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A similar example is the space \( {l}_{2} \). It consists of all sequences of the form (1.30) for which\n\n\[ \mathop{\sum }\limits_{1}^{\infty }{\alpha }_{i}^{2} < \infty \]\n\nHere we are not immediately sure that the sum of two elements of \( {l}_{2} \) is in \( {l}_{2} \). Looking ahead a moment, we intend to inves...
Thus, if we can verify the triangle inequality, we will also have shown that the sum of two elements of \( {l}_{2} \) is in \( {l}_{2} \). Now, since the triangle inequality holds in \( {\mathbb{R}}^{n} \), we have\n\n\[ \mathop{\sum }\limits_{1}^{n}{\left( {\alpha }_{i} + {\beta }_{i}\right) }^{2} \leq \sum {\alpha }_...
Yes
To check that \( B \) is a complete normed vector space, assume that \( \left\{ {\varphi }_{j}\right\} \) is a sequence satisfying\n\n\[ \begin{Vmatrix}{{\varphi }_{j} - {\varphi }_{k}}\end{Vmatrix} \rightarrow 0\text{ as }j, k \rightarrow \infty . \]\n\nThen for each \( \varepsilon > 0 \), there is an \( N \) satisfyi...
Thus, for each \( x \) in the interval \( \left\lbrack {a, b}\right\rbrack \), the sequence \( \left\{ {{\varphi }_{j}\left( x\right) }\right\} \) has a limit \( {c}_{x} \) as \( j \rightarrow \infty \) . Define the function \( \varphi \left( x\right) \) to have the value \( {c}_{x} \) at the point \( x \) . By (1.37),...
Yes
Theorem 1.4. There is a one-to-one correspondence between \( {l}_{2} \) and \( {L}^{2} \) such that if \( \left( {{\alpha }_{0},{\alpha }_{1},\cdots }\right) \) corresponds to \( f \), then\n\n(1.56)\n\n\[ \begin{Vmatrix}{\mathop{\sum }\limits_{0}^{n}{\alpha }_{j}{\varphi }_{j} - f}\end{Vmatrix} \rightarrow 0\text{ as ...
Note that this correspondence is linear and one-to-one in both directions. We shall have more to say about this in Chapter 3. As usual, we are not satisfied with merely proving statements about \( {L}^{2} \) . We want to know if similar statements hold in other Hilbert spaces. So we examine the assumptions we have made...
No
Theorem 1.5. Let \( \\left( {{\\alpha }_{1},{\\alpha }_{2},\\cdots }\\right) \) be a sequence of real numbers, and let \( \\left\\{ {\\varphi }_{n}\\right\\} \) be an orthonormal sequence in \( H \) . Then\n\n\[ \n\\mathop{\\sum }\\limits_{1}^{n}{\\alpha }_{i}{\\varphi }_{i}\n\]\n\nconverges in \( H \) as \( n \\righta...
Proof. For \( m < n \) ,\n\n\[ \n{\\begin{Vmatrix}\\mathop{\\sum }\\limits_{m}^{n}{\\alpha }_{i}{\\varphi }_{i}\\end{Vmatrix}}^{2} = \\mathop{\\sum }\\limits_{m}^{n}{\\alpha }_{i}^{2}\n\]
Yes
Theorem 1.6. If \( \left\{ {\varphi }_{n}\right\} \) is complete, then for each \( f \in H \)\n\n\[ f = \mathop{\sum }\limits_{1}^{\infty }\left( {f,{\varphi }_{i}}\right) {\varphi }_{i} \]\n\nand\n\n(1.62)\n\n\[ \parallel f{\parallel }^{2} = \mathop{\sum }\limits_{1}^{\infty }{\left( f,{\varphi }_{i}\right) }^{2} \]
Proof. Let \( f \) be any element of \( H \), and let\n\n\[ {f}_{n} = \sum {\alpha }_{j}^{\left( n\right) }{\varphi }_{j} \]\n\nbe a sequence of sums of the form (1.61) which converges to \( f \) in \( H \) . In particular,(1.53) holds. Thus, there is a sequence \( \left( {{\alpha }_{0},{\alpha }_{1},\cdots }\right) \)...
Yes
Theorem 1.7. If \( \left\{ {\varphi }_{n}\right\} \) is complete, then\n\n\[ \left( {f, g}\right) = \mathop{\sum }\limits_{1}^{\infty }\left( {f,{\varphi }_{n}}\right) \left( {g,{\varphi }_{n}}\right) \]
Proof. Set \( {\alpha }_{j} = \left( {f,{\varphi }_{j}}\right) \) . Since\n\n\[ f = \mathop{\sum }\limits_{1}^{\infty }{\alpha }_{j}{\varphi }_{j} \]\n\nwe have\n\n\[ \left( {f, g}\right) = \mathop{\lim }\limits_{{n \rightarrow \infty }}\left( {\mathop{\sum }\limits_{1}^{n}{\alpha }_{j}{\varphi }_{j}, g}\right) = \math...
Yes
For every bounded linear functional \( F \) on a Hilbert space \( H \) there is a unique element \( y \in H \) such that\n\n\[ F\left( x\right) = \left( {x, y}\right) \text{ for all }x \in H. \]\n\nMoreover,\n\n\[ \parallel y\parallel = \mathop{\sup }\limits_{{x \in H, x \neq 0}}\frac{\left| F\left( x\right) \right| }{...
In order to get an idea how to go about proving it, let us examine (2.3) a bit more closely. If \( F \) assigns to each element \( x \) the value zero, then we can take \( y = 0 \), and the theorem is trivial. Otherwise the \( y \) we are searching for cannot vanish. However, it must be \
No
Theorem 2.2. Let \( N \) be a closed subspace of a Hilbert space \( H \), and let \( x \) be an element of \( H \) which is not in \( N \). Set\n\n(2.5)\n\n\[ d = \mathop{\inf }\limits_{{z \in N}}\parallel x - z\parallel \]\n\nThen there is an element \( z \in N \) such that \( \parallel x - z\parallel = d \).
Proof. By the definition of \( d \), there is a sequence \( \left\{ {z}_{n}\right\} \) of elements of \( N \) such that \( \begin{Vmatrix}{x - {z}_{n}}\end{Vmatrix} \rightarrow d \). We apply the parallelogram law (cf.(1.38)) to \( x - {z}_{n} \) and \( x - {z}_{m} \). Thus\n\n\[ {\begin{Vmatrix}\left( x - {z}_{n}\righ...
Yes
Theorem 2.3. Let \( N \) be a closed subspace of a Hilbert space \( H \) . Then for each \( x \in H \), there are a \( v \in N \) and a \( w \) orthogonal to \( N \) such that \( x = v + w \) . This decomposition is unique.
Proof. If \( x \in N \), put \( v = x, w = 0 \) . If \( x \notin N \), let \( z \in N \) be such that \( \parallel x - z\parallel = d \), where \( d \) is given by (2.5). We set \( v = z, w = x - z \) and must show that \( w \) is orthogonal to \( N \) . Let \( u \neq 0 \) be any element of \( N \) and \( \alpha \) any...
Yes
Corollary 2.4. If \( N \) is a closed subspace of a Hilbert space \( H \) but is not the whole of \( H \), then there is an element \( y \neq 0 \) in \( H \) which is orthogonal to \( N \) .
Proof. Let \( x \) be any element of \( H \) which is not in \( N \) . By Theorem 2.3, \( x = v + w \), where \( v \in N \) and \( w \) is orthogonal to \( N \) . Clearly, \( w \neq 0 \), for otherwise \( x \) would be in \( N \) . We can take \( w \) as the element \( y \) sought.
Yes
Theorem 2.6. Let \( M \) be a subspace of a normed vector space \( X \), and suppose that \( f\left( x\right) \) is a bounded linear functional on \( M \). Set\n\n\[ \parallel f\parallel = \mathop{\sup }\limits_{{x \in M, x \neq 0}}\frac{\left| f\left( x\right) \right| }{\parallel x\parallel }.\]\n\nThen there is a bou...
Proof. Set\n\n\[ p\left( x\right) = \parallel f\parallel \cdot \parallel x\parallel ,\;x \in X. \]\n\nThen \( p\left( x\right) \) is a sublinear functional and\n\n\[ f\left( x\right) \leq p\left( x\right) ,\;x \in M. \]\n\nThen by the Hahn-Banach theorem there is a functional \( F\left( x\right) \) defined on the whole...
Yes
Corollary 2.8. If \( {x}_{1} \) is an element of \( X \) such that \( f\left( {x}_{1}\right) = 0 \) for every bounded linear functional \( f \) on \( X \), then \( {x}_{1} = 0 \) .
Corollary 2.8 is an immediate consequence of Theorem 2.7. If \( {x}_{1} \neq 0 \) , there would be a bounded linear functional \( F \) on \( X \) such that \( F\left( {x}_{1}\right) = \begin{Vmatrix}{x}_{1}\end{Vmatrix} \) . Thus, \( {x}_{1} = 0 \) .
