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ECCN (Export Control Classification Number) classification engine.
Classifies items under the US Bureau of Industry and Security (BIS) Export
Administration Regulations (EAR). Uses the Commerce Control List (CCL)
structured as ECCN codes (e.g., 3A001, 5D002).
Classification pipeline:
1. Static ECCN database lookup (instant, FREE)
2. LLM classification via DeepSeek V4 Flash (requires API key)
3. Confidence scoring + human review flagging
Data sources:
- BIS Commerce Control List (CCL) β 10 categories Γ 5 product groups
- Common ECCNs embedded as static dataset (public domain structure)
- Country Chart / license requirements per reason for control
Typing conventions:
All public APIs use explicit type hints. Literal types enforce valid
categories and product groups. Final constants prevent mutation.
"""
from __future__ import annotations
import json
import logging
import os
import re
import threading
import time as _time
from dataclasses import dataclass, field
from typing import Any, Final, Literal, Optional
import httpx
logger: Final = logging.getLogger(__name__)
# ββ Domain Exceptions βββββββββββββββββββββββββββββββββββββββββββββββββ
class ECCNClassificationError(Exception):
"""Base exception for all ECCN classification errors."""
class ECCNValidationError(ECCNClassificationError):
"""Raised when an ECCN code fails structural validation.
Attributes:
code: The invalid code.
reason: Why validation failed.
"""
def __init__(self, code: str, reason: str) -> None:
self.code = code
self.reason = reason
super().__init__(f"Invalid ECCN code '{code}': {reason}")
class ECCNLookupError(ECCNClassificationError):
"""Raised when an ECCN code lookup fails in the database."""
class ECCNLLMClassificationError(ECCNClassificationError):
"""Raised when LLM-based classification fails.
Attributes:
provider: The LLM provider name.
detail: Error detail.
"""
def __init__(self, provider: str, detail: str) -> None:
self.provider = provider
self.detail = detail
super().__init__(f"LLM classification failed ({provider}): {detail}")
# ββ Constants βββββββββββββββββββββββββββββββββββββββββββββββββββββββββ
# ECCN code pattern: letter + 4 digits (e.g., 3A001, 5D002)
ECCN_PATTERN: Final[re.Pattern[str]] = re.compile(r"^[0-9][A-E]\d{3}$")
# Confidence thresholds
HIGH_CONFIDENCE_THRESHOLD: Final[float] = 0.85
MEDIUM_CONFIDENCE_THRESHOLD: Final[float] = 0.65
LLM_MAX_CONFIDENCE: Final[float] = 0.85
# Type aliases
ProductGroup = Literal["A", "B", "C", "D", "E"]
ControlReason = Literal[
"NS", "MT", "CB", "CC", "RS", "AT", "EI", "SL", "GB",
]
# CCL Category names (EAR Part 774, Supplement No. 1)
CCL_CATEGORIES: Final[dict[int, str]] = {
0: "Nuclear Materials, Facilities & Equipment",
1: "Materials, Chemicals, Microorganisms & Toxins",
2: "Materials Processing",
3: "Electronics",
4: "Computers",
5: "Telecommunications & Information Security",
6: "Sensors and Lasers",
7: "Navigation & Avionics",
8: "Marine",
9: "Aerospace & Propulsion",
}
# Product groups
PRODUCT_GROUPS: Final[dict[str, str]] = {
"A": "Equipment, Components, and Materials",
"B": "Test, Inspection, and Production Equipment",
"C": "Materials",
"D": "Software",
"E": "Technology",
}
# Reasons for control
CONTROL_REASONS: Final[dict[str, str]] = {
"NS": "National Security (NS applies under NSG, Wassenaar, etc.)",
"MT": "Missile Technology (MTCR)",
"CB": "Chemical & Biological Weapons (Australia Group)",
"CC": "Chemical & Biological Weapons (CBW end-use)",
"RS": "Regional Stability",
"AT": "Anti-Terrorism (Country Group E:1/E:2)",
"EI": "Encryption Items",
"SL": "Surreptitious Listening",
"GB": "Firearms / Guns & Ammunition (legacy)",
}
# Country Chart: reason for control β license requirement per country group
# Based on EAR Part 738 Supplement No. 1 (simplified)
COUNTRY_CHART: Final[dict[str, str]] = {
"NS": "Yes β License required for NS Group D:1 countries",
"MT": "Yes β License required for all destinations except Canada",
"CB": "Yes β License required for AG Group D:1 countries",
"CC": "Yes β License required for CBW-end-use countries",
"RS": "Yes β License required for RS Group D:2 countries",
"AT": "Yes β License required for E:1/E:2 countries",
"EI": "Yes β License required for Country Group D:5",
"SL": "Yes β License required for all destinations except Canada",
"GB": "Yes β License required for E:1/E:2 countries",
}
# Common ECCN database (static, public domain structure)
# Format: eccn_code β {description, items_controlled, control_reasons, product_group}
_COMMON_ECCNS: Final[dict[str, dict[str, Any]]] = {
# ββ Category 0: Nuclear Materials, Facilities & Equipment ββββββββββ
"0A001": {
"description": "Nuclear reactors and related equipment",
"items_controlled": "Nuclear reactors, fuel elements, control rods, moderator assemblies",
"control_reasons": ["NS"],
"product_group": "A",
},
"0A002": {
"description": "Nuclear reactor internals and components",
"items_controlled": "Pressure vessels, heat exchangers, gas turbine generators for nuclear",
"control_reasons": ["NS"],
"product_group": "A",
},
"0B001": {
