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Countable state space. If \( S \) is countable and there is a point \( a \) with \( {\rho }_{xa} > 0 \) for all \( x \) (a condition slightly weaker than irreducibility) then we can take \( A = \{ a\}, B = \{ b\} \), where \( b \) is any state with \( p\left( {a, b}\right) > 0,\mu = {\delta }_{b} \) the point mass at \...
Conversely, if \( S \) is countable and \( \left( {{A}^{\prime },{B}^{\prime }}\right) \) is a pair for which (i) and (ii) hold, then we can without loss of generality reduce \( {B}^{\prime } \) to a single point \( b \) . Having done this, if we set \( A = \{ b\} \), pick \( c \) so that \( p\left( {b, c}\right) > 0 \...
No
Lemma 6.8.1. \( v\bar{p} = \bar{p} \) and \( \bar{p}v = p \) .
Proof. Before giving the proof, we would like to remind the reader that measures multiply the transition probability on the left, i.e., in the first case we want to show \( {\mu v}\bar{p} = \mu \bar{p} \) . If we first make a transition according to \( v \) and then one according to \( \bar{p} \) , this amounts to one ...
No
Lemma 6.8.3. If \( \mu \) is a probability measure on \( \left( {S,\mathcal{S}}\right) \) then\n\n\[ \n{E}_{\mu }f\left( {X}_{n}\right) = {E}_{\mu }\bar{f}\left( {\bar{X}}_{n}\right) \n\]
Proof. Observe that if \( {X}_{n} \) and \( {\bar{X}}_{n} \) are constructed as in Lemma 6.8.2, and \( P\left( {{\bar{X}}_{0} \in }\right. \) \( S) = 1 \) then \( {X}_{0} = {\bar{X}}_{0} \) and \( {X}_{n} \) is obtained from \( {\bar{X}}_{n} \) by making a transition according to \( v \) .
No
Theorem 6.8.4. Let \( \lambda \left( C\right) = \mathop{\sum }\limits_{{n = 1}}^{\infty }{2}^{-n}{\bar{p}}^{n}\left( {\alpha, C}\right) \) . In the recurrent case, if \( \lambda \left( C\right) > 0 \) then \( {P}_{\alpha }\left( {{\bar{X}}_{n} \in C\text{i.o.}}\right) = 1 \) . For \( \lambda \) -a.e. \( x,{P}_{x}\left(...
Proof. The first conclusion follows from Lemma 6.3.3. For the second let \( D = \{ x \) : \( \left. {{P}_{x}\left( {R < \infty }\right) < 1}\right\} \) and observe that if \( {p}^{n}\left( {\alpha, D}\right) > 0 \) for some \( n \), then\n\n\[ \n{P}_{\alpha }\left( {{\bar{X}}_{m} = \alpha \text{ i.o. }}\right) \leq \in...
Yes
Theorem 6.8.5. In the recurrent case, there is a stationary measure.
Proof. Let \( R = \inf \left\{ {n \geq 1 : {\bar{X}}_{n} = \alpha }\right\} \), and let\n\n\[ \bar{\mu }\left( C\right) = {E}_{\alpha }\left( {\mathop{\sum }\limits_{{n = 0}}^{{R - 1}}{1}_{\left\{ {\bar{X}}_{n} \in C\right\} }}\right) = \mathop{\sum }\limits_{{n = 0}}^{\infty }{P}_{\alpha }\left( {{\bar{X}}_{n} \in C, ...
Yes
Lemma 6.8.6. If \( \nu \) is a \( \sigma \) -finite stationary measure for \( p \), then \( \nu \left( A\right) < \infty \) and \( \bar{\nu } = \nu \bar{p} \) is a stationary measure for \( \bar{p} \) with \( \bar{\nu }\left( \alpha \right) < \infty \) .
Proof. We will first show that \( \nu \left( A\right) < \infty \) . If \( \nu \left( A\right) = \infty \) then part (ii) of the definition implies \( \nu \left( C\right) = \infty \) for all sets \( C \) with \( \rho \left( C\right) > 0 \) . If \( B = { \cup }_{i}{B}_{i} \) with \( \nu \left( {B}_{i}\right) < \infty \) ...
Yes
Theorem 6.8.7. Suppose \( p \) is recurrent. If \( \nu \) is a \( \sigma \) -finite stationary measure then \( \nu = \bar{\nu }\left( \alpha \right) \mu \), where \( \mu \) is the measure constructed in the proof of Theorem 6.8.5.
Proof. By Lemma 6.8.6, it suffices to prove that if \( \bar{\nu } \) is a stationary measure for \( \bar{p} \) with \( \bar{\nu }\left( \alpha \right) < \infty \) then \( \bar{\nu } = \bar{\nu }\left( \alpha \right) \bar{\mu } \) . Repeating the proof of Theorem 6.5.3 with \( a = \alpha \), it is easy to show that \( \...
Yes
Theorem 6.8.8. Let \( {X}_{n} \) be an aperiodic recurrent Harris chain with stationary distribution \( \pi \) . If \( {P}_{x}\left( {R < \infty }\right) = 1 \) then as \( n \rightarrow \infty \) , \[ \begin{Vmatrix}{{p}^{n}\left( {x, \cdot }\right) - \pi \left( \cdot \right) }\end{Vmatrix} \rightarrow 0 \]
Proof. In view of Lemma 6.8.3, it suffices to prove the result for \( \bar{p} \) . We begin by observing that the existence of a stationary probability measure and the uniqueness result in Theorem 6.8.7 imply that the measure constructed in Theorem 6.8.5 has \( {E}_{\alpha }R = \bar{\mu }\left( S\right) < \infty \) . A...
Yes
Exponential service time. Suppose \( P\left( {{\eta }_{n} > x}\right) = {e}^{-{\beta x}} \) and \( E{\zeta }_{n} > E{\eta }_{n} \) . Let \( T = \inf \left\{ {n : {S}_{n} > 0}\right\} \) and \( L = {S}_{T} \), setting \( L = - \infty \) if \( T = \infty \) . The lack of memory property of the exponential distribution im...
\[ P\left( {M = x}\right) = \mathop{\sum }\limits_{{k = 1}}^{\infty }{r}^{k}\left( {1 - r}\right) {e}^{-{\beta x}}{\beta }^{k}{x}^{k - 1}/\left( {k - 1}\right) ! = {\beta r}\left( {1 - r}\right) {e}^{-{\beta x}\left( {1 - r}\right) } \]
Yes
Poisson arrivals. Suppose \( P\left( {{\zeta }_{n} > x}\right) = {e}^{-{\alpha x}} \) and \( E{\zeta }_{n} > E{\eta }_{n} \) . Let \( {\bar{S}}_{n} = - {S}_{n} \) . Reversing time as in (ii) of Exercise 6.8.14, we see (for \( n \geq 1 \) )
\[ P\left( {\mathop{\max }\limits_{{0 \leq k < n}}{\bar{S}}_{k} < {\bar{S}}_{n} \in A}\right) = P\left( {\mathop{\min }\limits_{{1 \leq k \leq n}}{\bar{S}}_{k} > 0,{\bar{S}}_{n} \in A}\right) \] Let \( {\psi }_{n}\left( A\right) \) be the common value of the last two expression and let \( \psi \left( A\right) = \mathop...
Yes
Theorem 7.1.1. If \( {X}_{0},{X}_{1},\ldots \) is a stationary sequence and \( g : {\mathbf{R}}^{\{ 0,1,\ldots \} } \rightarrow \mathbf{R} \) is measurable then \( {Y}_{k} = g\left( {{X}_{k},{X}_{k + 1},\ldots }\right) \) is a stationary sequence.
Proof. If \( x \in {\mathbf{R}}^{\{ 0,1,\ldots \} } \), let \( {g}_{k}\left( x\right) = g\left( {{x}_{k},{x}_{k + 1},\ldots }\right) \), and if \( B \in {\mathcal{R}}^{\{ 0,1,\ldots \} } \) let\n\n\[ A = \left\{ {x : \left( {{g}_{0}\left( x\right) ,{g}_{1}\left( x\right) ,\ldots }\right) \in B}\right\} \]\n\nTo check s...
Yes
Let \( \left( {\Omega ,\mathcal{F}, P}\right) \) be a probability space. A measurable map \( \varphi : \Omega \rightarrow \Omega \) is said to be measure preserving if \( P\left( {{\varphi }^{-1}A}\right) = P\left( A\right) \) for all \( A \in \mathcal{F} \). Let \( {\varphi }^{n} \) be the \( n \) th iterate of \( \va...
To check this, let \( B \in {\mathcal{R}}^{n + 1} \) and \( A = \left\{ {\omega : \left( {{X}_{0}\left( \omega \right) ,\ldots ,{X}_{n}\left( \omega \right) }\right) \in B}\right\} \). Then\n\n\[ P\left( {\left( {{X}_{k},\ldots ,{X}_{k + n}}\right) \in B}\right) = P\left( {{\varphi }^{k}\omega \in A}\right) = P\left( {...
Yes
Theorem 7.1.2. Any stationary sequence \( \left\{ {{X}_{n}, n \geq 0}\right\} \) can be embedded in a two-sided stationary sequence \( \left\{ {{Y}_{n} : n \in \mathbf{Z}}\right\} \) .
