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BIO RAD LABORATORIES INC
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BIO-RAD LABORATIORIES
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HERCULES
CA
94547
0
1
0
0
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2005-06-13
5
G
0
640
58.17
D
14220.1965
D
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2001-09-19
2010-09-19
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0001237945
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BIO-RAD LABORATIORIES
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HERCULES
CA
94547
0
1
0
0
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2006-05-26
5
G
0
640
67.55
D
13760.8895
D
Incentive Stock Option (right to buy)
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2001-09-19
2010-09-19
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AUTO UNDERWRITERS OF AMERICA, INC.
0000
0001315447
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IRVINE
CA
92612
0
0
1
0
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2004-08-16
5
J
0
L
247500
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250000
D
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Bank of Commerce Holdings
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0001315627
O'NEIL ROBERT J
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REDDING
CA
96002
0
1
0
0
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3000
D
Common Stock
2014-01-06
4
A
0
L
1004
5.97
A
7816
D
Stock Option (Right to Buy)
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3
2004-12-31
2014-06... |
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0001315629
ESLICK RANDALL S
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REDDING
CA
96002
1
1
0
0
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2008-10-14
4
A
0
L
2000
0
A
2009-10-14
2018-10-14
Common Stock
2000
2000
D
Stock Option (Right to Bu... |
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0001315630
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1901 CHURN CREEK ROAD
REDDING
CA
96002
0
1
0
0
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2012-03-01
4
A
0
L
36000
0
A
2012-03-01
2022-03-01
Common Stock
36000
36000
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SANGUI BIOTECH INTERNATIONAL INC
SGBI
0001315847
Ludz Christoph
SANDERSKOPPEL 17
HAMBURG
2M
22391
GERMANY
1
0
0
0
Sangui BioTech International Inc. Common Stock
1420000
D
Christoph Ludz
2005-02-08 |
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0
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0001163165
CONOCOPHILLIPS
COP
0001234277
TSCHINKEL VICTORIA J
600 NORTH DAIRY ASHFORD
HOUSTON
TX
770079
1
0
0
0
Common Stock
2004-12-21
5
G
0
35
0
D
6771
I
See footnote
Common Stock
2004-12-22
5
G
0
47
0
D
6724
I
See footnote
Common Stock
171
I
See footnote
Common Stock
1866
D
The shares are held... |
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2006-01-29
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NEOMAGIC CORP
nmgc
0001315965
Young Douglas R
3250 JAY STREET
SANTA CLARA
CA
95054
1
1
0
0
President, CEO and Director
Non-Qualified Stock Option
1.35
2006-12-31
2007-03-15
Common Stock
3000
3000
D
Non-Qualified Stock Option
21.5
2005-10-28
2014-02-02
Common Stock
16000
16000
D
In ac... |
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IHS Inc.
IHS
0001024219
STEAD JERRE L
C/O IHS INC.
15 INVERNESS WAY EAST
ENGELWOOD
CO
80112
1
1
0
0
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2011-10-11
5
G
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3250
0
D
181296
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Class A Common Stock
2011-10-17
5
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0
3200
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D
178096
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Class A Common Stock
2011-10-26
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2012-11-30
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IHS Inc.
IHS
0001024219
STEAD JERRE L
C/O IHS INC.
15 INVERNESS WAY EAST
ENGELWOOD
CO
80112
1
1
0
0
CEO and Chairman of the Board
Class A Common Stock
2012-11-13
5
G
0
5500
0
D
161039
D
Class A Common Stock
258889
I
By JMJS Group - II LLP
Stephen Green, Attorney-in-Fact on behalf of Re... |
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0
0
0001316360
IHS Inc.
IHS
0001024219
STEAD JERRE L
C/O IHS INC.
15 INVERNESS WAY EAST
ENGLEWOOD
CO
80112
1
1
0
0
Executive Chairman
Class A Common Shares
2013-11-08
5
G
0
24000
0
D
153850
D
Class A Common Shares
258889
I
By JMJS Group - II LLP
/s/ Julio Martin, Attorney-in-Fact on Behalf of Repor... |
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2015-11-30
0
0
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0001316360
IHS Inc.