Yes
Theorem 2.9. Let \( M \) be a subspace of a normed vector space \( X \), and suppose \( {x}_{0} \) is an element of \( X \) satisfying\n\n\( \left( {2.23}\right) \)\n\n\[ d = d\left( {{x}_{0}, M}\right) = \mathop{\inf }\limits_{{x \in M}}\begin{Vmatrix}{{x}_{0} - x}\end{Vmatrix} > 0. \]\n\nThen there is a bounded linea...
Proof. Let \( {M}_{1} \) be the set of all elements \( z \in X \) of the form\n\n(2.24)\n\n\[ z = \alpha {x}_{0} + x,\;\alpha \in \mathbb{R}, x \in M. \]\n\nDefine the functional \( f \) on \( {M}_{1} \) by \( f\left( z\right) = {\alpha d} \). Now the representation (2.24) is unique, for if \( z = {\alpha }_{1}{x}_{0} ...
Yes
Theorem 2.10. \( {X}^{\prime } \) is a Banach space whether or not \( X \) is.
Proof. Let \( \left\{ {f}_{n}\right\} \) be a Cauchy sequence in \( {X}^{\prime } \) . Thus for any \( \varepsilon > 0 \), there is an \( N \) such that\n\n\[ \begin{Vmatrix}{{f}_{n} - {f}_{m}}\end{Vmatrix} < \varepsilon \text{ for }m, n > N \]\n\nor, equivalently,\n\n(2.26)\n\n\[ \left| {{f}_{n}\left( x\right) - {f}_{...
Yes
Theorem 2.11. \( {l}_{p}^{\prime } = {l}_{q} \), where \( 1/p + 1/q = 1 \) .
Proof. Suppose \( x = \left( {{x}_{1},{x}_{2},\cdots }\right) \in {l}_{p} \), and \( f \in {l}_{p}^{\prime } \) . Set \( {e}_{1} = \left( {1,0,\cdots }\right) ,{e}_{2} = \) \( \left( {0,1,0,\cdots }\right) \), and in general \( {e}_{j} \) the vector having the \( j \) -th entry equal to one and all other entries equal ...
Yes
Lemma 2.13. A necessary and sufficient condition for (2.50) to hold is that \( g\left( c\right) = g\left( a\right) = g\left( b\right) \) at all points \( c \) of continuity of \( g \) .
This shows us how to \
No
Theorem 2.14. For each bounded linear functional \( f \) on \( C\left\lbrack {a, b}\right\rbrack \) there is a unique normalized function \( \widehat{g} \) of bounded variation such that\n\n(2.55)\n\n\[ f\left( x\right) = {\int }_{a}^{b}x\left( t\right) d\widehat{g}\left( t\right) ,\;x \in C\left\lbrack {a, b}\right\rb...
Proof. In case you have forgotten, it remains to prove (2.51). Let \( \varepsilon > 0 \) be given. Then there is a \( \delta > 0 \) so small and a partition\n\n\[ c + \delta = {\tau }_{0} < {\tau }_{1} < \cdots < {\tau }_{m} = b \]\n\nof the interval \( \left\lbrack {c + \delta, b}\right\rbrack \) such that\n\n\[ {V}_{...
Yes
Theorem 3.1. If a linear operator \( A \) is continuous at one point \( {x}_{0} \in X \) , then it is bounded, and hence continuous at every point.
Proof. If \( A \) were not bounded, then for each \( n \) we could find an element \( {x}_{n} \in X \) such that\n\n\[ \begin{Vmatrix}{A{x}_{n}}\end{Vmatrix} > n\begin{Vmatrix}{x}_{n}\end{Vmatrix}\text{.}\]\n\nSet\n\n\[ {z}_{n} = \frac{{x}_{n}}{n\begin{Vmatrix}{x}_{n}\end{Vmatrix}} + {x}_{0} \]\n\nThen \( {z}_{n} \righ...
Yes
Theorem 3.2. If \( Y \) is a Banach space, so is \( B\left( {X, Y}\right) \) .
Proof. Suppose \( \left\{ {A}_{n}\right\} \) is a Cauchy sequence of operators in \( B\left( {X, Y}\right) \) . Then for each \( \varepsilon > 0 \) there is an integer \( N \) such that\n\n\[ \begin{Vmatrix}{{A}_{n} - {A}_{m}}\end{Vmatrix} < \varepsilon \text{ for }m, n > N. \]\n\nThus for each \( x \neq 0 \) ,\n\n(3.3...
Yes
Theorem 3.3. \( {A}^{\prime } \in B\left( {{Y}^{\prime },{X}^{\prime }}\right) \), and \( \begin{Vmatrix}{A}^{\prime }\end{Vmatrix} = \parallel A\parallel \) .
Proof. We have by (3.5),\n\n\[ \left| {{A}^{\prime }{y}^{\prime }\left( x\right) }\right| = \left| {{y}^{\prime }\left( {Ax}\right) }\right| \leq \begin{Vmatrix}{y}^{\prime }\end{Vmatrix} \cdot \parallel A\parallel \cdot \parallel x\parallel .\n\]\n\nHence,\n\n\[ \begin{Vmatrix}{{A}^{\prime }{y}^{\prime }}\end{Vmatrix}...
Yes
Lemma 3.4. \( {S}^{ \circ } \) and \( {}^{ \circ }T \) are closed subspaces.
Proof. We consider \( {S}^{ \circ } \) ; the proof for \( {}^{ \circ }T \) is similar. Clearly, \( {S}^{ \circ } \) is a subspace, for if \( {x}_{1},{x}_{2} \) annihilate \( S \), so does \( {\alpha }_{1}{x}_{1} + {\alpha }_{2}{x}_{2} \) . Suppose \( {x}_{n}^{\prime } \in {S}^{ \circ } \) and \( {x}_{n}^{\prime } \righ...
Yes
Lemma 3.5. If \( M \) is a closed subspace of \( X \), then \( {}^{ \circ }\left( {M}^{ \circ }\right) = M \) .
Proof. Clearly, \( x \in {}^{ \circ }\left( {M}^{ \circ }\right) \) if, and only if, \( {x}^{\prime }\left( x\right) = 0 \) for all \( {x}^{\prime } \in {M}^{ \circ } \) . But this is satisfied by all \( x \in M \) . Hence, \( M \subset {}^{ \circ }\left( {M}^{ \circ }\right) \) . Now suppose \( {x}_{1} \) is an elemen...
Yes
Lemma 3.6. If \( S \) is a subset of \( X \), and \( M \) is the closed subspace spanned by \( S \), then \( {M}^{ \circ } = {S}^{ \circ } \) and \( M = {}^{ \circ }\left( {S}^{ \circ }\right) \) .
Proof. The second statement follows from the first, since by Lemma 3.5, \( M = {}^{ \circ }\left( {M}^{ \circ }\right) = {}^{ \circ }\left( {S}^{ \circ }\right) \) . As for the first, since \( S \subset M \), we have clearly \( {M}^{ \circ } \subset {S}^{ \circ } \) . Moreover, if \( {x}_{j} \in S \) and \( {x}^{\prime...
Yes
Theorem 3.9. If \( X \) is complete, then it is of the second category.
Proof. Suppose \( X \) were of the first category. Then\n\n(3.16)\n\n\[ X = \mathop{\bigcup }\limits_{1}^{\infty }{W}_{k} \]\n\nwhere each \( {W}_{k} \) is nowhere dense. Thus there is a point \( {x}_{1} \) not in \( {\bar{W}}_{1} \) . Since \( {x}_{1} \) is not a limit point of \( {W}_{1} \), there is an \( {r}_{1} \)...
Yes
Theorem 3.11. If \( X, Y \) are Banach spaces and \( A \) is a closed linear operator from \( X \) to \( Y \) with \( R\left( A\right) = Y, N\left( A\right) = \{ 0\} \), then \( {A}^{-1} \in B\left( {Y, X}\right) \) .
The reason we said \
No
Lemma 3.15. If a subsequence of a Cauchy sequence converges, then the whole sequence converges.
Proof. Let \( \left\{ {x}_{n}\right\} \) be a Cauchy sequence in a normed vector space \( X \), and let \( \varepsilon > 0 \) be given. Then there is an \( N \) so large that\n\n\[ \begin{Vmatrix}{{x}_{n} - {x}_{m}}\end{Vmatrix} < \varepsilon ,\;m, n > N. \]\n\nNow if \( \left\{ {x}_{n}\right\} \) has a subsequence con...
Yes
Theorem 3.16. Let \( X, Y \) be Banach spaces, and assume that \( A \in B\left( {X, Y}\right) \) . If \( R\left( A\right) \) is closed in \( Y \), then\n\n(3.25)\n\n\[ R\left( {A}^{\prime }\right) = N{\left( A\right) }^{ \circ }, \]\n\nand hence, \( R\left( {A}^{\prime }\right) \) is closed in \( {X}^{\prime } \) (Lemm...
