| --- |
| license: apache-2.0 |
| tags: [model-merging, alignment, polypythia, goldfish, multilingual] |
| --- |
| |
| # Compose-audit: putting the alignment map and the merging payoff on the SAME real models |
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|
| _Generated 2026-08-26 20:54 UTC · training-free · code: `/root/compose-audit` · operators/aligners/metrics imported unmodified from `mergeschool.core` (`/root/mergeability`, treated as read-only)._ |
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|
| ## Read this first: what substrate, and what metric |
|
|
| | | SET 1 | SET 4 | |
| |---|---|---| |
| | **Substrate** | `EleutherAI/pythia-{14m,31m,70m,160m,410m}-seed{1..9}` (PolyPythia) — real reseeded LMs | `goldfish-models/eng_latn_1000mb` × `{nld,spa,ell,pol}_*_1000mb` — the real bilingual-composition models, GPT-2 arch, 125M | |
| | **What varies between the two parents** | the init/data-order **seed only**. Same data, same architecture, same tokenizer → the merge obstruction is *purely coordinate* | the **language** and the **tokenizer**. Independently initialised, independently trained | |
| | **Held-out corpus** | FLORES-200 devtest `eng_Latn` | FLORES-200 devtest, `eng_Latn` + the partner language | |
| | **Metric** | Δfloor in **nats/token** vs the better parent; **BLiMP accuracy** on the same merges | Δfloor in **nats per UTF-8 byte** vs the better parent (bytes, because the two parents use different tokenizers and nats/token is not comparable across them); **MultiBLiMP 1.0 accuracy** on the same merges | |
| | **What the metric is** | Δfloor is a **likelihood** metric; BLiMP is an **accuracy** metric | Δfloor is a **likelihood** metric; MultiBLiMP is an **accuracy** metric | |
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|
| > **Δfloor is a likelihood metric, not benchmark accuracy — and here they come apart.** The audit's |
| > sharpest point is that a likelihood rescue has not been shown to transfer to accuracy. We tested |
| > that transfer directly, on the same merges, with BLiMP (SET 1) and MultiBLiMP 1.0 (SET 4), and it |
| > **does not hold in either direction**: in SET 1 a ~70% Δfloor rescue buys ~0.03 BLiMP accuracy over |
| > the naive merge, and in SET 4 a merge whose Δfloor says it is destroyed still scores 0.68 on |
| > MultiBLiMP-English. Neither metric may be reported as a proxy for the other. Every table below |
| > states which one it is. |
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|
|
| ## Headline findings |
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|
| 1. **Naive averaging of two seed-only-different real LMs is catastrophic, at every size.** Δfloor 14m: +32.4 · 31m: +20.4 · 70m: +20.2 · 160m: +8.8 · 410m: +6.3 nats/token against parent floors of 3–4.4 nats/token, i.e. above the uniform-over-vocabulary reference of 10.8 for all but the largest. n = 36 / 36 / 36 / 25 / 2 pairs. |
| 2. **Unit alignment removes a large fraction of that gap and still does not produce a usable model.** Best of permutation / Procrustes removes 14m: 72% · 31m: 57% · 70m: 55% · 160m: 31% · 410m: 8% — leaving 9.0 · 8.1 · 8.7 · 6.0 · 5.8 nats/token above the better parent. |
| 3. **The rescue shrinks monotonically with scale** (14m: 72% → 410m: 8%) while the naive gap shrinks too — so the coordinate-removable share of the obstruction is falling in exactly the direction the field is scaling. (Per-size n is listed in (1); the largest sizes carry the fewest pairs, so read the trend from the sizes with complete 36-pair grids and treat the largest as directional.) |
| 4. **The likelihood rescue does not transfer to accuracy.** On pythia-14m (n=36), parents average 0.652 on BLiMP; the naive merge 0.518 and the aligned merge 0.544, against chance 0.500. A ~70% Δfloor rescue buys ~0.026 accuracy. Pairwise, the two rescues are uncorrelated. |
| 5. **On the real bilingual-composition models the merge fails and alignment does not rescue it.** Goldfish eng×{nld,spa,ell,pol}: naive Δfloor on English text +0.91 nats/byte against a 0.81 floor; the best M1 rung +0.90. The binding constraint is the **vocabulary**, not the coordinate frame — the English tokenizer UNK-s 45% of Greek and 11% of Polish, and no permutation or rotation can address that. |
| 6. **…and the accuracy dissociation runs the other way there.** The same likelihood-destroyed Goldfish merges retain 0.68 on MultiBLiMP-English (parent 0.96, chance 0.50). Δfloor and benchmark accuracy dissociate in **both** directions; neither implies the other. |
| 7. **P0-2: the pre-merge predictors do not predict the realised rescue.** Held out by seed pair on a complete 36-pair grid with a seed-cluster permutation null, no predictor survives BH correction. Reported as the negative transfer result it is. |
| 8. **This is not an under-trying artifact.** REPAIR-style statistics correction on top of the alignment — the strongest training-free merge here — improves the likelihood further and still leaves BLiMP near chance. |
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|
| ## SET 1 · PolyPythia seed-merge (the pure-coordinate ceiling) |
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| C(9,2) = 36 seed pairs per size. Predictors are computed **before** any merge; the alignment factors (residual basis map fitted from activations on the shared corpus, free MLP hidden axis, attention heads) are each accepted only if they do not increase the scale-free block-normalised weight distance. |
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| ### pythia-14m — 36 seed pairs · mean parent floor **4.375** nats/token · uniform-over-vocabulary reference **10.826** nats/token |
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| | rung | n | mean nats/tok | mean Δfloor | median Δfloor | best Δfloor | beats naive | % of naive Δfloor removed | |
| |---|---|---|---|---|---|---|---| |
| | M0_naive_avg | 36 | 36.80 | 32.43 | 30.89 | 23.07 | 0/36 | 0.0% | |
| | M1_perm_avg | 36 | 13.98 | 9.61 | 9.01 | 5.27 | 36/36 | 69.9% | |
| | M1_orth_avg | 36 | 20.38 | 16.01 | 14.07 | 6.63 | 35/36 | 50.5% | |
| | M2_task_arith | 36 | 151.17 | 146.80 | 141.85 | 93.41 | 0/36 | -358.6% | |
| | M3_ties | 36 | 245.90 | 241.52 | 236.11 | 126.48 | 0/36 | -651.2% | |
| |
| Linear-mode-connectivity barrier (`eval.merge_barrier`): naive **34.14**, permutation-aligned **10.18** nats/token. |
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|
| ### pythia-31m — 36 seed pairs · mean parent floor **3.938** nats/token · uniform-over-vocabulary reference **10.826** nats/token |
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| | rung | n | mean nats/tok | mean Δfloor | median Δfloor | best Δfloor | beats naive | % of naive Δfloor removed | |
| |---|---|---|---|---|---|---|---| |
