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SP-800-37r2/section/2.7-security-and-privacy-posture
2.7 SECURITY AND PRIVACY POSTURE The purpose of the RMF is to help ensure that, throughout the SDLC, information systems, organizations, and individuals are adequately protected, and that authorizing officials have the information needed to make credible, risk-based decisions regarding the operation or use of systems ...
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Risk Management Framework for Information Systems and Organizations: A System Life Cycle Approach for Security and Privacy
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CHAPTER TWO > 2.7 SECURITY AND PRIVACY POSTURE
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/2.8-supply-chain-risk-management
CHAPTER TWO individuals, other organizations, or the Nation are acceptable based on the organization's risk management strategy and organizational risk tolerance.45 2.8 SUPPLY CHAIN RISK MANAGEMENT Organizations are becoming increasingly reliant on products, systems, and services provided by external providers to ca...
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Risk Management Framework for Information Systems and Organizations: A System Life Cycle Approach for Security and Privacy
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CHAPTER TWO > 2.8 SUPPLY CHAIN RISK MANAGEMENT
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
4f75e1136bb905a654f1bcd9eefefb4108f47597276ee5eec0688f6d96f6a01d
SP-800-37r2/section/6-along-with-the-security-and-privacy-assessment-and-monitoring-frequency-determinations
6 (along with the security and privacy assessment and monitoring frequency determinations established as part of the continuous monitoring strategy), organizations determine a frequency with which authorizing officials review security and privacy information via the security or privacy management and reporting tool or...
SP-800-37r2
Risk Management Framework for Information Systems and Organizations: A System Life Cycle Approach for Security and Privacy
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6 (along with the security and privacy assessment and monitoring frequency determinations
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
4f75e1136bb905a654f1bcd9eefefb4108f47597276ee5eec0688f6d96f6a01d
SP-800-37r2/section/abstract
Abstract This publication describes the Risk Management Framework (RMF) and provides guidelines for applying the RMF to information systems and organizations. The RMF provides a disciplined, structured, and flexible process for managing security and privacy risk that includes information security categorization; contr...
SP-800-37r2
Risk Management Framework for Information Systems and Organizations: A System Life Cycle Approach for Security and Privacy
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Abstract
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
4f75e1136bb905a654f1bcd9eefefb4108f47597276ee5eec0688f6d96f6a01d
SP-800-37r2/section/appendix-a
POLICIES, REGULATIONS, DIRECTIVES, AND INSTRUCTIONS [OMB A-123] Office of Management and Budget Circular No. A-123, Management's Responsibility for Enterprise Risk Management and Internal Control, July 2016. https://www.whitehouse.gov/sites/whitehouse.gov/files/omb/memoranda/2016/ m-16-17.pdf [OMB A-130] Office of Mana...
SP-800-37r2
Risk Management Framework for Information Systems and Organizations: A System Life Cycle Approach for Security and Privacy
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APPENDIX A
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
4f75e1136bb905a654f1bcd9eefefb4108f47597276ee5eec0688f6d96f6a01d
SP-800-37r2/section/appendix-a-3
Revision 1, Guide for Developing Security Plans for Federal Information Systems, February 2006. [SP 800-30] Revision 1, Guide for Conducting Risk Assessments, September 2012. [SP 800-39] Managing Information Security Risk: Organization, Mission, and Information System View, March 2011. [SP 800-47] Security Guide for In...
SP-800-37r2
Risk Management Framework for Information Systems and Organizations: A System Life Cycle Approach for Security and Privacy
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APPENDIX A
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
4f75e1136bb905a654f1bcd9eefefb4108f47597276ee5eec0688f6d96f6a01d
SP-800-37r2/section/appendix-a-4
Revision 2, Security Considerations in the System Development Life Cycle, October 2008. [SP 800-82] Revision 2, Guide to Industrial Control Systems (ICS) Security, May 2015. [SP 800-88] Guidelines for Media Sanitization, December 2014. [SP 800-128] Guide for Security-Focused Configuration Management of Information Syst...
SP-800-37r2
Risk Management Framework for Information Systems and Organizations: A System Life Cycle Approach for Security and Privacy
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APPENDIX A
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/appendix-a-5
MISCELLANEOUS PUBLICATIONS AND WEBSITES [DSB 2013] Department of Defense, Defense Science Board, Task Force Report: Resilient Military Systems and the Advanced Cyber Threat, January 2013. https://www.acq.osd.mil/dsb/reports/2010s/ResilientMilitarySystemsCyberThreat. pdf [NARA CUI] National Archives and Records Administ...
SP-800-37r2
Risk Management Framework for Information Systems and Organizations: A System Life Cycle Approach for Security and Privacy
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APPENDIX A
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/appendix-d-2
• An organization-wide security program is effectively implemented resulting in adequate security for all organizational systems and environments of operation; • Security and privacy (including supply chain) risk management considerations are integrated into programming/planning/budgeting cycles, enterprise architectur...
