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0000320193
20211029
10-K
941
8-K 4.1 5/24/17 4.16 Officer’s Certificate of the Registrant, dated as of June 20, 2017, including form of global note representing the 3.000% Notes due 2027.
0000320193-21-000105/full-submission.txt
0000320193
20211029
10-K
942
8-K 4.1 6/20/17 4.17 Officer’s Certificate of the Registrant, dated as of August 18, 2017, including form of global note representing the 2.513% Notes due 2024.
0000320193-21-000105/full-submission.txt
0000320193
20211029
10-K
943
8-K 4.1 8/18/17 4.18 Officer’s Certificate of the Registrant, dated as of September 12, 2017, including forms of global notes representing the 1.500% Notes due 2019, 2.100% Notes due 2022, 2.900% Notes due 2027 and 3.750% Notes due 2047.
0000320193-21-000105/full-submission.txt
0000320193
20211029
10-K
944
8-K 4.1 9/12/17 4.19 Officer’s Certificate of the Registrant, dated as of November 13, 2017, including forms of global notes representing the 1.800% Notes due 2019, 2.000% Notes due 2020, 2.400% Notes due 2023, 2.750% Notes due 2025, 3.000% Notes due 2027 and 3.750% Notes due 2047.
0000320193-21-000105/full-submission.txt
0000320193
20211029
10-K
945
8-K 4.1 11/13/17 4.20 Indenture, dated as of November 5, 2018, between the Registrant and The Bank of New York Mellon Trust Company, N.A., as Trustee.
0000320193-21-000105/full-submission.txt
0000320193
20211029
10-K
946
S-3 4.1 11/5/18 4.21 Officer’s Certificate of the Registrant, dated as of September 11, 2019, including forms of global notes representing the 1.700% Notes due 2022, 1.800% Notes due 2024, 2.050% Notes due 2026, 2.200% Notes due 2029 and 2.950% Notes due 2049.
0000320193-21-000105/full-submission.txt
0000320193
20211029
10-K
947
8-K 4.1 9/11/19 4.22 Officer’s Certificate of the Registrant, dated as of November 15, 2019, including forms of global notes representing the 0.000% Notes due 2025 and 0.500% Notes due 2031.
0000320193-21-000105/full-submission.txt
0000320193
20211029
10-K
948
8-K 4.1 11/15/19 4.23 Officer’s Certificate of the Registrant, dated as of May 11, 2020, including forms of global notes representing the 0.750% Notes due 2023, 1.125% Notes due 2025, 1.650% Notes due 2030 and 2.650% Notes due 2050.
0000320193-21-000105/full-submission.txt
0000320193
20211029
10-K
949
8-K 4.1 5/11/20 4.24 Officer’s Certificate of the Registrant, dated as of August 20, 2020, including forms of global notes representing the 0.550% Notes due 2025, 1.25% Notes due 2030, 2.400% Notes due 2050 and 2.550% Notes due 2060.
0000320193-21-000105/full-submission.txt
0000320193
20211029
10-K
950
8-K 4.1 8/20/20 4.25 Officer’s Certificate of the Registrant, dated as of February 8, 2021, including forms of global notes representing the 0.700% Notes due 2026, 1.200% Notes due 2028, 1.650% Notes due 2031, 2.375% Notes due 2041, 2.650% Notes due 2051 and 2.800% Notes due 2061.
0000320193-21-000105/full-submission.txt
0000320193
20211029
10-K
951
8-K 4.1 2/8/21 4.26 Officer’s Certificate of the Registrant, dated as of August 5, 2021, including forms of global notes representing the 1.400% Notes due 2028, 1.700% Notes due 2031, 2.700% Notes due 2051 and 2.850% Notes due 2061.
0000320193-21-000105/full-submission.txt
0000320193
20211029
10-K
952
8-K 4.1 8/5/21 4.27* Apple Inc.
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0000320193
20211029
10-K
953
Deferred Compensation Plan.