Proof. We observe that\n\n\[ P\left( {{Y}_{-m} \in {A}_{0},\ldots ,{Y}_{n} \in {A}_{m + n}}\right) = P\left( {{X}_{0} \in {A}_{0},\ldots ,{X}_{m + n} \in {A}_{m + n}}\right) \]\n\nis a consistent set of finite dimensional distributions, so a trivial generalization of the Kolmogorov extension theorem implies there is a ...
Yes
We begin by observing that if \( \Omega = {\mathbf{R}}^{\{ 0,1,\ldots \} } \) and \( \varphi \) is the shift operator, then an invariant set \( A \) has \( \{ \omega : \omega \in A\} = \{ \omega : {\varphi \omega } \in A\} \in \) \( \sigma \left( {{X}_{1},{X}_{2},\ldots }\right) \) . Iterating gives
\[ A \in { \cap }_{n = 1}^{\infty }\sigma \left( {{X}_{n},{X}_{n + 1},\ldots }\right) = \mathcal{T},\;\text{ the tail }\sigma \text{-field } \] so \( \mathcal{I} \subset \mathcal{I} \) . For an i.i.d. sequence, Kolmogorov’s 0-1 law implies \( \mathcal{T} \) is trivial, so \( \mathcal{I} \) is trivial and the sequence i...
Yes
Suppose the state space \( S \) is countable and the stationary distribution has \( \pi \left( x\right) > 0 \) for all \( x \in S \) . By Theorems 6.5.4 and 6.4.5, all states are recurrent, and we can write \( S = \cup {R}_{i} \), where the \( {R}_{i} \) are disjoint irreducible closed sets. If \( {X}_{0} \in {R}_{i} \...
\[ {E}_{\pi }\left( {{1}_{A} \mid {\mathcal{F}}_{n}}\right) = {E}_{\pi }\left( {{1}_{A} \circ {\theta }_{n} \mid {\mathcal{F}}_{n}}\right) = h\left( {X}_{n}\right) \] where \( h\left( x\right) = {E}_{x}{1}_{A} \) . Lévy’s 0-1 law implies that the left-hand side converges to \( {1}_{A} \) as \( n \rightarrow \infty \) ....
Yes
Rotation of the circle is not ergodic if \( \theta = m/n \) where \( m < n \) are positive integers. If \( B \) is a Borel subset of \( \lbrack 0,1/n) \) and\n\n\[ A = { \cup }_{k = 0}^{n - 1}\left( {B + k/n}\right) \]\n\nthen \( A \) is invariant.
Conversely, if \( \theta \) is irrational, then \( \varphi \) is ergodic. To prove this, we need a fact from Fourier analysis. If \( f \) is a measurable function on \( \lbrack 0,1) \) with \( \int {f}^{2}\left( x\right) {dx} < \infty \), then \( f \) can be written as \( f\left( x\right) = \mathop{\sum }\limits_{k}{c}...
No
Bernoulli shift is ergodic.
To prove this, we recall that the stationary sequence \( {Y}_{n}\left( \omega \right) = {\varphi }^{n}\left( \omega \right) \) can be represented as\n\n\[ \n{Y}_{n} = \mathop{\sum }\limits_{{m = 0}}^{\infty }{2}^{-\left( {m + 1}\right) }{X}_{n + m} \]\n\nwhere \( {X}_{0},{X}_{1},\ldots \) are i.i.d. with \( P\left( {{X...
No
Theorem 7.1.3. Let \( g : {\mathbf{R}}^{\{ 0,1,\ldots \} } \rightarrow \mathbf{R} \) be measurable. If \( {X}_{0},{X}_{1},\ldots \) is an ergodic stationary sequence, then \( {Y}_{k} = g\left( {{X}_{k},{X}_{k + 1},\ldots }\right) \) is ergodic.
Proof. Suppose \( {X}_{0},{X}_{1},\ldots \) is defined on sequence space with \( {X}_{n}\left( \omega \right) = {\omega }_{n} \) . If \( B \) has \( \left\{ {\omega : \left( {{Y}_{0},{Y}_{1},\ldots }\right) \in B}\right\} = \left\{ {\omega : \left( {{Y}_{1},{Y}_{2},\ldots }\right) \in B}\right\} \) then \( A = \left\{ ...
Yes
Lemma 7.2.2. Maximal ergodic lemma. Let \( {X}_{j}\left( \omega \right) = X\left( {{\varphi }^{j}\omega }\right) ,{S}_{k}\left( \omega \right) = {X}_{0}\left( \omega \right) + \\) \( \ldots + {X}_{k - 1}\left( \omega \right) \), and \( {M}_{k}\left( \omega \right) = \max \left( {0,{S}_{1}\left( \omega \right) ,\ldots ,...
Proof. If \( j \leq k \) then \( {M}_{k}\left( {\varphi \omega }\right) \geq {S}_{j}\left( {\varphi \omega }\right) \), so adding \( X\left( \omega \right) \) gives\n\n\[ \nX\left( \omega \right) + {M}_{k}\left( {\varphi \omega }\right) \geq X\left( \omega \right) + {S}_{j}\left( {\varphi \omega }\right) = {S}_{j + 1}\...
Yes
Theorem 7.2.3. Wiener’s maximal inequality. Let \( {X}_{j}\left( \omega \right) = X\left( {{\varphi }^{j}\omega }\right) ,{S}_{k}\left( \omega \right) = \) \( {X}_{0}\left( \omega \right) + \cdots + {X}_{k - 1}\left( \omega \right) ,{A}_{k}\left( \omega \right) = {S}_{k}\left( \omega \right) /k \), and \( {D}_{k} = \ma...
Proof. Let \( B = \left\{ {{D}_{k} > \alpha }\right\} \) . Applying Lemma 7.2.2 to \( {X}^{\prime } = X - \alpha \), with \( {X}_{j}^{\prime }\left( \omega \right) = \) \( {X}^{\prime }\left( {{\varphi }^{j}\omega }\right) ,{S}_{k}^{\prime } = {X}_{0}^{\prime }\left( \omega \right) + \cdots + {X}_{k - 1}^{\prime } \), ...
Yes
Since \( \mathcal{I} \) is trivial, the ergodic theorem implies that\n\n\[ \frac{1}{n}\mathop{\sum }\limits_{{m = 0}}^{{n - 1}}{X}_{m} \rightarrow E{X}_{0}\;\text{ a.s. and in }{L}^{1} \]\n\nThe a.s. convergence is the strong law of large numbers.
Remark. We can prove the \( {L}^{1} \) convergence in the law of large numbers without invoking the ergodic theorem. To do this, note that\n\n\[ \frac{1}{n}\mathop{\sum }\limits_{{m = 1}}^{n}{X}_{m}^{ + } \rightarrow E{X}^{ + }\;\text{ a.s. }\;E\left( {\frac{1}{n}\mathop{\sum }\limits_{{m = 1}}^{n}{X}_{m}^{ + }}\right)...
Yes
Let \( {X}_{n} \) be an irreducible Markov chain on a countable state space that has a stationary distribution \( \pi \) . Let \( f \) be a function with\n\n\[ \mathop{\sum }\limits_{x}\left| {f\left( x\right) }\right| \pi \left( x\right) < \infty \]\n\nIn Example 7.1.7, we showed that \( \mathcal{I} \) is trivial, so ...
\[ \frac{1}{n}\mathop{\sum }\limits_{{m = 0}}^{{n - 1}}f\left( {X}_{m}\right) \rightarrow \mathop{\sum }\limits_{x}f\left( x\right) \pi \left( x\right) \;\text{ a.s. and in }{L}^{1} \]
Yes
Example 7.2.3. Rotation of the circle. \( \Omega = \lbrack 0,1)\varphi \left( \omega \right) = \left( {\omega + \theta }\right) {\;\operatorname{mod}\;1} \) . Suppose that \( \theta \in \left( {0,1}\right) \) is irrational, so that by a result in Section \( {7.1}\mathcal{I} \) is trivial. If we set \( X\left( \omega \r...
\[ \frac{1}{n}\mathop{\sum }\limits_{{m = 0}}^{{n - 1}}{1}_{\left( {\varphi }^{m}\omega \in A\right) } \rightarrow \left| A\right| \;\text{ a.s. } \] where \( \left| A\right| \) denotes the Lebesgue measure of \( A \) . The last result for \( \omega = 0 \) is usually called Weyl's equidistribution theorem, although Boh...
Yes
Theorem 7.2.4. If \( A = \lbrack a, b) \) then the exceptional set is \( \varnothing \) .
Proof. Let \( {A}_{k} = \lbrack a + 1/k, b - 1/k) \) . If \( b - a > 2/k \), the ergodic theorem implies\n\n\[\n\frac{1}{n}\mathop{\sum }\limits_{{m = 0}}^{{n - 1}}{1}_{{A}_{k}}\left( {{\varphi }^{m}\omega }\right) \rightarrow b - a - \frac{2}{k}\n\]\n\nfor \( \omega \in {\Omega }_{k} \) with \( P\left( {\Omega }_{k}\r...