SP-800-37r2
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APPENDIX D
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/appendix-f-14
• Modifications to how information, including PII, is processed; • Modifications to cryptographic modules or services; • Changes in information types processed, stored, or transmitted by the system; or • Modifications to security and privacy controls. Significant changes to the environment of operation that may trigger...
SP-800-37r2
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APPENDIX F
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/appendix-f-16
Collaboration on security categorization, control selection and tailoring, a plan for assessing controls to determine effectiveness, a plan of action and milestones, and a system-level continuous monitoring strategy is necessary for a successful joint authorization. The terms and conditions of the joint authorization a...
SP-800-37r2
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APPENDIX F
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/appendix-f-2
• Security and privacy assessment reports;131 and • Plans of action and milestones. The executive summary provides a consolidated view of the security and privacy information in the authorization package. The executive summary identifies and highlights risk management issues associated with protecting information syste...
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APPENDIX F
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/appendix-g
Organizations can employ the concept of subsystems to divide complex systems into a set of manageable system elements or identify those elements that support a similar mission, but are sufficiently distinct to be identified separately. Each subsystem has its own boundary (distinct from an authorization boundary) and ca...
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APPENDIX G
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
4f75e1136bb905a654f1bcd9eefefb4108f47597276ee5eec0688f6d96f6a01d
SP-800-37r2/section/authorization-boundaries-and-external-providers
AUTHORIZATION BOUNDARIES AND EXTERNAL PROVIDERS While the concepts of external systems and external service providers are not new, the current pervasiveness and frequency of their invocation can present organizations with significant, new challenges. There are instances where system elements, subsystems, or perhaps th...
SP-800-37r2
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APPENDIX G > AUTHORIZATION BOUNDARIES AND EXTERNAL PROVIDERS
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
4f75e1136bb905a654f1bcd9eefefb4108f47597276ee5eec0688f6d96f6a01d
SP-800-37r2/section/authorization-boundaries-for-complex-systems
AUTHORIZATION BOUNDARIES FOR COMPLEX SYSTEMS The determination of authorization boundaries for complex systems can present significant challenges to organizations. A complex system can be viewed as set of individual subsystems. A subsystem is a major subdivision of a system consisting of system elements that perform o...
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APPENDIX G > AUTHORIZATION BOUNDARIES FOR COMPLEX SYSTEMS
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
4f75e1136bb905a654f1bcd9eefefb4108f47597276ee5eec0688f6d96f6a01d
SP-800-37r2/section/authorization-boundaries-for-software-applications
AUTHORIZATION BOUNDARIES FOR SOFTWARE APPLICATIONS Authorization boundaries include all system elements, including hardware, firmware, and software. Software elements include applications (e.g., database applications, customized business applications, and web applications), middleware, and operating systems. The softw...
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APPENDIX G > AUTHORIZATION BOUNDARIES FOR SOFTWARE APPLICATIONS
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/authorization-boundary-considerations
AUTHORIZATION BOUNDARY CONSIDERATIONS COMPLEX SYSTEMS, APPLICATIONS, AND THE EFFECTS OF CHANGING TECHNOLOGIES his appendix provides additional considerations for determining authorization boundaries for complex systems and software applications. It also includes guidance on authorization boundaries when organizations ...
SP-800-37r2
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APPENDIX G > AUTHORIZATION BOUNDARY CONSIDERATIONS
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/authorization-decision-information
AUTHORIZATION DECISION INFORMATION The authorization decision is transmitted from the authorizing official to system owners, common control providers, and other key organizational officials. The authorization decision includes the following information: • Authorization decision; • Terms and conditions for the authoriz...
SP-800-37r2
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APPENDIX F > AUTHORIZATION DECISION INFORMATION
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/authorization-decisions
AUTHORIZATION DECISIONS Authorization decisions are based on the content of the authorization package. There are four types of authorization decisions that can be rendered by authorizing officials: • Authorization to operate; 135 If changes are made as a result of mitigation actions from plans of actions and milestone...
SP-800-37r2
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APPENDIX F > AUTHORIZATION DECISIONS
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/authorization-package
AUTHORIZATION PACKAGE The authorization package provides a record of the results of the control assessments and provides the authorizing official with the information needed to make a risk-based decision on whether to authorize the operation of a system or common controls.127 The system owner or common control provide...
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APPENDIX F > AUTHORIZATION PACKAGE
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/authorization-to-operate
APPENDIX F • Common control authorization; • Authorization to use; and • Denial of authorization. Authorization to Operate If the authorizing official, after reviewing the authorization package, determines that the risk to organizational operations, organizational assets, individuals, other organizations, and the Na...
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APPENDIX F > Authorization to Operate
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/authorization-to-use
Authorization to Use An authorization to use is employed when an organization (hereafter referred to as the customer organization) chooses to accept the information in an existing authorization package produced by another organization (either federal or nonfederal) for an information system that is authorized to opera...
