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The Columbia River Basin is North America’s fourth largest, draining about 258,000 square miles and extending predominantly through the states of Washington, Oregon, Idaho, and Montana and into Canada. There are over 250 reservoirs and about 150 hydroelectric projects in the basin, including 18 mainstem dams on the Col...
Pursuant to a congressional request, GAO reviewed the: (1) Army Corps of Engineers' decisionmaking process for identifying, setting priorities for, and funding actions to help the recovery of salmon runs in the Columbia River Basin; and (2) difficulties in implementing these actions. GAO noted that: (1) since 1995, the...
Nonagricultural pesticides encompass a wide range of products—including home and garden insecticides and fungicides, sterilants, insect repellents, and household cleaning agents—and the potential for exposure is significant. The effects of exposure on humans depend on the characteristics of the pesticide, dosage, durat...
Pursuant to a congressional request, GAO reviewed the Environmental Protection Agency's (EPA) monitoring of human exposures to pesticides, focusing on whether EPA: (1) collects data on exposure arising from the use on nonagricultural pesticides; (2) takes action in response to potential health risks from such exposure;...
There are three types of dialysis, which is a process that removes excess fluids and toxins from the bloodstream: (1) hemodialysis performed in a facility (referred to as in-center hemodialysis in this report); (2) hemodialysis performed at home; and (3) peritoneal dialysis, which is generally performed at home. In-cen...
In 2013, Medicare spent about $11.7 billion on dialysis care for about 376,000 Medicare patients with end-stage renal disease, a condition of permanent kidney failure. Some of these patients performed dialysis at home, and such patients may have increased autonomy and health-related quality of life. GAO was asked to st...
To date, the Congress has designated 24 national heritage areas, primarily in the eastern half of the country. Generally, national heritage areas focus on local efforts to preserve and interpret the role that certain sites, events, and resources have played in local history and their significance in the broader nationa...
The Congress has established, or "designated," 24 national heritage areas to recognize the value of their local traditions, history, and resources to the nation's heritage. These areas, including public and private lands, receive funds and assistance through cooperative agreements with the National Park Service, which ...
Before commercialization, air navigation services under government control faced increasing strain. Many were underfunded, as evidenced by air traffic controller wage freezes and insufficient funds to replace aging technologies. In some instances, the country as a whole faced widespread fiscal problems and the commerci...
In the past, governments worldwide owned, operated, and regulated air navigation services, viewing air traffic control as a governmental function. But as nations faced increasing financial strains, many governments decided to shift the responsibility to an independent air navigation service provider (ANSP) that operate...
School districts differ inherently in the amount of local funding they can raise because they vary in the value of property or other wealth they are allowed to tax and in the willingness of residents to tax themselves to support education. States play the leading role in equalizing funding among school districts by pro...
Pursuant to a congressional request, GAO reviewed how well state funding is targeted to poor school districts. GAO noted that: (1) two key factors help reduce the size of the funding gap between poor and wealthy districts: (a) the extent to which a state's poor districts make a greater tax effort than the wealthy distr...
The vulnerability of the international travel system to terrorists crossing international borders to perpetrate terrorist acts against countries’ citizens became a major concern after the terrorist attacks of September 11, 2001. Subsequently, Congress passed a series of laws that called for various measures to address ...
Eliminating the threat of terrorist attacks continues to be a primary U.S. national security focus. According to the 9/11 Commission, constraining the mobility of terrorists is one of the most effective weapons in fighting terrorism. This report (1) describes key gaps the U.S. government has identified in foreign count...
Free over-the-air television broadcasts have been available to Americans for more than 50 years. According to the National Association of Broadcasters, the average television market includes over-the-air signals from at least seven local broadcast stations. Commercial stations may get their programming content through ...
U. S. broadcast television stations are now switching from analog to digital television (DTV). The transition to digital technologies was sought by many broadcasters and was mandated by Congress and the Federal Communications Commission (FCC). FCC established 2006 as the target date for ending analog transmissions---a ...
This section provides information on the Corps’ organizational structure, its project operations and water control manuals, and the process for formulating its operations and maintenance budget. Located within the Department of Defense, the Corps has both military and civilian responsibilities. The Corps’ civil works p...
The Corps owns and operates water resource projects, including more than 700 dams and their associated reservoirs across the country, for such purposes as flood control, hydropower, and water supply. To manage and operate each project, the Corps' districts use water control manuals to guide project operations. These ma...
The radio frequency spectrum is the part of the natural spectrum of electromagnetic radiation lying between the frequency limits of 3 kilohertz (kHz) and 300 GHz. Federal agencies use spectrum to help meet a variety of missions, such as national defense, law enforcement, weather services, and aviation communication. No...
Radio frequency spectrum enables vital wireless communications services used by the federal government, businesses, and consumers. Spectrum capacity is necessary for wireless broadband (high-speed Internet access) and broadband deployment will boost the nation's capabilities in many important areas. As the demand for s...
With the passage of ATSA in November 2001, TSA assumed from FAA the majority of the responsibility for securing the commercial aviation system. Under ATSA, TSA is responsible for ensuring that all baggage is properly screened for explosives at airports in the United States where screening is required, and for the procu...
Mandated to screen all checked baggage using explosive detection systems at airports by December 31, 2003, the Transportation Security Administration (TSA) deployed two types of screening equipment: explosives detection systems (EDS), which use computer-aided tomography X-rays to recognize the characteristics of explos...
Beginning in the late 1990s, CMS took steps to broaden the mechanisms in place intended to help ensure that nursing home residents receive quality care. To augment the periodic assessment of homes’ compliance with federal quality requirements, CMS contracted for the development of QMs and tasked QIOs with providing ass...
In 2002, CMS contracted with Quality Improvement Organizations (QIO) to help nursing homes address quality problems such as pressure ulcers, a deficiency frequently identified during routine inspections conducted by state survey agencies. CMS awarded $117 million over a 3-year period to the QIOs to assist all homes and...
As part of the Restructuring Act, the Congress enacted section 1203, which provides for the firing of IRS employees who have been proven to commit any of 10 acts or omissions in the performance of their official duties, unless a mitigated penalty is appropriate. These 10 acts or omissions, which are shown below, can be...