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0000320193
20211029
10-K
954
S-8 4.1 8/23/18 Apple Inc. | 2021 Form 10-K | 58 Incorporated by Reference Exhibit Number Exhibit Description Form Exhibit Filing Date/ Period End Date 10.1* Employee Stock Purchase Plan, as amended and restated as of March 10, 2015.
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0000320193
20211029
10-K
955
8-K 10.1 3/13/15 10.2* Form of Indemnification Agreement between the Registrant and each director and executive officer of the Registrant.
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10-K
956
10-Q 10.2 6/27/09 10.3* Apple Inc. Non-Employee Director Stock Plan, as amended and restated as of February 13, 2018.
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20211029
10-K
957
8-K 10.1 2/14/18 10.4* 2014 Employee Stock Plan, as amended and restated as of October 1, 2017.
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20211029
10-K
958
10-K 10.8 9/30/17 10.5* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of October 14, 2016.
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20211029
10-K
959
10-K 10.18 9/24/16 10.6* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of September 26, 2017.
0000320193-21-000105/full-submission.txt
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20211029
10-K
960
10-K 10.20 9/30/17 10.7* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of September 26, 2017.
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10-K
961
10-K 10.21 9/30/17 10.8* Form of Restricted Stock Unit Award Agreement under Non-Employee Director Stock Plan effective as of February 13, 2018.
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20211029
10-K
962
10-Q 10.2 3/31/18 10.9* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of August 21, 2018.
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10-K
963
10-K 10.17 9/29/18 10.10* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of August 21, 2018.
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10-K
964
10-K 10.18 9/29/18 10.11* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of September 29, 2019.
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10-K
965
10-K 10.15 9/28/19 10.12* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of September 29, 2019.
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10-K
966
10-K 10.16 9/28/19 10.13* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of August 18, 2020.
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20211029
10-K
967
10-K 10.16 9/26/20 10.14* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of August 18, 2020.
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10-K
968
10-K 10.17 9/26/20 10.15* Form of CEO Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of September 27, 2020.
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0000320193
20211029
10-K
969
10-Q 10.1 1/28/21 10.16* Form of CEO Performance Award Agreement under 2014 Employee Stock Plan effective as of September 27, 2020.
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10-K
970
10-Q 10.2 1/28/21 21.1** Subsidiaries of the Registrant.
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23.1** Consent of Independent Registered Public Accounting Firm.
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10-K
972
24.1** Power of Attorney (included on the Signatures page of this Annual Report on Form 10-K).
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10-K
973
31.1** Rule 13a-14(a) / 15d-14(a) Certification of Chief Executive Officer.
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10-K
974
31.2** Rule 13a-14(a) / 15d-14(a) Certification of Chief Financial Officer.
0000320193-21-000105/full-submission.txt
0000320193
20211029
10-K
975
32.1*** Section 1350 Certifications of Chief Executive Officer and Chief Financial Officer.
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20211029
10-K
976
101** Inline XBRL Document Set for the consolidated financial statements and accompanying notes in Part II, Item 8, “Financial Statements and Supplementary Data” of this Annual Report on Form 10-K. 104** Inline XBRL for the cover page of this Annual Report on Form 10-K, included in the Exhibit 101 Inline XBRL Document ...
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10-K
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*Indicates management contract or compensatory plan or arrangement.
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10-K
978
**Filed herewith.
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979
***Furnished herewith.
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10-K
980
(1)Certain instruments defining the rights of holders of long-term debt securities of the Registrant are omitted pursuant to Item 601(b)(4)(iii) of Regulation S-K.
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10-K
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The Registrant hereby undertakes to furnish to the SEC, upon request, copies of any such instruments.
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982
Item 16.
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10-K
983
Form 10-K Summary None.
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10-K
984
Apple Inc. | 2021 Form 10-K | 59 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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10-K
985
Date: October 28, 2021 Apple Inc. By: /s/ Luca Maestri Luca Maestri Senior Vice President, Chief Financial Officer Power of Attorney KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Timothy D. Cook and Luca Maestri, jointly and severally, his or her attorneys-i...