"description": "Nuclear reactor equipment for fuel processing",
"items_controlled": "Equipment for the production of heavy water, uranium enrichment",
"control_reasons": ["NS"],
"product_group": "B",
},
"0C001": {
"description": "Nuclear reactor fuels",
"items_controlled": "Natural uranium, depleted uranium, thorium, fuel assemblies",
"control_reasons": ["NS"],
"product_group": "C",
},
"0D001": {
"description": "Software for nuclear reactors",
"items_controlled": "Software for design, operation, or maintenance of nuclear reactors",
"control_reasons": ["NS"],
"product_group": "D",
},
"0E001": {
"description": "Technology for nuclear materials",
"items_controlled": "Technology for development, production, or use of nuclear materials",
"control_reasons": ["NS"],
"product_group": "E",
},
# ββ Category 1: Materials, Chemicals, Microorganisms & Toxins ββββββ
"1A001": {
"description": "Composite structures or laminates",
"items_controlled": "Fibrous or filamentary materials, prepregs, composite structures",
"control_reasons": ["NS", "CB"],
"product_group": "A",
},
"1A002": {
"description": "Materials for the production of chemical weapons precursors",
"items_controlled": "Equipment for the production of chemical weapons precursors",
"control_reasons": ["CB"],
"product_group": "A",
},
"1A003": {
"description": "Toxicological agents and related equipment",
"items_controlled": "Chemical agents, biological agents, toxins, dissemination equipment",
"control_reasons": ["CB"],
"product_group": "A",
},
"1B001": {
"description": "Chemical manufacturing equipment",
"items_controlled": "Chemical production equipment, bioprocessing equipment",
"control_reasons": ["CB"],
"product_group": "B",
},
"1C001": {
"description": "Chemical weapons precursors",
"items_controlled": "Schedule 2 chemicals (thiodiglycol, phosphorus, etc.)",
"control_reasons": ["CB"],
"product_group": "C",
},
"1C002": {
"description": "Chemical weapon agents and precursors",
"items_controlled": "Schedule 3 chemicals (phosgene, cyanogen chloride, etc.)",
"control_reasons": ["CB"],
"product_group": "C",
},
"1C350": {
"description": "Toxic chemicals and precursors",
"items_controlled": "Schedule 1 chemicals (sarin, VX, etc.)",
"control_reasons": ["CB"],
"product_group": "C",
},
"1D001": {
"description": "Software for chemical weapons",
"items_controlled": "Software for chemical weapon design, production, or delivery",
"control_reasons": ["CB"],
"product_group": "D",
},
"1E001": {
"description": "Technology for chemical weapons",
"items_controlled": "Technology for chemical weapon development or production",
"control_reasons": ["CB"],
"product_group": "E",
},
# ββ Category 2: Materials Processing βββββββββββββββββββββββββββββββ
"2A001": {
"description": "Specialized manufacturing equipment",
"items_controlled": "Numerically controlled machine tools, precision forming machines",
"control_reasons": ["NS"],
"product_group": "A",
},
"2A002": {
"description": "Numerically controlled machine tools",
"items_controlled": "CNC lathes, milling machines, grinding machines",
"control_reasons": ["NS"],
"product_group": "A",
},
"2B001": {
"description": "Numerically controlled machine tool equipment",
"items_controlled": "Dimension inspection machines, coordinate measuring machines",
"control_reasons": ["NS"],
"product_group": "B",
},
"2B002": {
"description": "Vacuum or controlled atmosphere furnaces",
"items_controlled": "Vacuum furnaces, inert atmosphere furnaces",
"control_reasons": ["NS"],
"product_group": "B",
},
"2B003": {
"description": "Numerically controlled machine tools (additional)",
"items_controlled": "NC drilling machines, NC boring machines",
"control_reasons": ["NS"],
"product_group": "B",
},
"2C001": {
"description": "Materials associated with chemical weapon precursors",
"items_controlled": "Chemical materials for CW precursors",
"control_reasons": ["CB"],
"product_group": "C",
},
"2C350": {
"description": "Chemical weapon precursors (Category 2)",
"items_controlled": "Precursor chemicals for chemical weapons",
"control_reasons": ["CB"],
"product_group": "C",
},
"2D001": {
"description": "Software for numerical control of machine tools",
"items_controlled": "Software for NC machines, adaptive control software",
"control_reasons": ["NS"],
"product_group": "D",
},
"2E001": {
"description": "Technology for numerical control machine tools",
"items_controlled": "Technology for development or production of NC machine tools",
"control_reasons": ["NS"],
"product_group": "E",
},
# ββ Category 3: Electronics ββββββββββββββββββββββββββββββββββββββββ
"3A001": {
"description": "Electronic components",
"items_controlled": "Integrated circuits, microprocessor chips, semiconductor devices, transistors",
"control_reasons": ["NS"],
"product_group": "A",
},
"3A002": {
"description": "General-purpose electronic equipment",
"items_controlled": "Signal analyzers, spectrum analyzers, frequency synthesizers",
"control_reasons": ["NS"],
"product_group": "A",
},
"3A229": {
"description": "Electronic components (Missile Technology)",
"items_controlled": "Electronics for missile technology applications",