IHS
0001024219
STEAD JERRE L
C/O IHS INC.
15 INVERNESS WAY EAST
ENGLEWOOD
CO
80112
1
1
0
0
CEO and Chairman of the Board
Class A Common Shares
2015-06-26
5
G
0
2700
0
D
169495
D
Class A Common Shares
258889
I
By JMJS Group - II LLP
/s/ Julio Martin, Attorney-in-Fact on Behal... |
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0
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0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
VP Engineering (Satellite)
Common Stock
0
D
Employee Stock Options
Common Stock
0
D
Not applicable.
Represents total vested/unexercised stock options at yea... |
<?xml version="1.0"?>
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0001007587
KVH INDUSTRIES INC \DE\
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0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
VP Engineering (Satellite)
Common Stock
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D
Employee Stock Options
Common Stock
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D
Not applicable.
Represents total vested/unexercised stock options at... |
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0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
VP Engineering (Satellite)
Common Stock
1721
D
Employee Stock Options
Common Stock
26875
D
Not applicable.
Represents total vested/unexercised stock options... |
<?xml version="1.0"?>
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<issuer>
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0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
Senior VP Engineering
Common Stock
2008-12-31
5
D
0
7500
0
D
10218
D
Employee Stock Options
Common Stock
44375
D
Not applicable.
Represents total vested/une... |
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2009-12-31
0
0
0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
Senior VP Engineering
Common Stock
2009-12-31
5
D
0
7500
0
D
32930
D
Employee Stock Options
Common Stock
28875
D
Not applicable.
Represents total vested/une... |
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<ownershipDocument>
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<issuer>
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2010-12-31
0
0
0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
Senior VP Engineering
Common Stock
45500
D
Employee Stock Options
Common Stock
9375
D
Not applicable.
Represents total vested/unexercised stock options at y... |
<?xml version="1.0"?>
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<issuer>
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2011-12-31
0
0
0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
SVP Engineering
Common Stock
47621
D
Employee Stock Options
Common Stock
12500
D
Not applicable.
Represents total vested/unexercised stock options at year-e... |
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<ownershipDocument>
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<issuer>
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2012-12-31
0
0
0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
SVP Engineering
Common Stock
40851
D
Employee Stock Options
Common Stock
3750
D
Not applicable.
Represents total vested/unexercised stock options at year-en... |
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<issuer>
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5
2013-12-31
0
0
0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
SVP Engineering
Common Stock
44713
D
Employee Stock Options
Common Stock
14062
D
Not applicable.
Represents total vested/unexercised stock options at year-e... |
<?xml version="1.0"?>
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<issuer>
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5
2014-12-31
0
0
0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
SVP Engineering
Common Stock
53255
D
Employee Stock Options
Common Stock
24374
D
Not applicable.
Represents total vested/unexercised stock options at year-e... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2017-12-31</periodOfReport>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4TransactionsReported>
<issuer>
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5
2017-12-31
0
0
0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
SVP Engineering
Common Stock
80833
D
Robert J. Balog
2018-01-29 |
<?xml version="1.0"?>
<ownershipDocument>
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<periodOfReport>2018-12-31</periodOfReport>
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<form4TransactionsReported>0</form4TransactionsReported>
<issuer>
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5
2018-12-31
0
0
0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
Chief Technology Officer
Common Stock
82877
D
Robert J. Balog
2019-01-29 |
<?xml version="1.0"?>
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<issuer>
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5
2019-12-31
0
0
0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
Chief Technology Officer
Common Stock
91700
D
Employee Stock Options-Right to Buy
Common Stock
17528
D
Not applicable.
Robert J. Balog
2020-01-06 |
<?xml version="1.0"?>
<ownershipDocument>
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<issuer>
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5
2020-12-31
0
0
0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
Chief Technology Officer
Common Stock
98691
D
Employee Stock Options-Right to Buy
Common Stock
24728
D
Not applicable.
Robert J. Balog
2021-01-26 |
<?xml version="1.0"?>
<ownershipDocument>
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<issuer>
<issuerCik>00... | 0001316415-22-000001 | 20220211 | [{"type": "5", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3605}] | 20211231 | X0306
5
2021-12-31
0
0
0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001316415
Balog Robert J
KVH INDUSTRIES, INC.
