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0000320193
20150722
10-Q
785
The total number of shares ultimately delivered, and therefore the average price paid per share, will be determined at the end of the applicable purchase period based on the volume weighted-average price of the Company’s common stock during that period.
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10-Q
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During the third quarter of 2015, 38.3 million net shares were delivered and retired under the May 2015 ASR, and the final number of shares to be delivered will be determined at the conclusion of the purchase period.
0001193125-15-259935/full-submission.txt
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Item 3.
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Defaults Upon Senior Securities None.
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10-Q
789
Item 4.
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Mine Safety Disclosures Not applicable.
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791
Item 5.
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Other Information None.
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10-Q
793
Item 6.
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Exhibits Index to Exhibits (1) Incorporated by Reference Exhibit Number Exhibit Description Form Exhibit Filing Date/ Period End Date 3.1 Restated Articles of Incorporation of the Registrant effective as of June 6, 2014.
0001193125-15-259935/full-submission.txt
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10-Q
795
8-K 3.1 6/6/14 3.2 Amended and Restated Bylaws of the Registrant effective as of February 28, 2014.
0001193125-15-259935/full-submission.txt
0000320193
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10-Q
796
8-K 3.2 3/5/14 4.1 Form of Common Stock Certificate of the Registrant.
0001193125-15-259935/full-submission.txt
0000320193
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10-Q
797
10-Q 4.1 12/30/06 4.2 Indenture, dated as of April 29, 2013, between the Registrant and The Bank of New York Mellon Trust Company, N.A., as Trustee.
0001193125-15-259935/full-submission.txt
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10-Q
798
S-3 4.1 4/29/13 4.3 Officer’s Certificate of the Registrant, dated as of May 3, 2013, including forms of global notes representing the Floating Rate Notes due 2016, Floating Rate Notes due 2018, 0.45% Notes due 2016, 1.00% Notes due 2018, 2.40% Notes due 2023 and 3.85% Notes due 2043.
0001193125-15-259935/full-submission.txt
0000320193
20150722
10-Q
799
8-K 4.1 5/3/13 4.4 Officer’s Certificate of the Registrant, dated as of May 6, 2014, including forms of global notes representing the Floating Rate Notes due 2017, Floating Rate Notes due 2019, 1.05% Notes due 2017, 2.10% Notes due 2019, 2.85% Notes due 2021, 3.45% Notes due 2024 and 4.45% Notes due 2044.
0001193125-15-259935/full-submission.txt
0000320193
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10-Q
800
8-K 4.1 5/6/14 4.5 Officer’s Certificate of the Registrant, dated as of November 10, 2014, including forms of global notes representing the 1.00% Notes due 2022 and 1.625% Notes due 2026.
0001193125-15-259935/full-submission.txt
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10-Q
801
8-K 4.1 11/10/14 4.6 Officer’s Certificate of the Registrant, dated as of February 9, 2015, including forms of global notes representing the Floating Rate Notes due 2020, 1.55% Notes due 2020, 2.15% Notes due 2022, 2.50% Notes due 2025 and 3.45% Notes due 2045.
0001193125-15-259935/full-submission.txt
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10-Q
802
8-K 4.1 2/9/15 4.7 Officer’s Certificate of the Registrant, dated as of May 13, 2015, including forms of global notes representing the Floating Rate Notes due 2017, Floating Rate Notes due 2020, 0.90% Notes due 2017, 2.00% Notes due 2020, 2.70% Notes due 2022, 3.20% Notes due 2025, and 4.375% Notes due 2045.
0001193125-15-259935/full-submission.txt
0000320193
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10-Q
803
8-K 4.1 5/13/15 4.8 Officer’s Certificate of the Registrant, dated as of June 10, 2015, including forms of global notes representing the 0.35% Notes due 2020.
0001193125-15-259935/full-submission.txt
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10-Q
804
8-K 4.1 6/10/15 10.1* Employee Stock Purchase Plan, as amended and restated as of March 10, 2015.