"control_reasons": ["MT"],
"product_group": "A",
},
"3A991": {
"description": "Electronic components (not controlled by 3A001)",
"items_controlled": "Electronic components for non-military applications",
"control_reasons": ["AT"],
"product_group": "A",
},
"3B001": {
"description": "Test equipment for electronics",
"items_controlled": "Semiconductor test equipment, wafer probers",
"control_reasons": ["NS"],
"product_group": "B",
},
"3B002": {
"description": "Test equipment for electron tubes, semiconductors",
"items_controlled": "Equipment for testing integrated circuits",
"control_reasons": ["NS"],
"product_group": "B",
},
"3C001": {
"description": "Electronic materials",
"items_controlled": "Epitaxial materials, semiconductor substrates, photoresists",
"control_reasons": ["NS"],
"product_group": "C",
},
"3C002": {
"description": "Precursor chemicals for semiconductors",
"items_controlled": "Chemical precursors for semiconductor manufacturing",
"control_reasons": ["NS"],
"product_group": "C",
},
"3D001": {
"description": "Software for electronic design and development",
"items_controlled": "EDA software, IC design software, simulation software",
"control_reasons": ["NS"],
"product_group": "D",
},
"3E001": {
"description": "Technology for electronics",
"items_controlled": "Technology for development or production of electronic components",
"control_reasons": ["NS"],
"product_group": "E",
},
# ββ Category 4: Computers ββββββββββββββββββββββββββββββββββββββββββ
"4A001": {
"description": "Digital computers and related equipment",
"items_controlled": "Digital computers, electronic assemblies, related equipment",
"control_reasons": ["NS", "AT"],
"product_group": "A",
},
"4A002": {
"description": "Computers for 'signal processing'",
"items_controlled": "Computers designed for signal processing applications",
"control_reasons": ["NS"],
"product_group": "A",
},
"4A003": {
"description": "Digital computers (advanced)",
"items_controlled": "High-performance digital computers and digital computer systems",
"control_reasons": ["NS"],
"product_group": "A",
},
"4A004": {
"description": "Computers for 'signal processing' (advanced)",
"items_controlled": "Advanced signal processing computers",
"control_reasons": ["NS"],
"product_group": "A",
},
"4A994": {
"description": "Computers not controlled by 4A001-4A004",
"items_controlled": "General-purpose computers for non-military use",
"control_reasons": ["AT"],
"product_group": "A",
},
"4B001": {
"description": "Test equipment for computers",
"items_controlled": "Equipment for testing digital computers",
"control_reasons": ["NS"],
"product_group": "B",
},
"4C001": {
"description": "Chemicals for computers",
"items_controlled": "Chemicals for semiconductor manufacturing in computers",
"control_reasons": ["NS"],
"product_group": "C",
},
"4D001": {
"description": "Software for computers",
"items_controlled": "Operating systems, application software for controlled computers",
"control_reasons": ["NS"],
"product_group": "D",
},
"4D995": {
"description": "Software not controlled by 4D001",
"items_controlled": "General-purpose software for non-military computers",
"control_reasons": ["AT"],
"product_group": "D",
},
"4E001": {
"description": "Technology for computers",
"items_controlled": "Technology for development, production, or use of computers",
"control_reasons": ["NS"],
"product_group": "E",
},
# ββ Category 5: Telecommunications & Information Security ββββββββββ
"5A001": {
"description": "Telecommunications systems and equipment",
"items_controlled": "Telecom systems, transmission equipment, digital switching",
"control_reasons": ["NS"],
"product_group": "A",
},
"5A002": {
"description": "Information security systems and equipment",
"items_controlled": "Cryptographic systems, encryption devices, VPN appliances",
"control_reasons": ["EI"],
"product_group": "A",
},
"5A003": {
"description": "Defence-related telecom equipment",
"items_controlled": "Military telecom equipment, secure communications",
"control_reasons": ["NS", "AT"],
"product_group": "A",
},
"5A991": {
"description": "Telecom equipment not controlled by 5A001-5A003",
"items_controlled": "General-purpose telecom equipment",
"control_reasons": ["AT"],
"product_group": "A",
},
"5B001": {
"description": "Telecom test equipment",
"items_controlled": "Equipment for testing telecom systems",
"control_reasons": ["NS"],
"product_group": "B",
},
"5B002": {
"description": "Information security test equipment",
"items_controlled": "Equipment for testing information security systems",
"control_reasons": ["EI"],
"product_group": "B",
},
"5C001": {
"description": "Telecom materials",
"items_controlled": "Materials for telecom equipment manufacturing",
"control_reasons": ["NS"],
"product_group": "C",
},
"5D001": {
"description": "Software for telecommunications",
"items_controlled": "Telecom system software, network management software",
"control_reasons": ["NS"],
"product_group": "D",
},
"5D002": {
"description": "Information security software",
"items_controlled": "Encryption software, cryptographic software, security software",