Yes
Example 7.2.4. Benford's law. As Gelfand first observed, the equidistribution theorem says something interesting about \( {2}^{m} \) . Let \( \theta = {\log }_{10}2,1 \leq k \leq 9 \), and \( {A}_{k} = \left\lbrack {{\log }_{10}k,{\log }_{10}\left( {k + 1}\right) }\right) \) where \( {\log }_{10}y \) is the logarithm o...
\[ \frac{1}{n}\mathop{\sum }\limits_{{m = 0}}^{{n - 1}}{1}_{A}\left( {{\varphi }^{m}0}\right) \rightarrow {\log }_{10}\left( \frac{k + 1}{k}\right) \] A little thought reveals that the first digit of \( {2}^{m} \) is \( k \) if and only if \( {m\theta }{\;\operatorname{mod}\;1} \in {A}_{k} \) . The numerical values of ...
Yes
Example 7.2.5. Bernoulli shift. \( \Omega = \lbrack 0,1),\varphi \left( \omega \right) = \left( {2\omega }\right) {\;\operatorname{mod}\;1} \) . Let \( {i}_{1},\ldots ,{i}_{k} \in \) \( \{ 0,1\} \), let \( r = {i}_{1}{2}^{-1} + \cdots + {i}_{k}{2}^{-k} \), and let \( X\left( \omega \right) = 1 \) if \( r \leq \omega < ...
\[ \frac{1}{n}\mathop{\sum }\limits_{{m = 0}}^{{n - 1}}X\left( {{\varphi }^{m}\omega }\right) \rightarrow {2}^{-k}\;\text{ a.s. } \] i.e., in almost every \( \omega \in \lbrack 0,1) \) the pattern \( {i}_{1},\ldots ,{i}_{k} \) occurs with its expected frequency. Since there are only a countable number of patterns of fi...
Yes
Theorem 7.3.1. As \( n \rightarrow \infty ,{R}_{n}/n \rightarrow E\left( {{1}_{A} \mid \mathcal{I}}\right) \) a.s.
Proof. Suppose \( {X}_{1},{X}_{2},\ldots \) are constructed on \( {\left( {\mathbf{R}}^{d}\right) }^{\{ 0,1,\ldots \} } \) with \( {X}_{n}\left( \omega \right) = {\omega }_{n} \), and let \( \varphi \) be the shift operator. It is clear that\n\n\[ \n{R}_{n} \geq \mathop{\sum }\limits_{{m = 1}}^{n}{1}_{A}\left( {{\varph...
Yes
Theorem 7.3.2. Let \( {X}_{1},{X}_{2},\ldots \) be a stationary sequence taking values in \( \mathbf{Z} \) with \( E\left| {X}_{i}\right| < \infty \) . Let \( {S}_{n} = {X}_{1} + \cdots + {X}_{n} \), and let \( A = \left\{ {{S}_{1} \neq 0,{S}_{2} \neq 0,\ldots }\right\} \) . (i) If \( E\left( {{X}_{1} \mid \mathcal{I}}...
Proof. If \( E\left( {{X}_{1} \mid \mathcal{I}}\right) = 0 \) then the ergodic theorem implies \( {S}_{n}/n \rightarrow 0 \) a.s. Now\n\n\[ \mathop{\limsup }\limits_{{n \rightarrow \infty }}\left( {\mathop{\max }\limits_{{1 \leq k \leq n}}\left| {S}_{k}\right| /n}\right) = \mathop{\limsup }\limits_{{n \rightarrow \inft...
Yes
Theorem 7.3.3. If \( P\left( {{X}_{n} \in A}\right. \) at least once \( ) = 1 \), then under \( P\left( {\cdot \mid {X}_{0} \in A}\right) ,{t}_{n} = \) \( {T}_{n} - {T}_{n - 1} \) is a stationary sequence with \( E\left( {{T}_{1} \mid {X}_{0} \in A}\right) = 1/P\left( {{X}_{0} \in A}\right) \) .
Proof. We first show that under \( P\left( {\cdot \mid {X}_{0} \in A}\right) ,{t}_{1},{t}_{2},\ldots \) is stationary. To cut down on ...'s, we will only show that\n\n\[ P\left( {{t}_{1} = m,{t}_{2} = n \mid {X}_{0} \in A}\right) = P\left( {{t}_{2} = m,{t}_{3} = n \mid {X}_{0} \in A}\right) \]\n\nIt will be clear that ...
Yes
Theorem 7.3.4. Suppose \( \varphi : \Omega \rightarrow \Omega \) preserves \( P \), that is, \( P \circ {\varphi }^{-1} = P \) . (i) \( {T}_{A} < \infty \) a.s. on \( A \), that is, \( P\left( {\omega \in A,{T}_{A} = \infty }\right) = 0 \) . (ii) \( \left\{ {{\varphi }^{n}\left( \omega \right) \in A\text{i.o.}}\right\}...
Proof. Let \( B = \left\{ {\omega \in A,{T}_{A} = \infty }\right\} \) . A little thought shows that if \( \omega \in {\varphi }^{-m}B \) then \( {\varphi }^{m}\left( \omega \right) \in A \), but \( {\varphi }^{n}\left( \omega \right) \notin A \) for \( n > m \), so the \( {\varphi }^{-m}B \) are pairwise disjoint. The ...
Yes
Example 7.4.3. Longest common subsequences. Given are ergodic stationary sequences \( {X}_{1},{X}_{2},{X}_{3},\ldots \) and \( {Y}_{1},{Y}_{2},{Y}_{3},\ldots \) be Let \( {L}_{m, n} = \max \left\{ {K : {X}_{{i}_{k}} = {Y}_{{j}_{k}}}\right. \) for \( 1 \leq k \leq K \), where \( \left. {m < {i}_{1} < {i}_{2}\ldots < {i}...
\[ {L}_{0, m} + {L}_{m, n} \geq {L}_{0, n} \] so \( {X}_{m, n} = - {L}_{m, n} \) is subadditive. \( 0 \leq {L}_{0, n} \leq n \) so (iv) holds. Applying Theorem 7.4.1 now, we conclude that \[ {L}_{0, n}/n \rightarrow \gamma = \mathop{\sup }\limits_{{m \geq 1}}E\left( {{L}_{0, m}/m}\right) \]
Yes
Products of random matrices. Suppose \( {A}_{1},{A}_{2},\ldots \) is a stationary sequence of \( k \times k \) matrices with positive entries and let\n\n\[ \n{\alpha }_{m, n}\left( {i, j}\right) = \left( {{A}_{m + 1}\cdots {A}_{n}}\right) \left( {i, j}\right) ,\n\]\n\ni.e., the entry in row \( i \) of column \( j \) of...
To check (iv), we observe that\n\n\[ \n\mathop{\prod }\limits_{{m = 1}}^{n}{A}_{m}\left( {1,1}\right) \leq {\alpha }_{0, n}\left( {1,1}\right) \leq {k}^{n - 1}\mathop{\prod }\limits_{{m = 1}}^{n}\left( {\mathop{\sup }\limits_{{i, j}}{A}_{m}\left( {i, j}\right) }\right) \n\]\n\nor taking logs\n\n\[ \n- \mathop{\sum }\li...
Yes
Increasing sequences in random permutations. Let \( \pi \) be a permutation of \( \{ 1,2,\ldots, n\} \) and let \( \ell \left( \pi \right) \) be the length of the longest increasing sequence in \( \pi \) . That is, the largest \( k \) for which there are integers \( {i}_{1} < {i}_{2}\ldots < {i}_{k} \) so that \( \pi \...
Hammersley (1970) attacked this problem by putting a rate one Poisson process in the plane, and for \( s < t \in \lbrack 0,\infty ) \), letting \( {Y}_{s, t} \) denote the length of the longest increasing path lying in the square \( {R}_{s, t} \) with vertices \( \left( {s, s}\right) ,\left( {s, t}\right) ,\left( {t, t...
No
Lemma 7.5.1. \( \tau \left( n\right) /\sqrt{n} \rightarrow 1 \) a.s.
Proof. Let \( {S}_{n} \) be the number of points in \( {R}_{0,\sqrt{n}}.{S}_{n} - {S}_{n - 1} \) are independent Poisson r.v.’s with mean 1, so the strong law of large numbers implies \( {S}_{n}/n \rightarrow 1 \) a.s. If \( \epsilon > 0 \) then for large \( n,{S}_{n\left( {1 - \epsilon }\right) } < n < {S}_{n\left( {1...
Yes
Suppose \( {p}_{0} = 0 \), let \( {X}_{0, m} \) be the birth time of the first member of generation \( m \) , and let \( {X}_{m, n} \) be the time lag necessary for that individual to have an offspring in generation \( n \) . In case of ties, pick an individual at random from those in generation \( m \) born at time \(...
\[ {X}_{0, n}/n \rightarrow \gamma \;\text{ a.s. } \] The limit is constant because the sequences \( \left\{ {{X}_{{nk},\left( {n + 1}\right) k}, n \geq 0}\right\} \) are i.i.d.
Yes
Consider \( {\mathbf{Z}}^{d} \) as a graph with edges connecting each \( x, y \in {\mathbf{Z}}^{d} \) with \( \left| {x - y}\right| = 1 \) . Assign an independent nonnegative random variable \( \tau \left( e\right) \) to each edge that represents the time required to traverse the edge going in either direction. If \( e...
