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45432
1
0
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0
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EAGLE
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CO
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ARENA RESOURCES INC
ARD
0001389110
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BROKEN ARROW
OK
74011
0
1
0
0
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2008-10-01
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D
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2012-07-22
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ARENA RESOURCES INC
ARD
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6350 E. THOMAS RD.
#240
SCOTTSDALE
AZ
85251
0
1
0
0
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D
William R. Parsons
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0
0001123871
ARENA RESOURCES INC
ARD
0001399235
Fiddner Carl H
11701 S. OSWEGO AVE.
TULSA
OK
74137
1
0
0
0
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I
Roth IRA
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D
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3725
I
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2007-05-01
2012-05-01
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D
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2007-07-18
0
0000824142
AAON INC
AAON
0001408648
Lackey Paul K Jr
1219 E 21 ST
TULSA
OK
74114
1
0
0
0
Common Stock, par value $.004
5700
D
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Paul K. Lackey, Jr.
2007-08-02 |
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2007-07-18
0
0000824142
AAON INC
AAON
0001408104
McElroy A H II
1964 E 45 PLACE
TULSA
OK
74105
1
0
0
0
Common Stock, par value $.004
5700
D
Restricted Stock Grant, vesting ratably over three years.
A.H. McElroy II
2007-08-06 |
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2007-11-07
0
0001123871
ARENA RESOURCES INC
ARD
0001419955
Ricks David D.
6555 S. LEWIS AVENUE
TULSA
OK
74136
0
1
0
0
Vice President - Operations
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35.54
2008-11-07
2013-05-07
Common Stock
50000
D
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David D. Ricks
2007-12-12 |
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2008-05-20
0
0000824142
AAON INC
AAON
0001435639
Levine Jerry R
105 CREEKSIDE RD
MT KISCO
NY
10549
1
0
0
0
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60167
D
Common Stock, par value $.004
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I
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12
2006-09-09
2015-09-09
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D
Stock Option
19.46
2008-09-10
2017-09-10
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5000
D
Jerry R... |
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3
2010-05-25
0
0000824142
AAON INC
AAON
0001193601
CAPPY JOSEPH E
6699 TIMBERLANE RD.
TULSA
OK
74136
1
0
0
0
Common Stock, par value $.004
13550
D
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2010-05-25 |
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2012-08-09
0
0000824142
AAON INC
AAON
0001556286
Asbjornson Scott M
3723 HOLLY TRAIL
LONGVIEW
TX
75605
0
1
0
0
Vice President,Finance & CFO
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615087
D
Stock Option
7.21
2006-04-06
2015-04-06
Common Stock
4500
D
Stock Option
12.29
2007-05-08
2016-05-08
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22500
D
Stock Optio... |
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3
2012-12-28
0
0000824142
AAON INC
AAON
0001565768
Thompson Rebecca
2425 S YUKON AVE
TULSA
OK
74107
0
1
0
0
Chief Accounting Officer
Common Stock, par value $.004
4900
D
Restricted stock grants vesting ratably over five years.
