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TeraflopAI
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0001299967-10-000011
20100528
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20091231
X0303 5 2009-12-31 0 0 0 0001299967 JMG Exploration, Inc. JMGE 0001323559 Skeehan Joseph W JMG EXPLORATION 180 S LAKE AVENUE, 7TH FLOOR PASADENA CA 91107 0 1 0 0 CEO Common Shares 4454 D Series C Warrants 5 2005-08-03 2010-01-15 Common Shares 4454 4454 D Qualified Stock Options 5 2005-04-06 2010-04-06 Common Shares 400...
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0001299967-10-000012
20100528
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20091231
X0303 5 2009-12-31 0 0 0 0001299967 JMG Exploration, Inc. JMGE 0001334178 SANDLER REUBEN JMG EXPLORATION INC. 180 SOUTH LAKE AVE., 7TH FLOOR PASADENA CA 91101 1 0 0 0 Common Shares 10000 D Series A Warrants 6 2004-08-31 2010-01-15 Common Shares 3125 3125 D Series B Warrants 4.25 2004-08-31 2010-01-15 Common Shares 1250...
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0001299967-10-000013
20100528
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20091231
X0303 5 2009-12-31 1 0 0 0001299967 JMG Exploration, Inc. JMGE 0001284460 GREENSLADE REGINALD J JMG EXPLORATION 180 SOUTH LAKE AVE, 7TH FLOOR PASADENA CA 91101 1 0 0 0 Common Stock 46938 D Series C Warrants 5 2005-08-03 2010-01-15 Common Shares 46938 46938 D Qualified Stock Options 5 2005-04-06 2010-04-06 Common Shares...
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0001299967-11-000001
20110120
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20101231
X0303 5 2010-12-31 0 0 0 0001299967 JMG Exploration, Inc. jmge 0001334178 SANDLER REUBEN C/O JMG EXPLORATION INC. 180 SOUTH LAKE AVENUE PASADENA CA 91101 1 0 0 0 Series A warrant 6 2004-08-31 2012-01-15 common stock 3125 3125 D Series B warrant 4.25 2004-08-31 2012-01-15 common stock 12500 15625 D common stock options ...
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0001299967-11-000002
20110120
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20101231
X0303 5 2010-12-31 0 0 0 0001299967 JMG Exploration, Inc. jmge 0001323559 Skeehan Joseph W 1875 LAWRENCE STREET SUITE 450 DENVER CO 80202 1 0 0 0 Series C warrant 5 2004-08-31 2012-01-15 common stock 4454 4454 D common stock options 0.22 2010-01-26 2015-01-26 common stock 75000 79454 D /s/Joseph W Skeehan 2011-01-20
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0001299967-11-000003
20110120
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20101231
X0303 5 2010-12-31 0 0 0 0001299967 JMG Exploration, Inc. jmge 0001361896 Yorke Justin W C/O JMG EXPLORATION 180 SOUTH LAKE AVENUE PASADENA CA 91101 1 1 0 0 CEO, CFO common stock options 0.22 2010-01-26 2015-01-26 common stock 85000 85000 D /s/ Justin W Yorke 2011-01-20
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0001299967-12-000002
20120208
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20111231
X0304 5 2011-12-31 0 0 0 0001299967 JMG Exploration, Inc. jmge 0001334178 SANDLER REUBEN C/O JMG EXPLORATION INC. 180 SOUTH LAKE AVENUE PASADENA CA 91101 1 0 0 0 Series A warrant 6 2004-08-31 2013-01-15 common stock 3125 3125 D Series B warrant 4.25 2004-08-31 2013-01-15 common stock 12500 15625 D common stock options ...