"control_reasons": ["EI"],
"product_group": "D",
},
"5E001": {
"description": "Technology for telecommunications",
"items_controlled": "Technology for telecom equipment development or production",
"control_reasons": ["NS"],
"product_group": "E",
},
"5E002": {
"description": "Technology for information security",
"items_controlled": "Technology for development or production of cryptographic systems",
"control_reasons": ["EI"],
"product_group": "E",
},
# ββ Category 6: Sensors and Lasers βββββββββββββββββββββββββββββββββ
"6A001": {
"description": "Acoustics and sonar systems",
"items_controlled": "Hydrophones, sonar systems, acoustic arrays",
"control_reasons": ["NS"],
"product_group": "A",
},
"6A002": {
"description": "Optical sensors and equipment",
"items_controlled": "Thermal imaging cameras, infrared sensors, night vision equipment",
"control_reasons": ["NS"],
"product_group": "A",
},
"6A003": {
"description": "Radar systems and equipment",
"items_controlled": "Radar systems, antenna assemblies, signal processing equipment",
"control_reasons": ["NS"],
"product_group": "A",
},
"6A004": {
"description": "Lasers and related equipment",
"items_controlled": "High-energy lasers, laser amplifiers, laser optics",
"control_reasons": ["NS"],
"product_group": "A",
},
"6A005": {
"description": "Magnetometers and related equipment",
"items_controlled": "Magnetometers, magnetic field sensors, related equipment",
"control_reasons": ["NS"],
"product_group": "A",
},
"6B001": {
"description": "Acoustic test and inspection equipment",
"items_controlled": "Equipment for testing acoustic systems",
"control_reasons": ["NS"],
"product_group": "B",
},
"6B002": {
"description": "Optical test equipment",
"items_controlled": "Equipment for testing optical sensors",
"control_reasons": ["NS"],
"product_group": "B",
},
"6C001": {
"description": "Optical materials",
"items_controlled": "Optical crystals, infrared optical materials",
"control_reasons": ["NS"],
"product_group": "C",
},
"6D001": {
"description": "Software for sensors",
"items_controlled": "Software for design, development, or operation of sensors",
"control_reasons": ["NS"],
"product_group": "D",
},
"6E001": {
"description": "Technology for sensors",
"items_controlled": "Technology for development or production of sensors",
"control_reasons": ["NS"],
"product_group": "E",
},
# ββ Category 7: Navigation & Avionics ββββββββββββββββββββββββββββββ
"7A001": {
"description": "Accelerometers and gyroscopes",
"items_controlled": "Accelerometers, gyroscopes, inertial measurement units",
"control_reasons": ["NS", "MT"],
"product_group": "A",
},
"7A002": {
"description": "Gravity meters and related equipment",
"items_controlled": "Gravity meters, gravimeters, related equipment",
"control_reasons": ["NS"],
"product_group": "A",
},
"7A003": {
"description": "Navigation and avionics equipment",
"items_controlled": "GPS receivers, INS, flight control systems",
"control_reasons": ["NS", "AT"],
"product_group": "A",
},
"7B001": {
"description": "Navigation test equipment",
"items_controlled": "Equipment for testing navigation systems",
"control_reasons": ["NS"],
"product_group": "B",
},
"7C001": {
"description": "Navigation materials",
"items_controlled": "Materials for navigation equipment manufacturing",
"control_reasons": ["NS"],
"product_group": "C",
},
"7D001": {
"description": "Software for navigation and avionics",
"items_controlled": "Navigation software, flight control software",
"control_reasons": ["NS"],
"product_group": "D",
},
"7E001": {
"description": "Technology for navigation and avionics",
"items_controlled": "Technology for navigation equipment development or production",
"control_reasons": ["NS"],
"product_group": "E",
},
# ββ Category 8: Marine βββββββββββββββββββββββββββββββββββββββββββββ
"8A001": {
"description": "Marine vessels and related equipment",
"items_controlled": "Submersibles, marine engines, related equipment",
"control_reasons": ["NS", "AT"],
"product_group": "A",
},
"8A002": {
"description": "Underwater vehicles and related equipment",
"items_controlled": "Remotely operated vehicles, autonomous underwater vehicles",
"control_reasons": ["NS"],
"product_group": "A",
},
"8B001": {
"description": "Marine test equipment",
"items_controlled": "Equipment for testing marine systems",
"control_reasons": ["NS"],
"product_group": "B",
},
"8C001": {
"description": "Marine materials",
"items_controlled": "Materials for marine equipment manufacturing",
"control_reasons": ["NS"],
"product_group": "C",
},
"8D001": {
"description": "Software for marine systems",
"items_controlled": "Software for design, development, or operation of marine systems",
"control_reasons": ["NS"],
"product_group": "D",
},
"8E001": {
"description": "Technology for marine systems",
"items_controlled": "Technology for development or production of marine systems",
"control_reasons": ["NS"],
"product_group": "E",
},
# ββ Category 9: Aerospace & Propulsion βββββββββββββββββββββββββββββ
"9A001": {
"description": "Aero gas turbine engines",
"items_controlled": "Gas turbine engines, turbofan engines, turboprop engines",