Rebecca Thompson
2013-01-02 |
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3
2013-09-01
1
0000825345
NEW AMERICA HIGH INCOME FUND INC
HYB
0001241057
POHOTSKY OLEG M
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33 BROAD STREET, 9TH FLOOR
BOSTON
MA
02109
1
0
0
0
Oleg M. Pohotsky
2013-09-10 |
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2003-08-01
0
0000890725
GELSTAT CORP
GSAC
0001255659
RINGOLD RICHARD W
1650 WEST 82ND STREET
SUITE 1040
BLOOMINGTON
MN
55431
0
1
0
0
VP, Managing Director - Int'l
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0
D
Options
2.75
2004-07-09
2008-07-09
Common Stock
120000
D
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2003-05-22
1
0001015859
BOYKIN LODGING CO
BOY
0001255660
MEATHE JAMES
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3348 PEACHTREE ROAD, NE, SUITE 1400
ATLANTA
GA
30326
1
0
0
0
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2003-11-04 |
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2005-08-02
0
0001138804
UNICA CORP
UNCA
0001255668
BALMUTH MICHAEL H
170 TRACER LANE
WALTHAM
MA
02451
1
0
0
0
Non-Qualified Stock Option (right to buy)
7.5
2006-01-22
2014-10-28
Common Stock
20000
D
By: Michael Pellini For: Michael Balmuth
2005-08-02 |
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2003-07-28
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ELECTRONIC DATA SYSTEMS CORP /DE/
EDS
0001255682
FRIEDLANDER D GILBERT
5400 LEGACY DRIVE
PLANO
TX
75024
0
1
0
0
Sr. VP, GC & Sec
Common Stock
119109
D
Common Stock
337.38
I
By Hewitt Associates LLC
Common Stock
1006
I
Trust for Rachel Leigh Friedlander
Common Stock
1006
I
Trust for Jeffr... |
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2003-07-28
0
0001007456
ELECTRONIC DATA SYSTEMS CORP /DE/
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KRENZ SCOTT J
5400 LEGACY DRIVE
PLANO
TX
75024
0
1
0
0
Treasurer
Common Stock
55507
D
Common Stock
330.66
I
By Hewitt Associates LLC
Employee Stock Option (right to buy) - 7/25/00 Grant
42.00
2001-08-01
2003-12-31
Common Stock
100
D
Employ... |
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BPFH
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SHEA WILLIAM J
159 BEAR HILL ROAD
NORTH ANDOVER
MA
01845
1
0
0
0
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0
D
Margaret W. Chambers as attorney-in-fact for William J. Shea
2004-11-04 |
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GCBS
0001345058
Leonard Robert K
P. O. BOX 416
GREENEVILLE
TN
37744
1
0
0
0
Greene County Bancshares, Inc. Common Stock
7471.4
D
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2005-11-22 |
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Bachman Martha M
1300 E. ALLENS BRIDGE RD
GREENEVILLE
TN
37743
1
0
0
0
Greene County Bancshares common stock
149115
D
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65080
I
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60 STATE STREET
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BOSTON
MA
02109
0
1
0
0
Secretary
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2007-05-29 |
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ROANOKE
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24018
0
0
0
1
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D
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1997-01-16
2007-01-16
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D
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1999-01-21
2009-01-21
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D
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2003-08-01
0
0000921590
VALLEY FINANCIAL CORP /VA/
VYFC
0001255802
LLOYD JOANN
7701 STEWARTSVILLE RD
MONETA
VA
24121
0
0
0
1
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1995-07-11
2005-07-11
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1181
D
Stock Options
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1997-01-16
2007-01-16
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D
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1999-01-21
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LONDON PHILIP E
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CAMBRIDGE
MA
02141
0
1
0
0
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2003-05-19
2013-05-19
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D
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Michael Pelli... |
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CAMBRIDGE
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02141
0
1
0
0
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2003-07-21
2013-07-21
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D
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0
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ISTA PHARMACEUTICALS INC
ISTA
0001207633
ANIDO VICENTE JR
15279 ALTON PARKWAY
SUITE 100
IRVINE
CA
92618
1
1
0
1
President & CEO
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2004-03-05
2014-02-05
Common Stock
38202
D
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9.41
2004-03-05
... |
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2004-02-05