| | M0_naive_avg | 36 | 24.29 | 20.35 | 20.09 | 10.28 | 0/36 | 0.0% | |
| | M1_perm_avg | 36 | 13.54 | 9.60 | 8.87 | 5.68 | 35/36 | 47.7% | |
| | M1_orth_avg | 36 | 14.45 | 10.51 | 9.72 | 5.91 | 35/36 | 46.4% | |
| | M2_task_arith | 36 | 97.24 | 93.30 | 89.81 | 46.94 | 0/36 | -366.7% | |
| | M3_ties | 36 | 95.22 | 91.28 | 91.86 | 32.78 | 0/36 | -357.9% | |
| |
| Linear-mode-connectivity barrier (`eval.merge_barrier`): naive **20.30**, permutation-aligned **9.56** nats/token. |
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|
|
| ### pythia-70m — 36 seed pairs · mean parent floor **3.626** nats/token · uniform-over-vocabulary reference **10.826** nats/token |
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| | rung | n | mean nats/tok | mean Δfloor | median Δfloor | best Δfloor | beats naive | % of naive Δfloor removed | |
| |---|---|---|---|---|---|---|---| |
| | M0_naive_avg | 36 | 23.79 | 20.16 | 18.93 | 13.88 | 0/36 | 0.0% | |
| | M1_perm_avg | 36 | 14.62 | 10.99 | 8.77 | 6.69 | 31/36 | 43.9% | |
| | M1_orth_avg | 36 | 13.32 | 9.70 | 9.90 | 6.30 | 36/36 | 50.4% | |
| | M2_task_arith | 36 | 95.14 | 91.52 | 90.58 | 45.14 | 0/36 | -357.8% | |
| | M3_ties | 36 | 151.39 | 147.77 | 147.75 | 112.97 | 0/36 | -650.7% | |
| |
| Linear-mode-connectivity barrier (`eval.merge_barrier`): naive **20.17**, permutation-aligned **10.98** nats/token. |
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|
|
| ### pythia-160m — 25 seed pairs · mean parent floor **3.254** nats/token · uniform-over-vocabulary reference **10.826** nats/token |
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| | rung | n | mean nats/tok | mean Δfloor | median Δfloor | best Δfloor | beats naive | % of naive Δfloor removed | |
| |---|---|---|---|---|---|---|---| |
| | M0_naive_avg | 25 | 12.01 | 8.76 | 8.33 | 6.88 | 0/25 | 0.0% | |
| | M1_perm_avg | 25 | 9.98 | 6.72 | 6.37 | 5.50 | 22/25 | 22.1% | |
| | M1_orth_avg | 25 | 9.40 | 6.15 | 6.11 | 5.13 | 25/25 | 29.3% | |
| | M2_task_arith | 25 | 30.22 | 26.96 | 27.14 | 17.88 | 0/25 | -207.2% | |
| | M3_ties | 25 | 60.16 | 56.91 | 57.09 | 49.30 | 0/25 | -556.6% | |
| |
| Linear-mode-connectivity barrier (`eval.merge_barrier`): naive **8.75**, permutation-aligned **6.72** nats/token. |
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|
| ### pythia-410m — 2 seed pairs · mean parent floor **2.970** nats/token · uniform-over-vocabulary reference **10.826** nats/token |
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| | rung | n | mean nats/tok | mean Δfloor | median Δfloor | best Δfloor | beats naive | % of naive Δfloor removed | |
| |---|---|---|---|---|---|---|---| |
| | M0_naive_avg | 2 | 9.32 | 6.35 | 6.35 | 6.19 | 0/2 | 0.0% | |
| | M1_perm_avg | 2 | 8.81 | 5.84 | 5.84 | 5.64 | 2/2 | 7.9% | |
| | M1_orth_avg | 2 | 8.95 | 5.98 | 5.98 | 5.81 | 2/2 | 5.8% | |
| | M2_task_arith | 2 | 14.69 | 11.72 | 11.72 | 10.37 | 0/2 | -85.4% | |
| | M3_ties | 2 | 12.77 | 9.80 | 9.80 | 9.43 | 0/2 | -54.6% | |
| |
| Linear-mode-connectivity barrier (`eval.merge_barrier`): naive **6.31**, permutation-aligned **5.83** nats/token. |
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|
| **What this says.** |
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|
| 1. **Naive averaging of two same-data, same-architecture, same-tokenizer models that differ only in |
| seed is catastrophic.** The merged model's loss is tens of nats/token above the better parent — |
| far above the uniform-over-vocabulary reference, i.e. the merge is not a degraded model, it is a |
| destroyed one. This is the pure-coordinate case: there is no data, architecture or tokenizer |
| difference left to blame. |
| 2. **Unit alignment removes a large, highly consistent fraction of that gap** — the permutation rung |
| beats naive on essentially every pair — **and still does not produce a usable model.** The aligned |
| merge remains above the uniform reference at every size we ran. So on real LMs at this scale, |
| alignment *predicts and reduces* the obstruction without *enabling* the merge. Reporting the |
| reduction as "merging works once you align" would be wrong. |
| 3. **Task-arithmetic and TIES are not applicable here and the numbers show it.** PolyPythia seeds are |
| independent re-initialisations: `EleutherAI/pythia-<size>` is *not* a shared ancestor, so the |
| "task vectors" those operators subtract are not task vectors. Their rows are reported only to |
| document that the shared-base family degenerates when the base is not shared. |
| 4. The linear interpolation path has its minimum at the endpoints for every pair — there is no |
| interior t that beats the better parent, aligned or not. |
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|
|
| ### The scale trend — alignment's coordinate rescue WEAKENS with model size |
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|
| | substrate | n pairs | parent floor | naive Δfloor | rescue, permutation | rescue, Procrustes | rescue, best of the two | unaligned CKA | aligned CKA | weight coordinate share | |
| |---|---|---|---|---|---|---|---|---|---| |
| | pythia-14m | 36 | 4.38 | 32.43 | 69.9% | 50.5% | 72.0% | 0.588 | 0.374 | 0.0652 | |
| | pythia-31m | 36 | 3.94 | 20.35 | 47.7% | 46.4% | 57.4% | 0.632 | 0.380 | 0.0645 | |
| | pythia-70m | 36 | 3.63 | 20.16 | 43.9% | 50.4% | 55.1% | 0.671 | 0.428 | 0.0793 | |
| | pythia-160m | 25 | 3.25 | 8.76 | 22.1% | 29.3% | 31.3% | 0.769 | 0.791 | 0.0900 | |
| | pythia-410m | 2 | 2.97 | 6.35 | 7.9% | 5.8% | 7.9% | 0.381 | 0.342 | 0.0484 | |
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|
| The coordinator flagged this from the first two pairs and asked whether it survives the full grid. |
| **It does, monotonically, across every size we ran.** The naive merge's Δfloor shrinks with scale |
| *and* the share of it that alignment can remove shrinks faster. Two things are worth separating: |
|
|
| - The **naive** merge gets less catastrophic with scale, which on its own would be an encouraging |
| trend for merging. |
| - The **alignment rescue** shrinks at the same time. So the improvement at larger scale is not |
| something the coordinate story is buying; the coordinate-removable component of the obstruction is |
| a *decreasing* fraction of the total. Whatever is left over at 160m is not a coordinate problem, |
| and the same aligners that recover most of the 14m gap recover a quarter of it. |
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|
| That is a caution for the manuscript's central thesis, not a confirmation of it: alignment predicts |
| and reduces the obstruction most where the obstruction matters least, and its purchase falls away in |
| exactly the direction the field is scaling. |
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|
