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0000320193
20170912
8-K
1
Employer Identification No.)
0001193125-17-282809/full-submission.txt
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20170912
8-K
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1 Infinite Loop Cupertino, California 95014 (Address of principal executive offices) (Zip Code) (408) 996-1010 (Registrant’s telephone number, including area code) Not applicable (Former name or former address, if changed since last report.)
0001193125-17-282809/full-submission.txt
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20170912
8-K
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exch...
0001193125-17-282809/full-submission.txt
0000320193
20170912
8-K
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Emerging growth company ☐ If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
0001193125-17-282809/full-submission.txt
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☐ Item 8.01 Other Events.
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On September 12, 2017, Apple Inc. (“Apple”) consummated the issuance and sale of $1,000,000,000 aggregate principal amount of Apple’s 1.500% Notes due 2019 (the “2019 Notes”), $1,000,000,000 aggregate principal amount of Apple’s 2.100% Notes due 2022 (the “2022 Notes”), $2,000,000,000 aggregate principal amount of Appl...
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The Notes are being issued pursuant to an indenture, dated as of April 29, 2013 (the “Indenture”), between Apple and The Bank of New York Mellon Trust Company, N.A., as trustee, together with the officer’s certificate, dated September 12, 2017 (the “Officer’s Certificate”), issued pursuant to the Indenture establishing...
0001193125-17-282809/full-submission.txt
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The Notes are being issued pursuant to Apple’s Registration Statement on Form S-3 filed with the Securities and Exchange Commission on April 28, 2016 (Reg.
0001193125-17-282809/full-submission.txt
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No.
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333-210983) (the “Registration Statement”).
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Interest on the Notes will be paid semi-annually in arrears on March 12 and September 12 of each year, beginning on March 12, 2018.
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The 2019 Notes will mature on September 12, 2019.
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The 2022 Notes will mature on September 12, 2022.
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The 2027 Notes will mature on September 12, 2027.
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The 2047 Notes will mature on September 12, 2047.
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The Notes will be Apple’s senior unsecured obligations and will rank equally with Apple’s other unsecured and unsubordinated debt from time to time outstanding.
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The foregoing description of the Notes and related agreements is qualified in its entirety by the terms of the Underwriting Agreement, the Indenture and the Officer’s Certificate (including the forms of the Notes).
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Apple is furnishing the Underwriting Agreement and the Officer’s Certificate (including the forms of the Notes) attached hereto as Exhibits 1.1 and 4.1 through 4.5, respectively, and they are incorporated herein by reference.
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The Indenture is filed as Exhibit 4.1 to Apple’s Registration Statement on Form S-3 filed with the Securities and Exchange Commission on April 29, 2013 (Reg.
0001193125-17-282809/full-submission.txt
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No.
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333-188191).
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The computation of Apple’s ratio of earnings to fixed charges is filed as Exhibit 12.1 to Apple’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 18, 2017.
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An opinion regarding the legality of the Notes is filed as Exhibit 5.1, and is incorporated by reference into the Registration Statement; and a consent relating to the incorporation of such opinion is incorporated by reference into the Registration Statement and is filed as Exhibit 23.1 by reference to its inclusion wi...
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Item 9.01 Financial Statements and Exhibits.
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(d) Exhibits Exhibit Number Exhibit Description 1.1 Underwriting Agreement, dated September 5, 2017, among Apple Inc. and Goldman Sachs & Co. LLC, Deutsche Bank Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, as representatives of the several underwriters named therein 4.1 Officer’s Certificate ...
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Date: September 12, 2017 Apple Inc. By: /s/ Luca Maestri Luca Maestri Senior Vice President, Chief Financial Officer
0001193125-17-282809/full-submission.txt
0000320193
20150721
8-K
0
8-K d927923d8k.htm FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 21, 2015 Date of Report (Date of earliest event reported) Apple Inc. (Exact name of Registrant as specified in ...
0001193125-15-258464/full-submission.txt
0000320193
20150721
8-K
1
Employer Identification No.)
0001193125-15-258464/full-submission.txt
0000320193
20150721
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1 Infinite Loop Cupertino, California 95014 (Address of principal executive offices) (Zip Code) (408) 996-1010 (Registrant’s telephone number, including area code) Not applicable (Former name or former address, if changed since last report.)
0001193125-15-258464/full-submission.txt
0000320193
20150721
8-K
3
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exch...
0001193125-15-258464/full-submission.txt
0000320193
20150721
8-K
4
On July 21, 2015, Apple Inc. (“Apple”) issued a press release regarding Apple’s financial results for its third fiscal quarter ended June 27, 2015 and a related data sheet.
