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0000320193
20100125
10-K/A
909
Exhibits, Financial Statement Schedules (a) Documents filed as part of this report (1) All financial statements Index to Consolidated Financial Statements Page Consolidated Balance Sheets as of September 26, 2009 and September 27, 2008 Consolidated Statements of Operations for the three years ended September 26, 2009 C...
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
910
(b) Exhibits required by Item 601 of Regulation S-K The information required by this Item is set forth on the exhibit index that follows the signature page of this report.
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
911
SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, this 25th day of January 2010.
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
912
APPLE INC. By: /s/ Peter Oppenheimer Peter Oppenheimer Senior Vice President, Chief Financial Officer EXHIBIT INDEX Exhibit Number Exhibit Description Incorporated by Reference Form Filing Date/ Period End Date 3.1 Restated Articles of Incorporation, filed with the Secretary of State of the State of California on July ...
0001193125-10-012091/full-submission.txt
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20100125
10-K/A
913
10-Q 6/27/09 3.2 By-Laws of the Registrant, as amended through May 27, 2009.
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20100125
10-K/A
914
8-K 6/2/09 4.1 Form of Stock Certificate of the Registrant.
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0000320193
20100125
10-K/A
915
10-Q 12/30/06 10.1* Employee Stock Purchase Plan, as amended through May 10, 2007.
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
916
8-K 5/16/07 10.2* Form of Indemnification Agreement between the Registrant and each director and executive officer of the Registrant.
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
917
10-Q 6/27/09 10.3* 1997 Employee Stock Option Plan, as amended through October 19, 2001.
0001193125-10-012091/full-submission.txt
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20100125
10-K/A
918
10-K 9/28/02 10.4* 1997 Director Stock Option Plan, as amended through May 10, 2007.
0001193125-10-012091/full-submission.txt
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20100125
10-K/A
919
8-K 5/16/07 10.5* 2003 Employee Stock Plan, as amended through May 10, 2007.
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
920
8-K 5/16/07 10.6* Reimbursement Agreement dated as of May 25, 2001 by and between the Registrant and Steven P. Jobs.
0001193125-10-012091/full-submission.txt
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10-K/A
921
10-Q 6/29/02 10.7* Form of Option Agreement.
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922
10-K 9/24/05 10.8* Form of Restricted Stock Unit Award Agreement effective as of August 28, 2007.
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10-K/A
923
10-K 9/29/07 10.9* Form of Restricted Stock Unit Award Agreement effective as of November 11, 2008.
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
924
10-Q 12/27/08 10.10* Transition Agreement and Settlement Agreement and Release dated as of November 3, 2008 by and between the Registrant and Anthony Fadell.
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
925
10-Q 12/27/08 14.1 Business Conduct Policy of the Registrant dated February 2009.
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20100125
10-K/A
926
10-Q 3/28/09 21.1 Subsidiaries of the Registrant.
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10-K/A
927
10-K 9/26/09 23.1** Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm.
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10-K/A
928
23.2** Consent of KPMG LLP, Independent Registered Public Accounting Firm.
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10-K/A
929
24.1 Power of Attorney.
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930
10-K 9/26/09 31.1** Rule 13a-14(a) / 15d-14(a) Certification of Chief Executive Officer.
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931
31.2** Rule 13a-14(a) / 15d-14(a) Certification of Chief Financial Officer.
0001193125-10-012091/full-submission.txt
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932
32.1*** Section 1350 Certifications of Chief Executive Officer and Chief Financial Officer.
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933
Exhibit Number Exhibit Description Incorporated by Reference Form Filing Date/ Period End Date 101.INS**** XBRL Instance Document 101.SCH**** XBRL Taxonomy Extension Schema Document 101.CAL**** XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF**** XBRL Taxonomy Extension Definition Linkbase Document 101.LAB...