Section 1203 of the Internal Revenue Service (IRS) Restructuring and Reform Act of 1998 outlines conditions for firing IRS employees for any of 10 acts of misconduct covering taxpayer and employee rights and tax return filing requirements. Both IRS and the Treasury Inspector General for Tax Administration (TIGTA) have ...
In 1969, the federal government officially adopted a measure to ascertain how many people across the country had incomes that were inadequate to meet expenses for basic needs. This poverty measure was based on the finding of the U.S. Department of Agriculture’s (USDA) 1955 Survey of Food Consumption that, on average, f...
Pursuant to a congressional request, GAO provided information on the statistical data requirements for constructing a cost-of-living (COL) index that could be used, at the federal level, to adjust for geographic differences in living costs. GAO found that: (1) the current measurement to determine poverty levels does no...
The Resource Conservation and Recovery Act of 1976 (RCRA) authorizes EPA to set minimum operating requirements for hazardous waste facilities to protect the public and the environment. The Occupational Safety and Health Act of 1970 authorizes the Department of Labor, through OSHA, to establish standards to protect work...
Pursuant to a congressional request, GAO reviewed hazardous waste incinerators' compliance with federal health and safety regulations, focusing on the: (1) Environmental Protection Agency's (EPA) and Occupational Safety and Health Administration's (OSHA) efforts to protect workers' health and safety at hazardous waste ...
MDA’s BMDS is being designed to counter ballistic missiles of all ranges—short, medium, intermediate, and intercontinental. Because ballistic missiles have different ranges, speeds, sizes, and performance characteristics, MDA is developing multiple systems that, when integrated, provide multiple opportunities to destro...
In order to meet its mission, MDA is developing a diverse group of BMDS components including (1) land-, sea-, and space-based sensors; (2) interceptors; and (3) a battle management system. These systems can be integrated in different ways to provide protection in various regions of the world. Since its inception in 200...
This section provides background information on (1) asset management for water utilities, (2) federal funding for asset management, (3) water utilities’ structures, and (4) EPA’s infrastructure needs assessments. To assist water utilities in adopting asset management, in 2003, EPA developed an asset management framewor...
Recent catastrophic breaks in water mains and sewer discharges during storms are indicators of the nation's old and deteriorating water and wastewater infrastructure. EPA estimates that small water utilities—those serving fewer than 10,000 people--may need about $143 billion for drinking water and wastewater infrastruc...
SBIRS High is designed to contribute to four defense mission areas: missile warning, missile defense, technical intelligence, and battle-space characterization. (See app. II for a description of the program’s contribution to each.) SBIRS High is intended to replace the DSP satellite constellation, which has provided ea...
In 1996, the Department of Defense (DOD) initiated the Space-Based Infrared System (SBIRS) to provide greater long-range ballistic missile detection capabilities than its current system. The initial SBIRS architecture included "High" and "Low" orbiting space-based components and ground processing segments. SBIRS has be...
TSA is responsible for securing all modes of transportation while facilitating commerce and the freedom of movement for the traveling public. Passenger prescreening is one program among many that TSA uses to secure the domestic aviation sector. The process of prescreening passengers—that is, determining whether airline...
After the events of September 11, 2001, the Transportation Security Administration (TSA) assumed the function of passenger prescreening--or the matching of passenger information against terrorist watch lists to identify persons who should undergo additional security scrutiny--for domestic flights, which is currently pe...
Our objective was to assess IRS’ performance during the 1996 filing season, including some of IRS’ initiatives to modernize its processing activities. To achieve our objective, we interviewed IRS National Office officials and IRS officials in the Atlanta, Cincinnati, and Kansas City service centers who were responsible...
Pursuant to a congressional request, GAO reviewed the Internal Revenue Service's (IRS) overall performance during the 1996 tax filing season, focusing on: (1) changes in 1996 that relate to taxpayer services and the processing of taxpayer refunds; and (2) some of IRS' efforts to modernize its processing activities. GAO...
In 1994, six Members of Congress expressed concern about a White House official’s use of a military helicopter to visit Camp David and a golf course on May 24, 1994. Accordingly, we were asked to determine (1) the frequency of helicopter flights by White House staff from January 21, 1993, to May 24, 1994, and (2) wheth...
GAO discussed the use of military helicopters and other government aircraft to transport White House staff and senior-level military and civilian officials. GAO noted that: (1) White House staff members had flown in military helicopters 14 times from January 21, 1993 to May 24, 1994 without the accompaniment of the Pre...
OPS, within the Department of Transportation’s Research and Special Programs Administration (RSPA), administers the national regulatory program to ensure the safe transportation of natural gas and hazardous liquids by pipeline. The office attempts to ensure the safe operation of pipelines through regulation, national c...
Interstate pipelines carrying natural gas and hazardous liquids (such as petroleum products) are safer to the public than other modes of freight transportation. The Office of Pipeline Safety (OPS), the federal agency that administers the national regulatory program to ensure safe pipeline transportation, has been under...
In our January 2016 report on data standards we noted that by the end of August 2015 OMB and Treasury had issued a list of 57 standardized data elements. The DATA Act requires that these data standards—to the extent reasonable and practicable—incorporate widely accepted common data elements, such as those developed by ...
The DATA Act requires OMB and Treasury to establish government-wide data standards and requires federal agencies to begin reporting financial and payment data in accordance with these standards by May 2017. The act also requires OMB to establish a pilot program to develop recommendations for simplifying federal award r...
DOE is responsible for a diverse set of missions, including nuclear security, energy research, and environmental cleanup. These missions are managed by various organizations within DOE and largely carried out by contractors at DOE sites. According to federal budget data, NNSA is the largest organization in DOE, oversee...
During the late 1990s, DOE had difficulties with a lack of clear management authority and responsibility that contributed to security problems at the nation’s nuclear weapons laboratories and management problems with major projects. In response, Congress created NNSA as a separately organized agency within DOE under th...
This section describes nuclear fuel production and uranium enrichment, DOE’s and USEC’s involvement in uranium enrichment, and cleanup of uranium enrichment plants. Uranium enrichment is the process of raising the concentration of uranium-235, which is the isotope of uranium that undergoes fission to release enormous a...
DOE has had a long and complex relationship with USEC Inc. and its successor, Centrus Energy Corp. Until 2013, USEC, a government corporation that was privatized in 1998, was the only company enriching uranium that, according to DOE, could meet DOE's LEU needs for tritium production. However, USEC ceased enrichment ope...