0001193125-15-259935/full-submission.txt
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10-Q
805
8-K 10.1 3/13/15 10.2* Form of Indemnification Agreement between the Registrant and each director and executive officer of the Registrant.
0001193125-15-259935/full-submission.txt
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10-Q
806
10-Q 10.2 6/27/09 10.3* 1997 Director Stock Plan, as amended through August 23, 2012.
0001193125-15-259935/full-submission.txt
0000320193
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10-Q
807
10-Q 10.3 12/28/13 10.4* 2003 Employee Stock Plan, as amended through February 25, 2010.
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10-Q
808
8-K 10.1 3/1/10 10.5* Form of Restricted Stock Unit Award Agreement under 2003 Employee Stock Plan effective as of November 16, 2010.
0001193125-15-259935/full-submission.txt
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10-Q
809
10-Q 10.10 12/25/10 10.6* Form of Restricted Stock Unit Award Agreement under 2003 Employee Stock Plan effective as of April 6, 2012.
0001193125-15-259935/full-submission.txt
0000320193
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10-Q
810
10-Q 10.8 3/31/12 10.7* Summary Description of Amendment, effective as of May 24, 2012, to certain Restricted Stock Unit Award Agreements outstanding as of April 5, 2012.
0001193125-15-259935/full-submission.txt
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10-Q
811
10-Q 10.8 6/30/12 10.8* 2014 Employee Stock Plan.
0001193125-15-259935/full-submission.txt
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10-Q
812
8-K 10.1 3/5/14 10.9* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan as of February 28, 2014.
0001193125-15-259935/full-submission.txt
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10-Q
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8-K 10.2 3/5/14 Incorporated by Reference Exhibit Number Exhibit Description Form Exhibit Filing Date/ Period End Date 10.10* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of February 28, 2014.
0001193125-15-259935/full-submission.txt
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10-Q
814
8-K 10.3 3/5/14 10.11* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of August 26, 2014.
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10-Q
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10-K 10.11 9/27/14 10.12* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of August 26, 2014.
0001193125-15-259935/full-submission.txt
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10-Q
816
10-K 10.12 9/27/14 10.13* Form of Amendment, effective as of August 26, 2014, to Restricted Stock Unit Award Agreements and Performance Award Agreements outstanding as of August 26, 2014.
0001193125-15-259935/full-submission.txt
0000320193
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10-Q
817
10-K 10.13 9/27/14 10.14* Offer Letter, dated August 1, 2013, from the Registrant to Angela Ahrendts.
0001193125-15-259935/full-submission.txt
0000320193
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10-Q
818
10-Q 10.14 12/27/14 31.1** Rule 13a-14(a) / 15d-14(a) Certification of Chief Executive Officer.
0001193125-15-259935/full-submission.txt
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31.2** Rule 13a-14(a) / 15d-14(a) Certification of Chief Financial Officer.
0001193125-15-259935/full-submission.txt
0000320193
20150722
10-Q
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32.1*** Section 1350 Certifications of Chief Executive Officer and Chief Financial Officer.
0001193125-15-259935/full-submission.txt
0000320193
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10-Q
821
101.INS** XBRL Instance Document.
0001193125-15-259935/full-submission.txt
0000320193
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10-Q
822
101.SCH** XBRL Taxonomy Extension Schema Document.
0001193125-15-259935/full-submission.txt
0000320193
20150722
10-Q
823
101.CAL** XBRL Taxonomy Extension Calculation Linkbase Document.
0001193125-15-259935/full-submission.txt
0000320193
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10-Q
824
101.DEF** XBRL Taxonomy Extension Definition Linkbase Document.
0001193125-15-259935/full-submission.txt
0000320193
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10-Q
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101.LAB** XBRL Taxonomy Extension Label Linkbase Document.
0001193125-15-259935/full-submission.txt
0000320193
20150722
10-Q
826
101.PRE** XBRL Taxonomy Extension Presentation Linkbase Document.
0001193125-15-259935/full-submission.txt
0000320193
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10-Q
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* Indicates management contract or compensatory plan or arrangement.