Clearly \( {X}_{0, m} + {X}_{m, n} \geq {X}_{0, n}.\;{X}_{0, n} \geq 0 \) so if \( {E\tau }\left( {x, y}\right) < \infty \) then (iv) holds, and Theorem 7.4.1 implies that \( {X}_{0, n}/n \rightarrow X \) a.s. To see that the limit is constant, enumerate the edges in some order \( {e}_{1},{e}_{2},\ldots \) and observe ...
Yes
Theorem 7.5.2. For any passage time distribution \( F \) with \( F\left( 0\right) = 0 \), there is a convex set \( A \) so that for any \( \epsilon > 0 \) we have with probability one\n\n\[{\xi }_{t} \subset \left( {1 + \epsilon }\right) {tA}\text{for all}t\text{sufficiently large}\]\n\nand \( \left| {{\xi }_{t}^{\epsi...
Ignoring the boring details of how to state things precisely, the last result says \( {\xi }_{t}/t \rightarrow \) \( A \) a.s. It implies that \( {a}_{n}/n \rightarrow \gamma \) a.s., where \( \gamma = 1/\sup \left\{ {{x}_{1} : x \in A}\right\} \) . (Use the convexity and reflection symmetry of \( A \) .) When the dist...
No
Theorem 8.1.1. Let \( {\Omega }_{o} = \{ \) functions \( \omega : \lbrack 0,\infty ) \rightarrow \mathbf{R}\} \) and \( {\mathcal{F}}_{o} \) be the \( \sigma \) -field generated by the finite dimensional sets \( \left\{ {\omega : \omega \left( {t}_{i}\right) \in {A}_{i}}\right. \) for \( \left. {1 \leq i \leq n}\right\...
This follows from a generalization of Kolmogorov's extension theorem, (7.1) in the Appendix. We will not bother with the details since at this point we are at the dead end referred to above.
No
Theorem 8.1.2. Let \( T < \infty \) and \( x \in \mathbf{R}.{\nu }_{x} \) assigns probability one to paths \( \omega \) : \( {\mathbf{Q}}_{2} \rightarrow \mathbf{R} \) that are uniformly continuous on \( {\mathbf{Q}}_{2} \cap \left\lbrack {0, T}\right\rbrack \) .
Proof. By translation invariance and scaling (8.1.1), we can without loss of generality suppose \( {B}_{0} = 0 \) and prove the result for \( T = 1 \) . In this case, part (b) of the definition and the scaling relation imply\n\n\[ \n{E}_{0}{\left( \left| {B}_{t} - {B}_{s}\right| \right) }^{4} = {E}_{0}{\left| {B}_{t - ...
Yes
Theorem 8.1.3. Suppose \( E{\left| {X}_{s} - {X}_{t}\right| }^{\beta } \leq K{\left| t - s\right| }^{1 + \alpha } \) where \( \alpha ,\beta > 0 \) . If \( \gamma < \alpha /\beta \) then with probability one there is a constant \( C\left( \omega \right) \) so that
Proof. Let \( {G}_{n} = \left\{ {\left| {X\left( {i/{2}^{n}}\right) - X\left( {\left( {i - 1}\right) /{2}^{n}}\right) }\right| \leq {2}^{-{\gamma n}}}\right. \) for all \( \left. {0 < i \leq {2}^{n}}\right\} \) . Chebyshev’s inequality implies \( P\left( {\left| Y\right| > a}\right) \leq {a}^{-\beta }E{\left| Y\right| ...
No
Lemma 8.1.4. On \( {H}_{N} = { \cap }_{n = N}^{\infty }{G}_{n} \) we have\n\n\[ \left| {X\left( q\right) - X\left( r\right) }\right| \leq \frac{3}{1 - {2}^{-\gamma }}{\left| q - r\right| }^{\gamma } \]\n\nfor \( q, r \in {\mathbf{Q}}_{2} \cap \left\lbrack {0,1}\right\rbrack \) with \( \left| {q - r}\right| < {2}^{-N} \...
Proof of Lemma 8.1.4. Let \( q, r \in {\mathbf{Q}}_{2} \cap \left\lbrack {0,1}\right\rbrack \) with \( 0 < r - q < {2}^{-N} \) . For some \( m \geq N \) we can write\n\n\[ r = i{2}^{-m} + {2}^{-r\left( 1\right) } + \cdots + {2}^{-r\left( \ell \right) } \]\n\n\[ q = \left( {i - 1}\right) {2}^{-m} - {2}^{-q\left( 1\right...
Yes
Theorem 8.1.6. With probability one, Brownian paths are not Lipschitz continuous (and hence not differentiable) at any point.
Proof. Fix a constant \( C < \infty \) and let \( {A}_{n} = \{ \omega \) : there is an \( s \in \left\lbrack {0,1}\right\rbrack \) so that \( \left| {{B}_{t} - {B}_{s}}\right| \leq C\left| {t - s}\right| \) when \( \left| {t - s}\right| \leq 3/n\} \) . For \( 1 \leq k \leq n - 2 \), let\n\n\[ \n{Y}_{k, n} = \max \left\...
Yes
Theorem 8.2.2. If \( Z \in \mathcal{C} \) is bounded then for all \( s \geq 0 \) and \( x \in {\mathbf{R}}^{d} \) , \[ {E}_{x}\left( {Z \mid {\mathcal{F}}_{s}^{ + }}\right) = {E}_{x}\left( {Z \mid {\mathcal{F}}_{s}^{o}}\right) \]
Proof. As in the proof of Theorem 8.2.1, it suffices to prove the result when \[ Z = \mathop{\prod }\limits_{{m = 1}}^{n}{f}_{m}\left( {B\left( {t}_{m}\right) }\right) \] and the \( {f}_{m} \) are bounded and measurable. In this case, \( Z \) can be written as \( X\left( {Y \circ {\theta }_{s}}\right) \) , where \( X \...
Yes
Theorem 8.2.3. Blumenthal’s 0-1 law. If \( A \in {\mathcal{F}}_{0}^{ + } \) then for all \( x \in {\mathbf{R}}^{d} \) , \[ {P}_{x}\left( A\right) \in \{ 0,1\} \]
Proof. Using \( A \in {\mathcal{F}}_{0}^{ + } \), Theorem 8.2.2, and \( {\mathcal{F}}_{0}^{o} = \sigma \left( {B}_{0}\right) \) is trivial under \( {P}_{x} \) gives \[ {1}_{A} = {E}_{x}\left( {{1}_{A} \mid {\mathcal{F}}_{0}^{ + }}\right) = {E}_{x}\left( {{1}_{A} \mid {\mathcal{F}}_{0}^{o}}\right) = {P}_{x}\left( A\righ...
Yes
Theorem 8.2.4. If \( \tau = \inf \left\{ {t \geq 0 : {B}_{t} > 0}\right\} \) then \( {P}_{0}\left( {\tau = 0}\right) = 1 \) .
Proof. \( {P}_{0}\left( {\tau \leq t}\right) \geq {P}_{0}\left( {{B}_{t} > 0}\right) = 1/2 \) since the normal distribution is symmetric about 0 . Letting \( t \downarrow 0 \), we conclude\n\n\[ \n{P}_{0}\left( {\tau = 0}\right) = \mathop{\lim }\limits_{{t \downarrow 0}}{P}_{0}\left( {\tau \leq t}\right) \geq 1/2 \n\]\...
Yes
Theorem 8.2.6. If \( {B}_{t} \) is a Brownian motion starting at 0, then so is the process defined by \( {X}_{0} = 0 \) and \( {X}_{t} = {tB}\left( {1/t}\right) \) for \( t > 0 \) .
Proof. Here we will check the second definition of Brownian motion. To do this, we note: (i) If \( 0 < {t}_{1} < \ldots < {t}_{n} \), then \( \left( {X\left( {t}_{1}\right) ,\ldots, X\left( {t}_{n}\right) }\right) \) has a multivariate normal distribution with mean 0 . (ii) \( E{X}_{s} = 0 \) and if \( s < t \) then\n\...
Yes
Theorem 8.2.7. If \( A \in \mathcal{T} \) then either \( {P}_{x}\left( A\right) \equiv 0 \) or \( {P}_{x}\left( A\right) \equiv 1 \) .
Proof. Since the tail \( \sigma \) -field of \( B \) is the same as the germ \( \sigma \) -field for \( X \), it follows that \( {P}_{0}\left( A\right) \in \{ 0,1\} \) . To improve this to the conclusion given, observe that \( A \in {\mathcal{F}}_{1}^{\prime } \), so \( {1}_{A} \) can be written as \( {1}_{D} \circ {\t...
Yes
Theorem 8.2.8. Let \( {B}_{t} \) be a one-dimensional Brownian motion starting at 0 then with probability 1 ,\n\n\[ \mathop{\limsup }\limits_{{t \rightarrow \infty }}{B}_{t}/\sqrt{t} = \infty \;\mathop{\liminf }\limits_{{t \rightarrow \infty }}{B}_{t}/\sqrt{t} = - \infty \]
Proof. Let \( K < \infty \) . By Exercise 2.3.1 and scaling\n\n\[ {P}_{0}\left( {{B}_{n}/\sqrt{n} \geq K\text{ i.o. }}\right) \geq \mathop{\limsup }\limits_{{n \rightarrow \infty }}{P}_{0}\left( {{B}_{n} \geq K\sqrt{n}}\right) = {P}_{0}\left( {{B}_{1} \geq K}\right) > 0 \]\n\nso the 0-1 law in Theorem 8.2.7 implies the...