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934
** Filed herewith.
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935
*** Furnished herewith.
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936
**** Pursuant to applicable securities laws and regulations, the Company is deemed to have complied with the reporting obligation relating to the submission of interactive data files in such exhibits and is not subject to liability under any anti-fraud provisions of the federal securities laws as long as the Company ha...
0001193125-10-012091/full-submission.txt
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20100125
10-K/A
937
Users of this data are advised that, pursuant to Rule 406T, these interactive data files are deemed not filed and otherwise are not subject to liability.
0001193125-10-012091/full-submission.txt
0000320193
20181105
10-K
0
10-K a10-k20189292018.htm 10-K Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 29, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) ...
0000320193-18-000145/full-submission.txt
0000320193
20181105
10-K
1
Employer Identification No.)
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0000320193
20181105
10-K
2
One Apple Park Way Cupertino, California (Address of principal executive offices) (Zip Code) (408) 996-1010 (Registrant’s telephone number, including area code) Securities registered pursuant to Section 12(b) of the Act: Common Stock, $0.00001 par value per share 1.000% Notes due 2022 1.375% Notes due 2024 0.875% Notes...
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0000320193
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10-K
3
Yes ☒ No ☐ Indicate by check mark if the Registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
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0000320193
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10-K
4
Yes ☐ No ☒ Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing...
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0000320193
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10-K
5
Yes ☒ No ☐ Indicate by check mark whether the Registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit and post such...
0000320193-18-000145/full-submission.txt
0000320193
20181105
10-K
6
Yes ☒ No ☐ Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of the Registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of thi...
0000320193-18-000145/full-submission.txt
0000320193
20181105
10-K
7
See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
0000320193-18-000145/full-submission.txt
0000320193
20181105
10-K
8
Large accelerated filer ☒ Accelerated filer ☐ Non-accelerated filer ☐ Smaller reporting company ☐ Emerging growth company ☐ If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards p...
0000320193-18-000145/full-submission.txt
0000320193
20181105
10-K
9
☐ Indicate by check mark whether the Registrant is a shell company (as defined in Rule 12b-2 of the Act).
0000320193-18-000145/full-submission.txt
0000320193
20181105
10-K
10
Yes ☐ No ☒ The aggregate market value of the voting and non-voting stock held by non-affiliates of the Registrant, as of March 30, 2018, the last business day of the Registrant’s most recently completed second fiscal quarter, was approximately $828,880,000,000.
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0000320193
20181105
10-K
11
Solely for purposes of this disclosure, shares of common stock held by executive officers and directors of the Registrant as of such date have been excluded because such persons may be deemed to be affiliates.
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0000320193
20181105
10-K
12
This determination of executive officers and directors as affiliates is not necessarily a conclusive determination for any other purposes.
0000320193-18-000145/full-submission.txt
0000320193
20181105
10-K
13
4,745,398,000 shares of common stock were issued and outstanding as of October 26, 2018.
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0000320193
20181105
10-K
14
DOCUMENTS INCORPORATED BY REFERENCE Portions of the Registrant’s definitive proxy statement relating to its 2019 annual meeting of shareholders (the “2019 Proxy Statement”) are incorporated by reference into Part III of this Annual Report on Form 10-K where indicated.
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0000320193
20181105
10-K
15
The 2019 Proxy Statement will be filed with the U.S. Securities and Exchange Commission within 120 days after the end of the fiscal year to which this report relates.
0000320193-18-000145/full-submission.txt
0000320193
20181105
10-K
16
Apple Inc. Form 10-K For the Fiscal Year Ended September 29, 2018 This Annual Report on Form 10-K (“Form 10-K”) contains forward-looking statements, within the meaning of the Private Securities Litigation Reform Act of 1995, that involve risks and uncertainties.
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0000320193
20181105
10-K
17
Many of the forward-looking statements are located in Part II, Item 7 of this Form 10-K under the heading “Management’s Discussion and Analysis of Financial Condition and Results of Operations.” Forward-looking statements provide current expectations of future events based on certain assumptions and include any stateme...