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0001299967-12-000003
20120208
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20111231
X0304 5 2011-12-31 0 0 0 0001299967 JMG Exploration, Inc. jmge 0001361896 Yorke Justin W C/O JMG EXPLORATION 180 SOUTH LAKE AVENUE PASADENA CA 91101 1 1 0 0 CEO, CFO common stock options 2 2007-04-18 2012-04-18 common stock 45000 45000 D /s/ Justin Yorke 2012-02-08
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0001299967-12-000005
20120208
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20111231
X0304 5 2011-12-31 0 0 0 0001299967 JMG Exploration, Inc. jmge 0001323559 Skeehan Joseph W C/O JMG EXPLORATION PASADENA CA 91101 1 0 0 0 Series C warrant 5 2005-08-03 2013-01-15 common stock 4454 4454 D common stock options 0.22 2010-01-26 2015-01-26 common stock 85000 89454 D /s/ Joseph Skeehan 2012-02-08
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0001299967-13-000004
20130305
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20121231
X0306 5 2012-12-31 0 0 0 0001299967 JMG Exploration, Inc. JMGE 0001557060 Eastman David 600 N. BRAND BLVD. SUITE 230 GLENDALE CA 91203 0 1 0 0 CFO Class M Preferred Stock 11213.31 D Preferred Stock Option 114 2012-08-31 2018-08-31 Class M Preferred Stock 3021.54 3021.54 D /s/ David Eastman 2013-03-05
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0001299967-13-000005
20130305
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20121231
X0306 5 2012-12-31 0 0 0 0001299967 JMG Exploration, Inc. JMGE 0001556550 Grant David 600 N. BRAND BLVD. SUITE 230 GLENDALE CA 91203 1 1 0 0 CEO Class M Preferred Stock 62865.07 D Preferred Stock Option 114 2012-08-31 2018-08-31 Class M Preferred Stock 16939.67 16939.67 D /s/ David Grant 2013-03-05
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0001299967-13-000006
20130305
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20121231
X0306 5 2012-12-31 0 0 0 0001299967 JMG Exploration, Inc. JMGE 0001556565 Kuwadekar Sanjeev 600 N. BRAND BLVD. SUITE 230 GLENDALE CA 91203 1 0 0 0 Class M Preferred Stock 27606.66 D Preferred Stock Option 114 2012-08-31 2018-08-31 Class M Preferred Stock 7438.91 7438.91 D /s/ Sanjeev Kuwadekar 2013-03-05
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0001299967-13-000007
20130305
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20121231
X0306 5 2012-12-31 0 0 0 0001299967 JMG Exploration, Inc. JMGE 0001334162 WELLS DONALD PRESCOTT 600 N. BRAND BLVD. SUITE 230 GLENDALE CA 91203 1 0 0 0 Common Stock 3000 D Preferred Stock Option 114 2012-08-31 2018-08-31 Class M Preferred Stock 500 500 D /s/ Donald Wells 2013-03-05
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0001299967-13-000008
20130305
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20121231
X0306 5 2012-12-31 0 0 0 0001299967 JMG Exploration, Inc. JMGE 0001557258 Burg Robert 600 N. BRAND BLVD. SUITE 230 GLENDALE CA 91203 1 0 0 0 Class M Preferred Stock 100 D Preferred Stock Option 114 2012-08-31 2018-08-31 Class M Preferred Stock 500 500 D /s/Robert Burg 2013-03-05
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0001299967-13-000009
20130305
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20121231
X0306 5 2012-12-31 0 0 0 0001299967 JMG Exploration, Inc. JMGE 0001556567 Cerkovnik Edward 600 N. BRAND BLVD. SUITE 230 GLENDALE CA 91203 1 0 0 0 Class M Preferred Stock 100 D Preferred Stock Option 114 2012-08-31 2018-08-31 Class M Preferred Stock 500 500 D /s/ Edward Cerkovnik 2013-03-05
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0001299967-13-000013
20130307
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20121231
X0306 5 2012-12-31 0 0 0 0001299967 JMG Exploration, Inc. JMGE 0001571471 Spalter Michael 600 N. BRAND BLVD., SUITE 230 GLENDALE CA 91203 0 1 0 0 COO Common Stock Option 398 2013-10-01 2019-10-01 Common Stock 780000 780000 D /s/ Michael Spalter 2013-03-07
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0001300154-16-000001
20160212
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20151231
X0306 5 2015-12-31 0 0 1 0001546429 Blackstone / GSO Strategic Credit Fund BGB 0001300154 Jasper Thomas W C/O BLACKSTONE/GSO FUNDS 345 PARK AVE 31ST FLOOR NEW YORK NY 10154 0 0 0 1 Trustee Common Shares of Beneficial Interest 2015-12-09 4 S 0 L 2500 13.612 D 0 D /s/ Thomas W. Jasper 2016-02-12
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0001300186-05-000006
20050214
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20041231
X0202 5 2004-12-31 0 0 0 0000890394 MONOLITHIC SYSTEM TECHNOLOGY INC MOSY 0001143867 LEUNG WING YU C/O MONOLITHIC SYSTEM TECHNOLOGY 1020 STEWART DRIVE SUNNYVALE CA 94085 1 1 0 0 Executive VP and CTO Common Stock 2004-12-20 5 G 0 23700 0 D 1826980 D In addition to these shares, Dr. Leung indirectly beneficially owns 17,...
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0001300195-04-000001
20040826
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20030927
X0202 5 2003-09-27 0 0 0 0000320431 UNIFIED WESTERN GROCERS INC none 0001300195 ONeal Peter J 5200 SHEILA STREET COMMERCE CA 90040 1 0 0 0 Class A Shares 2003-09-19 5 P 0 L 50 158.23 A 150 I White Salmon Foods, Inc. Class B Shares 2003-12-17 5 J 0 L 152 163 A 456 I White Salmon Foods, Inc. Class E Shares 2003-12-17 5 P...
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0001300195-07-000004
20071210
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20051001
X0202 5 2005-10-01 0 0 1 0000320431 UNIFIED WESTERN GROCERS INC none 0001300195 ONeal Peter J 5200 SHEILA STREET COMMERCE CA 90040 1 0 0 0 Class B Shares 2004-12-17 4 P 0 L 68 174.39 A 68 I Novato Foods, Inc. Class E Shares 2004-12-17 4 P 0 L 1 100 A 1 I Novato Foods, Inc. P4 Shares owned by Novato Foods, Inc., an affi...