No
Theorem 8.3.1. If \( G \) is an open set and \( T = \inf \left\{ {t \geq 0 : {B}_{t} \in G}\right\} \) then \( T \) is a stopping time.
Proof. Since \( G \) is open and \( t \rightarrow {B}_{t} \) is continuous, \( \{ T < t\} = { \cup }_{q < t}\left\{ {{B}_{q} \in G}\right\} \), where the union is over all rational \( q \), so \( \{ T < t\} \in {\mathcal{F}}_{t} \) . Here we need to use the rationals to get a countable union, and hence a measurable set...
Yes
Theorem 8.3.2. If \( {T}_{n} \) is a sequence of stopping times and \( {T}_{n} \downarrow T \) then \( T \) is a stopping time.
\[ \text{Proof.}\{ T < t\} = { \cup }_{n}\left\{ {{T}_{n} < t}\right\} \text{.} \]
No
Theorem 8.3.3. If \( {T}_{n} \) is a sequence of stopping times and \( {T}_{n} \uparrow T \) then \( T \) is a stopping time.
\[ \text{Proof.}\{ T \leq t\} = { \cap }_{n}\left\{ {{T}_{n} \leq t}\right\} \text{.} \]
No
Theorem 8.3.4. If \( K \) is a closed set and \( T = \inf \left\{ {t \geq 0 : {B}_{t} \in K}\right\} \) then \( T \) is a stopping time.
Proof. Let \( B\left( {x, r}\right) = \{ y : \left| {y - x}\right| < r\} \), let \( {G}_{n} = { \cup }_{x \in K}B\left( {x,1/n}\right) \) and let \( {T}_{n} = \inf \{ t \geq \) \( \left. {0 : {B}_{t} \in {G}_{n}}\right\} \) . Since \( {G}_{n} \) is open, it follows from Theorem 8.3.1 that \( {T}_{n} \) is a stopping ti...
Yes
Theorem 8.3.5. If \( S \leq T \) are stopping times then \( {\mathcal{F}}_{S} \subset {\mathcal{F}}_{T} \) .
Proof. If \( A \in {\mathcal{F}}_{S} \) then \( A \cap \{ T \leq t\} = \left( {A\cap \{ S \leq t\} }\right) \cap \{ T \leq t\} \in {\mathcal{F}}_{t} \) .
Yes
Theorem 8.3.6. If \( {T}_{n} \downarrow T \) are stopping times then \( {\mathcal{F}}_{T} = \cap \mathcal{F}\left( {T}_{n}\right) \) .
Proof. Theorem 8.3.5 implies \( \mathcal{F}\left( {T}_{n}\right) \supset {\mathcal{F}}_{T} \) for all \( n \) . To prove the other inclusion, let \( A \in \cap \mathcal{F}\left( {T}_{n}\right) \) . Since \( A \cap \left\{ {{T}_{n} < t}\right\} \in {\mathcal{F}}_{t} \) and \( {T}_{n} \downarrow T \), it follows that \( ...
Yes
Theorem 8.4.1. Under \( {P}_{0},\left\{ {{T}_{a}, a \geq 0}\right\} \) has stationary independent increments.
Proof. The first step is to notice that if \( 0 < a < b \) then\n\n\[ \n{T}_{b} \circ {\theta }_{{T}_{a}} = {T}_{b} - {T}_{a} \n\] \n\nso if \( f \) is bounded and measurable, the strong Markov property,8.3.7 and translation invariance imply\n\n\[ \n{E}_{0}\left( {f\left( {{T}_{b} - {T}_{a}}\right) \mid {\mathcal{F}}_{...
Yes
Reflection principle. Let \( a > 0 \) and let \( {T}_{a} = \inf \left\{ {t : {B}_{t} = a}\right\} \) . Then
\[ {P}_{0}\left( {{T}_{a} < t}\right) = 2{P}_{0}\left( {{B}_{t} \geq a}\right) \] (8.4.4) Intuitive proof. We observe that if \( {B}_{s} \) hits \( a \) at some time \( s < t \), then the strong Markov property implies that \( {B}_{t} - B\left( {T}_{a}\right) \) is independent of what happened before time \( {T}_{a} \)...
Yes
The distribution of \( L = \sup \left\{ {t \leq 1 : {B}_{t} = 0}\right\} \) .
By (8.2.4),\n\n\[ \n{P}_{0}\left( {L \leq s}\right) = {\int }_{-\infty }^{\infty }{p}_{s}\left( {0, x}\right) {P}_{x}\left( {{T}_{0} > 1 - s}\right) {dx} \]\n\n\[ \n= 2{\int }_{0}^{\infty }{\left( 2\pi s\right) }^{-1/2}\exp \left( {-{x}^{2}/{2s}}\right) {\int }_{1 - s}^{\infty }{\left( 2\pi {r}^{3}\right) }^{-1/2}x\exp...
Yes
Theorem 8.4.2. With probability 1,\n\n\\[ \n\\mathop{\\limsup }\\limits_{{\\delta \\rightarrow 0}}\\operatorname{osc}\\left( \\delta \\right) /{\\left( \\delta \\log \\left( 1/\\delta \\right) \\right) }^{1/2} \\leq 6 \n\\]\n\nRemark. The constant 6 is not the best possible because the end of the proof is sloppy. Lévy ...
Proof. Let \\( {I}_{m, n} = \\left\\lbrack {m{2}^{-n},\\left( {m + 1}\\right) {2}^{-n}}\\right\\rbrack \\), and \\( {\\Delta }_{m, n} = \\sup \\left\\{ {\\left| {{B}_{t} - B\\left( {m{2}^{-n}}\\right) }\\right| : t \\in {I}_{m, n}}\\right\\} \\) . From (8.4.4) and the scaling relation, it follows that\n\n\\[ \nP\\left(...
Yes
Theorem 8.5.1. Let \( {X}_{t} \) be a right continuous martingale adapted to a right continuous filtration. If \( T \) is a bounded stopping time, then \( E{X}_{T} = E{X}_{0} \) .
Proof. Let \( n \) be an integer so that \( P\left( {T \leq n - 1}\right) = 1 \) . As in the proof of the strong Markov property, let \( {T}_{m} = \left( {\left\lbrack {{2}^{m}T}\right\rbrack + 1}\right) /{2}^{m}.{Y}_{k}^{m} = X\left( {k{2}^{-m}}\right) \) is a martingale with respect to \( {\mathcal{F}}_{k}^{m} = \mat...
No
Theorem 8.5.2. \( {B}_{t} \) is a martingale w.r.t. the \( \sigma \) -fields \( {\mathcal{F}}_{t} \) defined in Section 8.2.
Proof. The Markov property implies that\n\n\[ \n{E}_{x}\left( {{B}_{t} \mid {\mathcal{F}}_{s}}\right) = {E}_{{B}_{s}}\left( {B}_{t - s}\right) = {B}_{s} \n\]\n\nsince symmetry implies \( {E}_{y}{B}_{u} = y \) for all \( u \geq 0 \) .
Yes
Theorem 8.5.3. If \( a < x < b \) then \( {P}_{x}\left( {{T}_{a} < {T}_{b}}\right) = \left( {b - x}\right) /\left( {b - a}\right) \) .
Proof. Let \( T = {T}_{a} \land {T}_{b} \) . Theorem 8.2.8 implies that \( T < \infty \) a.s. Using Theorems 8.5.1 and 8.5.2, it follows that \( x = {E}_{x}B\left( {T \land t}\right) \) . Letting \( t \rightarrow \infty \) and using the bounded convergence theorem, it follows that\n\n\[ x = a{P}_{x}\left( {{T}_{a} < {T...
Yes
Theorem 8.5.4. \( {B}_{t}^{2} - t \) is a martingale.
Proof. Writing \( {B}_{t}^{2} = {\left( {B}_{s} + {B}_{t} - {B}_{s}\right) }^{2} \) we have\n\n\[ \n{E}_{x}\left( {{B}_{t}^{2} \mid {\mathcal{F}}_{s}}\right) = {E}_{x}\left( {{B}_{s}^{2} + 2{B}_{s}\left( {{B}_{t} - {B}_{s}}\right) + {\left( {B}_{t} - {B}_{s}\right) }^{2} \mid {\mathcal{F}}_{s}}\right) \n\]\n\n\[ \n= {B...
Yes
Theorem 8.5.5. Let \( T = \inf \left\{ {t : {B}_{t} \notin \left( {a, b}\right) }\right\} \), where \( a < 0 < b \) . \[ {E}_{0}T = - {ab} \]
Proof Theorem 8.5.1 and 8.5.4 imply \( {E}_{0}\left( {{B}^{2}\left( {T \land t}\right) }\right) = {E}_{0}\left( {T \land t}\right) ) \) . Letting \( t \rightarrow \infty \) and using the monotone convergence theorem gives \( {E}_{0}\left( {T \land t}\right) \uparrow {E}_{0}T \) . Using the bounded convergence theorem a...
Yes
Theorem 8.5.6. \( \\exp \\left( {\\theta {B}_{t} - \\left( {{\\theta }^{2}t/2}\\right) }\\right) \) is a martingale.