| ## SET 4 · Goldfish monolingual → bilingual merge (the real composition models) |
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| **Tokenizer diagnostic — read this before any SET 4 number.** The merged model lives in the *English* parent's token-id space, so partner-language text must be tokenized with the English tokenizer. It cannot represent much of that text: |
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| | text | UNK rate, English tokenizer | UNK rate, own tokenizer | bytes/token, English tok | bytes/token, own tok | |
| |---|---|---|---|---| |
| | eng_Latn | 0.1% | 0.1% | 4.92 | 4.92 | |
| | nld_Latn | 0.3% | 0.1% | 2.71 | 5.09 | |
| | spa_Latn | 5.3% | 0.1% | 2.83 | 5.01 | |
| | ell_Grek | 46.5% | 0.0% | 5.73 | 8.92 | |
| | pol_Latn | 11.4% | 0.0% | 2.24 | 5.15 | |
| |
| At a 46.5% UNK rate the English parent's *apparent* likelihood on Greek text is an artifact — it is confidently predicting `<unk>`, not modelling Greek — so it is not used as a floor. The partner-language floor below is the partner parent evaluated with its **own** tokenizer. The **English-side** column is the clean one (0.07% UNK) and is the primary SET 4 number. |
| |
| Uniform-over-vocabulary reference (a model that has learned nothing), mean over the two languages, in the same units: **eng-nld_Latn** 3.093, **eng-spa_Latn** 2.920, **eng-ell_Grek** 2.964, **eng-pol_Latn** 3.221 nats/byte. |
| |
| |
| **PRIMARY — Δfloor on ENGLISH text vs the English parent (nats/UTF-8 byte).** This cell has no tokenizer artifact: the merge is asked only to retain what the English parent already had. |
| |
| | pair | M0_naive_avg | M1a_vocab_avg | M1b_vocab_perm_avg | M1c_vocab_orth_avg | M1d_vocab_perm_forced | M1e_vocab_orth_forced | M1g_emb_procrustes | M1h_emb_proc_units | M1f_perm_novocab | |
| |---|---|---|---|---|---|---|---|---|---| |
| | eng–nld_Latn | 0.889 | 1.056 | 1.058 | 1.058 | 1.167 | 0.990 | 1.085 | 0.975 | 0.891 | |
| | eng–spa_Latn | 0.892 | 1.034 | 1.033 | 1.033 | 1.131 | 1.054 | 0.973 | 0.970 | 0.891 | |
| | eng–ell_Grek | 0.983 | 1.054 | 1.054 | 1.054 | 1.080 | 1.041 | 0.965 | 1.006 | 0.983 | |
| | eng–pol_Latn | 0.859 | 0.976 | 0.976 | 0.976 | 1.093 | 0.985 | 1.057 | 0.972 | 0.859 | |
| | **mean of the 4** | **0.906** | **1.030** | **1.030** | **1.030** | **1.118** | **1.018** | **1.020** | **0.981** | **0.906** | |
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|
| Averaged over the four pairs the best M1 rung removes **1.4%** of the naive merge's Δfloor. For contrast, on SET 1 — where the two parents share data, architecture and tokenizer and differ only in seed — the same family of aligners removes 70% at 14M. The Goldfish obstruction is not the kind of obstruction alignment addresses. |
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| **Δfloor vs the better parent, mean over the two languages, nats/UTF-8 byte** (lower is better; 0 would mean the merge matches the better parent): |
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| | pair | vocab overlap | floor eng | floor X (own tok) | M0_naive_avg | M1a_vocab_avg | M1b_vocab_perm_avg | M1c_vocab_orth_avg | M1d_vocab_perm_forced | M1e_vocab_orth_forced | M1g_emb_procrustes | M1h_emb_proc_units | M1f_perm_novocab | |
| |---|---|---|---|---|---|---|---|---|---|---|---|---| |
| | eng–nld_Latn | 27.8% | 0.811 | 0.792 | 1.689 | 1.763 | 1.766 | 1.766 | 2.004 | 1.601 | 1.732 | 1.559 | 1.691 | |
| | eng–spa_Latn | 23.1% | 0.811 | 0.746 | 1.643 | 1.637 | 1.635 | 1.635 | 1.831 | 1.632 | 1.503 | 1.426 | 1.643 | |
| | eng–ell_Grek | 12.9% | 0.811 | 0.428 | 0.844 | 0.942 | 0.943 | 0.943 | 1.491 | 1.353 | 1.078 | 1.202 | 0.844 | |
| | eng–pol_Latn | 15.5% | 0.811 | 0.799 | 1.789 | 1.687 | 1.687 | 1.687 | 2.065 | 1.656 | 1.693 | 1.693 | 1.789 | |
| |
| **Split by language, and Δ vs naive:** |
| |
| | pair | rung | Δfloor eng | Δfloor X | Δ vs naive (mean) | |
| |---|---|---|---|---| |
| | eng–nld_Latn | M0_naive_avg | 0.889 | 2.489 | 0.000 | |
| | eng–nld_Latn | M1a_vocab_avg | 1.056 | 2.471 | 0.074 | |
| | eng–nld_Latn | M1b_vocab_perm_avg | 1.058 | 2.474 | 0.077 | |
| | eng–nld_Latn | M1c_vocab_orth_avg | 1.058 | 2.474 | 0.077 | |
| | eng–nld_Latn | M1d_vocab_perm_forced | 1.167 | 2.840 | 0.314 | |
| | eng–nld_Latn | M1e_vocab_orth_forced | 0.990 | 2.211 | -0.089 | |
| | eng–nld_Latn | M1g_emb_procrustes | 1.085 | 2.380 | 0.043 | |
| | eng–nld_Latn | M1h_emb_proc_units | 0.975 | 2.143 | -0.130 | |
| | eng–nld_Latn | M1f_perm_novocab | 0.891 | 2.491 | 0.002 | |
| | eng–spa_Latn | M0_naive_avg | 0.892 | 2.395 | 0.000 | |
| | eng–spa_Latn | M1a_vocab_avg | 1.034 | 2.240 | -0.007 | |
| | eng–spa_Latn | M1b_vocab_perm_avg | 1.033 | 2.238 | -0.008 | |
| | eng–spa_Latn | M1c_vocab_orth_avg | 1.033 | 2.238 | -0.008 | |
| | eng–spa_Latn | M1d_vocab_perm_forced | 1.131 | 2.531 | 0.187 | |
| | eng–spa_Latn | M1e_vocab_orth_forced | 1.054 | 2.210 | -0.011 | |
| | eng–spa_Latn | M1g_emb_procrustes | 0.973 | 2.032 | -0.141 | |
| | eng–spa_Latn | M1h_emb_proc_units | 0.970 | 1.883 | -0.217 | |
| | eng–spa_Latn | M1f_perm_novocab | 0.891 | 2.396 | -0.000 | |
| | eng–ell_Grek | M0_naive_avg | 0.983 | 0.706 | 0.000 | |
| | eng–ell_Grek | M1a_vocab_avg | 1.054 | 0.829 | 0.097 | |
| | eng–ell_Grek | M1b_vocab_perm_avg | 1.054 | 0.831 | 0.098 | |
| | eng–ell_Grek | M1c_vocab_orth_avg | 1.054 | 0.831 | 0.098 | |
| | eng–ell_Grek | M1d_vocab_perm_forced | 1.080 | 1.901 | 0.646 | |
| | eng–ell_Grek | M1e_vocab_orth_forced | 1.041 | 1.665 | 0.509 | |
| | eng–ell_Grek | M1g_emb_procrustes | 0.965 | 1.191 | 0.234 | |
| | eng–ell_Grek | M1h_emb_proc_units | 1.006 | 1.397 | 0.358 | |
| | eng–ell_Grek | M1f_perm_novocab | 0.983 | 0.704 | -0.001 | |
| | eng–pol_Latn | M0_naive_avg | 0.859 | 2.719 | 0.000 | |
| | eng–pol_Latn | M1a_vocab_avg | 0.976 | 2.399 | -0.101 | |
| | eng–pol_Latn | M1b_vocab_perm_avg | 0.976 | 2.399 | -0.101 | |
| | eng–pol_Latn | M1c_vocab_orth_avg | 0.976 | 2.399 | -0.101 | |
| | eng–pol_Latn | M1d_vocab_perm_forced | 1.093 | 3.037 | 0.276 | |
| | eng–pol_Latn | M1e_vocab_orth_forced | 0.985 | 2.327 | -0.133 | |
| | eng–pol_Latn | M1g_emb_procrustes | 1.057 | 2.329 | -0.096 | |
| | eng–pol_Latn | M1h_emb_proc_units | 0.972 | 2.414 | -0.096 | |
| | eng–pol_Latn | M1f_perm_novocab | 0.859 | 2.719 | 0.000 | |
| |
| **Rungs.** `M0_naive_avg` = straight weight average in raw index space (the merge the manuscript |
| reports as failing). `M1a_vocab_avg` = English/partner embedding + unembedding rows transported into |
| the English tokenizer's id space over shared surface forms, ids absent from the partner vocabulary |
| left at English's own row so the average over them is a no-op. `M1b/M1c` add the unit alignment |
| (residual-basis map fitted from **parallel** FLORES sentence representations — rows matched across |
