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0000320193
20221028
10-K
900
8-K 4.1 11/13/17 4.20 Indenture, dated as of November 5, 2018, between the Registrant and The Bank of New York Mellon Trust Company, N.A., as Trustee.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
901
S-3 4.1 11/5/18 4.21 Officer’s Certificate of the Registrant, dated as of September 11, 2019, including forms of global notes representing the 1.700% Notes due 2022, 1.800% Notes due 2024, 2.050% Notes due 2026, 2.200% Notes due 2029 and 2.950% Notes due 2049.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
902
8-K 4.1 9/11/19 4.22 Officer’s Certificate of the Registrant, dated as of November 15, 2019, including forms of global notes representing the 0.000% Notes due 2025 and 0.500% Notes due 2031.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
903
8-K 4.1 11/15/19 4.23 Officer’s Certificate of the Registrant, dated as of May 11, 2020, including forms of global notes representing the 0.750% Notes due 2023, 1.125% Notes due 2025, 1.650% Notes due 2030 and 2.650% Notes due 2050.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
904
8-K 4.1 5/11/20 4.24 Officer’s Certificate of the Registrant, dated as of August 20, 2020, including forms of global notes representing the 0.550% Notes due 2025, 1.25% Notes due 2030, 2.400% Notes due 2050 and 2.550% Notes due 2060.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
905
8-K 4.1 8/20/20 4.25 Officer’s Certificate of the Registrant, dated as of February 8, 2021, including forms of global notes representing the 0.700% Notes due 2026, 1.200% Notes due 2028, 1.650% Notes due 2031, 2.375% Notes due 2041, 2.650% Notes due 2051 and 2.800% Notes due 2061.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
906
8-K 4.1 2/8/21 4.26 Officer’s Certificate of the Registrant, dated as of August 5, 2021, including forms of global notes representing the 1.400% Notes due 2028, 1.700% Notes due 2031, 2.700% Notes due 2051 and 2.850% Notes due 2061.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
907
8-K 4.1 8/5/21 4.27 Indenture, dated as of October 28, 2021, between the Registrant and The Bank of New York Mellon Trust Company, N.A., as Trustee.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
908
S-3 4.1 10/29/21 4.28 Officer’s Certificate of the Registrant, dated as of August 8, 2022, including forms of global notes representing the 3.250% Notes due 2029, 3.350% Notes due 2032, 3.950% Notes due 2052 and 4.100% Notes due 2062.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
909
8-K 4.1 8/8/22 Apple Inc. | 2022 Form 10-K | 56 Incorporated by Reference Exhibit Number Exhibit Description Form Exhibit Filing Date/ Period End Date 4.29* Apple Inc.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
910
Deferred Compensation Plan.
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0000320193
20221028
10-K
911
S-8 4.1 8/23/18 10.1* Employee Stock Purchase Plan, as amended and restated as of March 10, 2015.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
912
8-K 10.1 3/13/15 10.2* Form of Indemnification Agreement between the Registrant and each director and executive officer of the Registrant.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
913
10-Q 10.2 6/27/09 10.3* Apple Inc. Non-Employee Director Stock Plan, as amended November 9, 2021.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
914
10-Q 10.1 12/25/21 10.4* 2014 Employee Stock Plan, as amended and restated as of October 1, 2017.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
915
10-K 10.8 9/30/17 10.5* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of September 26, 2017.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
916
10-K 10.20 9/30/17 10.6* Form of Restricted Stock Unit Award Agreement under Non-Employee Director Stock Plan effective as of February 13, 2018.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
917
10-Q 10.2 3/31/18 10.7* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of August 21, 2018.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
918
10-K 10.17 9/29/18 10.8* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of August 21, 2018.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
919
10-K 10.18 9/29/18 10.9* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of September 29, 2019.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
920
10-K 10.15 9/28/19 10.10* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of September 29, 2019.
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10-K
921
10-K 10.16 9/28/19 10.11* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of August 18, 2020.