Proof. If \( {x}^{\prime } \in R\left( {A}^{\prime }\right) \), then there is a \( {y}^{\prime } \in {Y}^{\prime } \) such that \( {A}^{\prime }{y}^{\prime } = {x}^{\prime } \) . For \( x \in N\left( A\right) , \)\n\n\[ {x}^{\prime }\left( x\right) = {A}^{\prime }{y}^{\prime }\left( x\right) = {y}^{\prime }\left( {Ax}\...
Yes
Theorem 3.17. Let \( X \) be a Banach space, and let \( Y \) be a normed vector space. Let \( W \) be any subset of \( B\left( {X, Y}\right) \) such that for each \( x \in X \) ,\n\n\[ \mathop{\sup }\limits_{{A \in W}}\parallel {Ax}\parallel < \infty \]\n\nThen there is a finite constant \( M \) such that \( \parallel ...
Proof. For each positive integer \( n \), let \( {S}_{n} \) denote the set of all \( x \in X \) such that \( \parallel {Ax}\parallel \leq n \) for all \( A \in W \) . Clearly, \( {S}_{n} \) is closed. For if \( \left\{ {x}_{k}\right\} \) is a sequence of elements in \( {S}_{n} \), and \( {x}_{k} \rightarrow x \), then ...
Yes
Theorem 3.18. Let \( A \) be a closed operator from a Banach space \( X \) to a Banach space \( Y \) such that \( R\left( A\right) = Y \) . If \( Q \) is any open subset of \( D\left( A\right) \), then the image \( A\left( Q\right) \) of \( Q \) is open in \( Y \) .
Proof. Let \( D = D\left( A\right) /N\left( A\right) \), and define the operator \( \widehat{A} \) from \( D \) to \( Y \) by \( \widehat{A}\left\lbrack x\right\rbrack = {Ax} \) . Then \( \widehat{A} \) is a one-to-one operator from the Banach space \( D \) onto the Banach space \( Y \) . Consequently, it has a bounded...
Yes
Corollary 3.19. Let \( A \) be a closed operator from a Banach space \( X \) to a Banach space \( Y \) such that \( R\left( A\right) = Y \) . If \( Q \) is any open subset of \( X \), then the image \( A\left( {Q \cap D\left( A\right) }\right) \) of \( Q \cap D\left( A\right) \) is open in \( Y \) .
This follows from the fact that \( Q \cap D\left( A\right) \) is open in \( D\left( A\right) \) .
No
Theorem 4.1. Let \( X \) be a normed vector space, and let \( A = I - K \), where \( K \) is of the form (4.4). If \( N\left( A\right) = \{ 0\} \), then \( R\left( A\right) = X \) . Otherwise \( R\left( A\right) \) is closed in \( X \), and \( N\left( A\right) \) is finite dimensional, having the same dimension as \( N...
Yes, I shall explain everything. When \( {x}_{1}^{\prime }\left( {x}_{1}\right) = 1 \), then \( R\left( A\right) \) consists of the annihilators of \( {x}_{1}^{\prime } \), and hence, is closed (Lemma 3.4). Moreover, \( N\left( A\right) \) is the subspace spanned by \( {x}_{1} \), while \( N\left( {A}^{\prime }\right) ...
Yes
Corollary 4.3. A finite dimensional normed vector space is always complete.
Proof. Suppose \( \dim X = n \), and let \( {x}_{1},\cdots ,{x}_{n} \) be a basis for \( X \) (i.e., a set of \( n \) linearly independent elements). Then each \( x \in X \) can be written in the form\n\n\[ x = {\alpha }_{1}{x}_{1} + \cdots + {\alpha }_{n}{x}_{n} \]\n\nSet\n\n\[ \parallel x{\parallel }_{1} = {\left( \m...
Yes
Corollary 4.4. If \( M \) is a finite dimensional subspace of a normed vector space, then \( M \) is closed.
Proof. If \( \left\{ {x}^{\left( k\right) }\right\} \) is a sequence of elements of \( M \) such that \( {x}^{\left( k\right) } \rightarrow x \) in \( X \), it is a Cauchy sequence in \( M \) . Since \( M \) is complete with respect to any norm, \( {x}^{\left( k\right) } \) has a limit in \( M \) which must coincide wi...
"No"
Corollary 4.5. If \( X \) is a finite dimensional normed vector space, then every bounded closed set \( T \) in \( X \) is compact.
Proof. Let \( {x}_{1},\cdots ,{x}_{n} \) be a basis for \( X \) . Then every element \( x \in X \) can be expressed in the form (4.15). Set\n\n(4.16)\n\n\[ \parallel x{\parallel }_{0} = \mathop{\sum }\limits_{1}^{n}\left| {\alpha }_{i}\right| \]\n\nThis is a norm on \( X \), and consequently it is equivalent to all oth...
Yes
Lemma 4.7. Let \( M \) be a closed subspace of a normed vector space \( X \) . If \( M \) is not the whole of \( X \), then for each number \( \theta \) satisfying \( 0 < \theta < 1 \) there is an element \( {x}_{\theta } \in X \) such that\n\n\[ \begin{Vmatrix}{x}_{\theta }\end{Vmatrix} = 1\text{ and }d\left( {{x}_{\t...
Proof. Since \( M \neq X \), there is an \( {x}_{1} \in X \smallsetminus M \) (i.e., in \( X \) but not in \( M \) ). Since \( M \) is closed, \( d = d\left( {{x}_{1}, M}\right) > 0 \) . For any \( \varepsilon > 0 \) there is an \( {x}_{0} \in M \) such that\n\n\[ \begin{Vmatrix}{{x}_{1} - {x}_{0}}\end{Vmatrix} < d + \...
Yes
Lemma 4.8. If \( V \) is an \( n \) -dimensional vector space, then every subspace of \( V \) is of dimension \( \leq n \) .
Proof. Let \( W \) be a subspace of \( V \) . If \( W \) consists only of the element 0, then \( \dim W = 0 \) . Otherwise, there is an element \( {w}_{1} \neq 0 \) in \( W \) . If there does not exist a \( w \in W \) such that \( {w}_{1} \) and \( w \) are linearly independent, then \( \dim W = 1 \) . Otherwise, let \...
Yes
Theorem 4.10. Let \( X \) be a Banach space, and assume that \( K \in B\left( X\right) \) is the limit in norm of a sequence of operators of finite rank. If \( A = I - K \) , then \( R\left( A\right) \) is closed in \( X \), and \( \dim N\left( A\right) = \dim N\left( {A}^{\prime }\right) < \infty \) .
Proof. From (4.31) we see that \( N\left( A\right) = N\left( {I - {B}_{n}^{-1}{K}_{n}}\right) \) . Since \( {A}^{\prime } = (I - \) \( {\left. {B}_{n}^{-1}{K}_{n}\right) }^{\prime }{B}_{n}^{\prime } \), it follows that \( \dim N\left( {A}^{\prime }\right) = \dim N\left\lbrack {\left( I - {B}_{n}^{-1}{K}_{n}\right) }^{\...
Yes
Theorem 4.11. Let \( X \) be a normed vector space and \( Y \) a Banach space. If \( L \) is in \( B\left( {X, Y}\right) \) and there is a sequence \( \left\{ {K}_{n}\right\} \subset K\left( {X, Y}\right) \) such that \[ \begin{Vmatrix}{L - {K}_{n}}\end{Vmatrix} \rightarrow 0\text{ as }n \rightarrow 0, \] then \( L \) ...
To illustrate Theorem 4.11, consider the operator \( K \) on \( {l}_{p} \) given by \[ K\left( {{x}_{1},{x}_{2},\cdots ,{x}_{k},\cdots }\right) = \left( {{x}_{1},{x}_{2}/2,\cdots ,{x}_{k}/k,\cdots }\right) . \] We shall see that \( K \) is a compact operator. To that end, set \[ {F}_{n}\left( {{x}_{1},{x}_{2},\cdots }\...
No
Theorem 4.12. Let \( X \) be a Banach space and let \( K \) be an operator in \( K\left( X\right) \). Set \( A = I - K \). Then, \( R\left( A\right) \) is closed in \( X \) and \( \dim N\left( A\right) = \dim N\left( {A}^{\prime }\right) \) is finite. In particular, either \( R\left( A\right) = X \) and \( N\left( A\ri...
The last statement of Theorem 4.12 is known as the Fredholm alternative. To show that \( R\left( A\right) \) is closed we make use of the trivial
No
Lemma 4.13. Let \( X, Y \) be normed vector spaces, and let \( A \) be a linear operator from \( X \) to \( Y \) . Then for each \( x \) in \( D\left( A\right) \) and \( \varepsilon > 0 \) there is an element \( {x}_{0} \in D\left( A\right) \) such that\n\n\[ A{x}_{0} = {Ax},\;d\left( {{x}_{0}, N\left( A\right) }\right...