50 ENTERPRISE CENTER
MIDDLETOWN
RI
02842-5279
0
1
0
0
Chief Technology Officer
Common Stock
82022
D
Employee Stock Options-Right to Buy
Common Stock
62918
D
Not applicable.
Robert J. Balog
2022-02-11 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2006-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-06-000001 | 20061215 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2715}] | 20061031 | X0202
5
2006-10-31
0
0
0
0001171471
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
CHI
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
investment advisor
Common
9868.487
D
Includes 7,000 shares beneficially owned by predecessor entity and 2,868.487 shares acquired between June 2002 and O... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2006-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-06-000002 | 20061215 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2688}] | 20061031 | X0202
5
2006-10-31
0
0
0
0001275214
CALAMOS STRATEGIC TOTAL RETURN FUND
CSQ
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
investment advisor
Common
16759.4552
D
Includes 14,000 shares beneficially owned by predecessor entity and 2,759.4552 shares acquired between March 2004 and October ... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2006-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-06-000003 | 20061215 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2683}] | 20061031 | X0202
5
2006-10-31
0
0
0
0001285650
CALAMOS GLOBAL TOTAL RETURN FUND
CGO
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
investment advisor
Common
7386.7
D
Includes a corrected total of 6,981 shares for Form 3 initial holdings and 405.7 shares acquired between November 2005 and October 20... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
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<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-06-000004 | 20061215 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2780}] | 20061031 | X0202
5
2006-10-31
0
0
0
0001222719
CALAMOS CONVERTIBLE & HIGH INCOME FUND
CHY
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
investment advisor
Common
18389.97
D
Includes a corrected total of 13,450.507 shares for Form 3 initial holdings (6,450.507 additional shares) beneficially owned ... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-07-000002 | 20071212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2649}] | 20071031 | X0202
5
2007-10-31
0
0
0
0001171471
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
CHI
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
investment advisor
Common
11031.2986
D
Includes 1,162.8121 shares acquired between November 2006 and October 2007 under the Calamos Convertible Opportuni... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-07-000003 | 20071212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2629}] | 20071031 | X0202
5
2007-10-31
0
0
0
0001222719
CALAMOS CONVERTIBLE & HIGH INCOME FUND
CHY
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
investment advisor
Common
20207.962
D
Includes 1,817.992 shares acquired between November 2006 and October 2007 under the Calamos Convertible & High Income Fund d... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-07-000004 | 20071212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2617}] | 20071031 | X0202
5
2007-10-31
0
0
0
0001275214
CALAMOS STRATEGIC TOTAL RETURN FUND
CSQ
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
investment advisor
Common
18101.4049
D
Includes 1,341.9497 shares acquired between November 2006 and October 2007 under the Calamos Strategic Total Return Fund divid... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-07-000005 | 20071212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2608}] | 20071031 | X0202
5
2007-10-31
0
0
0
0001285650
CALAMOS GLOBAL TOTAL RETURN FUND
CGO
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
investment advisor
Common
7915.3795
D
Includes 528.6788 shares acquired between November 2006 and October 2007 under the Calamos Global Total Return Fund dividend reinv... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-07-000006 | 20071212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2612}] | 20071031 | X0202
5
2007-10-31
0
0
0
0001396277
Calamos Global Dynamic Income Fund
CHW
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
investment advisor
Common
7163.5848
D
Includes 171.5848 shares acquired between November 2006 and October 2007 under the Calamos Global Dynamic Income Fund dividend r... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-07-000007 | 20071212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2595}] | 20071031 | X0202
5
2007-10-31
0
0
0
0001171471
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
CHI
0001250233
RYBAK WILLIAM R
2020 CALAMOS COURT
NAPERVILE
IL
60563
1
0
0
0
Common
1432.17
D
Includes 146.17 shares acquired between November 2006 and October 2007 under the Calamos Convertible Opportunities & Income Fund dividend rein... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-07-000008 | 20071212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2577}] | 20071031 | X0202
5
2007-10-31
0
0
0
0001222719
CALAMOS CONVERTIBLE & HIGH INCOME FUND
CHY
0001250233
RYBAK WILLIAM R
2020 CALAMOS COURT
NAPERVILE
IL
60563
1
0
0
0
Common
1609.01
D
Includes 140.99 shares acquired between November 2006 and October 2007 under the Calamos Convertible & High Income Fund dividend reinvestment plan.