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0000320193
20181105
10-K
18
Forward-looking statements can also be identified by words such as “future,” “anticipates,” “believes,” “estimates,” “expects,” “intends,” “plans,” “predicts,” “will,” “would,” “could,” “can,” “may,” and similar terms.
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0000320193
20181105
10-K
19
Forward-looking statements are not guarantees of future performance and the Company’s actual results may differ significantly from the results discussed in the forward-looking statements.
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0000320193
20181105
10-K
20
Factors that might cause such differences include, but are not limited to, those discussed in Part I, Item 1A of this Form 10-K under the heading “Risk Factors,” which are incorporated herein by reference.
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0000320193
20181105
10-K
21
All information presented herein is based on the Company’s fiscal calendar.
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0000320193
20181105
10-K
22
Unless otherwise stated, references to particular years, quarters, months or periods refer to the Company’s fiscal years ended in September and the associated quarters, months and periods of those fiscal years.
0000320193-18-000145/full-submission.txt
0000320193
20181105
10-K
23
Each of the terms the “Company” and “Apple” as used herein refers collectively to Apple Inc. and its wholly-owned subsidiaries, unless otherwise stated.
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10-K
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The Company assumes no obligation to revise or update any forward-looking statements for any reason, except as required by law.
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PART I Item 1. Business Company Background The Company designs, manufactures and markets mobile communication and media devices and personal computers, and sells a variety of related software, services, accessories and third-party digital content and applications.
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The Company’s products and services include iPhone®, iPad®, Mac®, Apple Watch®, AirPods®, Apple TV®, HomePod™, a portfolio of consumer and professional software applications, iOS, macOS®, watchOS® and tvOS™ operating systems, iCloud®, Apple Pay® and a variety of other accessory, service and support offerings.
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The Company sells and delivers digital content and applications through the iTunes Store®, App Store®, Mac App Store, TV App Store, Book Store and Apple Music® (collectively “Digital Content and Services”).
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The Company sells its products worldwide through its retail stores, online stores and direct sales force, as well as through third-party cellular network carriers, wholesalers, retailers and resellers.
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In addition, the Company sells a variety of third-party Apple-compatible products, including application software and various accessories, through its retail and online stores.
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The Company sells to consumers, small and mid-sized businesses and education, enterprise and government customers.
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The Company’s fiscal year is the 52- or 53-week period that ends on the last Saturday of September.
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The Company is a California corporation established in 1977. Business Strategy The Company is committed to bringing the best user experience to its customers through its innovative hardware, software and services.
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The Company’s business strategy leverages its unique ability to design and develop its own operating systems, hardware, application software and services to provide its customers products and solutions with innovative design, superior ease-of-use and seamless integration.
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As part of its strategy, the Company continues to expand its platform for the discovery and delivery of digital content and applications through its Digital Content and Services, which allows customers to discover and download or stream digital content, iOS, Mac, Apple Watch and Apple TV applications, and books through...
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The Company also supports a community for the development of third-party software and hardware products and digital content that complement the Company’s offerings.
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The Company believes a high-quality buying experience with knowledgeable salespersons who can convey the value of the Company’s products and services greatly enhances its ability to attract and retain customers.
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Therefore, the Company’s strategy also includes building and expanding its own retail and online stores and its third-party distribution network to effectively reach more customers and provide them with a high-quality sales and post-sales support experience.
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The Company believes ongoing investment in research and development (“R&D”), marketing and advertising is critical to the development and sale of innovative products, services and technologies.
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Products iPhone iPhone is the Company’s line of smartphones based on its iOS operating system.
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iPhone includes Siri®, an intelligent assistant, and Apple Pay, Touch ID® and Face ID® on qualifying devices.
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In September 2018, the Company introduced three new iPhones.
