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OCR for page 1 Summary A NEW PERSPECTIVE Hazards of modern life surround us and so, too, does commu- nication about the risks of those hazards. News reports describe such
hazards as pollutants in the air and in drinking water, pes- ticide residues in food, threats from radiation and toxic chemicals, and ATDS. Government and industry also send out messages
about hazards and their risks, sometimes directly to the populace but more often through intermediaries, such as the print and broadcast media. Risk messages are difficult to formulate in ways
that are accurate, clear, and not rn~sTeading. One reads, for example, that "radon risk can equal or exceed the 2%o risk of death in an auto accident, . . .
for anyone who lives 20 years at levels exceeding about 25 picocuries per liter" (Kerr, 1988~. This statement places an unfamiliar risk (radon exposure in homes) in juxtaposition to a
more familiar risk (death in an auto accident), which may help people understand the magnitude of this unfamiliar risk. But this simple comparison may be misleading because it does not
specify the respective levels of exposure, leaves out potentially relevant nonlethal consequences, and uses language (picocuries per liter) unfamiliar to most people. This report addresses these and other problems confronting
risk communication. 1 OCR for page 2 2 IMPROVING RISK COMMUNICATION Risk messages can be controversial for many reasons. The haz- ards they describe are often themselves centers of controversy.
Fre- quently, there is enough uncertainty in the underlying knowledge to allow different experts to draw contradictory conclusions. Experts are frequently accused of hiding their subjective preferences behind technical jargon
and complex, so-called objective analyses. Often a message that is precise and accurate must be so complex that only an expert can understand it. Messages that nonexperts can under- stand
necessarily present selected information and are thus subject to challenge as being inaccurate, incomplete, or manipulative. In the past the term risk communication has commonly been thought of as consisting
only of one-way messages from experts to nonexperts. In this report the Committee on Risk Perception and Communication takes a different perspective. Because much of the controversy seems to center
on the content of specific messages, it was tempting to proceed along the lines of many previous discussions about risk communication and concentrate on message design. We found a focus
on one-way messages too limiting, however. Instead, we make a crucial distinction between risk messages and the risk communication process. We see risk communication as an interactive process of exchange
of information and opinion among individuals, groups, and institutions. When risk communication is viewed in this way, significant, though perhaps less obvious, underlying problems can be better discerned and treated.
We view success in risk communication in a different way also. Some take the position that risk communication is successful when recipients accept the views or arguments of the communicator.
We construe risk communication to be successful to the extent that it raises the level of understanding of relevant issues or actions for those involved and satisfies them that they
are adequately informed within the limits of available knowledge. Finally, it should be noted that one of the most difficult issues we faced concerned the extent to which public officials
in a demo- cratic society should attempt to influence individuals-that is, to go beyond merely informing them concerning risks and such risk- reducing actions as quitting smoking. Government officials must
be accountable for their decisions and will likely find their efforts to influence contested if they stray from accepted scientific views or if they challenge popular consensus. A public official
should be aware of the political risks and of the legitimate constraints placed upon government in advocacy. Procedural strategies such as independent OCR for page 3 SUMMARY 3 review processes
can be used to determine the appropriateness of the use of influencing techniques. Where an unusually strong degree of advocacy seems warranted, officials should seek legitimization of such actions through
the democratic process. COMMON MISCONCEPTIONS ABOUT RISE COMMUNICATION Several important misconceptions need to be dispelled before the real problems of risk communication can be addressed. Con- trary to what some
think, there is no single overriding problem and thus no simple way of making risk communication easy. Risk mes- sages necessarily compress technical information, which can lead to misunderstanding, confusion,
and distrust. Many people including some scientists, decision makers, and members of the public-have unrealistic expectations about what can be accomplished by risk communication. For example, it is mistaken to
expect improved risk communication to always reduce conflict and smooth risk management. Risk management decisions that benefit some citizens can harm others. In addition, people do not all share common
interests and values, so better understanding may not lead to consensus about controversial issues or to uniform personal behavior. But even though good risk communication cannot always be expected to
improve a situation, poor risk communication will nearly always make it worse. It is also mistaken to think, as some do, that if people understood and used risk comparisons it
would be easy for them to make decisions. Comparing risks can help people comprehend the unfamiliar magnitudes associated with risks, but risk comparison alone cannot establish levels of acceptable risk
or ensure systematic minimization of risk. Factors other than the level of risk-such as the voluntariness of exposure to the hazard and the degree of dread associated with the consequences
must be considered in determining the acceptability of risk associated with a particular activity or phenomenon. Some risk communication problems derive from mistaken beliefs about scientific research on the nature
of how risks are assessed and managed and on risk communication itself. Scientific information, for example, cannot be expected to resolve all important risk issues. All too often research that