"control_reasons": ["NS", "AT"],
"product_group": "A",
},
"9A002": {
"description": "Missile technology (rockets, missiles, drones)",
"items_controlled": "Rockets, missiles, unmanned aerial vehicles, cruise missiles",
"control_reasons": ["MT", "NS"],
"product_group": "A",
},
"9A003": {
"description": "Space launch vehicles and sounding rockets",
"items_controlled": "Space launch vehicles, sounding rockets, related equipment",
"control_reasons": ["MT", "NS"],
"product_group": "A",
},
"9A004": {
"description": "Space launch vehicles and sounding rockets",
"items_controlled": "Space launch vehicles, sounding rockets, ground equipment",
"control_reasons": ["MT", "NS"],
"product_group": "A",
},
"9A005": {
"description": "Unmanned aerial vehicles (UAVs)",
"items_controlled": "Unmanned aerial vehicles, drones, related equipment",
"control_reasons": ["MT", "NS"],
"product_group": "A",
},
"9A007": {
"description": "Aircraft and related equipment",
"items_controlled": "Military aircraft, stealth aircraft, related equipment",
"control_reasons": ["NS", "AT"],
"product_group": "A",
},
"9A008": {
"description": "Aerospace propulsion systems",
"items_controlled": "Liquid/solid rocket propulsion systems, ramjet/scramjet engines",
"control_reasons": ["MT", "NS"],
"product_group": "A",
},
"9A990": {
"description": "Aircraft and related equipment (non-controlled)",
"items_controlled": "General aviation aircraft, non-military aircraft",
"control_reasons": ["AT"],
"product_group": "A",
},
"9B001": {
"description": "Aerospace test equipment",
"items_controlled": "Equipment for testing gas turbine engines, wind tunnels",
"control_reasons": ["NS"],
"product_group": "B",
},
"9B002": {
"description": "Aero gas turbine engine test equipment",
"items_controlled": "Equipment for testing aero gas turbine engines",
"control_reasons": ["NS"],
"product_group": "B",
},
"9C001": {
"description": "Aerospace materials",
"items_controlled": "Materials for aerospace equipment manufacturing",
"control_reasons": ["NS", "MT"],
"product_group": "C",
},
"9C002": {
"description": "Composite materials for aerospace",
"items_controlled": "Fibrous or filamentary materials for aerospace applications",
"control_reasons": ["NS", "MT"],
"product_group": "C",
},
"9D001": {
"description": "Software for aerospace",
"items_controlled": "Software for design, development, or production of aerospace equipment",
"control_reasons": ["NS", "MT"],
"product_group": "D",
},
"9E001": {
"description": "Technology for aerospace",
"items_controlled": "Technology for development or production of aerospace equipment",
"control_reasons": ["NS", "MT"],
"product_group": "E",
},
"9E002": {
"description": "Technology for aerospace propulsion",
"items_controlled": "Technology for development or production of aerospace propulsion systems",
"control_reasons": ["NS", "MT"],
"product_group": "E",
},
"9E003": {
"description": "Technology for missile technology",
"items_controlled": "Technology for development or production of missiles",
"control_reasons": ["MT"],
"product_group": "E",
},
# ββ Legacy / Miscellaneous βββββββββββββββββββββββββββββββββββββββββ
"6A008": {
"description": "Radar systems (specialized)",
"items_controlled": "Specialized radar systems for military applications",
"control_reasons": ["NS"],
"product_group": "A",
},
"6A006": {
"description": "Magnetometers (specialized)",
"items_controlled": "Specialized magnetometers for military applications",
"control_reasons": ["NS"],
"product_group": "A",
},
}
# ββ Data Models βββββββββββββββββββββββββββββββββββββββββββββββββββββββ
@dataclass(frozen=False, slots=True)
class ECCNResult:
"""Represents an ECCN classification result.
Attributes:
eccn_code: The classified ECCN code (e.g., "3A001").
confidence: Classification confidence from 0.0 to 1.0.
category: CCL category number (0-9).
product_group: Product group letter (A-E).
description: Human-readable description of the ECCN.
control_reasons: List of reasons for control (NS, MT, CB, etc.).
license_requirement: License requirement string.
"""
eccn_code: str
confidence: float
category: int
product_group: str
description: str
control_reasons: list[str]
license_requirement: str
def __post_init__(self) -> None:
"""Validate and normalize the result after creation."""
self.eccn_code = self.eccn_code.upper().strip()
if len(self.eccn_code) >= 1 and self.eccn_code[0].isdigit():
self.category = int(self.eccn_code[0])
if len(self.eccn_code) >= 2:
self.product_group = self.eccn_code[1].upper()
@property
def needs_review(self) -> bool:
"""Whether human review is recommended (low confidence or LLM-only)."""
return self.confidence < MEDIUM_CONFIDENCE_THRESHOLD
@dataclass(frozen=False, slots=True)
class ECCNInfo:
"""Detailed information about an ECCN code.
Attributes:
eccn_code: The ECCN code.
category: CCL category number (0-9).
product_group: Product group letter (A-E).
description: Human-readable description.
items_controlled: Specific items controlled under this ECCN.
control_reasons: List of reasons for control.
country_chart: Reason β license requirement per country group.