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APPENDIX F > Authorization to Use
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/authorization-to-use-decision
Authorization to Use Decision The authorization to use is a streamlined version of the authorization to operate and includes: • A risk acceptance statement; and • Time- or event-driven triggers for review of the security and privacy posture of the provider organization shared cloud or system, application, or service (...
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APPENDIX F > Authorization to Use Decision
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SP-800-37r2/section/authorizing-official
AUTHORIZING OFFICIAL The authorizing official is a senior official or executive with the authority to formally assume responsibility and accountability for operating a system; providing common controls inherited by organizational systems; or using a system, service, or application from an external provider. The author...
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APPENDIX D > AUTHORIZING OFFICIAL
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/authorizing-official-designated-representative
AUTHORIZING OFFICIAL DESIGNATED REPRESENTATIVE The authorizing official designated representative is an organizational official designated by the authorizing official who is empowered to act on behalf of the authorizing official to coordinate and conduct the day-to-day activities associated with managing risk to infor...
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APPENDIX D > AUTHORIZING OFFICIAL DESIGNATED REPRESENTATIVE
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/chapter-one-2
• Facilitates the categorization of information and systems, the selection, implementation, assessment, and monitoring of controls, and the authorization of information systems and common controls;11 • Promotes the use of automation for near real-time risk management and ongoing system and control authorization through...
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CHAPTER ONE
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SP-800-37r2/section/chapter-one-3
• To facilitate the integration of security and privacy requirements and controls into the enterprise architecture, SDLC processes, acquisition processes, and systems engineering processes;17 and • To facilitate the implementation of the Framework for Improving Critical Infrastructure Cybersecurity [NIST CSF] within fe...
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CHAPTER ONE
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SP-800-37r2/section/chapter-one-4
• Individuals with logistical or disposition-related responsibilities (e.g., program managers, procurement officials, system integrators, and property managers). For a comprehensive list and description of roles and responsibilities associated with the RMF, see Appendix D.
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CHAPTER ONE
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SP-800-37r2/section/chapter-three-10
System Development Life Cycle Phase: New - Development/Acquisition; Implementation/Assessment. Existing - Operations/Maintenance. Discussion: Organizations implement the controls as described in the security and privacy plans. The control implementation is consistent with the organization's enterprise architecture and ...
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CHAPTER THREE
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SP-800-37r2/section/chapter-three-11
Expected Outputs: A plan of action and milestones detailing the findings from the security and privacy assessment reports that are to be remediated. Primary Responsibility: System Owner; Common Control Provider. Supporting Roles: Information Owner or Steward; System Security Officer; System Privacy Officer; Senior Agen...
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CHAPTER THREE
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SP-800-37r2/section/chapter-three-12
Supporting Roles: System Security Officer; System Privacy Officer; Senior Agency Information Security Officer; Control Assessor. System Development Life Cycle Phase: New - Implementation/Assessment. Existing - Operations/Maintenance. Discussion: Authorization packages96 include security and privacy plans, security and ...
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CHAPTER THREE
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SP-800-37r2/section/chapter-three-15
Potential Inputs: Security and privacy assessment reports; organization- and system-level risk assessment results; security and privacy plans; plans of action and milestones. Expected Outputs: Mitigation actions or risk acceptance decisions; updated security and privacy assessment reports. Primary Responsibility: Autho...
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CHAPTER THREE
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SP-800-37r2/section/chapter-three-16
Discussion: To achieve near real-time risk management, the organization updates security and privacy plans, security and privacy assessment reports, and plans of action and milestones on an ongoing basis. Updates to the plans reflect modifications to controls based on risk mitigation activities carried out by system ow...
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CHAPTER THREE
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SP-800-37r2/section/chapter-three-17
Discussion: The results of monitoring activities are documented and reported to the authorizing official and other selected organizational officials on an ongoing basis in accordance with the organizational continuous monitoring strategy. Other organizational officials who may receive security and privacy posture repor...
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CHAPTER THREE
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SP-800-37r2/section/chapter-three-18
Primary Responsibility: Authorizing Official. Supporting Roles: Senior Accountable Official for Risk Management or Risk Executive (Function); Chief Information Officer; Senior Agency Information Security Officer; Senior Agency Official for Privacy; Authorizing Official Designated Representative. System Development Life...
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CHAPTER THREE
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SP-800-37r2/section/chapter-three-19
Management or Risk Executive (Function); Senior Agency Information Security Officer; Senior Agency Official for Privacy. System Development Life Cycle Phase: New - Not Applicable. Existing - Disposal. Discussion: When a system is removed from operation, several risk management actions are required. Organizations ensure...
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CHAPTER THREE
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SP-800-37r2/section/chapter-three-3
Supporting Roles: Senior Agency Information Security Officer; Senior Agency Official for Privacy; Mission or Business Owner; System Owner; Chief Information Officer; Authorizing Official or Authorizing Official Designated Representative. Discussion: This task is carried out only after organizational systems have been c...