0
0000930553
ISTA PHARMACEUTICALS INC
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0001216988
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15279 ALTON PARKWAY
SUITE 100
IRVINE
CA
92618
0
1
0
1
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9.41
2004-03-05
2014-02-05
Common Stock
11158
D
Non-Qualified Stock Option (right to buy)
9.41
2004... |
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2004-02-05
0
0000930553
ISTA PHARMACEUTICALS INC
ISTA
0001216987
GARRETT MARVIN J
15279 ALTON PARKWAY
SUITE 100
IRVINE
CA
92618
0
1
0
1
Vice President, QC, Compliance
Vice President, QC, Compliance
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9.41
2004-03-05
2014-02-05
Common Stock
6125
D
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2004-02-05
0
0000930553
ISTA PHARMACEUTICALS INC
ISTA
0001216986
GRILLONE LISA R
15279 ALTON PARKWAY
SUITE 100
IRVINE
CA
92618
0
1
0
1
Vice President, Clinical
Vice President, Clinical
Incentive Stock Option (right to buy)
9.41
2004-03-05
2014-02-05
Common Stock
7292
D
Non-Qualified Stock Option (right to buy)
... |
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0
0000930553
ISTA PHARMACEUTICALS INC
ISTA
0001216985
MCMULLIN KIRK
15279 ALTON PARKWAY
SUITE 100
IRVINE
CA
92618
0
1
0
0
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Incentive Stock Option (right to buy)
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2004-03-05
2014-02-05
Common Stock
28077
D
Non-Qualified Stock Option (right to buy)
9.41
2004-03-05
2014-02-05
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2004-02-05
0
0000930553
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ISTA
0001216984
MITRO THOMAS A
15279 ALTON PARKWAY
SUITE 100
IRVINE
CA
92618
0
1
0
1
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Incentive Stock Option (right to buy)
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2004-03-05
2014-02-05
Common Stock
21014
D
Non-Qualified Stock Option (right to buy)
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200... |
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2004-02-05
0
0000930553
ISTA PHARMACEUTICALS INC
ISTA
0001225755
SILVERNAIL LAUREN P
15279 ALTON PARKWAY
SUITE 100
IRVINE
CA
92618
0
1
0
1
CFO
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Incentive Stock Option (right to buy)
9.41
2004-03-05
2014-02-05
Common Stock
5875
D
Non-Qualified Stock Option (right to buy)
9.41
2004-03-05
2014-02-05
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2004-07-14
0
0000930553
ISTA PHARMACEUTICALS INC
ISTA
0001030325
CLASSON ROLF A
15279 ALTON PARKWAY
SUITE 100
IRVINE
CA
92618
1
0
0
0
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2005-07-13
2014-07-13
Common Stock
32500
D
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2004-07-14
0
0000930553
ISTA PHARMACEUTICALS INC
ISTA
0001199297
MITCHELL DEAN J
15279 ALTON PARKWAY
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IRVINE
CA
92618
1
0
0
0
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10.17
2005-07-13
2014-07-13
Common Stock
32500
D
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2004-02-05
0
0000930553
ISTA PHARMACEUTICALS INC
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0001280509
MCGINLEY KATHLEEN
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IRVINE
CA
92618
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1
0
0
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2004-03-05
2014-02-05
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D
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2003-09-06
2013-... |
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2006-11-17
1
0000930553
ISTA PHARMACEUTICALS INC
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0001381689
McNamara Timothy
15279 ALTON PARKWAY
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IRVINE
CA
92618
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1
0
0
VP Clinical Research & Medical
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2006-11-21 |
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AGNC INVESTMENT CORP.
2 BETHESDA METRO CENTER, 12TH FLOOR
BETHESDA
MD
20814
1
0
0
0
Common Stock
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D
/s/ Kenneth Pollack as Attorney-in-Fact
2021-10-25 |
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2003-06-04
1
0000921582
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IMAX
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BRAUN NEIL S
983 PARK AVENUE
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NEW YORK
NY
10028
1
0
0
0
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Neil S. Braun
2003-09-02 |
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2003-09-10
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0000921582
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IMAX
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LEEBRON DAVID W
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APT 52
NEW YORK
NY
10025
1
0
0
0
COMMON SHARES
1300
I
By "Spouse"
Mr. Leebron became a director of IMAX Corporation on September 10, 2003.