The Protection and Advocacy system was established in 1975 and was most recently reauthorized in 2000 for 7 years. P&A activities on behalf of individuals with developmental disabilities include legal representation; information and referral services; training and technical assistance in self- advocacy; short-term assi...
Congress established the Protection and Advocacy system in 1975 to protect the rights of individuals with developmental disabilities, most of whom have mental retardation. Protection and Advocacy agencies (P&A) use investigative and legal activities to advocate on behalf of these individuals. Deinstitutionalization has...
For fiscal year 2007, IHS projected a user population of about 1.5 million individuals, or about 35 percent of the population who identified themselves as American Indian or Alaska Native in the 2000 U.S. Census. Not all persons self-identifying as American Indians and Alaska Natives in the U.S. Census are members of f...
American Indians and Alaska Natives have the third highest rate of HIV/AIDS diagnosis in the United States. They are also more likely than individuals with HIV/AIDS from other racial and ethnic groups to receive treatment at later stages of the disease and have shorter life spans. The Indian Health Service (IHS), locat...
A domestic bioterrorist attack is considered to be a low-probability event, in part because of the various difficulties involved in successfully delivering biological agents to achieve large-scale casualties. However, a number of cases involving biological agents, including at least one completed bioterrorist act and n...
This testimony discusses on the efforts of federal agencies to prepare for the consequences of a bioterrorist attack. GAO found that federal agencies are participating in research and preparedness activities, from improving the detection of biological agents to developing a national stockpile of pharmaceuticals to trea...
In 1990, the Congress enacted the Global Change Research Act. This act, among other things, required the administration to (1) prepare and at least every 3 years revise and submit to the Congress a national global change research plan, including an estimate of federal funding for global change research activities to be...
The Congress has required annual reports on federal climate change spending. The Office of Management and Budget (OMB) reports funding for: technology (to reduce greenhouse gas emissions), science (to better understand the climate), international assistance (to help developing countries), and tax expenditures (to encou...
We found that the agencies responsible for rebuilding Iraq generally complied with applicable requirements governing competition when awarding new reconstruction contracts in fiscal year 2003. While the Competition in Contracting Act of 1984 requires that federal contracts be awarded on the basis of full and open compe...
The General Accounting Office (GAO) discussed some of the work the it is undertaking to address various operations and rebuilding efforts in Iraq. Specifically, GAO has a body of ongoing work looking at a range of issues involving Iraq, including Iraq's transitional administrative law, efforts to restore essential serv...
Since fiscal year 2000, DOD has significantly increased the number of major defense acquisition programs and its overall investment in them. During this same time period, acquisition outcomes have not improved. For example, in last year’s assessment of selected DOD weapon programs, we found that total acquisition costs...
Today's testimony addresses the challenges DOD faces to improve the efficiency and effectiveness of its weapon systems acquisition and contract management. GAO has designated both areas as high risk areas since the early 1990s. DOD's major weapon systems programs continue to take longer to develop, cost more, and deliv...
The 1952 Immigration and Nationality Act, as amended, is the primary body of law governing immigration and visa operations. The Homeland Security Act of 2002 generally grants DHS exclusive authority to issue regulations on, administer, and enforce the Immigration and Nationality Act and all other immigration and nation...
In deciding to approve or deny a visa application, the Department of State's (State) consular officers are on the front line of defense in protecting the United States against those who seek to harm U.S. interests. To increase border security following the September 11 attacks, Congress, State, and the Department of Ho...
According to Census data, in 2005 an estimated 21.9 million households, or 20 percent of the 111.1 million households nationwide, were “veteran households”—that is, they had at least one member who was a military veteran. As figure 1 shows, most veteran households—about 80 percent— owned their own homes, a significantl...
Veterans returning from service in Iraq and Afghanistan could increase demand for affordable rental housing. Households with low incomes (80 percent or less of the area median income) generally are eligible to receive rental assistance from the Department of Housing and Urban Development's (HUD) housing choice voucher,...
First identified in 1981, HIV impairs the immune system and leaves affected individuals susceptible to certain cancers and infections. HIV, the virus that causes AIDS, affects specific cells of the immune system. Over time, HIV can destroy so many of these cells that the body cannot fight off infections and disease, le...
Over 1.2 million people in the United States are estimated to have HIV, and about 50,000 new infections occur each year. Research has shown that persons with HIV who lack stable housing are less likely to adhere to HIV care. HUD's HOPWA program and HRSA's Ryan White program provide grants to localities that can be used...
As you know, Mr. Chairman, the decennial census is a constitutionally mandated enterprise critical to our nation. Census data are used to apportion seats and redraw Congressional districts, and to help allocate over $400 billion in federal aid to state and local governments each year. We added the 2010 Census to our li...
The decennial census is a constitutionally-mandated activity that produces data used to apportion congressional seats, redraw congressional districts, and help allocate billions of dollars in federal assistance. In March 2008, GAO designated the 2010 Census a high-risk area in part because of information technology (IT...
The original Title I legislation was passed in 1965, but the 1994 reauthorization of ESEA mandated fundamental changes to the Title I program. One of the key changes involved the development of state systems of standards and assessments to ensure that students served by Title I were held to the same standards of achiev...
Concerned that Title I of the Elementary and Secondary Education Act (ESEA) had not significantly improving the educational achievements of children at risk, Congress mandated major changes in 1994. States were required to adopt or develop challenging curriculum content and performance standards, assessments aligned wi...
Modern financial services firms use a variety of holding company structures to manage risk inherent in their businesses. The United States regulatory system that consists of primary bank supervisors, functional supervisors, and consolidated supervisors oversees these firms in part to ensure that they do not take on exc...
As financial institutions increasingly operate globally and diversify their businesses, entities with an interest in financial stability cite the need for supervisors to oversee the safety and soundness of these institutions on a consolidated basis. Under the Comptroller General's Authority, GAO reviewed the consolidat...
Among other protections, HIPAA’s standards for health coverage, access, portability, and renewability guarantee access to coverage for certain employees and individuals, prohibit carriers from refusing to renew coverage on the basis of a person’s health status, and place limits on the use of preexisting condition exclu...
Pursuant to a congressional request, GAO discussed the implementation of the private insurance market provisions of the Health Insurance Portability and Accountability Act of 1996 (HIPAA). GAO noted that: (1) although HIPAA gives people losing coverage a guarantee of access to coverage in the individual market, consume...