0000320193-22-000108/full-submission.txt
0000320193
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10-K
922
10-K 10.16 9/26/20 10.12* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of August 18, 2020.
0000320193-22-000108/full-submission.txt
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10-K
923
10-K 10.17 9/26/20 10.13* Form of CEO Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of September 27, 2020.
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20221028
10-K
924
10-Q 10.1 12/26/20 10.14* Form of CEO Performance Award Agreement under 2014 Employee Stock Plan effective as of September 27, 2020.
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0000320193
20221028
10-K
925
10-Q 10.2 12/26/20 10.15* 2022 Employee Stock Plan.
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10-K
926
8-K 10.1 3/4/22 10.16* Form of Restricted Stock Unit Award Agreement under 2022 Employee Stock Plan effective as of March 4, 2022.
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10-K
927
8-K 10.2 3/4/22 10.17* Form of Performance Award Agreement under 2022 Employee Stock Plan effective as of March 4, 2022.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
928
8-K 10.3 3/4/22 10.18* Apple Inc. Executive Cash Incentive Plan.
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20221028
10-K
929
8-K 10.1 8/19/22 21.1** Subsidiaries of the Registrant.
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20221028
10-K
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23.1** Consent of Independent Registered Public Accounting Firm.
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10-K
931
24.1** Power of Attorney (included on the Signatures page of this Annual Report on Form 10-K).
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10-K
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31.1** Rule 13a-14(a) / 15d-14(a) Certification of Chief Executive Officer.
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10-K
933
31.2** Rule 13a-14(a) / 15d-14(a) Certification of Chief Financial Officer.
0000320193-22-000108/full-submission.txt
0000320193
20221028
10-K
934
32.1*** Section 1350 Certifications of Chief Executive Officer and Chief Financial Officer.
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0000320193
20221028
10-K
935
101** Inline XBRL Document Set for the consolidated financial statements and accompanying notes in Part II, Item 8, “Financial Statements and Supplementary Data” of this Annual Report on Form 10-K. 104** Inline XBRL for the cover page of this Annual Report on Form 10-K, included in the Exhibit 101 Inline XBRL Document ...
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0000320193
20221028
10-K
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*Indicates management contract or compensatory plan or arrangement.
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20221028
10-K
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**Filed herewith.
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10-K
938
***Furnished herewith.
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10-K
939
(1)Certain instruments defining the rights of holders of long-term debt securities of the Registrant are omitted pursuant to Item 601(b)(4)(iii) of Regulation S-K.
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0000320193
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10-K
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The Registrant hereby undertakes to furnish to the SEC, upon request, copies of any such instruments.
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10-K
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Item 16.
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10-K
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Form 10-K Summary None.
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10-K
943
Apple Inc. | 2022 Form 10-K | 57 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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10-K
944
Date: October 27, 2022 Apple Inc. By: /s/ Luca Maestri Luca Maestri Senior Vice President, Chief Financial Officer Power of Attorney KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Timothy D. Cook and Luca Maestri, jointly and severally, his or her attorneys-i...
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0000320193
20221028
10-K
945
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated: Name Title Date /s/ Timothy D. Cook Chief Executive Officer and Director (Principal Executive Officer) October 27,...
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10-K
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Bell Director October 27, 2022 JAMES A.
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10-K
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BELL /s/ Al Gore Director October 27, 2022 AL GORE /s/ Alex Gorsky Director October 27, 2022 ALEX GORSKY /s/ Andrea Jung Director October 27, 2022 ANDREA JUNG /s/ Arthur D. Levinson Director and Chair of the Board October 27, 2022 ARTHUR D. LEVINSON /s/ Monica Lozano Director October 27, 2022 MONICA LOZANO /s/ Ronald D...
0000320193-22-000108/full-submission.txt
0000320193
20151028
10-K
0
10-K d17062d10k.htm FORM 10-K Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 26, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) ...
0001193125-15-356351/full-submission.txt
0000320193
20151028
10-K
1
Employer Identification No.)