David W. Leebron
2003-10-23 |
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2006-11-24
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IMAX CORPORATION
2525 SPEAKMAN DRIVE
MISSISSAUGA
A6
L5K 1B1
ONTARIO, CANADA
0
1
0
0
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2009-08-19
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2011-06-24
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2006-11-24
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0000921582
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IMAX CORPORATION
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MISSISSAUGA
A6
L5K 1B1
ONTARIO, CANADA
0
1
0
0
Co-Controller
none
0
D
stock options (to buy)
9.59
2012-08-25
common shares
4000
D
The options are exercisable in five installments: 400 on August 25, 2006; 600 on Aug... |
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SEEBEYOND TECHNOLOGY CORP
SBYN
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MOORE HERBERT CARVEL JR
0
1
0
0
Chief Operating Officer
H. Carvel Moore, Jr.
2003-07-24 |
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0000743316
MAXIM INTEGRATED PRODUCTS INC
MXIM
0001313324
BYRD MICHAEL J
120 SAN GABRIEL DRIVE
SUNNYVALE
CA
95148
1
0
0
0
Common Stock
43405
I
by Trust
By: Sheila M. Raymond For: Michael J. Bird
2005-01-05 |
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2005-02-24
0
0000743316
MAXIM INTEGRATED PRODUCTS INC
MXIM
0001323665
Zekeriya Viktor
35 EDGE ROAD
ATHERTON
CA
94027
0
1
0
0
VICE PRESIDENT
Common Stock
163692
D
Incentive Stock Option (right to buy)
21.35
2008-01-01
2012-10-09
Common Stock
4683
D
Incentive Stock Option (right to buy)
31.5469
2009-09-30
Common ... |
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2005-08-22
0
0000743316
MAXIM INTEGRATED PRODUCTS INC
MXIM
0001337599
Roetth Peter de
ACCOUNT MANAGEMENT, LLC
17 ARLINGTON STREET
BOSTON
MA
02116
1
0
0
0
Common Stock
4500
D
Common Stock
8500
I
by Spouse
By: Sheila M.R. Raymond For: Peter de Roetth
2005-09-02 |
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2006-04-11
0
0000743316
MAXIM INTEGRATED PRODUCTS INC
MXIM
0001359868
NEIL CHRISTOPHER J
120 SAN GABRIEL DRIVE
SUNNYVALE
CA
95148
0
1
0
0
Vice President
Common Stock
7254
D
Incentive Stock Option (right to buy)
21.35
2012-10-09
Common Stock
4683
D
Incentive Stock Option (right to buy)
33.68
2007-01-01
2011-09-2... |
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2006-11-07
0
0000743316
MAXIM INTEGRATED PRODUCTS INC
MXIM
0001381430
MURPHY MATTHEW J
120 SAN GABRIEL DRIVE
SUNNYVALE
CA
94086
0
1
0
0
VICE PRESIDENT
Common Stock
25325
D
Incentive Stock Option (right to buy)
45.25
2014-05-04
Common Stock
7731
D
Non-Qualified Stock Option (right to buy)
16.5313
2008-08-13
Comm... |
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2007-01-31
0
0000743316
MAXIM INTEGRATED PRODUCTS INC
MXIM
0001183598
HALE ALAN P
120 SAN GABRIEL DRIVE
SUNNYVALE
CA
94086
0
1
0
0
VICE PRESIDENT & CFO
Common Stock
54066
D
Incentive Stock Option (right to buy)
33.04
2008-01-01
2012-12-31
Common Stock
3026
D
Incentive Stock Option (right to buy)
33.68
2011-09-2... |
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3
2007-09-04
1
0000743316
MAXIM INTEGRATED PRODUCTS INC
MXIM
0001201627
KIDDOO BRUCE E
120 SAN GABRIEL DRIVE
SUNNYVALE
CA
94086
0
1
0
0
VICE PRESIDENT OF FINANCE
By: Sheila M Raymond For: Bruce E Kiddoo
2007-09-04 |