Although VA and DOD have shared resources at some level since the 1980s, the FHCC is the first integrated health care center with a unified governance structure, workforce, and budget.In fiscal year 2015, the FHCC provided care to about 100,000 patients at a total cost of $474 million. The Executive Agreement, signed b...
The National Defense Authorization Act for Fiscal Year 2010 (NDAA 2010) authorized VA and DOD to establish a 5-year demonstration to integrate their medical facilities in North Chicago, Ill. The NDAA 2010 also required VA and DOD to submit a report of their evaluation of the demonstration and their recommendation as to...
The Clean Water Act prohibits the discharge of oil into or upon navigable waters or adjoining shorelines and requires the President to establish regulations to prevent oil spills. The President subsequently delegated this responsibility to EPA. To fulfill this requirement, in 1973, EPA issued its Oil Pollution Preventi...
Oil in aboveground tanks can leak into soil and nearby water, threatening human health and wildlife. To prevent certain oil spills, the Environmental Protection Agency (EPA) issued the Spill Prevention, Control, and Countermeasure (SPCC) rule in 1973. EPA estimated that, in 2005, about 571,000 facilities were regulated...
To determine the nature and purpose of TARP activities from March 27, 2009, through June 12, 2009, unless noted otherwise, and the status of actions taken in response to our recommendations from our March 2009 report, we reviewed documents from OFS that described the amounts, types, and terms of Treasury’s purchases of...
GAO's fifth report on the Troubled Asset Relief Program (TARP) follows up on prior recommendations. It also reviews (1) activities that had been initiated or completed under TARP as of June 12, 2009; (2) the Department of the Treasury's Office of Financial Stability's (OFS) hiring efforts and use of contractors; and (3...
HHS and others have promoted electronic prescribing as one way to improve the quality of health care that beneficiaries receive and as one way to reduce costs. Health care costs are typically paid for by health care payers, such as CMS in the Medicare Program. In traditional, or paper- based, prescribing, health care p...
Congress established two CMS-administered programs--the Electronic Prescribing Program and the Electronic Health Records (EHR) Program--that provide incentive payments to eligible Medicare providers who adopt and use health information technology, and penalties for those who do not. The Medicare Improvements for Patien...
The DATA Act became law in May 2014 and holds considerable promise for shedding more light on how federal funds are spent. To improve the transparency and quality of the federal spending data made available to the public, the DATA Act directed OMB and Treasury to establish government-wide data standards that include co...
The DATA Act directs OMB or a designated federal agency to establish a pilot program to develop recommendations for simplifying federal award reporting for grants and contracts. The grants portion will test six ways to reduce recipient reporting burden while the procurement portion will initially focus on centralizing ...
Section 6041A of the Internal Revenue Code requires any service recipient, including federal agencies, to file an annual information return with IRS for payments made to any person for services totaling $600 or more during a calendar year. Payments to corporations for certain services provided must also be reported, su...
The Internal Revenue Service (IRS) matches information returns filed by third parties, including federal agencies, with taxpayers' income tax returns to determine whether taxpayers have filed a return and/or reported all of their income. A correct taxpayer identification number (TIN) is necessary to enable IRS to match...
The federal government is projected to invest more than $89 billion on IT in fiscal year 2017. However, as we have previously reported, investments in federal IT too often result in failed projects that incur cost overruns and schedule slippages, while contributing little to the desired mission-related outcomes. For ex...
The federal government is projected to invest more than $89 billion on IT in fiscal year 2017. Historically, these investments have frequently failed, incurred cost overruns and schedule slippages, or contributed little to mission-related outcomes. Accordingly, in December 2014, IT reform legislation was enacted, aimed...
Oceangoing cargo containers have an important role in the movement of cargo between global trading partners. Approximately 90 percent of the world’s trade is transported in cargo containers. In the United States almost half of incoming trade (by value) arrives by containers aboard ships. If terrorists smuggled a weapon...
U.S. Customs and Border Protection's (CBP) Automated Targeting System (ATS)--a computerized model that CBP officers use as a decision support tool to help them target oceangoing cargo containers for inspection--is part of CBP's layered approach to securing oceangoing cargo. GAO reported in February 2004 on challenges C...
Air service in the United States is highly concentrated, with 88 percent of all passenger boardings at the 62 large- or medium-hub airports (see fig. 1). Small airports refer to small-hub, nonhub, and commercial-service nonprimary airports, each with less than 0.25 percent of all annual passenger boardings, or less tha...
Establishing and retaining reliable air service to small communities has been a challenge for decades. Communities seek access to air transportation services as a driver for attracting investment and generating employment. To incentivize service, Congress established two programs to help support air service to small co...
CMS is responsible for overseeing Medicaid and state Medicaid agencies are responsible for administering the program. Although each state is subject to federal requirements, it develops its own Medicaid administrative structure for carrying out the program including its approach to program integrity. Within broad feder...
The Centers for Medicare & Medicaid Services (CMS), the federal agency that oversees Medicaid, estimated that improper payments in the federal-state Medicaid program were $21.9 billion in fiscal year 2011. The Deficit Reduction Act of 2005 established the Medicaid Integrity Program and gave CMS an expanded role in assi...
The JIAC includes elements of three intelligence operations centers—one supporting EUCOM, a second supporting U.S. Africa Command, and a third supporting the North Atlantic Treaty Organization—as well as several other organizations that perform intelligence-related functions. According to DOD guidance, joint intelligen...
DOD's JIAC, which provides critical intelligence support for the U.S. European and Africa Commands and U.S. allies, is currently located in what DOD has described as inadequate and inefficient facilities at RAF Molesworth in the United Kingdom. To address costly sustainment challenges and instances of degraded theater ...
Since the 1960s, the United States has operated two separate polar- orbiting meteorological satellite systems: the Polar-orbiting Operational Environmental Satellite (POES) series, which is managed by NOAA, and the Defense Meteorological Satellite Program (DMSP), which is managed by the Air Force. These satellites obta...
NOAA established the JPSS program in 2010 to replace aging polar satellites and provide critical environmental data used in forecasting the weather. However, the potential exists for a gap in satellite data if the current satellite fails before the next one is operational. Because of this risk and the potential impact ...