/s/... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-07-000009 | 20071212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2563}] | 20071031 | X0202
5
2007-10-31
0
0
0
0001275214
CALAMOS STRATEGIC TOTAL RETURN FUND
CSQ
0001250233
RYBAK WILLIAM R
2020 CALAMOS COURT
NAPERVILE
IL
60563
1
0
0
0
Common
1839.14
D
Includes 133.08 shares acquired between November 2006 and October 2007 under the Calamos Strategic Total Return Fund dividend reinvestment plan.
/s/ Patri... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-07-000010 | 20071212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2738}] | 20071031 | X0202
5
2007-10-31
0
0
0
0001275214
CALAMOS STRATEGIC TOTAL RETURN FUND
CSQ
0001248582
CALAMOS NICK P
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
1
0
0
vice president
Common
90519.173
I
by Kimberly Calamos Trust
Includes 6,796.187 shares acquired between November 2006 and October 2007 under the Calamos Strategic Total Ret... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-07-000011 | 20071212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2766}] | 20071031 | X0202
5
2007-10-31
0
0
0
0001171471
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
CHI
0001248582
CALAMOS NICK P
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
1
0
0
vice president
Common
3230.418
I
by Kimberly Calamos Trust
Includes 340.52 shares acquired between November 2006 and October 2007 under the Calamos Convertible... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-07-000012 | 20071212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2786}] | 20071031 | X0202
5
2007-10-31
0
0
0
0001171471
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
CHI
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
0
0
president and chairman
Common
9186.64
I
by John P. Calamos 1985 Trust
Includes 968.366 shares acquired between November 2006 and October 2007 under the Cala... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-07-000013 | 20071212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2772}] | 20071031 | X0202
5
2007-10-31
0
0
0
0001222719
CALAMOS CONVERTIBLE & HIGH INCOME FUND
CHY
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
0
0
president and chairman
Common
78223.341
I
by John P. Calamos 1985 Trust
Includes 7,037.297 shares acquired between November 2006 and October 2007 under the Calamos C... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-07-000014 | 20071212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3891}] | 20071031 | X0202
5
2007-10-31
0
0
0
0001285650
CALAMOS GLOBAL TOTAL RETURN FUND
CGO
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
0
0
president and chairman
Common
75839.112
I
by John P. Calamos 1985 Trust
Common
109300
I
J&L Capital LLC
Includes 5,145.452 shares acquired between November 2006 and Octobe... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-07-000015 | 20071212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3898}] | 20071031 | X0202
5
2007-10-31
0
0
0
0001275214
CALAMOS STRATEGIC TOTAL RETURN FUND
CSQ
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
0
0
president and chairman
Common
97010.82
I
by John P. Calamos 1985 Trust
Common
45800
I
by J&L Capital LLC
Includes 7,283.581 shares acquired between November 2006 and Oc... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-08-000001 | 20081212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2639}] | 20081031 | X0303
5
2008-10-31
0
0
0
0001285650
CALAMOS GLOBAL TOTAL RETURN FUND
CGO
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Adviser
Common
8653.907
D
Includes 738.5275 shares acquired between November 2007 and October 2008 under the Calamos Global Total Return Fund dividend reinve... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-08-000002 | 20081212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2678}] | 20081031 | X0303
5
2008-10-31
0
0
0
0001171471
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
CHI
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Adviser
Common
12561.114
D
Includes 1,529.8154 shares acquired between November 2007 and October 2008 under the Calamos Convertible Opportunit... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-08-000003 | 20081212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2649}] | 20081031 | X0303
5
2008-10-31
0
0
0
0001275214
CALAMOS STRATEGIC TOTAL RETURN FUND
CSQ
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Adviser
Common
20214.1928
D