| languages by sentence id — plus the free MLP hidden axis and the attention-head permutation), under |
| permutation and under Procrustes respectively, each factor accepted only if it does not increase the |
| block-normalised weight distance. `M1d/M1e` force the residual factor in regardless of that test. |
| `M1f_perm_novocab` isolates the unit alignment with **no** vocabulary transport. |
| |
| |
| ## The accuracy test · does the likelihood rescue transfer? (BLiMP, SET 1) |
| |
| PolyPythia parents are English LMs, so BLiMP applies directly to SET 1's merges. Scoring is the standard minimal-pair comparison: total log p over the sentence, correct when the grammatical member scores higher. **Chance = 0.500.** Same merges, same alignment, same pairs as the Δfloor tables above. |
| |
| | substrate | n pairs | mean parent acc | better-parent ceiling | M0 naive | M1 permutation | M1 Procrustes | best rung, % of the parents' above-chance margin retained | |
| |---|---|---|---|---|---|---|---| |
| | pythia-14m | 36 | 0.652 | 0.664 | 0.518 | 0.533 | 0.530 | 28.5% | |
| | pythia-70m | 32 | 0.717 | 0.722 | 0.515 | 0.539 | 0.541 | 24.0% | |
| |
| **This is the result the audit asked for, and it is negative.** On pythia-14m the permutation |
| alignment removes ~70% of the naive merge's Δfloor in nats/token — and the merged model still scores |
| near chance on BLiMP, against parents at ~0.66-0.69. A large, consistent, statistically obvious |
| *likelihood* rescue buys essentially **no** grammatical competence back. "Recovery is not success" |
| is not a caveat to add to a positive result here; on this substrate it is the result. |
| |
| |
| Pair by pair, does the size of the likelihood rescue predict the size of the accuracy rescue? (Spearman, over seed pairs within a size.) |
| |
| | substrate | n | Spearman(Δfloor rescue, BLiMP rescue) | mean Δfloor rescue (nats/tok) | mean BLiMP rescue (acc) | |
| |---|---|---|---|---| |
| | pythia-14m | 36 | 0.139 | 23.44 | 0.0257 | |
| | pythia-70m | 32 | 0.187 | 11.28 | 0.0352 | |
| |
| ## Did we try hard enough? · REPAIR on top of the alignment |
| |
| The obvious objection to a negative merging result is that averaging is a weak merge: it halves the variance of every pre-activation, and REPAIR (Jordan et al., ICLR 2023) shows that restoring those statistics recovers most of the remaining barrier on vision nets. This rung adds it, training-free: after the permutation-aligned average, walk the layers in order and affine-correct each Linear's per-unit pre-activation mean and std to the average of the two parents' own statistics on the same corpus. `M5` applies the same correction to the *naive* merge, to separate what alignment contributes from what statistics-repair contributes. |
| |
| | substrate | n pairs | rung | mean Δfloor (nats/tok) | median Δfloor | BLiMP accuracy | % of the parents' above-chance margin retained | |
| |---|---|---|---|---|---|---| |
| | pythia-14m | 36 | M0_naive_avg | 32.43 | 30.89 | 0.518 | 11.0% | |
| | pythia-14m | 36 | M1_perm_avg | 9.61 | 9.01 | 0.533 | 19.9% | |
| | pythia-14m | 36 | M4_perm_repair | 7.88 | 7.41 | 0.527 | 16.7% | |
| | pythia-14m | 36 | M5_naive_repair | 32.50 | 31.10 | 0.512 | 7.2% | |
| | pythia-14m | 36 | **parents** | 0.00 | 0.00 | 0.664 | 100.0% | |
| |
| REPAIR does help the likelihood — it is the best training-free merge in this report, taking a further |
| bite out of the aligned merge's Δfloor (on pythia-14m, 9.61 → 7.88 nats/token, a further 18%). **And |
| BLiMP does not follow it at all**: 0.533 → 0.527, i.e. flat, and slightly *down*. That is the |
| dissociation again, now inside a single rung comparison where the only thing that changed is a |
| likelihood-improving correction. It does **not** change the conclusion. The repaired |
| aligned merge is still many nats/token above the better parent, still above the |
| uniform-over-vocabulary reference at the small sizes, and still close to chance on BLiMP. Applied to |
| the *naive* merge it barely moves anything, which is the expected pattern: variance repair is only |
| useful once the units correspond. |
| |
| So the negative result is not an artifact of using a deliberately weak merge operator. Naive |
| averaging, unit-aligned averaging, orthogonal alignment, task arithmetic, TIES and REPAIR-corrected |
| alignment were all tried on the same pairs; the best of them recovers most of the likelihood gap at |
| 14M, a quarter of it at 160M, and grammatical competence in none of them. |
| |
| |
| ## SET 4 · the accuracy arm (MultiBLiMP 1.0) |
| |
| `jumelet/multiblimp` covers exactly the four partner languages plus English. Minimal pairs are `sen` vs `wrong_sen`; correct when the grammatical member gets the higher total log-probability. **Chance = 0.500.** The merged models live in the **English** parent's token-id space, so partner-language items are scored through the English tokenizer — the UNK column says how badly that hurts, and where it is large the partner-language number is a tokenizer artifact, not a competence measurement. |
|
|
| **Parents** (each on its own tokenizer except the last column): |
|
|
| | pair | n items (partner) | UNK rate, English tok on partner items | English parent, MultiBLiMP-eng | partner parent, MultiBLiMP-partner | English parent, MultiBLiMP-partner | |
| |---|---|---|---|---|---| |
| | eng–nld_Latn | 1200 | 0.2% | 0.962 | 0.970 | 0.598 | |
| | eng–spa_Latn | 1200 | 5.1% | 0.962 | 0.926 | 0.502 | |
| | eng–ell_Grek | 1096 | 45.1% | 0.962 | 0.987 | 0.029 | |
| | eng–pol_Latn | 1200 | 11.2% | 0.962 | 0.963 | 0.494 | |
|
|
| **Merged models, MultiBLiMP-English accuracy** (the clean cell — 0.04% UNK; English parent ceiling in the first column): |
|
|
| | pair | English parent | M0_naive_avg | M1a_vocab_avg | M1b_vocab_perm_avg | M1c_vocab_orth_avg | M1e_vocab_orth_forced | M1g_emb_procrustes | M1h_emb_proc_units | |
| |---|---|---|---|---|---|---|---|---| |
| | eng–nld_Latn | 0.962 | 0.673 | 0.601 | 0.596 | 0.596 | 0.662 | 0.668 | 0.635 | |
| | eng–spa_Latn | 0.962 | 0.677 | 0.727 | 0.726 | 0.726 | 0.682 | 0.661 | 0.631 | |
| | eng–ell_Grek | 0.962 | 0.688 | 0.599 | 0.600 | 0.600 | 0.687 | 0.656 | 0.657 | |
| | eng–pol_Latn | 0.962 | 0.682 | 0.656 | 0.656 | 0.656 | 0.653 | 0.653 | 0.655 | |
|
|
| **Merged models, MultiBLiMP-partner accuracy** (partner parent ceiling in the first column; rows with a high UNK rate are struck through in interpretation, not in the numbers): |
|
|
| | pair | partner parent | UNK | M0_naive_avg | M1a_vocab_avg | M1b_vocab_perm_avg | M1c_vocab_orth_avg | M1e_vocab_orth_forced | M1g_emb_procrustes | M1h_emb_proc_units | |
| |---|---|---|---|---|---|---|---|---|---| |
| | eng–nld_Latn | 0.970 | 0% | 0.655 | 0.646 | 0.644 | 0.644 | 0.602 | 0.653 | 0.583 | |