0001193125-15-259935/full-submission.txt
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** Filed herewith.
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*** Furnished herewith.
0001193125-15-259935/full-submission.txt
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10-Q
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(1) Certain instruments defining the rights of holders of long-term debt securities of the Registrant are omitted pursuant to Item 601(b)(4)(iii) of Regulation S-K.
0001193125-15-259935/full-submission.txt
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10-Q
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The Registrant hereby undertakes to furnish to the SEC, upon request, copies of any such instruments.
0001193125-15-259935/full-submission.txt
0000320193
20150722
10-Q
832
SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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10-Q
833
July 22, 2015 Apple Inc. By: /s/ Luca Maestri Luca Maestri Senior Vice President, Chief Financial Officer
0001193125-15-259935/full-submission.txt
0000320193
20080723
10-Q
0
10-Q d10q.htm FORM 10-Q Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2008 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF ...
0001193125-08-156421/full-submission.txt
0000320193
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10-Q
1
Commission file number: 000-10030 Apple Inc. (Exact name of Registrant as specified in its charter) California 94-2404110 (State or other jurisdiction of incorporation or organization) (I.R.S.
0001193125-08-156421/full-submission.txt
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10-Q
2
Employer Identification No.)
0001193125-08-156421/full-submission.txt
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3
1 Infinite Loop Cupertino, California (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (408) 996-1010 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during t...
0001193125-08-156421/full-submission.txt
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10-Q
4
Yes x No ¨ Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.
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See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
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10-Q
6
Large accelerated filer x Accelerated filer ¨ Non-accelerated filer ¨ (Do not check if a smaller reporting company) Smaller reporting company ¨ Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
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10-Q
7
Yes ¨ No x 885,875,706 shares of common stock issued and outstanding as of July 11, 2008 PART I.
0001193125-08-156421/full-submission.txt
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10-Q
8
FINANCIAL INFORMATION Item 1.
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Financial Statements APPLE INC. CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (Unaudited) (in millions, except share and per share amounts) See accompanying Notes to Condensed Consolidated Financial Statements.
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APPLE INC. CONDENSED CONSOLIDATED BALANCE SHEETS (Unaudited) (in millions, except share amounts) See accompanying Notes to Condensed Consolidated Financial Statements.
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APPLE INC. CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS (Unaudited) (in millions) See accompanying Notes to Condensed Consolidated Financial Statements.
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Apple Inc. Notes to Condensed Consolidated Financial Statements (Unaudited) Note 1 - Summary of Significant Accounting Policies Apple Inc. and its wholly-owned subsidiaries (collectively “Apple” or the “Company”) design, manufacture, and market personal computers, portable digital music players, and mobile communicatio...
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The Company sells its products worldwide through its online stores, its retail stores, its direct sales force, and third-party wholesalers, resellers, and value-added resellers.
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In addition, the Company sells a variety of third-party Mac, iPod and iPhone compatible products including application software, printers, storage devices, speakers, headphones, and various other accessories and peripherals through its online and retail stores.
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The Company sells to education, consumer, creative professional, business, and government customers.
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Basis of Presentation and Preparation The accompanying Condensed Consolidated Financial Statements include the accounts of the Company.
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Intercompany accounts and transactions have been eliminated.
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The preparation of these Condensed Consolidated Financial Statements in conformity with U.S. generally accepted accounting principles requires management to make estimates and assumptions that affect the amounts reported in these Condensed Consolidated Financial Statements and accompanying notes.
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Actual results could differ materially from those estimates.
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Certain prior year amounts in the Condensed Consolidated Financial Statements and notes thereto have been reclassified to conform to the current year presentation.
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These Condensed Consolidated Financial Statements and accompanying notes should be read in conjunction with the Company’s annual Consolidated Financial Statements and the notes thereto for the fiscal year ended September 29, 2007, included in its Annual Report on Form 10-K (the “2007 Form 10-K”).
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Unless otherwise stated, references to particular years or quarters refer to the Company’s fiscal years ended in September and the associated quarters of those fiscal years.