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0001300195-07-000005
20071210
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20060930
X0202 5 2006-09-30 0 0 1 0000320431 UNIFIED WESTERN GROCERS INC none 0001300195 ONeal Peter J 5200 SHEILA STREET COMMERCE CA 90040 1 0 0 0 Class B Shares 2005-12-20 4 P 0 L 25 195.72 A 93 I Novato Foods, Inc. Class E Shares 2005-12-20 4 P 0 L 78 100 A 79 I Novato Foods, Inc. P4 Shares owned by Novato Foods, Inc., an af...
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0001300195-07-000006
20071210
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20070929
X0202 5 2007-09-29 0 0 1 0000320431 UNIFIED WESTERN GROCERS INC none 0001300195 ONeal Peter J 5200 SHEILA STREET COMMERCE CA 90040 1 0 0 0 Class E Shares 2007-01-02 4 P 0 L 120 100 A 123 I White Salmon Foods, Inc. Class B Shares 2007-01-02 4 P 0 L 72 222.82 A 165 I Novato Foods, Inc. Class E Shares 2007-01-02 4 P 0 L 3...
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0001300206-08-000003
20081010
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20080831
X0303 5 2008-08-31 0 0 0 0000320174 BSD MEDICAL CORP bsdm 0001300206 Sennewald Gerhard W VIA DEL PANTHEON 45/7A ROME L6 00186 ITALY 1 0 1 0 Common Stock 2007-09-26 5 G 0 50000 0 A 6435423 D Gerhard W Sennewald 2008-10-10
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0001300206-10-000002
20100923
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20100831
X0303 5 2010-08-31 0 0 0 0000320174 BSD MEDICAL CORP bsdmc 0001300206 Sennewald Gerhard W VIA DEL PANTHEON 45/7A ROME L6 00186 ITALY 1 0 1 0 Common Stock 2009-11-12 5 G 0 200000 0 D 6310640 D Gerhard W Sennewald 2010-09-23
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0001300206-11-000003
20111212
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20110831
X0304 5 2011-08-31 0 0 0 0000320174 BSD MEDICAL CORP bsdm 0001300206 Sennewald Gerhard W VIA DEL PANTHEON 45/7A ROME L6 00186 ITALY 1 0 1 0 Common Stock 2010-12-02 5 G 0 90000 0 D 6277939 D Gerhard W Sennewald 2011-12-12
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0001300223-04-000002
20040923
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20030927
X0202 5 2003-09-27 0 0 0 0000320431 UNIFIED WESTERN GROCERS INC none 0001300223 McCormack Jay T 5200 SHEILA STREET COMMERCE CA 90040 1 0 0 0 Class A Shares 2003-09-19 5 P 0 L 50 158.23 A 150 I Glen Avon Food, Inc. Class A Shares 2003-09-19 5 C 0 L 50 142.78 A 150 I Alamo Foods, Inc. Class B Shares 2003-09-19 5 C 0 L 50...
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0001300232-04-000001
20040826
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20030927
X0202 5 2003-09-27 0 0 0 0000320431 UNIFIED WESTERN GROCERS INC none 0001300232 Khaledi Darioush 5200 SHEILA STREET COMMERCE CA 90040 1 0 0 0 Class A Shares 2003-09-19 5 C 0 L 50 106.66 A 150 I KV Mart Co. Class B Shares 2003-09-19 5 C 0 L 50 106.66 D 17074 I KV Mart Co. Class B Shares 2003-12-04 5 P 0 L 94 171.29 A 17...
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0001300350-04-000002
20041216
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20041231
X0202 5 2004-12-31 0 0 0001014669 STERLING CHEMICALS INC SCHI 0001300350 Rostek Paul C C/O STERLING CHEMICALS, INC. 333 CLAY STREET; SUITE 3600 HOUSTON TX 77002 0 1 0 0 Senior VP-Commercial Employee Stock Option (Right to Buy) 31.60 2004-11-05 5 A 0 27500 0 A 2014-11-05 Common Stock 27500 27500 D Option vests in three ...