Includes 2,112.7879 shares acquired between November 2007 and October 2008 under the Calamos Strategic Total Return Fund divid... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-08-000004 | 20081212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2659}] | 20081031 | X0303
5
2008-10-31
0
0
0
0001222719
CALAMOS CONVERTIBLE & HIGH INCOME FUND
CHY
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Adviser
Common
22864.279
D
Includes 2,656.317 shares acquired between November 2007 and October 2008 under the Calamos Convertible and High Income Fund... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-08-000005 | 20081212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2643}] | 20081031 | X0303
5
2008-10-31
0
0
0
0001396277
Calamos Global Dynamic Income Fund
CHW
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Adviser
Common
8100.5424
D
Includes936.9576 shares acquired between November 2007 and October 2008 under the Calamos Global Dynamic Income Fund dividend re... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-08-000006 | 20081212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2588}] | 20081031 | X0303
5
2008-10-31
0
0
0
0001171471
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
CHI
0001250233
RYBAK WILLIAM R
2020 CALAMOS COURT
NAPERVILE
IL
60563
1
0
0
0
Common
1625.38
D
Includes 193.21 shares acquired between November 2007 and October 2008 under the Calamos Convertible Opportunities and Income Fund dividend re... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-08-000007 | 20081212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2570}] | 20081031 | X0303
5
2008-10-31
0
0
0
0001222719
CALAMOS CONVERTIBLE & HIGH INCOME FUND
CHY
0001250233
RYBAK WILLIAM R
2020 CALAMOS COURT
NAPERVILE
IL
60563
1
0
0
0
Common
1814.13
D
Includes 205.12 shares acquired between November 2007 and October 2008 under the Calamos Convertible and High Income Fund dividend reinvestment plan.
/... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-08-000008 | 20081212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2557}] | 20081031 | X0303
5
2008-10-31
0
0
0
0001275214
CALAMOS STRATEGIC TOTAL RETURN FUND
CSQ
0001250233
RYBAK WILLIAM R
2020 CALAMOS COURT
NAPERVILE
IL
60563
1
0
0
0
Common
2049.2
D
Includes 210.06 shares acquired between November 2007 and October 2008 under the Calamos Strategic Total Return Fund dividend reinvestment plan.
/s/ Stathy... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-12-000001 | 20121214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2759}] | 20121031 | X0306
5
2012-10-31
0
0
0
0001222719
CALAMOS CONVERTIBLE & HIGH INCOME FUND
CHY
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
0
0
President and CEO
Common
126913.338
I
by John Calamos Sr. Trust
Includes 10,093.145 shares acquired between November 2011 and October 2012 under Calamos Convertible ... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-12-000002 | 20121214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 4043}] | 20121031 | X0306
5
2012-10-31
0
0
0
0001275214
CALAMOS STRATEGIC TOTAL RETURN FUND
CSQ
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
0
0
President and CEO
Common
45800
I
by J&L Capital LLC
Common
154436.642
I
by John Calamos Sr. Trust
The reporting person is managing member of the limited liability compa... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-12-000003 | 20121214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2775}] | 20121031 | X0306
5
2012-10-31
0
0
0
0001171471
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
CHI
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
0
0
President and CEO
Common
15591.803
I
by John Calamos Sr. Trust
Includes 1,390.424 shares acquired between November 2011 and October 2012 under Calamos Conve... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-12-000004 | 20121214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 4034}] | 20121031 | X0306
5
2012-10-31
0
0
0
0001285650
CALAMOS GLOBAL TOTAL RETURN FUND
CGO
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
0
0
President and CEO
Common
109300
I
by J&L Capital LLC
Common
120189.753
I
by John Calamos Sr. Trust
The reporting person is managing member of the limited liability company... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-12-000005 | 20121214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2575}] | 20121031 | X0306
5
2012-10-31
0
0
0
0001222719
CALAMOS CONVERTIBLE & HIGH INCOME FUND
CHY
0001250233
RYBAK WILLIAM R
2020 CALAMOS COURT
NAPERVILE
IL
60563
1
0
0
0
Common
2571.3
D
Includes 196.78 shares acquired between November 2011 and October 2012 under Calamos Convertible and High Income Fund dividend reinvestment plan.
