""" Financial Audit API Integration Tests - Phase 94-05 Integration tests for financial audit API endpoints. Tests verify: - Compliance validation endpoint (all 5 AUD requirements) - Compliance report generation (json/summary/detailed) - Audit trail export with hash chain verification - Health metrics endpoint (0-100 score) - Hash chain verification endpoint - Gap detection endpoint All endpoints use FinancialAuditOrchestrator for unified operations. """ import pytest from fastapi.testclient import TestClient from datetime import datetime, timedelta from decimal import Decimal from unittest.mock import Mock import uuid from sqlalchemy.orm import Session from core.models import ( FinancialAudit, FinancialAccount, User, AgentRegistry, AgentExecution ) from main_api_app import app from core.database import get_db # ==================== FIXTURES ==================== @pytest.fixture def client(db_session): """Test client with database override.""" def override_get_db(): try: yield db_session finally: pass app.dependency_overrides[get_db] = override_get_db return TestClient(app) @pytest.fixture def test_user(db_session: Session): """Create test user.""" user = User( id=str(uuid.uuid4()), email="api_test@example.com" ) db_session.add(user) db_session.commit() return user @pytest.fixture def test_account(db_session: Session, test_user: User): """Create test financial account.""" account = FinancialAccount( id=str(uuid.uuid4()), user_id=test_user.id, name="API Test Account", balance=Decimal("1000.00"), account_type="checking" ) db_session.add(account) db_session.commit() return account # ==================== TEST CLASS ==================== @pytest.mark.usefixtures("db_session") class TestFinancialAuditAPI: """Integration tests for financial audit API endpoints.""" @pytest.fixture(autouse=True) def setup(self, db_session, client): """Setup test dependencies.""" self.db = db_session self.client = client # ======================================================================== # Test: Compliance Validation Endpoint # ======================================================================== def test_validate_compliance_endpoint(self, test_account): """ Verify: GET /api/v1/financial-audit/validate returns compliance status. """ # Call API response = self.client.get("/api/v1/financial-audit/validate") assert response.status_code == 200 data = response.json() # Verify response structure assert 'validated_at' in data assert 'overall_compliant' in data assert 'requirements' in data assert 'summary' in data # Verify all 5 AUD requirements present assert 'AUD-01' in data['requirements'] assert 'AUD-02' in data['requirements'] assert 'AUD-03' in data['requirements'] assert 'AUD-04' in data['requirements'] assert 'AUD-05' in data['requirements'] # Verify each requirement has required fields for req_id, req_data in data['requirements'].items(): assert 'name' in req_data assert 'description' in req_data assert 'compliant' in req_data def test_validate_compliance_with_account_filter(self, test_account): """ Verify: Compliance validation accepts account_id filter. """ response = self.client.get( f"/api/v1/financial-audit/validate?account_id={test_account.id}" ) assert response.status_code == 200 data = response.json() # Verify account filter applied assert data['account_id'] == test_account.id def test_validate_compliance_with_time_range(self, test_account): """ Verify: Compliance validation accepts time range filters. """ start_time = datetime.utcnow() - timedelta(days=7) end_time = datetime.utcnow() response = self.client.get( f"/api/v1/financial-audit/validate" f"?start_time={start_time.isoformat()}" f"&end_time={end_time.isoformat()}" ) assert response.status_code == 200 data = response.json() # Verify time range applied assert data['time_range']['start'] == start_time.isoformat() assert data['time_range']['end'] == end_time.isoformat() # ======================================================================== # Test: Compliance Report Endpoint # ======================================================================== def test_compliance_report_endpoint_json(self): """ Verify: GET /api/v1/financial-audit/compliance returns compliance report. """ response = self.client.get("/api/v1/financial-audit/compliance?format=json") assert response.status_code == 200 data = response.json() # Verify report structure assert 'generated_at' in data assert 'report_type' in data assert 'format' in data assert 'statistics' in data assert 'model_coverage' in data assert 'compliance' in data assert 'recommendations' in data # Verify statistics stats = data['statistics'] assert 'total_audits' in stats assert 'by_action_type' in stats assert 'success_rate' in stats def test_compliance_report_endpoint_summary(self): """ Verify: Compliance report supports summary format. """ response = self.client.get("/api/v1/financial-audit/compliance?format=summary") assert response.status_code == 200 data = response.json() # Verify simplified report structure assert 'generated_at' in data assert 'overall_compliant' in data assert 'total_audits' in data assert 'compliant_requirements' in data assert 'total_requirements' in data assert 'recommendations' in data # Verify detailed fields not present in summary assert 'statistics' not in data assert 'model_coverage' not in data # ======================================================================== # Test: Audit Trail Export Endpoint # ======================================================================== def test_audit_trail_export_endpoint(self, test_account): """ Verify: GET /api/v1/financial-audit/trail/{account_id} exports audit trail. """ # Call API response = self.client.get( f"/api/v1/financial-audit/trail/{test_account.id}" ) assert response.status_code == 200 data = response.json() # Verify export structure assert 'export_metadata' in data assert 'audit_entries' in data assert 'verification' in data # Verify metadata metadata = data['export_metadata'] assert metadata['account_id'] == test_account.id assert metadata['total_entries'] >= 0 assert metadata['include_hash_chains'] is True # Verify entries have required fields (if any exist) entries = data['audit_entries'] for entry in entries: assert 'id' in entry assert 'timestamp' in