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CHAPTER THREE
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SP-800-37r2/section/chapter-three-4
CONTINUOUS MONITORING STRATEGY-ORGANIZATION Supporting Roles: Chief Information Officer; Senior Agency Information Security Officer; Senior Agency Official for Privacy; Mission or Business Owner; System Owner; Authorizing Official or Authorizing Official Designated Representative. Discussion: An important aspect of ri...
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CHAPTER THREE
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SP-800-37r2/section/chapter-three-6
Supporting Roles: Senior Accountable Official for Risk Management or Risk Executive (Function); Chief Information Officer; Senior Agency Information Security Officer. System Development Life Cycle Phase: New - Initiation (concept/requirements definition). Existing - Operations/Maintenance. Discussion: For information s...
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SP-800-37r2/section/chapter-three-7
Expected Outputs: Controls selected for the system and the environment of operation. Primary Responsibility: System Owner; Common Control Provider. Supporting Roles: Authorizing Official or Authorizing Official Designated Representative; Information Owner or Steward; Systems Security Engineer; Privacy Engineer; System ...
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SP-800-37r2/section/chapter-three-8
Potential Inputs: Initial control baselines; organization- and system-level risk assessment results; system element information; system component inventory; list of security and privacy requirements allocated to the system, system elements, and environment of operation; business impact analysis or criticality analysis;...
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SP-800-37r2/section/chapter-three-9
Discussion: The security and privacy plan review by the authorizing official or designated representative with support from the senior accountable official for risk management or risk executive (function), chief information officer, senior agency information security officer, and senior agency official for privacy, det...
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SP-800-37r2/section/chapter-two
INFORMATION SYSTEM COMMUNICATION AND REPORTING RISK MANAGEMENT ACROSS LEVELS More detailed and granular risk perspective. Broad-based risk perspective. The activities conducted at Levels 1 and 2 are critical to preparing the organization to execute the RMF. Such preparation involves a wide range of activities that go...
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SP-800-37r2/section/chapter-two-2
• Identifying, aligning, and deconflicting security and privacy requirements; and • Allocating security and privacy requirements to information systems, system elements, and organizations. In contrast to the Level 1 and 2 activities that prepare the organization for the execution of the RMF, Level 3 addresses risk from...
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SP-800-37r2/section/chapter-two-3
• Select an initial set of controls for the system and tailor the controls as needed to reduce risk to an acceptable level based on an assessment of risk. • Implement the controls and describe how the controls are employed within the system and its environment of operation. • Assess the controls to determine if the con...
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SP-800-37r2/section/chapter-two-6
When an information system processes PII, the organization's information security program and privacy program have a shared responsibility for managing the risks to individuals that may arise from unauthorized system activity or behavior. This requires the two programs to collaborate when selecting, implementing, asses...
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CHAPTER TWO
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SP-800-37r2/section/chapter-two-7
Figure 5 illustrates the conceptual view of the system and the relationships among the system, system elements, enabling systems, other systems, and the environment of operation.38 FIGURE 5: CONCEPTUAL VIEW OF THE SYSTEM Certain parts of the environment of operation may be included in the authorization boundary (i.e., ...
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CHAPTER TWO
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SP-800-37r2/section/chapter-two-describes-the-concepts-associated-with-managing-information-system-related
1.4 ORGANIZATION OF THIS PUBLICATION The remainder of this special publication is organized as follows: • describes the concepts associated with managing information system-related security and privacy risk. This includes an organization-wide view of risk management; the RMF steps and task structure; the relationshi...
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describes the concepts associated with managing information system-related
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SP-800-37r2/section/chief-acquisition-officer
CHIEF ACQUISITION OFFICER The chief acquisition officer is an organizational official designated by the head of an agency to advise and assist the head of agency and other agency officials to ensure that the mission of the agency is achieved through the management of the agency's acquisition activities. The chief acqu...
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APPENDIX D > CHIEF ACQUISITION OFFICER
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SP-800-37r2/section/chief-information-officer
CHIEF INFORMATION OFFICER The chief information officer117 is an organizational official responsible for designating a senior agency information security officer; developing and maintaining security policies, procedures, and control techniques to address security requirements; overseeing personnel with significant res...
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APPENDIX D > CHIEF INFORMATION OFFICER
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SP-800-37r2/section/common-control-authorization
Common Control Authorization A common control authorization is similar to an authorization to operate for systems. If the authorizing official, after reviewing the authorization package submitted by the common control provider, determines that the risk to organizational operations and assets, individuals, other organi...
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APPENDIX F > Common Control Authorization
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SP-800-37r2/section/common-control-provider
COMMON CONTROL PROVIDER The common control provider is an individual, group, or organization that is responsible for the implementation, assessment, and monitoring of common controls (i.e., controls inherited by organizational systems).118 Common control providers also are responsible for ensuring the documentation of...