Proof. There is an \( {x}_{1} \in N\left( A\right) \) such that \( \begin{Vmatrix}{x - {x}_{1}}\end{Vmatrix} < d\left( {x, N\left( A\right) }\right) + \varepsilon \) . Set \( {x}_{0} = x - {x}_{1} \)
No
Lemma 4.14. If \( {x}_{1}^{\prime },\cdots ,{x}_{m}^{\prime } \) are linearly independent vectors in \( {X}^{\prime } \), then there are vectors \( {x}_{1},\cdots ,{x}_{m} \) in \( X \) such that\n\n\[ \n{x}_{j}^{\prime }\left( {x}_{k}\right) = {\delta }_{jk} = \left\{ {\begin{array}{ll} 1 & j = k, \\ 0, & j \neq k, \e...
Proof. Assume that the lemma is true for \( m = l - 1 \geq 1 \) . Let \( {x}_{1}^{\prime },\cdots ,{x}_{l}^{\prime } \) be linearly independent vectors in \( {X}^{\prime } \) . Then, for any \( x \in X \), \n\n\[ \n{x}_{j}^{\prime }\left( {x - \mathop{\sum }\limits_{1}^{{l - 1}}{x}_{k}^{\prime }\left( x\right) {x}_{k}}...
Yes
Lemma 4.16. Let \( X, Y \) be normed vector spaces. A linear operator \( K \) from \( X \) to \( Y \) is compact if, and only if, the image \( K\left( U\right) \) of a bounded set \( U \subset X \) is relatively compact in \( Y \).
Proof. Suppose \( K \in K\left( {X, Y}\right) \) . Since \( U \) is bounded, there is a constant \( C \) such that \( \parallel x\parallel \leq C \) for all \( x \in U \) . Let \( \left\{ {K{x}_{n}}\right\} \) be a sequence in \( K\left( U\right) \) . Then \( \begin{Vmatrix}{x}_{n}\end{Vmatrix} \leq C \) . Since \( K \...
Yes
Theorem 4.17. If a set \( U \subset X \) is relatively compact, then it is totally bounded. If \( X \) is complete and \( U \) is totally bounded, then \( U \) is relatively compact.
Proof. Assume that \( U \) is relatively compact, and let \( \varepsilon > 0 \) be given. We shall show that \( U \) has an \( \varepsilon \) -net consisting of a finite number of points of \( U \) . (We actually do not need to show that the points belong to \( U \) .) Let \( {x}_{1} \) be any point of \( U \) . If \( ...
No
Theorem 5.4. If \( A \in \Phi \left( {X, Y}\right) \), there is a closed subspace \( {X}_{0} \) of \( X \) such that (5.2) holds and a subspace \( {Y}_{0} \) of \( Y \) of dimension \( \beta \left( A\right) \) such that (5.3) holds. Moreover, there is an operator \( {A}_{0} \in B\left( {Y, X}\right) \) such that\n\n(a)...
To prove statement \( \left( e\right) \), we note that the operator \( {F}_{1} = I - {A}_{0}A \) is equal to \( I \) on \( N\left( A\right) \) and vanishes on \( {X}_{0} \) . Hence, it is in \( B\left( X\right) \) by Lemma 5.2. Similar reasoning gives \( \left( f\right) \).
No
Theorem 5.5. Let \( A \) be an operator in \( B\left( {X, Y}\right) \) and assume that there are operators \( {A}_{1},{A}_{2} \in B\left( {Y, X}\right) ,{K}_{1} \in K\left( X\right) ,{K}_{2} \in K\left( Y\right) \) such that\n\n(5.7)\n\n\[ \n{A}_{1}A = I - {K}_{1}\text{ on }X \n\]\n\nand\n\n(5.8)\n\n\[ \nA{A}_{2} = I -...
Proof. Since \( N\left( A\right) \subset N\left( {{A}_{1}A}\right) \), we have \( \alpha \left( A\right) \leq \alpha \left( {I - {K}_{1}}\right) < \infty \) (Theorem 4.12). Likewise, \( R\left( A\right) \supset R\left( {A{A}_{2}}\right) = R\left( {I - {K}_{2}}\right) \). Hence, \( N\left( {A}^{\prime }\right) \subset N...
No
Lemma 5.6. Let \( X \) be a normed vector space, and suppose that \( X = N \) \( \oplus {X}_{0} \), where \( {X}_{0} \) is a closed subspace and \( N \) is finite dimensional. If \( {X}_{1} \) is a subspace of \( X \) containing \( {X}_{0} \), then \( {X}_{1} \) is closed.
Proof. Set \( M = N \cap {X}_{1} \) . Then \( {X}_{1} = {X}_{0} \oplus M \) . For if \( x \in {X}_{1}, x = {x}_{0} + z \) , where \( {x}_{0} \in {X}_{0} \) and \( z \in N \) . Since \( {x}_{0} \in {X}_{1} \), the same is true for \( z \) . Hence, \( z \in M \) . We now apply Lemma 5.2.
Yes
Theorem 5.7. If \( A \in \Phi \left( {X, Y}\right) \) and \( B \in \Phi \left( {Y, Z}\right) \), then \( {BA} \in \Phi \left( {X, Z}\right) \) and\n\n\[ i\left( {BA}\right) = i\left( B\right) + i\left( A\right) \]
Proof. By Theorem 5.4, there are operators\n\n\[ {A}_{0} \in B\left( {Y, X}\right) ,{B}_{0} \in B\left( {Z, Y}\right) ,{F}_{1} \in K\left( X\right) ,{F}_{2},{F}_{3} \in K\left( Y\right) ,{F}_{4} \in K\left( Z\right) \]\n\nsuch that\n\n\[ {A}_{0}A = I - {F}_{1}\text{ on }X,\;A{A}_{0} = I - {F}_{2}\text{ on }Y \]\n\nand\...
Yes
Lemma 5.8. Let \( V, W \) be finite-dimensional vector spaces, and let \( L \) be a linear operator from \( V \) to \( W \) . Then \( \dim R\left( L\right) \leq \dim D\left( L\right) \) . If \( L \) is one-to-one, then \( \dim R\left( L\right) = \dim D\left( L\right) \) .
Proof. The second statement follows from the first, since \( {L}^{-1} \) exists and\n\n\[ D\left( {L}^{-1}\right) = R\left( L\right) ,\;R\left( {L}^{-1}\right) = D\left( L\right) . \]\n\nTo prove the first statement, assume that \( \dim D\left( L\right) < n \), and let \( {w}_{1},\cdots ,{w}_{n} \) be any \( n \) vecto...
Yes
Lemma 5.9. Suppose \( A \in \Phi \left( {X, Y}\right) \), and let \( {A}_{0} \) be any operator satisfying (e) and (f) of Theorem 5.4. Then \( {A}_{0} \in \Phi \left( {Y, X}\right) \) and \( i\left( {A}_{0}\right) = - i\left( A\right) \) .
Proof. By hypothesis,(5.10) holds with \( {F}_{1} \in K\left( X\right) \) and \( {F}_{2} \in K\left( Y\right) \) . Thus, by Theorem 5.5 (with \( X \) and \( Y \) interchanged), we see that \( {A}_{0} \in \Phi \left( {Y, X}\right) \) . Moreover, by Theorem 5.7, \[ i\left( {A}_{0}\right) + i\left( A\right) = i\left( {I -...
Yes
Theorem 5.10. If \( A \in \Phi \left( {X, Y}\right) \) and \( K \in K\left( {X, Y}\right) \), then \( A + K \in \Phi \left( {X, Y}\right) \) and\n\n\[ i\left( {A + K}\right) = i\left( A\right) \]
Proof. By Theorem 5.4, there are \( {A}_{0} \in B\left( {Y, X}\right) ,{F}_{1} \in K\left( X\right) ,{F}_{2} \in K\left( Y\right) \) such that\n\n\[ {A}_{0}A = I - {F}_{1}\text{ on }X,\;A{A}_{0} = I - {F}_{2}\text{ on }Y. \]\n\nHence,\n\n\[ {A}_{0}\left( {A + K}\right) = I - {F}_{1} + {A}_{0}K = I - {K}_{1}\text{ on }X...
Yes
Theorem 5.11. Assume that \( A \in \Phi \left( {X, Y}\right) \) . Then there is an \( \eta > 0 \) such that for any \( T \in B\left( {X, Y}\right) \) satisfying \( \parallel T\parallel < \eta \), one has \( A + T \in \Phi \left( {X, Y}\right) \), (5.15) \[ i\left( {A + T}\right) = i\left( A\right) \] and (5.16) \[ \alp...