Proof. Bringing \( \\exp \\left( {\\theta {B}_{s}}\\right) \) outside\n\n\[ \n{E}_{x}\\left( {\\exp \\left( {\\theta {B}_{t}}\\right) \\mid {\\mathcal{F}}_{s}}\\right) = \\exp \\left( {\\theta {B}_{s}}\\right) E\\left( {\\exp \\left( {\\theta \\left( {{B}_{t} - {B}_{s}}\\right) }\\right) \\mid {\\mathcal{F}}_{s}}\\righ...
Yes
Theorem 8.5.7. If \( {T}_{a} = \inf \left\{ {t : {B}_{t} = a}\right\} \) then \( {E}_{0}\exp \left( {-\lambda {T}_{a}}\right) = \exp \left( {-a\sqrt{2\lambda }}\right) \).
Proof. Theorem 8.5.1 and 8.5.6 imply that \( 1 = {E}_{0}\exp \left( {{\theta B}\left( {T \land t}\right) - {\theta }^{2}\left( {{T}_{a} \land t}\right) /2}\right) \). Taking \( \theta = \sqrt{2\lambda } \), letting \( t \rightarrow \infty \) and using the bounded convergence theorem gives \( 1 = {E}_{0}\exp \left( {a\s...
Yes
Theorem 8.5.8. If \( u\left( {t, x}\right) \) is a polynomial in \( t \) and \( x \) with\n\n\[ \frac{\partial u}{\partial t} + \frac{1}{2}\frac{{\partial }^{2}u}{\partial {x}^{2}} = 0 \]\n\nthen \( u\left( {t,{B}_{t}}\right) \) is a martingale.
Proof. Let \( {p}_{t}\left( {x, y}\right) = {\left( 2\pi \right) }^{-1/2}{t}^{-1/2}\exp \left( {-{\left( y - x\right) }^{2}/{2t}}\right) \) . The first step is to check that \( {p}_{t} \) satisfies the heat equation: \( \partial {p}_{t}/\partial t = \left( {1/2}\right) {\partial }^{2}{p}_{t}/\partial {y}^{2} \) .\n\n\[...
Yes
Theorem 8.5.9. If \( T = \inf \left\{ {t : {B}_{t} \notin \left( {-a, a}\right) }\right\} \) then \( E{T}^{2} = 5{a}^{4}/3 \) .
Proof. Theorem 8.5.1 implies\n\n\[ E\left( {B{\left( T \land t\right) }^{4} - 6\left( {T \land t}\right) B{\left( T \land t\right) }^{2}}\right) = - {3E}{\left( T \land t\right) }^{2}. \]\n\nFrom Theorem 8.5.5, we know that \( {ET} = {a}^{2} < \infty \). Letting \( t \rightarrow \infty \), using the dominated convergen...
Yes
Theorem 8.5.10. Suppose \( v \in {C}^{2} \), i.e., all first and second order partial derivatives exist and are continuous, and \( v \) has compact support. Then\n\n\[ v\left( {B}_{t}\right) - {\int }_{0}^{t}\frac{1}{2}{\Delta v}\left( {B}_{s}\right) {ds}\;\text{ is a martingale. } \]
Proof. Repeating the proof of Theorem 8.5.8\n\n\[ \frac{\partial }{\partial t}{E}_{x}v\left( {B}_{t}\right) = \int v\left( y\right) \frac{\partial }{\partial t}{p}_{t}\left( {x, y}\right) {dy} \]\n\n\[ = \int \frac{1}{2}v\left( y\right) \left( {{\Delta }_{y}{p}_{t}\left( {x, y}\right) }\right) {dy} \]\n\n\[ = \int \fra...
Yes
Theorem 8.5.11. If \( \left| x\right| < R \) then \( {E}_{x}{S}_{R} = \left( {{R}^{2} - {\left| x\right| }^{2}}\right) /d \) .
Proof. It follows from Theorem 8.5.4 that \( {\left| {B}_{t}\right| }^{2} - {dt} = \mathop{\sum }\limits_{{i = 1}}^{d}{\left( {B}_{t}^{i}\right) }^{2} - t \) is a martingale. Theorem 8.5.1 implies \( {\left| x\right| }^{2} = E{\left| {B}_{{S}_{R} \land t}\right| }^{2} - {dE}\left( {{S}_{R} \land t}\right) \) . Letting ...
Yes
Lemma 8.5.12. \( \varphi \left( x\right) = {E}_{x}\varphi \left( {B}_{\tau }\right) \)
Proof. Define \( \psi \left( x\right) = g\left( \left| x\right| \right) \) to be \( {C}^{2} \) and have compact support, and have \( \psi \left( x\right) = \) \( \phi \left( x\right) \) when \( r < \left| x\right| < R \) . Theorem 8.5.10 implies that \( \psi \left( x\right) = {E}_{x}\psi \left( {B}_{t \land \tau }\righ...
Yes
Theorem 8.5.13. As \( t \rightarrow \infty ,\left| {B}_{t}\right| \rightarrow \infty \) a.s.
Proof. Let \( {A}_{n} = \left\{ {\left| {B}_{t}\right| > {n}^{1 - \epsilon }}\right. \) for all \( \left. {t \geq {S}_{n}}\right\} \) . The strong Markov property implies\n\n\[ \n{P}_{x}\left( {A}_{n}^{c}\right) = {E}_{x}\left( {{P}_{B\left( {S}_{n}\right) }\left( {{S}_{{n}^{1 - \epsilon }} < \infty }\right) }\right) =...
Yes
Theorem 8.5.14. Suppose \( g\left( t\right) \) is positive and decreasing. Then\n\n\[ \n{P}_{0}\left( {\left| {B}_{t}\right| \leq g\left( t\right) \sqrt{t}\text{ i.o. as }t \uparrow \infty }\right) = 1\text{ or }0 \]\n\naccording as \( {\int }^{\infty }g{\left( t\right) }^{d - 2}/{tdt} = \infty \) or \( < \infty \) .
Here the absence of the lower limit implies that we are only concerned with the behavior of the integral \
No
Theorem 8.6.1. Suppose that \( f \in {C}^{2} \), i.e., it has two continuous derivatives. The with probability one, for all \( t \geq 0 \) , \[ f\left( {B}_{t}\right) - f\left( {B}_{0}\right) = {\int }_{0}^{t}{f}^{\prime }\left( {B}_{s}\right) d{B}_{s} + \frac{1}{2}{\int }_{0}^{t}{f}^{\prime \prime }\left( {B}_{s}\righ...
Proof. To derive (8.6.1) we let \( {t}_{i}^{n} = {ti}/{2}^{n} \) for \( 0 \leq i \leq k\left( n\right) = {2}^{n} \) . From calculus we know that for any \( a \) and \( b \), there is a \( c\left( {a, b}\right) \) in between \( a \) and \( b \) such that \[ f\left( b\right) - f\left( a\right) = \left( {b - a}\right) {f}...
Yes
Lemma 8.6.2. If (i) measures \( {\mu }_{n} \) on \( \left\lbrack {0, t}\right\rbrack \) converge weakly to \( {\mu }_{\infty } \), a finite measure, and (ii) \( {g}_{n} \) is a sequence of functions with \( \left| {g}_{n}\right| \leq K \) that have the property that whenever \( {s}_{n} \in \left\lbrack {0, t}\right\rbr...
Proof. By letting \( {\mu }_{n}^{\prime }\left( A\right) = {\mu }_{n}\left( A\right) /{\mu }_{n}\left( \left\lbrack {0, t}\right\rbrack \right) \), we can assume that all the \( {\mu }_{n} \) are probability measures. A standard construction (see Theorem 3.2.2) shows that there is a sequence of random variables \( {X}_...
Yes
Theorem 8.6.3. If \( f \in {C}^{2} \) and \( E{\int }_{0}^{t}{\left| {f}^{\prime }\left( {B}_{s}\right) \right| }^{2}{ds} < \infty \) then \( {\int }_{0}^{t}{f}^{\prime }\left( {B}_{s}\right) d{B}_{s} \) is a continuous martingale.
Proof. We first prove the result assuming \( \left| {f}^{\prime }\right| ,\left| {f}^{\prime \prime }\right| \leq K \) . Let\n\n\[ \n{I}_{n}^{1}\left( s\right) = \mathop{\sum }\limits_{{i : {t}_{i + 1}^{n} \leq s}}{f}^{\prime }\left( {B}_{{t}_{i}^{n}}\right) \left( {{B}_{{t}_{i + 1}^{n}} - {B}_{{t}_{i}^{n}}}\right) + {...
Yes
Using (8.6.8) we can prove Theorem 8.5.8: if \( u\left( {t, x}\right) \) is a polynomial in \( t \) and \( x \) with \( \partial u/\partial t + \left( {1/2}\right) {\partial }^{2}u/\partial {x}^{2} = 0 \) then Ito’s formula implies
\[ u\left( {t,{B}_{t}}\right) - u\left( {0,{B}_{0}}\right) = {\int }_{0}^{t}\frac{\partial u}{\partial x}\left( {s,{B}_{s}}\right) d{B}_{s} \] Since \( \partial u/\partial x \) is a polynomial it satisfies the integrability condition in Theorem 8.6.3, \( u\left( {t,{B}_{t}}\right) \) is a martingale. To get a new concl...
