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0000320193
20201030
10-K
1,007
8-K 4.1 11/13/17 4.20 Indenture, dated as of November 5, 2018, between the Registrant and The Bank of New York Mellon Trust Company, N.A., as Trustee.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,008
S-3 4.1 11/5/18 4.21 Officer’s Certificate of the Registrant, dated as of September 11, 2019, including forms of global notes representing the 1.700% Notes due 2022, 1.800% Notes due 2024, 2.050% Notes due 2026, 2.200% Notes due 2029 and 2.950% Notes due 2049.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,009
8-K 4.1 9/11/19 4.22 Officer’s Certificate of the Registrant, dated as of November 15, 2019, including forms of global notes representing the 0.000% Notes due 2025 and 0.500% Notes due 2031.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,010
8-K 4.1 11/15/19 4.23 Officer’s Certificate of the Registrant, dated as of May 11, 2020, including forms of global notes representing the 0.750% Notes due 2023, 1.125% Notes due 2025, 1.650% Notes due 2030 and 2.650% Notes due 2050.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,011
8-K 4.1 5/11/20 4.24 Officer’s Certificate of the Registrant, dated as of August 20, 2020, including forms of global notes representing the 0.550% Notes due 2025, 1.25% Notes due 2030, 2.400% Notes due 2050 and 2.550% Notes due 2060.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,012
8-K 4.1 8/20/20 4.25* Apple Inc.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,013
Deferred Compensation Plan.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,014
S-8 4.1 8/23/18 10.1* Employee Stock Purchase Plan, as amended and restated as of March 10, 2015.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,015
8-K 10.1 3/13/15 10.2* Form of Indemnification Agreement between the Registrant and each director and executive officer of the Registrant.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,016
10-Q 10.2 6/27/09 10.3* Apple Inc. Non-Employee Director Stock Plan, as amended and restated as of February 13, 2018.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,017
8-K 10.1 2/14/18 10.4* 2003 Employee Stock Plan, as amended through February 25, 2010.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,018
8-K 10.1 3/1/10 Apple Inc. | 2020 Form 10-K | 65 Incorporated by Reference Exhibit Number Exhibit Description Form Exhibit Filing Date/ Period End Date 10.5* Form of Restricted Stock Unit Award Agreement under 2003 Employee Stock Plan effective as of November 16, 2010.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,019
10-Q 10.10 12/25/10 10.6* 2014 Employee Stock Plan, as amended and restated as of October 1, 2017.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,020
10-K 10.8 9/30/17 10.7* Form of Amendment, effective as of August 26, 2014, to Restricted Stock Unit Award Agreements and Performance Award Agreements outstanding as of August 26, 2014.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,021
10-K 10.13 9/27/14 10.8* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of October 14, 2016.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,022
10-K 10.18 9/24/16 10.9* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of September 26, 2017.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,023
10-K 10.20 9/30/17 10.10* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of September 26, 2017.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,024
10-K 10.21 9/30/17 10.11* Form of Restricted Stock Unit Award Agreement under Non-Employee Director Stock Plan effective as of February 13, 2018.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,025
10-Q 10.2 3/31/18 10.12* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of August 21, 2018.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,026
10-K 10.17 9/29/18 10.13* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of August 21, 2018.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,027
10-K 10.18 9/29/18 10.14* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of September 29, 2019.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,028
10-K 10.15 9/28/19 10.15* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of September 29, 2019.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,029
10-K 10.16 9/28/19 10.16*, ** Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of August 18, 2020.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,030
10.17*, ** Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of August 18, 2020.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,031
21.1** Subsidiaries of the Registrant.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,032
23.1** Consent of Independent Registered Public Accounting Firm.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,033
24.1** Power of Attorney (included on the Signatures page of this Annual Report on Form 10-K).
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,034
31.1** Rule 13a-14(a) / 15d-14(a) Certification of Chief Executive Officer.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,035
31.2** Rule 13a-14(a) / 15d-14(a) Certification of Chief Financial Officer.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,036
32.1*** Section 1350 Certifications of Chief Executive Officer and Chief Financial Officer.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,037
101** Inline XBRL Document Set for the consolidated financial statements and accompanying notes in Part II, Item 8, “Financial Statements and Supplementary Data” of this Annual Report on Form 10-K. 104** Inline XBRL for the cover page of this Annual Report on Form 10-K, included in the Exhibit 101 Inline XBRL Document ...
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,038
*Indicates management contract or compensatory plan or arrangement.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,039
**Filed herewith.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,040
***Furnished herewith.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,041
(1)Certain instruments defining the rights of holders of long-term debt securities of the Registrant are omitted pursuant to Item 601(b)(4)(iii) of Regulation S-K.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,042
The Registrant hereby undertakes to furnish to the SEC, upon request, copies of any such instruments.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,043
Item 16.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,044
Form 10-K Summary None.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,045
Apple Inc. | 2020 Form 10-K | 66 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,046
Date: October 29, 2020 Apple Inc. By: /s/ Luca Maestri Luca Maestri Senior Vice President, Chief Financial Officer Power of Attorney KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Timothy D. Cook and Luca Maestri, jointly and severally, his or her attorneys-i...