Proof. By (5.14), we have \[ {A}_{0}\left( {A + T}\right) = I - {F}_{1} + {A}_{0}T\text{ on }X \] and \[ \left( {A + T}\right) {A}_{0} = I - {F}_{2} + T{A}_{0}\text{ on }Y. \] We take \( \eta = {\begin{Vmatrix}{A}_{0}\end{Vmatrix}}^{-1} \) . Then \( \begin{Vmatrix}{{A}_{0}T}\end{Vmatrix} \leq \begin{Vmatrix}{A}_{0}\end...
Yes
Lemma 5.12. Let \( X \) be a vector space, and assume that \( X = N \oplus {X}_{0} \), where \( N \) is finite dimensional. If \( M \) is a subspace of \( X \) such that \( M \cap {X}_{0} = \{ 0\} \) , then \( \dim M \leq \dim N \) .
Proof. Suppose \( \dim N < n \), and let \( {x}_{1},\cdots ,{x}_{n} \) be any \( n \) vectors in \( M \) . By hypothesis,\n\n\[ \n{x}_{k} = {x}_{k0} + {x}_{k1},\;{x}_{k0} \in {X}_{0},{x}_{k1} \in N,1 \leq k \leq n.\n\]\n\nSince \( \dim N < n \), there are scalars \( {\alpha }_{1},\cdots ,{\alpha }_{n} \) not all zero s...
Yes
Theorem 5.13. Assume that \( A \in B\left( {X, Y}\right) \) and \( B \in B\left( {Y, Z}\right) \) are such that \( {BA} \in \Phi \left( {X, Z}\right) \) . Then \( A \in \Phi \left( {X, Y}\right) \) if, and only if, \( B \in \Phi \left( {Y, Z}\right) \) .
Proof. First assume that \( A \in \Phi \left( {X, Y}\right) \), and let \( {A}_{0} \) be an operator satisfying Theorem 5.4. Thus,\n\n\[ \n{BA}{A}_{0} = B - B{F}_{2}\text{ on }Y \n\]\n\nwhere \( {F}_{2} \in K\left( Y\right) \) . Now \( {A}_{0} \in \Phi \left( {Y, X}\right) \) by Lemma 5.9, while \( {BA} \in \Phi \left(...
Yes
Theorem 5.14. Assume that \( A \in B\left( {X, Y}\right) \) and \( B \) is in \( B\left( {Y, Z}\right) \) are such that \( {BA} \in \Phi \left( {X, Z}\right) \) . If \( \alpha \left( B\right) < \infty \), then \( A \in \Phi \left( {X, Y}\right) \) and \( B \in \Phi \left( {Y, Z}\right) \) .
Proof. Since \( R\left( B\right) \supset R\left( {BA}\right) \), we see by Lemma 5.6 that \( R\left( B\right) \) is closed. Moreover, \( \beta \left( B\right) \leq \beta \left( {BA}\right) \), and, hence, \( B \in \Phi \left( {Y, Z}\right) \) . We now apply Theorem 5.13.
No
Theorem 5.16. Assume that \( A \) in \( B\left( {X, Y}\right) \) and \( B \) in \( B\left( {Y, Z}\right) \) are such that \( {BA} \in \Phi \left( {X, Z}\right) \) . If \( \beta \left( A\right) < \infty \), then \( A \in \Phi \left( {X, Y}\right) \) and \( B \in \Phi \left( {Y, Z}\right) \) .
Proof. Taking adjoints, we have \( {A}^{\prime }{B}^{\prime } \in \Phi \left( {{Z}^{\prime },{X}^{\prime }}\right) \) by Theorem 5.15. Moreover, \( \alpha \left( {A}^{\prime }\right) = \beta \left( A\right) < \infty \) . We can now apply Theorem 5.14 to conclude that \( {A}^{\prime } \in \Phi \left( {{Y}^{\prime },{X}^...
Yes
Theorem 5.17. If \( K \) is in \( K\left( X\right) \) and \( A = I - K \), then there is an integer \( n \geq 1 \) such that \( N\left( {A}^{n}\right) = N\left( {A}^{k}\right) \) for all \( k \geq n \) .
Proof. First we note that the theorem is true if there is an integer \( k \) such that \( N\left( {A}^{k}\right) = N\left( {A}^{k + 1}\right) \) . For if \( j > k \) and \( x \in N\left( {A}^{j + 1}\right) \), then \( {A}^{j - k}x \in \) \( N\left( {A}^{k + 1}\right) = N\left( {A}^{k}\right) \), showing that \( x \in N...
Yes
Theorem 5.18. A necessary and sufficient condition that \( A \in \Phi \left( X\right) \) with \( r\left( A\right) < \infty \) and \( {r}^{\prime }\left( A\right) < \infty \) is that there exist an integer \( n \geq 1 \) and operators \( E \) in \( B\left( X\right) \) and \( K \) in \( K\left( X\right) \) such that\n\n\...
Proof. To prove the sufficiency of (5.33), set \( W = {A}^{n} \) . Then by Theorem \( {5.5}, W \in \Phi \left( X\right) \) . Now by Theorem 5.17, there is an integer \( m \) such that\n\n\[ N\left\lbrack {\left( I - K\right) }^{j}\right\rbrack = N\left\lbrack {\left( I - K\right) }^{m}\right\rbrack, R\left\lbrack {\lef...
Yes
Lemma 5.19. Let \( {A}_{1},\cdots ,{A}_{n} \) be operators in \( B\left( X\right) \) which commute, and suppose that their product \( A = {A}_{1}\cdots {A}_{n} \) is in \( \Phi \left( X\right) \) . Then each \( {A}_{k} \) is in \( \Phi \left( X\right) \) .
Proof. Clearly, \( N\left( {A}_{k}\right) \subset N\left( A\right) \) and \( R\left( {A}_{k}\right) \supset R\left( A\right) \) . Thus, \( \alpha \left( {A}_{k}\right) \) and \( \beta \left( {A}_{k}\right) \) are both finite. Moreover, by (5.3), \( X = R\left( A\right) \oplus {Y}_{0} \), where \( {Y}_{0} \) is a finite...
Yes
Lemma 5.20. Assume that \( A \) is in \( B\left( {X, Y}\right) \) and that \( \alpha \left( A\right) < \infty \) . Let \( P \) be defined by (5.34). Then \( R\left( A\right) \) is closed in \( Y \) if and only if\n\n(5.35)\n\n\[ \parallel \left( {I - P}\right) x\parallel \leq \parallel {Ax}\parallel ,\;x \in X. \]
Proof. If \( R\left( A\right) \) is closed, then the restriction of \( A \) to \( {X}_{0} \) is one-to-one and has closed range. Hence, by Theorem 3.12,\n\n(5.36)\n\n\[ \parallel x\parallel \leq C\parallel {Ax}\parallel ,\;x \in {X}_{0}. \]\n\nBut for any \( x \in X,\left( {I - P}\right) x \in {X}_{0} \) and \( A\left(...
Yes
Theorem 5.21. Suppose \( A \) is in \( B\left( {X, Y}\right) \) . Then \( A \in {\Phi }_{ + }\left( {X, Y}\right) \) if and only if there is a seminorm \( \left| \cdot \right| \) compact relative to the norm of \( X \) such that (5.40) holds.
Proof. We have proved the \
No
Theorem 5.22. If \( A \in {\Phi }_{ + }\left( {X, Y}\right) \) and \( K \) is in \( K\left( {X, Y}\right) \), then \( A + K \in \) \( {\Phi }_{ + }\left( {X, Y}\right) \) and (5.13) holds.
Proof. By Theorem 5.21,\n\n\[ \parallel x\parallel \leq C\parallel \left( {A + K}\right) x\parallel + \left| x\right| + C\parallel {Kx}\parallel ,\;x \in X. \]\n\nSet\n\n\[ {\left| x\right| }_{0} = \left| x\right| + C\parallel {Kx}\parallel \]\n\nThen, \( {\left| x\right| }_{0} \) is a seminorm which is compact relativ...
Yes
Lemma 5.24. Assume \( A \in {\Phi }_{ + }\left( {X, Y}\right) ,\widetilde{X} = N \oplus X, n = \dim N < \infty ,\widetilde{A} \in \) \( B\left( {\widetilde{X}, Y}\right) \) satisfies\n\n\[ \widetilde{A}\left( {z + x}\right) = {Cz} + {Ax},\;z \in N, x \in X, \]\n\nwhere \( C \) is in \( B\left( {N, Y}\right) \) . Then \...
Proof. We may assume that \( n = 1 \), i.e., \( N = \left\{ {z}_{0}\right\} \) . There are three cases.\n\nCase 1. \( C{z}_{0} = 0 \) . In this case we have \( N\left( \widetilde{A}\right) = N\left( A\right) \oplus \left\{ {z}_{0}\right\} ,\alpha \left( \widetilde{A}\right) = \) \( \alpha \left( A\right) + 1, R\left( \...