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0001300352-04-000001
20040817
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20040301
X0202 5 2004-03-01 0 0 0 0001078037 REMEDENT USA INC/AZ REMM 0001300352 Ross Stephen Farley 1921 MALCOLM AVENUE, SUITE 101 LOS ANGELES CA 90025 1 1 0 0 Chief Financial Officer Common Stock 2004-03-23 5 P 0 L 39916 19959 A 39916 D Stock Opotions 0.05 2002-03-29 5 P 0 1000000 A 2002-03-29 Common Stock 1000000 1000000 D S...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001257790 HOCKENBROCHT DAVID W 2400 EAST GANSON STREET JACKSON MI 49202 1 1 0 0 President & CEO Common Stock 2856 I Held by Qualified Plan maintained by Issuer Common Stock 65058 D Employee Stock Option (Right to Purchase) 3.67 2001-12-18 2005-12-18 Common Stock 46305...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001252309 LANGLEY RICHARD L 2400 EAST GANSON STREET JACKSON MI 49202 1 1 0 0 Sr. VP/Chief Financial Officer Common Stock 17016 D Common Stock 1656 I Held by Qualified 401(k) plan maintained by Issuer Employee Stock Option (Right to Purchase) 3.57 2001-09-29 2005-09-29...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001252321 WIDENER SUSAN E 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Asst Treasurer/Asst Secretary Common Stock 1088 I Held by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 6.06 2002-12-21 2006-12-21 Common Stock 1447 1447 ...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001252311 MARTIN STEPHANIE A 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Sr. Vice President Common Stock 11080 D Common Stock 1240 I Held by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 6.06 2002-12-21 2006-12-21 Common Sto...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001259893 SMITH BRADLEY O 2400 EAST GANSON STREET JACKSON MI 49202 1 1 1 0 Chairman of the Board Common Stock 775930 D Common Stock 920 I Held by Qualified 401(k) Plan maintained by Issuer Common Stock 35538 I Held by an IRA Common Stock 12026 I Held by Spouse Common ...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001252308 JOHNSON DOUGLAS E 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 COO/Exec Vice President Common Stock 1953 I Held by a Qualified 401(k) plan maintained by Issuer. Common Stock 5787 D Employee Stock Option (Right to Purchase) 3.67 2001-12-18 2005-12-18 Comm...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001252320 STRANKO CHARLES ALLAN 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Vice President Common Stock 1343 I Held by by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 6.06 2002-12-21 2006-12-21 Common Stock 2894 2894 D Empl...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001252307 JOHNS RICHARD JAMES 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 854 D Employee Stock Option (Right to Purchase) 7.19 2004-04-25 2013-04-25 Common Stock 2563 2563 D Employee Stock Option (Right to Purchase 9.45 2006-04-22 2015-04-22 Common S...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001253354 MOLFENTER DAVID P 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 1157 D Employee Stock Option (Right to Purchase) 6.06 2002-12-21 2006-12-21 Common Stock 2315 2315 D Employee Stock Option (Right to Purchase) 7.19 2004-04-25 2013-04-25 Common S...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001252314 SLUSSER W PETER 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 1157 D Employee Stock Option (Right to Purchase) 6.06 2002-12-21 2006-12-21 Common Stock 2315 2315 D Employee Stock Option (Right to Purchase) 7.19 2004-04-25 2013-04-25 Common Sto...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001252303 DEBOER JAMES N 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 5057 D Employee Stock Option (Right to Purchase) 6.06 2002-12-21 2006-12-21 Common Stock 2315 2315 D Employee Stock Option (Right to Purchase) 7.19 2004-04-25 2013-04-25 Common Stoc...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001252310 LERCZAK JOSEPH S 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Corp Controller/Secretary Common Stock 3472 D Common Stock 1143 I Held by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 3.67 2001-12-18 2005-12-18 Common...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001252313 NOECKER WILLIAM I 2400 EAST GANSON STREET JACKSON MI 40202 1 0 0 0 Employee Stock Option (Right to Purchase) 6.06 2002-12-21 2006-12-21 Common Stock 2315 2315 D Employee Stock Option (Right to Purchase) 7.19 2004-04-25 2013-04-25 Common Stock 1103 1103 D Emp...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001252323 WOODS MICHAEL G 2400 EAST GANSON STREET JACKSON MI 4902 0 1 0 0 Sr. Vice President Common Stock 4200 D Employee Stock Option (Right to Purchase) 3.67 2001-12-18 2005-12-18 Common Stock 7376 7376 D Employee Stock Option (Right to Purchase) 6.06 2002-12-21 200...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001252305 FAST JAMES D 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 1388 D Employee Stock Option (Right to Purchase) 6.06 2002-12-21 2006-12-21 Common Stock 2315 2315 D Employee Stock Option (Right to Purchase) 7.19 2004-04-25 2013-04-25 Common Stock ...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001252318 SOBOLEWSKI MICHAEL DONALD 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Sr. Vice President Common Stock 1307 I Held by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 6.06 2002-12-21 2006-12-21 Common Stock 5789 5789 D...
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X0202 5 2006-06-30 0 0 0000092679 SPARTON CORP SPA 0001252310 LERCZAK JOSEPH S 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Corp Controller/Secretary Common Stock 9724 D Common Stock 1531 I Held by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 5.77 2002-12-21 2006-12-21 Common...
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X0202 5 2006-06-30 0 0 0000092679 SPARTON CORP SPA 0001252321 WIDENER SUSAN E 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Asst Treasurer/Asst Secretary Common Stock 1453 I Held by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 6.99 2003-08-23 2007-08-23 Common Stock 1519 1519 ...
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X0202 5 2005-06-30 0 0 0000092679 SPARTON CORP SPA 0001252323 WOODS MICHAEL G 2400 EAST GANSON STREET JACKSON MI 4902 0 1 0 0 Sr. Vice President Common Stock 4200 D Employee Stock Option (Right to Purchase) 3.67 2001-12-18 2005-12-18 Common Stock 7376 7376 D Employee Stock Option (Right to Purchase) 6.06 2002-12-21 200...
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X0202 5 2006-06-30 0 0 0000092679 SPARTON CORP SPA 0001252307 JOHNS RICHARD JAMES 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 896 D Employee Stock Option (Right to Purchase) 6.85 2004-04-25 2013-04-25 Common Stock 2691 2691 D Employee Stock Option (Right to Purchase) 9.00 2006-04-22 2015-04-22 Common ...