would answer the question has not been done or the results are disputed. Although a great deal of research has been done on the dissemination and preparation of risk messages,
OCR for page 4 4 IMPROVING RISK COMMUNICATION there has been much less attention devoted to the risk communication process. In addition, even when valid scientific data are available, experts
are unlikely to agree completely about the meaning of these data for risk management decisions. Finally, it is unrealistic to expect easy identification and understanding of the values, preferences, and
information needs of the intended recipients of risk messages. Other misconceptions involve stereotypes about the way inter- mediaries and recipients react to risk messages. It is mistaken, for example, to
view journalists and the media always as significant, independent causes of problems in risk communication. Rather, the problem is often at the interface between science and journalism. Both sides need
to better understand the pressures and constraints of the other instead of complaining about the sometimes disappointing results. Scientists and risk managers should recognize the importance of the part journalists
play in identifying disputes and maintaining the flow of information during resolution of conflicts; journalists need to understand how to frame the technical and social dimensions of risk issues. It
is also important to recognize the differences between the broadcast ant! the print media and between the national and the regional or local press corps. Finally, even though most people
prefer simplicity to complex- ity, it is mistaken to expect the public to want simple, cut-and-dried answers as to what to do in every case. The public is not homoge-
neous. People diner in the degree to which they exercise control over exposure to hazards or remediation of undesirable consequences, the importance they attach to various consequences, and their tendency
to be risk averse or risk seeking. Often at least part of the public seeks considerable information about the risks they face. PROBLEMS OF RISK COMMUNICATION We distinguish two major
types of problems in risk communica- tion. Problems deriving from institutional and political systems are problems for which little can be done beyond trying to understand them by those involved
in risk communication. Nevertheless, these problems can have a considerable impact on actions and events. Problems of risk communicators and recipients can be addressed more directly and are therefore more
amenable to improvement or solution. OCR for page 5 SUMMARY 5 Problems Deriving Mom the Institutional and Political Systems Several kinds of legal considerations, including statutory man- dates, liability, and
informed consent and "right-to-know" require- ments, influence the options available to risk managers and thus the content of their risk messages. These considerations generally either limit the possible responses to
the risk in question or require that certain actions be taken in given circumstances. For example, some- times statutes require consideration of certain factors (the Federal Insecticide, Fungicide, and Rodenticide
Act explicitly includes con- sideration of economic benefits) or the exclusion of others (the Clean Water Act specifies that the best available technology should be used regardless of the financial
burden imposed). Although not necessar- ily problems as such, these considerations often constitute important influences on risk messages and risk communication processes. It is often difficult to understand why risk
messages appear as they do without consideration of these factors. Communicating with citizens about risks can increase their desire to participate in or otherwise influence decisions about the control of
those risks, thereby making risk management even more cumber- some. The interests of citizens and their motivation to participate in the political process can introduce difficult challenges when the implementation
of risk control measures is necessarily decentralized and local preferences (generally to avoid exposure to a particular risk) preclude solutions in the broader interest. Many hazardous waste facilities operate under
these pressures. Divided authority, not only among Congress, the executive branch, and the courts at the federal level but also among federal, state, and local or regional jurisdictions, creates incentives
for each actor to gain as much leverage as possible from the limited portion he or she controls. Such fragmentation makes communicating about risks harder because it makes government regulation
and risk reduc- tion programs more complex and makes it more difficult to determine who is responsible for the eventual outcomes. Government and industry spend large amounts of money on
research, and thus their concerns are usually well reflected in the information developed by that research. Individuals and citizens' groups do not usually have the financial resources to fund research
and thus do not enjoy this sort of access to information and influence over its generation. If a group of people that a risk corr~municator is trying to reach feels
that the system for generating information relied OCR for page 6 6 IMPROVING RISK COMMUNICATION upon by that source does not consider the group's concerns, it may reject the information
from that source as a basis for decisions about risks. It is reasonable to speculate that this may, in part, explain why it is so difficult to affect young people's
attitudes and behavior about drugs and the AIDS epidemic the information presented is based on facts that they do not consider very important in the face of their immediate concerns
of peer pressure and personal image. There also may be systematic biases in the provision of informa- tion. Those most strongly motivated to communicate about risk are often also those
with the ' strongest interest in the decision. When- ever a personal or social decision affects interested groups or organi- zations, conflicting messages reflecting the interests of those groups or
organizations may be expected. The U.S. Environmental Protec- tion Agency administrator's statement in 1984 that EDB (ethylene dibromide)'contamination was a Tong-term health problem being ade- quately handled by tolerance guidelines,
for example, was in the news at about the same time that public health officials in Massachusetts and Florida were removing grain products with EDB contamination from grocery store shelves.