entry assert 'sequence_number' in entry assert 'account_id' in entry assert 'action_type' in entry assert 'integrity' in entry # Hash chain data assert 'entry_hash' in entry['integrity'] def test_audit_trail_export_with_time_range(self, test_account): """ Verify: Audit trail export accepts time range filters. """ start_time = datetime.utcnow() - timedelta(days=1) end_time = datetime.utcnow() response = self.client.get( f"/api/v1/financial-audit/trail/{test_account.id}" f"?start_time={start_time.isoformat()}" f"&end_time={end_time.isoformat()}" ) assert response.status_code == 200 data = response.json() # Verify time range in metadata metadata = data['export_metadata'] assert metadata['time_range']['start'] == start_time.isoformat() assert metadata['time_range']['end'] == end_time.isoformat() def test_audit_trail_export_without_hash_chains(self, test_account): """ Verify: Audit trail export can exclude hash chain data. """ response = self.client.get( f"/api/v1/financial-audit/trail/{test_account.id}?include_hash_chains=false" ) assert response.status_code == 200 data = response.json() # Verify hash chains excluded assert data['export_metadata']['include_hash_chains'] is False # Entries should not have integrity field for entry in data['audit_entries']: assert 'integrity' not in entry # ======================================================================== # Test: Health Metrics Endpoint # ======================================================================== def test_health_metrics_endpoint_default(self): """ Verify: GET /api/v1/financial-audit/health returns health metrics. """ response = self.client.get("/api/v1/financial-audit/health") assert response.status_code == 200 data = response.json() # Verify health structure assert 'period_days' in data assert 'period_start' in data assert 'period_end' in data assert 'health_score' in data assert 'total_audits' in data assert 'success_rate' in data assert 'issues_detected' in data # Verify health score is between 0 and 100 assert 0 <= data['health_score'] <= 100 # Verify issues structure issues = data['issues_detected'] assert 'sequence_gaps' in issues assert 'hash_chain_breaks' in issues assert 'tampered_accounts' in issues def test_health_metrics_endpoint_custom_days(self): """ Verify: Health metrics accepts custom period. """ response = self.client.get("/api/v1/financial-audit/health?days=7") assert response.status_code == 200 data = response.json() # Verify custom period applied assert data['period_days'] == 7 def test_health_metrics_days_validation(self): """ Verify: Health metrics validates days parameter (1-365). """ # Test invalid days (too large) response = self.client.get("/api/v1/financial-audit/health?days=400") # Should return validation error assert response.status_code == 422 # Unprocessable Entity # ======================================================================== # Test: Hash Chain Verification Endpoint # ======================================================================== def test_hash_chain_verification_endpoint(self, test_account): """ Verify: GET /api/v1/financial-audit/verify/{account_id} verifies hash chains. """ response = self.client.get( f"/api/v1/financial-audit/verify/{test_account.id}" ) assert response.status_code == 200 data = response.json() # Verify verification structure assert 'is_valid' in data assert 'total_entries' in data assert 'break_count' in data def test_hash_chain_verification_with_sequence_range(self, test_account): """ Verify: Hash chain verification accepts sequence range. """ response = self.client.get( f"/api/v1/financial-audit/verify/{test_account.id}" f"?start_sequence=1" f"&end_sequence=10" ) assert response.status_code == 200 data = response.json() # Verify response structure assert 'is_valid' in data assert 'total_entries' in data # ======================================================================== # Test: Gap Detection Endpoint # ======================================================================== def test_gap_detection_endpoint_all_accounts(self): """ Verify: GET /api/v1/financial-audit/gaps detects sequence gaps. """ response = self.client.get("/api/v1/financial-audit/gaps") assert response.status_code == 200 data = response.json() # Verify gap detection structure assert 'has_gaps' in data assert 'gaps' in data assert 'total_gaps' in data assert 'accounts_with_gaps' in data assert 'checked_at' in data def test_gap_detection_endpoint_account_filter(self, test_account): """ Verify: Gap detection accepts account filter. """ response = self.client.get( f"/api/v1/financial-audit/gaps?account_id={test_account.id}" ) assert response.status_code == 200 data = response.json() # Verify response structure assert 'has_gaps' in data assert 'gaps' in data assert isinstance(data['gaps'], list) def test_gap_detection_endpoint_with_time_range(self, test_account): """ Verify: Gap detection accepts time range filters. """ start_time = datetime.utcnow() - timedelta(days=7) end_time = datetime.utcnow() response = self.client.get( f"/api/v1/financial-audit/gaps" f"?account_id={test_account.id}" f"&start_time={start_time.isoformat()}" f"&end_time={end_time.isoformat()}" ) assert response.status_code == 200 data = response.json() # Verify response structure assert 'has_gaps' in data assert 'checked_at' in data # ======================================================================== # Test: Error Handling # ======================================================================== def test_validate_endpoint_handles_errors(self, test_account): """ Verify: Compliance validation endpoint handles errors gracefully. """ # This test verifies the endpoint doesn't crash on empty database response = self.client.get("/api/v1/financial-audit/validate") # Should succeed even with no data assert response.status_code == 200 def test_export_endpoint_for_nonexistent_account(self): """ Verify: Export endpoint handles nonexistent account. """ fake_account_id = str(uuid.uuid4()) response = self.client.get( f"/api/v1/financial-audit/trail/{fake_account_id}" ) # Should return 200 with empty entries (not 404) assert response.status_code == 200 data = response.json() assert data['export_metadata']['total_entries'] == 0 assert len(data['audit_entries']) == 0