File size: 8,657 Bytes
d1e780d | 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 | """
SHAP and LIME explainability analysis for trained IDS models.
"""
import os
import sys
import json
import numpy as np
import torch
import shap
from lime import lime_tabular
import matplotlib
matplotlib.use('Agg')
import matplotlib.pyplot as plt
sys.path.insert(0, os.path.dirname(os.path.dirname(os.path.abspath(__file__))))
from models.mlp_baseline import MLP_IDS
from models.lstm_model import LSTM_IDS
from models.cnn1d_model import CNN1D_IDS
from data.preprocess import load_preprocessed, FEATURE_NAMES
SEED = 42
np.random.seed(SEED)
torch.manual_seed(SEED)
DEVICE = torch.device('cpu') # SHAP works best on CPU for these models
RESULTS_DIR = 'results'
MODELS_DIR = 'saved_models'
N_BACKGROUND = 100 # Background samples for SHAP
N_EXPLAIN = 200 # Samples to explain
def load_model(model_class, model_name, num_classes=2):
"""Load trained model."""
model = model_class(in_dim=41, num_classes=num_classes)
model.load_state_dict(torch.load(
os.path.join(MODELS_DIR, f'{model_name}_best.pt'),
weights_only=True, map_location='cpu'
))
model.eval()
return model
def model_predict_fn(model, X):
"""Wrapper for LIME compatibility — returns probabilities."""
with torch.no_grad():
tensor = torch.FloatTensor(X).to(DEVICE)
logits = model(tensor)
probs = torch.softmax(logits, dim=1).numpy()
return probs
def run_shap_analysis(model, model_name, X_train, X_test, class_names):
"""Compute SHAP values using KernelExplainer (model-agnostic)."""
print(f"\n--- SHAP Analysis: {model_name} ---")
# Background data
bg_idx = np.random.choice(len(X_train), N_BACKGROUND, replace=False)
background = X_train[bg_idx]
# Samples to explain
exp_idx = np.random.choice(len(X_test), N_EXPLAIN, replace=False)
X_explain = X_test[exp_idx]
# Create predict function
def predict_fn(X):
return model_predict_fn(model, X)
# KernelExplainer (model-agnostic, works for all architectures)
explainer = shap.KernelExplainer(predict_fn, background)
print(f" Computing SHAP values for {N_EXPLAIN} samples...")
shap_values = explainer.shap_values(X_explain, nsamples=200, silent=True)
# --- Global Feature Importance ---
mean_abs_shap = np.abs(shap_values[0]).mean(axis=0)
feature_importance = list(zip(FEATURE_NAMES, mean_abs_shap))
feature_importance.sort(key=lambda x: x[1], reverse=True)
print(f"\n Top 10 features (by mean |SHAP| for {class_names[0]}):")
for fname, imp in feature_importance[:10]:
print(f" {fname:35s}: {imp:.4f}")
# --- Save SHAP summary plot ---
os.makedirs(RESULTS_DIR, exist_ok=True)
plt.figure(figsize=(10, 8))
shap.summary_plot(shap_values[0], X_explain, feature_names=FEATURE_NAMES,
show=False, max_display=15)
plt.title(f'SHAP Feature Importance - {model_name.upper()} ({class_names[0]})')
plt.tight_layout()
plt.savefig(os.path.join(RESULTS_DIR, f'shap_summary_{model_name}.png'), dpi=150)
plt.close()
# --- Save bar plot ---
plt.figure(figsize=(10, 6))
top_features = feature_importance[:15]
names = [f[0] for f in top_features]
values = [f[1] for f in top_features]
plt.barh(range(len(names)), values[::-1], color='steelblue')
plt.yticks(range(len(names)), names[::-1])
plt.xlabel('Mean |SHAP value|')
plt.title(f'Top 15 Features - {model_name.upper()}')
plt.tight_layout()
plt.savefig(os.path.join(RESULTS_DIR, f'shap_bar_{model_name}.png'), dpi=150)
plt.close()
return shap_values, feature_importance, exp_idx
def run_lime_analysis(model, model_name, X_train, X_test, class_names, n_instances=20):
"""Run LIME on a subset of test samples."""
