cik stringclasses 1
value | date stringlengths 8 8 | form stringclasses 4
values | sentenceCount int64 0 2.33k | sentence stringlengths 2 5.25k | filename stringlengths 40 40 |
|---|---|---|---|---|---|
0000320193 | 20041203 | 10-K | 1,911 | Mr. Tamaddon has also served with the Company in the position of Senior Vice President Worldwide Service and Support, and Vice President and General Manager, Newton Group. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,912 | Before joining the Company, Mr. Tamaddon held the position of Vice President, Europe with NeXT from September 1996 through March 1997. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,913 | From August 1994 to August 1996, Mr. Tamaddon held the position of Vice President, Professional Services with NeXT. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,914 | Avadis Tevanian, Jr., Ph.D., Senior Vice President, Chief Software Technology Officer (age 43), joined the Company in February 1997 upon the Company's acquisition of NeXT. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,915 | Dr. Tevanian served with the Company in the position of Senior Vice President, Software Engineering from 1997 to July 2003. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,916 | With NeXT, Dr. Tevanian held several positions, including Vice President, Engineering, from April 1995 to
February 1997. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,917 | Prior to April 1995, Dr. Tevanian worked as an engineer with NeXT and held several management positions. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,918 | Item 11. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,919 | Executive Compensation
Information Regarding Executive Compensation
The following table summarizes compensation information for the last three fiscal years for (i) Mr. Jobs, Chief Executive Officer and (ii) the four most highly compensated executive officers other than the Chief Executive Officer who were serving as ex... | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,920 | SUMMARY COMPENSATION TABLE
(1)In March 2003, Mr. Jobs voluntarily cancelled all of his outstanding options, excluding those granted to him in his capacity as a director. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,921 | In March 2003, the Board awarded Mr. Jobs five million restricted shares of the Company's Common Stock, that generally vest in full on the third anniversary of the grant date. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,922 | (2)In December 1999, Mr. Jobs was given a special executive bonus for past services as the Company's interim Chief Executive Officer, in the form of an aircraft with a total cost to the Company of approximately $90,000,000. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,923 | In fiscal 2002, approximately $2.27 million paid by the Company towards the purchase of the plane and approximately $1.3 million in related tax assistance was reported as income to Mr. Jobs. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,924 | (3)Market value of restricted stock units granted on March 24, 2004 (based on $25.50 per share, the closing price of the Company's common stock on the NASDAQ National Market on the day of grant). | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,925 | Restricted stock units generally vest over four years with 50% of the total number of shares vesting on each of the second and fourth anniversary of the grant date. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,926 | (4)Consists of matching contributions made by the Company in accordance with the terms of the 401(k) plan. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,927 | Option Grants in Last Fiscal Year
There were no options granted to the Named Executive Officers during fiscal year 2004, although restricted stock units which are shown above in the Summary Compensation Table, were granted. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,928 | Options Exercised and Year-End Option Holdings
The following table provides information about stock option exercises by the Named Executive Officers during fiscal year 2004 and stock options held by each of them at fiscal year-end. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,929 | AGGREGATED OPTION EXERCISES IN THE LAST FISCAL YEAR
AND FISCAL YEAR-END OPTION VALUES
(1)Market value of securities underlying in-the-money options at the end of fiscal year 2004 (based on $37.29 per share, the closing price of Common Stock on the NASDAQ National Market on September 24, 2004), minus the exercise price. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,930 | (2)Consists of 60,000 options granted to Mr. Jobs in his capacity as a director pursuant to the 1997 Director Stock Option Plan. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,931 | In March 2003, Mr. Jobs voluntarily cancelled all of his outstanding options, excluding those granted to him in his capacity as a director. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,932 | Director Compensation
The form and amount of director compensation is determined by the Board after a review of recommendations made by the Nominating Committee. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,933 | The current practice of the Board is to base a substantial portion of a director's annual retainer on equity. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,934 | In 1998, shareholders approved the 1997 Director Stock Option Plan (the "Director Plan") and 800,000 shares were reserved for issuance thereunder. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,935 | Pursuant to the Director Plan, the Company's non-employee directors are granted an option to acquire 30,000 shares of Common Stock upon their initial election to the Board ("Initial Options"). | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,936 | The Initial Options vest and become exercisable in three equal annual installments on each of the first through third anniversaries of the grant date. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,937 | On the fourth anniversary of a non-employee director's initial election to the Board and on each subsequent anniversary thereafter, the director will be entitled to receive an option to acquire 10,000 shares of Common Stock ("Annual Options"). | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,938 | Annual Options are fully vested and immediately exercisable on their date of grant. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,939 | As of the end of the fiscal year, there were options for 440,000 shares outstanding under the Director Plan. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,940 | Since accepting the position of CEO, Mr. Jobs is no longer eligible for grants under the Director Plan. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,941 | Non-employee directors also receive a $50,000 annual retainer paid in quarterly increments. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,942 | In addition, directors receive up to two free computer systems per year and are eligible to purchase additional equipment at a discount. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,943 | Directors do not receive any additional consideration for serving on committees or as committee chairperson. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,944 | Compensation Committee Interlocks and Insider Participation