/s/ J.... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-12-000006 | 20121214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2564}] | 20121031 | X0306
5
2012-10-31
0
0
0
0001275214
CALAMOS STRATEGIC TOTAL RETURN FUND
CSQ
0001250233
RYBAK WILLIAM R
2020 CALAMOS COURT
NAPERVILE
IL
60563
1
0
0
0
Common
2885.24
D
Includes 222.62 shares acquired between November 2011 and October 2012 under Calamos Strategic Total Return Fund dividend reinvestment plan.
/s/ J. Christ... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-12-000007 | 20121214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2594}] | 20121031 | X0306
5
2012-10-31
0
0
0
0001171471
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
CHI
0001250233
RYBAK WILLIAM R
2020 CALAMOS COURT
NAPERVILE
IL
60563
1
0
0
0
Common
2395.01
D
Includes 207.18 shares acquired between November 2011 and October 2012 under Calamos Convertible Opportunities and Income Fund dividend reinve... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001316507-12-000008 | 20121214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2617}] | 20121031 | X0306
5
2012-10-31
0
0
0
0001285650
CALAMOS GLOBAL TOTAL RETURN FUND
CGO
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Adviser
Common
12544.372
D
Includes 1,023.892 shares acquired between November 2011 and October 2012 under Calamos Global Total Return Fund dividend reinvest... |
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5
2012-10-31
0
0
0
0001171471
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
CHI
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Adviser
Common
18721.625
D
Includes 1,669.535 shares acquired between November 2011 and October 2012 under Calamos Convertible Opportunities a... |
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2012-10-31
0
0
0
0001275214
CALAMOS STRATEGIC TOTAL RETURN FUND
CSQ
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Adviser
Common
28831.784
D
Includes 2,300.444 shares acquired between November 2011 and October 2012 under Calamos Strategic Total Return Fund dividend re... |
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5
2012-10-31
0
0
0
0001396277
Calamos Global Dynamic Income Fund
CHW
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Adviser
Common
11851.754
D
Includes 975.534 shares acquired between November 2011 and October 2012 under Calamos Global Dynamic Income Fund dividend reinve... |
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5
2012-10-31
0
0
0
0001222719
CALAMOS CONVERTIBLE & HIGH INCOME FUND
CHY
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Adviser
Common
32786.379
D
Includes 2,607.429 shares acquired between November 2011 and October 2012 under Calamos Convertible and High Income Fund div... |
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2012-10-31
1
0
0
0001171471
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
CHI
0001248582
CALAMOS NICK P
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
1
0
0
Vice President
Common
5482.748
I
by Kimberly Calamos Trust
Includes 488.934 shares acquired between November 2011 and October 2012 under Calamos Convertible Op... |
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2012-10-31
0
0
0
0001275214
CALAMOS STRATEGIC TOTAL RETURN FUND
CSQ
0001248582
CALAMOS NICK P
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
1
0
0
Vice President
Common
144102.252
I
by Kimberly Calamos Trust
Includes 11,497.706 shares acquired between November 2011 and October 2012 under Calamos Strategic Total Retur... |
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5
2014-12-31
0
0
1
0001316645
American CareSource Holdings, Inc.
ANCI
0001578501
Honn James Andreu
C/O AMERICAN CARESOURCE HOLDINGS, INC.
5429 LYNDON B JOHNSON FREEWAY, SUITE 850
DALLAS
TX
75240
0
1
0
0
Chief Information Officer
Option to Purchase
2.88
2014-11-05
4
A
0
L
10000
2.88
A
2024-11-05
Common Stock
10000... |
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5
2014-12-31
1
0
1
0001316645
American CareSource Holdings, Inc.
ANCI
0001578498
Little Laura LeAnn
C/O AMERICAN CARESOURCE HOLDINGS, INC.