Mr. Chairman and Members of the Subcommittee: I am pleased to be here today to discuss the results of our review of the Credit Research Center (the Center) report on personal bankruptcy debtors’ ability to pay their debts and share with you our observations on the February 1998 Ernst & Young report that also examines d...
GAO discussed the results of its review of the Credit Research Center report on personal bankruptcy debtors' ability to pay their debts and observations on the February 1998 Ernst & Young report that also examines debtors' ability to pay. GAO noted that: (1) both studies share two fundamental assumptions that: (a) the ...
The JSF program is DOD’s largest cooperative program. It is structured on a multitiered set of relationships involving both government and industry from the United States and eight allied nations—the United Kingdom, Italy, the Netherlands, Turkey, Denmark, Norway, Canada, and Australia. These relationships are shown in...
The Joint Strike Fighter (JSF) is a cooperative program between the Department of Defense (DOD) and U.S. allies for developing and producing next generation fighter aircraft to replace aging inventories. As currently planned, the JSF program is DOD's most expensive aircraft program to date, costing an estimated $200 bi...
State and local allocating agencies are responsible for day-to-day administration of the LIHTC program based on Section 42 and Treasury regulations. More specifically, allocating agencies are responsible for (1) awarding their tax credits to qualifying projects that meet their QAP, (2) determining the value of the tax ...
LIHTC encourages private-equity investment in low-income housing through tax credits. The program is administered by IRS and allocating agencies, which are typically state or local housing finance agencies established to meet affordable housing needs of their jurisdictions. Allocating agency responsibilities (in Sectio...
AGOA is a trade preference program that provides eligible sub-Saharan African countries duty-free access to U.S. markets for more than 6,000 dutiable items in the U.S. import tariff schedules. AGOA also includes goals related to U.S. government technical assistance in sub-Saharan Africa. Countries must meet certain eli...
Signed in 2000, AGOA directs the President to provide TCB assistance to sub-Saharan African governments and firms to promote exports and develop infrastructure, among other things. AGOA provides duty-free access on qualifying U.S. imports from eligible sub-Saharan African countries, a total of 41 countries as of Decemb...
Traditionally, DOD’s combat aircraft have used on-board electronic warfare devices called jammers for self-protection against radar-controlled weapons, including missiles and anti-aircraft artillery. These jammers emit electronic signals from the aircraft to try to impede or deny the threat radar’s ability to locate th...
GAO reviewed the Department of Defense's (DOD) acquisition plans for the ALE-50 towed decoy system and the Radio Frequency Countermeasures System (RFCM), which includes a more advanced towed decoy, focusing on whether towed decoys could improve the survivability of certain Navy and Air Force aircraft. GAO noted that: (...
Although DHS reported many efforts under way and planned to improve the cyber content of sector-specific plans, sector-specific agencies have yet to update their respective sector-specific plans to fully address key DHS cyber security criteria. For example, of the 17 sector-specific plans, only 9 have been updated. Of ...
The nation's critical infrastructure sectors (e.g., energy, banking) rely extensively on information technology systems. The Department of Homeland Security (DHS) issued guidance in 2006 that instructed lead federal agencies, referred to as sector-specific agencies, to develop plans for protecting the sector's critical...
Billions of fasteners are used in safety-critical applications such as buildings, nuclear power plants, bridges, motor vehicles, airplanes, and other products or equipment each year. For example, an automobile may have as many as 3,000 fasteners. In 1988, the House Committee on Energy and Commerce’s Subcommittee on Ove...
This report reviews changes in fastener industry practice "resulting from or apparently resulting from" the small-lot exemption of the Fastener Quality Act. GAO found no evidence that the fastener industry changed any practices resulting from, or apparently resulting from, the small-lot exemption. The Customs Service's...
The 1945 Charter of the United Nations gives the UN Security Council primary responsibility for the maintenance of international peace and security. UN peacekeeping operations have traditionally been associated with Chapter VI of the charter, which outlines provisions for the peaceful settlement of disputes. However, i...
The United Nations (UN) supports U.S. interests in maintaining international security by deploying and operating 16 peacekeeping operations in locations in conflict, including Darfur, Lebanon, and Haiti. Over the past 10 years, the number of deployed UN personnel increased from about 41,000 peacekeepers and civilian st...
The federal government’s civilian real property holdings include hundreds of thousands of buildings and permanent structures across the country that cost billions of dollars annually to rent, operate, and maintain. Within this portfolio of government owned and leased assets, GSA plays the role of broker and property ma...
More than half of GSA's 377 million square feet of space were leased from the private sector as of 2014. While GSA strives to match or beat private sector leasing rates, it is important to identify any opportunities to increase efficiency and reduce costs. GAO was asked to review GSA's leasing costs. This report examin...
The nation’s transportation system is a vast, interconnected network of diverse modes. Key modes of transportation include aviation, freight rail, highway, maritime, transit, and pipeline. The nation’s public transit system includes multiple-occupancy vehicle services designed to provide regular and continuing general ...
The Transportation Security Administration (TSA), in the Department of Homeland Security (DHS), is committed to sharing information with public transit agencies. The Implementing Recommendations of the 9/11 Commission Act directed GAO to report on public transit information sharing. This report describes (1) the primar...
WMATA was created in 1967 by an interstate compact that resulted from the enactment of identical legislation by Virginia, Maryland, and the District of Columbia, with the concurrence of the U.S. Congress. Since then, WMATA has been responsible for planning, financing, constructing, and operating a comprehensive mass tr...
In recent years, the Washington Metropolitan Area Transit Authority's (WMATA) public transit system has experienced problems with the safety and reliability of its transit services, including equipment breakdowns, delays in scheduled service, unprecedented crowding on trains, and some accidents and tunnel fires. At the...
The methodological literature provides insight into conducting systematic assessments of evidence for health care interventions that change the delivery or structure of care. Furthermore, the literature on organizational change is pertinent to understanding the key factors that can facilitate or impede implementation a...
The U.S. has devoted an increasing proportion of its economy and federal budget to the provision of health care services, but high levels of spending do not guarantee good care. Policymakers, health practitioners, and others have implemented numerous health care interventions that make discrete changes in the organizat...
Each fiscal year, the Millennium Challenge Act requires MCC to select countries as eligible for MCA assistance by identifying candidate countries, establishing an eligibility methodology, and making eligibility determinations. MCC evaluates eligible countries’ proposals and negotiates compacts, which must be approved b...