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0000743316
MAXIM INTEGRATED PRODUCTS INC
MXIM
0001209040
BRONSON JOSEPH R
120 SAN GABRIEL DRIVE
SUNNYVALE
CA
94086
1
0
0
0
By: Mark Casper For: Joseph Bronson
2007-11-20 |
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2008-08-08
1
0000743316
MAXIM INTEGRATED PRODUCTS INC
MXIM
0001404525
Grady Robert Edward
C/O MAXIM INTEGRATED PRODUCTS, INC
120 SAN GABRIEL DRIVE
SUNNYVALE
CA
94086
1
0
0
0
By: Mark Casper For: Robert E. Grady
2008-08-08 |
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2008-08-08
1
0000743316
MAXIM INTEGRATED PRODUCTS INC
MXIM
0001233433
WATKINS WILLIAM D
C/O MAXIM INTEGRATED PRODUCTS, INC
120 SAN GABRIEL DRIVE
SUNNYVALE
CA
94086
1
0
0
0
By: Mark Casper For: William D. Watkins
2008-08-08 |
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2008-08-21
0
0000743316
MAXIM INTEGRATED PRODUCTS INC
MXIM
0001360005
MEDLIN EDWIN
MAXIM INTEGRATED PRODUCTS INC
120 SAN GABRIEL DRIVE
SUNNYVALE
CA
94086
0
1
0
0
Vice President
Common Stock
27416
D
Non-Qualified Stock Option (Right to Buy)
33.4
2011-10-02
Common Stock
5000
D
Incentive Stock Option (Right to Buy... |
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2009-06-01
0
0000743316
MAXIM INTEGRATED PRODUCTS INC
MXIM
0001465733
Jain Vivek
120 SAN GABRIEL DRIVE
SUNNYVALE
CA
94086
0
1
0
0
VICE PRESIDENT
Common Stock
38744
D
Non-Qualified Stock Option (right to buy)
12.82
2015-12-12
Common Stock
157646
D
Represents unvested Restricted Stock Units and Common Stock.
157,... |
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1
0001256069
WELLS CORE OFFICE INCOME REIT INC
N/A
0001255829
WELLS LEO F III
6200 THE CORNERS PARKWAY
NORCROSS
GA
30092
1
1
0
0
President
Douglas P. Williams, Attorney-in-Fact
2011-01-19 |
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2011-01-19
1
0001256069
WELLS CORE OFFICE INCOME REIT INC
N/A
0001255766
FRETZ RANDY
6200 CORNERS PARKWAY
STE 250
NORCROSS
GA
30092
0
1
0
0
Senior Vice President
Douglas P. Williams, Attorney-in-Fact
2011-01-19 |
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2011-01-19
0
0001256069
WELLS CORE OFFICE INCOME REIT INC
N/A
0001255853
WILLIAMS DOUGLAS P
6200 THE CORNERS PARKWAY
NORCROSS
GA
30092
0
1
0
0
Executive Vice President
Shares of Investor Member Interests
220.946
D
Douglas P. Williams
2011-01-19 |
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0001256069
WELLS CORE OFFICE INCOME REIT INC
N/A
0001509769
Bishop Frank M
6105 WEATHERLY DRIVE
ATLANTA
GA
30328
1
0
0
0
Douglas P. Williams, Attorney-in-Fact
2011-01-19 |
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2011-01-19
1
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WELLS CORE OFFICE INCOME REIT INC
N/A
0001509770
Tarpley Harvey E.
619 GARDEN LANE
STATHAM
GA
30666
1
0
0
0
Douglas P. Williams, Attorney-in-Fact
2011-01-19 |
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2011-03-31
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WELLS CORE OFFICE INCOME REIT INC
N/A
0001302314
Alexander John C III
3965 PRESTON COURT
ATLANTA
GA
30319
1
0
0
0
Randall D. Fretz, Attorney-in-Fact
2011-04-07 |
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2003-07-25
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0001084755
ARIBA INC
ARBA
0001256098
MONAHAN THOMAS
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807 11TH AVENUE
SUNNYVALE
CA
94089
1
0
0
0
No securities beneficially owned.
