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5.6.1.3.1 Conducted measurement
EUT Spectrum Analyzer Directional coupler Companion Device or Signaling Unit Att. (optional) Performance Monitoring Device Variable attenuator Step size ≤ 1dB Companion device control interface Splitter/ combiner Wideband interference generator Figure 8: Reference setup for channel access testing Figure 8 shows the ref...
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5.6.1.3.2 Radiated measurement
Radiated measurements shall only be used for an EUT with integral antenna(s) and without a temporary antenna connector(s)/test fixture. The test set up as described in annex C shall be used with a spectrum analyser connected to the measurement antenna. The test procedure is as described under clause 5.6.1.3.1.
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5.6.2 Channel Access of a Radio Device in FT mode
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5.6.2.1 Purpose
The purpose of this test is to verify the operating channel selection by a device operating in FT mode.
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5.6.2.2 Test Conditions
Test is performed in normal conditions as defined in clause 5.1.2. The interference signal defined in clause 5.3.2.3 is applied in the operating band with centre frequencies as defined in clause 4.3.2.3 from 1 885 MHz to 1 895 MHz. ETSI ETSI TS 103 776 V1.1.1 (2023-09) 50
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5.6.2.3 Test Method
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5.6.2.3.1 Conducted measurement
Step 1 to step 4 below define the procedure to verify the radio device in FT mode compliance to operating channel selection requirement. For systems using multiple receive chains only one chain (antenna port) needs to be tested. All other receiver inputs shall be terminated. Step 1: • The AWGN interference signal gener...
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5.6.2.3.2 Radiated measurement
Radiated measurements shall only be used for an EUT with integral antenna(s) and without a temporary antenna connector(s)/test fixture. The test set up as described in annex C shall be used with a spectrum analyser connected to the measurement antenna. The test procedure is as described under clause 5.6.2.3.1.
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5.6.3 Channel Access of a Radio Device in PT mode and Random Access
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5.6.3.1 Purpose
The purpose of this test is to verify that a device operating in PT mode follows the random-access resource configuration of the companion device operating in FT mode and in absence of companion device information stops transmission.
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5.6.3.2 Test Conditions
Test is performed in normal condition on the operating channel defined by the companying device. ETSI ETSI TS 103 776 V1.1.1 (2023-09) 51
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5.6.3.3 Test Method
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5.6.3.3.1 Conducted measurement
Step 1 to step 7 below define the procedure to verify that the radio device in PT mode complies to the random access requirements. For systems using multiple receive chains only one chain (antenna port) needs to be tested. All other receiver inputs shall be terminated. Step 1: Setup • The EUT shall connect to a compani...
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5.6.3.3.2 Radiated measurement
Radiated measurements shall only be used for an EUT with integral antenna(s) and without a temporary antenna connector(s)/test fixture. The test set up as described in annex C shall be used with a spectrum analyser connected to the measurement antenna. The test procedure is as described under clause 5.6.3.3.1. 5.6.4 Ch...
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5.6.4.1 Purpose
A radio device in FT mode had performed steps defined in clause 4.5.2 for selecting the operating channel and in clause 4.5.3 for providing random access information. The radio device operating in FT mode and supporting scheduled data transfer assigns and informs the companion device in PT mode of resources for schedul...
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5.6.4.2 Test Conditions
The EUT is configured to be in FT mode only and to assign resources for scheduled data transfer to the companion device in PT mode on the same carrier. The companion device is successfully associated to the EUT and configured to transmit on scheduled resources to the maximum extent possible based on product information...
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5.6.4.3 Test Method
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5.6.4.3.1 Conducted measurement
It is verified with the generic procedure given in clause 5.6.1 that the EUT is able to instruct the companion device in PT mode to employ certain resources for scheduled data transfer.
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5.6.4.3.2 Radiated measurement
Radiated measurements shall only be used for an EUT with integral antenna(s) and without a temporary antenna connector(s)/test fixture. The test set up as described in annex C shall be used with a spectrum analyser connected to the measurement antenna. The test procedure is as described under clause 5.6.4.3.1. 5.6.5 Ch...
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5.6.5.1 Purpose
The purpose of this test is to verify that the device operating in PT mode obeys the scheduled resource allocation supplied by the companion device operating in FT mode, and in the absence of information from the companion device stops its own transmission. ETSI ETSI TS 103 776 V1.1.1 (2023-09) 53
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5.6.5.2 Test Conditions
Test is performed in normal test condition on the operating channel defined by the companion device. The EUT is configured to PT mode only and the companion device operates in FT mode. Before starting the test, the EUT (PT mode) should have successfully performed an association to the companion device in FT mode. Furth...