5429 LYNDON B JOHNSON FREEWAY, SUITE 850
DALLAS
TX
75240
0
1
0
0
VP of Finance/PAO
Option to Buy
2.88
2014-11-05
4
A
0
L
6000
0
A
2024-11-05
Common Stock, $0.01 par value per ... |
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5
2005-09-30
1
0
0
0001310445
Dividend Capital Realty Income Allocation Fund
DCA
0001316663
Greenawalt James L
1239 HAMILTON LANE
NAPERVILLE
IL
60540
1
0
0
0
/s/ Phillip Perrone
2006-01-05 |
<?xml version="1.0"?>
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5
2009-12-31
0
0
0
0000763293
FIRST COMMUNITY FINANCIAL CORP
FMFP
0001316672
First National Bank of Mifflintown Trust Department
2 NORTH MAIN STREET
MIFFLINTOWN
PA
17059
0
0
1
0
First Community Financial Corportation
132433.329
D
Kimberly A. Benner, Trust Officer
2009-02-11 |
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5
2005-12-31
0
0
1
0000910521
DECKERS OUTDOOR CORP
DECK
0001316680
Goins Eddie
5120 46TH AVE CT E
TACOMA
WA
98443
0
1
0
0
VP of Sales - Simple/Ugg
Restricted Stock Units
2005-12-01
4
A
0
L
1500
0
A
3000
D
These Restricted Stock Units vest as follows: 25% on 3/31/09, 25% on 6/30/09, 25% on 9/30/09, and 25% on 12/3... |
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5
2005-12-31
0
0
0
0001169354
DAHUA INC
none
0001316959
Du Yonglin
LEVEL 19, BUILDING C, TIANCHUANGSHIYUAN
BEIJING
F4
100012
CHINA
1
1
0
0
president
common stock
2005-09-21
5
P
0
380000
0.478
A
1900000
D
Du Yonglin
2006-02-22 |
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5
2014-12-31
0
0
0
0001317080
Madison Strategic Sector Premium Fund
MSP
0001298141
Frank Kay
MADISON INVESTMENT ADVISORS, INC.
550 SCIENCE DRIVE
MADISON
WI
53711
0
1
0
0
President
Common stock
2014-12-31
5
P
0
491.3843
11.87
A
6138.0784
D
Shares acquired periodically through the issuer's dividend reinvestment pla... |
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5
2014-12-31
0
0
1
0001317080
Madison Strategic Sector Premium Fund
MSP
0001298065
Blake Philip E
550 SCIENCE DRIVE
MADISON
WI
53711
1
0
0
0
Common stock
2014-12-31
5
P
0
20
11.87
A
2831.389
D
Common stock
2014-12-31
2014-02-20
4
S
0
L
600
11.24
D
2831.389
D
Shares acquired periodically through the issuer's divid... |
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5
2014-12-31
0
0
0
0001317080
Madison Strategic Sector Premium Fund
MSP
0001298067
Imhoff James R JR
550 SCIENCE DRIVE
MADISON
WI
53711
1
0
0
0
Common stock
2014-12-31
5
P
0
758
8.14
A
9494
D
Shares acquired periodically through the issuer's dividend reinvestment plan.
Price reflects market price at year end. Sh... |
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5
2014-12-31
0
0
0
0001317080
Madison Strategic Sector Premium Fund
MSP
0001298066
Burgess Frank E
MADISON INVESTMENT ADVISORS, INC.
550 SCIENCE DRIVE
MADISON
WI
53711
1
0
0
0
Common stock
2014-12-31
5
P
0
2550.33
11.87
A
49103.33
D
Includes shares of restricted stock acquired prior to IPO
Reflects market price a... |
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<form4TransactionsReported>0</form4Tra... | 0001317080-16-000021 | 20160128 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3468}] | 20151231 | X0306
5
2015-12-31
0
0
0
0001317080
Madison Strategic Sector Premium Fund
MSP
0001298067
Imhoff James R JR
550 SCIENCE DRIVE
MADISON
WI
53711
1
0
0
0
Common Stock
2015-12-31
5
P
0
878
10.77
A
10372
D
Shares acquired periodically through the issuer's dividend reinvestment plan.
Price reflects market price at year end. S... |
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5
2015-12-31
0
0
0
0001289868
Madison Covered Call & Equity Strategy Fund
MCN
0001298067
Imhoff James R JR
550 SCIENCE DRIVE
MADISON
WI
53711
1
0
0
0
Common Stock
2015-12-31
5
P
0
1473
7.38
A
13582
D
Shares acquired periodically through the issuer's dividend reinvestment plan.