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Earnings Per Common Share Basic earnings per common share is computed by dividing income available to common shareholders by the weighted-average number of shares of common stock outstanding during the period.
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Diluted earnings per common share is computed by dividing income available to common shareholders by the weighted-average number of shares of common stock outstanding during the period increased to include the number of additional shares of common stock that would have been outstanding if the potentially dilutive secur...
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Potentially dilutive securities include outstanding stock options, shares to be purchased under the employee stock purchase plan, and unvested restricted stock units (“RSUs”).
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The dilutive effect of potentially dilutive securities is reflected in diluted earnings per share by application of the treasury stock method.
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Under the treasury stock method, an increase in the fair market value of the Company’s common stock can result in a greater dilutive effect from potentially dilutive securities.
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The following table sets forth the computation of basic and diluted earnings per share (in thousands, except net income and per share amounts): Potentially dilutive securities representing approximately 8.4 million and 12.0 million shares of common stock for the quarters ended June 28, 2008 and June 30, 2007, respectiv...
0001193125-08-156421/full-submission.txt
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Income Taxes In July 2006, the Financial Accounting Standards Board (“FASB”) issued Financial Interpretation No.
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(“FIN”) 48, Accounting for Uncertainty in Income Taxes - an interpretation of FASB Statement No.
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109.
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FIN 48 changes the accounting for uncertainty in income taxes by creating a new framework for how companies should recognize, measure, present, and disclose uncertain tax positions in their financial statements.
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Under FIN 48, the Company may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by the taxing authorities, based on the technical merits of the position.
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The tax benefits recognized in the financial statements from such positions are then measured based on the largest benefit that has a greater than 50% likelihood of being realized upon ultimate settlement.
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FIN 48 also provides guidance on the reversal of previously recognized tax positions, balance sheet classification, accounting for interest and penalties associated with tax positions, and income tax disclosures.
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See Note 4, “Income Taxes” of this Form 10-Q for additional information, including the effects of adoption on the Company’s Condensed Consolidated Financial Statements.
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Note 2 - Financial Instruments Cash, Cash Equivalents and Short-Term Investments The following table summarizes the fair value of the Company’s cash and available-for-sale securities held in its short-term investment portfolio, which are recorded as either cash and cash equivalents or short-term investments (in million...
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Foreign securities consist primarily of foreign commercial paper issued by foreign companies and certificates of deposit and time deposits with foreign institutions, most of which are denominated in U.S. dollars.
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As of June 28, 2008 and September 29, 2007, approximately $3.2 billion and $1.9 billion, respectively, of the Company’s short-term investments had underlying maturities ranging from one to five years.
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The remaining short-term investments had maturities less than 12 months.
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The Company may sell its investments prior to their stated maturities for strategic purposes, in anticipation of credit deterioration, or for duration management.
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The Company recognized no material net gains or losses during the three and nine-month periods ended June 28, 2008 and June 30, 2007 related to such sales.
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The gross unrealized losses on the Company’s investment portfolio were $41 million and $13 million as of June 28, 2008 and September 29, 2007, respectively.
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The Company considers the declines in market value of its investment portfolio to be temporary in nature.
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The unrealized losses on the Company’s investments in U.S. Treasury and Agency securities, U.S. Corporate securities, and Foreign securities were caused primarily by changes in interest rates, specifically, widening credit spreads.
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The Company typically invests in highly rated securities and its policy generally limits the amount of credit exposure to any one issuer.
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The Company’s investment policy requires investments to be rated single-A or better with the objective of minimizing the potential risk of principal loss.
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Fair values were determined for each individual security in the investment portfolio.
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When evaluating the investments for other-than-temporary impairment, the Company reviews factors such as the length of time and extent to which fair value has been below cost basis, the financial condition of the issuer, and the Company’s ability and intent to hold the investment for a period of time, which may be suff...
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During the three and nine-month periods ended June 28, 2008 and June 30, 2007, the Company did not recognize any material impairment charges on its outstanding securities.
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