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5.6.5.3 Test Method
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5.6.5.3.1 Conducted measurement
Step 1 to step 7 below define the procedure to verify that the radio device in PT mode complies to scheduled resource access requirements. For systems using multiple receive chains only one chain (antenna port) needs to be tested. All other receiver inputs shall be terminated. Step 1: Setup • The EUT shall connect to a...
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5.6.5.3.2 Radiated measurement
Radiated measurements shall only be used for an EUT with integral antenna(s) and without a temporary antenna connector(s)/test fixture. The test set up as described in annex C shall be used with a spectrum analyser connected to the measurement antenna. The test procedure is as described under clause 5.6.5.3.1.
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5.6.6 Maximum Transmission Time of a Radio Device
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5.6.6.1 Purpose
The purpose of this test is to verify the compliance regarding the Maximum Transmission Time requirement of a radio device in a 10 ms interval.
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5.6.6.2 Test Conditions
These measurements shall only be performed at normal test conditions. The device shall be configured to operate at its maximum output power level. The operational mode of the device shall ensure a transmitter activity in a period of 10 ms to the maximum extent the device is supporting according to product information (...
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5.6.6.3 Test Method
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5.6.6.3.1 Conducted measurement
Step 1 to step 3 below define the procedure to verify that the radio device complies to the maximum transmission time requirements. Step 1: • For the spectrum analyser use the settings given in Table 21. ETSI ETSI TS 103 776 V1.1.1 (2023-09) 55 • The EUT shall connect to a companion device during the test according to ...
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5.6.6.3.2 Radiated measurement
Radiated measurements shall only be used for an EUT with integral antenna(s) and without a temporary antenna connector(s)/test fixture. The test set up as described in annex C shall be used with a spectrum analyser connected to the measurement antenna. The test procedure is as described under clause 5.6.6.3.1. ETSI ETS...
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1 Scope
The present document specifies requirements for consumer residential Smart Door Locking Device (SDL) including apps: • cyber security; • credential related security; and • electromechanical security and/or mechanical security. The present document builds on ETSI EN 303 645 [1] for cyber security requirements, adding ad...
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2 References
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2.1 Normative references
References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. Referenced documents which a...
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2.2 Informative references
References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. NOTE: While any hyperlinks i...
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3 Definition of terms, symbols and abbreviations
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3.1 Terms
For the purposes of the present document, the terms given in ETSI EN 303 645 [1] and the following apply: cloud (cloud storage): saves data (coming from SDL) and files in an off-site location home gateway/router: physical device that lies between the in-home network and the public network with a primary purpose of mana...
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3.2 Symbols
For the purposes of the present document, the symbols given in ETSI EN 303 645 [1].
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3.3 Abbreviations
For the purposes of the present document, the abbreviations given in ETSI EN 303 645 [1] and the following apply: SDL Smart Door Locking device ETSI ETSI TS 103 815 V1.1.1 (2024-01) 9
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4 Methodology and general requirements
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4.1 Introduction
ETSI EN 303 645 [1] specifies high-level security and data protection provisions for consumer IoT and their interactions with associated services. Residential Smart Door Locking devices are such consumer IoT devices, but due to higher safety and security needs there is a need for modifications and new requirements spec...
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4.2 Handling of provisions
The present document adopts the provisions of ETSI EN 303 645 [1] as a baseline for the Residential Smart Door Locking Devices. The methodology used for the adoption is described in the present clause, which includes different operations to modify provisions from ETSI EN 303 645 [1] and add new provisions specific to t...
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4.3 Naming conventions
The provisions in the present document are named following the naming conventions described in the present clause. Each provision contains an acronym representing the Residential Smart Door Locking Devices. The acronym for the Residential Smart Door Locking Devices is set to "SDL". Names for provisions that are specifi...
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4.4 Reporting implementation
Provision SDL 4-1 (extended): A justification shall be recorded for each recommendation in the present document that is considered to be not applicable for or not fulfilled by the SDL device. 5 Adapted cyber security provisions for Residential Smart Door Locking Devices
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5.1 No universal default passwords
Existing provisions from ETSI EN 303 645 [1], clause 5.1 are modified as follows: Provision SDL 5.1-5 (refined): The SDL device shall have mechanisms available which make brute force attacks on authentication mechanisms via network interfaces impracticable. ETSI ETSI TS 103 815 V1.1.1 (2024-01) 11 EXAMPLE 1: The SDL de...