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A copy of Apple’s press release is attached hereto as Exhibit 99.1 and a copy of the related data sheet is attached hereto as Exhibit 99.2.
0001193125-15-258464/full-submission.txt
0000320193
20150721
8-K
6
The information contained in this Current Report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set ...
0001193125-15-258464/full-submission.txt
0000320193
20150721
8-K
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Item 9.01 Financial Statements and Exhibits.
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(d) Exhibits.
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Exhibit Number Exhibit Description 99.1 Press release issued by Apple Inc. on July 21, 2015.
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99.2 Data sheet issued by Apple Inc. on July 21, 2015.
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SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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20150721
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Date: July 21, 2015 Apple Inc. By: /s/ Luca Maestri Luca Maestri Senior Vice President, Chief Financial Officer Exhibit Index Exhibit Number Exhibit Description 99.1 Press release issued by Apple Inc. on July 21, 2015.
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99.2 Data sheet issued by Apple Inc. on July 21, 2015.
0001193125-15-258464/full-submission.txt
0000320193
20140423
8-K
0
8-K d715379d8k.htm FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of Date of Report (Date of earliest event reported): April 23, 2014 APPLE INC. (Exact Name of Registrant as Specified in its...
0001193125-14-154883/full-submission.txt
0000320193
20140423
8-K
1
Employer Identification No.)
0001193125-14-154883/full-submission.txt
0000320193
20140423
8-K
2
1 Infinite Loop Cupertino, California 95014 (Address of Principal Executive Offices) (Zip Code) (408) 996-1010 (Registrant’s Telephone Number, Including Area Code) Not applicable (Former name or former address, if changed since last report.)
0001193125-14-154883/full-submission.txt
0000320193
20140423
8-K
3
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 240.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exch...
0001193125-14-154883/full-submission.txt
0000320193
20140423
8-K
4
On April 23, 2014, Apple Inc. issued a press release, a copy of which is attached hereto as Exhibit 99.1.
0001193125-14-154883/full-submission.txt
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20140423
8-K
5
The information contained in this Current Report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set ...
0001193125-14-154883/full-submission.txt
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20140423
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Item 9.01 Financial Statements and Exhibits.
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(d) Exhibits.
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Exhibit Number Description 99.1 Text of press release issued by Apple Inc. on April 23, 2014.
0001193125-14-154883/full-submission.txt
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20140423
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SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
0001193125-14-154883/full-submission.txt
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20140423
8-K
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APPLE INC. By: /s/ Peter Oppenheimer Date: April 23, 2014 Peter Oppenheimer Senior Vice President, Chief Financial Officer EXHIBIT INDEX Exhibit Number Description 99.1 Text of press release issued by Apple Inc. on April 23, 2014.
0001193125-14-154883/full-submission.txt
0000320193
20091019
8-K
0
8-K d8k.htm FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of October 19, 2009 Date of Report (date of earliest event reported) APPLE INC. (Exact name of Registrant as specified in its chart...
0001193125-09-209633/full-submission.txt
0000320193
20091019
8-K
1
Employer Identification Number) 1 Infinite Loop, Cupertino, CA 95014 (Address of principal executive offices) (408) 996-1010 (Registrant’s telephone number, including area code) (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneo...
0001193125-09-209633/full-submission.txt
0000320193
20091019
8-K
2
On October 19, 2009, Apple Inc. (“Apple”) issued a press release regarding Apple’s financial results for its fourth fiscal quarter ended September 26, 2009 and a related data sheet.
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A copy of Apple’s press release is attached hereto as Exhibit 99.1 and a copy of the related data sheet is attached hereto as Exhibit 99.2.
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8-K
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The information contained in this Current Report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set ...
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Item 9.01 Financial Statements and Exhibits.
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(d) Exhibits.
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The following exhibits are furnished herewith: Exhibit Number Description 99.1 Text of press release issued by Apple Inc. dated October 19, 2009.
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99.2 Data sheet issued by Apple Inc. dated October 19, 2009.
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SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
0001193125-09-209633/full-submission.txt
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APPLE INC.
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Date: October 19, 2009 By: /s/ Peter Oppenheimer Peter Oppenheimer Senior Vice President and Chief Financial Officer EXHIBIT INDEX Exhibit Number Description 99.1 Text of press release issued by Apple Inc. dated October 19, 2009.
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99.2 Data sheet issued by Apple Inc. dated October 19, 2009.