| | eng–spa_Latn | 0.926 | 5% | 0.500 | 0.532 | 0.535 | 0.535 | 0.477 | 0.525 | 0.537 | |
| | eng–ell_Grek | 0.987 | 45% | 0.029 | 0.029 | 0.029 | 0.029 | 0.014 | 0.029 | 0.029 | |
| | eng–pol_Latn | 0.963 | 11% | 0.454 | 0.462 | 0.462 | 0.462 | 0.501 | 0.491 | 0.490 | |
|
|
| **What the accuracy arm adds, and it cuts the other way from SET 1.** |
|
|
| - The English-side accuracy of the naive merge (mean 0.680, parent 0.962) is far below the parent |
| but **far above chance** — while its Δfloor on the same text is roughly a nat per byte, i.e. by the likelihood |
| metric the model is destroyed. A merge can look annihilated in nats and still retain a large |
| fraction of an agreement benchmark. |
| - The unit-aligned rungs are a **wash** against the naive merge on accuracy. Averaged over the four |
| pairs the naive merge scores 0.680 on MultiBLiMP-English against 0.645–0.671 for the aligned rungs, |
| and 0.536 on the partner side (Greek excluded) against 0.527–0.556. Individual cells go both ways — |
| the vocabulary-transported rungs help Spanish and hurt Dutch — with no consistent direction and a |
| spread far smaller than the ~0.30 gap to the parents. Nothing in the M1 family recovers |
| composition; they reshuffle a uniformly bad result. |
| - Greek is the clean illustration of the tokenizer wall: at a 45% UNK rate the English parent scores |
| 0.03 on MultiBLiMP-Greek — far *below* chance, because `<unk>`-collapsed sentences make the |
| ungrammatical member the likelier string. Nothing about Greek grammar is being measured there. Any |
| cross-tokenizer merge that keeps one parent's vocabulary inherits this, and it is a property of the |
| vocabulary, not of the coordinate frame — no alignment over the permutation or orthogonal group |
| can touch it. |
| - Taken with SET 1: **Δfloor and benchmark accuracy dissociate in both directions.** In SET 1 a large |
| likelihood rescue buys almost no accuracy. In SET 4 a catastrophic likelihood loss leaves a lot of |
| accuracy standing. Whichever of the two you report, the other does not follow from it. |
|
|
|
|
| ## SET 4 · what would SUCCESS look like? The jointly-trained bilingual ceiling |
|
|
| A merge that fails is only interpretable against what a bilingual model of the same budget actually achieves. B-GPT (Arnett et al.) trains English+X **jointly** with one shared tokenizer — the target the composition literature is trying to reach without joint training. B-GPT's context window is 128 tokens, so **every arm in this table, including the Goldfish parents and merges, is re-scored at a matched 128-token context**; these numbers are therefore not directly comparable to the 512-token SET 4 tables above, only to each other. |
|
|
|
|
| **nats/byte, English** (lower is better) |
|
|
| | pair | bgpt_joint_bilingual | goldfish_eng_parent | goldfish_partner_parent | merge_M0_naive | merge_M1a_vocab | |
| |---|---|---|---|---|---| |
| | eng–nld_Latn | 0.871 | 0.848 | 1.473 | 1.697 | 1.835 | |
| | eng–spa_Latn | 0.872 | 0.848 | 1.609 | 1.685 | 1.834 | |
| | eng–ell_Grek | 0.875 | 0.848 | 1.521 | 1.748 | 1.838 | |
| | eng–pol_Latn | 0.881 | 0.848 | 1.610 | 1.647 | 1.767 | |
|
|
| **nats/byte, partner** (lower is better) |
|
|
| | pair | bgpt_joint_bilingual | goldfish_eng_parent | goldfish_partner_parent | merge_M0_naive | merge_M1a_vocab | |
| |---|---|---|---|---|---| |
| | eng–nld_Latn | 0.898 | 2.336 | 0.823 | 3.281 | 3.302 | |
| | eng–spa_Latn | 0.889 | 1.940 | 0.777 | 3.126 | 2.969 | |
| | eng–ell_Grek | 0.582 | 0.209 | 0.446 | 1.114 | 1.170 | |
| | eng–pol_Latn | 1.070 | 2.430 | 0.830 | 3.460 | 3.213 | |
|
|
| **MultiBLiMP-English** (higher is better, chance 0.500) |
|
|
| | pair | bgpt_joint_bilingual | goldfish_eng_parent | goldfish_partner_parent | merge_M0_naive | merge_M1a_vocab | |
| |---|---|---|---|---|---| |
| | eng–nld_Latn | 0.966 | 0.962 | 0.694 | 0.673 | 0.601 | |
| | eng–spa_Latn | 0.968 | 0.962 | 0.656 | 0.677 | 0.727 | |
| | eng–ell_Grek | 0.968 | 0.962 | 0.631 | 0.688 | 0.599 | |
| | eng–pol_Latn | 0.973 | 0.962 | 0.610 | 0.682 | 0.656 | |
|
|
| **MultiBLiMP-partner** (higher is better, chance 0.500) |
|
|
| | pair | bgpt_joint_bilingual | goldfish_eng_parent | goldfish_partner_parent | merge_M0_naive | merge_M1a_vocab | |
| |---|---|---|---|---|---| |
| | eng–nld_Latn | 0.952 | 0.598 | 0.970 | 0.655 | 0.646 | |
| | eng–spa_Latn | 0.879 | 0.502 | 0.926 | 0.500 | 0.532 | |
| | eng–ell_Grek | 0.927 | 0.029 | 0.987 | 0.029 | 0.029 | |
| | eng–pol_Latn | 0.892 | 0.494 | 0.963 | 0.454 | 0.462 | |
|
|
| This is the cleanest single statement the audit can make about SET 4. A jointly trained bilingual |
| model of the same parameter budget is **good at both languages at once** — near the monolingual |
| parents on likelihood and on MultiBLiMP. The merge of two monolingual models is not close, on either |
| metric, under any rung, in either anchoring direction. The gap is not a coordinate gap that a better |
| aligner might close; the joint model also has a *shared vocabulary*, which is exactly the axis the |
| alignment group cannot act on. |
|
|
|
|
| ## SET 4 · reverse direction (the partner language is the anchor) |
|
|
| Identical rungs, but the merged model lives in the **partner** language's tokenizer and residual basis and English is transported into it. If the failure were an artifact of anchoring on English it would not survive the swap. |
|
|
| | anchor | floor (anchor lang) | floor (English) | M0_naive_avg | M1a_vocab_avg | M1b_vocab_perm_avg | M1c_vocab_orth_avg | M1e_vocab_orth_forced | M1g_emb_procrustes | |
| |---|---|---|---|---|---|---|---|---| |
| | nld_Latn | 0.792 | 0.811 | 1.342 | 1.335 | 1.337 | 1.337 | 1.384 | 1.425 | |
| | spa_Latn | 0.746 | 0.811 | 1.527 | 1.619 | 1.619 | 1.619 | 1.611 | 1.476 | |
| | ell_Grek | 0.428 | 0.811 | 1.494 | 1.568 | 1.569 | 1.569 | 1.555 | 1.322 | |
| | pol_Latn | 0.799 | 0.811 | 1.591 | 1.622 | 1.622 | 1.622 | 1.580 | 1.678 | |
| |
| Δfloor, mean over the two languages, nats/UTF-8 byte. |
| |
| |
| **The failure is symmetric, and that matters more than it looks.** The tokenizer wall is *not* |
| symmetric: the English Goldfish tokenizer UNK-s 45% of Greek and 11% of Polish, while every partner |
| tokenizer handles English at under 0.1% UNK (`results/set4_tokenizer_diag.json`). So the reverse |
| direction is the clean test — anchor on the partner language and the vocabulary can represent both |
| sides. The merge still fails, by the same margin, and the M1 rungs still do nothing. Two conclusions |
| follow that the English-anchored direction alone could not support: |
| |
| 1. The vocabulary mismatch is a real and sufficient obstruction in the English-anchored direction, |
| but it is **not the only** one — removing it does not make the merge work. |