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5.2 Implement a means to manage reports of vulnerabilities
Existing provisions from ETSI EN 303 645 [1], clause 5.2 are modified as follows: Provision SDL 5.2-2 (promoted) (refined): Disclosed vulnerabilities shall be acted on in a timely manner. NOTE: The manufacturer's policy provides the corresponding information. EXAMPLE: The timeline for acting on a vulnerability can depe...
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5.3 Keep software updated
Existing provisions from ETSI EN 303 645 [1], clause 5.3 are modified as follows: Provision SDL 5.3-1 (promoted): All manufacturer-controlled software components shall be securely updateable. Provision SDL 5.3-1 (extended)-a: All security relevant associated services of the SDL in control of the device manufacturer sha...
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5.4 Securely store sensitive security parameters
Existing provisions from ETSI EN 303 645 [1], clause 5.4 are modified as follows: Provision SDL 5.4-1 (info): Sensitive security parameters that are used for locking or unlocking need a secure storage.
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5.5 Communicate securely
Existing provisions from ETSI EN 303 645 [1], clause 5.5 are modified as follows: Provision SDL 5.5-1 (extended): The communications between separate components of a SDL device shall be encrypted and authenticated using best practice cryptography. Provision SDL 5.5-2 (extended): The communications between a SDL device ...
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5.6 Minimize exposed attack surfaces
Existing provisions from ETSI EN 303 645 [1], clause 5.6 are modified as follows: Provision SDL 5.6-3 (promoted): SDL device hardware shall not unnecessarily expose physical interfaces to attack. NOTE: See Annex C. Provision SDL 5.6-5 (promoted): The manufacturer shall only enable software services that are used or req...
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5.7 Ensure software integrity
No modifications to the provisions from ETSI EN 303 645 [1], clause 5.7 are defined in the present document.
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5.8 Ensure that personal data is secure
Existing provisions from ETSI EN 303 645 [1], clause 5.8 are modified as follows: Provision SDL 5.8-1 (promoted): The confidentiality of personal data transiting between a SDL device and a service, especially associated services, shall be protected, with best practice cryptography. Provision SDL 5.8-2 (information): SD...
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5.9 Make systems resilient to outages
Existing provisions from ETSI EN 303 645 [1], clause 5.9 are modified as follows: Provision SDL 5.9-1 (extended)-a: It shall be possible for the user to lock or unlock the SDL device in the event of a loss of power. EXAMPLE: The SDL device could operate on battery power or have a mechanical means to lock or unlock. Pro...
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5.10 Examine system telemetry data
Existing provisions from ETSI EN 303 645 [1], clause 5.10 are modified as follows: Provision SDL 5.10-1 (promoted): If telemetry data is collected from SDL device and services, such as usage and measurement data, it shall be examined for security anomalies.
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5.11 Make it easy for users to delete user data
Existing provisions from ETSI EN 303 645 [1], clause 5.11 are modified as follows: Provision SDL 5.11-1 (substituted): The user shall be provided with functionality such that personal user data, except for data required for security purposes including immutable audit logs, can be erased from the device in a simple mann...
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5.12 Make installation and maintenance of devices easy
Existing provisions from ETSI EN 303 645 [1], clause 5.12 are modified as follows: Provision SDL 5.12-1 (information): Security best practice includes specifying default options that are appropriately secure. Provision SDL 5.12-2 (promoted): The manufacturer shall provide users with guidance on how to securely set up t...
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5.13 Validate input data
No modifications to the provisions from ETSI EN 303 645 [1], clause 5.13 are defined in the present document. 6 Adapted data protection provisions for Residential Smart Door Locking Devices Existing provisions from ETSI EN 303 645 [1], clause 6 are modified as follows: Provision 6-2 (extended): Collection and processin...
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7.1 Storing personal data securely
Provision SDL 7.1-1 (added): Personal data in persistent storage of the SDL shall be stored securely by the device. Provision SDL 7.1-2 (added): Personal data stored by the SDL and/or associated services shall only be accessible by an authorized entity.
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7.2 System failure documentation
Provision SDL 7.2-1 (added): Network and power losses shall be documented. NOTE: Audit trail can be considered.
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7.3 Web and SDL mobile applications
Provision SDL 7.3-1 (added): The manufacturer should follow the latest version of OWASP security verification standard for web and SDL mobile applications. ETSI ETSI TS 103 815 V1.1.1 (2024-01) 15 Annex A (informative): Basic concepts, threat models, risk analysis A.1 Drawing/overview of a Residential Smart Door Lockin...
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1 Scope
The present document describes the SPI interface for the communication of an SSP, as defined in ETSI TS 103 666-1 [1] using the SCL protocol.
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2 References
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2.1 Normative references
References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. • In the case of a reference...
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2.2 Informative references
References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. • In the case of a reference...