print(f"\n--- LIME Analysis: {model_name} ---")
def predict_fn(X):
return model_predict_fn(model, X)
explainer = lime_tabular.LimeTabularExplainer(
X_train,
feature_names=FEATURE_NAMES,
class_names=class_names,
discretize_continuous=True,
random_state=SEED
)
lime_results = []
all_top_features = {}
idx_to_explain = np.random.choice(len(X_test), n_instances, replace=False)
for i, idx in enumerate(idx_to_explain):
sample = X_test[idx]
exp = explainer.explain_instance(sample, predict_fn, num_features=10, top_labels=1)
pred_class = np.argmax(predict_fn(sample.reshape(1, -1)))
feature_weights = exp.as_list(label=pred_class)
lime_results.append({
'sample_idx': int(idx),
'predicted_class': class_names[pred_class],
'top_features': [(fw[0], float(fw[1])) for fw in feature_weights]
})
for fw in feature_weights:
fname = fw[0].split(' ')[0]
all_top_features[fname] = all_top_features.get(fname, 0) + 1
if (i + 1) % 5 == 0:
print(f" Explained {i+1}/{n_instances} samples")
sorted_features = sorted(all_top_features.items(), key=lambda x: x[1], reverse=True)
print(f"\n Top features by LIME frequency ({n_instances} samples):")
for fname, count in sorted_features[:10]:
print(f" {fname:35s}: appears in {count}/{n_instances} explanations")
# Save LIME feature frequency plot
plt.figure(figsize=(10, 6))
top_lime = sorted_features[:15]
names = [f[0] for f in top_lime]
counts = [f[1] for f in top_lime]
plt.barh(range(len(names)), counts[::-1], color='coral')
plt.yticks(range(len(names)), names[::-1])
plt.xlabel(f'Frequency in top-10 (out of {n_instances} samples)')
plt.title(f'LIME Top Features - {model_name.upper()}')
plt.tight_layout()
plt.savefig(os.path.join(RESULTS_DIR, f'lime_frequency_{model_name}.png'), dpi=150)
plt.close()
return lime_results, sorted_features
def compare_shap_lime(shap_importance, lime_frequency, model_name):
"""Compare SHAP vs LIME feature rankings."""
from scipy.stats import spearmanr
shap_features = {f: i for i, (f, _) in enumerate(shap_importance[:20])}
lime_features = {f: i for i, (f, _) in enumerate(lime_frequency[:20])}
common = set(shap_features.keys()) & set(lime_features.keys())
if len(common) >= 5:
shap_ranks = [shap_features[f] for f in common]
lime_ranks = [lime_features[f] for f in common]
corr, p_value = spearmanr(shap_ranks, lime_ranks)
print(f"\n SHAP vs LIME rank correlation ({model_name}):")
print(f" Common features in top-20: {len(common)}")
print(f" Spearman correlation: {corr:.4f} (p={p_value:.4f})")
return {'spearman_corr': float(corr), 'p_value': float(p_value),
'n_common': len(common)}
else:
print(f" Too few common features ({len(common)}) for correlation")
return {'n_common': len(common)}
def main():
X_train, X_test, y_train, y_test, le, scaler, meta = load_preprocessed()
class_names = meta['class_names']
print(f"Data loaded: {X_train.shape} train, {X_test.shape} test")
print(f"Classes: {class_names}")
all_xai_results = {}
models_to_analyze = [
('mlp', MLP_IDS),
('lstm', LSTM_IDS),
('cnn1d', CNN1D_IDS),
]
for model_name, model_class in models_to_analyze:
model_path = os.path.join(MODELS_DIR, f'{model_name}_best.pt')
if not os.path.exists(model_path):
print(f" Skipping {model_name} - no saved model found")
continue
model = load_model(model_class, model_name, num_classes=len(class_names))
shap_vals, shap_importance, exp_idx = run_shap_analysis(
model, model_name, X_train, X_test, class_names
)
lime_results, lime_frequency = run_lime_analysis(
model, model_name, X_train, X_test, class_names, n_instances=30
)
comparison = compare_shap_lime(shap_importance, lime_frequency, model_name)
all_xai_results[model_name] = {
'shap_top_features': [(f, float(v)) for f, v in shap_importance[:15]],
'lime_top_features': [(f, int(v)) for f, v in lime_frequency[:15]],
'shap_vs_lime': comparison,
}
with open(os.path.join(RESULTS_DIR, 'explainability_results.json'), 'w') as f:
json.dump(all_xai_results, f, indent=2)
print(f"\nExplainability analysis complete!")
print(f"Results saved to {RESULTS_DIR}/")
if __name__ == '__main__':
main()
|