"""
eccn_code: str
category: int
product_group: str
description: str
items_controlled: str
control_reasons: list[str]
country_chart: dict[str, str]
def __post_init__(self) -> None:
"""Validate and normalize the info after creation."""
self.eccn_code = self.eccn_code.upper().strip()
if len(self.eccn_code) >= 1 and self.eccn_code[0].isdigit():
self.category = int(self.eccn_code[0])
if len(self.eccn_code) >= 2:
self.product_group = self.eccn_code[1].upper()
# ββ ECCN Validator ββββββββββββββββββββββββββββββββββββββββββββββββββββ
class ECCNValidator:
"""Validates ECCN code structure.
Provides static methods for structural validation of ECCN codes
according to EAR Part 774 rules.
"""
@staticmethod
def is_valid_eccn(code: str) -> bool:
"""Validate ECCN code structure.
Args:
code: The code to validate.
Returns:
True if code is a valid 5-character ECCN code.
"""
normalized: str = code.upper().strip()
if len(normalized) != 5:
return False
if not normalized[0].isdigit():
return False
category: int = int(normalized[0])
if category < 0 or category > 9:
return False
if normalized[1] not in "ABCDE":
return False
if not normalized[2:5].isdigit():
return False
return True
@staticmethod
def parse(code: str) -> dict[str, Any]:
"""Parse ECCN code into components.
Args:
code: The ECCN code to parse.
Returns:
Dict with keys: category, product_group, group_name, category_name.
Raises:
ECCNValidationError: If code is not a valid ECCN.
"""
if not ECCNValidator.is_valid_eccn(code):
raise ECCNValidationError(
code=code,
reason="Must be 5 characters: digit (0-9) + letter (A-E) + 3 digits",
)
normalized: str = code.upper().strip()
category: int = int(normalized[0])
product_group: str = normalized[1]
return {
"category": category,
"product_group": product_group,
"category_name": CCL_CATEGORIES.get(category, "Unknown"),
"group_name": PRODUCT_GROUPS.get(product_group, "Unknown"),
}
# ββ Main Classification Engine ββββββββββββββββββββββββββββββββββββββββ
class ECCNClassifier:
"""Main ECCN classification interface.
Combines a static ECCN database with LLM-based classification for
optimal accuracy. Static lookup handles known items; LLM handles
novel or ambiguous items.
Attributes:
_eccn_db: Static ECCN database (embedded).
"""
def __init__(self) -> None:
"""Initialize the ECCN classifier with the static database."""
self._eccn_db: dict[str, dict[str, Any]] = dict(_COMMON_ECCNS)
self._llm_provider: str = os.environ.get("MODEL_PROVIDER", "gemini")
self._llm_model: str = os.environ.get("MODEL_NAME", "gemini-2.5-flash")
self._llm_api_key: str = (
os.environ.get("GEMINI_API_KEY")
or os.environ.get("GOOGLE_API_KEY")
or os.environ.get("MODEL_API_KEY", "")
)
def classify(self, product_description: str) -> ECCNResult:
"""Classify a product description to an ECCN code.
Pipeline:
1. Check static ECCN database for exact/description match
2. Use LLM classification if no static match found
3. Return result with confidence score
Args:
product_description: Product description to classify.
Returns:
ECCNResult with classification details and confidence.
"""
start_time: float = _time.time()
# Step 1: Static database lookup (keyword matching)
static_result: Optional[ECCNResult] = self._static_lookup(product_description)
if static_result is not None and static_result.confidence >= HIGH_CONFIDENCE_THRESHOLD:
logger.info(
"Static ECCN lookup HIT β %s (%.0f%%)",
static_result.eccn_code,
static_result.confidence * 100,
)
return static_result
# Step 2: LLM classification
llm_result: Optional[ECCNResult] = self._classify_with_llm(product_description)
if llm_result is not None:
logger.info(
"LLM ECCN classification β %s (%.0f%%, %.1fms)",
llm_result.eccn_code,
llm_result.confidence * 100,
(_time.time() - start_time) * 1000,
)
return llm_result
# Step 3: Return best available result
if static_result is not None:
return static_result
# Fallback: unknown classification
return ECCNResult(
eccn_code="0A999",
confidence=0.0,
category=0,
product_group="A",
description="Unable to classify β manual review required",
control_reasons=[],
license_requirement="Unknown β consult BIS",
)
def lookup(self, eccn_code: str) -> ECCNInfo:
"""Look up an ECCN code for detailed information.
Args:
eccn_code: The ECCN code to look up (e.g., "3A001").
Returns:
ECCNInfo with full details about the ECCN.
Raises:
ECCNValidationError: If code structure is invalid.
ECCNLookupError: If code is not found in the database.