0
D
Thomas Monahan
2003-07-25 |
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2003-08-19
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ROYAL GOLD INC
RGLD
0001256110
JENSEN TONY A
0
1
0
0
President
Employee stock options (right to buy-ISO)
23.73
2004-08-19
2013-08-19
Common stock, $.01 par value
4200
D
Employee stock option (right to buy-NSO)
23.73
2004-08-19
2013-08-19
Common stock, $.01 par value
45800
D
/s/ Tony Jens... |
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2017-05-15
0
0000009346
BALDWIN & LYONS INC
BWINB / A
0001256130
NICHOLS JOHN DRAKE
111 CONGRESSIONAL BLVD
CARMEL
IN
46032
1
0
0
0
No Securities Are Owned
0
D
Michael B. Edwards on behalf of John D. Nichols
2017-05-15 |
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2005-05-26
0
0001076930
GSI LUMONICS INC
gsil
0001256164
GARRETTSON GARRETT A
39 MANNING ROAD
BILLERICA
MA
01821
1
0
0
0
Common Stock
0
D
Stock Options (right to buy)
Common Stock
0
D
Not Applicable
Not Applicable
Not Applicable
Garrett Garrettson
2005-06-02 |
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2005-11-15
0
0000719274
GIGA TRONICS INC
GIGA
0001256164
GARRETTSON GARRETT A
PO BOX 157
PEBBLE BEACH
CA
93953
1
0
0
0
No securities are beneficially owned
0
D
Garrett A. Garrettson
2005-11-18 |
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2003-07-30
0
0001122904
NETGEAR INC
NTGR
0001256191
HALYARD CAPITAL FUND LP
c/o Harris Nesbitt, BMO Halyard Partners
3 Times Square, 29th Floor
New York
NY
10036
0
0
1
0
0001257485
HALYARD FUND GP LC
c/o Harris Nesbitt, BMO Halyard Partners
3 Times Square, 29th Floor
New York
NY
10036
0
0
1
0
0001257489
HALYARD... |
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2008-11-10
1
0000851249
FORTUNE INDUSTRIES, INC.
FFI
0001256193
SNOW RICK D
111 MONUMENT CIRCLE
STE 4800
INDIANAPOLIS
IN
46204
1
0
0
0
Rick D. Snow
2008-11-19 |
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2004-02-12
0
0001271193
SUPERIOR ESSEX INC
SESX
0001256239
AFRICK ANDREW
C/O SUPERIOR ESSEX INC.
150 INTERSTATE NORTH PARKWAY
ATLANTA
GA
30339
1
0
0
0
Stock Option (right to buy)
10.00
2004-11-19
2013-11-19
Common Stock
7000
D
The option vests in three equal annual installments beginning on the first anniversar... |
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2018-06-25
0
0001584207
OneMain Holdings, Inc.
OMF
0001256240
BECKER MARC
C/O ONEMAIN HOLDINGS, INC.
601 NW SECOND STREET
EVANSVILLE
IN
47708
1
0
0
0
No securities beneficially owned
0
D
Marc E. Becker is associated with Apollo Management, L.P. ("Apollo Management") and its affiliated investment managers, inclu... |
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3
2007-04-27
1
0000913885
TRIQUINT SEMICONDUCTOR INC
TQNT
0001397472
BURKE DEBORAH
2300 NE BROOKWOOD PKWY
HILLSBORO
OR
97124
0
1
0
0
VICE PRESIDENT
DEBBIE BURKE
2007-04-30 |
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2007-09-27
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0000913885
TRIQUINT SEMICONDUCTOR INC
TQNT
0001253097
BUHALY STEVEN J
2300 NE BROOKWOOD PARKWAY
HILLSBORO
OR
97124
0
1
0
0
Chief Financial Officer
Steven J Buhaly
2007-09-27 |
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2008-07-16
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0000913885
TRIQUINT SEMICONDUCTOR INC
TQNT
0001438676
GRANT STEVEN R
2300 NE BROOKWOOD PKWY
HILLSBORO
OR
97124
0
1
0
0
VP WORLDWIDE OPERATIONS
Common Stock
15000
I
by trust
STEVEN R GRANT
2008-07-18 |
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2004-06-03
1
0000774695
PINNACLE SYSTEMS INC
PCLE
0001256271
ADAMS LESLIE A
0
1
0
1
Sr. VP Marketing Services
Sr. VP Marketing Services
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2004-06-03 |
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2007-03-01
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0000911151
EMAK Worldwide, Inc.
EMAK
0001256297
KRISTOFEK BRIAN
C/O EMAK WORLDWIDE, INC.