Yes
Theorem 8.7.2. Let \( {X}_{1},{X}_{2},\ldots \) be i.i.d. with a distribution \( F \), which has mean 0 and variance 1, and let \( {S}_{n} = {X}_{1} + \ldots + {X}_{n} \) . There is a sequence of stopping times \( {T}_{0} = \) \( 0,{T}_{1},{T}_{2},\ldots \) such that \( {S}_{n}{ = }_{d}B\left( {T}_{n}\right) \) and \( ...
Proof. Let \( \left( {{U}_{1},{V}_{1}}\right) ,\left( {{U}_{2},{V}_{2}}\right) ,\ldots \) be i.i.d. and have distribution given in (8.7.1) and let \( {B}_{t} \) be an independent Brownian motion. Let \( {T}_{0} = 0 \), and for \( n \geq 1 \), let\n\n\[ \n{T}_{n} = \inf \left\{ {t \geq {T}_{n - 1} : {B}_{t} - B\left( {T...
Yes
Theorem 8.7.3. Central limit theorem. Under the hypotheses of Theorem 8.7.2, \( {S}_{n}/\sqrt{n} \Rightarrow \chi \), where \( \chi \) has the standard normal distribution.
Proof. If we let \( {W}_{n}\left( t\right) = B\left( {nt}\right) /\sqrt{n} = {}_{d}{B}_{t} \) by Brownian scaling, then\n\n\[ \n{S}_{n}/\sqrt{n}\overset{d}{ = }B\left( {T}_{n}\right) /\sqrt{n} = {W}_{n}\left( {{T}_{n}/n}\right) \n\] \n\nThe weak law of large numbers implies that \( {T}_{n}/n \rightarrow 1 \) in probabi...
Yes
Lemma 8.7.4. \( \mathcal{B} \) is the same as \( \mathcal{C} \) the \( \sigma \) -field generated by the finite dimensional sets \( \left\{ {\omega : \omega \left( {t}_{i}\right) \in {A}_{i}}\right\} \)
Proof. Observe that if \( \xi \) is a given continuous function\n\n\[ \{ \omega : \parallel \omega - \xi \parallel \leq r - 1/n\} = { \cap }_{q}\{ \omega : \left| {\omega \left( q\right) - \xi \left( q\right) }\right| \leq r - 1/n\} \]\n\nwhere the intersection is over all rationals in \( \left\lbrack {0,1}\right\rbrac...
Yes
Theorem 8.7.6. If \( \psi : C\left\lbrack {0,1}\right\rbrack \rightarrow \mathbf{R} \) has the property that it is continuous \( {P}_{0} \) -a.s. then
\[ \psi \left( {S\left( {n \cdot }\right) /\sqrt{n}}\right) \Rightarrow \psi \left( {B\left( \cdot \right) }\right) \]
No
Example 8.7.2. Maxima. Let \( \psi \left( \omega \right) = \max \{ \omega \left( t\right) : 0 \leq t \leq 1\} \) . Again, \( \psi : C\left\lbrack {0,1}\right\rbrack \rightarrow \) \( \mathbf{R} \) is continuous. This time Theorem 8.7.6 implies
\[ \mathop{\max }\limits_{{0 \leq m \leq n}}{S}_{m}/\sqrt{n} \Rightarrow {M}_{1} \equiv \mathop{\max }\limits_{{0 \leq t \leq 1}}{B}_{t} \] To complete the picture, we observe that by (8.4.4) the distribution of the right-hand side is \[ {P}_{0}\left( {{M}_{1} \geq a}\right) = {P}_{0}\left( {{T}_{a} \leq 1}\right) = 2{...
No
Example 8.7.3. Last 0 before time \( n \) . Let \( \psi \left( \omega \right) = \sup \{ t \leq 1 : \omega \left( t\right) = 0\} \) . This time, \( \psi \) is not continuous, for if \( {\omega }_{\epsilon } \) with \( {\omega }_{\epsilon }\left( 0\right) = 0 \) is piecewise linear with slope 1 on \( \left\lbrack {0,1/3 ...
It is easy to see that if \( \psi \left( \omega \right) < 1 \) and \( \omega \left( t\right) \) has positive and negative values in each interval \( \left( {\psi \left( \omega \right) - \delta ,\psi \left( \omega \right) }\right) \), then \( \psi \) is continuous at \( \omega \) . By arguments in Subection 8.4.1, the l...
No
As we will now show, with a little work, one can convert this into the more natural result\n\n\[ \left| \left\{ {m \leq n : {S}_{m} > a\sqrt{n}}\right\} \right| /n \Rightarrow \left| \left\{ {t \in \left\lbrack {0,1}\right\rbrack : {B}_{t} > a}\right\} \right| \]
Proof. Application of Theorem 8.7.6 gives that for any \( a \) ,\n\n\[ \left| {\{ t \in \left\lbrack {0,1}\right\rbrack : S\left( {nt}\right) > a\sqrt{n}\} }\right| \Rightarrow \left| \left\{ {t \in \left\lbrack {0,1}\right\rbrack : {B}_{t} > a}\right\} \right| \]\n\nTo convert this into a result about \( \left| \left\...
Yes
Example 8.7.5. Let \( \psi \left( \omega \right) = {\int }_{\left\lbrack 0,1\right\rbrack }\omega {\left( t\right) }^{k}{dt} \) where \( k > 0 \) is an integer. \( \psi \) is continuous, so applying Theorem 8.7.6 gives \[ {\int }_{0}^{1}{\left( S\left( nt\right) /\sqrt{n}\right) }^{k}{dt} \Rightarrow {\int }_{0}^{1}{B}...
To convert this into a result about the original sequence, we begin by observing that if \( x < y \) with \( \left| {x - y}\right| \leq \epsilon \) and \( \left| x\right| ,\left| y\right| \leq M \), then \[ \left| {{x}^{k} - {y}^{k}}\right| \leq {\int }_{x}^{y}k{\left| z\right| }^{k - 1}{dz} \leq {k\epsilon }{M}^{k - 1...
Yes
Lemma 8.7.7. If \( {\tau }_{\left\lbrack ns\right\rbrack }^{n} \rightarrow s \) in probability for each \( s \in \left\lbrack {0,1}\right\rbrack \) then\n\n\[ \begin{Vmatrix}{{S}_{n,\left( {n \cdot }\right) } - B\left( \cdot \right) }\end{Vmatrix} \rightarrow 0\;\text{ in probability } \]
Proof. The fact that \( B \) has continuous paths (and hence uniformly continuous on \( \left\lbrack {0,1}\right\rbrack ) \) implies that if \( \epsilon > 0 \) then there is a \( \delta > 0 \) so that \( 1/\delta \) is an integer and\n\n(a)\n\n\[ P\left( {\left| {{B}_{t} - {B}_{s}}\right| < \epsilon \text{ for all }0 \...
Yes
Lemma 8.7.8. If \( \varphi \) is bounded and continuous then \( {E\varphi }\left( {S}_{n,\left( {n \cdot }\right) }\right) \rightarrow {E\varphi }\left( {B\left( \cdot \right) }\right) \) .
Proof. For fixed \( \epsilon > 0 \), let \( {G}_{\delta } = \left\{ {\omega : }\right. \) if \( \left. {\begin{Vmatrix}{\omega - {\omega }^{\prime }}\end{Vmatrix} < \delta \text{then}\left| {\varphi \left( \omega \right) - \varphi \left( {\omega }^{\prime }\right) }\right| < \epsilon }\right\} \) . Since \( \varphi \) ...
Yes
Theorem 8.7.9. \( S\left( {n \cdot }\right) /\sqrt{n} \Rightarrow B\left( \cdot \right) \), i.e., the associated measures on \( C\lbrack 0,\infty ) \) converge weakly.
Proof. By definition, all we have to show is that weak convergence occurs on \( C\left\lbrack {0, M}\right\rbrack \) for all \( M < \infty \) . The proof of Theorem 8.7.5 works in the same way when 1 is replaced by \( M \) .
No
Let \( {N}_{n} = \inf \left\{ {m : {S}_{m} \geq \sqrt{n}}\right\} \) and \( {T}_{1} = \inf \left\{ {t : {B}_{t} \geq 1}\right\} \). Since \( \psi \left( \omega \right) = {T}_{1}\left( \omega \right) \land 1 \) is continuous \( {P}_{0} \) a.s. on \( C\left\lbrack {0,1}\right\rbrack \) and the distribution of \( {T}_{1} ...
\[ P\left( {{N}_{n} \leq {nt}}\right) \rightarrow P\left( {{T}_{1} \leq t}\right) \]
Yes
Theorem 8.8.1. If \( {S}_{n} \) is a square integrable martingale with \( {S}_{0} = 0 \), and \( {B}_{t} \) is a Brownian motion, then there is a sequence of stopping times \( 0 = {T}_{0} \leq {T}_{1} \leq {T}_{2}\ldots \) for the Brownian motion so that \[ \left( {{S}_{0},{S}_{1},\ldots ,{S}_{k}}\right) \overset{d}{ =...
Proof. We include \( {S}_{0} = 0 = B\left( {T}_{0}\right) \) only for the sake of starting the induction argument. Suppose we have \( \left( {{S}_{0},\ldots ,{S}_{k - 1}}\right) { = }_{d}\left( {B\left( {T}_{0}\right) ,\ldots, B\left( {T}_{k - 1}\right) }\right) \) for some \( k \geq 1 \) . The strong Markov property i...