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X0202 5 2006-06-30 0 0 0000092679 SPARTON CORP SPA 0001252309 LANGLEY RICHARD L 2400 EAST GANSON STREET JACKSON MI 49202 1 1 0 0 Sr. VP/Chief Financial Officer Common Stock 60410 D Common Stock 2272 I Held by a Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 5.77 2002-12-21 2006-12-...
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X0202 5 2006-06-30 0 0 0000092679 SPARTON CORP SPA 0001253354 MOLFENTER DAVID P 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 1214 D Employee Stock Option (Right to Purchase) 5.77 2002-12-21 2006-12-21 Common Stock 2431 2431 D Employee Stock Option (Right to Purchase) 6.85 2004-04-25 2013-04-25 Common S...
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X0202 5 2006-06-30 0 0 0000092679 SPARTON CORP SPA 0001252314 SLUSSER W PETER 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 1214 D Employee Stock Option (Right to Purchase) 5.77 2002-12-21 2006-12-21 Common Stock 2431 2431 D Employee Stock Option (Right to Purchase) 6.85 2004-04-25 2013-04-25 Common Sto...
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X0202 5 2006-06-30 0 0 0000092679 SPARTON CORP SPA 0001252303 DEBOER JAMES N 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 5309 D Employee Stock Option (Right to Purchase) 5.77 2002-12-21 2006-12-21 Common Stock 2431 2431 D Employee Stock Option (Right to Purchase) 6.85 2004-04-25 2013-04-25 Common Stoc...
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X0202 5 2006-06-30 0 0 0000092679 SPARTON CORP SPA 0001252308 JOHNSON DOUGLAS E 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 COO/Exec Vice President Common Stock 17031 D Common Stock 2669 I Held by a Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 5.77 2002-12-21 2006-12-21 Comm...
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X0202 5 2006-06-30 0 0 0000092679 SPARTON CORP SPA 0001257790 HOCKENBROCHT DAVID W 2400 EAST GANSON STREET JACKSON MI 49202 1 1 0 0 President & CEO Common Stock 79427 D Common Stock 3654 I Held by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 5.77 2002-12-21 2006-12-21 Common Stoc...
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X0202 5 2006-06-30 0 0 0000092679 SPARTON CORP SPA 0001252305 FAST JAMES D 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 1457 D Employee Stock Option (Right to Purchase) 5.77 2002-12-21 2006-12-21 Common Stock 2431 2431 D Employee Stock Option (Right to Purchase) 6.85 2004-04-25 2013-04-25 Common Stock ...
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X0202 5 2006-06-30 0 0 0000092679 SPARTON CORP SPA 0001259893 SMITH BRADLEY O 2400 EAST GANSON STREET JACKSON MI 49202 1 1 1 0 Chairman of the Board Common Stock 881960 D Common Stock 33102 I Held by an IRA Common Stock 12627 I Held by Spouse Common Stock 849 I Held by Spouse's IRA Common Stock 1032184 I Held by John J...
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X0202 5 2006-06-30 0 0 0000092679 SPARTON CORP SPA 0001252320 STRANKO CHARLES ALLAN 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Vice President Common Stock 1805 I Held by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 5.77 2002-12-21 2006-12-21 Common Stock 3039 3039 D Employe...
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X0202 5 2006-06-30 0 0 0000092679 SPARTON CORP SPA 0001252313 NOECKER WILLIAM I 2400 EAST GANSON STREET JACKSON MI 40202 1 0 0 0 Employee Stock Option (Right to Purchase) 5.77 2002-12-21 2006-12-21 Common Stock 2431 2431 D Employee Stock Option (Right to Purchase) 6.85 2004-04-25 2013-04-25 Common Stock 1158 1158 D Emp...
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0001300378-07-000011
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20070630
X0202 5 2007-06-30 0 0 0000092679 SPARTON CORP SPA 0001252313 NOECKER WILLIAM I 2400 EAST GANSON STREET JACKSON MI 40202 1 0 0 0 Common Stock 2552 D Employee Stock Option (Right to Purchase) 6.52 2004-04-25 2013-04-25 Common Stock 1216 1216 D Employee Stock Option (Right to Purchase) 8.57 2006-04-22 2015-04-22 Common S...
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0001300378-07-000012
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20070630
X0202 5 2007-06-30 0 0 0000092679 SPARTON CORP SPA 0001252305 FAST JAMES D 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 2399 D Employee Stock Option (Right to Purchase) 6.52 2004-04-25 2013-04-25 Common Stock 1216 1216 D Employee Stock Option (Right to Purchase) 8.57 2006-04-22 2015-04-22 Common Stock ...
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0001300378-07-000013
20070813
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20070630
X0202 5 2007-06-30 0 0 0000092679 SPARTON CORP SPA 0001252308 JOHNSON DOUGLAS E 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 COO/Exec Vice President Common Stock 17882 D Common Stock 3493 I Held by a Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 6.66 2003-08-23 2007-08-23 Comm...
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0001300378-07-000014
20070813
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20070630
X0202 5 2007-06-30 0 0 0000092679 SPARTON CORP SPA 0001252310 LERCZAK JOSEPH S 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Corp Controller/Secretary Common Stock 10208 D Common Stock 1997 I Held by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 6.66 2003-08-23 2007-08-23 Commo...