The current members of the Compensation Committee are Messrs. William V. Campbell, Millard S. Drexler, and Albert Gore, Jr., none of whom are employees of the Company and all of whom are considered "independent" directors under the applicable NASDAQ rules. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,945 | No person who was an employee of the Company in fiscal year 2004 served on the Compensation Committee. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,946 | No executive officer of the Company (i) served as a member of the compensation committee (or other board committee performing similar functions or, in the absence of any such committee, the board of directors) of another entity, one of whose executive officers served on the Company's Compensation Committee, (ii) served... | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,947 | Item 12. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,948 | Security Ownership of Certain Beneficial Owners and Management
The following table sets forth certain information as of November 10, 2004 (the "Table Date") with respect to the beneficial ownership of the Company's Common Stock by (i) each person the Company believes beneficially holds more than 5% of the outstanding s... | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,949 | On the Table Date, 401,476,094 shares of Common Stock were issued and outstanding. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,950 | Unless otherwise indicated, all persons named as beneficial owners of Common Stock have sole voting power and sole investment power with respect to the shares indicated as beneficially owned. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,951 | In addition, unless otherwise indicated, all persons named below can be reached at Apple Computer, Inc., 1 Infinite Loop, Cupertino, CA 95014. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,952 | Security Ownership of 5% Holders, Directors, Nominees and Executive Officers
(1)Represents shares of Common Stock held and/or options held by such individuals that were exercisable at the Table Date or within 60 days thereafter. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,953 | (2)Based on a Form 13-F showing holdings as of September 30, 2004 by Private Capital Management, Inc. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,954 | Private Capital Management, Inc. lists its address as 8889 Pelican Bay Blvd., Naples, FL, 34108, in such filing. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,955 | (3)Includes 60,000 shares of Common Stock that Mr. Jobs has the right to acquire by exercise of stock options. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,956 | (4)Includes 100,000 shares of Common Stock that Mr. Campbell has the right to acquire by exercise of stock options. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,957 | (5)Includes 80,000 shares of Common Stock that Mr. Drexler has the right to acquire by exercise of stock options. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,958 | (6)Includes 10,000 shares of Common Stock that Mr. Gore has the right to acquire by exercise of stock options. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,959 | (7)Includes 1,350,000 shares of Common Stock that Mr. Johnson has the right to acquire by exercise of stock options. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,960 | (8)Includes 1,400 shares of Common Stock that Dr. Levinson holds indirectly and 40,000 shares of Common Stock that Dr. Levinson has the right to acquire by exercise of stock options. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,961 | (9)Includes 150,000 shares of Common Stock that Mr. Rubinstein has the right to acquire by exercise of stock options. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,962 | (10)Includes 1,500,000 shares of Common Stock that Dr. Tevanian has the right to acquire by exercise of stock options. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,963 | (11)Includes 10,000 shares of Common Stock that Mr. York has the right to acquire by exercise of stock options. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,964 | (12)Includes 4,956,148 shares of Common Stock that executive officers or directors have the right to acquire by exercise of stock options. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,965 | *Represents less than 1% of the issued and outstanding shares of Common Stock on the Table Date. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,966 | Section 16(a) Beneficial Ownership Reporting Compliance
Section 16(a) of the Securities Exchange Act of 1934, as amended, requires the Company's officers and directors, and persons who own more than ten percent of a registered class of the Company's equity securities, to file reports of securities ownership and changes... | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,967 | Officers, directors and greater than ten percent shareholders also are required by rules promulgated by the SEC to furnish the Company with copies of all Section 16(a) forms they file. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,968 | Based solely upon a review of the copies of such forms furnished to the Company or written representations that no Forms 5 were required, the Company believes that all Section 16(a) filing requirements were met during fiscal year 2004. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,969 | Equity Compensation Plan Information
The following table sets forth certain information, as of September 25, 2004, concerning shares of common stock authorized for issuance under all of the Company's equity compensation plans. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,970 | (1)This number includes 2,047,911 shares of common stock reserved for issuance under the Employee Stock Purchase Plan, 240,000 shares available for issuance under the 1997 Director Stock Option Plan and 14,299,512 shares available for issuance under the 2003 Employee Stock Plan. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,971 | The grant of 2,515,000 shares of restricted stock units have been deducted from the number of shares available for future issuance. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,972 | It does not include shares under the 1990 Stock Option Plan which was terminated in 1997. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,973 | No new options can be granted under the 1990 Stock Option Plan. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,974 | (2)This table does not include 81,642 outstanding options assumed in connection with mergers and acquisitions of the companies which originally established those plans. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,975 | These assumed options have a weighted average exercise price of $4.39 per share. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,976 | No additional options may be granted under those assumed plans. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,977 | Arrangements with Named Executive Officers
Change In Control Arrangements-Stock Options, Restricted Stock, and Restricted Stock Units