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,047
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated: Name Title Date /s/ Timothy D. Cook Chief Executive Officer and Director (Principal Executive Officer) October 29,...
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,048
Bell Director October 29, 2020 JAMES A.
0000320193-20-000096/full-submission.txt
0000320193
20201030
10-K
1,049
BELL /s/ Al Gore Director October 29, 2020 AL GORE /s/ Andrea Jung Director October 29, 2020 ANDREA JUNG /s/ Arthur D. Levinson Director October 29, 2020 ARTHUR D. LEVINSON /s/ Ronald D. Sugar Director October 29, 2020 RONALD D. SUGAR /s/ Susan L. Wagner Director October 29, 2020 SUSAN L. WAGNER Apple Inc. | 2020 Form ...
0000320193-20-000096/full-submission.txt
0000320193
20111026
10-K
0
10-K d220209d10k.htm FORM 10-K Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 24, 2011 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)...
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
1
Employer Identification No.)
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
2
1 Infinite Loop Cupertino, California (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (408) 996-1010 Securities registered pursuant to Section 12(b) of the Act: Common Stock, no par value The NASDAQ Global Select Market (Title of class) (Name of exchange on which ...
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
3
Yes x No ¨ Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
4
Yes ¨ No x Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing...
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
5
Yes x No ¨ Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period...
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
6
Yes x No ¨ Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (section 229.405 of this chapter) is not contained herein, and will not be contained, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III...
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
7
See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
8
Large accelerated filer x Accelerated filer ¨ Non-accelerated filer ¨ (Do not check if smaller reporting company) Smaller Reporting Company ¨ Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
9
Yes ¨ No x The aggregate market value of the voting and non-voting stock held by non-affiliates of the registrant, as of March 25, 2011, the last business day of the Company’s most recently completed second fiscal quarter, was approximately $322,921,000,000 based upon the closing price reported for such date on the NAS...
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
10
For purposes of this disclosure, shares of common stock held by persons who hold more than 5% of the outstanding shares of common stock and shares held by executive officers and directors of the registrant have been excluded because such persons may be deemed to be affiliates.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
11
This determination of executive officer or affiliate status is not necessarily a conclusive determination for other purposes.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
12
929,409,000 shares of Common Stock Issued and Outstanding as of October 14, 2011 DOCUMENTS INCORPORATED BY REFERENCE (1) Portions of the registrant’s definitive Proxy Statement relating to its 2012 Annual Meeting of Shareholders are incorporated by reference into Part III of this Annual Report on Form 10-K where indica...
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
13
Such Proxy Statement will be filed with the U.S. Securities and Exchange Commission within 120 days after the end of the fiscal year to which this report relates.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
14
The Business section and other parts of this Annual Report on Form 10-K (“Form 10-K”) contain forward-looking statements that involve risks and uncertainties.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
15
Many of the forward-looking statements are located in “Management’s Discussion and Analysis of Financial Condition and Results of Operations.” Forward-looking statements provide current expectations of future events based on certain assumptions and include any statement that does not directly relate to any historical o...
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
16
Forward-looking statements can also be identified by words such as “anticipates,” “believes,” “estimates,” “expects,” “intends,” “plans,” “predicts,” and similar terms.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
17
Forward-looking statements are not guarantees of future performance and the Company’s actual results may differ significantly from the results discussed in the forward-looking statements.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
18
Factors that might cause such differences include, but are not limited to, those discussed in the subsection entitled “Risk Factors” under Part I, Item 1A of this Form 10-K, which are incorporated herein by reference.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
19
The Company assumes no obligation to revise or update any forward-looking statements for any reason, except as required by law.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
20
PART I Item 1. Business Company Background Apple Inc. and its wholly-owned subsidiaries (collectively “Apple” or the “Company”) designs, manufactures and markets mobile communication and media devices, personal computers, and portable digital music players, and sells a variety of related software, services, peripherals...
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
21
The Company’s products and services include iPhone®, iPad®, Mac®, iPod®, Apple TV®, a portfolio of consumer and professional software applications, the iOS and Mac OS® X operating systems, iCloud®, and a variety of accessory, service and support offerings.
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20111026
10-K
22
The Company also sells and delivers digital content and applications through the iTunes Store®, App StoreSM, iBookstoreSM, and Mac App Store.
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0000320193
20111026
10-K
23
The Company sells its products worldwide through its retail stores, online stores, and direct sales force, as well as through third-party cellular network carriers, wholesalers, retailers, and value-added resellers.