Yes
Proposition 5.25. \( A \in \Phi \left( {X, Y}\right) \) if and only if \( A \in {\Phi }_{ + }\left( {X, Y}\right) \) and \( {A}^{\prime } \in \) \( {\Phi }_{ + }\left( {{Y}^{\prime },{X}^{\prime }}\right) \)
Proof. By Theorem 5.15, \( A \in \Phi \left( {X, Y}\right) \) implies \( {A}^{\prime } \in \Phi \left( {{Y}^{\prime },{X}^{\prime }}\right) \), so that the \
No
Theorem 5.26. If \( A \in {\Phi }_{ + }\left( {X, Y}\right) \) and \( B \in {\Phi }_{ + }\left( {Y, Z}\right) \), then \( {BA} \in {\Phi }_{ + }\left( {X, Z}\right) \) , and (5.9) holds.
Proof. By Theorem 5.21,\n\n\[ \parallel x\parallel \leq {C}_{1}\parallel {Ax}\parallel + {\left| x\right| }_{1},\;x \in X, \]\n\n\[ \parallel y\parallel \leq {C}_{2}\parallel {By}\parallel + {\left| y\right| }_{2},\;y \in Y \]\n\nwhere the seminorms \( {\left| \cdot \right| }_{1} \) and \( {\left| \cdot \right| }_{2} \...
Yes
Theorem 5.28. If \( A \in {\Phi }_{ - }\left( {X, Y}\right) \) and \( K \) is in \( K\left( {X, Y}\right) \), then \( A + K \in \) \( {\Phi }_{ - }\left( {X, Y}\right) \) and (5.13) holds.
Proof. Now, \( {A}^{\prime } \in {\Phi }_{ + }\left( {{Y}^{\prime },{X}^{\prime }}\right) \) by hypothesis, and \( {K}^{\prime } \in K\left( {{Y}^{\prime },{X}^{\prime }}\right) \) by Theorem 4.15. Thus, \( {A}^{\prime } + {K}^{\prime } \in {\Phi }_{ + }\left( {{Y}^{\prime },{X}^{\prime }}\right) \) and\n\n\[ i\left( {...
Yes
Theorem 5.29. If \( A \in {\Phi }_{ - }\left( {X, Y}\right) \), then there is an \( \eta > 0 \) such that \( \parallel T\parallel < \eta \) for \( T \) in \( B\left( {X, Y}\right) \) implies that \( A + T \in {\Phi }_{ - }\left( {X, Y}\right) \), and (5.15),(5.41) hold.
Proof. We know that \( {T}^{\prime } \in B\left( {{Y}^{\prime },{X}^{\prime }}\right) \) and that \( \begin{Vmatrix}{T}^{\prime }\end{Vmatrix} < \eta \) (Theorem 3.3). Hence, \( {A}^{\prime } + {T}^{\prime } \in {\Phi }_{ + }\left( {{Y}^{\prime },{X}^{\prime }}\right) \) for \( \eta \) sufficiently small, and\n\n\[ i\l...
Yes
Theorem 5.30. If \( A \in {\Phi }_{ - }\left( {X, Y}\right) \) and \( B \in {\Phi }_{ - }\left( {Y, Z}\right) \), then \( {BA} \in {\Phi }_{ - }\left( {X, Z}\right) \) , and (5.9) holds.
Proof. By definition, \( {A}^{\prime } \in {\Phi }_{ + }\left( {{Y}^{\prime },{X}^{\prime }}\right) \) and \( {B}^{\prime } \in {\Phi }_{ + }\left( {{Z}^{\prime },{Y}^{\prime }}\right) \) . Thus, \( {\left( BA\right) }^{\prime } = \) \( {A}^{\prime }{B}^{\prime } \in {\Phi }_{ + }\left( {{Z}^{\prime },{X}^{\prime }}\ri...
Yes
Theorem 5.31. If \( A \) is in \( B\left( {X, Y}\right), B \) is in \( B\left( {Y, Z}\right) \) and \( {BA} \in {\Phi }_{ - }\left( {X, Z}\right) \) , then \( B \in {\Phi }_{ - }\left( {Y, Z}\right) \) .
Proof. Since \( \dim R{\left( BA\right) }^{ \circ } < \infty \), there is a subspace \( {Z}_{0} \) such that \( \dim {Z}_{0} < \) \( \infty \) and \( Z = R\left( {BA}\right) \oplus {Z}_{0} \) (Lemma 5.3). Since \( R\left( B\right) \supset R\left( {BA}\right) \), we know that \( R\left( B\right) \) is closed (Lemma 5.6)...
Yes
Theorem 5.32. If \( A \) is in \( B\left( {X, Y}\right), B \) is in \( B\left( {Y, Z}\right) \) and \( {BA} \in {\Phi }_{ + }\left( {X, Z}\right) \) , then \( A \in {\Phi }_{ + }\left( {X, Y}\right) \) .
Proof. We merely note that \( {A}^{\prime }{B}^{\prime } \in {\Phi }_{ - }\left( {{Z}^{\prime },{X}^{\prime }}\right) \) . Theorem 5.31 now implies that \( {A}^{\prime } \in {\Phi }_{ - }\left( {{Y}^{\prime },{X}^{\prime }}\right) \), which means that \( A \in {\Phi }_{ + }\left( {X, Y}\right) \).
Yes
Lemma 5.33. If \( {X}_{1} \) is a closed complemented subspace of a Banach space \( X \), then there is a bounded projection \( P \) on \( X \) with \( R\left( P\right) = {X}_{1} \) .
Proof. Let \( {X}_{2} \) be a closed complement of \( {X}_{1} \) in \( X \) . Then each \( x \in X \) is of the form\n\n\[ x = {x}_{1} + {x}_{2},\;{x}_{k} \in {X}_{k} \]\n\nDefine \( {Px} = {x}_{1} \) . Then \( P \) is a projection, and it is easily verified that it is a closed operator. Hence, it is bounded by the clo...
Yes
Theorem 5.34. If \( A \in {\Phi }_{ + }\left( {X, Y}\right) \) and \( R\left( A\right) \) is complemented in \( Y \), then there is an \( {A}_{0} \in B\left( {Y, X}\right) \) such that \( {A}_{0}A \in \Phi \left( X\right) \) .
Proof. Let \( P \) be a bounded projection from \( Y \) to \( R\left( A\right) \) . There is a closed subspace \( {X}_{0} \in X \) such that\n\n\[ X = {X}_{0} \oplus N\left( A\right) \]\n\nThen \( A \) has a bounded inverse \( \widehat{A} \) from \( R\left( A\right) \) to \( {X}_{0} \) . Let \( {A}_{0} = \widehat{A}P \...
Yes
Theorem 5.35. If \( A \in {\Phi }_{ - }\left( {X, Y}\right) \) with \( N\left( A\right) \) complemented, then there is an \( {A}_{0} \in B\left( {Y, X}\right) \) such that \( A{A}_{0} \in \Phi \left( Y\right) \) .
Proof. There is a finite dimensional subspace \( {Y}_{0} \in Y \) such that\n\n\[ Y = R\left( A\right) \oplus {Y}_{0} \]\n\nLet \( P \) be the bounded projection onto \( R\left( A\right) \) which vanishes on \( {Y}_{0} \), and define \( {A}_{0} \) as above. Then\n\n\[ A{A}_{0} = \left\{ \begin{array}{ll} I & \text{ on ...
Yes
Theorem 5.36. If \( A \) is in \( B\left( {X, Y}\right), B \) is in \( B\left( {Y, Z}\right) \) and \( {BA} \in \Phi \left( {X, Z}\right) \) , then \( A \in {\Phi }_{ + }\left( {X, Y}\right) \), and \( B \in {\Phi }_{ - }\left( {Y, Z}\right) \) . Moreover, \( R\left( A\right) \) and \( N\left( B\right) \) are complemen...
Proof. The first statement follows from Theorems 5.31 and 5.32. Consequently, there is a closed subspace \( {X}_{0} \subset X \) such that\n\n\[ X = {X}_{0} \oplus N\left( A\right) \]\n\nLet\n\n\[ {Y}_{1} = R\left( A\right) \cap N\left( B\right) ,\;{X}_{1} = {A}^{-1}\left( {Y}_{1}\right) \cap {X}_{0}. \]\n\nSince \( {X...
Yes
Theorem 6.3. \( {\Phi }_{A} \) and \( \rho \left( A\right) \) are open sets. Hence, \( \sigma \left( A\right) \) is a closed set.
Proof. If \( {\lambda }_{0} \in {\Phi }_{A} \), then by definition \( A - {\lambda }_{0} \in \Phi \left( X\right) \) . By Theorem 5.11, there is a constant \( \eta > 0 \) such that \( \left| \mu \right| < \eta \) implies that \( A - {\lambda }_{0} - \mu \in \Phi \left( X\right) \) and\n\n\[ i\left( {A - {\lambda }_{0} ...
