clause_id, clause_type
)
result["classifier_shap_path"] = png_path.as_posix() if png_path else None
result["classifier_shap_values"] = [
{"word": w, "shap_value": float(v)}
for w, v in zip(words, shap_vals)
]
except Exception as exc:
logger.warning(f"Classifier SHAP failed for {clause_id}: {exc}")
# --- Power Imbalance SHAP ---
try:
power_vals, base_feats = self.power_explainer.explain(clause_text)
png_path = self.power_explainer.plot_and_save(power_vals, base_feats, clause_id)
result["power_shap_path"] = png_path.as_posix() if png_path else None
result["power_shap_values"] = {
name: float(val)
for name, val in zip(
PowerImbalanceSHAPExplainer.FEATURE_NAMES, power_vals
)
}
except Exception as exc:
logger.warning(f"Power SHAP failed for {clause_id}: {exc}")
return result
def explain_contract(
self, contract_id: str, max_clauses: int = 10
) -> List[Dict]:
"""Generate SHAP explanations for up to max_clauses clauses in a contract.
Limited to max_clauses to keep generation time reasonable.
Args:
contract_id: Contract identifier.
max_clauses: Maximum number of clauses to explain.
Returns:
List of explanation dicts (one per explained clause).
"""
from api.database import Clause, SessionLocal, create_tables
create_tables()
with SessionLocal() as session:
clauses = (
session.query(Clause)
.filter(Clause.contract_id == contract_id)
.limit(max_clauses)
.all()
)
explanations = []
for clause in clauses:
logger.info(f"Explaining clause {clause.clause_id}...")
exp = self.explain_clause(
clause_text=clause.clause_text,
clause_id=clause.clause_id,
clause_type=clause.clause_type.split("|")[0] if clause.clause_type else None,
)
# Persist SHAP plot paths to database
with SessionLocal() as session:
db_clause = session.get(Clause, clause.clause_id)
if db_clause and exp.get("classifier_shap_path"):
db_clause.shap_plot_path = exp["classifier_shap_path"]
session.commit()
exp["clause_id"] = clause.clause_id
explanations.append(exp)
return explanations
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