0001193125-09-209633/full-submission.txt
0000320193
20180214
8-K
0
8-K d374908d8k.htm FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 February 13, 2018 Date of Report (Date of earliest event reported) Apple Inc. (Exact name of Registrant as specified...
0001193125-18-045761/full-submission.txt
0000320193
20180214
8-K
1
Employer Identification No.)
0001193125-18-045761/full-submission.txt
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1 Infinite Loop Cupertino, California 95014 (Address of principal executive offices) (Zip Code) (408) 996-1010 (Registrant’s telephone number, including area code) Not applicable (Former name or former address, if changed since last report.)
0001193125-18-045761/full-submission.txt
0000320193
20180214
8-K
3
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exch...
0001193125-18-045761/full-submission.txt
0000320193
20180214
8-K
4
Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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☐ Item 5.07 Submission of Matters to a Vote of Security Holders.
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The Annual Meeting of Shareholders of Apple Inc. was held on February 13, 2018.
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At the Annual Meeting, Apple’s shareholders voted on the following six proposals and cast their votes as described below.
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1.
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The individuals listed below were elected at the Annual Meeting to serve as directors of Apple until the next annual meeting of shareholders and until their successors are duly elected and qualified: For Against Abstained Broker Non-Vote James Bell 2,987,148,171 32,294,028 5,382,352 1,361,688,394 Tim Cook 3,010,021,984...
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A management proposal to ratify the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for 2018 was approved.
0001193125-18-045761/full-submission.txt
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For Against Abstained 4,309,610,294 64,428,815 12,473,836 3.
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An advisory resolution to approve executive compensation was approved.
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For Against Abstained Broker Non-Vote 2,861,566,673 152,738,956 10,518,822 1,361,688,394 4.
0001193125-18-045761/full-submission.txt
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20180214
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A management proposal to approve the amended and restated Apple Inc. Non-Employee Director Stock Plan was approved.
0001193125-18-045761/full-submission.txt
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20180214
8-K
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For Against Abstained Broker Non-Vote 2,913,061,627 101,747,725 10,015,099 1,361,688,394 The amended and restated Apple Inc. Non-Employee Director Stock Plan is filed as Exhibit 10.1 hereto.
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5.
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A shareholder proposal entitled “Shareholder Proxy Access Amendments” was not approved.
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For Against Abstained Broker Non-Vote 961,877,391 2,025,537,642 37,409,281 1,361,688,394 6.
0001193125-18-045761/full-submission.txt
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20180214
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A shareholder proposal entitled “Human Rights Committee” was not approved.
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For Against Abstained Broker Non-Vote 163,401,335 2,775,484,108 85,938,871 1,361,688,394 Item 9.01 Financial Statements and Exhibits.
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(d) Exhibits.
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Exhibit Number Exhibit Description 10.1 Apple Inc. Non-Employee Director Stock Plan, as amended and restated as of February 13, 2018.
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SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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20180214
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Date: February 14, 2018 Apple Inc. By: /s/ Katherine Adams Katherine Adams Senior Vice President, General Counsel
0001193125-18-045761/full-submission.txt
0000320193
20071022
8-K
0
8-K a07-27164_18k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 October 22, 2007 Date of Report (date of earliest event reported) APPLE INC. (Exact name of Registrant as specified in its char...
0001104659-07-076142/full-submission.txt
0000320193
20071022
8-K
1
Employer Identification Number) Infinite Loop, Cupertino, CA 95014 (Address of principal executive offices) (408) 996-1010 (Registrant’s telephone number, including area code) (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneous...
0001104659-07-076142/full-submission.txt
0000320193
20071022
8-K
2
On October 22, 2007, Apple Inc. (“Apple”) issued a press release regarding Apple’s financial results for its fourth fiscal quarter ended September 29, 2007 and a related data sheet.
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A copy of Apple’s press release is attached hereto as Exhibit 99.1 and a copy of the related data sheet is attached hereto as Exhibit 99.2.
0001104659-07-076142/full-submission.txt
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8-K
4
The information contained in this Current Report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set ...
0001104659-07-076142/full-submission.txt
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Item 9.01 Financial Statements and Exhibits.
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(d) Exhibits.
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The following exhibits are furnished herewith: Exhibit Number Description 99.1 Text of press release issued by Apple Inc. dated October 22, 2007.
0001104659-07-076142/full-submission.txt
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99.2 Data sheet issued by Apple Inc. dated October 22, 2007.
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SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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APPLE INC.
0001104659-07-076142/full-submission.txt