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APPENDIX D > COMMON CONTROL PROVIDER
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SP-800-37r2/section/conditions-for-implementation-of-ongoing-authorization
Conditions for Implementation of Ongoing Authorization When the RMF has been effectively applied across the organization and the organization has implemented a robust continuous monitoring program, systems may transition from a static, point-in-time authorization process to a dynamic, near real-time ongoing authorizat...
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APPENDIX F > Conditions for Implementation of Ongoing Authorization
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SP-800-37r2/section/context-dependent-requirements
CONTEXT-DEPENDENT REQUIREMENTS Security and privacy requirements and risks identified by the organization, lead to the need for security and privacy controls to respond to the risk. The controls selected by the organization subsequently lead to both specification requirements and statement of work requirements in the ...
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CHAPTER TWO > 2.7 SECURITY AND PRIVACY POSTURE > CONTEXT-DEPENDENT REQUIREMENTS
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SP-800-37r2/section/control-assessor
CONTROL ASSESSOR The control assessor is an individual, group, or organization responsible for conducting a comprehensive assessment of implemented controls and control enhancements to determine the effectiveness of the controls (i.e., the extent to which the controls are implemented correctly, operating as intended, ...
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APPENDIX D > CONTROL ASSESSOR
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SP-800-37r2/section/denial-of-authorization
Denial of Authorization If the authorizing official, after reviewing the authorization package, including any inputs provided by the senior accountable official for risk management or risk executive (function), determines that the risk to organizational operations, organizational assets, individuals, other organizatio...
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APPENDIX F > Denial of Authorization
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SP-800-37r2/section/developing-well-defined-security-and-privacy-requirements
DEVELOPING WELL-DEFINED SECURITY AND PRIVACY REQUIREMENTS The RMF is an SDLC-based process that can be effectively used to help ensure that security and privacy requirements are satisfied for information systems or organizations. Defining clear, consistent, and unambiguous security and privacy requirements is an impor...
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CHAPTER THREE > DEVELOPING WELL-DEFINED SECURITY AND PRIVACY REQUIREMENTS
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SP-800-37r2/section/effective-authorization-boundaries
EFFECTIVE AUTHORIZATION BOUNDARIES Establishing meaningful authorization boundaries for systems and common controls is one of the most important risk management activities carried out by an organization. The authorization boundary defines the specific scope of an authorizing official's responsibility and accountabilit...
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CHAPTER TWO > 2.6 REQUIREMENTS AND CONTROLS > EFFECTIVE AUTHORIZATION BOUNDARIES
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SP-800-37r2/section/enterprise-architect
ENTERPRISE ARCHITECT The enterprise architect is an individual or group responsible for working with the leadership and subject matter experts in an organization to build a holistic view of the organization's
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APPENDIX D > ENTERPRISE ARCHITECT
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SP-800-37r2/section/event-driven-triggers-and-significant-changes
EVENT-DRIVEN TRIGGERS AND SIGNIFICANT CHANGES Organizations define event-driven triggers (i.e., indicators or prompts that cause a predefined organizational reaction) for both ongoing authorization and reauthorization. Event-driven triggers may include, but are not limited to: • New threat, vulnerability, privacy risk...
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APPENDIX F > EVENT-DRIVEN TRIGGERS AND SIGNIFICANT CHANGES
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SP-800-37r2/section/executive-summary (part 1)
Executive Summary As we push computers to "the edge," building a complex world of interconnected information systems and devices, security and privacy risks (including supply chain risks) continue to be a large part of the national conversation and topics of great importance. The significant increase in the complexity...
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Executive Summary (part 1)
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SP-800-37r2/section/executive-summary (part 2)
• To promote the development of trustworthy secure software and systems by aligning life cycle-based systems engineering processes in NIST Special Publication 800-160, Volume 1 [SP 800-160 v1], with the relevant tasks in the RMF; • To integrate security-related, supply chain risk management (SCRM) concepts into the RMF...
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Executive Summary (part 2)
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SP-800-37r2/section/flexibility-in-rmf-implementation
FLEXIBILITY IN RMF IMPLEMENTATION Organizations are expected to execute all steps and tasks in the RMF (apart from tasks labeled as optional). However, organizations have significant flexibility in how each of the RMF steps and tasks are carried out, as long as organizations are meeting all applicable requirements and...
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CHAPTER TWO > FLEXIBILITY IN RMF IMPLEMENTATION
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SP-800-37r2/section/head-of-agency
HEAD OF AGENCY The head of agency is responsible and accountable for providing information security protections commensurate with the risk to organizational operations and assets, individuals, other organizations, and the Nation-that is, risk resulting from unauthorized access, use, disclosure, disruption, modificatio...
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APPENDIX D > HEAD OF AGENCY
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SP-800-37r2/section/information-generation-collection-and-independence-requirements
Information Generation, Collection, and Independence Requirements To support ongoing authorization, security and privacy information for controls is generated and collected at the frequency specified in the organization's continuous monitoring strategy. Security and privacy information may be collected using automated...