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0000320193
20111026
10-K
24
In addition, the Company sells a variety of third-party iPhone, iPad, Mac and iPod compatible products, including application software, printers, storage devices, speakers, headphones, and various other accessories and peripherals, through its online and retail stores.
0001193125-11-282113/full-submission.txt
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20111026
10-K
25
The Company sells to consumers, small and mid-sized businesses (“SMB”), and education, enterprise and government customers.
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0000320193
20111026
10-K
26
The Company’s fiscal year is the 52 or 53-week period that ends on the last Saturday of September.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
27
Unless otherwise stated, all information presented in this Form 10-K is based on the Company’s fiscal calendar.
0001193125-11-282113/full-submission.txt
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20111026
10-K
28
The Company is a California corporation established in 1977. Business Strategy The Company is committed to bringing the best user experience to its customers through its innovative hardware, software, peripherals, and services.
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0000320193
20111026
10-K
29
The Company’s business strategy leverages its unique ability to design and develop its own operating systems, hardware, application software, and services to provide its customers new products and solutions with superior ease-of-use, seamless integration, and innovative design.
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0000320193
20111026
10-K
30
The Company believes continual investment in research and development and marketing and advertising is critical to the development and sale of innovative products and technologies.
0001193125-11-282113/full-submission.txt
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20111026
10-K
31
As part of its strategy, the Company continues to expand its platform for the discovery and delivery of third-party digital content and applications through the iTunes Store.
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0000320193
20111026
10-K
32
As part of the iTunes Store, the Company’s App Store and iBookstore allow customers to discover and download applications and books through either a Mac or Windows-based computer or through “iOS devices,” namely iPhone, iPad and iPod touch®.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
33
In January 2011, the Company opened the Mac App Store to allow customers to easily discover, download and install applications for their Macs.
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20111026
10-K
34
The Company also supports a community for the development of third-party software and hardware products and digital content that complement the Company’s offerings.
0001193125-11-282113/full-submission.txt
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20111026
10-K
35
The Company’s strategy also includes expanding its distribution network to effectively reach more customers and provide them with a high-quality sales and post-sales support experience.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
36
Consumer and Small and Mid-Sized Business The Company believes a high-quality buying experience with knowledgeable salespersons who can convey the value of the Company’s products and services greatly enhances its ability to attract and retain customers.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
37
The Company sells many of its products and resells third-party products in most of its major markets directly to consumers and businesses through its retail and online stores.
0001193125-11-282113/full-submission.txt
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20111026
10-K
38
The Company has also invested in programs to enhance reseller sales by placing high quality Apple fixtures, merchandising materials and other resources within selected third-party reseller locations.
0001193125-11-282113/full-submission.txt
0000320193
20111026
10-K
39
Through the Apple Premium Reseller Program, certain third-party resellers focus on the Apple platform by providing a high level of product expertise, integration and support services.
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20111026
10-K
40
The Company’s retail stores are typically located at high-traffic locations in quality shopping malls and urban shopping districts.
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20111026
10-K
41
By operating its own stores and locating them in desirable high-traffic locations, the Company is better positioned to ensure a high quality customer buying experience and attract new customers.
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10-K
42
The stores are designed to simplify and enhance the presentation and marketing of the Company’s products and related solutions.
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To that end, retail store configurations have evolved into various sizes to accommodate market-specific demands.
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10-K
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The Company believes providing direct contact with its customers is an effective way to demonstrate the advantages of its products over those of its competitors.
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10-K
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The stores employ experienced and knowledgeable personnel who provide product advice, service and training.
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The stores offer a wide selection of third-party hardware, software, and other accessories and peripherals that complement the Company’s products.
0001193125-11-282113/full-submission.txt
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10-K
47
Education Throughout its history, the Company has been committed to delivering solutions to help educators teach and students learn.
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The Company believes effective integration of technology into classroom instruction can result in higher levels of student achievement and has designed a range of products, services and programs to address the needs of education customers.
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10-K
49
The Company also supports mobile learning and real-time distribution and accessibility of education related materials through iTunes U™, a platform that allows students and teachers to share and distribute educational media online.
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The Company sells its products to the education market through its direct sales force, select third-party resellers and its online and retail stores.
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Enterprise and Government The Company also sells its hardware and software products to enterprise and government customers in each of its geographic segments.
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The Company’s products are deployed in these markets because of their power, productivity, ease of use and the simplicity of seamless integration into information technology environments.
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53
The Company’s products are compatible with thousands of third-party business applications and services, and its tools enable the development and secure deployment of custom applications as well as remote device administration.
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Business Organization The Company manages its business primarily on a geographic basis.
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Accordingly, the Company has determined that its reportable operating segments, which are generally based on the nature and location of its customers, consist of the Americas, Europe, Japan, Asia-Pacific and Retail.
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The results of the Americas, Europe, Japan and Asia-Pacific reportable segments do not include the results of the Retail segment.
0001193125-11-282113/full-submission.txt