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3 Definition of terms, symbols and abbreviations
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3.1 Terms
For the purposes of the present document, the terms given in ETSI TR 102 216 [i.1] and the following apply: data transfer: information exchange during an SPI access between the master and the slave with SPI_MISO driven by the slave and SPI_MOSI driven by the master while the master is toggling the SPI_CLK signal flow c...
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3.2 Symbols
Void.
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3.3 Abbreviations
For the purposes of the present document, the following abbreviations apply: A Asserted AC Alternating Current ACT ACTivation CLF ContactLess Frontend CLT ContactLess Tunnelling CMD Command CPHA Clock Phase CPOL Clock Polarity CRC Cyclic Redundancy Check D Driven (either Low Level or High Level) DA De-Asserted DC Direc...
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4 Introduction
The Serial Peripheral Interface (SPI) is a serial synchronous full-duplex communication interface between a single master and one or more slaves present on the same SPI bus, each slave being selected at one time by a dedicated SPI_NSS signal. This clause defines the physical, MAC and data link layers for the SPI interf...
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5 SCL Under-Layers Protocol Stack
Figure 5.1 illustrates the protocol stack below the SCL supporting the SPI interface. ETSI ETSI TS 103 713 V18.0.0 (2023-07) 10 Release 18 Logical Link Control and SHDLC SPI Physical Layer Other Physical Layer FRAMES TRANSPORT LINK LAYER (RELIABILITY and DATA FLOW CONTROL) SCL MAC MAC Scope of this docum ent Figure 5.1...
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6 Electrical interfaces
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6.1 Introduction
In the clauses below, different implementations of SPI interface are defined. These implementations allow bi-directional communication and the possibility for the slave to initiate communication with the master when it has data available thus avoiding the necessity for continuous polling to be performed by master. Slav...
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6.2 Physical interface with 5 signals
Figure 6.1 illustrates the SPI electrical interface using 5 signals. Figure 6.1: SPI electrical interface with 5 signals ETSI ETSI TS 103 713 V18.0.0 (2023-07) 11 Release 18 This SPI interface describes two sets of signals: • The generic and legacy SPI interface using the 4 signals: - SPI_MOSI (Master Output Slave Inpu...
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6.3 Physical interface with 4 signals
Figure 6.2 illustrates the SPI interface using 4 signals, bi-directional SPI_NSS. SPI_MISO VDD SPI_NSS SPI_MOSI SPI_CLK SLAVE MASTER SS_MI SS_MO SS_SO SS_SI VSS VSS R Figure 6.2: SPI electrical interface with 4 signals, bi-directional SPI_NSS The SPI interface with 4 signals describes two sets of signals: • The three g...
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6.4 Electrical characteristics
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6.4.1 DC characteristics
The SPI Electrical specification interface is defined for VDD operational voltage classes B, C and D as defined in ETSI TS 103 666-1 [1], clause 6.2.2.3. An implementation shall support at least one of these voltage classes. NOTE: The negotiation of the voltage class between the master and the slave is not defined in t...
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6.4.2 Data transfer mode, AC characteristics
The SPI interface shall implement the SPI mode 0 according to the industry de-facto SPI specification. SPI mode 0 is determined by CPOL = 0 and CPHA = 0 where: • CPOL: defines the SPI_CLK idle state. • CPOL = 0 implies that the SPI_CLK is at input low voltage while it is idle. • CPHA: defines the data sampling time. • ...
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6.5 Slave state
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6.5.1 Slave state definitions
The slave shall be in one of the following states: Initial state: The slave enters this state as soon as it is powered on and VDD is valid or after a reset. In this state, the slave is not initialized and the SPI module is not ready to send or receive any data. The master shall not perform any SPI access while the slav...
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6.5.2 Slave state diagram
Figure 6.4 shows the diagram of the slave states. ETSI ETSI TS 103 713 V18.0.0 (2023-07) 16 Release 18 Figure 6.4: Diagram of the slave states NOTE 1: For the sake of readability, the transitions to the initial state if a reset occurs are not shown. NOTE 2: Additional information on slave state is provided in annex A.
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7 Data Link Layer
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7.1 Overview
Clause 9.1 in ETSI TS 102 613 [2] shall apply.
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7.2 MAC Layer
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7.2.1 Overview
The MAC phase is the initial handshake phase between the SPI master and the SPI slave followed by the SPI data transfer phase.
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7.2.2 Timing
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7.2.2.1 Timing definitions
Table 7.1 describes the timing parameters of the MAC layer. In addition to these MAC timings, the timing requirements listed in AC electrical characteristics shall apply for all MAC diagrams in the following clauses. ETSI ETSI TS 103 713 V18.0.0 (2023-07) 17 Release 18 Table 7.1: MAC timing parameters Symbol Definition...