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iPhone Xs and Xs Max feature a Super Retina™ OLED display, an all-screen stainless steel and glass design, faster processors and enhanced cameras, and were available beginning in September 2018. iPhone XR features a Liquid Retina™ LCD display in an all-screen aluminum and glass design, and was available beginning in Oc...
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The Company’s line of smartphones also includes iPhone 8, 8 Plus, 7 and 7 Plus models.
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iPhone works with the iTunes Store, App Store, Book Store and Apple Music for purchasing, organizing and playing digital content and apps.
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Apple Inc. | 2018 Form 10-K | 1 iPad iPad is the Company’s line of multi-purpose tablets based on its iOS operating system, which includes iPad Pro®, iPad and iPad mini®.
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iPad includes Siri, Apple Pay and Touch ID.
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In March 2018, the Company released a new 9.7-inch iPad with Apple Pencil® compatibility.
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In October 2018, the Company introduced a new version of iPad Pro as well as a new Apple Pencil and Smart Keyboard Folio™.
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The new 11-inch and 12.9-inch iPad Pro models feature a Liquid Retina LCD display in an all-screen aluminum and glass design and integrate Face ID.
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iPad works with the iTunes Store, App Store, Book Store and Apple Music for purchasing, organizing and playing digital content and apps.
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Mac Mac is the Company’s line of desktop and portable personal computers based on its macOS operating system.
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Mac includes Siri and supports Apple Pay, and also includes Touch ID on qualifying devices.
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The Company’s desktop computers include iMac® 21.5-inch, iMac 21.5-inch with Retina® 4K display, iMac 27-inch with Retina 5K display, iMac Pro®, Mac Pro® and Mac mini®.
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The Company’s portable computers include MacBook®, MacBook Air®, MacBook Pro® and MacBook Pro with Touch Bar™.
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In October 2018, the Company introduced a new MacBook Air featuring a Retina display and Touch ID, and a new Mac mini with upgraded performance.
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Operating Systems iOS iOS is the Company’s mobile operating system that serves as the foundation for iOS devices.
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Devices running iOS are compatible with both Mac and Windows personal computers and Apple’s iCloud services.
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In September 2018, the Company released iOS 12, which includes improved performance and responsiveness, new augmented reality capabilities and expressive communication features, and introduces Siri Shortcuts, enabling Siri to intelligently pair with third-party apps.
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macOS macOS is the Company’s desktop operating system and is built on an open-source UNIX-based foundation and provides an intuitive and integrated computer experience.
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Support for iCloud is built into macOS so users can access content and information from Mac, iOS devices and other supported devices and access downloaded content and apps from the iTunes Store.
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macOS Mojave, released in September 2018, is the 15th major release of macOS and makes apps such as News, Stocks, Voice Memos and Home available on the Mac for the first time.
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macOS Mojave also adds desktop and Finder® enhancements, such as Dark Mode, and introduces a full redesign of the Mac App Store.
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watchOS watchOS is the Company’s operating system for Apple Watch.
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In September 2018, the Company released watchOS 5, which helps users stay healthy and connected with new features including Activity Sharing competitions, auto-workout detection, advanced running features, Walkie-Talkie, Apple Podcasts and third-party apps on the Siri watch face.
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tvOS tvOS is the Company’s operating system for Apple TV.
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The tvOS operating system is based on the Company’s iOS platform and enables developers to create new apps and games specifically for Apple TV and deliver them to customers through the Apple TV App Store.
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tvOS incorporates Siri capabilities that allow searching across apps and services.
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In September 2018, the Company released tvOS 12, which supports enhanced sound quality and provides additional 4K high dynamic range (“HDR”) content.
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Services Digital Content and Services The iTunes Store, available for iOS devices, Mac and Windows personal computers and Apple TV, allows customers to purchase and download or stream music and TV shows, rent or purchase movies and download free podcasts.
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The App Store, available for iOS devices, allows customers to discover and download apps and purchase in-app content.
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