"""
normalized: str = eccn_code.upper().strip()
if not ECCNValidator.is_valid_eccn(normalized):
raise ECCNValidationError(
code=eccn_code,
reason="Must be 5 characters: digit (0-9) + letter (A-E) + 3 digits",
)
info: Optional[dict[str, Any]] = self._eccn_db.get(normalized)
if info is None:
raise ECCNLookupError(f"ECCN code '{normalized}' not found in database")
category: int = int(normalized[0])
product_group: str = normalized[1]
control_reasons: list[str] = info.get("control_reasons", [])
country_chart: dict[str, str] = {}
for reason in control_reasons:
country_chart[reason] = COUNTRY_CHART.get(reason, "License requirement not specified")
return ECCNInfo(
eccn_code=normalized,
category=category,
product_group=product_group,
description=info.get("description", ""),
items_controlled=info.get("items_controlled", ""),
control_reasons=control_reasons,
country_chart=country_chart,
)
def get_control_reason(self, eccn_code: str) -> list[str]:
"""Get reasons for control for an ECCN code.
Args:
eccn_code: The ECCN code to look up.
Returns:
List of control reason codes (e.g., ["NS", "AT"]).
Raises:
ECCNValidationError: If code structure is invalid.
ECCNLookupError: If code is not found in the database.
"""
info: ECCNInfo = self.lookup(eccn_code)
return info.control_reasons
def _static_lookup(self, description: str) -> Optional[ECCNResult]:
"""Search the static ECCN database for a matching description.
Uses keyword matching against descriptions and items_controlled
fields in the embedded database.
Args:
description: Product description to search for.
Returns:
ECCNResult if a match is found, None otherwise.
"""
desc_lower: str = description.lower().strip()
words: set[str] = set(re.findall(r"[a-zA-Z]{3,}", desc_lower))
best_match: Optional[tuple[str, float, dict[str, Any]]] = None
for eccn_code, info in self._eccn_db.items():
desc_text: str = info.get("description", "").lower()
items_text: str = info.get("items_controlled", "").lower()
combined: str = f"{desc_text} {items_text}"
# Exact substring match
if desc_lower in combined or combined in desc_lower:
score: float = 0.95
if best_match is None or score > best_match[1]:
best_match = (eccn_code, score, info)
continue
# Token overlap matching
combined_words: set[str] = set(re.findall(r"[a-zA-Z]{3,}", combined))
if not combined_words:
continue
overlap: set[str] = words & combined_words
if not overlap:
continue
overlap_ratio: float = len(overlap) / len(words) if words else 0.0
score = 0.6 + (overlap_ratio * 0.3)
score = min(score, 0.90)
if best_match is None or score > best_match[1]:
best_match = (eccn_code, score, info)
if best_match is None:
return None
eccn_code, confidence, info = best_match
category: int = int(eccn_code[0])
product_group: str = eccn_code[1]
control_reasons: list[str] = info.get("control_reasons", [])
license_parts: list[str] = []
for reason in control_reasons:
req: str = COUNTRY_CHART.get(reason, "License requirement not specified")
license_parts.append(req)
return ECCNResult(
eccn_code=eccn_code,
confidence=confidence,
category=category,
product_group=product_group,
description=info.get("description", ""),
control_reasons=control_reasons,
license_requirement="; ".join(license_parts) if license_parts else "No license required",
)
def _classify_with_llm(self, description: str) -> Optional[ECCNResult]:
"""Use LLM for ECCN classification.
Sends a prompt to Gemini 2.5 Flash via Google AI API
and parses the structured response.
Args:
description: Product description to classify.
Returns:
ECCNResult from LLM, or None if unavailable/failed.
"""
prompt: str = self._build_classification_prompt(description)
if not self._llm_api_key:
logger.warning("No LLM API key configured β skipping LLM classification")
return None
try:
url = (
f"https://generativelanguage.googleapis.com/v1beta/"
f"models/{self._llm_model}:generateContent?key={self._llm_api_key}"
)
payload = {
"contents": [{"parts": [{"text": prompt}]}],
"generationConfig": {
"temperature": 0.1,
"maxOutputTokens": 4096,
},
}
with httpx.Client(timeout=30.0) as client:
resp = client.post(url, json=payload)
resp.raise_for_status()
data = resp.json()
content = data["candidates"][0]["content"]["parts"][0]["text"]
return self._parse_llm_response(content, description)
except Exception as exc:
logger.error("LLM ECCN classification failed: %s", exc)
return None
def _build_classification_prompt(self, description: str) -> str:
"""Build prompt for LLM ECCN classification.
Args:
description: Product description to classify.
Returns:
Formatted prompt string.