In the event of a "change in control" of the Company, all outstanding options under the Company's stock option plans, except the Director Plan, will, unless otherwise determined by the p... | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,978 | The Director Plan provides that upon a "change in control" of the Company, all unvested options held by non-employee directors will automatically become fully vested and exercisable and will be cashed out at an amount equal to the difference between the applicable "change in control price" and the exercise price of the... | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,979 | A "change in control" under these plans is generally defined as (i) the acquisition by any person of 50% or more of the combined voting power of the Company's outstanding securities or (ii) the occurrence of a transaction requiring shareholder approval and involving the sale of all or substantially all of the assets of... | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,980 | In addition, options, restricted stock grants, and restricted stock units granted to the Named Executive Officers generally provide that in the event there is a "change in control," as defined in the Company's stock option plans, and if in connection with or following such "change in control," their employment is termi... | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,981 | Further, restricted stock and restricted stock units granted to the Named Executive Officers also provide that, in the event the Company terminates the Officer without cause at any time, the restricted stock units and restricted stock will vest in full. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,982 | Generally, "Cause" is defined to include a felony conviction, willful disclosure of confidential information or willful and continued failure to perform his or her employment duties. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,983 | "Good Reason" includes resignation of employment as a result of a substantial diminution in position or duties, or an adverse change in title or reduction in annual base salary. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,984 | Item 13. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,985 | Certain Relationships and Related Transactions
In connection with a relocation assistance package, the Company loaned Mr. Johnson (Senior Vice President, Retail) $1,500,000 for the purchase of his principal residence. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,986 | The loan was secured by a deed of trust and was due and payable in May 2004. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,987 | The largest amount of the indebtedness outstanding on this loan during fiscal year 2004 was $750,000. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,988 | Mr. Johnson repaid the Company $750,000 during the fiscal year and the loan has been repaid in full. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,989 | In March 2002, the Company entered into a Reimbursement Agreement with its Chief Executive Officer, Mr. Steven P. Jobs, for the reimbursement of expenses incurred by Mr. Jobs in the operation of his private plane when used for Apple business. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,990 | The Reimbursement Agreement is effective for expenses incurred by Mr. Jobs for Apple business purposes since he took delivery of the plane in May 2001. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,991 | During 2004, the Company recognized a total of $483,000 in expenses pursuant to this reimbursement agreement related to expenses incurred by Mr. Jobs during 2004. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,992 | Item 14. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,993 | Principal Accountant Fees and Services
The following table sets forth the fees paid to the Company's independent registered public accounting firm, KPMG LLP, during fiscal years 2004 and 2003. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,994 | Audit and Non-Audit Fees
(1)Audit fees relate to professional services rendered in connection with the audit of the Company's annual financial statements, quarterly review of financial statements included in the Company's Forms 10-Q, and audit services provided in connection with other statutory and regulatory filings. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,995 | (2)Audit-related fees include professional services related to the audit of the Company's financial statements, consultation on accounting standards or transactions, and audits of employee benefit plans. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,996 | (3)Tax fees include $667,600 for professional services rendered in connection with tax compliance and preparation relating to the Company's expatriate program, tax audits and international tax compliance; and $116,900 for tax consulting and planning services relating to interest computations and international tax chang... | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,997 | The Company does not engage KPMG to perform personal tax services for its executive officers. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,998 | Policy on Audit Committee Pre-Approval of Audit and Non-Audit Services Performed by the Independent Registered Public Accounting Firm
Prior to the enactment of the Sarbanes-Oxley Act of 2002 (the "Act"), the Company adopted an auditor independence policy that banned its auditors from performing non-financial consulting... | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 1,999 | This auditor policy also mandates that the audit and non-audit services and the related budget be approved by the Audit Committee in advance, and that the Audit Committee be provided with quarterly reporting on actual spending. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 2,000 | This policy also mandates that no auditor engagements for non-audit services may be entered into without the express approval of the Audit Committee. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 2,001 | PART IV
Item 15. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 2,002 | Exhibits, Financial Statement Schedules. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 2,003 | (a)Index to Exhibits
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, this 30th day of November 2004. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 2,004 | APPLE COMPUTER, INC.
By:
/s/ PETER OPPENHEIMER Peter Oppenheimer
Senior Vice President and
Chief Financial Officer
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Steven P. Jobs and Peter Oppenheimer, jointly and severally, his attorneys-in-fact, each with the... | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 2,005 | Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated:
Name
Title
Date
/s/ STEVEN P. JOBS STEVEN P. JOBS
Chief Executive Officer and Director (Principal Executive Office... | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 2,006 | Properties
Item 3. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 2,007 | Legal Proceedings
Item 4. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 2,008 | Submission of Matters to a Vote of Security Holders
PART II
Item 5. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 2,009 | Market for the Registrant's Common Equity, Related Shareholder Matters and Issuer Purchases of Equity Securities
Item 6. | 0001047469-04-035975/full-submission.txt |
0000320193 | 20041203 | 10-K | 2,010 | Selected Financial Data
Item 7. | 0001047469-04-035975/full-submission.txt |
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