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became a reportable event and in subsequent quarters in which
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there have been material developments. Subsequent Form 10-Q filings in
|
the same fiscal year in which a legal proceeding or
|
a material development is reported should reference any previous reports
|
in that year. Item 1A. Risk Factors. Set forth any
|
material changes from risk factors as previously disclosed in the
|
registrant's Form 10-K (§249.310) in response to Item 1A. to
|
Part 1 of Form 10-K. Smaller reporting companies are not
|
required to provide the information required by this item. Item
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2. Unregistered Sales of Equity Securities and Use of Proceeds.
|
(a) Furnish the information required by Item 701 of Regulation
|
S-K (17 CFR 229.701) as to all equity securities of
|
the registrant sold by the registrant during the period covered
|
by the report that were not registered under the Securities
|
Act. If the Item 701 information previously has been included
|
in a Current Report on Form 8-K (17 CFR 249.308),
|
however, it need not be furnished. (b) If required pursuant
|
to Rule 463 (17 CFR 230.463) of the Securities Act
|
of 1933, furnish the information required by Item 701(f) of
|
Regulation S-K (§ 229.701(f) of this chapter). (c) Furnish the
|
information required by Item 703 of Regulation S-K (§ 229.703
|
of this chapter) for any repurchase made in the quarter
|
covered by the report. Provide disclosures covering repurchases made on
|
a monthly basis. For example, if the quarter began on
|
January 16 and ended on April 15, the chart would
|
show repurchases for the months from January 16 through February
|
15, February 16 through March 15, and March 16 through
|
April 15. Instruction. Working capital restrictions and other limitations upon
|
the payment of dividends are to be reported hereunder. Item
|
3. Defaults Upon Senior Securities. (a) If there has been
|
any material default in the payment of principal, interest, a
|
sinking or purchase fund installment, or any other material default
|
not cured within 30 days, with respect to any indebtedness
|
of the registrant or any of its significant subsidiaries exceeding
|
5 percent of the total assets of the registrant and
|
its consolidated subsidiaries, identify the indebtedness and state the nature
|
of the default. In the case of such a default
|
in the payment of principal, interest, or a sinking or
|
purchase fund installment, state the amount of the default and
|
the total arrearage on the date of filing this report.
|
Instruction. This paragraph refers only to events which have become
|
defaults under the governing instruments, i.e., after the expiration of
|
any period of grace and compliance with any notice requirements.
|
(b) If any material arrearage in the payment of dividends
|
has occurred or if there has been any other material
|
delinquency not cured within 30 days, with respect to any
|
class of preferred stock of the registrant which is registered
|
or which ranks prior to any class of registered securities,
|
or with respect to any class of preferred stock of
|
any significant subsidiary of the registrant, give the title of
|
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