0001193125-15-356351/full-submission.txt
0000320193
20151028
10-K
2
1 Infinite Loop Cupertino, California (Address of principal executive offices) (Zip Code) (408) 996-1010 (Registrant’s telephone number, including area code) Securities registered pursuant to Section 12(b) of the Act: Common Stock, $0.00001 par value per share 1.000% Notes due 2022 1.625% Notes due 2026 3.05% Notes due...
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10-K
3
Yes x No ¨ Indicate by check mark if the Registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
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10-K
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Yes ¨ No x Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing...
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0000320193
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10-K
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Yes x No ¨ Indicate by check mark whether the Registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period...
0001193125-15-356351/full-submission.txt
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10-K
6
Yes x No ¨ Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of the Registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of thi...
0001193125-15-356351/full-submission.txt
0000320193
20151028
10-K
7
See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
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0000320193
20151028
10-K
8
Large accelerated filer x Accelerated filer ¨ Non-accelerated filer ¨ (Do not check if a smaller reporting company) Smaller reporting company ¨ Indicate by check mark whether the Registrant is a shell company (as defined in Rule 12b-2 of the Act).
0001193125-15-356351/full-submission.txt
0000320193
20151028
10-K
9
Yes ¨ No x The aggregate market value of the voting and non-voting stock held by non-affiliates of the Registrant, as of March 27, 2015, the last business day of the Registrant’s most recently completed second fiscal quarter, was approximately $709,923,000,000.
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20151028
10-K
10
Solely for purposes of this disclosure, shares of common stock held by executive officers and directors of the Registrant as of such date have been excluded because such persons may be deemed to be affiliates.
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This determination of executive officers and directors as affiliates is not necessarily a conclusive determination for any other purposes.
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5,575,331,000 shares of common stock were issued and outstanding as of October 9, 2015.
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10-K
13
DOCUMENTS INCORPORATED BY REFERENCE Portions of the Registrant’s definitive proxy statement relating to its 2016 annual meeting of shareholders (the “2016 Proxy Statement”) are incorporated by reference into Part III of this Annual Report on Form 10-K where indicated.
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20151028
10-K
14
The 2016 Proxy Statement will be filed with the U.S. Securities and Exchange Commission within 120 days after the end of the fiscal year to which this report relates.
0001193125-15-356351/full-submission.txt
0000320193
20151028
10-K
15
Apple Inc. Form 10-K For the Fiscal Year Ended September 26, 2015 This Annual Report on Form 10-K (“Form 10-K”) contains forward-looking statements, within the meaning of the Private Securities Litigation Reform Act of 1995, that involve risks and uncertainties.
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20151028
10-K
16
Many of the forward-looking statements are located in Part II, Item 7 of this Form 10-K under the heading “Management’s Discussion and Analysis of Financial Condition and Results of Operations.” Forward-looking statements provide current expectations of future events based on certain assumptions and include any stateme...
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10-K
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Forward-looking statements can also be identified by words such as “future,” “anticipates,” “believes,” “estimates,” “expects,” “intends,” “will,” “would,” “could,” “can,” “may,” and similar terms.
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Forward-looking statements are not guarantees of future performance and the Company’s actual results may differ significantly from the results discussed in the forward-looking statements.
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Factors that might cause such differences include, but are not limited to, those discussed in Part I, Item 1A of this Form 10-K under the heading “Risk Factors,” which are incorporated herein by reference.
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All information presented herein is based on the Company’s fiscal calendar.
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Unless otherwise stated, references to particular years, quarters, months or periods refer to the Company’s fiscal years ended in September and the associated quarters, months and periods of those fiscal years.
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10-K
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Each of the terms the “Company” and “Apple” as used herein refers collectively to Apple Inc. and its wholly-owned subsidiaries, unless otherwise stated.
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The Company assumes no obligation to revise or update any forward-looking statements for any reason, except as required by law.