6330 SAN VICENTE BLVD.
LOS ANGELES
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1
0
0
CEO, Upshot, Inc.
Restricted Stock
0
2006-07-17
2012-07-17
Common Stock
10000
D
Restricted Stock Units
0
Common Stock
4000
D
Restricted Stock Units
0
Common S... |
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3
2014-02-18
1
0000055772
KIMBALL INTERNATIONAL INC
KBALB
0001256332
RYAN KIMBERLY K
1600 ROYAL STREET
JASPER
IN
47549
1
0
0
0
JAMES M. KRODEL, ATTORNEY-IN-FACT AND AGENT
2014-02-18 |
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2003-08-15
0
0001102556
NUANCE COMMUNICATIONS
NUAN
0001256344
MONACO PETER
1005 HAMILTON CT
MENLO PARK
CA
94025
0
1
0
0
Vice President, Applications E
Common Stock
7189
D
Common Stock
71085
D
Common Stock
42000
I
LLC
Employee Stock Option
0.09
1997-01-01
2006-01-04
Common Stock
37500
D
Employee Stock Option
1.2... |
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3
2003-07-22
0
0001163882
FILTERING ASSOCIATES INC
n/a
0001256349
FROST KEVIN
1
1
1
0
President
Common Stock
980000
D
Kevin Frost
2003-07-29 |
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2003-07-23
1
0001163882
FILTERING ASSOCIATES INC
n/a
0001256849
WIGGINS EDWARD
18 TECHNOLOGY
STE 208
IRVINE
CA
92618
1
1
0
0
Treasurer
Edward Wiggins
2003-07-29 |
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2015-06-17
1
0001122388
ELLIE MAE INC
ELLI
0001256358
BLASING KAREN
C/O ELLIE MAE, INC.
4420 ROSEWOOD DRIVE, SUITE 500
PLEASANTON
CA
94588
1
0
0
0
/s/ Karen Louise Blasing
2015-06-17 |
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2003-07-21
1
0001025996
KILROY REALTY CORP
KRC
0001256360
BRENNAN EDWARD F
1
0
0
0
Tyler H. Rose, Treasurer, as attorney-in-fact for Edward F. Brennan
2003-07-24 |
<?xml version="1.0"?>
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3
2003-07-24
0
0001091883
CIRCOR INTERNATIONAL INC
cir
0001256370
TAYLOR BARRY L SR
C/O CIRCOR INTERNATIONAL, INC.
35 CORPORATE DRIVE, SUITE 290
BURLINGTON
MA
01803
0
1
0
0
VP & GM Instr. Indus. Products
Stock Options (right to buy)
9.5
2000-10-29
2009-10-29
Common Stock
11200
D
Stock Options (right to buy)
7.5
2... |
<?xml version="1.0"?>
<ownershipDocument>
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<issuerCik>0000882873</issuerCik>
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2003-07-21
0
0000882873
UROLOGIX INC
ULGX
0001256399
PAULSON TODD
0
1
0
0
Vice President-Finance
Common Stock
3619
D
Option (right to buy)
5.188
2001-05-16
2010-05-16
Common Stock
9000
D
Option (right to buy)
13.75
2002-08-15
2011-08-15
Common Stock
13000
D
Option (right to buy)
4.72
2003-08-30
2012-08-30
Common Stoc... |
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<issuerName>MEDAMICUS INC</issuerName>
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3
2003-10-23
0
0000833140
MEDAMICUS INC
MEDM
0001268635
BIOMEC TECHNOLOGIES INC
7452 WEST 78TH STREET
MINNEAPOLIS
MN
55439
0
0
1
0
Common Stock
866666
D
Trevor O. Jones
2003-10-31 |
<?xml version="1.0"?>
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3
2003-10-23
0
0000833140
MEDAMICUS INC
MEDM
0001071493
BIOMEC INC
1771 EAST 30TH STREET
CLEVELAND
OH
44114
0
0
1
0
Common Stock
46667
D
Common Stock
886666
I
(1)
886,666 shares of common stock are owned by Biomec Technologies Inc., a wholly owned subsidiary of Biomec Inc., over which Biomec Inc. shares voting an... |