In January 2004, Congress established the Millennium Challenge Corporation (MCC) to administer the Millennium Challenge Account. MCC's mission is to promote economic growth and reduce extreme poverty in developing countries. The act requires MCC to rely to the maximum extent possible on quantitative criteria in determi...
The DRC is a vast, mineral-rich nation with an estimated population of about 75 million people and an area that is roughly one-quarter the size of the United States. Since its independence in 1960, the DRC has undergone political upheavals, including a civil war. Eastern DRC, in particular, has continued to be plagued ...
This testimony summarizes the information contained in GAO's August 2015 report, entitled SEC Conflict Minerals Rule: Initial Disclosures Indicate Most Companies Were Unable to Determine the Source of Their Conflict Minerals , (GAO-15-561) . According to a generalizable sample GAO reviewed, company disclosures filed wi...
The draft proposed “Working for America Act” is intended to ensure that agencies are equipped to better manage, develop, and reward employees to better serve the American people. Its purpose is to establish a federal human capital system under which employees have clear performance goals and opportunities for professio...
The federal government must have the capacity to plan more strategically, react more expeditiously, and focus on achieving results. Critical to the success of this transformation are the federal government's people--its human capital. We have commended the progress that has been made in addressing human capital challen...
The U.S. export control system is about managing risk; exports to some countries involve less risk than to other countries and exports of some items involve less risk than others. Under U.S. law, the President has the authority to control and require licenses for the export of items that may pose a national security or...
Pursuant to a legislative requirement and a congressional request, GAO reviewed concerns that U.S. national security interests may have been compromised by sales of unlicensed high performance computers (HPC) to China and Russia, focusing on: (1) the basis for the executive branch's revision of HPC export controls; (2)...
To obtain a full funding grant agreement, a project must first progress through a local or regional review of alternatives, develop preliminary engineering plans, and obtain FTA’s approval for final design. TEA-21 requires that FTA evaluate projects against “project justification” and “local financial commitment” crite...
The Federal Transportation Administration's (FTA) New Starts Program helps pay for designing and constructing rail, bus, and trolley projects through full funding grant agreements. The Transportation Equity Act for the 21st Century (TEA-21), authorized $6.1 billion in "guaranteed" funding for the New Starts program thr...
From fiscal years 2003 through 2011, ORR cared for fewer than 10,000 unaccompanied children per year. Beginning in fiscal year 2012, the number of unaccompanied children apprehended at the southwest border by DHS and transferred to ORR custody rose to unprecedented levels and peaked in fiscal year 2014 at nearly 57,500...
ORR is responsible for coordinating and implementing the care and placement of unaccompanied children. The number of children placed in ORR's care rose from nearly 6,600 in fiscal year 2011 to nearly 57,500 in fiscal year 2014. GAO was asked to review how ORR managed their care. This testimony is based on GAO’s Februar...
FMS receives payment records from and makes payments on behalf of most federal agencies. However, a number of federal agencies have their own disbursing authority. For example, USPS paid about $42 billion in salary and benefits to almost 800,000 career employees in calendar year 1999, and entered into more than 47,000 ...
The Internal Revenue Service (IRS) seeks to apply the law fairly to all taxpayers. Under the continuous levy program, however, taxpayers who receive federal payments are treated differently depending on whether the payments are made by the Federal Management Service (FMS) on behalf of other agencies or directly by the ...
Top leadership in agencies across the federal government must provide committed and inspired attention needed to address human capital and related organizational transformation issues. Leaders must not only embrace reform, they must integrate the human capital function into their agencies’ core planning and business ac...
In 2001, GAO identified human capital management as a governmentwide high-risk area because federal agencies lacked a strategic approach to human capital management that integrated human capital efforts with their missions and program goals. Progress has been made. However, the area remains high-risk because of a conti...
The State Department has security standards for U.S. diplomatic facilities to protect employees and property. A key legal requirement is that new embassy and consulate buildings have a setback of 100 feet from the exterior wall of the building to the perimeter wall or fence to provide protection against blast and for o...
The State Department has determined that about 80 percent of overseas U.S. diplomatic facilities lack adequate security and may be vulnerable to terrorist attack. In September 1998, State expanded its capital construction program to accelerate replacing its most vulnerable embassies and consulates by acquiring sites an...
BRAC, overseas rebasing, and Army modularity are all expected to generate significant personnel movements among numerous bases within the United States and from certain overseas locations back to the United States. Four primary organizations—the Army’s Office of the Assistant Chief of Staff for Installation Management,...
The Army expects significant personnel growth, more than 50 percent in some cases, at 18 domestic bases through 2011 because of the effect of implementing base realignment and closure (BRAC), overseas force rebasing, and force modularity actions. This growth creates the need for additional support infrastructure at the...
FDA is responsible for helping to ensure the safety and efficacy of drugs marketed in the United States. It does this by overseeing the drug development process, reviewing applications for the marketing of new drugs, and monitoring the safety and efficacy of drugs once they are marketed. A growing body of literature ha...
This report reviews the Food and Drug Administration's (FDA) inclusion of women in clinical drug trials. GAO found that women were a majority of the clinical trial participants in the new drug applications (NDA) it examined and that every NDA included enough women in the pivotal studies to be able to statistically demo...
To ensure that the Department of Defense (DOD) has an adequate number of military personnel in place to meet U.S. national security objectives, the services continuously conduct recruiting efforts. The four services have nearly 12,000 recruiters at 5,500 recruiting stations throughout the United States and overseas. Ea...
Pursuant to a congressional request, GAO reviewed the military services' recruiting processes, focusing on the recruiter incentive systems that the military services use to optimize the performance of military recruiters and ensure that only fully qualified applicants are enlisted. GAO noted that: (1) the Department of...
The judiciary has a total of 94 federal districts located throughout the United States, the Commonwealth of Puerto Rico, and the territories of Guam, the U.S. Virgin Islands, and the Northern Mariana Islands. The 94 districts are organized into 12 regional circuits, each of which has a court of appeals, also known as a...
In recent years, concerns have been raised that new courtrooms continue to be built for district judges, even though existing courtrooms appear to be under used. The judiciary wants to maintain its one-judge, one-courtroom policy because of concerns about the effect of shared courtroom space on judicial administration....