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APPENDIX F > Information Generation, Collection, and Independence Requirements
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SP-800-37r2/section/information-owner-or-steward
INFORMATION OWNER OR STEWARD The information owner or steward is an organizational official with statutory, management, or operational authority for specified information and the responsibility for establishing the policies and procedures governing its generation, collection, processing, dissemination, and disposal. I...
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APPENDIX D > INFORMATION OWNER OR STEWARD
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SP-800-37r2/section/introduction
INTRODUCTION THE NEED TO MANAGE SECURITY AND PRIVACY RISK rganizations depend on information systems1 to carry out their missions and business functions. The success of the missions and business functions depends on protecting the confidentiality, integrity, availability of information processed, stored, and transmitt...
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CHAPTER ONE > INTRODUCTION
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SP-800-37r2/section/leveraging-external-provider-controls-and-assessments
LEVERAGING EXTERNAL PROVIDER CONTROLS AND ASSESSMENTS Organizations should exercise caution when attempting to leverage external provider controls and assessment results. Controls implemented by external providers may be different than the controls in [SP 800-53] in the scope, coverage, and capability provided. NIST p...
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APPENDIX G > LEVERAGING EXTERNAL PROVIDER CONTROLS AND ASSESSMENTS
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SP-800-37r2/section/mission-business-process-level-2-considerations
MISSION/BUSINESS PROCESS (LEVEL 2) CONSIDERATIONS Mission/business process considerations are addressed in the RMF Prepare-Organization Level step and the RMF Prepare-System Level step by specifying mission/business process concerns; by identifying the mission or business owners in primary or supporting roles; and by ...
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CHAPTER THREE > MISSION/BUSINESS PROCESS (LEVEL 2) CONSIDERATIONS
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SP-800-37r2/section/mission-or-business-owner
MISSION OR BUSINESS OWNER The mission or business owner is the senior official or executive within an organization with specific mission or line of business responsibilities and that has a security or privacy interest in the organizational systems supporting those missions or lines of business. Mission or business own...
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APPENDIX D > MISSION OR BUSINESS OWNER
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SP-800-37r2/section/omb-circular-a-130-integration-of-information-security-and-privacy
OMB CIRCULAR A-130: INTEGRATION OF INFORMATION SECURITY AND PRIVACY In 2016, OMB revised Circular A-130, the circular establishing general policy for the planning, budgeting, governance, acquisition, and management of federal information, personnel, equipment, funds, information technology resources, and supporting in...
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CHAPTER TWO > 2.3 INFORMATION SECURITY AND PRIVACY IN THE RMF > OMB CIRCULAR A-130: INTEGRATION OF INFORMATION SECURITY AND PRIVACY
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SP-800-37r2/section/ongoing-authorization
ONGOING AUTHORIZATION Continuous monitoring strategies148 promote effective and efficient risk management on an ongoing basis. Risk management can become near real-time by using automation and state-of- the-practice tools, techniques, and procedures for the ongoing monitoring of controls and changes to systems and the...
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APPENDIX F > ONGOING AUTHORIZATION
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SP-800-37r2/section/ongoing-authorization-frequency
Ongoing Authorization Frequency [SP 800-53] security control CA-6, Part c. specifies that the authorization for a system and any common controls inherited by the system be updated at an organization-established frequency. This part of the control reinforces the concept of ongoing authorization. In accordance with CA-
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APPENDIX F > Ongoing Authorization Frequency
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SP-800-37r2/section/organization-and-system-preparation
ORGANIZATION AND SYSTEM PREPARATION Preparation can achieve effective, efficient, and cost-effective execution of risk management processes. The primary objectives of the Prepare step include: • Facilitate better communication between senior leaders and executives in the C-suite and system owners and operators- - alig...
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CHAPTER THREE > ORGANIZATION AND SYSTEM PREPARATION
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SP-800-37r2/section/prepare-tasksorganization-level
PREPARE TASKS-ORGANIZATION LEVEL Table 1 provides a summary of tasks and expected outcomes for the RMF Prepare step at the organization level. Applicable Cybersecurity Framework constructs are also provided. TABLE 1: PREPARE TASKS AND OUTCOMES-ORGANIZATION LEVEL
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CHAPTER TWO > PREPARE TASKS—ORGANIZATION LEVEL
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SP-800-37r2/section/purpose
Purpose The purpose of the Prepare step is to carry out essential activities at the organization, mission and business process, and information system levels of the organization to help prepare the organization to manage its security and privacy risks using the Risk Management Framework.
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CHAPTER TWO > PREPARE TASKS—ORGANIZATION LEVEL > Purpose
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/purpose-2
ASSESS TASKS Table 6 provides a summary of tasks and expected outcomes for the RMF Assess step. Applicable Cybersecurity Framework constructs are also provided. TABLE 6: ASSESS TASKS AND OUTCOMES Purpose The purpose of the Assess step is to determine if the controls selected for implementation are implemented correc...