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0001300378-07-000015
20070813
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20070630
X0202 5 2007-06-30 0 0 0000092679 SPARTON CORP SPA 0001257790 HOCKENBROCHT DAVID W 2400 EAST GANSON STREET JACKSON MI 49202 1 1 0 0 President & CEO Common Stock 83209 D Common Stock 4525 I Held by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 6.66 2003-08-23 2007-08-23 Common Stoc...
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0001300378-07-000016
20070813
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20070630
X0202 5 2007-06-30 0 0 0000092679 SPARTON CORP SPA 0001252323 WOODS MICHAEL G 2400 EAST GANSON STREET JACKSON MI 4902 0 1 0 0 Sr. Vice President Common Stock 6778 D Employee Stock Option (Right to Purchase) 6.66 2003-08-23 2007-08-23 Common Stock 6382 6382 D Employee Stock Option (Right to Purchase) 6.52 2004-04-25 201...
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0001300378-07-000017
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20070630
X0202 5 2007-06-30 0 0 0000092679 SPARTON CORP SPA 0001252309 LANGLEY RICHARD L 2400 EAST GANSON STREET JACKSON MI 49202 1 1 0 0 Sr. VP/Chief Financial Officer Common Stock 63429 D Common Stock 2982 I Held by a Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 6.66 2003-08-23 2007-08-...
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0001300378-07-000018
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20070630
X0202 5 2007-06-30 0 0 0000092679 SPARTON CORP SPA 0001253354 MOLFENTER DAVID P 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 2146 D Employee Stock Option (Right to Purchase) 6.52 2004-04-25 2013-04-25 Common Stock 1216 1216 D Employee Stock Option (Right to Purchase) 8.57 2006-04-22 2015-04-22 Common S...
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0001300378-07-000019
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20070630
X0202 5 2007-06-30 0 0 0000092679 SPARTON CORP SPA 0001380102 Fabricius-Olsen Jens-Erik 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Vice President Aerospace Common Stock 2560 I Held by a Qualified 401k Plan maintained by Issuer. Employee Stock Option (Right to Purchase) 6.52 2004-04-25 2013-04-25 Common Stock 1216...
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0001300378-07-000020
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20070630
X0202 5 2007-06-30 0 0 0000092679 SPARTON CORP SPA 0001384585 Stierhoff Duane K 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Sr. Vice Pres. Employee Stock Option (Right to Purchase) 8.48 2007-08-31 2016-08-31 Common Stock 10500 10500 D The stock option was granted pursuant to the Amended and Restated Sparton Corpor...
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0001300378-07-000021
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20070630
X0202 5 2007-06-30 0 0 0000092679 SPARTON CORP SPA 0001252303 DEBOER JAMES N 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 7674 D Employee Stock Option (Right to Purchase) 6.52 2004-04-25 2013-04-25 Common Stock 1216 1216 D Employee Stock Option (Right to Purchase) 8.57 2006-04-22 2015-04-22 Common Stoc...
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0001300378-07-000022
20070814
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20070630
X0202 5 2007-06-30 0 0 0000092679 SPARTON CORP SPA 0001252314 SLUSSER W PETER 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 2837 D Employee Stock Option (Right to Purchase) 6.52 2004-04-25 2013-04-25 Common Stock 1216 1216 D Employee Stock Option (Right to Purchase) 8.57 2006-04-22 2015-04-22 Common Sto...
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0001300378-07-000023
20070814
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20070630
X0202 5 2007-06-30 0 0 0000092679 SPARTON CORP SPA 0001259893 SMITH BRADLEY O 2400 EAST GANSON STREET JACKSON MI 49202 1 1 1 0 Chairman of the Board Common Stock 1092051 D Common Stock 34757 I Held by an IRA Common Stock 13258 I Held by Spouse Common Stock 891 I Held by Spouse's IRA Common Stock 1083792 I Held by John ...
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0001300378-08-000013
20080814
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20080630
X0303 5 2008-06-30 0 0 0000092679 SPARTON CORP SPA 0001380102 Fabricius-Olsen Jens-Erik 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Vice President Aerospace Common Stock 2000 D Common Stock 2517 I Held by a Qualified 401k Plan maintained by Issuer. Employee Stock Option (Right to Purchase) 6.52 2004-04-25 2013-04-...
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0001300378-08-000014
20080815
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20080630
X0303 5 2008-06-30 0 0 0000092679 SPARTON CORP SPA 0001252309 LANGLEY RICHARD L 2400 EAST GANSON STREET JACKSON MI 49202 1 1 0 0 President/CEO Common Stock 63429 D Common Stock 3649 I Held by a Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 6.52 2004-04-25 2013-04-25 Common Stock 1...
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0001300384-04-000002
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20040630
X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001252303 DEBOER JAMES N 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 4817 D Employee Stock Option (Right to Purchase) 6.36 2002-12-21 2006-12-21 Common Stock 2205 2205 D Employee Stock Option (Right to Purchase) 7.55 2004-04-25 2013-04-25 Common Stoc...
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0001300384-04-000004
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20040630
X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001252321 WIDENER SUSAN E 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Asst Treasurer/Asst Secretary Common Stock 762 I Held by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 6.36 2002-12-21 2006-12-21 Common Stock 5513 5513 D...