Within the vast portfolio of government owned and leased assets, GSA plays the role of broker and property manager to many civilian agencies of the U.S. government. Although some agencies have independent authority related to real property, many rely on GSA for much of their real property needs. GSA’s federally-owned a...
Overreliance on costly leasing is one reason that federal real property has remained on GAO's high-risk list. GAO's work has shown that building ownership often costs less than leasing, especially for long-term space needs. For leases with a net annual rent above a threshold--$2.79 million in fiscal year 2012--GSA is r...
Customs’ mission is to (1) ensure that merchandise and persons entering and exiting the United States do so in compliance with U.S. laws and regulations and (2) collect revenue from international trade. Customs collected $22.1 billion in revenue at more than 300 ports of entry in fiscal year 1998. Customs performs its ...
Pursuant to a congressional request, GAO provided information on the Custom Service's Modernization efforts, focusing on: (1) the status of Customs' implementation of the informed compliance strategy; and (2) whether trade compliance under the new program had improved. GAO noted that: (1) compliance data suggest the ke...
Approximately 65,000 Medicaid beneficiaries in the five states investigated visited six or more doctors to acquire prescriptions for the same type of controlled substances in the selected states during fiscal years 2006 and 2007. These individuals incurred approximately $63 million in Medicaid costs for these drugs, wh...
This testimony discusses (1) continuing indications of fraud and abuse related to controlled substances paid for by Medicaid; (2) specific case study examples of fraudulent, improper, or abusive controlled substance activity; and (3) the effectiveness of internal controls that the federal government and selected states...
Over a period of decades, federal laws and regulations have established a process for the Environmental Protection Agency (EPA) and states to regulate “point sources” of pollution. Point sources are generally municipal and industrial facilities that discharge pollutants via a point, such as a pipe or other conveyance, ...
Pursuant to a congressional request, GAO provided information on the impacts of nonpoint source water pollution and the potential costs of dealing with the problem, focusing on: (1) funding levels for federal programs that primarily address nonpoint source pollution; (2) the way Environmental Protection Agency (EPA) as...
Congress created GSEs to help make credit available to certain sectors of the economy, such as housing and agriculture, in which the private market was perceived as not effectively meeting credit needs. GSEs receive benefits from their federal charters that help them fulfill their missions. Freddie Mac and Fannie Mae (...
Pursuant to a congressional request, GAO reviewed the nonmortgage investment activities at 3 government-sponsored enterprises (GSEs)--the Federal Home Loan Mortgage Corporation (Freddie Mac), the Federal National Mortgage Association (Fannie Mae), and the Federal Agricultural Mortgage Corporation (Farmer Mac)--focusing...
Figure 1 shows DHS’s homeland security and information-sharing visions, missions, and goal. I&A is the lead DHS component with responsibilities for sharing terrorism- related information with all levels of government and the private sector. I&A performs a variety of functions related to information sharing, including g...
Recent planned and attempted acts of terrorism on U.S. soil underscore the importance of the need to ensure that terrorism-related information is shared with stakeholders across all levels of government in an effective and timely manner. DHS, through its Office of Intelligence and Analysis, has responsibility for shari...
The Navy’s delinquency rate was slightly lower than the Army’s, which is the highest delinquency rate in the federal government. Cumulative Navy charge-offs since the inception of the Bank of America travel card program in November 1998 were nearly $16.6 million. As discussed in further details in the following section...
Poor oversight and management of DOD's travel card program has led to high delinquency rates, costing DOD millions in lost rebates and increased ATM fees. As a result, the Congress asked GAO to report on (1) the magnitude, impact, and cause of delinquencies, (2) the types of fraudulent and abusive uses of the travel ca...
In March 2008, then Deputy Attorney General Craig Morford issued a memorandum—also known as the “Morford Memo”—to help ensure th the monitor selection process is collaborative, results in the selection of a highly-qualified monitor suitable for the assignment, avoids potential conflicts of interest, and is carried out ...
Recent cases of corporate fraud and mismanagement heighten the Department of Justice's (DOJ) need to appropriately punish and deter corporate crime. Recently, DOJ has made more use of deferred prosecution and non-prosecution agreements (DPAs and NPAs), in which prosecutors may require company reform, among other things...
Federal statutes provide for civil and criminal penalties for the production, advertising, possession, receipt, distribution, and sale of child pornography. Of particular relevance to this report, the child pornography statutes prohibit the use of any means of interstate or foreign commerce (which will typically includ...
The availability of child pornography has dramatically increased in recent years as it has migrated from printed material to the World Wide Web, becoming accessible through Web sites, chat rooms, newsgroups, and now the increasingly popular peer-to-peer file-sharing programs. These programs enable direct communication ...
The NFIP provides property insurance for flood victims, maps the boundaries of the areas at highest risk of flooding, and offers incentives for communities to adopt and enforce floodplain management regulations and building standards to reduce future flood damage. The effective integration of all three of these element...
The National Flood Insurance Program (NFIP), established in 1968, provides property owners with some insurance coverage for flood damage. The Federal Emergency Management Agency (FEMA) within the Department of Homeland Security is responsible for managing the NFIP. Given the challenges facing the NFIP and the need for ...
FFRDCs are private sector organizations funded primarily by federal agencies to meet a special long-term research and development need that cannot be met as effectively by existing in-house or contractor resources. One federal agency serves as the primary sponsor of the FFRDC and signs an agreement specifying the purpo...
Pursuant to a congressional request, GAO reviewed how the Aerospace Corporation used a $15.5-million contract fee provided by the Air Force in fiscal year 1993 to operate a federally funded research and development center (FFRDC), focusing on the regulatory requirements governing the determination and use of this fee. ...
IRS has two major programs to collect tax debts. First, IRS staff in the telephone function may attempt collection over the phone or in writing. Second, if more in-depth collection action is required, field collection staff may visit delinquent taxpayers at their homes or businesses as well as contact them by telephone...
In 2005, the inventory of tax debt with collection potential had grown to $132 billion. The Internal Revenue Service (IRS) has not pursued some tax debt because of limited resources and higher priorities. Congress has authorized IRS to contract with private collection agencies (PCA) to help collect tax debts. IRS has d...
information, raising concern over issues related to privacy and confidentiality. The federal system of protections was developed largely in response to biomedical and behavioral research that caused harm to human subjects. To protect the rights and welfare of human subjects in research, the Common Rule requires organiz...