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CHAPTER THREE > ASSESS TASKS > Purpose
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SP-800-37r2/section/purpose-3
MONITOR TASKS Table 8 provides a summary of tasks and expected outcomes for the RMF Monitor step. Applicable Cybersecurity Framework constructs are also provided. TABLE 8: MONITOR TASKS AND OUTCOMES Purpose The purpose of the Monitor step is to maintain an ongoing situational awareness about the security and privacy...
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CHAPTER THREE > MONITOR TASKS > Purpose
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/reauthorization
REAUTHORIZATION Reauthorization actions occur at the discretion of the authorizing official in accordance with federal or organizational policy.156 If a reauthorization action is required, organizations maximize the use of security and privacy risk information produced as part of the continuous monitoring processes cu...
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APPENDIX F > REAUTHORIZATION
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SP-800-37r2/section/references
REFERENCES LAWS, POLICIES, DIRECTIVES, REGULATIONS, STANDARDS, AND GUIDELINES LAWS AND EXECUTIVE ORDERS [32 CFR 2002.4] Title 32 Code of Federal Regulations, Sec. 2002.4, Definitions. 2018 ed. https://www.govinfo.gov/app/details/CFR-2018-title32-vol6/CFR-2018-title32- vol6-sec2002-4 [40 USC 11331] Title 40 U.S. Code, ...
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APPENDIX A > REFERENCES
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SP-800-37r2/section/risk-executive-function
RISK EXECUTIVE (FUNCTION) The risk executive (function) is an individual or group within an organization that provides a comprehensive, organization-wide approach to risk management. The risk executive (function) is led by the senior accountable official for risk management and serves as the common risk management res...
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APPENDIX D > RISK EXECUTIVE (FUNCTION)
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/risk-management-in-the-system-development-life-cycle
RISK MANAGEMENT IN THE SYSTEM DEVELOPMENT LIFE CYCLE Risk management activities begin early in the SDLC and continue throughout the life cycle. These activities are important in helping to shape the security and privacy capabilities of the system; ensuring that the necessary controls are implemented and that the secur...
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APPENDIX H > SYSTEM LIFE CYCLE CONSIDERATIONS > RISK MANAGEMENT IN THE SYSTEM DEVELOPMENT LIFE CYCLE
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/rmf-alignment-with-the-sdlc
RMF ALIGNMENT WITH THE SDLC The best RMF implementation is one that is indistinguishable from the routine SDLC processes carried out by organizations. That is, RMF tasks are closely aligned with the ongoing activities in the SDLC processes, ensuring the seamless integration of security and privacy protections into org...
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CHAPTER THREE > THE PROCESS > RMF ALIGNMENT WITH THE SDLC
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SP-800-37r2/section/roles-and-responsibilities
CNSS Committee on National Security Systems CNSSI Committee on National Security Systems Instruction CNSSP Committee on National Security Systems Policy CUI Controlled Unclassified Information DoD Department of Defense EO Executive Order FedRAMP Federal Risk and Authorization Management Program FIPS Federal ...
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APPENDIX D > ROLES AND RESPONSIBILITIES
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SP-800-37r2/section/security-or-privacy-architect
SECURITY OR PRIVACY ARCHITECT The security or privacy architect is an individual, group, or organization responsible for ensuring that stakeholder protection needs and the corresponding system requirements necessary to protect organizational missions and business functions and individuals' privacy are adequately addre...
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APPENDIX D > SECURITY OR PRIVACY ARCHITECT
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SP-800-37r2/section/senior-accountable-official-for-risk-management
SENIOR ACCOUNTABLE OFFICIAL FOR RISK MANAGEMENT The senior accountable official for risk management is the individual that leads and manages the risk executive (function) in an organization and is responsible for aligning information security and privacy risk management processes with strategic, operational, and budge...
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APPENDIX D > SENIOR ACCOUNTABLE OFFICIAL FOR RISK MANAGEMENT
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SP-800-37r2/section/senior-agency-information-security-officer
SENIOR AGENCY INFORMATION SECURITY OFFICER The senior agency information security officer is an organizational official responsible for carrying out the chief information officer security responsibilities under FISMA, and serving as the primary liaison for the chief information officer to the organization's authorizin...
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APPENDIX D > SENIOR AGENCY INFORMATION SECURITY OFFICER
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SP-800-37r2/section/senior-agency-official-for-privacy
SENIOR AGENCY OFFICIAL FOR PRIVACY The senior agency official for privacy is the senior official or executive with agency-wide responsibility and accountability for ensuring compliance with applicable privacy requirements and managing privacy risk. Among other things, the senior agency official for privacy is responsi...