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0001300384-04-000006
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X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001259893 SMITH BRADLEY O 2400 EAST GANSON STREET JACKSON MI 49202 1 1 1 0 Chairman of the Board Common Stock 738981 D Common Stock 646 I Held by Qualified 401(k) Plan maintained by Issuer Common Stock 33846 I Held by an IRA Common Stock 11454 I Held by Spouse Common ...
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0001300384-04-000007
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20040630
X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001252308 JOHNSON DOUGLAS E 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 COO/Exec Vice President Common Stock 1321 I Held by a Qualified 401(k) plan maintained by Issuer. Common Stock 5512 D Employee Stock Option (Right to Purchase) 3.85 2001-12-18 2005-12-18 Comm...
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0001300384-04-000009
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20040630
X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001257790 HOCKENBROCHT DAVID W 2400 EAST GANSON STREET JACKSON MI 49202 1 1 0 0 President & CEO Common Stock 1928 I Held by Qualified Plan maintained by Issuer Common Stock 61961 D Employee Stock Option (Right to Purchase) 3.85 2001-12-18 2005-12-18 Common Stock 44100...
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0001300384-04-000012
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20040630
X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001252311 MARTIN STEPHANIE A 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Vice President Common Stock 888 I Held by Qualified 401(k) Plan maintained by Issuer Common Stock 5513 D Employee Stock Option (Right to Purchase) 3.85 2001-12-18 2005-12-18 Common Stock 110...
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0001300384-04-000014
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20040630
X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001252318 SOBOLEWSKI MICHAEL DONALD 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Vice President Common Stock 869 I Held by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 6.36 2002-12-21 2006-12-21 Common Stock 5513 5513 D Empl...
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0001300384-04-000015
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20040630
X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001252320 STRANKO CHARLES ALLAN 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Vice President & Gen Manager Common Stock 931 I Held by by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 3.40 2001-05-26 2005-05-26 Common Stock 137...
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0001300384-04-000016
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20040630
X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001252323 WOODS MICHAEL G 2400 EAST GANSON STREET JACKSON MI 4902 0 1 0 0 Vice President & Gen Manager Employee Stock Option (Right to Purchase) 3.85 2001-12-18 2005-12-18 Common Stock 11025 11025 D Employee Stock Option (Right to Purchase) 6.36 2002-12-21 2006-12-21 ...
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X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001252306 HOUGHTALING ALAN J 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Vice President & Dtr Bsn Dev Common Stock 949 I Held by Qualified 401(k) Plan maintained by Issuer Common Stock 1102 D Employee Stock Option (Right to Purchase) 3.85 2001-12-18 2005-12-18 Co...
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0001300384-04-000022
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20040630
X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001252307 JOHNS RICHARD JAMES 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Employee Stock Option (Right to Purchase) 7.55 2004-04-25 2013-04-25 Common Stock 3255 3255 D The exercise price and number of shares have been adjusted to reflect the 5% stock dividends pa...
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0001300384-04-000024
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X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001253354 MOLFENTER DAVID P 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 1102 D Employee Stock Option (Right to Purchase) 6.36 2002-12-21 2006-12-21 Common Stock 2205 2205 D Employee Stock Option (Right to Purchase) 7.55 2004-04-25 2013-04-25 Common S...
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0001300384-04-000026
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X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001252314 SLUSSER W PETER 2400 EAST GANSON STREET JACKSON MI 49202 1 0 0 0 Common Stock 1102 D Employee Stock Option (Right to Purchase) 6.36 2002-12-21 2006-12-21 Common Stock 2205 2205 D Employee Stock Option (Right to Purchase) 7.55 2004-04-25 2013-04-25 Common Sto...
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20040630
X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001252313 NOECKER WILLIAM I 2400 EAST GANSON STREET JACKSON MI 40202 1 0 0 0 Employee Stock Option (Right to Purchase) 6.36 2002-12-21 2006-12-21 Common Stock 2205 2205 D Employee Stock Option (Right to Purchase) 7.55 2004-04-25 2013-04-25 Common Stock 1050 1050 D The...
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0001300384-04-000032
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20040630
X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001252309 LANGLEY RICHARD L 2400 EAST GANSON STREET JACKSON MI 49202 1 1 0 0 VP/Chief Financial Officer Common Stock 16206 D Common Stock 1121 I Held by Qualified 401(k) plan maintained by Issuer Employee Stock Option (Right to Purchase) 3.74 2001-09-29 2005-09-29 Com...
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0001300384-04-000034
20040816
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20040630
X0202 5 2004-06-30 0 0 0000092679 SPARTON CORP SPA 0001252310 LERCZAK JOSEPH S 2400 EAST GANSON STREET JACKSON MI 49202 0 1 0 0 Corp Controller/Secretary Common Stock 3307 D Common Stock 812 I Held by Qualified 401(k) Plan maintained by Issuer Employee Stock Option (Right to Purchase) 3.85 2001-12-18 2005-12-18 Common ...