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10-K
986
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated: Name Title Date /s/ Timothy D. Cook Chief Executive Officer and Director (Principal Executive Officer) October 28,...
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10-K
987
Bell Director October 28, 2021 JAMES A.
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BELL /s/ Al Gore Director October 28, 2021 AL GORE /s/ Andrea Jung Director October 28, 2021 ANDREA JUNG /s/ Arthur D. Levinson Director and Chair of the Board October 28, 2021 ARTHUR D. LEVINSON /s/ Monica Lozano Director October 28, 2021 MONICA LOZANO /s/ Ronald D. Sugar Director October 28, 2021 RONALD D. SUGAR /s/ ...
0000320193-21-000105/full-submission.txt
0000320193
20031219
10-K
0
10-K a2124888z10-k.htm 10-K -- Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 27, 2003 OR o TRANSI...
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20031219
10-K
1
Employer Identification No.)
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0000320193
20031219
10-K
2
1 Infinite Loop Cupertino, California (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (408) 996-1010 Securities registered pursuant to Section 12(b) of the Act: None Securities registered pursuant to Section 12(g) of the Act: Common Stock, no par value (Titles of ...
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10-K
3
Yes ý No o Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (section 229.405 of this chapter) is not contained herein, and will not be contained, to the best of the registrant's knowledge, in definitive proxy or information statements incorporated by reference to Part III...
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10-K
4
Yes ý No o The aggregate market value of the voting and non-voting stock held by non-affiliates of the registrant, as of March 29, 2003, was approximately $4,479,669,616 based upon the closing price reported for such date on the NASDAQ National Market.
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10-K
5
For purposes of this disclosure, shares of Common Stock held by persons who hold more than 5% of the outstanding shares of Common Stock and shares held by executive officers and directors of the registrant have been excluded because such persons may be deemed to be affiliates.
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10-K
6
This determination of executive officer or affiliate status is not necessarily a conclusive determination for other purposes.
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20031219
10-K
7
367,734,960 shares of Common Stock Issued and Outstanding as of December 5, 2003 PART I The Business section and other parts of this Annual Report on Form 10-K ("Form 10-K") contain forward-looking statements that involve risks and uncertainties.
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20031219
10-K
8
Many of the forward-looking statements are located in "Management's Discussion and Analysis of Financial Condition and Results of Operations."
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10-K
9
Forward-looking statements can also be identified by words such as "anticipates," "expects," "believes," "plans," "predicts," and similar terms.
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20031219
10-K
10
Forward-looking statements are not guarantees of future performance and the Company's actual results may differ significantly from the results discussed in the forward-looking statements.
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10-K
11
Factors that might cause such differences include, but are not limited to, those discussed in the subsection entitled "Factors That May Affect Future Results and Financial Condition" under Part II, Item 7 of this Form 10-K.
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10-K
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The Company assumes no obligation to revise or update any forward-looking statements for any reason, except as required by law.
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10-K
13
Item 1. Business Company Background Apple Computer, Inc. ("Apple" or the "Company") was incorporated under the laws of the State of California on January 3, 1977.
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10-K
14
The Company designs, manufactures and markets personal computers and related software, peripherals and personal computing and communicating solutions.
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10-K
15
The Company's products include the Macintosh® line of desktop and notebook computers, the Mac OS® X operating system, the iPod™ digital music player, and a portfolio of software and peripheral products for education, creative, consumer and business customers.
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10-K
16
The Company sells its products through its online stores, direct sales force, third-party wholesalers and resellers, and its own retail stores.
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10-K
17
The Company's fiscal year ends on the last Saturday of September.
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10-K
18
Unless otherwise stated, all information presented in this Form 10-K is based on the Company's fiscal calendar.
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20031219
10-K
19
Business Strategy Digital Hub Apple is committed to bringing the best possible personal computing experience to students, educators, creative professionals, businesses and consumers around the world through its innovative hardware, software, peripherals and Internet offerings, including .Mac™ and the iTunes® Music Stor...