Yes
Theorem 8.8.2. Let \( {\mathcal{F}}_{m} = \sigma \left( {{S}_{0},{S}_{1},\ldots {S}_{m}}\right) .\mathop{\lim }\limits_{{n \rightarrow \infty }}{S}_{n} \) exists and is finite on \( \mathop{\sum }\limits_{{m = 1}}^{\infty }E\left( {{\left( {S}_{m} - {S}_{m - 1}\right) }^{2} \mid {\mathcal{F}}_{m - 1}}\right) < \infty ....
Proof. Let \( {\mathcal{B}}_{t} \) be the filtration generated by Brownian motion, and let \( {t}_{m} = {T}_{m} - \) \( {T}_{m - 1} \) . By construction we have\n\n\[ E\left( {{\left( {S}_{m} - {S}_{m - 1}\right) }^{2} \mid {\mathcal{F}}_{m - 1}}\right) = E\left( {{t}_{m} \mid \mathcal{B}\left( {T}_{m - 1}\right) }\rig...
Yes
Theorem 8.8.3. Suppose \( \left\{ {{X}_{n, m},{\mathcal{F}}_{n, m}}\right\} \) is a martingale difference array.\n\nIf (i) for each \( t,{V}_{n,\left\lbrack {nt}\right\rbrack } \rightarrow t \) in probability,\n\n(i) \( \left| {X}_{n, m}\right| \leq {\epsilon }_{n} \) for all \( m \) with \( {\epsilon }_{n} \rightarrow...
Proof. (i) implies \( {V}_{n, n} \rightarrow 1 \) in probability. By stopping each sequence at the first time \( {V}_{n, k} > 2 \) and setting the later \( {X}_{n, m} = 0 \), we can suppose without loss of generality that \( {V}_{n, n} \leq 2 + {\epsilon }_{n}^{2} \) for all \( n \) . By Theorem 8.8.1, we can find stop...
Yes
Theorem 8.8.4. Lindeberg-Feller theorem for martingales. Suppose \( {X}_{n, m} \) , \( {\mathcal{F}}_{n, m},1 \leq m \leq n \) is a martingale difference array. If (i) \( {V}_{n,\left\lbrack {nt}\right\rbrack } \rightarrow t \) in probability for all \( t \in \left\lbrack {0,1}\right\rbrack \) and (ii) for all \( \epsi...
Proof. The first step is to truncate so that we can apply Theorem 8.8.3. Let \[ {\widehat{V}}_{n}\left( \epsilon \right) = \mathop{\sum }\limits_{{m = 1}}^{n}E\left( {{X}_{n, m}^{2}{1}_{\left( \left| {X}_{n, m}\right| > {\epsilon }_{n}\right) } \mid {\mathcal{F}}_{n, m - 1}}\right) \]
No
Lemma 8.8.5. If \( {\epsilon }_{n} \rightarrow 0 \) slowly enough then \( {\epsilon }_{n}^{-2}{\widehat{V}}_{n}\left( {\epsilon }_{n}\right) \rightarrow 0 \) in probability.
Proof. Let \( {N}_{m} \) be chosen so that \( P\left( {{m}^{2}{\widehat{V}}_{n}\left( {1/m}\right) > 1/m}\right) \leq 1/m \) for \( n \geq {N}_{m} \) . Let \( {\epsilon }_{n} = 1/m \) for \( n \in \left\lbrack {{N}_{m},{N}_{m + 1}}\right) \) and \( {\epsilon }_{n} = 1 \) if \( n < {N}_{1} \) . If \( \delta > 0 \) and \...
No
Lemma 8.8.6. If we define \( {\widetilde{S}}_{n,\left( {n \cdot }\right) } \) in the obvious way then Theorem 8.8.3 implies \( {\widetilde{S}}_{n,\left( {n \cdot }\right) } \Rightarrow B\left( \cdot \right) .
Proof. Since \( \left| {\widetilde{X}}_{n, m}\right| \leq 2{\epsilon }_{n} \), we only have to check (ii) in Theorem 8.8.3. To do this, we observe that the conditional variance formula, Theorem 5.4.7, implies\n\n\[ E\left( {{\widetilde{X}}_{n, m}^{2} \mid {\mathcal{F}}_{n, m - 1}}\right) = E\left( {{\bar{X}}_{n, m}^{2}...
Yes
Lemma 8.8.7. If \( {A}_{n} \) is adapted to \( {\mathcal{G}}_{n} \) then for any nonnegative \( \delta \in {\mathcal{G}}_{0} \), \[ P\left( {{ \cup }_{m = 1}^{n}{A}_{m} \mid {\mathcal{G}}_{0}}\right) \leq \delta + P\left( {\mathop{\sum }\limits_{{m = 1}}^{n}P\left( {{A}_{m} \mid {\mathcal{G}}_{m - 1}}\right) > \delta \...
Proof. We proceed by induction. When \( n = 1 \), the conclusion says \[ P\left( {{A}_{1} \mid {\mathcal{G}}_{0}}\right) \leq \delta + P\left( {P\left( {{A}_{1} \mid {\mathcal{G}}_{0}}\right) > \delta \mid {\mathcal{G}}_{0}}\right) \] This is obviously true on \( {\Omega }_{ - } \equiv \left\{ {P\left( {{A}_{1} \mid {\...
Yes
Theorem 8.8.8. Martingale central limit theorem. Suppose \( {X}_{n},{\mathcal{F}}_{n}, n \geq 1 \), is a martingale difference sequence and let \( {V}_{k} = \mathop{\sum }\limits_{{1 \leq n \leq k}}E\left( {{X}_{n}^{2} \mid {\mathcal{F}}_{n - 1}}\right) \) . If (i) \( {V}_{k}/k \rightarrow {\sigma }^{2} > 0 \) in proba...
Proof. Let \( {X}_{n, m} = {X}_{m}/\sigma \sqrt{n},{\mathcal{F}}_{n, m} = {\mathcal{F}}_{m} \) . Changing notation and letting \( k = {nt} \) , our first assumption becomes (i) of Theorem 8.8.4. To check (ii), observe that\n\n\[ E\mathop{\sum }\limits_{{m = 1}}^{n}E\left( {{X}_{n, m}^{2}{1}_{\left( \left| {X}_{n, m}\ri...
Yes
Lemma 8.9.1. \( \\left\\{ {{U}_{k}^{n} : 1 \\leq k \\leq n}\\right\\} \\overset{d}{ = }\\left\\{ {{Z}_{k}/{Z}_{n + 1} : 1 \\leq k \\leq n}\\right\\} \)
Proof. We change variables \( v = r\\left( t\\right) \), where \( {v}_{i} = {t}_{i}/{t}_{n + 1} \) for \( i \\leq n,{v}_{n + 1} = {t}_{n + 1} \). The inverse function is\n\n\[ s\\left( v\\right) = \\left( {{v}_{1}{v}_{n + 1},\\ldots ,{v}_{n}{v}_{n + 1},{v}_{n + 1}}\\right) \]\n\nwhich has matrix of partial derivatives ...
Yes
Theorem 8.9.2. \( {D}_{n} \Rightarrow \mathop{\max }\limits_{{0 \leq t \leq 1}}\left| {{B}_{t} - t{B}_{1}}\right| \), where \( {B}_{t} \) is a Brownian motion starting at 0.
Proof of (8.9.3). Formula (8.9.4) shows that the f.d.d.’s of \( {B}_{t}^{0} \) are multivariate normal and have mean 0 . Since \( {B}_{t} - t{B}_{1} \) also has this property, it suffices to show that the covariances are equal. We begin with the easier computation. If \( s < t \) then\n\n\[ E\left( {\left( {{B}_{s} - s...
Yes
Let \( {a}_{n} = 1/2 - 1/{2n},{b}_{n} = 1/2 - 1/{4n} \), and let \( {\mu }_{n} \) be the point mass on the function that is 1 at \( {b}_{n} \), is 0 at \( 0,{a}_{n},1/2 \), and 1, and linear in between these points. As \( n \rightarrow \infty ,{f}_{n}\left( t\right) \rightarrow {f}_{\infty } \equiv 0 \) but not uniform...
\[ \int h\left( \omega \right) {\mu }_{n}\left( {d\omega }\right) = 1 \nrightarrow 0 = \int h\left( \omega \right) {\mu }_{\infty }\left( {d\omega }\right) \]
Yes
Theorem 8.10.3. Let \( {\mu }_{n},1 \leq n \leq \infty \) be probability measures on \( \mathcal{C} \) . If the finite dimensional distributions of \( {\mu }_{n} \) converge to those of \( {\mu }_{\infty } \) and if the \( {\mu }_{n} \) are tight then \( {\mu }_{n} \Rightarrow {\mu }_{\infty } \)
Proof. If \( {\mu }_{n} \) is tight then by Theorem 8.10.1 it is relatively compact and hence each subsequence \( {\mu }_{{n}_{m}} \) has a further subsequence \( {\mu }_{{n}_{m}^{\prime }} \) that converges to a limit \( \nu \) . If \( f \) : \( {\mathbf{R}}^{k} \rightarrow \mathbf{R} \) is bounded and continuous then...
No