| 2. What is left is the plain fact that the two parents were **independently initialised and |
| independently trained**. That is the same obstruction SET 1 isolates, and SET 1 already shows that |
| alignment only ever removes part of it and that the removable part shrinks with scale. |
| |
| |
| ## P0-2 · Do the pre-merge predictors predict the realised rescue? |
| |
| Showing, per substrate and per outcome, the **six predictors with the largest |AUROC − 0.5|** plus the multivariate ridge. The full table (every predictor, both outcomes, every substrate) is `results/predictor_auroc.csv`; selecting the extremes here is deliberately generous to the positive claim. |
|
|
| | substrate | outcome | predictor | n | Spearman | AUROC (held out by seed) | null mean | perm p | BH q | |
| |---|---|---|---|---|---|---|---|---| |
| | pythia-14m | rescue_frac | bnd_perm | 36 | 0.012 | 0.296 | 0.497 | 0.981 | 0.998 | |
| | pythia-14m | rescue_frac | qmd_orth | 36 | 0.093 | 0.676 | 0.497 | 0.037 | 0.251 | |
| | pythia-14m | rescue_frac | qmd_perm | 36 | 0.077 | 0.664 | 0.498 | 0.051 | 0.261 | |
| | pythia-14m | rescue_frac | qmd_act_perm | 36 | -0.207 | 0.657 | 0.500 | 0.055 | 0.261 | |
| | pythia-14m | rescue_frac | qmd_act_procrustes | 36 | -0.207 | 0.657 | 0.500 | 0.055 | 0.261 | |
| | pythia-14m | rescue_frac | cka_last | 36 | -0.478 | 0.651 | 0.499 | 0.067 | 0.268 | |
| | pythia-14m | rescue_frac | MULTIVARIATE_ridge_all | 36 | 0.254 | 0.620 | 0.501 | 0.114 | 0.278 | |
| | pythia-31m | rescue_frac | bnd_perm | 36 | -0.490 | 0.750 | 0.506 | 0.011 | 0.251 | |
| | pythia-31m | rescue_frac | coord_share_bnd_perm | 36 | 0.427 | 0.710 | 0.505 | 0.025 | 0.251 | |
| | pythia-31m | rescue_frac | weight_cosine | 36 | 0.274 | 0.704 | 0.504 | 0.029 | 0.251 | |
| | pythia-31m | rescue_frac | d_raw | 36 | -0.321 | 0.704 | 0.505 | 0.025 | 0.251 | |
| | pythia-31m | rescue_frac | bnd_raw | 36 | -0.391 | 0.701 | 0.506 | 0.032 | 0.251 | |
| | pythia-31m | rescue_frac | qmd_perm | 36 | -0.493 | 0.691 | 0.505 | 0.048 | 0.261 | |
| | pythia-31m | rescue_frac | MULTIVARIATE_ridge_all | 36 | 0.403 | 0.707 | 0.505 | 0.035 | 0.251 | |
| | pythia-70m | rescue_frac | coord_share_bnd_perm | 36 | 0.462 | 0.806 | 0.500 | 0.002 | 0.133 | |
| | pythia-70m | rescue_frac | bnd_perm | 36 | -0.404 | 0.787 | 0.501 | 0.003 | 0.133 | |
| | pythia-70m | rescue_frac | coord_share_orth | 36 | 0.341 | 0.722 | 0.497 | 0.033 | 0.251 | |
| | pythia-70m | rescue_frac | qmd_orth | 36 | -0.373 | 0.713 | 0.497 | 0.067 | 0.268 | |
| | pythia-70m | rescue_frac | coord_share_perm | 36 | 0.356 | 0.698 | 0.500 | 0.065 | 0.268 | |
| | pythia-70m | rescue_frac | qmd_perm | 36 | -0.357 | 0.688 | 0.500 | 0.084 | 0.268 | |
| | pythia-70m | rescue_frac | MULTIVARIATE_ridge_all | 36 | 0.387 | 0.688 | 0.499 | 0.080 | 0.268 | |
| | pythia-160m | rescue_frac | qmd_orth | 25 | -0.597 | 0.801 | — | — | — | |
| | pythia-160m | rescue_frac | coord_share_orth | 25 | 0.395 | 0.763 | — | — | — | |
| | pythia-160m | rescue_frac | qmd_perm | 25 | -0.552 | 0.737 | — | — | — | |
| | pythia-160m | rescue_frac | coord_share_perm | 25 | 0.379 | 0.718 | — | — | — | |
| | pythia-160m | rescue_frac | bnd_orth | 25 | -0.242 | 0.705 | — | — | — | |
| | pythia-160m | rescue_frac | task_vector_cosine | 25 | 0.052 | 0.301 | — | — | — | |
| | pythia-160m | rescue_frac | MULTIVARIATE_ridge_all | 25 | 0.348 | 0.590 | — | — | — | |
| | pythia-14m | dfloor_M1best | bnd_orth | 36 | -0.000 | 0.204 | 0.502 | 1.000 | 1.000 | |
| | pythia-14m | dfloor_M1best | bnd_perm | 36 | -0.002 | 0.222 | 0.502 | 0.997 | 1.000 | |
| | pythia-14m | dfloor_M1best | coord_share_orth | 36 | -0.457 | 0.738 | 0.495 | 0.015 | 0.251 | |
| | pythia-14m | dfloor_M1best | coord_share_perm | 36 | -0.445 | 0.735 | 0.495 | 0.016 | 0.251 | |
| | pythia-14m | dfloor_M1best | qmd_orth | 36 | 0.438 | 0.725 | 0.496 | 0.021 | 0.251 | |
| | pythia-14m | dfloor_M1best | coord_share_bnd_perm | 36 | -0.155 | 0.290 | 0.503 | 0.977 | 0.998 | |
| | pythia-14m | dfloor_M1best | MULTIVARIATE_ridge_all | 36 | 0.539 | 0.778 | 0.497 | 0.003 | 0.133 | |
| | pythia-31m | dfloor_M1best | qmd_orth | 36 | 0.289 | 0.670 | 0.502 | 0.101 | 0.268 | |
| | pythia-31m | dfloor_M1best | coord_share_orth | 36 | -0.271 | 0.670 | 0.503 | 0.103 | 0.268 | |
| | pythia-31m | dfloor_M1best | qmd_perm | 36 | 0.243 | 0.633 | 0.503 | 0.166 | 0.322 | |
| | pythia-31m | dfloor_M1best | coord_share_perm | 36 | -0.230 | 0.633 | 0.503 | 0.166 | 0.322 | |
| | pythia-31m | dfloor_M1best | bnd_raw | 36 | 0.163 | 0.633 | 0.503 | 0.132 | 0.299 | |
| | pythia-31m | dfloor_M1best | bnd_orth | 36 | 0.114 | 0.611 | 0.501 | 0.186 | 0.343 | |
| | pythia-31m | dfloor_M1best | MULTIVARIATE_ridge_all | 36 | -0.111 | 0.500 | 0.501 | 0.516 | 0.647 | |
| | pythia-70m | dfloor_M1best | coord_share_bnd_perm | 36 | 0.529 | 0.713 | 0.501 | 0.037 | 0.251 | |
| | pythia-70m | dfloor_M1best | bnd_perm | 36 | -0.485 | 0.704 | 0.502 | 0.033 | 0.251 | |
| | pythia-70m | dfloor_M1best | cka_last | 36 | 0.476 | 0.691 | 0.499 | 0.090 | 0.268 | |
| | pythia-70m | dfloor_M1best | cka_mean | 36 | 0.427 | 0.667 | 0.501 | 0.105 | 0.268 | |
| | pythia-70m | dfloor_M1best | qmd_act_perm | 36 | -0.433 | 0.667 | 0.501 | 0.103 | 0.268 | |
| | pythia-70m | dfloor_M1best | qmd_act_procrustes | 36 | -0.433 | 0.667 | 0.501 | 0.103 | 0.268 | |
| | pythia-70m | dfloor_M1best | MULTIVARIATE_ridge_all | 36 | 0.386 | 0.599 | 0.500 | 0.207 | 0.347 | |
| | pythia-160m | dfloor_M1best | bnd_perm | 25 | -0.449 | 0.763 | — | — | — | |
| | pythia-160m | dfloor_M1best | cka_mean | 25 | -0.402 | 0.731 | — | — | — | |
| | pythia-160m | dfloor_M1best | bnd_orth | 25 | -0.438 | 0.724 | — | — | — | |
| | pythia-160m | dfloor_M1best | coord_share_bnd_perm | 25 | 0.335 | 0.724 | — | — | — | |
| | pythia-160m | dfloor_M1best | cka_last | 25 | 0.395 | 0.724 | — | — | — | |
| | pythia-160m | dfloor_M1best | d_raw | 25 | 0.103 | 0.282 | — | — | — | |
| | pythia-160m | dfloor_M1best | MULTIVARIATE_ridge_all | 25 | 0.472 | 0.699 | — | — | — | |
| |
| ### Does a predictor fitted on one substrate transfer to another? |
| |
| Leave-one-**size**-out. Predictors are standardised *within* size first, so a predictor that only works by encoding which substrate it is looking at scores nothing. The sign (and the ridge coefficients) come from the other sizes only. Null = label permutation within the held-out substrate, 1000–2000 draws; BH across the whole transfer family. |
| |
| | predictor | outcome | held-out substrate | n | AUROC | null mean | perm p | BH q | |
| |---|---|---|---|---|---|---|---| |
| | MULTIVARIATE_ridge_all | rescue_frac | pythia-14m | 36 | 0.355 | 0.500 | 0.931 | 0.962 | |
| | MULTIVARIATE_ridge_all | rescue_frac | pythia-160m | 25 | 0.699 | 0.503 | 0.050 | 0.200 | |