Price reflects market price at year ... |
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5
2015-12-31
0
0
0
0001317080
Madison Strategic Sector Premium Fund
MSP
0001298065
Blake Philip E
550 SCIENCE DRIVE
MADISON
WI
53711
1
0
0
0
Common Stock
2015-12-31
5
P
0
10.611
10.77
A
2842
D
Shares acquired periodically through the issuer's dividend reinvestment plan.
Price reflects market price at year end. Sh... |
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5
2016-12-31
0
0
0
0001317080
Madison Strategic Sector Premium Fund
MSP
0001298067
Imhoff James R JR
550 SCIENCE DRIVE
MADISON
WI
53711
1
0
0
0
Common Stock
2016-12-31
5
P
0
987
11.89
A
11359
D
Shares acquired periodically through the issuer's dividend reinvestment plan.
Price reflects market price at year end. S... |
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5
2016-12-31
0
0
0
0001317080
Madison Strategic Sector Premium Fund
MSP
0001298141
Frank Kay
MADISON ASSET MANAGEMENT, LLC
550 SCIENCE DRIVE
MADISON
WI
53711
0
1
0
0
President
Common Stock
2016-12-31
5
S
0
6722.8352
11.89
D
0
D
Price reflects market price at year end.
Reporting owner no longer owns any securities... |
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5
2016-12-31
0
0
0
0001317080
Madison Strategic Sector Premium Fund
MSP
0001298066
Burgess Frank E
MADISON ASSET MANAGEMENT, LLC
550 SCIENCE DRIVE
MADISON
WI
53711
1
0
0
0
Common Stock
2016-12-31
5
P
0
3231.45
11.89
A
55395.94
D
Shares acquired during the year through the issuer's dividend reinvestment plan.
Pric... |
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5
2017-05-11
1
0
0
0001317080
Madison Strategic Sector Premium Fund
MSP
0001298065
Blake Philip E
550 SCIENCE DRIVE
MADISON
WI
53711
0
0
0
1
Former Director
This Form 5 is filed solely to report that the filer is no longer subject to Section 16 with regards to this issuer.
Philip E. Blake by TDE
2017-06-20 |
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5
2017-12-31
1
0
0
0001317080
Madison Strategic Sector Premium Fund
MSP
0001298138
Sekelsky Jay
MADISON INVESTMENT ADVISORS INC
550 SCIENCE DRIVE
MADISON
WI
53711
0
0
0
1
Former Officer
Jay R. Sekelsky by TDE
2018-01-29 |
<?xml version="1.0"?>
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5
2017-12-31
1
0
0
0001289868
Madison Covered Call & Equity Strategy Fund
MCN
0001298138
Sekelsky Jay
MADISON INVESTMENT ADVISORS INC
550 SCIENCE DRIVE
MADISON
WI
53711
0
0
0
1
Former Officer
Jay R. Sekelsky by TDE
2018-01-29 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2017-12-31</periodOfReport>
<notSubjectToSection16>1</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001317080-18-000007 | 20180201 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3934}] | 20171231 | X0306
5
2017-12-31
1
0
0
0001317080
Madison Strategic Sector Premium Fund
MSP
0001298066
Burgess Frank E
MADISON ASSET MANAGEMENT, LLC
550 SCIENCE DRIVE
MADISON
WI
53711
0
0
0
1
Former Director
Common Stock
2017-12-31
5
P
0
3436.3
11.71
A
476832.24
D
Shares acquired at various times during the year through the issuer's... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-12-31</periodOfReport>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4TransactionsReported>
<issuer>
<issuerCik>00... | 0001317212-08-000001 | 20080207 | [{"type": "5", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 9167}] | 20071231 | X0202
5
2007-12-31
0
0
0001054374
BROADCOM CORP
BRCM
0001201633
SAMUELI HENRY
5300 CALIFORNIA AVENUE
IRVINE
CA
92617
1
1
0
0
Chairman of the Board & CTO
Class B common stock
2007-11-06
5
G
0
25000
0
D
Class A common stock
25000
22519102
I
See Footnote
Class B common stock
Class A common stock
1413473
1413473
I
See Foot... |
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