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0001300514-18-000015
20180212
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20171231
X0306 5 2017-12-31 0 0 0 0001300514 LAS VEGAS SANDS CORP LVS 0001305334 Adelson Sheldon G 3355 LAS VEGAS BOULEVARD SOUTH LAS VEGAS NV 89109 1 1 1 0 Chairman/Board,CEO & Treasurer Common Stock 2017-02-01 5 G 0 519000 0 A 1004789 I By spouse's indirect ownership. Common Stock 2017-02-01 5 G 0 515200 0 A 1519989 I By spou...
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0001300514-18-000016
20180212
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20171231
X0306 5 2017-12-31 0 0 0 0001300514 LAS VEGAS SANDS CORP LVS 0001309416 Adelson Miriam 3355 LAS VEGAS BOULEVARD SOUTH LAS VEGAS NV 89109 0 0 1 0 Common Stock 2017-02-01 5 G 0 519000 0 A 1004789 I By a trust for the benefit of one or more members of the Adelson family. Common Stock 2017-02-01 5 G 0 515200 0 A 1519989 I ...
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0001300514-18-000017
20180212
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20171231
X0306 5 2017-12-31 0 0 0 0001300514 LAS VEGAS SANDS CORP LVS 0001305349 Forman Charles D 3355 LAS VEGAS BOULEVARD SOUTH LAS VEGAS NV 89109 1 0 0 0 Common Stock 2017-10-31 5 G 0 1500 0 D 206987 D /s/ Luci Altman Attorney-in-Fact 2018-02-12
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0001300514-19-000015
20190213
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20181231
X0306 5 2018-12-31 0 0 0 0001300514 LAS VEGAS SANDS CORP LVS 0001305334 Adelson Sheldon G 3355 LAS VEGAS BOULEVARD SOUTH LAS VEGAS NV 89109 1 1 1 0 Chairman/Board,CEO & Treasurer Common Stock 2018-02-01 5 G 0 439300 0 A 2434689 I By spouse's indirect ownership in Trust A. Common Stock 2018-02-01 5 G 0 276100 0 A 271078...
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0001300514-19-000016
20190213
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20181231
X0306 5 2018-12-31 0 0 0 0001300514 LAS VEGAS SANDS CORP LVS 0001309416 Adelson Miriam 3355 LAS VEGAS BOULEVARD SOUTH LAS VEGAS NV 89109 0 0 1 0 Common Stock 2018-02-01 5 G 0 439300 0 A 2434689 I By Trust A for the benefit of one or more members of the Adelson family. Common Stock 2018-02-01 5 G 0 276100 0 A 2710789 I ...
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0001300514-20-000014
20200212
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20191231
X0306 5 2019-12-31 0 0 0 0001300514 LAS VEGAS SANDS CORP LVS 0001309416 Adelson Miriam 3355 LAS VEGAS BOULEVARD SOUTH LAS VEGAS NV 89109 0 0 1 0 Common Stock 2019-03-28 5 G 0 512000 0 A 557700 I By Trust A for the benefit of one or more members of the Adelson family. Common Stock 2019-03-28 5 G 0 446600 0 A 1004300 I B...
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0001300514-20-000015
20200212
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20191231
X0306 5 2019-12-31 0 0 0 0001300514 LAS VEGAS SANDS CORP LVS 0001305334 Adelson Sheldon G 3355 LAS VEGAS BOULEVARD SOUTH LAS VEGAS NV 89109 1 1 1 0 Chairman/Board,CEO & Treasurer Common Stock 2019-03-28 5 G 0 512000 0 A 557700 I By spouse's indirect ownership in Trust A. Common Stock 2019-03-28 5 G 0 446600 0 A 1004300...
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0001300514-21-000035
20210211
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20201231
X0306 5 2020-12-31 0 0 0 0001300514 LAS VEGAS SANDS CORP LVS 0001309416 Adelson Miriam 3355 LAS VEGAS BOULEVARD SOUTH LAS VEGAS NV 89109 0 0 1 0 Common Stock 2020-02-11 5 G 0 488000 0 A 559500 I By Trust A for the benefit of one or more members of the Adelson family. Common Stock 2020-05-01 5 G 0 523600 0 A 1083100 I B...
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0001300514-22-000016
20220214
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20211231
X0306 5 2021-12-31 0 0 0 0001300514 LAS VEGAS SANDS CORP LVS 0001309416 Adelson Miriam 3355 LAS VEGAS BOULEVARD SOUTH LAS VEGAS NV 89109 0 0 1 0 Common Stock 2021-03-15 5 G 0 996500 0 A 1005400 I By Trust A for the benefit of one or more members of the Adelson family. Common Stock 2021-03-15 5 G 0 3000000 0 D 90779145 ...
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0001300588-06-000006
20060809
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20060630
X0202 5 2006-06-30 0 0 0 0000865415 ADEPT TECHNOLOGY INC ADEP 0001300588 Dulchinos John D 3011 TRIAD DRIVE LIVERMORE CA 94551 0 1 0 0 VP, Robotics Common Stock 2005-08-31 5 J 0 600 4.505 A 12806 D Common Stock 2006-02-28 5 J 0 600 4.505 A 13406 D 1 Non-Qualified Stock Option (right to buy) 1.5 2003-05-08 2013-04-08 Com...