Experts from the food industry joined in, downplaying the risks, while scientists from environmental groups criticized the government's inaction. The beliefs, predispositions, and interests of risk communicators and the groups
they represent create incentives to slant, or even distort or misrepresent, informa- tion. This can skew messages in many different directions on the same Issue. Problems of Risk Communicators and
Recipients The problems encountered by the sources and recipients of risk messages center on the following topics: establishing and recognizing credibility, making the messages understandable, preparing messages in an emergency,
capturing and focusing attention, and getting in- formation. Lack of credibility alters the communication process by adding distrust and acrimony. The most important factors affecting the credibility of a source
and its messages relate to the accuracy of the messages and the legitimacy of the process by which the contents were determined, as perceived by the recipients. Recipients' views about
the accuracy of a message are adversely affected by (1) real or perceived advocacy by the source of a position in the message that is not consistent with a careful
assessment of the facts; (2) OCR for page 7 SUMMARY 7 a reputation for deceit, misrepresentation, or coercion on the part , ~ . positions taken by the source that
do not support the current message; (4) self-serving framing of information in the message; (5) contradictory messages from other credible sources; and (6) actual or perceived professional incompetence or impropriety
on the part of the source. The perceived legitimacy of the process by which the contents of a message were determined depends on (1) the legal standing of the source
with respect to the risks addressed; (2) the justification provided for the communication program; (3) the access afforded affected parties to the decision-making process; and (4) the degree to which
conflicting claims are given fair and balanced review. Ideally, risk information should use language and concepts re- cipients already understand. It is difficult to present scientific and technical information that
uses everyday language and magnitudes common in ordinary experience and that is sensitive to such psycho- Togical needs on the part of recipients as the desire for clear, decisive answers
or the fear of the unfamiliar and unknown. Sometimes risk communicators must disseminate messages when there are not enough relevant data to allow them to draw satisfactory conclusions and there
is no time to obtain better information. This usually occurs when an emergency requires that action be taken im- mediately or not at all or when events lead to requests
for information prior to the completion of study or analysis. Many things compete with risk messages for attention, and it is often difficult to get the intended recipients to attend
to the issues the risk communicator thinks are important. From the risk com- municator's standpoint, there are two aspects of this: stimulating the attention of the ultimate recipient and interacting
with the news media and other intermediaries. There are, of course, several differ- ent ways that messages can reach the final recipients: face-to-face (physician to patient, friend to friend, within
the family), in groups (work sites, cIassrooms), through professional or volunteer organi- zations (American Medical Association, Red Cross), through the mass media (radio, television, magazines, newspapers, direct mail, billboards), and
through community service agencies (at libraries, hospitals, mails, fairs). Recipients of risk messages may have difficulty deciding which issues to attend to or what to do because they cannot get
information from officials and other message sources that satisfactorily answers their questions. This can happen when authorities do not listen of the source; t3) previous statements or OCR for page
8 8 IMPROVING RISK CO~UNICATION and therefore do not provide what the recipient considers relevant information or because the individual is unable to find a trusted source or interpreter of
already available information. CONCLUSIONS AND RECOMMENDATIONS In formulating recommendations we focused on the preparation and dissemination of formal risk messages to audiences that include nonexperts and on only two of
the many types of risk-managing organizations: government agencies and large private corporations. Nevertheless, our recommendations are intended to attack the prob- lems of recipients of risk messages as well. The
goal cannot be only to make those who disseminate formal risk messages more effective by improving their credibility, understandability, and so on. Such an approach might serve their interests, but
it could well degrade the overall quality of risk communication if it merely meant that they could advance their viewpoints with greater influence. Risk commu- nication can be improved only
if recipients are also helped to solve their problems at the same time. The risk communication process usually with many messages from many sources-can be considered successful only to the
extent that it, first, improves or increases the base of accurate information that decision makers use, be they government officials, industry man- agers, or individual citizens, and, second, satisfies those
involved that they are adequately informed within the limits of available knowI- edge. This does not always result in the responses a particular source might wish, nor does it always
lead to consensus about controver- sial issues or to uniform personal behavior. People do not all share common interests and values, and so better understanding will not necessarily lead them
all to the same conclusion. Improving risk communication is therefore more than merely crafting "better messages." Risk communication procedures as well as risk message content must be improved. Because risk
communi- cation is so tightly linked to the management of risks, solutions to the problems of risk communication often entail changes in risk man- agement and risk analysis. Once the
constraints, limitations, and incentives affecting the preparation and dissemination of messages- as well as how these factors become manifest in what we call the risk communication process-are understood, improvements can
be implemented. OCR for page 9 SUMMARY . ", . · . 9 This is not to imply, however, that there is a single shortcut to improving the nation's risk
communication efforts. The needed improvement can come only incrementally and only from careful attention to many details. Risk managers need to consider risk com- munication as an important and integral
aspect of risk management. Four sets of recommendations are presented: (1) recommenda- tions that pertain to the processes that source organizations use to generate decisions, knowledge, and risk messages; (2)