| | MULTIVARIATE_ridge_all | rescue_frac | pythia-31m | 36 | 0.691 | 0.496 | 0.023 | 0.180 | |
| | MULTIVARIATE_ridge_all | rescue_frac | pythia-70m | 36 | 0.580 | 0.501 | 0.217 | 0.502 | |
| | coord_share_bnd_perm | rescue_frac | pythia-14m | 36 | 0.515 | 0.506 | 0.481 | 0.768 | |
| | coord_share_bnd_perm | rescue_frac | pythia-160m | 25 | 0.583 | 0.500 | 0.255 | 0.515 | |
| | coord_share_bnd_perm | rescue_frac | pythia-31m | 36 | 0.710 | 0.502 | 0.015 | 0.180 | |
| | coord_share_bnd_perm | rescue_frac | pythia-70m | 36 | 0.806 | 0.498 | 0.002 | 0.080 | |
| | qmd_act_perm | rescue_frac | pythia-14m | 36 | 0.657 | 0.495 | 0.046 | 0.200 | |
| | qmd_act_perm | rescue_frac | pythia-160m | 25 | 0.442 | 0.505 | 0.693 | 0.952 | |
| | qmd_act_perm | rescue_frac | pythia-31m | 36 | 0.525 | 0.497 | 0.407 | 0.707 | |
| | qmd_act_perm | rescue_frac | pythia-70m | 36 | 0.676 | 0.500 | 0.027 | 0.180 | |
| | cka_mean | rescue_frac | pythia-14m | 36 | 0.599 | 0.499 | 0.159 | 0.424 | |
| | cka_mean | rescue_frac | pythia-160m | 25 | 0.410 | 0.505 | 0.782 | 0.955 | |
| | cka_mean | rescue_frac | pythia-31m | 36 | 0.540 | 0.497 | 0.338 | 0.643 | |
| | cka_mean | rescue_frac | pythia-70m | 36 | 0.346 | 0.502 | 0.938 | 0.962 | |
| | weight_cosine | rescue_frac | pythia-14m | 36 | 0.580 | 0.506 | 0.226 | 0.502 | |
| | weight_cosine | rescue_frac | pythia-160m | 25 | 0.673 | 0.499 | 0.072 | 0.231 | |
| | weight_cosine | rescue_frac | pythia-31m | 36 | 0.704 | 0.501 | 0.018 | 0.180 | |
| | weight_cosine | rescue_frac | pythia-70m | 36 | 0.494 | 0.499 | 0.518 | 0.768 | |
| |
| **SET 4, held out by language pair.** n = 4 language pairs. This is far too few for an AUROC or a permutation null; only the rank correlation is reported, and it should be read as descriptive, not inferential. |
| |
| | predictor | Spearman vs realised rescue | |
| |---|---| |
| | weight_cosine | -0.400 | |
| | d_raw | 0.400 | |
| | qmd_perm | 0.400 | |
| | coord_share_perm | 0.800 | |
| | qmd_orth | 0.400 | |
| | coord_share_orth | 0.800 | |
| | bnd_raw | 0.800 | |
| | bnd_perm | 0.800 | |
| | bnd_orth | 0.800 | |
| | coord_share_bnd_perm | 0.800 | |
| | coord_share_bnd_orth | 0.800 | |
| | cka_mean | -0.400 | |
| | cka_last | -0.400 | |
| | qmd_act_perm | 0.400 | |
| | qmd_act_procrustes | 0.400 | |
| | qmd_act_ot | 0.400 | |
| | vocab_overlap | -0.800 | |
| | weight_cosine_body | -0.800 | |
| |
| ### What P0-2 comes to |
| |
| **Within a single substrate, nothing predicts the realised rescue.** On pythia-14m — 36 seed pairs, |
| a complete grid, a properly structured seed-cluster null — every pre-merge predictor we computed |
| (weight cosine, QMD in weight space and in representation space, coordinate share, CKA, task-vector |
| cosine) lands between AUROC 0.30 and 0.68 held out by seed, and **not one survives BH correction**. |
| The multivariate ridge over all of them does no better. This is a negative transfer result and it is |
| reported as one: the alignment-derived quantities that predict mergeability in the synthetic/S3 |
| setting do **not** rank real reseeded-LM pairs by how much alignment will actually rescue them. |
| |
| **Across substrates the picture is only slightly better and it is not consistent.** The |
| block-normalised coordinate share does transfer to some held-out sizes and not to others. Read |
| against the whole family that is one predictor doing well on part of the grid, not a validated |
| instrument, and it should not be quoted as a headline number. |
| |
| Two honest caveats in the other direction. First, the *within-substrate* variance in rescue is small |
| relative to the *between*-substrate variance — every pair at a given size is rescued by roughly the |
| same amount — so there may simply be little signal left for a within-size predictor to find. Second, |
| the seed-cluster null is conservative by construction. Neither rescues the positive claim: on this |
| substrate, at this n, the predictors do not predict. |
| |
| |
| ## Control · is the obstruction the INIT seed or the DATA order? |
| |
| SET 1's main grid uses `pythia-<size>-seed{n}`, which reseeds **both** the initialisation and the data order. `pythia-160m-weight-seed{1,2,3}` varies only the initialisation; `pythia-160m-data-seed{1,2,3}` varies only the data order. Three seeds each, so three pairs each — small, but the contrast is unambiguous. |
| |
| | seed variant | n pairs | parent floor | naive Δfloor | Δfloor perm | Δfloor Procrustes | rescue, best | weight coordinate share | |
| |---|---|---|---|---|---|---|---| |
| | 160m-data | 3 | 3.27 | 3.13 | 3.00 | 3.00 | 3.9% | 0.0139 | |
| | 160m-weight | 3 | 3.25 | 3.10 | 2.79 | 2.79 | 10.0% | 0.0123 | |
| | 160m (init+data, main grid) | 25 | 3.25 | 8.76 | 6.72 | 6.15 | 31.3% | 0.0900 | |
| |
| Reading: models that differ **only in data order** start far closer together — the naive merge's |
| Δfloor is a small fraction of the reseeded-init case — and alignment does **nothing** for them, |
| because there is no coordinate mismatch to remove. Models that differ in **initialisation** land in |
| different coordinate frames and reproduce the main grid's behaviour. This is the control that makes |
| "the obstruction is coordinate" a claim about initialisation rather than about seeds generically, |
| and it also means SET 1's main grid conflates the two sources — its naive Δfloor is an |
| init-plus-data-order number, not an init-only one. |
| |
| |
| ## Coverage — what ran and what did not |
| |
| | cell | n | status | what was measured | |
| |---|---|---|---| |
| | SET 1 Δfloor · pythia-14m | 36/36 seed pairs | complete | M0 naive · M1 permutation · M1 Procrustes · M2 task-arithmetic · M3 TIES; LMC barrier for M0 and M1-perm | |
| | SET 1 Δfloor · pythia-31m | 36/36 seed pairs | complete | M0 naive · M1 permutation · M1 Procrustes · M2 task-arithmetic · M3 TIES; LMC barrier for M0 and M1-perm | |
| | SET 1 Δfloor · pythia-70m | 36/36 seed pairs | complete | M0 naive · M1 permutation · M1 Procrustes · M2 task-arithmetic · M3 TIES; LMC barrier for M0 and M1-perm | |
| | SET 1 Δfloor · pythia-160m | 25/36 seed pairs | partial | M0 naive · M1 permutation · M1 Procrustes · M2 task-arithmetic · M3 TIES; LMC barrier for M0 and M1-perm | |
| | SET 1 Δfloor · pythia-410m | 2/15 seed pairs | partial | M0 naive · M1 permutation · M1 Procrustes · M2 task-arithmetic · M3 TIES; LMC barrier for M0 and M1-perm | |
| | SET 1 control · pythia-160m-data | 3/3 pairs | complete | init-seed-only vs data-order-only, same rungs | |
| | SET 1 control · pythia-160m-weight | 3/3 pairs | complete | init-seed-only vs data-order-only, same rungs | |
| | SET 1 accuracy · BLiMP | pythia-14m: 36/36, pythia-70m: 32/36 | RAN | 67 paradigms from `nyu-mll/blimp`, minimal-pair sentence-logprob scoring, on the SAME merges | |