Pursuant to a congressional request, GAO discussed the privacy of medical records used for health research, focusing on: (1) to what extent medical information used for research depends on personally identifiable information; (2) research that is and is not subject to current federal oversight requirements; (3) how the...
Since Guam became a territory in 1898, the United States has long maintained a significant military presence on the island to support and defend U.S. interests in the western Pacific Ocean region. Guam has been the home to many different military units over the past 60 years and was especially active during the Vietnam...
In 2006, the United States and Japan planned to relocate 17,600 U.S. Marines and dependents from Japan to Guam. However, in 2012, representatives from the countries developed a revised plan under which 6,300 Marines and dependents would relocate to Guam. The Conference Report accompanying the National Defense Authoriza...
Registered nurses are responsible for a large portion of the health care provided in this country. RNs make up the largest group of health care providers, and, historically, have worked predominantly in hospitals; in 2000, 59.1 percent of RNs were employed in hospital settings. A smaller number of RNs work in other set...
The nation's hospitals and nursing homes rely heavily on the services of nurses. Concerns have been raised about whether the current and projected supply of nurses will meet the nation's needs. This report reviews (1) whether evidence of a nursing shortage exists, (2) the reasons for current nurse recruitment and reten...
The National Aeronautics and Space Administration Authorization Act of 2010 directed NASA to, among another things, develop a Space Launch System as a follow-on to the Space Shuttle and as a key component in expanding human presence beyond low-Earth orbit. To that end, NASA plans to incrementally develop three progress...
NASA is undertaking a trio of closely related programs to continue human space exploration beyond low-Earth orbit: the SLS vehicle; the Orion capsule, which will launch atop the SLS and carry astronauts; and GSDO, the supporting ground systems. As a whole, the efforts represent NASA's largest exploration investment ove...
The most familiar part of USPS’s retail network is the post office. In fiscal year 2015, there were approximately 26,600 post offices across the country, largely unchanged from fiscal year 2005 (see fig. 1). Post offices are a key part of USPS’s revenue stream—accounting for about 56 percent of USPS’s total retail reve...
USPS continues to experience a financial crisis and has undertaken many initiatives to reduce costs. In May 2012, USPS announced POStPlan, which aimed to reduce retail hours at post offices and use less costly labor. However, an arbitrator ruled in September 2014 that USPS must reverse several of these staffing changes...
While the majority of businesses pay the taxes withheld from employees’ salaries as well as the employer’s matching amounts, a significant number of businesses do not. Our review of IRS tax records showed that over 1.6 million businesses owed over $58 billion in unpaid payroll taxes to the federal government as of Sept...
GAO previously reported that federal contractors abuse the tax system with little consequence. While performing those audits, GAO noted that much of the tax abuse involved contractors not remitting to the government payroll taxes that were withheld from salaries. As a result, GAO was asked to review the Internal Revenu...
In general, the term “gatekeeping” refers to the responsibilities and activities that entities—VA, Education, and Labor—undertake to determine whether postsecondary educational and training programs and institutions meet federal requirements. Although the standards, procedures, and methods used by the entities may diff...
Pursuant to a congressional request, GAO determined the extent to which state approving agencies (SAA) assessment activities overlap the efforts of other agencies. GAO found that: (1) $10.5 million of the $12 million paid to SAA in 1994 was spent to conduct assessments already performed by the Department of Education; ...
Congress authorized State’s ATA program in 1983 through the Foreign Assistance Act. According to the legislation, and as noted above, the purpose of ATA is “(1) to enhance the antiterrorism skills of friendly countries by providing training and equipment to deter and counter terrorism; (2) to strengthen the bilateral t...
The Department of State's (State) Antiterrorism Assistance (ATA) program's objectives are to provide partner nations with counterterrorism training and equipment, improve bilateral ties, and increase respect for human rights. State's Office of the Coordinator for Counterterrorism (S/CT) provides policy guidance and its...
CMS’s method of adjusting payments to MA plans to reflect beneficiary health status has changed over time. Prior to 2000, CMS adjusted MA payments based only on beneficiary demographic data. From 2000 to 2003, CMS adjusted MA payments using a model that was based on a beneficiary’s demographic characteristics and princ...
The Centers for Medicare & Medicaid Services (CMS) pays plans in Medicare Advantage (MA)—the private plan alternative to Medicare fee-for-service (FFS)—a predetermined amount per beneficiary adjusted for health status. To make this adjustment, CMS calculates a risk score, a relative measure of expected health care cost...
The criminal justice process—from arrest through correctional supervision—in any jurisdiction is generally complex and typically involves a number of participants, including police, prosecutors, defense attorneys, courts, and corrections agencies. Because of the large number of agencies involved, coordination among age...
Every criminal justice system faces coordination challenges. However, the unique structure and funding of the D.C. criminal justice system, in which federal and D.C. jurisdictional boundaries and dollars are blended, creates additional challenges. The Criminal Justice Coordinating Council (CJCC) has played a useful rol...
Geospatial information describes entities or phenomena that can be referenced to specific locations relative to the Earth’s surface. For example, entities such as houses, rivers, road intersections, power plants, and national parks can all be identified by their locations. In addition, phenomena such as wildfires, the ...
The collection, maintenance, and use of location-based (geospatial) information are essential to federal agencies carrying out their missions. Geographic information systems (GIS) are critical elements used in the areas of homeland security, healthcare, natural resources conservation, and countless other applications. ...
The ability to produce the information needed to efficiently and effectively manage the day-to-day operations of the federal government and provide accountability to taxpayers and the Congress has been a long-standing challenge for federal agencies. To help address this challenge, many agencies are in the process of re...
GAO has previously reported on systemic problems the federal government faces in achieving the goals of financial management reform and the importance of using disciplined processes for implementing financial management systems. As a result, the Subcommittee on Government Efficiency and Financial Management, House Comm...
The Under Secretary of Defense for Personnel and Readiness has overall responsibility for the Training Transformation Program and, through the use of the Training Transformation Executive Steering Group and the Training Transformation Senior Advisory Group, oversees the execution of three capabilities or initiatives: J...
The Department of Defense (DOD) established its Training Transformation Program to ensure combatant commanders that forces deploying to their theaters have had experience operating jointly. The centerpiece of this effort is the Joint National Training Capability (JNTC) initiative, which accounts for 84 percent of the $...