"""
categories_text: str = "\n".join(
f" Category {cat_id}: {cat_name}"
for cat_id, cat_name in sorted(CCL_CATEGORIES.items())
)
groups_text: str = "\n".join(
f" Group {grp_id}: {grp_name}"
for grp_id, grp_name in PRODUCT_GROUPS.items()
)
return (
"You are an expert export control compliance officer specializing in "
"ECCN (Export Control Classification Number) classification under the "
"US Bureau of Industry and Security (BIS) Export Administration "
"Regulations (EAR).\n\n"
"The Commerce Control List (CCL) has 10 categories (0-9) and "
"5 product groups (A-E):\n\n"
f"CCL Categories:\n{categories_text}\n\n"
f"Product Groups:\n{groups_text}\n\n"
f"Classify the following product to an ECCN code:\n\n"
f"Product Description: {description}\n\n"
"Provide your classification in JSON format:\n"
"{\n"
' "eccn_code": "XYYYY (e.g., 3A001)",\n'
' "confidence": 0.0-1.0,\n'
' "category": 0-9,\n'
' "product_group": "A-E",\n'
' "description": "Brief description of the ECCN classification",\n'
' "control_reasons": ["NS", "AT", ...],\n'
' "license_requirement": "License requirement summary"\n'
"}\n\n"
"Common control reasons:\n"
" NS = National Security\n"
" MT = Missile Technology\n"
" CB = Chemical & Biological Weapons\n"
" CC = Chemical & Biological Weapons (end-use)\n"
" RS = Regional Stability\n"
" AT = Anti-Terrorism\n"
" EI = Encryption Items\n"
" SL = Surreptitious Listening\n\n"
"Rules:\n"
"1. Use the 5-character ECCN format: digit (category) + letter (group) + 3 digits\n"
"2. If the item is not controlled under any ECCN, use EAR99\n"
"3. Provide the most specific ECCN that applies\n"
"4. Include applicable control reasons\n"
"5. Return ONLY the JSON object, no other text"
)
def _parse_llm_response(
self, content: str, original_description: str
) -> Optional[ECCNResult]:
"""Parse LLM response into ECCNResult.
LLM self-reported confidence is capped at LLM_MAX_CONFIDENCE (0.85)
because LLMs may output inflated confidence for hallucinated codes.
Args:
content: Raw LLM response text.
original_description: Original product description.
Returns:
ECCNResult if parsing succeeds, None otherwise.
"""
try:
# Strip markdown code blocks if present
cleaned: str = content.strip()
if cleaned.startswith("```"):
first_newline: int = cleaned.find("\n")
if first_newline != -1:
cleaned = cleaned[first_newline + 1:]
if cleaned.rstrip().endswith("```"):
cleaned = cleaned.rstrip()[:-len("```")].rstrip()
# Extract outermost JSON block
start: int = cleaned.find("{")
if start == -1:
logger.error("No JSON found in LLM response")
return None
depth: int = 0
end: int = -1
for i in range(start, len(cleaned)):
if cleaned[i] == "{":
depth += 1
elif cleaned[i] == "}":
depth -= 1
if depth == 0:
end = i
break
if end == -1:
logger.error("Unbalanced JSON braces in LLM response")
return None
data: dict[str, Any] = json.loads(cleaned[start:end + 1])
eccn_code: str = data.get("eccn_code", "")
# Normalize: strip dots, dashes, spaces
eccn_code = re.sub(r"[.\-\s]", "", eccn_code).upper()
# Validate ECCN format
if not ECCNValidator.is_valid_eccn(eccn_code):
logger.warning("LLM returned invalid ECCN: %s", eccn_code)
return None
raw_confidence: float = data.get("confidence", 0.5)
capped_confidence: float = min(raw_confidence, LLM_MAX_CONFIDENCE)
if raw_confidence > LLM_MAX_CONFIDENCE:
logger.warning(
"LLM self-reported confidence %.2f capped to %.2f",
raw_confidence,
LLM_MAX_CONFIDENCE,
)
category: int = int(eccn_code[0])
product_group: str = eccn_code[1]
control_reasons: list[str] = data.get("control_reasons", [])
license_req: str = data.get("license_requirement", "")
# Build license requirement from control reasons if not provided
if not license_req and control_reasons:
license_parts: list[str] = []
for reason in control_reasons:
req: str = COUNTRY_CHART.get(reason, "License requirement not specified")
license_parts.append(req)
license_req = "; ".join(license_parts)
return ECCNResult(
eccn_code=eccn_code,
confidence=capped_confidence,
category=category,
product_group=product_group,
description=data.get("description", ""),
control_reasons=control_reasons,
license_requirement=license_req,
)
except Exception as exc:
logger.error("Failed to parse LLM ECCN response: %s", exc)
return None
# ββ Convenience Functions βββββββββββββββββββββββββββββββββββββββββββββ
_engine: Optional[ECCNClassifier] = None
_engine_lock: threading.Lock = threading.Lock()
def get_engine() -> ECCNClassifier:
"""Get or create the global ECCN classifier (thread-safe).
Returns:
The singleton ECCNClassifier instance.
"""
global _engine
if _engine is None:
with _engine_lock:
if _engine is None:
_engine = ECCNClassifier()
return _engine
def classify_product(description: str) -> ECCNResult:
"""Classify a product to an ECCN code.
Args:
description: Product description.
Returns:
ECCNResult with classification details and confidence.
"""
engine: ECCNClassifier = get_engine()
return engine.classify(description)
def lookup_eccn(eccn_code: str) -> ECCNInfo:
"""Look up an ECCN code for detailed information.
Args:
eccn_code: The ECCN code to look up.
Returns:
ECCNInfo with full details about the ECCN.
"""
engine: ECCNClassifier = get_engine()
return engine.lookup(eccn_code)
def get_control_reasons(eccn_code: str) -> list[str]:
"""Get reasons for control for an ECCN code.
Args:
eccn_code: The ECCN code to look up.
Returns:
List of control reason codes.
"""
engine: ECCNClassifier = get_engine()
return engine.get_control_reason(eccn_code)
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