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The Company believes that personal computing has entered a new era in which the personal computer functions for both professionals and consumers as the digital hub for advanced new digital devices such as the Company's iPod digital music players, personal digital assistants, cellular phones, digital still and movie cam...
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The attributes of the personal computer, including its ability to run complex applications, possess a high quality user interface, contain large and relatively inexpensive storage, and easily connect to the Internet in multiple ways and at varying speeds, can individually add value to these devices and interconnect the...
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10-K
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Apple is the only company in the personal computer industry that designs and manufactures the entire personal computer-from the hardware and operating system to sophisticated applications.
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Apple provides innovative industrial design, intuitive ease-of-use, and built-in networking, graphics, and multimedia capabilities.
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10-K
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Thus, the Company is uniquely positioned to offer digital hub products and solutions.
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10-K
25
Apple develops products and technologies that adhere to many industry standards in order to provide an optimized user experience through interoperability with peripherals and devices from other companies.
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10-K
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Apple has played a role in the development, enhancement, promotion, and/or use of numerous of these industry standards, many of which are discussed below.
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Retail Since inception of its retail initiative in 2001, the Company has opened 65 retail stores in the United States through fiscal year 2003 and during the first quarter of 2004 opened 9 additional stores, including its first international store in the Ginza in Tokyo, Japan.
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The Company has located its stores at high traffic locations in quality shopping malls and urban shopping districts.
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In addition to its own hardware, software and peripheral products, the Company's stores carry a variety of third-party hardware and software products.
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One of the main goals of the retail initiative is to bring new customers to the Company and expand its installed base through sales to both first time personal computer buyers and those switching to the Macintosh platform from competing operating system platforms.
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By operating its own stores, the Company is able to better control the customer retail experience.
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The stores are designed to simplify and enhance the presentation and marketing of personal computing products.
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To that end, retail store configurations have expanded to various sizes in order to accommodate market demands.
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The stores employ experienced and knowledgeable personnel, provide post-sale advice and support, offer a wide selection of third-party products selected to complement the Company's own products, host training and marketing presentations, and provide certain hardware support services.
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Additionally, the stores provide a forum in which the Company is able to present entire computing solutions to users in areas such as digital photography, digital video, music, children's software, and home and small business computing.
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Education For more than 25 years, the Company has focused on the use of technology in education.
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The Company believes that effective integration of technology into classroom instruction can result in higher levels of student achievement, especially when used to support collaboration, information access, and the expression and representation of student thought and ideas.
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The Company provides a range of products and services designed to help schools maximize their investments in technology.
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This is manifested in many of the Company's products and services, including hardware products like the eMac™ and the iBook® that are designed to meet the needs of education customers, video editing solutions, wireless networking capabilities, student information systems, one-to-one learning solutions, and high-quality...
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Creative Professionals Creative professionals constitute one of the Company's most important markets for both hardware and software products.
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This market is also important to many third-party developers who provide Macintosh compatible hardware and software solutions.
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Creative customers utilize the Company's products for a variety of creative activities including digital video and film production and editing; digital video and film special effects, compositing, and titling; digital still photography; graphic design, publishing, and print production; music performance and production;...
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The Company designs its high-end hardware solutions, including servers and desktop and portable Macintosh systems, to incorporate the power, expandability, and features desired by creative professionals.
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Additionally, the Company's operating system, Mac OS X, incorporates powerful graphics and audio technologies and features developer tools to optimize system and application performance when running powerful creative solutions provided by the Company or by third-party developers.
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The Company also offers various software solutions to meet the needs of its creative customers, many of which are described below.
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Business Organization The Company manages its business primarily on a geographic basis.
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The Company's reportable operating segments are the Americas, Europe, Japan, and Retail.
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The Americas segment includes both North and South America, except for the activities of the Company's Retail segment.
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The Europe segment includes European countries as well as the Middle East and Africa.
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The Japan segment includes only Japan, except for the activities of the Company's Retail segment.
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The Retail segment currently operates Apple-owned retail stores in the United States and in the first quarter of fiscal 2004, opened its first international store in Tokyo, Japan.
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