Yes
Theorem 6.4. For \( A \) in \( B\left( X\right) \), set\n\n(6.6)\n\n\[ \n{r}_{\sigma }\left( A\right) = \mathop{\inf }\limits_{n}{\begin{Vmatrix}{A}^{n}\end{Vmatrix}}^{1/n}. \]\n\nThen \( \rho \left( A\right) \) contains all scalars \( \lambda \) such that \( \left| \lambda \right| > {r}_{\sigma }\left( A\right) \) .
This theorem is an immediate consequence of the following two lemmas:\n\nLemma 6.5. If \( \left|
No
Lemma 6.6. If \( \lambda \in \sigma \left( A\right) \), then for each \( n \) we have \( {\lambda }^{n} \in \sigma \left( {A}^{n}\right) \) .
Proof. Suppose \( {\lambda }^{n} \in \rho \left( {A}^{n}\right) \) . Now,\n\n(6.9)\n\n\[ {A}^{n} - {\lambda }^{n} = \left( {A - \lambda }\right) B = B\left( {A - \lambda }\right) \]\n\nwhere\n\n\[ B = {A}^{n - 1} + \lambda {A}^{n - 2} + \cdots + {\lambda }^{n - 2}A + {\lambda }^{n - 1}. \]\n\nThus, \( \alpha \left( {A ...
Yes
Theorem 6.7. If \( \lambda \in \sigma \left( A\right) \), then \( p\left( \lambda \right) \in \sigma \left( {p\left( A\right) }\right) \) for any polynomial \( p\left( t\right) \) .
Proof. Since \( \lambda \) is a root of \( p\left( t\right) - p\left( \lambda \right) \), we have\n\n\[ p\left( t\right) - p\left( \lambda \right) = \left( {t - \lambda }\right) q\left( t\right) \]\n\nwhere \( q\left( t\right) \) is a polynomial with real coefficients. Hence,\n\n(6.10)\n\n\[ p\left( A\right) - p\left( ...
Yes
Theorem 6.8. If \( X \) is a complex Banach space, then \( \mu \in \sigma \left( {p\left( A\right) }\right) \) if and only if \( \mu = p\left( \lambda \right) \) for some \( \lambda \in \sigma \left( A\right) \), i.e., if (6.13) holds.
Proof. We have proved it in one direction already (Theorem 6.7). To prove it in the other, let \( {\gamma }_{1},\cdots ,{\gamma }_{n} \) be the (complex) roots of \( p\left( t\right) - \mu \) . For a complex Banach space they are all scalars. Thus,\n\n\[ p\left( A\right) - \mu = c\left( {A - {\gamma }_{1}}\right) \cdot...
Yes
Lemma 6.11. If \( \left| z\right| > \lim \sup {\begin{Vmatrix}{A}^{n}\end{Vmatrix}}^{1/n} \), then\n\n\[{\left( z - A\right) }^{-1} = \mathop{\sum }\limits_{1}^{\infty }{z}^{-n}{A}^{n - 1}\]\n\nwhere the convergence is in the norm of \( B\left( X\right) \) .
Proof. By hypothesis, there is a number \( \delta < 1 \) such that\n\n\[{\begin{Vmatrix}{A}^{n}\end{Vmatrix}}^{1/n} \leq \delta \left| z\right|\]\n\nfor \( n \) sufficiently large. Set \( B = {z}^{-1}A \). Then, by (6.15), we have\n\n\[\mathop{\sum }\limits_{0}^{\infty }\begin{Vmatrix}{B}^{n}\end{Vmatrix} < \infty\]\n\...
Yes
Theorem 6.13. \( {r}_{\sigma }\left( A\right) = \mathop{\max }\limits_{{\lambda \in \sigma \left( A\right) }}\left| \lambda \right| \) and \( {\begin{Vmatrix}{A}^{n}\end{Vmatrix}}^{1/n} \rightarrow {r}_{\sigma }\left( A\right) \) as \( n \rightarrow \infty \) .
Proof. Set \( m = \mathop{\max }\limits_{{\lambda \in \sigma \left( A\right) }}\left| \lambda \right| \), and let \( \varepsilon > 0 \) be given. If \( C \) is a circle about the origin of radius \( a = m + \varepsilon \), we have by Theorem 6.12,\n\n\[ \begin{Vmatrix}{A}^{n}\end{Vmatrix} \leq \frac{1}{2\pi }{a}^{n}M\l...
Yes
Theorem 6.14. If \( \left| z\right| > {r}_{\sigma }\left( A\right) \), then (6.14) holds with convergence in \( B\left( X\right) \) .
Now let \( b \) be any number greater than \( {r}_{\sigma }\left( A\right) \), and let \( f\left( z\right) \) be a complex valued function that is analytic in \( \left| z\right| < b \) . Thus,\n\n\[ f\left( z\right) = \mathop{\sum }\limits_{0}^{\infty }{a}_{k}{z}^{k},\;\left| z\right| < b. \]\n\nWe can define \( f\left...
Yes
Theorem 6.16. If \( A \) is in \( B\left( X\right) \) and \( f\left( z\right) \) is a function analytic in an open set \( \Omega \) containing \( \sigma \left( A\right) \) such that \( f\left( z\right) \neq 0 \) on \( \sigma \left( A\right) \), then \( f{\left( A\right) }^{-1} \) exists and is given by
\[ f{\left( A\right) }^{-1} = \frac{1}{2\pi i}{\oint }_{\partial \omega }\frac{1}{f\left( z\right) }{\left( z - A\right) }^{-1}{dz} \] where \( \omega \) is any open set such that (a) \( \sigma \left( A\right) \subset \omega ,\bar{\omega } \subset \Omega \) , (b) \( \partial \omega \) consists of a finite number of sim...
Yes
Theorem 6.17. If \( f\left( z\right) \) is analytic in a neighborhood of \( \sigma \left( A\right) \), then\n\n(6.26)\n\n\[ \sigma \left( {f\left( A\right) }\right) = f\left( {\sigma \left( A\right) }\right) \]\n\ni.e., \( \mu \in \sigma \left( {f\left( A\right) }\right) \) if and only if \( \mu = f\left( \lambda \righ...
Proof. If \( f\left( \lambda \right) \neq \mu \) for all \( \lambda \in \sigma \left( A\right) \), then the function \( f\left( z\right) - \mu \) is analytic in a neighborhood of \( \sigma \left( A\right) \) and does not vanish there. Hence, \( f\left( A\right) - \mu \) has an inverse in \( B\left( X\right) \), i.e., \...
Yes
Theorem 6.18. If \( \lambda ,\mu \) are in \( \rho \left( A\right) \), then\n\n\[{\left( \lambda - A\right) }^{-1} - {\left( \mu - A\right) }^{-1} = \left( {\mu - \lambda }\right) {\left( \lambda - A\right) }^{-1}{\left( \mu - A\right) }^{-1}.\]\n\nMoreover, if \( \left| {\lambda - \mu }\right| \cdot \begin{Vmatrix}{\l...
Proof. Let \( x \) be an arbitrary element of \( X \), and set \( u = {\left( \lambda - A\right) }^{-1}x \) . Thus, \( \left( {\lambda - A}\right) u = x \) and \( \left( {\mu - A}\right) u = x + \left( {\mu - \lambda }\right) u \) . Hence,\n\n\[u = {\left( \mu - A\right) }^{-1}x + \left( {\mu - \lambda }\right) {\left(...
Yes
Theorem 6.19. \( \sigma \left( {A}_{i}\right) = {\sigma }_{i},\;i = 1,2 \) .
Proof. Let \( \mu \) be any point not in \( {\sigma }_{1} \) . Set \( g\left( z\right) = f\left( z\right) /\left( {\mu - z}\right) \), where \( f\left( z\right) \) is identically one on \( {\sigma }_{1} \) and vanishes on \( {\sigma }_{2} \) . Then \( g\left( z\right) \) is analytic in a neighborhood of \( \sigma \left...
Yes
Lemma 6.21. If \( {X}_{1} \) and \( {X}_{2} \) are subspaces of a normed vector space \( X \), let \( {X}_{1} + {X}_{2} \) denote the set of all sums of the form \( {x}_{1} + {x}_{2} \), where \( {x}_{i} \in {X}_{i}, i = \) 1,2. If \( {X}_{1} \) is closed and \( {X}_{2} \) is finite-dimensional, then \( {X}_{1} + {X}_{...
Proof. Set \( {X}_{3} = {X}_{1} \cap {X}_{2} \) . Since \( {X}_{3} \) is finite-dimensional, there is a closed subspace \( {X}_{4} \) of \( {X}_{1} \) such that \( {X}_{1} = {X}_{3} \oplus {X}_{4} \) (Lemma 5.1). Clearly, \( {X}_{1} + {X}_{2} = \) \( {X}_{4} \oplus {X}_{2} \), and the latter is closed by Lemma 5.2.