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APPENDIX D > SENIOR AGENCY OFFICIAL FOR PRIVACY
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SP-800-37r2/section/summary-of-rmf-tasks
SUMMARY OF RMF TASKS RMF TASKS, RESPONSIBILITIES, AND SUPPORTING ROLES TABLE E-1: PREPARE TASKS, RESPONSIBILITIES, AND SUPPORTING ROLES RMF TASKS PRIMARY RESPONSIBILITY SUPPORTING ROLES Organization Level
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APPENDIX E > SUMMARY OF RMF TASKS
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SP-800-37r2/section/supply-chain-risk-management-strategies-and-plans
SUPPLY CHAIN RISK MANAGEMENT STRATEGIES AND PLANS Organizations have flexibility on how the details of SCRM strategies and plans are documented. SCRM strategy details for Levels 1 and 2 (organization and mission/business process levels), can be documented in the information security program plan for the organization o...
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CHAPTER TWO > SUPPLY CHAIN RISK MANAGEMENT STRATEGIES AND PLANS
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SP-800-37r2/section/system-administrator
APPENDIX D The role of senior agency official for privacy is an inherent U.S. Government function and is therefore assigned to government personnel only. SYSTEM ADMINISTRATOR The system administrator is an individual, group, or organization responsible for setting up and maintaining a system or specific system eleme...
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APPENDIX D > SYSTEM ADMINISTRATOR
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SP-800-37r2/section/system-and-common-control-authorizations
APPENDIX E RMF TASKS PRIMARY RESPONSIBILITY SUPPORTING ROLES APPENDIX E RMF TASKS PRIMARY RESPONSIBILITY SUPPORTING ROLES APPENDIX E RMF TASKS PRIMARY RESPONSIBILITY SUPPORTING ROLES APPENDIX E TABLE E-2: CATEGORIZATION TASKS, RESPONSIBILITIES, AND SUPPORTING ROLES RMF TASKS PRIMARY RESPONSIBILITY SUPPORTING ROL...
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APPENDIX F > SYSTEM AND COMMON CONTROL AUTHORIZATIONS
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SP-800-37r2/section/system-life-cycle-considerations
SYSTEM LIFE CYCLE CONSIDERATIONS OTHER FACTORS EFFECTING THE EXECUTION OF THE RMF ll systems, including operational systems, systems under development, and systems that are undergoing modification or upgrade, are in some phase of the SDLC.166 Defining requirements is a critical part of an SDLC process and begins in th...
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APPENDIX H > SYSTEM LIFE CYCLE CONSIDERATIONS
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/system-owner
SYSTEM OWNER The system owner is an organizational official responsible for the procurement, development, integration, modification, operation, maintenance, and disposal of a system.121 The system owner is responsible for addressing the operational interests of the user community (i.e., users who require access to the...
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APPENDIX D > SYSTEM OWNER
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SP-800-37r2/section/system-security-or-privacy-officer
SYSTEM SECURITY OR PRIVACY OFFICER The system security or privacy officer124 is an individual responsible for ensuring that the security and privacy posture is maintained for an organizational system and works in close collaboration with the system owner. The system security or privacy officer also serves as a princip...
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APPENDIX D > SYSTEM SECURITY OR PRIVACY OFFICER
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SP-800-37r2/section/system-user
SYSTEM USER The system user is an individual or (system) process acting on behalf of an individual that is authorized to access information and information systems to perform assigned duties. System user responsibilities include, but are not limited to, adhering to organizational policies that govern acceptable use of...
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APPENDIX D > SYSTEM USER
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SP-800-37r2/section/systems-security-or-privacy-engineer
SYSTEMS SECURITY OR PRIVACY ENGINEER The systems security or privacy engineer is an individual, group, or organization responsible for conducting systems security or privacy engineering activities as part of the SDLC. Systems security and privacy engineering is a process that captures and refines security and privacy ...
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APPENDIX D > SYSTEMS SECURITY OR PRIVACY ENGINEER
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SP-800-37r2/section/task-c-2-.-however-separately-categorizing-each-subsystem-does-not-change-the-overall
Task C-2). However, separately categorizing each subsystem does not change the overall categorization of the system. Rather, separately categorizing each subsystem allows the subsystems to receive a separate and more targeted allocation of controls from [SP 800-53] instead of deploying higher-impact controls across th...
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APPENDIX G > Task C-2). However, separately categorizing each subsystem does not change the overall
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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SP-800-37r2/section/task-delegation
TASK DELEGATION The roles specified in the Primary Responsibility section for each RMF task are responsible for ensuring that the task is completed. The roles with primary responsibility may complete a task or may delegate completion of a task to one or more supporting roles except where delegation is specifically pro...
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CHAPTER THREE > TASK DELEGATION
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SP-800-37r2/section/task-m-2-assess-the-controls-implemented-within-and-inherited-by-the-system-in-accordance-with-the
Task M-2 Assess the controls implemented within and inherited by the system in accordance with the continuous monitoring strategy. Potential Inputs: Organizational continuous monitoring strategy and system level continuous monitoring strategy (if applicable); security and privacy plans; security and privacy assessment...
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CHAPTER THREE > Task M-2 Assess the controls implemented within and inherited by the system in accordance with the
https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-37r2.pdf
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