<?xml version="1.0"?>
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<issuerName>HEALTH FITNESS CORP /MN/</i... | 0001256401-03-000019 | 20031210 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3721}] | 20031208 | X0201
3
2003-12-08
0
0000886432
HEALTH FITNESS CORP /MN/
HFIT
0001074396
BAYVIEW CAPITAL PARTNERS LP
641 EAST LAKE STREET
SUITE 230
WAYZATA
MN
55391
0
0
1
0
Warrant
0.5
2003-12-08
2013-12-08
Common Stock
1210320
D
Series A Convertible Preferred Stock
0.5
2003-12-08
Common Stock
2000000
D
Series A Convertible Preferred ... |
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3
2003-12-08
0
0000886432
HEALTH FITNESS CORP /MN/
HFIT
0001273425
MUSECH CARY
641 EAST LAKE ST STE 230
WAYZATA
MN
55391
1
0
0
0
Warrant
0.5
2003-12-08
2013-12-08
Common Stock
1210320
I
By Bayview Capital Partners LLP
Sreies A Convertible Stock
0.5
2003-12-08
Common Stock
2000000
I
By Bayview Capital Partners LLP... |
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<issuerName>VELOCITY EXPRESS CORP</issu... | 0001256401-03-000022 | 20031224 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 4918}] | 20031219 | X0201
3
2003-12-19
0
0001002902
VELOCITY EXPRESS CORP
VEXP
0001184424
LAPP WILLIAM S
0
0
1
0
Common Stock
10000
D
Series I Convertible Preferred Stock
0.15
Common Stock
850000
D
Series I Convertible Preferred Stock
0.15
Common Stock
150000
I
By Trustee
Issuance and conversion of the Series I Convertible Preferred Stock... |
<?xml version="1.0"?>
<ownershipDocument>
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<issuer>
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<issuerName>APPLIANCE RECYCLING CENTERS O... | 0001256401-04-000018 | 20040625 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3283}] | 19980910 | X0202
3
1998-09-10
0
0000862861
APPLIANCE RECYCLING CENTERS OF AMERICA INC /MN
ARCI.OB
0000822874
MEDALLION CAPITAL INC
TWO APPLETREE SQUARE
STE 335
BLOOMINGTON
MN
55425
0
0
1
0
Common Stock
100000
D
Warrant
2.5
1998-09-10
Common Stock
700000
D
Warrant shall terminate upon the latter of the end of the seventh year or t... |
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<issuerName>ANGEION CORP/MN</issuerName>
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3
2004-07-06
0
0000815093
ANGEION CORP/MN
ANGN
0001195915
YOUNG RODNEY A
350 OAK GROVE PARKWAY
ST. PAUL
MN
55127
0
1
0
0
Executive Vice President
Common Stock
2000
D
Rodney A. Young
2004-07-06 |
<?xml version="1.0"?>
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3
2003-08-01
0
0000851207
FIRST FEDERAL CAPITAL CORP
FTFC
0001256423
KOECK DAVID A
3112 MAC HARLEY LANE
LA CROSSE
WI
54601
0
1
0
0
Subsidary Bank Officer
FTFC COMMON STOCK
500
D
FTFC COMMON STOCK
90
I
401(K) SELF
FTFC COMMON STOCK
993
I
ESOP
INCENTIVE STOCK OPTIONS
14.75
1998-01-27
2008-01-27
FTFC COMMON STOCK
30... |
<?xml version="1.0"?>
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<issuer>
<issuerCik>0001388126</issuerCik>
<issuerName>Pioneer Diversified High Inco... | 0001256424-07-000001 | 20070525 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 1478}] | 20070524 | X0202
3
2007-05-24
1
0001388126
Pioneer Diversified High Income Trust
HNW
0001256424
PRESUTTI LUIS I
60 STATE STREET
BOSTON
MA
02109
0
1
0
0
Assistant Treasurer
/s/ Luis I. Presutti
2007-05-25 |
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