Yes
Corollary 6.22. Under the hypotheses of Theorem 6.20, there are operators \( E \) in \( B\left( X\right) \) and \( K \) in \( K\left( X\right) \) and an integer \( m > 0 \) such that \[ {\left( A - {\lambda }_{1}\right) }^{m}E = E{\left( A - {\lambda }_{1}\right) }^{m} = I - K. \]
Proof. By Theorem 6.20, \( {\Phi }_{A} \) contains the point \( {\lambda }_{1} \) . Since \( {\lambda }_{1} \) is an isolated point of \( \sigma \left( A\right), i\left( {A - \lambda }\right) = 0 \) in a neighborhood of \( {\lambda }_{1} \) (Theorem 5.11), and, hence, \( {r}^{\prime }\left( {A - {\lambda }_{1}}\right) ...
Yes
Theorem 6.23. Suppose \( A \) is in \( B\left( X\right) \) and \( {\lambda }_{1} \) is a point of \( \sigma \left( A\right) \) such that \( R\left( {A - {\lambda }_{1}}\right) \) is closed in \( X \) . Then any two of the following conditions imply the others.\n\n\[ \text{(a)}r\left( {A - {\lambda }_{1}}\right) < \inft...
Proof. We first note that Theorem 6.20 shows that (a) and (d) imply (b) and (c), because once it is known that \( {\lambda }_{1} \in {\Phi }_{A} \), then we know that \( i(A - \) \( \left. {\lambda }_{1}\right) = 0 \), and consequently, \( {r}^{\prime }\left( {A - {\lambda }_{1}}\right) = 0 \) .\n\nTo show that (b) and...
No
Theorem 6.24. For \( A \) in \( B\left( X\right) ,\sigma \left( {A}^{\prime }\right) = \sigma \left( A\right) \) .
Proof. Suppose \( \lambda \in \rho \left( A\right) \) . Then there is an operator \( B \in B\left( X\right) \) such that\n\n\[ \left( {A - \lambda }\right) B = B\left( {A - \lambda }\right) = I \]\n\n(Theorem 3.8). Taking adjoints we get\n\n\[ {B}^{\prime }\left( {{A}^{\prime } - \lambda }\right) = \left( {{A}^{\prime ...
Yes
Theorem 6.25. Equation (6.12) has a unique solution for each \( y \) in \( X \) if and only if \( p\left( \lambda \right) \neq 0 \) for all \( \lambda \in \sigma \left( \widehat{A}\right) \) .
In the example given at the end of Section 6.1, the operator \( \widehat{A} \) has eigenvalues \( i \) and \( - i \) . Hence, \( - 1 \) is in the spectrum of \( {\widehat{A}}^{2} \) and also in that of \( {A}^{2} \) . Thus, the equation\n\n\[ \left( {{A}^{2} + 1}\right) x = y \]\n\ncannot be solved uniquely for all \( ...
Yes
Theorem 6.26. Let \( V \) be a complex vector space, and let \( p \) be a real valued functional on \( V \) such that\n\n\[ \n\text{(i)}p\left( {u + v}\right) \leq p\left( u\right) + p\left( v\right) ,\;u, v \in V\text{,}\n\]\n\n\[ \n\text{(ii)}p\left( {\alpha u}\right) = \left| \alpha \right| p\left( u\right) ,\;\alph...
Proof. Let us try to reduce the \
No
Corollary 6.27. Let \( M \) be a subspace of a complex normed vector space \( X \) . If \( f \) is a bounded linear functional on \( M \), then there is a bounded linear functional \( F \) on \( X \) such that\n\n\[ F\left( x\right) = f\left( x\right) ,\;x \in M, \]\n\n\[ \parallel F\parallel = \parallel f\parallel \]
This corollary follows from Theorem 6.26 as in the real case.
No
Lemma 6.28. Let \( \Omega \) be an open set in \( {\mathbb{R}}^{2} \), and let \( K \) be a bounded closed set in \( \Omega \) . Then there exists a bounded open set \( \omega \) such that\n\n(1) \( \omega \supset K \) ,\n\n(2) \( \bar{\omega } \subset \Omega \) ,\n\n(3) \( \partial \omega \) consists of a finite numbe...
Proof. By considering the intersection of \( \Omega \) with a sufficiently large disk, we may assume that \( \Omega \) is bounded. Let \( \delta \) be the distance from \( K \) to \( \partial \Omega \) . Since both of these sets are compact and do not intersect, we must have \( \delta > 0 \) . Cover \( {\mathbb{R}}^{2}...
Yes
Theorem 7.1. If \( A \in \Phi \left( {X, Y}\right) \), then there is an \( {A}_{0} \in B\left( {Y, X}\right) \) such that\n\n(a) \( N\left( {A}_{0}\right) = {Y}_{0} \),\n\n(b) \( R\left( {A}_{0}\right) = {X}_{0} \cap D\left( A\right) \),\n\n(c) \( {A}_{0}A = I \) on \( {X}_{0} \cap D\left( A\right) \),\n\n(d) \( A{A}_{...
The proof of Theorem 7.1 is the same as that of Theorem 5.4.
No
Theorem 7.2. Let \( A \) be a densely defined closed linear operator from \( X \) to \( Y \) . Suppose there are operators \( {A}_{1},{A}_{2} \in B\left( {Y, X}\right) ,{K}_{1} \in K\left( X\right) ,{K}_{2} \in K\left( Y\right) \) such that\n\n(7.7)\n\n\[ \n{A}_{1}A = I - {K}_{1}\text{ on }D\left( A\right) \]\n\nand\n\...
The proof is identical to that of Theorem 5.5. Note that for any operators, \( A, B \), we define \( D\left( {BA}\right) \) to be the set of those \( x \in D\left( A\right) \) such that \( {Ax} \in D\left( B\right) \) .
No
If \( A \in \Phi \left( {X, Y}\right) \) and \( B \in \Phi \left( {Y, Z}\right) \), then \( {BA} \in \Phi \left( {X, Z}\right) \) and \( i\left( {BA}\right) = i\left( A\right) + i\left( B\right) \)
Proof. We must show that (a) \( D\left( {BA}\right) \) is dense in \( X \) , (b) \( {BA} \) is a closed operator, (c) \( R\left( {BA}\right) \) is closed in \( Z \) , (d) \( \alpha \left( {BA}\right) < \infty ,\beta \left( {BA}\right) < \infty \), and (7.9) holds. The only part that can be carried over from the bounded...
Yes
Lemma 7.5. Suppose that \( A \in \Phi \left( {X, Y}\right) \) and \( P \) is in \( B\left( {W, X}\right) \) . If \( P \) is one-to-one, \( R\left( P\right) \supset D\left( A\right) \) and \( {P}^{-1}\left( {D\left( A\right) }\right) \) is dense in \( W \), then \( {AP} \in \) \( \Phi \left( {W, Y}\right) ,\alpha \left(...
Proof. Since \( D\left( {AP}\right) = {P}^{-1}\left( {D\left( A\right) }\right) \), it is dense in \( W \) by assumption. Moreover, \( {AP} \) is a closed operator. For if \( {w}_{n} \rightarrow w \) in \( W \) and \( {AP}{w}_{n} \rightarrow y \) in \( Y \), then \( P{w}_{n} \rightarrow {Pw} \) in \( X \) . Since \( A ...
No
Lemma 7.7. Assume that \( W \) is continuously embedded and dense in \( X \) . If \( A \in \Phi \left( {W, Y}\right) \), then \( A \in \Phi \left( {X, Y}\right) \) with \( N\left( A\right) \) and \( R\left( A\right) \) unchanged.
Proof. Let \( P \) be the operator embedding \( W \) into \( X \) . Let \( Q \) be the linear operator from \( X \) to \( W \) with \( D\left( Q\right) = R\left( P\right) \) defined by \( {Qx} = w \) when \( x = {Pw} \) . Since \( P \) is one-to-one, \( Q \) is well defined. Moreover, one checks easily that \( Q \in \P...
Yes
Theorem 7.8. If \( A \in \Phi \left( {X, Y}\right) \) and \( K \) is in \( K\left( {X, Y}\right) \), then \( A + K \in \Phi \left( {X, Y}\right) \) and\n\n(7.14)\n\n\[ i\left( {A + K}\right) = i\left( A\right) \]
Proof. The fact that \( A + K \in \Phi \left( {X, Y}\right) \) follows from Theorems 7.1 and 7.2 as before. To prove (7.14), we need a trick. Since \( A \) is closed, one can make \( D\left( A\right) \) into a Banach space \( W \) by equipping it with the graph norm\n\n\[ \parallel x{\parallel }_{D\left( A\right) } = \...
Yes
Theorem 7.9. For \( A \in \Phi \left( {X, Y}\right) \), there is an \( \eta > 0 \) such that for every \( T \) in \( B\left( {X, Y}\right) \) satisfying \( \parallel T\parallel < \eta \), one has \( A + T \in \Phi \left( {X, Y}\right) \)
The proof of Theorem 7.9 is almost identical to that of Theorem 5.11.
No