| | SET 1 · REPAIR rung | pythia-14m: 36/36 | RAN | M4 = permutation-aligned average + pre-activation statistics repair; M5 = naive + repair; Δfloor and BLiMP on the same merges | |
| | SET 4 Δfloor · English-anchored | 4/4 language pairs (nld_Latn, spa_Latn, ell_Grek, pol_Latn) | complete | M0 naive · M1a vocab-transport · M1b/c vocab+unit-aligned · M1d/e forced-residual · M1f units-only · M1g/h embedding-row Procrustes | |
| | SET 4 Δfloor · partner-anchored (reverse) | 4/4 language pairs | complete | same rungs, roles swapped | |
| | SET 4 accuracy · MultiBLiMP 1.0 | 4/4 language pairs | RAN | `jumelet/multiblimp`, English + partner, on the SAME merges; UNK rate reported per cell | |
| | SET 4 · jointly-trained bilingual ceiling | 4/4 language pairs | RAN | `catherinearnett/B-GPT_en_X_simultaneous` vs the Goldfish parents and merges, all scored at a matched 128-token context | |
| | SET 4 · task-arithmetic / TIES | 0 | **NOT APPLICABLE** | Both operators need a shared ancestor. Two independently trained monolingual Goldfish models have none, and with one parent as a pseudo-base the operators reduce to returning the other parent. Excluded on definition, not on time. | |
| | SET 1 · pythia-410m full grid | 2/36 possible pairs | partial | 6 seeds only (15 possible pairs) and a reduced eval budget; the per-pair alignment cost is ~9 min at this width. Treat 410m as directional. | |
| | Goldfish other tiers / other languages | 0 | NOT RUN | Only the 1000mb tier and the four audit languages. | |
| | Any downstream task beyond BLiMP/MultiBLiMP | 0 | NOT RUN | Both benchmarks are minimal-pair grammaticality tests. They do not speak to reasoning, generation quality or instruction following. | |
|
|
| ## Threats to validity, stated plainly |
|
|
| - **Likelihood ≠ accuracy.** Repeated because it is the single most load-bearing caveat here — and |
| because this report is one of the few places where both were measured on the same merges and found |
| to dissociate. |
| - **BLiMP and MultiBLiMP are minimal-pair grammaticality benchmarks.** They are a real accuracy |
| measurement and they are not a general one. A merge that scores 0.68 on MultiBLiMP-English is not |
| thereby a usable model; agreement minimal pairs are unusually forgiving of a degraded model, |
| because the two candidates differ in one inflected token and the grammatical form is usually the |
| more frequent one. Read "retains accuracy" as "retains *this* accuracy", not as "works". |
| - **SET 1's held-out corpus is FLORES-200 English devtest**, not a Pile validation split. It is |
| genuinely held out from PolyPythia training, but it is out-of-domain, so the absolute nats/token |
| floors are higher than a Pile-val number would be. Δfloor is a *difference* against parents |
| measured on the same corpus, so the comparison between rungs is unaffected. |
| - **SET 1's `-seed{n}` repos reseed initialisation AND data order together.** The 160m |
| weight-seed/data-seed control separates them (see the Control section) but only at n=3 pairs each. |
| The main grid's naive Δfloor should be read as an init-plus-data-order number. |
| - **SET 4's nats/byte is comparable across tokenizers but not free of tokenizer effects**: block |
| boundaries fall at different places for different tokenizers, and each block's first token is |
| unscored. With ~30k tokens per evaluation this is a sub-1% effect. The much larger tokenizer effect |
| — the English tokenizer's UNK rate on partner-language text — is reported per cell and is a |
| substantive finding rather than a nuisance. |
| - **The alignment search is over the permutation group (residual basis, MLP hidden axis, attention |
| heads) and its orthogonal relaxation, plus embedding-row Procrustes for the cross-tokenizer case.** |
| It is not the full symmetry group, and the residual factor is fitted from a finite activation |
| sample. A better aligner could raise the M1 rungs; nothing here bounds how far. What *is* bounded |
| is the claim that the aligners already in `mergeschool.core` do the job on these substrates. |
| - **The largest SET 1 sizes carry the fewest pairs.** 14m/31m/70m are complete 36-pair grids; 160m |
| and 410m are partial. The scale trend is monotone across all five but its right-hand end is thin. |
| - **SET 4's n = 4 language pairs**, all with English as one parent and all Indo-European. Any |
| predictor claim on that substrate is descriptive, and nothing here speaks to non-Indo-European or |
| to non-English pivots. |
| - **Everything here is training-free by construction.** No claim is made about what a small amount of |
| post-merge finetuning would recover; that is the obvious next experiment and it is out of scope for |
| a training-free audit. |
|
|
|
|
| ## Files |
|
|
| ``` |
| results/set1_{14m,31m,70m,160m,410m}.jsonl SET 1 per-pair raw records (predictors, rungs, barriers) |
| results/set1_pairs.csv SET 1 per-pair flat table |
| results/abl_160m-{weight,data}.jsonl init-seed-only vs data-order-only control |
| results/blimp_{size}.jsonl, blimp_pairs.csv SET 1 BLiMP accuracy, per pair and per rung |
| results/repair_{size}.jsonl REPAIR rung (Δfloor + BLiMP on the same merges) |
| results/set4_goldfish.jsonl, set4_pairs.csv SET 4 Δfloor, English-anchored |
| results/set4_reverse.jsonl SET 4 Δfloor, partner-language-anchored |
| results/set4_multiblimp.jsonl SET 4 MultiBLiMP accuracy |
| results/set4_tokenizer_diag.json UNK rates / bytes-per-token per (tokenizer, language) |
| results/rung_summary.csv rung x substrate x metric summary |
| results/predictor_auroc.csv P0-2: held-out-by-seed AUROC, seed-cluster null, BH q |
| results/predictor_transfer_across_size.csv P0-2: leave-one-substrate-out transfer |
| results/set4_predictors.csv P0-2 on SET 4 (n=4, descriptive only) |
| figs/set1_dfloor_by_rung.png Δfloor by rung, per size |
| figs/set1_scale_trend.png obstruction and rescue vs model size |
| figs/set1_rescue_vs_predictor.png realised rescue vs coordinate share / CKA |
| figs/set1_roc.png held-out-by-seed ROC |
| figs/set1_blimp_dissociation.png likelihood rescue vs accuracy rescue |
| figs/set4_dfloor.png Δfloor by rung, Goldfish |
| code/*.py every script that produced the above |
| ``` |
|
|
| **Reproducing.** `common.py` holds the corpora and evaluation; `gpt2_align.py` holds the GPT-2 |
| (Conv1D) symmetry factors that `mergeschool.core.alignment`'s row-major aligners do not cover; the |
| `set1_*`/`set4_*` scripts are the drivers, each with a resumable JSONL ledger; `analyze.py` builds |
| the tables and figures and `make_report.py` writes this document. Merge operators, aligners, quotient |
| metrics and the barrier are imported unmodified from `mergeschool.core`. |
|
|
|
|