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10-K
24
PART I Item 1. Business Company Background The Company designs, manufactures and markets mobile communication and media devices, personal computers and portable digital music players, and sells a variety of related software, services, accessories, networking solutions and third-party digital content and applications.
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The Company’s products and services include iPhone®, iPad®, Mac®, iPod®, Apple Watch®, Apple TV®, a portfolio of consumer and professional software applications, iOS, OS X® and watchOS™ operating systems, iCloud®, Apple Pay® and a variety of accessory, service and support offerings.
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In September 2015, the Company announced a new Apple TV, tvOS™ operating system and Apple TV App Store®, which are expected to be available by the end of October 2015.
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The Company sells and delivers digital content and applications through the iTunes Store®, App Store, Mac App Store, iBooks Store™ and Apple Music™ (collectively “Internet Services”).
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The Company sells its products worldwide through its retail stores, online stores and direct sales force, as well as through third-party cellular network carriers, wholesalers, retailers and value-added resellers.
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In addition, the Company sells a variety of third-party Apple compatible products, including application software and various accessories through its online and retail stores.
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The Company sells to consumers, small and mid-sized businesses and education, enterprise and government customers.
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The Company’s fiscal year is the 52 or 53-week period that ends on the last Saturday of September.
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The Company is a California corporation established in 1977. Business Strategy The Company is committed to bringing the best user experience to its customers through its innovative hardware, software and services.
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The Company’s business strategy leverages its unique ability to design and develop its own operating systems, hardware, application software and services to provide its customers products and solutions with innovative design, superior ease-of-use and seamless integration.
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As part of its strategy, the Company continues to expand its platform for the discovery and delivery of digital content and applications through its Internet Services, which allows customers to discover and download digital content, iOS, Mac and Apple Watch applications, and books through either a Mac or Windows-based ...
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The Company also supports a community for the development of third-party software and hardware products and digital content that complement the Company’s offerings.
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The Company believes a high-quality buying experience with knowledgeable salespersons who can convey the value of the Company’s products and services greatly enhances its ability to attract and retain customers.
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Therefore, the Company’s strategy also includes building and expanding its own retail and online stores and its third-party distribution network to effectively reach more customers and provide them with a high-quality sales and post-sales support experience.
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The Company believes ongoing investment in research and development (“R&D”), marketing and advertising is critical to the development and sale of innovative products and technologies.
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Apple Inc. | 2015 Form 10-K | 1 Business Organization The Company manages its business primarily on a geographic basis.
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In 2015, the Company changed its reportable operating segments as management began reporting business performance and making decisions primarily on a geographic basis, including the results of its retail stores in each respective geographic segment.
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Accordingly, the Company’s reportable operating segments consist of the Americas, Europe, Greater China, Japan and Rest of Asia Pacific.
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The Americas segment includes both North and South America.
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The Europe segment includes European countries, as well as India, the Middle East and Africa.
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The Greater China segment includes China, Hong Kong and Taiwan.
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The Rest of Asia Pacific segment includes Australia and those Asian countries not included in the Company’s other reportable operating segments.
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Although each reportable operating segment provides similar hardware and software products and similar services, they are managed separately to better align with the location of the Company’s customers and distribution partners and the unique market dynamics of each geographic region.
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Further information regarding the Company’s reportable operating segments may be found in Part II, Item 7 of this Form 10-K under the subheading “Segment Operating Performance,” and in Part II, Item 8 of this Form 10-K in the Notes to Consolidated Financial Statements in Note 11, “Segment Information and Geographic Dat...
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iPhone includes Siri®, a voice activated intelligent assistant, and Apple Pay and Touch ID™ on qualifying devices.
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In September 2015, the Company introduced iPhone 6s and 6s Plus, featuring 3D Touch, which senses force to access features and interact with content and apps.
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iPhone works with the iTunes Store, App Store and iBooks Store for purchasing, organizing and playing digital content and apps.
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iPhone is compatible with both Mac and Windows personal computers and Apple’s iCloud services, which provide synchronization across users’ devices.
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