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7.2.2.2 T1 = Slave Ready Time
T1 is the MAC phase time required by the slave to get configured and enabled at the end of the MAC phase, ready for the data transfer phase start (i.e. when the SPI_CLK can be started by master). T1 is defined as the maximum time the slave needs to become ready for a data transfer. The slave requires the SPI master to ...
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7.2.2.3 T2 = Slave Request Time
T2 is the duration of an SPI_NSS or SPI_INT pulse generated by the slave for a MAC access request. The minimum value of T2 is 1 μs. ETSI ETSI TS 103 713 V18.0.0 (2023-07) 18 Release 18 In order to sense the interrupts originating either from slave SPI_NSS or SPI_INT assertion, the master shall be configured for edge-tr...
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7.2.2.4 T3 = Slave resume time from power saving mode
T3 is the slave resume time from the power saving mode. It is slave implementation dependant. Slave reports at initialization in MCT_READY the minimum value of T3 required for the slave to become ready for the SPI access. Whenever master needs to resume the slave from power saving mode it should use at least the time T...
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7.2.2.5 T5 = Master Ready Time
T5 is the MAC phase time after T1, required by the SPI master to get configured and enabled at the end of the MAC phase, ready to start the data transfer phase (i.e. when the SPI_CLK can be started by the SPI master). T5 is the minimum value possible for Ts that the SPI master can enforce. T5 is determined by the SPI m...
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7.2.2.6 T6 = Master Resume Time from power saving mode
T6 is the SPI master resume time from a power saving mode, required by the SPI master to get configured and enabled at the end of the MAC phase, ready to start the data transfer phase (i.e. when the SPI_CLK can be started by the SPI master). T6 is defined from the leading edge of the SPI_NSS or SPI_INT assertion by the...
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7.2.2.7 T7 = Maximum delay time
T7 is the maximum duration requested by the slave for the SPI master to start the data transfer phase after the end of T1. T7 is the maximum Ts value requested by the SPI slave. The SPI master shall initiate a data transfer before the T1+T7, if the slave sends a T7 value different from 'FFFFFF'. The slave shall request...
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7.2.2.8 T8 = Master MAC access request ready time
T8 is the maximum time required by the master from the point it de-asserts the SPI_NSS after completion of a link layer frame transfer to the time it accepts a slave MAC access request. T8 is reported by the master within the MCT_DATA, as shown in table 7.5. The master should use the minimum possible value for T8 for o...
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7.2.3 5 signals MAC layer
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7.2.3.1 Initiation of the data transfer from the master
In this case at the start of a MAC phase master asserts the SPI_NSS. Slave may also assert the SPI_INT for making a MAC access request as described in clause 7.2.3.3. Figure 7.1 illustrates the initiation of the data transfer by the master. Figure 7.1: Initiation of the data transfer from the Master The master shall ru...
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7.2.3.2 Initiation of the data transfer from the slave
Figure 7.2 illustrates the initiation by the slave of a MAC access request for a data transfer to be performed by the master. DATA TRANSFER SPI_NSS SPI_INT T2 T7 T1 T5 TS DATA TRANSFER T8 Figure 7.2: Initiation of the data transfer from the slave The slave runs the following procedure: 1) In case the master reported T8...
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7.2.3.3 Simultaneous initiation of a data transfer from both master and slave
Figure 7.3 illustrates a simultaneous initiation from the master and the slave. ETSI ETSI TS 103 713 V18.0.0 (2023-07) 21 Release 18 Figure 7.3: Simultaneous initiation of the data transfer from both master and slave Both endpoints request a data transfer and run simultaneously their respective procedures. From the mas...
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7.2.3.4 MAC activation
The MAC activation procedure at power on shall be the following: • Master shall set the SPI_NSS output to the de-asserted state. • The master shall drive the VDD power line on. When the power supply of the slave needs to be toggled independently from the power of other devices sharing the SPI bus and while VDD is off o...
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7.2.3.5 MAC deactivation
The MAC deactivation procedure for power off shall be the following: • Master shall set the SPI_NSS output to the de-asserted state. • The master shall drive the VDD power line off.
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7.2.4 4 signals MAC layer
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7.2.4.1 Introduction
As a slave SPI module is normally always ready for an access from the master when selected by SPI_NSS assertion, the slave configures its SPI module in disabled state before asserting SPI_NSS for a MAC access request. This is necessary in order to avoid self-selection e.g. driving MISO in contention with MISO signals o...